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金融商品取引法令に基づく金融庁の登録・許認可を受けていない業者 （"Cold Calling" - Non-Registered And/Or Non-Authorized Entities）

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金融商品取引法令に基づく金融庁の登録・許認可を受けていない業者 （ 金融商品取引法令に基づく金融庁の登録・許認可を受けていない業者 （"Cold Calling" - Non-Registered and/or Non-Authorized Entities） 商号、名称又は氏名等 所在地又は住所 電話番号又はファックス番号 ウェブサイトURL 掲載時期 （Name） （Location） （Phone Number and/or Fax Number） （Website） （Publication） 28F Nakanoshima Festival Tower W. 2020年3月 Tokai Fuji Brokerage 3 Chome-2-4 Nakanoshima. (March 2020) Kita. Osaka. Japan Toshida Bldg 7F Miyamoto Asuka and 2020年3月 1-6-11 Ginza, Chuo- Tel:+81 (3) 45720321 Associates (March 2021) ku,Tokyo,Japan. 104-0061 Hibiya Kokusai Bldg, 7F 2-2-3 Uchisaiwaicho https://universalassetmgmt.c 2020年3月 Universal Asset Management Chiyoda-ku Tel:+81 3 4578 1998 om/ (March 2022) Tokyo 100-0011 Japan 9F Tokyu Yotsuya Building, 2020年3月 SHINBASHI VENTURES 6-6 Kojimachi, Chiyoda-ku (March 2023) Tokyo, Japan, 102-0083 9th Fl Onarimon Odakyu Building 3-23-11 Nishishinbashi 2019年12月 Rock Trading Inc Tel: +81-3-4579-0344 https://rocktradinginc.com/ Minato-ku (December 2019) Tokyo, 105-0003 Izumi Garden Tower, 1-6-1 https://thompsonmergers.co 2019年12月 Thompson Mergers Roppongi, Minato-ku, Tokyo, Tel: +81 (3) 4578 0657 m/ (December 2019) 106-6012 2019年12月 SBAV Group https://www.sbavgroup.com (December 2019) Sunshine60 Bldg. 42F 3-1-1, 2019年12月 Hikaro and Partners Higashi-ikebukuro Toshima-ku, (December 2019) Tokyo 170-6042, Japan 31F Osaka Kokusai Building, https://www.smhpartners.co 2019年12月 Sendai Mubuki Holdings 2-3-13 Azuchi-cho, Chuo-ku, Tel: +81-6-4560-4410 m/ (December 2019) Osaka, Japan. 16F Namba Parks Tower 2-10-70 YAMANASHI KYOTO 2019年12月 Nanbanaka, Naniwa-ku, Osaka, Tel: +81 (0) 6-4560-4440 https://www.ykmglobal.com/ MANAGEMENT (December 2019) Japan 8th Floor Shidome, 1.2.20 2019年12月 Tenshi Venture Capital Kaigan, Minatu-ku, Tokyo (December 2019) 6flr Nishi Bldg. 1-15 14 Utsubo- 2019年12月 Gato Capital Partners honmachi Nishi-Ku Osaka 550-0004 (December 2019) 9F Umeda Square Building, 1-12- 2019年12月 Mirai Life Securities 17, Umeda, Kita-Ku, Osaka, Tel: +81-6-4560-5370 (December 2019) Japan. Tokyo (Global Headquarters), 3- http://worldwidefinancinggrou 2019年9月 Worldwide Financing Group Tel: +81 3 4586 9975 1-21 Ariake, Koto-Ku Japan p.com/ (September 2019) Wise Next Shin Yokohama, 2-5-14, Rakuten Global Ventures, Sihnyokohama, Kohoku-ku, 2019年9月 Tel: +81-4-5670-9039 Inc Yokohama-shi, Kanagawa-ken, (September 2019) Yokohama, 222-0033 Japan 17F Osaka Ekimae Dai Building, https://www.mgmcorporate.c 2019年9月 Mitsui Gunma Management Tel: +81 6 4560 5417 1-11-4 Umeda, Osaka om/ (September 2019) 26-1 Sakuragaoka-cho, Shibuya- 2019年9月 JDW Financial Group Tel: +81-3-4540-5510 https://jdwfinancialgroup.com ku, Tokyo ZIP 150-8512 (September 2019) Shiodome City Center, 5-2, http://www.hirobumi.com/ind 2019年9月 Hirobumi & Partners Higashishinbashi 1, 104-0021 ex.php?page=home (September 2019) Hankyu North Bldg., 10-6 2019年9月 Kichida Securities Group Chayamachi Kita-ku, Osaka-shi, Tel: +81 645604073 (September 2019) Osaka, 530-0013 27th floor, 4-7-1 Meieki, 2019年9月 Hayamazaki Inc. Midland Square Tower, Nakamure- (September 2019) ku Nagoya, 450-0002, Japan Midtown Tower, 9-7-1 2019年6月 Tao Holdings Akasaka, Minato-ku, Tokyo, (June 2019) Japan. Shinjuku Park Tower Building 7- http://capitalinvestsolutions.c 2019年6月 Capital Invest Solutions 1, Nishishinjuku 3-chome, Tel: +81 3 4578 0133 om/ (June 2019) Shinjuku-ku, Tokyo 9F Hankyu Terminal Building, 1- https://www.ydminternational. 2019年6月 Yokohama Daisan Management 1-4 Shibata Kita-ku, Osaka, Tel: +81-6-4560-5504 com/ (June 2019) Japan 19th fllor, Rinku Gate Tower,1 2019年6月 Matsumoris Inc Rinkuoraikita, Izumisano, Osaka (June 2019) ZIP 598-0048 14F Shiodome Building, 2019年6月 Daito Nippon Brokerage Tel: +81 3 4578 0676 www.dnbglobal.com Minato-ku, Tokyo (June 2019) Toranomon Twin Building East Tower, 18th FL 2-10-1, Toranomon 2019年6月 Landmark Financials Tel: +81 3 4579 0240 https://landmark.financial/ Minatu-ku Tokyo, (June 2019) ZIP 105-0001 2-5-6, Kyutaromachi, Chuo-ku, 2019年6月 Wellving Asset Management Tel: +81 6 4560 5035 https://wellving-am.com/ Osaka-shi, Osaka (June 2019) Level 35, Nomura Building, https://www.oscinternational. 2019年6月 Oita Sumitomo Corporate Shinjuku, Shinjuku ku, Tokyo, Tel: +81 3 4579 5888 com/ (June 2019) ZIP 163-0532 23rd floor, Shinjuku Mitsui Consolidations and Mergers Building, 2 Chome 1-1, 2019年6月 Tel: +81 3 4540 6156 Regulatory Authority Nishishinjuku, Shinjuku, Tokyo (June 2019) ZIP 163-0410 8-19 Shimizudani cho, https://mabuchipartners.com 2019年6月 Mabuchi & Partners Tennji-ku, Osaka-shi,Osaka Tel: +81 6 4560 4006 / (June 2019) ZIP 543-0011 MG Meguro Ekimae Building, https://crownalliancecapital.c 2019年6月 Crown Alliance Capital 2-15-19 Kamiosaki, Shinagawa-ku, Tel: +81 3 4540 7769 om/ (June 2019) Tokyo, ZIP141-0021 Tokyo Nihonbashi Tower,2-7-1 2019年6月 Grandlink CPA Limited Nihonbashi, Chuo-ku, Tokyo, Tel: +81 3 4578 2106 (June 2019) ZIP 103-6014 Universal Taxation Umeda Sky 1-1 Oyodanaka Kita-ku 2019年6月 Tel: +81 6 4560 4972 Strategies Osaka-shi Osaka ZIP 531-6023 (June 2019) Mita Belljyu Building, Floor 24, 2019年6月 Tatler Cox Tel: +81 3 4579 0731 [email protected] 5-36-7 Shiba, Minato-ku, Tokyo (June 2019) 3-1-1 Nakasakurazuka, Tyonaka https://seclegalprofessionals. 2019年2月 Oaza Nagashima Zaisanku Tel: 001 1 248 621 2204 Shi, Osaka, Japan com/ (February 2019) The Prudential Acquisition 2019年2月 Tel: +81 6 4560 4661 Group, Inc. (February 2019) 8F Shinjuku Yamato Building, 5- Asean Financial Market Tel: +81 3 4520 9762 2019年2月 27-3 Sendagaya, Shibuya-ku, http://www.afmcb.com Compliance Board Fax: +81 3 6478 8023 (February 2019) Tokyo 7F Matsuoka Tamuracho Building, https://www.nsbrokerag 2019年2月 Nanto Sapporo Brokerage Tel: +81 3 4578 0234 Shinbashi, Minato-ku, Tokyo e.com/ (February 2019) 2018年11月 Rongxin Wealth www.rxcfhk.com (November 2018) Midland Square Tower, Nagoya 7- 2018年11月 Murakamikai 1, Aichi (November 2018) ZIP 450-0002 https://superwise- 2018年11月 GL Speed Limited c.com/ly/ (November 2018) 2018年11月 Saga Nagoya Securities 40F Midtown Tower, Tokyo Tel: +81 3 4578 8350 https://snscredit.com/ (November 2018) 14-1, Sakuragaoka-cho Street, http://www.elizabethle 2018年11月 Elizabeth Lenz Tel: +81 3 4578 1536 Tokyo, ZIP 150-8512 nz.com/ (November 2018) 2-9/F, MG Meguro Ekimae Building, https://ramsolutionsgr 2018年11月 RAM Solutions Group 2-15-19 Kamiosaki, Shinagawa-ku, oup.com/ (November 2018) Tokyo, ZIP 141-0031 Asahi Seimei Otemachi Building West capital Inc/west 16F,6-1, Otemachi 2-chome, 2018年11月 Tel: +81-3-4578 0682 capital international Chiyoda-ku, Tokyo, (November 2018) ZIP 100-0004 7F G7 Building, 7-16-12, Ginza, 2018年11月 Akita Matsui Trading Tel: +81 3 4578 9643 www.amtrading-corp.com Chuo-ku, Tokyo (November 2018) Daiju Commodity Shinjuku Center Building, 25-1, Tel： +81 3 4570 4310 2018年11月 www.daiju-cm.com Markets/Daiju Commodities Nishishinjuku 1, Tokyo Fax： +81 3 6745 9537 (November 2018) Nishikawa Bldg, 5th Floor, 2-3- 22 Tenjinbashi Kita-ku, Osaka- Tel： +81 6 4506 4015 2018年11月 Ogami Ventures http://ogamivent.com shi, Osaka, Fax： +81 367 360 364 (November 2018) ZIP 530-0041 Daito-Bldg 4F 2-3-14 Saiwaicho, 2018年11月 Shuzo and Associates Naniwa-ku, Osaka-shi, Osaka, Tel： +81 6 4560 4016 http://shuzoassoc.com (November 2018) ZIP 556-0021 4th Floor, 1-25-5 Higashi Azabu, http:// www.devere- 2018年11月 Devere Acuma Minato-ku, Tokyo, Tel： +81 3 4540 3635 group.com (November 2018) ZIP 106-0044 Otemachi Tower, 1-5-5, http://trisunmanagemen 2018年11月 Tri-Sun Management Otemachi, Chiyoda-ku, Tokyo t.com/ (November 2018) Marunouchi Kitaguchi Bldg. Japan International http://japaninternatio 2018年8月 1-6-5, Marunouchi, Chiyoda-ku, Commodities nalcommodities.com/ (August 2018) Tokyo, ZIP 100-8262 Head Office: 32F, Toranomon Resona Dai-Ichi https://www.rdgfinanci 2018年8月 Hills, 1-23-4, Toranomon, Tel: +81 3 4540 6704 Group/Resona Day-Ichi Group al.com/ (August 2018) Minato-ku, Tokyo Izumi Garden Tower, 1 Chome-6-1 https://taylormckenzie 2018年8月 Taylor mckenzie Roppongi, Minato-ku, Tokyo, ZIP Tel: +81 3 4579 5691 .net/ (August 2018) 106-0032 48F Shinbashi Tokyu Bldg 4-21-3, http://www.fsajp.com/d 2018年8月 Delwebb Limited Shinbashi Minato-ku, Tokyo, ZIP Tel: +81 345 405 931 elwebb-limited/ (August 2018) 105-0004 22F Hibiya Kokusai Building, https://www.kysecuriti 2018年8月 Kangyo Yokohama Securities 2-2-3 Uchisaiwai-cho, Chiyoda- Tel: +81 3 4579 0434 es.com (August 2018) ku, Tokyo 4FL Yusen Building http://phoenixdirectma 2018年8月 Phoenix Direct Management 2-3-2 Marunouchi, Chiyoda-ku Tel: +81 3 4578 7985 nagement.com/ (August 2018) Tokyo, ZIP 100-0005 Tokyo Shinjuku Park Tower, 29/F, Grace Investment/ Grace 2018年8月 Nishishinjuku 3-7-1, 163-1055 Investment L.L.C (August 2018) Tokyo IBG Capital Partners Gran Tokyo North Tower, 1-208-5 2018年8月 Yaesu, Chiyoda-ku, Tokyo (August 2018) 13F Harumi Island Triton Square Office Tower Y, 8-11, Harumi 1- https://sdbholdings.co 2018年8月 Shinhan Daiwa Brokerage Tel: +81 3 4577 6144 chome, m/ (August 2018) Chuo-ku, Tokyo ZIP 104-8610 2018年8月 Hollis Kookmin Financial (August 2018) Roppongi Hills Tower, 106-6108, 2018年8月 Michael Ulrich Hartmann Tel: +81 345 106 158 Minato, Roppongi, Tokyo (August 2018) 6th Floor, Owl Tower, 4-21-1, https://atbholdings.co 2018年8月 ATB Holdings Higashiikebukuro, Toshima-ku, Tel: +81 3 4540 0915 m/ (August 2018) Tokyo Otemachi Tower 29/F, 1-5-5 2018年8月 Toronto Sumitomo Trading Otemachi, Chiyoda-ku, Tokyo, ZIP Tel: +81 3 4590 0813 (August 2018) 100-8176 Northridge Financial Tenri Building, 1-4-1 Kita- http://www.northridgef 2018年8月 Partners Saiwai, Yokohama, Kanagawa-ken inancialpartners.com/ (August 2018) Cerlean Tower, 26-1, https://barkcapitalpar 2018年8月 Bark
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