Strategies to Enhance Drug Absorption Via Nasal and Pulmonary Routes
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pharmaceutics Review Strategies to Enhance Drug Absorption via Nasal and Pulmonary Routes Maliheh Ghadiri * , Paul M. Young and Daniela Traini Respiratory Technology, Woolcock Institute of Medical Research and Discipline of Pharmacology, Faculty of Medicine and Health, The University of Sydney, Camperdown, NSW 2006, Australia; [email protected] (P.M.Y.); [email protected] (D.T.) * Correspondence: [email protected]; Tel.: +61(2)911-40366 Received: 16 January 2019; Accepted: 5 March 2019; Published: 11 March 2019 Abstract: New therapeutic agents such as proteins, peptides, and nucleic acid-based agents are being developed every year, making it vital to find a non-invasive route such as nasal or pulmonary for their administration. However, a major concern for some of these newly developed therapeutic agents is their poor absorption. Therefore, absorption enhancers have been investigated to address this major administration problem. This paper describes the basic concepts of transmucosal administration of drugs, and in particular the use of the pulmonary or nasal routes for administration of drugs with poor absorption. Strategies for the exploitation of absorption enhancers for the improvement of pulmonary or nasal administration are discussed, including use of surfactants, cyclodextrins, protease inhibitors, and tight junction modulators, as well as application of carriers such as liposomes and nanoparticles. Keywords: nasal; pulmonary; drug administration; absorption enhancers; nanoparticle; and liposome 1. Background Absorption enhancers are functional excipients included in formulations to improve the absorption of drugs across biological barriers. They have been investigated for many years, particularly to enhance the efficacy of peptides, proteins, and other pharmacologically active compounds that have poor barrier permeability [1]. The ideal absorption enhancer should be one that protects biological agents against enzymatic degradation and causes a rapid opening of the relevant barrier while enhancing absorption transiently. As a portal for non-invasive delivery, nasal and pulmonary administration has several advantages over traditional oral medication or injection. Nasal and pulmonary delivery are non-invasive routes of administration that target the delivered dose directly to the site of drug action [2,3]. Moreover, drug delivery to the respiratory area can also be used for systemic delivery of peptides and proteins due to the large surface area for drug absorption. Pulmonary and nasal administration bypasses first-pass metabolism that is observed in oral administration and the lung and nasal cavity have a low drug metabolizing environment [4]. Despite all these advantages, there is a significant challenge to enhance the absorption of the active agent via these routes. In nasal and pulmonary administration, absorption enhancers have been investigated over the last two decades, to increase the rate of absorption by targeting different mechanisms [5,6]. These mechanisms are either to improve the permeation of materials across the epithelial barrier via intracellular or paracellular mechanisms (Figure1) or to enhance stability and mucus solubility of the drugs regionally. However, to date, no safe absorption enhancer for pulmonary administration of drugs has translated into commercial products. Their use has generated safety concerns due to potential irreversible alteration of the epithelial cell membrane, which could potentially make the lung susceptible to the entry of exogenous allergens. While there are Pharmaceutics 2019, 11, 113; doi:10.3390/pharmaceutics11030113 www.mdpi.com/journal/pharmaceutics PharmaceuticsPharmaceutics2019 2019,,11 11,, 113 x FOR PEER REVIEW 22 of 2020 of the epithelial cell membrane, which could potentially make the lung susceptible to the entry of noexogenous absorption allergens. enhancers While for there pulmonary are no drugabsorption administration enhancers on for the pulmonary market, quite drug a administration few appear to beon atthe the market, threshold quite of a becoming few appear products to be at for the nasal thresh administration.old of becoming products for nasal administration. ThisThis reviewreview criticallycritically assessesassesses advancesadvances inin thethe fieldfield ofof absorptionabsorption enhancersenhancers forfor nasalnasal andand pulmonarypulmonary drugdrug administration.administration. The The various various agents used to increase the absorptionabsorption ofof poorlypoorly permeablepermeable drugs,drugs, theirtheir mechanismsmechanisms ofof action,action, safety,safety, and and effectiveness effectiveness are are also also presented. presented. FigureFigure 1.1. MechanismsMechanisms ofof absorption absorption includes; includes; (a) (a) Transcellular Transcellular diffusion, diffusion, (b) (b) Para Para cellular cellular transport, transport, (c) Vesicle(c) Vesicle mediated mediated transport, transport, and an (d)d Carrier(d) Carrier mediated mediated transport. transport. 2.2. TheThe BarriersBarriers TheThe firstfirst requirement requirement for for drug drug absorption absorption is for is thefor activethe active pharmaceutical pharmaceutical ingredient ingredient (API, or(API, drug) or todrug) reach to the reach absorbing the absorbing barrier. barrier. For the For respiratory the respiratory system, system, the drug the has drug to be has deposited to be deposited on the luminal on the surfaceluminal of surface the epithelial of the membraneepithelial membrane and be absorbed and be before absorbed being before cleared being or degraded. cleared Furthermore,or degraded. adequateFurthermore, absorption adequate of theabsorption API may of also the requireAPI may controlling also require its releasecontrolling profile its as release it passes profile through as it multiplepasses through biological multiple barriers. biological These barriers barriers. include: These (1)barriers the surfactant include: layer,(1) the mucus surfactant layer, layer, (2) epithelial mucus layer,layer, (3)(2) interstitium epithelial layer, and basement (3) interstitium membrane, and basement and (4) capillary membrane, endothelium and (4) (Figurecapillary2). endothelium (FigureThe 2). mucus layer is the first barrier. The deposited drug needs to be dissolved or transverse the mucusThe layer mucus before layer degradation is the first barrier. due to theThe enzymatic deposited activitydrug needs or clearance to be dissolved by mucociliary or transverse activity. the Becausemucus layer the ciliary before action degradation is relatively due fastto the in removingenzymatic the activity drug fromor clearance the absorption by mucociliary site, permeation activity. enhancersBecause the must ciliary act action rapidly is torelatively increase fast bioavailability. in removing the The drug understanding from the absorption of mucus site, layer permeation thickness andenhancers clearance must rate act is rapidly important to increase to develop bioavailab drug deliveryility. The strategies understanding to overcome of mucus mucosal layer clearancethickness mechanisms.and clearance In rate the is lung, important the thickness to develop of the drug luminal delivery mucus strategies gel has been to overcome reported tomucosal be ~5–10 clearanceµm [7]. Themechanisms. underlying, In the less lung, viscoelastic the thic solkness layer, of the also luminal known mucus as the periciliarygel has been liquid, reported covers to thebe ~5–10 cilia andμm has[7]. anThe additional underlying, 5–10 lessµ mviscoelastic thickness sol [7]. layer, However, also known other studiesas the periciliary based on liquid, confocal covers fluorescence the cilia microscopyand has an additional suggest that 5–10 airway μm thickness mucus may [7]. range However, in thickness other studies from 5 based to 55 µonm confocal [8,9]. The fluorescence nasal tract hasmicroscopy a thin mucus suggest layer that which airway is mucus readily may accessible range in and thickness considered from highly5 to 55 permeableμm [8,9]. The compared nasal tract to otherhas a mucosalthin mucus surfaces layer [which10]. In is the readily nasal accessibl tract, thee ciliaryand considered motion transports highly permeable mucus with compared the flow to rateother of mucosal about 5 mmsurfaces per minute,[10]. In the and nasal the mucus tract, the layer ciliary is renewed motion approximatelytransports mucus every with 20 the min flow [11 ,rate12]. Similarly,of about 5 the mm luminal per minute, gel layer and of respiratorythe mucus tractlayer mucusis renewed is replaced approximately every 10 toevery 20 min, 20 min [11]. [11,12]. While, theSimilarly, sol layer the of luminal respiratory gel layer mucus of hasrespiratory a slower tract rate mucus of clearance is replaced than theevery more 10 to solid-like 20 min, luminal[11]. While, gel layer.the sol Drug layer absorption of respiratory via mucus the nose has is a dependent slower rate on of drug clearance clearance than fromthe more the nasalsolid-like cavity, luminal which gel is determinedlayer. Drug byabsorption nasal mucociliary via the nose clearance is dependent (MC). In on a studydrug clearance by Inoue from et al., the the nasal effect cavity, of nasal which MC on is indetermined vivo absorption by nasal of mucociliary norfloxacin afterclearance intranasal (MC). administration In a study by Inoue to rats et was al., the estimated effect of quantitatively. nasal MC on Thisin vivo study absorption resulted of in norfloxacin a model to after precisely