Ancillary & Support Services

ANCILLARY & SUPPORT SERVICES

Background A wave of regulatory changes has impacted fund and investment structures in recent years resulting in investment managers increasingly looking to independent fund administrators to support with their operations. We strive to deliver timely, accurate and independent fund administration services through the use of the latest in fund administration technology and highly qualified personnel with a deep understanding of local regulatory requirements. As well as providing full services to a range of fund managers, Ocorian has experience in providing a suite of support services to businesses with a local presence who partner with us to capitalise on our robust corporate governance framework and system capabilities. With further regulatory changes on the road ahead together with increasing investor demands for more detailed disclosures and transparency the decision to partner with a trusted service provider has never been easier. At Ocorian we will keep pace with the changes in regulations and continue to invest heavily in our technology so that you don't need to, allowing you the peace of mind to focus on managing your investors and investments. Services The key services that Ocorian are able to provide include: Compliance Services  Provision of Compliance Office, MLRO, MLCO and supporting functions  Bespoke compliance monitoring and management program and comprehensive board reporting  Liaison with the JFSC  Ongoing monitoring & oversight of investor CDD  FATCA & CRS reporting  AIFMD compliance & depositary services

Director Services

 Provision of suitably qualified and experienced, local resident directors

Corporate Governance & Company Secretarial

 Acting as manager of a managed entity  Co-ordination, attendance and minuting of board meetings  Maintenance of statutory records and registers

Administration Services  Maintenance of investor registers  Distribution of investor communications

ocorian .com  Management of fund closings including the equalisation calculations  Management of the capital call and distribution processes  Carried interest calculations  Managing bank accounts and payments process

Accounting Services  Maintaing books and records  Preparation of quarterly management accounts and capital account statements  Preparation of annual financial statements in accordance with IFRS / FRS 102  Planning, liaison and oversight of annual audit

Payroll

 Payroll computation & administration  Managing social security & tax matters  Management of incentive schemes  Administering employment contracts

Systems, Technology and Security Ocorian's core technology platform is the industry leading FrontInvest’s eFront which allows us to seamlessly manage the full fund lifecycle including the provision of bespoke reporting through system generated workflows. In addition Ocorian's manager portal solution provides you with secure real time access to key data and is accessible 24/7 no matter where you are in the world. Selecting the right fund administrator is a key decision. We believe that we have the right mix of technology, governance and processes which together with our expertise, experience and track record with our clients make us a safe pair of hands for your trusted partner. If you would like to arrange a meeting to discuss our services please do get in touch with any of the below senior management team who would be delighted to meet with you at a convenient time:

KEY CONTACTS

CLAIRE LE BROCQ CHARLOTTE CRUICKSHANK LAUREN SALKELD Head of Private Equity & Executive Director Client Director - Alternative Investments Islamic Finance T +44(0)1534 507035 T +44(0)1534 507264 T +44(0)1534 507123 E [email protected] E [email protected] E [email protected]

ocorian.com

Disclaimer and regulatory

The content of this document (including any opinion expressed) is intended for general information purposes only and it does not constitute and should not be interpreted as an offer, an invitation to contract or legal or any other form of professional advice and nor should it be used or relied upon as such. Unless expressly stated otherwise, information in this document is not intended to be comprehensive and is only current at the time of initial publication or, if this document is dated, as at that date and Ocorian gives no warranty as to the adequacy, accuracy or completeness of any such information. Should you require legal or other professional advice, it is recommended that you contact a suitably- qualified lawyer or other relevant professional. Neither Ocorian nor any of its subsidiaries or affiliates from time to time accepts any liability or responsibility whatsoever for any loss that may arise from the use by any person of this document or its content.

Ocorian Limited, Ocorian Fund Services (Jersey) Limited and Ocorian Trust (Capco) Limited are each regulated by the Jersey Financial Services Commission. Ocorian (Luxembourg) S.A. and Ocorian Corporate Services (Luxembourg) S.à r.l. are each regulated by the Luxembourg financial regulator (Commission de Surveillance du Secteur Financier - CSSF). Ocorian S.à r.l and Ocorian Services (Luxembourg) S.à r.l are each regulated by the Luxembourg Association of Qualified Accountants (Ordre des Experts-Comptable - OEC). Ocorian (UK) Limited is authorised and regulated by the Financial Conduct Authority of the United Kingdom. Ocorian (Mauritius) Limited, Ocorian Services (Mauritius) Limited and Ocorian Corporate Services (Mauritius) Limited are each regulated by the Financial Services Commission Mauritius. Ocorian Corporate Administrators Limited, a company registered under the Companies Act 2001 of Mauritius, OCORIAN CORPORATE SERVICES (DIFC) LIMITED is licensed by the Dubai International Financial Centre and regulated by the Dubai Financial Services Authority. OCORIAN CORPORATE SERVICES DMCC is registered and licensed as a freezone company under the rules and regulations of Dubai Multi Commodities Centre Authority. Singapore Trust Company Pte Ltd is regulated by the Monetary Authority of Singapore. Ocorian (Netherlands) B.V. and Ocorian Corporate Services (Netherlands) B.V. are each regulated by De Nederlandsche Bank. Ocorian (Guernsey) Limited (registered Guernsey 45342) is licensed and registered by the Guernsey Financial Services Commission under the Regulation of Fiduciaries, Administration Business and Company Directors, etc. (Bailiwick of Guernsey) Law 2000. Ocorian (Ireland) Limited is an authorised trust or company service provider in accordance with Section 89(6) of the Criminal Justice (Money Laundering and Terrorist Financing) Act 2010 of Ireland.