Compass Conservative Balanced Portfolio Proxy Voting Record
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PROXY VOTING RECORD AS AT JUNE 30, 2021 COMPASS CONSERVATIVE BALANCED PORTFOLIO COMPASS CONSERVATIVE BALANCED PORTFOLIO PROXY VOTING RECORD This Proxy Voting Summary has been compiled by ATB Investment Management Inc. (ATBIM) which manages the Compass Portfolios (Compass Funds). This information is an aggregated summary of the voting records by the Portfolio Advisor and sub- advisors on behalf of the Compass Funds for the period July 1, 2020 and June 30, 2021. Upon request, ATBIM will provide a copy of the most recent proxy voting record and/or proxy voting policies and procedures to unitholders of the Compass Funds. ATB Investment Management Inc., ATB Insurance Advisors Inc., and ATB Securities Inc. are wholly owned subsidiaries of ATB Financial and are licensed users of the registered trademark ATB Wealth. PROXY VOTING RECORD AS AT JUNE 30, 2021 COMPASS CONSERVATIVE BALANCED PORTFOLIO CANSO INVESTMENT COUNSEL LTD. PROXY VOTING RECORD Stuart Olson Inc. 7% Sep 20, 2024 Primary Security Meeting Date Record Date Country Shares voted ID 08/28/20 08/14/20 Canada 863834AD9 6,587,000.00 Vote Instruction Proposal Text Proponent Management Rec Voted TO CONSIDER, AND, IF DEEMED ADVISABLE, TO PASS, WITH OR WITHOUT VARIATION, A For Management For Yes SPECIAL RESOLUTION Stuart Olson Inc. Primary Security Meeting Date Record Date Country Shares voted ID 08/28/20 08/14/20 Canada 863834107 315,815.00 Vote Instruction Proposal Text Proponent Management Rec Voted TO CONSIDER, AND, IF DEEMED ADVISABLE, TO PASS, WITH OR WITHOUT VARIATION, A For Management For Yes SPECIAL RESOLUTION, TO THE ACCOMPANYING INFORMATION CIRCULAR, TO APPROVE AN ARRANGEMENT UNDER SECTION 193 OF THE BUSINESS. Bird Construction Inc. Primary Security Meeting Date Record Date Country Shares voted ID 04/05/21 03/12/21 Canada 09076P104 341,342.00 Vote Instruction Proposal Text Proponent Management Rec Voted For ELECTION OF DIRECTOR (1.1-1.10) Management For Yes TO APPOINT KPMG LLP AS AUDITORS OF THE CORPORATION FOR THE For ENSUING YEAR AND AUTHORIZE THE DIRECTORS TO FIX THEIR Management For Yes REMUNERATION Yellow Pages Limited Primary Security Meeting Date Record Date Country Shares voted ID 05/06/21 03/15/21 Canada CA9855721069 235,047.00 Vote Instruction Proposal Text Proponent Management Rec Voted For Election of all Directors (1A-1E) Management For Yes For Appointment of Deloitte LLP as Auditors of the Corporation for the ensuing year Management For Yes and authorizing the directors of the Corporation to fix their remuneration. Amendment to the 2012 Stock Option Plan to increase the insider participation For Management For Yes limits and the maximum number of shares issuable to one person from 5% of the issued and outstanding shares to 10% of the issued and outstanding shares Clearstream Energy Services Inc Primary Security Meeting Date Record Date Country Shares voted ID 06/27/21 4/29/20201 Canada 18506V102 506,165.00 Vote Instruction Proposal Text Proponent Management Rec Voted For The election of all Directors Management For Yes TO RE-APPOINT ERNST & YOUNG LLP, CHARTERED PROFESSIONAL ACCOUNTANTS, AS AUDITORS OF THE CORPORATION AND TO For Management For Yes AUTHORIZE THE DIRECTORS OF THE CORPORATION TO FIX THEIR REMUNERATION TO PASS A SPECIAL RESOLUTION APPROVING THE CONTINUANCE OF THE CORPORATION OUT OF THE JURISDICTION OF ONTARIO UNDER THE For BUSINESS CORPORATIONS ACT (ONTARIO) AND INTO THE JURISDICTION Management For Yes OF ALBERTA UNDER THE BUSINESS CORPORATIONS ACT (ALBERTA) AND THE ADOPTION PROXY VOTING RECORD AS AT JUNE 30, 2021 COMPASS CONSERVATIVE BALANCED PORTFOLIO CIDEL ASSET MANAGEMENT INC. PROXY VOTING RECORD Constellation Software Inc. Primary Security ID Ticker Country Shares Voted Meeting Date Record Date 21037X100 CSU Canada 8,716 05-Aug-20 02-Jul-20 Management Vote Proponent Voted Proposal Text Rec Instruction Elect Director John Billowits Management For Withhold Yes Elect Director Donna Parr Management For For Yes Elect Director Andrew Pastor Management For Withhold Yes Elect Director Barry Symons Management For Withhold Yes Open Text Corp. Primary Security ID Ticker Country Shares Voted Meeting Date Record Date 683715106 OTEX Canada 397,471 14-Sep-20 05-Aug-20 Management Vote Proponent Voted Proposal Text Rec Instruction Elect Director Stephen J. Sadler Management For For Yes Elect Director Eric Demirian Management For For Yes Elect Director Reid Drury Management For For Yes Elect Director John Gibson Management For For Yes Elect Director Pierre Lassonde Management For For Yes Elect Director Jane Mowat Management For For Yes Elect Director Paul Stoyan Management For For Yes Approve Ernst & Young LLP as Auditors and Management For For Yes Authorize Board to Fix Their Remuneration Advisory Vote on Executive Compensation Management For For Yes Approach Alimentation Couche-Tard Inc Primary Security ID Ticker Country Shares Voted Meeting Date Record Date 01626P403 ATDb Canada 537,996 16-Sep-20 20-Jul-20 Management Vote Proponent Voted Proposal Text Rec Instruction Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration Management For For Yes Elect Director Alain Bouchard Management For For Yes Elect Director Melanie Kau Management For For Yes Elect Director Jean Bernier Management For For Yes Elect Director Eric Boyko Management For For Yes Elect Director Jacques D'Amours Management For For Yes Elect Director Janice L. Fields Management For For Yes Elect Director Richard Fortin Management For For Yes Elect Director Brian Hannasch Management For For Yes Elect Director Marie Josee Lamothe Management For For Yes Elect Director Monique F. Leroux Management For For Yes Elect Director Real Plourde Management For For Yes Elect Director Daniel Rabinowicz Management For For Yes Elect Director Louis Tetu Management For For Yes Advisory Vote on Executive Compensation Management For For Yes Approach SP 1: Integrate ESG Criteria into in Establishing Share Holder Against Against Yes Executive Compensation SP 2: Determine that a Director is Independent or Non-Independent Be Disclosed in Management Share Holder Against Against Yes Circular SP 3: Adopt a Responsible Employment Policy While Share Holder Against Against Yes Ensuring Its Employees a Living Wage Metro Inc. Primary Security ID Ticker Country Shares Voted Meeting Date Record Date 59162N109 MRU Canada 297,035 26-Jan-21 11-Dec-20 Management Vote Proponent Voted Proposal Text Rec Instruction Elect Director Maryse Bertrand Management For For Yes Elect Director Pierre Boivin Management For For Yes Elect Director Francois J. Coutu Management For For Yes Elect Director Michel Coutu Management For For Yes Elect Director Stephanie Coyles Management For For Yes Elect Director Claude Dussault Management For For Yes Elect Director Russell Goodman Management For For Yes Elect Director Marc Guay Management For For Yes Elect Director Christian W.E. Haub Management For For Yes Elect Director Eric R. La Fleche Management For For Yes Elect Director Christine Magee Management For For Yes Elect Director Line Rivard Management For For Yes Ratify Ernst & Young LLP as Auditors Management For For Yes Advisory Vote on Executive Compensation Management For For Yes Approach Amend By-Laws Management For For Yes Enghouse Systems Ltd Primary Security ID Ticker Country Shares Voted Meeting Date Record Date 292949104 ENGH Canada 382,865 11-Mar-21 03-Feb-21 Management Vote Proponent Voted Proposal Text Rec Instruction Elect Director Stephen Sadler Management For For Yes Elect Director Eric Demirian Management For For Yes Elect Director Reid Drury Management For For Yes Elect Director John Gibson Management For For Yes Elect Director Pierre Lassonde Management For For Yes Elect Director Jane Mowat Management For For Yes Elect Director Paul Stoyan Management For For Yes Approve Ernst & Young as Auditors and Authorize Management For For Yes Board to Fix Their Remuneration Advisory Vote on Executive Compensation Management For For Yes Approach Toronto-Dominion Bank Primary Security ID Ticker Country Shares Voted Meeting Date Record Date 891160509 TD Canada 777,576 01-Apr-21 01-Feb-21 Management Vote Proponent Voted Proposal Text Rec Instruction Elect Director Amy W. Brinkley Management For For Yes Elect Director Brian C. Ferguson Management For For Yes Elect Director Colleen A. Goggins Management For For Yes Elect Director Jean-Rene Halde Management For For Yes Elect Director David E. Kepler Management For For Yes Elect Director Brian M. Levitt Management For For Yes Elect Director Alan N. MacGibbon Management For For Yes Elect Director Karen E. Maidment Management For For Yes Elect Director Bharat B. Masrani Management For For Yes Elect Director Irene R. Miller Management For For Yes Elect Director Nadir H. Mohamed Management For For Yes Elect Director Claude Mongeau Management For For Yes Elect Director Joe Natale Management For For Yes Elect Director S. Jane Rowe Management For For Yes Approve Ernst & Young LLP as Auditors and Management For For Yes Authorize Board to Fix Their Remuneration Advisory Vote on Executive Compensation Management For For Yes Approach SP 1: Produce a Report on Loans Made by the Bank Share Holder Against Against Yes in Support of the Circular Economy SP 2: Adopt a Diversity Target Higher than 40% for the Composition of the Board of Directors for the Share Holder Against For Yes Next Five Years BMO Primary Security ID Ticker Country Shares Voted Meeting Date Record Date 063671101 PK Canada 392,016 07-Apr-21 08-Feb-21 Management Vote Proponent Voted Proposal Text Rec Instruction Elect Director Janice M. Babiak Management For For Yes Elect Director Sophie Brochu Management For For Yes Elect Director Craig W. Broderick Management For For Yes Elect Director George A. Cope Management For For Yes Elect Director Stephen Dent Management For For Yes Elect Director Christine A. Edwards Management For For Yes Elect Director Martin S. Eichenbaum Management For For Yes Elect Director David E. Harquail Management For For Yes Elect Director Linda S.