Speakers You'll Be Quoting ALL of 2020
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Align Technology, Inc. 2006 Annual Report
our path is clear... Align Technology, Inc. Inc. Technology, Align 2006 Annual Report2006 Annual 881 Martin Ave. Santa Clara, CA 95050 408.470.1000 www.aligntech.com Align Technology, Inc. 002CS-13275 2006 Annual Report in every sense officers and directors EXECUTIVE TEAM Len Hedge Joseph S. Lacob Thomas M. Prescott Vice President, Operations Partner Kleiner Perkins Caufield & Byers President and Michael Henry Chief Executive Officer Vice President, C. Raymond Larkin, Jr. Eldon M. Bullington Information Technology Chairman of the Board Vice President, Finance and Chief Information Officer Align Technology, Inc. and Chief Financial Officer Gil Laks George Morrow Hossein Arjomand Vice President, International Executive Vice President Amgen, Inc. Vice President, Research Darrell Zoromski and Development Vice President, Global Marketing Thomas M. Prescott Sonia Clark and Chief Marketing Officer President and Chief Executive Officer Vice President, Human Resources BOARD OF DIRECTORS Align Technology, Inc. Dan S. Ellis H. Kent Bowen Vice President, Bruce Rauner Professor of Greg J. Santora North American Sales Business Administration Former Chief Financial Officer Harvard University Graduate Shopping.com Roger E. George School of Business Administration Vice President, Legal and Warren S. Thaler Corporate Affairs, General Counsel David E. Collins President and Corporate Secretary Former Vice Chairman Gund Investment Corporation Johnson & Johnson shareholder information CORPORATE INVESTOR RELATIONS TRANSFER AgENT HEADQUARTERS For additional -
Kevin J. Dallas Joins Align Technology Board of Directors
March 5, 2018 Kevin J. Dallas Joins Align Technology Board of Directors SAN JOSE, Calif., March 05, 2018 (GLOBE NEWSWIRE) -- Align Technology, Inc. (NASDAQ:ALGN) announced today that it has appointed Kevin J. Dallas to its board of directors. Mr. Dallas is Corporate Vice President, Artificial Intelligence & Intelligent Cloud Business Development at Microsoft Corporation (NASDAQ:MSFT), where his team creates partnerships that help enable the digital transformation of customers and partners across a range of industries including: connected/autonomous vehicles, industrial IoT, discrete manufacturing, retail, gaming, financial services, media and entertainment, and healthcare. "Kevin brings extensive experience leading digital transformations in commercial and consumer markets to our board of directors," said Joe Hogan, president and CEO of Align Technology. "As an industry expert at the forefront of the mobile enterprise market, Kevin's track record for continuous innovation will be an asset to Align as we focus on executing our growth strategy to deliver new technology and innovations for our doctors and consumers." In his current role at Microsoft, Mr. Dallas is responsible for creating partnerships that leverage advanced technologies that include intelligent cloud and intelligent edge services, that are: transforming products, optimizing operations, empowering employees, and enhancing customer engagement. Prior to joining Microsoft in 1996, Mr. Dallas held roles at NVIDIA Corporation and National Semiconductor (now Texas Instruments Inc.) in the U.S., Europe, and the Middle East in roles that included microprocessor design, systems engineering, product management, and end-to-end business leadership. He holds an Executive M.B.A. degree from the Kellogg School of Management at Northwestern University, and a B.S. -
Notes to Portfolio of Investments—March 31, 2021 (Unaudited)
Notes to portfolio of investments—March 31, 2021 (unaudited) Shares Value Common stocks: 99.36% Communication services: 9.92% Interactive media & services: 8.14% Alphabet Incorporated Class C † 4,891 $ 10,117,669 Facebook Incorporated Class A † 21,120 6,220,474 16,338,143 Wireless telecommunication services: 1.78% T-Mobile US Incorporated † 28,582 3,581,039 Consumer discretionary: 10.99% Automobiles: 1.91% General Motors Company † 66,899 3,844,017 Internet & direct marketing retail: 3.59% Amazon.com Incorporated † 2,329 7,206,112 Multiline retail: 1.69% Dollar General Corporation 16,717 3,387,199 Specialty retail: 3.80% Burlington Stores Incorporated † 15,307 4,573,732 Ulta Beauty Incorporated † 9,936 3,071,913 7,645,645 Consumer staples: 2.81% Food & staples retailing: 1.60% Sysco Corporation 40,883 3,219,127 Household products: 1.21% Church & Dwight Company Incorporated 27,734 2,422,565 Financials: 7.38% Capital markets: 4.85% CME Group Incorporated 7,970 1,627,713 Intercontinental Exchange Incorporated 24,575 2,744,536 S&P Global Incorporated 9,232 3,257,696 The Charles Schwab Corporation 32,361 2,109,290 9,739,235 Insurance: 2.53% Chubb Limited 13,181 2,082,203 Marsh & McLennan Companies Incorporated 24,610 2,997,498 5,079,701 Health care: 14.36% Biotechnology: 1.11% Alexion Pharmaceuticals Incorporated † 14,516 2,219,642 Health care equipment & supplies: 6.29% Align Technology Incorporated † 5,544 3,002,242 Boston Scientific Corporation † 79,593 3,076,269 See accompanying notes to portfolio of investments Wells Fargo VT Opportunity -
The CEO Action for Diversity & Inclusion™ Aims to Rally The
The CEO Action for Diversity & Inclusion™ aims to rally the business community to advance diversity & inclusion within the workplace by working collectively across organizations and sectors. It outlines a specific set of actions the undersigned companies will take to cultivate a trusting environment where all ideas are welcomed and employees feel comfortable and empowered to discuss diversity & inclusion. All the signatories serve as leaders of their companies and have committed to implementing the following pledge within their workplaces. Where companies have already implemented one or several of the commitments, the undersigned commit to support other companies in doing the same. The persistent inequities across our country underscore our urgent, national need to address and alleviate racial, ethnic and other tensions and to promote diversity within our communities. As leaders of some of America’s largest corporations, we manage thousands of employees and play a critical role in ensuring that inclusion is core to our workplace culture and that our businesses are representative of the communities we serve. Moreover, we know that diversity is good for the economy; it improves corporate performance, drives growth and enhances employee engagement. Simply put, organizations with diverse teams perform better. We recognize that diversity & inclusion are multifaceted issues and that we need to tackle these subjects holistically to better engage and support all underrepresented groups within business. To do this, we believe we also need to address honestly and head-on the concerns and needs of our diverse employees and increase equity for all, including Blacks, Latinos, Asians, Native Americans, LGBTQ, disabled, veterans and women. -
Charles Wozniak , Et Al. V. Align Technology, Inc., Et Al. 09-CV
1 COUGHLIN STOIA GELLER RUDMAN & ROBBINS LLP 2 WILLOW E. RADCLIFFE (200087) SARAH R. HOLLOWAY (254134) 3 100 Pine Street, Suite 2600 San Francisco, CA 94111 4 Telephone: 415/288-4545 415/288-4534 (fax) 5 [email protected] [email protected] 6 Lead Counsel for Plaintiff 7 [Additional counsel appear on signature page.] 8 UNITED STATES DISTRICT COURT 9 NORTHERN DISTRICT OF CALIFORNIA 10 SAN FRANCISCO DIVISION 11 CHARLES WOZNIAK, Individually and on ) No. 3:09-cv-03671-MMC 12 Behalf of All Others Similarly Situated, ) ) CLASS ACTION 13 Plaintiff, ) ) AMENDED COMPLAINT FOR 14 vs. ) VIOLATIONS OF FEDERAL SECURITIES ) LAWS 15 ALIGN TECHNOLOGY, INC., et al., ) ) JURY TRIAL DEMANDED 16 Defendants. ) ) 17 18 19 20 21 22 23 24 25 26 27 28 479879_1 1 TABLE OF CONTENTS 2 Page 3 NATURE OF THE ACTION 1 4 Defendants Issued False and Misleading Statements About Align’s Processing Capacity, Backlog and Sales Focus on New Revenue Cases 2 5 Investors Begin to Learn the Truth 7 6 JURISDICTION AND VENUE 9 7 THE PARTIES 9 8 CONFIDENTIAL WITNESSES 11 9 DEFENDANTS’ FRAUDULENT SCHEME 15 10 BACKGROUND TO THE CLASS PERIOD 15 11 The OrthoClear Settlement 16 12 DEFENDANTS’ FALSE AND MISLEADING STATEMENTS 18 13 Defendants’ January 30, 2007 False and Misleading Statements 18 14 Defendants’ April 26, 2007 False and Misleading Statements 24 15 Defendants’ July 25, 2007 False and Misleading Statements 27 16 Investors Begin to Learn the Truth 31 17 ADDITIONAL SCIENTER ALLEGATIONS 33 18 Insider Sales 39 19 LOSS CAUSATION/ECONOMIC LOSS 41 20 APPLICABILITY OF PRESUMPTION -
ACVR NT High Income
American Century Investments® Quarterly Portfolio Holdings NT High Income Fund June 30, 2021 NT High Income - Schedule of Investments JUNE 30, 2021 (UNAUDITED) Shares/ Principal Amount ($) Value ($) CORPORATE BONDS — 94.0% Aerospace and Defense — 1.9% Bombardier, Inc., 6.00%, 10/15/22(1) 1,287,000 1,291,240 Bombardier, Inc., 7.50%, 12/1/24(1) 1,450,000 1,517,070 Bombardier, Inc., 7.50%, 3/15/25(1) 676,000 696,702 Bombardier, Inc., 7.875%, 4/15/27(1) 1,100,000 1,142,636 BWX Technologies, Inc., 4.125%, 4/15/29(1) 525,000 535,521 F-Brasile SpA / F-Brasile US LLC, 7.375%, 8/15/26(1) 600,000 620,250 Howmet Aerospace, Inc., 5.125%, 10/1/24 1,925,000 2,129,493 Howmet Aerospace, Inc., 5.90%, 2/1/27 125,000 146,349 Howmet Aerospace, Inc., 5.95%, 2/1/37 1,975,000 2,392,574 Rolls-Royce plc, 5.75%, 10/15/27(1) 600,000 661,668 Spirit AeroSystems, Inc., 5.50%, 1/15/25(1) 400,000 426,220 Spirit AeroSystems, Inc., 7.50%, 4/15/25(1) 875,000 936,587 Spirit AeroSystems, Inc., 4.60%, 6/15/28 600,000 589,515 TransDigm, Inc., 7.50%, 3/15/27 675,000 718,942 TransDigm, Inc., 5.50%, 11/15/27 6,000,000 6,262,500 TransDigm, Inc., 4.625%, 1/15/29(1) 1,275,000 1,279,195 TransDigm, Inc., 4.875%, 5/1/29(1) 1,425,000 1,440,319 Triumph Group, Inc., 8.875%, 6/1/24(1) 315,000 350,833 Triumph Group, Inc., 6.25%, 9/15/24(1) 275,000 280,159 Triumph Group, Inc., 7.75%, 8/15/25 375,000 386,250 23,804,023 Air Freight and Logistics — 0.3% Cargo Aircraft Management, Inc., 4.75%, 2/1/28(1) 850,000 869,584 Western Global Airlines LLC, 10.375%, 8/15/25(1) 875,000 1,003,520 XPO Logistics, Inc., 6.125%, 9/1/23(1) 1,100,000 1,111,820 XPO Logistics, Inc., 6.75%, 8/15/24(1) 475,000 494,000 3,478,924 Airlines — 1.1% American Airlines Group, Inc., 5.00%, 6/1/22(1) 750,000 751,890 American Airlines, Inc., 11.75%, 7/15/25(1) 2,475,000 3,109,219 American Airlines, Inc. -
HL Global Equity Strategy Holdings
Global Equity ADR Holdings as of June 30, 2021 Communication Services Country End Wt. (%) Health Care Country End Wt. (%) Alphabet (Internet products and services) US 3.6 Sysmex (Clinical laboratory equipment manufacturer) Japan 1.3 CD Projekt (Video game developer) Poland 0.9 Thermo Fisher Scientific (Health care products & svcs.) US 1.8 Disney (Diversified media and entertainment provider) US 1.0 UnitedHealth Group (Health care support services) US 1.1 Facebook (Social network) US 2.2 Vertex Pharmaceuticals (Pharma manufacturer) US 1.9 NetEase (Gaming and internet services) China 1.2 WuXi Biologics (Biopharma manufacturer) China 2.1 Tencent (Internet and IT services) China 1.2 Industrials Consumer Discretionary Ametek (Electronic instruments manufacturer) US 1.0 Alibaba (E-commerce retailer) China 1.0 Atlas Copco (Industrial equipment manufacturer) Sweden 1.0 Amazon.com (E-commerce retailer) US 3.0 Country Garden Services (Residential property mgr.) China 1.7 eBay (E-commerce retailer) US 1.6 Epiroc (Industrial equipment manufacturer) Sweden 0.7 Etsy (E-commerce retailer) US 1.0 John Deere (Industrial equipment manufacturer) US 2.5 Nike (Athletic footwear and apparel retailer) US 2.0 MISUMI Group (Machinery-parts supplier) Japan 0.4 Trip.com Group (Online travel services) China 0.9 Roper (Diversified technology businesses operator) US 0.9 VF Corporation (Footwear and apparel retailer) US 0.9 Schneider Electric (Energy management products) France 1.0 Consumer Staples Spirax-Sarco (Industrial components manufacturer) UK 0.5 Estée Lauder -
Printmgr File
Portfolio of investments—September 30, 2020 (unaudited) Shares Value Common Stocks: 98.71% Communication Services: 8.49% Interactive Media & Services: 7.01% Alphabet Incorporated Class C † 4,933 $ 7,249,537 Facebook Incorporated Class A † 19,758 5,174,620 12,424,157 Wireless Telecommunication Services: 1.48% T-Mobile US Incorporated † 22,930 2,622,275 Consumer Discretionary: 10.13% Automobiles: 1.82% General Motors Company 108,981 3,224,748 Internet & Direct Marketing Retail: 3.81% Amazon.com Incorporated † 2,144 6,750,877 Multiline Retail: 1.28% Dollar General Corporation 10,826 2,269,346 Specialty Retail: 3.22% Burlington Stores Incorporated † 16,250 3,348,963 Ulta Beauty Incorporated † 10,548 2,362,541 5,711,504 Consumer Staples: 2.61% Food & Staples Retailing: 1.51% Sysco Corporation 42,958 2,672,847 Household Products: 1.10% Church & Dwight Company Incorporated 20,884 1,957,040 Financials: 9.20% Capital Markets: 5.18% CME Group Incorporated 9,434 1,578,403 Intercontinental Exchange Incorporated 33,260 3,327,663 S&P Global Incorporated 7,447 2,685,388 The Charles Schwab Corporation 43,771 1,585,823 9,177,277 Consumer Finance: 1.19% Discover Financial Services 36,582 2,113,708 Insurance: 2.83% Chubb Limited 17,361 2,015,959 Marsh & McLennan Companies Incorporated 26,126 2,996,652 5,012,611 Health Care: 16.49% Biotechnology: 0.99% Alexion Pharmaceuticals Incorporated † 15,411 1,763,481 Health Care Equipment & Supplies: 5.52% Align Technology Incorporated † 5,029 1,646,293 Boston Scientific Corporation † 74,552 2,848,632 See accompanying notes to portfolio of investments. -
NIRI Chicago F 435-604-6049 P.O Box 60363 [email protected] Chicago, IL 60660
p 773-262-1090 NIRI Chicago f 435-604-6049 P.O Box 60363 [email protected] Chicago, IL 60660 www.nirichicago.org September 25, 2020 Ms. Vanessa Countryman Secretary U.S. Securities and Exchange Commission 100 F Street, NE Washington, DC 20549 Re: Reporting Threshold for Institutional Investment Managers, Release No. 34-89290; File No. S7-08-20 Dear Ms. Countryman: The leadership of the National Investor Relations Institute’s Chicago chapter (“NIRI Chicago”), together with the 23 undersigned companies, are writing in opposition to the Commission’s proposed amendments to the Form 13F reporting rules (Reporting Threshold for Institutional Investment Managers, Release No. 34-89290; File No. S7-08- 20). Instead, we urge the Commission to withdraw the proposal as submitted and hold a public roundtable to consider alternate forms of 13F modernization, as recently proposed by the National Investor Relations Institute, the NYSE Group, Nasdaq, and the Society for Corporate Governance.1 NIRI Chicago is one of the largest NIRI chapters in the United States. Our diverse membership represents companies across a variety of industry sectors, primarily in the Chicago area and in adjacent states of Wisconsin, Indiana, Michigan, and Tennessee, as well as the counselors that serve them. We believe that the proposed rule, which arbitrarily increases the reporting threshold 35 times to $3.5 billion, would have a detrimental impact across our membership base. NIRI Chicago’s member companies, listed on the New York Stock Exchange and Nasdaq, have a combined market capitalization of approximately $1.1 trillion; however, mid- cap or smaller companies comprise 67% of our membership. -
Usaa Fund Holdings Usaa Nasdaq-100 Index Fund
USAA FUND HOLDINGS As of June 30, 2021 USAA NASDAQ-100 INDEX FUND CUSIP TICKER SECURITY NAME SHARES/PAR/CONTRACTS MARKET VALUE 00507V109 ATVI ACTIVISION BLIZZARD INC 229,531.00 21,906,438.64 00724F101 ADBE ADOBE INC 141,201.00 82,692,953.64 007903107 AMD ADVANCED MICRO DEVICES 358,915.00 33,712,885.95 015351109 ALXN ALEXION PHARMACEUTICALS 65,289.00 11,994,242.19 016255101 ALGN ALIGN TECHNOLOGY INC 23,377.00 14,283,347.00 02079K107 GOOG ALPHABET INC - CLASS C 62,814.00 157,431,984.48 02079K305 GOOGL ALPHABET INC - CLASS A 58,382.00 142,556,583.78 023135106 AMZN AMAZON.COM, INC. 97,900.00 336,791,664.00 025537101 AEP AEP CO., INC. 147,626.00 12,487,683.34 031162100 AMGN AMGEN, INC. 169,722.00 41,369,737.50 032654105 ADI ANALOG DEVICES, INC. 108,951.00 18,757,004.16 03662Q105 ANSS ANSYS INC 25,745.00 8,935,059.70 037833100 AAPL APPLE, INC. 3,239,420.00 443,670,963.20 038222105 AMAT APPLIED MATERIALS, INC. 269,988.00 38,446,291.20 052769106 ADSK AUTODESK, INC. 65,007.00 18,975,543.30 053015103 ADP AUTOMATIC DATA PROCESSING 125,698.00 24,966,136.76 056752108 BIDU BAIDU INC 76,539.00 15,606,302.10 09062X103 BIIB BIOGEN INC 44,474.00 15,400,011.98 09857L108 BKNG BOOKING HOLDINGS INC 12,127.00 26,534,967.43 11135F101 AVGO BROADCOM INC 120,612.00 57,512,626.08 12514G108 CDW CDW CORP OF DELAWARE 41,416.00 7,233,304.40 126408103 CSX CSX CORP. -
UNIVAR SOLUTIONS INC. (Name of Registrant As Specified in Its Charter) Payment of Filing Fee (Check the Appropriate Box)
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 14A Proxy Statement Pursuant to Section 14(a) of the Securities Exchange Act of 1934 Filed by the Registrant ☒ Filed by a Party other than the Registrant ☐ Check the appropriate box: ☒ Preliminary Proxy Statement ☐ Confidential, for Use of the Commission Only (as permitted by Rule 14a-6(e)(2)) ☐ Definitive Proxy Statement ☐ Definitive Additional Materials ☐ Soliciting Material Pursuant to §240.14a-12 UNIVAR SOLUTIONS INC. (Name of Registrant as Specified In Its Charter) Payment of Filing Fee (Check the appropriate box): ☒ No fee required ☐ Fee computed on table below per Exchange Act Rules 14a-6(i)(4) and 0-11 (1) Title of each class of securities to which transaction applies: (2) Aggregate number of securities to which transaction applies: (3) Per unit price or other underlying value of transaction computed pursuant to Exchange Act Rule 0-11 (set forth the amount on which the filing fee is calculated and state how it was determined): (4) Proposed maximum aggregate value of transaction: (5) Total fee paid: ☐ Fee paid previously with preliminary materials. ☐ Check box if any part of the fee is offset as provided by Exchange Act Rule 0-11(a)(2) and identify the filing for which the offsetting fee was paid previously. Identify the previous filing by registration statement number, or the Form or Schedule and the date of its filing. (1) Amount Previously Paid: (2) Form, Schedule or Registration Statement No.: (3) Filing Party: (4) Date Filed: 2021 Annual Meeting Notice and Proxy Statement May 6, 2021 Univar Solutions innovate. -
POLEN FOCUS GROWTH STRATEGY Summary • During the Fourth Quarter of 2018, the Polen Focus Growth Composite (The “Portfolio”) Returned -12.59%
PORTFOLIO MANAGER COMMENTARY Fourth Quarter 2018 POLEN FOCUS GROWTH STRATEGY Summary • During the fourth quarter of 2018, the Polen Focus Growth Composite (the “Portfolio”) returned -12.59%. The Russell 1000 Growth and the S&P 500 returned -15.89% and -13.52%, respectively. For the full year 2018, the Portfolio returned +8.98%, while the returns for the Russell 1000 Growth and S&P 500 were negative at -1.51% and -4.39%, respectively. • The Consumer Staples, Real Estate and Utilities sectors held up best in the quarter, while Dan Davidowitz, CFA the Energy, Technology and Communications Services sectors declined the most in the Head of the Large Company quarter. Our Portfolio outperformed mostly due to stock selection for the quarter and Growth Team full year, which is typical. & Portfolio Manager • After three quarters of very strong returns to start 2018, there was a heavy reversal in the equity markets in the fourth quarter, seemingly driven by a combination of factors. We believe equity market participants, especially in the U.S., had become complacent after roughly a decade of positive returns that have far outstripped the underlying earn- ings growth of corporate America. Additionally, concerns about slowing GDP, slowing earnings growth, trade wars and a U.S. government shutdown seemed to influence some de-risking behavior. We also believe passive and trend-following strategies amplified the negative price performance of equities in the fourth quarter. • Our low debt, high return on equity Portfolio provided downside protection during the Damon Ficklin fourth quarter and a strong positive return for the year.