China Southern Selected Value Mixed Securities Investment Fund Prospectus (Updated) Summary
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China Southern Selected Value Mixed Securities Investment Fund Prospectus (Updated) Summary (2016 No. 2) Fund Manager: China Southern Asset Management Co., Ltd. Fund Custodian: Industrial and Commercial Bank of China Limited 18 December 2016 1 China Southern Selected Value Mixed Securities Investment Fund Prospectus (Summary)(2016 No. 2) IMPORTANT The Fund has been approved by the CSRC on 25 April 2008 in its approval document Zheng Jian Xu Ke [2008] No. 596, and was established on 18 June 2008. The Fund Manager warrants that the contents of this Prospectus are true, accurate and complete. This Prospectus has been approved by the CSRC; nevertheless, in giving such approval, the CSRC implies no judgment in substance or guarantee for the value and income of the Fund, nor does it imply that the investment in the Fund is risk-free. Before investing in this Fund, investors are advised to have full understanding of the Fund’s product features, and they should consider their own risk tolerance thoroughly, estimate the market rationally, and make decisions on the investment behaviors such as intention, timing and quantity of fund subscription, while they are entitled to the income of the Fund investment, they also bear the corresponding investment risks, including: systematic risks arising from political, economic, social and other influences on the prices of securities; non-systematic risks of individual securities; liquidity risk arising from continuing massive redemption by Unitholders; and management risk arising from the fund management activities of the Fund Manager; risks pertaining to the Fund. Investment involves risk. Before investing in this Fund, investors are advised to read through the Prospectus carefully. The Fund's past performance is not indicative of its future performance. The Fund Manager shall manage the fund assets with honesty, good faith, prudence and efficiency, but does not guarantee any profits or minimum returns on the Fund. This summary is compiled based on the fund contract and Prospectus and has been approved by the China Securities Regulatory Commission. The fund contract is the legal document which prescribes the unitholder’s rights and obligations. By obtaining a share in the Fund, fund investors become unitholders and a party to the fund contract. His or her acts regarding the held units represent his or her acknowledgment and acceptance of the fund contract, he or she shall enjoy the rights and perform the obligations pursuant to the Fund Law, Operation Law, fund contract and other relevant rules. If unitholders need further information about the rights and obligations of fund unitholders may refer to the fund contract. The Prospectus has been reviewed by the Fund Custodian. The content contained in this Prospectus is up to 18 December 2016, and the related financial data and NAV performance data are as of 30 September 2016. (Unaudited) 1 China Southern Selected Value Mixed Securities Investment Fund Prospectus (2016 No.1) (Updated) § Fund Manager 1. Summary of Fund Manager Name: China Southern Asset Management Co., Ltd. Domicile and Office Address: Floors 31-33, Duty-Free Business Building, 6 Fuhua 1st Rd, Funtian Street, Futian District, Shenzhen, China Date of Incorporation: 6 March 1998 Legal Representative: Zhang Haibo Registered Capital: RMB300 million Telephone: (0755) 82763888 Fax: (0755) 82763889 Contact Person: Bao Wenge China Southern Asset Management Co., Ltd. was jointly established by China Southern Securities Co., Ltd., Xiamen International Trust and Investment Company and Guangxi Trust and Investment Co., Ltd. upon the approval of the CSRC Zheng Jian Ji Jin Zi [1998] No. 4. In 2000, its registered capital was increased to RMB100 million upon the approval of the CSRC Zheng Jian Ji Jin Zi [2000] No. 78. In 2005, its registered capital was increased to RMB150 million upon the approval of the CSRC Zheng Jian Ji Jin Zi [2005] No. 201. In 2010, its 30% equity interests held by Shenzhen Airport (Group) Co., Ltd. was transferred to Shenzhen Investment Holdings Co., Ltd. upon the approval Zheng Jian Xu Ke [2010] No. 1073. In 2014, its registered capital was increased to RMB300 million. At present, it is held by Huatai Securities Company Limited, Shenzhen Investment Holdings Co., Ltd., Xiamen International Trust Co., Ltd. and Industrial Securities Co., Ltd. as to 45%, 30%, 15% and 10% respectively. 1.2 Introduction of Officers 1.2.1 Board of Directors Mr. Zhang Haibo, the Chairman. He was born in September 1963, he is a native of Anhui, a member of the PRC communist party, a holder of a master’s degree in business administration with 18 years’ experience in securities business, Chinese. He had served in the Jinagsu Agriculture & Forestry Office of the CPC with the highest position as assistant researcher, and had served in the Jiangsu People’s Government Office as researcher. He joined the Huatai Securities in December 1998 and served in various positons including assistant to President, general manager of investment banking department, director of investment banking business and general manager of head department of investment banking business management, vice-president of Huatai Securities and chairman of Huatai Zijin Investment Co., Ltd, chairman of Huatai Financial Holdings (Hong Kong) Limited, and chairman of Hautai Securities (Shanghai) Assets Management Co., Ltd. He had been responsible for co-management of investment banking, fixed income investments, asset management, direct investment, overseas business, planned finance and human resources. He is 2 China Southern Selected Value Mixed Securities Investment Fund Prospectus (2016 No.1) (Updated) currently the vice-president of Hautai Securities Co., Ltd, party committee member and chairman of China Southern Asset Management Co., Ltd. Ms. Wang Lianfen, Chinese, a director born in 1966, is a native of Tianjin and a member of the PRC communist party. She is holder of master of finance with 23 years’ experiences in securities business. She had worked in companies including sales department of the Saige Group; research officer of Investment I Section of Shenzhen Investment Fund Management Company; deputy general manager of agency business department and general manager of business department (Fuhong Road) of China Eagle Securities Co., Ltd; general manager and assistant to president of China Southern Head Office; assistant to president in Firstrade; general manager business department (Huaqiang North Road, Shenzhen), general manager of channel services department, general manager of operation center, general manager of retail customers department and general manager of executive office of Huatai United Securities. She is currently the assistant to president and general manager of Shenzhen branch office of Huatai Securities Co. Ltd. Mr. Zhang Hui, a director born in 1975. He is a native of Zhejiang, a member of the PRC communist party, holder of a doctor’s degree in economics and management with 17 years’ experiences in securities business, Chinese. He has served as a staff in the Talent Exchange and Service Center of Dongcheng District, Beijing; project manager of Shanghai office of Brilliance Group (Hong Kong); deputy manager of asset management department of Tongshang Holdings Co., Ltd.; project manager of asset management department of Beijing New Margin Ventures Co. Ltd; senior manager of asset management head department, investment planner of securities investment department, deputy general manager of business department of Nantong Securities (Yaogang Road) and general manager of operation department (Ruijinyi Road in Shanghai), deputy general manager of securities investment department and general manager of general affairs department of Huatai Securities Co. Ltd. He is currently the general manager of human resources department and head of organization department of the party committee, and employee supervisor of Huatai Securities Co. Ltd. Mr. Feng Qingshan, Chinese, a director born in 1966. He is a native of Jiangxi, a member of the PRC communist party, a holder of bachelor’s degree in engineering. He had served as deputy brigade commander of land mine company of combat engineer camp of 124th division of the army; political tutor (acting), brigade commander of the organization unit of the division’s political section, deputy divisional secretary of the organization office of political section of the 42nd group army; main camp secretary of the political section of the troop stationed in Hong Kong; main camp secretary of the political section of the troop stationed in Macau; deputy section head (brigade commander) of publicity unit of the political section of the 163rd division of the army; senior staff of education research office of Shenzhen City Committee; disciplinary investigator at deputy level; deputy officer of the office of Shenzhen City Committee; officer of probity fostering office of Shenzhen City Committee. He is currently the director of Shenzhen Investment Holdings Co., Ltd; deputy officer of Office of Shenzhen City Committee; deputy secretary of the party committee, clerk to disciplinary committee and supervisor of Shenzhen Investment Holdings Co., Ltd. 3 China Southern Selected Value Mixed Securities Investment Fund Prospectus (2016 No.1) (Updated) Mr. Li Ping, Chinese, a director born in 1981. He is a native of Sichuan, a member of the PRC communist party, holder of master’s degree in business administration. He has served as secretary to the office of and secretary to directors’ office of the Shenzhen ExpAnder