China Southern Selected Value Mixed Securities Investment Fund Prospectus (Updated) Summary

(2016 No. 2)

Fund Manager: China Southern Asset Management Co., Ltd. Fund Custodian: Industrial and Commercial Bank of China Limited

18 December 2016

China Southern Selected Value Mixed Securities Investment Fund Prospectus (Summary)(2016 No. 2)

IMPORTANT

The Fund has been approved by the CSRC on 25 April 2008 in its approval document Zheng Jian Xu Ke [2008] No. 596, and was established on 18 June 2008. The Fund Manager warrants that the contents of this Prospectus are true, accurate and complete. This Prospectus has been approved by the CSRC; nevertheless, in giving such approval, the CSRC implies no judgment in substance or guarantee for the value and income of the Fund, nor does it imply that the investment in the Fund is risk-free. Before investing in this Fund, investors are advised to have full understanding of the Fund’s product features, and they should consider their own risk tolerance thoroughly, estimate the market rationally, and make decisions on the investment behaviors such as intention, timing and quantity of fund subscription, while they are entitled to the income of the Fund investment, they also bear the corresponding investment risks, including: systematic risks arising from political, economic, social and other influences on the prices of securities; non-systematic risks of individual securities; liquidity risk arising from continuing massive redemption by Unitholders; and management risk arising from the fund management activities of the Fund Manager; risks pertaining to the Fund. Investment involves risk. Before investing in this Fund, investors are advised to read through the Prospectus carefully. The Fund's past performance is not indicative of its future performance. The Fund Manager shall manage the fund assets with honesty, good faith, prudence and efficiency, but does not guarantee any profits or minimum returns on the Fund. This summary is compiled based on the fund contract and Prospectus and has been approved by the China Securities Regulatory Commission. The fund contract is the legal document which prescribes the unitholder’s rights and obligations. By obtaining a share in the Fund, fund investors become unitholders and a party to the fund contract. His or her acts regarding the held units represent his or her acknowledgment and acceptance of the fund contract, he or she shall enjoy the rights and perform the obligations pursuant to the Fund Law, Operation Law, fund contract and other relevant rules. If unitholders need further information about the rights and obligations of fund unitholders may refer to the fund contract. The Prospectus has been reviewed by the Fund Custodian. The content contained in this Prospectus is up to 18 December 2016, and the related financial data and NAV performance data are as of 30 September 2016. (Unaudited)

China Southern Selected Value Mixed Securities Investment Fund Prospectus (2016 No.1) (Updated)

§ Fund Manager

1. Summary of Fund Manager Name: China Southern Asset Management Co., Ltd. Domicile and Office Address: Floors 31-33, Duty-Free Business Building, 6 Fuhua 1st Rd, Funtian Street, Futian District, Shenzhen, China Date of Incorporation: 6 March 1998 Legal Representative: Zhang Haibo Registered Capital: RMB300 million Telephone: (0755) 82763888 Fax: (0755) 82763889 Contact Person: Bao Wenge China Southern Asset Management Co., Ltd. was jointly established by China Southern Securities Co., Ltd., Xiamen International Trust and Investment Company and Guangxi Trust and Investment Co., Ltd. upon the approval of the CSRC Zheng Jian Ji Jin Zi [1998] No. 4. In 2000, its registered capital was increased to RMB100 million upon the approval of the CSRC Zheng Jian Ji Jin Zi [2000] No. 78. In 2005, its registered capital was increased to RMB150 million upon the approval of the CSRC Zheng Jian Ji Jin Zi [2005] No. 201. In 2010, its 30% equity interests held by Shenzhen Airport (Group) Co., Ltd. was transferred to Shenzhen Investment Holdings Co., Ltd. upon the approval Zheng Jian Xu Ke [2010] No. 1073. In 2014, its registered capital was increased to RMB300 million. At present, it is held by Huatai Securities Company Limited, Shenzhen Investment Holdings Co., Ltd., Xiamen International Trust Co., Ltd. and Industrial Securities Co., Ltd. as to 45%, 30%, 15% and 10% respectively.

1.2 Introduction of Officers 1.2.1 Board of Directors Mr. Zhang Haibo, the Chairman. He was born in September 1963, he is a native of Anhui, a member of the PRC communist party, a holder of a master’s degree in business administration with 18 years’ experience in securities business, Chinese. He had served in the Jinagsu Agriculture & Forestry Office of the CPC with the highest position as assistant researcher, and had served in the Jiangsu People’s Government Office as researcher. He joined the Huatai Securities in December 1998 and served in various positons including assistant to President, general manager of investment banking department, director of investment banking business and general manager of head department of investment banking business management, vice-president of Huatai Securities and chairman of Huatai Zijin Investment Co., Ltd, chairman of Huatai Financial Holdings (Hong Kong) Limited, and chairman of Hautai Securities (Shanghai) Assets Management Co., Ltd. He had been responsible for co-management of investment banking, fixed income investments, asset management, direct investment, overseas business, planned finance and human resources. He is

China Southern Selected Value Mixed Securities Investment Fund Prospectus (2016 No.1) (Updated) currently the vice-president of Hautai Securities Co., Ltd, party committee member and chairman of China Southern Asset Management Co., Ltd. Ms. Wang Lianfen, Chinese, a director born in 1966, is a native of Tianjin and a member of the PRC communist party. She is holder of master of finance with 23 years’ experiences in securities business. She had worked in companies including sales department of the Saige Group; research officer of Investment I Section of Shenzhen Investment Fund Management Company; deputy general manager of agency business department and general manager of business department (Fuhong Road) of China Eagle Securities Co., Ltd; general manager and assistant to president of China Southern Head Office; assistant to president in Firstrade; general manager business department (Huaqiang North Road, Shenzhen), general manager of channel services department, general manager of operation center, general manager of retail customers department and general manager of executive office of Huatai United Securities. She is currently the assistant to president and general manager of Shenzhen branch office of Huatai Securities Co. Ltd. Mr. Zhang Hui, a director born in 1975. He is a native of Zhejiang, a member of the PRC communist party, holder of a doctor’s degree in economics and management with 17 years’ experiences in securities business, Chinese. He has served as a staff in the Talent Exchange and Service Center of Dongcheng District, Beijing; project manager of Shanghai office of Brilliance Group (Hong Kong); deputy manager of asset management department of Tongshang Holdings Co., Ltd.; project manager of asset management department of Beijing New Margin Ventures Co. Ltd; senior manager of asset management head department, investment planner of securities investment department, deputy general manager of business department of Nantong Securities (Yaogang Road) and general manager of operation department (Ruijinyi Road in Shanghai), deputy general manager of securities investment department and general manager of general affairs department of Huatai Securities Co. Ltd. He is currently the general manager of human resources department and head of organization department of the party committee, and employee supervisor of Huatai Securities Co. Ltd. Mr. Feng Qingshan, Chinese, a director born in 1966. He is a native of Jiangxi, a member of the PRC communist party, a holder of bachelor’s degree in engineering. He had served as deputy brigade commander of land mine company of combat engineer camp of 124th division of the army; political tutor (acting), brigade commander of the organization unit of the division’s political section, deputy divisional secretary of the organization office of political section of the 42nd group army; main camp secretary of the political section of the troop stationed in Hong Kong; main camp secretary of the political section of the troop stationed in Macau; deputy section head (brigade commander) of publicity unit of the political section of the 163rd division of the army; senior staff of education research office of Shenzhen City Committee; disciplinary investigator at deputy level; deputy officer of the office of Shenzhen City Committee; officer of probity fostering office of Shenzhen City Committee. He is currently the director of Shenzhen Investment Holdings Co., Ltd; deputy officer of Office of Shenzhen City Committee; deputy secretary of the party committee, clerk to disciplinary committee and supervisor of Shenzhen Investment Holdings Co., Ltd. 3

China Southern Selected Value Mixed Securities Investment Fund Prospectus (2016 No.1) (Updated)

Mr. Li Ping, Chinese, a director born in 1981. He is a native of Sichuan, a member of the PRC communist party, holder of master’s degree in business administration. He has served as secretary to the office of and secretary to directors’ office of the Shenzhen ExpAnder Urban Construction Group & Design Institute; and senior head officer of the Office (Letters & Call Office) of Shenzhen Investment Holdings Co., Ltd. He is currently the senior head officer of the Company III Section of Shenzhen Investment Holdings Co., Ltd. Mr. Li Zicheng, Chinese, a director, born in 1961 is a member of the PRC communist party and a master in modern history. He served as a deputy general secretary to the department of philosophy, Xiamen University, the office director, sales manager, accounting and finance manager and assistant to general manager of Xiamen International Trust and Investment Company, a deputy general manager of Xiamen International Trust and Investment Co., Ltd., labour union chairman and designated deputy general secretary of the PRC communist party of Xiamen International Trust Co., Ltd. He is currently deputy secretary of the party branch, and the general manager of Xiamen International Trust Co., Ltd. Wang Bin, Chinese, a director born in 1970. He is a native of Anhui, a member of the PRC communist party, holder of doctor’s degree in clinical medicine. He had served as clinical doctor in People's Hospital of Sixian Anhui; attending doctor in Ruijin Hospital; medical sector researcher, assistant to general manager, deputy director and deputy general manager of the Industrial Securities Institute. He is currently general manager of the Industrial Securities Institute. Mr. Yang Xiaosong, Chinese, a director born in 1970, is a member of the PRC communist party, a native of Sichuan, a holder of a master’s degree in accounts. He studied in the Shenyang University of Technology from 1988 to 1992 and earned the bachelor’s degree in economics, and studied in the Renmin University of China from 1992 to 1995 and earned the master’s degree in economics. He had served as a professional accounting translator of Deloitte Touche Tohmatsu. He had served as project manager in the securities department of Everbright Bank, international business department of China Securities Regulatory Commission; regulation department officer, deputy officer, officer, deputy director and director of issuance regulation department of listed companies; party committee member and deputy director of Shanghai supervisory office of China Securities Regulatory Commission; deputy officer of regulation department of China Securities Regulatory Commission; and supervisory head of China Southern Asset Management Co., Ltd. He is currently a general manager of China Southern Asset Management Co., Ltd and designated deputy secretary of the PRC communist party of China Southern Asset Management Co., Ltd. Mr. Yao Jingyuan, Chinese, an independent director, is a holder of master degree in Economics. He had been a deputy director of the State Economic Commission of the PRC, deputy director of the policy research department and officer and deputy director of the international cooperation department of the Ministry of Commerce, a vice chairman and executive vice chairman of the Commerce Branch, the China Council for the Promotion of International Trade, officer of Domestic Trade Business Development Center, vice chairman and general secretary of Chinese General Chamber of Commerce, deputy general secretary of the Anhui provincial government, mayor of the 4

China Southern Selected Value Mixed Securities Investment Fund Prospectus (2016 No.1) (Updated)

Anhui Fuyang city government, the director and a designated secretary of the PRC communist party of Anhui Province Statistics Bureau and the chief economist and spokesperson of the National Bureau of Statistics. He is currently a State Council Counsellors' Office special researcher, a member of the Chinese Economics 50 Forum and vice president of China Statistical Society. Mr. Li Xindan, Chinese, an independent director born in 1966, is a holder of PhD in finance, an expert of the State Council special allowance, a member of the State Council Academic Degrees Committee and the National Education Guidance Committee for Master's degree in Finance. He served as an associate professor at School of Economics and Management, Southeast University and dean of School of Management and Engineering, Nanjing University. He is currently the head of Nanjing University-Oxford University Financial Innovation Institute, director of research center for financial engineering, executive director, professor and doctoral adviser of the venture capital research and development center, decision-making advisory expert of the Jiangsu provincial committee, member of Shanghai Stock Exchange’s listing committee and corporate governance committee, postdoctoral adviser at the Shanghai Stock Exchange, Shenzhen Stock Exchange, the Bank of Communications and other entities, executive director of the Chinese Finance Annual Conference, evaluation expert of the China Scholarship Council, chairman of Jiangsu Capital Market Research Association and vice chairman of Jiangsu Science and Technology Innovation Association. Mr. Richard Chow, Chinese (Hong Kong), an independent director born in 1951, is a holder of PhD in business administration a senior fellow of Hong Kong Securities and Investment Institute. He served at Hong Kong Police Force (Commercial Crime Bureau), Hong Kong Securities and Futures Commissioner's Office and Hong Kong Securities and Futures Commission as the director of the enforcement department of the commission. He is currently a consultant to the Hong Kong Monetary Authority. Mr. Zheng Jianbiao, Chinese, an independent director, is a member of the PRC communist party and a holder of master’s degrees in economics. He had served at the Beijing Municipal Finance Bureau, Shenzhen Shekou Zhonghua Accountant and Jingdu Accountant. He is currently a managing partner of Grant Thornton and a member of the expert advisory committee for merger, acquisition, reorganization of listed companies, the CSRC. Ms. Zhou Rui, Chinese, an independent director born in 1971, master of law, served at Beijing V & T (Shenzhen) Law Firm, Beijing Zhong Lun (Shenzhen) Law Firm and Beijing Xin Li (Shenzhen) Law Firm. She is currently the managing partner of South China region King & Wood Mallesons, director of the Shenzhen Office of the China Mergers & Acquisitions Association, deputy director of Women Lawyers Committee of Guangzhou Lawyers Association, expert of the Shenzhen SMEs Restructuring and Listings Expert Services Group and vice president of SGCC public services alliance. 1.2.1 The Supervisory Committee Mr Wu Xiaodong, Chinese, Supervisory Committee chairman born in 1969, a native of Jiangsu, is a member of the PRC communist party and holder of master’s degree in law. He had served as 5

China Southern Selected Value Mixed Securities Investment Fund Prospectus (2016 No.1) (Updated) deputy director of the regulation section of the law department of China Securities Regulatory Commission; deputy director of M & A section of the supervision department of listed companies, director of corporate governance supervisory section of supervision department of listed companies, director of issuance review section of issuance supervision department of listed companies; compliance director of Huatai Securities; party committee clerk, vice president and chairman of Huatai United Securities. He is currently the chairman of Supervisory Committee of China Southern Asset Management Co., Ltd. Ms. Shu Bene, supervisor born in 1964, a native of Jiangxi and holder of bachelor’s degree with 18 years’ experiences in securities. She served at Panda Electronics Group Co., Ltd. as the finance director. She joined Huatai Securities and served as a deputy general manager of the capital plan department and the deputy general manager and general manager of the compliance department. She is currently the person-in-charge in finance of Huatai Securities Co., Ltd., chairman of the supervisory committee of Huatai United Securities Co., vice chairman of Great Wall Futures Co., Ltd. and a director of Huatai Zijin Investment Co., Ltd. and Huatai Ruitong Investment Management Co., Ltd. Ms. Jiang Lihua, Chinese, a supervisor born in 1964, is a member of the PRC communist party and a senior accountant. She served at Zhejiang Lanqi Majian Rice Factory, Zhejiang Lanqi Textile Machinery Factory, Shenzhen Construction Machinery Power Company, Shenzhen Construction Group and Shenzhen Construction Investment Holdings Co., Ltd. She had been of Shenzhen Investment Holdings Co., Ltd’s deputy manager of planning and finance department and deputy director of budget department. She is currently the director of the Appraisal & Distribution Department of Shenzhen Investment Holdings Co., Ltd. and the director of Shenzhen International Tendering Co., Ltd., Shenzhen Special Economic Zone Real Estate & Properties Group Co. Ltd., Shenzhen Jianan (Group) Co., Ltd, Shenzhen International Tender Invitation Co., Ltd. and Shenzhen Shentou Property Development Co., Ltd. Mr Wang Keli, Chinese, a supervisor born in 1961, a native of Fujian, and holder of bachelor’s degree in ship engineering. He had served as technician in Xiamen Shipyard, assistant to general manager in Xiamen Auto Industrial Company, deputy officer of the iSQUARE Construction office of Xiamen International Trust Co Ltd; general manager, deputy manager of investment department and deputy manager of proprietary asset management department of Xiaxin Real Estate Development Company. He is currently the general manager of investment development department of Xiamen International Trust Co Ltd. Ms. Lin Hongzhen, Chinese, a supervisor born in 1969, a native of Fjian and holder of MBA degree. She served as an accountant of Xiamen Foreign Supply Company, deputy manager of the finance department of Xiamen Zhongyou Trade United Company and manager of the finance department of Xiamen Foreign Real Estate Development Company. She joined Industrial Securities and served as the director of the general finance team, finance manager of operations department, manager of the planning and finance division, finance and accounting department, assistant to general manager of risk control department, manager of the audit department, deputy director of 6

China Southern Selected Value Mixed Securities Investment Fund Prospectus (2016 No.1) (Updated) risk management department, deputy director of audit department, deputy general manager of risk management department (presiding) and general manager of risk management department. She is currently general manager of finance department, Industrial Securities Co., Ltd. and a supervisor of Industrial Innovation Capital Management. Mr. Su Min, Chinese, an employee supervisor born in 1969, is a master candidate of computer science. He served as a computer engineer of the Shenzhen securities sales department, Anhui Guoyuan Capital Co., Ltd., assistant to manager of the computer department of Shenzhen Branch, Huaxia Securities, deputy director of the operation security department, director of marketing services department and director of e-commerce department, China Southern Asset Management. He is currently the director of the risk management department of China Southern Asset Management. Mr. Zhang Delun, Chinese, an employee supervisor, is a member of the PRC communist party with a master's degree. He served as an associate professor at Beijing University of Posts and Telecommunications, director of Huawei Technologies Co., Ltd., general manager of the human resources department of Hantang Securities, director of human resources of Neptunus Bioengineering and deputy general manager and chief adviser of Watson Wyatt Worldwide. He is currently director of human resources department of China southern Asset Management Co., Ltd. Mr. Lin Sibin, Chinese, an employee supervisor, is a holder of master’s degree in civil and commercial law. He served as an internship lawyer at the securities business department of King & Wood Mallesons, a staff member of the asset preservation department of Shenzhen branch, Pudong Development Bank, head of law and compliance department, Yinhua Fund and a staff member of the law and compliance department, Minsheng Royal Fund. He is currently the executive director of compliance department of China Southern Asset Management Co., Ltd. 1.2.3 Senior management Mr. Zhang Haibo, the chairman, his biographical details are set out above. Mr. Yang Xiaosong, the president, his biographical details are set out above. Mr. Yu Wenhong, Chinese, a vice president, is a member of the PRC communist party, a holder of MBA and an economist. He served as an operational manager of Jiangsu Investment Company, departmental manager of Jiangsu International Investment Company, investment banking general manager of Jiangsu International Trust and Investment Company and the chairman and general manager of Jiangsu Guoxin High-tech Venture Capital Co., Ltd. In 2003, he joined China Southern and is currently a vice president of and designated member of the PRC communist party at China Southern Asset Management Co., Ltd. and the chairman and deputy general manager of China Southern Capital Management Limited. Mr. Zhu Yundong, Chinese, a vice president, is a member of the PRC communist party and a holder of bachelor’s degree of economics. He served at the local budget department and the general office of Ministry of Finance and China Economic Development Trust and Investment Company. In 2002, he joined China Southern, served as the general manager of the Beijing branch, product development director, assistant to the president and chief marketing officer, and is currently a vice 7

China Southern Selected Value Mixed Securities Investment Fund Prospectus (2016 No.1) (Updated) president and designated member of the PRC communist party of China Southern Asset Management Co., Ltd. Mr. Qin Zhangkui, Chinese, a vice president, is a member of the PRC communist party and a holder of MBA. He served as a clerk of business plan department, Nanjing Automotive Factory, general sales manager, assistant to the president and general fund manager, deputy general manager of investment banking headquarters and general bond manager of Huatai Securities Co., Ltd. In 2005, he joined China Southern, served as the chief compliance officer and director of the law and compliance department, and is currently vice president and member of the disciplinary committee of China Southern Asset Management Co., Ltd. Mr. Chang Kechuan, Chinese, vice-president, CPC member, EMBA Master of Business Administration. He previously served as deputy secretary (division level) of Agricultural Bank of China, general manager of investment business department of China Southern Securities Company Limited, general manager and assistance to president of Shenyang Branch, secretary to the Board and compilance director of Lianhe Securities (now known as Huatai Lianhe Securities). He joined China Southern in 2011, and acted as secretary to the Board, secretary of the commission for discipline inspection, he currently acts as vice-president, secretary to the Board, secretary of the disciplinary commission and director of China Southern Asset Management Co., Ltd. Mr. Li Haipeng, Chinese, vice-president, Master of Business Administration. He previously served as senior analyst of investment department of AXA Financial Company. He joined China Southern Asset Management Co., Ltd. in 2002, and served as senior research fellow, assistant to fund manager, fund manager, executive director of National Social Security and International Business Department, director of National Social Security Business Department, CIO (fixed income), assistant to general manager and director of fixed-income investments. He currently acts as vice-president, director of Fixed Income and director of China Southern Asset Management Co., Ltd. (Hong Kong). Mr. Bao Wenge, Chinese, the chief compliance officer, is a member of the China Democratic League and a holder of master’s degree in economics. He served as an auditor of the China Accountant, Ministry of Finance and assistant to general manager of investment banking and planning and finance, China Southern Securities Co., Ltd. In 1998, he joined China Southern, served as director of operation security, supervisor, chief financial officer and assistant to general manager, and is currently the chief compliance officer of China Southern Asset Management Co., Ltd. and a director of China Southern Asset Management Co., Ltd. 1.2.4 Portfolio Manager Portfolio managers of the Fund are: From June 2008 to June 2015, Mr. Tan Jianqiang had served as the Portfolio Manager of the Fund; from June 2015 to July 2015, Mr. Tan Jianqiang and Luo Shuai had served as the Portfolio Managers of the Fund; from July 2015 to present, Luo Shuai and Luo An’an are the Portfolio Managers of the Fund. Mr. Luo Shuai, holder of a master’s degree in management science and engineering of Tsinghua 8

China Southern Selected Value Mixed Securities Investment Fund Prospectus (2016 No.1) (Updated)

University and holder of the fund practice qualification. In July 2009, he joined China Southern, serving as a researcher and senior researcher of the research department. From March 2014 to May 2015, he was the assistant manager of China Southern Constituents Fund and China Southern AnXin Fund; From May 2015 to present, he has served as the portfolio manager of the China Southern High-end Equipment Fund. From June 2015 to present, he serves as the portfolio manager of the China Southern Selected Value Fund and China Southern Growth Fund. Mr. Luo An’an, a holder of doctorate degree in computer science and technology of Tsinghua University and a holder of the fund practice qualification. In July 2010, he joined China Southern serving as a senior researcher of the research department. From March 2014 to November 2014, he was the assistant manager of China Southern Growth Fund and China Southern Selected Value Fund. From November 2014 to July 2015, he served as an investment manager and from July 2015 to present, he serves as the portfolio manager of China Southern Selected Value Fund. 1.2.5 Investment Decision-making Committee The investment decision-making committee is comprised of Mr. Yang Xiaosong, the president, Mr. Li Haipeng, vice president and CIO (fixed income), product development director and director of CSOP Asset Management Limited (Hong Kong), Mr. Shi Bo, an assistant to the president and CIO (equity investments), Ms. Wang Ke, director of transaction management, Mr. Jiang Feng, director of investment account management, Mr. Liu Zhiping, director of the quantification investment department, Mr. Mao Wei, director of research department, Mr. Zhang Yuan, Deputy director of investment department, Mr. Ha Chenxi, deputy director of fixed income and Ms Li Xuan, deputy director of fixed income. 1.2.6 The persons listed above are not close relatives to each other.

Fund Custodian

I. Summary of the Fund Custodian Name: Industrial and Commercial Bank of China Limited Registered Address: No. 55 Fuxingmennei Avenue, Xicheng District, Beijing Date of Establishment: 1 January 1984 Legal Representative: Yi Huiman Registered Capital: RMB 356,406,257,100 Telephone: 010-66105799 Contact person: Hong Yuan

II. Key Personnel As at the end of March 2016, there were 210 employees in total of Custodian Banking Department of ICBC, their average age was 30 years old, more than 95% of the employees held a university bachelor degree or above, and all the senior management held post-graduate

China Southern Selected Value Mixed Securities Investment Fund Prospectus (2016 No.1) (Updated) degrees or above, or with senior technician positions.

III. Fund Custody Business Operation As the pioneer of the custody services in Mainland China and the first domestic company to deliver custody services since 1998, ICBC has adhered to the purposes of “Honesty and Diligence”, relying on rigorous scientific risk management and internal control system, standardized management model, advanced operation system and professional service team, it strictly complies with the responsibilities of asset custodian, provides safe, effective and professional custodian services to domestic and foreign investors, so as to show its excellent market image and influence. ICBC has also established the most extensive, mature product line among the national domestic custodian banks. Its products include securities investment funds, trust assets, insurance assets, social security funds, corporate annuity funds, QFII assets, QDII assets, equity investment funds, securities company CAM scheme, TAM scheme, credit assets securitization business of commercial banks, asset management for specific customers, QDII assets for specific customers, a wide range of custody products such as ESCROW. At the same time, it has provided value-added services such as conducting performance assessment and risk management in China, so as to deliver personalized custody services to a wide spectrum of customers. As at the end of March 2016, ICBC acted as custodian for a total of 624 securities investment funds. Since 2003, the Company has been awarded 51 Best Custodian Bank awards by domestic and foreign authoritative financial media such as "Asiamoney" of Hong Kong, "Global Custodian" of the United Kingdom, "The Asset Magazine" of Hong Kong, "Global Finance" of the United States, "Securities Times" and "Shanghai Securities News" of Mainland China for eleven consecutive years, which is the most awarded domestic custodian bank, and its excellent quality of services has been recognized continuously and well received by domestic and foreign financial sector.

IV. Responsibilities of Fund Custodian 1. Safekeep Fund's assets in good faith with due diligence; 2. Establish a special Fund custody department to be in charge of matters related to custody of Fund's assets, with satisfactory view of business and equipped with sufficient and qualified professionals familiar with Fund custody business; 3. Develop and improve systems for internal risk control, supervision & audit, financial management and personnel management; ensure that Fund's assets in custody are independent from the assets of the Fund Custodian and from various other fund's assets; establish separate accounts and separate accountings for different Fund's assets; conduct account-divided management to ensure that different funds are mutually independent concerning registration, account settings, transfer of Funds and account records etc. 4. Subject to the Funds Law, the Fund Contract and other relevant rules, the Fund Custodian

China Southern Selected Value Mixed Securities Investment Fund Prospectus (2016 No.1) (Updated) shall not seek interests for the benefit of itself or any third parties using the Fund's assets, or engage any third parties to carry out custody of the Fund's assets; 5. Safekeep material contracts related to the Fund executed by the Fund Manager on behalf of the Fund, together with relevant voucher; 6. Create Fund accounts and securities accounts for the Fund's Assets in accordance with the rules and promptly deal with liquidation and closing matters as agreed in the Fund Contract and based on the investment instruction from the Fund Manager; 7. Keep trade secrets of the Fund and unless otherwise specified by the Funds Law, the Fund Contract and other relevant rules, information of the Fund shall be kept confidential and shall not be made available to others prior to public disclosure; 8. Review and check the Net Asset Value of the Fund or the prices for Subscription and Redemption of Fund Units calculated by the Fund Manager; 9. Handle matters of information disclosure in relation to business activities associated with Fund custody; 10. Provide comments on financial and accounting reports, interim reports and annual reports of the Fund, indicating whether the Fund Manager is operating in all material aspects in strict accordance with the Fund Contract and whether proper measures have been taken by the Fund Custodian if the Fund Manager fails to comply with any provisions in the Fund Contract; 11. Keep records, books, statements and other relevant documents in respect of business activities associated with Fund custody for more than 15 years; 12. Develop and safekeep the Fund Unitholder register; 13. Prepare relevant accounting statements as required and check the same with the Fund Manager; 14. Pay the Fund Income or make Redemption payments to the Unitholders pursuant to instructions of the Fund Manager or relevant regulations; 15. Convene the Unitholders' Meeting or assist the Fund Manager and the Unitholders in legally convening the Unitholders' Meeting in accordance with the regulations; 16. Supervise the Fund Custodian pursuant to the laws and regulations and provisions of the Fund Contract; 17. Participate in the Fund asset liquidation group for custody, disposal, valuation, realization and allocation of Fund's assets; 18. Promptly report to the CSRC and the banking regulatory bodies and notify the Fund Manager if it is subject to dissolution, revocation in accordance with the laws or declared to be bankrupt in accordance with the laws; 19. Be responsible for making compensation for losses of Fund's assets caused by its breach of the Fund Contract, and such liabilities shall not be released by its termination of being the Fund Custodian; 20. Supervise the Fund Manager over fulfillment of responsibilities thereof in accordance with the laws and regulations and the Fund Contract, and, for the benefit of the Fund, recover from 11

China Southern Selected Value Mixed Securities Investment Fund Prospectus (2016 No.1) (Updated) the Fund Manager the losses of Fund's assets arising out of breach of the Fund Contract by the Fund Manager; 21. Implement effective resolutions of Unitholders' Meetings; 22. Other obligations specified by the laws and regulations, stipulations set forth by the CSRC and the Fund Contract.

V. Internal control system of the Fund Custodian Since the establishment of the custody banking department of ICBC, and the rapid development of all sectors of businesses continued to consolidate the leading position in the asset custodian industry. These achievements are inseparable with the focused efforts in business development and internal control set-up of the custody banking department. The asset custody department attaches great importance to improving and strengthening internal risk management, which takes strengthening risk prevention and control, nurturing the internal control culture, improving the risk control mechanism and strengthening the “entire process risk management” as an important work while actively expanding all custodian businesses. After passing the most authoritative SAS70 (Audit Standard 70) review (which evaluates whether the internal control and safety measures of the organization are adequate or not) successfully for eight times in 2005, 2007, 2009, 2010, 2011, 2012, 2013 and 2014, the custodian banking department of ICBC passed the ISAE3402 (Original SAS70) review for the ninth time and obtained the unqualified control and effective report in 2015, representing the full recognition from the independent third-party towards the integrity and effectiveness of our bank’s risk management and internal control, which also proved that the risk management of ICBC’s custodian services match with that of the international major custodian banks and reached international advanced level. To date, the ISAE3402 review has become an annual and conventional measure for internal control.

1. Goal for internal risk control To ensure the business operation strictly complies with the relevant national laws, regulations and industry regulatory rules, strengthen and establish a law-abiding, standardized operation philosophy and operation style, forming an internal control mechanism with standardized operation, scientific management and institutionalized monitoring; prevent and resolve operational risks, so as to guarantee the security and integrity of the assets in custody; protect the interests of the unitholders; guarantee the security, effectiveness and stable operation of the asset custodian business.

2. Organizational structure of internal risk control The organizational structure of internal risk control of ICBC Asset Custody Business is jointly made up by the Supervisory and Compliance Department of ICBC (Internal Control Compliance Department and Internal Audit Bureau), the Risk Control Division under the Asset Custody Department and all the business offices and divisions under the Asset Custody Department. The Supervisory and Compliance Department of the Head Office is responsible for preparing the risk 12

China Southern Selected Value Mixed Securities Investment Fund Prospectus (2016 No.1) (Updated) management policies of the bank and the supervision and guidance of risk control for all the business departments. The Asset Custody Department has an internal risk control division, which is exclusive in charge of the supervision and compliance. The division has specially-designated person in charge of supervision and compliance, who, under the direct leadership of the General Manager and in accordance with relevant laws and regulations, exercises the supervisory power independently over the operation of business. All business offices and divisions implement specific risk control measures to the extent of their own duties and responsibilities.

3. Principles of internal risk control (1) Compliance with laws. The internal control system shall comply with the national laws and regulations, as well as the regulatory requirements of the regulatory authorities and shall apply to the whole process of the operation and management activity of custody business. (2) Integrity. All the operational and management activities of the custody business shall be restricted by corresponding standard procedures and supervision; such restriction shall be applied to the whole process and all the operating procedures of the business, covering all the departments, positions and personnel. (3) Timeliness. All the operational and management activities of the custody business shall be accurately and timely recorded when occurred; according to the principle that “internal control has the priority”, relevant rules and regulations shall be established when new institution is established or new variety of business is added. (4) Prudence. All the operational activities of the business shall be prevented from risks, and conducted with prudence to guarantee the security and integrity of the assets of the fund and other entrusted assets. (5) Effectiveness. The internal control system shall be properly amended and improved according to the national policies, laws as well as the needs in operation and management, and shall be guaranteed for comprehensive implementation with no exception in any place, at any time or for any person. (6) Independence. A management department shall be set up to fulfill the duties of the custodian. The director operator shall be independent of and properly separated from the controller; the department reviewing and assessing the internal control system shall be independent of the department formulating and carrying out the system.

4. Implementation of the internal risk control measures

(1) Strict segregation system. The asset custody business shall be strictly segregated from the traditional business. A series of rules and regulations such as clear job responsibilities, scientific business procedures, specific operating manure and strict code of conduct have been established and the good firewall separation system has been adopted to ensure independent assets, independent environment, independent personnel and business system as well as independent management and

China Southern Selected Value Mixed Securities Investment Fund Prospectus (2016 No.1) (Updated) network. (2) Examination from senior management. Leaders of bank in charge and the senior management of departments, who are the makers of the policies and strategies in relation to the custody business of ICBC, require the subordinate departments to timely report the operation, management and special circumstance to track the progress of the Asset Custody Department in realizing its targets in internal control, propose internal control measures according to the examination, and urge functional departments to make improvements. (3) Personnel control. The Asset Custody Department strictly carries out the job responsibility system, establishes three lines of defense that are “self-control defense line”, “mutual control defense line”, and “supervision defense line”, improves the performance assessment and incentive mechanism, create the “people-oriented” internal control culture, enhance the personnel’s sense of responsibilities and honors and cultivate the team spirit and core competitive power; and enable the personnel to set up concept of risk prevention and control by periodical and directional business and professional ethics trainings and signing of the letter of commitment. (4) Operation control. By formulating plans and preparing budgets, the Asset Custody Department has conducted all kinds of business marketing activities and handling all kinds of transaction so as to effectively control and allocate the organization resource to maximize the utilization of resources and the benefits. (5) Internal risk management. By supervision, inspection and risk assessment, the Asset Custody Department enhances the internal risk management that it reviews, supervises and guides the business departments on risk identification and assessment on a periodical or non-periodical basis, formulates and carries out the risk control measures and eliminates any risk potentials. (6) Data security control. The data security is guaranteed by comparatively independent operating dependent, data and fax encryption, data redundant backup of data transmission lines, and application and guarantee of monitoring facilities. (7) Preparation and responses to emergencies. For the asset custody business, a special disaster recovery center is established to formulate the disaster recovery plan based on four levels which are data, application, operation and environment, and regular drills are organized for personnel. In order that the drills can be closer to the field scene, the Asset Custody Department shall constantly improve the standards for the drills from the initially drills at a specified time to current “random drills”. Seen from the result of the drills, the Asset Custody Department has full capability to recover the business within 2 hours in case of any disaster. 5. Internal risk control of the Asset Custody Department (1) The Asset Custody Department has set up the Supervisory and Compliance Department with specially-designated person in charge of supervision and compliance, who, under the direct leadership of the General Manager and in accordance with relevant laws and regulations, fully carry out the full monitoring and ensure the healthy and stable development of the asset custody business. (2) To complete the organizational structure and carry out total risk management. A perfect risk management system requires the involvement of every employee so that the risk control system and 14

China Southern Selected Value Mixed Securities Investment Fund Prospectus (2016 No.1) (Updated) measures can be fully and effectively carried out. The Asset Custody Department has carried out total risk management to allocate the responsibility of risk control to specific business departments and positions so that every employee is in charge of the risks in his own position. By establishing an internal organizational structure of double-person system vertically and multiple-department horizontally, an organizational structure of mutual constraint and balance across different departments and positions has been formed. (3) To establish and improve the rules and regulations. The Asset Custody Department attaches great importance to the construction of internal control system, and has consistently integrated the concept and methods of risk prevention and control into the job responsibilities, system construction and working procedures. After years of efforts, the Asset Custody Department has set up a whole set of internal risk control system, including job responsibilities, operating procedures, supervisory and compliance system, and information disclosure system, covering all the departments and positions, being applied to all business procedures and forming mutually restricting system among businesses. (4) Internal risk control is always one of key emphasis of the Custody Department in work, maintaining the same status as business development. The asset custody business is the emerging intermediary business of commercial banks. Since the date of establishment, the Asset Custody Department has been placing great emphasis on the standardized operation and always been taking the establishment of systematic, efficient risk prevention and control system as the key work. Along with the changes in the market environment and the rapid development of the custody business, new challenges and situations have been constantly emerging. The Asset Custody Department has always placed risk management in the same important position as the business development, and considered the risk prevention and control as the lifeline for the survival and development of the custodian business.

VI. Methods and procedures for the Fund Custodian to supervise the Fund Manager over the fund operation

Pursuant to the Funds Law and Operation Measures as well as the relevant laws and regulations relating to securities and the Fund Contract, the Fund Custodian shall supervise and check the legality of and ensure compliance by the Fund or the Fund Manager in relation to the investment scope, investment targets, the investment and financing ratio of the Fund, the prohibited investments of the Fund, the Fund Manager's participation in the interbank bond market, selection of the deposit bank by the Fund Manager, the calculation of the Net Asset Value of the Fund, the calculation of the Net Asset Value per Unit of the Fund, the remittance of the receivables, expense and income of the Fund, the distribution of Fund Income, the disclosure of related information and the Fund's performance data in the Fund's marketing material

During the supervision and check by the Fund Custodian over the above matters, in the event that

China Southern Selected Value Mixed Securities Investment Fund Prospectus (2016 No.1) (Updated) the Fund Custodian discovers that the Fund Manager violates the Funds Law, the Operation Measures, the Fund Contract, the Custodian Agreement, the foregoing supervision provisions in respect of its actual investments and other provisions of laws and regulations, the Fund Custodian shall promptly notify the Fund Manager in writing for rectification. The time for rectification period shall comply with the time limit for the proportion investment as allowed by regulations. Upon the receipt of such notice, the Fund Manager shall make rectification timely, confirm and reply to the Fund Custodian in writing. In such specified time, the Fund Custodian shall have the right to review the matter above and supervise the correction of the Fund Manager. Where the Fund Manager fails to make corrections to breaches notified of within the period within the regular people, the Fund Custodian shall report the same to China Securities Regulatory Commission (CSRC).

In the event that the Fund Custodian discovers that the investment orders issued by the Fund Manager violate the Funds Law, the Operation Measures, the Fund Contract and relevant laws and regulations, the Fund Custodian shall refuse to execute the same and immediately notify the Fund Manager to make rectification within a specified time. In the event that the Fund Manager fails to make rectification within such specified time, the Fund Custodian shall make a report to the CSRC.

The Fund Manager has the obligations to cooperate with and assist the Fund Custodian to conduct verification of business of the Fund in accordance with laws and regulations, the Fund Contract and this Custodian Agreement. Upon receipt of written notice from the Fund Custodian, the Fund Manager shall reply to such notice and make rectification within such specified time or provide explanations or proofs of the Fund Custodian’s questions. The Fund Manager shall cooperate actively to provide relevant data, material and system when the Fund Custodian is required to submit the supervision report of the Fund to the CSRC in accordance with the laws and regulations, the Fund Contract and this Custodian Agreement.

In the event that the Fund Custodian discovers any material non-compliance of the Fund Manager, it shall report the same to the CSRC in time and meanwhile, notify the Fund Manager to make corrections within a specified time and report the results of rectification to the CSRC. The Fund Manager has no justified reasons to reject or obstruct the Fund Custodian from exercising its supervision right provided in the Custodian Agreement, nor shall it interfere with the Fund Custodian from effective supervision by means of delay or fraud etc.. If the case is serious or the Fund Manager fails to rectify after being warned by the Fund Custodian, the Fund Custodian shall make reporting to the CSRC.

China Southern Selected Value Mixed Securities Investment Fund Prospectus (2016 No.1) (Updated)

§ 3 Related Service Agencies

3.1 Sales Institutions 3.1.1 Direct Sales Institution China Southern Asset Management Co., Ltd. Domicile and Office Address: 31/F – 33/F, Duty-Free Business Building, No. 6 Fuhua 1st Road, Futian Street, Futian District, Shenzhen Legal Representative: Zhang Haibo Telephone No.: 0755-82763905, 82763906 Fax: 0755-82763900 Contact Person: Zhang Ruishan 3.1.2 Sales Agencies: The Distributing Banks of Class A Units of China Southern Selected Value Fund: No. Names of Sales Agencies Information of Sales Agencies Registered Address: No.55 Fuxingmennei Street, Xicheng District, Beijing Industrial and Commercial Bank Legal Representative: Yi Huiman 1 of China Limited Contact Person: Tao Zhongwei Customer Service Telephone No.: 95588 Website: www.icbc.com.cn Registered Address: No. 25 Finance Street, Xicheng District, Beijing Office Address, Building 1, No. 1 Naoshikou Street, Xicheng District, Beijing China Construction Bank 2 Legal Representative: Wang Hongzhang Corporation Telephone No.: 010-66275654 Fax: 010-66275654 Contact Person: Wang Jiashuo Customer Service Telephone No.: 95533 Website: www.ccb.com Registered Address: No.69, Jianguomennei Street, Dongcheng District, Beijing Agricultural Bank of China Office Address: No.69, Jianguomennei Street, 3 Limited Dongcheng District, Beijing Customer Service Telephone No.: 95599 Website: www.abchina.com

China Southern Selected Value Mixed Securities Investment Fund Prospectus (2016 No.1) (Updated)

Registered Address: No. 1 Fuxingmennei Street, Xicheng District, Beijing 4 Bank of China Limited Legal Representative: Tian Guoli Customer Service No.: 95566 Website: www.boc.cn Office Address: No. 188 Yincheng Middle Road, Pudong New Area, Shanghai Legal Representative: Niu Ximing 5 Bank of Communications Co., Ltd Contact Person: Zhang Hongge Contact No.: 021-58781234 Customer Service No.: 95559 Website: www.bankcomm.com Registered Address: China Merchants Bank Building, No. 7088 Shennan Road, Shenzhen Legal Representative: Li Jianhong 6 China Merchants Bank Co., Ltd. Contact Person: Deng Jiongpeng Customer Service Telephone No.: 95555 Webiste: www.cmbchina.com Registered Address: No. 3 Finance Street, Xicheng District, Beijing Office Address: No. 3 Finance Street, Xicheng District, Beijing Postal Savings Bank of China 7 Legal Representative: Li Guohua Co., Ltd. Customer Service Telephone No.: 95580 Contact Person: Wang Shuo Fax: (010) 68858117 Website: www.psbc.com Registered Address: No. 500 South Pudong Road, Pudong New Area, Shanghai Office Address: No. 12, Zhongshan Dong Yi Road, Shanghai Shanghai Pudong Development 8 Legal Representative: Ji Xiaohui Bank Co., Ltd. Contact Person: Gao Tian, Yu Guyun Contact Telephone No.: 021-61618888 Customer Service Telephone No.: 95528 Website: www.spdb.com.cn

China Southern Selected Value Mixed Securities Investment Fund Prospectus (2016 No.1) (Updated)

Registered Address: North No. 9 Chaoyangmen Street, Dongcheng District, Beijing Office Address:Eastern Culture Building, North No. 9 Chaoyangmen Street, Dongcheng District, Beijing 9 China CITIC Bank Co., Ltd. Legal Representative: Li Qingping Contact Person: Feng Jing Telephone No.: 010-89937330 Customer Service Telephone No.: 95558 Website: http://bank.ecitic.com/ Registered Address: No. 713 East Dongfeng Road, Yuexiu District, Guangzhou Legal Representative: Dong Jianyue 10 China Guangfa Bank Co., Ltd. Telephone No.: 0571-96000888, 020-38322222 Customer Service Telephone No.: 400-830- 8003 Website: www.cgbchina.com.cn Registered Office: No. 2 Fuxingmennei Street, Xicheng District, Beijing Office Address: No. 2 Fuxingmennei Street, Xicheng District, Beijing China Minsheng Banking Corp., Legal Representative: Hong Qi 11 Ltd Contact Person: Mu Ting Telephone No.: 010-58560666 Fax: 010-57092611 Customer Service Telephone No.: 95568 Website: www.cmbc.com.cn Registered Address: Everbright Building, No. 6 Fuxingmenwai Street, Xicheng District, Beijing Office Address: Everbright Center, No. 25 Taipingqiao Street, Xicheng District, Beijing Legal Representative: Tang Shuangning 12 China Everbright Bank Co., Ltd. Contact Person: Zhu Hong Telephone No.: 010-63636153 Fax.: 010-63639709 Customer Service Telephone No.: 95595 Website: www.cebbank.com

China Southern Selected Value Mixed Securities Investment Fund Prospectus (2016 No.1) (Updated)

Registered Address: No.154 Hudong Road, Fuzhou Office Address: No.154 Hudong Road, Fuzhou Legal Representative: Gao Jianping 13 Industrial Bank Co., Ltd. Contact Person: Li Bo Contact Telephone No.:021-52629999-218966 Customer Service Telephone No.:95561 Website: www.cib.com.cn Address: No. 5047 East Shennan Road, Shenzhen, Guangdong Legal Representative: Sun Jianyi 14 Ping An Bank Co., Ltd. Contact Person: Zhang Li Contact Telephone No.: 021-38637673 Customer Service Telephone No.: 95511-3 Website: bank.pingan.com Office Address: No.46 Qingchun Road, Hangzhou Legal Representative: Chen Zhenshan 15 Bank of Hangzhou Co., Ltd. Contact Person: Yan Jun Contact Telephone No.: 0571-85108309 Customer Service Telephone No.: 95398 Website: www.hzbank.com.cn Registered Address: No. 168, Middle Yincheng Road, Pudong New Area, Shanghai Office Address: No. 168, Yincheng Middle Road, Pudong New Area, Shanghai 16 Bank of Shanghai Co., Ltd. Legal Representative: Jin Yu Contact Person: Tang Zhengcheng Contact Telephone No.: 021-68475521 Customer Service Telephone No.:95594 Website: www.bankofshanghai.com Registered Address: 1/F, A17, Finance Street, Xicheng District, Beijing Office Address: C17, Finance Street, Xicheng 17 Bank of Beijing Co., Ltd. District, Beijing Legal Representative: Yan Bingzhu Contact Person: Zhao Shu Fax: 010-66225309

China Southern Selected Value Mixed Securities Investment Fund Prospectus (2016 No.1) (Updated)

Customer Service Telephone No.: 95526 Website: www.bankofbeijing.com.cn

Registered Address: No. 2 Court No. 1 Yuetan South Street, Xicheng District, Beijing Office Address: No. 16 Chaoyang Gate North Avenue, Chaoyang District, Beijing Legal Representative: Wang Jinshan Beijing Rural Commercial Bank 18 Contact Person: Li Xiaopeng Co., Ltd. Telephone No.: 010-85605054 Fax: 010-85605340 Customer Service Telephone No.: 96198; 400- 88-96198; 400-66-96198 Website: www.bjrcb.com Registered Address: No.25 Harbour Road, Zhifu District,Yantai, Shandong Office Address: No.25 Harbour Road, Zhifu District,Yantai, Shandong Legal Representative: Ye Wenjun 19 Yantai Bank Co., Ltd. Contact Person: Wang Shuhua Telephone No.: 0535-6699660 Fax: 0535-6699884 Customer Service Hotline: 4008-311-777 Website: http://www.yantaibank.net/ Registered Address: No.8 Middle Yincheng Road, Pudong New Area, Shanghai Office Address: No.8 Middle Yincheng Road, Pudong New Area, Shanghai Shanghai Rural Commercial Bank Legal Representative: Ji Guangheng 20 Co., Ltd. Contact Person: Shi Chuanrong Contact Telephone No.: 021-38576666 Customer Service Telephone No.:021-962999, , 4006962999 Website: www.srcb.com

China Southern Selected Value Mixed Securities Investment Fund Prospectus (2016 No.1) (Updated)

Registered Address: No. 26 ZhonghuaRoad, Nanjing Office Address: No. 26 Zhonghua Road, Nanjing 21 Bank of Jiangsu Co., Ltd. Legal Representative: Xia Ping Contact Person: Tian Chunhui Telephone No.: 025-58587018 Customer Service Telephone No.: 95319 Website: www.jsbchina.cn Registered Address: No. 21 Tiyu Road, Dongguan, Guangdong Office Address: No. 21 Tiyu Road, Dongguan, Guangdong 22 Bank of Dongguan Co., Ltd. Legal Representative: Lu Guofeng Contact Person: Wu Zhaoqun Contact Telephone No.: 0769-22119061 Customer Service Telephone No.: 4001196228 Website: www.dongguanbank.cn Registered Address; No. 22 Jianguomennei Street, Dongcheng District, Beijing Office Address: No. 22 Jianguomennei Street, Dongcheng District, Beijing 23 Hua Xia Bank Co., Ltd. Legal Representative, Wu Jian Contact Person: Wang Zhefan Contact Telephone No.: 010-85238890 Customer Service Telephone No.:95577 Website: www.hxb.com.cn Registered Address: Huapu Plaza, No. 68 Middle Hongkong Road, Shinan District, Qingdao Office Address: Huapu Plaza, No. 68 Middle Hongkong Road, Shinan District, Qingdao 24 Bank of Qingdao Co., Ltd. Legal Representative: Guo Shaoquan Contact Person: Ye Min Contact Telephone No.: 0532-68602127 Customer Service Telephone No.: (Qingdao) 96588, (Nationwide) 400-66-96588 Website: www.qdccb.com

China Southern Selected Value Mixed Securities Investment Fund Prospectus (2016 No.1) (Updated)

Registered Address: No. 700 South Ningnan Road, Yinzhou District, Ningbo, Zhejiang Legal Representative: Lu Huayu 25 Bank of Ningbo Co., Ltd. Contact Person: Yu Botao Customer Service Contact No.: 95574 Website: www.nbcb.com.cn Registered Address: No. 288 Zhongshan Road, Xuanwu District, Nanjing Legal Representative: Lin Fu 26 Bank of Nanjing Co., Ltd. Contact Person: Zhang Xiaoguang Contact Telephone No.: 025-86775335 Customer Service Telephone No.: 96400 Website: www.njcb.com.cn Registered Address: No. 336 Yimeng Road, Linyi, Shandong Office Address: No. 37 Beijing Road, Lanshan District, Linyi, Shandong Province Legal Representative: Qian Jin 27 Linshang Bank Co., Ltd. Contact Person: TianYu, Lu Fangfang Contact Telephone No.: 0539-7877821 0539-7877773 Customer Service Telephone No.: 400-699- 6588 Website: www.lsbchina.com Registered Address: Wuhan Commercial Bank Building, No. 933 Jianshe Avenue, Jianghan District, Wuhan Office Address: Wuhan Commercial Bank Building, No. 933 Jianshe Avenue, Jianghan District, Wuhan 28 Hankou Bank Co., Ltd. Legal Representative: Chen Xinmin Contact Person: Zeng Wu Contact Method: 027-82656704 Customer Service Telephone No.: 96558(Wuhan)､40060-96558 (nationwide) Website: www.hkbchina.com

China Southern Selected Value Mixed Securities Investment Fund Prospectus (2016 No.1) (Updated)

Registered Address: No. 66 Middle Renmin Road, Yangshe Town, Zhang Jia Gang Office Address: No. 66 Middle Renmin Road, Yangshe Town, Zhangjiagang Jiangsu Rural Commercial Bank 29 Legal Representative: Wang Zhizhong of Zhangjiagang Co., Ltd Contact Person: Shi Yuanyuan Contact Telephone No.:0512-56968212 Customer Service Telephone No.: 0512-96065 Website: www.zrcbank.com Registered Address: No. 288 Qingchun Road, Xiacheng District, Hangzhou Office Address: No. 288 Qingchun Road, Xiacheng District, Hangzhou 30 China Zheshang Bank Legal Representative: Shen Renkang Contact Person: Tang Yan Contact Telephone No.: 0571-87659056 Customer Service Telephone No.: 95527 Website: www.czbank.com Registered Address: No. 196, Station Avenue, Wenzhou Office Address: No. 196, Station Avenue, Wenzhou 31 Bank of Wenzhou Co., Ltd. Legal Representative: Xing Zengfu Contact Person: Lin Bo Contact Telephone No.: 0577-88990082 Customer Service Telephone No.: 0577-96699 Website: www.wzbank.cn Registered Address: No. 153 Zourong Road, Yuzhong District, Chongqing Office Address: No. 153 Zourong Road, Yuzhong District, Chongqing Legal Representative: Gan Weimin 32 Bank of Chongqing Co Ltd Contact Person: Kong Wenchao Telephone No.: 023-63799379 Fax: 023-63792412 Customer Service Telephone No.: 400-70- 96899 Website: www.cqcbank.com

China Southern Selected Value Mixed Securities Investment Fund Prospectus (2016 No.1) (Updated)

Registered Address: Cooperative Finance Building, No. 3038 East Shennan Road, Luohu District, Shenzhen, Guangdong Province Office Address: Cooperative Finance Building, No. 3038 East Shennan Road, Luohu District, Rural Commercial Bank of Shenzhen, Guangdong Province 33 Shenzhen Co., Ltd. Legal Representative: Li Guangan Contact Person: Wang Xuan Contact No.:0755-25188269 Fax: 0755-25188785 Customer Service Telephone No.: 4001961200 Website: www.4001961200.com Registered Address: No. 2 East Hongfu Road, Dongcheng District, Dongguan, Guangdong Province Office Address: Dongguan Commercial Bank Building, No. 2 East Hongfu Road, Dongcheng Rural Commercial Bank of District, Dongguan 34 Dongguan Co., Ltd Legal Representative: He Peiliang Contact Person: Yang Kang Telephone No.:0769-22866270 Fax: 0769-22866282 Customer Service Telephone No.: 0769-961122 Website: www.drcbank.com Registered Address: No. 160 Shangzhi Avenue, Daoli District, Harbin Office Address: No. 160 Shangzhi Avenue, Daoli District, Harbin Legal Representative: Guo Zhiwen 35 Harbin Bank Co., Ltd. Contact Person: Wu Hao Telephone No.:0451-87792450 Fax: 0451-87792450 Customer Service Telephone No.: 95537, 400- 60-95537 Website: www.hrbb.com.cn Registered Address: No. 8 North Xinhua Road, 36 Urumqi Bank Co., Ltd. Urumqi Office Address: No. 8 North Xinhua Road,

China Southern Selected Value Mixed Securities Investment Fund Prospectus (2016 No.1) (Updated)

Urumqi Legal Representative: Yang Li Contact Person: Yu Ge Telephone No.: 0991-4525212 Fax: 0991-8824667 Customer Service Telephone No.: 0991-96518 Website: www.uccb.com.cn Registered Address: No. 218, Hedong Road, Hedong District,, Hexi District, Tianjin Office Address: No. 218, Hedong Road, Hedong District, Tianjin Legal Representative: Li Fu’an 37 China Bohai Bank Co., Ltd. Contact Person: Wang Hong Telephone No.:022-58316666 Fax: 022-58316569 Customer Service Telephone No.: 95541 Website: www.cbhb.com.cn Registered Address: No. 30 Zhujiang Road East Road, Tianhe District, Guangzhou Office Address: No. 30 Zhujiang Road East Road, Tianhe District, Guangzhou Legal Representative: Yao Jianjun 38 Bank of Guangzhou Co., Ltd Contact Person: Tang Hui Telephone No.:020-28302742 Fax: 020-28302021 Customer Service Telephone No.: 020-96699 Website: www.gzcb.com.cn Registered Address: No. 28 North Pingan Avenue, Shijiazhuang, Hebei Office Address: No. 28 North Pingan Avenue, Shijiazhuang, Hebei Legal Representative: Qiao Zhiqiang 39 Bank of Hebei Co., Ltd Contact Person: Zheng Xiafang Telephone No.: 0311-67807030 Fax: 0311-88627027 Customer Service Telephone No.: 400-612- 9999 Website: www.hebbank.com

China Southern Selected Value Mixed Securities Investment Fund Prospectus (2016 No.1) (Updated)

Registered Address: No. 88 Zhongshan Road, Zhongshan District, Dalian, Liaoning Office Address: No. 88 Zhongshan Road, Zhongshan District, Dalian, Liaoning Legal Representative: Chen Zhanwei 40 Bank of Dalian Co., Ltd. Contact Person: Li Gege Telephone No.: 0411-82356627 Fax: 0411-82356590 Customer Service Telephone No.: 400-664- 0099 Website: www.bankofdl.com Registered Address: Tower A, Tianhui Building, No.79 Anqing Road, Hefei, Anhui Office Address: Tower A, Tianhui Building, No. 79 Anqing Rood, Hefei Legal Representative: Li Hongming Contact Person: Ye Zhuowei 41 Huishang Bank Co., Ltd. Telephone No.:0551-62667635 Fax: 0551-62667684 Customer Service Telephone No.: 4008896588(Outside Anhui Province)､ 96588(Within Anhui Province) Website: www.hsbank.com.cn Registered Address: No. 2 Yongcui Road, Daliang Dehe Resident Committee, Shunde District, Foshan Office Address: No. 2 Yongcui Road, Daliang Dehe Resident Committee, Shunde District, Guangdong Shunde Rural Foshan 42 Commercial Bank Company Legal Representative: Yao Zhenyong Limited Contact Person: Hu Jianqiang Telephone No.:0757-22386489 Fax: 0757-22388235 Customer Service Telephone No.: 0757- 22223388 Website: www.sdebank.com

Registered Address: No.15 Youyi Road, Hexi 43 Bank of Tianjin Co., Ltd. District, Tianjin

China Southern Selected Value Mixed Securities Investment Fund Prospectus (2016 No.1) (Updated)

Office Address: No.15 Youyi Road, Hexi District, Tianjin Legal Representative: Yuan Fuhua Contact Person: Li Yan Telephone No.:022-28405684 Fax: 022-28405631 Customer Service Telephone No.: 4006-960296 Website: www.bank-of-tianjin.com Registered Address: No. 10 East Yanghe Road, Jiangbei District, Chongqing Office Address: No. 10 East Yanghe Road, Jiangbei District, Chongqing Chongqing Rural Commercial Legal Representative: Liu Jianzhong 44 Bank Co., Ltd. Contact Person: Fan Liang Telephone No.:023-67637962 Fax: 023-67637909 Customer Service Telephone No.: 023-966866 Website: www.cqrcb.com Registered Address: No. 668 Guangnan Road, Jinhua, Zhejiang Province Office Address: No. 668 Guangnan Road, Jinhua, Zhejiang Province Legal Representative: Xu Yaqing 45 Bank of Jinhua Co., Ltd Contact Person: He Saili Telephone No.:0579-82178270 Fax: 0579-82178321 Customer Service Telephone No.: 400-711- 6668 Website: www.jhccb.com.cn Registered Address: No. 6 Gangtie Avenue Qingshan District, Baotou, Inner Mongolia Office Address: No. 6 Gangtie Avenue Qingshan District, Baotou, Inner Mongolia 46 Baoshang Bank Co., Ltd Legal Representative: Li Zhenxi Contact Person: Zhang Jianxin Contact No.: 010-64816038 Fax: 010-64596546

China Southern Selected Value Mixed Securities Investment Fund Prospectus (2016 No.1) (Updated)

Customer Service Telephone No.: 95352 Website: www.bsb.com.cn

Registered Address: No. 1 Huaxia Road, Zhujiang New Town, Tianhe District, Guangzhou Office Address: No. 1 Huaxia Road, Zhujiang New Town, Tianhe District, Guangzhou Guangzhou Rural Commercial 47 Legal Representative: Wang Jikang Bank Co., Ltd. Contact Person: Lu Yuanwei Telephone No.: 020-28852729 Fax: 020-22389031 Customer Service Telephone No.: 95313 Website: www.grcbank.com Registered Address: No. 1346 Jida Jiuzhou Avenue, Zhuhai, Guangdong Province Office Address: No. 1346 Jida Jiuzhou Avenue, Zhuhai, Guangdong Province Legal Representative: Liu Xiaoyong Contact Person: Zhong Chunmiao 48 China Resource Bank Co., Ltd Telephone No.:0756-8121095 Fax: 0756-8121775 Customer Service Telephone No.: 96588 (For calls outside Guangdong Province: Add 0756 ), 4008800338 Website: www.crbank.com.cn Registered Address: No. 668 Middle Yanning Road, Tianning District, Changzhou Office Address: No. 668 Middle Yanning Road, Jiangsu Jiangnan Rural Tianning District, Changzhou 49 Commercial Bank Co., Ltd Legal Representative: Lu Xiangyang Contact Person: Bao Jing Telephone No.:0519- 80585939 Fax: 0519-89995066

China Southern Selected Value Mixed Securities Investment Fund Prospectus (2016 No.1) (Updated)

Customer Service Telephone No.: 96005 Website: www.jnbank.cc Registered Address: No. 1817 Dongnan Hu Road, Changchun, Jilin Province Office Address: No. 1817 Dongnan Hu Road, Changchun, Jilin Province Legal Representative: Zhang Baoxiang 50 Bank of Jilin Co., Ltd Contact Person: Sun Qi Telephone No.: 0431-84999627 Fax: 0431-84992649 Customer Service Telephone No.: 400-88- 96666(Nationwide)96666(Jilin Province) Website: www.jlbank.com.cn Registered Address: No. 99 Middle Jianguo Road, Hangzhou Office Address: No. 99 Middle Jianguo Road, Hangzhou Hangzhou United Rural Legal Representative: Zhang Chen 51 Commercial Bank Co., Ltd Contact Person: Zhang Qiang Telephone No.:0571-87923324 Fax: 0571-87923214 Customer Service Telephone No.: 96592 Website: www.urcb.com Registered Address: No. 1, Peijiang Road, Nanchong, Sichuan Office Address: Nanchong City Commercial Bank, Sumptuous Building 26, No. 97, 1st Section of Middle Binjiang Road, Nanchong, Nanchong City Commercial Bank Sichuan 52 Co. Ltd. Legal Representative: Huang Guangwei Contact Person: Li Junhui Telepone No.: 0817-7118079 Fax: 0817-7118322 Customer Service Hotline: 400-16-96869 Website: www.cgnb.cn

China Southern Selected Value Mixed Securities Investment Fund Prospectus (2016 No.1) (Updated)

Registered Address: Commercial Bank Building, No. 101 North Hubin Road, Xiamen Office Address: Commercial Bank Building, No. 101 North Hubin Road, Xiamen Legal Representative: Wu Shiqun 53 Xiamen Bank Co., Ltd. Contact Person: Sun Yu Telephone No.: 0592-5310251 Fax: 0592-5373973 Customer Service Telephone No.: 400-858- 8888 Website: www.xmbankonline.com Registered Address: No. 9 Baoquan Road, Weihai Office Address: Block D Olympic Sports Financial Center, Jingshi Road, Jinan city Legal Representative: Tan Xianguo Weihai City Commercial Bank 54 Contact Person: Wu Fang Co., Ltd Telephone No.: 0531-68978175 Fax: 0531-68978176 Customer Service Telephone No.: Within the same province 96636, Domestic 4000096636 Website: www.whccb.com/www.whccb.com.cn Registered Address: No. 19 Yinhai Road, Shouguang, Shandong Province Office Address: No. 19 Yinhai Road, Shouguang, Shandong Province Shandong Shouguang Rural 55 Legal Representative: Yan Tingjun Cooperative Bank Co., Ltd Contact Person: Zhou Kunyu Telephone No.:0536-5293756 Fax: 0536-5293756 Customer Service Telephone No.: 0536-96633 Registered Address: No. 555 Yongning West Road, Yongzhong Avenue, Longwan District, Wenzhou city, Zhejiang Province Zhejiang Wenzhou Longwan 56 Office Address: No. 555 Yongning West Road, Rural Commercial Bank Co., Ltd Yongzhong Avenue, Longwan District, Wenzhou city, Zhejiang Province Legal Representative: Liu Shaoyun

China Southern Selected Value Mixed Securities Investment Fund Prospectus (2016 No.1) (Updated)

Contact Person: Hu Junjie Telephone No.: 0577-86923223 Fax: 0577-86921250 Customer Service Telephone No.: 4008296596 Website: www.lwrcb.com

Registered Address: No. 1363 Diyang Road, Xingke Bridge, Shaoxing, Zhejiang Office Address: No. 1363 Diyang Road, Xingke Bridge, Shaoxing, Zhejiang Zhejiang Shaoxing Ruifeng Rural Legal Representative: Yu Junhai 57 Commercial Bank Co., Ltd Contact Person: Kong Zhanghai Telephone No.:0575-84788101 Fax: 0575-84788100 Customer Service Telephone No.: 4008896596 Website: www.borf.cn Registered Address: 60 Gaoxin Road, Xi’an, Shanxi, China Office Address: 60 Gaoxin Road, Yanta District, Xi’an Legal Representative: Guo Jun 58 Bank of Xi’an Co., Ltd. Contact Person: Bai Zhi Telephone No.: 029-88992881 Fax: 029-88992891 Customer Service Telephone No.: 4008696779 Website: www.xacbank.com

Registered address: 728 Zhongyuan Road, Industrial Park District, Suzhou, Jiangsu Province Office Address: 728 Zhongyuan Road, Industrial Park District, Suzhou, Jiangsu Province

59 Legal Representative: Wang Lanfeng Bank of Suzhou Co., Ltd. Contact Person: Zhu Ruiliang Telephone No.: 0512-69868364 Fax: 0512-69868370 Customer Service Telephone No.: 96067 Website: www.suzhoubank.com

China Southern Selected Value Mixed Securities Investment Fund Prospectus (2016 No.1) (Updated)

Registered address: Block A Lihua Building, No. 1 Changfeng West Street, Wanbailin District, Taiyuan city, Shanxi province Office Address: Block A Lihua Building, No. 1 Changfeng West Street, Wanbailin District, Taiyuan city, Shanxi province 60 Jinshang Bank Company Limited Legal Representative: Yan Junsheng Contact Person: Yang Rui Telephone No.: 0351-6819926 Fax: 0351-6819926 Customer Service Telephone No.: 9510-5588 Website: www.jshbank.com Registered address: Jiezuo Building,828 Furong Road South Section 1, Tianxin District, Changsha, Hunan Province Office Address: Jiezuo Building,828 Furong Road South Section 1, Tianxin District,

Changsha, Hunan Province 61 Huarong Xiangjiang Bank Co., Legal Representative: Liu Yongsheng Ltd. Contact Person: Yang Zhou Telephone No.: 0731-89828900 Fax: 0731- 89828806 Customer Service Telephone No.:0731-96599 Website: www.hrxjbank.com.cn.cn Registered Address: No. 436 Youyi Road, Daoli District, Harbin, Heilongjiang Office Address: No. 436 Youyi Road, Daoli District, Harbin, Heilongjiang Legal Representative: Zhang Jianhui 62 Longjiang Bank Co., Ltd Contact Person: Yan Yong Telephone No.: 0451-85706107 Fax: 0451-85706036 Customer Service Telephone No.: 4006458888 Website: www.lj-bank.com Registered Address: No. 7, Century Avenue, Karamay, Uygur 63 Kunlun Bank Co., Ltd. Office Address: Tower B, No. 1, Financial Street, Xicheng District, Beijing

China Southern Selected Value Mixed Securities Investment Fund Prospectus (2016 No.1) (Updated)

Legal Representative: Jiang Shangjun Contact Person: Zhang Bihua Telephone No.: 010-89026813 Fax: 010-89025421 Customer Service Telephone No.: 4006696569 Website: http://www.klb.cn Registered Address: No. 76, South Zhongshan Road, Guilin Office Address: No. 76, South Zhongshan Road, Guilin Legal Representative: Wang Neng 64 Guilin Bank Co., Ltd. Contact Person: Zhou Peiling Telephone No.: 0773-3810130 Fax: 0773-3851691 Customer Service Telephone No.: 400-86-96299 Company Website: www.guilinbank.com.cn. Registered Address: No. 3, Yunlu Road, Fengze District, Quanzhou, Fujian Office Address: No. 3, Yunlu Road, Fengze District, Quanzhou, Fujian Legal Representative: Fu Zineng 65 Bank of Quanzhou Co., Ltd. Contact Person: Chen Zhenghong Telephone No.: 0595-22551071 Fax: 0595-22558871 Customer Service Telephone No.: 96312 Website: http://www.qzccbank.com/ Registered Address: No. 88, Middle Kehua Road, Wuhou District, Chengdu, Sichuan Office Address: No. 88, Middle Kehua Road, Wuhou District, Chengdu, Sichuan Chengdu Rural Commercial Bank Legal Representative: Chen Ping 66 Co, Ltd. Contact Person: Yang Qi Telephone No.: 028-85315412 Fax: 028-85190961 Customer Service Telephone No.: 028-962711 Website: http://www.cdrcb.com/ Registered Address: Room 10101, Unit 1, 67 Chang’an Bank Co., Ltd. Building 1, No. 13, 4th Gaoxin Road, New and

China Southern Selected Value Mixed Securities Investment Fund Prospectus (2016 No.1) (Updated)

High-technology Industry Development Zone, Xi’an Office Address: No. 13, New and High- technology Industry Development Zone, Xi’an Legal Representative: Mao Yashe Contact Person: Yan Shi Fax: 029-88609566 Customer Service Telephone No.: (029)96669/400-05-96669 Website: www.ccabchina.com Registered Address: No. 68, Technology Road, Songshan New Area, Jinzhou, Liaoning Office Address: No. 68, Technology Road, Songshan New Area, Jinzhou, Liaoning Legal Representative: Zhang Wei 68 Bank of Jinzhou Co., Ltd. Contact Person: Pang Lulu Telephone No.: 0416-3220085 Fax: 0416-3220186 Customer Service Telephone No.: 400-66- 96178 Website: www.jinzhoubank.com Registered Address: No. 99, West Bole Road, Chengnan Street, Yueqing, Zhejiang Office Address: No. 99, West Bole Road, Chengnan Street, Yueqing, Zhejiang Zhejiang Yueqing Rural Legal Representative: Gao Jianfei 69 Commercial Bank Contact Person: Jin Xiaoqiao Telephone No.: 0577-61566028 Fax: 0577-61566063 Customer Service No.: 4008896596 Website: www.yqbank.com Registered Address: No. 77, North Zhonghua Road, Guiyang, Guizhou Office Address: No. 77, North Zhonghua Road, 70 Bank of Guiyang Co., Ltd. Guiyang, Guizhou Legal Representative: Chen Zhongquan Contact Person: Zhou Yong Telephone No.: 0851-86858673

China Southern Selected Value Mixed Securities Investment Fund Prospectus (2016 No.1) (Updated)

Fax: 0851-86851953 Customer Service No.: 40011-96033 Website: http://www.gyccb.cn Registered Address: No. 1266, East Sanba Road, Dezhou, Shandong Office Address: No. 1266, East Sanba Road, Dezhou, Shandong Legal Representative: Sun Yuzhi 71 Bank of Suzhou Co., Ltd. Contact Person: Wang Fangzhen Telephone No.: 0534-2297326 Fax: 0534-2297327 Customer Service No.: 40084-96588 Website: www.dzbchina.com Registered Address: No. 5139, East Shengli Road, Weifang, Shandong Office Address: No. 5139, East Shengli Road, Weifang, Shandong Legal Representative: Shi Yuefeng 72 Bank of Weifang Co., Ltd. Contact Person: Zhang Yongcai Telephone No.: 0536-8050039 Fax: 0536-8051916 Customer Service No.: 400-61-96588 Website: www.bankwf.com Registered Address: No. 188, Nanguan Avenue, Luqiao District, Taizhou, Zhejiang Office Address: No. 188, Nanguan Avenue, Luqiao District, Taizhou, Zhejiang Zhejiang Tailong Commercial Legal Representative: Wang Jun 73 Bank Co., Ltd. Contact Person: Chen Yanyu Telephone No.: 0571-87219677 Fax: 0576-82453522 Customer Service No.: 400-88-96575 Website: www.zjtlcb.com Registered address: No. 72 Nanyuan Avenue of Zhejiang Hangzhou Yuhang Rural Nan Yuan Road, Yuhang District, Hangzhou 74 Commercial Bank Company city, Zhejiang province Limited Office Address: No. 72 Nanyuan Avenue of Nan Yuan Road, Yuhang District, Hangzhou

China Southern Selected Value Mixed Securities Investment Fund Prospectus (2016 No.1) (Updated)

city, Zhejiang province Legal Representative: Lao Yubiao Contact Person: Cai Liang Telephone No.: 0571-86209980 Fax: 0571-86137150 Customer Service Telephone No.: 96596, 4008896596 Website: www.yhrcb.com Registered address: Block 1 No. 501 Yijiang Road of Lushan Avenue, Fuyang District, Hangzhou city Office Address: Block 1 No. 501 Yijiang Road of Lushan Avenue, Fuyang District, Hangzhou Zhejiang Fuyang Rural city 75 Commercial Bank Co., Ltd Legal Representative: Ma Fuhua Contact Person: Chen Shuo Telephone No.: 0571-63280253 Fax: 0571-63360418 Customer Service Telephone No.: 4008896596 Website: www.fyrcbk.com Registered address: No. 5755 Ziyou Road, Erdao District, Changchun city, Jilin province Office Address: No. 5755 Ziyou Road, Erdao District, Changchun city, Jilin province Changchun Rural Commercial Legal Representative: Ma Tiegang 76 Bank Co., Ltd Contact Person: Gao Ranwei Telephone No.: 0431-89115152 Fax: 0431-89115154 Customer Service Telephone No.: 96888-0-1 Website: http://www.cccb.cn Registered address: Standard Chartered Bank Building, No. 201 Century Avenue, Pudong New Area, Shanghai Municipality Standard Chartered Bank (China) Office Address: Standard Chartered Bank 77 Limited Building, No. 201 Century Avenue, Pudong New Area, Shanghai Municipality Legal Representative: Lin Qingde Contact Person: Zheng Yudong

China Southern Selected Value Mixed Securities Investment Fund Prospectus (2016 No.1) (Updated)

Telephone No.: 021-50163988 Fax: 021-58205487 Customer Service Telephone No.: 8008208088 Website: http://www.standardchartered.com.cn Registered address: Units 1301 and 1801, No, 1318 Lujiazui Ring Road, Pudong New Area, Shanghai Municipality Office Address: Units 1301 and 1801, No, 1318 Lujiazui Ring Road, Pudong New Area, Shanghai Municipality 78 DBS Bank (China) Limited Legal Representative: Ge Ganniu Contact Person: Wu Xinying Telephone No.: 021-38968359 Fax: 021-38968995 Customer Service Telephone No.: 400-820- 8988 Website: www.dbs.com.cn

Securities sales agencies and other sales agencies of Class A Units of China Southern Selected Value Fund: No. Names of Sales Agencies Information of Sales Agencies Registered Address: No. 228, Middle Jiangdong Road, Nanjing Legal Representative: Zhou Yi 1 Huatai Securities Co., Ltd. Contact Person: Pang Xiaoyun Contact Telephone No.: 0755-82492193 Customer Service Telephone No.: 95597 Website: www.htsc.com.cn Registered Address: No. 268 Hudong Road, Fuzhou Office Address: 20/F, Building 1, Wudaokou Industrial Securities Co., Square, No. 1199 Nong of Minsheng Road, 2 Ltd. Pudong, Shanghai Legal Representative: Lan Rong Contact Person: Ke Yanchao Contact Telephone No.: 0591-38507950

China Southern Selected Value Mixed Securities Investment Fund Prospectus (2016 No.1) (Updated)

Customer Service Telephone No.: 95562 Website: www.xyzq.com.cn

Registered Address: 16-26/F, Guoxin Zhengquan Mansion, No. 1012 Middle Hongling Road, Luohu District, Shenzhen Office Address: 16-26/F, Guoxin Zhengquan Mansion, No. 1012 Middle Hongling Road, Luohu District, Shenzhen 3 Guosen Securities Co., Ltd. Legal Representative: He Ru Contact Person: Zhou Yang Telephone No.: 0755-82130833 Fax.: 0755-82133952 Customer Service Telephone No.: 95536 Website: www.guosen.com.cn Registered Address: Tower C, Corporate Square, No. 35 Finance Street, Xicheng District, Beijing Office Address: Tower C, Corporate Square, No. 35 Finance Street, Xicheng District, Beijing China Galaxy Securities 4 Legal Representative: Chen Youan Co., Ltd. Contact Person: Deng Yan Contact Telephone No.: 010-66568292 Customer Service Telephone No.: 4008-888-888 Website: www.chinastock.com.cn Registered Address: No. 618 Shangcheng Road, Free Trade Pilot Zone (Shanghai), China Office Address: Middle No. 168 Yincheng Road, Pudong New Area, Shanghai Guotai Junan Securities Co., 5 Legal Representative: Yang Dehong Ltd. Contact Person: Rui Minqi Telephone No.: 021-38676666 Customer Service Telephone No.: 4008888666 Website: www.gtja.com

China Southern Selected Value Mixed Securities Investment Fund Prospectus (2016 No.1) (Updated)

Registered Address: No. 86 Jingqi Road, Shizhong District, Jinan, Shandong Office Address: No. 86 Jingqi Road, Shizhong District, Jinan, Shandong Zhongtai Securities Co., Legal Representative: Li Wei 6 Ltd. Contact Person: Xu Manhua Telephone No.: 021-20315290 Fax: 021-20315137 Customer Service Telephone No.: 95538 Website: www.zts.com.cn Registered Address: No. 689, Guangdong Road, Shanghai Office Address: No. 689, Guangdong Road, Shanghai Legal Representative: Zhou Jie 7 Haitong Securities Co., Ltd. Telephone No.: 021-23219000 Fax: 021-23219100 Contact Person: Li Xiaoming Customer Service Telephone No.: 95553 Website: www.htsec.com Registered Address: 4/F, No. 66 Anli Road, Chaoyang District, Beijing Office Address: No. 188 Inner Chaoyang Gate Avenue, Beijing 8 China Securities Co., Ltd. Legal Representative: Wang Changqing Contact Person: Quan Tang Contact No.:010-85130588 Customer Service Telephone No.: 4008888108 Website: www.csc108.com Registered Address: 4301-4316, 43/F, Metropolis Plaza, No. 183-187 North Tianhe Road, Tianhe District, Guangzhou Office Address: 5/F, 18/F, 19/F, 36/F, 38/F, 39/F, 9 Guangfa Securities Co., Ltd. 41/F, 42/F, 43/F, 44/F, Metropolis Plaza, No. 183- 187 North Tianhe Road, Tianhe District, Guangzhou Legal Representative: Sun Shuming Contact Person: Huang Lan

China Southern Selected Value Mixed Securities Investment Fund Prospectus (2016 No.1) (Updated)

Integrated Customer Service Hotline: 95575 or call or business outlets throughout the country Website: http://www.gf.com.cn

Registered Address: 14/F & 16-17/F, Shenzhen Special Area Daily Building, Shennan Road, Futian District, Shenzhen Office Address: 14/F & 16-17/F, Shenzhen Special Area Daily Building, Shennan Road, Futian Greatwall Securities Co., District, Shenzhen 10 Ltd. Legal Representative: Ding Yi

Contact Person: Liu Yang Contact Telephone No.: 021-62821733 Customer Service Telephone No.:0755-33680000 4006666888 Website: www.cgws.com Registered Address: 38-45/F, Block A, Jiangsu Building, Yitian Road, Futian District, Shenzhen Legal Representative: Gong Shaolin China Merchants Securities Contact Person: Huang Chanjun 11 Co., Ltd. Contact Telephone No.: 0755-82960167 Customer Service Telephone No.: 95565､ 4008888111 Website: www.newone.com.cn Registered Address: North Tower, Times Square Excellence II, No. 8 Zhong Xin San Road, Futian District, Shenzhen City, Guangdong Province Office Address: 5/F Longxiang Square East Wing, No. 28 Donghai West Road, Shinan District, Qingdao city, Shandong province 12 CITIC Securities Co., Ltd. Legal Representative: Zhang Youjun Contact Person: Gu Ling Contact Telephone No.: 010-60838696 Fax: 010-60833739 Customer Service Telephone No.: 95558 Website: www.cs.ecitic.com

China Southern Selected Value Mixed Securities Investment Fund Prospectus (2016 No.1) (Updated)

Registered Address: 45/F, No.989 Changle Road, Xuhui District, Shanghai Office Address: 40/F, No.989 Changle Road, Xuhui District, Shanghai] Legal Representative: Li Mei Shenwan Hongyuan 13 Contact Person: Li Yuting Securities Co., Ltd. Telephone No.: 021-33389888 Fax: 021-33388224 Customer Service Telephone No.: 95523 or 4008895523 Website: www.swhysc.com Registered Address: No. 1508 XinZha Road, Jing'an District, Shanghai Office Address: No. 1508 XinZha Road, Jing'an District, Shanghai Everbright Securities Co., Legal Representative: Xue Feng 14 Ltd. Contact Person: Liu Chen

Contact Telephone No.: 021-22169999 Customer Service Telephone No.: 95525, 10108998 Website: www.ebscn.com Registered Address: Units 01, 02, 03, 05, 11, 12, 13, 15, 16, 18, 19, 20, 21, 22, 23. 4/F & 18-21/F, Building A, Rongchao Commerce Center, No. 6003 Yitian Road, Futian District, Shenzhen Office Address: 4/F&18-21/F, Building A, Rongchao Commerce Center, No. 6003 Yitian China Investment Securities Road, Futian District, Shenzhen 15 Co., Ltd. Legal Representative: Gao Tao Contact Person: Wan Yulin Contact Telephone No.: 0755-82023442 Fax: 0755-82026539 Customer Service Telephone No.: 400-600-8008､ 95532 Website: www.china-invs.cn

China Southern Selected Value Mixed Securities Investment Fund Prospectus (2016 No.1) (Updated)

Registered Address: Rm 2005, 20/F, Dacheng International Building, No.358 Beijing South Road, Gaoxin District (New City District), Urumqi, Xinjiang Office Address: Rm 2005, 20/F, Dacheng International Building, No.358 Beijing South Road, Shenwan Hongyuan Gaoxin District (New City District), Urumqi, 16 Western Securities Co., Ltd. Xinjiang Legal Representative: Li Ji Telephone No.: 010-88085858 Fax: 010-88085195 Contact Person: Li Yuting Customer Service Telephone No.: 400-800-0562 Website: www.hysec.com Registered Office: 11/F, Building A, New

Nancheng Business Center, No. 198 Middle

Xiangfu Road, Tianxin District, Changsha, Hunan

Legal Representative: Lin Junbo

Contact Person: Wu Hao

Contact Telephone No.: 021-68634510-8620 Xiangcai Securities Co., 17 Customer Service Telephone No. 400-888-1551 Ltd. Website: www.xcsc.com Registered Office: Unit A02, 28/F&35/F, Anlian Mansion, No. 4018 Jintian Road, Futian District, Shenzhen Office Address: 9/F, Tower 1, Fenghuang Building, Shennan Avenue, Futian District, Essence Securities Co., 18 Shenzhen Ltd. Legal Representative: Wang Lianzhi Contact Person: Chen Jianhong Contact Telephone No.: 0755-82825551 Customer Service Telephone No.: 4008001001 Website: www.essence.com.cn Registered Address: 20/F, Tower 1, Qingdao CITIC Securities International Finance Plaza, No. 222 Shenzhen 19 (Shandong) Co., Ltd. Road, Laoshan District, Qingdao Office Address: /F Longxiang Square East Wing,

China Southern Selected Value Mixed Securities Investment Fund Prospectus (2016 No.1) (Updated)

No. 28 Donghai West Road, Shinan District, Qingdao city, Shandong province Legal Representative: Yang Baolin Contact Person: Zhao Yanqing Contact No.: 0532-85023924 Customer Service Telephone No.: 95548 Website: www.citicssd.com Registered Address: 39F, BOC Building, No. 200 Middle Yincheng Road, Pudong New District, Shanghai BOC International (China) 20 Legal Representative: Xu Gang Limited Contact Person: Wang Weizhe Contact No.:021-20328309 Website: www.bocichina.com Registered (Office) Address: Tower 1, Court No. 9, Naoshi Kou Avenue, Xicheng District, Beijing Legal Representative: Zhang Zhigang Contact Person: Yin Xuhang 21 Cinda Securities Co., Ltd Contact No.: 010-63081000 Fax: 010-63080978 Customer Service Telephone No.: 95321 Website: www.cindasc.com Registered Address: 16/F – 18/F, Tower A, Minsheng Finance Center, No. 28 Inner Jianguo Gate Avenue, Dongcheng District, Beijing Office Address: 16/F – 18/F, Tower A, Minsheng Finance Center, No. 28 Inner Jianguo Gate Minsheng Securities Co., 22 Avenue, Dongcheng District, Beijing Ltd. Legal Representative: Yu Zheng Contact Person: Zhao Ming Contact No.:010-85127622 Customer Service Telephone No.: 4006198888 Website: www.mszq.com Registered Address: 22/F, 23/F and 25/F – 29/F, 23 Orient Securities Co., Ltd Tower 2, No. 318 South Zhongshan Road, Shanghai

China Southern Selected Value Mixed Securities Investment Fund Prospectus (2016 No.1) (Updated)

Office Address: 21/F – 23/F and 25/F – 29/F, Tower 2, No. 318 South Zhongshan Road, Shanghai Legal Representative: Pan Xinjun Contact Person: Hu Yueru Contact No.:021-63325888 Customer Service Telephone No.: 95503 Website: www.dfzq.com.cn Registered Address: No. 8 Financial Street, Xicheng District, Beijing Office Address: 12-18/F, PICC Tower, No. 18, North Chaoyangmen Street, Chaoyang District, Beijing Huarong Securities Co., 24 Legal Representative: Zhu Xianzhong Ltd. Contact Person of Fund Business: Li Huiling Contact No.:010-85556100 Fax: 010-85556088 Customer Service Telephone No.: 400-898-9999 Website: www.hrsec.com.cn Registered Address: Huaxi Securities Builiding, No. 198 Tianfu Second Street, Gaoxin District, Chengdu, Sichuan Province Office Address: Huaxi Securities Builiding, No. 198 Tianfu Second Street, Gaoxin District, 25 Huaxi Securities Co., Ltd. Chengdu, Sichuan Province Legal Representative: Yang Jiongyang Contact Person: Xie Guomei Contact No.:010-52723273 Customer Service Telephone No.: 95584 Website: www.hx168.com.cn Registered Address: Changjiang Securities Building, No. 8 Xinhua Road, Wuhan Changjiang Securities Co., Legal Representative: Yang Zezhu 26 Ltd. Customer Service Hotline: 95579 or 4008-888- 999 Contact Person: Li Boyu

China Southern Selected Value Mixed Securities Investment Fund Prospectus (2016 No.1) (Updated)

Telephone No.:027-65799999 Fax: 027-85481900 Customer Service Website of Changjiang Securities: www.95579.com

Registered Address: Floor 40/42, China Merchants Bank Building, No. 7088 Shennan Avenue, Futian District, Shenzhen Office Address: Floor 40/42, China Merchants Bank Building, No. 7088 Shennan Avenue, 27 Century Securities Co., Ltd. Futian District, Shenzhen Legal Representative: Jiang Meijun Contact Person: Yuan Yuan Contact No.:0755-83199511 Customer Service Telephone No.: 4008323000 Website: www.csco.com.cn Registered Address: No. 6666 Shengtai Avenue, Changchun Office Address: No. 6666 Shengtai Avenue, Changchun Northeast Securities Co., 28 Legal Representative: Li Fuchun Ltd. Contact Person: An Yanyan Contact No.:0431-85096517 Customer Service Telephone No.: 95360 Website: www.nesc.cn Registered Address: 7/F, Jiushi Commercial Building, No. 213, Middle Sichuan Road, Shanghai Office Address: 7/F, Jiushi Commercial Building, No. 213, Middle Sichuan Road, Shanghai Securities Co., 29 Shanghai Ltd. Legal Representative: Li Junjie Contact Person: Shao Zhenzhen Contact No.: 021-53686262 Customer Service Telephone No.: 021-962518

China Southern Selected Value Mixed Securities Investment Fund Prospectus (2016 No.1) (Updated)

Fax: 021-53686277/021-53686100 Website: www.962518.com Registered Address: No. 56 Ganshui Road, Xiangfang District, Harbin, Heilongjiang Province Office Address: No. 56 Ganshui Road, Xiangfang District, Harbin, Heilongjiang Province 30 Jianghai Securities Co., Ltd. Legal Representative: Sun Mingyang Contact Person: Zhou Jun Telephone No.:0451-85863726Fax: 0451- 82337279 Customer Service Telephone No.: 400-666-2288 Website: www.jhzq.com.cn Registered Address: 7/F – 9/F, No. 8 Taihu New Distrcit Finance 1st Street, Taihu New Town, Binhu District, Wuxi, Jiangsu Province Office Address: 7/F – 9/F, No. 8 Taihu New Distrcit Finance 1st Street, Taihu New Town, 31 Guolian Securities Co., Ltd. Binhu District, Wuxi, Jiangsu Province Legal Representative: Yao Zhiyong Contact Person: Shen Gang Contact No.:0510-82831662 Customer Service Telephone No.: 95570 Website: www.glsc.com.cn Registered Address: Jinyuan Center, No. 1 South Keyuan Road, Guancheng District, Dongguan, Guangdong Province Office Address: Jinyuan Center, No. 1 South Keyuan Road, Guancheng District, Dongguan, Dongguan Securities Co., 32 Guangdong Province Ltd. Contact Person: Li Rong Contact No.:0769-22115712 Fax: 0769-22115712 Customer Service Telephone No.: 95328 Website: www.dgzq.com.cn

China Southern Selected Value Mixed Securities Investment Fund Prospectus (2016 No.1) (Updated)

Registered Address: Room 101, No. 42 Economic and Technology Development Zone Second Avenue, Tianjin Office Address: No. 8 West Binshui Road, Nankai District, Tianjin 33 Bohai Securities Co., Ltd. Legal Representative: Wang Chunfeng Contact Person: Cai Ting Telephone No.:022-28451991 Fax: 022-28451892 Customer Service Telephone No.: 400-651-5988 Website: www.ewww.com.cn Registered Address: 16/F – 20/F, Rongchao Building, No. 4036 Jintian Road, Futian Central District, Shenzhen Office Address: 16/F – 20/F, Rongchao Building, No. 4036 Jintian Road, Ping An Securities Futian Central District, Shenzhen 34 Company Limited. Legal Representative: Xie Yonglin Contact Person: Shi Jingwu Contact No.: 021-38631117 Customer Service Telephone No.: 95511-8 Website: stock.pingan.com Registered Address: 9/F - 10/F, Guohua Investment Building, No.3 South Dongzhi Gate Avenue, Dongcheng Distirct, Beijing Office Address: 9/F - 10/F, Guohua Investment Building, No.3 South Dongzhi Gate Avenue, Dongcheng Distirct, Beijing 35 Guodu Securities Co., Ltd Legal Representative: Wang Shaohua Contact Person: Huang Jing Telephone No.:010-84183333 Fax: 010-84183311-3389 Customer Service Telephone No.: 400-818-8118 Website: www.guodu.com

China Southern Selected Value Mixed Securities Investment Fund Prospectus (2016 No.1) (Updated)

Registered Address: No. 5 Xingyang Street, Suzhou Industrial Park District Office Address: No. 5 Xingyang Street, Suzhou Industrial Park District Soochow Securities Co., Legal Representative: Fan Li 36 Ltd. Contact Person: Fang Xiaodan Telephone No.:0512-65581136 Fax: 0512-65588021 Customer Service Telephone No.: 95330 Website: www.dwzq.com.cn Registered Address: 19/F – 20/F, Main Tower, Guangzhou International Finance Center, No. 5 West Zhujiang Road, Tinahe District, Guangzhou Office Address: 19/F – 20/F, Main Tower, Guangzhou International Finance Center, No. 5 Guangzhou Securities Co., 37 West Zhujiang Road, Tinahe District, Ltd. Guangzhou Legal Representative: Qiu Sanfa Contact Person: Liang Wei Contact No.: 95396 Customer Service Telephone No.: 95396 Website: www.gzs.com.cn Registered Address: No. 3, 1/F, Building B, Juntai International, No. 1-1, Cagu Avenue, Liuwu New District, Lhasa, Tibet Office Address: 6/F, Huarong Building, No. 178 Chinalin Securities Co., Mintian Road, Futian District, Shenzhen 38 Ltd. Legal Representative: Lin Li Contact Person: Zheng Zhuo Contact No.: 0755-82707869 Customer Service Telephone No.: 400-188-3888 Website: www.chinalin.com

Registered Address: No. 8 Dazhong Pavillion, 39 Nanjing Securities Co., Ltd Xuanwu District, Nanjing, Jiangsu Province Office Address: No. 8 Dazhong Pavillion,

China Southern Selected Value Mixed Securities Investment Fund Prospectus (2016 No.1) (Updated)

Xuanwu District, Nanjing Legal Representative: Bu Guoxun Contact Person: Wang Wanjun Contact No.: 025-83367029 Customer Service Telephone No.: 95386 Website: www.njzq.com.cn Registered Address: No. 198 Tian’e Hu Road, Zhengwu Wenhua New District, Hefei, Anhui Province Office Address: Tower B1, Caizi Center, No. 198 Tian’e Hu Road, Zhengwu Wenhua New 40 Huaan Securities Co., Ltd. District, Hefei, Anhui Province Legal Representative: Li Gong Contact Person: Fan Chao Contact No.:0551-65161821 Customer Service Telephone No.: 95318 Website: www.hazq.com Registered Address: 9/F Hongta Building, No. 155-1, Beijing Road, Kunming, Yunnan Province Office Address: 9/F Hongta Building, No. 155-1, Beijing Road, Kunming, Yunnan Province 41 Hongta Securities Co., Ltd. Legal Representative: Kuang Yulin Contact Person: Gao Guoze Contact No.:0871-63577946 Customer Service Telephone No.: 4008718880 Website: http://www.hongtastock.com Registered Address: 18/F, Guangda Bank Building, No. 18 Zizhu 7thStreet, Zhu Zi Lin 4th Road, Futian District, Shenzhen Office Address: 18/F, Guangda Bank Building, No. 18 Zizhu 7thStreet, Zhu Zi Lin 4th Road, 42 Yintai Securities Co., Ltd. Futian District, Shenzhen Legal Representative: Huang Bing Contact No.:0755-83706665 Customer Service Telephone No.: 4008-505-505 Website: www.ytzq.com

China Southern Selected Value Mixed Securities Investment Fund Prospectus (2016 No.1) (Updated)

Office Address: Floor A6-7, Huanglong Century Plaza, No. 1 Hangda Road, Hangzhou Legal Representative: Wu Chenggen Zheshang Securities Co., Contact Person: Zhou Cunhua 43 Ltd. Telephone No.:021-80106041 Fax: 021-80106010 Customer Service Telephone No.: 95345 Website: www.stocke.com.cn Registered Address: 57/F, No. 100, Century Avenue, China (Shanghai) Pilot Free Trade Zone Office Address: 57/F, No. 100, Century Avenue, China (Shanghai) Pilot Free Trade Zone Hwabao Securities 44 Legal Representative: Chen Lin Company Limited. Contact Person: Liu Wenchuan Telephone No.:021-20515589 Customer Service Telephone No.: 4008209898 Website: www.cnhbstock.com Registered Address: East Tower, Shanxi Internaitonal Trading Center, No. 69 West Shifu Street, Taiyuan, Shanxi Province Office Address: East Tower, Shanxi Internaitonal Trading Center, No. 69 West Shifu Street, Taiyuan, Shanxi Province 45 Shanxi Securities Co., Ltd. Legal Representative: Hou Wei Contact Person: Guo Yi Contact No.:0351-8686659 Customer Service Telephone No.: 400-666-1618, 95573 Website: www.i618.com.cn Registered Address: 20/F, Investment Bank Building, No. 115 Fuhua First Road, Futian District, Shenzhen First Capital Securities Co., 46 Office Address: 18/F, Investment Bank Building, Ltd. No. 115 Fuhua First Road, Futian District, Shenzhen Legal Representative: Liu Xuemin

China Southern Selected Value Mixed Securities Investment Fund Prospectus (2016 No.1) (Updated)

Contact Person: Mao Shili Contact No.:0755-23838750 Customer Service Telephone No.: 95358 Website: www.firstcapital.com.cn

Registered Address: 7/F – 8/F, Xin Tian Di Building, No. 157 Wusi Road, Fuzhou Office Address: 18/F, China Merchants Bank Tower, No. 1088, Lujiazui Ring Road, Pudong New District, Shanghai Legal Representative: Huang Jinlin 47 Huafu Securities Co., Ltd. Contact Person: Guo Xiangxing Telephone No.:021-20655175 Fax: 021-20655196 Customer Service Telephone No.: 96326(For calls from outside Fujian Province: please dial 0591 first) Website: www.hfzq.com.cn Registered Address: 7/F – 8/ F, West Huaqiang High and New Technology Development Building, Middle Keji First Road, Nanshan District, Shenzhen Office Address: No. 9010 Shennan Avenue, Zhongshan Securities Co., 48 Overseas Chinese Town, Shenzhen Ltd. Legal Representative: Huang Yanglu Contact Person: Luo Yilin Contact No.:0755-82570586 Customer Service Telephone No.: 4001022011 Website: http://www.zszq.com Registered Address: No. 13 Fuxing Road, Guilin, Guangxi Province Office Address: 3F, Guangda Bank Building, 49 Sealand Securities Co., Ltd. Zhujilin Fourth Road, Futian District, Shenzhen, Guangdong Province Legal Representative: He Chunmei Contact Person: Niu Mengyu

China Southern Selected Value Mixed Securities Investment Fund Prospectus (2016 No.1) (Updated)

Telephone No.: 0755-83709350 Fax: 0755-83704850 Customer Service Telephone No.: 95563 Website: http://www.ghzq.com.cn

Registered Address: No. 10 Business Outer Ring Road, Zhengdong New District, Zhengzhou Office Address: No. 10 Business Outer Ring Road, Zhengdong New District, Zhengzhou Central China Securities Legal Representative: Jian Mingjun 50 Co., Ltd. Contact Person: Cheng Yueyan, Fan Chunyan Telephone No.: 0371-69099882 Fax: 0371-65585899 Customer Service Telephone No.: 95377 Website: www.ccnew.com Registered Address: No. 8 Qiaobei Court, Jiangbei District, Chongqing Chongqing Southwest Securities Co., Legal Representative: Wu Jian 51 Ltd. Contact Person: Zhang Yu Telephone No.:023-63786633 Customer Service Telephone No.: 4008096096 Website: www.swsc.com.cn Registered Address: 23/F-26/F, Zhuangjia Finance Building, No. 35 Zhiqiang Road, Qiaoxi District, Shijiazhuang, Hebei Province Office Address: 23/F-26/F, Zhuangjia Finance Building, No. 35 Zhiqiang Road, Qiaoxi District, 52 Caida Securities Co., Ltd Shijiazhuang, Hebei Province Legal Representative: Di Jianqiang Contact Person: Ma Hui Telephone No.:0311-66006342 Customer Service Telephone No.: 4006128888 Website: www.S10000.com

China Southern Selected Value Mixed Securities Investment Fund Prospectus (2016 No.1) (Updated)

Registered Address: 9/F, South Wing, No. 510 Caoyang Road, Putuo District, Shanghai Office Address: 26/F, Chengjian International Center, No.500 Fushan Road, Pudong New District, Shanghai 53 Tebon Securities Co., Ltd Legal Representative: Yao Wenping Contact Person: Zhu Lei Telephone No.:021-68761616 Fax: 021-68767032 Customer Service Telephone No.: 4008888128 Website: www.tebon.com.cn Registered Address: 41/F, Building A, International Finance Building, No. 1619 Hong Gu Zhong Avenue, Hong Gu Tan New District, Nanchang Office Address: Zhonghang Securities, 3/F, Building 6, Runfeng Deshang, No. 60, Anli Road, Chaoyang District, 54 AVIC Securities Co., Ltd. Beijing Legal Representative: Wang Yisi Contact Person: Shi Jiangrui Telephone No.: 010-64818301 Fax: 010-64818443 Customer Service Telephone No.: 400-8866-567 Website: http://www.avicsec.com/ Registered Address: No. 179 Shouchun Road, Hefei, Anhui Province Office Address: 25/F, Building A, Runan Building, No. 166 Funan Road, Hefei, Anhui Province Guoyuan Securities Co., 55 Legal Representative: Cai Yong Ltd Contact No.:0551-2634400 Customer Service Telephone No.: Nationwide hotline 95578, 4008888777, Hotline for Anhui Province 96888 Website: www.gyzq.com.cn

China Southern Selected Value Mixed Securities Investment Fund Prospectus (2016 No.1) (Updated)

Registered Address: Jiangxin International Finance Building, No. 88 West Beijing Road, Nanchang, Jiangxi Province Office Address: Jiangxin International Finance Building, No. 88 West Beijing Road, Nanchang, Golden Sun Securities Co., 56 Jiangxi Province Ltd Legal Representative: Ma Yuejin Contact Person: Yu Chi Contact No.:0791-86283080 Customer Service Telephone No.: 40082222111 Website: www.gszq.com Registered Address: 27/F – 28/F, Tower 2, Guomao Building, No. 1 Outer Jianguo Gate Avenue, Beijing Office Address: SK Buiding, No. A6 Outer China International Capital Jianguo Gate, Beijing 57 Corporation Limited Legal Representative: Ding Xuedong Contact Person: Yang Hanyu Contact No.:010-65051166 Customer Service Telephone No.: 400-910-1166 Website: www.ciccs.com.cn Registered Address: 21/F, Tongcheng Central, No. 15 Yingbin Street, Chengqu District, Datong Office Address: F12, F13 Tower A, Shanxi World Trade Center, No. 111 Changzhi Road, Taiyuan, Shanxi Province 58 Datong Securities Co., Ltd Legal Representative: Dong Xiang Contact Person: Xue Jin Telephone No.:0351-4130322 Fax: 0351-4192803 Customer Service Telephone No.: 4007121212 Website: http://www.dtsbc.com.cn

China Southern Selected Value Mixed Securities Investment Fund Prospectus (2016 No.1) (Updated)

Registered Address: 22/F – 24/F, Huaqiao International Building, Section 2 Middle Furong Road, Changsha, Hunan Office Address: 22/F – 24/F, Huaqiao International Building, Section 2 Middle Furong 59 Founder Securities Road, Changsha, Hunan Legal Representative: He Qicong Contact Person: Gao Yang Telephone No.: 010- 68546709 Customer Service Telephone No.: 95571 Website: www.foundersc.com Registered Address: 201, 501, 502, 1103, 1601- 1615, 1701-1716, Jiahua International Business Center, No. 15 Hangda Road, Hangzhou Office Address:201, 501, 502, 1103, 1601-1615, 1701-1716, Jiahua International Business Center, No. 15 Hangda Road, Hangzhou 60 Caitong Securities Co., Ltd Legal Representative: Shen Jining Contact Person: Xia Jihui Telephone No.: 0571-87925129 Customer Service Telephone No.: 95336, 4008696336 Website: www.ctsec.com Registered Address: 18/F, Investment Plaza, No. 23 West Yanling Road, Changzhou, Jiangsu Province Office Address: Donghai Securities Building, No. 1928 Dongfang Road, Pudong New District, 61 Donghai Securities Co., Ltd Shanghai Legal Representative: Zhao Jun Contact Person: Wang Yiyan Customer Service Telephone No.: 95531;400- 888-8588 Website: www.longone.com.cn

China Southern Selected Value Mixed Securities Investment Fund Prospectus (2016 No.1) (Updated)

Registered Address: 16/F – 17/F, Shaanxi Trust Building, No. 232 Dongxin Street, Xi’an, Shaanxi Province Office Address: Roo, 616, 6/F, Shaanxi Trust Building, No. 232 Dongxin Street, Xi’an, Shaanxi Province, 62 Western Securities Co., Ltd. Legal Representative: Liu Jianwu Contact Person: Liang Chenghua Telephone No.:029-87406168 Fax: 029-87406710 Customer Service Telephone No.: 95582 Website: http://www.westsecu.com/ Registered Address: 1501, 15/F, Building No.1, Court No. 99, North 3rd Ring West Road, Haiding District, Beijing Office Address: 1501, 15/F, Building No.1, Court No. 99, North 3rd Ring West Road, New Times Securities Co., 63 Haiding District, Beijing Ltd Legal Representative: Tian Dejun Contact Person: Tian Fangfang Contact No.:010-83561146 Customer Service Telephone No.: 4006989898 Website: www.xsdzq.cn Registered Address: 12/F & 15/F, Yinglan International Finance Center, No. 7 Finance Avenue, Xicheng District, Beijing Office Address: 12/F & 15/F, Yinglan International Finance Center, No. 7 Finance 64 UBS Securities Co., Ltd Avenue, Xicheng District, Beijing Legal Representative: Cheng Yisun Contact Person: Feng Shuang Contact No.:010-58328373 Customer Service Telephone No.: 400-887-8827 Website: www.ubssecurities.com

China Southern Selected Value Mixed Securities Investment Fund Prospectus (2016 No.1) (Updated)

Registered Address: 4/F, Securities Building, No. 36 Nanbao Road, Haikou Office Address: 17/F, Times Finance Center, No. 4001 Shennan Avenue, Shenzhen Goldstate Securities Co., 65 Legal Representative: Wang Zuoyi Ltd. Contact Person: Ma Xianqing Telephone No.:0755-83025022 Customer Service Telephone No.: 4008-888-228 Website: www.jyzq.cn Registered Address: 18/F – 19F, Block F, Gaode Zhidi Plaza, No. 11 East Jiangdong Road, Tianhe District, Guangzhou Office Address: 18/F – 19F, Block F, Gaode Zhidi Plaza, No. 11 East Jiangdong Road, Tianhe Wanlian Securities Co., 66 District, Guangzhou Ltd. Legal Representative: Zhang Jianjun Contact Person: Wang Xin Telephone No.:020-38286651 Customer Service Telephone No.: 400-8888-133 Website: www.wlzq.com.cn Registered Address: No. 95 Genshang Street, Eastern City, Chengdu Office Address: No. 95 Genshang Street, Eastern City, Chengdu Sinolink Securities Co., Legal Representative: Ran Yun 67 Ltd. Contact Person: Liu Jingyi, Jia Peng Telephone No.:028-86690057, 028-86690058 Fax: 028-86690126 Customer Service Telephone No.: 95310 Website: www.gjzq.com.cn Registered Address: 26/F, Shuntian International Fortune Center, No. 80 Section 2 Middle Furong Road, Changsha 68 Fortune Securities Co., Ltd Office Address: 26/F, Shuntian International Fortune Center, No. 80 Section 2 Middle Furong Road, Changsha

China Southern Selected Value Mixed Securities Investment Fund Prospectus (2016 No.1) (Updated)

Legal Representative: Cai Yibing Customer Service Telephone No.: 400-88- 35316 (Nationwide) Website: www.cfzq.com

Registered Address: 14/F, Block D, Dong Fang Jun Zuo, Chi Lei Chuan Avenue, Sai HanDistrict, Hohhot, Office Address: 14/F, Block D, Dong Fang Jun Zuo, Chi Lei Chuan Avenue, Sai Han District, 69 Hengtai Securities Co., Ltd Hohhot Legal Representative: Pang Jiemin Contact Person: Xiong Li Customer Service Telephone No.:400196188 Website: www.cnht.com.cn Registered Address: Fortune Building, No. 638 West Donggang Road, Chengguan District, Lanzhou Office Address: 4/F, Fortune Building, No. 638 West Donggang Road, Chengguan District, China Dragon Securities Lanzhou 70 Co., Ltd Legal Representative: Li Xiaoan Contact Person: Fan Kun Telephone No.: 0931-4890208 Fax: 0931-4890628 Customer Service Telephone No.: 95368 Website: www.hlzq.com Registered Address: Units A01, B01(b), 28/F, Anlian Building, No. 4018 Jintian Road, Futian District, Shenzhen Office Address: 8, South 71 China Fortune Securities Wanping Road, Xuhui District, Shanghai Legal Representative: Yu Yang Contact Person: Wang Xiao Telephone No.: 021-64339000 Fax: 021-54967293

China Southern Selected Value Mixed Securities Investment Fund Prospectus (2016 No.1) (Updated)

Customer Service Telephone No.: 021- 32109999; 029-68918888; 4001099918 Website: www.cfsc.com.cn

Registered Address: No. 18, South Xilin Road, Xincheng District, Hohhot, Inner Mongolia Office Address: 11/F, West Wing, Changan Xingrong Center, No. 1 Naoshikou Avenue, Guorong Securities Co., 72 Xicheng District, Beijing Ltd. Legal Representative: Zhang Zhihe Contact Person: Yu Zhewei Customer Service Telephone No.: 400-600-9839 Website: www.grzq.com Registered Address: 30/F – 31/F, Huaneng Building, Middle Shennan Road, Futian District, Shenzhen Office Address: 30/F – 31/F, Huaneng Building, Middle Shennan Road, Futian District, Shenzhen Yingda Securities Co., Ltd. 73 Legal Representative: Wu Jun Contact Person: Wu Erhui Contact No.:0755-83007159 Customer Service Telephone No.: 4000-188-688 Website: www.ydsc.com.cn Registered Address: 23A, Guangrong Street, Heping District, Shenyan Office Address: Brokerage Business Department, Stockren Securities, 4/F, Wanlicheng Crystal Stockren Securities Co., 74 Tower, No. 121 South Wuma Road, Heping Ltd. District, Shenyang Legal Representative: Ma Gongxun Contact Person: Wang Lihua Telephone No.:024-23280810

China Southern Selected Value Mixed Securities Investment Fund Prospectus (2016 No.1) (Updated)

Customer Service Telephone No.: 4006180315 Website: www.stockren.com

Registered Address: Unit 01, 47/F, Rongchao Economic and Trading Center Office, No. 4028 Jintian Road, Futian District, Shenzhen Office Address: Unit 01, 47/F, Rongchao Economic and Trading Center Office, No. 4028 Minmetals Securities Co., Jintian Road, Futian District, Shenzhen 75 Ltd. Legal Representative: Zhao Ligong Contact Person: Ma Guodong Telephone No.: 0755-83252843 Fax: 0755-82545500 Customer Service Telephone No.: 40018-40028 Website: www.wkzq.com.cn Registered Address: 38/F - 39/F, Dalian Futures Building, Block A Dalian International Finance Center, No. 129 Huizhan Road, Shahekou District, Dalian, Liaoning Province Office Address: 39/F, Dalian Futures Building, No. 129 Huizhan Road, Shahekou District, Dalian 76 Daton Securities Co., Ltd Legal Representative: Zhao Xi Contact Person: Xie Lijun Telephone No.: 0411-39991807 Fax: 0411-39673219 Customer Service Telephone No.: 4008-169-169 Website: www.daton.com.cn Registered Address: 701, Block B, Fukai Building, No. 19 Finance Street, Xicheng District, Beijing Office Address: 5/F, Block C, No. 28 Outer TX Investment Consulting Xinjiekou Avenue, Xicheng District, Beijing 77 Co., Ltd Legal Representative: Tan Lei Contact Person: Li Jingping Customer Service Telephone No.: 010-66045678 Fax: 010-66045518 Website: http://www.txsec.com

China Southern Selected Value Mixed Securities Investment Fund Prospectus (2016 No.1) (Updated)

Fund Website of the Company: www.jjm.com.cn

Registered Address: 3/F – 4/F, Huizhou Broadcast TV News Center, Jiangbei Dongjiang 3rd Road, Huicheng District, Huizhou, Guangdong Province Office Address: 3/F – 4/F, Huizhou Broadcast TV News Center, Jiangbei Dongjiang 3rd Road, Huicheng District, Huizhou, Guangdong 78 Lianxun Securities Co., Ltd. Province Legal Representative: Xu Gang Contact Person: Guo Qing Telephone No.:0752-2119391 Fax: 0752-2119369 Customer Service Telephone No.: 95564 Website: www.lxzq.com.cn Registered Address: 12/F – 15/F, Block B, Xinsheng Building, No. 5 Finance Avenue, Xicheng District, Beijing Office Address: 12/F – 15/F, Block B, Xinsheng Building, No. 5 Finance Avenue, Xicheng Dongxing Securities Co., District, Beijing 79 Ltd. Legal Representative: Wei Qinghua Contact Person: Tang Manchuan Telephone No.: 010-66559034 Fax: 010-66555133 Customer Service Telephone No.: 4008888993 Website: www.dxzq.net

China Southern Selected Value Mixed Securities Investment Fund Prospectus (2016 No.1) (Updated)

Registered Address: 5/F, Block B, City Gate, No. 1 Jinye Road, Gaoxin District, Xi’an Office Address: 5/F, Block B, City Gate, No. 1 Jinye Road, Gaoxin District, Xi’an Legal Representative: Li Gang 80 Kaiyuan Securities Co., Ltd Contact Person: Yuan Weitao Telephone No.:029-63387289 Fax: 029-88447611 Customer Service Telephone No.: 400-860-8866 Website: www.kysec.cn Registered Address: 9/F – 11/F, Shaanxi Postal Information Building, No. 5 Tangyan Road, Xi’an, Shaanxi Province Office Address: No.17, East Street, Entrance of Zhu City, Dongcheng District, China Post Securities Co., Beijing 81 Ltd. Legal Representative: Ding Qiwen Contact Person: Ji Yali Telephone No.: 010-67017788-9104 Fax: 010-67017788-9696 Customer Service Telephone No.: 4008888005 Website: www.cnpsec.com Registered Address: 40F-43F, Block A, Pangu Daguan, No. 27 North 4th Ring Middle Road, Chaoyang District, Beijing Office Address: 40F-43F, Block A, Pangu Daguan, No. 27 North 4th Ring Middle Road, China Minzu Securities Chaoyang District, Beijing 82 Co., Ltd. Legal Representative: Zhao Dajian Contact Person: Qi Dongni Telephone No.:010-59355807 Fax: 010-56437030 Customer Service Telephone No.: 4008895618 Website: www.e5618.com

China Southern Selected Value Mixed Securities Investment Fund Prospectus (2016 No.1) (Updated)

Registered Address: 18/F, Zhiyuan Building, No. 389 Qingnian Road, Kunming, Yunnan Province Office Address: Unit 3, Block D, Huayuan Enterprise Building, No. 9 North Beizhan Street, Xicheng District, Beijing The Pacific Securities Co., 83 Legal Representative: Li Zhangwei Ltd Contact Person: Tang Changtian Telephone No.: 010-88321613 Fax: 010-88321763 Customer Service Telephone No.: 400-665-0999 Website: www.tpyzq.com Registered Address: 10/F, Chuanxin Building, No. 18 Section 2 South Renmin Road, Jinjiang District, Chengdu, Sichuan Province Office Address: 10/F, Chuanxin Building, No. 18 Section 2 South Renmin Road, Jinjiang District, China Hongxin Securities Chengdu, Sichuan Province 84 Co., Ltd Legal Representative: Wu Yuming

Contact Person: Zhang Jun Telephone No.: 010-64083702 Fax: 028-86199382 Customer Service Telephone No.:4008366366 Website: www.hxzq.cn Registered address: No. 49 Renao Road, Shenhe District, Shenyang Office Address: Hengxin Building Tower C, No. 49 Renao Road, Shenhe District, Shenyang Wangxin Legal Representative: Wang Ying 85 Securities Company Contact Person: Zhao Hui Limited Telephone No.:024-22955400 Fax: 024-22955426 Customer Service Telephone No.: 400-618-3355 Website:www.wxzq.com

China Southern Selected Value Mixed Securities Investment Fund Prospectus (2016 No.1) (Updated)

Registered Address: 4/F, Gaoke Building, No. 2, Guandongyuan Road, Donghu High-tech Development Area, Wuhan, Hubei Office Address: 37/F, Tower A, Poly Plaza, No. 99, Zhongnan Road, Wuchang District, Wuhan, Hubei Tianfeng Securities Co., 86 Legal Representative: Yu Lei Ltd. Contact Person: Yang Chen Telephone No.: 027-87107535 Fax: 027-87618863 Customer Service Telephone No.: 4008005000 Website: www.tfzq.com Registered address: Block E Desheng Shangcheng, No 115 Deshengmen Outer Street, Xicheng District, Beijing Office Address: Block E Desheng Shangcheng, No 115 Deshengmen Outer Street, Xicheng District,

87 Capital Securities Co., Ltd Beijing Legal Representative: Wu Tao Contact Person: Zhang Yunpu Telephone No.: 010-59366245 Fax: 010-59366055 Customer Service Telephone No.: 400-620-0620 Website: www.sczq.com.cn Registered Address: Room 3724, No. 9, Lane 360, Feihong Road, Hongkou District, Shanghai Office Address:Block C No. 32 Qinghuangdao Road, Yangpu District, Shanghai Noah Upright (Shanghai) Legal Representative: Wang Jingbo 88 Fund Investment Contact Person: Zhang Yu Consultancy Co., Ltd Telephone No.: 021-80359127 Fax: 021-38509777 Customer Service Telephone No.: 400-821-5399 Website: www.noah-fund.com Registered Address:8/F Materials Holding Building, Liyuan Road, Luohu District, Shenzhen Zhonglu Fiancial Holdings Office Address: 8/F Materials Holding Building, 89 Limited Liyuan Road, Luohu District, Shenzhen Legal Representative: Xue Feng Contact Person: Tong Caiping

China Southern Selected Value Mixed Securities Investment Fund Prospectus (2016 No.1) (Updated)

Telephone No.:0755-33227950 Fax: 0755-33227951 Customer Service Telephone No.: 4006-788-887 Website: www.zlfund.cn and www.jjmmw.com Registered Address: No.41, 2/F, Building No. 26, No. 196 Ouyang Road, Hongkou District, Shanghai Office Address: Room 903 -906, Ordos International Building, No. 1118 South Pudong Road, Pudong New District, Shanghai ; 2/F, Building No. 26, No. 196 Ouyang Road (FCC Shanghai Howbuy Fund 90 Bridge Creative Park), Hongkou District, Shanghai Limited Legal Representative: Yang Wenbin Contact Person: Zhang Ru Telephone No.:021-20613999 Fax: 021-68596916 Customer Service Telephone No.: 400-700-9665 Website: www.ehowbuy.com Registered Address: Room 202, Block 1, No. 1218 West Wenyi Road, Cangqian Street, Yuhang District, Hangzhou Office Address: 6/F, Tower B, Huanglong Time Ant (Hangzhou) Fund Sales Square, No. 18, Wantang Road, Xihu District, 91 Co., Ltd Hangzhou, Zhejiang Legal Representative: Chen Baiqing Contact Person: Han Aibin Customer Service Telephone No.: 4000-766-123 Website: http://www.fund123.cn/ Registered Address: Room 220, Block 2, No. 526 Gaoxiang Road, Pudong New District, Shanghai Office Address: 16/F, Block B, Yujing International, No. 555 Pudong Avenue, Pudong New District, Shanghai Shanghai Changliang Fund 92 Legal Representative: Zhang Yuewei Investment Co., Ltd. Contact Person: She Xiaofeng Telephone No.:021-20691832 Fax: 021-20691861 Customer Service Telephone No.: 400-820-2899 Website: www.erichfund.com

China Southern Selected Value Mixed Securities Investment Fund Prospectus (2016 No.1) (Updated)

Registered Address: 2/F, Building No. 2, No. 190, Longtian Road, Xuhui District, Shanghai Office Address: 9/F, Block C, Building No. 3, No. 195 Longtian Road, Xuhui District, Shanghai Shanghai Tiantian Fund Legal Representative: Qi Shi 93 Sales. Co., Ltd Contact Person: Huang Nijuan Telephone No.:021-54509998 Fax: 021-64385308 Customer Service Telephone No.: 400-1818188 Website: www.1234567.com.cn Registered Address: No. 6 Anfu Street, Houshayu Town, Shunyi District, Beijing Office Address: 2/F, Posts and Teleommuncations Building, No. 1-15 Anyuan Road, Chaoyang Beijing MyFP Fund District, Beijing 94 Investment Consulting Co., Legal Representative: Yan Zhenjie Ltd. Contact Person: Zhai Wen, Malin Telephone No.:010-59601366 Fax: 010-62020355 Customer Service Telephone No.: 4008188000 Website: www.myfund.com Registered Address: Room 903, Yuanmao Building, No. 1 West Wener Road, Hangzhou, Zhejiang Province Office Address: 4/F, Tonghuashun Building, No. 18, Tongshun Block, Wuchang Street, Yuhang Zhejiang Hexin Flush Fund District, Hangzhou, Zhejiang Province 95 Sales Co., Ltd Legal Representative: Ling Shunping Contact Person: Wu Qiang Telephone No.:0571-88911818-8653 Fax: 0571-86800423 Customer Service Telephone No.: 4008-773-772 Website: www.5ifund.com Registered Address: No. 1103, 11/F, Block 1, No. 14 Guanghua Road, Outside Jianguo Gate, Zhongqi Asset Management 96 Chaoyang District, Beijing Co., Ltd. Office Address: 2/F, Zhongqi Building, No. 16 Guanghua Road, Chaoyang District, Beijing

China Southern Selected Value Mixed Securities Investment Fund Prospectus (2016 No.1) (Updated)

Legal Representative: Jiang Xin Contact Person: Hou Yingjian Telephone No.:010-65807865 Fax: 010-65807864 Customer Service Telephone No.: 010-65807609 Website: http://www.cifcofund.com Registered Address: Room 908 9/F Block A No. 13 Wangjing Dongyuan District 4, Chaoyang District, Beijing Office Address: No. 04-08, 9/F, Tower A, Wangjing Puxiang Center, Chaoyang District, Zhongsheng Fortune Beijing 97 (Beijing) Fund Co., Ltd. Legal Representative: Li Zhaodi Contact Person: Li Yani Telephone No.: 010-59497361 Fax: 010-64788016 Customer Service Telephone No.: 400-059-8888 Website: www.zscffund.com Registered Address: 10/F, Fanli Building, No. 22 Chaowai Avenue, Chaoyang District, Beijing Office Address: 10/F, Fanli Building, No. 22 Chaowai Avenue, Chaoyang District, Beijing Hexun Information Legal Representative: Wang Li 98 Technology Co., Ltd. Contact Person: Liu Yang Telephone No.:010-85650628 Fax: 010-65884788 Customer Service Telephone No.: 4009200022 Website: licaike.hexun.com Registered Address: 1809, 15/F, Building No. 9, No. 88 Jianguo Road, Chaoyang District, Beijing Office Address: 1809, Block C, SOHO Modern Yixin Puze Investment City, No. 88 Jianguo Road, Chaoyang District, 99 Consultancy (Beijing) Co., Beijing Ltd. Legal Representative: Rong Bing Contact Person: Wei Chen Telephone No.: 010-52413385 Fax: 010-85894285

China Southern Selected Value Mixed Securities Investment Fund Prospectus (2016 No.1) (Updated)

Customer Service Telephone No.: 4006099200 Website: www.yixinfund.com

Registered Address: Room1001, 10/F, Block 1, No. 45 (Jinchang Building) Dengyun Road, Gongshu District, Hangzhou Office Address: 13/F, Jincheng Group (Jinchang Building), No. 43 Dengyun Road, Gongshu Zhejiang King Grandchain District, Hangzhou 100 Fund Management Co., Ltd. Legal Representative: Xu Liyun Contact Person: Lai Shulan Telephone No.:0571-88337888 Fax: 0571-88337666 Customer Service Telephone No.: 400-068-0058 Website: www.jincheng-fund.com Registered Address: Room 1101, Gaodi Center, No. 9 Jianshe Road, Chenghua District, Chengdu, Sichuan Province Office Address: Room 1101, Gaodi Center, No. 9 Jianshe Road, Chenghua District, Chengdu, Sichuan Province 101 Fanhua Puyi Fund Co., Ltd. Legal Representative: Yu Haifeng Contact Person: Deng Peng Telephone No.:13981713068 Fax: 028-82000996-805 Customer Service Telephone No.: 400-8588588 Website: http://www.pyfund.cn

Registered Address: Units 06-10, 46/F, Block B, No. 8, Century Avenue, Pudong New District, Shanghai Harvest Wealth 102 Office Address: Units 06-10, 46/F, Block B, No. 8, Management Co., Ltd. Century Avenue, Pudong New District, Shanghai Legal Representative: Zhao Xuejun Contact Person: Jing Qi

China Southern Selected Value Mixed Securities Investment Fund Prospectus (2016 No.1) (Updated)

Telephone No.:021-20289890 Fax: 021-20280110 Customer Service Telephone No.: 400-021-8850 Website: www.harvestwm.cn

Registered Address: 1006#, 10/F, Block 4, Saige Technology Park, North Huaqiang Road, Futian District, Shenzhen Office Address: 16/F, Fuzhuo Building, No.28, Shenzhen Newland Xuanwumenwai Street, Xicheng District, Beijing 103 Securities Investment Legal Representative: Zhang Yan Consultancy Co., Ltd. Contact Person: Zhang Yan Telephone No.: 010-83363099 Fax: 010-83363072 Customer Service Telephone No.: 400-166-1188 Website: https:/8.jrj.com.cn Registered Address: Room 5122, 5/F, No. 10 North Hongda Road, Economic and Technology Development Zone, Beijing Office Address: Room 3001 30/F SOHO Nexus Center, No. A19 Dongsanhuang North Road, Beijing Heng Tang Mingze Chaoyang District, Beijing 104 Fund Co., Ltd. Legal Representative: Li Yue Contact Person: Zhang Ye Telephone No.: 010-56642600 Fax: 010-56642623 Customer Service Telephone No.: 4007868868 Website: www.chtfund.com Registered Address: 1008-1012, 9/F, Block 1, No. 6 Danleng Street, Haiding District, Beijing Office Address: 1008-1012, 9/F, Block 1, No. 6 Beijing Qianjingcaifu Danleng Street, Haiding District, Beijing 105 Investment Management Legal Representative: Zhao Rongchun Co., Ltd. Contact Person: Gao Jing Telephone No.:010-59158281 Fax: 010-57569671

China Southern Selected Value Mixed Securities Investment Fund Prospectus (2016 No.1) (Updated)

Customer Service Telephone No.: 400-893-6885 Website: www.qianjing.com

Registered Address: Room B815, Teaching and Research Building of Wuhan University, Shenzhen, No. 6 Yuexing Second Road, Nanshan District, Shenzhen (located in Shenzhen City Qianhai Secretary of Commerce Co., Ltd.) Office Address: 2405, Huanggang Business Center, ShenzhenYitou Fund Co., 105 No. 2028 Jintian Road, Futian District, Shenzhen Ltd. Legal Representative: Hua Jianqiang Contact Person: Huang Jinglong Telephone No.:0755-23601676 Fax: 0755-88603185 Customer Service Telephone No.: 4008955811 Website: www.ucffund.com Registered Address: Room 201, Building A, Administration Office Building of Qianhaishengang Cooperative Zone, No. 1, Liyumen Street, Qianwan 1st Road, Qianhaishengang Cooperative Zone, Shenzhen (located in Shenzhen city Qianhai Secretary of Shenzhen Qianhai Huilian Commerce Co., Ltd.) 106 Fund Co., Ltd. Office Address: Room 425, Tower 5, Software Industry Base, Nanshan District, Shenzhen Legal Representative: Wan Yong Contact Person: Jia Haixia Telephone No.: 0755-26908083 Customer Service Telephone No.: 0755-26900826 Website: http://www.flyingfund.com.cn

China Southern Selected Value Mixed Securities Investment Fund Prospectus (2016 No.1) (Updated)

Registered Address: 1/F, 2/F, 9/F, 11/F and 12/F, Block 1, No. 14 Guanghua Road, Outside Jianguo Gate, Chaoyang District, Beijing Office Address: 15/F, Sunbase International Building, No. 3 West Maizidian Road, Chaoyang District, Beijing China International Futures 108 Legal Representative: Wang Bing Co., Ltd. Contact Person: Xu Lijing Telephone No.:010-65807848 Fax: 010-59539985 Customer Service Telephone No.: 95162, 400- 8888-160 Website: www.cifco.net Registered Address: 215A, Building No. 5, No. 31 Minfeng Alley, Xicheng District, Beijing Office Address: 215A, Building No. 5, No. 31 Minfeng Alley, Xicheng District, Beijing Beijing Chuangjin Qifu Legal Representative: Liang Rong 109 Investment Management Contact Person: Li Tingting Co., Ltd. Telephone No.: 010-66154828-801 Fax: 010-88067526 Customer Service Telephone No.: 400-6262-818 Website: www.5irich.com Registered Address: Unit B, 16/F, No. 1217 Dongfang Road, Pudong New District, Shanghai Office Address: 16/F, Juijiazui Finance Service Square, No. 1217 Dongfang Road, Pudong New District, Shanghai Haiyin Fund Distribution 110 Legal Representative: Liu Hui Co., Ltd. Contact Person: Liu Yanni Telephone No.:021- 80133827 Fax: 021-80133413 Customer Service Telephone No.: 400-808-1016 Website: www.fundhaiyin.com

China Southern Selected Value Mixed Securities Investment Fund Prospectus (2016 No.1) (Updated)

Registered Address: No.106-167, Buidling 2, Court 8, South Xingsheng Road, Miyun County, Beijing Office Address: Building 10, Shengshi Longyuan Guoshi Garden, Chaoyang District, Beijing Beijing Zhixin Fund Sales Legal Representative: Yang Jifeng 111 Co., Ltd. Contact Person: Wu Peng Telephone No.: 010-56075718 Fax: 010-65166001 Customer Service Telephone No.: 4006-802-123 Website: http://www.zhixin-inv.com/ Registered address: Level 10-11 Building 1 on Road 428 of Yanggao South Road, Pudong, Shanghai Office Address: Level 10-11 Building 1 on Road 428 of Yanggao South Road, Pudong, Shanghai Shanghai DZ Wealth 112 Legal Representative: Shen Jian Management Limited Contact Person: Yin Qiangming Telephone No.: 021-20219536 Fax: 021-20219923 Customer Service Telephone No.: 021-20219931 Website: http://8.gw.com.cn Registered Address: Room 310, 3/F, No. 277 Fute North Road, China (Shanghai) Pilot Free Trade Zone Office Address: 3/F, Block 8, No. 518, North Fuquan Road, Changning District, Shanghai Shanghai Luen Thai Asset Legal Representative: Yan Bin 113 Management Co., Ltd Contact Person: Chen Dong Telephone No.: 021-52822063 Fax: 021-52975270 Customer Service Telephone No.: 400-166-6788 Website: http://www.66zichan.com Registered address: Rm1208, Jianwei Building, No. 66 Nanlishi Road South, Xicheng District, Beijing Office Address: Rm1208, Jianwei Building, No. 66 Nanlishi Road South, Xicheng District, Beijing Beijing Zeng Cai Fund 114 Legal Representative: Luo Xian Sale Co., Ltd.

Contact Person: Shi Lili Telephone No.: 010-67000988-6028 Fax: 010- 67000988-6000 Customer Service Telephone No.: 010-67000988

China Southern Selected Value Mixed Securities Investment Fund Prospectus (2016 No.1) (Updated)

Website: www.zcvc.com.cn

Registered Address: Rm 1033, No.5475 Yun Chuan Road, Baoshan District, Shanghai Office Address: 12/F, No.10 Building, No. 61, Lane 91 Eshan Road,

Pudong New Area, Shanghai 115 Shanghai Lide Fund Sale Legal Representative: Li Xingchun Co., Ltd.

Contact Person: Cao Yichen Telephone No.: 021-50583533 Fax: 021-50583633 Customer Service Telephone No.: 4000676266 Website: www.leadfund.com.cn Registered Address: 19/F, No. 100, South Zhongshan Road, Huangpu District, Shanghai Office Address: 7/F, No. 1801, Hongmei Road, Xuhui District, Shanghai

Legal Representative: Jin Ji Shanghai Huifu Financial 116 Contact Person: Chen Yunhui Service Co., Ltd. Telephone No.: 021-33323999 Fax: : 021-33323837 Customer Service Telephone No.: 400-821-3999 Website: http://tty.chinapnr.com Registered Address: No.1501-1504, The First Plaza, No.2, Wanjiang Road, Siming Distrit, Xia’men Office Address: No.1501-1504, The First Plaza, No.2, Wanjiang Road, Siming Distrit, Xia’men Xiamen Xindingsheng 117 Legal Representative: Chen Hongsheng Holdings Co., Ltd. Contact Person: Liang Yunbo Telephone No.: 0592-3122716 Fax: 0592-3122701 Customer Service Telephone No.: 400-918-0808 Website: www.xds.com.cn

China Southern Selected Value Mixed Securities Investment Fund Prospectus (2016 No.1) (Updated)

Registered Address: Chongqing Office Address: 11-A, 8-B4, 9-B, C, Mingyi Floor, 11-B Ping Street, Shangzhan Building, No. 107, 3rd Zhongshan Road, Yuzhong District Legal Representative: Peng Wende 118 China Futures Co.,Ltd. Contact Person: Wan Lian Telephone No.: 021-68762007 Fax: 021-68763048 Customer Service Telephone No.: 400-8877-780 Website: www.cfc108.com Registered Address: Unit 9, 14/F, No. 1333, Lujiazui Ring Road, Pudong New District, Shanghai Office Address: 14/F, No. 1333, Lujiazui Ring Road, Pudong New District, Shanghai Shanghai Lujinsuo Asset 119 Legal Representative: Bao Donghua Management Co.,Ltd. Contact Person: Ning Boyu Telephone No.: 021-20665952 Fax: 021-22066653 Customer Service Telephone No.: 4008219031 Company Website: www.lufunds.com Registered Address: 1/F, Building 5, No.4, Chegongzhuang Street, Xicheng District, Beijing Office Address: 1/F, Building 5, No.4, Chegongzhuang Street, Xicheng District, Beijing Zhongjingbeizheng Legal Representative: Xu Fuhe 120 (Beijing) Assets Contact Person: Li Mei Management Co., Ltd. Telephone No.: 18810595051 Fax: 010-68292964 Customer Service Telephone No.: 400-600-0030 Website: www.bzfunds.com Registered Address: 14/F & Room 1301-1305, 13/F, North Tower, Excellent Times Square (Phase II), No.8, 3rd Central Road, Futian District, 121 CITIC Futures Co., Ltd. Shenzhen Office Address: 14/F & Room 1301-1305, 13/F, North Tower, Excellent Times Square (Phase II), No.8, 3rd Central Road, Futian District, Shenzhen

China Southern Selected Value Mixed Securities Investment Fund Prospectus (2016 No.1) (Updated)

Legal Representative: Zhang Hao Contact Person: Han Yu Telephone No.: 0755-23953913 Fax: 0755-83217421 Customer Service Telephone No.: 400-990-8826 Website: http://www.citicsf.com Registered Address: Room 1603, 16/F, Building 1, No.1, Dawang Road, Chaoyang District, Beijing Office Address: Block B Annex, Pacific Century Place, No. A 2 Workers' Stadium North Road, Beijing Lerong Duoyuan Chaoyang District, Beijing 122 Investment Consulting Legal Representative: Dong Hao Co.,Ltd. Contact Person: Chen Mingzhou Telephone No.: 18513699505 Customer Service Telephone No.: 400-068-1176 Website: www.jimufund.com Registered Address: Room 518, 5/F R & D Block of Sina Plaza, Lot N-1, N-2 Zhongguancun Software Park II (Westbound Extension), Wangxi Road, Haidian District, Beijing Office Address: Room 518, 5/F R & D Block of Sina Plaza, Lot N-1, N-2 Zhongguancun Software Beijing Sina Cangshi Fund 123 Park II (Westbound Extension), Wangxi Road, Sales Co., Ltd. Haidian District, Beijing Legal Representative: Li Zhaochen Contact Person: Fu Wenhong Telephone No.: 010-626764057 Customer Service Telephone No.: 010-62675369 Website: http://www.xincai.com Registered Address: No. 3491, Room 105, No.6, Baohua Road, Hengqin New District, Zhuhai Office Address: Room 1201-1203, South Tower, Poli International Plaza, No.1, East Pazhou Avenue, Zhuhai Yingmi Wealth 124 Haizhu District, Guangzhou Management Co.,Ltd. Legal Representative: Xiao Wen Contact Person: Huang Minchang Telephone No.: 020-89629099 Fax: 020-89629011

China Southern Selected Value Mixed Securities Investment Fund Prospectus (2016 No.1) (Updated)

Customer Service Telephone No.: 020-89629066 Website: www.yingmi.cn

Registered Address: Room 418 Weiheng Group Phase II, Gaoxin Nanqi Road, Yuehai Street Keyuan South Road, Nanshan District, Shenzhen Office Address: Room 418, Huiheng Group Phase II, No. 12, 7th South Gaoxin Road, Nanshan Shenzhen Fuji Wealth District, Shenzhen 125 Management Co., Ltd. Legal Representative: Qi Xiaohe Contact Person: Yang Tao Telephone No.: 0755-83999907-811 Fax: 0755-83999926 Customer Service Telephone No.: 0755-83999907 Website: www.jinqianwo.cn Registered Address: Room 236, Building 2, No. 10, Baiquan Street, Yanqing Economic Development Zone, Yanqing County, Beijing Office Address: Room 303, Block A, 21st Century Tower, No. 40, Liangmaqiao Road, Chaoyang Beijing Tang Dingyao District, Beijing 126 China Investment Legal Representative: Zhang Xin Consulting Ltd. Contact Person: Liu Meiwei Telephone No.: 010-53570572/13121820670 Fax: 010-59200800 Customer Service Telephone No.: 400-819-9868 Website: http://www.tdyhfund.com/ Registered Address: Room 602-115, No.765, South Tibet Road, Huangpu District, Shanghai Office Address: 4/F, Kaishi Building, No.1, East Shanghai V. Stone Wealth Yan’an Road, Huangpu District, Shanghai 127 Fund Sales Co.,Ltd. Legal Representative: Chen Jiwu Contact Person: Wang Zheyu Telephone No.: 021-63333389-611 Fax: 021-63333390

China Southern Selected Value Mixed Securities Investment Fund Prospectus (2016 No.1) (Updated)

Customer Service Telephone No.: 4006-433-389 Website: www.lingxianfund.com

Registered Address: Room A506, 4/F, Zone B, Building 1, Guorui Building, No.359, Middle Jiangdong Road, Jianye District, Nanjing Office Address: 15/F,Wenguang Building, No.1386, Hongqiao Road, Changning District, Shanghai Datai Funds Investment and Legal Representative: Yuan Guming 128 Management Co.,Ltd. Contact Person: He Tingyu Telephone No.: 13917225742 Fax: 021-22268089 Customer Service Telephone No.: 400-928- 2266/021-22267995 Website: www.dtfunds.com Registered Address: Room 4601, 40/F, Building 4, No. 7, Middle Dongsan Ring Road, Chaoyang District, Beijing Office Address: Ji’an Property, 46/F, Tower A, Property Center, No.7, Middle Dongsan Ring Road, Ji’an Fortune (Beijing) Chaoyang District, Beijing 129 Capital Management Co., Legal Representative: Yang Jian Ltd. Contact Person: Fu Zhiheng Telephone No.: 010-65309516-802 Fax: 010-65330699 Customer Service Telephone No.: 400-075-6663 Website: http://www.jianfortune.com Registered Address: Room 2-45, Building 2, No. 1, Dongguantou, Fengtai District, Beijing Office Address: 5/F, Operation Zone 3, Xinhua Golden Bull (Beijing) News Agency, No. 1, Jia of Xuanwumenwai Street, 130 Investment Consulting Co., Xicheng District, Beijing Ltd. Legal Representative: Peng Yunnian Contact Person: Sun Wen Contact No.: 010-59336519 Fax: 010-59336500

China Southern Selected Value Mixed Securities Investment Fund Prospectus (2016 No.1) (Updated)

Customer Service Telephone No.: 4008-909-998 Website: www.jnlc.com

Registered Address: Room 1701, Block C, Building 8, Court 1, East Zhongguancun Road, Haidian District, Beijing Office Address: Room 1701, Block C, Building 8, Court 1, East Zhongguancun Road, Haidian Ding Xin Hui Jin (Beijing) District, Beijing 131 Investment Management Legal Representative: Qi Lingfeng Co., Ltd. Contact Person: Ruan Zhiling Contact No.: 010-82151989 Fax: 010-82158631 Customer Service Telephone No.: 400-158-5050 Website: www.9ifund.com Registered Address: No. 258, Wuhu Road, Hefei, Anhui Office Address: No. 258, Wuhu Road, Hefei, Anhui Legal Representative: Wu Guohua 132 Huishang Futures Co., Ltd. Contact Person: Cai Fang Contact No.: 0551-62862801 Fax: 0551-62865899 Customer Service Telephone No.: 4008-878-707 Website: www.hsqh.net Registered Address: Room 1108, No. 11, Zhongguancun Street, Haidian District, Beijing Office Address: Room 1108, No. 11, Zhongguancun Street, Haidian District, Beijing Beijing Success Fund Co., Legal Representative: Wang Weigang 133 Ltd. Contact Person: Ding Xiangkun Contact No.: 010-56282140 Fax: 010-62680827 Customer Service Telephone No.: 4006199059 Website: www.fundzone.cn

China Southern Selected Value Mixed Securities Investment Fund Prospectus (2016 No.1) (Updated)

Registered address: No. 1-5 Sunning Avenue, Xuanwu District, Beijing Office Address: No. 1-5 Sunning Avenue, Xuanwu District, Beijing Nanjing Sunning Fund Sales 134 Legal Representative: Qian Yanfei Co., Ltd Contact Person: Wang Feng Telephone No.: 025-66996699-887226 Fax: 025-66996699 Customer Service Telephone No.: 95177 Website: www.snjijin.com Registered address: Room 605 6/F Block C No. 28 Xinjiekouwai Dajie, Xicheng New Area, Beijing Office Address: 19/F Tower B Puxiang Centre, Wangjing Dongyuan District 4, Chaoyang District, Beijing NiuNiu Fund Beijing 135 Investment Management Legal Representative: Qi Jianhui Co., Ltd Contact Person: Jiang Yinghua Telephone No.: 4006236060 Fax: 010-82055860 Customer Service Telephone No.: 4006236060 Website: www.niuniufund.com Registered address: Unit B 11/F No. 33 Fushan Road, China (Shanghai) Pilot Free Trade Zone Office Address: Unit B 8/F No. 33 Fushan Road, China (Shanghai) Pilot Free Trade Zone Shanghai Wande Investment 136 Legal Representative: Wang Tingfu Consultancy Limited Contact Person: Jiang Jiling Telephone No.: 021-51327185 Fax: 021-50710161 Customer Service Telephone No.: 400-821-0203 Website: Registered address: 222507, 21/F Unit 2 No. 6 Block, Court No 1 Futong East Street, Chaoyang District, Beijing Beijing Eggroll Fund Sales Office Address: 222507, 21/F Unit 2 No. 6 Block, 137 Co., Ltd Court No 1 Futong East Street, Chaoyang District, Beijing Legal Representative: Zhong Feifei Contact Person: Wu Jilin

China Southern Selected Value Mixed Securities Investment Fund Prospectus (2016 No.1) (Updated)

Telephone No.: 010-61840688 Fax: 010-61840699 Customer Service Telephone No.: 4000618518 Website: https://www.danjuanapp.com

Registered address: 2/F Block No. 13, No. 27 Jinqiao Road, China (Shanghai) Pilot Free Trade Zone Office Address: 2/F Block No. 13, No. 27 Jinqiao Shanghai Yunwan Road, China (Shanghai) Pilot Free Trade Zone 138 Investment Management Legal Representative: Dai Xinzhuang Co., Ltd Contact Person: Jiang Hui Telephone No.: 021-20538888 Fax: 021-20538999 Customer Service Telephone No.: 400-820-1515 Website: www.zhengtongfunds.com Registered address: Room 302 No. 2815 Longteng Avenue, Xuhui District, Shanghai Office Address: Room 302 No. 2815 Longteng

Shanghai Zhong Zheng Avenue, Xuhui District, Shanghai 139 Daguang Investment Legal Representative: Huang Xin Management Co., Ltd Contact Person: Dai Minwei Telephone No.: 021-33768132 Fax: 021-33768132-802 Customer Service Telephone No.: 400-6767-523 Website: www.zzwealth.cn Registered address: No. 699-1 Xuanwu Avenue, Xuanwu District, Nanjing Office Address: No. 699-1 Xuanwu Avenue,

Nanjing Tu Niu Financial Xuanwu District, Nanjing 140 Information Service Co., Legal Representative: Song Shilin Ltd Contact Person: He Jie Telephone No.: 025-86853969-66727 Customer Service Telephone No.: 4007-999-999 Website: http://jr.tuniu.com

China Southern Selected Value Mixed Securities Investment Fund Prospectus (2016 No.1) (Updated)

Registered address: Nos. 23, 25, 27 and 29 Yanling West Road, Changzhou city, Jiangsu Office Address: 8/F Donghai Securities Building, No. 1928 Dongfang Road, Pudong New Area, Shanghai 141 Donghai Futures Co. Ltd. Legal Representative: Chen Taikang Contact Person: Li Tianyu Telephone No.: 021-68757102 Fax: 021-68757102 Customer Service Telephone No.: 95531/4008888588 Website: www.qh168.com.cn Registered address: No. 50 Zhonghua Road, Qinhuai District, Nanjing Office Address: No. 50 Zhonghua Road, Qinhuai District, Nanjing Legal Representative: Zhou Jianqiu 142 Holly Futures Co., Ltd Contact Person: Sun Zhaowang Telephone No.: 025-52278870 Fax: 025-52250114 Customer Service Telephone No.: 4008281288 Website: www.ftol.com.cn

Registered address: Room 6153 No. 2 Building, No. 1800 Old Panyuan Road, Changxing Town, Chongming province, Shanghai (Shanghai Taihe Economic Development Zone) Office Address: Room 1503 Taiping Financial

Shanghai Jiyu Fund Sales Building, No. 488 Yincheng Middle Road, Pudong 143 Co., Limited New Area, Shanghai Legal Representative: Wang Xiang Contact Person: Lan Jie Telephone No.: 021-65370077 Fax: 021-55085991 Customer Service Telephone No.: 400-820-5369 Website: www.jiyufund.com.cn Please refer to the relevant announcements issued by the Fund Manager for 132 details of other Sales Agencies of Class A Units of the Fund.

Please refer to supplementary documents to the Prospectus or announcement issued by the Fund

China Southern Selected Value Mixed Securities Investment Fund Prospectus (2016 No.1) (Updated)

Manager by that time for details of other Class H sales agencies of China Southern Selected Value Fund. 3.2 Registration Institution China Southern Asset Management Co., Ltd. Domicile and Office Address: 31/F – 33/F, Duty-Free Business Building, No.6 Fuhua 1st Road, Futian Street, Futian District, Shenzhen Legal Representative: Zhang Haibo Telephone No.: (0755)82763849 Fax: (0755)82763854 Contact Person: Gu Hepeng

3.3 Law firm issuing legal opinion Name: Guangdong Hua Han Law Firm Registered Address: Room G and H, 16/F, Block A, Baoan Plaza, No. 1002 East Sungang Road, Luohu District, Shenzhen Person in charge: Li Zhaoliang Telephone No.: (0755)82687860 Fax: (0755)82687861 Attorney: Yang Zhong, Dai Ruidong

3.4 Accounting firm for auditing fund assets Name: PricewaterhouseCoopers Zhong Tian LLP (Special general partnership) Domicile: 6/F, DBS Bank Building, No. 1318 Lujiazui Ring Road, Pudong New District, Shanghai Office Address: 11/F, Puhua Yongdao Centre, No. 202 Hubin Road, Shanghai Executive Partner: Li Dan Contact No.: 021-23238888 Fax: 021-23238800 Contact Person: Chen Xi Registered Accountant: Xue Jing, Chen Xi

§ 4 Fund Name

China Southern Selected Value Mixed Securities Investment Fund

§ 5 Fund Type

Mixed Securities Investment Fund

China Southern Selected Value Mixed Securities Investment Fund Prospectus (2016 No.1) (Updated)

§ 6 Investment Objectives of the Fund

The Fund is a mixed fund and it invests in China companies listed on the Shanghai and Shenzhen Stock Exchanges which have good asset backing and value release conditions (with profitability being sustainable and stable or business being in reversals) by way of bottom-up selecting method with moderate risk exposure and steady liquidity for the purpose of long-term and stable increase in asset value of the Fund.

§ 7 Investment Scope of the Fund

The Fund invests in liquid financial instruments encompassing Mainland listed stocks, bonds and other financial instruments in the Mainland market which the relevant laws, regulations and the CSRC permits the Fund to invest in. The portfolio of the Fund consists of: stocks shall account for 60%-95% of Fund’s assets, of which investment in Value Stocks (as defined below) shall be no less than 80% of the Funds equities investment; bonds, money market instruments and other financial instruments shall account for 0- 35% of Fund’s assets; warrants shall be between 0-3% of Fund’s assets; asset-backed securities (0- 20% of Fund’s assets); and cash retained by the Fund and government bonds maturing within 1 year shall in aggregate be no less than 5% of the NAV of the Fund. If the Laws and Regulations or the regulatory authority allows the Fund to invest in other types of investment in the future, the Fund Manager may include such types of investment into its investment scope.

§ 8 Investment Strategies of the Fund

8.1 Investment strategies (I) Asset Allocation Strategies The Fund Manager analyzes the current systematic risks of the securities market and the expected risk and expected return rate of each major type of assets in the securities market in foreseeable future, and on the basic of it, to based on determine the allocations for different types of assets, including stocks, bonds and cash, and the principles and scope for adjustment, and such adjustment will be made regularly or on ad-hoc basis to eliminate risk and increase return.

(II) Stock Investment Strategies The Stock investment of The Fund selects a “bottom-up” approach by comparing the current book asset value and the investment value of listed companies (adjusted P/B, ROE will also be

China Southern Selected Value Mixed Securities Investment Fund Prospectus (2016 No.1) (Updated) considered). On this basis, the Fund chooses to invest primarily in those listed companies which have potential to unlock value (with stable earnings and profitability can be maintained or are about to turnaround, and earnings growth exceeding GDP growth for next 2 years). The Fund also conducts a “top-down” industrial analysis to indentify the systematic conditions which can change the potential to unlock value of individual stocks based on the macroecomonic environment, the business condition of upstream and downstream industry and income distribution. Thus, the Fund can establish a quality portfolio with minimel risks. 1. Definition of “Value Stocks” “Value Stocks” mean the stocks having the following characteristics: （1）The investment value in such stock is guaranteed by the existing book asset value of the listed company. According to the categorization criteria for industries issued by CSRC, the net asst values of the listed companies are aligned based on the accounting principles and accounting standards univevscely acceptable to all industries. P/B ratios are then calculated on the adjusted net asset values for listed companies of all industries. The adjusted P/B ratios will be sorted in ascending order. Stocks ranked in the first 50 percentile in the various industries will preiminorily be selected. Then the Fund will the further pick out those stocks with at least 8% ROE. （2）Listed companies that have continuously stable profitability or are about to turnaround and are able to unlock value in future. Among the listed companies fulfilling the above conditions, the Fund will select those individual stocks with expected earnings growth exceeding GDP growth for next two years. The Fund follows the above criteria to select stocks and build a “Pool of Selected Value Stocks”. 2. Choosing individual stocks by “bottom-up” approach The Fund utilizes the qualitative and quantitative method with a focus on the existing asset value and potential to unlock value in future to select quality stocks from the “Pool of Selected Value Stocks” for building its portfolio （1）For the analysis of the existing asset value of the listed companies, the Fund places emphasis on the composition of the net asset value, adjusted net asset value and the replacement value of assets. Analysis of composition of the net asset value mainly refers to the breakdowns of assets and liabilities of the companies to determine the embedded value of the companies. Analysis of adjusted net asset value refers to the real asset value used to compare companies in different industries by aligning and adjusting the net asset values of different companies in different industry on the basis of generally accepted accounting principles and accounting standards. Analysis of replacement value of assets refers to the investment cost of replacing the existing real book asset value of the company through investigation. （2） For the analysis of the potential of unlocking value in future, the Fund places emphasis on the growth potential and structure of the industry, the company’s positioning in upstream and downstream industry, competitive advantage and quality of management. The analysis of the

China Southern Selected Value Mixed Securities Investment Fund Prospectus (2016 No.1) (Updated) potential growth of the industry is based on the theory of industrial development, which classifies industrial development into four phases and to determine which development phase the industry is under. The analysis of the industrial structure mainly focuses on the concentration and position of the listed companies in the industry to find out the impact on the listed companies under competition. The analysis of upstream and downstream mainly focuses on the trend and distribution of profits of upstream and downstream operation to determine the position of the company in the industrial chain. The analysis of competitive advantage mainly focuses on whether the company enjoys competitive advantage on economy of scale, resources or policy monopoly, production cost, customer base domination, and operation efficiency which cannot be replicated by competitors in mid-to-long term. The analysis of the quality of management mainly focuses on whether the management of the company regards highly the interests of shareholders, whether the management is suitable to maintain and develop the competitive advantage of the company as well as the management incentive modes. The Fund will select the companies with potential to unlock value in future: firstly those companies having continuously steady growth in profitability, i.e. the listed companies, in such industry with relatively stable structure, with plenty of room for growth, favorable position in the industrial chain, competitive advantage for domination, transparent and sound corporate governance structure. Secondly are those companies about to turnaround in operation, i.e. the listed-companies, in such industry with newly emerging demand, gaining success in new products or new technology, improvement in upstream and downstream operation, and changes in corporate governance structure and management standard. （3）During the analysis process, the Fund focuses on the following six indicators of a listed company: asset quality, e.g. the adjusted net asset value; indicators of asset composition, e.g. gearing ratio; profitability indicators, e.g. net return on assets; earning quality indicators, e.g. sorts of cash flow indicators; growing potential indicators, e.g. growth rate of income from long-term business; operation indicators, e.g. total assets turnover rate. Among which, the Funds pays special attention to the trend and changes in the rate of return on common stockholders' equity and the profit margin in the past 3 years, together with possible changes in the fundamentals of the company in future, to determine and invest in the stocks meeting the criteria of quality value stocks. The Fund established valuation model for the above qualitative and quantitative indicators and through comprehensively analyzing those indicators, the Fund picks up and invests in those value stocks having the highest overall scores. The Fund selects quality stocks for mid-to-long term investment according to its judgment of macroeconomic trend and market development, together with active capturing of range trading. During operation, the Fund pays serious attention to risk control with dynamic adjustment by promptly removing those individual stocks with deteriorating fundamentals and overvalued stocks and replacing them with quality stocks with investment value. The Fund tracks the performance of selected stocks included in the pool and regularly reassesses the listed companies with reference to

China Southern Selected Value Mixed Securities Investment Fund Prospectus (2016 No.1) (Updated) their publicly disclosed information and the research findings of the Fund to promptly remove those stocks not meeting the criteria. 3. Selecting industries with “top-down” approach The Fund analyzes industries with a “top-down” approach when examining a listed company. The Fund determines the advantage or prosperity of an industry with reference to the macroeconomic environment, development of the upstream and downstream operation and distribution of profits and identifies the systematic conditions that can change the potential to unlock value of an individual stock for building a quality portfolio while minizing risks. When selecting an industry, the Fund focuses on five aspects: （1）The prosperity of the marco-economy and its stage in the economic cycle, the analysis of which mainly focuses on the components and drivers and of economic growth and prosperity to identify the industry with enormous room for growth and with highest flexibility and the industry favoured most during economic transformation. （2）Change in monetary policy, analysis of which mainly focuses on the different stages of interest rate, exchange rate, fiscal and monetary policies to identify the industry favoured most in current stage. （3）Change in industrial policy and the development environment, analysis of which mainly focuses on the different stage of the policies and environment in different countries to identify the industry supported and encouraged by policy and favoured by continuously improving development environment to grasp the rapid development opportunity in the industry. （4）Changes of the development cycle of the industry and its position in the industrial chain, the dynamic analysis of which mainly focuses on the development cycle of the industry and relationship between upstream and downstream industry players and their bargaining power to identify the recovering or further strengthening industries. （5）Industries with undervalued assets or huge revaluation potential during the process of appreciation of RMB. (III) Bond Investment Strategies Bonds available for investment by the Fund include treasury bonds, financial bonds and corporate bonds (including convertible bonds). The Fund will make the best asset allocation and risk control with its judgement to the trend of interest rate. When selecting the types of bonds, the Fund focuses on the credit rating of the bond issuer, including solvency, financial structure and safety of the issuer and guarantor. Also, the Fund compiles a yield curve with reference to the research findings from different types of bonds with different duration. Finally, the best bond portfolio is built with duration model to mitigate the interest rate risk. For the investment in convertible bonds, the Fund seeks for the opportunity for arbitrage with reference to the momentum of the stock. (IV) Warrant Investment Strategies

China Southern Selected Value Mixed Securities Investment Fund Prospectus (2016 No.1) (Updated)

When investing in warrants, the Fund studies the fundamentals of the underlying assets of the warrants and identifies the reasonable value of the warrants by warrant pricing method. Main strategies applied by the Fund include: leverage strategy, value digging strategy, profit-protecting strategy, ask-bid spread strategy, straddle strategy, short-sell protecting strategy for call warrant and cover call strategy for put warrant. The Company will thoroughly consider the rate of return, liquidity and risk profile of the warrants for selection and prudently make investment through asset allocation, type and nature to pursuit stable income for current period.

8.2 Bases of investment decisions and policy-making process (I) Bases of decisions 1. Relevant provisions of the laws, regulations and fund contract. Compliance with the law in making investment decisions is the premises of Fund; 2. Macroeconomic scenarios, conditions of microeconomic operation and trend of stock market are the basis for the Fund’s decision–making; 3. Risk-return ratio of invested objects. Investment decisions are made under the premise of keeping balance between income and risks as the important protection for investors of the Fund. (II) Decision-making process 1. Main principles of decision-making: The main principles of the Fund’s decision-making are set by the Investment Committee which also provides guiding opinions for asset allocation ratios of the Fund’s portfolio. 2. Carry out market research: The securities analysts select the key area of concern for stocks according to research reports from various consultancies and other information sources. Stocks with investment value are selected therefrom based on our own research and studies followed with proposals to investment managers. Studies are then carried out on listed companies as requested by investment managers and propose investment opinions. 3. Formulate investment strategies: Fund managers formulate solid investment policies under the premise of compliance with the investment principles set by the Investment Committee, according to investment proposals from securities analyst and based on their own analytical judgements. 4. Conduct evaluation of risks: The Risk Committee meets on regular basis for risk evaluation of the Fund’s portfolio and provide opinions of risk control. 5. Evaluate and adjust the decision-making process: Fund manager has the right to adjust the decision-making process according to the changing environment and actual needs.

§ 9 Performance Benchmark of the Fund

The Performance Benchmark of the Fund is: 80% × CSI 300 Index + 20% × SSE T-Bond Index

China Southern Selected Value Mixed Securities Investment Fund Prospectus (2016 No.1) (Updated)

As a mixed fund, the Fund has decided on the CSI 300 Index as the performance benchmark of its stock portfolio after considering the investment subjects, construction flow and the compilation method and history of various stock indexes of the market. The CSI 300 Index contains constituents from the Shanghai and Shenzhen stock markets which cover most of the liquid capitalization. They strongly represent the China A share market with highly liquid mainstream shares which reflect overall trend of the A share market. The index shares of the CSI 300 Index are relatively fair and authoritative as its constituents are determined and adjusted by the Stock Exchange. The commonly referred SSE T-Bond Index is adopted as the performance benchmark for the bond portfolio. The SSE T-Bond Index is a sample of all the fixed interest national bonds of the SSE, they are formed by weighting of the national bond issuance. The SSE T-Bond Index is the first of a series of SSE bond indices. It reflects overall movements of the national bond market and is relatively representative of the market.

In case of changes in the laws and regulations, or the index compiler stops including the index or changes take place in the index name, or the launch of more authoritative and more generally accepted performance comparison benchmark, or the availability of more appropriate performance comparison benchmark for the Fund, the Fund may change for another results comparison benchmark after approval is obtained from the China Securities Regulatory Commission and publish an announcement promptly.

§ 10 Risk-income characteristics of the Fund

As a mixed fund, the Fund’s average long-term risk and anticipated income levels are lower than equity funds and higher than bond- funds and money market funds.

§ 11 Investment Portfolio Report of the Fund

The board of directors and directors of the Fund Manager warrant that there is no false statement, misleading information or major omission of the information contained in the report, and shall assume separate and joint responsibilities for the truth, accuracy and integrity of the report. The Fund Custodian, has reviewed the financial indicators, performance of net asset value and Investment Portfolio Report in the report pursuant to the Fund Contract and guarantees that there exists no false statement, misleading information or major omission in the report. The Fund Manager guarantees that it will manage and utilize the assets of the Fund in good faith and with creditablity and due diligence. However, there is no guarantee that the Fund would generate profits. The past performance of the Fund is not an indicator of future performance. Investment involves risks. Investors shall read the Prospectus of the Fund carefully before making any

China Southern Selected Value Mixed Securities Investment Fund Prospectus (2016 No.1) (Updated) investment decision. The data presented in the Investment Portfolio Report are prepared as at 30 September 2016 (unaudited). 1.1 Fund asset portfolio at the end of the reporting period Percentage of Total No. Items Amount (Yuan) Fund Assets(%) 1 Equity Investment 785,314,262.40 79.71 of which: Stocks 785,314,262.40 79.71 2 Fund Investment - - 3 Fixed Income Investment - - of which: Bonds - - Asset-backed Securities - - 4 Precious metals investment - - Financial Derivatives - - 5 Investment Buying Back the Sale of - -

Financial Assets of which: Buy-out - - 6 Resubscription Aggregate of Bank Deposit 198,287,876.14 20.13 7 and Settlement Provisions 8 Other Assets 1,562,724.34 70.16 9 Total 921,573,879.97 100.00

1.2 Stock portfolio categorized by industry at the end of the reporting period Proportion in Fund Code Industry Category Fair Value (Yuan) NAV (%) Agriculture, Forestry, Animal A - - Husbandry and Fishery B Mining Industry - - C Manufacturing Industry 533,456,981.66 54.72 Electricity, Heating Power, Gas D - - and Water Production and Supply E Construction Industry 37,918,172.03 3.89 F Wholesale and Retail 27,247,812.93 2.79 Transportation, Storage and G 3,155,200.00 0.32 Postal Service Industry

China Southern Selected Value Mixed Securities Investment Fund Prospectus (2016 No.1) (Updated)

H Hotels and Catering Services - - Information Transmission, I 86,056,768.78 8.83 Software and IT Services J Financial Industry 26,782,223.18 2.75 Real Estate Investment and K 8,535,000.00 0.88 Development Leasing and Commercial L - - Services Scientific Research and M - - Technology Services N Water Conservancy, Environment and Administration 1,296.00 0.00 of Public facilities O Neighborhood Services, Repair - - and Other Services P Education - - Q Hygiene and Social Affairs - - R Cultural, Sports and 16,360,075.02 1.68 Entertainment S Total 45,800,732.8 4.70 Total 785,314,262.40 80.55

1.3 Top 10 stocks ranked by the proportion of fair value in the Fund NAV at the end of the reporting period Proportion N Stock Code Stock Name Quantity (units) Fair Value (Yuan) in Fund o. NAV (%) 1 002572 Sofia 884,554 54,736,201.52 5.61 2 002766 Soling 1,280,059 48,002,212.50 4.92 3 000881 Dalian International 2,000,032 45,800,732.80 4.70 4 300038 Miteno 1,099,930 45,515,103.40 4.67 5 000333 Midea Group 1,500,070 40,516,890.70 4.16 6 000065 Norinco 1,053,768 37,872,421.92 3.88 7 300202 Julong 1,500,000 37,350,000.00 3.83 8 300037 Capchem 600,077 32,662,191.11 3.35 9 300025 Huaxing Chuangye 2,291,000 31,432,520.00 3.22

China Southern Selected Value Mixed Securities Investment Fund Prospectus (2016 No.1) (Updated)

10 300456 Navtech 400,093 27,226,328.65 2.79

1.4 Bond portfolio categorized by bond types at the end of the reporting period Note: The Fund did not hold any bond at the end of the reporting period. 1.5 Top 5 bonds ranked by the proportion of fair value in the fund NAV at the end of the reporting period Note: The Fund did not hold any bond at the end of the reporting period. 1.6 Top 10 asset-backed securities ranked by the proportion of fair value in the Fund NAV at the end of the reporting period Note: The Fund did not hold any asset-backed securities at the end of the reporting period. 1.7 Top 5 precious metals ranked by the proportion of fair value in the Fund NAV at the end of the reporting period Note: The Fund did not hold any precious metal at the end of the reporting period. 1.8 Top 5 warrants ranked by the proportion of fair value in the Fund NAV at the end of the reporting period Note: The Fund did not hold any warrant at the end of the reporting period. 1.9 Transactions of stock index futures invested by the Fund at the end of the reporting period Note: The Fund did not invest in any stock index future at the end of the reporting period. 1.10 Transactions of the treasury bond futures invested by the Fund at the end of the reporting period Note: The Fund did not have any investment in treasury bond futures at the end of the reporting period. 1.11 Notes to the Investment Portfolio Report 1.11.1 None of the top 10 issuers was found being under investigation made by the regulatory authorities in the current period or being publicly condemned or punished within one year prior to the date when the report was prepared.

1.11.2 Top ten stocks invested by the Fund were within the pool of stock for selection as stipulated in the Fund Contract.

1.11.3 Composition of other assets No. Name Amount (Yuan) 1 Guarantee Deposit 985,487.27 Receivables of Securities 2 - Clearing 3 Dividends Receivable - 4 Accrued Interest 38,910.73

China Southern Selected Value Mixed Securities Investment Fund Prospectus (2016 No.1) (Updated)

Subscription Money 5 538,326.34 Receivable 6 Other Receivables - 7 Deferred Expenses - 8 Others - 9 Total 1,562,724.34

1.11.4 Convertible bonds in conversion period held at the end of the reporting period Note: The Fund did not have any convertible bonds in conversion period at the end of the reporting period. 1.11.5 Top 10 stocks in restricted circulation at the end of the period Fair Value of the Proportion Analysis of the N Stock Code Stock Name Part Restricted on in Fund Restriction on o. Circulation (RMB) NAV (%) Circulation Delisted for material 1 300456 Navtech 27,226,328.65 2.79 matters

§ 12 Performance of the Fund

The Fund Manager shall manage the fund assets with honesty, good faith, prudence and efficiency, but does not guarantee any profits or minimum returns on the Fund. The Fund's past performance is not indicative of its future performance. Investment involves risk. Before investing in this Fund, investors are advised to read through the Prospectus. China Southern Selected Value Mixed Class A Standard Standard Return of deviation of deviation Performance return of Growth rate of growth （1）- （2）- Period Measurement Performance of NAV（1） rate of （3）（4） Benchmark Measurement NAV （3） Benchmark （2）（4）

2008.6.18-2008.12.31 -3.60% 0.96% -31.27% 2.43% 27.67% -1.47% 2009.1.1-2009.12.31 66.84% 1.70% 73.60% 1.64% -6.76% 0.06% 2010.1.1-2010.12.31 20.66% 1.39% -9.12% 1.26% 29.78% 0.13% 2011.1.1-2011.12.31 -25.81% 1.04% -19.67% 1.04% -6.14% 0.00% 2012.1.1-2012.12.31 12.09% 1.09% 7.04% 1.02% 5.05% 0.07% 2013.1.1-2013.12.31 12.85% 1.07% -5.30% 1.11% 18.15% -0.04%

China Southern Selected Value Mixed Securities Investment Fund Prospectus (2016 No.1) (Updated)

2015.1.1-2015.12.31 69.66% 2.63% 6.98% 1.99% 62.68% 0.64% 2016.1.1-2016.9.30 -16.49% 2.06% -9.45% 1.25% -7.04% 0.81% Since the establishment 248.78% 1.55% 20.74% 1.43% 228.04% 0.12% of the Fund

China Southern Selected Value Mixed Class H Standard Standard Return of deviation of Growth deviation Performance return of rate of of （1）- （2）- Measurement Performance Period NAV growth Benchmark Measurement （3）（4）（1） rate of （3） Benchmark NAV（2）（4） 2016.7.18- -1.20% 0.81% 0.02% 0.63% -1.22% 0.18% 2016.9.30 Since the establishment of the -1.20% 0.81% 0.02% 0.63% -1.22% 0.18% Fund

§ 13 Overview of the Fund Expenses

13.1 Expenses Related to the Operation of the Fund

I. Types of Expenses of the Fund

1. Management fee payable to the Fund Manager; 2. Custodian fee payable to the Fund Custodian; 3. Information disclosure expenses related to the Fund after the Fund Contract comes into effect; 4. Accounting fees and legal fees related to the Fund after the Fund Contract comes into effect. 5. Expense of the Unitholders’ Meeting; 6. Expenses arising from trading of securities of the Fund; 7. Expenses arising from bank remittance of the Fund; 8. Other fees which may be charged against the Fund assets as permitted by related regulations of the State and the requirements of the Fund Contract. Expenses arising from settlement upon termination of the Fund shall be charged from the total Fund assets based on the actual expenses amount.

II. Accrual Methods, Accrual Standards and Payment Method of the Fund Expenses 1. Management fee payable to the Fund Manager The management fee of the Fund shall be accrued at the rate of 1.5% per annum of the NAV of the

China Southern Selected Value Mixed Securities Investment Fund Prospectus (2016 No.1) (Updated)

Fund on the preceding day. The calculation method of the management fee is listed as follows: H＝E×1. 5%÷ number of days in the current year H is the management fee accrued per day E is the NAV of the Fund on the preceding day The management fee is calculated and accrued daily to the end of month and payable monthly in arrear. The Fund Manager will send the payment order for the Fund management fee to the Fund Custodian, and the Fund Custodian will check and make a lump-sum payment to the Fund Manager from the Fund assets within the first 2 Business Days of the following month. In case of statutory holidays or rest days, the payment date shall be postponed accordingly.

2. Custodian fee payable to the Fund Custodian The custodian fee shall be accrued at the rate of 0.25% per annum of the NAV of the Fund on the preceding day. The calculation method is listed as follows: H＝E×0.25%÷number of days in the current year H is the custodian fee accrued per day E is the NAV of the Fund on the preceding day The custodian fee is calculated and accrued daily to the end of month and payable monthly in arrear. The Fund Manager will send the payment order for the Fund custodian fee to the Fund Custodian, and the Fund Custodian will check and make a lump-sum payment to the Fund Manager from the fund assets within the first 2 Business Days of the following month. In case of statutory holidays or rest days, the payment date shall be postponed accordingly. The Fund Custodian shall pay for the actual expenses amount stated in Items 3 to 7 of the above “I.Types of Expenses of the Fund” pursuant to the relevant regulations and the relevant contractual requirements, such expenses shall be presented as current expenses.

3. For details of the accrual methods, accrual standards and payment terms of the sales expenses related to the Fund, please refer to “Application For Subscription and Redemption”.

III. Items not Included in the Expenses of the Fund The following expenses are not listed under expenses of the Fund: 1. The expenses or losses of the Fund assets arising from the failure of the Fund Manager or the Fund Custodian to perform or fully perform their obligations; 2. The expenses for matters not in relation to the Fund’s operations handled by the Fund Manager and the Fund Custodian; 3. Related expenses incurred before the Fund Contract comes into effect, including but not limited to the capital verification fees, the accounting fees and legal fees, the information disclosure fees, etc.; 4. Other items that cannot be listed under the expenses of the Fund according to the relevant

China Southern Selected Value Mixed Securities Investment Fund Prospectus (2016 No.1) (Updated)

Laws and Regulations and the relevant requirements of the CSRC.

IV. Adjustment of Fund Expenses The Fund Manager and the Fund Custodian may reach an agreement to, according to the development of the Fund, adjust the relevant fee rates, such as the Fund management fee rate and the Fund custodian fee rate. Unless otherwise required by the Fund Contract, the relevant Laws and Regulations or the regulatory authorities, any increment in the rates of the Fund management fee and the Fund custodian fee must be considered at the Unitholders meeting; any lowering of the rates of the Fund management fee and the Fund custodian fee shall not require the convening of the Unitholders’ meeting. The Fund Manager must announce such changes on at least one of the Designated Media at least 2 days before the implementation of new rates.

V. Taxes of the Fund Every taxpayer involved in the Fund’s operations shall pay tax pursuant to the taxation laws and regulations of China, Hong Kong and the location of investor.

13.2 Fees related to sales of the Fund 1. Subscription Fee (1) Subscription Fee for Class A Units Subscription fees for Class A Units of the Fund can be paid by two methods. Subscription fees for Class A Units charged at the time of subscription are front-end load supfront fees; while subscription fees charged on redemption are back-end deferred subscription fee. Investors of the Class A Units may elect either of these payment methods. Front-end upfront subscription fee charged for Class A Units is up to 1.8% and decreases as the Subscription amount increases. Back-end deferred subscription fee is up to 2.0% and decreases as the holding period increases. The details are indicated as follows:

Front-end subscription fee: Subscription Amount of Front-end Subscription Fee Rate Class A Units（M）

M＜1 million Yuan 1.8% 1 million Yuan ≤M＜5 1.2% million Yuan 5 million Yuan ≤M＜10 0.6% million Yuan

China Southern Selected Value Mixed Securities Investment Fund Prospectus (2016 No.1) (Updated)

M≥10 million Yuan 1000 Yuan per subscription

Back-end subscription fee (365 days/year): Holding period of Class A Back-end Subscription Fee Rate Units（N）

N＜1 year 2.0% 1 year≤N＜2 years 1.6% 2 years≤N＜3 years 1.2% 3 years ≤N＜4 years 0.8% 4 years ≤N＜5 years 0.4% N≥5 years 0

(2) Subscription Fee for Class H Units The subscription fee for Class H Units of the Fund shall be up to 5% and the actual rate is determined by the Sales Institutions. (3) The subscription fee of the Fund is charged to the subscriber of the Fund, and shall not be credited into the Fund’s assets. Subscription fee is mainly used for marketing, sales and registration of the Fund. 2. Redemption fee (1) Redemption fee for Class A Units The redemption fee for Class A Units is up to 0.5% and decreases as the holding period increases (365 days/year). The details are indicated as follows: Holding Period of Class A Redemption Fee Rate Units（N） N＜1 year 0.5% 1 year ≤N＜2 years 0.3% N≥2 years 0

Investors can redeem all or part of their Units. The Redemption fee for Class A Units is charged when Investors redeem the Class A Units. The balance after deducting the marketing expenses, registration fees and other handling fees shall be credited into the assets of the Fund. No less than 25% of redemption fee shall be credited into the assets of the Fund. (2) Redemption fee for Class H Units The redemption fee rate for Class H Units of the Fund is 0.13%. Investors can redeem all or part of the Units. The redemption fee Class H Units of the Fund shall be retained by the Fund. 3. The subscription fee rate, redemption fee rate and charging method shall be determined by the Fund Manager according to the requirements under the Fund Contract. The Fund Manager can

China Southern Selected Value Mixed Securities Investment Fund Prospectus (2016 No.1) (Updated) adjust the rates or charging method pursuant to relevant agreements under the Fund Contract. The Fund Manager shall make announcement on at least one Designated Medium two Business Days before the new rates or charging method take effect. 4. The Fund Manager and other Sales Institutions can offer certain concessions on the sales fee of the Fund to the extent that it would not violate the requirements under the laws or constitute a default under the Fund Contract. Please refer to relevant announcements or notices published by the Fund Manager or other Sales Institutions for relevant requirements and procedures of the preferential rates of subscription fee and redemption fee.

§ 14 Description of updated parts of the Fund Prospectus

The Fund Manager has updated the original Prospectus pursuant to the Funds Law and in response to requirements of the relevant laws and regulations and the Fund Manager’s investment management activities carried out for the Fund. The contents updated mainly include: 1. The content of the “IMPORTANT” section has been updated. 2. In the “Fund Manager” section, the “Summary of Fund Manager” and “Introduction of Officers” have been updated. 3. In the “Fund Custodian” section, information of the “Fund Custodians” have been updated. 4. In the “Related Service Agencies” section, the “Sales Institutions” and “Registration Institution” have been updated. 5. In the “Fund Investment” section, the “Investment Portfolio Report of the Fund” and “Performance of the Fund” have been updated. 6. In the “Services to Unitholders” section, the information of “Services to Unitholders” has been updated. 7. In the “Other Disclosures” section, the information about “Other Disclosures” has been updated. 8. Some of the other representations have also been updated.

China Southern Asset Management Co., Ltd. 23 January 2017