• AT • RISK FAMILIES & SCHOOLS BECOMING PARTNERS
Lynn Balster Liontos Foreword by Don Davies 1992
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ERIC Clearinghouse on Educational Management College of Education, University of Oregon 1787 Agate Street, Eugene, Oregon 97403
i Design: LeeAnn August
International Standard Book Number: 0-86552-113-1 Library of Congress Catalog Card Number: 91-77519 ERIC/CEM Accession Number: EA 023 283
Printed in the United States of America, 1992 Second printing, September 1992 Conversion to Adobe Acrobat format, 1998 ERIC Clearinghouse on Educational Management University of Oregon, Eugene, OR 97403
Prior to publication, this manuscript was submitted for critical review and determination of professional competence. The publication has met such standards. The publication was prepared with funding from the Office of Educational Research and Improvement, U.S. Depart- ment of Education, under contract no. OERI-R 188062004. The opinions expressed in this report do not necessarily reflect the posi- tions or policies of the Department of Education. No federal funds were used in the printing of this publication. The University of Oregon is an equal opportunity, affirmative action institution committed to cultural diversity.
ii Mission of ERIC and the Clearinghouse The Educational Resources Information Center (ERIC) is a national information system operated by the U.S. Department of Education. ERIC serves the educational community by disseminating research results and other resource information that can be used in developing more effective educational programs. The ERIC Clearinghouse on Educational Management, one of several such units in the system, was established at the University of Oregon in 1966. The Clearinghouse and its companion units process research reports and journal articles for announcement in ERIC’s index and abstract bulletins. Research reports are announced in Resources in Education (RIE), available in many libraries and by subscription from the United States Government Printing Office, Washington, D.C. 20402. Most of the documents listed in RIE can be purchased through the ERIC Document Reproduction Service, operated by Cincinnati Bell Information Systems. Journal articles are announced in Current Index to Journals in Education. CIJE is also available in many libraries and can be ordered from Oryx Press, 2214 North Central at Encanto, Phoenix, Arizona 85004. Semiannual cumulations can be ordered separately. Besides processing documents and journal articles, the Clearinghouse prepares bibliographies, literature reviews, monographs, and other interpretive research studies on topics in its educational area. Clearinghouse National Advisory Board Jim Bencivenga, Education Editor, The Christian Science Monitor Gordon Cawelti, Executive Director, Association for Supervision and Curriculum Development Timothy J. Dyer, Executive Director, National Association of Secondary School Principals Patrick Forsyth, Executive Director, University Council for Educational Administration Joyce G. McCray, Executive Director, Council for American Private Education Richard D. Miller, Executive Director, American Association of School Administrators Samuel Sava, Executive Director, National Association of Elementary School Principals Thomas Shannon, Executive Director, National School Boards Association Don I. Tharpe, Executive Director, Association of School Business Officials International Gene Wilhoit, Executive Director, National Association of State Boards of Education
ADMINISTRATIVE STAFF Philip K. Piele, Professor and Director Keith A. Acheson, Associate Director Stuart C. Smith, Director of Publications
iii PREFACE
T he benefits of parent involvement in educa- Management is pleased to offer this comprehen- tion are now well known. When families become sive, practical report. Like other publications of involved in their children’s education, the the Clearinghouse, this book uses the technique of children’s academic achievement rises and their “information analysis.” It is a summary and syn- motivation, behavior, and attendance improve. thesis of the most pertinent ideas from literature Other benefits accrue to the parents themselves and practice, spelling out the steps that can be and to teachers and the school. taken by teachers, administrators, policymakers, For these reasons, educators in many school and others. systems today are renewing their efforts to reach This report owes its existence to several out to parents. New books and articles on parent people. It was conceived by Stuart Smith, director involvement appear daily, and new programs are of publications, who collaborated closely with the begun. But as we survey all this activity, our author, Lynn Balster Liontos, on its scope and attention in the end comes to rest on a sobering structure. Liontos is a research analyst and writer irony: most parent involvement programs aren’t who has been commissioned by the Clearinghouse reaching the parents who need it most—those to write several syntheses of literature on parent whose children are most likely to fail or drop out. involvement, collaboration between schools and In values, expectations, and environment, social services, and at-risk students. most schools are reflections of middle-class fami- Successive drafts of the report were edited by lies. To communicate with and involve parents Smith and associate editor Linda Lumsden. who are poor, nonwhite, or speak a language other Deborah Drost, assistant editor, also contributed than English, educators must be able to bridge the to the editing and proofreading. Lumsden and cultural gap. Drost assembled and verified the information in To help educators meet the challenge of in- the Appendix and the bibliographic citations. volving parents and extended families of at-risk Design and layout of the report was the responsi- children, the ERIC Clearinghouse on Educational bility of graphic designer LeeAnn August. Drost,
iv August, and word processing specialist Meta Finally, we are grateful for the contribution Bruner carried out the data entry and revision. of Don Davies, president of the Institute for Re- sponsive Education and codirector of the new In the final weeks before the report went to National Research Center on Families, Communi- press, Smith and Lumsden incorporated into the ties, Schools, and Children’s Learning, for his text the most recent data on dropout rates, poverty critique of a draft of this report and for his insight- status, and racial/ethnic composition of the popu- ful Foreword. lation obtained from the U.S. Bureau of the Cen- sus and the Western Interstate Commission for An earlier version of the first seven chapters, Higher Education. which compose part 1, “Background, ” was pub- lished by the Clearinghouse in January 1991 as a We are indebted to many organizations that Trends and Issues paper titled Involving the Fami- supplied us with complimentary copies of publi- lies of At-Risk Youth in the Educational Process. cations used for this report, as well as those that gave us permission to print excerpts or adapta- Philip K. Piele tions of their publications in sidebars. Professor and Director
v CONTENTS
FOREWORD ...... x INTRODUCTION ...... 1 Literature on At-Risk Family Involvement...... 1 Pioneers ...... 2 A Note about Ethnic Terminology...... 3 Who This Report Is For ...... 3 PART 1: BACKGROUND Chapter 1. WHO IS AT RISK? ...... 7 Definition of ‘At Risk’ ...... 7 Spotting At-Risk Children ...... 8 Poverty: The Bottom Line ...... 8 Minorities: A Second Factor ...... 9 Parental Involvement and Our Bottom Half ...... 10 Chapter 2. WHY AT-RISK CHILDREN ESPECIALLY NEED FAMILY INVOLVEMENT ...... 11 Bridging the Gap ...... 11 The Importance of Human and Social Capital...... 11 Attitudes and Expectations ...... 12 What Schools Can Do ...... 12 Chapter 3. BENEFITS OF FAMILY INVOLVEMENT ...... 14 For Children ...... 14 For Parents ...... 15 For Teachers and Schools ...... 15 Chapter 4. WHAT WORKS: FORMS OF FAMILY INVOLVEMENT ...... 16 Traditional Methods Don’t Work ...... 16 Forms of Parent Involvement ...... 17 Which Forms of Involvement Are Best? ...... 19 Chapter 5. SCHOOLS MUST TAKE THE INITIATIVE...... 21 At-Risk Families Cannot Reach Out ...... 21 What Should Schools Do? ...... 22 Chapter 6. BARRIERS AND MISUNDERSTANDINGS ...... 24 Barriers for Parents ...... 24 Barriers for Schools and Teachers ...... 26 Chapter 7. OVERCOMING BARRIERS: NEW BELIEFS AND PRINCIPLES ...... 30 New Beliefs about Parents and Families ...... 30 New Principles for Programs ...... 31 PART 2: COMPONENTS Chapter 8. COMMUNICATION: THE IMPORTANCE OF PERSONAL CONTACT ...... 35 The Most Effective Form of Communication: Personal Contact ...... 36 Parent-Teacher Conferences ...... 37 School-Parent Contracts ...... 39
vi Home Visits ...... 39 Other Forms of Communication ...... 42 Two-Way Communication ...... 42 Volunteers and the Culture of the School ...... 42 Chapter 9. HOME ATMOSPHERE: ATTITUDES AND EXPECTATIONS ...... 44 Parent Attitudes...... 44 The Power of Reinforcement and Modeling ...... 45 Family Activities: The Curriculum of the Home ...... 46 Parenting Styles ...... 46 Family Involvement Programs Can Help ...... 47 Chapter 10. PREPARATION: GETTING CHILDREN READY FOR SCHOOL ...... 48 Children from Other Cultures Are Often Unprepared ...... 48 Schools Uninformed about Other Cultures ...... 49 Parenting Behaviors Can Change ...... 51 Chapter 11. HOME LEARNING: THE WAVE OF THE FUTURE ...... 52 Reasons for Popularity of Home Learning ...... 52 Reinforcement for the Work of the School ...... 53 Teacher Attitudes ...... 53 Parent Competence ...... 53 Other Examples of Home Learning ...... 57 Future of Home Learning with At-Risk Families ...... 57 Chapter 12. DECISION-MAKING AND ADVOCACY: THE IMPORTANCE OF EMPOWERMENT ...... 58 Head Start ...... 58 The Early Childhood and Family Education Program...... 59 Other Programs ...... 59 The School Development Program ...... 60 How Shared Decision-Making Can Work ...... 62 PART 3: SUPPORT Chapter 13. FAMILIES NEED SUPPORT ...... 65 Parent Education ...... 65 Parent Centers ...... 69 Parent Support Groups ...... 73 The Need for Collaboration ...... 74 The School as a Starting Point ...... 75 Chapter 14. TEACHERS NEED SUPPORT ...... 76 Teacher Training ...... 76 Parent Coordinators and Teacher Specialists...... 79 School Environment and Organization ...... 79 Commitment from the Top ...... 80 PART 4: SPECIAL AGES Chapter 15. PRESCHOOL YEARS: EARLY INTERVENTION ...... 85 Preschool Programs and Parent Education ...... 85 Benefits of Parent Involvement ...... 86 The Perry Preschool Program ...... 86 The Lafayette Early Childhood Project ...... 88 Project HOPE ...... 89 Chapter 16. HIGH SCHOOL: DROPOUT PREVENTION...... 91 Difficulty of Involving Parents of High School Students ...... 92 Importance of Parent Involvement...... 92 Parent Empowerment and Dropouts ...... 92 Studies Encourage Schools To Take Initiative ...... 92 Avenues for Parent Involvement in High Schools...... 94 PART 5: SPECIAL GROUPS Chapter 17. RURAL FAMILIES ...... 99 Obstacles Confronting At-Risk Rural Youth ...... 99 Suggestions for Reaching At-Risk Rural Youth ...... 100 Chapter 18. DIVORCED AND SEPARATED PARENTS, SINGLE PARENTS ...... 101 Children of Divorce ...... 101 Single Parents ...... 103
vii Chapter 19. TEENAGE PARENTS ...... 105 The Difficulty of Reaching Teen Mothers ...... 105 Teen Fathers ...... 107 Chapter 20. FATHERS ...... 108 The Difficulty of Working with Fathers ...... 108 Suggestions for Recruiting Fathers ...... 109 Chapter 21. CHILDREN WITH DISABILITIES ...... 110 Importance of Family Involvement ...... 110 Parent Involvement Is the Key in Colorado...... 110 Chapter 22. IMMIGRANTS ...... 112 Immigrants Face Obstacles ...... 112 Schools Must Reach Out ...... 112 Chapter 23. ASIAN-AMERICANS...... 115 Factors Affecting Involvement of Southeast Asian Parents ...... 115 Families Emphasize Success ...... 116 Recommendations for Schools ...... 117 Chapter 24. AFRICAN-AMERICANS ...... 119 African-American Males ...... 119 African-American Parent Involvement: A History Lesson ...... 120 Empowerment of African-American Parents...... 121 Recommendations for Schools ...... 123 Chapter 25. HISPANICS ...... 124 Fastest Growing Ethnic Group ...... 124 Poverty and Unemployment ...... 125 High Dropout Rates and Low Academic Achievement ...... 125 Why Hispanics Fare So Poorly in School ...... 126 Guidelines for Working with Hispanic Families ...... 127 Recommendations for Schools ...... 129 PART 6: PROCESS Chapter 26. ELEMENTS OF SUCCESSFUL PROGRAMS ...... 133 Committed, Dedicated Leadership...... 133 An Innovative, Flexible Approach...... 133 Strong, Personal Outreach ...... 133 Warm, Nonjudgmental Communication ...... 135 Nonthreatening Activities ...... 135 Active Support by Administrators and Staff ...... 135 Attention to Environment, Format, and Scheduling ...... 135 Meaningful Activities ...... 136 The Essentials of Child Care, Transportation, and Meals ...... 137 High Visibility ...... 137 Chapter 27. THE RECRUITMENT PROCESS ...... 138 Assign a Recruiter ...... 138 Survey Your Community ...... 138 Use a Variety of Recruitment Techniques ...... 139 Arrange Home Visits ...... 139 Follow Up Visits or Invitations ...... 139 Post Teachers and Principals Outside the School ...... 139 Use Parents to Recruit Other Parents ...... 140 Ask Parents What They Would Be Interested in Doing ...... 140 Don’t Hold Your First Activity at School ...... 141 Make the First Event Fun ...... 141 Use the First Event to Capture the Parents’ Attention ...... 141 Chapter 28. KEEPING PARENTS INVOLVED ...... 142
CONCLUSION ...... 147 Principles of Organizational Change ...... 147 Is It Worth the Effort? ...... 148 APPENDIX: ORGANIZATIONS CONCERNED WITH AT-RISK FAMILIES ...... 149 BIBLIOGRAPHY ...... 151
viii INDEX TO SIDEBARS
Family Study Institute ...... 12 Examples of Family-Centered Preschool Ways Parents Can Be Involved ...... 18 Programs ...... 89 Project AHEAD ...... 19 Examples of High School Parent Involvement ...... 93 Schools Reaching Out ...... 22 Career Information ...... 94 Kenan Trust Family Literacy Project ...... 27 A Game for Dropout Prevention ...... 95 Three Innovative Programs ...... 31 Helping with Homework ...... 96 Newsletters ...... 36 Two Examples of Rural Family Programs ...... 101 Tips for Written Communication ...... 37 Examples of Special Programs for Tapping Technology ...... 38 Teen Parents...... 106 Telephones ...... 40 Family Literacy Programs ...... 113 A Home Visitor Program...... 41 Resources on Southeast Asian Families ...... 117 Computers...... 42 A Program for Migrant Families ...... 126 How Can Schools Assist in Enriching Home Hispanic Resources ...... 127 Atmosphere? ...... 46 Barriers/Solutions to Hispanic Parent Two Successful Hispanic Projects...... 49 Involvement ...... 128 The Lafayette Parish Early Childhood Parent Involvement at an Indianapolis Project ...... 50 School ...... 134 Dorothy Rich: Home Learning Pioneer ...... 54 Using Chapter 1 Funds in McAllen, Texas ...... 136 Sample Home Reading Programs ...... 56 Four Innovative Programs ...... 137 High School Home Learning ...... 57 Nonprofit Organization Runs Parent Examples of Decision-Making and Involvement Program ...... 140 Governance ...... 62 Illinois Urban Education Partnership Grants ...... 144 Examples of Parent Education Programs ...... 68 Child Care ...... 70 Examples of Collaborative Support...... 71 Two Chapter 1 Parent Centers ...... 72 The Importance of Adult Education ...... 73 Scheduling ...... 74 San Diego District Staff Support and Development ...... 79 Action Research Teams ...... 81 Early Childhood Family Education ...... 86 Home Instruction Program for Preschool Youngsters ...... 87
ix FOREWORD
W hy has parent involvement become such a The announced plans for the New American “hot ticket”? Schools research and development program have a parent and community emphasis. And the De- Why is there so little of it—despite all the partment of Education’s 1990 expansion of the talk—in so many American public schools? national network of research and development These are interesting questions for readers to centers includes a five-year, more than six million ponder as they dig into the full helping of good dollar commitment to the topic in the form of the material in this book by Lynn Liontos from the Center on Families, Communities, Schools, and ERIC Clearinghouse on Educational Management. Children’s Learning. In this foreword I will sketch some brief answers that may suggest why this book can be useful to Clearly there has been a big change in the those concerned about school reform today. perceived importance of the topic since the early seventies when the newly formulated and renamed There is no doubt that parent involvement has National Committee on Citizens in Education and become a fashionable and important topic; it is the Institute for Responsive Education were cre- now a part of nearly every new reform proposal or ated and struggling to gain attention and financial report and has a spot in nearly every conference backing. The topic was seen as peripheral at best. and speech touching on school reform in some Then as now there were hundreds of thousands of way. There are several visible and well-funded parents and community groups struggling to par- national projects—Comer’s expanding school de- ticipate in the schools, but their efforts were not velopment program, Levin’s accelerated schools given the kind of notice and respect as they are program, Ziegler’s Schools for the 21st Century, now. the Institute for Responsive Education’s League of Schools Reaching Out—that focus specifically Why? Among several plausible reasons for on family and community-school collaboration. today’s renewed interest in parent involvement, Several of this book’s chapters describe and draw three deserve special mention. First, there is on these efforts. competitiveness: the deep concern of policymakers,
x x Foreword economists, and corporate leaders about the involvement, business community support, and country’s ability to remain economically competi- collaboration with community agencies and orga- tive with Japan, Western Europe, and other coun- nizations. tries emerging as economic powers. Every drop in The research, theory, and demonstration SAT scores or report on cross-national achieve- projects sketched and synthesized in this report ment studies highlighting the low performance of have played and are continuing to play an impor- American students on measures of school learning tant role in creating new public and policymaker heightens this concern. Increased parent and com- acceptance of the importance of the topic. munity participation in children’s learning is eas- ily grasped as related to the need to increase the Given the new visibility and significance of productivity of education without the kinds of the topic, one might expect widespread, nearly large increases in costs that are politically unac- universal shifts in practice in the relationships ceptable these days. Now more people realize that among schools, families, and communities. if the schools are to become more productive and Clearly, this hasn’t happened yet, as some of the produce more students who are able to contribute data Liontos presents later reveal. What is also to the closing of the competitiveness gap, they will revealed clearly and helpfully are hundreds of need help from parents and the community. good examples of schools and communities that are working hard, often with considerable suc- Second, there is social inequality and insta- cess, to create new collaborative relationships bility. Many policymakers, social analysts, econo- among the various key parts of the world of at-risk mists, and corporate leaders are concerned about children. the development of a two-tiered society of haves and have nots, with a large number of people But the nagging question remains: Why so consigned to a seemingly perpetual underclass. little shift in the day-to-day practices of most The failure of public schools to serve the urban and schools? Let me offer three possible answers. rural poor adequately is viewed as one important part of a deteriorating situation in which crime, First, the traditional mindset (set of attitudes, violence, drugs, and health crises such as AIDS are ways of viewing the world) of those who most a threat to social stability as well as to the nation’s affect the day-to-day life in schools—principals, aspirations to be just and equitable. Moreover, the teachers, school specialists—about school-fam- threat of social inequality and instability is closely ily-community relationships still dominates. This linked with the issue of competitiveness. mindset is reinforced by the traditional school culture and by teacher and administrator training Third, there is political reality. The growing programs and educational organizations wary of consensus about the importance of parents in the too much perestroika too soon. This traditional education and development of their own children mindset divides responsibility among educators, feeds on itself, and the idea becomes entrenched in families, and other community organizations and public opinion. Ideas such as “parents are the sees clearly marked and well-protected bound- child’s most important teachers,” “community re- aries as being in everyone’s best interest. sources are needed for at-risk children and fami- lies,” and “the schools can’t do it alone” become A different mindset is clearly required if widely repeated and accepted. These ideas are significant moves toward partnerships are to be then reflected in the expressions of public opinion made. These moves require an acceptance of the and “leader opinion,” which in turn influence idea of shared and overlapping responsibility for elected policymakers. children’s learning and development. School officials and organizations read the This book can be very specifically helpful as same polls and hear many of the same messages; a tool in the hands of those involved in changing by and large they respond to the political reality. It traditional mindsets, because it lays out briefly and would be hard to imagine an urban superintendent clearly the theoretical and practical case for shared talking publicly these days without considerable responsibility, supported by plenty of research bows in the direction of the importance of parent evidence and expert opinion.
Foreword xi xi Second, changes in front-line practice always piecemeal basis and the hard-liners who are seek- lag behind changes in public and professional ing more profound restructuring and a more au- opinion, research, and the political mood. It is one thoritative policy framework. The book provides thing to do studies, issue reports, give speeches; help to those who want to build a case for compre- it’s quite another to change one’s own behavior, hensive change, but it also gives practical direc- especially when the work conditions and rewards tions to those who want to do what they can while for risk-taking for front-line teachers and adminis- “waiting for the revolution.” trators often inhibit and penalize efforts to change. What the book offers to both camps that sets There is also a big gap between the general it apart from some other similar volumes is that it theory and the specific “technology” (organized provides a detailed context—a theoretical and mechanisms of systems) of how to create and research backdrop. Liontos pulls together and sustain school-family-community collaboration describes the various strands of theory, research, aimed at increasing children’s social and aca- and demonstration that are necessary to under- demic success. stand and properly use the practical examples and how-to-do-it advice that are offered. This book makes a major contribution in filling this gap by providing good descriptions of The explanation of the context of research how educators, family members, and community and theory is a great and welcome gift to all of us people are actually collaborating and by offering who have been involved in the past two decades of many practical, how-to-do-it suggestions. Al- work in this arena. For this reason, I hope that though the book falls short of being a complete many will find this book and put it to use, and that “tool-kit,” it makes a good beginning. they then will help take further steps to move the now fashionable idea of partnership into practice Third, in all the current discussion of parent in most American schools rather than in a few involvement, there is still missing the kind of shining examples. authoritative, comprehensive policy framework that will induce institutional behavior to more Don Davies quickly catch up with the new rhetoric and wide- Director spread acceptance of the parent involvement/part- nership ideas. There are many policies at all levels Center on Families, Communities, now in place—school level, district, state, fed- Schools, and Children’s Learning eral—and new ones arriving in a steady stream. Boston University In a current survey of the effects of policies in schools that are reaching out for new partnerships, we found multiple, fragmented, sometimes con- flicting policies—budgets, laws, grant require- ments, regulations, union contracts, administrator intentions—in many schools. A more comprehen- sive, systematic, and authoritative policy frame- work would be useful to parents and educators trying to sustain new partnerships and to buck institutional traditions. This book can be useful to both the soft-liners (the majority of educators, policymakers, and par- ents) who are willing to work along on a more
xii xii Foreword INTRODUCTION
“ I never see the parents I need to see,” more than do care. Grace Godinez, interpreter for the North- one teacher has complained, calling them hard-to- west Regional Parent Involvement Project, says, reach or saying they don’t care about their children’s “The principal and the teachers—I think they are education. more aware of us now.... I think for awhile they thought we didn’t care, that we didn’t have the These are the parents of children at risk—at same concerns and hopes for our children. Now risk of failing, of dropping out, of having what in they know that we do” (Kneidek 1990). today’s world accounts for no future at all. This report will attempt to explore the reasons And it’s true that, as a rule, these parents why some parents traditionally haven’t been in- aren’t very involved with the schools. The Carnegie volved with their children’s schooling. These are urban schools study tells of a high school in New children who have the most, perhaps, to gain from Orleans, which, like others in the city, requires parent and family involvement. There are reasons parents to pick up their children’s report cards. At why schools haven’t done their part either. one school, located in a low income area, 70 percent of the cards remained unclaimed two It may not be easy to reach parents. In fact, months after the marking period (Reeves 1988). most project coordinators working with “at-risk” families report that it takes a great deal of time, A first-grade teacher in Cleveland told the creativity, patience, and commitment. But there’s Carnegie researchers: no alternative when we consider that these chil- You send notices home, there’s no response. You dren are our future. ask parents to come to conferences, they don’t come. You send homework home, you can see that parents aren’t paying attention to it. They Literature on At-Risk Family aren’t helping their kids. (Reeves) Involvement Is this true? Well, yes and no. Many parents The literature that targets at-risk family in- simply don’t know how to help their kids. But most volvement is sparse. Ironically, in most publica-
Introduction 1 tions on family involvement, I often found only a Pioneers paragraph or two that talked directly about at-risk I am indebted to three pioneers on this path, parents. Even when documents did mention at- each of whom has contributed much to my at- risk families, most had little to say about the tempts to fit together pieces of the puzzle of how process of reaching them. It is ironic because many to work with at-risk families. of the research studies were carried out in inner- city schools where the populations are largely poor and nonwhite. Yet the literature on parental Don Davies involvement—which is abundant—is filled chiefly In his research and with his project Schools with prescriptions or ideas that are most effective Reaching Out (SRO), Don Davies of the Institute with middle-class parents and families. for Responsive Education (IRE) in Boston has been working exclusively with low-income fami- Reasons for This Lack lies. His two lab schools in New York and Boston have been grappling with putting into practice Why is there so little information about in- what his research in three countries has indicated volvement of poor and nonwhite families? Part of as possible directions for working with at-risk it may simply be tradition. Our schools have tradi- families. The assumptions that underlie all his tionally been part and parcel of the middle-class work—and that are included in this report as value system, and teachers are used to dealing with well—must be the foundation for involving at-risk middle-class behavior and expectations. Also, families with schools, if the undertaking is to much of the information on parent involvement succeed. has come from short-term research projects con- ducted by doctoral students, where there is no followup and where at-risk families and other James Comer cultures are simply part of a larger educational James Comer, professor of psychiatry at Yale package. Finally, many programs that are working University who established the experimental with at-risk families may not publicize their ef- School Development Program (SDP) in New Ha- forts in papers or journals. ven, has also been working largely with lower- income families and students. He has a particular Cultural Differences interest in black families. To date, say Diana T. Slaughter and Valerie His work on empowerment, which includes Shahariw Kuehne (1987-88), we’ve paid little involving families in the decision-making and attention to cultural differences in parent involve- governance of SDP schools, stands out. Most ment. We know little about how different subcul- importantly, SDP schools work; they are success- tures and groups adapt to diverse family involve- ful and have been replicated in about 100 schools ment programs. As John Ogbu, anthropology pro- around the country. And parent involvement in fessor at Berkeley, has said about the Accelerated decision-making is a key element. Comer’s work, Schools for students (Freedberg 1989): You don’t because it involves actual schools and deals with a just lump all the kids together who are at risk and form of the parental involvement process that provide the same program for them. Ogbu claims many writers only give lip service to, has also been that to be effective the Accelerated approach must very useful to me. carefully differentiate between student groups. My review of the research suggests that the same Hispanic Policy Development Project principle applies to at-risk families and parent (HPDP) involvement programs. The Hispanic Policy Development Project Considering the fact that a larger proportion (HPDP) is the only detailed source on the process of our children will be nonwhite or nonmainstream of actually recruiting at-risk parents. HPDP spon- by the twenty-first century, it is prudent to learn sored various projects involving different ways of more about different subgroups of at-risk families attempting to work with Hispanic families; some and how to involve them in our schools. worked and some didn’t. The result was the pub-
2 Introduction lication Together Is Better: Building Strong Part- they have not seen widespread use of Latino in nerships Between Schools and Hispanic Parents written materials. (Siobhan Nicolau and Carmen Lydia Ramos 1990). Several people felt that each term has limita- If other cultures and other at-risk groups, such tions or drawbacks. One indicated that Hispanic as teenage mothers and single parents, went through does not technically include people with Indian or a similar process that resulted in a similar publica- black blood; on the other hand, objections have tion, we’d certainly further our understanding of been raised to the term Latino because it is viewed how to work with different at-risk populations. as being too narrow in scope, technically referring only to those of Latin descent. Although Hispanics have their own particular history, lifestyle, and values, many ideas, con- Those who prefer Latino say that it empha- cepts, examples, and conclusions that worked for sizes the native character of the people. The term them can be adapted and used in working with Hispanic may be problematic for some, stated one other groups. organization, because of its “associations with Spain and the conquest.” Another organization indicated that a weakness of the term Hispanic is A Note about Ethnic Terminology that it stresses those of European origin, even though only a small percentage of people classi- Currently, preferred designations for some fied as Hispanic are of European heritage. ethnic groups are in a state of flux. As everyone knows, ethnic labels can have positive or negative A representative of one organization made an associations. Over time, ethnic terms tend to un- interesting point—that very few people actually dergo evolution; one term loses acceptance as use either term in reference to themselves. In- another rises to replace it. stead, people tend to identify with the country from which they are descended. For example, a person would be more apt to describe himself or Black or African-American? herself as a Mexican-American or a Puerto Rican, not as a Hispanic or a Latino. One area where change is occurring is with the terms black and African-American. Black ap- When consensus did not emerge from my pears to be losing ground to African-American, conversations with representatives of various His- primarily because the latter emphasizes one’s cul- panic/Latino organizations, after much delibera- tural heritage whereas the former does not. In this tion I opted for using Hispanic instead of Latino publication, therefore, I decided to use the term when referring to Mexican-Americans, Puerto African-American. Ricans, Cubans, or others with Central or South American or Spanish origins. In part, the decision was made for the sake of consistency. Because Hispanic or Latino? references to U.S. census data are sprinkled through Likewise, the terms Hispanic and Latino are this publication, and the U.S. Bureau of the Census spawning debate. When several Hispanic/Latino uses the term Hispanic, in the interest of reducing organizations were asked which term they pre- confusion, it seemed to make sense to stick with ferred and why, responses varied. Many ex- the same term for all textual ethnic references. It pressed a sincere desire to be not only “politically is my hope that readers who prefer the use of correct” but culturally sensitive as well. Yet many Latino will understand that an effort was made to also acknowledged confusion and uncertainty. learn about and weigh disparate definitions and viewpoints regarding use of the two terms. One person reported alternating between the two terms in written works; another policy was to use Hispanic/Latino on the first mention and then Who This Report Is For continue with one term or the other for the remain- der of the document. Yet another organization This report is for everyone who works with— reported using Hispanic exclusively, noting that or intends to work with—at-risk families who
Introduction 3 have children in the schools. Independent parent teacher who wonders why you’ve had trouble and citizen organizations interested in involving reaching at-risk families, you might pay special parents and communities with the schools may attention to chapters 6 and 7. Then check parts 4, also find it useful. “Special Ages,” and 5, “Special Groups,” for chap- ters on the particular kinds of at-risk families in Commitment—the key to starting and run- your schools. ning a successful parent involvement program for at-risk families—begins at the top. So school board Nothing works for everyone, but educators members, superintendents, principals, and other concerned with at-risk families should find some- administrative staff might be particularly inter- thing in this report that is applicable to their own ested in this report. Implications and specific situation. guidelines for administrative action are found Good luck! What you do—or don’t do—to throughout the report, but especially in part 6, involve at-risk families in the schools will have an “Process.” important bearing on the future for all of us. If you’re a project coordinator or have re- sponsibility for parent involvement, or if you’re a
4 Introduction PART 1 BACKGROUND
Chapter 5 Preview of Chapters in Part 1: Background
Chapter 1. Who Is at parents themselves gain from it respond to schools’ and teachers’ Risk? (which, in turn, positively affects initiatives. Who’s at risk? To find out, a their children). Chapter 6. Barriers and brief history of the term and how Chapter 4. What Works: Misunderstandings it’s traditionally been used is pro- Forms of Parent Barriers and misunderstand- vided, followed by an examina- Involvement tion of how to identify children at ings are examined in detail for risk and the two major risk fac- Generally, at-risk families both sides—parents and teachers. tors: poverty and minority status. have little contact with the schools. Answers are sought for why ob- Outlined in this section is what Why not? For one thing, tradi- stacles exist and where they come has happened with our “bottom tional methods of involving par- from. The chapter emphasizes that half” and what we can expect if ents do not work, and this is re- stereotypes are present for both nothing is done for them. lated to the history of poor and groups and that at-risk parents minority groups within the school and educators each play a part. Chapter 2. Why At-Risk system, along with other barriers. Children Especially This chapter focuses on an adap- Chapter 7. Overcoming Need Family Involvement tation of Joyce Epstein’s forms of Barriers: New Beliefs and Principles This chapter looks at the im- parent involvement, detailing portant connections and assets each along with the goals for at- To help educators overcome missing in an at-risk child’s risk families. The chapter ends the barriers and misunderstand- world. It also discusses how par- with two authorities proposing a ings listed in chapter 6, this chap- ent involvement can help by variety of entry levels and activi- ter looks at new beliefs and prin- bridging the gap, changing atti- ties for at-risk families. ciples that can serve as a founda- tudes and expectations, and mak- tion for successful programs for Chapter 5. Schools Must ing home and school settings at-risk families. Take the Initiative more similar so that there is con- tinuity in the child’s world. The This chapter shows why at- importance of the link to the child risk parents aren’t usually able to through his or her parents is em- reach out to schools—and there- phasized. fore why schools must take not only that first step, but perhaps Chapter 3. Benefits of use aggressive outreach for eth- Family Involvement nic and low-income families. The In this chapter, the benefits forms school initiative can take of parent involvement for chil- are explored and suggestions are dren, parents, teachers, and proposed for what schools need schools are briefly noted, with a to do. Most at-risk families will special emphasis on what at-risk
6 PartPreview 1: Background of Part I CHAPTER 1 WHO IS AT RISK?
F irst, a word about the term family involvement. The term itself appears to have been coined, I prefer it to “parent involvement” because with says Reeves, by the Boston Coalition of Advo- changing demographics, different cultures, and cates for Students in their 1985 report Barriers to the many forms of family life today, a child is often Excellence: Our Children At Risk, deliberately under the care of the extended family. Sometimes titled in reference to the report A Nation At Risk. stepparents, noncustodial parents, and grandpar- Until the Boston Coalition’s report, no one had ents have primary care for a child. However, since suggested that it was the students—our children— “parent involvement” is the term most often used, who might be at risk, rather than the nation. both will appear here. Actually, most of our children are “at risk” one time or another. “In our transitional society, with extremely high rates of family dissolution, Definition of ‘At Risk’ mental health problems, substance abuse, and ado- The term at risk has become a cliché. As lescent pregnancy, few children are risk free,” Walter Hathaway, research director for the Port- says the report of the New York Education land, Oregon, schools, notes, the term has virtually Commissioner’s Task Force on the Education of become “a verbal dumping ground” for a variety Children and Youth At-Risk (New York State of ills, some of them educational, some of them Department of Education 1988). Yet the report personal or related to society (cited in Reeves concludes that certain children are in critical need 1988). of social intervention. The history of the term is interesting. “High At-risk children are not defined solely by low risk” has been in use only since 1980. But by 1987 income or minority status. Even divorce, which is ERIC was using “at risk” to refer, apparently, to common today, can interfere with a child’s aca- school and academic failure, potential dropouts, demic and social success at school. James Comer the educationally disadvantaged, and under- comments that “given increasing divorce rates, the achievement. growing numbers of single-parent families and
Chapter 1: Who Is at Risk 7 families in which both parents work, and the Poverty: The Bottom Line general complexity of modern life, even children In a time of changing demographics and com- of well-educated middle-class parents can come to munity needs, poverty is on the increase—and school unprepared because of the stress their fami- more children are at risk than ever. “Children are lies are undergoing” (Olson 1990). overrepresented among the poor,” reports the U.S. In spite of this broad use of the term at risk, Bureau of the Census (1991). In 1990, 20.6 this paper returns, for the most part, to the tradi- percent of children under age eighteen were below tional definition, which applies the term to the the poverty level, compared with 19.6 percent in poor, who are also often minorities, as well as to 1989. The poverty rate for children “remains families of other cultures. The bottom line, then, higher than that for any other age group,” the for most at-risk families, is poverty. bureau reports. In 1990, children accounted for 40 percent of the nation’s poor. The National Policy Institute affirms the link Spotting At-Risk Children between poverty and school failure, saying that socioeconomic level has a far greater bearing on How do you identify children at risk? They dropout rates than race (Reeves). are those who show persistent patterns of under- achievement and patterns of social maladjust- Yet those at risk are more likely to be mem- ment, says Kenneth Kamminger (1988): bers of a minority racial group. The Census Bureau reports that in 1990 44.8 percent of all African- Not only are these children failing in schoolwork, American children were poor, compared with 15.9 they also frequently are behavior problems in the percent of white children. African-American fami- classroom or are passive and withdrawn in inter- lies are nearly three times as likely to be poor as actions. The behavior correlates of these under- white families. Among Hispanics, 38.4 percent of achievers have a common underlying theme, that children under eighteen are poor. Looked at in is, the child is unmotivated or too distracted to another way, one out of every five children lives in succeed in school. poverty, and the rate is twice as high among These signs can be seen alarmingly early. African-Americans and Hispanics. One study showed that patterns of underachieve- The term poverty does not apply to a parent ment identified in third grade were significantly losing a job for a short time in a middle-class correlated with dropping out in high school neighborhood. Martin Orland, a research special- (Kamminger). In fact, many children are at risk ist in the U.S. Education Department, defines even before they begin school, given their eco- “intense” poverty as (l) being poor over long nomic and family situations. “Growing up poor or periods of time and (2) attending school in areas in a single-parent family or with parents who with high concentrations of the poor (cited in themselves are high school dropouts increases the Reeves 1988). likelihood that children will have difficulties with schooling,” states the Report of the New York For each year that a child lives in poverty, the Commissioner’s Task Force. likelihood that he or she will perform below grade level increases by 2 percent, says Orland. Thus a The educational needs of children cannot be child whose family has been mired in poverty for separated from their social needs. Both urban and ten years is 20 percent more likely than the average rural families are often faced with multiple prob- child to do badly in school (cited in Reeves). lems: lack of time, energy, and money; inadequate housing and schools; lack of community support; If that same child also attends a school with a difficult family relations; innumerable social prob- high concentration of poor students, his statistical lems; and barriers related to race, class, culture, chances of school failure strikingly increase. In and language. “High risk” families are those con- Orland’s research, the percentage of low achievers tending with multiple problems. in schools with relatively little poverty was 11.9
8 Part 1: Background percent; it jumped to 23.9 percent in schools with Children, Poverty, and Race moderate rates of pov- erty; and to 47.5 percent Percentages of Children (Age 0-18) Who Were Poor in 1990 in schools with the high- est poverty rates. African-American Hispanic Another reason All Children White Children Children Children poor children are apt to be at risk is that they get a bad start early in life. Many poor mothers re- ceive inadequate prena- tal care, and their chil- dren tend to be low in birth weight and get in- adequate nutrition and medical care. Under- 20.6% 15.9% 44.8% 38.4% nourished children are less attentive and respon- Source: U.S. Bureau of the Census (1991) sive in school. They get tired easily and are un- able to sustain prolonged mental or physical the Western Interstate Commission for Higher activity. Education and the College Board (1991). Enroll- ments of Asians and Pacific Islanders are increas- Poverty is associated with health problems ing more rapidly than any other group (70 percent and restrictions in socialization that are likely to between 1985 and 1995), Hispanics next (54 per- profoundly impair development in children. Chil- cent), then African-Americans (13 percent). dren in poor families are more prone to illness in the early years and to sensory motor deficits. In addition, poverty breeds stress and depression, Jones reports that forty languages, including which are not conducive to healthy child develop- dialects, are spoken in the Los Angeles school ment (Kurtz 1988). district. Too often we’ve ignored language and cultural differences. If language development is the key to learning, how can children who do not speak English—and who may have delayed lan- Minorities: A Second Factor guage development in their own language—learn? It isn’t just poverty that puts children at risk. And how can educators teach? As a University of California researcher observed, an important cause of the high incidence of aca- The national dropout rate among minority demic failure is the fact that the preparation for groups is 30 percent (Jones), with wide variation learning that many children receive at home is from one group to another and by region. In Texas, inadequate or may differ fundamentally from what for example, the dropout rate is 45 percent for the schools expect (Jones 1989). Hispanics and 14 percent for African-Americans.
The U.S. is increasingly becoming multieth- “The paradox, of course,” says Jones, “is that nic and multilingual. Whereas nonwhites and His- these minority groups, on whom this nation’s panics made up 29 percent of the overall elemen- future economy depends, are the groups that often tary-secondary school population in 1985, by 1995 experience the most difficult life circumstances their enrollments will increase to 34 percent, say and obtain the least educational preparation.”
Chapter 1: Who Is at Risk 9 Public Elementary-Secondary Enrollments, High School Graduation, and Dropout Rates by Race and Ethnicity CHANGE IN COMPOSITION OF ENROLLMENTS GRADUATING CLASS DROPOUT RATES Projected Projected Percent of Percent of Status Cohort 1995-96 Increase in 1988 High 1995 High Dropout Dropout Enrollment Enrollment School School Rate 1 Rate 2 from Graduating Graduating 1985-86 to Class Class 1995-96 (Projected)
American Indian/ Not Alaskan Natives 413,000 29% 0.7% 0.8% available 27%
Asian/ Not Pacific Islanders 1.6 million 70% 3.0% 4.3% available 2%
Latinos 5.1 million 54% 6.1% 9.2% 33.0% 18%
African-Americans 6.7 million 13% 13.0% 13.4% 13.9% 11%
White non-Latinos 27 million 5% 77.2% 72.3% 9.4% 8%
1Percent of 16- to 24-year-old population who had not completed high school and were not enrolled in high school or college in October 1989. 2Percent of tenth graders in 1980 who had not completed high school in 1986. Source: Western Interstate Commission for Higher Education and The College Board (1991)
Parental Involvement and Our fears Davies (1989), is that of having a two-tiered Bottom Half society: one affluent, well-educated, and optimis- tic; the other poor, increasingly isolated, badly The Japanese, says Reeves, claim to have the educated, and despairing. best bottom 50 percent in the world and thus achieve their extremely high average level of The high rates of failure of at-risk children performance by seeing that their weakest students and the gap between the advantaged and disadvan- do well. American school reform, however, was taged amount to a national crisis—socially, eco- launched with rhetoric on excellence that didn’t nomically, and politically. take into account the bottom half. Without substantial improvements in the way The phenomenon is called “the second all children are taught—especially those at the achievement gap.” According to Reeves, the gap “social margins”—we can expect a future that is “between the bottom scorers and the top scorers, includes a lowered standard of living, fewer gov- between minorities and nonminorities, and be- ernment services, intensified class divisions, a tween the poor and nonpoor.” The great danger, weakened democratic process, and lost human potential.
10 Part 1: Background CHAPTER 2 WHY AT-RISK CHILDREN ESPECIALLY NEED FAMILY INVOLVEMENT
Parent involvement has been shown to be help- The Importance of Human and ful in school achievement and behavior for all Social Capital children. However, the ones in the bottom half— the ones doing poorest—need it most. Why? What Some of us may not be able to imagine how is there about at-risk children that makes family distinct these two worlds really are for these chil- involvement especially beneficial? dren—how vast the difference is between home and school, particularly for low-income and mi- nority children. Bridging the Gap To help us understand this difference, let us The main reason why parent involvement consider the terms human capital and social capi- with the schools is so important for at-risk children tal—terms that are frequently used by educators is that the cultures of home and school are mark- today. If we take away the jargon, we can see how edly different for these children. This is unlike the they apply to at-risk children’s 1ives. experience of children from middle-class homes, for whom school is similar in values, expectations, and environment to their own homes and families. Resources When children live in two worlds, or when Capital is simply an asset or advantage. Hu- school and home are “worlds apart,” as Sara man capital, then, as defined by Comer (1987-88), Lawrence Lightfoot (1978) has put it, is “the development of skills and capabilities in individuals.” Most commonly, though, it’s used to children cannot be expected to bridge the gaps and overcome the confusion of who to learn from. The refer to the parents’ educational background. Or, predictable consequence in such situations is that more accurately, it is the resources that parents children usually embrace the familiar home cul- possess, primarily represented by their educa- ture and reject the unfamiliar school culture, in- tional background, but also by their economic and cluding its academic components and goals. social status.
Chapter 2: Why At-Risk Children Especially Need Family Involvement 11 Interaction One way to help restore the social capital for Social capital, on the other hand, is simply the these families is for the parents to become in- relationships and interactions that take place among volved with their children’s schools and teachers. people. We might think of it as links and networks, For one thing, such involvement is important as well as the kind of communication that occurs because it helps bridge the gap between home and between parents and children, for instance. school for the child. It also helps children function in a school setting where shared goals and values In at-risk families, often both kinds of advan- develop—that is, where the children’s teachers are tages are lacking. A child’s parents may not have not expecting something from them that conflicts finished high school or may have little educational with family expectations. training. These deficits, however, may or may not contribute to the child’s failure at school, depend- ing on what happens in the relationships within the Attitudes and Expectations family, or even within the community that the family lives in. A family that has few educational Suzanne Ziegler (1987) draws on research advantages may compensate for this by the way from Joyce Epstein and Anne Henderson to ex- the parents and children relate to each other. plain the gap in school achievement so often found between working-class and middle-class children. She attributes this to substantial differences in FAMILY STUDY INSTITUTE attitudes and expectations in child-parent patterns and in parent-school interactions. Chicago’s Family Study Institute (FSI) is a division of the Academic Development For instance, Epstein (1986) says that stu- Institute, a nonprofit corporation based in dents gain in personal and academic development Chicago and supported by private grants “if their families emphasize schools, let the chil- and donations. FSI has developed two dren know they do, and do so continually over the parent education courses, Studying at Home school years.” Henderson (1981) also says that and Reading at Home, designed to be when parents show a strong interest in their adopted by individual elementary schools children’s schooling, “they promote the develop- and offered on a voluntary basis to parents. ment of attitudes and expectations that are a key to The courses focus on helping parents estab- achievement, attitudes that are more a product of lish a home environment and encourage how the family interacts than of its social class or learning and academic achievement, such income.” as setting up a regular time and place for studying, discussing school objectives and But what happens when schools discourage assignments at home in family meetings, parents from taking an interest, or treat them as and participating in family reading activi- powerless or unimportant? Obviously, by doing ties. this, schools promote the development of attitudes Each course consists of three weekly in the parents that are passed on to their children— sixty- to ninety-minute group sessions at and that inhibit achievement. What usually is school supplemented by weekly activities communicated is that school isn’t important. And that parents do at home. Volunteer parents if school isn’t important, why bother trying to do lead the sessions, guiding small groups of well? parents through written curriculum materi- als and facilitating discussions of parents’ experiences with home activities. The What Schools Can Do course materials are available in English and Spanish, and parent groups are offered Lily Wong Fillmore’s work with children in a variety of other languages with the help whose first language is not English attributes the of parent translators. scholastic failure of many working-class white Source: Goodson and others (1991) and minority background children to “a poor match between the experiences of the home and those of
12 Part 1: Background the school” (Council of Chief State School Offic- velopment, such as through reading, discussions, ers 1989). She calls for: approval of school work, respect for children’s efforts, and provision of a quiet space to study. 1. Better communication between home and school regarding children’s preparation for school At-risk parents can become more sensitive to 2. Greater accommodation to the cultural patterns the importance of all these things. Likewise, schools of students and how lessons are presented that value the uniqueness of children make them feel part of the school, as a family would do. A 3. More attention paid to the social environment sense of belonging, especially for African-Ameri- of the classroom and student/teacher relation- can children, has been found to be important for ships these students. All of the above can be facilitated by involv- The ideal link to the child is through his or her ing at-risk families with the schools. parents, Ziegler points out, as they are the persons Over and over, experts who work with these with whom she has a primary relationship: children emphasize that the connections between schools and at-risk families must be increased. When the child sees her parent visit the class, talk to the teacher, or receive a personal note from the They also recommend that schools become more teacher which is read to the child, the likelihood decentralized and caring. But there’s a desperate increases that the child will feel that her two need to reduce the disparity between home and worlds overlap and that she is at home in both. The school for these children and their families. positive impact of this kind of relationship, it is posited, is strongest for those with the least expe- rience of it—the young and minorities, for ex- Settings ample. (Ziegler 1987) Another way of conceptualizing this problem is to think of it in terms of settings. Ziegler sug- Providing Support gests that it may be particularly important for teachers to communicate with the parents of at- When schools are involved in providing sup- risk children so that parents and teachers under- port to at-risk families, they often are able to foster stand each other’s settings and expectations “and values and behaviors in at-risk youth and their learn how to be mutually supportive of the student, parents that society takes for granted. By incorpo- which may include some modification of both rating family support and education activities into settings.” the school site as part of parent involvement pro- grams, schools are contributing to the reservoir of Both settings can be changed or altered: school knowledge and attitudes these parents impart to can become more home-like and home can have a their children (human capital). school-like component, so that the two worlds become more similar. Bringing parent volunteers “Researchers suggest that human capital is into the schools, for example, is one way to make potentially more important for educational suc- schools more home-like. Home learning, on the cess than material capital,” says the Council of other hand, is a way to bring school into the home. Chief State School Officers (1989). “Hence, edu- “When it is successful,” says Ziegler, “changes cators must work to assure that all children have occur at home and at school, so that the two both schools and parents who are able to instruct environments become more similar and familiar to them well.” the children.” However, when families are weak and the hu- man capital scarce, James S. Coleman (1987) sug- gests that schools are more effective if they can draw Parents Are the Link to the Child on the social resources of the surrounding commu- Yet another way to describe this desired state nity—which requires collaboration with other agen- is to speak of school settings that are family-like cies in the neighborhood and larger community. But and family settings that are school-like. The latter it can pay off with benefits for everyone: children, happens when parents encourage intellectual de- families, schools, and the community.
Chapter 2: Why At-Risk Children Especially Need Family Involvement 13 CHAPTER 3 BENEFITS OF FAMILY INVOLVEMENT
E veryone benefits from parent and family grams need not be extensive or costly to be suc- involvement in the schools: kids, parents, teach- cessful. ers, schools, and the community. For at-risk chil- In short, the results of parent involvement dren and families, there’s a lot to gain. include: The benefits of parent involvement have • Improved academic achievement been widely reported, and some are briefly listed • Improved student behavior here. An important result of family involvement • Greater student motivation with the schools is the benefits that parents of at- • More regular attendance risk children receive (which in turn affect their • Lower student dropout rates children). • A more positive attitude toward homework. • Increased parent and community support (Hester 1989) For Children New studies also indicate that: Research has pointed out the negative effects 1. If there’s a strong component of parent involve- of the lack of parents’ and families’ involvement ment, it produces students who perform better with the schools—the skills deficit that at-risk than those in programs with less parent involve- children experience, for instance, and poor per- ment. formance of many of these children at school. 2. Children whose parents are in touch with schools Substantial research links parent involve- score higher than those children of similar apti- ment to child development and to both academic tude and background whose parents aren’t in- and social success of children in school. This volved. applies to all grade levels and to programs that 3. Parents who help their kids learn at home nur- involve parents as tutors, as well as those in which ture in themselves and their children attitudes parents play a generally supportive role. Pro- that are crucial to achievement.
14 Part 1: Background 4. Children who are failing in school improve 3. Change their behavior at home to be more dramatically when parents step in to help. supportive of the child (Hester) (Henderson 1988) But that’s not all. States researcher Urie An example of one simple program took Bronfenbrenner: place in Chicago, where 99 percent of the parents Not only do parents become more effective as in forty-one classes signed a contract to provide parents, but they become more effective as people. work space at home for their child, to encourage It’s a matter of higher self-esteem. Once they saw and praise schoolwork, and to cooperate with the they could do something about their child’s edu- teacher to provide items needed for schoolwork. cation, they saw they could do something about The result? Students in the program achieved their housing, their community and their jobs. twice the grade-level gain of nonparticipants (Amundson 1988) (Krasnow 1990). Many research studies are based on innercity For Teachers and Schools schools with large populations of low-income and minority students. In Anne Henderson’s update of Epstein (1986) has shown that teachers dis- The Evidence Grows (1987), the eighteen new cover that their lives are made easier if they get studies, along with the thirty-five original ones, help from parents, and that parents who are in- support the conclusion that parent involvement in volved tend to have more positive views of teach- any form appears to produce measurable gains in ers. For instance, parents tend to rate teachers’ student achievement. “If school improvement ef- interpersonal skills higher, appreciate teachers’ fects are judged successful when they raise student efforts more, and rate teachers’ abilities higher, achievement,” Henderson (1988) says, “the re- says Hester. search strongly suggests that involving parents According to a parent survey reported in the can make a critical difference.” newsletter of the Center for Research on Elemen- In addition, it’s also important to note that the tary and Middle Schools (1989), “parents who are effects seem to be permanent. For example, involved at home and at school say that the school Henderson (1988) says studies show that low- has a more positive climate. Even more so, parents income and minority graduates of preschool pro- who perceive that the school is actively working to grams with high levels of parent involvement are involve them say that the school is a good one.” still outperforming their peers when they reach Finally, involvement can also lead to feelings senior high school—and at least one study shows of ownership, which lead to increased support of that positive differences are maintained into col- schools. This may manifest itself through greater lege years. political support and willingness to pay taxes to fund schools, which, as Davies (1988) suggests, are important byproducts. For Parents Through being involved in schools, parents develop a greater appreciation of the important role they play in their children’s education, a sense of adequacy and self-worth, strengthened social networks, and motivation to resume their own education, says Davies (1988). Specifically parents: 1. Receive ideas from the teacher or project coor- dinator on how to help their children 2. Learn more about the educational program and school system
Chapter 3: Benefits of Family Involvement 15 CHAPTER 4 WHAT WORKS: FORMS OF FAMILY INVOLVEMENT
A t present, relatively few low-income and 1. Successful education requires schools and fami- minority parents are involved in their children’s lies to function as full partners in children’s schools. In 1988, a federally sponsored poll of education. 25,000 parents found that about half of all respon- dents had initiated contact with schools regarding 2. The interaction between poor Hispanic parents their children’s academic performance (Rothman and the schools their children attended ranged 1990). One-third reported having contacted their from low to nonexistent. schools on academic progress. Not surprisingly, They set out to discover why this crucial parents with higher incomes and more years of connection was so seldom made, resulting in the schooling were more likely to have initiated con- publication Together Is Better: Building Strong tact. Relationships Between Schools and Hispanic Par- ents. In the majority of schools in the three locales studied by Davies (1988)—Boston, Liverpool, and Portugal (all with low-income students)— little involvement from parents was found, regard- Traditional Methods Don’t less of social class. Most parents of low socioeco- Work nomic status, though, have little or no contact with There are reasons why at-risk parents have so the schools, Davies reported. What little contact little involvement with their children’s schools. they do have is usually negative: they only hear For one thing, there are many barriers, from the school when their child is in trouble. misperceptions, and misunderstandings on both sides. A later chapter will deal with these barriers The Hispanic Policy Development Project in more detail. (Nicolau and Ramos 1990) spent three years con- ducting research that led to two sobering findings:
16 Part 1: Background Another important reason, tied in with the activities or roles. The question is: What works for one above, is that traditional methods of involving at-risk families? parents do not work with many at-risk parents. Yet Joyce Epstein’s model is often used, and it schools continue to rely upon traditional avenues has been adopted by Davies (1989) in his Schools of involvement such as open houses, parent-teacher Reaching Out (SRO) projects. So her model, conferences, the PTA, and volunteer programs slightly modified, will be used here to include both even though these forms of involvement may be the roles of each form of involvement and the goals more effective with middle-class parents. This is for at-risk parents. not to say that the types of involvement mentioned above won’t work with at-risk parents, but they may have to be modified for use with various populations. School Support for Families Of course, part of this problem involves the Parents have basic obligations for their history of American public schools and low-in- children’s safety and health. These obligations come or minority families. Traditionally, Ameri- include preparing their children for school, admin- can public schools and middle-class parents have istering effective discipline, and providing posi- taken it for granted that there was continuity be- tive conditions for learning and behavior. tween home and school. Middle-class parents have The goal for at-risk families is to help them assumed that schools will educate their children establish home environments that do all these for successful roles in mainstream society, and things, including supporting learning. educators have relied on middle-class parents to take an active role in socializing their children for However, at-risk parents often need help even school, as well as supporting the schools. with the basics, such as providing for their children’s physical needs. This is where human Socializing children for school has meant, service agencies can link up with schools to offer according to Carol Ascher (1987): family support services. 1. Conveying the importance of education
2. Backing up teachers by making attendance, Parents as Learners homework, and good grades a priority Being a parent is a huge responsibility; there 3. Being willing to participate in school activities, is much that parents must learn if they are to such as the PTA effectively help with their children’s education. Not so with poor and minority parents. Their So at-risk parents must also become learners. history with the school system has been quite This form of parent involvement includes different. Generally, there has been suspicion and participation in workshops that train and educate mistrust on both sides. What’s happened is that parents in areas such as child development, at the same time as poor and minority parents have parenting skills, or helping their children at home. complained that the schools are not run to benefit The most effective parent education programs are their children, and that teachers do not welcome those planned cooperatively by parents and school them, educators have lamented that exactly those staff members. parents, whose children tend to be low achievers and who most need extra help to achieve, have The goal is to provide education that meets tended to be so burdened by their own lives that parents’ needs and concerns, as well as the school’s. they are the hardest to reach. (Ascher)
Forms of Parent Involvement School-Family Communication This represents communication from school There are several ways to look at different to home about school programs and the child’s forms of parent involvement, but mainly they’re progress (memos, conferences, home visits). For simply different phrases for different kinds of
Chapter 4: What Works: Forms of Family Involvement 17 at-risk families, two-way communication—that Parents who volunteer or who come to school is, communication from home to school—is also events help further communication between par- important. ents and teachers. The act of attending school- related functions reinforces the importance of edu- The goal for schools is to make sure that all cation to their children. This category could also communication or information can be understood include parents working with teachers in helping by all parents and also to design more effective their children at home. ways of reaching these parents. Schools might bring home into school through using parents in For at-risk parents, educators’ goal is to make the classroom to share songs and stories from their such activities nonthreatening and meaningful, so own culture, for instance. that parents will want to participate.
Family Support of Schools and Helping Their Children at Home— Teachers Parents as Teachers This takes place at school, generally, and Former U.S. Secretary of Education William includes parents who assist teachers, administra- Bennett states, “Not every teacher is a parent, but tors, or children in the classroom. It also includes every parent is a teacher” (Hester 1989). We have parents who support the school’s activities and seen that the power of parents to affect student attend performances, sports events, and other ac- achievement is considerable. If parents are in- tivities. volved in the education of their children, they once again give their children that all-important mes- sage, along with a positive example, that educa- WAYS PARENTS CAN BE tion is important. INVOLVED This form of parent involvement has parents working at home with their children in learning • Assist with homework and review as- activities. Can parents of at-risk students do this? signments Yes, Dorothy Rich (1985) says, a resounding yes. • Consult with the teacher Head of the Home and School Institute, Rich has • Assist with schedule planning been devising “recipes” for home learning for over • Serve as a resource person twenty-five years. In recent data, for example, 94 percent of the thirty-three migrant families in • Assist in the classroom Tampa reported changes in their children’s school • Initiate conferences performance as a result of parents’ being taught to • Provide study time and a good study work with their children at home (Rich, personal environment communication, May 27, 1990). • Promote writing at home However, parents of at-risk students need • Provide educational resources ideas and instructions from teachers on how to • Model appropriate skills and behaviors monitor and assist children at home with learning activities that are coordinated with their home- • Blend education and family activities work. Including materials is also helpful. Most at- • Talk about goals risk parents, when shown how, are anxious to help. • Post examples of good work The goal, then, is to design, develop, and • Visit classes provide effective ideas on how parents can help • Reinforce skills their children at home and to train parents to use • Encourage improvement instructional materials as needed. • Praise good performance
18 Part 1: Background Parent Participation in Decision- Making—Parents as Advocates PROJECT AHEAD In this form of involvement, parents assume (ACCELERATING HOME decision-making roles regarding school issues, EDUCATION AND problems, and programs. Parents might be part of DEVELOPMENT) the PTA, School Advisory Council, and other steering or decision-making groups, or they might Project AHEAD is a parent-to-parent be involved in planning events. program serving disadvantaged families of children attending schools in the Ten Schools Empowerment is an important component to Program of the Los Angeles Unified School consider when designing parent involvement pro- District. These schools have only minority grams for at-risk parents. Family Matters at Cornell students enrolled and are under court order University stresses the importance of empower- to receive supplemental services to offset ment as one of the keys to overcoming social class the effects of racial isolation. and cultural barriers related to parent involvement AHEAD was developed in 1977 by the in schools. Martin Luther King Legacy Association (MLKLA) of the Southern Christian Lead- Low-income parents, who so often feel a ership Conference in Los Angeles and cur- sense of exclusion and powerlessness, responded rently is operated and funded jointly by the well, for instance, to decision-making participa- MLKLA and the Los Angeles Unified tion in the Head Start program during its early School District. Project AHEAD’s parent years. Comer’s SDP model, which has been educators are indigenous to the community replicated in over 100 schools throughout the and parents of successful school children. country, maximizes parent involvement at the They make biweekly home visits and facili- school level. In fact, parent participation in deci- tate monthly meetings of parents in the sion-making and governance is an integral part of schools. the program and a key to its success. The curriculum is based on the work of Dorothy Rich, who subsequently incorpo- Of course, parent involvement is a process rated the ideas into a book entitled that usually occurs gradually. However, when Megaskills. Parent educators introduce parents are ready for greater involvement, the home activities that guide parents in helping ability to participate in decision-making can be their children develop critical skills for suc- important. It’s not true that socially marginal cess (“megaskills”), such as responsibility parents aren’t interested in having their voices and self-esteem. In addition, the program heard in some way. works with parents on school-related topics such as reviewing report cards and prepar- ing for parent-teacher conferences. Which Forms of Involvement Source: Goodson and others (1991) Are Best? Any way you look at it, parents have a number of roles to fulfill. There is debate, however, about parents in decision-making on school committees the best ways to involve parents. The goal here is probably won’t increase student achievement, at to decide how and when to recruit and train poten- least in the short term...a few volunteers at school won’t help other parents know how to help their tial at-risk parent leaders. children at home. (Cited in Brandt 1989) According to Epstein, different types of par- Comer and Davies would both likely chal- ent involvement seem to produce different results: lenge the assertion that volunteers do not help For example, several studies show that when student achievement, though they might concur parents help their child at home in a particular that it’s not in a direct, straightforward way. Nev- subject, it’s likely to increase the student’s achieve- ment in that subject. By contrast, involving a few ertheless, educators will want to be familiar with
Chapter 4: What Works: Forms of Family Involvement 19 the different forms of parent involvement and A recent study published by the National decide what their goals are, what kinds of at-risk Research Council found that public schools with groups their school includes, and where they want high minority enrollments are less likely to use volunteers than suburban schools. When volun- to start. teers are used, there are usually fewer of them. Research doesn’t show with any clarity what Volunteers in most schools are more likely to be outcomes are associated with different forms of white, well educated, and middle class (Olson involvement. Ascher (1987), for example, reports 1990). The same is true for those parents who are that there is little research on direct involvement of involved in decision-making and governance. parents in the schools. Yet there is a strong positive In thinking about forms of family involve- relationship between parent involvement in home ment, consider first the comment made by Nicolau and community affairs and student achievement. and Ramos: you simply need to get them involved Agreeing with Epstein, Ascher, reporting on in some way, any way. a survey of 185 midwestern elementary principals, claims that not all types of parent involvement have an impact on student achievement: “While Using a Number of Entry Points community support, fundraising, and attendance Perhaps 0wen Heleen’s model (1988) is most at school meetings were all highly correlated with appropriate for at-risk parents. He proposes achievement, citizen participation in policy deci- nondirectional participation—that is, using a num- sion-making was not.” ber of entry points that are appropriate to the On the other hand, having children score family’s level of skill, need, time, and energy. For higher—that is, improving test and I.Q. scores—is example, parental choice of schools, though ini- not the sole reason for encouraging parent in- tially involving little participation, may lead to volvement. increased involvement. Or a contact through a mediating agency, such as a church group working Davies (1989) comments on James Comer’s for school support or a home visit program, may work with the SDP (School Development Pro- stimulate parent involvement for some families. gram) schools: Heleen believes that family involvement can Comer has demonstrated that to improve urban schools, it is not enough to aim only at the intellec- become a reality even with the hardest-to-reach tual and academic development of children—that families, but only if their social, emotional, and physical development school systems develop a broad range of partici- are inescapably linked to the intellectual. patory opportunities that work cooperatively with Therefore, Comer’s mental health team ap- parents and the community, allow parents to de- proach involves not only teachers, but also various termine their own needs, provide initially low- specialists, parents, and community agencies. By investment opportunities, and work with other improving “school climate,” as well as by adding community structures. a new curriculum, SDP schools have helped at- Davies’ advice echoes Heleen’s. The Schools risk children to perform at much higher social and Reaching Out (SRO) program offers a wide vari- academic levels (Daviesmm 1989). ety of styles and timing for both parent and com- munity involvement and focuses on programs both inside and outside the school. When the Volunteering and Decision-Making school provides many different types of activities, it is easier for parents to participate in the school culture in the way that is most comfortable or The areas of volunteering and decision-mak- interesting to them. ing or governance are the areas most fraught with controversy. As noted earlier, parents of at-risk children aren’t likely to be found serving as volun- teers in schools.
20 Part 1: Background CHAPTER 5 SCHOOLS MUST TAKE THE INITIATIVE
W hat’s more important: A parent’s socio- At-Risk Families Cannot economic status or the parent involvement prac- Reach Out tices of the school? That the parent is a single mother and a high school dropout or school in- As has been pointed out, many parents view volvement practices? Says Kenneth Kamminger schools as places where they are called to discuss (1988): problems, or places where they themselves failed, or institutions they fear or are in awe of. Also, the daily struggle to survive may make it impossible The data are clear that the school’s practices to for some families to reach out to a place that inform and to involve parents are more important doesn’t provide relief for their immediate needs. than parent education, family size, marital status, and each grade level in determining whether inner-city parents get involved with their children’s Parent attitudes can change, but aren’t likely education in elementary school and stay involved to without intervention. So it is clear that the through middle school. initiative must come from the schools. At-risk families can’t usually do it. That is, parents’ level of involvement is di- rectly linked to specific school practices. Parents are more involved at school and at home when they see their schools having strong parent in- volvement programs. An Example of Teacher Initiative To emphasize the difference teacher initia- Many parents will never realize their poten- tive can make, Ziegler shares an anecdote. She tial (and hence neither will their children) unless tells of two students, Jessica and Derek, who had schools and teachers reach out to them (Ziegler problems with reading. Neither of the children’s 1987). parents initiated contact with the school. As Derek’s
Chapter 5: Schools Must Take the Initiative 21 mother said, “Teachers should take all the initia- tive.” During both years of the study, Derek’s SCHOOLS REACHING OUT teachers phoned and sent notes home to his mother (SRO) about his academic problems. When developing a national project Jessica’s mother, however, heard nothing from called Schools Reaching Out (SRO), the the school about Jessica’s continuing problems— Institute for Responsive Education (IRE) in even when she was assigned to special education Boston focused on three themes: in third grade. 1 Providing success for all children. All At the end of two years, Derek was reading children can learn and achieve school well beyond grade level, while Jessica was still success and none should be labeled likely several years behind. Even though the authors failures because of the social, economic, acknowledge there were other factors at work, or racial characteristics of their families Derek’s teacher’s communication with his mother or communities. seems to have played a key role in his dramatically 2. Serving the whole child. Social, emo- improved reading ability. tional, physical, and academic growth are inextricably linked. In order to foster academic development, all other facets At-Risk Families Are Interested of development must also be addressed by schools and families. But will parents respond to a school’s or 3. Sharing responsibility. The social, emo- teacher’s initiative? Generally the answer is yes, tional, physical, and academic develop- but, of course, it depends on how the message is ment of children is a shared and overlap- communicated. ping responsibility of the school, the fam- Although some parents expect the school to ily, and other community agencies. make the first move, says Ziegler, most parents are The SRO project set as its purpose to very responsive to positive expressions of interest redefine and expand parent involvement as a and concern by teachers and will implement their part of urban school reform. The project suggestions. They may simply be waiting for began in 1988 with two demonstration direction and guidance. Many parents receive little schools: the David A. Ellis Elementary communication, she adds, and may be apprehen- School in Roxbury, Massachusetts, and P.S. sive about asking for more: “But when teachers do 111 on the west side of Manhattan. reach out to involve parents, the response is great.” The project has now expanded into the She also notes that many surveys show that parents League of Schools Reaching Out, with a are eager for more information and teacher-initi- current membership of forty-one elemen- ated contact. tary and middle schools in thirteen states and Puerto Rico. The league members subscribe Parents with limited educational backgrounds to no single orthodoxy, but share a commit- do not necessarily lack interest in the school their ment to the above three themes. children attend. What’s lacking in most schools The schools in the league will be con- and districts are appropriate strategies or struc- sidering issues raised in seven reports writ- tures for helping low-income parents to become ten on the SRO project by researchers who involved. gathered data not only in the two demonstra- tion schools but also in other member schools. The schools are also starting to put together What Should Schools Do? new and broader definitions of parent in- “All parents, but particularly those who feel volvement. isolated and alienated, must be made to feel wel- Source: Adapted from Don Davies come in the schools if they are to assume greater (1991) responsibility for their children’s educational out- comes,” says Judith E. Jones (1989). “In many
22 Part 1: Background cases,” she adds, “the parents of at-risk children encouraged, the more inequity may result as en- need as much support as their children do. Schools thusiastic parents come forward and the ‘silent have important roles to play here.” majority’ remains silent.” That’s why he suggests that aggressive school outreach, including home Some schools are reaching out in creative visits, may be especially important to ethnic and ways. For example, they may sponsor events at the language-minority families. beginning of the school year rather than at the end, plan social events and use school buses to get the parents there, and increase the literacy of parents All Summed Up and children in joint programs. In short, says James A. Sandfort (1987), schools need to: Examples of School Initiative • Change their belief systems about at-risk Davies (1987) suggests several ways schools families. can reach out: • Admit that help is needed. 1. Have adequately prepared and sensitive school • Ask parents to become involved and take representatives go into homes to meet with responsibility for their children’s educa- families tion. 2. Have some meetings outside the school in set- tings less intimidating and more accessible to • View an interested parent as a potential parents partner, not a problem. 3. Use natural and informal settings to reach and • Communicate with parents, letting them talk with parents (such as churches, markets, know specifically what it is they must do. social centers) • Begin at the top: the principal must be a 4. Prepare materials in other languages for parents catalyst. whose English proficiency is weak • Develop and promote strong programs of 5. Schedule activities that are attuned to at-risk parent involvement that involve adminis- parents’ needs tration and colleagues as well as indi- vidual teachers. However, Derek Toomey (1986) cautions that “the more parent participation is accepted and
Chapter 5: Schools Must Take the Initiative 23 CHAPTER 6 BARRIERS AND MISUNDERSTANDINGS
“ It is the parents of at-risk students who are Davies (1988) in his report on low-income fami- often least likely to be involved with the school,” lies in three locales. states the New York State Department of Educa- Davies states that many of these parents have tion (1988). However, educators as well as par- low expectations for themselves and their chil- ents must assume responsibility for this lack of dren, though they almost uniformly express strong involvement. interest in their children’s education. Michelle Some obstacles to involvement are due to Sarkees (1989) says some may feel they are unsuc- benign neglect, others to political or professional cessful parents and thus feel discouraged by what barriers that keep parents out of the way, still they consider to be personal failures. others to emotional barriers felt by parents them- Although most doubt their ability to become selves. Finally, some are simply due to ignorance, involved in their child’s schooling, many partici- lack of awareness, and misunderstandings. pants in Davies’ (1989) study said they would like to learn more about how to help.
Barriers for Parents Negative attitudes or bad experi- Feelings of inadequacy, failure, ences with schools and poor self-worth Low-income parents, says Davies (1989), do Many low-income parents have low self- not consider themselves hard to reach: esteem and, consequently, feel insecure about They will come to school when asked for a good their ability to be involved in their child’s educa- reason, but by and large they don’t like to come on tion—either at home or at school. “They often see their own, and many—perhaps most—carry bad themselves as not being very smart, and many talk memories of schools and being intimidated by about how they did not do well at school, did not teachers and administrators. Most say they simply learn much, and were academic failures,” says don’t like to go to a school.
24 Part 1: Background Nicolau and Ramos (1990) add that many ents with low socioeconomic status, who also lack Hispanic parents may fear appearing ignorant (“I educational skills, separated themselves from their am called by the school when there is a problem children’s education. These parents perceived edu- with my son, then the teachers make me feel cation as the teacher’s job, not the parents’. embarrassed and hurt about his behavior”). Or they may feel overwhelmed by educators (“I went to the third grade; how can I question my son’s Cultural and language barriers teacher?”), or intimidated by their own lack of Nicolau and Ramos list reasons why barriers success in school (“Teachers don’t like me. I exist between Hispanics and schools, including a flunked school. Better for my kids if I stay away as lack of understanding of U.S. education and a much as possible”). tradition of not questioning schools or teachers. Parents said things like, “They know what is best for my children,” or “I want to be correct but Suspicion or anger that schools are nobody tells me what is correct here,” or “They say not treating them equally if we cannot speak English, there is no point in Many parents harbor negative feelings to- wanting to see the principal or counselors.” South- ward school, seeing themselves as pawns, not east Asian parents, as well as Hispanic parents, partners, in public education. Sarkees says that believe they are being helpful by maintaining a some parents have developed a resistance to au- respectful distance from the schools. thority, often as the result of frustrations or con- cerns about previous educational experiences pro- vided to their child. Thus they may be suspicious Economic, emotional, or time con- of parent education programs. straints African-Americans have a deep distrust of Economic hardship and unemployment can public schools, based on past discrimination. profoundly affect both adults and children. Many “Blacks may say they believe schools help people chronically poor parents or parents who suddenly get ahead, but actually they do not buy the white find themselves unemployed suffer from depres- middle-class folk theory of achievement through sion. The effect of parent job loss on children is not education,” says John Ogbu, researcher at the certain and seems to depend on the degree of University of California (cited in Reeves 1988). parental depression and duration of problems in the family. James Comer illustrates this mistrust by relat- ing the experience of one first-grade teacher in “Depressed parents,” says P. David Kurtz New Haven on the first day of school: “A six-year- (1988), “tend to be harsh and intolerant of their old raised his hand, as instructed by his teacher, children, demand independence before their chil- and said, ‘Teacher, my mama said I don’t have to dren are ready and are emotionally withdrawn do anything you say’” (Reeves). from their children.” Children whose parents are emotionally unavailable experience rejection, in- Ascher (1987) says that parents of poor and security, and possible social development lags that minority kids often are suspicious of school for may influence their adjustment to school. teaching subjects whose importance they don’t understand, or, more commonly, for “cheating There is also growing evidence about how their children of the same quality of education that children are affected by having a parent who is they believe middle-class children receive.” mentally ill. “Children of mentally ill parents have significantly increased risk of developing psycho- social problems during the school-age years than Leave it to the schools do children of mentally stable parents,” says Kurtz. Many low-income parents, as well as those Family discord and hostility seem to be the from other cultures, see teachers as authority fig- chief disruptions. The primary effect is the occur- ures and leave it to the school to educate their rence of conduct disorders in children. Their anti- children. Annette Lareau (1987) found that par- social behavior makes these children, especially
Chapter 6: Barriers and Misunderstandings 25 boys, high risks for inappropriate adjustment to (Amundson 1988): “First, although most school school. officials say they want parent participation, in practice they offer parents only limited opportuni- Often excessive energy is required to meet ties for involvement.” the family’s basic needs. Many are struggling simply to survive. Parents can’t be effectively involved with schools if educators continue to view their partici- It is not reasonable to expect that individuals who pation as desirable but not necessary. It is the are barely surviving will have the time, the incli- difference between looking at parents as extras nation, or the psychic energy to get themselves and looking at them as partners. together for a school meeting or a workshop. It is clear that most cannot help their children until Teachers frequently ask, “How do I get involved? they have gotten help for their own all-consuming How do I get them to attend meetings?” But the problems. (Nicolau and Ramos 1990) real question that each teacher needs to ask is, “Do Or as Ascher puts it, “A welfare client may I really want to involve the parents?” Only when the answer is an unqualified “yes” will the means have the time to come to school, but may not have to do this become feasible. (Smith 1970) the emotional or spiritual resources to do so.”
Confusion about the role of teach- Logistical problems: child care, ers transportation, scheduling Both teachers and parents have stereotyped There are logistical problems, too. Often both images of each other, says Ziegler (1987), that parents work, sometimes at more than one job. stem from childhood experiences and guide their Mothers may be single and on welfare and have a views about schooling. Teachers, for instance, number of children to care for. As one Hispanic report that they feel uncertain about how to in- parent put it, “My husband, he works two jobs and volve parents and still maintain their role as ex- I have two babies. We got no time to go to school” perts. (Nicolau and Ramos). At the root of conflict between teachers and Child care may be nonexistent or too expen- parents is their often differing views on parent sive—and the same goes for transportation. Work- involvement. A 1985 survey by the National PTA, ing parents can’t attend meetings in the day, and cited in the National School Boards Association single parents often choose to spend time with report (Amundson 1988), found that about three- their children in the evening rather than go to a fourths of the parents surveyed said they were school event. interested in attending classes and workshops with “Unless this mismatch in schedules can be teachers and principals, as well as serving as overcome,” the 1987 Metropolitan Life survey advocates for their school in meetings with the noted, “there remains a need for working parents school board or on advisory committees. School to occasionally take time off from work, or else administrators, on the other hand, said they did not forego direct contact with teachers” (Harris 1987). want parents participating as advocates. In other words, teachers seem to see parents’ role as minimally supportive, traditional, and per- Barriers for Schools and haps passive, say Diana T. Slaughter and Valerie Shahariw Kuehne (1988). The proper role for Teachers parents, according to teachers, is home-based. Commitment to parent involvement However, add Slaughter and Kuehne, parents A number of school practices have discour- express interest in more active roles—in being aged or completely blocked parent participation, colearners with their children, functioning as ad- says the National School Boards Association vocates, and participating in decision-making.
26 Part 1: Background Not too many years ago, says Dorothy Rich how to involve less-educated parents and thus (1987), parents were told “hands off, you don’t claimed these parents lacked the ability or willing- know what you’re doing” in regard to their ness to help. children’s education. But today, she stresses, the Unfortunately, teachers receive little or no message must be “hands on.” training in working with parents. Preservice train- ing for teachers and administrators devotes mini- mal, if any, time to relationships between families Concerns about turf and territory and schools. Therefore, says Jane C. Lindle (1990), Some teachers are worried that parents will many teachers find they’re ill-prepared for meet- undermine their authority and disrupt their class- ing parent expectations or ascertaining the needs rooms. Rhoda Becher (1984) points to a report by of parents. the National Education Association stating that teachers express concern that parents will try to take over their teaching responsibilities and won’t follow the teacher’s instructions and school regu- lations. KENAN TRUST FAMILY “There has always been the question of who LITERACY PROJECT controls the child’s life in school, ” acknowledges The Kenan Trust Family Literacy Sandra Feldman, president of the United Federa- Project is a full-day, center-based program tion of Teachers in New York City. “Teachers are for parents and their preschool children in always concerned that parents will interfere” Louisville, Kentucky. The program is funded (Jennings, May 2, 1990). primarily through grants from the William They are also concerned that parents will R. Kenan, Jr. Charitable Trust of Chapel cause confusion and disrupt the classroom be- Hill, North Carolina, and is an adaptation of cause they do not know how to work productively the PACE (Parent and Child Education) with children. And they’re worried that parents Program developed by the Kentucky De- may use nonstandard English or demonstrate other partment of Education. characteristics that teachers do not want in the The Kenan model builds on four ac- classroom. tivities: preschool for children; adult basic education for parents; Parents and Children Together (PACT); and Parent Time (PT). Doubts about their abilities to Parents and children attend the program work with at-risk parents together three days a week for a full school day (9 a.m. to 2 p.m.). Many teachers harbor doubts about whether certain parents are willing or able to be involved in For three hours in the morning, the helping their children. Working-class parents, children attend a cognitively oriented pre- non-English speaking parents, immigrant parents, school program based on the High/Scope and single parents are among those groups about model, while their parents receive instruc- which teachers have reservations. tion in adult basic education and literacy. For at least forty-five minutes a day, the But it’s been found that teachers learn by parents and children play together during doing, says Ziegler. Those who take the initiative PACT time, with the adult education and in reaching out don’t seem to be defeated by early childhood teachers present to facili- barriers, but instead have been able to work suc- tate interaction and learning. While the chil- cessfully with parents of all educational back- dren nap, parents meet for Parent Time to grounds. discuss issues such as parenting, child de- velopment, home activities, and personal Epstein (1983) confirms this. While some care and growth. teachers she studied had worked out successful practices to use with parents who had less than a Source: Goodson and others (1991) high school diploma, other teachers did not know
Chapter 6: Barriers and Misunderstandings 27 Teachers not only have reservations about Thus, whether parents with little schooling are whether they can motivate at-risk parents, but they viewed by the teachers as capable of assisting also report they are uncertain about how to imple- their children in reading at home may depend on ment such a program. whether the teacher has worked out procedures and communication patterns that would enable A belief that at-risk parents do parents with little schooling to assist. not care and will not keep commit- ments Low teacher expectations for at- Perceiving “the other side” as being uncaring risk children only heightens the distance between parents and Teachers’ ideas about what constitutes a teachers. Adopting this kind of attitude can lead to “good” family and proper childrearing also affect an unproductive, escalating cycle of mutual blame. how they relate to at-risk children and their fami- Many teachers tend to ignore poor and minor- lies. “Children from families who deviate from ity parents, assuming that less-educated parents these middle-class norms,” says Davies (1988), don’t want to become involved in their children’s “are expected by many educators to have trouble education. But recent research refutes this as- in school—to be behavior problems and low achiev- sumption. Studies of poor and minority parents in ers.” Maryland, New England, and the Southwest have found that these parents care deeply about their For example, one teacher said, “As soon as I children’s education, but may not know how to saw and talked to the mother, I knew that boy help (Reeves). “We poor parents have dreams for would fail.” Another teacher said, “Well, what can our children’s future,” says Susie Smith, a resident you expect of these children. We do the best we in a Chicago public housing project. “Education is can, but look at the homes they come from” (Davies crucial to us; it is our kids’ only legal ticket to a 1988). better life” (Reeves). In their study of urban schools, the Carnegie In a survey reported by the Center for Re- Foundation found that more than one out of five search on Elementary and Middle Schools teachers simply do not believe that all students can (CREMS), 171 teachers in eight urban innercity learn. These teachers’ low expectations, they con- elementary and middle schools generally agreed cluded, became a self-fulfilling prophecy (Reeves). that most parents of students in their schools are not involved with the school and don’t want to be. But when the approximately 2,300 parents of Schools assume a passive role or those students were surveyed, they agreed only in fail to help parents feel welcome part. Although many acknowledged that they were Epstein asserts: not involved because they worked full-time or had If schools don’t work to involve parents, then other reasons why they could not come to the parent education and family social class are very building during the day, this did not mean they important for deciding who becomes involved. lacked the desire to become involved. Many said But if schools take parent involvement seriously, they had not been asked and weren’t sure how to and want to involve all parents, then social class proceed. The parents in these schools were “em- and parents’ level of education decrease or disap- phatic about wanting the schools and teachers to pear as important factors. (Interviewed by Brandt advise them about how to help their children at 1989) home.” Based on her research, Epstein speculates that only a relatively small percentage of parents Henry Becker and Joyce Epstein (1982) found have personal problems so severe that they cannot that a great deal has to do with teacher attitudes. work cooperatively with teachers, given the proper They say that general guidance and modest efforts assistance. directed to parents had significant results: In the CREMS survey, many of the 2,300 parents reported that they had not been asked by
28 Part 1: Background the school to become volunteers or to help. Nor in one survey that over one-third of the parents have many parents been given specific directions. reported that they had no conference with the teacher during the year, and almost two-thirds In a speech to school administrators, a His- never talked with a teacher by phone (Amundson panic parent “explained that it was not so much 1988). that everyone in her daughter’s school needed to speak Spanish, but rather that when she entered the building there was a welcoming attitude” (Krasnow Dwelling on the hard-to-reach con- 1990). cept Locked doors and notices to check in imme- Davies (1988) says many teachers dwell on diately at the office can be forbidding and inter- family problems and conditions, such as crime and preted as signs of mistrust. For too long, says Bob poor living conditions, and talk little about the Chase, vice-president of the National Education strengths all families have. They label these par- Association, some schools have made parents feel ents “hard-to-reach” because of their home and like intruders: “We restricted conferences to cer- neighborhood environment and the parents’ char- tain days, and we didn’t welcome parents into acteristics; “parent apathy is a recurring theme.” classes. The barriers were unspoken, but they Unfortunately, Davies says, only a minority suggested we were the professionals” (McCormick of educators acknowledge that school policies or 1990). educator attitudes may be part of the problem. Working parents and single parents need ac- Davies (1988) says there is something flawed tivities that are scheduled at times they can come, about the hard-to-reach concept: “Most of the rather than at times that are most convenient for parents in our study were ‘reachable,’ but the school personnel. As indicated earlier, at-risk fami- schools were either not trying to involve them or lies may need such extras as child care, transpor- were not knowledgeable about, or sensitive to tation, and possibly meals. A lack of child care or ways to overcome barriers of culture, class, or transportation can contribute to parents’ inability language.” to participate in school events.
Communication from schools focuses Lack of time and funding on the negative Many demands compete for teachers’ and Communication between schools and parents principals’ time. Teachers who are also parents with low socioeconomic status is primarily nega- have some of the same time problems that other tive, focused largely on academic and behavioral working parents do. Schools may give lip service problems of children, says Davies (1988). to reaching at-risk families, but to actually do so may require released time for teachers as well as Research shows that most teachers don’t con- employing parent coordinators. In addition, there tact parents unless there is a problem: may be a lack of access to appropriate family involvement materials. Finally, lack of sufficient In this situation, parents find themselves dealing with a stranger, the teacher.... Furthermore, be- funding for family involvement programs is an cause they probably have had no contact with the ongoing problem at all levels of the educational teacher until this point, parents feel no desire to system. support the teacher, a stranger, over the interests of their child. (Lindle 1990) Many teachers also overestimate the number of contacts they have with parents, whether nega- tive or positive. Surprisingly, large numbers of parents are excluded from some of the most com- mon communications from school. Epstein noted
Chapter 6: Barriers and Misunderstandings 29 CHAPTER 7 OVERCOMING BARRIERS: NEW BELIEFS AND PRINCIPLES
everal programs that involve the families of Sue Berryman, director of the National Cen- at-riskS students have achieved success by replac- ter on Education and Employment at Teachers ing old beliefs and assumptions with new ones. College, Columbia University, says there is an- There are also certain principles on which effec- other school reform waiting in the wings, one that tive at-risk family involvement programs are based. “will be organized in some way around a much The following “new beliefs” result from the work fuller definition of human talent than narrowly of Rhoda Becher, Don Davies, and the Family defined academic achievement skills” (Reeves Matters program at Cornell University. 1988). This will be so, she says, not only because the economy needs a wider range of skills, but also because at-risk families may bring a greater diver- New Beliefs about Parents and sity of talents to us. Some of the talents these Families groups have are in spatial relationships, physical coordination, music, interpersonal perceptiveness, All families have strengths and inner attunement. Parents, says Becher (1984), already make contributions to their children’s education. Suc- cessful programs emphasize the strengths of par- Parents can learn new techniques ents and let them know these strengths are valued. Successful programs help parents identify They also build on the particular assets that new things they’re capable of doing, says Becher. many poor and minority families have. For in- This perspective also suggests that parents have stance, these families are usually more group- both the ability and interest to expand and enhance oriented and interactive than the white middle their parenting skills. An aim of successful pro- class (which stresses individualism and competi- grams is to help families overcome obstacles to tion)—and it’s exactly these collaborative skills effective functioning—and one way to do this is that the labor market needs today. by teaching them new skills and behaviors.
30 Part 1: Background Parents have important perspectives about their children THREE INNOVATIVE Successful programs recognize and draw on PROGRAMS parents’ perspective and knowledge about their children. Teachers realize that parents can be im- SAN DIEGO, CALIFORNIA. Oak Park Elementary School found that an effec- portant and useful in helping them improve tive way to involve parents from diverse cul- children’s education. “Valuable information on tural backgrounds was to train representative child rearing and family functioning has been parent and teacher facilitators who could meet gleaned even from disadvantaged parents and with each ethnic and racial group separately passed on to benefit other parents,” reports Moles to brainstorm, solve problems, and discuss (1990). issues and concerns. As a result, each group felt for the first time that it was important and that its views counted. After the separate Most parents really care about meetings, the school held a joint session to their children develop a parent involvement plan. Parents and teachers were surprised to see that all Successful programs acknowledge and rest groups shared common concerns and needs on a sincere belief that most parents really care (Chrispeels 1991). about their kids. This has been demonstrated over BROOKLYN, NEW YORK. Devel- and over by parents’ comments. oping Multicultural Awareness Through Lit- Of course, there are families struggling with erature is federally funded under family-school multiple problems. As Slaughter and Kuehne partnership grants. Seeking to empower par- (1988) point out, “Generally, under impoverished ents and children by recognizing their cultural conditions, many families are considerably more differences as assets, this program introduces survival-oriented than child-oriented, although for children, parents, and teachers to some of the many adults their children are their most precious world’s best children’s literature. Teachers receive training in family involvement activi- possessions.” ties and parents and students are given educa- tional materials for learning at home (Cross and others 1991). Cultural differences are both valid FRESNO, CALIFORNIA. Early in- and valuable tervention is the central priority for this fam- “Diversity is not a disease to be cured or an ily-school partnership program called Project aberration to be stamped out by the experts,” says MIRROR (Managing Integrated Resources— Davies (1988). Successful programs learn about Reaching Out Remediation). Community other cultures and respect their beliefs. They find role models work with families and students. ways of building on the loyalty and obedience, for Successful individuals from disadvantaged example, that Hispanic parents instill in their chil- backgrounds share their own experiences with dren. Or they find ways to bring other cultures’ the disadvantaged students of West Fresno to traditions and values into the classroom. create a “mirror” effect. The program is designed to improve the level of participation and involvement of families in the education of their own children. Activities include Many family forms exist and are teacher and family training; a family-school legitimate retreat; a strategic planning session to estab- There is no single pattern, says Davies (1988), lish dialogue between school and families; that determines healthy child and family develop- and a prescriptive learning and family tutorial ment. Yet the number and types of resources that component, which features an automated parents can marshal can be a key factor. In cases homework information system (Cross and others). where children are cared for by grandparents, stepparents, or other members of an extended family, successful programs are prepared to reach
Chapter 7: Overcoming Barriers: New Beliefs and Principles 31 out and provide family support where resources Anything that can be done to give at-risk are limited. families more control over their lives—and their children’s education—will be helpful.
New Principles for Programs An Ecological Approach The following principles for involving par- ents of at-risk students come mainly from the work We live in an interdependent world today, of Davies (based also on the Family Matters pro- one in which a child’s world is linked to the family, gram at Cornell University), as well as from vari- which is linked to the neighborhood or commu- ous other experts. nity, plus to the child’s school. And each realm influences others. Family involvement in the school can have an impact both within the family and on The No-Fault Model the community in which the family lives. For example, if parent involvement results in an unem- As we’ve seen, there are misunderstandings ployed mother gaining the self-confidence to get a and obstacles on both sides, and blaming each job, that job will then affect her need for child care. other—parents or teachers—only stands in the Further, her employment may affect her ability to way of developing genuine partnerships. Teachers be as involved as she was before in school activi- as well as parents have new things to learn. But ties. We need to see all the connections in a child’s then teachers, like parents, also need support. world. When you’re beginning a program for at-risk families, proceed from the premise that a child’s learning difficulties are not caused by any single Collaboration: The Only Way source; in other words, don’t place all the blame on either the family or the school. We are all respon- Partnership with at-risk families is impos- sible and we all must work together. sible without collaboration, both within the school and outside it. Schools alone can’t provide all the services that at-risk families need, such as parenting A Nondeficit Approach education, counseling, health care, housing, and so forth. It is not helpful or accurate to view at-risk families as deficient or failures. Nor is it useful to The school staff also need to function in a look down on any family, talk down to them or “at” collaborative way with one another in order for them, or regard them in a patronizing way. Respect real change to occur, believes Krasnow (1990). families for who they are—and look for assets and It’s too much to ask a single teacher to do it alone, strengths. just as it’s asking too much for schools to provide all the help and resources that at-risk students and families need. The Importance of Empowerment We know now that the community and schools All individuals and families need to feel em- must work together to achieve successful parent powered, especially at-risk families, who so often involvement programs for at-risk families. feel powerless. Empowerment has been defined by V. Vanderslice (1984) as a process through which people become more able to influence those indi- viduals and organizations that affect their lives and the lives of those they care about. Moncrieff Cochran and Charles R. Henderson, Jr. (1986) link empowerment to helping individuals remove ob- stacles that impede their efforts to achieve equal status in society.
32 Part 1: Background Preview of Chapters in Part 2: Components
Chapter 8. Communica- the values and activities of the Chapter 12. Decision- tion: The Importance of school. Making and Advocacy: Personal Contact The Importance of Em- powerment Good communication lies at Chapter 10. Preparation: Getting Children Ready for the heart of every effective family Many low-income and mi- School involvement program. Without a nority parents feel a sense of ex- doubt, the most effective way to Low-income families and clusion, powerlessness, and hope- communicate with at-risk fami- those from minority cultures may lessness—attitudes they pass on lies is personal contact, especially not prepare their children for to their children. To deal with home visits. After a brief look at school by teaching them skills this problem, family involvement parent-teacher conferences and (such as how to hold a pencil) that programs must incorporate ways school-parent contracts, this chap- are essential for their successful to empower parents by involving ter details the benefits of and ef- progress in school. Making mat- them in decision-making about fective procedures for conducting ters worse, many teachers don’t the schools their children attend. home visits. The chapter also know how to deal with children Programs that have sought to give tells how to make communication who have been socialized differ- poor and minority families a a two-way street by bringing the ently than middle-class children. greater role in school decision- home into the classroom as well making include Head Start, The as reaching out to homes. Chapter 11. Home Learn- Early Childhood and Family Edu- ing: The Wave of the cation Program, and James Chapter 9. Home Atmo- Future Comer’s School Development sphere: Attitudes and When learning in the home Program. Expectations reinforces what is learned at The values parents hold about school, children excel. This chap- education shape their children’s ter explores various approaches view of learning. Children of to and benefits of home learning, parents who believe in hard work drawing on the research of Dor- and discipline, emphasize high othy Rich and Joyce Epstein. aspirations, and provide stimulat- Activities for parents with low ing learning materials in the home literacy skills are suggested, and are far more likely to succeed in examples of home reading pro- school than children whose par- grams are given. ents prefer leisure to work, have no rules about TV, and are indif- ferent to learning. This chapter suggests some ways schools can encourage families to reinforce
34 Part 2: Components PART 2 COMPONENTS
Chapter 33 Preview of Chapters in Part 2: Components
Chapter 8. Communica- the values and activities of the Chapter 12. Decision- tion: The Importance of school. Making and Advocacy: Personal Contact The Importance of Em- powerment Good communication lies at Chapter 10. Preparation: Getting Children Ready for the heart of every effective family Many low-income and mi- School involvement program. Without a nority parents feel a sense of ex- doubt, the most effective way to Low-income families and clusion, powerlessness, and hope- communicate with at-risk fami- those from minority cultures may lessness—attitudes they pass on lies is personal contact, especially not prepare their children for to their children. To deal with home visits. After a brief look at school by teaching them skills this problem, family involvement parent-teacher conferences and (such as how to hold a pencil) that programs must incorporate ways school-parent contracts, this chap- are essential for their successful to empower parents by involving ter details the benefits of and ef- progress in school. Making mat- them in decision-making about fective procedures for conducting ters worse, many teachers don’t the schools their children attend. home visits. The chapter also know how to deal with children Programs that have sought to give tells how to make communication who have been socialized differ- poor and minority families a a two-way street by bringing the ently than middle-class children. greater role in school decision- home into the classroom as well making include Head Start, The as reaching out to homes. Chapter 11. Home Learn- Early Childhood and Family Edu- ing: The Wave of the cation Program, and James Chapter 9. Home Atmo- Future Comer’s School Development sphere: Attitudes and When learning in the home Program. Expectations reinforces what is learned at The values parents hold about school, children excel. This chap- education shape their children’s ter explores various approaches view of learning. Children of to and benefits of home learning, parents who believe in hard work drawing on the research of Dor- and discipline, emphasize high othy Rich and Joyce Epstein. aspirations, and provide stimulat- Activities for parents with low ing learning materials in the home literacy skills are suggested, and are far more likely to succeed in examples of home reading pro- school than children whose par- grams are given. ents prefer leisure to work, have no rules about TV, and are indif- ferent to learning. This chapter suggests some ways schools can encourage families to reinforce
34 Part 2: Components Chapter 8 COMMUNICATION: THE IMPORTANCE OF PERSONAL CONTACT
C ommunication is so important that experts and that first contacts often set the tone for subse- assert that the lack of information flowing be- quent communication. “Communication is like a tween home and school may lie at the root of the magnet, ” they say, “that draws together the ‘spheres dissonance between teachers and parents. When- of influence’ that affect children’s lives—school, ever human beings communicate, natural barriers home, community, and the peer group.” exist. In the case of schools, these barriers must be Evidence is growing, they add, that extra care broken down if parents are to become involved in in fashioning and maintaining communication their children’s education. This is doubly true with between schools and families is paying off. Under- at-risk families. lying these new approaches is the recognition that Diane D’Angelo and C. Ralph Adler (1991) any parent may be “hard to reach” at times. They give an example. Imagine, they say, you are play- list many variables such as the parents’ literacy ing the game where you pass a message around a level; language preferred for reading, writing, and circle, one person whispering it to the next. By the speaking; daily commitments and responsibili- time it gets to the end, the message usually bears ties; parents’ comfort in becoming involved with little resemblance to the original one. Now imag- the schools; and cultural beliefs. Therefore, it’s ine that the first child has a hearing problem, the not possible to design a single method of commu- second child can barely speak English, and the nication that will always reach all parents. third child does not want to believe the message. Communication strategies, D’Angelo and By the time the message completes its route, Adler explain, should be adapted to the needs of neither the language nor the content of the mes- particular families. For instance, some material sage would be intelligible. will need to be translated into other languages or D’Angelo and Adler say schools are begin- put in alternative formats (see “Tapping Technol- ning to realize that the initial contacts between ogy” on page 38) to meet the needs of parents who school and home can make or break relationships do not speak English or who cannot read.
Chapter 8: Communication: The Importance of Personal Contact 35 The Most Effective Form of Communication: Personal NEWSLETTERS Contact Some schools, including many with The best way to begin is to try to understand Chapter 1 programs (see D’Angelo and why some parents are hard to reach. Typically, Adler), have had success publishing news- teachers have communicated with parents in writ- letters to keep parents informed about school ing, by sending messages through the mail or happenings or to involve them further in sending them home with the students. However, their child’s education. For example: these communications are often ignored or they • The Chapter 1 program in Omaha may be unintelligible to poorly educated or non- publishes a monthly newsletter that high- English-speaking parents. lights home activities coordinated with Nicolau and Ramos (1990) found the same classroom activities. Each issue focuses on problem in parent involvement projects that were a classroom theme. The newsletter also attempted with Hispanic parents. For reasons men- reports on the meeting of the parent advi- sory council and gives information about tioned earlier, most low-income Hispanic parents the Chapter 1 program and how parents can resist entering into parent/school partnerships. get involved. Therefore, project coordinators found that their first challenge was finding a way to stimulate • In Cahokia, Illinois, the Chapter 1 parent interest and attendance at the first event. schools distribute a newsletter that includes student writing, notices of parent meetings, A number of ideas were tried, including tele- and activities that parents and children can phone calls, flyers, handwritten notes from teach- do together. ers, notices posted in local neighborhood places, • Similarly, the Chapter 1 program in articles in local newspapers, distribution of Span- Palatine, Illinois, distributes a quarterly ish-language posters, announcements at Sunday newsletter to parents that is available in Spanish-language church services and on local Spanish for bilingual families. It highlights radio and television programs, and home visits. Chapter 1 student writing, which parents With the exception of home visits, most of the eagerly read. It also has news of upcoming methods proved inadequate. They did not con- events of interest to parents. vince parents to participate in any activity, al- • The Seattle School District No. 1 also though in conjunction with more effective tech- publishes a newsletter, entitled “Helping at niques, some may have helped. Home,” that gives suggestions to parents for boosting their children’s academic suc- cess. Most Effective Method: Home Visits If you want to subscribe to a newsletter What’s most effective? Over and over, project that answers the question, “How can I help coordinators gave one answer: home visits or my child?,” Parents Make the Difference is other personal contact with parents. an excellent choice. Its articles are short, readable, up-to-date, and appealing. The “The personal approach,” Nicolau and Ramos newsletter is published monthly from Sep- stress, “which means talking face to face with the tember through May. For more information parents, in their primary language, at their homes, contact The Parent Institute, P. or at the school, or wherever a parent could be 0. Box 7474, Fairfax Station, ‘engaged’ was the strategy deemed most effective VA 22039; (703) 569-9842. by 98 percent of the project coordinators.” Passive forms of communication, such as flyers and letters, were listed as least effective. Home visits, project coordinators concluded, are a must. Home visits helped to personalize invita-
36 Part 2: Components tions, which is an element many Hispanics find important. Coordinators emphasized, though, that TIPS FOR WRITTEN a single home visit or conversation may not do the job—that it may be necessary to make personal COMMUNICATION contact two or three times to convince parents to The key to creating effective written attend an activity. materials is the presentation and the reading level of the materials, say D’Angelo and Adler. They suggest the following tips, from Why Personal Contact Works Push Literacy Action Now of Washington, D.C., to help educators develop better writ- Suzanne Ziegler (1987) explains that the ef- ten information for parents: fectiveness of parent involvement may be due to the message children receive when they see their 1. Keep sentences short (never more than teachers and parents in direct, personal contact. twenty words). Children sense consistency and caring in both 2. Keep paragraphs short (an average of six home and school environments. Ziegler hypoth- lines). esizes that the more direct, frequent, and personal 3. Use easy, short, familiar words. the parent-teacher contact, and the more visible 4. Get to the point; omit irrelevant informa- the contact is to the child, the greater its potential. tion. Urie Bronfenbrenner (1972) also suggests 5. Write things in logical order (who, what, that the more personal the modes of communica- where, when, why, and how). tion—face-to-face versus the telephone, for in- 6. Be definite; give a clear picture of what stance—the more powerful. He believes that the you want to say. more direct the links are between settings, the 7. Be direct. Speak to each reader. Say more they enhance the potential of each setting. “you should” instead of “parents should.” Thus a child whose parents have formed a relation- 8. Use the active voice more than the pas- ship with the teacher is more likely to learn than is sive. Put the subject at the beginning of a child from a family that has no connection with the sentence (“Please sign the consent the teacher. slip” rather than “A consent slip must be signed”). 9. Use pictures and subheads. Readers tend Parent-Teacher Conferences to drown in a sea of solid text. Bold print There are two basic formal ways to achieve emphasizes important words or phrases. face-to-face contact—through home visits or, more 10. Watch type size and use of capital let- traditionally, through the parent-teacher confer- ters. Don’t overuse capitals; they are ence. (More will be said about home visits later in hard to read. For easy reading use at least this chapter.) For conferences, parents are usually 12-point type. expected to come to the school. Because of past 11. Know your audience. How well do they negative associations with school, some low-in- read? If you aren’t sure, test your mate- come parents find this uncomfortable. Parent- rials on a few representative people. teacher conferences, however, do allow for inter- 12. Be yourself. Write as you would talk. action, but often are held infrequently and are Write to express, not to impress. difficult to schedule. As a result, many parents 13. Write and rewrite. Read a draft over. Can only see teachers when their children are having you say something more succinctly or in academic or disciplinary problems. a more interesting way? Have you used jargon or abbreviations that your audi- Some schools are experimenting with parent- ence may not know? Ask someone else teacher conferences. At an initial parent-teacher to read what you’ve written. Then re- conference in Lima, Ohio, parents are given a write it. packet designed to help them engage in learning Source: Adapted from D’Angelo and Adler (1991) activities with their children at home (D’Angelo
Chapter 8: Communication: The Importance of Personal Contact 37 TAPPING TECHNOLOGY Many schools and Chapter 1 programs are • At Park Elementary School in Dolton, finding new ways to make contact with a wider Illinois, two teachers have used video as a range of parents through the use of electronic means for parents to view their children at communications. “In the 1990’s,” Epstein work. A grant enabled them to rent a video (1991) states, “technology can help improve camera and film students in the classroom. The many types of involvement. This includes ra- videotapes are sent home regularly to help dio, television, video and audiotapes, comput- parents develop a better understanding of their ers, and other electronic connections between children’s activities and behaviors. “After see- home and school, some of which offer the ing the tapes,” commented Diana Brown, one possibility of two-way communication.” of the teachers involved in the project, “the parents were much less threatened by the school setting.” As a result, parent involvement in- RADIO creased tremendously (Jennings, August 1, • In McAllen, Texas, the school district has 1990). created a community partnership with local • Since 90 percent of the families in one radio stations. It sponsors “Discussions school owned VCRs, an Illinois school pro- Escolares,” a weekly program in Spanish that duced instructional videotapes in cooperation encourages parents to become more involved in with the local cable company. This joint ven- their children’s education. ture resulted in two series of tapes: a video bank Some of the topics the program has ad- of “critical lessons” and a parent education dressed include communicating with teenagers, series. The parent education tapes showed par- parent involvement at school, creating a learn- ents effective ways to motivate their children to ing atmosphere in the home, preventing school learn. For example, one tape concentrated on dropouts, and family and school relationships. teaching parents to observe their children’s Parents may check out copies of the script or a study habits and organizational skills. cassette tape from the parent coordinators at The “critical lessons” were taped class ses- their schools (D’Angelo and Adler). sions that students could use as instructional supplements. Each tape allowed students and their parents a chance to view the class and VIDEO study the important points of the lesson. This • Videotapes have been used to tape work- enabled parents to discuss ideas with their chil- shops, meetings, or other events of interest to dren and become actively involved in their parents who cannot come to school for these children’s learning. This innovative use of tech- events. Parents who own VCRs can check out nology acknowledged the fact that many par- the videotapes and view them at home. ents cannot come to school to see what their children are doing. Thus the project brought the • Poudre School District in Fort Collins, school to the parents (Chapman 1991). Colorado, produced a videotape titled “Reading Aloud to Children,” which demonstrates practi- cal techniques for improving and enjoying fam- ily reading. The tape was designed to stimulate discussion in parent groups or to help parents as a resource at home. The tape is available in both English and Spanish (D’Angelo and Adler).
38 Part 2: Components and Adler). Other schools hold regular confer- study,” she reports, “programs offering home vis- ences with parents to discuss student progress as a its were more successful in involving disadvan- way of distributing report cards or in place of taged parents than were programs requiring par- them. Some schools schedule evening confer- ents to visit the school.” ences for working parents. Since most families want to help their chil- dren learn, schools should reach out to families in their homes and neighborhoods to provide infor- School-Parent Contracts mation, materials, and guidance to the large con- A number of schools are experimenting with stituency that does not come to school, say school-parent contracts as part of parent confer- D’Angelo and Adler. ences. Such contracts are an important part of the Home visits say, “We care about you.” If Quality Education Project, which was started in teachers make visits before school starts, a child 1982 by Nancy Honig, wife of California’s Super- has the chance to become acquainted with his or intendent of Public Instruction Bill Honig her teacher before school begins. A sense of be- (Jennings, August 1, 1990). As part of their longing is especially important to an at-risk child. “pledge,” parents sign a document promising they Home visits set a tone of mutual understanding will provide a quiet place for their children to that makes subsequent school/home communica- study, encourage them to complete their home- tion more successful. For example, family crises work, get them to bed by 9 p.m., send them to that occur during the year can be dealt with more school on time, spend at least fifteen minutes a day successfully if a home visit has been made prior to reading to or with them, and attend back-to-school the beginning of the school year (Wolf and Stephens nights, parent-teacher conferences, and other school 1989). events. In exchange, teachers promise to provide a safe place for children to learn, teach all the con- Benefits of Home Visits cepts necessary for academic achievement, strive to be aware of children’s individual needs, and SCHOOLS communicate with parents about their children’s progress (Jennings). The benefits of home visits are that the school can: Contracts are also an important part of the Accelerated Schools program, which aims to bring 1. Gain insight into parent/child relationships the achievement of disadvantaged children up to 2. Obtain specific information about the student grade level by the end of sixth grade. Parents sign that is of value in providing motivation a written agreement that includes ensuring that 3. Observe situations that might forecast potential children go to bed at a reasonable hour and attend changes or account for problems that have al- school regularly and punctually. Teachers’ obli- ready taken place gations include keeping parents informed about students’ performance. “The purpose,” says Ac- 4. Provide information and support to the parents celerated Schools founder Henry Levin, “is to 5. Learn more about the home environment and emphasize the importance of the parental role how the school and personnel are perceived by through the dignity of a written agreement that is the family (Decker and Decker 1988) affirmed by all parties” (Jennings). “Principals who encourage and even require the making of home visits,” say Wolf and Stephens, Home Visits “find that the parents are more likely to become allies with the teacher and administrative staff on Carol Ascher (1987) states that only one behalf of the child’s learning experience. Parents study has tried to directly compare school-based who welcome a teacher into the home gain a more parent involvement with home-based parent in- positive attitude and are more supportive of the volvement among low-income families. “In this school.”
Chapter 8: Communication: The Importance of Personal Contact 39 PARENTS The benefits of home visits are that parents TELEPHONES can: The telephone is being used to reach 1. Meet on a more relaxed basis and communicate out to parents. School districts such as San in the security and comfort of their own home Diego and Indianapolis have established 2. Have the opportunity to ask questions of an homework hotlines for students and par- educator, social worker, or other parent volun- ents. teer • In Casey County, Kentucky, some 3. Talk about problems or frustrations that require classrooms have been outfitted with por- direct observation table phones to make it easier for parents and teachers to contact one another. 4. Ask how to help the student at home • The Chapter 1 program in Omaha, 5. Learn more about the American public school Nebraska, has established a telephone ser- system (Decker and Decker) vice called the Chapter 1 Talk Box. Callers hear a three-minute message about books Both parents and schools, then, benefit from and reading. Messages are changed twice a home visits. Project or parent coordinators can week and correspond with lessons in the learn a great deal about the home setting and classroom (D’Angelo and Adler). interaction of parents and children. Brice Heath • At Lincoln Prep High School in San argues that “just as parents can be helped in their Diego, the school helps students and their parenting functions, teachers’ effectiveness can families find needed community services be enhanced by learning from parents how they through a school-sponsored telephone re- teach. This can help make teachers’ instructional ferral system (Chrispeels). styles more harmonious with those the children • In Connecticut, ten schools have been have grown up with” (cited in Ascher). using the telephone as a constant link be- tween schools and families. As part of a pilot program offered by the Southern New How To Conduct a Home Visit England Telecommunications Corporation, Home visits can cause anxiety for both par- several classrooms have been equipped with ents and teachers or coordinators. Most parents a phone-message service that can send re- have little or no experience with school personnel corded messages of any length simulta- coming into their homes and are uncertain about neously to all students, or to any parent what to expect. Likewise, many school personnel individually. Parents can also leave mes- have no training or experience in making home sages to which the teacher responds. Teacher visits and are often apprehensive about how they Madeline Mongillo uses the system to send will be received. messages to parents about each day’s as- signments and activities. It replaces the old “No single format is appropriate for every paper messages, she says, that often would home visitation,” say Decker and Decker. “How- get lost in students’ book bags. ever, for the visit to have a successful outcome, the liaisons must go into the homes with open minds, positive attitudes, and the belief that parents have something of value to contribute.”
Nicolau and Ramos offer more specific ad- vice. For instance, home visits are essential with high-risk families who have multiple problems. The first visit, they say, is crucial in setting the tone and establishing rapport: “No lectures, no teach- ing. Just a friendly chat. Be a good listener and
40 Part 2: Components draw out dialog from the parents. This will help you to learn more about them, and about their A HOME VISITOR needs. Acknowledge the difficulty of being a par- ent in today’s world. Share a personal example PROGRAM with the family to help the process.” At the David A. Ellis School in Roxbury, Massachusetts, a home visitor When the parents begin to open up, that’s the program has been established under the time to let them know that help is available (such Schools Reaching Out (SRO) project. Per- as child care, interpreting, family counseling re- sonnel recently reached seventy-five fami- ferrals, ESL classes, transportation, and parenting lies who had had little contact with the help). However, keep in mind that it may take time school but said they would welcome such for some high-risk families to feel at ease and ask visitors. for help. For these families, they suggest many The school recruited four women from visits, keeping in touch by telephone on a weekly the community to serve as the home visi- basis, and leaving a telephone number and stating tors. They all had experience in community when you can be reached. work, were paid $10 an hour, and visited four to five families a week. What did these home visitors do? Requirements for a Home Visitor Program • They provided information to families about school expectations, curriculum, rules, Davies (1991), who has experience with home and requirements. visits through his Schools Reaching Out project, • They dispensed advice and materials suggests the following requirements for a home on how family members could help chil- visitor program: dren with schoolwork. 1. A definition of parent involvement that isn’t • They reinforced the school’s “Raise a limited to the school building, plus viewing Reader” program, in which parents were families as sources of strength. encouraged to read regularly to their chil- 2. Funds to pay the home visitors. He suggests dren at home. using Chapter 1 funds or funds for bilingual • They provided information and refer- education. rals on topics ranging from housing and health services to summer camps and 3. Training must be provided to the home visitors. childrearing. Colleges, universities, and social service agen- cies are likely sources to help home visitors see • They listened to family members’ con- their responsibilities and the skills they will cerns and discovered family needs and in- need. terests, which they in turn conveyed to the teachers. 4. A modest amount of supervision and support is needed. The principal or parent coordinator, for • They met with groups of teachers and example, must oversee the program and super- discussed strategies with them for helping vise the home visitors. with homework, dealing with parents’ ques- tions about schoolwork, and fostering 5. Administrators and teachers must be willing to children’s language development. communicate with home visitors so that their The home visitor program in the dem- work in students’ homes will be closely linked onstration Ellis school was one component to classroom and school objectives. of a three-part strategy for schools that want For examples of home visits and how they to move toward partnership with at-risk helped children and families, compared to fami- families. It can be easily adapted by almost lies who did not receive them, see chapter 16, any school. which discusses preschool programs. Home visits Source: Adapted from Davies (1991) are often an integral part of school programs at this level.
Chapter 8: Communication: The Importance of Personal Contact 41 Other Forms of Communication Joyce Epstein (interviewed by Brandt 1989) COMPUTERS emphasizes that communication must be in a lan- • Some schools are offering take-home guage that parents can understand. If at all pos- computers to assist students in learning at sible, home visits or personal contact with a family home. Sometimes these are used in literacy of another culture should be made by a person who programs or ESL training. Computers are speaks the language of the family that is being often checked out on a revolving basis from visited. If this is not possible, using interpreters is the schools. A take-home computer pro- the next best option. gram assists Appalachian students and their “We need to know not only whether mes- parents in improving students’ skill levels in sages are going home,” Epstein says, “but who reading and mathematics. understands them and who does not, and who we • Fort Lupton, Colorado, has a project are reaching and who we are not reaching, and titled “United Partners” that features a com- why.” puterized database of community resources. Training in the use of the database is offered She suggests other ways of reaching parents to parents, as well as to students and school who can’t come to workshops or meetings: audio personnel. The program has also installed a recordings, videotapes, newsletters, and cable TV model technological system that links se- shows. According to Nicolau and Ramos, these lected homes of special populations with the methods may have an impact, but probably only schools to give them more access to infor- after an initial personal contact has been made. mation and to ensure equal opportunities for high-quality education. Good communication also involves keeping parents informed about student performance. Source: Adapted from Christopher T. Cross and others (1991) Schools working to involve parents notify them as soon as a student’s performance begins to slip or whenever a student has done something well. Some schools regularly send home personal letters about students’ problems and accomplishments. Bringing the home into the classroom is part Some programs also provide students with a spe- of the Schools Reaching Out (SRO) program. It cial folder in which to carry home schoolwork and encourages activities that incorporate family is- notes from the teacher at the end of each week. sues, experiences, and cultural traditions into the school curriculum. “One-way transmission of in- formation from the school to the home runs the risk of continuing a deficit attitude toward fami- Two-Way Communication lies,” states Krasnow (1990). “The cultural norms, With at-risk families, communication usu- traditions, and issues within the home have a place ally begins with the school as initiator—that is, in the classroom.” In Washington, D.C., for ex- from school to home. But in keeping with the ample, a summer day camp project recruits His- premise that all families have strengths and that we panic parents to share their cultural resources— must build on those strengths, communication languages, songs, stories, and crafts—with the needs to be a two-way street. Thus communication children (Nicolau and Ramos). must also flow from home to school; home must somehow be brought into the school. Volunteers and the Culture Ascher says that “70 percent of the research of the School on programs in which school-to-home influence predominated showed positive effects on student Lily Wong Fillmore attributes the failure of achievement. On the other hand, all of the pro- many working-class white and minority back- grams stressing mutual influence had positive ground children to a poor match between experi- results.” ences at home and those at school. She recom-
42 Part 2: Components mends greater accommodation by the school to the and alien to the child’s experience, the mother- cultural patterns of students in the way in which teacher style of interaction, her face, and her instruction is presented and organized, the models character are not strange. It feels like home. (Cited of teaching used, the structure of the learning and by Ziegler) social environments of the classroom, and the In effective school-home contact, both set- roles and relationships of students and teachers tings are changed. When a parent involvement (Council of Chief State School Officers 1989). program is successful, says Ziegler, “changes oc- cur at home and at school, so that the two environ- Another way of bringing home into school is ments become more similar and familiar to chil- to have parents volunteer in the classroom. “It is dren.” Besides using parents as volunteers to make important to recognize that the presence of parents schools more home-like, Ziegler also suggests in the school not only provides more adults to parent rooms or parent centers in the school, which teach reading or offer help and support to the also makes schools more inviting to parents. To children but also transforms the culture of the learn more about parent centers, see chapter 14. school,” says Ziegler. How parent involvement develops depends Lightfoot (1978) points out that with mothers both on the ease and extent of two-way communi- present, for instance, there is no way that the cation between parents and schools, curriculum and environment can remain un- Bronfenbrenner stresses. While he acknowledges changed: that schools must often serve as the initiators, Even if the content of the lesson appears the same parents must not be merely passive recipients: for on paper, the transmission of the lesson takes on parent involvement to really work, they must be a different quality and character when presented cocommunicators. by mothers. Even if the concepts are unfamiliar
Chapter 8: Communication: The Importance of Personal Contact 43 Chapter 9 HOME ATMOSPHERE: ATTITUDES AND EXPECTATIONS
“ Clearly, all parents communicate important may be accelerating the intergenerational transfer values about school and learning to their chil- of that poverty—are of such concern to educators” dren,” says Krasnow (1990). “These determine (cited in Reeves 1988). and shape a child’s view of learning. Closer fam- ily-school connections, shared values, and mutual Home environment is one of the most power- respect can positively influence school success.” ful predictors of school achievement. The continu- ing low scores of many urban children in both reading and math suggests the need for richer A positive atmosphere in the home—charac- home experiences. Hence the growing interest terized by such things as parents’ high aspirations today in learning that takes place in the home. for their children, a belief in hard work and disci- pline, and the availability of good reading materi- als—is the strongest predictor of high student achievement. According to Martin Orland, home Parent Attitudes atmosphere explains more of the variation in stu- “Throughout their children’s growing years,” dent achievement than do parental income levels says Joan A. Newman (1989), “parents of the most or socioeconomic status. But, of course, home successful children model behaviors most likely to atmosphere and family income levels are them- help them do well.” Some characteristics of par- selves linked; in the homes of far too many poor ents whose children succeed include taking an people, little value is placed on education. interest in their children’s interests, listening to their children and being responsive to them, and Orland says that home atmosphere may vary respecting them even when they make mistakes. dramatically, depending on the length and depth of a family’s poverty. “That is why,” he says, “the In addition, Benjamin Bloom’s (1985) land- entrenched nature of poverty in some portions of mark study of people who had attained a world- the population—and mounting evidence that cer- class level of achievement throws light on other tain behavior trends, such as teenage motherhood, important beliefs and attitudes. He consistently
44 Part 2: Components found that home environment was critical for why so many Asian immigrant children do so well. excellence. These “successful” families shared a Amy Tan’s novel, The Joy Luck Club, gives ex- number of characteristics: amples in the Chinese-American community that address this question. The mothers in this novel 1. They were hard-working. stress the importance of effort with their daugh- 2. They believed in doing one’s best, whatever the ters. One mother thought that her daughter could task. do or be anything in America if she just tried. When her daughter didn’t become the concert 3. They believed that everyone, including the chil- pianist that the mother had hoped for, the mother dren, should use time productively and set goals. said, in effect, “You could be genius. You just not 4. They emphasized self-discipline and that work try.” comes before play. For at-risk kids, belief in the importance of effort may be central to success. When parents believe in effort—or can be taught to raise their Effort Versus Ability expectations for their children—then children ex- Bloom found that achievement of these people pect more of themselves and are more self-confi- was due less to superior talent than to hard work dent. These changes lead to more successful expe- and encouragement from families and teachers. riences in school, as well as in the community. This may also be part of the reason that some (Of course, there is a dark side to the emphasis cultures or groups of at-risk families do better than many Asian parents place on their children’s others. Both effort and ability can affect school achievement. Some Asian youth experience inor- performance. dinate psychological stress because they feel they Japanese children spend more time in school cannot meet their parents’ expectations. In moti- than American children and have more hours of vating children to excel in school, as in all areas of homework. But parent attitudes may be the pri- life, moderation is a virtue.) mary reason they are more successful. Working Mothers magazine asked mothers in The Power of Reinforcement Minneapolis/St. Paul, Minnesota, and mothers in and Modeling Taiwan and Japan what accounts for a child’s success in school—luck, natural ability, or effort? When the community and family reinforce Chinese and Japanese mothers said effort was the what is presented in school, students are more most important element, whereas American moth- likely to see the two environments of home and ers responded that ability was the key (Amundson school as related. When there is an obvious link 1988). between school and community, the impact is even greater. “That’s enormously important,” said Marc Tucker of the Carnegie Forum on Education and Reinforcement of what the school is teaching the Economy. “If you think natural ability is the happens when parents become involved in their source of achievement, you don’t have to do much.” child’s school and what he or she is studying and For example, he suggested that “you don’t have to learning. When at-risk parents are taught how to pay attention to curriculum content, or how much help their children at home and how to make TV children watch, or what demands you make on modifications in their home environment, they are them, or how much support you give.” In contrast, reinforcing not only what their children are learn- Tucker noted, if you think effort is most important, ing, but also conveying the attitude that learning you emphasize all of those things (Amundson). and school are important. Suzanne Ziegler (1987) examines why paren- tal reinforcement has such a powerful effect on Why Asian Children May Do Well children’s achievement. Since children spend so Parents who think that effort is the key to much time at home, the people there (parents, success expect their children to learn. That may be siblings, grandparents)
Chapter 9: Home Atmosphere: Attitudes and Expectations 45 are powerful models who may or may not rein- force messages like “reading is a desirable way to HOW CAN SCHOOLS ASSIST spend time” or “talking about things helps you to understand them better” or “being observant is a IN ENRICHING HOME good thing.” When they do, and when these mes- ATMOSPHERE? sages are consistent with those given by teachers, • Volunteering. When parents assist in a children are far more likely to absorb them. When classroom, even if it isn’t their own child’s, learning isn’t reinforced it is extinguished, and it is probable that “by training the parent to home reinforcement may be essential, especially for young children. teach in the school setting, the teacher can anticipate that the parent will transfer to the There is the story of the Asian immigrant home environment some of his knowledge families who would buy two sets of textbooks, one about stimulating the growth of the...child” for their child and one for themselves, so that the (Ziegler). mother could study to help her child do well in • Parent Education and Home Learn- school. These families were modeling that school ing. See chapter 13 for the ways in which was important and reinforcing it by working with parent education can alter the home envi- their children. ronment. Home learning is a wonderful way to enrich the curriculum of the home. The Committee for Economic Development Family Activities: The Curriculum states that programs should teach parents of the Home how to provide a home environment that R. M. Clark’s research (1983 and 1987) illus- encourages learning. trates that family activity patterns of successful • Home Visits. Home visits, as seen in students are consistent. High achievers tend to be Project Hope (see chapter 15), can produce involved in a number of enrichment activities. In a dramatic change in home atmosphere. contrast, the family activities of underachievers Children of parents who participated in the focus on passivity and leisure; learning activities Perry Preschool Program had better grades, are lacking. In addition, students who are unsuper- fewer absences, and fewer special educa- vised or primarily involved in home activities such tion placements during their public school as play or viewing television are more likely to be years than did a control group of children underachievers. whose parents did not participate in the program. “A change in the home environ- However, what H. J. Walberg (1984) calls ment which supports student achievement,” “the curriculum of the home”—such things as explains Krasnow, “occurs as parents be- leisure activities, reading, and family conversa- come more familiar with program expecta- tions on everyday events—is alterable. According tions and the importance of their role as to Oliver C. Moles (1990), several programs and supportive parents.” practices to help parents strengthen the home environment have been shown to be successful in raising achievement levels among children from low-income and minority families. the next lowest, and what he calls “authoritative” parents (strong but open to discussion and negotia- tion) are associated with the highest grades. Parenting Styles He concludes that parenting style is a more powerful predictor of student achievement than Sanford Dornbusch and others (1987) have parent education, ethnicity, or family structure. He found that parenting styles produce significant has not yet, however, presented data showing that variations in student achievement. Across ethnic low-income students from “authoritative” homes groups, educational levels, and family structures, do as well in school as middle-class students. he consistently found that authoritarian styles and switching from one style to the other are associ- Thomas E. Hart (1988) gives an example of ated with the lowest grades. Permissive parents are how these parenting styles might differ in re-
46 Part 2: Components sponse to children’s grades. The authoritarians which is a component of many parent involvement would likely punish their children for bad grades; programs? If so, some at-risk families may already for good grades, they would tell them to do better. have authoritative styles of parenting that are a Permissive parents seem indifferent to grades, good foundation to build on. don’t stress working hard, have no rules about TV, and usually aren’t involved in education. Authori- tative parents, however, would respond to good Family Involvement Programs grades with praise, to bad grades with restrictions Can Help or offers of help and encouragement. Programs for involving at-risk families can Authoritative parents tell kids to look at both help enrich what parents already do “naturally” in sides of an issue and admit that children some- the home to socialize their children and help pre- times know more. All family members participate pare them for school, says Ascher. “One might in decisions. say,” she concludes, that the aim of educators is Dornbusch says that children of authoritative “to increase school effectiveness by improving the parents are more socially responsible, more inde- assistance they receive from parents at home.” pendent, and exhibit more developed social and Ziegler says that an important message of cognitive skills (cited in Olson 1990). research is that school personnel can intervene In a study of ten poor African-American positively to teach at-risk parents to be more families, Clark (1983) also found that parenting effective. Families are not unalterable, she stresses: styles were a key to achievement and that the Research indicates that the attitudes of parents authoritative style (or what Clark terms “spon- who have felt unimportant and powerless and the sored independence”) is associated with students academic outcomes for their children who are who do well in school regardless of social and performing poorly in school can be changed, by economic backgrounds. parent involvement which is well-planned and lasting. “His study strongly suggests that a family’s overall cultural style—not the more commonly used variables of marital status, educational level, income, or social class—determines whether or not children are prepared to perform well in school,” says Anne Henderson (1988). The question arises, Can parenting styles be taught or influenced through parenting education,
Chapter 9: Home Atmosphere: Attitudes and Expectations 47 Chapter 10 PREPARATION: GETTING CHILDREN READY FOR SCHOOL
“ T he fact that many children arrive at school Children from Other Cultures Are apparently more difficult to teach has made it Often Unprepared natural for educators to want to improve the preparation of students for school,” says Ascher Preparing children for the American public (1987). school system has been difficult for many at-risk families, but particularly so for those from other Some children entering first grade from low cultures. Why is this so? For one thing, parents socioeconomic homes come from impoverished who want their children to succeed in American backgrounds and lack the necessary motor, cogni- schools must do certain things in the preschool tive, and social/emotional developmental experi- years to produce in their children the skills that ences that help ensure success in school. kindergartners are expected to have mastered. Because of their own limited schooling, poor Yet many other cultures may not stress these parents may not be able to provide the learning practices. “Although they teach their children es- experiences that foster successful entry into school. sential social skills such as cooperation,” say Says Kurtz (1988): Nicolau and Ramos (1990),
Parents of children in poverty have a low literacy most low-income Hispanic parents are unaware rate, rely on electronic media rather than printed of specific practices—such as talking and reading media, and find it difficult to afford educational to children and encouraging their curiosity—that materials, toys, and books. Thus poor children lay the academic skills foundation. These prac- frequently enter school without readiness skills, tices begin at home, and must be carried out by a often with physical and mental handicaps, and child’s first and most important teachers—the are at risk for school adjustment problems. Some parents. kids reach kindergarten, for instance, without having been read to or even talked to and can Low-income Hispanic parents may not real- interact with other children only by hitting them. ize the value of out-of-school educational activi-
48 Part 2: Components ties, such as trips to parks, zoos, museums, and libraries that may provide a base for understanding TWO SUCCESSFUL the larger world and may reinforce what children learn in class. HISPANIC PROJECTS TEXAS. One project in Texas schools While most Hispanic parents understand that (pre-K and kindergarten) ran an Intensive children should do their homework, few are aware, Training Institute for Hispanic families. Al- say Nicolau and Ramos, that school-age children though most families had expressed a will- should spend up to twenty hours a week engaged ingness to assist their children and prepare in constructive learning activities outside the class- them for school, most did not feel capable room, such as reading for fun, writing, pursuing (45 percent of the parents did not have a high hobbies, watching educational television, talking school diploma). with adults about the day’s events, spending lei- sure time with the family and going on family The project’s goal was to train the parents to meet the educational and emo- outings, and participating in sports. tional needs of their children and to become However, Nicolau and Ramos are optimistic: involved in their children’s education year- Knowing how to help your child succeed in the round. U.S. school system is an acquired skill and can be To do this, they held an informal week- learned. Many low-income Hispanic parents— long Intensive Training Institute for inter- like other poor parents—are unaware of the cru- ested parents. At the institute, Hispanic par- cial role they can play in supporting their children’s ents received information about child growth sense of accomplishment and self-esteem. and development, motivation and self-es- teem, and the process and techniques of language development. Parents also learned Schools Uninformed about Other about the school system. Cultures The institute was followed by monthly Many teachers are uninformed about other workshops on what children are expected to cultures. They have values and expectations that learn in kindergarten. The program was so stem from their own backgrounds and from teach- successful that the mothers requested an- ing middle-class children. Frequently teachers other training session for fathers and other don’t know where to begin with a child who has relatives. By the end of the project period, been socialized differently from middle-class chil- fifty-three parents were actively participat- dren. ing in school activities. BOSTON. A Boston K-l school cre- Comments from two teachers of Hispanic ated Classroom-Based Activity Centers for children illustrate areas of misunderstanding: Parents where parents were allowed to sit in “Where have they been all their lives? The chil- on their children’s classes once a week. This dren don’t know anything. They come into kinder- gave them a firsthand understanding of their garten without knowing colors or numbers. They children’s day and helped them become can’t hold a pencil.” And: “The children are unre- familiar with the curriculum and their sponsive. They won’t look adults in the eye, and children’s interactions. Parents were then they refuse to participate in class unless directly able to reinforce at home what the children called upon” (Nicolau and Ramos). were learning in school. Parents took pride Hispanic parents comment in turn: “The teach- in watching their children, and the children ers are professional people. They know what is liked having their mothers at school. best for my child.” Or: “I teach my children to Source: Adapted from Nicolau and Ramos (1990) behave like the teacher says and not be asking questions or talking too much. She says my child is too quiet. I don’t understand. My child is good” (Nicolau and Ramos).
Chapter 10: Preparation: Getting Children Ready for School 49 THE LAFAYETTE PARISH EARLY CHILDHOOD PROJECT
By the end of the first project year, the 4. Learning to write their names. creators of the Lafayette Parish Early Childhood 5. Improved ability to count and recognize num- Project hoped that 80 percent of the parents of bers. preschool children would report specific knowl- 6. Improved listening skills. edge of how children learn and understand the types of experience that foster physical growth, 7. Improved social skills (including better man- social/emotional growth, and academic readi- ners). Every parent surveyed felt this pre- ness. The project was successful in meeting school experience would definitely help his these goals. or her child do better in kindergarten next year. It’s interesting to note that the project was One parent explained that the teacher helped designed specifically for those children not ac- her to know what kind of behavior is appropriate cepted by Head Start, who thus had greatest need for children at different ages, and each parent for this kind of program. The children participat- expressed satisfaction with his or her child’s ing were described as “high risk,” and the popu- increased social awareness and ability to get lation was heavily weighted in terms of African- along with family members and peers. In terms American males. of readiness, all parents interviewed felt they Project personnel say there is always a had acquired valuable skills and information to tremendous gap between what is acceptable at help their children. home and the demands of the classroom. Given Several comments from parents in the the socioeconomic background of these chil- project show how much these kinds of programs dren, project teachers were not surprised that at are needed: the end of the academic year 39 percent of the thirty-one children in the project still demon- • “It may seem like common sense things but strated behaviors that their teachers felt would little kids don’t know them and they won’t learn interfere with learning in kindergarten. them unless we talk to them and teach them. I Alexander and Lovelace conclude that support thought kids learned these things by themselves, services should be provided for preschool chil- but they don’t.” dren and their teachers to help the children • “They showed us how to do things and I’ll acquire social skills appropriate for the class- do it with my baby because they showed us room. how.” Parents appeared to be well informed at the • “It helped me to be a better parent—like end of the project about how much their children teaching them and learning to do things with had learned. Specific accomplishments parents them—things I never realized.” noticed in their children included: Source: Adapted from Shirley Alexander and Terry 1. Learning to get along with other children. Lovelace (1988) 2. Learning to express themselves orally. 3. Recognizing letters of the alphabet, colors, and shapes.
50 Part 2: Components Differences Stem from Countries of Origin Language Delay While most Hispanic parents want their chil- Language delay is one of the most serious dren to succeed in school, they are simply behav- obstacles that many low-income Hispanic chil- ing in a manner consistent with the way they were dren (and other at-risk children) must overcome expected to in the countries in which they or their when they enter school. The typical Hispanic parents were born. child is the good, obedient child. Yet condition- ing them to be quiet among adults also conditions As it’s been said, the U.S. school system them to be nonverbal. assumes that parents will take some responsibility for their children’s success in school by preparing Different cultural norms, combined with the them for school—teaching basic skills and later fact that these parents often do not read to their reinforcing what goes on in the classroom. Many children, contribute to children from other cul- white middle-class parents do this. tures having underdeveloped language skills. “This is a challenge for any child,” state Nicolau But in the countries of origin of most low- and Ramos, “but those who simultaneously must income Hispanic and migrant parents, the roles of learn a new language and catch up on language parents and school are sharply divided: “Parents development in general are truly disadvantaged have a serious duty to instill respect and proper at the starting line.” behavior in their children. That is a parent’s job. It is the school’s job to instill knowledge. Teaching is not the parents’ business” (Nicolau and Ramos). Thus the majority of low-income Hispanic par- Parenting Behaviors Can Change ents simply “hand over” their children—neat and But there is hope. Projects that the Hispanic respectful—to be educated. Development Policy Project funded (see Nicolau and Ramos) revealed that parent behavior and As an example of cultural differences, con- parenting styles are subject to change. sider that for Hispanics “respectful” often means not looking adults in the eye, not speaking to adults The partnerships created an awareness among unless spoken to, and not asking questions. Casual the involved parents that they must play a greater conversations between parents and children are part in their children’s education. The projects not the norm in most poor Hispanic homes. familiarized parents with the skills that children require to be successful in school and showed Most Hispanic children are deeply loved, them how they could promote acquisition of claim Nicolau and Ramos, those skills. but the parents’ deep sense of responsibility to instill proper behavior and respect, and to protect Schools, in turn, learned to communicate the children from a world they themselves do not cross-culturally and to build on the many strengths fully understand, frequently hinders their ability that Hispanic parents already have. and willingness to build on their traditional parenting practices to include the skills that pre- pare children for success in the U.S. system.
Chapter 10: Preparation: Getting Children Ready for School 51 Chapter 11 HOME LEARNING: THE WAVE OF THE FUTURE
H ome learning has become very popular re- 1989) found that single parents spend more time cently. Once considered the most difficult kind of helping their children in the home, whereas two- family involvement, this is becoming the most parent families spend more time helping teachers relevant type of involvement for families, schools, at school. Home learning activities seem to be a and student learning. particularly good tool for single parents.
Research also shows positive effects of home learning: “Children given this support by families Reasons for Popularity of Home will excel far beyond their classmates who do not Learning get this type of support,” states the Council of As Ascher (1987) says, “When parents’ time Chief State School Officers (CCSSO). In addition, is limited, becoming involved in home-learning is Janet Chrispeels (1991) reports that parent in- one of the most efficient uses of their time.” But volvement projects using a traditional school- there are other valid reasons to pursue home learn- based format have been shown to have less impact ing, too. on student achievement than programs that train parents to work with their children at home. For one thing, parent surveys indicate that this is a high priority for them (Krasnow 1990). Also, Home learning can be very cost effective direct involvement in school activities isn’t fea- compared to other programs. Ziegler (1987) gives sible for all working parents, single parents, or the example of a simple series of specific, practical parents who have had negative experiences with activities for home learning that was developed schools. jointly by parents and teachers of grade 1 children who had less than average measured ability. The Indeed, there are interesting differences be- activities successfully built in family interaction tween single parents and two-parent families. Joyce and increased children’s achievement without du- Epstein (Council of Chief State School Officers plicating school activities. The cost of this pro-
52 Part 2: Components gram was $4.83 per student per year. In contrast, However, says Chrispeels, most schools still the cost for special instruction would have been want parents to come to them rather than going to $563 per student per year. the parents. Most of the efforts, she adds, have been directed at “fixing” parents rather than at changing school structures and practices.
Reinforcement for the Work A 1982 study of home/school relations showed of the School that elementary teachers do not favor parent in- Dorothy Rich, founder and president of the volvement in teaching at home (Newman 1989). Home and School Institute, has been working with However, those teachers in the study who did home materials for the past twenty-five years. She encourage home activity were able to work suc- says that parent involvement should no longer be cessfully with all socioeconomic levels. Teacher defined as involvement only in the school setting, leadership, not the educational background or which usually takes the form of attending meet- marital status of the parents, was the key to suc- ings and spending time at school. Not very many cess. parents, especially employed mothers, can partici- pate in this way anymore. But we need not despair. Home learning activities can be extensions of What we need to care about is involving families what the child is learning in the classroom by in children’s education well beyond the school helping the child develop specific skills in various setting (Rich 1987). subjects. Often these home learning activities are conducted in consultation with the classroom Rich adds that children learn before school teacher. Or home learning activities can deal with hours, after school, and on weekends and vaca- basic attitudes and motivation. tions. Yet there are still parents and teachers who are not yet aware of what can be done to help The literature is full of techniques and tools children at home. She stresses that parents need to for involving parents in developing both general learn how important they are and what they can do and specific skills that are immediately applicable to help and that teachers need to be familiar with to the classroom. However, teachers may need the research about families as educators. training to know how to work with parents in using these materials. Rich advocates learning activities at home (see sidebar next page) that reinforce and support Epstein is one of several experts nationwide but don’t duplicate the work of the school. Her who have developed models to help parents help position, she says, is to mobilize the strengths that their children at home with school-related skills. exist in every family into effective educational She also trains teachers to use these activities. Her action, including at-risk families who simply need program, Teachers Involve Parents in Schoolwork help to make the most of the time and resources (TIPS), offers training for teachers to involve they have (Rich 1986). elementary and middle-school parents in their children’s homework assignments. TIPS targets mathematics and science instruction at the el- ementary level and social studies instruction in Teacher Attitudes middle school. The goal is to help teachers guide “To involve parents more often and more parents through structured homework assignments productively,” argues Joyce Epstein, that must be completed by parent and child to- gether. requires changing the major location of parent involvement from the school to the home, chang- ing the emphasis from general policies to specific skills, and changing the major target from the Parent Competence general population of students or school staff to the individual child at home. (Quoted in Jennings, What about at-risk families? Can home learn- August 1, 1990) ing really work with them?
Chapter 11: Home Learning: The Wave of the Future 53 DOROTHY RICH: HOME LEARNING PIONEER Dorothy Rich, founder of the Home and • In Tampa, Florida, migrant families were School Institute, Inc., has been pressing for in- targeted for program services by the American creased parent involvement at home for more Red Cross. At the year’s end, parents said, “This than two decades. is the most wonderful thing we have ever seen!” What are Home and School Institute learn- • From Petersburg, West Virginia: “The in- ing materials? They are like recipes, says Rich teraction between the parents was very open, (1986), designed to teach reading, writing, and honest, and unaffected—from the superinten- math in creative ways: “They do what the finest dent of the schools to the parents who didn’t schools cannot do. They put the parent and child finish high school.” together for a few minutes each day to learn from • From a single parent in Denver: “Not only one another and to talk together.” has the program given me ideas on how to help Six thousand families used these materials my children, but it has also told me that I was in 1985, and more schools and programs are already doing a lot right. The program gave me being added each year. Responses, Rich says, confidence.” have been remarkably similar, even though the • From the director of a Chapter 1 program in materials have been used in disparate communi- Bennetsville, North Carolina: “As I greeted par- ties. In one survey, 99 percent of the parents said ents at the sign-in desk I realized two of them that the activities helped them spend enjoyable could not read or write. I grouped them with time with their children and 98 percent said they parents they knew and everyone was comfort- felt their children learned something useful doing able and at ease.” them (Rich 1986). • From a director of the programs for single Rich has created the MegaSkills Education parents and Chapter 1 groups: “Parents tell me Center, which offers parent training workshops they need the sessions; they seem so across the country. The center draws on ideas appreciative....The program helps get them think- from her book MegaSkills: How Families Can ing about what actually makes a person confi- Help Children Succeed in School and Beyond dent, motivated, and responsible.” (Rich, “What (1988). People Are Saying about the New Partnerships/ These “megaskills,” as Rich calls them, MegaSkills Curriculum”) include confidence, perseverance, teamwork, re- sponsibility, and problem solving. The program teaches parents to provide their children with the motivation, basic skills, and attitudes to succeed in school. Students whose parents have partici- pated in the program have shown improvement in reading, reasoning, and visual-aural skills, according to Rich (Jennings, August 1, 1990). “Our programs, especially the MegaSkills workshops, reach out and make a big difference with at-risk youth,” says Rich (personal corre- spondence, May 27, 1990). Here are some com- ments about how at-risk parents or families have been affected by MegaSkills programs:
54 Part 2: Components Rich has worked with parents from all kinds “automaticity that leads to above average perfor- of backgrounds, including bilingual parents, par- mance of high achievers and effective learners.” ents of severely handicapped children, divorced Clark supports this claim by contrasting the parents, and parents in Chapter 1 programs. “Across number of hours that successful students spend in the states,” she says, desirable literacy experiences with the number of we have successfully reached thousands of what hours spent by nonsuccessful students. He also have been called “hard to reach” families. These lists a number of parent-child interactions that families, who may not go to meetings in schools enhance children’s literacy skills. His work en- because they are employed or otherwise school- courages schools to develop home learning mod- avoidant, given encouragement and ideas on how els and work with families to implement an infor- to get involved directly with their child at home, mal curriculum of the home that reinforces the prove to be dedicated and remarkably able home- literacy skills necessary for school achievement. style teachers for their children (Rich 1986). Ziegler (1987) says that considerable research supports the effectiveness of parent involvement The Importance of Literacy at home. She describes home reading programs However, the CCSSO has something slightly (see sidebar next page), in which parents and different to say about certain at-risk families and children read together on a regular basis with home learning: teacher support. Despite organized efforts on the part of school Disagreeing with those who say that parental staff, family involvement in learning activities is literacy is a prerequisite for home learning, she often circumscribed by the level of literacy in the states that “such programs are shown to be effec- home. If the level of literacy is low, families are tive with parents of varied language backgrounds unlikely to motivate their children to place high and with no or low as well as higher literacy priority on reading and other literacy skills, and skills.” However, she adds that recent research they will not be able to assist their children with suggests that such programs may be of limited the most basic tasks. effectiveness if they don’t include active and re- What’s the answer then? “Improving the home curring communication between home and school. learning environment through family education,” the CCSSO goes on to say, “is one way to enhance family esteem as well as child achievement. Fam- Activities for Parents with Low Literacy ily literacy programs...are designed to break the Epstein (cited in Ziegler 1987) has other intergenerational cycle of illiteracy by simulta- suggestions for parents with low or no literacy, neously addressing the basic skills deficits of both such as watching a specific television program and parent and child.” discussing it afterwards or asking teachers to give Reginald Clark (1983) describes how home an assignment where the children have to ask their curriculum “stimulates and reinforces children’s parents questions. In addition, she suggests games literacy skills development by increasing their and group activities related to the children’s school- access to experiences that encourage them to uti- work and also certain techniques for using learn- lize school-related texts, words, ideas, and strate- ing materials that can be explained to parents. gies.” Besides home study programs, other ex- For example, in a California elementary amples of “home curriculum” are leisure reading, school, where about half of the students are His- enrichment programs, hobbies requiring special panic, many parents questioned their ability to knowledge, and games. help students in academic matters (many of them Research shows, Clark says, that students had little or no formal education). Thus a variety of must have active lifestyles and practice literacy workshops are planned to train parents to use and skills beyond the school day in order to become develop instructional materials for school and firm and automatic with their literacy. Classroom home use. The first workshops were attended by instruction by itself is not enough to produce this fifty-two parents (only half that number was ex-
Chapter 11: Home Learning: The Wave of the Future 55 SAMPLE HOME READING PROGRAMS
Suzanne Ziegler (1987) notes that while Researchers reported that parent involve- there is evidence that high levels of home in- ment had a pronounced effect on the stu- volvement have high payoff, it is also true that dents’ success in school. Children who read programs requiring little special training can be to their parents made significantly greater effective. Here are examples she cites: progress in reading than those who didn’t engage in this type of literacy sharing. 1. Project STEP (Systematic Training for Ef- fective Parenting) included parents repre- Most interesting of all, the small group senting all socioeconomic levels from four instruction with the reading specialist did not elementary schools. Parents signed a con- produce improvements comparable to those tract agreeing to meet with their child twice obtained from collaboration with parents. In a week to discuss accomplishments, thoughts, addition, involvement between parents and and ideas, and to spend time each week with the schools was effective for children at all their child on a reading-related activity. Chil- levels of performance. Teachers also reported dren in the STEP program gained twelve that the children showed an increased inter- months in reading compared to the control est in school learning and were better be- group, where the average gain was one month. haved. 2. A similar project was conducted in two 5. Borrow-a-Book and Read-and-Share are schools whose students were described as Toronto programs modeled after the Lon- “culturally deprived.” Parents were asked to don-based program mentioned above. They read to their children daily, to listen to their usually begin by asking parents to spend ten children read, and to provide a quiet time for minutes a night reading to their child or reading and study. Over five months their listening to him or her read. Suggestions are overall gain was 5.4 months in reading com- made about how to be positive and encourag- pared to the 2.7 months in the comparison ing. Parents who don’t read English are reas- school. sured about the value and validity of the process, no matter what language is used. 3. In two innercity Toronto schools, parents of problem readers agreed to listen to their child 6. “Paired Reading” has been very popular in read for twenty minutes every school night England. Children choose books to read with over a six-month period. Improvement was their parents; parents provide support and noted for all children whose parents remained corrective feedback. Parents and children committed during the period. can be trained in one group meeting. Then they contract to do Paired Reading for a 4. In a project in London, children in two differ- certain period of time. ent schools read to their parents on a regular basis. Their reading progress was compared Studies show that children involved in to those students who were given extra read- Paired Reading generally make three times ing help in small groups by an experienced the normal progress in reading comprehen- teacher who worked four half-days in the sion. Socioeconomic status, according to school. Both groups were compared with a Ziegler, has not been found to correlate with control group. the success of the projects. Even in disadvan- taged areas, she states that parent involve- All the groups were in multiethnic areas, ment has been sustained over long periods. and many of the parents did not read English or use it at home. However, it was found to be However, Paired Reading, because of both feasible and practical to involve nearly the corrective feedback given by the parent, all the parents in such a program. Almost isn’t workable for parents whose own lit- without exception, it was also found that eracy is extremely limited. For these parents, parents welcomed the project. other kinds of programs or parent education may be required.
56 Part 2: Components pected) and the other one was equally successful We’ve learned that we can greatly increase this (Nicolau and Ramos 1990). type of involvement when teachers design home- work to include parents on purpose.... Some home- work once a week in some subjects or twice a Other Examples of Home Learning week in other subjects should be designed to require students to talk with someone at home At Project Ahead in Los Angeles, family about an interesting, important, exciting part of educators go into disadvantaged homes and recruit schoolwork. (Interviewed by Brandt 1989) parents to participate in their kids’ home learning. Home learning is definitely an area that has The family educators establish rapport with the great potential for at-risk families. parents, assess the family circumstances and lifestyle, then develop a written plan of action for the family. This plan is discussed with the parents and modified if necessary. The family educators HIGH SCHOOL HOME also obtain “partnership agreements” from the LEARNING parents, visit with the child’s teacher to discuss There are very few examples of home how the family is supporting the teacher’s objec- learning or parent-as-tutor programs at the tives, and conduct bimonthly visits to the home to high school level. Ziegler (1987), however, carry out the activities listed in their plan of action cites a program aimed at involving parents (CCSSO). of grade 11 students in their children’s The Schools Reaching Out (SRO) program in writing assignments. This program took Boston and New York decided to focus on devel- place at an urban school where 90 percent oping materials for parents to use at home with of the students are nonwhite. their children. These materials are brief, easy-to- The teacher developed a set of do activities that enhance reading and math devel- worksheets for students on elements of style, opment. Teachers and project personnel work to- developing paragraphs, and other elements gether to develop their own parent materials that of composition. Worksheets were also de- will coincide with instructional goals. Home visi- veloped for parents, advising them both on tors, who are parents of children at the schools, are how to help with writing in general (dis- hired to meet with the parents at home, discuss cussing ideas, encouraging dictionary use, school and family issues, and provide the at-home and proofreading) and with specific assign- materials (Krasnow). ments. After fifteen weeks, students in the Some programs are sending teachers directly experimental group improved significantly into students’ homes to work with the families on more than the control group. “This im- home learning. Project Care in El Paso, Texas, for provement,” says Ziegler, “was consider- instance, provides substitutes for teachers who ably larger for the students with lower would like to visit parents at home during the achievement records, suggesting that high school day. Gloria Barragan, project director, says school students most at-risk for poor per- teachers have been impressed by how eager even formance may stand to benefit very signifi- the most hard-to-reach parents were to work with cantly from planned parental involvement their children, once they were shown how they in their work.” The experiment also indi- could provide educational activities at home cates the willingness of parents to involve (Jennings, August 1, 1990). themselves with their teenagers’ education.
Future of Home Learning with At-Risk Families As Epstein says, home learning is the type of involvement most parents want more help with.
Chapter11: Home Learning: The Wave of the Future 57 Chapter 12 DECISION-MAKING AND ADVOCACY: THE IMPORTANCE OF EMPOWERMENT
E mpowerment is an important factor to con- involvement in education also can lead to commu- sider when designing programs to involve at-risk nity involvement, which can further raise parents’ families. Low-income and minority parents often feelings of competence and motivate them to par- feel a sense of exclusion, low self-esteem, and ticipate in the political process. hopelessness—attitudes that they pass on to their Is there evidence that parent involvement in children. school governance and decision-making has a One of the best ways to increase empower- significant effect on children’s achievement? ment is to provide opportunities for parent partici- Michael Fullan (1982) says that “there is little pation in school decision-making. This participa- evidence to suggest that other, non-instructional tion builds the skills that lead to both individual forms of parent involvement directly affect stu- and collective empowerment (Davies 1989). dent learning in school.” But Fullan asks whether this might be due to poorly implemented councils; It’s easy to see how empowerment helps at- if they worked as they should, would there then be risk families who have often felt powerless. If they a positive impact? can feel some measure of control in their children’s schooling and in the home environment, it will Several school programs have sought to give have a ripple effect, extending outward from them- poor and minority parents, who have been disen- selves, to their children, and to their neighborhood franchised by the educational system, a greater and community. role in school decision-making. For example, when parents get involved with their children’s education, they often gain a greater Head Start sense of adequacy and self-worth. These positive feelings can sometimes motivate them to resume Head Start was the first large-scale, orga- their own education. This, in turn, emphasizes the nized attempt to involve parents in the education importance of education to their children. Parent of their children. The program is often cited by
58 Part 2: Components experts as one of the finest examples of early Although residents of the community were childhood care and education. But it would not be aware of their problems, they seldom realized their as successful without the parental component. strengths. As Maria Chavez, project director, says, parents “do not know they are the experts on their Along with other programs during the “War needs and those of their families and children. Nor on Poverty,” Head Start was initiated as a response are they aware of the importance of their role as to the influx of African-Americans and Hispanics their children’s prime educators, and of their unique into urban areas. The idea, according to Slaughter ability to perform this crucial responsibility” and Kuehne (1987-88), was to push children be- (CCSSO). yond the limitations of their families so that they would become more “middle-class.” Early Head By allowing parents to participate in the deci- Start programs, say Slaughter and Kuehne, stressed sion-making process and also to serve as teachers parent involvement and participation in order to in the preschools, ECFEP soon found that parents radically improve the child’s home environment. were designing curriculum and setting policies as well. And they were realizing their ability to ac- Eventually, for many low-income parents, complish these tasks. Head Start became the basis for grassroots training in political participation and decision-making, Parents enrolled in the program also began to something that in itself was very important to these see new opportunities for themselves in other parents and central to the success of the children. areas. For instance, many returned to school to Ultimately, Head Start empowered the parents, obtain GED certificates or specialized job train- which, in turn, positively affected their children. ing, or they enrolled in the local university. Pro- gram parents also initiated community action by In the beginning, the program encompassed petitioning for better school transportation, effec- the social and political empowerment of parents tive police patrols, and better cleanup services. and parent education. Over time, the latter focus has prevailed. Several experts would argue, how- ever, that empowerment is equally important for parents helping their at-risk children. Other Programs Family Matters at Cornell University stresses “Parents are eager to learn how to help their empowerment as one of the keys to overcoming children and improve their parenting skills if their social class and cultural barriers to parent involve- self-esteem and cultural heritage are respected, ment in the schools. Empowerment has been de- and if they are permitted to make decisions for the fined as a process through which people become program,” says Avern Moore, executive director more able to influence those individuals and orga- of the Institute of Community Services, a Head nizations that affect their lives; it also helps in Start grant recipient in Holly Springs, Mississippi removing obstacles that get in the way of achiev- (Cohen 1990). ing equal status in our society (Davies 1988). Davies’ Schools Reaching Out program aims The Early Childhood and Family at increasing family empowerment through a home- Education Program based support program (involving home visits), support-network development, and use of com- A good example of the ripple effect of em- munity resources. One of the reasons empower- powerment is the Early Childhood and Family ment is needed, says Davies, is that Americans Education Program (ECFEP), established in an need to rebuild a sense of competence and confi- economically depressed neighborhood in Albu- dence in dealing with institutions in the face of querque, New Mexico, through a process termed increasing powerlessness and manipulation caused “respectful intervention” (Council of Chief State by our postindustrial society (Hamilton-Lee 1988). School Officers 1989). The staff looked for strengths in the community and wanted to learn Henry Levin’s Accelerated Schools model from participating families how best to structure a sets specific achievement goals for all children to program that would reflect the community’s needs. meet by the end of their elementary years. In
Chapter 12: Decision-Making and Advocacy: The Importance of Empowerment 59 addition, the program stresses changes in school gram became involved as classroom assistants and management. Parents play central resource roles volunteers. They were also encouraged to partici- in Levin’s schools and collaborate with teachers in pate as members of a school governance commit- making important school decisions. tee—“a collaboration that energized the entire school” (Jones). “Unless we can create schools in which...there are decisions that parents can make that have This process didn’t happen overnight. It took meaning for their children,” says Levin, “parental time to build trust. The program began in a “no- involvement must necessarily be limited” fault” atmosphere, in which all concerned agreed (Jennings, August 1, 1990). Jennings adds that that no single group was at fault and that no single involving parents in decision-making at the Accel- initiative by itself would make a difference. erated Schools has often proven problematic be- cause of the turf conflicts between educators and The outcome? The academic performance in parents. the schools exceeds the national average, and truancy and delinquency problems declined dras- tically (Jones). The School Development Program In fact, in 1969, the schools’ first year, the two James Comer, a Yale University psychiatrist, SDP schools in New Haven ranked thirty-second and his colleagues in several states have been and thirty-third in the city academically, and atten- working to reform schools that serve poor and dance was among the lowest in New Haven. By minority children. Comer believes that parents 1986 the original project school, with no change in must play a major role in all aspects of school life, its socioeconomic makeup, tied for third in achieve- particularly school governance and management. ment out of twenty-six elementary schools, and its He contends that involving parents directly in students ranked a year above grade level. This school operations can lessen parents’ distrust of school has ranked among the top five schools in educators. He also stresses the importance of fos- attendance in the last seven years, and there have tering a democratic setting, where teachers, fami- been no serious behavior problems in the school lies, and specialists work together to promote the for well over a decade (Ziegler). social and emotional as well as the academic The model is now being used in all low- growth of children. income elementary schools in New Haven and has been replicated in over 100 schools throughout the country. History of the SDP Schools “An essential characteristic of the model is to Begun over fifteen years ago to combat school move the school from a bureaucratic model of failure and severe disciplinary problems, the School management,” says Comer (1987-88), “to a sys- Development Project (SDP) provides insights into tem of democratic participation in which parents how we might approach reform for at-risk chil- play a key role. The purpose of this team is to dren. Rather than define reform in terms of teacher establish a representative body within each school credentials, didactic instruction, and curriculum, to address the governance and management issues the two project schools in New Haven decided to of the school.” focus on developing supportive bonds that em- power children, parents, and the school (Jones 1989). A Three-Level Approach It had become obvious that the differences The schools are based on a three-level ap- between home and school environments were af- proach that gradually moves parents from social fecting the psychosocial differences of at-risk chil- events to volunteering and, finally, into policy dren, which in turn shaped their behavior and making. academic achievement. Thus to bridge the gap in a way that respected the diversity of cultures, Level I: Broad-Based Participation. This level languages, and learning styles, parents in the pro- is designed to include most parents. Activities are
60 Part 2: Components culturally compatible with the community, such as involved in the school, including three or four gospel music nights, children’s pageants, and pot- parents selected by the parents’ organization. The luck suppers. group meets on a weekly basis to review and coordinate all aspects of the school, both academic Level II: Parent Participation in Day-to-Day and social (Comer). School Affairs. At this level, parents become more active in the ongoing life of the classroom and Parent-staff collaboration is stressed and there- school. A range of parent education activities is fore parents tend to participate in the school’s offered. The key component is the parent stipend regular governing body rather than in a separate program: about fifteen parents are employed as parent advisory group. Training in participatory classroom assistants, tutors, and clerical and caf- skills is provided on an issue-by-issue basis and eteria aides. Parents are paid a minimum wage for touches upon such topics as techniques of letter fifteen hours a week. In addition, parents function writing, telephoning, and mobilizing the larger as unpaid volunteers for an average of five hours parent-staff community. per parent per month (Comer). Like level II, level III has both real and SDP schools claim that the importance of symbolic value for improving home-school part- level II is often overlooked: nerships. For one thing, parents are seen as equal partners with teachers and administrators. Also, We believe that the basic climate and tone of by sharing in the “ownership” of the school, par- interaction of a school are greatly influenced by ents have more of a vested interest in the outcomes the presence or absence of parents within the of all students and are thus more willing to invest school building on a regular and observable basis. Besides being visible to the children, it reduces increased time and energy in maintaining trust and barriers between staff and parents, both in the eyes collaboration. Symbolically, parents, students, and of adults and students. Although this level of staff recognize that all are working together for involvement will probably include only 10 to 20 common goals: there’s a new climate of shared percent of the parent population, its impact is responsibility and power at SDP schools, accord- considerable. (Hamilton-Lee) ing to Hamilton-Lee. Because of its importance, SDP schools don’t leave this type of involvement to chance or self- The Effects of SDP Schools selection. If they find only a handful of parents are volunteering, a recruitment program is conducted. Research on SDP schools indicates that the If parents seem reluctant to volunteer because they overall model has produced significant improve- feel inadequate or inexperienced, then informal ment in both social and academic areas among training workshops are provided to discuss the student populations (Hamilton-Lee). An evalua- skills needed and to reassure parents that profes- tion of the program conducted in schools in low sional training isn’t usually necessary for most socioeconomic areas showed significant improve- school assistance tasks. In many instances the ment in attendance and achievement in classroom principal or a teacher must offer personal encour- reading grades (Comer). However, “the most pro- agement to overcome a parent’s shyness or anger, nounced student improvements have occurred in or the disbelief that their presence is actually those schools in which the parents’ program is an welcome in school. active and integral part” (Hamilton-Lee). To accomplish both levels II and III, the The results indicate that the SDP program has school’s teachers and administrators must have a a positive effect on school climate as well. Re- genuine desire to include parents. Thus staff de- search has shown that, for African-American chil- velopment workshops are often necessary. dren in particular, school climate plays an impor- tant role in adjustment to school and ability to Level III: Parents in School Governance. perform well. Thus the SDP schools, with their This level is the most sophisticated and innovative strong emphasis on changing attitudes, values, and concept of the SDP schools. The Governance and ways of interacting among adults and children, Management Team is composed of twelve to fif- have sought to create a climate that is sensitive to teen individuals and is representative of all adults the needs of African-American children (Comer).
Chapter12: Decision-Making and Advocacy: The Importance of Empowerment 61 EXAMPLES OF DECISION-MAKING AND GOVERNANCE
1. FLORIDA. Thirty-three schools in Dade mittees, such as the PTA and school site County volunteered to participate in a school- council. based management/shared decision-making One parent became vice president of the model. Each school makes its own decisions, executive board of the PTA and four parents involving both students and parents. The long- became members of the school site council. term goal of this experience is to improve This was one of the few Hispanic Develop- student achievement and educational admin- ment Policy Projects that worked directly to istration. The participants have redesigned involve parents in the school decision-mak- almost every aspect of their schools, from ing process. However, this project director textbook selection to instructional goals, from felt that it was very important for parents to be restructuring the school day to creating smaller involved in every aspect of their children’s classes. Parents and other community repre- schools and in the decisions that affected at- sentatives participate as advisors and partners risk families (Nicolau and Ramos 1990). (Jones 1989). 4. ILLINOIS. The Illinois State Board of Edu- 2. NEW YORK/NEW JERSEY. Parent par- cation has long supported family involve- ticipation on parent/teacher councils at P.S. ment in programs serving at-risk popula- 91 and P.S. 146 in New York helped bridge tions. Parent involvement is particularly the gap between the schools and the commu- important in areas of program planning and nities they served and made the schools more service eligibility. The Chicago reform legis- responsive to parents’ concerns. At Franklin lation has gone a step further, mandating School in Newark, New Jersey, parents, teach- local school councils to be predominantly ers, and business leaders led a school cleanup made up of parent and community members. and antivandalism campaign. At Ward School, The school councils will transfer power from parents successfully collaborated against a Chicago’s Board of Education to the neigh- school closing (Lawrence C. Stedman 1987). borhoods. That is, the councils have the power 3. CALIFORNIA. Hispanic parents at a Cali- to hire or fire the principal, develop a school fornia school were trained in the support improvement plan, and decide how discre- services needed at school and were helped to tionary funds will be spent (Council of Chief become members of the school’s decision- State School Officers 1989). making bodies. The project significantly in- creased the number of parents on school com-
How Shared Decision-Making pointment and will continue to be so “until col- Can Work laborative approaches to governance—like other forms of outreach—are integrated into an overall “The New Haven experience suggests,” school restructuring effort that encompasses all Ziegler concludes, “that a parental role in school aspects of school life” (Davies 1991). governance may be related to very significant achievement gains, when that role is made truly When parents assume new roles in the integral to a school’s central policy-making, and schools, they may require training to make the when a school has a very defined and significant most of their efforts. Epstein says that few parents decision-making focus and structure.” participate in leadership roles and that those who do rarely communicate with the other parents they Davies agrees. No school’s outreach strategy represent to solicit their ideas and to report com- will be complete, he says, until educators and mittee or group plans and actions. “Schools need parents learn how shared decision-making can to consider new forms of recruitment and training help them “put it all together.” But he echoes of parent leaders,” she says (interviewed by Brandt Ziegler when he states that most past efforts to- 1989). ward school decision-making have been a disap-
62 Part 2: Components PART 3 SUPPORT
Chapter 63 Preview of Chapters in Part 3: Support
Chapter 13. Families Need Chapter 14. Teachers Support Need Support Most families whose chil- To positively influence the dren are at risk lack the knowl- social and academic development edge, skills, and resources to be- of children, teachers, too, need come involved or stay involved in support. This chapter addresses their children’s education. Fam- the need for teacher preservice ily support programs promote and inservice training to include child development by enhancing information about family struc- parents’ child-rearing skills and tures and processes, parental roles providing other support from the in education, and effective work community. This chapter exam- with parents. Some school dis- ines parent education and parent tricts are hiring parent involve- centers (a space set aside in each ment coordinators to assist staff. school that parents can call their Support for parent involvement own), presenting the rationale, and teacher training must also procedures, and examples of each. come from the school board, su- Although the initiative to develop perintendent, and principals. family support programs must come from the schools, the fund- ing and delivery of family sup- port services require coordination between schools and community social service agencies.
64 Part 3: Support Chapter 13 FAMILIES NEED SUPPORT