NSTAC Report to the President on Emergency Communications and Interoperability
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THE PRESIDENT’S NATIONAL SECURITY TELECOMMUNICATIONS ADVISORY COMMITTEE NSTAC Report to the President on Emergency Communications and Interoperability January 16, 2007 President’s National Security Telecommunications Advisory Committee TABLE OF CONTENTS EXECUTIVE SUMMARY ................................................................................................................. ES–1 1.0 INTRODUCTION .........................................................................................................................1 1.1 Background and Charge.......................................................................................... 1 1.2 Approach................................................................................................................. 3 1.3 Scope of the NSTAC Review ................................................................................. 3 1.4 Report Organization................................................................................................ 5 2.0 EXPANSION OF NATIONAL SECURITY AND EMERGENCY PREPAREDNESS PRIORITY SERVICES AND DEPLOYABLE CAPABILITIES.............................................7 2.1 Deployable Communications Capabilities.............................................................. 8 2.2 Telecommunications Service Priority Enhancement for Wireless .......................... Networks............................................................................................................... 13 3.0 INPUTS TO THE NATIONAL EMERGENCY COMMUNICATIONS STRATEGY........17 3.1 Expansion of National Security and Emergency Preparedness Policy to ................ Support Emergency Communications .................................................................. 18 3.2 Critical National Emergency Communications Strategy Elements...................... 21 3.3 Emergency Communications in the Converged Environment ............................. 25 4.0 CONCLUSION ............................................................................................................................33 APPENDIX A: THE NSTAC LETTER TO THE PRESIDENT ON EMERGENCY COMMUNICATIONS AND INTEROPERABILITY ........................................................................A-1 APPENDIX B: WORKING GROUP MEMBERS, OTHER PARTICIPANTS, AND GOVERNMENT PERSONNEL............................................................................................................B-1 Emergency Communications and Interoperability i President’s National Security Telecommunications Advisory Committee EXECUTIVE SUMMARY Communications among those responding to a natural disaster, terrorist attack, or other large-scale emergency is the essential component to a successful response and recovery effort and, ultimately, in the ability of the Nation’s emergency responders to save lives and property. To ensure a comprehensive preparation for and response to the widest range of crises and incidents, emergency responders must have operable and interoperable emergency communications systems. As evidenced by the communications shortcomings experienced during the September 11, 2001, attacks and Hurricane Katrina, the Nation still remains short of this goal. Interoperability challenges that were recognized during these crises included lack of interoperable equipment at the tactical level, ineffective use of available communications assets caused by poor resource planning, and an overall lack of integrated command structures to enable interoperability. In response to the issues highlighted during the Hurricanes Katrina, Rita, and Wilma recovery efforts, the President’s National Security Telecommunications Advisory Committee (NSTAC) Principals recognized that the NSTAC should play a valuable role in addressing short-term critical issues in advance of the 2006 hurricane season and in supporting resolution of longer-term strategic issues. Consequently, the NSTAC commissioned a two–part effort to: • Urgently identify specific actions to improve emergency communications and interoperability in the short term; and • Identify mid- to long-term policy recommendations and technology solutions to enhance collaboration across organizational and jurisdictional boundaries to help our country better prevent, prepare for, respond to, and recover from disasters and emergencies. The NSTAC initially focused on short-term actions and issued a Letter to the President on Emergency Communications and Interoperability (The Letter) in March 2006, outlining emergency communications and interoperability issues and identifying immediately applicable actions to improve responder communications capabilities. The work of the task force continued, and the five NSTAC recommendations presented in this report refine and expand on The Letter’s short-term recommendations. The NSTAC Principals view each recommendation as equally vital and deserving of Presidential action; they are presented in no particular order of priority but together represent a roadmap for emergency communications and interoperability improvements. The NSTAC recommends that the President, in accordance with responsibilities and existing mechanisms established by Executive Order 12472, Assignment of National Security and Emergency Preparedness Telecommunications Functions: • Expand Use of Deployable Communications Capabilities. Direct the Department of Homeland Security (DHS) to incorporate into its emergency communications plans and programs rapidly deployable, interoperable, mobile communications solutions that will provide reliable communications to emergency responders in the event of a regional catastrophic failure involving complete or significant loss of communications Emergency Communications and Interoperability ES-1 President’s National Security Telecommunications Advisory Committee infrastructure. The President should also direct the DHS to expand and enhance use of the Wireless Priority Service (WPS) program in an area(s) of catastrophic critical infrastructure loss and/or damage through multi-carrier WPS end-to-end solutions that facilitate the rapid restoration of essential wireless network elements. • Enhance the Telecommunications Service Priority (TSP) Program for Wireless Networks. Direct the DHS and other responsible Federal agencies to explore enhancements to the TSP program to accommodate expanded requests from national security and emergency preparedness (NS/EP) users of wireless telecommunications services at critical sites. The President should also direct Federal agencies, and encourage State and local agencies, to fully utilize the existing provisions of TSP and to apply for the enhanced wireless TSP coverage provisions as they are developed for use at their critical sites. • Improve NS/EP Policy to Support Emergency Communications. Modernize existing NS/EP policy guidance to clarify and consolidate Federal Government emergency communications roles and responsibilities. Specifically, additional Presidential policy guidance is required to: – Clearly delineate the NS/EP and emergency communications roles and functions of the National Communications System, the National Cyber Security Division, and the new Office of Emergency Communications, as established by the DHS Appropriations Act of 2007, and any other DHS organization, such as the Science and Technology Directorate and the Federal Emergency Management Agency, with a role or responsibility in the area of emergency communications; – Preserve and maintain critical NS/EP functions and capabilities that support the National leadership; and – Ensure Executive oversight across the Federal Government for a fully coordinated, integrated, and interoperable emergency response communications function and capability. • Include Critical Elements in the National Emergency Communications Strategy (NECS) and the National Emergency Communications Plan (NECP). Incorporate the following critical elements in the development, maintenance, and execution of the NECS and associated implementation guidance, and direct the DHS and other responsible Federal agencies to incorporate the elements into the NECP: – Large-Scale State and Regional Shared Public Safety Networks and Federal Grants; – Yearly Benchmarks for Achieving Defined Interoperability Objectives; – Nationwide Outreach to Support Emergency Response Communications; – Consolidation of Operations Centers to Increase Coordination and Situational Awareness; and – Identification of Specific Private-Sector Emergency Communications and Interoperability Support Roles. ES-2 Emergency Communications and Interoperability President’s National Security Telecommunications Advisory Committee • Address Emergency Communications in the Converged Environment. To encourage responsive emergency communications capabilities in the converged environment, establish and incorporate the following capability objectives into the NECS and associated implementation guidance, and also direct the DHS to incorporate the capability objectives into the NECP: – Support for a Significantly Expanded User Base; – Full Leveraging of Network Assets; – Internet Protocol-based Interoperability; – Assured Access for Key Users through Priority Schemes or Dedicated Spectrum; – National Scope with Common Procedures and Interoperable Technologies; – Deployable Elements to Supplement and Bolster Operability and Interoperability; – Resilient and Disruption–Tolerant Communications Networks; – Network–Centric Principles Benefiting Emergency Communications; and – Enhanced Communications Features. The NSTAC continues to evaluate and