Schwab Bank High Yield Investor Checking® Account and Linked Schwab One® Brokerage Account Applications for Existing Schwab
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Schwab Bank High Yield Investor Checking® Account and Linked Schwab One® Brokerage Account Applications for Existing Schwab Brokerage Account Holders Page 1 of 7 www.schwab.com | 1-800-435-4000 Use this form to convert your existing Schwab Brokerage account to a Schwab One Brokerage account with Charles Schwab & Co., Inc. (“Schwab”) and open a Schwab Bank High Yield Investor Checking account with Charles Schwab Bank (“Schwab Bank”). (Complete Sections 1, 2 and 4–9.) All account holders must be either U.S. citizens or U.S. resident aliens, and must also reside in the U.S. or one of its territories and provide a U.S. mailing address. For a Trust account, contact us for the appropriate form. Important Note About Power of Attorney (POA): If your existing account has a POA which you wish to retain, you will need to complete and sign a new Power of Attorney. Visit www.schwab.com/forms to download the form. Your High Yield Investor Checking account cannot be established until Schwab receives this paperwork. 1. Existing Account Number The registration of your Schwab One account and your linked High Yield Investor Checking account will be the same as the registration for your Schwab Brokerage account unless you choose to update your registration in Section 3. Only the following account registrations are eligible for High Yield Investor Checking: Individual, Joint Tenants With Right of Survivorship, Tenants in Common and Community Property. Your Account Number 2. Existing Account Holder Information (Required) The information provided in this section will be used by Schwab to update your account information for your linked Schwab One Brokerage account. Any email subscriptions you may already have will not be changed. We respect your privacy. Schwab and Schwab Bank will use the information you provide to open and service your accounts, communicate with you, and provide information about products and services. Read about the privacy policy of Schwab at www.schwab.com/privacy and Schwab Bank at www.schwabbank.com/privacy. As required by federal law, Schwab and Schwab Bank will use the information provided to verify your identity. Existing Account Holder Name (First) (Middle) (Last) Home/Legal Street Address (no P.O. boxes) City State Zip Code Mailing Address (if different from above; P.O. boxes may be used) City State Zip Code Home Telephone Number Business Telephone Number Cellular Telephone Number Email Address* (Required to update your account on the web.) ( ) ( ) ( ) Social Security/Tax ID Number Date of Birth (mm/dd/yyyy) Mother’s Maiden Name Are you known by any other name? Specify: ID Number Place of Issuance Expiration Date (mm/dd/yyyy) _____________________________________ Driver’s License State Military Country of Citizenship (Must list all.) Country of Legal Residence USA Other: ______________________________ Other: _____________________________ USA Other: ___________________________________ Employment Status (Select only one.) Employer Name/Business Name Employed Self-Employed Retired Homemaker Student Not Employed Occupation (If you selected “Employed” or “Self-Employed,” select one option that best describes your occupation.) Business Owner/Self-Employed Financial Services/Banking Professional Military Consultant Executive/Senior Management Information Technology Professional Educator Other (specify): Medical Professional Other Professional Clerical/Administrative Services Legal Professional U.S. Government Employee (Federal/State/Local) Trade/Service (Labor/Manufacturing/Production) Accounting Professional Foreign Government Employee (Non-U.S.) Sales/Marketing Business Street Address City State Zip Code * By providing your email address, you are consenting to receive email from Schwab and Schwab Bank. Information about opting out of certain email communications is provided at www.schwab.com/privacy. Charles Schwab & Co., Inc. and Charles Schwab Bank are separate but affiliated companies and subsidiaries of The Charles Schwab Corporation. Brokerage products are offered by Charles Schwab & Co., Inc., member SIPC. Deposit and lending products and services are offered by Charles Schwab Bank, member FDIC and an Equal Housing Lender. ST ©2017 Charles Schwab & Co., Inc. (“Schwab”). All rights reserved. Member SIPC. ©2017 Charles Schwab Bank. All rights reserved. Member FDIC. Equal Housing Lender. CC1194115 (0717-7V5V) APP41806-13 (07/17) *APP41806-13=01* Page 2 of 7 2. Existing Account Holder Information (Required) (Continued) Schwab requires the following information to comply with securities industry regulations and to establish your Schwab One® Brokerage account: Are you affiliated with or employed by a stock exchange or member firm of an exchange or FINRA, or a municipal securities broker-dealer? No Yes (If “yes,” you must attach a letter from your employer approving the establishment of your account when submitting this application.) Are you a director, 10% shareholder or policy-making officer of a publicly held company? No Yes (If “yes,” enter company name _________________________________________________________________________________________ and trading symbol _________________________.) Marital Status Number of Dependents Single Married Divorced Widowed Investment Experience: None Limited Good Extensive Annual Income: Under $15,000 $15,000–$24,999 $25,000–$49,999 $50,000–$99,999 $100,000 or More Liquid Net Worth: Under $25,000 $25,000–$49,999 $50,000–$99,999 $100,000–$249,999 $250,000 or More Specify: _________________________ Existing Additional Account Holder (if applicable) Name (First) (Middle) (Last) Home/Legal Street Address (no P.O. boxes) City State Zip Code Mailing Address (if different from above; P.O. boxes may be used) City State Zip Code Home Telephone Number Business Telephone Number Cellular Telephone Number Email Address* (Required to update your account on the web.) ( ) ( ) ( ) Social Security/Tax ID Number Date of Birth (mm/dd/yyyy) Mother’s Maiden Name Are you known by any other name? Specify: ID Number Place of Issuance Expiration Date (mm/dd/yyyy) _____________________________________ Driver’s License State Military Country of Citizenship (Must list all.) Country of Legal Residence USA Other: ______________________________ Other: _____________________________ USA Other: ___________________________________ Employment Status (Select only one.) Employer Name/Business Name Employed Self-Employed Retired Homemaker Student Not Employed Occupation (If you selected “Employed” or “Self-Employed,” select one option that best describes your occupation.) Business Owner/Self-Employed Financial Services/Banking Professional Military Consultant Executive/Senior Management Information Technology Professional Educator Other (specify): Medical Professional Other Professional Clerical/Administrative Services Legal Professional U.S. Government Employee (Federal/State/Local) Trade/Service (Labor/Manufacturing/Production) Accounting Professional Foreign Government Employee (Non-U.S.) Sales/Marketing Business Street Address City State Zip Code Schwab requires the following information to comply with securities industry regulations and to establish your Schwab One Brokerage account: Are you affiliated with or employed by a stock exchange or member firm of an exchange or FINRA, or a municipal securities broker-dealer? No Yes (If “yes,” you must attach a letter from your employer approving the establishment of your account when submitting this application.) Are you a director, 10% shareholder or policy-making officer of a publicly held company? No Yes (If “yes,” enter company name _________________________________________________________________________________________ and trading symbol _________________________.) Marital Status Number of Dependents Single Married Divorced Widowed Investment Experience: None Limited Good Extensive Annual Income: Under $15,000 $15,000–$24,999 $25,000–$49,999 $50,000–$99,999 $100,000 or More Liquid Net Worth: Under $25,000 $25,000–$49,999 $50,000–$99,999 $100,000–$249,999 $250,000 or More Specify: _________________________ * By providing your email address, you are consenting to receive email from Schwab and Schwab Bank. Information about opting out of certain email communications is provided at www.schwab.com/privacy. ST ©2017 Charles Schwab & Co., Inc. (“Schwab”). All rights reserved. Member SIPC. ©2017 Charles Schwab Bank. All rights reserved. Member FDIC. Equal Housing Lender. CC1194115 (0717-7V5V) APP41806-13 (07/17) *APP41806-13=02* Set Up Your Schwab One® Brokerage Account Offered by Charles Schwab Page 3 of 7 3. Add an Additional Account Holder (If you want to add an additional account holder, complete this section and proceed to Section 4. Otherwise, skip to Section 4.) Account Registration (Select one.) Joint Tenants With Right of Survivorship—If one owner dies, his/her interest passes to the surviving owner(s). Tenants in Common—If one owner dies, his/her interest passes to his/her estate. Community Property—For married couples in AZ, CA, ID, LA, NM, NV, TX, WA and WI only. Laws vary by state. New/Additional Account Holder Name (First) (Middle) (Last) Home/Legal Street Address (no P.O. boxes) City State Zip Code Mailing Address (if different from above; P.O. boxes may be used) City State Zip Code Home Telephone Number Business Telephone Number Cellular Telephone Number Email Address* (Required to update your account on the web.) ( ) ( ) ( ) Social Security/Tax ID Number Date of Birth (mm/dd/yyyy) Mother’s Maiden Name Are you known by any other name? Specify: ID Number Place