GLOBAL FRAUD & FINANCIAL CRIME | SEPTEMBER 15-17, 2020 | VIRTUAL EVENT FREE TO ATTEND*

GLOBAL FRAUD & FINANCIAL CRIME 3RD ANNUAL | SEPTEMBER 15-17, 2020 | VIRTUAL EVENT

Analyzing the risks to determine the solutions in combating Fraud and Financial Crime

KEY TOPICS BEING COVERED INCLUDE: COVID-19 APPLICATION FRAUD INTERNAL FRAUD Reviewing the impact of COVID-19 on Detection and identification of fraudulent Identifying internal weaknesses and increased fraudulent activity applications ensuring consistent employee checks GLOBAL COLLABORATION SANCTIONS RISK CULTURE Developing collaboration efforts across Ensuring compliance with global Developing an effective risk culture and institutions and jurisdictions sanctions requirements setting the tone from the top APP FRAUD AI & MACHINE LEARNING TRANSACTION MONITORING Mitigating against authorised Next generation of fraud and financial Reviewing emerging trends in transaction push payment fraud crime prevention techniques monitoring to detect fraudulent activity

SPEAKERS INCLUDE

Sabeena Liconte Andrew Barnett Andrew Jensen Lester Joseph Head of Legal Head of Fraud Management Global Head of Sanctions Head, Global Financial and Compliance Nordea Scotiabank Crimes Intelligence Group BOC International (USA) & Company

Tim Lutz Corey A. Reason Jayati Chaudhury Dr Liliya Gelemerova Director, Financial Head of Compliance Financial Crime, AML Director, Senior Financial Intelligence Unit Clarien Limited Transaction Monitoring, Crime Advisor U.S. Bank Global IB Lead Commerzbank AG Barclays CO-SPONSORS: ASSOCIATE SPONSOR: CPE ACCREDITATION:

[email protected] | +44 (0) 207 164 6582 / +1 888 677 7007 www.cefpro.com/global-fraud GLOBAL FRAUD & FINANCIAL CRIME | SEPTEMBER 15-17, 2020 | VIRTUAL EVENT

CO-SPONSORS: Aerospike, the global leader in next-generation, real-time NoSQL data solutions, powers payment transactions and machine learning for fraud prevention at unprecedented speed, scale and low TCO. Aerospike customers lead their industries with better decisioning to predict, detect, and prevent fraud while adapting to fast-changing attack patterns. Aerospike reduces more false positives in real-time with the ability to combine streaming transactional data with historical data in a friction-free experience. Aerospike customers include The European Central Bank, Barclays, PayPal, SPONSORSHIP & LexisNexis Risk Solutions, Charles Schwab and Airtel Payments. EXHIBITION Advance your branding, Comarch prides itself on being one of the awareness, industry expertise, leading software houses in Europe with over thought-leadership and lead- 6000 employees worldwide and multiple successful projects carried out for the largest generation at the upcoming international brands. With 20 years’ experience in the industry, Comarch Financial Global Fraud & Financial Crime Services, a business sector within the Comarch Capital Group, specializes in developing Virtual Event. sophisticated software and IT systems for major financial institutions in banking, insurance and capital markets. Sponsorship and exhibition with The Center for Financial We focus on innovation, with large-scale R&D expenditure and highly qualified IT Professionals offers unique engineers directly involved in R&D across Europe. On top of what we do, our first priority networking, brand recognition is cyber security – it has been so since our very first IT project in the mid-nineties. We and thought-leadership place special emphasis on strong user authentication and authorization as well as fraud deliverance opportunities with prevention methods. Our expertise has gained worldwide recognition with a significant senior risk professionals from portfolio of clients from major financial groups in more than 30 countries. around the world. Our business development team will tailor the Pindrop® solutions are leading the way in the right package for you. We do future of voice by establishing the standard everything we can to help you for security, identity and trust for every voice get your marketing message interaction. Pindrop solutions protect some of the biggest , insurers and retailers in across and also to benchmark the world using patented technology that extracts an unrivalled amount of intelligence the return on your investment. from every call encountered. Pindrop solutions help detect fraudsters and authenticate callers, reducing fraud and operational costs, while improving the customer experience and protecting brand reputation. Pindrop is a privately held company, founded in 2011, it For more information please call is venture- backed by Andreessen Horowitz, Citi Ventures, Felicis Ventures, CapitalG, GV us on +1 888 677 7007 or email and IVP. Pindrop’s HQ is in Atlanta, GA, USA, with European offices in & Paris. [email protected]

ThreatFabric experts are actively helping the financial industry by providing both cyber security and threat intelligence solutions. The ideal combination to connect all the dots and provide the right context to fight cybercrime.

Our Mobile Threat Intelligence (MTI) solution provides a strategic and contextual overview of the threat-landscape, as well as in-depth tactical information to make the intelligence actionable. MTI prevents financially motivated threat actors from being EARN CPE CREDITS successful. Prerequisites: Knowledge of financial risk management Our Client Side Detection (CSD) solution provides a real-time risk overview of the Advanced Preparation: No advanced Web and Mobile channels, by detecting known and unknown threats. By doing so, preparation is required CSD enables immediate, automated and scalable online fraud prevention and risk Program Level: Intermediate to remediation. advanced Delivery Method: Group-live The Center For Financial Professionals is ASSOCIATE SPONSOR: registered with the National Association of State Boards of Accountancy (NASBA) as a sponsor of continuing professional education on the National Registry of CPE Sponsors. State boards of accountancy have final authority on the acceptance EXHIBITOR: of individual courses for CPE credit. Complaints regarding registered sponsors may be submitted to the National Registry of CPE Sponsors through its website: www.learningmarket.org

[email protected] | +44 (0) 207 164 6582 / +1 888 677 7007 www.cefpro.com/global-fraud GLOBAL FRAUD & FINANCIAL CRIME | SEPTEMBER 15-17, 2020 | VIRTUAL EVENT

AGENDA

SEPTEMBER 15, 2020 10:00 ET / 3:00PM BST

10:00 CHAIR’S OPENING REMARKS INTERNAL FRAUD 11:50 Identifying internal weaknesses and vetting controls to detect internal fraud COVID-19 PANEL DISCUSSION • Vetting individuals 10:10 Mitigating increased fraudulent activity in the wake of • Staff sharing control weaknesses or aiding in fraudulent activity COVID-19 and global government relief efforts • Technology to identify weaknesses • Increasing due diligence to ensure accuracy of applications • Vetting controls • Limiting application fraud • Anti-Corruption in the financial sector • Increased risk with high percentages of workforces working from home Vinaya Parvate, Global Head, Fraud Risk Oversight for Institutional • Long term economic impacts Client Group and Citi Commercial Bank, Citi Sabeena Liconte, Head of Legal and Compliance, BOC International (USA) 12:20 NETWORKING BREAK IN EXHIBITION HALL

APPLICATION FRAUD 10:45 Detecting and preventing application fraud and 12:35 Session reserved, details to follow shortly developing identification practices to mitigate the risk • Detecting fraudulent loan applications • Defining and determining intent to pay back 12:55 Interactive roundtable discussions: • Tracking historical data for pattern detection • CeFPro will organize a series of roundtable discussions, with limited • Calculating losses from application fraud capacity to allow for interaction and debate, on a series of topics and • Impact on losses during COVID-19 themes. • Seats will be able on a first come, first served basis, and topics will be made available shortly 11:15 NETWORKING BREAK IN EXHIBITION HALL 1:25 CHAIR’S CLOSING REMARKS 11:30 Session reserved, details to follow shortly

SEPTEMBER 16, 2020 10:00 ET / 3:00PM BST

10:00 CHAIR’S OPENING REMARKS 11:40 Ensuring sanctions compliance with an ever-changing global sanctions landscape GLOBAL COLLABORATION – PANEL DISCUSSION • Achieving OFAC policy goals from a private sector perspective 10:10 Developing global collaborative efforts to mitigate risks of • Sanctions compliance for U.S. v. non-U.S. financial institutions fraudulent activities and limiting reputational risks • Practices and activities outlined in enforcement actions • Defining terrorism to mitigate risk of terrorism financing • Risk-based approach to addressing sanctions requirements • National and international challenges for tax avoidance and evasion • Implementation issues with sanctions compliance • Data sharing across institutions • Understanding the risk of doing business with certain customer types • Real time monitoring and access to data and money leaving the bank • Screening system tuning and optimization • Building out technology infrastructure internally Andrew Jensen, Global Head of Sanctions, Scotiabank Andrew Barnett, Head of Fraud Management, Nordea Lester Joseph, Head, Global Financial Crimes Intelligence Group, Wells 12:00 Session reserved, details to follow shortly Fargo & Company Corey A. Reason, Head of Compliance, Clarien Bank Limited 12:20 NETWORKING BREAK IN EXHIBITION HALL Dr Liliya Gelemerova, Director, Senior Financial Crime Advisor, Commerzbank AG 12:35 Interactive roundtable discussions: • CeFPro will organize a series of roundtable discussions, with limited 10:45 The hidden fraud you didn’t know existed - Uncovering capacity to allow for interaction and debate, on a series of topics and current and future threats themes. • Fraudsters harvesting data & money through voice • Seats will be able on a first come, first served basis, and topics will be • Deep fakes made available shortly • The technology behind the synthetic voice and how it can materialise • Fraud in the IVR RISK CULTURE – PANEL DISCUSSION • Fraudster tactics & trends 1:05 Building an effective risk culture and delivering the tone Vijay Balasubramaniyan, Co-Founder, CEO & CTO, Pindrop from the top to set high standards • Balancing protecting the client with mitigating fraud and financial crime risks 11:05 NETWORKING BREAK IN EXHIBITION HALL • Tone at the top • Pushing protocols within an organisation SANCTIONS – DOUBLE PRESENTATION • Engaging colleagues across the institution 11:20 Introduction to Sanctions Administered by the U.S. • Utilising automation to drive-up engagement Department of the Treasury’s Office of Foreign Assets Control • Prioritisation of challenges in an increasingly fast-paced, automated (OFAC) environment • Introduction to OFAC and overview of sanctions • The benefits of experiencing roles across 3 lines of defence • Recent OFAC enforcement actions Mark Brotherton, Director, Fraud and Financial Crime, Lloyds Banking • Overview of Compliance Commitments Group • Risk-based compliance Lordine Huggins, Head of Controls, Commerzbank AG • OFAC’s interaction with regulators Wies Wagenaar, Head of Compliance and Ethics, Alexa Molleur Compliance Officer, U.S. Department of the Treasury, ABM AMRO Office of Foreign Assets Control 1:40 CHAIR’S CLOSING REMARKS

[email protected] | +44 (0) 207 164 6582 / +1 888 677 7007 www.cefpro.com/global-fraud GLOBAL FRAUD & FINANCIAL CRIME | SEPTEMBER 15-17, 2020 | VIRTUAL EVENT

SEPTEMBER 17, 2020 10:00 ET / 3:00PM BST

10:00 CHAIR’S OPENING REMARKS 11:15 NETWORKING BREAK IN EXHIBITION HALL

AUTHORISED PUSH PAYMENT FRAUD + SOCIAL ENGINEERING 11:30 Interactive roundtable discussions: 10:10 Exploring the latest trends within authorised push payment • CeFPro will organize a series of roundtable discussions, with limited fraud and industry approaches to tackle the problem capacity to allow for interaction and debate, on a series of topics and • Examples of scams themes. • Why the above work and the human factors • Seats will be able on a first come, first served basis, and topics will be • Industry approaches to tackle – what are the core challenges made available shortly • How to prevent customers from sending money – intelligent interruptions / education & awareness / behavioural nudges/slowing down transactions 12:00 Session reserved, details to follow shortly • Industry cooperation Philip Bonhard, Head of Customer Experience – Fraud & Security, 12:20 NETWORKING BREAK IN EXHIBITION HALL

12:35 Session reserved, details to follow shortly AI AND MACHINE LEARNING – PANEL DISCUSSION 10:40 Next generation of fraud and financial crime prevention: Using AI and machine learning to revolutionise compliance TRANSACTION MONITORING • Supervised and unsupervised learning • Limiting false positives to ensure value added 12:55 Emerging trends and challenges in Transaction Monitoring • Explaining to regulators for detection of money laundering/terrorist financing typologies • Expectation, impact and cost of AI • Holistic Surveillance across AML, Fraud and Market Surveillance • Altering rules and thresholds based on algorithm output • Sharing of data across borders – challenges & trends • GDPR implications of black boxes • Governance – increased focus • Cost effectiveness for different sized institutions • Model Validation • Building technology into a sustainable financial crime environment Jayati Chaudhury, Financial Crime, AML Transaction Monitoring, Global • Using technology for competitive advantage IB Lead, Barclays Maarten Ligthart, Head of KYC CoE / Monitoring & Screening, ING Niels Halse, Head of Fraud Prevention and Analytics, Danske Bank Tim Lutz, Director, Financial Intelligence Unit, 1:25 CHAIR’S CLOSING REMARKS U.S. Bank

WHY ATTEND

NETWORKING LIVE Q&A VIRTUAL ROUNDTABLE TECHNOLOGY Ample networking opportunities Throughout the congress DISCUSSIONS Whilst on the virtual are available throughout the attendees are invited to ask We will be hosting multiple platform attendees can interact virtual event; networking breaks, our speaker faculty leading round table discussions where with other participants, speakers round table discussions and questions. During the multiple professionals can debate key and event partners. Throughout exhibition hall across all days presentations and panel industry trends. In an informal the congress attendees are to allow for further discussion discussions questions will be and relaxed environment encouraged to make digital and networking. delivered live to the presenters round table leaders will host connections with peers via so they can answer your an interactive discussion with networking and sharing of virtual burning questions and a small number of virtual business cards. provide extra insight. attendees

REGISTRATION IS FREE FOR THOSE REPRESENTING REGULATED FINANCIAL INSTITUTIONS* REGISTER HERE

[email protected] | +44 (0) 207 164 6582 / +1 888 677 7007 www.cefpro.com/global-fraud GLOBAL FRAUD & FINANCIAL CRIME | SEPTEMBER 15-17, 2020 | VIRTUAL EVENT

2020 SPEAKERS

Vijay Niels Halse Balasubramaniyan Head of Fraud Tim Lutz Co-Founder, Prevention and Director, Financial CEO & CTO Analytics Intelligence Unit Pindrop Danske Bank U.S. Bank

Alexa Molleur Andrew Barnett Lordine Huggins Compliance Officer, Head of Fraud Head of Controls U.S. Department of Management Commerzbank AG the Treasury Nordea Office of Foreign Assets Control

Vinaya Parvate Philip Bonhard Global Head, Fraud Head of Customer Andrew Jensen Risk Oversight for Experience – Fraud Global Head of Institutional Client & Security Sanctions Scotiabank Group and Citi Lloyds Banking Commercial Bank Group Citi

Lester Joseph Mark Brotherton Head, Global Corey A. Reason Director, Fraud & Financial Crimes Head of Financial Crime Intelligence Group Compliance Lloyds Banking Wells Fargo & Clarien Bank Group Company Limited

Jayati Chaudhury Financial Crime, Sabeena Liconte Wies Wagenaar Head of Legal and Head of AML Transaction Compliance Compliance Monitoring, Global and Ethics IB Lead BOC International (USA) ABM AMRO Barclays

Dr Liliya Maarten Ligthart Gelemerova Head of KYC CoE Director, Senior / Monitoring & Financial Crime Screening REGISTRATION IS FREE FOR Advisor ING FINANCIAL INSTITUTIONS* Commerzbank AG REGISTER HERE

[email protected] | +44 (0) 207 164 6582 / +1 888 677 7007 www.cefpro.com/global-fraud GLOBAL FRAUD & FINANCIAL CRIME | SEPTEMBER 15-17, 2020 | VIRTUAL EVENT

REGISTRATION FORM This form is interactive when opened in Adobe software. Please complete the relevant fields and attendance options. When complete, please click Submit. An email window should appear to send the form. You will receive confirmation within 24 hours of your registration being received.

YOU CAN ALSO REGISTER ONLINE www.cefpro.com/global-fraud BY TELEPHONE: +1 888 677 7007 OR EMAIL: [email protected]

PLEASE REGISTER THE FOLLOWING DELEGATE(S) DELEGATE 1

Miss Ms Mrs Mr Dr Other

Name

Position

Organization

Address

Country

Email

Signature

DELEGATE 2 DELEGATE 3

Miss Ms Mrs Mr Dr Other Miss Ms Mrs Mr Dr Other

Name Name

Position Position

Telephone Telephone

E-mail E-mail

DELEGATE 4 DELEGATE 5

Miss Ms Mrs Mr Dr Other Miss Ms Mrs Mr Dr Other

Name Name

Position Position

Telephone Telephone

E-mail E-mail

Please keep attendees Please keep attendees updated I agree to 3rd parties associated with I agree to my details updated on our leading on our latest Risk Reports and this initiative receiving my contact being passed to financial risk and regulation Risk Insights (Articles, Newsletter, details for relevant knowledge relevant third parties for conferences and webinars. Quarterly Magazine and TV). sharing and thought leadership offers and subscriptions

[email protected] | +44 (0) 207 164 6582 / +1 888 677 7007 www.cefpro.com/global-fraud