US District Court Civil Docket as of 04/18/2012 Retrieved from the court on July 11, 2012

U.S. District Court Southern District of (Foley Square) CIVIL DOCKET FOR CASE #: 1:07-cv-09901-SHS

In Re: Inc. Securities Litigation Date Filed: 11/08/2007 Assigned to: Judge Sidney H. Stein Jury Demand: Both Lead case: 1:09-md-02070-SHS Nature of Suit: 850 Member case: (View Member Case) Securities/Commodities Related Cases: 1:11-cv-04788-SHS Jurisdiction: Federal Question 1:08-cv-00135-SHS 1:08-cv-00136-SHS 1:07-cv-10258-SHS 1:08-cv-09522-SHS 1:08-cv-10353-SHS 1:11-cv-07138-SHS 1:09-cv-02355-SHS 1:11-cv-08291-SHS 1:09-cv-02402-SHS 1:09-cv-08755-SHS 1:10-cv-09325-SHS 1:10-cv-07202-SHS 1:11-cv-00314-SHS 1:09-md-02070-SHS Cause: 15:78m(a) Securities Exchange Act Lead Plaintiff ATD Group represented by Lauren Wagner Pederson Kirby McInerney LLP 825 Third Avenue 16th Floor New York, NY 10022 (212) 371-6600 Fax: (212) 751-2540 Email: [email protected] LEAD ATTORNEY

Peter S Linden Kirby McInerney LLP 825 Third Avenue 16th Floor New York, NY 10022 (212) 371-6600 Fax: (212) 751-2540 Email: [email protected] LEAD ATTORNEY ATTORNEY TO BE NOTICED

Ira M. Press Kirby McInerney LLP 825 Third Avenue 16th Floor New York, NY 10022 (212) 371-6600 Fax: (212) 751-2540 Email: [email protected] ATTORNEY TO BE NOTICED

Plaintiff Tillie Saltzman represented by Samuel Howard Rudman Individually Robbins Geller Rudman & Dowd LLP(LI) 58 South Service Road Suite 200 Melville, NY 11747 (631) 367-7100 Fax: (631) 367-1173 Email: [email protected] LEAD ATTORNEY ATTORNEY TO BE NOTICED

Plaintiff Tillie Saltzman represented by Samuel Howard Rudman on behalf of all others similarly situated (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED

Plaintiff Public Employees' Retirement represented by Andrew J Entwistle Association of Colorado Entwistle & Cappucci LLP (NYC) 280 Park Avenue 26th Floor West New York, NY 10017 212-894-7200 Fax: 212-894-7272 Email: [email protected] LEAD ATTORNEY ATTORNEY TO BE NOTICED

Peter S Linden (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED

Plaintiff Tennessee Consolidated Retirement represented by Andrew J Entwistle System (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED

Peter S Linden (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED

Plaintiff Sjunde Ap-Fonden represented by Andrew J Entwistle (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED

Plaintiff Fjarde Ap-Fonden represented by Andrew J Entwistle (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED

Plaintiff Pensionskassernes Administration A/S represented by Andrew J Entwistle (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED

Plaintiff John A. Baden represented by Peter S Linden (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED

Ira M. Press (See above for address) ATTORNEY TO BE NOTICED

Plaintiff Warren Pinchuk represented by Peter S Linden (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED

Ira M. Press (See above for address) ATTORNEY TO BE NOTICED

Plaintiff Anthony Sedutto represented by Peter S Linden (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED

Ira M. Press (See above for address) ATTORNEY TO BE NOTICED

Plaintiff Edward Claus represented by Peter S Linden (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED

Ira M. Press (See above for address) ATTORNEY TO BE NOTICED

Plaintiff Carol Weil represented by Peter S Linden (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED

Ira M. Press (See above for address) ATTORNEY TO BE NOTICED

V. Consolidated Plaintiff Lennard Hammerschlag represented by Dustin Peter Mansoor Law Department 100 Church Street, 3rd Fl. Room 3-310 New York, NY 10007 (221)-341-0191 Fax: (212)-788-9776 Email: [email protected] LEAD ATTORNEY ATTORNEY TO BE NOTICED

James Stuart Notis Gardy & Notis, LLP 501 Fifth Avenue, Suite 1408 New York, NY 10017 (201) 567-7377 Fax: (201) 567-7337 Email: [email protected] LEAD ATTORNEY ATTORNEY TO BE NOTICED

V. Movant David Garden represented by Joseph Harry Weiss Weiss & Lurie 551 Fifth Ave, New York, NY 10176 (212)682-3025 Fax: 212 682 3010 Email: [email protected] ATTORNEY TO BE NOTICED

Movant Edward Altman represented by Ira M. Press (See above for address) ATTORNEY TO BE NOTICED

Movant Elaine Altman represented by Ira M. Press (See above for address) ATTORNEY TO BE NOTICED

Movant Jonathan Butler represented by Peter S Linden (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED Ira M. Press (See above for address) ATTORNEY TO BE NOTICED

Movant M. David Diamond represented by Peter S Linden (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED

Ira M. Press (See above for address) ATTORNEY TO BE NOTICED

Movant David Whitcomb represented by Peter S Linden (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED

Ira M. Press (See above for address) ATTORNEY TO BE NOTICED

Movant Henrietta Whitcomb represented by Peter S Linden (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED

Ira M. Press (See above for address) ATTORNEY TO BE NOTICED

Movant Henrietta Whitcomb represented by Ira M. Press (See above for address) ATTORNEY TO BE NOTICED

Movant State Teachers Retirement System of represented by Gerald H. Silk Ohio Bernstein Litowitz Berger & Grossmann LLP 1285 Avenue of the Americas 38th Floor New York, NY 10019 212 554 1282 Fax: 212-554-1444 Email: [email protected] ATTORNEY TO BE NOTICED

Jeffrey Craig Block Berman DeValerio (MA) One Liberty Square, 8th Floor Boston, MA 02109 (617) 542-8300 Fax: 617)-542-1194 Email: [email protected] ATTORNEY TO BE NOTICED

Movant Division of Investment of the Treasury represented by Gerald H. Silk of the State of New Jersey (See above for address) ATTORNEY TO BE NOTICED

Jeffrey Craig Block (See above for address) ATTORNEY TO BE NOTICED

Movant State Universities Retirement System of represented by Gerald H. Silk Illinois (See above for address) ATTORNEY TO BE NOTICED

Jeffrey Craig Block (See above for address) ATTORNEY TO BE NOTICED

Movant U.S. Public Fund Group represented by Anne Faith O'Berry Berman Devalerio Pease Tabacco Burt & Pucillo 222 Lakeview Avenue, Suite 900 West Palm Beach, FL 33401 (561)-835-9400 Fax: (561)-835-0322 Email: [email protected] ATTORNEY TO BE NOTICED

Jeffrey Craig Block (See above for address) ATTORNEY TO BE NOTICED

Michael Jameson Pucillo Berman DeValerio 4280 Professional Center Drive Suite 350 Palm Beach Gardens, Fl 33410 (561) 835-9400 Fax: (561) 835-0302 Email: [email protected] ATTORNEY TO BE NOTICED

V. Defendant Citigroup Inc. represented by Richard A. Rosen Paul, Weiss, Rifkind, Wharton & Garrison LLP (NY) 1285 Avenue of the Americas New York, NY 10019 212-373-3305 Fax: 212-373-2359 Email: [email protected] LEAD ATTORNEY ATTORNEY TO BE NOTICED

Susanna Michele Buergel Paul, Weiss, Rifkind, Wharton & Garrison LLP (NY) 1285 Avenue of the Americas New York, NY 10019 212-373-3553 Fax: 212-492-0553 Email: [email protected] LEAD ATTORNEY ATTORNEY TO BE NOTICED

Jane Baek O'Brien Paul, Weiss, Rifkind, Wharton & Garrison LLP (NY) 1285 Avenue of the Americas New York, NY 10019 (212)-373-3007 Fax: (212)-492-0007 Email: [email protected] ATTORNEY TO BE NOTICED

Defendant Charles O. Prince represented by Richard A. Rosen (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED

Susanna Michele Buergel (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED

Jane Baek O'Brien (See above for address) ATTORNEY TO BE NOTICED

Defendant Robert E. Rubin represented by Richard A. Rosen (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED

Susanna Michele Buergel (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED

Jane Baek O'Brien (See above for address) ATTORNEY TO BE NOTICED

Defendant Stephen R. Volk represented by Richard A. Rosen (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED

Jane Baek O'Brien (See above for address) ATTORNEY TO BE NOTICED

Defendant Sallie L. Krawcheck represented by Richard A. Rosen (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED

Jane Baek O'Brien (See above for address) ATTORNEY TO BE NOTICED

Defendant Gary L. Crittenden represented by Richard A. Rosen (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED

Susanna Michele Buergel (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED

Jane Baek O'Brien (See above for address) ATTORNEY TO BE NOTICED

Defendant Robert Druskin represented by Richard A. Rosen (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED

Susanna Michele Buergel (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED

Jane Baek O'Brien (See above for address) ATTORNEY TO BE NOTICED

Defendant Todd S. Thomson represented by Richard A. Rosen (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED

Jane Baek O'Brien (See above for address) ATTORNEY TO BE NOTICED

Defendant Thomas G. Maheras represented by Richard A. Rosen (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED

Susanna Michele Buergel (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED

Jane Baek O'Brien (See above for address) ATTORNEY TO BE NOTICED

Defendant Michael Stuart Klein represented by Richard A. Rosen (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED

Susanna Michele Buergel (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED

Jane Baek O'Brien (See above for address) ATTORNEY TO BE NOTICED

Defendant David C. Bushnell represented by Richard A. Rosen (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED

Susanna Michele Buergel (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED

Jane Baek O'Brien (See above for address) ATTORNEY TO BE NOTICED

Defendant John C. Gerspach represented by Richard A. Rosen (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED Jane Baek O'Brien (See above for address) ATTORNEY TO BE NOTICED

Defendant represented by Richard A. Rosen (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED

Jane Baek O'Brien (See above for address) ATTORNEY TO BE NOTICED

V. Consolidated Defendant C. Michael Armstrong represented by Lawrence B. Pedowitz Wachtell, Lipton, Rosen & Katz 51 West 52nd Street New York, NY 10019 (212) 403-1231 Fax: (212) 403-2000 Email: [email protected] LEAD ATTORNEY ATTORNEY TO BE NOTICED

Consolidated Defendant Alain J.P. Belda represented by Lawrence B. Pedowitz (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED

Consolidated Defendant George David represented by Lawrence B. Pedowitz (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED

Consolidated Defendant Kenneth T. Derr represented by Lawrence B. Pedowitz (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED Consolidated Defendant John M. Deutch represented by Lawrence B. Pedowitz (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED

Consolidated Defendant

Roberto Hernandez Ramirez represented by Lawrence B. Pedowitz (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED

Consolidated Defendant Ann Dibble Jordan represented by Lawrence B. Pedowitz (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED

Consolidated Defendant Klaus Kleinfeld represented by Lawrence B. Pedowitz (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED

Consolidated Defendant Andrew N. Liveris represented by Lawrence B. Pedowitz (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED

Consolidated Defendant Dudley C. Mecum represented by Lawrence B. Pedowitz (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED

Consolidated Defendant Anne M. Mulcahy represented by Lawrence B. Pedowitz (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED Consolidated Defendant Richard D. Parsons represented by Lawrence B. Pedowitz (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED

Consolidated Defendant Dr. represented by Lawrence B. Pedowitz (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED

Consolidated Defendant Robert E. Rubin represented by Lawrence B. Pedowitz (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED

Consolidated Defendant Robert L. Ryan represented by Lawrence B. Pedowitz (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED

Consolidated Defendant Franklin A. Thomas represented by Lawrence B. Pedowitz (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED

Consolidated Defendant represented by Lawrence B. Pedowitz (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED

Consolidated Defendant William R. Rhodes represented by Lawrence B. Pedowitz (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED Consolidated Defendant Steven J. Freiberg represented by Lawrence B. Pedowitz (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED

Richard A. Rosen (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED

Jane Baek O'Brien (See above for address) ATTORNEY TO BE NOTICED

Consolidated Defendant Michael S. Helfer represented by Lawrence B. Pedowitz (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED

Consolidated Defendant Lewis B. Kaden represented by Lawrence B. Pedowitz (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED

Richard A. Rosen (See above for address) LEAD ATTORNEY ATTORNEY TO BE NOTICED

Jane Baek O'Brien (See above for address) ATTORNEY TO BE NOTICED

ADR Provider David Garden

Date Filed # Docket Text 11/08/2007 1 COMPLAINT against Sallie L. Krawcheck, Gary L. Crittenden, Robert Druskin, Citigroup Inc., Charles O. Prince, Robert E. Rubin, Stephen R. Volk. (Filing Fee $ 350.00, Receipt Number 632276)Document filed by Tillie Saltzman(Individually), Tillie Saltzman(on behalf of all others similarly situated).(mbe) (Entered: 11/13/2007)

11/08/2007 SUMMONS ISSUED as to Sallie L. Krawcheck, Gary L. Crittenden, Robert Druskin, Citigroup Inc., Charles O. Prince, Robert E. Rubin, Stephen R. Volk. (mbe) (Entered: 11/13/2007)

11/08/2007 Magistrate Judge Frank Maas is so designated. (mbe) (Entered: 11/13/2007)

11/08/2007 Case Designated ECF. (mbe) (Entered: 11/13/2007) 11/20/2007 2 LETTER addressed to Samuel Howard Rudman from Harold Baer dated 11/20/2007 re: There will be a Pre-Trial Conference on the above case at 3:30 P.M. on Thursday, January 24, 2008 in Room 2230. It is your responsibility to notify your adversary (ies) of the date and time with a copy to us. Document filed by Citigroup Inc.(jmi) (Entered: 11/26/2007) 11/29/2007 3 NOTICE OF CASE REASSIGNMENT to Judge Sidney H. Stein. Judge Harold Baer is no longer assigned to the case. (jeh) (Entered: 12/04/2007) 01/07/2008 4 MOTION to Consolidate Cases 07-10258. Document filed by David Garden.(Weiss, Joseph) (Entered: 01/07/2008) 01/07/2008 5 MOTION to Appoint David Garden to serve as lead plaintiff(s). Document filed by David Garden.(Weiss, Joseph) (Entered: 01/07/2008) 01/07/2008 6 MOTION to Appoint Counsel. Document filed by David Garden.(Weiss, Joseph) (Entered: 01/07/2008) 01/07/2008 7 MEMORANDUM OF LAW in Support re: 6 MOTION to Appoint Counsel., 4 I MOTION to Consolidate Cases 07-10258., 5 MOTION to Appoint David Garden to serve as lead plaintiff(s).. Document filed by David Garden. (Weiss, Joseph) (Entered: 01/07/2008) 01/07/2008 8 DECLARATION of Joseph H. Weiss in Support re: 6 MOTION to Appoint Counsel., 4 MOTION to Consolidate Cases 07-10258., 5 MOTION to Appoint David Garden to serve as lead plaintiff(s).. Document filed by David Garden. (Attachments: # 1 Exhibit A, # 2 Exhibit B, # 3 Exhibit C, # 4 Exhibit D)(Weiss, Joseph) (Entered: 01/07/2008) 01/07/2008 9 NOTICE OF APPEARANCE by Andrew J Entwistle on behalf of Public Employees' Retirement Association of Colorado, Tennessee Consolidated Retirement System, Sjunde Ap-Fonden, Fjarde Ap-Fonden, Pensionskassernes Administration A/S (Entwistle, Andrew) (Entered: 01/07/2008) 01/07/2008 10 MOTION to Consolidate Cases 07-10258 07-09901 ., MOTION to Appoint Public Employees' Retirement Association of Colorado, Tennessee Consolidated Retirement System, Sjunde AP-Fonden, Fjarde AP-Fonden, pensionskassernes Administration A/S to serve as lead plaintiff(s)., MOTION to Appoint Counsel Entwistle & Cappucci LLP and Schiffrin Barroway Topaz and Kessler, LLP . Document filed by Public Employees' Retirement Association of Colorado.(Entwistle, Andrew) (Entered: 01/07/2008) 01/07/2008 11 MEMORANDUM OF LAW in Support re: 10 MOTION to Consolidate Cases 07- 10258 07-09901 . MOTION to Appoint Public Employees' Retirement Association of Colorado, Tennessee Consolidated Retirement System, Sjunde AP-Fonden, Fjarde AP-Fonden, pensionskassernes Administration A/S to serve as lead plaintiff(s). MOTION to Appoint Counsel Entwistle & Cappucci LLP and Schiffrin Barroway Topaz and Kessler, LLP . MOTION to Appoint Public Employees' Retirement Association of Colorado, Tennessee Consolidated Retirement System, Sjunde AP- Fonden, Fjarde AP-Fonden, pensionskassernes Administration A/S to serve as lead plaintiff(s).. Document filed by Public Employees' Retirement Association of Colorado. (Entwistle, Andrew) (Entered: 01/07/2008) 01/07/2008 12 DECLARATION of Andrew J. Entwistle in Support re: 10 MOTION to Consolidate Cases 07-10258 07-09901 . MOTION to Appoint Public Employees' Retirement Association of Colorado, Tennessee Consolidated Retirement System, Sjunde AP- Fonden, Fjarde AP-Fonden, pensionskassernes Administration A/S to serve as lead plaintiff(s). MOTION to Appoint Counsel Entwistle & Cappucci LLP and Schiffrin Barroway Topaz and Kessler, LLP . MOTION to Appoint Public Employees' Retirement Association of Colorado, Tennessee Consolidated Retirement System, Sjunde AP-Fonden, Fjarde AP-Fonden, pensionskassernes Administration A/S to serve as lead plaintiff(s).. Document filed by Public Employees' Retirement Association of Colorado. (Attachments: # 1 Exhibit A, # 2 Exhibit B, # 3 Exhibit C, # 4 Exhibit D, # 5 Exhibit E, # 6 Exhibit F, # 7 Exhibit G)(Entwistle, Andrew) (Entered: 01/07/2008) 01/07/2008 13 MOTION to Appoint ATD Group to serve as lead plaintiff(s)., MOTION to Appoint I Counsel., MOTION to Consolidate Cases 1:07-cv-9901, 1:07-cv-10258. Document filed by Edward Altman, Elaine Altman, Jonathan Butler, M. David Diamond, David Whitcomb, Henrietta Whitcomb, ATD Group.(Press, Ira) (Entered: 01/07/2008) 01/07/2008 14 MOTION Preserve Documents and Other Evidence. Document filed by Public Employees' Retirement Association of Colorado, Tennessee Consolidated Retirement System, Sjunde Ap-Fonden, Fjarde Ap-Fonden, Pensionskassernes Administration A/S.(Entwistle, Andrew) (Entered: 01/07/2008) 01/07/2008 15 MEMORANDUM OF LAW in Support re: 14 MOTION Preserve Documents and Other Evidence.. Document filed by Public Employees' Retirement Association of Colorado, Tennessee Consolidated Retirement System, Sjunde Ap-Fonden, Fjarde Ap- Fonden, Pensionskassernes Administration A/S. (Entwistle, Andrew) (Entered: 01/07/2008) 01/07/2008 16 AFFIDAVIT of Ira M. Press in Support re: 13 MOTION to Appoint ATD Group to serve as lead plaintiff(s). MOTION to Appoint Counsel. MOTION to Consolidate Cases 1:07-cv-9901, 1:07-cv-10258. MOTION to Appoint ATD Group to serve as lead plaintiff(s).. Document filed by Edward Altman, Elaine Altman, Jonathan Butler, M. David Diamond, David Whitcomb, Henrietta Whitcomb, ATD Group. (Attachments: # 1 Exhibit A, # 2 Exhibit B, # 3 Exhibit C, # 4 Exhibit D, # 5 Exhibit E, # 6 Exhibit F)(Press, Ira) (Entered: 01/07/2008) 01/07/2008 17 MOTION An Order Partially Lifting The Private Securities Litigation Reform Act Discovery Stay. Document filed by Public Employees' Retirement Association of Colorado, Tennessee Consolidated Retirement System, Sjunde Ap-Fonden, Fjarde Ap- Fonden, Pensionskassernes Administration A/S.(Entwistle, Andrew) (Entered: 01/07/2008) 01/07/2008 18 MEMORANDUM OF LAW in Support re: 17 MOTION An Order Partially Lifting The Private Securities Litigation Reform Act Discovery Stay.. Document filed by Public Employees' Retirement Association of Colorado, Tennessee Consolidated Retirement System, Sjunde Ap-Fonden, Fjarde Ap-Fonden, Pensionskassernes Administration A/S. (Entwistle, Andrew) (Entered: 01/07/2008) 01/07/2008 19 DECLARATION of Andrew J. Entwistle in Support re: 17 MOTION An Order

Partially Lifting The Private Securities Litigation Reform Act Discovery Stay.. Document filed by Public Employees' Retirement Association of Colorado, Tennessee Consolidated Retirement System, Sjunde Ap-Fonden, Fjarde Ap-Fonden, Pensionskassernes Administration A/S. (Attachments: # 1 Exhibit A, # 2 Exhibit B, # 3 Exhibit C, # 4 Exhibit D, # 5 Exhibit E)(Entwistle, Andrew) (Entered: 01/07/2008) 01/07/2008 20 MEMORANDUM OF LAW in Support re: 13 MOTION to Appoint ATD Group to serve as lead plaintiff(s). MOTION to Appoint Counsel. MOTION to Consolidate Cases 1:07-cv-9901, 1:07-cv-10258. MOTION to Appoint ATD Group to serve as lead plaintiff(s).. Document filed by Edward Altman, Elaine Altman, Jonathan Butler, M. David Diamond, David Whitcomb, Henrietta Whitcomb, ATD Group. (Press, Ira) (Entered: 01/07/2008) 01/07/2008 21 AFFIDAVIT OF SERVICE. Document filed by Edward Altman, Elaine Altman, Jonathan Butler, M. David Diamond, David Whitcomb, Henrietta Whitcomb, ATD Group. (Press, Ira) (Entered: 01/07/2008) 01/07/2008 22 MOTION to Appoint U.S. PUBLIC FUND GROUP to serve as lead plaintiff(s). Document filed by State Teachers Retirement System of Ohio, Division of Investment of the Treasury of the State of New Jersey, State Universities Retirement System of Illinois.(Silk, Gerald) (Entered: 01/07/2008) 01/07/2008 23 MEMORANDUM OF LAW in Support re: 22 MOTION to Appoint U.S. PUBLIC FUND GROUP to serve as lead plaintiff(s). MOTION to Appoint U.S. PUBLIC FUND GROUP to serve as lead plaintiff(s).. Document filed by State Teachers Retirement System of Ohio, Division of Investment of the Treasury of the State of New Jersey, State Universities Retirement System of Illinois. (Silk, Gerald) (Entered: 01/07/2008)

01/07/2008 24 DECLARATION of Gerald H. Silk in Support re: 22 MOTION to Appoint U.S. PUBLIC FUND GROUP to serve as lead plaintiff(s). MOTION to Appoint U.S. PUBLIC FUND GROUP to serve as lead plaintiff(s).. Document filed by State Teachers Retirement System of Ohio, Division of Investment of the Treasury of the State of New Jersey, State Universities Retirement System of Illinois. (Attachments: # 1 Exhibit a, # 2 Exhibit b, # 3 Exhibit C, # 4 Exhibit D, # 5 Exhibit E, # 6 Exhibit F, # 7 Exhibit G, # 8 Exhibit H, # 9 Exhibit I, # 10 Exhibit J, # 11 Exhibit K)(Silk, Gerald) (Entered: 01/07/2008) 01/07/2008 25 CERTIFICATE OF SERVICE. Document filed by State Teachers Retirement System I of Ohio, Division of Investment of the Treasury of the State of New Jersey, State Universities Retirement System of Illinois. (Silk, Gerald) (Entered: 01/07/2008) 01/14/2008 26 DECLARATION of Andrew J. Entwistle in Support re: 10 MOTION to Consolidate Cases 07-10258 07-09901 . MOTION to Appoint Public Employees' Retirement Association of Colorado, Tennessee Consolidated Retirement System, Sjunde AP- Fonden, Fjarde AP-Fonden, pensionskassernes Administration A/S to serve as lead plaintiff(s). MOTION to Appoint Counsel Entwistle & Cappucci LLP and Schiffrin Barroway Topaz and Kessler, LLP . MOTION to Appoint Public Employees' Retirement Association of Colorado, Tennessee Consolidated Retirement System, Sjunde AP-Fonden, Fjarde AP-Fonden, pensionskassernes Administration A/S to serve as lead plaintiff(s).. Document filed by Public Employees' Retirement Association of Colorado, Tennessee Consolidated Retirement System, Sjunde Ap- Fonden, Fjarde Ap-Fonden, Pensionskassernes Administration A/S. (Entwistle, Andrew) (Entered: 01/14/2008) 01/18/2008 27 NOTICE of Withdrawal of New Jersey Division of Investment from the U.S. Public Fund Group re: 24 Declaration in Support of Motion,, 25 Certificate of Service Other, 23 Memorandum of Law in Support of Motion, 22 MOTION to Appoint U.S. PUBLIC FUND GROUP to serve as lead plaintiff(s). MOTION to Appoint U.S. PUBLIC FUND GROUP to serve as lead plaintiff(s).. Document filed by Division of Investment of the Treasury of the State of New Jersey. (Davidoff, ) (Entered: 01/18/2008) 01/22/2008 29 ORDER: Four motions are currently pending to consolidate [the listed] actions (see order), appoint lead plaintiffs, and approve selection of counsel. Any opposition to these motions are due by 1/28/2008. Oral Argument on the motions will be held on 2/8/2008 at 02:00 PM before Judge Sidney H. Stein. The parties shall provide the Court with courtesy copies of all motion papers at the same time they are served on opposing counsel. (Signed by Judge Sidney H. Stein on 1/22/2008) (jar) (jar). (Entered: 01/22/2008) 01/24/2008 28 NOTICE OF APPEARANCE by Jeffrey Craig Block on behalf of State Teachers Retirement System of Ohio, Division of Investment of the Treasury of the State of New Jersey, State Universities Retirement System of Illinois (Block, Jeffrey) (Entered: 01/24/2008) 01/28/2008 30 MEMO ENDORSEMENT re: NOTICE OF MOTION of The Ohio State Teachers Retirement System and the Attorney General of the State of Ohio to Disqualify Counsel. ENDORSEMENT: + ORDER SETTING A RETURN DATE. On 2/5/08 at 2:00 p.m. before Judge Sidney H. Stein in courtroom 23A, 500 Pearl Street, New York, New York 10007. The Ohio State Teachers Retirement System and the Attorney General of the State of Ohio will move for entry of an Order disqualifying Schiffrin Barroway Topaz & Kessler LLP and Entwistle & Cappucci LLP from representing Global Pension Funds. Answering papers due 1/31/08. Reply papers due 2/5/08. The Dann and Neville affidavits and the memorandum of law will be filed under seal. (Responses due by 1/31/2008. Replies due by 2/5/2008. Oral Argument set for 2/8/2008 at 02:00 PM in Courtroom 23A, 500 Pearl Street, New York, NY 10007 before Judge Sidney H. Stein.) (Signed by Judge Sidney H. Stein on 1/25/08) (db) (Entered: 01/28/2008) 01/28/2008 32 AFFIDAVIT of ROGER W. KIRBY in Opposition re: 10 MOTION to Consolidate Cases 07-10258 07-09901 . MOTION to Appoint Public Employees' Retirement Association of Colorado, Tennessee Consolidated Retirement System, Sjunde AP- Fonden, Fjarde AP-Fonden, pensionskassernes Administration A/S to serve as lead plaintiff(s). MOTION to Appoint Counsel Entwistle & Cappucci LLP and Schiffrin Barroway Topaz and Kessler, LLP . MOTION to Appoint Public Employees' Retirement Association of Colorado, Tennessee Consolidated Retirement System, Sjunde AP-Fonden, Fjarde AP-Fonden, pensionskassernes Administration A/S to serve as lead plaintiff(s)., 22 MOTION to Appoint U.S. PUBLIC FUND GROUP to serve as lead plaintiff(s). MOTION to Appoint U.S. PUBLIC FUND GROUP to serve as lead plaintiff(s)., 5 MOTION to Appoint David Garden to serve as lead plaintiff(s)., 6 MOTION to Appoint Counsel.. Document filed by ATD Group. (Attachments: # 1 Exhibit A, # 2 Exhibit B, # 3 Exhibit C, # 4 Exhibit D, # 5 Exhibit E, # 6 Exhibit F, # 7 Exhibit G, # 8 Exhibit H, # 9 Exhibit I, # 10 Exhibit J, # 11 Exhibit K, # 12 Exhibit L)(Kirby, Roger) (Entered: 01/28/2008) 01/28/2008 33 MEMORANDUM OF LAW in Opposition re: 10 MOTION to Consolidate Cases 07- 10258 07-09901 . MOTION to Appoint Public Employees' Retirement Association of Colorado, Tennessee Consolidated Retirement System, Sjunde AP-Fonden, Fjarde AP-Fonden, pensionskassernes Administration A/S to serve as lead plaintiff(s). MOTION to Appoint Counsel Entwistle & Cappucci LLP and Schiffrin Barroway Topaz and Kessler, LLP . MOTION to Appoint Public Employees' Retirement Association of Colorado, Tennessee Consolidated Retirement System, Sjunde AP- Fonden, Fjarde AP-Fonden, pensionskassernes Administration A/S to serve as lead plaintiff(s)., 22 MOTION to Appoint U.S. PUBLIC FUND GROUP to serve as lead plaintiff(s). MOTION to Appoint U.S. PUBLIC FUND GROUP to serve as lead plaintiff(s)., 6 MOTION to Appoint Counsel., 5 MOTION to Appoint David Garden to serve as lead plaintiff(s).. Document filed by ATD Group. (Kirby, Roger) (Entered: 01/28/2008) 01/28/2008 34 MEMORANDUM OF LAW in Support re: 22 MOTION to Appoint U.S. PUBLIC I FUND GROUP to serve as lead plaintiff(s). MOTION to Appoint U.S. PUBLIC FUND GROUP to serve as lead plaintiff(s).. Document filed by State Teachers Retirement System of Ohio, State Universities Retirement System of Illinois. (Silk, Gerald) (Entered: 01/28/2008) 01/28/2008 35 DECLARATION of Andrew J. Entwistle in Opposition re: 22 MOTION to Appoint U.S. PUBLIC FUND GROUP to serve as lead plaintiff(s). MOTION to Appoint U.S. PUBLIC FUND GROUP to serve as lead plaintiff(s)., 5 MOTION to Appoint David Garden to serve as lead plaintiff(s)., 13 MOTION to Appoint ATD Group to serve as lead plaintiff(s). MOTION to Appoint Counsel. MOTION to Consolidate Cases 1:07- cv-9901, 1:07-cv-10258. MOTION to Appoint ATD Group to serve as lead plaintiff(s)., 6 MOTION to Appoint Counsel.. Document filed by Public Employees' Retirement Association of Colorado, Tennessee Consolidated Retirement System, Sjunde Ap-Fonden, Fjarde Ap-Fonden, Pensionskassernes Administration A/S. (Attachments: # 1 Exhibit 1, # 2 Exhibit 2, # 3 Exhibit 3, # 4 Exhibit 4, # 5 Exhibit 5, # 6 Exhibit 6, # 7 Exhibit 7, # 8 Exhibit 8, # 9 Exhibit 9, # 10 Exhibit 10, # 11 Exhibit 11, # 12 Exhibit 12, # 13 Exhibit 13, # 14 Exhibit 14, # 15 Exhibit 15, # 16 Exhibit 16, # 17 Exhibit 17, # 18 Exhibit 18)(Entwistle, Andrew) (Entered: 01/28/2008) 01/28/2008 36 MEMORANDUM OF LAW in Opposition re: 22 MOTION to Appoint U.S. PUBLIC FUND GROUP to serve as lead plaintiff(s). MOTION to Appoint U.S. PUBLIC FUND GROUP to serve as lead plaintiff(s)., 13 MOTION to Appoint ATD Group to serve as lead plaintiff(s). MOTION to Appoint Counsel. MOTION to Consolidate Cases 1:07-cv-9901, 1:07-cv-10258. MOTION to Appoint ATD Group to serve as lead plaintiff(s)., 6 MOTION to Appoint Counsel., 5 MOTION to Appoint David Garden to serve as lead plaintiff(s).. Document filed by Public Employees' Retirement Association of Colorado, Tennessee Consolidated Retirement System, Sjunde Ap- Fonden, Fjarde Ap-Fonden, Pensionskassernes Administration A/S. (Entwistle, Andrew) (Entered: 01/28/2008) 01/28/2008 37 DECLARATION of Gerald H. Silk in Support re: 22 MOTION to Appoint U.S. PUBLIC FUND GROUP to serve as lead plaintiff(s). MOTION to Appoint U.S. PUBLIC FUND GROUP to serve as lead plaintiff(s).. Document filed by State Teachers Retirement System of Ohio, State Universities Retirement System of Illinois. (Attachments: # 1 Exhibit A, # 2 Exhibit B, # 3 Exhibit C, # 4 Exhibit D, # 5 Exhibit E, # 6 Exhibit F, # 7 Exhibit G, # 8 Exhibit H, # 9 Exhibit I)(Silk, Gerald) (Entered: 01/28/2008) 01/28/2008 38 CERTIFICATE OF SERVICE. Document filed by State Teachers Retirement System of Ohio, State Universities Retirement System of Illinois. (Silk, Gerald) (Entered: 01/28/2008) 01/29/2008 39 DECLARATION of Professor Bruce A. Green IN SUPPORT OF THE MOTION OF THE OHIO STATE TEACHERS RETIREMENT SYSTEM FOR DISQUALIFICATION OF COUNSEL . Document filed by State Teachers Retirement System of Ohio. (Attachments: # 1 Green Declaration, pt. 2, # 2 Green Declaration, pt. 3, # 3 Green Declaration, pt. 4, # 4 Green Declaration, pt. 5)(Silk, Gerald) (Entered: 01/29/2008) 02/05/2008 40 ENDORSED LETTER addressed to Judge Sidney H. Stein from Ira Press dated 1/29/08 re: Counsel for ATD Group, proposed lead plaintiffs raise a scheduling issue at this time re: the scheduled oral argument on competing lead plaintiffs motions for 2/8/08 at 2:00 pm. Due to religious observances counsel is unable to attend the hearing on the afternoon of 2/8/08 or any hearing that begins after 12:30pm on a Friday afternoon this time of year. ENDORSEMENT: Due to Mr. Press' religious observation, the oral argument of the motions for consolidation of the action and appointment of lead plaintiffs and counsel is adjourned to Feb. 13 at 4:00 pm. The motion by Ohio to disqualify counsel shall be adjourned to Feb. 8 at 2pm. (Oral Argument set for 2/8/2008 at 02:00 PM before Judge Sidney H. Stein. Oral Argument set for 2/13/2008 at 04:00 PM before Judge Sidney H. Stein.) (Signed by Judge Sidney H. Stein on 2/4/08) (tro) (Entered: 02/05/2008) 02/05/2008 41 MOTION to Strike Document No. [37 (Exhibit B)] The Declaration of the Honorable Marc Dann and William J. Neville. Document filed by Public Employees' Retirement Association of Colorado, Tennessee Consolidated Retirement System, Sjunde Ap- Fonden, Fjarde Ap-Fonden, Pensionskassernes Administration A/S.(Entwistle, Andrew) (Entered: 02/05/2008) 02/07/2008 42 NOTICE of Withdrawal. Document filed by David Garden. (Weiss, Joseph) (Entered: I 02/07/2008) 02/07/2008 43 REPLY MEMORANDUM OF LAW in Support re: 13 MOTION to Appoint ATD Group to serve as lead plaintiff(s). MOTION to Appoint Counsel. MOTION to Consolidate Cases 1:07-cv-9901, 1:07-cv-10258. MOTION to Appoint ATD Group to serve as lead plaintiff(s).. Document filed by Jonathan Butler, M. David Diamond, David Whitcomb, Henrietta Whitcomb, ATD Group. (Press, Ira) (Entered: 02/07/2008) 02/07/2008 44 REPLY AFFIDAVIT of Peter S. Linden in Support re: 13 MOTION to Appoint ATD Group to serve as lead plaintiff(s). MOTION to Appoint Counsel. MOTION to Consolidate Cases 1:07-cv-9901, 1:07-cv-10258. MOTION to Appoint ATD Group to serve as lead plaintiff(s).. Document filed by Jonathan Butler, M. David Diamond, David Whitcomb, Henrietta Whitcomb, ATD Group. (Press, Ira) (Entered: 02/07/2008)

02/07/2008 45 REPLY AFFIDAVIT of Peter S. Linden in Support re: 13 MOTION to Appoint ATD Group to serve as lead plaintiff(s). MOTION to Appoint Counsel. MOTION to Consolidate Cases 1:07-cv-9901, 1:07-cv-10258. MOTION to Appoint ATD Group to serve as lead plaintiff(s).. Document filed by Jonathan Butler, M. David Diamond, David Whitcomb, Henrietta Whitcomb, ATD Group. (Attachments: # 1 Exhibit A, # 2 Exhibit B, # 3 Exhibit C, # 4 Exhibit D, # 5 Exhibit E, # 6 Exhibit F, # 7 Exhibit G, # 8 Exhibit H)(Press, Ira) (Entered: 02/07/2008) 02/07/2008 46 REPLY MEMORANDUM OF LAW in Support re: 22 MOTION to Appoint U.S. PUBLIC FUND GROUP to serve as lead plaintiff(s). MOTION to Appoint U.S. PUBLIC FUND GROUP to serve as lead plaintiff(s).. Document filed by State Teachers Retirement System of Ohio, State Universities Retirement System of Illinois. (Attachments: # 1 Exhibit A)(Silk, Gerald) (Entered: 02/07/2008) 02/07/2008 47 CERTIFICATE OF SERVICE. Document filed by State Teachers Retirement System of Ohio, State Universities Retirement System of Illinois. (Silk, Gerald) (Entered: 02/07/2008) 02/07/2008 48 FILING ERROR - DEFICIENT DOCKET ENTRY - (SEE DOCUMENT # 53) - REPLY MEMORANDUM OF LAW in Support re: 10 MOTION to Consolidate Cases 07-10258 07-09901 . MOTION to Appoint Public Employees' Retirement Association of Colorado, Tennessee Consolidated Retirement System, Sjunde AP- Fonden, Fjarde AP-Fonden, pensionskassernes Administration A/S to serve as lead plaintiff(s). MOTION to Appoint Counsel Entwistle & Cappucci LLP and Schiffrin Barroway Topaz and Kessler, LLP . MOTION to Appoint Public Employees' Retirement Association of Colorado, Tennessee Consolidated Retirement System, Sjunde AP-Fonden, Fjarde AP-Fonden, pensionskassernes Administration A/S to serve as lead plaintiff(s).. Document filed by Public Employees' Retirement Association of Colorado, Tennessee Consolidated Retirement System, Sjunde Ap- Fonden, Fjarde Ap-Fonden, Pensionskassernes Administration A/S. (Entwistle, Andrew) Modified on 2/14/2008 (gf). (Entered: 02/07/2008)

02/07/2008 49 DECLARATION of Andrew J. Entwistle in Support re: 10 MOTION to Consolidate Cases 07-10258 07-09901 . MOTION to Appoint Public Employees' Retirement Association of Colorado, Tennessee Consolidated Retirement System, Sjunde AP- Fonden, Fjarde AP-Fonden, pensionskassernes Administration A/S to serve as lead plaintiff(s). MOTION to Appoint Counsel Entwistle & Cappucci LLP and Schiffrin Barroway Topaz and Kessler, LLP . MOTION to Appoint Public Employees' Retirement Association of Colorado, Tennessee Consolidated Retirement System, Sjunde AP-Fonden, Fjarde AP-Fonden, pensionskassernes Administration A/S to serve as lead plaintiff(s).. Document filed by Public Employees' Retirement Association of Colorado, Tennessee Consolidated Retirement System, Sjunde Ap- Fonden, Fjarde Ap-Fonden, Pensionskassernes Administration A/S. (Attachments: # 1 Exhibit 1, # 2 Exhibit 2, # 3 Exhibit 3, # 4 Exhibit 4, # 5 Exhibit 5, # 6 Exhibit 6, # 7 Exhibit 7, # 8 Exhibit 8, # 9 Exhibit 9, # 10 Exhibit 10)(Entwistle, Andrew) (Entered: 02/07/2008)

02/07/2008 50 MEMORANDUM OF LAW in Opposition re: 41 MOTION to Strike Document No. [37 (Exhibit B)] The Declaration of the Honorable Marc Dann and William J. Neville . MOTION to Strike Document No. [37 (Exhibit B)] The Declaration of the Honorable Marc Dann and William J. Neville.. Document filed by State Teachers Retirement System of Ohio. (Silk, Gerald) (Entered: 02/07/2008) 02/07/2008 51 CERTIFICATE OF SERVICE. Document filed by State Teachers Retirement System of Ohio. (Silk, Gerald) (Entered: 02/07/2008) 02/13/2008 53 REPLY MEMORANDUM OF LAW in Support re: 10 MOTION to Consolidate Cases 07-10258 07-09901 . MOTION to Appoint Public Employees' Retirement Association of Colorado, Tennessee Consolidated Retirement System, Sjunde AP- Fonden, Fjarde AP-Fonden, pensionskassernes Administration A/S to serve as lead plaintiff(s). MOTION to Appoint Counsel Entwistle & Cappucci LLP and Schiffrin Barroway Topaz and Kessler, LLP . MOTION to Appoint Public Employees' Retirement Association of Colorado, Tennessee Consolidated Retirement System, Sjunde AP-Fonden, Fjarde AP-Fonden, pensionskassernes Administration A/S to serve as lead plaintiff(s). CORRECTED . Document filed by Public Employees' Retirement Association of Colorado, Tennessee Consolidated Retirement System, Sjunde Ap-Fonden, Fjarde Ap-Fonden, Pensionskassernes Administration A/S. (Entwistle, Andrew) (Entered: 02/13/2008) 02/15/2008 54 MOTION for Anne F. O'Berry and Michael J. Pucillo to Appear Pro Hac Vice. Document filed by U.S. Public Fund Group.(jmi) Modified on 2/15/2008 (jmi). (Entered: 02/15/2008) 02/19/2008 55 ORDER ADMITTING COUNSEL PRO HAC VICE granting 54 Motion for Michael J. Pucillo to Appear Pro Hac Vice. Michael J. Pucillo is admitted pro hac vice in the above captioned actions. (Signed by Judge Sidney H. Stein on 2/19/08) (tro) (Entered: 02/19/2008) 02/19/2008 Transmission to Attorney Admissions Clerk. Transmitted re: 55 Order on Motion to Appear Pro Hac Vice, to the Attorney Admissions Clerk for updating of Attorney Information. (tro) (Entered: 02/19/2008) 02/25/2008 56 TRANSCRIPT of proceedings held on 2/8/08 before Judge Sidney H. Stein. (jbe) (Entered: 02/25/2008) 02/26/2008 CASHIERS OFFICE REMARK on 55 Order on Motion to Appear Pro Hac Vice in the amount of $25.00, paid on 02/11/2008, Receipt Number 640969. (jd) (Entered: 02/26/2008) 07/15/2008 57 NOTICE OF WITHDRAWAL withdrawing 5 Motion to Appoint ; withdrawing 6 Motion to Appoint Counsel. David Garden, through his counsel, hereby withdraws his motion for lead plaintiff and appointment of lead counsel. ENDORSEMENT: [Motions 5 & 6 in 07 Civ 9901] [Motions 12 & 13 in 07 Civ. 10258]. SO ORDERED. (Signed by Judge Sidney H. Stein on 7/15/08) (tro) (Entered: 07/15/2008) 08/15/2008 58 ORDER: It is hereby ordered that there will be a pretrial conference in these actions on Tuesday, August 19, 2008, at 10:00 a.m. for the Court to render its decision on the pending motions to consolidate, for lead plaintiff, and for lead counsel. Counsel who wish to appear by phone may do so by jointly arranging a conference call to 212-805- 0087 on that date and time. so Ordered. (Signed by Judge Sidney H. Stein on 8/15/08) (js) (Entered: 08/15/2008) 08/19/2008 59 ORDER granting (13) Motion to Appoint ; granting (13) Motion to Appoint Counsel ; granting (13) Motion to Consolidate Cases 1:07-cv-9901 (as Lead Case) with 1:07-cv- 10258, 1:08-cv-135, 1:08-cv-136 in case 1:07-cv-09901-SHS. These actions shall be consolidated for all purposes. All future documents shall be filed via ECF in the consolidated action and bear the following caption: In Re: Citigroup Inc. Securities Litigation. The ATD Group is appointed as interim lead plaintiff. The law firm of Kirby McInerney LLP is appointed as interim lead counsel. The following motions are terminated: Case No. 07-cv-9901- 4, 10, 13, 14, 17, 22, 41; 07-cv-10258- 11, 16, 19, 21; 08-cv-135- 3, 6, 8. (Signed by Judge Sidney H. Stein on 8/19/08) Filed In Associated Cases: 1:07-cv-09901-SHS, 1:07-cv-10258-SHS, 1:08-cv-00135-SHS, 1:08-cv-00136-SHS(tro) (Entered: 08/19/2008) 09/03/2008 60 MOTION for Reconsideration NOTICE OF THE PUBLIC EMPLOYEES' RETIREMENT ASSOCIATION OF COLORADO AND THE TENNESSEE CONSOLIDATED RETIREMENT SYSTEM'S MOTION FOR RECONSIDERATION OF THE COURT'S ORDER APPOINTING INTERIM LEAD PLAINTIFF . Document filed by Public Employees' Retirement Association of Colorado, Tennessee Consolidated Retirement System.(Entwistle, Andrew) (Entered: 09/03/2008) 09/03/2008 61 MEMORANDUM OF LAW in Support re: 60 MOTION for Reconsideration NOTICE OF THE PUBLIC EMPLOYEES' RETIREMENT ASSOCIATION OF COLORADO AND THE TENNESSEE CONSOLIDATED RETIREMENT SYSTEM'S MOTION FOR RECONSIDERATION OF THE COURT'S ORDER APPOINTING INTERIM LEAD PLAINTIFF.. Document filed by Public Employees' Retirement Association of Colorado, Tennessee Consolidated Retirement System. (Entwistle, Andrew) (Entered: 09/03/2008) 09/04/2008 62 TRANSCRIPT of proceedings held on 8/19/08 before Judge Sidney H. Stein. (ama) (Entered: 09/04/2008) 09/18/2008 63 ENDORSED LETTER addressed to Judge Sidney H. Stein from Ira Press dated 9/17/08 re: Request that ATD Group's opposition to the motion is due 9/22/08. ENDORSEMENT: So ordered. ( Response due by 9/22/2008) (Signed by Judge Sidney H. Stein on 9/18/08) (cd) Modified on 9/24/2008 (cd). (Entered: 09/18/2008) 09/22/2008 64 REPLY MEMORANDUM OF LAW in Opposition re: 60 MOTION for Reconsideration NOTICE OF THE PUBLIC EMPLOYEES' RETIREMENT ASSOCIATION OF COLORADO AND THE TENNESSEE CONSOLIDATED RETIREMENT SYSTEM'S MOTION FOR RECONSIDERATION OF THE COURT'S ORDER APPOINTING INTERIM LEAD PLAINTIFF .. Document filed by ATD Group. (Attachments: # 1 Exhibit 1, # 2 Exhibit 2, # 3 Exhibit 3)(Press, Ira) (Entered: 09/22/2008) 09/24/2008 65 CASE MANAGEMENT ORDER NO. 1: The consolidated case shall be referred to collectively as In re Citigroup Inc. Securities Litigation, Master File No. 07-Civ-9901. The Clerk of the Court shall maintain a master docket and master file in the Consolidated Action, including subsequently consolidated actions, under Civil Action No. 07-cv-9901 (SHS). The Consolidated Complaint shall be filed within forty five (45) days of the date of the filing of this Order and shall be the operative complaint and shall supersede all complaints filed in any of the actions consolidated herein. Defendants shall answer, move or otherwise respond to the Consolidated Complaint, within forty five (45) days of its service. Plaintiffs shall file and serve their opposition papers to any motion(s) to dismiss by defendants within forty five (45) days of the service of the defendants motion(s). Defendants shall file and serve their reply brief(s) to plaintiffs' opposition papers within twenty (20) days of their service. (Signed by Judge Sidney H. Stein on 9/23/2008) (tve) (Entered: 09/24/2008)

10/02/2008 66 REPLY MEMORANDUM OF LAW in Support re: 60 MOTION for Reconsideration NOTICE OF THE PUBLIC EMPLOYEES' RETIREMENT ASSOCIATION OF COLORADO AND THE TENNESSEE CONSOLIDATED RETIREMENT SYSTEM'S MOTION FOR RECONSIDERATION OF THE COURT'S ORDER APPOINTING INTERIM LEAD PLAINTIFF .. Document filed by Public Employees' Retirement Association of Colorado, Tennessee Consolidated Retirement System. (Entwistle, Andrew) (Entered: 10/02/2008)

10/20/2008 67 ENDORSED LETTER addressed to Judge Sidney H. Stein from Lewis R. Clayton dated 10/10/2008 re: On On behalf of defendants in the above-captioned actions, we write to, request that the Court set a common deadline of December 26, 2008, for defendants to file their motions to dismiss in each of these action. ENDORSEMENT: Request denied. So ordered. (Signed by Judge Sidney H. Stein on 10/18/2008) (jmi) (Entered: 10/21/2008) 10/20/2008 Set/Reset Deadlines: Motions due by 12/26/2008. (jmi) (Entered: 10/28/2008) 11/05/2008 68 STIPULATION EXTENDING TIME FOR PLAINTIFFS TO FILE CONSOLIDATED CLASS ACTION COMPLAINT AND FOR DEFENDANTS TO RESPOND: That Plaintiffs' time to file their Complaint shall be extended to and including December 1, 2008. Defendants' time to answer, move against, or otherwise respond to the Complaint shall be extended to and including 1/16/08; plaintiffs time to respond to any motion is extended until 3/2/09; reply is due 3/23/09. (Motions due by 1/16/2009. Replies due by 3/23/2009. Responses due by 3/2/2009) (Signed by Judge Sidney H. Stein on 11/5/08) Filed In Associated Cases: 1:07-cv-09901-SHS, 1:07-cv- 10258-SHS, 1:08-cv-00135-SHS, 1:08-cv-00136-SHS(db) (Entered: 11/05/2008)

12/01/2008 69 CONSOLIDATED CLASS ACTION AMENDED COMPLAINT amending 1 Complaint, against Todd S. Thomson, Thomas G. Maheras, Michael Stuart Klein, David C. Bushnell, John C. Gerspach, Sallie L. Krawcheck, Gary L. Crittenden, Robert Druskin, Steven J. Freiberg, Lewis B. Kaden, Citigroup Inc., Charles O. Prince, Robert E. Rubin, Stephen R. Volk. Document filed by John A. Baden, Warren Pinchuk, Anthony Sedutto, Edward Claus, Carol Weil, ATD Group. Related document: 1 Complaint, filed by Tillie Saltzman.(dle) (jfe). (Entered: 12/04/2008) 12/30/2008 70 NOTICE of Notice of Change of Firm Name and Office Address. Document filed by State Universities Retirement System of Illinois. (Block, Jeffrey) (Entered: 12/30/2008)

01/07/2009 71 STIPULATION EXTENDING TIME FOR DEFENDANTS' RESPONSE TO THE CONSOLIDATED CLASS ACTION COMPLAINT: Defendants' time to answer, move against, or otherwise respond to the Complaint shall be extended to and including February 12, 2009. Plaintiffs' time to oppose any motion shall be extended to April 12, 2009. Any reply shall be extended to and including April 23, 2009. Sallie L. Krawcheck answer due 2/12/2009; Gary L. Crittenden answer due 2/12/2009; Robert Druskin answer due 2/12/2009; C. Michael Armstrong answer due 2/12/2009; Alain J.P. Belda answer due 2/12/2009; George David answer due 2/12/2009; Kenneth T. Derr answer due 2/12/2009; John M. Deutch answer due 2/12/2009; Roberto Hernandez Ramirez answer due 2/12/2009; Ann Dibble Jordan answer due 2/12/2009; Klaus Kleinfeld answer due 2/12/2009; Andrew N. Liveris answer due 2/12/2009; Dudley C. Mecum answer due 2/12/2009; Anne M. Mulcahy answer due 2/12/2009; Richard D. Parsons answer due 2/12/2009; Judith Rodin answer due 2/12/2009; Robert E. Rubin answer due 2/12/2009; Robert L. Ryan answer due 2/12/2009; Franklin A. Thomas answer due 2/12/2009; Winfried Bischoff answer due 2/12/2009; William R. Rhodes answer due 2/12/2009; Steven J. Freiberg answer due 2/12/2009; Michael S. Helfer answer due 2/12/2009; Lewis B. Kaden answer due 2/12/2009; Todd S. Thomson answer due 2/12/2009; Thomas G. Maheras answer due 2/12/2009; Michael Stuart Klein answer due 2/12/2009; David C. Bushnell answer due 2/12/2009; John C. Gerspach answer due 2/12/2009; Citigroup Inc. answer due 2/12/2009; Charles O. Prince answer due 2/12/2009; Stephen R. Volk answer due 2/12/2009; Richard D Parsons answer due 2/12/2009; CitiGroup Inc. answer due 2/12/2009; answer due 2/12/2009; Sallie Krawcheck answer due 2/12/2009; Michael Klein answer due 2/12/2009; CitiGroup, Inc. answer due 2/12/2009; answer due 2/12/2009; Robert Druskin answer due 2/12/2009; KPMG LLP answer due 2/12/2009; KPMG, LLP answer due 2/12/2009. (Motions due by 2/12/2009. Replies due by 4/23/2009. Responses due by 4/12/2009) (Signed by Judge Sidney H. Stein on 1/7/09) Filed In Associated Cases: 1:07-cv-09901-SHS, 1:07-cv-10258-SHS, 1:08-cv- 00135-SHS, 1:08-cv-00136-SHS(db) (Entered: 01/07/2009) 01/09/2009 72 NOTICE of Errata To Plaintiffs' Consolidated Class Action Complaint. Document filed by ATD Group. Filed In Associated Cases: 1:07-cv-09901-SHS, 1:07-cv-10258- SHS, 1:08-cv-00135-SHS, 1:08-cv-00136-SHS(Press, Ira) (Entered: 01/09/2009) 02/06/2009 73 STIPULATION PERMITTING FILING OF AMENDED CONSOLIDATED CLASS ACTION COMPLAINT AND EXTENDING DEADLINE: IT IS HEREBY STIPULATED AND AGREED as follows by and among the undersigned counsel for the parties: The Securities Plaintiff shall be permitted to file an Amended Consolidated Class Action Complaint in the Citigroup Securities Litigation to account for "recent events": Feb. 20, 2009. Defendant shall have until Mar. 13, 2009 to answer, move against, or otherwise respond to the Amended Securities Complaint; the Securities Plaintiffs shall have until Apr. 24, 2009 to oppose any such motion against the Amended Securities Complaint; and Defendants shall have until May 13, 2009 to submit a reply on any such motion. The Defendants' time to answer, move against or otherwise respond to the Amended Bond Complaint in the Citigroup Bond Litigation shall be extended from February 16, 2009 to March 13, 2009. The Plaintiffs in the Citigroup Bond Litigation (the "Bond Plaintiffs") shall have until Apr. 24, 2009 to oppose any motion against the Amended Bond Complaint, and Defendants shall have until May 13, 2009 to reply on such motion. IT IS FURTHER STIPULATED AND AGREED that nothing herein shallbe deemed to constitute a waiver of any defenses in these actions. Defendants reserve allarguments and defenses in these actions. (Signed by Judge Sidney H. Stein on 2/6/2009) (jfe) Modified on 2/24/2009 (jfe). (Entered: 02/09/2009) 02/24/2009 74 AMENDED CONSOLIDATED CLASS ACTION AMENDED COMPLAINT amending 69 Amended Complaint,, against Sallie L. Krawcheck, Gary L. Crittenden, Robert Druskin, Robert E. Rubin, Steven J. Freiberg, Lewis B. Kaden, Todd S. Thomson, Thomas G. Maheras, Michael Stuart Klein, David C. Bushnell, John C. Gerspach, Citigroup Inc., Charles O. Prince, Stephen R. Volk.Document filed by John A. Baden, Warren Pinchuk, Anthony Sedutto, Edward Claus, Carol Weil, Jonathan Butler, M. David Diamond, David Whitcomb, Henrietta Whitcomb, ATD Group. Related document: 69 Amended Complaint,, filed by Carol Weil, Edward Claus, ATD Group, Anthony Sedutto, Warren Pinchuk, John A. Baden.(dle) (Entered: 02/24/2009)

03/12/2009 75 ENDORSED LETTER addressed to Judge Sidney H. Stein from Susanna M. Buergel dated 3/10/09 re: Counsel requests leave to file a brief not to exceed 75 pages In re Citigroup Inc. Securities Litigation. Plaintiffs consent to this page extension, subject to defendants consent to a similar page extension for plaintiffs opposition brief to defendants motion to dismiss. Counsel also requests leave of the Court to file a brief not to exceed 70 pages in In re Citigroup Inc Bond Litigation. ENDORSEMENT: So

- ordered. (Signed by Judge Sidney H. Stein on 3/11/09) (mme) (Entered: 03/12/2009) 03/13/2009 76 MOTION to Dismiss the Amended Consolidated Class Action Complaint . Document filed by Vikram Pandit, Sallie L. Krawcheck, Gary L. Crittenden, Robert Druskin, Steven J. Freiberg, Lewis B. Kaden, Todd S. Thomson, Thomas G. Maheras, Michael Stuart Klein, David C. Bushnell, John C. Gerspach, Citigroup Inc., Charles O. Prince, Robert E. Rubin, Stephen R. Volk.(Rosen, Richard) (Entered: 03/13/2009)

03/13/2009 77 MEMORANDUM OF LAW in Support re: 76 MOTION to Dismiss the Amended Consolidated Class Action Complaint .. Document filed by Sallie L. Krawcheck, Gary L. Crittenden, Robert Druskin, Steven J. Freiberg, Lewis B. Kaden, Todd S. Thomson, Thomas G. Maheras, Michael Stuart Klein, David C. Bushnell, John C. Gerspach, Vikram Pandit, Citigroup Inc., Charles O. Prince, Robert E. Rubin, Stephen R. Volk. (Rosen, Richard) (Entered: 03/13/2009)

03/13/2009 78 DECLARATION of Richard A. Rosen in Support re: 76 MOTION to Dismiss the Amended Consolidated Class Action Complaint .. Document filed by Sallie L. Krawcheck, Gary L. Crittenden, Robert Druskin, Steven J. Freiberg, Lewis B. Kaden, Todd S. Thomson, Thomas G. Maheras, Michael Stuart Klein, David C. Bushnell, John C. Gerspach, Vikram Pandit, Citigroup Inc., Charles O. Prince, Robert E. Rubin, Stephen R. Volk. (Attachments: # 1 Exhibit 1, # 2 Exhibit 2, # 3 Exhibit 3, # 4 Exhibit 4, # 5 Exhibit 5, # 6 Exhibit 6, # 7 Exhibit 7, # 8 Exhibit 8, # 9 Exhibit 9, # 10 Exhibit 10, # 11 Exhibit 11, # 12 Exhibit 12, # 13 Exhibit 13, # 14 Exhibit 14, # 15 Exhibit 15, # 16 Exhibit 16, # 17 Exhibit 17, # 18 Exhibit 18, # 19 Exhibit 19, # 20 Exhibit 20, # 21 Exhibit 21, # 22 Exhibit 22, # 23 Exhibit 23, # 24 Exhibit 24 PT1, # 25 Exhibit 24 PT2, # 26 Exhibit 24 PT3, # 27 Exhibit 24 PT4, # 28 Exhibit 24 PT5, # 29 Exhibit 25, # 30 Exhibit 26, # 31 Exhibit 27, # 32 Exhibit 28, # 33 Exhibit 29, # 34 Exhibit 30, # 35 Exhibit 31, # 36 Exhibit 32)(Rosen, Richard) (Entered: 03/13/2009)

04/24/2009 79 MEMORANDUM OF LAW in Opposition re: 76 MOTION to Dismiss the Amended Consolidated Class Action Complaint .. Document filed by ATD Group. (Press, Ira) (Entered: 04/24/2009)

04/24/2009 80 DECLARATION of Ira M. Press in Opposition re: 76 MOTION to Dismiss the Amended Consolidated Class Action Complaint .. Document filed by ATD Group. (Attachments: # 1 Exhibit A, # 2 Exhibit B, # 3 Exhibit C, # 4 Exhibit D, # 5 Exhibit E, # 6 Exhibit F, # 7 Exhibit G, # 8 Exhibit H, # 9 Exhibit I, # 10 Exhibit J, # 11 Exhibit K, # 12 Exhibit L, # 13 Exhibit M, # 14 Exhibit N, # 15 Exhibit O, # 16 Exhibit P)(Press, Ira) (Entered: 04/24/2009) 05/12/2009 81 STIPULATION AND ORDER: It is hereby Stipulated and agreed that the page limit for the Defendants' Reply Memorandum of Law in Further Support of their motion to dismiss the amended consolidated action complaint should be enlarged to 30 pages. (Signed by Judge Sidney H. Stein on 5/12/2009) Filed In Associated Cases: 1:07-cv- 09901-SHS, 1:07-cv-10258-SHS, 1:08-cv-00135-SHS, 1:08-cv-00136-SHS(jfe) (Entered: 05/12/2009)

05/13/2009 82 REPLY MEMORANDUM OF LAW in Support re: 76 MOTION to Dismiss the Amended Consolidated Class Action Complaint .. Document filed by Sallie L. Krawcheck, Gary L. Crittenden, Robert Druskin, Steven J. Freiberg, Lewis B. Kaden, Todd S. Thomson, Thomas G. Maheras, Michael Stuart Klein, David C. Bushnell, John C. Gerspach, Vikram Pandit, Citigroup Inc., Charles O. Prince, Robert E. Rubin, Stephen R. Volk. (Rosen, Richard) (Entered: 05/13/2009)

05/13/2009 83 DECLARATION of Richard A. Rosen in Support re: 76 MOTION to Dismiss the Amended Consolidated Class Action Complaint .. Document filed by Sallie L. Krawcheck, Gary L. Crittenden, Robert Druskin, Steven J. Freiberg, Lewis B. Kaden, Todd S. Thomson, Thomas G. Maheras, Michael Stuart Klein, David C. Bushnell, John C. Gerspach, Vikram Pandit, Citigroup Inc., Charles O. Prince, Robert E. Rubin, Stephen R. Volk. (Attachments: # 1 Exhibit 33, # 2 Exhibit 34, # 3 Exhibit 35, # 4 Exhibit 36, # 5 Exhibit 37, # 6 Exhibit 38, # 7 Exhibit 39, # 8 Exhibit 40, # 9 Exhibit 41, # 10 Exhibit 42, # 11 Exhibit 43, # 12 Exhibit 44, # 13 Exhibit 45)(Rosen, Richard) (Entered: 05/13/2009)

08/21/2009 84 CERTIFIED TRUE COPY OF CONDITIONAL MDL TRANSFER IN ORDER FROM THE MDL PANEL... that pursuant to 28 U.S.C. 1407, the action(s) listed... and pending... be, and the same hereby are, transferred to the Southern District of New York and, with consent of that court, assigned to the Honorable Sidney H. Stein, for coordinated or consolidated pretrial proceedings with the actions pending in that district... (Signed by MDL Panel on 8/7/09) (ldi) (Entered: 08/21/2009)

08/21/2009 CASE ACCEPTED AS RELATED. Create association to 1:09-md-02070-SHS. (ldi) (Entered: 08/21/2009) 08/21/2009 CONSOLIDATED MDL CASE: Create association to 1:09-md-02070-SHS. (ldi) (Entered: 08/21/2009)

08/31/2009 85 ORDER. The motion for reconsideration is granted solely to the extent that this court will permit the discovery sought by Colorado PERA and TCRS. However, the discovery is stayed until the determination of the pending motion to dismiss the complaint filed by defendants on March 13, 2009. (Signed by Judge Sidney H. Stein on 8/28/09). Filed In Associated Cases: 1:09-md-02070-SHS, 1:07-cv-09901- SHS(djc) (Entered: 08/31/2009)

12/30/2009 86 NOTICE of Submission of Supplemental Evidence to Honorable Sidney H. Stein. Document filed by ATD Group. (Press, Ira) (Entered: 12/30/2009) 04/23/2010 87 NOTICE of Submission. Document filed by ATD Group. (Attachments: # 1 April 22, 2010 Letter, # 2 Exhibit A, # 3 Exhibit B, # 4 Exhibit C, # 5 Exhibit D)(Press, Ira) (Entered: 04/23/2010) 11/09/2010 88 OPINION AND ORDER: For the reasons set forth above, defendants' motion to dismiss is DENIED with respect to 1) the Section 10(b) claims against Citigroup and the Section 10(b) and 20(a) claims against Prince, Crittenden, Druskin, Maheras, Klein, Bushnell and Rubin for the alleged misstatements and omissions relating to Citigroup's CDO exposure during the period from February 2007 through November 3, 2007; 2) the Section l0(b) claims against Citigroup and the Section lO(b) and 20(a) claims against Crittenden for the alleged CDO-related misstatements and omissions occurring in the period from November 4, 2007 to April 2008. Defendants' motion to dismiss the remainder of plaintiffs' claims is GRANTED. (Signed by Judge Sidney H. Stein on 11/9/2010) (ae) (Entered: 11/09/2010) 11/22/2010 89 STIPULATION AND ORDER EXTENDING DEFENDANTS' TIME TO ANSWER THE AMENDED CONSOLIDATED CLASS ACTION COMPLAINT: It is hereby Stipulated and agreed that the defendants' last day to file an answer to the complaint shall be extended up to and including 1/14/2011. (Signed by Judge Sidney H. Stein on 11/22/2010) (jfe) (Entered: 11/22/2010) 11/22/2010 Set Deadlines/Hearings:CitiGroup, Inc. answer due 1/14/2011; Gary L. Crittenden answer due 1/14/2011; George David answer due 1/14/2011; Robert Druskin answer due 1/14/2011; John C. Gerspach answer due 1/14/2011; KPMG, LLP answer due 1/14/2011; Michael Stuart Klein answer due 1/14/2011; Sallie L. Krawcheck answer due 1/14/2011; Thomas G. Maheras answer due 1/14/2011; Charles O. Prince answer due 1/14/2011; Robert E. Rubin answer due 1/14/2011; Todd S. Thomson answer due 1/14/2011; Stephen R. Volk answer due 1/14/2011; David C. Bushnell answer due 1/14/2011; CitiGroup Inc. answer due 1/14/2011; KPMG LLP answer due 1/14/2011; C. Michael Armstrong answer due 1/14/2011; Alain J.P. Belda answer due 1/14/2011; Winfried Bischoff answer due 1/14/2011; Citigroup Inc. answer due 1/14/2011; Kenneth T. Derr answer due 1/14/2011; John M. Deutch answer due 1/14/2011; Robert Druskin answer due 1/14/2011; Steven J. Freiberg answer due 1/14/2011; Michael S. Helfer answer due 1/14/2011; Ann Dibble Jordan answer due 1/14/2011; Lewis B. Kaden answer due 1/14/2011; Klaus Kleinfeld answer due 1/14/2011; Andrew N. Liveris answer due 1/14/2011; Dudley C. Mecum answer due 1/14/2011; Anne M. Mulcahy answer due 1/14/2011; Richard D. Parsons answer due 1/14/2011; Roberto Hernandez Ramirez answer due 1/14/2011; William R. Rhodes answer due 1/14/2011; Judith Rodin answer due 1/14/2011; Robert L. Ryan answer due 1/14/2011; Franklin A. Thomas answer due 1/14/2011; Gary Crittenden answer due 1/14/2011; Michael Klein answer due 1/14/2011; Sallie Krawcheck answer due 1/14/2011; Richard D Parsons answer due 1/14/2011; Charles Prince answer due 1/14/2011. Associated Cases: 1:07-cv-09901-SHS, 1:07-cv-10258-SHS, 1:08-cv- 00135-SHS, 1:08-cv-00136-SHS(ae) (Entered: 11/23/2010)

11/22/2010 Set/Reset Deadlines: Vikram Pandit answer due 1/14/2011. (jfe) (Entered: 11/23/2010) 12/22/2010 90 STIPULATION AND PROTECTIVE ORDER...regarding procedures to be followed that shall govern the handling of confidential material...This protective Order may be amended for good cause shown. (Signed by Judge Sidney H. Stein on 12/22/2010) Filed In Associated Cases: 1:09-md-02070-SHS, 1:07-cv-09901-SHS, 1:07-cv-10258- SHS, 1:08-cv-00135-SHS, 1:08-cv-00136-SHS(jfe) (Entered: 12/22/2010) 12/23/2010 91 STIPULATION AND SCHEDULING ORDER: Pursuant to Federal Rule of Civil Procedure 26(f), counsel for the parties to this Action met and conferred on December 2, 2010 and December 9, 2010. In accordance with Rule 26(f)(2), the parties have considered the nature and basis of their claims and defenses, and hereby jointly submit this proposed Joint Discovery Plan. Concurrent with the submission of their Joint Discovery Plan, the parties have also submitted a stipulated Proposed Pretrial Schedule, as set forth in this Stipulated Scheduling Order. Amended Pleadings due by 4/13/2012. Joinder of Parties due by 10/13/2011. Motions due by 9/28/2012. Responses due by 10/26/2012 Replies due by 11/9/2012. Deposition due by 8/28/2012. Discovery due by 3/30/2012. Filing of Proposed Pretrial Order by December 2012. (Signed by Judge Sidney H. Stein on 12/22/2010) Filed In Associated Cases: 1:09-md-02070-SHS, 1:07-cv-09901-SHS, 1:07-cv-10258-SHS, 1:08-cv- 00135-SHS, 1:08-cv-00136-SHS(ae) (Entered: 12/23/2010) 01/14/2011 92 ANSWER to Amended Complaint with JURY DEMAND. Document filed by David C. Bushnell, Citigroup Inc., Gary L. Crittenden, Robert Druskin, Michael Stuart Klein, Thomas G. Maheras, Charles O. Prince, Robert E. Rubin.(Buergel, Susanna) (Entered: 01/14/2011) 02/04/2011 93 NOTICE of Motion for Withdrawal of Appearance. Document filed by Public Employees' Retirement Association of Colorado, Tennessee Consolidated Retirement System. (Attachments: # 1 Text of Proposed Order)Filed In Associated Cases: 1:07- cv-09901-SHS, 1:08-cv-00135-SHS(Whitman, Johnston) (Entered: 02/04/2011) 02/07/2011 94 MEMO ENDORSEMENT on re: (93 in 1:07-cv-09901-SHS, 36 in 1:08-cv-00135- SHS) Notice of Motion for Withdrawal of Appearance filed by Tennessee Consolidated Retirement System, Public Employees' Retirement Association of Colorado. ENDORSEMENT: So Ordered. (Signed by Judge Sidney H. Stein on 2/7/2011) Filed In Associated Cases: 1:07-cv-09901-SHS, 1:08-cv-00135-SHS(jar) (Entered: 02/07/2011) 03/08/2011 95 NOTICE of Motion for Withdrawal of Appearance. Document filed by Public I Employees' Retirement Association of Colorado, Tennessee Consolidated Retirement System. (Attachments: # 1 Text of Proposed Order)Filed In Associated Cases: 1:07- cv-09901-SHS, 1:08-cv-00135-SHS(Gonnello, Richard) (Entered: 03/08/2011) 03/09/2011 96 MEMO ENDORSEMENT on re: 95 Notice (Other), Notice (Other) filed by Tennessee Consolidated Retirement System, Public Employees' Retirement Association of Colorado. ENDORSEMENT: So Ordered. (Signed by Judge Sidney H. Stein on 3/9/2011) (jfe) (Entered: 03/09/2011) 05/13/2011 97 NOTICE of Filing of Undertaking of KPMG Regarding Stipulation and Agreed Protective Order. Document filed by ATD Group. (Linden, Peter) (Entered: 05/13/2011) 06/23/2011 98 NOTICE OF APPEARANCE by Jane Baek O'Brien on behalf of David C. Bushnell, Citigroup Inc., Gary L. Crittenden, Robert Druskin, Steven J. Freiberg, John C. Gerspach, Lewis B. Kaden, Michael Stuart Klein, Sallie L. Krawcheck, Thomas G. Maheras, Vikram Pandit, Charles O. Prince, Robert E. Rubin, Todd S. Thomson, Stephen R. Volk (O'Brien, Jane) (Entered: 06/23/2011) 06/27/2011 99 ORDER, the parties jointly proposed an extended briefing schedule for Plaintiffs' motion for class certification as follows: 1. The time for Plaintiffs to submit their Motion shall be extended until Friday, July 15, 2011. 2. The time for Defendants to submit their Opposition shall be extended until Monday, August 29, 2011. 3. The time for Plaintiffs to submit their Reply shall be extended until Monday, September 26,2011. There will be no further extensions. ( Motions due by 7/15/2011., Responses due by 8/29/2011, Replies due by 9/26/2011.) (Signed by Judge Sidney H. Stein on 6/24/11) (pl) (Entered: 06/27/2011) 07/07/2011 100 ENDORSED LETTER addressed to Judge Denise L. Cote from Brad S. Karp dated 7/1/11 re: counsel defendants respectfully request that the Court transfer the AHW Lawsuit to Judge Stein as related to the Odom Lawsuit, the Securities Litigation, and the Bond Litigation. ENDORSEMENT: Any application for reassignment to Judge Stein must be made to Judge Stein. (Signed by Judge Denise L. Cote on 7/7/11) (pl) Modified on 7/11/2011 (pl). (Entered: 07/11/2011) 07/15/2011 101 MOTION to Certify Class. Document filed by ATD Group, John A. Baden, Jonathan Butler, Edward Claus, M. David Diamond, Warren Pinchuk, Public Employees' Retirement Association of Colorado, Anthony Sedutto, Tennessee Consolidated Retirement System, Carol Weil, David Whitcomb, Henrietta Whitcomb. Responses due by 8/29/2011(Linden, Peter) (Entered: 07/15/2011) 07/15/2011 102 DECLARATION of Gregg A. Jarrell in Support re: 101 MOTION to Certify Class.. Document filed by ATD Group, John A. Baden, Jonathan Butler, Edward Claus, M. David Diamond, Warren Pinchuk, Public Employees' Retirement Association of Colorado, Anthony Sedutto, Tennessee Consolidated Retirement System, Carol Weil, David Whitcomb, Henrietta Whitcomb. (Attachments: # 1 Exhibit 1-9, # 2 Appendix A (with Exhibits A-1 - A-4), # 3 Appendix B)(Linden, Peter) (Entered: 07/15/2011) 07/15/2011 103 DECLARATION of Edward M. Varga III in Support re: 101 MOTION to Certify Class.. Document filed by ATD Group, John A. Baden, Jonathan Butler, Edward Claus, M. David Diamond, Warren Pinchuk, Public Employees' Retirement Association of Colorado, Tennessee Consolidated Retirement System, Carol Weil, David Whitcomb, Henrietta Whitcomb. (Attachments: # 1 Exhibit A, # 2 Exhibit B, # 3 Exhibit C, # 4 Exhibit D, # 5 Exhibit E, # 6 Exhibit F, # 7 Exhibit G, # 8 Exhibit H, # 9 Exhibit I, # 10 Exhibit J, # 11 Exhibit K, # 12 Exhibit L)(Linden, Peter) (Entered: 07/15/2011)

07/15/2011 104 MEMORANDUM OF LAW in Support re: 101 MOTION to Certify Class.. Document filed by ATD Group, John A. Baden, Jonathan Butler, Edward Claus, M. David Diamond, Warren Pinchuk, Public Employees' Retirement Association of Colorado, Anthony Sedutto, Tennessee Consolidated Retirement System, Carol Weil, David

- Whitcomb, Henrietta Whitcomb. (Linden, Peter) (Entered: 07/15/2011)

08/18/2011 105 ENDORSED LETTER addressed to Judge Sidney H. Stein, from Brad S. Karp, dated 8/17/2011, re: briefing schedule for plaintiffs' motion for class certification. ENDORSEMENT: Last day for depositions Sept. 23; Last day for opposition brief, Oct 12; Last day for reply Nov. 2. So ordered. ( Deposition due by 9/23/2011. Responses due by 10/12/2011. Replies due by 11/2/2011.) (Signed by Judge Sidney H.

- Stein on 8/18/2011) (ja) (Entered: 08/18/2011)

08/26/2011 106 NOTICE of Filing of Undertaking of Non-Parties Regarding Stipulation and Agreed Protective Order. Document filed by ATD Group. (Press, Ira) (Entered: 08/26/2011)

10/07/2011 107 ENDORSED LETTER addressed to Judge Sidney H. Stein from Brad S. Karp dated 10/7/2011 re: Pursuant to Your Honor's Individual Practice Rule 2(c), the parties seek permission for defendants to file an oversized opposition brief, not to exceed 60 pages, and for plaintiffs to file an oversized reply brief, no to exceed 45 pages. ENDORSEMENT: Opp brief of up to 45 pages due 10/19; reply of up to 30 pages due 11/9. ( Responses due by 10/19/2011, Replies due by 11/9/2011.) (Signed by Judge Sidney H. Stein on 10/7/2011) (lmb) (Entered: 10/07/2011) 10/19/2011 108 NOTICE of Filing of Undertaking of Non-Party MBIA Regarding Stipulation and Agreed Protective Order. Document filed by ATD Group. (Press, Ira) (Entered: 10/19/2011) 10/19/2011 109 MEMORANDUM OF LAW in Opposition re: 101 MOTION to Certify Class.. Document filed by David C. Bushnell, Citigroup Inc., Gary L. Crittenden, Robert Druskin, John C. Gerspach, Michael Stuart Klein, Sallie L. Krawcheck, Thomas G. Maheras, Vikram Pandit, Charles O. Prince, Robert E. Rubin, Todd S. Thomson, Stephen R. Volk. (Karp, Brad) (Entered: 10/19/2011) 10/19/2011 110 DECLARATION of Professor Allen Ferrell in Opposition re: 101 MOTION to Certify Class.. Document filed by David C. Bushnell, Citigroup Inc., Gary L. Crittenden, Robert Druskin, John C. Gerspach, Michael Stuart Klein, Sallie L. Krawcheck, Thomas G. Maheras, Vikram Pandit, Charles O. Prince, Robert E. Rubin, Todd S. Thomson, Stephen R. Volk. (Karp, Brad) (Entered: 10/19/2011) 10/19/2011 111 DECLARATION of Susanna M. Buergel in Opposition re: 101 MOTION to Certify Class.. Document filed by David C. Bushnell, Citigroup Inc., Gary L. Crittenden, Robert Druskin, John C. Gerspach, Michael Stuart Klein, Sallie L. Krawcheck, Thomas G. Maheras, Vikram Pandit, Charles O. Prince, Robert E. Rubin, Todd S. Thomson, Stephen R. Volk. (Attachments: # 1 Exhibit, # 2 Exhibit, # 3 Exhibit, # 4 Exhibit, # 5 Exhibit, # 6 Exhibit, # 7 Exhibit, # 8 Exhibit, # 9 Exhibit, # 10 Exhibit, # 11 Exhibit, # 12 Exhibit, # 13 Exhibit, # 14 Exhibit, # 15 Exhibit, # 16 Exhibit, # 17 Exhibit, # 18 Exhibit, # 19 Exhibit, # 20 Exhibit, # 21 Exhibit, # 22 Exhibit, # 23 Exhibit, # 24 Exhibit, # 25 Exhibit, # 26 Exhibit, # 27 Exhibit, # 28 Exhibit, # 29 Exhibit, # 30 Exhibit, # 31 Exhibit, # 32 Exhibit, # 33 Exhibit, # 34 Exhibit, # 35 Exhibit, # 36 Exhibit, # 37 Exhibit, # 38 Exhibit, # 39 Exhibit, # 40 Exhibit, # 41 Exhibit, # 42 Exhibit, # 43 Exhibit, # 44 Exhibit, # 45 Exhibit, # 46 Exhibit, # 47 Exhibit, # 48 Exhibit, # 49 Exhibit, # 50 Exhibit, # 51 Exhibit, # 52 Exhibit, # 53 Exhibit, # 54 Exhibit, # 55 Exhibit, # 56 Exhibit, # 57 Exhibit, # 58 Exhibit, # 59 Exhibit, # 60 Exhibit, # 61 Exhibit, # 62 Exhibit, # 63 Exhibit, # 64 Exhibit, # 65 Exhibit)(Karp, Brad) (Entered: 10/19/2011) 10/19/2011 112 SEALED DOCUMENT placed in vault.(mps) (Entered: 10/20/2011) 10/20/2011 113 MOTION to Compel. Document filed by ATD Group, John A. Baden, Jonathan Butler, Edward Claus, M. David Diamond, Warren Pinchuk, Public Employees' Retirement Association of Colorado, Anthony Sedutto, Tennessee Consolidated Retirement System, Carol Weil, David Whitcomb, Henrietta Whitcomb.(Linden, Peter) (Entered: 10/20/2011) 10/20/2011 114 MEMORANDUM OF LAW in Support re: 113 MOTION to Compel.. Document filed by ATD Group, John A. Baden, Jonathan Butler, Edward Claus, M. David Diamond, Warren Pinchuk, Public Employees' Retirement Association of Colorado, Anthony Sedutto, Tennessee Consolidated Retirement System, Carol Weil, David Whitcomb, Henrietta Whitcomb. (Linden, Peter) (Entered: 10/20/2011) 10/20/2011 115 FILING ERROR - DEFICIENT DOCKET ENTRY - DECLARATION of Peter S. Linden in Support re: 113 MOTION to Compel. Document filed by ATD Group, John A. Baden, Jonathan Butler, Edward Claus, M. David Diamond, Warren Pinchuk, Public Employees' Retirement Association of Colorado, Anthony Sedutto, Tennessee Consolidated Retirement System, Carol Weil, David Whitcomb, Henrietta Whitcomb. (Attachments: # 1 Exhibit Exhibit A, # 2 Exhibit Exhibit B, # 3 Exhibit Exhibit C, # 4

Exhibit Exhibit D)(Linden, Peter) Modified on 10/21/2011 (db). (Entered: 10/20/2011)

10/20/2011 116 DECLARATION of Peter S. Linden in Support re: 113 MOTION to Compel.. Document filed by ATD Group, John A. Baden, Jonathan Butler, Edward Claus, M. David Diamond, Warren Pinchuk, Public Employees' Retirement Association of Colorado, Anthony Sedutto, Tennessee Consolidated Retirement System, Carol Weil, David Whitcomb, Henrietta Whitcomb. (Attachments: # 1 Exhibit EXHIBIT A, # 2 Exhibit EXHIBIT B, # 3 Exhibit EXHIBIT C, # 4 Exhibit EXHIBIT D, # 5 Exhibit EXHIBIT E, # 6 Exhibit EXHIBIT F, # 7 Exhibit EXHIBIT G, # 8 Exhibit EXHIBIT H, # 9 Exhibit EXHIBIT I, # 10 Exhibit EXHIBIT J, # 11 Exhibit EXHIBIT K, # 12 Exhibit EXHIBIT L, # 13 Exhibit EXHIBIT M, # 14 Exhibit EXHIBIT N, # 15 Exhibit EXHIBIT O, # 16 Exhibit EXHIBIT P, # 17 Exhibit EXHIBIT Q, # 18 Exhibit EXHIBIT R)(Linden, Peter) (Entered: 10/20/2011) 10/20/2011 117 CERTIFICATE OF SERVICE on 10/20/2011. Document filed by ATD Group, John A. Baden, Jonathan Butler, Edward Claus, M. David Diamond, Warren Pinchuk, Public Employees' Retirement Association of Colorado, Anthony Sedutto, Tennessee Consolidated Retirement System, Carol Weil, David Whitcomb, Henrietta Whitcomb. (Linden, Peter) (Entered: 10/20/2011) 10/20/2011 118 SEALED DOCUMENT placed in vault.(mps) Modified on 10/21/2011 (mps). (Entered: 10/21/2011) 10/25/2011 119 ENDORSED LETTER addressed to Judge Sidney H. Stein from Andrew M. McNeela dated 10/20/11 re: Counsel for the lead plaintiffs requests a three week extension from 11/9/11 to 11/30/11 to submit reply papers for plaintiffs' motion for class certification. ENDORSEMENT: Reply papers due Nov. 18th. Set Deadlines/Hearing as to 101 MOTION to Certify Class:( Replies due by 11/18/2011.) (Signed by Judge Sidney H. Stein on 10/25/2011) (mro) (Entered: 10/25/2011) 10/25/2011 120 ENDORSED LETTER addressed to Judge Sidney H. Stein from Brad S. Karp dated 10/24/11 re: Counsel for the defendants writes to request that defendants' response to the motion to compel be extended from 10/27/11 to 11/21/11. ENDORSEMENT: Opposition due 11/21/11; Reply due 12/5/11. So ordered. Set Deadlines/Hearing as to 113 MOTION to Compel:( Responses due by 11/21/2011, Replies due by 12/5/2011.) (Signed by Judge Sidney H. Stein on 10/25/2011) (mro) (Entered: 10/25/2011) 11/14/2011 121 ENDORSED LETTER addressed to Judge Sidney H. Stein from Andrew J. Entwistle dated 11/10/2011 re: The Funds respectfully request permission to file a reply brief of no more than 4 pages solely to address defendants' arguments against Funds. ENDORSEMENT: Request for separate four page reply brief is denied; a reply brief of up to 30 pages is due by 11/18. Set Deadlines/Hearing as to 101 MOTION to Certify Class. :( Replies due by 11/18/2011.) (Signed by Judge Sidney H. Stein on 11/14/2011) (jfe) (Entered: 11/14/2011) 11/18/2011 122 REPLY MEMORANDUM OF LAW in Support re: 101 MOTION to Certify Class.. I Document filed by ATD Group, John A. Baden, Jonathan Butler, Edward Claus, M. David Diamond, Warren Pinchuk, Public Employees' Retirement Association of Colorado, Anthony Sedutto, Tennessee Consolidated Retirement System, Carol Weil, David Whitcomb, Henrietta Whitcomb. (Press, Ira) (Entered: 11/18/2011) 11/18/2011 123 DECLARATION of Ira M. Press in Support re: 101 MOTION to Certify Class.. Document filed by ATD Group, John A. Baden, Jonathan Butler, Edward Claus, M. David Diamond, Warren Pinchuk, Public Employees' Retirement Association of Colorado, Anthony Sedutto, Tennessee Consolidated Retirement System, Carol Weil, David Whitcomb, Henrietta Whitcomb. (Attachments: # 1 Exhibit 1, # 2 Exhibit 2, # 3 Exhibit 3, # 4 Exhibit 4, # 5 Exhibit 5, # 6 Exhibit 6, # 7 Exhibit 7, # 8 Exhibit 8, # 9 Exhibit 9, # 10 Exhibit 10, # 11 Exhibit 11, # 12 Exhibit 12, # 13 Exhibit 13, # 14 Exhibit 14, # 15 Exhibit 15, # 16 Exhibit 16, # 17 Exhibit 17, # 18 Exhibit 18, # 19 Exhibit 19, # 20 Exhibit 20, # 21 Exhibit 21, # 22 Exhibit 22, # 23 Exhibit 23, # 24 Exhibit 24, # 25 Exhibit 25, # 26 Exhibit 26, # 27 Exhibit 27, # 28 Exhibit 28, # 29 Exhibit 29, # 30 Exhibit 30, # 31 Exhibit 31, # 32 Exhibit 32, # 33 Exhibit 33, # 34 Exhibit 34, # 35 Exhibit 35, # 36 Exhibit 36, # 37 Exhibit 37, # 38 Exhibit 38-112, # 39 Exhibit 113, # 40 Exhibit 114, # 41 Exhibit 115, # 42 Exhibit 116, # 43 Exhibit 117, # 44 Exhibit 118, # 45 Exhibit 119, # 46 Exhibit 120, # 47 Exhibit 121, # 48 Exhibit 122, # 49 Exhibit 123, # 50 Exhibit 124, # 51 Exhibit 125, # 52 Exhibit 126, # 53 Exhibit 127, # 54 Exhibit 128, # 55 Exhibit 129, # 56 Exhibit 130, # 57 Exhibit 131-138, # 58 Exhibit 139, # 59 Exhibit 140, # 60 Exhibit 141, # 61 Exhibit 142, # 62 Exhibit 143)(Press, Ira) (Entered: 11/18/2011) 11/18/2011 124 DECLARATION of Andrew J. Entwistle in Support re: 101 MOTION to Certify Class.. Document filed by ATD Group, John A. Baden, Jonathan Butler, Edward Claus, M. David Diamond, Warren Pinchuk, Public Employees' Retirement Association of Colorado, Anthony Sedutto, Tennessee Consolidated Retirement System, Carol Weil, David Whitcomb, Henrietta Whitcomb. (Press, Ira) (Entered: 11/18/2011) 11/18/2011 125 DECLARATION of Joseph R. Mason in Support re: 101 MOTION to Certify Class.. Document filed by ATD Group, John A. Baden, Jonathan Butler, Edward Claus, M. David Diamond, Warren Pinchuk, Public Employees' Retirement Association of Colorado, Anthony Sedutto, Tennessee Consolidated Retirement System, Carol Weil, David Whitcomb, Henrietta Whitcomb. (Press, Ira) (Entered: 11/18/2011) 11/18/2011 126 DECLARATION of Gregg A. Jarrell in Support re: 101 MOTION to Certify Class.. Document filed by ATD Group, John A. Baden, Jonathan Butler, Edward Claus, M. David Diamond, Warren Pinchuk, Public Employees' Retirement Association of Colorado, Anthony Sedutto, Tennessee Consolidated Retirement System, Carol Weil, David Whitcomb, Henrietta Whitcomb. (Press, Ira) (Entered: 11/18/2011) 11/18/2011 127 SEALED DOCUMENT placed in vault.(nm) (Entered: 11/21/2011) 11/21/2011 128 ENDORSED LETTER addressed to Judge Sidney H. Stein from Brad S. Karp dated 11/21/11 re: Counsel for the defendants request that the Court grant an additional two- week extension until 12/5/11 to permit the parties to complete the meet and confer process and narrow further the parties' discovery disputes. ENDORSEMENT: So ordered. (Signed by Judge Sidney H. Stein on 11/21/2011) (mro) (Entered: 11/21/2011) 12/05/2011 129 ENDORSED LETTER addressed to Judge Sidney H. Stein from Peter S. Linden dated 12/2/2011 re: Counsel for the Plaintiffs writes to request an extension until 12/21/2011 to submit their reply papers on the Motion to Compel. ENDORSEMENT: SO ORDERED. (Replies due by 12/21/2011.) (Signed by Judge Sidney H. Stein on 12/5/2011) (ab) (Entered: 12/05/2011) 12/05/2011 130 MEMORANDUM OF LAW in Opposition re: 113 MOTION to Compel.. Document filed by David C. Bushnell, Citigroup Inc., Gary L. Crittenden, Robert Druskin, John C. Gerspach, Michael Stuart Klein, Sallie L. Krawcheck, Thomas G. Maheras, Vikram Pandit, Charles O. Prince, Robert E. Rubin, Todd S. Thomson, Stephen R. Volk. (Buergel, Susanna) (Entered: 12/05/2011) 12/05/2011 131 DECLARATION of SUSANNA M. BUERGEL, ESQ. in Opposition re: 113 MOTION to Compel.. Document filed by David C. Bushnell, Citigroup Inc., Gary L. Crittenden, Robert Druskin, John C. Gerspach, Michael Stuart Klein, Sallie L. Krawcheck, Thomas G. Maheras, Vikram Pandit, Charles O. Prince, Robert E. Rubin, Todd S. Thomson, Stephen R. Volk. (Attachments: # 1 Exhibit EXHIBITS 1 TO 28)(Buergel, Susanna) (Entered: 12/05/2011) 12/05/2011 132 SEALED DOCUMENT placed in vault.(mps) (Entered: 12/06/2011) 12/08/2011 133 ORDER: Defendants' application to depose Prof. Jarrell and Prof. Mason is granted for a maximum of six hours each on or before 1/17/2011. The defendants may submit a sur reply memorandum of up to 10 pages on or before 1/27/2012. Oral Argument on Plaintiffs' Motion for Class Certification set for 2/9/2012 at 10:00 AM before Judge Sidney H. Stein. (Signed by Judge Sidney H. Stein on 12/8/2011) Filed In Associated Cases: 1:09-md-02070-SHS, 1:07-cv-09901-SHS(ft) (Entered: 12/08/2011) 12/20/2011 134 NOTICE of Filing of Undertaking of Non-Party Brian H. Stoker Regarding Stipulation and Agreed Protective Order. Document filed by ATD Group. (Press, Ira) (Entered: 12/20/2011) 12/20/2011 135 FILING ERROR - DEFICIENT DOCKET ENTRY (SEE DOCUMENT #136) - NOTICE of Filing of Undertaking of Non-Parties GSC (NJ), L.P., Morgan Stanley & Co. Inc. and Vanderbilt Capital Advisors, LLC Regarding Stipulation and Agreed Protective Order. Document filed by ATD Group. (Press, Ira) Modified on 12/21/2011 (ldi). (Entered: 12/20/2011) 12/20/2011 136 NOTICE of Filing of Undertaking of Non-Parties GSC (NJ), L.P., Morgan Stanley & Co. Inc. and Vanderbilt Capital Advisors, LLC Regarding Stipulation and Agreed Protective Order. Document filed by ATD Group. (Press, Ira) (Entered: 12/20/2011) 12/21/2011 137 REPLY MEMORANDUM OF LAW in Support re: 113 MOTION to Compel.. I Document filed by ATD Group, John A. Baden, Jonathan Butler, Edward Claus, M. David Diamond, Warren Pinchuk, Public Employees' Retirement Association of Colorado, Anthony Sedutto, Tennessee Consolidated Retirement System, Carol Weil, David Whitcomb, Henrietta Whitcomb. (Linden, Peter) (Entered: 12/21/2011) 12/21/2011 138 DECLARATION of Peter S. Linden in Support re: 113 MOTION to Compel.. Document filed by ATD Group, John A. Baden, Jonathan Butler, Edward Claus, M. David Diamond, Warren Pinchuk, Public Employees' Retirement Association of Colorado, Anthony Sedutto, Tennessee Consolidated Retirement System, Carol Weil, David Whitcomb, Henrietta Whitcomb. (Attachments: # 1 Exhibit A, # 2 Exhibit B, # 3 Exhibit C, # 4 Exhibit D, # 5 Exhibit E, # 6 Exhibit F, # 7 Exhibit G, # 8 Exhibit H, # 9 Exhibit I, # 10 Exhibit J, # 11 Exhibit K, # 12 Exhibit L, # 13 Exhibit M)(Linden, Peter) (Entered: 12/21/2011) 12/21/2011 139 SEALED DOCUMENT placed in vault.(nm) Modified on 12/22/2011 (nm). (Entered: 12/22/2011) 01/04/2012 140 NOTICE of Filing of Undertaking of Non-Party Rosen Consulting Group LLC Regarding Stipulation and Agreed Protective Order. Document filed by ATD Group. (Linden, Peter) (Entered: 01/04/2012)

01/18/2012 141 ENDORSED LETTER addressed to Judge Sidney H. Stein from Peter S. Linden dated 1/13/2012 re: Enclosed are notices of errata to Plaintiffs' Reply Memorandum in Further Support of Their Motion for Class Certification and the Declaration of Ira M. Press in Further Support of Plaintiffs' Motion for Class Certification, along with a revised Exhibit 62. We respectfully request permission to file these notices, as well as corrected copies of the brief and the declaration and its exhibits. ENDORSEMENT: Application granted. SO ORDERED. (Signed by Judge Sidney H. Stein on 1/17/2012) (djc) Modified on 1/18/2012 (djc). (Entered: 01/18/2012) 01/20/2012 142 SEALED DOCUMENT placed in vault.(nm) (Entered: 01/20/2012)

01/20/2012 143 NOTICE of Errata to Plaintiffs' Reply Memorandum in Further Support of their Motion for Class Certification re: 122 Reply Memorandum of Law in Support of Motion,. Document filed by ATD Group, John A. Baden, Jonathan Butler, Edward Claus, M. David Diamond, Warren Pinchuk, Public Employees' Retirement Association of Colorado, Anthony Sedutto, Tennessee Consolidated Retirement System, Carol Weil, David Whitcomb, Henrietta Whitcomb. (Press, Ira) (Entered: 01/20/2012)

01/20/2012 144 AMENDED REPLY MEMORANDUM OF LAW in Support re: 101 MOTION to Certify Class.. Document filed by ATD Group, John A. Baden, Jonathan Butler, Edward Claus, M. David Diamond, Warren Pinchuk, Public Employees' Retirement Association of Colorado, Anthony Sedutto, Tennessee Consolidated Retirement System, Carol Weil, David Whitcomb, Henrietta Whitcomb. (Press, Ira) (Entered: 01/20/2012) 01/20/2012 145 NOTICE of Errata to Declaration of Ira M. Press in Further Support of Plaintiffs' Motion for Class Certification re: 123 Declaration in Support of Motion,,,,,,. Document filed by ATD Group, John A. Baden, Jonathan Butler, Edward Claus, M. David Diamond, Warren Pinchuk, Public Employees' Retirement Association of Colorado, Anthony Sedutto, Tennessee Consolidated Retirement System, Carol Weil, David Whitcomb, Henrietta Whitcomb. (Press, Ira) (Entered: 01/20/2012) 01/20/2012 146 DECLARATION of Ira M. Press (Corrected) in Support re: 101 MOTION to Certify Class.. Document filed by ATD Group, John A. Baden, Jonathan Butler, Edward Claus, M. David Diamond, Warren Pinchuk, Public Employees' Retirement Association of Colorado, Anthony Sedutto, Tennessee Consolidated Retirement System, Carol Weil, David Whitcomb, Henrietta Whitcomb. (Attachments: # 1 Exhibit 1, # 2 Exhibit 2, # 3 Exhibit 3, # 4 Exhibit 4, # 5 Exhibit 5, # 6 Exhibit 6, # 7 Exhibit 7, # 8 Exhibit 8, # 9 Exhibit 9, # 10 Exhibit 10, # 11 Exhibit 11, # 12 Exhibit 12, # 13 Exhibit 13, # 14 Exhibit 14, # 15 Exhibit 15, # 16 Exhibit 16, # 17 Exhibit 17, # 18 Exhibit 18, # 19 Exhibit 19, # 20 Exhibit 20, # 21 Exhibit 21, # 22 Exhibit 22, # 23 Exhibit 23, # 24 Exhibit 24, # 25 Exhibit 25, # 26 Exhibit 26, # 27 Exhibit 27, # 28 Exhibit 28, # 29 Exhibit 29, # 30 Exhibit 30, # 31 Exhibit 31, # 32 Exhibit 32, # 33 Exhibit 33, # 34 Exhibit 34, # 35 Exhibit 35, # 36 Exhibit 36, # 37 Exhibit 37, # 38 Exhibit 38-112, # 39 Exhibit 113, # 40 Exhibit 114, # 41 Exhibit 115, # 42 Exhibit 116, # 43 Exhibit 117, # 44 Exhibit 118, # 45 Exhibit 119, # 46 Exhibit 120, # 47 Exhibit 121, # 48 Exhibit 122, # 49 Exhibit 123, # 50 Exhibit 124, # 51 Exhibit 125, # 52 Exhibit 126, # 53 Exhibit 127, # 54 Exhibit 128, # 55 Exhibit 129, # 56 Exhibit 130, # 57 Exhibit 131-138, # 58 Exhibit 139, # 59 Exhibit 140, # 60 Exhibit 141, # 61 Exhibit 142, # 62 Exhibit 143)(Press, Ira) (Entered: 01/20/2012) 01/27/2012 147 REPLY MEMORANDUM OF LAW in Opposition re: 101 MOTION to Certify Class. Defendants' Sur-Reply Memorandum of Law in Further Opposition to Plaintiffs' Motion for Class Certification. Document filed by David C. Bushnell, Citigroup Inc., Gary L. Crittenden, Robert Druskin, John C. Gerspach, Michael Stuart Klein, Sallie L. Krawcheck, Thomas G. Maheras, Vikram Pandit, Charles O. Prince, Robert E. Rubin, Todd S. Thomson, Stephen R. Volk. (Rosen, Richard) (Entered: 01/27/2012) 01/27/2012 148 DECLARATION of Jane B. O'Brien in Opposition re: 101 MOTION to Certify Class.. Document filed by David C. Bushnell, Citigroup Inc., Gary L. Crittenden, Robert Druskin, John C. Gerspach, Michael Stuart Klein, Sallie L. Krawcheck, Thomas G. Maheras, Vikram Pandit, Charles O. Prince, Robert E. Rubin, Todd S. Thomson, Stephen R. Volk. (Attachments: # 1 Exhibit 1, # 2 Exhibit 2, # 3 Exhibit 3, # 4 Exhibit 4, # 5 Exhibit 5, # 6 Exhibit 6, # 7 Exhibit 7, # 8 Exhibit 8, # 9 Exhibit 9, # 10 Exhibit 10, # 11 Exhibit 11, # 12 Exhibit 12, # 13 Exhibit 13, # 14 Exhibit 14, # 15 Exhibit 15, # 16 Exhibit 16, # 17 Exhibit 17, # 18 Exhibit 18, # 19 Exhibit 19, # 20 Exhibit 20, # 21 Exhibit 21, # 22 Exhibit 22, # 23 Exhibit 23, # 24 Exhibit 24, # 25 Exhibit 25)(O'Brien, Jane) (Entered: 01/27/2012) 01/27/2012 149 SEALED DOCUMENT placed in vault.(nm) (Entered: 01/30/2012) 02/03/2012 150 STIPULATION AND REVISED SCHEDULING ORDER: re revised schedule as set forth in this document. (Amended Pleadings due by 8/3/2012. Deposition due by 11/16/2012. Fact Discovery due by 7/13/2012. Dispositive Motions due by 12/14/2012. Responses due by 1/25/2013, Replies due by 2/8/2013. Proposed Pretrial Order 3/2013) (Signed by Judge Sidney H. Stein on 2/2/2012) (cd) (Entered: 02/03/2012) 04/12/2012 151 NOTICE OF APPEARANCE by Lauren Wagner Pederson on behalf of ATD Group (Pederson, Lauren) (Entered: 04/12/2012) 04/18/2012 152 NOTICE OF CHANGE OF ADDRESS by Lauren Wagner Pederson on behalf of ATD Group. New Address: Kirby McInerney LLP, 825 Third Avenue, 16th Floor, New York, NY, USA 10022, 212 371 6600. (Pederson, Lauren) (Entered: 04/18/2012)

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