Statement of Qualifications

University Extension Seismic Correction University of California, Los Angeles Project Number: 948472.01

July 15, 2013

BARTON PHELPS & ASSOCIATES Architects and Planners

University Extension Seismic Correction University of California, Los Angeles: Letter of Introduction

July 15, 2013

Jeffrey Averill, AIA, Campus Architect UCLA Capital Programs 1060 Veteran Avenue, 1st Floor

Dear Mr. Averill:

We are pleased to present our team’s qualifications to assist Capital Programs with the University Extension project. We’ve reviewed project information and visited the building and site. We’ve reviewed the preliminary structural study with its author, Nabih Youssef, our structural engineer, and been briefed on project implications for constructability, collateral damage, and architectural resolution. We’ve also refreshed our understanding of the later work of the prolific Los Angeles architect, A. Quincy Jones with whom I had the privilege of teaching at the USC School of Architecture before becoming a member of the faculty at UCLA. We sense the design challenges posed by this project in exterior composition and building identity, in orientation and patterns of use and movement both inside and out, and in materiality and construction as well as those of cost, accessibility and sustainability, But we also concur with Capital Programs’ perception that the building and site hold potential for significant improvements in functional performance and experiential quality for UNEX users and for the building’s prominence and interaction in the Westwood streetscape..

Over the last thirty years much of our firm’s design work has been for new educational facilities and digital information-based learning / working environments and we have responded to constantly changing operational and construction requirements in these kinds of projects. Our design for the East Building of the UCLA Lab School is relevant here as is our extensive office interiors work for asset managers Dimensional Fund Advisors Inc.. Our practice has also taken focus on renovation / expansion of distinguished buildings and complexes, often involving insertion of new spaces and support systems into architecturally sensitive contexts, enhancing architectural identity, and reinterpreting familiar campus landscapes. Working with Nabih Youseff Associates , we have completed (or are completing) a number seismic renovation projects at UCLA that we believe have particular relevance. They include the nine-story Fielding School of Public Health, Marion Davies Childrens’ Center, and Campbell Hall and its new learning space for the Academic Advancement program - alll of which are roughly contemporary with the UNEX Building and similarly constructed. As a result, we expect that the UNEX Seismic Renovation will align with our professional interests and experience and it will likely include the following activities:

• Collaborating with UCLA Capital Programs to confirm and rank project objectives, explore design implications of alternative approaches to strengthening, accessibility and accommodating new functional requirements.. • Confirming UNEX performance expectations for digital information-based learning/teaching environments: ambience, lighting, acoustics, support systems, and FF&E. • Confirming code compliance implications of adaptive re-use and space allocation. • Designing simple, flexible, well-lighted, comfortable and warmly attractive places to support UNEX objectives for diverse educational activity, vibrant outreach programming, lively student / faculty, interaction, efficient operations, and security, and outreach. • Designing creative responses to code, ADA, UCLA Fire Marshall compliance requirements and UCLA policies in sustainability and elevated performance • Analyzing relationships and patterns of use and movement in surrounding outdoor spaces, and formulating alternatives for improvement. • Developing appropriate design resolution of juxtaposed old and new work. • Providing responsive project direction and delivery services to Capital Programs. • Providing team leadership / coordination, academic experience at UCLA, professional recognition in the design / preservation communities, and articulate project representation.

We hope the information is clear and helpful and we look forward to your response.

Yours very truly.

Barton Phelps, FAIA, Principal

BARTON PHELPS & ASSOCIATES Architects and Planners

Table of Contents

• Letter of Introduction

1. Statement of Qualifications

• Attachment B • An Introduction to Our Firm • Design Awards

2. Relevant Experience (Includes Projects Listed in Attachment B)

3. Applicant’s Qualifications

• Design team • Consultant Team • Team Organization

4. UCLA Design Professional Business Information Form

1. Statement of Qualifications Firm

Our

to

B

Awards

Introduction

Statement of Qualifications • An

1. • • Attachment Design

University Extension Seismic Correction University of California, Los Angeles: Statement of Qualifications

STATEMENT OF QUALIFICATIONS (ATTACHMENT B)

1. Firm Name: ______Barton Phelps & Associates, Architects and Planners

2. Business Address: ______5514 Wilshire Boulevard, 10th Floor

______Los Angeles, CA 90036

3. Year Firm Established: 1984______Telephone: 323______934-8615

Fax: 323______934-3289 Email: [email protected]______

4. Type of Organization (Check one):

a. Sole Proprietorship (X ) b. Partnership ( ) c. Corporation ( ) d. Joint Venture ( )

5. Principals (P) and Associates (A) (Check "P" or "A" for each) who would work on this project:

NAME P A DEGREE OR INSTITUTION CERTIFICATE a. Barton Phelps, FAIA X M. Arch Yale University b. David Haggerty, AIA, LEED AP X B. Arch Rice University c. Gregory Cheng X M. Arch University of Michigan d. e. f. g.

6. Current number and past five-year average number of staff employed in applicant’s office where key staff for the proposed project(s) are located.

Current 5-year a. Principal Architects ______1 ______1 b. Staff Architects ______2 ______2 c. Other Professional Staff ______d. Technical support ______1 ______4 f. Clerical ______g. Administrative ______1 ______1

BARTON PHELPS & ASSOCIATES Architects and Planners 7. List five (5) projects completed within the last 10 years that demonstrate the firm’s experience with projects similar to the proposed project. List in order of relevance to the proposed project.

PROJECT OWNER & CONTACT YEAR CONSTR. COST

i. Jonathan and Karin Fielding UCLA 2013 $5.6 M School of Public Health Seismic Correction Jeffrey Averill, AIA (Construc- tion to be Campus Architect completed) 310 838-9700

ii. Campbell Hall Seismic Correction UCLA 2006 $4.7 M Jeffrey Averill, AIA Campus Architect 310 838-9700

iii. Campbell Hall Seismic Correction UCLA 2014 $1.6 M (including Academic Advancement Jeffrey Averill, AIA (Construc- tion to be Program (AAP) Addition / Renovation) Campus Architect completed) 310 838-9700

iv. Dimensional Forum and Headquarter Dimensional Fund Advisors 1991 - $7.9 M Patrick Keating 2005 Vice President 310 395-8005

v. Master Plan & East Building / UCLA 1993 - $3.5 M Landforms UES / Subsequent Master Charles W. Oakley, FAIA 2010 Planning Studies, UCLA Lab School Campus Architect (Former) 310 838-9700

8. References: Kathleen Kiser, Associate Dean for Administration, Jonathan and Karin Fielding School of Public a. ______Health, UCLA, Tel: 310 794-1196 Charles Alexander, Associate V Provost, Student Diversity / Director, Academic Advancement b. ______Program / Adj. Associate Professor, UCLA, Tel: 310 206-1551

c. ______Michael Schaadt, Director, Cabrillo Marine Aquarium, Tel: 310 548-7562

By (name and signature): ______Date: ______July 15, 2013 Barton Phelps, FAIA University Extension Seismic Correction University of California, Los Angeles: Statement of Qualifications

Jonathan and Karin Fielding School of Public Health, Seismic Correction (Under Construction) An Introduction University of California, Los Angeles

Barton Phelps & Associates, Architects and Planners is a full-service practice in architecture established in Los Angeles in 1984. The firm provides programming, master planning, and design services for universities and public and private institutional facilities and technology-driven workplaces. In addition to conceiving / and managing production of new structures, the practice takes focus on renovation / expansion projects where changing use requires functional reorganization, spatial re-interpretation and compatibility between new and existing construction as well as sophisticated design responses to seismic strengthening, support systems upgrades, regulatory compliance, elevated performance / LEED strategy, and historic preservation.

The projects we’ve included here are intended to illustrate specific responses to institutional and architectural needs we believe are relevant to the University Extension Seismic Correction. It is our hope that, taken together, they will convey a sense of our approach to shaping spaces for interactive / technology driven learning environments, architectural form, and the collective built landscape.

BARTON PHELPS & ASSOCIATES Architects and Planners Homage á UCLA For twenty-five years, our firm has worked frequently for UCLA, successfully completing sensitive, context driven projects for a range of building types. With positive reception of our numerous UCLA projects, our university client list has grown to include UC Santa Barbara, UC Riverside, University of the Pacific, and The University of Michigan. Campus Projects and Services by Barton Phelps & Associates include:

• Academic Advancement Program #2 UCLA Addition and Renovation to Campbell Hall (Design / Construction), 2014 • Marion Davies Seismic Renovation / BioMedical Library, UCLA Retrofit / expansion of 1960’s hospital as New BioMedical Library: Seismic Study, 2012 • CHS / Fielding School of Public Health Seismic Correction, UCLA New CHS Portal, seminar rooms, Dean’s administrative suite,exterior renovation, 2013 • Academic Advancement Program #1, UCLA Addition and Renovation to Campbell Hall ( Planning / Design), 2007. • Campbell Hall Seismic Correction, UCLA Strengthened / architecturally enhanced without restricting normal use, 2006 • Culver Center for the Arts, UC Riverside Retrofit of historic department store as Center for Digital Arts: Programming/Study, 2003 Humanities Library, Royce Hall • Landforms UES, Corinne A. Seeds University Elementary School, UCLA University of California, Los Angeles Interactive playground facility (Planning / Design with Spurlock / Poirier), 2002 • Library Facilities, University of the Pacific Renovation of library/new storage/retrieval facility; Programming/Design Study , 2001 • Ford School of Public Policy, University of Michigan Programming / design study for renovation / expansion of Lorch Hall, 2000 • Royce Hall, Components, UCLA Humanities Consortium , library, conference center, UCLA Live! offices, 1999 • Seismic Renovation of Royce Hall, UCLA 4-Phase, $68M renovation of auditorium / classrooms / faculty offices, 1998 • East Building: Corinne A. Seeds University Elementary School, UCLA Master plan for reorganization of site and new classroom building,1993 • Tiverton Patient / Family Guest House, UCLA Medical Center Patient / family hospitality facility and underground parking,1993 • Clark Memorial Library: UCLA Center for 17th & 18th Century Studies Master plan & new support facility (Getty Trust & Ahmanson Foundation Funding), 1988

Breadth and Thoroughness We are not specialists. Because our experience encompasses a wide range of building types, what we would like to be known for is our consistent demonstration of thoroughness. For us this means: • Intensive program / site evaluation • Consensus building among diverse user groups • Skillful, imaginative, sustainable design, • Attention to technique, documentation, compliance, and budgetary control

Images and terms in this brochure express the conceptual importance to us of context, society of place, and anchoring contemporary forms in older contexts. Off-campus projects in architecturally significant sites include:

• Carver Student Commons and Milligan Performing Arts Center, Thacher School, Ojai : A restructuring of the historic campus core of the oldest private school to fully accommodate co-education and the performing arts and enhance the experience of a powerful, mountainous lands cape. 2006 • Cabrillo Marine Aquarium and Moore Marine Library, City of Los Angeles, San Pedro Expansion of 1981 Frank Gehry - designed teaching facility used by 400,000 school children each year. 2004 University Extension Seismic Correction University of California, Los Angeles: Statement of Qualifications

The Evolution of Royce Hall University of California, Los Angeles

BARTON PHELPS & ASSOCIATES Architects and Planners North Range , Clark Memorial Library University of California, Los Angeles Rethinking a Campus

• Collaboration: on academic renovation projects we work as collaborators with administrators, faculty, and staff in establishing functional and educational intentions, confirming experiential qualities and the best use of existing spaces, and resolving technical issues of digital media, lighting, acoustics, security, and elevated performance as well as architectural ones of orientation, sequence, comfort, and materiality, • Workshops: we structure “hands on” design sessions to respond to project requirements, explore alternative concepts, hear and record all voices, and to build consensus for integrally resolved architectural compositions. • Inside: considerations of palpable interior design issues of style, ergonomics, light, sound, materiality and color need to be related to and balanced with abstractions of function, constructability and cost. • Outside: observant of American campus tradition that values outdoor spaces as functional/symbolic components of a working landscape and a source of institutional identity, we exploit building/site relationships to expand usefulness of outdoor spaces and enhance the overall experience of the campus. University Extension Seismic Correction University of California, Los Angeles: Statement of Qualifications

Campbell Hall, Seismic Correction South Elevation, After Seismic Strengthening University of California, Los Angeles

Campbell Hall South Elevation Before Seismic Strengthening University of California, Los Angeles

BARTON PHELPS & ASSOCIATES Architects and Planners Basement Areaway - Before Royce Hall - Basement Level University of California, Los Angeles

Basement Areaway - After CAP, UCLA Offices Royce Hall - Basement Level University of California, Los Angeles University Extension Seismic Correction University of California, Los Angeles: Statement of Qualifications

Methodology

As lead designer, Barton Phelps, FAIA and a Senior Associate continuously guide each project from start to finish maintaining close working relationships with clients, monitoring of schedules, budgets, and quality control; and prompt responses to project demands.

AutoCAD, 2D / 3D study, and design/construction graphics link our office with clients Structural Analysis and a network of technical consultants. Many of our engineering consultants use Seismic Renovation of Royce Hall University of California, Los Angeles Building Information Modeling (BIM) and we are prepared to produce construction documents using BIM if requested. Our aim in production is to utilize 2D / 3D and BIM software technology effectively in order to meet or exceed client and industry expectations, deliver excellence in design and engineering coordination, reduce risk and liability, and accelerate project schedules. We believe that the success of our interaction with users, responsive project management, and design approach is shown as much by repeated commissions from institutional clients as by international publication of our work and the design awards it has received.

Elevated Performance / Sustainable Design

Throughout the course of our firm’s 30 years in practice, basic issues of sustainability related to building orientation, form, and construction have been fundamentally important to our design approach, and we are confident in our ability to meet the requirements and intent of sustainable practices policy. In designing for elevated performance, LEED Accredited Professionals in our office collaborate with structural engineers and MEP consultants from the start of the Schematic Design phase. Developing cost-effective solutions requires early analysis of life cycle costs, quality, cost, and schedule – the driving forces of development – are integrated with environmental quality, energy efficiency, and resource conservation – the driving forces of green design. Our recent project for the UCLA, Fielding School of Public Health is on track for LEED Gold certification. In site design we collaborate with consultants in landscape design, civil engineering, ecology, geology, and hydrology Pyramidal Skylight Shaft landscape consultants, to produce sustainable landscapes that enhance natural Los Angeles Public Library, Los Feliz Branch resources we encounter.

Section Los Angeles Public Library, Los Feliz Branch BARTON PHELPS & ASSOCIATES Architects and Planners View Towards the North Range , Clark Memorial Library University of California, Los Angeles

View From the North Range , Clark Memorial Library University of California, Los Angeles Troubleshooting We believe that the effectiveness of our approach to client representation is reflected by high-profile, politically complicated education projects that we have successfully completed to popular and critical acclaim.

• Significant Structures and Sites: Our services include preparing evaluations of significance, developing appropriate design strategies for compatibility and compliance approvals, workijg closely with preservation oversight agencies and shepherding projects through agency reviews. • Controversial Projects: When necessary, we’ve successfully defended clients’ programs and, at the same time, accommodated critics concerns. • Fund-raising: we are happy to assist in supplying illustrative exhibits, models, and text and remain on call to present to user groups, potential donors, and the media. University Extension Seismic Correction University of California, Los Angeles: Statement of Qualifications

Programming

We are convinced that successful architectural programming requires that diagrammatic design explorations to occur concurrently with development of the actual program document. The design of our Cabrillo Marine Aquarium Expansion project for the City of Los Angeles Department of Recreation and Parks, a cooperative, public / private undertaking, that doubled the size of a 1981 Frank Gehry design, reflects our ability to structure interaction with diverse user groups in a way that a engages all interested parties.

Our design sequence usually starts with a broad investigation of significant compliance and performance issues in order to identify pertinent problems to address in the design / production sequence. This research has ranged from determinations of historic significance and traditional building technique to the latest technical developments in building systems, digital media, and sustainability. Our horizontal approach to project management helps us develop mutually confident working relationships with users and clients. We find that the initial project activities are critically important and first steps usually include at least the following considerations. Workshop Sketch By B.P. Cabrillo Marine Aquarium Expansion Catching Up San Pedro, CA

By the time an architect is selected for a project, it probably has been underway for some time. Information already exists on many levels and ideas and data may have been vetted with administrators, user groups / faculty, project management, or regulatory agencies. Opinions about design options may have already begun to develop. From the outset, listening, observing, and recording are critical activities. Initial efforts are aimed at absorbing and organizing information already in place, noting conflicts and controversial points, making rough calculations and diagrams, and of course, asking questions. The discovery / confirmation phase that follows is a rapid sequence of tasks and work sessions leading to preparation of a statement of initial “findings” that guides the project from then on.

UCLA Fielding School of Public Health Seismic Correction

BARTON PHELPS & ASSOCIATES Architects and Planners North Range , Clark Memorial Library Seismic Renovation of Royce Hall UCLA Lab School University of California, Los Angeles University of California, Los Angeles University of California, Los Angeles Design awards received for projects at UCLA

American Institute Of Architects (National) Games of the XXIIIrd Olympiad, UCLA, Los Angeles, California, National Institute Honor for Collaborative Design, 1985 American Institute of Architects / National Concrete Masonry Institute East Building: The Corinne A. Seeds University Elementary School, UCLA: National First Award for Design Excellence, 1996 American institute of Architects / Brick Institute of America North Range of the Clark Memorial Library, National Brick In Architecture Award, 1995 United States Institute for Theater Technology, Royce Hall Seismic Renovation, UCLA, 1999 Association of School Business Officials International, East Building: University Elementary School, UCLA, 1994 Los Angeles Business Council Royce Hall Seismic Renovation, UCLA 1999 American Institute of Architects / California Council East Building: Corinne A. Seeds University Elementary School, UCLA, 1996 American Institute of Architects / California Council North Range of the William Andrews Clark Memorial Library, UCLA, 1991 American Institute of Architects / Los Angeles Royce Hall Seismic Renovation, UCLA, 2000 American Institute of Architects / Los Angeles North Range of the William Andrews Clark Memorial Library, UCLA, 1990 California Preservation Foundation, Royce Hall, UCLA, 1999 Los Angeles Conservancy: Design Excellence Award, Royce Hall, UCLA, 1999. American Institute of Architects / Concrete Masonry Institute of California, East Building: Seeds University Elementary School, UCLA, Grand Award, 1994 Los Angeles Architecture Foundation East Building: Corinne A. Seeds University Elementary School, UCLA 1997 Los Angeles Olympic Organizing Committee, Games Of The XXIIIrd Olympiad Facilities, UCLA, 1984 2. Relevant Experience B)

Attachment in

Listed

Projects

(Includes

Relevant Experience

2.

University Extension Seismic Correction University of California, Los Angeles: Relevant Experience

Select Project Experience

Making an Entrance Jonathan and Karin Fielding School of Public Health University of California, Los Angeles

First Do No Harm Campbell Hall Seismic Renovation / Academic Advancement Program Facility Addition and Renovation University of California, Los Angeles

A Contemporary Workplace The Dimensional Forum Dimensional Fund Advisors Santa Monica, California

Reorganizing to Build: A Tradition in Progressive Education East Building, UCLA Lab School University of California, Los Angeles

Rethinking a Monument Seismic Renovation of Royce Hall University of California, Los Angeles

BARTON PHELPS & ASSOCIATES, Architects and Planners

University Extension Seismic Correction University of California, Los Angeles: Relevant Experience

Making an Entrance

Plan Before Plan After Jonathan and Karin Fielding “We have had a fabulous experience with Barton Phelps, who worked School of Public Health Seismic Correction closely and effectively with us and Capital Programs to do a seismic University of California, Los Angeles upgrade (structurally a mess) and renovation. He has been very responsive to the school’s needs and advocated well for us at every step The school occupies nine floors of the vast Center for Health of the process. I’m very happy with results which, given the limitations Sciences. Charged with improving the 1967 building’s on hand, will transform what we now have. He’s smart and easy.“ seismic rating from “POOR” to “GOOD”, we worked with -Dr. Linda Rosenstock, structural engineers Nabih Youssef Associates, to explore Dean, UCLA School of Public Health, October, 2011 possible functional rearrangements, related structural possibility, collateral damage, and architectural compatibility. Construction: 2012 - 2013 Area: 140,000 sf (9,000 sf Addition/Renovation) The design provides a new administration suite and new Cost: $5.5 M campus identity for the School, converts unused entry space Architect: Barton Phelps & Associates to seminar rooms and improves circulation, accessibility and Project Principal: Barton Phelps, FAIA noise abatement. The building’s new entry functions as a Project Architect: David Haggerty, AIA, LEED AP Structural: Nabih Youssef Associates major campus portal to the CHS. Architecturally, it accepts MEP: M-E Engineers, Inc. massive new concrete walls (orange on plan) and exposes Civil: Paller Roberts Engineering, Inc. them in order to articulate the seismic path around a Cost: C.P. O’Halloran Associates monumental triangular conference room. A terrace, walled Landscape: Katherine Spitz Associates Specifications: Chew Specifications to cut off street noise, allows al fresco receptions. Client: UCLA Capital Programs Mr. Jeffrey Averill, AIA, Campus Architect BARTON PHELPS & ASSOCIATES, Architects and Planners First Do No Harm

Campbell Hall Seismic Correction University of California, Los Angeles

A generic 3-story structure built in 1954 as the Home Economics Building, Campbell Hall houses the Academic Advancement Program, American Indian Studies, Asian American Studies and Linguistics Department. The project East Elevation Before North Elevation Before was aimed mostly at providing sufficient strengthening to raise its seismic rating from “Poor” to “Good”. The University asked for an approach, limited to the exterior of the building , that would allow normal functional use during construction. The project includes fire / life safety / accessibility improvements, air cooling, and landscaping.

Building and Context Our analysis determined that the building’s strongest architectural characteristics derive from its solid masonry corner blocks and its uninterrupted horizontal windows bands.

Structure Always Comes First Working with structural engineer, Nabih Youssef Associates, we analyzed an earlier proposal that called for numerous vertical pilasters that disrupted the building’s strong horizontal character. Our proposal confined new structure to only four locations on the exterior. Freestanding architectural concrete panels front the end blocks of the building. On the University Extension Seismic Correction University of California, Los Angeles: Relevant Experience

West Elevation Before

south a tall composition of engaged pilasters and spandrels responds to the vertically developed elevations of adjacent Haines Hall. Structural analysis of existing strength in the building along with new geotechnical data confirmed the feasibility of our architectural approach. The new scheme turned out to be no more costly than the earlier pilaster scheme and had the distinct advantage of reducing construction noise and dust. While the building functioned normally during construction.

Construction: 2006 Area: 55,400 s.f. Cost: $4.7 M Architect: Barton Phelps & Associates Project Principal: Barton Phelps, FAIA Project Architect: David Haggerty, AIA, LEED AP Structural: Nabih Youssef Associates MEP: M-E Engineers, Inc. Civil: Paller Roberts Engineering, Inc. Cost: C.P. O’Halloran Associates Client: UCLA Capital Programs Mr. Jeffrey Averill, AIA, Campus Architect

South Elevation Before

BARTON PHELPS & ASSOCIATES, Architects and Planners Campbell Hall Addition / Renovation Academic Advancement Program Facility No. I & No. II University of California, Los Angeles

After completing the strengthening project at Campbell Hall, UCLA turned BPA to prepare initial designs for an addition / renovation of the building to accommodate its highly successful undergraduate tutorial program. its Administrators saw a chance to give a new campus presence to an essential but often-overlooked campus program.

Our first plan unites and renovates ground floor spaces currently used by AAP and links them to a single story addition that spreads out into a tree-covered terrace situated between Campbell Hall and the North Campus food service facility, a popular hangout with student amenities. The Part I - Floor Plan in Group Study Mode scheme is very much a place to see and be seen. The main (82 Seats) interior space allows flexible use and can be rearranged to handle large group events and lectures as well as the normal array of small study groups. The big glass and steel boxes, scattered to look as if they have just trundled out of the building, enliven the scene on the terrace. Their sculptural presence and transparency are intended to offset the sense of isolation and stigma that struggling students often feel. Unfortuneately, anticipated donor support did not materialize and BPA has designed a simpler scheme for No. II.

No. I / No. II: 2008 (Study) / 2014 (Const. Completion) Area: 2,000 s.f. Cost: $1.6 M Architect: Barton Phelps & Associates, Project Principal: Barton Phelps, FAIA Project Architect: David Haggerty, AIA, LEED AP Part I - Floor Plan in Teaching Assemby Mode Cost: C.P. O’Halloran Associates Client: UCLA Capital Programs University Extension Seismic Correction University of California, Los Angeles: Relevant Experience

Royce Hall

No. II - Floor Plan in Group Study Mode

No. II - North Elevation

BARTON PHELPS & ASSOCIATES, Architects and Planners A Contemporary Workplace

The Forum, Dimensional Fund Advisors Santa Monica, California

For fifteen years, BPA worked continuously on expansion and renovation of the telecommunications-based headquarters of international asset managers, Dimensional Fund Advisors Inc. The Forum is a 7,000 square foot reception / conference facility intended to host training events. Unique in the financial industry, it combines socializing space, food service capability, and art exhibition space with a high-tech auditorium / video broadcast studio and near perfect acoustics.

Dionysian Reception In the reception hall, pear-veneered plywood panels shape spaces for reception and catered events. The ceiling is a continuous saw-tooth of perforated metal panels with integral registers, speakers, fire sprinklers, and light fixtures. Track lighting highlights potential spots for conversation groupings of Arne Jacobsen “Swan” chairs. Rolling buffet counters can be spread out with breakfast / coffee / refreshment service or pushed out of the way.

Apollonian Instruction The reception hall’s exuberance contrasts with functional calm in the 90-seat auditorium into which it looks through a sound-proof glass partition. Stepped semi-circular desks and attached seating combine boardroom chic (mahogany University Extension Seismic Correction University of California, Los Angeles: Relevant Experience

and leather-covered Vitra chairs) with grad. school-like interaction among attendees. Speech acoustics, audio-visual systems, speaker controls, and lighting get special attention as do HVAC and street noise. With nearly total ambient quiet, the curved reflector panels in the ceiling project soft-voiced conversation 90 feet. The plan of room absorbs the existing building’s rectangular framing. Beams become part of a ceiling texture in which speakers, lights, registers, and acoustic reflectors are composed as a monochromatic, metal-painted, flat sculpture á la Louise Nevelson. A control booth and sound console support TV broadcasting and media events.

“Working with DFA over three decades, Barton Phelps & Associates have created the firm’s architectural identity.” -Dimensional fund Advisors, 25th Anniversary Yearbook, 2006

Construction: 2005 Area: 7,150 s.f. Cost: $3.9 M Architect: Barton Phelps & Associates Project Principal: Barton Phelps, FAIA Project Architect: David Haggerty, AIA, LEED AP MEP: M-E Engineers, Inc. Client: Dimensional Fund Advisors, Santa Monica Office Mr. Davcid Booth, CEO Awards: Los Angeles Business Council, Interior Architecture, 2006

BARTON PHELPS & ASSOCIATES, Architects and Planners Offices, Dimensional Fund Advisors Santa Monica, California

Space Planning as Townscape The offices of this unorthodox, highly successful investment management firm occupy three floors of an angularly planned office building with spectacular views of Santa Monica Bay. Expanded in phases over twelve years and the sequence traces our clients’ and our own changing design expectations in that period.

Our approach to workplace design is shaped both by how our clients see themselves and how they would like others to see their firm. DFA thinks of itself as an extended family operation and asked us to represent its high-tech capabilities in an open, comfortable setting. Initial planning discussions were filled with references to towns, neighborhoods, and families as analogs for departments and work groups, and, in the end, a townscape analogy continues to set the layout and look of the offices.

In the first phases of renovation, projecting storefront windows compose transparent “streets” and give views through enclosed offices and work groups. Their frames individualize office entrances, punctuate connecting University Extension Seismic Correction University of California, Los Angeles: Relevant Experience

passageways, and give an exterior feel to circulation. Offices and workstations are arranged by work groups and distinguished by different forms and finish materials. Small conference rooms and libraries adjacent to work groups are meant to be claimed as turf.

High-tech and Traditional In a relaxed, hybrid way, high-tech elements are combined with touches of old Wall Street brokerage houses. The palette emphasizes color shifts and juxtaposes fancy finishes with plain natural ones – cherry, mahogany, and maple veneers, and hardwood floors with aluminum storefronts, drywall, wood fiber ceiling panels, and glass. Eclectic furnishings run from classic modern to craftsman style.

Construction: 2001 Area: 30,000 s.f. Cost: $3.5 M Architect: Barton Phelps & Associates Project Principal: Barton Phelps, FAIA Project Architect: David Haggerty, AIA, LEED AP Client: Dimensional Fund Advisors, Santa Monica Office Mr. Davcid Booth, CEO Mr. Rex Sinquefield, Chairman

BARTON PHELPS & ASSOCIATES, Architects and Planners Reorganizing to Build: A Tradition in Progressive Education

East Building, UCLA Lab School (Formerly the SEEDS University Elementary School) University of California, Los Angeles

Construction: 1993 Area: 18,500 s.f. Cost: $3.5 M

Founded 125 years ago, the teaching laboratory of the UCLA Graduate School of Education traces parallel break throughs in educational research and school design. After losing three buildings to a new Graduate School of Management, the task of making the school and its campus whole again went beyond straightforward replacement.

The location and design of the new East Building result from a reevaluation of the school’s teaching philosophy and possibilities for its social reorganization on a much reduced but still beautiful creekside site. The two-story East Building follows the contours of its steeply banked site. Its module is a three-part classroom suite developed in programming workshops from teachers’ critiques of the famous single- story buildings, designed by Neutra and Alexander. University Extension Seismic Correction University of California, Los Angeles: Relevant Experience

Limited to exactly the area of the lost classrooms, the new concrete masonry and glass modules provide new spatial options for small groups and acoustical separation between competing activities. The small central rooms on which two larger classrooms hinge, allow controlled flexibility. They differ from the classrooms in daylighting, finishes, and acoustics and provide more intimate areas for music, story telling, or computer use.

“Now I virtually spend my teaching days inside a large, living kaleidoscope...I treasure this gift from the architect who designed the building to capture every nuance of light. Many of the children I teach in these new classrooms have started the year saying, “This is going to be my best year yet!” They have each said in their own way, “I learn better in these classrooms.” They say they do not know why, they just do. I know I teach better in these new classrooms. I do know why.” -Ava de la Sota, Demonstration Teacher, Upper Elementary “Windows of Wonder” in Seeds UES News, Vol. 40, Issue 2, 1993

BARTON PHELPS & ASSOCIATES, Architects and Planners Architect: Barton Phelps & Associates, Project Principal: Barton Phelps, FAIA Project Architect: David Haggerty, AIA, LEED AP Client: UCLA Capital Programs Mr. Charles W. Oakley, FAIA (Former) Campus Architect Awards: AIA / California Council, 1996 AIA / National Concrete Masonry Inst. First Design Award, 1996 AIA / California Concrete Masonry Inst. Grand Award, 1994 Assoc. of School Business Off. Int.l, 1994 Publication: Architecture, 1994 World Cities: Los Angeles, 1994 University Extension Seismic Correction University of California, Los Angeles: Relevant Experience

Rethinking a Monument

Seismic Renovation of Royce Hall University of California, Los Angeles

Construction: 1998 Area: 200,000 s.f. Cost: $68.2 M

Completed in 1929, Royce Hall is the largest of four original buildings at the historic core of the UCLA campus. A lively brick and tile essay in the Lombard Romanesque style, it symbolized the academic and cultural aspirations of a young university and functioned as its main classroom and auditorium facility. Its twin-towered front remains the best known UCLA landmark. Built prior to the advent of seismic-resisting design, the facility suffered severe structural damage in the 1994 Northridge Earthquake and its iconic towers verged on collapse.

Earthquake As Stimulus for Improvement Barton Phelps & Associates, working with structural engineer John A. Martin & Associates and preservation engineer Melvyn Green & Associates, was named Executive Architect for emergency repair of the towers. With this underway, BPA was commissioned as Design Architect for a phased renovation of the entire building. BPA provided historical evaluations and coordinated these with FEMA reviews of strengthening and preservation options to obtain Federal approval and then led design of a program of improvements

Concrete shear panels and beams BARTON PHELPS & ASSOCIATES, Architects and Planners Plaster removed for new structure Labeling veneer for removal and replacement Preparation for gunnite concrete and conservation so extensive that it essentially inserted a new building within the old.

Historic Overview Royce Hall’s eligibility for National Register listing prompted FEMA to require earthquake resistance well beyond code life / safety levels and triggered close design scrutiny by federal and state preservation officers. The final project accommodates a new structural system of six story, concrete shear panels around the “big box” of the auditorium connected by concrete beams to the building’s historic exterior. Termed “soft” by engineers - the new structure responds in unison with original brick masonry to provide lateral resistance sufficient to protect the building’s primary historic fabric from future damage. Because added structure nearly doubled the mass of the building, BPA traced a non- historic load path through spaces affected by an earlier remodeling. None of the 15,000 tons of new structure is visible in the finished project.

Reorganization and Consolidation BPA directed programming and design for reorganization of an array of University components affected by the work. Our plan provided new performance management University Extension Seismic Correction University of California, Los Angeles: Relevant Experience

facilities redistributed the facilities of ten departments of the Humanities Division in new and renovated offices, libraries, “smart classrooms”, and new conference and seminar facilities.

New and Old Together: Hybrid Design In areas of historic structures not slated for programmatic change, our renewal approach begins with establishing the primary interpretive period and then removing layers of alterations that may have accumulated since. In architecturally significant spaces, new systems can be juxtaposed with restored historic surfaces in a distinct way that both conforms to Secretary of the Interior Standards for Rehabilitation and enhances perception of significance.

Enhancing Architectural Character At Royce Hall, we considered stairwells and corridors like the one shown here to be primary character-defining spaces and redesigned them to restore the rhythms and appearance of original, doorways, walls, and floors. Restored interior finishes include hand-troweled plaster, wood doors, bronze hardware, and linoleum flooring. But overhead, new acoustically absorptive, ceiling vaults accommodate up-to-date systems for HVAC, alarms, fire-suppression, and telecom. Recessed coves and indirect lighting give a new sense of lightness and expanded space without compromising original architectural form. Classrooms and faculty offices underwent similar transitions. In the historic ceiling of the Auditorium, new air registers, lighting, and speakers, were installed within the ornamental pattern in way that conforms to the original ornamental painting palette. New indirect lighting made the ceiling look better than ever.

Compatibility: New Architecture in Historic Buildings Spaces in historic structures may have come to be associated with uses for which they were not originally intended. Loss of original character after successive alterations may allow for Before a more fully functional reconfiguration provided this can be accomplished in a way compatible with the historic character of the original structure. To provide hard, sound-reflective surfaces and satisfy historic preservation guidelines for stylistic compatibility, redesign of the auditorium brought the historic outside of the building inside by using identical brick and terra-cotta veneers to replace plaster walls removed to make way for new structure. In its abstract application of light and dark masonry, design of the new auditorium walls reflects the vitality of twelfth century Lombard Romanesque façades. New walls are clad in brick and terra-cotta identical to original exterior veneer. Terra-cotta panels produced at the same clay works as those on the original building, project from the sidewalls in a pattern dimensioned to enhance early sound diffusion or “brightness”. Above the balcony, slender columns carrying big impost blocks split the openings of the new acoustical galleries in the same slightly unstable way that one observes in prominent Romanesque buildings. BARTON PHELPS & ASSOCIATES, Architects and Planners “Phelps says his goal all along was to make Royce Hall what it would have been if David Allison, its original designer, had known what is known today about how to help buildings survive earthquakes, and if he’d had a more generous budget for interior embellishments. That’s why, even though Phelps immersed himself in the study of the Lombard Romanesque, he says, “It’s not preservation, its architecture.” Oakley [the campus architect] agrees: “On campus, everything is always changing. But the good buildings have many lives.” - Thomas Hine, Project Diary, Architectural Record. October 1998

Architect: Barton Phelps & Associates Project Principal: Barton Phelps, FAIA Project Architect: David Haggerty, AIA, LEED AP Structural: Melvyn Green & Associates Before Nabih Youssef Associates (John A. Martin & Associates) Client: UCLA Capital Programs Charles Oakley, FAIA Former Campus Architect, UCLA Awards: AIA / Los Angeles, 2000 CA. Preservation Foundation Design Excellence, 1999 L.A. Conservancy, Preserve. Award, 1999 U.S. Inst. Theater Technology, 1999 Publications: Architectural Record, November, 1998 Preservation, November, 1998 Los Angeles Times, A&A, March 1998 UCLA Magazine, June 1996 Architecture, December, 1995 3. Applicant’s Qualifications Team

team

Organization s Qualifications Applicant’ • Consultant

3. • • Design Team

University Extension Seismic Correction University of California, Los Angeles: Applicant’s Qualifications

DESIGN TEAM

Project Director / Lead Designer Barton Phelps, FAIA

Over his forty years of practice, designs by Barton Phelps for new university buildings as well as for modernization and expansion of existing ones, have regularly been recipients of national and regional design awards and the subject of international publication. Of particular relevance to this project are sensitive projects for architecturally significant and historic buildings and complexes at UCLA where Barton Phelps & Associates have been charged with master planning, retrofit / expansion, and seismic renovation - what he terms “coming after”projects. They include:

• Fielding School of Public Health (Welton Becket & Associates, 1962) • Marion Davies Childrens’ Health Center (Welton Becket, & Associates 1966) Los Angeles Public Library, Will and Ariel Durant Branch, Sunset Boulevard • Campbell Hall (Austin, Field and Fry, 1954) Education • University Elementary School (Neutra and Alexander, 1949-54) Bachelor of Arts with Honors in Art, • Kinsey Hall (Allison and Allison, 1928) Williams College, 1968 • Royce Hall (Allison and Allison, 1928) Master of Architecture, Yale University, 1972 • William Andrews Clark Memorial Library (Robert Farquhar, 1926) Registration: C-9044, 1977

Other local coming after projects include a major expansion of the Cabrillo Marine Academic Aquarium (Frank O. Gehry & Associates, 1981) and, farther afield, distinguished UCLA Graduate School of Architecture and Urban Planning, Adjunct historic structures at UC Riverside, University of the Pacific, and University of Michigan. Professor, Assistant Dean Rice University School of Architecture, Critical acclaim for this work supports Barton’s view of context as a primary generator Assistant Professor Yale University, History of Art Department, of built form and the importance he assigns to awareness of buildings as landscape - Teaching Assistant to Professor the collective result in space and time of architecture and its built surroundings. Recent Vincent Scully award-winning projects include the Milligan Auditorium and Carver Commons at The Thacher School in Ojai – an extensive restructuring of the historic core of the oldest Exhibitions Yale School of Architecture: An Architect’s private school in California; The Dimensional Forum, a festive interior landscape that Legacy: James Stirling’s Students at unfolds into a digitally-based training and broadcasting studio for asset managers, Yale 1959-1983, 2011 Dimensional Fund Advisors in Santa Monica; and four very different site-specific library Yale School of Architecture: 10 Years / information centers for the Los Angeles Public Library. These projects share hybrid Out: Houses by Alumni, Ten Years of Graduation, 1995 modernist character – formally simple and abstract but also evocative, place-related, American Institute of Architects and conceptually accessible. National Convention: L. A.100 Architects, Los Angeles, 1994 L.A. Municipal Art Gallery, Corridor: After receiving a B.A. in Art from Williams (with a concentration in architectural The High-Speed Roadway as history), and an M.Arch. from Yale where he furthered his study in that area while Generator of New Urban Form, 1991 assisting architectural historian, Vincent Scully, Phelps worked in London on initial Graduate School of Architecture and designs for the British Library. In Los Angeles, he worked with Frank Gehry and Urban Planning, UCLA: Barton Phelps & Associates, 1991 Charles Moore and helped lead the campaign to preserve the Central Library- an Crocker Center, Los Angeles: action that led to the founding of the Los Angeles Conservancy, the largest local Californians on the Square - preservation organization in the U.S. As Assistant Dean of the UCLA Graduate School Pershing Square Competition of Architecture and Urban Planning, Director of Architecture at its Urban Innovations Finalists, 1986 Farish Gallery, Rice University, Houston, Group, and later as Adjunct Professor, he has linked practice with teaching design Texas, Hermann Park Proposal, 1983

BARTON PHELPS & ASSOCIATES, Architects and Planners Honors / Fellowships / Grants

National Chair, Committee on Design, American Institute of Architects, 1996 Member, College of Fellows, American Institute of Architects, elected 1993 AIA/CC Presidential Citation for founding the professional journal, Architecture California, 1992 Williams College: Graves Essay Prize in Art, 1968 Sanderson Prize in Architecture,1968 Graham Foundation for Advanced Studies in the Fine Arts: Corridor: The High-Speed Roadway as Generator of New Urban Form,1990 Views from the River: 1996 National Endowment for the Arts: Design Advancement: Critics and Cranes: A Symposium on Architectural Criticism, 1987 and Corridor, 1990

Professional Service

U.S. General Services Administration, Design Excellence Program: Seismic Renovation of Royce Hall, University of California Los Angeles Architectural Peer Reviewer and history of the American landscape for much of his career as an architect. His U.S. Conference of Mayors/NEA/AIA, Mayors’ Institute for City Design independent research in urban design and landscape studies has been supported by National Endowment for the Arts, fellowships from the Graham Foundation for Advanced Studies in the Fine Arts and Design Arts: Challenge III Grants, National Endowment for the Arts. In 1993, he was elected to the College of Fellows Chair of the American Institute of Architects and has served as National Chair of the AIA American Institute of Architects (National), Committee on Design, Committee on Design. He is a Life member of the Society of Architectural Historians. National Chair, 1996; Gold Medal Task Group, 1997; Competitions Task Mr. Phelps has served on the Architectural Advisory Board of the U. S. State Group, 1995; Awards Task Group, Department; the faculty, Mayors’ Institute on City Design / National Conference Chair, 1990-2; Architectural Record, member, Editorial Advisory Board, of Mayors; as a Peer Reviewer, Design Excellence Program, U. S. General Services 1998-2000 Administration; a juror, national AIA Honor Awards in Architecture and GSA City of Los Angeles Cultural Affairs Presidential Design Awards 2000; a member ,Editorial Advisory Boards of Architectural Commission, Mayor’s Design Advisory Panel, 2003 – present. Record and Architecture California (arcCA ); and locally, the Board of Directors,Los University of California Santa Barbara, Angeles Conservancy, and the Board of Advisors, UCLA Lab School. Currently he Professional Advisor, Design Review serves on the Design Review Committee at UC Santa Barbara and on the Mayor’s Committee, 2000 – present. Design Advisory Panel of the City of Los Angeles. University of California Los Angeles, Architectural Peer Reviewer AIA/California Council, Architecture California: Chair, Editorial Board AIA/Los Angeles: Board of Directors, Chair, Editorial Board, L. A. Architect University Extension Seismic Correction University of California, Los Angeles: Applicant’s Qualifications

Senior Associate / Associate-in-Charge David Haggerty, AIA, LEED AP

As Project Architect for a wide range of master planning and public institutional projects at BPA over the past twenty two years, David Haggerty is deeply experienced in initiating projects with multiple user groups, developing technically demanding designs, and shepherding them successfully through constructability, value engineering, code and compliance review, and bidding procedures. A talented designer with broad experience in public facilities, he is a veteran in project organization, space planning, scheduling, client interaction, group consensus building, and construction administration. Before joining BPA, Mr. Haggerty designed public institutional projects in the New York offices of I. M. Pei and Partners and Kliment and Halsband. David’s relevant experience includes:

• North Range, William Andrews Clark Memorial Library, UCLA North Range, William Andrews Clark • Seismic Renovation of Royce Hall, University of California Los Angeles Memorial Library, UCLA • University Divisional Components: Royce Hall, University of California Los Angeles • Jonathan and Karin Fielding School of Public Health Seismic Correction, University Education: Bachelor of Arts in Architecture, Art, and of California Los Angeles Art History, Rice University, 1987 • Campbell Hall Seismic Correction / Study for Academic Advancement Facility Bachelor of Architecture, Addition / Renovation, University of California Los Angeles Rice University, 1989 • Academic Advancement Program Addition, Campbell Hall, University of California Registration: Los Angeles Registered Architect in California • Marion Davies Seismic Correction, University of California Los Angeles LEED Accredited Professional • East Building: University Lab School, University of California Los Angeles Affiliations: • Tiverton Patient Family Guest House, University of California Los Angeles Medical American Institute of Architects Center • Los Angeles Public Library: Los Feliz Branch; Woodland Hills Branch, Will and Ariel Durant Branch (Hollywood), and Moore Marine Biology Library at the Cabrillo Marine Aquarium, Los Angeles, California • Dimensional Forum / Offices, Dimensional Fund Advisors, Santa Monica, California • Carver Student Commons and Milligan Center for Performing Arts Thacher School, Ojai, California • Cabrillo Marine Aquarium Expansion, City of Los Angeles, San Pedro, California • Library Facilities Project, University of the Pacific, Stockton, California • River House corporate retreat, Osage County, Missouri • Master Plan and Addition for The Old Globe Theater, San Diego • Barbara and Art Culver Center of the Arts, University of California Riverside • Gerald R. Ford School of Public Policy Project, University of Michigan, Ann Arbor

BARTON PHELPS & ASSOCIATES, Architects and Planners Associate / Media Graphics Coordinator Gregory Y. Cheng

Mr. Cheng’s five years of professional experience includes campus master planning, university facilities and alternative re-use of major structures as well as with procedures of the Division of the State Architect. His design and production experience includes laboratories, sports facilities, multi-family housing and student housing. He has worked on both coasts and in the Deep South as well as in Europe and Asia and comes to BPA from the Los Angeles office Behnisch Architekten, the distinguished German firm with headquarters in Stuttgart. Greg is a talented designer in his own right, his academic projects have received national and international attention in architectural exhibitions and publications. Projects for which Mr. Cheng is partly responsible include:

• Academic Advancement Program Addition, Campbell Hall, University of California Los Angeles • Marion Davies Seismic Correction, University of California Los Angeles • Jonathan and Karin Fielding School of Public Health Seismic Correction, University of California Los Angeles • Maximino Martinez Commons, Student Housing, University of California Berkeley* • Pyramid Locker Room Renovation, Cal State Long Beach* • Hearn Power Station Regeneration, Toronto, ON, CA* • Zayed Sports World, Stadium Transformation, Abu Dhabi, UAE* • Allston Science Complex, Harvard University*

UCLA Fielding School of Public Health • Demming on the Green Condominiums, Chicago, IL* Seismic Correction *Performed at Previous Office University of California, Los Angeles

Education: Bachelor of Arts in Architecture, Miami University (Ohio), 2003 Master of Architecture, University of Michigan, 2007 University Extension Seismic Correction UniversityETABS of California, Los Angeles: Applicant’s Qualifications  Consultants

Nabih Youssef Associates, Structural Engineer

550 South Hope Street, Suite 1700, Los Angeles, CA 90071 Contact: Nabih Youssef, 213.362.0707

Nabih Youssef Associates (NYA) is an internationally recognized structural engineering firm providing specialized structural and earthquake engineering consulting for new and existing buildings. Began in 1989, the firm’s design practice is geared towards -2.24 -1.96 -1.68 -1.40 Marion-1.12 -0.84Davies,-0.56 Seismic-0.28 0.00 Correction0.28 0.56 0.84 1.12 1.40 architecturally intensive building projects, including commercial, institutional and  University of California, Los Angeles public projects. NYA’s significant contribution to the development of Earthquake Select Relevant Experience: Engineering Codes/Standards, seismic base isolation, and value-engineered strengthening concepts is coupled with a commitment to engineering quality and UCLA Fielding School of Public Health Seismic Correction (current project) performance that has given us the ability to provide our clients with cost effective, UCLA Campbell Hall AAP Addition (current project) sustainable solutions and successful projects. NYA is pleased to have worked on over UCLA Campbell Hall Seismic Correction 50 LEED certified projects throughout California and is considered a Small Business UCLA Marion Davies Seismic Correction (current project) Enterprise in the State of California through the DGS. NYA is fortunate to collaborate UCLA Renovation of Royce Hall (peer with a wide variety of international design architects and educators, working together review) UCLA Glorya Kaufman Hall, (Seismic to find clear, elegant structural solutions for complex design issues. Upgrade and Renovation) UCLA Law Library, (Seismic Upgrade and Renovation) Awards: In 2011 NYA’s new UCSF RMB building has won numerous awards including UCLA Kinsey Hall, (Seismic Strengthening) the NCSEA Outstanding Project – New Building>100 Million, SEAONC Landmark Brand Library, Glendale, CA (Seismic Rehabilitation and Renovation) Structure Award of Excellence, and the AIA New York award for Landmark Structure. Atascadero City Hall, Atascadero, CA (Seismic Retrofit and Upgrade) Nabih was awarded the AISC 2010 Designer Special Achievement award and NYA Orpheum Theatre, Los Angeles, CA received a special 2010 President’s Award for Excellence in Engineering for LA Live Huntington Gallery, San Marino, CA (Seismic Upgrade) Hotel and Residences, Los Angeles, CA. In 2010 we have also received a NCSEA Natural History Museum of Los Angeles, award for Renovation/Retrofit (Glendale MSB), and SEAOC awards for Landmark (Seismic Evaluation) J. Paul Getty Villa and Museum (Historic Structure (LA Live) and New Construction (LAPD Headquarters). We also received Renovation, Structural Engineering) the distinguished 2009 AIA Design Team of the Year award for LAPD Headquarters, Cathedral of the Blessed Sacrament, Sacramento, CA (Seismic Renovation) the 2009 Los Angeles Conservancy Preservation Award for the Hollywood Palladium, Hollywood Palladium, (Renovation) and the year before for Eastern Columbia Lofts and the 2009 Design Build Institute of St. Monica’s Church and Elementary School, (Restoration and Repair) America Award for ELAC Performing Arts Complex. NYA has also won the ATC/ENR UCLA Historic Corridor - Men’s Gymnasium AWARD FOR TOP SEISMIC PROJECT OF THE 20TH CENTURY, UCLA Geffen Playhouse - Renovation UCLA Jules Stein (current project) UCLA Pauley Pavilion Seismic / Program Principal Structural Engineer / President Upgrade – current Project Nabih Youssef, SE UCLA Harbor Medical Center - Seismic Retrofit Education UCLA Semel Institute (NPI) current project Post Graduate/Diploma in Earthquake Engineering/UCLA; M.S./CSU Los Angeles UCLA Ackerman Union UCLA California Nanosystems Institute Professional Licenses UCLA Cyclotron building – current project S.E. – AZ, CA, NV, WA; P.E. – CA, HI, NJ, NV, NY, OH, OK, OR, TX UCLA Cyril Nigg Catholic Center - New Selected Professional Activities Construction UCLA Life Sciences Building – Seismic • Structural Engineers Assoc. of Calif. Committees (SEAOC): Vision 2000 Chair - Evaluation and Ratings developing performance-based methodology; Seismology Committee, Past Chair • City of Los Angeles Mayor’s Blue Ribbon Panel Seismic Hazard Reduction: Chairman • State Building Standards Commission: Commissioner /Chair of the Seismic Safety Committee • State of California, Division of the State Architect, Seismic Program, Peer Review Board • City of Los Angeles Executive Committee: Northridge Earthquake Damage • City of Santa Monica Building and Safety Commission: Past Commissioner

BARTON PHELPS & ASSOCIATES, Architects and Planners Paller-Roberts Engineering, Inc., Civil Engineer

5701 Slauson Avenue, Suite 208, Culver City, CA 90230 Contact: Phil Roberts, 310.641.1853

Paller-Roberts Engineering was formed in February 1980 by Phillip G. Roberts and Jack D. Paller (deceased 2/83) to furnish professional civil engineering services to mArchitects, Government Agencies, and Developers. The company’e efforts are directed toward design of infrastructure elements required for the development of Institutional, Municipal, Commercial, Industrial, and Residential projects.. The Principal and key staff members possess a strong background of technical ability and UCLA Campbell Hall Seismic Correction practical experience and have a record of successful accomplishments in the field of Civil Engineering. The firm employs a nucleus of professional and technical personnel

Select University Experience: capable of efficiently completing its assignments within scheduled requirements. All projects are personally supervised by the Principal. UCLA Jonathan and Karin Fielding School of Public Health – Seismic Correction UCLA Campbell Hall Seismic Correction Institutional projects include: the addition of three dormitory buildings housing 1200 UCLA Powell Library UCLA Law Library students with student center, auditorium, and underground parking on the campus at UCLA Dance Building / Glorya Kaufman UCLA; ArmandHammerMuseum in Westwood, CA. and Phases 1 and 2, expansions Hall Seismic Renovation and Addition UCLA Northwest Campus Housing of LoyolaLawSchool in Los Angeles, CA. Municipal / Public Works projects include: UCI Central Housing Office Building approximately 3.5 miles of new streets and utilities to serve a segment of commercial USC Housing - Phase 2 CSU Fullerton Classrooms and residential property in the City of Rancho Cucamonga, CA.; Street widening West Los Angeles College Pedestrian Mall West Los Angeles College Fine Arts and new freeway on and off ramps in Bakersfield, CA; a major storm drainage/flood Courtyard control system in Las Vegas, NV.; La Quinta Civic Center in La Quinta, CA. Pasadena City College Sport Center Loyola Law School Expansion - Phases 1 & 2 Principal Civil Engineer Loyola Marymount University, East Mall Phillip G. Roberts, PE

Mr. Roberts has over 30 years’ experience in Civil Engineering consulting practice. He has managed a staff of engineers and designers in the preparation of civil engineering studies, reports, plans, subdivision maps and other documents for numerous commercial, industrial, residential and municipal projects. His technical abilities and management skills have led Paller-Roberts Engineering to successful completion of numerous complex and challenging projects over the past years. Due to Mr. Roberts’ leader-ship and high standards, the firm enjoys a reputation for providing top quality service to its clients. To illustrate this point, the majority of the firm’s clients have been dealing with the company repeatedly. Education Bachelor of Science/Mechanical Engineering, 1971, Michigan State University Professional Licenses Professional Civil Engineer in California, Oregon, Virginia, North Carolina, Colorado and Nevada. Date of license- since 1976 to present; RCE No. 27269 Professional Affiliations • Member - American Society of Civil Engineers • Member - National Society of Professional Engineers University Extension Seismic Correction University of California, Los Angeles: Applicant’s Qualifications

M-E Engineers, Inc.,Mechanical/ Electrical/ Plumbing Engineeers

10113 Jefferson Boulevard, Culver City, CA 90232 Contact: Frank Stefan, 310.842.8700

M-E Engineers, Inc. is a leading international consulting engineering firm specializing in mechanical and electrical design services with over 180 people firm wide. Our offices, in Los Angeles, San Diego, Denver, Colorado Springs, Kansas City, Dallas, New York, London, Abu Dhabi, and Chennai successfully service clients worldwide. Our Los Angeles office has a staff of 40 and has extensive experience in University projects.

Design Approach: M-E Engineers emphasizes imaginative, dynamic engineering approaches, and believes that each project presents its own unique challenges. The benchmark for our designs is that they must be a worthwhile long-term investment; must remain economical throughout their life; and must be efficient and effective in terms of initial and life-cycle costs, energy conservation, and ease of maintenance. Los Angeles Central Library Restoration Energy efficiency and life cycle cost analysis must be carefully considered and weighed Select Historic Preservation against the available budget when selecting equipment and systems. Further, Experience: proper assessment of existing site conditions and coordination with utilities are of UCLA Men’s Gymnasium Renovation prime importance. Close coordination with our team, facilities staff and the project UCLA Kaufman Hall Renovation Civil Engineer is crucial, even during the early conceptual phases. Our use of “BIM” Griffith Observatory Renovation, LA Los Angeles Central Library Restoration technologies such as “REVIT”, further enhances our services and promotes well and Addition Biltmore Hotel, Los Angeles, CA coordinated designs that facilitate the actual construction process. Los Angeles County Museum of Art Renovation 225 Santa Monica Boulevard, Santa Sustainable Design Considerations: As Consulting Mechanical and Electrical Engineers Monica, CA responsible for specifying equipment and designing systems which consume natural Santa Monica Promenade Building Restoration resources, we are acutely aware of our role in the effort to provide sustainable architecture. Our role is to be a vocal member of the design team and to help identify Select University/ Seismic Experience: and promote energy efficient design and conservation of natural resources while UCLA Fielding School of Public Health remaining attentive to budgetary constraints. Seismic Correction UCLA Campbell Hall Seismic Correction UCLA School of Dentistry Seismic Principal Corrections UCLA Engineering 1 Frank A. Stefan, PE, LEED AP UCLA Physics and Astronomy Building Mr. Stefan is a Principal of the firm and oversees the design and delivery of all UCLA Law Library Renovation/Addition UCLA Knudsen Hall mechanical projects. He has extensive experience in educational, commercial, UCLA Wooden West Addition UCLA Nanosystems institutional, industrial, health care and manufacturing projects. Mr. Stefan works UCLA Molecular Neuroscience Research closely with the design team, contractors and construction managers in the planning Center UCLA Medical Research Laboratory and implementation of the design, production and construction phases to ensure the UCLA Anderson Graduate School of highest level of quality and value for our clients. Management UCR CHASS Building Education UC Riverside Commons Expansion Bachelor of Science, Engineering, 1982, California State University, Long Beach, Ca. UC Riverside Fine Arts Facility, Masters of Business Administration, 1989, Pepperdine University, Los Angeles, Ca. UCSB California Nanosystems Institute UCSB Manzanita Village Student Housing Professional Licenses Addition Registered Professional Engineer in California and New York UCSD Clinical Sciences Building UC Irvine Arts Building Professional Affiliations USC Harlyne J. Norris Research Tower • National Society of Professional Engineers USC Event Center • SCUP: Society for College and University Planning USC Translational Lab • LEED AP: USGBC LEED Accredited Professional Pomona College Seaver Hall Chemistry • DBIA: Design-Build Institute of America Renovation BARTON PHELPS & ASSOCIATES, Architects and Planners Chew Specifications,Specifications Consultant

4381 Paseo Santa Catarina, Newbury Park, CA 91320 Contact: Marvin Chew, 805.375.0491

Chew Specifications has served the architectural and engineering professions of the Los Angeles area since 1996. The firm specializes in materials and systems research and specification consulting services, and has been a part of design teams performing work across the United States and overseas, on projects for both the public and private sector, ranging in scope from residential work, restora¬tion work, to heavy engineering projects. The firm is headed by Principal, Marvin Chew, and employs administrative and technical personnel, as well as outside contractors. UCLA Fielding School of Public Health Seismic Correction The firm is members of the following: Construction Specifications Institute (CSI), the Select University Experience: American Society for Testing and Materials (ASTM), and Specifications Consultants in UCLA Marion Davies Seismic Correction UCLA Jonathan and Karin Fielding School Independent Practice (SCIP). of Public Health Seismic Correction UCLA, Wilshire Center UCLA, Athletic Training Center (Acosta), Chew Specifications specializes in complex and difficult projects irrespective of their Addition and remodel. scale. The firm has a large base of specialized guide specifications tailored for the UCLA, Science and Technology Research Building Southern California area and makes extensive use of computerized equipment and UCLA, Plant Physiology Replacement industry data bases available from private and government sources. Building UCLA, Immunogenetics Laboratory Rehabilitation. The firm is a MBE and a SBE as defined by all governmental entities though we are not UCLA, Parking Structure, Seismic Repairs UCLA, Strathmore Bridge Renovations certified by any agency. UCLA, Southwest Housing UCLA, Covel Commons, STC/IT Renovations Principal UCLA, Delta Terrace, ORL Computer Learning Center Renovation Marvin Chew, RA, CSI, SCIP UCLA, Bradley ORL Office Renovation UCLA, Faculty Weyburn Seismic Renovation Marvin Chew is a graduate of California Polytechnic State University, San Luis Obispo, UCLA, Gayley Tower Renovations and is a licensed architect. Mr. Chew has extensive experience in all facets of the UCLA, Delta Terrace Renovations UCLA, Westwood Chateau profession from design, production to construction. Mr. Chew was worked for a UCLA, Westwood Palm Apartment Units number of small firms in Bakersfield, CA before returning to Los Angeles where he Renovation UCLA, Rieber Dining Hall Renovations became an Associate of Gin Wong Associates. Mr. Chew has been a specifications Soka University, Aliso Viejo, CA UCI, Natural Science Building, Unit 1 consultant to many firms since 1994. UCI, Administration Building UCI, Humanities Office Building UCI, Drama Building, Seismic Education Improvements Bachelor of Science, Architecture, 1979, California Polytechnic State University, San UCI, Music Building Improvements Luis Obispo UCI, Extended Day Care Center UCR, Pierce Hall Residence Hall Professional Licenses UCR, Undergraduate Housing Expansion Registered California Architect, Lisence C-14691 UCR, Heckmann II Lecture Hall. Professional Affiliations UCSB, San Rafael Addition UCSB, Nano Systems Building and Parking • Member - Construction Specifications Institute (CSI) Structure UCB, Central Dining and Office Building • Member - American Society for Testing and Materials (ASTM) UCB, Optical Assembly Building at • Member - Specifications Consultants in Independent Practice (SCIP) Lawrence Livermore National Lab. USC, Hoover Corridor Entry USC, Annenburg School of Communications Renovations University Extension Seismic Correction University of California, Los Angeles: Applicant’s Qualifications

C.P. O’Halloran Associates,Cost Consultant

2659 Townsgate Road, Suite 213, Westlake Village, CA 91361 Contact: Ciaran O’Halloran, 805.494.3703

Since 1998, C. P. O’Halloran Associates has provided a comprehensive range of professional construction cost management services working on both public and private funded projects, C. P. O’Halloran Associates has the knowledge and experience in managing construction costs on projects ranging in value from one million to hundreds of millions of dollars, and has repeatedly demonstrated a meticulous dedication to success, which has earned them a reputation of integrity and led to a high level of repeat and referral business. The depth of C. P. O’Halloran Associates experience is wide-ranging and includes healthcare, research facilities, higher education, K-12 education, civic, commercial, residential and hospitality projects. The C. P. O’Halloran Associates team stays abreast of changes in building codes and standards, as well as evolving uses of technology by participating in industry-focused events. Additionally, the firm has strategically established a network of contractors, vendors, industry professionals and building owners who often serve as sources of market intelligence. UCLA Academic Advancement Program Campbell Hall Addition / Renovation Study

C. P. O’Halloran Associates works diligently to balance the interplay of cost Selected Relevant Project Experience: consequence with programmatic needs for achieving optimal project performance. Stemming from a fundamental emphasis on collaboration and integration, the firm UCLA Jules Stein Eye Institute Seismic Renovation creates an uninterrupted connection to the project owner and design team through UCLA Wasserman Building the project’s entire life cycle. From initial concept to occupancy, C. P. O’Halloran UCLA Jonathan and Karin Fielding School of Public Health Seismic Correction Associates molds realistic cost models based on a thorough understanding of the UCLA Marion Davies Seismic Renovation / BioMedical Library project goals, architectural process, historical data and market trends. UCLA CHS South Tower Seismic Renovation and Improvements UCLA Boelter Hall Renovation Principal Estimator, President UCLA WinGem Engineering Building, Ciaran P. O’Halloran UCLA Broad Art Center, Seismic Renovation UCLA Kinsey Hall Seismic Renovation With 30 years of industry experience Ciarán O’Halloran has been responsible for UCLA Kaufman Hall Seismic Renovation UCLA Men’s Gym, Seismic Renovation managing construction costs on a wide variety of projects in the United States, Europe Griffith Observatory Expansion and and Canada. He has extensive experience working for owners, financial institutions Seismic Renovation USC Los Angeles School of Law Seismic and design teams. His expertise is employed to develop appropriate construction Renovation The Hall of Justice, Seismic Renovation, budgets at master plan, concept design and program phases, monitor the cost of County of Los Angeles construction throughout each of the design phases with detailed estimates, analyze Patriotic Hall, Seismic Renovation, County of Los Angeles the cost of alternate design proposals, value engineering, preparation of bid packages Pasadena City Hall, Seismic Renovation including negotiation with contractors, change order review and negotiation and evaluating the anticipated project completion cost.

Education / Professional Qualifications • Bachelor of Science in Quantity Surveying, Trinity College, Dublin, Ireland • Diploma in Construction Economics, Dublin Institute of Technology, Dublin, Ireland • Royal Institution of Chartered Surveyors, American Association of Cost Engineers

BARTON PHELPS & ASSOCIATES, Architects and Planners Rolfe Jensen & Associates, Code Consultant

2099 S. State College Blvd. Suite 360, Anaheim, CA 92806-0193 Contact: Matthew Donahue, 714.450.1700

Rolf Jensen & Associates, Inc. (RJA) is a leading fire protection consulting firm providing a range of professional services involving life safety, fire protection, security and mass notification for commercial, institutional and industrial projects for clients worldwide. Founded in 1969, RJA is headquartered in Chicago with 21 offices worldwide. Our technical staff also works closely with our international strategic alliance partners to deliver technical excellence and fast response on projects spanning the globe. RJA has extensive code consulting services including the following:

Building/Fire Code Consulting – Analyzing building, life safety and fire protection codes and standards to provide input for the fire protection master planning process.

UCLA Broad Art Center The code expertise of RJA consultants enables architects, engineers and building owners/managers to maximize their designs while meeting the intent of all applicable Selected Relevant Project Experience: codes and standards. UCLA Engineering 1 Building Code Equivalency Development – Combining the world’s largest life safety code UCLA CHS Tower Re-Use UCLA Health Sciences SRB1 database, experienced engineers and leading-edge computer modeling technology to UCLA Seismic Master Plan Phase I & II evaluate current code compliance of facilities – particularly those in the healthcare field UCLA Jonathan and Karin Fielding School of Public Health – and develop alternative fire protection strategies. UCLA South Tower Seismic Renovation Performance-based Code Compliance – Applying the principles of performance- UC Berkeley, Wellman Hall UCSB California Nanosystems Institute based design to determine alternative methods for satisfying the fire protection and UCSB Campbell Hall Seismic Repair life safety intent of the applicable codes and standards. This process involves the use of UCSB Library Tower Seismic Repair UCI Natural Sciences 2 scientific modeling tools and methods for determining fire growth, exit times, system UCI Stem Cell Research Center activation times, smoke movement and other variables. UC Davis Plant & Environmental Sciences Replacement Facility UCR Riverside Library Seismic Upgrade UCSD School of Medicine Research Associate Manager Laboratory Matthew W. Donahue, PE USC Harlyne J. Norris Research Tower USC Academic Medical Center / Doheny Mr. Donahue’s code and fire protection system design experience includes high-rise Eye Center buildings, historic buildings, medical and educational facilities including laboratory USC University Hospital Cancer Center Relocation research buildings, government and detention centers. His project responsibilities McCullough Hall, Stanford University include project management, design surveys, system design, code consulting, report Geology Corner Seismic Upgrade, Stanford University preparation, contractor shop drawing review, and system testing. He has provided San Francisco Earthquake Damage inspection services, evaluating and addressing fire life safety and disabled access code Assessment, Stanford University Stanford Memorial Church compliance to assist seismic renovation project teams in meeting the highest current CSU Northridge Dormitory CSU Los Angeles Music Building standards where feasible. LAC+USC Medical Center Education Berkeley Civic Center Oklahoma State University, B.S. Fire Protection and Safety Engineering Technology Los Angeles City Hall San Francisco City Hall, Department of Professional Licenses Public Health HQ Professional Engineer – California San Francisco Opera House Santa Clara Valley Medical Center Professional Affiliations VA Medical Center Sepulveda, 1994 • Society of Fire Protection Engineers (SFPE) Earthquake Damage Assessment • National Fire Protection Association (NFPA) VA Medical Center Palo Alto, 1989 Earthquake Damage Assessment University Extension Seismic Correction University of California, Los Angeles: Applicant’s Qualifications

Team Organization

UCLA CAPITAL PROGRAMS

Architect / Leadership Team BARTON PHELPS & ASSOCIATES

Barton Phelps, FAIA Project Director / Lead Designer

David Haggerty, AIA, LEED AP Senior Associate, Project Architect

Gregory Cheng Associate, Media Graphics Coordinator

Site Strategy & Building Systems

Cost Consultant Code Consultant Structural Engineer Civil Engineer MEP Engineers Specifications CHEW C.P. O’HALLORAN ROLFE JENSEN NABIH YOUSSEF PALLER / ROBERTS M-E ENGINEERS SPECIFICATIONS ASSOCIATES & ASSOCIATES ASSOCIATES ENGINEERING Frank Stephan, P.E., Marvin Chew, RA, Ciaran P. O’Halloran Matthew Donahue, Nabih Youssef, S.E. Phillip Roberts, C.E. LEED AP CSI, SCIP President P.E. President Principal Principal Principal Associate Manager

BARTON PHELPS & ASSOCIATES, Architects and Planners

4. UCLA DPBI Form UCLA Design Professional Business Information Form UCLA Design Professional 4.

University Extension Seismic Correction University of California, Los Angeles: Design Professional Business Information Form

UNIVERSITY OF CALIFORNIA, LOS ANGELES

DESIGN PROFESSIONAL ONLY- Attachment D TO BE COMPLETED BY ALL FIRMS OR INDIVIDUALS PROPOSING TO DO BUSINESS WITH THE UNIVERSITY OF CALIFORNIA, LOS ANGELES COMPANY NAME: CONTACT PERSON: Barton Phelps & Associates, Architects and Planners (Indicate Ms., Mr., etc.) Mr. Barton Phelps, FAIA DBA (IF APPLICABLE): NA STREET ADDRESS: 5514 Wilshire Boulevard, 10th Floor Los Angeles, CA 90036 MAILING ADDRESS (if different from street address): TELEPHONE NO.: TOLL FREE NO.: FAX NO.: 323 934-8615 NA 323 934-3289 E-MAIL: TAX IDENTIFICATION NUMBER: [email protected] 95-4052358 Are any of the owners or owners’ relatives currently employed by the University of California? Yes x No (If yes, please provide details on attached sheet) PRINCIPALS (P) & ASSOCIATES (A)

Name Degree or Certificate Institution

Barton Phelps, FAIA P Master of Architecture Yale University

David Haggerty, AIA, LEED AP A Bachelor of Architecture Rice University

Gregory Cheng A Master of Architecture University of Michigan

Indicate dollar range of projects in which your firm would be interested CHECK ALL THAT APPLY. x UP $250,000 x $250,000-$1,000,000 x $1,000,000-$5,000,000 x Over $5,000,000

AREAS OF EXPERTISE: Architectural Design, Urban Design, Campus Planning, Programming, Planning

REGISTRATION NO: C-9044 OWNERSHIP OF BUSINESS (Check One): Corporation Partnership x Individual/Sole Proprietorship Year Established: 1984 OWNERSHIP STATUS CATEGORIES: (Place an “X” in the boxes that best describes your firm’s ownership)

Asian/Indian Black Native White Socially & Type of Business Asian/Pacific African Am Hispanic American Caucasian Disabled Economically American American Indian American Other Veteran Disadvantaged Woman Owne LARGE BUSINESS Male Owned SMALL Woman Owne BUSINESS Male Owned x

PLEASE RETURN THIS PROFILE TO UNIVERSITY OF CALIFORNIA, LOS ANGELES, CAPITAL PROGRAMS, CONTRACT ADMINISTRATION, 1060 VETERAN AVENUE, LOS ANGELES, CA 90095-1395. IF YOU HAVE ANY QUESTIONS, CALL CONTRACT ADMINISTRATION AT (310) 825-4151

Principal July 15, 2013 Signature Title Date

BARTON PHELPS & ASSOCIATES Architects and Planners SELF-CERTIFICATION

Check the Business Categories that Apply: LARGE BUSINESS ENTERPRISE (LBE): A firm whose AVERAGE GROSS RECEIPTS, taken for the last three fiscal years (total revenue compiled over the three-year period divided by 3), EXCEED $2,500,000 PER YEAR. x SMALL BUSINESS ENTERPRISE (SBE): A business whose AVERAGE GROSS RECEIPTS, taken for the last three fiscal years (total revenue compiled over the three- year period divided by 3), DO NOT EXCEED $2,500,000 PER YEAR. DISADVANTAGED BUSINESS ENTERPRISE (DBE): A business concern which is at least 51% owned by one or more socially and economically disadvantaged individuals or, in the case of any publicly owned business, at least 51% of the stock of which is owned by such individuals and whose management and daily business operations are controlled by one or more such individuals. Socially disadvantaged individuals are those who have been subjected to racial or ethnic prejudice or cultural bias because of their identity as members of a group without regard to their individual qualities. Economically disadvantaged individuals are those socially disadvantaged individuals whose ability to compete in the free private enterprise system has been impaired due to diminished capital and credit opportunities as compared to others in the same business area who are not socially disadvantaged. Business owners who certify that they are members of named groups (Asian-Indian Americans, Asian-Pacific Americans, Black Americans, Hispanic Americans, Native Americans) are to be considered socially and economically disadvantaged. WOMEN-OWNED BUSINESS ENTERPRISE (WBE): A business that is at least 51% owned by a woman or women who also control and operate it. “Control” in this context means exercising the power to make policy decisions. “Operate” in this context means being actively involved in the day-to-day management. DISABLED VETERAN BUSINESS ENTERPRISE (DVBE): A business that is at least 51% owned by one or more disabled veterans or, in the case of any publicly owned business, at least 51% of the stock of which is owned by such individuals and whose management and daily business operations are controlled by one or more such individuals. A Disabled Veteran is a veteran of the military, naval, or air service of the United States with a service-connected disability who is a resident of the State of California. To qualify as a veteran with a service- connected disability, the person must be currently declared by the United States Veterans Administration to be 10% or more disabled as a result of service in the armed forces. PRIVACY NOTIFICATIONS STATE The State of California Information Practices Act of 1977 (effective July 1, 1978) requires the University of California to provide the following information to individuals who are asked to supply information about themselves: Furnishing all information requested on this form is mandatory; failure to provide all requested information will delay or may prevent evaluation of your firm’s ability to do business with the University. I hereby certify under penalty of perjury under the laws of the State of California that I have read this application and know the contents thereof, and that the business category and ethnicity indicated above reflect the true and correct status of the business in accordance with Federal Small Business Administration criteria and Federal Acquisition Regulations, FAR 19, pertaining to small, disadvantaged, woman, disabled veteran, small and disadvantaged, and small and woman-owned business enterprises. I understand that falsely certifying the status of this business, obstructing, impeding or otherwise inhibiting any University of California official who is attempting to verify the information on this form may result in suspension from participation in University of California business contracts for a period up to 5 years and the imposition of any civil penalties allowed by law. In addition, I understand that this business must notify the University of California in writing 30 days in advance of any changes in size, ownership, control, or operation which may affect this business’s continued eligibility as a SBE, DBE, WBE, DVBE, SDBE, SWBE or SDVBE.

INFORMATION FURNISHED BY: Barton Phelps, FAIA (Print or Type Name of Owner and/or Principal)

NAME OF BUSINESS: Barton Phelps & Associates, Architects and Planners

NAME: Barton Phelps, FAIA TITLE: Principal

SIGNATURE: DATE: July 15, 2013

BARTON PHELPS & ASSOCIATES Architects and Planners