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Return R%F Or Ani7ntion Exam T from Income l efile GRAPHIC pi - DO NOT PROCESS I As Filed Data - I DLN: 93493128011689 Return r%f Or ani7ntion Exam t From Income Tax OMB No 1545-0047 Form 990 W 11 Under section 501(c ), 527, or 4947 ( a)(1) of the Internal Revenue Code ( except private foundations) 2017 Do not enter social security numbers on this form as it may be made public DepmYmencof the un ► Information about Form 990 and its instructions is at www IRS gov/form990 ReNenue,mice ► A For the 2017 calendar y ear, or tax y ear innina 07-01-2017 , and ending 06-30-2018 C Name of organization B Check if applicable D Employer identification number William Marsh Rice University 71 Address change 74-1109620 q Name change Doing business as q Initial return q Final return/terminated i eiepnone nurnuer q Amended return Number and street (or P O box if mail is not delivered to street address) Room/suite 6100 Main Street MS 70 q Application pending (713) 348-0000 City or town, state or province, country, and ZIP or foreign postal code Houston, TX 77005 G Gross receipts $ 2,05 8,200,226 F Name and address of principal officer H(a) Is this a group return for David Leebron 6100 Main Street MS 70 subordinates? No Houston, TX 77005 H(b) Are all subordinates Included? q Y es o I Tax-exempt status 2 501(c)(3) q 501(c) ( ) A (insert no q 4947(a)(1) or q 527 If "No," attach a list (see instructions) H(c) Group exemption number J Website : ► rice edu ► q q q L Year of formation 1908 M State of legal domicile TX K Form of organization 9 Corporation Trust Association Other ► NLi^ Summary 1 Briefly describe the organization's mission or most significant activities Research and education w q p 2 Check this box ► if the organization discontinued its operations or disposed of more than 25% of its net assets L 3 Number of voting members of the governing body (Part VI, line 1a) . 3 25 '6 4 Number of independent voting members of the governing body (Part VI, line 1b) 4 23 v. 5 Total number of individuals employed in calendar year 2017 (Part V, line 2a) 5 8,371 6 Total number of volunteers (estimate if necessary) . 6 6,061 7a Total unrelated business revenue from Part VIII, column (C), line 12 . 7a -15,328,638 b Net unrelated business taxable income from Form 990-T, line 34 . 7b -15,328,638 Prior Year Current Year 8 Contributions and grants (Part VIII , line 1h) . 201 , 378 , 240 266 , 053 , 172 9 Program service revenue (Part VIII, line 2g) . 362,631,721 384,390,893 13. 10 Investment income (Part VIII, column (A), lines 3, 4, and 7d . 215,684,642 315,209,095 11 Other revenue (Part VIII, column (A), lines 5, 6d, 8c, 9c, 10c, and 11e) 23,136,609 38,715,670 12 Total revenue-add lines 8 through 11 (must equal Part VIII, column (A), line 12) 802,831,212 1,004,368,830 13 Grants and similar amounts paid (Part IX, column (A), lines 1-3 . 128,816,795 140,395,898 14 Benefits paid to or for members (Part IX, column (A), line 4) . 0 15 Salaries, other compensation, employee benefits (Part IX, column (A), lines 5-10) 404,293,708 406,482,788 16a Professional fundraising fees (Part IX, column (A), line 11e) 0 b Total fundraising expenses (Part IX, column (D), line 25) 17 Other expenses (Part IX, column (A), lines 11a-11d, llf-24e) . 250,314,968 268,348,737 18 Total expenses Add lines 13-17 (must equal Part IX, column (A), line 25) 783,425,471 815,227,423 19 Revenue less expenses Subtract line 18 from line 12 19,405,741 189,141,407 T Beginning of Current Year End of Year 'M 20 Total assets (Part X, line 16) . 8,014,943,360 8,306,983,906 21 Total liabilities (Part X, line 26) . 1,195,963,821 1,184,674,702 Z1 22 Net assets or fund balances Subtract l i n e 21 from l i n e 20 6,818,979,539 7,122,309,204 Si g nature Block Under penalties of perjury, I declare that I have examined this return, inclu knowl edge and belief, it is true, correct, and complete Declaration of prepa any knowledge Signature of officer Sign Here Katherine E Collins Vice President for Finance Type or print name and title Print/Type preparer's name Preparer's signature Eric M McNeil Eric M McNeil Paid Preparer Firm's name ► PricewaterhouseCoopers LLP Use Only Firm's address ► 2001 Market St Suite 1800 Philadelphia, PA 19103 May the IRS discuss this return with the preparer shown above? (see instrut For Paperwork Reduction Act Notice, see the separate instructio Form 990 (2017) Page 2 Statement of Program Service Accomplishments Check if Schedule 0 contains a response or note to any line in this Part III . q 1 Briefly describe the organization's mission As a leading research university with a distinctive commitment to undergraduate education, Rice University aspires to path breaking research, unsurpassed teaching, and contributions to the betterment of our world It seeks to fulfill this mission by cultivating a diverse community of learning and discovery that produces leaders across the spectrum of human endeavor The University enrolls approximately 4,000 undergraduate and 3,000 graduate students Approximately 70% of undergraduate students receive financial aid, as do almost all doctoral students 2 Did the organization undertake any significant program services during the year which were not listed on the prior Form 990 or 990-EZ'' . q Yes M No If "Yes ," describe these new services on Schedule 0 3 Did the organization cease conducting , or make significant changes in how it conducts, any program services? . q Yes M No If "Yes ," describe these changes on Schedule 0 4 Describe the organization 's program service accomplishments for each of its three largest program services , as me asured by expenses Section 501 ( c)(3) and 501 ( c)(4) organizations are required to report the amount of grants and allocations to others , the total expenses , and revenue , if any , for each program service reported 4a (Code ) ( Expenses $ 608,674,851 including grants of $ 140 ,395,898 (Revenue $ 369 ,982,279 See Additional Data 4b (Code ) ( Expenses $ 125,054,000 including grants of $ ) (Revenue $ 13,539,557 See Additional Data 4c (Code ) ( Expenses $ 29,324,247 including grants of $ ) (Revenue $ 72,508 See Additional Data 4d Other program services ( Describe in Schedule 0 (Expenses $ including grants of $ ) (Revenue $ 4e Total program service expenses 11o, 763,053,098 Form 990(2017) Form 990 (2017) Page 3 OffSTM Checklist of Req uired Schedules Yes No 1 Is the organization described in section 501(c)(3) or 4947(a)(1) (other than a private foundation)? If "Yes," complete Yes Schedule A . 1 2 Is the organization required to complete Schedule B, Schedule ofContrbutors (see instructions)? 2 No 3 Did the organization engage in direct or indirect political campaign activities on behalf of or in opposition to candidates No for public office? If "Yes," complete Schedule C, Part I . 3 4 Section 501(c )( 3) organizations. Did the organization engage in lobbying activities, or have a section 501(h) election in effect during the tax year? If "Yes, " complete Schedule C, Part II . 4 Yes 5 Is the organization a section 501(c)(4), 501(c)(5), or 501(c)(6) organization that receives membership dues, assessments, or similar amounts as defined in Revenue Procedure 98-19? If "Yes, " complete Schedule C, Part III . 5 6 Did the organization maintain any donor advised funds or any similar funds or accounts for which donors have the right to provide advice on the distribution or investment of amounts in such funds or accounts? If "Yes, " complete Schedule D, Part I . 6 No 7 Did the organization receive or hold a conservation easement, including easements to preserve open space, the environment, historic land areas, or historic structures? If "Yes," complete Schedule D, Part II 7 No 8 Did the organization maintain collections of works of art, historical treasures, or other similar assets? Yes If "Yes, " complete Schedule D, Part III . 8 9 Did the organization report an amount in Part X, line 21 for escrow or custodial account liability, serve as a custodian for amounts not listed in Part X, or provide credit counseling, debt management, credit repair, or debt negotiation services7If "Yes, " complete Schedule D, Part IV . 9 No 10 Did the organization, directly or through a related organization, hold assets in temporarily restricted endowments, 10 Yes permanent endowments, or quasi-endowments? If "Yes," complete Schedule D, Part V Ij . 11 If the organization's answer to any of the following questions is "Yes," then complete Schedule D, Parts VI, VII, VIII, IX, or X as applicable a Did the organization report an amount for land, buildings, and equipment in Part X, line 10? Yes If "Yes, " complete Schedule D, Part VI _ . Sia b Did the organization report an amount for investments-other securities in Part X, line 12 that is 5% or more of its total Yes assets reported in Part X, line 16? If "Yes," complete Schedule D, Part VII Ij . lib c Did the organization report an amount for investments-program related in Part X, line 13 that is 5% or more of its total assets reported in Part X, line 167 If "Yes," complete Schedule D, Part VIII .
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