CHAPTER 9
Election Contests
A. In General § 1. Constitutional Provisions; Historical Background § 2. Contested Election Laws § 3. State or Local Election Boards
B. Jurisdiction and Powers § 4. The House § 5. Election Committees § 6. The Clerk; Transmittal of Papers § 7. The Courts
C. Grounds of Contest § 8. Generally § 9. Faulty Credentials; Citizenship § 10. Violation of Federal or State Election Laws § 11. Improper Attempts to Influence or Confuse Voters § 12. Voting Booth and Balloting Irregularities
D. Defenses § 13. Generally § 14. Contestant’s Credentials and Qualifications § 15. Abatement § 16. Limitations and Laches
E. Practice and Procedure § 17. Alternatives to Statutory Election Contests § 18. Commencing the Contest
Commentary and editing by John Theodore Fee, J.D.
963 Ch. 9 DESCHLER’S PRECEDENTS
§ 19. Parties
F. Notice of Contest § 20. Generally; Time § 21. Service of Notice § 22. Form and Contents of Notice
G. Pleading § 23. Generally § 24. Answer § 25. Motion to Dismiss § 26. Motion for More Definite Statement
H. Taking of Testimony; Depositions § 27. Generally; Time § 28. Examination of Parties and Witnesses § 29. Scope of Examination; Objections § 30. Subpenas § 31. Affidavits
I. Committee Hearing and Review; Dismissal and With- drawal § 32. Generally; Preparation of Briefs § 33. Dismissal and Withdrawal of Contest
J. Evidence § 34. Generally § 35. Burden of Proof § 36. Presumptions § 37. Ballots § 38. Determination of Voter Intention
K. Inspection and Recount of Ballots § 39. Generally § 40. Grounds 964 ELECTION CONTESTS Ch. 9
§ 41. Procedure
L. Disposition of Contests; Resolutions § 42. Generally § 43. Committee Reports § 44. Form of Resolutions § 45. Costs and Expenses; Compensation and Allow- ances
M. Summaries of Election Contests, 1931–72 § 46. Seventy-second Congress, 1931–32 § 47. Seventy-third Congress, 1933–34 § 48. Seventy-fourth Congress, 1935–36 § 49. Seventy-fifth Congress, 1937–38 § 50. Seventy-sixth Congress, 1939–40 § 51. Seventy-seventh Congress, 1941–42 § 52. Seventy-eighth Congress, 1943–44 § 53. Seventy-ninth Congress, 1945–46 § 54. Eightieth Congress, 1947–48 § 55. Eighty-first Congress, 1949–50 § 56. Eighty-second Congress, 1951–52 § 57. Eighty-fifth Congress, 1957–58 § 58. Eighty-sixth Congress, 1959–60 § 59. Eighty-seventh Congress, 1961–62 § 60. Eighty-eighth Congress, 1963–64 § 61. Eighty-ninth Congress, 1965–66 § 62. Ninetieth Congress, 1967–68 § 63. Ninety-first Congress, 1969–70 § 64. Ninety-second Congress, 1971–72
Appendix Election Contests, 1917–31
965 Ch. 9 DESCHLER’S PRECEDENTS
INDEX TO PRECEDENTS
Abernethy et al. v Wheadon et al., Ballots—Cont. Mississippi 1965, § 61.2 recount supervised by House, § 39.4 Advisory opinions as to state law, recount, unsupervised, § 39.3 §§ 5.13, 5.14 stickers used in lieu of writing in Alford, investigation of right to seat, name, §§ 37.13, 37.14 Arkansas 1959, § 58.1 stub attached to, § 37.17 Alternatives to statutory election tallies, § 37.21 contests, §§ 17.1–17.4 ‘‘write in,’’ misspelling name on, Answer, failure to make timely, § 24.1 § 37.12 Ayres v Huber, Ohio 1951, § 56.1 Ballot boxes, magistrate’s authority writing in name of already listed can- to open, § 7.7 didate, effect of, § 37.9 Balloting irregularities, §§ 12.2–12.8 Beck v Shanahan, Pennsylvania Ballots 1934, § 47.15 Blackburn v Mackay, Georgia 1967, ambiguous, interpretation of voter in- § 62.2 tention, § 37.1 Blackney v Stevens, Michigan 1949, best evidence for determining voter in- § 55.3 tention, § 37.2 Booth, see Voting booth committee power to examine and re- Bowles v Dingell, Michigan 1934, count, §§ 5.10, 5.11 § 47.1 integrity of, preserving, §§ 5.7, 5.8, Brewster v Utterback, Maine 1933, 35.10, 37.19, 37.20 § 47.2 interpretation of voter intention, Britten v McAndrews, Illinois 1934, §§ 38.1–38.3 § 47.12 marked for both candidates, § 37.15 Browner v Cunningham, Iowa 1949, marked in wrong place, § 37.16 § 55.1 marked with improper instrument, Burden of proof (see also Presump- § 37.18 tions) marked with other than specified claim to seat, establishing, § 35.8 mark, §§ 37.10, 37.11 expenditures, allegations of improper, ‘‘papers’’ required to be produced, § 35.9 §§ 29.2, 29.3 recount of ballots, fraud or mistake preservation of, §§ 5.7, 5.8, 35.10, shown before, §§ 40.3, 40.8 37.19, 37.20 results of election would be changed, recount by stipulation of parties, §§ 35.3–35.7, 40.5–40.7 §§ 39.1, 39.2 Burnham v Chandler, California recount conducted by federal auditors, 1934, § 47.4 § 41.5 Campaign workers, prizes to, as recount justified only if election result grounds for contest, § 11.4 affected. §§ 40.5–40.7 Candidate’s participation in irreg- recount of, burden of proof to show ularities, § 13.2 fraud or mistake before, §§ 40.3, 40.4 Carter v LeCompte, Iowa 1957, § 57.1
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Casey v Turpin, Pennsylvania 1934, Davis v Mankin, Georgia 1947, § 54.2 § 47.3 Debate on resolution disposing of Certificates of election, §§ 9.1–9.3 contest Chambers or Roush, Indiana 1961, extension of time for, § 42.9 § 59.1 participation by parties, §§ 42.6, 42.7 Chandler v Burnham, California Default judgment, motion for, § 23.2 1934, § 47.4 Deposition unsigned by witness, Citizenship, Member’s qualifications § 28.1 as to, § 9.4 Devine v Walker. Mississippi 1965, Clark v Nichols, Oklahoma 1943, § 61.2 § 52.1 Dingell v Bowles, Michigan 1934, Clerk § 47.1 items transmitted to Speaker, §§ 6.1– Directed verdict, motion for, § 23.1 6.5 Directory laws distinguished from notice of contest to, forwarding in pre- mandatory laws, §§ 10.6–10.12 scribed manner of, § 25.1 Dismiss, premature motion to, § 25.6 powers of, §§ 6.6–6.13 Dismissal, cause for, § 33.1 subpena, refusal to respond to party’s, Disney v O’Connor, Oklahoma 1932, §§ 6.13, 30.1 § 46.3 testimony, failure to forward to Clerk, Disposal of contest § 27.6 parties’ stipulation as to, § 42.10 Coad v Dolliver, Iowa 1957, § 57.2 privileged resolutions, §§ 42.2–42.5 Colmer v Gray, Mississippi 1965, resolution declaring seat vacant, § 61.2 §§ 42.11, 42.12 Contestant Dolliver v Coad, Iowa 1957, § 57.2 failure to specify grounds relied upon, Dondero v Hicks, Michigan 1945, § 13.8 § 53.1 Douglas v Roberts, California 1947, standing to bring contest, §§ 14.1, § 54.4 19.1–19.6 Eaton v Scott, California 1940, § 50.2 Contingent fund, reimbursement of Election official contest expenses from, §§ 45.1, 45.2 directory laws, violations of, §§ 10.8, Cooper v Miller, Ohio 1936, § 48.3 10.10 Corrupt Practices Act, §§ 10.1–10.5 mandatory laws, violations of, § 10.7 Cosey et al. v Williams, Mississippi 1965, § 61.2 violations and errors by, §§ 10.13–10.15 Coyle v Kent, Pennsylvania 1932, voter confusion as excuse for entering § 46.1 booth, § 12.1 Cunningham v Browner, Iowa 1949, Elections § 55.1 conducted improperly, §§ 10.17–10.19 Curtis v Karst, Missouri 1951, § 56.2 illegal, as grounds for contest, §§ 10.18, Davies v Fuller, New York 1949, 14.2 § 55.2 unauthorized, § 14.2 Davis v Lowe, Georgia 1948, § 54.1 Ellenbogen, In re, Pennsylvania Davis v Lowe, Georgia 1951, § 56.3 1933, § 47.5
967 Ch. 9 DESCHLER’S PRECEDENTS
Ellis v Thurston, Iowa 1934, § 47.6 Hamer v Whitten, Mississippi 1965, Ellzey v Reese, Mississippi 1934, § 61.2 § 47.13 Harrington v Swanson, Iowa 1940, Evidence (see also Burden of proof; § 50.4 Presumptions) Hicks v Dondero, Michigan 1945, ballots as best evidence, § 37.2 § 53.1 ex parte proceedings, § 34.3 Higgins v Fox, Connecticut 1934, § 47.8 future use, collecting for, § 34.1 House resolution disposing of con- preservation of, by committee, §§ 5.7– test, see Resolutions disposing of 5.9 contest production of contestant’s, § 34.2 Huber v Ayres, Ohio 1951, § 56.1 standard of ‘‘air preponderance,’’ § 35.2 Illegal elections, §§ 10.17–10.19, 14.2 testimony from prior state inquiry, Illegal use of funds, § 10.20 § 34.4 Invalid elections, see Elections withdrawal of, § 32.1 Investigations continuing after ad- Expenses of election contests, see journment Reimbursement of contest ex- authority for, § 5.12 penses funding for, § 45.1 ‘‘Fair preponderance’’ of evidence Investigations of right to seat, see standard, § 35.2 Alternatives to statutory election Feighan v Thierry, Ohio 1949, § 55.4 contest Felix v Muldowney, Pennsylvania Jenks v Roy, New Hampshire 1938, 1934, § 47.7 § 49.1 Financing extra editions of maga- Joint resolution zine as grounds for contest, § 11.2 reimbursement of contest expenses au- Fox v Higgins, Connecticut 1934, thorized by, § 45.3 § 47.8 Jurisdiction, notice of contest as Frankenberry v Ottinger, New York basis for House, § 4.1 1965, § 61.1 Karst v Curtis, Missouri 1951, § 56.2 Fuller v Davies, New York 1949, Kefauver v Neal, Tennessee 1940, § 55.2 § 50.1 Funds, illegal use of, § 10.20 Kemp, Sanders investigation, Lou- Gormley v Goss, Connecticut 1934, isiana 1934, § 47.14 § 47.9 Kent v Coyle, Pennsylvania 1932, Goss v Gormley, Connecticut 1934, § 46.1 § 47.9 King v McCandless, Hawaii 1936, Granata v Kunz, Illinois 1932, § 46.2 § 48.2 Granger v Wilson, Utah 1948, § 54.5 Kirwan v Miller, Ohio 1941, § 51.1 Gray v Colmer, Mississippi 1965, Kunz v Granata, Illinois 1932, § 46.2 § 61.2 Laches, defense to contest, § 16.1 Greenwood v Macy, New York 1951, LaGuardia v Lanzetta, New York § 56.4 1934, § 47.10 Gross v Peterson, Iowa 1965, § 61.3 Lanzetta v LaGuardia, New York Hale v Oliver, Maine 1958, § 57.3 1934, § 47.10
968 ELECTION CONTESTS Ch. 9
Lanzetta v Marcantonio, New York Motion to dismiss, premature, § 25.6 1936, § 48.1 Muldowney v Felix, Pennsylvania LeCompte v Carter, Iowa 1957, § 57.1 1934, § 47.7 Lovette v Reece, Tennessee 1934, Myers v Springer, Illinois 1959, § 58.3 § 47.11 Neal v Kefauver, Tennessee 1940, Lowe v Davis, Georgia 1948, § 54.1 § 50.1 Lowe v Davis, Georgia 1951, § 56.3 Nichols v Clark, Oklahoma 1943, Lowe v Thompson, Georgia 1967, § 52.1 § 62.1; 1969, § 63.1 Notice of contest Maas v Williams, Minnesota 1937, commencement of 30-day period for fil- § 49.3 ing, § 20.5 Mackay v Blackburn, Georgia 1967, good-faith requirement in filing for re- § 62.2 imbursement of expenses, § 45.7 Macy v Greenwood, New York 1951, signature, necessity of, § 22.4 § 56.4 Oath, administration of, as evidence Mahoney v Smith, Kansas 1959, § 58.2 of right to seat, § 35.1 Mandatory laws distinguished from Oath, administration of candidate’s, directory laws, §§ 10.6–10.12 §§ 4.2, 4.3 Mankin v Davis, Georgia 1947, § 54.2 O’Brien v Woodward, Illinois 1947, Marcantonio v Lanzetta, New York § 54.6 1936, § 48.1 O’Connor v Disney, Oklahoma 1932, McAndrews v Britten, Illinois 1934, § 46.3 § 47.12 Odegard v Olson, Minnesota 1963, McCandless v King, Hawaii 1936, § 60.1 § 48.2 Oliver v Hale, Maine 1958, § 57.3 McEvoy v Peterson, Georgia 1944, Olson v Odegard, Minnesota 1963, § 52.2 § 60.1 McMurray v Thill, Wisconsin 1944, Osser v Scott, Pennsylvania 1951, § 52.6 § 56.5 Members on subcommittee on elec- Ottinger v Frankenberry, New York tions, qualifications of, § 5.4 1965, § 61.1 Memorial, see Alternatives to statu- Petition of right to seat, see Alter- tory election contest natives to statutory election con- Michael v Smith, Virginia 1947, § 54.3 test Miller v Cooper, Ohio 1936, § 48.3 Peterson v Gross, Iowa 1965, § 61.3 Miller v Kirwan, Ohio 1941, § 51.1 Peterson v McEvoy, Georgia 1944, Miller v Sullivan, Missouri 1943, § 52.2 § 52.5 Plunkett, In re, 1945, § 53.2 Minority reports, §§ 43.7–43.9 Polk v Smith, Ohio 1939, § 50.3 Mississippi, The Five Cases of, 1965, Pre-election irregularities § 61.2 courts, appeal to state, § 7.1 Moreland v Schuetz, Illinois 1943, Presumptions (see also Burden of § 52.3 proof) Motion for directed verdict, § 23.1 absence of witnesses and challengers Motion for default judgment, § 23.2 for contestant, § 36.8
969 Ch. 9 DESCHLER’S PRECEDENTS
Presumptions (see also Burden of Reimbursement of expenses or al- proof)—Cont. lowances—Cont. closeness of election result, § 36.11 good-faith filing, conditioned upon, official returns as prima facie evidence, § 45.7 §§ 36.1–36.7 House contingent fund, payments from, tally sheets, correctness of, § 36.9 § 45.1, 45.2 Primary election, improperly con- joint resolution authorizing, § 45.3 ducted, § 10.19 parties’ expenses, § 45.4 Privileged resolutions, disposing of retroactive to convening of Congress contests, §§ 42.2–42.5 for Member-elect, § 45.5 Prizes to campaign workers as Reports on contest by committee grounds for contest, § 11.4 failure to submit to House, §§ 43.13, Racial discrimination as grounds for 43.14 contesting election, § 11.3 minority, §§ 43.7–43.9 Recount of ballots resolutions accompanying, § 43.4 burden on contestant to produce evi- dence justifying, § 41.3 timeliness of, §§ 43.5, 43.6 burden on contestant to show fraud or withdrawal of contest by contestant, mistake before, § 40.3 reciting, §§ 43.10, 43.12 conducted by auditors from General Representatives on subcommittee on Accounting Office, § 41.5 elections, qualifications of, § 5.4 court, state, recount supervised by, Residency, commencement, deter- § 39.6 mined by state court, § 7.4 exhaustion of state remedies before, Resolutions disposing of contest § 41.1 admitting neither candidate to seat, House supervision, held pursuant to § 42.15 state law, § 39.4 debate upon, extensions of, § 42.9 joint applications for, § 41.4 debate upon, participation of parties reconsideration of actions ordering, in, §§ 42.6–42.8 § 41.6 declaring seat vacant, §§ 42. 11, 42.12 result of election be affected in order to form of resolution, §§ 44.1–44.3 justify, § 39.5 language in, appropriateness of, § 44.1 stipulation of parties to, §§ 39.1, 39.2 privileged, § 42.2–42.5 unsupervised, § 39.3 several contests treated in same reso- Reece v Lovette, Tennessee 1934, lution, § 44.3 § 47.11 substitutes to, offering of, § 42.17, Reese v Ellzey, Mississippi 1934, 42.18 § 47.13 Roberts v Douglas, California 1947, Reimbursement of expenses or al- § 54.4 lowances Roush or Chambers. Indiana 1961. abatement of contest, request made 59.1 after, § 45.6 Roy v Jenks, New Hampshire 1938, alternatives to statutory election con- § 49.1 tests, reimbursement to parties in, Rutherford v Taylor, Tennessee 1937, § 45.4 § 49.2
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Sanders, Kemp investigation, Lou- Stipulation of parties—Cont. isiana 1934, § 47.14 jurisdiction on Congress, as to confer- Schafer v Wasielewski, Wisconsin ring, § 4.1 1944, § 52.4 recount of ballots, joint applications Schuetz v Moreland, Illinois 1943, for, § 41.4 § 52.3 time, extensions of, § 27.15 Scott v Eaton, California 1940, § 50.2 ‘‘Straight ticket’’ votes, interpreta- Scott v Osser, Pennsylvania 1951, tion of, § 37.6–37.8 § 56.5 Stubs, see Ballots Service, substituted, § 21.1 Subpena Shanahan v Beck, Pennsylvania Clerk’s refusal to respond to, § 30.1 1934, § 47.15 Signature necessary on notice of noncompliance with, § 30.2 contest, § 22.4 Substituted service, see Service Simpson v Weber, Illinois 1934, Sullivan v Miller, Missouri 1943, § 47.16 § 52.5 Smith v Mahoney, Kansas 1959, § 58.2 Swanson v Harrington, Iowa 1940, Smith v Michael, Virginia 1947, § 54.3 § 50.4 Smith v Polk, Ohio 1939, § 50.3 Tally sheets, presumption of correct- Springer v Myers, Illinois 1959, § 58.3 ness of, § 36.9 Standing Taylor v Rutherford, Tennessee 1937, contestant’s, to bring contest, §§ 14.1, § 49.2 19.1–19.6 Testimony (see also Evidence) third party’s, to bring contest, §§ 19.1– Clerk, failure to forward to, § 25.1, 27.6 19.3 failure to produce, § 29.1 State law failure to take within statutory period, advisory opinions by state courts on, §§ 15.1–15.3, 27.1–27.5 § 7.3 time, extensions of for taking, §§ 27.7– advisory opinions by state officials on, 27.10 § 5.13 Thierry v Feighan, Ohio 1949, § 55.4 court, local, adoption or rejection of Thill v McMurray, Wisconsin 1944, opinion of, §§ 7.4–7.6, 38.4 § 52.6 nominating procedure, illegal, § 10.21 Thompson v Lowe, Georgia 1967, voter intention as paramount consider- § 62.1; 1969, § 63.1 ation, § 38.4, 38.5 Thurston v Ellis, Iowa 1934, § 47.6 State or local elections, intervention Time in, § 3.2 extension by stipulation of parties of, State remedy, effect of failure to ex- § 27.15 haust, §§ 13.4, 13.5 extension during debate on resolution Stevens v Blackney, Michigan 1949, disposing of contest of, § 42.9 § 55.3 extension only for good cause of, Stickers, see Ballots §§ 27.11, 27.12 Stipulation of parties extension, subsequent authorization of, disposal of contest by, § 42.10 § 27.14
971 Ch. 9 DESCHLER’S PRECEDENTS
Transmittal of papers, see Clerk Wasielewski v Schafer, Wisconsin Tunno v Veysey, California 1971, 1944, § 52.4 § 64.1 Weber v Simpson, Illinois 1934, Turpin v Casey, Pennsylvania 1934, § 47.16 § 47.3 Wheadon et al. v Abernethy et al., Utterback v Brewster, Maine 1933, § 47.2 Mississippi 1965, § 61.2 Vacancy, notification to Governor of, Whitten v Hamer, Mississippi 1965, § 4.6 § 61.2 Veysey v Tunno, California 1971, Williams v Cosey et al., Mississippi § 64.1 1965, § 61.2 Voter intention, state law as related Williams v Maas, Minnesota 1937, to interpreting, §§ 38.4, 38.5 § 49.3 Voters, confusing or misleading as Wilson v Granger, Utah 1948, § 54.5 grounds for contest, § 11.1 Votes, see Ballots Withdrawal of contest, §§ 33.3–33.6 Voting booth Witness, signing of deposition by, election official entering, voter confu- § 28.1 sion as excuse for, § 12.1 Woodward v O’Brien, Illinois 1947, Walker v Devine, Mississippi 1965, § 54.6 § 61.2 ‘‘Write in’’ votes, see Ballots
972 Election Contests
A. IN GENERAL § 1. Constitutional Provi- erage now exists of election con- ( ) sions; Historical Back- tests during that period. 1 ground Election contests are to be dis- tinguished from proceedings by This chapter sets forth the sub- the House to exclude or expel a Member, and from suits brought stantive and procedural aspects of by an elector of the Member’s dis- an election contest brought to de- trict.(2) termine the right to a seat in the Under section 4 of article I of House. Emphasis is placed on con- the United States Constitution, tests initiated by defeated can- the times, places, and manner of didates, known as contestants. In holding elections for Representa- the style of an election contest, tives shall be prescribed in each the contestant’s name is always state by the legislature thereof given first. but the Congress may at any time The format of this chapter dif- by law make or alter such regula- fers in some respects from other tions. As noted elsewhere in this chapters in this work. Following work (see Chapter 8, supra), Con- each precedent is a brief note gress has designated the date pur- identifying the election contest in- suant to that provision on which volved and a reference to the com- plete account of the contest. A 1. For election contests considered prior comprehensive review of each con- to the 72d Congress, see, in addition to the appendix to this chapter, 1 test will be found in the last divi- Hinds’ Precedents §§ 634–844, 2 sion of this chapter (§§ 46 et seq.). Hinds’ Precedents §§ 845–1135, 6 An appendix to this chapter has Cannon’s Precedents §§ 90–189, 7 been included to cover election Cannon’s Precedents §§ 1721, 1722. contests during the 65th through 2. Exclusion or expulsion proceedings, the 71st Congresses (1917–1931). see Ch. 12, infra. Memorials and other alternatives to statutory elec- It was thought necessary to in- tion contests are briefly treated in clude these cases even though out- § 17, infra. See also Ch. 8, supra, side the normal scope of these vol- which includes a discussion of elec- umes, because no substantial cov- tions and election regulations.
973 Ch. 9 § 1 DESCHLER’S PRECEDENTS the elections for Representatives limitations on campaign expendi- are to be held. Congress also by tures set forth in that statute are statute requires that all votes for treated elsewhere in this work.(5) Representatives in Congress be by written or printed ballot, or by voting machine, the use of which § 2. Contested Election has been duly authorized by the state law (2 USC §§ 7, 9). Laws Under section 5 of article I of the Constitution, it is provided: Contests for seats in the House ‘‘Each House shall be the Judge of of Representatives are governed the Elections, Returns and Quali- by the Federal Contested Elec- fications of its own Mem- tions Act. This statute (2 USC bers. . . .’’ §§ 381–396) sets forth the proce- Recently, in Roudebush v. dure by which a defeated can- Hartke, 405 U.S. 15 (1972), the didate may have his claim to a Court characterized the question seat adjudicated by the House. of title to a seat in Congress as a The act provides for the filing of ‘‘nonjustifiable political ques- notice of contest and other pro- tion.’’ (3) ceedings (§§ 20–26, infra), for the The extent to which a violation taking of testimony of witnesses of the Corrupt Practices Act, 2 (§§ 27–31, infra), and for a hearing USC §§ 241–256 (repealed), pro- on the depositions and other pa- vided grounds for an election con- pers (§§ 32, 33, infra) that have (4) test is discussed herein but the been filed with the Clerk (§ 6, 3. Congress has always regarded itself infra). The contest is heard by the as the final judge of elections. For Committee on House Administra- example, the Committee on House tion (§ 5, infra). Acting upon com- Administration, in a report dated mittee reports, the House, by priv- May 24, 1972 (H. Rept. No. 92– ileged resolution, then disposes of 1090), stated: ‘‘It is the committee’s the case by declaring one of the feeling that once the final returns in any election have been ascertained, parties to be entitled to the seat the determination of the right of an (§ 44, infra). individual to a seat in the House of The act (Public Law 91–138) Representatives is in the sole and provides as follows: exclusive jurisdiction of the House of Representatives under [section 5 of 5. See Ch. 8, supra. The Corrupt Prac- article I, Constitution of United tices Act has been replaced by the States].’’ Federal Election Campaign Act of 4. See § 10, infra. 1971, 2 USC §§ 431 et seq.
974 ELECTION CONTESTS Ch. 9 § 2
SHORT TITLE (g) The term ‘‘committee’’ means the Committee on House Administration of Section 1. This Act may be cited as the ‘‘Federal Contested Election Act’’. the House of Representatives of the United States. DEFINITIONS (h) The term ‘‘State’’ includes terri- Sec. 2. For purposes of this Act— tory and possession of the United (a) The term ‘‘election’’ means an of- States. ficial general or special election to (i) The term ‘‘write-in vote’’ means a chose a Representative in or Resident vote cast for a person whose name does Commissioner to the Congress of the not appear on the official ballot by United States, but does not include a writing in the name of such person on primary election, or a caucus or con- such ballot or by any other method vention of a political party. prescribed by the law of the State in (b) The term ‘‘candidate’’ means an which the election is held. individual (1) whose name is printed on the official ballot for election to the NOTICE OF CONTEST House of Representatives of the United Sec. 3. (a) Whoever, having been a States, or (2) notwithstanding his candidate for election to the House of name is not printed on such ballot, Representatives in the last preceding who seeks election to the House of Representatives by write-in votes, pro- election and claiming a right to such vided that he is qualified for such of- office, intends to contest the election of fice and that, under the law of the a Member of the House of Representa- State in which the congressional dis- tives, shall, within thirty days after trict is located, write-in voting for such the result of such election shall have office is permitted and he is eligible to been declared by the officer or Board of receive write-in votes in such election. Canvassers authorized by law to de- (c) The term ‘‘contestant’’ means an clare such result, file with the Clerk individual who contests the election of and serve upon the contestee written a Member of the House of Representa- notice of his intention to contest such tives of the United States under this election. Act. (b) Such notice shall state with par- (d) The term ‘‘contestee’’ means a ticularity the grounds upon which con- Member of the House of Representa- testant contests the election and shall tives of the United States whose elec- state that an answer thereto must be tion is contested under this Act. served upon contestant under section 4 (e) The term ‘‘Member’’ means an in- of this Act within thirty days after cumbent Representative in or Resident service of such notice. Such notice shall Commissioner to the Congress of the be signed by contestant and verified by United States, or an individual who has been elected to either of such of- his oath or affirmation. fices but has not taken the oath of of- (c) Service of the notice of contest fice. upon contestee shall be made as fol- (f) The term ‘‘Clerk’’ means the Clerk lows: of the House of Representatives of the (1) by delivering a copy to him per- United States. sonally;
975 Ch. 9 § 2 DESCHLER’S PRECEDENTS
(2) by leaving a copy at his dwelling contestee relies. Contestee shall sign house or usual place of abode with a and verify such answer by oath or af- person of discretion not less than six- firmation. teen years of age then residing therein; (b) At the option of contestee, the fol- lowing defenses may be made by mo- (3) by leaving a copy at his principal tion served upon contestant prior to office or place of business with some contestee’s answer: person then in charge thereof; (1) Insufficiency of service of notice (4) by delivering a copy to an agent of contest. authorized by appointment to receive (2) Lack of standing of contestant. service of such notice; or (3) Failure of notice of contest to (5) by mailing a copy by registered or state grounds sufficient to change re- certified mail addressed to contestee at sult of election. his residence or principal office or (4) Failure of contestant to claim right to contestee’s seat. place of business. Service by mail is (c) If a notice of contest to which an complete upon mailing; answer is required is so vague or am- (6) the verified return by the person biguous that the contestee cannot rea- so serving such notice, setting forth the sonably be required to frame a respon- time and manner of such service shall sive answer, he may move for a more be proof of same, and the return post definite statement before interposing office receipt shall be proof of the serv- his answer. The motion shall point out ice of said notice mailed by registered the defects complained of and the de- tails desired. If the motion is granted or certified mail as aforesaid. Proof of and the order of the committee is not service shall be made to the Clerk obeyed within ten days after notice of promptly and in any event within the the order or within such other time as time during which the contestee must the committee may fix, the committee answer the notice of contest. Failure to may dismiss the action, or make such make proof of service does not affect order as it deems just. the validity of the service. (d) Service of a motion permitted under this section alters the time for ANSWER; DEFENSES MADE BY MOTION serving the answer as follows, unless a different time is fixed by order of the Sec. 4. (a) Any contestee upon whom committee: If the committee denies the a notice of contest as described in sec- motion or postpones its disposition tion 3 shall be served, shall, within until the hearing on the merits, the thirty days after the service thereof, answer shall be served within ten days serve upon contestant a written an- after notice of such action. If the com- mittee grants a motion for a more defi- swer to such notice, admitting or deny- nite statement the answer shall be ing the averments upon which contest- served within ten days after service of ant relies. If contestee is without the more definite statement. knowledge or information sufficient to form a belief as to the truth of an aver- SERVICE AND FILING OF PAPERS OTHER ment, he shall so state and this shall THAN NOTICE OF CONTEST; HOW have the effect of a denial. Such an- MADE; PROOF OF SERVICE swer shall set forth affirmatively any Sec. 5. (a) Except for the notice of other defenses, in law or fact, on which contest, every paper required to be
976 ELECTION CONTESTS Ch. 9 § 2 served shall be served upon the attor- TAKING TESTIMONY BY DEPOSITION ney representing the party, or, if he is Sec. 7. (a) Either party may take the not represented by an attorney, upon testimony of any person, including the the party himself. Service upon the at- opposing party, by deposition upon oral torney or upon a party shall be made: examination for the purpose of dis- (1) by delivering a copy to him per- covery or for use as evidence in the sonally; contested election case, or for both pur- (2) by leaving it at his principal of- poses. Depositions shall be taken only fice with some person then in charge within the time for the taking of testi- thereof; or if the office is closed or the mony prescribed in this section. person to be served has no office, leav- (b) Witnesses may be examined re- ing it at his dwelling house or usual garding any matter, not privileged, place of abode with a person of discre- which is relevant to the subject matter tion not less than sixteen years of age involved in the pending contested elec- then residing therein; or tion case, whether it relates to the (3) by mailing it addressed to the claim or defense of the examining person to be served at his residence or party or the claim or defense of the op- principal office. Service by mail is com- posing party, including the existence, plete upon mailing. description, nature, custody, condition (b) All papers subsequent to the no- and location of any books, papers, doc- tice of contest required to be served uments, or other tangible things and the identity and location of persons upon the opposing party shall be filed having knowledge of relevant facts. with the Clerk either before service or After the examining party has exam- within a reasonable time thereafter. ined the witness the opposing party (c) Papers filed subsequent to the no- may cross examine. tice of contest shall be accompanied by (c) The order in which the parties proof of service showing the time and may take testimony shall be as follows: manner of service, made by affidavit of (1) Contestant may take testimony the person making service or by certifi- within thirty days after service of the cate of an attorney representing the answer, or, if no answer is served with- party in whose behalf service is made. in the time provided in section 4, with- Failure to make proof of service does in thirty days after the time for answer not affect the validity of such service. has expired.
DEFAULT OF CONTESTEE (2) Contestee may take testimony within thirty days after contestant’s Sec. 6. The failure of contestee to an- time for taking testimony has expired. swer the notice of contest or to other- (3) If contestee has taken any testi- wise defend as provided by this Act mony or has filed testimonial affidavits shall not be deemed an admission of or stipulations under section 8(c), con- the truth of the averments in the no- testant may take rebuttal testimony tice of contest. Notwithstanding such within ten days after contestee’s time failure, the burden is upon contestant for taking testimony has expired. to prove that the election results enti- (d) Testimony shall be taken before tle him to contestee’s seat. an officer authorized to administer
977 Ch. 9 § 2 DESCHLER’S PRECEDENTS
oaths by the laws of the United States by the witness, unless the parties by or of the place where the examination stipulation waive the signing or the is held. witness is ill or cannot be found or re- (e) Attendance of witnesses may be fuses to sign. If the deposition is not compelled by subpena as provided in signed by the witness, the officer shall section 9. sign it and note on the deposition the (f) At the taking of testimony, a fact of the waiver or of the illness or party may appear and act in person, or the absence of the witness or the fact by his agent or attorney. of refusal to sign together with the rea- (g) The officer before whom testi- son, if any, given therefor; and the mony is to be taken shall put the wit- deposition may then be used as fully as ness under oath and shall personally, though signed, unless on a motion to or by someone acting under his direc- suppress, the committee rules that the tion and in his presence, record the reasons given for the refusal to sign re- testimony of the witness. The testi- quire rejection of the deposition in mony shall be taken stenographically whole or in part. and transcribed. All objections made at NOTICE OF DEPOSITIONS; TESTIMONY BY the time of examination to the quali- AFFIDAVIT OR STIPULATION fications of the officer taking the depo- sition, or to the manner of taking it, or Sec. 8. (a) A party desiring to take to the evidence presented, or the con- the deposition of any person upon oral duct of any party, and any other objec- examination shall serve written notice tion to the proceedings, shall be noted on the opposing party not later than by the officer upon the deposition. Evi- two days before the date of the exam- dence objected to shall be taken subject ination. The notice shall state the time to the objections. In lieu of partici- and place for taking the deposition and pating in the oral examination, a party the name and address of each person served with a notice of deposition may to be examined. A copy of such notice, transmit written interrogatories to the together with proof of such service officer, who shall propound them to the thereof, shall be attached to the depo- witness and record the answers ver- sition when it is filed with the Clerk. batim. (b) By written stipulation of the par- (h) When the testimony is fully tran- ties, the deposition of a witness may be scribed, the deposition shall be sub- taken without notice. A copy of such mitted to the witness for examination stipulation shall be attached to the and shall be read to or by him, unless deposition when it is filed with the such examination and reading are Clerk. waived by the witness and the parties. (c) By written stipulation of the par- Any changes in the form or substance ties, the testimony of any witness of ei- which the witness desires to make ther party may be filed in the form of shall be entered upon the deposition by an affidavit by such witness or the par- the officer with a statement of the rea- ties may agree what a particular wit- sons given by the witness for making ness would testify to if his deposition them. The deposition shall be signed were taken. Such testimonial affidavits
978 ELECTION CONTESTS Ch. 9 § 2 or stipulations shall be filed within the person to whom it is directed to attend time limits prescribed for the taking of and give testimony at a time and place testimony in section 7. and before an officer specified therein. (e) A subpena may also command SUBPENAS; PRODUCTION OF DOCUMENTS the person to whom it is directed to produce the books, papers, documents, Sec. 9. (a) Upon application of any or other tangible things designated party, a subpena for attendance at a therein, but the committee, upon mo- deposition shall be issued by: tion promptly made and in any event (1) a judge or clerk of the United at or before the time specified in the States district court for the district in subpena for compliance therewith, may which the place of examination is lo- (1) quash or modify the subpena if it is cated; unreasonable or oppressive, or (2) con- (2) a judge or clerk of any court of dition denial of the motion upon the record of the State in which the place advancement by the party in whose be- of examination is located; or half the subpena is issued of the rea- (3) a judge or clerk of any court of sonable cost of producing the books, papers, documents, or tangible things. record of the county in which the place In the case of public records or docu- of examination is located. ments, copies thereof, certified by the (b) Service of the subpena shall be person having official custody thereof, made upon the witness no later than may be produced in lieu of the origi- three days before the day on which his nals. attendance is directed. A subpena may be served by any person who is not a OFFICER AND WITNESS FEES party to the contested election case Sec. 10. (a) Each judge, clerk of and is not less than eighteen years of court, or other officer who issues any age. Service of a subpena upon a per- subpena or takes a deposition and each son named therein shall be made by person who serves any subpena or delivering a copy thereof to such per- other paper herein authorized shall be son and by tendering to him the fee for entitled to receive from the party at one day’s attendance and the mileage whose instance the service shall have allowed by section 10. Written proof of been performed such fees as are al- service shall be made under oath by lowed for similar services in the dis- trict courts of the United States. the person making same and shall be (b) Witnesses whose depositions are filed with the Clerk. taken shall be entitled to receive from (c) A witness may be required to at- the party at whose instance the wit- tend an examination only in the county ness appeared the same fees and travel wherein he resides or is employed, or allowance paid to witnesses subpenaed transacts his business in person, or is to appear before the House of Rep- served with a subpena, or within forty resentatives or its committees. miles of the place of service. (d) Every subpena shall state the PENALTY FOR FAILURE TO APPEAR, name and title of the officer issuing TESTIFY, OR PRODUCE DOCUMENTS same and the title of the contested Sec. 11. Every person who, having election case, and shall command each been subpenaed as a witness under
979 Ch. 9 § 2 DESCHLER’S PRECEDENTS
this Act to give testimony or to produce papers, depositions, and exhibits filed documents, willfully makes default, or with the Clerk. Such papers, deposi- who, having appeared, refuses to an- tions, and exhibits shall constitute the swer any question pertinent to the con- record of the case. tested election case, shall be deemed (b) Contestant shall print as an ap- guilty of a misdemeanor punishable by pendix to his brief those portions of the fine of not more than $1,000 nor less record which he desires the committee than $100 or imprisonment for not less to consider in order to decide the case than one month nor more than twelve and such other portions of the record months, or both. as may be prescribed by the rules of the committee. CERTIFICATION AND FILING OF (c) Contestee shall print as an ap- DEPOSITIONS pendix to his brief those portions of the Sec. 12. (a) The officer before whom record not printed by contestant which any deposition is taken shall certify contestee desires the committee to con- thereon that the witness was duly sider in order to decide the case. sworn by him and that the deposition (d) Within forty-five days after the is a true record of the testimony given time for both parties to take testimony by the witness. He shall then securely has expired, contestant shall serve on seal the deposition, together with any contestee his printed brief of the facts papers produced by the witness and and authorities relied on to establish the notice of deposition or stipulation, his case together with his appendix. if the deposition was taken without no- (e) Within thirty days of service of tice, in an envelope endorsed with the contestant’s brief and appendix, title of the contested election case and contestee shall serve on contestant his marked ‘‘Deposition of (here insert printed brief of the facts and authori- name of witness)’’ and shall within ties relied on to establish his case to- thirty days after completion of the wit- gether with his appendix. ness’ testimony, file it with the Clerk. (f) Within ten days after service of (b) After filing the deposition, the of- contestee’s brief and appendix, contest- ficer shall promptly notify the parties ant may serve on contestee a printed of its filing. reply brief. (c) Upon payment of reasonable (g) The form and length of the briefs, charges therefor, not to exceed the the form of the appendixes, and the charges allowed in the district court of number of copies to be served and filed the United States for the district shall be in accordance with such rules wherein the place of examination is lo- as the committee may prescribe. cated, the officer shall furnish a copy of deposition to any party or the depo- FILINGS OF PLEADINGS, MOTIONS, DEPO- nent. SITIONS, APPENDIXES, BRIEFS, AND OTHER PAPERS RECORD; PRINTING AND FILING OF Sec. 14. (a) Filings of pleadings, mo- BRIEFS AND APPENDIXES tions, depositions, appendixes, briefs, Sec. 13. (a) Contested election cases and other papers shall be accomplished shall be heard by the committee on the by:
980 ELECTION CONTESTS Ch. 9 § 2
(1) delivering a copy thereof to the Day, Thanksgiving Day, Christmas Clerk of the House of Representatives Day, and any other day appointed as a at his office in Washington, District of holiday by the President or the Con- Columbia, or to a member of his staff gress of the United States. at such office; or (b) Whenever a party has the right (2) mailing a copy thereof, by reg- or is required to do some act or take istered or certified mail, addressed to some proceeding within a prescribed the Clerk at the House of Representa- period after the service of a pleading, tives, Washington, District of Colum- motion, notice, brief, or other paper bia: Provided, That if such copy is not upon him, which is served upon him by actually received, another copy shall be mail, three days shall be added to the filed within a reasonable time; and prescribed period. (3) delivering or mailing, simulta- (c) When by this Act or by the rules neously with the delivery or mailing of or any order of the committee an act is a copy thereof under paragraphs (1) required or allowed to be done at or and (2) of this subsection, such addi- within a specified time, the committee, tional copies as the committee may by for good cause shown, may at any time rule prescribe. in its discretion (1) with or without (b) All papers filed with the Clerk motion or notice, order the period en- pursuant to this Act shall be promptly larged if request therefor is made be- transmitted by him to the committee. fore the expiration of the period origi- nally prescribed or as extended by a TIME; COMPUTATION AND ENLARGEMENT previous order, or (2) upon motion Sec. 15. (a) In computing any period made after the expiration of the speci- of time prescribed or allowed by this fied period, permit the act to be done Act or by the rules or any order of the where the failure to act was the result committee, the day of the act, event, or of excusable neglect, but it shall not default after which the designated pe- extend the time for serving and filing riod of time begins to run shall not be the notice of contest under section 3. included. The last day of the period so DEATH OF CONTESTANT computed shall be included, unless it is a Saturday, a Sunday, or a legal holi- Sec. 16. In the event of the death of day, in which event the period shall the contestant, the contested election run until the end of the next day case shall abate. which is neither a Saturday, a Sunday, ALLOWANCE OF PARTY’S EXPENSES nor a legal holiday. When the period of time prescribed or allowed is less than Sec. 17. The committee may allow seven days, intermediate Saturdays, any party reimbursement from the Sundays, and legal holidays shall be contingent fund of the House of Rep- excluded in the computation. For the resentatives of his reasonable expenses purposes of this Act, ‘‘legal holiday’’ of the contested election case, including shall mean New Year’s Day, Washing- reasonable attorneys fees, upon the ton’s Birthday, Memorial Day, Inde- verified application of such party ac- pendence Day, Labor Day, Veterans companied by a complete and detailed
981 Ch. 9 § 2 DESCHLER’S PRECEDENTS
account of his expenses and supporting this chapter were decided under vouchers and receipts. the prior statute. For this reason, REPEALS citations are given to the prior statute, and comparable provi- Sec. 18. The following provisions of law are repealed: sions in the present statute are (a) Sections 105 through 129 of the generally cited in footnotes. Revised Statutes of the United States Congress, in judging election (2 U.S.C. 201–225). disputes involving its Members, (b) The second paragraph under the will look first to the applicable center heading ‘‘House of Representa- federal law, if any, and then to tives’’ in the first section of the Act of March 3, 1879 (2 U.S.C. 226). the applicable state law. (c) Section 2 of the Act entitled ‘‘An In the Kemp, Sanders investiga- Act further supplemental to the var- tion (§ 47.14, infra), Congress ious Acts prescribing the mode of ob- looked to the state law regulating taining evidence in cases of contested the time for the holding of elec- elections’’, approved March 2, 1875 (2 U.S.C. 203). tions to fill vacancies, there being no federal law on the subject. EFFECTIVE DATE Sec. 19. The provisions of, and the repeals made by, this Act shall apply Application of State Law with respect to any general or special election for Representative in, or Resi- § 2.1 At the state level, an elec- dent Commissioner to, the Congress of the United States occurring after the tion contest may be initiated date of enactment of this Act. pursuant to a state law mak- Approved December 5, 1969. ing it mandatory for the sec- Prior to the Federal Contested retary of state or other state Election Act, election contests official to conduct a recount were governed by the provisions of at the request of either can- the now repealed Contested Elec- didate. tions Act, 2 USC §§ 201–226. This In the 1938 New Hampshire statute itself was derived in part election contest of Roy v Jenks from an earlier statute dating (§ 49.1, infra), the original official from the acts of Feb. 19, 1851, returns from the Nov. 3, 1936, with sundry subsequent amend- election gave Arthur B. Jenks a ments. plurality of 550 votes over Al- Except for the contested election phonse Roy. Mr. Roy then applied of Tunno v Veysey (§ 64.1, infra), to the New Hampshire Secretary all the election contest cases in of State for a recount, pursuant to
982 ELECTION CONTESTS Ch. 9 § 3 state law making it mandatory for Lack of Authority Over State that official to conduct a recount or Local Election Boards upon request of either candidate. Ultimately the House voted to § 3.1 The House has no author- seat Mr. Roy. ity to order a state or local board of elections to conduct a recount. § 3. State or Local Election In Sullivan v Miller (§ 52.5, Boards infra), a 1943 Missouri contest, the parties filed a joint application Article I, section 4, clause 1 of proposing that the House order the United States Constitution the Missouri Board of Election provides that the State legisla- Commissioners to conduct a re- tures shall prescribe the time, count. It was concluded that al- place and manner of holding con- though the House itself, through gressional elections, but author- an elections committee, could un- izes the Congress at any time to dertake a recount, there was no make or alter such regulations precedent wherein the House had (except as to the location for elect- ordered a state or local board of ing Senators). Although Congress election commissioners to take a has provided the time for the elec- recount. tion of Representatives (see 2 USC § 7), most of the procedures Intervention in State or Local for holding elections to the Elections House—including the printing, casting, and counting of ballots— § 3.2 The House will refuse to have been left to the state and intervene in an election con- local election boards and commis- test at the state or local sions to prescribe. (See Ch. 8, level, even at the request of supra, for a complete discussion of both parties. election procedures.) Ordinarily, In Sullivan v Miller (§ 52.5, the House will refuse to intervene to overturn voting procedures infra), a 1943 Missouri contest, adopted by the local authorities.(6) the parties had filed a joint appli- And it has been held that the cation proposing that the House House has no authority to order order the Missouri Board of Elec- them to conduct a recount.(7) tion Commissioners to conduct a recount. This application alleged 6. § 3.2, infra. that a prior recount by the state 7. § 3.1, infra. in a local election for Recorder in-
983 Ch. 9 § 3 DESCHLER’S PRECEDENTS dicated a miscount of over 1,000 mally brought before the House, votes. The report of the Com- and that the House should not in- mittee on Elections determined tervene in a local contest merely that the contest had not been for- to gather evidence for the parties.
B. JURISDICTION AND POWERS § 4. The House the oath to a party in an election contest until the contest is re- The House acquires jurisdiction solved.(11) of an election contest upon the fil- ing of a notice of contest.(8) Nor- mally the papers relating to an Notice of Contest as Basis of election contest are transmitted Jurisdiction by the Clerk to the Committee on House Administration, pursuant § 4.1 Jurisdiction of a con- to 2 USC § 393(b), without a for- tested election is acquired by mal referral or other action by the the House upon the filing of House. However, the House may a notice of contest as re- initiate an election investigation if quired by the contested elec- a Member-elect’s right to take the tions law with the Clerk of oath is challenged by another the House. Jurisdiction can- Member, by referring the question not be conferred on the to the committee. The House may House, or on a committee also summarily dismiss a contest thereof, by any joint agree- by the adoption of a resolution ment of the parties. ( ) providing therefor. 9 In some In the 1943 Missouri contested cases, the House has even advised election case of Sullivan v Miller a contestant that it will not con- (§ 52.5, infra), the parties filed a sider any future petitions or mat- joint application proposing that ters relating to the case.(10) the House order the Missouri One way that the House exer- Board of Election Commissioners cises its control over election con- to conduct a recount. The Clerk’s tests is by refusing to administer letter to the Speaker advised that the parties had submitted a joint 8. § 4.1, infra. letter and drafts of resolutions or- 9. §§ 4.4, 4.5, infra. 10. § 51.1, infra. 11. § 4.3, infra.
984 ELECTION CONTESTS Ch. 9 § 4 dering the recount and extending adopted a resolution authorizing time for taking testimony, to- the Speaker to administer the gether with depositions in support oath to Mr. Utterback even thereof. After further investiga- though the latter did not possess tion, the election committee rec- a certificate of election from his ommended in its report that the state. House should not intervene in the contest ‘‘that has been initiated § 4.3 Where two persons claim but not brought officially to the the same seat in the House House . . . .’’ During brief debate from the same congressional in the House, a Member stated district, the House may that the effect of the committee’s refuse to permit either can- unanimous report would be to es- didate to take the oath of of- tablish that jurisdiction could not fice pending a determination be ‘‘conferred on the House or any of their rights by the House. of its committees by any joint In the Kemp, Sanders investiga- agreement of parties to an alleged tion (§ 47.14, infra), arising from a election contest unofficially or oth- erwise submitted.’’ special election held in Louisiana to fill the vacancy created by the Power Over Administration of death of Bolivar E. Kemp, the Oath to Candidate in Elec- widow of Mr. Kemp claimed to be tion Contest elected to the seat on the basis of an election held on Dec. 5, 1933, § 4.2 The House, by resolution, and the contestant claimed the may authorize the Speaker seat on the basis of an election to administer the oath of of- held on Dec. 27, 1933. Confronted fice to a Member-elect whose with allegations that the Governor election is in dispute, even had personally selected the can- though he does not possess a didates and given unreasonable certificate of election. notice of the time, place, and man- In the 1933 Maine election con- ner of the election, the House de- test of Brewster v Utterback clined to seat either party on the (§ 47.2, infra), a Member objected convening of the second session of to the oath being administered to the 73d Congress on Jan. 3, 1934. Member-elect Utterback, who Ultimately, the House resolved, then stood aside while other Mem- after investigation, that neither bers-elect and Delegates-elect party had been validly elected and were sworn. The House then directed the Speaker to commu- 985 Ch. 9 § 4 DESCHLER’S PRECEDENTS nicate the fact of the vacancy to to the Committee on House Ad- the Governor of Louisiana. ministration; it appeared that con- testant had not been a candidate Power of Summary Dismissal in the general election he dis- of Election Contest puted, and was therefore incom- petent to initiate the proceeding. § 4.4 The House may dismiss an election contest, on the Notification to Governor of Va- ground that contestant is in- cancy competent to initiate the pro- ceeding, by adoption of a res- § 4.6 The House authorized the olution. Speaker to notify a Governor of the existence of a vacancy, In the 1941 Ohio election con- where neither party to a con- test of Miller v Kirwan (§ 51.1, infra), the Majority Leader called test was found to be validly up as privileged a resolution dis- elected. missing an election contest, which In the Kemp and Sanders inves- resolution the House adopted tigation (§ 47.14), a committee on without debate and by voice vote. elections concluded that neither of The resolution stated that the two elections held to fill a vacancy contestant who had been a can- in a Louisiana seat in the 73d didate in the party primary, but Congress was vaIid. Subsequently, not in the general election, was House Reso]ution 231 was called not a person competent to bring a up as privileged and adopted by contest for the seat. voice vote. The resolution set forth the conclusion of the committee § 4.5 Election contests are or- and authorized the Speaker to no- dinarily referred to a com- tify the Governor of the existing mittee for investigation and vacancy. study; however, there have been instances in which the House, acting without com- § 5. Election Committees mittee action and consider- ation, has dismissed a con- Jurisdiction over contested elec- test. tions is given to the Committee on House Administration by the In Miller v Kirwan (§ 51.1, House rules; (12) and the responsi- infra), a 1941 Ohio contest, the House dismissed an election con- 12. Rule XI clause 9(k), House Rules and test which had not been referred Manual § 693 (1973). 986 ELECTION CONTESTS Ch. 9 § 5 bility for hearing contested elec- latter committee was responsible tion cases falls on the Committee for regulating the time and man- on House Administration.(13) ner of elections, and campaign ex- Under the Federal Contested penditures and practices.(16) Elections Act, the term ‘‘com- mittee’’ means the Committee on House Administration of the Jurisdiction Over Contests Ini- House of Representatives.(14) tiated Under the Contested In this chapter, the term ‘‘com- Elections Statutes mittee,’’ or ‘‘election committee,’’ refers generally to the Sub- § 5.1 Among the election dis- committee on Elections of the putes that were referred to a Committee on House Administra- committee on elections for tion in the case of contests after disposition was a contest ini- 1946, or the particular election tiated under the contested committee investigating a contest election statute by an indi- (such as Elections Committee No. vidual who, though not a 3) in the case of contests prior to candidate, was protesting the 1946 congressional reorganiza- the elections of Members tion. from states having poll taxes. Prior to the 1946 reorganization of House committees, election con- See In re Plunkett (§ 53.2, tests were brought before an ‘‘elec- infra), a 1945 dispute, wherein a tions’’ committee. Such a com- letter of explanation from the mittee had been created in 1794 Clerk was referred to the elections and divided into three committees committee; the committee took no in 1895, each consisting of nine action in the matter, it appearing members.(15) In 1946, these com- that the contestant, not being a mittees were merged in the Com- candidate in the disputed election, mittee on House Administration, was not qualified to initiate the as was the Committee on the proceedings. Election of the President, Vice President, and Representatives in 16. For information regarding the cre- Congress, which had been in ex- ation and history of the Committee istence since 1893. Generally, the on the Election of the President, Vice President, and Representatives in 13. 2 USC § 392(a). Congress, see 4 Hinds’ Precedents 14. 2 USC § 381(g). § 4299; and 7 Cannon’s Precedents 15. 4 Hinds’ Precedents § 4019. § 2023.
987 Ch. 9 § 5 DESCHLER’S PRECEDENTS
Overlapping Jurisdiction; Com- ommended that the Com- mittee to Investigate Cam- mittee on House Administra- paign Expenditures tion investigate certain dis- puted returns and report to § 5.2 Parliamentarian’s Note: the House by a certain date. Prior to the 93d Congress, a In the 1958 Maine contested Special Committee to Inves- election of Oliver v Hale (§ 57.3, tigate Campaign Expendi- infra), arising from the Sept. 10, tures was often created with 1956, election, representatives subpena authority to expe- from a special House committee dite the investigation of cer- established by the 84th Congress tain elections.(17) were present at a recount con- In the 1963 Minnesota election ducted under a Maine state law; contest of Odegard v Olson (§ 60.1, the committee later issued a re- port recommending that the Com- infra), several minority members mittee on House Administration of the election committee pointed immediately investigate the ap- to the ‘‘confusion which may be proximately 4,000 ballots in dis- created during the period sur- pute and report to the House by rounding a general election by the Mar. 15, 1957. The committee mi- existence of two separate commit- nority contended unsuccessfully tees of the House having parallel that a committee of the 84th Con- and overlapping jurisdiction.’’ The gress should not ‘‘purport to dic- contestee had complained about tate to the Committee on House allegedly improper evidence sub- Administration of the 85th Con- mitted by the contestant to the gress how it shall conduct its op- Special Committee to Investigate erations or when it shall file its Campaign Expenditures of the report.’’ 87th Congress, which evidence Qualifications of Members on had been referred to the Com- Subcommittee on Elections mittee on House Administration. § 5.4 The members of the Sub- § 5.3 A ‘‘Special Committee to committee on Elections of Investigate Campaign Ex- the Committee on House Ad- penditures of the House of ministration are chosen on Representatives’’ of the pre- the basis of their seniority ceding Congress rec- and legal experience. 17. For a more complete discussion of In the 1965 Iowa election con- this subject. see Ch. 8 § 14, supra. test of Peterson v Gross (§ 61.3,
988 ELECTION CONTESTS Ch. 9 § 5 infra), during debate on a resolu- matters charged in his notice of tion dismissing the contest, a contest, and no briefs filed. The Member criticized the composition contestant had not appeared in of the subcommittee on elections person as requested by the com- because, as he stated, no Member mittee. The House adopted a reso- on the majority side was ‘‘from lution from the committee that north of Virginia or west of the the contestee was entitled to the Mississippi River.’’ In response, seat. House Administration Committee Chairman Omar T. Burleson, of § 5.6 A motion to dismiss a Texas, stated that subcommittee contest for failure of contest- members were chosen because ant to take testimony within they were lawyers and on the the time prescribed by law basis of seniority.(18) will be referred to the com- mittee with jurisdiction over Power to Dismiss Contests election disputes. In the 1947 Illinois contested § 5.5 The power to dismiss a election case of Woodward v contest, on proper grounds, O’Brien (§ 54.6, infra), the Clerk is one normally exercised by transmitted the contestee’s motion the House itself; however, to dismiss for failure of the con- there have been instances in testant to take testimony within which the power to rec- the time prescribed by law to the ommend dismissal has been Speaker for reference to the Com- exercised by the committee mittee on House Administration, to which the contest had which subsequently issued a re- been referred. port recommending dismissal of In the 1940 Tennessee election the contest. contest of Neal v Kefauver (§ 50.1, infra), the election committee sub- Actions to Preserve Evidence in mitted a report stating that it had Election Contests dismissed the contest for failure of § 5.7 An elections committee the contestant to take evidence may request county auditors and because there was no evi- to retain and preserve the dence before the committee of the ballots and other papers for
18. 111 CONG. REC. 26503, 89th Cong. use in an election contest, al- 1st Sess., Oct. 11, 1965, during de- though declining to assume bate on H. Res. 602. custody of the ballots. 989 Ch. 9 § 5 DESCHLER’S PRECEDENTS
In the 1957 Iowa contested elec- stroyed ballots prior to the filing tion of Carter v LeCompte (§ 57.1, of the contestant’s motion. infra), the Committee on House Administration denied a motion § 5.9 An elections committee by the contestant that the com- may go to the site of an elec- mittee assume custody of the bal- tion and take physical cus- lots. However, the committee did, tody of the ballots and other by telegram, request county audi- materials to facilitate the in- tors to preserve all ballots and vestigation of the right of a other papers for possible use by Member-elect to a seat in the the committee. The request was House. honored in each county. The com- Following the 1958 Arkansas mittee noted that the laws of Iowa election of write-in candidate Dale afforded no mode of preserving Alford to a seat in the House the ballots cast, and in fact di- (§ 58.1, infra), the House author- rected the auditors to destroy the ized the Committee on House Ad- ballots in congressional elections ministration to send for persons after six months. and papers and to examine wit- nesses under oath. The Com- § 5.8 Where state law man- mittee on House Administration dated destruction of the bal- in turn requested the federal au- lots after an election, an elec- thorities in possession of the bal- tions committee notified lots and other documents to re- state officials to preserve the lease them to the committee. To ballots notwithstanding the facilitate the investigation, the state law. Subcommittee on Elections trav- eled to Little Rock, Arkansas, to In the 1959 Kansas election take physical custody of the bal- contest of Mahoney v Smith lots and other materials. (§ 58.2, infra), an elections com- mittee acted upon the contestant’s Power to Examine and Recount motion for preservation of the bal- Disputed Ballots lots by notifying state officials to preserve ballots despite state law § 5.10 The Committee on which required their destruction House Administration has six months after the election. Cer- adopted motions to conduct tain county clerks, however, had an examination and recount not been officially notified of the of disputed ballots and to re- pending contest and had de- quest counsel for both par- 990 ELECTION CONTESTS Ch. 9 § 5
ties to reduce the number of clared that such power would be ballots in dispute. exercised only ‘‘where it is impos- In the 1958 Maine contested sible to ascertain with reasonable election of Oliver v Hale (§ 57.3, certainty the true vote.’’ infra), arising from the Sept. 10, 1956, election, the Committee on Continuing Investigations House Administration on Apr. 30, § 5.12 Upon adoption by the 1958, adopted motions to conduct House of a resolution sanc- an examination and recount of the tioning it, the Committee on disputed ballots, and to request House Administration may counsel for both parties to reduce continue its investigation further, if possible, the number of into a contested election case ballots in dispute. Accordingly, notwithstanding any ad- counsel reduced the number to journment or recess of a ses- 142 regular ballots and 3,626 ab- sentee ballots in dispute, thus giv- sion of Congress. ing contestee a stipulated plu- In Wilson v Granger (§ 54.5, rality of 174 votes. infra), a 1948 Utah contest, the House agreed by voice vote and § 5.11 An elections committee without debate to a resolution (H. has the power to declare in- Res. 338) authorizing the Com- valid an entire group of bal- mittee on House Administration lots, but it will exercise such to continue an investigation that power only where it cannot had been delayed over a year by distinguish the valid ballots numerous extensions granted to from the invalid ballots. the parties in a contested election In Chandler v Burnham, a 1934 case. The expenses of the inves- California contest (§ 47.4, infra), tigation were authorized to be the contestant alleged numerous paid out of the contingent fund of irregularities concerning the the House and any testimony and method of counting ballots, the papers referred by the Speaker to composition of election boards, the the committee were to be printed preparation of tally sheets, and as House documents of the next the like. The contestant sought to succeeding session of the Con- have the returns rejected in total. gress.(19) The elections committee, however, while recognizing its power to re- 19. See also Lowe v Davis, § 54.1, infra; ject an entire group of ballots, de- and Mankin v Davis, § 54.2, infra. 991 Ch. 9 § 5 DESCHLER’S PRECEDENTS
Advisory Opinions on State testant alleged the fraudulent or Law negligent failure. of election offi- cials to perform their duties as re- § 5.13 An elections committee quired by state law. He claimed may accept the opinion of a that election officials had ne- state attorney general as to glected to provide voting booths in the effect of state laws for certain precincts, that in another disputing an election. precinct more ballots had been In the 1957 Iowa contested elec- cast than there were voters, and tion of Carter v LeCompte (§ 57.1, that in yet another precinct offi- infra), the election committee ex- cials had illegally permitted and pressly rejected the ruling in assisted unqualified voters to cast Swanson v Harrington (§ 50.4, ballots. infra), a 1940 Iowa election con- The Committee on Elections as- test in which the contestant had sumed the validity of the state su- been required to show, by seeking preme court opinion to the effect recourse to the highest state that certain ballots should be dis- court, that the Iowa election laws counted for failure of election offi- did not permit him a recount. cials to perform duties required by This time, however, the committee state law. adopted the view of the Iowa at- torney general, as expressed in a letter to the Governor and sec- § 6. The Clerk; Transmittal retary of state, that the laws of of Papers Iowa contained no provision for contesting a House seat. Under the modern practice, all papers filed with the Clerk pursu- § 5.14 An advisory opinion by a ant to the Federal Contested Elec- state supreme court that bal- tions Act are to be promptly lots from certain precincts transmitted by him to the Com- should be discounted for fail- mittee on House Administra- ure of election officials to tion.(20) By long-standing practice, perform duties made manda- testimony taken by deposition in tory by state law may be ac- an election contest is transmitted (21) cepted as binding by an elec- to the Clerk. tions committee of the Under the prior contested elec- House. tions statute, the Clerk trans- In Brewster v Utterback (§ 47.2, 20. 2 USC § 393(b). infra), a 1933 Maine contest, con- 21. 1 Hinds’ Precedents §§ 703, 705. 992 ELECTION CONTESTS Ch. 9 § 6 mitted the original notice of con- § 6.2 In the event that certifi- test, answer, and testimony di- cates of election are sub- rectly to the committee (pursuant mitted by both parties to a to 2 USC § 223), but other special contest, they are included motions and papers filed with the with the communication Clerk by either party were for- from the Clerk to the Speak- warded to the Speaker for ref- er. erence by him to the committee, In the 1934 Kemp, Sanders in- as reflected in the precedents vestigation (§ 47.14, infra), the which follow. Clerk transmitted a certificate of election of Mrs. Bolivar E. Kemp, Sr., signed by the Governor of Items Transmitted by Clerk to Louisiana and attested by the sec- Speaker retary of the State of Louisiana, along with a certificate of election § 6.1 Prior to 1969, among the of J. Y. Sanders, which certificate documents that were commu- was prepared by the ‘‘Citizens’ nicated to the Speaker for Election Committee of the Sixth reference to an elections Congressional District.’’ Ulti- committee was a communica- mately, the House determined tion to the Clerk from a that neither party had been val- contestee raising the ques- idly elected. tion as to whether contestant was barred from proceeding § 6.3 Among the papers which further because of a failure prior to 1969 the Clerk trans- to comply with some provi- mitted to the Speaker for ref- sion of the Federal Contested erence to an elections com- Elections Act. mittee was a contestant’s ap- In Clark v Nichols (§ 52.1, plication for extension of infra), a 1943 Oklahoma contest, time for taking testimony. the contestee sought to bar con- In the 1943 Illinois election con- testant from further proceeding test of Moreland v Schuetz (§ 52.3, under the statute because of a infra), the Speaker laid before the failure to forward certain testi- House a letter from the Clerk con- mony to the Clerk within the time veying a request by the contestant required by law. The contestee’s for an extension of time because letter to this effect was trans- the time and facilities of the re- mitted to the Speaker for referral. sponsible election officials were 993 Ch. 9 § 6 DESCHLER’S PRECEDENTS then being totally consumed in Clerk. The other documents in- preparation for local elections. By cluded: (1) contestant’s notice of resolution, the House extended contest; (2) contestee’s answer; (3) the time for taking testimony by contestee’s motion to dismiss for 65 days. failure of contestant to take testi- mony within 40 days after service § 6.4 The Clerk’s letter trans- of answer; (4) a memorandum mitting a contest has been from contestant explaining his ordered printed by the failure to take testimony during Speaker to include copies of the 40 days; and (5) contestee’s re- the contestant’s notice of the newed motion to dismiss for fail- contest, contestee’s answer ure of contestant to take testi- thereto, contestee’s two mo- mony during the 90-day statutory tions to dismiss the contest, period. and contestant’s memo- randum in explanation of his § 6.5 A communication from failure to take testimony the Clerk transmitting a me- within the time prescribed morial challenging the right by law and of his discontinu- of a Member-elect to a seat ance of further action in the was referred to a committee matter. on elections but not printed as a House document In the 1951 Missouri contested election case of Karst v Curtis In the 1933 investigation of the citizenship qualifications of a (§ 56.2, infra), the contestant Member-elect from Pennsylvania, brought the contest on the advice In re Ellenbogen (§ 47.5, infra), of his county party committee, the Clerk transmitted to the based on allegations of improper Speaker a letter containing a me- tallying of ballots in a local elec- morial and accompanying papers tion held simultaneously with his filed by Harry A. Estep, a former own. When the recount failed to Member, challenging the citizen- disclose the discrepancies, the ship qualifications of the Member- contestant notified the House of elect. The communication and ac- his decision to discontinue action, companying papers were referred which the Speaker ordered print- to the Committee on Elections, ed as a House document and re- but not ordered printed. ferred to the Committee on House Administration along with the § 6.6 In his letter of trans- other documents received by the mittal to the Speaker rel- 994 ELECTION CONTESTS Ch. 9 § 6
ative to an election contest, quently agreed to dismiss the con- the Clerk may point out that test on a voice vote and without he does not regard the con- debate. testant as competent to bring the contest under the stat- § 6.8 The Clerk may include utes governing such pro- the contestee’s answer, ceedings. though filed for information only, in a letter transmitted See In re Plunkett (§ 53.2, to the Speaker stating the infra), a 1945 dispute, in which Clerk’s opinion that the con- the Clerk expressed his belief that test has abated. an individual who was attempting to contest the election of 79 Mem- In Browner v Cunningham, a bers from various states had not 1949 Iowa contested election case been a party to any of the elec- (§ 55.1, infra), the contestee’s an- tions and was therefore incom- swer was transmitted by the petent to initiate such a contest. Clerk to the Speaker along with the Clerk’s letter relating that no § 6.7 In his letter of trans- testimony had been received and mittal to the Speaker, the the opinion of the Clerk that the Clerk may point out that nei- contest had abated. ther party had taken testi- mony during the time pre- § 6.9 Where the Clerk receives scribed by law and that the an application for an exten- contest appears to have sion of time for taking testi- abated. mony, he communicates that In Roberts v Douglas (§ 54.4, fact to the Speaker together infra), a 1947 California contest, with accompanying papers, the Clerk’s letter, together with which the Speaker then re- copies of the contestant’s notice of fers to an appropriate com- contest and contestee’s motion to mittee. dismiss and a letter from her at- In Sullivan v Miller (§ 52.5, torney in support thereof, were re- infra), a 1943 Missouri contest, an ferred by the Speaker to the Com- application for an extension of mittee on House Administration. time for taking testimony, al- The Clerk’s letter noted that testi- though filed before the contest mony had not been timely taken had been formally presented to and that the contest appeared to the House, was communicated by have abated. The House subse- the Clerk to the Speaker together 995 Ch. 9 § 6 DESCHLER’S PRECEDENTS with accompanying papers, which contestant had complied with the the Speaker referred to a com- requirements to forward his brief mittee and ordered printed. to the contestee and file notice within 30 days, but that the § 6.10 In communicating with contestee had not submitted his the Speaker relative to an brief in answer within the req- apparent election contest uisite time. and papers pertaining there- to, the Clerk may rely on § 6.12 In the Clerk’s letter of ‘‘unofficial knowledge.’’ And transmittal, he may include the Speaker may refer such the information that contest- communication and accom- ant has not forwarded testi- panying papers to a com- mony to his office in the mittee on elections. manner prescribed by law. In Reese v Ellzey (§ 47.13, In Hicks v Dondero (§ 53.1, infra), a 1934 Mississippi contest, infra), a 1945 Michigan contest, the Speaker laid before the House the Clerk’s letter of transmittal to a letter from the Clerk transmit- the House related that he had re- ting his ‘‘unofficial knowledge’’ of ceived packets of material which had not been addressed to the the contest, together with contest- Clerk, or prepared in the manner ant’s letter of withdrawal there- required by law. The Clerk’s letter from. The Clerk’s letter and ac- further stated that since the prop- companying papers were referred er statutory procedure had not to a committee on elections and been followed, he was transmit- ordered printed. ting all of the material received to § 6.11 The Clerk’s letter trans- the House for its disposition. mitting a notice of contest to Production of Documents the Speaker may disclose Under Subpena that the contestee has not filed a brief in support of his § 6.13 The Clerk has refused to position within the time pre- comply with a subpena duces scribed by law. tecum served upon him by a In the 1947 Georgia election contestant’s notary public re- contest of Mankin v Davis (§ 54.2, questing production of docu- infra), the Clerk’s letter, which ments filed by the contestee. the Speaker ordered printed as a In the 1934 Illinois contested House document, stated that the election case of Weber v Simpson 996 ELECTION CONTESTS Ch. 9 § 7
(§ 47.16, infra), the contestant’s This section takes up prece- notary public served a subpena dents involving (1) the necessity duces tecum upon the Clerk, who to appeal to state courts before refused to comply with it without the election to cure pre-election permission of the House. The sub- irregularities;(2) (2) the acceptance pena requested production of doc- of advisory opinions from state uments filed by the contestee in courts on the laws of that state; (3) the dispute. The subpena and ac- and (3) the binding effect of local companying papers were referred court determinations.(4) to the Committee on the Judiciary The House has stated that local and ordered printed. The 73d Con- magistrates lack authority to gress did not authorize the Clerk break open ballot boxes.(5) to respond to the subpena.
Appeal to State Court Regard- § 7. The Courts ing Pre-election Irregular- Although the House is the final ities judge of the elections of its Mem- § 7.1 A contestant must ex- bers, candidates are frequently subjected to actions in state and haust state law remedies by federal courts for violations of protesting pre-election irreg- laws regulating campaign prac- ularities to the state board of tices, an area which Congress has election, with appeal to the largely left to the states. Beyond state courts, prior to the the scope of this chapter are in- election, in order to overturn junctions against the issuance of the results of that election on (22) election certificates and suits the basis of the pre-election by individuals such as those aris- ing from violations of the 1965 irregularity. Voting Rights Act, 42 USC Gray v Sanders, 372 U.S. 368 (1963) §§ 1971 et seq., and court-ordered which invalidated the use of the (1) congressional redistricting. ‘‘county unit’’ system of selecting party candidates. Generally, see Ch. 22. See Ch. 8 § 16.4, supra, for discus- 8, supra. sion of an instance wherein a state court had issued a preliminary in- 2. § 7.1, infra. junction against the issuance of a 3. § 7.3, infra. certificate to a Member-elect, and 4. § 7.4, infra. the House referred the question of 5. § 7.7, infra. The jurisdiction of the his right to be seated to a committee. courts over the election of Members 1. See Wesberry v Sanders, 376 U.S. 1 is more fully discussed in Ch. 8, (1963) and kindred cases such as supra.
997 Ch. 9 § 7 DESCHLER’S PRECEDENTS
In the 1951 Ohio contested elec- the contestant had been required tion case of Huber v Ayres (§ 56.1, to seek recourse to the highest infra), the majority of the com- state court in order to show that mittee recommended dismissal of the Iowa election laws did not per- a contest on the basis that the mit him to seek a recount. The contestant had failed to exhaust committee adopted the opinion of his state remedies first. The ma- the state attorney general as ex- jority also suggested that discrimi- pressed in a letter to the Governor nation against the contestant may and secretary of state. have been due to the failure of the Advisory Opinions by State Ohio legislature to implement a Courts constitutional provision calling for an equal rotation of the can- § 7.3 A state supreme court, didates’ names in the different po- empowered to issue advisory sitions on the ballots. Although opinions, advised a state the minority disagreed with the Governor to issue a certifi- majority conclusion, and further cate of election to a argued that the contestant had contestee, based on the offi- not been afforded a fair chance to cial canvass of votes, and discover the error before the elec- that he had no authority to tion in order to take appropriate determine the validity of dis- action, the House nevertheless ap- puted ballots counted in that proved a resolution dismissing the canvass. contest and seating the contestee. In the 1958 Maine contested § 7.2 Contestant did not have election case of Oliver v Hale to seek recourse to the high- (§ 57.3, infra), arising from the est state court to show that Sept. 10, 1956, election, a recount the Iowa election laws did was conducted as permitted by not permit him a recount state law with representatives present from the ‘‘Special Com- under state law. mittee to Investigate Campaign In the 1957 Iowa contested elec- Expenditures of the House of Rep- tion case of Carter v LeCompte resentatives.’’ The contestee re- (§ 57.1, infra), the elections com- quested that a certificate of elec- mittee expressly overruled the tion be issued to him, to which re- view of the committee in the 1940 quest the contestant objected. The election contest of Swanson v Har- Governor declined to issue such rington (§ 50.4, infra), in which certificate pending receipt of an 998 ELECTION CONTESTS Ch. 9 § 7 advisory opinion from the Su- riod should have begun when a preme Court of Maine. The su- voter actually moved into the dis- preme court advised that the Gov- trict rather than on the date of ernor had no authority to deter- signing a contract to purchase a mine the validity of disputed bal- house therein. The House com- lots, and that he should issue a mittee, however, found that the certificate based on the official local board of elections had relied, canvass of votes. Accordingly, the in their interpretation of the re- Governor and council issued the quirement, on a county court deci- certificate of election to the sion to the effect that the date of contestee on Dec. 5, 1956. signing any such contract was de- terminative. Local Court Determinations as In expressing the view that the Controlling votes had been fairly tabulated, § 7.4 Where state law required the committee found that no chal- lenges were made under provi- county residence for a cer- sions of New York law which per- tain length of time as a quali- mitted challenging of voters at the fication for registration, and time of registration and voting. no challenge of voters was Furthermore, the committee re- made at the time of such reg- port stated that no instance could istration or at the time of be found in which the House had voting, a local court interpre- rejected votes as illegal for the tation as to when residency reason that the voter had not re- commenced to run was re- sided in the county for the statu- garded by the House elec- tory period of time. In recom- tions committee as control- mending adoption of a resolution ling. seating the contestee, the com- In the 1951 New York contested mittee also noted that, ‘‘Had it election case of Macy v Greenwood found the votes illegally cast, the (§ 56.4, infra), the contestee had votes presumably would be de- received a plurality of only 135 ducted proportionally from both votes over the contestant, who ar- candidates, according to the entire gued that 932 voters were not vote returned for each.’’ qualified as to residence for the The contest was subsequently reason that they had not satisfied dismissed by the House. the four-month county residency requirement under state law. Ac- § 7.5 A committee on elections cording to the contestant, such pe- stated that it was not bound 999 Ch. 9 § 7 DESCHLER’S PRECEDENTS
by the actions of a state defeated the nominee in the court in supervising a re- general election. count; but the committee de- In Lowe v Thompson (§ 62.1, nied contestant’s motion to infra), a contest was dismissed suppress testimony obtained and a petition denied where a at a state inquiry, where the state court suit challenging the al- contestant had initiated the leged irregular nomination of the state recount procedure and candidate opposing contestee had would be estopped from of- been dismissed. fering rebuttal testimony as to the result of the recount. Magistrates Lack Authority To In Kent v Coyle (§ 46.1, infra), a Open Ballot Boxes partial recount was conducted by a state court pursuant to state § 7.7 A magistrate taking testi- law; but a committee on elections mony in an election contest held that contestant had failed to is not a person or tribunal sustain the burden of proof of authorized to try the merits fraud where a discrepancy be- of the contest and has no au- tween the official returns and the thority to order ballot boxes partial recount was inconclusive. to be broken open. In the 1949 Michigan contested Interpretation of Law Gov- election case of Stevens v erning Nominations Blackney (§ 55.3, infra), the com- § 7.6 A committee on elections mittee majority cited early cases adopted a state court deci- in the report quoting the ‘‘accept- sion on the legality of the ed uniform rule’’ that a magistrate nomination of a party can- taking testimony ‘‘was not a per- didate, where petitioner, son or a tribunal authorized to try who had unsuccessfully the merits of the election [contest] sought such nomination for and had no authority under the himself, filed a petition in law of Pennsylvania or of Con- the House against the can- gress to order those boxes to be didate who had subsequently broken open.’’
1000 ELECTION CONTESTS Ch. 9 § 9
C. GROUNDS OF CONTEST § 8. Generally § 9. Faulty Credentials; Citizenship While the new Federal Con- tested Elections Act (2 USC After presentation of a certifi- §§ 381–396) does not attempt to cate of election to the Clerk, the describe or specify the grounds Member-elect is usually adminis- upon which a contestant may tered the oath along with the bring an election contest, it is sig- other Members-elect, unless he is nificant that 2 USC § 383(b)(3) asked to step aside. Once sworn provides that the contestee may and seated, the contestee may assert as a defense ‘‘failure of no- benefit from a number of pre- tice of contest to state grounds sumptions which must be refuted sufficient to change result of elec- by the contestant (see §§ 35, 36, tion’’ (emphasis supplied). Hence, infra). Hence, the possession of a the grounds asserted by the con- certificate of election, issued by testant in bringing an election state authorities, declaring a can- contest should be sufficient to didate to be the winner of the change the result of the election, election, is of great importance. under the new statute. A challenge to seating a Mem- The House generally will not ber-elect may also be based on his unseat a Member for alleged cam- failure to meet the constitutional paign irregularities if he possesses requirements as to citizenship, a proper certificate of election and residence, or age for the office, where the violations of the appli- and in that context is treated as a cable statutes were unintentional matter of ‘‘exclusion’’ and not as and not fraudulent.(6) an election contest. (See Ch. 8, Failure to file timely and accu- supra.) rate expenditure reports with the Clerk of the House does not nec- essarily deprive a contestee of his seat, and the Committee on House Certificates of Election Administration will consider evi- § 9.1 Where two persons claim dence of mitigating circumstances a seat in the House from the and negligence, as opposed to same congressional district, fraud.(7) one having a certificate of 6. See Ch. 8, supra. election signed by the Gov- 7. Id. ernor of the state, and the 1001 Ch. 9 § 9 DESCHLER’S PRECEDENTS
other having a certificate of the fact that he does not hold election from a citizens’ elec- a certificate of election tions committee, the House signed by the Governor of may refuse to permit either his state. to take the oath of office and In Brewster v Utterback (§ 47.2, refer the dispute to a House infra), a 1933 Maine contest, it committee on elections. was contended that the House In the 1934 Kemp, Sanders in- should not recognize the prima vestigation (§ 47.14, infra), both facie right of a contestee to a seat parties claimed credentials to the by permitting him to take the seat from the Sixth Congressional oath absent a certificate of elec- District of Louisiana. The Clerk tion. It was ruled, following ear- transmitted a certificate of elec- lier precedents, that the House tion of Mrs. Bolivar E. Kemp, may permit a Member-elect to signed by the Governor of Lou- take the oath of office after being isiana and attested by the sec- ‘‘satisfied [from the evidence] that retary of the State of Louisiana, to the man was elected,’’ though it fill a vacancy created by the death appears that his election might of her husband. The Clerk’s letter still be in dispute. also transmitted a certificate of election of J. Y. Sanders, prepared § 9.3 A certificate of election by the ‘‘Citizens’ Election Com- from a state Governor is only mittee of the Sixth Congressional prima facie evidence of elec- District,’’ to fill the vacancy. The tion and may be rendered in- House refused to permit either effective by adoption of a party to take the oath of office House resolution referring and referred the question of their the election contest to the prima facie credentials to the Committee on House Admin- Committee on Elections.(8) istration without seating ei- ther candidate. § 9.2 There have been in- In the 1961 Indiana investiga- stances in which the House tion of the right of Roush or has permitted a contestee to Chambers to a seat in the House be seated pending the out- (§ 59.1, infra), the House agreed, come of a contest brought by a division of 205 yeas to 95 against him, notwithstanding nays, to a resolution on the day of 8. Certificates of election are also dis- organization that referred the cussed in Ch. 8, supra. case to the Committee on House 1002 ELECTION CONTESTS Ch. 9 § 10
Administration, and seating nei- seven and a half years at the time ther party to the dispute, al- of the convening of the second ses- though the Governor of Indiana sion of the 73d Congress, thus sat- had already certified Chambers as isfying the requirements of article the winner with a 12-vote major- I, section 2, clause 2 of the Con- ity of the 214,615 votes cast. stitution.
Citizenship § 10. Violation of Federal § 9.4 A Member-elect who has or State Election Laws not been a citizen for seven years when elected or upon Frequently alleged as a basis the convening of Congress for an election contest are viola- may be challenged as un- tions of state and federal laws re- qualified under the Constitu- lating to the conduct of such elec- tion. tions. Whether a challenge based on such grounds will be sufficient In the 1933 investigation of the to overturn the result of the elec- citizenship qualifications of a tion depends in part on whether Member-elect from Pennsylvania, the candidate himself partici- In re Ellenbogen (§ 47.5, infra), pated, whether the errors were initiated by the filing of a memo- committed by election officials, rial by an individual with the and whether the violations were Clerk, the committee determined of laws regarded as merely direc- that the Member-elect, who was tory or mandatory. born in Vienna, Austria on Apr. 3, Until 1972, campaign practices 1900, and was admitted to citizen- in congressional elections were ship on June 17, 1926, was quali- governed by the Corrupt Practices fied to take the oath of office at Act of 1925, as amended.(9) The the time of the commencement of Federal Election Campaign Act of the second session of the 73d Con- 1971, which became effective 60 gress on Jan. 3, 1934. The Mem- days after the date of enactment ber-elect, who had been a citizen (Feb. 7, 1972), repealed the Cor- for only six years and five months rupt Practices Act of 1925 and es- at the time of his election on Nov. tablished a new and comprehen- 8, 1932, and for only six years and sive code for campaign practices and expenditures.(10) eight months at the time of the commencement of the first session 9. 2 USC §§ 241–256 (repealed). of the 73d Congress on Mar. 9, 10. 2 USC §§ 431 et seq.; Pub. L. No. 92– 1933, had been a citizen for over 225; 86 Stat. 3, Feb. 7, 1972. Viola-
1003 Ch. 9 § 10 DESCHLER’S PRECEDENTS
Corrupt Practices Act campaign committee; accordingly, the committee found that such ex- § 10.1 The violation of those penditures were not personal ex- provisions of the federal penditures and thus not limited campaign practices statute, by state law. or a state counterpart, which limit the amount which a § 10.2 A House committee has candidate may spend in his suggested that censure by campaign, may be alleged as the House might be appro- grounds for an election con- priate where a Member has test. failed to comply with the re- quirements of federal law as In Schafer v Wasielewski (§ 52.4, infra), a 1944 Wisconsin to the filing of forms and contest, contestant alleged that statements showing cam- contestee had expended more paign expenditures. money during his campaign than In McCandless v King, a 1936 was permitted by the Federal Cor- Hawaii contest, (§ 48.2, infra), a rupt Practices Act and by the elec- one-year delay in filing forms tion laws of Wisconsin, and that under the Corrupt Practices Act contestee had failed to file correct showing campaign expenditures reports of expenditures as re- was held to subject the contestee quired by law. The committee to censure, though not forfeiture found, however, that although the of his seat. The finding of the Wisconsin statutes limited the committee was based on the fact amount of money which could be that although contestee had failed spent by a candidate personally, to file within 30 days a complete they placed no limitation upon ex- and itemized account of his ex- penditures of individuals or penditures, he did write a timely groups that ‘‘might voluntarily in- letter to the Clerk itemizing cer- terest themselves’’ in behalf of a tain expenditures and stating that candidate. The committee deter- on his arrival in Washington he mined that certain sums listed ac- would fill out the required form. tually represented expenditures of § 10.3 Mere negligence on the a ‘‘voluntary committee’’ rather part of a contestee in pre- than expenditures of a personal paring expenditure accounts tions relating to campaign expendi- to be filed with the Clerk tures are also treated in Ch. 8, under the Federal Corrupt supra. Practices Act will not, in the 1004 ELECTION CONTESTS Ch. 9 § 10
absence of fraud, operate to tures filed with state officials con- deprive him of his seat flicted with those filed with the where he has received a sub- Clerk of the House. The Com- stantial plurality of votes. mittee on Elections considered In Schafer v Wasielewski evidence that the statement filed (§ 52.4, infra), a 1944 Wisconsin with the Clerk had been erro- contest, the contestant, who had neously prepared and signed. It been defeated in the election by admonished contestee for signing approximately 17,000 votes, al- an expenditure statement under leged inter alia that contestee had oath without being familiar with failed to file correct reports of ex- its contents or the irregularities penditures as required by law. therein, but refused to recommend The committee found, however, that he be deprived of his seat. that the contestee had negligently listed ‘‘voluntary committee’’ ex- § 10.5 In determining whether penditures as ‘‘personal’’ expendi- contestee’s failure to comply tures, though only the latter were with the Corrupt Practices limited by state law. The com- Act should result in for- mittee found no evidence of fraud, feiture of his seat, the elec- and concluded that it should not tions committee may con- deprive contestee of his seat as a sider such circumstances as result of negligence in preparing the personal character of the the accounts. contestee, his experience as a candidate for public office, § 10.4 Mere negligence on the the extent of any improper part of a contestee and his campaign expenditures, and counsel in preparing cam- the effect of such violations paign expenditure accounts on the rights of the contest- to be filed with the Clerk is ant. not sufficient to deprive him See McClandless v King, a 1936 of his seat in the House, Hawaii contest (§ 48.2, infra), where he received a substan- where the Committee on Elec- tial majority of votes, and tions, in determining whether a there was no evidence of violation of the Corrupt Practices fraud. Act should result in censure or In Thill v McMurray (§ 52.6, forfeiture of a seat, took into ac- infra), a 1944 Wisconsin contest, count contestee’s naval record, his contestee’s statement of expendi- incomplete knowledge of election 1005 Ch. 9 § 10 DESCHLER’S PRECEDENTS laws and procedures, and the fact duct of election officials, ab- that the Clerk had not mailed the sent fraud, is not sufficient required forms to contestee. ground for invalidating bal- lots, statutes regulating the Distinction Between Manda- conduct of voters must be tory and Directory Laws substantially complied with, § 10.6 An elections committee as such laws are mandatory. has distinguished between In the 1958 Maine contested mandatory and directory election case of Oliver v Hale provisions of state law per- (§ 57.3, infra), arising from the taining to elections. Sept. 10, 1956, election, the com- In the 1961 Indiana investiga- mittee followed a state supreme tion of the right of Roush or court advisory opinion that cer- Chambers to a seat in the House tain alleged violations of the pro- (§ 59.1, infra), the elections com- visions of the law touching upon mittee cited the Nebraska case of procedure to be followed in han- Waggoner v Russell, 34 Neb. 116, dling and preserving of applica- 51 N.W. 465 (1892), which stated tions and envelopes of absentee in part: votes by election officials were to In general, those statutory provi- be viewed as directory rather than sions which fix the day and the place mandatory. On the other hand, of the election and the qualifications of the voters are substantial and manda- the committee cited state court tory, while those which relate to the decisions which distinguished be- mode of procedure in the election, and tween acts of the voter and acts of to the record and the return of the re- sults, are formal and directory. Statu- the election officials, and which tory provisions relating to elections are required the voter to substantially not rendered mandatory, as to the peo- comply with the statute in order ple, by the circumstance that the offi- for his vote to be considered as cers of the election are subjected to criminal liability for their violation. properly cast. Therefore, the com- The committee followed this mittee rejected 109 absentee and guideline in determining whether physical disability ballots. certain Indiana provisions gov- § 10.8 An elections committee erning ballot validity and count- ing were mandatory or merely di- has adopted a state court rectory. opinion which had construed state laws regarding poll pro- § 10.7 Although violation of cedure and disposition of ab- state laws governing the con- sentee ballots, envelopes, and 1006 ELECTION CONTESTS Ch. 9 § 10
applications as directory certain period prior to an rather than mandatory, vio- election, the majority of an lations of which would not elections committee ruled invalidate the absentee bal- that a violation of the statute lots cast. was deemed to be a pre-elec- In the 1958 Maine contested tion irregularity and, absent election case of Oliver v Hale fraud, insufficient to over- (§ 57.3, infra), arising from the turn the election. Sept. 10, 1956, election, there In the 1951 Ohio contested elec- were a number of alleged viola- tion case of Huber v Ayres (§ 56.1, tions by election officials relative infra), although conceding that to absentee voting, such as failure there had been discrimination of the board of registration to re- against the contestant because his tain the application or envelope, name had not appeared ‘‘substan- or failure of various clerks to send tially an equal number of times at the beginning, at the end, and in in the application and envelopes each intermediate place . . .’’ (11) along with the absentee ballots. In in the group of contestants among this situation, the committee fol- which his name belonged, the lowed an advisory opinion of the committee majority nevertheless Supreme Court of Maine, issued refused to recommend that the under similar circumstances, election results be overturned, which concluded that provisions of partly because the contestant had the statute touching the procedure not exhausted his remedies under to be employed at the polls and state law. The minority disagreed the disposition of applications and with the conclusion, contending envelopes following the election that it was impossible for the con- were directory and not mandatory testant to ascertain the unequal in nature. Hence, the committee method of rotation in advance of followed the advisory opinion that the election in time to invoke violation of the statute by election state law remedies. Nevertheless, officials, in the absence of fraud, the House agreed to a resolution was not a sufficient ground for in- that the contestee was duly elect- ed and entitled to his seat. validating the ballots. § 10.10 Mandatory election § 10.9 Where a state law re- laws confer rights of suffrage quired alternation of names on ballots and publication 11. Ohio Constitution, art. V, § 2a, and display of ballots for a adopted Nov. 8, 1949. 1007 Ch. 9 § 10 DESCHLER’S PRECEDENTS
and by their terms invalidate committee concluded that contest- ballots not cast in compli- ant had alleged violations of stat- ance therewith, while direc- utes that were merely ‘‘directory’’ tory election laws prescribe in nature. procedures to be followed by § 10.11 Noncompliance with election officials, departure administrative requirements from which will not vitiate imposed by state election ballots without a further laws will not vitiate an elec- showing of fraud or uncer- tion unless the procedures tainty of result. involved are declared by law In Chandler v Burnham, a 1934 to be essential to the validity California contest (§ 47.4, infra), of the election. contestant alleged various in- In Clark v Nichols (§ 52.1, stances of illegal ballot counting, infra), a 1943 Oklahoma contest, invalid election boards, unattested the Committee on Elections found tally sheets, and irregular ballots. that certain administrative re- In evaluating these charges, the quirements imposed by state law, Committee on Elections consid- including the keeping of precinct ered the distinction between registration books, were not de- ‘‘mandatory’’ laws, which void an clared by law to be essential to election unless certain procedures the validity of the election; the are followed, and ‘‘directory’’ stat- committee regarded such require- utes, which fix penalties for viola- ments as merely directory, not tion of procedural safeguards, but mandatory, and refused to disturb do not invalidate an election in what it considered the certain de- the event of noncompliance. The cision of the electorate. committee further declared that the rules prescribed by law for § 10.12 Violations of a state’s conducting an election are de- registration and election signed to afford an opportunity for laws prohibiting transpor- the free and fair exercise of the tation of voters to places of elective franchise, to prevent ille- registration, providing quali- gal voting, and to ascertain with fications for registrars, con- certainty the result. A departure fining registration to certain from the mode prescribed will not hours, and requiring detailed vitiate an election, the committee registration lists were held stated, if the irregularities do not not to affect the correct re- involve these considerations. The sult of the election, and
1008 ELECTION CONTESTS Ch. 9 § 10
therefore did not nullify the fraud or corruption to justify a re- election. count of ballots or to sustain the In Wilson v Granger (§ 54.5, contestant’s allegations. infra), a 1948 Utah contest, a § 10.14 Ballots will not be void- contestee with a 104-vote majority ed for failure of election offi- prevailed despite ‘‘numerous and cials to be sworn, their acts widespread errors and irregular- under color of office being ities in many parts of the district, binding as to election re- which revealed a lack of knowl- turns that are otherwise edge of the law and a failure to proper. enforce properly the registration and election statutes by those In Chandler v Burnham, a 1934 charged with that duty.’’ California contest (§ 47.4, infra), a committee on elections rejected Violations and Errors by Offi- contestant’s claims that ballots in cials certain precincts should be voided because certain election officials § 10.13 In determining whether had not been sworn. The com- the violation of election laws mittee found that all such offi- by election officials will jus- cials, with the exception of inspec- tify a recount or nullify the tors, had in fact subscribed to the election, the House will look required oath, and added that, in to the sufficiency of the evi- any event, an election will not be dence of legal fraud or inten- invalidated based on such failure, tional corruptness. the acts of election officials under color of office being binding. In Brewster v Utterback (§ 47.2, infra), a 1933 Maine contest, it § 10.15 Where there have been appeared that in certain precincts violations of state laws (gov- irregularities occurred in the elec- erning absentee voting) by tion procedure in the Third Con- election officials throughout gressional District of Maine. The the district, the results of the committee found that, even as- election will not be over- suming the validity of contestant’s turned when the contestant allegations as to voting booth and has failed to exhaust his ballot irregularities, contestee was state remedies to prevent im- left with a clear majority. The proper absentee ballots from committee further found that being cast or to punish those there was insufficient evidence of responsible. 1009 Ch. 9 § 10 DESCHLER’S PRECEDENTS
In the 1957 Iowa contested elec- proper notice, as required by tion of Carter v LeCompte (§ 57.1, state law, of a special elec- infra), the election committee ma- tion called to fill a vacancy jority found that there had been in the House, the House may widespread violations by election conclude that the election officials of state laws regarding was invalid. absentee voting, but as contestant had not proven fraud by contestee The 1934 Kemp, Sanders inves- and had not challenged absentee tigation (§ 47.14, infra), arose from ballots under state law, he had the death of Bolivar E. Kemp, not sustained his burden of prov- which created a vacancy in the ing that the election result was Sixth Congressional District of changed. Therefore, the results of Louisiana. The Governor of Lou- the election could not be ‘‘over- isiana issued a proclamation call- turned because of some pre-elec- ing for a special election to fill tion irregularity.’’ this vacancy within eight days, al- § 10.16 In the absence of fraud, though state law required that charges of irregularities as primary elections to nominate to registration and the fail- candidates for special elections be ure of election officials to as- held ‘‘not less than 10 days’’ after sign ballot numbers to elec- the call for such special election. tors will not invalidate the The Committee on Elections con- votes cast. cluded that the Governor, in his proclamation, was required to give In the New York contested elec- 10 days notice of the special elec- tion of Macy v Greenwood (§ 56.4, tion, and his failure to do so ren- infra), arising from the 1950 elec- dered it invalid.(12) tion, the contestee won by a plu- rality of only 135 votes, which in- § 10.18 An election to fill a va- duced the contestant to allege vio- cancy in Congress, con- lations as to voter registration ducted by a ‘‘Citizens’ Com- procedures. However, the House agreed to a resolution dismissing mittee,’’ is invalid where the contest and declaring the state law does not provide contestee entitled to his seat. for such a procedure. In the Kemp, Sanders investiga- Improperly Conducted Special tion (§ 47.14, infra), a special elec- Elections 12. The subject of elections to fill vacan- § 10.17 Where a Governor’s cies is discussed extensively in Ch. 8, proclamation fails to give supra. 1010 ELECTION CONTESTS Ch. 9 § 10 tion was called by the Governor of mittee itself, his ‘‘election’’ was Louisiana to fill the vacancy cre- found to be void. ated by the death of Bolivar E. Kemp, from the Sixth Congres- Illegal Use of Funds sional District of Louisiana. One of the candidates was J. Y. Sand- § 10.20 The illegal use of cam- ers, and a certificate of his elec- paign funds may be alleged tion, prepared by the ‘‘Citizens’ as a basis for an election con- Election Committee’’ of the Sixth test. Congressional District was laid In Lovette v Reece, a 1934 Ten- before the House. This committee nessee contest (§ 47.11, infra), con- had met in the district and fixed testant alleged the illegal use of the date for the ‘‘election’’ 30 days funds to influence the election; it after the meeting. This election was contended that contestee’s was found to be illegal and void, brother had collected large sums there being no provision under the of money to finance contestee’s laws of Louisiana for the holding election. However, the committee of such an election. found that such claims were asso- ciated more closely with the race Improperly Conducted Primary for Governor and involved trans- Elections actions occurring after the election not connected with contestee. § 10.19 Where state law re- quires the nomination of can- Illegal Nominating Procedure didates by direct primary elections called by party § 10.21 Alleged violations of committees, the nomination state law with respect to the of a candidate by a com- nomination of a candidate mittee is illegal and void. cannot sustain a contest In the 1934 Kemp, Sanders in- brought by a losing primary vestigation (§ 47.14, infra), arising candidate against the from a Louisiana special election, contestee, who was elected in it was shown that state law re- the subsequent general elec- quired that candidates be nomi- tion. nated in a primary election called In Lowe v Thompson (§ 62.1, by a political party committee. infra), a committee on elections Since the contestant was nomi- denied a petition based on alleged nated, not by a direct primary illegality in the nomination of the election but by the party com- candidate of petitioner’s party,
1011 Ch. 9 § 10 DESCHLER’S PRECEDENTS where the opponent of such party contestee financed extra edi- nominee won the subsequent gen- tions of a magazine which eral election. supported his candidacy. In the 1951 New York contested election case of Macy v Greenwood § 11. Improper Attempts to (§ 56.4, infra), which the contest- Influence or Confuse ant lost by only 135 votes, he al- Voters leged that the contestant had vio- lated the Corrupt Practices Act by Confusing the Voters either financing or inspiring the § 11.1 In determining whether printing of extra editions of to credit a candidate with ‘‘Newsday,’’ which had been de- certain ballots, an election voted exclusively to the defeat of committee considered wheth- the contestant. The committee er his opponent had induced found no evidence supporting the or procured a ‘‘third party’’ allegation and recommended that candidate or had improperly the contest be dismissed, and the participated in the makeup House followed this recommenda- of ‘‘third party’’ ballots. tion. In Fox v Higgins (§ 47.8, infra), Racial Discrimination a 1934 Connecticut contest, the Committee on Elections found § 11.3 Discrimination against that the contestant had failed to potential voters based on sustain his allegations that race may afford grounds for contestee, in an attempt to con- bringing an election contest. fuse the voters, had procured the candidacy of a ‘‘third party’’ can- In the 1965 Mississippi election didate. The committee also found contest of Wheadon et al. v that contestee, in his capacity as Abernethy et al. [The Five Mis- secretary of state, had not delib- sissippi Cases] (§ 61.2, infra), the erately prepared ballots in such a Committee on House Administra- manner as to be confusing or to tion recommended dismissal of the obtain unfair advantage. election contests arising out of the Financing Extra Editions of November 1964 Mississippi con- Magazine gressional elections. The dismissal recommendation was based in § 11.2 An elections committee part on the contestants’ failure to found no evidence that the follow the established procedure 1012 ELECTION CONTESTS Ch. 9 § 12 for bringing election contests, and votes in proportion to the Repub- in part on the failure to avail lican votes that were given in themselves of the legal steps to these precincts.’’ The offering of challenge alleged discrimination such prizes was acknowledged by prior to the elections. the contestee on the floor of the The Committee report did state, House during debate. The com- however, that in arriving at such mittee found that this offering of conclusions, the committee did not prizes was not a violation of 2 condone disenfranchisement of USC § 150, which made it unlaw- voters in the 1964 or previous ful ‘‘for any person to make or election, nor was a precedent offer to make an expenditure . . . being established to the effect that either to vote or withhold [a] vote the House would not take action, or to vote for or against any can- in the future, to vacate seats of didate....’’ sitting Members. It noted that the Federal Voting Rights Act of 1965 had been enacted in the interim and that if evidence of its viola- tion were presented to the House § 12. Voting Booth and in the future, appropriate action Balloting Irregularities would be taken. As a basis for contesting an ‘‘Prizes’’ to Campaign Workers election, a wide variety of charges have been made in election con- § 11.4 A contestee’s offer of tests with respect to use of voting prizes to his precinct cap- booths and voting machines and tains has been found by an equipment. Similarly, alleged im- elections committee not to be proprieties in balloting are fre- a violation of that section of quently cited as a reason for over- the Corrupt Practices Act turning the result of an election. prohibiting expenditures to influence votes. In McAndrews v Britten (§ Voter Confusion as Excuse for 47.12, infra), a 1934 Illinois con- Official’s Entering Booth test, the contestant had alleged in his notice of contest that the § 12.1 In determining whether contestee had ‘‘offered prizes to an election official, in enter- the various precinct captains ing a voting booth and con- whose precincts voted the largest versing with voters, was act- 1013 Ch. 9 § 12 DESCHLER’S PRECEDENTS
ing fraudulently and in con- there was no evidence whatsoever spiracy with a candidate, the connecting the contestee there- elections committee may con- with, and the committee rec- sider the extent to which ommended that he be seated. there existed voter confusion as to the proposition on the § 12.3 Where votes are cast by ballot or in the operation of persons not qualified to vote, voting machines. being only temporarily in the district, such votes are con- In Gormley v Goss (§ 47.9, sidered invalid. infra), a 1934 Connecticut contest, contestant failed to establish that In Swanson v Harrington an election official’s actions in en- (§ 50.4, infra), a 1940 Iowa con- tering a booth and talking to vot- test, contestant claimed that 70 of ers were fraudulent and conspira- the 528 votes cast in a certain torial. The committee noted that precinct were illegal as they were there existed voter confusion as to cast by Works Progress Adminis- the placement of a proposition on tration workers only temporarily the ballot and that there were no in the district; the committee complaints of interference with ruled, however, that while such voter intent. votes were illegal and could be disregarded, they would not affect Balloting irregularities the outcome of the election. § 12.2 A committee finding of § 12.4 An allegation that evidence of irregularities in contestee had received a dis- the conduct of an election proportionately large num- will not provide a sufficient ber of ‘‘split votes’’ must be basis for overturning that supported by the evidence. election where there is no In McAndrews v Britten evidence connecting contes- (§ 47.12, infra), a 1934 Illinois con- tee with such irregularities. test, contestant alleged that In Miller v Cooper (§ 48.3, contestee had received a ‘‘split infra), a 1936 Ohio contest, the vote’’ so disproportionately large Committee on Elections found evi- as compared to the ‘‘straight tick- dence of irregularities in the de- et votes’’ that a presumption of struction of ballots, tabulations of fraud followed. This allegation votes cast, and in the method of was rejected as not supported by conducting the election. However, the evidence, the testimony of an 1014 ELECTION CONTESTS Ch. 9 § 12 expert being regarded as ‘‘frail not validate ballots that are and unconvincing’’; it appeared marked for ‘‘straight ticket’’ that a large split vote had been and, in addition, for a local the case for many members of ‘‘wet party’’ ticket, the latter contestee’s political party, as they being adjacent to a column had to have ‘‘run ahead of the permitting a vote for repeal ticket’’ to have been elected. of the 18th amendment, in the absence of evidence that § 12.5 An elections committee such voters intended to vote will not presume ballots for repeal and mistakenly marked for the Presidential voted for two ‘‘straight tick- nominee of contestant’s ets.’’ party to have been intended as ‘‘straight ticket’’ votes In Fox v Higgins (§ 47.8, infra), where the state law provides a 1934 Connecticut contest, the for a separate circle for cast- Committee on Elections, while ing ‘‘straight ticket’’ ballots. conceding the probability of some voter confusion, found that the In Ellis v Thurston (§ 47.6, juxtaposition of the ‘‘wet party’’ infra), an election contest origi- entry with the column relating to nating in the 1934 Iowa election, the repeal of the 18th amend- the contestant argued that on a ment, had been arranged in the number of ballots on which the customary way by a competent voters had marked the squares state elections official. opposite the Presidential and Vice Presidential candidates but which § 12.7 Statutory violations by indicated no choice for Represent- voters in failing to comply ative, the voters had intended to with state absentee voting vote a straight party ticket. The laws were held sufficient to committee ruled against this con- invalidate the ballots cast. tention, however, noting that the state statute provided that a cross In the 1958 Maine contested be placed in a separate party cir- election case of Oliver v Hale cle in order to cast a straight (§ 57.3, infra), arising from the party ticket. Sept. 10, 1956, election, the report of the Committee on House Ad- § 12.6 Where state law voids ministration listed nine areas ballots cast for more than stressed by the contestant in one ‘‘straight party’’ ticket, which there had been a failure on an elections committee will the part of the voter to comply 1015 Ch. 9 § 12 DESCHLER’S PRECEDENTS with the absentee voting laws of § 12.8 Where state law re- Maine: application for absentee or quired alternation of names physical incapacity ballot not of all candidates on ballots signed by the voter; application so that each name appeared for physical incapacity ballot not an equal number of times at certified by physician; envelope the beginning, end, and at in- not notarized; no signature of termediate places thereon, voter on envelope; jurat not in failure to comply with the re- form as prescribed by statute; quirement did not result in name of voter and official giving overturning the election. the oath are the same; variance in In the 1951 Ohio contested elec- writing between signature on ap- tion case of Huber v Ayres (§ 56.1, plication and signature on enve- infra), a newly adopted state con- lope; failure of voter to specify on envelope his reason for absentee stitutional provision required al- voting; and voter not properly reg- ternation of the candidates’ names istered or qualified to vote. an equal number of times in var- The committee concluded that ious positions on the ballot. How- there were 109 instances where ever, the majority recommended, the voter failed to substantially and the House agreed to, a resolu- comply with the elect on laws, tion dismissing the contest on the leading to rejection of the ballots basis that the remedy under state as compliance was mandatory. law had not been exhausted.
D. DEFENSES § 13. Generally tion: insufficiency of service of no- tice of contest; lack of standing of Under the new Federal Con- the contestant; failure of the no- tested Elections Act (2 USC tice of contest to state grounds §§ 381–396), the contestee may, sufficient to change the result of prior to answering the contest- the election; and failure of the ant’s notice of contest, make the following defenses by motion contestant to claim right to the served on the contestant and such contestee’s seat [see 2 USC motions may form the basis of a § 383(b)]. These statutory defenses motion to dismiss made before the are supplemental to those de- Committee on House Administra- scribed in the precedents below. 1016 ELECTION CONTESTS Ch. 9 § 13
Permissible Defenses to Elec- In the 1959 Arkansas investiga- tion Contests tion of the right of Dale Alford to a seat in the House (§ 58.1, infra), § 13.1 Among the defenses the election committee condemned which may be raised as the use of an unsigned pre-elec- grounds for dismissing an tion circular by an individual who election contest are that con- had distributed information in Mr. testant has failed to make Alford’s behalf, apparently with- out a prima facie case, did out the candidate’s knowledge. not file the contest in good The committee ruled, however, faith, has failed to exhaust that the mere existence of an ir- available legal remedies at regularity in any campaign should the state level, or that con- not be attributed to a particular testant was not a proper candidate where he did not par- party ticipate therein. The House agreed to a resolution that Mr. Alford In McEvoy v Peterson (§ 52.2, was entitled to his seat. infra), a 1944 Georgia contest, the House dismissed an election con- Alleged Error Insufficient to test as recommended by the unan- Change Result imous committee report, where it appeared that contestant’s name § 13.3 Where more ballots were had not appeared on any ballots cast than there were names and he had not received any listed on the polls, an elec- votes, that contestant had failed tions committee may still to exhaust available legal rem- recommend dismissal of the edies, had not filed the election contest if the errors were in- contest in good faith, and had advertent and insufficient to failed to make out a prima facie change the result even if all case. the excess ballots were Candidate’s Participation in added to the contestant’s irregularities total. In the 1965 Iowa election con- § 13.2 The mere existence of an test of Peterson v Gross (§ 61.3, irregularity in any campaign infra), the election committee should not be attributed to a found that although there may particular candidate where have been human errors com- he did not participate in mitted at the polls on election day such irregularity. there was no evidence of fraud or 1017 Ch. 9 § 13 DESCHLER’S PRECEDENTS willful misconduct. In regard to a applied to a seat in the House. specific allegation by the contest- [Compare § 5.13, supra.] ant that more ballots were cast than names listed on the polls, § 13.5 Where the contestee did the committee concluded that not participate in wide- some inadvertent errors had been spread violations of state made but the errors were insuffi- laws governing absentee vot- cient to change the result even if ing, which violations had all the excess ballots were added been committed by election to the total of the contestant. officials, and contestant had not exhausted his state rem- Failure to Exhaust State Rem- edies to prevent improper edy absentee ballots from being cast or to punish those re- § 13.4 In rejecting contestant’s sponsible, the election com- demand for a recount of a mittee would not overturn vote by the House, an elec- the results of the election. tions committee may take into consideration contest- In the 1957 Iowa election con- ant’s failure to exhaust his test of Carter v LeCompte (§ 57.1, remedy of obtaining a re- infra), the committee majority count through a state court. found violations of state laws gov- erning absentee ballots committed In Swanson v Harrington by officials throughout the dis- (§ 50.4, infra), a 1940 Iowa con- test, contestant claimed that the trict, but determined that the con- House should require a recount, testant had not proven fraud by citing an informal recount he had the contestee and had not chal- taken in connection with an elec- lenged absentee ballots under tion involving a local sheriff’s of- state law, with the result that he fice. The committee found that had not sustained his burden of contestant had not exhausted his proving that the election results remedy of obtaining a recount would have been different. The through the state courts, as per- minority on the committee cited mitted by the Iowa code, and re- the contest of Steel v Scott (6 jected his argument that he had Cannon’s Precedents § 146), for been precluded from invoking the proposition that total dis- state court aid inasmuch as the regard of election laws by election state courts had not construed the officials, though in the absence of relevant state election law as it fraud, was sufficient basis for a
1018 ELECTION CONTESTS Ch. 9 § 13 recount, which in this contest § 13.7 Where contestant had would have shown contestant not properly entered objec- Carter the winner by 1,260 votes. tions to errors in the form of the absentee ballot prior to Pre-election Irregularity the election, as permitted by § 13.6 Results of an election state law, the results of the will not be overturned on the election could not be ‘‘over- basis of a pre-election irregu- turned because of some larity, where the contestant preelection irregularity’’ (see could have made timely ob- § 13.6, supra). jection thereto, under state law, but failed to do so. Failure to Specify Grounds Re- lied Upon by Contestant In the 1957 Iowa election con- test of Carter v LeCompte (§ 57.1, § 13.8 The contestant must infra), the election committee ma- jority found that there were viola- specify particularly the tions of state laws governing ab- grounds upon which he re- sentee voting committed by elec- lies in an election contest. tion officials throughout the dis- In Roberts v Douglas (§ 54.4, trict, although the contestee had infra), a 1947 California contest, not personally participated in these violations. The majority de- contestee Helen Gahagan Douglas termined that the contestant had moved to dismiss on the grounds not shown that he had exhausted (1) that the contestant had not in- his state remedies to prevent im- stituted a valid contest, as the proper absentee ballots from being cast or to punish those respon- statute then in force (2 USC sible. Citing Huber v Ayres § 201) and House precedents re- (§ 56.1, infra), a 1951 Ohio con- quired him to specify the grounds test, the majority determined also upon which he relied in the con- that the contestant had not prop- erly entered his objections to er- test and (2) contestant had taken rors as to the form of the absentee no testimony within the 90 days ballots prior to the election, as permitted to support his notice of permitted by Iowa law, and that contest. By voice vote, the House therefore the results of the elec- resolved that the contest be dis- tion could not be ‘‘overturned be- cause of some pre-election irregu- missed and the contestee take her larity.’’ seat. 1019 Ch. 9 § 14 DESCHLER’S PRECEDENTS
§ 14. Contestant’s Creden- without any authority of law tials and Qualifications in the state lack standing to bring an election contest. Just as the contestee’s creden- In the 1965 Mississippi election tials and qualifications may be contest of Wheadon et al. v grounds for bringing an election Abernethy et al. (§ 61.2, infra), the contest (see § 9, supra), so may House dismissed election contests the contestant’s credentials and brought by contestants that had qualifications be raised as a basis been selected at an unofficial for dismissing an election contest. ‘‘election’’ held by persons in Mis-