Encapsulation of Vitamin D3 in Gum Arabic to Improve Application in Beverages and Enhance Bioavailability
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University of Tennessee, Knoxville TRACE: Tennessee Research and Creative Exchange Doctoral Dissertations Graduate School 5-2019 Encapsulation of Vitamin D3 in Gum Arabic to Improve Application in Beverages and Enhance Bioavailability Mary Ross Lamsen University of Tennessee, [email protected] Follow this and additional works at: https://trace.tennessee.edu/utk_graddiss Recommended Citation Lamsen, Mary Ross, "Encapsulation of Vitamin D3 in Gum Arabic to Improve Application in Beverages and Enhance Bioavailability. " PhD diss., University of Tennessee, 2019. https://trace.tennessee.edu/utk_graddiss/5403 This Dissertation is brought to you for free and open access by the Graduate School at TRACE: Tennessee Research and Creative Exchange. It has been accepted for inclusion in Doctoral Dissertations by an authorized administrator of TRACE: Tennessee Research and Creative Exchange. For more information, please contact [email protected]. To the Graduate Council: I am submitting herewith a dissertation written by Mary Ross Lamsen entitled "Encapsulation of Vitamin D3 in Gum Arabic to Improve Application in Beverages and Enhance Bioavailability." I have examined the final electronic copy of this dissertation for form and content and recommend that it be accepted in partial fulfillment of the equirr ements for the degree of Doctor of Philosophy, with a major in Food Science. Qixin Zhong, Major Professor We have read this dissertation and recommend its acceptance: Guoxun Chen, Vermont P. Dia, Doris D'Souza Accepted for the Council: Dixie L. Thompson Vice Provost and Dean of the Graduate School (Original signatures are on file with official studentecor r ds.) Encapsulation of Vitamin D3 in Gum Arabic to Improve Application in Beverages and Enhance Bioavailability A Dissertation Presented for the Doctor of Philosophy Degree The University of Tennessee, Knoxville Mary Ross Llonillo Lamsen May 2019 Copyright © 2019 by Mary Ross Llonillo Lamsen All rights reserved. ii Dedication This work is dedicated to my husband, Leo, and our daughter, Sofia. Leo, I have known you for more than 24 years. You and I come from humble beginnings, and to see how we have grown together is a testament to what it means to have a supportive significant other. My little Sofia, You will be turning 6 yrs old by the time I graduate. I hope that what I am doing will enable you to see the importance of always finishing what you have started. I always want you to be truthful in everything you do, always take the time to help others in need, choose to be kind, and do the best you can always. iii Acknowledgements I would like to express my gratitude towards my major advisor, Dr. Qixin Zhong. Dr. Zhong, you have been patient in guiding me for almost a decade now as you were also my major advisor on my master’s degree. I could only imagine the considerable time you spend reading our abstracts, dissertations, posters, application for research awards and much more. You never get mad, you always keep your composure, and provide feedback as best as you can. Please know that I appreciate you and the comments and suggestions you give. I was lost for a long time, and I am glad that you helped re-direct my focus in research. Thank you for being an integral part of my training. I am thankful to all my doctoral committee members for always having the door open for me to ask questions. Dr. D’Souza, you are one of the few people I have known the longest in our department. You guided me even during my masters training up to now. I remember practicing some of my presentations in front of you and you provided so much constructive advice. Whenever I am not sure of something, and just need another person to converse my thoughts with, you have always been there. Thank you for being you, and please do not ever change the way you are. Dr. Chen, you have always exhibited a wonderful positive energy. I will always remember how you cut up some pineapples and offered it to Tiannan and I when we were taking a break during our work with the animals. Besides this fatherly gesture, you helped me so much with the animal study. Thank you for teaching me how to do animal procedures and guiding me in how to best decipher the data collected from the animal research. Dr. Dia, you have always extended your doors open for consultation. When I was first trying to test out the ELISA kits, you were my go- to person in trying to make sure I was doing it right. It was so intimidating at first, because I know iv the kits were expensive and I did not want to make a mistake. Thank you for letting me share my concerns with you and for answering all my questions. I would also like to express my gratitude towards my previous PI, Dr. Zivanovic and committee members, Dr. Penfield and Dr. Kopsell. Although they are no longer with the University, I am grateful for the time they had given me. I know that they advised and guided me the best they can. I want to thank Tiannan Wang for being the main hands on person who helped me in the entire duration of the animal study. I don’t think I would have been able to successfully gavage the rats if you did not hold them for me. Thank you for helping me withdraw blood and do animal procedures. You played a critical role in ensuring all requirements are accomplished with our research. Thank you for your time, I will forever be grateful. There was a time during the pharmacokinetic study, where I could not be in two places at the same time. I want to thank Lianger “Felix” Dong, Melody Fagan, Jennifer Vuia-Riser, Andrea Nieto, Shan Hong, and Dara Smith for assisting me during blood collection by centrifuging the blood and separating out the serum. Thank you for being there for me and keeping me company for many long hours. Also, I want to express my gratitude to Dr. Philipus Pangloli, for not only helping me on my in vivo research, but for being my mentor and friend. I want to thank my mom and mother-in-law who have always been a constant part of my life. Mom, thank you for visiting me from the Philippines and cooking food for Leo and Sofia while I was away working long hours at the animal facility. I want to thank my mother-in-law (Mama Pina) for always being there for me. I know I can always call you when I need help, thank you for being a strong support. To my sister Margie, and my younger brother Raymond, you both are my rock. Thank you for being a part of my journey. v Abstract Delivery of vitamin D3 (VD3) in foods should exhibit desirable physicochemical characteristics and enhance nutritional significance. To incorporate lipophilic VD3 in beverages, micro/nanoencapsulation of VD in food biopolymers stable at a wide pH range is a potential strategy. Gum arabic (GA), a highly branched arabinogalactan with a conjugated peptide, was investigated as a potential VD3 carrier in this dissertation with objectives to determine (1) optimum conditions of encapsulating VD3 in GA to maximize loading and characterize physicochemical properties, (2) in vitro bioaccessibility of encapsulated VD3 in optimized formulation, and (3) -1 absorption of VD3 after a single high-dose (300 µg) and daily-dose (60 µg d , 2-wks) oral supplementation by measuring 25(OH)D levels in Sprague-Dawley rats. To encapsulate VD3, GA solution was prepared at 5% (w/v) in deionized water, VD3 solutions were prepared separately in 5 mL ethanol corresponding to 0.03-6.0% mass of GA. VD3 solution was added dropwise into 50 mL of the GA solution while blending at 8,000 rpm for 3 min and then 10,000 rpm for 2 min and freeze-dried. The optimized formulation had an encapsulation efficiency of 71.3% and a loading capacity of 3.44%. As pH increased from 2.0-7.4, the average hydrodynamic diameter decreased from 238.1 to 81.3 nm; whereas the polydispersity index increased from 0.372-0.478, and zeta- potential increased its magnitude from -3.09 to -30.97 mV. No precipitation was observed for all dispersions during 100-d storage at 3 °C. In vitro bioaccessibility of encapsulated VD3 was 95.76%, compared to 68.98% for non-encapsulated VD3 (p < 0.05). The in vivo pharmacokinetic study after oral gavage of 300 µg VD3 showed that the area-under-curve in 48 h of the encapsulation treatment was 4.32-fold of the non-encapsulated VD3 and more than twice higher -1 than the physical mixture. For rats given a daily-dose of 60 µg VD3 d for 2 weeks, the serum 25(OH)D levels of rats that received capsules versus physical mixture showed an increase by 50% vi and 65%, respectively, when compared with the non-encapsulated VD3 group. The current work demonstrates that the studied encapsulation system may be used to fortify VD3 in beverages with a wide pH range. Keywords: cholecalciferol, gum acacia, encapsulation, physicochemical properties, absorption vii Table of Contents Chapter 1 Introduction and literature review............................................................................ 1 1.1 Vitamin D.............................................................................................................................. 3 1.1.1 Discovery, structure, source and physicochemical characteristics ................................ 3 1.1.2 Biological functions ....................................................................................................... 4 1.1.3 Recommended dietary intake, status assessment, metabolism ...................................... 7 1.1.4 Tolerable upper intake level ........................................................................................... 8 1.1.5 Challenges in food fortification ..................................................................................... 9 1.1.6 Encapsulated vitamin D for food or pharmaceutical use ............................................