Report of the Garda Síochána Inspectorate
Policing with Local Communities
December 2018
PB I The objective of the Garda Síochána Inspectorate is: ‘To ensure that the resources available to the Garda Síochána are used so as to achieve and maintain the highest levels of efficiency and effectiveness in its operation and administration, as measured by reference to the best standards of comparable police services.’ (s. 117 of the Garda Síochána Act 2005)
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Table of Contents
Introduction 1
Executive Summary 4
Chapter 1 - Local Policing – The Strategic Perspective 31 Introduction 32 A Changing Ireland 32 Implications of a Changing Environment on the Delivery of Local Policing Services 39 Garda Functions, Budget and Staffing 40 The Importance of Understanding and Measuring Demand 41 Tools to help Understand, Measure and Manage Demand 45 Determining Policing Priorities 48 Critical Action 1 51 Structures to Deliver Policing Services 52 Divisional Functionality Model 54 Strategies and Plans to Deliver Policing Services 59 Strategy for Growth 68 Governance, Accountability and Risk Management at a Strategic Level 70 Critical Action 2 72
Chapter 2 - Allocation, Availability and Utilisation of Resources 75 Introduction 76 Part I – Allocation of Human Resources 76 Garda Síochána Staffing Levels 77 Allocation of Resources 2014 to 2018 84 Allocation of Garda Members to Local Policing 85 Critical Action 3 94 Part II – Availability and Utilisation of Resources for Local Policing Services 95 Garda Visibility 95 Utilisation of Garda Stations and Access to Services 101 Custody Facilities 108 Stations Now and Into the Future 110 Availability and Utilisation of Garda Staff 111 Availability and Utilisation of the Garda Reserve 116 Mobility of Staff 122 Availability and Utilisation of Overtime 122 Availability and Utilisation of Garda Vehicle Fleet 126 Other Specialist Resources and Equipment 129
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Factors Affecting the Availability and Utilisation of Resources 129 Critical Action 4 134 Performance Management 136 Attendance Management 138 Technology Gaps 143 Human Resource Managers 143 Critical Action 5 144
Chapter 3 - Deployment and Capabilities of Resources at the Local Level 145 Introduction 146 Deployment of Resources at the Local Level 146 Understanding Public Demand at the Local Level 146 Understanding Protective Demand at the Local Level 152 Briefing, Tasking and Debriefing 153 Duty and Resource Planning 155 Garda Rosters 157 Call Allocation and Investigation Policies and Practices 161 Critical Action 6 165 Developing Workforce Capability at the Local Level 167 Strategic Issues Impacting on Workforce Capability 172 Front-line Supervision 179 Technology to Support Local Policing 186 Critical Action 7 190
Chapter 4 -Delivering Local Policing Services 193 Introduction 194 Local Policing Services 194 Service Delivery 195 Headquarters and National Structures to Support Local Policing 201 Local Policing Plans 203 Critical Elements of Local Policing Services 206 Crime Prevention and Community Reassurance 209 Community Engagement 212 Community Policing 222 Responding to Calls for Service 231 Investigation of Crime and other Incidents 232 Enforcement of Powers 232 Policing National and Local Events 233 Problem Solving 233
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Preventing Offending and Managing Offenders 234 Partnership Working 237 Governance, Risk Management and Accountability for Local Policing 238 Governance 239 Risk Management 241 Local Accountability 242 Critical Action 8 245 Divisional Policing Model – the Way Forward 247 Inspectorate Divisional Functionality Model 250 Individual Functions 252 Analysis of Benefits and Challenges 258 Critical Action 9 266
Appendix 1 267
Appendix 2 282
References 283
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The development of multiple rosters, aligned to a unit’s policing function, would put resources Foreword on duty when needed. There are also inefficient practices linked to garda allowances which Visibility, accessibility and reassurance are inhibit effective use of resources. essential elements of policing and are critically important to local communities, particularly A leaner Garda Síochána organisational structure those most vulnerable. They can also have a based on divisions rather than districts, with positive effect on public confidence in policing. fewer regions and divisions, would improve Delivering effective policing services is not solely efficiency and effectiveness and provide dependent on the number of staff or stations additional resources for front-line duties. The available, but on the totality of resources at the district model is too small in scale, leading to disposal of the Garda Síochána and how they are inefficient and inconsistent services to victims used. and communities. The Inspectorate believes that a move to a divisional policing model would In policing, it is critically important to improve local services and ensure sufficient understand demand for services in order to levels of resources are available at peak demand match resources with the right skills to meet the times. While the Garda Síochána is committed various demands. This inspection found a limited to a divisional approach, the proposed model understanding of the demand for garda services effectively retains the district structure. This and the Inspectorate considers that the absence report contains a detailed analysis of how a of an intelligence-led strategic assessment divisional model could improve the delivery of process is a significant weakness. Although the local policing services. Garda Síochána has a workforce plan, it is still unclear what the optimum number and mix of The inspection identified several areas of members, garda staff and reserves should be to organisational risk, including the deployment police Ireland. Opportunities to increase front- of district detectives to incidents requiring line resources and release members to areas of an armed response, without the same level of higher risk and vulnerability are hindered by training and equipment as Armed Support slow progress on civilianisation and declining Units. This requires an organisational review numbers of reserves. It is disappointing to find to determine the national firearms response large numbers of members still working in non- requirement. There are also serious concerns operational posts. about front-line supervision levels, particularly with the inexperience of a large proportion of Despite a recommendation made in 2009, members. Training also needs to be addressed to no model is used to allocate resources to ensure sufficiency of local policing skills, such as headquarters and national units and the model response driving. used for local policing is not evidence based. As such, it does not determine how many staff a The Garda Síochána is well behind other division needs to match its policing demands. At comparable police services in terms of using a local policing level, there are often insufficient modern technology for dealing with calls for gardaí on duty at the right times to deal with service and resource management. Mobile local demand and, compared to urban areas, devices could transform garda capability and there are often fewer gardaí available each day local policing should be prioritised for new in more rural places. Abstractions of members technology. for prisoner escorts and other non-core functions greatly impact on the availability of resources Visibility matters to local communities and they and often the persons most affected are victims want to see an increased garda presence. While of crimes and local communities. The “one- there is an understanding within the Garda size-fits-all” garda roster is not making the best Síochána of the importance of visibility, there is use of finite resources and, although popular no strategy or local plans to utilise resources for with members, it does not support the effective greater visibility. delivery of local policing services.
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Visibility can be increased without additional Local policing plans present an opportunity to resources by maximising foot and cycle patrols as address community needs and a more interactive well as using reserves and members on overlap and collaborative approach should be taken to shifts. An intelligence-led approach would achieve positive outcomes on things that matter identify where visible policing can have the to communities. Plans are not costed, and it is greatest impact. unclear if sufficient resources are in place to deliver objectives. There should be one local Policing should be mobile and accessible divisional policing plan, supported by micro to the public, by using innovative ways of level plans created in smaller community delivering services away from garda stations. policing areas. Accountability for the delivery The development of garda clinics, kiosks of local policing services could be enhanced or shopfronts, particularly in locations of through the further development of Joint Policing high footfall would bring services to local Committees and local community fora. This communities. A decision needs to be taken on needs to be supported with guidance, training whether it is more efficient to build new stations, and funding and with much wider community to refurbish existing accommodation or lease representation. facilities that provide more agility. It is also important to consider if it is cost effective to invest Crime prevention should be a critical component funds in existing stations that are seldom used. of garda activity and the creation of a strategy is The move to a divisional policing model provides a good first step. However, there was a limited an opportunity to establish how facilities can be awareness of the strategy or its use to prevent more effectively used now and into the future. In local crime. There was also an unstructured any process, the Garda Síochána needs to consult approach to understanding the needs of with local communities and other stakeholders. communities. Policing should be delivered The Inspectorate believes that all decisions about in partnership with local communities and the number, type and location of stations are engagement should be an integral part. Although operational ones for the Garda Commissioner. the Inspectorate believes that partnership working should be more formalised, it does not Previous recommendations were made to prevent the development of shared objectives, improve practices in relation to dealing with joint activity and agreed protocols. Within a victims and customers. It is positive to note divisional model, there is an opportunity to that changes have taken place, such as the develop stronger local partnerships. introduction of divisional Garda Victim Services Offices. However, many recommendations are There are nine critical actions in this report, not yet implemented. There is an absence of including essential elements, such as developing national call allocation and investigation policies an effective workforce plan. Other actions are and there are no formal systems in place to strategic in nature such as the implementation identify repeat callers for services, repeat victims of an intelligence-led process. At a tactical level, of crime or vulnerable people who require an actions are designed to increase resources on the enhanced response. front line. Some actions require the appointment of senior managers as strategic leads to own the Although in 2014, the Garda Síochána reported issue on behalf of the organisation and resolve it. that it was developing a new community policing Underperformance of members featured strongly model, it is not yet in place. Some divisions have in this inspection and unsatisfactory performance reduced community policing resources by 50% procedures need to be developed to deal with and some districts have no community policing low productivity and failure to meet standards. units. The Inspectorate considers community Many of the actions in this report are new, such policing as a specialism and believes that units as the development of a multi-agency rural crime should address issues that are important to prevention and reassurance partnership to tackle local communities. The Garda Síochána needs crime in rural communities. to create a vision for community policing and ensure that sufficient resources are in place across all divisions.
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This inspection also examined the progress of recommendations made in previous Inspectorate reports. The Inspectorate welcomes the measures already taken to address some previous recommendations, but many have not been progressed.
The Inspectorate would like to thank the many staff in the Garda Síochána and community and agency representatives for their contributions to this inspection.
This is a comprehensive inspection of local policing services and the critical actions are intended to deliver a more effective, visible and responsive policing service. As such, the Inspectorate believes that this report should be considered along with the 2018 report by the Commission on the Future of Policing in Ireland.
Mark Toland Chief Inspector Garda Inspectorate
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Acknowledgements
The Garda Inspectorate would like to express Representatives of South Circular Road its appreciation to the Garda Commissioner, Mosque. Garda management and staff who shared their Tallaght Chamber of Commerce. time, knowledge, expertise and ideas during
this inspection. The Inspectorate appreciates Support after Crime Services (by the practical assistance provided and facilities telephone). offered during all inspection visits. The Inspectorate also reviewed relevant Dáil Debates regarding local policing and met with The Inspectorate would also like to thank the Ms. Catherine Murphy, T.D. who presented Garda Representative Association and the a copy of a paper on Kildare Division garda Association of Garda Sergeants and Inspectors numbers. for their engagement with the Inspectorate at national level through meetings and submissions To understand comparative local policing practice and through meetings at the locations visited. in other jurisdictions, the Inspectorate met the organisations listed below. The Inspectorate In addition, the Inspectorate is grateful for the would like to thank them for their input. input of the following key official stakeholders who contributed to this Inspection. The College of Policing, London.
The Department of Justice and Equality. Her Majesty’s Inspectorate of Constabulary and Fire & Rescue Services (England and
The Policing Authority. Wales).
The Courts Service. Her Majesty’s Inspectorate of Constabulary A number of Joint Policing Committees. Scotland. Representatives of the Local Authorities in Police Scotland. some locations visited by the Inspectorate. West Midlands Police. The Inspectorate also met with voluntary groups London Metropolitan Police Service (by and non-governmental organisations who are telephone). stakeholders in policing. The Inspectorate is grateful to the following for their input.
Muintir na Tíre, a national voluntary organisation dedicated to promoting the process of community development. Community Alert Groups in Wexford, affiliated with Muintir na Tíre and operating in partnership with the Garda Síochána and the community. Age Action, a national non-governmental organisation concerned with ageing and older people. The Irish Farmers Association, a farming representative organisation. The Immigrant Council of Ireland, a national, non-governmental organisation that promotes the rights of migrants. Nasc Ireland, the Immigrant Support Centre. Pavee Point, the Traveller and Roma Centre.
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Glossary
AGSI Association of Garda Sergeants and Inspectors ANPR Automatic number plate recognition ASU Armed Support Units BWV Body worn video CAD Computer Aided Dispatch CBD Competency Based Driving CCC Command and Control Centre CEPOL European Agency for Law Enforcement Training CPD Continuous professional development CPO Crime prevention officer CSO Central Statistics Office DCPO Divisional Community Policing Office DMR Dublin Metropolitan Region DPER Department of Public Expenditure and Reform ESRI Economic and Social Research Institute FTE Full time equivalent GPSU Garda Professional Standards Unit GRA Garda Representative Association GRIPS Garda Regional Integrated Personnel System GSAS Garda Síochána Analysis Service GYDO Garda Youth Diversion Office HMIC Her Majesty’s Inspectorate of Constabulary HMICFRS Her Majesty’s Inspectorate of Constabulary and Fire & Rescue Services HRM Human Resource Management IBEC Irish Business and Employers Confederation ILP Intelligence-led policing INIS Irish Naturalisation and Immigration Service JLO Juvenile liaison officer JPC Joint Policing Committee MRP Modernisation and Renewal Programme NGO Non-Governmental Organisation OPW Office of Public Works PAF Performance Accountability Framework PALF Performance , Accountability and Learning Framework PBB Priority-based budgeting PSNI Police Service of Northern Ireland PTU Planning and Tasking Unit PULSE Police Using Leading Systems Effectively RDMS Roster and Duty Management System SARA Scanning, Analysis, Response and Assessment
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Context of the Review Introduction In July 2016, as part of its consideration of a Five Year Reform and High-Level Workforce Plan for the Garda Síochána, the Government decided that the current district model of policing would Background to the Review be replaced on a phased basis with a divisional A Programme for Partnership Government (2016) one. In this new model, responsibilities would be committed the Government to ensuring visible, allocated on a functional rather than a geographic effective and responsive policing in every basis. This decision followed confirmation by the community and to minimising garda response Garda Síochána that it fully agreed with moving times. One of its provisions was that the Policing to a functional rather than a geographic model Authority would oversee a review of: subject to some flexibility in large rural divisions.
Both the boundaries of Garda Síochána The Garda Commissioner subsequently decided districts and the dispersement of Garda to pilot the model in Dublin Metropolitan Síochána stations in rural areas and in Region South Central, Galway, Mayo and Cork developing urban and suburban areas; and City divisions. The Inspectorate recognises this Deployment and rostering arrangements decision to be a fundamental restructuring of with a view to enhancing community the organisation of local policing in Ireland. It policing units. effectively means that the basic unit of policing is to become the garda division, of which there are In a letter to the Policing Authority on 30 June 28, broadly corresponding to county boundaries, 2016 asking for the review to be carried out, the rather than the 96 districts in operation. Minister said that there was a recognition that the configuration of Garda Síochána districts The decision to move to a divisional model and the dispersal of manpower are not fixed in had consequences for this review as it rendered time and must be responsive to, among other the proposed review of district boundaries things, changing demographics, crime trends and redundant. developing technology. The Minister suggested that the Garda Inspectorate would appear to The Government’s decision also committed to be best placed to undertake the review, given significantly increased resources over a five-year its previous work in regard to Garda Síochána period. This changed the context of the review resourcing. This included the Resource Allocation towards one which envisaged expansion and (2009), Crime Investigation (2014) and Changing growth in the resources available to the Garda Policing in Ireland (2015) reports. Síochána up to 2021 in contrast to the restrictions on resources that had prevailed in previous years. A Programme for Partnership Government also committed to the reopening of six garda The Remit stations, both urban and rural, which had been In summer 2016, meetings took place between closed as part of the Garda District and Station the Policing Authority and the Inspectorate Rationalisation Programme in 2012 and 2013. to consider these developments. The terms of The reopenings were to be on a pilot basis so reference were revised and were issued to the that the impact on criminal activity, public safety, Inspectorate by the Policing Authority on 18 community confidence and overall operational October 2016, as follows: effectiveness could inform this review. While the Garda Síochána identified six stations for ‘In accordance with Section 117(2) of the Garda reopening, no station is yet back in service and, Síochána Act 2005, as amended, the Policing therefore, the Inspectorate was unable to conduct Authority hereby requests the Garda Inspectorate this evaluation. to examine the dispersement and use of resources available to the Garda Síochána in the delivery of policing services to local communities and to make recommendations to provide a more effective, visible and responsive policing service.
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The review should take account of: Attendance at the Commission on the Future of Policing in Ireland public consultation the changing environments in rural, developing meeting in January 2018 in Wood Quay, urban and suburban areas Dublin and at the Policing Authority’s the views of local communities annual meeting for Chief Executives of the allocation of Garda resources and their Local Authorities and Chairpersons of Joint deployment at the local policing level, including Policing Committees in July 2018; the use of the Garda Reserve, Garda facilities and Visits to and contacts with other policing Garda equipment; and jurisdictions and agencies; relevant recommendations made in previous Implementation reports on the Changing Inspectorate reports. Policing in Ireland (2015) report; and It is envisaged that this examination will take account Desk-based research. of the ongoing work by the Garda Commissioner to Relevant recommendations from previous implement a divisional model of policing in Ireland.’ inspections which are not yet implemented or The Policing Authority said that it believed fully implemented are referenced throughout the the review outcomes will contribute to an report and summarised in Appendix 1. understanding of how best visible, effective and responsive policing can be delivered in every Data Analysis community. As part of the review, the Inspectorate requested and received a large quantity of data from the Methodology Garda Síochána relating to the allocation of The Inspectorate’s consideration of the terms of human and other resources as well as data from reference for this inspection involved an in-depth PULSE and other technology systems. This data examination of over 40 specific areas. Material is analysed throughout the report and is assessed to inform the review was gathered through the along with qualitative information obtained on following methods: inspections and in meetings with garda members and staff and stakeholders. Formal information and data requests to the Garda Síochána; Field Visits and Meetings Statistical information from the PULSE1 The eight divisions and particular districts system and other technology systems; inspected were selected in order to achieve a Self-assessment questionnaires completed by representative sample of the variety of local divisional officers prior to inspection visits; policing challenges. Visits to eight divisions and a number of The selection criteria were based on a mixture districts within those divisions and relevant of divisions to include two of the four where the headquarters and national units; divisional policing model is being piloted, as well Structured interviews and focus groups; as the different categories of districts outlined in the 2009 National Model of Community Policing. Meetings with key stakeholders including These are: the Department of Justice and Equality, the Policing Authority, the Courts Service, A busy urban city centre; staff associations, local authorities, Joint A suburban district; Policing Committees and non-governmental
organisations (NGOs); A rural district; and A district with a large provincial town.
1 PULSE is an acronym for Police Using Leading Systems Effectively. PULSE is an IT-enabled service delivery project. PULSE comprises 17 operational and integrated systems areas e.g. crime recording, processing of persons in custody and traffic management.
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On this basis, the following locations were 1. Local Policing – The Strategic Perspective; inspected: 2. Availability and Utilisation of Resources for Local Policing Services; Pilot Divisional Model 3. Deployment and Capabilities of Resources at Cork City Division the Local Level; and Galway Division 4. Delivering Local Policing Services. In addition, the Inspectorate visited Dublin These lenses comprise the four chapters of the Metropolitan Region South Central and Mayo report, each of which outlines the Inspectorate’s divisions to discuss the pilots with local senior findings under the relevant themes and points management. the way forward.
National Model of Community Policing Critical Actions Category A – Busy City Centre Urban Given the broad range of the terms of Dublin Metropolitan Region North Central reference and the many relevant previous Division recommendations, the Inspectorate decided Cork City Division – Pilot Divisional Model to frame its findings and the actions needed to address them into nine critical actions that in the National Model of Community Policing Inspectorate’s view are essential to ensuring that Category B – Suburban District policing services in local communities are more Galway – Salthill – Pilot Divisional Model effective, visible, accessible and responsive. Each Dublin Metropolitan Region South – Tallaght action is accompanied by a number of areas that if addressed will support the implementation of National Model of Community Policing the critical actions. Category C – Rural Districts Galway – Clifden – Pilot Divisional Model Kerry – Listowel Donegal – Buncrana
National Model of Community Policing Category D – Large Provincial Towns Kerry – Tralee District Westmeath – Athlone District Wexford – Wexford District
Meetings also took place with many stakeholders in policing, including statutory and voluntary agencies and groups representing local people.
International Research To identify comparable international practice, the Inspectorate conducted considerable desktop research as well as making formal visits to Police Scotland and the West Midlands Police.
Report Structure Following consideration and analysis of all the material gathered under thematic headings, it was decided to examine the issues raised by the terms of reference through four lenses:
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Executive Summary
Introduction A further concern is the deployment of district detectives and detective assistants to incidents This report is titled Policing with Local Communities that require an armed response. This is a because policing is a service delivered in significant organisational risk, due to training and partnership with communities, not something equipment issues and the absence of command done to communities. and control protocols at divisional level.
The report has four chapters that describe Some key organisational strategies, such as the policing from the strategic perspective through accommodation strategy, are outdated; others, to operational service delivery, from the such as the information and communications organisational level to the local, with each technology (ICT), community policing and pointing to the way forward. Many previous the diversity strategies, were in draft at the Inspectorate recommendations are relevant time of this inspection and not available to the to this inspection, particularly from Resource Inspectorate. There is no strategy or plan to Allocation (2009), Crime Investigation (2014) and improve visibility and accessibility. Changing Policing in Ireland (2015). Many of these have not been progressed; others are not yet Throughout this inspection, the district model fully implemented. Where appropriate, they are was identified as being too small in scale, leading referenced in the report and a summary of the to inefficient and inconsistent practices. This has key high-level recommendations is provided in an adverse impact on the services provided to Appendix 1. victims and citizens. The Inspectorate’s divisional functionality model is put forward to address this. Key Findings This inspection found a police service that is Critical Actions well behind other comparable services. The Garda Síochána has a limited understanding of This report contains nine critical actions that in current and future demand, and the absence of the Inspectorate’s view are essential to ensuring an intelligence-led strategic planning process is a that policing services in local communities are significant organisational weakness. As a result, more effective, visible and responsive. Each decisions on the workforce plan and resource action is accompanied by a number of activities allocation model are not fully informed. The that if addressed will support the implementation Inspectorate found that the roster and certain of the critical actions. allowances are barriers to developing a more Some of the critical actions and activities flexible and responsive service. identified to address the inspection findings The Inspectorate found that there is an insufficient relate to the essential building blocks of the understanding of the skills and training needs of organisation, such as developing a workforce members and staff, as well as a deficit of training plan that is informed by policing priorities to address skills gaps. In spite of increased and a clear understanding of demand, as well investment, opportunities to maximise front-line as developing an ICT strategy that integrates resources have been hindered by slow progress systems and supports the organisation’s vision on civilianisation, the continual decline in the for policing including at the local level. number of reserves, abstraction of members from Some are strategic in nature, such as the full key front-line policing roles and unnecessary implementation of an intelligence-led planning bureaucracy. The Inspectorate is concerned process that uses strategic assessments of threat, about supervision levels, particularly given the risk and harm to inform decisions about policing inexperience of a large proportion of front-line priorities and resourcing. members.
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Others are tactical, for example, timely and Also included is a complementary action relevant training for detectives and community to develop Joint Policing Committees and policing officers. local community fora to provide enhanced accountability of and support to local policing. Some are necessary to mitigate organisational This action is for the Policing Authority with risks associated with arrangements for custody, the assistance of the Department of Justice and front-line supervision and the deployment of Equality. detectives to firearms incidents. Others aim to bring consistency and corporacy to existing activity, such as national call allocation and Chapter 1: Local Policing – investigation policies. The Strategic Perspective In some cases, the activities restate or update previous recommendations because of their importance to efficient and effective service Introduction delivery. These include procedures to deal with Key strategic decisions that affect service delivery unsatisfactory performance and unsatisfactory include the organisation’s resource distribution attendance. The Inspectorate considers that a model and its policing priorities, as well as good way to develop these is to appoint a senior its structure, strategies and arrangements for manager as strategic lead to own the issue on governance. behalf of the organisation, develop the policy and The chapter looks from a strategic perspective at lead on implementation. how demand for policing services is understood, This report contains a number of new activities measured and managed. It examines the factors aimed at improving the delivery of local policing and information that influence the identification services. These include: of the policing priorities. It also considers key strategies and plans that are in place to support
Using tools such as strategic assessments, the delivery of policing services, as well as the activity analysis, business process mapping, current structure of the organisation, including academic research and priority-based plans to move to a divisional model of policing. budgeting to develop a fit for purpose workforce plan; When using the term “local policing services”, the Inspectorate is referring to the policing Developing an organisational visibility and services currently delivered at divisional and accessibility strategy; district levels throughout Ireland. Developing a new and wider definition of vulnerability, to ensure that policing responses match the needs of individuals; Review Findings Creating a national community A Changing Ireland engagement/reassurance strategy that includes the use of social media at local An understanding of demographics is critical to policing levels; decision-making about service provision. Over the last two decades, Ireland has witnessed a Creating a multi-agency rural crime population growth of over 31%, mainly focused prevention and reassurance partnership; on larger urban centres. Population is forecast Appointing a strategic lead to develop to increase to between 5.2 and 5.6 million by rosters for the various garda units that put 2031. Census 2016 shows that over 15% of the people on duty at the right times; population had an ethnicity other than White Reviewing the current system of allowances Irish. The growth, dispersal and diversity of to improve flexibility in deployment of the population, as well as other global and resources and reduce inefficiencies; and environmental factors such as serious and organised crime, climate change and Brexit Conducting an organisational review to will all affect demand for policing services and determine firearms response requirements. influence the priorities for policing.
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The Garda Síochána needs to assess the impact of Divisions without a computer aided dispatch these factors on policing and be sufficiently agile record calls for service on an electronic database, to be able to respond appropriately. however, this was found to be used inconsistently. The PULSE system contains crime and incident Importance of Understanding and data for the whole organisation, but this also Measuring Demand does not provide a complete picture of public The Garda Síochána is a large and growing demand because not all calls for service are crime organisation that is required to address the or incident related. combined challenges of dealing with traditional The Inspectorate was informed that a nationwide types of crime, preventing harm and protecting roll-out of the computer aided dispatch system vulnerable people, as well as tackling new and is underway and is expected to be in place by complex threats. To do this in an efficient and the end of 2018. Provided it is accompanied by effective manner, it must understand the current robust systems and standard processes to record demand for its services in order to determine its information, it should result in all public demand optimum size, composition and structure, as well being more accurately captured on one system as the workforce skills necessary to deal with that and contribute to a better understanding of demand. It is also important that it looks ahead demand. and assesses how demand for its services will change over time. The Garda Síochána could make better use of data from the existing computer aided dispatch Understanding Demand system. However, its capabilities are not well Policing demand can be described in three broad understood throughout the organisation and not categories. The first is public demand and this used to best effect. consists of the calls for service received from other organisations or the public and includes Intelligence-Led Policing reports of crimes and other incidents. The second Protective demand is difficult to measure; category, known as protective demand, is the pre- however, using an intelligence-led policing emptive or proactive demand arising from work model can provide an understanding of what to improve public safety and prevent crimes and proactive work is required. Intelligence-led incidents from occurring. The third is internal policing is a forward-looking, proactive process demand, which is the self-generated demand that assists police managers to make evidence- that comprises internal processes, protocols, based decisions about their operational policing administrative tasks and bureaucracy. priorities and how they will deal with them. It includes the preparation of a strategic assessment Measuring Demand report that identifies the medium to long-term Public demand is usually measured by counting threats and risks in the police service’s operating the number of calls for service. The Garda area. Once the priorities have been identified, Síochána’s understanding of public demand is control strategies setting out preventative, incomplete because it does not currently have a intelligence, enforcement and reassurance actions single national system for recording all calls for are developed for each priority. This approach service. The computer aided dispatch2 system, ensures that by understanding and prioritising which operates in the Dublin Metropolitan police activity, the types of demand that create Region and in a number of divisions outside the highest levels of threat, risk and harm can Dublin, contains information on all calls for be reduced. The Garda Síochána does not have service in those divisions. a strategic planning process at national or local level and does not task its analysts with preparing strategic assessments of threat, risk and harm.
2 Computer aided dispatch is an electronic system that records the details of all emergency and non-emergency calls received from the public that require a police response. 6 7 POLICING WITH LOCAL COMMUNITIES
Process Mapping The Policing Authority is responsible for Internal demand can be measured by conducting determining the priorities and performance business process mapping. This defines what a levels for the Garda Síochána in relation to its business area does, who is responsible, and to policing function in consultation with the Garda what standard a business process should be Commissioner. It consults widely on draft completed. It is used to assist organisations to priorities, which take account of a number of improve the efficiency and effectiveness of their policing objectives set out in A Programme for processes and determine the resources necessary Partnership Government. In other jurisdictions, for them. The Garda Síochána has a large degree the strategic assessment of threat, risk and harm of control over its internal systems and processes. prepared by the police service would also be However, it does not fully understand the nature included in the process to determine policing and scale of this demand and, although it is priorities. The Garda Síochána does not fully undertaking a significant change to its operating operate an intelligence-led policing process. model, it has not conducted a systematic review This is a significant organisational weakness. of the relevant organisational processes. Tackling The introduction and routine use of the full suite internal demand would save time, improve of intelligence-led policing tools would result in morale and change the behaviour of individuals, a more complete set of information to identify at the same time as increasing organisational policing priorities. productivity and changing the organisation’s Critical Action 1 identifies how the Garda culture. Síochána could better understand demand and identify its policing priorities. Activity Analysis Activity analysis is another tool that can be used to obtain a more comprehensive understanding Critical Action 1 and measurement of demand. It involves To develop evidence-based capturing all activities that are carried out in methodologies and processes that the organisation, the time spent on them and enable the Garda Síochána to better by whom. To conduct an organisation-wide understand its current and future activity analysis in the absence of a modern demand and inform the identification human resources information system and duty of its policing priorities. management system would be challenging for the Garda Síochána. However, it would contribute to improved understanding of demand. In support of this critical action, the Inspectorate considers that the Academic Research following areas need to be addressed: In other jurisdictions, police are collaborating Fully implement an intelligence-led with universities to undertake academic research policing process at national and local to inform resourcing decisions, as well as identify level, which includes the use of strategic effective crime reduction techniques and evaluate assessments and control strategies; policing initiatives. Undertake an organisation-wide activity analysis to provide a better Determining Policing Priorities understanding of demand; Police services need to have strategic priorities Carry out business process mapping of in order to make evidence-based decisions all relevant activities, starting with those about the allocation of their resources. In other used in divisions, to ensure they are fit jurisdictions, a wider range of information is for purpose and to eliminate unnecessary used to identify policing priorities. This includes bureaucracy; and high-level government objectives for policing,
stakeholder engagement and police assessments Increase collaboration with academia to of threat, risk and harm. develop evidence-based approaches to key policing issues.
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Review Findings Continued The Inspectorate continues to be of the view that fewer regions and divisions, together with the Organisational Structure implementation of a full divisional functionality The structure of the Garda Síochána can policing model would improve the efficiency and be broadly broken down into three main effectiveness of local policing. components, namely operational divisions, national units and headquarters, with divisions National Policing Plan providing the majority of policing services in The Garda Síochána Policing Plan 2017 contained local communities. 89 performance measures of which 48 were achieved, 14 were partially achieved and 27 were National and Headquarters Units not achieved. The 2018 plan has 119 measures Most national units manage or co-ordinate the and it appears that many of these may not be response to certain types of incidents because achieved. The Inspectorate considers that the of their complexity, seriousness or national Garda Síochána should focus on fewer initiatives impact, while others provide strategic support and associated measures, which reflect clearly to operational units. Headquarters provides identified strategic priorities, rather than making management, human resources and logistical almost everything a priority and setting too services for the organisation. This inspection many objectives, the totality of which may not found no evidence-based process for determining be achievable. As previously recommended, the the number of staff allocated to these units and Garda Síochána also needs to adopt a process a lack of clarity about what aspects of demand to cost its policing plans and link its resource they deal with. allocation process to the strategic priorities.
Divisional Policing Model Community Policing The resources that deliver day-to-day policing The Garda Síochána regards being part of the services in local communities are organised in community and working with the community a geographical model comprising six regions, as a major strength and in its Modernisation and 28 divisions and 96 districts. This model gives Renewal Programme 2016–2021, it committed to each of the 96 district officers (superintendents) enhancing its model of community policing. This responsibility for a wide range of functions and inspection found several different community the structure results in skills gaps, inconsistent policing models in operation. Although decision-making, variable operational practices, the internationally recognised elements of unnecessary bureaucracy as well as multiple community policing such as community points of contact for Garda Headquarters engagement, problem solving and partnership and external partners. To improve efficiency working are included in these models, there was and effectiveness, the Inspectorate previously a lack of clarity about the purpose of community recommended a leaner organisational model with policing at all levels of the organisation and the fewer regions and divisions and a new divisional key elements were not always well understood policing model in which senior management or consistently applied. responsibilities are allocated on a functional While communities have different policing needs divisional basis rather than a geographical and a one-size-fits-all model will not best serve district basis. The Garda Síochána accepted the those needs, there should be one clear strategy recommendation to move to a divisional model for community policing. This should set out the but has not yet fully implemented it. Comparison vision for and purpose of community policing, between the Garda Síochána’s proposed model describe the essential elements of it, including and the one recommended by the Inspectorate engagement, problem solving and partnership shows that, although some functions will be working, and define the role and responsibilities managed on a divisional basis, the creation of all those involved in community policing. of multiple community engagement hubs The Garda Bureau of Community Engagement perpetuates the current district model of policing. has an important role in the development of the strategy and an implementation framework, as
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well as providing strategic support to divisions. Workforce Plan The Inspectorate was told that a new community Although the Garda Síochána has a workforce policing framework was being developed, but no plan, it is unclear what the optimum number implementation date was identified. and mix of members, garda staff and reserves should be to police Ireland. The Garda Information and Communications Síochána’s limited understanding of current Technology Strategy and future demand for its services hinders the The Garda Síochána is well behind comparable development of an effective workforce plan. Its police services in terms of its use of technology. draft plan sets out the “as is” allocation of garda This significantly limits its ability to provide the members and staff and identifies the projected best possible policing service. The introduction of “to be” number of members and staff in each new ICT systems is critical to the modernisation service area, based on the target of 15,000 garda of the Garda Síochána and the Government has members and 4,000 garda staff. The plan states provided €217m for technology improvements. that the “to be” model has been developed to However, at the time of writing, the Garda reflect priorities agreed by the senior leadership Síochána did not have a current strategy. The team, including prioritisation of regular garda Inspectorate was provided with updates in units and specialisation and professionalisation relation to a number of organisational projects at regional/divisional level. The resulting “to and notes that some progress is being made. be” numbers are described as high level and However, there is an urgent need for an updated indicative. However, the plan does not contain strategy that integrates with and supports the any analysis of current demand, nor reflect a Garda Síochána’s vision for policing. As well correlation between the organisation’s policing as ensuring that the essential strategic systems priorities, as described in the strategy statement, are in place, a key objective of the strategy and the resourcing levels. should be to put in place technology solutions that support and enhance the delivery of local As previously recommended, applying a priority- policing services. The strategy should not be just based budgeting process could further develop about digitising existing processes but should the workforce plan by critically assessing the also be an opportunity to review, streamline and deployment of current resources, redistributing update processes to create efficiencies and reduce them as necessary and by identifying where to unnecessary bureaucracy. deploy the additional resources currently being recruited. Accommodation Strategy Communicating Change In 2010, the Garda Síochána published a Long Term Accommodation Strategy and, although eight At a time of modernisation and reform within years old, many of the challenges identified the Garda Síochána, it is vital that organisational at that time remain. The strategy needs to be changes are understood and embedded. This refreshed in preparation for a bid to the 2022– inspection identified limited awareness of 2028 capital planning process and to assist the organisational changes such as the roll-out of Garda Síochána in its modernisation programme. the divisional model. It is important therefore A refreshed strategy needs to identify future that change programmes are supported by organisational requirements that take account of engagement strategies and plans that are tailored growth in the organisation, anticipated changes to both internal and external audiences. to the organisational structure and operating model, as well as changing demographics and Governance, Accountability and Risk population movements. The strategy should Management at a Strategic Level explore new types of facilities to meet the The Inspectorate was informed that the Garda demands of 21st-century policing, which take Síochána’s main governance tools are its policing account of new technology and new ways of plans, management meetings that are held within working both within and outside the Garda the Performance Accountability Framework and Síochána. its risk management processes.
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The Inspectorate reviewed the operation of the Garda Síochána’s risk management processes and noted that previous recommendations for this area of business had been implemented. Several senior managers reported receiving good advice from the Garda Risk Management Unit and a number of managers identified themselves as “risk champions”, with responsibility for driving and supporting the use of risk management practices in their area. The Inspectorate welcomes these positive developments; however, the policy of each district having a risk register, resulting in a total of 130 for the regions, divisions and districts, should be reviewed.
Critical Action 2 contains a number of organisational strategies and plans that could significantly support and enhance the delivery of local policing services.
Critical Action 2 To develop organisational structures, strategies and plans that enhance the delivery of local policing services.
In support of this critical action, the Inspectorate considers that the following areas need to be addressed: Implement the full divisional functionality policing model previously recommended by the Inspectorate; Develop and implement a single community policing strategy that includes a clear definition of the vision and purpose of community policing, outlines the operating framework and states the core role and responsibilities of all members and staff involved in community policing; Ensure that a strategic principle of the new ICT strategy is to support the delivery of local policing services; Develop the organisational workforce plan to ensure that it aligns resources to policing priorities and demand and takes account of the ongoing increase in human resources; Develop an updated accommodation strategy that takes account of structural and workforce changes; and To support such organisational changes, develop and implement an internal and external engagement strategy.
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Chapter 2: Allocation, It is important for the Garda Síochána to critically assess all positions in headquarters, national Availability and Utilisation units and local policing to identify efficiency and of Resources effectiveness opportunities which will enable the allocation of additional resources to areas of Introduction higher threat, risk, harm and vulnerability. This chapter examines how garda resources The Garda Síochána needs to incorporate all are allocated and used to provide an effective, available data sets/demand analytics, including visible and responsive service. It looks at calls for service data, to develop a new resource how headquarters allocates human resources allocation model. and how divisions further distribute and use those resources. It considers the extent of progress to implement previous Inspectorate Distribution of Resources to Divisions recommendations that gardaí be released from The Garda Síochána is using a relatively new non-operational roles to front-line policing model called ‘Cohort’ to distribute gardaí who duties. Visibility and accessibility of services are available for local policing across the 28 are considered, including how garda staff, the divisions. Cohort takes into account a number Garda Reserve and the use of garda stations can of relevant factors including population levels, enhance service delivery. Finally, it examines a the number of stations in a division, as well as number of areas that impact on the availability crime and non-crime incidents from PULSE and utilisation of resources including abstraction over the previous five years. While it provides from front-line policing duties, as well as the a fair system for the distribution of gardaí management of performance and attendance. at divisional level (after headquarters and national unit numbers are excluded), it is not an evidence-based resource allocation model that Review Findings has established how many gardaí each division actually needs. Analysis showed that according Allocation of Human Resources to the numbers set by Cohort, 12 divisions had Despite Inspectorate recommendations dating a surplus, one had the exact number and 15 had back to 2009, the Garda Síochána still does not a deficit. Numbers are mainly adjusted by the have suitable human resource systems in place to distribution of new probationers on completion support the effective allocation and management of their training at the Garda College, as there of people. Some data on staff location and skills are challenges in transferring members from one is inaccurate and not all of the call data that division to another. The Inspectorate also found is available is used by the Garda Síochána in that there is no correlation between the Cohort its allocation formula. It is also unclear what process and the numbers of garda staff assigned areas of threat, risk and harm are managed to each business unit. by headquarters, national and local policing units. Headquarters and national unit resources Members in Non-Operational Roles are not allocated using a specific model and Examination of units from headquarters level it appears that many decisions are based on down to district level shows that there is still historical factors, rather than on demand. These a high number of members in non-operational units play an important role in supporting local posts. This is despite a recommendation in 2015 policing but in the absence of a formal allocation about increasing the proportion of members on process, meaningful demand data and clarity the front line. about functions of the units, the Inspectorate is unable to determine if the allocation of resources Distribution of Members to Districts is sufficient. There is also no resource allocation Following the distribution of gardaí by model in place for deciding on the levels of Cohort to divisions, the local divisional chief regional resources. superintendent decides on how those members will be further distributed.
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Analysis of the distribution of resources showed With the implementation of the new divisional considerable variations in the assignment of functionality model, the Inspectorate believes members across divisions to various policing that the responsibilities of a human resource functions, with different assignment choices manager at divisional level should include being made in rural and urban divisions. Many leading on all local resource distribution of these variations arise from the continued use processes and workforce succession planning. of a district policing model. Some district officers Critical Action 3 informed the Inspectorate that they were not is designed to ensure that assigned an appropriate number of members to resources are allocated through an evidence- match policing demand. Assigning on a district based model, focused on areas of higher threat, basis is inefficient as it creates barriers to later risk, harm and vulnerability. reassignments. This process also perpetuates the duplication of units comprising small numbers of Critical Action 3 members, spread thinly across multiple districts. For example, there are several small district To develop an evidence-based detective units instead of one larger divisional resourcing model that allows the unit. accurate allocation of resources at all levels of the organisation based on The decline in the number of members assigned areas of higher threat, risk, harm and to community policing duties was raised as a vulnerability. barrier to delivering more effective local policing services. In many divisions, the number of In support of this critical action, community policing members has reduced by the Inspectorate considers that the up to 50% from their highest levels and some following areas need to be addressed: districts have no dedicated community policing members in place. To enhance local service Incorporate all available data sets/ delivery, the resource allocation model should demand analytics, including calls for take account of the needs of all communities. service data to develop a new resource allocation model; Availability of Resources Establish what areas of risk/harm will be This inspection found that there are often managed by headquarters, national and insufficient gardaí on duty at the right times to local policing units; deal with local policing demands. Compared to Ensure that a resource allocation urban areas, the Inspectorate found that there model takes account of the needs of all are often fewer gardaí available each day in communities; and more rural places and, as a result, communities Support the resource allocation process in these areas often receive more limited services. with the development of a local policing This analysis confirms that when the number of workforce plan led by the divisional overall members reduced, the Garda Síochána human resource manager. became a far more reactive police service. Many of the proactive units in operation such as crime task forces, drugs units and community policing units lost considerable numbers of gardaí. Despite recent increases in numbers, the strength of these units has not been replenished.
Other police services visited by the Inspectorate had leaner organisational structures and a good understanding of policing demand, particularly in relation to people and local communities who are at most risk of harm. They also had systems for ensuring minimum numbers of police officers are available.
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Review Findings Continued Publicising garda activity is a good way of providing a visible presence and offering Visibility practical crime prevention advice can make Visibility, accessibility and reassurance are people feel safer. Many divisions have developed essential elements of policing and they are good relationships with radio stations and use critically important to local communities, this to communicate with local people. Social particularly to those most vulnerable. Visibility media also provides an excellent platform for matters to local communities and providing a the Garda Síochána to communicate important highly visible and accessible policing presence is messages in real time to much wider audiences. a priority for most police services. Visibility is not To increase visibility, divisions can take solely about a physical presence; other activity immediate action without additional resources. such as a strong media and online presence can This includes the creation of local patrol plans be very effective. Putting a uniform presence in that maximise the use of foot and cycle patrols, specific hotspot areas at times when crime or overlap shifts and reserve members for patrol public disorder is anticipated provides a visible and visibility. Using an intelligence-led policing presence and a physical deterrent. approach would assist in identifying locations The Garda Public Attitudes Survey measures and times where visible policing can have the visibility and in 2017 only 36% of adults reported greatest impact. Expediting the roll-out of mobile that gardaí patrolled their area regularly (98% technology would reduce the need for front-line of which was in cars). Awareness of gardaí units to return to stations. patrolling on foot was 12% and on bicycles 5%. Measuring the time spent outside of a station The survey does not provide any analysis at on foot, cycle or vehicle patrol is important to divisional level and the Inspectorate views this establish the visibility of patrol units. In 2014, the as a lost opportunity for local feedback. Inspectorate made a recommendation to enhance During visits it was raised that constant garda visibility by increasing the amount of abstractions of gardaí from their core duties is time that gardaí spend out of stations. This area a major contributory factor in the low number has not been progressed and apart from the of members who are available for patrol and Public Attitudes Survey, there are no systems or visibility. The absence of foot patrolling was indicators used to measure visibility. The Garda evident in most regular and community policing Síochána has access to GPS technology in radios units, where vehicles were often the default and vehicles that can track and locate individuals option for patrol. Many rural districts explained or vehicles but the Inspectorate did not find that the number of members on regular and one division that was using this technology to community policing units was too low for foot monitor patrols and visibility. patrols and with larger areas to cover, members generally patrolled in vehicles. Garda Stations and Accessibility Police stations have traditionally provided There are some new practices in place that have public office counter services and a place to led to increased garda visibility, such as the call- access services or report a crime. Symbolically, back initiative to victims of crime. At divisional police stations provide a physical presence in a levels, the inspection found that the Garda particular area and communities and individuals Síochána had an understanding of the importance often feel much safer in the knowledge that there of visibility, but there was no associated strategy, is a station nearby. Stations have become an issue plan or systemic approach to using all available of much public debate and many communities are resources for greater visibility. still concerned about the closure of their station, Promoting garda good news stories and especially if alternative service arrangements providing crime prevention advice at divisional were not put in place. It was interesting to note level was identified during visits as something that the 2017 Public Attitudes Survey revealed that should be improved. no notable differences in public perceptions of national crime and local crime and how far respondents lived from a station.
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Not everyone wants to go to a station and the The move to a divisional functionality model development of the sustainable use of garda provides an excellent opportunity for the Garda clinics, kiosks or shopfronts, particularly in Síochána to develop local accommodation plans locations of high footfall would bring services that would enable divisions to establish how to local communities. There are also great facilities can be used more effectively into the opportunities to extend the use of online garda future. Additionally, key decisions need to be services to provide people with alternative ways made about the opening hours of stations. of reporting crime and other incidents as well providing access to information on local issues The Inspectorate believes that the Garda such as the provision of crime mapping. Using Síochána needs to make it clear to the public new and innovative ways of delivering services how it intends to deliver policing services. away from garda stations takes policing to the Closing a station is not a decision that should public. be taken lightly and communities should not be left feeling that they have lost their local In deciding on the appropriate number of stations policing service. In this regard, the Inspectorate and the reopening of previously closed stations, believes that the Garda Síochána must improve the Inspectorate believes that the Garda Síochána a community’s understanding of these types of needs to look at least five to ten years ahead and policing decisions as well as ensuring a policing decide where it needs facilities. The Inspectorate presence in affected areas. believes that all decisions about the number of stations, the type of stations and where they Custody Facilities should be located are operational decisions for Another area for consideration is the use of the Garda Commissioner. There are a number custody facilities. Across the Garda Síochána, 139 of principles that need to be considered. These stations are used as places of detention. This is a include service criteria, response times, mobility large number of facilities to operate from. This of resources and visibility. The location of a inspection found that many lacked necessary station should be related to its purpose and the equipment and most were not secure areas. population it serves; it should also be accessible Also, the Inspectorate continues to have serious to users, be highly visible to the public and concerns about the use of garda members in the support efficient policing services. management of detained persons. Having fewer Choices regarding the location of stations and purpose-built facilities, appropriately staffed and other buildings have long-term implications. with the full range of equipment would provide Many police services have moved away from much better use of resources. Many police building new large police stations to acquiring services have moved to national or service-wide more flexible arrangements, such as leasing or approaches to the management of detained sharing accommodation with other local services. persons. This has removed the management It is also important to conduct cost benefit and operational responsibilities for detained analysis exercises as to whether it provides value persons and custody facilities from divisions. The for money to invest funds and assign resources in Inspectorate believes that the Garda Síochána existing stations that are seldom used. should develop a national approach to the provision of custody services. Between 2011 and 2013, 139 garda stations were closed; some on the basis that they were already Availability and Utilisation of Garda Staff out of service while others were intended to The Government has committed to provide an release members for patrol duties. However, no additional 2,000 garda staff and this is reflected formal public engagement was carried out at the in a draft garda workforce plan. During this time of closing most stations and there was no inspection it was evident that at many levels of structured plan in place to ensure that the Garda the Garda Síochána, civilianisation is not accepted Síochána maintained a physical presence in the or embraced and many of the suggestions areas affected. provided by senior garda managers for using more garda staff centred on clerical support and lacked imagination.
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There was a general absence of acknowledgement Abstractions of the benefits of high-level management, Abstractions of front-line members for court technical skills and qualifications that garda cases, court security and summons serving are staff could bring. Without immediate action, the a daily occurrence. Following the opening of Inspectorate believes that the Garda Síochána a new court house in Cork City in May 2018, will be unable to meet its 2021 recruitment an additional two sergeants and nine gardaí target. An increase in garda staff would facilitate are now required on a daily basis for prisoner the release of members back to front-line duties. management and building security. No During inspection visits to eight divisions, the additional resources were provided resulting in Inspectorate found limited examples of the daily abstractions from core policing roles. This reassignment of gardaí from non-operational greatly impacts on the availability of resources roles. for local policing. Often, those most affected This report highlights a number of functions by abstractions are victim of crimes and local that should be performed by garda staff, such communities. This inspection has identified that as in public offices, control rooms and custody in most divisions/districts, regular units have suites. To utilise garda staff for these functions insufficient resources assigned to withstand the would require the recruitment of a critical mass current level of abstractions. Outside of the main of people and would expedite the process of urban areas and into rural parts of Ireland, the releasing large numbers of members from station impact can often be greater. duties. It has previously been recommended that options An issue that that still needs to be resolved is the for divestiture and outsourcing in relation absence of defined reporting lines between garda to these kinds of issues as well as reducing members and garda staff. A recommendation in unnecessary and repeated court appearances this regard was made in the 2015 report and the for witnesses be developed. This is an area that lack of clarity is a major obstacle to the integration requires the appointment of a strategic lead at of garda staff into the Garda Síochána. senior management level to resolve some of these issues, working with other agencies, with the aim This whole area requires the appointment of a of releasing significant numbers of gardaí back to senior manager as a strategic lead to help the front-line policing duties. Garda Síochána to achieve its 2021 target and to ensure that garda staff feel that they are an The Inspectorate was informed that the equally valued part of the workforce. Department of Justice and Equality established a Criminal Justice Strategic Committee in Garda Reserve March 2015 to drive enhanced co-operation and collaborative change across the criminal justice The Garda Reserve is an important element of the sector and that it has made some progress. In garda workforce and, with the right leadership December 2018, a Value for Money Review of and support in place, it can deliver an additional prison escorts supported the Inspectorate’s view and important uniformed presence in local that escorting remand prisoners to and from communities. In order to address the 50% decline courts is not a core Garda Síochána function. in the number of reserves since December 2014, the Garda Síochána should complete its Garda National Ports Reserve strategy and address the retention of existing reserves, as well as barriers to the The Inspectorate visited several divisions with recruitment of new members. The Inspectorate national immigration responsibilities. Most senior believes this requires the appointment of a senior garda managers who met with the Inspectorate manager as a strategic lead to help the Garda in these divisions felt that immigration was a Síochána to achieve its 2021 target and to ensure national function that should come under the that reserves feel they are an equally valued part umbrella of the Garda National Immigration of the workforce. Bureau.
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At present, and particularly with the possibility of significant changes to border controls as a Critical Action 4 result of Brexit, the management of ports of entry and immigration services by districts does not To develop an organisational visibility appear to the Inspectorate to be the most effective and accessibility strategy, supported and efficient method of managing a national by divisional implementation plans, function. to enhance public confidence and take policing to the public. Mobility In support of this critical action, In local divisions and districts, members and the Inspectorate considers that the garda staff are assigned to a specific location following areas need to be addressed: and transferring them for operational or other business reasons can sometimes be challenging, if Visibility and Accessibility the individual concerned does not agree to move. The strategy and divisional This is a barrier to the effective use of resources implementation plans should include: and needs to be addressed. - Local communication plans that use a range of media channels to publicise Financial Management police activity, crime prevention At local policing levels, the financial advice and good news messages; responsibilities of divisions and districts is - Intelligence-led patrol plans including restricted to budgets for overtime, travel and foot and cycle patrols and the use of subsistence and local purchases. Divisions overlap shifts to enhance visibility; have no control over pay costs and are not responsible for paying utility bills. However, - Deployment of reserve members to they are responsible for managing the overtime provide high visibility patrols; budget. During visits, the Inspectorate identified - Proactive responses to feedback from a common correlation between the proactivity the Public Attitudes Survey; of the Garda Síochána at local policing levels - Increased capacity for patrol time by and the use of overtime. It was also found allocating mobile technology to front- that while many districts were already well line units; overspent, there were no plans or actions in place to address this. Garda overtime spending - Use of technology to measure levels of is considerably higher than in comparable police daily patrols and implement actions to services and this inspection has found limited increase out of station time; and accountability measures and systems in place - Development and promotion of new to ensure that overtime is only incurred when methods of accessing policing services absolutely necessary. Senior finance managers and information, such as online need to be in place at divisional level to provide services and local crime mapping. business support to operational policing and to address factors that impact on the availability and management of financial resources such as overtime and allowances.
Critical Action 4 contains a number of strategies and actions that could significantly increase garda visibility and enhance accessibility to local policing services.
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Garda Stations and Local Services Availability of resources Create divisional station and Appoint senior managers as strategic accommodation plans following leads to: public consultation that determine the - Reduce abstractions from front-line availability and use of garda stations and roles; other local facilities. Plans should include the following activities: - Seek opportunities for outsourcing or divestiture of non-core policing - Review the location and function functions; of all available garda stations/ accommodation; - Develop a national ports policing approach; - Complete a cost benefit analysis as to whether investment of funds and - Increase staff mobility within resources in stations that are seldom divisions; and used represents value for money; - Review resourcing requirements - Engage with other public services associated with courts, including and other service providers to explore security, prisoner management, opportunities for sharing or using presenting and attendance of police accommodation to provide a range of witnesses. public services; Financial Management - Develop the sustainable use of Appoint and empower finance managers garda clinics, kiosks or shopfronts, at a local policing level to address factors particularly in public locations with that impact on the availability and high footfall levels; management of financial resources such - Explore opportunities for the use of as overtime and allowances. mobile stations; - Conduct a review of station opening Review Findings Continued times and ensure that operating hours are published. Unsatisfactory Performance Custody Services Underperformance of members featured Develop a national approach to the strongly in most interviews and people at all provision of custody services. ranks estimated that a significant proportion of members are underperforming. The Civilianisation/Garda Reserve Performance, Accountability and Learning Appoint senior managers as strategic Framework (PALF) performance management leads to promote civilianisation and system being rolled out has no ultimate sanction the Garda Reserve; of dismissal for those members who are not Maximise the release of garda subject to disciplinary proceedings but who members from support roles to still fail to reach the required standard. The enhance visibility; and Inspectorate believes that the Garda Síochána Create a strategy/plan for needs to develop unsatisfactory performance civilianisation and Garda Reserve procedures to deal with low productivity, failure recruitment that is ambitious to meet standards, negative or apathetic attitude and imaginative to deliver the and breaches of the Code of Ethics. Government targets by 2021.
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Sickness Absence and Light Duties Chapter 3: Deployment and This inspection examined sickness levels as well Capabilities of Local Resources as arrangements for those members on light duties who are not available for the full range Introduction of duties or hours. Like other police services, The everyday policing needs of a community the Garda Síochána sometimes struggles with are varied and require the provision of a wide the challenge of managing sickness absence range of policing services, including responding and people on light duties while maintaining to calls for service, investigating crime and sufficient numbers of people on operational incidents, protecting the community from harm units. Analysis of sickness and light duties and improving public safety through community showed that the highest combined levels policing. were all in rural divisions. To more effectively manage sickness absence and light duties, the This chapter assesses how the Garda Síochána Inspectorate believes that the Garda Síochána identifies demand at a local level and how needs to develop attendance management it makes decisions to deploy resources to policies and procedures. deliver a visible, effective and responsive local policing service. The chapter considers specific Human Resource Managers issues including understanding and managing The Inspectorate welcomes the decision to demand at the local level, briefing and tasking appoint divisional human resource managers, of staff, management of resources, training and but stresses that they must be empowered to lead professional development, front-line supervision on key human resources areas such as workforce and technological capability. planning, wellness of staff, sickness, training and selection processes. Review Findings Critical Action 5 contains a number of strategies and actions that could significantly increase the Matching Resources to Demand availability and utilisation of all garda resources To ensure that there are sufficient resources on and deliver more effective policing services to duty to deal with calls for service, local senior local communities. managers need readily available and accurate demand data to make informed decisions on the number of resources required on different days Critical Action 5 and at different times of the day. In designing To maximise the availability of human response policing services, it is important that resources at a local policing level. the Garda Síochána builds in resilience both in terms of the number of resources on duty and In support of this critical action, their skills so that local units are able to deal with the Inspectorate considers that the the majority of incidents that can occur. Barriers following areas need to be addressed: to better resource planning and management of demand include poor quality data and the district
Develop unsatisfactory performance level approach to dealing with calls for service. procedures; For example, call and PULSE data examined Develop attendance management by the Inspectorate noted poor recording of procedures; and domestic incidents on PULSE, an area previously Appoint and empower human resource identified by the Inspectorate. The results of managers at a local policing level to this analysis require further examination by address factors that impact on the the Garda Síochána to ensure that incidents of availability of resources such as sickness this nature are always recorded on PULSE. The absence and light duties. Garda Síochána needs to take a more holistic and divisional level approach to managing calls for service.
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This would facilitate easier identification of As a result, the maximum policing benefit is not trends and patterns to determine the allocation being realised from the significant cost of paying of resources to better match demand for services. 15 minutes’ briefing time to gardaí, sergeants and inspectors. The Garda Síochána needs to derive Intelligence-Led Policing more value from unit briefings, which should Key to effectively managing protective demand be structured and supported with analytical is the use of an intelligence-led policing process products produced by local intelligence units. at a local policing level. This process uses strategic assessments of threat, risk and harm to Duty Planning identify policing priorities and control strategies. The Garda Síochána needs to manage its It helps inform the deployment and tasking of resources proactively to ensure that there are resources to prevent harm, increase public safety sufficient numbers on duty to deal with predicted and reduce demand for services. The Garda demand, while also managing absences and Síochána uses some components of this process, abstractions. Most comparable police services such as tactical assessments, however, the whole have divisional duty planning units and use process is not embedded into local policing. electronic resource and duty planning systems An embedded process would help local senior to ensure that sufficient resources with the managers to develop formal systems including right skills are on duty. In the Garda Síochána, tactical tasking and co-ordinating meetings that duty planning is paper based and managed on can be used to determine what proactive policing a district-by-district basis. While technology activity is required and assign specific tasks to is in pilot phase in one division, there are no operational units. The Garda Síochána needs immediate plans to roll it out. This technology to implement fully an intelligence-led policing is critically important and it should be operating process at divisional level. To support the nationally as soon as possible. process, it should allocate garda analysts to each division to work alongside criminal intelligence Garda Roster officers. This would create the basis for divisional The current one-size-fits-all garda roster does not intelligence units. make the best use of finite resources and, while popular with members, it does not effectively Briefing, Tasking and Debriefing support the delivery of local policing services. In 2016, following a Labour Court The roster has built-in overlaps that provide recommendation in the context of a garda pay additional staff at certain set times. Overlaps dispute, a payment was introduced for parade are opportunities for proactive or high-visibility briefing in the form of 15 minutes’ overtime per policing, but were found to be widely used for member per shift. Every garda member up to administration and completion of investigation inspector rank receives this overtime payment at files. The Garda Síochána needs to develop the start of a tour of duty as briefing time whether multiple rosters that are more closely aligned they are actually briefed or not. All operational to a unit’s core policing function and which put units should be formally briefed and tasked by a resources on duty when they are needed. A senior supervisor at the commencement of each tour of manager should be appointed as a strategic lead duty. The purpose is to assign roles and policing to progress this issue. tasks for the day, as well as providing relevant intelligence and information on new legislation Impact of Allowances or policies. Each operational unit should also be The availability of certain allowances hinders debriefed at the end of duty to ensure tasks have more effective use of resources and results in been completed, records updated and relevant inefficient practices. There is a clear connection information passed to the oncoming unit. Some between the roster and some allowances, which examples of good practice were identified during combined, reduces flexibility in matching this inspection, however, structured briefing, resources to policing demand and puts people tasking and debriefing of units was generally on duty at times when they are not needed. absent.
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The Inspectorate understands the complexities As the identification of those who are vulnerable of the roster and allowance provisions, but is an important aspect of local policing services, considers the current arrangements to be major the Garda Síochána should develop a new and inhibitors to more effective deployment of garda wider definition of vulnerability and embed resources. A review of the current system of it within call management and investigation allowances is required. policies. It should also introduce technology to identify repeat callers for services and repeat Call Allocation victims of crime to ensure the most appropriate Matching the most appropriate resource to deal policing response is provided. with an incident or a call for service is key to delivering a high quality service to victims and Previous Recommendations the public. There is currently no national policy In previous Inspectorate reports, a number of to determine how different types of calls for recommendations were made to improve the service should be allocated. As a result, there deployment and management of resources that is a lack of clarity about the types of calls that have not been fully implemented. These included specific units should respond to and there are the introduction of a resource management and inconsistent practices. A national call allocation duty planning system and ensuring that senior policy would ensure that calls are correctly garda managers use available data to understand graded; it should also consider risk and the and manage calls for service. vulnerability of callers and result in more Critical Action 6 effective deployment of resources to calls for contains a number of actions service. A national call allocation policy, based that could significantly improve the deployment on a risk assessment framework, should be of resources and deliver more effective policing developed and implemented in all control rooms. services to local communities.
Allocation of Investigations Critical Action 6 There is no national or local policy to determine To develop policies, processes and the assignment of crimes for investigation and systems to ensure the effective there remains an unsatisfactory practice that the deployment of resources at a local level. first person assigned to deal with an incident will usually investigate it. There is a lack of clarity In support of this critical action, about the types of crimes that specific units the Inspectorate considers that the should investigate and there are inconsistent following areas need to be addressed: practices across districts and divisions. A national investigation policy should be developed and Collate and analyse available data at implemented to provide clarity, consistency of divisional level to inform deployment approach and deliver a better service to victims decisions with the objective of ensuring that there are sufficient resources in place of crime. to match calls for service demand; Identifying Vulnerable People Improve the management of resources through the introduction of duty Garda policy narrowly aligns vulnerability planning units and an electronic resource with certain types of incidents and provides management system; for additional support to be given to a victim who meets the vulnerability criteria. However, Appoint a senior manager as a strategic the unique needs of a vulnerable person do lead to develop multiple rosters for garda not necessarily influence the nature of the first units that put people on duty at the right response to a call for assistance. Vulnerability times; arising from repeat victimisation is not easily Review the current system of allowances identifiable. to improve flexibility in deployment of resources and to reduce inefficiencies;
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Some districts are individually trying to ensure
Develop an intelligence-led policing they have all the skills in place to manage the process at divisional level to identify full range of incidents they could deal with, up policing and community issues and to and including homicides, even though they direct resources in a way that will may never need these skills or may only use prevent harm and reduce demand; them infrequently. In contrast, core operational
Allocate garda analysts to each division skills required to deliver local policing services and combine these resources with such as first aid and officer safety training are criminal intelligence officers to create not being adequately addressed. There is no divisional intelligence units; training programme for community policing Extract more value from unit briefings, members and those performing this role are which should be supported with often untrained in important aspects, such as analytical products produced by the local partnership working and problem solving. intelligence units; Each division needs to conduct a training needs Develop a National Call Allocation Policy analysis and create a training and development based on a risk assessment framework, strategy to address the identified training which should be incorporated into existing and new control rooms; requirements for its members, garda staff and reserves. This should include induction training
Develop a National Policy for for all new staff and continuous professional Investigations that is consistent with a development of all ranks and grades. Training national call allocation policy and which and development should not be limited to outlines the investigative roles of all classroom-based methods and could include units, particularly response, community e-learning and video conferencing to minimise policing and detective units; abstraction time and travel costs. A divisional
Develop a new and wider definition human resource manager should lead this work. of vulnerability that should be used to ensure the level of policing response Driver Training matches the needs of the individual; and During this inspection, many divisions raised
Introduce technology that identifies concerns about the low number of front-line repeat callers for services and repeat members who are qualified to drive police victims of crime and informs the vehicles using warning lights and sirens. The appropriate policing response. current driver training programme is struggling to provide sufficient numbers of courses to keep pace with the demand. The Garda Síochána needs Review Findings Continued to take immediate action to develop a plan that delivers sufficient driving skills for local policing. Developing Workforce Skills and Knowledge District Detective Capability The complexity of policing requires a broad The development of investigative skills for range of skills and professional knowledge that district detectives is unstructured and unlike need to be regularly updated. However, there other jurisdictions, there is no professional is no electronic human resource system that development programme in place for detectives. holds staff training records, and a training needs Detective assistants are also assigned to detective analysis has not been conducted to identify units and in general, they investigate the local requirements. As a result, there is a poor same types of cases as appointed detectives. understanding of the training needed to ensure However, they do not receive detective training. divisions have sufficient levels of the skills The Inspectorate found concerns amongst necessary to deliver a high quality local service. investigators that a lack of training had left them ill equipped to investigate crimes such as fraud and cybercrime.
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Mandatory, timely and accredited detective Technology to Support Front-Line Policing training would enhance operational capability The Garda Síochána needs to develop further and improve the service provided to victims of its use of technology to be more agile in dealing crime. with local policing demand, more effective in preventing harm and more responsive to District Firearms Response public expectations. It has the opportunity District detectives and some detective assistants to learn from the experience of other police are trained and authorised to carry firearms on services which have trialled systems that could duty and are required to respond to firearms or enhance policing in Ireland. The use of mobile other life threatening incidents. However, they do technology can provide real-time access to police not have the same equipment or level of training systems, increase visibility by reducing the need as the Armed Support Units and, outside the for members to return to stations and has the Dublin region, command and control protocols potential to enhance both capacity and capability. for the deployment of armed officers are weak. The pilot underway in Limerick Division This arrangement creates an organisational should be evaluated as a priority. A renewed risk. To address this, the Garda Síochána needs and ambitious strategy for the use of automatic to review any current strategic assessment of number plate recognition technology is required the firearms threat in the State and from that, to maximise the intelligence and investigative to determine the necessary firearms response opportunities the system presents. Research has requirements. This would inform decisions to shown that the use of body worn video cameras train detectives and detective assistants in the has many potential benefits for police services, use of firearms. the criminal justice system and victims of crime. This is an area that the Garda Síochána should Front-Line Supervision actively explore. Effective front-line supervision is vital for the successful delivery of local policing services. Previous Recommendations Sergeants should be visible leaders, available This part of the chapter has highlighted a number to their teams and play a key role in reinforcing of previous Inspectorate recommendations that ethical standards, as well as providing technical are not yet implemented. This includes the guidance. This inspection found that front-line prioritisation of front-line supervision and the supervision has been disproportionately affected training of new probationers in response driving. by decisions on the assignment of sergeants in recent years. No organisational priority has been Critical Action 7 contains a number of strategies given to assigning sergeants to local policing and actions that could significantly improve the and, within local policing, priority has not been skills of the local workforce and enable the Garda given to assigning sergeants to front-line units. Síochána to deliver more effective local policing This has resulted in significant gaps in front-line services. supervision, which are magnified by the fact that front-line resources include almost 2,000 gardaí with less than four years’ service. This is an organisational risk which requires immediate mitigating action including the need for patrol sergeants and an inspector to be on duty on a 24/7 basis across all divisions. This inspection also found that unnecessary administrative bureaucracy reduces supervisory capacity and needs to be systematically identified and removed.
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Chapter 4: Delivering Local Critical Action 7 Policing Services To develop the capability of the local policing workforce through Introduction the provision of relevant training This chapter examines how the Garda Síochána programmes, better supervision, and engages with communities and stakeholders, the use of new technologies. responds to communities in the delivery of services at local level and explores how trust and In support of this critical action, confidence can be enhanced. It also discusses the the Inspectorate considers that the Inspectorate’s preferred management model for following areas need to be addressed: divisional policing. Divisional human resource managers should be tasked to conduct a local Review Findings training needs analysis to identify gaps in skills and to create a divisional Role of Headquarters and National Units training strategy to address training and While this inspection identified some positive development needs; activity to involve local communities in policing Embed continuous professional and to make places safer, much of the action taken development as a practice within local is unco-ordinated at a national level and there are policing; inconsistencies in local approaches. Headquarters Ensure that detective training is and national units have an important role to play mandatory, delivered in a timely fashion in creating strategies, policies and procedures and current in its content; for critical areas, such as crime reduction and community engagement that should lead to the Conduct an organisational review/ delivery of more consistent local services, within strategic assessment to determine a national framework. firearms response requirements; Develop a national training programme Local Policing Plans for all community policing members (all It is important that local policing plans are not ranks); just a rebranding of the national plan, but reflect Develop a strategy/plan that delivers the concerns and needs of local communities. sufficient driving skills for local policing; Evidence was found of some public consultation Prioritise the allocation of supervisors to in relation to the plans. However, there are operational front-line units; and underdeveloped opportunities to adopt a more interactive and collaborative approach - Ensure dedicated patrol sergeants that achieves positive outcomes on things that are deployed on every shift, with a matter to communities. Plans generally contain focus on leading operational service a number of actions, but often have no defined delivery; outcomes. It is unclear if divisions and districts - Identify and remove unnecessary have sufficient resources in the right places to bureaucracy that hinders the ability deliver the many objectives and initiatives in the of sergeants to provide front-line plans and, as with the national policing plan, the supervision; local plans are not costed. The Garda Síochána Expedite the allocation of new should ensure that local plans reflect local technology to front-line units to enable concerns and have outcome focused performance more efficient and effective delivery of indicators. local policing services.
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The Inspectorate considers that the 96 district Crime Prevention plans create unnecessary bureaucracy and that Preventing crime is a core function of policing there should be one divisional policing plan, and must be at the forefront of everyone’s mind. supported by a number of micro level plans The Inspectorate welcomes the publication created in smaller community policing areas or by the Garda Síochána of a Crime Prevention & aligned to community fora areas. Local plans and Reduction Strategy, but was disappointed to find a performance updates should be accessible to the very limited awareness of its existence and use to public. drive activity to reduce crime and prevent harm. The strategy should be reviewed to ensure that it Public Attitudes Surveys is operationally relevant and its implementation The Public Attitudes Survey provides important should be monitored and evaluated. New feedback about the Garda Síochána, with results opportunities for crime arise through new available at national and provincial level. There is technology developments and products entering merit in extending the survey to enable analysis the market and criminals are quick to change the to be conducted at divisional level, although way that they operate. It is therefore important it is acknowledged that this would increase that police services influence manufacturers and costs. It would also be beneficial to enhance the planners to design systems, products, public representativeness of respondents to measure spaces and buildings that reduce offending the impact of policing on people living in rural opportunities for criminals. and urban areas as well as those from minority groups. Developing the survey and acting on the Rural Crime and the Fear of Crime results from it demonstrates responsiveness to During this inspection, a number of local people public feedback, helps divisions to identify areas and organisations representing communities for improvement and contributes to improving raised the issue of rural crime and the high trust and confidence. fear of crime experienced by some people. Geography and rural isolation present challenges Victim and Customer Services for the Garda Síochána in terms of visibility It is positive to note that a number of and providing reassurance. Additionally some recommendations made to improve practices and rural areas have experienced the closure of local procedures in relation to dealing with victims, stations and seen reductions in the number of witnesses and customers have been implemented. community policing gardaí. Recognising the These include the introduction of Garda Victim concerns about crime in rural communities, the Services Offices in all divisions and changes to Inspectorate believes that a multi-agency rural PULSE to record victim contact. However, many crime prevention and reassurance partnership aspects of those recommendations have not yet should be developed to tackle crime and the fear been implemented, such as creating a policy and of crime in rural communities. process for identifying and supporting repeat victims of crime. The Garda Síochána needs to Community Engagement appoint a senior manager to conduct a strategic Community engagement is important to identify review of the progress made to implement the local priorities, maintain regular contact with victim and customer service recommendations communities as well as provide information and contained in the Crime Investigation (2014) and feedback on police activity. While it is vital that Changing Policing in Ireland (2015) reports. all engagement is positive and meaningful and every member of staff has a significant role to play, there are important engagement activities that need to be supported with the assignment of specialist resources at a local level.
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This inspection identified an absence of national It was also the case that most community policing or local community engagement and reassurance members had not received any problem-solving strategies, resulting in varying degrees of ad training. Effective problem solving requires time hoc engagement and limited understanding of and specialist skills, which can be best achieved local communities’ needs or concerns. Despite a through dedicated community policing units. strong community ethos, many aspects of garda The Garda Síochána should develop specialist engagement activities are unstructured and unco- community policing units in all divisions with ordinated. There should be a national community sufficient resources to identify and tackle the engagement and reassurance strategy based issues that are important to local communities. on clear objectives supported by an operating framework and guidance for all staff. In Partnership Working particular, this needs to include engagement and In most other similar jurisdictions, there is a reassurance activity with minority and emerging statutory requirement for agencies to work communities. together. The Inspectorate believes that tackling crime and making places safer requires more Community Policing formal arrangements to ensure that agencies work Community policing is a critical area of service more closely together, agree shared priorities, co- delivery and where garda community policing locate resources where appropriate and facilitate units were sufficiently staffed and able to the effective sharing of information. While the undertake their role appropriately, it had led to Inspectorate believes that partnership working some positive local initiatives. In urban divisions, should be more formalised, it does not stop the although the numbers of gardaí assigned to development of shared objectives, joint activity community policing have reduced, they have and agreed protocols to facilitate more effective still maintained sufficient numbers to deliver partnership working. In previous Inspectorate community policing services. However, in rural reports a number of recommendations were areas, large reductions in the numbers of gardaí made to improve local partnership working in community policing roles and the use of a that have not been progressed. These included hybrid model have had a significant impact on convening partnership groups at a divisional the delivery of local policing services. At present, level to improve criminal justice processes there is a risk of the Garda Síochána delivering and to develop clear protocols and guidelines an inconsistent community policing service as necessary to support information sharing. across the 28 divisions, depending on whether The divisional model provides an excellent the division is in an urban or in a rural location. opportunity for the newly formed garda management team to develop much stronger Feedback from service users, partners and partnerships at a local level and a strategic lead external stakeholders was generally very should be appointed to take this forward. complimentary about the work of community policing gardaí and highlighted some positive Managing Offenders local initiatives to solve problems, often in partnership with other agencies. Identifying and There are inconsistent approaches to the implementing long-term solutions to endemic management of adult offenders by the Garda problems is essential to preventing harm and is Síochána. Managing offenders who are on bail, a core element of community policing. Adopting wanted on warrant or named on summonses is a problem-solving approach can address the root critical in order to prevent reoffending. While cause of an issue affecting a local community and a variety of different units can assist with the remove the need for gardaí to continue to deal monitoring and targeting of such offenders, the with similar incidents in the future. Some good Inspectorate believes that these types of functions examples of problem solving were found during should be managed and led at a divisional this inspection but, in general, it was poorly level and could be enhanced by a multi-agency understood and infrequently used. approach. This will ensure consistency in practice and co-ordination of activity to reduce the risk of reoffending.
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Critical Action 8 contains a number of strategies and actions that could significantly support and Crime Prevention enhance the delivery of local policing services. Ensure that the Crime Prevention & Reduction Strategy is operationally relevant and that it drives local crime Critical Action 8 prevention activity. To develop strategies, processes and Community Policing action plans to improve the delivery of Develop specialist community policing local policing services. units in all divisions focused on the critical policing elements as outlined in In support of this critical action, this chapter. This requires the assignment the Inspectorate considers that the of sufficient levels of resources to following areas need to be addressed: effectively deliver local community Local Policing Plans policing services. Develop a single divisional policing plan Partnership Working that is informed by a divisional strategic Appoint a strategic lead to develop much assessment and interactive consultation stronger partnerships at a local level. with stakeholders and community representatives followed by the publication of regular progress updates Complementary Action on performance. Delivery of and accountability for local policing services could be enhanced through the further Victim and Customer Services development of Joint Policing Committees Appoint a senior manager to conduct a and local community fora. There should be a strategic review of the progress made stronger relationship between local policing to implement the victim and customer plans and Joint Policing Committees’ plans. The service recommendations contained composition of Joint Policing Committees should in the Crime Investigation (2014) and change to have much wider representation from Changing Policing in Ireland (2015) reports. community members, while committees would Engagement and Reassurance benefit from having independent chairs. The move to a new divisional model of policing Develop a national community presents an excellent opportunity to develop engagement/reassurance strategy that local policing fora to help identify more localised includes the use of social media at local policing priorities, hold the Garda Síochána to policing levels; account and provide more support to the overall
Develop a multi-agency Rural Crime work of Joint Policing Committees. Prevention and Reassurance Partnership; and Joint Policing Committees and local fora need to be fully supported with guidance, training and Develop the Public Attitudes Survey funding and new legislation may be required. to provide local divisional feedback and enhance the representativeness The Policing Authority should lead this area with of respondents to measure the impact the assistance of the Department of Justice and of policing on people living in rural Equality. and urban areas as well as those from minority groups.
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Impact on Stakeholders Complementary Action 8A In most places visited by the Inspectorate, there was limited knowledge of how a divisional Develop new guidance and functionality model would work. Even in the training and provide funding for pilot divisions, knowledge and understanding Joint Policing Committees and was poor and little engagement had taken local community fora to provide place with staff or local stakeholders. There was limited awareness of the benefits of the enhanced accountability for and Inspectorate’s model such as improvements in support to local policing. services to victims of crime, to local communities and to other stakeholders. For stakeholders such as local authorities, this model provides a single Review Findings Continued point of contact and a consistent approach to how a division interacts with its partners, as Garda Síochána Divisional Model well as ensuring that those accessing garda As outlined in Chapter 1, the Inspectorate services receive a consistent standard of service considers that the implementation of a full irrespective of where an incident occurs. The divisional functionality model of policing would Garda Síochána believes that removing a improve the efficiency and effectiveness of local district superintendent will be very unpopular policing and facilitate the redeployment of with key stakeholders and will adversely affect gardaí and garda staff to areas of policing where community confidence. The Inspectorate’s model there are higher levels of threat, risk, harm and provides a full-time superintendent as a strategic vulnerability. Despite resistance to change, the lead for communities supported by inspectors, Garda Síochána has committed to move from a sergeants and gardaí. It is therefore important district model to a divisional model. However, that local communities and other stakeholders the most recent version is not a full functionality understand that partnership working will be model as it retains a geographical and district- enhanced and not diminished. based model, albeit with a different title. Management Levels The four pilot divisions and the Divisional Senior garda managers informed the Inspectorate Policing Team at headquarters have invested a that additional superintendents would be required significant amount of time and effort to prepare to operate the garda model. The Inspectorate’s for the implementation of the model. However, model allows for different management models enthusiasm for the roll-out has lost its initial depending on the size, complexity and risk impetus and progress to date is very slow. While associated with policing a division. While the delays persist, the benefits of a divisional model Inspectorate saw opportunities to reduce the are not being realised. number of superintendents required nationally, the decision to have multiple community engagement hubs is likely to require an increase in superintendent numbers. Since completing inspection visits, divisions are reassessing the number of community engagement hubs with a view to reducing the number of superintendents required.
26 27 POLICING WITH LOCAL COMMUNITIES
Responsibilities of Senior Managers Impact on the Workforce The Inspectorate’s model reduces the broad The implementation of a full divisional scope of the current responsibilities of functionality model will have an overall impact superintendents and assigns them to portfolios on the workforce, but it will not necessarily result with fewer but specific divisional responsibilities. in a change of role for individuals or in a change Superintendents will become more expert in a in the location where they work. However, the defined field of responsibility and the model will model provides a number of benefits for all staff facilitate greater consistency in decision-making including clarity of role for individuals and units, and operational deployment practices. In the fairer distribution of workloads and better duty Inspectorate’s model, the garda staff business management to ensure that sufficient levels of manager would be responsible for key support resources are available at peak demand times. functions such as human resources, finance and training, as well as providing expertise in a Policing Rural and Urban Areas number of important business areas. The Inspectorate believes that its model is sufficiently flexible to cater for both urban and Achieving Policing Priorities rural policing environments and will support In the Inspectorate’s model, all senior managers the growth of the Garda Síochána now and should be focused on achieving overall divisional into 2021. It creates the opportunity to review policing priorities rather than superintendents the availability and use of garda stations on a concentrating on their own district/hub divisional basis. The pilot divisions in Cork City performance, sometimes to the detriment and Dublin Metropolitan Region South Central of the overall performance of the division. do not have the geographical challenges faced Removing geographical responsibilities from in Galway and Mayo and provide excellent superintendents and doing away with district opportunities to design more effective and policing plans will create a more collegiate, efficient policing services that improve service collaborative and consistent approach by senior to the public. managers to tackling local policing issues. A single divisional policing plan, a single divisional Commission on the Future of Policing in risk register and a single divisional Performance Ireland Accountability Framework meeting should The Commission on the Future of Policing in accompany a move to this model. Ireland recommended that garda divisions should be self-sufficient and envisaged that Improving Local Services for most policing purposes, a division should The Inspectorate’s model is intended to improve be a mini police service in its own right. The deployment practices and response times by Inspectorate supports the empowerment of placing all regular units in a division under divisions and the delegation of authority to the the leadership of one superintendent. It is also lowest and most appropriate level. However, it intended to enhance the timeliness and quality of is concerned about the creation of mini police investigations by assigning certain cases to new services at this level. The Commission also investigation units staffed by people who have recommended a new district policing model, the skills to conduct investigations thoroughly positioning front-line district police as the core and expeditiously. In the garda model, regular of the organisation. Both the Commission and units will continue to be part of each community the Inspectorate are consistent in highlighting the engagement hub and will continue to investigate importance of designing and delivering efficient a wide range of different crime types. This will and effective local policing services. While there negatively impact on their availability to perform are differences in the language used to describe their core role of responding to calls for service. To the structure, the Inspectorate considers that the support the change, the roles and responsibilities Commission’s approach, which could involve for all functions within the divisional structure fewer larger districts and fewer divisions, may need to be defined. not be incompatible with its full divisional functionality policing model.
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Interim Actions In the interim of a national roll-out, the Inspectorate believes that actions, such as developing an internal/external consultation and communication plan and appointing divisional human resource managers, could be taken now to realise some of the intended benefits of the model and support its full implementation across all divisions.
Critical Action 9 contains a number of areas that could significantly support the transition to a divisional model and enhance the delivery of local policing services.
Critical Action 9 To implement a full divisional functionality policing model
In support of this critical action, the Inspectorate considers that the following areas need to be addressed: Take account of the Inspectorate’s model, particularly the assignment of specific functions under the leadership of individual senior managers; Develop an internal/external consultation and communication plan for the divisional model; Create roles and responsibilities for all divisional functions, including the role of supervisors; Appoint a senior manager to conduct a strategic review of the partnership recommendations made in the Crime Investigation (2014) and Changing Policing in Ireland (2015) reports with a view to developing much stronger partnerships at a local level; As outlined in Critical Action 4, create divisional accommodation plans that review the availability and use of garda stations and other local facilities as part of the divisional model implementation process; and As outlined in Critical Action 8, develop a single divisional policing plan, a single divisional Performance Accountability Framework meeting and a single divisional risk register. 28 29 LOCAL POLICING – THE STRATEGIC PERSPECTIVE
30 31 LOCAL POLICING – THE STRATEGIC PERSPECTIVE
Chapter 1 Local Policing - The Strategic 1 Perspective
‘The Garda Síochána has a limited understanding of current and future demand, and the absence of an intelligence-led strategic planning process is a significant organisational weakness’.
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Introduction Population Change Census 2016 divides the country into To ensure that service delivery is consistent, administrative counties/cities based on the efficient and effective, decisions on how policing Local Government Reform Act 2014, which services are delivered must sit within a strategic amalgamated a number of existing councils to framework. Key strategic decisions that affect create 31 local authorities. There are: service delivery include the organisation’s resource distribution model and its policing Three city councils in Cork, Dublin and priorities, as well as its structure, strategies Galway; and arrangements for governance. This chapter Two city and county councils in Limerick examines these areas. and Waterford; and Critical to such decision-making is an 26 county councils of which three are in understanding of demographics and the demand Dublin (Dun Laoghaire-Rathdown, Fingal for policing services, both now and in the future. and South Dublin) (CSO, 2017b). The chapter opens with an overview of the Figure 1.1 shows the change in population size changing demographics in Ireland and describes in each administrative county between the 2011 the current functions, budget and staffing of and 2016 censuses. Many of these administrative the Garda Síochána. It looks from a strategic counties are aligned to Garda Síochána divisions. perspective at how demand for policing services is understood, measured and managed before examining the factors and information that influence the identification of policing priorities.
The chapter also considers the key strategies and plans that are in place to support the delivery of policing services. The current structure of the organisation, including at the local level, is reviewed, as are the plans to move to a divisional policing model. Previous relevant recommendations made by the Inspectorate are referenced and where appropriate international practice is identified.
A Changing Ireland Ireland has witnessed significant population growth in the last two decades. The 2016 Census of Population shows an increase of over 31% on the 1996 census and the Central Statistics Office (CSO) has forecast that Ireland’s population will continue to grow, reaching between 5.2 and 5.6 million by 2031 (CSO, 2017a; CSO, 2018b). Not only is the population growing in size, but there are also issues of dispersion and diversity. These factors, as well as other global and environmental factors can affect the demand for policing services and the selection of policing priorities. This section examines some of these changes in Ireland and discusses the implications for the Garda Síochána.
32 33 LOCAL POLICING – THE STRATEGIC PERSPECTIVE
Figure 1.1 - Change in Population Size in Administrative Counties between Census 2011 and 2016
County Census 2011 Census 2016 Percentage Change
Fingal 273,991 296,020 8.0% Meath 184,135 195,044 5.9% Kildare 210,312 222,504 5.8% Dun Laoghaire-Rathdown 206,261 218,018 5.7% Cork City 119,230 125,657 5.4% Laois 80,559 84,697 5.1% South Dublin 265,205 278,767 5.1% Dublin City 527,612 554,554 5.1% Louth 122,897 128,884 4.9% Longford 39,000 40,873 4.8% Cork County 399,802 417,211 4.4% Carlow 54,612 56,932 4.2% Wicklow 136,640 142,425 4.2% Galway City 75,529 78,668 4.2% Cavan 73,183 76,176 4.1% Kilkenny 95,419 99,232 4.0% Wexford 145,320 149,722 3.0% Westmeath 86,164 88,770 3.0% Galway County 175,124 179,390 2.4% Waterford City and County 113,795 116,176 2.1% Offaly 76,687 77,961 1.7% Limerick City and County 191,809 194,899 1.6% Kerry 145,502 147,707 1.5% Monaghan 60,483 61,386 1.5% Clare 117,196 118,817 1.4% Leitrim 31,798 32,044 0.8% Roscommon 64,065 64,544 0.7% Tipperary 158,754 159,553 0.5% Sligo 65,393 65,535 0.2% Mayo 130,638 130,507 -0.1% Donegal 161,137 159,192 -1.2%
Source: Census 2011 and Census 2016; analysis by the Garda Inspectorate
The change in population size between Census Counties Donegal and Mayo witnessed a 2011 and Census 2016 varied widely ranging from population decline over the five years, while an 8% increase to a 1.2% decrease. The fastest Sligo, Tipperary, Roscommon and Leitrim all growing counties were the four administrative experienced growth of less than 1%. areas in Dublin, the commuter belt counties of Meath, Kildare and Laois, as well as Cork City.
32 33 LOCAL POLICING – THE STRATEGIC PERSPECTIVE
Urban and Rural Population An age pyramid is a tool that provides a visual The 2016 Census defines an urban area as a representation of the spread of the population settlement with a total population of 1,500 or across different age ranges. For illustrative more, with rural areas defined as having a purposes, Figure 1.3 shows age pyramids population of 1,500 or less. Figure 1.2 shows the for Roscommon (a rural county away from breakdown of the country on this basis. a large city), Dublin City (a city) and Kildare (a commuter belt county). Figure 1.2 - Population in Urban and Rural Areas
37% 63%
Urban Area Rural Area 2,985,781 1,776,084
Source: Census 2016
Figure 1.2 shows that 63% of the population live in urban areas with the remaining 37% classed as rural. Population growth has been greatest in urban areas where there has been an increase of 4.9% compared with 2011. In contrast, the population of rural areas has increased by just 2%.
Age Patterns Urban generated growth contributed to strong population increases in rural areas close to Dublin and Cork. In contrast, those counties that experienced very low or no increases in their rural population are often some distance from large cities. Age was a feature in such counties, with fewer young adults and proportionally more older people. Census data shows the average age of the population living in rural areas was 2.4 years older than in urban areas.
34 35 LOCAL POLICING – THE STRATEGIC PERSPECTIVE
Figure 1.3 - AgeFi gPyramidsure 2.1 P oforpu Roscommon,lation of male Dublins and f eCitymale ands by Kildare age for Roscommon, 2016
99 99 Roscommon 96 96 93 93 90 90 87 87 84 84 81 81 78 78 75 75 72 72 69 69 66 66 63 63 60 60 57 57 54 54
e 51 51 g
A 48 48 45 45 42 42 39 39 36 36 33 33 30 30 27 27 24 24 21 21 18 18 15 15 12 12 9 9 6 6 3 3 0 0 1.5 1 0.5 0 0.5 1 1.5 %
Male Female
Source: CSO Ireland Source: Census 2016Figure 2.1 Population of males and females by age for Dublin City, 2016
99 99 Dublin City 96 96 93 93 90 90 87 87 84 84 81 81 78 78 75 75 72 72 69 69 66 66 63 63 60 60 57 57 54 54
e 51 51 g
A 48 48 45 45 42 42 39 39 36 36 33 33 30 30 27 27 24 24 21 21 18 18 15 15 12 12 9 9 6 6 3 3 0 0 1.5 1 0.5 0 0.5 1 1.5 %
Male Female
Source: CSO Ireland Source: Census 2016
34 35 LOCAL POLICING – THE STRATEGIC PERSPECTIVE
Figure 2.1 Population of males and females by age for Kildare, 2016
99 99 Kildare 96 96 93 93 90 90 87 87 84 84 81 81 78 78 75 75 72 72 69 69 66 66 63 63 60 60 57 57 54 54
e 51 51 g
A 48 48 45 45 42 42 39 39 36 36 33 33 30 30 27 27 24 24 21 21 18 18 15 15 12 12 9 9 6 6 3 3 0 0 1.5 1 0.5 0 0.5 1 1.5 %
Male Female
Source: CSO Ireland Source: Census 2016
These three administrative counties clearly Decline has generally occurred in less accessible illustrate general population trends in 2016 in a rural areas and in smaller towns outside the rural county, a city and a county within proximity hinterlands of the cities or larger towns. There to Dublin. These show that there are noticeable has also been a decline in some parts of inner differences between the age pyramids for Dublin cities and large towns. The report went on to state City and Roscommon, the main difference being that the defining pattern of spatial development the larger proportion of young adults aged 20 in Ireland in recent decades has been that where to 40 and the smaller proportion of children people live has generally become more spread in Dublin. The Roscommon pyramid clearly out while where people work has generally illustrates the effects of rural to urban migration become more concentrated into a smaller number in the age group 18 to 30. Kildare illustrates the of areas. It has been most prominent in larger impact of new residents in the 30 to 50 age group. centres, but has mainly occurred at the edge of these areas or closer to central areas. Living and Working Patterns in Urban and Rural Areas Ethnic Diversity of the Irish Population A position paper prepared by the Department As Ireland’s population has increased so too of Housing, Planning, Community and Local has its ethnic diversity. Recent population and Government (2017) in advance of the publication migration estimates show that over half of the of the National Planning Framework under Project population growth of 64,500 in the year to April Ireland 2040 stated that while population growth 2018 was made up of people migrating to Ireland has been focused on larger urban centres, it has (CSO, 2018b). mainly occurred in the surrounding hinterlands or the edge of those areas.
36 37 LOCAL POLICING – THE STRATEGIC PERSPECTIVE
One way to measure ethnic diversity is through examining ethnicity of the usually resident population.3 Census 2016 included a question about cultural or ethnic background. In total 711,676 persons indicated that they had an ethnicity other than ‘White Irish background’. Figure 1.4 is a breakdown of different ethnicities in the usually resident Irish population on census night.
Figure 1.4 - Ethnicity Breakdown of Irish Population (Usually Resident Population)
Ethnicity Numbers Percentages
White Irish 3,854,226 82.2% background White Irish Traveller 30,987 0.7% Any other White 446,727 9.5% background Black or Black Irish 64,639 1.4%. Asian or Asian Irish 98,720 2.1% Other including 70,603 1.5% mixed background Not stated 124,019 2.6% Total 4,689,921 100%
Source: Census 2016; analysis by Garda Inspectorate
Of those usually resident in Ireland, 82.2% were ‘White Irish’. Over 15% of the population had an ethnicity other than ‘White Irish’. The largest ethnic group was ‘Any other White background’ at 9.5%. ‘Asian’ or ‘Asian Irish’ comprised 2.1%; with ‘Black’ or ‘Black Irish’ at 1.4%; ‘Other including mixed background’ comprised 1.5%, while ‘White Irish Travellers’ made up 0.7% of the usually resident population.
Every part of the country has become more diverse in recent years as illustrated in Figure 1.5 below.
3 The usually resident population size differs from the de facto population and comprises all persons who are usually resident in Ireland on Census night
36 37 LOCAL POLICING – THE STRATEGIC PERSPECTIVE
Figure 1.5 - Ethnic Minorities by Administrative County
Proportion of Area Population Administrative County Area Ethnic Minorities Total Population3 who are Ethnic Minorities
Carlow 8,957 56,555 15.8% Cavan 12,169 75,395 16.1% Clare 17,284 116,909 14.8% Cork City 24,977 120,814 20.7% Cork County 61,070 414,241 14.7% Donegal 16,479 156,675 10.5% Dublin City 140,626 535,806 26.2% Dun Laoghaire-Rathdown 37,675 212,983 17.7% Fingal 83,591 292,881 28.5% Galway City 22,049 73,406 30.0% Galway County 23,091 177,556 13.0% Kerry 22,413 143,050 15.7% Kildare 36,491 220,693 16.5% Kilkenny 11,944 97,916 12.2% Laois 13,977 84,390 16.6% Leitrim 4,845 31,898 15.2% Limerick City and County 29,408 192,304 15.3% Longford 9,221 40,869 22.6% Louth 21,658 127,711 17.0% Mayo 17,608 128,245 13.7% Meath 30,317 194,302 15.6% Monaghan 8,775 61,185 14.3% Offaly 10,269 77,750 13.2% Roscommon 9,208 64,226 14.3% Sligo 8,830 64,157 13.8% South Dublin 61,401 276,363 22.2% Tipperary 20,118 159,296 12.6% Waterford City and County 17,324 114,681 15.1% Westmeath 15,108 88,053 17.2% Wexford 19,080 148,531 12.8% Wicklow 19,732 141,080 14.0%
Source: Census 2016; analysis by Garda Inspectorate4
4 Includes category ‘not stated’ which is persons who are usually resident in the county but who have not stated their ethnicity
38 39 LOCAL POLICING – THE STRATEGIC PERSPECTIVE
It can be seen that Irish cities and counties close The closure of garda stations has been an emotive to cities have the highest proportion of persons issue for some rural communities as a station is from ethnic minority backgrounds. The most sometimes seen to symbolise garda presence diverse city in Ireland is Galway where 30% of its and offers a sense of security to local residents. usually resident population has an ethnicity other Chapters 2 and 4 of this report will look at how than ‘White Irish’. The administrative counties in resources have been dispersed across the country Dublin are also very diverse, particularly Fingal and how this has impacted on service delivery as (28.5%), Dublin City (26.2%) and South Dublin well as examining how visibility can be improved (22.2%). Outside of the cities, Longford is the in local communities. most diverse county with 22.6% of its population having an ethnicity other than ‘White Irish’. The profile of communities can impact on crime trends and policing needs. Victimisation surveys show that members of younger age cohorts are Implications of a Changing more likely to be victims of crime, are most likely to commit crime and are proportionately Environment on the Delivery more likely to be involved in fatal road traffic of Local Policing Services collisions. Older citizens on the other hand are most likely to have a fear of crime (CSO, 2017b; Population, Age and Geography Road Safety Authority, 2018). As the population The different urban, rural and suburban ages in coming years, there are associated risks environments in Ireland present many topics for in relation to urban and rural isolation. More consideration in the delivery of local policing generally, changes in family structures and services. For example, many suburban and challenges posed by poverty, social exclusion, developing areas close to cities are experiencing drugs, alcohol and mental health will impact sustained population growth. This has on public services including policing. These implications in terms of the increasing number aspects of vulnerability need to be factored into of commuters on the roads, growth in residential the Garda Síochána’s call allocation policy and estates and suburban towns, which in turn may visibility strategy. They will also require multi- impact on the nature of crime and incidents agency partnerships with healthcare and social in these areas. Such areas often have newer care to prevent harm. residents and younger populations resulting in communities that are less cohesive than in longer Ethnic Diversity established areas. In addition, many residents The increased ethnic diversity of Irish may be working elsewhere during the day. This communities has implications for service presents challenges and opportunities in terms provision. Every garda division has people of provision of services and crime prevention of different ethnic, faith and linguistic advice. The Garda Síochána must respond backgrounds living and working there, some by establishing new and innovative ways of of whom may have a lack of trust in the Garda connecting with communities. This is further Síochána stemming from their previous policing explored in Chapter 4 of this report. experiences. It is important that everyone has While many of the issues that require the services confidence in the Garda Síochána and that its of the Garda Síochána are the same throughout members and staff have an appreciation of the the country, there are often distinct geographical specific barriers which many may face as well and social attributes of rural communities that as the impact of certain crime types on minority impact on the nature of crime, community safety communities. In line with the Government’s and corresponding service provision. Particular vision of participation on an equal basis in issues of concern raised by local residents as society, public services, including policing well as stakeholder groups in the course of this services, should be delivered in a manner that inspection included a greater degree of fear of services all customers regardless of their cultural crime amongst older rural dwellers, criminal identity (Department of Justice and Equality, networks targeting areas close to the motorways 2016; Department of Justice and Equality, 2017). and vulnerabilities in terms of farm thefts.
38 39 LOCAL POLICING – THE STRATEGIC PERSPECTIVE
The delivery of policing services may therefore Early research by Morgenroth (2018) shows that require some targeted measures to achieve this, Brexit is likely to have regionally differentiated but as an organisation, cultural competency must effects and could affect some border areas be embedded in all aspects of service delivery disproportionately. The policing impacts are nationally and locally. The appointment and difficult to assess and depend on the agreements training of a sufficient number of community in place at international level. gardaí and garda diversity officers, informed by local need, should be a consideration in the Garda Summary Síochána’s approach to serving an increasingly When these changes are considered, it shows that diverse community. This is further examined in a one-size-fits-all approach will not recognise Chapter 4. the differing issues which individuals and communities face. The Garda Síochána needs to Other Emerging Environmental Factors have an in-depth knowledge of these changes While there are many changes to the composition and know how to respond effectively to the of the local policing environments the Garda specific issues facing those communities. This Síochána must also be cognisant of the wider is particularly important in the development of process of globalisation and its impact. tailored community policing services that protect International serious and organised crime and reassure local communities. The Garda generates threats such as human trafficking Síochána needs to be more agile in planning and complex networks of drugs production and for and responding to changing demographics, supply. These are growing challenges which threats and opportunities and become more impact on garda services. visible to the communities that it serves. It is important that this level of information is factored Under the National Broadband Plan, it is into the present and future considerations for the envisaged that all households and businesses will delivery of local policing services. have access to high-speed broadband regardless of their location. Nationwide access to a reliable broadband network provides opportunities in Garda Functions, Budget terms of community engagement, response and investigation practices and has the potential and Staffing to create greater opportunities for how people Policing plays an essential role in democratic life and the police communicate with each other. and in the daily lives of the people of Ireland. However, it may also present new and evolving The Garda Síochána has a wide remit of policing challenges, in the form of cyber-enabled and functions, defined in Section 7 of the Garda cyber-dependent crimes, such as exploitation and Síochána Act 2005. These functions require the fraud, which will require new investigative skills. Garda Síochána to ‘provide policing and security This is further discussed in Chapter 3. services for the State with the objective of:
In addition, climate change impacts are projected a) Preserving peace and public order; to increase in the coming decades, though b) Protecting life and property; uncertainties remain in relation to the scale c) Vindicating the human rights of each and extent (Environmental Protection Agency, individual; undated). In time it is likely that some of the predicted impacts, such as increased flooding, d) Protecting the security of the State; adverse weather events and water shortages e) Preventing crime; will have rapid, large-scale impacts on garda f) Bringing criminals to justice, including by resources. Planning for such events will require detecting and investigating crime; and sustained co-operation and partnership with key agencies. g) Regulating and controlling road traffic and improving road safety’. Brexit is another unfolding challenge, the impact of which on crime and security at the time of writing is unclear.
40 41 LOCAL POLICING – THE STRATEGIC PERSPECTIVE
Section 7 also provides that members of the Garda In 2016, the Government approved a Five Year Síochána have ‘such functions as are conferred on Reform and High Level Workforce Plan for the them by law including those relating to immigration’. Garda Síochána to support the implementation of the recommendations for reform made in In addition to human rights being incorporated the Inspectorate’s report, Changing Policing in into the functions of the organisation, the Ireland (2015). This workforce plan is based on Garda Síochána, as a public body, is bound by increasing the strength of the service from 16,000 Section 42 of the Human Rights and Equality to 21,000 by 2021. This will comprise 15,000 garda Commission Act 2014 to protect the human rights members, 4,000 garda staff and 2,000 reserve of its members, staff and the persons to whom it members. provides services. It is essential therefore, that actions and decisions taken at every level in the Garda headquarters, and ultimately the Garda organisation have a human rights basis. Commissioner and the executive team, are responsible for making strategic decisions The Garda Síochána Code of Ethics was about the allocation of all resources, including established by the Policing Authority and those allocated to local policing. The term “local launched in January 2017 to inform and guide the policing” refers to the policing services currently actions of every member of staff, at every level of delivered at divisional and district levels the organisation. The Code is a clear statement to throughout Ireland. those who work in the Garda Síochána and to the community of the values and standards expected In order to fulfil its statutory functions in an of each individual in the Garda Síochána. It efficient and effective manner, the Garda Síochána sets out nine ethical standards and the ethical should make evidence-based decisions about commitments required to meet these standards. the allocation of its resources. To inform such The standards provide that policing must be decisions, it needs to understand the demand it carried out in a manner that is independent and faces and have clear strategic priorities. impartial, that respects human rights, and that supports the proper and effective administration of justice. During visits, the Inspectorate was The Importance of informed that training on the Code was an Understanding and Measuring organisational priority. In the Garda Síochána Policing Plan 2018 there was a target to deliver Demand this training by the end of Quarter 2 of this year. Every organisation must understand the demand By November 2018, 12,371 members and staff for its services in order to determine its optimum had been trained. The target is assessed by the size, composition and structure as well as the Garda Síochána as red and off track. workforce skills necessary to deal with that demand. In any business environment measuring Under the 2005 Act, the Garda Commissioner demand is also essential to ensure efficient and is the accounting officer and is responsible for effective resource allocation. This is particularly the Garda Síochána budget, which is provided complex in a policing environment when there by the Oireachtas following the annual estimates are often many competing factors in the delivery and budgetary process. The 2018 gross budget is of an efficient and effective service with finite €1.65 billion, 85% of which is spent on salaries resources. As a first step, it is vital to understand and pensions. From this budget, €98.5 million and consider the policing demand that currently is set aside for overtime that can be used for exists and to anticipate future demand. proactive policing operations and to provide additional resources at times of most need. The Having a better understanding of demand will Department of Public Expenditure and Reform also enable an organisation to identify ways to (DPER) estimates that the Garda Síochána reduce demand in certain areas and manage budget will rise to €1.8 billion by 2020 and it more efficiently in others. However, it is cautions that expenditure could increase even important to be aware that any changes made further if recruitment is not accompanied by the with the aim of managing or reducing demand in achievement of reform objectives. an organisation, or part of it, may simply displace
40 41 LOCAL POLICING – THE STRATEGIC PERSPECTIVE that demand elsewhere rather than dealing with Public demand the core issue. – this is the reactive demand arising from calls for service, including but This section describes the types of demand that not limited to reports of crimes and other police services have to deal with and how other incidents. police services determine their demand. It also Protective demand looks at the Garda Síochána’s understanding of – this is the pre-emptive its demand and how it can be enhanced. or proactive demand arising from work to prevent crimes and incidents from occurring. Understanding Demand As the terminology implies, it is about preventing harm and improving public safety. Understanding and measuring demand is a challenge for all police services. Internationally, Internal demand – this is the self-generated police services are facing increasing and more demand which comprises internal processes, complex demand for their services at a time protocols, administrative tasks and when many of them are also coping with falling bureaucracy. It is always present but often police officer numbers because of budgetary poorly understood and measured. One part restrictions. of internal demand is described as “failure” demand, in other words demand arising from Policing demand is much broader than just the the need to correct errors or redo work. incidents reported to the police, for example via the 999 system or by calling the local police It is also important that police services look station. It is about the proactive activities ahead and assess how demand for their services undertaken by police that are designed to prevent will change. This could be because of new crimes and anti-social behaviour from occurring, technologies, new communities or new crime such as managing offenders and patrolling crime types. One way of building the understanding hotspots. Demand also comes from uncovering of future demand is to conduct long-term trend hidden crimes particularly those perpetrated analysis. For example, the ever-increasing against vulnerable persons, such as child sexual volume of crimes committed online will result exploitation. It also includes demand created by in an increasing demand for examination of the organisation’s own systems and processes. internet-enabled devices. As a result of these Common terminology used to describe the increasing demands, additional human and different types of demand is set out below and is technical resources will be required. Trend used throughout this report. analysis and comparisons with other police services would help to understand the nature and scale of the change in demand and help determine the additionality required.
When assessing demand, the importance of using good demand analytics to inform evidence-based resourcing decisions cannot be overstated.
Measuring Public Demand Public demand is usually measured by counting the number of calls for service. However, the Garda Síochána does not currently have a single national system for recording all calls for service. It has a Computer Aided Dispatch (CAD) system operating in the Dublin Metropolitan Region (DMR) and a number of other divisions, while those divisions without CAD record calls for service on an electronic database called eRC1.
42 43 LOCAL POLICING – THE STRATEGIC PERSPECTIVE
Crime and incident data for the whole These types of incidents require an investigation. organisation is also available from the PULSE A further 70% of PULSE incidents related to system; however, not all calls for service are non-crime matters. These include a wide range crime or incident related. of incidents, such as traffic collisions and child welfare reports that require further garda action, CAD provides an extensive database that can be as well as records that require no further actions, used to analyse the number and types of incidents such as reports relating to the completion of that require a police response and the frequency checkpoints and searches. Understanding the and distribution of those incidents in terms of complexity of crime and non-crime incidents days of the week and times of the day. CAD that require additional actions is important in also has the capacity to provide management quantifying demand and assisting with the information on how long it takes to arrive at the resource allocation process. scene of an incident, how long is spent dealing with an incident and what the outcome was. The Measuring Protective and Internal Inspectorate found limited appreciation of the Demand value of such data and limited evidence of its use to inform the resource allocation model. To better inform decisions on human and financial resource allocation, the Garda Síochána The eRC1 recording system has been in place needs to also understand its protective and since June 2017 when it replaced a paper-based internal demand. However, these aspects of process that did not easily facilitate analysis. The demand can be more difficult to measure. Inspectorate found that recording of calls for service in this format appeared to be inconsistent For example, child sexual exploitation is a and therefore unlikely to provide accurate growing phenomenon that poses significant risk information upon which to carry out further to child safety. As part of a recommendation analysis of demand. These inconsistencies will aimed at tackling the threats posed to children by be further be explored in Chapter 3. the internet, the Inspectorate identified a number of proactive actions that the Garda Síochána The Inspectorate was told that a nationwide needed to take to tackle online child sexual roll-out of CAD is underway and should be exploitation.5 These included crime prevention in place by the end of 2018. This is a welcome plans to block and take down child abuse development, as it should result in all public material, as well as targeting groups using such demand being captured on one system. Analysis material. These preventative and investigative of this data will provide important information actions are aimed at protecting children, but the that will assist in decision-making about the scale of the problem, which is not captured by allocation of resources at organisational and local CAD, and the amount of resources needed to level. tackle it, are more difficult to assess. Nonetheless, the capacity needed to carry out this protective Crime and incident data is also available from work must be factored into resourcing decisions. the PULSE system. On average about one million PULSE incident records are created each year. In Internal demand arises from the systems, the 12-month period from June 2017 to May 2018, processes, structures as well as behaviours within 975,589 incidents were recorded on PULSE. On the organisation. examination of these records, 30% were recorded as crime incidents.
5 Responding to Child Sexual Abuse (2017) Recommendation 4.4
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The Metropolitan Police Service has defined The Inspectorate also found examples of demand internal demand as ‘the time and resources spent on that could be better managed by automating activities created by and for ourselves within the police systems, outsourcing activities or removing service. This includes day-to-day admin, attending duplication. meetings (that are not a legal requirement), as well as other processes we follow and pieces of work we Barriers to Measuring Demand generate which have not come as a direct response from The Garda Síochána faces several barriers to 6 public contact’ (National Police Chiefs’ Council , accurately measuring demand. These include 2017). It identified that tackling internal demand technological challenges, such as the current would save time, improve morale and change absence of a national call handling system, as the behaviour of individuals, at the same time well as the lack of consistent and reliable systems as increasing organisational productivity and and processes for data capture and analysis. changing its culture. In its 2017 report, Challenges for Investment The Garda Síochána has a large degree of in Police Expenditure: A Public Expenditure control over its internal environment, including Perspective, the DPER identified the need for the systems and processes that create internal a robust garda data infrastructure (Dormer demand. However, it does not fully understand and Gavin, 2017). This follows on from the nature and scale of its internal demand. One concerns, raised by the Inspectorate in its Crime way to measure internal demand is to apply Investigation (2014) report, about incident and business process mapping tools. The Inspectorate crime recording processes and practices in the was concerned to be told that although the Garda Síochána. At that time, the Inspectorate organisation is undertaking a significant change made a number of recommendations in relation to its operating model, it has not conducted a to improving recording, supervision and systematic review of the relevant organisational reclassification practices. It also made a number processes. The only exception to this that the of recommendations to improve audit and review Inspectorate is aware of is the work carried out processes for PULSE incidents.7 to inform the resourcing of the administration hub in the divisional policing model. Developing These concerns resulted in a major review of a better understanding of internal demand crime statistics by the CSO that confirmed the would help the Garda Síochána to identify and core findings of the Inspectorate. Since that improve inefficient processes and contribute to time, the CSO has periodically suspended the a more structured and evidence-based process publication of national crime statistics. This is of for allocating resources. The divisional policing national significance as it is important to have model and business process mapping are confidence in the quality of published crime described later in this chapter. statistics. In 2018, the CSO decided that crime statistics would be published in a new category of The Inspectorate also found limited evidence of “Under Reservation” because of a broad range of the Garda Síochána identifying future policing concerns about recording practices. The quality of demand or planning for changes that will data has not yet met the higher standard required significantly impact on the delivery of services. by the CSO for official statistics. Therefore, to These include preparing for major infrastructure inform its understanding of demand, the Garda developments, as well as the roll-out of the Síochána must have robust systems and standard national broadband strategy or demographic processes to accurately record crime and non- changes. crime incident data.
6 The National Police Chiefs’ Council is a national co-ordination body for law enforcement in the UK and the representative body for British police chief officers. 7 Crime Investigation (2014) Recommendations 3.27, 3.28, 4.1, 4.8– 4.10, 4.12, 4.15–4.19, 5.5–5.8, 5.10.
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As Chapter 2 will show, the volume of crime and Intelligence-Led Policing non-crime incidents is a heavily weighted factor Most comparable police services use a process in the formula used by the Garda Síochána to referred to as intelligence-led policing (ILP) distribute resources to divisions. Non-recording to help understand, measure and manage or inaccurate recording of incidents greatly demand. ILP is a top-down decision-making affects the accuracy of demand data and may model, designed to assist police managers to result in flawed resourcing decisions. In addition, make informed and evidence-based decisions at if incidents are not accurately recorded, then strategic and operational levels. It is a defined appropriate resources may not be assigned to process in which data and information are address underlying policing issues. systematically gathered, evaluated and used Despite the absence of sophisticated technology to produce strategic and operational analytical to quantify policing demand, and subject to products. The process identifies, analyses and the qualification about data quality, the Garda assesses the level of threat, risk and harm in the Síochána could make better use of data that is police service’s operating area. The analytical already available. Although the existing CAD products are used to inform operational decision- system is a rich source of information, the making. ILP is a forward-looking, proactive Inspectorate was told that its capabilities are not process that relies on police managers working well understood throughout the organisation closely with analysts and using analytical and so not used to best effect. As CAD continues products in their decision-making and planning. to be rolled out, it is important that data on calls It is widely used by policing organisations for service is used to inform both organisational in Europe, Canada and Australia. A general and local understanding of demand. framework for implementing ILP in a way that is human rights compliant is contained in The absence of accurate demand management a guidebook published by the Organisation information is a fundamental issue in the whole for Security and Cooperation in Europe process of resource allocation. If you do not know (Organisation for Security and Cooperation, how busy you are, it is impossible to say how 2017). many staff you need to deal with the various demands that you have. These issues will be The first stage of the ILP process is preparation further examined throughout the report. of a strategic assessment report. This identifies the medium to long-term threats and risks that are apparent or emerging in the police service’s Tools to help Understand, operating area. Other police services that use ILP will incorporate data from other partners Measure and Manage Demand into their analysis in order to enhance their In this section, the report describes tools that understanding of crime and public safety issues could be used to help better understand, measure in their area. These data sets are obtained under and manage demand. These include intelligence- formal information sharing agreements, which led policing, business process mapping and comply with relevant data protection legislation. activity analysis. It also describes how other As part of the process to compile a strategic police services are collaborating with universities assessment, analysts also carry out a situational to undertake academic research to inform a range analysis, such as PESTEL8 to identify the external of police-related issues including managing factors impacting on the organisation such as demand and resource allocation. changing demographic trends, new legislation or changes to the national infrastructure.
A completed strategic assessment report is used by senior police managers to inform their decisions on operational policing priorities and objectives.
8 PESTEL stands for Political, Economic, Social, Technological, Environmental and Legal 44 45 LOCAL POLICING – THE STRATEGIC PERSPECTIVE
Once the priorities have been decided upon, This limits the information available to inform control strategies setting out preventative, the setting of strategic policing priorities, as intelligence, enforcement and reassurance well as restricting the Garda Síochána’s ability actions, are then developed for each priority. to develop effective strategies to tackle the Responsibility for converting these strategies priorities, allocate resources appropriately and into operational action plans then passes to an assess the impact of its actions. implementation group. Further information on this process is found in Chapter 3. Business Process Mapping
In many countries, there are several levels of Process mapping refers to activities involved strategic planning, with strategic assessments in defining what a business area does, who is being produced and policing priorities set at responsible, to what standard a business process national, regional and local policing levels. Other should be completed and how the success of a police services also share their reports with their business process can be determined. The main strategic partners and accountability bodies. purpose behind business process mapping is to assist organisations to become more effective. As outlined at the start of this chapter, policing A clear and detailed business process map or has become increasingly complex with many diagram describes how a work task or function is competing demands. The ILP process provides completed. Process mapping also helps to ensure a transparent evidence-based methodology to that processes are aligned to an organisation’s identify which areas should be prioritised to values and capabilities. Once a process is receive additional attention beyond business mapped, the information can be used to improve as usual activity. This approach ensures that the efficiency of that process and determine the by understanding and prioritising the types of resources necessary for it to be completed. demand that create the highest levels of threat, risk and harm, demand can be reduced. The Garda Síochána is already using process mapping, for example to determine the number A national intelligence model/process for the of staff required for the administration function of Garda Síochána was discussed in detail in the divisional policing model which is discussed section 8.4 of the Crime Investigation (2014) report; later in this chapter. However, during inspection however, the associated recommendation to visits, the Inspectorate identified that the Garda implement a national intelligence model/process Síochána has not conducted process mapping for has not been completed. many of the non-operational functions currently performed by garda members. Previously, the Like comparable police services, the Garda Inspectorate identified that many of these roles Síochána employs a team of trained analysts. do not require the use of sworn powers. Process The Garda Síochána Analysis Service (GSAS) mapping would enable the Garda Síochána to consists of qualified professionals based in garda confirm the need for police powers in a non- headquarters, as well as in the six regions. GSAS operational function and, if so confirmed, to told the Inspectorate that it routinely compiles decide what rank of garda member should be tactical reports for use at organisational, regional allocated to it. Another challenge that would be and divisional levels, as well as other ILP resolved by process mapping is the removal or products such as problem profiles and subject reduction of inconsistencies across the Garda profiles. Tactical reports are described in more Síochána as to what functions certain units detail in Chapter 3. However, the Garda Síochána do, how many staff they should have and the does not task the analysts with preparing skills required for the task. Inconsistencies in strategic assessments of threat, risk and harm, the staffing levels and functions of various nor does it have a strategic planning process, units were again found in this inspection and either at national or divisional level. these inconsistencies were even found in the As the strategic planning process and strategic way district units functioned within the same assessments of threat, risk and harm are the division. essential foundations of ILP, their absence is a significant organisational weakness.
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Process mapping would help to resolve these For example, the Scottish Institute of Policing types of inconsistencies, identify posts that could Research is a strategic partnership between Police support the concept of civilianisation by default Scotland and 14 Scottish universities, established and determine the level and type of resources to carry out high quality, independent research required for each function. and make evidence-based contributions to policing policy and practice, including police– Activity Analysis community relations (The Scottish Institute for One way of understanding and measuring Policing Research, undated). protective and internal demand is to carry out In the north of England, the N8 Policing Research an activity analysis exercise. The exercise would Partnership (PRP) is a platform for research need to capture all activities that are carried out collaboration between universities, government, in the organisation, the time spent on them and police services and other partners working by whom. The results would provide a more in policing. The N8 PRP aims to address the comprehensive understanding of demand, which problems of policing in the 21st century by could then be used to inform decisions on human producing high quality independent research and financial resource allocation as well as to and developing transferable models of practice identify and improve inefficient processes. The (the N8 Policing Research Partnership, undated). Garda Síochána has not carried out this type of exercise in recent times. Activity analysis would The Australia and New Zealand Society of need to go beyond the data captured in the 2017 Evidence Based Policing is made up of police Organisational Deployment Survey, the aim of officers, police staff, and research professionals which was to conduct a census of garda members who aim to make evidence-based police practice and identify members in administrative roles that part of everyday policing in Australia and New could be redeployed to operational policing in Zealand. The society advocates that all aspects the immediate term should suitably skilled garda of policing should be evaluated using sound, staff become available. The Inspectorate does not scientific methods and used when the evaluation underestimate the challenge of carrying out an evidence shows that the police practice works organisation-wide activity analysis in the absence to control or prevent crime and disorder or of a modern human resources information system enhance quality of life (Australia and New and duty management system. However, activity Zealand Society of Evidence Based Policing, analysis could better help the Garda Síochána to undated). fully understand its demand and develop an evidence-based allocation model. A reference to academic research is made in the Garda Síochána’s Modernisation and Renewal Academic and Evidence-based Research in Programme 2016–2021 (MRP) in the context of Policing community policing. The Inspectorate was made aware of the participation of the Garda Síochána In other jurisdictions, police are collaborating in research into child offending behaviour with universities to undertake academic research conducted on behalf of the Department of to inform resourcing decisions, identify effective Children and Youth Affairs by Professor crime reduction techniques and evaluate policing Redmond from the University of Limerick initiatives. This evidence-based approach (Department of Children and Youth Affairs, to policing is becoming more prominent 2016). This is a relatively recent development and internationally. The benefits of the types of one that the Inspectorate would encourage the research carried out by these groups include the Garda Síochána to continue. identification of effective and efficient practices, a more cost-effective use of valuable resources The Inspectorate is also aware that the University and a more evidence-based approach to policing of Limerick accredits several garda training activities. courses and, during visits, it was made aware that some members had undertaken studies that are relevant to policing, but these were on an individual rather than organisational basis.
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It is important that learning or research arising One of the priorities is the protection of the from these studies is considered and where public by preventing and reducing crime. The appropriate applied in the work environment. programme sets out a number of key objectives to achieve this priority, including: As well as universities, the Association for Criminal Justice Research and Development, Ensuring a strong and visible police service whose mission is to inform the development in every community; of policy and practice in justice, could provide Providing resources for effective and a gateway to identify learning and research responsive policing; opportunities within the wider justice and academic world. Building on the successes of rural and community policing; Summary Tackling criminal gangs; Demand for policing services is complex, varied Dealing with repeat offenders; and and challenging to measure. However, there are Implementing the EU Victims Directive. a number of tools that can be used to understand and measure demand. These include: The Garda Síochána must take account of these high-level objectives when determining its Adopting an ILP model including strategic policing priorities. The national Policing Plan assessments of threat and risk; 2018, which contains the Garda Síochána’s Activity analysis; priorities, acknowledges this.
Business process mapping; and The Role of the Minister for Justice and Collaborative academic research. Equality The Inspectorate would encourage the Garda Under Section 20 of the Garda Síochána Act, Síochána to adopt these tools to develop a better 2005 the Policing Authority is responsible for understanding of the nature and scale of its determining the priorities and performance demand and use the resultant analysis to inform levels for the Garda Síochána in relation to its resource allocation process. its policing function in conjunction with the Garda Commissioner. The Minister for Justice and Equality must approve these priorities Determining Policing Priorities and performance levels and it is through this As stated earlier, police services need to process that Government policy is given effect. determine their strategic priorities in order to In addition, the Minister is required to determine make evidenced-based decisions about allocating the priorities and performance levels for the their resources. Information to determine Garda Síochána in relation to security services. policing priorities can come from many sources, The Minister is required by law to lay a copy of including government, police accountability the determined priorities before the Houses of the bodies, stakeholders, partners and the public, as Oireachtas. The Commissioner is then obliged to well as from the police service itself. take these priorities and associated performance levels into account. This section explains the role of the Government, the Minister for Justice and Equality, the Policing The Role of the Policing Authority Authority and stakeholders in determining In considering policing priorities, the Policing policing priorities in Ireland. It also looks at Authority consults with other stakeholders how the Garda Síochána identifies its priorities, including statutory bodies, non-governmental describes international practice in this area and organisations and civic society on a set of draft sets out the way forward for the Garda Síochána. priorities. In 2018, it received 23 submissions to this consultation. It also holds a consultation The Government’s Policing Priorities meeting with the chairs of Joint Policing The Government published A Programme for a Committees (JPCs) and chief executives of local Partnership Government in May 2016. authorities.
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The Inspectorate was invited to the 2018 The extent to which services in Northern Ireland, consultation meeting at which draft priorities England and Wales understand demand has for 2019 were presented. The attendees had an been the subject of inspection by Her Majesty’s opportunity to discuss the draft priorities and to Inspectorate of Constabulary and Fire & Rescue propose performance measurements for them. Services (HMICFRS) for several years.9 In its This is an important part of the development of annual State of Policing report in June 2018, strategic policing priorities. HMICFRS stated that failing to assess and plan for future demand and capability properly and Policing Authority In its July 2018 report, efficiently will compromise public safety. It found Assessment on Policing Performance , the Policing that the best police services were planning three Authority described the development of the to four years in advance and beyond, using all Policing Plan 2018 national as an iterative process available information to make decisions on how with the Garda Síochána (Policing Authority, they will operate in the future. HMICFRS also 2018a). criticised a number of senior police leaders for failing to assess properly the level of demand The Role of Stakeholders and the Public their organisation will face over the next few In developing its priorities, it is critically years. important that the Garda Síochána listens to and takes into account the views of the people it HMICFRS described Kent Police as outstanding serves. In the Policing Plan 2018, which sets out its in how it understands demand for its services. Its priorities for that year, the Commissioner refers methodology, which included detailed analysis to a wide stakeholder consultation process as of the types of calls for service and its response well as inviting feedback on the plan. This is an to them is described in a report by the National important element of the process of establishing Police Chiefs’ Council (2017) entitled Better policing priorities. Understanding Demand – Policing the Future. The report goes on to explain how Kent adopted The Public Attitudes Survey conducted on an approach to responding to calls based on behalf of the Garda Síochána provides further threat, risk, harm and vulnerability and how information that contributes to the setting of this approach, supported by triaging of calls, priorities. Respondents are asked what crimes self-service facilities, revised policies and use of the Garda Síochána should prioritise. This digital solutions are helping it to better manage information from members of the public is useful demand. and important in determining policing priorities that reflect the concerns of the community. As well as using management information from their crime and incident recording systems, International Practice many police services also use data from external sources such as criminal justice partners, the The Inspectorate reviewed how policing health service and local authorities to ensure demand is understood and policing priorities are they better understand demand. For example, determined in other jurisdictions. English police services use anonymised data, In recent years, other police services have collected by the National Health Service, on undertaken extensive work to understand the persons presenting to hospital with assault- types of demand they face, quantify them and use related injuries. This information, which includes this information to determine the composition the date, time and number of people attending of their organisation, their structure and the for medical treatment for assault-related injuries, distribution of their resources. enables analysis that is more comprehensive, creates a better understanding of demand and informs resourcing and deployment decisions.
9 Her Majesty’s Inspectorate of Constabulary until July 2017
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Importantly, it is also used to develop tactics The Inspectorate also reviewed how policing to tackle violent crime through prevention and priorities are determined in other police services education as well as through enforcement. As that have similar oversight arrangements. Both a result, public safety can be improved and Scotland and Northern Ireland have similar demand for both health and police services can arrangements with high-level, strategic policing be better managed. priorities being set at governmental level. Police Scotland has a long-term strategy developed in The Safest Country: Policing In its four-year plan, collaboration with the Scottish Police Authority, 2021, New Zealand Police presents an analysis of which describes the challenges facing policing its demand in traditional as well as new areas of in Scotland, its vision for the future and how policing. It identifies the implications for police of the organisation is changing to meet these. A changing demographics and public expectations strategic planning framework comprising a (New Zealand Police, 2017a). In its accompanying three-year implementation plan (2017–2020), Prevention First operating model, the service the annual police plan, departmental business has identified ‘drivers of demand’; these include plans and local policing plans support this. This alcohol, families, roads, organised crime and framework is illustrated in Figure 1.6 below. drugs as well as mental health. It states that in order to reduce the impact of these factors on levels of demand and to address the underlying causes of crime, it directs its deployment effort towards these areas.
Figure 1.6 - Police Scotland’s Strategic Planning Framework
Scottish Government National outcome/strategic priorities
SG strategies
SPA/Police Scoland Policing 2026 Strategy Our Vision Sustained excellence in service and protection
3 Year Implementation Plan
Annual Police Plan Enabler Strategies Change Portfolio Department Business Plans Corporate Support Local Policing Plans Services Plan Local Outcome Long Term and 3 year Improvement Plans financial plans
Measuring Success
Public Engagement Outcome Focused Benefits Realisation and Insight Performance
Source: Police Scotland
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The Northern Ireland Policing Board developed Evidence-based decisions on the allocation of and published its four-year Strategic Outcomes resources should enhance the organisation’s for Policing in Northern Ireland, 2016–2020. ability to prevent harm and improve public This sets out the long-term vision of what the safety. Board wants the Chief Constable of the Police Service of Northern Ireland (PSNI) to achieve. This inspection found that the Garda Síochána has It contains four overarching themes or priorities a limited understanding of its current and future aimed at delivering the long-term objectives for demand. The continued absence of a national policing set by the Minister for Justice. Following CAD system and concerns about data quality consultation with key stakeholders and partner mean that information about the current level agencies, the number of strategic outcomes in of public demand for Garda Síochána services the Northern Ireland 2017–18 Policing Plan was is incomplete. The Inspectorate welcomes the reduced from 12 to nine in order to provide a national roll-out of CAD and expects that it more succinct framework while maintaining a will bring a consistent, standardised approach focus on the issues identified. to incident recording and provide data that is more accurate. In turn, this will contribute to In determining the policing priorities in Scotland a better understanding of demand. However, and Northern Ireland, similar information was in order to have a more complete picture of considered such as: protective and internal demand, the Garda Síochána needs to undertake an organisation-
High-level governmental or ministerial wide activity sampling exercise. It also needs policing objectives; to review its internal systems and processes to The views of local people and representative reduce unnecessary bureaucracy and the demand groups; it creates. In addition, the Garda Síochána The police service’s strategic assessment of could expand its collaboration with academia threat, risk and harm; and to assist the Garda Síochána in a number of areas, including understanding, measuring and The financial and other resources available managing demand. for policing. The high-level priorities are then used to inform In other jurisdictions, a wider range of the annual policing plans in each jurisdiction. information is used to identify policing priorities. Policing plans are discussed in more detail later This includes high-level government objectives in this chapter. for policing, stakeholder engagement and police assessments of threat, risk and harm. While a number of these information sets are used to Critical Action 1 inform the identification of policing priorities in Ireland, the Garda Síochána does not prepare This part of the chapter examined the changing strategic assessments of the threats, risks and demographics in Ireland as well as the current harm that impact on public safety. functions, budget and staffing of the Garda Síochána. From a strategic perspective, it also The Inspectorate believes that the absence of an looked at how demand for policing services is intelligence-led strategic planning process is a understood, measured and managed. significant organisational weakness.
To ensure service delivery is consistent, efficient The chapter contains a number of references to and effective, decisions on how policing recommendations made in previous Inspectorate services are delivered must sit within a strategic reports. Although progress has been made to put framework. A key strategic issue for the Garda some of them into operation, many have not been Síochána is how it distributes and uses its fully implemented. resources. Understanding demand for garda services, having effective processes to manage them and identifying evidence-based policing priorities are critically important elements of the decision-making process.
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Critical Action 1 identifies how the Garda Structures to Deliver Policing Síochána could measure demand and identify its policing priorities. Services The structure of an organisation and the effective Critical Action 1 allocation of resources within that structure are key to delivering its core functions and To develop evidence-based achieving its organisational and operational methodologies and processes that priorities efficiently. This section describes the enable the Garda Síochána to better Garda Síochána’s current structure for delivering understand its current and future policing services at national and local level. It demand and inform the identification also reviews the Garda Síochána’s proposed of its policing priorities. divisional policing model and compares it with the model previously recommended by the Inspectorate. In support of this critical action, the Inspectorate considers that the Current Garda Síochána Organisational following areas need to be addressed: Structure Fully implement an intelligence-led The structure of the Garda Síochána can policing process at national and local be broadly broken down into three main level, which includes the use of strategic components. These are operational divisions, assessments and control strategies; national units and headquarters. The divisions Undertake an organisation-wide provide the majority of policing services in local activity analysis to provide a better communities, with approximately 85% of garda understanding of demand; members and 44% of garda staff allocated there. The structure of divisions is discussed later in the Carry out business process mapping of chapter. all relevant activities, starting with those used in divisions, to ensure they are fit National units manage or co-ordinate the for purpose and to eliminate unnecessary response to certain types of crimes because of bureaucracy; and their complexity, seriousness or national impact. Increase collaboration with academia to For example, some crimes or incidents provide develop evidence-based approaches to national threats and by their very nature are not key policing issues. always confined to a single geographical area, such as terrorism, serious and organised crime, cybercrime and civil emergencies. It is important that the Garda Síochána understands these types of threats and builds its organisational capacity and capability to manage such challenges. This inspection has found that there is no evidence- based process for determining the numbers of staff allocated to national and headquarters units.
In previous reports, the Inspectorate raised concerns about the role of national units, their Dublin centric approach and a lack of clarity about what they will and will not investigate. Organisationally, the Inspectorate believes that the Garda Síochána must be clear about the role and function of the national units and that there should be clear criteria defining which aspects of policing demand they will deal with.
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Headquarters provide management, human During inspection visits, the Inspectorate resources and logistical services for the found that there was limited awareness or organisation and includes areas such as the implementation of the strategy. This is concerning Garda College and the Garda Information given the organisational commitment to making Services Centre. Other headquarters units such crime prevention a top priority. as the Garda Bureau of Community Engagement provide strategic support to operational units; The Bureau has responsibility for certain aspects because of its relevance to the delivery of local of the Garda Síochána’s Diversity and Integration policing services it is looked at in more detail Strategy. The Inspectorate was advised that below. the Bureau had drafted part of the strategy; however, the full document is currently being The Garda Bureau of Community prepared. Given the growing diversity of the Engagement Irish population, it is important that the Garda Síochána is well equipped to engage with all The Garda Bureau of Community Engagement is of its communities and address their particular the responsibility of the Assistant Commissioner, policing issues. It is important, therefore, that the Community Engagement and Public Safety and strategy is published and implemented without is one of a number of national units in the Garda delay. Síochána with an important role in the delivery of local policing services. Responsibility for the Garda Reserve also sits with the Bureau. With the anticipated significant The Bureau has strategic responsibility for a increase in the number of reserve members, it is number of functions including the operation critical that the Garda Síochána has a clear plan to of the youth diversion programme, crime derive the best possible contribution to policing prevention, diversity and integration, from these volunteers. Although a Reserve community policing and the Garda Reserve. Strategy is in draft format, the Inspectorate was With a few exceptions, members of the Bureau told that it could not be provided with a copy. are not involved in front-line delivery of policing While the deployment and use of reserves is services. discussed later in this report, it is important During a visit to the Bureau in 2017, the that a strategy is available to set out how the Inspectorate noted that it consisted of a number organisation plans to use this valuable resource. of small units, which tended to work in silos The Inspectorate found that despite having a despite having interrelated functions. However, national, strategic role, the Bureau did not always the Inspectorate was recently informed that operate at this level. For example, although there the Bureau is being reorganised in a way that is a national model for community policing, the brings together connected functions, such as Bureau does not provide a strategic framework responsibility for community policing, diversity to monitor its implementation. Nor does it and the Garda Reserve. produce policies or guidelines for key aspects of One of the stated functions of the Bureau is to community policing such as partnership working develop best practice strategies and plans to or community engagement. The Inspectorate combat and reduce crime and provide expert identified the potential for duplication of work advice on crime prevention to businesses and or confusion about where responsibilities sit the public. The Bureau manages a number of because of some of the tasks performed by staff national crime prevention initiatives, liaises in the Bureau. It also found that some garda with the security industry and provides security members in the Bureau were performing roles surveys and audits for Government, business that did not require sworn powers, for example in and commercial organisations. In 2017, the relation to crime prevention and administration Bureau published the Garda Síochána’s Crime of schemes such as neighbourhood watch or text Prevention & Reduction Strategy. It is mainly alert. aimed at tackling traditional crime types such as acquisitive crime and assaults.
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The Garda Bureau of Community Engagement Failing to rationalise the structure is viewed has the potential to make an important by the Inspectorate as a lost opportunity to use contribution to improving public safety by resources in a more efficient way. developing strategies and plans to reduce harm and prevent crime from occurring. Similar to Each division is made up of a number of smaller Police Scotland’s Safer Communities Department, geographical areas known as districts, each led the Inspectorate sees the role of the Bureau as by a superintendent. The superintendent reports providing support to the senior management to the divisional officer (chief superintendent) for team on relevant policies, maintaining and delivery of a wide range of policing functions. In reviewing standard operating procedures as well total, there are 96 districts of various sizes and as identifying and disseminating good practice complexity. Although the number of districts to operational units. It was encouraging to hear reduced from 112 in 2008 to 96 in 2013, they that this is the plan for the future of the Bureau. remain the core delivery unit for policing local communities.
Operational Structure for Delivery of Previous Inspectorate reports have highlighted Local Policing Services inefficiencies and inconsistencies with the Within the operational structure, the resources district model of delivering local policing. that deliver day-to-day policing services in local The current model requires the district officer communities are organised in a geographical (superintendent) to be omnicompetent. model comprising regions, divisions and Each superintendent has responsibility for a districts. wide range of functions that include district performance against policing plan targets, Currently there are six regions, each of which is criminal justice processes including prosecutions, the responsibility of an assistant commissioner community engagement, human resource and who reports to the Deputy Commissioner, financial management, investigation of public Policing and Security. A region is made up of complaints and investigation of crimes up to and a number of divisions, each of which is led by including murder. This is replicated in each of the a chief superintendent. There are 28 divisions, 96 districts and results in: many of which are broadly co-terminous with county boundaries. Skills gaps;
The Inspectorate has previously examined in Inconsistent decision-making; detail the structure of the Garda Síochána and Variable operational practices; made specific recommendations on restructuring Unnecessary bureaucracy; and and reorganising the arrangements for delivering local policing services. These included Multiple points of contact for garda recommendations to reduce the number of headquarters and external partners. regions and amalgamate divisions.10 In 2016, the This model is neither efficient nor effective and is Government decided that the existing number of unlikely to deliver a consistently high standard regions and divisions would remain at six and of policing despite the commitment of the staff 28 respectively for the time being, but would concerned. be reviewed as the new divisional policing model, which is described below, is rolled out. The Inspectorate continues to hold the view that Divisional Functionality Model fewer regions and divisions would provide a Having found the Garda Síochána’s model for leaner and more efficient structure. delivering local policing services to be ineffective and inefficient, the Inspectorate recommended a change to a new divisional functionality model.11
10 Changing Policing in Ireland (2015) Recommendations 1.6 and 2.2 11 Crime Investigation (2014) Recommendation 2.1; Changing Policing in Ireland (2015) Recommendation 2.3
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In this model, senior management responsibilities The Garda’s Divisional Model Compared are allocated on a functional divisional basis with the Inspectorate’s Model rather than a geographical district basis. The To understand the proposed garda divisional Garda Síochána accepted this recommendation model, the Inspectorate met with the national subject to some flexibility in how this model is team responsible for delivering the divisional deployed in the case of large rural divisions. This policing model on a number of occasions and agreed approach was noted by Government. received a high-level briefing and presentation. The terms of reference for this inspection require It also visited Galway and Cork City garda the Inspectorate to ‘take account of the ongoing work divisions as part of this inspection and discussed by the Garda Commissioner to implement a divisional the proposed divisional policing model with the model of policing in Ireland’; however, it was not senior teams in those locations. The Inspectorate possible to inspect the garda model as it is not in also met with the senior leadership teams in operation. This section considers the garda model DMR South Central and Mayo divisions. as presented to the Inspectorate and examines The Inspectorate was provided with a detailed the extent to which it addresses the spirit of the organisational chart of the proposed garda Inspectorate’s original recommendation. The two model. This chart has been amended to show models are considered at the senior management the senior management at a divisional level level and the main differences between them are and is displayed at Figure 1.7. For comparison discussed. A more detailed explanation of how purposes, the Garda Inspectorate’s divisional the Inspectorate’s model might operate at a functionality policing model, recommended in tactical level is contained in Chapter 4. the Changing Policing in Ireland (2015) report, is presented at Figure 1.8 showing the proposed portfolios of that model at the senior managerial level.
Figure 1.7 - Garda Síochána Divisional Policing Model
Divisional Chief Superintendent
Community Community Community Administration Crime D/ Governance Engagement Engagement Engagement Assistant Superintendent Superintendent Superintendent Superintendent Superintendent Principal
Source: Figure provided by the Garda Síochána; modified by the Garda Inspectorate
Figure 1.8 - Garda Inspectorate Divisional Functionality Policing Model
Chief Superintendent
Divisional Admin Unit
Superintendent Garda Staff Superintendent Superintendent Superintendent Criminal Justice Business Operations Partnership Crime and Support Manager
Source: Figure created by the Garda Inspectorate
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In the Garda Síochána’s description of its model, the various functions within the division Governance Hub are called hubs. The garda model proposes The governance hub will be led by a divisional hubs for each of the crime, governance superintendent who will have responsibility and administration functions. In addition, there for strategy and performance, Garda will be a number of community engagement Síochána Ombudsman Commission hubs. The administration hub is led by an investigations, complaints, discipline, roads assistant principal officer and the others by a policing and criminal justice. This hub can be superintendent. broadly compared with the Criminal Justice and Support portfolio in the Inspectorate’s The Inspectorate’s model recommends that model but there are differences in the roles one superintendent would have functional and responsibilities allocated; for example, responsibility for partnerships and another the Inspectorate envisaged the operations would be responsible for operations across the superintendent having responsibility for whole division. These are in addition to a crime roads policing. function and a criminal justice and support function. Superintendents would no longer have Community Engagement Hubs responsibility for all these individual functions In the garda model, there will be a number within a smaller geographical area (district). of community engagement hubs each of The garda model is being rolled out on which will be led by a superintendent with an incremental basis, beginning with responsibility for all general policing activities the administration hub. Two of the four within a geographical area. Each division will administration hubs went live in July 2018, have a number of these hubs, some of which although it was explained that this was also being may be aligned to current district boundaries, done incrementally, starting with the finance although Mayo, Cork City and Galway will function. The finance function went live in DMR have fewer community engagement hubs South Central and Mayo (Castlebar and Westport than the number of districts currently. districts) in August 2018. At the time of writing, The community engagement superintendent there was no date available for the roll-out of the will have responsibility for delivering contact other parts of the administration hub, or for the management, community engagement, implementation of the other hubs. community safety, custody, criminal The function of each of the hubs in the garda investigation, managing property and model is described below and includes a general exhibits, as well as response and incident comparison with the Inspectorate’s model. management in that specific geographical area. In the Inspectorate’s model, one Crime Hub superintendent would have division-wide responsibility for managing partnership The crime hub will be led by a detective working including community policing superintendent in the garda model who will and community engagement, while another be fully accountable for all serious crime superintendent would have responsibility that occurs in the division. The detective for a division-wide operations portfolio, superintendent will also have responsibility including 24/7 response to calls for service for security and intelligence, specialist as well as duties and events management. investigation and immigration within the division. At a managerial level, there is no difference with the Inspectorate’s model but at the tactical level, there are differences in the types of crimes investigated and these are discussed in more detail in Chapter 4.
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The Inspectorate retains the view that any Administration Hub functionality model must be sufficiently flexible The administration hub will be led by an to cater for both urban and rural policing assistant principal officer in the proposed environments. However, the proposed garda garda model and will provide professional model incorporating multiple community corporate services to the division. It will be engagement hubs does not fully deliver the responsible for human resources, finance and intention of its recommendation. The Inspectorate logistics, training and change in the division considers that Cork City and DMR South Central as well as the performance of back office divisions could operate with a single community functions currently carried out by district engagement superintendent alongside an offices. operations superintendent, in addition to the other hubs. The Inspectorate would encourage the However, the Inspectorate was told that each Garda Síochána to reconsider its proposed model superintendent would also need their own in these divisions and pilot the Inspectorate’s administrative support in addition to the divisional functionality model. Lessons from this divisional unit. In the Inspectorate’s model, pilot could then be used to review the proposed a business manager would take divisional model in Galway and Mayo. responsibility for human resources matters, finance, fleet and other support services. While the administrative hub is described in While the Divisional Administration the garda model as a centre for transactional Unit is identified separately in its model, processes, the Inspectorate would be concerned the Inspectorate envisaged that the if it was purely administrative or perceived to be business manager would have day-to-day purely administrative in its nature. In this regard, responsibility for the management of this the name of the hub could be misleading and so unit, which would fulfil all administration the Inspectorate suggests that the title of the hub for the division. is reconsidered to reflect its business support function.
Assessing the Garda Divisional Policing In terms of resourcing at senior management Model level, the garda model, implemented in 28 While the Inspectorate welcomes the Garda divisions, requires a new assistant principal Síochána’s decision to implement a divisional officer post in addition to the existing cadre model of policing, it is concerned to find that the of superintendents. Furthermore, two of the proposed model is considerably different from four pilot divisions require an additional the Inspectorate’s recommended model. The superintendent for the operating model described Inspectorate is also concerned about the length of to the Inspectorate. The Inspectorate envisaged time it is taking to change to a divisional policing like-for-like numbers of senior managers at the model and finds the pace of implementation to most, and efficiency savings in divisions with be very slow. a large number of districts. It did not envisage growth at senior management level. Based on In particular, the Inspectorate considers the current senior management structure in community engagement hubs to be broadly divisions, the new garda model will be more comparable to existing districts, which the expensive than both the existing model and the Inspectorate found to be an inefficient and Inspectorate’s proposed model. ineffective structure for delivering local policing services. The Inspectorate reiterates the benefits of functional responsibility exercised by one Enabling the Change to the New person in the division rather than a number of Functional Structure superintendents with geographic responsibility. Changing from a district to a divisional model These include greater corporacy, consistency and is significant for the garda workforce and for the expertise, as well as providing a single point of public it serves. It will require a new approach, contact for partners and stakeholders. including new ways of working as well as new systems and processes.
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However, it is being launched without updated For example, one division visited had a drugs processes, enabling technology, revised unit, the members of which were drawn from accommodation plans and tailored engagement one of the districts in the division. This allowance strategies. resulted in additional costs being incurred if the unit deployed outside that district. This needs to The introduction of the new divisional policing be addressed in order to enable more flexible use model will require the implementation of new, of available resources. revised and streamlined processes. Process mapping was described earlier in this chapter During inspection visits to Cork City and Galway and has been used to assist with determining divisions, the Inspectorate was concerned to staff numbers in the new administration hubs. find limited awareness of the new divisional However, it needs to be applied to all activities policing model among garda members and staff. within a division to define efficient systems and The Inspectorate also found that there had been processes and used to assist in determining little formal engagement with stakeholders and the appropriate staffing levels. These processes partners about the forthcoming changes. The then need to be implemented consistently. If implementation of a comprehensive internal clearly defined processes are not in place when and external engagement strategy is an essential hubs are established, there is potential for part of successfully delivering the change. inefficiency and duplication of work. This will The Inspectorate believes that a structured negate many of the anticipated benefits such as and co-ordinated engagement strategy on the reduced internal administration and demand. introduction of a new model, led from the top The Inspectorate was concerned to be told that of the organisation, should be implemented in the main existing processes will continue to without delay. be used. An example to illustrate this point is the process for duty planning. The current system of Summary – Structure individual sergeants making local arrangements The Inspectorate continues to hold the view that a to have the correct number of gardaí on duty is leaner organisational structure with fewer regions inefficient and unsuitable for managing resources and divisions would improve efficiency and on a divisional basis. The Inspectorate previously effectiveness. It also regards the implementation recommended that duty planning units with of a divisional functionality model as critically suitable IT systems be established, and although important for the Garda Síochána. However, the this is being trialled in one division, a decision model being rolled out is significantly different has been taken not to create these units in the from, less efficient and more expensive than the four pilot divisions. divisional functionality model recommended by The divisional functionality model proposed by the Inspectorate. Creating multiple community the Inspectorate requires resources to be allocated engagement hubs perpetuates the district model and deployed on a divisional basis. Members of policing, negates the benefits of a functionality based in one area of a division should be able to model and wastes the opportunity to transform be easily deployed within the division according local service delivery. The pace of change is to operational demand or need. This agility is also disappointingly slow. For these reasons the hampered by the current terms and conditions Inspectorate does not support the introduction of of service, which entitle a member employed the proposed garda model. on duty 3.22 km away from their permanent station to a subsistence allowance.12 During inspection visits, the Inspectorate was made aware of operational examples of the impact of this practice.
12 SI No. 218/1965 Garda Síochána Allowances (Consolidation) Order 1965
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Strategies and Plans to Deliver The Policing Authority itself acknowledged that a sizable proportion of recommendations were Policing Services outside the MRP process (Policing Authority, Once the priorities for a police service have been 2017a). This issue needs to be addressed, either in determined, it needs to develop strategies and the MRP, or by some other mechanism, to ensure plans to ensure those priorities are achieved. that the Inspectorate’s recommendations are This section looks at the Garda Síochána’s MRP, dealt with. The Inspectorate welcomes the recent its three-year strategy statement and annual decision of the Policing Authority to conduct policing plans. Strategies most relevant to this a scoping exercise of the Crime Investigation review, including community policing, ICT and (2014) report. This report contains a number of estates, are also examined. The Inspectorate recommendations in connection with high risk would have expected to find strategies or policies areas that remain not implemented. relating to internal and external communication, Three-Year Strategy Statement community engagement and partnership working but none was available. In furtherance of its delivery of the core policing functions defined in Section 7 of the Modernisation and Renewal Programme Garda Síochána Act 2005 and listed earlier in 2016–2021 the chapter, the Commissioner of the Garda In June 2016, the Garda Síochána published Síochána is required to have a three-year strategy a five-year programme to professionalise, statement containing medium-term objectives, modernise and renew the organisation. The MRP the strategies to achieve those objectives and sets out the Garda Síochána’s mission, direction the expected outputs and outcomes. The and plan for change, aimed at ensuring that it can Commissioner is required to submit the strategy meet current and future policing challenges. It statement to the Policing Authority for approval, was stated at the time of its release that the MRP with the consent of the Minister. had taken into account, among other issues, key The current strategy statement outlines the findings from reports of the Inspectorate and was organisation’s main priorities in protecting and described by the Minister for Justice and Equality, supporting communities (Garda Síochána, 2016). as the vehicle for the implementation of the These are: agreed recommendations from the Inspectorate’s 2015 report, Changing Policing in Ireland. In its National and international security; fifth progress report to the Minister, the Policing Confronting crime; Authority called for the MRP to be paused briefly to enable an urgent refocusing and reworking of Roads policing; the programme (Policing Authority, 2018b). Community engagement and public safety; and While acknowledging that it is for the Policing Authority to monitor both the implementation Organisational development and capacity of the MRP and the agreed recommendations improvement. of the Changing Policing in Ireland (2015) The strategy statement was developed with report, the Inspectorate is concerned about input from the Policing Authority and following the omission from the MRP of a considerable consultation with stakeholders. It states that number of recommendations contained in other it is informed by lessons from reports into the Inspectorate reports. These include significant Garda Síochána as well as the MRP. However, recommendations about the investigation of as explained earlier, the absence of a strategic crime, the allocation of resources and front-line assessment of threat, risk and harm and strategic supervision, many of which are directly related planning process means that the policing to this inspection. priorities were set using incomplete information.
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Annual Policing Plans However, in recent years other police There is a statutory requirement for the Garda services have moved away from the use of Síochána to have annual national policing numeric targets to measure performance plans. The purpose of these plans is to set out as it was found that reliance on targets can the proposed arrangements for policing services lead to unhealthy competitive practices and for each year. Policing plans should drive police unintended consequences. A culture of “chasing activity to prevent harm and improve service numbers” is not conducive to improving overall delivery, as well as provide measures of success organisational performance as it can lead to poor for the organisation to strive towards. They management behaviours and have an adverse should also inform the allocation of resources impact on community confidence. and what those resources are used for on a daily Cultural change and communication of the basis. Each region, division and district is also relevance of a good performance framework required to produce an annual policing plan. needs to be central to modernisation. The Local policing plans at these levels are discussed Inspectorate therefore agrees that the priorities in more detail in Chapter 4. under the heading of organisational development The Garda Síochána’s annual plan is structured and capacity improvement are key and regards around the priorities identified in the three-year them, in fact, as organisational enablers for the strategy statement. delivery of the policing priorities outlined. The Inspectorate sees merit in identifying them In the 2018 plan, each priority area has associated separately in the policing plan as a means of outcomes to be achieved, a set of initiatives and communicating to all staff that organisational actions to achieve them and a list of measures development, change and performance of success. In total, there are 29 initiatives, 54 management are everyone’s responsibility, actions and 119 measures of success. Many of and not just that of the executive team and the the measures of success are actually tasks or Strategic Transformation Office. actions to be completed, such as the production of a document, implementation of a plan or For any plan to succeed, it must be well known completion of a review. While the actions and understood within the organisation. Each themselves may be important, these inputs and member of staff should be able to describe how outputs do not always provide an indication of they are contributing to the aspects of it that are the impact of the task on service delivery. relevant to their role. However, the Inspectorate was concerned to find that at all levels of the The Inspectorate considers that the plan has organisation, knowledge of the plan and how too many initiatives, actions and measures. the organisation was performing in relation to This volume of work creates a risk that nothing the objectives was poor. Some saw it as a paper- actually is prioritised. Matters that could be based exercise with little practical bearing on described as business as usual do not need to their day-to-day work and although more senior be included in the policing plan. These would managers usually had a better knowledge of the continue to be monitored internally using the plan and current performance against it, this was Garda Síochána’s Performance Accountability often limited to the crime-related objectives in the Framework (PAF) and reported to the Policing plan. A similar finding was also reported in July Authority via the Commissioner’s monthly 2018 by the Policing Authority which commented report as necessary. in its report Policing Authority Assessment on Policing Performance: ‘What would be expected, The Inspectorate recognises that the approach however, is that a large organisation would have of placing the policing plan at the centre of established mechanisms for embedding the relevant the Garda Síochána’s performance framework objectives and themes throughout the organisation, arises from the necessity to urgently address through departmental or regional plans and the performance management vacuum in the strategies, and through the performance framework.’ organisation. (Policing Authority, 2018a)
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The Inspectorate appreciates that the move to a The Garda Síochána’s monthly reports to performance culture is an evolution and considers the Policing Authority include high-level that this should involve the development of an information on how it is performing against outcomes-based approach to performance. This the measures and indicators set out in the 2018 would not only provide a good understanding plan. Performance is reported in an appendix of the organisation’s business in order to help to the report using the Red Amber Green effective decision-making, but would also classification system to illustrate progress enable individuals, adequately empowered, to towards achieving each objective. These reports be appropriately held to account. This would can be found on the Garda Síochána’s website focus more on what the organisation is actually and their publication demonstrates its openness, doing and could involve more bespoke areas of transparency and accountability about its focus for the Garda Síochána with performance performance. The Inspectorate would encourage measured in qualitative terms in the context of the Garda Síochána to consider publishing more harm prevention and problem solving, rather detailed stand-alone updates on the policing than solely in numerical terms. plan to further demonstrate its commitment to accountability. The fact that the Policing Performance Against the Policing Plan Authority has published a comprehensive Objectives assessment of performance against the policing The Garda Síochána makes information on its plan should not prevent the Garda Síochána from performance against the annual policing plan publishing its own updates. available publicly. It also provides monthly In Northern Ireland, the PSNI publishes in-year performance reports to the Policing Authority. updates of its performance against the national The recently published Annual Report 2017 policing plan on its website. It also publishes contains an assessment of each of the 89 statistical information on a range of categories, performance measurements described in the plan. including recorded crime at national and local In total, 48 were achieved, 14 partially achieved level. In Scotland, performance updates in and 27 were not achieved. The Inspectorate relation to recorded crime and detection rates considers that the Garda Síochána should focus are published quarterly on the Police Scotland on fewer initiatives and associated measures, website. which reflect clearly identified strategic priorities rather than making almost everything a priority Costing Policing Plans and setting too many objectives, the totality of Examination of the annual policing plan revealed which may not be achievable. As noted earlier, that it was not costed, and no evidence was the 2018 plan has 119 measures and it appears found to indicate that costing was a feature of that many may not be achieved. the process to set policing priorities at national or local level. The Policing Authority has a statutory function to oversee the performance of the Garda Síochána In its 2017 paper, Challenges for Investment in relating to policing services, but not national Police Expenditure: a Public Expenditure Perspective, security. It uses a broad range of information DPER identified the benefits of adopting a more to make its assessment, including performance granular approach to the funding and review of against the policing plan objectives. In the performance for specific policing priorities, by aforementioned report the Policing Authority including elements of an activity-based model. voiced its concern about the extent to which the It acknowledged that, although such a model plan was realistic, achievable and focused on could be complex to introduce, it would help delivering an effective responsive and visible make the budgetary process more evidence- policing service. The Inspectorate’s findings and based and demonstrate the policing dividend for assessment of documents support those of the communities arising from additional investment Policing Authority. (Dormer and Gavin, 2017).
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Similarly, the Policing Authority continues to Community policing which combines a focus call for the policing plan to be costed to ensure on intervention and prevention through that the availability of resources is considered problem solving with building collaborative when determining strategic priorities and that partnerships between law enforcement those resources are then correctly aligned to the agencies and schools, social services, and priorities. other stakeholders; Community policing which starts on the Summary and the Way Forward street corner, with respectful interaction The Garda Síochána recognises that it is an between a police officer and a local resident, organisation in need of reform; however, its a discussion that need not be related to a transformation plan, strategy statement and criminal matter; annual policing plans are overly ambitious. This Officers who enforce the lawwith the people results in many priorities not being achieved not just on the people; and within the time scales set out. Having fewer measures that reflect clear strategic priorities Problem solving, in partnership with the identified through an ILP process would community, which is identified as critical to provide more focus on driving improvements prevention. in service delivery and preventing harm. It While some of these characteristics such as could also help to ensure that policing plans are respectful interaction with the public can better understood and embedded. The Garda be delivered by the whole garda workforce, Síochána should also consider publishing easily other aspects, such as problem solving in accessible updates on its performance against partnership with the community, can only be the measurements in the plans. As previously realistically achieved by the assignment of recommended, the Garda Síochána also needs dedicated resources. These resources need to be to adopt a process to cost its policing plans and appropriately trained, have the necessary skills link its resource allocation process to the strategic to do the role and be given the time to deliver priorities. long-term solutions to what are often complex local community issues. Community Policing Strategies The Inspectorate examined delivery of The Office of Community Oriented Policing community policing in the Garda Síochána ‘a Services defines community policing as and found that it appears to be operating or philosophy that promotes organisational strategies considering a number of different models. that support the systematic use of partnerships and problem-solving techniques to proactively address The Garda Síochána’s current strategy for the immediate conditions that give rise to public community policing is the 2009 National Model safety issues such as crime, social disorder, and fear of Community Policing. This model defines of crime’. It describes its three key components community policing as ‘a partnership based, pro- as community partnerships, organisational active, community-orientated style of policing…. transformation and problem solving (USA Office focussed on crime prevention, problem-solving and of Community Oriented Policing Services, 2014). law enforcement with a view to building trust and enhancing the quality of life of the entire community’. Final Report of This definition was repeated in the It sets out the strategic objectives of community the President’s Task Force on 21st Century Policing policing and lists a set of pillars to deliver it. (2015), which went on to describe aspects of the nature of community policing including:
Police interventions which are implemented with strong policies and training in place, rooted in an understanding of procedural justice which in turn contributes to police legitimacy;
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The pillars are listed below. While not in operation, there is a third model under consideration. Community policing is Garda Community Visibility listed as one of the 13 themes in the MRP. The Engagement programme describes a new way of policing focused on the needs of the community and Enforcement Accessibility commits to: Problem Solving Collaborative
Engagement Providing a policing service that is more visible and more accessible; Crime Prevention and Empowerment Spending more time engaging with the Reduction community to enhance their safety; Accountability Improved Building a diverse, agile and responsive Response policing service that meets the needs of The model does not develop these concepts by modern society; providing practical information or guidance Increasing collaboration, co-operation and on how to carry out the activities effectively, partnerships with industry, academia and nor does it describe what community policing national and internal partners; and should achieve. It acknowledges that not all Developing highly trained garda members, districts are the same, defines four different types staff and reserves, equipped with the tools, of district and sets out how community policing skills and supports they need to prevent and should be arranged in them. Some areas have combat crime and terrorism. dedicated community police officers and others The MRP envisages that community policing have a hybrid model, where members have dual teams will consist of members from roads responsibilities for responding to calls for service policing, detective branch, juvenile liaison officers and carrying out community policing duties in and community officers and will be responsible their area of operation. for providing crime prevention advice, targeting The Inspectorate received a briefing on another and disrupting criminals and diverting people model deployed in the DMR North Central from committing crime. They will investigate Division and visited the division as part of its crimes and liaise with victims. They will also inspection programme. The Small Areas Policing engage with stakeholders and participate in local model is a geographically based model described community safety fora to work collaboratively to by the Garda Síochána as a “proactive customer- resolve quality of life issues. orientated approach to local policing”. Having While the key elements of community policing mapped the whole of the division into small area are contained in these various models, the segments (the smallest area for which CSO data Inspectorate identified that there was a lack of is available), dedicated community gardaí are clarity about the purpose of community policing allocated to defined geographical areas made up at all levels of the organisation. The existence of a of one or more small areas. Community gardaí number of different community policing models are responsible for tackling crime and quality of further confuses the situation. The Inspectorate life issues in their area and are held to account was told that the Garda Síochána is in the for their actions, as well as their knowledge and process of developing a new community policing understanding of their area, at regular meetings framework. chaired by the divisional officer. While response to emergency and priority calls in the division is managed through the DMR’s Command International Practice and Control Centre, the police response to As part of this inspection, the Inspectorate non-emergency calls is managed through the examined community policing models in division’s Planning and Tasking Unit. In addition, comparable jurisdictions as well as other there is a Divisional Community Policing Office international good practice. It should be noted that is responsible for managing all community that in some jurisdictions, community policing is policing activities in the division. referred to as neighbourhood policing.
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In its recent publication, Neighbourhood Policing Neighbourhood policing is structured on a harm- Guidelines, the College of Policing (2018) in the UK based model with dedicated teams in locations set out the defining features of neighbourhood where there is a greater risk of becoming a victim policing.13 These are: of crime. These teams work with communities to tackle the underlying causes of crime and safety
Police officers, staff and volunteers accessible issues and carry out long-term crime prevention to, responsible for and accountable to activities. communities; Community engagement that builds trust Police Scotland has committed to developing and develops sophisticated understanding of evidence-based local policing models that include community needs; and community policing. These reflect demand for services and take account of the differing needs
Collaborative problem solving with of rural, remote and urban communities. A chief communities supported by integrated work superintendent described how the operating with private, public and voluntary sectors. model changed from having a large number of In its 2015 effectiveness inspection, HMIC14 found community police officers who were frequently that neighbourhood policing makes a significant abstracted to having fewer officers who were contribution to the overall effectiveness of police. ring-fenced and not abstracted from their core It said ‘they anchor prevention work in communities, role. The Inspectorate was told that this model have the best knowledge of victims and offenders, can enables officers to be much more focused on help to support the former and manage the latter, they problem solving with partners and communities are vital eyes and ears to gather intelligence on serious to reduce crime and demand for services and had and organised crime’ (HMIC, 2016). been welcomed by stakeholders. The Inspectorate was told that the change was informed by Research by the Police Foundation (2018) into analysis of demand and public feedback. neighbourhood policing in England and Wales identified that hybrid workforce models have As part of a significant organisational emerged in recent years whereby local police restructuring in response to a reducing officers perform both response to calls and budget and a focus on vulnerability, the West neighbourhood policing duties. The report Midlands Police introduced a new approach to identified that the unpredictability of reactive neighbourhood policing. The functions of its policing can undermine efforts to make and neighbourhood policing teams are to prevent keep neighbourhood policing commitments and harm at the earliest opportunity, employ early pointed out that some police services that had intervention and preventative problem solving adopted a hybrid approach have realised the to reduce demand, prevent reoffending, build drawbacks and were reverting to functionally community resilience, increase partnership discrete neighbourhood or harm prevention working and improve public confidence. teams. The report went on to highlight the While it increased the overall resourcing level unique skills and experience required to be in neighbourhoods, the allocation model for a neighbourhood officer and the lack of its individual teams is based on an assessment of recognition as a policing specialism (Higgins, harm and need in that area. Neighbourhood 2018). policing is regarded as a specialism and training in medium to long-term intervention and New Zealand Police (2017b) has taken a prevention tactics was provided to members of prevention-based approach in the design of its the teams. operating model Prevention First and puts victims at the centre of its activities.
13 College of Policing was established in 2012 as the professional body for police services in England and Wales. 14 Now called Her Majesty’s Inspectorate of Constabulary and Fire & Rescue Services
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Summary (Community Policing) Information and Communications Internationally, there are many different models Technology Strategy of community or neighbourhood policing. The introduction of new ICT systems is critical However, what is common to all of them is to the modernisation of the Garda Síochána. In the focus on preventing harm, engaging with September 2015, the Government announced that communities, partnership working and problem it was providing €217m16 for ICT improvements solving. Local accountability is also critical to in the Garda Síochána during the period 2016– the success of community policing. These key 2021. As recommended by the Inspectorate, elements of community policing are contained the Garda Síochána now has a high-level ICT in one or more of the Garda Síochána’s various Governance Board in place that monitors the models. However, the existence of multiple progress of all ICT projects. Membership of models, as well as some districts developing the Board includes representatives from the their own models, is unhelpful, confusing and Department of Justice and Equality, DPER and results in variations in service delivery across the Policing Authority, as well as senior ranking the country. As will be illustrated in Chapter 2, gardaí and garda staff. However, the Inspectorate there has been an inconsistent approach to the was concerned to find that there is no current ICT resourcing of community policing across districts strategy. The last published strategy was for the and divisions. It is also important that those period 2013–2015, with the next version due to responsible for community policing have the be published in late 2018. The Inspectorate notes time and the skills to perform the role effectively. that completion of a number of ICT projects is a The Inspectorate previously recommended that policing plan objective within the organisational the Garda Síochána review the approach to development and capacity improvement section community policing and community engagement and that the MRP devotes a chapter to technology, in urban and rural divisions and, in particular, stating that ‘priority will be given to projects with the the deployment and tasking of resources to highest community impact’. enforcement, prevention and community engagement.15 The Inspectorate recognises that The MRP identifies key initiatives including: different communities have different policing A centralised control room strategy to handle needs and that a one-size-fits-all model will not all requests for service from the public; best serve communities’ needs; nevertheless, An electronic investigation management there should be one clear strategy for community system to manage and track all policing. The strategy should: investigations; Clearly describe the vision for and purpose An enterprise content management system of community policing; to improve storage and access to documents Describe the essential elements of it, related to an investigation; and including engagement, problem solving, A mobility project that provides garda partnership working; and members with remote access to information. Define the role and responsibilities of those These are important projects that are vital involved in community policing. to modernising the Garda Síochána and to As discussed earlier, the Inspectorate envisages improving service delivery. However, there is a the Garda Bureau of Community Engagement risk that in the absence of a cohesive ICT strategy, as having an important role in the development opportunities to integrate the various systems of the community policing strategy and an with each other and with the organisation’s implementation framework as well as providing vision may be missed. strategic support to divisions. The Inspectorate considers this an important area that needs to be addressed.
15 Changing Policing in Ireland (2015) Recommendation 3.14 16 Increased to €217m in the 2018 mid-term capital review 64 65 LOCAL POLICING – THE STRATEGIC PERSPECTIVE
For example, the Garda Síochána is piloting a In other jurisdictions, technology is used to duties management system, but unlike other improve the efficiency and effectiveness of police services that use the same product, the wider criminal justice processes. For example, Garda Síochána version will not immediately be the ‘Causeway’ criminal justice integration linked to human resources and finance systems. project in Northern Ireland reformed criminal This greatly limits the opportunity to improve justice processes by enabling the electronic effectiveness and efficiency. sharing of data including prosecution files and court outcomes among key criminal justice During visits, the Inspectorate noted the organisations, resulting in better partnership continued absence of what are regarded as working and compressed time frames for end- commonplace ICT solutions in place in other to-end processes. police services, such as electronic custody records. It was also pointed out to the Inspectorate that Previous Inspectorate Recommendations even where electronic solutions exist, they are often duplicated with manual systems, The finance announced in September 2015 for such as the requirement to hand write suspect ICT improvements in the Garda Síochána was a interview notes, even though the interview is direct response to the Inspectorate’s report into video recorded. The Inspectorate was informed crime investigation, published in December 2014. that this is a legislative requirement. However, That report highlighted the lack of ICT systems it considers that where changes in regulations and pointed to the need for a greater use of or legislation are necessary to facilitate the technology in managing administration, crime introduction of more efficient processes, these prevention and crime investigation. should be sought. The following are examples of key ICT solutions, 17 It is clear that the Garda Síochána is well including some that were recommended by the behind comparable police services in terms Inspectorate, and their current status. of its use of technology, including for front- Property and Exhibits Deployed to all line officers. This significantly limits its ability Management System regions since to provide the best possible policing service. (PEMS) November 2017 In addition to the technology to support organisational infrastructure such as human Automatic Vehicle Deployed to all resources management systems, CAD and duty and Personnel divisional control management systems, many police services have Location System rooms equipped their front-line officers with a range of (AVPLS) ICT equipment to improve operational efficiency Mobility Pilot Pilot in operation and effectiveness. These are further discussed in in Limerick which Chapter 3. allows 50 front-line Police services are also using technology to members to obtain analyse crime and incident data to predict crime vehicle details and hotspots, enabling preventative actions to be access official emails taken in a targeted way. Members of the public via a smartphone in other jurisdictions benefit from technology- A Roster and Duty RDMS commenced a enabled policing by being able to see crime Management System pilot phase in DMR information about their neighbourhood and (RDMS) Eastern Division in engage with their local police through social June 2018 media. Victims can go online to track their case through the criminal justice system.
17 Crime Investigation (2014) Recommendations 3.16, 3.20, 4.2, 6.11, 6.28, 6.30, 9.16, Resource Allocation (2009) Recommendation 3
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was detailed analysis completed at that time An Investigation Scheduled to be comparing the number of police stations per Management System deployed in the 100,000 population against police services in Waterford Division at England, Wales, Scotland and Northern Ireland. the end of 2018, with This found that Ireland had more stations per national roll-out head of population and per 1,000 square km during 2019 policed than all of these police services. At A new Computer Awaiting approval that time only 21% of stations were open to the Aided Dispatch from the Department public on a 24/7 basis and there was a clear system of Public Expenditure link between larger stations and longer opening and Reform hours. The 2010 strategy set out the requirements of the Garda Síochána for an investment package Summary of over €800m over 10 years. There is an urgent need for an updated ICT The Garda Station Building and Refurbishment strategy that integrates with and supports the Programme 2016–2021 is in place with an Garda Síochána’s vision for policing. It needs to intention of benefiting 30 locations. This is based focus on getting the essential strategic systems, on €60m of Exchequer funding as well as Public such as organisational human resources and Private Partnership projects to deliver new finance management, in place as well as on doing garda stations in Clonmel, Macroom and Sligo. things differently. The ICT strategy should not be Three new divisional and regional headquarters just about digitising existing processes but should stations are now open in Galway, Wexford and also be an opportunity to review, streamline and Kevin Street in Dublin at a cost of a further €100m. update processes to create efficiencies and reduce The programme also includes the refurbishment unnecessary bureaucracy. of Athlone Garda Station which was visited as The absence of basic technologies to assist part of this inspection. Garda accommodation with resource allocation, deployment and comes under the portfolio of State property, investigation means the Garda Síochána is less the management and maintenance of which is efficient and effective than it could otherwise primarily the responsibility of the Office of Public be and this has an adverse impact on service Works. delivery. The need for many of these enabling The functions of the Office of Public Works also technologies has already been identified, but include the provision of new accommodation decisions on their acquisition and deployment by way of purchase, construction, or rent, and need to be expedited to have the desired effect. the design, procurement and management of construction, renovation or maintenance projects. Accommodation Strategy In 2010, the Garda Síochána published a Concerns were raised by the Garda Síochána Long Term Accommodation Strategy. This was about the absence of funds in place for the MRP a comprehensive strategy that reflected the as well as the development of a new divisional position of the organisation in 2009. While now policing model. The Garda Finance Directorate eight years old, many of the challenges identified highlighted significant challenges including at that time are still current today. At that time, the small scale capital works budget where the the garda estate consisted of 703 stations and a budget provision for 2018 is €642,000, but the 18 range of national, support, administrative and expenditure in 2017 was €4.3m. The Inspectorate specialist accommodation and facilities. The was also informed that in 2018, the Directorate strategy highlighted that few organisations in has 174 applications for funding for small works the country occupy buildings as old as those and, based on current commitments, the Garda accommodating the Garda Síochána. There Síochána would need a budget of at least €3.4m.
18 Small scale capital works include work to improve/upgrade a range of areas such as security works, prisoner processing facilities, public office upgrades, office reconfigurations and health & safety works.
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It was further explained that there has been no Strategy for Growth benchmarking of the garda estate against other parts of the public service or other police services. Workforce planning is a process used by The concerns about accommodation and funding organisations to understand their current are recorded as a high corporate risk. and future workforce requirements. With the increasing garda workforce, it is critically At an organisational level, the 2010 important that the Garda Síochána has a accommodation strategy needs to be refreshed workforce planning process in place as well as in preparation for a bid to the 2022–2028 capital a comprehensive workforce plan to enable it to planning process and to assist the Garda deliver the organisation’s functions. Síochána in its modernisation programme. To enable this task to be carried out, there needs Workforce plans are an essential part of the to be a clear view of future organisational business planning process and should bring requirements that take account not only of together a number of important factors, such as growth in the organisation but planned or succession planning, the skills that are required anticipated changes to organisational structure. in the organisation now and into the future and The changing demographics and population where people are most needed. They should be movements as described earlier in the chapter developed in the context of supporting strategy also need to be considered in the development statements and policing priorities. of the strategy. The strategy should explore At the time of completing inspection visits, new types of facilities to meet the demands of the Garda Síochána provided a copy of a draft 21st-century policing, which take account of workforce plan dated June 2018. The plan new technology and new ways of working both outlines that ‘the overall aim of workforce planning within and outside the Garda Síochána. One way for An Garda Síochána is to get the right people of doing this is to examine opportunities to co- with the right skills in the right place at the right locate with other organisations. A benchmarking cost to support the key strategic objectives of the exercise that compares the cost and space usage organisation’. of garda accommodation against other similar police services could be conducted. As stated at the beginning of this chapter, the effective allocation of resources requires an In its fifth progress report to the Minister for organisation to have systems and processes Justice and Equality, the Policing Authority in place to ensure that it fully understands the stated that it had ‘become aware that the scale of demand for its services and, as a result, is able to the impact of accommodation constraints on the develop clear strategic priorities. Following these organisation is more severe, and more urgent, than processes, an organisation is in a good position to originally anticipated’ and noted that ‘a working develop a workforce plan that sets out how the group comprising the Garda Síochána, OPW and the short- to long-term skills and staffing needs of Department of Justice and Equality had been formed the organisation will be addressed. This includes to prioritise capital projects and works’. The Policing identifying skills gaps, recruiting and training Authority also reported that the condition of buildings staff, allocating people across the organisation has become a risk to the organisation, describing the and describing how the plan will support future current accommodation situation as ‘a barrier to the organisational needs. full achievement of the MRP’. (Policing Authority, 2018b).The Inspectorate’s findings support this The Garda Síochána’s Workforce Plan assessment. The Garda Síochána has recently developed Chapter 4 examines how garda stations and a workforce plan and a people strategy that other facilities are used to deliver local policing acknowledge some of the factors affecting services now and into the future. availability of staff and explain how it can effectively manage an employee strength of 21,000. The workforce plan sets out the “as is” resource allocation of garda members and staff under seven service areas.
68 69 LOCAL POLICING – THE STRATEGIC PERSPECTIVE
These are: between the organisation’s policing priorities, as described in the strategy statement, and
Regular and community policing; resourcing levels. Again, this is absent from the Roads policing and special events; draft plan.
Specialist/serious crime; Other police services are using an innovative State security; approach known as priority-based budgeting Crime support; (PBB) to match resources to their priorities. PBB moves away from the traditional routine of basing Enabling functions and governance; and “new” budgets on revisions to the “old” budget. Compliance and administration. The underlying philosophy of PBB is about how It then identifies the projected ”to be” number the organisation should invest resources to meet of members and staff in each service area, based its stated objectives. In Changing Policing in Ireland on the target of 15,000 garda members and 4,000 (2015) the Inspectorate made a recommendation garda staff. A plan for allocation of garda reserves that the Garda Síochána regularly conducts an is not included. The plan states that the “to be” in-depth PBB approach to ensure resources are model has been developed to reflect priorities aligned with the policing plan and ministerial agreed by the senior leadership team, listing them priorities.19 In an update on the implementation as: of this recommendation dated May 2017, the Garda Síochána stated that ‘significant ring fenced
Prioritisation of regular garda units; resources have been allocated to operations in relation Specialisation and professionalisation at to Border Security, Organised Crime, Port Security regional/divisional level; and for Operation Thor in respect of the following Rebalancing of administrative resources; and criminal investigation and prevention initiatives: prevention of burglaries and related crimes; high
Significant strengthening and visibility checkpoints; increased motorway network professionalisation of enabling functions. patrolling; and targeting of prolific offenders’. It was explained to the Inspectorate that the 2021 However, it would appear that this was not as a “to be” numbers were determined as a result of result of a PBB process. an exercise conducted by an external consultant with the senior leadership team and the Strategic Thames Valley Police was one of the first police Transformation Office (which is responsible for services in the UK to introduce PBB and received managing the modernisation programme). The positive feedback from HMICFRS about how exercise identified the Garda Síochána’s strategic it uses the process to good effect to understand priorities as the MRP priorities, recommendations demand, allocate and redistribute resources. The from various external reports, the policing PBB process ensures that Thames Valley Police plan and new structures. It then identified the resources are directed to its priority areas and areas that needed to have additional resources that services are delivered in the most effective allocated. The resulting “to be” numbers are way (HMICFRS, 2017a). The PSNI has used a described as high level and indicative. similar process, called priority-based resourcing to forensically examine every area of its business, The Inspectorate would have expected to see the demand in that area and adjust resourcing some level of analysis of current and future levels to improve efficiency and effectiveness. demand contained in the draft workforce plan. HMICFRS acknowledged that the process However, there was no reference to demand. contributed to the PSNI’s good understanding of The Inspectorate was told that the organisation demand and use of resources (HMICFRS, 2018a). is starting to look in more detail at demand, although the methodology for this had not been decided. The Inspectorate would also have expected the plan to illustrate the correlation
19 Changing Policing in Ireland (2015) Recommendation 5.11
68 69 LOCAL POLICING – THE STRATEGIC PERSPECTIVE
Summary (Workforce Plan) and meets its objectives. It is also about the Although the Garda Síochána has a workforce management of performance. plan, it is unclear what the optimum number The Inspectorate has already dealt and mix of members, garda staff and reserves comprehensively with the need for clear should be to police Ireland. To have an effective governance arrangements in the organisation. workforce plan the Garda Síochána needs to In its 2015 report, Changing Policing in Ireland, understand the demand for its services and the Inspectorate recommended that the Garda have clear organisational priorities identified Síochána adopt more streamlined structures, in its strategy statement and policing plans. It appoint a Deputy Commissioner for Governance should then use this information to determine and Strategy and create a governance how many staff of each rank or grade is required portfolio including a Governance Board.20 The to meet the demand and deliver the priorities Garda Síochána has reported that the latter as well as where they should be located, both recommendations have been implemented. now and in the future. From this, recruitment, training, allocation and promotion requirements In 2018, the Policing Authority referred to weak can be determined. Using tools such as business governance arrangements in the organisation process mapping and activity analysis would and said that the governance role, purpose, assist in identifying the appropriate rank/grade responsibility and accountability of the various and number of staff required for each location boards specified in the MRP (Training and and function. Having clearly defined role profiles Capability Development; Resource Allocation and job descriptions for all staff is also key to and Deployment; Information Technology; effective workforce planning. Applying a PBB Finance and Investment; Risk and Policy; and process could further develop the workforce plan Transformation) is unclear (Policing Authority, by critically assessing the deployment of current 2018c). resources, redistributing them as necessary and The important points are that clear governance by identifying where to deploy the additional arrangements should be implemented as soon resources currently being recruited. However, the as possible, which define who is responsible Garda Síochána has a limited understanding of its for what, and that key corporate functions demand, has conducted little process mapping, such as internal audit, risk management, has not carried out any activity analysis and has communications, strategic transformation and too many priorities, which have been set without change management are under the direct control the application of an ILP model. As a result, of the Commissioner. there is a risk that resources will not be correctly distributed and this will have an adverse impact The Garda Professional Standards Unit informed on the delivery of policing services at national the Inspectorate that the Garda Síochána’s and local levels. main governance tools are its policing plans, management meetings that are held within the PAF and risk management processes. Governance, Accountability and Risk Management at a Although the divisional chief superintendent exercises overall responsibility for the whole Strategic Level division, the superintendent in charge of a Governance is the term used to describe how district (the district officer) is responsible for all organisations are managed, directed and local policing matters in that district. The PAF controlled. It is about how decisions are made process of regular meetings has been introduced and about the structures and processes that to assist in the governance of divisions and ensure compliance with policies and procedures districts. During this inspection, the Inspectorate so that the organisation operates effectively attended several divisional PAF meetings.
20 Changing Policing in Ireland (2015) Recommendations 1.1 and 3.4.
70 71 LOCAL POLICING – THE STRATEGIC PERSPECTIVE
These are normally chaired by the divisional The management of risk is a critically important chief superintendent and attended by the aspect of governance in any organisation. district superintendents and senior garda staff Effective risk management can protect an member. At meetings at which the Inspectorate organisation’s reputation, enable it to achieve its was present, crime trends in each district were objectives, assist it to determine the most effective discussed but there was no discussion about use of resources and increase public confidence. the factors behind the changes, about actions to address increases in certain crime types or about The Inspectorate commented extensively on risk vulnerable groups. Progress against the policing management in the Garda Síochána in its report Changing Policing in Ireland (2015) plan was also not discussed. The Inspectorate and made an considers that the PAF meetings at divisional important recommendation with key actions that level are an important tool in the governance of it considered necessary to develop effective risk local policing. management practices, including the creation of a full-time Risk Management Office and a The Inspectorate also attended several PAF Risk Management Governance Committee.21 As meetings at district level. These are intended to reported in the Policing Authority’s fifth report be held on a daily basis and are generally chaired on the implementation of recommendations in by the district superintendent. They are usually the Changing Policing in Ireland (2015) report this attended by members of the various ranks and is an area where a large proportion of the actions by the finance officer (a garda staff member). The required to implement the recommendation have Inspectorate considers that these meetings are been taken (Policing Authority, 2018b). also important in the governance process. The Inspectorate was interested in understanding The Inspectorate considers that while the quality how risk management processes were operating of the PAF meetings attended varied, they in practice. To do this, it reviewed the Garda could benefit from a more strategic approach Síochána risk management policy and asked being taken in relation to district and divisional to see copies of the corporate and regional risk performance. The Inspectorate did not see any registers, as well as those from the divisions and garda document that specifies or describes how districts it visited. local policing is governed in terms of planning, resourcing, control, decision-making and The Garda Síochána’s risk management standards. procedure describes a three-tier risk management process, with risk being managed and registers Accountability involves being answerable for maintained at local, executive and corporate decisions and actions taken and is an important levels. However, the first tier comprises three aspect of internal governance. Again, the separate levels, namely district officer, divisional Policing Authority has pointed to the lack officer and assistant commissioner or their staff of clear ownership at the executive level for equivalent. This effectively creates a five-tier important strategic and operational issues. process, resulting in a total of 130 risk registers This observation extends to local policing. In for the regions, divisions and districts that this review the Inspectorate saw examples of provide policing services to local communities. a disconnect between headquarters and local This figure does not include registers in national levels. Clear lines of governance and reporting units or other headquarters departments. would address this. The Inspectorate considers that the proposed divisional functionality model On examination of the divisional and district of policing (outlined earlier in this chapter and risk registers provided, the Inspectorate noted in Chapter 4), which includes a governance hub that these are now in electronic format and use a under a superintendent, would contribute to standardised template that sets out the key risks, improvements in accountability due to its focus the risk grading, existing controls and actions to on functional responsibility. mitigate the risk. Several of the senior managers
21 Changing Policing in Ireland (2015) Recommendation 3.5
70 71 LOCAL POLICING – THE STRATEGIC PERSPECTIVE spoken to reported receiving good advice from While progress has been made in relation to a the Garda Risk Management Unit. In addition, number of organisational ICT projects, there a number of managers identified themselves as is an urgent need for an updated ICT strategy “risk champions”, with responsibility for driving that integrates with and supports the Garda and supporting the use of risk management Síochána’s vision for policing. It should also practices within their area. The Inspectorate put technology solutions in place that support welcomes these positive developments in relation and enhance the delivery of local policing to risk management. Further assessment of the services. Updating the strategy provides a good examination of local risk registers is contained opportunity to review and streamline processes in Chapter 4. to create efficiencies and reduce unnecessary bureaucracy. Despite several requests, the Garda Síochána did not provide the Inspectorate with copies of the At an organisational level, the 2010 corporate and regional registers. Examination accommodation strategy needs to be refreshed of these documents would have enabled the in preparation for a bid to the 2022–2028 capital Inspectorate to review the escalation and de- planning process and to assist the Garda escalation of risks within the organisation as part Síochána in its modernisation programme. This of the overall management process. strategy needs to consider future organisational requirements that take account of growth as well as planned or anticipated changes to the Critical Action 2 organisational structure and operating model. This part of this chapter examined, from a Although the Garda Síochána has a workforce strategic perspective, the structures, strategies plan, it is unclear what the optimum number and and plans in place to deliver policing at a local mix of members, garda staff and reserves should level. This included an examination of a number be to police Ireland. The recently developed of organisational strategies most relevant to this plan sets out the current and future allocation review, including community policing, ICT, of human resources as the organisation grows accommodation and the draft workforce plan. to 15,000 members and 4,000 garda staff. This The Inspectorate believes that a leaner reflects priorities agreed by the senior leadership organisational structure with fewer regions team, including prioritisation of regular units and divisions would improve efficiency and and specialisation and professionalisation at effectiveness. regional/divisional level. However, the plan does not contain analysis of current or future demand It also regards the implementation of a full or reflect a correlation between the policing divisional functionality policing model as priorities, as described in the strategy statement, critically important. The garda divisional policing and resourcing levels. A limited understanding model is significantly different from the model of current and future demand hinders the recommended by the Inspectorate, most notably development of a more effective workforce plan. due to the creation of multiple community engagement hubs, which perpetuate the current Using tools such as business process mapping district model of policing. and activity analysis would assist in identifying the appropriate rank/grade and number of There are several different community staff required for functions. As previously policing models in operation and although recommended, applying a PBB process could the internationally recognised elements of further develop the plan by critically assessing community policing are contained within them, the allocation of current and future resources. these were not always well understood or consistently applied. At a time of modernisation and reform, it is vital that organisational changes are understood and embedded. As such, change programmes must be supported by engagement strategies and plans that are tailored to internal and external audiences.
72 73 LOCAL POLICING – THE STRATEGIC PERSPECTIVE
The chapter contains a number of references to recommendations made in previous Inspectorate reports. Although some progress has been made, many recommendations have not been fully implemented.
Critical Action 2 contains a number of organisational strategies and plans that could significantly support and enhance the delivery of local policing services.
Critical Action 2 To develop organisational structures, strategies and plans that enhance the delivery of local policing services.
In support of this critical action, the Inspectorate considers that the following areas need to be addressed: Implement the full divisional functionality policing model previously recommended by the Inspectorate; Develop and implement a single community policing strategy that includes a clear definition of the vision and purpose of community policing, outlines the operating framework and states the core role and responsibilities of all members and staff involved in community policing; Ensure that a strategic principle of the new ICT strategy is to support the delivery of local policing services; Develop the organisational workforce plan to ensure that it aligns resources to policing priorities and demand and takes account of the ongoing increase in human resources; Develop an updated accommodation strategy that takes account of structural and workforce changes; and To support such organisational changes, develop and implement an internal and external engagement strategy.
72 73 ALLOCATION, AVAILABILITY AND UTILISATION OF RESOURCES
74 75 ALLOCATION, AVAILABILITY AND UTILISATION OF RESOURCES
Chapter 2 Allocation, Availability and Utilisation of 2 Resources
‘Visibility matters to local communities and they want to see an increased garda presence’.
74 75 ALLOCATION, AVAILABILITY AND UTILISATION OF RESOURCES
Introduction Part I – Allocation of Human While this chapter mainly focuses on the Resources allocation and availability of the garda workforce, As discussed in Chapter 1, prior to the allocation it also looks at the utilisation of other important of resources, it is imperative that a police resources, such as stations, vehicles and overtime. service fully understands its policing demand, Three previous inspections completed by the determines its policing priorities, and establishes Inspectorate, Resource Allocation (2009), Crime a robust organisational structure that will Investigation (2014) and Changing Policing in deliver effective services. Once that process is Ireland (2015) are considered to have significant complete, appropriate levels of resources need relevance to this latest inspection. This chapter to be allocated to support policing priorities. examines the progress made since these reports, This section examines the total number of with particular focus on recommendations made human resources available to the Garda Síochána to release gardaí from non-operational roles to and how they are allocated to certain policing front-line policing duties. functions at headquarters and national levels as well as to local policing roles in regions, divisions The chapter specifically looks at the position in and districts. 2018 with regard to the allocation, availability and utilisation of resources. This includes an There are a number of barriers in place that affect examination of specific areas relating to resources the allocation of human resources. For example, including: despite Inspectorate recommendations dating back to 2009, the Garda Síochána still does not Garda resource allocation processes; have suitable human resource systems in place to Visibility and accessibility of resources; support the effective allocation and management of people. In practice, the Garda Síochána uses Purpose and utilisation of stations; GRIPS (Garda Regional Integrated Personnel Civilianisation of non-operational roles System), PULSE data and paper-based systems to performed by gardaí; understand where the people in the organisation Availability and use of the Garda Reserve; are at any given time and what skills they have. and GRIPS and PULSE data are inaccurate and Abstractions of gardaí from core roles. people are not always in the location shown on these systems. It is difficult to make effective The delivery of most policing services and resource allocation decisions when data on daily contact with communities takes place at people is not easily available, and is inaccurate. divisional and district levels. This chapter looks The Garda Síochána also does not take into at how resources are allocated and how they are account all information readily available to it used to deliver local policing services. and which would help with resource allocation. For presentation purposes, the chapter is divided For example, calls for service (emergency and into two parts. Part I examines the allocation non-emergency calls) demand data is available of human resources and Part II looks at the but not all of the call data is used by the Garda availability and utilisation of resources for local Síochána in its allocation formula. policing services. The garda roster has featured in several Inspectorate reports and it continues to severely impact on the availability of resources for national and local policing services. The roster has an impact at all levels of the organisation and ultimately it does not put the right number of people on duty at the right times. This was the subject of a recommendation in the Inspectorate’s 2015 report and the issues identified at that time, remain unresolved today.22
22 Changing Policing in Ireland (2015) Recommendation 2.8 76 77 ALLOCATION, AVAILABILITY AND UTILISATION OF RESOURCES
The impact of the roster is further discussed in Figure 2.1 shows the total workforce numbers in Chapter 3. December 2014 and March 2018 broken down by rank and grade. Currently, Garda Síochána resources are not allocated to match current or future policing Figure 2.1 - Total Workforce Numbers by demand. The decision to allocate the same number Rank/Grade in 2014 and 2018 of resources to Protective Services Units in all 28 Rank 2018 2014 divisions is an example of not fully establishing the different level of demand likely to face each Commissioner 0 1 23 unit. While the introduction of these specialist Deputy Commissioner 2 0 units is welcome, some divisions will clearly need Chief Administration Officer 1 1 greater numbers of staff than others. Asst. Commissioner 9 7 As discussed in Chapter 1, the Garda Síochána Executive Director of Finance 1 1 is not using priority-based budgeting to align Executive Director of IT 1 1 resources to policing priorities and it is not conducting strategic assessments of threat, risk Executive Director of HR 1 1 and harm to better understand policing demand Executive Director Strategic and to ensure that there is a strong evidence base Change 1 0 for the allocation of resources. At an Excellence Executive Director Legal & Compliance 1 0 in Policing conference in October 2017, one of the keynote speakers from Her Majesty’s Inspectorate Director 1 1 of Constabulary and Fire & Rescue Services Principal Officer 12 5 (HMICFRS) outlined a number of characteristics Chief Superintendent 44 37 of good performing police services, including Superintendent 164 135 resourcing decisions based on clear rationale, prioritisation, and evidence-based policing. Assistant Principal Officer 31 14 Inspector 262 295 As explained in Chapter 1, if you do not Higher Executive Officer 124 80 understand policing demand, you do not know how busy you are. It is therefore impossible to Sergeant 1,879 1,914 24 allocate resources efficiently and effectively. Executive Officer 345 84 Garda 11,379 10,415 Staff Officer/ District Finance Garda Síochána Staffing Levels Officer 0 186 The Government’s Five Year Reform and High Clerical Officer 1,446 1,361 Level Workforce Plan approved in 2016 envisages Professional/Technical 55 64 an overall garda workforce of 21,000 people by Industrial (including Cleaners) 227 214 2021. This will comprise 15,000 garda members, 4,000 garda staff and 2,000 garda reserves. Service Officers/Attendants 42 41 Reserves 562 1,124 Workforce Strength Total 16,589 15,982 In March 2018, the Garda Síochána consisted Source: Data provided by the Department of Justice and of 16,589 personnel, comprising 13,739 garda Equality and PULSE; analysis by the Garda Inspectorate24 members, 2,288 garda staff and 562 garda reserves. This compares to a total workforce of 15,982 in December 2014 that comprised 12,804 garda members, 2,054 garda staff and 1,124 garda reserves.
23 Protective Services Units are being established across all divisions to investigate crimes such as adult rape and child sexual abuse 24 Note: Staff officer and executive officer grades were integrated in 2017 76 77 ALLOCATION, AVAILABILITY AND UTILISATION OF RESOURCES
To examine changes in the number of resources As the figure shows, the total number of members that were available to the Garda Síochána, the has fluctuated over the last 12 years with the Inspectorate examined the years 2005 through lowest level in this analysis of 12,264 members to 2018. For analysis purposes, the Inspectorate in 2005 to the highest level of 14,548 in 2009. In looked at three specific people groups: March 2018, the total number was 13,739. With current and projected recruitment levels, the Garda members; Garda Síochána appears to be on track to achieve Garda staff; and the Government target of 15,000 members by Garda reserves. 2021.
Garda Members Figure 2.2 shows the total number of garda members (all ranks) that were available in 2005 through to March 2018.
Figure 2.2 - Total Number of Garda Members (All Ranks), 2005 to March 2018