Bureau of Industry and Security, Commerce § 772.1

of Columbia, Puerto Rico, and all terri- NOTE: If an ECCN specifies one or more of tories, dependencies, and possessions of the six elements of ‘‘use’’ in the heading or the United States, including foreign control text, only those elements specified trade zones established pursuant to 19 are classified under that ECCN. U.S.C. 81A–81U, and also including the User-accessible programmability. (Cat 4, outer continental shelf, as defined in 5, and 6)—The facility allowing a user section 2(a) of the Outer Continental to insert, modify, or replace ‘‘pro- Shelf Lands Act (43 U.S.C. 1331(a)). grams’’ by means other than: United States airline. Any citizen of (a) A physical change in wiring or the United States who is authorized by interconnections; or the U.S. Government to engage in busi- (b) The setting of function controls ness as an airline. For purposes of this including entry of parameters. definition, a U.S. citizen is: Utilization facility. (a) As defined by 10 (a) An individual who is a citizen of CFR 110.2 of the Nuclear Regulatory the United States or one of its posses- Commission Regulations, utilization sions; or facility means a nuclear reactor, other (b) A partnership of which each mem- than one that is a production facility, ber is such an individual; or any of the following major components (c) A corporation or association cre- of a nuclear reactor: Pressure vessels ated or organized under the laws of the designed to contain the core of a nu- United States, or of any State, Terri- clear reactor, other than one that is a tory, or possession of the United production facility, and the following States, of which the president and two- major components of a nuclear reactor: thirds of the board of directors and (1) Primary coolant pumps; other managing officers thereof are (2) Fuel charging or discharging ma- such individuals and in which at least chines; and 75 percent of the voting interest is (3) Control rods. owned or controlled by persons who are (b) Utilization facility does not in- citizens of the United States or of one clude the steam turbine generator por- of its possessions. tion of a nuclear power plant. ‘‘Unmanned aerial vehicle’’ (‘‘UAV’’). Vacuum Atomization. (Cat 1)—A proc- (Cat 9) Any ‘‘aircraft’’ capable of initi- ess to reduce a molten stream of metal ating flight and sustaining controlled to droplets of a diameter of 500 mi- flight and navigation without any crometer or less by the rapid evolution human presence on board. of a dissolved gas upon exposure to a NOTE TO DEFINITION OF ‘‘UNMANNED AERIAL vacuum. VEHICLE’’ (‘‘UAV’’): For the purposes of § 744.3 Variable geometry airfoils. (Cat 7)—Use of the EAR, unmanned air vehicles, which trailing edge flaps or tabs, or leading are the same as ‘‘unmanned aerial vehicles,’’ edge slats or pivoted nose droop, the include, but are not limited to, cruise missiles, target drones and reconnaissance position of which can be controlled in drones. flight. Vector Rate. (Cat 4)—See: ‘‘Two di- Usable in’’, ‘‘usable for’’, ‘‘usable as’’ or mensional Vector Rate’’; ‘‘Three di- ‘‘Capable of’’. (MTCR context)—Equip- mensional Vector Rate’’. ment, parts, components, materials or You. Any person, including a natural ‘‘software’’ which are suitable for a person, including a citizen of the particular purpose. There is no need for United States or any foreign country; the equipment, parts, components, ma- any firm; any government, government terials or ‘‘software’’ to have been con- agency, government department, or figured, modified or specified for the government commission; any labor particular purpose. For example, any union; any fraternal or social organiza- military specification memory circuit tion; and any other association or or- would be ‘‘capable of’’ operation in a ganization whether or not organized guidance system. for profit. Use. (All categories and General Technology Note)—Operation, installa- [61 FR 12925, Mar. 25, 1996] tion (including on-site installation), EDITORIAL NOTE: For FEDERAL REGISTER ci- maintenance (checking), repair, over- tations affecting § 772.1, see the List of CFR haul and refurbishing. Sections Affected, which appears in the

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Finding Aids section of the printed volume (b) ECCN cross-references for items sub- and at www.fdsys.gov. ject to exclusive jurisdiction of another agency. (1) Prior to October 15, 2013, the PART 774—THE COMMERCE CCL contained certain ECCNs that CONTROL LIST were only included as cross references to items subject to the export control Sec. regulations administered by the Nu- 774.1 Introduction. clear Regulatory Commission. 774.2 [Reserved] (2) ECCNs formerly listed on the CCL SUPPLEMENT NO. 1 TO PART 774—THE COM- that, as of October 15, 2013 were subject MERCE CONTROL LIST to the export licensing authority of the SUPPLEMENT NO. 2 TO PART 774—GENERAL Nuclear Regulatory Commission at 10 TECHNOLOGY AND SOFTWARE NOTES CFR part 110 are: 0A001, 0B001, 0B002, SUPPLEMENT NO. 3 TO PART 774—STATEMENT 0B003, 0B004, 0B005, 0B006, 0C001, 0C002, OF UNDERSTANDING 0C004, 0C005, 0C006, 0C201 and 1C012. SUPPLEMENT NO. 4 TO PART 774—COMMERCE CONTROL LIST ORDER OF REVIEW (3) The following multilateral export SUPPLEMENT NO. 5 TO PART 774—ITEMS CLAS- control regime reference is provided, as SIFIED UNDER ECCNS 0A521, 0B521, 0C521, an additional point of historical ref- 0D521 AND 0E521 erence: 0C201—INFCIRC 254 Part 1, SUPPLEMENT NO. 6 TO PART 774—SENSITIVE 5.3.1(b). LIST SUPPLEMENT NO. 7 TO PART 774—VERY SEN- NOTE TO PARAGRAPH (b): ECCNs 0D001 and SITIVE LIST 0E001 are ‘‘subject to the ITAR’’ (see 22 CFR parts 120 through 130). These ECCNs are re- AUTHORITY: 50 U.S.C. 4601 et seq.; 50 U.S.C. tained on the CCL as cross references to the 1701 et seq.; 10 U.S.C. 7420; 10 U.S.C. 7430(e); 22 ITAR, although the former cross references U.S.C. 287c, 22 U.S.C. 3201 et seq.; 22 U.S.C. to export licensing authority of the Nuclear 6004; 42 U.S.C. 2139a; 15 U.S.C. 1824a; 50 U.S.C. Regulatory Commission (see 10 CFR part 110) 4305; 22 U.S.C. 7201 et seq.; 22 U.S.C. 7210; E.O. for ECCN 0D001, and to the Department of 13026, 61 FR 58767, 3 CFR, 1996 Comp., p. 228; Energy (see 10 CFR part 810) for 0E001 were E.O. 13222, 66 FR 44025, 3 CFR, 2001 Comp., p. removed from the Control(s) paragraph in 783; Notice of August 15, 2017, 82 FR 39005 the License Requirements section of these (August 16, 2017). two ECCNs and added as a more general ju- SOURCE: 61 FR 12937, Mar. 25, 1996, unless risdictional cross reference in a heading note otherwise noted. added to these two ECCNs as of June 5, 2014. (c) Where to find the CCL? The CCL is § 774.1 Introduction. contained in supplement no. 1 to this (a) Scope of the control list. In this part, and supplement no. 2 to this part part, references to the EAR are ref- contains the General Technology and erences to 15 CFR chapter VII, sub- Software Notes relevant to entries con- chapter C. The Bureau of Industry and tained in the CCL. Security (BIS) maintains the Com- (d) Conventions related to the use of merce Control List (CCL) that includes quotation marks on the CCL. The use of ‘‘items’’—i.e., ‘‘commodities,’’ ‘‘soft- double quotation marks on the CCL is ware,’’ and ‘‘technology’’—subject to intended to be an aid to alert you to the authority of BIS. The CCL does not terms used on the CCL that are defined include items exclusively controlled in part 772 (Definitions of Terms), or for export by another department or for purposes of ECCNs, where a defini- agency of the U.S. Government, though tion is provided in the ‘‘related defini- in instances where other agencies ad- tions’’ paragraph in the License Re- minister controls over related items, quirements section of ECCNs or some- entries in the CCL may contain a ref- times in Notes and Technical Notes for erence to such controls. In addition, particular ECCNs and that definition is those items ‘‘subject to the EAR’’ but specific to that particular ECCN. In not identified on the CCL are identified this sense the quotes are helpful both by the designator ‘‘EAR99.’’ See in the use of single and double quotes, § 734.2(a) of the EAR for items that are but a good compliance practice is to fa- ‘‘subject to the EAR.’’ EAR Part 738 miliarize yourself with the defined contains an explanation of the organi- terms in part 772, and when reviewing a zation of the CCL and its relationship control parameter on the CCL that to the Country Chart. uses a term that is not in quotes to be

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aware it may be defined in part 772. It § 774.2 [Reserved] is also a useful compliance practice to review the ‘‘Related Definitions’’ para- SUPPLEMENT NO. 1 TO PART 774—THE graph and Notes and Technical Notes COMMERCE CONTROL LIST to determine if the term is defined for CATEGORY 0—NUCLEAR MATERIALS, FACILI- purposes of a particular ECCN. TIES, AND EQUIPMENT [AND MISCELLANEOUS (1) Use of double quotes. If a term on ITEMS] the CCL uses double quotes it means there is a defined term in part 772. A. ‘‘END ITEMS,’’ ‘‘EQUIPMENT,’’ ‘‘ACCES- However, the absence of double quotes SORIES,’’ ‘‘ATTACHMENTS,’’ ‘‘PARTS,’’ ‘‘COM- PONENTS,’’ AND ‘‘SYSTEMS’’ does not mean that a term used on the CCL is not defined in part 772. Because 0A002 Power generating or propulsion the CCL includes many terms that are equipment ‘‘specially designed’’ for use defined in part 772, BIS’s practice is to with space, marine or mobile ‘‘nuclear reactors’’. (These items are ‘‘subject to the use double quotes for certain key terms ITAR.’’ See 22 CFR parts 120 through and to use double quotes when needed 130.) for consistency with multilateral export control regime based entries, such 0A018 Items on the Wassenaar Munitions as many derived from control lists, in List (see List of Items Controlled). LICENSE REQUIREMENTS particular for the Wassenaar Arrange- Reason for Control: NS, AT, UN ment that also uses the double quotes convention. However, because of the Control(s) Country Chart (See Supp. large number of defined terms used on No. 1 to part 738) the CCL and a desire to avoid hindering NS applies to entire entry ...... NS Column 1. readability by placing quotes around AT applies to entire entry ...... AT Column 1. too many words used in particular UN applies to entire entry ..... See § 746.1(b) for UN controls. ECCNs, BIS’s practice is to not add double quotes around certain terms, LIST BASED LICENSE EXCEPTIONS (SEE PART such as items and commodities. This 740 FOR A DESCRIPTION OF ALL LICENSE EX- convention also applies to the use of CEPTIONS) double quotes within the Definition of LVS: $3,000 for 0A018.b Terms section under part 772. $1,500 for 0A018.c and .d (2) Use of single quotes. The CCL also GBS: N/A CIV: N/A includes a convention regarding the LIST OF ITEMS CONTROLLED use of single quotes. Single quotes on Related Controls: (1) See also 0A979, 0A988, the CCL identify a term as a defined and 22 CFR 121.1 Categories I(a), III(b–d), term in the context of a particular and X(a). (2) See ECCN 0A617.y.1 and .y.2 ECCN. This convention also applies to for items formerly controlled by ECCN the use of single quotes within the Def- 0A018.a. (3) See ECCN 1A613.c for military inition of Terms section under part 772. helmets providing less than NIJ Type IV (e) Chemicals identified by Chemical protection and ECCN 1A613.y.1 for conventional military steel helmets that, imme- Abstracts Service (CAS) number. In some diately prior to July 1, 2014, were classified instances chemicals are listed by name under 0A018.d and 0A988. (4) See 22 CFR and CAS number. The list applies to 121.1 Category X(a)(5) and (a)(6) for con- chemicals of the same structural for- trols on other military helmets. mula (including hydrates) regardless of Related Definitions: N/A name or CAS number. CAS numbers Items: a. [Reserved] are shown to assist in identifying a b. ‘‘Specially designed’’ components and particular chemical or mixture, irre- parts for ammunition, except cartridge cases, powder bags, bullets, jackets, cores, spective of nomenclature. CAS num- shells, projectiles, boosters, fuses and com- bers cannot be used as unique identi- ponents, primers, and other detonating de- fiers because some forms of the listed vices and ammunition belting and linking chemical have different CAS numbers, machines (all of which are ‘‘subject to the and mixtures containing a listed chem- ITAR.’’ (See 22 CFR parts 120 through 130); ical may also have different CAS num- Note: 0A018.b does not apply to ‘‘components’’ bers. ‘‘specially designed’’ for blank or dummy ammunition as follows: [78 FR 61903, Oct. 4, 2013, as amended at 79 FR a. Ammunition crimped without a projectile 32627, June 5, 2014; 81 FR 64679, Sept. 20, 2016] (blank star);

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b. Dummy ammunition with a pierced powder pyrotechnical articles having both mili- chamber; tary and commercial applications are con- c. Other blank and dummy ammunition, not trolled by ECCN 1A984. (3) Certain explo- incorporating components designed for live am- sive detonator firing sets, electrically driv- munition. en explosive detonators, and detonators c. Muzzle loading (black powder) firearms and multipoint initiation systems are con- with a caliber less than 20 mm that were trolled by ECCN 1A007 or ECCN 3A232. (4) manufactured later than 1937 and that are See ECCN 0A919 for foreign-made ‘‘mili- not reproductions of firearms manufactured tary commodities’’ that incorporate more earlier than 1890; than a de minimis amount of U.S.-origin Note: 0A018.c does not control weapons used ‘‘600 series’’ controlled content. for hunting or sporting purposes that were not Related Definitions: N/A ‘‘specially designed’’ for military use and are Items: a. Demolition blocks, and detonators not of the fully automatic type, but see ECCN designed, modified, or adapted therefor. 0A984 concerning shotguns. b. Military explosive excavating devices. d. [Reserved] Note to 0A604.a and .b: This entry does not 0A521 Any commodity subject to the EAR control the detonators and other items described that is not listed elsewhere in the CCL, in ECCN 1A007 or ECCN 3A232. but which is controlled for export be- c. Smoke hand grenades and stun hand gre- cause it provides at least a significant nades (e.g., ‘‘flashbangs’’) not controlled by military or intelligence advantage to the ECCN 1A984. United States or for foreign policy rea- d. through w. [Reserved] sons. x. ‘‘Parts,’’ ‘‘components,’’ ‘‘accessories,’’ 0A521 commodities are subject to RS1 con- and ‘‘attachments’’ that are ‘‘specially de- trols with no license exception eligibility signed’’ for a commodity subject to control other than License Exception GOV for U.S. in paragraphs .a through .c of this ECCN, or Government personnel and agencies under for a defense article controlled under USML § 740.11(b)(2)(ii) of the EAR, or an item-spe- Category IV, and not specified elsewhere on cific license exception identified in Supple- the USML. ment No. 5 to part 774 particular to an item Note to 0A604.x: ‘‘Parts,’’ ‘‘components,’’ covered under ECCN 0A521. The list of com- ‘‘accessories,’’ and ‘‘attachments’’ specified in modities determined to be classified under USML Category IV(h) are subject to the con- ECCN 0A521 controls is published in Supple- trols of that paragraph ment No. 5 to part 774. The license requirements and licensing policy relating to ECCN 0A606 Ground vehicles and related commod- 0A521 are set forth in § 742.6(a)(7) of the EAR. ities, as follows (see List of Items Con- trolled). 0A604 Commodities related to military ex- LICENSE REQUIREMENTS plosive devices and charges (see List of Reason for Control: NS, RS, AT, UN Items Controlled). LICENSE REQUIREMENTS Country Chart (See Supp. Reason for Control: NS, RS, AT, UN Control(s) No. 1 to part 738)

Control(s) Country Chart (See Supp. NS applies to entire entry, ex- NS Column 1 No. 1 to part 738) cept 0A606.b and .y. NS applies to 0A606.b ...... NS Column 2 NS applies to entire entry ...... NS Column 1 RS applies to entire entry, ex- RS Column 1 RS applies to entire entry ...... RS Column 1 cept 0A606.b and .y. AT applies to entire entry ...... AT Column 1 UN applies to entire entry ..... See § 746.1(b) for UN con- RS applies to 0A606.b ...... RS Column 2 trols AT applies to entire entry ...... AT Column 1 UN applies to entire entry, See § 746.1(b) for UN con- except 0A606.y. trols LIST BASED LICENSE EXCEPTIONS (SEE PART 740 FOR A DESCRIPTION OF ALL LICENSE EX- LIST BASED LICENSE EXCEPTIONS (SEE PART CEPTIONS) LVS: N/A 740 FOR A DESCRIPTION OF ALL LICENSE EX- GBS: N/A CEPTIONS) CIV: N/A LVS: $1500 SPECIAL CONDITIONS FOR STA GBS: N/A STA: Paragraph (c)(2) of License Exception CIV: N/A STA (§ 740.20(c)(2) of the EAR) may not be SPECIAL CONDITIONS FOR STA used for any item in this ECCN 0A604. STA: (1) Paragraph (c)(1) of License Excep- LIST OF ITEMS CONTROLLED tion STA (§ 740.20(c)(1) of the EAR) may not Related Controls: (1) Torpedoes, bombs, and be used for any item in 0A606.a, unless de- mines are ‘‘subject to the ITAR’’ (see 22 termined by BIS to be eligible for License CFR § 121.1, USML Category IV). (2) Smoke Exception STA in accordance with bombs, non-irritant smoke flares, can- § 740.20(g) (License Exception STA eligi- isters, grenades and charges, and other bility requests for 9x515 and ‘‘600 series’’

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items). (2) Paragraph (c)(2) of License Ex- b.1.b. A transmission to provide drive to ception STA (§ 740.20(c)(2) of the EAR) may both front and rear wheels simultaneously, not be used for any item in 0A606. including those vehicles having additional LIST OF ITEMS CONTROLLED wheels for load bearing purposes whether Related Controls: (1) The ground vehicles, driven or not; other articles, technical data (including b.1.c. Gross vehicle weight rating (GVWR) software) and services described in 22 CFR greater than 4,500 kg; and part 121, Category VII are subject to the ju- b.1.d. Designed or modified for off-road use. risdiction of the International Traffic in b.2. ‘‘Parts’’ and ‘‘components’’ having all Arms Regulations. (2) See ECCN 0A919 for of the following: foreign-made ‘‘military commodities’’ that b.2.a. ‘‘Specially designed’’ for vehicles incorporate more than a de minimis specified in paragraph .b.1 of this entry; and amount of U.S.-origin ‘‘600 series’’ con- b.2.b. Providing ballistic protection to trolled content. level III (National Institute of Justice stand- Related Definitions: N/A ard 0108.01, September 1985) or better. Items: a. Ground vehicles, whether manned or Note 1 to paragraph b: Ground vehicles other- unmanned, ‘‘specially designed’’ for a mili- wise controlled by 0A606.b.1 that contain reac- tary use and not enumerated or otherwise tive or electromagnetic armor are subject to the described in USML Category VII. controls of USML Category VII. Note 2 to paragraph b: ECCN 0A606.b.1 does Note 1 to paragraph .a: For purposes of para- not control civilian vehicles ‘‘specially de- graph .a, ‘‘ground vehicles’’ include (i) tanks signed’’ for transporting money or valuables. and armored vehicles manufactured prior to Note 3 to paragraph b: ‘‘Unarmed’’ means not 1956 that have not been modified since 1955 and having installed weapons, installed mountings that do not contain a functional weapon or a for weapons, or special reinforcements for weapon capable of becoming functional through mounts for weapons. repair; (ii) military railway trains except those c. Air-cooled diesel engines and engine that are armed or are ‘‘specially designed’’ to blocks for armored vehicles that weigh more launch missiles; (iii) unarmored military recov- than 40 tons. ery and other support vehicles; (iv) unarmored, d. Fully automatic continuously variable unarmed vehicles with mounts or hard points transmissions for tracked combat vehicles. for firearms of .50 caliber or less; and (v) trailers e. Deep water fording kits ‘‘specially de- ‘‘specially designed’’ for use with other ground signed’’ for ground vehicles controlled by vehicles enumerated in USML Category VII or ECCN 0A606.a or USML Category VII. ECCN 0A606.a, and not separately enumerated f. Self-launching bridge ‘‘components’’ not or otherwise described in USML Category VII. enumerated in USML Category VII(g) ‘‘spe- For purposes of this note, the term ‘‘modified’’ cially designed’’ for deployment by ground does not include incorporation of safety features vehicles enumerated in USML Category VII required by law, cosmetic changes (e.g., dif- or this ECCN. ferent paint or repositioning of bolt holes) or ad- g. through w. [RESERVED] dition of ‘‘parts’’ or ‘‘components’’ available x. ‘‘Parts,’’ ‘‘components,’’ ‘‘accessories,’’ prior to 1956. and ‘‘attachments’’ that are ‘‘specially de- Note 2 to paragraph .a: A ground vehicle’s signed’’ for a commodity enumerated or oth- being ‘‘specially designed’’ for military use for erwise described in ECCN 0A606 (other than purposes of determining controls under para- 0A606.b or 0A606.y) or a defense article enu- graph .a. entails a structural, electrical or me- merated in USML Category VII and not else- chanical feature involving one or more ‘‘compo- where specified on the USML or in 0A606.y. nents’’ that are ‘‘specially designed’’ for mili- Note 1: Forgings, castings, and other unfin- tary use. Such ‘‘components’’ include: ished products, such as extrusions and ma- a. Pneumatic tire casings of a kind ‘‘specially chined bodies, that have reached a stage in designed’’ to be bullet-proof; manufacture where they are clearly identifiable b. Armored protection of vital ‘‘parts’’ (e.g., by mechanical properties, material composition, fuel tanks or vehicle cabs); geometry, or function as commodities controlled c. Special reinforcements or mountings for by ECCN 0A606.x are controlled by ECCN weapons; 0A606.x. d. Black-out lighting. Note 2: ‘‘Parts,’’ ‘‘components,’’ ‘‘accessories’’ b. Other ground vehicles, ‘‘parts’’ and and ‘‘attachments’’ enumerated in USML para- ‘‘components,’’ as follows: graph VII(g) are subject to the controls of that b.1. Unarmed vehicles that are derived paragraph. ‘‘Parts,’’ ‘‘components,’’ ‘‘acces- from civilian vehicles and that have all of sories’’ and ‘‘attachments’’ described in ECCN the following: 0A606.y are subject to the controls of that para- b.1.a. Manufactured or fitted with mate- graph. rials or ‘‘components’’ other than reactive or y. Specific ‘‘parts,’’ ‘‘components,’’ ‘‘ac- electromagnetic armor to provide ballistic cessories,’’ and ‘‘attachments’’ ‘‘specially de- protection to level III (National Institute of signed’’ for a commodity enumerated or oth- Justice standard 0108.01, September 1985) or erwise described in this ECCN (other than better; ECCN 0A606.b) or for a defense article in

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USML Category VII and not elsewhere speci- end item that is controlled on the USML fied on the USML or the CCL, as follows, and or elsewhere on the CCL are controlled ‘‘parts,’’ ‘‘components,’’ ‘‘accessories,’’ and under the same USML Category or ECCN ‘‘attachments’’ ‘‘specially designed’’ there- as the ‘‘parts,’’ ‘‘components,’’ ‘‘acces- for: sories’’ and ‘‘attachments’’ of the simu- y.1. Brake discs, rotors, drums, calipers, lated system or end item. cylinders, pads, shoes, lines, hoses, vacuum Related Definitions: N/A boosters, and parts therefor; Items: a. ‘‘Equipment’’ ‘‘specially designed’’ y.2. Alternators and generators; for military training that is not enumerated y.3. Axles; or otherwise described in USML Category IX. y.4. Batteries; Note 1 to 0A614: This entry includes oper- y.5. Bearings (e.g., ball, roller, wheel); ational flight trainers, radar target trainers, y.6. Cables, cable assembles, and connec- flight simulators for aircraft classified under tors; ECCN 9A610.a, human-rated centrifuges, radar y.7. Cooling system hoses; trainers for radars classified under ECCN 3A611, y.8. Hydraulic, fuel, oil, and air filters, instrument flight trainers for military aircraft, other than those controlled by ECCN 1A004; navigation trainers for military items, target y.9. Gaskets and o-rings; equipment, armament trainers, military pilotless y.10. Hydraulic system hoses, fittings, cou- aircraft trainers, mobile training units and plings, adapters, and valves; training ‘‘equipment’’ for ground military oper- y.11. Latches and hinges; ations. y.12. Lighting systems, fuses, and ‘‘compo- Note 2 to 0A614: This entry does not apply to nents;’’ ‘‘equipment’’ ‘‘specially designed’’ for training y.13. Pneumatic hoses, fittings, adapters, in the use of hunting or sporting weapons. couplings, and valves; b. through w. [Reserved] y.14. Seats, seat assemblies, seat supports, x. ‘‘Parts,’’ ‘‘components,’’ ‘‘accessories’’ and harnesses; ‘‘attachments’’ that are ‘‘specially designed’’ y.15. Tires, except run flat; and for a commodity controlled by this entry or y.16. Windows, except those for armored an article enumerated or otherwise described vehicles. in USML Category IX, and not specified elsewhere on the USML. 0A614 Military training ‘‘equipment,’’ as follows (see List of Items Controlled). 0A617 Miscellaneous ‘‘equipment,’’ mate- LICENSE REQUIREMENTS rials, and related commodities (see List of Reason for Control: NS, RS, AT, UN Items Controlled). LICENSE REQUIREMENTS Country Chart (See Supp. Control(s) No. 1 to part 738) Reason for Control: NS, RS, AT, UN

NS applies to entire entry ...... NS Column 1 Control(s) Country Chart (See Supp. RS applies to entire entry ...... RS Column 1 No. 1 to part 738) AT applies to entire entry ...... AT Column 1 UN applies to entire entry ..... See § 746.1(b) for UN con- NS applies to entire entry, ex- NS Column 1 trols cept 0A617.y. RS applies to entire entry, ex- RS Column 1 cept 0A617.y. LIST BASED LICENSE EXCEPTIONS (SEE PART AT applies to entire entry ...... AT Column 1 740 FOR A DESCRIPTION OF ALL LICENSE EX- UN applies to entire entry, See § 764.1(b) for UN con- CEPTIONS) except 0A617.y. trols LVS: $1500 GBS: N/A LIST BASED LICENSE EXCEPTIONS (SEE PART CIV: N/A 740 FOR A DESCRIPTION OF ALL LICENSE EX- SPECIAL CONDITIONS FOR STA CEPTIONS) STA: Paragraph (c)(2) of License Exception LVS: $1500 STA (§ 740.20(c)(2)) of the EAR may not be GBS: N/A used for any item in 0A614. CIV: N/A LIST OF ITEMS CONTROLLED SPECIAL CONDITIONS FOR STA Related Controls: (1) Defense articles that are STA: Paragraph (c)(2) of License Exception enumerated or otherwise described in STA (§ 740.20(c)(2) of the EAR) may not be USML Category IX and ‘‘technical data’’ used for any item in 0A617. (including ‘‘software’’) directly related LIST OF ITEMS CONTROLLED thereto are ‘‘subject to the ITAR’’. (2) See Related Controls: (1) Defense articles, such as ECCN 0A919 for foreign-made ‘‘military materials made from classified informa- commodities’’ that incorporate more than tion, that are controlled by USML Cat- a de minimis of US-origin ‘‘600 series’’ egory XIII, and technical data (including items. (3) ‘‘Parts,’’ ‘‘components,’’ ‘‘acces- software) directly related thereto, are sub- sories’’ and ‘‘attachments’’ that are com- ject to the ITAR. (2) See ECCN 0A919 for mon to a simulator controlled by ECCN foreign-made ‘‘military commodities’’ that 0A614.a and to a simulated system or an incorporate more than a de minimis amount

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of U.S.-origin ‘‘600 series’’ controlled con- y.3. Containers, n.e.s., ‘‘specially designed’’ tent. (3) For controls on self-contained div- for shipping or packing defense articles or ing and underwater swimming apparatus items controlled by a ‘‘600 series’’ ECCN. and related commodities, see ECCN 8A620.f. y.4. Field generators ‘‘specially designed’’ (4) For controls on robots, robot control- for military use. lers, and robot end-effectors, see USML y.5. Power controlled searchlights and con- Category VII and ECCNs 0A606 and 2B007. trol units therefor, ‘‘specially designed’’ for (5) ‘‘Libraries,’’ i.e., parametric technical military use, and ‘‘equipment’’ mounting databases, ‘‘specially designed’’ for mili- such units. tary use with equipment controlled by the USML or a ‘‘600 series’’ ECCN are con- 0A918 Miscellaneous military equipment not trolled by the technical data and tech- on the Wassenaar Munitions List (see List nology controls pertaining to such items. of Items Controlled). (6) For controls on nuclear power gener- LICENSE REQUIREMENTS ating equipment or propulsion equipment, Reason for Control: RS, AT, UN including ‘‘nuclear reactors,’’ ‘‘specially designed’’ for military use, and ‘‘parts’’ Control(s) Country Chart (See Supp. and ‘‘components’’ ‘‘specially designed’’ No. 1 to part 738) therefor, see USML Categories VI, XIII, RS applies to entire entry ...... RS Column 2. XV, and XX. (7) Simulators ‘‘specially de- AT applies to entire entry ...... AT Column 1. signed’’ for military ‘‘nuclear reactors’’ are UN applies to entire entry ..... See § 746.1(b) for UN con- controlled by USML Category IX(b). (8) See trols. USML Categories X, XI and XII for ‘‘laser’’ protection equipment (e.g., eye and sensor LIST BASED LICENSE EXCEPTIONS (SEE PART protection) ‘‘specially designed’’ for mili- 740 FOR A DESCRIPTION OF ALL LICENSE EX- tary use. (9) ‘‘Fuel cells’’ ‘‘specially de- CEPTIONS) signed’’ for a defense article on the USML LVS: $1500 or a commodity controlled by a ‘‘600 se- GBS: N/A ries’’ ECCN are controlled according to the CIV: N/A corresponding ‘‘600 series’’ ECCN for such LIST OF ITEMS CONTROLLED end items. (10) See USML Category XV for Related Controls: See ECCN 0A617.y.5 for controls on fuel cells ‘‘specially designed’’ items formerly controlled by ECCN for satellite or spacecraft. 0A918.a. Related Definitions: N/A Related Definitions: N/A Items: a. [Reserved] Items: Bayonets. b. Concealment and deception equipment ‘‘specially designed’’ for military applica- 0A919 ‘‘Military Commodities’’ Located and tion, including special paints, decoys, smoke Produced Outside the United States as or obscuration equipment and simulators, Follows (see list of items controlled). and ‘‘parts,’’ ‘‘components,’’ ‘‘accessories,’’ LICENSE REQUIREMENTS and ‘‘attachments’’ ‘‘specially designed’’ Reasons for Control: RS, AT therefor, not controlled by USML Category XIII. Country Chart (See Supp. Control(s) No. 1 to part 738) c. Ferries, bridges (other than those described in ECCN 0A606 or USML Category RS applies to entire entry ...... RS Column 1, see VII), and pontoons, ‘‘specially designed’’ for § 742.6(a)(3) for license re- military use. quirements. d. Test models ‘‘specially designed’’ for the AT applies to entire entry ...... AT Column 1. ‘‘development’’ of defense articles controlled by USML Categories IV, VI, VII and VIII. LIST BASED LICENSE EXCEPTIONS (SEE PART e. [Reserved] 740 FOR A DESCRIPTION OF ALL LICENSE EX- f. ‘‘Metal embrittlement agents.’’ CEPTIONS) g. through x. [Reserved] LVS: N/A y. Other commodities as follows, and GBS: N/A ‘‘parts,’’ ‘‘components,’’ ‘‘accessories,’’ and CIV: N/A ‘‘attachments’’ ‘‘specially designed’’ there- LIST OF ITEMS CONTROLLED for: Related Controls: (1) ‘‘Military commodities’’ y.1. Construction equipment ‘‘specially de- are subject to the export licensing jurisdic- signed’’ for military use, including such tion of the Department of State if they in- equipment ‘‘specially designed’’ for trans- corporate items that are subject to the port in aircraft controlled by USML VIII(a) International Traffic in Arms Regulations or ECCN 9A610.a. (ITAR) (22 CFR Parts 120–130). (2) ‘‘Military y.2. ‘‘Parts,’’ ‘‘components,’’ ‘‘accessories,’’ commodities’’ described in this paragraph and ‘‘attachments’’ ‘‘specially designed’’ for are subject to the export licensing jurisdic- commodities in paragraph .y.1 of this entry, tion of the Department of State if such including crew protection kits used as pro- commodities are described on the U.S. Mu- tective cabs. nitions List (22 CFR Part 121) and are in

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the United States. (3) The furnishing of as- LIST OF ITEMS CONTROLLED sistance (including training) to foreign Related Controls: N/A persons, whether in the United States or Related Definitions: N/A abroad, in the design, development, engi- Items: The list of items controlled is con- neering, manufacture, production, assem- tained in the ECCN heading. bly, testing, repair, maintenance, modification, operation, demilitarization, de- 0A979 Police helmets and shields; and ‘‘spe- struction, processing, or use of defense ar- cially designed’’ ‘‘components,’’ n.e.s. ticles that are subject to the ITAR; or the LICENSE REQUIREMENTS furnishing to foreign persons of any tech- Reason for Control: CC nical data controlled under 22 CFR 121.1 whether in the United States or abroad are Control(s) Country Chart (See Supp. under the licensing jurisdiction of the De- No. 1 to part 738) partment of State. (4) Brokering activities CC applies to entire entry ..... CC Column 1 (as defined in 22 CFR 129) of ‘‘military commodities’’ that are subject to the ITAR are LIST BASED LICENSE EXCEPTIONS (SEE PART under the licensing jurisdiction of the De- 740 FOR A DESCRIPTION OF ALL LICENSE EX- partment of State. CEPTIONS) Related Definitions: ‘‘Military commodity’’ or LVS: N/A ‘‘military commodities’’ means an article, GBS: N/A material or supply that is described on the CIV: N/A U.S. Munitions List (22 CFR Part 121) or on LIST OF ITEMS CONTROLLED the Munitions List that is published by the N/A Wassenaar Arrangement on Export Con- Related Controls: trols for Conventional Arms and Dual-Use Related Definitions: N/A Goods and Technologies (i.e., the Items: The list of items controlled is con- Wassenaar Arrangement Munitions List tained in the ECCN heading. (WAML)), but does not include software, 0A980 Horses by sea. technology, any item listed in any ECCN LICENSE REQUIREMENTS for which the last three numerals are 018, Reason for Control: SS or any item in the ‘‘600 series.’’ Control(s): SS applies to entire entry. For li- Items: censing requirements (and possible License a. ‘‘Military commodities’’ produced and Exceptions) proceed directly to part 754 of located outside the United States that are the EAR. The Commerce Country Chart is not subject to the International Traffic in not designed to determine licensing re- Arms Regulations (22 CFR parts 120–130) and quirements for items controlled for SS rea- having any of the following characteristics: sons a.1. Incorporate more than a de minimis LIST OF ITEMS CONTROLLED amount of U.S.-origin controlled content classified under ECCNs 6A002, 6A003, 6A990, Related Controls: N/A or 6A993.a (having a maximum frame rate Related Definitions: N/A equal to or less than 9 Hz and thus meeting Items: The list of items controlled is con- the criterion of Note 3.a to 6A003.b.4); tained in the ECCN heading a.2. Incorporate more than a de minimis 0A981 Equipment designed for the execu- amount of U.S.-origin ‘‘600 series’’ controlled tion of human beings as follows (see List content (see § 734.4 of the EAR); or of Items Controlled). a.3. Are direct products of U.S.-origin ‘‘600 LICENSE REQUIREMENTS series’’ technology or software (see Reason for Control: CC § 736.2(b)(3) of the EAR). Control(s): CC applies to entire entry. A li- b. [Reserved] cense is required for ALL destinations re- 0A978 Law enforcement striking weapons, gardless of end-use. Accordingly, a column including saps, police batons, side handle specific to this control does not appear on batons, tonfas, sjamboks, and whips. the Commerce Country Chart. (See § 742.7 LICENSE REQUIREMENTS of the EAR for additional information.) Reason for Control: CC LIST BASED LICENSE EXCEPTIONS (SEE PART 740 FOR A DESCRIPTION OF ALL LICENSE EX- Control(s) Country Chart (See Supp. CEPTIONS) No. 1 to part 738) LVS: N/A CC applies to entire entry ..... CC Column 1 GBS: N/A CIV: N/A LIST BASED LICENSE EXCEPTIONS (SEE PART LIST OF ITEMS CONTROLLED 740 FOR A DESCRIPTION OF ALL LICENSE EX- Related Controls: N/A CEPTIONS) Related Definitions: N/A LVS: N/A Items: a. Gallows and guillotines. GBS: N/A b. Electric chairs for the purpose of exe- CIV: N/A cuting human beings.

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c. Air tight vaults designed for the execu- GBS: N/A tion of human beings by the administration CIV: N/A of a lethal gas or substance. LIST OF ITEMS CONTROLLED d. Automatic drug injection systems de- Related Controls: N/A signed for the execution of human beings by Related Definitions: N/A administration of a lethal substance. Items: The list of items controlled is contained in the ECCN heading 0A982 Law enforcement restraint devices, Note to ECCN 0A983. In this ECCN, ‘‘torture’’ including leg irons, shackles, and hand- has the meaning set forth in Section 2340(1) of cuffs; straight jackets; stun cuffs; shock Title 18, United States Code. belts; shock sleeves; multipoint restraint devices such as restraint chairs; and 0A984 Shotguns with barrel length 18 ‘‘specially designed’’ ‘‘parts,’’ ‘‘compo- inches (45.72 cm) or over; receivers; bar- nents’’ and ‘‘accessories,’’ n.e.s. rels of 18 inches (45.72 cm) or longer but LICENSE REQUIREMENTS not longer than 24 inches (60.96 cm); com- Reason for Control: CC plete trigger mechanisms; magazines and Control(s): CC applies to entire entry. A li- magazine extension tubes; complete cense is required for ALL destinations, ex- breech mechanisms; buckshot shotgun cept Canada, regardless of end-use. Accord- shells; except equipment used exclusively ingly, a column specific to this control to treat or tranquilize animals, and ex- does not appear on the Commerce Country cept arms designed solely for signal, Chart. (See part 742 of the EAR for addi- flare, or saluting use. tional information.) LICENSE REQUIREMENTS LIST BASED LICENSE EXCEPTIONS (SEE PART Reason for Control: CC, FC, UN 740 FOR A DESCRIPTION OF ALL LICENSE EX- Country Chart (See Supp. CEPTIONS) Control(s) No. 1 to part 738) LVS: N/A GBS: N/A FC applies to entire entry ...... FC Column 1. CIV: N/A CC applies to shotguns with CC Column 1 a barrel length greater than LIST OF ITEMS CONTROLLED or equal to 18 in. (45.72 Related Controls:Thumbcuffs and fingercuffs cm), but less than 24 in. are classified under ECCN 0A983, ‘‘specially (60.96 cm), shotgun ‘‘com- designed’’ implements of torture. Restraint ponents’’ controlled by this devices that electronically monitor or reentry, and buckshot shot- port the location of confined persons for gun shells controlled by law enforcement or penal reasons are con- this entry, regardless of trolled under ECCN 3A981. end-user. CC applies to shotguns with CC Column 2. Related Definitions: N/A a barrel length greater than Items: The list of items controlled is con- or equal to 24 in. (60.96 tained in the ECCN heading. cm), regardless of end-user. Note to ECCN 0A982. This ECCN applies to re- CC applies to shotguns with CC Column 3. straint devices used in law enforcement activi- a barrel length greater than ties. It does not apply to medical devices that or equal to 24 in. (60.96 are equipped to restrain patient movement dur- cm) if for sale or resale to police or law enforcement. ing medical procedures. It does not apply to de- UN applies to entire entry ..... See § 746.1(b) for UN con- vices that confine memory impaired patients to trols. appropriate medical facilities. It does not apply to safety equipment such as safety belts or child LIST BASED LICENSE EXCEPTIONS (SEE PART automobile safety seats. 740 FOR A DESCRIPTION OF ALL LICENSE EX- CEPTIONS) 0A983 ‘‘Specially designed’’ implements of LVS: N/A torture, including thumbscrews, GBS: N/A thumbcuffs, fingercuffs, spiked batons, CIV: N/A and ‘‘specially designed’’ ‘‘parts,’’ ‘‘compo- LIST OF ITEMS CONTROLLED nents’’ and ‘‘accessories,’’ n.e.s. Related Controls: This entry does not control LICENSE REQUIREMENTS shotguns with a barrel length of less than Reason for Control: CC 18 inches (45.72 cm). These items are ‘‘sub- Control(s): CC applies to entire entry. A li- ject to the ITAR’’ (see 22 CFR parts 120 cense is required for ALL destinations, re- through 130). gardless of end-use. Accordingly, a column Related Definitions: N/A specific to this control does not appear on Items: The list of items controlled is con- the Commerce Country Chart. (See part 742 tained in the ECCN heading. of the EAR for additional information.) LIST BASED LICENSE EXCEPTIONS (SEE PART 0A985 Discharge type arms and devices to 740 FOR A DESCRIPTION OF ALL LICENSE EX- administer electric shock, for example, CEPTIONS) stun guns, shock batons, shock shields, LVS: N/A electric cattle prods, immobilization guns

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and projectiles; except equipment used CIV: N/A exclusively to treat or tranquilize ani- LIST OF ITEMS CONTROLLED mals, and except arms designed solely for Related Controls: N/A signal, flare, or saluting use; and ‘‘spe- Related Definitions: N/A cially designed’’ ‘‘parts’’ and ‘‘compo- Items: The list of items controlled is con- nents,’’ n.e.s. tained in the ECCN heading LICENSE REQUIREMENTS Reason for Control: CC, UN 0A987 Optical sighting devices for firearms (including shotguns controlled by 0A984); Control(s) Country Chart (See Supp. and ‘‘components’’ as follows (see List of No. 1 to part 738) Items Controlled). CC applies to entire entry. A LICENSE REQUIREMENTS license is required for ALL Reason for Control: FC, CC, UN destinations, except Can- ada, regardless of end-use. Control(s) Country Chart (See Supp. Accordingly, a column spe- No. 1 to part 738) cific to this control does not appear on the Commerce FC applies to optical sights FC Column 1. Country Chart. (See part for firearms, including shot- 742 of the EAR for addi- guns described in ECCN tional information.) 0A984, and related parts. UN applies to entire entry ..... See § 746.1(b) for UN con- CC applies to entire entry ..... CC Column 1. trols. UN applies to entire entry ..... See § 746.1(b) for UN controls. LIST BASED LICENSE EXCEPTIONS (SEE PART LIST BASED LICENSE EXCEPTIONS (SEE PART 740 FOR A DESCRIPTION OF ALL LICENSE EX- 740 FOR A DESCRIPTION OF ALL LICENSE EX- CEPTIONS) LVS: N/A CEPTIONS) GBS: N/A LVS: N/A CIV: N/A GBS: N/A CIV: N/A LIST OF ITEMS CONTROLLED Related Controls: Law enforcement restraint LIST OF ITEMS CONTROLLED devices that administer an electric shock Related Controls: (1) See USML Category I(f) are controlled under ECCN 0A982. Elec- for riflescopes subject to the ITAR that are tronic devices that monitor and report a not night sighting devices. (2) See USML person’s location to enforce restrictions on Category XII(c) for sighting devices using movement for law enforcement or penal second generation image intensifier tubes reasons are controlled under ECCN 3A981. having luminous sensitivity greater than μ Related Definitions: N/A 350 A/lm, or third generation or higher Items: The list of items controlled is con- image intensifier tubes, that are subject to tained in the ECCN heading. the ITAR. (3) See USML Category XII(b) for laser aiming or laser illumination sys- 0A986 Shotgun shells, except buckshot shot- tems subject to the ITAR. (4) Section 744.9 gun shells, ‘‘specially designed’’ ‘‘parts’’ imposes a license requirement on certain and ‘‘components.’’ commodities described in 0A987 if being ex- LICENSE REQUIREMENTS ported, reexported, or transferred (in-coun- Reason for Control: AT, FC, UN try) for use by a military end-user or for incorporation into an item controlled by Control(s) ECCN 0A919. Related Definitions: N/A AT applies to entire entry. A Items: a. Telescopic sights. license is required for items controlled by this entry to b. Holographic sights. North Korea for anti-ter- c. Reflex or ‘‘red dot’’ sights. rorism reasons. The Com- d. Reticle sights. merce Country Chart is not e. Other sighting devices that contain opti- designed to determine AT cal elements. licensing requirements for f. Laser aiming devices or laser this entry. See § 742.19 of illuminators ‘‘specially designed’’ for use on the EAR for additional information. firearms, and having an operational wave- FC applies to entire entry ...... FC Column 1. length exceeding 400 nm but not exceeding UN applies to entire entry ..... See § 746.1(b) for UN con- 710 nm. trols. Note: 0A987.f does not control laser boresighting devices that must be placed in the LIST BASED LICENSE EXCEPTIONS (SEE PART bore or chamber to provide a reference for align- 740 FOR A DESCRIPTION OF ALL LICENSE EX- ing the firearms sights. CEPTIONS) g. Lenses, other optical elements and ad- LVS: N/A justment mechanisms for articles in para- GBS: N/A graphs a, b, c, d or e.

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0A988 Conventional military steel helmets Items: a. Ring Magnets; as described by 0A018.d.1. b. Reserved. No items currently are in this ECCN. See ECCN 1A613.y.1 for conventional steel hel- B. ‘‘TEST’’, ‘‘INSPECTION’’ AND ‘‘PRODUCTION mets that, immediately prior to July 1, 2014, EQUIPMENT’’ were classified under 0A988. 0B521 Any commodity subject to the EAR that is not listed elsewhere in the CCL, 0A998 Oil and gas exploration equipment, but which is controlled for export be- software, and data, as follows (see List of cause it provides at least a significant Items Controlled). military or intelligence advantage to the LICENSE REQUIREMENTS Reason for Control: Foreign policy United States or for foreign policy reasons. Control(s): Country chart 0B521 commodities are subject to RS1 controls with no license exception eligibility Russian industry sector sanc- See § 746.5 for specific li- other than License Exception GOV for U.S. tion applies to entire entry. cense requirements and li- Government personnel and agencies under cense review policy. § 740.11(b)(2)(ii) of the EAR, or an item- spe- cific license exception identified in Supple- LIST BASED LICENSE EXCEPTIONS (SEE PART ment No. 5 to part 774 particular to an item 740 FOR A DESCRIPTION OF ALL LICENSE EX- covered under ECCN 0B521. The list of com- CEPTIONS) modities determined to be classified under LVS: N/A ECCN 0B521 controls is published in Supple- GBS: N/A ment No. 5 to part 774. The license require- N/A CIV: ments and licensing policy relating to ECCN LIST OF ITEMS CONTROLLED 0B521 are set forth in § 742.6(a)(7) of the EAR. Related Controls: N/A Related Definitions: N/A 0B604 Test, inspection, and production Items: a. Oil and gas exploration data, e.g., ‘‘equipment’’ and related commodities seismic analysis data. ‘‘specially designed’’ for the ‘‘develop- b. Hydraulic fracturing items, as follows: ment,’’ ‘‘production,’’ repair, overhaul, or b.1. Hydraulic fracturing design and anal- refurbishing of commodities in ECCN ysis software and data. 0A604 or related defense articles in b.2. Hydraulic fracturing ’proppant,’ USML Category IV (see List of Items Con- ’fracking fluid,’ and chemical additives trolled). therefor. LICENSE REQUIREMENTS Technical Note: A ’proppant’ is a solid mate- Reason for Control: NS, RS, AT, UN rial, typically treated sand or man-made ceramic materials, designed to keep an induced Control(s) Country Chart (See Supp. hydraulic fracture open, during or following a No. 1 to part 738) fracturing treatment. It is added to a ’fracking NS applies to entire entry ...... NS Column 1 fluid’ which may vary in composition depending RS applies to entire entry ...... RS Column 1 on the type of fracturing used, and can be gel, AT applies to entire entry ...... AT Column 1 foam or slickwater-based. UN applies to entire entry ..... See § 746.1(b) for UN con- b.3. High pressure pumps. trols

0A999 Specific Processing Equipment, as LIST BASED LICENSE EXCEPTIONS (SEE PART Follows (See List of Items Controlled). 740 FOR A DESCRIPTION OF ALL LICENSE EX- LICENSE REQUIREMENTS CEPTIONS) Reason for Control: AT LVS: $1500 Control(s): GBS: N/A Country Chart. AT applies to entire entry. A CIV: N/A license is required for items controlled by SPECIAL CONDITIONS FOR STA this entry to North Korea for anti-ter- STA: Paragraph (c)(2) of License Exception rorism reasons. The Commerce Country STA (§ 740.20(c)(2) of the EAR) may not be Chart is not designed to determine AT li- used for any item in this ECCN 0B604. censing requirements for this entry. See LIST OF ITEMS CONTROLLED § 742.19 of the EAR for additional informa- Related Controls: (1) See ECCN 9B604, which tion. controls test, inspection, and production LIST BASED LICENSE EXCEPTIONS (SEE PART ‘‘equipment’’ and related commodities 740 FOR A DESCRIPTION OF ALL LICENSE EX- ‘‘specially designed’’ for the ‘‘develop- CEPTIONS) ment’’ or ‘‘production’’ of commodities in LVS: N/A ECCN 9A604 or related defense articles in GBS: N/A USML Category IV. (2) See ECCN 0A919 for CIV: N/A foreign-made ‘‘military commodities’’ that LIST OF ITEMS CONTROLLED incorporate more than a de minimis amount Related Controls: N/A of US-origin ‘‘600 series’’ controlled con- Related Definitions: N/A tent.

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Related Definitions: N/A Note 1: ECCN 0B606 includes (i) armor plate Items: a. Test, inspection, and other produc- drilling machines, other than radial drilling mation ‘‘equipment’’ that are ‘‘specially de- chines, (ii) armor plate planing machines, (iii) signed’’ for the ‘‘development,’’ ‘‘produc- armor plate quenching presses; and (iv) tank tion,’’ repair, overhaul, or refurbishing of turret bearing grinding machines. commodities controlled by ECCN 0A604 or for b. Environmental test facilities ‘‘specially bombs, torpedoes, depth charges, mines and designed’’ for the certification, qualification, hand grenades, and parts, components, acces- or testing of commodities enumerated or sories and attachments therefor, controlled otherwise described in ECCN 0A606 (except under USML Category IV. for 0A606.b or 0A606.y) or in USML Category b. through w. [Reserved] VII, and ‘‘equipment’’ ‘‘specially designed’’ x. ‘‘Parts,’’ ‘‘components,’’ ‘‘accessories,’’ therefor. and ‘‘attachments’’ that are ‘‘specially designed’’ for a commodity subject to control 0B614 Test, inspection, and production in paragraph .a of this ECCN. ‘‘equipment’’ for military training ‘‘equipment’’ and ‘‘specially designed’’ ‘‘parts,’’ 0B606 Test, inspection, and production ‘‘components,’’ ‘‘accessories’’ and ‘‘attach- ‘‘equipment’’ and related commodities, ments’’ therefor, as follows (see List of not enumerated on the USML, ‘‘specially Items Controlled). designed’’ for the ‘‘development,’’ ‘‘pro- LICENSE REQUIREMENTS duction,’’ repair, overhaul, or refur- Reason for Control: NS, RS, AT, UN bishing of commodities enumerated or otherwise described in ECCN 0A606 or Country Chart (See Supp. USML Category VII (see List of Items Control(s) No. 1 to part 738) Controlled). LICENSE REQUIREMENTS NS applies to entire entry ...... NS Column 1 Reason for Control: NS, RS, AT, UN RS applies to entire entry ...... RS Column 1 AT applies to entire entry ...... AT Column 1 Control(s) Country Chart (See Supp. UN applies to entire entry ..... See § 746.1(b) for UN con- No. 1 to part 738) trols NS applies to entire entry ...... NS Column 1 RS applies to entire entry ...... RS Column 1 LIST BASED LICENSE EXCEPTIONS (SEE PART AT applies to entire entry ...... AT Column 1 740 FOR A DESCRIPTION OF ALL LICENSE EX- UN applies to entire entry ..... See § 746.1(b) for UN con- CEPTIONS) trols LVS: $1500 GBS: N/A LIST BASED LICENSE EXCEPTIONS (SEE PART CIV: N/A 740 FOR A DESCRIPTION OF ALL LICENSE EX- SPECIAL CONDITIONS FOR STA CEPTIONS) LVS: $1500 STA: Paragraph (c)(2) of License Exception GBS: N/A STA (§ 740.20(c)(2) of the EAR) may not be CIV: N/A used for any item in 0B614. SPECIAL CONDITIONS FOR STA LIST OF ITEMS CONTROLLED STA: Paragraph (c)(2) of License Exception Related Controls: See ECCN 0A919 for foreign- STA (§ 740.20(c)(2) of the EAR) may not be made ‘‘military commodities’’ that incor- used for any item in 0B606. porate more than a de minimis amount of LIST OF ITEMS CONTROLLED US-origin ‘‘600 series’’ controlled content. Related Controls: (1) Ground vehicles, other Related Definitions: N/A articles, technical data (including soft- Items: a. Test, inspection, and other produc- ware) and services described in 22 CFR part tion ‘‘equipment’’ ‘‘specially designed’’ for 121, Category VII are subject to the juris- the ‘‘development,’’ ‘‘production,’’ repair, diction of the International Traffic in overhaul, or refurbishing of commodities Arms Regulations. (2) See ECCN 0A919 for controlled by ECCN 0A614 or articles enu- foreign-made ‘‘military commodities’’ that merated or otherwise described in USML incorporate more than a de minimis amount Category IX. of U.S.-origin ‘‘600 series’’ controlled con- b. through .w [Reserved] tent. x. ‘‘Parts,’’ ‘‘components,’’ ‘‘accessories’’ Related Definitions: N/A and ‘‘attachments’’ that are ‘‘specially de- Items: a. Test, inspection, and production signed’’ for a commodity controlled by ECCN ‘‘equipment’’ ‘‘specially designed’’ for the 0B614. ‘‘development,’’ ‘‘production,’’ repair, overhaul, or refurbishing of commodities enu- 0B617 Test, inspection, and production merated or otherwise described in ECCN ‘‘equipment’’ and related commodities 0A606 (except for 0A606.b or 0A606.y) or in ‘‘specially designed’’ for the ‘‘develop- USML Category VII, and ‘‘parts,’’ ‘‘compo- ment,’’ ‘‘production,’’ repair, overhaul, or nents,’’ ‘‘accessories,’’ and ‘‘attachments’’ refurbishing of commodities enumerated ‘‘specially designed’’ therefor. or otherwise described in ECCN 0A617 or

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USML Category XIII, and ‘‘parts,’’ ‘‘com- LIST BASED LICENSE EXCEPTIONS (SEE PART ponents,’’ ‘‘accessories,’’ and ‘‘attach- 740 FOR A DESCRIPTION OF ALL LICENSE EX- ments’’ ‘‘specially designed’’ therefor (see CEPTIONS) List of Items Controlled). LVS: N/A LICENSE REQUIREMENTS GBS: N/A Reason for Control: NS, RS, AT, UN CIV: N/A LIST OF ITEMS CONTROLLED Control(s) Country Chart (See Supp. Related Controls: N/A No. 1 to part 738) Related Definitions: N/A NS applies to entire entry ...... NS Column 1 Items: The list of items controlled is con- RS applies to entire entry ...... RS Column 1 tained in the ECCN heading AT applies to entire entry ...... AT Column 1 UN applies to entire entry ..... See § 746.1(b) for UN con- 0B999 Specific Processing Equipment, as trols Follows (See List of Items Controlled). LICENSE REQUIREMENTS LIST BASED LICENSE EXCEPTIONS (SEE PART Reason for Control: AT, RS 740 FOR A DESCRIPTION OF ALL LICENSE EX- CEPTIONS) Control(s) Country Chart (See Supp. LVS: $1500 No. 1 to part 738) GBS: N/A AT applies to entire entry...... A license is required for items CIV: N/A controlled by this entry to SPECIAL CONDITIONS FOR STA North Korea for anti-ter- STA: Paragraph (c)(2) of License Exception rorism reasons. The Com- STA (§ 740.20(c)(2) of the EAR) may not be merce Country Chart is not used for any item in 0B617. designed to determine AT license requirements for LIST OF ITEMS CONTROLLED this entry. See § 742.19 of Related Controls: See ECCN 0A919 for foreign- the EAR for additional in- made ‘‘military commodities’’ that incor- formation. porate more than a de minimis amount of RS applies to entire entry...... A license is required for items U.S.-origin ‘‘600 series’’ controlled content. controlled by this entry for Related Definitions: N/A export or reexport to Iraq Items: a. Test, inspection, and production or transfer within Iraq for ‘‘equipment’’ not controlled by USML Cat- regional stability reasons. The Commerce Country egory XIII(k) ‘‘specially designed’’ for the Chart is not designed to ‘‘production,’’ ‘‘development,’’ repair, over- determine RS license re- haul, or refurbishing of commodities enu- quirements for this entry. merated or otherwise described in ECCN See §§ 742.6 and 746.3 of 0A617, (except for 0A617.y) or USML Category the EAR for additional in- XIII, and ‘‘parts,’’ ‘‘components,’’ ‘‘acces- formation. sories,’’ and ‘‘attachments’’ ‘‘specially designed’’ therefor. LIST BASED LICENSE EXCEPTIONS (SEE PART b. [Reserved] 740 FOR A DESCRIPTION OF ALL LICENSE EX- Note: Field engineer equipment ‘‘specially de- CEPTIONS) signed’’ for use in a combat zone, identified in LVS: N/A the Wassenaar Arrangement Munitions List GBS: N/A 17.d, and mobile repair shops ‘‘specially de- CIV: N/A signed’’ or modified to service military equip- LIST OF ITEMS CONTROLLED ment, identified in Wassenaar Arrangement Mu- Related Controls: N/A nitions List 17.j, are controlled by 0B617 to the Related Definitions: N/A extent that the items are not included in USML Items: a. Hot cells; Category XIII(k). b. Glove boxes suitable for use with radio- 0B986 Equipment ‘‘specially designed’’ for active materials. manufacturing shotgun shells; and am- C. ‘‘MATERIALS’’ munition hand-loading equipment for both cartridges and shotgun shells. 0C521 Any material subject to the EAR that LICENSE REQUIREMENTS is not listed elsewhere in the CCL, but Reason for Control: AT, UN. which is controlled for export because it Control(s): AT applies to entire entry. A li- provides at least a significant military or cense is required for items controlled by intelligence advantage to the United this entry to North Korea for anti-ter- States or for foreign policy reasons. rorism reasons. The Commerce Country 0C521 materials are subject to RS1 controls Chart is not designed to determine AT li- with no license exception eligibility other censing requirements for this entry. See than License Exception GOV for U.S. Gov- § 742.19 of the EAR for additional informa- ernment personnel and agencies under tion. § 740.11(b)(2)(ii) of the EAR, or an item-spe- UN applies to entire entry. See § 746.1(b) for cific license exception identified in Supple- UN controls. ment No. 5 to part 774 particular to an item

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covered under ECCN 0C521. The list of mate- LIST BASED LICENSE EXCEPTIONS (SEE PART rials determined to be classified under ECCN 740 FOR A DESCRIPTION OF ALL LICENSE EX- 0C521 controls is published in Supplement CEPTIONS) No. 5 to part 774. The license requirements LVS: $1500 and licensing policy relating to ECCN 0C521 GBS: N/A are set forth in § 742.6(a)(7) of the EAR. CIV: N/A 0C606 Materials ‘‘specially designed’’ for SPECIAL CONDITIONS FOR STA commodities controlled by ECCN 0A606 STA: Paragraph (c)(2) of License Exception not elsewhere specified in the USML (see STA (§ 740.20(c)(2) of the EAR) may not be List of Items Controlled). used for any item in 0C617. LICENSE REQUIREMENTS LIST OF ITEMS CONTROLLED Reason for Control: NS, RS, AT, UN Related Controls: (1) For controls on other signature suppression materials, see USML Category XIII and ECCNs 1C001 and 1C101. Control(s) Country Chart (See Supp. No. 1 to part 738) (2) See ECCN 0A919 for foreign-made ‘‘military commodities’’ that incorporate NS applies to entire entry ...... NS Column 1 more than a de minimis amount of U.S.-ori- RS applies to entire entry ...... RS Column 1 AT applies to entire entry ...... AT Column 1 gin ‘‘600 series’’ controlled content. UN applies to entire entry ..... See § 746.1(b) for UN con- Related Definitions: N/A trols Items: a. Materials, coatings and treatments for signature suppression, ‘‘specially de- LIST BASED LICENSE EXCEPTIONS (SEE PART signed’’ for military use to reduce detect- 740 FOR A DESCRIPTION OF ALL LICENSE EX- ability or observability and that are not con- CEPTIONS) trolled by USML Category XIII or ECCNs LVS: $1500 1C001 or 1C101. GBS: N/A b. [Reserved] CIV: N/A D. ‘‘SOFTWARE’’ SPECIAL CONDITIONS FOR STA STA: Paragraph (c)(2) of License Exception 0D001 ‘‘Software’’ ‘‘specially designed’’ or STA (§ 740.20(c)(2) of the EAR) may not be modified for the ‘‘development,’’ ‘‘produc- used for any item in 0C606. tion,’’ or ‘‘use’’ of commodities described LIST OF ITEMS CONTROLLED in 0A002. (These items are ‘‘subject to the Related Controls: (1) Materials that are sub- ITAR.’’ See 22 CFR parts 120 through ject to the jurisdiction of the ITAR are de- 130.) scribed in USML Category XIII. (2) See Heading Note: Certain ‘‘software’’ for the ECCN 0A919 for foreign-made ‘‘military ‘‘development,’’ ‘‘production,’’ or ‘‘use’’ of nu- commodities’’ that incorporate more than clear related commodities is subject to the export a de minimis amount of U.S.-origin ‘‘600 se- licensing authority of the Nuclear Regulatory ries’’ controlled content. Commission (see 10 CFR part 110). Related Definitions: N/A LICENSE REQUIREMENTS Items: Materials ‘‘specially designed’’ for Control(s): ‘‘Software’’ for items described in commodities enumerated or otherwise de- 0A002 is ‘‘subject to the ITAR’’ (see 22 CFR scribed in ECCN 0A606 (other than 0A606.b or parts 120 through 130). 0A606.y) or USML Category VII, not else- LIST BASED LICENSE EXCEPTIONS (SEE PART where specified in the USML or the CCL. 740 FOR A DESCRIPTION OF ALL LICENSE EX- Note: Materials ‘‘specially designed’’ for both CEPTIONS) ground vehicles enumerated or otherwise de- CIV: N/A scribed in USML Category VII and ground vehi- TSR: N/A LIST OF ITEMS CONTROLLED cles enumerated or otherwise described in ECCN Related Controls: N/A 0A606 are subject to the controls of this ECCN Related Definitions: N/A unless identified in USML Category VII(g) as Items: The List of Items Controlled is con- being subject to the controls of that paragraph. tained in the ECCN heading.

0C617 Miscellaneous Materials ‘‘Specially 0D521 Any software subject to the EAR that Designed’’ for Military Use (see List of is not listed elsewhere in the CCL, but Items Controlled). which is controlled for export because it LICENSE REQUIREMENTS provides at least a significant military or Reason for Control: NS, RS, AT, UN intelligence advantage to the United States or for foreign policy reasons. Country Chart (See Supp. Control(s) No. 1 to part 738) 0D521 software is subject to RS1 controls with no license exception eligibility other NS applies to entire entry ...... NS Column 1 than License Exception GOV for U.S. Gov- RS applies to entire entry ...... RS Column 1 ernment personnel and agencies under AT applies to entire entry ...... AT Column 1 § 740.11(b)(2)(ii) of the EAR, or an item-spe- UN applies to entire entry ..... See § 746.1(b) for UN con- cific license exception identified in Supple- trols ment No. 5 to part 774 particular to an item

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covered under ECCN 0D521. The list of soft- CIV: N/A ware determined to be classified under ECCN TSR: N/A 0D521 controls is published in Supplement SPECIAL CONDITIONS FOR STA No. 5 to part 774. The license requirements STA: Paragraph (c)(2) of License Exception and licensing policy relating to ECCN 0D521 STA (§ 740.20(c)(2) of the EAR) may not be are set forth in § 742.6(a)(7) of the EAR. used for any ‘‘software’’ in 0D614. LIST OF ITEMS CONTROLLED 0D604 ‘‘Software’’ ‘‘specially designed’’ for Related Controls: (1) ‘‘Software’’ directly re- the ‘‘development,’’ ‘‘production,’’ oper- lated to articles enumerated in USML Cat- ation, or maintenance of commodities egory IX is subject to the control of USML controlled by ECCN 0A604 or 0B604 (see paragraph IX(e). (2) See ECCN 0A919 for List of Items Controlled). foreign made ‘‘military commodities’’ that LICENSE REQUIREMENTS incorporate more than a de minimis Reason for Control: NS, RS, AT, UN amount of US-origin ‘‘600 series’’ items. Country chart Related Definitions: N/A Control(s) (See Supp. No. 1 Items: to part 738) a. ‘‘Software’’ ‘‘specially designed’’ for the ‘‘development,’’ ‘‘production,’’ operation, or NS applies to entire entry ...... NS Column 1 RS applies to entire entry ...... RS Column 1 maintenance of commodities controlled by AT applies to entire entry ...... AT Column 1 ECCNs 0A606 (except for ECCNs 0A606.b or UN applies to entire entry ..... See § 746.1(b) for UN con- 0A606.y), 0B606, or 0C606. trols b. [RESERVED]

LIST BASED LICENSE EXCEPTIONS (SEE PART 0D614 ‘‘Software’’ related to military train- 740 FOR A DESCRIPTION OF ALL LICENSE EX- ing ‘‘equipment,’’ as follows (see List of CEPTIONS) Items Controlled). CIV: N/A LICENSE REQUIREMENTS TSR: N/A Reason for Control: NS, RS, AT, UN SPECIAL CONDITIONS FOR STA STA: Paragraph (c)(2) of License Exception ONTROL(S) STA (§ 740.20(c)(2) of the EAR) may not be used for any item in this ECCN 0D604. Country chart Control(s) (See Supp. No. 1 LIST OF ITEMS CONTROLLED to part 738) Related Controls: (1) ‘‘Software’’ directly related to articles enumerated in USML Cat- NS applies to entire entry ...... NS Column 1 egory IV is controlled under USML Cat- RS applies to entire entry ...... RS Column 1 egory IV(i). (2) See ECCN 0A919 for foreign- AT applies to entire entry ...... AT Column 1 made ‘‘military commodities’’ that incor- UN applies to entire entry ..... See § 746.1(b) for UN controls porate more than a de minimis amount of U.S.-origin ‘‘600 series’’ controlled content. LIST BASED LICENSE EXCEPTIONS (SEE PART Related Definitions: N/A 740 FOR A DESCRIPTION OF ALL LICENSE EX- Items: a. ‘‘Software’’ ‘‘specially designed’’ for CEPTIONS) the ‘‘development,’’ ‘‘production,’’ operation, CIV: N/A or maintenance of commodities controlled TSR: N/A by ECCN 0A604 or 0B604. SPECIAL CONDITIONS FOR STA b. [Reserved] STA: Paragraph (c)(2) of License Exception 0D606 ‘‘Software’’ ‘‘specially designed’’ for STA (§ 740.20(c)(2) of the EAR) may not be the ‘‘development,’’ ‘‘production,’’ oper- used for any ‘‘software’’ in 0D614. ation, or maintenance of ground vehicles LIST OF ITEMS CONTROLLED and related commodities controlled by Related Controls: (1) ‘‘Software’’ directly re- 0A606, 0B606, or 0C606 (see List of Items lated to articles enumerated in USML Cat- Controlled). egory IX is subject to the control of USML LICENSE REQUIREMENTS paragraph IX(e). (2) See ECCN 0A919 for Reason for Control: NS, RS, AT, UN foreign made ‘‘military commodities’’ that incorporate more than a de minimis amount Control(s) Country Chart (See Supp. of US-origin ‘‘600 series’’ items. No. 1 to part 738) Related Definitions: N/A NS applies to entire entry ...... NS Column 1 Items: a. ‘‘Software’’ ‘‘specially designed’’ for RS applies to entire entry ...... RS Column 1 the ‘‘development,’’ ‘‘production,’’ operation, AT applies to entire entry ...... AT Column 1 or maintenance of commodities controlled UN applies to entire entry ..... See § 746.1(b) for UN con- by ECCNs 0A614 or 0B614. trols b. [Reserved]

LIST BASED LICENSE EXCEPTIONS (SEE PART 0D617 ‘‘Software’’ ‘‘specially designed’’ for 740 FOR A DESCRIPTION OF ALL LICENSE EX- the ‘‘development,’’ ‘‘production,’’ oper- CEPTIONS) ation, or maintenance of commodities

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controlled by 0A617, ‘‘equipment’’ con- Control(s) Country Chart (See Supp. trolled by 0B617, or materials controlled No. 1 to part 738) by 0C617 (see List of Items Controlled). RS applies to entire entry...... A license is required for items LICENSE REQUIREMENTS controlled by this entry for Reason for Control: NS, RS, AT, UN export or reexport to Iraq or transfer within Iraq for regional stability reasons. Control(s) Country Chart (See Supp. No. 1 to part 738) The Commerce Country Chart is not designed to NS applies to entire entry, ex- NS Column 1 determine RS license re- cept 0D617.y. quirements for this entry. RS applies to entire entry, ex- RS Column 1 See §§ 742.6 and 746.3 of cept 0D617.y. the EAR for additional in- AT applies to entire entry ...... AT Column 1 formation. UN applies to entire entry, See § 746.1(b) for UN con- except 0D617.y. trols LIST BASED LICENSE EXCEPTIONS (SEE PART 740 FOR A DESCRIPTION OF ALL LICENSE EX- LIST BASED LICENSE EXCEPTIONS (SEE PART CEPTIONS) 740 FOR A DESCRIPTION OF ALL LICENSE EX- CIV: N/A CEPTIONS) TSR: N/A CIV: N/A LIST OF ITEMS CONTROLLED TSR: N/A Related Controls: N/A SPECIAL CONDITIONS FOR STA Related Definitions: N/A STA: Paragraph (c)(2) of License Exception Items: a. Software for neutronic calculations/ STA (§ 740.20(c)(2) of the EAR) may not be modeling; used for any ‘‘software’’ in 0D617. b. Software for radiation transport calculations/modeling; LIST OF ITEMS CONTROLLED c. Software for hydrodynamic calculations/ Related Controls: (1) ‘‘Software’’ directly re- modeling. lated to articles controlled by USML Cat- egory XIII is subject to the control of E. ‘‘TECHNOLOGY’’ USML paragraph XIII(l). (2) See ECCN 0A919 for foreign-made ‘‘military commod- 0E001 ‘‘Technology,’’ according to the Nu- ities’’ that incorporate more than a de clear Technology Note, for the ‘‘develop- minimis amount of U.S.-origin ‘‘600 series’’ ment,’’ ‘‘production,’’ or ‘‘use’’ of items described in 0A002, or 0D001. controlled content. Heading Note: ‘‘Technology’’ for certain items Related Definitions: N/A subject to the export licensing authority of the Items: a. ‘‘Software’’ (other than ‘‘software’’ Nuclear Regulatory Commission (see 10 CFR controlled in paragraph .y of this entry) part 110) is subject to the export licensing au- ‘‘specially designed’’ for the ‘‘development,’’ thority of the Department of Energy (see 10 CFR ‘‘production,’’ operation or maintenance of part 810). commodities controlled by ECCNs 0A617 (ex- LICENSE REQUIREMENTS cept 0A617.y), 0B617, or 0C617. Reason for Control: b. to x. [Reserved] Control(s): ‘‘Technology’’ for items described y. Specific ‘‘software’’ ‘‘specially designed’’ in 0A002 and 0D001 (applies to ‘‘software’’ for the ‘‘production,’’ ‘‘development,’’ oper- in 0D001 for items described in 0A002 only) ation or maintenance of commodities con- is subject to the export licensing authority trolled by ECCN 0A617.y. of the U.S. Department of State, Direc- torate of Defense Trade Controls (see 22 0D999 Specific Software, as Follows (See CFR part 121). List of Items Controlled). LIST BASED LICENSE EXCEPTIONS (SEE PART LICENSE REQUIREMENTS 740 FOR A DESCRIPTION OF ALL LICENSE EX- Reason for Control: AT, RS CEPTIONS) CIV: N/A Control(s) Country Chart (See Supp. TSR: N/A No. 1 to part 738) List of Items Controlled Related Controls: N/A AT applies to entire entry ...... A license is required for items controlled by this entry to Related Definitions: N/A North Korea for anti-ter- Items: The List of Items Controlled is con- rorism reasons. The Com- tained in the ECCN heading. merce Country Chart is not designed to determine AT 0E018 ‘‘Technology’’ for the ‘‘development’’, license requirements for ‘‘production’’, or ‘‘use’’ of items controlled this entry. See § 742.19 of by 0A018. the EAR for additional in- LICENSE REQUIREMENTS formation. Reason for Control: NS, UN, AT

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TSR: N/A Control(s) Country Chart (See Supp. No. 1 to part 738) SPECIAL CONDITIONS FOR STA STA: Paragraph (c)(2) of License Exception NS applies to entire entry ...... NS Column 1. UN applies to entire entry ..... See § 746.1(b) for UN con- STA (§ 740.20(c)(2) of the EAR) may not be trols. used for any item in this ECCN 0E604. AT applies to entire entry ...... AT Column 1. LIST OF ITEMS CONTROLLED Related Controls: Technical data directly re- LIST BASED LICENSE EXCEPTIONS (SEE PART lated to articles enumerated in USML Cat- 740 FOR A DESCRIPTION OF ALL LICENSE EX- egory IV are controlled under USML Cat- CEPTIONS) egory IV(i). CIV: N/A Related Definitions: N/A TSR: Yes. Items: a. ‘‘Technology’’ ‘‘required’’ for the LIST OF ITEMS CONTROLLED ‘‘development,’’ ‘‘production,’’ operation, in- Related Controls: N/A stallation, maintenance, repair, overhaul, or Related Definitions: N/A refurbishing of commodities controlled by Items: The list of items controlled is con- ECCN 0A604 or 0B604, or ‘‘software’’ contained in the ECCN heading. trolled by ECCN 0D604. Note: This ECCN no longer controls ‘‘tech- b. [Reserved] nology’’ for items formerly controlled by 0A018.a. See ECCN 0A617.y.1 and.y.1.a for items 0E606 ‘‘Technology’’ ‘‘required’’ for the ‘‘de- formerly controlled by 0A018.a and see the velopment,’’ ‘‘production,’’ operation, in- ‘‘technology’’ controls for those items in ECCN stallation, maintenance, repair, overhaul, 0E617.y. or refurbishing of ground vehicles and related commodities in 0A606, 0B606, 0E521 Any technology subject to the EAR 0C606, or software in 0D606 (see List of that is not listed elsewhere in the CCL, Items Controlled). but which is controlled for export be- LICENSE REQUIREMENTS cause it provides at least a significant military or intelligence advantage to the Reason for Control: NS, RS, AT, UN United States or for foreign policy rea- Country Chart (See Supp. sons. Control(s) No. 1 to part 738) 0E521 technology is subject to RS1 controls with no license exception eligibility other NS applies to entire entry ...... NS Column 1 than License Exception GOV for U.S. Gov- RS applies to entire entry ...... RS Column 1 ernment personnel and agencies under AT applies to entire entry ...... AT Column 1 § 740.11(b)(2)(ii) of the EAR, or an item-spe- UN applies to entire entry ..... See § 746.1(b) for UN con- cific license exception identified in Supple- trols ment No. 5 to part 774 particular to an item covered under ECCN 0E521. The list of tech- LIST BASED LICENSE EXCEPTIONS (SEE PART nologies determined to be classified under 740 FOR A DESCRIPTION OF ALL LICENSE EX- ECCN 0E521 controls is published in Supple- CEPTIONS) ment No. 5 to part 774. The license require- CIV: N/A ments and licensing policy relating to ECCN TSR: N/A 0E521 are set forth in § 742.6(a)(7) of the EAR. SPECIAL CONDITIONS FOR STA STA: Paragraph (c)(2) of License Exception 0E604 ‘‘Technology’’ ‘‘required’’ for the ‘‘de- STA (§ 740.20(c)(2) of the EAR) may not be velopment,’’ ‘‘production,’’ operation, in- used for any technology in 0E614. stallation, maintenance, repair, overhaul, LIST OF ITEMS CONTROLLED or refurbishing of commodities controlled Related Controls: ‘‘Technical data’’ directly by ECCN 0A604 or 0B604, or ‘‘software’’ related to articles enumerated in USML controlled by ECCN 0D604 (see List of Category IX is subject to the control of Items Controlled). USML paragraph IX(e). LICENSE REQUIREMENTS Related Definitions: N/A Reason for Control: NS, RS, AT, UN Items: Country chart a. ‘‘Technology’’ ‘‘required’’ for the ‘‘de- Control(s) (See Supp. No. 1 velopment,’’ ‘‘production,’’ operation, instal- to part 738) lation, maintenance, repair, overhaul, or refurbishing of commodities enumerated or NS applies to entire entry ...... NS Column 1 RS applies to entire entry ...... RS Column 1 otherwise described in ECCN 0A606 (except AT applies to entire entry ...... AT Column 1 for ECCNs 0A606.b or 0A606.y), 0B606, or UN applies to entire entry ..... See § 746.1(b) for UN con- 0C606. trols b. [Reserved]

LIST BASED LICENSE EXCEPTIONS (SEE PART 0E614 ‘‘Technology,’’ as follows (see List of 740 FOR A DESCRIPTION OF ALL LICENSE EX- Items Controlled). CEPTIONS) LICENSE REQUIREMENTS CIV: N/A Reason for Control: NS, RS, AT, UN

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Country chart Items: a. ‘‘Technology’’ (other than ‘‘tech- Control(s) (See Supp. No. 1 nology’’ controlled by paragraph .y of this to part 738) entry) ‘‘required’’ for the ‘‘development,’’ NS applies to entire entry ...... NS Column 1 ‘‘production,’’ operation, installation, main- RS applies to entire entry ...... RS Column 1 tenance, repair, overhaul, or refurbishing of AT applies to entire entry ...... AT Column 1 commodities or ‘‘software’’ controlled by UN applies to entire entry ..... See § 746.1(b) for UN con- ECCN 0A617 (except 0A617.y), 0B617, 0C617, or trols 0D617 (except 0D617.y). b. through x. [Reserved]. LIST BASED LICENSE EXCEPTIONS (SEE PART y. Specific ‘‘technology’’ ‘‘required’’ for 740 FOR A DESCRIPTION OF ALL LICENSE EX- the ‘‘production,’’ ‘‘development,’’ operation, CEPTIONS) installation, maintenance, repair, overhaul, CIV: N/A or refurbishing of commodities controlled by TSR: N/A ECCN 0A617.y or ‘‘software’’ controlled by SPECIAL CONDITIONS FOR STA 0D617.y. STA: Paragraph (c)(2) of License Exception STA (§ 740.20(c)(2) of the EAR) may not be 0E918 ‘‘Technology’’ for the ‘‘Development’’, used for any technology in 0E614. ‘‘Production’’, or ‘‘Use’’ of Bayonets. LIST OF ITEMS CONTROLLED LICENSE REQUIREMENTS Related Controls: ‘‘Technical data’’ directly Reason for Control: RS, UN, AT related to articles enumerated in USML Country Chart (See Supp. Category IX is subject to the control of Control(s) No. 1 to part 738) USML paragraph IX(e). Related Definitions: N/A RS applies to entire entry ...... RS Column 2. Items: a. ‘‘Technology’’ ‘‘required’’ for the UN applies to entire entry ..... See § 746.1(b) for UN controls. ‘‘development,’’ ‘‘production,’’ operation, in- AT applies to entire entry ...... AT Column 1. stallation, maintenance, repair, overhaul, or refurbishing of commodities or ‘‘software’’ LIST BASED LICENSE EXCEPTIONS (SEE PART controlled by ECCNs 0A614, 0B614, or 0D614. 740 FOR A DESCRIPTION OF ALL LICENSE EX- b. [Reserved] CEPTIONS) CIV: N/A 0E617 ‘‘Technology’’ ‘‘required’’ for the ‘‘de- TSR: N/A velopment,’’ ‘‘production,’’ operation, in- LIST OF ITEMS CONTROLLED stallation, maintenance, repair, overhaul, Related Controls: N/A or refurbishing of commodities controlled Related Definitions: N/A by ECCN 0A617, ‘‘equipment controlled Items: The list of items controlled is con- by 0B617, or materials controlled by tained in the ECCN heading. 0C617, or ‘‘software’’ controlled by ECCN 0D617 (see List of Items Controlled). 0E982 ‘‘Technology’’ exclusively for the ‘‘de- LICENSE REQUIREMENTS velopment’’ or ‘‘production’’ of equipment Reason for Control: NS, RS, AT, UN controlled by 0A982 or 0A985. LICENSE REQUIREMENTS Control(s) Country Chart (See Supp. Reason for Control: CC No. 1 to part 738) Control(s): CC applies to ‘‘technology’’ for NS applies to entire entry, ex- NS Column 1 items controlled by 0A982 or 0A985. A li- cept 0E617.y. cense is required for ALL destinations, ex- RS applies to entire entry, ex- RS Column 1 cept Canada, regardless of end-use. Accord- cept 0E617.y. ingly, a column specific to this control AT applies to entire entry ...... AT Column 1 does not appear on the Commerce Country UN applies to entire entry, See § 746.1(b) for UN con- Chart. (See part 742 of the EAR for addi- except 0E617.y. trols tional information.) LIST BASED LICENSE EXCEPTIONS (SEE PART LIST BASED LICENSE EXCEPTIONS (SEE PART 740 FOR A DESCRIPTION OF ALL LICENSE EX- 740 FOR A DESCRIPTION OF ALL LICENSE EX- CEPTIONS) CEPTIONS) CIV: N/A CIV: N/A TSR: N/A TSR: N/A LIST OF ITEMS CONTROLLED SPECIAL CONDITIONS FOR STA Related Controls: N/A STA: Paragraph (c)(2) of License Exception Related Definitions: N/A STA (§ 740.20(c)(2) of the EAR) may not be Items: The list of items controlled is con- used for any technology in 0E617. tained in the ECCN heading. LIST OF ITEMS CONTROLLED Related Controls: Technical data directly re- 0E984 ‘‘Technology’’ for the ‘‘development’’ lated to articles controlled by USML Cat- or ‘‘production’’ of shotguns controlled by egory XIII are subject to the control of 0A984 and buckshot shotgun shells. USML paragraph XIII(l). LICENSE REQUIREMENTS Related Definitions: N/A Reason for Control: CC, UN

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Country Chart (See Supp. cies with Export Control Responsibilities) for Control(s) No. 1 to part 738) more information.

CC applies to ‘‘technology’’ CC Column 1. A. ‘‘END ITEMS’’, ‘‘EQUIPMENT’’, ‘‘ACCES- for shotguns with a barrel SORIES’’, ‘‘ATTACHMENTS’’, ‘‘PARTS’’, ‘‘COM- length over 18 in. (45.72 PONENTS’’AND ‘‘SYSTEMS’’ cm), and for shotgun shells controlled by ECCN 0A984.. 1A001 ‘‘Parts’’ and ‘‘components’’ made from UN applies to entire entry ..... See § 746.1(b) for UN con- fluorinated compounds, as follows (see trols. List of Items Controlled). LICENSE REQUIREMENTS LIST BASED LICENSE EXCEPTIONS (SEE PART Reason for Control: NS, AT 740 FOR A DESCRIPTION OF ALL LICENSE EX- CEPTIONS) Country Chart (See Supp. Control(s) CIV: N/A No. 1 to part 738) TSR: N/A NS applies to entire entry ...... NS Column 2 LIST OF ITEMS CONTROLLED AT applies to entire entry ...... AT Column 1 Related Controls: N/A Related Definitions: N/A LIST BASED LICENSE EXCEPTIONS (SEE PART Items: The list of items controlled is con- 740 FOR A DESCRIPTION OF ALL LICENSE EX- tained in the ECCN heading CEPTIONS) LVS: $5000 0E987 ‘‘Technology’’ ‘‘required’’ for the ‘‘de- GBS: N/A velopment,’’ or ‘‘production’’ of commod- CIV: N/A ities controlled by 0A987 that incorporate LIST OF ITEMS CONTROLLED a focal plane array or image intensifier Related Controls: (1) Items ‘‘specially de- tube. signed’’ or modified for missiles or for LICENSE REQUIREMENTS items on the U.S. Munitions List are ‘‘sub- Reason for Control: RS, AT ject to the ITAR’’ (see 22 CFR parts 120 through 130, including USML Category Country chart (See supp. No. Control(s) 1 to part 738) XXI). Related Definitions: N/A RS applies to entire entry ...... RS Column 1. Items: a. Seals, gaskets, sealants or fuel blad- AT applies to entire entry ...... AT Column 1. ders, ‘‘specially designed’’ for ‘‘aircraft’’ or aerospace use, made from more than 50% by LIST BASED LICENSE EXCEPTIONS (SEE PART weight of any of the materials controlled by 740 FOR A DESCRIPTION OF ALL LICENSE EX- 1C009.b or 1C009.c; CEPTIONS) b. [Reserved] CIV: N/A TSR: N/A 1A002 ‘‘Composite’’ structures or laminates, LIST OF ITEMS CONTROLLED having any of the following (see List of Related Controls: N/A Items Controlled). Related Definitions: N/A LICENSE REQUIREMENTS Items: Reason for Control: NS, NP, AT

The list of items controlled is contained in Country Chart (See Supp. the ECCN heading. Control(s) No. 1 to part 738)

EAR99 Items subject to the EAR that are NS applies to entire entry ...... NS Column 2. not elsewhere specified in this CCL Cat- NP applies to 1A002.b.1 in NP Column 1. egory or in any other category in the CCL the form of tubes with an are designated by the number EAR99. inside diameter between 75 mm and 400 mm. 1 AT applies to entire entry ... AT Column 1. CATEGORY 1—SPECIAL MATERIALS AND RE- LATED EQUIPMENT, CHEMICALS, ‘‘MICRO- REPORTING REQUIREMENTS See § 743.1 of the ORGANISMS,’’ AND ‘‘TOXINS’’ EAR for reporting requirements for ex- Note: The Food and Drug Administration ports under License Exceptions, and Vali- (FDA) and the Drug Enforcement Administra- dated End-User authorizations tion (DEA) may control exports of items subject LIST BASED LICENSE EXCEPTIONS (SEE PART to the EAR and on the Commerce Control List. 740 FOR A DESCRIPTION OF ALL LICENSE EX- BIS provides cross references to these other CEPTIONS) agency controls for convenience only. Therefore, LVS: $1,500; N/A for NP; N/A for ‘‘composite’’ please consult relevant FDA and DEA regula- structures or laminates controlled by tions for guidance related to the item you wish 1A002.a, having an organic ‘‘matrix’’ and to export and do not rely solely on the EAR for made from materials controlled by 1C010.c information about other agency export control or 1C010.d. requirements. See Supplement No. 3 to part 730 GBS: N/A (Other U.S. Government Departments and Agen- CIV: N/A

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SPECIAL CONDITIONS FOR STA Country Chart (See Supp. STA: License Exception STA may not be Control(s) No. 1 to part 738) used to ship any item in this entry to any NS applies to entire entry ...... NS Column 2 of the destinations listed in Country Group AT applies to entire entry ...... AT Column 1 A:6 (See Supplement No. 1 to part 740 of the EAR). LIST BASED LICENSE EXCEPTIONS (SEE PART LIST OF ITEMS CONTROLLED 740 FOR A DESCRIPTION OF ALL LICENSE EX- Related Controls: (1) See ECCNs 1E001 (‘‘de- CEPTIONS) velopment’’ and ‘‘production’’) and 1E201 LVS: $200 (‘‘use’’) for technology for items controlled GBS: N/A by this entry. (2) Also see ECCNs 1A202, CIV: N/A 1C010, 1C210, 9A010, and 9A110. (3) ‘‘Com- LIST OF ITEMS CONTROLLED posite’’ structures ‘‘specially designed’’ for Related Controls: This entry does not control missile applications (including ‘‘specially manufactures when coated or laminated designed’’ subsystems, ‘‘parts,’’ and ‘‘com- with copper and designed for the produc- ponents’’) are controlled by ECCN 9A110. tion of electronic printed circuit boards. (4) ‘‘Composite’’ structures or laminates For ‘‘fusible’’ aromatic polyimides in any ‘‘specially designed’’ or prepared for use in form, see 1C008.a.3. separating uranium isotopes are subject to Related Definitions: N/A the export licensing authority of the Nu- Items: a. A thickness exceeding 0.254 mm; or clear Regulatory Commission (see 10 CFR b. Coated or laminated with carbon, graph- part 110). ite, metals or magnetic substances. Related Definitions: N/A Items: a. Consisting of an organic ‘‘matrix’’ 1A004 Protective and detection equipment and materials controlled by 1C010.c 1C010.d, and ‘‘components,’’ not ‘‘specially de- or 1C010.e or signed’’ for military use, as follows (see b. Consisting of a metal or carbon ‘‘ma- List of Items Controlled). trix’’, and any of the following: Reason for Control: NS, CB, RS, AT b.1. Carbon ‘‘fibrous or filamentary mate- Country chart rials’’ having all of the following: Control(s) (See Supp. No. 1 b.1.a. A ‘‘specific modulus’’ exceeding 10.15 to part 738) × 106 m; and NS applies to entire entry ...... NS Column 2 b.1.b. A ‘‘specific tensile strength’’ exceed- CB applies to chemical detec- CB Column 2 ing 17.7 × 104 m; or tion systems and dedicated b.2. Materials controlled by 1C010.c. detectors therefor, in Note 1: 1A002 does not control ‘‘composite’’ 1A004.c, that also have the structures or laminates made from epoxy resin technical characteristics de- impregnated carbon ‘‘fibrous or filamentary ma- scribed in 2B351.a. RS apply to 1A004.d ...... RS Column 2 terials,’’ for the repair of ‘‘civil aircraft’’ struc- AT applies to entire entry ...... AT Column 1 tures or laminates, having all of the following: a. An area not exceeding 1 m2; LIST BASED LICENSE EXCEPTIONS (SEE PART b. A length not exceeding 2.5 m; and 740 FOR A DESCRIPTION OF ALL LICENSE EX- c. A width exceeding 15 mm. CEPTIONS) Note 2: 1A002 does not control semi-finished items, ‘‘specially designed’’ for purely civilian LVS: N/A applications as follows: GBS: N/A a. Sporting goods; CIV: N/A b. Automotive industry; LIST OF ITEMS CONTROLLED c. Machine tool industry; d. Medical applications. Related Controls: (1) See ECCNs 1A995, 2B351, Note 3: 1A002.b.1 does not apply to semi-fin- and 2B352. (2) See ECCN 1D003 for ‘‘soft- ished items containing a maximum of two di- ware’’ ‘‘specially designed’’ or modified to mensions of interwoven filaments and ‘‘specially enable equipment to perform the functions designed’’ for applications as follows: of equipment controlled under section a. Metal heat-treatment furnaces for tem- 1A004.c (Nuclear, biological and chemical pering metals; (NBC) detection systems). (3) See ECCN b. Silicon boule production equipment. 1E002.g for control libraries (parametric Note 4: 1A002 does not apply to finished items technical databases) ‘‘specially designed’’ ‘‘specially designed’’ for a specific application. or modified to enable equipment to perform the functions of equipment controlled 1A003 Manufactures of non-‘‘fusible’’ aro- under 1A004.c (Nuclear, biological and matic polyimides in film, sheet, tape or chemical (NBC) detection systems). (4) ribbon form having any of the following Chemical and biological protective and de- (see List of Items Controlled). tection equipment specifically designed, LICENSE REQUIREMENTS developed, modified, configured, or adapted Reason for Control: NS, AT for military applications is ‘‘subject to the

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ITAR’’ (see 22 CFR parts 120 through 130, a..4.f. N-Nonanoylmorpholine, (MPA) (CAS including USML Category XIV(f)), as is 5299–64–9); commercial equipment that incorporates b. Protective suits, gloves and shoes, ‘‘spe- ‘‘parts’’ or ‘‘components’’ controlled under cially designed’’ or modified for defense that category except for domestic pre- against any of the following: paredness devices for individual protection b.1. ’Biological agents’; that integrate ‘‘components’’ and ‘‘parts’’ b.2. ’Radioactive materials;’ or identified in USML Category XIV(f)(4) b.3. Chemical warfare (CW) agents; when such ‘‘parts’’ or ‘‘components’’ are: c. Detection systems, ‘‘specially designed’’ (i) Integral to the device; (ii) inseparable or modified for detection or identification of from the device; and (iii) incapable of re- any of the following, and ‘‘specially de- placement without compromising the ef- signed’’ ‘‘components’’ therefor: fectiveness of the device, in which case the c.1. ’Biological agents’; equipment is ‘‘subject to the EAR’’ under c.2. ’Radioactive materials;’ or ECCN 1A004. (5) This entry does not control radionuclides incorporated in equipment c.3. Chemical warfare (CW) agents; listed in this entry—such materials are d. Electronic equipment designed for auto- subject to the licensing jurisdiction of the matically detecting or identifying the pres- Nuclear Regulatory Commission (See 10 ence of ‘‘explosives’’ (as listed in the annex CFR part 110). at the end of Category 1) residues and uti- Related Definitions: (1) ’Biological agents’ lizing ’trace detection’ techniques (e.g., sur- means: Pathogens or toxins, selected or face acoustic wave, ion mobility spectrom- modified (such as altering purity, shelf etry, differential mobility spectrometry, life, virulence, dissemination characteris- mass spectrometry). tics, or resistance to UV radiation) to Technical Note: ’Trace detection’ is defined as produce casualties in humans or animals, the capability to detect less than 1 ppm vapor, degrade equipment or damage crops or the or 1 mg solid or liquid. environment. (2) ’Riot control agents’ are Note 1: 1A004.d. does not apply to equipment substances which, under the expected con- ‘‘specially designed’’ for laboratory use. ditions of use for riot control purposes, Note 2: 1A004.d. does not apply to non-contact produce rapidly in humans sensory irrita- walk-through security portals. tion or disabling physical effects which Note: 1A004 does not control: disappear within a short time following a. Personal radiation monitoring dosimeters; termination of exposure. (Tear gases are a b. Occupational health or safety equipment subset of ’riot control agents.’) limited by design or function to protect against Items: hazards specific to residential safety or civil in- a. Full face masks, filter canisters and de- dustries, including: contamination equipment therefor, designed 1. Mining; or modified for defense against any of the 2. Quarrying; following, and ‘‘specially designed’’ ‘‘components’’ therefor: 3. Agriculture; Note: 1A004.a includes Powered Air Purifying 4. Pharmaceutical; Respirators (PAPR) that are designed or modi- 5. Medical; fied for defense against agents or materials, list- 6. Veterinary; ed in 1A004.a. 7. Environmental; Technical Notes: For the purpose of 1A004.a: 8. Waste management; 1. Full face masks are also known as gas 9. Food industry. masks. Technical Notes: 1. 1A004 includes equipment, 2. Filter canisters include filter cartridges. ‘‘components’’ that have been ’identified,’ suc- a.1. ’Biological agents;’ cessfully tested to national standards or other- a.2. ’Radioactive materials;’ wise proven effective, for the detection of or de- a.3. Chemical warfare (CW) agents; or fense against ’radioactive materials’ ‘‘ ’’ ’biologi- a.4. ’Riot control agents,’ as follows: cal agents,’ chemical warfare agents, a..4.a. a-Bromobenzeneacetonitrile, ’simulants’ or ‘‘riot control agents,’’ even if (Bromobenzyl cyanide) (CA) (CAS 5798–79–8); such equipment or ‘‘components’’ are used in a..4.b. [(2-chlorophenyl) methylene] civil industries such as mining, quarrying, agri- propanedinitrile, (o- culture, pharmaceuticals, medical, veterinary, Chlorobenzylidenemalononitrile) (CS) (CAS environmental, waste management, or the food 2698–41–1); industry. a..4.c. 2-Chloro-1-phenylethanone, 2. ’Simulant’: A substance or material that is Phenylacyl chloride (w-chloroacetophenone) used in place of toxic agent (chemical or biologi- (CN) (CAS 532–27–4); cal) in training, research, testing or evaluation. a..4.d. Dibenz-(b,f)-1,4-oxazephine, (CR) 3. For the purposes of 1A004, ’radioactive ma- (CAS 257–07–8); terials’ are those selected or modified to increase a..4.e. 10-Chloro-5, 10-dihydrophenarsazine, their effectiveness in producing casualties in (Phenarsazine chloride), (Adamsite), (DM) humans or animals, degrading equipment or (CAS 578–94–9); damaging crops or the environment.

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1A005 Body armor and ‘‘specially designed’’ 1A006 Equipment, ‘‘specially designed’’ or ‘‘components’’ therefor, as follows (see modified for the disposal of improvised List of Items Controlled). explosive devices, as follows (see List of LICENSE REQUIREMENTS Items Controlled), and ‘‘specially de- Reason for Control: NS, UN, AT signed’’ ‘‘components’’ and ‘‘accessories’’ therefor. Country Chart (See Supp. Control(s) No. 1 to part 738) LICENSE REQUIREMENTS Reason for Control: NS, AT NS applies to entire entry ...... NS Column 2. UN applies to entire entry ..... See § 746.1(b) for UN con- Country Chart (See Supp. trols. Control(s) No. 1 to part 738) AT applies to entire entry ...... AT Column 1. NS applies to entire entry ...... NS Column 2. LIST BASED LICENSE EXCEPTIONS (SEE PART AT applies to entire entry ...... AT Column 1. 740 FOR A DESCRIPTION OF ALL LICENSE EX- CEPTIONS) License Requirement Note: 1A006 does not LVS: N/A apply to equipment when accompanying its op- GBS: Yes, except UN erator. CIV: N/A LIST BASED LICENSE EXCEPTIONS (SEE PART License Requirements Notes: 1. Soft body 740 FOR A DESCRIPTION OF ALL LICENSE EX- armor not manufactured to military stand- CEPTIONS) ards or specifications must provide ballistic protection equal to or less than NIJ LVS: N/A level III (NIJ 0101.06, July 2008) to be con- GBS: N/A trolled under 1A005.a. 2. For purposes of CIV: N/A 1A005.a, military standards and specifica- LIST OF ITEMS CONTROLLED tions include, at a minimum, specifica- Related Controls: Equipment ‘‘specially de- tions for fragmentation protection. signed’’ for military use for the disposal of LIST OF ITEMS CONTROLLED improvised explosive devices is ‘‘subject to Related Controls: (1) Bulletproof and bullet the ITAR’’ (see 22 CFR parts 120 through resistant vests (body armor) providing NIJ 130, including USML Category IV). Type IV protection or greater are ‘‘subject Related Definitions: ‘Disruptors’—Devices to the ITAR’’ (see 22 CFR 121.1 Category ‘‘specially designed’’ for the purpose of pre- X(a)). (2) Soft body armor and protective venting the operation of an explosive de- garments manufactured to military stand- vice by projecting a liquid, solid or fran- ards or specifications that provide protec- gible projectile. tion equal to NIJ level III or less are clas- Items: a. Remotely operated vehicles; sified under ECCN 1A613.d.1. (3) Hard armor plates providing NIJ level III ballistic pro- b. ‘Disruptors’ tection are classified under ECCN 1A007 Equipment and devices, ‘‘specially de- 1A613.d.2. (4) Police helmets and shields are signed’’ to initiate charges and devices classified under ECCN 0A979. (5) Other per- containing ‘‘energetic materials,’’ by elec- sonal protective ‘‘equipment’’ ‘‘specially designed’’ for military applications not trical means, as follows (see List of Items controlled by the USML or elsewhere in Controlled). the CCL is classified under ECCN 1A613.e. LICENSE REQUIREMENTS (6) For ‘‘fibrous or filamentary materials’’ used in the manufacture of body armor, see Reason for Control: NS, NP, AT ECCN 1C010. Related Definitions: NA Country chart Items: a. Soft body armor not manufactured Control(s) (See Supp. No.1 to part 738) to military standards or specifications, or to their equivalents, and ‘‘specially designed’’ NS applies to entire entry ...... NS Column 2 ‘‘components’’ therefor. NP applies to 1A007.b, as NP Column 1 b. Hard body armor plates that provide bal- well as 1A007.a when the listic protection less than NIJ level III (NIJ detonator firing set meets 0101.06, July 2008) or national equivalents. or exceeds the parameters Notes to ECCN 1A005: 1. This entry does not of 3A229. control body armor when accompanying its user AT applies to entire entry ...... AT Column 1 for the user’s own personal protection. 2. This entry does not control body armor de- LIST BASED LICENSE EXCEPTIONS (SEE PART signed to provide frontal protection only from 740 FOR A DESCRIPTION OF ALL LICENSE EX- both fragment and blast from non-military ex- CEPTIONS) plosive devices. 3. This entry does not apply to body armor de- LVS: N/A signed to provide protection only from knife, GBS: N/A spike, needle or blunt trauma. CIV: N/A

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LIST OF ITEMS CONTROLLED b. Explosive devices or charges in this entry that utilize USML controlled energetic Related Controls: High explosives and related materials (See 22 CFR 121.1 Category V), if equipment ‘‘specially designed’’ for mili- they have been specifically designed, devel- tary use are ‘‘subject to the ITAR’’ (see 22 oped, configured, adapted, or modified for a CFR parts 120 through 130). This entry does military application; not control detonators using only primary c. Shaped charges that have all of the fol- explosives, such as lead azide. See also lowing a uniform shaped conical liner with ECCNs 0A604, 3A229, and 3A232. See 1E001 an included angle of 90 degrees or less, more for ‘‘development’’ and ‘‘production’’ tech- than 2.0 kg of controlled materials, and a di- nology controls, and 1E201 for ‘‘use’’ tech- ameter exceeding 4.5 inches; nology controls. Related Definitions: N/A d. Detonating cord containing greater than Items: 0.1 kg per meter (470 grains per foot) of controlled materials; a. Explosive detonator firing sets designed e. Cutters and severing tools containing to drive explosive detonators specified by greater than 10 kg of controlled materials; 1A007.b; f. With the exception of cutters and sev- b. Electrically driven explosive detonators ering tools, devices or charges controlled by as follows: this entry where the USML controlled mate- b.1. Exploding bridge (EB); rials can be easily extracted without de- b.2. Exploding bridge wire (EBW); stroying the device or charge; and b.3. Slapper; g. Individual USML controlled energetic b.4. Exploding foil initiators (EFI). materials in this entry, even when com- Technical Notes 1. The word initiator or ig- pounded with other materials, when not in- niter is sometimes used in place of the word det- corporated into explosive devices or charges onator. controlled by this entry or 1C992. 2. For the purpose of 1A007.b the detonators of (2) See also ECCNs 1C011, 1C018, 1C111, concern all utilize a small electrical conductor 1C239, and 1C608 for additional controlled en- (bridge, bridge wire, or foil) that explosively va- ergetic materials. See ECCN 1E001 for the porizes when a fast, high-current electrical ‘‘development’’ or ‘‘production’’ ‘‘tech- pulse is passed through it. In nonslapper types, nology’’ for the commodities controlled by the exploding conductor starts a chemical deto- ECCN 1A008, but not for explosives or com- nation in a contacting high explosive material modities that are ‘‘subject to the ITAR’’ (see such as PETN (pentaerythritoltetranitrate). In 22 CFR parts 120 through 130). slapper detonators, the explosive vaporization of Related Definitions: N/A the electrical conductor drives a flyer or slapper Items: a. ‘Shaped charges’ having all of the across a gap, and the impact of the slapper on following: an explosive starts a chemical detonation. The slapper in some designs is driven by magnetic a.1. Net Explosive Quantity (NEQ) greater force. The term exploding foil detonator may than 90 g; and refer to either an EB or a slapper-type deto- a.2. Outer casing diameter equal to or nator. greater than 75 mm; b. Linear shaped cutting charges having all 1A008 Charges, devices and ‘‘components,’’ of the following, and ‘‘specially designed’’ as follows (see List of Items Controlled). ‘‘components’’ therefor: LICENSE REQUIREMENTS b.1. An explosive load greater than 40 g/m; Reason for Control: NS, AT, UN and b.2. A width of 10 mm or more; Control(s) Country Chart (See Supp. c. Detonating cord with explosive core load No. 1 to part 738) greater than 64 g/m; NS applies to entire entry ...... NS Column 2. d. Cutters, other than those specified by AT applies to entire entry ...... AT Column 1. 1A008.b, and severing tools, having a NEQ UN applies to entire entry ..... See § 746.1(b) for UN con- greater than 3.5 kg. trols. Technical Note: ‘Shaped charges’ are explosive charges shaped to focus the effects of the LIST BASED LICENSE EXCEPTIONS (SEE PART explosive blast. 740 FOR A DESCRIPTION OF ALL LICENSE EX- Note: The only charges and devices specified CEPTIONS) in 1A008 are those containing ‘‘explosives’’ (see LVS: $3000 for .a through .c; $6000 for .d. list of explosives in the Annex at the end of Cat- GBS: N/A egory 1) and mixtures thereof. CIV: N/A LIST OF ITEMS CONTROLLED 1A101 Devices for reduced observables such Related Controls: (1) All of the following are as radar reflectivity, ultraviolet/infrared ‘‘subject to the ITAR’’ (see 22 CFR parts signatures and acoustic signatures, for 120 through 130): applications usable in rockets, missiles, a. High explosives and related equipment or unmanned aerial vehicles capable of ‘‘specially designed’’ for military use; achieving a ‘‘range’’ equal to or greater

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than 300 km or their complete sub- Related Definitions: N/A systems. Items: a. An inside diameter of between 75 LICENSE REQUIREMENTS mm and 400 mm; and Reason for Control: MT, AT b. Made with any of the ‘‘fibrous or filamentary materials’’ specified in 1C010.a or .b Country Chart (See Supp. or 1C210.a or with carbon prepreg materials Control(s) No. 1 to part 738) specified in 1C210.c. MT applies to entire entry ..... MT Column 1 AT applies to entire entry ...... AT Column 1 1A225 Platinized catalysts ‘‘specially designed’’ or prepared for promoting the LIST BASED LICENSE EXCEPTIONS (SEE PART hydrogen isotope exchange reaction be- 740 FOR A DESCRIPTION OF ALL LICENSE EX- tween hydrogen and water for the recov- CEPTIONS) ery of tritium from heavy water or for LVS: N/A the production of heavy water. GBS: N/A LICENSE REQUIREMENTS CIV: N/A Reason for Control: NP, AT LIST OF ITEMS CONTROLLED Related Controls: (1) See also 1C101. (2) For Control(s) Country Chart (See Supp. commodities that meet the definition of No. 1 to part 738) defense articles under 22 CFR 120.3 of the NP applies to entire entry ...... NP Column 1 International Traffic in Arms Regulations AT applies to entire entry ...... AT Column 1 (ITAR), describes similar commodities ‘‘subject to the ITAR’’ (See 22 CFR parts LIST BASED LICENSE EXCEPTIONS (SEE PART 120 through 130, including USML Category 740 FOR A DESCRIPTION OF ALL LICENSE EX- XIII). CEPTIONS) Related Definitions: N/A LVS: N/A Items: The list of items controlled is con- GBS: N/A tained in the ECCN heading. CIV: N/A LIST OF ITEMS CONTROLLED 1A102 Resaturated pyrolized carbon-carbon Related Controls: (1) See ECCNs 1E201 (‘‘use’’) ‘‘parts’’ and ‘‘components’’ designed for and 1E202 (‘‘development’’ and ‘‘produc- rockets, missiles, or unmanned aerial ve- tion’’) for technology for items controlled hicles capable of achieving a ‘‘range’’ by this entry. (2) Equipment ‘‘specially de- equal to or greater than 300 km. (These signed’’ or prepared for the production of items are ‘‘subject to the ITAR.’’ See 22 heavy water is subject to the export licens- CFR parts 120 through 130.) ing authority of the Nuclear Regulatory 1A202 Composite structures, other than Commission (see 10 CFR part 110). those controlled by 1A002, in the form of Related Definitions: N/A tubes and having both of the following Items: The list of items controlled is con- characteristics (see List of Items Con- tained in the ECCN heading. trolled). LICENSE REQUIREMENTS 1A226 Specialized packings, which may be Reason for Control: NP, AT used in separating heavy water from ordinary water, having both of the following characteristics (see List of Items Control(s) Country Chart (See Supp. No. 1 to part 738) Controlled). LICENSE REQUIREMENTS NP applies to entire entry ...... NP Column 1 AT applies to entire entry ...... AT Column 1 Reason for Control: NP, AT

Country Chart (See Supp. LIST BASED LICENSE EXCEPTIONS (SEE PART Control(s) No. 1 to part 738) 740 FOR A DESCRIPTION OF ALL LICENSE EX- CEPTIONS) NP applies to entire entry ...... NP Column 1 LVS: N/A AT applies to entire entry ...... AT Column 1 GBS: N/A CIV: N/A LIST BASED LICENSE EXCEPTIONS (SEE PART LIST OF ITEMS CONTROLLED 740 FOR A DESCRIPTION OF ALL LICENSE EX- Related Controls: (1) See ECCNs 1E201 (‘‘use’’) CEPTIONS) and 1E202 (‘‘development’’ and ‘‘produc- LVS: N/A tion’’) for technology for items controlled GBS: N/A by this entry. (2) Also see ECCNs 1A002, CIV: N/A 1C010, 1C210, 9A010, and 9A110. (3) ‘‘Com- LIST OF ITEMS CONTROLLED posite’’ structures ‘‘specially designed’’ or Related Controls: (1) See ECCNs 1E201 (‘‘use’’) prepared for use in separating uranium iso- and 1E202 (‘‘development’’ and ‘‘produc- topes are subject to the export licensing tion’’) for technology for items controlled authority of the Nuclear Regulatory Com- by this entry. (2) Equipment ‘‘specially de- mission (see 10 CFR part 110). signed’’ or prepared for the production of

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heavy water is subject to the export licens- GBS: N/A ing authority of the Nuclear Regulatory CIV: N/A Commission (see 10 CFR part 110). LIST OF ITEMS CONTROLLED Related Definitions: N/A Related Controls: (1) This entry does not con- Items: a. Made of phosphor bronze mesh trol depleted uranium in fabricated forms chemically treated to improve wettability; for use in munitions. See 22 CFR part 121 and for depleted uranium ‘‘subject to the ITAR. b. Designed to be used in vacuum distilla- (2) Depleted uranium that is not fabricated tion towers. for use in munitions or fabricated into commodities solely to take advantage of 1A227 High-density (lead glass or other) ra- its high density (e.g., aircraft, ship, or diation shielding windows, having all of other counterweights) or in the forms list- the following characteristics (see List of ed in this entry are subject to the export Items Controlled), and ‘‘specially de- licensing authority of the Nuclear Regu- signed’’ frames therefor. latory Commission. (See 10 CFR part 110.) LICENSE REQUIREMENTS (3) ‘‘Natural uranium’’ or ‘‘depleted ura- Reason for Control: NP, AT nium’’ or thorium in the form of metal, alloy, chemical compound or concentrate Country Chart (See Supp. Control(s) No. 1 to part 738) and any other material containing one or more of the foregoing are subject to the ex- NP applies to entire entry ...... NP Column 1 port licensing authority of the Nuclear AT applies to entire entry ...... AT Column 1 Regulatory Commission (see 10 CFR part 110). LIST BASED LICENSE EXCEPTIONS (SEE PART Related Definitions: N/A 740 FOR A DESCRIPTION OF ALL LICENSE EX- Items: The list of items controlled is con- CEPTIONS) tained in the ECCN heading LVS: N/A GBS: N/A 1A607 Military dissemination ‘‘equipment’’ CIV: N/A for riot control agents, military detection LIST OF ITEMS CONTROLLED and protection ‘‘equipment’’ for toxi- Related Controls: (1) See ECCNs 1E201 (‘‘use’’) cological agents (including chemical, bio- and 1E202 (‘‘development’’ and ‘‘produc- logical, and riot control agents), and re- tion’’) for technology for items controlled lated commodities (see List of Items Con- by this entry. (2) Equipment ‘‘specially de- trolled). signed’’ or prepared for nuclear reactors LICENSE REQUIREMENTS and reprocessing facilities is subject to the Reason for Control: NS, RS, AT, UN export licensing authority of the Nuclear Regulatory Commission (see 10 CFR part Control(s) Country chart (see Supp. No. 110). 1 to Part 738) Related Definitions: In 1A227.a, the term ‘‘cold NS applies to entire entry ...... NS Column 1. area’’ means the viewing area of the win- RS applies to entire entry ...... RS Column 1. dow exposed to the lowest level of radi- AT applies to entire entry ...... AT Column 1. ation in the design application. UN applies to entire entry ..... See § 746.1(b) for UN con- Items: a. A ‘‘cold area’’ greater than 0.09 m2; trols. b. A density greater than 3 g/cm3; and c. A thickness of 100 mm or greater. LIST BASED LICENSE EXCEPTIONS (SEE PART 740 FOR A DESCRIPTION OF ALL LICENSE EX- 1A290 Depleted uranium (any uranium con- CEPTIONS) taining less than 0.711% of the isotope U– LVS: N/A 235) in shipments of more than 1,000 kilo- GBS: N/A grams in the form of shielding contained CIV: N/A in X-ray units, radiographic exposure or Special Conditions for STA teletherapy devices, radioactive thermo- STA: Paragraph (c)(2) of License Exception electric generators, or packaging for the STA (§ 740.20(c)(2) of the EAR) may not be transportation of radioactive materials. used for any item in 1A607. LICENSE REQUIREMENTS LIST OF ITEMS CONTROLLED Reason for Control: NP, AT Related Controls: (1) Vaccines identified in ECCN 1C991 are not controlled by this Country Chart (See Supp. ECCN. (2) See 22 CFR 121.1 (USML), Cat- Control(s) No. 1 to part 738) egory XIV(h), for vaccines that are subject NP applies to entire entry ...... NP Column 2 to the ITAR. (3) Protection and detection AT applies to entire entry ...... AT Column 1 equipment and related items identified in ECCN 1A004, 1A995, or 2B351 are not con- LIST BASED LICENSE EXCEPTIONS (SEE PART trolled by this ECCN. (4) See 22 CFR 121.1 740 FOR A DESCRIPTION OF ALL LICENSE EX- (USML), Category XIV(f), for dissemina- CEPTIONS) tion, detection and protection equipment LVS: N/A that is subject to the ITAR. (5) See ECCN

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0A919 for ‘‘military commodities’’ located 1A613 Armored and protective ‘‘equipment’’ and produced outside the United States and related commodities, as follows (see that incorporate more than a de minimis List of Items Controlled). amount of US-origin ‘‘600 series’’ con- LICENSE REQUIREMENTS trolled content. Reason for Control: NS, RS, AT, UN Related Definitions: N/A Items: Country chart Control(s) (See Supp. No. 1 a. through d. [Reserved] to part 738) e. ‘‘Equipment’’ ‘‘specially designed’’ for military use and for the dissemination of NS applies to entire entry ex- NS Column 1 cept 1A613.y. any of the riot control agents controlled in RS applies to entire entry ex- RS Column 1 ECCN 1C607.a. cept 1A613.y. f. Protection ‘‘equipment’’ (including air AT applies to entire entry ...... AT Column 1 conditioning units, protective coatings, and UN applies to entire entry, See § 746.1(b) for UN con- protective clothing): except 1A613.y. trols f.1. Not controlled by USML Category XIV(f); and LIST BASED LICENSE EXCEPTIONS (SEE PART f.2. ‘‘Specially designed’’ for military use 740 FOR A DESCRIPTION OF ALL LICENSE EX- and for defense against: CEPTIONS) f.2.1. Materials specified by USML Cat- LVS: $1500 GBS: N/A egory XIV (a) or (b); or CIV: N/A f.2.2. Riot control agents controlled in SPECIAL CONDITIONS FOR STA 1C607.a. STA: (1) Paragraph (c)(2) of License Excep- g. Decontamination ‘‘equipment’’: tion STA (§ 740.20(c)(2) of the EAR) may not g.1. Not controlled by USML Category be used for any item in 1A613. XIV(f); and LIST OF ITEMS CONTROLLED g.2. ‘‘Specially designed’’ for military use Related Controls: (1) Defense articles, such as and for decontamination of objects contami- materials made from classified informa- nated with materials controlled by USML tion, that are controlled by USML Cat- Category XIV(a) or (b). egory X or XIII of the ITAR, and technical h. ‘‘Equipment’’: data (including software) directly related h.1. Not controlled by USML Category thereto, are ‘‘subject to the ITAR’’. (2) See XIV(f); and ECCN 0A919 for foreign-made ‘‘military h.2. ‘‘Specially designed’’ for military use commodities’’ that incorporate more than and for the detection or identification of: a de minimis amount of US-origin ‘‘600 se- h.2.1. Materials specified by USML Cat- ries’’ controlled content. (3) See ECCN egory XIV(a) or (b); or 9A610.g for anti-gravity suits (‘‘G-suits’’) h.2.2. Riot control agents controlled by and pressure suits capable of operating at ECCN 1C607.a. altitudes higher than 55,000 feet above sea i. [Reserved] level. j. ‘‘Equipment’’ ‘‘specially designed’’ to: Related Definitions: References to ‘‘NIJ Type’’ j.1. Interface with a detector, shelter, vehi- protection are to the National Institute of cle, vessel, or aircraft controlled by the Justice Classification guide at NIJ Stand- USML or a ‘‘600 series’’ ECCN; and ard 0101.06, Ballistic Resistance of Body j.2. Collect and process samples of articles Armor, and NIJ Standard 0108.01, Ballistic controlled in USML Category XIV(a) or (b). Resistant Protective Materials. k. Medical countermeasures that are ‘‘spe- Items: a. Metallic or non-metallic armored cially designed’’ for military use (including plate ‘‘specially designed’’ for military use pre- and post-treatments, antidotes, and and not controlled by the USML. medical diagnostics) and ‘‘specially de- Note to paragraph a: For controls on body signed’’ to counter chemical agents con- armor plates, see ECCN 1A613.d.2 and USML trolled by the USML Category XIV(a). Category X(a)(1). Note: Examples of ‘‘equipment’’ controlled by b. Shelters ‘‘specially designed’’ to: this entry are barrier and non-barrier creams b.1. Provide ballistic protection for mili- and filled autoinjectors (e.g., combopens where tary systems, or one injector contains 2–PAM and the other atro- b.2. Protect against nuclear, biological, or pine) if ‘‘specially designed’’ to counter such chemical contamination. agents. c. Military helmets (other than helmets l. through w. [Reserved] controlled under 1A613.y.1) providing less x. ‘‘Parts,’’ ‘‘components,’’ ‘‘accessories,’’ than NIJ Type IV protection and ‘‘specially and ‘‘attachments’’ that are ‘‘specially de- designed’’ helmet shells, liners, or comfort signed’’ for a commodity controlled by ECCN pads therefor. 1A607.e, .f, .g, .h, or .j or for a defense article Note 1: See ECCN 0A979 for controls on police controlled by USML Category XIV(f) and helmets. that are not enumerated or otherwise de- Note 2: See USML Category X(a)(5) and (a)(6) scribed elsewhere in the USML. for controls on other military helmets.

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d. Body armor and protective garments, as Control(s) Country Chart (See Supp. follows: No. 1 to part 738) d.1. Soft body armor and protective gar- CC applies to entire entry ..... CC Column 1 ments manufactured to military standards or specifications, or to their equivalents, LIST BASED LICENSE EXCEPTIONS (SEE PART that provide ballistic protection equal to or 740 FOR A DESCRIPTION OF ALL LICENSE EX- less than NIJ level III (NIJ 0101.06, July 2008); CEPTIONS) or LVS: N/A Note: For 1A613.d.1, military standards or GBS: N/A specifications include, at a minimum, specifica- CIV: N/A tions for fragmentation protection. LIST OF ITEMS CONTROLLED d.2. Hard body armor plates that provide Related Controls: N/A ballistic protection equal to NIJ level III Related Definitions: N/A (NIJ 0101.06, July 2008) or national equiva- Items: The list of items controlled is con- lents. tained in the ECCN heading. Note: See ECCN 1A005 for controls on soft 1A985 Fingerprinting powders, dyes, and body armor not manufactured to military stand- inks. ards or specifications and hard body armor LICENSE REQUIREMENTS plates providing less than NIJ level III protec- Reason for Control: CC tion. For body armor providing NIJ Type IV protection or greater, see USML Category Country Chart (See Supp. Control(s) No. 1 to part 738) X(a)(1). e. Atmospheric diving suits ‘‘specially de- CC applies to entire entry ..... CC Column 1 signed’’ for rescue operations for submarines controlled by the USML or the CCL. LIST BASED LICENSE EXCEPTIONS (SEE PART f. Other personal protective ‘‘equipment’’ 740 FOR A DESCRIPTION OF ALL LICENSE EX- ‘‘specially designed’’ for military applica- CEPTIONS) tions not controlled by the USML, not else- LVS: N/A where controlled on the CCL. GBS: N/A CIV: N/A g. to w. [Reserved] LIST OF ITEMS CONTROLLED x. ‘‘Parts,’’ ‘‘components,’’ ‘‘accessories,’’ Related Controls: See 3A981. and ‘‘attachments’’ that are ‘‘specially de- Related Definitions: N/A signed’’ for a commodity enumerated or oth- Items: The list of items controlled is con- erwise described in ECCN 1A613 (except for tained in the ECCN heading. 1A613.y) or a defense article enumerated or otherwise described in USML Category X, 1A995 Protective and detection equipment and not elsewhere specified on the USML or not ‘‘specially designed’’ for military use in 3A611.y. and not controlled by ECCN 1A004 or y. Other commodities as follows: ECCN 2B351, as follows (see List of Items y.1 Conventional military steel helmets. Controlled), and ‘‘parts’’ and ‘‘components’’ not ‘‘specially designed’’ for mili- N.B. to paragraph y.1: For other military hel- tary use and not controlled by ECCN met ‘‘components’’ or ‘‘accessories,’’ see the rel- 1A004 or ECCN 2B351 therefor. evant ECCN in the CCL or USML Entry. LICENSE REQUIREMENTS y.2 [Reserved] Reason for Control: AT

1A984 Chemical agents, including tear gas Country Chart (See Supp. formulation containing 1 percent or less Control(s) No. 1 to part 738) of orthochlorobenzalmalononitrile (CS), AT applies to entire entry ...... AT Column 1 or 1 percent or less of chloroacetophenone (CN), except in indi- LIST BASED LICENSE EXCEPTIONS (SEE PART vidual containers with a net weight of 20 740 FOR A DESCRIPTION OF ALL LICENSE EX- grams or less; liquid pepper except when CEPTIONS) packaged in individual containers with a LVS: N/A net weight of 3 ounces (85.05 grams) or GBS: N/A less; smoke bombs; non-irritant smoke CIV: N/A flares, canisters, grenades and charges; LIST OF ITEMS CONTROLLED and other pyrotechnic articles (excluding Related controls: See ECCNs 1A004, 2B351, and shotgun shells) having dual military and 2B352. commercial use, and ‘‘parts’’ and ‘‘compo- Related Definitions: N/A nents’’ ‘‘specially designed’’ therefor, Items: a. Personal radiation monitoring n.e.s. dosimeters; LICENSE REQUIREMENTS b. Equipment limited by design or function Reason for Control: CC to protect against hazards specific to civil

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industries, such as mining, quarrying, agri- Country chart culture, pharmaceuticals, medical, veteri- Control(s) (See Supp. No. 1 nary, environmental, waste management, or to part 738) to the food industry. NP applies to filament wind- NP Column 1 Note: This entry (1A995) does not control items ing machines described in for protection against chemical or biological 1B001.a that are capable agents that are consumer goods, packaged for of winding cylindrical rotors retail sale or personal use, or medical products, having a diameter between such as latex exam gloves, latex surgical gloves, 75 mm (3 in) and 400 mm (16 in) and lengths of 600 liquid disinfectant soap, disposable surgical mm (24 in) or greater; AND drapes, surgical gowns, surgical foot covers, and coordinating and program- surgical masks. Such items are classified as ming controls and precision EAR99. mandrels for these filament winding machines. 1A999 Specific Processing Equipment, n.e.s., AT applies to entire entry ...... AT Column 1 as Follows (See List of Items Controlled). LICENSE REQUIREMENTS LIST BASED LICENSE EXCEPTIONS (SEE PART Reason for Control: AT 740 FOR A DESCRIPTION OF ALL LICENSE EX- Control(s): CEPTIONS) Country Chart. AT applies to entire entry. A LVS: N/A for MT and for 1B001.a; $5,000 for all license is required for items controlled by other items this entry to North Korea for anti-ter- GBS: N/A rorism reasons. The Commerce Country CIV: N/A Chart is not designed to determine AT licensing requirements for this entry. See LIST OF ITEMS CONTROLLED § 742.19 of the EAR for additional informa- Related Controls: (1) See ECCN 1D001 for soft- tion. ware for items controlled by this entry and LIST BASED LICENSE EXCEPTIONS (SEE PART see ECCNs 1E001 (‘‘development’’ and 740 FOR A DESCRIPTION OF ALL LICENSE EX- ‘‘production’’) and 1E101 (‘‘use’’) for tech- CEPTIONS) nology for items controlled by this entry. LVS: N/A (2) Also see ECCNs 1B101 and 1B201. GBS: N/A Related Definitions: N/A CIV: N/A Items: LIST OF ITEMS CONTROLLED a. Filament winding machines, of which Related Controls: N/A the motions for positioning, wrapping and Related Definitions: N/A winding fibers are coordinated and pro- Items: a. Radiation detection, monitoring and grammed in three or more ’primary servo po- measurement equipment, n.e.s.; sitioning’ axes, ‘‘specially designed’’ for the b. Radiographic detection equipment such manufacture of ‘‘composite’’ structures or as x-ray converters, and storage phosphor laminates, from ‘‘fibrous or filamentary ma- image plates. terials’’; b. ’Tape laying machines’, of which the B. ‘‘TEST’’, ‘‘INSPECTION’’ AND ‘‘PRODUCTION motions for positioning and laying tape are EQUIPMENT’’ coordinated and programmed in five or more ’primary servo positioning’ axes, ‘‘specially 1B001 Equipment for the production or in- designed’’ for the manufacture of ‘‘com- spection of ‘‘composite’’ structures or posite’’ airframe or missile structures; laminates controlled by 1A002 or ‘‘fibrous Technical Note: For the purposes of 1B001.b, or filamentary materials’’ controlled by ’tape-laying machines’ have the ability to lay 1C010, as follows (see List of Items Con- one or more ’filament bands’ limited to widths trolled), and ‘‘specially designed’’ ‘‘com- greater than 25.4 mm and less than or equal to ponents’’ and ‘‘accessories’’ therefor. 304.8 mm, and to cut and restart individual ’filament band’ courses during the laying process. LICENSE REQUIREMENTS c. Multidirectional, multidimensional weaving machines or interlacing machines, Reason for Control: NS, MT, NP, AT including adapters and modification kits, Country chart ‘‘specially designed’’ or modified for weav- Control(s) (See Supp. No. 1 ing, interlacing or braiding fibers for ‘‘com- to part 738) posite’’ structures; Technical Note: For the purposes of 1B001.c NS applies to entire entry ...... NS Column 2 the technique of interlacing includes knitting. MT applies to entire entry, MT Column 1 d. Equipment ‘‘specially designed’’ or except 1B001.d.4, e and f. Note: MT applies to equip- adapted for the production of reinforcement ment in 1B001.d that meet fibers, as follows: or exceed the parameters d.1. Equipment for converting polymeric fi- of 1B101. bers (such as polyacrylonitrile, rayon, pitch

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or polycarbosilane) into carbon fibers or sil- LIST BASED LICENSE EXCEPTIONS (SEE PART icon carbide fibers, including special equip- 740 FOR A DESCRIPTION OF ALL LICENSE EX- ment to strain the fiber during heating; CEPTIONS) d.2. Equipment for the chemical vapor dep- LVS: $5000 osition of elements or compounds, on heated GBS: N/A filamentary substrates, to manufacture sil- CIV: N/A icon carbide fibers; LIST OF ITEMS CONTROLLED d.3. Equipment for the wet-spinning of re- Related Controls: N/A fractory ceramics (such as aluminum oxide); Related Definitions: N/A d.4. Equipment for converting aluminum Items: The list of items controlled is con- containing precursor fibers into alumina fi- tained in the ECCN heading bers by heat treatment; e. Equipment for producing prepregs con- 1B003 Tools, dies, molds or fixtures, for trolled by 1C010.e by the hot melt method; ‘‘superplastic forming’’ or ‘‘diffusion f. Non-destructive inspection equipment bonding’’ titanium, aluminum or their al- ‘‘specially designed’’ for ‘‘composite’’ mate- loys, ‘‘specially designed’’ for the manu- rials, as follows: facture of any of the following (see List of f.1. X-ray tomography systems for three di- Items Controlled). mensional defect inspection; LICENSE REQUIREMENTS f.2. Numerically controlled ultrasonic test- Reason for Control: NS, AT ing machines of which the motions for positioning transmitters or receivers are simul- Country Chart (See Supp. Control(s) No. 1 to part 738) taneously coordinated and programmed in four or more axes to follow the three dimen- NS applies to entire entry ...... NS Column 2 sional contours of the ‘‘part’’ or ‘‘compo- AT applies to entire entry ...... AT Column 1 nent’’ under inspection; g. Tow-placement machines, of which the LIST BASED LICENSE EXCEPTIONS (SEE PART motions for positioning and laying tows are 740 FOR A DESCRIPTION OF ALL LICENSE EX- coordinated and programmed in two or more CEPTIONS) ’primary servo positioning’ axes, ‘‘specially LVS: $5000 designed’’ for the manufacture of ‘‘com- GBS: N/A posite’’ airframe or missile structures. CIV: N/A Technical Note to 1B001.g: For the purposes of LIST OF ITEMS CONTROLLED 1B001.g, ’tow-placement machines’ have the Related Controls: For ‘‘specially de- ability to place one or more ’filament bands’ signed’’‘‘production equipment’’of systems, having widths less than or equal to 25.4 mm, sub-systems, and ‘‘parts’’ and ‘‘compo- and to cut and restart individual ’filament nents’’ controlled by 9A005 to 9A009, 9A011, band’ courses during the placement process. 9A101, 9A105 to 9A109, 9A111, and 9A116 to Technical Notes for 1B001: 1. For the purpose 9A120 usable in ‘‘missiles,’’ see 9B115. of 1B001, ’primary servo positioning’ axes con- Related Definitions: N/A trol, under computer program direction, the po- Items: a. Airframe or aerospace structures; sition of the end effector (i.e., head) in space b. ‘‘Aircraft’’ or aerospace engines; or relative to the work piece at the correct orienta- c. ‘‘Specially designed’’ ‘‘parts’’ and ‘‘com- tion and direction to achieve the desired proc- ponents’’ for structures specified by 1B003.a ess. or for engines specified by 1B003.b. 2. For the purposes of 1B001, a ’filament band’ is a single continuous width of fully or partially 1B018 Items on the Wassenaar Arrangement resin-impregnated tape, tow or fiber. Fully or Munitions List (see List of Items Con- partially resin-impregnated ’filament bands’ in- trolled). clude those coated with dry powder that tacks LICENSE REQUIREMENTS upon heating. Reason for Control: NS, MT, RS, AT, UN

1B002 Equipment for Producing Metal Al- Control(s) Country Chart (See Supp. loys, Metal Alloy Powder or Alloyed Mate- No. 1 to part 738) rials, ‘‘Specially Designed’’ to Avoid Con- NS applies to entire entry ...... NS Column 1. tamination and ‘‘Specially Designed’’ for MT applies to equipment for MT Column 1. Use in One of the Processes Specified in the ‘‘production’’ of rocket 1C002.c.2. propellants. LICENSE REQUIREMENTS RS applies to 1B018.a ...... RS Column 2. Reason for Control: NS, AT AT applies to entire entry ...... AT Column 1. UN applies to entire entry ..... See § 746.1(b) for UN con- Country Chart (See Supp. trols. Control(s) No. 1 to part 738) LIST BASED LICENSE EXCEPTIONS (SEE PART NS applies to entire entry ...... NS Column 2 740 FOR A DESCRIPTION OF ALL LICENSE EX- AT applies to entire entry ...... AT Column 1 CEPTIONS)

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LVS: $3000 for 1B018.a for countries WITH- motions for positioning, wrapping and wind- OUT an ‘‘X’’ in RS Column 2 on the Coun- ing fibers can be coordinated and pro- try Chart contained in Supplement No. 1 to grammed in three or more axes, designed to part 738 of the EAR; fabricate composite structures or laminates $5000 for 1B018.b. from fibrous or filamentary materials, and GBS: N/A coordinating and programming controls; CIV: N/A b. ’Tape-laying machines’ of which the mo- LIST OF ITEMS CONTROLLED tions for positioning and laying tape can be Related Controls: See ECCN 1B608.a, .b, and .x coordinated and programmed in two or more for items that, immediately prior to July axes, designed for the manufacture of com- 1, 2014, were classified under 1B018.a. posite airframe and missile structures; Related Definitions: N/A Technical Notes for paragraphs a and b: For Items: the purposes of 1B101.a. and 1B101.b., the fol- a. [Reserved] lowing definitions apply: b. [Reserved] 1. ’Fiber/tow-placement machines’ and ’tape- laying machines’ are machines that perform 1B101 Equipment, other than that con- similar processes that use computer-guided trolled by 1B001, for the ‘‘production’’ of heads to lay one or several ’filament bands’ onto structural composites, fibers, prepregs or a mold to create a part or a structure. These ma- preforms, usable for rockets, missiles, or chines have the ability to cut and restart indi- unmanned aerial vehicles capable of vidual ’filament band’ courses during the laying achieving a ‘‘range’’ equal to or greater process. than 300 km and their subsystems, as fol- 2. A ’filament band’ is a single continuous lows (see List of Items Controlled); and width of fully or partially resin-impregnated ‘‘specially designed’’ ‘‘parts,’’ ‘‘compo- tape, tow, or fiber. Fully or partially resin-im- nents’’ and ‘‘accessories’’ therefor. pregnated ’filament bands’ include those coated LICENSE REQUIREMENTS with dry powder that tacks upon heating. Reason for Control:MT, NP, AT 3. ’Fiber/tow-placement machines’ have the Country Chart (See Supp. ability to place one or more ’filament bands’ Control(s) No. 1 to part 738) having widths less than or equal to 25.4 mm. This refers to the minimum width of material the MT applies to entire entry ..... MT Column 1. machine can place, regardless of the upper ca- NP applies to filament wind- NP Column 1. pability of the machine. ing machines described in 1B101.a that are capable 4. ’Tape-laying machines’ have the ability to of winding cylindrical rotors place one or more ’filament bands’ having having a diameter between widths less than or equal to 304.8 mm, but can- 75 mm (3 in.) and 400 mm not place ’filament bands’ with a width equal to (16 in.) and lengths of 600 or less than 25.4 mm. This refers to the minimum mm (24 in.) or greater AND width of material the machine can place, re- to coordinating and pro- gardless of the upper capability of the machine. gramming controls and precision mandrels for these c. Equipment designed or modified for the filament winding machines. ‘‘production’’ of ‘‘fibrous or filamentary ma- AT applies to entire entry ...... AT Column 1. terials’’ as follows: c.1. Equipment for converting polymeric fi- LIST BASED LICENSE EXCEPTIONS (SEE PART bers (such as polyacrylonitrile, rayon or 740 FOR A DESCRIPTION OF ALL LICENSE EX- polycarbosilane) including special provision CEPTIONS) to strain the fiber during heating; LVS: N/A c.2. Equipment for the vapor deposition of GBS: N/A elements or compounds on heated filament CIV: N/A substrates; and LIST OF ITEMS CONTROLLED c.3. Equipment for the wet-spinning of re- Related Controls: See ECCN 1D101 for software fractory ceramics (such as aluminum oxide); for items controlled by this entry and see d. Equipment designed or modified for spe- ECCNs 1E001 (‘‘development’’ and ‘‘produc- cial fiber surface treatment or for producing tion’’) and 1E101 (‘‘use’’) for technology for prepregs and preforms controlled by 9A110. items controlled by this entry. Also see Note: Equipment covered in 1B101.d includes 1B201. but is not limited to, rollers, tension stretchers, Related Definitions: Examples of ‘‘parts,’’ coating equipment, cutting equipment and click- ‘‘components’’ and accessories for the ma- er dies. chines controlled by this entry are molds, mandrels, dies, fixtures and tooling for the 1B102 Metal powder ‘‘production equip- preform pressing, curing, casting, sintering ment,’’ other than that specified in 1B002, or bonding of composite structures, lami- and ‘‘parts’’ and ‘‘components’’ as follows nates and manufactures thereof. (see List of Items Controlled). Items: a. Filament winding machines or LICENSE REQUIREMENTS ’fiber/tow-placement machines,’ of which the Reason for Control: MT, AT

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Country Chart (See Supp. b. ‘‘Production equipment,’’ for the produc- Control(s) No. 1 to part 738) tion, handling, mixing, curing, casting, pressing, machining, extruding or accept- MT applies to entire entry ..... MT Column 1 ance testing of solid propellants or propel- AT applies to entire entry ...... AT Column 1 lant constituents described in 1C011.a, 1C011.b or 1C111, or on the U.S. Munitions LIST BASED LICENSE EXCEPTIONS (SEE PART List. 740 FOR A DESCRIPTION OF ALL LICENSE EX- Note: 1B115.b does not control batch mixers, CEPTIONS) continuous mixers or fluid energy mills. For the LVS: N/A control of batch mixers, continuous mixers and GBS: N/A fluid energy mills see 1B117, 1B118, and 1B119. CIV: N/A Note 1: [Reserved] LIST OF ITEMS CONTROLLED Note 2: 1B115 does not control equipment for Related Controls: 1. See also 1B115.b. the ‘‘production,’’ handling and acceptance Related Definitions: N/A testing of boron carbide. Items: a. Metal powder ‘‘production equipment’’ usable for the ‘‘production’’, in a con- 1B116 ‘‘Specially Designed’’ nozzles for pro- trolled environment, of spherical, spheroidal ducing pyrolitically derived materials or atomized materials specified in 1C011.a., formed on a mold, mandrel or other sub- 1C011.b., 1C111.a.1., 1C111.a.2., or controlled strate from precursor gases which defor MT reasons in Category V of the USML. compose in the 1,573 K (1,300 ≥C) to 3,173 b. ‘‘Specially designed’’ ‘‘parts’’ and ‘‘com- K (2,900 ≥C) temperature range at pres- ponents’’ for ‘‘production equipment’’ speci- sures of 130 Pa to 20 kPa. fied in 1B002 or 1B102.a. LICENSE REQUIREMENTS Note: 1B102 includes: Reason for Control: MT, AT a. Plasma generators (high frequency arc-jet) usable for obtaining sputtered or spherical me- Control(s) Country Chart (See Supp. tallic powders with organization of the process No. 1 to part 738) in an argon-water environment; MT applies to entire entry ..... MT Column 1 b. Electroburst equipment usable for obtaining AT applies to entire entry ...... AT Column 1 sputtered or spherical metallic powders with organization of the process in an argon-water en- LIST BASED LICENSE EXCEPTIONS (SEE PART vironment; 740 FOR A DESCRIPTION OF ALL LICENSE EX- c. Equipment usable for the ‘‘production’’ of CEPTIONS) spherical aluminum powders by powdering a LVS: N/A melt in an inert medium (e.g., nitrogen). GBS: N/A CIV: N/A 1B115 ‘‘Equipment, other than that con- LIST OF ITEMS CONTROLLED trolled in 1B002 or 1B102, for the ‘‘pro- Related Controls: N/A duction’’ of propellant or propellant con- Related Definitions: N/A stituents (see List of Items Controlled), Items: The list of items controlled is con- and ‘‘specially designed’’ ‘‘parts’’ and tained in the ECCN heading ‘‘components’’ therefor. LICENSE REQUIREMENTS 1B117 Batch mixers with provision for mix- Reason for Control: MT, AT ing under vacuum in the range from zero to 13.326 kPa and with temperature con- Country Chart (See Supp. Control(s) No. 1 to part 738) trol capability of the mixing chamber and having all of the following characteristics MT applies to entire entry ..... MT Column 1 (see List of Items Controlled), and ‘‘spe- AT applies to entire entry ...... AT Column 1 cially designed’’ ‘‘parts’’ and ‘‘components’’ therefor. LIST BASED LICENSE EXCEPTIONS (SEE PART LICENSE REQUIREMENTS 740 FOR A DESCRIPTION OF ALL LICENSE EX- Reason for Control: MT, AT CEPTIONS) LVS: N/A Control(s) Country Chart (See Supp. GBS: N/A No. 1 to part 738) CIV: N/A MT applies to entire entry ..... MT Column 1. LIST OF ITEMS CONTROLLED AT applies to entire entry ...... AT Column 1. Related Controls: For the control of batch mixers, continuous mixers and fluid energy LIST BASED LICENSE EXCEPTIONS (SEE PART mills, see 1B117, 1B118 and 1B119. 740 FOR A DESCRIPTION OF ALL LICENSE EX- Related Definitions: N/A CEPTIONS) Items: a. ‘‘Production equipment’’ for the LVS: N/A ‘‘production’’, handling or acceptance test- GBS: N/A ing of liquid propellants or propellant con- CIV: N/A stituents controlled by 1C011.a, 1C011.b, 1C111 LIST OF ITEMS CONTROLLED or on the U.S. Munitions List; Related Controls: See 1B115, 1B118, and 1B119.

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Related Definitions: N/A 1B201 Filament winding machines (other Items: a. A total volumetric capacity of 110 than those controlled by ECCN 1B001 or liters (30 gallons) or more; and 1B101) and related equipment, as de- b. At least one ’mixing/kneading shaft’ scribed in this ECCN (see List of Items mounted off center. Controlled). Note to paragraph b: In 1B117.b. the term ’mix- LICENSE REQUIREMENTS ing/kneading shaft’ does not refer to Reason for Control: NP, AT deagglomerators or knife-spindles. Control(s) Country Chart (See Supp. 1B118 Continuous mixers with provision for No. 1 to part 738) mixing under vacuum in the range from NP applies to entire entry ...... NP Column 1 zero to 13.326 kPa and with temperature AT applies to entire entry ...... AT Column 1 control capability of the mixing chamber and having any of the following charac- LIST BASED LICENSE EXCEPTIONS (SEE PART teristics (see List of Items Controlled), 740 FOR A DESCRIPTION OF ALL LICENSE EX- and ‘‘specially designed’’ ‘‘parts’’ and CEPTIONS) ‘‘components’’ therefor. LVS: N/A LICENSE REQUIREMENTS GBS: N/A Reason for Control: MT, AT CIV: N/A LIST OF ITEMS CONTROLLED Control(s) Country Chart (See Supp. Related Controls: See ECCN 1D201 for software No. 1 to part 738) for items controlled by this entry and see MT applies to entire entry ..... MT Column 1 ECCNs 1E001 (‘‘development’’ and ‘‘produc- AT applies to entire entry ...... AT Column 1 tion’’) and 1E201 (‘‘use’’) for technology for items controlled by this entry. Also see LIST BASED LICENSE EXCEPTIONS (SEE PART ECCN 1E203 for technology for the ‘‘devel- 740 FOR A DESCRIPTION OF ALL LICENSE EX- opment’’ of software controlled by ECCN CEPTIONS) 1D201. LVS: N/A Related Definitions: N/A GBS: N/A Items: a. Filament winding machines having CIV: N/A all of the following characteristics: a.1. Having motions for positioning, wrap- LIST OF ITEMS CONTROLLED ping, and winding fibers coordinated and pro- Related Controls: See 1B115, 1B117, and 1B119. grammed in two or more axes; Related Definitions: N/A a.2. ‘‘Specially Designed’’ to fabricate com- Items: a. Two or more mixing/kneading posite structures or laminates from ‘‘fibrous shafts; or or filamentary materials’’; and b. A single rotating shaft which oscillates a.3. Capable of winding cylindrical tubes and has kneading teeth/pins on the shaft as with an internal diameter between 75 mm well as inside the casing of the mixing cham- and 650 mm and lengths of 300 mm or greater; ber. b. Coordinating and programming controls 1B119 Fluid energy mills usable for grind- for filament winding machines controlled by ing or milling propellant or propellant 1B201.a; c. Precision mandrels for filament winding constituents specified in 1C011.a, 1C011.b machines controlled by 1B201.a. or 1C111, or on the U.S. Munitions List, and ‘‘specially designed’’ ‘‘parts’’ and 1B225 Electrolytic cells for fluorine produc- ‘‘components’’ therefor. tion with a production capacity greater LICENSE REQUIREMENTS than 250 g of fluorine per hour. Reason for Control: MT, AT LICENSE REQUIREMENTS Reason for Control: NP, AT Country Chart (See Supp. Control(s) No. 1 to part 738) Country Chart (See Supp. Control(s) No. 1 to part 738) MT applies to entire entry ..... MT Column 1 AT applies to entire entry ...... AT Column 1 NP applies to entire entry ...... NP Column 1 AT applies to entire entry ...... AT Column 1 LIST BASED LICENSE EXCEPTIONS (SEE PART 740 FOR A DESCRIPTION OF ALL LICENSE EX- LIST BASED LICENSE EXCEPTIONS (SEE PART CEPTIONS) 740 FOR A DESCRIPTION OF ALL LICENSE EX- LVS: N/A CEPTIONS) GBS: N/A LVS: N/A CIV: N/A GBS: N/A LIST OF ITEMS CONTROLLED CIV: N/A Related Controls: See 1B115, 1B117 and 1B118. LIST OF ITEMS CONTROLLED Related Definitions: N/A Related Controls: (1) See ECCNs 1E001 (‘‘de- Items: The list of items controlled is con- velopment’’ and ‘‘production’’) and 1E201 tained in the ECCN heading. (‘‘use’’) for technology for items controlled

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by this entry. (2) See ECCN 1B999 for spe- ing authority of the Nuclear Regulatory cific processing equipment, n.e.s. Commission (see 10 CFR part 110). (2) See Related Definitions: N/A ECCNs 1E001 (‘‘development’’ and ‘‘produc- Items: The list of items controlled is con- tion’’) and 1E201 (‘‘use’’) for technology for tained in the ECCN heading. items controlled by this entry. Related Definitions: (1) The term ‘‘fine grain 1B226 Electromagnetic isotope separators stainless steels,’’ for purposes of this designed for, or equipped with, single or ECCN, means fine grain austenitic stain- multiple ion sources capable of providing less steels with an ASTM (or equivalent a total ion beam current of 50 mA or standard) grain size number of 5 or greater. greater. (2) The term ‘‘effective length,’’ for pur- LICENSE REQUIREMENTS poses of this ECCN, means the active Reason for Control: NP, AT height of packing material in a packed- type column, or the active height of inter- Country Chart (See Supp. Control(s) No. 1 to part 738) nal contactor plates in a plate-type column. NP applies to entire entry ...... NP Column 1 Items: a. Designed to operate with internal AT applies to entire entry ...... AT Column 1 temperatures of 35 K (¥238 °C) or less; b. Designed to operate at an internal pres- LIST BASED LICENSE EXCEPTIONS (SEE PART sure of 0.5 to 5 MPa (5 to 50 atmospheres); 740 FOR A DESCRIPTION OF ALL LICENSE EX- c. Constructed of ‘‘fine-grain stainless CEPTIONS) steels’’ of the 300 series with low sulphur LVS: N/A content or equivalent cryogenic and H -com- N/A 2 GBS: patible materials; and CIV: N/A d. With internal diameters of 30 cm or LIST OF ITEMS CONTROLLED greater and ‘‘effective lengths’’ of 4 m or Related Controls: (1) Electromagnetic isotope greater. separators ‘‘specially designed’’ or prepared for use in separating uranium iso- 1B229 Water-hydrogen sulphide exchange topes are subject to the export licensing tray columns and ‘‘internal contactors’’, authority of the Nuclear Regulatory Com- as follows (see List of Items Controlled). mission (see 10 CFR part 110). (2) See LICENSE REQUIREMENTS ECCNs 1E001 (‘‘development’’ and ‘‘produc- Reason for Control: NP, AT tion’’) and 1E201 (‘‘use’’) for technology for items controlled by this entry. Country Chart (See Supp. Related Definitions: N/A Control(s) No. 1 to part 738) ECCN Controls: This entry includes separators capable of enriching stable isotopes NP applies to entire entry ...... NP Column 1 AT applies to entire entry ...... AT Column 1 and separators with the ion sources and collectors both in the magnetic field and LIST BASED LICENSE EXCEPTIONS (SEE PART those configurations in which they are ex- 740 FOR A DESCRIPTION OF ALL LICENSE EX- ternal to the field. CEPTIONS) Items: The list of items controlled is contained in the ECCN heading. LVS: N/A GBS: N/A 1B228 Hydrogen cryogenic distillation col- CIV: N/A umns having all of the characteristics de- LIST OF ITEMS CONTROLLED scribed in this ECCN (see List of Items Related Controls: (1) Equipment ‘‘specially de- Controlled). signed’’ or prepared for the production of LICENSE REQUIREMENTS heavy water is subject to the export licens- Reason for Control: NP, AT ing authority of the Nuclear Regulatory Commission (see 10 CFR part 110). (2) See Control(s) Country Chart (See Supp. ECCNs 1E001 (‘‘development’’ and ‘‘produc- No. 1 to part 738) tion’’) and 1E201 (‘‘use’’) for technology for NP applies to entire entry ...... NP Column 1 items controlled by this entry. AT applies to entire entry ...... AT Column 1 Related Definitions: The ‘‘internal contactors’’ controlled by 1B229.b are seg- LIST BASED LICENSE EXCEPTIONS (SEE PART mented trays that have an effective assem- 740 FOR A DESCRIPTION OF ALL LICENSE EX- bled diameter of 1.8 m (6 ft.) or greater, are CEPTIONS) designed to facilitate countercurrent con- LVS: N/A tacting, and are constructed of stainless GBS: N/A steels with a carbon content of 0.03% or CIV: N/A less. These may be sieve trays, valve trays, LIST OF ITEMS CONTROLLED bubble cap trays, or turbogrid trays. Related Controls: (1) Equipment ‘‘specially de- Items: a. Water-hydrogen sulphide exchange signed’’ or prepared for the production of tray columns, having all of the following heavy water is subject to the export licens- characteristics:

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a.1. Can operate at pressures of 2 MPa or LIST OF ITEMS CONTROLLED greater; Related Controls: (1) Tritium, tritium com- a.2. Constructed of carbon steel having an pounds, and mixtures containing tritium austenitic ASTM (or equivalent standard) are subject to the export licensing author- grain size number of 5 or greater; and ity of the Nuclear Regulatory Commission a.3. With a diameter of 1.8 m (6 ft.) or (see 10 CFR part 110). (2) See ECCNs 1E001 greater; (‘‘development’’ and ‘‘production’’) and b. ‘‘Internal contactors’’ for the water-hy- 1E201 (‘‘use’’) for technology for items con- drogen sulphide exchange tray columns controlled by this entry. trolled by 1B229.a. Related Definitions: N/A Items: a. Facilities or plant for the produc- 1B230 Pumps capable of circulating solution, recovery, extraction, concentration, or tions of concentrated or dilute potassium handling of tritium; amide catalyst in liquid ammonia (KNH2/ b. Equipment for tritium facilities or NH3), having all of the following charac- plant, as follows: teristics (see List of Items Controlled). b.1. Hydrogen or helium refrigeration units LICENSE REQUIREMENTS capable of cooling to 23 K (¥250 C) or less, Reason for Control: NP, AT with heat removal capacity greater than 150 watts; or Country Chart (See Supp. Control(s) No. 1 to part 738) b.2. Hydrogen isotope storage and purification systems using metal hydrides as the NP applies to entire entry ...... NP Column 1 storage, or purification medium. AT applies to entire entry ...... AT Column 1 1B232 Turboexpanders or turboexpander- LIST BASED LICENSE EXCEPTIONS (SEE PART compressor sets having both of the fol- 740 FOR A DESCRIPTION OF ALL LICENSE EX- lowing characteristics (see List of Items CEPTIONS) Controlled). LVS: N/A LICENSE REQUIREMENTS GBS: N/A Reason for Control: NP, AT CIV: N/A IST OF TEMS ONTROLLED L I C Control(s) Country Chart (See Supp. Related Controls: (1) Equipment ‘‘specially de- No. 1 to part 738) signed’’ or prepared for the production of NP applies to entire entry ...... NP Column 1 heavy water is subject to the export licens- AT applies to entire entry ...... AT Column 1 ing authority of the Nuclear Regulatory Commission (see 10 CFR part 110). (2) See LIST BASED LICENSE EXCEPTIONS (SEE PART ECCNs 1E001 (‘‘development’’ and ‘‘produc- 740 FOR A DESCRIPTION OF ALL LICENSE EX- tion’’) and 1E201 (‘‘use’’) for technology for CEPTIONS) items controlled by this entry. LVS: N/A Related Definitions: N/A GBS: N/A Items: a. Airtight (i.e., hermetically sealed); CIV: N/A 3 b. A capacity greater than 8.5 m /h; and LIST OF ITEMS CONTROLLED c. Either of the following characteristics: Related Controls: (1) Equipment ‘‘specially de- c.1. For concentrated potassium amide so- signed’’ or prepared for the production of lutions (1% or greater), an operating pres- heavy water is subject to the export licens- sure of 1.5 to 60 MPa (15–600 atmospheres); or ing authority of the Nuclear Regulatory c.2. For dilute potassium amide solutions Commission (see 10 CFR part 110). (2) See (less than 1%), an operating pressure of 20 to ECCNs 1E001 (‘‘development’’ and ‘‘produc- 60 MPa (200–600 atmospheres). tion’’) and 1E201 (‘‘use’’) for technology for 1B231 Tritium facilities or plants, and items controlled by this entry. equipment therefor, as follows (see List of Related Definitions: N/A Items Controlled). Items: a. Designed for operation with an out- ¥ ° LICENSE REQUIREMENTS let temperature of 35 K ( 238 C) or less; and Reason for Control: NP, AT b. Designed for a throughput of hydrogen gas of 1,000 kg/h or greater. Country Chart (See Supp. Control(s) No. 1 to part 738) 1B233 Lithium isotope separation facilities or plants, and systems and equipment NP applies to entire entry ...... NP Column 1 therefor (see List of Items Controlled). AT applies to entire entry ...... AT Column 1 LICENSE REQUIREMENTS Reason for Control: NP, AT LIST BASED LICENSE EXCEPTIONS (SEE PART 740 FOR A DESCRIPTION OF ALL LICENSE EX- Control(s) Country Chart (See Supp. CEPTIONS) No. 1 to part 738) LVS: N/A GBS: N/A NP applies to 1B233.b ...... NP Column 1 AT applies to 1B233.b ...... AT Column 1 CIV: N/A

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LIST BASED LICENSE EXCEPTIONS (SEE PART CIV: N/A 740 FOR A DESCRIPTION OF ALL LICENSE EX- LIST OF ITEMS CONTROLLED CEPTIONS) Related Controls: (1) Devices ‘‘specially de- LVS: N/A signed’’ for the handling, control, activa- GBS: N/A tion, monitoring, detection, protection, CIV: N/A discharge, or detonation of the articles LIST OF ITEMS CONTROLLED enumerated in USML Category IV(a) and Related Controls: (1) See ECCN 1E001 (‘‘devel- (b) are controlled by USML Category IV(c) opment’’ and ‘‘production’’) and ECCN of the ITAR (see 22 CFR parts 120 through 1E201 (‘‘use’’) for technology for items de- 130). (2) See USML Category V of the ITAR scribed in this entry. (2) Facilities and (22 CFR parts 120 through 130) for devices plants described in 1B233.a are subject to identified therein that are ‘‘specially de- the export licensing authority of the Nu- signed’’ to fully contain explosives enu- clear Regulatory Commission (see 10 CFR merated in USML Category V. (3) Also see part 110). (3) Certain lithium isotope sepa- ECCN 1B608 for ‘‘equipment’’ ‘‘specially de- ration equipment and components for the signed’’ for the ‘‘development,’’ ‘‘produc- plasma separation process (PSP) that are tion,’’ repair, overhaul, or refurbishing of described in 1B233.b through .d are also di- items controlled by ECCN 1C608 or USML rectly applicable to uranium isotope sepa- Category V and not elsewhere specified on ration and are subject to the export licens- the USML. ing authority of the Nuclear Regulatory Related Definitions: N/A Commission (see 10 CFR part 110). Items: a. Designed to fully contain an explo- Related Definitions: N/A sion equivalent to 2 kg of TNT or greater; Items: a. Facilities or plants for the separa- and tion of lithium isotopes; b. Having design elements or features ena- b. Equipment for the separation of lithium bling real time or delayed transfer of diag- isotopes based on the lithium-mercury amal- nostic or measurement information. gam process, as follows: b.1. Packed liquid-liquid exchange columns 1B607 Military test, inspection, and produc- ‘‘specially designed’’ for lithium amalgams; tion ‘‘equipment’’ and related commod- b.2. Mercury and/or lithium amalgam ities ‘‘specially designed’’ for the ‘‘devel- pumps; opment,’’ ‘‘production,’’ repair, overhaul, b.3. Lithium amalgam electrolysis cells; or refurbishing of commodities identified b.4. Evaporators for concentrated lithium in ECCN 1A607 or 1C607, or defense arti- hydroxide solution. cles enumerated or otherwise described c. Ion exchange systems ‘‘specially de- in USML Category XIV (see List of Items signed’’ for lithium isotope separation, and Controlled). ‘‘specially designed’’ component parts there- LICENSE REQUIREMENTS for; Reason for Control: NS, RS, AT, UN d. Chemical exchange systems (employing crown ethers, cryptands, or lariat ethers) Control(s) Country chart (see Supp. No. ‘‘specially designed’’ for lithium isotope sep- 1 to Part 738) aration, and ‘‘specially designed’’ component NS applies to entire entry ...... NS Column 1. parts therefor. RS applies to entire entry ...... RS Column 1. AT applies to entire entry ...... AT Column 1. 1B234 High explosive containment vessels, UN applies to entire entry ..... See § 746.1(b) for UN con- chambers, containers, and other similar trols. containment devices, not enumerated in ECCN 1B608 or in USML Category IV or LIST BASED LICENSE EXCEPTIONS (SEE PART V of the ITAR, designed for the testing of 740 FOR A DESCRIPTION OF ALL LICENSE EX- high explosives or explosive devices and CEPTIONS) having both of the characteristics de- LVS: $1500 scribed in this ECCN (see List of Items GBS: N/A Controlled). CIV: N/A LICENSE REQUIREMENTS SPECIAL CONDITIONS FOR STA Reason for Control: NP, AT STA: Paragraph (c)(2) of License Exception STA (§ 740.20(c)(2) of the EAR) may not be Country chart (see Supp. No. used for any item in 1B607. Control(s) 1 to part 738) LIST OF ITEMS CONTROLLED NP applies to entire entry ...... NP Column 1 Related Controls: (1) See ECCN 2B350 for con- AT applies to entire entry ...... AT Column 1 trols on certain incinerators. (2) See ECCN 0A919 for ‘‘military commodities’’ located LIST BASED LICENSE EXCEPTIONS (SEE PART and produced outside the United States 740 FOR A DESCRIPTION OF ALL LICENSE EX- that incorporate more than a de minimis CEPTIONS) amount of US-origin ‘‘600 series’’ con- LVS: N/A trolled content. GBS: N/A Related Definitions: N/A

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Items: ITAR’’. (2) See ECCN 0A919 for foreign- a. ‘‘Equipment’’ ‘‘specially designed’’ for made ‘‘military commodities’’ that incor- the destruction of the chemical agents con- porate more than a de minimis amount of trolled by USML Category XIV(a). US-origin ‘‘600 series’’ controlled content. Note to 1B607.a: ECCN 1B607.a includes con- (3) See ECCN 1B115 for controls on ‘‘pro- trols over facilities ‘‘specially designed’’ for de- duction equipment,’’ not controlled by this struction operations. This paragraph .a does not ECCN 1B608, for propellants or propellant control incinerators and ‘‘specially designed’’ constituents described in ECCN 1C011.a, handling facilities or ‘‘specially designed’’ waste 1C011.b, or 1C111 or in USML Category V. supply systems therefor. Related Definitions: N/A b. Test facilities and ‘‘equipment’’ ‘‘spe- Items: a. ‘‘Equipment’’ ‘‘specially designed’’ cially designed’’ for military certification, for the ‘‘development,’’ ‘‘production,’’ repair, qualification, or testing of commodities con- overhaul, or refurbishing of items controlled trolled by ECCN 1A607.e, .f, .g, .h, or .j or by by ECCN 1C608 or USML Category V and not USML Category XIV(f), except for XIV(f)(1). elsewhere specified on the USML. c. Tooling and ‘‘equipment’’ ‘‘specially de- NOTE TO PARAGRAPH a: ECCN 1B608.a. in- signed’’ for the ‘‘development,’’ ‘‘produc- cludes: (1) Continuous nitrators; (2) dehydra- tion,’’ repair, overhaul, or refurbishing of tion presses; commodities controlled by ECCN 1A607.e, .f (3) cutting machines for the sizing of extruded propellants; (4) sweetie barrels (tum- .g, .h, or .j or USML Category XIV(f). d. through w. [RESERVED] blers) 6 feet or more in diameter and having x. ‘‘Parts,’’ ‘‘components,’’ ‘‘accessories,’’ over 500 pounds product capacity; (5) convec- and ‘‘attachments’’ that are ‘‘specially de- tion current converters for the conversion of materials listed in USML Category V(c)(2); signed’’ for a commodity controlled by ECCN and (6) extrusion presses for the extrusion of 1B607.b or .c, or for a defense article con- small arms, cannon and rocket propellants. trolled by USML Category XIV(f), and that b. Complete installations ‘‘specially de- are not enumerated or otherwise described signed’’ for the ‘‘development,’’ ‘‘produc- elsewhere in the USML. tion,’’ repair, overhaul, or refurbishing of 1B608 Test, inspection, and production items controlled by ECCN 1C608 or USML ‘‘equipment’’ and related commodities Category V and not elsewhere specified on ‘‘specially designed’’ for the ‘‘develop- the USML. ment,’’ ‘‘production,’’ repair, overhaul, or c. Environmental test facilities ‘‘specially refurbishing of commodities enumerated designed’’ for the certification, qualification, in ECCN 1C608 or USML Category V (see or testing of items controlled by ECCN 1C608 List of Items Controlled). or USML Category V. LICENSE REQUIREMENTS d. through w. [Reserved] Reason for Control: NS, RS, MT, AT, UN x. ‘‘Parts,’’ ‘‘components,’’ ‘‘accessories’’ and ‘‘attachments’’ that are ‘‘specially de- Country chart signed’’ for a commodity subject to control Control(s) (See Supp. No. 1 in this ECCN or a defense article in USML to part 738) Category V and not elsewhere specified on NS applies to entire entry ...... NS Column 1 the USML. RS applies to entire entry ...... RS Column 1 MT applies to equipment MT Column 1 1B613 Test, inspection, and ‘‘production’’ ‘‘specially designed’’ for ‘‘equipment’’ and related commodities MT-controlled commodities ‘‘specially designed’’ for the ‘‘develop- in ECCN 1C608 or MT arti- ment,’’ ‘‘production,’’ repair, overhaul, or cles in USML Category V. refurbishing of commodities controlled AT applies to entire entry ...... AT Column 1 by ECCN 1A613 or USML Category X, as UN applies to entire entry ..... See § 746.1(b) for UN controls follows (see List of Items Controlled). LICENSE REQUIREMENTS LIST BASED LICENSE EXCEPTIONS (SEE PART Reason for Control: NS, RS, AT, UN 740 FOR A DESCRIPTION OF ALL LICENSE EX- Country chart CEPTIONS) Control(s) (See Supp. No. 1 LVS: $1500 to part 738) GBS: N/A CIV: N/A NS applies to entire entry ...... NS Column 1 RS applies to entire entry ...... RS Column 1 SPECIAL CONDITIONS FOR STA AT applies to entire entry ...... AT Column 1 STA: Paragraph (c)(2) of License Exception UN applies to entire entry ..... See § 746.1(b) for UN con- STA (§ 740.20(c)(2) of the EAR) may not be trols used for any item in 1B608. LIST OF ITEMS CONTROLLED LIST BASED LICENSE EXCEPTIONS (SEE PART Related Controls: (1) Defense articles that are 740 FOR A DESCRIPTION OF ALL LICENSE EX- enumerated in USML Category V, and CEPTIONS) technical data (including software) di- LVS: $1500 rectly related thereto, are ‘‘subject to the GBS: N/A

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CIV: N/A d. Freon and chilled water cooling systems SPECIAL CONDITIONS FOR STA capable of continuous cooling duties of STA: Paragraph (c)(2) of License Exception 100,000 BTU/hr (29.3 kW) or greater; STA (§ 740.20(c)(2) of the EAR) may not be e. Equipment for the production of struc- used for any item in 1B613. tural composites, fibers, prepregs and LIST OF ITEMS CONTROLLED preforms, n.e.s. Related Controls: See ECCN 0A919 for foreign- made ‘‘military commodities’’ that incor- C. ‘‘MATERIALS’’ porate more than a de minimis amount of Technical Note: Metals and alloys: Unless US-origin ‘‘600 series’’ controlled content. provision to the contrary is made, the words Related Definitions: N/A ‘‘metals’’ and ‘‘alloys’’ in 1C001 to 1C011 cover Items: a. Test, inspection, and ‘‘production’’ crude and semi-fabricated forms, as follows: ‘‘equipment,’’ not controlled by USML Cat- Crude forms: Anodes, balls, bars (including egory X(c), that is ‘‘specially designed’’ for notched bars and wire bars), billets, blocks, the ‘‘development,’’ ‘‘production,’’ repair, blooms, brickets, cakes, cathodes, crystals, overhaul, or refurbishing of commodities cubes, dice, grains, granules, ingots, lumps, pel- controlled by ECCN 1A613 or USML Category lets, pigs, powder, rondelles, shot, slabs, slugs, X. sponge, sticks; b. Plasma pressure compaction (P2C) Semi-fabricated forms (whether or not coated, ‘‘equipment’’ ‘‘specially designed’’ for the plated, drilled or punched): ‘‘production’’ of ceramic or composite body a. Wrought or worked materials fabricated by armor plates controlled by ECCN 1A613 or rolling, drawing, extruding, forging, impact ex- USML Category X. truding, pressing, graining, atomizing, and 1B999 Specific Processing Equipment, n.e.s., grinding, i.e.: angles, channels, circles, discs, as Follows (See List of Items Controlled). dust, flakes, foils and leaf, forging, plate, pow- LICENSE REQUIREMENTS der, pressings and stampings, ribbons, rings, Reason for Control: AT, RS. rods (including bare welding rods, wire rods, and rolled wire), sections, shapes, sheets, strip, Country Chart (See Supp. pipe and tubes (including tube rounds, squares, Control(s) No. 1 to part 738) and hollows), drawn or extruded wire; b. Cast material produced by casting in sand, AT applies to entire entry ...... A license is required for items die, metal, plaster or other types of molds, in- controlled by this entry to North Korea for anti-ter- cluding high pressure castings, sintered forms, rorism reasons. The Com- and forms made by powder metallurgy. merce Country Chart is not The object of the control should not be de- designed to determine AT feated by the export of non-listed forms alleged license requirements for to be finished products but representing in re- this entry. See § 742.19 of ality crude forms or semi-fabricated forms. the EAR for additional information. 1C001 Materials ‘‘specially designed’’ for use RS applies to entire entry...... A license is required for items controlled by this entry for as absorbers of electromagnetic waves, or export or reexport to Iraq intrinsically conductive polymers, as fol- or transfer within Iraq for lows (see List of Items Controlled). regional stability reasons. LICENSE REQUIREMENTS The Commerce Country Reason for Control: NS, MT, AT Chart is not designed to determine RS license re- Country Chart (See Supp. quirements for this entry. Control(s) No. 1 to part 738) See §§ 742.6 and 746.3 of the EAR for additional in- NS applies to entire entry ...... NS Column 1 formation. MT applies to entire entry ..... MT Column 1 AT applies to entire entry ...... AT Column 1 LIST BASED LICENSE EXCEPTIONS (SEE PART 740 FOR A DESCRIPTION OF ALL LICENSE EX- REPORTING REQUIREMENTS See § 743.1 of the CEPTIONS) EAR for reporting requirements for ex- LVS: N/A ports under License Exceptions, and Vali- GBS: N/A dated End-User authorizations CIV: N/A LIST BASED LICENSE EXCEPTIONS (SEE PART LIST OF ITEMS CONTROLLED 740 FOR A DESCRIPTION OF ALL LICENSE EX- Related Controls: See also 1B001, 1B101, 1B201, CEPTIONS) 1B225 and 1D999. LVS: N/A Related Definitions: N/A GBS: N/A Items: a. Electrolytic cells for fluorine pro- CIV: N/A duction, n.e.s.; SPECIAL CONDITIONS FOR STA b. Particle accelerators; STA: License Exception STA may not be c. Industrial process control hardware/sys- used to ship any item in this entry to any tems designed for power industries, n.e.s.; of the destinations listed in Country Group

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A:6 (See Supplement No. 1 to part 740 of Technical Note: ‘Bulk electrical conductivity’ the EAR). and ‘sheet (surface) resistivity’ should be deter- LIST OF ITEMS CONTROLLED mined using ASTM D–257 or national equiva- Related Controls: See also 1C101. lents. Related Definitions: N/A Items: a. Materials for absorbing frequencies 1C002 Metal alloys, metal alloy powder and exceeding 2 × 108 Hz but less than 3 × 1012 Hz. alloyed materials, as follows (see List of Note 1: 1C001.a does not control: Items Controlled). a. Hair type absorbers, constructed of natural LICENSE REQUIREMENTS or synthetic fibers, with non-magnetic loading Reason for Control: NS, NP, AT to provide absorption; b. Absorbers having no magnetic loss and Country Chart (See Supp. Control(s) No. 1 to part 738) whose incident surface is non-planar in shape, including pyramids, cones, wedges and con- NS applies to entire entry ...... NS Column 2. voluted surfaces; NP applies to 1C002.b.3 or NP Column 1. c. Planar absorbers, having all of the fol- b.4 if they exceed the pa- lowing: rameters stated in 1C202. 1. Made from any of the following: AT applies to entire entry ...... AT Column 1. a. Plastic foam materials (flexible or non-flexible) with carbon-loading, or organic materials, LIST BASED LICENSE EXCEPTIONS (SEE PART including binders, providing more than 5% echo 740 FOR A DESCRIPTION OF ALL LICENSE EX- compared with metal over a bandwidth exceed- CEPTIONS) ing ±15% of the center frequency of the incident LVS: $3,000; N/A for NP energy, and not capable of withstanding tem- GBS: N/A peratures exceeding 450 K (177 °C); or CIV: N/A b. Ceramic materials providing more than 20% LIST OF ITEMS CONTROLLED echo compared with metal over a bandwidth ex- Related Controls: (1) See ECCNs 1E001 (‘‘de- ceeding ±15% of the center frequency of the inci- velopment’’ and ‘‘production’’) and 1E201 dent energy, and not capable of withstanding (‘‘use’’) for technology for items controlled temperatures exceeding 800 K (527 °C); by this entry. (2) Also see ECCN 1C202. (3) Technical Note: Absorption test samples for Aluminum alloys and titanium alloys in 1C001.a. Note 1.c.1 should be a square at least 5 physical forms and finished products ‘‘spe- wavelengths of the center frequency on a side cially designed’’ or prepared for use in sep- and positioned in the far field of the radiating arating uranium isotopes are subject to element. the export licensing authority of the Nu- 2. Tensile strength less than 7 × 106 N/m2; and clear Regulatory Commission (see 10 CFR 3. Compressive strength less than 14 × 106 N/ part 110). m2; Related Definition: N/A d. Planar absorbers made of sintered ferrite, Items: having all of the following: Note: 1C002 does not control metal alloys, 1. A specific gravity exceeding 4.4; and metal alloy powder and alloyed materials, spe- 2. A maximum operating temperature of 548 K cially formulated for coating purposes. (275 °C). Technical Note 1: The metal alloys in 1C002 Note 2: Nothing in Note 1 releases magnetic are those containing a higher percentage by materials to provide absorption when contained weight of the stated metal than of any other ele- in paint. ment. b. Materials for absorbing frequencies ex- Technical Note 2: ‘Stress-rupture life’ should ceeding 1.5 × 1014 Hz but less than 3.7 × 1014 Hz be measured in accordance with ASTM standard and not transparent to visible light; E–139 or national equivalents. Note: 1C001.b does not apply to materials, Technical Note 3: ‘Low cycle fatigue life’ ‘‘specially designed’’ or formulated for any of should be measured in accordance with ASTM the following applications: Standard E–606 ‘Recommended Practice for Con- a. ‘‘Laser’’ marking of polymers; or stant-Amplitude Low-Cycle Fatigue Testing’ or b. ‘‘Laser’’ welding of polymers. national equivalents. Testing should be axial c. Intrinsically conductive polymeric ma- with an average stress ratio equal to 1 and a terials with a ‘bulk electrical conductivity’ stress-concentration factor (Kt) equal to 1. The exceeding 10,000 S/m (Siemens per meter) or average stress is defined as maximum stress a ‘sheet (surface) resistivity’ of less than 100 minus minimum stress divided by maximum ohms/square, based on any of the following stress. polymers: a. Aluminides, as follows: c.1. Polyaniline; a.1. Nickel aluminides containing a min- c.2. Polypyrrole; imum of 15% by weight aluminum, a max- c.3. Polythiophene; imum of 38% by weight aluminum and at c.4. Poly phenylene-vinylene; or least one additional alloying element; c.5. Poly thienylene-vinylene. a.2. Titanium aluminides containing 10% Note: 1C001.c does not apply to materials in a by weight or more aluminum and at least liquid form. one additional alloying element;

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b. Metal alloys, as follows, made from the c.2.e. ‘‘Melt spinning’’ and ‘‘comminution’’; powder or particulate material controlled by c.2.f. ‘‘Melt extraction’’ and 1C002.c: ‘‘comminution’’; b.1. Nickel alloys having any of the fol- c.2.g. ‘‘Mechanical alloying’’; or lowing: c.2.h. ‘‘Plasma atomization’’; and b.1.a. A ‘stress-rupture life’ of 10,000 hours c.3. Capable of forming materials con- or longer at 923 K (650 °C) at a stress of 676 trolled by 1C002.a or 1C002.b; MPa; or d. Alloyed materials, having all the fol- b.1.b. A ‘low cycle fatigue life’ of 10,000 cy- lowing: cles or more at 823 K (550 °C) at a maximum d.1. Made from any of the composition sys- stress of 1,095 MPa; tems specified by 1C002.c.1; b.2. Niobium alloys having any of the fol- d.2. In the form of uncomminuted flakes, lowing: ribbons or thin rods; and b.2.a. A ‘stress-rupture life’ of 10,000 hours d.3. Produced in a controlled environment or longer at 1,073 K (800 °C) at a stress of 400 by any of the following: MPa; or d.3.a. ‘‘Splat quenching’’; b.2.b. A ‘low cycle fatigue life’ of 10,000 cy- d.3.b. ‘‘Melt spinning’’; or ° cles or more at 973 K (700 C) at a maximum d.3.c. ‘‘Melt extraction’’. stress of 700 MPa; b.3. Titanium alloys having any of the fol- 1C003 Magnetic metals, of all types and of lowing: whatever form, having any of the fol- b.3.a. A ‘stress-rupture life’ of 10,000 hours lowing (see List of Items Controlled). or longer at 723 K (450 °C) at a stress of 200 LICENSE REQUIREMENTS MPa; or Reason for Control: NS, AT b.3.b. A ‘low cycle fatigue life’ of 10,000 cy- ° cles or more at 723 K (450 C) at a maximum Control(s) Country Chart (See Supp. stress of 400 MPa; No. 1 to part 738) b.4 Aluminum alloys having any of the fol- NS applies to entire entry ...... NS Column 2 lowing: AT applies to entire entry ...... AT Column 1 b.4.a. A tensile strength of 240 MPa or more at 473 K (200 °C); or LIST BASED LICENSE EXCEPTIONS (SEE PART b.4.b. A tensile strength of 415 MPa or more 740 FOR A DESCRIPTION OF ALL LICENSE EX- at 298 K (25 °C); CEPTIONS) b.5. Magnesium alloys having all the fol- LVS: $3000 lowing: GBS: N/A b.5.a. A tensile strength of 345 MPa or CIV: N/A more; and LIST OF ITEMS CONTROLLED b.5.b. A corrosion rate of less than 1 mm/ Related Controls: N/A year in 3% sodium chloride aqueous solution N/A measured in accordance with ASTM standard Related Definitions: G–31 or national equivalents; Items: a. Initial relative permeability of c. Metal alloy powder or particulate mate- 120,000 or more and a thickness of 0.05 mm or rial, having all of the following: less; c.1. Made from any of the following com- Technical Note: Measurement of initial rel- position systems: ative permeability must be performed on fully TECHNICAL NOTE: X in the following equals annealed materials. one or more alloying elements. b. Magnetostrictive alloys having any of c.1.a. Nickel alloys (Ni-Al-X, Ni-X-Al) the following: qualified for turbine engine ‘‘parts’’ or b.1. A saturation magnetostriction of more ¥ ‘‘components,’’ i.e. with less than 3 non-me- than 5 × 10 4; or tallic particles (introduced during the manu- b.2. A magnetomechanical coupling factor facturing process) larger than 100 μm in 109 (k) of more than 0.8; or alloy particles; c. Amorphous or ‘nanocrystalline’ alloy c.1.b. Niobium alloys (Nb-Al-X or Nb-X–Al, strips, having all of the following: Nb-Si-X or Nb-X–Si, Nb-Ti-X or Nb-X–Ti); c.1. A composition having a minimum of c.1.c. Titanium alloys (Ti-Al-X or Ti-X–Al); 75% by weight of iron, cobalt or nickel; c.1.d. Aluminum alloys (Al-Mg-X or Al-X– c.2. A saturation magnetic induction (Bs) Mg, Al-Zn-X or Al-X–Zn, Al-Fe-X or Al-X– of 1.6 T or more; and Fe); or c.3. Any of the following: c.1.e. Magnesium alloys (Mg-Al-X or Mg-X– c.3.a. A strip thickness of 0.02 mm or less; Al); or c.2. Made in a controlled environment by c.3.b. An electrical resistivity of 2 × 10¥4; any of the following processes: ohm cm or more. c.2.a. ‘‘Vacuum atomization’’; Technical Note: ‘Nanocrystalline’ materials in c.2.b. ‘‘Gas atomization’’; 1C003.c are those materials having a crystal c.2.c. ‘‘Rotary atomization’’; grain size of 50 nm or less, as determined by X- c.2.d. ‘‘Splat quenching’’; ray diffraction.

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1C004 Uranium titanium alloys or tungsten any direction perpendicular to the longitu- alloys with a ‘‘matrix’’ based on iron, dinal axis of conductor and corresponding to nickel or copper, having all of the fol- a magnetic induction of 12 T with critical lowing (see List of Items Controlled). current density exceeding 1750 A/mm 2 on LICENSE REQUIREMENTS overall cross-section of the conductor. Reason for Control: NS, AT c. ‘‘Superconductive’’ ‘‘composite’’ conductors consisting of one or more ‘‘super- Country Chart (See Supp. conductive’’ ‘filaments’ which remain Control(s) No. 1 to part 738) ‘‘superconductive’’ above 115 K (¥158.16 °C). NS applies to entire entry ...... NS Column 2 Technical Note: For the purpose of 1C005, AT applies to entire entry ...... AT Column 1 ‘filaments’ may be in wire, cylinder, film, tape or ribbon form. LIST BASED LICENSE EXCEPTIONS (SEE PART 740 FOR A DESCRIPTION OF ALL LICENSE EX- 1C006 Fluids and lubricating materials, as CEPTIONS) follows (see List of Items Controlled). LVS: $3000 LICENSE REQUIREMENTS GBS: N/A Reason for Control: NS, AT CIV: N/A Country Chart (See Supp. LIST OF ITEMS CONTROLLED Control(s) No. 1 to part 738) Related Controls: See also 1C117 and 1C226. Related Definitions: N/A NS applies to entire entry ...... NS Column 2 Items: a. A density exceeding 17.5 g/cm3; AT applies to entire entry ...... AT Column 1 b. An elastic limit exceeding 880 MPa; c. An ultimate tensile strength exceeding LIST BASED LICENSE EXCEPTIONS (SEE PART 1,270 MPa; and 740 FOR A DESCRIPTION OF ALL LICENSE EX- d. An elongation exceeding 8%. CEPTIONS) LVS: $3000 1C005 ‘‘Superconductive’’ ‘‘composite’’ con- GBS: Yes for 1C006.d ductors in lengths exceeding 100 m or CIV: Yes for 1C006.d with a mass exceeding 100 g, as follows LIST OF ITEMS CONTROLLED (see List of Items Controlled). Related Controls: See also 1C996. LICENSE REQUIREMENTS Related Definitions: N/A Reason for Control: NS, AT Items: a. [Reserved] b. Lubricating materials containing, as Country Chart (See Supp. their principal ingredients, any of the fol- Control(s) No. 1 to part 738) lowing: NS applies to entire entry ...... NS Column 2 b.1. Phenylene or alkylphenylene ethers or AT applies to entire entry ...... AT Column 1 thio-ethers, or their mixtures, containing more than two ether or thio-ether functions LIST BASED LICENSE EXCEPTIONS (SEE PART or mixtures thereof; or 740 FOR A DESCRIPTION OF ALL LICENSE EX- b.2. Fluorinated silicone fluids with a kine- CEPTIONS) matic viscosity of less than 5,000 mm 2/s (5,000 LVS: $1500 centistokes) measured at 298 K (25 °C); GBS: N/A c. Damping or flotation fluids having all of CIV: N/A the following: LIST OF ITEMS CONTROLLED c.1. Purity exceeding 99.8%; Related Controls: N/A c.2. Containing less than 25 particles of 200 Related Definitions: N/A μm or larger in size per 100 ml; and Items: a. ‘‘Superconductive’’ ‘‘composite’’ c.3. Made from at least 85% of any of the conductors containing one or more niobium- following: titanium ‘filaments’, having all of the fol- c.3.a. Dibromotetrafluoroethane (CAS 25497 lowing: 30-7, 124-73-2, 27336-23- 8); a.1. Embedded in a ‘‘matrix’’ other than a c.3.b. Polychlorotrifluoroethylene (oily copper or copper-based mixed ‘‘matrix’’; and and waxy modifications only); or a.2. Having a cross-section area less than c.3.c. Polybromotrifluoroethylene; 0.28 × 10¥4 mm 2 (6 μm in diameter for cir- d. Fluorocarbon electronic cooling fluids cular ‘filaments’); having all of the following: b. ‘‘Superconductive’’ ‘‘composite’’ conduc- NOTE: 1C006.d does not apply to materials tors consisting of one or more ‘‘super- specified and packaged as medical products. conductive’’ ‘filaments’ other than niobium- d.1. Containing 85% by weight or more of titanium, having all of the following: any of the following, or mixtures thereof: b.1. A ‘‘critical temperature’’ at zero mag- d.1.a. Monomeric forms of netic induction exceeding 9.85 K (¥263.31 °C); perfluoropolyalkylether- triazines or and perfluoroaliphatic-ethers; b.2. Remaining in the ‘‘superconductive’’ d.1.b. Perfluoroalkylamines; state at a temperature of 4.2 K (¥268.96 °C) d.1.c. Perfluorocycloalkanes; or when exposed to a magnetic field oriented in d.1.d. Perfluoroalkanes;

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d.2. Density at 298 K (25 °C) of 1.5 g/ml or Note: 1C007.c.1.a does not apply to ‘‘compos- more; ites’’ containing fibers with a tensile strength of d.3. In a liquid state at 273 K (0 °C); and less than 700 MPa at 1,273 K (1,000 °C) or tensile d.4. Containing 60% or more by weight of creep resistance of more than 1% creep strain at fluorine; 100 MPa load and 1,273 K (1,000 °C) for 100 hours. 1C007 Ceramic powders, ceramic-‘‘matrix’’ c.1.b. Fibers being all of the following: ‘‘composite’’ materials and ’precursor ma- c.1.b.1. Made from any of the following materials,’ as follows (see List of Items Con- terials: trolled). c.1.b.1.a. Si-N; c.1.b.1.b. Si-C; LICENSE REQUIREMENTS c.1.b.1.c. Si-Al-O-N; or Reason for Control: NS, MT, AT c.1.b.1.d. Si-O-N; and c.1.b.2. Having a ‘‘specific tensile strength’’ Country chart exceeding 12.7 × 103 m; Control(s) (See Supp. No. 1 to part 738) c.2. Ceramic- ‘‘matrix’’ ‘‘composite’’ materials with a ‘‘matrix’’ formed of carbides or NS applies to entire entry ...... NS Column 2 nitrides of silicon, zirconium or boron; MT applies to items in MT Column 1 N.B.: For items previously listed under 1C007.c 1C007.c when the dielectric see 1C007.c.1.b. constant is less than 6 at d. [Reserved] any frequency from 100 MHz to 100 GHz for use in N.B.: For items previously listed under ‘‘missile’’ radomes. 1C007.d see 1C007.c.2. AT applies to entire entry ...... AT Column 1 e. ’Precursor materials’ ‘‘specially designed’’ for the ‘‘production’’ of materials REPORTING REQUIREMENTS controlled by 1C007.c, as follows: e.1. Polydiorganosilanes; See § 743.1 of the EAR for reporting require- e.2. Polysilazanes; ments for exports under License Excep- e.3. Polycarbosilazanes; tions, and Validated End-User authoriza- Technical Note: For the purposes of 1C007, tions ’precursor materials’ are special purpose polymeric or metallo-organic materials used for the LIST BASED LICENSE EXCEPTIONS (SEE PART ‘‘production’’ of silicon carbide, silicon nitride, 740 FOR A DESCRIPTION OF ALL LICENSE EX- or ceramics with silicon, carbon and nitrogen. CEPTIONS) f. [Reserved] LVS: $5000, except N/A for MT and for 1C007.e N.B.: For items previously listed under 1C007.f GBS: N/A see 1C007.c.1.a. CIV: N/A 1C008 Non-fluorinated polymeric substances SPECIAL CONDITIONS FOR STA as follows (see List of Items Controlled). LICENSE REQUIREMENTS STA: License Exception STA may not be Reason for Control: NS, AT used to ship any item in 1C007.c entry to any of the destinations listed in Country Country Chart (See Supp. Group A:6 (See Supplement No.1 to part 740 Control(s) No. 1 to part 738) of the EAR). NS applies to entire entry ...... NS Column 2 LIST OF ITEMS CONTROLLED AT applies to entire entry ...... AT Column 1

Related Controls: See also 1C107. LIST BASED LICENSE EXCEPTIONS (SEE PART Related Definitions: N/A 740 FOR A DESCRIPTION OF ALL LICENSE EX- Items: CEPTIONS) a. Ceramic powders of titanium diboride LVS: $200 (TiB2) (CAS 12045–63–5) having total metallic GBS: N/A impurities, excluding intentional additions, CIV: N/A of less than 5,000 ppm, an average particle LIST OF ITEMS CONTROLLED size equal to or less than 5 μm and no more Related Controls: See also 1A003. than 10% of the particles larger than 10 μm; Related Definitions: N/A b. [Reserved] Items: a. Non-fluorinated polymeric sub- c. Ceramic-‘‘matrix’’ ‘‘composite’’ mate- stances, as follows: rials as follows: a. Imides as follows: c.1. Ceramic-ceramic ‘‘composite’’ mate- a.1. Bismaleimides; rials with a glass or oxide-‘‘matrix’’ and re- a.2. Aromatic polyamide-imides (PAI) hav- inforced with any of the following: ing a ‘glass transition temperature (Tg)’ ex- c.1.a. Continuous fibers made from any of ceeding 563 K (290 °C); the following materials: a.3. Aromatic polyimides having a ’glass c.1.a.1. Al2O3 (CAS 1344–28–1); or transition temperature (Tg)’ exceeding 505 K c.1.a.2. Si-C-N; or (232 °C);

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a.4. Aromatic polyetherimides having a Country Chart (See Supp. ’glass transition temperature (Tg)’ exceeding Control(s) No. 1 to part 738) 563 K (290 °C); Note: 1C008.a controls the substances in liquid NS applies to entire entry ...... NS Column 2 NP applies to 1C010.a NP Column 1 or solid ‘‘fusible’’ form, including resin, powder, (aramid ‘‘fibrous or filamen- pellet, film, sheet, tape, or ribbon. tary materials’’, .b (carbon N.B.: For non-‘‘fusible’’ aromatic polyimides ‘‘fibrous and filamentary in film, sheet, tape, or ribbon form, see ECCN materials’’), and e.1 for ‘‘fi- 1A003. brous and filamentary ma- b. [Reserved] terials’’ that meet or exceed the control criteria of ECCN c. [Reserved] 1C210. d. Polyarylene ketones; AT applies to entire entry ...... AT Column 1 e. Polyarylene sulphides, where the aryl- ene group is biphenylene, triphenylene or REPORTING REQUIREMENTS See § 743.1 of the combinations thereof; EAR for reporting requirements for ex- f. Polybiphenylenethersulphone having a ports under License Exceptions, and Vali- ’glass transition temperature (Tg)’ exceeding dated End-User authorizations 563 K (290 °C). LIST BASED LICENSE EXCEPTIONS (SEE PART Technical Notes: 1. The ’glass transition tem- 740 FOR A DESCRIPTION OF ALL LICENSE EX- perature (Tg)’ for 1C008.a.2 thermoplastic mate- CEPTIONS) rials, 1C008.a.4 materials and 1C008.f materials LVS: $1500, N/A for NP is determined using the method described in ISO GBS: N/A 11357–2 (1999) or national equivalents. CIV: N/A 2. The ’glass transition temperature (Tg)’ for SPECIAL CONDITIONS FOR STA 1C008.a.2 thermosetting materials and 1C008.a.3 STA: License Exception STA may not be materials is determined using the 3-point bend used to ship any item in 1C010.c or d to any method described in ASTM D 7028–07 or equiva- of the destinations listed in Country Group lent national standard. The test is to be per- A:6 (See Supplement No. 1 to part 740 of formed using a dry test specimen which has at- the EAR). tained a minimum of 90% degree of cure as spec- LIST OF ITEMS CONTROLLED ified by ASTM E 2160–04 or equivalent national Related Controls: (1) See ECCNs 1E001 (‘‘de- standard, and was cured using the combination velopment’’ and ‘‘production’’) and 1E201 of standard- and post-cure processes that yield (‘‘use’’) for technology for items controlled the highest Tg. by this entry. (2) Also see ECCNs 1C210 and 1C990. (3) See also 9C110 for material not 1C009 Unprocessed fluorinated compounds controlled by 1C010.e, as defined by notes 1 as follows (see List of Items Controlled). or 2. LICENSE REQUIREMENTS Related Definitions: (1) Specific modulus: Reason for Control: NS, AT Young’s modulus in pascals, equivalent to N/m2 divided by specific weight in N/m3, measured at a temperature of (296±2) K ((23 Control(s) Country Chart (See Supp. No. 1 to part 738) + 2) C) and a relative humidity of (50±5)%. (2) Specific tensile strength: ultimate ten- NS applies to entire entry ...... NS Column 2 sile strength in pascals, equivalent to N/m2 AT applies to entire entry ...... AT Column 1 divided by specific weight in N/m3, measured at a temperature of (296±2) K ((23±2) C) LIST BASED LICENSE EXCEPTIONS (SEE PART and a relative humidity of (50±5)% 740 FOR A DESCRIPTION OF ALL LICENSE EX- Items: CEPTIONS) Technical Notes: 1. For the purpose of calcu- LVS: $5000 lating ‘‘specific tensile strength’’, ‘‘specific mod- GBS: N/A ulus’’ or specific weight of ‘‘fibrous or filamen- CIV: N/A tary materials’’ in 1C010.a, 1C010.b, 1C010.c or LIST OF ITEMS CONTROLLED 1C010.e.1.b, the tensile strength and modulus Related Controls: See also 1A001. should be determined by using Method A de- Related Definitions: N/A scribed in ISO 10618 (2004) or national equiva- Items: a. [Reserved] lents. b. Fluorinated polyimides containing 10% 2. Assessing the ‘‘specific tensile strength’’, by weight or more of combined fluorine; ‘‘specific modulus’’ or specific weight of non- c. Fluorinated phosphazene elastomers unidirectional ‘‘fibrous or filamentary mate- containing 30% by weight or more of com- rials’’ (e.g., fabrics, random mats or braids) in bined fluorine. 1C010 is to be based on the mechanical properties of the constituent unidirectional 1C010 ‘‘Fibrous or filamentary materials’’ as monofilaments (e.g., monofilaments, yarns, follows (see List of Items Controlled). rovings or tows) prior to processing into the LICENSE REQUIREMENTS non-unidirectional ‘‘fibrous or filamentary ma- Reason for Control: NS, NP, AT terials’’.

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a. Organic ‘‘fibrous or filamentary mate- e.1.b.2 ‘‘Specific tensile strength’’ exceed- rials’’, having all of the following: ing 17.7 × 104 m; and a.1. ‘‘Specific modulus’’ exceeding 12.7 × 106 e.2. Having any of the following: m; and e.2.a. Resin or pitch, controlled by 1C008 or a.2. ‘‘Specific tensile strength’’ exceeding 1C009.b; 23.5 × 104 m; e.2.b. ‘Dynamic Mechanical Analysis glass Note: 1C010.a does not control polyethylene. transition temperature (DMA Tg)’ equal to or b. Carbon ‘‘fibrous or filamentary mate- exceeding 453 K (180 °C) and having a phe- rials’’, having all of the following: nolic resin; or b.1. ‘‘Specific modulus’’ exceeding 14.65 × e.2.c. ‘Dynamic Mechanical Analysis glass 6 10 m; and transition temperature (DMA Tg)’ equal to or b.2. ‘‘Specific tensile strength’’ exceeding exceeding 505 K (232 °C) and having a resin or 26.82 × 104 m; pitch, not specified by 1C008 or 1C009.b, and Note: 1C010.b does not control: not being a phenolic resin; a. ‘‘Fibrous or filamentary materials’’, for the Note 1: Metal or carbon-coated ‘‘fibrous or repair of ‘‘civil aircraft’’ structures or lami- filamentary materials’’ (preforms) or ‘‘carbon nates, having all of the following: fiber preforms’’, not impregnated with resin or 1. An area not exceeding 1 m2; pitch, are specified by ‘‘fibrous or filamentary 2. A length not exceeding 2.5 m; and materials’’ in 1C010.a, 1C010.b or 1C010.c. 3. A width exceeding 15 mm. Note 2: 1C010.e does not apply to: b. Mechanically chopped, milled or cut carbon a. Epoxy resin ‘‘matrix’’ impregnated carbon ‘‘fibrous or filamentary materials’’ 25.0 mm or ‘‘fibrous or filamentary materials’’ (prepregs) less in length. for the repair of ‘‘civil aircraft’’ structures or c. Inorganic ‘‘fibrous or filamentary mate- laminates, having all of the following: rials’’, having all of the following: 1. An area not exceeding 1 m2; × 6 c.1. ‘‘Specific modulus’’ exceeding 2.54 10 2. A length not exceeding 2.5 m; and m; and 3. A width exceeding 15 mm; c.2. Melting, softening, decomposition or b. Fully or partially resin-impregnated or ° sublimation point exceeding 1,922 K (1,649 C) pitch-impregnated mechanically chopped, milled in an inert environment; or cut carbon ‘‘fibrous or filamentary materials’’ Note: 1C010.c does not control: 25.0 mm or less in length when using a resin or a. Discontinuous, multiphase, polycrystalline pitch other than those specified by 1C008 or alumina fibers in chopped fiber or random mat 1C009.b. form, containing 3% by weight or more silica, Technical Note: The ‘Dynamic Mechanical with a ‘‘specific modulus’’ of less than 10 × 106 Analysis glass transition temperature (DMA Tg)’ m; for materials controlled by 1C010.e is determined b. Molybdenum and molybdenum alloy fibers; using the method described in ASTM D 7028–07, c. Boron fibers; or equivalent national standard, on a dry test d. Discontinuous ceramic fibers with a melt- specimen. In the case of thermoset materials, de- ing, softening, decomposition or sublimation gree of cure of a dry test specimen shall be a point lower than 2,043 K (1,770 °C) in an inert minimum of 90% as defined by ASTM E 2160 04 environment. or equivalent national standard. d. ‘‘Fibrous or filamentary materials’’, having any of the following: 1C011 Metals and compounds, other than d.1. Composed of any of the following: those specified in 1C111, as follows (see d.1.a. Polyetherimides controlled by List of Items Controlled). 1C008.a; or LICENSE REQUIREMENTS d.1.b. Materials controlled by 1C008.d to Reason for Control: NS, MT, AT 1C008.f; or d.2. Composed of materials controlled by Control(s) Country Chart (See Supp. 1C010.d.1.a or 1C010.d.1.b and ‘‘commingled’’ No. 1 to part 738) with other fibers controlled by 1C010.a, 1C010.b or 1C010.c; NS applies to entire entry ...... NS Column 1 MT applies to 1C011.a and .b MT Column 1. e. Fully or partially resin-impregnated or for items that meet or ex- pitch-impregnated ‘‘fibrous or filamentary ceed the parameters in materials’’ (prepregs), metal or carbon-coat- 1C111. ed ‘‘fibrous or filamentary materials’’ AT applies to entire entry ...... AT Column 1. (preforms) or ‘‘carbon fiber preforms’’, having all of the following: LIST BASED LICENSE EXCEPTIONS (SEE PART e.1. Having any of the following: 740 FOR A DESCRIPTION OF ALL LICENSE EX- e.1.a. Inorganic ‘‘fibrous or filamentary CEPTIONS) materials’’ controlled by 1C010.c; or LVS: N/A e.1.b. Organic or carbon ‘‘fibrous or fila- GBS: N/A mentary materials’’, having all of the fol- CIV: N/A lowing: LIST OF ITEMS CONTROLLED e.1.b.1. ‘‘Specific modulus’’ exceeding 10.15 Related Controls: (1) See also ECCNs 1C111 and × 106 m; and 1C608. (2) All of the following are ‘‘subject

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to the ITAR’’ (see 22 CFR parts 120 through LIST BASED LICENSE EXCEPTIONS (SEE PART 130): a) Materials controlled by 1C011.a, and 740 FOR A DESCRIPTION OF ALL LICENSE EX- metal fuels in particle form, whether CEPTIONS) spherical, atomized, spheroidal, flaked or LVS: N/A ground, manufactured from material con- GBS: N/A sisting of 99 percent or more of items con- CIV: N/A trolled by 1C011.b; and b) Metal powders LIST OF ITEMS CONTROLLED mixed with other substances to form a Related Controls: (1) Materials controlled by mixture formulated for military purposes. this entry include structural materials and Related Definitions: N/A coatings (including paints), ‘‘specially de- Items: a. Metals in particle sizes of less than signed’’ for reduced or tailored reflectivity 60 μm whether spherical, atomized, sphe- or emissivity in the microwave, infrared or roidal, flaked or ground, manufactured from ultraviolet spectra. (2) This entry does not material consisting of 99% or more of zir- control coatings (including paints) when conium, magnesium and alloys thereof; specially used for the thermal control of satellites. (3) For commodities that meet Technical Note: The natural content of haf- the definition of defense articles under 22 nium in the zirconium (typically 2% to 7%) is CFR 120.3 of the International Traffic in counted with the zirconium. Arms Regulations (ITAR), which describes Note: The metals or alloys specified by 1C011.a similar commodities ‘‘subject to the also refer to metals or alloys encapsulated in ITAR’’ (See 22 CFR parts 120 through 130, aluminum, magnesium, zirconium or beryllium. including USML Category XIII). b. Boron or boron alloys, with a particle Related Definitions: N/A size of 60 μm or less, as follows: Items: The list of items controlled is con- b.1. Boron with a purity of 85% by weight tained in the ECCN heading. or more; b.2. Boron alloys with a boron content of 1C102 Resaturated pyrolized carbon-carbon 85% by weight or more; materials designed for space launch vehi- Note: The metals or alloys specified by 1C011.b cles specified in 9A004 or sounding rock- also refer to metals or alloys encapsulated in ets specified in 9A104. (These items are aluminum, magnesium, zirconium or beryllium. ‘‘subject to the ITAR.’’ See 22 CFR parts 120 through 130.) c. Guanidine nitrate (CAS 506–93–4); d. Nitroguanidine (NQ) (CAS 556–88–7). 1C107 Graphite and Ceramic Materials, Other Than Those Controlled by 1C007, 1C018 Commercial charges and devices con- Which Can be Machined to Any of the taining energetic materials on the Following Products as Follows (See List Wassenaar Arrangement Munitions List of Items Controlled). and certain chemicals. LICENSE REQUIREMENTS No items currently are in this ECCN. (1) Reason for Control: MT, AT See ECCN 1C608.b. through .m for items that, immediately prior to July 1, 2014 were classi- Control(s) Country Chart (See Supp. fied under 1C018.b through .m. (2) See ECCNs No. 1 to part 738) 1C011, 1C111, and 1C239 for additional con- MT applies to entire entry ..... MT Column 1 trolled energetic materials, including chlo- AT applies to entire entry ...... AT Column 1 rine trifluoride (ClF3), which is controlled under ECCN 1C111.a.3.f. (3) See ECCN 1A008 LIST BASED LICENSE EXCEPTIONS (SEE PART for shaped charges, detonating cord, and cut- 740 FOR A DESCRIPTION OF ALL LICENSE EX- ters and severing tools. CEPTIONS) LVS: N/A 1C101 Materials for Reduced Observables GBS: N/A such as Radar Reflectivity, Ultraviolet/In- CIV: N/A frared Signatures and Acoustic Signa- LIST OF ITEMS CONTROLLED tures (i.e., Stealth Technology), Other Related Controls: (1) See also 1C004, 1C007, and than Those Controlled by 1C001, for ap- 1C298. (2) For commodities that meet the plications usable in rockets, missiles, or definition of defense articles under 22 CFR unmanned aerial vehicles capable of 120.3 of the ITAR, which describes similar achieving a ‘‘range’’ equal to or greater commodities ‘‘subject to the ITAR’’ (See 22 than 300km, and their subsystems. CFR parts 120 through 130, including USML LICENSE REQUIREMENTS Category XIII). (3) ‘‘Special fissile mate- Reason for Control: MT, AT rials’’ and ‘‘other fissile materials’’; except, four ‘‘effective grams’’ or less when Control(s) Country Chart (See Supp. contained in a sensing component in in- No. 1 to part 738) struments are subject to the export licensing authority of the Nuclear Regulatory MT applies to entire entry ..... MT Column 1 Commission (see 10 CFR part 110). AT applies to entire entry ...... AT Column 1 Related Definitions: N/A

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Items: a. Fine grain graphites with a bulk LIST BASED LICENSE EXCEPTIONS (SEE PART density of 1.72 g/cm3 or greater, measured at 740 FOR A DESCRIPTION OF ALL LICENSE EX- 15 °C, and having a grain size of 100 microm- CEPTIONS) eters or less, usable for rocket nozzles and LVS: N/A reentry vehicle nose tips as follows: GBS: N/A a.1. Cylinders having a diameter of 120 mm CIV: N/A or greater and a length of 50 mm or greater; LIST OF ITEMS CONTROLLED a.2. Tubes having an inner diameter of 65 Related Controls: (1) See USML Category mm or greater and a wall thickness of 25 mm V(e)(7) for controls on HTPB (hydroxyl ter- or greater and a length of 50 mm or greater; minated polybutadiene) with a hydroxyl a.3. Blocks having a size of 120 mm × 120 functionality equal to or greater than 2.2 mm × 50 mm or greater. and less than or equal to 2.4, a hydroxyl b. Pyrolytic or fibrous reinforced value of less than 0.77 meq/g, and a vis- graphites, usable for rocket nozzles and re- cosity at 30 °C of less than 47 poise (CAS # entry vehicle nose tips; 69102–90–5). (2) See USML Category V(f)(3) c. Ceramic composite materials (dielectric for controls on ferrocene derivatives, in- constant is less than 6 at any frequency from cluding butacene. (3) See ECCN 1C608 for 100 MHz to 100 GHz) for use in radomes use- controls on oxidizers that are composed of able in rockets, missiles, and unmanned aer- fluorine and also other halogens, oxygen, ial vehicles capable of achieving a ‘‘range’’ or nitrogen, except for chlorine trifluoride, equal to or greater than 300 km; or which is controlled under this ECCN d. High-temperature ceramic materials, 1C111.a.3.f. (4) See ECCN 1C011.b for con- useable in rockets, missiles, and unmanned trols on boron and boron alloys not con- aerial vehicles capable of achieving a trolled under this ECCN 1C111.a.2.b. (5) See ‘‘range’’ equal to or greater than 300 km, as USML Category V(d)(10) for controls on In- follows: hibited Red Fuming Nitric Acid (IRFNA) d.1. Bulk machinable silicon-carbide rein- (CAS 8007–58–7). forced unfired ceramic, usable for nose tips. d.2. Reinforced silicon-carbide ceramic Related Definitions: Particle size is the mean composites usable for nose tips, re-entry ve- particle diameter on a weight or volume hicles, nozzle flaps. basis. Best industrial practices must be d.3. Bulk machinable ceramic composite used in sampling, and in determining par- materials consisting of an ’Ultra High Tem- ticle size, and the controls may not be un- perature Ceramic (UHTC)’ matrix with a dermined by the addition of larger or melting point equal to or greater than 3000 smaller sized material to shift the mean °C and reinforced with fibers or filaments, diameter. usable for missile components (such as nose Items: a. Propulsive substances: tips, re-entry vehicles, leading edges, jet a.1. Spherical or spheroidal aluminum pow- vanes, control surfaces, or rocket motor der (C.A.S. 7429–90–5) in particle size of less ¥ throat inserts). than 200 × 10 6 m (200 μm) and an aluminum content of 97% by weight or more, if at least Note: ECCN 1C107.d.3. does not control ’Ultra 10 percent of the total weight is made up of High Temperature Ceramic (UHTC)’ materials particles of less than 63 μm, according to ISO in non-composite form. 2591–1:1988 or national equivalents. Technical Note: ’Ultra High Temperature Ce- Technical Note: A particle size of 63 μm (ISO ramics (UHTC)’ includes: Titanium diboride R–565) corresponds to 250 mesh (Tyler) or 230 (TiB2), zirconium diboride (ZrB2), niobium mesh (ASTM standard E–11). diboride (NbB2), hafnium diboride (HfB2), tan- a.2. Metal powders and alloys where at talum diboride (TaB2), titanium carbide (TiC), least 90% of the total particles by particle zirconium carbide (ZrC), niobium carbide (NbC), volume or weight are made up of particles of hafnium carbide (HfC), tantalum carbide (TaC). less than 60 μ (determined by measurement techniques such as using a sieve, laser dif- 1C111 Propellants and constituent chemi- fraction or optical scanning), whether spher- cals for propellants, other than those ical, atomized, spheroidal, flaked or ground, specified in 1C011, as follows (see List of as follows: Items Controlled) a.2.a. Consisting of 97% by weight or more LICENSE REQUIREMENTS Reason for Control: MT, NP, RS, AT of any of the following: a.2.a.1. Zirconium (C.A.S. # 7440–67–7); Country chart a.2.a.2. Beryllium (C.A.S. # 7440–41–7); or Control(s) (See Supp. No. 1 a.2.a.3. Magnesium (C.A.S. # 7439–95–4);. to part 738) a.2.b. Boron or boron alloys with a boron MT applies to entire entry ex- MT Column 1 content of 85% or more by weight. cept 1C111.d.3. Technical Note: The natural content of haf- NP applies to 1C111.a.3.f NP Column 1 nium in the zirconium (typically 2% to 7%) is only. counted with the zirconium. RS applies to 1C111.d.3 only RS Column 1 Note: In a multimodal particle distribution AT applies to entire entry ...... AT Column 1 (e.g., mixtures of different grain sizes) in which

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one or more modes are controlled, the entire d.10. Monomethylhydrazine dinitrate; powder mixture is controlled. d.11. Unsymmetrical dimethylhydrazine ni- a.3. Oxidizer substances usable in liquid trate; propellant rocket engines, as follows: d.12. 1,1-Dimethylhydrazinium azide (CAS a.3.a. Dinitrogen trioxide (CAS 10544–73–7); 227955–52–4)/1,2-Dimethylhydrazinium azide a.3.b. Nitrogen dioxide (CAS 10102–44–0)/ (CAS 299177–50–7); dinitrogen tetroxide (CAS 10544–72–6); d.13. Hydrazinium azide (C.A.S. # 14546–44– a.3.c. Dinitrogen pentoxide (CAS 10102–03– 2); 1); d.14. Hydrazinium dinitrate (CAS 13464–98– a.3.d. Mixed oxides of nitrogen (MON); 7); a.3.e. [Reserved]; d.15. Diimido oxalic acid dihydrazine a.3.f. Chlorine trifluoride (ClF3). (C.A.S. # 3457–37–2); Technical Note: Mixed oxides of nitrogen d.16. 2-hydroxyethylhydrazine nitrate (MON) are solutions of nitric oxide (NO) in (HEHN); dinitrogen tetroxide/nitrogen dioxide (N2O4/NO2) d.17. Hydrazinium diperchlorate (C.A.S. # that can be used in missile systems. There are a 13812–39–0); range of compositions that can be denoted as d.18. Methylhydrazine nitrate (MHN) (CAS MONi or MONij, where i and j are integers rep- 29674–96–2); resenting the percentage of nitric oxide in the d.19. 1,1-Diethylhydrazine nitrate (DEHN)/ mixture (e.g., MON3 contains 3% nitric oxide, 1,2-Diethylhydrazine nitrate (DEHN) (CAS MON25 25% nitric oxide. An upper limit is 363453–17–2); MON40, 40% by weight). d.20. 3,6-dihydrazino tetrazine nitrate b. Polymeric substances: (DHTN), also referred to as 1,4-dihydrazine b.1. Carboxy-terminated polybutadiene (in- nitrate. cluding carboxyl-terminated polybutadiene) (CTPB); 1C116 Maraging steels having both of the b.2. Hydroxy-terminated polybutadiene (in- following (see List of Items Controlled). LICENSE REQUIREMENTS cluding hydroxyl-terminated polybutadiene) Reason for Control: MT, NP, AT (HTPB) (CAS 69102–90–5), except for hydroxyl-terminated polybutadiene as speci- Country Chart (See Supp. fied in USML Category V (see 22 CFR 121.1) Control(s) No. 1 to part 738) (also see Related Controls Note #1 for this ECCN); MT applies to entire entry ..... MT Column 1 b.3. Polybutadiene acrylic acid (PBAA); NP applies to items that meet NP Column 1 or exceed the parameters b.4. Polybutadiene acrylic acid acrylo- of 1C216. nitrile (PBAN) (CAS 25265–19–4/CAS 68891–50– AT applies to entire entry ...... AT Column 1 9); b.5. Polytetrahydrofuran polyethylene gly- LIST BASED LICENSE EXCEPTIONS (SEE PART col (TPEG). 740 FOR A DESCRIPTION OF ALL LICENSE EX- Technical Note: Polytetrahydrofuran poly- CEPTIONS) ethylene glycol (TPEG) is a block copolymer of LVS: N/A poly 1,4-Butanediol (CAS 110–63–4) and poly- GBS: N/A ethylene glycol (PEG) (CAS 25322–68–3). CIV: N/A c. Other propellant energetic materials, LIST OF ITEMS CONTROLLED additives, or agents: Related Controls: (1) See ECCNs 1E001 (‘‘de- c.1. [Reserved] velopment’’ and ‘‘production’’) and 1E101 c.2. Triethylene glycol dinitrate (TEGDN); (‘‘use’’) for technology for items controlled c.3. 2 Nitrodiphenylamine (2–NDPA); by this entry. (2) Also see ECCN 1C216. (3) c.4. Trimethylolethane trinitrate Maraging steel, in physical forms and fin- (TMETN); ished products and ‘‘specially designed’’ or c.5. Diethylene glycol dinitrate (DEGDN). prepared for use in separating uranium iso- d. Hydrazine and derivatives as follows: topes, is subject to the export licensing au- d.1. Hydrazine (C.A.S. # 302–01–2) in con- thority of the Nuclear Regulatory Commis- centrations of 70% or more; sion (see 10 CFR part 110). d.2. Monomethyl hydrazine (MMH) (C.A.S. Related Definitions: N/A # 60–34–4); Items: a. Having an ultimate tensile strength, d.3. Symmetrical dimethyl hydrazine measured at 20 °C, equal to or greater than: (SDMH) (C.A.S. # 540–73–8); a.1. 0.9 GPa in the solution annealed stage; d.4. Unsymmetrical dimethyl hydrazine or (UDMH) (C.A.S. # 57–14–7); a.2. 1.5 GPa in the precipitation hardened d.5. Trimethylhydrazine (C.A.S. # 1741–01– stage; and 1); b. Any of the following forms: d.6. Tetramethylhydrazine (C.A.S. # 6415– b.1 Sheet, plate or tubing with a wall or 12–9); plate thickness equal to or less than 5.0 mm; d.7. N,N diallylhydrazine (CAS 5164–11–4); or d.8. Allylhydrazine (C.A.S. # 7422–78–8); b.2 Tubular forms with a wall thickness d.9. Ethylene dihydrazine (CAS 6068–98–0); equal to or less than 50 mm and having an

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inner diameter equal to or greater than 270 1C118 Titanium-stabilized duplex stainless mm. steel (Ti-DSS), having all of the following Technical Note: characteristics (see List of Items Con- Maraging steels are iron alloys that are gen- trolled). erally: LICENSE REQUIREMENTS a. Characterized by high nickel, very low car- Reason for Control: MT, AT bon content and use substitutional elements or precipitates to produce strengthening and age- Control(s) Country Chart (See Supp. hardening of the alloy; and No. 1 to part 738) b. Subjected to heat treatment cycles to facili- MT applies to entire entry. .... MT Column 1. tate the martensitic transformation process (so- 1AT applies to entire entry. ... AT Column 1. lution annealed stage) and subsequently age hardened (precipitation hardened stage). LIST BASED LICENSE EXCEPTIONS (SEE PART 740 FOR A DESCRIPTION OF ALL LICENSE EX- 1C117 Materials for the fabrication of mis- CEPTIONS) sile ‘‘parts’’ or ‘‘components’’ for rockets LVS: N/A or missiles capable of achieving a ‘‘range’’ GBS: N/A equal to or greater than 300 km, as fol- CIV: N/A lows (see List of Items Controlled). LIST OF ITEMS CONTROLLED LICENSE REQUIREMENTS Related Controls: N/A Reason for Control: MT, AT Related Definitions: N/A Items: a. Having all of the following charac- Country Chart (See Supp. Control(s) No. 1 to part 738) teristics: a.1. Containing 17.0–23.0 weight percent MT applies to entire entry ..... MT Column 1 chromium and 4.5–7.0 weight percent nickel; AT applies to entire entry ...... AT Column 1 a.2. Having a titanium content of greater than 0.10 weight percent; and LIST BASED LICENSE EXCEPTIONS (SEE PART a.3. A ferritic-austenitic microstructure 740 FOR A DESCRIPTION OF ALL LICENSE EX- (also referred to as a two-phase microstruc- CEPTIONS) ture) of which at least 10 percent is austenite LVS: N/A by volume (according to ASTM E–1181–87 or GBS: N/A national equivalents), and CIV: N/A b. Having any of the following forms: LIST OF ITEMS CONTROLLED b.1. Ingots or bars having a size of 100 mm Related Controls: See 1C226. or more in each dimension; Related Definitions: N/A b.2. Sheets having a width of 600 mm or Items: a. Tungsten and alloys in particulate more and a thickness of 3 mm or less; or form with a tungsten content of 97% by b.3. Tubes having an outer diameter of 600 weight or more and a particle size of 50 × 10¥6 mm or more and a wall thickness of 3 mm or m (50 μm) or less; less. b. Molybdenum and alloys in particulate form with a molybdenum content of 97% by 1C202 Alloys other than those controlled by weight or more and a particle size of 50 × 10¥6 1C002.b.3 or 1C002.b.4 as follows (see List m (50 μm) or less; of Items Controlled). c. Tungsten materials in the solid form LICENSE REQUIREMENTS having all of the following: Reason for Control: NP, AT c.1. Any of the following material compositions: Country Chart (See Supp. Control(s) No. 1 to part 738) c.1.a. Tungsten and alloys containing 97% by weight or more of tungsten; NP applies to entire entry ...... NP Column 1 c.1.b. Copper infiltrated tungsten con- AT applies to entire entry ...... AT Column 1 taining 80% by weight or more of tungsten; or LIST BASED LICENSE EXCEPTIONS (SEE PART c.1.c. Silver infiltrated tungsten con- 740 FOR A DESCRIPTION OF ALL LICENSE EX- taining 80% by weight or more of tungsten; CEPTIONS) and LVS: N/A c.2. Able to be machined to any of the fol- GBS: N/A lowing products: CIV: N/A c.2.a. Cylinders having a diameter of 120 LIST OF ITEMS CONTROLLED mm or greater and a length of 50 mm or Related Controls: (1) See ECCNs 1E001 (‘‘de- greater; velopment’’ and ‘‘production’’) and 1E201 c.2.b. Tubes having an inner diameter of 65 (‘‘use’’) for technology for items controlled mm or greater and a wall thickness of 25 mm by this entry. (2) Also see ECCN 1C002. (3) or greater and a length of 50 mm or greater; Aluminum alloys and titanium alloys, in or physical forms and finished products and c.2.c. Blocks having a size of 120 mm × 120 ‘‘specially designed’’ or prepared for use in mm × 50 mm or greater. separating uranium isotopes, are subject to

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the export licensing authority of the Nu- Specific modulus is the Young’s modulus in clear Regulatory Commission (see 10 CFR N/m2 divided by the specific weight in N/m3, part 110). measured at a temperature of (296 ±2) K ((23 Related Definitions: The phrase ‘‘capable of’’ ±2) °C) and a relative humidity of 50 ±5 per- refers to aluminum alloys and titanium al- cent. loys either before or after heat treatment. Specific tensile strength is the ultimate ten- Items: a. Aluminum alloys having both of the sile strength in N/m2 divided by specific following characteristics: weight in N/m3, measured at a temperature a.1. ‘‘Capable of’’ an ultimate tensile of (296 ±2) K ((23 ±2) °C) and a relative humid- strength of 460 MPa or more at 293 K (20 °C); ity of 50 ±5 percent. and Items: a. Carbon or aramid ‘‘fibrous or fila- a.2. In the form of tubes or cylindrical mentary materials’’ having a ‘‘specific mod- solid forms (including forgings) with an out- ulus’’ of 12.7 × 106 m or greater or a ‘‘specific side diameter of more than 75 mm; tensile strength’’ of 235 × 103 m or greater ex- b. Titanium alloys having both of the fol- cept Aramid ‘‘fibrous or filamentary mate- lowing characteristics: rials’’ having 0.25 percent or more by weight b.1. ‘‘Capable of’’ an ultimate tensile of an ester based fiber surface modifier; strength of 900 MPa or more at 293 K (20 °C); b. Glass ‘‘fibrous or filamentary materials’’ and having a ‘‘specific modulus’’ of 3.18 × 106 m or b.2. In the form of tubes or cylindrical greater and a ‘‘specific tensile strength’’ of solid forms (including forgings) with an out- 76.2 × 103 m or greater; or side diameter of more than 75 mm. c. Thermoset resin impregnated continuous ‘‘yarns’’, ‘‘rovings’’, ‘‘tows’’ or ‘‘tapes’’ 1C210 ‘‘Fibrous or filamentary materials’’ or with a width no greater than 15 mm prepregs, other than those controlled by (prepregs), made from carbon or glass ‘‘fi- 1C010.a, .b or .e, as follows (see List of brous or filamentary materials’’ controlled Items Controlled). by 1C210.a or .b. LICENSE REQUIREMENTS Reason for Control: NP, AT TECHNICAL NOTE: The resin forms the matrix of the composite. Country Chart (See Supp. Control(s) No. 1 to part 738) 1C216 Maraging steel, other than that controlled by 1C116, ‘‘capable of’’ an ultimate NP applies to entire entry ...... NP Column 1 tensile strength of 1,950 MPa or more, at AT applies to entire entry ...... AT Column 1 293 K (20 ≥C). LICENSE REQUIREMENTS LIST BASED LICENSE EXCEPTIONS (SEE PART Reason for Control: NP, AT 740 FOR A DESCRIPTION OF ALL LICENSE EX- CEPTIONS) Country Chart (See Supp. LVS: N/A Control(s) No. 1 to part 738) GBS: N/A CIV: N/A NP applies to entire entry ...... NP Column 1. LIST OF ITEMS CONTROLLED AT applies to entire entry ...... AT Column 1. Related Controls: (1) See ECCNs 1E001 (‘‘development’’ and ‘‘production’’) and 1E201 LIST BASED LICENSE EXCEPTIONS (SEE PART (‘‘use’’) for technology for items controlled 740 FOR A DESCRIPTION OF ALL LICENSE EX- by this entry. (2) Also see ECCNs 1C010 and CEPTIONS) 1C990. LVS: N/A Related Definitions: For the purpose of this GBS: N/A entry, the term ‘‘fibrous or filamentary CIV: N/A materials’’ is restricted to continuous LIST OF ITEMS CONTROLLED ‘‘monofilaments’’, ‘‘yarns’’, ‘‘rovings’’, Related Controls: (1) See ECCNs 1E001 (‘‘de- ‘‘tows’’, or ‘‘tapes’’. Definitions for other velopment’’ and ‘‘production’’) and 1E201 terms used in this entry: (‘‘use’’) for technology for items controlled Filament or Monofilament is the smallest in- by this entry. crement of fiber, usually several μm in di- (2) Also see ECCN 1C116. ameter. (3) Maraging steel, in physical form and Strand is a bundle of filaments (typically finished products ‘‘specially designed’’ or over 200) arranged approximately parallel. prepared for use in separating uranium iso- Roving is a bundle (typically 12–120) of ap- topes, is subject to the export licensing au- proximately parallel strands. thority of the Nuclear Regulatory Commis- Yarn is a bundle of twisted strands. sion (see 10 CFR part 110). Tow is a bundle of filaments, usually ap- Related Definitions: The phrase ‘‘capable of’’ proximately parallel. in the ECCN heading refers to maraging Tape is a material constructed of inter- steel either before or after heat treatment. laced or unidirectional filaments, strands, ECCN Controls: This entry does not control rovings, tows, or yarns, etc., usually forms in which all linear dimensions are 75 preimpregnated with resin. mm or less.

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Items: The list of items controlled is con- with an inside diameter between 100 and 300 tained in the ECCN heading. mm; and b. A mass greater than 20 kg. 1C225 Boron enriched in the boron-10 (10B) isotope to greater than its natural iso- 1C227 Calcium having both of the following topic abundance, as follows: elemental characteristics (see List of Items Con- boron, compounds, mixtures containing trolled). boron, manufactures thereof, waste or LICENSE REQUIREMENTS scrap of any of the foregoing. Reason for Control: NP, AT LICENSE REQUIREMENTS Reason for Control: NP, AT Country Chart (See Supp. Control(s) No. 1 to part 738) Country Chart (See Supp. Control(s) No. 1 to part 738) NP applies to entire entry ...... NP Column 1 AT applies to entire entry ...... AT Column 1 NP applies to entire entry ...... NP Column 1 AT applies to entire entry ...... AT Column 1 LIST BASED LICENSE EXCEPTIONS (SEE PART 740 FOR A DESCRIPTION OF ALL LICENSE EX- LIST BASED LICENSE EXCEPTIONS (SEE PART CEPTIONS) 740 FOR A DESCRIPTION OF ALL LICENSE EX- LVS: N/A CEPTIONS) GBS: N/A LVS: N/A CIV: N/A GBS: N/A LIST OF ITEMS CONTROLLED CIV: N/A Related Controls: See ECCNs 1E001 (‘‘develop- LIST OF ITEMS CONTROLLED ment’’ and ‘‘production’’) and 1E201 (‘‘use’’) Related Controls: See ECCNs 1E001 (‘‘develop- for technology for items controlled by this ment’’ and ‘‘production’’) and 1E201 (‘‘use’’) entry. for technology for items controlled by this Related Definitions: N/A entry. Items: a. Containing less than 1,000 parts per Related Definitions: In this entry, mixtures million by weight of metallic impurities containing boron include boron-loaded ma- other than magnesium; and terials. b. Containing less than 10 parts per million Items: The list of items controlled is con- by weight of boron. tained in the ECCN heading. Technical Note: The natural isotopic abun- 1C228 Magnesium having both of the fol- dance of boron-10 is approximately 18.5 weight lowing characteristics (see List of Items percent (20 atom percent). Controlled). LICENSE REQUIREMENTS 1C226 Tungsten, tungsten carbide, and al- Reason for Control: NP, AT loys containing more than 90% tungsten by weight, having both of the following Control(s) Country Chart (See Supp. characteristics (see List of Items Con- No. 1 to part 738) trolled). NP applies to entire entry ...... NP Column 1 LICENSE REQUIREMENTS AT applies to entire entry ...... AT Column 1 Reason for Control: NP, AT LIST BASED LICENSE EXCEPTIONS (SEE PART Country Chart (See Supp. Control(s) No. 1 to part 738) 740 FOR A DESCRIPTION OF ALL LICENSE EX- CEPTIONS) NP applies to entire entry ...... NP Column 1 LVS: N/A AT applies to entire entry ...... AT Column 1 GBS: N/A CIV: N/A LIST BASED LICENSE EXCEPTIONS (SEE PART LIST OF ITEMS CONTROLLED 740 FOR A DESCRIPTION OF ALL LICENSE EX- Related Controls: See ECCNs 1E001 (‘‘develop- CEPTIONS) ment’’ and ‘‘production’’) and 1E201 (‘‘use’’) LVS: N/A for technology for items controlled by this GBS: N/A entry. CIV: N/A Related Definitions: N/A LIST OF ITEMS CONTROLLED Items: a. Containing less than 200 parts per Related Controls: See ECCNs 1E001 (‘‘develop- million by weight of metallic impurities ment’’ and ‘‘production’’) and 1E201 (‘‘use’’) other than calcium; and for technology for items controlled by this b. Containing less than 10 parts per million entry. by weight of boron. Related Definitions: N/A ECCN Controls: This entry does not control 1C229 Bismuth having both of the following manufactures ‘‘specially designed’’ as characteristics (see List of Items Con- weights or gamma-ray collimators. trolled) Items: a. In forms with a hollow cylindrical LICENSE REQUIREMENTS symmetry (including cylinder segments) Reason for Control: NP, AT

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Country Chart (See Supp. Reason for Control: NP, AT Control(s) No. 1 to part 738) Control(s) Country Chart (See Supp. NP applies to entire entry ...... NP Column 1 No. 1 to part 738) AT applies to entire entry ...... AT Column 1 NP applies to entire entry ...... NP Column 1 LIST BASED LICENSE EXCEPTIONS (SEE PART AT applies to entire entry ...... AT Column 1 740 FOR A DESCRIPTION OF ALL LICENSE EX- CEPTIONS) LIST BASED LICENSE EXCEPTIONS (SEE PART LVS: N/A 740 FOR A DESCRIPTION OF ALL LICENSE EX- GBS: N/A CEPTIONS) CIV: N/A LVS: N/A LIST OF ITEMS CONTROLLED GBS: N/A Related Controls: See ECCNs 1E001 (‘‘develop- CIV: N/A ment’’ and ‘‘production’’) and 1E201 (‘‘use’’) LIST OF ITEMS CONTROLLED for technology for items controlled by this Related Controls: See ECCNs 1E001 (‘‘develop- entry. ment’’ and ‘‘production’’) and 1E201 (‘‘use’’) Related Definitions: N/A for technology for items controlled by this Items: a. A purity of 99.99% or greater by entry. weight; and Related Definitions: N/A b. Containing less than 10 parts per million Items: The list of items controlled is con- by weight of silver. tained in the ECCN heading.

1C230 Beryllium metal, alloys containing 1C232 Helium-3 (3He), mixtures containing more than 50% beryllium by weight, be- helium-3, and products or devices con- ryllium compounds, manufactures there- taining any of the foregoing. of, and waste or scrap of any of the fore- LICENSE REQUIREMENTS going. Reason for Control: NP, AT LICENSE REQUIREMENTS Reason for Control: NP, AT Country Chart (See Supp. Control(s) No. 1 to part 738) Country Chart (See Supp. Control(s) No. 1 to part 738) NP applies to entire entry ...... NP Column 1 AT applies to entire entry ...... AT Column 1 NP applies to entire entry ...... NP Column 1 AT applies to entire entry ...... AT Column 1 LIST BASED LICENSE EXCEPTIONS (SEE PART 740 FOR A DESCRIPTION OF ALL LICENSE EX- LIST BASED LICENSE EXCEPTIONS (SEE PART CEPTIONS) 740 FOR A DESCRIPTION OF ALL LICENSE EX- LVS: N/A CEPTIONS) GBS: N/A LVS: N/A CIV: N/A GBS: N/A LIST OF ITEMS CONTROLLED CIV: N/A Related Controls: See ECCNs 1E001 (‘‘develop- LIST OF ITEMS CONTROLLED ment’’ and ‘‘production’’) and 1E201 (‘‘use’’) Related Controls: See ECCNs 1E001 (‘‘develop- for technology for items controlled by this ment’’ and ‘‘production’’) and 1E201 (‘‘use’’) entry. for technology for items controlled by this Related Definitions: N/A entry. ECCN Controls: This entry does not control a Related Definitions: N/A product or device containing less than 1 g ECCN Controls: This entry does not control of helium-3. the following: Items: The list of items controlled is con- a. Metal windows for X-ray machines, or tained in the ECCN heading. for bore-hole logging devices; b. Oxide shapes in fabricated or semi-fab- 1C233 Lithium enriched in the lithium-6 ricated forms ‘‘specially designed’’ for elec- (6 Li) isotope to greater than its natural tronic component parts or as substrates for isotopic abundance, and products or de- electronic circuits; vices containing enriched lithium, as fol- c. Beryl (silicate of beryllium and alu- lows: elemental lithium, alloys, com- minum) in the form of emeralds or pounds, mixtures containing lithium, aquamarines. manufactures thereof, and waste or scrap Items: The list of items controlled is con- of any of the foregoing. tained in the ECCN heading. LICENSE REQUIREMENTS Reason for Control: NP, AT 1C231 Hafnium metal, hafnium alloys and compounds containing more than 60% Control(s) Country Chart (See Supp. hafnium by weight, manufactures there- No. 1 to part 738) of, and waste or scrap of any of the foregoing. NP applies to entire entry ...... NP Column 1 AT applies to entire entry ...... AT Column 1 LICENSE REQUIREMENTS

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LIST BASED LICENSE EXCEPTIONS (SEE PART ceeds 1 part in 1,000, and products or de- 740 FOR A DESCRIPTION OF ALL LICENSE EX- vices containing any of the foregoing. CEPTIONS) LICENSE REQUIREMENTS LVS: N/A Reason for Control: NP, AT GBS: N/A Country Chart (See Supp. CIV: N/A Control(s) No. 1 to part 738) LIST OF ITEMS CONTROLLED Related Controls: (1) See ECCNs 1E001 (‘‘de- NP applies to entire entry ...... NP Column 1. velopment’’ and ‘‘production’’) and 1E201 AT applies to entire entry ...... AT Column 1. (‘‘use’’) for technology for items controlled by this entry. (2) See ECCN 1B233 for lith- LIST BASED LICENSE EXCEPTIONS (SEE PART ium isotope separation facilities or plants, 740 FOR A DESCRIPTION OF ALL LICENSE EX- and equipment therefor. (3) Certain facili- CEPTIONS) ties or plants for the separation of lithium LVS: N/A isotopes are subject to the export licensing GBS: N/A authority of the Nuclear Regulatory Com- CIV: N/A mission (see 10 CFR part 110). LIST OF ITEMS CONTROLLED Related Definitions: The natural isotopic Related Controls: (1) See ECCNs 1E001 (‘‘de- abundance of lithium-6 is approximately velopment’’ and ‘‘production’’) and 1E201 6.5 weight percent (7.5 atom percent). (‘‘use’’) for technology for items controlled by this entry. (2) Also see ECCN 1B231. (3) ECCN Controls: This entry does not control Tritium that is byproduct material (e.g., thermoluminescent dosimeters. produced in a nuclear reactor) is subject to Items: The list of items controlled is con- the export licensing authority of the Nu- tained in the ECCN heading. clear Regulatory Commission (see 10 CFR 1C234 Zirconium with a hafnium content of part 110). less than 1 part hafnium to 500 parts zir- Related Definitions: N/A conium by weight, as follows: metal, al- ECCN Controls: (1) This entry does not con- loys containing more than 50% zirconium trol tritium, tritium compounds, and mix- by weight, compounds, manufactures tures that are byproduct material (e.g., thereof, and waste or scrap of any of the produced in a nuclear reactor)—such mate- foregoing. rials are subject to the licensing jurisdic- LICENSE REQUIREMENTS tion of the Nuclear Regulatory Commis- Reason for Control: NP, AT sion (see Related Controls paragraph for this entry). (2) This entry does not control Country Chart (See Supp. a product or device containing less than Control(s) No. 1 to part 738) 1.48 × 103 GBq (40 Ci) of tritium. Items: The list of items controlled is con- NP applies to entire entry ...... NP Column 1 tained in the ECCN heading. AT applies to entire entry ...... AT Column 1 1C236 Radionuclides appropriate for mak- LIST BASED LICENSE EXCEPTIONS (SEE PART ing neutron sources based on alpha-n re- 740 FOR A DESCRIPTION OF ALL LICENSE EX- action and products or devices con- CEPTIONS) taining such radionuclides (see List of LVS: N/A Items Controlled). GBS: N/A LICENSE REQUIREMENTS CIV: N/A Reason for Control: NP, AT LIST OF ITEMS CONTROLLED Related Controls: (1) See ECCNs 1E001 (‘‘de- Country Chart (See Supp. Control(s) No. 1 to part 738) velopment’’ and ‘‘production’’) and 1E201 (‘‘use’’) for technology for items controlled NP applies to entire entry ...... NP Column 1 by this entry. (2) Zirconium metal and al- AT applies to entire entry ...... AT Column 1 loys in the form of tubes or assemblies of tubes, ‘‘specially designed’’ or prepared for LIST BASED LICENSE EXCEPTIONS (SEE PART use in a reactor, are subject to the export 740 FOR A DESCRIPTION OF ALL LICENSE EX- licensing authority of the Nuclear Regu- CEPTIONS) latory Commission (see 10 CFR part 110). LVS: N/A Related Definitions: N/A GBS: N/A ECCN Controls: This entry does not control CIV: N/A zirconium in the form of foil having a LIST OF ITEMS CONTROLLED thickness of 0.10 mm (0.004 in.) or less. Related Controls: (1) See ECCNs 1E001 (‘‘de- Items: The list of items controlled is con- velopment’’ and ‘‘production’’) and 1E201 tained in the ECCN heading. (‘‘use’’) for technology for items controlled by this entry. (2) Certain alpha-emitting 1C235 Tritium, tritium compounds, mix- radionuclides are subject to the export li- tures containing tritium in which the censing authority of the Nuclear Regu- ratio of tritium to hydrogen atoms ex- latory Commission (see 10 CFR part 110).

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Related Definitions: N/A a. Medical applicators; ECCN Controls: This entry does not control a b. A product or device containing less than product or device containing less than 3.7 0.37 GBq (10 millicuries) of radium-226. GBq (100 millicuries) of activity. Items: The list of items controlled is con- Items: a. Radionuclides identified in 1C236.a.1 tained in the ECCN heading. in any of the forms described in 1C236.a.2: a.1. Radionuclides, as follows, appropriate 1C239 High explosives, other than those for making neutron sources based on alpha- controlled by the U.S. Munitions List, or n reactions: substances or mixtures containing more a.1.a. Actinium 225; than 2% by weight thereof, with a crystal a.1.b. Actinium 227; density greater than 1.8 g/cm3 and having a.1.c. Californium 253; a detonation velocity greater than 8,000 a.1.d. Curium 240; m/s. a.1.e. Curium 241; LICENSE REQUIREMENTS a.1.f. Curium 242; Reason for Control: NP, AT a.1.g. Curium 243; a.1.h. Curium 244; Control(s) Country Chart (See Supp. a.1.i. Einsteinium 253; No. 1 to part 738) a.1.j. Einsteinium 254; NP applies to entire entry ...... NP Column 1 a.1.k. Gadolinium 148; AT applies to entire entry ...... AT Column 1 a.1.l. Plutonium 236; a.1.m. Plutonium 238; LIST BASED LICENSE EXCEPTIONS (SEE PART a.1.n. Polonium 208; 740 FOR A DESCRIPTION OF ALL LICENSE EX- a.1.o. Polonium 209; CEPTIONS) a.1.p. Polonium 210; LVS: N/A a.1.q. Radium 223; GBS: N/A a.1.r. Thorium 227; CIV: N/A a.1.s. Thorium 228; LIST OF ITEMS CONTROLLED a.1.t. Uranium 230; Related Controls: (1) See ECCNs 1E001 (‘‘de- a.1.u. Uranium 232; and velopment’’ and ‘‘production’’) and 1E201 a.2. In any of the following forms: (‘‘use’’) for technology for items controlled a.2.a. Elemental; by this entry. (2) See ECCNs 1C608 (ener- a.2.b. Compounds having a total activity of getic materials and related commodities 37 GBq (1 curie) per kg or greater; or on the Wassenaar Arrangement Munitions a.2.c. Mixtures having a total activity of 37 List) and 1C992 (commercial charges and GBq (1 curie) per kg or greater. devices containing energetic materials, b. Products or devices containing radio- n.e.s and nitrogen trifluoride in a gaseous nuclides identified in 1C236.a.1 in any of the state). (3) High explosives for military use forms described in 1C236.a.2. are ‘‘subject to the ITAR’’ (see 22 CFR Part 1C237 Radium-226 (226Ra), radium-226 al- 121.1). loys, radium-226 compounds, mixtures Related Definitions: N/A containing radium-226, manufactures Items: The list of items controlled is con- thereof, and products or devices contained in the ECCN heading. taining any of the foregoing. LICENSE REQUIREMENTS 1C240 Nickel powder or porous nickel Reason for Control: NP, AT metal, other than nickel powder or porous nickel metal, specially prepared for the manufacture of gaseous diffusion bar- Control(s) Country Chart (See Supp. No. 1 to part 738) riers subject to the export licensing authority of the Nuclear Regulatory Com- NP applies to entire entry ...... NP Column 1 AT applies to entire entry ...... AT Column 1 mission (see 10 CFR part 110), as follows (see List of Items Controlled). LIST BASED LICENSE EXCEPTIONS (SEE PART Reason for Control: NP, AT 740 FOR A DESCRIPTION OF ALL LICENSE EX- Country Chart (See Supp. CEPTIONS) Control(s) No. 1 to part 738) LVS: N/A GBS: N/A NP applies to entire entry ...... NP Column 1 CIV: N/A AT applies to entire entry ...... AT Column 1 LIST OF ITEMS CONTROLLED Related Controls: See ECCNs 1E001 (‘‘develop- LIST BASED LICENSE EXCEPTIONS (SEE PART ment’’ and ‘‘production’’) and 1E201 (‘‘use’’) 740 FOR A DESCRIPTION OF ALL LICENSE EX- for technology for items controlled by this CEPTIONS) entry. LVS: N/A Related Definitions: N/A GBS: N/A ECCN Controls: This entry does not control CIV: N/A the following: LIST OF ITEMS CONTROLLED

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Related Controls: (1) See ECCNs 1E001 (‘‘de- 1C298 Graphite with a boron content of less velopment’’ and ‘‘production’’) and 1E201 than 5 parts per million and a density (‘‘use’’) for technology for items controlled greater than 1.5 grams per cubic centi- by this entry. (2) Nickel powder and porous meter that is intended for use other than nickel metal, ‘‘specially designed’’ or pre- in a nuclear reactor. pared for use in separating uranium iso- LICENSE REQUIREMENTS topes, are subject to the export licensing Reason for Control: NP authority of the Nuclear Regulatory Com- mission (see 10 CFR part 110). Country Chart (See Supp. Control(s) No. 1 to part 738) Related Definitions: N/A ECCN Controls: This entry does not control NP applies to entire entry ...... NP Column 2 the following: a. Filamentary nickel powders; LICENSE REQUIREMENT NOTE: Some graph- b. Single porous nickel sheets with an area ite intended for use in a nuclear reactor is of 1,000 cm2 per sheet or less. subject to the export licensing authority of Items: a. Nickel powder having both of the the Nuclear Regulatory Commission (see 10 following characteristics: CFR part 110). a.1. A nickel purity content of 99.0% or LIST BASED LICENSE EXCEPTIONS (SEE PART greater by weight; and 740 FOR A DESCRIPTION OF ALL LICENSE EX- CEPTIONS) a.2. A mean particle size of less than 10 mi- LVS: N/A crometers measured by American Society for GBS: N/A Testing and Materials (ASTM) B330 stand- CIV: N/A ard; LIST OF ITEMS CONTROLLED b. Porous nickel metal produced from ma- Related Controls: (1) See also 1C107. (2) Graph- terials controlled by 1C240.a. ite having a purity level of less than 5 Technical Note: 1C240.b refers to porous metal parts per million ‘‘boron equivalent’’ as formed by compacting and sintering the mate- measured according to ASTM standard C– rials in 1C240.a to form a metal material with 1233–98 and intended for use in a nuclear re- fine pores interconnected throughout the struc- actor is subject to the export licensing au- ture. thority of the Nuclear Regulatory Commis- sion (see 10 CFR part 110). 1C241 Rhenium and alloys containing rhe- Related Definitions: For the purpose of this nium (see List of Items Controlled). entry, graphite with a purity level better LICENSE REQUIREMENTS than 5 parts per million boron equivalent Reason for Control: NP, AT is determined according to ASTM standard C1233–98. In applying ASTM standard Country chart (see Supp. No. C1233–98, the boron equivalence of the ele- Control(s) 1 to part 738) ment carbon is not included in the boron NP applies to entire entry ...... NP Column 1 equivalence calculation, since carbon is AT applies to entire entry ...... AT Column 1 not considered an impurity. Items: The list of items controlled is con- LIST BASED LICENSE EXCEPTIONS (SEE PART tained in the ECCN heading. 740 FOR A DESCRIPTION OF ALL LICENSE EX- 1C350 Chemicals that may be used as pre- CEPTIONS) cursors for toxic chemical agents (see LVS: N/A List of Items Controlled). GBS: N/A LICENSE REQUIREMENTS CIV: N/A Reason for Control: CB, CW, AT LIST OF ITEMS CONTROLLED Related Controls: N/A Control(s) Country Chart (See Supp. Related Definitions: N/A No. 1 to part 738) Items: a. Rhenium and alloys containing rhe- CB applies to entire entry ...... CB Column 2 nium, as follows, having both of the characteristics described in 1C241.b: CW applies to 1C350 .b, and .c. The Com- a.1. Alloys containing 90% by weight or merce Country Chart is not designed to de- more of rhenium; termine licensing requirements for items a.2. Alloys containing 90% by weight or controlled for CW reasons. A license is re- more of any combination of rhenium and quired, for CW reasons, to export or reexport tungsten; and Schedule 2 chemicals and mixtures identified b. Having both of the following character- in 1C350.b to States not Party to the CWC istics: (destinations not listed in Supplement No. 2 b.1. In forms with a hollow cylindrical to part 745 of the EAR). A license is required, symmetry (including cylinder segments) for CW reasons, to export Schedule 3 chemi- with an inside diameter between 100 mm and cals and mixtures identified in 1C350.c to 300 mm; and States not Party to the CWC, unless an End- b.2. A mass greater than 20 kg. Use Certificate issued by the government of

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the importing country has been obtained by restrictions that apply to embargoed countries in the exporter prior to export. A license is re- part 746 of the EAR. quired, for CW reasons, to reexport Schedule e. Annual report requirement. The exporter is 3 chemicals and mixtures identified in required to submit an annual written report for 1C350.c from a State not Party to the CWC to shipments of samples made under this Note 1. any other State not Party to the CWC. (See The report must be on company letterhead sta- § 742.18 of the EAR for license requirements tionery (titled ‘‘Report of Sample Shipments of and policies for toxic and precursor chemi- Chemical Precursors’’ at the top of the first cals controlled for CW reasons. See § 745.2 of page) and identify the chemical(s), Chemical the EAR for End-Use Certificate require- Abstract Service Registry (C.A.S.) number(s), ments that apply to exports of Schedule 3 chemicals to countries not listed in Supple- quantity(ies), the ultimate consignee’s name and ment No. 2 to part 745 of the EAR.) address, and the date of export for all sample AT applies to entire entry. The Commerce shipments that were made during the previous Country Chart is not designed to determine calendar year. The report must be submitted no licensing requirements for items controlled later than February 28 of the year following the for AT reasons in 1C350. A license is required, calendar year in which the sample shipments for AT reasons, to export or reexport items were made, to: U.S. Department of Commerce, controlled by 1C350 to a country in Country Bureau of Industry and Security, 14th Street Group E:1 of Supplement No. 1 to part 740 of and Pennsylvania Ave. NW., Room 2099B, the EAR. (See part 742 of the EAR for addi- Washington, DC 20230, Attn: ‘‘Report of Sample tional information on the AT controls that Shipments of Chemical Precursors.’’ apply to Iran, North Korea, Sudan, and 2. Mixtures: Syria. See part 746 of the EAR for additional a. Mixtures that contain precursor chemicals information on sanctions that apply to Iran, identified in ECCN 1C350, in concentrations North Korea, and Syria.) that are below the levels indicated in 1C350.b License Requirement Notes 1. Sample Ship- through .d, are controlled by ECCN 1C395 or ments: Subject to the following requirements 1C995 and are subject to the licensing require- and restrictions, a license is not required for ments specified in those ECCNs. sample shipments when the cumulative total of b. A license is not required under this ECCN these shipments does not exceed a 55-gallon container or 200 kg of a single chemical to any one for a mixture, when the controlled chemical in consignee during a calendar year. A consignee the mixture is a normal ingredient in consumer that receives a sample shipment under this ex- goods packaged for retail sale for personal use. clusion may not resell, transfer, or reexport the Such consumer goods are designated EAR99. sample shipment, but may use the sample ship- However, a license may be required for reasons ment for any other legal purpose unrelated to set forth elsewhere in the EAR. chemical weapons. Note to mixtures: Calculation of concentra- a. Chemicals Not Eligible: tions of AG-controlled chemicals: A. [Reserved] a. Exclusion. No chemical may be added to the B. CWC Schedule 2 chemicals (States not mixture (solution) for the sole purpose of cir- Party to the CWC). No CWC Schedule 2 chem- cumventing the Export Administration Regula- ical or mixture identified in 1C350.b is eligible tions; for sample shipment to States not Party to the b. Percent Weight Calculation. When calcu- CWC (destinations not listed in Supplement No. lating the percentage, by weight, of ingredients 2 to part 745 of the EAR) without a license. in a chemical mixture, include all ingredients of b. Countries Not Eligible: Countries in Coun- the mixture, including those that act as sol- try Group E:1 of Supplement No. 1 to part 740 of vents. the EAR are not eligible to receive sample ship- 3. Compounds. Compounds created with any ments of any chemicals controlled by this ECCN chemicals identified in this ECCN 1C350 may be without a license. shipped NLR (No License Required), without ob- c. Sample shipments that require an End-Use taining an End-Use Certificate, unless those Certificate for CW reasons: No CWC Schedule 3 chemical or mixture identified in 1C350.c is eligi- compounds are also identified in this entry or ble for sample shipment to States not Party to require a license for reasons set forth elsewhere the CWC (destinations not listed in Supplement in the EAR. No. 2 to part 745 of the EAR) without a license, 4. Testing Kits: Certain medical, analytical, unless an End-Use Certificate issued by the gov- diagnostic, and food testing kits containing ernment of the importing country is obtained by small quantities of chemicals identified in this the exporter prior to export (see § 745.2 of the ECCN 1C350, are excluded from the scope of this EAR for End-Use Certificate requirements). ECCN and are controlled under ECCN 1C395 or d. Sample shipments that require a license for 1C995. (Note that replacement reagents for such reasons set forth elsewhere in the EAR: Sample kits are controlled by this ECCN 1C350 if the re- shipments, as described in this Note 1, may reagents contain one or more of the precursor quire a license for reasons set forth elsewhere in chemicals identified in 1C350 in concentrations the EAR. See, in particular, the end-use/end- equal to or greater than the control levels for user restrictions in part 744 of the EAR, and the mixtures indicated in 1C350.)

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Technical Notes: 1. For purposes of this entry, b.13. (C.A.S. #430–78–4) Ethyl phosphonus a ‘‘mixture’’ is defined as a solid, liquid or gas- difluoride [Ethyl phosphinyl difluoride]; eous product made up of two or more ingredi- b.14. (C.A.S. #1066–50–8) Ethyl phosphonyl ents that do not react together under normal dichloride; storage conditions. b.15. [Reserved] 2. The scope of this control applicable to Hy- b.16. [Reserved] drogen Fluoride (see 1C350.d.7 in the List of b.17. [Reserved] Items Controlled) includes its liquid, gaseous, b.18. (C.A.S. #464–07–3) Pinacolyl alcohol; and aqueous phases, and hydrates. b.19. (C.A.S. #1619–34–7) 3-Quinuclidinol; 3. Precursor chemicals in ECCN 1C350 are list- b.20. (C.A.S. #111–48–8) Thiodiglycol; ed by name, Chemical Abstract Service (CAS) b.21. (C.A.S. #993–13–5) Methylphosphonic number and CWC Schedule (where applicable). acid; Precursor chemicals of the same structural for- b.22. (C.A.S. #683–08–9) Diethyl mula (e.g., hydrates) are controlled by ECCN methylphosphonate; 1C350, regardless of name or CAS number. CAS b.23. (C.A.S. #677–43–0) N,N-dimethylamino- numbers are shown to assist in identifying phosphoryl dichloride; whether a particular precursor chemical or mix- b.24. (C.A.S. #676–98–2) Methylphos- ture is controlled under ECCN 1C350, irrespec- phonothioic dichloride. tive of nomenclature. However, CAS numbers c. Australia Group-controlled precursor cannot be used as unique identifiers in all situa- chemicals also identified as Schedule 3 tions because some forms of the listed precursor chemicals under the CWC, as follows, and chemical have different CAS numbers, and mix- mixtures in which at least one of the fol- tures containing a precursor chemical listed in lowing chemicals constitutes 30 percent or ECCN 1C350 may also have different CAS num- more of the weight of the mixture: bers. c.1. (C.A.S. #762–04–9) Diethyl phosphite; LIST BASED LICENSE EXCEPTIONS (SEE PART c.2. (C.A.S. #868–85–9) Dimethyl phosphite 740 FOR A DESCRIPTION OF ALL LICENSE EX- (dimethyl hydrogen phosphite); CEPTIONS) c.3. (C.A.S. #10025–87–3) Phosphorus LVS: N/A oxychloride; GBS: N/A c.4. (C.A.S. #10026–13–8) Phosphorus CIV: N/A pentachloride; LIST OF ITEMS CONTROLLED c.5. (C.A.S. #7719–12–2) Phosphorus tri- Related Controls: See USML Category XIV(c) chloride; for related chemicals ‘‘subject to the c.6. (C.A.S. #10025–67–9) Sulfur ITAR’’ (see 22 CFR parts 120 through 130). monochloride; Related Definitions: See § 770.2(k) of the EAR c.7. (C.A.S. #10545–99–0) Sulfur dichloride; for synonyms for the chemicals listed in c.8. (C.A.S. #7719–09–7) Thionyl chloride; this entry. c.9. (C.A.S. #102–71–6) Triethanolamine; Items: a. [Reserved] c.10. (C.A.S. #122–52–1) Triethyl phosphite; b. Australia Group-controlled precursor c.11. (C.A.S. #121–45–9) Trimethyl chemicals also identified as Schedule 2 phosphite; chemicals under the CWC, as follows, and c.12. (C.A.S. #139–87–7) mixtures in which at least one of the fol- Ethyldiethanolamine. lowing chemicals constitutes 30 percent or d. Other Australia Group-controlled pre- more of the weight of the mixture: cursor chemicals not also identified as b.1. (C.A.S. #7784–34–1) Arsenic trichloride; Schedule 1, 2, or 3 chemicals under the CWC, b.2. (C.A.S. #76–93–7) Benzilic acid; as follows, and mixtures in which at least b.3. (C.A.S. #78–38–6) Diethyl one of the following chemicals constitutes 30 ethylphosphonate; percent or more of the weight of the mix- b.4. (C.A.S. #15715–41–0) Diethyl ture: methylphosphonite; d.1. (C.A.S. #1341–49–7) Ammonium hydro- b.5. (C.A.S. #2404–03–7) Diethyl-N,N- gen fluoride; dimethylphosphoroamidate; d.2. (C.A.S. #107–07–3) 2-Chloroethanol; b.6. (C.A.S. #5842–07–9) N,N-Diisopropyl- d.3. (C.A.S. #100–37–8) N,N- beta-aminoethane thiol; Diethylaminoethanol; b.7. (C.A.S. #4261–68–1) N,N-Diisopropyl- d.4. (C.A.S. #108–18–9) Di-isopropylamine; beta-aminoethyl chloride hydrochloride; d.5. (C.A.S. #124–40–3) Dimethylamine; b.8. (C.A.S. #96–80–0) N,N-Diisopropyl-beta- d.6. (C.A.S. #506–59–2) Dimethylamine hy- aminoethanol; drochloride; b.9. (C.A.S. #96–79–7), N,N-Diisopropyl-beta- d.7. (C.A.S. #7664–39–3) Hydrogen fluoride; aminoethyl chloride; d.8. (C.A.S. #3554–74–3) 3-Hydroxyl-1- b.10. (C.A.S. #6163–75–3) Dimethyl methylpiperidine; ethylphosphonate; d.9. (C.A.S. #76–89–1) Methyl benzilate; b.11. (C.A.S. #756–79–6) Dimethyl d.10. (C.A.S. #1314–80–3) Phosphorus methylphosphonate; pentasulfide; b.12. (C.A.S. #1498–40–4) Ethyl phosphonous d.11. (C.A.S. #75–97–8) Pinacolone; dichloride [Ethyl phosphinyl dichloride]; d.12. (C.A.S. #151–50–8) Potassium cyanide;

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d.13. (C.A.S. #7789–23–3) Potassium fluoride; family (e.g., neosaxitoxin) are designated d.14. (C.A.S. #7789–29–9) Potassium EAR99. bifluoride; 3. Clostridium perfringens strains, other than d.15. (C.A.S. #3731–38–2) 3-Quinuclidone; the epsilon toxin-producing strains of Clos- d.16. (C.A.S. #1333–83–1) Sodium bifluoride; tridium perfringens described in c.12, are ex- d.17. (C.A.S. #143–33–9) Sodium cyanide; cluded from the scope of this entry, since they d.18. (C.A.S. #7681–49–4) Sodium fluoride; may be used as positive control cultures for food d.19. (C.A.S. #1313–82–2) Sodium sulfide; testing and quality control. d.20. (C.A.S. #637–39–8) Triethanolamine 4. Unless specified elsewhere in this ECCN hydrochloride; 1C351 (e.g., in License Requirement Notes 1–3), d.21. (C.A.S. #116–17–6) Tri-isopropyl this ECCN controls all biological agents and phosphite; ‘‘toxins,’’ regardless of quantity or attenuation, d.22. (C.A.S. #2465–65–8) O,O-diethyl that are identified in the List of Items Con- phosphorothioate; trolled for this ECCN, including small quantities d.23. (C.A.S. #298–06–6) O,O-diethyl or attenuated strains of select biological agents phosphorodithioate; or ‘‘toxins’’ that are excluded from the lists of d.24. (C.A.S. #16893–85–9) Sodium select biological agents or ‘‘toxins’’ by the Ani- hexafluorosilicate; mal and Plant Health Inspection Service d.25. (C.A.S. #109–89–7) Diethylamine. (APHIS), U.S. Department of Agriculture, or the Centers for Disease Control and Prevention 1C351 Human and animal pathogens and (CDC), U.S. Department of Health and Human ‘‘toxins’’, as follows (see List of Items Con- Services, in accordance with their regulations in trolled). 9 CFR part 121 and 42 CFR part 73, respectively. LICENSE REQUIREMENTS 5. Biological agents and pathogens are con- Reason for Control: CB, CW, AT trolled under this ECCN 1C351 when they are an isolated live culture of a pathogen agent, or a preparation of a toxin agent that has been iso- Control(s) Country chart (See Supp. No. 1 to part 738) lated or extracted from any source or material, including living material that has been delib- CB applies to entire entry ...... CB Column 1. erately inoculated or contaminated with the agent. Isolated live cultures of a pathogen agent CW applies to 1C351.d.11 and d.12 and a li- include live cultures in dormant form or in dried cense is required for CW reasons for all des- preparations, whether the agent is natural, en- tinations, including Canada, as follows: CW hanced or modified. applies to 1C351.d.11 for ricin in the form of LIST BASED LICENSE EXCEPTIONS (SEE PART (1) Ricinus Communis Agglutinin (RCA ), II II 740 FOR A DESCRIPTION OF ALL LICENSE EX- also known as ricin D or Ricinus Communis CEPTIONS) Lectin (RCL ) and (2) Ricinus Communis III III LVS: N/A LectinIV (RCLIV), also known as ricin E. CW GBS: N/A applies to 1C351.d.12 for saxitoxin identified CIV: N/A by C.A.S. #35523–89–8. See § 742.18 of the EAR SPECIAL CONDITIONS FOR STA for licensing information pertaining to STA: (1) Paragraph (c)(1) of License Excep- chemicals subject to restriction pursuant to tion STA (§ 740.20(c)(1)) may be used for the Chemical Weapons Convention (CWC). items in 1C351.d.1 through 1C351.d.10 and The Commerce Country Chart is not de- 1C351.d.13 through 1C351.d.19. See signed to determine licensing requirements § 740.20(b)(2)(vi) for restrictions on the for items controlled for CW reasons. quantity of any one toxin that may be exported in a single shipment and the num- Country chart (See Supp. No. Control(s) 1 to part 738) ber of shipments that may be made to any one end user in a single calendar year. Also AT applies to entire entry ...... AT Column 1. see the Automated Export System (AES) requirements in § 758.1(b)(4) of the EAR. (2) License Requirement Notes: 1. All vaccines Paragraph (c)(2) of License Exception STA and ‘‘immunotoxins’’ are excluded from the (§ 740.20(c)(2) of the EAR) may not be used scope of this entry. Certain medical products for any items in 1C351. and diagnostic and food testing kits that con- LIST OF ITEMS CONTROLLED tain biological toxins controlled under para- Related Controls: (1) Certain forms of ricin graph (d) of this entry, with the exception of and saxitoxin in 1C351.d.11. and d.12 are toxins controlled for CW reasons under d.11 and CWC Schedule 1 chemicals (see § 742.18 of d.12, are excluded from the scope of this entry. the EAR). The U.S. Government must pro- Vaccines, ‘‘immunotoxins’’, certain medical vide advance notification and annual re- products, and diagnostic and food testing kits ports to the OPCW of all exports of Sched- excluded from the scope of this entry are con- ule 1 chemicals. See § 745.1 of the EAR for trolled under ECCN 1C991. notification procedures. See 22 CFR part 2. For the purposes of this entry, only 121, Category XIV and § 121.7 for CWC saxitoxin is controlled under paragraph d.12; Schedule 1 chemicals that are ‘‘subject to other members of the paralytic shellfish poison the ITAR.’’ (2) The Animal and Plant

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Health Inspection Service (APHIS), U.S. a.18. Hendra virus (Equine morbillivirus); Department of Agriculture, and the Cen- a.19. Japanese encephalitis virus; ters for Disease Control and Prevention a.20. Junin virus; (CDC), U.S. Department of Health and a.21. Kyasanur Forest disease virus; Human Services, maintain controls on the a.22. Laguna Negra virus; possession, use, and transfer within the a.23. Lassa virus; United States of certain items controlled a.24. Louping ill virus; by this ECCN (for APHIS, see 7 CFR a.25. Lujo virus; 331.3(b), 9 CFR 121.3(b), and 9 CFR 121.4(b); a.26. Lumpy skin disease virus; for CDC, see 42 CFR 73.3(b) and 42 CFR a.27. Lymphocytic choriomeningitis virus; 73.4(b)). (3) See 22 CFR part 121, Category a.28. Machupo virus; XIV(b), for modified biological agents and a.29. Marburgvirus (includes all members biologically derived substances that are of the Marburgvirus genus); ‘‘subject to the ITAR.’’ a.30. Monkeypox virus; Related Definitions: (1) For the purposes of a.31. Murray Valley encephalitis virus; this entry ‘‘immunotoxin’’ is defined as an a.32. Newcastle disease virus; antibody-toxin conjugate intended to de- a.33. Nipah virus; stroy specific target cells (e.g., tumor a.34. Omsk hemorrhagic fever virus; cells) that bear antigens homologous to a.35. Oropouche virus; the antibody. (2) For the purposes of this a.36. Peste-des-petits ruminants virus; entry ‘‘subunit’’ is defined as a portion of a.37. Porcine Teschovirus; the ‘‘toxin’’. a.38. Powassan virus; Items: a.39. Rabies virus and all other members of a. Viruses identified on the Australia the Lyssavirus genus; Group (AG) ‘‘List of Human and Animal a.40. Reconstructed 1918 influenza virus; Pathogens and Toxins for Export Control,’’ Technical Note: 1C351.a.40 includes recon- as follows: structed replication competent forms of the 1918 a.1. African horse sickness virus; pandemic influenza virus containing any por- a.2. African swine fever virus; tion of the coding regions of all eight gene seg- a.3. Andes virus; ments. a.4. Avian influenza (AI) viruses identified as having high pathogenicity (HP), as fol- a.41. Rift Valley fever virus; lows: a.42. Rinderpest virus; a.4.a. AI viruses that have an intravenous a.43. Rocio virus; pathogenicity index (IVPI) in 6-week-old a.44. Sabia virus; chickens greater than 1.2; or a.45. Seoul virus; a.4.b. AI viruses that cause at least 75% a.46. Severe acute respiratory syndrome-re- mortality in 4- to 8-week-old chickens in- lated coronavirus (SARS-related fected intravenously. coronavirus); NOTE: Avian influenza (AI) viruses of the a.47. Sheeppox virus; H5 or H7 subtype that do not have either of a.48. Sin Nombre virus; the characteristics described in 1C352.a.4 a.49. St. Louis encephalitis virus; (specifically, 1C352.a.4.a or a.4.b) should be a.50. Suid herpesvirus 1 (Pseudorabies sequenced to determine whether multiple virus; Aujeszky’s disease); basic amino acids are present at the cleavage a.51. Swine vesicular disease virus; site of the haemagglutinin molecule (HA0). If a.52. Tick-borne encephalitis virus (Far the amino acid motif is similar to that ob- Eastern subtype, formerly known as Russian served for other HPAI isolates, then the iso- Spring-Summer encephalitis virus—see late being tested should be considered as 1C351.b.3 for Siberian subtype); HPAI and the virus is controlled under a.53. Variola virus; 1C352.a.4. a.54. Venezuelan equine encephalitis virus; a.5. Bluetongue virus; a.55. Vesicular stomatitis virus; a.6. Chapare virus; a.56. Western equine encephalitis virus; or a.7. Chikungunya virus; a.57. Yellow fever virus. a.8. Choclo virus; b. Viruses identified on the APHIS/CDC a.9. Classical swine fever virus (Hog chol- ‘‘select agents’’ lists (see Related Controls era virus); paragraph #2 for this ECCN), but not identi- a.10. Crimean-Congo hemorrhagic fever fied on the Australia Group (AG) ‘‘List of virus; Human and Animal Pathogens and Toxins a.11. Dobrava-Belgrade virus; for Export Control,’’ as follows: a.12. Eastern equine encephalitis virus; b.1. [Reserved]; a.13. Ebolavirus (includes all members of b.2. [Reserved]; or the Ebolavirus genus); b.3. Tick-borne encephalitis virus (Siberian a.14. Foot-and-mouth disease virus; subtype, formerly West Siberian virus—see a.15. Goatpox virus; 1C351.a.52 for Far Eastern subtype). a.16. Guanarito virus; c. Bacteria identified on the Australia a.17. Hantaan virus; Group (AG) ‘‘List of Human and Animal

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Pathogens and Toxins for Export Control,’’ d.15. T–2 toxin; as follows: d.16. Tetrodotoxin; c.1. Bacillus anthracis; d.17. Viscumin (Viscum album lectin 1); or c.2. Brucella abortus; d.18. Volkensin. c.3. Brucella melitensis; e. ‘‘Fungi’’, as follows: c.4. Brucella suis; e.1. Coccidioides immitis; or c.5. Burkholderia mallei (Pseudomonas e.2. Coccidioides posadasii. mallei); c.6. Burkholderia pseudomallei 1C353 Genetic elements and genetically (Pseudomonas pseudomallei); modified organisms, as follows (see List c.7. Chlamydia psittaci (Chlamydophila of Items Controlled). psittaci); LICENSE REQUIREMENTS c.8. Clostriduim argentinense (formerly Reason for Control: CB, AT known as Clostridium botulinum Type G), Country Chart (See Supp. botulinum neurotoxin producing strains; Control(s) No. 1 to part 738) c.9. Clostridium baratii, botulinum neurotoxin producing strains; CB applies to entire entry ...... CB Column 1 c.10. Clostridium botulinum; AT applies to entire entry ...... AT Column 1 c.11. Clostridium butyricum, botulinum neurotoxin producing strains; LICENSE REQUIREMENTS NOTES: 1. Vaccines c.12. Clostridium perfringens, epsilon toxin that contain genetic elements or genetically producing types; modified organisms identified in this ECCN c.13. Coxiella burnetii; are controlled by ECCN 1C991. c.14. Francisella tularensis; 2. Unless specified elsewhere in this ECCN c.15. Mycoplasma capricolum subspecies 1C353 (e.g., in License Requirement Note 1), capripneumoniae (‘‘strain F38’’); this ECCN controls genetic elements or ge- c.16. Mycoplasma mycoides subspecies netically modified organisms for all biologi- mycoides SC (small colony) (a.k.a. con- cal agents and ‘‘toxins,’’ regardless of quan- tagious bovine pleuropneumonia); tity or attenuation, that are identified in the c.17. Rickettsia prowazekii; List of Items Controlled for this ECCN, in- c.18. Salmonella enterica subspecies cluding genetic elements or genetically enterica serovar Typhi (Salmonella typhi); modified organisms for attenuated strains of c.19. Shiga toxin producing Escherichia select biological agents or ‘‘toxins’’ that are coli (STEC) of serogroups O26, O45, O103, excluded from the lists of select biological O104, O111, O121, O145, O157, and other shiga agents or ‘‘toxins’’ by the Animal and Plant toxin producing serogroups; Health Inspection Service (APHIS), U.S. De- Note: Shiga toxin producing Escherichia coli partment of Agriculture, or the Centers for (STEC) includes, inter alia, enterohaemorrhagic Disease Control and Prevention (CDC), U.S. E. coli (EHEC), verotoxin producing E. coli Department of Health and Human Services, (VTEC) or verocytotoxin producing E. coli in accordance with the APHIS regulations in (VTEC). 7 CFR part 331 and 9 CFR part 121 and the c.20. Shigella dysenteriae; CDC regulations in 42 CFR part 73. c.21. Vibrio cholerae; or LIST BASED LICENSE EXCEPTIONS (SEE PART c.22. Yersinia pestis. 740 FOR A DESCRIPTION OF ALL LICENSE EX- d. ‘‘Toxins’’ identified on the Australia CEPTIONS) Group (AG) ‘‘List of Human and Animal LVS: N/A Pathogens and Toxins for Export Control,’’ GBS: N/A as follows, and ‘‘subunits’’ thereof: CIV: N/A d.1. Abrin; LIST OF ITEMS CONTROLLED d.2. Aflatoxins; Related Controls: (1) The Animal and Plant d.3. Botulinum toxins; Health Inspection Service (APHIS), U.S. d.4. Cholera toxin; Department of Agriculture, and the Cen- d.5. Clostridium perfringens alpha, beta 1, ters for Disease Control and Prevention beta 2, epsilon and iota toxins; (CDC), U.S. Department of Health and d.6. Conotoxins; Human Services, maintain controls on the d.7. Diacetoxyscirpenol; possession, use, and transfer within the d.8. HT–2 toxin; United States of certain items controlled d.9. Microcystins (Cyanginosins); by this ECCN, including (but not limited d.10. Modeccin; to) certain genetic elements, recombinant d.11. Ricin; nucleic acids, and recombinant organisms d.12. Saxitoxin; associated with the agents or toxins in d.13. Shiga toxins (shiga-like toxins, ECCN 1C351 or 1C354 (for APHIS, see 7 CFR verotoxins, and verocytotoxins); 331.3(c), 9 CFR 121.3(c), and 9 CFR 121.4(c); d.14. Staphylococcus aureus enterotoxins, for CDC, see 42 CFR 73.3(c) and 42 CFR hemolysin alpha toxin, and toxic shock syn- 73.4(c)). (2) See 22 CFR part 121, Category drome toxin (formerly known as Staphy- XIV(b), for modified biological agents and lococcus enterotoxin F); biologically derived substances that are

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subject to the export licensing jurisdiction 2. Unless specified elsewhere in this ECCN of the U.S. Department of State, Direc- 1C354 (e.g., in License Requirement Note 1), this torate of Defense Trade Controls. ECCN controls all biological agents, regardless Related Definition: N/A of quantity or attenuation, that are identified in Items: a. Genetic elements, as follows: the List of Items Controlled for this ECCN, in- a.1. Genetic elements that contain nucleic cluding small quantities or attenuated strains of acid sequences associated with the pathoge- select biological agents that are excluded from nicity of microorganisms controlled by the list of PPQ select agents and ‘‘toxins’’ by 1C351.a to .c or 1C354; the Animal and Plant Health Inspection Service a.2. Genetic elements that contain nucleic (APHIS), U.S. Department of Agriculture, in ac- acid sequences coding for any of the ‘‘toxins’’ cordance with their regulations in 7 CFR part controlled by 1C351.d or ‘‘sub-units of tox- 331. ins’’ thereof. LIST BASED LICENSE EXCEPTIONS (SEE PART b. Genetically modified organisms, as fol- 740 FOR A DESCRIPTION OF ALL LICENSE EX- lows: CEPTIONS) b.1. Genetically modified organisms that LVS: N/A contain nucleic acid sequences associated GBS: N/A with the pathogenicity of microorganisms CIV: N/A controlled by 1C351.a to .c or 1C354; LIST OF ITEMS CONTROLLED b.2. Genetically modified organisms that Related Controls: (1) The Animal and Plant contain nucleic acid sequences coding for Health Inspection Service (APHIS), U.S. any of the ‘‘toxins’’ controlled by 1C351.d or Department of Agriculture, maintains con- ‘‘sub-units of toxins’’ thereof. trols on the possession, use, and transfer Technical Note: 1. ‘‘Genetic elements’’ in- within the United States of certain items clude, inter alia, chromosomes, genomes, controlled by this ECCN (see 7 CFR plasmids, transposons, and vectors, whether ge- 331.3(c), 9 CFR 121.3(c), and 9 CFR 121.4(c)). netically modified or unmodified, or chemically (2) See 22 CFR part 121, Category XIV(b), synthesized in whole or in part. for modified biological agents and bio- 2. This ECCN does not control nucleic acid se- logically derived substances that are sub- quences associated with the pathogenicity of ject to the export licensing jurisdiction of enterohaemorrhagic Escherichia coli, serotype the U.S. Department of State, Directorate O157 and other verotoxin producing strains, ex- of Defense Trade Controls. cept those nucleic acid sequences that contain Related Definitions: N/A coding for the verotoxin or its sub-units. Items: a. Bacteria, as follows: 3. ‘‘Nucleic acid sequences associated with the a.1. Xanthomonas albilineans; pathogenicity of any of the microorganisms con- a.2. Xanthomonas axonopodis pv. citri trolled by 1C351.a to .c or 1C354’’ means any se- (Xanthomonas campestris pv. citri A) quence specific to the relevant controlled micro- (Xanthomonas campestris pv. citri); organism that: a.3. Xanthomonas oryzae [this species of a. In itself or through its transcribed or trans- proteobacteria is identified on the APHIS lated products represents a significant hazard to ‘‘select agents’’ list (see Related Controls human, animal or plant health; or paragraph for this ECCN), but only the b. Is known to enhance the ability of a micro- pathovar Xanthomonas oryzae pv. oryzae (syn. organism controlled by 1C351.a to .c or 1C354, or Pseudomonas campestris pv. oryzae) is identi- any other organism into which it may be in- fied on the Australia Group (AG) ‘‘List of serted or otherwise integrated, to cause serious Plant Pathogens for Export Control’’]; harm to human, animal or plant health. a.4. Clavibacter michiganensis subspecies 4. ‘‘Genetically modified organisms’’ include sepedonicus (syn. Corynebacterium organisms in which the genetic material (nucleic michiganensis subspecies sepedonicum or acid sequences) has been altered in a way that Corynebacterium sepedonicum); does not occur naturally by mating and/or nat- a.5. Ralstonia solanacearum, race 3, biovar 2; ural recombination, and encompasses those pro- a.6. Raythayibactor toxicus [this bacterium duced artificially in whole or in part. is identified on the APHIS ‘‘select agents’’ list (see the Related Controls paragraph for 1C354 Plant pathogens, as follows (see List this ECCN), but is not identified on the Aus- of Items Controlled). tralia Group (AG) ‘‘List of Plant Pathogens LICENSE REQUIREMENTS for Export Control’’]. Reason for Control: CB, AT b. Fungi, as follows: b.1. Colletotrichum kahawae (Colletotrichum Country Chart (See Supp. coffeanum var. virulans); Control(s) No. 1 to part 738) b.2. Cochliobolus miyabeanus CB applies to entire entry ...... CB Column 1 (Helminthosporium oryzae); AT applies to entire entry ...... AT Column 1 b.3. Microcyclus ulei (syn. Dothidella ulei); b.4. Puccinnia graminis ssp. graminis var. License Requirements Notes: 1. All vaccines graminis/Puccinia graminis ssp. graminis var. are excluded from the scope of this ECCN. See stakmanii (Puccinia graminis [syn. Puccinia ECCN 1C991 for vaccines. graminis f. sp. tritici]);

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b.5. Puccinia striiformis (syn. Puccinia cals identified in ECCN 1C355, in concentrations glumarum); that are below the control levels indicated in b.6. Magnaporthe oryzae (Pyricularia oryzae); 1C355.a and .b, are controlled by ECCN 1C995 b.7. Peronosclerospora philippinensis and are subject to the license requirements spec- (Peronosclerospora sacchari); ified in that ECCN. b.8. Sclerophthora rayssiae var. zeae; b. Mixtures containing chemicals identified in b.9. Synchytrium endobioticum; this entry are not controlled by ECCN 1C355 b.10. Tilletia indica; when the controlled chemical is a normal ingre- b.11. Thecaphora solani; dient in consumer goods packaged for retail sale b.12. Phoma glycinicola (formerly for personal use or packaged for individual use. Pyrenochaeta glycines) [this fungus is identi- Such consumer goods are classified as EAR99 fied on the APHIS ‘‘select agents’’ list (see Note to mixtures: Calculation of concentra- the Related Controls paragraph for this tions of CW-controlled chemicals: ECCN), but is not identified on the Australia a. Exclusion. No chemical may be added to the Group (AG) ‘‘List of Plant Pathogens for Ex- mixture (solution) for the sole purpose of cir- port Control’’]. cumventing the Export Administration Regula- c. Viruses, as follows: tions; c.1. Andean potato latent virus (Potato An- b. Percent Weight Calculation.When calcu- dean latent tymovirus); lating the percentage, by weight, of ingredients c.2. Potato spindle tuber viroid. in a chemical mixture, include all ingredients of 1C355 Chemical Weapons Convention (CWC) the mixture, including those that act as sol- Schedule 2 and 3 chemicals and families vents. of chemicals not controlled by ECCN 2. Compounds: Compounds created with any 1C350 or ‘‘subject to the ITAR’’ (see 22 chemicals identified in this ECCN 1C355 may be CFR parts 120 through 130) (see List of shipped NLR (No License Required), without ob- Items Controlled). taining an End-Use Certificate, unless those LICENSE REQUIREMENTS compounds are also identified in this entry or Reason for Control: CW, AT require a license for reasons set forth elsewhere Control(s): CW applies to entire entry. The in the EAR. Commerce Country Chart is not designed Technical Notes: For purposes of this entry, a to determine licensing requirements for ‘‘mixture’’ is defined as a solid, liquid or gas- items controlled for CW reasons. A license eous product made up of two or more ingredi- is required to export or reexport CWC ents that do not react together under normal Schedule 2 chemicals and mixtures identi- storage conditions. fied in 1C355.a to States not Party to the LIST BASED LICENSE EXCEPTIONS (SEE PART CWC (destinations not listed in Supple- 740 FOR A DESCRIPTION OF ALL LICENSE EX- ment No. 2 to part 745 of the EAR). A li- CEPTIONS) cense is required to export CWC Schedule 3 LVS: N/A chemicals and mixtures identified in GBS: N/A 1C355.b to States not Party to the CWC, CIV: N/A unless an End-Use Certificate issued by the LIST OF ITEMS CONTROLLED government of the importing country is Related Controls: See also ECCNs 1C350 1C351, obtained by the exporter, prior to export. 1C395, and 1C995. See §§ 742.18 and 745.2 of A license is required to reexport CWC the EAR for End-Use Certification require- Schedule 3 chemicals and mixtures identi- ments. fied in 1C355.b from a State not Party to the CWC to any other State not Party to Related Definitions: N/A the CWC. (See § 742.18 of the EAR for li- Items: a. CWC Schedule 2 chemicals and mix- cense requirements and policies for toxic tures containing Schedule 2 chemicals: and precursor chemicals controlled for CW a.1. Toxic chemicals, as follows, and mix- reasons.) tures containing toxic chemicals: AT applies to entire entry. The Commerce a.1.a. PFIB: 1,1,3,3,3-Pentafluoro-2- Country Chart is not designed to determine (trifluoromethyl)-1-propene (C.A.S. 382–21–8) licensing requirements for items controlled and mixtures in which PFIB constitutes for AT reasons in 1C350. A license is required, more than 1 percent of the weight of the for AT reasons, to export or reexport items mixture; controlled by 1C350 to a country in Country a.1.b. [Reserved] Group E:1 of Supplement No. 1 to part 740 of a.2. Precursor chemicals, as follows, and the EAR. (See part 742 of the EAR for addi- mixtures in which at least one of the fol- tional information on the AT controls that lowing precursor chemicals constitutes more apply to Iran, North Korea, Sudan, and than 10 percent of the weight of the mixture: Syria. See part 746 of the EAR for additional a.2.a. Chemicals, except for those listed in information on sanctions that apply to Iran, Schedule 1, containing a phosphorus atom to North Korea, and Syria.) which is bonded one methyl, ethyl, or propyl License Requirements Notes: 1. Mixtures: a. (normal or iso) group but not further carbon Mixtures containing toxic and precursor chemi- atoms.

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Note: 1C355.a.2.a does not control Fonofos: O- by 1C395.a, (2) exports and reexports of test Ethyl S-phenyl ethylphosphonothiolothionate kits controlled by 1C395.b that contain CWC (C.A.S. 944–22–9). Schedule 2 chemicals controlled by ECCN a.2.b. FAMILY: N,N-Dialkyl (Me, Et, n-Pr 1C350, (3) exports of test kits controlled by or i-Pr) phosphoramidic dihalides; 1C395.b that contain CWC Schedule 3 chemi- a.2.c. FAMILY: Dialkyl (Me, Et, n-Pr or i- cals controlled by ECCN 1C350, except that a Pr) N,N-Dialkyl (Me, Et, n-Pr, or i-Pr)- license is not required, for CW reasons, to ex- phosphoramidates; port test kits containing CWC Schedule 3 a.2.d. FAMILY: N,N-Dialkyl (Me, Et, n-Pr chemicals if an End-Use Certificate issued by or i-Pr) aminoethyl-2-chlorides and cor- the government of the importing country is responding protonated salts; obtained by the exporter prior to export, and a.2.e. FAMILY: N,N-Dialkyl (Me, Et, n-Pr (4) reexports from States not Party to the or i-Pr) aminoethane-2-ols and corresponding CWC of test kits controlled by 1C395.b that protonated salts; contain CWC Schedule 3 chemicals. (See Note: 1C355.a.2.e. does not control N,N- § 742.18 of the EAR for license requirements Dimethylaminoethanol and corresponding and policies for toxic and precursor chemi- protonated salts (C.A.S. 108–01–0) or N,N- cals controlled for CW reasons.) Diethylaminoethanol and corresponding AT applies to entire entry. The Commerce protonated salts (C.A.S. 100–37–8). Country Chart is not designed to determine a.2.f. FAMILY: N,N-Dialkyl (Me, Et, n-Pr licensing requirements for items controlled or i-Pr) aminoethane-2-thiols and cor- for AT reasons in 1C395. A license is required, responding protonated salts. for AT reasons, to export or reexport items b. CWC Schedule 3 chemicals and mixtures controlled by 1C395 to a country in Country containing Schedule 3 chemicals: Group E:1 of Supplement No. 1 to part 740 of b.1. Toxic chemicals, as follows, and mix- the EAR. (See part 742 of the EAR for addi- tures in which at least one of the following tional information on the AT controls that toxic chemicals constitutes 30 percent or apply to Iran, North Korea, Sudan, and more of the weight of the mixture: Syria. See part 746 of the EAR for additional b.1.a. Phosgene: Carbonyl dichloride information on sanctions that apply to Iran, (C.A.S. 75–44–5); North Korea, and Syria.) b.1.b. Cyanogen chloride (C.A.S. 506–77–4); License Requirements Notes: 1. 1C395.b does b.1.c. Hydrogen cyanide (C.A.S. 74–90–8); not control mixtures that contain precursor b.1.d. Chloropicrin: Trichloronitromethane chemicals identified in ECCN 1C350.b or .c in (C.A.S. 76–06–2). concentrations below the control levels for mix- b.2. Precursor chemicals, as follows, and tures indicated in 1C350.b or .c. 1C395.a and mixtures in which at least one of the fol- 1C995.a.1 and a.2.a control such mixtures, un- lowing precursor chemicals constitutes 30 less they are consumer goods, as described in Li- percent or more of the weight of the mix- cense Requirements Note 2 of this ECCN. ture: 2. This ECCN does not control mixtures when b.2.a. [Reserved]; the controlled chemicals are normal ingredients b.2.b. Methyldiethanolamine (C.A.S. 105–59– in consumer goods packaged for retail sale for 9). personal use. Such consumer goods are classified as EAR99. 1C395 Mixtures and Medical, Analytical, Di- LIST BASED LICENSE EXCEPTIONS (SEE PART agnostic, and Food Testing Kits Not Con- 740 FOR A DESCRIPTION OF ALL LICENSE EX- trolled by ECCN 1C350, as follows (See CEPTIONS) List of Items Controlled). LVS: N/A LICENSE REQUIREMENTS GBS: N/A Reason for Control: CB, CW, AT CIV: N/A Control(s): CB applies to entire entry. The LIST OF ITEMS CONTROLLED Commerce Country Chart is not designed Related Controls: 1. ECCN 1C350 controls mix- to determine licensing requirements for tures containing 30 percent or higher con- items controlled for CB reasons in 1C395. A centrations, by weight, of any single CWC license is required, for CB reasons, to ex- Schedule 2 chemical identified in ECCN port or reexport mixtures controlled by 1C350.b; ECCN 1C995 controls such mixtures 1C395.a and test kits controlled by 1C395.b containing concentrations of 10 percent or to States not Party to the CWC (destina- less. 2. ECCN 1C995 controls ‘‘medical, ana- tions not listed in Supplement No. 2 to lytical, diagnostic, and food testing kits’’ part 745 of the EAR). (as defined in the Related Definitions para- CW applies to entire entry. The Commerce graph of this ECCN) that contain precursor Country Chart is not designed to determine chemicals listed in ECCN 1C350.d. ECCN licensing requirements for items controlled 1C350 controls any such kits in which the for CW reasons. A license is required for CW amount of any single chemical listed in reasons, as follows, to States not Party to 1C350.b, .c, or .d exceeds 300 grams by the CWC (destinations not listed in Supple- weight. ment No. 2 to part 745 of the EAR): (1) Ex- Related Definitions: For the purpose of this ports and reexports of mixtures controlled entry, ‘‘medical, analytical, diagnostic,

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and food testing kits’’ are pre-packaged ruses, plasmids, or cultures of specific cells materials of defined composition that are used to produce them) that are ‘‘specially specifically developed, packaged and mar- designed’’ for use with articles controlled keted for medical, analytical, diagnostic, under USML Category XIV(f). (4) See ECCN or public health purposes. Replacement re- 0A919 for ‘‘military commodities’’ located agents for medical, analytical, diagnostic, and produced outside the United States and food testing kits described in 1C395.b that incorporate more than a de minimis are controlled by ECCN 1C350 if the re- amount of US-origin ‘‘600 series’’ con- agents contain at least one of the pre- trolled content. cursor chemicals identified in that ECCN Related Definitions: N/A in concentrations equal to or greater than Items: the control levels for mixtures indicated in a. Tear gases and riot control agents in- 1C350.b. or .c. cluding: Items: a. Mixtures containing more than 10 a.1. CA (Bromobenzyl cyanide) (CAS 5798– percent, but less than 30 percent, by weight 79–8); of any single CWC Schedule 2 chemical iden- a.2. CS (o-Chlorobenzylidenemalononitrile tified in ECCN 1C350.b (For controls on other or o-Chlorobenzalmalononitrile) (CAS 2698– mixtures containing these chemicals, see 41–1); Note 1 in the Related Controls paragraph of this ECCN.). a.3. CN (Phenylacyl chloride or w- b. ‘‘Medical, analytical, diagnostic, and Chloroacetophenone) (CAS 532–27–4); food testing kits’’ (as defined in the Related a.4. CR (Dibenz-(b,f)-1,4-oxazephine) (CAS Definitions for this ECCN) that contain CWC 257–07–8); Schedule 2 or 3 chemicals controlled by a.5. Adamsite (Diphenylamine chloroarsine ECCN 1C350.b or .c in an amount not exceed- or DM) (CAS 578–94–9); ing 300 grams per chemical. (For controls on a.6. N-Nonanoylmorpholine, (MPA) (CAS other such test kits containing these and 5299–64–9); other controlled chemicals, see Note 2 in the a.7. Dibromodimethyl ether (CAS 4497–29– Related Controls paragraph of this ECCN.) 4); a.8. Dichlorodimethyl ether (ClCi) (CAS 1C607 Tear Gases, Riot Control Agents and 542–88–1); materials for the detection and decon- a.9. Ethyldibromoarsine (CAS 683–43–2); tamination of chemical warfare agents a.10. Bromo acetone (CAS 598–31–2); (see List of Items Controlled). a.11. Bromo methylethylketone (CAS 816– LICENSE REQUIREMENTS 40–0); Reason for Control: NS, RS, AT, UN a.12. Iodo acetone (CAS 3019–04–3); a.13. Phenylcarbylamine chloride (CAS 622– Country chart (see Supp. No. 44–6); Control(s) 1 to Part 738) a.14. Ethyl iodoacetate (CAS 623–48–3); NS applies to entire entry, ex- NS Column 1. Note to 1C607.a: ECCN 1C607.a. does not con- cept 1C607.a.10, .a.11, trol the following: formulations containing 1% .a.12, and .a.14. or less of CN or CS; individually packaged tear RS applies to entire entry ...... RS Column 1. gases or riot control agents for personal self-de- AT applies to entire entry ...... AT Column 1. UN applies to entire entry ..... See § 746.1(b) for UN con- fense purposes that are controlled by ECCN trols. 1A984; or active constituent chemicals, and combinations thereof, identified and packaged for LIST BASED LICENSE EXCEPTIONS (SEE PART food production or medical purposes. 740 FOR A DESCRIPTION OF ALL LICENSE EX- b. ‘‘Biopolymers,’’ not controlled by USML CEPTIONS) Category XIV(g) ‘‘specially designed’’ or LVS: N/A processed for the detection or identification GBS: N/A of chemical warfare agents specified by CIV: N/A USML Category XIV(a), and the cultures of SPECIAL CONDITIONS FOR STA specific cells used to produce them. STA: Paragraph (c)(2) of License Exception c. ‘‘Biocatalysts,’’ and biological systems STA (§ 740.20(c)(2) of the EAR) may not be therefor, not controlled by USML Category used for any item in 1C607. XIV(g) ‘‘specially designed’’ for the decon- LIST OF ITEMS CONTROLLED tamination or degradation of chemical war- Related Controls: (1) See ECCN 1A984 for con- fare agents controlled in USML Category trols on other riot control agents. (2) See XIV (a), as follows: 22 CFR 121.1 (USML), Category XIV(b), for c.1. ‘‘Biocatalysts’’ ‘‘specially designed’’ modified biological agents and biologically for the decontamination or degradation of derived substances that are subject to the chemical warfare agents controlled in USML ITAR. (3) See 22 CFR 121.1 (USML), Cat- Category XIV(a) resulting from directed lab- egory XIV(g), for ITAR controls on anti- oratory selection or genetic manipulation of bodies, recombinant protective antigens, biological systems; polynucleotides, biopolymers or biocata- c.2. Biological systems containing the ge- lysts (including the expression vectors, vi- netic information specific to the production

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of ‘‘biocatalysts’’ specified by 1C607.c.1, as Related Definitions: (1) For purposes of this follows: entry, the term ’controlled materials’ c.2.a. ‘‘Expression vectors;’’ means controlled energetic materials enu- c.2.b. Viruses; or merated in ECCNs 1C011, 1C111, 1C239, c.2.c. Cultures of cells. 1C608, or USML Category V. (2) For the Note to 1C607.b and .c: The cultures of cells purposes of this entry, the term ’propel- and biological systems are exclusive and these lants’ means substances or mixtures that sub-items do not apply to cells or biological sys- react chemically to produce large volumes tems for civil purposes, such as agricultural, of hot gases at controlled rates to perform pharmaceutical, medical, veterinary, environ- mechanical work. mental, waste management, or in the food in- Items: dustry. a. ’Single base,’ ’double base,’ and ’triple d. Chemical mixtures not controlled by base’ ’propellants’ having nitrocellulose with USML Category XIV(f) ‘‘specially designed’’ nitrogen content greater than 12.6% in the for military use for the decontamination of form of either: objects contaminated with materials speci- a.1. ’Sheetstock’ or ’carpet rolls;’ or fied by USML Category XIV(a) or (b). a.2. Grains with diameter greater than 0.10 inches. 1C608 ‘‘Energetic materials’’ and related Note: This entry does not control ’propellant’ commodities (see List of Items Con- grains used in shotgun shells, small arms car- trolled). tridges, or rifle cartridges. LICENSE REQUIREMENTS Technical Notes: 1. ’Sheetstock’ is ’propellant’ that has been manufactured in the form of a Reason for Control: NS, RS, MT, AT, UN sheet suitable for further processing. 2. A ’carpet roll’ is ’propellant’ that has been Country chart Control(s) (See Supp. No. 1 manufactured as a sheet, often cut to a desired to part 738) width, and subsequently rolled up (like a carpet). NS applies to entire entry ...... NS Column 1 3. ’Single base’ is ’propellant’ which consists RS applies to entire entry ...... RS Column 1 mostly of nitrocellulose. MT applies to 1C608.m ...... MT Column 1 AT applies to entire entry ...... AT Column 1 4. ’Double base’ ’propellant’ consist mostly of UN applies to entire entry ..... See § 746.1(b) for UN con- nitrocellulose and nitroglycerine. trols 5. ’Triple base’ consists mostly of nitrocellulose, nitroglycerine, and nitroguanidine. Such LIST BASED LICENSE EXCEPTIONS (SEE PART ’propellants’ contain other materials, such as 740 FOR A DESCRIPTION OF ALL LICENSE EX- resins or stabilizers, that could include carbon, CEPTIONS) salts, burn rate modifiers, nitrodiphenylamine, wax, polyethylene glycol (PEG), polyglycol adi- LVS: $1500 pate (PGA). GBS: N/A b. Shock tubes containing greater than CIV: N/A 0.064 kg per meter (300 grains per foot), but not more than 0.1 kg per meter (470 grains SPECIAL CONDITIONS FOR STA per foot) of ’controlled materials.’ STA: Paragraph (c)(2) of License Exception c. Cartridge power devices containing STA (§ 740.20(c)(2) of the EAR) may not be greater than 0.70 kg, but not more than 1.0 used for any item in 1C608. kg of ’controlled materials.’ d. Detonators (electric or nonelectric) and LIST OF ITEMS CONTROLLED ‘‘specially designed’’ assemblies therefor Related Controls: (1) The EAR does not con- containing greater than 0.01 kg, but not trol devices or charges containing mate- more than 0.1 kg of ’controlled materials.’ rials controlled by USML subparagraphs e. Igniters not controlled by USML Cat- V(c)(6), V(h), or V(i). The USML controls egories III or IV that contain greater than devices containing such materials. (2) The 0.01 kg, but not more than 0.1 kg of ’con- USML in Categories III, IV, or V controls trolled materials.’ devices and charges in this entry if they f. Oil well cartridges containing greater contain materials controlled by Category than 0.015 kg, but not more than 0.1 kg of V (other than slurries) and such materials ’controlled materials.’ can be easily extracted without destroying g. Commercial cast or pressed boosters the device or charge. (3) See also explosives containing greater than 1.0 kg, but not more and other items enumerated in ECCNs than 5.0 kg of ’controlled materials.’ 1A006, 1A007, 1A008, 1C011, 1C111, 1C239, and h. Commercial prefabricated slurries and 1C992. (4) See ECCN 0A919 for foreign-made emulsions containing greater than 10 kg and ‘‘military commodities’’ that incorporate less than or equal to thirty-five percent by more than a de minimis amount of US-ori- weight of USML ’controlled materials.’ gin ‘‘600 series’’ controlled content. i. [Reserved]

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j. ‘‘Pyrotechnic’’ devices ‘‘specially de- 1C982 Other petroleum products listed in signed’’ for commercial purposes (e.g., theat- Supplement No. 1 to part 754 of the EAR rical stages, motion picture special effects, that were produced or derived from the and fireworks displays), and containing Naval Petroleum Reserves (NPR) or be- greater than 3.0 kg, but not more than 5.0 kg came available for export as a result of of ’controlled materials.’ an exchange of any NPR produced or de- k. Other commercial explosive devices or rived commodities. charges ‘‘specially designed’’ for commercial LICENSE REQUIREMENTS applications, not controlled by 1C608.c Reason for Control: SS through .g above, containing greater than 1.0 Control(s): SS applies to entire entry. For li- kg, but not more than 5.0 kg of ’controlled censing requirements (and possible License materials.’ Exceptions) proceed directly to part 754 of l. Propyleneimine (2 methylaziridine) the EAR. The Commerce Country Chart is (C.A.S. #75–55–8). not designed to determine licensing re- m. Any oxidizer or ’mixture’ thereof that quirements for items controlled for SS rea- is a compound composed of fluorine and any sons of the following: Other halogens, oxygen, or LIST OF ITEMS CONTROLLED nitrogen. Related Controls: N/A Note 1 to 1C608.m: Nitrogen trifluoride Related Definitions: N/A (NF3)(CAS 7783–54–2) in a gaseous state is con- Items: The list of items controlled is controlled under ECCN 1C992 and not under ECCN tained in the ECCN heading 1C608.m. Note 2 to 1C608.m Chlorine trifluoride 1C983 Natural gas liquids and other natural (ClF3)(CAS 7790–91–2) is controlled under ECCN gas derivatives listed in Supplement No. 1C111.a.3.f and not under ECCN 1C608.m. 1 to part 754 of the EAR that were pro- Note 3 to 1C608.m Oxygen difluoride (OF2) is duced or derived from the Naval Petro- controlled under USML Category V.d.10 (see 22 leum Reserves (NPR) or became available CFR 121.1) and not under ECCN 1C608.m. for export as a result of an exchange of Note 1 to 1C608.l and m: If a chemical in any NPR produced or derived commod- ECCN 1C608.l or .m is incorporated into a com- ities. mercial charge or device described in ECCN LICENSE REQUIREMENTS 1C608.c through .k or in ECCN 1C992, the classi- Reason for Control: SS fication of the commercial charge or device ap- Control(s): SS applies to entire entry. For li- plies to the item. censing requirements (and possible License Technical Note to 1C608.m: ’Mixture’ refers to Exceptions) proceed directly to part 754 of a composition of two or more substances with at the EAR. The Commerce Country Chart is least one substance being enumerated in 1C011, not designed to determine licensing re- 1C111, 1C239, 1C608, USML Category V, or else- quirements for items controlled for SS rea- where on the USML. sons. n. Any explosives, ’propellants,’ oxidizers, LIST OF ITEMS CONTROLLED ‘‘pyrotechnics,’’ fuels, binders, or additives Related Controls: N/A that are ‘‘specially designed’’ for military Related Definitions: N/A application and not enumerated or otherwise Items: The list of items controlled is con- described in USML Category V or elsewhere tained in the ECCN heading on the USML. 1C984 Manufactured gas and synthetic nat- 1C980 Inorganic chemicals listed in Supple- ural gas (except when commingled with ment No. 1 to part 754 of the EAR that natural gas and thus subject to export au- were produced or derived from the Naval thorization from the Department of En- Petroleum Reserves (NPR) or became ergy) listed in Supplement No. 1 to part available for export as a result of an ex- 754 of the EAR that were produced or de- change of any NPR produced or derived rived from the Naval Petroleum Reserves commodities. (NPR) or became available for export as a LICENSE REQUIREMENTS result of an exchange of any NPR pro- Reason for Control: SS duced or derived commodities. Control(s): SS applies to entire entry. For li- LICENSE REQUIREMENTS censing requirements (and possible License Reason for Control: SS Exceptions) proceed directly to part 754 of Control(s): SS applies to entire entry. For li- the EAR. The Commerce Country Chart is censing requirements (and possible License not designed to determine licensing re- Exceptions) proceed directly to part 754 of quirements for items controlled for SS rea- the EAR. The Commerce Country Chart is sons not designed to determine licensing re- LIST OF ITEMS CONTROLLED quirements for items controlled for SS rea- Related Controls: N/A sons Related Definitions: N/A LIST OF ITEMS CONTROLLED Items: The list of items controlled is con- Related Controls: N/A tained in the ECCN heading. Related Definitions: N/A

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Items: The list of items controlled is con- LIST BASED LICENSE EXCEPTIONS (SEE PART tained in the ECCN heading 740 FOR A DESCRIPTION OF ALL LICENSE EX- CEPTIONS) 1C988 Unprocessed western red cedar LVS: N/A (thuja plicata) logs and timber, and GBS: N/A rough, dressed and worked lumber con- CIV: N/A taining wane, as described in § 754.4 of LIST OF ITEMS CONTROLLED the EAR. Related Controls: (1) Medical products con- LICENSE REQUIREMENTS taining ricin or saxitoxin, as follows, are Reason for Control: SS controlled for CW reasons under ECCN Control(s): SS applies to entire entry. For li- 1C351: censing requirements (and possible License (a) Ricinus Communis AgglutininII (RCAII), Exceptions) proceed directly to part 754 of also known as ricin D, or Ricinus Communis the EAR. The Commerce Country Chart is LectinIII (RCLIII); not designed to determine licensing re- (b) Ricinus Communis LectinIV (RCLIV), quirements for items controlled for SS rea- also known as ricin E; or sons (c) Saxitoxin identified by C.A.S. #35523–89– LIST OF ITEMS CONTROLLED 8. Related Controls: N/A (2) The export of a ‘‘medical product’’ that is an ‘‘Investigational New Drug’’ (IND), as Related Definitions: For a non-exhaustive list defined in 21 CFR 312.3, is subject to certain of 10-digit Harmonized System-based U.S. Food and Drug Administration (FDA) Schedule B commodity numbers that may requirements that are independent of the ex- apply to unprocessed Western Red Cedar port requirements specified in this ECCN or products subject to § 754.4 and related defi- elsewhere in the EAR. These FDA require- nitions, see Supplement No. 2 to part 754 of ments are described in 21 CFR 312.110 and the EAR. must be satisfied in addition to any require- Items: The list of items controlled is con- ments specified in the EAR. tained in the ECCN heading (3) Also see 21 CFR 314.410 for FDA requirements concerning exports of new drugs and 1C990 Fibrous and filamentary materials, new drug substances. not controlled by 1C010 or 1C210, for use Related Definitions: For the purpose of this in ‘‘composite’’ structures and with a spe- entry, ‘‘immunotoxin’’ is defined as an cific modulus of 3.18 μ 10 6 m or greater antibody-toxin conjugate intended to de- and a specific tensile strength of 7.62 μ 4 stroy specific target cells (e.g., tumor 10 m or greater. cells) that bear antigens homologous to LICENSE REQUIREMENTS the antibody. For the purpose of this Reason for Control: AT entry, ‘‘medical products’’ are: (1) Pharma- ceutical formulations designed for testing Country Chart (See Supp. Control(s) No. 1 to part 738) and human administration in the treatment of medical conditions, (2) pre- AT applies to entire entry ...... AT Column 1 packaged for distribution as clinical or medical products, and (3) approved by the LIST BASED LICENSE EXCEPTIONS (SEE PART U.S. Food and Drug Administration either 740 FOR A DESCRIPTION OF ALL LICENSE EX- to be marketed as clinical or medical prod- CEPTIONS) ucts or for use as an ‘‘Investigational New LVS: N/A Drug’’ (IND) (see 21 CFR part 312). For the GBS: N/A purpose of this entry, ‘‘diagnostic and food CIV: N/A testing kits’’ are specifically developed, LIST OF ITEMS CONTROLLED packaged and marketed for diagnostic or Related Controls: N/A public health purposes. Biological toxins in Related Definitions: N/A any other configuration, including bulk Items: The list of items controlled is con- shipments, or for any other end-uses are tained in the ECCN heading controlled by ECCN 1C351. For the purpose of this entry, ‘‘vaccine’’ is defined as a me- 1C991 Vaccines, immunotoxins, medical dicinal (or veterinary) product in a phar- products, diagnostic and food testing maceutical formulation, approved by the kits, as follows (see List of Items con- U.S. Food and Drug Administration or the trolled). U.S. Department of Agriculture to be mar- LICENSE REQUIREMENTS keted as a medical (or veterinary) product Reason for Control: CB, AT or for use in clinical trials, that is intended to stimulate a protective immunological response in humans or ani- Control(s) Country Chart (See Supp. No. 1 to part 738) mals in order to prevent disease in those to whom or to which it is administered. CB applies to 1C991.d ...... CB Column 3 Items: a. Vaccines against items controlled AT applies to entire entry ...... AT Column 1 by ECCN 1C351, 1C353 or 1C354.

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b. Immunotoxins containing items con- vices or charges controlled by this entry. trolled by 1C351.d; (4) Commercial prefabricated slurries and c. Medical products containing botulinum emulsions containing greater than 35% of toxins controlled by ECCN 1C351.d.3 or USML controlled energetic materials are conotoxins controlled by ECCN 1C351.d.6; ‘‘subject to the ITAR’’ (see 22 CFR parts d. Medical products containing items con- 120 through 130). (5) For purposes of this trolled by ECCN 1C351.d (except botulinum entry, the mass of aluminum powder, po- toxins controlled by ECCN 1C351.d.3, tassium perchlorate, and any of the sub- conotoxins controlled by ECCN 1C351.d.6, and stances listed in the note to the USML (see items controlled for CW reasons under 22 CFR 121.12) (such as ammonium 1C351.d.11 or .d.12); pictrate, black powder, etc.) contained in e. Diagnostic and food testing kits con- commercial explosive devices and in the taining items controlled by ECCN 1C351.d charges are omitted when determining the (except items controlled for CW reasons total mass of controlled material. under ECCN 1C351.d.11 or .d.12). Items: a. Shaped charges ‘‘specially designed’’ for oil well operations, utilizing one charge 1C992 Commercial charges and devices con- functioning along a single axis, that upon taining energetic materials, n.e.s. and ni- detonation produce a hole, and trogen trifluoride in a gaseous state (see a.1. Contain any formulation of controlled List of Items Controlled). materials; LICENSE REQUIREMENTS a.2. Have only a uniform shaped conical Reason for Control: AT, RS, foreign policy liner with an included angle of 90 degrees or less; Country chart (see Supp. No. Control(s) 1 to part 738) a.3. Contain more than 0.010 kg but less than or equal to 0.090 kg of controlled mate- AT applies to entire entry ...... AT Column 1 rials; and RS applies to entire entry ...... A license is required for items a.4. Have a diameter not exceeding 4.5 controlled by this entry for inches; export or reexport to Iraq b. Shaped charges ‘‘specially designed’’ for and transfer within Iraq for regional stability reasons. oil well operations containing less than or The Commerce Country equal to 0.010 kg of controlled materials; Chart is not designed to c. Detonation cord or shock tubes con- determine RS license re- taining less than or equal to 0.064 kg per quirements for this entry. meter (300 grains per foot) of controlled ma- See §§ 742.6 and 746.3 of terials; the EAR for additional in- d. Cartridge power devices, that contain formation. Russian industry sector sanc- See § 746.5 for specific li- less than or equal to 0.70 kg of controlled tions apply to entire entry. cense requirements and li- materials in the deflagration material; cense review policy. e. Detonators (electric or nonelectric) and assemblies thereof, that contain less than or LIST BASED LICENSE EXCEPTIONS (SEE PART equal to 0.01 kg of controlled materials; 740 FOR A DESCRIPTION OF ALL LICENSE EX- f. Igniters, that contain less than or equal CEPTIONS) to 0.01 kg of controlled materials; LVS: N/A g. Oil well cartridges, that contain less GBS: N/A than or equal to 0.015 kg of controlled ener- CIV: N/A getic materials; LIST OF ITEMS CONTROLLED h. Commercial cast or pressed boosters Related Controls: (1) Commercial charges and containing less than or equal to 1.0 kg of devices containing USML controlled ener- controlled materials; getic materials that exceed the quantities i. Commercial prefabricated slurries and noted or that are not covered by this entry emulsions containing less than or equal to are controlled under ECCN 1C608. (2) Nitro- 10.0 kg and less than or equal to thirty-five gen trifluoride when not in a gaseous state percent by weight of USML controlled mate- is controlled under ECCN 1C608. rials; Related Definitions: (1) Items controlled by j. Cutters and severing tools containing this entry ECCN 1C992 are those materials less than or equal to 3.5 kg of controlled ma- not controlled by ECCN 1C608 and not terials; ‘‘subject to the ITAR’’ (see 22 CFR Parts k. Pyrotechnic devices when designed ex- 120 through 130). (2) For purposes of this clusively for commercial purposes (e.g., the- entry, the term ‘‘controlled materials’’ atrical stages, motion picture special effects, means controlled energetic materials (see and fireworks displays) and containing less ECCNs 1C011, 1C111, 1C239, and 1C608; see than or equal to 3.0 kg of controlled mate- also 22 CFR 121.1, Category V). (3) The indi- rials; or vidual USML controlled energetic mate- l. Other commercial explosive devices and rials, even when compounded with other charges not controlled by 1C992.a through .k materials, remain ‘‘subject to the ITAR’’ containing less than or equal to 1.0 kg of when not incorporated into explosive decontrolled materials.

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Note: 1C992.l includes automotive safety de- centrations of more than 10 percent, but vices; extinguishing systems; cartridges for riv- less than 30 percent, of any single CWC eting guns; explosive charges for agricultural, Schedule 2 chemical identified in ECCN oil and gas operations, sporting goods, commer- 1C350.b. 2. ECCN 1C350 controls mixtures cial mining, or public works purposes; and delay containing chemicals identified in ECCN tubes used in the assembly of commercial explo- 1C350.c or .d that exceed the concentration sive devices. levels indicated in 1C995.a.2. 3. ECCN 1C355 m. Nitrogen trifluoride (NF3) in a gaseous controls mixtures containing chemicals state. identified in ECCN 1C355 that exceed the concentration levels indicated in 1C995.b. 4. 1C995 Mixtures not controlled by ECCN ECCN 1C395 controls ‘‘medical, analytical, 1C350, ECCN 1C355 or ECCN 1C395 that diagnostic, and food testing kits’’ (as de- contain chemicals controlled by ECCN fined in the Related Controls paragraph of 1C350 or ECCN 1C355 and medical, ana- this ECCN) that contain CWC Schedule 2 or lytical, diagnostic, and food testing kits 3 chemicals listed in 1C350.b or .c. ECCN not controlled by ECCN 1C350 or ECCN 1C350 controls any such testing kits in 1C395 that contain chemicals controlled which the amount of any single chemical by ECCN 1C350.d, as follows (see List of listed in 1C350.b, .c., or .d exceeds 300 Items controlled). grams by weight. LICENSE REQUIREMENTS Reason for Control: AT, RS Related Definitions: For the purpose of this entry, ‘‘medical, analytical, diagnostic, and food testing kits’’ are pre-packaged Control(s) Country Chart (See Supp. No. 1 to part 738) materials of defined composition that are specifically developed, packaged and mar- AT applies to entire entry ...... AT Column 1. RS applies to entire entry...... A license is required for items keted for medical, analytical, diagnostic, controlled by this entry for or public health purposes. Replacement reexport or reexport to Iraq agents for medical, analytical, diagnostic, or transfer within Iraq for and food testing kits described in 1C995.c regional stability reasons. are controlled by ECCN 1C350 if the re- The Commerce Country agents contain at least one of the pre- Chart is not designed to cursor chemicals identified in that ECCN determine RS license requirements for this entry. in concentrations equal to or greater than See §§ 742.6 and 746.3 of the control levels for mixtures indicated in the EAR for additional in- 1C350.d. formation. Items: a. Mixtures containing the following concentrations of precursor chemicals con- License Requirement Notes: 1. This ECCN does trolled by ECCN 1C350 (For controls on other not control mixtures containing less than 0.5% mixtures containing these chemicals, see of any single toxic or precursor chemical con- Notes 1 and 2 in the Related Controls para- trolled by ECCN 1C350.b, .c, or .d or ECCN graph of this ECCN.): 1C355 as unavoidable by-products or impurities. a.1. Mixtures containing 10 percent or less, Such mixtures are classified as EAR99. by weight, of any single CWC Schedule 2 2. 1C995.c does not control mixtures that con- chemical controlled by ECCN 1C350.b; tain precursor chemicals identified in 1C350.d in a.2. Mixtures containing less than 30 per- concentrations below the levels for mixtures in- cent, by weight, of: dicated in 1C350.d. 1C995.a.2.b controls such a.2.a. Any single CWC Schedule 3 chemical mixtures, unless they are consumer goods as decontrolled by ECCN 1C350.c; or scribed in License Requirements Note 3 of this ECCN. a.2.b. Any single precursor chemical con- 3. This ECCN does not control mixtures when trolled by ECCN 1C350.d. the controlled chemicals are normal ingredients b. Mixtures containing the following con- in consumer goods packaged for retail sale for centrations of toxic or precursor chemicals personal use. Such consumer goods are classi- controlled by ECCN 1C355 (For controls on fied as EAR99. other mixtures containing these chemicals, LIST BASED LICENSE EXCEPTIONS (SEE PART see Note 3 in the Related Controls paragraph 740 FOR A DESCRIPTION OF ALL LICENSE EX- of this ECCN.): CEPTIONS) b.1. Mixtures containing the following con- LVS: N/A centrations of CWC Schedule 2 chemicals GBS: N/A controlled by ECCN 1C355.a: CIV: N/A b.1.a. Mixtures containing 1 percent or LIST OF ITEMS CONTROLLED less, by weight, of any single CWC Schedule Related Controls: 1. ECCN 1C350 controls mix- 2 chemical controlled by ECCN 1C355.a.1 (i.e., tures containing 30 percent or higher con- mixtures containing PFIB); or centrations of any single CWC Schedule 2 b.1.b. Mixtures containing 10 percent or chemical identified in ECCN 1C350.b. ECCN less, by weight, of any single CWC Schedule 1C395 controls mixtures containing con- 2 chemical controlled by 1C355.a.2;

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b.2. Mixtures containing less than 30 per- LVS: N/A cent, by weight, of any single CWC Schedule GBS: N/A 3 chemical controlled by ECCN 1C355.b. CIV: N/A c. ‘‘Medical, analytical, diagnostic, and LIST OF ITEMS CONTROLLED food testing kits’’ (as defined in the Related Related Controls: N/A Definitions for this ECCN) that contain pre- Related Definitions: N/A cursor chemicals controlled by ECCN 1C350.d Items: The list of items controlled is con- in an amount not exceeding 300 grams per tained in the ECCN heading. chemical. (For controls on other such test kits containing these and other controlled 1C998 Non-fluorinated polymeric sub- chemicals, see Note 4 in the Related Controls stances, not controlled by 1C008, as fol- paragraph of this ECCN.) lows (see List of Items Controlled). 1C996 Hydraulic fluids containing synthetic LICENSE REQUIREMENTS hydrocarbon oils, not controlled by Reason for Control: AT 1C006, having all the following characteristics (see List of Items Controlled). Country Chart (See Supp. Control(s) No. 1 to part 738) LICENSE REQUIREMENTS Reason for Control:AT AT applies to entire entry ...... AT Column 1.

Country Chart (See Supp. Control(s) No. 1 to part 738) LIST BASED LICENSE EXCEPTIONS (SEE PART 740 FOR A DESCRIPTION OF ALL LICENSE EX- AT applies to entire entry ...... AT Column 1 CEPTIONS) LVS: N/A LIST BASED LICENSE EXCEPTIONS (SEE PART GBS: N/A 740 FOR A DESCRIPTION OF ALL LICENSE EX- CIV: N/A CEPTIONS) LIST OF ITEMS CONTROLLED LVS: N/A GBS: N/A Related Controls: N/A CIV: N/A Related Definitions: N/A LIST OF ITEMS CONTROLLED Items: a. Polyarylene ether ketones, as fol- Related Controls: N/A lows: Related Definitions: N/A a.1 Polyether ether ketone (PEEK); Items: a. A flash point exceeding 477 K (204 a.2. Polyether ketone ketone (PEKK); °C); a.3. Polyether ketone (PEK); b. A pour point at 239 K (¥-34 °C) or less; a.4. Polyether ketone ether ketone ketone c. A viscosity index of 75 or more; and (PEKEKK); d. A thermal stability at 616 K (343 °C). b. [Reserved]

1C997 Ammonium Nitrate, Including Fer- 1C999 Specific Materials, n.e.s., as Follows tilizers and Fertilizer Blends Containing (See List of Items Controlled). More Than 15% by Weight Ammonium Ni- LICENSE REQUIREMENTS trate, Except Liquid Fertilizers (Con- Reason for Control: AT, RS taining Any Amount of Ammonium Ni- trate) or Dry Fertilizers Containing Less Country Chart (See Supp. Than 15% by Weight Ammonium Nitrate. Control(s) No. 1 to part 738) LICENSE REQUIREMENTS Reason for Control: AT, RS AT applies to entire entry ...... A license is required for items controlled by this entry to Country Chart (See Supp. North Korea for anti-ter- Control(s) No. 1 to part 738) rorism reasons. The Com- merce Country Chart is not AT applies to entire entry ...... AT Column 1. designed to determine AT RS applies to entire entry...... A license is required for items license requirements for controlled by this entry for this entry. See § 742.19 of export or reexport to Iraq the EAR for additional in- or transfer within Iraq for formation. regional stability reasons. RS applies to entire entry...... A license is required for items The Commerce Country controlled by this entry for Chart is not designed to export or reexport to Iraq determine RS license re- or transfer within Iraq for quirements for this entry. regional stability reasons. See §§ 742.6 and 746.3 of The Commerce Country the EAR for additional in- Chart is not designed to formation. determine RS license requirements for this entry. LIST BASED LICENSE EXCEPTIONS (SEE PART See §§ 742.6 and 746.3 of the EAR for additional in- 740 FOR A DESCRIPTION OF ALL LICENSE EX- formation. CEPTIONS)

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LIST BASED LICENSE EXCEPTIONS (SEE PART Control(s) Country Chart (See Supp. 740 FOR A DESCRIPTION OF ALL LICENSE EX- No. 1 to part 738) CEPTIONS) NS applies to entire entry ...... NS Column 1 LVS: N/A AT applies to entire entry ...... AT Column 1 GBS: N/A CIV: N/A REPORTING REQUIREMENTS See § 743.1 of the LIST OF ITEMS CONTROLLED EAR for reporting requirements for ex- Related Controls: See also 1C236. ports under License Exceptions, and Vali- Related Definitions: N/A dated End-User authorizations Items: a. Hardened steel and tungsten carbide LIST OF ITEMS CONTROLLED precision ball bearings (3mm or greater di- LIST BASED LICENSE EXCEPTIONS (SEE PART ameter); 740 FOR A DESCRIPTION OF ALL LICENSE EX- b. 304 and 316 stainless steel plate, n.e.s.; CEPTIONS) CIV: Yes c. Monel plate; TSR: Yes d. Tributyl phosphate; SPECIAL CONDITIONS FOR STA e. Nitric acid in concentrations of 20 STA: License Exception STA may not be weight percent or greater; used to ship or transmit ‘‘software’’ for the f. Fluorine; ‘‘development’’ of organic ‘‘matrix’’, metal g. Alpha-emitting radionuclides, n.e.s. ‘‘matrix’’ or carbon ‘‘matrix’’ laminates or ‘‘composites’’ specified in ECCN 1A002 to any of the destinations listed in Country D. ‘‘SOFTWARE’’ Group A:6 (See Supplement No. 1 to part 1D001 ‘‘Software’’ ‘‘specially designed’’ or 740 of the EAR). modified for the ‘‘development’’, ‘‘produc- Related Controls: ‘‘Software’’ for items con- tion’’ or ‘‘use’’ of equipment controlled by trolled by 1A102 are ‘‘subject to the ITAR’’ 1B001 to 1B003. (see 22 CFR parts 120 through 130). LICENSE REQUIREMENTS Related Definitions: N/A Reason for Control: NS, MT, NP, AT Items: The list of items controlled is contained in the ECCN heading Country Chart (See Supp. Control(s) No. 1 to part 738) 1D003 ‘‘Software’’ ‘‘specially designed’’ or modified to enable equipment to perform NS applies to entire entry ...... NS Column 1 the functions of equipment controlled MT applies to ‘‘software’’ for MT Column 1 under 1A004.c or 1A004.d. the ‘‘development,’’ ‘‘pro- LICENSE REQUIREMENTS duction,’’ operation, or Reason for Control: NS, RS, AT maintenance of items controlled by 1B001 for MT Country Chart (See Supp. reasons. Control(s) No. 1 to part 738) NP applies to ‘‘software’’ for NP Column 1 the ‘‘development’’, ‘‘pro- NS applies to entire entry ...... NS Column 2. duction’’ or ‘‘use’’ of items RS applies to software for RS Column 2. controlled by 1B001 for NP equipment controlled by reasons. 1A004.d. AT applies to entire entry ...... AT Column 1 AT applies to entire entry ...... AT Column 1.

LIST BASED LICENSE EXCEPTIONS (SEE PART REPORTING REQUIREMENTS See § 743.1 of the 740 FOR A DESCRIPTION OF ALL LICENSE EX- EAR for reporting requirements for ex- CEPTIONS) ports under License Exceptions, and Vali- CIV: Yes, except N/A for MT dated End-User authorizations TSR: Yes, except N/A for MT SPECIAL CONDITIONS FOR STA LIST BASED LICENSE EXCEPTIONS (SEE PART LIST OF ITEMS CONTROLLED 740 FOR A DESCRIPTION OF ALL LICENSE EX- Related Controls: (1) See ECCNs 1E101 (‘‘use’’) CEPTIONS) and 1E102 (‘‘development’’ and ‘‘produc- CIV: N/A tion’’) for technology for items controlled TSR: N/A by this entry. (2) Also see 1D002, 1D101, LIST OF ITEMS CONTROLLED 1D201, and 1D999. Related Controls: N/A Related Definitions: N/A Related Definitions: N/A Items: The list of items controlled is con- Items: The list of items controlled is contained in the ECCN heading. tained in the ECCN heading.

1D002 ‘‘Software’’ for the ‘‘development’’ of 1D018 ‘‘Software’’ ‘‘specially designed‘‘ or organic ‘‘matrix’’, metal ‘‘matrix’’ or car- modified for the ‘‘development,’’ ‘‘produc- bon ‘‘matrix’’ laminates or ‘‘composites’’. tion,’’ or ‘‘use’’ of items controlled by LICENSE REQUIREMENTS 1B018.b. Reason for Control: NS, AT LICENSE REQUIREMENTS

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Reason for Control: NS, MT, AT, UN LICENSE REQUIREMENTS Reason for Control: MT, AT Country Chart (See Supp. Control(s) No. 1 to part 738) Country Chart (See Supp. Control(s) No. 1 to part 738) NS applies to entire entry ...... NS Column 1. MT applies to ‘‘software’’ for MT applies to entire entry ..... MT Column 1 the ‘‘development’’, ‘‘pro- AT applies to entire entry ...... AT Column 1 duction’’, operation, or maintenance of items controlled by 1B018 for MT LIST BASED LICENSE EXCEPTIONS (SEE PART reasons. 740 FOR A DESCRIPTION OF ALL LICENSE EX- AT applies to entire entry ...... AT Column 1. CEPTIONS) UN applies to entire entry ..... See § 746.1(b) for UN con- CIV: N/A trols. TSR: N/A LIST OF ITEMS CONTROLLED LIST BASED LICENSE EXCEPTIONS (SEE PART 740 FOR A DESCRIPTION OF ALL LICENSE EX- Related Controls: (1) This entry includes CEPTIONS) ‘‘software’’ ‘‘specially designed’’ for anal- CIV: N/A ysis of signature reduction. (2) For soft- TSR: N/A ware that meets the definition of defense LIST OF ITEMS CONTROLLED articles under 22 CFR 120.3 of the Inter- Related Controls: See ECCN 1D608 for ‘‘soft- national Traffic in Arms Regulations ware’’ for items classified under ECCN (ITAR), which describes similar software 1B608 that, immediately prior to July 1, that are ‘‘subject to the ITAR’’ (see 22 CFR 2014, were classified under 1B018.a. parts 120 through 130, including USML Cat- Related Definitions: N/A egory XIII). Items: The list of items controlled is con- Related Definitions: N/A tained in the ECCN heading Items: The list of items controlled is contained in the ECCN heading 1D101 ‘‘Software’’ ‘‘specially designed’’ or modified for the operation or mainte- 1D201 ‘‘Software’’ ‘‘specially designed’’ or nance of commodities controlled by modified for the ‘‘use’’ of items controlled 1B101, 1B102, 1B115, 1B117, 1B118, or by 1B201. 1B119. LICENSE REQUIREMENTS LICENSE REQUIREMENTS Reason for Control: NP, AT Reason for Control: MT, NP, AT Control(s) Country Chart (See Supp. Country Chart (See Supp. No. 1 to part 738) Control(s) No. 1 to part 738) NP applies to entire entry ...... NP Column 1 MT applies to entire entry ..... MT Column 1. AT applies to entire entry ...... AT Column 1 NP applies to ‘‘software’’ for NP Column 1. the ‘‘use’’ of items con- LIST BASED LICENSE EXCEPTIONS (SEE PART trolled by 1B101.a. AT applies to entire entry ...... AT Column 1. 740 FOR A DESCRIPTION OF ALL LICENSE EX- CEPTIONS) LIST BASED LICENSE EXCEPTIONS (SEE PART CIV: N/A 740 FOR A DESCRIPTION OF ALL LICENSE EX- TSR: N/A CEPTIONS) LIST OF ITEMS CONTROLLED CIV: N/A Related Controls: See ECCNs 1E201 (‘‘use’’) and TSR: N/A 1E203 (‘‘development’’ and ‘‘production’’) LIST OF ITEMS CONTROLLED for technology for items controlled by this Related Controls: See ECCNs 1E101 (‘‘use’’) and entry. 1E102 (‘‘development’’ and ‘‘production’’) Related Definitions: N/A for technology for items controlled by this Items: The list of items controlled is con- entry. tained in the ECCN heading. Related Definitions: N/A Items: The list of items controlled is con- 1D390 ‘‘Software’’ for process control that is tained in the ECCN heading. specifically configured to control or initiate ‘‘production’’ of chemicals controlled 1D103 ‘‘Software’’ ‘‘specially designed’’ for by 1C350. reduced observables such as radar reflec- LICENSE REQUIREMENTS tivity, ultraviolet/infrared signatures and Reason for Control: CB, AT acoustic signatures, for applications usable in rockets, missiles, or unmanned aer- Control(s) Country Chart (See Supp. ial vehicles capable of delivering at least No. 1 to part 738) a 500 kg payload to a ‘‘range’’ equal to or CB applies to entire entry ...... CB Column 2 greater than 300 km and their complete AT applies to entire entry ...... AT Column 1 subsystems.

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LIST BASED LICENSE EXCEPTIONS (SEE PART maintenance of commodities controlled by 740 FOR A DESCRIPTION OF ALL LICENSE EX- ECCN 1A607, 1B607, or 1C607. CEPTIONS) b. [RESERVED] CIV: N/A TSR: N/A 1D608 ‘‘Software’’ ‘‘specially designed’’ for LIST OF ITEMS CONTROLLED the ‘‘development,’’ ‘‘production,’’ oper- Related Controls: N/A ation, or maintenance of commodities Related Definitions: See Section 772.1 of the controlled by 1B608 or 1C608 (see List of EAR for the definitions of ‘‘software,’’ Items Controlled). ‘‘program,’’ and ‘‘microprogram.’’ LICENSE REQUIREMENTS Items: The list of items controlled is con- Reason for Control: NS, RS, MT, AT, UN tained in the ECCN heading Country chart Control(s) (See Supp. No. 1 1D607 ‘‘Software’’ ‘‘specially designed’’ for to part 738) the ‘‘development,’’ ‘‘production,’’ operation, or maintenance of items controlled NS applies to entire entry ...... NS Column 1 by 1A607, 1B607 or 1C607 (see List of RS applies to entire entry ...... RS Column 1 MT applies to ‘‘software’’ MT Column 1 Items Controlled). ‘‘specially designed’’ for the LICENSE REQUIREMENTS ‘‘use’’ of 1B608 equipment Reason for Control: NS, RS, AT, UN in the ‘‘production’’ and handling of materials con- Control(s) Country chart (see Supp. No. trolled by 1C608.m or MT 1 to Part 738) articles in USML Category V. NS applies to entire entry, ex- NS Column 1. AT applies to entire entry ...... AT Column 1 cept ‘‘software’’ for UN applies to entire entry ..... See § 746.1(b) for UN con- 1C607.a.10, .a.11, .a.12, trols and .a.14. RS applies to entire entry ...... RS Column 1. LIST BASED LICENSE EXCEPTIONS (SEE PART AT applies to entire entry ...... AT Column 1. UN applies to entire entry ..... See § 746.1(b) for UN con- 740 FOR A DESCRIPTION OF ALL LICENSE EX- trols. CEPTIONS) CIV: N/A LIST BASED LICENSE EXCEPTIONS (SEE PART TSR: N/A 740 FOR A DESCRIPTION OF ALL LICENSE EX- SPECIAL CONDITIONS FOR STA CEPTIONS) STA: Paragraph (c)(2) of License Exception CIV: N/A STA (§ 740.20(c)(2) of the EAR) may not be TSR: N/A used for any item in 1D608. SPECIAL CONDITIONS FOR STA LIST OF ITEMS CONTROLLED STA: Paragraph (c)(2) of License Exception Related Controls: (1) Software directly related STA (§ 740.20(c)(2) of the EAR) may not be to articles enumerated or otherwise de- used for any item in 1D607. scribed in USML Categories III, IV or V is LIST OF ITEMS CONTROLLED subject to the controls of those USML Cat- Related Controls: (1) ‘‘Software’’ directly re- egories, respectively. (2) See ECCN 0A919 lated to articles enumerated or otherwise for foreign-made ‘‘military commodities’’ described in USML Category XIV is subject that incorporate more than a de minimis to the ITAR (see 22 CFR § 121.1, Category amount of U.S.-origin ‘‘600 series’’ items. XIV(m)). ‘‘Software’’ controlled by USML Related Definitions: N/A Category XIV(m) includes ‘‘software’’ di- Items: a. ‘‘Software’’ ‘‘specially designed’’ for rectly related to any equipment containing the ‘‘development,’’ ‘‘production,’’ operation, reagents, algorithms, coefficients, soft- or maintenance of commodities controlled ware, libraries, spectral databases, or by ECCN 1B608 or 1C608. alarm set point levels developed under U.S. b. [Reserved] Department of Defense contract or funding 1D613 ‘‘Software’’ ‘‘specially designed’’ for for the detection, identification, warning the ‘‘development,’’ ‘‘production,’’ oper- or monitoring of items controlled in para- ation, or maintenance of commodities graphs (a) or (b) of USML Category XIV, or controlled by 1A613 or 1B613, as follows for chemical or biological agents specified (see List of Items Controlled). by U.S. Department of Defense funding or LICENSE REQUIREMENTS contract. (2) See ECCN 0A919 for ‘‘military Reason for Control: NS, RS, AT, UN commodities’’ located and produced outside the United States that incorporate Country chart more than a de minimis amount of US-ori- Control(s) (See Supp. No. 1 gin ‘‘600 series’’ controlled content. to part 738) Related Definitions: N/A NS applies to entire entry ex- NS Column 1 Items: cept 1D613.y. a. ‘‘Software’’ ‘‘specially designed’’ for the RS applies to entire entry ex- RS Column 1 ‘‘development,’’ ‘‘production,’’ operation, or cept 1D613.y.

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Country chart this entry to North Korea for anti-ter- Control(s) (See Supp. No. 1 rorism reasons. The Commerce Country to part 738) Chart is not designed to determine AT li- AT applies to entire entry ...... AT Column 1 censing requirements for this entry. See UN applies to entire entry, See § 746.1(b) for UN con- § 742.19 of the EAR for additional informa- except 1D613.y. trols tion. LIST BASED LICENSE EXCEPTIONS (SEE PART IST ASED ICENSE XCEPTIONS EE ART L B L E (S P 740 FOR A DESCRIPTION OF ALL LICENSE EX- 740 FOR A DESCRIPTION OF ALL LICENSE EX- CEPTIONS) CEPTIONS) CIV: N/A CIV: N/A TSR: N/A TSR: N/A SPECIAL CONDITIONS FOR STA LIST OF ITEMS CONTROLLED STA: Paragraph (c)(2) of License Exception Related Controls: See also 1B999. STA (§ 740.20(c)(2) of the EAR) may not be Related Definitions: N/A used for any ‘‘software’’ in 1D613. Items: a. Software ‘‘specially designed’’ for LIST OF ITEMS CONTROLLED industrial process control hardware/systems Related Controls: (1) ‘‘Software’’ directly re- controlled by 1B999, n.e.s.; lated to articles controlled by USML Cat- b. Software ‘‘specially designed’’ for equip- egory X is subject to the control of USML ment for the production of structural com- paragraph X(e) of the ITAR. (2) See ECCN posites, fibers, prepregs and preforms con- 0A919 for foreign-made ‘‘military commod- trolled by 1B999, n.e.s. ities’’ that incorporate more than a de minimis amount of US-origin ‘‘600 series’’ E. ‘‘TECHNOLOGY’’ controlled content. Related Definitions: N/A 1E001 ‘‘Technology’’ according to the Gen- Items: a. ‘‘Software’’ (other than ‘‘software’’ eral Technology Note for the ‘‘develop- controlled in paragraph .y of this entry) ment’’ or ‘‘production’’ of items controlled ‘‘specially designed’’ for the ‘‘development,’’ by 1A002, 1A003, 1A004, 1A005, 1A006.b, ‘‘production,’’ operation, or maintenance of 1A007, 1A008 1A101, 1B (except 1B608, commodities controlled by ECCNs 1A613 (ex- 1B613 or 1B999), or 1C (except 1C355, cept 1A613.y) or 1B613 (except 1B613.y). 1C608, 1C980 to 1C984, 1C988, 1C990, b. to x. [Reserved] 1C991, 1C995 to 1C999). y. Specific ‘‘software’’ ‘‘specially designed’’ LICENSE REQUIREMENTS for the ‘‘production,’’ ‘‘development,’’ operation, or maintenance of commodities con- Reason for Control: NS, MT, NP, CB, RS, AT trolled by ECCN 1A613.y. Country chart Control(s) (See Supp. No. 1 1D993 ‘‘Software’’ ‘‘specially designed’’ for to part 738) the ‘‘development,’’ ‘‘production’’ or ‘‘use’’ of materials controlled by 1C210.b, or NS applies to ‘‘technology’’ NS Column 1 1C990. for items controlled by LICENSE REQUIREMENTS 1A002, 1A003, 1A005, Reason for Control: AT 1A006.b, 1A007, 1B001 to 1B003, 1B018, 1C001 to Country Chart (See Supp. 1C011, or 1C018. Control(s) No. 1 to part 738) NS applies to ‘‘technology’’ NS Column 2 for items controlled by AT applies to entire entry ...... AT Column 1 1A004. MT applies to ‘‘technology’’ MT Column 1 LIST BASED LICENSE EXCEPTIONS (SEE PART for items controlled by 740 FOR A DESCRIPTION OF ALL LICENSE EX- 1A101, 1B001, 1B101, 1B102, 1B115 to 1B119, CEPTIONS) 1C001, 1C007, 1C011, CIV: N/A 1C101, 1C102, 1C107, TSR: N/A 1C111, 1C116, 1C117, or LIST OF ITEMS CONTROLLED 1C118 for MT reasons Related Controls: N/A NP applies to ‘‘technology’’ NP Column 1 Related Definitions: N/A for items controlled by Items: The list of items controlled is con- 1A002, 1A007, 1B001, tained in the ECCN heading 1B101, 1B201, 1B225, 1B226, 1B228 to 1B234, 1D999 Specific Software, n.e.s., as Follows 1C002, 1C010, 1C111, (See List of Items Controlled). 1C116, 1C202, 1C210, 1C216, 1C225 to 1C237, or LICENSE REQUIREMENTS 1C239 to 1C241 for NP Reason for Control: AT reasons Control(s): CB applies to ‘‘technology’’ CB Column 1 Country Chart. AT applies to entire entry. A for items controlled by license is required for items controlled by 1C351, 1C353, or 1C354

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Country chart (Equipment for detecting or identifying ex- Control(s) (See Supp. No. 1 plosives residues). (4) ‘‘Technology’’ for to part 738) lithium isotope separation (see related CB applies to ‘‘technology’’ CB Column 2 ECCN 1B233) and ‘‘technology’’ for items for materials controlled by described in ECCN 1C012 are subject to the 1C350 and for chemical export licensing authority of the Depart- detection systems and ment of Energy (see 10 CFR part 810). (5) dedicated detectors there- ‘‘Technology’’ for items described in ECCN for, in 1A004.c, that also 1A102 is ‘‘subject to the ITAR’’ (see 22 CFR have the technical charac- parts 120 through 130). teristics described in Related Definitions: N/A 2B351.a RS applies to technology for RS Column 2 Items: The list of items controlled is con- equipment controlled in tained in the ECCN heading. 1A004.d AT applies to entire entry AT Column 1 1E002 Other ‘‘technology’’ as follows (see List of Items Controlled). REPORTING REQUIREMENTS LICENSE REQUIREMENTS See § 743.1 of the EAR for reporting require- Reason for Control: NS, MT, NP, AT ments for exports under License Excep- Country chart tions, and Validated End-User authoriza- Control(s) (See Supp. No. 1 tions to part 738) LIST BASED LICENSE EXCEPTIONS (SEE PART 740 FOR A DESCRIPTION OF ALL LICENSE EX- NS applies to entire entry, ex- NS Column 1 CEPTIONS) cept 1E002.g CIV: N/A NS applies to 1E002.g NS Column 2 MT applies to 1E002.e MT Column 1 TSR: Yes, except for the following: NP applies to ‘‘technology’’ NP Column 1 (1) Items controlled for MT reasons; or (2) for items controlled by Exports and reexports to destinations out- 1A002 for NP reasons side of those countries listed in Country AT applies to entire entry AT Column 1 Group A:5 (See Supplement No. 1 to part 740 of the EAR) of ‘‘technology’’ for the REPORTING REQUIREMENTS ‘‘development’’ or production’’ of the fol- See § 743.1 of the EAR for reporting require- lowing: ments for exports under License Excep- (a) Items controlled by 1C001; or tions, and Validated End-User authoriza- (b) Items controlled by 1A002.a which are tions composite structures or laminates having LIST BASED LICENSE EXCEPTIONS (SEE PART an organic ‘‘matrix’’ and being made from 740 FOR A DESCRIPTION OF ALL LICENSE EX- materials listed under 1C010.c or 1C010.d. CEPTIONS) SPECIAL CONDITIONS FOR STA CIV: N/A STA: License Exception STA may not be TSR: Yes, except for 1E002.e and .f. used to ship or transmit ‘‘technology’’ ac- License Exceptions Note: License Exception cording to the General Technology Note TSU is not applicable for the repair ‘‘tech- for the ‘‘development’’ or ‘‘production’’ of nology’’ controlled by 1E002.e or .f, see supple- equipment and materials specified by ment no. 2 to this part. ECCNs 1A002, 1C001, 1C007.c, 1C010.c or d or SPECIAL CONDITIONS FOR STA 1C012 to any of the destinations listed in STA: License Exception STA may not be Country Group A:6 (See Supplement No.1 used to ship or transmit any item in to part 740 of the EAR). 1E002.e or .f to any of the destinations list- LIST OF ITEMS CONTROLLED ed in Country Group A:6 (See Supplement Related Controls: (1) Also see ECCNs 1E101, No. 1 to part 740 of the EAR). 1E201, and 1E202. (2) See ECCN 1E608 for LIST OF ITEMS CONTROLLED ‘‘technology’’ for items classified under Related Controls: See also 1E001, 1E101,1E102, ECCN 1B608 or 1C608 that, immediately 1E202, and 1E994 for ‘‘technology’’ related prior to July 1, 2014, were classified under to 1E002.e or .f. ECCN 1B018.a or 1C018.b through .m (note Related Definitions: N/A that ECCN 1E001 controls ‘‘development’’ Items: and ‘‘production’’ ‘‘technology’’ for chlo- a. ‘‘Technology’’ for the ‘‘development’’ or rine trifluoride controlled by ECCN ‘‘production’’ of polybenzothiazoles or 1C111.a.3.f—see ECCN 1E101 for controls on polybenzoxazoles; ‘‘use’’ ‘‘technology’’ for chlorine b. ‘‘Technology’’ for the ‘‘development’’ or trifluoride). (3) See ECCN 1E002.g for con- ‘‘production’’ of fluoroelastomer compounds trol libraries (parametric technical data- containing at least one vinylether monomer; bases) ‘‘specially designed’’ or modified to c. ‘‘Technology’’ for the design or ‘‘pro- enable equipment to perform the functions duction’’ of the following ceramic powders or of equipment controlled under ECCN non-‘‘composite’’ ceramic materials: 1A004.c (Nuclear, biological and chemical c.1. Ceramic powders having all of the fol- (NBC) detection systems) or ECCN 1A004.d lowing:

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c.1.a. Any of the following compositions: Country chart c.1.a.1. Single or complex oxides of zir- Control(s) (See Supp. No. 1 conium and complex oxides of silicon or alu- to part 738) minum; MT applies to ‘‘technology’’ MT Column 1 c.1.a.2. Single nitrides of boron (cubic crys- for commodities and soft- talline forms); ware controlled by 1A101, 1A102, 1B001, 1B101, c.1.a.3. Single or complex carbides of sil- 1B102, 1B115 to 1B119, icon or boron; or 1C001, 1C007, 1C011, c.1.a.4. Single or complex nitrides of sil- 1C101, 1C107, 1C111, icon; 1C116, 1C117, 1C118, c.1.b. Any of the following total metallic 1D001, 1D101, or 1D103 for MT reasons. impurities (excluding intentional additions): NP applies to ‘‘technology’’ NP Column 1 c.1.b.1. Less than 1,000 ppm for single ox- for items controlled by ides or carbides; or 1B001, 1B101, 1C111, c.1.b.2. Less than 5,000 ppm for complex 1C116, 1D001, or 1D101 for NP reasons. compounds or single nitrides; and AT applies to entire entry ...... AT Column 1 c.1.c. Being any of the following: c.1.c.1. Zirconia (CAS 1314–23–4) with an av- LIST BASED LICENSE EXCEPTIONS (SEE PART erage particle size equal to or less than 1 μm 740 FOR A DESCRIPTION OF ALL LICENSE EX- and no more than 10% of the particles larger CEPTIONS) than 5 μm; or CIV: N/A c.1.c.2. Other ceramic powders with an av- TSR: N/A erage particle size equal to or less than 5 μm LIST OF ITEMS CONTROLLED and no more than 10% of the particles larger Related Controls: ‘‘Technology’’ for items than 10 μm; controlled by 1A102 is ‘‘subject to the c.2. Non-‘‘composite’’ ceramic materials ITAR’’ (see 22 CFR parts 120 through 130). Related Definitions: N/A composed of the materials described in Items: The list of items controlled is con- 1E002.c.1; tained in the ECCN heading. Note: 1E002.c.2 does not control ‘‘technology’’ for abrasives. 1E102 ‘‘Technology’’ according to the Gen- d. [Reserved] eral Technology Note for the ‘‘develop- e. ‘‘Technology’’ for the installation, main- ment’’ of software controlled by 1D001, tenance or repair of materials controlled by 1D101 or 1D103. 1C001; LICENSE REQUIREMENTS f. ‘‘Technology’’ for the repair of ‘‘com- Reason for Control: MT, NP, AT posite’’ structures, laminates or materials Country Chart (See Supp. controlled by 1A002 or 1C007.c; Control(s) No. 1 to part 738) Note: 1E002.f does not control ‘‘technology’’ for the repair of ‘‘civil aircraft’’ structures using MT applies to entire entry ..... MT Column 1. NP applies to ‘‘technology’’ NP Column 1. carbon ‘‘fibrous or filamentary materials’’ and for items controlled by epoxy resins, contained in ‘‘aircraft’’ manufac- 1D001 and 1D101 for NP turers’ manuals. reasons. g. ‘‘Libraries’’ ‘‘specially designed’’ or AT applies to entire entry ...... AT Column 1. modified to enable equipment to perform the LIST BASED LICENSE EXCEPTIONS (SEE PART functions of equipment controlled under 740 FOR A DESCRIPTION OF ALL LICENSE EX- 1A004.c or 1A004.d. CEPTIONS) 1E101 ‘‘Technology’’, in accordance with the CIV: N/A TSR: N/A General Technology Note, for the ‘‘use’’ of LIST OF ITEMS CONTROLLED commodities and ‘‘software’’ controlled by Related Controls: This entry includes data- 1A101, 1A102, 1B001, 1B101, 1B102, 1B115 bases ‘‘specially designed’’ for analysis of to 1B119, 1C001, 1C007, 1C011, 1C101, signature reduction. 1C107, 1C111, 1C116, 1C117, 1C118, 1D001, Related Definitions: N/A 1D101, or 1D103. Items: The list of items controlled is con- LICENSE REQUIREMENTS tained in the ECCN heading. Reason for Control: MT, NP, AT 1E103 ‘‘Technical data’’ (including processing conditions) and procedures for the regulation of temperature, pressure or atmosphere in autoclaves or hydroclaves, when used for the ‘‘production’’ of ‘‘composites’’ or partially processed ‘‘composites’’, usable for equipment or materials

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specified in 1C007, 1C102, 1C107, 1C116, LIST BASED LICENSE EXCEPTIONS (SEE PART 1C117, 1C118, 9A110, and 9C110. 740 FOR A DESCRIPTION OF ALL LICENSE EX- LICENSE REQUIREMENTS CEPTIONS) Reason for Control: MT, AT CIV: N/A TSR: N/A Control(s) Country Chart (See Supp. LIST OF ITEMS CONTROLLED No. 1 to part 738) Related Controls: N/A MT applies to entire entry ..... MT Column 1 Related Definitions: N/A AT applies to entire entry ...... AT Column 1 Items: The list of items controlled is contained in the ECCN heading. LIST BASED LICENSE EXCEPTIONS (SEE PART 1E202 ‘‘Technology’’ according to the Gen- 740 FOR A DESCRIPTION OF ALL LICENSE EX- eral Technology Note for the ‘‘develop- CEPTIONS) ment’’ or ‘‘production’’ of goods con- CIV: N/A trolled by 1A202 or 1A225 to 1A227. TSR: N/A LICENSE REQUIREMENTS LIST OF ITEMS CONTROLLED Reason for Control: NP, AT Related Controls: See also 1E203 Related Definitions: N/A Country Chart (See Supp. Items: The list of items controlled is con- Control(s) No. 1 to part 738) tained in the ECCN heading. NP applies to entire entry ...... NP Column 1 1E104 ‘‘Technology’’ for the ‘‘production’’ of AT applies to entire entry ...... AT Column 1 pyrolytically derived materials formed on a mold, mandrel or other substrate from LIST BASED LICENSE EXCEPTIONS (SEE PART precursor gases which decompose in the 740 FOR A DESCRIPTION OF ALL LICENSE EX- 1,573 K (1,300 ≥C) to 3,173 K (2,900 ≥C) tem- CEPTIONS) perature range at pressures of 130 Pa (1 CIV: N/A mm Hg) to 20 kPa (150 mm Hg), including TSR: N/A ‘‘technology’’ for the composition of pre- LIST OF ITEMS CONTROLLED cursor gases, flow-rates and process con- Related Controls: N/A trol schedules and parameters. Related Definitions: N/A Items: The list of items controlled is con- LICENSE REQUIREMENTS Reason for Control: MT, AT tained in the ECCN heading. 1E203 ‘‘Technology’’ according to the Gen- Country Chart (See Supp. Control(s) No. 1 to part 738) eral Technology Note for the ‘‘development’’ or ‘‘production’’ of ‘‘software’’ con- MT applies to entire entry ..... MT Column 1 trolled by 1D201. AT applies to entire entry ...... AT Column 1 LICENSE REQUIREMENTS Reason for Control: NP, AT LIST BASED LICENSE EXCEPTIONS (SEE PART 740 FOR A DESCRIPTION OF ALL LICENSE EX- Control(s) Country Chart (See Supp. CEPTIONS) No. 1 to part 738) CIV: N/A NP applies to entire entry ...... NP Column 1 TSR: N/A AT applies to entire entry ...... AT Column 1 LIST OF ITEMS CONTROLLED Related Controls: N/A LIST BASED LICENSE EXCEPTIONS (SEE PART Related Definitions: N/A 740 FOR A DESCRIPTION OF ALL LICENSE EX- Items: The list of items controlled is con- CEPTIONS) tained in the ECCN heading. CIV: N/A TSR: N/A 1E201 ‘‘Technology’’ according to the Gen- LIST OF ITEMS CONTROLLED eral Technology Note for the ‘‘use’’ of Related Controls: N/A items controlled by 1A002, 1A007, 1A202, Related Definitions: N/A 1A225 to 1A227, 1B201, 1B225, 1B226, Items: The list of items controlled is con- 1B228 to 1B232, 1B233.b, 1B234, 1C002.b.3 tained in the ECCN heading. and b.4, 1C010.a, 1C010.b, 1C010.e.1, 1C202, 1C210, 1C216, 1C225 to 1C237, 1E350 ‘‘Technology’’ according to the ‘‘Gen- 1C239 to 1C241 or 1D201. eral Technology Note’’ for facilities de- Reason for Control: NP, AT signed or intended to produce chemicals controlled by 1C350. Country Chart (See Supp. ICENSE EQUIREMENTS Control(s) No. 1 to part 738) L R Reason for Control: CB, AT NP applies to entire entry, for NP Column 1. items controlled for NP rea- Control(s) Country Chart (See Supp. sons. No. 1 to part 738) AT applies to entire entry ...... AT Column 1 CB applies to entire entry ...... CB Column 2

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LIST BASED LICENSE EXCEPTIONS (SEE PART Control(s) Country Chart (See Supp. No. 1 to part 738) 740 FOR A DESCRIPTION OF ALL LICENSE EX- CEPTIONS) AT applies to entire entry ...... AT Column 1 TSR: N/A CIV: N/A LIST BASED LICENSE EXCEPTIONS (SEE PART LIST OF ITEMS CONTROLLED 740 FOR A DESCRIPTION OF ALL LICENSE EX- Related Controls: N/A CEPTIONS) CIV: N/A Related Definitions: N/A TSR: N/A Items: a. Technology for the production of LIST OF ITEMS CONTROLLED the following CWC Schedule 2 toxic chemi- Related Controls: N/A cals: Related Definitions: N/A a.1. PFIB: 1,1,3,3,3-Pentafluoro-2- Items: The list of items controlled is con- (trifluoromethyl)-1-propene (382–21–8); tained in the ECCN heading. a.2. [Reserved] b. Technology for the production of the fol- 1E351 ‘‘Technology’’ according to the Gen- lowing CWC Schedule 3 toxic chemicals: eral Technology Note for the disposal of b.1. Phosgene: Carbonyl dichloride (75–44– chemicals or microbiological materials 5); controlled by 1C350, 1C351, 1C353, or b.2. Cyanogen chloride (506–77–4); 1C354. b.3. Hydrogen cyanide (74–90–8). LICENSE REQUIREMENTS Reason for Control: CB, AT 1E607 ‘‘Technology’’ ‘‘required’’ for the ‘‘development,’’ ‘‘production,’’ operation, in- Control(s) Country Chart (See Supp. stallation, maintenance, repair, overhaul, No. 1 to part 738) or refurbishing of items controlled by CB applies to ‘‘technology’’ CB Column 1. ECCN 1A607, 1B607, 1C607, or 1D607 (see for items controlled by List of Items Controlled). 1C351, 1C353, or 1C354. LICENSE REQUIREMENTS CB applies to ‘‘technology’’ CB Column 2. Reason for Control: NS, RS, AT, UN for the disposal of items controlled by 1C350. Control(s) Country chart (see Supp. No. AT applies to entire entry ...... AT Column 1. 1 to Part 738)

LIST BASED LICENSE EXCEPTIONS (SEE PART NS applies to entire entry, ex- NS Column 1. cept ‘‘technology’’ for 740 FOR A DESCRIPTION OF ALL LICENSE EX- 1C607.a.10, .a.11, .a.12, CEPTIONS) and .a.14 and for 1D607 CIV: N/A ‘‘software’’ therefor. TSR: N/A RS applies to entire entry ...... RS Column 1. LIST OF ITEMS CONTROLLED AT applies to entire entry ...... AT Column 1. Related Controls: N/A UN applies to entire entry ..... See § 746.1(b) for UN con- Related Definitions: N/A trols. Items: The list of items controlled is contained in the ECCN heading. LIST BASED LICENSE EXCEPTIONS (SEE PART 740 FOR A DESCRIPTION OF ALL LICENSE EX- 1E355 Technology for the production of CEPTIONS) Chemical Weapons Convention (CWC) CIV: N/A Schedule 2 and 3 chemicals, as follows TSR: N/A (see List of Items Controlled): SPECIAL CONDITIONS FOR STA LICENSE REQUIREMENTS STA: Paragraph (c)(2) of License Exception Reason for Control: CW, AT STA (§ 740.20(c)(2) of the EAR) may not be used for any item in 1E607. Country Chart (See Supp. LIST OF ITEMS CONTROLLED Control(s) No. 1 to part 738) Related Controls: Technical data directly re- CW applies to entire entry. A lated to defense articles enumerated or license is required for CW otherwise described in USML Category reasons to CWC non- XIV are subject to the ITAR (see 22 CFR States Parties (destinations § 121.1, Category XIV(m)). Technical data not listed in Supplement controlled by USML Category XIV(m) in- No. 2 to part 745), except for Israel and Taiwan. See clude technical data directly related to § 742.18 of the EAR. The any equipment containing reagents, algo- Commerce Country Chart rithms, coefficients, software, libraries, is not designed to deter- spectral databases, or alarm set point lev- mine licensing require- els developed under U.S. Department of De- ments for items controlled fense contract or funding for the detection, for CW reasons. identification, warning or monitoring of AT applies to the entire entry AT Column 1 items controlled in paragraphs (a) or (b) of

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USML Category XIV, or for chemical or bi- c. ‘‘Technology’’ ‘‘required’’ for the ‘‘de- ological agents specified by U.S. Depart- velopment’’ or ‘‘production’’ of nitrate esters ment of Defense funding or contract. (e.g., nitroglycerine) at rates greater than Related Definitions: N/A 2000 pounds per hour. Items: a. ‘‘Technology’’ ‘‘required’’ for the ‘‘de- 1E613 ‘‘Technology’’ ‘‘required’’ for the ‘‘development,’’ ‘‘production,’’ operation, instal- velopment,’’ ‘‘production,’’ operation, in- lation, maintenance, repair, overhaul, or re- stallation, maintenance, repair, overhaul, furbishing of items controlled by ECCN or refurbishing of commodities controlled 1A607, 1B607, 1C607 or 1D607. by 1A613 or 1B613 or ‘‘software’’ con- Note to 1E607.a: ECCN 1E607.a includes trolled by 1D613, as follows (see list of ‘‘technology’’ ‘‘required’’ exclusively for the in- items controlled). corporation of ‘‘biocatalysts’’ controlled by LICENSE REQUIREMENTS ECCN 1C607.c.1 into military carrier substances Reason for Control: NS, RS, AT, UN or military material. b. [RESERVED] Country chart Control(s) (See Supp. No. 1 to part 738) 1E608 ‘‘Technology’’ ‘‘required’’ for the ‘‘development,’’ ‘‘production,’’ operation, in- NS applies to entire entry ex- NS Column 1 stallation, maintenance, repair, overhaul, cept 1E613.y. or refurbishing of equipment controlled RS applies to entire entry ex- RS Column 1 in 1B608 or materials controlled by 1C608 cept 1E613.y. (see List of Items Controlled). AT applies to entire entry ...... AT Column 1 LICENSE REQUIREMENTS UN applies to entire entry, See § 746.1(b) for UN con- Reason for Control: NS, RS, MT, AT, UN except 1E613.y. trols

Country Chart LIST BASED LICENSE EXCEPTIONS (SEE PART Control(s) (See Supp. No. 1 740 FOR A DESCRIPTION OF ALL LICENSE EX- to part 738) CEPTIONS) NS applies to entire entry ...... NS Column 1 CIV: N/A RS applies to entire entry ...... RS Column 1 TSR: N/A MT applies to ‘‘technology’’ MT Column 1 SPECIAL CONDITIONS FOR STA ‘‘required’’ for 1C608.m. STA: Paragraph (c)(2) of License Exception AT applies to entire entry ...... AT Column 1 UN applies to entire entry ..... See § 746.1(b) for UN con- STA (§ 740.20(c)(2) of the EAR) may not be trols used for any ‘‘technology’’ in 1E613. LIST OF ITEMS CONTROLLED LIST BASED LICENSE EXCEPTIONS (SEE PART Related Controls: Technical data directly re- 740 FOR A DESCRIPTION OF ALL LICENSE EX- lated to articles controlled by USML Cat- CEPTIONS) egory X are subject to the control of USML CIV: N/A paragraph X(e) of the ITAR. TSR: N/A Related Definitions: N/A SPECIAL CONDITIONS FOR STA Items: a. ‘‘Technology’’ (other than ‘‘tech- STA: Paragraph (c)(2) of License Exception nology’’ controlled by paragraph .y of this STA (§ 740.20(c)(2) of the EAR) may not be entry) ‘‘required’’ for the ‘‘development,’’ used for any item in 1E608. ‘‘production,’’ operation, installation, main- LIST OF ITEMS CONTROLLED tenance, repair, overhaul, or refurbishing of Related Controls: (1) Technical data directly commodities or ‘‘software’’ controlled by related to articles enumerated or other- ECCNs 1A613 (except 1A613.y), 1B613 or 1D613 wise described in USML Categories III, IV, (except 1D613.y). or V are subject to the controls of those b. through x. [Reserved] USML Categories, respectively. y. Specific ‘‘technology’’ ‘‘required’’ for (2) ‘‘Technology’’ for chlorine trifluoride is the ‘‘production,’’ ‘‘development,’’ operation, controlled under ECCN 1E001 (‘‘develop- installation, maintenance, repair, overhaul, ment’’ and ‘‘production’’) and ECCN 1E101 or refurbishing of commodities or software (‘‘use’’). controlled by ECCN 1A613.y or 1D613.y. Related Definitions: N/A Items: a. ‘‘Technology’’ ‘‘required’’ for the 1E994 ‘‘Technology’’ for the ‘‘development’’, ‘‘development,’’ ‘‘production,’’ operation, in- ‘‘production’’, or ‘‘use’’ of fibrous and fila- stallation, maintenance, repair, overhaul, or mentary materials controlled by 1C990. refurbishing of equipment controlled by LICENSE REQUIREMENTS ECCN 1B608 or materials controlled by ECCN Reason for Control: AT 1C608. b. ‘‘Technology’’ ‘‘required’’ for the ‘‘de- Control(s) Country Chart (See Supp. velopment’’ or ‘‘production’’ of nitrocellu- No. 1 to part 738) lose with nitrogen content over 12.6% and at AT applies to entire entry ...... AT Column 1 rates greater than 2000 pounds per hour.

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LIST BASED LICENSE EXCEPTIONS (SEE PART 11. DNGU (DINGU or dinitroglycoluril) 740 FOR A DESCRIPTION OF ALL LICENSE EX- (CAS 55510–04–8); CEPTIONS) 12. Furazans as follows: CIV: N/A a. DAAOF (diaminoazoxyfurazan); TSR: N/A b. DAAzF (diaminoazofurazan) (CAS 78644– LIST OF ITEMS CONTROLLED 90–3); Related Controls: N/A 13. HMX and derivatives, as follows: Related Definitions: N/A a. HMX Items: The list of items controlled is con- (Cyclotetramethylenetetranitramine, tained in the ECCN heading. octahydro-1,3,5,7-tetranitro-1,3,5,7-tetrazine, 1,3,5,7-tetranitro-1,3,5,7-tetraza-cyclooctane, 1E998 ‘‘Technology’’ for the ‘‘development’’ octogen or octogene) (CAS 2691–41–0); or ‘‘production’’ of processing equipment b. difluoroaminated analogs of HMX; controlled by 1B999, and materials con- c. K-55 (2,4,6,8-tetranitro-2,4,6,8- trolled by 1C996, 1C997, 1C998, or 1C999. tetraazabicyclo [3,3,0]-octanone-3, LICENSE REQUIREMENTS tetranitrosemiglycouril or keto-bicyclic Reason for Control: AT HMX) (CAS 130256–72–3); 14. HNAD (hexanitroadamantane) (CAS Control(s) Country Chart (See Supp. 143850–71–9); No. 1 to part 738) 15. HNS (hexanitrostilbene) (CAS 20062–22– 0); AT applies to entire entry ...... AT Column 1. 16. Imidazoles as follows: a. BNNII (Octahydro-2,5- LIST BASED LICENSE EXCEPTIONS (SEE PART bis(nitroimino)imidazo [4,5-d]imidazole); 740 FOR A DESCRIPTION OF ALL LICENSE EX- b. DNI (2,4-dinitroimidazole) (CAS 5213–49– CEPTIONS) 0); CIV: N/A c. FDIA (1-fluoro-2,4-dinitroimidazole); TSR: N/A d. NTDNIA (N-(2-nitrotriazolo)-2,4- LIST OF ITEMS CONTROLLED dinitroimidazole); Related Controls: N/A e. PTIA (1-picryl-2,4,5-trinitroimidazole); Related Definitions: N/A 17. NTNMH (1-(2-nitrotriazolo)-2- Items: The list of items controlled is con- dinitromethylene hydrazine); tained in the ECCN heading. 18. NTO (ONTA or 3-nitro-1,2,4-triazol-5- one) (CAS 932–64–9); EAR99 Items Subject to the EAR That Are 19. Polynitrocubanes with more than four Not Elsewhere Specified in This CCL Cat- nitro groups; egory or in Any Other Category in the 20. PYX (2,6-Bis(picrylamino)-3,5- CCL Are Designated by the Number dinitropyridine) (CAS 38082–89–2); EAR99. 21. RDX and derivatives, as follows: a. RDX (cyclotrimethylenetrinitramine, ANNEX TO CATEGORY 1 cyclonite, T4, hexahydro-1,3,5-trinitro-1,3,5- List of Explosives (See ECCNs 1A004 and 1A008) triazine, 1,3,5-trinitro-1,3,5-triaza- cyclohexane, hexogen or hexogene) (CAS 121– 1. ADNBF (aminodinitrobenzofuroxan or 7- 82–4); amino-4,6-dinitrobenzofurazane-1-oxide) b. Keto-RDX (K-6 or 2,4,6-trinitro-2,4,6- (CAS 97096–78–1); triazacyclohexanone) (CAS 115029–35–1); 2. BNCP (cis-bis (5-nitrotetrazolato) tetra 22. TAGN (triaminoguanidinenitrate) (CAS amine-cobalt (III) perchlorate) (CAS 117412– 4000–16–2); 28–9); 23. TATB (triaminotrinitrobenzene) (CAS 3. CL–14 (diamino dinitrobenzofuroxan or 3058–38–6); 5,7-diamino-4,6-dinitrobenzofurazane-1-oxide) 24. TEDDZ (3,3,7,7-tetrabis(difluoroamine) (CAS 117907–74–1); octahydro-1,5-dinitro-1,5-diazocine); 4. CL–20 (HNIW or 25. Tetrazoles as follows: Hexanitrohexaazaisowurtzitane) (CAS 135285– a. NTAT (nitrotriazol aminotetrazole); 90–4); chlathrates of CL–20; b. NTNT (1-N-(2-nitrotriazolo)-4- 5. CP (2-(5-cyanotetrazolato) penta amine- nitrotetrazole); cobalt (III) perchlorate) (CAS 70247–32–4); 26. Tetryl (trinitrophenylmethylnitramine) 6. DADE (1,1-diamino-2,2-dinitroethylene, (CAS 479–45–8); FOX7) (CAS 145250–81–3); 27. TNAD (1,4,5,8-tetranitro-1,4,5,8- 7. DATB (diaminotrinitrobenzene) (CAS tetraazadecalin) (CAS 135877–16–6); 1630–08–6); 28. TNAZ (1,3,3-trinitroazetidine) (CAS 8. DDFP (1,4-dinitrodifurazanopiperazine); 97645–24–4); 9. DDPO (2,6-diamino-3,5-dinitropyrazine-1- 29. TNGU (SORGUYL or oxide, PZO) (CAS 194486–77–6); tetranitroglycoluril) (CAS 55510–03–7); 10. DIPAM (3,3′-diamino-2,2′,4,4′,6,6′- 30. TNP (1,4,5,8-tetranitro-pyridazino[4,5- hexanitrobiphenyl or dipicramide) (CAS d]pyridazine) (CAS 229176–04–9); 17215–44–0); 31. Triazines as follows:

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a. DNAM (2-oxy-4,6-dinitroamino-s-tri- A. ‘‘END ITEMS’’, ‘‘EQUIPMENT’’, ‘‘ACCES- azine) (CAS 19899–80–0); SORIES’’, ‘‘ATTACHMENTS’’, ‘‘PARTS’’, ‘‘COM- b. NNHT (2-nitroimino-5-nitro-hexahydro- PONENTS’’ AND ‘‘SYSTEMS’’ 1,3,5-triazine) (CAS 130400–13–4); 2A001 Anti-friction bearings and bearing 32. Triazoles as follows: systems, as follows, (see List of Items a. 5-azido-2-nitrotriazole; Controlled) and ‘‘components’’ therefor. b. ADHTDN (4-amino-3,5-dihydrazino-1,2,4- Reason for Control: NS, MT, AT triazole dinitramide) (CAS 1614–08–0); c. ADNT (1-amino-3,5-dinitro-1,2,4-tri- Country chart azole); Control(s) (See Supp. No. 1 to part 738) d. BDNTA ((bis-dinitrotriazole)amine); e. DBT (3,3′-dinitro-5,5-bi-1,2,4-triazole) NS applies to entire entry ...... NS Column 2 (CAS 30003–46–4); MT applies to radial ball bear- MT Column 1 f. DNBT (dinitrobistriazole) (CAS 70890–46– ings having all tolerances 9); specified in accordance with ISO 492 Tolerance g. [Reserved] Class 2 (or ANSI/ABMA h. NTDNT (1-N-(2-nitrotriazolo) 3,5- Std 20 Tolerance Class dinitrotriazole); ABEC–9, or other national i. PDNT (1-picryl-3,5-dinitrotriazole); equivalents) or better and j. TACOT having all the following characteristics: An inner (tetranitrobenzotriazolobenzotriazole) (CAS ring bore diameter between 25243–36–1); 12 and 50 mm; an outer 33. ‘‘Explosives’’ not listed elsewhere in ring outside diameter be- this list having a detonation velocity exceed- tween 25 and 100 mm; and ing 8,700 m/s, at maximum density, or a deto- a width between 10 and 20 nation pressure exceeding 34 GPa (340 kbar); mm. AT applies to entire entry ...... AT Column 1 34. [Reserved] 35. Nitrocellulose (containing more than LIST BASED LICENSE EXCEPTIONS (SEE PART 12.5% nitrogen) (CAS 9004–70–0); 740 FOR A DESCRIPTION OF ALL LICENSE EX- 36. Nitroglycol (CAS 628–96–6); CEPTIONS) 37. Pentaerythritol tetranitrate (PETN) LVS: $3000, N/A for MT (CAS 78–11–5); GBS: Yes, for 2A001.a, N/A for MT 38. Picryl chloride (CAS 88–88–0); CIV: Yes, for 2A001.a, N/A for MT 39. 2,4,6 Trinitrotoluene (TNT) (CAS 118–96– LIST OF ITEMS CONTROLLED 7); Related Controls: (1) See also 2A991. (2) Quiet 40. Nitroglycerine (NG) (CAS 55–63–0); running bearings are ‘‘subject to the 41. Triacetone Triperoxide (TATP) (CAS ITAR’’ (see 22 CFR parts 120 through 130). 17088–37–8); Items: 42. Guanidine nitrate (CAS 506–93–4); Note 1: 2A001.a includes ball bearing and roll- 43. Nitroguanidine (NQ) (CAS 556–88–7); er elements ‘‘specially designed’’ for the items 44. DNAN (2,4-dinitroanisole) (CAS 119–27– specified therein. 7); Note 2: 2A001 does not control balls with toler- 45. TEX (4,10-Dinitro-2,6,8,12-tetraoxa-4,10- ances specified by the manufacturer in accord- diazaisowurtzitane); ance with ISO 3290 as grade 5 or worse. 46. GUDN (Guanylurea dinitramide) FOX- a. Ball bearings and solid roller bearings, 12 (CAS 217464–38–5); having all tolerances specified by the manu- 47. Tetrazines as follows: facturer in accordance with ISO 492 Toler- a. BTAT (Bis(2,2,2-trinitroethyl)-3,6- ance Class 4 (or national equivalents), or bet- diaminotetrazine); ter, and having both ’rings’ and ’rolling elements’, made from monel or beryllium; b. LAX-112 (3,6-diamino-1,2,4,5-tetrazine- Note: 2A001.a does not control tapered roller 1,4-dioxide); bearings. 48. Energetic ionic materials melting be- Technical Notes: 1. ’Ring’—annular part of a tween 343 K (70 °C) and 373 K (100 °C) and with radial rolling bearing incorporating one or more detonation velocity exceeding 6,800 m/s or raceways (ISO 5593:1997). detonation pressure exceeding 18 GPa (180 2. ’Rolling element’- ball or roller which rolls kbar); between raceways (ISO 5593:1997). 49. BTNEN (Bis(2,2,2-trinitroethyl)-nitra- b. [Reserved] mine) (CAS 19836–28–3); c. Active magnetic bearing systems using ′ ′ 50. FTDO (5,6-(3 ,4 -furazano)-1,2,3,4-tetra- any of the following: zine-1,3-dioxide). c.1. Materials with flux densities of 2.0 T or greater and yield strengths greater than 414 CATEGORY 2—MATERIALS PROCESSING MPa; Note: For quiet running bearings, see the U.S. c.2. All-electromagnetic 3D homopolar bias Munitions List. designs for actuators; or

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c.3. High temperature (450 K (177 °C) and a.2.c. Cerium sulphide (Ce2S3); above) position sensors. a.2.d. Erbium oxide (erbia) (Er2O3); a.2.e. Hafnium oxide (hafnia) (HfO ); 2A101 Radial Ball Bearings Having all Tol- 2 a.2.f. Magnesium oxide (MgO); erances Specified in Accordance With a.2.g. Nitrided niobium-titanium-tungsten ISO 492 Tolerance Class 2 (or ANSI/ABMA alloy (approximately 50% Nb, 30% Ti, 20% Std 20 Tolerance Class ABEC-9 or Other W); National Equivalents), or Better and Hav- ing all the Following Characteristics (see a.2.h. Yttrium oxide (yttria) (Y2O3); or List of Items Controlled). a.2.i. Zirconium oxide (zirconia) (ZrO2); LICENSE REQUIREMENTS b. Crucibles having both of the following Reason for Control: MT, AT characteristics: b.1. A volume of between 50 cm3 (50 ml) and 3 Control(s) Country Chart (See Supp. 2,000 cm (2 liters); and No. 1 to part 738) b.2. Made of or lined with tantalum, having MT applies to entire entry ..... MT Column 1. a purity of 99.9% or greater by weight; AT applies to entire entry ...... AT Column 1. c. Crucibles having all of the following characteristics: LIST BASED LICENSE EXCEPTIONS (SEE PART c.1. A volume of between 50 cm3 (50 ml) and 740 FOR A DESCRIPTION OF ALL LICENSE EX- 2,000 cm3 (2 liters); CEPTIONS) c.2. Made of or lined with tantalum, having LVS: N/A a purity of 98% or greater by weight; and GBS: N/A c.3. Coated with tantalum carbide, nitride, CIV: N/A boride, or any combination thereof. LIST OF ITEMS CONTROLLED Related Controls: See ECCN 2A001. 2A226 Valves having all of the following Related Definitions: N/A characteristics (see List of Items Con- Items: a. An inner ring bore diameter be- trolled). tween 12 and 50 mm; LICENSE REQUIREMENTS b. An outer ring outside diameter between Reason for Control:NP, CB, AT 25 and 100 mm; and c. A width between 10 and 20 mm. Country Chart (See Supp. Control(s) No. 1 to part 738) 2A225 Crucibles made of materials resistant to liquid actinide metals (see List of NP applies to entire entry ...... NP Column 1. Items Controlled). CB applies to valves that also CB Column 2. LICENSE REQUIREMENTS meet or exceed the tech- Reason for Control: NP, AT nical parameters in 2B350.g. AT applies to entire entry ...... AT Column 1. Country Chart (See Supp. Control(s) No. 1 to part 738) LIST BASED LICENSE EXCEPTIONS (SEE PART NP applies to entire entry ...... NP Column 1 740 FOR A DESCRIPTION OF ALL LICENSE EX- AT applies to entire entry ...... AT Column 1 CEPTIONS) LVS: N/A LIST BASED LICENSE EXCEPTIONS (SEE PART GBS: N/A 740 FOR A DESCRIPTION OF ALL LICENSE EX- CIV: N/A CEPTIONS) LVS: N/A LIST OF ITEMS CONTROLLED GBS: N/A Related Controls: (1) See ECCNs 2E001 (‘‘de- CIV: N/A velopment’’), 2E002 (‘‘production’’), and LIST OF ITEMS CONTROLLED 2E201 (‘‘use’’) for technology for items con- Related Controls: See ECCNs 2E001 (‘‘develop- trolled under this entry. (2) Also see ment’’), 2E002 (‘‘production’’), and 2E201 ECCNs 2A992, 2B350.g and 2B999. (3) Valves (‘‘use’’) for technology for items controlled ‘‘specially designed’’ or prepared for cer- under this entry. tain nuclear uses are subject to the export Related Definitions: N/A licensing authority of the Nuclear Regu- Items: a. Crucibles having both of the fol- latory Commission (see 10 CFR part 110). lowing characteristics: Related Definitions: For valves with different a.1. A volume of between 150 cm3 (150 ml) inlet and outlet diameters, the ‘‘nominal and 8,000 cm3 (8 liters); and size’’ in 2A226 refers to the smallest diame- a.2. Made of, or coated with, any of the fol- ter. lowing materials, or combination of the fol- Items: a. A ‘‘nominal size’’ of 5 mm or great- lowing materials, having an overall impurity er; level of 2% or less by weight: b. Having a bellows seal; and a.2.a. Calcium fluoride (CaF2); c. Wholly made of or lined with aluminum, a.2.b. Calcium zirconate (metazirconate) aluminum alloy, nickel, or nickel alloy con- (CaZrO3); taining more than 60% nickel by weight.

838

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2A290 Generators and other equipment export licensing authority of the Nuclear ‘‘specially designed’’, prepared, or in- Regulatory Commission (see 10 CFR part tended for use with nuclear plants. 110). (5) Nuclear radiation detection and LICENSE REQUIREMENTS measurement devices ‘‘specially designed’’ Reason for Control: NP, AT or modified for military purposes are ‘‘subject to the ITAR’’ (see 22 CFR parts Country Chart (See Supp. 120 through 130). Control(s) No. 1 to part 738) Related Definitions: N/A NP applies to entire entry ...... NP Column 2 Items: a. Process control systems intended AT applies to entire entry ...... AT Column 1 for use with nuclear reactors. b. Simulators ‘‘specially designed’’ for LIST BASED LICENSE EXCEPTIONS (SEE PART ‘‘nuclear reactors’’. 740 FOR A DESCRIPTION OF ALL LICENSE EX- c. Casks that are ‘‘specially designed’’ for CEPTIONS) LVS: N/A transportation of high-level radioactive ma- GBS: N/A terial and that weigh more than 1,000 kg. CIV: N/A d. Commodities, ‘‘parts,’’ ‘‘components’’ LIST OF ITEMS CONTROLLED and ‘‘accessories’’ ‘‘specially designed’’ or Related Controls: (1) See ECCN 2D290 for soft- prepared for use with nuclear plants (e.g., ware for items controlled under this entry. snubbers, airlocks, pumps, reactor fuel (2) See ECCNs 2E001 (‘‘development’’), charging and discharging equipment, con- 2E002 (‘‘production’’), and 2E290 (‘‘use’’) for tainment equipment such as hydrogen re- technology for items controlled under this combiner and penetration seals, and reactor entry. (3) Also see ECCN 2A291. (4) Certain and fuel inspection equipment, including ul- nuclear equipment ‘‘specially designed’’ or trasonic or eddy current test equipment). prepared for use in nuclear plants is sub- e. Radiation detectors and monitors ‘‘spe- ject to the export licensing authority of cially designed’’ for detecting or measuring the Nuclear Regulatory Commission (see 10 ‘‘special nuclear material’’ (as defined in 10 CFR part 110). CFR part 110) or for nuclear reactors. Related Definitions: N/A Technical Notes: 1. 2A291.e does not control Items: a. Generators, turbine-generator sets, neutron flux detectors and monitors. These are steam turbines, heat exchangers, and heat subject to the export licens ing authority of the exchanger type condensers designed or in- Nuclear Regulatory Commission, pursuant to 10 tended for use in a nuclear reactor; CFR part 110. b. Process control systems intended for use 2. 2A291.e does not control general purpose ra- with the equipment controlled by 2A290.a. diation detection equipment, such as geiger 2A291 Equipment, except items controlled counters and dosimeters. These items are con- by 2A290, related to nuclear material trolled by ECCN 1A999. handling and processing and to nuclear 2A983 Explosives or detonator detection reactors, and ‘‘parts,’’ ‘‘components’’ and equipment, both bulk and trace based, ‘‘accessories’’ therefor (see List of Items consisting of an automated device, or Controlled). LICENSE REQUIREMENTS combination of devices for automated de- Reason for Control: NP, AT cision making to detect the presence of different types of explosives, explosive residue, or detonators; and ‘‘parts’’ and Control(s) Country Chart (See Supp. No. 1 to part 738) ‘‘components,’’ n.e.s. LICENSE REQUIREMENTS NP applies to entire entry ...... NP Column 2 AT applies to entire entry ...... AT Column 1 Reason for Control:RS, AT

LIST BASED LICENSE EXCEPTIONS (SEE PART Country Chart (See Supp. Control(s) No. 1 to part 738) 740 FOR A DESCRIPTION OF ALL LICENSE EX- CEPTIONS) RS applies to entire entry ...... RS Column 2 LVS: N/A AT applies to entire entry ...... AT Column 1 GBS: N/A CIV: N/A LIST BASED LICENSE EXCEPTIONS (SEE PART LIST OF ITEMS CONTROLLED 740 FOR A DESCRIPTION OF ALL LICENSE EX- Related Controls: (1) See ECCN 2D290 for soft- CEPTIONS) ware for items controlled under this entry. LVS: N/A (2) See ECCNs 2E001 (‘‘development’’), 2E002 (‘‘production’’), and 2E290 (‘‘use’’) for GBS: N/A technology for items controlled under this CIV: N/A entry. (3) Also see ECCN 2A290. (4) Certain LIST OF ITEMS CONTROLLED equipment ‘‘specially designed’’ or pre- Related Controls: Also see 1A004 and 1A995. pared for use in a nuclear reactor or in nu- Related Definitions: (1) For the purpose of this clear material handling is subject to the entry, automated decision making is the

839

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ability of the equipment to detect explo- at a standoff distance of 100 meters is sives or detonators at the design or oper- ‘‘subject to the ITAR’’ under USML Cat- ator-selected level of sensitivity and pro- egory XII(c). (2) Concealed object detection vide an automated alarm when explosives equipment operating in the frequency or detonators at or above the sensitivity range from 30 GHz to 3000 GHz and having level are detected. This entry does not con- a spatial resolution greater than 1 trol equipment that depends on operator milliradian (a higher milliradian number interpretation of indicators such as inor- means a less accurate image resolution) at ganic/organic color mapping of the items(s) a standoff distance of 100 meters is des- being scanned. ignated as EAR99. (3) See ECCNs 2D984 and (2) Explosives and detonators include com- 2E984 for related software and technology mercial charges and devices controlled by controls. 1C018 and 1C992 and energetic materials con- Related Definitions: N/A trolled by ECCNs 1C011, 1C111, 1C239 and 22 Items: The list of items controlled is con- CFR 121.1 Category V. tained in the ECCN heading. Items: Note: Concealed object detection equipment Note: Explosives or detonation detection includes but is not limited to equipment for equipment in 2A983 includes equipment for screening people, documents, baggage, other screening people, documents, baggage, other personal effects, cargo and/or mail. personal effects, cargo and/or mail. Technical Note: The range of frequencies span a. Explosives detection equipment for what is generally considered as the millimeter- automated decision making to detect and wave, submillimeter-wave and terahertz fre- identify bulk explosives utilizing, but not quency regions. limited to, x-ray (e.g., computed tomography, dual energy, or coherent scattering), 2A991 Bearings and bearing systems not nuclear (e.g., thermal neutron analysis, pulse controlled by 2A001 (see List of Items fast neutron analysis, pulse fast neutron Controlled). transmission spectroscopy, and gamma reso- LICENSE REQUIREMENTS Reason for Control: AT nance absorption), or electromagnetic techniques (e.g., quadropole resonance and Country Chart (See Supp. dielectrometry). Control(s) No. 1 to part 738) b. [Reserved] c. Detonator detection equipment for auto- AT applies to entire entry ...... AT Column 1 mated decision making to detect and identify initiation devices (e.g. detonators, blast- LIST BASED LICENSE EXCEPTIONS (SEE PART ing caps) utilizing, but not limited to, x-ray 740 FOR A DESCRIPTION OF ALL LICENSE EX- (e.g. dual energy or computed tomography) CEPTIONS) or electromagnetic techniques. LVS: N/A GBS: N/A 2A984 Concealed object detection equip- CIV: N/A ment operating in the frequency range LIST OF ITEMS CONTROLLED from 30 GHz to 3000 GHz and having a Related Controls: (1) This entry does not con- spatial resolution of 0.1 milliradian up to trol balls with tolerance specified by the and including 1 milliradian at a standoff manufacturer in accordance with ISO 3290 distance of 100 meters; and ‘‘parts’’ and as grade 5 or worse. (2) Quiet running bear- ‘‘components,’’ n.e.s. ings are ‘‘subject to the ITAR’’ (see 22 CFR LICENSE REQUIREMENTS parts 120 through 130). Reason for Control: RS, AT Related Definitions: (1) (a) DN is the product of the bearing bore diameter in mm and Control(s) Country Chart (See Supp. the bearing rotational velocity in rpm. (b) No. 1 to part 738) Operating temperatures include those tem- RS applies to entire entry ...... RS Column 2. peratures obtained when a gas turbine en- AT applies to entire entry ...... AT Column 1. gine has stopped after operation. (2) Annu- lar Bearing Engineers Committee (ABEC); LIST BASED LICENSE EXCEPTIONS (SEE PART American National Standards Institute 740 FOR A DESCRIPTION OF ALL LICENSE EX- (ANSI); Anti-Friction Bearing Manufactur- CEPTIONS) ers Association (AFBMA) LVS:N/A Items: a. Ball bearings or Solid ball bearings, GBS:N/A having tolerances specified by the manufac- CIV:N/A turer in accordance with ABEC 7, ABEC 7P, LIST OF ITEMS CONTROLLED or ABEC 7T or ISO Standard Class 4 or better Related Controls: (1) Concealed object detec- (or equivalents) and having any of the fol- tion equipment operating in the frequency lowing characteristics. range from 30 GHz to 3000 GHz and having a.1. Manufactured for use at operating a spatial resolution less than 0.1 temperatures above 573 K (300 °C) either by milliradian (a lower milliradian number using special materials or by special heat means a more accurate image resolution) treatment; or

840

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a.2. With lubricating elements or ‘‘part’’ or b.2. Rated at 10.3 MPa (1,500 psi) or more. ‘‘component’’ modifications that, according to the manufacturer’s specifications, are 2A993 Pumps designed to move molten met- ‘‘specially designed’’ to enable the bearings als by electromagnetic forces. to operate at speeds exceeding 2.3 million LICENSE REQUIREMENTS DN. Reason for Control: AT b. Solid tapered roller bearings, having tol- Country chart erances specified by the manufacturer in ac- Control(s) (see supp. no. 1 to part 738) cordance with ANSI/AFBMA Class 00 (inch) or Class A (metric) or better (or equivalents) AT applies to entire entry ...... AT Column 1 and having either of the following characteristics. LIST BASED LICENSE EXCEPTIONS (SEE PART b.1. With lubricating elements or ‘‘part’’ or 740 FOR A DESCRIPTION OF ALL LICENSE EX- ‘‘component’’ modifications that, according CEPTIONS) to the manufacturer’s specifications, are LVS: N/A ‘‘specially designed’’ to enable the bearings GBS: N/A to operate at speeds exceeding 2.3 million CIV: N/A DN; or LIST OF ITEMS CONTROLLED b.2. Manufactured for use at operating Related Controls: (1) See ECCN 2D993 for soft- temperatures below 219 K (¥54 °C) or above ware for items controlled under this entry. 423 K (150 °C). (2) See ECCNs 2E001 (‘‘development’’), c. Gas-lubricated foil bearing manufac- 2E002 (‘‘production’’), and 2E993 (‘‘use’’) for tured for use at operating temperatures of technology for items controlled under this 561 K (288 °C) or higher and a unit load capac- entry. (3) Pumps for use in liquid-metal- ity exceeding 1 MPa. cooled reactors are subject to the export li- d. Active magnetic bearing systems. censing authority of the Nuclear Regu- e. Fabric-lined self-aligning or fabric-lined latory Commission (see 10 CFR part 110). journal sliding bearings manufactured for Related Definitions: N/A use at operating temperatures below 219 K Items: The list of items controlled is con- (¥54 °C) or above 423 K (150 °C). tained in the ECCN heading.

2A992 Piping, fittings and valves made of, or 2A994 Portable electric generators and lined with stainless, copper-nickel alloy ‘‘specially designed’’ ‘‘parts’’ and ‘‘compo- or other alloy steel containing 10% or nents’’. more nickel and/or chromium. LICENSE REQUIREMENTS LICENSE REQUIREMENTS Reason for Control: AT Reason for Control: AT Control(s): AT applies to entire entry. A license is required for items controlled by Country chart this entry to Iran and North Korea. The Control(s) (see supp. no. 1 to part 738) Commerce Country Chart is not designed to determine licensing requirements for AT applies to entire entry ...... AT Column 1 this entry. See part 746 of the EAR for additional information on Iran. See § 742.19 of LIST BASED LICENSE EXCEPTIONS (SEE PART the EAR for additional information on 740 FOR A DESCRIPTION OF ALL LICENSE EX- North Korea. CEPTIONS) LIST BASED LICENSE EXCEPTIONS (SEE PART LVS: N/A 740 FOR A DESCRIPTION OF ALL LICENSE EX- GBS: N/A CEPTIONS) CIV: N/A LVS: N/A LIST OF ITEMS CONTROLLED GBS: N/A Related Controls: (1) See ECCN 2D993 for soft- CIV: N/A ware for items controlled under this entry. LIST OF ITEMS CONTROLLED (2) See ECCNs 2E001 (‘‘development’’), Related Controls: See also 2D994 and 2E994. 2E002 (‘‘production’’), and 2E993 (‘‘use’’) for Related Definitions: ‘Portable electric genera- technology for items controlled under this tors’ – The generators that are in 2A994 are entry. (3) Also see ECCNs 2A226, 2B350 and portable – 5,000 lbs. or less on wheels or 2B999. transportable in a 21⁄2 ton truck without a Related Definitions: N/A special set up requirement. Items: Items: The list of items controlled is con- a. Pressure tube, pipe, and fittings of 200 tained in the ECCN heading mm (8 in.) or more inside diameter, and suitable for operation at pressures of 3.4 MPa 2A999 Specific Processing Equipment, n.e.s., (500 psi) or greater; as Follows (See List of Items Controlled). b. Pipe valves having all of the following LICENSE REQUIREMENTS characteristics that are not controlled by Reason for Control: AT ECCN 2B350.g: Control(s): b.1. A pipe size connection of 200 mm (8 in.) Country Chart. AT applies to entire entry. A or more inside diameter; and license is required for items controlled by

841

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this entry to North Korea for anti-ter- (UPR) become the stated value of each axis for

rorism reasons. The Commerce Country the model...) (UPRX, UPRy, . . .); Chart is not designed to determine AT li- 5.d. Since the Category 2 list refers to each censing requirements for this entry. See linear axis there will be as many ’stated § 742.19 of the EAR for additional informa- ‘‘unidirectional positioning repeatability’’ ’ val- tion. ues as there are linear axes; LIST BASED LICENSE EXCEPTIONS (SEE PART 5.e. If any axis of a machine model not con- 740 FOR A DESCRIPTION OF ALL LICENSE EX- trolled by 2B001.a. to 2B001.c. has a ’stated CEPTIONS) LVS: N/A ‘‘unidirectional positioning repeatability’’ ’ GBS: N/A equal to or less than the specified CIV: N/A ‘‘unidirectional positioning repeatability’’ of LIST OF ITEMS CONTROLLED each machine tool model plus 0.7 μm, the builder Related Controls: See also 2A226, 2B350. should be required to reaffirm the accuracy level Related Definitions: N/A once every eighteen months. Items: a. Bellows sealed valves; 6. For the purpose of 2B, measurement uncer- b. Reserved. tainty for the ‘‘unidirectional positioning repeatability’’ of machine tools, as defined in the B. ‘‘TEST’’, ‘‘INSPECTION’’ AND ‘‘PRODUCTION International Standard ISO 230–2:2014, shall not EQUIPMENT’’ be considered. Technical Notes for 2B001 to 2B009, 2B201, 7. For the purpose of 2B, the measurement of and 2B991 to 2B999: 1. Secondary parallel axes shall be made according to test procedures contouring axes, (e.g., the w-axis on horizontal in 5.3.2. of ISO 230–2:2014. Tests for axes longer boring mills or a secondary rotary axis the cen- than 2 meters shall be made over 2 m segments. ter line of which is parallel to the primary ro- Axes longer than 4 m require multiple tests (e.g., tary axis) are not counted in the total number of contouring axes. Rotary axes need not rotate two tests for axes longer than 4 m and up to 8 over 360°. A rotary axis can be driven by a lin- m, three tests for axes longer than 8 m and up ear device (e.g., a screw or a rack-and-pinion). to 12 m), each over 2 m segments and distributed 2. The number of axes which can be coordi- in equal intervals over the axis length. Test seg- nated simultaneously for ‘‘contouring control’’ ments are equally spaced along the full axis is the number of axes along or around which, length, with any excess length equally divided during processing of the workpiece, simulta- at the beginning, in between, and at the end of neous and interrelated motions are performed the test segments. The smallest ‘‘unidirectional between the workpiece and a tool. This does not positioning repeatability’’-value of all test seg- include any additional axes along or around ments is to be reported. which other relative motions within the machine are performed, such as: 2B001 Machine tools and any combination 2.a. Wheel-dressing systems in grinding ma- thereof, for removing (or cutting) metals, chines; ceramics or ‘‘composites’’, which, accord- 2.b. Parallel rotary axes designed for mounting to the manufacturer’s technical speci- ing of separate workpieces; fications, can be equipped with electronic 2.c. Co-linear rotary axes designed for manip- devices for ‘‘numerical control’’; as fol- ulating the same workpiece by holding it in a lows (see List of Items Controlled). chuck from different ends. 3. Axis nomenclature shall be in accordance LICENSE REQUIREMENTS with International Standard ISO 841:2001, In- Reason for Control: NS, NP, AT dustrial automation systems and integration— Country chart Numerical control of machines—Coordinate sys- Control(s) (See Supp. No. 1 tem and motion nomenclature. to part 738) 4. A ‘‘tilting spindle’’ is counted as a rotary axis. NS applies to entire entry ...... NS Column 2 5. ’Stated ‘‘unidirectional positioning repeatability’’ ’ may be used for each specific machine model as an alternative to individual machine tests, and is determined as follows: 5.a. Select five machines of a model to be evaluated; 5.b. Measure the linear axis repeatability (R↑,R↓) according to ISO 230–2:2014 and evaluate ‘‘unidirectional positioning repeatability’’ for each axis of each of the five machines; 5.c. Determine the arithmetic mean value of the ’’unidirectional positioning repeatability’’- values for each axis of all five machines together. These arithmetic mean values ‘‘unidirectional positioning repeatability’’

842

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Country chart along one or more linear axis with a travel Control(s) (See Supp. No. 1 length less than 1.0 m; or to part 738) a.2. ‘‘Unidirectional positioning repeat- μ NP applies to 2B001.a, .b, .c, NP Column 1 ability’’ equal to or less (better) than 1.1 m and .d, EXCEPT: (1) turn- along one or more linear axis with a travel ing machines under length equal to or greater than 1.0 m; 2B001.a with a capacity no Note 1: 2B001.a does not control turning ma- greater than 35 mm diame- chines ‘‘specially designed’’ for producing con- ter; (2) bar machines tact lenses, having all of the following: (Swissturn), limited to ma- a. Machine controller limited to using oph- chining only bar feed thalmic based ‘‘software’’ for part programming through, if maximum bar diameter is equal to or less data input; and than 42 mm and there is b. No vacuum chucking. no capability of mounting Note 2: 2B001.a does not apply to bar ma- chucks. (Machines may chines (Swissturn), limited to machining only have drilling and/or milling bar feed thru, if maximum bar diameter is equal capabilities for machining to or less than 42 mm and there is no capability ‘‘parts’’ or ‘‘components’’ of mounting chucks. Machines may have drill- with diameters less than 42 ing and/or milling capabilities for machining mm); or (3) milling machines under 2B001.b with parts with diameters less than 42 mm. x-axis travel greater than b. Machine tools for milling having any of two meters and overall po- the following: sitioning accuracy accord- b.1. Three linear axes plus one rotary axis ing to ISO 230/2 (2006) on which can be coordinated simultaneously for the x-axis more (worse) ‘‘contouring control’’ having any of the fol- μ than 22.5 m. lowing: AT applies to entire entry ...... AT Column 1 b.1.a. ‘‘Unidirectional positioning repeatability’’ equal to or less (better) than 0.9 μm LIST BASED LICENSE EXCEPTIONS (SEE PART along one or more linear axis with a travel 740 FOR A DESCRIPTION OF ALL LICENSE EX- length less than 1.0 m; or CEPTIONS) b.1.b. ‘‘Unidirectional positioning repeat- LVS: N/A ability’’ equal to or less (better) than 1.1 μm GBS: N/A along one or more linear axis with a travel CIV: N/A length equal to or greater than 1.0 m; LIST OF ITEMS CONTROLLED b.2. Five or more axes which can be coordi- Related Controls: (1) See ECCN 2B002 for opti- nated simultaneously for ‘‘contouring con- cal finishing machines. (2) See ECCNs trol’’ having any of the following: 2D001 and 2D002 for software for items con- b.2.a. ‘‘Unidirectional positioning repeat- trolled under this entry. (3) See ECCNs ability’’ equal to or less (better) than 0.9 μm 2E001 (‘‘development’’), 2E002 (‘‘produc- along one or more linear axis with a travel tion’’), and 2E201 (‘‘use’’) for technology for length less than 1.0 m; items controlled under this entry. (4) Also b.2.b. ‘‘Unidirectional positioning repeat- see ECCNs 2B201 and 2B991. ability’’ equal to or less (better) than 1.4 μm Related Definitions: N/A along one or more linear axis with a travel Items: length equal to or greater than 1 m and less Note 1: 2B001 does not control special purpose than 4 m; or machine tools limited to the manufacture of b.2.c. ‘‘Unidirectional positioning repeat- gears. For such machines, see 2B003. ability’’ equal to or less (better) than 6.0 μm Note 2: 2B001 does not control special purpose along one or more linear axis with a travel machine tools limited to the manufacture of any length equal to or greater than 4 m; of the following: b.3. A ‘‘unidirectional positioning repeat- a. Crank shafts or cam shafts; ability’’ for jig boring machines,, equal to or b. Tools or cutters; less (better) than 1.1 μm along one or more c. Extruder worms; linear axis; or d. Engraved or faceted jewelry parts; or b.4. Fly cutting machines having all of the e. Dental prostheses. following: Note 3: A machine tool having at least two of b.4.a. Spindle ‘‘run-out’’ and ‘‘camming’’ the three turning, milling or grinding capabili- less (better) than 0.0004 mm TIR; and ties (e.g., a turning machine with milling capa- b.4.b. Angular deviation of slide movement bility), must be evaluated against each applica- (yaw, pitch and roll) less (better) than 2 sec- ble entry 2B001.a., b. or c. onds of arc, TIR, over 300 mm of travel; a. Machine tools for turning having two or c. Machine tools for grinding having any of more axes which can be coordinated simulta- the following: neously for ‘‘contouring control’’ having any c.1. Having all of the following: of the following: c.1.a. ‘‘Unidirectional positioning repeat- a.1. ‘‘Unidirectional positioning repeatability’’ equal to or less (better) than 1.1 μm ability’’ equal to or less (better) than 0.9 μm along one or more linear axis; and

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c.1.b. Three or more axes which can be co- Country Chart (See Supp. ordinated simultaneously for ‘‘contouring Control(s) No. 1 to part 738) control’’; or c.2. Five or more axes which can be coordi- AT applies to entire entry ...... AT Column 1 nated simultaneously for ‘‘contouring control’’ having any of the following: LIST BASED LICENSE EXCEPTIONS (SEE PART c.2.a. ‘‘Unidirectional positioning repeat- 740 FOR A DESCRIPTION OF ALL LICENSE EX- ability’’ equal to or less (better) than 1.1 μm CEPTIONS) along one or more linear axis with a travel LVS: N/A length less than 1m; GBS: N/A c.2.b. ‘‘Unidirectional positioning repeat- CIV: N/A ability’’ equal to or less (better) than 1.4 μm LIST OF ITEMS CONTROLLED along one or more linear axis with a travel Related Controls: See also 2B001. length equal to or greater than 1 m and less Related Definitions: For the purposes of 2B002, than 4 m; or ‘MRF’ is a material removal process using c.2.c. ‘‘Unidirectional positioning repeat- an abrasive magnetic fluid whose viscosity ability’’ equal to or less (better) than 6.0 μm is controlled by a magnetic field. ‘ERF’ is along one or more linear axis with a travel a removal process using an abrasive fluid length equal to or greater than 4 m. whose viscosity is controlled by an electric Notes: 2B001.c does not control grinding ma- field. ‘Energetic particle beam finishing’ chines as follows: a. Cylindrical external, inter- uses Reactive Atom Plasmas (RAP) or ion- nal, and external-internal grinding machines, beams to selectively remove material. ‘In- having all of the following: flatable membrane tool finishing’ is a proc- a.1. Limited to cylindrical grinding; and ess that uses a pressurized membrane that a.2. Limited to a maximum workpiece capacity deforms to contact the workpiece over a of 150 mm outside diameter or length. small area.’Fluid jet finishing’ makes use b. Machines designed specifically as jig grind- of a fluid stream for material removal. ers that do not have a z-axis or a w-axis, with Items: a. Finishing the form to less (better) a ‘‘unidirectional positioning repeatability’’ less than 1.0 μm; (better) than 1.1 μm. b. Finishing to a roughness less (better) c. Surface grinders. than 100 nm rms; d. Electrical discharge machines (EDM) of c. Four or more axes which can be coordi- the non-wire type which have two or more nated simultaneously for ‘‘contouring con- rotary axes which can be coordinated simul- trol’’; and taneously for ‘‘contouring control’’; d. Using any of the following processes: e. Machine tools for removing metals, ce- d.1. ‘Magnetorheological finishing (MRF)’; ramics or ‘‘composites’’, having all of the d.2. ‘Electrorheological finishing (ERF)’; following: d.3. ‘Energetic particle beam finishing’; e.1. Removing material by means of any of d.4. ‘Inflatable membrane tool finishing’; the following: or e.1.a. Water or other liquid jets, including d.5. ‘Fluid jet finishing’. those employing abrasive additives; e.1.b. Electron beam; or 2B003 ‘‘Numerically controlled’’ or ‘‘manual e.1.c. ‘‘Laser’’ beam; and machine tools’’, and ‘‘specially designed’’ e.2. At least two rotary axes having all of ‘‘components’’, ‘‘controls’’ and ‘‘acces- the following: sories’’ therefor, ‘‘specially designed’’ for e.2.a. Can be coordinated simultaneously the ‘‘shaving’’, ‘‘finishing’’, ‘‘grinding or for ‘‘contouring control’’; and honing of hardened (R = 40 or more) ’’ e.2.b. A positioning ‘‘accuracy’’ of less (bet- c ‘‘spur’’, helical and double-helical gears ter) than 0.003°; with a pitch diameter exceeding 1,250 f. Deep-hole-drilling machines and turning mm and a face width of 15% of pitch di- machines modified for deep-hole-drilling, ameter or larger finished to a quality of having a maximum depth-of-bore capability AGMA 14 or better (equivalent to ISO exceeding 5 m. 1328 class 3). 2B002 Numerically controlled optical fin- LICENSE REQUIREMENTS ishing machine tools equipped for selec- Reason for Control: NS, AT tive material removal to produce non- Country Chart (See Supp. spherical optical surfaces having all of Control(s) No. 1 to part 738) the following characteristics (See List of Items Controlled). NS applies to entire entry ...... NS Column 2 LICENSE REQUIREMENTS AT applies to entire entry ...... AT Column 1 Reason for Control: NS, AT REPORTING REQUIREMENTS See § 743.1 of the Country Chart (See Supp. EAR for reporting requirements for ex- Control(s) No. 1 to part 738) ports under License Exceptions, and Vali- NS applies to entire entry ...... NS Column 2 dated End-User authorizations

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LIST BASED LICENSE EXCEPTIONS (SEE PART pending on which of the two chambers is located 740 FOR A DESCRIPTION OF ALL LICENSE EX- inside the other. CEPTIONS) LVS: $5000 2B005 Equipment ‘‘specially designed’’ for GBS: N/A the deposition, processing and in-process CIV: N/A control of inorganic overlays, coatings LIST OF ITEMS CONTROLLED and surface modifications, as follows, for Related Controls: See also 2B993 substrates specified in column 2, by proc- Related Definitions: N/A esses shown in column 1 in the ‘‘Materials Items: The list of items controlled is con- Processing Table; Deposition Techniques’’ tained in the ECCN heading. following 2E003.f (see List of Items Con- trolled), and ‘‘specially designed’’ auto- 2B004 Hot ‘‘isostatic presses’’ having all of mated handling, positioning, manipula- the characteristics described in the List tion and control ‘‘components’’ therefor. of Items Controlled, and ‘‘specially de- LICENSE REQUIREMENTS signed’’ ‘‘components’’ and ‘‘accessories’’ Reason for Control: NS, AT therefor. LICENSE REQUIREMENTS Country chart Reason for Control:NS, MT, NP, AT Control(s) (See Supp. No. 1 to part 738) Country Chart (See Supp. Control(s) No. 1 to part 738) NS applies to entire entry ...... NS Column 2 AT applies to entire entry ...... AT Column 1 NS applies to entire entry ...... NS Column 2. MT applies to entire entry ..... MT Column 1. LIST BASED LICENSE EXCEPTIONS (SEE PART NP applies to entire entry, ex- NP Column 1. FOR A ESCRIPTION OF LL ICENSE X cept 2B004.b.3 and press- 740 D A L E - es with maximum working CEPTIONS) pressures below 69 MPa. LVS: $1000 AT applies to entire entry ...... AT Column 1. GBS: N/A CIV: N/A LIST BASED LICENSE EXCEPTIONS (SEE PART LIST OF ITEMS CONTROLLED 740 FOR A DESCRIPTION OF ALL LICENSE EX- Related Controls: (1) This entry does not con- CEPTIONS) trol chemical vapor deposition, cathodic LVS: N/A arc, sputter deposition, ion plating or ion GBS: N/A implantation equipment, ‘‘specially de- CIV: N/A signed’’ for cutting or machining tools. (2) LIST OF ITEMS CONTROLLED Vapor deposition equipment for the pro- Related Controls: (1) See ECCN 2D001 for soft- duction of filamentary materials are con- ware for items controlled under this entry. trolled by 1B001 or 1B101. (3) Chemical (2) See ECCNs 2E001 (‘‘development’’), Vapor Deposition furnaces designed or 2E002 (‘‘production’’), and 2E101 (‘‘use’’) for modified for densification of carbon-carbon technology for items controlled under this composites are controlled by 2B105. (4) See entry. (3) For ‘‘specially designed’’ dies, also 2B999.i. molds and tooling, see ECCNs 1B003, 2B018, Related Definitions: N/A 9B004, and 9B009. (4) For additional con- Items: trols on dies, molds and tooling, see ECCNs 1B101.d, 2B104 and 2B204. (5) Also see ECCNs a. Chemical vapor deposition 2B117 and 2B999.a. (CVD)‘‘production equipment’’having all of Related Definitions: N/A the following: Items: a. A controlled thermal environment a.1. A process modified for one of the fol- within the closed cavity and possessing a lowing: chamber cavity with an inside diameter of a.1.a. Pulsating CVD; 406 mm or more; and a.1.b. Controlled nucleation thermal depo- b. Having any of the following: sition (CNTD); or b.1. A maximum working pressure exceed- a.1.c. Plasma enhanced or plasma assisted ing 207 MPa; CVD; and b.2. A controlled thermal environment ex- a.2. Having any of the following: ceeding 1,773 K (1,500 °C); or a.2.a. Incorporating high vacuum (equal to b.3. A facility for hydrocarbon impregna- or less than 0.01 Pa) rotating seals; or tion and removal of resultant gaseous deg- a.2.b. Incorporating in situ coating thick- radation products. ness control; Technical Note: The inside chamber dimension b. Ion implantation ‘‘production equip- is that of the chamber in which both the work- ment’’ having beam currents of 5 mA or ing temperature and the working pressure are more; achieved and does not include fixtures. That di- c. Electron beam physical vapor deposition mension will be the smaller of either the inside (EB–PVD) ‘‘production equipment’’ incor- diameter of the pressure chamber or the inside porating power systems rated for over 80 kW diameter of the insulated furnace chamber, de- and having any of the following:

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c.1. A liquid pool level ‘‘laser’’ control sys- length (volumetric) maximum permissible tem which regulates precisely the ingots error of length measurement (E0,MPE) at any feed rate; or point within the operating range of the ma- c.2. A computer controlled rate monitor chine (i.e., within the length of axes) equal to operating on the principle of photo-lumines- or less (better) than (1.7 + L/1,000) μm (L is cence of the ionized atoms in the evaporant the measured length in mm) according to stream to control the deposition rate of a ISO 10360–2 (2009); coating containing two or more elements; Technical Note: The E0,MPE of the most accu- d. Plasma spraying ‘‘production equip- rate configuration of the CMM specified by the ment’’ having any of the following: manufacturer (e.g., best of the following: Probe, d.1. Operating at reduced pressure con- stylus length, motion parameters, environment) trolled atmosphere (equal or less than 10 kPa and with ‘‘all compensations available’’ shall be measured above and within 300 mm of the compared to the 1.7 + L/1,000 μm threshold. gun nozzle exit) in a vacuum chamber capa- b. Linear and angular displacement meas- ble of evacuation down to 0.01 Pa prior to the uring instruments, as follows: spraying process; or b.1. ‘Linear displacement’ measuring in- d.2. Incorporating in situ coating thickness struments having any of the following: control; Note: Interferometer and optical-encoder dis- e. Sputter deposition ‘‘production equip- placement measuring systems containing a ment’’ capable of current densities of 0.1 mA/ ‘‘laser’’ are only specified by 2B006.b.1.c. mm2 or higher at a deposition rate 15 μm/h or Technical Note: For the purpose of 2B006.b.1 more; ‘linear displacement’ means the change of dis- f. Cathodic arc deposition ‘‘production tance between the measuring probe and the equipment’’ incorporating a grid of measured object. electromagnets for steering control of the b.1.a. Non-contact type measuring systems arc spot on the cathode; with a ‘‘resolution’’ equal to or less (better) μ g. Ion plating ‘‘production equipment’’ ca- than 0.2 m within a measuring range up to pable of in situ measurement of any of the 0.2 mm; following: b.1.b. Linear Variable Differential Trans- former (LVDT) systems having all of the fol- g.1. Coating thickness on the substrate and lowing: rate control; or b.1.b.1. ‘‘’’Having any of the following: g.2. Optical characteristics. b.1.b.1.a. ‘‘Linearity’’ equal to or less (bet- 2B006 Dimensional inspection or measuring ter) than 0.1% measured from 0 to the ’full systems, equipment, and ‘‘electronic as- operating range’, for LVDTs with a ’full op- ± semblies’’, as follows (see List of Items erating range’ up to and including 5 mm; or Controlled). b.1.b.1.b. ‘‘Linearity’’ equal to or less (bet- LICENSE REQUIREMENTS ter) than 0.1% measured from 0 to 5 mm for Reason for Control: NS, NP, AT LVDTs with a ’full operating range’ greater than ±5 mm; and Country chart (see Supp. No. b.1.b.2. Drift equal to or less (better) than Control(s) 1 to part 738) 0.1% per day at a standard ambient test room temperature ±1 K; NS applies to entire entry ...... NS Column 2 Technical Note: For the purposes of NP applies to those items in NP Column 1 2B006.b.1.b, ’full operating range’ is half of the 2B006.a and .b that meet or exceed the technical pa- total possible linear displacement of the LVDT. rameters in 2B206. For example, LVDTs with a ’full operating AT applies to entire entry ...... AT Column 1 range’ up to and including ±5 mm can measure a total possible linear displacement of 10 mm. LIST BASED LICENSE EXCEPTIONS (SEE PART b.1.c. Measuring systems having all of the 740 FOR A DESCRIPTION OF ALL LICENSE EX- following: CEPTIONS) b.1.c.1. Containing a ‘‘laser;’’ LVS: N/A b.1.c.2. A ‘‘resolution’’ over their full scale GBS: N/A of 0.200 nm or less (better); and CIV: N/A b.1.c.3. Capable of achieving a ‘‘measure- LIST OF ITEMS CONTROLLED ment uncertainty’’ equal to or less (better) Related Controls: (1) See ECCNs 2D001 and than (1.6 + L/2,000) nm (L is the measured 2D002 for ‘‘software’’ for items controlled length in mm) at any point within a meas- under this entry. (2) See ECCNs 2E001 uring range, when compensated for the re- (‘‘development’’), 2E002 (‘‘production’’), fractive index of air and measured over a pe- and 2E201 (‘‘use’’) for technology for items riod of 30 seconds at a temperature of 20±0.01 controlled under this entry. (3) Also see °C; or ECCNs 2B206 and 2B996. b.1.d. ‘‘Electronic assemblies’’ ‘‘specially Related Definitions: N/A designed’’ to provide feedback capability in Items: a. Computer controlled or ‘‘numeri- systems controlled by 2B006.b.1.c; cally controlled’’ Coordinate Measuring Ma- Note: 2B006.b.1 does not control measuring in- chines (CMM), having a three dimensional terferometer systems, with an automatic control

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system that is designed to use no feedback tech- Note: 2B007.b does not apply to ‘‘robots’’ niques, containing a ‘‘laser’’ to measure slide ‘‘specially designed’’ for paint-spraying booths. movement errors of machine-tools, dimensional c. ‘‘specially designed’’ or rated as radi- inspection machines or similar equipment. ation-hardened to withstand a total radi- b.2. Angular displacement measuring in- ation dose greater than 5 × 103 Gy (silicon) struments having an angular position ‘‘ac- without operational degradation; or curacy’’ equal to or less (better) than Technical Note: The term Gy (silicon) refers to 0.00025°; the energy in Joules per kilogram absorbed by Note: 2B006.b.2 does not control optical instru- an unshielded silicon sample when exposed to ments, such as autocollimators, using collimated ionizing radiation. light (e.g., ‘‘laser’’ light) to detect angular dis- d. ‘‘specially designed’’ to operate at alti- placement of a mirror. tudes exceeding 30,000m. c. Equipment for measuring surface roughness (including surface defects), by meas- 2B008 Assemblies or Units, ‘‘specially de- uring optical scatter with a sensitivity of 0.5 signed’’ for Machine Tools, or Dimen- nm or less (better). sional Inspection or Measuring Systems Note: 2B006 includes machine tools, other and Equipment, as Follows (See List of than those specified by 2B001, that can be used Items Controlled). as measuring machines, if they meet or exceed LICENSE REQUIREMENTS the criteria specified for the measuring machine Reason for Control: NS, AT function. Country Chart (See Supp. 2B007 ‘‘Robots’’ having any of the following Control(s) No. 1 to part 738) characteristics described in the List of Items Controlled and ‘‘specially designed’’ NS applies to entire entry ...... NS Column 2 controllers and ‘‘end-effectors’’ therefor. AT applies to entire entry ...... AT Column 1 LICENSE REQUIREMENTS Reason for Control: NS, NP, AT LIST BASED LICENSE EXCEPTIONS (SEE PART 740 FOR A DESCRIPTION OF ALL LICENSE EX- Control(s) Country Chart (See Supp. CEPTIONS) No. 1 to part 738) LVS: N/A NS applies to entire entry ...... NS Column 2. GBS: N/A NP applies to equipment that NP Column 1. CIV: N/A meets or exceeds the cri- LIST OF ITEMS CONTROLLED teria in ECCNs 2B207. Related Controls: See also 2B998. AT applies to entire entry ...... AT Column 1. Related Definition: N/A LIST BASED LICENSE EXCEPTIONS (SEE PART Items: a. Linear position feedback units hav- 740 FOR A DESCRIPTION OF ALL LICENSE EX- ing an overall ‘‘accuracy’’ less (better) than × × ¥3 CEPTIONS) (800 + (600 L 10 )) nm (L equals the effec- LVS: $5000, except 2B007.b and .c tive length in mm); GBS: N/A N.B.: For ‘‘laser’’ systems see also 2B006.b.1.c CIV: N/A and d. LIST OF ITEMS CONTROLLED b. Rotary position feedback units having Related Controls: (1) See ECCN 2D001 for an ‘‘accuracy’’ less (better) than 0.00025°; ‘‘software’’ for items controlled under this N.B.: For ‘‘laser’’ systems see also 2B006.b.2. entry. (2) See ECCNs 2E001 (‘‘develop- Note: 2B008.a and 2B008.b apply to units, ment’’), 2E002 (‘‘production’’), and 2E201 which are designed to determine the positioning (‘‘use’’) for technology for items controlled information for feedback control, such as induc- under this entry. (3) Also see ECCNs 2B207, tive type devices, graduated scales, infrared sys- 2B225 and 2B997. tems or ‘‘laser’’ systems. Related Definitions: N/A c. ‘‘Compound rotary tables’’ and ‘‘tilting Items: a. Capable in real time of full three-di- spindles’’, capable of upgrading, according to mensional image processing or full three-di- the manufacturer’s specifications, machine mensional ‘scene analysis’ to generate or tools to or above the levels controlled by modify ‘‘programs’’ or to generate or modify 2B001 to 2B009. numerical program data; Technical Note: The ‘scene analysis’ limita- 2B009 Spin-forming machines and flow- tion does not include approximation of the third forming machines, which, according to dimension by viewing at a given angle, or lim- the manufacturer’s technical specifica- ited grey scale interpretation for the perception tions, can be equipped with ‘‘numerical of depth or texture for the approved tasks (21⁄2 control’’ units or a computer control and D). having all of the following characteristics b. ‘‘specially designed’’ to comply with na- (see List of Items Controlled). tional safety standards applicable to poten- LICENSE REQUIREMENTS tially explosive munitions environments; Reason for Control: NS, MT, NP, AT

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Country Chart (See Supp. Country Chart (See Supp. Control(s) No. 1 to part 738) Control(s) No. 1 to part 738)

NS applies to entire entry ...... NS Column 2 AT applies to entire entry ...... AT Column 1. MT applies to: spin-forming MT Column 1 UN applies to entire entry ..... See § 746.1(b) for UN con- machines combining the trols. functions of spin-forming and flow-forming; and flow- LIST BASED LICENSE EXCEPTIONS (SEE PART forming machines that 740 FOR A DESCRIPTION OF ALL LICENSE EX- meet or exceed the parameters of 2B009.a and CEPTIONS) 2B109. LVS: $3000. NP applies to flow-forming NP Column 1 GBS: Yes, as follows, except N/A for MT-con- machines, and spin-forming trolled items or destinations for which a li- machines capable of flow- cense is required for RS reasons: Equip- forming functions, that ment used to determine the safety data of meet or exceed the param- explosives as required by the International eters of 2B209. AT applies to entire entry ...... AT Column 1 Convention on the Transport of Dangerous Goods (C.I.M.) Articles 3 and 4 in Annex 1 LIST BASED LICENSE EXCEPTIONS (SEE PART RID, provided that such equipment will be 740 FOR A DESCRIPTION OF ALL LICENSE EX- used only by the railway authorities of CEPTIONS) current C.I.M. members, or by the Govern- LVS: N/A ment-accredited testing facilities in those GBS: N/A countries, for the testing of explosives to CIV: N/A transport safety standards, of the fol- LIST OF ITEMS CONTROLLED lowing description: Related Controls: (1) See ECCN 2D001 for a. Equipment for determining the ignition ‘‘software’’ for items controlled under this and deflagration temperatures; entry. (2) See ECCNs 2E001 (‘‘develop- b. Equipment for steel-shell tests; ment’’), 2E002 (‘‘production’’), and 2E101 c. Drophammers not exceeding 20 kg in (‘‘use’’) for technology for items controlled weight for determining the sensitivity of ex- under this entry. (3) Also see ECCNs 2B109 plosives to shock; and 2B209 for additional flow-forming ma- d. Equipment for determining the friction chines for MT and NP reasons. sensitivity of explosives when exposed to Related Definitions: N/A charges not exceeding 36 kg in weight. Items: a. Three or more axes which can be co- CIV: N/A ordinated simultaneously for ‘‘contouring LIST OF ITEMS CONTROLLED control’’; and Related Controls: N/A b. A roller force more than 60 kN. Related Definitions: N/A Technical Note: For the purpose of 2B009, ma- Items: Specialized machinery, equipment, chines combining the function of spin-forming gear, and ‘‘specially designed’’ parts and and flow-forming are regarded as flow-forming ‘‘accessories’’ therefor, including but not machines. limited to the following, that are ‘‘specially designed’’ for the examination, manufacture, 2B018 Equipment on the Wassenaar Ar- testing, and checking of arms, appliances, rangement Munitions List. machines, and implements of war: LICENSE REQUIREMENTS a. Armor plate drilling machines, other Reason for Control: NS, MT, RS, AT, UN than radial drilling machines; b. Armor plate planing machines; Control(s) Country Chart (See Supp. c. Armor plate quenching presses; No. 1 to part 738) d. Centrifugal casting machines capable of NS applies to entire entry ...... NS Column 1. casting tubes 6 feet (183 cm) or more in MT applies to specialized ma- MT Column 1. length, with a wall thickness of 2 inches (5 chinery, equipment, and cm) and over; gear for producing rocket e. Gun barrel rifling and broaching ma- systems (including ballistic chines, and tools therefor; missiles, space launch ve- f. Gun barrel rifling machines; hicles, and sounding rockets) and unmanned aerial g. Gun barrel trepanning machines; vehicle systems (including h. Gun boring and turning machines; cruise missiles, target i. Gun honing machines of 6 feet (183 cm) drones, and reconnais- stroke or more; sance drones) usable in j. Gun jump screw lathes; systems that are controlled k. Gun rifling machines; for MT reasons including l. Gun straightening presses; their propulsion systems and components, and m. Induction hardening machines for tank pyrolytic deposition and turret rings and sprockets; densification equipment. n. Jigs and fixtures and other metal-work- RS applies to entire entry ...... RS Column 2. ing implements or ‘‘accessories’’ of the kinds

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exclusively designed for use in the manufac- Country Chart (See Supp. ture of firearms, ordnance, and other stores Control(s) No. 1 to part 738) and appliances for land, sea, or aerial warfare; AT applies to entire entry ...... AT Column 1. o. Small arms chambering machines; p. Small arms deep hole drilling machines LIST BASED LICENSE EXCEPTIONS (SEE PART and drills therefor; 740 FOR A DESCRIPTION OF ALL LICENSE EX- q. Small arms rifling machines; CEPTIONS) r. Small arms spill boring machines; LVS: N/A s. Tank turret bearing grinding machines. GBS: N/A CIV: N/A 2B104 ‘‘Isostatic presses’’, other than those LIST OF ITEMS CONTROLLED controlled by 2B004, having all of the fol- Related Controls: (1) See ECCN 2D101 for lowing characteristics (see List of Items ‘‘software’’ for items controlled under this Controlled). entry. (2) See ECCNs 2E001 (‘‘develop- LICENSE REQUIREMENTS ment’’), 2E002 (‘‘production’’), and 2E101 Reason for Control: MT, NP, AT (‘‘use’’) for technology for items controlled under this entry. (3) Also see ECCNs 2B005, Country Chart (See Supp. 2B117, 2B226 and 2B227. Control(s) No. 1 to part 738) Related Definitions: N/A MT applies to entire entry ..... MT Column 1. Items: The list of items controlled in con- NP applies to entire entry ...... NP Column 1. tained in the ECCN heading. AT applies to entire entry ...... AT Column 1. 2B109 Flow-forming machines, other than LIST BASED LICENSE EXCEPTIONS (SEE PART those controlled by 2B009, and ‘‘specially 740 FOR A DESCRIPTION OF ALL LICENSE EX- designed’’ ‘‘parts’’ and ‘‘components’’ CEPTIONS) therefor (see List of Items Controlled). LVS: N/A LICENSE REQUIREMENTS GBS: N/A Reason for Control: MT, NP, AT CIV: N/A LIST OF ITEMS CONTROLLED Control(s) Country Chart (See Supp. Related Controls: (1) See ECCN 2D101 for No. 1 to part 738) ‘‘software’’ for items controlled under this MT applies to entire entry ..... MT Column 1. entry. (2) See ECCNs 2E001 (‘‘develop- NP applies to items controlled NP Column 1. ment’’), 2E002 (‘‘production’’), and 2E101 by this entry that meet or (‘‘use’’) for technology for items controlled exceed the technical pa- under this entry. (3) Also see ECCNs 2B004, rameters in 2B209. 2B204, and 2B117. AT applies to entire entry ...... AT Column 1. Related Definitions: The inside chamber dimension is that of the chamber in which LIST BASED LICENSE EXCEPTIONS (SEE PART both the working temperature and the 740 FOR A DESCRIPTION OF ALL LICENSE EX- working pressure are achieved and does not CEPTIONS) include fixtures. That dimension will be LVS: N/A the smaller of either the inside diameter of GBS: N/A the pressure chamber or the inside diame- CIV: N/A ter of the insulated chamber, depending on LIST OF ITEMS CONTROLLED which of the two chambers is located in- Related Controls: (1) See ECCN 2D101 for side the other. ‘‘software’’ for items controlled under this Items: a. Maximum working pressure equal to entry. (2) See ECCNs 2E001 (‘‘develop- or greater than 69 MPa; ment’’), 2E002 (‘‘production’’), and 2E101 b. Designed to achieve and maintain a con- (‘‘use’’) for technology for items controlled trolled thermal environment of 873 K (600 °C) under this entry. (3) Also see ECCNs 2B009 or greater; and and 2B209. c. Possessing a chamber cavity with an in- Related Definitions: N/A side diameter of 254 mm or greater. Items: a. Flow-forming machines having all of the following: 2B105 Chemical vapor deposition (CVD) fur- a.1. According to the manufacturer’s tech- naces, other than those controlled by nical specification, can be equipped with 2B005.a, designed or modified for the ‘‘numerical control’’ units or a computer densification of carbon-carbon compos- control, even when not equipped with such ites. units at delivery; and LICENSE REQUIREMENTS a.2. Have more than two axes which can be Reason for Control:MT, AT coordinated simultaneously for ‘‘contouring control.’’ Country Chart (See Supp. Control(s) No. 1 to part 738) b. ‘‘Specially Designed’’ components for flow-forming machines controlled in 2B009 or MT applies to entire entry ..... MT Column 1. 2B109.a.

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Technical Notes: 1. Machines combining the d. Test piece support structures and elec- function of spin-forming and flow-forming are tronic units designed to combine multiple for the purpose of 2B109 regarded as flow-form- shaker units into a complete shaker system ing machines. capable of providing an effective combined 2. 2B109 does not control machines that are force equal to or greater than 50 kN, meas- not usable in the ‘‘production’’ of propulsion ured ‘bare table’, and usable in vibration test ‘‘parts,’’ ‘‘components’’ and equipment (e.g., systems described in 2B116.a. motor cases and interstages) for ‘‘missiles.’’ Technical Notes: (1) ‘Bare table’ means a flat table, or surface, with no fixture or fitting. 2B116 Vibration test systems and equip- (2) ‘Real-time control bandwidth’ is defined as ment, usable for rockets, missiles, or un- the maximum rate at which a controller can exe- manned aerial vehicles capable of achiev- cute complete cycles of sampling, processing ing a ‘‘range’’ equal to or greater than 300 data and transmitting control signals. km and their subsystems, and ‘‘parts’’ and ‘‘components’’ therefor, as follows (see 2B117 Equipment and process controls, List of Items Controlled). other than those controlled by 2B004, LICENSE REQUIREMENTS 2B005.a, 2B104 or 2B105, designed or Reason for Control: MT, NP, AT modified for the densification and pyrol- ysis of structural composite rocket noz- Country Chart (See Supp. zles and reentry vehicle nose tips. Control(s) No. 1 to part 738) LICENSE REQUIREMENTS MT applies to entire entry ..... MT Column 1. Reason for Control:MT, AT NP applies to electrodynamic NP Column 1. vibration test systems in Control(s) Country Chart (See Supp. 2B116.a and to all items in No. 1 to part 738) 2B116.b, .c, and .d. AT applies to entire entry ...... AT Column 1. MT applies to entire entry ..... MT Column 1. AT applies to entire entry ...... AT Column 1. LIST BASED LICENSE EXCEPTIONS (SEE PART 740 FOR A DESCRIPTION OF ALL LICENSE EX- LIST BASED LICENSE EXCEPTIONS (SEE PART CEPTIONS) 740 FOR A DESCRIPTION OF ALL LICENSE EX- LVS: N/A CEPTIONS) GBS: N/A LVS: N/A CIV: N/A GBS: N/A LIST OF ITEMS CONTROLLED CIV: N/A Related Controls: (1) See ECCN 2D101 for LIST OF ITEMS CONTROLLED ‘‘software’’ for items controlled under this Related Controls: (1) See ECCN 2D101 for entry. (2) See ECCNs 2E001 (‘‘develop- ‘‘software’’ for items controlled under this ment’’), 2E002 (‘‘production’’), and 2E101 entry. (2) See ECCNs 2E001 (‘‘develop- (‘‘use’’) for technology for items controlled ment’’), 2E002 (‘‘production’’), and 2E101 under this entry. (3) Also see ECCNs 9B106 (‘‘use’’) for technology for items controlled and 9B990. under this entry. (3) Also see ECCN s 2B004, Related Definitions: Vibration test systems 2B005, 2B104, 2B105, and 2B204. incorporating a digital controller are those Related Definitions: N/A systems, the functions of which are, partly Items: The list of items controlled in con- or entirely, automatically controlled by tained in the ECCN heading. stored and digitally coded electrical signals. 2B119 Balancing machines and related Items: a. Vibration test systems employing equipment, as follows (see List of Items feedback or closed loop techniques and incor- Controlled). porating a digital controller, capable of vi- LICENSE REQUIREMENTS brating a system at an acceleration equal to Reason for Control: MT, AT or greater than 10 g rms between 20 Hz to Country Chart (See Supp. 2,000 Hz while imparting forces equal to or Control(s) No. 1 to part 738) greater than 50 kN (11,250 lbs.), measured ‘bare table’; MT applies to entire entry ..... MT Column 1 b. Digital controllers, combined with ‘‘spe- AT applies to entire entry ...... AT Column 1 cially designed’’ vibration test ‘‘software’’, with a ‘real-time control bandwidth’ greater LIST BASED LICENSE EXCEPTIONS (SEE PART than 5 kHz and designed for use with vibra- 740 FOR A DESCRIPTION OF ALL LICENSE EX- tion test systems described in 2B116.a; CEPTIONS) c. Vibration thrusters (shaker units), with LVS: N/A or without associated amplifiers, capable of GBS: N/A imparting a force equal to or greater than 50 CIV: N/A kN (11,250 lbs.), measured ‘bare table’, and LIST OF ITEMS CONTROLLED usable in vibration test systems described in Related Controls: See also 7B101. 2B116.a; Related Definitions: N/A

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Items: a. Balancing machines having all the Note: 2B120 does not control rotary tables de- following characteristics: signed or modified for machine tools or for med- a.1. Not capable of balancing rotors/assem- ical equipment. For controls on machine tool ro- blies having a mass greater than 3 kg; tary tables see 2B008. a.2. Capable of balancing rotors/assemblies at speeds greater than 12,500 rpm; 2B121 Positioning tables (equipment capa- a.3. Capable of correcting unbalance in two ble of precise rotary position in any axis), planes or more; and other than those controlled in 2B120, hav- a.4. Capable of balancing to a residual spe- ing all the following characteristics (See cific unbalance of 0.2 g mm per kg of rotor List of Items Controlled). mass. LICENSE REQUIREMENTS Note: 2B119.a. does not control balancing ma- Reason for Control: MT, AT chines designed or modified for dental or other Country Chart (See Supp. medical equipment. Control(s) No. 1 to part 738) b. Indicator heads designed or modified for use with machines specified in 2B119.a. MT applies to entire entry ..... MT Column 1 Note: Indicator heads are sometimes known as AT applies to entire entry ...... AT Column 1 balancing instrumentation. LIST BASED LICENSE EXCEPTIONS (SEE PART 2B120 Motion simulators or rate tables 740 FOR A DESCRIPTION OF ALL LICENSE EX- (equipment capable of simulating mo- CEPTIONS) tion), having all of the following charac- LVS: N/A teristics (see List of Items Controlled). GBS: N/A LICENSE REQUIREMENTS CIV: N/A Reason for Control: MT, AT LIST OF ITEMS CONTROLLED Related Controls: Control(s) Country Chart (See Supp. (1) Equipment that has the characteristics No. 1 to part 738) specified in 2B121, which also meets the MT applies to entire entry ..... MT column 1 characteristics of 2B120 will be treated as AT applies to entire entry ...... AT column 1 equipment specified in 2B120. (2) See also 2B008, 2B120, 7B101 and 7B994. LIST BASED LICENSE EXCEPTIONS (SEE PART Related Definitions: N/A 740 FOR A DESCRIPTION OF ALL LICENSE EX- Items: a. Two axes or more; and CEPTIONS) b. A positioning ‘‘accuracy’’ equal to or LVS: N/A better than 5 arc-second. GBS: N/A Note: 2B121 does not control rotary tables de- CIV: N/A signed or modified for machine tools or for med- LIST OF ITEMS CONTROLLED ical equipment. For controls on machine tool ro- Related Controls: (1) Rate tables not con- tary tables see 2B008. trolled by 2B120 and providing the charac- 2B122 Centrifuges capable of imparting acteristics of a positioning table are to be celerations above 100 g and designed or evaluated according to 2B121. (2) Equip- modified to incorporate sliprings or inte- ment that has the characteristics specified grated non-contact devices capable of in 2B121, which also meets the characteris- transferring electrical power, signal in- tics of 2B120 will be treated as equipment formation, or both. specified in 2B120. (3) See also 2B008, 2B121, LICENSE REQUIREMENTS 7B101 and 7B994. Reason for Control: MT, AT Related Definitions: N/A Items: a. Two axes or more; Country Chart (See Supp. b. Designed or modified to incorporate Control(s) No. 1 to part 738) sliprings or integrated non-contact devices capable of transferring electrical power, sig- MT applies to entire entry ..... MT Column 1 AT applies to entire entry ...... AT Column 1 nal information, or both; and c. Having any of the following characteris- LIST BASED LICENSE EXCEPTIONS (SEE PART tics: 740 FOR A DESCRIPTION OF ALL LICENSE EX- c.1. For any single axis having all of the CEPTIONS) following: LVS: N/A c.1.a. Capable of rates of rotation of 400 de- GBS: N/A grees/s or more, or 30 degrees/s or less, and CIV: N/A c.1.b. A rate resolution equal to or less LIST OF ITEMS CONTROLLED than 6 degrees/s and an accuracy equal to or Related Controls: See also 7B101. less than 0.6 degrees/s; or Related Definitions: N/A c.2. Having a worst-case rate stability Items: The list of items controlled is con- equal to or better (less) than plus or minus tained in the ECCN heading. 0.05% averaged over 10 degrees or more; or c.3. A positioning ‘‘accuracy’’ equal to or 2B201 Machine tools, and any combination better than 5 arc-second. thereof, other than those controlled by

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2B001, for removing or cutting metals, ce- μm along any linear axis (overall posi- ramics or ‘‘composites,’’ which, according tioning); to manufacturer’s technical specifica- b.2. Two or more contouring rotary axes; or tions, can be equipped with electronic de- b.3. Five or more axes which can be coordi- vices for simultaneous ‘‘contouring con- nated simultaneously for ‘‘contouring control’’ in two or more axes. trol.’’ LICENSE REQUIREMENTS Note to 2B201.b: 2B201.b does not control mill- Reason for Control: NP, AT ing machines having the following characteristics: Country Chart (See Supp. a. X-axis travel greater than 2 m; and Control(s) No. 1 to part 738) b. Overall positioning accuracy according to NP applies to entire entry ...... NP Column 1 ISO 230/2 (2006) on the x-axis more (worse) than AT applies to entire entry ...... AT Column 1 22.5 μm. c. Machine tools for grinding, having any LIST BASED LICENSE EXCEPTIONS (SEE PART of the following characteristics: 740 FOR A DESCRIPTION OF ALL LICENSE EX- c.1. Positioning accuracies according to CEPTIONS) ISO 230/2 (2006) with ‘‘all compensations LVS: N/A available’’ equal to or less (better) than 3 μm GBS: N/A along any linear axis (overall positioning); CIV: N/A c.2. Two or more contouring rotary axes; or LIST OF ITEMS CONTROLLED c.3. Five or more axes which can be coordi- Related Controls: (1) See ECCNs 2D002 and nated simultaneously for ‘‘contouring con- 2D202 for ‘‘software’’ for items controlled trol.’’ by this entry. ‘‘Numerical control’’ units Note to 2B201.c: 2B201.c does not control the are controlled by their associated ‘‘soft- following grinding machines: ware’’. (2) See ECCNs 2E001 (‘‘develop- a. Cylindrical external, internal, and exter- ment’’), 2E002 (‘‘production’’), and 2E201 nal-internal grinding machines having all of the (‘‘use’’) for technology for items controlled following characteristics: under this entry. (3) Also see ECCNs 2B001 1. Limited to a maximum workpiece capacity and 2B991. of 150 mm outside diameter or length; and Related Definitions: N/A 2. Axes limited to x, z and c. Items: b. Jig grinders that do not have a z-axis or a Note: 2B201 does not control special purpose w-axis with an overall positioning accuracy less machine tools limited to the manufacture of any (better) than 3 microns. Positioning accuracy is of the following parts: according to ISO 230/2 (2006). a. Gears; Technical Note: 2B201.b.3 and c.3 include ma- b. Crank shafts or cam shafts; chines based on a parallel linear kinematic de- c. Tools or cutters; sign (e.g. hexapods) that have 5 or more axes d. Extruder worms; none of which are rotary axes. Technical Note: The identified positioning accuracy values in this entry are based on ISO 2B204 ‘‘Isostatic presses’’, other than those 230/2 (2006), which equates to the values based controlled by 2B004 or 2B104, and related on ISO 230/2 (1988) that are used by the Nuclear equipment, as follows (see List of Items Supplier’s Group (NSG). In 2B201.a and .b.1, Controlled). this results in a change from 6 μm to 4.5 μm. In LICENSE REQUIREMENTS paragraph .b of the Note to 2B201.b, the result- Reason for Control: NP, AT ing change is from 30 μm to 22.5 μm, In 2B201.c, μ μ Country Chart (See Supp. the resulting change is from 4 m to 3 m. Control(s) No. 1 to part 738) a. Machine tools for turning, that have positioning accuracies according to ISO 230/2 NP applies to entire entry ...... NP Column 1 (2006) with all compensations available bet- AT applies to entire entry ...... AT Column 1 ter (less) than 4.5 μm along any linear axis (overall positioning) for machines capable of LIST BASED LICENSE EXCEPTIONS (SEE PART machining diameters greater than 35 mm; 740 FOR A DESCRIPTION OF ALL LICENSE EX- Note to 2B201.a: 2B201.a does not control bar CEPTIONS) machines (Swissturn), limited to machining only LVS: N/A bar feed thru, if maximum bar diameter is equal GBS: N/A to or less than 42 mm and there is no capability CIV: N/A of mounting chucks. Machines may have drill- LIST OF ITEMS CONTROLLED ing and/or milling capabilities for machining Related Controls: (1) See ECCN 2D201 for parts with diameters less than 42 mm. ‘‘software’’ for items controlled under this b. Machine tools for milling, having any of entry. (2) See ECCNs 2E001 (‘‘develop- the following characteristics: ment’’), 2E002 (‘‘production’’), and 2E201 b.1. Positioning accuracies according to (‘‘use’’) for technology for items controlled ISO 230/2 (2006) with ‘‘all compensations under this entry. (3) Also see ECCNs 2B004 available’’ equal to or less (better) than 4.5 and 2B104.

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Related Definitions: The inside chamber di- along any axis (one dimension), identified as mension is that of the chamber in which any combination of E0x MPE, E0y MPE or E0z MPE, both the working temperature and working equal to or less (better) than (1.25 + L/1000) pressure are achieved and does not include μm (where L is the measured length in mm) fixtures. That dimension will be the small- at any point within the operating range of er of either the inside diameter of the pres- the machine (i.e., within the length of the sure chamber or the inside diameter of the axis), according to ISO 10360–2 (2009); or insulated chamber, depending on which of a.2. Having three or more axes with a three the two chambers is located inside the dimensional (volumetric) maximum permis- other. sible error of length measurement, identified Items: a. ‘‘Isostatic presses’’ having both of as E0, MPE, equal to or less (better) than (1.7 the following characteristics: + L/800) μm (where L is the measured length a.1. Capable of achieving a maximum in mm) at any point within the operating working pressure of 69 MPa or greater; and range of the machine (i.e., within the length a.2. A chamber cavity with an inside di- of the axis), according to ISO 10360–2 (2009). ameter in excess of 152 mm; Technical Note to 2B206.a.2: The E0, MPE of b. Dies, molds and controls, ‘‘specially de- the most accurate configuration of the CMM signed’’ for ‘‘isostatic presses’’ controlled by specified according to ISO 10360–2 (2009) by the 2B204.a. manufacturer (e.g., best of the following: Probe, 2B206 Dimensional inspection machines, in- stylus length, motion parameters, environment) struments or systems, other than those and with all compensations available shall be μ described in 2B006, as follows (see List of compared to the 1.7 + L/800 m threshold. Items Controlled). b. Systems for simultaneous linear-angular LICENSE REQUIREMENTS inspection of hemishells, having both of the Reason for Control: NP, AT following characteristics: b.1. ‘‘Measurement uncertainty’’ along any Control(s) Country Chart (See Supp. linear axis equal to or less (better) than 3.5 No. 1 to part 738) μm per 5 mm; and NP applies to entire entry ...... NP Column 1 b.2. ‘‘Angular position deviation’’ equal to AT applies to entire entry ...... AT Column 1 or less than 0.02°. c. Linear displacement measuring systems LIST BASED LICENSE EXCEPTIONS (SEE PART having both of the following characteristics: 740 FOR A DESCRIPTION OF ALL LICENSE EX- c.1. Containing a ‘‘laser;’’ and CEPTIONS) c.2. Capable of maintaining, for at least 12 LVS: N/A hours over a temperature range of ± 1 K GBS: N/A around a standard temperature and a stand- CIV: N/A ard pressure, both: LIST OF ITEMS CONTROLLED c.2.a. A ‘‘resolution’’ over their full scale of Related Controls: (1) See ECCNs 2D002 and 0.1μm or better; and 2D201 for ‘‘software’’ for items controlled c.2.b. A ‘‘measurement uncertainty’’ equal under this entry. (2) See ECCNs 2E001 to or better (less) than (0.2 + L/2000) μm (L is (‘‘development’’), 2E002 (‘‘production’’), the measured length in millimeters). and 2E201 (‘‘use’’) for technology for items controlled under this entry. (3) Also see Control Note to 2B206.c: 2B206.c does not con- ECCNs 2B006 and 2B996. trol measuring interferometer systems, without Related Definitions: N/A closed or open loop feedback, containing a Items: ‘‘laser’’ to measure slide movement errors of ma- Control Notes to ECCN 2B206: (1) Machine chine tools, dimensional inspection machines, or tools that can be used as measuring machines similar equipment. are controlled by ECCN 2B206 if they meet or ex- Technical Note to 2B206.c: In 2B206.c, ‘‘linear ceed the control parameters specified in this displacement’’ means the change of distance be- entry for the measuring machine function. (2) tween the measuring probe and the measured The machines described in ECCN 2B206 are con- object. trolled by this entry if they exceed the specified control threshold anywhere in their operating 2B207 ‘‘Robots’’, ‘‘end-effectors’’ and control range. units, other than those controlled by 2B007, as follows (see List of Items Con- Technical Note to ECCN 2B206: All parameters trolled). of measurement values in this entry represent LICENSE REQUIREMENTS plus/minus, i.e., not total band. Reason for Control: NP, AT a. Computer controlled or numerically controlled coordinate measuring machines Control(s) Country Chart (See Supp. (CMM) with either of the following charac- No. 1 to part 738) teristics: a.1. Having only two axes with a maximum NP applies to entire entry ...... NP Column 1 AT applies to entire entry ...... AT Column 1 permissible error of length measurement

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LIST BASED LICENSE EXCEPTIONS (SEE PART drel, but do not participate directly in the defor- 740 FOR A DESCRIPTION OF ALL LICENSE EX- mation process. CEPTIONS) b. Rotor-forming mandrels designed to LVS: N/A form cylindrical rotors of inside diameter be- GBS: N/A tween 75 mm and 400 mm. CIV: N/A LIST OF ITEMS CONTROLLED 2B225 Remote manipulators that can be Related Controls: (1) See ECCN 2D201 for used to provide remote actions in ‘‘software’’ for items controlled under this radiochemical separation operations or entry. (2) See ECCNs 2E001 (‘‘develop- hot cells, having either of the following ment’’), 2E002 (‘‘production’’), and 2E201 characteristics (see List of Items Con- (‘‘use’’) for technology for items controlled trolled). under this entry. (3) Also see ECCNs 2B007, LICENSE REQUIREMENTS 2B225, and 2B997. Reason for Control: NP, AT Related Definitions: N/A Country Chart (See Supp. ECCN Controls: This entry does not control Control(s) No. 1 to part 738) ‘‘robots’’ ‘‘specially designed’’ for non-nuclear industrial applications, such as auto- NP applies to entire entry ...... NP Column 1 mobile paint-spraying booths. AT applies to entire entry ...... AT Column 1 Items: a. ‘‘Robots’’ or ‘‘end-effectors’’ ‘‘specially designed’’ to comply with national LIST BASED LICENSE EXCEPTIONS (SEE PART safety standards applicable to handling high 740 FOR A DESCRIPTION OF ALL LICENSE EX- explosives (for example, meeting electrical CEPTIONS) code ratings for high explosives); LVS: N/A b. Control units ‘‘specially designed’’ for GBS: N/A any of the ‘‘robots’’ or ‘‘end-effectors’’ con- CIV: N/A trolled by 2B207.a. LIST OF ITEMS CONTROLLED Related Controls: (1) See ECCNs 2E001 (‘‘de- 2B209 Flow forming machines, spin forming velopment’’), 2E002 (‘‘production’’), and machines capable of flow forming func- 2E201 (‘‘use’’) for technology for items con- tions, other than those controlled by trolled under this entry. (2) Also see ECCNs 2B009 or 2B109, and mandrels, as follows 2B007 and 2B207. (3) Remote manipulators (see List of Items Controlled). ‘‘specially designed’’ or prepared for use in LICENSE REQUIREMENTS fuel reprocessing or for use in a reactor are Reason for Control: NP, AT subject to the export licensing authority of the Nuclear Regulatory Commission (see 10 Country Chart (See Supp. Control(s) No. 1 to part 738) CFR part 110). Related Definitions: N/A NP applies to entire entry ...... NP Column 1 Items: a. A capability of penetrating 0.6 m or AT applies to entire entry ...... AT Column 1 more of hot cell wall (through-the-wall operation); or LIST BASED LICENSE EXCEPTIONS (SEE PART b. A capability of bridging over the top of 740 FOR A DESCRIPTION OF ALL LICENSE EX- a hot cell wall with a thickness of 0.6 m or CEPTIONS) more (over-the-wall operation). LVS: N/A Technical Note: Remote manipulators provide GBS: N/A translation of human operator actions to a re- CIV: N/A mote operating arm and terminal fixture. They LIST OF ITEMS CONTROLLED may be of ‘‘master/slave’’ type or operated by Related Controls: (1) See ECCN 2D201 for joystick or keypad. ‘‘software’’ for items controlled under this entry. (2) See ECCNs 2E001 (‘‘develop- 2B226 Controlled atmosphere (vacuum or ment’’), 2E002 (‘‘production’’), and 2E201 inert gas) induction furnaces, and power (‘‘use’’) for technology for items controlled supplies therefor, as follows (see List of under this entry. (3) Also see ECCNs 2B009 Items Controlled). and 2B109. LICENSE REQUIREMENTS Related Definitions: N/A Reason for Control: NP, AT Items: a. Machines having both of the following characteristics: Country Chart (See Supp. Control(s) No. 1 to part 738) a.1. Three or more rollers (active or guid- ing); and NP applies to entire entry ...... NP Column 1 a.2. According to the manufacturer’s tech- AT applies to entire entry ...... AT Column 1 nical specifications, can be equipped with ‘‘numerical control’’ units or a computer LIST BASED LICENSE EXCEPTIONS (SEE PART control; 740 FOR A DESCRIPTION OF ALL LICENSE EX- Note: 2B209.a includes machines that have CEPTIONS) only a single roller designed to deform metal, LVS: N/A plus two auxiliary rollers that support the man- GBS: N/A

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CIV: N/A ment, bellows-forming mandrels and dies, LIST OF ITEMS CONTROLLED as follows (see List of Items Controlled). Related Controls: (1) See ECCNs 2E001 (‘‘de- LICENSE REQUIREMENTS velopment’’), 2E002 (‘‘production’’), and Reason for Control: NP, AT 2E201 (‘‘use’’) for technology for items controlled under this entry. (2) Also see ECCN Country Chart (See Supp. Control(s) No. 1 to part 738) 2B227 and Category 3B. Related Definitions: N/A NP applies to entire entry ...... NP Column 1 ECCN Controls: 2B226.a does not control fur- AT applies to entire entry ...... AT Column 1 naces designed for the processing of semiconductor wafers. LIST BASED LICENSE EXCEPTIONS (SEE PART Items: a. Furnaces having all of the following 740 FOR A DESCRIPTION OF ALL LICENSE EX- characteristics: CEPTIONS) a.1. Capable of operation above 1,123 K (850 LVS: N/A °C); GBS: N/A a.2. Induction coils 600 mm or less in di- CIV: N/A ameter; and LIST OF ITEMS CONTROLLED a.3. Designed for power inputs of 5 kW or Related Controls: See ECCNs 2E001 (‘‘develop- more; ment’’), 2E002 (‘‘production’’), and 2E201 b. Power supplies, with a specified power (‘‘use’’) for technology for items controlled output of 5 kW or more, ‘‘specially designed’’ under this entry. for furnaces controlled by 2B226.a. Related Definitions: N/A Items: a. Rotor assembly equipment for as- 2B227 Vacuum or other controlled atmos- sembly of gas centrifuge rotor tube sections, phere metallurgical melting and casting baffles, and end-caps; furnaces and related equipment, as fol- Note: 2B228.a includes precision mandrels, lows (see List of Items Controlled). clamps, and shrink fit machines. LICENSE REQUIREMENTS b. Rotor straightening equipment for Reason for Control: NP, AT alignment of gas centrifuge rotor tube sections to a common axis; Country Chart (See Supp. Technical Note: The rotor straightening Control(s) No. 1 to part 738) equipment in 2B228.b normally consists of preci- NP applies to entire entry ...... NP Column 1 sion measuring probes linked to a computer that AT applies to entire entry ...... AT Column 1 subsequently controls the action of, for example, pneumatic rams used for aligning the rotor tube LIST BASED LICENSE EXCEPTIONS (SEE PART sections. 740 FOR A DESCRIPTION OF ALL LICENSE EX- c. Bellows-forming mandrels and dies for CEPTIONS) producing single-convolution bellows. LVS: N/A Technical Note: In 2B228.c, the bellows have GBS: N/A all of the following characteristics: CIV: N/A 1. Inside diameter between 75 mm and 400 mm; LIST OF ITEMS CONTROLLED 2. Length equal to or greater than 12.7 mm; Related Controls: (1) See ECCN 2D201 for 3. Single convolution depth greater than 2 ‘‘software’’ for items controlled under this mm; and entry. (2) See ECCNs 2E001 (‘‘develop- 4. Made of high-strength aluminum alloys, ment’’), 2E002 (‘‘production’’), and 2E201 maraging steel or high strength ‘‘fibrous or fila- (‘‘use’’) for technology for items controlled mentary materials’’. under this entry. (2) Also see ECCN 2B226. Related Definitions: N/A 2B229 Centrifugal multiplane balancing ma- Items: a. Arc remelt and casting furnaces chines, fixed or portable, horizontal or having both of the following characteristics: vertical, as follows (see List of Items Con- a.1. Consumable electrode capabilities be- trolled). tween 1,000 cm3 and 20,000 cm3; and LICENSE REQUIREMENTS a.2. Capable of operating with melting tem- Reason for Control: NP, AT peratures above 1,973 K (1,700 °C); Country Chart (See Supp. b. Electron beam melting furnaces and Control(s) No. 1 to part 738) plasma atomization and melting furnaces, having both of the following characteristics: NP applies to entire entry ...... NP Column 1 b.1. A power of 50 kW or greater; and AT applies to entire entry ...... AT Column 1 b.2. Capable of operating with melting temperatures above 1,473 K (1,200 °C); LIST BASED LICENSE EXCEPTIONS (SEE PART c. Computer control and monitoring sys- 740 FOR A DESCRIPTION OF ALL LICENSE EX- tems specially configured for any of the fur- CEPTIONS) naces controlled by 2B227.a or .b. LVS: N/A GBS: N/A 2B228 Rotor fabrication and assembly CIV: N/A equipment, rotor straightening equip- LIST OF ITEMS CONTROLLED

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Related Controls: (1) See ECCN 2D201 for protected by aluminum, aluminum alloy, ‘‘software’’ for items controlled under this aluminum oxide (alumina or sapphire), nick- entry. (2) See ECCNs 2E001 (‘‘develop- el, nickel alloy with more than 60% nickel ment’’), 2E002 (‘‘production’’), and 2E201 by weight, or fully fluorinated hydrocarbon (‘‘use’’) for technology for items controlled polymers; and under this entry. c. Either of the following characteristics: Related Definitions: N/A c.1. A full scale of less 13 kPa and an ‘‘ac- Items: a. Centrifugal balancing machines de- curacy’’ of better than ±1% of full scale; or signed for balancing flexible rotors having a c.2. A full scale of 13 kPa or greater and an length of 600 mm or more and having all of ‘‘accuracy’’ of better than ±130 Pa when the following characteristics: measuring at 13 kPa. a.1. Swing or journal diameter greater than 75 mm; 2B231 Vacuum pumps having all of the a.2. Mass capability of from 0.9 to 23 kg; characteristics described in this ECCN and (see List of Items Controlled). a.3. Capable of balancing speed of revolu- LICENSE REQUIREMENTS tion greater than 5,000 r.p.m.; Reason for Control: NP, AT b. Centrifugal balancing machines designed for balancing hollow cylindrical rotor Control(s) Country Chart (See Supp. ‘‘parts’’ or ‘‘components’’ and having all of No. 1 to part 738) the following characteristics: NP applies to entire entry ...... NP Column 1 b.1. Journal diameter greater than 75 mm; AT applies to entire entry ...... AT Column 1 b.2. Mass capability of from 0.9 to 23 kg; b.3. A minimum achievable residual spe- LIST BASED LICENSE EXCEPTIONS (SEE PART cific unbalance equal to or less than 10 g- 740 FOR A DESCRIPTION OF ALL LICENSE EX- mm/kg per plane; and CEPTIONS) b.4. Belt drive type. LVS: N/A GBS: N/A 2B230 All types of ‘‘pressure transducers’’ CIV: N/A capable of measuring absolute pressures LIST OF ITEMS CONTROLLED and having all of the characteristics de- Related Controls: (1) See ECCNs 2E001 (‘‘described in this ECCN (see List of Items velopment’’), 2E002 (‘‘production’’), and Controlled). 2E201 (‘‘use’’) for ‘‘technology’’ for items LICENSE REQUIREMENTS controlled under this entry. (2) Also see Reason for Control: NP, AT bellows-sealed scroll-type compressors and Country Chart (See Supp. bellows-sealed scroll-type vacuum pumps Control(s) No. 1 to part 738) controlled under ECCN 2B233. (3) Vacuum pumps ‘‘specially designed’’ or prepared for NP applies to entire entry ...... NP Column 1 the separation of uranium isotopes are sub- AT applies to entire entry ...... AT Column 1 ject to the export licensing authority of the Nuclear Regulatory Commission (see 10 LIST BASED LICENSE EXCEPTIONS (SEE PART CFR part 110). 740 FOR A DESCRIPTION OF ALL LICENSE EX- Related Definitions: (1) The pumping speed is CEPTIONS) determined at the measurement point with LVS: N/A nitrogen gas or air. (2) The ultimate vacu- GBS: N/A um is determined at the input of the pump CIV: N/A with the input of the pump blocked off. LIST OF ITEMS CONTROLLED Related Controls: See ECCNs 2E001 (‘‘develop- Items: a. Input throat size equal to or greater ment’’), 2E002 (‘‘production’’), and 2E201 than 380 mm; (‘‘use’’) for technology for items controlled b. Pumping speed equal to or greater than 3 under this entry. 15 m /s; and Related Definitions: (1) For purposes of this c. Capable of producing an ultimate vacu- entry, ‘‘pressure transducers’’ are devices um better than 13.3 mPa. that convert pressure measurements into a 2B232 High-velocity gun systems (propel- signal. (2) For purposes of this entry, ‘‘ac- lant, gas, coil, electromagnetic, and curacy’’ includes non-linearity, hysteresis electrothermal types, and other advanced and repeatability at ambient temperature. systems) capable of accelerating projec- Items: a. Pressure sensing elements made of tiles to 1.5 km/s or greater. or protected by aluminum, aluminum alloy, LICENSE REQUIREMENTS aluminum oxide (alumina or sapphire), nick- Reason for Control: NP, AT el, nickel alloy with more than 60% nickel by weight, or fully fluorinated hydrocarbon Country Chart (See Supp. polymers; Control(s) No. 1 to part 738) b. Seals, if any, essential for sealing the pressure sensing element, and in direct con- NP applies to entire entry ...... NP Column 1 AT applies to entire entry ...... AT Column 1 tact with the process medium, made of or

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LIST BASED LICENSE EXCEPTIONS (SEE PART (i.e., they are compressed) as they move toward 740 FOR A DESCRIPTION OF ALL LICENSE EX- the outlet port of the machine. CEPTIONS) 2. In a bellows-sealed scroll compressor or vac- LVS: N/A uum pump, the process gas is totally isolated GBS: N/A from the lubricated parts of the pump and from CIV: N/A the external atmosphere by a metal bellows. One LIST OF ITEMS CONTROLLED end of the bellows is attached to the moving Related Controls: See ECCNs 2E001 (‘‘develop- scroll and the other end is attached to the sta- ment’’), 2E002 (‘‘production’’), and 2E201 tionary housing of the pump. (‘‘use’’) for technology for items controlled 3. Fluoropolymers include, but are not limited under this entry. to, the following materials: Related Definitions: N/A a. Polytetrafluoroethylene (PTFE); Items: The list of items controlled is con- b. Fluorinated Ethylene Propylene (FEP); tained in the ECCN heading. c. Perfluoroalkoxy (PFA); d. Polychlorotrifluoroethylene (PCTFE); and 2B233 Bellows-sealed scroll-type compres- e. Vinylidene fluoride-hexafluoropropylene sors and bellows-sealed scroll-type vacu- copolymer. um pumps having all of the characteristics described in this ECCN (see List of 2B350 Chemical manufacturing facilities Items Controlled). and equipment, except valves controlled LICENSE REQUIREMENTS by 2A226, as follows (see List of Items Reason for Control: NP, AT Controlled). LICENSE REQUIREMENTS Country chart (see Supp. No. Reason for Control: CB, AT Control(s) 1 to part 738) Country Chart (See Supp. NP applies to entire entry ...... NP Column 1 Control(s) No. 1 to part 738) AT applies to entire entry ...... AT Column 1 CB applies to entire entry ...... CB Column 2. LIST BASED LICENSE EXCEPTIONS (SEE PART AT applies to entire entry ...... AT Column 1. 740 FOR A DESCRIPTION OF ALL LICENSE EX- CEPTIONS) License Requirement Note: This ECCN does LVS: N/A not control equipment that is both: (1) ‘‘Spe- GBS: N/A cially Designed’’ for use in civil applications CIV: N/A (e.g., food processing, pulp and paper proc- LIST OF ITEMS CONTROLLED essing, or water purification) and (2) inappro- Related Controls: (1) See ECCNs 2E001 (‘‘de- priate, by the nature of its design, for use in velopment’’), 2E002 (‘‘production’’), and storing, processing, producing or conducting 2E201 (‘‘use’’) for ‘‘technology’’ for items and controlling the flow of the chemical weap- controlled under this entry. (2) Also see ons precursors controlled by 1C350. vacuum pumps controlled under ECCN LIST BASED LICENSE EXCEPTIONS (SEE PART 2B231. (3) Vacuum pumps ‘‘specially de- 740 FOR A DESCRIPTION OF ALL LICENSE EX- signed’’ or prepared for the separation of CEPTIONS) uranium isotopes are subject to the export LVS: $2,000 for all Country Group B destina- licensing authority of the Nuclear Regu- tions, except those also listed under Coun- latory Commission (see 10 CFR part 110). try Group D:3 (see Supplement No. 1 to Related Definitions: N/A part 740 of the EAR). Items: a. Capable of an inlet volume flow rate GBS: N/A of 50 m3/h or greater; CIV: N/A b. Capable of a pressure ratio of 2:1 or LIST OF ITEMS CONTROLLED greater; and Related Controls: See also ECCNs 2A226, c. Having all surfaces that come in contact 2A992, 2A993, 2B231, and 2B999. with the process gas made from any of the Related Definitions: For purposes of this entry following: the term ‘chemical warfare agents’ in- c.1. Aluminum or aluminum alloy; cludes those agents ‘‘subject to the ITAR’’ c.2. Aluminum oxide; (see 22 CFR parts 120 through 130). c.3. Stainless steel; Items: a. Reaction vessels or reactors, with or c.4. Nickel or nickel alloy; without agitators, with total internal (geo- c.5. Phosphor bronze; or metric) volume greater than 0.1 m3 (100 li- c.6. Fluoropolymers. ters) and less than 20 m3 (20,000 liters), where Technical Notes: 1. In a scroll compressor or all surfaces that come in direct contact with vacuum pump, crescent-shaped pockets of gas the chemical(s) being processed or contained are trapped between one or more pairs of inter- are made from any of the following mate- meshed spiral vanes, or scrolls, one of which rials: moves while the other remains stationary. The a.1. Alloys with more than 25% nickel and moving scroll orbits the stationary scroll; it does 20% chromium by weight; not rotate. As the moving scroll orbits the sta- a.2. Nickel or alloys with more than 40% tionary scroll, the gas pockets diminish in size nickel by weight;

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a.3. Fluoropolymers (polymeric or elas- d.4. Glass (including vitrified or enameled tomeric materials with more than 35% fluo- coatings or glass lining); rine by weight); d.5. Tantalum or tantalum alloys; a.4. Glass (including vitrified or enameled d.6. Titanium or titanium alloys; coating or glass lining); d.7. Zirconium or zirconium alloys; a.5. Tantalum or tantalum alloys; d.8. Niobium (columbium) or niobium al- a.6. Titanium or titanium alloys; loys; a.7. Zirconium or zirconium alloys; or d.9. Graphite or carbon-graphite; a.8. Niobium (columbium) or niobium al- d.10. Silicon carbide; or loys. d.11. Titanium carbide. b. Agitators designed for use in reaction e. Distillation or absorption columns of in- vessels or reactors described in 2B350.a, and ternal diameter greater than 0.1 m, and liq- impellers, blades or shafts designed for such uid distributors, vapor distributors or liquid agitators, where all surfaces that come in di- collectors designed for such distillation or rect contact with the chemical(s) being proc- absorption columns, where all surfaces that essed or contained are made from any of the come in direct contact with the chemical(s) following materials: being processed are made from any of the b.1. Alloys with more than 25% nickel and following materials: 20% chromium by weight; e.1. Alloys with more than 25% nickel and b.2. Nickel or alloys with more than 40% 20% chromium by weight; nickel by weight; e.2. Nickel or alloys with more than 40% b.3. Fluoropolymers (polymeric or elas- nickel by weight; tomeric materials with more than 35% fluo- e.3. Fluoropolymers (polymeric or elas- rine by weight); tomeric materials with more than 35% fluo- b.4. Glass (including vitrified or enameled rine by weight); coatings or glass lining); e.4. Glass (including vitrified or enameled b.5. Tantalum or tantalum alloys; coatings or glass lining); b.6. Titanium or titanium alloys; e.5. Tantalum or tantalum alloys; b.7. Zirconium or zirconium alloys; or e.6. Titanium or titanium alloys; b.8. Niobium (columbium) or niobium al- e.7. Zirconium or zirconium alloys; loys. e.8. Niobium (columbium) or niobium al- c. Storage tanks, containers or receivers loys; or with a total internal (geometric) volume e.9. Graphite or carbon-graphite. greater than 0.1 m3 (100 liters) where all sur- f. Remotely operated filling equipment in faces that come in direct contact with the which all surfaces that come in direct con- chemical(s) being processed or contained are tact with the chemical(s) being processed are made from any of the following materials: made from any of the following materials: c.1. Alloys with more than 25% nickel and f.1. Alloys with more than 25% nickel and 20% chromium by weight; 20% chromium by weight; or c.2. Nickel or alloys with more than 40% f.2. Nickel or alloys with more than 40% nickel by weight; nickel by weight. c.3. Fluoropolymers (polymeric or elas- g. Valves, as follows: tomeric materials with more than 35% fluo- g.1. Valves having both of the following rine by weight); characteristics: c.4. Glass (including vitrified or enameled g.1.a. A nominal size greater than 1.0 cm coatings or glass lining); (3⁄8 in.); and c.5. Tantalum or tantalum alloys; g.1.b. All surfaces that come in direct con- c.6. Titanium or titanium alloys; tact with the chemical(s) being produced, c.7. Zirconium or zirconium alloys; or processed, or contained are made from mate- c.8. Niobium (columbium) or niobium al- rials identified in Technical Note 1 to loys. 2B350.g. d. Heat exchangers or condensers with a g.2. Valves, except for valves controlled by heat transfer surface area of less than 20 m2, 2B350.g.1, having all of the following charac- but greater than 0.15 m2, and tubes, plates, teristics: coils or blocks (cores) designed for such heat g.2.a. A nominal size equal to or greater exchangers or condensers, where all surfaces than 2.54 cm (1 inch) and equal to or less that come in direct contact with the chem- than 10.16 cm (4 inches); ical(s) being processed are made from any of g.2.b. Casings (valve bodies) or preformed the following materials: casing liners controlled by 2B350.g.3, in d.1. Alloys with more than 25% nickel and which all surfaces that come in direct con- 20% chromium by weight; tact with the chemical(s) being produced, d.2. Nickel or alloys with more than 40% processed, or contained are made from mate- nickel by weight; rials identified in Technical Note 1 to d.3. Fluoropolymers (polymeric or elas- 2B350.g; and tomeric materials with more than 35% fluo- g.2.c. A closure element designed to be rine by weight); interchangeable.

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g.3. Casings (valve bodies) and preformed preformed casing liners, impellers, rotors or casing liners having both of the following jet pump nozzles designed for such pumps, in characteristics: which all surfaces that come into direct con- g.3.a. Designed for valves in 2B350.g.1 or tact with the chemical(s) being processed are .g.2; and made from any of the following materials: g.3.b. All surfaces that come in direct con- i.1. Alloys with more than 25% nickel and tact with the chemical(s) being produced, 20% chromium by weight; processed, or contained are made from mate- i.2. Nickel or alloys with more than 40% rials identified in Technical Note 1 to nickel by weight; 2B350.g. i.3. Fluoropolymers (polymeric or elas- Technical Note 1 to 2B350.g: All surfaces of tomeric materials with more than 35% fluo- the valves controlled by 2B350.g.1, and the cas- rine by weight); ings (valve bodies) and preformed casing liners i.4. Glass (including vitrified or enameled controlled by 2B350.g.3, that come in direct con- coatings or glass lining); tact with the chemical(s) being produced, proc- i.5. Tantalum or tantalum alloys; essed, or contained are made from the following i.6. Titanium or titanium alloys; materials: i.7. Zirconium or zirconium alloys; a. Alloys with more than 25% nickel and 20% i.8. Niobium (columbium) or niobium al- chromium by weight; loys. b. Nickel or alloys with more than 40% nickel i.9. Graphite or carbon-graphite; by weight; i.10. Ceramics; or c. Fluoropolymers (polymeric or elastomeric i.11. Ferrosilicon (high silicon iron alloys). materials with more than 35% fluorine by Technical Note to 2B350.i: The seals referred weight); to in 2B350.i come into direct contact with the d. Glass (including vitrified or enameled coat- chemical(s) being processed (or are designed to ing or glass lining); do so), and provide a sealing function where a e. Tantalum or tantalum alloys; rotary or reciprocating drive shaft passes f. Titanium or titanium alloys; through a pump body. g. Zirconium or zirconium alloys; j. Incinerators designed to destroy chem- h. Niobium (columbium) or niobium alloys; or ical warfare agents, chemical weapons pre- i. Ceramic materials, as follows: cursors controlled by 1C350, or chemical mu- i.1. Silicon carbide with a purity of 80% or nitions having ‘‘specially designed’’ waste more by weight; supply systems, special handling facilities i.2. Aluminum oxide (alumina) with a purity and an average combustion chamber tem- of 99.9% or more by weight; or perature greater than 1000 °C in which all i.3. Zirconium oxide (zirconia). surfaces in the waste supply system that Technical Note 2 to 2B350.g: The ‘nominal come into direct contact with the waste size’ is defined as the smaller of the inlet and products are made from or lined with any of outlet port diameters the following materials: h. Multi-walled piping incorporating a leak j.1. Alloys with more than 25% nickel and detection port, in which all surfaces that 20% chromium by weight; come in direct contact with the chemical(s) j.2. Nickel or alloys with more than 40% being processed or contained are made from nickel by weight; or any of the following materials: j.3. Ceramics. h.1. Alloys with more than 25% nickel and Technical Note 1: Carbon-graphite is a composi- 20% chromium by weight; tion consisting primarily of graphite and h.2. Nickel or alloys with more than 40% amorphous carbon, in which the graphite is 8 nickel by weight; percent or more by weight of the composition. h.3. Fluoropolymers (polymeric or elas- Technical Note 2: For the items listed in 2B350, tomeric materials with more than 35% fluo- the term ‘alloy,’ when not accompanied by a rine by weight); specific elemental concentration, is under- h.4. Glass (including vitrified or enameled stood as identifying those alloys where the coatings or glass lining); identified metal is present in a higher percent- h.5. Tantalum or tantalum alloys; age by weight than any other element. h.6. Titanium or titanium alloys; Technical Note 3: The materials used for gas- h.7. Zirconium or zirconium alloys; kets, packing, seals, screws or washers, or h.8. Niobium (columbium) or niobium al- other materials performing a sealing function, loys; or do not determine the control status of the h.9. Graphite or carbon-graphite. items in this ECCN, provided that such com- i. Multiple-seal and seal-less pumps with ponents are designed to be interchangeable. manufacturer’s specified maximum flow-rate Note: See Categories V and XIV of the United greater than 0.6 m3/hour (600 liters/hour), or States Munitions List for all chemicals that are vacuum pumps with manufacturer’s specified ‘‘subject to the ITAR’’ (see 22 CFR parts 120 maximum flow-rate greater than 5 m3/hour through 130). (5,000 liters/hour) (under standard temperature (273 K (0 °C)) and pressure (101.3 kPa) 2B351 Toxic gas monitoring systems and conditions), and casings (pump bodies), their dedicated detecting ‘‘parts’’ and

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‘‘components’’ (i.e., detectors, sensor de- LIST BASED LICENSE EXCEPTIONS (SEE PART vices, and replaceable sensor cartridges), 740 FOR A DESCRIPTION OF ALL LICENSE EX- as follows, except those systems and de- CEPTIONS) tectors controlled by ECCN 1A004.c (see LVS: N/A List of Items Controlled). GBS: N/A LICENSE REQUIREMENTS CIV: N/A Reason for Control: CB, AT LIST OF ITEMS CONTROLLED Related Controls: See ECCNs 1A004 and 1A995 for protective equipment that is not cov- Control(s) Country Chart (See Supp. No. 1 to part 738) ered by this entry. Also see ECCN 9A120 for controls on certain ‘‘UAV’’ systems de- CB applies to entire entry ...... CB Column 2. signed or modified to dispense an aerosol AT applies to entire entry ...... AT Column 1. and capable of carrying elements of a payload in the form of a particulate or liquid, LIST BASED LICENSE EXCEPTIONS (SEE PART other than fuel ‘‘parts’’ or ‘‘components’’ 740 FOR A DESCRIPTION OF ALL LICENSE EX- of such vehicles, of a volume greater than CEPTIONS) 20 liters. LVS: N/A Related Definitions: (1) ‘‘Lighter than air ve- GBS: N/A hicles’’—balloons and airships that rely on CIV: N/A hot air or on lighter-than-air gases, such as LIST OF ITEMS CONTROLLED helium or hydrogen, for their lift. (2) Related Controls: See ECCN 2D351 for ‘‘soft- ‘‘UAVs’’—Unmanned Aerial Vehicles. (3) ware’’ for toxic gas monitoring systems ‘‘VMD’’—Volume Median Diameter. and their dedicated detecting ‘‘parts’’ and Items: ‘‘components’’ controlled by this ECCN. a. Containment facilities and related Also see ECCN 1A004, which controls chem- equipment, as follows: ical detection systems and ‘‘specially de- a.1. Complete containment facilities at P3 signed’’ ‘‘parts’’ and ‘‘components’’ there- or P4 containment level. for that are ‘‘specially designed’’ or modi- Technical Note: P3 or P4 (BL3, BL4, L3, L4) fied for detection or identification of containment levels are as specified in the WHO chemical warfare agents, but not ‘‘spe- Laboratory Biosafety Manual (3rd edition, Ge- cially designed’’ for military use, and neva, 2004). ECCN 1A995, which controls certain detec- a.2. Equipment designed for fixed installation equipment, ‘‘parts’’ and ‘‘compo- tion in containment facilities specified in nents’’ not controlled by ECCN 1A004 or by paragraph a.1 of this ECCN, as follows: this ECCN. a.2.a. Double-door pass-through decon- Related Definitions: (1) For the purposes of tamination autoclaves; this entry, the term ‘‘dedicated’’ means a.2.b. Breathing air suit decontamination committed entirely to a single purpose or showers; device. (2) For the purposes of this entry, a.2.c. Mechanical-seal or inflatable-seal the term ‘‘continuous operation’’ describes walkthrough doors. the capability of the equipment to operate b. Fermenters and components as follows: on line without human intervention. The b.1. Fermenters capable of cultivation of intent of this entry is to control toxic gas micro-organisms or of live cells for the pro- monitoring systems capable of collection duction of viruses or toxins, without the and detection of samples in environments propagation of aerosols, having a capacity of such as chemical plants, rather than those 20 liters or greater. used for batch-mode operation in labora- b.2. Components designed for such fer- tories. menters, as follows: Items: a. Designed for continuous operation b.2.a. Cultivation chambers designed to be and usable for the detection of chemical war- sterilized or disinfected in situ; fare agents or chemicals controlled by 1C350 b.2.b. Cultivation chamber holding devices; at concentrations of less than 0.3 mg/m3; or or b. Designed for the detection of cholin- b.2.c. Process control units capable of si- esterase-inhibiting activity. multaneously monitoring and controlling two or more fermentation system param- 2B352 Equipment capable of use in handling eters (e.g., temperature, pH, nutrients, agita- biological materials, as follows (see List tion, dissolved oxygen, air flow, foam con- of Items Controlled). trol). LICENSE REQUIREMENTS Technical Note: Fermenters include bioreac- Reason for Control: CB, AT tors (including single-use (disposable) bioreac- tors), chemostats and continuous-flow systems. c. Centrifugal separators capable of the Control(s) Country Chart (See Supp. No. 1 to part 738). continuous separation of pathogenic microorganisms, without the propagation of CB applies to entire entry ...... CB Column 2 aerosols, and having all of the following AT applies to entire entry ...... AT Column 1 characteristics:

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c.1. One or more sealing joints within the g. Protective and containment equipment, steam containment area; as follows: c.2. A flow rate greater than 100 liters per g.1. Protective full or half suits, or hoods hour; dependent upon a tethered external air sup- c.3. ‘‘Parts’’ or ‘‘components’’ of polished ply and operating under positive pressure; stainless steel or titanium; and TECHNICAL NOTE: This entry does not con- c.4. Capable of in-situ steam sterilization trol suits designed to be worn with self-con- in a closed state. tained breathing apparatus. Technical Note: Centrifugal separators in- g.2. Biocontainment chambers, isolators, clude decanters. or biological safety cabinets having all of d. Cross (tangential) flow filtration equip- the following characteristics, for normal opment and ‘‘accessories,’’ as follows: eration: d.1. Cross (tangential) flow filtration g.2.a. Fully enclosed workspace where the equipment capable of separation of micro- operator is separated from the work by a organisms, viruses, toxins or cell cultures physical barrier; having all of the following characteristics: g.2.b. Able to operate at negative pressure; d.1.a. A total filtration area equal to or g.2.c. Means to safely manipulate items in greater than 1 square meter (1 m2); and the workspace; and d.1.b. Having any of the following charac- g.2.d. Supply and exhaust air to and from teristics: the workspace is high-efficiency particulate d.1.b.1. Capable of being sterilized or dis- air (HEPA) filtered. infected in-situ; or d.1.b.2. Using disposable or single-use fil- Note 1 to 2B352.g.2: 2B352.g.2 controls class III tration ‘‘parts’’ or ‘‘components’’. biosafety cabinets, as specified in the WHO Lab- N.B.: 2B352.d.1 does not control reverse osmo- oratory Biosafety Manual (3rd edition, Geneva, sis and hemodialysis equipment, as specified by 2004) or constructed in accordance with na- the manufacturer. tional standards, regulations or guidance. d.2. Cross (tangential) flow filtration Note 2 to 2B352.g.2: 2B352.g.2 does not control ‘‘parts’’ or ‘‘components’’ (e.g., modules, ele- isolators ‘‘specially designed’’ for barrier nurs- ments, cassettes, cartridges, units or plates) ing or transportation of infected patients. with filtration area equal to or greater than h. Aerosol inhalation equipment designed 0.2 square meters (0.2 m2) for each compo- for aerosol challenge testing with microorga- nent and designed for use in cross (tangen- nisms, viruses or toxins, as follows: tial) flow filtration equipment controlled by h.1. Whole-body exposure chambers having 2B352.d.1. a capacity of 1 cubic meter or greater. Technical Note: In this ECCN, ‘‘sterilized’’ de- h.2. Nose-only exposure apparatus utilizing notes the elimination of all viable microbes from directed aerosol flow and having a capacity the equipment through the use of either phys- for the exposure of 12 or more rodents, or two ical (e.g., steam) or chemical agents. ‘‘Dis- or more animals other than rodents, and infected’’ denotes the destruction of potential closed animal restraint tubes designed for microbial infectivity in the equipment through use with such apparatus. the use of chemical agents with a germicidal ef- i. Spraying or fogging systems and ‘‘parts’’ fect. ‘‘Disinfection’’ and ‘‘sterilization’’ are dis- and ‘‘components’’ therefor, as follows: tinct from ‘‘sanitization’’, the latter referring to i.1. Complete spraying or fogging systems, cleaning procedures designed to lower the micro- ‘‘specially designed’’ or modified for fitting bial content of equipment without necessarily to ‘‘aircraft,’’ ‘‘lighter than air vehicles,’’ or achieving elimination of all microbial infectivity ‘‘UAVs,’’ capable of delivering, from a liquid or viability. suspension, an initial droplet ’VMD’ of less e. Steam, gas or vapor sterilizable freeze- than 50 microns at a flow rate of greater drying equipment with a condenser capacity than 2 liters per minute; of 10 kg of ice or greater in 24 hours (10 liters i.2. Spray booms or arrays of ’aerosol gen- of water or greater in 24 hours) and less than erating units’, ‘‘specially designed’’ or modi- 1000 kg of ice in 24 hours (less than 1,000 li- fied for fitting to ‘‘aircraft,’’ ‘‘lighter than ters of water in 24 hours). air vehicles,’’ or ‘‘UAVs,’’ capable of deliv- f. Spray-drying equipment capable of dry- ering, from a liquid suspension, an initial ing toxins or pathogenic microorganisms droplet ’VMD’ of less than 50 microns at a having all of the following characteristics: flow rate of greater than 2 liters per minute; f.1. A water evaporation capacity of ≥ 0.4 i.3. ’Aerosol generating units’ ‘‘specially kg/h and ≤ 400 kg/h; designed’’ for fitting to the systems specified f.2. The ability to generate a typical mean in paragraphs i.1 or i.2 of this ECCN. product particle size of ≤ 10 micrometers Technical Notes: 1. ’Aerosol generating units’ with existing fittings or by minimal modi- are devices ‘‘specially designed’’ or modified for fication of the spray-dryer with atomization fitting to ‘‘aircraft’’ and include nozzles, rotary nozzles enabling generation of the required drum atomizers and similar devices. particle size; and 2. This ECCN does not control spraying or f.3. Capable of being sterilized or dis- fogging systems, ‘‘parts’’ and ‘‘components,’’ as infected in situ. specified in 2B352.i, that are demonstrated not

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to be capable of delivering biological agents in b.3. Capable of receiving and processing the form of infectious aerosols. CAD data for internal preparation of ma- 3. Volume Median Diameter ’VMD’ for drop- chine instructions; or lets produced by spray equipment or nozzles c. ‘‘Numerically controlled’’ machine tools ‘‘specially designed’’ for use on ‘‘aircraft’’ or that, according to the manufacturer’s tech- ‘‘UAVs’’ should be measured using either of the nical specifications, can be equipped with following methods (pending the adoption of electronic devices for simultaneous internationally accepted standards): ‘‘contouring control’’ in two or more axes a. Doppler ‘‘laser’’ method, and that have both of the following charac- b. Forward ‘‘laser’’ diffraction method. teristics: 2B991 Numerical control units for machine c.1. Two or more axes that can be coordi- tools and ‘‘numerically controlled’’ ma- nated simultaneously for contouring control; chine tools, n.e.s. (see List of Items Con- and trolled). c.2. Positioning accuracies according to LICENSE REQUIREMENTS ISO 230/2 (2006), with all compensations avail- Reason for Control: AT able: μ Country chart c.2.a. Better than 15 m along any linear Control(s) (See Supp. No. 1 axis (overall positioning) for grinding ma- to part 738) chines; μ AT applies to entire entry ...... AT Column 1 c.2.b. Better than 15 m along any linear axis (overall positioning) for milling ma- LIST BASED LICENSE EXCEPTIONS (SEE PART chines; or 740 FOR A DESCRIPTION OF ALL LICENSE EX- c.2.c. Better than 15 μm along any linear CEPTIONS) axis (overall positioning) for turning ma- LVS: N/A chines; or GBS: N/A d. Machine tools, as follows, for removing CIV: N/A or cutting metals, ceramics or composites, LIST OF ITEMS CONTROLLED that, according to the manufacturer’s tech- Related Controls: See also ECCNs 2B001 and nical specifications, can be equipped with 2B201. electronic devices for simultaneous N/A Related Definitions: ‘‘contouring control’’ in two or more axes: Items: d.1. Machine tools for turning, grinding, a. ‘‘Numerical control’’ units for machine milling or any combination thereof, having tools: two or more axes that can be coordinated si- a.1. Having four interpolating axes that multaneously for ‘‘contouring control’’ and can be coordinated simultaneously for having any of the following characteristics: ‘‘contouring control;’’ or a.2. Having two or more axes that can be d.1.a. One or more contouring ‘‘tilting coordinated simultaneously for ‘‘contouring spindles;’’ control’’ and a minimum programmable in- Note: 2B991.d.1.a. applies to machine tools for crement better (less) than 0.001 mm; grinding or milling only. a.3. ‘‘Numerical control’’ units for machine d.1.b. ‘‘Camming’’ (axial displacement) in tools having two, three or four interpolating one revolution of the spindle less (better) axes that can be coordinated simultaneously than 0.0006 mm total indicator reading (TIR); for ‘‘contouring control,’’ and capable of re- Note: 2B991.d.1.b. applies to machine tools for ceiving directly (on-line) and processing turning only. computer-aided-design (CAD) data for inter- d.1.c. ‘‘Run out’’ (out-of-true running) in nal preparation of machine instructions; or one revolution of the spindle less (better) b. ‘‘Motion control boards’’ ‘‘specially de- than 0.0006 mm total indicator reading (TIR); signed’’ for machine tools and having any of d.1.d. The ‘‘positioning accuracies’’, with the following characteristics: all compensations available, are less (better) b.1. Interpolation in more than four axes; ° b.2. Capable of ‘‘real-time processing’’ of than: 0.001 on any rotary axis; data to modify tool path, feed rate and spin- d.2. Electrical discharge machines (EDM) dle data, during the machining operation, by of the wire feed type that have five or more any of the following: axes that can be coordinated simultaneously b.2.a. Automatic calculation and modifica- for ‘‘contouring control.’’ tion of part program data for machining in two or more axes by means of measuring cy- 2B992 Non-‘‘numerically controlled’’ ma- cles and access to source data; or chine tools for generating optical quality b.2.b. ‘‘Adaptive control’’ with more than surfaces, (see List of Items Controlled) one physical variable measured and proc- and ‘‘specially designed’’ ‘‘parts’’ and essed by means of a computing model (strat- ‘‘components’’ therefor. egy) to change one or more machining in- LICENSE REQUIREMENTS structions to optimize the process. Reason for Control: AT

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Country Chart (See Supp. 2B996 Dimensional inspection or measuring Control(s) No. 1 to part 738) systems or equipment not controlled by 2B006 or 2B206, as follows (see List of AT applies to entire entry ...... AT Column 1 Items Controlled). LICENSE REQUIREMENTS LIST BASED LICENSE EXCEPTIONS (SEE PART Reason for Control: AT 740 FOR A DESCRIPTION OF ALL LICENSE EX- CEPTIONS) Control(s) Country Chart (See Supp. LVS: N/A No. 1 to part 738) GBS: N/A AT applies to entire entry ...... AT Column 1 CIV: N/A LIST OF ITEMS CONTROLLED LIST BASED LICENSE EXCEPTIONS (SEE PART Related Controls: N/A 740 FOR A DESCRIPTION OF ALL LICENSE EX- Related Definitions: N/A CEPTIONS) Items: a. Turning machines using a single LVS: N/A point cutting tool and having all of the fol- GBS: N/A lowing characteristics: CIV: N/A a.1. Slide positioning accuracy less (better) LIST OF ITEMS CONTROLLED than 0.0005 mm per 300 mm of travel; Related Controls: N/A a.2. Bidirectional slide positioning repeat- Related Definitions: N/A ability less (better) than 0.00025 mm per 300 Items: a. Manual dimensional inspection ma- mm of travel; chines, having both of the following charac- a.3. Spindle ‘‘run out’’ and ‘‘camming’’ less teristics: (better) than 0.0004 mm total indicator read- a.1. Two or more axes; and ing (TIR); a.2. A measurement uncertainty equal to a.4. Angular deviation of the slide move- or less (better) than (3 + L/300) micrometer in ment (yaw, pitch and roll) less (better) than any axes (L measured length in mm). 2 seconds of arc, TIR, over full travel; and a.5. Slide perpendicularity less (better) 2B997 ‘‘Robots’’ not controlled by 2B007 or than 0.001 mm per 300 mm of travel; 2B207 that are capable of employing feed- Technical Note: The bidirectional slide posi- back information in real-time processing tioning repeatability (R) of an axis is the max- from one or more sensors to generate or imum value of the repeatability of positioning at modify ‘‘programs’’ or to generate or mod- any position along or around the axis deter- ify numerical program data. LICENSE REQUIREMENTS mined using the procedure and under the condi- Reason for Control: AT tions specified in part 2.11 of ISO 230/2: 1988. b. Fly cutting machines having all of the Country Chart (See Supp. following characteristics: Control(s) No. 1 to part 738) b.1. Spindle ‘‘run out’’ and ‘‘camming’’ less (better) than 0.0004 mm TIR; and AT applies to entire entry ...... AT Column 1 b.2. Angular deviation of slide movement (yaw, pitch and roll) less (better) than 2 sec- LIST BASED LICENSE EXCEPTIONS (SEE PART onds of arc, TIR, over full travel. 740 FOR A DESCRIPTION OF ALL LICENSE EX- CEPTIONS) 2B993 Gearmaking and/or finishing machin- LVS: N/A ery not controlled by 2B003 capable of GBS: N/A producing gears to a quality level of bet- CIV: N/A ter than AGMA 11. LIST OF ITEMS CONTROLLED LICENSE REQUIREMENTS Related Controls: N/A Reason for Control: AT Related Definitions: N/A Items: The list of items controlled is con- Country Chart (See Supp. tained in the ECCN heading. Control(s) No. 1 to part 738) 2B998 Assemblies, circuit boards or inserts AT applies to entire entry ...... AT Column 1 ‘‘specially designed’’ for machine tools controlled by 2B991, or for equipment LIST BASED LICENSE EXCEPTIONS (SEE PART controlled by 2B993, 2B996 or 2B997. 740 FOR A DESCRIPTION OF ALL LICENSE EX- LICENSE REQUIREMENTS CEPTIONS) Reason for Control: AT LVS: N/A GBS: N/A Country Chart (See Supp. Control(s) No. 1 to part 738) CIV: N/A LIST OF ITEMS CONTROLLED AT applies to entire entry ...... AT Column 1 Related Controls: N/A Related Definitions: N/A LIST BASED LICENSE EXCEPTIONS (SEE PART Items: The list of items controlled is con- 740 FOR A DESCRIPTION OF ALL LICENSE EX- tained in the ECCN heading. CEPTIONS)

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LVS: N/A d. MIG welders; GBS: N/A e. E-beam welders; CIV: N/A f. Monel equipment, including valves, pip- LIST OF ITEMS CONTROLLED ing, tanks and vessels; Related Controls: This entry does not control g. 304 and 316 stainless steel valves, piping, measuring interferometer systems, with- tanks and vessels; out closed or open loop feedback, con- Note: Fittings are considered part of ‘‘piping’’ taining a laser to measure slide movement for purposes of 2B999.g. errors of machine-tools, dimensional in- h. Mining and drilling equipment, as fol- spection machines or similar equipment. lows: Related Definition: N/A h.1. Large boring equipment capable of Items: a. Spindle assemblies, consisting of drilling holes greater than two feet in diame- spindles and bearings as a minimal assembly, ter; with radial (‘‘run out’’) or axial (‘‘camming’’) h.2. Large earth-moving equipment used in axis motion in one revolution of the spindle the mining industry; less (better) than 0.0006 mm total indicator i. Electroplating equipment designed for reading (TIR); coating parts with nickel or aluminum; b. Single point diamond cutting tool in- j. Pumps designed for industrial service serts, having all of the following characteris- and for use with an electrical motor of 5 HP tics: or greater; b.1. Flawless and chip-free cutting edge k. Vacuum valves, piping, flanges, gaskets when magnified 400 times in any direction; and related equipment ‘‘specially designed’’ b.2. Cutting radius from 0.1 to 5 mm inclu- for use in high-vacuum service, n.e.s.; sive; and b.3. Cutting radius out-of-roundness less l. Spin forming and flow forming machines, (better) than 0.002 mm TIR. n.e.s.; c. ‘‘Specially designed’’ printed circuit m. Centrifugal multiplane balancing ma- boards with mounted ‘‘parts’’ or ‘‘compo- chines, n.e.s.; nents’’ capable of upgrading, according to n. Austenitic stainless steel plate, valves, the manufacturer’s specifications, ‘‘numer- piping, tanks and vessels. ical control’’ units, machine tools or feed- C. ‘‘MATERIALS’’ [RESERVED] back devices to or above the levels specified in ECCNs 2B991, 2B993, 2B996, 2B997, or 2B998. D. ‘‘SOFTWARE’’ 2B999 Specific Processing Equipment, n.e.s., 2D001 ‘‘Software’’, other than that con- as Follows (See List of Items Controlled). trolled by 2D002, as follows (See list of LICENSE REQUIREMENTS Items Controlled). Reason for Control: AT LICENSE REQUIREMENTS Control(s): Reason for Control: NS, MT, NP, AT Country Chart. AT applies to entire entry. A license is required for items controlled by Control(s) Country Chart (See Supp. this entry to North Korea for anti-ter- No. 1 to part 738) rorism reasons. The Commerce Country NS applies to entire entry ...... NS Column 1 Chart is not designed to determine AT li- MT applies to ‘‘software’’ for MT Column 1 censing requirements for this entry. See equipment controlled by § 742.19 of the EAR for additional informa- 2B004 and 2B009 for MT tion. reasons. LIST BASED LICENSE EXCEPTIONS (SEE PART NP applies to ‘‘specially de- NP Column 1 740 FOR A DESCRIPTION OF ALL LICENSE EX- signed’’ or modified ‘‘software’’ for equipment con- CEPTIONS) trolled by 2B001 for NP LVS: N/A reasons, and to ‘‘specially GBS: N/A designed’’ ‘‘software’’ for CIV: N/A equipment controlled by LIST OF ITEMS CONTROLLED 2B004, 2B006, 2B007, or Related Controls: (1) See also 1B233, 2A992, 2B009 for NP reasons. 2A993, 2B001.f, 2B004, 2B009, 2B104, 2B109, AT applies to entire entry ...... AT Column 1 2B204, 2B209, 2B228, 2B229, 2B231, and 2B350. (2) Certain nuclear related processing REPORTING REQUIREMENTS See § 743.1 of the equipment is subject to the export licens- EAR for reporting requirements for ex- ing authority of the Nuclear Regulatory ports under License Exceptions, and Vali- Commission (see 10 CFR part 110). dated End-User authorizations Related Definitions: N/A LIST BASED LICENSE EXCEPTIONS (SEE PART Items: a. Isostatic presses, n.e.s.; 740 FOR A DESCRIPTION OF ALL LICENSE EX- b. Bellows manufacturing equipment, in- CEPTIONS) cluding hydraulic forming equipment and CIV: N/A bellows forming dies; TSR: Yes, except N/A for MT c. Laser welding machines; SPECIAL CONDITIONS FOR STA

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STA: License Exception STA may not be The list of items controlled is contained in used to ship or transmit ‘‘software’’, other the ECCN heading. than that specified by ECCN 2D002, ‘‘specially designed’’ for the ‘‘development’’ or 2D003 ‘‘Software’’, designed or modified for ‘‘production’’ of equipment as follows: the operation of equipment specified by ECCN 2B001 entire entry; or ‘‘Numerically 2B002, that converts optical design, controlled’’ or manual machine tools as workpiece measurements and material specified in 2B003 to any of the destina- removal functions into ‘‘numerical con- tions listed in Country Group A:6 (See Sup- trol’’ commands to achieve the desired plement No. 1 to part 740 of the EAR). workpiece form. LIST OF ITEMS CONTROLLED LICENSE REQUIREMENTS Related Controls: (1) See ECCNs 2E001 (‘‘de- Reason for Control: NS, AT velopment’’) and 2E101 (‘‘use’’) for tech- Country Chart (See Supp. nology for ‘‘software’’ controlled under Control(s) No. 1 to part 738) this entry. (2) Also see ECCNs 2D101 and 2D201. NS applies to entire entry ...... NS Column 2. Related Definitions: N/A AT applies to entire entry ...... AT Column 1. Items: a. ‘‘Software’’ ‘‘specially designed’’ or modified for the ‘‘development’’ or ‘‘produc- LIST BASED LICENSE EXCEPTIONS (SEE PART tion’’ of equipment controlled by 2A001 or 740 FOR A DESCRIPTION OF ALL LICENSE EX- 2B001 to 2B009; CEPTIONS) b. ‘‘Software’’ ‘‘specially designed’’ or CIV: N/A modified for the ‘‘use’’ of equipment speci- TSR: Yes. fied by 2A001.c., 2B001, or 2B003 to 2B009. LIST OF ITEMS CONTROLLED Note: 2D001 does not apply to part program- Related Controls: See ECCN 2E001 (‘‘develop- ming ‘‘software’’ that generates ‘‘numerical con- ment’’) for technology for ‘‘software’’ control’’ codes for machining various parts. trolled under this entry. Related Definitions: N/A 2D002 ‘‘Software’’ for electronic devices, Items: The list of items controlled is con- even when residing in an electronic de- tained in the ECCN heading. vice or system, enabling such devices or 2D018 ‘‘Software’’ for the ‘‘development’’, systems to function as a ‘‘numerical con- ‘‘production’’ or ‘‘use’’ of equipment control’’ unit, capable of coordinating simul- trolled by 2B018. taneously more than 4 axes for LICENSE REQUIREMENTS ‘‘contouring control’’. Reason for Control: NS, MT, AT, UN LICENSE REQUIREMENTS Reason for Control: NS, NP, AT Country Chart (See Supp. Control(s) No. 1 to part 738)

Control(s) Country Chart (See Supp. NS applies to entire entry ...... NS Column 1. No. 1 to part 738) MT applies to ‘‘software’’ for MT Column 1. equipment controlled by NS applies to entire entry ...... NS Column 1. 2B018 for MT reasons. NP applies to entire entry ...... NP Column 1. AT applies to entire entry ...... AT Column 1. AT applies to entire entry ...... AT Column 1. UN applies to entire entry. .... See § 746.1(b) for UN controls. LIST BASED LICENSE EXCEPTIONS (SEE PART 740 FOR A DESCRIPTION OF ALL LICENSE EX- LIST BASED LICENSE EXCEPTIONS (SEE PART CEPTIONS) 740 FOR A DESCRIPTION OF ALL LICENSE EX- CIV: N/A CEPTIONS) TSR: Yes CIV: N/A LIST OF ITEMS CONTROLLED TSR: Yes. Related Controls: (1) See ECCNs 2E001 (‘‘de- LIST OF ITEMS CONTROLLED velopment’’) and 2E201 (‘‘use’’) for tech- Related Controls: N/A nology for ‘‘software’’ controlled under Related Definitions: N/A this entry. (2) Also see ECCN 2D202. Items: The list of items controlled is con- Related Definitions: N/A tained in the ECCN heading. Items: Note 1: 2D002 does not control ‘‘software’’ 2D101 ‘‘Software’’ ‘‘specially designed’’ or ‘‘specially designed’’ or modified for the oper- modified for the ‘‘use’’ of equipment con- ation of items not specified by Category 2. trolled by 2B104, 2B105, 2B109, 2B116, Note 2: 2D002 does not control ‘‘software’’ for 2B117, or 2B119 to 2B122. items specified by 2B002. See 2D001 and 2D003 LICENSE REQUIREMENTS for ‘‘software’’ for items specified by 2B002. Reason for Control: MT, NP, AT Note 3: 2D002 does not apply to ‘‘software’’ Country Chart (See Supp. that is exported with, and the minimum nec- Control(s) No. 1 to part 738) essary for the operation of, items not specified by Category 2. MT applies to entire entry ..... MT Column 1.

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LIST BASED LICENSE EXCEPTIONS (SEE PART Control(s) Country Chart (See Supp. No. 1 to part 738) 740 FOR A DESCRIPTION OF ALL LICENSE EX- CEPTIONS) NP applies to ‘‘software’’ NP Column 1. CIV: N/A ‘‘specially designed’’ for the use’’ of items controlled by TSR: N/A 2B104, 2B109, or 2B116 LIST OF ITEMS CONTROLLED for NP reasons. Related Controls: N/A AT applies to entire entry ...... AT Column 1. Related Definitions: N/A ECCN Controls: ECCN 2D202 does not control LIST BASED LICENSE EXCEPTIONS (SEE PART part programming ‘‘software’’ that gen- 740 FOR A DESCRIPTION OF ALL LICENSE EX- erates ‘‘numerical control’’ command CEPTIONS) codes, but does not allow direct use of CIV: N/A equipment for machining various parts. TSR: N/A Items: The list of items controlled is con- LIST OF ITEMS CONTROLLED tained in the ECCN heading. Related Controls: (1) See ECCNs 2E001 (‘‘development’’) and 2E101 (‘‘use’’) for tech- 2D290 ‘‘Software’’ ‘‘specially designed’’ or nology for ‘‘software’’ controlled under modified for the ‘‘development,’’ ‘‘produc- this entry. (2) Also see ECCN 9D004. tion,’’ or ‘‘use’’ of items controlled by Related Definitions: N/A 2A290 or 2A291. Items: The list of items controlled is con- LICENSE REQUIREMENTS tained in the ECCN heading. Reason for Control: NP, AT

2D201 ‘‘Software’’ ‘‘specially designed’’ or Control(s) Country Chart (See Supp. modified for the ‘‘use’’ of equipment con- No. 1 to part 738) trolled by 2B204, 2B206, 2B207, 2B209, NP applies to entire entry ...... NP Column 2 2B227, or 2B229. AT applies to entire entry ...... AT Column 1 LICENSE REQUIREMENTS Reason for Control: NP, AT LIST BASED LICENSE EXCEPTIONS (SEE PART 740 FOR A DESCRIPTION OF ALL LICENSE EX- Country Chart (See Supp. Control(s) No. 1 to part 738) CEPTIONS) CIV: N/A NP applies to entire entry ...... NP Column 1 TSR: N/A AT applies to entire entry ...... AT Column 1 LIST OF ITEMS CONTROLLED Related Controls: See ECCN 2E001 (‘‘develop- LIST BASED LICENSE EXCEPTIONS (SEE PART ment’’) for technology for ‘‘software’’ con- 740 FOR A DESCRIPTION OF ALL LICENSE EX- trolled under this entry. CEPTIONS) Related Definitions: N/A CIV: N/A Items: The list of items controlled is con- TSR: N/A tained in the ECCN heading. LIST OF ITEMS CONTROLLED Related Controls: (1) See ECCNs 2E001 (‘‘de- 2D351 Dedicated ‘‘software’’ for toxic gas velopment’’) and 2E201 (‘‘use’’) for tech- monitoring systems and their dedicated nology for ‘‘software’’ controlled under detecting ‘‘parts’’ and ‘‘components’’ con- this entry. (2) Also see ECCNs 2D002 and trolled by ECCN 2B351. 2D202. LICENSE REQUIREMENTS Related Definitions: N/A Reason for Control: CB, AT ECCN Controls: ‘‘Software’’ ‘‘specially designed’’ or modified for systems controlled Control(s) Country Chart (See Supp. by 2B206.b includes ‘‘software’’ for simulta- No. 1 to part 738) neous measurements of wall thickness and CB applies to entire entry ...... CB Column 2. contour. AT applies to entire entry ...... AT Column 1. Items: The list of items controlled is contained in the ECCN heading. LIST BASED LICENSE EXCEPTIONS (SEE PART 740 FOR A DESCRIPTION OF ALL LICENSE EX- 2D202 ‘‘Software’’ ‘‘specially designed’’ or CEPTIONS) modified for the ‘‘development’’, ‘‘produc- CIV: N/A tion’’ or ‘‘use’’ of equipment controlled by TSR: N/A 2B201. LIST OF ITEMS CONTROLLED LICENSE REQUIREMENTS Reason for Control: NP, AT Related Controls: N/A Related Definitions: (1) For the purposes of Country Chart (See Supp. this entry, the term ‘‘dedicated’’ means Control(s) No. 1 to part 738) committed entirely to a single purpose or device. (2) See Section 772.1 of the EAR for NP applies to entire entry ...... NP Column 1 the definitions of ‘‘software,’’ ‘‘program,’’ AT applies to entire entry ...... AT Column 1 and ‘‘microprogram.’’

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Items: The list of items controlled is con- Items: The list of items controlled is contained in the ECCN heading. tained in the ECCN heading.

2D983 ‘‘Software’’ ‘‘specially designed’’ or 2D991 ‘‘Software’’ ‘‘specially designed’’ for modified for the ‘‘development’’, ‘‘produc- the ‘‘development’’, ‘‘production’’, or ‘‘use’’ tion’’ or ‘‘use’’ of equipment controlled by of equipment controlled by 2B991, 2B993, 2A983. or 2B996, 2B997, and 2B998. LICENSE REQUIREMENTS LICENSE REQUIREMENTS Reason for Control:RS, AT Reason for Control: AT

Control(s) Country Chart (See Supp. Country Chart (See Supp. No. 1 to part 738) Control(s) No. 1 to part 738) RS applies to entire entry ...... RS Column 2 AT applies to entire entry ...... AT Column 1 AT applies to entire entry ...... AT Column 1

2D984 ‘‘Software’’ ‘‘required’’ for the ‘‘devel- 2D992 Specific ‘‘software’’, as follows (see opment’’, ‘‘production’’ or ‘‘use’’ of con- List of Items Controlled). cealed object detection equipment con- LICENSE REQUIREMENTS trolled by 2A984. Reason for Control: AT LICENSE REQUIREMENTS Reason for Control: RS, AT Country chart Control(s) (See Supp. No. 1 to part 738) Country Chart (See Supp. Control(s) No. 1 to part 738) AT applies to entire entry ...... AT Column 1 RS applies to entire entry ...... RS Column 2. AT applies to entire entry ...... AT Column 1. LIST BASED LICENSE EXCEPTIONS (SEE PART 740 FOR A DESCRIPTION OF ALL LICENSE EX- LIST BASED LICENSE EXCEPTIONS (SEE PART CEPTIONS) 740 FOR A DESCRIPTION OF ALL LICENSE EX- CIV: N/A CEPTIONS) TSR: N/A CIV: N/A LIST OF ITEMS CONTROLLED TSR: N/A Related Controls: N/A LIST OF ITEMS CONTROLLED Related Definitions: N/A Related Controls: (1) ‘‘Software’’ ‘‘required’’ Items: for the ‘‘development,’’ ‘‘production’’ or ‘‘use’’ of concealed object detection equip- a. ‘‘Software’’ to provide ‘‘adaptive con- ment operating in the frequency range trol’’ and having both of the following char- from 30 GHz to 3000 GHz and having a spa- acteristics: tial resolution less than 0.5 milliradian (a a.1. For ‘‘flexible manufacturing units’’ lower milliradian number means a more (FMUs) which consist at least of equipment accurate image resolution) at a standoff described in b.1 and b.2 of the definition of distance of 100 meters is ‘‘subject to the ‘‘flexible manufacturing unit’’ contained in ITAR’’ (see 22 CFR parts 120 through 130). part 772 of the EAR; and (2) ‘‘Software’’ ‘‘required’’ for the ‘‘devel- a.2. Capable of generating or modifying, in opment’’, ‘‘production’’ or ‘‘use’’ of con- ‘‘real-time processing’’, programs or data by cealed object detection equipment oper- using the signals obtained simultaneously by ating in the frequency range from 30 GHz means of at least two detection techniques, to 3000 GHz and having a spatial resolution such as: greater than 1 milliradian spatial resolu- a.2.a. Machine vision (optical ranging); tion (a higher milliradian number means a a.2.b. Infrared imaging; less accurate image resolution) at a stand- a.2.c. Acoustical imaging (acoustical rang- off distance of 100 meters is designated as ing); EAR99. (3) See ECCNs 2A984 and 2E984 for a.2.d. Tactile measurement; related commodity and technology con- a.2.e. Inertial positioning; trols. a.2.f. Force measurement; and Related Definitions: N/A a.2.g. Torque measurement.

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Note: 2D992.a does not control ‘‘software’’ LICENSE REQUIREMENTS which only provides rescheduling of function- Reason for Control: NS, MT, NP, CB, AT ally identical equipment within ‘‘flexible manufacturing units’’ using pre-stored part programs Control(s) Country Chart (See Supp. and a pre-stored strategy for the distribution of No. 1 to part 738) the part programs. NS applies to ‘‘technology’’ NS Column 1. b. Reserved. for items controlled by 2A001, 2B001 to 2B009, 2D993 ‘‘Software’’ ‘‘specially designed’’ or 2D001 or 2D002. modified for the ‘‘development,’’ ‘‘produc- MT applies to ‘‘technology’’ MT Column 1. tion,’’ or ‘‘use’’ of items controlled by for items controlled by 2A992 or 2A993. 2B004, 2B009, 2B018, LICENSE REQUIREMENTS 2B104, 2B105, 2B109, Reason for Control: AT 2B116, 2B117, 2B119 to 2B122, 2D001, or 2D101 for MT reasons. Control(s) Country chart (see supp. no. 1 to part 738) NP applies to ‘‘technology’’ NP Column 1. for items controlled by AT applies to entire entry ...... AT Column 1 2A225, 2A226, 2B001, 2B004, 2B006, 2B007, LIST BASED LICENSE EXCEPTIONS (SEE PART 2B009, 2B104, 2B109, 740 FOR A DESCRIPTION OF ALL LICENSE EX- 2B116, 2B201, 2B204, CEPTIONS) 2B206, 2B207, 2B209, CIV: N/A 2B225 to 2B233, 2D001, 2D002, 2D101, 2D201 or TSR: N/A 2D202 for NP reasons. LIST OF ITEMS CONTROLLED NP applies to ‘‘technology’’ NP Column 2. Related Controls: See ECCN 2E001 (‘‘develop- for items controlled by ment’’) for ‘‘technology’’ for ‘‘software’’ 2A290, 2A291, or 2D290 controlled under this entry. for NP reasons. Related Definitions: N/A CB applies to ‘‘technology’’ CB Column 2. Items: The list of items controlled is con- for equipment controlled by tained in the ECCN heading. 2B350 to 2B352, valves controlled by 2A226 having 2D994 ‘‘Software’’ ‘‘specially designed’’ for the characteristics of those the ‘‘development’’ or ‘‘production’’ of controlled by 2B350.g, and software controlled by portable electric generators controlled by 2D351. 2A994. AT applies to entire entry ...... AT Column 1. LICENSE REQUIREMENTS Reason for Control: AT REPORTING REQUIREMENTS See § 743.1 of the Control(s): AT applies to entire entry. A li- EAR for reporting requirements for ex- cense is required for items controlled by ports under License Exceptions, and Vali- this entry to Iran and North Korea for dated End-User authorizations anti-terrorism reasons. The Commerce LIST BASED LICENSE EXCEPTIONS (SEE PART Country Chart is not designed to deter- 740 FOR A DESCRIPTION OF ALL LICENSE EX- mine licensing requirements for this entry. CEPTIONS) See part 746 of the EAR for additional information on Iran. See § 742.19 of the EAR CIV: N/A for additional information on North Korea. TSR: Yes, except N/A for MT LIST BASED LICENSE EXCEPTIONS (SEE PART SPECIAL CONDITIONS FOR STA 740 FOR A DESCRIPTION OF ALL LICENSE EX- STA: License Exception STA may not be CEPTIONS) used to ship or transmit ‘‘technology’’ ac- CIV: N/A cording to the General Technology Note TSR: N/A for the ‘‘development’’ of ‘‘software’’ speci- LIST OF ITEMS CONTROLLED fied in the License Exception STA para- Related Controls: N/A graph in the License Exception section of Related Definitions: N/A ECCN 2D001 or for the ‘‘development’’ of Items: The list of items controlled is con- equipment as follows: ECCN 2B001 entire tained in the ECCN heading. entry; or ‘‘Numerically controlled’’ or manual machine tools as specified in 2B003 E. ‘‘TECHNOLOGY’’ to any of the destinations listed in Coun- 2E001 ‘‘Technology’’ according to the Gen- try Group A:6 (See Supplement No. 1 to eral Technology Note for the ‘‘develop- part 740 of the EAR). ment’’ of equipment or ‘‘software’’ con- LIST OF ITEMS CONTROLLED trolled by 2A (except 2A983, 2A984, 2A991, Related Controls: See also 2E101, 2E201, and or 2A994), 2B (except 2B991, 2B993, 2E301 2B996, 2B997, 2B998, or 2B999), or 2D (ex- Related Definitions: N/A cept 2D983, 2D984, 2D991, 2D992, or Items: The list of items controlled is con- 2D994). tained in the ECCN heading.

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Note: ECCN 2E001 includes ‘‘technology’’ for Items: The list of items controlled is con- the integration of probe systems into coordinate tained in the ECCN heading. measurement machines specified by 2B006.a. 2E003 Other ‘‘technology’’, as follows (see 2E002 ‘‘Technology’’ according to the Gen- List of Items Controlled). eral Technology Note for the ‘‘produc- LICENSE REQUIREMENTS tion’’ of equipment controlled by 2A (ex- Reason for Control: NS, AT cept 2A983, 2A984, 2A991, or 2A994) or 2B (except 2B991, 2B993, 2B996, 2B997, Country chart Control(s) (See Supp. No. 1 2B998, or 2B999). to part 738) LICENSE REQUIREMENTS Reason for Control: NS, MT, NP, CB, AT NS applies to entire entry ...... NS Column 1 AT applies to entire entry ...... AT Column 1 Control(s) Country Chart (See Supp. No. 1 to part 738) LIST BASED LICENSE EXCEPTIONS (SEE PART 740 FOR A DESCRIPTION OF ALL LICENSE EX- NS applies to ‘‘technology’’ NS Column 1. CEPTIONS) for equipment controlled by 2A001, 2B001 to 2B009. CIV: N/A MT applies to ‘‘technology’’ MT Column 1. TSR: Yes, except 2E003.a, .b, .e and .f for equipment controlled by LIST OF ITEMS CONTROLLED 2B004, 2B009, 2B018, Related Controls: See 2E001, 2E002, and 2E101 2B104, 2B105, 2B109, for ‘‘development’’ and ‘‘use’’ technology 2B116, 2B117, or 2B119 to for equipment that are designed or modi- 2B122 for MT reasons. fied for densification of carbon-carbon NP applies to ‘‘technology’’ NP Column 1. for equipment controlled by composites, structural composite rocket 2A225, 2A226, 2B001, nozzles and reentry vehicle nose tips. 2B004, 2B006, 2B007, Related Definitions: N/A 2B009, 2B104, 2B109, Items: 2B116, 2B201, 2B204, a. ‘‘Technology’’ for the ‘‘development’’ of 2B206, 2B207, 2B209, 2B225 to 2B233 for NP interactive graphics as an integrated part in reasons. ‘‘numerical control’’ units for preparation or NP applies to ‘‘technology’’ NP Column 2. modification of part programs; for equipment controlled by b. ‘‘Technology’’ for metal-working manu- 2A290 or 2A291 for NP facturing processes, as follows: reasons. b.1. ‘‘Technology’’ for the design of tools, CB applies to ‘‘technology’’ CB Column 2. dies or fixtures ‘‘specially designed’’ for any for equipment controlled by 2B350 to 2B352 and for of the following processes: valves controlled by 2A226 b.1.a. ‘‘Superplastic forming’’; having the characteristics b.1.b. ‘‘Diffusion bonding’’; or of those controlled by b.1.c. ‘‘Direct-acting hydraulic pressing’’; 2B350.g. b.2. Technical data consisting of process AT applies to entire entry ...... AT Column 1. methods or parameters as listed below used to control: REPORTING REQUIREMENTS See § 743.1 of the b.2.a. ‘‘Superplastic forming’’ of aluminum EAR for reporting requirements for ex- alloys, titanium alloys or ‘‘superalloys’’: ports under License Exceptions, and Vali- b.2.a.1. Surface preparation; dated End-User authorizations b.2.a.2. Strain rate; LIST BASED LICENSE EXCEPTIONS (SEE PART b.2.a.3. Temperature; 740 FOR A DESCRIPTION OF ALL LICENSE EX- b.2.a.4. Pressure; CEPTIONS) b.2.b. ‘‘Diffusion bonding’’ of ‘‘superalloys’’ CIV: N/A or titanium alloys: TSR: Yes, except N/A for MT b.2.b.1. Surface preparation; SPECIAL CONDITIONS FOR STA b.2.b.2. Temperature; STA: License Exception STA may not be b.2.b.3. Pressure; used to ship or transmit ‘‘technology’’ ac- b.2.c. ‘‘Direct-acting hydraulic pressing’’ of cording to the General Technology Note aluminum alloys or titanium alloys: for the ‘‘production’’ of equipment as fol- b.2.c.1. Pressure; lows: ECCN 2B001 entire entry; or ‘‘Nu- b.2.c.2. Cycle time; merically controlled’’ or manual machine b.2.d. ‘‘Hot isostatic densification’’ of tita- tools as specified in 2B003 to any of the nium alloys, aluminum alloys or ‘‘super- destinations listed in Country Group A:6 alloys’’: (See Supplement No. 1 to part 740 of the b.2.d.1. Temperature; EAR). b.2.d.2. Pressure; LIST OF ITEMS CONTROLLED b.2.d.3. Cycle time; Related Controls: N/A c. ‘‘Technology’’ for the ‘‘development’’ or Related Definitions: N/A ‘‘production’’ of hydraulic stretch-forming

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machines and dies therefor, for the manufac- umn 1 of the following table and defined in ture of airframe structures; the Technical Note. d. ‘‘Technology’’ for the ‘‘development’’ of N.B. This table should be read to control the generators of machine tool instructions (e.g., technology of a particular ’Coating Process’ part programs) from design data residing in- only when the resultant coating in column 3 is side ‘‘numerical control’’ units; in a paragraph directly across from the relevant e. ‘‘Technology for the development’’ of in- ’Substrate’ under column 2. For example, Chem- ical Vapor Deposition (CVD) ’coating process’ tegration ‘‘software’’ for incorporation of ex- control the ‘‘technology’’ for a particular appli- pert systems for advanced decision support cation of ’silicides’ to ’Carbon-carbon, Ceramic of shop floor operations into ‘‘numerical con- and Metal ‘‘matrix’’ ‘‘composites’’ substrates, trol’’ units; but are not controlled for the application of f. ‘‘Technology’’ for the application of inor- ’silicides’ to ’Cemented tungsten carbide (16), ganic overlay coatings or inorganic surface Silicon carbide (18)’ substrates. In the second modification coatings (specified in column 3 case, the resultant coating is not listed in the of the following table) to non-electronic subparagraph under column 3 directly across from strates (specified in column 2 of the fol- the paragraph under column 2 listing ’Cemented lowing table), by processes specified in col- tungsten carbide (16), Silicon carbide (18)’.

CATEGORY 2E—MATERIALS PROCESSING TABLE; DEPOSITION TECHNIQUES

1. Coating process (1) 1 2. Substrate 3. Resultant coating

A. Chemical Vapor Deposition (CVD) ‘‘Superalloys’’ ...... Aluminides for internal passages Ceramics (19) and Low-expansion glass- Silicides Carbides es (14). Dielectric layers (15) Diamond Diamond- like carbon (17) Carbon-carbon, Ceramic, and Metal Silicides ‘‘matrix’’ ‘‘composites’’. Carbides Refractory metals, Mixtures thereof (4) Dielectric layers (15) Aluminides Alloyed aluminides (2) Boron nitride Cemented tungsten carbide (16), Silicon Carbides Carbide (18). Tungsten Mixtures thereof (4) Dielectric layers (15) Molybdenum and Molybdenum alloys ..... Dielectric layers (15) Beryllium and Beryllium alloys ...... Dielectric layers (15) Diamond Diamond-like carbon (17) Sensor window materials (9) ...... Dielectric layers (15) Diamond Diamond-like carbon (17) B. Thermal Evaportation Physical Vapor 1. Physical Vapor Deposition ‘‘Superalloys’’ ...... Alloyed silicides (PVD): Deposition (TE-PVD) Alloyed aluminides (2) Electron-Beam (EB-PVD). McrAlX (5) Modified zirconia (12) Silicides Aluminides Mixtures thereof (4) Ceramics (19) and Low-expansion glass- Dielectric layers (15) es (14). Corrosion resistant steel (7) ...... MCrAIX (5) Modified zirconia (12) Mixtures thereof (4) Carbon-carbon, Ceramic and Metal Silicides ‘‘matrix’’ ‘‘composites’’. Carbides Refractory metals Mixtures thereof (4) Dielectric layers (15) Boron nitride Cemented tungsten carbide (16), Silicon Carbides carbide (18). Tungsten Mixtures thereof (4) Dielectric layers (15) Molybdenum and Molybdenum alloys ..... Dielectric layers (15) Beryllium and Beryllium alloys ...... Dielectric layers (15) Borides Beryllium Sensor window materials (9) ...... Dielectric layers (15)

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CATEGORY 2E—MATERIALS PROCESSING TABLE; DEPOSITION TECHNIQUES—Continued

1. Coating process (1) 1 2. Substrate 3. Resultant coating

Titanium alloys (13) ...... Borides Nitrides 2. Ion assisted resistive heating. Ceramics (19) and Low-expansion glass- Dielectric layers (15) Physical Vapor Deposition es (14). Diamond-like carbon (17) (PVD) (Ion Plating). Carbon-carbon, Ceramic and Metal Dielectric layers (15) ‘‘matrix’’ ‘‘composites’’. Cemented tungsten carbide (16), Silicon Dielectric layers (15) carbide. Molybdenum and Molybdenum alloys ..... Dielectric layers (15) Beryllium and Beryllium alloys ...... Dielectric layers (15) Sensor window materials (9) ...... Dielectric layers (15) Diamond-like carbon (17) 3. Physical Vapor Deposition (PVD): Ceramics (19) and Low-expansion glass- Silicides ‘‘Laser’’ Vaporization. es (14). Dielectric layers (15) Diamond-like carbon (17) Carbon-carbon, Ceramic and Metal Dielectric layers (15) ‘‘matrix’’ ‘‘composites’’. Cemented tungsten carbide (16), Silicon Dielectric layers (15) carbide. Molybdenum and Molybdenum alloys ..... Dielectric layers (15) Beryllium and Beryllium alloys ...... Dielectric layers (15) Sensor window materials (9) ...... Dielectric layers (15) Diamond-like carbon 4. Physical Vapor Deposition (PVD): ‘‘Superalloys’’ ...... Alloyed silicides Cathodic Arc Discharge. Alloyed Aluminides (2) MCrAlX (5) Polymers (11) and Organic ‘‘matrix’’ Borides ‘‘composites’’. Carbides Nitrides Diamond-like carbon (17) C. Pack cementation (see A above for Carbon-carbon, Ceramic and Metal Silicides out-of-pack cementation) (10). ‘‘matrix’’ ‘‘composites’’. Carbides Mixtures thereof (4) Titanium alloys (13) ...... Silicides Aluminides Alloyed aluminides (2) Refractory metals and alloys (8) ...... Silicides Oxides D. Plasma spraying ...... ‘‘Superalloys’’ ...... MCrAlX (5) Modified zirconia (12) Mixtures thereof (4) Abradable Nickel-Graphite Abradable materials containing Ni-Cr-Al Abradable Al-Si-Polyester Alloyed aluminides (2) Aluminum alloys (6) ...... MCrAIX (5) Modified zirconia (12) Silicides Mixtures thereof (4) Refractory metals and alloys (8), Car- Aluminides bides, Corrosion resistant steel (7). Silicides MCrAIX (5) Modified zirconia (12) Mixtures thereof (4) Titanium alloys (13) ...... Carbides Aluminides Silicides Alloyed aluminides (2) Abradable, Nickel-Graphite ...... Abradable materials containing Ni-Cr-Al Abradable Al-Si-Polyester E. Slurry Deposition ...... Refractory metals and alloys (8) ...... Fused silicides Fused aluminides except for resistance heating elements Carbon-carbon, Ceramic and Metal Silicides ‘‘matrix’’ ‘‘composites’’. Carbides Mixtures thereof (4)

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CATEGORY 2E—MATERIALS PROCESSING TABLE; DEPOSITION TECHNIQUES—Continued

1. Coating process (1) 1 2. Substrate 3. Resultant coating

F. Sputter Deposition ...... ‘‘Superalloys’’ ...... Alloyed silicides Alloyed aluminides (2) Noble metal modified aluminides (3) McrAlX (5) Modified zirconia (12) Platinum Mixtures thereof (4) Ceramics and Low-expansion glasses Silicides (14). Platinum Mixtures thereof (4) Dielectric layers (15) Diamond-like carbon (17) Titanium alloys (13) ...... Borides Nitrides Oxides Silicides Aluminides Alloyed aluminides (2) Carbides Carbon-carbon, Ceramic and Metal Silicides ‘‘matrix’’ ‘‘Composites’’. Carbides Refractory metals Mixtures thereof (4) Dielectric layers (15) Boron nitride Cemented tungsten carbide (16), Silicon Carbides carbide (18). Tungsten Mixtures thereof (4) Dielectric layers (15) Boron nitride Molybdenum and Molybdenum alloys ..... Dielectric layers (15) Beryllium and Beryllium alloys ...... Borides Dielectric layers (15) Beryllium Sensor window materials (9) ...... Dielectric layers (15) Diamond-like carbon (17) Refractory metals and alloys (8) ...... Aluminides Silicides Oxides Carbides G. Ion Implantation ...... High temperature bearing steels ...... Additions of Chromium, Tantalum, or Ni- obium (Columbium) Titanium alloys (13) ...... Borides Nitrides Beryllium and Beryllium alloys ...... Borides Cemented tungsten carbide (16) ...... Carbides Nitrides 1 The numbers in parenthesis refer to the Notes following this Table.

Notes to Table on Deposition Techniques 1. its and multilayer deposits and are obtained by The term ’coating process’ includes coating re- one or more of the coating processes specified in pair and refurbishing as well as original coat- the Table. ing. 5. MCrAlX refers to a coating alloy where M 2. The term ’alloyed aluminide coating’ in- equals cobalt, iron, nickel or combinations cludes single or multiple-step coatings in which thereof and X equals hafnium, yttrium, silicon, an element or elements are deposited prior to or tantalum in any amount or other intentional during application of the aluminide coating, additions over 0.01% by weight in various pro- even if these elements are deposited by another portions and combinations, except: coating process. It does not, however, include the multiple use of single-step pack cementation a. CoCrAlY coatings which contain less than processes to achieve alloyed aluminides. 22% by weight of chromium, less than 7% by 3. The term ’noble metal modified aluminide’ weight of aluminum and less than 2% by weight coating includes multiple-step coatings in which of yttrium; the noble metal or noble metals are laid down by b. CoCrAlY coatings which contain 22 to 24% some other coating process prior to application by weight of chromium, 10 to 12% by weight of of the aluminide coating. aluminum and 0.5 to 0.7% by weight of yttrium; 4. The term ’mixtures thereof’ includes infil- or trated material, graded compositions, co-depos-

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c. NiCrAlY coatings which contain 21 to 23% tent, either as separate constituents or in com- by weight of chromium, 10 to 12% by weight of bination. aluminum and 0.9 to 1.1% by weight of yttrium. Technical Note to Table on Deposition Tech- 6. The term ’aluminum alloys’ refers to alloys niques: Processes specified in Column 1 of the having an ultimate tensile strength of 190 MPa Table are defined as follows: or more measured at 293 K (20 °C). a. Chemical Vapor Deposition (CVD) is an 7. The term ’corrosion resistant steel’ refers to overlay coating or surface modification coating AISI (American Iron and Steel Institute) 300 se- process wherein a metal, alloy, ‘‘composite’’, di- ries or equivalent national standard steels. electric or ceramic is deposited upon a heated 8. ’Refractory metals and alloys’ include the substrate. Gaseous reactants are decomposed or following metals and their alloys: niobium (co- combined in the vicinity of a substrate resulting lumbium), molybdenum, tungsten and tantalum. in the deposition of the desired elemental, alloy 9. ’Sensor window materials’, as follows: alu- or compound material on the substrate. Energy mina, silicon, germanium, zinc sulphide, zinc for this decomposition or chemical reaction proc- selenide, gallium arsenide, diamond, gallium ess may be provided by the heat of the substrate, phosphide, sapphire and the following metal a glow discharge plasma, or ‘‘laser’’ irradiation. halides: sensor window materials of more than Note 1: CVD includes the following processes: 40 mm diameter for zirconium fluoride and haf- directed gas flow out-of-pack deposition, pul- nium fluoride. sating CVD, controlled nucleation thermal de- 10. Category 2 does not include ‘‘technology’’ composition (CNTD), plasma enhanced or plas- for single-step pack cementation of solid airfoils. ma assisted CVD processes. 11. ’Polymers’, as follows: Polyimide, poly- Note 2: Pack denotes a substrate immersed in ester, polysulfide, polycarbonates and a powder mixture. polyurethanes. 12. ’Modified zirconia’ refers to additions of Note 3: The gaseous reactants used in the out- other metal oxides, (e.g., calcia, magnesia, of-pack process are produced using the same yttria, hafnia, rare earth oxides) to zirconia in basic reactions and parameters as the pack ce- order to stabilize certain crystallographic phases mentation process, except that the substrate to and phase compositions. Thermal barrier coat- be coated is not in contact with the powder mix- ings made of zirconia, modified with calcia or ture. magnesia by mixing or fusion, are not con- b. Thermal Evaporation-Physical Vapor Depo- trolled. sition (TE–PVD) is an overlay coating process 13. ’Titanium alloys’ refers only to aerospace conducted in a vacuum with a pressure less alloys having an ultimate tensile strength of 900 than 0.1 Pa wherein a source of thermal energy MPa or more measured at 293 K (20 °C). is used to vaporize the coating material. This 14. ’Low-expansion glasses’ refers to glasses process results in the condensation, or deposi- which have a coefficient of thermal expansion tion, of the evaporated species onto appro- of 1 × 10¥7 K¥1 or less measured at 293 K (20 priately positioned substrates. The addition of °C). gases to the vacuum chamber during the coating 15. ’Dielectric layers’ are coatings constructed process to synthesize compound coatings is an of multi-layers of insulator materials in which ordinary modification of the process. The use of the interference properties of a design composed ion or electron beams, or plasma, to activate or of materials of various refractive indices are assist the coating’s deposition is also a common used to reflect, transmit or absorb various wave- modification in this technique. The use of mon- length bands. Dielectric layers refers to more itors to provide in-process measurement of opti- than four dielectric layers or dielectric/metal cal characteristics and thickness of coatings can ‘‘composite’’ layers. be a feature of these processes. Specific TE–PVD 16. ’Cemented tungsten carbide’ does not in- processes are as follows: clude cutting and forming tool materials con- 1. Electron Beam PVD uses an electron beam sisting of tungsten carbide/(cobalt, nickel), tita- to heat and evaporate the material which forms nium carbide/(cobalt, nickel), chromium carbide/ the coating; nickel-chromium and chromium carbide/nickel. 2. Ion Assisted Resistive Heating PVD employs 17. ‘‘Technology’’ for depositing diamond-like electrically resistive heating sources in combina- carbon on any of the following is not controlled: tion with impinging ion beam(s) to produce a magnetic disk drives and heads, equipment for controlled and uniform flux of evaporated coat- the manufacture of disposables, valves for fau- ing species; cets, acoustic diaphragms for speakers, engine 3. ‘‘Laser’’ Vaporization uses either pulsed or parts for automobiles, cutting tools, punching- continuous wave ‘‘laser’’ beams to vaporize the pressing dies, office automation equipment, material which forms the coating; microphones, medical devices or molds, for cast- 4. Cathodic Arc Deposition employs a ing or molding of plastics, manufactured from consumable cathode of the material which forms alloys containing less than 5% beryllium. the coating and has an arc discharge estab- 18. ’Silicon carbide’ does not include cutting lished on the surface by a momentary contact of and forming tool materials. a ground trigger. Controlled motion of arcing 19. Ceramic substrates, as used in this entry, erodes the cathode surface creating a highly does not include ceramic materials containing ionized plasma. The anode can be either a cone 5% by weight, or greater, clay or cement con- attached to the periphery of the cathode,

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through an insulator, or the chamber. Substrate alloyed is ionized, accelerated through a poten- biasing is used for non line-of-sight deposition. tial gradient and implanted into the surface re- Note: This definition does not include random gion of the substrate. This includes processes in cathodic arc deposition with non-biased sub- which ion implantation is performed simulta- strates. neously with electron beam physical vapor dep- 5. Ion Plating is a special modification of a osition or sputter deposition. general TE–PVD process in which a plasma or Accompanying Technical Information to an ion source is used to ionize the species to be Table on Deposition Techniques: deposited, and a negative bias is applied to the 1. Technical information for pretreatments of substrate in order to facilitate the extraction of the substrates listed in the Table, as follows: the species from the plasma. The introduction of a. Chemical stripping and cleaning bath cycle reactive species, evaporation of solids within the parameters, as follows: process chamber, and the use of monitors to pro- 1. Bath composition; vide in-process measurement of optical charac- a. For the removal of old or defective coatings teristics and thicknesses of coatings are ordi- corrosion product or foreign deposits; nary modifications of the process. b. For preparation of virgin substrates; c. Pack Cementation is a surface modification 2. Time in bath; coating or overlay coating process wherein a 3. Temperature of bath; substrate is immersed in a powder mixture (a 4. Number and sequences of wash cycles; pack), that consists of: b. Visual and macroscopic criteria for accept- 1. The metallic powders that are to be depos- ance of the cleaned part; ited (usually aluminum, chromium, silicon or c. Heat treatment cycle parameters, as follows: combinations thereof); 1. Atmosphere parameters, as follows: 2. An activator (normally a halide salt); and a. Composition of the atmosphere; 3. An inert powder, most frequently alumina. Note: The substrate and powder mixture is b. Pressure of the atmosphere; contained within a retort which is heated to be- 2. Temperature for heat treatment; tween 1,030 K (757 °C) to 1,375 K (1,102 °C) for 3. Time of heat treatment; sufficient time to deposit the coating. d. Substrate surface preparation parameters, d. Plasma Spraying is an overlay coating as follows: process wherein a gun (spray torch) which pro- 1. Grit blasting parameters, as follows: duces and controls a plasma accepts powder or a. Grit composition; wire coating materials, melts them and propels b. Grit size and shape; them towards a substrate, whereon an integrally c. Grit velocity; bonded coating is formed. Plasma spraying con- 2. Time and sequence of cleaning cycle after stitutes either low pressure plasma spraying or grit blast; high velocity plasma spraying. 3. Surface finish parameters; Note 1: Low pressure means less than ambient 4. Application of binders to promote adhesion; atmospheric pressure. e. Masking technique parameters, as follows: Note 2: High velocity refers to nozzle-exit gas 1. Material of mask; velocity exceeding 750 m/s calculated at 293 K 2. Location of mask; (20 °C) at 0.1 MPa. 2. Technical information for in situ quality e. Slurry Deposition is a surface modification assurance techniques for evaluation of the coat- coating or overlay coating process wherein a ing processes listed in the Table, as follows: metallic or ceramic powder with an organic a. Atmosphere parameters, as follows: binder is suspended in a liquid and is applied to 1. Composition of the atmosphere; a substrate by either spraying, dipping or paint- 2. Pressure of the atmosphere; ing, subsequent air or oven drying, and heat b. Time parameters; treatment to obtain the desired coating. c. Temperature parameters; f. Sputter Deposition is an overlay coating d. Thickness parameters; process based on a momentum transfer phe- e. Index of refraction parameters; nomenon, wherein positive ions are accelerated f. Control of composition; by an electric field towards the surface of a tar- 3. Technical information for post deposition get (coating material). The kinetic energy of the treatments of the coated substrates listed in the impacting ions is sufficient to cause target sur- Table, as follows: face atoms to be released and deposited on an a. Shot peening parameters, as follows: appropriately positioned substrate. 1. Shot composition; Note 1: The Table refers only to triode, magne- 2. Shot size; tron or reactive sputter deposition which is used 3. Shot velocity; to increase adhesion of the coating and rate of b. Post shot peening cleaning parameters; deposition and to radio frequency (RF) aug- c. Heat treatment cycle parameters, as follows: mented sputter deposition used to permit vapor- 1. Atmosphere parameters, as follows: ization of non-metallic coating materials. a. Composition of the atmosphere; Note 2: Low-energy ion beams (less than 5 b. Pressure of the atmosphere; keV) can be used to activate the deposition. 2. Time-temperature cycles; g. Ion Implantation is a surface modification d. Post heat treatment visual and macroscopic coating process in which the element to be criteria for acceptance of the coated substrates;

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4. Technical information for quality assurance 1. Beam control and part manipulation; techniques for the evaluation of the coated sub- 2. Ion source design details; strates listed in the Table, as follows: 3. Control techniques for ion beam and deposi- a. Statistical sampling criteria; tion rate parameters; b. Microscopic criteria for: 4. Time-temperature-pressure cycles. 1. Magnification; g. For Ion Plating: 2. Coating thickness, uniformity; 1. Beam control and part manipulation; 3. Coating integrity; 2. Ion source design details; 4. Coating composition; 3. Control techniques for ion beam and deposi- 5. Coating and substrates bonding; tion rate parameters; 6. Microstructural uniformity. 4. Time-temperature-pressure cycles; c. Criteria for optical properties assessment 5. Coating material feed rate and vaporization (measured as a function of wavelength): rate; 1. Reflectance; 6. Substrate temperature; 2. Transmission; 7. Substrate bias parameters. 3. Absorption; 4. Scatter; 2E018 ‘‘Technology’’ for the ‘‘use’’ of equip- 5. Technical information and parameters re- ment controlled by 2B018. lated to specific coating and surface modifica- LICENSE REQUIREMENTS tion processes listed in the Table, as follows: Reason for Control: NS, MT, AT, UN a. For Chemical Vapor Deposition (CVD): Country Chart (See Supp. 1. Coating source composition and formula- Control(s) No. 1 to part 738) tion; 2. Carrier gas composition; NS applies to entire entry ...... NS Column 1. 3. Substrate temperature; MT applies to ‘‘technology’’ MT Column 1. 4. Time-temperature-pressure cycles; for equipment controlled by 5. Gas control and part manipulation; 2B018 for MT reasons. AT applies to entire entry ...... AT Column 1. b. For Thermal Evaporation-Physical Vapor UN applies to entire entry. .... See § 746.1(b) for UN con- Deposition (PVD): trols. 1. Ingot or coating material source composition; CIV: N/A 2. Substrate temperature; TSR: Yes. 3. Reactive gas composition; LIST OF ITEMS CONTROLLED 4. Ingot feed rate or material vaporization Related Controls: N/A rate; Related Definitions: N/A 5. Time-temperature-pressure cycles; Items: The list of items controlled is con- 6. Beam and part manipulation; tained in the ECCN heading. 7. ‘‘Laser’’ parameters, as follows: a. Wave length; 2E101 ‘‘Technology’’ according to the Gen- b. Power density; eral Technology Note for the ‘‘use’’ of c. Pulse length; equipment or ‘‘software’’ controlled by d. Repetition ratio; 2B004, 2B009, 2B104, 2B105, 2B109, 2B116, e. Source; 2B117, 2B119 to 2B122, 2D001, 2D002 or c. For Pack Cementation: 2D101. 1. Pack composition and formulation; LICENSE REQUIREMENTS 2. Carrier gas composition; Reason for Control: MT, NP, AT 3. Time-temperature-pressure cycles; d. For Plasma Spraying: Control(s) Country Chart (See Supp. 1. Powder composition, preparation and size No. 1 to part 738) distributions; MT applies to ‘‘technology’’ MT Column 1 2. Feed gas composition and parameters; for items controlled by 3. Substrate temperature; 2B004, 2B009, 2B104, 4. Gun power parameters; 2B105, 2B109, 2B116, 5. Spray distance; 2B117, 2B119 to 2B122, 6. Spray angle; 2D001, or 2D101 for MT 7. Cover gas composition, pressure and flow reasons. rates; NP applies to ‘‘technology’’ NP Column 1 for items controlled by 8. Gun control and part manipulation; 2B004, 2B009, 2B104, e. For Sputter Deposition: 2B109, 2B116, 2D001, 1. Target composition and fabrication; 2D002 or 2D101 for NP 2. Geometrical positioning of part and target; reasons. 3. Reactive gas composition; AT applies to entire entry...... AT Column 1 4. Electrical bias; 5. Time-temperature-pressure cycles; LIST BASED LICENSE EXCEPTIONS (SEE PART 6. Triode power; 740 FOR A DESCRIPTION OF ALL LICENSE EX- 7. Part manipulation; CEPTIONS) f. For Ion Implantation: CIV: N/A

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TSR: N/A LICENSE REQUIREMENTS LIST OF ITEMS CONTROLLED Reason for Control: CB, AT Related Controls: (1) This entry controls only ‘‘technology’’ for 2B009 and 2B109 for spin Control(s) Country Chart (See Supp. forming machines combining the functions No. 1 to part 738) of spin forming and flow forming, and flow CB applies to entire entry ...... CB Column 2. forming machines. (2) Also see 2E201. AT applies to entire entry ...... AT Column 1. Related Definitions: N/A Items: The list of items controlled is con- LIST BASED LICENSE EXCEPTIONS (SEE PART tained in the ECCN heading. 740 FOR A DESCRIPTION OF ALL LICENSE EX- CEPTIONS) 2E201 ‘‘Technology’’ according to the Gen- CIV: N/A eral Technology Note for the ‘‘use’’ of TSR: N/A equipment or ‘‘software’’ controlled by LIST OF ITEMS CONTROLLED 2A225, 2A226, 2B001, 2B006, 2B007.b, Related Controls: N/A 2B007.c, 2B201, 2B204, 2B206, 2B207, Related Definitions: N/A 2B209, 2B225 to 2B233, 2D002, 2D201 or Items: The lists of items controlled are con- 2D202 for NP reasons. tained in the ECCN headings. LICENSE REQUIREMENTS Reason for Control: NP, CB, AT 2E983 ‘‘Technology’’ ‘‘specially designed’’ or modified for the ‘‘development’’, ‘‘produc- Country Chart (See Supp. tion’’ or ‘‘use’’ of equipment controlled by Control(s) No. 1 to part 738) 2A983, or the ‘‘development’’ of software NP applies to entire entry ...... NP Column 1. controlled by 2D983. CB applies to ‘‘technology’’ CB Column 2. LICENSE REQUIREMENTS for valves controlled by Reason for Control:RS, AT 2A226 that meet or exceed the technical parameters in Country Chart (See Supp. 2B350.g. Control(s) No. 1 to part 738) AT applies to entire entry ...... AT Column 1. RS applies to entire entry ...... RS Column 2 LIST BASED LICENSE EXCEPTIONS (SEE PART AT applies to entire entry ...... AT Column 1 740 FOR A DESCRIPTION OF ALL LICENSE EX- CEPTIONS) LIST BASED LICENSE EXCEPTIONS (SEE PART CIV: N/A 740 FOR A DESCRIPTION OF ALL LICENSE EX- TSR: N/A CEPTIONS) LIST OF ITEMS CONTROLLED CIV: N/A Related Controls: Also see 2E290 and 2E991. TSR: N/A Related Definitions: N/A LIST OF ITEMS CONTROLLED Items: The list of items controlled is con- Related Controls: N/A tained in the ECCN heading. Related Definitions: N/A Items: The list of items controlled is con- 2E290 ‘‘Technology’’ according to the Gen- tained in the ECCN heading. eral Technology Note for the ‘‘use’’ of equipment controlled by 2A290 or 2A291. 2E984 ‘‘Technology’’ ‘‘required’’ for the ‘‘de- LICENSE REQUIREMENTS velopment’’, ‘‘production’’ or ‘‘use’’ of Reason for Control: NP, AT equipment controlled by 2A984 or ‘‘required’’ for the ‘‘development’’ of ‘‘software’’ controlled by 2D984. Control(s) Country chart (see supp. no. 1 to part 738) LICENSE REQUIREMENTS Reason for Control: RS, AT NP applies to entire entry ...... NP Column 2 AT applies to entire entry ...... AT Column 1 Country Chart (See Supp. Control(s) No. 1 to part 738) LIST BASED LICENSE EXCEPTIONS (SEE PART 740 FOR A DESCRIPTION OF ALL LICENSE EX- RS applies to entire entry ...... RS Column 2. CEPTIONS) AT applies to entire entry ...... AT Column 1. CIV: N/A TSR: N/A LIST BASED LICENSE EXCEPTIONS (SEE PART LIST OF ITEMS CONTROLLED 740 FOR A DESCRIPTION OF ALL LICENSE EX- Related Controls: N/A CEPTIONS) Related Definitions: N/A CIV: N/A Items: The list of items controlled is con- TSR: N/A tained in the ECCN heading. LIST OF ITEMS CONTROLLED Related Controls: (1) ‘‘Technology’’ ‘‘re- 2E301 ‘‘Technology’’ according to the ‘‘Gen- quired’’ for the ‘‘development,’’ ‘‘produc- eral Technology Note’’ for the ‘‘use’’ of tion’’ or ‘‘use’’ of concealed object detec- items controlled by 2B350, 2B351 and tion equipment operating in the frequency 2B352. range from 30 GHz to 3000 GHz and having

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a spatial resolution less than 0.5 Control(s) Country chart milliradian (a lower milliradian number (see supp. no. 1 to part 738) means a more accurate image resolution) AT applies to entire entry ...... AT Column 1 at a standoff distance of 100 meters or ‘‘required’’ for the ‘‘development’’ of ‘‘soft- LIST BASED LICENSE EXCEPTIONS (SEE PART ware’’ ‘‘required’’ for the ‘‘development,’’ 740 FOR A DESCRIPTION OF ALL LICENSE EX- ‘‘production’’ or ‘‘use’’ of concealed object CEPTIONS) detection equipment operating in the fre- CIV: N/A quency range from 30 GHz to 3000 GHz and TSR: N/A having a spatial resolution less than 0.5 LIST OF ITEMS CONTROLLED milliradian at a standoff distance of 100 Related Controls: N/A meters is ‘‘subject to the ITAR’’ (see 22 Related Definitions: N/A CFR parts 120 through 130). (2) ‘‘Tech- Items: The list of items controlled is con- nology’’ ‘‘required’’ for the ‘‘development’’, tained in the ECCN heading. ‘‘production’’ or ‘‘use’’ of concealed object 2E994 ‘‘Technology’’ for the ‘‘use’’ of port- detection equipment operating in the fre- able electric generators controlled by quency range from 30 GHz to 3000 GHz and 2A994. having a spatial resolution greater than 1 LICENSE REQUIREMENTS milliradian spatial resolution (a higher Reason for Control: AT milliradian number means a less accurate Control(s): AT applies to entire entry. A li- image resolution) at a standoff distance of cense is required for items controlled by 100 meters or ‘‘required’’ for the ‘‘develop- this entry to Iran and North Korea for ment’’ of ‘‘software’’ ‘‘required’’ for the anti-terrorism reasons. The Commerce ‘‘development’’, ‘‘production’’ or ‘‘use’’ of Country Chart is not designed to deter- concealed object detection equipment oper- mine licensing requirements for this entry. ating in the frequency range from 30 GHz See part 746 of the EAR for additional in- to 3000 GHz and having a spatial resolution formation on Iran. See § 742.19 of the EAR greater than 1 milliradian spatial resolu- for additional information on North Korea. LIST BASED LICENSE EXCEPTIONS (SEE PART tion (a higher milliradian number means a 740 FOR A DESCRIPTION OF ALL LICENSE EX- less accurate image resolution) at a stand- CEPTIONS) off distance of 100 meters is designated as CIV: N/A EAR99. (3) See ECCNs 2A984 and 2D984 for TSR: N/A related commodity and software controls. LIST OF ITEMS CONTROLLED Related Definitions: N/A Related Controls: N/A Items: The list of items controlled is con- Related Definitions: N/A tained in the ECCN heading. Items: The list of items controlled is contained in the ECCN heading. 2E991 ‘‘Technology’’ for the ‘‘use’’ of equipment controlled by 2B991, 2B993, 2B996, EAR99 Items Subject to the EAR That Are or 2B997. Not Elsewhere Specified in This CCL Cat- egory or in Any Other Category in the LICENSE REQUIREMENTS CCL Are Designated by the Number Reason for Control: AT EAR99.

Country Chart (See Supp. CATEGORY 3—ELECTRONICS Control(s) No. 1 to part 738) A. ‘‘END ITEMS’’, ‘‘EQUIPMENT’’, ‘‘ACCES- AT applies to entire entry ...... AT Column 1 SORIES’’, ‘‘ATTACHMENTS’’, ‘‘PARTS’’, ‘‘COM- PONENTS’’ AND ‘‘SYSTEMS’’ LIST BASED LICENSE EXCEPTIONS (SEE PART 740 FOR A DESCRIPTION OF ALL LICENSE EX- Note 1: The control status of equipment and CEPTIONS) components described in 3A001 or 3A002, other CIV: N/A than those described in 3A001.a.3 to 3A001.a.10, TSR: N/A 3A001.a.12 or 3A001.a.14, which are ‘‘specially designed’’ for or which have the same func- LIST OF ITEMS CONTROLLED tional characteristics as other equipment is de- Related Controls: N/A termined by the control status of the other Related Definitions: N/A equipment. Items: The list of items controlled is con- Note 2: The control status of integrated cir- tained in the ECCN heading. cuits described in 3A001.a.3 to 3A001.a.9, 3A001.a.12 or 3A001.a.14 that are unalterably 2E993 ‘‘Technology’’ according to the Gen- programmed or designed for a specific function eral Technology Note for the ‘‘use’’ of for other equipment is determined by the control equipment controlled by 2A992 or 2A993. status of the other equipment. LICENSE REQUIREMENTS N.B.: When the manufacturer or applicant Reason for Control: AT cannot determine the control status of the other

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equipment, the control status of the integrated LIST BASED LICENSE EXCEPTIONS (SEE PART circuits is determined in 3A001.a.3 to 3A001.a.9, 740 FOR A DESCRIPTION OF ALL LICENSE EX- 3A001.a.12 and 3A001.a.14. CEPTIONS) LVS: N/A for MT or NP; N/A for ‘‘Monolithic 3A001 Electronic items as follows (see List Microwave Integrated Circuit’’ (‘‘MMIC’’) of Items Controlled). amplifiers in 3A001.b.2 and discrete micro- LICENSE REQUIREMENTS wave transistors in 3A001.b.3, except those Reason for Control: NS, RS, MT, NP, AT that are being exported or reexported for use in civil telecommunications applica- Control(s) Country chart tions. (see Supp. No. 1 to part 738) Yes for: NS applies to ‘‘Monolithic NS Column 1 $1500: 3A001.c Microwave Integrated Cir- $3000: 3A001.b.1, b.2 (exported or reexported cuit’’ (‘‘MMIC’’) amplifiers in for use in civil telecommunications appli- 3A001.b.2 and discrete cations), b.3 (exported or reexported for use microwave transistors in in civil telecommunications applications), 3A001.b.3, except those b.9, .d, .e, .f, and .g. 3A001.b.2 and b.3 items $5000: 3A001.a (except a.1.a and a.5.a when being exported or reexported for use in civil tele- controlled for MT), .b.4 to b.7, and b.12. communications applica- GBS: Yes for 3A001.a.1.b, a.2 to a.14 (except tions. .a.5.a when controlled for MT), b.2 (ex- NS applies to entire entry ...... NS Column 2 ported or reexported for use in civil tele- RS applies ‘‘Monolithic Micro- RS Column 1 communications applications), b.8 (except wave Integrated Circuit’’ for vacuum electronic device amplifiers ex- (‘‘MMIC’’) amplifiers in ceeding 18 GHz), b.9., b.10, .g, and .h. 3A001.b.2 and discrete microwave transistors in CIV: Yes for 3A001.a.3, a.7, and a.11. 3A001.b.3, except those SPECIAL CONDITIONS FOR STA 3A001.b.2 and b.3 items STA: License Exception STA may not be being exported or reex- used to ship any item in 3A001.b.2 or b.3, ported for use in civil tele- except those that are being exported or re- communications applica- exported for use in civil telecommuni- tions. cations applications, to any of the destina- MT applies to 3A001.a.1.a MT applies to 3A001.a.1.a tions listed in Country Group A:5 or A:6 when usable in ‘‘missiles’’; when usable in ‘‘missiles’’; and to 3A001.a.5.a when and to 3A001.a.5.a when (See Supplement No. 1 to part 740 of the ‘‘designed or modified’’ for ‘‘designed or modified’’ for EAR). military use, hermetically military use, hermetically LIST OF ITEMS CONTROLLED sealed and rated for oper- sealed and rated for oper- Related Controls: (1) See Category XV of the ation in the temperature ation in the temperature USML for certain ‘‘space-qualified’’ elec- range from below ¥54 °C range from below ¥54 °C ° ° tronics and Category XI of the USML for to above +125 C MT Col- to above +125 C MT Col- certain ASICs, ’transmit/receive modules,’ umn 1. umn 1 NP applies to pulse discharge NP applies to pulse dis- or ’transmit modules’ ‘‘subject to the capacitors in in 3A001.e.2 charge capacitors in in ITAR’’ (see 22 CFR parts 120 through 130). and superconducting sole- 3A001.e.2 and super- (2) See also 3A101, 3A201, 3A611, 3A991, and noidal electromagnets in conducting solenoidal 9A515. 3A001.e.3 that meet or ex- electromagnets in Related Definitions: ’Microcircuit’ means a ceed the technical param- 3A001.e.3 that meet or ex- device in which a number of passive or ac- eters in 3A201.a and ceed the technical param- tive elements are considered as indivisibly 3A201.b, respectively NP eters in 3A201.a and Column 1. 3A201.b, respectively NP associated on or within a continuous struc- Column 1 ture to perform the function of a circuit. AT applies to entire entry AT AT applies to entire entry AT For the purposes of integrated circuits in Column 1. Column 1 3A001.a.1, 5 × 103 Gy(Si) = 5 × 105 Rads (Si); 5 × 106 Gy (Si)/s = 5 × 108 Rads (Si)/s. Space- License Requirements Note: See § 744.17 of the craft/satellite: Solar concentrators, power EAR for additional license requirements for conditioners and or controllers, bearing microprocessors having a processing speed of 5 and power transfer assembly, and or de- GFLOPS or more and an arithmetic logic unit ployment hardware/systems are controlled with an access width of 32 bit or more, including under the export licensing authority of the those incorporating ‘‘information security’’ Department of State, Directorate of De- functionality, and associated ‘‘software’’ and fense Trade Controls (22 CFR part 121). ‘‘technology’’ for the ‘‘production’’ or ‘‘devel- Items: opment’’ of such microprocessors. a. General purpose integrated circuits, as REPORTING REQUIREMENTS follows: See § 743.1 of the EAR for reporting require- Note 1: The control status of wafers (finished ments for exports under License Excep- or unfinished), in which the function has been tions, and Validated End-User authoriza- determined, is to be evaluated against the pa- tions rameters of 3A001.a.

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Note 2: Integrated circuits include the fol- a.5.a. ADCs having any of the following: lowing types: a.5.a.1. A resolution of 8 bit or more, but —Monolithic integrated circuits; less than 10 bit, with an output rate greater —Hybrid integrated circuits; than 1.3 Giga Samples Per Second (GSPS); —Multichip integrated circuits; a.5.a.2. A resolution of 10 bit or more, but —Film type integrated circuits, including sil- less than 12 bit, with an output rate greater icon-on-sapphire integrated circuits; than 600 Mega Samples Per Second (MSPS); —Optical integrated circuits; a.5.a.3. A resolution of 12 bit or more, but —‘‘Three dimensional integrated circuits’’; less than 14 bit, with an output rate greater —‘‘Monolithic Microwave Integrated Cir- than 400 Mega Samples Per Second (MSPS); cuits’’ (‘‘MMICs’’). a.5.a.4. A resolution of 14 bit or more, but a.1. Integrated circuits designed or rated as less than 16 bit, with an output rate greater radiation hardened to withstand any of the than 250 Mega Samples Per Second (MSPS); following: or × 3 a.1.a. A total dose of 5 10 Gy (Si), or a.5.a.5. A resolution of 16 bit or more with higher; an output rate greater than 65 Mega Samples a.1.b. A dose rate upset of 5 × 106 Gy (Si)/s, Per Second (MSPS); or higher; or N.B.: For integrated circuits that contain a.1.c. A fluence (integrated flux) of neu- analog-to-digital converters and store or process trons (1 MeV equivalent) of 5 × 1013 n/cm2 or the digitized data see 3A001.a.14. higher on silicon, or its equivalent for other Technical Notes: 1. A resolution of n bit cor- materials; n Note: 3A001.a.1.c does not apply to Metal In- responds to a quantization of 2 levels. sulator Semiconductors (MIS). 2. The number of bits in the output word is a.2. ‘‘Microprocessor microcircuits,’’ equal to the resolution of the ADC. ‘‘microcomputer microcircuits,’’ micro- 3. The output rate is the maximum output rate controller microcircuits, storage integrated of the converter, regardless of architecture or circuits manufactured from a compound oversampling. semiconductor, analog-to-digital converters, 4. For ’multiple channel ADCs’, the outputs integrated circuits that contain analog-to- are not aggregated and the output rate is the digital converters and store or process the maximum output rate of any single channel. digitized data, digital-to-analog converters, 5. For ’interleaved ADCs’ or for ’multiple electro-optical or ‘‘optical integrated cir- channel ADCs’ that are specified to have an cuits’’ designed for ‘‘signal processing,’’ field interleaved mode of operation, the outputs are programmable logic devices, custom inte- aggregated and the output rate is the maximum grated circuits for which either the function combined total output rate of all of the outputs. is unknown or the control status of the 6. Vendors may also refer to the output rate as equipment in which the integrated circuit sampling rate, conversion rate or throughput will be used in unknown, Fast Fourier Trans- rate. It is often specified in megahertz (MHz), form (FFT) processors, Electrical Erasable mega words per second or Mega Samples Per Programmable Read-Only Memories Second (MSPS). (EEPROMs), flash memories, Static Ran- 7. For the purpose of measuring output rate, dom-Access Memories (SRAMs), or Magnetic one sample per second is equivalent to one Hertz Random Access Memories (MRAMs), having or one output word per second. any of the following: 8. ’Multiple channel ADCs’ are defined as de- a.2.a. Rated for operation at an ambient vices which integrate more than one ADC, de- temperature above 398 K (125 °C); signed so that each ADC has a separate analog a.2.b. Rated for operation at an ambient input. temperature below 218 K (¥55 °C); or 9. ’Interleaved ADCs’ are defined as devices a.2.c. Rated for operation over the entire which have multiple ADC units that sample the ambient temperature range from 218 K (¥55 same analog input at different times such that °C) to 398 K (125 °C); when the outputs are aggregated, the analog Note: 3A001.a.2 does not apply to integrated input has been effectively sampled and con- circuits for civil automobile or railway train ap- verted at a higher sampling rate. plications. a.5.b. Digital-to-Analog Converters (DAC) a.3. ‘‘Microprocessor microcircuits’’, having any of the following: ‘‘microcomputer microcircuits’’ and micro- a.5.b.1. A resolution of 10 bit or more with controller microcircuits, manufactured from an ’adjusted update rate’ of greater than a compound semiconductor and operating at 3,500 MSPS; or a clock frequency exceeding 40 MHz; a.5.b.2. A resolution of 12-bit or more with Note: 3A001.a.3 includes digital signal proc- an ’adjusted update rate’ of greater than essors, digital array processors and digital co- 1,250 MSPS and having any of the following: processors. a.5.b.2.a. A settling time less than 9 ns to a.4. [Reserved] 0.024% of full scale from a full scale step; or a.5. Analog-to-Digital Converter (ADC) and a.5.b.2.b. A ’Spurious Free Dynamic Range’ Digital-to-Analog Converter (DAC) inte- (SFDR) greater than 68 dBc (carrier) when grated circuits, as follows: synthesizing a full scale analog signal of 100

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MHz or the highest full scale analog signal way transceiver data rate times the number of frequency specified below 100 MHz. transceivers on the FPGA. Technical Notes: 1. ’Spurious Free Dynamic a.8. [Reserved] Range’ (SFDR) is defined as the ratio of the a.9. Neural network integrated circuits; RMS value of the carrier frequency (maximum a.10. Custom integrated circuits for which signal component) at the input of the DAC to the function is unknown, or the control sta- the RMS value of the next largest noise or har- tus of the equipment in which the integrated monic distortion component at its output. circuits will be used is unknown to the man- 2. SFDR is determined directly from the speci- ufacturer, having any of the following: fication table or from the characterization plots a.10.a. More than 1,500 terminals; of SFDR versus frequency. a.10.b. A typical ‘‘basic gate propagation 3. A signal is defined to be full scale when its delay time’’ of less than 0.02 ns; or amplitude is greater than ¥3 dBfs (full scale). a.10.c. An operating frequency exceeding 3 4. ’Adjusted update rate’ for DACs is: GHz; a. For conventional (non-interpolating) DACs, a.11. Digital integrated circuits, other than the ’adjusted update rate’ is the rate at which those described in 3A001.a.3 to 3A001.a.10 and the digital signal is converted to an analog sig- 3A001.a.12, based upon any compound semi- nal and the output analog values are changed conductor and having any of the following: by the DAC. For DACs where the interpolation a.11.a. An equivalent gate count of more mode may be bypassed (interpolation factor of than 3,000 (2 input gates); or one), the DAC should be considered as a con- a.11.b. A toggle frequency exceeding 1.2 ventional (non-interpolating) DAC. GHz; b. For interpolating DACs (oversampling a.12. Fast Fourier Transform (FFT) proc- DACs), the ’adjusted update rate’ is defined as essors having a rated execution time for an the DAC update rate divided by the smallest in- N-point complex FFT of less than (N log2 N)/ terpolating factor. For interpolating DACs, the 20,480 ms, where N is the number of points; ’adjusted update rate’ may be referred to by dif- Technical Note: When N is equal to 1,024 ferent terms including: points, the formula in 3A001.a.12 gives an execu- μ • Input data rate tion time of 500 s. a.13. Direct Digital Synthesizer (DDS) inte- • Input word rate grated circuits having any of the following: • Input sample rate a.13.a. A Digital-to-Analog Converter • Maximum total input bus rate (DAC) clock frequency of 3.5 GHz or more • Maximum DAC clock rate for DAC clock and a DAC resolution of 10 bit or more, but input. less than 12 bit; or a.6. Electro-optical and ‘‘optical integrated a.13.b. A DAC clock frequency of 1.25 GHz circuits’’, designed for ‘‘signal processing’’ or more and a DAC resolution of 12 bit or and having all of the following: more; a.6.a. One or more than one internal Technical Note: The DAC clock frequency ‘‘laser’’ diode; may be specified as the master clock frequency a.6.b. One or more than one internal light or the input clock frequency. detecting element; and a.14. Integrated circuits that perform all of a.6.c. Optical waveguides; the following: a.7. ’Field programmable logic devices’ a.14.a. Analog-to-digital conversions meet- having any of the following: ing any of the following: a.7.a. A maximum number of single-ended a.14.a.1. A resolution of 8 bit or more, but digital input/outputs of greater than 700; or less than 10 bit, with an input sample rate a.7.b. An ’aggregate one-way peak serial greater than 1.3 Giga Samples Per Second transceiver data rate’ of 500 Gb/s or greater; (GSPS); Note: 3A001.a.7 includes: a.14.a.2. A resolution of 10 bit or more, but —Simple Programmable Logic Devices less than 12 bit, with an input sample rate (SPLDs) greater than 1.0 Giga Samples Per Second —Complex Programmable Logic Devices (GSPS); (CPLDs) a.14.a.3. A resolution of 12 bit or more, but —Field Programmable Gate Arrays (FPGAs) less than 14 bit, with an input sample rate —Field Programmable Logic Arrays (FPLAs) greater than 1.0 Giga Samples Per Second —Field Programmable Interconnects (FPICs) (GSPS); N.B.: For integrated circuits having field pro- a.14.a.4. A resolution of 14 bit or more, but grammable logic devices that are combined with less than 16 bit, with an input sample rate an analog-to-digital converter, see 3A001.a.14. greater than 400 Mega Samples Per Second Technical Notes: 1. Maximum number of dig- (MSPS); or ital input/outputs in 3A001.a.7.a is also referred a.14.a.5. A resolution of 16 bit or more with to as maximum user input/outputs or maximum an input sample rate greater than 180 Mega available input/outputs, whether the integrated Samples Per Second (MSPS); and circuit is packaged or bare die. a.14.b. Any of the following: 2. ’Aggregate one-way peak serial transceiver a.14.b.1. Storage of digitized data; or data rate’ is the product of the peak serial one- a.14.b.2. Processing of digitized data;

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N.B. 1: For analog-to-digital converter inte- b.1.a.4.d. Having a gridded electron gun; grated circuits see 3A001.a.5.a. b.1.a.5. Devices with a ‘‘fractional band- N.B. 2: For field programmable logic devices width’’ greater than or equal to 10%, with see 3A001.a.7. any of the following: b. Microwave or millimeter wave items, as b.1.a.5.a. An annular electron beam; follows: b.1.a.5.b. A non-axisymmetric electron Technical Notes: 1. For purposes of 3A001.b, beam; or the parameter peak saturated power output may b.1.a.5.c. Multiple electron beams; also be referred to on product data sheets as b.1.b. Crossed-field amplifier ’vacuum elec- output power, saturated power output, max- tronic devices’ with a gain of more than 17 imum power output, peak power output, or peak dB; envelope power output. b.1.c. Thermionic cathodes, designed for 2. For purposes of 3A001.b.1, ’vacuum elec- ’vacuum electronic devices,’ producing an tronic devices’ are electronic devices based on emission current density at rated operating the interaction of an electron beam with an elec- conditions exceeding 5 A/cm2 or a pulsed tromagnetic wave propagating in a vacuum cir- (non-continuous) current density at rated cuit or interacting with radio-frequency vacuum operating conditions exceeding 10 A/cm2; cavity resonators. ’Vacuum electronic devices’ b.1.d. ’Vacuum electronic devices’ with the include klystrons, traveling-wave tubes, and capability to operate in a ’dual mode.’ their derivatives. Technical Note: ’Dual mode’ means the ’vacu- b.1. ’Vacuum electronic devices’ and cath- um electronic device’ beam current can be inten- odes, as follows: tionally changed between continuous-wave and Note 1: 3A001.b.1 does not control ’vacuum pulsed mode operation by use of a grid and pro- electronic devices’ designed or rated for oper- duces a peak pulse output power greater than ation in any frequency band and having all of the continuous-wave output power. the following: b.2. ‘‘Monolithic Microwave Integrated Cir- a. Does not exceed 31.8 GHz; and cuit’’ (‘‘MMIC’’) amplifiers that are any of b. Is ‘‘allocated by the ITU’’ for radio-commu- the following: nications services, but not for radio-determina- N.B.: For ‘‘MMIC ’’ amplifiers that have an tion. integrated phase shifter see 3A001.b.12. Note 2: 3A001.b.1 does not control non-‘‘space- b.2.a. Rated for operation at frequencies qualified’’ ’vacuum electronic devices’ having exceeding 2.7 GHz up to and including 6.8 all the following: GHz with a ‘‘fractional bandwidth’’ greater a. An average output power equal to or less than 15%, and having any of the following: than 50 W; and b.2.a.1. A peak saturated power output b. Designed or rated for operation in any fre- greater than 75 W (48.75 dBm) at any frequency band and having all of the following: quency exceeding 2.7 GHz up to and including 1. Exceeds 31.8 GHz but does not exceed 43.5 2.9 GHz; GHz; and b.2.a.2. A peak saturated power output 2. Is ‘‘allocated by the ITU’’ for radio-commu- greater than 55 W (47.4 dBm) at any fre- nications services, but not for radio-determina- quency exceeding 2.9 GHz up to and including tion. 3.2 GHz; b.1.a. Traveling-wave ’vacuum electronic b.2.a.3. A peak saturated power output devices,’ pulsed or continuous wave, as fol- greater than 40 W (46 dBm) at any frequency lows: exceeding 3.2 GHz up to and including 3.7 b.1.a.1. Devices operating at frequencies ex- GHz; or ceeding 31.8 GHz; b.2.a.4. A peak saturated power output b.1.a.2. Devices having a cathode heater greater than 20 W (43 dBm) at any frequency with a turn on time to rated RF power of less exceeding 3.7 GHz up to and including 6.8 than 3 seconds; GHz; b.1.a.3. Coupled cavity devices, or deriva- b.2.b. Rated for operation at frequencies tives thereof, with a ‘‘fractional bandwidth’’ exceeding 6.8 GHz up to and including 16 GHz of more than 7% or a peak power exceeding with a ‘‘fractional bandwidth’’ greater than 2.5 kW; 10%, and having any of the following: b.1.a.4. Devices based on helix, folded b.2.b.1. A peak saturated power output waveguide, or serpentine waveguide circuits, greater than 10 W (40 dBm) at any frequency or derivatives thereof, having any of the fol- exceeding 6.8 GHz up to and including 8.5 lowing: GHz; or b.1.a.4.a. An ‘‘instantaneous bandwidth’’ of b.2.b.2. A peak saturated power output more than one octave, and average power greater than 5 W (37 dBm) at any frequency (expressed in kW) times frequency (expressed exceeding 8.5 GHz up to and including 16 in GHz) of more than 0.5; GHz; b.1.a.4.b. An ‘‘instantaneous bandwidth’’ of b.2.c. Rated for operation with a peak satu- one octave or less, and average power (ex- rated power output greater than 3 W (34.77 pressed in kW) times frequency (expressed in dBm) at any frequency exceeding 16 GHz up GHz) of more than 1; to and including 31.8 GHz, and with a ‘‘frac- b.1.a.4.c. Being ‘‘space-qualified’’; or tional bandwidth’’ of greater than 10%;

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b.2.d. Rated for operation with a peak satu- quency exceeding 8.5 GHz up to and including rated power output greater than 0.1n W (¥70 12 GHz; dBm) at any frequency exceeding 31.8 GHz up b.3.b.3. A peak saturated power output to and including 37 GHz; greater than 40 W (46 dBm) at any frequency b.2.e. Rated for operation with a peak satu- exceeding 12 GHz up to and including 16 GHz; rated power output greater than 1 W (30 or dBm) at any frequency exceeding 37 GHz up b.3.b.4. A peak saturated power output to and including 43.5 GHz, and with a ‘‘frac- greater than 7 W (38.45 dBm) at any fre- tional bandwidth’’ of greater than 10%; quency exceeding 16 GHz up to and including b.2.f. Rated for operation with a peak satu- 31.8 GHz; rated power output greater than 31.62 mW (15 b.3.c. Rated for operation with a peak satu- dBm) at any frequency exceeding 43.5 GHz up rated power output greater than 0.5 W (27 to and including 75 GHz, and with a ‘‘frac- dBm) at any frequency exceeding 31.8 GHz up tional bandwidth’’ of greater than 10%; to and including 37 GHz; b.2.g. Rated for operation with a peak satu- b.3.d. Rated for operation with a peak saturated power output greater than 10 mW (10 rated power output greater than 1 W (30 dBm) at any frequency exceeding 75 GHz up dBm) at any frequency exceeding 37 GHz up to and including 90 GHz, and with a ‘‘frac- to and including 43.5 GHz; or tional bandwidth’’ of greater than 5%; or b.3.e. Rated for operation with a peak satu- ¥ b.2.h. Rated for operation with a peak rated power output greater than 0.1 nW ( 70 saturated power output greater than 0.1 nW dBm) at any frequency exceeding 43.5 GHz; (¥70 dBm) at any frequency exceeding 90 Note 1: The control status of a transistor, whose rated operating frequency includes fre- GHz; quencies listed in more than one frequency Note 1: [Reserved] range, as defined by 3A001.b.3.a through Note 2: The control status of the ‘‘MMIC’’ 3A001.b.3.e, is determined by the lowest peak whose rated operating frequency includes fre- saturated power output control threshold. quencies listed in more than one frequency Note 2: 3A001.b.3 includes bare dice, dice range, as defined by 3A001.b.2.a through mounted on carriers, or dice mounted in pack- 3A001.b.2.h, is determined by the lowest peak ages. Some discrete transistors may also be resaturated power output control threshold. ferred to as power amplifiers, but the status of Note 3: Notes 1 and 2 following the Category these discrete transistors is determined by 3 heading for product group A. Systems, Equip- 3A001.b.3. ment, and Components mean that 3A001.b.2 does b.4. Microwave solid state amplifiers and not control ‘‘MMICs’’ if they are ‘‘specially de- microwave assemblies/modules containing signed’’ for other applications, e.g., tele- microwave solid state amplifiers, that are communications, radar, automobiles. any of the following: b.3. Discrete microwave transistors that b.4.a. Rated for operation at frequencies are any of the following: exceeding 2.7 GHz up to and including 6.8 b.3.a. Rated for operation at frequencies GHz with a ‘‘fractional bandwidth’’ greater exceeding 2.7 GHz up to and including 6.8 than 15%, and having any of the following: GHz and having any of the following: b.4.a.1. A peak saturated power output b.3.a.1. A peak saturated power output greater than 500 W (57 dBm) at any frequency greater than 400 W (56 dBm) at any frequency exceeding 2.7 GHz up to and including 2.9 exceeding 2.7 GHz up to and including 2.9 GHz; GHz; b.4.a.2. A peak saturated power output b.3.a.2. A peak saturated power output greater than 270 W (54.3 dBm) at any fre- greater than 205 W (53.12 dBm) at any frequency exceeding 2.9 GHz up to and including quency exceeding 2.9 GHz up to and including 3.2 GHz; 3.2 GHz; b.4.a.3. A peak saturated power output b.3.a.3. A peak saturated power output greater than 200 W (53 dBm) at any frequency greater than 115 W (50.61 dBm) at any fre- exceeding 3.2 GHz up to and including 3.7 quency exceeding 3.2 GHz up to and including GHz; or 3.7 GHz; or b.4.a.4. A peak saturated power output b.3.a.4. A peak saturated power output greater than 90 W (49.54 dBm) at any fre- greater than 60 W (47.78 dBm) at any frequency exceeding 3.7 GHz up to and including quency exceeding 3.7 GHz up to and including 6.8 GHz; 6.8 GHz; b.4.b. Rated for operation at frequencies b.3.b. Rated for operation at frequencies exceeding 6.8 GHz up to and including 31.8 exceeding 6.8 GHz up to and including 31.8 GHz with a ‘‘fractional bandwidth’’ greater GHz and having any of the following: than 10%, and having any of the following: b.3.b.1. A peak saturated power output b.4.b.1. A peak saturated power output greater than 50 W (47 dBm) at any frequency greater than 70 W (48.54 dBm) at any fre- exceeding 6.8 GHz up to and including 8.5 quency exceeding 6.8 GHz up to and including GHz; 8.5 GHz; b.3.b.2. A peak saturated power output b.4.b.2. A peak saturated power output greater than 15 W (41.76 dBm) at any fre- greater than 50 W (47 dBm) at any frequency

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exceeding 8.5 GHz up to and including 12 b.7.c. Designed to extend the operating GHz; range of network analyzers as follows: b.4.b.3. A peak saturated power output b.7.c.1. Beyond 110 GHz; greater than 30 W (44.77 dBm) at any fre- b.7.c.2. To an output power greater than quency exceeding 12 GHz up to and including 31.62 mW (15 dBm) anywhere within the fre- 16 GHz; or quency range exceeding 43.5 GHz but not ex- b.4.b.4. A peak saturated power output ceeding 90 GHz; greater than 20 W (43 dBm) at any frequency b.7.c.3. To an output power greater than 1 exceeding 16 GHz up to and including 31.8 mW (0 dBm) anywhere within the frequency GHz; range exceeding 90 GHz but not exceeding 110 b.4.c. Rated for operation with a peak satu- GHz; or rated power output greater than 0.5 W (27 dBm) at any frequency exceeding 31.8 GHz up b.7.d. Designed to extend the frequency to and including 37 GHz; range of microwave test receivers beyond 110 b.4.d. Rated for operation with a peak satu- GHz; rated power output greater than 2 W (33 b.8. Microwave power amplifiers con- dBm) at any frequency exceeding 37 GHz up taining ’vacuum electronic devices’ con- to and including 43.5 GHz, and with a ‘‘frac- trolled by 3A001.b.1 and having all of the fol- tional bandwidth’’ of greater than 10%; lowing: b.4.e. Rated for operation at frequencies b.8.a. Operating frequencies above 3 GHz; exceeding 43.5 GHz and having any of the fol- b.8.b. An average output power to mass lowing: ratio exceeding 80 W/kg; and b.4.e.1. A peak saturated power output b.8.c. A volume of less than 400 cm3; greater than 0.2 W (23 dBm) at any frequency Note: 3A001.b.8 does not control equipment de- exceeding 43.5 GHz up to and including 75 signed or rated for operation in any frequency GHz, and with a ‘‘fractional bandwidth’’ of band which is ‘‘allocated by the ITU’’ for radio- greater than 10%; communications services, but not for radio-de- b.4.e.2. A peak saturated power output termination. greater than 20 mW (13 dBm) at any fre- b.9. Microwave Power Modules (MPM) con- quency exceeding 75 GHz up to and including sisting of, at least, a traveling-wave ’vacuum 90 GHz, and with a ‘‘fractional bandwidth’’ of electronic device’, a ‘‘Monolithic Microwave greater than 5%; or Integrated Circuit’’ (‘‘MMIC’’) and an inte- b.4.e.3. A peak saturated power output grated electronic power conditioner and hav- greater than 0.1 nW (¥70 dBm) at any fre- ing all of the following: quency exceeding 90 GHz; or b.4.f. [Reserved] b.9.a. A ’turn-on time’ from off to fully N.B.: 1. For ‘‘MMIC ’’ amplifiers see 3A001.b.2. operational in less than 10 seconds; 2. For ’transmit/receive modules’ and ’transmit b.9.b. A volume less than the maximum modules’ see 3A001.b.12. rated power in Watts multiplied by 10 cm3/W; Note 1: [Reserved] and Note 2: The control status of an item whose b.9.c. An ‘‘instantaneous bandwidth’’ great- rated operating frequency includes frequencies er than 1 octave (fmax. > 2fmin,) and having any listed in more than one frequency range, as de- of the following: fined by 3A001.b.4.a through 3A001.b.4.e, is de- b.9.c.1. For frequencies equal to or less termined by the lowest peak saturated power than 18 GHz, an RF output power greater output control threshold. than 100 W; or b.5. Electronically or magnetically tunable b.9.c.2. A frequency greater than 18 GHz; band-pass or band-stop filters, having more Technical Notes: 1. To calculate the volume in than 5 tunable resonators capable of tuning 3A001.b.9.b., the following example is provided: across a 1.5:1 frequency band (fmax/fmin) in less for a maximum rated power of 20 W, the volume μ than 10 s and having any of the following: would be: 20 W × 10 cm3/W = 200 cm3. b.5.a. A band-pass bandwidth of more than 2. The ’turn-on time’ in 3A001.b.9.a. refers to 0.5% of center frequency; or the time from fully-off to fully operational, i.e., b.5.b. A band-stop bandwidth of less than it includes the warm-up time of the MPM. 0.5% of center frequency; b.6. [Reserved] b.10. Oscillators or oscillator assemblies, b.7. Converters and harmonic mixers, that specified to operate with a single sideband are any of the following: (SSB) phase noise, in dBc/Hz, less (better) ¥ b.7.a. Designed to extend the frequency than—(126 + 20log10F 20log10f) anywhere ≤ ≤ range of ‘‘signal analyzers’’ beyond 90 GHz; within the range of 10 Hz F 10 kHz; b.7.b. Designed to extend the operating Technical Note: In 3A001.b.10, F is the offset range of signal generators as follows: from the operating frequency in Hz and f is the b.7.b.1. Beyond 90 GHz; operating frequency in MHz. b.7.b.2. To an output power greater than b.11. ‘‘Frequency synthesizer’’ ‘‘electronic 100 mW (20 dBm) anywhere within the fre- assemblies’’ having a ‘‘frequency switching quency range exceeding 43.5 GHz but not ex- time’’ as specified by any of the following: ceeding 90 GHz; b.11.a. Less than 143 ps;

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b.11.b. Less than 100 μs for any frequency 7. ’Transmit/receive modules’ or ’transmit change exceeding 2.2 GHz within the syn- modules,’ ’transmit/receive MMICs’ or ’transmit thesized frequency range exceeding 4.8 GHz MMICs’ may or may not have N integrated radi- but not exceeding 31.8 GHz; ating antenna elements where N is the number b.11.c. [Reserved] of transmit or transmit/receive channels. b.11.d. Less than 500 μs for any frequency c. Acoustic wave devices as follows and change exceeding 550 MHz within the syn- ‘‘specially designed’’ ‘‘components’’ therefor: thesized frequency range exceeding 31.8 GHz c.1. Surface acoustic wave and surface but not exceeding 37 GHz; or skimming (shallow bulk) acoustic wave de- b.11.e. Less than 100 μs for any frequency vices, having any of the following: change exceeding 2.2 GHz within the syn- c.1.a. A carrier frequency exceeding 6 GHz; thesized frequency range exceeding 37 GHz c.1.b. A carrier frequency exceeding 1 GHz, but not exceeding 90 GHz; or but not exceeding 6 GHz and having any of b.11.f. [Reserved] the following: b.11.g. Less than 1 ms within the syn- c.1.b.1. A ’frequency side-lobe rejection’ ex- thesized frequency range exceeding 90 GHz; ceeding 65 dB; N.B.: For general purpose ‘‘signal analyzers’’, c.1.b.2. A product of the maximum delay signal generators, network analyzers and micro- time and the bandwidth (time in μs and wave test receivers, see 3A002.c, 3A002.d, 3A002.e bandwidth in MHz) of more than 100; and 3A002.f, respectively. c.1.b.3. A bandwidth greater than 250 MHz; b.12. ’Transmit/receive modules,’ ’transmit/ or receive MMICs,’ ’transmit modules,’ and c.1.b.4. A dispersive delay of more than 10 ’transmit MMICs,’ rated for operation at fre- μs; or quencies above 2.7 GHz and having all of the c.1.c. A carrier frequency of 1 GHz or less following: and having any of the following: b.12.a. A peak saturated power output (in c.1.c.1. A product of the maximum delay watts), Psat, greater than 505.62 divided by the time and the bandwidth (time in μs and maximum operating frequency (in GHz) bandwidth in MHz) of more than 100; 2 2 squared [Psat > 505.62 W * GHz /fGHz ] for any c.1.c.2. A dispersive delay of more than 10 channel; μs; or b.12.b. A ‘‘fractional bandwidth’’ of 5% or c.1.c.3. A ’frequency side-lobe rejection’ ex- greater for any channel; ceeding 65 dB and a bandwidth greater than b.12.c. Any planar side with length d (in 100 MHz; cm) equal to or less than 15 divided by the Technical Note: ’Frequency side-lobe rejec- lowest operating frequency in GHz [d ≤ 15cm tion’ is the maximum rejection value specified in * GHz * N/fGHz] where N is the number of data sheet. transmit or transmit/receive channels; and c.2. Bulk (volume) acoustic wave devices b.12.d. An electronically variable phase that permit the direct processing of signals shifter per channel. at frequencies exceeding 6 GHz; Technical Notes: 1. A ’transmit/receive mod- c.3. Acoustic-optic ‘‘signal processing’’ de- ule’ is a multifunction ‘‘electronic assembly’’ vices employing interaction between acous- that provides bi-directional amplitude and tic waves (bulk wave or surface wave) and phase control for transmission and reception of light waves that permit the direct processing signals. of signals or images, including spectral anal- 2. A ’transmit module’ is an ‘‘electronic assem- ysis, correlation or convolution; bly’’ that provides amplitude and phase control Note: 3A001.c does not control acoustic wave for transmission of signals. devices that are limited to a single band pass, 3. A ’transmit/receive MMIC’ is a multi- low pass, high pass or notch filtering, or reso- function ‘‘MMIC’’ that provides bi-directional nating function. amplitude and phase control for transmission d. Electronic devices and circuits con- and reception of signals. taining ‘‘components,’’ manufactured from 4. A ’transmit MMIC’ is a ‘‘MMIC’’ that pro- ‘‘superconductive’’ materials, ‘‘specially de- vides amplitude and phase control for trans- signed’’ for operation at temperatures below mission of signals. the ‘‘critical temperature’’ of at least one of 5. 2.7 GHz should be used as the lowest oper- the ‘‘superconductive’’ constituents and hav- ating frequency (fGHz) in the formula in ing any of the following: 3A001.b.4.12.c for transmit/receive or transmit d.1. Current switching for digital circuits modules that have a rated operation range ex- using ‘‘superconductive’’ gates with a prod- tending downward to 2.7 GHz and below [d ≤ uct of delay time per gate (in seconds) and 15cm * GHz * N/2.7 GHz]. power dissipation per gate (in watts) of less 6. 3A001.b.12 applies to ’transmit/receive mod- than 10¥14 J; or ules’ or ’transmit modules’ with or without a d.2. Frequency selection at all frequencies heat sink. The value of d in 3A001.b.12.c does using resonant circuits with Q-values exceed- not include any portion of the ’transmit/receive ing 10,000; module’ or ’transmit module’ that functions as a e. High energy devices as follows: heat sink. e.1. ’Cells’ as follows:

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e.1.a. ’Primary cells’ having an ’energy fied,’’ having a minimum average efficiency density’ exceeding 550 Wh/kg at 293 K (20 °C); exceeding 20% at an operating temperature e.1.b. ’Secondary cells’ having an ’energy of 301 K (28 °C) under simulated ’AM0’ illu- density’ exceeding 350 Wh/kg at 293 K (20 °C); mination with an irradiance of 1,367 Watts Technical Notes: 1. For the purpose of per square meter (W/m2); 3A001.e.1., ’energy density’ (Wh/kg) is cal- Technical Note: ’AM0,’ or ’Air Mass Zero,’ re- culated from the nominal voltage multiplied by fers to the spectral irradiance of sunlight in the the nominal capacity in ampere-hours (Ah) di- earth’s outer atmosphere when the distance be- vided by the mass in kilograms. If the nominal tween the earth and sun is one astronomical capacity is not stated, energy density is cal- unit (AU). culated from the nominal voltage squared then f. Rotary input type absolute position multiplied by the discharge duration in hours encoders having an ‘‘accuracy’’ equal to or divided by the discharge load in Ohms and the less (better) than ±1.0 second of arc and mass in kilograms. ‘‘specially designed’’ encoder rings, discs or 2. For the purpose of 3A001.e.1., a ’cell’ is de- scales therefor; fined as an electrochemical device, which has g. Solid-state pulsed power switching positive and negative electrodes, an electrolyte, thyristor devices and ’thyristor modules’, and is a source of electrical energy. It is the using either electrically, optically, or elec- basic building block of a battery. tron radiation controlled switch methods 3. For the purpose of 3A001.e.1.a., a ’primary and having any of the following: cell’ is a ’cell’ that is not designed to be charged g.1. A maximum turn-on current rate of by any other source. rise (di/dt) greater than 30,000 A/μs and off- 4. For the purpose of 3A001.e.1.b., a ’sec- state voltage greater than 1,100 V; or ondary cell’ is a ’cell’ that is designed to be g.2. A maximum turn-on current rate of charged by an external electrical source. rise (di/dt) greater than 2,000 A/μs and having Note: 3A001.e. does not control batteries, in- all of the following: cluding single-cell batteries. g.2.a. An off-state peak voltage equal to or e.2. High energy storage capacitors as fol- greater than 3,000 V; and lows: g.2.b. A peak (surge) current equal to or e.2.a. Capacitors with a repetition rate of greater than 3,000 A; less than 10 Hz (single shot capacitors) and Note 1: 3A001.g. includes: having all of the following: —Silicon Controlled Rectifiers (SCRs) e.2.a.1. A voltage rating equal to or more —Electrical Triggering Thyristors (ETTs) than 5 kV; —Light Triggering Thyristors (LTTs) e.2.a.2. An energy density equal to or more —Integrated Gate Commutated Thyristors than 250 J/kg; and (IGCTs) e.2.a.3. A total energy equal to or more —Gate Turn-off Thyristors (GTOs) than 25 kJ; —MOS Controlled Thyristors (MCTs) e.2.b. Capacitors with a repetition rate of —Solidtrons 10 Hz or more (repetition rated capacitors) Note 2: 3A001.g. does not control thyristor de- and having all of the following: vices and ’thyristor modules’ incorporated into e.2.b.1. A voltage rating equal to or more equipment designed for civil railway or ‘‘civil than 5 kV; aircraft’’ applications. e.2.b.2. An energy density equal to or more Technical Note: For the purposes of 3A001.g, a than 50 J/kg; e.2.b.3. A total energy equal to or more ‘‘thyristor module’’ contains one or more than 100 J; and thyristor devices. e.2.b.4. A charge/discharge cycle life equal h. Solid-state power semiconductor switch- to or more than 10,000; es, diodes, or ’modules’, having all of the fol- e.3. ‘‘Superconductive’’ electromagnets and lowing: solenoids, ‘‘specially designed’’ to be fully h.1. Rated for a maximum operating junc- ° charged or discharged in less than one section temperature greater than 488 K (215 C); ond and having all of the following: h.2. Repetitive peak off-state voltage Note: 3A001.e.3 does not control ‘‘super- (blocking voltage) exceeding 300 V; and conductive’’ electromagnets or solenoids ‘‘spe- h.3. Continuous current greater than 1 A. cially designed’’ for Magnetic Resonance Imag- Technical Note: For the purposes of 3A001.h, ing (MRI) medical equipment. ’modules’ contain one or more solid-state power e.3.a. Energy delivered during the dis- semiconductor switches or diodes. charge exceeding 10 kJ in the first second; Note 1: Repetitive peak off-state voltage in e.3.b. Inner diameter of the current car- 3A001.h includes drain to source voltage, col- rying windings of more than 250 mm; and lector to emitter voltage, repetitive peak reverse e.3.c. Rated for a magnetic induction of voltage and peak repetitive off-state blocking more than 8 T or ‘‘overall current density’’ voltage. in the winding of more than 300 A/mm2; Note 2: 3A001.h. includes: e.4. Solar cells, cell-interconnect- —Junction Field Effect Transistors (JFETs) coverglass (CIC) assemblies, solar panels, —Vertical Junction Field Effect Transistors and solar arrays, which are ‘‘space-quali- (VJFETs)

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—Metal Oxide Semiconductor Field Effect a.1–a.5 [Reserved] Transistors (MOSFETs) N.B.: For waveform digitizers and transient —Double Diffused Metal Oxide Semiconductor recorders, see 3A002.h. Field Effect Transistor (DMOSFET) Technical Notes: 1. For those instruments —Insulated Gate Bipolar Transistor (IGBT) with a parallel bus architecture, the ’continuous —High Electron Mobility Transistors throughput’ rate is the highest word rate multi- (HEMTs) plied by the number of bits in a word. —Bipolar Junction Transistors (BJTs) 2. ’Continuous throughput’ is the fastest data —Thyristors and Silicon Controlled Rectifiers rate the instrument can output to mass storage (SCRs) without the loss of any information while sus- —Gate Turn-Off Thyristors (GTOs) taining the sampling rate and analog-to-digital —Emitter Turn-Off Thyristors (ETOs) conversion. —PiN Diodes —Schottky Diodes 3. For the purposes of 3A002.a.5.c, acquisition Note 3: 3A001.h. does not apply to switches, can be triggered internally or externally. diodes, or ’modules’, incorporated into equip- a.6. Digital data recorders having all of the ment designed for civil automobile, civil railway, following: or ‘‘civil aircraft’’ applications. a.6.a. A sustained ’continuous throughput’ of more than 6.4 Gbit/s to disk or solid-state 3A002 General purpose ‘‘electronic assem- drive memory; and blies,’’ modules and equipment, as follows a.6.b. A processor that performs analysis of (see List of Items Controlled). radio frequency signal data while it is being LICENSE REQUIREMENTS recorded; Reason for Control: NS, MT, AT Technical Notes: 1. For recorders with a parallel bus architecture, the ’continuous through- Country chart Control(s) (see supp. no. 1 put’ rate is the highest word rate multiplied by to part 738) the number of bits in a word. 2. ’Continuous throughput’ is the fastest data NS applies to entire entry ...... NS Column 2 rate the instrument can record to disk or solid- MT applies to 3A002.h when MT Column 1 the parameters in state drive memory without the loss of any in- 3A101.a.2.b are met or ex- formation while sustaining the input digital ceeded. data rate or digitizer conversion rate. AT applies to entire entry ...... AT Column 1 a.7. Real-time oscilloscopes having a vertical root-mean-square (rms) noise volt- REPORTING REQUIREMENTS age of less than 2% of full-scale at the See § 743.1 of the EAR for reporting require- vertical scale setting that provides the low- ments for exports under License Excep- est noise value for any input 3dB bandwidth tions, and Validated End-User authoriza- of 60 GHz or greater per channel; tions. Note: 3A002.a.7 does not apply to equivalent- LIST BASED LICENSE EXCEPTIONS (SEE PART time sampling oscilloscopes. 740 FOR A DESCRIPTION OF ALL LICENSE EX- b. [Reserved] CEPTIONS) c. ‘‘Signal analyzers’’ as follows: LVS: $3000: 3A002.a, .e, .f, and .g $5000: 3A002.c to .d, and .h (unless controlled c.1. ‘‘Signal analyzers’’ having a 3 dB reso- for MT); lution bandwidth (RBW) exceeding 10 MHz GBS: Yes, for 3A002.h (unless controlled for anywhere within the frequency range exceed- MT) ing 31.8 GHz but not exceeding 37 GHz; CIV: Yes, for 3A002.h (unless controlled for c.2. ‘‘Signal analyzers’’ having Displayed MT) Average Noise Level (DANL) less (better) SPECIAL CONDITIONS FOR STA than—150 dBm/Hz anywhere within the fre- STA: License Exception STA may not be quency range exceeding 43.5 GHz but not ex- used to ship any item in 3A002.g.1 to any of ceeding 90 GHz; the destinations listed in Country Group c.3. ‘‘Signal analyzers’’ having a frequency A:6 (See Supplement No. 1 to part 740 of exceeding 90 GHz; the EAR). c.4. ‘‘Signal analyzers’’ having all of the LIST OF ITEMS CONTROLLED following: Related Controls: See Category XV(e)(9) of the c.4.a. ‘‘Real-time bandwidth’’ exceeding 170 USML for certain ‘‘space-qualified’’ atomic MHz; and frequency standards ‘‘subject to the ITAR’’ c.4.b. Having any of the following: (see 22 CFR parts 120 through 130). See also c.4.b.1. 100% probability of discovery, with 3A101, 3A992 and 9A515.x. less than a 3 dB reduction from full ampli- Related Definitions: Constant percentage tude due to gaps or windowing effects, of sig- bandwidth filters are also known as octave nals having a duration of 15 μs or less; or or fractional octave filters. c.4.b.2. A ‘‘frequency mask trigger’’ func- Items: tion, with 100% probability of trigger (cap- a. Recording equipment and oscilloscopes, ture) for signals having a duration of 15 μs or as follows: less;

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Technical Notes: 1. Probability of discovery in or subtraction followed by a multiplication of 3A002.c.4.b.1 is also referred to as probability of the result. intercept or probability of capture. Technical Notes: 1. The maximum frequency 2. For the purposes of 3A002.c.4.b.1, the dura- of an arbitrary waveform or function generator tion for 100% probability of discovery is equiva- is calculated by dividing the sample rate, in lent to the minimum signal duration necessary samples/second, by a factor of 2.5. for the specified level measurement uncertainty. 2. For the purposes of 3A002.d.1.a, ’pulse du- Note: 3A002.c.4 does not apply to those ‘‘sig- ration’ is defined as the time interval from the nal analyzers’’ using only constant percentage point on the leading edge that is 50% of the bandwidth filters (also known as octave or frac- pulse amplitude to the point on the trailing edge tional octave filters). that is 50% of the pulse amplitude. c.5. [Reserved] e. Network analyzers having any of the fol- d. Signal generators having any of the following: lowing: e.1. An output power exceeding 31.62 mW d.1. Specified to generate pulse-modulated (15 dBm) anywhere within the operating fre- signals having all of the following, anywhere quency range exceeding 43.5 GHz but not ex- within the frequency range exceeding 31.8 ceeding 90 GHz; GHz but not exceeding 37 GHz: e.2. An output power exceeding 1 mW (0 d.1.a. ’Pulse duration’ of less than 25 ns; dBm) anywhere within the operating fre- and quency range exceeding 90 GHz but not ex- d.1.b. On/off ratio equal to or exceeding 65 ceeding 110 GHz; dB; e.3. ’Nonlinear vector measurement d.2. An output power exceeding 100 mW (20 functionality’ at frequencies exceeding 50 dBm) anywhere within the frequency range GHz but not exceeding 110 GHz; or exceeding 43.5 GHz but not exceeding 90 GHz; Technical Note: ’Nonlinear vector measure- d.3. A ‘‘frequency switching time’’ as speci- ment functionality’ is an instrument’s ability to fied by any of the following: analyze the test results of devices driven into d.3.a. [Reserved]; the large-signal domain or the non-linear distor- d.3.b. Less than 100 μs for any frequency tion range. change exceeding 2.2 GHz within the fre- e.4. A maximum operating frequency ex- quency range exceeding 4.8 GHz but not exceeding 110 GHz; ceeding 31.8 GHz; f. Microwave test receivers having all of d.3.c. [Reserved] the following: d.3.d. Less than 500 μs for any frequency f.1. Maximum operating frequency exceed- change exceeding 550 MHz within the fre- ing 110 GHz; and quency range exceeding 31.8 GHz but not ex- f.2. Being capable of measuring amplitude ceeding 37 GHz; or and phase simultaneously; d.3.e. Less than 100 μs for any frequency g. Atomic frequency standards being any of change exceeding 2.2 GHz within the fre- the following: quency range exceeding 37 GHz but not ex- g.1. ‘‘Space-qualified’’; ceeding 90 GHz; g.2. Non-rubidium and having a long-term d.3.f. [Reserved] stability less (better) than 1 × 10¥11/month; or d.4. Single sideband (SSB) phase noise, in g.3. Non-‘‘space-qualified’’ and having all dBc/Hz, specified as being any of the fol- of the following: lowing: g.3.a. Being a rubidium standard; d.4.a. Less (better) than—(126 + 20 log10 F ¥ g.3.b. Long-term stability less (better) ¥ 20log10f) for anywhere within the range of 10 than 1 × 10 11/month; and Hz ≤ F ≤ 10 kHz anywhere within the fre- g.3.c. Total power consumption of less than quency range exceeding 3.2 GHz but not ex- 1 Watt. ceeding 90 GHz; or h. ‘‘Electronic assemblies,’’ modules or d.4.b. Less (better) than—(206 ¥ 20log10f) equipment, specified to perform all of the for anywhere within the range of 10 kHz < F following: ≤ 100 kHz anywhere within the frequency h.1. Analog-to-digital conversions meeting range exceeding 3.2 GHz but not exceeding 90 any of the following: GHz; or h.1.a. A resolution of 8 bit or more, but less Technical Note: In 3A002.d.4, F is the offset than 10 bit, with an input sample rate great- from the operating frequency in Hz and f is the er than 1.3 billion samples per second; operating frequency in MHz. h.1.b. A resolution of 10 bit or more, but d.5. A maximum frequency exceeding 90 less than 12 bit, with an input sample rate GHz; greater than 1.0 billion samples per second; Note 1: For the purpose of 3A002.d, signal gen- h.1.c. A resolution of 12 bit or more, but erators include arbitrary waveform and function less than 14 bit, with an input sample rate generators. greater than 1.0 billion samples per second; Note 2: 3A002.d does not control equipment in h.1.d. A resolution of 14 bit or more but which the output frequency is either produced less than 16 bit, with an input sample rate by the addition or subtraction of two or more greater than 400 million samples per second; crystal oscillator frequencies, or by an addition or

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h.1.e. A resolution of 16 bit or more with an CIV: N/A input sample rate greater than 180 million LIST OF ITEMS CONTROLLED samples per second; and Related Controls: See also ECCN 3A002.h for h.2. Any of the following: controls on analog-to-digital ‘‘electronic h.2.a. Output of digitized data; assemblies,’’ modules or equipment. h.2.b. Storage of digitized data; or Related Definitions: N/A h.2.c. Processing of digitized data; Items: a. Analog-to-digital converters usable N.B.: Digital data recorders, oscilloscopes, in ‘‘missiles,’’ and having any of the fol- ‘‘signal analyzers,’’ signal generators, network lowing characteristics: analyzers and microwave test receivers, are a.1. ‘‘Specially designed’’ to meet military specified by 3A002.a.6, 3A002.a.7, 3A002.c, specifications for ruggedized equipment; 3A002.d, 3A002.e and 3A002.f, respectively. a.2. ‘‘Specially designed’’ for military use Technical Note: For multiple-channel ‘‘elec- and being any of the following types: tronic assemblies’’ or modules, control status is a.2.a. Analog-to-digital converter microcir- determined by the highest single-channel speci- cuits which are radiation-hardened or have fied performance. all of the following characteristics: Note: 3A002.h includes ADC cards, waveform a.2.a.1. Rated for operation in the tempera- digitizers, data acquisition cards, signal acquisi- ture range from below ¥54 °C to above +125 tion boards and transient recorders. °C; and a.2.a.2. Hermetically sealed; or 3A003 Spray cooling thermal management a.2.b. Electrical input type analog-to-dig- systems employing closed loop fluid han- ital converter printed circuit boards or mod- dling and reconditioning equipment in a ules, having all of the following characteris- sealed enclosure where a dielectric fluid tics: is sprayed onto electronic ‘‘components’’ a.2.b.1. Rated for operation in the tempera- using ‘‘specially designed’’ spray nozzles ture range from below ¥45 °C to above +80 that are designed to maintain electronic °C; and ‘‘components’’ within their operating tem- a.2.b.2. Incorporating microcircuits identi- perature range, and ‘‘specially designed’’ fied in 3A101.a.2 .a; ‘‘components’’ therefore. b. Accelerators capable of delivering elec- LICENSE REQUIREMENTS tromagnetic radiation produced by brems- Reason for Control: NS, AT strahlung from accelerated electrons of 2 MeV or greater, and systems containing Country Chart (See Supp. those accelerators, usable for the ‘‘missiles’’ Control(s) No. 1 to part 738) or the subsystems of ‘‘missiles’’. NS applies to entire entry ...... NS Column 2. Note: 3A101.b above does not include equip- AT applies to entire entry ...... AT Column 1. ment ‘‘specially designed’’ for medical purposes.

LIST BASED LICENSE EXCEPTIONS (SEE PART 3A201 Electronic ‘‘parts’’ and ‘‘components,’’ 740 FOR A DESCRIPTION OF ALL LICENSE EX- other than those controlled by 3A001, as CEPTIONS) follows (see List of Items Controlled). LVS: N/A Reason for Control: NP, AT GBS: N/A Country Chart (See Supp. CIV: N/A Control(s) No. 1 to part 738) LIST OF ITEMS CONTROLLED Related Controls: N/A NP applies to entire entry ...... NP Column 1 Related Definitions: N/A AT applies to entire entry ...... AT Column 1 Items: The list of items controlled is contained in the ECCN heading. LIST BASED LICENSE EXCEPTIONS (SEE PART 740 FOR A DESCRIPTION OF ALL LICENSE EX- 3A101 Electronic equipment, devices, CEPTIONS) ‘‘parts’’ and ‘‘components,’’ other than LVS: N/A those controlled by 3A001, as follows (see GBS: N/A List of Items Controlled). CIV: N/A LICENSE REQUIREMENTS LIST OF ITEMS CONTROLLED Reason for Control: MT, AT Related Controls: (1) See ECCNs 3E001 (‘‘development’’ and ‘‘production’’) and 3E201 Country Chart (See Supp. (‘‘use’’) for technology for items controlled Control(s) No. 1 to part 738) under this entry. (2) Also see 3A001.e.2 (ca- MT applies to entire entry ..... MT Column 1 pacitors) and 3A001.e.3 (superconducting AT applies to entire entry ...... AT Column 1 electromagnets). (3) Superconducting electromagnets ‘‘specially designed’’ or LIST BASED LICENSE EXCEPTIONS (SEE PART prepared for use in separating uranium iso- 740 FOR A DESCRIPTION OF ALL LICENSE EX- topes are subject to the export licensing CEPTIONS) authority of the Nuclear Regulatory Com- LVS: N/A mission (see 10 CFR part 110). GBS: N/A Related Definitions: N/A

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Items: a. Pulse discharge capacitors having average current in the time duration of a either of the following sets of characteris- bunched beam packet. tics: a.1. Voltage rating greater than 1.4 kV, en- 3A225 Frequency changers (a.k.a. con- ergy storage greater than 10 J, capacitance verters or inverters) and generators, ex- greater than 0.5 μF, and series inductance cept those subject to the export licensing less than 50 nH; or authority of the Nuclear Regulatory Com- a.2. Voltage rating greater than 750 V, ca- mission (see 10 CFR part 110), that are pacitance greater than 0.25 μF, and series in- usable as a variable frequency or fixed ductance less than 10 nH; frequency motor drive and have all of the b. Superconducting solenoidal characteristics described in this ECCN electromagnets having all of the following (see List of Items Controlled). characteristics: LICENSE REQUIREMENTS Reason for Control: NP, AT b.1. Capable of creating magnetic fields greater than 2 T; Country Chart (See Supp. b.2. A ratio of length to inner diameter Control(s) No. 1 to part 738) greater than 2; b.3. Inner diameter greater than 300 mm; NP applies to entire entry ...... NP Column 1 AT applies to entire entry ...... AT Column 1 and b.4. Magnetic field uniform to better than LIST BASED LICENSE EXCEPTIONS (SEE PART 1% over the central 50% of the inner volume; 740 FOR A DESCRIPTION OF ALL LICENSE EX- Note: 3A201.b does not control magnets ‘‘spe- CEPTIONS) cially designed’’ for and exported ‘‘as parts of’’ LVS: N/A medical nuclear magnetic resonance (NMR) im- GBS: N/A aging systems. The phrase ‘‘as part of’’ does not CIV: N/A necessarily mean physical part in the same ship- LIST OF ITEMS CONTROLLED ment; separate shipments from different sources Related Controls: (1) See ECCN 3D201 for are allowed, provided the related export docu- ‘‘software’’ ‘‘specially designed’’ for the ments clearly specify that the shipments are dis- ‘‘use’’ of equipment described in this entry. patched ‘‘as part of’’ the imaging systems. (2) See ECCN 3D202 for ‘‘software’’ ‘‘spe- c. Flash X-ray generators or pulsed elec- cially designed’’ to enhance or release the tron accelerators having either of the fol- performance characteristics of frequency lowing sets of characteristics: changers or generators to meet or exceed c.1. An accelerator peak electron energy of the level of the performance characteris- 500 keV or greater, but less than 25 MeV, and tics described in this entry. (3) See ECCNs with a ‘‘figure of merit’’ (K) of 0.25 or great- 3E001 (‘‘development’’ and ‘‘production’’) er; or and 3E201 (‘‘use’’) for ‘‘technology’’ for c.2. An accelerator peak electron energy of items controlled under this entry. (4) Fre- 25 MeV or greater, and a ‘‘peak power’’ quency changers (a.k.a. converters or in- greater than 50 MW; verters) ‘‘specially designed’’ or prepared Note: 3A201.c does not control accelerators for use in separating uranium isotopes are that are ‘‘parts’’ or ‘‘components’’ of devices de- subject to the export licensing authority of signed for purposes other than electron beam or the Nuclear Regulatory Commission (see 10 X-ray radiation (electron microscopy, for exam- CFR part 110). ple) nor those designed for medical purposes. Related Definitions: N/A Technical Notes: (1) The ‘‘figure of merit’’ K Items: a. Multiphase output providing a is defined as: K = 1.7 × 103V 2.65Q. V is the peak power of 40 VA or greater; electron energy in million electron volts. If the b. Operating at a frequency of 600 Hz or accelerator beam pulse duration is less than or more; and equal to 1 μs, then Q is the total accelerated c. Frequency control better (less) than charge in Coulombs. If the accelerator beam 0.2%. pulse duration is greater than 1 μs, then Q is the Notes: 1. This ECCN controls frequency maximum accelerated charge in 1 μs. Q equals changers intended for use in specific industrial the intergral of i with respect to t, over the less- machinery and/or consumer goods (machine er of 1 μs or the time duration of the beam pulse tools, vehicles, etc.) only if the frequency chang- Q= ∫ idt), where i is beam current in amperes ers can meet the performance characteristics de- and t is time in seconds. scribed in this entry when removed from the ma- (2) ‘‘Peak power’’ = (peak potential in volts) chinery and/or goods. This Note does not ex- × (peak beam current in amperes). clude from control under this entry any fre- (3) In machines based on microwave accel- quency changer described herein that is the erating cavities, the time duration of the beam principal element of a non-controlled item and pulse is the lesser of 1 μs or the duration of the can feasibly be removed or used for other pur- bunched beam packet resulting from one micro- poses. wave modulator pulse. 2. To determine whether a particular fre- (4) In machines based on microwave accel- quency changer meets or exceeds the perform- erating cavities, the peak beam current is the ance characteristics described in this entry, both

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hardware and ‘‘software’’ performance con- LIST BASED LICENSE EXCEPTIONS (SEE PART straints must be considered. 740 FOR A DESCRIPTION OF ALL LICENSE EX- Technical Notes: 1. Frequency changers con- CEPTIONS) trolled by this ECCN are also known as con- LVS: N/A verters or inverters. GBS: N/A 2. The performance characteristics described CIV: N/A in this ECCN also may be met by certain equip- LIST OF ITEMS CONTROLLED ment marketed as: Generators, electronic test Related Controls: (1) See ECCNs 3E001 (‘‘de- equipment, AC power supplies, variable speed velopment’’ and ‘‘production’’) and 3E201 motor drives, variable speed drives (VSDs), vari- (‘‘use’’) for technology for items controlled able frequency drives (VFDs), adjustable fre- under this entry. (2) Also see ECCN 3A226. quency drives (AFDs), or adjustable speed drives (3) Direct current power supplies ‘‘specially (ASDs). designed’’ or prepared for use in separating uranium isotopes are subject to the export 3A226 High-power direct current power licensing authority of the Nuclear Regu- supplies having both of the following latory Commission (see 10 CFR part 110). characteristics (see List of Items Con- Related Definitions: N/A trolled), excluding items that are subject Items: a. Capable of continuously producing, to the export licensing authority of the over a time period of 8 hours, 20 kV or great- Nuclear Regulatory Commission (see 10 er with current output of 1 A or greater; and CFR part 110). b. Current or voltage stability better than LICENSE REQUIREMENTS 0.1% over a time period of 8 hours. Reason for Control: NP, AT 3A228 Switching devices, as follows (see List Country Chart (See Supp. Control(s) No. 1 to part 738) of Items Controlled). LICENSE REQUIREMENTS NP applies to entire entry ...... NP Column 1 Reason for Control: NP, AT AT applies to entire entry ...... AT Column 1 Country Chart (See Supp. Control(s) No. 1 to part 738) LIST BASED LICENSE EXCEPTIONS (SEE PART 740 FOR A DESCRIPTION OF ALL LICENSE EX- NP applies to entire entry ...... NP Column 1 CEPTIONS) AT applies to entire entry ...... AT Column 1 LVS: N/A GBS: N/A LIST BASED LICENSE EXCEPTIONS (SEE PART CIV: N/A 740 FOR A DESCRIPTION OF ALL LICENSE EX- LIST OF ITEMS CONTROLLED CEPTIONS) Related Controls: (1) See ECCNs 3E001 (‘‘de- LVS: N/A velopment’’ and ‘‘production’’) and 3E201 GBS: N/A (‘‘use’’) for technology for items controlled CIV: N/A under this entry. (2) Also see ECCN 3A227. LIST OF ITEMS CONTROLLED (3) Direct current power supplies ‘‘specially Related Controls: (1) See ECCNs 3E001 (‘‘de- designed’’ or prepared for use in separating velopment’’ and ‘‘production’’) and 3E201 uranium isotopes are subject to the export (‘‘use’’) for technology for items controlled licensing authority of the Nuclear Regu- under this entry. latory Commission (see 10 CFR part 110). (2) Also see ECCN 3A991.k. Related Definitions: N/A Related Definitions: N/A Items: a. Capable of continuously producing, Items: a. Cold-cathode tubes, whether gas over a time period of 8 hours, 100 V or great- filled or not, operating similarly to a spark er with current output of 500 A or greater; gap, having all of the following characteris- and tics: b. Current or voltage stability better than a.1. Containing three or more electrodes; 0.1% over a time period of 8 hours. a.2. Anode peak voltage rating of 2.5 kV or more; 3A227 High-voltage direct current power a.3. Anode peak current rating of 100 A or supplies, having both of the following more; and characteristics (see List of Items Con- a.4. Anode delay time of 10 μs or less. trolled), excluding items that are subject Technical Note: 3A228.a includes gas krytron to the export licensing authority of the tubes and vacuum sprytron tubes. Nuclear Regulatory Commission (see 10 b. Triggered spark-gaps having both of the CFR part 110). following characteristics: LICENSE REQUIREMENTS μ Reason for Control: NP, AT b.1. An anode delay time of 15 s or less; and Country Chart (See Supp. b.2. Rated for a peak current of 500 A or Control(s) No. 1 to part 738) more. c. Modules or assemblies with a fast NP applies to entire entry ...... NP Column 1 switching function having all of the fol- AT applies to entire entry ...... AT Column 1 lowing characteristics:

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c.1. Anode peak voltage rating greater c. Micro-firing units having all of the fol- than 2 kV; lowing characteristics: c.2. Anode peak current rating of 500 A or c.1. No dimension greater than 35 mm; more; and c.2. Voltage rating of equal to or greater c.3. Turn-on time of 1 μs or less. than 1 kV; and c.3. Capacitance of equal to or greater than 3A229 Firing sets and equivalent high-cur- 100 nF. rent pulse generators for detonators controlled by 3A232 (see List of Items Con- 3A230 High-speed pulse generators, and trolled). pulse heads therefor, having both of the LICENSE REQUIREMENTS following characteristics (see List of Reason for Control: NP, AT, foreign policy Items Controlled). LICENSE REQUIREMENTS Country chart (see Supp. No. Reason for Control: NP, AT Control(s) 1 to part 738) Country Chart (See Supp. NP applies to entire entry ...... NP Column 1 Control(s) No. 1 to part 738) AT applies to entire entry ...... AT Column 1 Russian industry sector sanc- See § 746.5 for specific li- NP applies to entire entry ...... NP Column 1 tions apply to entire entry. cense requirements and li- AT applies to entire entry ...... AT Column 1 cense review policy. LIST BASED LICENSE EXCEPTIONS (SEE PART LIST BASED LICENSE EXCEPTIONS (SEE PART 740 FOR A DESCRIPTION OF ALL LICENSE EX- 740 FOR A DESCRIPTION OF ALL LICENSE EX- CEPTIONS) CEPTIONS) LVS: N/A LVS: N/A GBS: N/A GBS: N/A CIV: N/A CIV: N/A LIST OF ITEMS CONTROLLED LIST OF ITEMS CONTROLLED Related Controls: (1) See ECCNs 3E001 (‘‘de- Related Controls: (1) See ECCNs 3E001 and velopment’’ and ‘‘production’’) and 3E201 1E001 (’’development’’ and ‘‘production’’) (‘‘use’’) for technology for items controlled and 3E201 and 1E201 (‘‘use’’) for technology under this entry. (2) See ECCNs 3A002.d.1, for items controlled under this entry. (2) 3A992.a and 3A999.d. See 1A007.a for explosive detonator firing Related Definitions: 1. In 3A230.b, the term sets designed to drive explosive detonators ‘‘pulse transition time’’ is defined as the controlled by 1A007.b. (3) High explosives time interval between 10% and 90% voltage and related equipment for military use are amplitude. 2. Pulse heads are impulse ‘‘subject to the ITAR’’ (see 22 CFR parts forming networks designed to accept a 120 through 130). voltage step function and shape it into a Related Definitions: N/A variety of pulse forms that can include rec- ECCN Controls: (1) Optically driven firing tangular, triangular, step, impulse, expo- sets include both those employing laser nential, or monocycle types. Pulse heads initiation and laser charging. (2) Explo- can be an integral part of the pulse gener- sively driven firing sets include booth ex- ator, they can be a plug-in module to the plosive ferroelectric and explosive ferro- device or they can be an externally con- magnetic firing set types. (3) 3A229.b in- nected device. cludes xenon flash-lamp drivers. Items: a. Output voltage greater than 6 V into Items: a. Detonator firing sets (initiation sys- a resistive load of less than 55 ohms; and tems, firesets), including electronically- b. ‘‘Pulse transition time’’ less than 500 ps. charged, explosively-driven and optically- 3A231 Neutron generator systems, including driven firing sets designed to drive multiple tubes, having both of the characteristics controlled detonators controlled by 3A232; described in this ECCN (see List of Items b. Modular electrical pulse generators Controlled). (pulsers) having all of the following charac- LICENSE REQUIREMENTS teristics: Reason for Control: NP, AT, foreign policy b.1. Designed for portable, mobile, or ruggedized use; Country chart (see Supp. No. b.2. Capable of delivering their energy in Control(s) 1 to part 738) less than 15 μs into loads of less than 40 W (ohms); NP applies to entire entry ...... NP Column 1 AT applies to entire entry ...... AT Column 1 b.3. Having an output greater than 100 A; Russian industry sector sanc- See § 746.5 for specific li- b.4. No dimension greater than 30 cm; tions apply to entire entry. cense requirements and li- b.5. Weight less than 30 kg; and cense review policy. b.6. Specified for use over an extended temperature range 223 K (¥50 °C) to 373 K (100 °C) LIST BASED LICENSE EXCEPTIONS (SEE PART or specified as suitable for aerospace applica- 740 FOR A DESCRIPTION OF ALL LICENSE EX- tions. CEPTIONS)

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LVS: N/A to the export licensing authority of the GBS: N/A Nuclear Regulatory Commission (see 10 CIV: N/A CFR part 110). LIST OF ITEMS CONTROLLED LICENSE REQUIREMENTS Related Controls: See ECCNs 3E001 (‘‘develop- Reason for Control: NP, AT ment’’ and ‘‘production’’) and 3E201 (‘‘use’’) for technology for items controlled under Control(s) Country Chart (See Supp. this entry. No. 1 to part 738) Related Definitions: N/A NP applies to entire entry ...... NP Column 1 Items: a. Designed for operation without an AT applies to entire entry ...... AT Column 1 external vacuum system; and b. Utilizing electrostatic acceleration to LIST BASED LICENSE EXCEPTIONS (SEE PART induce: 740 FOR A DESCRIPTION OF ALL LICENSE EX- b.1. A tritium-deuterium nuclear reaction; CEPTIONS) or LVS: N/A b.2. A deuterium-deuterium nuclear reac- GBS: N/A tion and capable of an output of 3 × 109 neu- CIV: N/A trons/s or greater. LIST OF ITEMS CONTROLLED Related Controls: (1) See ECCNs 3E001 (‘‘de- 3A232 Detonators and multipoint initiation velopment’’ and ‘‘production’’) and 3E201 systems, as follows (see List of Items Con- (‘‘use’’) for technology for items controlled trolled). under this entry. (2) Mass spectrometers LICENSE REQUIREMENTS ‘‘specially designed’’ or prepared for ana- Reason for Control: AT, RS, foreign policy lyzing on-line samples of UF6 gas streams Country chart (See Supp. No. are subject to the export licensing author- Control(s) 1 to part 738) ity of the Nuclear Regulatory Commission (see 10 CFR part 110). NP applies to entire entry ...... NP Column 1 Related Definitions: N/A AT applies to entire entry ...... AT Column 1 Items: a. Inductively coupled plasma mass Russian industry sector sanc- See § 746.5 for specific li- tions apply to entire entry. cense requirements and li- spectrometers (ICP/MS); cense review policy. b. Glow discharge mass spectrometers (GDMS); LIST BASED LICENSE EXCEPTIONS (SEE PART c. Thermal ionization mass spectrometers 740 FOR A DESCRIPTION OF ALL LICENSE EX- (TIMS); CEPTIONS) d. Electron bombardment mass spectrom- LVS: N/A eters having both of the following features: GBS: N/A d.1. A molecular beam inlet system that CIV: N/A injects a collimated beam of analyte mol- LIST OF ITEMS CONTROLLED ecules into a region of the ion source where Related Controls: (1) See ECCNs 0A604 and the molecules are ionized by an electron 1A007 for electrically driven explosive det- beam; and onators. (2) See ECCNs 3E001 (‘‘develop- d.2. One or more cold traps that can be ment’’ and ‘‘production’’) and 3E201 (‘‘use’’) cooled to a temperature of 193 K (¥80 °C) or for technology for items controlled under less in order to trap analyte molecules that this entry. (3) High explosives and related are not ionized by the electron beam; equipment for military use are ‘‘subject to e. Mass spectrometers equipped with a the ITAR’’ (see 22 CFR parts 120 through microfluorination ion source designed for 130). actinides or actinide fluorides. Related Definitions: N/A Technical Notes: 1. ECCN 3A233.d controls ECCN Controls: This entry does not control mass spectrometers that are typically used for detonators using only primary explosives, isotopic analysis of UF6 gas samples. such as lead azide. 2. Electron bombardment mass spectrometers Items: a. [Reserved] in ECCN 3A233.d are also known as electron im- b. Arrangements using single or multiple pact mass spectrometers or electron ionization detonators designed to nearly simulta- mass spectrometers. neously initiate an explosive surface over an 3. In ECCN 3A233.d.2, a ‘‘cold trap’’ is a de- area greater than 5,000 mm2 from a single fir- vice that traps gas molecules by condensing or ing signal with an initiation timing spread freezing them on cold surfaces. For the purposes over the surface of less than 2.5 μs. of this ECCN, a closed-loop gaseous helium Technical Note: The word initiator is some- cryogenic vacuum pump is not a cold trap. times used in place of the word detonator. 3A234 Striplines to provide low inductance 3A233 Mass spectrometers, capable of meas- path to detonators with the following uring ions of 230 atomic mass units or characteristics (see List of Items Con- greater and having a resolution of better trolled). than 2 parts in 230, and ion sources LICENSE REQUIREMENTS therefor, excluding items that are subject Reason for Control: NP, AT

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Country chart (see Supp. No. ECCN or a 9x515 ECCN are controlled by Control(s) 1 to part 738) that ‘‘600 series’’ ECCN or 9x515 ECCN. For example, electronic components not enu- NP applies to entire entry ...... NP Column 1 merated on the USML or a ‘‘600 series’’ AT applies to entire entry ...... AT Column 1 other than 3A611 that are ‘‘specially designed’’ for a military aircraft controlled LIST BASED LICENSE EXCEPTIONS (SEE PART by USML Category VIII or ECCN 9A610 are 740 FOR A DESCRIPTION OF ALL LICENSE EX- controlled by the catch-all control in CEPTIONS) ECCN 9A610.x. Electronic components not LVS: N/A GBS: N/A enumerated on the USML or another ‘‘600 CIV: N/A series’’ entry that are ‘‘specially designed’’ for a military vehicle controlled by USML LIST OF ITEMS CONTROLLED Related Controls: N/A Category VII or ECCN 0A606 are controlled Related Definitions: N/A by ECCN 0A606.x. Electronic components Items: a. Voltage rating greater than 2 kV; not enumerated on the USML that are and ‘‘specially designed’’ for a missile con- b. Inductance of less than 20 nH. trolled by USML Category IV are controlled by ECCN 9A604. (7) Certain radi- 3A611 Military electronics, as follows (see ation-hardened microelectronic circuits List of Items Controlled). are controlled by ECCN 9A515.d or 9A515.e, Reason for Control: NS, RS, AT, UN when ‘‘specially designed’’ for defense articles, ‘‘600 series’’ items, or items controlled Country chart (see Supp. No. by 9A515. Control(s) 1 to part 738) Related Definitions: N/A Items: a. Electronic ‘‘equipment,’’ ‘‘end NS applies to entire entry ex- NS Column 1 items,’’ and ‘‘systems’’ ‘‘specially designed’’ cept 3A611.y. for a military application that are not enu- RS applies to entire entry ex- RS Column 1 merated or otherwise described in either a cept 3A611.y. AT applies to entire entry ...... AT Column 1 USML category or another ‘‘600 series’’ UN applies to entire entry ex- See § 746.1(b) for UN con- ECCN. cept 3A611.y. trols Note to 3A611.a: ECCN 3A611.a includes any radar, telecommunications, acoustic or computer LIST BASED LICENSE EXCEPTIONS (SEE PART equipment, end items, or systems ‘‘specially de- 740 FOR A DESCRIPTION OF ALL LICENSE EX- signed’’ for military application that are not CEPTIONS) enumerated or otherwise described in any LVS: $1500 for 3A611.a, .d through .h and .x; N/ USML category or controlled by another ‘‘600 A for ECCN 3A611.c. series’’ ECCN. GBS: N/A b. through d. [Reserved] CIV: N/A e. High frequency (HF) surface wave radar SPECIAL CONDITIONS FOR STA that maintains the positional state of mari- STA: Paragraph (c)(2) of License Exception time surface or low altitude airborne objects STA (§ 740.20(c)(2) of the EAR) may not be of interest in a received radar signal through used for any item in 3A611. time. LIST OF ITEMS CONTROLLED Note to 3A611.e: ECCN 3A611.e does not apply Related Controls: (1) Electronic items that are to systems, equipment, and assemblies ‘‘specially enumerated in USML Category XI or other designed’’ for marine traffic control. USML categories, and technical data (in- f. Application specific integrated circuits cluding software) directly related thereto, (ASICs) and programmable logic devices are subject to the ITAR. (2) Application (PLD) that are not controlled by paragraph specific integrated circuits (ASICs) and .y of this entry and that are programmed for programmable logic devices (PLD) that are ‘‘600 series’’ items. programmed for defense articles that are Note to paragraph .f: In this paragraph, the subject to the ITAR are controlled in term ‘application specific integrated circuit’ USML Category XI(c)(1). (3) See ECCN means an integrated circuit developed and pro- 3A001.a.7 for controls on unprogrammed duced for a specific application or function re- programmable logic devices (PLD). (4) gardless of number of customers for which the Printed circuit boards and populated cir- integrated circuit is developed or produced. cuit cards with a layout that is ‘‘specially g. Printed circuit boards and populated cir- designed’’ for defense articles are con- cuit card assemblies that are not controlled trolled in USML Category XI(c)(2). (5) by paragraph .y of this entry and for which Multichip modules for which the pattern or the layout is ‘‘specially designed’’ for ‘‘600 layout is ‘‘specially designed’’ for defense series’’ items. articles are controlled in USML Category h. Multichip modules that are not con- XI(c)(3). (6) Electronic items ‘‘specially de- trolled by paragraph .y of this entry and for signed’’ for military application that are which the pattern or layout is ‘‘specially de- not controlled in any USML category but signed’’ for ‘‘600 series’’ items. are within the scope of another ‘‘600 series’’ i. through w. [Reserved]

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x. ‘‘Parts,’’ ‘‘components,’’ ‘‘accessories,’’ item in the .y paragraph of a ‘‘600 series’’ and ‘‘attachments’’ that are ‘‘specially de- ECCN; signed’’ for a commodity controlled by this y.17. Circuit breakers; entry or for an article controlled by USML y.18. Ground fault circuit interrupters; Category XI, and not enumerated or de- y.19. Electrical contacts; scribed in any USML category or in any y.20. Electrical guide pins; paragraph other than the .x paragraph of an- y.21. Filtered and unfiltered mechanical other 600 series ECCN or in paragraph .y of switches; this entry. y.22. Thumbwheels; Note 1 to ECCN 3A611.x: ECCN 3A611.x in- y.23. Fixed resistors; cludes ‘‘parts,’’ ‘‘components,’’ ‘‘accessories,’’ y.24. Electrical jumpers; and ‘‘attachments’’ ‘‘specially designed’’ for a y.25. Grounding straps; radar, telecommunications, acoustic system or y.26. Indicator dials; equipment or computer ‘‘specially designed’’ for y.27. Contactors; military application that are neither controlled y.28. Touchpads; in any USML category nor controlled in any y.29. Mechanical caps; paragraph other than the .x paragraph of an- y.30. Mechanical plugs; other ‘‘600 series’’ ECCN. y.31. Finger barriers; Note 2 to ECCN 3A611.x: ECCN 3A611.x con- y.32. Flip-guards; trols ‘‘parts’’ and ‘‘components’’ ‘‘specially de- y.33. Identification plates and nameplates; signed’’ for underwater sensors or projectors y.34. Knobs; controlled by USML Category XI(c)(12) con- y.35. Hydraulic, pneumatic, fuel and lubri- taining single-crystal lead magnesium niobate cation gauges. lead titanate (PMN–PT) based piezoelectrics. Note to ECCN 3A611: When applying the Note 3 to ECCN 3A611.x: ‘‘Parts,’’ ‘‘compo- ‘‘specially designed’’ definition to determine nents,’’ ‘‘accessories,’’ and ‘‘attachments’’ sub- whether a printed circuit board, populated cir- ject to the EAR and within the scope of any 600 cuit card assembly or multichip module is con- series .x entry that are of a type that are or trolled by paragraph .g, .h, .y.15 or .y.16 of this would potentially be for use in or with multiple entry, the layout of the board or assembly and platforms (e.g., military electronics, military ve- the pattern and layout of the module are the hicles, and military aircraft) may be classified only characteristics that need be evaluated under 3A611.x. under the ‘‘specially designed’’ definition. y. Specific ‘‘parts,’’ ‘‘components,’’ ‘‘ac- 3A980 Voice print identification and anal- cessories,’’ and ‘‘attachments’’ ‘‘specially de- ysis equipment and ‘‘specially designed’’ signed’’ for a commodity subject to control ‘‘components’’ therefor, n.e.s. in a ‘‘600 series’’ ECCN or a defense article LICENSE REQUIREMENTS and not elsewhere specified in any paragraph Reason for Control: CC other than the .y paragraph of a ‘‘600 series’’ ECCN or the USML as follows, and ‘‘parts,’’ Country Chart (See Supp. ‘‘components,’’ ‘‘accessories,’’ and ‘‘attach- Control(s) No. 1 to part 738) ments’’ ‘‘specially designed’’ therefore: y.1. Electrical connectors; CC applies to entire entry ..... CC Column 1 y.2. Electric fans; LIST BASED LICENSE EXCEPTIONS (SEE PART y.3. Heat sinks; 740 FOR A DESCRIPTION OF ALL LICENSE EX- y.4. Joy sticks; CEPTIONS) y.5. Mica paper capacitors; LVS: N/A y.6. Microphones; GBS: N/A y.7. Potentiometers; CIV: N/A y.8. Rheostats; LIST OF ITEMS CONTROLLED y.9. Electric connector backshells; Related Controls: N/A y.10. Solenoids; Related Definitions: N/A y.11. Speakers; Items: The list of items controlled is con- y.12. Trackballs; tained in the ECCN heading. y.13. Electric transformers; y.14. Application specific integrated cir- 3A981 Polygraphs (except biomedical re- cuits (ASICs) and programmable logic de- corders designed for use in medical facili- vices (PLD) that are programmed for com- ties for monitoring biological and modities controlled in the .y paragraph of neurophysical responses); fingerprint any ‘‘600 series’’ ECCN; analyzers, cameras and equipment, n.e.s.; y.15. Printed circuit boards and populated automated fingerprint and identification circuit card assemblies for which the layout retrieval systems, n.e.s.; psychological is ‘‘specially designed’’ for an item con- stress analysis equipment; electronic trolled by the .y paragraph of any ‘‘600 se- monitoring restraint devices; and ‘‘spe- ries’’ ECCN; cially designed’’ ‘‘components’’ and ‘‘ac- y.16. Multichip modules for which the pat- cessories’’ therefor, n.e.s. tern or layout is ‘‘specially designed’’ for an LICENSE REQUIREMENTS

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Reason for Control: CC allel ‘‘microprocessor microcircuits’’ with a transfer rate of 2.5 Mbyte/s. Country Chart (See Supp. b. Storage integrated circuits, as follows: Control(s) No. 1 to part 738) b.1. Electrical erasable programmable CC applies to entire entry ..... CC Column 1 read-only memories (EEPROMs) with a storage capacity; LIST BASED LICENSE EXCEPTIONS (SEE PART b.1.a. Exceeding 16 Mbits per package for 740 FOR A DESCRIPTION OF ALL LICENSE EX- flash memory types; or CEPTIONS) b.1.b. Exceeding either of the following LVS: N/A limits for all other EEPROM types: GBS: N/A b.1.b.1. Exceeding 1 Mbit per package; or CIV: N/A b.1.b.2. Exceeding 256 kbit per package and LIST OF ITEMS CONTROLLED Related Controls: See ECCN 0A982 for other a maximum access time of less than 80 ns; types of restraint devices. b.2. Static random access memories Related Definitions: N/A (SRAMs) with a storage capacity: Items: The list of items controlled is con- b.2.a. Exceeding 1 Mbit per package; or tained in the ECCN heading. b.2.b. Exceeding 256 kbit per package and a Note to ECCN 3A981. In this ECCN, electronic maximum access time of less than 25 ns; monitoring restraint devices are devices used to c. Analog-to-digital converters having any record or report the location of confined persons of the following: for law enforcement or penal reasons. The term c.1. A resolution of 8 bit or more, but less does not include devices that confine memory than 12 bit, with an output rate greater than impaired patents to appropriate medical facili- 200 million words per second; ties. c.2. A resolution of 12 bit with an output 3A991 Electronic devices, and ‘‘components’’ rate greater than 105 million words per sec- not controlled by 3A001. ond; LICENSE REQUIREMENTS c.3. A resolution of more than 12 bit but Reason for Control: AT equal to or less than 14 bit with an output rate greater than 10 million words per sec- Country chart ond; or Control(s) (See Supp. No. 1 to part 738) c.4. A resolution of more than 14 bit with an output rate greater than 2.5 million words AT applies to entire entry ...... AT Column 1 per second. d. Field programmable logic devices having License Requirements Note: See § 744.17 of the a maximum number of single-ended digital EAR for additional license requirements for input/outputs between 200 and 700; microprocessors having a processing speed of 5 e. Fast Fourier Transform (FFT) proc- GFLOPS or more and an arithmetic logic unit essors having a rated execution time for a with an access width of 32 bit or more, including 1,024 point complex FFT of less than 1 ms. those incorporating ‘‘information security’’ f. Custom integrated circuits for which ei- functionality, and associated ‘‘software’’ and ther the function is unknown, or the control ‘‘technology’’ for the ‘‘production’’ or ‘‘devel- status of the equipment in which the inte- opment’’ of such microprocessors. grated circuits will be used is unknown to LIST BASED LICENSE EXCEPTIONS (SEE PART the manufacturer, having any of the fol- 740 FOR A DESCRIPTION OF ALL LICENSE EX- lowing: CEPTIONS) f.1. More than 144 terminals; or LVS: N/A GBS: N/A f.2. A typical ‘‘basic propagation delay CIV: N/A time’’ of less than 0.4 ns. LIST OF ITEMS CONTROLLED g. Traveling-wave ’vacuum electronic de- Related Controls: N/A vices,’ pulsed or continuous wave, as follows: Related Definitions: N/A g.1. Coupled cavity devices, or derivatives Items: thereof; a. ‘‘Microprocessor microcircuits’’, g.2. Helix devices based on helix, folded ‘‘microcomputer microcircuits’’, and micro- waveguide, or serpentine waveguide circuits, controller microcircuits having any of the or derivatives thereof, with any of the fol- following: lowing: a.1. A performance speed of 5 GFLOPS or g.2.a. An ‘‘instantaneous bandwidth’’ of more and an arithmetic logic unit with an half an octave or more; and access width of 32 bit or more; g.2.b. The product of the rated average out- a.2. A clock frequency rate exceeding 25 put power (expressed in kW) and the max- MHz; or imum operating frequency (expressed in a.3. More than one data or instruction bus GHz) of more than 0.2; or serial communication port that provides a g.2.c. An ‘‘instantaneous bandwidth’’ of direct external interconnection between par- less than half an octave; and

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g.2.d. The product of the rated average out- rials ‘‘specially designed’’ for operation at put power (expressed in kW) and the max- temperatures below the ‘‘critical tempera- imum operating frequency (expressed in ture’’ of at least one of their ‘‘super- GHz) of more than 0.4; conductive’’ constituents, having all of the h. Flexible waveguides designed for use at following: frequencies exceeding 40 GHz; l.1. Resonant operating frequencies exceed- i. Surface acoustic wave and surface skim- ing 1 MHz; ming (shallow bulk) acoustic wave devices l.2. A stored energy density of 1 MJ/M3 or (i.e., ‘‘signal processing’’ devices employing more; and elastic waves in materials), having either of l.3. A discharge time of less than 1 ms; the following: m. Hydrogen/hydrogen-isotope thyratrons i.1. A carrier frequency exceeding 1 GHz; or of ceramic-metal construction and rate for a i.2. A carrier frequency of 1 GHz or less; peak current of 500 A or more; and n. Digital integrated circuits based on any i.2.a. A frequency side-lobe rejection ex- compound semiconductor having an equiva- ceeding 55 Db; lent gate count of more than 300 (2 input i.2.b. A product of the maximum delay gates). time and bandwidth (time in microseconds o. Solar cells, cell-interconnect-coverglass and bandwidth in MHz) of more than 100; or i.2.c. A dispersive delay of more than 10 (CIC) assemblies, solar panels, and solar ar- microseconds. rays, which are ‘‘space qualified’’ and not j. Cells as follows: controlled by 3A001.e.4. j.1. Primary cells having an energy density 3A992 General purpose electronic equip- of 550 Wh/kg or less at 293 K (20 °C); ment not controlled by 3A002. j.2. Secondary cells having an energy den- LICENSE REQUIREMENTS sity of 300 Wh/kg or less at 293 K (20 °C). Note: 3A991.j. does not control batteries, in- Reason for Control: AT cluding single cell batteries. Country Chart (See Supp. Technical Notes: 1. For the purpose of 3A991.j Control(s) No. 1 to part 738) energy density (Wh/kg) is calculated from the nominal voltage multiplied by the nominal ca- AT applies to entire entry ...... AT Column 1. pacity in ampere-hours divided by the mass in kilograms. If the nominal capacity is not stated, LIST BASED LICENSE EXCEPTIONS (SEE PART energy density is calculated from the nominal 740 FOR A DESCRIPTION OF ALL LICENSE EX- voltage squared then multiplied by the discharge CEPTIONS) duration in hours divided by the discharge load LVS: N/A in Ohms and the mass in kilograms. GBS: N/A 2. For the purpose of 3A991.j, a ’cell’ is de- CIV: N/A fined as an electrochemical device, which has LIST OF ITEMS CONTROLLED positive and negative electrodes, and electrolyte, Related Controls: N/A and is a source of electrical energy. It is the Related Definitions: N/A basic building block of a battery. Items: a. Electronic test equipment, n.e.s. 3. For the purpose of 3A991.j.1, a ’primary b. Digital instrumentation magnetic tape cell’ is a ’cell’ that is not designed to be charged data recorders having any of the following by any other source. characteristics; 4. For the purpose of 3A991.j.2., a ’secondary b.1. A maximum digital interface transfer cell’ is a ’cell’ that is designed to be charged by rate exceeding 60 Mbit/s and employing hel- an external electrical source. ical scan techniques; k. ‘‘Superconductive’’ electromagnets or b.2. A maximum digital interface transfer solenoids ‘‘specially designed’’ to be fully rate exceeding 120 Mbit/s and employing charged or discharged in less than one fixed head techniques; or minute, having all of the following: Note: 3A991.k does not control ‘‘super- b.3. ‘‘Space qualified’’; conductive’’ electromagnets or solenoids de- c. Equipment, with a maximum digital signed for Magnetic Resonance Imaging (MRI) interface transfer rate exceeding 60 Mbit/s, medical equipment. designed to convert digital video magnetic k.1. Maximum energy delivered during the tape recorders for use as digital instrumen- discharge divided by the duration of the dis- tation data recorders; charge of more than 500 kJ per minute; d. Non-modular analog oscilloscopes hav- k.2. Inner diameter of the current carrying ing a bandwidth of 1 GHz or greater; windings of more than 250 mm; and e. Modular analog oscilloscope systems k.3. Rated for a magnetic induction of having either of the following characteris- more than 8T or ‘‘overall current density’’ in tics: the winding of more than 300 A/mm2. e.1. A mainframe with a bandwidth of 1 l. Circuits or systems for electromagnetic GHz or greater; or energy storage, containing ‘‘components’’ e.2. Plug-in modules with an individual manufactured from ‘‘superconductive’’ mate- bandwidth of 4 GHz or greater;

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f. Analog sampling oscilloscopes for the e.2. Multi-channel (three or more) or mod- analysis of recurring phenomena with an ef- ular time interval meter and chronometry fective bandwidth greater than 4 GHz; equipment with resolution of 50 nanoseconds g. Digital oscilloscopes and transient re- or less over time intervals of 1 microsecond corders, using analog-to-digital conversion or greater; techniques, capable of storing transients by f. Chromatography and spectrometry ana- sequentially sampling single-shot inputs at lytical instruments. successive intervals of less than 1 ns (greater than 1 giga-sample per second), digitizing to B. ‘‘TEST’’, ‘‘INSPECTION’’ AND ‘‘PRODUCTION 8 bits or greater resolution and storing 256 or EQUIPMENT’’ more samples. 3B001 Equipment for the manufacturing of Note: This ECCN controls the following ‘‘spe- semiconductor devices or materials, as cially designed’’ ‘‘parts’’ and ‘‘components’’ for follows (see List of Items Controlled) and analog oscilloscopes: ‘‘specially designed’’ ‘‘components’’ and 1. Plug-in units; ‘‘accessories’’ therefor. 2. External amplifiers; 3. Pre-amplifiers; LICENSE REQUIREMENTS 4. Sampling devices; Reason for Control: NS, AT 5. Cathode ray tubes. Country chart Control(s) (see Supp. No. 1 3A999 Specific Processing Equipment, n.e.s., to part 738) as Follows (See List of Items Controlled). LICENSE REQUIREMENTS NS applies to entire entry ...... NS Column 2 Reason for Control: AT AT applies to entire entry ...... AT Column 1 Control(s): Country Chart. AT applies to entire entry. A LIST BASED LICENSE EXCEPTIONS (SEE PART license is required for items controlled by 740 FOR A DESCRIPTION OF ALL LICENSE EX- this entry to North Korea for anti-ter- CEPTIONS) rorism reasons. The Commerce Country LVS: $500 Chart is not designed to determine AT li- GBS: Yes, except a.3 (molecular beam censing requirements for this entry. See epitaxial growth equipment using gas § 742.19 of the EAR for additional informa- sources), .e (automatic loading multi- tion. chamber central wafer handling systems LIST BASED LICENSE EXCEPTIONS (SEE PART only if connected to equipment controlled 740 FOR A DESCRIPTION OF ALL LICENSE EX- by 3B001. a.3, or .f), and .f (lithography CEPTIONS) equipment). LVS: N/A CIV: Yes for equipment controlled by GBS: N/A 3B001.a.1 and a.2. CIV: N/A LIST OF ITEMS CONTROLLED LIST OF ITEMS CONTROLLED Related Controls: See also 3B991. Related Controls: (1) See also 3A225 (for fre- Related Definitions: N/A quency changers capable of operating in Items: the frequency range of 600 Hz and above), and 3A233. (2) Certain auxiliary systems, a. Equipment designed for epitaxial growth equipment, ‘‘parts’’ and ‘‘components’’ for as follows: isotope separation plants, made of or pro- a.1. Equipment designed or modified to produce a layer of any material other than tected by UF6 resistant materials are subject to the export licensing authority of silicon with a thickness uniform to less than ± the Nuclear Regulatory Commission (see 10 2.5% across a distance of 75 mm or more; CFR part 110). Note: 3B001.a.1 includes atomic layer epitaxy Related Definitions: N/A (ALE) equipment. Items: a. Frequency changers capable of oper- a.2. Metal Organic Chemical Vapor Deposi- ating in the frequency range from 300 up to tion (MOCVD) reactors designed for com- 600 Hz, n.e.s; pound semiconductor epitaxial growth of b. Mass spectrometers n.e.s; material having two or more of the following c. All flash x-ray machines, and ‘‘parts’’ or elements: aluminum, gallium, indium, ar- ‘‘components’’ of pulsed power systems de- senic, phosphorus, antimony, or nitrogen; signed thereof, including Marx generators, a.3. Molecular beam epitaxial growth high power pulse shaping networks, high equipment using gas or solid sources; voltage capacitors, and triggers; b. Equipment designed for ion implanta- d. Pulse amplifiers, n.e.s.; tion and having any of the following: e. Electronic equipment for time delay b.1. [Reserved]; generation or time interval measurement, as b.2. Being designed and optimized to oper- follows: ate at a beam energy of 20 keV or more and e.1. Digital time delay generators with a a beam current of 10 mA or more for hydro- resolution of 50 nanoseconds or less over gen, deuterium, or helium implant; time intervals of 1 microsecond or greater; or b.3. Direct write capability;

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b.4. A beam energy of 65 keV or more and — Nano-imprint lithography tools a beam current of 45 mA or more for high en- — Step and flash imprint lithography (S–FIL) ergy oxygen implant into a heated semicon- tools ductor material ‘‘substrate’’; or f.3. Equipment ‘‘specially designed’’ for b.5. Being designed and optimized to oper- mask making having all of the following: ate at beam energy of 20keV or more and a f.3.a. A deflected focused electron beam, beam current of 10mA or more for silicon im- ion beam or ‘‘laser’’ beam; and plant into a semiconductor material ‘‘sub- f.3.b. Having any of the following: strate’’ heated to 600 °C or greater; f.3.b.1. A Full-Width Half-Maximum c. [Reserved] (FWHM) spot size smaller than 65 nm and an d. [Reserved] image placement less than 17 nm (mean + 3 e. Automatic loading multi-chamber cen- sigma); or tral wafer handling systems having all of the f.3.b.2. [Reserved] following: f.3.b.3. A second-layer overlay error of less e.1. Interfaces for wafer input and output, than 23 nm (mean + 3 sigma) on the mask; to which more than two functionally dif- f.4. Equipment designed for device proc- ferent ’semiconductor process tools’ con- essing using direct writing methods, having trolled by 3B001.a.1, 3B001.a.2, 3B001.a.3 or all of the following: 3B001.b are designed to be connected; and f.4.a. A deflected focused electron beam; e.2. Designed to form an integrated system and in a vacuum environment for ’sequential f.4.b. Having any of the following: multiple wafer processing’; f.4.b.1. A minimum beam size equal to or Note: 3B001.e does not control automatic smaller than 15 nm; or robotic wafer handling systems ‘‘specially de- f.4.b.2. An overlay error less than 27 nm signed’’ for parallel wafer processing. (mean + 3 sigma); Technical Notes: 1. For the purpose of g. Masks and reticles, designed for inte- 3B001.e, ’semiconductor process tools’ refers to grated circuits controlled by 3A001; modular tools that provide physical processes h. Multi-layer masks with a phase shift for semiconductor production that are function- layer not specified by 3B001.g and having any ally different, such as deposition, implant or of the following: thermal processing. h.1. Made on a mask ‘‘substrate blank’’ 2. For the purpose of 3B001.e, ’sequential mul- from glass specified as having less than 7 nm/ tiple wafer processing’ means the capability to cm birefringence; or process each wafer in different ’semiconductor h.2. Designed to be used by lithography process tools’, such as by transferring each equipment having a light source wavelength wafer from one tool to a second tool and on to less than 245 nm; a third tool with the automatic loading multi- chamber central wafer handling systems. Note: 3B001.h. does not control multi-layer f. Lithography equipment as follows: masks with a phase shift layer designed for the f.1. Align and expose step and repeat (di- fabrication of memory devices not controlled by rect step on wafer) or step and scan (scanner) 3A001. equipment for wafer processing using photo- i. Imprint lithography templates designed optical or X-ray methods and having any of for integrated circuits by 3A001. the following: 3B002 ‘‘Test equipment ‘‘specially designed’’ f.1.a. A light source wavelength shorter for testing finished or unfinished semi- than 193 nm; or conductor devices as follows (see List of f.1.b. Capable of producing a pattern with a Items Controlled) and ‘‘specially de- ‘‘Minimum Resolvable Feature size’’ (MRF) signed’’ ‘‘components’’ and ‘‘accessories’’ of 45 nm or less; therefor. Technical Note: The ’Minimum Resolvable LICENSE REQUIREMENTS Feature size’ (MRF) is calculated by the fol- Reason for Control: NS, AT lowing formula: Country Chart (See Supp. Control(s) No. 1 to part 738)

NS applies to entire entry ...... NS Column 2 AT applies to entire entry ...... AT Column 1

LIST BASED LICENSE EXCEPTIONS (SEE PART 740 FOR A DESCRIPTION OF ALL LICENSE EX- CEPTIONS) where the K factor = 0.35 LVS: $500 f.2 Imprint lithography equipment capable GBS: Yes of production features of 45 nm or less; CIV: N/A Note: 3B001.f.2 includes: LIST OF ITEMS CONTROLLED — Micro contact printing tools Related Controls: See also 3A999.a and 3B992. — Hot embossing tools Related Definitions: N/A

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Items: a. For testing S-parameters of tran- CIV: N/A sistor devices at frequencies exceeding 31.8 LIST OF ITEMS CONTROLLED GHz; Related Controls: N/A b. [Reserved] Related Definitions: ‘Sputtering’ is an overlay c. For testing microwave integrated cir- coating process wherein positively charged cuits controlled by 3A001.b.2. ions are accelerated by an electric field towards the surface of a target (coating ma- 3B611 Test, inspection, and production com- terial). The kinetic energy of the impact- modities for military electronics, as fol- ing ions is sufficient to cause target sur- lows (see List of Items Controlled). face atoms to be released and deposited on LICENSE REQUIREMENTS the substrate. (NOTE: Triode, magnetron or Reason for Control: NS, RS, AT, UN radio frequency sputtering to increase adhesion of coating and rate of deposition are Country chart Control(s) (see Supp. No. 1 to part 738) ordinary modifications of the process.) Items: a. Equipment ‘‘specially designed’’ for NS applies to entire entry ...... NS Column 1 the manufacture of electron tubes, optical RS applies to entire entry ...... RS Column 1 elements and ‘‘specially designed’’ ‘‘parts’’ AT applies to entire entry ...... AT Column 1 UN applies to entire entry ..... See § 746.1(b) for UN con- and ‘‘components’’ therefor controlled by trols 3A001 or 3A991; b. Equipment ‘‘specially designed’’ for the LIST BASED LICENSE EXCEPTIONS (SEE PART manufacture of semiconductor devices, inte- 740 FOR A DESCRIPTION OF ALL LICENSE EX- grated circuits and ‘‘electronic assemblies’’, CEPTIONS) as follows, and systems incorporating or hav- LVS: $1500. ing the characteristics of such equipment: GBS: N/A Note: 3B991.b also controls equipment used or CIV: N/A modified for use in the manufacture of other de- SPECIAL CONDITIONS FOR STA vices, such as imaging devices, electro-optical STA: Paragraph (c)(2) of License Exception devices, acoustic-wave devices. STA (§ 740.20(c)(2) of the EAR) may not be b.1. Equipment for the processing of mate- used for any item in 3B611. rials for the manufacture of devices, ‘‘parts’’ LIST OF ITEMS CONTROLLED and ‘‘components’’ as specified in the head- Related Controls: N/A ing of 3B991.b, as follows: Related Definitions: N/A Note: 3B991 does not control quartz furnace Items: a. Test, inspection, and production end tubes, furnace liners, paddles, boats (except items and equipment ‘‘specially designed’’ ‘‘specially designed’’ caged boats), bubblers, cas- for the ‘‘development,’’ ‘‘production,’’ repair, settes or crucibles ‘‘specially designed’’ for the overhaul or refurbishing of items controlled processing equipment controlled by 3B991.b.1. in ECCN 3A611 (except 3A611.y) or USML b.1.a. Equipment for producing Category XI that are not enumerated in polycrystalline silicon and materials con- USML Category XI or controlled by another trolled by 3C001; ‘‘600 series’’ ECCN. b.1.b. Equipment ‘‘specially designed’’ for b. through w. [Reserved] purifying or processing III/V and II/VI semi- x. ‘‘Parts,’’ ‘‘components,’’ ‘‘accessories’’ conductor materials controlled by 3C001, and ‘‘attachments’’ that are ‘‘specially de- 3C002, 3C003, 3C004, or 3C005 except crystal signed’’ for a commodity listed in this entry pullers, for which see 3B991.b.1.c below; and that are not enumerated on the USML or b.1.c. Crystal pullers and furnaces, as fol- controlled by another ‘‘600 series’’ ECCN. lows: Note: 3B991.b.1.c does not control diffusion 3B991 Equipment not controlled by 3B001 and oxidation furnaces. for the manufacture of electronic ‘‘parts,’’ b.1.c.1. Annealing or recrystallizing equip- ‘‘components’’ and materials (see List of ment other than constant temperature fur- Items Controlled), and ‘‘specially de- naces employing high rates of energy trans- signed’’ ‘‘parts,’’ ‘‘components’’ and ‘‘ac- fer capable of processing wafers at a rate ex- cessories’’ therefor. ceeding 0.005 m2 per minute; LICENSE REQUIREMENTS b.1.c.2. ‘‘Stored program controlled’’ crys- Reason for Control: AT tal pullers having any of the following characteristics: Country Chart (See Supp. Control(s) No. 1 to part 738) b.1.c.2.a. Rechargeable without replacing the crucible container; AT applies to entire entry ...... AT Column 1 b.1.c.2.b. Capable of operation at pressures above 2.5 × 105 Pa; or LIST BASED LICENSE EXCEPTIONS (SEE PART b.1.c.2.c. Capable of pulling crystals of a di- 740 FOR A DESCRIPTION OF ALL LICENSE EX- ameter exceeding 100 mm; CEPTIONS) b.1.d. ‘‘Stored program controlled’’ equip- LVS: N/A ment for epitaxial growth having any of the GBS: N/A following characteristics:

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b.1.d.1. Capable of producing a silicon layer tion of oxides, nitrides, metals or with a thickness uniform to less than ±2.5% polysilicon: across a distance of 200 mm or more; b.1.i.1. ‘‘Chemical vapor deposition’’ equip- b.1.d.2. Capable of producing a layer of any ment operating below 105 Pa; or material other than silicon with a thickness b.1.i.2. PECVD equipment operating either uniformity across the wafer of equal to or below 60 Pa (450 millitorr) or having auto- better than ±3.5%; or matic cassette-to-cassette and load lock b.1.d.3. Rotation of individual wafers dur- wafer handling; ing processing; Note: 3B991.b.1.i does not control low pressure b.1.e. Molecular beam epitaxial growth ‘‘chemical vapor deposition’’ (LPCVD) systems equipment; or reactive ‘‘sputtering’’ equipment. b.1.f. Magnetically enhanced ‘sputtering’ b.1.j. Electron beam systems ‘‘specially de- equipment with ‘‘specially designed’’ inte- signed’’ or modified for mask making or gral load locks capable of transferring wafers semiconductor device processing having any in an isolated vacuum environment; of the following characteristics: b.1.g. Equipment ‘‘specially designed’’ for b.1.j.1. Electrostatic beam deflection; ion implantation, ion-enhanced or photo-en- b.1.j.2. Shaped, non-Gaussian beam profile; hanced diffusion, having any of the following b.1.j.3. Digital-to-analog conversion rate characteristics: exceeding 3 MHz; b.1.g.1. Patterning capability; b.1.j.4. Digital-to-analog conversion accu- b.1.g.2. Beam energy (accelerating voltage) racy exceeding 12 bit; or exceeding 200 keV; b.1.j.5. Target-to-beam position feedback b.1.g.3 Optimized to operate at a beam en- control precision of 1 micrometer or finer; ergy (accelerating voltage) of less than 10 Note: 3B991.b.1.j does not control electron keV; or beam deposition systems or general purpose b.1.g.4. Capable of high energy oxygen im- scanning electron microscopes. plant into a heated ‘‘substrate’’; b.1.k. Surface finishing equipment for the b.1.h. ‘‘Stored program controlled’’ equip- processing of semiconductor wafers as fol- ment for the selective removal (etching) by lows: means of anisotropic dry methods (e.g., plas- b.1.k.1. ‘‘Specially Designed’’ equipment ma), as follows: for backside processing of wafers thinner b.1.h.1. Batch types having either of the than 100 micrometer and the subsequent sep- following: aration thereof; or b.1.h.1.a. End-point detection, other than b.1.k.2. ‘‘Specially Designed’’ equipment optical emission spectroscopy types; or for achieving a surface roughness of the ac- b.1.h.1.b. Reactor operational (etching) tive surface of a processed wafer with a two- pressure of 26.66 Pa or less; sigma value of 2 micrometer or less, total in- b.1.h.2. Single wafer types having any of dicator reading (TIR); the following: Note: 3B991.b.1.k does not control single-side b.1.h.2.a. End-point detection, other than lapping and polishing equipment for wafer sur- optical emission spectroscopy types; face finishing. b.1.h.2.b. Reactor operational (etching) b.1.l. Interconnection equipment which in- pressure of 26.66 Pa or less; or cludes common single or multiple vacuum b.1.h.2.c. Cassette-to-cassette and load chambers ‘‘specially designed’’ to permit the locks wafer handling; integration of any equipment controlled by Notes: 1. ‘‘Batch types’’ refers to machines not 3B991 into a complete system; ‘‘specially designed’’ for production processing b.1.m. ‘‘Stored program controlled’’ equip- of single wafers. Such machines can process two ment using ‘‘lasers’’ for the repair or trim- or more wafers simultaneously with common ming of ‘‘monolithic integrated circuits’’ process parameters, e.g., RF power, tempera- with either of the following characteristics: ture, etch gas species, flow rates. b.1.m.1. Positioning accuracy less than ±1 2. ‘‘Single wafer types’’ refers to machines micrometer; or ‘‘specially designed’’ for production processing b.1.m.2. Spot size (kerf width) less than 3 of single wafers. These machines may use auto- micrometer. matic wafer handling techniques to load a sin- b.2. Masks, mask ‘‘substrates,’’ mask-mak- gle wafer into the equipment for processing. The ing equipment and image transfer equipment definition includes equipment that can load and for the manufacture of devices, ‘‘parts’’ and process several wafers but where the etching pa- ‘‘components’’ as specified in the heading of rameters, e.g., RF power or end point, can be 3B991, as follows: independently determined for each individual Note: The term ‘‘masks’’ refers to those used wafer. in electron beam lithography, X-ray lithog- b.1.i. ‘‘Chemical vapor deposition’’ (CVD) raphy, and ultraviolet lithography, as well as equipment, e.g., plasma-enhanced CVD the usual ultraviolet and visible photo-lithog- (PECVD) or photo-enhanced CVD, for semi- raphy. conductor device manufacturing, having ei- b.2.a. Finished masks, reticles and designs ther of the following capabilities, for deposi- therefor, except:

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b.2.a.1. Finished masks or reticles for the pose equipment or contact image transfer equip- production of unembargoed integrated cir- ment. cuits; or b.2.f.1. Production of a pattern size of less b.2.a.2. Masks or reticles, having both of than 2.5 micrometer; the following characteristics: b.2.f.2. Alignment with a precision finer b.2.a.2.a. Their design is based on geome- than ±0.25 micrometer (3 sigma); tries of 2.5 micrometer or more; and b.2.f.3. Machine-to-machine overlay no bet- b.2.a.2.b. The design does not include spe- ter than ±0.3 micrometer; or cial features to alter the intended use by b.2.f.4. A light source wavelength shorter means of ‘‘production equipment’’ or ‘‘soft- than 400 nm; ware’’ b.2.g. Electron beam, ion beam or X-ray b.2.b. Mask ‘‘substrates’’ as follows: equipment for projection image transfer ca- b.2.b.1. Hard surface (e.g., chromium, sil- pable of producing patterns less than 2.5 mi- icon, molybdenum) coated ‘‘substrates’’ (e.g., crometer; glass, quartz, sapphire) for the preparation of Note: For focused, deflected-beam systems (di- masks having dimensions exceeding 125 mm rect write systems), see 3B991.b.1.j or b.10. × 125 mm; or b.2.h. Equipment using ‘‘lasers’’ for direct b.2.b.2. ‘‘Substrates’’ ‘‘specially designed’’ write on wafers capable of producing pat- for X-ray masks; terns less than 2.5 micrometer. b.2.c. Equipment, other than general pur- b.3. Equipment for the assembly of inte- pose computers, ‘‘specially designed’’ for grated circuits, as follows: computer aided design (CAD) of semicon- b.3.a. ‘‘Stored program controlled’’ die ductor devices or integrated circuits; bonders having all of the following charac- b.2.d. Equipment or machines, as follows, teristics: for mask or reticle fabrication: b.3.a.1. ‘‘specially designed’’ for ‘‘hybrid in- b.2.d.1. Photo-optical step and repeat cam- tegrated circuits’; eras capable of producing arrays larger than b.3.a.2. X-Y stage positioning travel ex- 100 mm × 100 mm, or capable of producing a ceeding 37.5 × 37.5 mm; and single exposure larger than 6 mm × 6 mm in b.3.a.3. Placement accuracy in the X-Y the image (i.e., focal) plane, or capable of plane of finer than ±10 micrometer; producing line widths of less than 2.5 mi- b.3.b. ‘‘Stored program controlled’’ equip- crometer in the photoresist on the ‘‘sub- ment for producing multiple bonds in a sin- strate’; gle operation (e.g., beam lead bonders, chip b.2.d.2. Mask or reticle fabrication equip- carrier bonders, tape bonders); ment using ion or ‘‘laser’’ beam lithography b.3.c. Semi-automatic or automatic hot capable of producing line widths of less than cap sealers, in which the cap is heated lo- 2.5 micrometer; or cally to a higher temperature than the body b.2.d.3. Equipment or holders for altering of the package, ‘‘specially designed’’ for ce- masks or reticles or adding pellicles to re- ramic microcircuit packages controlled by move defects; 3A001 and that have a throughput equal to or Note: 3B991.b.2.d.1 and b.2.d.2 do not control more than one package per minute. mask fabrication equipment using photo-optical Note: 3B991.b.3 does not control general pur- methods which was either commercially avail- pose resistance type spot welders. able before the 1st January, 1980, or has a per- b.4. Filters for clean rooms capable of pro- formance no better than such equipment. viding an air environment of 10 or less par- b.2.e. ‘‘Stored program controlled’’ equip- ticles of 0.3 micrometer or smaller per 0.02832 ment for the inspection of masks, reticles or m3 and filter materials therefor. pellicles with: b.2.e.1. A resolution of 0.25 micrometer or 3B992 Equipment not controlled by 3B002 finer; and for the inspection or testing of electronic b.2.e.2. A precision of 0.75 micrometer or ‘‘components’’ and materials, (see List of finer over a distance in one or two coordi- Items Controlled) and ‘‘specially de- nates of 63.5 mm or more; signed’’ ‘‘parts,’’ ‘‘components’’ and ‘‘ac- Note: 3B991.b.2.e does not control general pur- cessories’’ therefor. pose scanning electron microscopes except when LICENSE REQUIREMENTS ‘‘specially designed’’ and instrumented for auto- Reason for Control: AT matic pattern inspection. b.2.f. Align and expose equipment for wafer Country Chart (See Supp. Control(s) No. 1 to part 738) production using photo-optical or X-ray methods, e.g., lithography equipment, in- AT applies to entire entry ...... AT Column 1. cluding both projection image transfer equipment and step and repeat (direct step LIST BASED LICENSE EXCEPTIONS (SEE PART on wafer) or step and scan (scanner) equip- 740 FOR A DESCRIPTION OF ALL LICENSE EX- ment, capable of performing any of the fol- CEPTIONS) lowing functions: LVS: N/A Note: 3B991.b.2.f does not control photo-opti- GBS: N/A cal contact and proximity mask align and ex- CIV: N/A

901

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LIST OF ITEMS CONTROLLED b.4.b.2. At a ‘pattern rate’ exceeding 10 Related Controls: See also 3A992.a. MHz but not exceeding 20 MHz and capable of Related Definitions: N/A testing packages of more than 68 terminals. Items: a. Equipment ‘‘specially designed’’ for Notes: 3B992.b.4.b does not control test equip- the inspection or testing of electron tubes, ment ‘‘specially designed’’ for testing: optical elements and ‘‘specially designed’’ 1. memories; ‘‘parts’’ and ‘‘components’’ therefor con- 2. ‘‘Assemblies’’ or a class of ‘‘electronic as- trolled by 3A001 or 3A991; semblies’’ for home and entertainment applica- b. Equipment ‘‘specially designed’’ for the tions; and inspection or testing of semiconductor de- 3. Electronic ‘‘parts,’’ ‘‘components,’’ ‘‘assem- vices, integrated circuits and ‘‘electronic as- blies’’ and integrated circuits not controlled by semblies’’, as follows, and systems incor- 3A001 or 3A991 provided such test equipment porating or having the characteristics of does not incorporate computing facilities with such equipment: ‘‘user accessible programmability’’. Note: 3B992.b also controls equipment used or Technical Note: For purposes of 3B992.b.4.b, modified for use in the inspection or testing of ‘pattern rate’ is defined as the maximum fre- other devices, such as imaging devices, electro- quency of digital operation of a tester. It is optical devices, acoustic-wave devices. therefore equivalent to the highest data rate b.1. ‘‘Stored program controlled’’ inspec- that a tester can provide in non-multiplexed tion equipment for the automatic detection mode. It is also referred to as test speed, max- of defects, errors or contaminants of 0.6 mi- imum digital frequency or maximum digital crometer or less in or on processed wafers, speed. ‘‘substrates’’, other than printed circuit b.4.c. Equipment ‘‘specially designed’’ for boards or chips, using optical image acquisi- determining the performance of focal-plane tion techniques for pattern comparison; arrays at wavelengths of more than 1,200 nm, Note: 3B992.b.1 does not control general pur- using ‘‘stored program controlled’’ measure- pose scanning electron microscopes, except when ments or computer aided evaluation and hav- ‘‘specially designed’’ and instrumented for auto- ing any of the following characteristics: matic pattern inspection. b.4.c.1. Using scanning light spot diameters b.2. ‘‘specially designed’’ ‘‘stored program of less than 0.12 mm; controlled’’ measuring and analysis equip- b.4.c.2. Designed for measuring photosensi- ment, as follows: tive performance parameters and for evalu- b.2.a. ‘‘specially designed’’ for the measure- ating frequency response, modulation trans- ment of oxygen or carbon content in semi- fer function, uniformity of responsivity or conductor materials; noise; or b.2.b. Equipment for line width measure- b.4.c.3. Designed for evaluating arrays ca- ment with a resolution of 1 micrometer or pable of creating images with more than 32 × finer; 32 line elements; b.2.c. ‘‘specially designed’’ flatness meas- b.5. Electron beam test systems designed urement instruments capable of measuring for operation at 3 keV or below, or ‘‘laser’’ deviations from flatness of 10 micrometer or beam systems, for non-contactive probing of less with a resolution of 1 micrometer or powered-up semiconductor devices having finer. any of the following: b.3. ‘‘Stored program controlled’’ wafer b.5.a. Stroboscopic capability with either probing equipment having any of the fol- beam blanking or detector strobing; lowing characteristics: b.5.b. An electron spectrometer for voltage b.3.a. Positioning accuracy finer than 3.5 measurements with a resolution of less than micrometer; 0.5 V; or b.3.b. Capable of testing devices having b.5.c. Electrical tests fixtures for perform- more than 68 terminals; or ance analysis of integrated circuits; b.3.c. Capable of testing at a frequency ex- Note: 3B992.b.5 does not control scanning elec- ceeding 1 GHz; tron microscopes, except when ‘‘specially de- b.4. Test equipment as follows: signed’’ and instrumented for non-contactive b.4.a. ‘‘Stored program controlled’’ equip- probing of a powered-up semiconductor device. ment ‘‘specially designed’’ for testing dis- b.6. ‘‘Stored program controlled’’ multi- crete semiconductor devices and functional focused ion beam systems ‘‘spe- unencapsulated dice, capable of testing at cially designed’’ for manufacturing, repair- frequencies exceeding 18 GHz; ing, physical layout analysis and testing of Technical Note: Discrete semiconductor de- masks or semiconductor devices and having vices include photocells and solar cells. either of the following characteristics: b.4.b. ‘‘Stored program controlled’’ equip- b.6.a. Target-to-beam position feedback ment ‘‘specially designed’’ for testing inte- control precision of 1 micrometer or finer; or grated circuits and ‘‘electronic assemblies’’ b.6.b. Digital-to-analog conversion accu- thereof, capable of functional testing: racy exceeding 12 bit; b.4.b.1. At a ‘pattern rate’ exceeding 20 b.7. Particle measuring systems employing MHz; or ‘‘lasers’’ designed for measuring particle size

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and concentration in air having both of the GBS: Yes for 3C002.a provided that they are following characteristics: not also controlled by 3C002.b through .e. b.7.a. Capable of measuring particle sizes of CIV: Yes for 3C002.a provided that they are 0.2 micrometer or less at a flow rate of not also controlled by 3C002.b through .e. 0.02832 m3 per minute or more; and LIST OF ITEMS CONTROLLED b.7.b. Capable of characterizing Class 10 Related Controls: N/A clean air or better. Related Definitions: N/A Items: a. Resists designed for semiconductor C. ‘‘MATERIALS’’ lithography as follows: 3C001 Hetero-epitaxial materials consisting a.1. Positive resists adjusted (optimized) of a ‘‘substrate’’ having stacked for use at wavelengths less than 245 nm but epitaxially grown multiple layers of any equal to or greater than 15 nm; of the following (see List of Items Con- a.2. Resists adjusted (optimized) for use at trolled). wavelengths less than 15 nm but greater than LICENSE REQUIREMENTS 1 nm; Reason for Control: NS, AT b. All resists designed for use with electron beams or ion beams, with a sensitivity of 0.01 Country chart μcoulomb/mm2 or better; Control(s) (See Supp. No. 1 c. [Reserved] to part 738) d. All resists optimized for surface imaging NS applies to entire entry ...... NS Column 2 technologies; AT applies to entire entry ...... AT Column 1 e. All resists designed or optimized for use with imprint lithography equipment speci- REPORTING REQUIREMENTS fied by 3B001.f.2 that use either a thermal or See § 743.1 of the EAR for reporting require- photo-curable process. ments for exports under License Excep- tions, and Validated End-User authoriza- 3C003 Organo-inorganic compounds as fol- tions lows (see List of Items Controlled). LIST BASED LICENSE EXCEPTIONS (SEE PART LICENSE REQUIREMENTS 740 FOR A DESCRIPTION OF ALL LICENSE EX- Reason for Control: NS, AT CEPTIONS) Country Chart (See Supp. LVS: $3000 Control(s) No. 1 to part 738) GBS: N/A CIV: N/A NS applies to entire entry ...... NS Column 2 LIST OF ITEMS CONTROLLED AT applies to entire entry ...... AT Column 1 Related Controls: This entry does not control equipment or material whose functionality LIST BASED LICENSE EXCEPTIONS (SEE PART has been unalterably disabled are not con- 740 FOR A DESCRIPTION OF ALL LICENSE EX- trolled. CEPTIONS) Related Definitions: N/A LVS: $3000 Items: GBS: N/A a. Silicon (Si); CIV: N/A b. Germanium (Ge); LIST OF ITEMS CONTROLLED c. Silicon Carbide (SiC); or Related Controls: This entry controls only d. ‘‘III/V compounds’’ of gallium or indium. compounds whose metallic, partly metallic Note: 3C001.d does not apply to a ‘‘substrate’’ or non-metallic element is directly linked having one or more P-type epitaxial layers of to carbon in the organic part of the mol- GaN, InGaN, AlGaN, InAlN, InAlGaN, GaP, ecule. GaAs, AlGaAs, InP, InGaP, AlInP or InGaAlP, Related Definition: N/A independent of the sequence of the elements, ex- Items: a. Organo-metallic compounds of alu- cept if the P-type epitaxial layer is between N- minum, gallium or indium, having a purity type layers. (metal basis) better than 99.999%; b. Organo-arsenic, organo-antimony and 3C002 Resist materials as follows (see List organo-phosphorus compounds, having a pu- of Items Controlled) and ‘‘substrates’’ rity (inorganic element basis) better than coated with the following resists. 99.999%. Reason for Control: NS, AT 3C004 Hydrides of phosphorus, arsenic or Control(s) Country Chart (See Supp. antimony, having a purity better than No. 1 to part 738) 99.999%, even diluted in inert gases or hy- NS applies to entire entry ...... NS Column 2 drogen. AT applies to entire entry ...... AT Column 1 LICENSE REQUIREMENTS Reason for Control: NS, AT LIST BASED LICENSE EXCEPTIONS (SEE PART Country Chart (See Supp. 740 FOR A DESCRIPTION OF ALL LICENSE EX- Control(s) No. 1 to part 738) CEPTIONS) LVS: $3000 NS applies to entire entry ...... NS Column 2

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CIV: Yes Control(s) Country Chart (See Supp. No. 1 to part 738) LIST OF ITEMS CONTROLLED Related Controls: See ECCN 3D001 for related AT applies to entire entry ...... AT Column 1 ‘‘development’’ or ‘‘production’’ ‘‘software’’, ECCN 3E001 for related ‘‘develop- LIST BASED LICENSE EXCEPTIONS (SEE PART ment’’ and ‘‘production’’ ‘‘technology’’, 740 FOR A DESCRIPTION OF ALL LICENSE EX- and ECCN 3B991.b.1.b for related ‘‘produc- CEPTIONS) tion’’ equipment. LVS: $3000 N/A GBS: N/A Related Definition: CIV: N/A Items: The list of items controlled is contained in the ECCN heading. LIST OF ITEMS CONTROLLED Related Controls: N/A 3C992 Positive resists designed for semicon- Related Definition: N/A ductor lithography specially adjusted (op- Items: The list of items controlled is con- timized) for use at wavelengths between tained in the ECCN heading. 370 and 245 nm. Note: This entry does not control hydrides LICENSE REQUIREMENTS containing 20% molar or more of inert gases or Reason for Control: AT hydrogen. Country Chart (See Supp. 3C005 Silicon carbide (SiC), gallium nitride Control(s) No. 1 to part 738) (GaN), aluminum nitride (AlN) or aluminum gallium nitride (AlGaN) semicon- AT applies to entire entry ...... AT Column 1 ductor ‘‘substrates’’, or ingots, boules, or other preforms of those materials, having LIST BASED LICENSE EXCEPTIONS (SEE PART resistivities greater than 10,000 ohm-cm 740 FOR A DESCRIPTION OF ALL LICENSE EX- at 20 ≥C. CEPTIONS) LICENSE REQUIREMENTS LVS: N/A Reason for Control: NS, AT GBS: N/A CIV: N/A Country Chart (See Supp. Control(s) No. 1 to part 738) LIST OF ITEMS CONTROLLED Related Controls: N/A NS applies to entire entry ...... NS Column 2. Related Definitions: N/A AT applies to entire entry ...... AT Column 1. Items: The list of items controlled is contained in the ECCN heading. LIST BASED LICENSE EXCEPTIONS (SEE PART 740 FOR A DESCRIPTION OF ALL LICENSE EX- D. ‘‘SOFTWARE’’ CEPTIONS) LVS: $3000 3D001 ‘‘Software’’ ‘‘specially designed’’ for GBS: Yes the ‘‘development’’ or ‘‘production’’ of CIV: Yes equipment controlled by 3A001.b to LIST OF ITEMS CONTROLLED 3A002.h or 3B (except 3B991 and 3B992). Related Controls: See ECCN 3E001 for related LICENSE REQUIREMENTS development and production technology, Reason for Control: NS, AT and ECCN 3B991.b.1.b for related production equipment. Country Chart (See Supp. Control(s) No. 1 to part 738) Related Definition: N/A Items: The list of items controlled is con- NS applies to ‘‘software’’ for NS Column 1 tained in the ECCN heading. equipment controlled by 3A001.b to 3A001.h, 3C006 ‘‘Substrates’’ specified in 3C005 with 3A002, and 3B. at least one epitaxial layer of silicon car- AT applies to entire entry ...... AT Column 1 bide, gallium nitride, aluminum nitride or aluminum gallium nitride. REPORTING REQUIREMENTS See § 743.1 of the LICENSE REQUIREMENTS EAR for reporting requirements for ex- Reason for Control: NS, AT ports under License Exceptions, and Vali- dated End-User authorizations Country Chart (See Supp. LIST BASED LICENSE EXCEPTIONS (SEE PART Control(s) No. 1 to part 738) 740 FOR A DESCRIPTION OF ALL LICENSE EX- NS applies to entire entry ...... NS Column 2. CEPTIONS) AT applies to entire entry ...... AT Column 1. CIV: N/A TSR: Yes, except for ‘‘software’’ ‘‘specially LIST BASED LICENSE EXCEPTIONS (SEE PART designed’’ for the ‘‘development’’ or ‘‘pro- 740 FOR A DESCRIPTION OF ALL LICENSE EX- duction’’ of Traveling Wave Tube Ampli- CEPTIONS) fiers described in 3A001.b.8 having oper- LVS: $3000 ating frequencies exceeding 18 GHz. GBS: Yes SPECIAL CONDITIONS FOR STA

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STA: License Exception STA may not be TSR: Yes used to ship or transmit ‘‘software’’ ‘‘spe- LIST OF ITEMS CONTROLLED cially designed’’ for the ‘‘development’’ or Related Controls: N/A ‘‘production’’ of equipment specified by Related Definitions: (1) Libraries, design at- 3A002.g.1 or 3B001.a.2 to any of the destina- tributes or associated data for the design tions listed in Country Group A:6 (See Sup- of semiconductor devices or integrated cir- plement No. 1 to part 740 of the EAR). cuits are considered as ‘‘technology’’. (2) LIST OF ITEMS CONTROLLED ‘Physics-based’ in 3D003 means using com- Related Controls: N/A putations to determine a sequence of phys- Related Definitions: N/A ical cause and effect events based on phys- Items: The list of items controlled is conical properties (e.g., temperature, pressure, tained in the ECCN heading. diffusion constants and semiconductor materials properties). 3D002 ‘‘ Software’’ ‘‘specially designed’’ for Items: The list of items controlled is con- the ‘‘use’’ of equipment controlled by tained in the ECCN heading. 3B001.a to .f, or 3B002. LICENSE REQUIREMENTS 3D004 ‘‘Software’’ ‘‘specially designed’’ for Reason for Control: NS, AT the ‘‘development’’ of equipment con- Country Chart (See Supp. trolled by 3A003. Control(s) No. 1 to part 738) LICENSE REQUIREMENTS Reason for Control: NS, AT NS applies to entire entry ...... NS Column 1 AT applies to entire entry ...... AT Column 1 Country Chart (See Supp. Control(s) No. 1 to part 738) License Requirements Note: See § 744.17 of the EAR for additional license requirements for NS applies to entire entry ...... NS Column 1 microprocessors having a processing speed of 5 AT applies to entire entry ...... AT Column 1 GFLOPS or more and an arithmetic logic unit with an access width of 32 bit or more, including LIST BASED LICENSE EXCEPTIONS (SEE PART those incorporating ‘‘information security’’ 740 FOR A DESCRIPTION OF ALL LICENSE EX- functionality, and associated ‘‘software’’ and CEPTIONS) ‘‘technology’’ for the ‘‘production’’ or ‘‘devel- CIV: N/A opment’’ of such microprocessors. TSR: Yes REPORTING REQUIREMENTS See § 743.1 of the LIST OF ITEMS CONTROLLED EAR for reporting requirements for ex- Related Controls: N/A ports under License Exceptions, and Vali- Related Definitions: N/A dated End-User authorizations Items: The list of items controlled is con- LIST BASED LICENSE EXCEPTIONS (SEE PART tained in the ECCN heading. 740 FOR A DESCRIPTION OF ALL LICENSE EX- CEPTIONS) 3D101 ‘‘Software’’ ‘‘specially designed’’ or CIV: N/A modified for the ‘‘use’’ of equipment con- TSR: Yes trolled by 3A101.b. LIST OF ITEMS CONTROLLED LICENSE REQUIREMENTS Related Controls: Also see 3D991. Reason for Control: MT, AT Related Definitions: N/A Items: The list of items controlled is con- Control(s) Country Chart (See Supp. tained in the ECCN heading. No. 1 to part 738)

3D003 ‘Physics-based’ simulation ‘‘software’’ MT applies to entire entry ..... MT Column 1 ‘‘specially designed’’ for the ‘‘develop- AT applies to entire entry ...... AT Column 1 ment’’ of lithographic, etching or deposition processes for translating masking LIST BASED LICENSE EXCEPTIONS (SEE PART patterns into specific topographical pat- 740 FOR A DESCRIPTION OF ALL LICENSE EX- terns in conductors, dielectrics or semi- CEPTIONS) conductor materials.. CIV: N/A LICENSE REQUIREMENTS TSR: N/A Reason for Control: NS, AT LIST OF ITEMS CONTROLLED Related Controls: N/A Country Chart (See Supp. Related Definitions: N/A Control(s) No. 1 to part 738) Items: The list of items controlled is con- NS applies to entire entry ...... NS Column 1 tained in the ECCN heading. AT applies to entire entry ...... AT Column 1 3D201 ‘‘Software’’ ‘‘specially designed’’ for LIST BASED LICENSE EXCEPTIONS (SEE PART the ‘‘use’’ of equipment described in 740 FOR A DESCRIPTION OF ALL LICENSE EX- ECCN 3A225. CEPTIONS) LICENSE REQUIREMENTS CIV: N/A Reason for Control: NP, AT

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Country chart (see Supp. No. Country chart Control(s) 1 to part 738) Control(s) (see Supp. No. 1 to part 738)

NP applies to entire entry ...... NP Column 1 RS applies to entire entry ex- RS Column 1 AT applies to entire entry ...... AT Column 1 cept 3D611.y. AT applies to entire entry ...... AT Column 1 LIST BASED LICENSE EXCEPTIONS (SEE PART UN applies to entire entry ex- See § 746.1(b) for UN con- cept 3D611.y. trols 740 FOR A DESCRIPTION OF ALL LICENSE EX- CEPTIONS) LIST BASED LICENSE EXCEPTIONS (SEE PART CIV: N/A 740 FOR A DESCRIPTION OF ALL LICENSE EX- TSR: N/A CEPTIONS) LIST OF ITEMS CONTROLLED CIV: N/A Related Controls: See ECCN 3E202 (‘‘develop- TSR: N/A ment,’’ ‘‘production,’’ and ‘‘use’’) for SPECIAL CONDITIONS FOR STA ‘‘technology’’ for items controlled under STA: 1. Paragraph (c)(2) of License Exception this entry. STA (§ 740.20(c)(2) of the EAR) may not be Related Definitions: N/A used for any ‘‘software’’ in 3D611. 2. Except Items: The list of items controlled is con- for ‘‘build-to-print’’ software, License Ex- tained in the ECCN heading. ception STA is not eligible for software 3D202 ‘‘Software’’ ‘‘specially designed’’ to en- enumerated in ECCN 3D611.b. hance or release the performance charac- LIST OF ITEMS CONTROLLED teristics of frequency changers or genera- Related Controls: ‘‘Software’’ directly related tors to meet or exceed the level of the to articles enumerated in USML Category performance characteristics described in XI is controlled in USML Category XI(d). Related Definitions: N/A ECCN 3A225. Items: a. ‘‘Software’’ ‘‘specially designed’’ for LICENSE REQUIREMENTS the ‘‘development,’’ ‘‘production,’’ operation, Reason for Control: NP, AT or maintenance of commodities controlled Country chart (see Supp. No. by ECCN 3A611 (other than 3A611.y) and Control(s) 1 to part 738) 3B611. b. ‘‘Software’’ ‘‘specially designed’’ for the NP applies to entire entry ...... NP Column 1 ‘‘development,’’ ‘‘production,’’ operation or AT applies to entire entry ...... AT Column 1 maintenance of technology in ECCN 3E611.b. c. through x. [Reserved] LIST BASED LICENSE EXCEPTIONS (SEE PART y. ‘‘Software’’ ‘‘specially designed’’ for the 740 FOR A DESCRIPTION OF ALL LICENSE EX- ‘‘production,’’ ‘‘development,’’ operation or CEPTIONS) maintenance of commodities enumerated in CIV: N/A ECCNs 3A611.y. TSR: N/A LIST OF ITEMS CONTROLLED 3D980 ‘‘Software’’ ‘‘specially designed’’ for Related Controls: See ECCN 3E202 (‘‘develop- the ‘‘development,’’ ‘‘production’’ or ‘‘use’’ ment,’’ ‘‘production,’’ and ‘‘use’’) for of commodities controlled by 3A980 and ‘‘technology’’ for items controlled under 3A981. this entry. LICENSE REQUIREMENTS Related Definitions: N/A Reason for Control: CC, AT Items: a. ‘‘Software’’ or encryption keys/ codes ‘‘specially designed’’ to enhance or re- Control(s) Country Chart (See Supp. lease the performance characteristics of No. 1 to part 738) equipment not controlled by ECCN 3A225, so CC applies to entire entry ..... CC Column 1 that such equipment meets or exceeds the AT applies to entire entry ...... AT Column 1 performance characteristics of equipment controlled by that ECCN. LIST BASED LICENSE EXCEPTIONS (SEE PART b. ‘‘Software’’ ‘‘specially designed’’ to en- 740 FOR A DESCRIPTION OF ALL LICENSE EX- hance or release the performance character- CEPTIONS) istics of equipment controlled by ECCN CIV: N/A 3A225. TSR: N/A LIST OF ITEMS CONTROLLED 3D611 ‘‘Software’’ ‘‘specially designed’’ for Related Controls: N/A military electronics, as follows (see List Related Definitions: N/A of Items Controlled). Items: The list of items controlled is con- LICENSE REQUIREMENTS tained in the ECCN heading. Reason for Control: NS, RS, AT, UN 3D991 ‘‘Software’’ ‘‘specially designed’’ for Country chart the ‘‘development,’’ ‘‘production’’ or ‘‘use’’ Control(s) (see Supp. No. 1 to part 738) of electronic devices, ‘‘parts’’ or ‘‘compo- NS applies to entire entry ex- NS Column 1 nents’’ controlled by 3A991, general pur- cept 3D611.y. pose electronic equipment controlled by

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3A992, or manufacturing and test equip- ‘‘technology’’ for the ‘‘production’’ or ‘‘devel- ment controlled by 3B991 and 3B992; or opment’’ of such microprocessors. ‘‘software’’ ‘‘specially designed’’ for the REPORTING REQUIREMENTS ‘‘use’’ of equipment controlled by 3B001.g See § 743.1 of the EAR for reporting require- and .h. ments for exports under License Excep- LICENSE REQUIREMENTS tions, Special Comprehensive Licenses, and Reason for Control: AT Validated End-User authorizations. LIST BASED LICENSE EXCEPTIONS (SEE PART Country Chart (See Supp. 740 FOR A DESCRIPTION OF ALL LICENSE EX- Control(s) No. 1 to part 738) CEPTIONS) AT applies to entire entry ...... AT Column 1 CIV: Yes for ‘‘technology’’ for equipment in 3B001.c. License Requirements Note: See § 744.17 of the TSR: Yes, except N/A for MT, and ‘‘tech- EAR for additional license requirements for nology’’ for the ‘‘development’’ or ‘‘pro- microprocessors having a processing speed of 5 duction’’ of: (a) Vacuum electronic device GFLOPS or more and an arithmetic logic unit amplifiers described in 3A001.b.8, having with an access width of 32 bit or more, including operating frequencies exceeding 19 GHz; (b) those incorporating ‘‘information security’’ solar cells, coverglass-interconnect-cells or functionality, and associated ‘‘software’’ and covered-interconnect-cells (CIC) ‘‘assem- ‘‘technology’’ for the ‘‘production’’ or ‘‘devel- blies,’’ solar arrays and/or solar panels de- opment’’ of such microprocessors. scribed in 3A001.e.4; (c) ‘‘Monolithic Micro- LIST BASED LICENSE EXCEPTIONS (SEE PART wave Integrated Circuit’’ (‘‘MMIC’’) ampli- 740 FOR A DESCRIPTION OF ALL LICENSE EX- fiers in 3A001.b.2; and (d) discrete micro- CEPTIONS) wave transistors in 3A001.b.3. CIV: N/A SPECIAL CONDITIONS FOR STA TSR: N/A STA: License Exception STA may not be LIST OF ITEMS CONTROLLED used to ship or transmit ‘‘technology’’ ac- Related Controls: N/A cording to the General Technology Note Related Definitions: N/A for the ‘‘development’’ or ‘‘production’’ of Items: The list of items controlled is con- equipment specified by ECCNs 3A002.g.1 or tained in the ECCN heading. 3B001.a.2 to any of the destinations listed in Country Group A:6 (See Supplement E. ‘‘TECHNOLOGY’’ No.1 to part 740 of the EAR). License Ex- ception STA may not be used to ship or 3E001 ‘‘Technology’’ according to the Gen- transmit ‘‘technology’’ according to the eral Technology Note for the ‘‘develop- General Technology Note for the ‘‘devel- ment’’ or ‘‘production’’ of equipment or opment’’ or ‘‘production’’ of components materials controlled by 3A (except 3A980, specified by ECCN 3A001.b.2 or b.3 to any of 3A981, 3A991, 3A992, or 3A999), 3B (except the destinations listed in Country Group 3B991 or 3B992) or 3C (except 3C992). A:5 or A:6 (See Supplement No.1 to part 740 LICENSE REQUIREMENTS of the EAR). Reason for Control: NS, MT, NP, AT LIST OF ITEMS CONTROLLED Related Controls: (1) ‘‘Technology’’ according Country chart Control(s) (See Supp. No. 1 to to the General Technology Note for the part 738) ‘‘development’’ or ‘‘production’’ of certain ‘‘space-qualified’’ atomic frequency stand- NS applies to ‘‘technology’’ NS Column 1 ards described in Category XV(e)(9), for items controlled by MMICs described in Category XV(e)(14), 3A001, 3A002, 3A003, 3B001, 3B002, or 3C001 to and oscillators described in Category 3C006. XV(e)(15) of the USML are ‘‘subject to the MT applies to ‘‘technology’’ MT Column 1 ITAR’’ (see 22 CFR parts 120 through 130). for equipment controlled by See also 3E101, 3E201 and 9E515. (2) ‘‘Tech- 3A001 or 3A101 for MT nology’’ for ‘‘development’’ or ‘‘produc- reasons. tion’’ of ‘‘Microwave Monolithic Integrated NP applies to ‘‘technology’’ NP Column 1 Circuits’’ (‘‘MMIC’’) amplifiers in 3A001.b.2 for equipment controlled by is controlled in this ECCN 3E001; 5E001.d 3A001, 3A201, or 3A225 to 3A234 for NP reasons. refers only to that additional ‘‘tech- AT applies to entire entry ...... AT Column 1 nology’’ ‘‘required’’ for telecommunications. License Requirements Note: See § 744.17 of the Related Definition: N/A EAR for additional license requirements for Items: microprocessors having a processing speed of 5 The list of items controlled is contained in GFLOPS or more and an arithmetic logic unit the ECCN heading. with an access width of 32 bit or more, including Note 1: 3E001 does not control ‘‘technology’’ those incorporating ‘‘information security’’ for equipment or ‘‘components’’ controlled by functionality, and associated ‘‘software’’ and 3A003.

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Note 2: 3E001 does not control ‘‘technology’’ vectors (one-dimensional arrays of 32-bit or for integrated circuits controlled by 3A001.a.3 to larger numbers) simultaneously, having at least a.12, having all of the following: one vector arithmetic logic unit and vector reg- (a) Using ‘‘technology’’ at or above 0.130 μm; isters of at least 32 elements each. and b. Designed to perform more than four 64- (b) Incorporating multi-layer structures with bit or larger floating-point operation results three or fewer metal layers. per cycle; or c. Designed to perform more than eight 16- 3E002 ‘‘Technology’’ according to the Gen- bit fixed-point multiply-accumulate results eral Technology Note other than that per cycle (e.g., digital manipulation of ana- controlled in 3E001 for the ‘‘development’’ log information that has been previously or ‘‘production’’ of a ‘‘microprocessor converted into digital form, also known as microcircuit,’’ ‘‘micro-computer micro- digital ‘‘signal processing’’). circuit’’ and microcontroller microcircuit Note 1: 3E002 does not control ‘‘technology’’ core, having an arithmetic logic unit with for multimedia extensions. an access width of 32 bits or more and Note 2: 3E002 does not control ‘‘technology’’ any of the following features or charac- for microprocessor cores, having all of the fol- teristics (see List of Items Controlled). lowing: LICENSE REQUIREMENTS a. Using ‘‘technology’’ at or above 0.130 μm; Reason for Control: NS, AT and b. Incorporating multi-layer structures with Country chart five or fewer metal layers. Control(s) (See Supp. No. 1 to part 738) Note 3: 3E002 includes ‘‘technology’’ for the ‘‘development’’ or ‘‘production’’ of digital signal NS applies to entire entry ...... NS Column 1 processors and digital array processors. AT applies to entire entry ...... AT Column 1 3E003 Other ‘‘technology’’ for the ‘‘develop- License Requirements Note: See § 744.17 of the ment’’ or ‘‘production’’ of the following EAR for additional license requirements for (see List of Items Controlled). microprocessors having a processing speed of 5 LICENSE REQUIREMENTS GFLOPS or more and an arithmetic logic unit Reason for Control: NS, AT with an access width of 32 bit or more, including those incorporating ‘‘information security’’ Country chart Control(s) (See Supp. No.1 functionality, and associated ‘‘software’’ and to part 738) ‘‘technology’’ for the ‘‘production’’ or ‘‘development’’ of such microprocessors. NS applies to entire entry ...... NS Column 1 LIST BASED LICENSE EXCEPTIONS (SEE PART AT applies to entire entry ...... AT Column 1 740 FOR A DESCRIPTION OF ALL LICENSE EX- CEPTIONS) LIST BASED LICENSE EXCEPTIONS (SEE PART CIV: Yes, for deemed exports, as described in 740 FOR A DESCRIPTION OF ALL LICENSE EX- § 734.13(a)(2) of the EAR, of ‘‘technology’’ CEPTIONS) for the ‘‘development’’ or ‘‘production’’ of CIV: N/A general purpose microprocessor cores with TSR: Yes, except .f and .g a vector processor unit with operand LIST OF ITEMS CONTROLLED length of 64-bit or less, 64-bit floating oper- Related Controls: See 3E001 for silicon-on-in- ations not exceeding 50 GFLOPS, or 16-bit sulation (SOI) technology for the ‘‘devel- or more floating-point operations not ex- opment’’ or ‘‘production’’ related to radi- ceeding 50 GMACS (billions of 16-bit fixed- ation hardening of integrated circuits. Related Definitions: N/A point multiply-accumulate operations per Items: second). License Exception CIV does not apply to ECCN 3E002 technology also re- a. Vacuum microelectronic devices; quired for the development or production b. Hetero-structure semiconductor elec- of items controlled under ECCNs beginning tronic devices such as high electron mobility with 3A, 3B, or 3C, or to ECCN 3E002 tech- transistors (HEMT), hetero-bipolar transis- nology also controlled under ECCN 3E003. tors (HBT), quantum well and super lattice TSR: Yes. devices; LIST OF ITEMS CONTROLLED Note: 3E003.b does not control ‘‘technology’’ Related Controls: N/A for high electron mobility transistors (HEMT) Related Definitions: N/A operating at frequencies lower than 31.8 GHz Items: and hetero-junction bipolar transistors (HBT) operating at frequencies lower than 31.8 GHz. a. A ’vector processor unit’ designed to perform more than two calculations on float- c. ‘‘Superconductive’’ electronic devices; ing-point vectors (one dimensional arrays of d. Substrates of films of diamond for elec- 32-bit or larger numbers) simultaneously; tronic components; Technical Note: A ’vector processor unit’ is a e. Substrates of silicon-on-insulator (SOI) processor element with built-in instructions that for integrated circuits in which the insulator perform multiple calculations on floating-point is silicon dioxide;

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f. Substrates of silicon carbide for elec- LIST BASED LICENSE EXCEPTIONS (SEE PART tronic components; 740 FOR A DESCRIPTION OF ALL LICENSE EX- g. ’Vacuum electronic devices’ operating at CEPTIONS) frequencies of 31.8 GHz or higher. CIV: N/A TSR: N/A 3E101 ‘‘Technology’’ according to the Gen- LIST OF ITEMS CONTROLLED eral Technology Note for the ‘‘use’’ of Related Controls: N/A equipment or ‘‘software’’ controlled by Related Definitions: N/A 3A001.a.1 or .2, 3A101, or 3D101. Items: The list of items controlled is con- LICENSE REQUIREMENTS tained in the ECCN heading. Reason for Control: MT, AT 3E202 ‘‘Technology’’ according to the Gen- Country Chart (See Supp. eral Technology Note for the ‘‘develop- Control(s) No. 1 to part 738) ment,’’ ‘‘production,’’ or ‘‘use’’ of ‘‘software’’ controlled by 3D201 or 3D202. MT applies to entire entry ..... MT Column 1 LICENSE REQUIREMENTS AT applies to entire entry ...... AT Column 1 Reason for Control: NP, AT

LIST BASED LICENSE EXCEPTIONS (SEE PART Control(s) Country chart (see Supp. No. 740 FOR A DESCRIPTION OF ALL LICENSE EX- 1 to part 738) CEPTIONS) NP applies to entire entry ...... NP Column 1 CIV: N/A AT applies to entire entry ...... AT Column 1 TSR: N/A LIST OF ITEMS CONTROLLED LIST BASED LICENSE EXCEPTIONS (SEE PART Related Controls: N/A 740 FOR A DESCRIPTION OF ALL LICENSE EX- Related Definitions: N/A CEPTIONS) Items: The list of items controlled is con- CIV: N/A tained in the ECCN heading. TSR: N/A LIST OF ITEMS CONTROLLED 3E102 ‘‘Technology’’ according to the Gen- Related Controls: N/A eral Technology Note for the ‘‘develop- Related Definitions: N/A ment’’ of ‘‘software’’ controlled by 3D101. Items: The list of items controlled is con- LICENSE REQUIREMENTS tained in the ECCN heading. Reason for Control: MT, AT 3E611 ‘‘Technology’’ ‘‘required’’ for military Country Chart (See Supp. electronics, as follows (see List of Items Control(s) No. 1 to part 738) Controlled). LICENSE REQUIREMENTS MT applies to entire entry ..... MT Column 1 Reason for Control: NS, RS, AT, UN AT applies to entire entry ...... AT Column 1 Control(s) Country chart LIST BASED LICENSE EXCEPTIONS (SEE PART (see Supp. No. 1 to part 738) 740 FOR A DESCRIPTION OF ALL LICENSE EX- NS applies to entire entry ex- NS Column 1 CEPTIONS) cept 3E611.y. CIV: N/A RS applies to entire entry ex- RS Column 1 TSR: N/A cept 3E611.y. LIST OF ITEMS CONTROLLED AT applies to entire entry ...... AT Column 1 UN applies to entire entry ex- See § 746.1(b) for UN con- Related Controls: N/A cept 3E611.y. trols Related Definitions: N/A Items: The list of items controlled is con- LIST BASED LICENSE EXCEPTIONS (SEE PART tained in the ECCN heading. 740 FOR A DESCRIPTION OF ALL LICENSE EX- CEPTIONS) 3E201 ‘‘Technology’’ according to the Gen- CIV: N/A eral Technology Note for the ‘‘use’’ of TSR: N/A equipment controlled by 3A001.e.2 or .e.3, SPECIAL CONDITIONS FOR STA 3A201 or 3A225 to 3A234. STA: 1. Paragraph (c)(2) of License Exception LICENSE REQUIREMENTS STA (§ 740.20(c)(2) of the EAR) may not be Reason for Control: NP, AT used for any ‘‘technology’’ in 3E611. 2. Ex- cept for ‘‘build-to-print technology,’’ Li- Country Chart (See Supp. Control(s) No. 1 to part 738) cense Exception STA is not eligible for ‘‘technology’’ enumerated in ECCN 3E611.b. NP applies to ‘‘technology’’ NP Column 1. LIST OF ITEMS CONTROLLED for equipment controlled by Related Controls: Technical data directly re- 3A001.e.2, or .e.3, 3A201 lated to articles enumerated in USML Cat- or 3A225 to 3A234 for NP egory XI is controlled in USML Category reasons. XI(d). AT applies to entire entry ...... AT Column 1. Related Definitions: N/A

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Items: a. ‘‘Technology’’ (other than that con- LIST BASED LICENSE EXCEPTIONS (SEE PART trolled by 3E611.b or 3E611.y) ‘‘required’’ for 740 FOR A DESCRIPTION OF ALL LICENSE EX- the ‘‘development,’’ ‘‘production,’’ operation, CEPTIONS) installation, maintenance, repair, overhaul, CIV: N/A or refurbishing of commodities or software TSR: N/A controlled by ECCN 3A611, 3B611 or 3D611. LIST OF ITEMS CONTROLLED b. ‘‘Technology’’ ‘‘required’’ for the ‘‘de- Related Controls: N/A velopment,’’ ‘‘production,’’ operation, instal- Related Definitions: N/A lation, maintenance, repair, overhaul, or re- Items: The list of items controlled is con- furbishing of the following if controlled by tained in the ECCN heading. ECCN 3A611, including 3A611.x: b.1. Helix traveling wave tubes (TWTs); EAR99 Items subject to the EAR that are b.2. Transmit/receive or transmit modules; not elsewhere specified in this CCL Cat- c. through x. [Reserved] egory or in any other category in the CCL y. ‘‘Technology’’ ‘‘required’’ for the ‘‘pro- are designated by the number EAR99. duction,’’ ‘‘development,’’ operation, instal- CATEGORY 4—COMPUTERS lation, maintenance, repair, overhaul, or refurbishing of commodities or software enu- Note 1: Computers, related equipment and merated in ECCNs 3A611.y or 3D611.y. ‘‘software’’ performing telecommunications or ‘‘local area network’’ functions must also be 3E980 ‘‘Technology’’ ‘‘specially designed’’ for evaluated against the performance characteris- ‘‘development,’’ ‘‘production’’ or ‘‘use’’ of tics of Category 5, Part 1 (Telecommunications). commodities controlled by 3A980 and Note 2: Control units that directly inter- 3A981. connect the buses or channels of central proc- LICENSE REQUIREMENTS essing units, ‘‘main storage’’ or disk controllers Reason for Control: CC, AT are not regarded as telecommunications equipment described in Category 5, Part 1 (Tele- Country Chart (See Supp. Control(s) No. 1 to part 738) communications). N.B: For the control status of ‘‘software’’ CC applies to entire entry ..... CC Column 1 ‘‘specially designed’’ for packet switching, see AT applies to entire entry ...... AT Column 1 ECCN 5D001. (Telecommunications).

LIST BASED LICENSE EXCEPTIONS (SEE PART A. ‘‘END ITEMS’’, ‘‘EQUIPMENT’’, ‘‘ACCES- 740 FOR A DESCRIPTION OF ALL LICENSE EX- SORIES’’, ‘‘ATTACHMENTS’’, ‘‘PARTS’’, ‘‘COM- CEPTIONS) PONENTS’’ AND ‘‘SYSTEMS’’ CIV: N/A 4A001 Electronic computers and related TSR: N/A equipment, having any of the following LIST OF ITEMS CONTROLLED (see List of Items Controlled), and ‘‘elec- Related Controls: N/A tronic assemblies’’ and ‘‘specially de- Related Definitions: N/A signed’’ ‘‘components’’ therefore. Items: The list of items controlled is con- LICENSE REQUIREMENTS tained in the ECCN heading. Reason for Control: NS, MT, AT, NP 3E991 ‘‘Technology’’ for the ‘‘development,’’ Country Chart (See Supp. ‘‘production’’ or ‘‘use’’ of electronic de- Control(s) No. 1 to part 738) vices, ‘‘parts’’ or ‘‘components’’ controlled by 3A991, general purpose electronic NS applies to entire entry ...... NS Column 2. equipment controlled by 3A992, or manu- MT applies to items in MT Column 1. facturing and test equipment controlled 4A001.a when the parameters in 4A101 are met or by 3B991 or 3B992, or materials con- exceeded. trolled by 3C992. AT applies to entire entry ...... AT Column 1. LICENSE REQUIREMENTS Reason for Control: AT NP applies, unless a License Exception is available. See § 742.3(b) of the EAR for in- Country Chart (See Supp. Control(s) No. 1 to part 738) formation on applicable licensing review policies. AT applies to entire entry ...... AT Column 1 REPORTING REQUIREMENTS See § 743.1 of the EAR for reporting requirements for ex- License Requirements Note: See § 744.17 of the ports under License Exceptions, and Vali- EAR for additional license requirements for dated End-User authorizations microprocessors having a processing speed of 5 LIST BASED LICENSE EXCEPTIONS (SEE PART GFLOPS or more and an arithmetic logic unit 740 FOR A DESCRIPTION OF ALL LICENSE EX- with an access width of 32 bit or more, including CEPTIONS) those incorporating ‘‘information security’’ LVS: $5000 for 4A001.a; N/A for MT functionality, and associated ‘‘software’’ and GBS: N/A ‘‘technology’’ for the ‘‘production’’ or ‘‘devel- CIV: N/A opment’’ of such microprocessors. SPECIAL CONDITIONS FOR STA

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STA: License Exception STA may not be Special Post Shipment Verification report- used to ship any commodity in 4A001.a.2 to ing and recordkeeping requirements for ex- any of the destinations listed in Country ports of computers to destinations in Com- Group A:6 (See Supplement No. 1 to part puter Tier 3 may be found in § 743.2 of the 740 of the EAR). EAR. LIST OF ITEMS CONTROLLED LIST BASED LICENSE EXCEPTIONS (SEE PART Related Controls: See also 4A101 and 4A994. 740 FOR A DESCRIPTION OF ALL LICENSE EX- Equipment designed or rated for transient CEPTIONS) ionizing radiation is ‘‘subject to the ITAR’’ LVS: $5000; N/A for 4A003.b and .c. (see 22 CFR parts 120 through 130). GBS: Yes, for 4A003.g and ‘‘specially de- Related Definitions: For the purposes of inte- signed’’ ‘‘parts’’ and ‘‘components’’ there- grated circuits in 4A001.a.2, 5 × 103 Gy(Si) = for, exported separately or as part of a sys- 5 × 105 Rads (Si); 5 × 106 Gy (Si)/s = 5 × 108 tem. Rads (Si)/s. APP: Yes, for computers controlled by Items: a. ‘‘Specially designed’’ to have any of 4A003.b, and ‘‘electronic assemblies’’ con- the following: trolled by 4A003.c, to the exclusion of other a.1. Rated for operation at an ambient technical parameters. See § 740.7 of the temperature below 228 K (¥45 °C) or above EAR. 358 K (85 °C); or CIV: Yes, for 4A003.g. Note: 4A001.a.1 does not apply to computers LIST OF ITEMS CONTROLLED ‘‘specially designed’’ for civil automobile, rail- Related Controls: See also 4A994 and 4A980 way train or ‘‘civil aircraft’’ applications. Related Definitions: N/A a.2. Radiation hardened to exceed any of Items: the following specifications: Note 1: 4A003 includes the following: a.2.a. A total dose of 5 × 103 Gy (Si); —’Vector processors’ (as defined in Note 7 of a.2.b. A dose rate upset of 5 × 106 Gy (Si)/s; the ‘‘Technical Note on ‘‘Adjusted Peak Per- or formance’’ (‘‘APP’’)’’); a.2.c. Single Event Upset of 1 × 10¥ Error/ —Array processors; bit/day; —Digital signal processors; Note: 4A001.a.2 does not apply to computers —Logic processors; ‘‘specially designed’’ for ‘‘civil aircraft’’ appli- —Equipment designed for ‘‘image enhance- cations. ment.’’ b. [Reserved] Note 2: The control status of the ‘‘digital computers’’ and related equipment described in 4A003 ‘‘Digital computers,’’ ‘‘electronic as- 4A003 is determined by the control status of semblies,’’ and related equipment there- other equipment or systems provided: for, as follows (see List of Items Con- a. The ‘‘digital computers’’ or related equip- trolled) and ‘‘specially designed’’ ‘‘compo- ment are essential for the operation of the other nents’’ therefor. equipment or systems; LICENSE REQUIREMENTS b. The ‘‘digital computers’’ or related equip- Reason for Control: NS, CC, AT ment are not a ‘‘principal element’’ of the other equipment or systems; and Country chart N.B. 1: The control status of ‘‘signal proc- Control(s) (See Supp. No.1 to part 738) essing’’ or ‘‘image enhancement’’ equipment ‘‘specially designed’’ for other equipment with NS applies to 4A003.b and .c NS Column 1. functions limited to those required for the other NS applies to 4A003.e and .g NS Column 2. equipment is determined by the control status of CC applies to ‘‘digital com- CC Column 1. puters’’ for computerized the other equipment even if it exceeds the finger-print equipment. ‘‘principal element’’ criterion. AT applies to entire entry AT Column 1. N.B. 2: For the control status of ‘‘digital com- (refer to 4A994 for controls puters’’ or related equipment for telecommuni- on ‘‘digital computers’’ with cations equipment, see Category 5, Part 1 (Tele- an APP > 0.0128 but ≤ 16 communications). WT). c. The ‘‘technology’’ for the ‘‘digital computers’’ and related equipment is determined by Note: For all destinations, except those coun- 4E. tries in Country Group E:1 or E:2 of Supplement No. 1 to part 740 of the EAR, no license is re- a. [Reserved] b. ‘‘Digital computers’’ having an ‘‘Ad- quired (NLR) for computers with an ‘‘Adjusted justed Peak Performance’’ (‘‘APP’’) exceed- Peak Performance’’ (‘‘APP’’) not exceeding 16 ing 16 weighted TeraFLOPS (WT); Weighted TeraFLOPS (WT) and for ‘‘electronic c. ‘‘Electronic assemblies’’ ‘‘specially de- assemblies’’ described in 4A003.c that are not ca- signed’’ or modified to be capable of enhanc- pable of exceeding an ‘‘Adjusted Peak Perform- ing performance by aggregation of processors ance’’ (‘‘APP’’) exceeding 16 Weighted so that the ‘‘APP’’ of the aggregation ex- TeraFLOPS (WT) in aggregation, except certain ceeds the limit in 4A003.b; transfers as set forth in § 746.3 (Iraq). Note 1: 4A003.c applies only to ‘‘electronic as- REPORTING REQUIREMENTS semblies’’ and programmable interconnections

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not exceeding the limit in 4A003.b when shipped LIST OF ITEMS CONTROLLED as unintegrated ‘‘electronic assemblies.’’ Related Controls: N/A Note 2: 4A003.c does not control ‘‘electronic Related Definitions: N/A assemblies’’ ‘‘specially designed’’ for a product Items: a. Rated for continuous operation at or family of products whose maximum configu- temperatures from below 228 K (¥45 °C) to ration does not exceed the limit of 4A003.b. above 328 K ( + 55 °C); or d. to f. [Reserved] b. Designed as ruggedized or ‘radiation N.B.: For ‘‘electronic assemblies,’’ modules or hardened’. equipment, performing analog-to-digital conver- Note: ‘Radiation hardened’ means that the sions, see 3A002.h. ‘‘part,’’ ‘‘component’’ or equipment is designed g. Equipment ‘‘specially designed’’ for ag- or rated to withstand radiation levels which gregating the performance of ‘‘digital com- meet or exceed a total irradiation dose of 5 × 105 puters’’ by providing external interconnec- rads (Si). tions which allow communications at unidirectional data rates exceeding 2.0 4A102 ‘‘Hybrid computers’’ ‘‘specially de- Gbyte/s per link. signed’’ for modelling, simulation or de- Note: 4A003.g does not control internal inter- sign integration of ‘‘missiles’’ or their sub- connection equipment (e.g., backplanes, buses) systems. (These items are ‘‘subject to the passive interconnection equipment, ‘‘network ITAR.’’ See 22 CFR parts 120 through 130.) access controllers’’ or ‘‘communication channel controllers.’’ 4A611 Computers, and ‘‘parts,’’ ‘‘components,’’ ‘‘accessories,’’ and ‘‘attachments’’ 4A004 Computers as follows (see List of ‘‘specially designed’’ therefor, ‘‘specially Items Controlled) and ‘‘specially de- designed’’ for a military application that signed’’ related equipment, ‘‘electronic as- are not enumerated in any USML cat- semblies’’ and ‘‘components’’ therefor. egory are controlled by ECCN 3A611. LICENSE REQUIREMENTS Reason for Control: NS, AT 4A980 Computers for fingerprint equipment, n.e.s. Country Chart (See Supp. ICENSE EQUIREMENTS Control(s) No. 1 to part 738) L R Reason for Control: CC, AT NS applies to entire entry ...... NS Column 2 AT applies to entire entry ...... AT Column 1 Country Chart (See Supp. Control(s) No. 1 to part 738)

LIST BASED LICENSE EXCEPTIONS (SEE PART CC applies to entire entry ..... CC Column 1 740 FOR A DESCRIPTION OF ALL LICENSE EX- AT applies to entire entry ...... AT Column 1 CEPTIONS) LVS: $5000 LIST BASED LICENSE EXCEPTIONS (SEE PART GBS: N/A 740 FOR A DESCRIPTION OF ALL LICENSE EX- CIV: N/A CEPTIONS) LIST OF ITEMS CONTROLLED LVS: N/A Related Controls: N/A GBS: N/A Related Definitions: N/A CIV: N/A Items: a. ‘‘Systolic array computers’’; LIST OF ITEMS CONTROLLED b. ‘‘Neural computers’’; Related Controls: N/A c. ‘‘Optical computers’’. Related Definitions: N/A Items: The list of items controlled is con- 4A101 Analog computers, ‘‘digital com- tained in the ECCN heading. puters’’ or digital differential analyzers, Note: 4A980 does not control equipment limited other than those controlled by 4A001 de- to one finger and designed for user authentica- signed or modified for use in ‘‘missiles’’, tion or access control. having any of the following (see List of Items Controlled). 4A994 Computers, ‘‘electronic assemblies’’ LICENSE REQUIREMENTS and related equipment not controlled by Reason for Control: MT, AT 4A001 or 4A003, and ‘‘specially designed’’ ‘‘parts’’ and ‘‘components’’ therefor (see Country Chart (See Supp. List of Items Controlled). Control(s) No. 1 to part 738) LICENSE REQUIREMENTS MT applies to entire entry ..... MT Column 1 Reason for Control: AT AT applies to entire entry ...... AT Column 1 Country Chart (See Supp. Control(s) No. 1 to part 738) LIST BASED LICENSE EXCEPTIONS (SEE PART 740 FOR A DESCRIPTION OF ALL LICENSE EX- AT applies to entire entry ...... AT Column 1. CEPTIONS) LVS: N/A LIST BASED LICENSE EXCEPTIONS (SEE PART GBS: N/A 740 FOR A DESCRIPTION OF ALL LICENSE EX- CIV: N/A CEPTIONS)

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LVS: N/A g–h. [Reserved]; GBS: N/A i. Equipment containing ‘‘terminal inter- CIV: N/A face equipment’’ exceeding the limits in LIST OF ITEMS CONTROLLED 5A991; Related Controls: N/A j. Equipment ‘‘specially designed’’ to pro- Related Definitions: N/A vide external interconnection of ‘‘digital Items: computers’’ or associated equipment that al- Note 1: The control status of the ‘‘digital com- lows communications at data rates exceed- puters’’ and related equipment described in ing 80 Mbyte/s. 4A994 is determined by the control status of Note: 4A994.j does not control internal inter- other equipment or systems provided: connection equipment (e.g., backplanes, buses) a. The ‘‘digital computers’’ or related equip- passive interconnection equipment, ‘‘network ment are essential for the operation of the other access controllers’’ or ‘‘communication channel equipment or systems; controllers’’. b. The ‘‘digital computers’’ or related equip- k. ‘‘Hybrid computers’’ and ‘‘electronic as- ment are not a ‘‘principal element’’ of the other semblies’’ and ‘‘specially designed’’ ‘‘parts’’ equipment or systems; and, and ‘‘components’’ therefor containing ana- N.B. 1: The control status of ‘‘signal proc- log-to-digital converters having all of the essing’’ or ‘‘image enhancement’’ equipment following characteristics: ‘‘specially designed’’ for other equipment with k.1. 32 channels or more; and, functions limited to those required for the other k.2. A resolution of 14 bit (plus sign bit) or equipment is determined by the control status of more with a conversion rate of 200,000 con- the other equipment even if it exceeds the versions/s or more. ‘‘principal element’’ criterion. N.B. 2: For the control status of ‘‘digital com- B. ‘‘TEST’’, ‘‘INSPECTION’’ AND ‘‘PRODUCTION puters’’ or related equipment for telecommuni- EQUIPMENT’’ [RESERVED] cations equipment, see Category 5, Part 1 (Tele- communications). C. ‘‘MATERIALS’’ [RESERVED] c. The ‘‘technology’’ for the ‘‘digital com- D. ‘‘SOFTWARE’’ puters’’ and related equipment is determined by 4E. Note: The control status of ‘‘software’’ for a. Electronic computers and related equip- equipment described in other Categories is dealt ment, and ‘‘electronic assemblies’’ and ‘‘spe- with in the appropriate Category. cially designed’’ ‘‘parts’’ and ‘‘components’’ therefor, rated for operation at an ambient 4D001 ‘‘Software’’ as follows (see List of temperature above 343 K (70 °C); Items Controlled). b. ‘‘Digital computers’’, including equip- LICENSE REQUIREMENTS ment of ‘‘signal processing’’ or image en- Reason for Control: NS, CC, AT hancement’’, having an ‘‘Adjusted Peak Per- Country chart formance’’ (‘‘APP’’) equal to or greater than Control(s) (See Supp. No.1 0.0128 Weighted TeraFLOPS (WT); to part 738) c. ‘‘Electronic assemblies’’ that are ‘‘specially designed’’ or modified to enhance per- NS applies to entire entry ...... NS Column 1 CC applies to ‘‘software’’ for CC Column 1 formance by aggregation of processors, as computerized finger-print follows: equipment controlled by c.1. Designed to be capable of aggregation 4A003 for CC reasons. in configurations of 16 or more processors; AT applies to entire entry ...... AT Column 1 c.2. [Reserved]; Note 1: 4A994.c applies only to ‘‘electronic as- REPORTING REQUIREMENTS semblies’’ and programmable interconnections See § 743.1 of the EAR for reporting require- with a ‘‘APP’’ not exceeding the limits in ments for exports under License Excep- 4A994.b, when shipped as unintegrated ‘‘elec- tions, and Validated End-User authoriza- tronic assemblies’’. It does not apply to ‘‘elec- tions. tronic assemblies’’ inherently limited by nature LIST BASED LICENSE EXCEPTIONS (SEE PART of their design for use as related equipment con- 740 FOR A DESCRIPTION OF ALL LICENSE EX- trolled by 4A994.k. CEPTIONS) Note 2: 4A994.c does not control any ‘‘elec- CIV: N/A tronic assembly’’ ‘‘specially designed’’ for a TSR: Yes, except for ‘‘software’’ for the ‘‘de- product or family of products whose maximum velopment’’ or ‘‘production’’ of commod- configuration does not exceed the limits of ities with an ‘‘Adjusted Peak Perform- 4A994.b. ance’’ (‘‘APP’’) exceeding 16 WT. d–e. [Reserved]; APP: Yes to specific countries (see § 740.7 of f. Equipment for ‘‘signal processing’’ or the EAR for eligibility criteria) ‘‘image enhancement’’ having an ‘‘Adjusted SPECIAL CONDITIONS FOR STA Peak Performance’’ (‘‘APP’’) equal to or STA: License Exception STA may not be greater than [0.0128] Weighted TeraFLOPS used to ship or transmit ‘‘software’’ ‘‘spe- WT]; cially designed’’ for the ‘‘development’’ or

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‘‘production’’ of equipment specified by LIST BASED LICENSE EXCEPTIONS (SEE PART ECCN 4A001.a.2 or for the ‘‘development’’ 740 FOR A DESCRIPTION OF ALL LICENSE EX- or ‘‘production’’ of ‘‘digital computers’’ CEPTIONS) having an ’Adjusted Peak Performance’ CIV: N/A (’APP’) exceeding 16 Weighted TeraFLOPS TSR: N/A (WT) to any of the destinations listed in LIST OF ITEMS CONTROLLED Country Group A:6 (See Supplement No.1 Related Controls: N/A to part 740 of the EAR). Related Definitions: ‘‘Global interrupt latency LIST OF ITEMS CONTROLLED time’’ is the time taken by the computer Related Controls: N/A system to recognize an interrupt due to Related Definitions: N/A the event, service the interrupt and per- Items: form a context switch to an alternate a. ‘‘Software’’ ‘‘specially designed’’ or memory-resident task waiting on the in- modified for the ‘‘development’’ or ‘‘produc- terrupt. tion’’, of equipment or ‘‘software’’ controlled Items: by 4A001, 4A003, 4A004, or 4D (except 4D980, a. ‘‘Program’’ proof and validation ‘‘soft- 4D993 or 4D994). ware’’ using mathematical and analytical b. ‘‘Software’’, other than that controlled techniques and designed or modified for by 4D001.a, ‘‘specially designed’’ or modified ‘‘programs’’ having more than 500,000 for the ‘‘development’’ or ‘‘production’’ of ‘‘source code’’ instructions; equipment as follows: b. ‘‘Software’’ allowing the automatic gen- b.1. ‘‘Digital computers’’ having an ‘‘Ad- eration of ‘‘source codes’’ from data acquired justed Peak Performance’’ (‘‘APP’’) exceed- online from external sensors described in the ing 8.0 Weighted TeraFLOPS (WT); Commerce Control List; or b.2. ‘‘Electronic assemblies’’ ‘‘specially de- c. Operating system ‘‘software’’ ‘‘specially signed’’ or modified for enhancing perform- designed’’ for ‘‘real-time processing’’ equip- ance by aggregation of processors so that the ment that guarantees a ‘‘global interrupt la- ‘‘APP’’ of the aggregation exceeds the limit tency time’’ of less than 20 microseconds. in 4D001.b.1. 4D994 ‘‘Software’’ Other Than That Con- 4D980 ‘‘Software’’ ‘‘specially designed’’ for trolled in 4D001 ‘‘Specially Designed’’ or the ‘‘development,’’ ‘‘production’’ or ‘‘use’’ Modified for the ‘‘Development’’, ‘‘Pro- of commodities controlled by 4A980. duction’’, or ‘‘Use’’ of Equipment Con- LICENSE REQUIREMENTS trolled by 4A101 and 4A994. Reason for Control: CC, AT LICENSE REQUIREMENTS Reason for Control: AT Country Chart (See Supp. Control(s) No. 1 to part 738) Control(s) Country Chart (See Supp. CC applies to entire entry ..... CC Column 1 No. 1 to part 738) AT applies to entire entry ...... AT Column 1 AT applies to entire entry ...... AT Column 1

LIST BASED LICENSE EXCEPTIONS (SEE PART LIST BASED LICENSE EXCEPTIONS (SEE PART 740 FOR A DESCRIPTION OF ALL LICENSE EX- 740 FOR A DESCRIPTION OF ALL LICENSE EX- CEPTIONS) CEPTIONS) CIV: N/A CIV: N/A TSR: N/A TSR: N/A LIST OF ITEMS CONTROLLED LIST OF ITEMS CONTROLLED Related Controls: N/A Related Controls: N/A Related Definitions: N/A Related Definitions: N/A Items: The list of items controlled is con- Items: The list of items controlled is contained in the ECCN heading. tained in the ECCN heading. 4D993 ‘‘Program’’ proof and validation E. ‘‘TECHNOLOGY’’ ‘‘software,’’ ‘‘software’’ allowing the automatic generation of ‘‘source codes,’’ and 4E001 ‘‘Technology’’ as follows (see List of operating system ‘‘software’’ that are Items Controlled). ‘‘specially designed’’ for ‘‘real-time proc- LICENSE REQUIREMENTS essing’’ equipment (see List of Items Con- Reason for Control: NS, MT, CC, AT trolled). LICENSE REQUIREMENTS Country chart Control(s) (see Supp. No. 1 Reason for Control: AT to part 738)

Country chart NS applies to entire entry ...... NS Column 1 Control(s) (see Supp. No. 1 MT applies to ‘‘technology’’ MT Column 1 to part 738) for items controlled by AT applies to entire entry ...... AT Column 1 4A001.a and 4A101 for MT reasons.

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Country chart Country Chart (See Supp. Control(s) (see Supp. No. 1 Control(s) No. 1 to part 738) to part 738) CC applies to entire entry ..... CC Column 1 CC applies to ‘‘software’’ for CC Column 1 AT applies to entire entry ...... AT Column 1 computerized finger-print equipment controlled by 4A003 for CC reasons. LIST BASED LICENSE EXCEPTIONS (SEE PART AT applies to entire entry ...... AT Column 1 740 FOR A DESCRIPTION OF ALL LICENSE EX- CEPTIONS) REPORTING REQUIREMENTS CIV: N/A See § 743.1 of the EAR for reporting require- TSR: N/A ments for exports under License Excep- LIST OF ITEMS CONTROLLED tions, and Validated End-User authoriza- Related Controls: N/A tions. Related Definitions: N/A LIST BASED LICENSE EXCEPTIONS (SEE PART Items: The list of items controlled is con- 740 FOR A DESCRIPTION OF ALL LICENSE EX- tained in the ECCN heading. CEPTIONS) CIV: N/A 4E992 ‘‘ Technology’’ other than that con- TSR: Yes, except for ‘‘technology’’ for the trolled in 4E001 for the ‘‘development,’’ ‘‘development’’ or ‘‘production’’ of com- ‘‘production,’’ or ‘‘use’’ of equipment con- modities with an ‘‘Adjusted Peak Perform- trolled by 4A994, or ‘‘software’’ controlled ance’’ (‘‘APP’’) exceeding 16 WT. by 4D993 or 4D994. APP: Yes to specific countries (see § 740.7 of LICENSE REQUIREMENTS the EAR for eligibility criteria). Reason for Control: AT SPECIAL CONDITIONS FOR STA STA: License Exception STA may not be Country Chart (See Supp. used to ship or transmit ‘‘technology’’ ac- Control(s) No. 1 to part 738) cording to the General Technology Note for the ‘‘development’’ or ‘‘production’’ of AT applies to entire entry ...... AT Column 1 any of the following equipment or ‘‘software’’: a. Equipment specified by ECCN LIST BASED LICENSE EXCEPTIONS (SEE PART 4A001.a.2; b. ‘‘Digital computers’’ having an 740 FOR A DESCRIPTION OF ALL LICENSE EX- ’Adjusted Peak Performance’ (’APP’) ex- CEPTIONS) ceeding 16 Weighted TeraFLOPS (WT); or CIV: N/A c. ‘‘software’’ specified in the License Ex- TSR: N/A ception STA paragraph found in the Li- LIST OF ITEMS CONTROLLED cense Exception section of ECCN 4D001 to Related Controls: N/A any of the destinations listed in Country Related Definitions: N/A Group A:6 (See Supplement No. 1 to part Items: The list of items controlled is con- 740 of the EAR). tained in the ECCN heading. LIST OF ITEMS CONTROLLED Related Controls: N/A 4E993 ‘‘ Technology’’ for the ‘‘development’’ Related Definitions: N/A or ‘‘production’’ of equipment designed Items: for ‘‘multi-data-stream processing.’’ a. ‘‘Technology’’ according to the General LICENSE REQUIREMENTS Technology Note, for the ‘‘development’’, Reason for Control: AT ‘‘production’’, or ‘‘use’’ of equipment or ‘‘software’’ controlled by 4A (except 4A980 or Control(s) Country Chart (See Supp. 4A994) or 4D (except 4D980, 4D993, 4D994). No. 1 to part 738) b. ‘‘Technology’’ according to the General AT applies to entire entry ...... AT Column 1 Technology Note, other than that controlled by 4E001.a, for the ‘‘development’’ or ‘‘pro- LIST BASED LICENSE EXCEPTIONS (SEE PART duction’’ of equipment as follows: 740 FOR A DESCRIPTION OF ALL LICENSE EX- b.1. ‘‘Digital computers’’ having an ‘‘Ad- CEPTIONS) justed Peak Performance’’ (‘‘APP’’) exceed- CIV: N/A ing 8.0 Weighted TeraFLOPS (WT); TSR: N/A b.2. ‘‘Electronic assemblies’’ ‘‘specially designed’’ or modified for enhancing perform- LIST OF ITEMS CONTROLLED ance by aggregation of processors so that the Related Controls: N/A ‘‘APP’’ of the aggregation exceeds the limit Related Definitions: N/A in 4E001.b.1. Items: The list of items controlled is contained in the ECCN heading. 4E980 ‘‘Technology’’ for the ‘‘development,’’ ‘‘production’’ or ‘‘use’’ of commodities EAR99 Items subject to the EAR that are controlled by 4A980. not elsewhere specified in this CCL Cat- LICENSE REQUIREMENTS egory or in any other category in the CCL Reason for Control: CC, AT are designated by the number EAR99.

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Technical Note on ‘‘Adjusted Peak ‘‘specially designed’’ to enhance performance by Performance’’ (‘‘APP’’) aggregation, operating simultaneously and ‘‘APP’’ is an adjusted peak rate at which sharing memory ‘‘digital computers’’ perform 64-bit or larger Technical Notes: 1. Aggregate all processors floating point additions and multiplications. and accelerators operating simultaneously and located on the same die. Abbreviations used in this Technical Note 2. Processor combinations share memory when n number of processors in the ‘‘digital com- any processor is capable of accessing any mem- puter’’ ory location in the system through the hardware I processor number (i,....n) transmission of cache lines or memory words, ti processor cycle time (ti = 1/Fi) without the involvement of any software mecha- Fi processor frequency nism, which may be achieved using ‘‘electronic Ri peak floating point calculating rate assemblies’’ specified in 4A003.c. Wi architecture adjustment factor Note 7: A ‘vector processor’ is defined as a ‘‘APP’’ is expressed in Weighted TeraFLOPS processor with built-in instructions that perform (WT) in units of 1012 adjusted floating point op- multiple calculations on floating-point vectors erations per second. (one-dimensional arrays of 64-bit or larger num- Outline of ‘‘APP’’ Calculation Method bers) simultaneously, having at least 2 vector functional units and at least 8 vector registers of 1. For each processor i, determine the peak at least 64 elements each. number of 64-bit or larger floating-point operations, FPOi, performed per cycle for each proc- CATEGORY 5—TELECOMMUNICATIONS AND essor in the ‘‘digital computer’’. ‘‘INFORMATION SECURITY’’ Note: In determining FPO, include only 64-bit or larger floating point additions and/or mul- PART 1—TELECOMMUNICATIONS tiplications. All floating point operations must be expressed in operations per processor cycle; Notes: 1. The control status of ‘‘components’’, operations requiring multiple cycles may be ex- test and ‘‘production’’ equipment, and ‘‘soft- pressed in fractional results per cycle. For proc- ware’’ therefor which are ‘‘specially designed’’ essors not capable of performing calculations on for telecommunications equipment or systems is floating-point operands of 64-bits or more the ef- determined in Category 5, Part 1. fective calculating rate R is zero. N.B.: For ‘‘lasers’’ ‘‘specially designed’’ for 2. Calculate the floating point rate R for each telecommunications equipment or systems, see processor. ECCN 6A005. Ri = FPOi/ti. 2. ‘‘Digital computers’’, related equipment or 3. Calculate ‘‘APP’’ as ‘‘software’’, when essential for the operation × × × ‘‘APP’’ = W1 R1 + W2 R2 + * * * + Wn Rn. and support of telecommunications equipment 4. For ‘vector processors’, W = 0.9. For non- i described in this Category, are regarded as ‘vector processors’, Wi = 0.3. Note 1: For processors that perform compound ‘‘specially designed’’ ‘‘components’’, provided operations in a cycle, such as an addition and they are the standard models customarily sup- multiplication, each operation is counted. plied by the manufacturer. This includes oper- Note 2: For a pipelined processor the effective ation, administration, maintenance, engineering calculating rate R is the faster of the pipelined or billing computer systems. rate, once the pipeline is full, or the non- pipelined rate. A. ‘‘END ITEMS’’, ‘‘EQUIPMENT’’, ‘‘ACCES- Note 3: The calculating rate R of each contrib- SORIES’’, ‘‘ATTACHMENTS’’, ‘‘PARTS’’, ‘‘COM- uting processor is to be calculated at its max- PONENTS’’ AND ‘‘SYSTEMS’’ imum value theoretically possible before the 5A001 Telecommunications systems, equip- ‘‘APP’’ of the combination is derived. Simulta- ment, ‘‘components’’ and ‘‘accessories,’’ as neous operations are assumed to exist when the computer manufacturer claims concurrent, par- follows (see List of Items Controlled). allel, or simultaneous operation or execution in LICENSE REQUIREMENTS a manual or brochure for the computer. Reason for Control: NS, SL, AT Note 4: Do not include processors that are limited to input/output and peripheral functions Country chart Control(s) (see Supp. No. 1 to part 738) (e.g., disk drive, communication and video display) when calculating ‘‘APP’’. NS applies to 5A001.a, .e, NS Column 1 Note 5: ‘‘APP’’ values are not to be calculated .b.5, f.3 and .h. for processor combinations (inter)connected by NS applies to 5A001.b (ex- NS Column 2 ‘‘Local Area Networks’’, Wide Area Networks, I/ cept .b.5), .c, .d, .f (except O shared connections/devices, I/O controllers f.3), and .g. and any communication interconnection implemented by ‘‘software’’. Note 6: ‘‘APP’’ values must be calculated for processor combinations containing processors

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Country chart Note: 5A001.a.3 applies only to electronic Control(s) (see Supp. No. 1 to part 738) equipment. b. Telecommunication systems and equip- SL applies to 5A001.f.1 ...... A license is required for all ment, and ‘‘specially designed’’ ‘‘compo- destinations, as specified in § 742.13 of the EAR. Ac- nents’’ and ‘‘accessories’’ therefor, having cordingly, a column specific any of the following characteristics, func- to this control does not ap- tions or features: pear on the Commerce b.1 Being underwater untethered commu- Country Chart (Supplement nications systems having any of the fol- No. 1 to Part 738 of the lowing: EAR) Note to SL paragraph: This li- b.1.a. An acoustic carrier frequency outside censing requirement does the range from 20 kHz to 60 kHz; not supersede, nor does it b.1.b. Using an electromagnetic carrier fre- implement, construe or limit quency below 30 kHz; or the scope of any criminal b.1.c. Using electronic beam steering tech- statute, including, but not niques; or limited to the Omnibus b.1.d. Using ‘‘lasers’’ or light-emitting di- Safe Streets Act of 1968, as amended odes (LEDs), with an output wavelength AT applies to entire entry ...... AT Column 1 greater than 400 nm and less than 700 nm, in a ‘‘local area network’’; REPORTING REQUIREMENTS b.2. Being radio equipment operating in the See § 743.1 of the EAR for reporting require- 1.5 MHz to 87.5 MHz band and having all of ments for exports under License Excep- the following: tions, and Validated End-User authoriza- b.2.a. Automatically predicting and select- tions. ing frequencies and ‘‘total digital transfer LIST BASED LICENSE EXCEPTIONS (SEE PART rates’’ per channel to optimize the trans- 740 FOR A DESCRIPTION OF ALL LICENSE EX- mission; and CEPTIONS) b.2.b. Incorporating a linear power ampli- LVS: N/A for 5A001.a, b.5, .e, f.3 and .h; $5000 fier configuration having a capability to sup- for 5A001.b.1, .b.2, .b.3, .b.6, .d, f.2, f.4, and port multiple signals simultaneously at an .g; $3000 for 5A001.c. output power of 1 kW or more in the fre- GBS: Yes, except 5A001.a, b.5, e, and h. quency range of 1.5 MHz or more but less than 30 MHz, or 250 W or more in the fre- CIV: Yes, except 5A001.a, b.3, b.5, e, and h. quency range of 30 MHz or more but not ex- SPECIAL CONDITIONS FOR STA ceeding 87.5 MHz, over an ‘‘instantaneous License Exception STA may not be STA: bandwidth’’ of one octave or more and with used to ship any commodity in 5A001.b.3, an output harmonic and distortion content .b.5 or .h to any of the destinations listed of better than ¥80 dB; in Country Group A:6 (See Supplement b.3. Being radio equipment employing No.1 to part 740 of the EAR). ‘‘spread spectrum’’ techniques, including LIST OF ITEMS CONTROLLED ‘‘frequency hopping’’ techniques, not con- Related Controls: (1) See USML Category XI trolled in 5A001.b.4 and having any of the fol- for controls on direction-finding ‘‘equip- lowing: ment’’ including types of ‘‘equipment’’ in b.3.a. User programmable spreading codes; ECCN 5A001.e and any other military or in- or telligence electronic ‘‘equipment’’ that is b.3.b. A total transmitted bandwidth which ‘‘subject to the ITAR.’’ (2) See USML Cat- is 100 or more times the bandwidth of any egory XI(a)(4)(iii) for controls on elec- one information channel and in excess of 50 tronic attack and jamming ‘‘equipment’’ kHz; defined in 5A001.f and .h that are subject to Note: 5A001.b.3.b does not control radio equip- the ITAR. (3) See also ECCNs 5A101, 5A980, ment ‘‘specially designed’’ for use with any of and 5A991. the following: Related Definitions: N/A a. Civil cellular radio-communications sys- Items: tems; or a. Any type of telecommunications equip- b. Fixed or mobile satellite Earth stations for ment having any of the following character- commercial civil telecommunications. istics, functions or features: Note: 5A001.b.3 does not control equipment op- a.1. ‘‘Specially designed’’ to withstand erating at an output power of 1 W or less. transitory electronic effects or electro- b.4 Being radio equipment employing magnetic pulse effects, both arising from a ultra-wideband modulation techniques, hav- nuclear explosion; ing user programmable channelizing codes, a.2. Specially hardened to withstand scrambling codes, or network identification gamma, neutron or ion radiation; or codes and having any of the following: a.3. ‘‘Specially designed’’ to operate out- b.4.a. A bandwidth exceeding 500 MHz; or side the temperature range from 218 K (¥55 b.4.b. A ‘‘fractional bandwidth’’ of 20% or °C) to 397 K (124 °C). more;

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b.5. Being digitally controlled radio receiv- e. Radio direction finding equipment oper- ers having all of the following: ating at frequencies above 30 MHz and hav- b.5.a. More than 1,000 channels; ing all of the following, and ‘‘specially de- b.5.b. A ‘channel switching time’ of less signed’’ ‘‘components’’ therefor: than 1 ms; e.1. ‘‘Instantaneous bandwidth’’ of 10 MHz b.5.c. Automatic searching or scanning of a or more; and part of the electromagnetic spectrum; and e.2. Capable of finding a Line Of Bearing b.5.d. Identification of the received signals (LOB) to non-cooperating radio transmitters or the type of transmitter; or with a signal duration of less than 1 ms; Note: 5A001.b.5 does not control radio equip- f. Mobile telecommunications interception ment ‘‘specially designed’’ for use with civil cel- or jamming equipment, and monitoring lular radio-communications systems. equipment therefor, as follows, and ‘‘spe- Technical Note: ’Channel switching time’: the cially designed’’ ‘‘components’’ therefor: time (i.e., delay) to change from one receiving f.1. Interception equipment designed for frequency to another, to arrive at or within the extraction of voice or data, transmitted ±0.05% of the final specified receiving fre- over the air interface; quency. Items having a specified frequency f.2. Interception equipment not specified in range of less than ±0.05% around their center 5A001.f.1, designed for the extraction of cli- frequency are defined to be incapable of chan- ent device or subscriber identifiers (e.g., nel frequency switching. IMSI, TIMSI or IMEI), signaling, or other b.6. Employing functions of digital ‘‘signal metadata transmitted over the air interface; processing’’ to provide ’voice coding’ output f.3. Jamming equipment ‘‘specially de- at rates of less than 700 bit/s. signed’’ or modified to intentionally and se- Technical Notes: 1. For variable rate ’voice lectively interfere with, deny, inhibit, de- coding’, 5A001.b.6 applies to the ’voice coding’ grade or seduce mobile telecommunication output of continuous speech. services and performing any of the following: 2. For the purpose of 5A001.b.6, ’voice coding’ f.3.a. Simulate the functions of Radio Ac- is defined as the technique to take samples of cess Network (RAN) equipment; human voice and then convert these samples of f.3.b. Detect and exploit specific character- human voice into a digital signal taking into ac- istics of the mobile telecommunications pro- count specific characteristics of human speech. tocol employed (e.g., GSM); or c. Optical fibers of more than 500 m in f.3.c. Exploit specific characteristics of the length and specified by the manufacturer as mobile telecommunications protocol em- being capable of withstanding a ’proof test’ ployed (e.g., GSM); tensile stress of 2 × 109 N/m2 or more; f.4. Radio Frequency (RF) monitoring N.B.: For underwater umbilical cables, see equipment designed or modified to identify 8A002.a.3. the operation of items specified in 5A001.f.1, Technical Note: ’Proof Test’: On-line or off- 5A001.f.2 or 5A001.f.3. line production screen testing that dynamically Note: 5A001.f.1 and 5A001.f.2 do not apply to applies a prescribed tensile stress over a 0.5 to 3 any of the following: m length of fiber at a running rate of 2 to 5 m/ a. Equipment ‘‘specially designed’’ for the s while passing between capstans approximately interception of analog Private Mobile Radio 150 mm in diameter. The ambient temperature is (PMR), IEEE 802.11 WLAN; a nominal 293 K (20 °C) and relative humidity b. Equipment designed for mobile tele- 40%. Equivalent national standards may be communications network operators; or used for executing the proof test. c. Equipment designed for the ‘‘development’’ d. ‘‘Electronically steerable phased array or ‘‘production’’ of mobile telecommunications antennas’’ as follows: equipment or systems. d.1. Rated for operation above 31.8 GHz, but N.B. 1: See also the International Traffic in not exceeding 57 GHz, and having an Effec- Arms Regulations (ITAR) (22 CFR parts 120– tive Radiated Power (ERP) equal to or great- 130). For items specified by 5A001.f.1 (including er than +20 dBm (22.15 dBm Effective Iso- as previously specified by 5A001.i), see also5A980 tropic Radiated Power (EIRP)); and the U.S. Munitions List (22 CFR part 121). d.2. Rated for operation above 57 GHz, but N.B. 2: For radio receivers see 5A001.b.5. not exceeding 66 GHz, and having an ERP g. Passive Coherent Location (PCL) sys- equal to or greater than +24 dBm (26.15 dBm tems or equipment, ‘‘specially designed’’ for EIRP); detecting and tracking moving objects by d.3. Rated for operation above 66 GHz, but measuring reflections of ambient radio fre- not exceeding 90 GHz, and having an ERP quency emissions, supplied by non-radar equal to or greater than +20 dBm (22.15 dBm transmitters. EIRP); Technical Note: Non-radar transmitters may d.4. Rated for operation above 90 GHz; include commercial radio, television or cellular Note: 5A001.d does not control ‘‘electronically telecommunications base stations. steerable phased array antennas’’ for landing Note: 5A001.g. does not control: systems with instruments meeting ICAO stand- a. Radio-astronomical equipment; or ards covering Microwave Landing Systems b. Systems or equipment, that require any (MLS). radio transmission from the target.

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h. Counter Improvised Explosive Device imum ‘‘range’’ equal to or greater than 300km (IED) equipment and related equipment, as (e.g., telemetry circuit cards limited by design to follows: reception only and designed for use in personal h.1. Radio Frequency (RF) transmitting computers). equipment, not specified by 5A001.f, designed or modified for prematurely activating or 5A611 Telecommunications equipment, and preventing the initiation of Improvised Ex- ‘‘parts,’’ ‘‘components,’’ ‘‘accessories,’’ and plosive Devices (IEDs); ‘‘attachments’’ ‘‘specially designed’’ there- h.2. Equipment using techniques designed for, ‘‘specially designed’’ for a military ap- to enable radio communications in the same plication that are not enumerated in any frequency channels on which co-located USML category are controlled by ECCN equipment specified by 5A001.h.1 is transmit- 3A611. ting. N.B.: See also Category XI of the Inter- 5A980 Devices primarily useful for the sur- national Traffic in Arms Regulations (ITAR) (22 reptitious interception of wire, oral, or CFR parts 120–130). electronic communications, other than i. [Reserved] those controlled under 5A001.f.1; and N.B.: See 5A001.f.1 for items previously speci- ‘‘parts,’’ ‘‘components’’ and ‘‘accessories’’ fied by 5A001.i. therefor. LICENSE REQUIREMENTS 5A101 Telemetering and telecontrol equip- Reason for Control: SL, AT ment, including ground equipment, de- Control(s): SL and AT apply to entire entry. signed or modified for unmanned aerial A license is required for all destinations, as vehicle (including cruise missiles, target specified in § 742.13 of the EAR. Accord- drones, and reconnaissance drones) or ingly, a column specific to this control rocket systems (including ballistic mis- does not appear on the Commerce Country siles, space launch vehicles, and sounding Chart (Supplement No. 1 to Part 738 of the rockets) capable of a maximum ‘‘range’’ EAR). equal to or greater than 300 km. Note: This licensing requirement does not su- LICENSE REQUIREMENTS persede, nor does it implement, construe or limit Reason for Control: MT, AT the scope of any criminal statute, including, but not limited to the Omnibus Safe Streets Act of Country Chart (See Supp. 1968, as amended. Control(s) No. 1 to part 738) LIST BASED LICENSE EXCEPTIONS (SEE PART MT applies to entire entry ..... MT Column 1 740 FOR A DESCRIPTION OF ALL LICENSE EX- AT applies to entire entry ...... AT Column 1 CEPTIONS) LVS: N/A LIST BASED LICENSE EXCEPTIONS (SEE PART GBS: N/A 740 FOR A DESCRIPTION OF ALL LICENSE EX- CIV: N/A CEPTIONS) LIST OF ITEMS CONTROLLED LVS: N/A Unit: $ value. GBS: N/A Related Controls: (1) See ECCN 5A001.f.1 for CIV: N/A systems or equipment, ‘‘specially de- LIST OF ITEMS CONTROLLED signed’’ or modified to intercept and proc- Related Controls: N/A ess the air interface of ’mobile tele- Related Definitions: N/A communications’, and ‘‘specially designed’’ Items: The list of items controlled is con- components therefor. (2) See ECCN 5D980 tained in the ECCN heading. for ‘‘software’’ for the ‘‘development’’, Note: 5A101 does not control: ‘‘production’’ or ‘‘use’’ of equipment con- 1. Telecontrol equipment ‘‘specially designed’’ trolled by 5A980. (3) See ECCN 5E980 for the to be used for remote control of recreational ‘‘technology’’ for the ‘‘development’’, model planes, boats or vehicles and having an ‘‘production’’, and ‘‘use’’ of equipment con- electric field strength of not more than 200 trolled by 5A980. microvolts per meter at a distance of 500 meters; Related Definitions: N/A 2. Equipment designed or modified for manned Items: The list of items controlled is con- aircraft or satellites; tained in the ECCN heading. 3. Ground based equipment designed or modified for terrestrial or marine applications; 5A991 Telecommunication equipment, not 4. Equipment designed for commercial, civil, or controlled by 5A001 (see List of Items safety of life (e.g., data integrity or flight safe- Controlled). ty) Global Navigation Satellite System services. LICENSE REQUIREMENTS Note: ECCN 5A101 does not include items not Reason for Control: AT designed or modified for unmanned aerial vehicles (including cruise missiles, target drones, Control(s) Country Chart (See Supp. and reconnaissance drones) or rocket systems No. 1 to part 738) (including ballistic missiles, space launch vehi- AT applies to entire entry ...... AT Column 1. cles and sounding rockets) capable of a max-

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LIST BASED LICENSE EXCEPTIONS (SEE PART Note: Telecommunication transmission equip- 740 FOR A DESCRIPTION OF ALL LICENSE EX- ment: CEPTIONS) a. Categorized as follows, or combinations LVS: N/A thereof: GBS: N/A 1. Radio equipment (e.g., transmitters, receiv- CIV: N/A ers and transceivers); LIST OF ITEMS CONTROLLED 2. Line terminating equipment; Related Controls: See also 5E101 and 5E991. 3. Intermediate amplifier equipment; Related Definitions: (1) ‘‘Asynchronous trans- 4. Repeater equipment; fer mode’’ (‘‘ATM’’) is a transfer mode in 5. Regenerator equipment; which the information is organized into cells; it is asynchronous in the sense that 6. Translation encoders (transcoders); the recurrence of cells depends on the re- 7. Multiplex equipment (statistical mutiplex quired or instantaneous bit rate. (2) included); ‘‘Bandwidth of one voice channel’’ is data 8. Modulators/demodulators (modems); communication equipment designed to op- 9. Transmultiplex equipment (see CCITT Rec. erate in one voice channel of 3,100 Hz, as G701); defined in CCITT Recommendation G.151. 10. ‘‘Stored program controlled’’ digital (3) ‘‘Communications channel controller’’ crossconnection equipment; is the physical interface that controls the 11. ‘‘Gateways’’ and bridges; flow of synchronous or asynchronous dig- 12. ‘‘Media access units’’; and ital information. It is an assembly that b. Designed for use in single or multi-channel can be integrated into computer or telecommunication via any of the following: communications equipment to provide 1. Wire (line); communications access. (4) ‘‘Datagram’’ is 2. Coaxial cable; a self-contained, independent entity of 3. Optical fiber cable; data carrying sufficient information to be 4. Electromagnetic radiation; or routed from the source to the destination 5. Underwater acoustic wave propagation. data terminal equipment without reliance b.1. Employing digital techniques, includ- on earlier exchanges between this source ing digital processing of analog signals, and and destination data terminal equipment designed to operate at a ‘‘digital transfer and the transporting network. (5) ‘‘Fast se- rate’’ at the highest multiplex level exceed- lect’’ is a facility applicable to virtual ing 45 Mbit/s or a ‘‘total digital transfer calls that allows data terminal equipment rate’’ exceeding 90 Mbit/s; to expand the possibility to transmit data Note: 5A991.b.1 does not control equipment in call set-up and clearing ‘‘packets’’ be- ‘‘specially designed’’ to be integrated and oper- yond the basic capabilities of a virtual ated in any satellite system for civil use. call. (6) ‘‘Gateway’’ is the function, real- ized by any combination of equipment and b.2. Modems using the ‘‘bandwidth of one ‘‘software’’, to carry out the conversion of voice channel’’ with a ‘‘data signaling rate’’ conventions for representing, processing or exceeding 9,600 bits per second; communicating information used on one b.3. Being ‘‘stored program controlled’’ dig- system into the corresponding, but dif- ital cross connect equipment with ‘‘digital ferent conventions used in another system. transfer rate’’ exceeding 8.5 Mbit/s per port. (7) ‘‘Integrated Services Digital Network’’ b.4. Being equipment containing any of the (ISDN) is a unified end-to-end digital net- following: work, in which data originating from all b.4.a. ‘‘Network access controllers’’ and types of communication (e.g., voice, text, their related common medium having a data, still and moving pictures) are trans- ‘‘digital transfer rate’’ exceeding 33 Mbit/s; mitted from one port (terminal) in the ex- or change (switch) over one access line to and b.4.b. ‘‘Communication channel control- from the subscriber. (8) ‘‘Packet’’ is a lers’’ with a digital output having a ‘‘data group of binary digits including data and signaling rate’’ exceeding 64,000 bit/s per call control signals that is switched as a channel; composite whole. The data, call control Note: If any uncontrolled equipment contains signals, and possible error control informa- a ‘‘network access controller’’, it cannot have tion are arranged in a specified format. any type of telecommunications interface, ex- Items: a. Any type of telecommunications cept those described in, but not controlled by equipment, not controlled by 5A001.a, ‘‘spe- 5A991.b.4. cially designed’’ to operate outside the tem- b.5. Employing a ‘‘laser’’ and having any of perature range from 219 K (¥54 °C) to 397 K the following characteristics: (124 °C). b.5.a. A transmission wavelength exceeding b. Telecommunication transmission equip- 1,000 nm; or ment and systems, and ‘‘specially designed’’ b.5.b. Employing analog techniques and ‘‘parts,’’ ‘‘components’’ and ‘‘accessories’’ having a bandwidth exceeding 45 MHz; therefor, having any of the following charac- Note: 5A991.b.5.b does not control commercial teristics, functions or features: TV systems.

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b.5.c. Employing coherent optical trans- Note: 5A991.c.5 does not control single-level mission or coherent optical detection tech- call preemption. niques (also called optical heterodyne or c.6. Designed for automatic hand-off of cel- homodyne techniques); lular radio calls to other cellular switches or b.5.d. Employing wavelength division mul- automatic connection to a centralized sub- tiplexing techniques; or scriber data base common to more than one b.5.e. Performing ‘‘optical amplification’’; switch; b.6. Radio equipment operating at input or c.7. Containing ‘‘stored program con- output frequencies exceeding: trolled’’ digital cross connect equipment b.6.a. 31 GHz for satellite-earth station ap- with ‘‘digital transfer rate’’ exceeding 8.5 plications; or b.6.b. 26.5 GHz for other applications; Mbit/s per port. Note: 5A991.b.6. does not control equipment c.8. ‘‘Common channel signaling’’ oper- for civil use when conforming with an Inter- ating in either non-associated or quasi-asso- national Telecommunications Union (ITU) allo- ciated mode of operation; cated band between 26.5 GHz and 31 GHz. c.9. ‘‘Dynamic adaptive routing’’; b.7. Being radio equipment employing any c.10. Being packet switches, circuit switch- of the following: es and routers with ports or lines exceeding b.7.a. Quadrature-amplitude-modulation any of the following: (QAM) techniques above level 4 if the ‘‘total c.10.a. A ‘‘data signaling rate’’ of 64,000 bit/ digital transfer rate’’ exceeds 8.5 Mbit/s; s per channel for a ‘‘communications channel b.7.b. QAM techniques above level 16 if the controller’’; or ‘‘total digital transfer rate’’ is equal to or Note: 5A991.c.10.a does not control multiplex less than 8.5 Mbit/s; composite links composed only of communica- b.7.c. Other digital modulation techniques tion channels not individually controlled by and having a ‘‘spectral efficiency’’ exceeding 3 bit/s/Hz; or 5A991.b.1. b.7.d. Operating in the 1.5 MHz to 87.5 MHz c.10.b. A ‘‘digital transfer rate’’ of 33 Mbit/ band and incorporating adaptive techniques s for a ‘‘network access controller’’ and re- providing more than 15 dB suppression of an lated common media; interfering signal. Note: 5A991.c.10 does not control packet Notes: 1. 5A991.b.7 does not control equipment switches or routers with ports or lines not ex- ‘‘specially designed’’ to be integrated and oper- ceeding the limits in 5A991.c.10. ated in any satellite system for civil use. c.11. ‘‘Optical switching’’; 2. 5A991.b.7 does not control radio relay c.12. Employing ‘‘Asynchronous Transfer equipment for operation in an ITU allocated Mode’’ (‘‘ATM’’) techniques. band: d. Optical fibers and optical fiber cables of a. Having any of the following: more than 50 m in length designed for single a.1. Not exceeding 960 MHz; or mode operation; a.2. With a ‘‘total digital transfer rate’’ not exceeding 8.5 Mbit/s; and e. Centralized network control having all b. Having a ‘‘spectral efficiency’’ not exceed- of the following characteristics: ing 4 bit/s/Hz. e.1. Receives data from the nodes; and c. ‘‘Stored program controlled’’ switching e.2. Process these data in order to provide equipment and related signaling systems, control of traffic not requiring operator deci- having any of the following characteristics, sions, and thereby performing ‘‘dynamic functions or features, and ‘‘specially de- adaptive routing’’; signed’’ ‘‘parts,’’ ‘‘components’’ and ‘‘acces- Note: 5A991.e does not preclude control of sories’’ therefor: traffic as a function of predictable statistical Note: Statistical multiplexers with digital traffic conditions. input and digital output which provide switch- f. Phased array antennas, operating above ing are treated as ‘‘stored program controlled’’ 10.5 GHz, containing active elements and dis- switches. tributed ‘‘parts’’ or ‘‘components,’’ and de- c.1. ‘‘Data (message) switching’’ equipment signed to permit electronic control of beam or systems designed for ‘‘packet-mode oper- shaping and pointing, except for landing sys- ation’’ and ‘‘parts,’’ electronic assemblies tems with instruments meeting Inter- and ‘‘components’’ therefor, n.e.s. national Civil Aviation Organization (ICAO) c.2. [Reserved] c.3. Routing or switching of ‘‘datagram’’ standards (microwave landing systems packets; (MLS)). c.4. [Reserved] g. Mobile communications equipment, Note: The restrictions in 5A991.c.3 do not n.e.s., and ‘‘parts,’’ electronic assemblies and apply to networks restricted to using only ‘‘net- ‘‘components’’ therefor; or work access controllers’’ or to ‘‘network access h. Radio relay communications equipment controllers’’ themselves. designed for use at frequencies equal to or c.5. Multi-level priority and pre-emption exceeding 19.7 GHz and ‘‘parts’’ and ‘‘compo- for circuit switching; nents’’ therefor, n.e.s.

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B. ‘‘TEST’’, ‘‘INSPECTION’’ AND ‘‘PRODUCTION b.4. Radio equipment employing Quad- EQUIPMENT’’ rature-Amplitude-Modulation (QAM) tech- 5B001 Telecommunication test, inspection niques above level 1,024. and production equipment, ‘‘components’’ 5B991 Telecommunications test equipment, and ‘‘accessories,’’ as follows (See List of n.e.s. Items Controlled). LICENSE REQUIREMENTS LICENSE REQUIREMENTS Reason for Control: NS, AT Reason for Control: AT

Country chart Control(s) Country Chart (See Supp. Control(s) (see Supp. No. 1 No. 1 to part 738) to part 738) AT applies to entire entry ...... AT Column 1. NS applies to entire entry ...... NS Column 2 AT applies to entire entry ...... AT Column 1 LIST BASED LICENSE EXCEPTIONS (SEE PART 740 FOR A DESCRIPTION OF ALL LICENSE EX- REPORTING REQUIREMENTS See § 743.1 of the EAR for reporting require- CEPTIONS) ments for exports under License Excep- LVS: N/A tions, and Validated End-User authoriza- GBS: N/A tions CIV: N/A LIST BASED LICENSE EXCEPTIONS (SEE PART LIST OF ITEMS CONTROLLED 740 FOR A DESCRIPTION OF ALL LICENSE EX- Related Controls: N/A CEPTIONS) Related Definitions: N/A LVS: $5000 Items: The list of items controlled is con- GBS: Yes tained in the ECCN heading. CIV: Yes SPECIAL CONDITIONS FOR STA C. ‘‘MATERIALS’’ STA: License Exception STA may not be used to ship 5B001.a equipment and ‘‘spe- 5C991 Preforms of glass or of any other ma- cially designed’’ ‘‘components’’ or ‘‘acces- terial optimized for the manufacture of sories’’ therefor, ‘‘specially designed’’ for optical fibers controlled by 5A991. the ‘‘development,’’ or ‘‘production’’ of LICENSE REQUIREMENTS equipment, functions or features specified Reason for Control: AT by in ECCN 5A001.b.3, .b.5 or .h to any of the destinations listed in Country Group Country Chart (See Supp. A:6 (See Supplement No. 1 to part 740 of Control(s) No. 1 to part 738) the EAR). LIST OF ITEMS CONTROLLED AT applies to entire entry ...... AT Column 1 Related Controls: See also 5B991. Related Definition: N/A LIST BASED LICENSE EXCEPTIONS (SEE PART Items: 740 FOR A DESCRIPTION OF ALL LICENSE EX- a. Equipment and ‘‘specially designed’’ CEPTIONS) ‘‘components’’ or ‘‘accessories’’ therefor, LVS: N/A ‘‘specially designed’’ for the ‘‘development’’ GBS: N/A or ‘‘production’’ of equipment, functions or CIV: N/A features, controlled by 5A001; LIST OF ITEMS CONTROLLED Note: 5B001.a does not apply to optical fiber Related Controls: N/A characterization equipment. Related Definitions: N/A b. Equipment and ‘‘specially designed’’ ‘‘components’’ or ‘‘accessories’’ therefor, Items: The list of items controlled is con- ‘‘specially designed’’ for the ‘‘development’’ tained in the ECCN heading. of any of the following telecommunication D. ‘‘SOFTWARE’’ transmission or switching equipment: b.1. [Reserved] 5D001 ‘‘Software’’ as follows (see List of b.2. Equipment employing a ‘‘laser’’ and Items Controlled). having any of the following: LICENSE REQUIREMENTS b.2.a. A transmission wavelength exceeding Reason for Control: NS, SL, AT 1750 nm; or b.2.b. [Reserved] Country Chart (See Supp. b.2.c. [Reserved] Control(s) No. 1 to part 738) b.2.d. Employing analog techniques and having a bandwidth exceeding 2.5 GHz; or NS applies to entire entry ...... NS Column 1. Note: 5B001.b.2.d. does not include equipment ‘‘specially designed’’ for the ‘‘development’’ of commercial TV systems. b.3. [Reserved]

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Country Chart (See Supp. following telecommunication transmission Control(s) No. 1 to part 738) or switching equipment: d.1. [Reserved] SL applies to the entire entry A license is required for all d.2. Equipment employing a ‘‘laser’’ and as applicable for equip- destinations, as specified in ment, functions, features, § 742.13 of the EAR. Ac- having any of the following: or characteristics controlled cordingly, a column specific d.2.a. A transmission wavelength exceeding by 5A001.f.1. to this control does not ap- 1,750 nm; or pear on the Commerce d.2.b. Employing analog techniques and Country Chart (Supplement having a bandwidth exceeding 2.5 GHz; or No. 1 to Part 738 of the Note: 5D001.d.2.b does not control ‘‘software’’ EAR). ‘‘specially designed’’ or modified for the ‘‘devel- Note to SL paragraph: This opment’’ of commercial TV systems. licensing requirement does not supersede, nor does it d.3. [Reserved] implement, construe or limit d.4. Radio equipment employing Quad- the scope of any criminal rature-Amplitude-Modulation (QAM) tech- statute, including, but not niques above level 1,024. limited to the Omnibus Safe Streets Act of 1968, 5D101 ‘‘Software’’ ‘‘specially designed’’ or as amended. modified for the ‘‘use’’ of equipment con- AT applies to entire entry ...... AT Column 1. trolled by 5A101. LICENSE REQUIREMENTS REPORTING REQUIREMENTS See § 743.1 of the Reason for Control: MT, AT EAR for reporting requirements for exports under License Exceptions, and Vali- Control(s) Country Chart (See Supp. dated End-User authorizations No. 1 to part 738) LIST BASED LICENSE EXCEPTIONS (SEE PART MT applies to entire entry ..... MT Column 1 740 FOR A DESCRIPTION OF ALL LICENSE EX- AT applies to entire entry ...... AT Column 1 CEPTIONS) CIV: Yes, except for ‘‘software’’ controlled by LIST BASED LICENSE EXCEPTIONS (SEE PART 5D001.a and ‘‘specially designed’’ for the 740 FOR A DESCRIPTION OF ALL LICENSE EX- ‘‘development’’ or ‘‘production’’ of items CEPTIONS) controlled by 5A001.b.5 and 5A001.h. CIV: N/A TSR: Yes, except for exports and reexports to TSR: N/A destinations outside of those countries LIST OF ITEMS CONTROLLED listed in Country Group A:5 (See Supple- Related Controls: N/A ment No. 1 to part 740 of the EAR) of Related Definitions: N/A ‘‘software’’ controlled by 5D001.a and ‘‘spe- Items: The list of items controlled is con- cially designed’’ for items controlled by tained in the ECCN heading. 5A001.b.5 and 5A001.h. SPECIAL CONDITIONS FOR STA 5D980 Other ‘‘software’’, other than that STA: License Exception STA may not be controlled by 5D001 (for the equipment, used to ship or transmit 5D001.a ‘‘soft- functions, features, or characteristics ware’’ ‘‘specially designed’’ for the ‘‘devel- controlled by 5A001. f.1, or to support cer- opment’’ or ‘‘production’’ of equipment, tain ‘‘technology’’ controlled by 5E001.a), functions or features, specified by ECCN as follows (see List of Items Controlled). 5A001.b.3, .b.5 or .h; and for 5D001.b. for LICENSE REQUIREMENTS ‘‘software’’ ‘‘specially designed’’ or modi- Reason for Control: SL, AT fied to support ‘‘technology’’ specified by Controls: SL and AT apply to entire entry. A the STA paragraph in the License Excep- license is required for all destinations, as tion section of ECCN 5E001 to any of the specified in § 742.13 of the EAR. Accord- destinations listed in Country Group A:6 ingly, a column specific to this control (See Supplement No. 1 to part 740 of the does not appear on the Commerce Country EAR). Chart (Supplement No. 1 to Part 738 of the LIST OF ITEMS CONTROLLED EAR). Related Controls: See also 5D980 and 5D991 Note: This licensing requirement does not su- Related Definitions: N/A persede, nor does it implement, construe or limit Items: a. ‘‘Software’’ ‘‘specially designed’’ or the scope of any criminal statute, including, but modified for the ‘‘development’’, ‘‘produc- not limited to the Omnibus Safe Streets Act of tion’’ or ‘‘use’’ of equipment, functions or 1968, as amended. features, controlled by 5A001; LIST BASED LICENSE EXCEPTIONS (SEE PART b. [Reserved] 740 FOR A DESCRIPTION OF ALL LICENSE EX- c. Specific ‘‘software’’ ‘‘specially designed’’ CEPTIONS) or modified to provide characteristics, func- CIV: N/A tions or features of equipment, controlled by TSR: N/A 5A001 or 5B001; LIST OF ITEMS CONTROLLED d. ‘‘Software’’ ‘‘specially designed’’ or Related Controls: See also 5D001.a and .c for modified for the ‘‘development’’ of any of the software controls for equipment, functions,

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features or characteristics controlled by Control(s) Country chart 5A001.f.1 and also 5D001.b for controls on (see Supp. No.1 to part 738) ‘‘software’’ ‘‘specially designed’’ or modi- SL applies to ‘‘technology’’ for A license is required for all fied to support ‘‘technology’’ controlled by the ‘‘development’’ or ‘‘pro- destinations, as specified in 5E001.a (for 5A001.f.1 equipment, functions duction’’ of equipment, § 742.13 of the EAR. Ac- or features, and for 5D001.a ‘‘software’’ for functions or features con- cordingly, a column specific 5A001.f.1 equipment). See 5E980 for ‘‘tech- trolled by 5A001.f.1, or for to this control does not ap- nology’’ for the ‘‘development’’, ‘‘produc- the ‘‘development’’ or ‘‘pro- pear on the Commerce duction’’ of ‘‘software’’ con- Country Chart (Supplement tion’’, and ‘‘use’’ of equipment controlled trolled by ECCN 5D001.a No. 1 to Part 738 of the by 5A980 or ‘‘software’’ controlled by 5D980. (for 5A001.f.1). EAR) Related Definitions: N/A Note to SL paragraph: This li- Items: a. ‘‘Software’’ primarily useful for the censing requirement does not supersede, nor does it surreptitious interception of wire, oral, and implement, construe or limit electronic communications. the scope of any criminal b. ‘‘Software’’ primarily useful for the statute, including, but not ‘‘development’’, ‘‘production’’, or ‘‘use’’ of limited to the Omnibus equipment controlled by 5A980. Safe Streets Act of 1968, as amended AT applies to entire entry ...... AT Column 1 5D991 ‘‘Software’’ ‘‘specially designed’’ or modified for the ‘‘development,’’ ‘‘produc- REPORTING REQUIREMENTS tion’’ or ‘‘use’’ of equipment controlled by See § 743.1 of the EAR for reporting require- 5A991 and 5B991, and dynamic adaptive ments for exports under License Excep- routing software as described as follows tions, and Validated End-User authoriza- (see List of Items Controlled). tions. LICENSE REQUIREMENTS LIST BASED LICENSE EXCEPTIONS (SEE PART Reason for Control: AT 740 FOR A DESCRIPTION OF ALL LICENSE EX- CEPTIONS) Control(s) Country Chart (See Supp. CIV: N/A No. 1 to part 738) TSR: Yes, except for exports or reexports to AT applies to entire entry ...... AT Column 1 destinations outside of those countries listed in Country Group A:5 (See Supple- ment No. 1 to part 740 of the EAR) of LIST BASED LICENSE EXCEPTIONS (SEE PART ‘‘technology’’ controlled by 5E001.a for the 740 FOR A DESCRIPTION OF ALL LICENSE EX- ‘‘development’’ or ‘‘production’’ of the fol- CEPTIONS) lowing: CIV: N/A (1) Items controlled by 5A001.b.5 or 5A001.h; TSR: N/A or LIST OF ITEMS CONTROLLED (2) ‘‘Software’’ controlled by 5D001.a that is Related Controls: N/A ‘‘specially designed’’ for the ‘‘develop- Related Definitions: N/A ment’’ or ‘‘production’’ of equipment, func- Items: a. ‘‘Software’’, other than in machine- tions or features controlled by 5A001.b.5 or executable form, ‘‘specially designed’’ for 5A001.h. ‘‘dynamic adaptive routing’’. SPECIAL CONDITIONS FOR STA b. [Reserved] STA: License Exception STA may not be used to ship or transmit ‘‘technology’’ ac- E. ‘‘TECHNOLOGY’’ cording to the General Technology Note for the ‘‘development’’ or ‘‘production’’ of 5E001 ‘‘Technology’’ as follows (see List of equipment, functions or features specified Items Controlled). by 5A001.b.3, .b.5 or .h; or for ‘‘software’’ in LICENSE REQUIREMENTS 5D001.a that is specified in the STA para- Reason for Control: NS, SL, AT graph in the License Exception section of ECCN 5D001 to any of the destinations list- Control(s) Country chart ed in Country Group A:6 (See Supplement (see Supp. No.1 to part 738) No.1 to part 740 of the EAR). LIST OF ITEMS CONTROLLED NS applies to entire entry ...... NS Column 1 Related Controls: (1) See also 5E101, 5E980 and 5E991. (2) ‘‘Technology’’ for ‘‘development’’ or ‘‘production’’ of ‘‘Monolithic Microwave Integrated Circuit’’ (‘‘MMIC’’) amplifiers that meet the control criteria given at 3A001.b.2 is controlled in 3E001; 5E001.d refers only to that additional ‘‘technology’’ ‘‘required’’ for telecommunications. Related Definitions: N/A Items:

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a. ‘‘Technology’’ according to the General operation in any frequency band which is ‘‘al- Technology Note for the ‘‘development’’, located by the ITU’’ for radio-communications ‘‘production’’ or ‘‘use’’ (excluding operation) services, but not for radio-determination. of equipment, functions or features, con- c.4.c. Operating in the 1.5 MHz to 87.5 MHz trolled by 5A001 or ‘‘software’’ controlled by band and incorporating adaptive techniques 5D001.a.. providing more than 15 dB suppression of an b. Specific ‘‘technology’’, as follows: interfering signal; or b.1. ‘‘Technology’’ ‘‘required’’ for the ‘‘de- c.5. [Reserved] velopment’’ or ‘‘production’’ of tele- c.6. Mobile equipment having all of the fol- communications equipment ‘‘specially de- lowing: signed’’ to be used on board satellites; c.6.a. Operating at an optical wavelength b.2. ‘‘Technology’’ for the ‘‘development’’ greater than or equal to 200nm and less than or ‘‘use’’ of ‘‘laser’’ communication tech- or equal to 400nm; and niques with the capability of automatically c.6.b. Operating as a ‘‘local area network’’; acquiring and tracking signals and maintain- d. ‘‘Technology’’ according to the General ing communications through exoatmosphere or sub-surface (water) media; Technology Note for the ‘‘development’’ or b.3. ‘‘Technology’’ for the ‘‘development’’ ‘‘production’’ of ‘‘Monolithic Microwave In- of digital cellular radio base station receiv- tegrated Circuit’’ (‘‘MMIC’’) amplifiers ‘‘spe- ing equipment whose reception capabilities cially designed’’ for telecommunications and that allow multi-band, multi-channel, multi- that are any of the following: mode, multi-coding algorithm or multi-pro- Technical Note: For purposes of 5E001.d, the tocol operation can be modified by changes parameter peak saturated power output may in ‘‘software’’; also be referred to on product data sheets as b.4. ‘‘Technology’’ for the ‘‘development’’ output power, saturated power output, max- of ‘‘spread spectrum’’ techniques, including imum power output, peak power output, or peak ‘‘frequency hopping’’ techniques. envelope power output. d.1. Rated for operation at frequencies ex- Note: 5E001.b.4 does not apply to ‘‘tech- ceeding 2.7 GHz up to and including 6.8 GHz nology’’ for the ‘‘development’’ of any of the with a ‘‘fractional bandwidth’’ greater than following: 15%, and having any of the following: a. Civil cellular radio-communications systems; or d.1.a. A peak saturated power output great- b. Fixed or mobile satellite Earth stations for er than 75 W (48.75 dBm) at any frequency ex- commercial civil telecommunications. ceeding 2.7 GHz up to and including 2.9 GHz; d.1.b. A peak saturated power output great- c. ‘‘Technology’’ according the General er than 55 W (47.4 dBm) at any frequency ex- Technology Note for the ‘‘development’’ or ceeding 2.9 GHz up to and including 3.2 GHz; ‘‘production’’ of any of the following: d.1.c. A peak saturated power output great- c.1. [Reserved] er than 40 W (46 dBm) at any frequency ex- c.2. Equipment employing a ‘‘laser’’ and ceeding 3.2 GHz up to and including 3.7 GHz; having any of the following: or c.2.a. A transmission wavelength exceeding d.1.d. A peak saturated power output great- 1,750 nm; er than 20 W (43 dBm) at any frequency ex- c.2.b. [Reserved] ceeding 3.7 GHz up to and including 6.8 GHz; c.2.c. [Reserved] d.2. Rated for operation at frequencies ex- c.2.d. Employing wavelength division mul- ceeding 6.8 GHz up to and including 16 GHz tiplexing techniques of optical carriers at with a ‘‘fractional bandwidth’’ greater than less than 100 GHz spacing; or c.2.e. Employing analog techniques and 10%, and having any of the following: having a bandwidth exceeding 2.5 GHz; d.2.a. A peak saturated power output greater than 10W (40 dBm) at any frequency ex- Note: 5E001.c.2.e does not control ‘‘tech- ceeding 6.8 GHz up to and including 8.5 GHz; nology’’ for commercial TV systems. or N.B.: For ‘‘technology’’ for the ‘‘develop- d.2.b. A peak saturated power output great- ment’’ or ‘‘production’’ of non-telecommuni- er than 5W (37 dBm) at any frequency exceed- cations equipment employing a ‘‘laser’’, see ing 8.5 GHz up to and including 16 GHz; Product Group E of Category 6, e.g., 6E00x d.3. Rated for operation with a peak satu- c.3. Equipment employing ‘‘optical switch- rated power output greater than 3 W (34.77 ing’’ and having a switching time less than 1 dBm) at any frequency exceeding 16 GHz up ms; or to and including 31.8 GHz, and with a ‘‘frac- c.4. Radio equipment having any of the fol- tional bandwidth’’ of greater than 10%; lowing: d.4. Rated for operation with a peak satu- c.4.a. Quadrature-Amplitude-Modulation rated power output greater than 0.1n W (¥70 (QAM) techniques above level 1,024; or dBm) at any frequency exceeding 31.8 GHz up c.4.b. Operating at input or output fre- to and including 37 GHz; quencies exceeding 31.8 GHz; or d.5. Rated for operation with a peak satu- Note: 5E001.c.4.b does not control ‘‘tech- rated power output greater than 1 W (30 nology’’ for equipment designed or modified for dBm) at any frequency exceeding 37 GHz up

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to and including 43.5 GHz, and with a ‘‘frac- Controls: SL and AT apply to entire entry. A tional bandwidth’’ of greater than 10%; license is required for all destinations, as d.6. Rated for operation with a peak satu- specified in § 742.13 of the EAR. Accord- rated power output greater than 31.62 mW (15 ingly, a column specific to this control dBm) at any frequency exceeding 43.5 GHz up does not appear on the Commerce Country to and including 75 GHz, and with a ‘‘frac- Chart (Supplement No. 1 to Part 738 of the tional bandwidth’’ of greater than 10%; EAR). d.7. Rated for operation with a peak satu- LIST BASED LICENSE EXCEPTIONS (SEE PART rated power output greater than 10 mW (10 740 FOR A DESCRIPTION OF ALL LICENSE EX- dBm) at any frequency exceeding 75 GHz up CEPTIONS) to and including 90 GHz, and with a ‘‘frac- CIV: N/A tional bandwidth’’ of greater than 5%; or TSR: N/A d.8. Rated for operation with a peak satu- LIST OF ITEMS CONTROLLED rated power output greater than 0.1 nW (¥70 Related Controls: See also 5D001.a and .c (for dBm) at any frequency exceeding 90 GHz; 5A001.f.1 equipment), 5D001.b (supporting e. ‘‘Technology’’ according to the General 5E001.a ‘‘technology’’ for 5A001.f.1 equip- Technology Note for the ‘‘development’’ or ment, or for 5D001.a ‘‘software’’ (for ‘‘production’’ of electronic devices and cir- 5A001.f.1equipment)), and 5E001.a (for cuits, ‘‘specially designed’’ for telecommuni- 5A001.f.1 equipment, or for 5D001.a ‘‘soft- cations and containing ‘‘components’’ manu- ware’’ for 5A001.f.1 equipment). factured from ‘‘superconductive’’ materials, Related Definitions: N/A ‘‘specially designed’’ for operation at tem- Items: The list of items controlled is con- peratures below the ‘‘critical temperature’’ tained in the ECCN heading. of at least one of the ‘‘superconductive’’ con- 5E991 ‘‘Technology’’ for the ‘‘Development’’, stituents and having any of the following: ‘‘Production’’ or ‘‘Use’’ of Equipment Con- e.1. Current switching for digital circuits trolled by 5A991 or 5B991, or ‘‘Software’’ using ‘‘superconductive’’ gates with a prod- Controlled by 5D991, and Other ‘‘Tech- uct of delay time per gate (in seconds) and nologies’’ as Follows (see List of Items power dissipation per gate (in watts) of less Controlled). than 10¥14 J; or LICENSE REQUIREMENTS e.2. Frequency selection at all frequencies Reason for Control: AT using resonant circuits with Q-values exceeding 10,000. Country Chart (See Supp. Control(s) No. 1 to part 738) 5E101 ‘‘Technology’’ according to the Gen- eral Technology Note for the ‘‘develop- AT applies to entire entry ...... AT Column 1 ment,’’ ‘‘production’’ or ‘‘use’’ of equipment or software controlled by 5A101 or LIST BASED LICENSE EXCEPTIONS (SEE PART 5D101. 740 FOR A DESCRIPTION OF ALL LICENSE EX- LICENSE REQUIREMENTS CEPTIONS) Reason for Control: MT, AT CIV: N/A TSR: N/A LIST OF ITEMS CONTROLLED Control(s) Country Chart (See Supp. No. 1 to part 738) Related Controls: N/A Related Definitions: (1) ‘‘Synchronous digital MT applies to entire entry ..... MT Column 1 AT applies to entire entry ...... AT Column 1 hierarchy’’ (SDH) is a digital hierarchy providing a means to manage, multiplex, LIST BASED LICENSE EXCEPTIONS (SEE PART and access various forms of digital traffic 740 FOR A DESCRIPTION OF ALL LICENSE EX- using a synchronous transmission format CEPTIONS) on different types of media. The format is CIV: N/A based on the Synchronous Transport Mod- TSR: N/A ule (STM) that is defined by CCITT Rec- LIST OF ITEMS CONTROLLED ommendation G.703, G.707, G.708, G.709 and Related Controls: N/A others yet to be published. The first level Related Definitions: N/A rate of ‘SDH’ is 155.52 Mbits/s. (2) ‘Syn- Items: The list of items controlled is con- chronous optical network’ (SONET) is a tained in the ECCN heading. network providing a means to manage, multiplex and access various forms of dig- 5E980 ‘‘Technology’’, other than that con- ital traffic using a synchronous trans- trolled by 5E001.a (for 5A001.f.1, and for mission format on fiber optics. The format 5D001.a (for 5A001.f.1)), primarily useful is the North America version of ‘SDH’ and for the ‘‘development’’, ‘‘production’’, or also uses the Synchronous Transport Mod- ‘‘use’’ of equipment, functions or features, ule (STM). However, it uses the Syn- of equipment controlled by 5A980 or chronous Transport Signal (STS) as the ‘‘software’’ controlled by 5D980. basic transport module with a first level LICENSE REQUIREMENTS rate of 51.81 Mbits/s. The SONET standards Reason for Control: SL, AT are being integrated into those of ‘SDH’.

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Items: a. Specific ‘‘technologies’’ as follows: ‘‘software’’ in executable form, from an existing a.1. ‘‘Technology’’ for the processing and hardware component excluded from 5A002, by application of coatings to optical fiber ‘‘spe- the Cryptography Note. cially designed’’ to make it suitable for un- Note: ’Executable software’ does not include derwater use; complete binary images of the ‘‘software’’ run- a.2. ‘‘Technology’’ for the ‘‘development’’ ning on an end-item. of equipment employing ‘Synchronous Dig- ital Hierarchy’ (‘SDH’) or ‘Synchronous Op- Note to the Cryptography Note: tical Network’ (‘SONET’) techniques. 1. To meet paragraph a. of Note 3, all of the following must apply: a. The item is of potential interest to a wide PART 2—‘‘INFORMATION SECURITY’’ range of individuals and businesses; and Note 1: [Reserved] b. The price and information about the main functionality of the item are available before Note 2: Category 5—Part 2, ‘‘information secu- purchase without the need to consult the vendor rity’’ products, when accompanying their user or supplier. A simple price inquiry is not consid- for the user’s personal use or as tools of trade, ered to be a consultation. are eligible for License Exceptions TMP or BAG, 2. In determining eligibility of paragraph a. of subject to the terms and conditions of these li- Note 3, BIS may take into account relevant fac- cense exceptions. tors such as quantity, price, required technical Note 3: Cryptography Note: ECCNs 5A002, skill, existing sales channels, typical customers, 5D002.a.1, .b, and .c.1, do not control items as typical use or any exclusionary practices of the follows: supplier. a. Items meeting all of the following: N.B. to Note 3 (Cryptography Note): You must 1. Generally available to the public by being submit a classification request or self-classifica- sold, without restriction, from stock at retail tion report to BIS for mass market encryption selling points by means of any of the following: commodities and software eligible for the Cryp- a. Over-the-counter transactions; tography Note employing a key length greater b. Mail order transactions; than 64 bits for the symmetric algorithm (or, for c. Electronic transactions; or d. Telephone call transactions; commodities and software not implementing any 2. The cryptographic functionality cannot be symmetric algorithms, employing a key length easily changed by the user; greater than 768 bits for asymmetric algorithms 3. Designed for installation by the user with- or greater than 128 bits for elliptic curve algo- out further substantial support by the supplier; rithms) in accordance with the requirements of and § 740.17(b) of the EAR in order to be released 4. When necessary, details of the items are ac- from the ‘‘EI’’ and ‘‘NS’’ controls of ECCN cessible and will be provided, upon request, to 5A002 or 5D002. the appropriate authority in the exporter’s A. ‘‘END ITEMS,’’ ‘‘EQUIPMENT,’’ ‘‘ACCES- country in order to ascertain compliance with SORIES,’’ ‘‘ATTACHMENTS,’’ ‘‘PARTS,’’ ‘‘COM- conditions described in paragraphs a.1 through PONENTS,’’ AND ‘‘SYSTEMS’’ a.3 of this Note; b. Hardware components or ’executable soft- I. CRYPTOGRAPHIC ‘‘INFORMATION SECURITY’’ ware’, of existing items described in paragraph a. of this Note, that have been designed for 5A002 ‘‘Information security’’ systems, these existing items, and meeting all of the fol- equipment and ‘‘components,’’ as follows lowing: (see List of Items Controlled). 1. ‘‘Information security’’ is not the primary LICENSE REQUIREMENTS function or set of functions of the component or Reason for Control: NS, AT, EI ’executable software’; 2. The component or ’executable software’ — does not change any cryptographic Country chart functionality of the existing items, or add new Control(s) (See Supp. No. 1 cryptographic functionality to the existing to part 738) items; 3. The feature set of the component or ’execut- NS applies to entire entry ...... NS Column 1 able software’ is fixed and is not designed or AT applies to entire entry ...... AT Column 1 EI applies to entire entry ...... Refer to § 742.15 of the EAR modified to customer specification; and 4. When necessary, as determined by the ap- License Requirements Note: See § 744.17 of the propriate authority in the exporter’s country, EAR for additional license requirements for details of the component or ’executable soft- microprocessors having a processing speed of 5 ware’, and details of relevant end-items are ac- GFLOPS or more and an arithmetic logic unit cessible and will be provided to the authority with an access width of 32 bit or more, including upon request, in order to ascertain compliance those incorporating ‘‘information security’’ with conditions described above. functionality, and associated ‘‘software’’ and Technical Note: For the purpose of the Cryp- ‘‘technology’’ for the ‘‘production’’ or ‘‘devel- tography Note, ’executable software’ means opment’’ of such microprocessors.

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LIST BASED LICENSE EXCEPTIONS (SEE PART a.2. Digital communication or networking 740 FOR A DESCRIPTION OF ALL LICENSE EX- systems, equipment or components, not spec- CEPTIONS) ified in paragraph 5A002.a.1; LVS: Yes: $500 for ‘‘components’’. N/A for sys- a.3. Computers, other items having infor- tems and equipment. mation storage or processing as a primary GBS: N/A function, and components therefor, not spec- CIV: N/A ified in paragraphs 5A002.a.1 or .a.2; ENC: Yes for certain EI controlled commod- N.B.: For operating systems see also 5D002.a.1 ities, see § 740.17 of the EAR for eligibility. and .c.1. LIST OF ITEMS CONTROLLED a.4. Items, not specified in paragraphs Related Controls: (1) ECCN 5A002.a controls 5A002.a.1 to a.3, where the ’cryptography for ‘‘components’’ providing the means or data confidentiality’ having ’in excess of 56 functions necessary for ‘‘information secu- bits of symmetric key length, or equivalent’ rity.’’ All such ‘‘components’’ are presump- meets all of the following: tively ‘‘specially designed’’ and controlled a.4.a. It supports a non-primary function of by 5A002.a. (2) See USML Categories XI (in- the item; and cluding XI(b)) and XIII(b) (including a.4.b. It is performed by incorporated XIII(b)(2)) for controls on systems, equip- equipment or ‘‘software’’ that would, as a ment, and components described in 5A002.d standalone item, be specified by ECCNs or .e that are subject to the ITAR. (3) For 5A002, 5A003, 5A004, 5B002 or 5D002. Global Navigation Satellite Systems N.B. to paragraph a.4: See Related Control (GNSS) receiving equipment containing or Paragraph (4) of this ECCN 5A002 for examples employing decryption see 7A005, and for re- of items not controlled by 5A002.a.4. Technical Notes: 1. For the purposes of lated decryption ‘‘software’’ and ‘‘tech- 5A002.a, ’cryptography for data confidentiality’ nology’’ see 7D005 and 7E001. (4) Noting means ‘‘cryptography’’ that employs digital that items may be controlled elsewhere on techniques and performs any cryptographic the CCL, examples of items not controlled function other than any of the following: by ECCN 5A002.a.4 include the following: 1.a. ‘‘Authentication;’’ (a) An automobile where the only ’cryptog- 1.b. Digital signature; raphy for data confidentiality’ ’in excess of 1.c. Data integrity; 56 bits of symmetric key length, or equiva- 1.d. Non-repudiation; lent’ is performed by a Category 5—Part 2 1.e. Digital rights management, including the Note 3 eligible mobile telephone that is execution of copy-protected ‘‘software;’’ built into the car. In this case, secure 1.f. Encryption or decryption in support of en- phone communications support a non-pri- tertainment, mass commercial broadcasts or mary function of the automobile but the medical records management; or mobile telephone (equipment), as a stand- 1.g. Key management in support of any func- alone item, is not controlled by ECCN tion described in paragraphs 1.a to 1.f of this 5A002 because it is excluded by the Cryp- Technical Note paragraph 1. tography Note (Note 3) (See ECCN 5A992.c). 2. For the purposes of 5A002.a, ’in excess of 56 (b) An exercise bike with an embedded Cat- bits of symmetric key length, or equivalent’ egory 5—Part 2 Note 3 eligible web brows- means any of the following: er, where the only controlled cryptography 2.a. A ‘‘symmetric algorithm’’ employing a key is performed by the web browser. In this length in excess of 56 bits, not including parity case, secure web browsing supports a non- bits; or primary function of the exercise bike but 2.b. An ‘‘asymmetric algorithm’’ where the se- the web browser (‘‘software’’), as a stand- curity of the algorithm is based on any of the alone item, is not controlled by ECCN following: 5D002 because it is excluded by the Cryp- 2.b.1. Factorization of integers in excess of 512 tography Note (Note 3) (See ECCN 5D992.c). bits (e.g., RSA); (5) After classification or self-classification 2.b.2. Computation of discrete logarithms in a in accordance with § 740.17(b) of the EAR, multiplicative group of a finite field of size mass market encryption commodities that greater than 512 bits (e.g., Diffie-Hellman over meet eligibility requirements are released Z/pZ); or from ‘‘EI’’ and ‘‘NS’’ controls. These com- 2.b.3. Discrete logarithms in a group other modities are designated 5A992.c. than mentioned in paragraph 2.b.2 of this Tech- Related Definitions: N/A nical Note in excess of 112 bits (e.g., Diffie- Items: Hellman over an elliptic curve). a. Designed or modified to use ’cryptog- Note 1: Details of items must be accessible and raphy for data confidentiality’ having ’in ex- provided upon request, in order to establish any cess of 56 bits of symmetric key length, or of the following: equivalent’, where that cryptographic capa- a. Whether the item meets the criteria of bility is usable without ‘‘cryptographic acti- 5A002.a.1 to a.4; or vation’’ or has been activated, as follows: b. Whether the cryptographic capability for a.1. Items having ‘‘information security’’ data confidentiality specified by 5A002.a is usa- as a primary function; ble without ‘‘cryptographic activation.’’

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Note 2: 5A002.a does not control any of the e. Portable or mobile radiotelephones and following items, or specially designed ‘‘informa- similar client wireless devices for civil use, that tion security’’ components therefor: implement only published or commercial cryp- a. Smart cards and smart card ’readers/writ- tographic standards (except for anti-piracy ers’ as follows: functions, which may be non-published) and a.1. A smart card or an electronically readable also meet the provisions of paragraphs a.2 to a.4 personal document (e.g., token coin, e-passport) of the Cryptography Note (Note 3 in Category that meets any of the following: 5—Part 2), that have been customized for a spe- a.1.a. The cryptographic capability meets all cific civil industry application with features of the following: that do not affect the cryptographic a.1.a.1. It is restricted for use in any of the functionality of these original non-customized following: devices; a.1.a.1.a. Equipment or systems, not described f. Items, where the ‘‘information security’’ by 5A002.a.1 to a.4; functionality is limited to wireless ‘‘personal a.1.a.1.b. Equipment or systems, not using area network’’ functionality, meeting all of the ’cryptography for data confidentiality’ having following: ’in excess of 56 bits of symmetric key length, or f.1. Implement only published or commercial equivalent;’ or cryptographic standards; and a.1.a.1.c. Equipment or systems, excluded from f.2. The cryptographic capability is limited to 5A002.a by entries b. to f. of this Note; and a nominal operating range not exceeding 30 me- a.1.a.2. It cannot be reprogrammed for any ters according to the manufacturer’s specifica- other use; or tions, or not exceeding 100 meters according to a.1.b. Having all of the following: the manufacturer’s specifications for equipment a.1.b.1. It is specially designed and limited to that cannot interconnect with more than seven allow protection of ’personal data’ stored with- devices; in; g. Mobile telecommunications Radio Access a.1.b.2. Has been, or can only be, personalized Network (RAN) equipment designed for civil use, for public or commercial transactions or indi- which also meet the provisions of paragraphs vidual identification; and a.2 to a.4 of the Cryptography Note (Note 3 in a.1.b.3. Where the cryptographic capability is Category 5—Part 2), having an RF output not user-accessible; power limited to 0.1W (20 dBm) or less, and supporting 16 or fewer concurrent users; Technical Note to paragraph a.1.b of Note 2: h. Routers, switches or relays, where the ‘‘in- ’Personal data’ includes any data specific to a formation security’’ functionality is limited to particular person or entity, such as the amount the tasks of ‘‘Operations, Administration or of money stored and data necessary for ‘‘au- Maintenance’’ (‘‘OAM’’) implementing only thentication.’’ published or commercial cryptographic stand- a.2. ’Readers/writers’ specially designed or ards; or modified, and limited, for items specified by i. General purpose computing equipment or paragraph a.1 of this Note; servers, where the ‘‘information security’’ Technical Note to paragraph a.2 of Note 2: functionality meets all of the following: ’Readers/writers’ include equipment that com- i.1. Uses only published or commercial cryp- municates with smart cards or electronically tographic standards; and readable documents through a network. i.2. Is any of the following: b. Cryptographic equipment specially designed i.2.a. Integral to a CPU that meets the provi- and limited for banking use or ’money trans- sions of Note 3 in Category 5—Part 2; actions’; i.2.b. Integral to an operating system that is not specified by 5D002; or Technical Note to paragraph b. of Note 2: i.2.c. Limited to ‘‘OAM’’ of the equipment. ’Money transactions’ in 5A002 Note 2 paragraph b. Designed or modified to enable, by b. includes the collection and settlement of fares means of ‘‘cryptographic activation,’’ an or credit functions. item to achieve or exceed the controlled per- c. Portable or mobile radiotelephones for civil formance levels for functionality specified use (e.g., for use with commercial civil cellular by 5A002.a that would not otherwise be en- radio communication systems) that are not ca- abled; pable of transmitting encrypted data directly to c. Designed or modified to use or perform another radiotelephone or equipment (other ‘‘quantum cryptography;’’ than Radio Access Network (RAN) equipment), nor of passing encrypted data through RAN Technical Note: ‘‘Quantum cryptography’’ is equipment (e.g., Radio Network Controller also known as Quantum Key Distribution (RNC) or Base Station Controller (BSC)); (QKD). d. Cordless telephone equipment not capable d. Designed or modified to use cryp- of end-to-end encryption where the maximum tographic techniques to generate channel- effective range of unboosted cordless operation izing codes, scrambling codes or network (i.e., a single, unrelayed hop between terminal identification codes, for systems using ultra- and home base station) is less than 400 meters wideband modulation techniques and having according to the manufacturer’s specifications; any of the following:

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d.1. A bandwidth exceeding 500 MHz; or a. Communications cable systems designed d.2. A ‘‘fractional bandwidth’’ of 20% or or modified using mechanical, electrical or more; electronic means to detect surreptitious in- e. Designed or modified to use cryp- trusion; tographic techniques to generate the spread- Note: 5A003.a applies only to physical layer ing code for ‘‘spread spectrum’’ systems, not security. For the purpose of 5A003.a, the phys- specified by 5A002.d, including the hopping ical layer includes Layer 1 of the Reference code for ‘‘frequency hopping’’ systems. Model of Open Systems Interconnection (OSI) (ISO/IEC 7498–1). 5A992 Equipment not controlled by 5A002 (see List of Items Controlled). b. ‘‘Specially designed’’ or modified to re- LICENSE REQUIREMENTS duce the compromising emanations of information-bearing signals beyond what is necessary for health, safety or electromagnetic Control(s) Country Chart (See Supp. No. 1 to part 738) interference standards. AT applies to entire entry ...... AT Column 1. III. DEFEATING, WEAKENING, OR License Requirements Note: See § 744.17 of the BYPASSING ‘‘INFORMATION SECURITY’’ EAR for additional license requirements for microprocessors having a processing speed of 5 5A004 ‘‘Systems,’’ ‘‘equipment’’ and ‘‘compo- GFLOPS or more and an arithmetic logic unit nents’’ for defeating, weakening or by- with an access width of 32 bit or more, including passing ‘‘information security,’’ as follows those incorporating ‘‘information security’’ (see List of Items Controlled). functionality, and associated ‘‘software’’ and LICENSE REQUIREMENTS ‘‘technology’’ for the ‘‘production’’ or ‘‘devel- Reason for Control: NS, AT, EI opment’’ of such microprocessors. Country chart LIST BASED LICENSE EXCEPTIONS (SEE PART Control(s) (see supp. no. 1 to part 738) 740 FOR A DESCRIPTION OF ALL LICENSE EX- CEPTIONS) NS applies to entire entry ...... NS Column 1 LVS: N/A AT applies to entire entry ...... AT Column 1 GBS: N/A EI applies to entire entry ...... Refer to § 742.15 of the EAR CIV: N/A LIST OF ITEMS CONTROLLED License Requirements Note: See § 744.17 of the Related Controls: N/A EAR for additional license requirements for Related Definitions: N/A microprocessors having a processing speed of 5 Items: a. to b. [Reserved] GFLOPS or more and an arithmetic logic unit c. Commodities classified as mass market with an access width of 32 bit or more, including encryption commodities in accordance with those incorporating ‘‘information security’’ § 740.17(b) of the EAR. functionality, and associated ‘‘software’’ and ‘‘technology’’ for the ‘‘production’’ or ‘‘devel- II. NON-CRYPTOGRAPHIC ‘‘INFORMATION opment’’ of such microprocessors. SECURITY’’ LIST BASED LICENSE EXCEPTIONS (SEE PART 740 FOR A DESCRIPTION OF ALL LICENSE EX- 5A003 ‘‘Systems,’’ ‘‘equipment’’ and ‘‘compo- CEPTIONS) nents,’’ for non-cryptographic ‘‘informa- LVS: Yes: $500 for ‘‘components.’’ N/A for sys- tion security,’’ as follows (see List of tems and equipment. Items Controlled). GBS: N/A LICENSE REQUIREMENTS Reason for Control: NS, AT CIV: N/A ENC: Yes for certain EI controlled commod- Country chart ities, see § 740.17 of the EAR for eligibility. Control(s) (see supp. no. 1 LIST OF ITEMS CONTROLLED to part 738) Related Controls: ECCN 5A004.a controls NS applies to entire entry ...... NS Column 2 ‘‘components’’ providing the means or AT applies to entire entry ...... AT Column 1 functions necessary for ‘‘information security.’’ All such ‘‘components’’ are presump- LIST BASED LICENSE EXCEPTIONS (SEE PART tively ‘‘specially designed’’ and controlled 740 FOR A DESCRIPTION OF ALL LICENSE EX- by 5A004.a. CEPTIONS) Related Definitions: N/A LVS: Yes: $500 for ‘‘components.’’ Items: N/A for systems and equipment. a. Designed or modified to perform GBS: N/A ’cryptanalytic functions.’ CIV: N/A Note: 5A004.a includes systems or equipment, LIST OF ITEMS CONTROLLED designed or modified to perform ’cryptanalytic Related Controls: N/A functions’ by means of reverse engineering. Related Definitions: N/A Technical Note: ’Cryptanalytic functions’ are Items: functions designed to defeat cryptographic

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mechanisms in order to derive confidential vari- Control(s) Country chart ables or sensitive data, including clear text, (see Supp. No. 1 to part 738) passwords or cryptographic keys. EI applies to ‘‘software’’ in Refer to § 742.15 of the EAR b. [Reserved] 5D002.a.1, a.3, .b, c.1 and Note: Encryption software is c.3, for commodities or controlled because of its B. TEST, INSPECTION AND ‘‘PRODUCTION ‘‘software’’ controlled for EI functional capacity, and not EQUIPMENT’’ reasons in ECCNs 5A002, because of any informa- 5A004 or 5D002. tional value of such soft- 5B002 ‘‘Information Security’’ test, inspec- ware; such software is not tion and ‘‘production’’ equipment, as fol- accorded the same treat- lows (see List of Items Controlled). ment under the EAR as other ‘‘software’; and for LICENSE REQUIREMENTS export licensing purposes, Reason for Control: NS, AT encryption software is treated under the EAR in Control(s) Country Chart (See Supp. the same manner as a No. 1 to part 738) commodity included in ECCN 5A002 NS applies to entire entry ...... NS Column 1 AT applies to entire entry ...... AT Column 1 License Requirements Note: See § 744.17 of the EAR for additional license requirements for LIST BASED LICENSE EXCEPTIONS (SEE PART microprocessors having a processing speed of 5 740 FOR A DESCRIPTION OF ALL LICENSE EX- GFLOPS or more and an arithmetic logic unit CEPTIONS) with an access width of 32 bit or more, including LVS: N/A those incorporating ‘‘information security’’ GBS: N/A functionality, and associated ‘‘software’’ and CIV: N/A ‘‘technology’’ for the ‘‘production’’ or ‘‘devel- ENC: Yes for certain EI controlled equip- opment’’ of such microprocessors. ment, see § 740.17 of the EAR for eligibility. LIST BASED LICENSE EXCEPTIONS (SEE PART 740 FOR A DESCRIPTION OF ALL LICENSE EX- LIST OF ITEMS CONTROLLED CEPTIONS) Related Controls: N/A CIV: N/A Related Definitions: N/A TSR: N/A Items: ENC: Yes for certain EI controlled software, a. Equipment ‘‘specially designed’’ for the see § 740.17 of the EAR for eligibility. ‘‘development’’ or ‘‘production’’ of equip- LIST OF ITEMS CONTROLLED ment controlled by 5A002, 5A003, 5A004 or Related Controls: After classification or self- 5B002.b; classification in accordance with § 740.17(b) b. Measuring equipment ‘‘specially de- of the EAR, mass market encryption soft- signed’’ to evaluate and validate the ‘‘infor- ware that meet eligibility requirements mation security’’ functions of equipment are released from ‘‘EI’’ and ‘‘NS’’ controls. controlled by 5A002, 5A003 or 5A004, or of This software is designated as 5D992.c. ‘‘software’’ controlled by 5D002.a or 5D002.c. Related Definitions: 5D002.a controls ‘‘software’’ designed or modified to use ‘‘cryptography’’ employing digital or analog C. ‘‘MATERIALS’’ [RESERVED] techniques to ensure ‘‘information security.’’ D. ‘‘SOFTWARE’’ Items: 5D002 ‘‘Software’’ as follows (see List of a. ‘‘Software’’ ‘‘specially designed’’ or Items Controlled). modified for the ‘‘development,’’ ‘‘produc- LICENSE REQUIREMENTS tion’’ or ‘‘use’’ of any of the following: Reason for Control: NS, AT, EI a.1. Equipment specified by 5A002 or ‘‘software’’ specified by 5D002.c.1; Control(s) Country chart a.2. Equipment specified by 5A003 or ‘‘soft- (see Supp. No. 1 to part 738) ware’’ specified by 5D002.c.2; or a.3. Equipment specified by 5A004 or ‘‘soft- NS applies to entire entry ...... NS Column 1 AT applies to entire entry ...... AT Column 1 ware’’ specified by 5D002.c.3; b. ‘‘Software’’ designed or modified to enable, by means of ‘‘cryptographic activation,’’ an item to meet the criteria for functionality specified by 5A002.a, that would not otherwise be met; c. ‘‘Software’’ having the characteristics of, or performing or simulating the functions of, any of the following: c.1. Equipment specified by 5A002.a, .c, .d or .e;

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Note: 5D002.c.1 does not apply to ‘‘software’’ License Requirements Notes: (1) See § 744.17 of limited to the tasks of ‘‘OAM’’ implementing the EAR for additional license requirements for only published or commercial cryptographic microprocessors having a processing speed of 5 standards. GFLOPS or more and an arithmetic logic unit c.2. Equipment specified by 5A003; or with an access width of 32 bit or more, including c.3. Equipment specified by 5A004. those incorporating ‘‘information security’’ d. [Reserved] functionality, and associated ‘‘software’’ and N.B.: See 5D002.b for items formerly specified ‘‘technology’’ for the ‘‘production’’ or ‘‘devel- in 5D002.d. opment’’ of such microprocessors. (2) When a person performs or provides tech- 5D992 ‘‘Information Security’’ ‘‘software’’ not nical assistance that incorporates, or otherwise controlled by 5D002 as follows (see List of draws upon, ‘‘technology’’ that was either ob- Items Controlled). tained in the United States or is of US-origin, LICENSE REQUIREMENTS then a release of the ‘‘technology’’ takes place. Such technical assistance, when rendered with Country Chart (See Supp. the intent to aid in the ‘‘development’’ or ‘‘pro- Control(s) No. 1 to part 738) duction’’ of encryption commodities or software AT applies to entire entry ...... AT Column 1. that would be controlled for ‘‘EI’’ reasons under ECCN 5A002, 5A004 or 5D002, may require au- License Requirements Note: See § 744.17 of the thorization under the EAR even if the under- EAR for additional license requirements for lying encryption algorithm to be implemented is microprocessors having a processing speed of 5 from the public domain or is not of U.S.-origin. GFLOPS or more and an arithmetic logic unit LIST BASED LICENSE EXCEPTIONS (SEE PART with an access width of 32 bit or more, including 740 FOR A DESCRIPTION OF ALL LICENSE EX- those incorporating ‘‘information security’’ CEPTIONS) functionality, and associated ‘‘software’’ and CIV: N/A ‘‘technology’’ for the ‘‘production’’ or ‘‘devel- TSR: N/A opment’’ of such microprocessors. ENC: Yes for certain EI controlled tech- LIST BASED LICENSE EXCEPTIONS (SEE PART nology, see § 740.17 of the EAR for eligi- 740 FOR A DESCRIPTION OF ALL LICENSE EX- bility. CEPTIONS) LIST OF ITEMS CONTROLLED CIV: N/A Related Controls: See also 5E992. This entry TSR: N/A does not control ‘‘technology’’ ‘‘required’’ LIST OF ITEMS CONTROLLED for the ‘‘use’’ of equipment excluded from Related Controls: This entry does not control control under the Related Controls para- ‘‘software’’ designed or modified to protect graph or the Technical Notes in ECCN against malicious computer damage, e.g., 5A002 or ‘‘technology’’ related to equip- viruses, where the use of ‘‘cryptography’’ is ment excluded from control under ECCN limited to authentication, digital signa- 5A002. ture and/or the decryption of data or files. Related Definitions: N/A Related Definitions: N/A Items: Items: a. ‘‘Technology’’ according to the General a. [Reserved] Technology Note for the ‘‘development,’’ b. [Reserved] ‘‘production’’ or ‘‘use’’ of equipment con- c. ‘‘Software’’ classified as mass market trolled by 5A002, 5A003, 5A004 or 5B002, or of encryption software in accordance with ‘‘software’’ controlled by 5D002.a or 5D002.c. § 740.17(b) of the EAR. b. ‘‘Technology’’ to enable, by means of ‘‘cryptographic activation,’’ an item to meet E. ‘‘TECHNOLOGY’’ the criteria for functionality specified by 5A002.a, that would not otherwise be met. 5E002 ‘‘Technology’’ as follows (see List of Note: 5E002 includes ‘‘information security’’ Items Controlled). technical data resulting from procedures carried LICENSE REQUIREMENTS out to evaluate or determine the implementation Reason for Control: NS, AT, EI of functions, features or techniques specified in Category 5—Part 2. Country chart (See Supp. No. Control(s) 1 to part 738) 5E992 ‘‘Information Security’’ ‘‘technology’’ according to the General Technology NS applies to entire entry ...... NS Column 1 Note, not controlled by 5E002, as follows AT applies to entire entry ...... AT Column 1 (see List of Items Controlled). EI applies to ‘‘technology’’ in Refer to § 742.15 of the EAR LICENSE REQUIREMENTS 5E002.a for commodities or ‘‘software’’ controlled for EI Country Chart (See Supp. reasons in ECCNs 5A002, Control(s) No. 1 to part 738) 5A004 or 5D002, and to ‘‘technology’’ in 5E002.b. AT applies to entire entry ...... AT Column 1.

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License Requirements Note: See § 744.17 of the essing equipment ‘‘specially designed’’ for EAR for additional license requirements for real-time application with bottom or bay microprocessors having a processing speed of 5 cable systems. GFLOPS or more and an arithmetic logic unit GBS: Yes for 6A001.a.1.b.4. with an access width of 32 bit or more, including CIV: Yes for 6A001.a.1.b.4. those incorporating ‘‘information security’’ SPECIAL CONDITIONS FOR STA functionality, and associated ‘‘software’’ and STA: License Exception STA may not be ‘‘technology’’ for the ‘‘production’’ or ‘‘devel- used to ship commodities in 6A001.a.1.b, opment’’ of such microprocessors. 6A001.a.1.e or 6A001.a.2 (except .a.2.a.4) to LIST BASED LICENSE EXCEPTIONS (SEE PART any of the destinations listed in Country 740 FOR A DESCRIPTION OF ALL LICENSE EX- Group A:6 (See Supplement No.1 to part 740 CEPTIONS) of the EAR). CIV: N/A LIST OF ITEMS CONTROLLED TSR: N/A Related Controls: See also 6A991 LIST OF ITEMS CONTROLLED Related Definitions: N/A Related Controls: N/A Items: Related Definitions: N/A a. Marine acoustic systems, equipment and Items: a. [Reserved] ‘‘specially designed’’ ‘‘components’’ therefor, b. ‘‘Technology’’, n.e.s., for the ‘‘use’’ of as follows: mass market commodities controlled by a.1. Active (transmitting or transmitting- 5A992.c or mass market ‘‘software’’ con- and-receiving) systems, equipment and trolled by 5D992.c. ‘‘specially designed’’ ‘‘components’’ therefor, EAR99 Items subject to the EAR that are as follows: not elsewhere specified in this CCL Cat- Note: 6A001.a.1 does not control equipment as egory or in any other category in the CCL follows: are designated by the number EAR99. a. Depth sounders operating vertically below the apparatus, not including a scanning func- CATEGORY 6—SENSORS AND LASERS tion exceeding ± 20°, and limited to measuring the depth of water, the distance of submerged or A. ‘‘END ITEMS’’, ‘‘EQUIPMENT’’, ‘‘ACCES- buried objects or fish finding; SORIES’’, ‘‘ATTACHMENTS’’, ‘‘PARTS’’, ‘‘COM- b. Acoustic beacons, as follows: PONENTS’’ AND ‘‘SYSTEMS’’ 1. Acoustic emergency beacons; 6A001 Acoustic systems, equipment and 2. Pingers ‘‘specially designed’’ for relocating ‘‘components,’’ as follows (see List of or returning to an underwater position. Items Controlled). a.1.a. Acoustic seabed survey equipment as LICENSE REQUIREMENTS follows: Reason for Control: NS, AT a.1.a.1. Surface vessel survey equipment designed for sea bed topographic mapping Country chart and having all of the following: Control(s) (see Supp. No. 1 to a.1.a.1.a. Designed to take measurements part 738) at an angle exceeding 20° from the vertical; NS applies to entire entry ...... NS Column 2 a.1.a.1.b. Designed to measure seabed to- AT applies to entire entry ...... AT Column 1 pography at seabed depths exceeding 600 m; a.1.a.1.c. ’Sounding resolution’ less than 2; REPORTING REQUIREMENTS and See § 743.1 of the EAR for reporting require- a.1.a.1.d. ’Enhancement’ of the depth ‘‘ac- ments for exports under License Excep- curacy’’ through compensation for all the tions, and Validated End-User authoriza- following: tions a.1.a.1.d.1. Motion of the acoustic sensor; LIST BASED LICENSE EXCEPTIONS (SEE PART a.1.a.1.d.2. In-water propagation from sen- 740 FOR A DESCRIPTION OF ALL LICENSE EX- sor to the seabed and back; and CEPTIONS) a.1.a.1.d.3. Sound speed at the sensor; LVS: $3000; N/A for 6A001.a.1.b.1 object detec- Technical Notes: 1. ’Sounding resolution’ is tion and location systems having a trans- the swath width (degrees) divided by the max- mitting frequency below 5 kHz or a sound imum number of soundings per swath. pressure level exceeding 210 dB (reference 1 2. ’Enhancement’ includes the ability to com- μPa at 1 m) for equipment with an oper- pensate by external means. ating frequency in the band from 30 kHz to a.1.a.2. Underwater survey equipment de- 2 kHz inclusive; 6A001.a.1.e, 6A001.a.2.a.1, signed for seabed topographic mapping and a.2.a.2, 6A001.a.2.a.3, a.2.a.5, a.2.a.6, having any of the following: 6A001.a.2.b; processing equipment con- Technical Note: The acoustic sensor pressure trolled by 6A001.a.2.c, and ‘‘specially de- rating determines the depth rating of the equip- signed’’ for real-time application with ment specified by 6A001.a.1.a.2. towed acoustic hydrophone arrays; a.2.e.1, a.1.a.2.a. Having all of the following: a.2.e.2; and bottom or bay cable systems a.1.a.2.a.1. Designed or modified to operate controlled by 6A001.a.2.f and having proc- at depths exceeding 300 m; and

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a.1.a.2.a.2. ’Sounding rate’ greater than a.1.b.5. Designed to operate with an unam- 3,800 m/s; or biguous display range exceeding 5,120 m; or Technical Note: ’Sounding rate’ is the product a.1.b.6. Designed to withstand pressure dur- of the maximum speed (m/s) at which the sensor ing normal operation at depths exceeding can operate and the maximum number of sound- 1,000 m and having transducers with any of ings per swath assuming 100% coverage. For the following: systems that produce soundings in two direc- a.1.b.6.a. Dynamic compensation for pres- tions (3D sonars), the maximum of the ’sounding sure; or rate’ in either direction should be used. a.1.b.6.b. Incorporating other than lead zir- a.1.a.2.b. Survey equipment, not specified conate titanate as the transduction element; by 6A001.a.1.a.2.a, having all of the following: a.1.c. Acoustic projectors, including trans- a.1.a.2.b.1. Designed or modified to operate ducers, incorporating piezoelectric, at depths exceeding 100 m; magnetostrictive, electrostrictive, electro- a.1.a.2.b.2. Designed to take measurements dynamic or hydraulic elements operating in- at an angle exceeding 20° from the vertical; dividually or in a designed combination and a.1.a.2.b.3. Having any of the following: having any of the following: a.1.a.2.b.3.a. Operating frequency below 350 Notes: 1. The control status of acoustic projec- kHz; or tors, including transducers, ‘‘specially de- a.1.a.2.b.3.b. Designed to measure seabed signed’’ for other equipment is determined by topography at a range exceeding 200 m from the control status of the other equipment. the acoustic sensor; and 2. 6A001.a.1.c does not control electronic a.1.a.2.b.4. ’Enhancement’ of the depth sources that direct the sound vertically only, or ‘‘accuracy’’ through compensation of all of mechanical (e.g., air gun or vapor-shock gun) or the following: chemical (e.g., explosive) sources. a.1.a.2.b.4.a. Motion of the acoustic sensor; 3. Piezoelectric elements specified in a.1.a.2.b.4.b. In-water propagation from 6A001.a.1.c include those made from lead-mag- sensor to the seabed and back; and nesium-niobate/lead-titanate (Pb(Mg Nb )O - a.1.a.2.b.4.c. Sound speed at the sensor. 1/3 2/3 3 PbTiO or PMN-PT) single crystals grown from a.1.a.3. Side Scan Sonar (SSS) or Synthetic 3, solid solution or lead-indium-niobate/lead-mag- Aperture Sonar (SAS), designed for seabed nesium niobate/lead-titanate (Pb(In Nb )O - imaging and having all of the following, and 1/2 1/2 3 Pb(Mg Nb )O -PbTiO , or PIN-PMN-PT) specially designed transmitting and receiv- 1/3 2/3 3 3 single crystals grown from solid solution. ing acoustic arrays therefor: a.1.a.3.a. Designed or modified to operate a.1.c.1. Operating at frequencies below 10 at depths exceeding 500 m; and kHz and having any of the following: a.1.a.3.b. An ’area coverage rate’ of greater a.1.c.1.a. Not designed for continuous oper- than 570 m2/s while operating at the max- ation at 100% duty cycle and having a radi- imum range that it can operate with an ated ’free-field Source Level (SLRMS)’ ex- μ ‘along track resolution’ of less than 15 cm; ceeding (10log(f) + 169.77)dB (reference 1 Pa and at 1 m) where f is the frequency in Hertz of a.1.a.3.c. An ’across track resolution’ of maximum Transmitting Voltage Response less than 15 cm; (TVR) below 10 kHz; or Technical Notes: 1. ’Area coverage rate’ (m2/s) a.1.c.1.b. Designed for continuous operation is twice the product of the sonar range (m) and at 100% duty cycle and having a continu- the maximum speed (m/s) at which the sensor ously radiated ’free-field Source Level can operate at that range. (SLRMS)’ at 100% duty cycle exceeding 2. ’Along track resolution’ (cm), for SSS only, (10log(f) + 159.77)dB (reference 1 μPa at 1 m) is the product of azimuth (horizontal) beam- where f is the frequency in Hertz of max- width (degrees) and sonar range (m) and 0.873. imum Transmitting Voltage Response (TVR) 3. ’Across track resolution’ (cm) is 75 divided below 10 kHz; or by the signal bandwidth (kHz). Technical Note: The ’free-field Source Level a.1.b Systems or transmitting and receiv- (SLRMS)’ is defined along the maximum response ing arrays, designed for object detection or axis and in the far field of the acoustic pro- location, having any of the following: jector. It can be obtained from the Transmitting a.1.b.1. A transmitting frequency below 10 Voltage Response using the following equation: kHz; SLRMS = (TVR + 20log VRMS) dB (ref 1μPa at a.1.b.2. Sound pressure level exceeding 1 m), where SLRMS is the source level, TVR is 224dB (reference 1 μPa at 1 m) for equipment the Transmitting Voltage Response and VRMS is with an operating frequency in the band the Driving Voltage of the Projector. from 10 kHz to 24 kHz inclusive; a.1.c.2. [Reserved] a.1.b.3. Sound pressure level exceeding 235 N.B. See 6A001.a.1.c.1 for items previously dB (reference 1 μPa at 1 m) for equipment specified in 6A001.a.1.c.2. with an operating frequency in the band be- a.1.c.3. Side-lobe suppression exceeding 22 tween 24 kHz and 30 kHz; dB; a.1.b.4. Forming beams of less than 1° on a.1.d. Acoustic systems and equipment, de- any axis and having an operating frequency signed to determine the position of surface of less than 100 kHz; vessels or underwater vehicles and having all

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of the following, and ‘‘specially designed’’ PT) piezoelectric single crystals grown from ‘‘components’’ therefor: solid solution; or a.1.d.1. Detection range exceeding 1,000 m; a.2.a.3.e. Lead-indium-niobate/lead-magne- and sium niobate/lead-titanate (i.e., a.1.d.2. Determined position error of less Pb(In1/2Nb1/2)O3-Pb(Mg1/3Nb2/3)O3-PbTiO3, or than 10 m rms (root mean square) when PIN-PMN-PT) piezoelectric single crystals measured at a range of 1,000 m; grown from solid solution; Note: 6A001.a.1.d includes: a.2.a.4. A ’hydrophone sensitivity’ better a. Equipment using coherent ‘‘signal proc- than ¥180dB at any depth with no accelera- essing’’ between two or more beacons and the tion compensation; hydrophone unit carried by the surface vessel or a.2.a.5. Designed to operate at depths ex- underwater vehicle; ceeding 35 m with acceleration compensa- b. Equipment capable of automatically cor- tion; or recting speed-of-sound propagation errors for a.2.a.6. Designed for operation at depths calculation of a point. exceeding 1,000 m; a.1.e. Active individual sonars, ‘‘specially Technical Notes: 1. ’Piezoelectric polymer film’ designed’’ or modified to detect, locate and sensing elements consist of polarized polymer automatically classify swimmers or divers, film that is stretched over and attached to a having all of the following, and ‘‘specially supporting frame or spool (mandrel). 2. ’Flexible piezoelectric composite’ sensing designed’’ transmitting and receiving acous- elements consist of piezoelectric ceramic par- tic arrays therefor: ticles or fibers combined with an electrically in- a.1.e.1. Detection range exceeding 530 m; sulating, acoustically transparent rubber, poly- a.1.e.2. Determined position error of less mer or epoxy compound, where the compound is than 15 m rms (root mean square) when an integral part of the sensing elements. measured at a range of 530 m; and 3. ’Hydrophone sensitivity’ is defined as twen- a.1.e.3. Transmitted pulse signal bandwidth ty times the logarithm to the base 10 of the ratio exceeding 3 kHz; of rms output voltage to a 1 V rms reference, N.B.: For diver detection systems ‘‘specially when the hydrophone sensor, without a pre-am- designed’’ or modified for military use, see the plifier, is placed in a plane wave acoustic field U.S. Munitions List in the International Traffic with an rms pressure of 1 μPa. For example, a in Arms Regulations (ITAR) (22 CFR part 121). hydrophone of ¥160 dB (reference 1 V per μPa) Note: For 6A001.a.1.e, where multiple detec- would yield an output voltage of 10¥8 V in such tion ranges are specified for various environ- a field, while one of ¥180 dB sensitivity would ments, the greatest detection range is used. yield only 10¥9 V output. Thus, ¥160 dB is bet- a.2. Passive systems, equipment and ‘‘spe- ter than ¥180 dB. cially designed’’ ‘‘components’’ therefor, as a.2.b. Towed acoustic hydrophone arrays follows: having any of the following: a.2.a. Hydrophones having any of the fol- Technical Note: Hydrophones arrays consist lowing: of a number of hydrophones providing multiple Note: The control status of hydrophones acoustic output channels. ‘‘specially designed’’ for other equipment is de- a.2.b.1. Hydrophone group spacing of less termined by the control status of the other than 12.5 m or ’able to be modified’ to have equipment. hydrophone group spacing of less than 12.5 Technical Note: Hydrophones consist of one or m; more sensing elements producing a single acous- a.2.b.2. Designed or ’able to be modified’ to tic output channel. Those that contain multiple operate at depths exceeding 35m; elements can be referred to as a hydrophone Technical Note: ’Able to be modified’ in group. 6A001.a.2.b means having provisions to allow a a.2.a.1. Incorporating continuous flexible change of the wiring or interconnections to alter sensing elements; hydrophone group spacing or operating depth a.2.a.2. Incorporating flexible assemblies of limits. These provisions are: Spare wiring ex- discrete sensing elements with either a di- ceeding 10% of the number of wires, hydrophone ameter or length less than 20 mm and with a group spacing adjustment blocks or internal separation between elements of less than 20 depth limiting devices that are adjustable or mm; that control more than one hydrophone group. a.2.a.3. Having any of the following sensing a.2.b.3. Heading sensors controlled by elements: 6A001.a.2.d; a.2.a.3.a. Optical fibers; a.2.b.4. Longitudinally reinforced array a.2.a.3.b. ’Piezoelectric polymer films’ hoses; other than polyvinylidene-fluoride (PVDF) a.2.b.5. An assembled array of less than 40 and its co-polymers {P(VDF-TrFE) and mm in diameter; P(VDF-TFE)}; a.2.b.6. [Reserved]; a.2.a.3.c. ’Flexible piezoelectric compos- a.2.b.7. Hydrophone characteristics con- ites’; trolled by 6A001.a.2.a; or a.2.a.3.d. Lead-magnesium- niobate/lead-ti- a.2.b.8. 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a.2.c. Processing equipment, ‘‘specially de- field with an rms acceleration of 1 g (i.e., 9.81 m/ signed’’ for towed acoustic hydrophone ar- s2). rays, having ‘‘user-accessible b. Correlation-velocity and Doppler-veloc- programmability’’ and time or frequency do- ity sonar log equipment designed to measure main processing and correlation, including the horizontal speed of the equipment carrier spectral analysis, digital filtering and relative to the sea bed, as follows: beamforming using Fast Fourier or other b.1. Correlation-velocity sonar log equip- transforms or processes; ment having any of the following character- a.2.d. Heading sensors having all of the fol- istics: lowing: b.1.a. Designed to operate at distances be- a.2.d.1. An ‘‘accuracy’’ of better than ± 0.5°; tween the carrier and the sea bed exceeding and 500 m; or a.2.d.2. Designed to operate at depths ex- b.1.b. Having speed ‘‘accuracy’’ better than ceeding 35 m or having an adjustable or re- 1% of speed; movable depth sensing device in order to op- b.2. Doppler-velocity sonar log equipment erate at depths exceeding 35 m; having speed ‘‘accuracy’’ better than 1% of N.B.: For inertial heading systems, see speed; 7A003.c. Note 1: 6A001.b does not apply to depth a.2.e. Bottom or bay-cable hydrophone ar- sounders limited to any of the following: rays having any of the following: a. Measuring the depth of water; a.2.e.1. Incorporating hydrophones con- b. Measuring the distance of submerged or trolled by 6A001.a.2.a; buried objects; or a.2.e.2. Incorporating multiplexed hydro- c. Fish finding. phone group signal modules having all of the Note 2: 6A001.b does not apply to equipment following characteristics: ‘‘specially designed’’ for installation on surface a.2.e.2.a. Designed to operate at depths ex- vessels. ceeding 35 m or having an adjustable or re- c. [Reserved] moval depth sensing device in order to oper- N.B.: For diver deterrent acoustic systems, see ate at depths exceeding 35 m; and 8A002.r. a.2.e.2.b. Capable of being operationally 6A002 Optical sensors and equipment, and interchanged with towed acoustic hydro- ‘‘components’’ therefor, as follows (see phone array modules; or List of Items Controlled). a.2.e.3. Incorporating accelerometer-based LICENSE REQUIREMENTS hydro-acoustic sensors specified by Reason for Control: NS, MT, CC, RS, AT, UN 6A001.a.2.g; a.2.f. Processing equipment, ‘‘specially de- Country Chart (See Supp. signed’’ for bottom or bay cable systems, Control(s) No. 1 to part 738) having ‘‘user-accessible programmability’’ and time or frequency domain processing and NS applies to entire entry ...... NS Column 2. MT applies to optical detec- MT Column 1. correlation, including spectral analysis, dig- tors in 6A002.a.1, or a.3 ital filtering and beamforming using Fast that are ‘‘specially de- Fourier or other transforms or processes; signed’’ or modified to pro- a.2.g. Accelerometer-based hydro-acoustic tect ‘‘missiles’’ against nu- sensors having all of the following: clear effects (e.g., Electro- a.2.g.1. Composed of three accelerometers magnetic Pulse (EMP), X- arranged along three distinct axes; rays, combined blast and thermal effects), and usa- a.2.g.2. Having an overall ‘acceleration sen- ble for ‘‘missiles’’. sitivity’ better than 48 dB (reference 1,000 RS applies to 6A002.a.1, a.2, RS Column 1. mV rms per 1g); a.3 (except a.3.d.2.a and a.2.g.3. Designed to operate at depths a.3.e for lead selenide greater than 35 meters; and based focal plane arrays a.2.g.4. Operating frequency below 20 kHz; (FPAs)), and .c. CC applies to police-model CC Column 1. Note: 6A001.a.2.g does not apply to particle infrared viewers in 6A002.c. velocity sensors or geophones. AT applies to entire entry ...... AT Column 1. Note: 6A001.a.2 also applies to receiving equip- UN applies to 6A002.a.1, a.2, See § 746.1(b) for UN con- ment, whether or not related in normal applica- a.3 and c. trols. tion to separate active equipment, and ‘‘specially designed’’ ‘‘components’’ therefor. REPORTING REQUIREMENTS See § 743.1 of the Technical Notes: 1. Accelerometer-based EAR for reporting requirements for ex- hydro-acoustic sensors are also known as vector ports under License Exceptions, and Vali- sensors. dated End-User authorizations 2. ’Acceleration sensitivity’ is defined as twen- LIST BASED LICENSE EXCEPTIONS (SEE PART ty times the logarithm to the base 10 of the ratio 740 FOR A DESCRIPTION OF ALL LICENSE EX- of rms output voltage to a 1 V rms reference, CEPTIONS) when the hydro-acoustic sensor, without a pre- LVS: $3,000; except N/A for MT and for amplifier, is placed in a plane wave acoustic 6A002.a.1, a.2, a.3, and .c.

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GBS: N/A b. Metal anodes with a center to center spac- CIV: N/A ing greater than 500 μm. LIST OF ITEMS CONTROLLED Technical Note: ’Charge multiplication’ is a Related Controls: (1) See USML Category form of electronic image amplification and is de- XII(e)for infrared focal plane arrays, image fined as the generation of charge carriers as a intensifier tubes, and related parts and result of an impact ionization gain process. components, subject to the ITAR. (2) See ’Charge multiplication’ sensors may take the USML Category XV(e) for space-qualified form of an image intensifier tube, solid state de- focal plane arrays subject to the ITAR. (3) tector or ‘‘focal plane array’’. See also ECCNs 6A102, 6A202, and 6A992. (4) a.2.a. Image intensifier tubes having all of See ECCN 0A919 for foreign-made military the following: commodities that incorporate commodities a.2.a.1. A peak response in the wavelength described in 6A002. (5) Section 744.9 imposes range exceeding 400 nm but not exceeding a license requirement on commodities de- 1,050 nm; scribed in ECCN 6A002 if being exported, a.2.a.2. Electron image amplification using reexported, or transferred (in-country) for any of the following: use by a military end-user or for incorpora- a.2.a.2.a. A microchannel plate with a hole tion into an item controlled by ECCN pitch (center-to-center spacing) of 12 μm or 0A919. less; or Note: Exporters may apply for a commodity a.2.a.2.b. An electron sensing device with a jurisdiction request with the Department of non-binned pixel pitch of 500 μm or less, State, Directorate of Defense Trade Controls for ‘‘specially designed’’ or modified to achieve ‘‘space qualified’’ solid-state detectors defined ’charge multiplication’ other than by a in 6A002.a.1 and imaging sensors (e.g., microchannel plate; and ‘‘monospectral imaging sensors’’ and ‘‘multi- a.2.a.3. Any of the following spectral imaging sensors’’) defined in photocathodes: 6A002.b.2.b.1 that may have predominant civil a.2.a.3.a. Multialkali photocathodes (e.g., application(s). S–20 and S–25) having a luminous sensitivity Related Definitions: N/A exceeding 350 μA/lm; Items: a. Optical detectors, as follows: a.2.a.3.b. GaAs or GaInAs photocathodes; or a. Optical detectors as follows: a.2.a.3.c. Other ‘‘III–V compound’’ semicon- a.1. ‘‘Space-qualified’’ solid-state detectors ductor photocathodes having a maximum as follows: ‘‘radiant sensitivity’’ exceeding 10 mA/W; Note: For the purpose of 6A002.a.1, solid-state a.2.b. Image intensifier tubes having all of detectors include ‘‘focal plane arrays’’. the following: a.1.a. ‘‘Space-qualified’’ solid-state detec- a.2.b.1. A peak response in the wavelength tors having all of the following: range exceeding 1,050 nm but not exceeding a.1.a.1. A peak response in the wavelength 1,800 nm; range exceeding 10 nm but not exceeding 300 a.2.b.2. Electron image amplification using nm; and any of the following: a.1.a.2. A response of less than 0.1% rel- a.2.b.2.a. A microchannel plate with a hole ative to the peak response at a wavelength pitch (center-to-center spacing) of 12 μm or exceeding 400 nm; less; or a.1.b. ‘‘Space-qualified’’ solid-state detec- a.2.b.2.b. An electron sensing device with a tors having all of the following: non-binned pixel pitch of 500 μm or less, a.1.b.1. A peak response in the wavelength ‘‘specially designed’’ or modified to achieve range exceeding 900 nm but not exceeding ’charge multiplication’ other than by a 1,200 nm; and microchannel plate; and a.1.b.2. A response ‘‘time constant’’ of 95 ns a.2.b.3. ‘‘III/V compound’’ semiconductor or less; (e.g., GaAs or GaInAs) photocathodes and a.1.c. ‘‘Space-qualified’’ solid-state detec- transferred electron photocathodes, having a tors having a peak response in the wave- maximum ‘‘radiant sensitivity’’ exceeding 15 length range exceeding 1,200 nm but not ex- mA/W; ceeding 30,000 nm; a.2.c. ‘‘Specially designed’’ ‘‘components’’, a.1.d. ‘‘Space-qualified’’ ‘‘focal plane ar- as follows: rays’’ having more than 2,048 elements per a.2.c.1. Microchannel plates having a hole array and having a peak response in the pitch (center-to-center spacing) of 12 μm or wavelength range exceeding 300 nm but not less; exceeding 900 nm; a.2.c.2. An electron sensing device with a a.2. Image intensifier tubes and ‘‘specially non-binned pixel pitch of 500 μm or less, designed’’ ‘‘components’’ therefor, as follows: ‘‘specially designed’’ or modified to achieve Note: 6A002.a.2 does not control non-imaging ’charge multiplication’ other than by a photomultiplier tubes having an electron sens- microchannel plate; ing device in the vacuum space limited solely to a.2.c.3. ‘‘III–V compound’’ semiconductor any of the following: (e.g., GaAs or GaInAs) photocathodes and a. A single metal anode; or transferred electron photocathodes;

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Note: 6A002.a.2.c.3 does not control compound a.3.b.1. Individual elements with a peak re- semiconductor photocathodes designed to sponse in the wavelength range exceeding achieve a maximum ‘‘radiant sensitivity’’ of any 1,050 nm but not exceeding 1,200 nm; and of the following: a.3.b.2. Any of the following: a. 10 mA/W or less at the peak response in the a.3.b.2.a. A response ‘‘time constant’’ of 95 wavelength range exceeding 400 nm but not ex- ns or less; or ceeding 1,050 nm; or a.3.b.2.b. ‘‘Specially designed’’ or modified b. 15 mA/W or less at the peak response in the to achieve ’charge multiplication’ and hav- wavelength range exceeding 1,050 nm but not ing a maximum ‘‘radiant sensitivity’’ ex- exceeding 1,800 nm. ceeding 10 mA/W; a.3. Non-‘‘space-qualified’’ ‘‘focal plane ar- a.3.c. Non-‘‘space-qualified’’ non-linear (2- rays’’ as follows: dimensional) ‘‘focal plane arrays’’ having in- N.B.: ’Microbolometer’ non-‘‘space-qualified’’ dividual elements with a peak response in ‘‘focal plane arrays’’ are only specified by the wavelength range exceeding 1,200 nm but 6A002.a.3.f. not exceeding 30,000 nm; Technical Note: Linear or two-dimensional N.B.: Silicon and other material based ‘micro- multi-element detector arrays are referred to as bolometer’ non-‘‘space-qualified’’ ‘‘focal plane ‘‘focal plane arrays’’; arrays’’ are only specified by 6A002.a.3.f. Note 1: 6A002.a.3 includes photoconductive ar- a.3.d. Non-‘‘space-qualified’’ linear (1-di- rays and photovoltaic arrays. mensional) ‘‘focal plane arrays’’ having all of Note 2: 6A002.a.3 does not control: the following: a. Multi-element (not to exceed 16 elements) a.3.d.1. Individual elements with a peak re- encapsulated photoconductive cells using either sponse in the wavelength range exceeding lead sulphide or lead selenide; 1,200 nm but not exceeding 3,000 nm; and b. Pyroelectric detectors using any of the fol- a.3.d.2. Any of the following: lowing: a.3.d.2.a. A ratio of ’scan direction’ dimen- b.1. Triglycine sulphate and variants; sion of the detector element to the ’cross- b.2. Lead-lanthanum-zirconium titanate and scan direction’ dimension of the detector ele- variants; ment of less than 3.8; or b.3. Lithium tantalate; b.4. Polyvinylidene fluoride and variants; or a.3.d.2.b. Signal processing in the detector b.5. Strontium barium niobate and variants. elements; c. ‘‘Focal plane arrays’’ ‘‘specially designed’’ Note: 6A002.a.3.d does not control ‘‘focal or modified to achieve ’charge multiplication’ plane arrays’’ (not to exceed 32 elements) hav- and limited by design to have a maximum ‘‘ra- ing detector elements limited solely to germa- diant sensitivity’’ of 10 mA/W or less for wave- nium material. lengths exceeding 760 nm, having all of the fol- Technical Note: For the purposes of lowing: 6A002.a.3.d, ’cross-scan direction’ is defined as c.1. Incorporating a response limiting mecha- the axis parallel to the linear array of detector nism designed not to be removed or modified; elements and the ’scan direction’ is defined as and the axis perpendicular to the linear array of de- c.2. Any of the following: tector elements. c.2.a. The response limiting mechanism is inte- a.3.e. Non-‘‘space-qualified’’ linear (1-di- gral to or combined with the detector element; or mensional) ‘‘focal plane arrays’’ having indi- c.2.b. The ‘‘focal plane array’’ is only oper- vidual elements with a peak response in the able with the response limiting mechanism in wavelength range exceeding 3,000 nm but not place. exceeding 30,000 nm; d. Thermopile arrays having less than 5,130 a.3.f. Non-‘‘space-qualified’’ non-linear (2- elements; dimensional) infrared ‘‘focal plane arrays’’ Technical Note: A response limiting mecha- based on ‘microbolometer’ material having nism integral to the detector element is designed individual elements with an unfiltered re- not to be removed or modified without rendering sponse in the wavelength range equal to or the detector inoperable. exceeding 8,000 nm but not exceeding 14,000 a.3.a. Non-‘‘space-qualified’’ ‘‘focal plane nm; arrays’’ having all of the following: Technical Note: For the purposes of a.3.a.1. Individual elements with a peak re- 6A002.a.3.f, ‘microbolometer’ is defined as a sponse within the wavelength range exceed- thermal imaging detector that, as a result of a ing 900 nm but not exceeding 1,050 nm; and temperature change in the detector caused by a.3.a.2. Any of the following: the absorption of infrared radiation, is used to a.3.a.2.a. A response ‘‘time constant’’ of generate any usable signal. less than 0.5 ns; or a.3.g. Non-‘‘space-qualified’’ ‘‘focal plane a.3.a.2.b. ‘‘Specially designed’’ or modified arrays’’ having all of the following: to achieve ’charge multiplication’ and hav- a.3.g.1. Individual detector elements with a ing a maximum ‘‘radiant sensitivity’’ ex- peak response in the wavelength range exceeding 10 mA/W; ceeding 400 nm but not exceeding 900 nm; a.3.b. Non-‘‘space-qualified’’ ‘‘focal plane a.3.g.2. ‘‘Specially designed’’ or modified to arrays’’ having all of the following: achieve ’charge multiplication’ and having a

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maximum ‘‘radiant sensitivity’’ exceeding 10 d.2. Non-‘‘space-qualified’’ cryocoolers hav- mA/W for wavelengths exceeding 760 nm; and ing a cooling source temperature below 218K a.3.g.3. Greater than 32 elements; (¥55 °C), as follows: b. ‘‘Monospectral imaging sensors’’ and d.2.a. Closed cycle type with a specified ‘‘multispectral imaging sensors’’, designed Mean-Time-To-Failure (MTTF) or Mean- for remote sensing applications and having Time-Between-Failures (MTBF), exceeding any of the following: 2,500 hours; b.1. An Instantaneous-Field-Of-View d.2.b. Joule-Thomson (JT) self-regulating (IFOV) of less than 200 μrad (microradians); minicoolers having bore (outside) diameters or of less than 8 mm; b.2. Specified for operation in the wave- d.3. Optical sensing fibers specially fab- length range exceeding 400 nm but not ex- ricated either compositionally or struc- ceeding 30,000 nm and having all the fol- turally, or modified by coating, to be acous- lowing: tically, thermally, inertially, electro- b.2.a. Providing output imaging data in magnetically or nuclear radiation sensitive. digital format; and Note: 6A002.d.3 does not apply to encap- b.2.b. Having any of the following charac- sulated optical sensing fibers ‘‘specially de- teristics: signed’’ for bore hole sensing applications. b.2.b.1. ‘‘Space-qualified’’; or b.2.b.2. Designed for airborne operation, 6A003 Cameras, systems or equipment, and using other than silicon detectors, and hav- ‘‘components’’ therefor, as follows (see ing an IFOV of less than 2.5 mrad List of Items Controlled). (milliradians); LICENSE REQUIREMENTS Note: 6A002.b.1 does not control Reason for Control: NS, NP, RS, AT, UN ‘‘monospectral imaging sensors’’ with a peak re- Country chart sponse in the wavelength range exceeding 300 Control(s) (See Supp. No. 1 to part 738) nm but not exceeding 900 nm and only incorporating any of the following non-‘‘space-quali- NS applies to entire entry ...... NS Column 2 fied’’ detectors or non-‘‘space-qualified’’ ‘‘focal NP applies to cameras con- NP Column 1 plane arrays’’: trolled by 6A003.a.2, a.3 or a.4 and to plug-ins in a. Charge Coupled Devices (CCD) not de- 6A003.a.6 for cameras signed or modified to achieve ’charge multiplica- controlled by 6A003.a.3 or tion’; or a.4. b. Complementary Metal Oxide Semiconductor RS applies to 6A003.b.3, RS Column 1 (CMOS) devices not designed or modified to 6A003.b.4.a, 6A003.b.4.c achieve ’charge multiplication’. and to items controlled in c. ’Direct view’ imaging equipment incor- 6A003.b.4.b that have a frame rate greater than 60 porating any of the following: Hz or that incorporate a c.1. Image intensifier tubes having the focal plane array with more characteristics listed in 6A002.a.2.a or than 111,000 elements, or 6A002.a.2.b; to items in 6A003.b.4.b c.2. ‘‘Focal plane arrays’’ having the char- when being exported or re- acteristics listed in 6A002.a.3; or exported to be embedded c.3. Solid state detectors specified by in a civil product. (But see 6A002.a.1; § 742.6(a)(2)(iii) and (v) for certain exemptions). Technical Note: ’Direct view’ refers to imaging RS applies to items controlled RS Column 2 equipment that presents a visual image to a in 6A003.b.4.b that have a human observer without converting the image frame rate of 60 Hz or less into an electronic signal for television display, and that incorporate a focal and that cannot record or store the image pho- plane array with not more tographically, electronically or by any other than 111,000 elements if means. not being exported or reexported to be embedded in Note: 6A002.c does not control equipment as a civil product. follows, when incorporating other than GaAs or AT applies to entire entry ...... AT Column 1 GaInAs photocathodes: UN applies to 6A003.b.3 and See § 746.1(b) for UN con- a. Industrial or civilian intrusion alarm, traf- b.4. trols. fic or industrial movement control or counting systems; License Requirement Note: Commodities that b. Medical equipment; are not subject to the ITAR but are of the type c. Industrial equipment used for inspection, described in USML Category XII(c) are con- sorting or analysis of the properties of materials; trolled as cameras in ECCN 6A003 when they in- d. Flame detectors for industrial furnaces; corporate a camera controlled in this ECCN. e. Equipment ‘‘specially designed’’ for labora- REPORTING REQUIREMENTS tory use. See § 743.3 of the EAR for thermal camera re- d. Special support ‘‘components’’ for opti- porting for exports that are not authorized cal sensors, as follows: by an individually validated license of d.1. ‘‘Space-qualified’’ cryocoolers; thermal imaging cameras controlled by

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ECCN 6A003.b.4.b to destinations in Coun- a.5.a. An electronic shutter speed (gating try Group A:1 (see Supplement No. 1 to capability) of less than 1μs per full frame; part 740), must be reported to BIS. and LIST BASED LICENSE EXCEPTIONS (SEE PART a.5.b. A read out time allowing a framing 740 FOR A DESCRIPTION OF ALL LICENSE EX- rate of more than 125 full frames per second; CEPTIONS) a.6. Plug-ins having all of the following LVS: $1500, except N/A for 6A003.a.2 through characteristics: a.6, b.1, b.3 and b.4 a.6.a. ‘‘Specially designed’’ for instrumen- GBS: Yes for 6A003.a.1 tation cameras which have modular struc- CIV: Yes for 6A003.a.1 tures and that are controlled by 6A003.a; and SPECIAL CONDITIONS FOR STA a.6.b. Enabling these cameras to meet the STA: License Exception STA may not be characteristics specified by 6A003.a.3, used to ship any commodity in 6A003.b.3 or 6A003.a.4 or 6A003.a.5, according to the manu- b.4 to any of the destinations listed in facturer’s specifications; Country Group A:6 (See Supplement No.1 b. Imaging cameras as follows: to part 740 of the EAR). Note: 6A003.b does not control television or LIST OF ITEMS CONTROLLED video cameras ‘‘specially designed’’ for tele- Related Controls: (1) See ECCNs 6E001 (‘‘de- vision broadcasting. velopment’’), 6E002 (‘‘production’’), and b.1. Video cameras incorporating solid 6E201 (‘‘use’’) for technology for items con- state sensors, having a peak response in the trolled under this entry. (2) Also see ECCN wavelength range exceeding 10 nm, but not 6A203. (3) See ECCN 0A919 for foreign made exceeding 30,000 nm and having all of the fol- military commodities that incorporate lowing: cameras described in 6A003. (4) Section b.1.a. Having any of the following: 744.9 imposes a license requirement on b.1.a.1. More than 4 × 106 ‘‘active pixels’’ cameras described in 6A003 if being ex- per solid state array for monochrome (black ported, reexported, or transferred (in-coun- and white) cameras; try) for use by a military end-user or for b.1.a.2. More than 4 × 106 ‘‘active pixels’’ incorporation into a commodity controlled per solid state array for color cameras incor- by ECCN 0A919. (5) See USML Category porating three solid state arrays; or XII(c) and (e) for cameras subject to the × 6 ITAR. b.1.a.3. More than 12 10 ‘‘active pixels’’ Related Definitions: N/A for solid state array color cameras incorporating one solid state array; Items: and b.1.b. Having any of the following: a. Instrumentation cameras and ‘‘specially b.1.b.1. Optical mirrors controlled by designed’’ ‘‘components’’ therefor, as follows: 6A004.a.; Note: Instrumentation cameras, controlled by b.1.b.2. Optical control equipment con- 6A003.a.3 to 6A003.a.5, with modular structures trolled by 6A004.d.; or should be evaluated by their maximum capa- b.1.b.3. The capability for annotating inter- bility, using plug-ins available according to the nally generated ‘camera tracking data’; camera manufacturer’s specifications. a.1. High-speed cinema recording cameras Technical Notes: 1. For the purposes of this using any film format from 8 mm to 16 mm entry, digital video cameras should be evaluated inclusive, in which the film is continuously by the maximum number of ‘‘active pixels’’ used advanced throughout the recording period, for capturing moving images. and that are capable of recording at framing 2. For the purpose of this entry, ’camera rates exceeding 13,150 frames/s; tracking data’ is the information necessary to Note: 6A003.a.1 does not control cinema re- define camera line of sight orientation with recording cameras designed for civil purposes. spect to the earth. This includes: (1) The hori- a.2. Mechanical high speed cameras, in zontal angle the camera line of sight makes with which the film does not move, capable of re- respect to the earth’s magnetic field direction cording at rates exceeding 1,000,000 frames/s and; (2) the vertical angle between the camera for the full framing height of 35 mm film, or line of sight and the earth’s horizon. at proportionately higher rates for lesser b.2. Scanning cameras and scanning cam- frame heights, or at proportionately lower era systems, having all of the following: rates for greater frame heights; b.2.a. A peak response in the wavelength a.3. Mechanical or electronic streak cam- range exceeding 10 nm, but not exceeding eras as follows: 30,000 nm; a.3.a. Mechanical streak cameras having b.2.b. Linear detector arrays with more writing speeds exceeding 10 mm/μs; than 8,192 elements per array; and a.3.b. Electronic streak cameras having b.2.c. Mechanical scanning in one direc- temporal resolution better than 50 ns; tion; a.4. Electronic framing cameras having a Note: 6A003.b.2 does not apply to scanning speed exceeding 1,000,000 frames/s; cameras and scanning camera systems, ‘‘spe- a.5. Electronic cameras having all of the cially designed’’ for any of the following: following: a. Industrial or civilian photocopiers;

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b. Image scanners ‘‘specially designed’’ for ’Vertical IFOV’= vertical Field of View civil, stationary, close proximity scanning appli- (FOV)/number of vertical detector elements. cations (e.g., reproduction of images or print c. The camera is ‘‘specially designed’’ for in- contained in documents, artwork or photo- stallation into a civilian passenger land vehicle graphs); or and having all of the following: c. Medical equipment. 1. The placement and configuration of the b.3. Imaging cameras incorporating image camera within the vehicle are solely to assist the intensifier tubes having the characteristics driver in the safe operation of the vehicle; listed in 6A002.a.2.a or 6A002.a.2.b; 2. Is operable only when installed in any of b.4. Imaging cameras incorporating ‘‘focal the following: plane arrays’’ having any of the following: a. The civilian passenger land vehicle for b.4.a. Incorporating ‘‘focal plane arrays’’ which it was intended and the vehicle weighs controlled by 6A002.a.3.a to 6A002.a.3.e; less than 4,500 kg (gross vehicle weight); or b.4.b. Incorporating ‘‘focal plane arrays’’ b. A ‘‘specially designed’’, authorized mainte- controlled by 6A002.a.3.f; or nance test facility; and b.4.c. Incorporating ‘‘focal plane arrays’’ 3. Incorporates an active mechanism that controlled by 6A002.a.3.g; forces the camera not to function when it is re- Note 1: Imaging cameras described in moved from the vehicle for which it was in- 6A003.b.4 include ‘‘focal plane arrays’’ combined tended. with sufficient ‘‘signal processing’’ electronics, Note: When necessary, details of the items will beyond the read out integrated circuit, to enable be provided, upon request, to the Bureau of In- as a minimum the output of an analog or digital dustry and Security in order to ascertain com- signal once power is supplied. pliance with the conditions described in Note Note 2: 6A003.b.4.a does not control imaging 3.b.4 and Note 3.c in this Note to 6A003.b.4.b. cameras incorporating linear ‘‘focal plane ar- Note 4: 6A003.b.4.c does not apply to ’imaging rays’’ with 12 elements or fewer, not employing cameras’ having any of the following character- time-delay-and-integration within the element istics: and designed for any of the following: a. Having all of the following: a. Industrial or civilian intrusion alarm, traf- 1. Where the camera is ‘‘specially designed’’ fic or industrial movement control or counting for installation as an integrated component into systems; indoor and wall-plug-operated systems or equip- b. Industrial equipment used for inspection or ment, limited by design for a single kind of ap- monitoring of heat flows in buildings, equipment plication, as follows: or industrial processes; a. Industrial process monitoring, quality con- c. Industrial equipment used for inspection, trol, or analysis of the properties of materials; sorting or analysis of the properties of materials; b. Laboratory equipment ‘‘specially designed’’ d. Equipment ‘‘specially designed’’ for labora- for scientific research; tory use; or c. Medical equipment; e. Medical equipment. d. Financial fraud detection equipment; and Note 3: 6A003.b.4.b does not control imaging 2. Is only operable when installed in any of cameras having any of the following: the following: a. A maximum frame rate equal to or less than a. The system(s) or equipment for which it 9 Hz; was intended; or b. Having all of the following: b. A ‘‘specially designed,’’ authorized mainte- 1. Having a minimum horizontal or vertical nance facility; and ’Instantaneous-Field-of-View (IFOV)’ of at 3. Incorporates an active mechanism that least 10 mrad (milliradians); forces the camera not to function when it is re- 2. Incorporating a fixed focal-length lens that moved from the system(s) or equipment for is not designed to be removed; which it was intended; 3. Not incorporating a ’direct view’ display; b. Where the camera is ‘‘specially designed’’ and for installation into a civilian passenger land Technical Note: ’Direct view’ refers to an im- vehicle or passenger and vehicle ferries and hav- aging camera operating in the infrared spectrum ing all of the following: that presents a visual image to a human ob- 1. The placement and configuration of the server using a near-to-eye micro display incor- camera within the vehicle or ferry are solely to porating any light-security mechanism. assist the driver or operator in the safe oper- 4. Having any of the following: ation of the vehicle or ferry; a. No facility to obtain a viewable image of 2. Is only operable when installed in any of the detected field-of-view; or the following: b. The camera is designed for a single kind of a. The civilian passenger land vehicle for application and designed not to be user modi- which it was intended and the vehicle weighs fied; or less than 4,500 kg (gross vehicle weight); Technical Note: ’Instantaneous Field of View b. The passenger and vehicle ferry for which (IFOV)’ specified in Note 3.b is the lesser figure it was intended and having a length overall of the ’Horizontal FOV’ or the ’Vertical FOV’. (LOA) 65 m or greater; or ’Horizontal IFOV’ = horizontal Field of View c. A ‘‘specially designed’’, authorized mainte- (FOV)/number of horizontal detector elements nance test facility; and

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3. Incorporates an active mechanism that for gimbals ‘‘subject to the ITAR.’’ (3) See forces the camera not to function when it is re- also 6A994. moved from the vehicle for which it was in- Items: a. Optical mirrors (reflectors) as fol- tended; lows: c. Limited by design to have a maximum ‘‘ra- TECHNICAL NOTE: For the purpose of 6A004.a, diant sensitivity’’ of 10 mA/W or less for wave- Laser Induced Damage Threshold (LIDT) is lengths exceeding 760 nm, having all of the fol- measured according to ISO 21254–1:2011. lowing: a.1. ‘‘Deformable mirrors’’ having an active 1. Incorporating a response limiting mecha- optical aperture greater than 10 mm and nism designed not to be removed or modified; having any of the following, and specially de- and signed components therefor: 2. Incorporates an active mechanism that a.1.a. Having all the following: forces the camera not to function when the re- a.1.a.1. A mechanical resonant frequency of sponse limiting mechanism is removed; and 750 Hz or more; and 3. Not ‘‘specially designed’’ or modified for a.1.a.2. More than 200 actuators; or underwater use; or a.1.b. A Laser Induced Damage Threshold d. Having all of the following: (LIDT) being any of the following: 2 1. Not incorporating a ’direct view’ or elec- a.1.b.1. Greater than 1 kW/cm using a ‘‘CW tronic image display; laser’’; or 2 2. Has no facility to output a viewable image a.1.b.2. Greater than 2 J/cm using 20 ns of the detected field of view; ‘‘laser’’ pulses at 20 Hz repetition rate; a.2. Lightweight monolithic mirrors hav- 3. The ‘‘focal plane array’’ is only operable ing an average ‘‘equivalent density’’ of less when installed in the camera for which it was than 30 kg/m2 and a total mass exceeding 10 intended; and kg; 4. The ‘‘focal plane array’’ incorporates an a.3. Lightweight ‘‘composite’’ or foam mir- active mechanism that forces it to be perma- ror structures having an average ‘‘equivalent nently inoperable when removed from the cam- density’’ of less than 30 kg/m2 and a total era for which it was intended. mass exceeding 2 kg; Note: When necessary, details of the item will Note: 6A004.a.2 and 6A004.a.3 do not apply to be provided, upon request, to the Bureau of In- mirrors ‘‘specially designed’’ to direct solar radi- dustry and Security in order to ascertain com- ation for terrestrial heliostat installations. pliance with the conditions described in Note 4 a.4. Mirrors specially designed for beam above. steering mirror stages specified in 6A004.d.2.a b.5. Imaging cameras incorporating solid- with a flatness of λ/10 or better (λ is equal to state detectors specified by 6A002.a.1. 633 nm) and having any of the following: a.4.a. Diameter or major axis length great- 6A004 Optical equipment and ‘‘components, er than or equal to 100 mm; or ’’ as follows (see List of Items Controlled). a.4.b. Having all of the following: LICENSE REQUIREMENTS a.4.b.1. Diameter or major axis length Reason for Control: NS, AT greater than 50 mm but less than 100 mm; Country Chart (See Supp. and Control(s) No. 1 to part 738) a.4.b.2. A Laser Induced Damage Threshold (LIDT) being any of the following: NS applies to entire entry ...... NS Column 2. a.4.b.2.a. Greater than 10 kW/cm2 using a AT applies to entire entry ...... AT Column 1. ‘‘CW laser’’; or a.4.b.2.b. Greater than 20 J/cm2 using 20 ns REPORTING REQUIREMENTS See § 743.1 of the ‘‘laser’’ pulses at 20 Hz repetition rate; EAR for reporting requirements for ex- N.B. For optical mirrors specially designed for ports under License Exceptions, and Vali- lithography equipment, see 3B001. dated End-User authorizations b. Optical ‘‘components’’ made from zinc LIST BASED LICENSE EXCEPTIONS (SEE PART selenide (ZnSe) or zinc sulphide (ZnS) with 740 FOR A DESCRIPTION OF ALL LICENSE EX- transmission in the wavelength range ex- CEPTIONS) ceeding 3,000 nm but not exceeding 25,000 nm LVS: $3000 and having any of the following: GBS: Yes for 6A004.a.1, a.2, a.4, b, and d.2. b.1. Exceeding 100 cm3 in volume; or CIV: Yes for 6A004.a.1, a.2, a.4, b, and d.2. b.2. Exceeding 80 mm in diameter or length SPECIAL CONDITIONS FOR STA of major axis and 20 mm in thickness STA: Paragraph (c)(2) of License Exception (depth); STA may not be used to ship any com- c. ‘‘Space-qualified’’ ‘‘components’’ for op- modity in 6A004.c or .d to any of the eight tical systems, as follows: destinations in § 740.20(c)(2) of the EAR. c.1. ‘‘Components’’ lightweighted to less LIST OF ITEMS CONTROLLED than 20% ‘‘equivalent density’’ compared Related Controls: (1) For optical mirrors or with a solid blank of the same aperture and ‘aspheric optical elements’ ‘‘specially de- thickness; signed’’ for lithography ‘‘equipment,’’ see c.2. Raw substrates, processed substrates ECCN 3B001. (2) See USML Category XII(e) having surface coatings (single-layer or

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multi-layer, metallic or dielectric, con- a. Largest optical-aperture dimension less ducting, semiconducting or insulating) or than 1 m and focal length to aperture ratio having protective films; equal to or greater than 4.5:1; c.3. Segments or assemblies of mirrors de- b. Largest optical-aperture dimension equal to signed to be assembled in space into an opti- or greater than 1 m and focal length to aperture cal system with a collecting aperture equiva- ratio equal to or greater than 7:1; lent to or larger than a single optic 1 m in c. Designed as Fresnel, flyeye, stripe, prism or diameter; diffractive optical elements; c.4. ‘‘Components’’ manufactured from d. Fabricated from borosilicate glass having a ‘‘composite’’ materials having a coefficient coefficient of linear thermal expansion greater of linear thermal expansion equal to or less than 2.5 × 10¥6/K at 25 °C; or than 5 × 10¥6 in any coordinate direction; e. An x-ray optical element having inner mir- d. Optical control equipment as follows: ror capabilities (e.g., tube-type mirrors). d.1. Equipment ‘‘specially designed’’ to maintain the surface figure or orientation of 6A005 ‘‘Lasers,’’ ‘‘components’’ and optical the ‘‘space-qualified’’ ‘‘components’’ con- equipment, as follows (see List of Items trolled by 6A004.c.1 or 6A004.c.3; Controlled), excluding items that are sub- d.2. Steering, tracking, stabilisation and ject to the export licensing authority of resonator alignment equipment as follows: the Nuclear Regulatory Commission (see d.2.a. Beam steering mirror stages designed 10 CFR part 110). to carry mirrors having diameter or major LICENSE REQUIREMENTS axis length greater than 50 mm and having Reason for Control: NS, NP, AT all of the following, and specially designed electronic control equipment therefor: Country chart ± Control(s) (See Supp. No. 1 to d.2.a.1. A maximum angular travel of 26 part 738) mrad or more; d.2.a.2. A mechanical resonant frequency of NS applies to entire entry ...... NS Column 2 500 Hz or more; and NP applies to lasers con- NP Column 1 d.2.a.3. An angular ‘‘accuracy’’ of 10 μrad trolled by 6A005.a.2, a.3, (microradians) or less (better); a.4, b.2.b, b.3, b.4, b.6.c, c.1.b, c.2.b, d.2, d.3.c, or d.2.b. Resonator alignment equipment hav- d.4.c that meet or exceed ing bandwidths equal to or more than 100 Hz the technical parameters and an ‘‘accuracy’’ of 10 μrad or less (better); described in 6A205. d.3. Gimbals having all of the following: AT applies to entire entry ...... AT Column 1 d.3.a. A maximum slew exceeding 5°; d.3.b. A bandwidth of 100 Hz or more; LIST BASED LICENSE EXCEPTIONS (SEE PART d.3.c. Angular pointing errors of 200 μrad 740 FOR A DESCRIPTION OF ALL LICENSE EX- (microradians) or less; and CEPTIONS) d.3.d. Having any of the following: LVS: N/A for NP items; $3,000 for all other d.3.d.1. Exceeding 0.15 m but not exceeding item 1 m in diameter or major axis length and ca- GBS: Neodymium-doped (other than glass) pable of angular accelerations exceeding 2 ‘‘lasers’’ controlled by 6A005.b.6.d.2 (except rad (radians)/s2; or 6A005.b.6.d.2.b) that have an output wave- d.3.d.2. Exceeding 1 m in diameter or major length exceeding 1,000 nm, but not exceed- axis length and capable of angular accelera- ing 1,100 nm, and an average or CW output tions exceeding 0.5 rad (radians)/s2; power not exceeding 2kW, and operate in a d.4. [Reserved] pulse-excited, non- ‘‘Q-switched’’ multiple- e. ‘Aspheric optical elements’ having all of transverse mode, or in a continuously ex- the following: cited, multiple-transverse mode; Dye and e.1. Largest dimension of the optical-aper- Liquid Lasers controlled by 6A005.c.1, c.2 ture greater than 400 mm; and c.3, except for a pulsed single longitu- e.2. Surface roughness less than 1 nm (rms) dinal mode oscillator having an average for sampling lengths equal to or greater than output power exceeding 1 W and a repeti- 1 mm; and tion rate exceeding 1 kHz if the ‘‘pulse du- e.3. Coefficient of linear thermal expan- ration’’ is less than 100 ns; CO ‘‘lasers’’ sion’s absolute magnitude less than 3 × 10¥6/ controlled by 6A005.d.2 having a CW max- K at 25 °C. imum rated single or multimode output Technical Note: 1. [See Related Definitions power not exceeding 10 kW; CO2 or CO/CO2 section of this ECCN] ‘‘lasers’’ controlled by 6A005.d.3 having an 2. Manufacturers are not required to measure output wavelength in the range from 9,000 the surface roughness listed in 6A004.e.2 unless to 11,000 nm and having a pulsed output the optical element was designed or manufac- not exceeding 2 J per pulse and a maximum tured with the intent to meet, or exceed, the rated average single or multimode output control parameter. power not exceeding 5 kW; CO2 ‘‘lasers’’ Note: 6A004.e does not control ‘aspheric opti- controlled by 6A005.d.3 that operate in CW cal elements’ having any of the following: multiple-transverse mode, and having a

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CW output power not exceeding 15kW; and 2. Excimer, semiconductor, chemical, CO, CO2, 6A005.f.1. and ’non-repetitive pulsed’ Nd:glass ‘‘lasers’’ CIV: Neodymium-doped (other than glass) are only specified by 6A005.d. ‘‘lasers’’ controlled by 6A005.b.6.d.2 (except Technical Note: ’Non-repetitive pulsed’ refers 6A005.b.6.d.2.b) that have an output wave- to ‘‘lasers’’ that produce either a single output length exceeding 1,000 nm, but not exceed- pulse or that have a time interval between ing 1,100 nm, and an average or CW output pulses exceeding one minute. power not exceeding 2kW, and operate in a 3. 6A005 includes fiber ‘‘lasers’’. pulse-excited, non- ‘‘Q-switched’’ multiple- 4. The control status of ‘‘lasers’’ incorporating transverse mode, or in a continuously ex- frequency conversion (i.e., wavelength change) cited, multiple-transverse mode; Dye and by means other than one ‘‘laser’’ pumping an- Liquid Lasers controlled by 6A005.c.1, c.2 other ‘‘laser’’ is determined by applying the con- and c.3, except for a pulsed single longitu- trol parameters for both the output of the source dinal mode oscillator having an average ‘‘laser’’ and the frequency-converted optical output power exceeding 1 W and a repeti- output. tion rate exceeding 1 kHz if the ‘‘pulse du- 5. 6A005 does not control ‘‘lasers’’ as follows: ration’’ is less than 100 ns; CO ‘‘lasers’’ a. Ruby with output energy below 20 J; controlled by 6A005.d.2 having a CW maximum rated single or multimode output b. Nitrogen; c. Krypton. power not exceeding 10 kW; CO2 or CO/CO2 ‘‘lasers’’ controlled by 6A005.d.3 having an a. Non-‘‘tunable’’ continuous wave ‘‘(CW) output wavelength in the range from 9,000 lasers’’ having any of the following: to 11,000 nm and having a pulsed output a.1. Output wavelength less than 150 nm not exceeding 2 J per pulse and a maximum and output power exceeding 1W; rated average single or multimode output a.2. Output wavelength of 150 nm or more power not exceeding 5 kW; CO2 ‘‘lasers’’ but not exceeding 510 nm and output power controlled by 6A005.d.3 that operate in CW exceeding 30 W; multiple-transverse mode, and having a Note: 6A005.a.2 does not control Argon ‘‘la- CW output power not exceeding 15kW; and sers’’ having an output power equal to or less 6A005.f.1. than 50 W. a.3. Output wavelength exceeding 510 nm LIST OF ITEMS CONTROLLED but not exceeding 540 nm and any of the fol- Related Controls: (1) See ECCN 6D001 for lowing: ‘‘software’’ for items controlled under this a.3.a. Single transverse mode output and entry. (2) See ECCNs 6E001 (‘‘develop- output power exceeding 50 W; or ment’’), 6E002 (‘‘production’’), and 6E201 a.3.b. Multiple transverse mode output and (‘‘use’’) for technology for items controlled output power exceeding 150 W; under this entry. (3) Also see ECCNs 6A205 a.4. Output wavelength exceeding 540 nm and 6A995. (4) See ECCN 3B001 for excimer but not exceeding 800 nm and output power ‘‘lasers’’ ‘‘specially designed’’ for lithog- exceeding 30 W; raphy equipment. (5) ‘‘Lasers’’ ‘‘specially a.5. Output wavelength exceeding 800 nm designed’’ or prepared for use in isotope but not exceeding 975 nm and any of the fol- separation are subject to the export licens- lowing: ing authority of the Nuclear Regulatory a.5.a. Single transverse mode output and Commission (see 10 CFR part 110). (6) See output power exceeding 50 W; or USML Category XII(b) and (e) for laser sys- a.5.b. Multiple transverse mode output and tems or lasers subject to the ITAR. (7) See output power exceeding 80 W; USML Category XVIII for certain laser- a.6. Output wavelength exceeding 975 nm based directed energy weapon systems, but not exceeding 1,150 nm and any of the equipment, and components subject to the following; ITAR. Related Definitions: (1) ’Wall-plug efficiency’ a.6.a. Single transverse mode output and is defined as the ratio of ‘‘laser’’ output output power exceeding 500 W; or power (or ‘‘average output power’’) to total a.6.b. Multiple transverse mode output and electrical input power required to operate any of the following: the ‘‘laser’’, including the power supply/ a.6.b.1. ’Wall-plug efficiency’ exceeding 18% conditioning and thermal conditioning/ and output power exceeding 500 W; or heat exchanger, see 6A005.a.6.b.1 and a.6.b.2. Output power exceeding 2 kW; 6A005.b.6; (2) ’Non-repetitive pulsed’ refers Note 1: 6A005.a.6.b does not control multiple to ‘‘lasers’’ that produce either a single transverse mode, industrial ‘‘lasers’’ with out- output pulse or that have a time interval put power exceeding 2kW and not exceeding 6 between pulses exceeding one minute, see kW with a total mass greater than 1,200 kg. For Note 2 of 6A005 and 6A005.d.6. the purpose of this note, total mass includes all Items: ‘‘components’’ required to operate the ‘‘laser,’’ Note: 1. Pulsed ‘‘lasers’’ include those that e.g., ‘‘laser,’’ power supply, heat exchanger, but run in a continuous wave (CW) mode with excludes external optics for beam conditioning pulses superimposed. and/or delivery.

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Note 2: 6A005.a.6.b does not apply to multiple b.2. Output wavelength of 150 nm or more transverse mode, industrial ‘‘lasers’’ having any but not exceeding 510 nm and any of the fol- of the following: lowing: a. Output power exceeding 500 W but not ex- b.2.a. Output energy exceeding 1.5 J per ceeding 1 kW and having all of the following: pulse and ‘‘peak power’’ exceeding 30 W; or 1. Beam Parameter Product (BPP) exceeding b.2.b. ‘‘Average output power’’ exceeding 30 0.7 mm•mrad; and W; 2. ’Brightness’ not exceeding 1024 W/ Note: 6A005.b.2.b does not control Argon ‘‘la- (mm•mrad)2; sers’’ having an ‘‘average output power’’ equal b. Output power exceeding 1 kW but not ex- to or less than 50 W. ceeding 1.6 kW and having a BPP exceeding 1.25 b.3. Output wavelength exceeding 510 nm, mm•mrad; but not exceeding 540 nm and any of the fol- c. Output power exceeding 1.6 kW but not ex- lowing: b.3.a. Single transverse mode output and ceeding 2.5 kW and having a BPP exceeding 1.7 any of the following: mm•mrad; b.3.a.1. Output energy exceeding 1.5 J per d. Output power exceeding 2.5 kW but not ex- pulse and ‘‘peak power’’ exceeding 50 W; or ceeding 3.3 kW and having a BPP exceeding 2.5 b.3.a.2. ‘‘Average output power’’ exceeding mm•mrad; 50 W; or e. Output power exceeding 3.3 kW but not ex- b.3.b. Multiple transverse mode output and ceeding 4 kW and having a BPP exceeding 3.5 any of the following: • mm mrad; b.3.b.1. Output energy exceeding 1.5 J per f. Output power exceeding 4 kW but not ex- pulse and ‘‘peak power’’ exceeding 150 W; or ceeding 5 kW and having a BPP exceeding 5 b.3.b.2. ‘‘Average output power’’ exceeding mm•mrad; 150 W; g. Output power exceeding 5 kW but not ex- b.4. Output wavelength exceeding 540 nm ceeding 6 kW and having a BPP exceeding 7.2 but not exceeding 800 nm and any of the fol- mm•mrad; lowing: h. Output power exceeding 6 kW but not ex- b.4.a. ‘‘Pulse duration’’ less than 1 ps and ceeding 8 kW and having a BPP exceeding 12 any of the following: mm•mrad; or b.4.a.1. Output energy exceeding 0.005 J per i. Output power exceeding 8 kW but not ex- pulse and ‘‘peak power’’ exceeding 5 GW; or ceeding 10 kW and having a BPP exceeding 24 b.4.a.2. ‘‘Average output power’’ exceeding mm•mrad; 20 W; or Technical Note: For the purpose of b.4.b. ‘‘Pulse duration’’ equal to or exceed- 6A005.a.6.b, Note 2 (a)(2), ’brightness’ is defined ing 1 ps and any of the following: as the output power of the ‘‘laser’’ divided by b.4.b.1. Output energy exceeding 1.5 J per the squared Beam Parameter Product (BPP), pulse and ‘‘peak power’’ exceeding 30 W; or i.e., (output power)/BPP2. b.4.b.2. ‘‘Average output power’’ exceeding a.7. Output wavelength exceeding 1,150 nm 30 W; but not exceeding 1,555 nm and any of the b.5. Output wavelength exceeding 800 nm following: but not exceeding 975 nm and any of the fol- a.7.a. Single transverse mode and output lowing: power exceeding 50 W; or b.5.a. ‘‘Pulse duration’’ less than 1ps and a.7.b. Multiple transverse mode and output any of the following: power exceeding 80 W; b.5.a.1. Output energy exceeding 0.005 J per pulse and ‘‘peak power’’ exceeding 5 GW; or a.8. Output wavelength exceeding 1,555 nm b.5.a.2. Single transverse mode output and but not exceeding 1,850 nm and output power ‘‘average output power’’ exceeding 20 W; exceeding 1 W; b.5.b. ‘‘Pulse duration’’ equal to or exceed- a.9. Output wavelength exceeding 1,850 nm ing 1 ps and not exceeding 1 μs and any of the but not exceeding 2,100 nm, and any of the following: following: b.5.b.1. Output energy exceeding 0.5 J per a.9.a. Single transverse mode and output pulse and ‘‘peak power’’ exceeding 50 W; power exceeding 1 W; or b.5.b.2. Single transverse mode output and a.9. b. Multiple transverse mode output ‘‘average output power’’ exceeding 20 W; or and output power exceeding 120 W; or b.5.b.3. Multiple transverse mode output a.10. Output wavelength exceeding 2,100 nm and ‘‘average output power’’ exceeding 50 W; and output power exceeding 1 W; or b. Non-‘‘tunable’’ ‘‘pulsed lasers’’ having b.5.c. ‘‘Pulse duration’’ exceeding 1 μs and any of the following: any of the following: b.1. Output wavelength less than 150 nm b.5.c.1. Output energy exceeding 2 J per and any of the following: pulse and ‘‘peak power’’ exceeding 50 W; b.1.a. Output energy exceeding 50 mJ per b.5.c.2. Single transverse mode output and pulse and ‘‘peak power’’ exceeding 1 W; or ‘‘average output power’’ exceeding 50 W; or b.1.b. ‘‘Average output power’’ exceeding 1 b.5.c.3. Multiple transverse mode output W; and ‘‘average output power’’ exceeding 80 W.

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b.6. Output wavelength exceeding 975 nm b.7. Output wavelength exceeding 1,150 nm but not exceeding 1,150 nm and any of the but not exceeding 1,555 nm and any of the following: following: b.6.a. ‘‘Pulse duration’’ of less than 1 ps, b.7.a. ‘‘Pulse duration’’ not exceeding 1 μs and any of the following: and any of the following: b.6.a.1. Output ‘‘peak power’’ exceeding 2 b.7.a.1. Output energy exceeding 0.5 J per GW per pulse; pulse and ‘‘peak power’’ exceeding 50 W; b.6.a.2. ‘‘Average output power’’ exceeding b.7.a.2. Single transverse mode output and 30 W; or ‘‘average output power’’ exceeding 20 W; or b.6.a.3. Output energy exceeding 0.002 J per b.7.a.3. Multiple transverse mode output pulse; and ‘‘average output power’’ exceeding 50 W; b.6.b. ‘‘Pulse duration’’ equal to or exceed- or ing 1 ps and less than 1 ns, and any of the fol- b.7.b. ‘‘Pulse duration’’ exceeding 1 μs and lowing: any of the following: b.6.b.1. Output ‘‘peak power’’ exceeding 5 b.7.b.1. Output energy exceeding 2 J per GW per pulse; pulse and ‘‘peak power’’ exceeding 50 W; b.6.b.2. ‘‘Average output power’’ exceeding b.7.b.2. Single transverse mode output and 50 W; or ‘‘average output power’’ exceeding 50 W; or b.6.b.3. Output energy exceeding 0.1 J per b.7.b.3. Multiple transverse mode output pulse; and ‘‘average output power’’ exceeding 80 W; b.6.c. ‘‘Pulse duration’’ equal to or exceed- b.8. Output wavelength exceeding 1,555 nm ing 1 ns but not exceeding 1 μs and any of the but not exceeding 1,850 nm, and any of the following: following: b.6.c.1. Single transverse mode output and b.8.a. Output energy exceeding 100 mJ per any of the following: pulse and ‘‘peak power’’ exceeding 1 W; or b.6.c.1.a. ‘‘Peak power’’ exceeding 100 MW; b.8.b. ‘‘Average output power’’ exceeding 1 b.6.c.1.b. ‘‘Average output power’’ exceed- W; ing 20 W limited by design to a maximum b.9. Output wavelength exceeding 1,850 nm pulse repetition frequency less than or equal but not exceeding 2,100 nm, and any of the to 1 kHz; following: b.6.c.1.c. ‘Wall-plug efficiency’ exceeding b.9.a. Single transverse mode and any of 12%, ‘‘average output power’’ exceeding 100 the following: W and capable of operating at a pulse repeti- b.9.a.1. Output energy exceeding 100 mJ per tion frequency greater than 1 kHz; pulse and ‘‘peak power’’ exceeding 1 W; or b.6.c.1.d. ‘‘Average output power’’ exceed- b.9.a.2. ‘‘Average output power’’ exceeding ing 150 W and capable of operating at a pulse 1 W; repetition frequency greater than 1 kHz; or b.9.b. Multiple transverse mode and any of b.6.c.1.e. Output energy exceeding 2 J per the following: pulse; or b.9.b.1. Output energy exceeding 100 mJ per b.6.c.2. Multiple transverse mode output pulse and ‘‘peak power’’ exceeding 10 kW; or and any of the following: b.9.b.2. ‘‘Average output power’’ exceeding b.6.c.2.a. ‘‘Peak power’’ exceeding 400 MW; 120 W; or b.6.c.2.b. ‘Wall-plug efficiency’ exceeding b.10. Output wavelength exceeding 2,100 nm 18% and ‘‘average output power’’ exceeding and any of the following: 500 W; b.10.a. Output energy exceeding 100 mJ per b.6.c.2.c. ‘‘Average output power’’ exceed- pulse and ‘‘peak power’’ exceeding 1 W; or ing 2 kW; or b.10.b. ‘‘Average output power’’ exceeding 1 b.6.c.2.d. Output energy exceeding 4 J per W; pulse; or c. ‘‘Tunable’’ lasers having any of the fol- b.6.d. ‘‘Pulse duration’’ exceeding 1 μs and lowing: any of the following: c.1. Output wavelength less than 600 nm b.6.d.1. Single transverse mode output and and any of the following: any of the following: c.1.a. Output energy exceeding 50 mJ per b.6.d.1.a. ‘‘Peak power’’ exceeding 500 kW; pulse and ‘‘peak power’’ exceeding 1 W; or b.6.d.1.b. ‘Wall-plug efficiency’ exceeding c.1.b. Average or CW output power exceed- 12% and ‘‘average output power’’ exceeding ing 1W; 100 W; or Note: 6A005.c.1 does not apply to dye ‘‘lasers’’ b.6.d.1.c. ‘‘Average output power’’ exceed- or other liquid ‘‘lasers,’’ having a multimode ing 150 W; or output and a wavelength of 150 nm or more but b.6.d.2. Multiple transverse mode output not exceeding 600 nm and all of the following: and any of the following: 1. Output energy less than 1.5 J per pulse or b.6.d.2.a. ‘‘Peak power’’ exceeding 1 MW; a ‘‘peak power’’ less than 20 W; and b.6.d.2.b. ‘Wall-plug efficiency’ exceeding 2. Average or CW output power less than 20 18% and ‘‘average output power’’ exceeding W. 500 W; or c.2. Output wavelength of 600 nm or more b.6.d.2.c. ‘‘Average output power’’ exceed- but not exceeding 1,400 nm, and any of the ing 2 kW; following:

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c.2.a. Output energy exceeding 1 J per d.1.d.1.c. Average or CW total output power pulse and ‘‘peak power’’ exceeding 20 W; or exceeding 5 kW; c.2.b. Average or CW output power exceed- d.1.d.1.d. Peak pulsed ’power density’ ex- ing 20 W; or ceeding 2,500 W/cm2; or c.3. Output wavelength exceeding 1,400 nm Note: 6A005.d.1.d.1.d does not apply to and any of the following: epitaxially-fabricated monolithic devices. c.3.a. Output energy exceeding 50 mJ per d.1.d.1.e. Spatially coherent average or CW pulse and ‘‘peak power’’ exceeding 1 W; or total output power, greater than 150 W; c.3.b. Average or CW output power exceed- d.1.d.2. Wavelength greater than or equal ing 1 W; to 1,400 nm but less than 1,900 nm, and hav- d. Other ‘‘lasers’’, not controlled by ing any of the following: 6A005.a, 6A005.b, or 6A005.c as follows: d.1.d.2.a. Average or CW total output power d.1. Semiconductor ‘‘lasers’’ as follows: less than 250 W and average or CW output Note: 1. 6A005.d.1 includes semiconductor ’power density’ greater than 150 W/cm2; ‘‘lasers’’ having optical output connectors (e.g., d.1.d.2.b. Average or CW total output power fiber optic pigtails). equal to or exceeding 250 W but less than or 2. The control status of semiconductor ‘‘la- equal to 500 W, and having average or CW sers’’ ‘‘specially designed’’ for other equipment output ’power density’ greater than 50W/cm2; is determined by the control status of the other d.1.d.2.c. Average or CW total output power equipment. exceeding 500 W; d.1.a. Individual single transverse mode d.1.d.2.d. Peak pulsed ’power density’ ex- semiconductor ‘‘lasers’’ having any of the ceeding 500 W/cm2; or following: Note: 6A005.d.1.d.2.d does not apply to d.1.a.1. Wavelength equal to or less than epitaxially-fabricated monolithic devices. 1,510 nm and average or CW output power, d.1.d.2.e. Spatially coherent average or CW exceeding 1.5 W; or total output power, exceeding 15 W; d.1.a.2. Wavelength greater than 1,510 nm d.1.d.3. Wavelength greater than or equal and average or CW output power, exceeding to 1,900 nm and having any of the following: 500 mW; d.1.d.3.a. Average or CW output ’power den- d.1.b. Individual, multiple-transverse mode sity’ greater than 50 W/cm2; semiconductor ‘‘lasers’’ having any of the d.1.d.3.b. Average or CW output power following: greater than 10 W; or d.1.b.1. Wavelength of less than 1,400 nm d.1.d.3.c. Spatially coherent average or CW and average or CW output power, exceeding total output power, exceeding 1.5 W; or 15 W; d.1.d.4. At least one ‘‘laser’’ ’bar’ specified d.1.b.2. Wavelength equal to or greater by 6A005.d.1.c; than 1,400 nm and less than 1,900 nm and av- Technical Note: For the purposes of erage or CW output power, exceeding 2.5 W; 6A005.d.1.d, ’power density’ means the total or ‘‘laser’’ output power divided by the emitter sur- d.1.b.3. Wavelength equal to or greater face area of the ’stacked array’. than 1,900 nm and average or CW output d.1.e. Semiconductor ‘‘laser’’ ’stacked ar- power, exceeding 1 W; rays’, other than those specified by d.1.c. Individual semiconductor ‘‘laser’’ 6.A005.d.1.d., having all of the following: ’bars’ having any of the following: d.1.e.1. ‘‘Specially designed’’ or modified to d.1.c.1. Wavelength of less than 1,400 nm be combined with other ‘stacked arrays’ to and average or CW output power, exceeding form a larger ’stacked array’; and 100 W; d.1.e.2. Integrated connections, common d.1.c.2. Wavelength equal to or greater for both electronics and cooling; than 1,400 nm and less than 1,900 nm and av- Note 1: ’Stacked arrays’, formed by combining erage or CW output power, exceeding 25 W; or semiconductor ‘‘laser’’ ’stacked arrays’ specified d.1.c.3. Wavelength equal to or greater by 6A005.d.1.e, that are not designed to be fur- than 1,900 nm and average or CW output ther combined or modified are specified by power, exceeding 10 W; 6A005.d.1.d. d.1.d. Semiconductor ‘‘laser’’ ’stacked ar- Note 2: ’Stacked arrays’, formed by combining rays’ (two dimensional arrays) having any of semiconductor ‘‘laser’’ ’stacked arrays’ specified the following: by 6A005.d.1.e, that are designed to be further d.1.d.1. Wavelength less than 1,400 nm and combined or modified are specified by having any of the following: 6A005.d.1.e. d.1.d.1.a. Average or CW total output power Note 3: 6A005.d.1.e does not apply to modular less than 3 kW and having average or CW assemblies of single ’bars’ designed to be fab- output ’power density’ greater than 500 W/ ricated into end to end stacked linear arrays. cm2; Technical Notes: 1. Semiconductor ‘‘lasers’’ d.1.d.1.b. Average or CW total output power are commonly called ‘‘laser’’ diodes. equal to or exceeding 3 kW but less than or 2. A ’bar’ (also called a semiconductor ‘‘laser’’ equal to 5 kW, and having average or CW ’bar’, a ‘‘laser’’ diode ’bar’ or diode ’bar’) con- output ’power density’ greater than 350W/ sists of multiple semiconductor ‘‘lasers’’ in a one cm2; dimensional array.

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3. A ’stacked array’ consists of multiple ’bars’ d.6.b. A ‘‘pulse duration’’ exceeding 1 μs forming a two dimensional array of semicon- and output energy exceeding 100 J per pulse; ductor ‘‘lasers’’. e. ‘‘Components’’ as follows: d.2. Carbon monoxide (CO) ‘‘lasers’’ having e.1. Mirrors cooled either by ’active cool- any of the following: ing’ or by heat pipe cooling; d.2.a. Output energy exceeding 2 J per Technical Note: ’Active cooling’ is a cooling pulse and ‘‘peak power’’ exceeding 5 kW; or technique for optical ‘‘components’’ using flow- d.2.b. Average or CW output power, exceeding fluids within the subsurface (nominally less ing 5 kW; than 1 mm below the optical surface) of the opti- d.3. Carbon dioxide (CO2) ‘‘lasers’’ having cal component to remove heat from the optic. any of the following: e.2. Optical mirrors or transmissive or par- d.3.a. CW output power exceeding 15 kW; tially transmissive optical or electro-opti- d.3.b. Pulsed output with ‘‘pulse duration’’ cal-’’components,’’ other than fused tapered exceeding 10 μs and any of the following: fiber combiners and Multi-Layer Dielectric d.3.b.1. ‘‘Average output power’’ exceeding gratings (MLDs), ‘‘specially designed’’ for 10 kW; or use with controlled ‘‘lasers’’; d.3.b.2. ‘‘Peak power’’ exceeding 100 kW; or Note to 6A005.e.2: Fiber combiners and MLDs d.3.c. Pulsed output with a ‘‘pulse dura- are specified by 6A005.e.3. tion’’ equal to or less than 10 μs and any of e.3. Fiber ‘‘laser’’ ‘‘components’’ as follows: the following: e.3.a. Multimode to multimode fused ta- d.3.c.1. Pulse energy exceeding 5 J per pered fiber combiners having all of the fol- pulse; or lowing: d.3.c.2. ‘‘Average output power’’ exceeding e.3.a.1. An insertion loss better (less) than 2.5 kW; or equal to 0.3 dB maintained at a rated total d.4. Excimer ‘‘lasers’’ having any of the fol- average or CW output power (excluding out- lowing: put power transmitted through the single d.4.a. Output wavelength not exceeding 150 mode core if present) exceeding 1,000 W; and nm and any of the following: e.3.a.2. Number of input fibers equal to or d.4.a.1. Output energy exceeding 50 mJ per greater than 3; pulse; or e.3.b. Single mode to multimode fused ta- d.4.a.2. ‘‘Average output power’’ exceeding pered fiber combiners having all of the fol- 1 W; lowing: d.4.b. Output wavelength exceeding 150 nm e.3.b.1. An insertion loss better (less) than but not exceeding 190 nm and any of the fol- 0.5 dB maintained at a rated total average or lowing: CW output power exceeding 4,600 W; d.4.b.1. Output energy exceeding 1.5 J per e.3.b.2. Number of input fibers equal to or pulse; or greater than 3; and d.4.b.2. ‘‘Average output power’’ exceeding e.3.b.3. Having any of the following: 120 W; e.3.b.3.a. A Beam Parameter Product (BPP) d.4.c. Output wavelength exceeding 190 nm measured at the output not exceeding 1.5 but not exceeding 360 nm and any of the fol- mm mrad for a number of input fibers less lowing: than or equal to 5; or d.4.c.1. Output energy exceeding 10 J per e.3.b.3.b. A BPP measured at the output pulse; or not exceeding 2.5 mm mrad for a number of d.4.c.2. ‘‘Average output power’’ exceeding input fibers greater than 5; 500 W; or e.3.c. MLDs having all of the following: d.4.d. Output wavelength exceeding 360 nm e.3.c.1. Designed for spectral or coherent and any of the following: beam combination of 5 or more fiber ‘‘la- d.4.d.1. Output energy exceeding 1.5 J per sers;’’ and pulse; or e.3.c.2. CW ‘‘Laser’’ Induced Damage d.4.d.2. ‘‘Average output power’’ exceeding Threshold (LIDT) greater than or equal to 10 30 W; kW/cm2; Note: For excimer ‘‘lasers’’ ‘‘specially de- f. Optical equipment as follows: signed’’ for lithography equipment, see 3B001. N.B.: For shared aperture optical elements, d.5. ‘‘Chemical lasers’’ as follows: capable of operating in ‘‘Super-High Power d.5.a. Hydrogen Fluoride (HF) ‘‘lasers’; Laser’’ (‘‘SHPL’’) applications, see the U.S. Mu- d.5.b. Deuterium Fluoride (DF) ‘‘lasers’’; nitions List (22 CFR part 121). d.5.c. ‘‘Transfer lasers’’ as follows: f.1. Dynamic wavefront (phase) measuring d.5.c.1. Oxygen Iodine (O2-I) ‘‘lasers’’; equipment capable of mapping at least 50 po- d.5.c.2. Deuterium Fluoride-Carbon dioxide sitions on a beam wavefront having any the (DF-CO2) ‘‘lasers’’; following: d.6. ’Non-repetitive pulsed’ Neodymium f.1.a. Frame rates equal to or more than 100 (Nd) glass ‘‘lasers’’ having any of the fol- Hz and phase discrimination of at least 5% of lowing: the beam’s wavelength; or d.6.a. A ‘‘pulse duration’’ not exceeding 1 f.1.b. Frame rates equal to or more than μs and output energy exceeding 50 J per 1,000 Hz and phase discrimination of at least pulse; or 20% of the beam’s wavelength;

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f.2. ‘‘Laser’’ diagnostic equipment capable 6A006.a.1 or 6.A006.a.2; or 6A006.d or .e (only of measuring ‘‘SHPL’’ system angular beam for underwater receivers incorporating steering errors of equal to or less than 10 magnetometers specified in 6A006.a.1 or μrad; 6A006.a.2) to any of the destinations listed in f.3. Optical equipment and ‘‘components,’’ Country Group A:6 (See Supplement No. 1 to ‘‘specially designed’’ for a phased-array part 740 of the EAR) ‘‘SHPL’’ system for coherent beam combina- LIST OF ITEMS CONTROLLED tion to an ‘‘accuracy’’ of λ/10 at the designed Related Controls: See also 6A996. This entry wavelength, or 0.1 μm, whichever is the does not control instruments ‘‘specially de- smaller; signed’’ for fishery applications or biomag- f.4. Projection telescopes ‘‘specially de- netic measurements for medical signed’’ for use with ‘‘SHPL’’ systems; diagnostics. g. ’Laser acoustic detection equipment’ Related Definitions: N/A having all of the following: Items: a. ‘‘Magnetometers’’ and subsystems, g.1. CW ‘‘laser’’ output power greater than as follows: or equal to 20 mW; a.1. ‘‘Magnetometers’’ using ‘‘super- g.2. ‘‘Laser’’ frequency stability equal to or conductive’’ (SQUID) ‘‘technology’’ and hav- better (less) than 10 MHz; ing any of the following: g.3. ‘‘Laser’’ wavelengths equal to or ex- a.1.a. SQUID systems designed for sta- ceeding 1,000 nm but not exceeding 2,000 nm; tionary operation, without ‘‘specially de- g.4. Optical system resolution better (less) signed’’ subsystems designed to reduce in- than 1 nm; and motion noise, and having a ‘sensitivity’ g.5. Optical Signal to Noise ratio equal or equal to or lower (better) than 50 fT (rms) 3 exceeding to 10 . per square root Hz at a frequency of 1 Hz; or Technical Note: ’Laser acoustic detection a.1.b. SQUID systems having an in-motion- equipment’ is sometimes referred to as a ‘‘Laser’’ magnetometer ‘sensitivity’ lower (better) Microphone or Particle Flow Detection Micro- than 20 pT (rms) per square root Hz at a fre- phone. quency of 1 Hz and ‘‘specially designed’’ to 6A006 ‘‘Magnetometers’’, ‘‘magnetic reduce in-motion noise; gradiometers’’, ‘‘intrinsic magnetic a.2. ‘‘Magnetometers’’ using optically gradiometers’’, underwater electric field pumped or nuclear precession (proton/ sensors, ‘‘compensation systems’’, and Overhauser) ‘‘technology’’ having a ‘sensi- ‘‘specially designed’’ ‘‘components’’ there- tivity’ lower (better) than 20 pT (rms) per for, as follows (see List of Items Con- square root Hz at a frequency of 1 Hz; trolled). a.3. ‘‘Magnetometers’’ using fluxgate LICENSE REQUIREMENTS ‘‘technology’’ having a ‘sensitivity’ equal to Reason for Control: NS, AT or lower (better) than 10 pT (rms) per square root Hz at a frequency of 1 Hz; Control(s) Country Chart (See Supp. a.4. Induction coil ‘‘magnetometers’’ hav- No. 1 to part 738) ing a ‘sensitivity’ lower (better) than any of NS applies to entire entry ...... NS Column 2 the following: AT applies to entire entry ...... AT Column 1 a.4.a. 0.05 nT (rms)/square root Hz at frequencies of less than 1 Hz; ¥ REPORTING REQUIREMENTS See § 743.1 of the a.4.b. 1 × 10 3 nT (rms)/square root Hz at EAR for reporting requirements for ex- frequencies of 1 Hz or more but not exceeding ports under License Exceptions, and Vali- 10 Hz; or dated End-User authorizations a.4.c. 1 × 10¥4 nT (rms)/square root Hz at LIST BASED LICENSE EXCEPTIONS (SEE PART frequencies exceeding 10 Hz; 740 FOR A DESCRIPTION OF ALL LICENSE EX- a.5. Fiber optic ‘‘magnetometers’’ having a CEPTIONS) ‘sensitivity’ lower (better) than 1 nT (rms) LVS: $1500, N/A for 6A006.a.1; per square root Hz; ‘‘Magnetometers’’ and subsystems defined b. Underwater electric field sensors having in 6A006.a.2 using optically pumped or nu- a ‘sensitivity’ lower (better) than 8 nanovolt clear precession (proton/Overhauser) hav- per meter per square root Hz when measured ing a ‘‘sensitivity’’ lower (better) than 2 pT at 1 Hz; (rms) per square root Hz; 6A006.d, and c. ‘‘Magnetic gradiometers’’ as follows: 6A006.e. c.1. ‘‘Magnetic gradiometers’’ using mul- GBS: N/A tiple ‘‘magnetometers’’ controlled by CIV: N/A 6A006.a; SPECIAL CONDITIONS FOR STA c.2. Fiber optic ‘‘intrinsic magnetic STA: License Exception STA may not be gradiometers’’ having a magnetic gradient used to ship any commodity in: field ‘sensitivity’ lower (better) than 0.3 nT/ 6A006.a.1; or m (rms) per square root Hz; 6A006.a.2; or c.3. ‘‘Intrinsic magnetic gradiometers’’, 6A006.c.1 ‘‘Magnetic gradiometers’’ using using ‘‘technology’’ other than fiber-optic multiple ‘‘magnetometers’’ specified by ‘‘technology’’, having a magnetic gradient

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field ‘sensitivity’ lower (better) than 0.015 Country chart nT/m (rms) per square root Hz; Control(s) (See Supp. No.1 d. ‘‘Compensation systems’’ for magnetic to part 738) and underwater electric field sensors result- NS applies to entire entry ...... NS Column 2 ing in a performance equal to or better than MT applies to items that are MT Column 1 the control parameters of 6A006.a, 6A006.b, designed for airborne appli- and 6A006.c; and cations and that are usable e. Underwater electromagnetic receivers in systems controlled for incorporating magnetic field sensors speci- MT reasons. fied by 6A006.a or underwater electric field RS applies to 6A008.j.1 ...... RS Column 1 sensors specified by 6A006.b. AT applies to entire entry ...... AT Column 1 Technical Note: For the purposes of 6A006, ‘sensitivity’ (noise level) is the root mean square REPORTING REQUIREMENTS of the device-limited noise floor which is the See § 743.1 of the EAR for reporting require- lowest signal that can be measured. ments for exports under License Excep- tions, and Validated End-User authoriza- 6A007 Gravity meters (gravimeters) and tions gravity gradiometers, as follows (see List LIST BASED LICENSE EXCEPTIONS (SEE PART of Items Controlled). 740 FOR A DESCRIPTION OF ALL LICENSE EX- LICENSE REQUIREMENTS CEPTIONS) Reason for Control: NS, MT, AT LVS: $5000; N/A for MT and for 6A008.j.1. GBS: Yes, for 6A008.b, .c, and l.1 only Country Chart (See Supp. CIV: Yes, for 6A008.b, .c, and l.1 only Control(s) No. 1 to part 738) SPECIAL CONDITIONS FOR STA NS applies to entire entry ...... NS Column 2 STA: License Exception STA may not be MT applies to 6A007.b and .c MT Column 1 used to ship any commodity in 6A008.d, when the accuracies in 6A008.h or 6A008.k to any of the destina- 6A007.b.1 and b.2 are met tions listed in Country Group A:6 (See Sup- or exceeded. plement No.1 to part 740 of the EAR). AT applies to entire entry ...... AT Column 1 LIST OF ITEMS CONTROLLED Related Controls: (1) See also ECCNs 6A108 LIST BASED LICENSE EXCEPTIONS (SEE PART and 6A998. ECCN 6A998 controls, inter alia, 740 FOR A DESCRIPTION OF ALL LICENSE EX- the Light Detection and Ranging (LIDAR) CEPTIONS) equipment excluded by the note to para- LVS: $3000; N/A for MT graph j of this ECCN (6A008). (2) See USML GBS: N/A Category XII(b) for certain LIDAR, Laser CIV: N/A Detection and Ranging (LADAR), or range- LIST OF ITEMS CONTROLLED gated systems subject to the ITAR. Related Controls: (1) See USML Category Related Definitions: N/A XII(d) for certain gravity meters Items: (gravimeters) and gravity gradiometers Note: 6A008 does not control: subject to the ITAR. (2) See also ECCNs —Secondary surveillance radar (SSR); 6A107, 6A997, and 7A611. Related Definitions: N/A —Civil Automotive Radar; Items: a. Gravity meters designed or modified —Displays or monitors used for air traffic for ground use and having a static ‘‘accu- control (ATC); racy’’ of less (better) than 10 μGal; —Meteorological (weather) radar; Note: 6A007.a does not control ground gravity —Precision Approach Radar (PAR) equipment meters of the quartz element (Worden) type. conforming to ICAO standards and employing b. Gravity meters designed for mobile plat- electronically steerable linear (1-dimensional) forms and having all of the following: arrays or mechanically positioned passive an- b.1. A static ‘‘accuracy’’ of less (better) tennas. than 0.7 mGal; and a. Operating at frequencies from 40 GHz to b.2. An in-service (operational) ‘‘accuracy’’ 230 GHz and having any of the following: of less (better) than 0.7 mGal having a ’time- a.1. An ‘‘average output power’’ exceeding to-steady-state registration’ of less than 2 100 mW; or minutes under any combination of attendant a.2. Locating ‘‘accuracy’’ of 1 m or less corrective compensations and motional in- (better) in range and 0.2 degree or less (bet- fluences; ter) in azimuth; c. Gravity gradiometers. b. A tunable bandwidth exceeding ±6.25% of the ’center operating frequency’; 6A008 Radar systems, equipment and assem- Technical Note: The ’center operating fre- blies, having any of the following (see quency’ equals one half of the sum of the high- List of Items Controlled), and ‘‘specially est plus the lowest specified operating fre- designed’’ ‘‘components’’ therefor. quencies. LICENSE REQUIREMENTS c. Capable of operating simultaneously on Reason for Control: NS, MT, RS, AT more than two carrier frequencies;

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d. Capable of operating in synthetic aper- b*d = depth dependant error, i.e. the sum of ture (SAR), inverse synthetic aperture all depth dependant errors (ISAR) radar mode, or sidelooking airborne d = depth (SLAR) radar mode; Feature Detection = Cubic features > 2 m e. Incorporating electronically steerable in depths up to 40 m; 10% of depth beyond 40 array antennas; m. f. Capable of heightfinding non-cooperative k. Having ‘‘signal processing’’ sub-systems targets; using ‘‘pulse compression’’ and having any of g. ‘‘Specially designed’’ for airborne (bal- the following: loon or airframe mounted) operation and k.1. A ‘‘pulse compression’’ ratio exceeding having Doppler ‘‘signal processing’’ for the 150; or detection of moving targets; k.2. A compressed pulse width of less than h. Employing processing of radar signals 200 ns; or and using any of the following: Note: 6A008.k.2 does not apply to two dimen- h.1. ‘‘Radar spread spectrum’’ techniques; sional ’marine radar’ or ’vessel traffic service’ or radar, having all of the following: h.2. ‘‘Radar frequency agility’’ techniques; a. ‘‘Pulse compression’’ ratio not exceeding i. Providing ground-based operation with a 150; maximum ‘‘instrumented range’’ exceeding b. Compressed pulse width of greater than 30 185 km; ns; Note: 6A008.i does not control: c. Single and rotating mechanically scanned a. Fishing ground surveillance radar; antenna; b. Ground radar equipment ‘‘specially de- d. Peak output power not exceeding 250 W; signed’’ for en route air traffic control, and hav- and ing all of the following: e. Not capable of ‘‘frequency hopping’’. 1. A maximum ‘‘instrumented range’’ of 500 l. Having data processing sub-systems and km or less; having any of the following: 2. Configured so that radar target data can be l.1. ‘‘Automatic target tracking’’ pro- transmitted only one way from the radar site to viding, at any antenna rotation, the pre- one or more civil ATC centers; dicted target position beyond the time of the 3. Contains no provisions for remote control of next antenna beam passage; or the radar scan rate from the en route ATC cen- Note: 6A008.l.1 does not control conflict alert ter; and capability in ATC systems, or ’marine radar’. 4. Permanently installed; l.2. [Reserved] c. Weather balloon tracking radars. l.3. [Reserved] j. Being ‘‘laser’’ radar or Light Detection l.4. Configured to provide superposition and Ranging (LIDAR) equipment and having and correlation, or fusion, of target data any of the following: within six seconds from two or more ‘‘geo- j.1. ‘‘Space-qualified’’; graphically dispersed’’ radar sensors to im- j.2. Employing coherent heterodyne or prove the aggregate performance beyond homodyne detection techniques and having that of any single sensor specified by 6A008.f, an angular resolution of less (better) than 20 or 6A008.i. μrad (microradians); or N.B.: See also the U.S. Munitions List (22 j.3. Designed for carrying out airborne CFR part 121). bathymetric littoral surveys to Inter- Note: 6A008.l does not apply to systems, equip- national Hydrographic Organization (IHO) ment and assemblies designed for ’vessel traffic Order 1a Standard (5th Edition February services’. 2008) for Hydrographic Surveys or better, and Technical Notes: 1. For the purposes of 6A008, using one or more ‘‘lasers’’ with a wave- ’marine radar’ is a radar that is used to navi- length exceeding 400 nm but not exceeding gate safely at sea, inland waterways or near- 600 nm; shore environments. Note 1: LIDAR equipment ‘‘specially de- 2. For the purposes of 6A008, ’vessel traffic signed’’ for surveying is only specified by service’ is a vessel traffic monitoring and control 6A008.j.3. service similar to air traffic control for ‘‘air- Note 2: 6A008.j does not apply to LIDAR craft.’’ equipment ‘‘specially designed’’ for meteorological observation. 6A102 Radiation hardened detectors, other Note 3: Parameters in the IHO Order 1a than those controlled by 6A002, ‘‘specially Standard 5th Edition February 2008 are summa- designed’’ or modified for protecting rized as follows: against nuclear effects (e.g., Electro- Horizontal Accuracy (95% Confidence magnetic Pulse (EMP), X-rays, combined Level) = 5 m + 5% of depth. blast and thermal effects) and usable for Depth Accuracy for Reduced Depths (95% ‘‘missiles,’’ designed or rated to withstand confidence level) = ±√(a2+(b*d)2) where: radiation levels which meet or exceed a a = 0.5 m = constant depth error, i.e. the total irradiation dose of 5 μ 105 rads (sil- sum of all constant depth errors icon). b = 0.013 = factor of depth dependant error LICENSE REQUIREMENTS

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Reason for Control: MT, AT 1. A static or operational accuracy equal to or less (better) than 0.7 milligal (mgal); and Control(s) Country Chart (See Supp. 2. A time to steady-state registration of No. 1 to part 738) two minutes or less. MT applies to entire entry ..... MT Column 1 b. Gravity gradiometers. AT applies to entire entry ...... AT Column 1 6A108 Radar systems and tracking systems, other than those controlled by 6A008, as LIST BASED LICENSE EXCEPTIONS (SEE PART follows (see List of Items Controlled). 740 FOR A DESCRIPTION OF ALL LICENSE EX- LICENSE REQUIREMENTS CEPTIONS) Reason for Control: MT, AT LVS: N/A GBS: N/A Control(s) Country Chart (See Supp. CIV: N/A No. 1 to part 738) LIST OF ITEMS CONTROLLED MT applies to entire entry ..... MT Column 1 Related Controls: N/A AT applies to entire entry ...... AT Column 1 Related Definitions: In this entry, a detector is defined as a mechanical, electrical, opti- LIST BASED LICENSE EXCEPTIONS (SEE PART cal or chemical device that automatically 740 FOR A DESCRIPTION OF ALL LICENSE EX- identifies and records, or registers a stim- CEPTIONS) ulus such as an environmental change in LVS: N/A pressure or temperature, an electrical or GBS: N/A electromagnetic signal or radiation from a CIV: N/A radioactive material. LIST OF ITEMS CONTROLLED Items: The list of items controlled is con- Related Controls: (1) This entry does not contained in the ECCN heading. trol airborne civil weather radar conforming to international standards for 6A103 Radomes designed to withstand a civil weather radars provided that they do combined thermal shock greater than 100 not incorporate any of the following: (a) cal/sq cm accompanied by a peak over Phased array antennas; (b) Frequency agil- pressure of greater than 50 kPa, usable in ity; (c) Spread spectrum; or (d) Signal protecting ‘‘missiles’’ against nuclear ef- processing ‘‘specially designed’’ for the fects (e.g., Electromagnetic Pulse (EMP), tracking of vehicles. (2) Items in 6A108.a X-rays, combined blast and thermal ef- that are ‘‘specially designed’’ or modified fects), and usable for ‘‘missiles’’. (These for ‘‘missiles’’ or for items on the U.S. Mu- items are ‘‘subject to the ITAR.’’ See 22 nitions List are ‘‘subject to the ITAR’’ (see CFR parts 120 through 130.) 22 CFR parts 120 through 130). Related Definitions: Laser radar systems are 6A107 Gravity meters (gravimeters) or grav- defined as those that embody specialized ity gradiometers, other than those con- transmission, scanning, receiving and sig- trolled by 6A007, designed or modified for nal processing techniques for utilization of airborne or marine use, as follows, (see lasers for echo ranging, direction finding List of Items Controlled) and ‘‘specially and discrimination of targets by location, designed’’ ‘‘parts’’ and ‘‘components’’ radial speed and body reflection character- therefor. istics. LICENSE REQUIREMENTS Items: a. Radar and laser radar systems de- Reason for Control: MT, AT signed or modified for use in ‘‘missiles’’; Country Chart (See Supp. Note: 6A108.a includes the following: Control(s) No. 1 to part 738) a. Terrain contour mapping equipment; b. Imaging sensor equipment; MT applies to entire entry ..... MT Column 1 c. Scene mapping and correlation (both digital AT applies to entire entry ...... AT Column 1 and analog) equipment; d. Doppler navigation radar equipment. LIST BASED LICENSE EXCEPTIONS (SEE PART b. Precision tracking systems, usable for 740 FOR A DESCRIPTION OF ALL LICENSE EX- rockets, missiles, or unmanned aerial vehi- CEPTIONS) cles capable of achieving a ‘‘range’’ equal to LVS: N/A or greater than 300 km, as follows: GBS: N/A b.1. Tracking systems which use a code CIV: N/A translator installed on the rocket or un- LIST OF ITEMS CONTROLLED manned aerial vehicle in conjunction with Related Controls: See USML Category XII(d) either surface or airborne references or navi- for certain gravity meters (gravimeters) or gation satellite systems to provide real-time gravity gradiometers subject to the ITAR. measurements of in-flight position and ve- See also ECCN 7A611. locity; Related Definitions: N/A b.2. Range instrumentation radars includ- Items: a. Gravity meters having all the fol- ing associated optical/infrared trackers with lowing: all of the following capabilities:

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b.2.a. Angular resolution better than 1.5 a.4. Plug-ins, ‘‘specially designed’’ for use milliradians; with streak cameras having modular struc- b.2.b. Range of 30 km or greater with a tures, that enable the performance charac- range resolution better than 10 m rms; teristics described in 6A203.a.1 or .a.2; b.2.c. Velocity resolution better than 3 m/ a.5. Synchronizing electronics units, and s. rotor assemblies consisting of turbines, mirrors and bearings, that are ‘‘specially de- 6A202 Photomultiplier tubes having both of signed’’ for cameras described in 6A203.a.1. the following characteristics (see List of b. Framing cameras and ‘‘specially de- Items Controlled). signed’’ components therefor, as follows: LICENSE REQUIREMENTS b.1. Framing cameras with recording rates Reason for Control: NP, AT greater than 225,000 frames per second; Country Chart (See Supp. b.2. Framing cameras capable of 50 ns or Control(s) No. 1 to part 738) less frame exposure time; b.3. Framing tubes, and solid-state imaging NP applies to entire entry ...... NP Column 1 devices, that have a fast image gating (shut- AT applies to entire entry ...... AT Column 1 ter) time of 50 ns or less and are ‘‘specially designed’’ for cameras described in 6A203.b.1 LIST BASED LICENSE EXCEPTIONS (SEE PART or .b.2; 740 FOR A DESCRIPTION OF ALL LICENSE EX- b.4. Plug-ins, ‘‘specially designed’’ for use CEPTIONS) with framing cameras having modular struc- LVS: N/A tures, that enable the performance charac- GBS: N/A teristics described in 6A203.b.1 or .b.2; CIV: N/A b.5. Synchronizing electronic units, and LIST OF ITEMS CONTROLLED Related Controls: See ECCNs 6E001 (‘‘develop- rotor assemblies consisting of turbines, mir- ment’’), 6E002 (‘‘production’’), and 6E201 rors and bearings, that are ‘‘specially de- (‘‘use’’) for technology for items controlled signed’’ for cameras described in 6A203.b.1 or under this entry. .b.2. Related Definitions: N/A c. Solid-state or electron tube cameras and Items: a. Photocathode area of greater than ‘‘specially designed’’ components therefor, as 20 cm2; and follows: b. Anode pulse rise time of less than 1 ns. c.1. Solid-state cameras, or electron tube cameras, with a fast image gating (shutter) 6A203 High-speed cameras, imaging devices time of 50 ns or less; and ‘‘components’’ therefor, other than c.2. Solid-state imaging devices, and image those controlled by 6A003 (see List of intensifiers tubes, that have a fast image Items Controlled). gating (shutter) time of 50 ns or less and are LICENSE REQUIREMENTS ‘‘specially designed’’ for cameras described Reason for Control: NP, AT in 6A203.c.1; c.3. Electro-optical shuttering devices Country Chart (See Supp. (Kerr or Pockels cells) with a fast image gat- Control(s) No. 1 to part 738) ing (shutter) time of 50 ns or less; NP applies to entire entry ...... NP Column 1 c.4. Plug-ins, ‘‘specially designed’’ for use AT applies to entire entry ...... AT Column 1 with cameras having modular structures, that enable the performance characteristics LIST BASED LICENSE EXCEPTIONS (SEE PART described in 6A203.c.1. 740 FOR A DESCRIPTION OF ALL LICENSE EX- Technical Note: High speed single frame cam- CEPTIONS) eras can be used alone to produce a single image LVS: N/A of a dynamic event, or several such cameras can GBS: N/A be combined in a sequentially-triggered system CIV: N/A to produce multiple images of an event. LIST OF ITEMS CONTROLLED d. Radiation-hardened TV cameras, or Related Controls: (1) See ECCNs 6E001 (‘‘de- lenses therefor, ‘‘specially designed’’ or rated velopment’’), 6E002 (‘‘production’’), and as radiation hardened to withstand a total 6E201 (‘‘use’’) for technology for items con- radiation dose greater than 5 × 104 Gy (sil- trolled under this entry. (2) Also see ECCN icon) without operational degradation. 6A003.a.2, a.3, and a.4. Technical Note: The term Gy (silicon) refers to Related Definitions: N/A the energy in Joules per kilogram absorbed by Items: a. Streak cameras and ‘‘specially dean unshielded silicon sample when exposed to signed’’ components therefor, as follows: ionizing radiation. a.1. Streak cameras with writing speeds greater than 0.5 mm/μs; 6A205 ‘‘Lasers,’’ ‘‘laser’’ amplifiers and oscil- a.2. Electronic streak cameras capable of lators, other than those controlled by 50 ns or less time resolution; 6A005 (see List of Items Controlled), ex- a.3. Streak tubes for cameras described in cluding items that are subject to the ex- 6A203.a.2; port licensing authority of the Nuclear

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Regulatory Commission (see 10 CFR part d.3. A repetition rate greater than 1 kHz; 110). and LICENSE REQUIREMENTS d.4. Pulse width less than 100 ns; Reason for Control: NP, AT e. Tunable pulsed dye laser amplifiers and oscillators having all of the following char- Country Chart (See Supp. acteristics: Control(s) No. 1 to part 738) e.1. Operating at wavelengths between 300 NP applies to entire entry ...... NP Column 1 nm and 800 nm; AT applies to entire entry ...... AT Column 1 e.2. An average output greater than 30 W; e.3. A repetition rate greater than 1 kHz; LIST BASED LICENSE EXCEPTIONS (SEE PART and 740 FOR A DESCRIPTION OF ALL LICENSE EX- e.4. Pulse width less than 100 ns; CEPTIONS) Note to 6A205.e: 6A205.e does not control sin- LVS: N/A gle mode oscillators. GBS: N/A f. Alexandrite lasers having all of the fol- CIV: N/A lowing characteristics: LIST OF ITEMS CONTROLLED f.1. Operating at wavelengths between 720 Related Controls: (1) See ECCNs 6E001 (‘‘de- nm and 800 nm; velopment’’), 6E002 (‘‘production’’), and f.2. A bandwidth of 0.005 nm or less; 6E201 (‘‘use’’) for technology for items con- f.3. A repetition rate greater than 125 Hz; trolled under this entry. (2) Also see and ECCNs 6A005 and 6A995. (3) See ECCN f.4. An average output power greater than 6A005.a.2 for additional controls on argon 30 W; ion lasers; See ECCN 6A005.b.6.c for addi- g. Pulsed carbon dioxide ‘‘lasers’’ having tional controls on neodymium-doped la- all of the following characteristics: sers. (4) ‘‘Lasers’’ ‘‘specially designed’’ or g.1. Operating at wavelengths between 9,000 prepared for use in isotope separation are nm and 11,000 nm; subject to the export licensing authority of g.2. A repetition rate greater than 250 Hz; the Nuclear Regulatory Commission (see 10 g.3. An average output power greater than CFR part 110). 500 W; and Related Definitions: N/A g.4. Pulse width of less than 200 ns; Items: a. Copper vapor lasers having both of Note to 6A205.g: 6A205.g does not control the the following characteristics: higher power (typically 1 kW to 5 kW) industrial a.1. Operating at wavelengths between 500 CO2 lasers used in applications such as cutting nm and 600 nm; and and welding, as these latter lasers are either a.2. An average output power equal to or continuous wave or are pulsed with a pulse greater than 30 W; width greater than 200 ns. b. Argon ion ‘‘lasers’’ having both of the h. Pulsed excimer lasers (XeF, XeCl, KrF) following characteristics: having all of the following characteristics: b.1. Operating at wavelengths between 400 h.1. Operating at wavelengths between 240 nm and 515 nm; and nm and 360 nm; b.2. An average output power greater than h.2. A repetition rate greater than 250 Hz; 40 W; and c. Neodymium-doped (other than glass) la- h.3. An average output power greater than sers with an output wavelength between 1000 500 W; nm and 1100 nm having either of the fol- i. Para-hydrogen Raman shifters designed lowing: to operate at 16 micrometer output wave- c.1. Pulse-excited and Q-switched with a length and at a repetition rate greater than pulse duration equal to or greater than 1 ns, 250 Hz.; and having either of the following: j. Pulsed carbon monoxide lasers having all c.1.a. A single-transverse mode output with of the following characteristics: an average output power greater than 40 W; j.1. Operating at wavelengths between 5,000 or and 6,000 nm; c.1.b. A multiple-transverse mode output j.2. A repetition rate greater than 250 Hz; with an average output power greater than j.3. An average output power greater than 50 W; or 200 W; and c.2. Incorporating frequency doubling to j.4. Pulse width of less than 200 ns. give an output wavelength between 500 nm Note to ECCN 6A205.j: 6A205.j does not control and 550 nm with an average output power of the higher power (typically 1 kW to 5 kW) in- greater than 40 W. dustrial CO lasers used in applications such as d. Tunable pulsed single-mode dye laser os- cutting and welding, because such lasers are ei- cillators having all of the following charac- ther continuous wave or are pulsed with a pulse teristics: width greater than 200 ns. d.1. Operating at wavelengths between 300 nm and 800 nm; 6A225 Velocity interferometers for meas- d.2. An average output greater than 1 W; uring velocities exceeding 1 km/s during

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time intervals of less than 10 microsec- merated in any USML category or other onds. ECCN are controlled by ECCN 3A611. LICENSE REQUIREMENTS Military fire control, laser, imaging, and Reason for Control: NP, AT guidance equipment that are not enumerated in any USML category or ECCN are Country Chart (See Supp. controlled by ECCN 7A611. Control(s) No. 1 to part 738) 6A990 Read-out integrated circuits, as fol- NP applies to entire entry ...... NP Column 1 AT applies to entire entry ...... AT Column 1 lows (see List of Items Controlled). LICENSE REQUIREMENTS Reason for Control: RS, AT LIST BASED LICENSE EXCEPTIONS (SEE PART 740 FOR A DESCRIPTION OF ALL LICENSE EX- Country chart (see supp. no. CEPTIONS) Control(s) 1 to part 738) LVS: N/A GBS: N/A RS applies to entire entry ...... RS Column 1. CIV: N/A AT applies to entire entry ...... AT Column 1. LIST OF ITEMS CONTROLLED Related Controls: See ECCNs 6E001 (‘‘develop- LIST BASED LICENSE EXCEPTIONS (SEE PART ment’’), 6E002 (‘‘production’’), and 6E201 740 FOR A DESCRIPTION OF ALL LICENSE EX- (‘‘use’’) for technology for items controlled CEPTIONS) under this entry. LVS: $500 Related Definitions: N/A GBS: N/A CIV: N/A ECCN Controls: 6A225 includes velocity LIST OF ITEMS CONTROLLED interferometers, such as VISARs (Velocity Related Controls: (1) See USML Categories Interferometer Systems for Any Reflector), XII(e) and XV(e)(3) for read-out integrated DLIs (Doppler Laser Interferometers) and circuits ‘‘subject to the ITAR.’’ (2) See PDV (Photonic Doppler Velocimeters) also ECCN 0A919 for foreign made military com- known as Het-V (Heterodyne modities that incorporate commodities de- Velocimeters). scribed in 6A990. (3) Section 744.9 imposes a Items: The list of items controlled is con- license requirement on commodities de- tained in the ECCN heading. scribed in 6A990 if being exported, reex- 6A226 Pressure sensors, as follows (see List ported, or transferred (in-country) for use of Items Controlled). by a military end-user or for incorporation LICENSE REQUIREMENTS into a commodity controlled by ECCN Reason for Control: NP, AT 0A919. Related Definitions: N/A Items: Control(s) Country Chart (See Supp. No. 1 to part 738) a. Read-out integrated circuits ‘‘specially NP applies to entire entry ...... NP Column 1 designed’’ for ‘‘focal plane arrays’’ controlled AT applies to entire entry ...... AT Column 1 by 6A002.a.3; Note: 6A990.a does not control read-out inte- LIST BASED LICENSE EXCEPTIONS (SEE PART grated circuits ‘‘specially designed’’ for civil 740 FOR A DESCRIPTION OF ALL LICENSE EX- automotive applications. CEPTIONS) b. [RESERVED] LVS: N/A GBS: N/A 6A991 Marine or terrestrial acoustic equip- CIV: N/A ment, n.e.s., capable of detecting or locat- LIST OF ITEMS CONTROLLED ing underwater objects or features or po- Related Controls: See ECCNs 6E001 (‘‘develop- sitioning surface vessels or underwater ment’’), 6E002 (‘‘production’’), and 6E201 vehicles; and ‘‘specially designed’’ ‘‘parts’’ (‘‘use’’) for technology for items controlled and ‘‘components,’’ n.e.s. under this entry. LICENSE REQUIREMENTS Related Definitions: N/A Reason for Control: AT, foreign policy Items: a. Shock pressure gauges capable of measuring pressures greater than 10 GPa (100 Control(s) Country chart (see Supp. No. kilobars), including gauges made with man- 1 to part 738) ganin, ytterbium, and polyvinylidene AT applies to entire entry ...... AT Column 2 bifluoride (PVBF, PVF2); Russian industry sector sanc- See § 746.5 for specific li- b. Quartz pressure transducers for pres- tions apply to entire entry. cense requirements and li- sures greater than 10 GPa (100 kilobars). cense review policy.

6A611 Acoustic systems and equipment, LIST BASED LICENSE EXCEPTIONS (SEE PART radar, and ‘‘parts,’’ ‘‘components,’’ ‘‘acces- 740 FOR A DESCRIPTION OF ALL LICENSE EX- sories,’’ and ‘‘attachments’’ ‘‘specially de- CEPTIONS) signed’’ therefor, ‘‘specially designed’’ for LVS: N/A a military application that are not enu- GBS: N/A

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CIV: N/A Control(s) Country Chart (See Supp. LIST OF ITEMS CONTROLLED No. 1 to part 738) Related Controls: N/A Related Definitions: N/A AT applies to entire entry ...... AT Column 1. Items: The list of items controlled is contained in the ECCN heading. LIST BASED LICENSE EXCEPTIONS (SEE PART 740 FOR A DESCRIPTION OF ALL LICENSE EX- 6A992 Optical Sensors, not controlled by CEPTIONS) 6A002, as follows (see List of Items Con- LVS: N/A trolled). GBS: N/A LICENSE REQUIREMENTS CIV: N/A Reason for Control: AT, RS LIST OF ITEMS CONTROLLED Related Controls: (1) See ECCN 0A919 for for- Country Chart (See Supp. eign made military commodities that in- Control(s) No. 1 to part 738) corporate cameras described in 6A993.a AT applies to entire entry ...... AT Column 1. that meet the criteria specified in Note 3.a to 6A003.b.4.b (i.e., having a maximum RS applies to entire entry. A license is re- frame rate equal to or less than 9 Hz). (2) quired for items controlled by this entry Section 744.9 imposes license requirements for export or reexport to Iraq or transfer on cameras described in 6A993.a as a result within Iraq for regional stability reasons. of meeting the criteria specified in Note The Commerce Country Chart is not de- 3.a to 6A003.b.4.b (i.e., having a maximum signed to determine RS license require- frame rate equal to or less than 9 Hz) if ments for this entry. See §§ 742.6 and 746.3 being exported, reexported, or transferred of the EAR for additional information. (in-country) for use by a military end-user LIST BASED LICENSE EXCEPTIONS (SEE PART or for incorporation into a commodity con- 740 FOR A DESCRIPTION OF ALL LICENSE EX- trolled by ECCN 0A919. CEPTIONS) Related Definitions: N/A LVS: N/A Items: a. Cameras that meet the criteria of GBS: N/A Note 3 to 6A003.b.4. CIV: N/A b. [Reserved] LIST OF ITEMS CONTROLLED Related Controls: N/A 6A994 Optics, not controlled by 6A004, as Related Definitions: N/A follows (see List of Items Controlled). Items: a. Image intensifier tubes and ‘‘spe- LICENSE REQUIREMENTS cially designed’’ ‘‘components’’ therefor, as Reason for Control: AT follows: a.1. Image intensifier tubes having all the Control(s) Country Chart (See Supp. following: No. 1 to part 738) a.1.a. A peak response in wavelength range AT applies to entire entry ...... AT Column 1 exceeding 400 nm, but not exceeding 1,050 nm; LIST BASED LICENSE EXCEPTIONS (SEE PART a.1.b. A microchannel plate for electron 740 FOR A DESCRIPTION OF ALL LICENSE EX- image amplification with a hole pitch (cen- CEPTIONS) ter-to-center spacing) of less than 25 mi- LVS: N/A crometers; and GBS: N/A a.1.c. Having any of the following: CIV: N/A a.1.c.1. An S–20, S–25 or multialkali LIST OF ITEMS CONTROLLED photocathode; or Related Controls: N/A a.1.c.2. A GaAs or GaInAs photocathode; Related Definitions: N/A a.2. ‘‘Specially designed’’ microchannel Items: a. Optical filters: plates having both of the following charac- a.1. For wavelengths longer than 250 nm, teristics: comprised of multi-layer optical coatings a.2.a. 15,000 or more hollow tubes per plate; and having either of the following: and a.2.b. Hole pitch (center-to-center spacing) a.1.a. Bandwidths equal to or less than 1 of less than 25 micrometers. nm Full Width Half Intensity (FWHI) and b. Direct view imaging equipment oper- peak transmission of 90% or more; or ating in the visible or infrared spectrum, in- a.1.b. Bandwidths equal to or less than 0.1 corporating image intensifier tubes having nm FWHI and peak transmission of 50% or the characteristics listed in 6A992.a.1. more; NOTE: 6A994 does not control optical filters 6A993 Cameras, not controlled by 6A003 or with fixed air gaps or Lyot-type filters. 6A203, as follows (see List of Items Con- a.2. For wavelengths longer than 250 nm, trolled). and having all of the following: LICENSE REQUIREMENTS a.2.a. Tunable over a spectral range of 500 Reason for Control: AT nm or more;

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a.2.b. Instantaneous optical bandpass of d.1. A ‘‘pulse duration’’ equal to or exceed- 1.25 nm or less; ing 1 ns but not exceeding 1 μs, and having a.2.c. Wavelength resettable within 0.1 ms any of the following: to an accuracy of 1 nm or better within the d.1.a. A single transverse mode output and tunable spectral range; and having any of the following: a.2.d. A single peak transmission of 91% or d.1.a.1. A ‘wall-plug efficiency’ exceeding more; 12% and an ‘‘average output power’’ exceed- a.3. Optical opacity switches (filters) with ing 10 W and capable of operating at a pulse a field of view of 30° or wider and a response repetition frequency greater than 1kHz; or time equal to or less than 1 ns; d.1.a.2. An ‘‘average output power’’ exceed- b. ‘‘Fluoride fiber’’ cable, or optical fibers ing 20 W; or therefor, having an attenuation of less than d.1.b. A multiple transverse mode output 4 dB/km in the wavelength range exceeding and having any of the following: 1,000 nm but not exceeding 3,000 nm. d.1.b.1. A ‘wall-plug efficiency’ exceeding 18% and an ‘‘average output power’’ exceed- 6A995 ‘‘Lasers’’ as follows (see List of Items ing 30 W; Controlled). d.1.b.2. A ‘‘peak power’’ exceeding 200 MW; LICENSE REQUIREMENTS or Reason for Control: AT d.1.b.3. An ‘‘average output power’’ exceeding 50 W; or Country Chart (See Supp. Control(s) No. 1 to part 738) d.2. A ‘‘pulse duration’’ exceeding 1 μs and having any of the following: AT applies to entire entry ...... AT Column 1 d.2.a. A single transverse mode output and having any of the following: LIST BASED LICENSE EXCEPTIONS (SEE PART d.2.a.1. A ‘wall-plug efficiency’ exceeding 740 FOR A DESCRIPTION OF ALL LICENSE EX- 12% and an ‘‘average output power’’ exceed- CEPTIONS) ing 10 W and capable of operating at a pulse LVS: N/A repetition frequency greater than 1 kHz; or GBS: N/A d.2.a.2. An ‘‘average output power’’ exceed- CIV: N/A ing 20 W; or LIST OF ITEMS CONTROLLED d.2.b. A multiple transverse mode output Related Controls: N/A and having any of the following: Related Definitions: N/A d.2.b.1. A ‘wall-plug efficiency’ exceeding Items: a. Carbon dioxide (CO2) ‘‘lasers’’ hav- 18% and an ‘‘average output power’’ exceeding any of the following: ing 30 W; or a.1. A CW output power exceeding 10 kW; d.2.b.2. An ‘‘average output power’’ exceed- a.2. A pulsed output with a ‘‘pulse dura- ing 500 W; tion’’ exceeding 10 microseconds; and e. Non-‘‘tunable’’ continuous wave ‘‘(CW) a.2.a. An average output power exceeding lasers’’, having an output wavelength ex- 10 kW; or ceeding 975 nm but not exceeding 1,150 nm a.2.b. A pulsed ‘‘peak power’’ exceeding 100 and having any of the following: kW; or e.1. A single transverse mode output and a.3. A pulsed output with a ‘‘pulse dura- having any of the following: tion’’ equal to or less than 10 microseconds; e.1.a. A ‘wall-plug efficiency’ exceeding and 12% and an ‘‘average output power’’ exceed- a.3.a. A pulse energy exceeding 5 J per ing 10 W and capable of operating at a pulse pulse and ‘‘peak power’’ exceeding 2.5 kW; or repetition frequency greater than 1 kHz; or a.3.b. An average output power exceeding e.1.b. An ‘‘average output power’’ exceed- 2.5 kW; ing 50 W; or b. Semiconductor lasers, as follows: e.2. A multiple transverse mode output and b.1. Individual, single-transverse mode having any of the following: semiconductor ‘‘lasers’’ having: e.2.a. A ‘wall-plug efficiency’ exceeding b.1.a. An average output power exceeding 18% and an ‘‘average output power’’ exceed- 100 mW; or ing 30 W; or b.1.b. A wavelength exceeding 1,050 nm; e.2.b. An ‘‘average output power’’ exceed- b.2. Individual, multiple-transverse mode ing 500 W; semiconductor ‘‘lasers’’, or arrays of indi- Note: 6A995.e.2.b does not control multiple vidual semiconductor ‘‘lasers’’, having a transverse mode, industrial ‘‘lasers’’ with out- wavelength exceeding 1,050 nm; put power less than or equal to 2kW with a total c. Ruby ‘‘lasers’’ having an output energy mass greater than 1,200kg. For the purpose of exceeding 20 J per pulse; this note, total mass includes all ‘‘components’’ d. Non-‘‘tunable’’ ‘‘pulsed lasers’’ having required to operate the ‘‘laser,’’ e.g., ‘‘laser,’’ an output wavelength exceeding 975 nm but power supply, heat exchanger, but excludes ex- not exceeding 1,150 nm and having any of the ternal optics for beam conditioning and/or deliv- following: ery.

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f. Non-‘‘tunable’’ ‘‘lasers’’, having a wave- 6A997 Gravity meters (gravimeters) for length exceeding 1,400 nm, but not exceeding ground use, n.e.s., as follows (see List of 1555 nm and having any of the following: Items Controlled). f.1. An output energy exceeding 100 mJ per LICENSE REQUIREMENTS pulse and a pulsed ‘‘peak power’’ exceeding 1 Reason for Control: AT W; or Country Chart (See Supp. f.2. An average or CW output power exceed- Control(s) No. 1 to part 738) ing 1 W. g. Free electron ‘‘lasers’’. AT applies to entire entry ...... AT Column 1

6A996 ‘‘Magnetometers’’ not controlled by LIST BASED LICENSE EXCEPTIONS (SEE PART ECCN 6A006, ‘‘Superconductive’’ electro- 740 FOR A DESCRIPTION OF ALL LICENSE EX- magnetic sensors, and ‘‘specially de- CEPTIONS) signed’’ ‘‘components’’ therefor, as follows LVS: N/A (see List of Items Controlled). GBS: N/A LICENSE REQUIREMENTS CIV: N/A Reason for Control: AT LIST OF ITEMS CONTROLLED Related Controls: N/A Country Chart (See Supp. Related Definitions: N/A Control(s) No. 1 to part 738) Items: a. Having a static accuracy of less (better) than 100 microgal; or AT applies to entire entry ...... AT Column 1 b. Being of the quartz element (Worden) type. LIST BASED LICENSE EXCEPTIONS (SEE PART 740 FOR A DESCRIPTION OF ALL LICENSE EX- 6A998 Radar systems, equipment and major CEPTIONS) ‘‘components,’’ n.e.s., and ‘‘specially de- LVS: N/A signed’’ ‘‘components’’ therefor, as follows GBS: N/A (see List of Items Controlled). CIV: N/A LICENSE REQUIREMENTS Reason for Control: RS, AT LIST OF ITEMS CONTROLLED Related Controls: N/A Control(s) Country Chart (See Supp. Related Definitions: N/A No. 1 to part 738) Items: a. ‘‘Magnetometers’’, n.e.s., having a RS applies to 6A998.b ...... RS Column 1 ‘sensitivity’ lower (better) than 1.0 nT (rms) RS applies to 6A998.c ...... RS Column 2 per square root Hz. AT applies to entire entry ...... AT Column 1 Technical Note: For the purposes of 6A996, ‘sensitivity’ (noise level) is the root mean square LIST BASED LICENSE EXCEPTIONS (SEE PART of the device-limited noise floor which is the 740 FOR A DESCRIPTION OF ALL LICENSE EX- lowest signal that can be measured. CEPTIONS) b. ‘‘Superconductive’’ electromagnetic sen- LVS: N/A sors, ‘‘components’’ manufactured from GBS: N/A ‘‘superconductive’’ materials: CIV: N/A b.1. Designed for operation at temperatures LIST OF ITEMS CONTROLLED below the ‘‘critical temperature’’ of at least Unit: $ value. one of their ‘‘superconductive’’ constituents Related Controls: N/A (including Josephson effect devices or Related Definitions: N/A ‘‘superconductive’’ quantum interference de- Items: a. Airborne radar equipment, n.e.s., vices (SQUIDS)); and ‘‘specially designed’’ ‘‘components’’ b.2. Designed for sensing electromagnetic therefor. field variations at frequencies of 1 KHz or b. ‘‘Space-qualified’’ ‘‘laser’’ radar or Light less; and Detection and Ranging (LIDAR) equipment ‘‘specially designed’’ for surveying or for me- b.3. Having any of the following character- teorological observation. istics: c. Millimeter wave enhanced vision radar b.3.a. Incorporating thin-film SQUIDS with imaging systems ‘‘specially designed’’ for ro- a minimum feature size of less than 2 μm and tary wing aircraft and having all of the fol- with associated input and output coupling lowing: circuits; c.1. Operates at a frequency of 94 GHz; b.3.b. Designed to operate with a magnetic c.2. An average output power of less than × 6 field slew rate exceeding 1 10 magnetic 20 mW; flux quanta per second; c.3. Radar beam width of 1 degree; and b.3.c. Designed to function without mag- c.4. Operating range equal to or greater netic shielding in the earth’s ambient mag- than 1500 m. netic field; or b.3.d. Having a temperature coefficient less 6A999 Specific Processing Equipment, as (smaller) than 0.1 magnetic flux quantum/K. Follows (See List of Items Controlled).

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LICENSE REQUIREMENTS 6B007 Equipment to produce, align and cali- Reason for Control: RS, AT brate land-based gravity meters with a static ‘‘accuracy’’ of better than 0.1 mGal. Control(s) Country chart (See Supp. No. LICENSE REQUIREMENTS 1 to part 738) Reason for Control: NS, AT RS applies to 6A999.c ...... RS Column 2 Country Chart (See Supp. Control(s) No. 1 to part 738) AT applies to entire entry. A license is required for items controlled by this entry to NS applies to entire entry ...... NS Column 2 North Korea for anti-terrorism reasons. The AT applies to entire entry ...... AT Column 1 Commerce Country Chart is not designed to determine AT licensing requirements for LIST BASED LICENSE EXCEPTIONS (SEE PART this entry. See § 742.19 of the EAR for addi- 740 FOR A DESCRIPTION OF ALL LICENSE EX- tional information. CEPTIONS) LIST BASED LICENSE EXCEPTIONS (SEE PART LVS: $5000 740 FOR A DESCRIPTION OF ALL LICENSE EX- GBS: N/A CEPTIONS) CIV: N/A LVS: N/A LIST OF ITEMS CONTROLLED GBS: N/A Related Controls: N/A CIV: N/A Related Definitions: N/A LIST OF ITEMS CONTROLLED Items: The list of items controlled is con- Related Controls: See also 6A203. tained in the ECCN heading. Related Definitions: N/A Items: a. Seismic detection equipment not 6B008 Pulse radar cross-section measure- controlled in paragraph c. ment systems having transmit pulse widths of 100 ns or less, and ‘‘specially b. Radiation hardened TV cameras, n.e.s. designed’’ ‘‘components’’ therefor. c. Seismic intrusion detection systems LICENSE REQUIREMENTS that detect, classify and determine the bear- Reason for Control: NS, MT, AT ing on the source of a detected signal. Country Chart (See Supp. Control(s) No. 1 to part 738) B. ‘‘TEST’’, ‘‘INSPECTION’’ AND ‘‘PRODUCTION EQUIPMENT’’ NS applies to entire entry ...... NS Column 2 6B004 Optical equipment, as follows (see MT applies to entire entry ..... MT Column 1 AT applies to entire entry ...... AT Column 1 List of Items Controlled). LICENSE REQUIREMENTS REPORTING REQUIREMENTS See § 743.1 of the NS, AT Reason for Control: EAR for reporting requirements for ex- Country Chart (See Supp. ports under License Exceptions, and Vali- Control(s) No. 1 to part 738) dated End-User authorizations LIST BASED LICENSE EXCEPTIONS (SEE PART NS applies to entire entry ...... NS Column 2 740 FOR A DESCRIPTION OF ALL LICENSE EX- AT applies to entire entry ...... AT Column 1 CEPTIONS) LVS: N/A LIST BASED LICENSE EXCEPTIONS (SEE PART GBS: N/A 740 FOR A DESCRIPTION OF ALL LICENSE EX- CIV: N/A CEPTIONS) SPECIAL CONDITIONS FOR STA LVS: $5000 STA: License Exception STA may not be GBS: Yes for 6B004.b used to ship any commodity in this entry CIV: Yes for 6B004.b to any of the destinations listed in Coun- LIST OF ITEMS CONTROLLED try Group A:6 (See Supplement No. 1 to Related Controls: This entry does not control part 740 of the EAR). microscopes. LICENSE REQUIREMENT NOTES: See § 743.1 of Related Definitions: N/A the EAR for reporting requirements for ex- Items: ports under License Exceptions. a. Equipment for measuring absolute re- LIST OF ITEMS CONTROLLED flectance to an ‘‘accuracy’’ of equal to or Related Controls: See also 6B108 better than 0.1% of the reflectance value; Related Definitions: N/A b. Equipment other than optical surface Items: The list of items controlled is con- scattering measurement equipment, having tained in the ECCN heading. an unobscured aperture of more than 10 cm, ‘‘specially designed’’ for the non-contact op- 6B108 Systems, other than those controlled tical measurement of a non-planar optical by 6B008, ‘‘specially designed’’ for radar surface figure (profile) to an ‘‘accuracy’’ of 2 cross section measurement usable for nm or less (better) against the required pro- rockets, missiles, or unmanned aerial ve- file. hicles capable of achieving a ‘‘range’’

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equal to or greater than 300 km and their refurbishing of commodities controlled by subsystems. USML Category XVIII. LICENSE REQUIREMENTS b. through w. [Reserved] Reason for Control: MT, AT x. ‘‘Parts,’’ ‘‘components,’’ ‘‘accessories,’’ and ‘‘attachments’’ ‘‘specially designed’’ for Control(s) Country Chart (See Supp. a commodity subject to control under para- No. 1 to part 738) graph .a of this ECCN and not enumerated or MT applies to entire entry ..... MT Column 1 otherwise described in USML Category XVIII AT applies to entire entry ...... AT Column 1 and not elsewhere specified on the USML. 6B995 Equipment, including tools, dies, fix- LIST BASED LICENSE EXCEPTIONS (SEE PART tures or gauges, and other ‘‘specially de- 740 FOR A DESCRIPTION OF ALL LICENSE EX- signed’’ ‘‘parts,’’ ‘‘components’’ and ‘‘ac- CEPTIONS) cessories’’ therefor, ‘‘specially designed’’ LVS: N/A or modified for any of the following (see GBS: N/A List of Items Controlled). CIV: N/A LICENSE REQUIREMENTS LIST OF ITEMS CONTROLLED Reason for Control: AT Related Controls: N/A Related Definitions: N/A Country Chart (See Supp. Items: The list of items controlled is con- Control(s) No. 1 to part 738) tained in the ECCN heading. AT applies to entire entry ...... AT Column 1 6B619 Test, inspection, and production ‘‘equipment’’ and related commodities LIST BASED LICENSE EXCEPTIONS (SEE PART ‘‘specially designed’’ for the ‘‘develop- 740 FOR A DESCRIPTION OF ALL LICENSE EX- ment,’’ ‘‘production,’’ repair, overhaul, or CEPTIONS) refurbishing of commodities enumerated LVS: N/A or otherwise described in USML Category GBS: N/A XVIII (see List of Items Controlled) CIV: N/A LICENSE REQUIREMENTS LIST OF ITEMS CONTROLLED Reason for Control: NS, RS, AT, UN Related Controls: N/A Related Definitions: N/A Control(s) Country chart (see supp. no. Items: a. For the manufacture or inspection 1 to part 738) of: a.1. Free electron ‘‘laser’’ magnet wigglers; NS applies to entire entry ...... NS Column 1. RS applies to entire entry ...... RS Column 1. a.2. Free electron ‘‘laser’’ photo injectors; AT applies to entire entry ...... AT Column 1. b. For the adjustment, to required toler- UN applies to entire entry ..... See § 746.1(b) for UN con- ances, of the longitudinal magnetic field of trols. free electron ‘‘lasers’’.

LICENSE EXCEPTIONS C. ‘‘MATERIALS’’ LVS: $1500 6C002 Optical sensor materials as follows GBS: N/A (see List of Items Controlled). CIV: N/A LICENSE REQUIREMENTS SPECIAL CONDITIONS FOR STA Reason for Control: NS, AT STA: Paragraph (c)(2) of License Exception STA (§ 740.20(c)(2) of the EAR) may not be Control(s) Country Chart (See Supp. used for any item in 6B619. No. 1 to part 738) LIST OF ITEMS CONTROLLED NS applies to entire entry ...... NS Column 2 Related Controls: ‘‘Parts,’’ ‘‘components,’’ AT applies to entire entry ...... AT Column 1 ‘‘accessories,’’ ‘‘attachments,’’ and associated systems or ‘‘equipment’’ ‘‘specially LIST BASED LICENSE EXCEPTIONS (SEE PART designed’’ for defense articles enumerated 740 FOR A DESCRIPTION OF ALL LICENSE EX- or otherwise described in paragraphs (a) or CEPTIONS) (b) of USML Category XVIII are subject to LVS: $3000 the ITAR (see 22 CFR 121.1, Category GBS: N/A XVIII(e)). CIV: N/A Related Definitions: N/A LIST OF ITEMS CONTROLLED Items: Related Controls: See also 6C992. a. Tooling, templates, jigs, mandrels, Related Definitions: N/A molds, dies, fixtures, alignment mechanisms, Items: a. Elemental tellurium (Te) of purity and test ‘‘equipment’’ not enumerated or levels of 99.9995% or more; otherwise described in USML Category XVIII b. Single crystals (including epitaxial wa- and not elsewhere specified on the USML fers) of any of the following: that are ‘‘specially designed’’ for the ‘‘devel- b.1. Cadmium zinc telluride (CdZnTe), with opment,’’ ‘‘production,’’ repair, overhaul, or zinc content less than 6% by ‘mole fraction’;

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b.2. Cadmium telluride (CdTe) of any pu- e.1. A hydroxyl ion (OH-) concentration of rity level; or less than 5 ppm; b.3. Mercury cadmium telluride (HgCdTe) e.2. Integrated metallic purity levels of of any purity level. less than 1 ppm; and Technical Note: ‘Mole fraction’ is defined as e.3. High homogeneity (index of refraction the ratio of moles of ZnTe to the sum of the variance) less than 5 × 10¥6; moles of CdTe and ZnTe present in the crystal. f. Synthetically produced diamond material with an absorption of less than 10¥5 6C004 Optical materials as follows (see List cm¥1 for wavelengths exceeding 200 nm but of Items Controlled). not exceeding 14,000 nm. LICENSE REQUIREMENTS Reason for Control: NS, AT 6C005 ‘‘Laser’’ Materials as Follows (see List of Items Controlled). Country Chart (See Supp. LICENSE REQUIREMENTS Control(s) No. 1 to part 738) Reason for Control: NS, AT NS applies to entire entry ...... NS Column 2 AT applies to entire entry ...... AT Column 1 Country Chart (See Supp. Control(s) No. 1 to part 738)

LIST BASED LICENSE EXCEPTIONS (SEE PART NS applies to entire entry ...... NS Column 2 740 FOR A DESCRIPTION OF ALL LICENSE EX- AT applies to entire entry ...... AT Column 1 CEPTIONS) LVS: $1500 LIST BASED LICENSE EXCEPTIONS (SEE PART GBS: Yes for 6C004.a and .e 740 FOR A DESCRIPTION OF ALL LICENSE EX- CIV: Yes for 6C004.a and .e CEPTIONS) LIST OF ITEMS CONTROLLED LVS: $1500 Related Controls: See also 6C994 GBS: N/A Related Definitions: N/A CIV: N/A Items: a. Zinc selenide (ZnSe) and zinc LIST OF ITEMS CONTROLLED sulphide (ZnS) ‘‘substrate blanks’’, produced Related Controls: N/A by the chemical vapor deposition process and Related Definitions: N/A having any of the following: Items: a. Synthetic crystalline ‘‘laser’’ host a.1. A volume greater than 100 cm3; or material in unfinished form as follows: a.2. A diameter greater than 80 mm and a a.1. Titanium doped sapphire; thickness of 20 mm or more; a.2. [Reserved] b. Electro-optic materials and non-linear b. Rare-earth-metal doped double-clad fi- materials, as follows: bers having any of the following: b.1. Potassium titanyl arsenate (KTA) b.1. Nominal ‘‘laser’’ wavelength of 975 nm (CAS 59400–80–5); to 1,150 nm and having all of the following: b.2. Silver gallium selenide (AgGaSe2, also b.1.a. Average core diameter equal to or known as AGSE) (CAS 12002–67–4); greater than 25 μm; and b.3. Thallium arsenic selenide (Tl3AsSe3, b.1.b. Core ’Numerical Aperture’ (’NA’) less also known as TAS) (CAS 16142–89–5); than 0.065; or b.4. Zinc germanium phosphide (ZnGeP2, Note to 6C005.b.1: 6C005.b.1 does not apply to also known as ZGP, zinc germanium double-clad fibers having an inner glass clad- biphosphide or zinc germanium diphosphide); ding diameter exceeding 150 μm and not exceed- or ing 300 μm. b.5. Gallium selenide (GaSe) (CAS 12024–11– b.2. Nominal ‘‘laser’’ wavelength exceeding 2); 1,530 nm and having all of the following: c. Non-linear optical materials, other than b.2.a. Average core diameter equal to or those specified by 6C004.b, having any of the greater than 20 μm; and following: b.2.b. Core ’NA’ less than 0.1. c.1. Having all of the following: Technical Notes: 1. For the purposes of 6C005, c.1.a. Dynamic (also known as nonsta- the core ’Numerical Aperture’ (’NA’) is measured tionary) third order nonlinear susceptibility at the emission wavelengths of the fiber. ¥ (c(3), chi 3) of 10 6 m2/V2 or more; and 2. 6C005.b includes fibers assembled with end c.1.b. Response time of less than 1 ms; or caps. c.2. Second order nonlinear susceptibility (c(2), chi 2) of 3.3 × 10¥11 m/V or more; 6C992 Optical sensing fibers not controlled d. ‘‘Substrate blanks’’ of silicon carbide or by 6A002.d.3 that are modified struc- beryllium beryllium (Be/Be) deposited mate- turally to have a ‘ beat length’ of less rials, exceeding 300 mm in diameter or major than 500 mm (high birefringence) or opti- axis length; cal sensor materials not described in e. Glass, including fused silica, phosphate 6C002.b and having a zinc content of glass, fluorophosphate glass, zirconium fluo- equal to or more than 6% by ‘ mole frac- ride (ZrF4) (CAS 7783–64–4) and hafnium fluo- tion.’ ride (HfF4) (CAS 13709–52–9) and having all of LICENSE REQUIREMENTS the following: Reason for Control: AT

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Country Chart (See Supp. D. ‘‘SOFTWARE’’ Control(s) No. 1 to part 738) 6D001 ‘‘Software’’ ‘‘specially designed’’ for AT applies to entire entry ...... AT Column 1 the ‘‘development’’ or ‘‘production’’ of equipment controlled by 6A004, 6A005, LIST BASED LICENSE EXCEPTIONS (SEE PART 6A008, or 6B008. 740 FOR A DESCRIPTION OF ALL LICENSE EX- LICENSE REQUIREMENTS CEPTIONS) Reason for Control: NS, MT, RS, AT LVS: N/A Country Chart (See Supp. GBS: N/A Control(s) No. 1 to part 738) CIV: N/A NS applies to ‘‘software’’ for NS Column 1. LIST OF ITEMS CONTROLLED equipment controlled by Related Controls: N/A 6A004, 6A005, 6A008 or Related Definitions: (1) ‘Mole fraction’ is de- 6B008. fined as the ratio of moles of ZnTe to the MT applies to ‘‘software’’ for MT Column 1. sum of the moles of CdTe and ZnTe present equipment controlled by in the crystal. (2) ‘Beat length’ is the dis- 6A008 or 6B008 for MT reasons. tance over which two orthogonally polar- RS applies to ‘‘software’’ for RS Column 1. ized signals, initially in phase, must pass equipment controlled by in order to achieve a 2 Pi radian(s) phase 6A008.j.1. difference. AT applies to entire entry ...... AT Column 1. Items: The list of items controlled is contained in the ECCN heading. REPORTING REQUIREMENTS See § 743.1 of the EAR for reporting requirements for ex- 6C994 Optical materials, as follows (see List ports under License Exceptions, and Vali- of Items Controlled). dated End-User authorizations LICENSE REQUIREMENTS LIST BASED LICENSE EXCEPTIONS (SEE PART Reason for Control: AT 740 FOR A DESCRIPTION OF ALL LICENSE EX- CEPTIONS) CIV: N/A Control(s) Country Chart (See Supp. No. 1 to part 738) TSR:Yes, except for the following: (1) Items controlled for MT reasons; AT applies to entire entry ...... AT Column 1 (2) ‘‘Software’’ ‘‘specially designed’’ for the ‘‘development’’ or ‘‘production’’ of ‘‘space LIST BASED LICENSE EXCEPTIONS (SEE PART qualified’’ ‘‘laser’’ radar or Light Detection 740 FOR A DESCRIPTION OF ALL LICENSE EX- and Ranging (LIDAR) equipment defined in CEPTIONS) 6A008.j.1; or LVS: N/A (3) Exports or reexports to destinations GBS: N/A outside of those countries listed in Country CIV: N/A Group A:5 (See Supplement No. 1 to part 740 LIST OF ITEMS CONTROLLED of the EAR) of ‘‘software’’ ‘‘specially de- Related Controls: N/A signed’’ for the ‘‘development’’ or ‘‘produc- Related Definitions: (1) ‘Fluoride fibers’ are fi- tion’’ of equipment controlled by 6A004.c or bers manufactured from bulk fluoride com- d, 6A008.d, h, k or 6B008. pounds. (2) ‘Optical fiber preforms’ are SPECIAL CONDITIONS FOR STA bars, ingots, or rods of glass, plastic or STA: License Exception STA may not be other materials that have been specially used to ship or transmit ‘‘software’’ ‘‘spe- processed for use in fabricating optical fi- cially designed’’ for the ‘‘development’’ or bers. The characteristics of the preform de- ‘‘production’’ of equipment specified by termine the basic parameters of the result- ECCNs 6A004.c, 6A004.d, 6A008.d, 6A008.h, ant drawn optical fibers. 6A008.k, or 6B008 to any of the destinations Items: a. Low optical absorption materials, as listed in Country Group A:6 (See Supple- follows: ment No. 1 to part 740 of the EAR) LIST OF ITEMS CONTROLLED a.1. Bulk fluoride compounds containing ingredients with a purity of 99.999% or bet- Related Controls: See also 6D991, and ECCN ter; or 6E001 (‘‘development’’) for ‘‘technology’’ for items controlled under this entry. Note: 6C994.a.1 controls fluorides of zirconium Related Definitions: N/A or aluminum and variants. Items: The list of items controlled is con- a.2. Bulk fluoride glass made from com- tained in the ECCN heading. pounds controlled by 6C004.e.1; b. ‘Optical fiber preforms’ made from bulk 6D002 ‘‘Software’’ ‘‘specially designed’’ for fluoride compounds containing ingredients the ‘‘use’’ of equipment controlled by with a purity of 99.999% or better, ‘‘specially 6A002.b, 6A008, or 6B008. designed’’ for the manufacture of ‘fluoride fi- LICENSE REQUIREMENTS bers’ controlled by 6A994.b. Reason for Control: NS, MT, RS, AT

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Country Chart (See Supp. LIST OF ITEMS CONTROLLED Control(s) No. 1 to part 738) Related Controls: See also ECCNs 6D103, 6D991, and 6D993. NS applies to entire entry ...... NS Column 1. Related Definitions: N/A MT applies to ‘‘software’’ for MT Column 1. equipment controlled by Items: 6A008 or 6B008 for MT Acoustics reasons. a. ‘‘Software’’ as follows: RS applies to ‘‘software’’ for RS Column 1. a.1. ‘‘Software’’ ‘‘specially designed’’ for equipment controlled by acoustic beam forming for the ‘‘real-time 6A008.j.1. processing’’ of acoustic data for passive re- AT applies to entire entry ...... AT Column 1. ception using towed hydrophone arrays; a.2. ‘‘Source code’’ for the ‘‘real-time proc- LIST BASED LICENSE EXCEPTIONS (SEE PART essing’’ of acoustic data for passive reception 740 FOR A DESCRIPTION OF ALL LICENSE EX- using towed hydrophone arrays; CEPTIONS) a.3. ‘‘Software’’ ‘‘specially designed’’ for CIV: N/A TSR: Yes, except N/A for the following: (1) acoustic beam forming for the ‘‘real-time Items controlled for MT reasons; (2) ‘‘Soft- processing’’ of acoustic data for passive re- ware’’ ‘‘specially designed’’ for the ‘‘use’’ ception using bottom or bay cable systems; of ‘‘space qualified’’ ‘‘laser’’ radar or Light a.4. ‘‘Source code’’ for the ‘‘real-time proc- Detection and Ranging (LIDAR) equipment essing’’ of acoustic data for passive reception defined in 6A008.j.1; or (3) ‘‘Software’’ using bottom or bay cable systems; a.5. ‘‘Software’’ or ‘‘source code’’, ‘‘spe- ‘‘specially designed’’ for the ‘‘use’’ of com- cially designed’’ for all of the following: modities controlled by 6A002.b. a.5.a. ‘‘Real-time processing’’ of acoustic LIST OF ITEMS CONTROLLED data from sonar systems controlled by Related Controls: (1) ‘‘Software’’ ‘‘specially designed’’ for the ‘‘use’’ of ‘‘space-quali- 6A001.a.1.e; and a.5.b. Automatically detecting, classifying fied’’ LIDAR ‘‘equipment’’ ‘‘specially de- and determining the location of divers or signed’’ for surveying or for meteorological swimmers; observation, released from control under N.B.: For diver detection ‘‘software’’ or the note in 6A008.j, is controlled in 6D991. ‘‘source code’’, ‘‘specially designed’’ or modified (2) See also ECCNs 6D102, 6D991, and 6D992. for military use, see the U.S. Munitions List of Related Definitions: N/A the International Traffic in Arms Regulations Items: The list of items controlled is con- (ITAR) (22 CFR part 121). tained in the ECCN heading. b. Optical sensors. None. 6D003 Other ‘‘software’’ as follows (see List Cameras of Items Controlled). c. ‘‘Software’’ designed or modified for LICENSE REQUIREMENTS cameras incorporating ‘‘focal plane arrays’’ Reason for Control: NS, RS, AT specified by 6A002.a.3.f and designed or modified to remove a frame rate restriction and Country chart allow the camera to exceed the frame rate Control(s) (See Supp. No.1 specified in 6A003.b.4 Note 3.a; to part 738) Optics NS applies to entire entry ...... NS Column 1 RS applies to paragraph c .... RS Column 1 d. ‘‘Software’’ specially designed to main- AT applies to entire entry ...... AT Column 1 tain the alignment and phasing of segmented mirror systems consisting of mirror seg- REPORTING REQUIREMENTS ments having a diameter or major axis See § 743.1 of the EAR for reporting require- length equal to or larger than 1 m; ments for exports under License Excep- e. Lasers. None. tions, and Validated End-User authoriza- Magnetic and Electric Field Sensors tions f. ‘‘Software’’ as follows: LIST BASED LICENSE EXCEPTIONS (SEE PART f.1. ‘‘Software’’ ‘‘specially designed’’ for 740 FOR A DESCRIPTION OF ALL LICENSE EX- magnetic and electric field ‘‘compensation CEPTIONS) systems’’ for magnetic sensors designed to CIV: Yes for 6D003.h.1 operate on mobile platforms; TSR: Yes, except for 6D003.c and exports or f.2. ‘‘Software’’ ‘‘specially designed’’ for reexports to destinations outside of those magnetic and electric field anomaly detec- countries listed in Country Group A:5 (See tion on mobile platforms; Supplement No. 1 to part 740 of the EAR) of f.3. ‘‘Software’’ ‘‘specially designed’’ for ‘‘software’’ for items controlled by 6D003.a. ‘‘real-time processing’’ of electromagnetic SPECIAL CONDITIONS FOR STA data using underwater electromagnetic re- STA: License Exception STA may not be ceivers specified by 6A006.e; used to ship or transmit software in f.4. ‘‘Source code’’ for ‘‘real-time proc- 6D003.a to any of the destinations listed in essing’’ of electromagnetic data using under- Country Group A:6 (See Supplement No.1 water electromagnetic receivers specified by to part 740 of the EAR). 6A006.e;

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Gravimeters LIST OF ITEMS CONTROLLED g. ‘‘Software’’ ‘‘specially designed’’ to cor- Items: The list of items controlled is con- rect motional influences of gravity meters or tained in the ECCN heading. gravity gradiometers; Radar 6D201 ‘‘Software’’ ‘‘specially designed’’ to en- h. ‘‘Software’’ as follows: hance or release the performance charac- h.1. Air Traffic Control (ATC) ‘‘software’’ teristics of high-speed cameras and imag- application ‘‘programs’’ designed to be ing devices, and components therefor, to hosted on general purpose computers located meet or exceed the level of the perform- at Air Traffic Control centers and capable of ance characteristics described in ECCN accepting radar target data from more than 6A203. four primary radars; LICENSE REQUIREMENTS h.2. ‘‘Software’’ for the design or ‘‘produc- Reason for Control: NP, AT tion’’ of radomes and having all of the fol- Country chart (see Supp. No. lowing: Control(s) 1 to part 738) h.2.a. ‘‘Specially designed’’ to protect the ‘‘electronically steerable phased array an- NP applies to entire entry ...... NP Column 1 tennae’’ controlled by 6A008.e.; and AT applies to entire entry ...... AT Column 1 h.2.b. Resulting in an antenna pattern having an ’average side lobe level’ more than 40 LIST BASED LICENSE EXCEPTIONS (SEE PART dB below the peak of the main beam level. 740 FOR A DESCRIPTION OF ALL LICENSE EX- CEPTIONS) Technical Note: ’Average side lobe level’ in CIV: N/A 6D003.h.2.b is measured over the entire array ex- TSR: N/A cluding the angular extent of the main beam LIST OF ITEMS CONTROLLED and the first two side lobes on either side of the Related Controls: See ECCNs 6E001 (‘‘develop- main beam. ment’’) and 6E202 (‘‘production’’ and ‘‘use’’) for ‘‘technology’’ for items controlled 6D102 ‘‘Software’’ ‘‘specially designed’’ or under this entry. modified for the ‘‘use’’ of equipment con- Related Definitions: N/A trolled by 6A108. Items: a. ‘‘Software’’ or encryption keys/ LICENSE REQUIREMENTS codes ‘‘specially designed’’ to enhance or re- Reason for Control: MT, AT lease the performance characteristics of Country Chart (See Supp. equipment not controlled by ECCN 6A203, or Control(s) No. 1 to part 738) not controlled for NP reasons by ECCN 6A003, so that such equipment meets or ex- MT applies to entire entry ..... MT Column 1 ceeds the performance characteristics of AT applies to entire entry ...... AT Column 1 equipment described in ECCN 6A203. b. ‘‘Software’’ or encryption keys/codes LIST BASED LICENSE EXCEPTIONS (SEE PART ‘‘specially designed’’ to enhance or release 740 FOR A DESCRIPTION OF ALL LICENSE EX- the performance characteristics of equip- CEPTIONS) ment controlled by ECCN 6A203 or equip- CIV: N/A ment controlled by ECCN 6A003 that meets TSR: N/A or exceeds the performance characteristics LIST OF ITEMS CONTROLLED described in ECCN 6A203. Related Controls: N/A Related Definitions: N/A 6D619 ‘‘Software’’ ‘‘specially designed’’ for Items: The list of items controlled is con- the ‘‘development,’’ ‘‘production,’’ oper- tained in the ECCN heading ation or maintenance of commodities controlled by 6B619. 6D103 ‘‘Software’’ that processes post-flight, LICENSE REQUIREMENTS recorded data, enabling determination of Reason for Control: NS, RS, AT, UN vehicle position throughout its flight path, ‘‘specially designed’’ or modified for Country chart (see supp. no. ‘‘missiles’’. Control(s) 1 to part 738) LICENSE REQUIREMENTS Reason for Control: MT, AT NS applies to entire entry ...... NS Column 1. RS applies to entire entry ...... RS Column 1. AT applies to entire entry ...... AT Column 1. Country Chart (See Supp. Control(s) No. 1 to part 738) UN applies to entire entry ..... See § 746.1(b) for UN controls. MT applies to entire entry ..... MT Column 1 AT applies to entire entry ...... AT Column 1 LICENSE EXCEPTIONS CIV: N/A LIST BASED LICENSE EXCEPTIONS (SEE PART TSR: N/A 740 FOR A DESCRIPTION OF ALL LICENSE EX- SPECIAL CONDITIONS FOR STA CEPTIONS) STA: Paragraph (c)(2) of License Exception CIV: N/A STA (§ 740.20(c)(2) of the EAR) may not be TSR: N/A used for any item in 6D619.

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LIST OF ITEMS CONTROLLED LIST BASED LICENSE EXCEPTIONS (SEE PART Related Controls: ‘‘Software’’ directly related 740 FOR A DESCRIPTION OF ALL LICENSE EX- to articles enumerated or otherwise de- CEPTIONS) scribed in USML Category XVIII is subject CIV: N/A to the ITAR (See 22 CFR 121.1, Category TSR: N/A XVIII(f)). LIST OF ITEMS CONTROLLED Related Definitions: N/A Related Controls: N/A Items: Related Definitions: N/A The list of items controlled is contained in Items: The list of items controlled is con- the ECCN heading. tained in the ECCN heading.

6D991 ‘‘Software,’’ n.e.s., ‘‘specially de- 6D993 Other ‘‘software,’’ not controlled by signed’’ for the ‘‘development’’, ‘‘produc- 6D003, as follows (see List of Items Con- tion’’, or ‘‘use’’ of commodities controlled trolled). by 6A002, 6A003, 6A990, 6A991, 6A996, LICENSE REQUIREMENTS 6A997, or 6A998. Reason for Control: RS, AT LICENSE REQUIREMENTS Country Chart (See Supp. Reason for Control: RS, AT Control(s) No. 1 to part 738)

Control(s) Country chart (see supp. no. RS applies to 6D993.c ...... RS Column 1 1 to part 738) RS applies to 6D993.b ...... RS Column 2 AT applies to entire entry ...... AT Column 1 RS applies to ‘‘software’’ for RS Column 1. commodities controlled by 6A002, 6A003, 6A990, or LIST BASED LICENSE EXCEPTIONS (SEE PART 6A998.b. 740 FOR A DESCRIPTION OF ALL LICENSE EX- RS applies to ‘‘software’’ for RS Column 2. CEPTIONS) commodities controlled by CIV: N/A 6A998.c. TSR: N/A AT applies to entire entry, ex- AT Column 1. LIST OF ITEMS CONTROLLED cept ‘‘software’’ for com- Related Controls: N/A modities controlled by 6A991. Related Definitions: N/A AT applies to ‘‘software’’ for AT Column 2. Items: a. Air Traffic Control (ATC) ‘‘soft- commodities controlled by ware’’ application ‘‘programs’’ hosted on 6A991. general purpose computers located at Air Traffic Control centers, and capable of auto- LIST BASED LICENSE EXCEPTIONS (SEE PART matically handing over primary radar target 740 FOR A DESCRIPTION OF ALL LICENSE EX- data (if not correlated with secondary sur- CEPTIONS) veillance radar (SSR) data) from the host CIV: N/A ATC center to another ATC center; TSR: N/A b. ‘‘Software’’ ‘‘specially designed’’ for LIST OF ITEMS CONTROLLED seismic intrusion detection systems in Related Controls: (1) See ECCN 6D002 for 6A999.c. ‘‘software’’ ‘‘specially designed’’ for the c. ‘‘Source Code’’ ‘‘specially designed’’ for ‘‘use’’ of commodities controlled under seismic intrusion detection systems in ECCN 6A002.b. (2) See ECCN 6D003.c for 6A999.c. ‘‘software’’ ‘‘specially designed’’ for cameras incorporating ‘‘focal plane arrays’’ E. ‘‘TECHNOLOGY’’ specified by 6A002.a.3.f and ‘‘specially designed’’ to remove a frame rate restriction 6E001 ‘‘Technology’’ according to the Gen- and allow the camera to exceed the frame eral Technology Note for the ‘‘develop- rate specified in 6A003.b.4 Note 3.a. ment’’ of equipment, materials or ‘‘soft- Related Definitions: N/A ware’’ controlled by 6A (except 6A990, Items: 6A991, 6A992, 6A994, 6A995, 6A996, 6A997 The list of items controlled is contained in 6A998, or 6A999.c), 6B (except 6B995), 6C the ECCN heading. (except 6C992 or 6C994), or 6D (except 6D991, 6D992, or 6D993). 6D992 ‘‘Software’’ ‘‘specially designed’’ for LICENSE REQUIREMENTS the ‘‘development’’ or ‘‘production’’ of Reason for Control: NS, MT, NP, RS, CC, AT, equipment controlled by 6A992, 6A994, or UN 6A995. LICENSE REQUIREMENTS Control(s) Country Chart (See Supp. Reason for Control: AT No. 1 to part 738) NS applies to ‘‘technology’’ NS Column 1. Country Chart (See Supp. for items controlled by Control(s) No. 1 to part 738) 6A001 to 6A008, 6B004 to AT applies to entire entry ...... AT Column 1 6B008, 6C002 to 6C005, or 6D001 to 6D003.

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Country Chart (See Supp. STA: License Exception STA may not be Control(s) No. 1 to part 738) used to ship or transmit any technology in this entry to any of the destinations listed MT applies to ‘‘technology’’ MT Column 1. in Country Group A:6 (See Supplement No. for items controlled by 6A002, 6A007, 1 to part 740 of the EAR). 6A008,6A102, 6A107, LIST OF ITEMS CONTROLLED 6A108, 6B008, 6B108, Related Controls: (1) Technical data directly 6D001, 6D002, 6D102 or related to satellites and all other items de- 6D103 for MT reasons. scribed in USML Category XV are subject NP applies to ‘‘technology’’ NP Column 1. to the ITAR under USML Category XV(f). for items controlled by (2) Technical data directly related to laser 6A003, 6A005, 6A202, 6A203, 6A205, 6A225, systems, infrared imaging systems, and all 6A226, 6D001, or 6D201 other items described in USML Category for NP reasons. XII are subject to the ITAR under USML RS applies to ‘‘technology’’ RS Column 1. Category XII(f). (3) See also 6E101, 6E201, for items controlled by and 6E991. 6A002.a.1, .a.2, .a.3, or .c, Items: The list of items controlled is con- 6A003.b.3 or .b.4, or tained in the ECCN heading. 6A008.j.1. CC applies to ‘‘technology’’ CC Column 1. 6E002 ‘‘Technology’’ according to the Gen- for equipment controlled by 6A002 for CC reasons. eral Technology Note for the ‘‘produc- AT applies to entire entry ...... AT Column 1. tion’’ of equipment or materials con- UN applies to ‘‘technology’’ See § 746.1(b) for UN controlled by 6A (except 6A990, 6A991, 6A992, for equipment Controlled by trols. 6A994, 6A995, 6A996, 6A997, 6A998 or 6A002 or 6A003 for UN 6A999.c), 6B (except 6B995) or 6C (except reasons. 6C992 or 6C994). LICENSE REQUIREMENTS REPORTING REQUIREMENTS See § 743.1 of the Reason for Control: NS, MT, NP, RS, CC, AT, EAR for reporting requirements for ex- UN ports under License Exceptions, and Vali- dated End-User authorizations Control(s) Country Chart (See Supp. LIST BASED LICENSE EXCEPTIONS (SEE PART No. 1 to part 738) 740 FOR A DESCRIPTION OF ALL LICENSE EX- NS applies to ‘‘technology’’ NS Column 1. CEPTIONS) for equipment controlled by CIV: N/A 6A001 to 6A008, 6B004 to TSR: Yes, except for the following: (1) Items 6B008, or 6C002 to 6C005. controlled for MT reasons; (2) ‘‘Tech- MT applies to ‘‘technology’’ MT Column 1. nology’’ for commodities controlled by for equipment controlled by 6A002, 6A004.e or 6A008.j.1; (3) ‘‘Tech- 6A002, 6A007, 6A008, nology’’ for 6A003 cameras, unless for 6A102, 6A107, 6A108, 6B008, or 6B108 for MT ‘‘technology’’ for the integration of 6A003 reasons. cameras into camera systems ‘‘specially NP applies to ‘‘technology’’ NP Column 1. designed’’ for civil automotive applica- for items controlled by tions; (4) ‘‘Technology’’ for ‘‘software’’ 6A003, 6A005, 6A202, ‘‘specially designed’’ for ‘‘space qualified’’ 6A203, 6A205, 6A225 or ‘‘laser’’ radar or Light Detection and 6A226 for NP reasons. Ranging (LIDAR) equipment defined in RS applies to ‘‘technology’’ RS Column 1 for items controlled by 6A008.j.1 and controlled by 6D001 or 6D002; 6A002.a.1, .a.2, .a.3, or .c, or (5) Exports or reexports to destinations 6A003.b.3 or .b.4, or outside of those countries listed in Coun- 6A008.j.1. try Group A:5 (See Supplement No. 1 to CC applies to ‘‘technology’’ CC Column 1. part 740 of the EAR) of ‘‘technology’’ for for equipment controlled by the ‘‘development’’ of the following: (a) 6A002 for CC reasons. Items controlled by 6A001.a.1.b, 6A001.a.1.e, AT applies to entire entry ...... AT Column 1. UN applies to ‘‘technology’’ See § 746.1(b) for UN con- 6A001.a.2.a.1, 6A001.a.2.a.2, 6A001.a.2.a.3, for equipment controlled by trols. 6A001.a.2.a.5, 6A001.a.2.a.6, 6A001.a.2.b, 6A002 or 6A003 for UN 6A001.a.2.d, 6A001.a.2.e., 6A004.c, 6A004.d,, reasons.. 6A006.a.2, 6A006.c.1, 6A006.d, 6A006.e, 6A008.d, 6A008.h, 6A008.k, 6B008, or 6D003.a; REPORTING REQUIREMENTS See § 743.1 of the (b) Equipment controlled by 6A001.a.2.c or EAR for reporting requirements for ex- 6A001.a.2.f when ‘‘specially designed’’ for ports under License Exceptions, and Vali- real time applications; or (c) ‘‘Software’’ dated End-User authorizations controlled by 6D001 and ‘‘specially de- LIST BASED LICENSE EXCEPTIONS (SEE PART signed’’ for the ‘‘development’’ or ‘‘pro- 740 FOR A DESCRIPTION OF ALL LICENSE EX- duction’’ of equipment controlled by 6B008, CEPTIONS) or 6D003.a. CIV: N/A SPECIAL CONDITIONS FOR STA TSR: Yes, except for the following:

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(1) Items controlled for MT reasons; Optical Sensors (2) ‘‘Technology’’ for commodities con- b. [Reserved] trolled by 6A002, 6A004.e, or 6A008.j.1; Cameras (3) ‘‘Technology’’ for 6A003 cameras, unless c. [Reserved] for ‘‘technology’’ for the integration of 6A003 Optics cameras into camera systems ‘‘specially de- d. ‘‘Technology’’ as follows: signed’’ for civil automotive applications ; or d.1. ‘‘Technology’’ ‘‘required’’ for the coat- (4) Exports or reexports to destinations ing and treatment of optical surfaces to outside of those countries listed in Country achieve an ’optical thickness’ uniformity of Group A:5 (See Supplement No. 1 to part 740 99.5% or better for optical coatings 500 mm of the EAR) of ‘‘technology’’ for the ‘‘pro- or more in diameter or major axis length and duction’’ of the following: (a) Items con- with a total loss (absorption and scatter) of trolled by 6A001.a.1.b, 6A001.a.1.e, less than 5 × 10¥3; 6A001.a.2.a.1, 6A001.a.2.a.2, 6A001.a.2.a.3, N.B.: See also 2E003.f. 6A001.a.2.a.5, 6A001.a.2.a.6, 6A001.a.2.b, Technical Note: ’Optical thickness’ is the 6A004.c, 6A004.d, 6A006.a.2, 6A006.c.1, 6A006.d, mathematical product of the index of refraction 6A006.e, 6A008.d, 6A008.h, 6A008.k, or 6B008; and the physical thickness of the coating. and (b) Items controlled by 6A001.a.2.c or d.2. ‘‘Technology’’ for the fabrication of op- 6A001.a.2.f when ‘‘specially designed’’ for real tics using single point diamond turning tech- time applications. niques to produce surface finish ‘‘accuracies’’ SPECIAL CONDITIONS FOR STA of better than 10 nm rms on non-planar sur- STA: License Exception STA may not be 2; used to ship or transmit ‘‘technology’’ ac- faces exceeding 0.5 m Lasers cording to the General Technology Note e. ‘‘Technology’’ ‘‘required’’ for the ‘‘defor the ‘‘production’’ of equipment speci- velopment,’’ ‘‘production’’ or ‘‘use’’ of ‘‘spe- fied in the STA exclusion paragraphs found cially designed’’ diagnostic instruments or in the License Exception sections of by targets in test facilities for ‘‘SHPL’’ testing ECCNs 6A001, 6A002, 6A003, 6A004, 6A006, or testing or evaluation of materials irradi- 6A008, or 6B008 to any of the destinations ated by ‘‘SHPL’’ beams; listed in Country Group A:6 (See Supple- Magnetic and Electric Field Sensors ment No. 1 to part 740 of the EAR). f. [Reserved] LIST OF ITEMS CONTROLLED Related Controls: (1) Technical data directly Gravimeters related to satellites and all other items de- g. [Reserved] scribed in USML Category XV are subject Radar to the ITAR under USML Category XV(f). h. [Reserved] (2) Technical data directly related to laser 6E101 ‘‘Technology’’ according to the Gen- systems, infrared imaging systems, and all eral Technology Note for the ‘‘use’’ of other items described in USML Category equipment or ‘‘software’’ controlled by XII are subject to the ITAR under USML 6A002, 6A007.b and .c, 6A008, 6A102, Category XII(f). (3) See also 6E992. 6A107, 6A108, 6B108, 6D102 or 6D103. Related Definitions: N/A LICENSE REQUIREMENTS Items: The list of items controlled is con- Reason for Control: MT, AT tained in the ECCN heading. Country Chart (See Supp. 6E003 Other ‘‘technology’’ as follows (see Control(s) No. 1 to part 738) List of Items Controlled). LICENSE REQUIREMENTS MT applies to entire entry ..... MT Column 1 Reason for Control: NS, AT AT applies to entire entry ...... AT Column 1

Country chart LIST BASED LICENSE EXCEPTIONS (SEE PART Control(s) (See Supp. No.1 740 FOR A DESCRIPTION OF ALL LICENSE EX- to part 738) CEPTIONS) NS applies to entire entry ...... NS Column 1 CIV: N/A AT applies to entire entry ...... AT Column 1 TSR: N/A LIST OF ITEMS CONTROLLED LIST BASED LICENSE EXCEPTIONS (SEE PART Related Controls: N/A 740 FOR A DESCRIPTION OF ALL LICENSE EX- Related Definitions: (1) This entry only con- CEPTIONS) trols ‘‘technology’’ for equipment con- CIV: N/A trolled by 6A008 when it is designed for air- TSR: Yes borne applications and is usable in ‘‘mis- LIST OF ITEMS CONTROLLED siles’’. (2) This entry only controls ‘‘tech- Related Controls: See also 6E993 nology’’ for items in 6A002.a.1 and a.3 that Related Definitions: N/A are ‘‘specially designed’’ or modified to Items: protect ‘‘missiles’’ against nuclear effects Acoustics (e.g., Electromagnetic Pulse (EMP), X- a. [Reserved] rays, combined blast and thermal effects),

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and usable for ‘‘missiles.’’ (3) This entry LICENSE REQUIREMENTS only controls ‘‘technology’’ for items in Reason for Control: NS, RS, AT, UN 6A007.b and .c when the accuracies in 6A007.b.1 and b.2 are met or exceeded. Country chart (see supp. no. Control(s) 1 to part 738) Items: The list of items controlled is contained in the ECCN heading. NS applies to entire entry ...... NS Column 1. RS applies to entire entry ...... RS Column 1. 6E201 ‘‘Technology’’ according to the Gen- AT applies to entire entry ...... AT Column 1. eral Technology Note for the ‘‘use’’ of UN applies to entire entry ..... See § 746.1(b) for UN con- equipment controlled by 6A003.a.2., trols. 6A003.a.3, 6A003.a.4; 6A005.a.2, 6A005.b.2.b, 6A005.b.3, 6A005.b.4.b.2, LICENSE EXCEPTIONS 6A005.b.6.c, 6A005.c.1.b, 6A005.c.2.b, CIV: N/A 6A005.d.2, 6A005.d.3.c, or 6A005.d.4.c (that TSR: N/A meet or exceed the parameters of 6A205); SPECIAL CONDITIONS FOR STA 6A202, 6A203, 6A205, 6A225 or 6A226. STA: Paragraph (c)(2) of License Exception LICENSE REQUIREMENTS STA (§ 740.20(c)(2) of the EAR) may not be Reason for Control: NP, AT used for any item in 6E619. LIST OF ITEMS CONTROLLED Related Controls: Technical data directly re- Control(s) Country Chart (See Supp. No. 1 to part 738) lated to articles enumerated or otherwise described in USML Category XVIII are sub- NP applies to entire entry ...... NP Column 1 ject to the ITAR (See 22 CFR 121.1, Cat- AT applies to entire entry ...... AT Column 1 egory XVIII(f)). Related Definitions: N/A LIST BASED LICENSE EXCEPTIONS (SEE PART Items: 740 FOR A DESCRIPTION OF ALL LICENSE EX- CEPTIONS) The list of items controlled is contained in CIV: N/A the ECCN heading. TSR: N/A 6E990 Technology ‘‘required’’ for the ‘‘devel- LIST OF ITEMS CONTROLLED opment’’ or ‘‘production’’ of commodities Related Controls: N/A controlled by ECCN 6A990. Related Definitions: N/A LICENSE REQUIREMENTS ECCN Controls: This entry only controls Reason for Control: RS, AT ‘‘technology’’ for ‘‘lasers’’ in 6A005 that are controlled for NP reasons. Country chart (See Supp. No. Items: The list of items controlled is con- Control(s) 1 to part 738) tained in the ECCN heading. RS applies to entire entry ...... RS Column 1 6E202 ‘‘Technology’’ according to the Gen- AT applies to entire entry ...... AT Column 1 eral Technology Note for the ‘‘production’’ or ‘‘use’’ of ‘‘software’’ controlled by LIST BASED LICENSE EXCEPTIONS (SEE PART 6D201. 740 FOR A DESCRIPTION OF ALL LICENSE EX- CEPTIONS) LICENSE REQUIREMENTS Reason for Control: NP, AT CIV: N/A TSR: N/A Country chart (see Supp. No. LIST OF ITEMS CONTROLLED Control(s) 1 to part 738) Related Controls: Technical data directly related to read-out integrated circuits de- NP applies to entire entry ...... NP Column 1 scribed in USML Categories XII(e) or AT applies to entire entry ...... AT Column 1 XV(e)(3) is subject to the ITAR under USML Categories XII(f) or XV(f), respectively. LIST BASED LICENSE EXCEPTIONS (SEE PART Related Definitions: N/A 740 FOR A DESCRIPTION OF ALL LICENSE EX- Items: The list of items controlled is con- CEPTIONS) tained in the ECCN heading. CIV: N/A TSR: N/A 6E991 ‘‘Technology’’ for the ‘‘development’’, LIST OF ITEMS CONTROLLED ‘‘production’’ or ‘‘use’’ of equipment con- Related Controls: N/A trolled by 6A991, 6A996, 6A997, 6A998 or Related Definitions: N/A 6A999.c. Items: The list of items controlled is con- LICENSE REQUIREMENTS tained in the ECCN heading. Reason for Control: RS, AT

6E619 ‘‘Technology’’ ‘‘required’’ for the ‘‘de- Control(s) Country chart (See Supp. No. velopment,’’ ‘‘production,’’ operation, in- 1 to part 738) stallation, maintenance, repair, overhaul RS applies to ‘‘technology’’ RS Column 1 or refurbishing of commodities controlled for equipment controlled by by 6B619 or ‘‘software’’ controlled by 6A998.b, 6A998.c and 6D619. 6A999.c.

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Country chart (See Supp. No. a.1. Area exceeding 1 m2; and Control(s) 1 to part 738) a.2. Surface figure exceeding λ/10 (rms) at the designed wavelength; AT applies to entire entry, ex- AT Column 1 b. ‘‘Technology’’ for optical filters with a cept ‘‘technology’’ for bandwidth equal to or less than 10 nm, a field equipment controlled by ° 6A991. of view (FOV) exceeding 40 and a resolution AT applies to ‘‘technology’’ AT Column 2 exceeding 0.75 line pairs per milliradian; for equipment controlled by c. ‘‘Technology’’ for the ‘‘development’’ or 6A991. ‘‘production’’ of cameras controlled by 6A993; d. ‘‘Technology’’ ‘‘required’’ for the ‘‘de- LIST BASED LICENSE EXCEPTIONS (SEE PART velopment’’ or ‘‘production’’ of non-triaxial 740 FOR A DESCRIPTION OF ALL LICENSE EX- fluxgate ‘‘magnetometers’’ or non-triaxial CEPTIONS) fluxgate ‘‘magnetometer’’ systems, having CIV: N/A any of the following: TSR: N/A d.1. ‘Sensitivity’ lower (better) than 0.05 LIST OF ITEMS CONTROLLED nT (rms) per square root Hz at frequencies of Related Controls: N/A less than 1 Hz; or Related Definitions: N/A d.2. ‘Sensitivity’ lower (better) than 1 × Items: The list of items controlled is con- 10¥3 nT (rms) per square root Hz at fre- tained in the ECCN heading. quencies of 1 Hz or more. e. ‘‘Technology’’ ‘‘required’’ for the ‘‘de- 6E992 ‘‘Technology’’ for the ‘‘development’’ velopment’’ or ‘‘production’’ of infrared up- or ‘‘production’’ of equipment, materials conversion devices having all of the fol- or ‘‘software’’ controlled by 6A992, 6A994, lowing: or 6A995, 6B995, 6C992, 6C994, or 6D993. e.1. A response in the wavelength range ex- LICENSE REQUIREMENTS ceeding 700 nm but not exceeding 1500 nm; Reason for Control: AT and e.2. A combination of an infrared Country Chart (See Supp. photodetector, light emitting diode (OLED), Control(s) No. 1 to part 738) and nanocrystal to convert infrared light AT applies to entire entry ...... AT Column 1 into visible light. Technical Note: For the purposes of 6E993, LIST BASED LICENSE EXCEPTIONS (SEE PART ‘sensitivity’ (or noise level) is the root mean 740 FOR A DESCRIPTION OF ALL LICENSE EX- square of the device-limited noise floor which is CEPTIONS) the lowest signal that can be measured. CIV: N/A TSR: N/A EAR99 Items subject to the EAR that are LIST OF ITEMS CONTROLLED not elsewhere specified in this CCL Cat- Related Controls: N/A egory or in any other category in the CCL Related Definitions: N/A are designated by the number EAR99. Items: The list of items controlled is con- CATEGORY 7—NAVIGATION AND AVIONICS tained in the ECCN heading. A. ‘‘END ITEMS’’, ‘‘EQUIPMENT’’, ‘‘ACCES- 6E993 Other ‘‘technology’’, not controlled by SORIES’’, ‘‘ATTACHMENTS’’, ‘‘PARTS’’, ‘‘COM- 6E003, as follows (see List of Items Con- PONENTS’’ AND ‘‘SYSTEMS’’ trolled). LICENSE REQUIREMENTS N.B. 1: For automatic pilots for underwater Reason for Control: RS, AT vehicles, see Category 8. For radar, see Category 6. Country Chart (See Supp. Control(s) No. 1 to part 738) 7A001 Accelerometers as follows (see List of Items Controlled) and ‘‘specially de- RS applies to 6E993.e ...... RS Column 1 signed’’ ‘‘components’’ therefor. AT applies to entire entry ...... AT Column 1 LICENSE REQUIREMENTS Reason for Control: NS, MT, AT LIST BASED LICENSE EXCEPTIONS (SEE PART 740 FOR A DESCRIPTION OF ALL LICENSE EX- Control(s) Country Chart (See Supp. CEPTIONS) No. 1 to part 738) CIV: N/A TSR: N/A NS applies to entire entry ...... NS Column 1. MT applies to commodities MT Column 1. LIST OF ITEMS CONTROLLED that meet or exceed the Related Controls: N/A parameters of 7A101. Related Definitions: N/A AT applies to entire entry ...... AT Column 1. Items: a. Optical fabrication technologies for serially producing optical ‘‘parts’’ and LIST BASED LICENSE EXCEPTIONS (SEE PART ‘‘components’’ at a rate exceeding 10 m2 of 740 FOR A DESCRIPTION OF ALL LICENSE EX- surface area per year on any single spindle CEPTIONS) and having all of the following: LVS: N/A

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GBS: N/A refer to dynamic or servo stability.) (IEEE STD CIV: N/A 528–2001 paragraph 2.247) LIST OF ITEMS CONTROLLED LIST BASED LICENSE EXCEPTIONS (SEE PART Related Controls: (1) See USML Category 740 FOR A DESCRIPTION OF ALL LICENSE EX- XII(e) for accelerometers subject to the CEPTIONS) ITAR. (2) See also ECCNs 7A101, 7A611, and LVS: N/A 7A994. (3) For angular or rotational GBS: N/A accelerometers, see ECCN7A001.b. (4) MT CIV: N/A controls do not apply to accelerometers LIST OF ITEMS CONTROLLED that are ‘‘specially designed’’ and devel- Related Controls: (1) See USML Category oped as Measurement While Drilling XII(e) for gyros or angular rate sensors (MWD) sensors for use in downhole well subject to the ITAR. (2) See also ECCNs service applications. 7A102, 7A611, and 7A994. (3) For angular or Related Definitions: N/A rotational accelerometers, see ECCN Items: a. Linear accelerometers having any of 7A001.b. the following: Related Definitions: N/A a.1. Specified to function at linear accel- Items: a. Specified to function at linear acceleration levels less than or equal to 15 g and eration levels less than or equal to 100 g and having any of the following: having any of the following: a.1.a. A ‘‘bias’’ ‘‘stability’’ of less (better) a.1. A rate range of less than 500 degrees than 130 micro g with respect to a fixed cali- per second and having any of the following: bration value over a period of one year; or a.1.a. A ‘‘bias’’ ‘‘stability’’ of less (better) a.1.b. A ‘‘scale factor’’ ‘‘stability’’ of less than 0.5 degree per hour,when measured in a (better) than 130 ppm with respect to a fixed 1 g environment over a period of one month, calibration value over a period of one year; and with respect to a fixed calibration value; a.2. Specified to function at linear accel- or eration levels exceeding 15 g but less than or a.1.b. An ‘‘angle random walk’’ of less (bet- equal to 100 g and having all of the following: ter) than or equal to 0.0035 degree per square a.2.a. A ‘‘bias’’ ‘‘repeatability’’ of less (bet- root hour; or ter) than 1,250 micro g over a period of one Note: 7A002.a.1.b does not control ‘‘spinning year; and mass gyros’’. a.2. A rate range greater than or equal to a.2.b. A ‘‘scale factor’’ ‘‘repeatability’’ of 500 degrees per second and having any of the less (better) than 1,250 ppm over a period of following: one year; or a.2.a. A ‘‘bias’’ ‘‘stability’’ of less (better) a.3. Designed for use in inertial navigation than 4 degrees per hour, when measured in a or guidance systems and specified to func- 1 g environment over a period of three min- tion at linear acceleration levels exceeding utes, and with respect to a fixed calibration 100 g; value; or Note: 7A001.a.1 and 7A001.a.2 do not apply to a.2.b. An ‘‘angle random walk’’ of less (bet- accelerometers limited to measurement of only ter) than or equal to 0.1 degree per square vibration or shock. root hour; or b. Angular or rotational accelerometers, Note: 7A002.a.2.b does not apply to ‘‘spinning specified to function at linear acceleration mass gyros’’. levels exceeding 100 g. b. Specified to function at linear accelera- 7A002 Gyros or angular rate sensors, having tion levels exceeding 100 g. any of the following (see List of Items 7A003 ’Inertial measurement equipment or Controlled) and ‘‘specially designed’’ systems’, having any of the following (see ‘‘components’’ therefor. List of Items Controlled). LICENSE REQUIREMENTS LICENSE REQUIREMENTS Reason for Control: NS, MT, AT Reason for Control: NS, MT, AT

Control(s) Country Chart (See Supp. Country Chart (See Supp. No. 1 to part 738) Control(s) No. 1 to part 738)

NS applies to entire entry ...... NS Column 1. NS applies to entire entry ...... NS Column 1. MT applies to commodities MT Column 1. MT applies to commodities in MT Column 1. that meet or exceed the 7A003.d that meet or ex- parameters of 7A102. ceed the parameters of AT applies to entire entry ...... AT Column 1. 7A103. AT applies to entire entry ...... AT Column 1. License Requirement Note: For the purpose of MT controls only, the term ‘stability’ is defined LIST BASED LICENSE EXCEPTIONS (SEE PART as a measure of the ability of a specific mecha- 740 FOR A DESCRIPTION OF ALL LICENSE EX- nism or performance coefficient to remain CEPTIONS) invariant when continuously exposed to a fixed LVS: N/A operating condition. (This definition does not GBS: N/A

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CIV: N/A references’ are built into a single unit (i.e., em- LIST OF ITEMS CONTROLLED bedded) in order to achieve improved perform- Related Controls: (1) See also ECCNs 7A103, ance. 7A611, and 7A994. (2) See USML Category c. Designed for ‘‘aircraft’’, land vehicles or XII(d) for guidance or navigation systems vessels, providing heading or True North de- subject to the ITAR. termination and having any of the following: Related Definitions: N/A c.1. A maximum operating angular rate Items: less (lower) than 500 deg/s and a heading Note 1: ’Inertial measurement equipment or ‘‘accuracy’’ without the use of ’positional systems’ incorporate accelerometers or gyro- aiding references’ equal to or less (better) scopes to measure changes in velocity and ori- than 0.07 deg sec (Lat) (equivalent to 6 arc entation in order to determine or maintain minutes rms at 45 degrees latitude); or heading or position without requiring an exter- c.2. A maximum operating angular rate nal reference once aligned. ’Inertial measure- equal to or greater (higher) than 500 deg/s ment equipment or systems’ include: —Attitude and Heading Reference Systems and a heading ‘‘accuracy’’ without the use of (AHRSs); ’positional aiding references’ equal to or less —Gyrocompasses; (better) than 0.2 deg sec (Lat) (equivalent to —Inertial Measurement Units (IMUs); 17 arc minutes rms at 45 degrees latitude); —Inertial Navigation Systems (INSs); d. Providing acceleration measurements or —Inertial Reference Systems (IRSs); angular rate measurements, in more than —Inertial Reference Units (IRUs). one dimension, and having any of the fol- Note 2: 7A003 does not apply to ’inertial meas- lowing: urement equipment or systems’ which are cer- d.1. Performance specified by 7A001 or tified for use on ‘‘civil aircraft’’ by civil aviation 7A002 along any axis, without the use of any authorities of one or more Wassenaar Arrange- aiding references; or ment Participating States, see Supplement No. 1 d.2. Being ‘‘space-qualified’’ and providing to part 743 of the EAR. angular rate measurements having an ‘‘angle Technical note: ’Positional aiding references’ random walk’’ along any axis of less (better) independently provide position, and include: than or equal to 0.1 degree per square root a. Global Navigation Satellite Systems (GNSS); hour. b. ‘‘Data-Based Referenced Navigation’’ Note: 7A003.d.2 does not apply to ’inertial (‘‘DBRN’’). measurement equipment or systems’ that contain a. Designed for ‘‘aircraft’’, land vehicles or ‘‘spinning mass gyros’’ as the only type of gyro. vessels, providing position without the use of ’positional aiding references’, and having 7A004 ‘‘Star trackers’’ and ‘‘components’’ any of the following ‘‘accuracies’’ subsequent therefor, as follows (see List of Items to normal alignment: Controlled). a.1. 0.8 nautical miles per hour (nm/hr) LICENSE REQUIREMENTS ‘‘Circular Error Probable’’ (‘‘CEP’’) rate or Reason for Control: NS, MT, AT less (better); a.2. 0.5% distanced travelled ‘‘CEP’’ or less Country Chart (See Supp. Control(s) No. 1 to part 738) (better); or a.3. Total drift of 1 nautical mile ‘‘CEP’’ or NS applies to entire entry ...... NS Column 1 less (better) in a 24 hr period; MT applies to entire entry ..... MT Column 1 Technical Note: The performance parameters AT applies to entire entry ...... AT Column 1 in 7A003.a.1, 7A003.a.2 and 7A003.a.3 typically apply to ’inertia measurement equipment or sys- LIST BASED LICENSE EXCEPTIONS (SEE PART tems’ designed for ‘‘aircraft’’, vehicles and ves- 740 FOR A DESCRIPTION OF ALL LICENSE EX- sels, respectively. These parameters result from CEPTIONS) the utilization of specialized non-positional aid- LVS: N/A ing references (e.g., altimeter, odometer, velocity GBS: N/A log). As a consequence, the specified perform- CIV: N/A ance values cannot be readily converted be- LIST OF ITEMS CONTROLLED tween these parameters. Equipment designed for Related Controls: (1) See USML Category XV multiple platforms are evaluated against each for certain ’star trackers’ that are ‘‘subject applicable entry 7A003.a.1, 7A003.a.2, or to the ITAR’’ (see 22 CFR parts 120 through 7A003.a.3. 130). (2) See also 7A104 and 7A994. b. Designed for ‘‘aircraft’’, land vehicles or Related Definitions: N/A vessels, with an embedded ’positional aiding Items: a. ‘‘Star trackers’’ with a specified azi- reference’ and providing position after loss of muth ‘‘accuracy’’ of equal to or less (better) all ’positional aiding references’ for a period than 20 seconds of arc throughout the speci- of up to 4 minutes, having an ‘‘accuracy’’ of fied lifetime of the equipment; less (better) than 10 meters ‘‘CEP’’; b. ‘‘Components’’ ‘‘specially designed’’ for Technical Note: 7A003.b refers to systems in equipment specified in 7A004.a as follows: which ’inertial measurement equipment or sys- b.1. Optical heads or baffles; tems’ and other independent ’positional aiding b.2. Data processing units.

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Technical Note: ’Star trackers’ are also re- of distance traveled ‘‘Circular Error ferred to as stellar attitude sensors or gyro-astro Probable’’ (‘‘CEP’’) and ‘‘specially de- compasses. signed’’ ‘‘components’’ therefor. LICENSE REQUIREMENTS 7A005 Global Navigation Satellite Systems Reason for Control: NS, AT (GNSS) receiving equipment having any of the following (see List of Items Con- Country Chart (See Supp. trolled) and ‘‘specially designed’’ ‘‘compo- Control(s) No. 1 to part 738) nents’’ therefor. LICENSE REQUIREMENTS NS applies to entire entry ...... NS Column 2. These items are ‘‘subject to the ITAR’’ (see AT applies to entire entry ...... AT Column 1. 22 CFR parts 120 through 130). LIST BASED LICENSE EXCEPTIONS (SEE PART LIST OF ITEMS CONTROLLED Related Controls: (1) See also ECCNs 7A105 740 FOR A DESCRIPTION OF ALL LICENSE EX- and 7A994. Typically commercially avail- CEPTIONS) able GNSS receivers do not employ LVS: N/A decryption or adaptive antennas and are GBS: N/A classified as 7A994. (2) See USML Category CIV: N/A XII(d) for GNSS receiving equipment sub- LIST OF ITEMS CONTROLLED ject to the ITAR. Related Controls: 7A008 does not control sys- Related Definitions: N/A tems ‘‘specially designed’’ for installation Items: a. Employing a decryption algorithm on surface vessels or systems requiring ‘‘specially designed’’ or modified for govern- acoustic beacons or buoys to provide posi- ment use to access the ranging code for positioning data. See 6A001.a for acoustic sys- tion and time; or tems, and 6A001.b for correlation-velocity b. Employing ‘adaptive antenna systems’. and Doppler-velocity sonar log equipment. Note: 7A005.b does not apply to GNSS receiv- See 8A002 for other marine systems. ing equipment that only uses ‘‘components’’ de- Related Definitions: N/A signed to filter, switch, or combine signals from Items: The list of items controlled is con- multiple omni-directional antennas that do not tained in the ECCN heading. implement adaptive antenna techniques. Technical Note: For the purposes of 7A005.b 7A101 Accelerometers, other than those con- ‘adaptive antenna systems’ dynamically gen- trolled by 7A001 (see List of Items Con- erate one or more spatial nulls in an antenna trolled), and ‘‘specially designed’’ ‘‘parts’’ array pattern by signal processing in the time and ‘‘components’’ therefor. domain or frequency domain. LICENSE REQUIREMENTS Reason for Control: MT, AT 7A006 Airborne altimeters operating at frequencies other than 4.2 to 4.4 GHz inclu- Control(s) Country Chart (See Supp. sive and having any of the following (see No. 1 to part 738) List of Items Controlled). MT applies to entire entry ..... MT Column 1 LICENSE REQUIREMENTS AT applies to entire entry ...... AT Column 1 Reason for Control: NS, MT, AT1 LIST BASED LICENSE EXCEPTIONS (SEE PART Country Chart (See Supp. Control(s) No. 1 to part 738) 740 FOR A DESCRIPTION OF ALL LICENSE EX- CEPTIONS) NS applies to entire entry ...... NS Column 1 LVS: N/A MT applies to entire entry ..... MT Column 1 GBS: N/A AT applies to entire entry ...... AT Column 1 CIV: N/A LIST OF ITEMS CONTROLLED LIST BASED LICENSE EXCEPTIONS (SEE PART Related Controls: (1) See USML Category 740 FOR A DESCRIPTION OF ALL LICENSE EX- XII(e) for accelerometers subject to the CEPTIONS) ITAR. (2) See also ECCNs 7A001 and 7A611. LVS: N/A (3) This entry does not control GBS: N/A accelerometers that are ‘‘specially de- CIV: N/A signed’’ and developed as MWD (Measure- LIST OF ITEMS CONTROLLED Related Controls: See also 7A106, 7A994 and ment While Drilling) sensors for use in Category 6 for controls on radar. downhole well service operations. Related Definitions: N/A Related Definitions: N/A Items: a. ‘‘Power management’’; or Items: a. Linear accelerometers designed for b. Using phase shift key modulation. use in inertial navigation systems or in guidance systems of all types, usable in ‘‘mis- 7A008 Underwater sonar navigation systems siles’’ having all of the following character- using Doppler velocity or correlation ve- istics, and ‘‘specially designed’’ ‘‘parts’’ and locity logs integrated with a heading ‘‘components’’ therefor: source and having a positioning ‘‘accu- 1. ‘Scale factor’ ‘‘repeatability’’ less (bet- racy’’ of equal to or less (better) than 3% ter) than 1250 ppm; and

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2. ‘Bias’ ‘‘repeatability’’ less (better) than 7A103 Instrumentation, navigation equip- 1250 micro g. ment and systems, other than those con- Note: The measurement of ‘bias’ and ‘scale trolled by 7A003, and ‘‘specially designed’’ factor’ refers to one sigma standard deviation ‘‘parts’’ and ‘‘components’’ therefor, as fol- with respect to a fixed calibration over a period lows (see List of Items Controlled). of one year. LICENSE REQUIREMENTS b. Accelerometers of any type, designed for Reason for Control: MT, AT use in inertial navigation systems or in guidance systems of all types, specified to func- Control(s) Country Chart (See Supp. tion at acceleration levels greater than 100 g. No. 1 to part 738) Note to paragraph b: This paragraph (b) does MT applies to entire entry ..... MT Column 1 not include accelerometers that are designed to AT applies to entire entry ...... AT Column 1 measure vibration or shock. LIST BASED LICENSE EXCEPTIONS (SEE PART 7A102 Gyros, other than those controlled by 740 FOR A DESCRIPTION OF ALL LICENSE EX- 7A002 (see List of Items Controlled), and CEPTIONS) ‘‘specially designed’’ ‘‘parts’’ and ‘‘compo- LVS: N/A nents’’ therefor. GBS: N/A LICENSE REQUIREMENTS CIV: N/A Reason for Control: MT, AT LIST OF ITEMS CONTROLLED Related Controls: (1) See ECCN 7A003 and Country Chart (See Supp. Control(s) No. 1 to part 738) 7A994. (2) Inertial navigation systems and inertial equipment, and ‘‘specially de- MT applies to entire entry ..... MT Column 1 signed’’ ‘‘parts’’ and ‘‘components’’ there- AT applies to entire entry ...... AT Column 1 for specifically designed, modified or configured for military use are ‘‘subject to the LIST BASED LICENSE EXCEPTIONS (SEE PART ITAR’’ (see 22 CFR parts 120 through 130). 740 FOR A DESCRIPTION OF ALL LICENSE EX- Related Definitions: ’Inertial measurement CEPTIONS) equipment or systems’ specified in 7A103.a. LVS: N/A incorporate accelerometers or gyros to GBS: N/A measure changes in velocity and orienta- CIV: N/A tion in order to determine or maintain LIST OF ITEMS CONTROLLED heading or position without requiring an Related Controls: (1) See USML Category external reference once aligned. XII(e) for gyros or angular rate sensors Items: a. ’Inertial measurement equipment or subject to the ITAR. (2) See also ECCNs systems’ using accelerometers or gyros con- 7A002, 7A611, and 7A994. trolled by 7A001, 7A002, 7A101 or 7A102, and Related Definitions: (1) Drift rate is defined as ‘‘specially designed’’ ‘‘parts’’ and ‘‘compo- the time rate of output deviation from the nents’’ therefor; desired output. It consists of random and Note 1: 7A103.a does not control equipment systematic components and is expressed as containing accelerometers ‘‘specially designed’’ an equivalent angular displacement per and developed as MWD (Measurement While unit time with respect to inertial space. (2) Drilling) sensors for use in down-hole well serv- Stability is defined as standard deviation ices operations. (1 sigma) of the variation of a particular Note 2: 7A103.a does not control inertial or parameter from its calibrated value meas- other equipment using accelerometers or gyros ured under stable temperature conditions. controlled by 7A001 or 7A002 that are only NS This can be expressed as a function of controlled. time. Note 3: 7A103.a. includes Attitude and Head- Items: a. All types of gyros, usable in rockets, ing Reference Systems (AHRSs), gyrocompasses, missiles, or unmanned aerial vehicles capa- Inertial Measurement Units (IMUs), Inertial ble of achieving a ‘‘range’’ equal to or great- Navigations Systems (INSs), Inertial Reference er than 300 km, with a rated ‘‘drift rate’’ Systems (IRSs), and Inertial Reference Units ‘stability’ of less than 0.5 degrees (1 sigma or (IRUs). rms) per hour in a 1 g environment. b. Integrated flight instrument systems, b. Gyros of any type, designed for use in in- which include gyrostabilizers or automatic ertial navigation systems or in guidance sys- pilots, designed or modified for use in rock- tems of all types, specified to function at ac- ets, missiles, or unmanned aerial vehicles ca- celeration levels greater than 100 g. pable of achieving a ‘‘range’’ equal to or Technical Note: In this entry, the term ‘sta- greater than 300 km, and ‘‘specially de- bility’ is defined as a measure of the ability of signed’’ ‘‘parts’’ and ‘‘components’’ therefor. a specific mechanism or performance coefficient c. Integrated Navigation Systems, designed to remain invariant when continuously exposed or modified for use in rockets, missiles, or to a fixed operating condition. (This definition unmanned aerial vehicles capable of achiev- does not refer to dynamic or servo stability.) ing a ‘‘range’’ equal to or greater than 300 (IEEE STD 528–2001 paragraph 2.247). km and capable of providing a navigational

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accuracy of 200m Circular Error Probable GBS: N/A (CEP) or less. CIV: N/A Technical Note: An ‘ integrated navigation LIST OF ITEMS CONTROLLED system’ typically incorporates the following Related Controls: (1) See also 7A005 and 7A994. ‘‘parts’’ and ‘‘components’’: (2) See Categories XI and XV of the U.S. 1. An inertial measurement device (e.g., an at- Munitions List (22 CFR 121.1) for controls titude and heading reference system, inertial on similar equipment ‘‘specially designed’’ reference unit, or inertial navigation system); for defense articles. 2. One or more external sensors used to update Related Definitions: N/A the position and/or velocity, either periodically Items: The list of items controlled is con- or continuously throughout the flight (e.g., sat- tained in the ECCN heading. ellite navigation receiver, radar altimeter, and/ or Doppler radar); and 7A106 Altimeters, other than those con- 3. Integration hardware and software. trolled by 7A006, of radar or laser radar type, designed or modified for use in 7A104 Gyro-astro compasses and other de- ‘‘missiles’’. (These items are ‘‘subject to vices, other than those controlled by the ITAR.’’ See 22 CFR parts 120 through 7A004, which derive position or orienta- 130.) tion by means of automatically tracking celestial bodies or satellites and ‘‘spe- 7A107 Three axis magnetic heading sensors cially designed’’ ‘‘parts’’ and ‘‘compo- having all of the following characteristics nents’’ therefor. (see List of Items Controlled), and ‘‘spe- LICENSE REQUIREMENTS cially designed’’ ‘‘parts’’ and ‘‘compo- Reason for Control: MT, AT nents’’ therefor. LICENSE REQUIREMENTS Country Chart (See Supp. Reason for Control: MT, AT Control(s) No. 1 to part 738)

MT applies to entire entry ..... MT Column 1 Country Chart (See Supp. Control(s) No. 1 to part 738) AT applies to entire entry ...... AT Column 1 MT applies to entire entry ..... MT Column 1. LIST BASED LICENSE EXCEPTIONS (SEE PART AT applies to entire entry ...... AT Column 1. 740 FOR A DESCRIPTION OF ALL LICENSE EX- CEPTIONS) LIST BASED LICENSE EXCEPTIONS (SEE PART LVS: N/A 740 FOR A DESCRIPTION OF ALL LICENSE EX- GBS: N/A CEPTIONS) CIV: N/A LVS: N/A LIST OF ITEMS CONTROLLED GBS: N/A Related Controls: (1) See USML Categories IV CIV: N/A and XV for certain ’star trackers’ that are LIST OF ITEMS CONTROLLED ‘‘subject to the ITAR’’ (see 22 CFR parts Related Controls: N/A 120 through 130). (2) This entry controls Related Definitions: N/A ‘‘specially designed’’ ‘‘parts’’ and ‘‘compo- Items: a. Internal tilt compensation in pitch nents’’ for gyro-astro compasses and other (±90 degrees) and roll (±180 degrees) axes; devices controlled by 7A004. b. Capable of providing azimuthal accuracy Related Definitions: N/A better (less) than 0.5 degrees rms at latitudes Items: The list of items controlled is con- of ±80 degrees, referenced to local magnetic tained in the ECCN heading. field; and 7A105 Receiving equipment for Global Navi- c. Designed or modified to be integrated gation Satellite Systems (GNSS) (e.g., with flight control and navigation systems. GPS, GLONASS, or Galileo) designed or Note: Flight control and navigation systems in modified for airborne applications and 7A107 include gyrostabilizers, automatic pilots capable of providing navigation informa- and inertial navigation systems. tion at speeds in excess of 600 m/s (1,165 7A115 Passive sensors for determining bear- nautical mph), and ‘‘specially designed’’ ing to specific electromagnetic sources ‘‘parts’’ and ‘‘components’’ therefor. (direction finding equipment) or terrain LICENSE REQUIREMENTS Reason for Control: MT, AT characteristics, designed or modified for use in ‘‘missiles’’. (These items are ‘‘sub- Control(s) Country chart ject to the ITAR.’’ See 22 CFR parts 120 through 130.) MT applies to entire entry ..... MT Column 1 AT applies to entire entry ...... AT Column 1 7A116 Flight control systems (pneumatic, hydraulic, mechanical, electro-optical, or LIST BASED LICENSE EXCEPTIONS (SEE PART electro-mechanical flight control systems 740 FOR A DESCRIPTION OF ALL LICENSE EX- (including fly-by-wire and fly-by-light sys- CEPTIONS) tems) and attitude control equipment) de- LVS: N/A signed or modified for ‘‘missiles’’. (These

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items are ‘‘subject to the ITAR’’. See 22 cially designed’’ for defense articles con- CFR parts 120 through 130.) trolled by USML Category XII or items controlled by 7A611, and that are NOT: 7A117 ‘‘Guidance sets’’ capable of achieving 1. Enumerated or controlled in the USML system accuracy of 3.33% or less of the or elsewhere within ECCN 7A611; range (e.g., a ‘‘CEP’’ of 10 km or less at a 2. Described in ECCNs 6A007, 6A107, 7A001, ‘‘range’’ of 300 km). (These items are 7A002, 7A003, 7A101, 7A102 or 7A103; or ‘‘subject to the ITAR.’’ See 22 CFR parts 3. Elsewhere specified in ECCN 7A611.y or 120 through 130.) 3A611.y. y. Specific ‘‘parts,’’ ‘‘components,’’ ‘‘ac- 7A611 Military fire control, laser, imaging, cessories,’’ and ‘‘attachments’’ ‘‘specially de- and guidance equipment, as follows (see signed’’ for a commodity subject to control List of Items Controlled). in this ECCN or a defense article in Category LICENSE REQUIREMENTS XII and not elsewhere specified on the USML Reason for Control: NS, MT, RS, AT, UN or in the CCL, as follows, and ‘‘parts,’’ Country chart (see supp. no. ‘‘components,’’ ‘‘accessories,’’ and ‘‘attach- Control(s) 1 to part 738) ments’’ ‘‘specially designed’’ therefor: y.1 [RESERVED] NS applies to entire entry ex- NS Column 1. cept 7A611.y. 7A994 Other navigation direction finding MT applies to commodities in MT Column 1. equipment, airborne communication 7A611.a that meet or exceed the parameters in equipment, all aircraft inertial navigation 7A103.b or .c. systems not controlled under 7A003 or RS applies to entire entry ex- RS Column 1. 7A103, and other avionic equipment, in- cept 7A611.y. cluding ‘‘parts’’ and ‘‘components,’’ n.e.s. AT applies to entire entry ...... AT Column 1. LICENSE REQUIREMENTS UN applies to entire entry ex- See § 746.1(b) for UN con- Reason for Control: AT cept 7A611.y. trols.

Control(s) Country chart (see supp. No. LIST BASED LICENSE EXCEPTIONS (SEE PART 1 to part 738) 740 FOR A DESCRIPTION OF ALL LICENSE EX- AT applies to entire entry ...... AT Column 1. CEPTIONS) LVS: $1500 GBS: N/A License Requirement Notes: CIV: N/A Typically commercially available GPS do not SPECIAL CONDITIONS FOR STA employ decryption or adaptive antenna and are STA: Paragraph (c)(2) of License Exception classified as 7A994. STA (§ 740.20(c)(2) of the EAR) may not be LIST BASED LICENSE EXCEPTIONS (SEE PART used for any item in 7A611. 740 FOR A DESCRIPTION OF ALL LICENSE EX- LIST OF ITEMS CONTROLLED CEPTIONS) Related Controls: (1) Military fire control, LVS: N/A laser, imaging, and guidance equipment GBS: N/A that are enumerated in USML Category CIV: N/A XII, and technical data (including soft- LIST OF ITEMS CONTROLLED ware) directly related thereto, are subject Related Controls: See 7A005 and 7A105. to the ITAR. (2) See Related Controls in Related Definitions: N/A ECCNs 0A987, 2A984, 6A002, 6A003, 6A004, Items: The list of items controlled is con- 6A005, 6A007, 6A008, 6A107, 7A001, 7A002, tained in the ECCN heading. 7A003, 7A005, 7A101, 7A102, and 7A103. (3) See ECCN 3A611 and USML Category XI for B. ‘‘TEST’’, ‘‘INSPECTION’’ AND ‘‘PRODUCTION controls on countermeasure equipment. (4) EQUIPMENT’’ See ECCN 0A919 for foreign-made ‘‘mili- 7B001 Test, calibration or alignment equip- tary commodities’’ that incorporate more ment, ‘‘specially designed’’ for equipment than a de minimis amount of U.S. origin controlled by 7A (except 7A994). ‘‘600 series’’ controlled content. LICENSE REQUIREMENTS Related Definitions: N/A Reason for Control: NS, MT, AT Items: a. Guidance or navigation systems, not Control(s) Country Chart (See Supp. elsewhere specified on the USML, that are No. 1 to part 738) ‘‘specially designed’’ for a defense article on NS applies to entire entry ...... NS Column 1 the USML or for a 600 series item. MT applies to entire entry ..... MT Column 1 b. to w. [RESERVED] AT applies to entire entry ...... AT Column 1 x. ‘‘Parts,’’ ‘‘components,’’ ‘‘accessories,’’ and ‘‘attachments,’’ including LIST BASED LICENSE EXCEPTIONS (SEE PART accelerometers, gyros, angular rate sensors, 740 FOR A DESCRIPTION OF ALL LICENSE EX- gravity meters (gravimeters), and inertial CEPTIONS) measurement units (IMUs), that are ‘‘spe- LVS: N/A

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GBS: N/A 7B003 Equipment ‘‘specially designed’’ for CIV: N/A the ‘‘production’’ of equipment controlled LIST OF ITEMS CONTROLLED by 7A (except 7A994). Related Controls: (1) See also 7B101, 7B102 and LICENSE REQUIREMENTS 7B994. Reason for Control: NS, MT, AT (2) This entry does not control test, cali- Country Chart (See Supp. bration or alignment equipment for ‘Mainte- Control(s) No. 1 to part 738) nance level I’ or ‘Maintenance Level II’. Related Definition: (1) ‘‘Maintenance Level I’’: NS applies to entire entry ...... NS Column 1 The failure of an inertial navigation unit is MT applies to entire entry ..... MT Column 1 detected on the ‘‘aircraft’’ by indications AT applies to entire entry ...... AT Column 1 from the Control and Display Unit (CDU) LIST BASED LICENSE EXCEPTIONS (SEE PART or by the status message from the cor- 740 FOR A DESCRIPTION OF ALL LICENSE EX- responding sub-system. By following the CEPTIONS) manufacturer’s manual, the cause of the LVS: N/A failure may be localized at the level of the GBS: N/A malfunctioning Line Replaceable Unit (LRU). The operator then removes the CIV: N/A LRU and replaces it with a spare. LIST OF ITEMS CONTROLLED Related Controls: (1) See also 7B103, (this (2) ‘‘Maintenance Level II’’: The defective entry is ‘‘subject to the ITAR’’ (see 22 CFR LRU is sent to the maintenance workshop parts 120 through 130)) and 7B994. (2) This (the manufacturer’s or that of the operator entry includes: Inertial Measurement Unit responsible for level II maintenance). At the (IMU module) tester; IMU platform tester; maintenance workshop, the malfunctioning IMU stable element handling fixture; IMU LRU is tested by various appropriate means platform balance fixture; gyro tuning test to verify and localize the defective Shop Re- station; gyro dynamic balance station; placeable Assembly (SRA) module respon- gyro run-in/motor test station; gyro evacu- sible for the failure. This SRA is removed ation and fill station; centrifuge fixtures and replaced by an operative spare. The defor gyro bearings; accelerometer axis align fective SRA (or possibly the complete LRU) stations; accelerometer test station; and is then shipped to the manufacturer. ‘Main- fiber optic gyro coil winding machines. tenance Level II’ does not include the dis- Related Definitions: N/A assembly or repair of controlled Items: The list of items controlled is con- accelerometers or gyro sensors. tained in the ECCN heading. Items: The list of items controlled is contained in the ECCN heading. 7B101 ‘‘Production equipment’’, and other test, calibration, and alignment equip- 7B002 Equipment ‘‘specially designed’’ to ment, other than that described in 2B119 characterize mirrors for ring ‘‘laser’’ to 2B122, 7B003, and 7B102, designed or gyros, as follows (see List of Items Con- modified to be used with equipment controlled). trolled by 7A001 to 7A004 or 7A101 to LICENSE REQUIREMENTS 7A104. Reason for Control: NS, MT, AT LICENSE REQUIREMENTS Reason for Control: MT, AT Control(s) Country Chart (See Supp. No. 1 to part 738) Country Chart (See Supp. Control(s) No. 1 to part 738) NS applies to entire entry ...... NS Column 1 MT applies to entire entry ..... MT Column 1 MT applies to entire entry ..... MT Column 1. AT applies to entire entry ...... AT Column 1 AT applies to entire entry ...... AT Column 1.

LIST BASED LICENSE EXCEPTIONS (SEE PART LIST BASED LICENSE EXCEPTIONS (SEE PART 740 FOR A DESCRIPTION OF ALL LICENSE EX- 740 FOR A DESCRIPTION OF ALL LICENSE EX- CEPTIONS) CEPTIONS) LVS: N/A LVS: N/A GBS: N/A GBS: N/A CIV: N/A CIV: N/A LIST OF ITEMS CONTROLLED LIST OF ITEMS CONTROLLED Related Controls: (1) See also 2B119 to 2B122, Related Controls: See also 7B102 and 7B994 7B003, 7B102, and 7B994. Related Definitions: N/A (2) This entry includes: inertial measure- Items: a. Scatterometers having a measurement unit (IMU module) tester; IMU plat- ment ‘‘accuracy’’ of 10 ppm or less (better); form tester; IMU stable element handling b. Profilometers having a measurement fixture; IMU platform balance fixture; gyro ‘‘accuracy’’ of 0.5 nm (5 angstrom) or less tuning test station; gyro dynamic balance (better). stations; gyro run-in/motor test stations;

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gyro evacuation and filling stations; cen- GBS: N/A trifuge fixtures for gyro bearings; acceler- CIV: N/A ometer axis align stations; and acceler- SPECIAL CONDITIONS FOR STA ometer test stations. STA: Paragraph (c)(2) of License Exception Related Definitions: N/A STA (§ 740.20(c)(2) of the EAR) may not be Items: The list of items controlled is con- used for any item in 7B611. tained in the ECCN heading. LIST OF ITEMS CONTROLLED Related Controls: N/A 7B102 Equipment, other than those con- Related Definitions: N/A trolled by 7B002, designed or modified to Items: characterize mirrors, for laser gyro a. Test, inspection, and production end equipment, as follows (see List of Items items and equipment ‘‘specially designed’’ Controlled). for the ‘‘development,’’ ‘‘production,’’ repair, LICENSE REQUIREMENTS overhaul, or refurbishing of commodities Reason for Control: MT, AT controlled in ECCN 7A611 (except 7A611.y) or commodities in USML Category XII that are Country Chart (See Supp. Control(s) No. 1 to part 738) not enumerated in USML Category XII or controlled by another ‘‘600 series’’ ECCN. MT applies to entire entry ..... MT Column 1 b. Environmental test facilities ‘‘specially AT applies to entire entry ...... AT Column 1 designed’’ for the certification, qualification, or testing of commodities controlled in LIST BASED LICENSE EXCEPTIONS (SEE PART ECCN 7A611 (except 7A611.y) or guidance 740 FOR A DESCRIPTION OF ALL LICENSE EX- equipment in USML Category XII that are CEPTIONS) not enumerated in USML Category XII or LVS: N/A controlled by another ‘‘600 series’’ ECCN. GBS: N/A c. Field test equipment ‘‘specially de- CIV: N/A signed’’ to evaluate or calibrate the oper- LIST OF ITEMS CONTROLLED ation of systems described in USML Cat- Related Controls: N/A egory XII(a), (b), or (c). Related Definitions: N/A d. to w. [RESERVED] Items: a. Scatterometers having a threshold x. ‘‘Parts,’’ ‘‘components,’’ ‘‘accessories,’’ accuracy of 10 ppm or less (better). and ‘‘attachments’’ that are ‘‘specially de- b. Reflectometers having a threshold accu- signed’’ for a commodity listed in this entry racy of 50 ppm or less (better). and that are not enumerated on the USML or c. Prolifometers having a threshold accu- controlled by another ‘‘600 series’’ ECCN. racy of 0.5nm (5 angstrom) or less (better). 7B994 Other equipment for the test, inspec- 7B103 ‘‘Specially designed’’ ‘‘production fa- tion, or ‘‘production’’ of navigation and cilities’’ for equipment controlled by avionics equipment. 7A117. (These items are ‘‘subject to the LICENSE REQUIREMENTS ITAR.’’ See 22 CFR parts 120 through Reason for Control: AT 130.) Control(s) Country Chart (See Supp. 7B611 Test, inspection, and production com- No. 1 to part 738) modities ‘‘specially designed’’ for military AT applies to entire entry ...... AT Column 1 fire control, laser, imaging, and guidance equipment, as follows (see List of Items LIST BASED LICENSE EXCEPTIONS (SEE PART Controlled). 740 FOR A DESCRIPTION OF ALL LICENSE EX- LICENSE REQUIREMENTS CEPTIONS) Reason for Control: NS, MT, RS, AT, UN LVS: N/A GBS: N/A Country chart (see supp. no. Control(s) 1 to part 738) CIV: N/A LIST OF ITEMS CONTROLLED NS applies to entire entry ...... NS Column 1. Related Controls: N/A MT applies to 7B611.a com- MT Column 1. Related Definitions: N/A modities ‘‘specially de- Items: The list of items controlled is con- signed’’ for 7A611.a com- tained in the ECCN heading modities controlled for MT reasons. C. ‘‘MATERIALS’’ [RESERVED] RS applies to entire entry ...... RS Column 1. AT applies to entire entry ...... AT Column 1. D. ‘‘SOFTWARE’’ UN applies to entire entry ..... See § 746.1(b) for UN controls. 7D001 ‘‘Software’’ ‘‘specially designed’’ or modified for the ‘‘development’’ or ‘‘pro- LIST BASED LICENSE EXCEPTIONS (SEE PART duction’’ of equipment controlled by 7A 740 FOR A DESCRIPTION OF ALL LICENSE EX- (except 7A994) or 7B (except 7B994). CEPTIONS) LICENSE REQUIREMENTS LVS: $1500 Reason for Control: NS, MT, RS, AT

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Country Chart (See Supp. Related Controls: (1) See also 7D102 and 7D994. Control(s) No. 1 to part 738) (2) This entry does not control ‘‘source code’’ for the ‘‘use’’ of gimballed ‘AHRS’. NS applies to ‘‘software’’ for NS Column 1. Related Definition: ‘AHRS’ generally differ equipment controlled by from Inertial Navigation Systems (INS) in 7A001 to 7A004, 7A006, 7A008, 7B001, 7B002 or that an ‘AHRS’ provides attitude and head- 7B003. ing information and normally does not pro- MT applies to ‘‘software’’ for MT Column 1. vide the acceleration, velocity and position equipment controlled for information associated with an INS. MT reasons. MT does not Items: The list of items controlled is con- apply to ‘‘software’’ for tained in the ECCN heading equipment controlled by 7A008. 7D003 Other ‘‘software’’ as follows (see List RS applies to ‘‘software’’ for RS Column 1 of Items Controlled). inertial navigation systems LICENSE REQUIREMENTS and inertial equipment, and Reason for Control: NS, MT, AT ‘‘components’’ therefor, for ‘‘9A991.b aircraft’’. Country chart AT applies to entire entry ...... AT Column 1. Control(s) (See Supp. No.1 to part 738) LIST BASED LICENSE EXCEPTIONS (SEE PART NS applies to entire entry ...... NS Column 1 740 FOR A DESCRIPTION OF ALL LICENSE EX- MT applies to ‘‘software’’ for MT Column 1 CEPTIONS) equipment controlled for CIV: N/A MT reasons. MT does not TSR: N/A apply to ‘‘software’’ for LIST OF ITEMS CONTROLLED equipment controlled by Related Controls: (1) See also 7D101 and 7D994. 7A008. AT applies to entire entry ...... AT Column 1 (2) The ‘‘software’’ related to 7A003.b, 7A005, 7A103.b, 7A105, 7A106, 7A115, 7A116, REPORTING REQUIREMENTS 7A117, or 7B103 is ‘‘subject to the ITAR’’ See § 743.1 of the EAR for reporting require- (see 22 CFR parts 120 through 130). (3) ments for exports under License Excep- ‘‘Software’’ for inertial navigation systems tions, and Validated End-User authoriza- and inertial equipment and ‘‘parts’’ or tions. ‘‘components’’ ‘‘specially designed’’ there- LIST BASED LICENSE EXCEPTIONS (SEE PART for that are directly related to defense ar- 740 FOR A DESCRIPTION OF ALL LICENSE EX- ticles and not ‘‘specially designed’’ for use CEPTIONS) on civil aircraft is ‘‘subject to the ITAR’’ CIV: N/A (see 22 CFR parts 120 through 130). TSR: N/A Related Definitions: N/A SPECIAL CONDITIONS FOR STA Items: The list of items controlled is con- STA: License Exception STA may not be tained in the ECCN heading used to ship or transmit software in 7D003.a or .b to any of the destinations list- 7D002 ‘‘Source code’’ for the operation or ed in Country Group A:6 (See Supplement maintenance of any inertial navigation No. 1 to part 740 of the EAR). equipment, including inertial equipment LIST OF ITEMS CONTROLLED not controlled by 7A003 or 7A004, or Atti- Related Controls: See also 7D103 and 7D994. tude and Heading Reference Systems Related Definitions: ’Data-Based Referenced (‘AHRS’). Navigation’ (’DBRN’) systems are systems LICENSE REQUIREMENTS which use various sources of previously Reason for Control: NS, MT, AT measured geo-mapping data integrated to provide accurate navigation information Country Chart (See Supp. under dynamic conditions. Data sources in- Control(s) No. 1 to part 738) clude bathymetric maps, stellar maps, NS applies to entire entry ...... NS Column 1 gravity maps, magnetic maps or 3–D dig- MT applies to entire entry ..... MT Column 1 ital terrain maps. AT applies to entire entry ...... AT Column 1 Items: a. ‘‘Software’’ ‘‘specially designed’’ or REPORTING REQUIREMENTS See § 743.1 of the modified to improve the operational per- EAR for reporting requirements for ex- formance or reduce the navigational error of ports under License Exceptions, and Vali- systems to the levels controlled by 7A003, dated End-User authorizations 7A004 or 7A008; LIST BASED LICENSE EXCEPTIONS (SEE PART b. ‘‘Source code’’ for hybrid integrated sys- 740 FOR A DESCRIPTION OF ALL LICENSE EX- tems which improves the operational per- CEPTIONS) formance or reduces the navigational error CIV: N/A of systems to the level controlled by 7A003 or TSR: N/A 7A008 by continuously combining heading LIST OF ITEMS CONTROLLED data with any of the following:

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b.1. Doppler radar or sonar velocity data; nisms) not providing a specific flight control b.2. Global Navigation Satellite Systems system function. (GNSS) reference data; or b.3. Data from ’Data-Based Referenced 7D005 ‘‘Software’’ ‘‘specially designed’’ to Navigation’ (’DBRN’’) systems; decrypt Global Navigation Satellite Sys- c. [Reserved] tems (GNSS) ranging signals designed for d. [Reserved] government use. N.B. For flight control ‘‘source code,’’ see LICENSE REQUIREMENTS 7D004. Reason for Control: NS, AT e. Computer-Aided-Design (CAD) ‘‘software’’ ‘‘specially designed’’ for the ‘‘devel- Control(s) Country Chart (See Supp. opment’’ of ‘‘active flight control systems’’, No. 1 to part 738) helicopter multi-axis fly-by-wire or fly-by- NS applies to entire entry ...... NS Column 1. light controllers or helicopter ‘‘circulation AT applies to entire entry ...... AT Column 1. controlled anti-torque or circulation-controlled direction control systems’’, whose LIST BASED LICENSE EXCEPTIONS (SEE PART ‘‘technology’’ is controlled by 7E004.b.1, 740 FOR A DESCRIPTION OF ALL LICENSE EX- 7E004.b.3 to b.5, 7E004.b.7 to b.8, 7E004.c.1 or CEPTIONS) 7E004.c.2. CIV: N/A 7D004 ‘‘Source code’’ incorporating ‘‘devel- TSR: N/A opment’’ ‘‘technology’’ specified by LIST OF ITEMS CONTROLLED 7E004.a.2, a.3, a.5, a.6 or 7E004.b, for any Related Controls: N/A of the following: (see List of Items Con- Related Definitions: N/A trolled). Items: The list of items controlled is con- LICENSE REQUIREMENTS tained in the ECCN heading. Reason for Control: NS, AT 7D101 ‘‘Software’’ ‘‘specially designed’’ or Country chart modified for the ‘‘use’’ of equipment con- Control(s) (See Supp. No.1 to part 738) trolled for missile technology (MT) reasons by 7A001 to 7A006, 7A101 to 7A107, NS applies to entire entry ...... NS Column 1 7A115, 7A116, 7A117, 7B001, 7B002, 7B003, AT applies to entire entry ...... AT Column 1 7B101, 7B102, or 7B103. LICENSE REQUIREMENTS LIST BASED LICENSE EXCEPTIONS (SEE PART Reason for Control: MT, AT 740 FOR A DESCRIPTION OF ALL LICENSE EX- CEPTIONS) Country Chart (See Supp. CIV: N/A Control(s) No. 1 to part 738) TSR: N/A SPECIAL CONDITIONS FOR STA MT applies to entire entry ..... MT Column 1 STA: License Exception STA may not be AT applies to entire entry ...... AT Column 1 used to ship or transmit ‘‘software’’ in 7D004.a to .d and .g to any of the destina- LIST BASED LICENSE EXCEPTIONS (SEE PART tions listed in Country Group A:6 (See Sup- 740 FOR A DESCRIPTION OF ALL LICENSE EX- plement No. 1 to part 740 of the EAR). CEPTIONS) LIST OF ITEMS CONTROLLED CIV: N/A Related Controls: See 7D103 and 7D994 TSR: N/A Related Definitions: N/A LIST OF ITEMS CONTROLLED Items: Related Controls: (1) The ‘‘software’’ related a. Digital flight management systems for to 7A003.b, 7A005, 7A103.b, 7A105, 7A106, ‘‘total control of flight’’; 7A115, 7A116, 7A117, or 7B103 is ‘‘subject to b. Integrated propulsion and flight control the ITAR’’ (see 22 CFR parts 120 through systems; 130). (2) ‘‘Software’’ for inertial navigation c. ‘‘Fly-by-wire systems’’ or ‘‘fly-by-light systems and inertial equipment and systems‘‘; ‘‘parts’’ and ‘‘components’’ ‘‘specially de- d. Fault-tolerant or self-reconfiguring signed’’ therefor that are directly related ‘‘active flight control systems’’; to a defense article is ‘‘subject to the e. [Reserved]; ITAR’’ (see 22 CFR parts 120 through 130). f. Air data systems based on surface static Related Definitions: N/A data; or Items: The list of items controlled is con- g. Three dimensional displays. tained in the ECCN heading Note: 7D004 does not apply to ‘‘source code’’ associated with common computer elements and 7D102 Integration ‘‘software’’, as follows utilities (e.g., input signal acquisition, output (See List of Items Controlled). signal transmission, computer program and data LICENSE REQUIREMENTS loading, built-in test, task scheduling mecha- Reason for Control: MT, AT

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b. to x. [RESERVED] Control(s) Country Chart (See Supp. No. 1 to part 738) y. Specific ‘‘software’’ ‘‘specially designed’’ for the ‘‘development,’’ ‘‘production,’’ oper- MT applies to entire entry ..... MT Column 1 AT applies to entire entry ...... AT Column 1 ation, or maintenance of commodities described in 7A611.y. LIST BASED LICENSE EXCEPTIONS (SEE PART 7D994 ‘‘Software’’, n.e.s., for the ‘‘develop- 740 FOR A DESCRIPTION OF ALL LICENSE EX- ment’’, ‘‘production’’, or ‘‘use’’ of naviga- CEPTIONS) tion, airborne communication and other CIV: N/A avionics. TSR: N/A LICENSE REQUIREMENTS LIST OF ITEMS CONTROLLED Related Controls: The ‘‘software’’ related to Reason for Control: AT 7A003.b or 7A103.b is ‘‘subject to the ITAR’’ Country Chart (See Supp. (see 22 CFR parts 120 through 130). Control(s) No. 1 to part 738) Related Definitions: N/A Items: a. Integration ‘‘software’’ for the AT applies to entire entry ...... AT Column 1 equipment controlled by 7A103.b. b. Integration ‘‘software’’ ‘‘specially de- LIST BASED LICENSE EXCEPTIONS (SEE PART signed’’ for the equipment controlled by 740 FOR A DESCRIPTION OF ALL LICENSE EX- 7A003 or 7A103.a. CEPTIONS) CIV: N/A 7D103 ‘‘Software’’ ‘‘specially designed’’ for TSR: N/A modelling or simulation of the ‘‘guidance LIST OF ITEMS CONTROLLED sets’’ controlled by 7A117 or for their de- Related Controls: N/A sign integration with ‘‘missiles’’. (This Related Definitions: N/A entry is ‘‘subject to the ITAR.’’ See 22 CFR parts 120 through 130.) Items: The list of items controlled is contained in the ECCN heading. 7D611 ‘‘Software’’ ‘‘specially designed’’ for commodities controlled by 7A611 or E. ‘‘TECHNOLOGY’’ equipment controlled by 7B611, as fol- 7E001 ‘‘Technology’’ according to the Gen- lows (see List of Items Controlled). eral Technology Note for the ‘‘develop- LICENSE REQUIREMENTS ment’’ of equipment or ‘‘software,’’ speci- Reason for Control: NS, MT, RS, AT, UN fied by 7A. (except 7A994), 7B. (except 7B994), 7D001, 7D002, 7D003 or 7D005. Country chart (see supp. no. Control(s) 1 to part 738) LICENSE REQUIREMENTS Reason for Control: NS, MT, RS, AT NS applies to entire entry ex- NS Column 1. cept 7D611.y. Country chart MT applies to 7D611.a ‘‘soft- MT Column 1. Control(s) (See Supp. No.1 ware’’ ‘‘specially designed’’ to part 738) for 7A611.a commodities controlled for MT reasons. NS applies to ‘‘technology’’ NS Column 1 RS applies to entire entry ex- RS Column 1. for items controlled by cept 7D611.y. 7A001 to 7A004, 7A006, AT applies to entire entry ...... AT Column 1. 7A008, 7B001 to 7B003, UN applies to entire entry ex- See § 746.1(b) for UN con- 7D001 to 7D005. cept 7D611.y. trols. MT applies to technology for MT Column 1 equipment controlled for LIST BASED LICENSE EXCEPTIONS (SEE PART MT reasons. MT does not apply to ‘‘technology’’ for 740 FOR A DESCRIPTION OF ALL LICENSE EX- equipment controlled by CEPTIONS) 7A008. MT does apply to CIV: N/A ‘‘technology’’ for equipment TSR: N/A specified in 7A001, 7A002 SPECIAL CONDITIONS FOR STA or 7A003.d that meets or STA: Paragraph (c)(2) of License Exception exceeds parameters of STA (§ 740.20(c)(2) of the EAR) may not be 7A101, 7A102 or 7A103. used for any software in 7D611. RS applies to ‘‘technology’’ RS Column 1 for inertial navigation sys- LIST OF ITEMS CONTROLLED tems or inertial equipment, Related Controls: ‘‘Software’’ directly related and ‘‘components’’ therefor, to articles enumerated in USML Category for 9A991.b aircraft. XII is subject of USML paragraph XII(f). AT applies to entire entry ...... AT Column 1 Related Definitions: N/A Items: REPORTING REQUIREMENTS a. ‘‘Software’’ ‘‘specially designed’’ for the See § 743.1 of the EAR for reporting require- ‘‘development,’’ ‘‘production,’’ operation, or ments for exports under License Excep- maintenance of commodities controlled by tions, and Validated End-User authoriza- ECCNs 7A611 (except 7A611.y) or 7B611. tions.

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LIST BASED LICENSE EXCEPTIONS (SEE PART STA: License Exception STA may not be 740 FOR A DESCRIPTION OF ALL LICENSE EX- used to ship or transmit any technology in CEPTIONS) this entry to any of the destinations listed CIV: N/A in Country Group A:6 (See Supplement No. TSR: N/A 1 to part 740 of the EAR). SPECIAL CONDITIONS FOR STA LIST OF ITEMS CONTROLLED STA: License Exception STA may not be Related Controls: (1) See also 7E102 and 7E994. used to ship or transmit any technology in (2) The ‘‘technology’’ related to 7A003.b, this entry to any of the destinations listed 7A005, 7A103.b, 7A105, 7A106, 7A115, 7A116, in Country Group A:6 (See Supplement No. 7A117, or 7B103 is ‘‘subject to the ITAR’’ 1 to part 740 of the EAR). (see 22 CFR parts 120 through 130). LIST OF ITEMS CONTROLLED Related Definitions: N/A Related Controls: (1) See also 7E101 and 7E994. Items: The list of items controlled is con- (2) The ‘‘technology’’ related to 7A003.b, tained in the ECCN heading 7A005, 7A103.b, 7A105, 7A106, 7A115, 7A116, 7E003 ‘‘Technology’’ according to the Gen- 7A117, 7B103, software in 7D101 specified in eral Technology Note for the repair, re- the Related Controls paragraph of ECCN furbishing or overhaul of equipment con- 7D101, 7D102.a, or 7D103 is ‘‘subject to the trolled by 7A001 to 7A004. ITAR’’ (see 22 CFR parts 120 through 130). LICENSE REQUIREMENTS Related Definitions: N/A Reason for Control: NS, MT, AT Items: The list of items controlled is contained in Country chart Control(s) (See Supp. No.1 the ECCN heading. to part 738) Note: 7E001 includes key management ‘‘technology’’ exclusively for equipment specified in NS applies to entire entry ...... NS Column 1 7A005.a. MT applies to entire entry ..... MT Column 1 AT applies to entire entry ...... AT Column 1 7E002 ‘‘Technology’’ according to the Gen- eral Technology Note for the ‘‘produc- LIST BASED LICENSE EXCEPTIONS (SEE PART tion’’ of equipment controlled by 7A (ex- 740 FOR A DESCRIPTION OF ALL LICENSE EX- cept 7A994) or 7B (except 7B994). CEPTIONS) LICENSE REQUIREMENTS CIV: N/A Reason for Control: NS, MT, RS, AT TSR: N/A LIST OF ITEMS CONTROLLED Related Controls: See also 7E994. This entry Control(s) Country Chart (See Supp. No. 1 to part 738) does not control ‘‘technology’’ for maintenance directly associated with calibration, NS applies to ‘‘technology’’ NS Column 1. removal or replacement of damaged or un- for equipment controlled by 7A001 to 7A004, 7A006, serviceable LRUs and SRAs of a ‘‘civil air- 7A008 or 7B001 to 7B003. craft’’ as described in ’Maintenance Level MT applies to technology for MT Column 1. I’ or ’Maintenance Level II’. equipment controlled for Related Definition: Refer to the Related Defi- MT reasons. MT does not nitions for 7B001 for ’Maintenance Level I’ apply to ‘‘technology’’ for or ’Maintenance Level II’. equipment controlled by Items: 7A008. MT does apply to ‘‘technology’’ for equipment The list of items controlled is contained in specified in 7A001, 7A002 the ECCN heading. or 7A003.d that meets or exceeds parameters of 7E004 Other ‘‘technology’’ as follows (see 7A101, 7A102 or 7A103. List of Items Controlled). RS applies to ‘‘technology’’ RS Column 1 LICENSE REQUIREMENTS for inertial navigation sys- Reason for Control: NS, MT, AT tems or inertial equipment, and ‘‘components’’ therefor, Country chart for 9A991.b aircraft. Control(s) (See Supp. No.1 AT applies to entire entry ...... AT Column 1. to part 738)

NS applies to entire entry ...... NS Column 1 REPORTING REQUIREMENTS See § 743.1 of the MT applies to ‘‘technology’’ MT Column 1 EAR for reporting requirements for ex- for equipment or systems ports under License Exceptions, and Vali- controlled for MT reasons. dated End-User authorizations. AT applies to entire entry ...... AT Column 1 LIST BASED LICENSE EXCEPTIONS (SEE PART 740 FOR A DESCRIPTION OF ALL LICENSE EX- LIST BASED LICENSE EXCEPTIONS (SEE PART CEPTIONS) 740 FOR A DESCRIPTION OF ALL LICENSE EX- CIV: N/A CEPTIONS) TSR: N/A CIV: N/A SPECIAL CONDITIONS FOR STA TSR: N/A

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SPECIAL CONDITIONS FOR STA b.3. Real-time algorithms to analyze com- STA: (1) Paragraph (c)(1) of License Excep- ponent sensor information to predict and tion STA (§ 740.20(c)(1) of the EAR) may not preemptively mitigate impending degrada- be used for 7E004, except for 7E004.a.7. (2) tion and failures of components within an Paragraph (c)(2) of License Exception STA ‘‘active flight control system’’; (§ 740.20(c)(2) of the EAR) may not be used Note: 7E004.b.3 does not include algorithms for for 7E004, except for 7E004.a.7. purpose of off-line maintenance. LIST OF ITEMS CONTROLLED b.4. Real-time algorithms to identify com- Related Controls: (1) See also 7E001, 7E002, ponent failures and reconfigure force and 7E101, and 7E994. (2) In addition to the Re- moment controls to mitigate ‘‘active flight lated Controls in 7E001, 7E002, and 7E101 control system’’ degradations and failures; that include MT controls, also see the MT Note: 7E004.b.4 does not include algorithms for controls in 7E104 for design ‘‘technology’’ the elimination of fault effects through compari- for the integration of the flight control, son of redundant data sources, or off-line pre- guidance, and propulsion data into a flight planned responses to anticipated failures. management system, designed or modified b.5. Integration of digital flight control, for rockets or missiles capable of achieving navigation and propulsion control data, into a ‘‘range’’ equal to or greater than 300 km, a digital flight management system for for optimization of rocket system trajec- ‘‘total control of flight’’; tory; and also see 9E101 for design ‘‘tech- Note: 7E004.b.5 does not apply to: nology’’ for integration of air vehicle fuse- 1. ‘‘Technology’’ for integration of digital lage, propulsion system and lifting control flight control, navigation and propulsion con- surfaces, designed or modified for un- trol data, into a digital flight management sys- manned aerial vehicles capable of achiev- tem for ‘‘flight path optimization’’; ing a ‘‘range’’ equal to or greater than 300 2. ‘‘Technology’’ for ‘‘aircraft’’ flight instru- km, to optimize aerodynamic performance ment systems integrated solely for VOR, DME, throughout the flight regime of an un- ILS or MLS navigation or approaches. manned aerial vehicle. b.6. [Reserved] Related Definitions: ‘‘Primary flight control’’ b.7. ‘‘Technology’’ ‘‘required’’ for deriving means an ‘‘aircraft’’ stability or maneu- the functional requirements for ‘‘fly-by-wire vering control using force/moment genera- systems’’ having all of the following: tors, i.e., aerodynamic control surfaces or b.7.a. ’Inner-loop’ airframe stability con- propulsive thrust vectoring. trols requiring loop closure rates of 40 Hz or greater; Items: and Technical Note: ’Inner-loop’ refers to func- a. ‘‘Technology’’ for the ‘‘development’’ or tions of ‘‘active flight control systems’’ that ‘‘production’’ of any of the following: automate airframe stability controls. a.1. [Reserved] b.7.b. Having any of the following: a.2. Air data systems based on surface stat- b.7.b.1. Corrects an aerodynamically unsta- ic data only, i.e., which dispense with con- ble airframe, measured at any point in the ventional air data probes; design flight envelope, that would lose recov- a.3. Three dimensional displays for ‘‘air- erable control if not corrected within 0.5 sec- craft’’; onds; a.4. [Reserved] b.7.b.2. Couples controls in two or more a.5. Electric actuators (i.e., axes while compensating for ’abnormal electromechanical, electrohydrostatic and changes in aircraft state’; integrated actuator package) ‘‘specially de- Technical Note: ’Abnormal changes in aircraft signed’’ for ‘‘primary flight control’’; state’ include in-flight structural damage, loss a.6. ‘‘Flight control optical sensor array’’ of engine thrust, disabled control surface, or de- ‘‘specially designed’’ for implementing ‘‘ac- stabilizing shifts in cargo load. tive flight control systems’’; or b.7.b.3. Performs the functions specified in a.7. ‘‘DBRN’’ systems designed to navigate 7E004.b.5; or underwater, using sonar or gravity data- Note: 7E004.b.7.b.3 does not apply to bases, that provide a positioning ‘‘accuracy’’ autopilots. equal to or less (better) than 0.4 nautical b.7.b.4. Enables ’’aircraft’’ to have stable miles; controlled flight, other than during take-off b. ‘‘Development’’ ‘‘technology’’, as fol- or landing, at greater than 18 degrees angle lows, for ‘‘active flight control systems’’ (in- of attack, 15 degrees side slip, 15 degrees/sec- cluding ‘‘fly-by-wire systems’’ or ‘‘fly-by- ond pitch or yaw rate, or 90 degrees/second light systems’’): roll rate; b.1. Photonic-based ‘‘technology’’ for sens- b.8. ‘‘Technology’’ ‘‘required’’ for deriving ing ‘‘aircraft’’ or flight control component the functional requirements of ‘‘fly-by-wire state, transferring flight control data, or systems’’ to achieve all of the following: commanding actuator movement, ‘‘required’’ b.8.a. No loss of control of the ’’aircraft’’ in for ‘‘fly-by-light systems’’ ‘‘active flight con- the event of a consecutive sequence of any trol systems’’; two individual faults within the ‘‘fly-by-wire b.2. [Reserved] system’’; and

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b.8.b. Probability of loss of control of the from external sources, as follows (see List ’’aircraft’’ being less (better) than 1 × 10¥9 of Items Controlled). failures per flight hour; LICENSE REQUIREMENTS Note: 7E004.b does not apply to ‘‘technology’’ Reason for Control: MT, AT associated with common computer elements and utilities (e.g., input signal acquisition, output Control(s) Country Chart (See Supp. signal transmission, computer program and data No. 1 to part 738) loading, built-in test, task scheduling mecha- MT applies to entire entry ..... MT Column 1 nisms) not providing a specific flight control AT applies to entire entry ...... AT Column 1 system function. c. ‘‘Technology’’ for the ‘‘development’’ of LIST BASED LICENSE EXCEPTIONS (SEE PART helicopter systems, as follows: 740 FOR A DESCRIPTION OF ALL LICENSE EX- c.1. Multi-axis fly-by-wire or fly-by-light CEPTIONS) controllers, which combine the functions of CIV: N/A at least two of the following into one con- TSR: N/A trolling element: LIST OF ITEMS CONTROLLED c.1.a. Collective controls; Related Controls: N/A c.1.b. Cyclic controls; Related Definitions: N/A c.1.c. Yaw controls; Items: a. Design ‘‘technology’’ for shielding c.2. ‘‘Circulation-controlled anti-torque or systems; circulation-controlled direction control sys- b. Design ‘‘technology’’ for the configura- tems’’; tion of hardened electrical circuits and sub- c.3. Rotor blades incorporating ‘‘variable systems; geometry airfoils’’, for use in systems using c. Design ‘‘technology’’ for the determina- individual blade control. tion of hardening criteria of .a and .b of this entry. 7E101 ‘‘Technology,’’ according to the Gen- eral Technology Note for the ‘‘use’’ of 7E104 Design ‘‘Technology’’ for the integra- equipment controlled by 7A001 to 7A006, tion of the flight control, guidance, and 7A101 to 7A107, 7A115 to 7A117, 7B001, propulsion data into a flight management 7B002, 7B003, 7B101, 7B102, 7B103, or system, designed or modified for rockets 7D101 to 7D103 for MT reasons. or missiles capable of achieving a ‘‘range’’ LICENSE REQUIREMENTS equal to or greater than 300 km, for opti- Reason for Control: MT, RS, AT mization of rocket system trajectory. (This entry is ‘‘subject to the ITAR.’’ See Country Chart (See Supp. 22 CFR parts 120 through 130.) Control(s) No. 1 to part 738)

MT applies to entire entry ..... MT Column 1 7E611 ‘‘Technology’’ ‘‘required’’ for the ‘‘de- RS applies to ‘‘technology’’ RS Column 1 velopment,’’ ‘‘production,’’ operation, in- required for the use of iner- stallation, maintenance, repair, overhaul tial navigation systems, or or refurbishing of commodities controlled inertial equipment, or ‘‘spe- by 7A611, commodities controlled by cially designed’’ ‘‘parts’’ 7B611, or software controlled by 7D611, and ‘‘components’’ therefor, as follows (see List of Items Controlled). ‘‘specially designed’’ for 9A991.b aircraft. LICENSE REQUIREMENTS AT applies to entire entry ...... AT Column 1 Reason for Control: NS, MT, RS, AT, UN

Country chart (see supp. no. LIST BASED LICENSE EXCEPTIONS (SEE PART Control(s) 1 to part 738) 740 FOR A DESCRIPTION OF ALL LICENSE EX- CEPTIONS) NS applies to entire entry ex- NS Column 1. CIV: N/A cept 7E611.y. TSR: N/A MT applies to ‘‘technology’’ in MT Column 1. LIST OF ITEMS CONTROLLED 7E611.a if ‘‘required’’ for Related Controls: The ‘‘technology’’ related to items controlled for MT reasons in 7A611.a, 7B611.a, 7A003.b, 7A005, 7A103.b, 7A105, 7A106, 7A115, or 7D611.a. 7A116, 7A117, 7B103, software specified in RS applies to entire entry ex- RS Column 1. the Related Controls paragraph of ECCN cept 7E611.y. 7D101, 7D102.a, or 7D103 is ‘‘subject to the AT applies to entire entry ...... AT Column 1. ITAR’’ (see 22 CFR parts 120 through 130). UN applies to entire entry ex- See § 746.1(b) for UN con- Related Definitions: N/A cept 7E611.y. trols. Items: The list of items controlled is contained in the ECCN heading LIST BASED LICENSE EXCEPTIONS (SEE PART 740 FOR A DESCRIPTION OF ALL LICENSE EX- 7E102 ‘‘Technology’’ for protection of avi- CEPTIONS) onics and electrical subsystems against CIV: N/A electromagnetic pulse (EMP) and electro- TSR: N/A magnetic interference (EMI) hazards, SPECIAL CONDITIONS FOR STA

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STA: Paragraph (c)(2) of License Exception REPORTING REQUIREMENTS See § 743.1 of the STA (§ 740.20(c)(2) of the EAR) may not be EAR for reporting requirements for ex- used for any technology in 7E611. ports under License Exceptions, and Vali- LIST OF ITEMS CONTROLLED dated End-User authorizations Related Controls: Technical data directly re- LIST BASED LICENSE EXCEPTIONS (SEE PART lated to articles enumerated in USML Cat- 740 FOR A DESCRIPTION OF ALL LICENSE EX- egory XII are subject to the control of CEPTIONS) USML Category XII(f). LVS: $5000; N/A for 8A001.b and .d Related Definitions: N/A GBS: N/A Items: CIV: N/A SPECIAL CONDITIONS FOR STA a. ‘‘Technology’’ ‘‘required’’ for the ‘‘de- STA: License Exception STA may not be velopment,’’ ‘‘production,’’ operation, instal- used to ship any commodity in 8A001.b, lation, maintenance, repair, overhaul, or re- 8A001.c or 8A001.d to any of the destina- furbishing of commodities or ‘‘software’’ tions listed in Country Group A:6 (See Sup- controlled by ECCN 7A611 (except 7A611.y), plement No. 1 to part 740 of the EAR). 7B611, or 7D611 (except 7D611.y). LIST OF ITEMS CONTROLLED b. through .x [RESERVED] Related Controls: For the control status of y. Specific ‘‘technology’’ ‘‘required’’ for equipment for submersible vehicles, see: the ‘‘production,’’ ‘‘development,’’ operation, Category 6 for sensors; Categories 7 and 8 installation, maintenance, repair, or over- for navigation equipment; Category 8A for haul of commodities or software controlled underwater equipment. by ECCNs 7A611.y or 7D611.y. Related Definitions: N/A Items: a. Manned, tethered submersible vehi- 7E994 ‘‘Technology’’, n.e.s., for the ‘‘develop- cles designed to operate at depths exceeding ment’’, ‘‘production’’, or ‘‘use’’ of naviga- 1,000 m; tion, airborne communication, and other b. Manned, untethered submersible vehi- avionics equipment. cles having any of the following: LICENSE REQUIREMENTS b.1. Designed to ‘operate autonomously’ Reason for Control: AT and having a lifting capacity of all the fol- Country Chart (See Supp. lowing: Control(s) No. 1 to part 738) b.1.a. 10% or more of their weight in air; and AT applies to entire entry ...... AT Column 1 b.1.b. 15 kN or more; b.2. Designed to operate at depths exceed- LIST BASED LICENSE EXCEPTIONS (SEE PART ing 1,000 m; or 740 FOR A DESCRIPTION OF ALL LICENSE EX- b.3. Having all of the following: CEPTIONS) b.3.a. Designed to continuously ‘operate CIV: N/A autonomously’ for 10 hours or more; and TSR: N/A b.3.b. ‘Range’ of 25 nautical miles or more; LIST OF ITEMS CONTROLLED Technical Notes: 1. For the purposes of Related Controls: N/A 8A001.b, ‘operate autonomously’ means fully Related Definitions: N/A submerged, without snorkel, all systems working Items: The list of items controlled is con- and cruising at minimum speed at which the tained in the ECCN heading submersible can safely control its depth dynamically by using its depth planes only, with no EAR99 Items subject to the EAR that are need for a support vessel or support base on the not elsewhere specified in this CCL Cat- surface, sea-bed or shore, and containing a pro- egory or in any other category in the CCL pulsion system for submerged or surface use. are designated by the number EAR99. 2. For the purposes of 8A001.b, ‘range’ means half the maximum distance a submersible vehicle CATEGORY 8—MARINE can ‘operate autonomously’. c. Unmanned, tethered submersible vehi- A. ‘‘END ITEMS’’, ‘‘EQUIPMENT’’, ‘‘ACCES- cles designed to operate at depths exceeding SORIES’’, ‘‘ATTACHMENTS’’, ‘‘PARTS’’, ‘‘COM- 1,000 m and having any of the following: PONENTS’’ AND ‘‘SYSTEMS’’ c.1. Designed for self-propelled maneuver 8A001 Submersible vehicles and surface ves- using propulsion motors or thrusters con- sels, as follows (see List of Items Con- trolled by 8A002.a.2; or trolled). c.2. Fiber optic data link; LICENSE REQUIREMENTS d. Unmanned, untethered submersible vehi- Reason for Control: NS, AT cles having any of the following: d.1. Designed for deciding a course relative to any geographical reference without real- Control(s) Country Chart (See Supp. No. 1 to part 738) time human assistance; d.2. Acoustic data or command link; or NS applies to entire entry ...... NS Column 2 d.3. Optical data or command link exceed- AT applies to entire entry ...... AT Column 1 ing 1,000 m;

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e. Ocean salvage systems with a lifting ca- exported, reexported, or transferred (in- pacity exceeding 5 MN for salvaging objects country) for use by a military end-user or from depths exceeding 250 m and having any for incorporation into an item controlled of the following: by ECCN 0A919. e.1. Dynamic positioning systems capable Related Definitions: N/A of position keeping within 20 m of a given Items: point provided by the navigation system; or e.2. Seafloor navigation and navigation in- a. Systems, equipment, ‘‘parts’’ and ‘‘com- tegration systems, for depths exceeding 1,000 ponents,’’ ‘‘specially designed’’ or modified m and with positioning ‘‘accuracies’’ to for submersible vehicles and designed to op- within 10 m of a predetermined point. erate at depths exceeding 1,000 m, as follows: a.1. Pressure housings or pressure hulls 8A002 Marine systems, equipment, ‘‘parts’’ with a maximum inside chamber diameter and ‘‘components,’’ as follows (see List of exceeding 1.5 m; Items Controlled). a.2. Direct current propulsion motors or LICENSE REQUIREMENTS thrusters; Reason for Control: NS, AT a.3. Umbilical cables, and connectors Country chart therefor, using optical fiber and having syn- Control(s) (see Supp. No. 1 to thetic strength members; part 738) a.4. ‘‘Parts’’ and ‘‘components’’ manufac- NS applies to entire entry ...... NS Column 2 tured from material specified by ECCN 8C001; AT applies to entire entry ...... AT Column 1 Technical Note: The objective of 8A002.a.4 should not be defeated by the export of ’syn- REPORTING REQUIREMENTS See § 743.1 of the EAR for reporting require- tactic foam’ controlled by 8C001 when an inter- ments for exports under License Excep- mediate stage of manufacture has been per- tions, and Validated End-User authoriza- formed and it is not yet in its final component tions form. LIST BASED LICENSE EXCEPTIONS (SEE PART b. Systems ‘‘specially designed’’ or modi- 740 FOR A DESCRIPTION OF ALL LICENSE EX- fied for the automated control of the motion CEPTIONS) of submersible vehicles controlled by 8A001, LVS: $5000; N/A for 8A002.o.3.b using navigation data, having closed loop GBS: Yes for manipulators for civil end uses servo-controls and having any of the fol- (e.g., underwater oil, gas or mining oper- lowing: ations) controlled by 8A002.i.2 and having 5 b.1. Enabling a vehicle to move within 10 m degrees of freedom of movement; and of a predetermined point in the water col- 8A002.r. umn; CIV: Yes for manipulators for civil end uses (e.g., underwater oil, gas or mining oper- b.2. Maintaining the position of the vehicle ations) controlled by 8A002.i.2 and having 5 within 10 m of a predetermined point in the degrees of freedom of movement; and water column; or 8A002.r. b.3. Maintaining the position of the vehicle SPECIAL CONDITIONS FOR STA within 10 m while following a cable on or STA: License Exception STA may not be under the seabed; used to ship any commodity in 8A002.b, h, c. Fiber optic pressure hull penetrators; j, o.3, or p to any of the destinations listed d. Underwater vision systems ‘‘specially in Country Group A:6 (See Supplement designed’’ or modified for remote operation No.1 to part 740 of the EAR). with an underwater vehicle, employing tech- LIST OF ITEMS CONTROLLED niques to minimize the effects of back scat- Related Controls: (1) See also 8A992 and for ter and including range-gated illuminators underwater communications systems, see or ‘‘laser’’ systems; Category 5, Part I—Telecommunications. (2) See also 8A992 for self-contained under- e. [Reserved] water breathing apparatus that is not con- f. [Reserved] trolled by 8A002 or released for control by g. Light systems ‘‘specially designed’’ or the 8A002.q Note. (3) For electronic imag- modified for underwater use, as follows: ing systems ‘‘specially designed’’ or modi- g.1. Stroboscopic light systems capable of a fied for underwater use incorporating light output energy of more than 300 J per image intensifier tubes specified by flash and a flash rate of more than 5 flashes 6A002.a.2.a or 6A002.a.2.b, see 6A003.b.3. (4) per second; For electronic imaging systems ‘‘specially g.2. Argon arc light systems ‘‘specially de- designed’’ or modified for underwater use signed’’ for use below 1,000 m; incorporating ‘‘focal plane arrays’’ speci- h. ‘‘Robots’’ ‘‘specially designed’’ for un- fied by 6A002.a.3.g, see 6A003.b.4.c. (5) Sec- derwater use, controlled by using a dedicated tion 744.9 imposes a license requirement on computer and having any of the following: commodities described in 8A002.d if being

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h.1. Systems that control the ‘‘robot’’ j.2.d. ‘‘Specially designed’’ exhaust systems using information from sensors which meas- that do not exhaust continuously the prod- ure force or torque applied to an external ob- ucts of combustion; ject, distance to an external object, or tac- j.3. ‘‘Fuel cell’’ air independent power sys- tile sense between the ‘‘robot’’ and an exter- tems with an output exceeding 2 kW and nal object; or having any of the following: h.2. The ability to exert a force of 250 N or j.3.a. Devices or enclosures, ‘‘specially de- more or a torque of 250 Nm or more and signed’’ for underwater noise reduction in using titanium based alloys or ‘‘composite’’ frequencies below 10 kHz, or special mount- ‘‘fibrous or filamentary materials’’ in their ing devices for shock mitigation; or structural members; j.3.b. Systems having all of the following: i. Remotely controlled articulated manipu- j.3.b.1. ‘‘Specially designed’’ to pressurize lators ‘‘specially designed’’ or modified for the products of reaction or for fuel reforma- use with submersible vehicles and having tion; any of the following: i.1. Systems which control the manipulator j.3.b.2. ‘‘Specially designed’’ to store the using information from sensors which meas- products of the reaction; and ure any of the following: j.3.b.3. ‘‘Specially designed’’ to discharge i.1.a. Torque or force applied to an external the products of the reaction against a pres- object; or sure of 100 kPa or more; i.1.b. Tactile sense between the manipu- j.4. Stirling cycle engine air independent lator and an external object; or power systems having all of the following: i.2. Controlled by proportional master- j.4.a. Devices or enclosures, ‘‘specially de- slave techniques and having 5 degrees of ’free- signed’’ for underwater noise reduction in dom of movement’ or more; frequencies below 10 kHz, or special mount- Technical Note: Only functions having pro- ing devices for shock mitigation; and portionally related motion control using posi- j.4.b. ‘‘Specially designed’’ exhaust systems tional feedback are counted when determining which discharge the products of combustion the number of degrees of ’freedom of movement’. against a pressure of 100 kPa or more; j. Air independent power systems ‘‘spe- k. through n. [Reserved] cially designed’’ for underwater use, as fol- o. Propellers, power transmission systems, lows: power generation systems and noise reduc- j.1. Brayton or Rankine cycle engine air tion systems, as follows: independent power systems having any of o.1. [Reserved] the following: o.2. Water-screw propeller, power genera- j.1.a. Chemical scrubber or absorber sys- tion systems or transmission systems, de- tems, ‘‘specially designed’’ to remove carbon signed for use on vessels, as follows: dioxide, carbon monoxide and particulates o.2.a. Controllable-pitch propellers and hub from recirculated engine exhaust; assemblies, rated at more than 30 MW; j.1.b. Systems ‘‘specially designed’’ to use a o.2.b. Internally liquid-cooled electric pro- monoatomic gas; pulsion engines with a power output exceed- j.1.c. Devices or enclosures, ‘‘specially de- ing 2.5 MW; signed’’ for underwater noise reduction in o.2.c. ‘‘Superconductive’’ propulsion en- frequencies below 10 kHz, or special mount- gines or permanent magnet electric propul- ing devices for shock mitigation; or sion engines, with a power output exceeding j.1.d. Systems having all of the following: j.1.d.1. ‘‘Specially designed’’ to pressurize 0.1 MW; the products of reaction or for fuel reforma- o.2.d. Power transmission shaft systems in- tion; corporating ‘‘composite’’ material ‘‘parts’’ or j.1.d.2. ‘‘Specially designed’’ to store the ‘‘components’’ and capable of transmitting products of the reaction; and more than 2 MW; j.1.d.3. ‘‘Specially designed’’ to discharge o.2.e. Ventilated or base-ventilated pro- the products of the reaction against a pres- peller systems, rated at more than 2.5 MW; sure of 100 kPa or more; o.3. Noise reduction systems designed for j.2. Diesel cycle engine air independent sys- use on vessels of 1,000 tonnes displacement or tems having all of the following: more, as follows: j.2.a. Chemical scrubber or absorber sys- o.3.a. Systems that attenuate underwater tems, ‘‘specially designed’’ to remove carbon noise at frequencies below 500 Hz and consist dioxide, carbon monoxide and particulates of compound acoustic mounts for the acous- from recirculated engine exhaust; tic isolation of diesel engines, diesel gener- j.2.b. Systems ‘‘specially designed’’ to use a ator sets, gas turbines, gas turbine generator monoatomic gas; sets, propulsion motors or propulsion reduc- j.2.c. Devices or enclosures, ‘‘specially de- tion gears, ‘‘specially designed’’ for sound or signed’’ for underwater noise reduction in vibration isolation and having an inter- frequencies below 10 kHz, or special mount- mediate mass exceeding 30% of the equip- ing devices for shock mitigation; and ment to be mounted;

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o.3.b. ’Active noise reduction or cancella- Reason for Control: NS, RS, AT, UN tion systems’ or magnetic bearings, ‘‘specially designed’’ for power transmission sys- Control(s) Country Chart (See Supp. tems; No. 1 to part 738) Technical Note: ’Active noise reduction or NS applies to entire entry, ex- NS Column 1 cancellation systems’ incorporate electronic con- cept 8A609.y. trol systems capable of actively reducing equip- RS applies to entire entry, ex- RS Column 1 ment vibration by the generation of anti-noise cept 8A609.y. AT applies to entire entry ...... AT Column 1 or anti-vibration signals directly to the source. UN applies to entire entry, See § 746.1(b) for UN con- p. Pumpjet propulsion systems having all except 8A609.y. trols of the following: p.1. Power output exceeding 2.5 MW; and LIST BASED LICENSE EXCEPTIONS (SEE PART p.2. Using divergent nozzle and flow condi- 740 FOR A DESCRIPTION OF ALL LICENSE EX- tioning vane techniques to improve propul- CEPTIONS) sive efficiency or reduce propulsion-gen- LVS: $1500 erated underwater-radiated noise; GBS: N/A q. Underwater swimming and diving equip- CIV: N/A ment as follows; SPECIAL CONDITIONS FOR STA q.1. Closed circuit rebreathers; STA: (1) Paragraph (c)(1) of License Excep- q.2. Semi-closed circuit rebreathers; tion STA (§ 740.20(c)(1) of the EAR) may not Note: 8A002.q does not control individual re- be used for any item in 8A609.a, unless de- breathers for personal use when accompanying termined by BIS to be eligible for License their users. Exception STA in accordance with N.B. For equipment and devices ‘‘specially de- § 740.20(g) (License Exception STA eligi- signed’’ for military use see ECCN 8A620.f. bility requests for 9x515 and ‘‘600 series’’ r. Diver deterrent acoustic systems ‘‘spe- items). cially designed’’ or modified to disrupt div- LIST OF ITEMS CONTROLLED ers and having a sound pressure level equal Related Controls: (1) Surface vessels of war to or exceeding 190 dB (reference 1 μPa at 1 and special naval equipment, and technical m) at frequencies of 200 Hz and below. data (including software), and services di- Note 1: 8A002.r does not apply to diver deter- rectly related thereto, described in 22 CFR rent systems based on under-water-explosive depart 121, Category VI, Surface Vessels of vices, air guns or combustible sources. War and Special Naval Equipment, are subject to the jurisdiction of the International Note 2: 8A002.r includes diver deterrent acous- Traffic in Arms Regulations. (2) See ECCN tic systems that use spark gap sources, also 0A919 for foreign-made ‘‘military commod- known as plasma sound sources. ities’’ that incorporate more than a de 8A018 Items on the Wassenaar Arrange- minimis amount of U.S.-origin ‘‘600 series’’ ment Munitions List. controlled content. (3) For controls on die- No items currently are in this ECCN. See sel engines and electric motors that are ECCN 8A609 for engines and propulsion sys- ‘‘subject to the EAR’’ for surface vessels of tems and ‘‘specially designed’’ ‘‘components’’ war ‘‘subject to the EAR’’ or ‘‘subject to therefor that, immediately prior to January the ITAR,’’ see ECCN 8A992.g. For diesel 6, 2014, were classified under ECCN 8A018.b.3. engines and electric motors for surface ves- See ECCN 8A620 for closed and semi-closed sels of war ‘‘subject to the ITAR,’’ see 22 circuit (rebreathing) apparatus, engines and CFR part 121, Category VI(c) for parts, propulsion systems for submersible vessels components, accessories, and attachments, (diesel engines of 1,500 hp and over with ro- ‘‘specially designed’’ for developmental tary speed of 700 rpm or over ‘‘specially de- vessels funded by the Department of De- signed’’ for submarines), submarine and tor- fense via contract or other funding author- pedo nets, and ‘‘specially designed’’ ‘‘compo- ization. (4) For controls on military gas nents’’ therefor that, immediately prior to turbine engines and related items for ves- January 6, 2014, were classified under ECCN sels of war, see ECCN 9A619. 8A018.a, .b.1, or .b.4, respectively. See ECCNs Related Definitions: N/A 8A001, 8A002 and 8A992 for controls on non- Items: military submersible vehicles, oceanographic a. Surface vessels of war ‘‘specially de- and associated equipment. See USML Cat- signed’’ for a military use and not enumer- egory XX (22 CFR part 121) for electric mo- ated or otherwise described in the USML. tors ‘‘specially designed’’ for submarines Note 1: 8A609.a includes: (i) Underway replen- that, immediately prior to January 6, 2014, ishment ships; (ii) surface vessel and submarine were classified under ECCN 8A018.b.2. tender and repair ships, except vessels that are ‘‘specially designed’’ to support naval nuclear 8A609 Surface vessels of war and related propulsion plants; (iii) non-submersible sub- commodities (see List of Items Con- marine rescue ships; (iv) other auxiliaries (e.g., trolled) AGDS, AGF, AGM, AGOR, AGOS, AH, AP, LICENSE REQUIREMENTS ARL, AVB, AVM, and AVT); (v) amphibious

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warfare craft, except those that are armed; and y.7. Potable water tanks, filters, valves, (vi) unarmored and unarmed coastal, patrol, hoses, lines, fittings, couplings, and brack- roadstead, and Coast Guard and other patrol ets; craft with mounts or hard points for firearms of y.8. Panel knobs, indicators, switches, but- .50 caliber or less. tons, and dials whether unfiltered or filtered Note 2: For purposes of paragraph .a, surface for use with night vision imaging systems; vessels of war includes vessels ‘‘specially de- y.9. Emergency lighting; signed’’ for military use that are not identified y.10. Gauges and indicators; in paragraph (a) of ITAR § 121.15, including y.11. Audio selector panels. any demilitarized vessels, regardless of origin or designation, manufactured prior to 1950 and 8A620 Submersible vessels, oceanographic that have not been modified since 1949. For pur- and associated commodities (see List of poses of this note, the term modified does not in- Items Controlled). clude incorporation of safety features required LICENSE REQUIREMENTS by law, cosmetic changes (e.g., different paint), Reason for Control: NS, RS, AT, UN or the addition of ‘‘parts’’ or ‘‘components’’ Country Chart (See Supp. available prior to 1950. Control(s) No. 1 to part 738) b. Non-magnetic diesel engines with a power output of 50 hp or more and either of NS applies to entire entry, ex- NS Column 1 the following: cept 8A620. b and .y. b.1. Non-magnetic content exceeding 25% RS applies to entire entry, ex- RS Column 1 of total weight; or cept 8A620.y. AT applies to entire entry ...... AT Column 1 b.2. Non-magnetic parts other than crank- UN applies to entire entry, See § 746.1(b) for UN con- case, block, head, pistons, covers, end plates, except 8A620.y. trols valve facings, gaskets, and fuel, lubrication and other supply lines. LIST BASED LICENSE EXCEPTIONS (SEE PART c. through w. [RESERVED] 740 FOR A DESCRIPTION OF ALL LICENSE EX- x. ‘‘Parts,’’ ‘‘components,’’ ‘‘accessories’’ CEPTIONS) and ‘‘attachments’’ that are ‘‘specially de- LVS: $1500 signed’’ for a commodity enumerated or oth- GBS: N/A erwise described in ECCN 8A609 (except for CIV: N/A 8A609.y) or a defense article enumerated or SPECIAL CONDITIONS FOR STA otherwise described in USML Category VI STA: (1) Paragraph (c)(1) of License Excep- and not specified elsewhere on the USML, in tion STA (§ 740.20(c)(1) of the EAR) may not 8A609.y or 3A611.y. be used for any item in 8A620.a or .b, unless Note 1: Forgings, castings, and other unfin- determined by BIS to be eligible for Li- ished products, such as extrusions and ma- cense Exception STA in accordance with chined bodies, that have reached a stage in § 740.20(g) (License Exception STA eligi- manufacturing where they are clearly identifi- bility requests for ‘‘600 series’’ end items). able by mechanical properties, material composi- (2) Paragraph (c)(2) of License Exception tion, geometry, or function as commodities con- STA (§ 740.20(c)(2) of the EAR) may not be trolled by ECCN 8A609.x are controlled by ECCN used for any item in 8A620. 8A609.x. LIST OF ITEMS CONTROLLED Note 2: ‘‘Parts,’’ ‘‘components,’’ ‘‘accessories’’ Related Controls: (1) Submersible vessels, and ‘‘attachments’’ specified in USML sub- oceanographic and associated equipment, category VI(f) are subject to the controls of that and technical data (including software), paragraph. ‘‘Parts,’’ ‘‘components,’’ ‘‘acces- and services directly related thereto, de- sories,’’ and ‘‘attachments’’ specified in ECCN scribed in 22 CFR part 121, Category XX, 8A609.y are subject to the controls of that para- Submersible Vessels, Oceanographic and graph. Associated Equipment, are subject to the y. Specific ‘‘parts,’’ ‘‘components,’’ ‘‘ac- jurisdiction of the International Traffic in cessories’’ and ‘‘attachments’’ ‘‘specially de- Arms Regulations (ITAR). ‘‘Parts,’’ ‘‘com- signed’’ for a commodity subject to control ponents,’’ ‘‘accessories,’’ and ‘‘attach- in this ECCN or for a defense article in ments’’ ‘‘specially designed’’ for defense USML Category VI and not elsewhere speci- articles in USML Category XX are con- fied in the USML, as follows, and ‘‘parts,’’ trolled under USML sub-category XX(c). ‘‘components,’’ ‘‘accessories,’’ and ‘‘attach- (2) See ECCN 0A919 for foreign-made ments’’ ‘‘specially designed’’ therefor: ‘‘military commodities’’ that incorporate y.1. Public address (PA) systems; more than a de minimis amount of U.S.-ori- y.2. Filters and filter assemblies, hoses, gin ‘‘600 series’’ controlled content. (3) For lines, fittings, couplings, and brackets for controls on non-military submersible vehi- pneumatic, hydraulic, oil and fuel systems; cles, oceanographic and associated equip- y.3. Galleys; ment, see ECCNs 8A001, 8A002, and 8A992. y.4. Lavatories; (4) See ECCN 8A609 for controls on non- y.5. Magnetic compass, magnetic azimuth magnetic diesel engines with a power out- detector; put of 50 hp or more and either: (i) non- y.6. Medical facilities; magnetic content exceeding 25% of total

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weight; or (ii) non-magnetic parts other y.11. Audio selector panels. than crankcase, block, head, pistons, covers, end plates, valve facings, gaskets, and 8A992 Vessels, marine systems or equip- fuel, lubrication and other supply lines. ment, not controlled by 8A001 or 8A002, Related Definitions: N/A and ‘‘specially designed’’ ‘‘parts’’ and Items: a. Submersible and semi-submersible ‘‘components’’ therefor, and marine boil- vessels ‘‘specially designed’’ for a military ers and ‘‘parts,’’ ‘‘components,’’ ‘‘acces- use and not enumerated or otherwise de- sories,’’ and ‘‘attachments’’ therefor (see scribed in the USML. List of Items Controlled). Note: 8A620.a includes submarine rescue vehi- LICENSE REQUIREMENTS cles and Deep Submergence Vehicles (DSV). Reason for Control: AT, Foreign policy b. Submersible and semi-submersible ves- Country chart (see Supp. No. sels ‘‘specially designed’’ for cargo transport Control(s) 1 to part 738) and ‘‘parts,’’ ‘‘components,’’ ‘‘accessories,’’ and ‘‘attachments’’ ‘‘specially designed’’ AT applies to entire entry ...... AT Column 1 therefor. Russian industry sector sanc- See § 746.5 for specific li- c. Harbor entrance detection devices (mag- tions apply to entire entry. cense requirements and li- netic, pressure, and acoustic) and controls cense review policy. therefor, not elsewhere specified on the USML or the CCL. LIST BASED LICENSE EXCEPTIONS (SEE PART d. Diesel engines of 1,500 hp and over with 740 FOR A DESCRIPTION OF ALL LICENSE EX- rotary speed of 700 rpm or over ‘‘specially de- CEPTIONS) signed’’ for submarines. LVS: N/A Note: Propulsion systems not specified in GBS: N/A ECCN 8A620.d that are ‘‘specially designed’’ for CIV: N/A an article controlled by USML Category XX are LIST OF ITEMS CONTROLLED controlled by USML XX(b) or (c). Related Controls: 1. See also 8A002. 2. Marine e. Submarine nets and torpedo nets. gas turbine engines are not controlled in f. Diving and underwater swimming appa- paragraph .g of this entry. See ECCN 9A619 ratus specially designed or modified for mili- for possible controls on marine gas turbine tary use, as follows: engines specially designed for a military f.1. Self-contained diving rebreathers, use. See ECCN 9A002 for possible controls closed or semi-closed circuit; on marine gas turbine engines not spe- f.2. Underwater swimming apparatus specially designed for a military use. Marine cially designed for use with the diving appa- gas turbine engines subject to the EAR ratus specified in subparagraph f.1; that are not controlled in ECCNs 9A002 or N.B.: See also 8A002.q. 9A619 are designated EAR99. g. through w. [Reserved] Related Definitions: N/A x. ‘‘Parts,’’ ‘‘components,’’ ‘‘accessories’’ Items: a. Underwater vision systems, as fol- and ‘‘attachments’’ that are ‘‘specially de- lows: signed’’ for a commodity enumerated or oth- a.1. Television systems (comprising cam- erwise described in ECCN 8A620 (except for era, lights, monitoring and signal trans- 8A620.b or 8A620.y) and not elsewhere speci- mission equipment) having a limiting resolu- fied on the USML, in 8A620.y or 3A611.y. tion when measured in air of more than 500 y. Specific ‘‘parts,’’ ‘‘components,’’ ‘‘ac- lines and ‘‘specially designed’’ or modified cessories,’’ and ‘‘attachments’’ ‘‘specially defor remote operation with a submersible ve- signed’’ for a commodity subject to control hicle; or in this ECCN, as follows, and ‘‘parts,’’ ‘‘com- a.2. Underwater television cameras having ponents,’’ ‘‘accessories,’’ and ‘‘attachments’’ a limiting resolution when measured in air ‘‘specially designed’’ therefor: of more than 700 lines; y.1. Public address (PA) systems; Technical Note: Limiting resolution in tele- y.2. Filters and filter assemblies, hoses, vision is a measure of horizontal resolution usu- lines, fittings, couplings, and brackets for ally expressed in terms of the maximum number pneumatic, hydraulic, oil and fuel systems; of lines per picture height discriminated on a y.3. Galleys; test chart, using IEEE Standard 208/1960 or any y.4. Lavatories; equivalent standard. y.5. Magnetic compass, magnetic azimuth b. Photographic still cameras ‘‘specially detector; designed’’ or modified for underwater use, y.6. Medical facilities; having a film format of 35 mm or larger, and y.7. Potable water tanks, filters, valves, having autofocusing or remote focusing hoses, lines, fittings, couplings, and brack- ‘‘specially designed’’ for underwater use; ets; c. Stroboscopic light systems, ‘‘specially y.8. Panel knobs, indicators, switches, but- designed’’ or modified for underwater use, tons, and dials whether unfiltered or filtered capable of a light output energy of more for use with night vision imaging systems; than 300 J per flash; y.9. Emergency lighting; d. Other underwater camera equipment, y.10. Gauges and indicators; n.e.s.;

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e. Other submersible systems, n.e.s.; VI(f)(7)), as follows (see List of Items Con- f. Vessels, n.e.s., including inflatable boats, trolled). and ‘‘specially designed’’ ‘‘parts’’ and ‘‘com- LICENSE REQUIREMENTS ponents’’ therefor, n.e.s.; Reason for Control: NS, RS, AT, UN g. Marine engines (both inboard and out- board) and submarine engines, n.e.s.; and Control(s) Country Chart (See Supp. ‘‘specially designed’’ ‘‘parts’’ and ‘‘compo- No. 1 to part 738) nents’’ therefor, n.e.s.; NS applies to entire entry ...... NS Column 1 h. Other self-contained underwater breath- RS applies to entire entry ...... RS Column 1 ing apparatus (scuba gear) and related equip- AT applies to entire entry ...... AT Column 1 ment, n.e.s.; UN applies to entire entry ..... See § 746.1(b) for UN con- i. Life jackets, inflation cartridges, com- trols passes, wetsuits, masks, fins, weight belts, and dive computers; LIST BASED LICENSE EXCEPTIONS (SEE PART j. Underwater lights and propulsion equip- 740 FOR A DESCRIPTION OF ALL LICENSE EX- ment; CEPTIONS) k. Air compressors and filtration systems LVS: $1500 ‘‘specially designed’’ for filling air cylinders. GBS: N/A l. Marine boilers designed to have any of CIV: N/A the following characteristics: SPECIAL CONDITIONS FOR STA l.1. Heat release rate (at maximum rating) STA: Paragraph (c)(2) of License Exception equal to or in excess of 190,000 BTU per hour STA (§ 740.20(c)(2) of the EAR) may not be per cubic foot of furnace volume; or used for any item in 8B609. l.2. Ratio of steam generated in pounds per LIST OF ITEMS CONTROLLED hour (at maximum rating) to the dry weight Related Controls: See ECCN 0A919 for foreign- of the boiler in pounds equal to or in excess made ‘‘military commodities’’ that incor- of 0.83. porate more than a de minimis amount of m. Major ‘‘components,’’ ‘‘accessories,’’ U.S.-origin ‘‘600 series’’ controlled content. and ‘‘attachments’’ for marine boilers de- Related Definitions: N/A scribed in 8A992.l. Items: a. Test, inspection, and production ‘‘equipment’’ ‘‘specially designed’’ for the B. ‘‘TEST’’, ‘‘INSPECTION’’ AND ‘‘PRODUCTION ‘‘development,’’ ‘‘production,’’ repair, over- EQUIPMENT’’ haul, or refurbishing of commodities enumerated or otherwise described in ECCN 8B001 Water tunnels having a background 8A609 (except for 8A609.y) or in USML Cat- noise of less than 100 dB (reference 1 egory VI (except for USML Cat VI(f)(7)), and μPa, 1 Hz) in the frequency range from 0 ‘‘parts,’’ ‘‘components,’’ ‘‘accessories,’’ and to 500 Hz and designed for measuring ‘‘attachments’’ ‘‘specially designed’’ there- acoustic fields generated by a hydro-flow for. around propulsion system models. b. [Reserved] LICENSE REQUIREMENTS Reason for Control: NS, AT 8B620 Test, inspection, and production ‘‘equipment’’ and related commodities Country Chart (See Supp. Control(s) No. 1 to part 738) ‘‘specially designed’’ for the ‘‘development,’’ ‘‘production,’’ repair, overhaul, or NS applies to entire entry ...... NS Column 2 refurbishing of commodities enumerated AT applies to entire entry ...... AT Column 1 or otherwise described in ECCN 8A620 (see List of Items Controlled). LIST BASED LICENSE EXCEPTIONS (SEE PART LICENSE REQUIREMENTS 740 FOR A DESCRIPTION OF ALL LICENSE EX- Reason for Control: NS, RS, AT, UN CEPTIONS) LVS: $3000 Control(s) Country Chart (See Supp. GBS: N/A No. 1 to part 738) CIV: N/A NS applies to entire entry, ex- NS Column 1 LIST OF ITEMS CONTROLLED cept 8B620.b. Related Controls: N/A RS applies to entire entry ...... RS Column 1 Related Definitions: N/A AT applies to entire entry ...... AT Column 1 Items: The list of items controlled is con- UN applies to entire entry ..... See § 746.1(b) for UN contained in the ECCN heading trols

8B609 Test, inspection, and production LIST BASED LICENSE EXCEPTIONS (SEE PART ‘‘equipment’’ and related commodities 740 FOR A DESCRIPTION OF ALL LICENSE EX- ‘‘specially designed’’ for the ‘‘develop- CEPTIONS) ment,’’ ‘‘production,’’ repair, overhaul or LVS: $1500 refurbishing of commodities enumerated GBS: N/A or otherwise described in ECCN 8A609 or CIV: N/A USML Category VI (except for Cat SPECIAL CONDITIONS FOR STA

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STA: Paragraph (c)(2) of License Exception Country Chart (See Supp. STA (§ 740.20(c)(2) of the EAR) may not be Control(s) No. 1 to part 738) used for any item in 8B620. AT applies to entire entry ...... AT Column 1 LIST OF ITEMS CONTROLLED UN applies to entire entry ..... See § 746.1(b) for UN con- Related Controls: See ECCN 0A919 for foreign- trols made ‘‘military commodities’’ that incorporate more than a de minimis amount of LIST BASED LICENSE EXCEPTIONS (SEE PART U.S.-origin ‘‘600 series’’ controlled content. 740 FOR A DESCRIPTION OF ALL LICENSE EX- Related Definitions: N/A CEPTIONS) Items: a. Test, inspection and production LVS: $1500 ‘‘equipment’’ ‘‘specially designed’’ for the GBS: N/A ‘‘development,’’ ‘‘production,’’ repair, over- CIV: N/A haul or refurbishing of commodities enumer- SPECIAL CONDITIONS FOR STA ated or otherwise described in ECCN 8A620 STA: Paragraph (c)(2) of License Exception (except for 8A620.b and .y) and ‘‘parts,’’ STA (§ 740.20(c)(2) of the EAR) may not be ‘‘components,’’ ‘‘accessories,’’ and ‘‘attach- used for any item in 8C609. ments’’ ‘‘specially designed’’ therefor. LIST OF ITEMS CONTROLLED b. Test, inspection, and production ‘‘equip- Related Controls: (1) See USML Categories VI ment’’ ‘‘specially designed’’ for the ‘‘devel- and XIII(f) for controls on materials ‘‘spe- opment,’’ ‘‘production,’’ repair, overhaul, or cially designed’’ for vessels of war enumer- refurbishing of commodities enumerated or ated or otherwise described in USML Cat- otherwise described in ECCN 8A620.b and egory VI. (2) See ECCN 0A919 for foreign ‘‘parts,’’ ‘‘components,’’ ‘‘accessories,’’ and made ‘‘military commodities’’ that incor- ‘‘attachments’’ ‘‘specially designed’’ there- porate more than a de minimis amount of for. U.S.-origin ‘‘600 series’’ controlled content. C. ‘‘MATERIALS’’ Related Definitions: N/A Items: a. Materials, not enumerated on the 8C001 ’SYNTACTIC FOAM’ DESIGNED FOR UNDER- USML, that are ‘‘specially designed’’ for WATER USE AND HAVING ALL OF THE FOL- commodities enumerated in ECCN 8A609 (ex- LOWING (SEE LIST OF ITEMS CONTROLLED). cept for 8A609.y). LICENSE REQUIREMENTS b. [Reserved] Reason for Control: NS, AT D. ‘‘SOFTWARE’’ Country Chart Control(s) (see Supp. No.1 8D001 ‘‘Software’’ ‘‘specially designed’’ or to part 738) modified for the ‘‘development,’’ ‘‘production’’ or ‘‘use’’ of equipment or materials, NS applies to entire entry ...... NS Column 2 AT applies to entire entry ...... AT Column 1 controlled by 8A (except 8A992), 8B or 8C. LICENSE REQUIREMENTS LIST BASED LICENSE EXCEPTIONS (SEE PART Reason for Control: NS, AT 740 FOR A DESCRIPTION OF ALL LICENSE EX- Country Chart (See Supp. CEPTIONS) Control(s) No. 1 to part 738) LVS: N/A GBS: N/A NS applies to entire entry ...... NS Column 1 CIV: N/A AT applies to entire entry ...... AT Column 1 LIST OF ITEMS CONTROLLED Related Controls: See also 8A002.a.4. REPORTING REQUIREMENTS See § 743.1 of the Related Definition: ’Syntactic foam’ consists EAR for reporting requirements for ex- of hollow spheres of plastic or glass embed- ports under License Exceptions, and Vali- ded in a resin ‘‘matrix.’’ dated End-User authorizations Items: LIST BASED LICENSE EXCEPTIONS (SEE PART a. Designed for marine depths exceeding 740 FOR A DESCRIPTION OF ALL LICENSE EX- 1,000 m; and CEPTIONS) b. A density less than 561 kg/m3. CIV: N/A TSR: Yes, except for exports or reexports to 8C609 Materials ‘‘specially designed’’ for the destinations outside of those countries ‘‘development’’ or ‘‘production’’ of com- listed in Country Group A:5 (See Supple- modities controlled by 8A609 not else- ment No. 1 to part 740 of the EAR) of where specified in the USML (see List of ‘‘software’’ ‘‘specially designed’’ for the Items Controlled). ‘‘development’’ or ‘‘production’’ of equip- LICENSE REQUIREMENTS ment controlled by 8A001.b, 8A001.d, or Reason for Control: NS, RS, AT, UN 8A002.o.3.b. SPECIAL CONDITIONS FOR STA Control(s) Country Chart (See Supp. STA: License Exception STA may not be No. 1 to part 738) used to ship or transmit ‘‘software’’ ‘‘spe- NS applies to entire entry ...... NS Column 1 cially designed’’ for the ‘‘development’’ or RS applies to entire entry ...... RS Column 1 ‘‘production’’ of equipment in 8A001.b,

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8A001.c, 8A001.d, 8A002.b, 8A002.h, 8A002.j, SPECIAL CONDITIONS FOR STA 8A002.o.3 or 8A002.p to any of the destina- STA: Paragraph (c)(2) of License Exception tions listed in Country Group A:6 (See Sup- STA (§ 740.20(c)(2) of the EAR) may not be plement No. 1 to part 740 of the EAR). used for any ‘‘software’’ in 8D609. LIST OF ITEMS CONTROLLED LIST OF ITEMS CONTROLLED Related Controls: N/A Related Controls: (1) ‘‘Software’’ directly re- Related Definitions: N/A lated to articles enumerated in USML Cat- Items: The list of items controlled is con- egory VI is controlled under USML Cat- tained in the ECCN heading egory VI(g). (2) See ECCN 0A919 for foreign made ‘‘military commodities’’ that incor- 8D002 Specific ‘‘software’’ ‘‘specially de- porate more than a de minimis amount of signed’’ or modified for the ‘‘develop- U.S.-origin ‘‘600 series’’ controlled content. ment’’, ‘‘production’’, repair, overhaul or Related Definitions: N/A refurbishing (re-machining) of propellers Items: a. ‘‘Software’’ ‘‘specially designed’’ for ‘‘specially designed’’ for underwater noise the ‘‘development,’’ ‘‘production,’’ operation, reduction. or maintenance of commodities controlled LICENSE REQUIREMENTS by ECCN 8A609, ECCN 8B609, or ECCN 8C609 Reason for Control: NS, AT (except for commodities controlled by ECCN Country Chart (See Supp. 8A609.y). Control(s) No. 1 to part 738) b. through .x [Reserved] y. Specific ‘‘software’’ ‘‘specially designed’’ NS applies to entire entry ...... NS Column 1 for the ‘‘development,’’ ‘‘production,’’ oper- AT applies to entire entry ...... AT Column 1 ation, or maintenance of commodities in ECCN 8A609.y. REPORTING REQUIREMENTS See § 743.1 of the EAR for reporting requirements for ex- 8D620 ‘‘Software’’ ‘‘specially designed’’ for ports under License Exceptions, and Vali- the ‘‘development,’’ ‘‘production,’’ oper- dated End-User authorizations ation, or maintenance of commodities LIST BASED LICENSE EXCEPTIONS (SEE PART controlled by 8A620 or 8B620 (see List of 740 FOR A DESCRIPTION OF ALL LICENSE EX- Items Controlled). CEPTIONS) LICENSE REQUIREMENTS CIV: N/A Reason for Control: NS, RS, AT, UN TSR: Yes SPECIAL CONDITIONS FOR STA Country Chart (See Supp. STA: License Exception STA may not be Control(s) No. 1 to part 738) used to ship or transmit any software in this entry to any of the destinations listed NS applies to entire entry, ex- NS Column 1 in Country Group A:6 (See Supplement No. cept 8D620.b and .y. RS applies to entire entry, ex- RS Column 1 1 to part 740 of the EAR). cept 8D620.y. LIST OF ITEMS CONTROLLED AT applies to entire entry ...... AT Column 1 Related Controls: See also 8D992 UN applies to entire entry, See § 746.1(b) for UN con- Related Definitions: N/A except 8D620.y. trols Items: The list of items controlled is contained in the ECCN heading CIV: N/A TSR: N/A 8D609 ‘‘Software’’ ‘‘specially designed’’ for SPECIAL CONDITIONS FOR STA the ‘‘development,’’ ‘‘production,’’ oper- STA: Paragraph (c)(2) of License Exception ation or maintenance of commodities STA (§ 740.20(c)(2) of the EAR) may not be controlled by 8A609, 8B609, or 8C609 (see used for any ‘‘software’’ in 8D620. List of Items Controlled). LIST OF ITEMS CONTROLLED LICENSE REQUIREMENTS Related Controls: (1) ‘‘Software’’ directly re- Reason for Control: NS, RS, AT, UN lated to articles enumerated or otherwise described in USML Category XX is con- Country Chart (See Supp. Control(s) No. 1 to part 738) trolled under USML Category XX(d). (2) See ECCN 0A919 for foreign made ‘‘military NS applies to entire entry, ex- NS Column 1 commodities’’ that incorporate more than cept 8D609.y. a de minimis amount of U.S.-origin ‘‘600 se- RS applies to entire entry, ex- RS Column 1 ries’’ controlled content. cept 8D609.y. AT applies to entire entry ...... AT Column 1 Related Definitions: N/A UN applies to entire entry, See § 746.1(b) for UN con- Items: a. ‘‘Software’’ ‘‘specially designed’’ for except 8D609.y. trols the ‘‘development,’’ ‘‘production,’’ operation, or maintenance of commodities controlled LIST BASED LICENSE EXCEPTIONS (SEE PART by ECCN 8A620 or ECCN 8B620 (except for 740 FOR A DESCRIPTION OF ALL LICENSE EX- commodities controlled by ECCN 8A620.b or CEPTIONS) .y or ECCN 8B620.b). CIV: N/A b. ‘‘Software’’ ‘‘specially designed’’ for the TSR: N/A ‘‘development,’’ ‘‘production,’’ operation, or

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maintenance of commodities controlled by REPORTING REQUIREMENTS See § 743.1 of the ECCN 8A620.b or ECCN 8B620.b. EAR for reporting requirements for ex- c. through .x [Reserved] ports under License Exceptions, and Vali- y. Specific ‘‘software’’ ‘‘specially designed’’ dated End-User authorizations for the ‘‘development,’’ ‘‘production,’’ oper- LIST BASED LICENSE EXCEPTIONS (SEE PART ation, or maintenance of commodities in 740 FOR A DESCRIPTION OF ALL LICENSE EX- ECCN 8A620.y. CEPTIONS) CIV: N/A 8D992 ‘‘Software’’ ‘‘specially designed’’ or modified for the ‘‘development’’, ‘‘produc- TSR: Yes, except for exports or reexports to tion’’ or ‘‘use’’ of equipment controlled by destinations outside of those countries 8A992. listed in Country Group A:5 (See Supple- LICENSE REQUIREMENTS ment No. 1 to part 740 of the EAR) of Reason for Control: AT ‘‘technology’’ ‘‘specially designed’’ for the ‘‘development’’ or ‘‘production’’ of equip- Control(s) Country Chart (See Supp. ment controlled by 8A001.b, 8A001.d, or No. 1 to part 738) 8A002.o.3.b. AT applies to entire entry ...... AT Column 1 SPECIAL CONDITIONS FOR STA STA: License Exception STA may not be LIST BASED LICENSE EXCEPTIONS (SEE PART used to ship or transmit ‘‘technology’’ ac- 740 FOR A DESCRIPTION OF ALL LICENSE EX- cording to the General Technology Note CEPTIONS) for the ‘‘development’’ or ‘‘production’’ of CIV: N/A equipment specified by 8A001.b, 8A001.c, TSR: N/A 8A001.d, 8A002.b, 8A002.h, 8A002.j, 8A002.o.3 LIST OF ITEMS CONTROLLED or 8A002.p to any of the destinations listed Related Controls: N/A in Country Group A:6 (See Supplement No. Related Definitions: N/A 1 to part 740 of the EAR). Items: The list of items controlled is con- LIST OF ITEMS CONTROLLED tained in the ECCN heading Related Controls: N/A Related Definitions: N/A 8D999 ‘‘Software’’ ‘‘specially designed’’ for the operation of unmanned submersible Items: The list of items controlled is con- vehicles used in the oil and gas industry. tained in the ECCN heading LICENSE REQUIREMENTS Reason for Control: Foreign policy 8E002 Other ‘‘technology’’ as follows (see List of Items Controlled). LICENSE REQUIREMENTS Control(s) Country chart (see Supp. No. 1 to part 738) Reason for Control: NS, AT Russian industry sector sanc- See § 746.5 for specific li- tions apply to entire entry. cense requirements and li- Country Chart (See Supp. Control(s) No. 1 to part 738) cense review policy. NS applies to entire entry ...... NS Column 1 LIST BASED LICENSE EXCEPTIONS (SEE PART AT applies to entire entry ...... AT Column 1 740 FOR A DESCRIPTION OF ALL LICENSE EX- CEPTIONS) REPORTING REQUIREMENTS See § 743.1 of the CIV: N/A EAR for reporting requirements for ex- TSR: N/A ports under License Exceptions, and Vali- LIST OF ITEMS CONTROLLED dated End-User authorizations Related Controls: N/A Related Definitions: N/A LIST BASED LICENSE EXCEPTIONS (SEE PART Items: The list of items controlled is con- 740 FOR A DESCRIPTION OF ALL LICENSE EX- tained in the ECCN heading. CEPTIONS) CIV: N/A TSR: N/A E. ‘‘TECHNOLOGY’’ License Exceptions Note: License Exception 8E001 ‘‘Technology’’ according to the Gen- TSU is not applicable for the repair ‘‘tech- eral Technology Note for the ‘‘develop- nology’’ controlled by 8E002.a or .b, see Supple- ment’’ or ‘‘production’’ of equipment or ment No. 2 to this part. materials, controlled by 8A (except SPECIAL CONDITIONS FOR STA 8A992), 8B or 8C. STA: License Exception STA may not be LICENSE REQUIREMENTS used to ship or transmit technology in Reason for Control: NS, AT 8E002.a to any of the destinations listed in Country Group A:6 (See Supplement No. 1 Country Chart (See Supp. Control(s) No. 1 to part 738) to part 740 of the EAR). LIST OF ITEMS CONTROLLED NS applies to entire entry ...... NS Column 1 Related Controls: See also 8E992 AT applies to entire entry ...... AT Column 1 Related Definitions: N/A

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Items: a. ‘‘Technology’’ for the ‘‘develop- CIV: N/A ment’’, ‘‘production’’, repair, overhaul or re- TSR: N/A furbishing (re-machining) of propellers ‘‘spe- SPECIAL CONDITIONS FOR STA cially designed’’ for underwater noise reduc- STA: Paragraph (c)(2) of License Exception tion; STA (§ 740.20(c)(2) of the EAR) may not be b. ‘‘Technology’’ for the overhaul or refur- used for any ‘‘technology’’ in 8E609. bishing of equipment controlled by 8A001, LIST OF ITEMS CONTROLLED 8A002.b, 8A002.j, 8A002.o or 8A002.p. Related Controls: Technical data directly re- c. ‘‘Technology’’ according to the General lated to articles enumerated or otherwise Technology Note for the ‘‘development’’ or described in USML Category VI are con- ‘‘production’’ of any of the following: trolled under USML Category VI(g). c.1. Surface-effect vehicles (fully skirted Related Definitions: N/A variety) having all of the following: Items: a. ‘‘Technology’’ ‘‘required’’ for the c.1.a. Maximum design speed, fully loaded, ‘‘development,’’ ‘‘production,’’ operation, in- exceeding 30 knots in a significant wave stallation, maintenance, repair, overhaul, or height of 1.25 m or more; refurbishing of commodities controlled by c.1.b. Cushion pressure exceeding 3,830 Pa; ECCN 8A609, 8B609, or 8C609 (except for com- and modities controlled by ECCN 8A609.y), or c.1.c. Light-ship-to-full-load displacement ‘‘software’’ controlled by ECCN 8D609. ratio of less than 0.70; b. through .x [Reserved] c.2. Surface-effect vehicles (rigid sidewalls) y. Specific ‘‘technology’’ ‘‘required’’ for with a maximum design speed, fully loaded, the ‘‘development,’’ ‘‘production,’’ operation, exceeding 40 knots in a significant wave installation, maintenance, repair, overhaul, height of 3.25 m or more; or refurbishing of commodities or software c.3. Hydrofoil vessels with active systems in ECCN 8A609.y or 8D609.y. for automatically controlling foil systems, with a maximum design speed, fully loaded, 8E620 ‘‘Technology’’ ‘‘required’’ for the ‘‘de- of 40 knots or more in a significant wave velopment,’’ ‘‘production,’’ operation, in- height of 3.25 m or more; or stallation, maintenance, repair, overhaul, c.4. ’Small waterplane area vessels’ having or refurbishing of commodities controlled any of the following: by 8A620 or 8B620, or ‘‘software’’ con- c.4.a. Full load displacement exceeding 500 trolled by 8D620 (see List of Items Con- tonnes with a maximum design speed, fully trolled). loaded, exceeding 35 knots in a significant LICENSE REQUIREMENTS wave height of 3.25 m or more; or Reason for Control: NS, RS, AT, UN c.4.b. Full load displacement exceeding 1,500 tonnes with a maximum design speed, Country Chart (See Supp. fully loaded, exceeding 25 knots in a signifi- Control(s) No. 1 to part 738) cant wave height of 4 m or more. Technical Note: A ’small waterplane area ves- NS applies to entire entry, ex- NS Column 1 sel’ is defined by the following formula: cept 8E620.b and .y. RS applies to entire entry, ex- RS Column 1 waterplane area at an operational design draft cept 8E620.y. less than 2x (displaced volume at the oper- AT applies to entire entry ...... AT Column 1 ational design draft) 2 / 3. UN applies to entire entry, See § 746.1(b) for UN con- except 8E620.y. trols 8E609 ‘‘Technology’’ ‘‘required’’ for the ‘‘development,’’ ‘‘production,’’ operation, in- CIV: N/A stallation, maintenance, repair, overhaul, TSR: N/A or refurbishing of commodities controlled SPECIAL CONDITIONS FOR STA by 8A609, 8B609, or 8C609, or ‘‘software’’ STA: Paragraph (c)(2) of License Exception controlled by 8D609 (see List of Items STA (§ 740.20(c)(2) of the EAR) may not be Controlled). used for any ‘‘technology’’ in 8E620. LICENSE REQUIREMENTS LIST OF ITEMS CONTROLLED Reason for Control: NS, RS, AT, UN Related Controls: Technical data directly related to articles enumerated or otherwise Country Chart (See Supp. Control(s) No. 1 to part 738) described in USML Category XX are controlled under USML Category XX(d). NS applies to entire entry, ex- NS Column 1 Related Definitions: N/A cept 8E609.y. Items: a. ‘‘Technology’’ ‘‘required’’ for the RS applies to entire entry, ex- RS Column 1 ‘‘development,’’ ‘‘production,’’ operation, in- cept 8E609.y. AT applies to entire entry ...... AT Column 1 stallation, maintenance, repair, overhaul, or UN applies to entire entry, See § 746.1(b) for UN con- refurbishing of commodities controlled by except 8E609.y. trols ECCN 8A620 or 8B620 or ‘‘software’’ controlled by ECCN 8D620 (except for commod- LIST BASED LICENSE EXCEPTIONS (SEE PART ities controlled by ECCN 8A620.b or .y or 740 FOR A DESCRIPTION OF ALL LICENSE EX- ECCN 8B620.b or ‘‘software’’ controlled by CEPTIONS) 8D620.b or .y).

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b. ‘‘Technology’’ ‘‘required’’ for the ‘‘de- CIV: N/A velopment,’’ ‘‘production,’’ operation, instal- LIST OF ITEMS CONTROLLED lation, maintenance, repair, overhaul, or re- Related Controls: See also 9A101 and 9A991 furbishing of commodities controlled by Related Definitions: N/A ECCN 8A620.b or 8B620.b or ‘‘software’’ con- Items: trolled by ECCN 8D620.b. c. through .x [Reserved] a. Incorporating any of the ‘‘technologies’’ y. Specific ‘‘technology’’ ‘‘required’’ for controlled by 9E003.a, 9E003.h, or 9E003.i; or the ‘‘development,’’ ‘‘production,’’ operation, Note 1: 9A001.a. does not control aero gas tur- installation, maintenance, repair, overhaul bine engines which meet all of the following: or refurbishing of commodities or software a. Certified by the civil aviation authority in in ECCN 8A620.y or 8D620.y. a country listed in Supplement No. 1 to Part 743; and 8E992 ‘‘Technology’’ for the ‘‘development’’, b. Intended to power non-military manned ‘‘production’’ or ‘‘use’’ of equipment con- ‘‘aircraft’’ for which any of the following has trolled by 8A992. been issued by a Wassenaar Arrangement Par- LICENSE REQUIREMENTS ticipating State listed in Supplement No. 1 to Reason for Control: AT Part 743 for the ‘‘aircraft’’ with this specific engine type: Country Chart (See Supp. Control(s) No. 1 to part 738) b.1. A civil type certificate; or b.2. An equivalent document recognized by the AT applies to entire entry ...... AT Column 1 International Civil Aviation Organization (ICAO). LIST BASED LICENSE EXCEPTIONS (SEE PART Note 2: 9A001.a does not apply to aero gas tur- 740 FOR A DESCRIPTION OF ALL LICENSE EX- bine engines for Auxiliary Power Units (APUs) CEPTIONS) approved by the civil aviation authority in a CIV: N/A Wassenaar Arrangement Participating State TSR: N/A (see Supplement No. 1 to part 743 of the EAR). LIST OF ITEMS CONTROLLED b. Designed to power an ‘‘aircraft’’ de- Related Controls: N/A signed to cruise at Mach 1 or higher, for Related Definitions: N/A more than 30 minutes. Items: The list of items controlled is contained in the ECCN heading 9A002 ‘Marine gas turbine engines’ with an EAR99 Items subject to the EAR that are ISO standard continuous power rating of not elsewhere specified in this CCL Cat- 24,245 kW or more and a specific fuel con- egory or in any other category in the CCL sumption not exceeding 0.219 kg/kWh in are designated by the number EAR99. the power range from 35 to 100%, and ‘‘specially designed’’ assemblies and CATEGORY 9—AEROSPACE AND PROPULSION ‘‘components’’ therefor. LICENSE REQUIREMENTS A. ‘‘END ITEMS’’, ‘‘EQUIPMENT’’, ‘‘ACCES- Reason for Control: NS, AT SORIES’’, ‘‘ATTACHMENTS’’, ‘‘PARTS’’, ‘‘COM- PONENTS’’ AND ‘‘SYSTEMS’’ Country Chart (See Supp. Control(s) No. 1 to part 738) N.B.: For propulsion systems designed or rated against neutron or transient ionizing radi- NS applies to entire entry ...... NS Column 2 ation, see the U.S. Munitions List, 22 CFR part AT applies to entire entry ...... AT Column 1 121. LIST BASED LICENSE EXCEPTIONS (SEE PART 9A001 Aero gas turbine engines having any 740 FOR A DESCRIPTION OF ALL LICENSE EX- of the following (see List of Items Con- CEPTIONS) trolled). LVS: $5000 LICENSE REQUIREMENTS GBS: N/A Reason for Control: NS, MT, AT CIV: N/A LIST OF ITEMS CONTROLLED Control(s) Country Chart (See Supp. No. 1 to part 738) Related Controls: N/A Related Definition: The term ‘marine gas tur- NS applies to entire entry ...... NS Column 1 MT applies to only to those MT Column 1 bine engines’ includes those industrial, or engines that meet the char- aero-derivative, gas turbine engines adapt- acteristics listed in 9A101. ed for a ship’s electric power generation or AT applies to entire entry ...... AT Column 1 propulsion. Items: The list of items controlled is con- LIST BASED LICENSE EXCEPTIONS (SEE PART tained in the ECCN heading. 740 FOR A DESCRIPTION OF ALL LICENSE EX- CEPTIONS) 9A003 ‘‘Specially Designed’’ Assemblies or LVS: N/A ‘‘Components,’’ Incorporating Any of the GBS: N/A ‘‘Technologies’’ Controlled by 9E003.a,

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9E003.h or 9E003.i, For Any of the Fol- 6A002.a.1, 6A002.a.2, 6A002.b, 6A002.d, 6A003.b, lowing Aero Gas Turbine Engines (see 6A004.c, 6A004.e, 6A008.d, 6A008.e, 6A008.k, List of Items Controlled). 6A008.l or 9A010.c; LICENSE REQUIREMENTS e. On-board systems or equipment, spe- Reason for Control: NS, AT cially designed for ‘‘spacecraft’’ and having any of the following functions: Country Chart (See Supp. Control(s) No. 1 to part 738) e.1. ’Command and telemetry data handling’; NS applies to entire entry ...... NS Column 2 Note: For the purpose of 9A004.e.1, ’command AT applies to entire entry ...... AT Column 1 and telemetry data handling’ includes bus data management, storage, and processing. LIST BASED LICENSE EXCEPTIONS (SEE PART 740 FOR A DESCRIPTION OF ALL LICENSE EX- e.2. ’Payload data handling’; or CEPTIONS) Note: For the purpose of 9A004.e.2, ’payload LVS: $5000 data handling’ includes payload data manage- GBS: N/A ment, storage, and processing. CIV: N/A LIST OF ITEMS CONTROLLED e.3. ’Attitude and orbit control’; Related Controls: N/A Note: For the purpose of 9A004.e.3, ’attitude Related Definition: N/A and orbit control’ includes sensing and actu- Items: a. Controlled by 9A001; or ation to determine and control the position and b. Whose design or production origins are orientation of a ‘‘spacecraft’’. either not from a Wassenaar Participating N.B.: Equipment specially designed for mili- State (see Supplement No. 1 to part 743 of tary use is ‘‘subject to the ITAR’’. See 22 CFR the EAR) or unknown to the manufacturer. parts 120 through 130. 9A004 Space launch vehicles and ‘‘space- f. Terrestrial equipment specially designed craft,’’ ‘‘spacecraft buses,’’ ‘‘spacecraft for ‘‘spacecraft,’’ as follows: payloads,’’ ‘‘spacecraft’’ on-board systems f.1. Telemetry and telecommand equip- or equipment, and terrestrial equipment, ment; as follows (see List of Items Controlled). f.2. Simulators. LICENSE REQUIREMENTS g. through t. [Reserved] Reason for Control: NS and AT u. The James Webb Space Telescope (JWST) being developed, launched, and oper- Country chart Control(s) (see Supp. No.1 ated under the supervision of the U.S. Na- to part 738) tional Aeronautics and Space Administra- tion (NASA). NS applies to 9A004.u, .v, .w NS Column 1 v. ‘‘Parts,’’ ‘‘components,’’ ‘‘accessories’’ and .x. and ‘‘attachments’’ that are ‘‘specially de- AT applies to 9A004.u, .v, .w, AT Column 1 .x and .y. signed’’ for the James Webb Space Telescope and that are not: License Requirements Note: 9A004.b through .f v.1. Enumerated or controlled in the are controlled under ECCN 9A515. USML; LIST BASED LICENSE EXCEPTIONS (SEE PART v.2. Microelectronic circuits; 740 FOR A DESCRIPTION OF ALL LICENSE EX- v.3. Described in ECCNs 7A004 or 7A104; or CEPTIONS) v.4. Described in an ECCN containing LVS: N/A ‘‘space-qualified’’ as a control criterion (See GBS: N/A ECCN 9A515.x.4). CIV: N/A w. The International Space Station being LIST OF ITEMS CONTROLLED developed, launched, and operated under the Related Controls: (1) See also 9A104, 9A515, supervision of the U.S. National Aeronautics and 9B515. (2) See ECCNs 9E001 (‘‘develop- and Space Administration. ment’’) and 9E002 (‘‘production’’) for tech- x. ‘‘Parts,’’ ‘‘components,’’ ‘‘accessories’’ nology for items controlled by this entry. and ‘‘attachments’’ that are ‘‘specially de- (3) See USML Categories IV for the space signed’’ for the International Space Station. launch vehicles and XV for other space- y. Items that would otherwise be within craft that are ‘‘subject to the ITAR’’ (see the scope of ECCN 9A004.v or .x but that have 22 CFR parts 120 through 130). been identified in an interagency-cleared Related Definition: N/A commodity classification (CCATS) pursuant Items: to § 748.3(e) as warranting control in 9A004.y. a. Space launch vehicles; b. ‘‘Spacecraft’’; 9A005 Liquid rocket propulsion systems c. ‘‘Spacecraft buses’’; containing any of the systems or ‘‘compo- d. ‘‘Spacecraft payloads’’ incorporating nents,’’ controlled by 9A006. (These items items specified by 3A001.b.1.a.4, 3A002.g, are ‘‘subject to the ITAR.’’ See 22 CFR 5A001.a.1, 5A001.b.3, 5A002.c, 5A002.e, parts 120 through 130.)

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9A006 Systems, ‘‘components,’’ ‘‘specially de- b.3. Ceramic ‘‘matrix’’ ‘‘composite’’ mate- signed’’ for liquid rocket propulsion sys- rials specified by 1C007; tems. (These items are ‘‘subject to the c. Structural components and isolation ITAR.’’ See 22 CFR parts 120 through systems, specially designed to control ac- 130.) tively the dynamic response or distortion of ‘‘spacecraft’’ structures; 9A007 Solid rocket propulsion systems. d. Pulsed liquid rocket engines with (These items are ‘‘subject to the ITAR.’’ thrust-to-weight ratios equal to or more See 22 CFR parts 120 through 130.) than 1 kN/kg and a response time (the time 9A008 ‘‘Components’’ ‘‘specially designed’’ required to achieve 90% of total rated thrust for solid rocket propulsion systems. from start-up) of less than 30 ms. (These items are ‘‘subject to the ITAR.’’ 9A011 Ramjet, scramjet or combined cycle See 22 CFR parts 120 through 130.) engines, and ‘‘specially designed’’ ‘‘parts’’ 9A009 Hybrid rocket propulsion systems. and ‘‘components’’ therefor. (These items (These items are ‘‘subject to the ITAR.’’ are ‘‘subject to the ITAR.’’ See 22 CFR See 22 CFR parts 120 through 130.) parts 120 through 130.)

9A010 ‘‘Specially Designed’’ ‘‘Parts,’’ ‘‘Com- 9A012 Non-military ‘‘Unmanned Aerial Vehi- ponents,’’ Systems and Structures, for cles,’’ (‘‘UAVs’’), Unmanned ‘‘Airships’’, Re- Launch Vehicles, Launch Vehicle Propul- lated Equipment and ‘‘Components’’, as sion Systems or ‘‘Spacecraft’’. (See Re- Follows (see List of Items Controlled). lated Controls paragraph.) LICENSE REQUIREMENTS LIST OF ITEMS CONTROLLED Reason for Control: NS, MT, AT Related Controls: (1) See USML Category IV of the International Traffic in Arms Regu- Country Chart (See Supp. Control(s) No. 1 to part 738) lations (ITAR) (22 CFR parts 120 through 130) and ECCN 9A604 for paragraphs NS applies to entire entry ...... NS Column 1 9A010.a, .b and .d. (2) See USML Category MT applies to non-military MT Column 1. XV of the ITAR and ECCN 9A515 for para- Unmanned Air Vehicle graph 9A010.c. (3) See Supplement No. 4 to (UAVs) and Remotely Pi- part 774, Order of Review for guidance on loted Vehicles (RPVs) that the process for determining classification are capable of a maximum range of at least 300 kilo- of items. meters (km), regardless of Items: payload, and 9A012.b.5. a. ‘‘Parts’’, ‘‘components’’ and structures, AT applies to entire entry ...... AT Column 1 each exceeding 10 kg and ‘‘specially designed’’ for launch vehicles manufactured LIST BASED LICENSE EXCEPTIONS (SEE PART using any of the following: 740 FOR A DESCRIPTION OF ALL LICENSE EX- a.1. ‘‘Composite’’ materials consisting of CEPTIONS) ‘‘fibrous or filamentary materials’’ specified LVS: N/A by 1C010.e and resins specified by 1C008 or GBS: N/A 1C009.b; CIV: N/A a.2. Metal ‘‘matrix’’ ‘‘composites’’ rein- LIST OF ITEMS CONTROLLED forced by any of the following: See the U.S. Munitions List a.2.a. Materials specified by 1C007; Related Controls: Category VIII (22 CFR part 121). Also see a.2.b. ‘‘Fibrous or filamentary materials’’ ECCN 9A610 and § 744.3 of the EAR. specified by 1C010; or a.2.c. Aluminides specified by 1C002.a; or Related Definitions: N/A a.3. Ceramic ‘‘matrix’’ ‘‘composite’’ mate- Items: a. ‘‘UAVs’’ or unmanned ‘‘airships’’, rials specified by 1C007; designed to have controlled flight out of the Note: The weight cut-off is not relevant for direct ’natural vision’ of the ’operator’ and nose cones. having any of the following: b. ‘‘Parts’’, ‘‘components’’ and structures, a.1. Having all of the following: ‘‘specially designed’’ for launch vehicle pro- a.1.a. A maximum ’endurance’ greater than pulsion systems specified by 9A005 to 9A009, or equal to 30 minutes but less than 1 hour; manufactured using any of the following: and b.1. ‘‘Fibrous or filamentary materials’’ a.1.b. Designed to take-off and have stable specified by 1C010.e and resins specified by controlled flight in wind gusts equal to or 1C008 or 1C009.b; exceeding 46.3 km/h (25 knots); or b.2. Metal ‘‘Matrix ‘‘composites’’ rein- a.2. A maximum ’endurance’ of 1 hour or forced by any of the following: greater; b.2.a. Materials specified by 1C007; Technical Notes: 1. For the purposes of b.2.b. ‘‘Fibrous or filamentary materials’’ 9A012.a, ’operator’ is a person who initiates or specified by 1C010; or commands the ‘‘UAV’’ or unmanned ‘‘airship’’ b.2.c. Aluminides specified by 1C002.a; or flight.

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2. For the purposes of 9A012.a, ’endurance’ is hicles [UAVs] or remotely piloted vehicles to be calculated for ISA conditions (ISO [RPVs], and does not control other engines 2533:1975) at sea level in zero wind. designed or modified for use in ‘‘missiles’’, 3. For the purposes of 9A012.a, ’natural vi- which are ‘‘subject to the ITAR’’ (see 22 sion’ means unaided human sight, with or with- CFR parts 120 through 130). out corrective lenses. Related Definitions: ‘Maximum thrust value’ b. Related equipment and ‘‘components’’, in 9A101.a.1 is the manufacturer’s dem- as follows: onstrated maximum thrust for the engine b.1 [Reserved] type un-installed. The civil type certified b.2. [Reserved] thrust value will be equal to or less than b.3. Equipment or ‘‘components’’ ‘‘spe- the manufacturer’s demonstrated max- cially designed’’ to convert a manned ‘‘air- imum thrust for the engine type. craft’’ or a manned ‘‘airship’’ to a ‘‘UAV’’ or Items: a. Engines having both of the fol- unmanned ‘‘airship’’, controlled by 9A012.a; lowing characteristics: b.4. Air breathing reciprocating or rotary a.1. Maximum thrust value greater than internal combustion type engines, ‘‘specially 400 N (achieved un-installed) excluding civil designed’’ or modified to propel ‘‘UAVs’’ or certified engines with a ‘maximum thrust unmanned ‘‘airships’’, at altitudes above value greater’ than 8,890 N (achieved un-in- 15,240 meters (50,000 feet). stalled), and b.5. Pneumatic, hydraulic, mechanical, a.2. Specific fuel consumption of 0.15 kg ¥ ¥ electro-optical, or electromechanical flight N 1 h 1 or less (at maximum continuous control systems (including fly-by-wire and power at sea level static conditions using the fly-by-light systems) and attitude control ICAO standard atmosphere); or equipment designed or modified for UAVs or b. Engines designed or modified for use in drones controlled by ECCN 9A012., and capa- ‘‘missiles’’, regardless of thrust or specific ble of delivering at least 500 kilograms pay- fuel consumption. load to a range of at least 300 km. 9A102 ’Turboprop engine systems’ ‘‘specially 9A018 Equipment on the Wassenaar Ar- designed’’ for items controlled in 9A012 rangement Munitions List. for MT reasons, and ‘‘specially designed’’ (a) See ECCN 9A610 for the aircraft, re- ‘‘parts’’ and ‘‘components’’ therefor, hav- fuelers, ground equipment, parachutes, har- ing a maximum power greater than 10 nesses, and instrument flight trainers, as kW (achieved uninstalled at sea level well as ‘‘parts’’, ‘‘accessories,’’ and ‘‘attach- static conditions using the ICAO stand- ments’’ for the forgoing that, immediately ard atmosphere), excluding civil certified prior to October 15, 2013, were classified engines. under 9A018.a.1, .a.3, .c, .d, .e, or .f. LICENSE REQUIREMENTS (b) See ECCN 9A619 for military trainer Reason for Control: MT, AT aircraft turbo prop engines and ‘‘parts’’ and Country chart (see Supp. No. 1 to ‘‘components’’ therefor that, immediately Control(s) part 738). prior to October 15, 2013, were classified under ECCN 9A018.a.2 or .a.3. MT applies to entire MT Column 1 (c) See ECCN 0A606.b for certain armored entry. AT applies to entire AT Column 1 ground transport vehicles that prior to Janu- entry. ary 6, 2014 were classified under ECCN 9A018.b. LIST BASED LICENSE EXCEPTIONS (SEE PART 740 FOR A DESCRIPTION OF ALL LICENSE EX- 9A101 Turbojet and Turbofan Engines, CEPTIONS) Other Than Those Controlled by 9A001, LVS: N/A as Follows (See List of Items Controlled). GBS: N/A LICENSE REQUIREMENTS CIV: N/A Reason for Control: MT, AT LIST OF ITEMS CONTROLLED Country Chart (See Supp. Related Controls: (1) See also 9A001 and 9A101. Control(s) No. 1 to part 738) Related Definitions: N/A Items: The list of items controlled is con- MT applies to entire entry ..... MT Column 1 tained in the ECCN heading. AT applies to entire entry ...... AT Column 1 Technical Note to 9A102: For the purposes of 9A102 a ’turboprop engine system’ incorporates LIST BASED LICENSE EXCEPTIONS (SEE PART all of the following: 740 FOR A DESCRIPTION OF ALL LICENSE EX- a. Turboshaft engine; and CEPTIONS) b. Power transmission system to transfer the LVS: N/A power to a propeller. GBS: N/A CIV: N/A 9A103 Liquid propellant tanks ‘‘specially de- LIST OF ITEMS CONTROLLED signed’’ for the propellants controlled in Related Controls: 9A101.b controls only en- ECCNs 1C011, 1C111 or other liquid pro- gines for non-military unmanned aerial ve- pellants used in ‘‘missiles.’’ (These items

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are ‘‘subject to the ITAR.’’ See 22 CFR c. Gas turbines, for liquid propellant parts 120 through 130.) turbopumps, with shaft speeds equal to or greater than 8,000 rpm at the maximum operating 9A104 Sounding rockets, capable of a range mode. of at least 300 km. (These items are ‘‘sub- e. Flight control servo valves designed or ject to the ITAR.’’ See 22 CFR parts 120 modified for use in ‘‘missiles’’ and designed through 130.) or modified to operate in a vibration envi- 9A105 Liquid propellant rocket engines. ronment greater than 10g rms over the entire (These items are ‘‘subject to the ITAR.’’ range between 20Hz and 2 kHz. See 22 CFR parts 120 through 130.) 9A107 Solid propellant rocket motors, usa- 9A106 Systems, ‘‘parts’’ or ‘‘components,’’ ble in rockets with a range capability of other than those controlled by 9A006, us- 300 km or greater, other than those con- able in ‘‘missiles,’’ and ‘‘specially de- trolled by 9A007, having total impulse ca- signed’’ for liquid rocket propulsion sys- pacity equal to or greater than 8.41 μ 105 tems, as follows (see List of Items Con- Ns, but less than 1.1 μ 106 Ns. (These trolled). items are ‘‘subject to the ITAR.’’ See 22 LICENSE REQUIREMENTS CFR parts 120 through 130.) Reason for Control: MT, AT 9A108 Solid rocket propulsion ‘‘parts’’ and Control(s) Country Chart (See Supp. ‘‘components,’’ other than those con- No. 1 to part 738) trolled by 9A008, usable in rockets with a MT applies to entire entry ..... MT Column 1 range capability of 300 km or greater. AT applies to entire entry ...... AT Column 1 (These items are ‘‘subject to the ITAR.’’ See 22 CFR parts 120 through 130.) LIST BASED LICENSE EXCEPTIONS (SEE PART 740 FOR A DESCRIPTION OF ALL LICENSE EX- 9A109 Hybrid rocket motors, usable in rock- CEPTIONS) ets with a range capability of 300 km or LVS: N/A greater, other than those controlled by GBS: N/A 9A009, and ‘‘specially designed’’ ‘‘parts’’ CIV: N/A and ‘‘components’’ therefor. (These items LIST OF ITEMS CONTROLLED are ‘‘subject to the ITAR.’’ See 22 CFR Related Controls: Items described in 9A106.a, parts 120 through 130.) .b, and .c are ‘‘subject to the ITAR’’ (see 22 CFR parts 120 through 130). 9A110 Composite structures, laminates and Related Definitions: N/A manufactures thereof ‘‘specially de- Items: a. Ablative liners for thrust or com- signed’’ for 9A012 items that are con- bustion chambers; trolled for MT reasons. b. Rocket nozzles; LICENSE REQUIREMENTS c. Thrust vector control sub-systems; Reason for Control: MT, AT Technical Note: Examples of methods of achieving thrust vector control controlled by Control(s) Country Chart (See Supp. 9A106.c includes: No. 1 to part 738) 1. Flexible nozzle; MT applies to entire entry ..... MT Column 1 2. Fluid or secondary gas injection; AT applies to entire entry ...... AT Column 1 3. Movable engine or nozzle; 4. Deflection of exhaust gas steam (jet vanes LIST BASED LICENSE EXCEPTIONS (SEE PART or probes); or 740 FOR A DESCRIPTION OF ALL LICENSE EX- 5. Thrust tabs. CEPTIONS) d. Liquid, slurry and gel propellant (including oxidizers) control systems, and ‘‘spe- LVS: N/A cially designed’’ ‘‘parts’’ and ‘‘components’’ GBS: N/A therefor, designed or modified to operate in CIV: N/A vibration environments greater than 10 g LIST OF ITEMS CONTROLLED rms between 20 Hz and 2000 Hz. Related Controls: See also 1A002. Note: The only servo valves, pumps and gas Related Definitions: N/A turbines controlled by 9A106.d, are the fol- Items: The list of items controlled is con- lowing: tained in the ECCN heading a. Servo valves designed for flow rates equal to or greater than 24 liters per minute, at an ab- 9A111 Pulse jet engines, usable in rockets, solute pressure equal to or greater than 7 MPa, missiles, or unmanned aerial vehicles ca- that have an actuator response time of less than pable of achieving a ‘‘range’’ equal to or 100 ms; greater than 300 km, and ‘‘specially de- b. Pumps, for liquid propellants, with shaft signed’’ ‘‘parts’’ and ‘‘components’’ there- speeds equal to or greater than 8,000 rpm at the for. (These items are ‘‘subject to the maximum operating mode or with discharge ITAR.’’ See 22 CFR parts 120 through pressures equal to or greater than 7 Mpa; or 130.)

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9A115 Apparatus, devices and vehicles, de- a.1. An autonomous flight control and signed or modified for the transport, han- navigation capability; or dling, control, activation and launching a.2. Capability of controlled-flight out of of rockets, missiles, and unmanned aerial the direct vision range involving a human vehicles capable of achieving a ‘‘range’’ operator; and equal to or greater than 300 km. (Some of b. Having any of the following: these items are controlled in ECCN b.1. Incorporating an aerosol dispensing 9A610; others are ‘‘subject to the ITAR.’’ system/mechanism with a capacity greater See 22 CFR parts 120 through 130.) than 20 liters; or b.2. Designed or modified to incorporate an 9A116 Reentry vehicles, usable in ‘‘missiles,’’ aerosol dispensing system/mechanism with a and equipment designed or modified capacity of greater than 20 liters. therefor. (These items are ‘‘subject to the Note: 9A120 does not control model aircraft, ITAR.’’ See 22 CFR parts 120 through ‘‘specially designed’’ for recreational or competi- 130.) tion purposes. Technical Notes: 1. An aerosol consists of par- 9A117 Staging mechanisms, separation ticulate or liquids other than fuel components, mechanisms, and interstages therefor, us- by—products or additives, as part of the ‘‘pay- able in ‘‘missiles’’. (These items are ‘‘sub- load’’ to be dispersed in the atmosphere. Exam- ject to the ITAR.’’ See 22 CFR parts 120 ples of aerosols include pesticides for crop dust- through 130.) ing and dry chemicals for cloud seeding. 2. An aerosol dispensing system/mechanism 9A118 Devices to regulate combustion usa- contains all above devices (mechanical, elec- ble in engines which are usable in rock- trical, hydraulic, etc.), which are necessary for ets, missiles, and unmanned aerial vehi- storage and dispersion of an aerosol into the at- cles capable of achieving a ‘‘range’’ equal mosphere. This includes the possibility of aer- to or greater than 300 km, controlled by osol injection into the combustion exhaust vapor 9A011 or 9A111. (These items are ‘‘subject and into the propeller slip stream. to the ITAR.’’ See 22 CFR parts 120 through 130.) 9A515 ‘‘Spacecraft’’ and related commodities, as follows (see List of Items Con- 9A119 Individual rocket stages, usable in trolled). rockets with a range capability greater LICENSE REQUIREMENTS than 300 km or greater, other than those Reason for Control: NS, RS, MT, AT controlled by 9A005, 9A007, 9A009, 9A105, 9A107 and 9A109. (These items are ‘‘sub- Country chart ject to the ITAR.’’ See 22 CFR parts 120 Control(s) (see Supp. No. 1 to through 130.) part 738) 9A120 Complete unmanned aerial vehicles, NS applies to entire entry, ex- NS Column 1 cept .e and .y. not specified in 9A012, having all of the RS applies to entire entry, ex- RS Column 1 following characteristics (see List of cept .e and .y. Items Controlled). RS applies to 9A515.e ...... RS Column 2 LICENSE REQUIREMENTS MT applies to microcircuits in MT Column 1 Reason for Control: MT, AT 9A515.d and 9A515.e.2 when ‘‘usable in’’ ‘‘missiles’’ Country Chart (See Supp. for protecting ‘‘missiles’’ Control(s) No. 1 to part 738) against nuclear effects (e.g. Electromagnetic Pulse MT applies to entire entry ..... MT Column 1. (EMP), X-rays, combined AT applies to entire entry ...... AT Column 1. blast and thermal effects). AT applies to entire entry ...... AT Column 1 LIST BASED LICENSE EXCEPTIONS (SEE PART 740 FOR A DESCRIPTION OF ALL LICENSE EX- License Requirement Note: The Commerce CEPTIONS) Country Chart is not used for determining li- LVS: N/A cense requirements for commodities classified in GBS: N/A ECCN 9A515.a.1, .a.2., .a.3., .a.4, and .g. See CIV: N/A § 742.6(a)(8), which specifies that such commod- LIST OF ITEMS CONTROLLED ities are subject to a worldwide license require- Related Controls: See ECCN 9A012 or the U.S. ment. Munitions List Category VIII (22 CFR part LIST BASED LICENSE EXCEPTIONS (SEE PART 121). Also see ECCN 2B352.i for controls on 740 FOR A DESCRIPTION OF ALL LICENSE EX- certain spraying or fogging systems, and CEPTIONS) ‘‘parts’’ and ‘‘components’’ therefor, ‘‘spe- LVS: $1500 cially designed’’ or modified for fitting to GBS: N/A aircraft, ‘‘lighter than air vehicles,’’ or CIV: N/A ‘‘UAVs.’’ SPECIAL CONDITIONS FOR STA Related Definitions: N/A STA: (1) Paragraph (c)(1) of License Excep- Items: a. Having any of the following: tion STA (§ 740.20(c)(1) of the EAR) may not

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be used for ‘‘spacecraft’’ in ECCN 9A515.a.1, is a retransfer under the ITAR and would re- .a.2, .a.3, or .a.4, or items in 9A515.g, unless quire an ITAR authorization, regardless of determined by BIS to be eligible for Li- the CCL authorization the spacecraft is ex- cense Exception STA in accordance with ported under. Additionally, transfer of tech- § 740.20(g) (License Exception STA eligi- nical data regarding the defense article sub- bility requests for certain 9x515 and ‘‘600 ject to the ITAR integrated into the space- series’’ items). (2) License Exception STA craft would require an ITAR authorization. may not be used if the ‘‘spacecraft’’ con- a. ‘‘Spacecraft,’’ including satellites, and trolled in ECCN 9A515.a.1, .a.2, .a.3, or .a.4 space vehicles, whether designated develop- contains a separable or removable propul- mental, experimental, research or scientific, sion system enumerated in USML Cat- not enumerated in USML Category XV or de- egory IV(d)(2) or USML Category XV(e)(12) scribed in ECCN 9A004.u or .w, that: and designated MT. (3) Paragraph (c)(2) of a.1. Have electro-optical remote sensing License Exception STA (§ 740.20(c)(2) of the capabilities and having a clear aperture EAR) may not be used for any item in greater than 0.35 meters, but less than or 9A515. equal to 0.50 meters; LIST OF ITEMS CONTROLLED a.2. Have remote sensing capabilities be- Related Controls: Spacecraft, launch vehicles yond NIR (i.e., SWIR, MWIR, or LWIR); and related articles that are enumerated in the USML, and technical data (including a.3. Have radar remote sensing capabilities ‘‘software’’) directly related thereto, and (e.g., AESA, SAR, or ISAR) having a center all services (including training) directly frequency equal to or greater than 1.0 GHz, related to the integration of any satellite but less than 10.0 GHz and having a band- or spacecraft to a launch vehicle, including width equal to or greater than 100 MHz, but both planning and onsite support, or fur- less than 300 MHz; nishing any assistance (including training) a.4. Provide space-based logistics, assem- in the launch failure analysis or investiga- bly, or servicing of another ‘‘spacecraft’’; or tion for items in ECCN 9A515.a, are ‘‘sub- a.5. Are not described in ECCN 9A515.a.1, ject to the ITAR.’’ All other ‘‘spacecraft,’’ .a.2, .a.3 or .a.4. as enumerated below and defined in § 772.1, Note: ECCN 9A515.a includes commercial com- are subject to the controls of this ECCN. munications satellites, remote sensing satellites, See also ECCNs 3A001, 3A002, 3A991, 3A992, planetary rovers, planetary and interplanetary 6A002, 6A004, 6A008, and 6A998 for specific probes, and in-space habitats, not identified in ‘‘space-qualified’’ items, 7A004 and 7A104 ECCN 9A004 or USML Category XV(a). for star trackers, and 9A004 for the Inter- b. Ground control systems and training national Space Station (ISS), the James simulators ‘‘specially designed’’ for telem- Webb Space Telescope (JWST), and ‘‘spe- etry, tracking, and control of the ‘‘space- cially designed’’ ‘‘parts’’ and ‘‘compo- craft’’ controlled in paragraphs 9A004.u or nents’’ therefor. See USML Category XI(c) 9A515.a. for controls on ‘‘Monolithic Microwave In- c. [Reserved] tegrated Circuit’’ (‘‘MMIC’’) amplifiers d. Microelectronic circuits (e.g., integrated that are ‘‘specially designed’’ for defense circuits, microcircuits, or MOSFETs) and articles. See ECCN 9A610.g for pressure discrete electronic components rated, cer- suits used for high altitude aircraft. tified, or otherwise specified or described as Related Definitions: ’Microcircuit’ means a meeting or exceeding all the following char- device in which a number of passive or ac- acteristics and that are ‘‘specially designed’’ tive elements are considered as indivisibly for defense articles, ‘‘600 series’’ items, or associated on or within a continuous struc- items controlled by ECCNs 9A004.v or 9A515: ture to perform the function of a circuit. × 5 × 3 Items: d.1. A total dose of 5 10 Rads (Si) (5 10 Gy (Si)); ‘‘Spacecraft’’ and other items described in d.2. A dose rate upset threshold of 5 × 108 ECCN 9A515 remain subject to the EAR even Rads (Si)/sec (5 × 106 Gy (Si)/sec); if exported, reexported, or transferred (in- × 14 2 country) with defense articles ‘‘subject to d.3. A neutron dose of 1 10 n/cm (1 MeV the ITAR’’ integrated into and included equivalent); therein as integral parts of the item. In all d.4. An uncorrected single event upset sen- ¥ other cases, such defense articles are subject sitivity of 1 × 10 10 errors/bit/day or less, for ` to the ITAR. For example, a 9A515.a ‘‘space- the CREME–MC geosynchronous orbit, Solar craft’’ remains ‘‘subject to the EAR’’ even Minimum Environment for heavy ion flux; when it is exported, reexported, or trans- and ferred (in-country) with a ‘‘hosted payload’’ d.5. An uncorrected single event upset sen- described in USML Category XV(e)(17) incor- sitivity of 1 × 10¥3 errors/part or less for a porated therein. In all other cases, a ‘‘hosted fluence of 1 × 107 protons/cm2 for proton en- payload’’ performing a function described in ergy greater than 50 MeV. USML Category XV(a) always remains a e. Microelectronic circuits (e.g., integrated USML item. The removal of the defense arti- circuits, microcircuits, or MOSFETs) and cle subject to the ITAR from the spacecraft discrete electronic components that are

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rated, certified, or otherwise specified or de- x.6. Travelling wave tube amplifiers (refer scribed as meeting or exceeding the charac- to ECCN 3A001.b.8 for controls on these teristics in either paragraph e.1 or e.2, AND items); or ‘‘specially designed’’ for defense articles con- x.7. Elsewhere specified in ECCN 9A515.y. trolled by USML Category XV or items con- Note to 9A515.x: ‘‘Parts,’’ ‘‘components,’’ trolled by ECCNs 9A004.u or 9A515: ‘‘accessories,’’ and ‘‘attachments’’ specified in e.1. A total dose ≥1 × 105 Rads (Si) (1 × 103 USML subcategory XV(e) or enumerated in Gy(Si)) and <5 × 105 Rads (Si) (5 × 103 Gy(Si)); other USML categories are subject to the con- and a single event effect (SEE) (i.e., single trols of that paragraph or category. event latchup (SEL), single event burnout y. Items that would otherwise be within (SEB), or single event gate rupture (SEGR)) the scope of ECCN 9A515.x but that have been immunity to a linear energy transfer (LET) identified in an interagency-cleared com- ≥80 MeV¥cm2/mg; or modity classification (CCATS) pursuant to e.2. A total dose ≥5 × 105 Rads (Si) (5 × 103 § 748.3(e) as warranting control in 9A515.y. Gy (Si)) and not described in 9A515.d. y.1. Discrete electronic components not Note 1 to 9A515.d and .e: Application specific specified in 9A515.e; and integrated circuits (ASICs), integrated circuits y.2. Space grade or for spacecraft applica- developed and produced for a specific applications thermistors; tion or function, specifically designed or modi- y.3. Space grade or for spacecraft applica- fied for defense articles and not in normal com- tions RF microwave bandpass ceramic filters mercial use are controlled by Category XI(c) of (Dielectric Resonator Bandpass Filters); the USML regardless of characteristics. y.4. Space grade or for spacecraft applica- Note 2 to 9A515.d and .e: See 3A001.a for con- tions hall effect sensors; trols on radiation-hardened microelectronic cir- y.5. Space grade or for spacecraft applica- cuits ‘‘subject to the EAR’’ that are not con- tions subminiature (SMA and SMP) plugs trolled by 9A515.d or 9A515.e. and connectors, TNC plugs and cable and f. Pressure suits (i.e., space suits) capable connector assemblies with SMA plugs and of operating at altitudes 55,000 feet above sea connectors; and level. y.6. Space grade or for spacecraft applica- g. Remote sensing components ‘‘specially tions flight cable assemblies. designed’’ for ‘‘spacecraft’’ described in ECCNs 9A515.a.1 through 9A515.a.4 as follows: 9A604 Commodities related to launch vehi- g.1. Space-qualified optics (i.e., lens, mir- cles, missiles, and rockets (see List of ror, membrane having active properties (e.g., Items Controlled). LICENSE REQUIREMENTS adaptive, deformable)) with the largest lat- Reason for Control: NS, RS, MT, AT, UN eral clear aperture dimension equal to or less than 0.35 meters; or with the largest clear Country chart aperture dimension greater than 0.35 meters Control(s) (See Supp. No. 1 but less than or equal to 0.50 meters; to part 738) g.2. Optical bench assemblies ‘‘specially designed’’ for ECCN 9A515.a.1, 9A515.a.2, NS applies to entire entry ...... NS Column 1 RS applies to entire entry ...... RS Column 1 9A515.a.3, or 9A515.a.4 ‘‘spacecraft;’’ or MT applies to 9A604.a, .c, .d, MT Column 1 g.3. Primary, secondary, or hosted pay- and .f. loads that perform a function of ECCN AT applies to entire entry ...... AT Column 1 9A515.a.1, 9A515.a.2, 9A515.a.3, or 9A515.a.4 UN applies to entire entry ..... See § 746.1(b) for UN con- ‘‘spacecraft.’’ trols h. through w. [Reserved] x. ‘‘Parts,’’ ‘‘components,’’ ‘‘accessories’’ LIST BASED LICENSE EXCEPTIONS (SEE PART and ‘‘attachments’’ that are ‘‘specially de- 740 FOR A DESCRIPTION OF ALL LICENSE EX- signed’’ for defense articles controlled by CEPTIONS) USML Category XV or items controlled by LVS: N/A 9A515, and that are NOT: GBS: N/A x.1. Enumerated or controlled in the USML CIV: N/A or elsewhere within ECCNs 9A515 or 9A004; SPECIAL CONDITIONS FOR STA x.2. Microelectronic circuits and discrete STA: Paragraph (c)(2) of License Exception electronic components; STA (§ 740.20(c)(2) of the EAR) may not be x.3. Described in ECCNs 7A004 or 7A104; used for any item in this ECCN 9A604. x.4. Described in an ECCN containing LIST OF ITEMS CONTROLLED ‘‘space-qualified’’ as a control criterion (i.e., Related Controls: (1) Launch vehicles, mis- 3A001.b.1, 3A001.e.4, 3A002.g.1, 3A991.o, siles, and rockets are subject to the ITAR 3A992.b.3, 6A002.a.1, 6A002.b.2, 6A002.d.1, (see 22 CFR § 121.1, USML Category IV). (2) 6A004.c and .d, 6A008.j.1, 6A998.b, or See ECCN 0A919 for foreign-made ‘‘mili- 7A003.d.2); tary commodities’’ that incorporate more x.5. Microwave solid state amplifiers and than a de minimis amount of U.S.-origin microwave assemblies (refer to ECCN ‘‘600 series’’ controlled content. 3A001.b.4 for controls on these items); Related Definitions: N/A

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Items: a. Thermal batteries ‘‘specially de- LICENSE REQUIREMENTS signed’’ for systems controlled under USML Reason for Control: NS, RS, MT, AT, UN Category IV capable of a range equal to or greater than 300 km. Control(s) Country Chart (See Supp. b. Thermal batteries, except for thermal No. 1 to part 738) batteries controlled by 9A604.a, that are NS applies to entire entry ex- NS Column 1 ‘‘specially designed’’ for systems controlled cept: under USML Category IV. 9A610.b; parts and compo- c. ‘‘Components’’ ‘‘specially designed’’ for nents controlled in 9A610.x ramjet, scramjet, pulse jet, or combined if being exported or reex- cycle engines controlled under USML Cat- ported for use in an aircraft controlled in 9A610.b; and egory IV, including devices to regulate com- 9A610.y. bustion in such commodities. RS applies to entire entry ex- RS Column 1 d. ‘‘Components’’ ‘‘specially designed’’ for cept: hybrid rocket motors controlled under 9A610.b; parts and compo- USML Category IV usable in rockets, mis- nents controlled in 9A610.x siles, or unmanned aerial vehicles capable of if being exported or reex- a range equal to or greater than 300 km. ported for use in an aircraft controlled in 9A610.b; and e. ‘‘Components’’ ‘‘specially designed’’ for 9A610.y. pressure gain combustion-based propulsion MT applies to 9A610.t, .u, .v, MT Column 1 systems controlled under USML Category and .w. IV. AT applies to entire entry ...... AT Column 1 f. Composite structures, laminates and UN applies to entire entry ex- See § 746.1(b) for UN con- manufactures thereof ‘‘specially designed’’ cept 9A610.y. trols for the following items controlled under USML Category IV: LIST BASED LICENSE EXCEPTIONS (SEE PART f.1. Systems capable of a range equal to or 740 FOR A DESCRIPTION OF ALL LICENSE EX- greater than 300 km; CEPTIONS) f.2. Individual rocket stages usable in LVS: $1500 9A604.f.1. systems; GBS: N/A f.3. Solid propellant rocket motors or hy- CIV: N/A brid rocket motors having a total impulse SPECIAL CONDITIONS FOR STA STA: (1) Paragraph (c)(1) of License Excep- capacity equal to or greater than 8.41 × 105 tion STA (§ 740.20(c)(1) of the EAR) may not Ns; or f.4. Liquid propellant rocket engines inte- be used for any item in 9A610.a (i.e., ‘‘end item’’ military aircraft), unless deter- grated, or designed or modified to be inte- mined by BIS to be eligible for License Ex- grated, into a liquid propellant propulsion ception STA in accordance with § 740.20(g) system which has a total impulse capacity (License Exception STA eligibility re- equal to or greater than 8.41 × 105 Ns. quests for 9x515 and ‘‘600 series’’ items). (2) f.5. Thrust vector control systems usable Paragraph (c)(2) of License Exception STA in rockets, space launch vehicles (SLVs), and (§ 740.20(c)(2) of the EAR) may not be used missiles capable of delivering at least a 500 for any item in 9A610. kg payload to a range of at least 300 km. LIST OF ITEMS CONTROLLED f.6. Re-entry vehicles or warhead heat Related Controls: (1) Military aircraft and re- shields usable in rockets, SLVs, and missiles lated articles that are enumerated in capable of delivering at least a 500 kg pay- USML Category VIII, and technical data load to a range of at least 300 km. (including software) directly related there- f.7. Safing, arming, fuzing, and firing com- to, are subject to the ITAR. (2) See ECCN ponents usable in rockets, SLVs, and mis- 0A919 for controls on foreign-made ‘‘mili- siles capable of delivering at least a 500 kg tary commodities’’ that incorporate more payload to a range of at least 300 km. than a de minimis amount of U.S.-origin g. through w. [Reserved] ‘‘600 series’’ controlled content. (3) See x. ‘‘Parts,’’ ‘‘components,’’ ‘‘accessories,’’ USML Category XIX and ECCN 9A619 for and ‘‘attachments’’ that are ‘‘specially de- controls on military aircraft gas turbine signed’’ for a commodity subject to control engines and related items. in paragraphs .a through .d of this ECCN, or Related Definitions: In paragraph .y of this a defense article controlled under USML entry, the term ’fluid’ includes liquids and Category IV, and not specified elsewhere on gases. the USML. Items: Note to 9A604.x: ‘‘Parts,’’ ‘‘components,’’ a. ’Military Aircraft’ ‘‘specially designed’’ ‘‘accessories,’’ and ‘‘attachments’’ specified in for a military use that are not enumerated USML Category IV(h) are subject to the con- in USML paragraph VIII(a). trols of that paragraph. Note 1: For purposes of paragraph .a the term 9A610 Military aircraft and related commod- ’military aircraft’ means the LM–100J aircraft ities, other than those enumerated in and any aircraft ‘‘specially designed’’ for a mili- 9A991.a (see List of Items Controlled) tary use that are not enumerated in USML

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paragraph VIII(a). The term includes: Trainer maximum range less than 300 km are controlled aircraft; cargo aircraft; utility fixed wing air- in paragraph .x of this entry. craft; military helicopters; observation aircraft; u. Apparatus and devices ‘‘specially de- military non-expansive balloons and other light- signed’’ for the handling, control, activation er than air aircraft; and unarmed military air- and non-ship-based launching of UAVs or craft, regardless of origin or designation. Air- drones controlled by either USML paragraph craft with modifications made to incorporate VIII(a) or ECCN 9A610.a, and capable of a safety of flight features or other FAA or NTSB range equal to or greater than 300 km. modifications such as transponders and air data Note to paragraph .u: Apparatus and devices recorders are ‘‘unmodified’’ for the purposes of ‘‘specially designed’’ for the handling, control, this paragraph .a. activation and non-ship-based launching of Note 2: 9A610.a does not control ’military air- UAVs or drones controlled by either USML craft’ that: paragraph VIII(a) or ECCN 9A610.a with a max- a. Were first manufactured before 1946; imum range less than 300 km are controlled in b. Do not incorporate defense articles enumer- paragraph .x of this entry. ated or otherwise described on the U.S. Muni- v. Radar altimeters designed or modified tions List, unless the items are required to meet for use in UAVs or drones controlled by ei- safety or airworthiness standards of a ther USML paragraph VIII(a) or ECCN Wassenaar Arrangement Participating State; 9A610.a., and capable of delivering at least and 500 kilograms payload to a range of at least c. Do not incorporate weapons enumerated or 300 km. otherwise described on the U.S. Munitions List, Note to paragraph .v: Radar altimeters de- unless inoperable and incapable of being re- signed or modified for use in UAVs or drones turned to operation. controlled by either USML paragraph VIII(a) or b. L–100 aircraft manufactured prior to ECCN 9A610.a. that are not capable of deliv- 2013. ering at least 500 kilograms payload to a range c.–d. [Reserved] of at least 300 km are controlled in paragraph .x e. Mobile aircraft arresting and engage- of this entry. ment runway systems for aircraft controlled w. Pneumatic hydraulic, mechanical, by either USML Category VIII(a) or ECCN electro-optical, or electromechanical flight 9A610.a. control systems (including fly-by-wire and f. Pressure refueling equipment and equip- fly-by-light systems) and attitude control ment that facilitates operations in confined equipment designed or modified for UAVs or areas, ‘‘specially designed’’ for aircraft con- drones controlled by either USML paragraph trolled by either USML paragraph VIII(a) or VIII(a) or ECCN 9A610.a., and capable of de- ECCN 9A610.a. livering at least 500 kilograms payload to a g. Aircrew life support equipment, aircrew range of at least 300 km. safety equipment and other devices for emer- Note to paragraph .w: Pneumatic, hydraulic, gency escape from aircraft controlled by ei- mechanical, electro-optical, or ther USML paragraph VIII(a) or ECCN electromechanical flight control systems (includ- 9A610.a. ing fly-by-wire and fly-by-light systems) and at- h. Parachutes, paragliders, complete para- titude control equipment designed or modified chute canopies, harnesses, platforms, elec- for UAVs or drones controlled by either USML tronic release mechanisms, ‘‘specially de- paragraph VIII(a) or ECCN 9A610.a., not capa- signed’’ for use with aircraft controlled by ble of delivering at least 500 kilograms payload either USML paragraph VIII(a) or ECCN to a range of at least 300 km are controlled in 9A610.a, and ‘‘equipment’’ ‘‘specially de- paragraph .x of this entry. signed’’ for military high altitude parachut- x. ‘‘Parts,’’ ‘‘components,’’ ‘‘accessories,’’ ists, such as suits, special helmets, breathing and ‘‘attachments’’ that are ‘‘specially de- systems, and navigation equipment. signed’’ for a commodity enumerated or oth- i. Controlled opening equipment or auto- erwise described in ECCN 9A610 (except for matic piloting systems, designed for 9A610.y) or a defense article enumerated or parachuted loads. otherwise described in USML Category VIII j. Ground effect machines (GEMS), includ- and not elsewhere specified on the USML or ing surface effect machines and air cushion in 9A610.y, 9A619.y, or 3A611.y. vehicles, ‘‘specially designed’’ for use by a y. Specific ‘‘parts,’’ ‘‘components,’’ ‘‘ac- military. cessories,’’ and ‘‘attachments’’ ‘‘specially de- k. through s. [Reserved] signed’’ for a commodity subject to control t. Composite structures, laminates, and in this entry, ECCN 9A619, or for a defense manufactures thereof ‘‘specially designed’’ article in USML Categories VIII or XIX and for unmanned aerial vehicles controlled not elsewhere specified in the USML or the under USML Category VIII(a) with a range CCL, and other aircraft commodities ‘‘spe- equal to or greater than 300 km. cially designed’’ for a military use, as fol- Note to paragraph .t: Composite structures, lows, and ‘‘parts,’’ ‘‘components,’’ ‘‘acces- laminates, and manufactures thereof ‘‘specially sories,’’ and ‘‘attachments’’ ‘‘specially de- designed’’ for unmanned aerial vehicles con- signed’’ therefor: trolled under USML Category VIII(a) with a y.1. Aircraft tires;

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y.2. Analog gauges and indicators; LICENSE REQUIREMENTS y.3. Audio selector panels; Reason for Control: NS, RS, AT, UN y.4. Check valves for hydraulic and pneumatic systems; Control(s) Country Chart (See Supp. y.5. Crew rest equipment; No. 1 to part 738) y.6. Ejection seat mounted survival aids; NS applies to entire entry ex- NS Column 1 y.7. Energy dissipating pads for cargo (for cept 9A619.y. pads made from paper or cardboard); RS applies to entire entry ex- RS Column 1 y.8. Fluid filters and filter assemblies; cept 9A619.y. y.9. Galleys; AT applies to entire entry ...... AT Column 1 y.10. Fluid hoses, straight and unbent lines UN applies to entire entry ex- See § 746.1(b) for UN con- cept 9A619.y. trols (for a commodity subject to control in this entry or defense article in USML Category LIST BASED LICENSE EXCEPTIONS (SEE PART VIII), and fittings, couplings, clamps (for a 740 FOR A DESCRIPTION OF ALL LICENSE EX- commodity subject to control in this entry CEPTIONS) or defense article in USML Category VIII) LVS: $1,500 and brackets therefor; GBS: N/A y.11. Lavatories; CIV: N/A y.12. Life rafts; SPECIAL CONDITIONS FOR STA y.13. Magnetic compass, magnetic azimuth STA: Paragraph (c)(2) of License Exception detector; STA (§ 740.20(c)(2) of the EAR) may not be y.14. Medical litter provisions; used for any item in ECCN 9A619. y.15. Cockpit or cabin mirrors; LIST OF ITEMS CONTROLLED y.16. Passenger seats including palletized Related Controls: (1) Military gas turbine en- seats; gines and related articles that are enumer- y.17. Potable water storage systems; ated or otherwise described in USML Cat- y.18. Public address (PA) systems; egory XIX, and technical data (including y.19. Steel brake wear pads (does not in- software) directly related thereto, are sub- clude sintered mix or carbon/carbon mate- ject to the jurisdiction of the International rials); Traffic in Arms Regulations (ITAR). (2) y.20. Underwater locator beacons; y.21. Urine collection bags/pads/cups/ Gas turbine engines designated 501–D22 are pumps; controlled in ECCN 9A991.d regardless of y.22. Windshield washer and wiper systems; the aircraft type into which they will be y.23. Filtered and unfiltered panel knobs, installed. (3) See ECCN 0A919 for foreign- indicators, switches, buttons, and dials; made ‘‘military commodities’’ that incor- y.24. Lead-acid and Nickel-Cadmium bat- porate more than a de minimis amount of teries; U.S.-origin ‘‘600 series’’ controlled content. y.25. Propellers, propeller systems, and (4) ‘‘Parts,’’ ‘‘components,’’ ‘‘accessories,’’ propeller blades used with reciprocating en- and ‘‘attachments’’ specified in USML Cat- gines; egory XIX(f) are subject to the controls of y.26. Fire extinguishers; that paragraph. (5) ‘‘Parts,’’ ‘‘compo- y.27. Flame and smoke/CO2 detectors; nents,’’ ‘‘accessories,’’ and ‘‘attachments’’ y.28. Map cases; specified in ECCN 9A619.y are subject to y.29. ‘Military Aircraft’ that were first the controls of that paragraph. manufactured from 1946 to 1955 that do not Related Definitions: In paragraph .y of this incorporate defense articles enumerated or entry, the term ’fluid’ includes liquids and otherwise described on the U.S. Munitions gases. List, unless the items are required to meet Items: a. ‘‘Military Gas Turbine Engines’’ safety or airworthiness standards of a ‘‘specially designed’’ for a military use that Wassenaar Arrangement Participating State; are not controlled in USML Category XIX(a), and do not incorporate weapons enumerated (b), (c), or (d). or otherwise described on the U.S. Munitions NOTE: For purposes of ECCN 9A619.a, the List, unless inoperable and incapable of term ‘‘military gas turbine engines’’ means gas being returned to operation; turbine engines ‘‘specially designed’’ for ‘‘end y.30. ‘‘Parts,’’ ‘‘components,’’ ‘‘acces- items’’ enumerated in USML Categories VI, VII sories,’’ and ‘‘attachments,’’ other than elec- or VIII or on the CCL under ECCNs 0A606, tronic items or navigation equipment, for 8A609 or 9A610. use in or with a commodity controlled by b. Digital engine controls (e.g., Full Au- ECCN 9A610.h; thority Digital Engine Controls (FADEC) y.31. Identification plates and nameplates; and Digital Electronic Engine Controls and (DEEC)) ‘‘specially designed’’ for gas turbine y.32. Fluid manifolds. engines controlled in this ECCN 9A619. c. If ‘‘specially designed’’ for gas turbine 9A619 Military gas turbine engines and re- engines controlled in 9A619.a, hot section lated commodities (see List of Items Con- components (i.e., combustion chambers and trolled). liners; high pressure turbine blades, vanes,

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disks and related cooled structure; cooled Country chart low pressure turbine blades, vanes, disks and Control(s) (see Supp. No. 1 to part 738) related cooled structure; cooled augmenters; and cooled nozzles); UN applies to entire entry ..... See § 746.1(b) for UN controls d. If ‘‘specially designed’’ for gas turbine engines controlled in 9A619.a, uncooled tur- LIST BASED LICENSE EXCEPTIONS (SEE PART bine blades, vanes, disks, and tip shrouds; 740 FOR A DESCRIPTION OF ALL LICENSE EX- e. If ‘‘specially designed’’ for gas turbine CEPTIONS) engines controlled in 9A619.a, combustor cowls, diffusers, domes, and shells; LVS: $1500. f. Engine monitoring systems (i.e., those GBS: N/A that conduct prognostics, diagnostics, and CIV: N/A monitor health) ‘‘specially designed’’ for gas SPECIAL CONDITIONS FOR STA turbine engines and components controlled STA: Paragraph (c)(2) of License Exception in this ECCN 9A619. STA (§ 740.20(c)(2) of the EAR) may not be g. through w. [Reserved] used for any item in 9A620. x. Parts,’’ ‘‘components,’’ ‘‘accessories,’’ LIST OF ITEMS CONTROLLED and ‘‘attachments’’ that are ‘‘specially de- Related Controls: Electronic items that are signed’’ for a commodity controlled by this enumerated in USML Category XI or other ECCN 9A619 (other than ECCN 9A619.c) or for USML categories, and technical data (in- a defense article enumerated in USML Cat- cluding software) directly related thereto, egory XIX and not specified elsewhere on the are subject to the ITAR. USML or in ECCN 3A611.y, 9A610.y or Related Definitions: N/A 9A619.y. Items: a. Equipment ‘‘specially designed’’ to Note to paragraph .x: ‘‘Parts,’’ ‘‘components,’’ be installed in a vehicle for military ground, ‘‘accessories,’’ and ‘‘attachments’’ specified in marine, airborne, or space applications, and USML subcategory XIX(f) are subject to the capable of operating while in motion and of controls of that paragraph. ‘‘Parts,’’ ‘‘compo- producing or maintaining temperatures nents,’’ ‘‘accessories,’’ and ‘‘attachments’’ spec- below 103 K (¥170 °C). ified in ECCN 3A611.y, 9A610.y or 9A619.y are subject to the controls of that paragraph. Note to 9A620.a: ECCN 9A620.a includes mo- y. Specific ‘‘parts,’’ ‘‘components,’’ ‘‘ac- bile systems incorporating or employing ‘‘acces- cessories,’’ and ‘‘attachments’’ ‘‘specially de- sories’’ or ‘‘components’’ manufactured from signed’’ for a commodity subject to control non-metallic or non-electrical conductive mate- in this entry, ECCN 9A610, or for a defense rials such as plastics or epoxy-impregnated ma- article in USML Category VIII or Category terials. XIX and not elsewhere specified on the b. ‘‘Superconductive’’ electrical equipment USML or in the CCL, and other commodities, (rotating machinery and transformers) ‘‘spe- as follows, and ‘‘parts,’’ ‘‘components,’’ ‘‘ac- cially designed’’ to be installed in a vehicle cessories,’’ and ‘‘attachments’’ ‘‘specially defor military ground, marine, airborne, or signed’’ therefor: space applications, and capable of operating y.1. Oil tank and reservoirs; while in motion. y.2. Oil lines and tubes; Note to 9A620.b: ECCN 9A620.b. does not con- y.3. Fluid hoses, and lines (for a com- trol direct-current hybrid homopolar generators modity subject to control in this entry or a that have single-pole normal metal armatures defense article in USML Category XIX), fit- which rotate in a magnetic field produced by tings, couplings, and brackets therefor; superconducting windings, provided those y.4. Fluid filters and filter assemblies; windings are the only superconducting compo- y.5. Clamps (for a commodity subject to nents in the generator. control in this entry or a defense article in c. through w. [Reserved]. USML Category XIX); y.6. Shims; x. ‘‘Parts,’’ ‘‘components,’’ ‘‘accessories’’ y.7. Identification plates and nameplates; and ‘‘attachments’’ that are ‘‘specially de- y.8. Fluid manifolds; and signed’’ for a commodity controlled by ECCN y.9. Check valves for fluid systems. 9A620.

9A620 Cryogenic and ‘‘superconductive’’ 9A980 Nonmilitary mobile crime science lab- equipment, as follows (see list of items oratories; and accessories, n.e.s. controlled). Heading Note: In order for a vehicle to be Reason for Control: NS, RS, AT, UN classified as a nonmilitary mobile crime scene laboratory under ECCN 9A980, the vehicle must contain one or more analytical or laboratory Control(s) Country chart (see Supp. No. 1 to part 738) items controlled for Crime Control (CC) reasons on the CCL, such as ECCNs 3A980 and 3A981. NS applies to entire entry ...... NS Column 1 RS applies to entire entry ...... RS Column 1 LICENSE REQUIREMENTS AT applies to entire entry ...... AT Column 1 Reason for Control: CC

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LVS: N/A Control(s) Country Chart (See Supp. No. 1 to part 738) GBS: N/A CC applies to entire entry ..... CC Column 1 CIV: N/A LIST OF ITEMS CONTROLLED LIST BASED LICENSE EXCEPTIONS (SEE PART Related Controls: N/A 740 FOR A DESCRIPTION OF ALL LICENSE EX- Related Definitions: N/A CEPTIONS) Items: a. Military aircraft, demilitarized (not LVS: N/A specifically equipped or modified for mili- GBS: N/A tary operation), as follows: CIV: N/A a.1 Cargo aircraft bearing ‘‘C’’ designations LIST OF ITEMS CONTROLLED and numbered C–45 through C–118 inclusive, Related Controls: N/A C–121 through C–125 inclusive, and C–131, Related Definitions: N/A using reciprocating engines only. Items: The list of items controlled is con- a.2 Trainer aircraft bearing ‘‘T’’ designa- tained in the ECCN heading tions and using reciprocating engines or tur- 9A990 Diesel engines, n.e.s., and tractors boprop engines with less than 600 horsepower and ‘‘specially designed’’ ‘‘parts’’ and (s.h.p.). ‘‘components’’ therefor, n.e.s. (see List of a.3 Utility aircraft bearing ‘‘U’’ designa- Items Controlled). tions and using reciprocating engines only. LICENSE REQUIREMENTS a.4 All liaison aircraft bearing an ‘‘L’’ des- Reason for Control: AT ignation. a.5 All observation aircraft bearing ‘‘O’’ Country Chart (See Supp. Control(s) No. 1 to part 738) designations and using reciprocating engines. AT applies to entire entry ex- AT Column 1. b. Aircraft n.e.s.; cept 9A990.a. AT applies to 9A990.a only ... AT Column 2. c. Aero gas turbine engines, and ‘‘parts’’ and ‘‘components’’ ‘‘specially designed’’ LIST BASED LICENSE EXCEPTIONS (SEE PART therefor. 740 FOR A DESCRIPTION OF ALL LICENSE EX- Note: 9A991.c does not control aero gas tur- CEPTIONS) bine engines that are destined for use in civil LVS: N/A ‘‘aircraft’’ and that have been in use in bona GBS: N/A fide civil ‘‘aircraft’’ for more than eight years. If CIV: N/A they have been in use in bona fide civil ‘‘air- LIST OF ITEMS CONTROLLED craft’’ for more than eight years, such engines Related Controls: N/A are controlled under 9A991.d. Related Definitions: N/A d. ‘‘Parts’’ and ‘‘components,’’ ‘‘specially Items: a. Diesel engines, n.e.s., for trucks, designed’’ for ‘‘aircraft,’’ n.e.s. tractors, and automotive applications of con- e. Pressurized aircraft breathing equip- tinuous brake horsepower of 400 BHP (298 ment, n.e.s.; and ‘‘parts’’ and ‘‘components’’ kW) or greater (performance based on SAE ‘‘specially designed’’ therefor, n.e.s. J1349 standard conditions of 100 Kpa and 25°) b. Off highway wheel tractors of carriage 9A992 Complete canopies, harnesses, and capacity 9 mt (20,000 lbs) or more; and major platforms and electronic release mecha- ‘‘components’’ and accessories, n.e.s. nisms therefor, except such types as are c. On-Highway tractors, with single or tan- in normal sporting use. dem rear axles rated for 9 mt per axel (20,000 LICENSE REQUIREMENTS lbs.) or greater and ‘‘specially designed’’ Reason for Control: AT major ‘‘components’’. Country Chart (See Supp. 9A991 ‘‘Aircraft,’’ n.e.s., and gas turbine en- Control(s) No. 1 to part 738) gines not controlled by 9A001 or 9A101 and ‘‘parts’’ and ‘‘components,’’ n.e.s. (see AT applies to entire entry ...... AT Column 1 List of Items Controlled). LICENSE REQUIREMENTS LIST BASED LICENSE EXCEPTIONS (SEE PART Reason for Control: AT, UN 740 FOR A DESCRIPTION OF ALL LICENSE EX- CEPTIONS) Country Chart (See Supp. Control(s) No. 1 to part 738) LVS: N/A GBS: N/A AT applies to entire entry ...... AT Column 1. CIV: N/A UN applies to 9A991.a ...... See § 746.1(b) for UN controls. LIST OF ITEMS CONTROLLED Related Controls: N/A LIST BASED LICENSE EXCEPTIONS (SEE PART Related Definitions: N/A 740 FOR A DESCRIPTION OF ALL LICENSE EX- Items: The list of items controlled is con- CEPTIONS) tained in the ECCN heading

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B. ‘‘TEST’’, ‘‘INSPECTION’’ AND ‘‘PRODUCTION Country chart EQUIPMENT’’ Control(s) (see Supp. No. 1 to part 738) 9B001 Equipment, Tooling or Fixtures, ‘‘Specially Designed’’ for Manufacturing MT applies to equipment for MT Column 1 Gas Turbine Engine Blades, Vanes or engines controlled under ‘‘Tip Shrouds’’, as Follows (See List of 9A001 for MT reasons and for engines controlled Items Controlled). under 9A101. LICENSE REQUIREMENTS AT applies to entire entry ...... AT Column 1 Reason for Control: NS, MT, AT LIST BASED LICENSE EXCEPTIONS (SEE PART Country Chart (See Supp. Control(s) No. 1 to part 738) 740 FOR A DESCRIPTION OF ALL LICENSE EX- CEPTIONS) NS applies to entire entry ...... NS Column 1 LVS: $3,000, except N/A for MT MT applies to equipment for MT Column 1 GBS: Yes, except N/A for MT engines controlled under CIV: Yes, except N/A for MT 9A001 for MT reasons and LIST OF ITEMS CONTROLLED for engines controlled Related Controls: N/A under 9A101. AT applies to entire entry ...... AT Column 1 Related Definitions: N/A Items: REPORTING REQUIREMENTS See § 743.1 of the a. ‘‘Specially designed’’ for the ‘‘develop- EAR for reporting requirements for ex- ment’’ of gas turbine engines, assemblies, ports under License Exceptions, and Vali- ‘‘parts’’ or ‘‘components’’; and dated End-User authorizations b. Incorporating any of the ‘‘technologies’’ LIST BASED LICENSE EXCEPTIONS (SEE PART controlled by 9E003.h or 9E003.i. 740 FOR A DESCRIPTION OF ALL LICENSE EX- 9B003 Equipment ‘‘specially designed’’ for CEPTIONS) the ‘‘production’’ or test of gas turbine LVS: $5000, except N/A for MT brush seals designed to operate at tip GBS: Yes, except N/A for MT speeds exceeding 335 m/s, and tempera- CIV: Yes, except N/A for MT tures in excess of 773 K (500 ≥C), and SPECIAL CONDITIONS FOR STA STA: License Exception STA may not be ‘‘specially designed’’ ‘‘components’’ or used to ship commodities in 9B001 to any of ‘‘accessories’’ therefor. LICENSE REQUIREMENTS the destinations listed in Country Group Reason for Control: NS, MT, AT A:6 (See Supplement No. 1 to part 740 of the EAR). Country Chart (See Supp. LIST OF ITEMS CONTROLLED Control(s) No. 1 to part 738) Related Controls: For ‘‘specially designed’’ production equipment of systems, sub-sys- NS applies to entire entry ...... NS Column 1 tems, ‘‘parts’’ and ‘‘components’’ con- MT applies to equipment for MT Column 1 engines controlled under trolled by 9A005 to 9A009, 9A011, 9A101, 9A001 for MT reasons and 9A105 to 9A109, 9A111, and 9A116 to 9A119 for engines controlled usable in ‘‘missiles’’ see 9B115. See also under 9A101. 9B991. AT applies to entire entry ...... AT Column 1 Related Definitions: N/A Items: a. Directional solidification or single LIST BASED LICENSE EXCEPTIONS (SEE PART crystal casting equipment; 740 FOR A DESCRIPTION OF ALL LICENSE EX- b. Casting tooling, manufactured from re- CEPTIONS) fractory metals or ceramics, as follows: LVS: $5000, except N/A for MT b.1. Cores; GBS: Yes, except N/A for MT b.2. Shells (moulds); CIV: Yes, except N/A for MT b.3. Combined core and shell (mould) units. LIST OF ITEMS CONTROLLED c. Directional-solidification or single-crys- Related Controls: See also 9B115 tal additive-manufacturing equipment. Related Definitions: N/A Items: The list of items controlled is con- 9B002 On-line (real time) control systems, tained in the ECCN heading instrumentation (including sensors) or automated data acquisition and proc- 9B004 Tools, dies or fixtures, for the solid essing equipment, having all of the fol- state joining of ‘‘superalloy’’, titanium or lowing (see List of Items Controlled). intermetallic airfoil-to-disk combinations LICENSE REQUIREMENTS described in 9E003.a.3 or 9E003.a.6 for Reason for Control: NS, MT, AT gas turbines. Reason for Control: NS, MT, AT Country chart Control(s) (see Supp. No. 1 Control(s) Country Chart (See Supp. to part 738) No. 1 to part 738)

NS applies to entire entry ...... NS Column 1 NS applies to entire entry ...... NS Column 1

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test cell temperature exceeding 1,273 K Control(s) Country Chart (See Supp. No. 1 to part 738) (1,000 ≥C), and ‘‘specially designed’’ quartz heaters therefor. MT applies to equipment for MT Column 1 LICENSE REQUIREMENTS engines controlled under 9A001 for MT reasons and Reason for Control: NS, AT for engines controlled under 9A101. Country Chart (See Supp. Control(s) No. 1 to part 738) AT applies to entire entry ...... AT Column 1 NS applies to entire entry ...... NS Column 2 LIST BASED LICENSE EXCEPTIONS (SEE PART AT applies to entire entry ...... AT Column 1 740 FOR A DESCRIPTION OF ALL LICENSE EX- CEPTIONS) LIST BASED LICENSE EXCEPTIONS (SEE PART LVS: $3000, except N/A for MT 740 FOR A DESCRIPTION OF ALL LICENSE EX- GBS: Yes, except N/A for MT CEPTIONS) CIV: Yes, except N/A for MT LVS: $3000 LIST OF ITEMS CONTROLLED GBS: Yes Related Controls: N/A CIV: Yes Related Definitions: N/A LIST OF ITEMS CONTROLLED Items: The list of items controlled is con- Related Controls: See also 9B106. Note that tained in the ECCN heading some items in 9B006 may also be controlled under 9B106 9B005 On-line (real time) control systems, Related Definitions: N/A instrumentation (including sensors) or Items: The list of items controlled is con- automated data acquisition and proc- tained in the ECCN heading essing equipment, ‘‘specially designed’’ for use with any of the following (see List 9B007 Equipment ‘‘specially designed’’ for of Items Controlled). inspecting the integrity of rocket motors LICENSE REQUIREMENTS and using Non-Destructive Test (NDT) Reason for Control: NS, AT techniques other than planar x-ray or basic physical or chemical analysis. Country Chart (See Supp. LICENSE REQUIREMENTS Control(s) No. 1 to part 738) Reason for Control: NS, MT, AT NS applies to entire entry ...... NS Column 1 AT applies to entire entry ...... AT Column 1 Country Chart (See Supp. Control(s) No. 1 to part 738)

LIST BASED LICENSE EXCEPTIONS (SEE PART NS applies to entire entry ...... NS Column 1 740 FOR A DESCRIPTION OF ALL LICENSE EX- MT applies to entire entry ..... MT Column 1 CEPTIONS) AT applies to entire entry ...... AT Column 1 LVS: N/A GBS: N/A LIST BASED LICENSE EXCEPTIONS (SEE PART CIV: N/A 740 FOR A DESCRIPTION OF ALL LICENSE EX- LIST OF ITEMS CONTROLLED CEPTIONS) Related Controls: See also 9B105 LVS: N/A Related Definitions: N/A GBS: N/A Items: a. Wind tunnels designed for speeds of CIV: N/A Mach 1.2 or more; LIST OF ITEMS CONTROLLED Note: 9B005.a does not control wind tunnels Related Controls: N/A ‘‘specially designed’’ for educational purposes Related Definitions: N/A and having a ‘test section size’ (measured lat- Items: The list of items controlled is con- erally) of less than 250 mm. tained in the ECCN heading Technical Note: ‘Test section size’ in 9B005.a means the diameter of the circle, or the side of 9B008 Direct measurement wall skin fric- the square, or the longest side of the rectangle, tion transducers ‘‘specially designed’’ to at the largest test section location. operate at a test flow total (stagnation) ≥ b. Devices for simulating flow-environ- temperature exceeding 833 K (560 C)). ments at speeds exceeding Mach 5, including LICENSE REQUIREMENTS hot-shot tunnels, plasma arc tunnels, shock Reason for Control: NS, AT tubes, shock tunnels, gas tunnels and light Country Chart (See Supp. gas guns; or Control(s) No. 1 to part 738) c. Wind tunnels or devices, other than two- dimensional sections, capable of simulating NS applies to entire entry ...... NS Column 2 AT applies to entire entry ...... AT Column 1 Reynolds number flows exceeding 25 × 10 6.

9B006 Acoustic vibration test equipment ca- LIST BASED LICENSE EXCEPTIONS (SEE PART pable of producing sound pressure levels 740 FOR A DESCRIPTION OF ALL LICENSE EX- of 160 Db or more (referenced to 20 uPa) CEPTIONS) with a rated output of 4 kW or more at a LVS: $5000

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GBS: N/A ‘‘range’’ equal to or greater than 300 km CIV: N/A and their subsystems, and having an elec- LIST OF ITEMS CONTROLLED trical power supply equal to or greater Related Controls: N/A than 5 MW or a gas supply total pressure Related Definitions: N/A equal to or greater than 3 MPa. Items: The list of items controlled is con- LICENSE REQUIREMENTS tained in the ECCN heading Reasons for Control: MT, AT

9B009 Tooling ‘‘specially designed’’ for pro- Control(s) Country Chart (See Supp. ducing gas turbine engine powder metal- No. 1 to part 738) lurgy rotor ‘‘parts’’ or ‘‘components’’ hav- MT applies to entire entry ..... MT Column 1. ing all of the following (see List of Items AT applies to entire entry ...... AT Column 1. Controlled). LICENSE REQUIREMENTS LIST BASED LICENSE EXCEPTIONS (SEE PART Reason for Control: NS, AT 740 FOR A DESCRIPTION OF ALL LICENSE EX- CEPTIONS) Country chart Control(s) (see Supp. No. 1 to LVS: N/A part 738) GBS: N/A CIV: N/A NS applies to entire entry ...... NS Column 2 LIST OF ITEMS CONTROLLED AT applies to entire entry ...... AT Column 1 Related Controls: See ECCNs 9D101, 9E001 and 9E002. LIST BASED LICENSE EXCEPTIONS (SEE PART Related Definitions: ’Aerothermodynamic test 740 FOR A DESCRIPTION OF ALL LICENSE EX- facilities’ include plasma arc jet facilities CEPTIONS) and plasma wind tunnels for the study of LVS: $5,000 thermal and mechanical effects of airflow GBS: N/A on objects. CIV: N/A Items: LIST OF ITEMS CONTROLLED The list of items controlled is contained in Related Controls: See 9B002. the ECCN heading. Related Definitions: N/A Items: 9B105 ‘Aerodynamic test facilities’ for a. Designed to operate at stress levels of speeds of Mach 0.9 or more, usable for 60% of Ultimate Tensile Strength (UTS) or rockets, missiles, or unmanned aerial ve- more measured at a temperature of 873 K (600 hicles capable of achieving a ‘‘range’’ °C); and equal to or greater than 300 km and their b. Designed to operate at a temperature of subsystems. 873 K (600 °C) or more. LICENSE REQUIREMENTS Note: 9B009 does not specify tooling for the Reason for Control: MT, AT production of powder. Country Chart (See Supp. Control(s) No. 1 to part 738) 9B010 Equipment ‘‘Specially Designed’’ for the Production of Items Specified by MT applies to entire entry ..... MT Column 1 9A012. AT applies to entire entry ...... AT Column 1 LICENSE REQUIREMENTS Reason for Control: NS, AT LIST BASED LICENSE EXCEPTIONS (SEE PART 740 FOR A DESCRIPTION OF ALL LICENSE EX- Control(s) Country Chart (See Supp. CEPTIONS) No. 1 to part 738) LVS: N/A NS applies to entire entry ...... NS Column 1. GBS: N/A AT applies to entire entry ...... AT Column 1. CIV: N/A LIST OF ITEMS CONTROLLED LIST BASED LICENSE EXCEPTIONS (SEE PART Related Controls: See also 9B005 740 FOR A DESCRIPTION OF ALL LICENSE EX- Related Definitions: N/A CEPTIONS) Items: The list of items controlled is con- LVS: N/A tained in the ECCN heading. GBS: N/A Note: 9B105 does not control wind tunnels for CIV: N/A speeds of Mach 3 or less with the dimension of LIST OF ITEMS CONTROLLED the ‘test cross section size’ equal to or less than Related Controls: N/A 250 mm. Related Definitions: N/A Technical Notes: Items: The list of items controlled is con- 1. ‘Aerodynamic test facilities’ includes wind tained in the ECCN heading. tunnels and shock tunnels for the study of airflow over objects. 9B104 ’Aerothermodynamic test facilities’, 2. ‘Test cross section size’ means the diameter usable for rockets, missiles, or unmanned of the circle, or the side of the square, or the aerial vehicles capable of achieving a longest side of the rectangle, or the major axis

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of the ellipse at the largest ‘test cross section’ lo- 9B115 ‘‘Specially designed’’ production cation. ‘Test cross section’ is the section perpen- ‘‘equipment’’ for systems, sub-systems and dicular to the flow direction. ‘‘components’’ controlled by ECCN 9A101 or by USML Category IV(d)(2), (d)(3), 9B106 Environmental chambers usable for (d)(4), or (h)(17). rockets, missiles, or unmanned aerial ve- LICENSE REQUIREMENTS hicles capable of achieving a ‘‘range’’ Reason for Control: MT, AT equal to or greater than 300 km and their subsystems, as follows (see List of Items Control(s) Country Chart (See Supp. Controlled). No. 1 to part 738) LICENSE REQUIREMENTS MT applies to entire entry ..... MT Column 1 Reason for Control: MT, AT AT applies to entire entry ...... AT Column 1 Country Chart (See Supp. Control(s) No. 1 to part 738) LIST BASED LICENSE EXCEPTIONS (SEE PART 740 FOR A DESCRIPTION OF ALL LICENSE EX- MT applies to entire entry ..... MT Column 1 CEPTIONS) AT applies to entire entry ...... AT Column 1 LVS: N/A GBS: N/A LIST BASED LICENSE EXCEPTIONS (SEE PART CIV: N/A 740 FOR A DESCRIPTION OF ALL LICENSE EX- LIST OF ITEMS CONTROLLED CEPTIONS) Related Controls: (1) Although items de- LVS: N/A scribed in USML Category IV(d)(2), (d)(3), GBS: N/A (d)(4), or (h)(17) are ‘‘subject to the ITAR’’ CIV: N/A (see 22 CFR parts 120 through 130), the pro- LIST OF ITEMS CONTROLLED duction ‘‘equipment’’ controlled in this Related Controls: N/A entry that is related to these items is sub- Related Definitions: N/A ject to the export licensing authority of Items: a. Environmental chambers having all BIS. (2) ‘‘Specially designed’’ production of the following characteristics: ‘‘equipment’’ for systems, sub-systems, and a.1. Capable of simulating any of the fol- ‘‘components’’ described in USML Cat- lowing flight conditions: egory IV(d)(1), (d)(7), (h)(1), (h)(4), (h)(6), a.1.a. Altitude equal to or greater than (h)(7), (h)(8), (h)(9), (h)(11), (h)(20), (h)(21), 15,000 m; or (h)(26), or (h)(28) are controlled by ECCN ¥ a.1.b. Temperature range from below 50 9B604. (3) See ECCN 0A919 for foreign-made ° ° C to above 125 C; and ‘‘military commodities’’ that incorporate a.2. Incorporating, or designed or modified more than a de minimis amount of US-ori- to incorporate, a shaker unit or other vibra- gin ‘‘600 series’’ controlled content. tion test equipment to produce vibration en- Related Definitions: NA vironments equal to or greater than 10 g Items: The list of items controlled is con- rms, measured ’bare table,’ between 20 Hz tained in the ECCN heading. and 2 kHz while imparting forces equal to or greater than 5 kN; 9B116 ‘‘Specially designed’’ ‘‘production fa- Technical Notes: 1. Item 9B106.a.2 describes cilities’’ for systems, sub-systems, and systems that are capable of generating a vibra- ‘‘components’’ controlled by ECCN 9A012 tion environment with a single wave (e.g., a sine (applies to MT-controlled items only) or wave) and systems capable of generating a 9A101 or by USML Category IV(d)(2), broad band random vibration (i.e., power spec- (d)(3), (d)(4), or (h)(17). trum). LICENSE REQUIREMENTS 2. The term ‘bare table’ means a flat table, or Reason for Control: MT, AT surface, with no fixture or fittings. 3. In Item 9B106.a.2, designed or modified Control(s) Country Chart (See Supp. means the environmental chamber provides ap- No. 1 to part 738) propriate interfaces (e.g., sealing devices) to in- MT applies to entire entry ..... MT Column 1 corporate a shaker unit or other vibration test AT applies to entire entry ...... AT Column 1 equipment as specified in this Item. b. Environmental chambers capable of sim- LIST BASED LICENSE EXCEPTIONS (SEE PART ulating all of the following flight conditions: 740 FOR A DESCRIPTION OF ALL LICENSE EX- b.1. Acoustic environments at an overall CEPTIONS) sound pressure level of 140 dB or greater (ref- LVS: N/A erenced to 2 × 10¥5 N/m2) or with a total GBS: N/A rated acoustic power output of 4kW or great- CIV: N/A er; and LIST OF ITEMS CONTROLLED b.2. Any of the following: Related Controls: (1) Although items de- b.2.a. Altitude equal to or greater than scribed in USML Category IV(d)(2), (d)(3), 15,000 m; or (d)(4), or (h)(17) are ‘‘subject to the ITAR’’ b.2.b. Temperature range of at least ¥50 °C (see 22 CFR parts 120 through 130), the to + 125 °C. ‘‘production facilities’’ controlled in this

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entry that are related to these items are GBS: N/A subject to the export licensing authority of CIV: N/A BIS. (2) ‘‘Specially designed’’ ‘‘production SPECIAL CONDITIONS FOR STA facilities’’ for systems, sub-systems, and STA: Paragraph (c)(2) of License Exception ‘‘components’’ described in USML Cat- STA (§ 740.20(c)(2) of the EAR) may not be egory IV(d)(1), (d)(7), (h)(1), (h)(4), (h)(6), used for any item in 9B515. (h)(7), (h)(8), (h)(9), (h)(11), (h)(20), (h)(21), LIST OF ITEMS CONTROLLED (h)(26), or (h)(28) are controlled by ECCN Related Controls: N/A 9B604. (3) See ECCN 0A919 for foreign-made Related Definitions: N/A ‘‘military commodities’’ that incorporate Items: more than a de minimis amount of US-ori- a. Test, inspection, and production ‘‘equip- gin ‘‘600 series’’ controlled content. ment’’ ‘‘specially designed’’ for the ‘‘produc- Related Definitions: NA tion’’ or ‘‘development’’ of commodities enu- Items: The list of items controlled is con- merated in ECCNs 9A004.u, 9A515.a, or USML tained in the ECCN heading. Category XV(a) or XV(e). Note: ECCN 9B515.a includes equipment, cells, 9B117 Test Benches and Test Stands for and stands ‘‘specially designed’’ for the analysis Solid or Liquid Propellant Rockets, Mo- or isolation of faults in commodities enumerated tors or Rocket Engines, Having Either of in ECCNs 9A004.u or 9A515.a, or USML Cat- the Following Characteristics (see List of egory XV(a) or XV(e). Items Controlled). b. Environmental test chambers capable of LICENSE REQUIREMENTS pressures below (10¥4) Torr, and ‘‘specially Reason for Control: MT, AT designed’’ for commodities enumerated in 9A515.a or USML Category XV(a). Country Chart (See Supp. Control(s) No. 1 to part 738) 9B604 Test, inspection, and production MT applies to entire entry ..... MT Column 1 ‘‘equipment’’ and related commodities AT applies to entire entry ...... AT Column 1 ‘‘specially designed’’ for the ‘‘development,’’ ‘‘production,’’ repair, overhaul, or LIST BASED LICENSE EXCEPTIONS (SEE PART refurbishing of commodities in ECCN 740 FOR A DESCRIPTION OF ALL LICENSE EX- 9A604 or related defense articles in CEPTIONS) USML Category IV (see List of Items Con- LVS: N/A trolled). GBS: N/A LICENSE REQUIREMENTS CIV: N/A Reason for Control: NS, RS, MT, AT, UN LIST OF ITEMS CONTROLLED Related Controls: See also 9B990 Country chart Related Definitions: N/A Control(s) (See Supp. No. 1 to part 738) Items: a. The capacity to handle solid or liquid propellant rocket motors or rocket en- NS applies to entire entry ...... NS Column 1 gines having a thrust greater than 68 kN; or RS applies to entire entry ...... RS Column 1 b. Capable of simultaneously measuring MT applies to 9B604.a and .b MT Column 1 the three axial thrust components. and to 9B604.d ‘‘specially designed’’ ‘‘production fa- 9B515 Test, inspection, and production cilities’’ or production ‘‘equipment’’ ‘‘specially designed’’ for ‘‘equipment’’ for defense articles identified as MTCR ‘‘spacecraft’’ and related commodities, as Annex items in USML Cat- follows (see List of Items Controlled). egory IV(d)(1), (h)(1), LICENSE REQUIREMENTS (h)(4), (h)(6), (h)(7), (h)(8), Reason for Control: NS, MT, RS, AT (h)(9), (h)(11), (h)(20), (h)(21), or (h)(26). Country chart AT applies to entire entry ...... AT Column 1 Control(s) (see supp. no. 1 to part 738) UN applies to entire entry ..... See § 746.1(b) for UN controls NS applies to entire entry ...... NS Column 1. MT applies to equipment in MT Column 1. LIST BASED LICENSE EXCEPTIONS (SEE PART 9B515.a for the ‘‘develop- 740 FOR A DESCRIPTION OF ALL LICENSE EX- ment’’ or ‘‘production’’ of CEPTIONS) commodities in USML Cat- egory XV(e)(12) and LVS: $1,500 XV(e)(19) that are MT con- GBS: N/A trolled. CIV: N/A RS applies to entire entry ...... RS Column 1. SPECIAL CONDITIONS FOR STA AT applies to entire entry ...... AT Column 1. STA: Paragraph (c)(2) of License Exception STA (§ 740.20(c)(2) of the EAR) may not be LIST BASED LICENSE EXCEPTIONS (SEE PART used for any item in this ECCN 9B604. 740 FOR A DESCRIPTION OF ALL LICENSE EX- LIST OF ITEMS CONTROLLED CEPTIONS) Related Controls: (1) ‘‘Production facilities’’ LVS: $1500; $5000 for 9B515.b for the ‘‘production’’ or ‘‘development’’ of

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commodities enumerated or otherwise de- SPECIAL CONDITIONS FOR STA scribed in ECCN 9A012 or 9A101 or in USML STA: Paragraph (c)(2) of License Exception Category IV(d)(2), (d)(3), (d)(4), or (h)(17) STA (§ 740.20(c)(2) of the EAR) may not be are controlled by ECCN 9B116. (2) Test, in- used for any item in 9B610. spection, and other production ‘‘equip- LIST OF ITEMS CONTROLLED ment’’ ‘‘specially designed’’ for the ‘‘pro- Related Controls: USML Category VIII(h)(1) duction’’ or ‘‘development’’ of commodities controls ‘‘parts,’’ ‘‘components,’’ ‘‘acces- enumerated or otherwise described in sories,’’ and ‘‘attachments’’ ‘‘specially de- ECCN 9A101 or in USML Category IV(d)(2), signed’’ for the aircraft enumerated or oth- (d)(3), (d)(4), or (h)(17) are controlled by erwise described in Category VIII(h)(1), but ECCN 9B115. (3) See ECCN 0A919 for for- does not control the commodities enumer- eign-made ‘‘military commodities’’ that ated or otherwise described in ECCN 9B610. incorporate more than a de minimis amount USML Category VIII(h)(2)–(28) controls of US-origin ‘‘600 series’’ controlled con- other aircraft ‘‘parts,’’ ‘‘components,’’ tent. ‘‘accessories,’’ ‘‘attachments,’’ and ‘‘sys- Related Definitions: N/A tems.’’ Items: a. ‘‘Production facilities’’ ‘‘specially Related Definitions: N/A designed’’ for items that are controlled by Items: a. Test, inspection, and production USML Category IV(a)(1) or (a)(2). ‘‘equipment’’ ‘‘specially designed’’ for the b. Test, calibration, and alignment equip- ‘‘production,’’ ‘‘development,’’ operation, in- ment ‘‘specially designed’’ for items that are stallation, maintenance, repair, overhaul, or controlled by USML Category IV(h)(28). refurbishing of commodities enumerated or c. Test, inspection, and other production otherwise described in ECCN 9A610 (except ‘‘equipment’’ that is ‘‘specially designed’’ for 9A610.y) or USML Category VIII, and the ‘‘development,’’ ‘‘production,’’ repair, ‘‘parts,’’ ‘‘components,’’ ‘‘accessories,’’ and overhaul, or refurbishing of commodities de- ‘‘attachments’’ ‘‘specially designed’’ there- scribed in ECCN 9A604, or defense articles for. controlled under USML Category IV, and not b. Environmental test facilities ‘‘specially specified in ECCN 0B604.a or in ECCN designed’’ for the certification, qualification, 9B604.a, .b, or .d. or testing of commodities enumerated or d. ‘‘Specially designed’’ ‘‘production facili- otherwise described in ECCN 9A610 (except ties’’ or production ‘‘equipment’’ for sys- for 9A610.y) or USML Category VIII and tems, sub-systems, and ‘‘components’’ con- ‘‘parts,’’ ‘‘components,’’ ‘‘accessories,’’ and trolled by USML Category IV(d)(1), (d)(7), ‘‘attachments’’ ‘‘specially designed’’ there- (h)(1), (h)(4), (h)(6), (h)(7), (h)(8), (h)(9), for. (h)(11), (h)(20), (h)(21), (h)(26), or (h)(28). c. ‘‘Production facilities’’ designed or e. through w. [Reserved] modified for UAVs or drones that are (i) con- x. ‘‘Parts,’’ ‘‘components,’’ ‘‘accessories,’’ trolled by either USML paragraph VIII(a) or and ‘‘attachments’’ that are ‘‘specially de- ECCN 9A610.a and (ii) capable of a range signed’’ for a commodity subject to control equal to or greater than 300 km. in paragraph .a or .b of this ECCN. 9B619 Test, inspection, and production 9B610 Test, inspection, and production ‘‘equipment’’ and related commodities ‘‘equipment’’ and related commodities ‘‘specially designed’’ for the ‘‘develop- ‘‘specially designed’’ for the ‘‘development’’ or ‘‘production’’ of commodities ment’’ or ‘‘production’’ of commodities enumerated or otherwise described in enumerated or otherwise described in ECCN 9A619 or USML Category XIX (see ECCN 9A610 or USML Category VIII (see List of Items Controlled). List of Items Controlled). LICENSE REQUIREMENTS LICENSE REQUIREMENTS Reason for Control: NS, RS, AT, UN Reason for Control: NS, RS, MT, AT, UN Control(s) Country Chart (See Supp. Country Chart (See Supp. No. 1 to part 738) Control(s) No. 1 to part 738) NS applies to entire entry ex- NS Column 1 NS applies to entire entry ex- NS Column 1 cept 9B619.y. cept 9B610.c. RS applies to entire entry ex- RS Column 1 RS applies to entire entry ...... RS Column 1 cept 9B619.y. MT applies to 9B610.c ...... MT Column 1 AT applies to entire entry ...... AT Column 1 AT applies to entire entry ...... AT Column 1 UN applies to entire entry ex- See § 746.1(b) for UN con- UN applies to entire entry ..... See § 746.1(b) for UN con- cept 9B619.y. trols trols LIST BASED LICENSE EXCEPTIONS (SEE PART LIST BASED LICENSE EXCEPTIONS (SEE PART 740 FOR A DESCRIPTION OF ALL LICENSE EX- 740 FOR A DESCRIPTION OF ALL LICENSE EX- CEPTIONS) CEPTIONS) LVS: $1,500 LVS: $1500 GBS: N/A GBS: N/A CIV: N/A CIV: N/A SPECIAL CONDITIONS FOR STA

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STA: Paragraph (c)(2) of License Exception Related Controls: N/A STA (§ 740.20(c)(2) of the EAR) may not be Related Definitions: N/A used for any item in ECCN 9B619. Items: a. Test, inspection, and production end LIST OF ITEMS CONTROLLED items and equipment ‘‘specially designed’’ Related Controls: USML Category XIX(f)(1) for the ‘‘development,’’ ‘‘production,’’ repair, controls ‘‘parts,’’ ‘‘components,’’ ‘‘acces- overhaul or refurbishing of items controlled sories,’’ and ‘‘attachments’’ ‘‘specially de- in ECCN 9A620. signed’’ for the engines described in Cat- b. [Reserved] egory XIX(f)(1), but does not control the commodities enumerated or otherwise de- 9B990 Vibration test equipment and ‘‘spe- scribed in ECCN 9B619. USML Category cially designed’’ ‘‘parts’’ and ‘‘compo- XIX(f)(2)–(11) controls other engine nents,’’ n.e.s. ‘‘parts,’’ ‘‘components,’’ ‘‘accessories,’’ LICENSE REQUIREMENTS ‘‘attachments,’’ and ‘‘systems.’’ Reason for Control: AT Related Definitions: N/A Items: a. Test, inspection, and production Control(s) Country Chart (See Supp. ‘‘equipment’’ ‘‘specially designed’’ for the No. 1 to part 738) ‘‘production,’’ ‘‘development,’’ operation, in- AT applies to entire entry ...... AT Column 1 stallation, maintenance, repair, overhaul, or refurbishing of commodities enumerated or LIST BASED LICENSE EXCEPTIONS (SEE PART otherwise described in ECCN 9A619 (except 740 FOR A DESCRIPTION OF ALL LICENSE EX- for 9A619.y) or in USML Category XIX, and CEPTIONS) ‘‘parts,’’ ‘‘components,’’ ‘‘accessories,’’ and LVS: N/A ‘‘attachments’’ ‘‘specially designed’’ there- GBS: N/A for. b. Equipment, cells, or stands ‘‘specially CIV: N/A designed’’ for testing, analysis and fault iso- LIST OF ITEMS CONTROLLED lation of engines, ‘‘systems,’’ ‘‘components,’’ Related Controls: N/A ‘‘parts,’’ ‘‘accessories,’’ and ‘‘attachments’’ Related Definitions: N/A enumerated or otherwise described in ECCN Items: The list of items controlled is con- 9A619 (except for 9A619.y) on the CCL or in tained in the ECCN heading Category XIX on the USML. c. through x. [Reserved] 9B991 ‘‘Specially designed’’ ‘‘equipment,’’ y. Bearing pullers ‘‘specially designed’’ for tooling or fixtures, not controlled by 9B001, the ‘‘production’’ or ‘‘development’’ of com- for manufacturing or measuring gas tur- modities enumerated or otherwise described bine blades, vanes or tip shroud castings, in ECCN 9A619 (except for 9A619.y) or USML as follows (see List of Items Controlled). Category XIX and ‘‘parts,’’ ‘‘components,’’ LICENSE REQUIREMENTS ‘‘accessories,’’ and ‘‘attachments’’ ‘‘specially Reason for Control: AT designed’’ therefor. Country Chart (See Supp. Control(s) No. 1 to part 738) 9B620 Test, inspection, and production commodities for cryogenic and ‘‘super- AT applies to entire entry ...... AT Column 1 conductive’’ equipment (see List of Items controlled). LIST BASED LICENSE EXCEPTIONS (SEE PART LICENSE REQUIREMENTS 740 FOR A DESCRIPTION OF ALL LICENSE EX- Reason for Control: NS, RS, AT, UN CEPTIONS) LVS: N/A Country chart Control(s) (see Supp. No. 1 to part 738) GBS: N/A CIV: N/A NS applies to entire entry ...... NS Column 1 LIST OF ITEMS CONTROLLED RS applies to entire entry ...... RS Column 1 Related Controls: N/A AT applies to entire entry ...... AT Column 1 UN applies to entire entry ..... See § 746.1(b) for UN con- Related Definitions: N/A trols Items: a. Automated equipment using non- mechanical methods for measuring airfoil LIST BASED LICENSE EXCEPTIONS (SEE PART wall thickness; 740 FOR A DESCRIPTION OF ALL LICENSE EX- b. Tooling, fixtures or measuring equip- CEPTIONS) ment for the ‘‘laser’’, water jet or ECM/EDM LVS: $1500. hole drilling processes controlled by 9E003.c; GBS: N/A c. Ceramic core leaching equipment; CIV: N/A d. Ceramic core manufacturing equipment SPECIAL CONDITIONS FOR STA or tools; STA: Paragraph (c)(2) of License Exception e. Ceramic shell wax pattern preparation STA (§ 740.20(c)(2) of the EAR) may not be equipment; used for any item in 9B620. f. Ceramic shell burn out or firing equip- LIST OF ITEMS CONTROLLED ment.

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C. ‘‘MATERIALS’’ USML Category VIII or ECCN 9A610 (except 9A610.y). 9C110 Resin impregnated fiber prepregs Note 1: Materials enumerated elsewhere in the and metal coated fiber preforms therefor, CCL, such as in a CCL Category 1 ECCN, are for composite structures, laminates and controlled pursuant to controls of the applicable manufactures specified in 9A110, made ei- ECCN. ther with organic matrix or metal matrix Note 2: Materials ‘‘specially designed’’ for utilizing fibrous or filamentary reinforce- both aircraft enumerated in USML Category ments having a ‘‘specific tensile strength’’ VIII and aircraft enumerated in ECCN 9A610 greater than 7.62 μ 104 m and a ‘‘specific are subject to the controls of this ECCN. modulus’’ greater than 3.18 μ 106 m. b. [Reserved] LICENSE REQUIREMENTS Reason for Control: MT, AT 9C619 Materials ‘‘specially designed’’ for commodities controlled by USML Cat- Country Chart (See Supp. Control(s) No. 1 to part 738) egory XIX or ECCN 9A619 and not elsewhere specified in the CCL or on the MT applies to entire entry ..... MT Column 1 USML (see List of Items Controlled). AT applies to entire entry ...... AT Column 1 LICENSE REQUIREMENTS Reason for Control: NS, RS, AT, UN LIST BASED LICENSE EXCEPTIONS (SEE PART 740 FOR A DESCRIPTION OF ALL LICENSE EX- Control(s) Country Chart (See Supp. CEPTIONS) No. 1 to part 738) LVS: N/A NS applies to entire entry ...... NS Column 1 GBS: N/A RS applies to entire entry ...... RS Column 1 CIV: N/A AT applies to entire entry ...... AT Column 1 LIST OF ITEMS CONTROLLED UN applies to entire entry ..... See § 746.1(b) for UN con- Related Controls: (1) See also 1C010 and trols 1C210.c. (2) The only resin impregnated fiber LIST BASED LICENSE EXCEPTIONS (SEE PART prepregs controlled by entry 9C110 are those 740 FOR A DESCRIPTION OF ALL LICENSE EX- using resins with a glass transition tempera- CEPTIONS) ture (Tg), after cure, exceeding 418 K (145 °C) LVS: $1,500 as determined by ASTM D4065 or national GBS: N/A equivalents. CIV: N/A Related Definitions: N/A SPECIAL CONDITIONS FOR STA Items: The list of items controlled is con- STA: Paragraph (c)(2) of License Exception tained in the ECCN heading. STA (§ 740.20(c)(2) of the EAR) may not be used for any item in ECCN 9C619. 9C610 Materials ‘‘specially designed’’ for LIST OF ITEMS CONTROLLED commodities controlled by USML Cat- Related Controls: (1) See USML subcategory egory VIII or ECCN 9A610 and not else- XIII(f) for controls on structural materials where specified in the CCL or the USML specifically designed, developed, config- (see List of Items Controlled). ured, modified, or adapted for defense arti- LICENSE REQUIREMENTS cles, such as USML Category XIX engines. Reason for Control: NS, RS, AT, UN (2) See ECCN 0A919 for foreign made Country Chart (See Supp. ‘‘military commodities’’ that incorporate Control(s) No. 1 to part 738) more than a de minimis amount of U.S.-origin ‘‘600 series’’ controlled content. NS applies to entire entry ...... NS Column 1 Related Definitions: N/A RS applies to entire entry ...... RS Column 1 Items: AT applies to entire entry ...... AT Column 1 UN applies to entire entry ..... See § 746.1(b) for UN con- a. Materials not controlled by paragraph .b trols of this entry and not elsewhere specified in the CCL or on the USML, and ‘‘specially de- LIST BASED LICENSE EXCEPTIONS (SEE PART signed’’ for commodities enumerated or oth- 740 FOR A DESCRIPTION OF ALL LICENSE EX- erwise described in USML Category XIX or CEPTIONS) ECCN 9A619 (except 9A619.y). LVS: $1500 b. Materials ‘‘specially designed’’ for use in GBS: N/A certain gas turbine engines, as follows: CIV: N/A b.1. Powders ‘‘specially designed’’ for ther- SPECIAL CONDITIONS FOR STA mal or environmental barrier coating of de- STA: Paragraph (c)(2) of License Exception fense articles enumerated or described in STA (§ 740.20(c)(2) of the EAR) may not be USML Category XIX paragraphs (f)(1)–(f)(4) used for any item in 9C610. for engines listed in (f)(1); LIST OF ITEMS CONTROLLED a. Materials not b.2. Superalloys (i.e., nickel, cobalt or iron elsewhere specified in the USML or the based), used in directionally solidified or sin- CCL and ‘‘specially designed’’ for commod- gle crystal casting, ‘‘specially designed’’ for ities enumerated or otherwise described in defense articles enumerated or described in

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USML Category XIX paragraphs (f)(1)–(f)(4) A:6 (See Supplement No. 1 to part 740 of for engines listed in paragraph (f)(1); or the EAR). b.3. Imide matrix, metal matrix, or ce- LIST OF ITEMS CONTROLLED ramic matrix composite material (i.e., rein- Related Controls: ‘‘Software’’ that is ‘‘re- forcing fiber combined with a matrix) ‘‘spe- quired’’ for the ‘‘development’’ of items cially designed’’ for defense articles enumer- specified in ECCNs 9A005 to 9A011, 9A101.b ated or described in USML Category XIX (except for items that are subject to the paragraphs (f)(1)–(f)(4) for engines listed in EAR), 9A103 to 9A105, 9A106.a, .b, and .c, paragraph (f)(1). 9A107 to 9A109, 9A110 (for items that are Note 1: Materials enumerated elsewhere in the ‘‘specially designed’’ for use in missile sys- CCL, such as in a CCL Category 1 ECCN, are tems and subsystems), and 9A111 to 9A119 controlled pursuant to the controls of the appli- is ‘‘subject to the ITAR.’’ cable ECCN. Related Definitions: N/A Note 2: Materials described in paragraph .a of Items: The list of items controlled is con- this entry that are ‘‘specially designed’’ for both tained in the ECCN heading an engine enumerated in USML Category XIX and an engine enumerated in ECCN 9A619 are 9D002 ‘‘Software’’ ‘‘specially designed’’ or subject to the controls of this ECCN 9C619. modified for the ‘‘production’’ of equip- Note 3: Materials described in this entry that ment controlled by ECCN 9A001 to 9A004, 9A012, 9A101 (except for items in 9A101.b are or have been used in gas turbine engines in that are ‘‘subject to the ITAR,’’ see 22 production (i.e., not in development) that are CFR part 121), 9A106.d or .e, 9A110, or not enumerated or otherwise described on the 9A120, 9B (except for ECCNs 9B604, USML or ECCN 9A619 are not controlled by this 9B610, 9B619, 9B990, and 9B991). entry. LICENSE REQUIREMENTS D. ‘‘SOFTWARE’’ Reason for Control: NS, MT, AT

9D001 ‘‘Software’’ ‘‘specially designed’’ or Control(s) Country Chart (See Supp. modified for the ‘‘development’’ of equip- No. 1 to part 738) ment or ‘‘technology’’ controlled by ECCN NS applies to ‘‘software’’ for NS Column 1 9A001 to 9A004, 9A012, 9A101 (except for equipment controlled by items in 9A101.b that are ‘‘subject to the 9A001 to 9A004, 9A012, ITAR,’’ see 22 CFR part 121), 9A106.d. or 9B001 to 9B010. .e, 9A110, or 9A120, 9B (except for ECCNs MT applies to ‘‘software’’ for MT Column 1 9B604, 9B610, 9B619, 9B990, and 9B991), equipment controlled by 9B116 for MT reasons. or ECCN 9E003. AT applies to entire entry ...... AT Column 1 LICENSE REQUIREMENTS Reason for Control: NS, MT, AT REPORTING REQUIREMENTS See § 743.1 of the Country Chart (See Supp. EAR for reporting requirements for ex- Control(s) No. 1 to part 738) ports under License Exceptions, and Vali- dated End-User authorizations NS applies to ‘‘software’’ for NS Column 1 LIST BASED LICENSE EXCEPTIONS (SEE PART equipment controlled by 740 FOR A DESCRIPTION OF ALL LICENSE EX- 9A001 to 9A004, 9A012, CEPTIONS) 9B001 to 9B010, and technology controlled by 9E003. CIV: N/A MT applies to ‘‘software’’ for MT Column 1 TSR: N/A equipment controlled by SPECIAL CONDITIONS FOR STA 9B116 for MT reasons. STA: License Exception STA may not be AT applies to entire entry ...... AT Column 1 used to ship or transmit ‘‘software’’ ‘‘specially designed’’ or modified for the ‘‘pro- REPORTING REQUIREMENTS See § 743.1 of the duction’’ of equipment specified by 9B001.b EAR for reporting requirements for ex- to any of the destinations listed in Coun- ports under License Exceptions, and Vali- try Group A:6 (See Supplement No. 1 to dated End-User authorizations part 740 of the EAR). LIST BASED LICENSE EXCEPTIONS (SEE PART LIST OF ITEMS CONTROLLED 740 FOR A DESCRIPTION OF ALL LICENSE EX- Related Controls: ‘‘Software’’ that is ‘‘re- CEPTIONS) quired’’ for the ‘‘production’’ of items spec- CIV: N/A ified in ECCNs 9A005 to 9A011, 9A101.b (ex- TSR: N/A cept for items that are subject to the SPECIAL CONDITIONS FOR STA EAR), 9A103 to 9A105, 9A106.a, .b, and .c, STA: License Exception STA may not be 9A107 to 9A109, 9A110 (for items that are used to ship or transmit ‘‘software’’ ‘‘spe- ‘‘specially designed’’ for use in missile sys- cially designed’’ or modified for the ‘‘de- tems and subsystems), and 9A111 to 9A119 velopment’’ of equipment or ‘‘technology’’, is ‘‘subject to the ITAR.’’ specified by ECCNs 9B001.b. or 9E003.a.1, Related Definitions: N/A 9E003.a.2 to a.5, 9E003.a.8, or 9E003.h to any Items: The list of items controlled is con- of the destinations listed in Country Group tained in the ECCN heading

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9D003 ‘‘Software’’ Incorporating ‘‘Tech- STA: License Exception STA may not be nology’’ Specified by ECCN 9E003.h and used to ship or transmit software in Used in ‘‘FADEC Systems’’ for Systems 9D004.a and 9D004.c to any of the destina- Controlled by ECCN 9A001 to 9A003, tions listed in Country Group A:6 (See Sup- 9A101 (Except for Items in 9A101.b That plement No. 1 to part 740 of the EAR). Are ‘‘Subject to the ITAR’’, See 22 CFR LIST OF ITEMS CONTROLLED Part 121), 9A106.d or .e, or 9B (Except for Related Controls: See also 9D104. ECCNs 9B604, 9B610, 9B619, 9B990, and Related Definitions: N/A 9B991). Items: a. 2D or 3D viscous ‘‘software’’, vali- LICENSE REQUIREMENTS dated with wind tunnel or flight test data re- Reason for Control: NS, MT, AT quired for detailed engine flow modelling; b. ‘‘Software’’ for testing aero gas turbine Control(s) Country Chart (See Supp. engines, assemblies, ‘‘parts’’ or ‘‘compo- No. 1 to part 738) nents,’’ ‘‘specially designed’’ to collect, re- NS applies to ‘‘software’’ for NS Column 1. duce and analyze data in real time and capa- ‘‘use’’ of ‘‘FADEC systems’’ ble of feedback control, including the dy- for equipment controlled by namic adjustment of test articles or test 9A001 to 9A003. conditions, as the test is in progress; MT applies to ‘‘software’’ re- MT Column 1. c. ‘‘Software’’ ‘‘specially designed’’ to con- quired for the ‘‘use’’ of trol directional solidification or single crys- ‘‘FADEC systems’’ for gas turbine engines controlled tal material growth in equipment specified by 9A101, or 9A106.. by 9B001.a or 9B001.c; AT applies to entire entry ...... AT Column 1. d. [Reserved] e. ‘‘Software’’ ‘‘specially designed’’ or LIST BASED LICENSE EXCEPTIONS (SEE PART modified for the operation of items specified 740 FOR A DESCRIPTION OF ALL LICENSE EX- by 9A012; CEPTIONS) f. ‘‘Software’’ ‘‘specially designed’’ to de- CIV: Yes, except N/A for MT sign the internal cooling passages of aero gas TSR: Yes, except N/A for MT turbine engine blades, vanes and ‘‘tip LIST OF ITEMS CONTROLLED shrouds’’; Related Controls: (1) See also 9D103. (2) ‘‘Soft- g. ‘‘Software’’ having all of the following: ware’’ ‘‘required’’ for the ‘‘use’’ of equip- g.1. ‘‘specially designed’’ to predict aero ment specified in ECCNs 9A004 (except for thermal, aeromechanical and combustion items that are subject to the EAR), 9A005 conditions in aero gas turbine engines; and to 9A011, 9A101.b (except for items that are g.2. Theoretical modeling predictions of subject to the EAR), 9A103 to 9A105, the aero thermal, aeromechanical and com- 9A106.a, .b, and .c, 9A107 to 9A109, 9A110 (for bustion conditions, which have been vali- items that are ‘‘specially designed’’ for use dated with actual turbine engine (experi- in missile systems and subsystems), and mental or production) performance data. 9A111 to 9A119 is ‘‘subject to the ITAR’’ (see 22 CFR parts 120 through 130). (3) 9D005 ‘‘Software’’ Specially Designed or ‘‘Software’’ directly related to defense ar- Modified for the Operation of Items Spec- ticles that are ‘‘subject to the ITAR’’ (see ified by 9A004.e or 9A004.f. (This ‘‘Soft- 22 CFR parts 120 through 130) is also ‘‘sub- ware’’ Is Controlled by ECCN 9D515.) ject to the ITAR’’ (see 22 CRR parts 120 9D018 ‘‘Software’’ for the ‘‘use’’ of equipment through 130). controlled by 9A018. Related Definitions: N/A (a) See ECCN 9D610 for ‘‘software’’ related Items: The list of items controlled is con- to aircraft, refuelers, ground equipment, tained in the ECCN heading. parachutes, harnesses, instrument flight trainers and ‘‘parts’’, ‘‘accessories,’’ and 9D004 Other ‘‘software’’ as follows (see List ‘‘attachments’’ for the forgoing that, imme- of Items Controlled). diately prior to October 15, 2013, were classi- LICENSE REQUIREMENTS fied under 9A018.a.1, .a.3, .c, .d, .e, or .f. Reason for Control: NS, MT, AT (b) See ECCN 9D619 for ‘‘software’’ related Country Chart (See Supp. to military trainer aircraft turbo prop en- Control(s) No. 1 to part 738) gines and ‘‘parts’’ and ‘‘components’’ therefor that, immediately prior to October 15, NS applies to entire entry ...... NS Column 1. 2013, were classified under ECCN 9A018.a.2 or AT applies to entire entry ...... AT Column 1. .a.3. (c) Software related to certain armored LIST BASED LICENSE EXCEPTIONS (SEE PART ground transport vehicles that prior to Janu- 740 FOR A DESCRIPTION OF ALL LICENSE EX- ary 6, 2014 were classified under ECCN CEPTIONS) 9A018.b is EAR99 (See 0D606). CIV: N/A TSR: N/A 9D101 ‘‘Software’’ ‘‘specially designed’’ or SPECIAL CONDITIONS FOR STA modified for the ‘‘use’’ of commodities

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controlled by 9B104, 9B105, 9B106, 9B116, ‘‘subject to the ITAR’’ (see 22 CFR parts or 9B117. 120 through 130). LICENSE REQUIREMENTS Related Definitions: N/A Reason for Control: MT, AT Items: The list of items controlled is contained in the ECCN heading. Country Chart (See Supp. Control(s) No. 1 to part 738) Note: For a manned aircraft converted to operate as an unmanned aerial vehicle specified in MT applies to entire entry ..... MT Column 1 AT applies to entire entry ...... AT Column 1 9A012 and controlled for MT reasons, 9D104 includes ‘‘software’’, as follows: LIST BASED LICENSE EXCEPTIONS (SEE PART a. ‘‘Software’’ ‘‘specially designed’’ or modi- 740 FOR A DESCRIPTION OF ALL LICENSE EX- fied to integrate the conversion equipment with CEPTIONS) the aircraft system functions; CIV: N/A b. ‘‘Software’’ ‘‘specially designed’’ or modi- TSR: N/A fied to operate the aircraft as an unmanned aer- LIST OF ITEMS CONTROLLED ial vehicle. Related Controls: (1) See ECCN 9D610 for 9D105 ‘‘Software’’ that coordinates the func- ‘‘software’’ related to aircraft, refuelers, tion of more than one subsystem, ‘‘spe- ground equipment, parachutes, harnesses, cially designed’’ or modified for ‘‘use’’ in instrument flight trainers and ‘‘parts,’’ rockets, missiles, or unmanned aerial ve- ‘‘accessories,’’ and ‘‘attachments’’ for the hicles capable of achieving a ‘‘range’’ forgoing that, immediately prior to Octo- equal to or greater than 300 km. (These ber 15, 2013, were classified under 9A018.a.1, items are ‘‘subject to the ITAR.’’ See 22 .a.3, .c, .d, .e, or .f. (2) See ECCN 9D619 for CFR parts 120 through 130.) ‘‘software’’ related to military trainer aircraft turbo prop engines and ‘‘parts’’ and 9D515 ‘‘Software’’ ‘‘specially designed’’ for ‘‘components’’ therefor that, immediately the ‘‘development,’’ ‘‘production,’’ oper- prior to October 15, 2013, were classified ation, installation, maintenance, repair, under ECCN 9A018.a.2 or .a.3. overhaul, or refurbishing of ‘‘spacecraft’’ Related Definitions: N/A and related commodities, as follows (see Items: The list of items controlled is con- List of Items Controlled). tained in the ECCN heading LICENSE REQUIREMENTS Reason for Control: NS, RS, AT 9D103 ‘‘Software’’ ‘‘specially designed’’ for modelling, simulation or design integra- Country Chart (see Supp. No. tion of ‘‘missiles,’’ or the subsystems con- Control(s) 1 to part 738) trolled by 9A005, 9A007, 9A009, 9A105, 9A106, 9A107, 9A108, 9A109, 9A116 or NS applies to entire entry ex- NS Column 1 9A119. (This entry is ‘‘subject to the cept 9D515.y. ITAR.’’ See 22 CFR parts 120 through RS applies to entire entry ex- RS Column 1 cept 9D515.y. 130.) AT applies to entire entry ...... AT Column 1 9D104 ‘‘Software’’ specially designed or modified for the ‘‘use’’ of equipment con- LIST BASED LICENSE EXCEPTIONS (SEE PART trolled by ECCN 9A001, 9A012 (for MT 740 FOR A DESCRIPTION OF ALL LICENSE EX- controlled items only), 9A101 (except for CEPTIONS) items in 9A101.b that are ‘‘subject to the CIV: N/A ITAR’’, see 22 CFR part 121), or 9A106.d. TSR: N/A LICENSE REQUIREMENTS SPECIAL CONDITIONS FOR STA Reason for Control: MT, AT STA: (1) Paragraph (c)(1) of License Excep- tion STA (§ 740.20(c)(1) of the EAR) may not be used for 9D515.b, .d, or .e. (2) Paragraph Control(s) Country Chart (See Supp. No. 1 to part 738) (c)(2) of License Exception STA (§ 740.20(c)(2) of the EAR) may not be used MT applies to entire entry ..... MT Column 1 AT applies to entire entry ...... AT Column 1 for any ‘‘software’’ in 9D515. LIST OF ITEMS CONTROLLED LIST BASED LICENSE EXCEPTIONS (SEE PART Related Controls: ‘‘Software’’ directly related 740 FOR A DESCRIPTION OF ALL LICENSE EX- to articles enumerated in USML Category CEPTIONS) XV is subject to the control of USML para- CIV: N/A graph XV(f). See also ECCNs 3D001, 6D001, TSR: N/A 6D002, and 6D991 for controls of specific LIST OF ITEMS CONTROLLED software ‘‘specially designed’’ for certain Related Controls: ‘‘Software’’ for commodities ‘‘space-qualified’’ items. specified in ECCNs 9A005 to 9A011, 9A103 to Related Definitions: N/A 9A105, 9A101.b (except for items that are Items: subject to the EAR), 9A106.a, .b, and .c, a. ‘‘Software’’ (other than ‘‘software’’ con- 9A107 to 9A109, 9A111, 9A115 to 9A118 is trolled in paragraphs .b, .d, or .e of this

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entry) ‘‘specially designed’’ for the ‘‘devel- LIST BASED LICENSE EXCEPTIONS (SEE PART opment,’’ ‘‘production,’’ operation, installa- 740 FOR A DESCRIPTION OF ALL LICENSE EX- tion, maintenance, repair, overhaul, or refur- CEPTIONS) bishing of commodities controlled by ECCN CIV: N/A 9A515 (except 9A515.d or .e) or 9B515. TSR: N/A b. ‘‘Source code’’ that: SPECIAL CONDITIONS FOR STA b.1. Contains the algorithms or control STA: Paragraph (c)(2) of License Exception principles (e.g., for clock management), pre- STA (§ 740.20(c)(2) of the EAR) may not be cise orbit determination (e.g., for ephemeris used for any item in this ECCN 9D604. or pseudo range analysis), signal construct LIST OF ITEMS CONTROLLED (e.g., pseudo-random noise (PRN) anti-spoof- Related Controls: (1) Software directly related ing) ‘‘specially designed’’ for items con- to articles enumerated or otherwise de- trolled by ECCN 9A515; scribed in USML Category IV is controlled b.2. Is ‘‘specially designed’’ for the integra- under USML Category IV(i). (2) See also tion, operation, or control of items con- ECCNs 9D101 and 9D104 for controls on trolled by ECCN 9A515; ‘‘software’’ for the ‘‘use’’ of missiles and b.3. Contains algorithms or modules ‘‘spe- related commodities. (3) See ECCN 0A919 cially designed’’ for system, subsystem, com- for foreign-made ‘‘military commodities’’ ponent, part, or accessory calibration, ma- that incorporate more than a de minimis nipulation, or control of items controlled by amount of U.S.-origin ‘‘600 series’’ con- ECCN 9A515; trolled content. b.4. Is ‘‘specially designed’’ for data assem- Related Definitions: N/A blage, extrapolation, or manipulation of Items items controlled by ECCN 9A515; a. ‘‘Software’’ ‘‘specially designed’’ for the b.5. Contains the algorithms or control ‘‘development,’’ ‘‘production,’’ operation or laws ‘‘specially designed’’ for attitude, posi- maintenance of commodities controlled by tion, or flight control of items controlled in ECCN 9A604 or ECCN 9B604. ECCN 9A515; or b. [Reserved] b.6. Is ‘‘specially designed’’ for built-in test and diagnostics for items controlled by 9D610 Software ‘‘specially designed’’ for the ECCN 9A515. ‘‘development,’’ ‘‘production,’’ operation, c. [Reserved] or maintenance of military aircraft and d. ‘‘Software’’ ‘‘specially designed’’ for the related commodities controlled by 9A610, ‘‘development,’’ ‘‘production,’’ operation, equipment controlled by 9B610, or mate- failure analysis or anomaly resolution of rials controlled by 9C610 (see List of commodities controlled by ECCN 9A515.d. Items Controlled). e. ‘‘Software’’ ‘‘specially designed’’ for the LICENSE REQUIREMENTS ‘‘development,’’ ‘‘production,’’ operation, Reason for Control: NS, RS, MT, AT, UN failure analysis or anomaly resolution of commodities controlled by ECCN 9A515.e. Control(s) Country Chart (See Supp. f. through x. [Reserved] No. 1 to part 738) y. Specific ‘‘software’’ ‘‘specially designed’’ NS applies to entire entry ex- NS Column 1 for the ‘‘development,’’ ‘‘production,’’ oper- cept 9D610.y. ation, or maintenance of commodities enu- RS applies to entire entry ex- RS Column 1 merated in ECCN 9A515.y. cept 9D610.y. MT applies to software ‘‘spe- MT Column 1 9D604 ‘‘Software’’ ‘‘specially designed’’ for cially designed’’ for the op- the ‘‘development,’’ ‘‘production,’’ oper- eration, installation, mainte- ation, or maintenance of commodities nance, repair, overhaul, or controlled by ECCN 9A604 or 9B604 (see refurbishing of commodities controlled for MT reasons List of Items Controlled). in 9A610 or 9B610. LICENSE REQUIREMENTS AT applies to entire entry ...... AT Column 1 Reason for Control: NS, RS, MT, AT, UN UN applies to entire entry ex- See § 746.1(b) for UN con- cept 9D610.y. trols Country chart Control(s) (See Supp. No. 1 to part 738) LIST BASED LICENSE EXCEPTIONS (SEE PART 740 FOR A DESCRIPTION OF ALL LICENSE EX- NS applies to entire entry ...... NS Column 1 CEPTIONS) RS applies to entire entry ...... RS Column 1 CIV: N/A MT applies to ‘‘software,’’ as MT Column 1 TSR: N/A described in paragraph .a of this entry, for commod- SPECIAL CONDITIONS FOR STA ities controlled for MT rea- STA: (1) Paragraph (c)(1) of License Excep- sons in ECCN 9A604.c or tion STA (§ 740.20(c)(1) of the EAR) may not .d, or ECCN 9B604. be used for 9D610.b. (2) Paragraph (c)(2) of AT applies to entire entry ...... AT Column 1 License Exception STA (§ 740.20(c)(2) of the UN applies to entire entry ..... See § 746.1(b) for UN con- EAR) may not be used for any software in trols 9D610.

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LIST OF ITEMS CONTROLLED b.12. Equipment ‘‘specially designed’’ for Related Controls: Software directly related to system prognostic and health management articles enumerated or otherwise described of aircraft; in USML Category VIII is subject to the b.13. Active Vibration Control Systems; or control of USML paragraph VIII(i). b.14. Self-sealing fuel bladders ‘‘specially Related Definitions: N/A designed’’ to pass a .50 caliber or larger gun- Items: a. ‘‘Software’’ (other than software fire test (MIL–DTL–5578, MIL–DTL–27422). controlled in paragraphs .b or .y of this c. to x. [Reserved] entry) ‘‘specially designed’’ for the ‘‘devel- y. Specific ‘‘software’’ ‘‘specially designed’’ opment,’’ ‘‘production,’’ operation, or main- for the ‘‘development,’’ ‘‘production,’’ oper- tenance of commodities controlled by ECCN ation, or maintenance of commodities enu- 9A610, ECCN 9B610, or ECCN 9C610. merated in ECCN 9A610.y. b. ‘‘Software’’ ‘‘specially designed’’ for the ‘‘development’’ or ‘‘production’’ of any of the 9D619 Software ‘‘specially designed’’ for the following: ‘‘development,’’ ‘‘production,’’ operation b.1. Static structural members; or maintenance of military gas turbine b.2. Exterior skins, removable fairings, engines and related commodities con- non-removable fairings, radomes, access trolled by 9A619, equipment controlled by doors and panels, and in-flight opening 9B619, or materials controlled by 9C619 doors; (see List of Items Controlled). b.3. Control surfaces, leading edges, trail- LICENSE REQUIREMENTS ing edges, and leading edge flap seals; Reason for Control: NS, RS, AT, UN b.4. Leading edge flap actuation system commodities (i.e., power drive units, rotary Control(s) Country Chart (See Supp. geared actuators, torque tubes, asymmetry No. 1 to part 738) brakes, position sensors, and angle gear- NS applies to entire entry ex- NS Column 1 boxes) ‘‘specially designed’’ for fighter, at- cept 9D619.y. tack, or bomber aircraft controlled in USML RS applies to entire entry ex- RS Column 1 Category VIII; cept 9D619.y. b.5. Engine inlets and ducting; AT applies to entire entry ...... AT Column 1 b.6. Fatigue life monitoring systems ‘‘spe- UN applies to entire entry ex- See § 746.1(b) for UN con- cially designed’’ to relate actual usage to the cept 9D619.y. trols analytical or design spectrum and to com- pute amount of fatigue life ‘‘specially de- LIST BASED LICENSE EXCEPTIONS (SEE PART signed’’ for aircraft controlled by either 740 FOR A DESCRIPTION OF ALL LICENSE EX- USML subcategory VIII(a) or ECCN 9A610.a, CEPTIONS) except for Military Commercial Derivative CIV: N/A Aircraft; TSR: N/A b.7. Landing gear, and ‘‘parts’’ and ‘‘com- SPECIAL CONDITIONS FOR STA ponents’’ ‘‘specially designed’’ therefor, STA: (1) Paragraph (c)(1) of License Excep- ‘‘specially designed’’ for use in aircraft tion STA (§ 740.20(c)(1) of the EAR) may not weighing more than 21,000 pounds controlled be used for 9D619.b. (2) Paragraph (c)(2) of by either USML subcategory VIII(a) or ECCN License Exception STA (§ 740.20(c)(2) of the 9A610.a, except for Military Commercial De- EAR) may not be used for any software in rivative Aircraft; ECCN 9D619. b.8. Conformal fuel tanks and ‘‘parts’’ and LIST OF ITEMS CONTROLLED ‘‘components’’ ‘‘specially designed’’ therefor; Related Controls: Software directly related to b.9. Electrical ‘‘equipment,’’ ‘‘parts,’’ and articles enumerated or otherwise described ‘‘components’’ ‘‘specially designed’’ for in USML Category XIX is subject to the electro-magnetic interference (EMI)—i.e., control of USML paragraph XIX(g). conducted emissions, radiated emissions, Related Definitions: N/A conducted susceptibility and radiated sus- Items: a. ‘‘Software’’ (other than software ceptibility—protection of aircraft that con- controlled in paragraph .b of this entry) form to the requirements of MIL–STD–461; ‘‘specially designed’’ for the ‘‘development,’’ b.10. HOTAS (Hand-on Throttle and Stick) ‘‘production,’’ operation, or maintenance of controls, HOCAS (Hands on Collective and commodities controlled by ECCN 9A619 (ex- Stick), Active Inceptor Systems (i.e., a com- cept 9A619.y), ECCN 9B619 (except 9B619.y), bination of Active Side Stick Control Assem- or ECCN 9C619. bly, Active Throttle Quadrant Assembly, and b. ‘‘Software’’ ‘‘specially designed’’ for the Inceptor Control Unit), rudder pedal assem- ‘‘development’’ or ‘‘production’’ of any of the blies for digital flight control systems, and following: parts and components ‘‘specially designed’’ b.1. Front, turbine center, and exhaust therefor; frames; b.11. Integrated Vehicle Health Manage- b.2. Low pressure compressor (i.e., fan) ment Systems (IVHMS), Condition Based ‘‘components’’ and ‘‘parts’’ as follows: Nose Maintenance (CBM) Systems, and Flight cones, casings, blades, vanes, spools, shrouds, Data Monitoring (FDM) systems; blisks, shafts and disks;

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b.3. High pressure compressor ‘‘compo- SPECIAL CONDITIONS FOR STA nents’’ and ‘‘parts’’ as follows: Casings, STA: Paragraph (c)(2) of License Exception blades, vanes, spools, shrouds, blisks, shafts, STA (§ 740.20(c)(2) of the EAR) may not be disks, and impellers; used for any ‘‘software’’ in 9D620. b.4. Combustor ‘‘components’’ and ‘‘parts’’ LIST OF ITEMS CONTROLLED as follows: Casings, fuel nozzles, swirlers, Related Controls: ‘‘Software’’ directly related swirler cups, deswirlers, valve injectors, ig- to articles enumerated on USML are sub- niters, diffusers, liners, chambers, cowlings, ject to the control of that USML category. domes and shells; Related Definitions: N/A b.5. High pressure turbine ‘‘components’’ Items: Software ‘‘specially designed’’ for the and ‘‘parts’’ as follows: Casings, shafts, ‘‘development,’’ ‘‘production,’’ operation, or disks, blades, vanes, nozzles, and tip shrouds; maintenance of commodities controlled by b.6. Low pressure turbine ‘‘components’’ ECCNs 9A620 or 9B620. and ‘‘parts’’ as follows: Casings, shafts, disks, blades, vanes, nozzles, and tip shrouds; 9D990 ‘‘Software’’, n.e.s., for the ‘‘develop- b.7. Augmentor ‘‘components’’ and ‘‘parts’’ ment’’ or ‘‘production’’ of equipment con- as follows: Casings, flame holders, spray trolled by 9A990 or 9B990. bars, pilot burners, augmentor fuel controls, LICENSE REQUIREMENTS flaps (external, convergent, and divergent), Reason for Control: AT guide and syncronization rings, and flame Country Chart (See Supp. detectors and sensors; Control(s) No. 1 to part 738) b.8. Mechanical ‘‘components’’ and ‘‘parts’’ as follows: fuel metering units and fuel pump AT applies to ‘‘software’’ for AT Column 1 metering units, valves (fuel throttle, main equipment under 9A990 metering, oil flow management), heat ex- except 9A990.a. AT applies to ‘‘software’’ for AT Column 2 changers (air/air, fuel/air, fuel/oil), debris equipment under 9A990.a monitoring (inlet and exhaust), seals (car- only. bon, labyrinth, brush, balance piston, and knife-edge), permanent magnetic alternator LIST BASED LICENSE EXCEPTIONS (SEE PART and generator, eddy current sensors; 740 FOR A DESCRIPTION OF ALL LICENSE EX- b.9. Torquemeter assembly (i.e., housing, CEPTIONS) shaft, reference shaft, and sleeve); CIV: N/A b.10. Digital engine control systems (e.g., TSR: N/A Full Authority Digital Engine Controls LIST OF ITEMS CONTROLLED (FADEC) and Digital Electronic Engine Con- Related Controls: N/A trols (DEEC)) ‘‘specially designed’’ for gas Related Definitions: N/A turbine engines controlled in this ECCN; or Items: The list of items controlled is con- b.11. Engine monitoring systems (i.e., tained in the ECCN heading prognostics, diagnostics, and health) ‘‘specially designed’’ for gas turbine engines and 9D991 ‘‘Software’’, for the ‘‘development’’ or components controlled in this ECCN. ‘‘production’’ of equipment controlled by c. to x. [Reserved] 9A991 or 9B991. y. Specific ‘‘software’’ ‘‘specially designed’’ LICENSE REQUIREMENTS for the ‘‘development,’’ ‘‘production,’’ oper- Reason for Control: AT ation, or maintenance of commodities enumerated in ECCN 9A619.y or 9B619.y. Country Chart (See Supp. Control(s) No. 1 to part 738)

9D620 ‘‘Software’’ ‘‘specially designed’’ for AT applies to entire entry ...... AT Column 1 cryogenic and ‘‘superconductive’’ equipment, as follows (see List of Items Con- LIST BASED LICENSE EXCEPTIONS (SEE PART trolled). 740 FOR A DESCRIPTION OF ALL LICENSE EX- LICENSE REQUIREMENTS CEPTIONS) Reasons for Control: NS, RS, AT, UN CIV: N/A Country chart TSR: N/A Control(s) (see Supp. No. 1 to part 738) LIST OF ITEMS CONTROLLED Related Controls: N/A NS applies to entire entry ...... NS Column 1 Related Definitions: N/A RS applies to entire entry ...... RS Column 1 Items: The list of items controlled is con- AT applies to entire entry ...... AT Column 1 tained in the ECCN heading UN applies to entire entry ..... See § 746.1(b) for UN controls E. ‘‘TECHNOLOGY’’

LIST BASED LICENSE EXCEPTIONS (SEE PART Note 1: ‘‘Development’’ or ‘‘production’’ 740 FOR A DESCRIPTION OF ALL LICENSE EX- ‘‘technology’’ controlled by 9E001 to 9E003 for CEPTIONS) gas turbine engines remains controlled when CIV: N/A used for repair or overhaul. Excluded from TSR: N/A 9E001 to 9E003 control are: technical data,

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drawings or documentation for maintenance ac- Country Chart (See Supp. tivities directly associated with calibration, re- Control(s) No. 1 to part 738) moval or replacement of damaged or unservice- able line replaceable units, including replace- MT applies to ‘‘technology’’ MT Column 1. for items controlled by ment of whole engines or engine modules. 9A012, 9B001, 9B002, Note 2: USML Category XV(f) and ECCNs 9B003, 9B004, 9B005, 9E001, 9E002 and 9E515 do not control the data 9B007, 9B104, 9B105, transmitted to or from a satellite or ‘‘space- 9B106, 9B115, 9B116, craft,’’ whether real or simulated, when limited 9B117, 9D001, 9D002, to information about the health, operational 9D003, or 9D004 for MT status, or measurements or function of, or raw reasons. sensor output from, the ‘‘spacecraft,’’ ‘‘space- AT applies to entire entry ...... AT Column 1 craft’’ payload(s), or its associated subsystems or components. Such information is not within REPORTING REQUIREMENTS See § 743.1 of the the scope of information captured within the EAR for reporting requirements for ex- definition of ‘‘technology’’ in the EAR for pur- ports under License Exceptions, and Vali- poses of Category 9 Product Group E. Examples dated End-User authorizations of such information, which are commonly re- LIST BASED LICENSE EXCEPTIONS (SEE PART ferred to as ‘‘housekeeping data,’’ include (i) 740 FOR A DESCRIPTION OF ALL LICENSE EX- system, hardware, component configuration, CEPTIONS) and operation status information pertaining to CIV: N/A temperatures, pressures, power, currents, TSR: N/A voltages, and battery charges; (ii) ‘‘spacecraft’’ SPECIAL CONDITIONS FOR STA or payload orientation or position information, STA: License Exception STA may not be such as state vector or ephemeris information; used to ship or transmit any technology in (iii) payload raw mission or science output, such this entry to any of the destinations listed as images, spectra, particle measurements, or in Country Group A:6 (See Supplement No. field measurements; (iv) command responses; (v) 1 to part 740 of the EAR). accurate timing information; and (vi) link budg- LIST OF ITEMS CONTROLLED et data. The act of processing such telemetry Related Controls: (1) See also 9E101 and 1E002.f data—i.e., converting raw data into engineering (for controls on ‘‘technology’’ for the re- units or readable products—or encrypting it pair of controlled structures, laminates or does not, in and of itself, cause the telemetry materials). (2) ‘‘Technology’’ required for data to become subject to the ITAR or to ECCN the ‘‘development’’ of equipment described 9E515 for purposes of 9A515, or to ECCNs 9E001 in ECCNs 9A005 to 9A011 or ‘‘software’’ de- or 9E002 for purposes of 9A004. All classified scribed in ECCNs 9D103 and 9D105 is ‘‘sub- technical data directly related to items con- ject to the ITAR.’’ trolled in USML Category XV or ECCNs 9A515, Related Definitions: N/A and defense services using the classified technical data remains subject to the ITAR. This Items: The list of items controlled is con- note does not affect controls in USML XV(f), tained in the ECCN heading ECCN 9D515, or ECCN 9E515 on software source 9E002 ‘‘Technology’’ according to the Gen- code or commands that control a ‘‘spacecraft,’’ eral Technology Note for the ‘‘produc- payload, or associated subsystems for purposes tion’’ of ‘‘equipment’’ controlled by ECCN of 9A515. This note also does not affect controls 9A001.b, 9A004 or 9B (except for ECCNs in ECCNs 9D001, 9D002, 9E001, or 9E002 on soft- 9B117, 9B604, 9B610, 9B619, 9B990, and ware source code or commands that control a 9B991). ‘‘spacecraft,’’ payload, or associated subsystems LICENSE REQUIREMENTS for purposes of 9A004. Reason for Control: NS, MT, AT 9E001 ‘‘Technology’’ according to the Gen- eral Technology Note for the ‘‘develop- Country Chart (See Supp. Control(s) No. 1 to part 738) ment’’ of equipment or ‘‘software’’, controlled by 9A001.b, 9A004, 9A012, 9B (ex- NS applies to entire entry ...... NS Column 1. cept for ECCNs 9B604, 9B610, 9B619, MT applies to ‘‘technology’’ MT Column 1. 9B990 and 9B991), or ECCN 9D001 to for equipment controlled by 9D004, 9D101, or 9D104. 9B001, 9B002, 9B003, LICENSE REQUIREMENTS 9B004, 9B005, 9B007, Reason for Control: NS, MT, AT 9B104, 9B105, 9B106, 9B115 or 9B116 for MT Country Chart (See Supp. reasons. Control(s) No. 1 to part 738) AT applies to entire entry ...... AT Column 1

NS applies to ‘‘technology’’ NS Column 1. REPORTING REQUIREMENTS See § 743.1 of the for items controlled by 9A001.b, 9A004, 9A012, EAR for reporting requirements for ex- 9B001 to 9B010, 9D001 to ports under License Exceptions, and Vali- 9D004 for NS reasons. dated End-User authorizations

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LIST BASED LICENSE EXCEPTIONS (SEE PART questing an export license from the De- 740 FOR A DESCRIPTION OF ALL LICENSE EX- partment Commerce in respect to a spe- CEPTIONS) cific export, or in the case of use for broad CIV: N/A categories of ‘‘aircraft,’’ engines, ‘‘parts’’ TSR: N/A or ‘‘components,’’ a commodity jurisdic- SPECIAL CONDITIONS FOR STA tion determination from the Department STA: License Exception STA may not be of State. used to ship or transmit any technology in Related Definitions: N/A this entry to any of the destinations listed Items: in Country Group A:6 (See Supplement No. a. ‘‘Technology’’ ‘‘required’’ for the ‘‘de- 1 to part 740 of the EAR). velopment’’ or ‘‘production’’ of any of the LIST OF ITEMS CONTROLLED following gas turbine engine ‘‘parts,’’ ‘‘com- Related Controls: (1) See also 9E102. (2) See ponents’’ or systems: also 1E002.f for ‘‘technology’’ for the repair a.1. Gas turbine blades, vanes or ‘‘tip of controlled structures, laminates or ma- shrouds’’, made from directionally solidified terials. (3) ‘‘Technology’’ that is required (DS) or single crystal (SC) alloys and having for the ‘‘production’’ of equipment de- (in the 001 Miller Index Direction) a stress- scribed in ECCNs 9A005 to 9A011 is ‘‘subject rupture life exceeding 400 hours at 1,273 K to the ITAR.’’ (1,000 °C) at a stress of 200 MPa, based on the Related Definitions: N/A average property values; Items: The list of items controlled is contained in the ECCN heading. Technical Note: For the purposes of 9E003.a.1, stress-rupture life testing is typically conducted 9E003 Other ‘‘technology’’ as follows (see on a test specimen. List of Items Controlled). a.2. Combustors having any of the fol- LICENSE REQUIREMENTS lowing: Reason for Control: NS, SI, AT a.2.a. ’Thermally decoupled liners’ designed to operate at ’combustor exit tem- Country chart ° Control(s) (see Supp. No. 1 to perature’ exceeding 1,883K (1,610 C); part 738) a.2.b. Non-metallic liners; a.2.c. Non-metallic shells; or NS applies to entire entry ...... NS Column 1 a.2.d. Liners designed to operate at ’com- SI applies to 9E003.a.1 See § 742.14 of the EAR for bustor exit temperature’ exceeding 1,883K through a.8, .h, .i, and .k. additional information ° AT applies to entire entry ...... AT Column 1 (1,610 C) and having holes that meet the parameters specified by 9E003.c; REPORTING REQUIREMENTS Note: The ‘‘required’’ ‘‘technology’’ for holes See § 743.1 of the EAR for reporting require- in 9E003.a.2 is limited to the derivation of the ments for exports under License Excep- geometry and location of the holes. tions, and Validated End-User authoriza- Technical Notes: 1. ’Thermally decoupled lin- tions. ers’ are liners that feature at least a support LIST BASED LICENSE EXCEPTIONS (SEE PART structure designed to carry mechanical loads 740 FOR A DESCRIPTION OF ALL LICENSE EX- and a combustion facing structure designed to CEPTIONS) protect the support structure from the heat of CIV: N/A combustion. The combustion facing structure TSR: N/A and support structure have independent thermal SPECIAL CONDITIONS FOR STA displacement (mechanical displacement due to STA: License Exception STA may not be thermal load) with respect to one another, i.e. used to ship or transmit any technology in they are thermally decoupled. 9E003.a.1, 9E003.a.2 to a.5, 9E003.a.8, or 2. ’Combustor exit temperature’ is the bulk av- 9E003.h to any of the destinations listed in erage gas path total (stagnation) temperature Country Group A:6 (See Supplement No. 1 between the combustor exit plane and the lead- to part 740 of the EAR). ing edge of the turbine inlet guide vane (i.e., LIST OF ITEMS CONTROLLED measured at engine station T40 as defined in Related Controls: (1) Hot section ‘‘tech- SAE ARP 755A) when the engine is running in nology’’ specifically designed, modified, or a ’steady state mode’ of operation at the certifi- equipped for military uses or purposes, or cated maximum continuous operating tempera- developed principally with U.S. Depart- ture. ment of Defense funding, is ‘‘subject to the N.B.: See 9E003.c for ‘‘technology’’ ‘‘required’’ ITAR’’ (see 22 CFR parts 120 through 130). for manufacturing cooling holes. (2) ‘‘Technology’’ is subject to the EAR a.3. ‘‘Parts’’ or ‘‘components,’’ that are any when actually applied to a commercial of the following: ‘‘aircraft’’ engine program. Exporters may a.3.a. Manufactured from organic ‘‘com- seek to establish commercial application posite’’ materials designed to operate above either on a case-by-case basis through sub- 588 K (315 °C); mission of documentation demonstrating a.3.b. Manufactured from any of the fol- application to a commercial program in re- lowing:

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a.3.b.1. Metal ‘‘matrix’’ ‘‘composites’’ rein- ting data from the sensors to the data acqui- forced by any of the following: sition system; or a.3.b.1.a. Materials controlled by 1C007; b.2. ‘‘Composite’’ propeller blades or a.3.b.1.b. ‘‘Fibrous or filamentary mate- propfans, capable of absorbing more than rials’’ specified by 1C010; or 2,000 kW at flight speeds exceeding Mach 0.55; a.3.b.1.c. Aluminides specified by 1C002.a; c. ‘‘Technology’’ ‘‘required’’ for manufac- or turing cooling holes, in gas turbine engine a.3.b.2. Ceramic ‘‘matrix’’ ‘‘composites’’ ‘‘parts’’ or ‘‘components’’ incorporating any specified by 1C007; or of the ‘‘technologies’’ specified by 9E003.a.1, a.3.c. Stators, vanes, blades, tip seals 9E003.a.2 or 9E003.a.5, and having any of the (shrouds), rotating blings, rotating blisks or following: ’splitter ducts’, that are all of the following: c.1. Having all of the following: a.3.c.1. Not specified in 9E003.a.3.a; c.1.a. Minimum ’cross-sectional area’ less 2 a.3.c.2. Designed for compressors or fans; than 0.45 mm ; and c.1.b. ’Hole shape ratio’ greater than 4.52; a.3.c.3. Manufactured from material con- and c.1.c. ’Incidence angle’ equal to or less than trolled by 1C010.e with resins controlled by 25°; or 1C008; c.2. Having all of the following: Technical Note: A ’splitter duct’ performs the c.2.a. Minimum ’cross-sectional area’ less initial separation of the air-mass flow between than 0.12 mm2; the bypass and core sections of the engine. c.2.b. ’Hole shape ratio’ greater than 5.65; a.4. Uncooled turbine blades, vanes or ‘‘tip and shrouds’’ designed to operate at a ’gas path c.2.c. ’Incidence angle’ more than 25°; temperature’ of 1,373 K (1,100 °C) or more; Note: 9E003.c does not apply to ‘‘technology’’ a.5. Cooled turbine blades, vanes or ‘‘tip- for manufacturing constant radius cylindrical shrouds’’, other than those described in holes that are straight through and enter and 9E003.a.1, designed to operate at a ’gas path exit on the external surfaces of the component. temperature’ of 1,693 K (1,420 °C) or more; TECHNICAL NOTES: 1. For the purposes of Technical Notes: 1. ’Gas path temperature’ is 9E003.c, the ’cross-sectional area’ is the area of the bulk average gas path total (stagnation) the hole in the plane perpendicular to the hole temperature at the leading edge plane of the axis. turbine component when the engine is running 2. For the purposes of 9E003.c, ’hole shape in a ’steady state mode’ of operation at the cer- ratio’ is the nominal length of the axis of the tificated or specified maximum continuous oper- hole divided by the square root of its minimum ating temperature. ’cross-sectional area’. 2. The term ’steady state mode’ defines engine 3. For the purposes of 9E003.c, ’incidence operation conditions, where the engine param- angle’ is the acute angle measured between the eters, such as thrust/power, rpm and others, plane tangential to the airfoil surface and the have no appreciable fluctuations, when the am- hole axis at the point where the hole axis enters bient air temperature and pressure at the engine the airfoil surface. inlet are constant. 4. Techniques for manufacturing holes in a.6. Airfoil-to-disk blade combinations 9E003.c include ‘‘laser’’, water jet, Electro- using solid state joining; Chemical Machining (ECM) or Electrical Dis- a.7. Gas turbine engine ‘‘parts’’ or ‘‘com- charge Machining (EDM) methods. ponents’’ using ‘‘diffusion bonding’’ ‘‘tech- d. ‘‘Technology’’ ‘‘required’’ for the ‘‘de- nology’’ controlled by 2E003.b; velopment’’ or ‘‘production’’ of helicopter a.8. ’Damage tolerant’ gas turbine engine power transfer systems or tilt rotor or tilt rotor ‘‘parts’’ or ‘‘components’’ using powder wing ‘‘aircraft’’ power transfer systems; metallurgy materials controlled by 1C002.b; e. ‘‘Technology’’ for the ‘‘development’’ or or ‘‘production’’ of reciprocating diesel engine ground vehicle propulsion systems having all Technical Note: ’Damage tolerant’ ‘‘parts’’ of the following: and ‘‘components’’ are designed using method- e.1. ’Box volume’ of 1.2 m3 or less; ology and substantiation to predict and limit e.2. An overall power output of more than crack growth. 750 kW based on 80/1269/EEC, ISO 2534 or na- a.9. [Reserved] tional equivalents; and N.B.: For ‘‘FADEC systems’’, see 9E003.h. e.3. Power density of more than 700 kW/m3 a.10. [Reserved] of ’box volume’; N.B.: For adjustable flow path geometry, see Technical Note: ’Box volume’ is the product of 9E003.i. three perpendicular dimensions measured in the a.11. Hollow fan blades; following way: b. ‘‘Technology’’ ‘‘required’’ for the ‘‘de- Length: The length of the crankshaft from velopment’’ or ‘‘production’’ of any of the front flange to flywheel face; following: Width: The widest of any of the following: b.1. Wind tunnel aero-models equipped with a. The outside dimension from valve cover to non-intrusive sensors capable of transmit- valve cover;

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b. The dimensions of the outside edges of the or shaft power (e.g., feedback sensor time cylinder heads; or constants and accuracies, fuel valve slew c. The diameter of the flywheel housing; rate); Height: The largest of any of the following: h.2. ‘‘Development’’ or ‘‘production’’ a. The dimension of the crankshaft center-line ‘‘technology’’ for control and diagnostic to the top plane of the valve cover (or cylinder ‘‘parts’’ or ‘‘components’’ unique to the head) plus twice the stroke; or ‘‘FADEC system’’ and used to regulate en- b. The diameter of the flywheel housing. gine thrust or shaft power; f. ‘‘Technology’’ ‘‘required’’ for the ‘‘pro- h.3. ‘‘Development’’ ‘‘technology’’ for the duction’’ of ‘‘specially designed’’ ‘‘parts’’ or ‘‘components’’ for high output diesel en- control law algorithms, including ‘‘source gines, as follows: code’’, unique to the ‘‘FADEC system’’ and f.1. ‘‘Technology’’ ‘‘required’’ for the ‘‘pro- used to regulate engine thrust or shaft duction’’ of engine systems having all of the power; following ‘‘parts’’ and ‘‘components’’ em- Note: 9E003.h does not apply to technical data ploying ceramics materials controlled by related to engine-‘‘aircraft’’ integration required 1C007: by civil aviation authorities of one or more f.1.a Cylinder liners; Wassenaar Arrangement Participating States f.1.b. Pistons; (See Supplement No. 1 to part 743 of the EAR) f.1.c. Cylinder heads; and to be published for general airline use (e.g., in- f.1.d. One or more other ‘‘part’’ or ‘‘compo- stallation manuals, operating instructions, in- nent’’ (including exhaust ports, structions for continued airworthiness) or inter- turbochargers, valve guides, valve assem- face functions (e.g., input/output processing, blies or insulated fuel injectors); airframe thrust or shaft power demand). f.2. ‘‘Technology’’ ‘‘required’’ for the ‘‘production’’ of turbocharger systems with sin- i. ‘‘Technology’’ for adjustable flow path gle-stage compressors and having all of the systems designed to maintain engine sta- following: bility for gas generator turbines, fan or f.2.a. Operating at pressure ratios of 4:1 or power turbines, or propelling nozzles, as fol- higher; lows: f.2.b. Mass flow in the range from 30 to 130 i.1. ‘‘Development’’ ‘‘technology’’ for deriv- kg per minute; and ing the functional requirements for the f.2.c. Variable flow area capability within ‘‘parts’’ or ‘‘components’’ that maintain en- the compressor or turbine sections; gine stability; f.3. ‘‘Technology’’ ‘‘required’’ for the ‘‘pro- i.2. ‘‘Development’’ or ‘‘production’’ duction’’ of fuel injection systems with a ‘‘technology’’ for ‘‘parts’’ or ‘‘components’’ ‘‘specially designed’’ multifuel (e.g., diesel or unique to the adjustable flow path system jet fuel) capability covering a viscosity and that maintain engine stability; range from diesel fuel (2.5 cSt at 310.8 K (37.8 i.3. ‘‘Development’’ ‘‘technology’’ for the °C)) down to gasoline fuel (0.5 cSt at 310.8 K control law algorithms, including ‘‘source (37.8 °C)) and having all of the following: code’’, unique to the adjustable flow path f.3.a. Injection amount in excess of 230 mm3 system and that maintain engine stability; per injection per cylinder; and f.3.b. Electronic control features ‘‘specially Note: 9E003.i does not apply to ‘‘technology’’ designed’’ for switching governor character- for any of the following: istics automatically depending on fuel prop- a. Inlet guide vanes; erty to provide the same torque characteris- b. Variable pitch fans or prop-fans; tics by using the appropriate sensors; c. Variable compressor vanes; g. ‘‘Technology’’ ‘‘required’’ for the devel- d. Compressor bleed valves; or opment’’ or ‘‘production’’ of ‘high output e. Adjustable flow path geometry for reverse diesel engines’ for solid, gas phase or liquid thrust. film (or combinations thereof) cylinder wall lubrication and permitting operation to tem- j. ‘‘Technology’’ ‘‘required’’ for the ‘‘devel- peratures exceeding 723 K (450 °C), measured opment’’ of wing-folding systems designed on the cylinder wall at the top limit of trav- for fixed-wing ‘‘aircraft’’ powered by gas tur- el of the top ring of the piston; bine engines. Technical Note: ’High output diesel engines’ N.B.: For ‘‘technology’’ ‘‘required’’ for the are diesel engines with a specified brake mean ‘‘development’’ of wing-folding systems de- effective pressure of 1.8 MPa or more at a speed signed for fixed-wing ‘‘aircraft’’ specified in of 2,300 r.p.m., provided the rated speed is 2,300 USML Category VIII (a), see USML Category r.p.m. or more. VIII (i). h. ‘‘Technology’’ for gas turbine engine k. ‘‘Technology’’ not otherwise controlled ‘‘FADEC systems’’ as follows: in 9E003.a.1 through a.8, a.10, and .h and used h.1. ‘‘Development’’ ‘‘technology’’ for de- in the ‘‘development’’, ‘‘production’’, or riving the functional requirements for the overhaul of hot section ‘‘parts’’ or ‘‘compo- ‘‘parts’’ or ‘‘components’’ necessary for the nents’’ of civil derivatives of military en- ‘‘FADEC system’’ to regulate engine thrust gines controlled on the U.S. Munitions List.

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9E018 ‘‘Technology’’ for the ‘‘development,’’ .e, 9A110 (for items that are ‘‘specially de- ‘‘production,’’ or ‘‘use’’ of equipment con- signed’’ for non-military unmanned aerial trolled by 9A018. vehicles controlled by 9A012), 9B105, (a) See ECCN 9E610 for ‘‘technology’’ related 9B106, 9B115, 9B116, 9D101, or 9D104. to aircraft, refuelers, ground equipment, para- LICENSE REQUIREMENTS chutes, harnesses, instrument flight trainers Reason for Control: MT, AT and ‘‘parts’’, ‘‘accessories’’ and ‘‘attachments’’ for the forgoing that, immediately prior to Octo- Country Chart (See Supp. Control(s) No. 1 to part 738) ber 15, 2013, were classified under 9A018.a.1, .a.3, .c, .d, .e, or .f. MT applies to entire entry ..... MT Column 1 (b) See ECCN 9E619 for ‘‘technology’’ related AT applies to entire entry ...... AT Column 1 to military trainer aircraft turbo prop engines and ‘‘parts’’ and ‘‘components’’ therefor that, LIST BASED LICENSE EXCEPTIONS (SEE PART immediately prior to October 15, 2013, were clas- 740 FOR A DESCRIPTION OF ALL LICENSE EX- sified under ECCN 9A018.a.2 or .a.3. CEPTIONS) (c) Technology related to certain armored CIV: N/A ground transport vehicles that prior to January TSR: N/A 6, 2014 were classified under ECCN 9A018.b is LIST OF ITEMS CONTROLLED EAR99 (See 0E606). Related Controls: (1) For the purpose of this entry, ‘‘use’’ ‘‘technology’’ is limited to 9E101 ‘‘Technology’’ according to the Gen- items controlled for MT and their sub- eral Technology Note for the ‘‘develop- systems. (2) ‘‘Technology’’ for items speci- ment’’ or ‘‘production’’ of commodities or fied in ECCNs 9A004 (except for items that ‘‘software’’ controlled by ECCN 9A012 (ap- are subject to the EAR), 9A005 to 9A011, plies only to ‘‘production’’ ‘‘technology’’ 9A101.b (except for items that are subject for MT-controlled items in 9A012), 9A101 to the EAR), 9A104, 9A105, 9A106.a, .b and (except for items in 9A101.b that are .c, 9A107 to 9A109, 9A110 (for items that are ‘‘subject to the ITAR,’’ see 22 CFR part ‘‘specially designed’’ for use in missile sys- 121), 9A106.d or .e, 9A110 (for items that tems and subsystems), 9A111, 9A115 to are ‘‘specially designed’’ for non-military 9A119, 9D103, and 9D105 is ‘‘subject to the unmanned aerial vehicles controlled by ITAR’’ (see 22 CFR part 121). 9A012), 9C110, 9D101, or 9D104. Related Definitions: N/A LICENSE REQUIREMENTS Items: The list of items controlled is con- Reason for Control: MT, AT tained in the ECCN heading

Control(s) Country Chart (See Supp. 9E515 ‘‘Technology’’ ‘‘required’’ for the ‘‘de- No. 1 to part 738) velopment,’’ ‘‘production,’’ operation, in- MT applies to entire entry ..... MT Column 1 stallation, repair, overhaul, or refur- AT applies to entire entry ...... AT Column 1 bishing of ‘‘spacecraft’’ and related commodities, as follows (see List of Items LIST BASED LICENSE EXCEPTIONS (SEE PART Controlled). 740 FOR A DESCRIPTION OF ALL LICENSE EX- LICENSE REQUIREMENTS CEPTIONS) Reason for Control: NS, MT, RS, AT CIV: N/A Country Chart (see Supp. No. TSR: N/A Control(s) 1 to part 738) LIST OF ITEMS CONTROLLED Related Controls: ‘‘Technology’’ that is re- NS applies to entire entry ex- NS Column 1. quired for items specified in ECCNs 9A101.b cept 9E515.y. (except for items that are subject to the MT applies to technology for MT Column 1. items in 9A515.d, EAR), 9A104, 9A105, 9A106.a, .b, and .c, 9A515.e.2 and 9B515.a 9A107 to 9A109, 9A110 (for items that are controlled for MT reasons. ‘‘specially designed’’ for use in missile sys- RS applies to entire entry ex- RS Column 1. tems and subsystems), 9A111, 9A115 to cept 9E515.y. 9A119, 9D103, and 9D105 is ‘‘subject to the AT applies to entire entry ...... AT Column 1. ITAR’’ (see 22 CFR parts 120 through 130). Related Definitions: N/A License Requirement Note: The Commerce Items: The list of items controlled is con- Country Chart is not used for determining li- tained in the ECCN heading cense requirements for ‘‘technology’’ classified ECCN 9E515.f. See § 742.6(a)(8), which specifies 9E102 ‘‘Technology’’ according to the Gen- that such ‘‘technology’’ is subject to a world- eral Technology Note for the ‘‘use’’ of wide license requirement. commodities or ‘‘software’’ controlled by LICENSE EXCEPTIONS ECCN 9A004 (except for items in 9A004 CIV: N/A that are ‘‘subject to the ITAR,’’ see 22 TSR: N/A CFR part 121), 9A012, 9A101 (except for SPECIAL CONDITIONS FOR STA items in 9A101.b that are ‘‘subject to the STA: (1) Paragraph (c)(1) of License Excep- ITAR,’’ see 22 CFR part 121), 9A106.d or tion STA (§ 740.20(c)(1) of the EAR) may not

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be used for ECCN 9E515.b, .d, .e, or .f unless (iii) medical evaluation or assessment of the determined by BIS to be eligible for Li- spaceflight passenger or participant; cense Exception STA in accordance with (iv) training for and operation by the pas- § 740.20(g) (License Exception STA eligi- senger or participant of health and safety re- bility requests for certain 9x515 and ‘‘600 lated hardware (e.g., seating, environmental series’’ items). (2) Paragraph (c)(2) of Li- control and life support, hygiene facilities, food cense Exception STA (§ 740.20(c)(2) of the preparation, exercise equipment, fire suppres- EAR) may not be used for any ‘‘tech- sion, communications equipment, safety-related nology’’ in 9E515. clothing or headgear) or emergency procedures; LIST OF ITEMS CONTROLLED (v) viewing of the interior and exterior of the Related Controls: Technical data directly re- spacecraft or terrestrial mock-ups; lated to articles enumerated in USML Cat- (vi) observing ‘‘spacecraft’’ operations (e.g., egory XV are subject to the control of pre-flight checks, landing, in-flight status); USML paragraph XV(f). See also ECCNs 3E001, 3E003, 6E001, and 6E002 for specific (vii) training in ‘‘spacecraft’’ or terrestrial ‘‘space-qualified’’ items. See ECCNs 9E001 mock-ups for connecting to or operating pas- and 9E002 for technology for the Inter- senger or participant equipment used for pur- national Space Station, the James Webb poses other than operating the ‘‘spacecraft’’; or Space Telescope (JWST) and ‘‘parts,’’ (viii) donning, wearing or utilizing the pas- ‘‘components,’’ ‘‘accessories,’’ and ‘‘at- senger’s or participant’s flight suit, pressure suit tachments’’ ‘‘specially designed’’ therefor. or spacesuit, and personal equipment. See USML category XV(f) for controls on f. ‘‘Technology’’ ‘‘required’’ for the ‘‘devel- technical data and defense services related opment,’’ ‘‘production,’’ installation, repair to launch vehicle integration. (including on-orbit anomaly resolution and Related Definitions: N/A analysis beyond established procedures), Items: overhaul, or refurbishing of commodities a. ‘‘Technology’’ ‘‘required’’ for the ‘‘decontrolled by ECCN 9A515.a.1, .a.2, .a.3, .a.4, velopment,’’ ‘‘production,’’ installation, re- or .g. pair (including on-orbit anomaly resolution g. through x. [Reserved] and analysis beyond established procedures), y. Specific ‘‘technology’’ ‘‘required’’ for overhaul, or refurbishing of commodities the ‘‘production,’’ ‘‘development,’’ operation, controlled by ECCN 9A515 (except 9A515.a.1, installation, maintenance, repair, overhaul, .a.2, .a.3, .a.4, .b, .d, .e, or .g), ECCN 9B515, or or refurbishing of commodities or software ‘‘software’’ controlled by ECCN 9D515.a. enumerated in ECCN 9A515.y or 9D515.y. b. ‘‘Technology’’ ‘‘required’’ for the ‘‘development,’’ ‘‘production,’’ failure analysis 9E604 ‘‘Technology’’ ‘‘required’’ for the ‘‘de- or anomaly resolution of software controlled velopment,’’ ‘‘production,’’ operation, in- by ECCN 9D515.b. stallation, maintenance, repair, overhaul, c. [Reserved] or refurbishing of commodities controlled d. ‘‘Technology’’ ‘‘required’’ for the ‘‘de- by ECCN 9A604 or 9B604, or ‘‘software’’ velopment,’’ ‘‘production,’’ operation, failure controlled by ECCN 9D604 (see List of analysis or anomaly resolution of commod- Items Controlled). ities controlled by ECCN 9A515.d. LICENSE REQUIREMENTS e. ‘‘Technology’’ ‘‘required’’ for the ‘‘de- Reason for Control: NS, RS, MT, AT, UN velopment,’’ ‘‘production,’’ failure analysis or anomaly resolution of commodities con- Country chart trolled by ECCN 9A515.e. Control(s) (See Supp. No. 1 Note 1: [Reserved] to part 738) Note 2: Activities and technology/technical NS applies to entire entry ...... NS Column 1 data directly related to or required for the RS applies to entire entry ...... RS Column 1 spaceflight (e.g., sub-orbital, orbital, lunar, MT applies to ‘‘technology,’’ MT Column 1 interplanetary, or otherwise beyond Earth orbit) as described in paragraph passenger or participant experience, regardless .a of this entry, for com- of whether the passenger or participant experi- modities and ‘‘software’’ ence is for space tourism, scientific or commer- controlled for MT reasons cial research, commercial manufacturing/pro- in ECCN 9A604, 9B604 or duction activities, educational, media, or com- 9D604. mercial transportation purposes, are not subject AT applies to entire entry ...... AT Column 1 to the ITAR or the EAR. Such activities and UN applies to entire entry ..... See § 746.1(b) for UN con- technology/technical data include those directly trols related to or required for: (i) ‘‘spacecraft’’ access, ingress, and egress, LIST BASED LICENSE EXCEPTIONS (SEE PART including the operation of all ‘‘spacecraft’’ 740 FOR A DESCRIPTION OF ALL LICENSE EX- doors, hatches, and airlocks; CEPTIONS) (ii) physiological training (e.g., human-rated CIV: N/A centrifuge training or parabolic flights, pressure TSR: N/A suit or spacesuit training/operation); SPECIAL CONDITIONS FOR STA

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STA: Paragraph (c)(2) of License Exception described in USML Category VIII are sub- STA (§ 740.20(c)(2) of the EAR) may not be ject to the control of USML paragraph used for any item in this ECCN 9E604. VIII(i). LIST OF ITEMS CONTROLLED Related Definitions: N/A Related Controls: (1) Technical data directly Items: a. ‘‘Technology’’ (other than tech- related to articles enumerated or other- nology controlled by paragraphs .b or .y of wise described in USML Category IV is this entry) ‘‘required’’ for the ‘‘develop- controlled under USML Category IV(i). (2) ment,’’ ‘‘production,’’ operation, installa- See also ECCNs 9E002, 9E101, and 9E102 for tion, maintenance, repair, overhaul, or refur- controls on ‘‘technology’’ for the ‘‘devel- bishing of commodities or software con- opment,’’ ‘‘production,’’ and ‘‘use’’ of mis- trolled by ECCN 9A610, 9B610, 9C610, or 9D610. siles and related items controlled on the Note: ‘‘Build-to-print technology’’ ‘‘required’’ CCL. for the ‘‘production’’ of items described in para- Related Definitions: N/A graphs b.1 through b.15 of this entry is classified Items: a. ‘‘Technology’’ ‘‘required’’ for the under 9E610.a. ‘‘development,’’ ‘‘production,’’ operation, in- b. ‘‘Technology’’ (other than ‘‘build-to- stallation, maintenance, repair, overhaul, or print technology’’) ‘‘required’’ for the ‘‘de- refurbishing of commodities controlled by velopment’’ or ‘‘production’’ of any of the ECCN 9A604 or 9B604, or ‘‘software’’ con- following: trolled by ECCN 9D604. b.1. Static structural members; b. [Reserved] b.2. Exterior skins, removable fairings, non-removable fairings, radomes, access 9E610 Technology ‘‘required’’ for the ‘‘devel- doors and panels, and in-flight opening opment,’’ ‘‘production,’’ operation, instal- doors; lation, maintenance, repair, overhaul, or b.3. Control surfaces, leading edges, trail- refurbishing of military aircraft and re- ing edges, and leading edge flap seals; lated commodities controlled by 9A610, b.4. Leading edge flap actuation system equipment controlled by 9B610, materials commodities (i.e., power drive units, rotary controlled by 9C610, or software con- geared actuators, torque tubes, asymmetry trolled by 9D610 (see List of Items Con- brakes, position sensors, and angle gear- trolled). boxes) ‘‘specially designed’’ for fighter, at- LICENSE REQUIREMENTS tack, or bomber aircraft controlled in USML Reason for Control: NS, RS, MT, AT, UN Category VIII; b.5. Engine inlets and ducting; Country Chart (See Supp. b.6. Fatigue life monitoring systems ‘‘spe- Control(s) No. 1 to part 738) cially designed’’ to relate actual usage to the NS applies to entire entry ex- NS Column 1 analytical or design spectrum and to com- cept 9E610.y. pute amount of fatigue life ‘‘specially de- RS applies to entire entry ex- RS Column 1 signed’’ for aircraft controlled by either cept 9E610.y. USML subcategory VIII(a) or ECCN 9A610.a, MT applies to ‘‘technology’’ MT Column 1 except for Military Commercial Derivative ‘‘required’’ for the ‘‘development,’’ ‘‘production,’’ op- Aircraft; eration, installation, mainte- b.7. Landing gear, and ‘‘parts’’ and ‘‘com- nance, repair, overhaul, or ponents’’ ‘‘specially designed’’ therefor, refurbishing of commodities ‘‘specially designed’’ for use in aircraft or software controlled for weighing more than 21,000 pounds controlled MT reasons in 9A610, by either USML subcategory VIII(a) or ECCN 9B610, or 9D610 for MT 9A610.a, except for Military Commercial De- reasons. AT applies to entire entry ...... AT Column 1 rivative Aircraft; UN applies to entire entry ex- See § 746.1(b) for UN con- b.8. Conformal fuel tanks and ‘‘parts’’ and cept 9E610.y. trols ‘‘components’’ ‘‘specially designed’’ therefor; b.9. Electrical ‘‘equipment,’’ ‘‘parts,’’ and LIST BASED LICENSE EXCEPTIONS (SEE PART ‘‘components’’ ‘‘specially designed’’ for 740 FOR A DESCRIPTION OF ALL LICENSE EX- electro-magnetic interference (EMI)—i.e., CEPTIONS) conducted emissions, radiated emissions, CIV: N/A conducted susceptibility and radiated sus- TSR: N/A ceptibility—protection of aircraft that con- SPECIAL CONDITIONS FOR STA form to the requirements of MIL–STD–461; STA: (1) Paragraph (c)(1) of License Excep- b.10. HOTAS (Hand-on Throttle and Stick) tion STA (§ 740.20(c)(1) of the EAR) may not controls, HOCAS (Hands on Collective and be used for 9E610.b. (2) Paragraph (c)(2) of Stick), Active Inceptor Systems (i.e., a com- License Exception STA (§ 740.20(c)(2) of the bination of Active Side Stick Control Assem- EAR) may not be used for any technology bly, Active Throttle Quadrant Assembly, and in 9E610. Inceptor Control Unit), rudder pedal assem- LIST OF ITEMS CONTROLLED blies for digital flight control systems, and Related Controls: Technical data directly re- parts and components ‘‘specially designed’’ lated to articles enumerated or otherwise therefor;

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b.11. Integrated Vehicle Health Manage- ment,’’ ‘‘production,’’ operation, installa- ment Systems (IVHMS), Condition Based tion, maintenance, repair, overhaul, or refur- Maintenance (CBM) Systems, and Flight bishment of items controlled by ECCN 9A619 Data Monitoring (FDM) systems; (except 9A619.y), ECCN 9B619 (except b.12. Equipment ‘‘specially designed’’ for 9B619.y), ECCN 9C619, or ECCN 9D619 (except system prognostic and health management 9D619.y). of aircraft; Note: ‘‘Build-to-print technology’’ ‘‘required’’ b.13. Active Vibration Control Systems; for the ‘‘production’’ of items described in para- b.14. Self-sealing fuel bladders ‘‘specially graphs b.1 through b.10 of this entry is classified designed’’ to pass a .50 caliber or larger gun- under 9E619.a. fire test (MIL–DTL–5578, MIL–DTL–27422); or b. ‘‘Technology’’ (other than ‘‘build-to- b.15. Technology ‘‘required’’ for the ‘‘de- print technology’’) ‘‘required’’ for the ‘‘development’’ or ‘‘production’’ of ‘‘parts’’ or velopment’’ or ‘‘production’’ of any of the ‘‘components’’ controlled in 9A610.x and following: ‘‘specially designed’’ for damage or failure- b.1. Front, turbine center, and exhaust adaptive flight control systems controlled in frames; Category VIII(h)(7) of the USML. b.2. Low pressure compressor (i.e., fan) c. through x. [Reserved] ‘‘components’’ and ‘‘parts’’ as follows: nose y. Specific ‘‘technology’’ ‘‘required’’ for cones and casings; the ‘‘production,’’ ‘‘development,’’ operation, b.3. High pressure compressor ‘‘compo- installation, maintenance, repair, overhaul, nents’’ and ‘‘parts’’ as follows: casings; or refurbishing of commodities or software b.4. Combustor ‘‘components’’ and ‘‘parts’’ enumerated in ECCN 9A610.y or 9D610.y. as follows: casings, fuel nozzles, swirlers, swirler cups, deswirlers, valve injectors, and 9E619 ‘‘Technology’’ ‘‘required’’ for the ‘‘de- igniters; velopment,’’ ‘‘production,’’ operation, in- b.5. High pressure turbine ‘‘components’’ stallation, maintenance, repair, overhaul, and ‘‘parts’’ as follows: casings; or refurbishing of military gas turbine b.6. Low pressure turbine ‘‘components’’ engines and related commodities con- and ‘‘parts’’ as follows: casings; trolled by 9A619, equipment controlled by b.7. Augmentor ‘‘components’’ and ‘‘parts’’ 9B619, materials controlled by 9C619, or as follows: casings, flame holders, spray bars, software controlled by 9D619 (see List of pilot burners, augmentor fuel controls, flaps Items Controlled). (external, convergent, and divergent), guide LICENSE REQUIREMENTS and syncronization rings, and flame detec- Reason for Control: NS, RS, AT, UN tors and sensors; b.8. Mechanical ‘‘components’’ and ‘‘parts’’ Country Chart (See Supp. Control(s) No. 1 to part 738) as follows: fuel metering units and fuel pump metering units, valves (fuel throttle, main NS applies to entire entry ex- NS Column 1 metering, oil flow management), heat except 9E619.y. changers (air/air, fuel/air, fuel/oil), debris RS applies to entire entry ex- RS Column 1 monitoring (inlet and exhaust), seals (car- cept 9E619.y. AT applies to entire entry ...... AT Column 1 bon, labyrinth, brush, balance piston, and UN applies to entire entry ex- See § 746.1(b) for UN con- ‘‘knife-edge’’), permanent magnetic alter- cept 9E619.y. trols nator and generator, eddy current sensors; b.9. Torquemeter assembly (i.e., housing, LIST BASED LICENSE EXCEPTIONS (SEE PART shaft, reference shaft, and sleeve); or 740 FOR A DESCRIPTION OF ALL LICENSE EX- b.10. Materials controlled by ECCN 9C619.b. CEPTIONS) c. ‘‘Technology’’ ‘‘required’’ for the ‘‘de- CIV: N/A velopment’’ or ‘‘production’’ of any of the TSR: N/A following: SPECIAL CONDITIONS FOR STA c.1. Low pressure compressor (i.e., fan) STA: (1) Paragraph (c)(1) of License Excep- ‘‘components’’ and ‘‘parts’’ as follows: tion STA (§ 740.20(c)(1) of the EAR) may not blades, vanes, spools, shrouds, blisks, shafts be used for 9E619.b. or .c. (2) Paragraph and disks; (c)(2) of License Exception STA c.2. High pressure compressor ‘‘compo- (§ 740.20(c)(2) of the EAR) may not be used nents’’ and ‘‘parts’’ as follows: blades, vanes, for any technology in ECCN 9E619. spools, shrouds, blisks, shafts, disks, and im- LIST OF ITEMS CONTROLLED pellers; Related Controls: Technical data directly re- c.3. Combustor ‘‘components’’ and ‘‘parts’’ lated to articles enumerated or otherwise as follows: diffusers, liners, chambers, cowl- described in USML Category XIX are sub- ings, domes and shells; ject to the control of USML Category c.4. High pressure turbine ‘‘components’’ XIX(g). and ‘‘parts’’ as follows: shafts and disks, Related Definitions: N/A blades, vanes, nozzles, tip shrouds; Items: a. ‘‘Technology’’ (other than ‘‘tech- c.5. Low pressure turbine ‘‘components’’ nology’’ controlled by paragraphs .b and .c of and ‘‘parts’’ as follows: shafts and disks, this entry) ‘‘required’’ for the ‘‘develop- blades, vanes, nozzles, tip shrouds;

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c.6. Digital engine control systems (e.g., LIST BASED LICENSE EXCEPTIONS (SEE PART Full Authority Digital Engine Controls 740 FOR A DESCRIPTION OF ALL LICENSE EX- (FADEC) and Digital Electronic Engine Con- CEPTIONS) trols (DEEC)) ‘‘specially designed’’ for gas CIV: N/A turbine engines controlled in this ECCN; or TSR: N/A c.7. Engine monitoring systems (i.e., LIST OF ITEMS CONTROLLED prognostics, diagnostics, and health) ‘‘spe- Related Controls: N/A cially designed’’ for gas turbine engines and Related Definitions: N/A components controlled in this ECCN. Items: The list of items controlled is con- d. through x. [Reserved] tained in the ECCN heading y. Specific ‘‘technology’’ ‘‘required’’ for the ‘‘development,’’ ‘‘production,’’ operation, 9E991 ‘‘Technology’’, for the ‘‘development’’, installation, maintenance, repair, overhaul, ‘‘production’’ or ‘‘use’’ of equipment con- or refurbishment of commodities controlled trolled by 9A991 or 9B991. by 9A619.y or 9B619.y, or ‘‘software’’ con- LICENSE REQUIREMENTS trolled by ECCN 9D619.y. Reason for Control: AT

9E620 Technology ‘‘required’’ for cryogenic Control(s) Country Chart (See Supp. and ‘‘superconductive’’ equipment, as fol- No. 1 to part 738) lows (see List of Items Controlled). AT applies to entire entry ...... AT Column 1 LICENSE REQUIREMENTS Reason for Control: NS, RS, AT, UN LIST BASED LICENSE EXCEPTIONS (SEE PART 740 FOR A DESCRIPTION OF ALL LICENSE EX- Country chart Control(s) (see Supp. No. 1 to part 738) CEPTIONS) CIV: N/A NS applies to entire entry ...... NS Column 1 TSR: N/A RS applies to entire entry ...... RS Column 1 LIST OF ITEMS CONTROLLED AT applies to entire entry ...... AT Column 1 Related Controls: N/A UN applies to entire entry ..... See § 746.1(b) for UN con- Related Definitions: N/A trols Items: The list of items controlled is contained in the ECCN heading LIST BASED LICENSE EXCEPTIONS (SEE PART 740 FOR A DESCRIPTION OF ALL LICENSE EX- 9E993 Other ‘‘technology’’, not described by CEPTIONS) 9E003, as follows (see List of Items Con- CIV: N/A trolled). TSR: N/A LICENSE REQUIREMENTS SPECIAL CONDITIONS FOR STA Reason for Control: AT STA: Paragraph (c)(2) of License Exception STA (§ 740.20(c)(2) of the EAR) may not be Control(s) Country Chart (See Supp. used for any technology in 9E620. No. 1 to part 738) LIST OF ITEMS CONTROLLED AT applies to entire entry ...... AT Column 1. Related Controls: Technical data directly related to articles enumerated on USML are LIST BASED LICENSE EXCEPTIONS (SEE PART subject to the control of that USML cat- 740 FOR A DESCRIPTION OF ALL LICENSE EX- egory. CEPTIONS) Related Definitions: N/A CIV: N/A Items: ‘‘Technology’’ ‘‘required’’ for the ‘‘de- TSR: N/A velopment,’’ ‘‘production,’’ operation, instal- LIST OF ITEMS CONTROLLED lation, maintenance, repair, overhaul, or re- Related Controls: N/A furbishing of commodities or software con- Related Definitions: N/A trolled by ECCN 9A620, 9B620 or 9D620. Items: a. Rotor blade tip clearance control systems employing active compensating cas- 9E990 ‘‘Technology’’, n.e.s., for the ‘‘develop- ing ‘‘technology’’ limited to a design and de- ment’’ or ‘‘production’’ or ‘‘use’’ of equip- velopment data base; or ment controlled by 9A990 or 9B990. b. Gas bearing for turbine engine rotor as- LICENSE REQUIREMENTS semblies. Reason for Control: AT EAR99 Items subject to the EAR that are Country Chart (See Supp. Control(s) No. 1 to part 738) not elsewhere specified in this CCL Cat- egory or in any other category in the CCL AT applies to ‘‘technology’’ AT Column 1 are designated by the number EAR99. for equipment under 9A990 and 9B990 except 9A990.a. [63 FR 2459, Jan. 15, 1998] AT applies to ‘‘technology’’ AT Column 2 EDITORIAL NOTE: For FEDERAL REGISTER ci- for equipment under tations affecting supplement no. 1 to part 9A990.a only. 774, see the List of CFR Sections Affected,

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which appears in the Finding Aids section of ance of an item or provide new features or the printed volume and at www.fdsys.gov. functionality. NOTE: The General Software Note does not SUPPLEMENT NO. 2 TO PART 774—GEN- apply to ‘‘software’’ controlled by Category ERAL TECHNOLOGY AND SOFTWARE 5, part 2 ‘‘Information Security’’). For ‘‘soft- NOTES ware’’ controlled by Category 5, part 2, see Supplement No. 1 to part 774, Category 5, 1. General Technology Note. The export of part 2, Note 3—Cryptography Note. ‘‘technology’’ that is ‘‘required’’ for the ‘‘de- [69 FR 46087, July 30, 2004, as amended at 78 velopment’’, ‘‘production’’, or ‘‘use’’ of items FR 37394, June 20, 2013; 79 FR 45307, Aug. 4, on the Commerce Control List is controlled 2014; 81 FR 64691, Sept. 20, 2016] according to the provisions in each Category. ‘‘Technology’’ ‘‘required’’ for the ‘‘devel- SUPPLEMENT NO. 3 TO PART 774— opment’’, ‘‘production’’, or ‘‘use’’ of a con- STATEMENTS OF UNDERSTANDING trolled product remains controlled even when applicable to a product controlled at a (a) Statement of Understanding—medical lower level. equipment. Commodities that are ‘‘‘‘specially License Exception TSU is available for designed’’ for medical end-use’’ that ‘‘incor- ‘‘technology’’ that is the minimum nec- porate’’ commodities or software on the essary for the installation, operation, main- Commerce Control List (Supplement No. 1 to tenance (checking), or repair of those prod- part 774 of the EAR) that do not have a rea- ucts that are eligible for License Exceptions son for control of Nuclear Nonproliferation or that are exported under a license. (NP), Missile Technology (MT), or Chemical N.B.: This does not allow release under a & Biological Weapons (CB) are designated by License Exception of the repair ‘‘tech- the number EAR99 (i.e., are not elsewhere nology’’ controlled by 1E002.e, 1E002.f, specified on the Commerce Control List). 8E002.a, or 8E002.b. NOTES TO PARAGRAPH (a): (1) ‘‘Specially de- N.B.: The ‘‘minimum necessary’’ excludes signed for medical end-use’’ means designed ‘‘development’’ or ‘‘production’’ technology for medical treatment or the practice of and permits ‘‘use’’ technology only to the ex- medicine (does not include medical re- tent ‘‘required’’ to ensure safe and efficient search). use of the product. Individual ECCNs may (2) Commodities or software are considered further restrict export of ‘‘minimum nec- ‘‘incorporated’’ if the commodity or software essary’’ information. is: Essential to the functioning of the med- 2. General Software Note. License Exception ical equipment; customarily included in the TSU (mass market software) (see § 740.13 of sale of the medical equipment; and exported the EAR) is available to all destinations, ex- or reexported with the medical equipment. cept countries in Country Group E:1 of Sup- (3) Except for such software that is made plement No. 1 to part 740 of the EAR, for re- publicly available consistent with § 734.3(b)(3) lease of ‘‘software’’ which is any of the fol- of the EAR, commodities and software ‘‘spe- lowing: cially designed for medical end-use’’ remain 1. Generally available to the public by subject to the EAR. being: (4) See also § 770.2(b) interpretation 2, for a. Sold from stock at retail selling points, other types of equipment that incorporate without restriction, by means of: items on the Commerce Control List that are 1. Over the counter transactions; subject to the EAR. 2. Mail order transactions; (5) For computers used with medical equip- 3. Electronic transactions; or ment, see also ECCN 4A003 note 2 regarding 4. Telephone call transactions; and the ‘‘principal element’’ rule. b. Designed for installation by the user (6) For commodities and software ‘‘spe- without further substantial support by the cially designed’’ for medical end-use that in- supplier. corporate an encryption or other ‘‘informa- 2. [Reserved] See § 734.3(b)(3) for ‘‘publicly tion security’’ item subject to the EAR, see available technology and software.’’ also section 3 (General ‘‘Information Secu- 3. The minimum necessary ‘‘object code’’ rity’’ Note (GISN)) to Supplement No. 2 to for the installation, operation, maintenance this part. (checking) or repair of those items whose ex- (b) Statement of Understanding—Source Code. port has been authorized. For the purpose of national security con- 3. General ‘‘Information Security’’ Note. ‘‘In- trolled items, ‘‘source code’’ items are con- formation security’’ items or functions trolled either by ‘‘software’’ or by ‘‘soft- should be considered against the provisions ware’’ and ‘‘technology’’ controls, except in Category 5–Part 2, even if they are compo- when such ‘‘source code’’ items are explicitly nents, ‘‘software’’ or functions of other decontrolled. items. (c) Category 5—Part 2—Note 4 Statement of NOTE: Minimum necessary ‘‘object code’’ Understanding. All items previously de- does not enhance or improve the perform- scribed by Notes (b), (c) and (h) to 5A002 are

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now described by Note 4 to Category 5—Part egory or categories—i.e., A, B, C, D, or E—is 2. Note (h) to 5A002 prior to June 25, 2010 applicable to the item. stated that the following was not controlled (3) Step 3. The ‘‘600 series’’ describes mili- by 5A002: tary items that were once subject to the Equipment ‘‘specially designed’’ for the ITAR. The 9x515 ECCNs describe ‘‘space- servicing of portable or mobile radio- craft,’’ related items, and some radiation- telephones and similar client wireless de- hardened microelectronic circuits that were vices that meet all the provisions of the once subject to the ITAR under USML Cat- Cryptography Note (Note 3 in Category 5, egory XV. Just as the ITAR effectively Part 2), where the servicing equipment meets trumps the EAR, items described in a 9x515 all of the following: ECCN or ‘‘600 series’’ ECCN trump other (1) The cryptographic functionality of the ECCNs on the CCL. Thus, the next step in servicing equipment cannot easily be conducting a classification analysis of an changed by the user of the equipment; item ‘‘subject to the EAR’’ is to determine (2) The servicing equipment is designed for whether it is described in a 9x515 ECCN or installation without further substantial sup- ‘‘600 series’’ ECCN paragraph other than a port by the supplier; and ‘‘catch-all’’ paragraph such as a ‘‘.x’’ para- (3) The servicing equipment cannot change graph that controls unspecified ‘‘parts’’ and the cryptographic functionality of the device ‘‘components’’ ‘‘specially designed’’ for being serviced. items in that ECCN or the corresponding (d) Statement of Understanding—Used Goods. USML paragraph. If so, the item is classified The specifications in the Commerce Control under that 9x515 ECCN or ‘‘600 series’’ ECCN List apply equally to new or used goods. In paragraph even if it would also be described the case of used goods, an evaluation by the in another ECCN. Bureau of Industry and Security may be car- (4) Step 4. If the item is not described in a ried out in order to assess whether the goods 9x515 ECCN or ‘‘600 series’’ ECCN, then deter- are capable of meeting the relevant speci- mine whether the item is classified under a fications. 9x515 ECCN or ‘‘600 series’’ catch-all paragraph, i.e., one that controls non-specific [75 FR 36502, June 25, 2010, as amended at 76 ‘‘parts,’’ ‘‘components,’’ ‘‘accessories,’’ and FR 29632, May 20, 2011; 82 FR 27110, June 14, ‘‘attachments’’ ‘‘specially designed’’ for 2017] items in that ECCN or the corresponding USML paragraph. Such items are generally SUPPLEMENT NO. 4 TO PART 774—COM- in the ‘‘.x’’ paragraph of ECCN 9A515 or a MERCE CONTROL LIST ORDER OF RE- ‘‘600 series’’ ECCN. VIEW (i) Step 4.a. Determine whether the item would meet the criteria of either paragraphs (a) As described in EAR § 734.3, the EAR (a)(1) or (a)(2) of the ‘‘specially designed’’ govern only items ‘‘subject to the EAR,’’ definition in § 772.1 of the EAR. (These are in- e.g., items not subject to the exclusive juris- formally known as the ‘‘catch’’ paragraphs.) diction of another agency. Thus, for exam- If not applicable, then the item is not within ple, if an item is described in the U.S. Muni- the scope of the ECCN paragraph that con- tions List (USML) (22 CFR Part 121) of the tains a ‘‘specially designed’’ control param- International Traffic in Arms Regulations eter. Skip to Step 5. (ITAR) (22 CFR Parts 120–130), including one (ii) Step 4.b. If the item meets the criteria of its catch-all paragraphs, then the item is of either paragraph (a)(1) or (a)(2) of the a ‘‘defense article’’ subject to the ITAR and ‘‘specially designed’’ definition, then deter- there is no need to review the CCL with re- mine whether any of the provisions of para- spect to whether it describes the item. See 22 graph (b) of the ‘‘specially designed’’ defini- CFR § 120.6 (‘‘Defense article means any item tion would apply. (These are informally or technical data designated in § 121.1 of the known as the ‘‘release’’ provisions.) If so, ITAR. The policy described in § 120.3 is appli- then the item is not within the scope of the cable to designations of additional items’’). ECCN paragraph that contains a ‘‘specially If an item is not described on the USML and designed’’ control parameter. is otherwise ‘‘subject to the EAR,’’ then work through each of the following steps to NOTE TO PARAGRAPH (a)(4): The emphasis determine where the item is covered by the on the word ‘‘control’’ in Steps 4.a and 4.b is CCL or, if it is not covered by the CCL, and deliberate. Some ECCNs use ‘‘specially de- is therefore designated as EAR99. signed’’ as a de-control parameter. If an item (1) Step 1. To classify an item ‘‘subject to would not be classified under a particular the EAR’’ against the CCL, review the gen- ECCN because it falls within the scope of ei- eral characteristics of the item. This will ther subparagraph (a)(1) or (a)(2) of the ‘‘spe- usually guide you to the appropriate cat- cially designed’’ definition, then there is no egory (0 through 9) on the CCL. need to analyze whether any element of (2) Step 2. Once the potentially applicable paragraph (b) of the definition would apply CCL categories are identified, determine to the item. One needs only review the ‘‘re- which product group within the CCL cat- lease’’ provisions in paragraph (b) of the

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‘‘specially designed’’ definition if paragraph (6) Step 6. If the item is not described (a) of the ‘‘specially designed’’ definition ap- under any ECCN of any category of the CCL, plies to the item in a ‘‘control’’ paragraph of then the item is designated as EAR99. EAR99 an ECCN that uses the term ‘‘specially de- items may require a license if destined for a signed.’’ prohibited or restricted end user, end use or (5) Step 5. If an item is not classified by a destination. See paragraphs (g) through (n) ‘‘600 series’’ or in a 9x515 ECCN, then starting of § 732.3 ‘‘Steps Regarding the Ten General from the beginning of the product group ana- Prohibitions,’’ or General Prohibitions Four lyze each ECCN to determine whether any through Ten of part 736 of the EAR for li- other ECCN in that product group describes cense requirements other than those imposed the item. If any ECCN uses the term ‘‘spe- by the CCL. cially designed,’’ see Steps 4.a and 4.b above (b) [Reserved] in paragraphs (a)(4)(i) and (a)(4)(ii) respectively. If the item is described in one of these [78 FR 22735, Apr. 16, 2013, as amended at 79 ECCNs, then the item is classified under that FR 27443, May 13, 2014; 79 FR 32632, June 5, ECCN. 2014]

SUPPLEMENT NO. 5 TO PART 774—ITEMS CLASSIFIED UNDER ECCNS 0A521, 0B521, 0C521, 0D521 AND 0E521 The following table lists items subject to the EAR that are not listed elsewhere in the CCL, but which the Department of Commerce, with the concurrence of the Departments of Defense and State, has identified warrant control for export or reexport because the items provide at least a significant military or intelligence advantage to the United States or for foreign policy reasons.

Item descriptor. Date of initial or Date when the item will be Note: The description must match by subsequent designated EAR99, unless model number or a broader descriptor BIS classification reclassified in another Item-specific license that does not necessarily need to be (ID = initial date; ECCN or the 0Y521 classi- exception eligibility company specific SD = subsequent date) fication is reissued

0A521. Systems, Equipment and Components

No. 1 Targets made of or containing August 8, 2016 (ID) ...... August 8, 2017 ...... License Exception GOV lithium ‘‘specially designed’’ for the under § 740.11(b)(2)(ii) production of tritium by insertion in only the core of a nuclear reactor.

0B521. Test, Inspection and Production Equipment

[Reserved]

0C521. Materials

No. 1 XBS Epoxy system designed to November 16, 2015 (ID) .... November 16, 2016 ...... License Exception GOV obfuscate critical technology compo- under § 740.11(b)(2)(ii) nents against x-ray and terahertz only microscopy imaging attempts.

No. 2 [Reserved] ...... [Reserved] ...... [Reserved] ...... [Reserved]

0D521. Software

[Reserved]

0E521. Technology

No. 1 ‘‘Technology’’ required for the August 8, 2016 (ID) ...... August 8, 2017 ...... License Exception GOV ‘‘development’’ or ‘‘production’’ of under § 740.11(b)(2)(ii) 0A521 No. 1 items. only

[80 FR 70678, Nov. 16, 2015, as amended at 81 FR 52328, Aug. 8, 2016]

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SUPPLEMENT NO. 6 TO PART 774— ter) than 1.1 μm along one or more linear SENSITIVE LIST axis; or (3) A ‘‘unidirectional positioning repeat- NOTE TO SUPPLEMENT NO. 6: While the items ability’’ for jig boring machines equal to or on this list are identified by ECCN rather than less (better) than 1.1 μm along one or more by Wassenaar Arrangement numbering, the item linear axis; descriptions are drawn directly from the (C) Electrical discharge machines (EDM) Wassenaar Arrangement’s Sensitive List. If text controlled under 2B001.d; accompanies an ECCN below, then the Sensitive (D) Deep-hole-drilling machines controlled List is limited to a subset of items classified under 2B001.f; under the specific ECCN or has differing param- (E) ‘‘Numerically controlled’’ or manual eters. machine tools controlled under 2B003. (ii) 2E001—’’Technology’’ according to the (1) Category 1 General Technology Note for the ‘‘development’’ of ‘‘software’’ specified by 2D001 de- (i) 1A002. scribed in this Supplement or for the ‘‘devel- (ii) 1C001. opment’’ of equipment as follows: (iii) 1C007.c. (A) Machine tools for turning (ECCN (iv) 1C010.c and .d. 2B001.a) having two or more axes which can (v) 1C012. be coordinated simultaneously for (vi) 1D002—‘‘Software’’ for the ‘‘develop- ‘‘contouring control’’ having any of the fol- ment’’ of organic ‘‘matrix’’, metal ‘‘matrix’’, lowing: or carbon ‘‘matrix’’ laminates or composites (1) ‘‘Unidirectional positioning repeat- controlled under 1A002, 1C007.c, 1C010.c or ability’’ equal to or less (better) than 0.9 μm 1C010.d. along one or more linear axis with a travel (vii) 1E001—‘‘Technology’’ according to the length less than 1.0 m; or General Technology Note for the ‘‘develop- (2) ‘‘Unidirectional positioning repeat- ment’’ or ‘‘production’’ of equipment and ability’’ equal to or less (better) than 1.1 μm materials controlled under 1A002, 1C001, along one or more linear axis with a travel 1C007.c, 1C010.c, 1C010.d, or 1C012. length equal to or greater than 1.0 m (viii) 1E002.e and .f. (B) Machine tools for milling (ECCN (2) Category 2 2B001.b) having any of the following: (1) Three linear axes plus one rotary axis (i) 2D001—‘‘Software,’’ other than that con- which can be coordinated simultaneously for trolled by 2D002, specially designed for the ‘‘contouring control’’ having any of the fol- ‘‘development’’ or ‘‘production’’ of equip- lowing: ment as follows: (a) ‘‘Unidirectional positioning repeat- (A) Machine tools for turning (ECCN ability’’ equal to or less (better) than 0.9 μm 2B001.a) having two or more axes which can along one or more linear axis with a travel be coordinated simultaneously for length less than 1.0 m; or ‘‘contouring control’’ having any of the fol- (b) ‘‘Unidirectional positioning repeat- lowing: ability’’ equal to or less (better) than 1.1 μm (1) ‘‘Unidirectional positioning repeat- along one or more linear axis with a travel ability’’ equal to or less (better) than 0.9 μm length equal to or greater than 1.0 m; along one or more linear axis with a travel (2) Specified by 2B001.b.2.a, 2B001.b.2.b or length less than 1.0 m; or 2B001.b.2.c and having a ‘‘unidirectional posi- (2) ‘‘Unidirectional positioning repeat- tioning repeatability’’ equal to or less (bet- ability’’ equal to or less (better) than 1.1 μm ter) than 1.1 μm along one or more linear along one or more linear axis with a travel axis; or length equal to or greater than 1.0 m; (3) A ‘‘unidirectional positioning repeat- (B) Machine tools for milling (ECCN ability’’ for jig boring machines equal to or 2B001.b) having any of the following: less (better) than 1.1 μm along one or more (1) Three linear axes plus one rotary axis linear axis; which can be coordinated simultaneously for (C) Electrical discharge machines (EDM) ‘‘contouring control’’ having any of the fol- controlled under 2B001.d; lowing: (D) Deep-hole-drilling machines controlled (a) ‘‘Unidirectional positioning repeat- under 2B001.f; ability’’ equal to or less (better) than 0.9 μm (E) ‘‘Numerically controlled’’ or manual along one or more linear axis with a travel machine tools controlled under 2B003. length less than 1.0 m; or (iii) 2E002—‘‘Technology’’ according to the (b) ‘‘Unidirectional positioning repeat- General Technology Note for the ‘‘produc- ability’’ equal to or less (better) than 1.1 μm tion’’ of equipment as follows: along one or more linear axis with a travel (A) Machine tools for turning (ECCN length equal to or greater than 1.0 m; 2B001.a) having two or more axes which can (2) Specified by 2B001.b.2.a, 2B001.b.2.b or be coordinated simultaneously for 2B001.b.2.c and having a ‘‘unidirectional posi- ‘‘contouring control’’ having any of the fol- tioning repeatability’’ equal to or less (bet- lowing:

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(1) ‘‘Unidirectional positioning repeat- TeraFLOPS (WT), or ‘‘software’’ controlled ability’’ equal to or less (better) than 0.9 μm under the specific provisions of 4D001 de- along one or more linear axis with a travel scribed in this Supplement. length less than 1.0 m; or (2) ‘‘Unidirectional positioning repeat- (5) Category 5—Part 1 ability’’ equal to or less (better) than 1.1 μm (i) 5A001.b.3, .b.5, and .h. along one or more linear axis with a travel (ii) 5B001.a—Equipment and ‘‘specially de- length equal to or greater than 1.0 m; signed’’ components or ‘‘accessories’’ there- (B) Machine tools for milling (ECCN for, ‘‘specially designed’’ for the ‘‘develop- 2B001.b) having any of the following: ment’’ or ‘‘production’’ of equipment, func- (1) Three linear axes plus one rotary axis tions or features controlled under 5A001.b.3, which can be coordinated simultaneously for b.5, or .h. ‘‘contouring control’’ having any of the fol- (iii) 5D001.a—‘‘Software’’ ‘‘specially de- lowing: signed’’ for the ‘‘development’’ or ‘‘produc- (a) ‘‘Unidirectional positioning repeat- tion’’ of equipment, functions or features ability’’ equal to or less (better) than 0.9 μm controlled under 5A001.b.3, b.5, or .h. along one or more linear axis with a travel (iv) [Reserved] length less than 1.0 m; or (v) 5E001.a—‘‘Technology’’ according to the (b) ‘‘Unidirectional positioning repeat- General Technology Note for the ‘‘develop- ability’’ equal to or less (better) than 1.1 μm ment’’ or ‘‘production’’ of equipment, func- along one or more linear axis with a travel tions or features controlled under 5A001.b.3, length equal to or greater than 1.0 m; b.5, or .h or ‘‘software’’ described in this Sup- (2) Specified by 2B001.b.2.a, 2B001.b.2.b or plement’s description of 5D001.a. 2B001.b.2.c and having a ‘‘unidirectional positioning repeatability’’ equal to or less (bet- (6) Category 6 ter) than 1.1 μm along one or more linear (i) 6A001.a.1.b—Systems or transmitting axis; or and receiving arrays, designed for object de- (3) A ‘‘unidirectional positioning repeat- tection or location, having any of the fol- ability’’ for jig boring machines equal to or lowing: less (better) than 1.1 μm along one or more (A) A transmitting frequency below 5 kHz linear axis; or a sound pressure level exceeding 224 dB (C) Electrical discharge machines (EDM) (reference 1 μPa at 1 m) for equipment with controlled under 2B001.d; an operating frequency in the band from 5 (D) Deep-hole-drilling machines controlled kHz to 10 kHz inclusive; under 2B001.f; (B) Sound pressure level exceeding 224 dB (E) ‘‘Numerically controlled’’ or manual (reference 1 μPa at 1 m) for equipment with machine tools controlled under 2B003. an operating frequency in the band from 10 (3) Category 3 kHz to 24 kHz inclusive; (C) Sound pressure level exceeding 235 dB (i) 3A002.g.1. (reference 1 μPa at 1 m) for equipment with (ii) 3D001—‘‘Software’’ ‘‘specially dean operating frequency in the band between signed’’ for the ‘‘development’’ or ‘‘produc- 24 kHz and 30 kHz; tion’’ of equipment controlled under (D) Forming beams of less than 1° on any 3A002.g.1. axis and having an operating frequency of (iii) 3E001—‘‘Technology’’ according to the less than 100 kHz; General Technology Note for the ‘‘develop- (E) Designed to operate with an unambig- ment’’ or ‘‘production’’ of equipment con- uous display range exceeding 5,120 m; or trolled under 3A002.g.1. (F) Designed to withstand pressure during normal operation at depths exceeding 1,000 m (4) Category 4 and having transducers with any of the fol- (i) 4A001.a.2. lowing: (ii) 4D001—‘‘Software’’ ‘‘specially de- (1) Dynamic compensation for pressure; or signed’’ for the ‘‘development’’ or ‘‘produc- (2) Incorporating other than lead zirconate tion’’ of equipment controlled under ECCN titanate as the transduction element; 4A001.a.2 or for the ‘‘development’’ or ‘‘pro- (ii) 6A001.a.1.e. duction’’ of (iii) 6A001.a.2.a.1, a.2.a.2, a.2.a.3, a.2.a.5, and ‘‘digital computers’’ having an ’Adjusted a.2.a.6. Peak Performance’ (’APP’) exceeding 16 (iv) 6A001.a.2.b. Weighted TeraFLOPS (WT). (v) 6A001.a.2.c—Processing equipment, (iii) 4E001—‘‘Technology’’ according to the ‘‘specially designed’’ for real time applica- General Technology Note for the ‘‘develop- tion with towed acoustic hydrophone arrays, ment’’ or ‘‘production’’ of any of the fol- having ‘‘user-accessible programmability’’ lowing equipment or ‘‘software’’: equipment and time or frequency domain processing and controlled under ECCN 4A001.a.2, ‘‘digital correlation, including spectral analysis, dig- computers’’ having an ’Adjusted Peak Per- ital filtering and beamforming using Fast formance’ (’APP’) exceeding 16 Weighted Fourier or other transforms or processes.

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(vi) 6A001.a.2.d. b. ‘ Staring Arrays’ having less than 256 (vii) 6A001.a.2.e. elements. (viii) 6A001.a.2.f—Processing equipment, TECHNICAL NOTES: a. ‘ Scanning Arrays’ are ‘‘specially designed’’ for real time applica- defined as ‘‘focal plane arrays’’ designed for tion with bottom or bay cable systems, hav- use with a scanning optical system that im- ing ‘‘user-accessible programmability’’ and ages a scene in a sequential manner to time or frequency domain processing and produce an image; correlation, including spectral analysis, dig- b. ‘ Staring Arrays’ are defined as ‘‘focal ital filtering and beamforming using Fast plane arrays’’ designed for use with a non- Fourier or other transforms or processes. scanning optical system that images a scene. (ix) 6A002.a.1.a, a.1.b, and a.1.c. NOTE 6: 6A002.a.3 does not apply to the fol- (x) 6A002.a.1.d. lowing ‘‘focal plane arrays’’ in this List: (xi) 6A002.a.2.a—Image intensifier tubes a. Gallium Arsenide (GaAs) or Gallium having all of the following: Aluminum Arsenide (GaAlAs) quantum well (A) A peak response in the wavelength ‘‘focal plane arrays’’ having less than 256 ele- range exceeding 400 nm but not exceeding ments; 1,050 nm; b. Microbolometer ‘‘focal plane arrays’’ (B) Electron image amplification using any having less than 8,000 elements. of the following: NOTE 7: 6A002.a.3.g does not apply to the (1) A microchannel plate for electron linear (1-dimensional) ‘‘focal plane arrays’’ image amplification with a hole pitch (cen- ‘‘specially designed’’ or modified to achieve ‘ ter-to-center spacing) of 12 μm or less; or charge multiplication’ having 4,096 elements (2) An electron sensing device with a non- or less. binned pixel pitch of 500 μm or less, ‘‘spe- NOTE 8: 6A002.a.3.g. does not apply to the cially designed’’ or modified to achieve ‘ non-linear (2-dimensional) ‘‘focal plane ar- charge multiplication’ other than by a rays’’ ‘‘specially designed’’ or modified to microchannel plate; and achieve ‘ charge multiplication’ having a (C) Any of the following photocathodes: maximum linear dimension of 4,096 elements (1) Multialkali photocathodes (e.g., S–20 and a total of 250,000 elements or less. and S–25) having a luminous sensitivity ex- (xiv) 6A002.b. ceeding 700 μA/lm; (xv) 6A002.c—‘ Direct view’ imaging equip- (2) GaAs or GaInAs photocathodes; or ment incorporating any of the following: (3) Other ‘‘III–V compound’’ semiconductor (A) Image intensifier tubes having the photocathodes having a maximum ‘‘radiant characteristics listed in this Supplement’s sensitivity’’ exceeding 10 mA/W. description of 6A002.a.2.a or 6A002.a.2.b; (xii) 6A002.a.2.b. (B) ‘‘Focal plane arrays’’ having the char- (xiii) 6A002.a.3—Subject to the following acteristics listed in this Supplement’s de- additional notes: scription of 6A002.a.3; or NOTE 1: 6A002.a.3 does not apply to the fol- (C) Solid-state detectors having the char- lowing ‘‘focal plane arrays’’ in this Supple- acteristics listed in 6A002.a.1. ment: (xvi) 6A003.b.3—Imaging cameras incor- a. Platinum Silicide (PtSi) ‘‘focal plane ar- porating image intensifier tubes having the rays’’ having less than 10,000 elements; characteristics listed in this Supplement’s b. Iridium Silicide (IrSi) ‘‘focal plane ar- description of 6A002.a.2.a or 6A002.a.2.b rays.’’ NOTE: 6A003.b.3 does not apply to imaging NOTE 2: 6A002.a.3 does not apply to the fol- cameras ‘‘specially designed’’ or modified for lowing ‘‘focal plane arrays’’ in this Supple- underwater use. ment: (xvii) 6A003.b.4—Imaging cameras incor- a. Indium Antimonide (InSb) or Lead Sele- porating ‘‘focal plane arrays’’ having any of nide (PbSe) ‘‘focal plane arrays’’ having less the following: than 256 elements; (A) Incorporating ‘‘focal plane arrays’’ b. Indium Arsenide (InAs) ‘‘focal plane ar- specified by this Supplement’s description of rays’’; 6A002.a.3.a to 6A002.a.3.e; c. Lead Sulphide (PbS) ‘‘focal plane ar- (B) Incorporating ‘‘focal plane arrays’’ rays’’; specified by this Supplement’s description of d. Indium Gallium Arsenide (InGaAs) 6A002.a.3.f; or ‘‘focal plane arrays.’’ (C) Incorporating ‘‘focal plane arrays’’ NOTE 3: 6A002.a.3 does not apply to Mer- specified by this Supplement’s description of cury Cadmium Telluride (HgCdTe) ‘‘focal 6A002.a.3.g. plane arrays’’ as follows in this Supplement: NOTE 1: ‘ Imaging cameras’ described in a. ‘ Scanning Arrays’ having any of the fol- 6A003.b.4 include ‘‘focal plane arrays’’ com- lowing: bined with sufficient ‘‘signal processing’’ 1. 30 elements or less; or electronics, beyond the read out integrated 2. Incorporating time delay-and-integra- circuit, to enable as a minimum the output tion within the element and having 2 ele- of an analog or digital signal once power is ments or less; supplied.

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NOTE 2: 6A003.b.4.a does not control imag- removed from the vehicle for which it was ing cameras incorporating linear ‘‘focal intended. plane arrays’’ with twelve 12 elements or NOTE: When necessary, details of the items fewer, not employing time-delay-and-inte- will be provided, upon request, to the Bureau gration within the element, and designed for of Industry and Security in order to ascer- any of the following: tain compliance with the conditions de- a. Industrial or civilian intrusion alarm, scribed in Note 3.b.4 and Note 3.c in this Note traffic or industrial movement control or to 6A003.b.4.b. counting systems; NOTE 4: 6A003.b.4.c does not apply to ‘ im- b. Industrial equipment used for inspection aging cameras’ having any of the following or monitoring of heat flows in buildings, characteristics: equipment or industrial processes; a. Having all of the following: c. Industrial equipment used for inspec- 1. Where the camera is ‘‘specially de- tion, sorting or analysis of the properties of signed’’ for installation as an integrated materials; component into indoor and wall-plug-oper- d. Equipment ‘‘specially designed’’ for lab- ated systems or equipment, limited by de- oratory use; or sign for a single kind of application, as fol- e. Medical equipment. lows: NOTE 3: 6A003.b.4.b does not control imag- a. Industrial process monitoring, quality ing cameras having any of the following control, or analysis of the properties of ma- characteristics: terials; a. A maximum frame rate equal to or less b. Laboratory equipment ‘‘specially de- than 9 Hz; signed’’ for scientific research; b. Having all of the following: c. Medical equipment; d. Financial fraud detection equipment; 1. Having a minimum horizontal or and vertical ‘ Instantaneous-Field-of-View 2. Is only operable when installed in any of (IFOV)’ of at least 10 mrad/pixel the following: (milliradians/pixel); a. The system(s) or equipment for which it 2. Incorporating a fixed focal-length lens was intended; or that is not designed to be removed; b. A ‘‘specially designed’’, authorized 3. Not incorporating a ‘ direct view’ dis- maintenance facility; and play; and 3. Incorporates an active mechanism that TECHNICAL NOTE: ‘ Direct view’ refers to an forces the camera not to function when it is imaging camera operating in the infrared removed from the system(s) or equipment for spectrum that presents a visual image to a which it was intended; human observer using a near-to-eye micro b. Where the camera is ‘‘specially de- display incorporating any light-security signed’’ for installation into a civilian pas- mechanism. senger land vehicle of less than 3 tonnes 4. Having any of the following: (gross vehicle weight), or passenger and vehi- a. No facility to obtain a viewable image of cle ferries having a length overall (LOA) 65 the detected field-of-view; or m or greater, and having all of the following: b. The camera is designed for a single kind 1. Is only operable when installed in any of of application and designed not to be user the following: modified; or a. The civilian passenger land vehicle or TECHNICAL NOTE: ‘ Instantaneous Field of passenger and vehicle ferry for which it was View (IFOV)’ specified in Note 3.b is the less- intended; or er figure of the ‘ Horizontal FOV’ or the ‘ b. A ‘‘specially designed’’, authorized Vertical FOV’. maintenance test facility; and ‘ Horizontal IFOV’ = horizontal Field of 2. Incorporates an active mechanism that View (FOV)/number of horizontal detector forces the camera not to function when it is elements removed from the vehicle for which it was ‘ Vertical IFOV’= vertical Field of View intended; (FOV)/number of vertical detector elements. c. Limited by design to have a maximum c. Where the camera is ‘‘specially de- ‘‘radiant sensitivity’’ of 10 mA/W or less for signed’’ for installation into a civilian pas- wavelengths exceeding 760 nm, having all of senger land vehicle of less than 3 tonnes the following: three tons (gross vehicle weight) and having 1. Incorporating a response limiting mech- all of the following: anism designed not to be removed or modi- 1. Is operable only when installed in any of fied; and the following: 2. Incorporates an active mechanism that a. The civilian passenger land vehicle for forces the camera not to function when the which it was intended; or response limiting mechanism is removed; b. A ‘‘specially designed’’, authorized and maintenance test facility; and 3. Not ‘‘specially designed’’ or modified for 2. Incorporates an active mechanism that underwater use; or forces the camera not to function when it is d. Having all of the following:

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1. Not incorporating a ‘ direct view’ or (iv) [Reserved] electronic image display; (v) 7D004.a to .d and .g. 2. Has no facility to output a viewable (vi) 7E001. image of the detected field of view; (vii) 7E002. 3. The ‘‘focal plane array’’ is only operable when installed in the camera for which it (8) Category 8 was intended; and (i) 8A001.b to .d. 4. The ‘‘focal plane array’’ incorporates an (ii) 8A002.b—Systems ‘‘specially designed’’ active mechanism that forces it to be perma- or modified for the automated control of the nently inoperable when removed from the motion of submersible vehicles specified by camera for which it was intended. 8A001.b through .d using navigation data NOTE: When necessary, details of the item having closed loop servo-controls and having will be provided, upon request, to the Bureau any of the following: of Industry and Security in order to ascer- (A) Enabling a vehicle to move within 10 m tain compliance with the conditions de- of a predetermined point in the water col- scribed in Note 4 above. umn; NOTE 5: 6A003.b.4.c does not apply to imag- (B) Maintaining the position of the vehicle ing cameras ‘‘specially designed’’ or modified within 10 m of a predetermined point in the for underwater use. water column; or (xviii) 6A003.b.5. (C) Maintaining the position of the vehicle (xix) 6A004.c. within 10 m while following a cable on or (xx) 6A004.d. under the seabed. (xxi) 6A006.a.1. (iii) 8A002.h and .j. (xxii) 6A006.a.2—‘‘Magnetometers’’ using (iv) 8A002.o.3. optically pumped or nuclear precession (pro- (v) 8A002.p. ton/Overhauser) ‘‘technology’’ having a ‘ sen- (vi) 8D001—‘‘Software’’ ‘‘specially de- sitivity’ lower (better) than 2 pT (rms) per signed’’ for the ‘‘development’’ or ‘‘produc- square root Hz. tion’’ of equipment in 8A001.b to .d, 8A002.b (xxiii) 6A006.c.1—‘‘Magnetic gradiometers’’ (as described in this Supplement), 8A002.h, using multiple ‘‘magnetometers’’ specified 8A002.j, 8A002.o.3, or 8A002.p. by 6A006.a.1 or this Supplement’s description (vii) 8D002. of 6A006.a.2. (viii) 8E001—‘‘Technology’’ according to (xxiv) 6A006.d—‘‘Compensation systems’’ the General Technology Note for the ‘‘devel- for the following: opment’’ or ‘‘production’’ of equipment spec- (A) Magnetic sensors specified by 6A006.a.2 ified by 8A001.b to .d, 8A002.b (as described in and using optically pumped or nuclear this Supplement), 8A002.h, 8A002.j, 8A002.o.3, precession (proton/Overhauser) ‘‘technology’’ or 8A002.p. that will permit these sensors to realize a ‘ (ix) 8E002.a. sensitivity’ lower (better) than 2 pT rms per square root Hz. (9) Category 9 (B) Underwater electric field sensors specified by 6A006.b. (i) 9A011. (C) ‘‘Magnetic gradiometers’’ specified by (ii) 9B001. 6A006.c. that will permit these sensors to re- (iii) 9D001—‘‘Software’’ ‘‘specially de- alize a ‘ sensitivity’ lower (better) than 3 pT/ signed’’ or modified for the ‘‘development’’ m rms per square root Hz. of equipment or ‘‘technology,’’ specified by (xxv) 6A006.e—Underwater electromagnetic 9A011, 9B001.b. 9E003.a.1, 9E003.a.2 to a.5 or receivers incorporating ‘‘magnetometers’’ 9E003.a.8 or 9E003.h. specified by 6A006.a.1 or this Supplement’s (iv) 9D002—‘‘Software’’ ‘‘specially de- description of 6A006.a.2. signed’’ or modified for the ‘‘production’’ of (xxvi) 6A008.d, .h, and .k. equipment specified by 9A011 or 9B001.b. (xxvii) 6B008. (v) 9D004.a and .c. (xxviii) 6D001—‘‘Software’’ ‘‘specially de- (vi) 9E001. signed’’ for the ‘‘development’’ or ‘‘produc- (vii) 9E002. tion’’ of equipment specified by 6A004.c, (viii) [Reserved] 6A004.d, 6A008.d, 6A008.h, 6A008.k, or 6B008. (ix) 9E003.a.1 to a.5, a.8. (xxix) 6D003.a. (x) 9E003.h. (xxx) 6E001. [78 FR 22736, Apr. 16, 2013, as amended at 79 (xxxi) 6E002—‘‘Technology’’ according to FR 45307, Aug. 4, 2014; 80 FR 29455, May 21, the General Technology Note for the ‘‘pro- 2015; 81 FR 64691, Sept. 20, 2016; 82 FR 38819, duction’’ of equipment specified by the 6A or Aug. 15, 2017] 6B provisions described in this Supplement. (7) Category 7 SUPPLEMENT NO. 7 TO PART 774—VERY SENSITIVE LIST (i) 7D002. (ii) 7D003.a. NOTE TO SUPPLEMENT NO. 7: While the items (iii) 7D003.b. on this list are identified by ECCN rather than

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by Wassenaar Arrangement numbering, the item (vii) 6A002.a.1.c. descriptions are drawn directly from the (viii) 6B008. Wassenaar Arrangement’s Very Sensitive List, (ix) 6D001—‘‘Software’’ ‘‘specially de- which is a subset of the Wassenaar Arrange- signed’’ for the ‘‘development’’ or ‘‘produc- ment’s Sensitive List. If text accompanies an tion’’ of equipment specified by 6B008. ECCN below, then the Very Sensitive List is lim- (x) 6D003.a. ited to a subset of items classified under the spe- (xi) 6E001—‘‘Technology’’ according to the cific ECCN or has differing parameters. General Technology Note for the ‘‘development’’ of equipment or ‘‘software’’ specified (1) Category 1 by the 6A, 6B, or 6D provisions described in (i) 1A002.a. this Supplement. (ii) 1C001. (xii) 6E002—‘‘Technology’’ according to the (iii) 1C012. General Technology Note for the ‘‘produc- (iv) 1E001—‘‘Technology’’ according to the tion’’ of equipment specified by the 6A or 6B General Technology Note for the ‘‘develop- provisions described in this Supplement. ment’’ or ‘‘production’’ of equipment and materials specified by 1A002.a, 1C001, or (4) Category 7 1C012. (i) 7D003.a. (2) Category 5—Part 1 (ii) 7D003.b. (i) 5A001.b.5. (5) Category 8 (ii) 5A001.h. (iii) 5D001.a—‘‘Software’’ ‘‘specially de- (i) 8A001.b. signed’’ for the ‘‘development’’ or ‘‘produc- (ii) 8A001.d. tion’’ of equipment, functions or features (iii) 8A002.o.3.b. specified by 5A001.b.5 or 5A001.h. (iv) 8D001—‘‘Software’’ ‘‘specially de- (iv) 5E001.a—‘‘Technology’’ according to signed’’ for the ‘‘development’’ or ‘‘produc- the General Technology Note for the ‘‘devel- tion’’ of equipment specified by 8A001.b, opment’’ or ‘‘production’’ of equipment, 8A001.d, or 8A002.o.3.b. functions, features or ‘‘software’’ specified (v) 8E001—‘‘Technology’’ according to the by 5A001.b.5, 5A001.h, or 5D001.a. General Technology Note for the ‘‘development’’ or ‘‘production’’ of equipment speci- (3) Category 6 fied by 8A001.b, 8A001.d, or 8A002.o.3.b. (i) 6A001.a.1.b.1—Systems or transmitting and receiving arrays, designed for object de- (6) Category 9 tection or location, having a sound pressure (i) 9A011. μ level exceeding 210 dB (reference 1 Pa at 1 (ii) 9D001—‘‘Software’’ ‘‘specially de- m) and an operating frequency in the band signed’’ or modified for the ‘‘development’’ from 30 Hz to 2 kHz. of equipment or ‘‘technology’’ specified by (ii) 6A001.a.2.a.1 to a.2.a.3, a.2.a.5, or a.2.a.6. 9A011, 9E003.a.1, or 9E003.a.3.a. (iii) 6A001.a.2.b. (iv) 6A001.a.2.c—Processing equipment, (iii) 9D002—‘‘Software’’ ‘‘specially de- ‘‘specially designed’’ for real time applica- signed’’ or modified for the ‘‘production’’ of tion with towed acoustic hydrophone arrays, equipment specified by 9A011. having ‘‘user accessible programmability’’ (iv) 9E001—‘‘Technology’’ according to the and time or frequency domain processing and General Technology note for the ‘‘develop- correlation, including spectral analysis, dig- ment’’ of equipment or ‘‘software’’ specified ital filtering and beamforming using Fast by 9A011 or this Supplement’s description of Fourier or other transforms or processes. 9D001 or 9D002. (v) 6A001.a.2.e. (v) 9E002—‘‘Technology’’ according to the (vi) 6A001.a.2.f—Processing equipment, General Technology Note for the ‘‘produc- ‘‘specially designed’’ for real time application’’ of equipment specified by 9A011. tion with bottom or bay cable systems, hav- (vi) 9E003.a.1. ing ‘‘user accessible programmability’’ and (vii) 9E003.a.3.a. time or frequency domain processing and [78 FR 22736, Apr. 16, 2013] correlation, including spectral analysis, digital filtering and beamforming using Fast Fourier or other transforms or processes. PARTS 775–780 [RESERVED]

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