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Intro to Mechanics: the what, why & how José E. Andrade, Caltech

Thursday, June 23, 2011 The What?

Thursday, June 23, 2011 What is Soil Mechanics? erdbaumechanik

The application of the laws of mechanics (physics) to as engineering materials

Karl von Terzaghi is credited as the father of erdbaumechanik

Thursday, June 23, 2011 & clays &

Thursday, June 23, 2011 The Why?

Thursday, June 23, 2011 Sandcastles what holds them up?

Thursday, June 23, 2011 Palacio de Bellas Artes Mexico, DF uniform settlement

Thursday, June 23, 2011 The

differential settlement

Thursday, June 23, 2011 !

Teton dam failure

Thursday, June 23, 2011 Niigata liquefaction

Thursday, June 23, 2011 Katrina New Orleans levee failure

Thursday, June 23, 2011 MER: Big Opportunity xTerramechanics

Thursday, June 23, 2011 MER: Big Opportunity xTerramechanics

Thursday, June 23, 2011 The How?

Thursday, June 23, 2011 Topics in classic Soil Mechanics

• Index & gradation

• Soil classification

• Compaction

• Permeability, seepage, and effective stresses

• Consolidation and rate of consolidation

• Strength of soils: sands and clays

Thursday, June 23, 2011 Index & gradation

Definition: soil mass is a collection of particles and voids in between (voids can be filled w/ fluids or air)

solid particle

fluid (water) Each phase has volume and mass

gas (air) Mechanical behavior governed by phase interaction

Thursday, June 23, 2011 solid Index & gradation water+air=voids

Key volumetric ratios Key mass ratio Vv Mw e = [0.4,1] w = <1 for most soils V M s [0.3,1.5] clays s >5 for marine, organic Key link mass & volume Vv η = Vt [0,1] ρ = M/V moist, solid, water, dry, etc. Vw saturation S = Vv [0,1] ratios used in practice to characterize soils & properties

Thursday, June 23, 2011 Gradation & classification

Grain size is main classification feature

sands & clays & gravels silts

• can see grains • cannot see grains • mechanics~texture • mechanics~water • d>0.05 mm • d<0.05 mm Soils are currently classified using USCS (Casagrande)

Thursday, June 23, 2011 Fabric in coarsely-grained soils

“loose packing”, high e Vv relative e = “dense packing”, low e Vs

emax greatest possible, loosest packing emin lowest possible, densest packing

emax e ID = e e− relative max− min strongly affects engineering behavior of soils

Thursday, June 23, 2011 Typical problem(s)xb in Soil Mechanics

• Compact sand fill

• Calculate consolidation of

• Calculate rate of consolidation

• Determine strength of sand

SAND FILL • Calculate F.S. on sand (failure?)

• Need: stresses & matl behavior PISA CLAY

ROCK (UNDERFORMABLE, IMPERMEABLE)

Thursday, June 23, 2011 Modeling tools

Thursday, June 23, 2011 Theoretical framework

• continuum mechanics

• constitutive theory js W W • computational inelasticity 0 x

X • nonlinear finite elements jf

f

x2 W0

x1

Thursday, June 23, 2011 Theoretical framework

• continuum mechanics

• constitutive theory balance of mass

• computational inelasticity p˙ φ + ∇·v = −∇ · q Kf • nonlinear finite elements ∇·σ + γ = 0

balance of momentum

Thursday, June 23, 2011 Theoretical framework

• continuum mechanics = h • constitutive theory q k ·∇ darcy ! ep σ˙ = c : "˙ hooke • computational inelasticity k permeability tensor • nonlinear finite elements controls fluid flow ep c mechanical stiffness controls deformation

Thursday, June 23, 2011 Theoretical framework

• continuum mechanics

t3 • constitutive theory tr tn+1 Fn+1 tn+1 F • computational inelasticity n tn

• nonlinear finite elements

t1 t2

Thursday, June 23, 2011 Theoretical framework

• continuum mechanics

• constitutive theory

• computational inelasticity

• nonlinear finite elements

Displacement node node

Thursday, June 23, 2011 Finite Element Method (FEM)

• Designed to approximately solve PDE’s

• PDE’s model physical phenomena

• Three types of PDE’s:

) & )

'(1 '(1

'(0 '(0

'(/ '(/

'(. '(.

"!#$ '(- '(- ! • Parabolic: fluid flow % '(, '(,

'(+ '(+

'(* '(*

'() '()

' & ' ' '() '(* '(+ '(, '(- '(. '(/ '(0 '(1 ) !!"!#$

• Hyperbolic: wave eqn

• Elliptic: elastostatics

Thursday, June 23, 2011 FEM recipe

Strong from

Weak form Galerkin form Matrix form

Thursday, June 23, 2011 Multi-D deformation with FEM

∇·σ + f = 0 in Ω equilibrium u = g on Γg e.g., clamp σ · n = h on Γh e.g., confinement

Γg

Constitutive relation: Ω given u get σ Γ h e.g., elasticity, plasticity

Thursday, June 23, 2011 Modeling Ingredients

1. Set geometry 2.Discretize domaiin

H 3. Set matl parameters 4.417 4. Set B.C.’s 5. Solve

B

Thursday, June 23, 2011 Modeling Ingredients

1. Set geometry 2. Discretize domain 3. Set matl parameters 4. Set B.C.’s 5. Solve

Thursday, June 23, 2011 Modeling Ingredients

1. Set geometry 2. Discretize domain 3. Set matl parameters 4. Set B.C.’s 5. Solve

Thursday, June 23, 2011 Modeling Ingredients !a

1. Set geometry 2. Discretize domain !r 3. Set matl parameters 4. Set B.C.’s 5. Solve

Thursday, June 23, 2011 Modeling Ingredients !a

1. Set geometry 2. Discretize domain !r 3. Set matl parameters 4. Set B.C.’s 5. Solve

Thursday, June 23, 2011 FEM Program

TIME STEP LOOP

ITERATION LOOP

ASSEMBLE FORCE VECTOR AND STIFFNESS MATRIX

ELEMENT LOOP: N=1, NUMEL

GAUSS INTEGRATION LOOP: L=1, NINT constitutive CALL MATERIAL SUBROUTINE model

CONTINUE

CONTINUE

CONTINUE

T = T + !T

Thursday, June 23, 2011 Material behavior:

• Void ratio or relative density

• Particle shape & size have developed models to account for most • Grain size distribution of these variables • Particle surface roughness

• Water Elasto-plasticity framework of choice • Intermediate principal

• Overconsolidation or pre-stress

Thursday, June 23, 2011 A word on current characterization methods

Direct Shear Triaxial

Pros: cheap, simple, fast, Pros: control drainage & stress good for sands path, principal dir. cnst., Cons: drained, forced failure, more homogeneous non-homogeneous Cons: complex

Thursday, June 23, 2011 Material models for sands should capture

• Nonlinearity and irrecoverable deformations v

• Pressure dependence A

• Difference tensile and p compressive strength Dv

C • Relative density dependence B

• Nonassociative plastic flow

log -p ’

Thursday, June 23, 2011 Material models for sands should capture

• Nonlinearity and irrecoverable deformations

s’ • Pressure dependence 200 vc 191 kPa 241 310 • Difference tensile and 380 compressive strength (kPa) 100

q

• Relative density dependence 0 100 200 300 • Nonassociative plastic flow -p’ (kPa)

Thursday, June 23, 2011 Material models for sands should capture

• Nonlinearity and irrecoverable deformations t’3 Von Mises • Pressure dependence Mohr Coulomb

• Difference tensile and compressive strength

• Relative density dependence t’ t’ • Nonassociative plastic flow 1 2

Loose sand Dense sand

Thursday, June 23, 2011 Material models for sands should capture

• Nonlinearity and irrecoverable deformations 1000

(kPa) 800

| • Pressure dependence 600 sa

ar 400

|s -s • Difference tensile and 200 s compressive strength r 0 0 2 4 6810 ea (%) • Relative density dependence 4 3 • Nonassociative plastic flow 2 Dense Sand 1 Loose Sand

(%) 0

v

e -1

Thursday, June 23, 2011 Material models for sands should capture

• Nonlinearity and irrecoverable deformations Yield Function q Plastic Potential • Pressure dependence Flow vector

• Difference tensile and compressive strength

• Relative density dependence

• Nonassociative plastic flow -p’

Thursday, June 23, 2011 Elasto-plasticity in one slide

Hooke’s law σ˙ = cep : ￿˙ Additive decomposition of strain ￿˙ = ￿˙ e + ￿˙ p Convex elastic region F (σ, α)=0 Non-associative flow ￿˙ p = λ˙ g, g := ∂G/∂σ K-T optimality λ˙ F =0 λ˙ H = ∂F/∂α α˙ − · Elastoplastic constitutive tangent 1 cep = ce ce : g f : ce, χ = H g : ce : f − χ ⊗ −

Thursday, June 23, 2011 Examples

Thursday, June 23, 2011 Example of elasto-plastic model

!3 "=1 q "=7/9

N=0 N=0.5 $ # i p' M ! ! 1 2

v CSL CSL (a) (b) v1 Figure 3: Th~ree invariant yield surface on (a) deviatorF ic=planeFat d(iffeσrent￿v,aluπes of)￿ and (b) l i yi meridian plane at different values of N.

vc y G = G(σ￿, π¯ ) v2 with i

M [1 + ln (πi/p￿)] if N = 0 η =  (2.4) ln-p’ N/(1 N)  M/N 1 (1 N) (p￿/πHi) − = Hif N(>p0.￿, πi, ψ) -p’ − − -pi ￿ ￿ The function ζ controls the cross-sectional shape of the yield function on a deviatoric plane Thursday, June 23, 2011 Figure 2: Geometricasrepra fuesenctionntationofof ththe stateLode’sparameangle.ter ψW. e adopt the shape function proposed by Gudehus and where the stored energy is an isotropiArgyc furisnction[18,of19]thebelasticecausstraie ofnitstensormathem￿e. Thateictotalal simplistresscity i.e., tensor σ is decomposed according to Terzaghi’s known expression for fully saturated soils (1 + ￿) + (1 ￿) cos 3θ i.e., σ = σ pδ, where p is the pore fluid pressure and is negative underζcom(θ)pres= sion, following − (2.5) ￿− 2￿ continuum mechanics convention. The tensor δ is the second-order identity.

Let us define three independentwhereinvarianastsshoforwnthe ineffeFiguctiverestr3,essthetensorellipσ￿ticit, y constant ￿ controls the form of the cross-section

going from perfectly circular ￿ 3= 1 to convex triangular for ￿ = 7/9. The shape function 1 2 1 tr s￿ p￿ = tr σ￿, q = s￿ , cos 3θ = 3 (2.2) 3 with ￿￿<3￿1 r￿eflects√a6 classical featurχ e in geomaterials, which exhibit higher strength in triaxial where s = σ p δ is the deviatoriccomcomppresonsion.ent of thFigue effreectiv3 ealsostressreteflenctssor,theand geχ =ome√trtrsical2. interpretation for parameters M and N ￿ ￿ − ￿ ￿ The invariant p￿ is the mean normalwhiceffectivh goe vstresernstheandslopis asseuofmedthtoe CbeSLnegatiandveththre coughurvaturout. e of the yield surface on a meridian plane, Further, θ is the so-called Lode’s angle whose values range from 0 θ π/3; it defines an respectively. ≤ ≤ angle emanating from a tension corner on a deviatoric plane (see Figure 3). Central to the formulation is the additive decomposition of the strain rate tensor into The elastic region in effective stress space is contained by the yield surface which is a function of the three stress invariants introduced above, 7

F σ￿, πi = F p￿, q, θ, πi = ζ (θ) q + p￿η p￿, πi (2.3) ￿ ￿ ￿ ￿ ￿ ￿

6 2.3. CALIBRATIONS AND PREDICTIONS 23

model validation:Figure 2.4 drained: Triax itxcal c andomp psression calibrations, (a) and (c), and plane strain compression predictions, (b) and (d), versus experimental data for loose and dense Brasted Sand

Thursday, June 23,s p2011ecimens. undrained txc loose sands

Thursday, June 23, 2011 true triaxial b=constant

Thursday, June 23, 2011 H H¯ − L

Plane-strain liquefaction numerical simulation

Thursday, June 23, 2011 H H¯ − L

Plane-strain liquefaction numerical simulation

Thursday, June 23, 2011

250 200 150 100

50 (a) Pore Pressure (in kPa) .0025 .0020 .0015 .0010 .0005 Field scale prediction .0000 (b) Deviatoric Strain ELASTIC Levee failure

600000 (recall Katrina) 400000

200000

0 H H − L

Thursday, June 23, 2011 References

Thursday, June 23, 2011