The Conceptual Structure of Face Impressions
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The conceptual structure of face impressions Ryan M. Stoliera,1, Eric Hehmanb, Matthias D. Kellerc, Mirella Walkerc, and Jonathan B. Freemana,d,1 aDepartment of Psychology, New York University, New York, NY 10003; bDepartment of Psychology, McGill University, Montreal, QC H3A 0G4, Canada; cDepartment of Psychology, University of Basel, 4055 Basel, Switzerland; and dCenter for Neural Science, New York University, New York, NY 10003 Edited by Alexander Todorov, Princeton University, Princeton, NJ, and accepted by Editorial Board Member Jennifer A. Richeson July 30, 2018 (received for review April 26, 2018) Humans seamlessly infer the expanse of personality traits from may see a trustworthy face as more intelligent. Research has long others’ facial appearance. These facial impressions are highly intercor- demonstrated that people hold rich lay conceptual associations relatedwithinastructureknownas“face trait space.” Research has of how they believe personality traits correlate in the world (in extensively documented the facial features that underlie face impres- this article referred to as “conceptual trait space”; refs. 8–10). A sions, thus outlining a bottom-up fixed architecture of face impres- common conceptual trait space has echoed throughout data-driven sions, which cannot account for important ways impressions vary social perception research, where it has been long noted that a similar structure emerges across impression domains (face impres- across perceivers. Classic theory in impression formation emphasized – that perceivers use their lay conceptual beliefs about how personality sions, familiar person knowledge, stereotype content; refs. 1 and 11 traits correlate to form initial trait impressions, for instance, where 15). Classic theory in person perception emphasized the role of this conceptual trait space in shaping initial impressions (i.e., lay, or trustworthiness of a target may inform impressions of their intelli- implicit personality theories; ref. 16). For example, in seminal re- gence to the extent one believes the two traits are related. This “ “ search of these questions, Asch (17) noted of his findings, If a man considered, we explore the possibility that this lay conceptual trait is intelligent, this has an effect on the way in which we perceive his ”— space how perceivers believe personality traits correlate in playfulness, happiness, friendliness” (p. 264). However, to our others—plays a role in face impressions, tethering face impres- knowledge, such insights have not been directly applied or tested in sions to one another, thus shaping face trait space. In study 1, we understanding trait impressions of faces (although overlap in con- found that conceptual and face trait space explain considerable var- ceptual and face trait spaces has been observed toward romantic iance in each other. In study 2, we found that participants with partner preferences; ref. 18). If a perceiver’s conceptual associations stronger conceptual associations between two traits judged those in part help scaffold face trait space, this may further formal models traits more similarly in faces. Importantly, using a face image clas- of face impressions generally, and an important implication would sification task, we found in study 3 that participants with stronger be that face trait space is dynamic across perceivers rather than conceptual associations between two traits used more similar facial representing any single fixed architecture (9). features to make those two face trait impressions. Together, these Across several studies, we describe evidence that perceivers’ findings suggest lay beliefs of how personality traits correlate may beliefs in trait associations, or conceptual trait space, relate to underlie trait impressions, and thus face trait space. This implies face their impressions of faces and in turn the structure of faces’ trait impressions are not only derived bottom up from facial features, space. First, we demonstrate broadly that face trait space reflects but also shaped by our conceptual beliefs. conceptual trait space, finding substantial overlap between the two (study 1). Second, we find that perceivers’ unique conceptual face perception | impression formation | implicit personality theory | conceptual knowledge | social cognition Significance umans naturally infer a broad range of personality traits Current theory of face-based trait impressions focuses on their Hfrom a face (1). From trustworthiness to creativity, we de- foundation in facial morphology, from which emerges a cor- velop reliable impressions of others within seconds of seeing relation structure of face impressions due to shared feature “ ” their face (2, 3). These face impressions influence our social dependence, face trait space. Here, we proposed that per- ’ behavior in situations as meaningful as election outcomes (4) ceivers lay conceptual beliefs about how personality traits and criminal sentencing (5). correlate structure their face impressions. We demonstrate that Extensive research has documented how individual trait im- “conceptual trait space” explains a substantial portion of vari- pressions are derived from morphological features of a face, for ance in face trait space. Further, we find that perceivers who instance, that we infer both trustworthiness and submissiveness believe any set of personality traits (e.g., trustworthiness, in- from babyfacedness (6). Naturally following, a central feature of telligence) is more correlated in others use more similar facial face impressions is their highly intercorrelated structure (i.e., “face features when making impressions of those traits. These find- trait space”), in which each trait impression is correlated with many ings suggest lay conceptual beliefs about personality play a others (1). Thus, current perspectives explain face impressions as crucial role in face-based trait impressions and may underlie derived by specific facial features, and face trait space as emergent both their similarities and differences across perceivers. from the degree to which different trait impressions share a similar featural basis (e.g., kindness and submissiveness also relate to Author contributions: R.M.S., E.H., and J.B.F. developed research idea and study concepts; babyfacedness, and thus both correlate with trustworthiness; ref. 1). R.M.S., E.H., M.W., and J.B.F. designed research; R.M.S. performed research; R.M.S. and While such approaches have been highly valuable, they have ten- M.D.K. analyzed data; and R.M.S. wrote the paper with assistance from all authors. ded to focus on a fixed architecture underlying face trait space, The authors declare no conflict of interest. comprised of either two (1) or three (7) core dimensions that are This article is a PNAS Direct Submission. A.T. is a guest editor invited by the Editorial commonly assumed to not change across perceivers. Board. In this article, we propose that face impressions, and thus their Published under the PNAS license. correlations (face trait space), are further structured by perceiver Data deposition: Data, analysis code, and results are all available and hosted by the Open lay theories of others’ personalities. Specifically, we propose that Science Framework (https://osf.io/z23kf/). face impressions (e.g., intelligence) are also derived from the 1To whom correspondence may be addressed. Email: [email protected] or jon.freeman@ perception of other traits in a face (e.g., trustworthiness), insofar nyu.edu. as a perceiver believes those two traits tend to correlate in other This article contains supporting information online at www.pnas.org/lookup/suppl/doi:10. people. For example, a perceiver who believes the concept of 1073/pnas.1807222115/-/DCSupplemental. trustworthiness is more related to the concept of intelligence Published online August 23, 2018. 9210–9215 | PNAS | September 11, 2018 | vol. 115 | no. 37 www.pnas.org/cgi/doi/10.1073/pnas.1807222115 Downloaded by guest on September 26, 2021 trait associations are related to the correlations of their indi- correspondence between separate matrices (e.g., conceptual and vidual face impression judgments (studies 2 and 3). Lastly, we face trait space) using Spearman rank correlation, which uses find perceivers’ conceptual associations are related to the fea- rank order rather than raw values (i.e., Pearson correlations) to tural face space that underlies their impressions, which manifests estimate relationships between distances in the two spaces (20). in how they subjectively perceive individual traits in the first We measured conceptual and face trait space in two separate place (study 3). For all studies, all data and code are publicly samples of participants. Each trait space was measured within a available via the Open Science Framework (https://osf.io/z23kf/). set of 13 personality traits used in seminal work quantifying face “ ”“ ”“ ”“ ”“ Results trait space: aggressive, caring, confident, dominant, ego- tistic,”“emotionally stable,”“intelligent,”“mean,”“responsible,” Study 1. Given relatively common conceptual (19) and face (3) “sociable,”“trustworthy,”“unhappy,” and “weird” (1). Similarities trait spaces among perceivers, they should show substantial in the conceptual trait matrix were calculated using a straightfor- overlap with one another on average if perceiver lay theories of ward pairwise similarity rating: the average degree to which par- personality shape their face impressions. It is possible that face ticipants believed each unique pairwise combination of personality