JOURNAL OF LIGHTWAVE TECHNOLOGY, VOL. 32, NO. 11, JUNE 1, 2014 2133 Adaptive Modal Gain Equalization Techniques in Multi-Mode Erbium-Doped Fiber Amplifiers Reza Nasiri Mahalati, Daulet Askarov, and Joseph M. Kahn, Fellow, IEEE
Abstract—We demonstrate two adaptive methods to equalize reasons. First, adaptive methods may compensate for the afore- mode-dependent gain (MDG) in multi-mode erbium-doped fiber mentioned non-idealities in the doping profile or pumping and amplifiers (MM-EDFAs). The first method uses a spatial light mod- may track them if they change over time. Second, it is desirable ulator (SLM) in line with the amplifier pump beam to control the modal powers in the pump. The second method uses an SLM imme- to equalize not only the MDG in a single MM-EDFA, but also diately after the MM-EDFA to directly control the modal powers in the MDG accumulated in the link prior to the MM-EDFA, which the signal. We compare the performance of the two methods applied is not likely to be known apriori. Third, even if the MDG of to a MM-EDFA with a uniform erbium doping profile, supporting each amplifier is constant, the coupled MDG of a link can vary 12 signal modes in two polarizations. We show that root-mean- over time, since it depends on phase-dependent mode coupling squared MDGs lower than 0.5 and 1 dB can be achieved in systems having frequency diversity orders of 1 and 100, respectively, while along the link [5]. causing less than a 2.6-dB loss of mode-averaged gain. Among adaptive MDG equalization methods, the pump beam modal content may be adjusted by passing several variable- Index Terms—Mode-division multiplexing, multi-input multi- output (MIMO), multi-mode fiber (MMF), optical fiber amplifiers. power beams through phase masks and combining them using beam splitters [8]. The beam splitter losses make this method in- creasingly inefficient as the number of pump beams is increased, I. INTRODUCTION as might be required to accommodate an increasing number of S long-haul single-mode fiber systems approach signal modes. A information-theoretic limits [1], [2], spatial multiplexing We present two new methods for adaptive equalization of in multi-mode or multi-core fibers offers a possible route to MDG in MM-EDFAs. The first method is to control the modal higher throughput [3]. The properties of transmission fibers and content of the pump using a spatial light modulator (SLM) fiber amplifiers are crucial to the ultimate feasibility of spa- placed in the pump path. This method is more power-efficient tially multiplexed long-haul systems. In transmission fibers, low than the previous method of controlling the modal content of group delay spread minimizes receiver signal processing com- the pump [8] as it only requires one pump laser per pump polar- plexity [4], while large modal effective areas minimize nonlinear ization, independent of the number of signal modes. The second effects. In fiber amplifiers, low mode-dependent gain (MDG) method directly equalizes MDG in the signal by placing an SLM minimizes the loss of capacity and the potential for outage [5]. immediately after the MM-EDFA. Methods for equalizing MDG in multi-mode erbium-doped Here, we study MM-EDFAs for signals spatially multiplexed fiber amplifiers (MM-EDFAs) may be classified as fixed or adap- in 12 modes (six spatial modes in two polarizations). By numer- tive. Among fixed methods, the erbium doping profile in the ical solution of multi-mode rate equations, we compare MDGs MM-EDFA may be optimized to minimize MDG [6], [7]. Al- obtained before and after optimizing the SLM using the two pro- ternatively, a phase mask may be placed in the pump beam posed equalization schemes. We show that the first scheme is to optimize the pump modal content, or may be placed in the more power-efficient, adapts faster and requires simpler power output beam to provide mode-selective attenuation. Although monitoring method, but cannot perform per-wavelength MDG such fixed methods can greatly reduce MDG when implemented equalization. Therefore, if the first scheme is used, wavelength- perfectly, non-idealities in the erbium doping profile or in the dependent gain needs to be controlled either in the MM-EDFA pumping can lead to increased MDG [7]. using gain-flattening filters [9], or elsewhere in the network us- While fixed methods are appealing for their simplicity, adap- ing appropriately designed multi-mode dynamic gain equalizers. tive MDG equalization methods may be necessary for several The second scheme can perform per-wavelength MDG equal- ization if it is used inside liquid crystal-on-silicon wavelength selective switches (LCOS WSSs) [10]. We study the impact of frequency-dependent MDG accumu- Manuscript received November 3, 2013; revised December 31, 2013, February 2, 2014, and March 18, 2014; accepted March 19, 2014. Date of lated in the link before the MM-EDFA on these two MDG equal- publication April 7, 2014; date of current version May 21, 2014. This work was ization schemes. By analyzing links with low and high frequency supported by the National Science Foundation under Grant ECCS-1101905 and diversity orders [11], we show that the schemes remain highly Corning, Inc. The authors are with the E. L. Ginzton Laboratory, Department of Elec- effective even in the presence of highly frequency-dependent trical Engineering, Stanford University, Stanford, CA 94305 USA (e-mail: accumulated MDG. [email protected]; [email protected]; [email protected]). The remainder of this paper is as follows. In Section II, Color versions of one or more of the figures in this paper are available online at http://ieeexplore.ieee.org. we describe the mathematical model for a multi-span mode- Digital Object Identifier 10.1109/JLT.2014.2314746 division multiplexed system and quantify MDG in such systems.
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noted, however, that neither of our MDG equalization schemes depends on strong coupling to work. In fact, our methods work in systems where there is a combination of weak and strong coupling or no coupling at all. The MDG reduction obtained in Fig. 1. Long-haul system with K spans, each including an amplifier and an such systems might be different from what we report here for a (optional) equalizer for mode-dependent gain. strongly coupled system. Assuming each fiber span is a concatenation of N short sec- (k) In Section III, we introduce our two methods for MDG equal- tions, Mfiber(ω) is given by ization and describe the adaptive optimization algorithms used N for each method. In Section IV, we give simulation results for (k) (k,l) (k,l)H Mfiber(ω)= VfiberΛfiber(ω)Ufiber , (2) the two techniques. We provide discussion and conclusions in l=1 Sections V and VI, respectively. We provide a detailed mathe- H (k,l) (k,l) matical model of the MM-EDFA in the Appendix. where denotes Hermitian conjugate. The Vfiber and Ufiber are frequency-independent Ds × Ds random unitary matrices II. QUANTIFYING MDG IN A MULTI-SPAN SYSTEM representing mode coupling in the lth section of the kth MMF span. Λfiber(ω) is a Ds × Ds diagonal matrix that represents In order to describe MDG and modal dispersion in a long- the uncoupled modal dispersion in one fiber section, which is haul mode-division multiplexed system, we model the link as assumed to be the same in all sections. It is given by the concatenation of numerous spans. Fig. 1 shows the block −jωτ1 −jωτD diagram of a system with K spans. Each span of multi-mode Λfiber(ω)=diag e ,...,e s , (3) fiber (MMF) is followed by a MM-EDFA to compensate for the mode-averaged loss of the fiber. After each MM-EDFA there where τ1 ,...,τD s describe the uncoupled modal group delays is an optional MDG equalizer that minimizes the root-mean- in each MMF section. (k) × squared (RMS) MDG at the amplifier output. MDG from each The Λamp is a frequency-independent Ds Ds matrix rep- amplifier depends weakly on frequency, but propagation makes resenting MDG in the kth MM-EDFA. As it is shown is the MDG frequency-dependent [11] and hence, MDG is best equal- Appendix, mode coupling is negligible in the MM-EDFA and (k) ized in or right after the MM-EDFA. hence Λamp is a diagonal non-unitary matrix given by Assuming a MMF supporting D orthogonal propagating sig- s 1 ( k ) 1 ( k ) (k) 2 g1 2 gD nal modes (including polarization and spatial degrees of free- Λamp = diag e ,...,e s , (4) dom) and neglecting nonlinearity and noise, the total propaga- tion operator of the multi-span system is a D × D matrix that where g(k),...,g(k) describe frequency-independent uncou- s s 1 D s multiplies complex baseband modal envelopes at frequency ω, pled modal power gains in the kth MM-EDFA. (k) and is given by Meq is a frequency-independent Ds × Ds matrix repre- K senting MDG and mode coupling in the kth equalizer. It is a M(ω)= M(k)Λ(k) Mk (ω), (1) non-diagonal and non-unitary matrix. If there are no separate eq amp fiber (k) k=1 equalizers in the system, Meq is the identity matrix. The overall MDG operator of the system at a frequency ω (k) (k) (k) where Mfiber(ω), Λamp and Meq are the propagation opera- is given by M(ω)MH (ω). The eigenvectors of the MDG op- tors of the MMF, the MM-EDFA and the MDG equalizer in the erator are the systems’s spatial subchannels and its eigenval- kth span, respectively. In (1), we assume MDG from the trans- ues are the spatial subchannel gains. The overall MDG vector mission fibers is negligible compared to that from the optical g =(g1 ,...,gD s ) is the vector of the logarithms of the eigen- amplifiers [6], [12], [13]. values of the MDG operator, which quantifies the overall MDG (k) × Mfiber(ω) is a Ds Ds unitary matrix that includes the ef- of the multi-input multi-output (MIMO) system. fects of mode coupling and modal dispersion in the MMF. We As it was shown in [5], in strong-coupling regime, where model each fiber span as the concatenation of numerous short (k,l) (k,l) NK 1 and the Vfiber and Ufiber are all independent, the sections, each slightly longer than the length over which com- statistics of the end-to-end accumulated MDG are fully deter- plex baseband modal fields remain correlated [14]. By decreas- mined by RMS MDG in the kth span for 1 ≤ k ≤ K.TheRMS ing the section length, thus increasing the number of sections, MDG in the kth span is the standard deviation of the MDG we can increase the strength of mode coupling. Throughout this vector of the kth span, given by paper, we assume the strong-coupling regime, where the number (k) (k) (k) (k) (k) H of independent sections is large compared to unity. It has been σg = std log eig (Meq Λamp)(Meq Λamp) . (5) proven that in the strong-coupling regime, MDG accumulates with the square root of the number of sources and the statis- The end-to-end accumulated RMS MDG is given by the tics of the end-to-end MDG depend only on accumulated RMS square root of MDG [5]. Also, strong mode coupling helps to minimize the K spread of modal group delays, which is required to lower the 2 (k) ξ = σg . (6) receiver signal processing complexity [15]Ð[17]. It should be k=1 NASIRI MAHALATI et al.: ADAPTIVE MODAL GAIN EQUALIZATION TECHNIQUES IN MULTI-MODE ERBIUM-DOPED FIBER AMPLIFIERS 2135
It was also shown in [5] that in the strong-coupling regime, when the overall MDG is small, the overall RMS MDG σMDG depends solely on the accumulated RMS MDG via 1 2 σMDG = ξ 1+ 12 ξ . (7) It is important to minimize accumulated RMS MDG ξ in a long-haul link, as a high accumulated RMS MDG will funda- mentally limit the average capacity and outage capacity of the system [5]. Since in the strong-coupling regime, the accumu- lated MDG is fully determined by the MDG in each amplifica- tion node (as described by (6)), we can focus on minimizing the (k) RMS MDG σg in a single amplification node. The MDG measured at the output of the kth amplification node reflects not only the MDG of the amplifier, but also the accumulated MDG in the link prior to the amplifier. Assuming Fig. 2. (a) Block diagram of the system with SLM in line with the pump beam 1→k × Mlink (ω) is a Ds Ds matrix representing the propagation of the MM-EDFA. RMS MDG estimate is found using a modal power meter. operator of the link up to the kth amplifier, the MDG vector The SLM controller uses and an adaptive algorithm to find the optimal SLM phases υ such that is minimized. (b) Block diagram of the system with SLM measured at the output of the kth amplification node (including at the amplifier output. Modal electric fields need to be coherently measured to the equalizer) is extract RMS MDG estimate. The SLM controller uses and an adaptive algorithm to find the optimal SLM phases υ such that is minimized. (k) (k) (k) 1→k g (ω) = log(eig((Meq ΛampMlink (ω)) × (M(k) Λ(k) M1→k (ω))H )). (8) eq amp link The first scheme only involves a change in the MM-EDFA pump laser and does not require a separate equalizer. Since Although the MDG σ(k) given by (5) is frequency- g the MM-EDFA causes negligible mode coupling, the gains of independent, the accumulated MDG from previous link spans spatial subchannels are equal to the power gains of signal modes. is frequency-dependent due to propagation [11] and hence, the Therefore, in practice the MDG vector g(ω) can be recovered MDG vector measured at the output of each amplification node from modal power measurements at different frequency bands is generally frequency dependent. The kth amplifier RMS MDG (k) and does not require coherent measurement of the modal fields. σg cannot be directly measured, but an empirical estimate of it The empirical estimate of σg would then be given by (9). can be found based on the measured MDG vector at the output The second scheme requires inserting an equalizer imme- of the kth amplification node. This estimate is given by diately after the MM-EDFA. Since the equalizer causes mode 1/2 coupling, obtaining the empirical estimate of RMS MDG σg re- (k) 1 (k) σˆg = var g (ω) dω , (9) quires coherent detection of modal fields. The MDG vector g(ω) 2πB can be calculated from modal field measurements at different where B is the bandwidth in Hertz over which integration is frequency bands using MIMO signal processing. The empirical performed, and can be equal to the bandwidth of one or many estimate of σg would then be found using (9). channels. Since we will be focusing on equalizing the MDG of a In the following section we discuss the details of the two MDG single amplification node, we drop the superscript (k) hereafter. equalization methods and the adaptive optimization algorithms For the purpose of simulation, we can model the link propaga- used. 1→k tion operator Mlink (ω) as having independent subchannels and independent identically distributed subchannel gains in FD fre- III. ADAPTIVE MDG EQUALIZATION METHODS quency bands, where FD is the frequency diversity order of the link [11]. The frequency diversity order FD is the ratio of We propose two methods for adaptive equalization of MDG the signal bandwidth to the coherence bandwidth of the sub- in MM-EDFAs. In the first method an SLM is added in line with channel gains, and is given approximately by the product of the the pump laser beam of the amplifier [(see Fig. 2(a)]. The SLM symbol rate and the coupled RMS group delay [11]. We study controls the modal content of the pump laser that is launched two cases. The first case is FD = 1, which corresponds to a into the EDF. By properly choosing the phases of SLM pixels frequency-independent accumulated MDG in the link prior to via an adaptive algorithm, the RMS MDG estimate σˆg at the am- the MM-EDFA. The second case is FD = 100 which corre- plifier output can be minimized. This method does not require a sponds to a highly frequency-dependent accumulated MDG in separate equalizer after the amplifier. In the second method, the the link prior to the MM-EDFA. MM-EDFA is not modified. Instead, an SLM placed immedi- In Section III we introduce two schemes for adaptive equal- ately after the amplifier acts as an equalizer [see Fig. 2(b)]. The ization of MDG in an amplification node. Each adaptive scheme SLM is in line with the signal beam at the amplifier output and requires σˆg to be measured at the output of MM-EDFA and uses by properly choosing the phases of SLM pixels via an adaptive it as an error signal to be minimized. algorithm σˆg at the SLM output can be minimized. 2136 JOURNAL OF LIGHTWAVE TECHNOLOGY, VOL. 32, NO. 11, JUNE 1, 2014
(e.g., for a Fourier lens, is a Fourier transform). Thus, the pump electric field at the EDF input plane is
EEDF,in,p (xk ,yk )= {ESLM,out(xk ,yk )} . (12)
Assuming the EDF supports Dp modes at pump wavelength λp (including spatial and polarization degrees of freedom), we can expand the pump electric field at the EDF input in the basis of these propagating modes. Let Ψp,i(x, y) be the electric field corresponding to the ith propagating pump mode in the EDF. Then
D p Fig. 3. MM-EDFA with SLM in the pump beam. EEDF,in,p (xk ,yk )= ap,iΨp,i(xk ,yk )+radiationmodes. i=1 A. SLM in Pump Beam (13) Assuming the EDF is a weakly guiding fiber, where Fig. 3 shows the detailed block diagram of our first proposed Ψp,i(x, y) can assumed to be transverse, the expansion coeffi- scheme for the adaptive control of MDG. Two orthogonally cients ap,i can be approximated by the following inner product polarized pump lasers are combined using a polarizing beam splitter and illuminate a phase-only SLM. The beam reflected L ≈ · ∗ from the SLM is coupled into the EDF using a dichroic mirror ap.i ΔxΔy EEDF,in,p (xk ,yk ) Ψp,i(xk ,yk ). (14) (DM) and a lens. The SLM controls the electric field pattern of k=1 the pump at the input of the EDF. While it is possible to con- Knowing the modal content of the pump electric field (i.e. the trol each polarization separately, for simplicity, we control the ap,i’s) and the modal content of the signal electric field at the two polarizations jointly, assuming a phase-only polarization- EDF input, the multi-mode rate equations can be numerically independent MEMS SLM. To first order, the amplifier gain is solved to find the gains of different signal modes at the EDF the same for pairs of degenerate modes that correspond to the LP output (i.e. the MDG vector g(ω)), the details of which are modes in orthogonal polarizations; therefore, common control discussed in the Appendix. In this scheme MDG equalization of both polarizations compensates MDG to first order. happens inside the MM-EDFA and there is no separate equalizer At the output of the EDF, a small fraction (e.g., 1%) of the total after the amplifier, therefore the amplifier RMS MDG is power is redirected to a modal power meter (MPM). The MPM σ = std log eig Λ ΛH . (15) employs a mode demultiplexer and multiple power meters. The g amp amp MPM extracts an error signal σˆ that is the empirical estimate g Since Λamp is a diagonal matrix, the eigenvalues of the am- of RMS MDG σg and passes it to the SLM controller. The SLM plifier gain operator are equal to the powers of individual signal controller then uses the adaptive algorithm described in Section modes in this case. Therefore, in practice the MDG vector g(ω) III-C to optimize the SLM phases υ such that the error signal is can be measured using a MPM that consists of a mode demul- minimized and MDG is equalized. tiplexer and multiple power meters. The power meters recover Let ESLM,in(x, y) and ESLM,out(x, y) be the pump electric g(ω) by measuring the modal powers at different frequency fields incident on and reflected form the SLM. The SLM com- bands. The error signal σˆg passed to the SLM controller is the prises a two-dimensional array of reflective pixels. Assuming empirical estimate of the amplifier RMS MDG σg and is calcu- an SLM that has L square pixels with spacing Δx =Δy,we lated using (9). Details of the adaptive algorithm that the SLM can discretize the (x, y) plane into a square grid of L pix- controller uses to find the optimal SLM phases υ that minimize els with the kth pixel centered at (x ,y ). The incident and k k the error signal σˆg are given in Section III-C. reflected fields from SLM can then be represented as two vec- Since the phase shifts of the MEMS SLM depend weakly on tors of length L, ESLM,in and ESLM,out, whose kth entries are frequency, this scheme cannot perform per-wavelength MDG ESLM,in(xk ,yk ) and ESLM,out(xk ,yk ), respectively. Assuming equalization. However, as mentioned before, the MDG in the the SLM is a specular reflector, we have amplifier depends weakly on frequency and hence, minimiz- ing the frequency-averaged σˆ also minimizes σˆ at any single E = V E , (10) g g SLM,out SLM SLM,in frequency. where V SLM is a L × L diagonal matrix whose kth diagonal entry is the complex reflectance of the kth SLM pixel. For a B. SLM at Amplifier Output phase-only SLM, the diagonal entries of V SLM are Fig. 4 shows the detailed block diagram of our second pro-
jϕk posed scheme for the adaptive control of MDG. Here the VSLM,kk = υk = e ,k=1,..., L (11) MM-EDFA remains unchanged. Two orthogonally polarized where ϕk is the phase of the kth SLM pixel. pumps are combined using a polarizing beam splitter and are If a linear optical device, such as a lens, is used to focus the coupled into the EDF using a DM and a lens. The signal beam pump electric field reflected from the SLM to the EDF input at the amplifier output is focused onto a phase-only SLM us- (see Fig. 3), propagation can be modeled by a linear operator ing a lens. The beam reflected from the SLM is coupled into NASIRI MAHALATI et al.: ADAPTIVE MODAL GAIN EQUALIZATION TECHNIQUES IN MULTI-MODE ERBIUM-DOPED FIBER AMPLIFIERS 2137
mode in the EDF and MMF. Then