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Commodity Futures Trading Commission (CFTC) Transition Document 2016-2017 Prepared for Change in Administration

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Commodity Futures Trading Commission (CFTC) Transition Document 2016-2017 Prepared for Change in Administration Description of document: Commodity Futures Trading Commission (CFTC) Transition Document 2016-2017 Prepared for Change in Administration Requested date: December 2016 Release date: 2017 Posted date: 20-July-2020 Note: No release letter provided Source of document: Freedom of Information Act Request FOIA Compliance Office Commodity Futures Trading Commission Three Lafayette Centre 1155 21st Street, NW Washington, DC 20581 CTFC FOIA Online Request Form The governmentattic.org web site (“the site”) is a First Amendment free speech web site, and is noncommercial and free to the public. The site and materials made available on the site, such as this file, are for reference only. The governmentattic.org web site and its principals have made every effort to make this information as complete and as accurate as possible, however, there may be mistakes and omissions, both typographical and in content. The governmentattic.org web site and its principals shall have neither liability nor responsibility to any person or entity with respect to any loss or damage caused, or alleged to have been caused, directly or indirectly, by the information provided on the governmentattic.org web site or in this file. The public records published on the site were obtained from government agencies using proper legal channels. Each document is identified as to the source. Any concerns about the contents of the site should be directed to the agency originating the document in question. GovernmentAttic.org is not responsible for the contents of documents published on the website. Transition 2016-2017 U.S. Commodity Futures Trading Commission TABLE OF CONTENTS Chairman Massad Office of Legislative Affiars (OLA) Office of Public Affairs (OPA) Office of l\tlinority and Women Inclusion (OMWI) Division of Clearing and Risk (OCR) Division of Enforcement (DOE) Division of Market Oversight (DMO) Division of Swap Dealer and Intermediary Oversight (DSIO) Office of the Chief Economist (OCE) Office of Data and Technology (ODT) Office of the Executive Director (OED) Office of the General Counsel (OGC) Office of International Affairs (OIA) Special Topics Labor Management Relations FY 2017 Budget CFTC User Fees Leasing and Financial Statement Audit Performance Management and Pay System (PMPS) 2016 FISMA Report Role of the CFfC in Financial Stability Oversight Council (FSOC) Presidential Election Transition Issues Overview of Commission Operations 2 of 241 he CFTC Organization Commissioner Commissioner Bowen 11--- ~ Giancarlo 1---.---.--1! P----r---1 Commlss oner Comm io er lnspcel« Gon0101 F1 -- Regional Offices r N wYcn Office of the Chairman TimothY Massad Chairman 0301·3 - Karen Brown Executive Assistant - 0301-12 I I I I Jeffrey Sandman C. Oark OgiflVe Lawranne Stewart ward Griffin Temp Promotion to Chief of Staff Special Counsel Special Counsel Director, OCR I 0905-17 I 0905-15 0905-15 0905-15 Key: D Current Employ Employee De II to D Vacancy Employee Detail d From Authoriled Hire As of 10/1512016 Office of the Public Affairs Steve Adamske Dlreetar OfOce of Public Affairs 0301-16 Cha nel Smith Staff Assista nt I 0303-9 Christopher Spina Speech writer 1035-15 Donna Faulk-White Deputy Director 1035-15 I I I An oinette Tu mer Dennis Holden Michelle Woodland Public Affairs Specialist Public Affairs Speclal st Web Content Spedalist 1035--12 103S-14 O3O1-U As of 10/15/2016 Office of Legislative Affairs Cory Cl l)SSen Director Office of Leslsl t ve Affairs 0301-16 Ann Wright Deputy Director 0301-15 As of 1011512016 Office of Minority and Woman Inclusion Lorena M,Elwa!n Director Diversity and Inclusion 0260·1S I I Derric.k Wilson Sarah Summerville Diversity and Inclusion Senior EEO Specfalist Speciari.st 0260-14 0260-1'2 I As of 10/15/2016 Office of the Inspector General 9 Employee Roy Lavlk Inspector General 0.905-16 )Ucfltl1 Ringle Deputy Inspector General and Chief Counsel 0905-16 M"cguel castillo Thaddeus Glotfelty Assistant IG for Audits Attorney Advisor OSU-15 0905-15 Branco Garcla Antonio 6aptine Timothy Peoples Robert Sarvis Christopher Mufarrige Senior Auditor Program Analyst Teammate Champion Attorney Advisor Attorney Advisor 0511-13 0343-15 0501-09 090S-14 0905-11 Key: Curren Employee Employee Deta I to Vacancy Employee Detail d From Au thorized Hlre As of 10/15/2016 Commissioners CFTC Sharon Brown Christopher Giancarlo CornmtSSloner Commissioner 0301-4 0301-04 Petal Walk.er Mike Gill SpecialCounset Special Counsel 090S-15 0905-15 Jason Gizzarelti Marcia Blase Special Counsel Special Counsel 0905-15 0905-15 Justin Slaughter AmirZaidi SpecialCoUnsel Temp Prom from DSIO 0905-15 Special Counsel 0905-15 Vontrec:e Wilson Executive Assistant 0301-11 Key; Curren Employee Employee DelBil to Vacancy Employee Detailed From Authorized Hire As of 10/15/2016 Office of the Executive Director 83 Employee Key: Current Employee Employee Oeta I to Vacancy Employee Oetalled From Authorited Hire As of 10/15/2016 Office of Data and Technology 92 Employees John Rogers Chi f Information Cerlter 2210-18 I I I l NaeemMusa Srinivas Bangarbale Charne Wlmar Dunn Sharon McClary Deputy Director Deputy Director Deputy Director Deputy Director PoRcy and Planning Stanch Data Management Branch Infrastructure and Operations Branch Systems and Services Branch 2210-16 2210-.16 2210-16 2210-16 Key: CJ Current Employe Employee Oet II to vacancy Employee Detailed From Authorlled Hire As of 10/15/2016 Division of Enforcement 166 Employee Altan Gbelman Director 0905·18 I I Joan Manley Gretchen Lowe Deputy Director Principal Depury Director Litigation, l,itake and Triage 0905-16 0905-16 I I I Business Manager Christopher Ehrman I Director Whistleblower Office Office of the Chief Counsel I 0905-15 I : Forensic Economist Unit I Richard FoelbeT Chief, Cooperative Enforcement 0905-15 I JonMaro Buffa Trial Attorney 0905-14 I I I ...,.... I I RiclmdGI. r Paul Hayed< Charles Marvtne Rosemary Holl!n er Mana! Sultan Deputy Director Oepu Director Deputy Director Deputy o,rector Deputy Oire(t.Or OCRl oau SWRO CRO ERO 0905-16 0905-16 0905-16 0905-16 0905-16 Key: CUrrenl Employ e Employee Oeta I to Vaca ncy Employee DgaiJed From D Authorized I-lire As of 10/1 5/201 6 Division of Swap Dealer and Intermediary Oversight 87 Employ e EIieen Fl herty Director, DSIO 090S-18 Mark Bullard Business Manager - 0301-14 I I I I Enl: Remmler Thomas Smith Jo5eph Sanguedolce Frank F&Sanich Deputy Director Deputy Director Examinations Branch Chief Counsel Registration & Compriance Branch M;maged Funds- & Financial Requirements Deputy Director 0905-16 0905-16 0905-16 110H6 Key: Current Employee Employee Oerall to Vacancy Employee Detailed From D Authorized Hire As of 10/15/2016 Division of Market Oversight 11 7 Employee Vincent McGonagle Director, DMO 090S-18 Stephanne Player Business Manager - 0301-14 I I I I I I Daniel Bucsa Gre&ory Kuserk Matthew Hunter Radlel Berdanslcy Nancy Markowitz David Van Wagner Deputy Director Deputy Director Deputy Director Deputy Director l Deputy Director Chief C.Ounsel Data and Reporting Product Review Surveillance Examinations Market Review 0905-16 0301-16 0301-16 UOl-16 090S-16 0905-16 K y: D Curren Employee Em ployee De ii to Vacancy Q Employee Detailed From Authorized Hire As of 10115 12016 Division of Clearing and Risk 68 Emplo ce Jeffrey Sandman Temp Prom Acting Director Division of Clearing and Risk 0905-18 Margaret Littlejohn Business Manager 0301-14 John La ll'ton Eileen Donovan Sarah Josephson June Mohr Robert Wasserman Deputy Director Deputy Director Deputy Director Deputy Director Chief Counsel Risk SufVelllance Branch Clearing Policy Branch Product Review Branch Examinations Branch 0905-16 0905-16 0905-16 090S-16 1101-16 Key: Current Employ e Employee Dea led From Vacancy Employee Detail to Authorized Hire As of 10/15/2016 Office of the Chief Economist 16 Emplo ce Sayee Srinivasan Chief Economi!t 0110 - 18 I Gloria Clement Spe~lal Counsel 0905-,15 I I Section 1 Section 2 I I R1cnard Hayes Scott Mixon Supv Research Supv. Economist Analyst 0110-15 0301.-15 Key: Current Employee E.mp oyee Detail to vaaincy Employee De iled From D Authorized Hire As of 10/15/2016 Office of International Affairs 12 Emp]oyees Erie Pan Director Office of Int matlonal Affairs 0301-17 ~ l Warren Gorlick Kevin P'"ICCOh Deputy Director Deputy Director 0905-15 1101-16 I I I I I Natane Section One Section Two Radhakrishnan l Mauncio Melara Senior Special Counsel and Head! Special Counsel of Supervisory Cooperation 0905-14 - I I 0905-15 I MaggieSldar Vacant Supervisory Attorney ~~At110rn9y Advisor :Advisdt 0905-15 ' '• ~ Key: Employee Detail to D Current Employee Em ployee Detailed From Vacancy As of 10/15/2016 Authorized Hire Office of General Counsel 47 Emplo ee Jonathan Marcws General Coun~e l 0905-18 Lynn Bulan Venita HIii Managing Counsel 1-- -1---1 Administrative Specialist 0905-14 0301·13 Wendy Cobb Staff AssiStl!nt 0303-09 - I I I I RobertSchwartz Carlene Kim Susan Milligan John Dunfee Heather Gottry Deputy Counsel De puty Counsel Deputy Counsel Temp Promotion Deputy Counsel litigation and Adjudication Regulatory (Clearing and Intergovernmental Affairs Acting Deputy Counsel General Law Branch Branch Intermedia ries) Bra nch Branch Regulatory (Data and Trade 0905-16 0905-16 0905-16 0905-16 Execution) Branch 0905-l,6 Key: Current Employ Employee Detail to Vacancy Employee Oet:alled From Authorized Hire As of 10/15/2016 The CFTC Offil'c of Legislative Affairs (OLA) • Cory Claussen is the Director of OLA. Ann Wright is Deputy Director of OLA. Susan Milligan. Deputy General Counsel and her team in the Offo.:e of General Counsel provide technical and legal suppon to OLA. The Offo.. 'L' of Public Affairs shares administrative services of one employee with OLA.
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