An Ontology-based Framework for XML Semantic Integration
Isabel F. Cruz Huiyong Xiao Feihong Hsu Department of Computer Science University of Illinois at Chicago {ifc, hxiao, fhsu}@cs.uic.edu
Abstract different XML sources. In doing so, we propose an ap- proach for integration of heterogeneous XML sources and XML is becoming the standard for data interchange on query processing across these XML sources. the web. However, XML and its schema languages do not XML documents that conform to different schemas may express semantics but rather structure, such as nesting in- represent data with similar semantics. Therefore, a user formation. Therefore, semantically equivalent documents must construct queries in accordance to an XML docu- often present different document structures. In this pa- ment’s structure to retrieve fragments of information that per, we provide an ontology-based framework that aims to have the same meaning. This fact makes the formulation of make two XML documents interoperate at the semantic level queries on heterogeneous XML sources a nontrivial burden while retaining their nesting structure. In our global-as- to the user. Furthermore, this shortcoming of XML impedes view approach, we generate an RDF ontology for each of the interoperability of XML sources since the reformulation the participating XML documents, which preserves the nest- of XML queries has to eliminate the structural differences ing structure of the document. An RDF global ontology is of the queries while presenting the same semantics. Let us the result of merging the individual ontologies. The global illustrate the problem using a running example as shown in ontology unifies the query access and establishes seman- Figure 1. tic connections among the underlying individual databases. Example 1.1 Figure 1 gives two XML schemas (S and We consider two types of queries: those that are posed on 1 S ) with their documents (D and D ), which are repre- the global ontology and those that are posed on any of the 2 1 2 sented as trees. It is obvious that S and S both repre- XML documents, in a P2P fashion. The former type is pro- 1 2 sent a many-to-many relationship between two concepts: cessed using query translation from an RDF query to an book and author (equivalently denoted by article XML query. The latter type entails bidirectional query pro- and writer in S ). However, structurally speaking, cessing: the translation from an XML query to an RDF 2 they are different: S (book-centric schema) has the query followed by the translation from an RDF query to 1 author element nested under the book element, whereas an XML query. To ensure the correctness of the answer to S (author-centric schema) has the article element the query in the latter case, we introduce the concept of re- 2 nested under the writer element. Suppose our query versibility of the query translation. target is “Find all the authors of the publication b2.” The XML path expressions that are used to define the search patterns in the two schema trees can be respec- 1 Introduction tively written as /books/book[@booktitle="b2"] /author/@name and /writers/writer[article 1.1 Problem description /@title="b2"]/@fullname, where the contents in the square brackets specify the constraints for the search One of the primary obstacles in Semantic Web ap- patterns. We notice that although the above two search pat- plications is the heterogeneity of the distributed data terns refer to semantically equivalent concepts, they follow sources. These heterogeneities can be classified as syn- two distinct XML paths. tactic, schematic, and semantic heterogeneities [3]. Our previous work gives an example of solving schematic het- 1.2 Semantic integration of XML documents erogeneities, that is, those that arise from using different schemas to represent the same data [10]. In this paper, we The diversity of the XML queries (referred to in this pa- focus on the problem of semantic interoperability between per as structural queries) results from the diversity of pos- books writers writers books book writer writer writer book writer * book * author article article article author author article * [1..10] "b2" author @fullname "w1" "w2" "w3" @booktitle "b1" @title @name "a1" "a2" "a3" "t1" "t2" "t2"
XML schema S 1 XML document D 1 XML schema S 2 XML document D 2 "books.xml" "writers.xml"
Figure 1. An example of structural heterogeneity between XML documents. sible XML schemas (also called structural schemas) for a 1.3 Contributions single conceptual model. In comparison, the schema lan- guages that operate on the conceptual level (called concep- In brief, we make the following contributions in this pa- tual schemas) are structurally flat so that the user can for- per: mulate a determined query (called conceptual query) with- out considering the structure of the source. RDF Schema • We propose an approach for using an ontology- (RDFS) [15], DAML+OIL, and OWL are examples of lan- based mediation architecture to integrate heteroge- guages used to create conceptual schemas. There are cur- neous XML sources. The mediation integrates both the rently many attempts to use conceptual schemas [1, 2, 10] XML nesting structure and the domain structure ex- or conceptual queries [8, 9] to overcome the problem of pressed by RDFS to enable semantic interoperation be- structural heterogeneities among XML sources. tween the XML sources by hiding their structural het- erogeneities. This integration process is lossless with In this paper, we propose an approach to integrate XML respect to the nesting structure of the XML document. sources and handle queries in the integrated system by us- ing a bidirectional query translation algorithm. We choose • We extend RDFS by defining additional metadata. to use the global-as-view (GaV) approach [7] for the inte- These metadata encode the nested structure of the gration of XML sources. For the sake of simplicity, we use XML Schema in the RDF schema. RDFS to model the ontologies (instead of DAML+OIL or • Finally, we describe an algorithm for translating the OWL). This choice limits the expressiveness of the model, query back and forth between XQuery and RDQL. The so that some axioms (e.g., disjunction of two concepts) can- translation is based on a mapping table and the prin- not be used. ciple of preserving the nesting structure on the XML In particular, we first transform the heterogeneous XML sources. sources into local RDF-based ontologies (defined using the The paper is organized as follows. Section 2 describes RDFS space [6]), which are then merged into the RDF related work. Section 3 describes the architecture of our ap- global ontology. This transformation process encodes the proach. Data integration and query processing, which are mapping information between each concept in the local the two key points in our approach, are discussed respec- RDF ontology and the path to the corresponding element in tively in Sections 4 and 5. We draw conclusions and discuss the XML source. The ontology merging process is semi- future work in Section 6. automatically performed by utilizing the PROMPT algo- rithm [16]. Apart from the global ontology, the merging process also produces a mapping table, which contains the 2 Related Work mapping information between concepts in the global ontol- ogy and concepts in the local RDF ontologies. In our ap- There are a number of approaches addressing the prob- proach, we can translate a query posed against the global lem of data integration or interoperability among XML ontology into sub-queries over the sources. We can also sources. The approaches proposed can be classified into the translate a query posed against an XML source to an equiv- following three categories. alent query against any other XML source. Given that we choose a GaV approach, the global ontology is a view over 2.1 Semantic integration the local ontologies, therefore the process of mapping a query over the global ontology to queries over the local on- High-level Mediator Amann et al. propose an ontology- tologies is straightforward. based approach to the integration of heterogeneous XML Web resources in the C-Web project [1, 2]. The swers, and query through multiple XML documents. How- proposed approach is very similar to our approach ex- ever, CXQuery does not solve the issue of structural hetero- cept for the following differences. The first difference geneities among XML sources. The user has to be familiar is that they use the local-as-view (LaV) approach [7] with the document structure of each XML source to for- with a hypothetical global ontology that may be in- mulate queries. Heuser et al. also present a new language complete. The second difference is that they do not (CXPath) based on XPath for querying XML sources at the retain the XML documents’ structures in their con- conceptual level [8]. CXPath is used to write queries over ceptual mediator so they cannot deal with the reverse a conceptual schema that abstracts the semantic content of query translation (from the XML sources to the medi- several XML sources. However, they do not consider the ator). Our previous work [10] involved a layered ap- situation of query translation from the XML sources to the proach for the interoperability of heterogeneous web global conceptual schema. sources, but the nesting structure associated with XML was lost in the mapping from XML data to RDF data. 2.3 Query rewriting
Direct Translation Klein proposes a procedure to trans- Query rewriting or query translation is the key issue for form XML data directly into RDF data by annotating both mediator-based integration systems and peer-to-peer the XML documents via external RDFS specifications systems. As an example of the first case, the Clio approach [13]. The procedure makes the data in XML docu- [18] mainly addresses schema mapping and data transfor- ments available for the Semantic Web. However, since mation between nested schemas and/or relational databases. the proposed approach does not consider the document It focuses on how to take advantage of schema semantics structure of XML sources, it can not propagate queries to generate the consistent translations from source to tar- from one XML source to another XML source. get by considering the constraints and structure of the target Encoding Semantics The Yin/Yang Web [17] proposed by schema. The approach uses queries to express the mapping Patel-Schneider and Simeon´ address the problem of in- so as to transform the data into the target schema. The Pi- corporating the XML and RDF paradigms. They de- azza system [11] is a peer-to-peer system that aims to solve velop an integrated model for XML and RDF by in- the problem of data interoperation between XML and RDF. tegrating the semantics and inferencing rules of RDF The system achieves its interoperability in a low-level (syn- into XML, so that XML querying can benefit from tactic) way, i.e., through the interoperability of XML and their RDF reasoner. But the Yin/Yang Web does the XML serialization of RDF. not solve the essential problem of query answering across heterogeneous sources, that is, sources with 3 Architecture different syntax or data models. It also cannot pro- cess higher-level queries such as RDQL. Lakshmanan In this section, we discuss the architecture based on the and Sadri also propose an infrastructure for interoper- following two aspects: the integration of XML sources into ating over XML data sources by semantically mark- the global ontology and the query processing within the in- ing up the information contents of data sources using tegration system. application-specific common vocabularies [14]. How- ever, the proposed approach relies on the availability of 3.1 Ontology integration and mapping table an application-specific standard ontology that serves as the global schema. This global schema contains infor- The ontology integration process contains two steps: mation necessary for interoperability, such as key and schema transformation and ontology merging. In the first cardinality information for predicates. This approach step, we use RDFS to model each XML source as a local has the same problem as the Yin/Yang Web, that is, RDF ontology to achieve a uniform representation basis for higher-level queries can not be processed downwards the ontology merging step. The key operation is the preser- to XML queries. vation of the nesting structure of the XML documents. In the second step, we merge all the local RDF schemas to 2.2 Query languages generate the global ontology. In this process, additional domain-related knowledge (e.g., inheritance) may be intro- CXQuery [9] is a new XML query language proposed by duced. During the merging process, a mapping table is Chen and Revesz, which borrows features from both SQL produced to contain the mapping information between the and other XML query languages. It overcomes the limita- global RDF ontology and local RDF ontologies. To sim- tions of the XQuery language by allowing the user to de- plify our discussion, we assume that the only semantics of fine views, explicitly specify the schema of the query an- the mappings is equivalence. We also do not consider the RDF-based global ontology
mapping table
local RDF local RDF ... local RDF ontology 1 ontology 2 ontology n
Query translator Query in data-integration direction
Query in peer-to-peer direction
local XML local XML ... local XML source 1 source 2 source n Ontology Integration
Figure 2. Architecture of the integration framework. different degrees to which two concepts may be equivalent. across syntactically, schematically, and semantically het- For instance, we simply take book and article as equiv- erogeneous data sources. alent concepts, although they might be semantically differ- We start by looking at the problem for a single source. ent in some cases. We discuss this process in more detail in Intuitively, the query translation mechanism from a source Section 4. query Q to the target query Q0 is said to be reversible when It is worth mentioning that the global ontology in our we can translate Q0 to a query Q00, that produces an answer system has two roles: (1) It provides the user access to the that is semantically equivalent to that produced by Q on the data with a uniform query interface to facilitate the formu- data source. The left side of Figure 3 illustrates this case. lation of a query on all the XML sources; (2) It serves as For distributed sources, the user poses a query Q1 (called the mediation mechanism for accessing the distributed data the source query) on the local XML source 1, which is through any of the XML sources. translated first to Qg on the global ontology. Then Qg is translated into multiple sub-queries Qi, 2 ≤ i ≤ n 3.2 Query processing and reversibility (called target queries), on the other n − 1 distributed XML sources. A translation can be formalized as a function As shown in Figure 2, the translation of queries in our f : Qg = f(Q1,M1), where Qg is the query on the global system may occur in two directions: ontology and M1 is the set of mappings between the local XML source 1 and the global ontology. The translation f is called reversible if and only if for each local XML source Data integration The system translates an RDF query (di- −1 rected to the global ontology) into multiple sub-queries i, Qi = f (Qg,Mi) is equivalent to the source query Q1 (one for each XML source). (Mi is the set of mappings between the global ontology and the local XML source i). Informally, two queries are equiv- Peer-to-peer integration Query translation is performed alent if they return equivalent answer sets on semantically in a similar way to query processing in peer-to-peer equivalent data sets. For example, the two XML documents systems [19]. That is, the query posed by a user against of Figure 1 are semantically equivalent data sets. One just any XML source is propagated to all the mediated dis- has to consider that wi is mapped to ai, 1 ≤ i ≤ 3, and that tributed sources. ti is mapped to bi, 1 ≤ i ≤ 2. Note that not only should this
We use XQuery [4] to write queries over the XML RDF ontology RDF-based sources and we use RDQL (RDF Data Query Language, global ontology Q g based on SquishQL [12]) to write queries over the RDF Q' global ontology. Q Q'' Q 1 Q 2 Q n The translation between structural queries in XQuery local XML local XML ... local XML XML source source 1 source 2 source n and conceptual queries in RDQL involves the problem of reversibility. In this subsection, we introduce the concept of reversibility that forms the basis for query translation Figure 3. Query translation and reversibility. mapping be a bijection but also that other relationships need ments can be defined as simple types, which cannot have el- to be preserved. For example, in this case, the inverse of the ement content and cannot carry attributes, or complex types, nesting relationship is preserved. In Section 5, we use a which allow elements in their content and/or contain at- concrete example (Example 5.3) that illustrates the concept tributes. On the other hand, all attribute declarations must of reversibility. reference simple types since attributes cannot contain other elements or other attributes. From the perspective of XML 4 Integrating Structure and Semantics: A Schema, these nesting relationships are defined in terms of Case Study datatypes (simple or complex type). A well-formed XML document contains the hierarchical structure of elements and attributes, which contains the following two aspects: To support the reversible query translation process be- tween the structural query (XQuery) and the semantic query Element and attribute relationship Only complex-type (RDQL), we choose to extend the vocabulary of RDF to elements can carry attributes and attributes can only make it capable of representing not only the semantics but be of simple types. also the structure of the data. In particular, we define a new RDF property rdfx:contain (rdfx stands for the namespace Element and sub-element relationship Likewise, only where contain is defined) to enable RDF representation of complex-type elements can allow elements as their the XML nesting structure. The data integration process children. But child elements can be either simple consists of two sub-processes, schema transformation and types or complex types. ontology merging, which are discussed respectively in Sec- Taking into account XML elements, attributes and their tion 4.1 and Section 4.2 through a case study. In the case relationships, the transformation from XML to RDF can study we integrate the two XML schemas S1 and S2 (see further include element-level transformation and structure- 0 0 Figure 1). Figure 4 shows the RDF ontologies (S1 and S2) level transformation. that result respectively from the transformation of S1 and S2. Element-level transformation The element-level trans- formation defines the basic classes and properties of
rdfx:contain rdfx:contain rdfx:contain rdfx:contain the local RDF ontology according to the transfor- Books Book Author article writer writers booktitle name title fullname mation correspondences shown in Table 1, with the
Literal Literal Literal Literal structural relationships between the elements not be- ing considered for the time being. No new RDF RDF ontology S 1 ' RDF ontology S 2 ' metadata needs to be defined here because rdfs:Class and rdfs:Property are enough for the specifications Figure 4. RDF ontologies transformed from of classes and properties. For instance, in the case the XML schemas in the case study. study, for S1 we define the classes: Books, Book, and Author while taking booktitle and name as properties of Book and Author, respectively (See Figure 4). 4.1 Local RDF ontology
In the first sub-process, we transform the local XML Table 1. Element-level transformation XML Schema concepts RDF Schema concepts schema into a local RDF ontology while preserving the Attribute Property XML document structure. By document structure, we Simple-type element Property mean the structural relationship of objects specified in data- centric documents [5] by a schema language (such as DTD, Complex-type element Class XML Schema, or RelaxNG). In this paper, we focus on the nesting structure (i.e., hierarchy). Other structural proper- Structure-level transformation The structure-level trans- ties include order. A consequence of not including order in formation encodes the hierarchical structures of the our framework is that we cannot consider a query Q1 that XML schema into the local RDF ontology. The en- involves the order of the subelements of an element. How- coding involves two relationships: element-attribute ever, this kind of query is of little interest in a framework relationship and element-subelement relationship. Fol- where we are mostly concerned with the semantics of the lowing the element-level transformation, it is natural data. to encode the element-attribute relationship as a class- In terms of XML Schema, elements and attributes are to-literal relationship, and the element-subelement re- the two basic building blocks of XML documents. Ele- lationship as a class-to-class relationship in RDFS. We define a new RDFS predicate rdfx:contain to repre- an existing knowledge domain (e.g., the DAML Ontol- sent class-to-class relationships. Specifically, we add ogy Library) or reasoning over a thesaurus. a new property with its domain being one class (con- verted from the parent element), its range being the Figure 5 gives the ontology that results from merg- other class (converted from the subelement), and its ing two local RDF ontologies (see Figure 4) in the case name being rdfx:contain. As a result, we can see study. The grayed classes and properties are merged in Figure 4 that rdfx:contain enables the represen- classes and properties from the original ontologies. For 0 tation of the nesting relationship. For instance, by instance, the class Book is merged from Book in S1 and 0 following the edges of rdfx:contain from Books to Article in S2, whereas the property title is merged 0 booktitle 0 title 0 Author in S1, we in fact get the corresponding XPath from in S1 and in S2. The classes /books/book/author in S1. Table 2 lists the Book and Author are also respectively extended with the mapping information between the XML source S1 and superclasses Publication and Person. 0 the local RDF ontology S1. rdfs:subClassOf Publication Person
rdfx:contain rdfx:contain rdfx:contain 0 Books Book Author Authors Table 2. Mappings between S1 and S 1 rdfx:contain 0 title name XPath expressions in S1 RDF expressions in S1 /books Books Literal Literal /books/book Book /books/book/@booktitle Book.booktitle Figure 5. The global ontology merged from /books/book/author Author local RDF ontologies. /books/book/author/@name Author.name Apart from the global ontology, the ontology merging sub-process also yields another output: the mapping table 4.2 Global RDF ontology that contains the mapping information between the local RDF ontologies and the global RDF ontology. In gen- The process of ontology merging takes multiple local eral, if a class, property, or relationship between classes ontologies (encoded in RDFS) as the input and returns a p in the global ontology is the result of merging p and merged ontology as the output [20]. Ontology merging and i p from different local ontologies, then a mapping in the ontology alignment are widely pursued research topics. In j form of (p, p , p ) is generated. If a class or property this paper we do not intend to introduce a new technique for i j p in the global ontology is only copied from p in a lo- ontology merging. Instead, we utilize existing techniques to i cal ontology, then a mapping (p, p ) is produced. For in- generate the integrated ontology from the local ontologies. i stance, for the class Book.title (in the global ontol- In particular, we use an approach (such as PROMPT [16]) 0 ogy), which is merged from Book.booktitle in S1 that provides the following functionalities: 0 and Article.title in S2, we generate an entry in • Merging of classes where multiple conceptually equiv- the mapping table: (Book.title, Book.booktitle, alent classes are combined into one class. Article.title). Table 3 lists all the mappings in our case study. • Merging of properties where multiple conceptually equivalent properties of a class are combined into one property. Table 3. Mapping table between the global on- • Merging relationships between classes where concep- tology and local RDF ontologies tually equivalent relationships from one class c1 to an- RDF expressions in RDF expre- RDF expre- other class c2 are combined into one relationship (i.e., 0 0 the global ontology ssions in S1 ssions in S2 an RDF property taking c1 as its domain and c2 as its range). Books Books - Book Book Article • Copying a class and/or its properties if the same or Book.title Book.booktitle Article.title equivalent class/property does not exist in the target Authors - Writers ontology. Author Author Writer • Generalizing related classes into a more general su- Author.name Author.name Writer.fullname perclass. The superclass can be obtained by searching 5 Query Processing can retrieve data from all the sources in the system by sim- ply submitting a single RDF query on the global ontology. The system can process queries in two directions: the In this subsection, we discuss the translation from an RDQL data-integration direction, the query on the global ontol- query on the global ontology to XQuery queries over the ogy is rewritten into subqueries over multiple sources, and XML sources. In the following discussion, we use M to the peer-to-peer direction, the query on some XML source denote the mapping table (between the global ontology and is propagated to the XML sources connected through the the local RDF ontologies), Qg for the input RDQL query global ontology. In this section, we describe the query (on the global ontology), Qr for the intermediate query (on rewriting algorithm by using concrete examples. the local RDF ontology), and Qx for the output XQuery query (on the XML source). The process of query rewriting from RDQL to XQuery proceeds as follows: 5.1 Assumptions for the query rewriting algo- rithm Step 1 Identify the RDF path expression corresponding to each variable that is used in Qg, put these RDF path To represent queries, RDQL uses an SQL-like syntax, expressions into a set P , and group them into differ- in which the SELECT clause identifies the variables to be ent sets based on their different roles: (1) Put the RDF returned to the application. The From clause specifies the expression that appears in the Select clause into a set RDF model using an URI. The Where clause specifies the Ps. (2) Put the RDF expression, which appears in the graph pattern as a list of triple patterns. The And clause Where clause and is constrained with a Literal con- specifies the Boolean expressions. Finally, the Using clause stant or a URI, into a set Pw. (3) Also put the RDF provides a way to shorten the length of the URIs. Whereas expression that occurs in the And clause into Pw. XQuery is a functional programming language which has an FLWR (i.e., For, Let, Where, Return) syntax. For simplifi- Step 2 For each participating local RDF ontology Ri, cation, we make the following assumptions for the query based on the correspondences in the mapping table rewriting algorithm. M, replace the RDF paths in P with the RDF paths mapped in Ri, while updating Ps and Pw in the same • We assume that the XML sources to be integrated are way. Rewrite Qg into Qr by using the following related to the same knowledge domain, and data in- method: (1) For the Where clause, traverse Ri to find stances are well populated in these sources so that we an acyclic sub-graph that covers all the path expres- do not necessarily consider handling null values from sions in P , and put all the edges (properties) into a set the XML sources. E. For each ei ∈ E (with the subject si and the ob- ject oi) , add a triple in the form of (?si, ei,?oi) into • We also assume that the XML query posed by the the Where clause. (2) For the Select and And clauses, user is formulated only in the form of FLWR expres- simply replace the RDF paths in them with their corre- sions [4]. However, we are not going to discuss trans- sponding paths in Ri, then bind each path with a vari- lation of nesting XML queries in the rewriting algo- able. rithm, although nesting FLWR expressions are allowed in XQuery. Step 3 Find the XPath expression corresponding to every element pi in both Ps and Pw, by utilizing the map- • We finally assume that all the concepts in every local ping information between the local XML source and 0 ontologies are mapped to the concepts in the global on- its local RDF ontology Ri. For the result, we use Ps to 0 tology during the ontology integration process. That is, denote the set of XPaths corresponding to Ps, and Pw the mappings are total, one-to-one mappings from the for Pw. local RDF ontologies to the global ontology. It is pos- sible that some concept, say ci, in the global ontology Step 4 Construct the target query Qx for each XML source gets mapped to a local ontology but not to another lo- according to the following rules: cal ontology. This leads to the problem of null values • The Let Clause: Output let $
Example 5.1 Suppose we submit in our case study a query SELECT ?title Q on the global ontology: “List all the book titles,” WHERE (?article,
SELECT ?booktitle The query rewriting in the peer-to-peer integration direc- WHERE (?book,
Figure 6. An example of equivalent answer sets
0 • SELECT clause: Bind each RDF path pi in P2 As discussed in Section 3.2, the query translation from to a variable vi, whose name is the label of pi in XQuery through RDQL to XQuery involves the concept of the RDF ontology. Add each vi into the SELECT reversibility. We have shown that the translation reversibil- clause as an item and output: SELECT ?
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