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2 The main result
Let G be a Carnot group of step r , with unit e and Haar measure dx . Its Lie algebra can be written as a direct sum of vector subspaces g = v1 ⊕···⊕ vr , (2.1) where [v1, vk]= vk+1 for every k = 1, . . . , r −1 and [v1, vr]= {0} . Obviously G is a stratified group [7, 8], hence (connected and simply connected) nilpotent and thus the exponential map exp : g → G is a diffeomorphism with inverse denoted by log . We set notations for the dimensions
mk := dim vk , m := dim g = m1 + m2 + · · · + mr . and for the homogeneous dimension
M := m1 + 2m2 · · · + rmr .
We fix a basis {X1,...,Xm} of g such that the first m1 vectors {X1,...,Xm1 } form a basis of m v1 . It can be used to define coordinates on the group G ∋ x → (x1,..., xm) ∈ R by the formula m x = exp j=1 xjXj (i.e. (x1,..., xm) are the coordinates of log x ∈ g with respect to this basis). For a function P V : G → R which is smooth in G \ {e} we set
m (EV )(x) := νjxj(XjV )(x) , Xj=1 where νj := k if mk−1 < j ≤ mk (we set n0 = 0 for convenience). One could say that EV is the radial derivative of the function V with respect to the natural dilations (cf. subsect. 3.2). Looking at the elements of the Lie algebra as derivations in spaces of functions on G , one has the horizontal gradient ∇ := (X1,...,Xm1 ) and the horizontal sublaplacian
m1 m1 ∗ 2 ∆ := − Xj Xj = Xj . Xj=1 Xj=1
2 It is known that −∆ is a self-adjoint positive operator in L2(G) ; its domain is the Sobolev space H2(G) . Then Lα := (−∆)α/2 is also a self-adjoint positive operator; its domain is the Sobolev space Hα(G) , defined as in [7, 8, 19]. Note that, with our convention, one has −∆= L2 . Let us choose a homogeneous quasi-norm ⌊·⌋ : G → [0, ∞) on G . It is known [4] that, if β ∈ −β −β/2 ∞ (0, M/2) , the operator ⌊x⌋ (−∆) , first defined on C0 (G) , extends to a bounded operator T in 2 L (G) . Let us denote by κ2β its operator norm (it is not known in general). Theorem 2.1. Let α ∈ (0, M) and V : G → R a bounded function of class C2(G \ {e}) , with EV bounded, such that
E −2 −α (i) | V (x)|≤ ακα − ǫ ⌊x⌋ for some ǫ> 0 and for every x 6= e , (ii) |E(EV )(x)|≤ B ⌊x⌋−α for some positive constant B and for every x 6= e .
α Then the self-adjoint operator Hα := L + V has purely absolutely spectrum. Remark 2.2. As it will be clear from the proof, it is not necessary for V and EV to be bounded; some relative boundedness condition would be enough. We allowed this simplifications, being mainly interested in the behavior of the potential at infinity.
Remark 2.3. The simplest Carnot groups are the Abelian groups G = Rm; in this case M = m. There is no loss of generality in choosing the (elliptic) Laplace operator ∆ corresponding to the canonical m α/2 basis of R . One can treat Hα := (−∆) + V for α
Remark 2.4. We describe now the behavior at infinity required by the conditions (i) and (ii), using the R-dilations of the Carnot group (see subsection 3.2). Let us say that the function V is admissible if it satisfies the hypohesis of the Theorems. If this is the case and U is a homogeneous function of degree 0 (i.e. U ◦ dilt = U for every t ∈ R) , then V + U is also admissible, because EU = 0 . So it is clear that for a potential V to be admissible it is not at all necessary to decay at infinity. ∞ E D On the other hand, assume that a function F ∈ C (G \ {e}) satisfies |( F )(x)| ≤ ⌊x⌋α for every x 6= e and set Ω := {x ∈ G | ⌊x⌋ = 1} for the unit quasi-sphere associated to the homogeneous quasi-norm. For r> 0 let us set r · ω := dillog r(ω) . Then it is easy to show that for every ω ∈ Ω there D −α exists f(ω) := limr→∞ F (r · ω) and one has |F (r · ω) − f(ω)|≤ α r . The starting point is to write for t0,t1 ∈ R
t1 d t1 F et1 · ω − F et0 · ω = F es · ω ds = (EF ) es · ω ds ; Z ds Z t0 t0 then one has to use the assumption and the homogeneity of the quasi-norm. This has to be applied to F = V and to F = EV . The required velocity of convergence towards the radial limits increases with α ; the convergence can be very slow if α is close to zero. Note, however, that we only described necessary conditions; (i) and (ii) contain more information about the oscillations of the function V .
3 3 Proof of the main result
3.1 The method of the weakly conjugate operator We present briefly a procedure [2, 3], called the method of the weakly conjugate operator, to show that that a given self-adjoint operator has no singular spectrum. The method also yields useful estimates on the resolvent family of the operator; this will be treated in a broader setting elsewhere. Let H be a self-adjoint densely defined operator in the Hilbert space (H, h·, ·i) , with domain 2 1 1 2 Dom(H) := G , form domain G and spectral measure EH . In G and G one considers the natu- ral graph norms. By duality and interpolation one gets a scale of Hilbert spaces Gσ | σ ∈ [−2, 2] where, for example, G−2 is the topological anti-dual of G2 (formed of anti-linear continuous function- 2 σ 2 σ/2 als on G ). For positive σ , the norm in G is k · kσ:=k (Id + |H| ) · k . In particular, one has the continuous dense embeddings
.G2 ֒→ G1 ֒→ H ≡ G0 ֒→ G−1 ֒→ G−2 Besides the scalar products inducing the new norms, one has various convenient extensions of the initial scalar product; the most useful will be G1 × G−1 ∋ (u, w) → hu, wi := w(u) ∈ C ; see (3.2) for instance. By duality and interpolation, H extends to an element of B Gσ, Gσ−2 for every σ ∈ [0, 2] ; in particular (abuse of notation) one has H ∈ B G1, G−1 . Assume that we are given a unitary strongly continuous 1-parameter group in H , i.e. a family W ≡ W (t) | t ∈ R where each W (t) is a unitary operator in H , the mapping t → W (t)u ∈ H is continuous for every u ∈H and W (s)W (t)= W (s + t) , ∀ s,t ∈ R . It is a standard fact that, if each 1 W (t) leaves G invariant, then (by duality and intepolation) one gets a C0-group Wσ in each Hilbert σ space G for σ ∈ [−1, 1] , with obvious coherence properties. In general, only W0 ≡ W is unitary. We define A to be the self-adjoint infinitesimal generator of W (such that W (t) = eitA , by Stone’s Theorem). Definition 3.1. (a) We say that H is of class C1 with respect to the group W if W (t)G1 ⊂ G1 for every t ∈ R and the map
1 −1 R ∋ t → W−1(−t)HW1(t) ∈ B G , G is differentiable. We write H ∈ C1 W ; G1, G−1 and use the notation d 1 −1 K := W−1(−t)HW1(t) ∈ B G , G . dt t=0
(b) We say that A is weakly conjugate to H if H ∈ C1 W ; G1, G−1 and K > 0 , meaning that hu, Kui > 0 , ∀ u ∈ G1 \ {0} .
Remark 3.2. There is a way to give K a rigorous meaning as a commutator K = [H, iA] . Defining 1 A1 to be the infinitesimal generator of the C0-group W1 (it will be a closed operator in G with domain D(A1) and a restriction of A) one has
hu, Kvi = Hu, iA1v − iA1u, Hv , ∀ u, v ∈ D(A1) (3.1) and the condition H ∈ C1 W ; G1, G−1 is equivalent to the continuity of the sesquilinear form (3.1) with respect to the topology