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UNIVERSITY OF CINCINNATI Date: July 31, 2005______ I, Colleen Richardson , hereby submit this work as part of the requirements for the degree of: Doctor of Musical Arts in: Conducting, Wind Emphasis It is entitled: Edgard Varèse and the Visual Avant-Garde: A Comparative Study of Intégrales and Works of Art by Marcel Duchamp This work and its defense approved by: Chair: Rodney K. Winther____________ Kimberly Paice _______________ Terence G. Milligan____________ _____________________________ _______________________________ Edgard Varèse and the Visual Avant-Garde: A Comparative Study of Intégrales and Works of Art by Marcel Duchamp A document submitted to the Division of Research and Advanced Studies of the University of Cincinnati in partial fulfillment of the requirements for the degree of DOCTOR OF MUSICAL ARTS in the Ensembles and Conducting Division of the College-Conservatory of Music 2005 by Colleen Richardson B.M., Brandon University, 1987 M.M., University of Calgary, 2001 Committee Chair: Rodney Winther ABSTRACT Edgard Varèse (1883–1965) had closer affiliations throughout his life with painters and poets than with composers, and his explanations or descriptions of his music resembled those of visual artists describing their own work. Avant-garde visual artists of this period were testing the dimensional limits of their arts by experimenting with perspective and concepts of space and time. In accordance with these artists, Varèse tested the dimensional limits of his music through experimentation with the concept of musical space and the projection of sounds into such space. Varèse composed Intégrales (1925) with these goals in mind after extended contact with artists from the Arensberg circle. Although more scholars are looking into Varèse’s artistic affiliations for insight into his compositional approach, to date my research has uncovered no detailed comparisons between specific visual works of art and the composer’s Intégrales. This document juxtaposes works of art by Marcel Duchamp (1887–1968), the most influential artist in the Arensberg circle, with Varèse’s Intégrales to see how aesthetic parallels exist in different mediums. Duchamp’s works: Nude Descending a Staircase, No. 2, oil on canvas, 1912; Tu m,’ oil and pencil on canvas, with bottle brush, three safety pins, and a bolt, 1918; and his Rotary Glass Plates (Precision Optics), five painted glass plates, wood and metal braces, turning on a metal axis, electrically operated, 1920, provide primary models for comparative study. Personal and philosophical connections between these two contemporaries are outlined, and their works are examined for conceptual and technical characteristics of style. Comparisons are made between the aesthetic approach of Intégrales and the visual works studied. This investigation focuses on concepts and strategies that are relevant within both genres, and outlines the most significant philosophical, technical, ii and conceptual correlations found between Duchamp’s representative works of art and Varèse’s Intégrales. iii COPYRIGHT NOTICES AND PERMISSIONS INTÉGRALES By Edgard Varèse Copyright © 1980 G. Ricordi & Company (SIAE) All rights for the US on behalf of G. Ricordi & Company (SIAE) administered by Careers-BMG Music Publishing, Inc. (BMI) Used by Permission MARCEL DUCHAMP’S IMAGES Copyright © 2005 Artists Rights Society (ARS), New York/ADAGP, Paris/Succession Marcel Duchamp Used by Permission NUDE DESCENDING A STAIRCASE, NO. 2, 1912, OIL ON CANVAS By Marcel Duchamp Philadelphia Museum of Art: The Louise and Walter Arensberg Collection, 1950 Used by Permission TU M’, 1918, OIL AND PENCIL ON CANVAS, WITH BOTTLE BRUSH, THREE SAFETY FINS, AND A BOLT By Marcel Duchamp Yale University Art Gallery: Gift from the Estate of Katherine S. Dreier Used by Permission ROTARY GLASS PLATES (PRECISION OPTICS), 1920 By Marcel Duchamp Yale University Art Gallery: Gift of the Collection Société Anonyme Used by Permission iv ACKNOWLEDGEMENTS I would like to express my sincere gratitude to my mentor and professor Rodney Winther for his unwavering support. He offers guidance while generously giving his students the freedom to pursue their own interests. His passion and enthusiasm for music-making have inspired me. I would also like to thank Terence Milligan, who has kindly shared his time and knowledge throughout my doctoral studies. His study of architecture and music encouraged my efforts to compare different media. Kimberly Paice graciously agreed to serve on my committee, and without her expertise, this project would not have come to fruition. She patiently helped me translate my musical discourse into a language that would be accessible to both visual artists and musicians. Throughout my career my parents, Delmar and Doreen, have stood by every decision I have made. Although they do not understand why I would get more education to make less money, they have never questioned my dreams. To my parents, my sister Debbie, and my brother Gary I cannot thank you enough for your unconditional support. Lastly, I would like to thank my friends and my colleagues in the Wind Studies Office. You kept a smile on my face. v CONTENTS LIST OF MUSICAL EXAMPLES..................................................................................................4 LIST OF ILLUSTRATIONS...........................................................................................................5 Chapter 1. INTRODUCTION ...................................................................................................6 Purpose of this Study ...................................................................................6 Previous Studies...........................................................................................9 Rationale ....................................................................................................12 Method .......................................................................................................13 2. EDGARD VARÈSE (PRE-INTÉGRALES)...........................................................14 The Early Years—Turin ............................................................................14 Personal Liberty—Paris.............................................................................16 La Rénovation Esthétique—La Mansarde .................................................18 L’Abbaye de Créteil—Barzun—Simultaneity...........................................20 Wronsky—Helmholtz................................................................................22 Berlin—Busoni ..........................................................................................24 Italian Futurism..........................................................................................29 French Cubism...........................................................................................34 A Midsummer Night’s Dream ....................................................................35 New York—Arensbergs.............................................................................36 The Conductor ...........................................................................................37 New York Dada .........................................................................................38 International Composers’ Guild.................................................................41 1 Amériques and Offrandes—Transitions.....................................................42 Musical Maturity........................................................................................43 3. INTÉGRALES.......................................................................................................46 Form as Process—Crystallization—Open Rather than Bounded ..............47 Sound-masses.............................................................................................48 Sound as Living Matter—The Liberation of Sound ..................................51 Expansion...................................................................................................56 Projection ...................................................................................................60 Penetration—Transmutation......................................................................62 Rhythm = Form = Stability........................................................................64 Dynamics—Intensity .................................................................................71 4. MARCEL DUCHAMP: ARTISTIC INTERESTS AND AFFILIATIONS (1887– 1920) ......................................................................................................................75 The Early Years .........................................................................................75 Paris............................................................................................................76 Neuilly—Puteaux.......................................................................................78 Cubism .......................................................................................................80 Non-Euclidean and n-dimensional Geometry............................................82 Bergson’s Influence ...................................................................................85 New Directions ..........................................................................................86 Nude Descending a Staircase, No. 2, 1912, Oil on Canvas.......................86 Impressions d’Afrique—Munich—Salon d’Or..........................................89