New York State Department of State

October 26, 2016 DEPARTMENT OF STATE Vol. XXXVIII Division of Administrative Rules Issue 43 Book2of2 NEW YORK STATE REGISTER

QUARTERLY INDEX JANUARY - SEPTEMBER 2016 ANDREW M. CUOMO GOVERNOR

ROSSANA ROSADO SECRETARY OF STATE

NEW YORK STATE DEPARTMENT OF STATE

For press and media inquiries call: (518) 474-0050

For State Register production, scheduling and subscription information call: (518) 474-6957 E-mail: [email protected]

For legal assistance with State Register filing requirements call: (518) 474-6740 E-mail: [email protected]

The New York State Register is now available on-line at: www.dos.ny.gov/info/register.htm

The New York State Register (ISSN 0197 2472) is published weekly. Subscriptions are $80 per year for first class mailing and $40 per year for periodical mailing. The New York State Register is published by the New York State Department of State, One Commerce Plaza, 99 Washington Ave- nue, Albany, NY 12231-0001. Periodical postage is paid at Albany, New York and at additional mailing offices.

POSTMASTER: Send address changes to the Department of State, Division of Administrative Rules, One Commerce Plaza, 99 Washington Avenue, Albany, NY 12231-0001 printed on recycled paper NEW YORK STATE REGISTER QUARTERLY INDEX January - September 2016

Adirondack Park Agency ...... 1 Agriculture and Markets, Department of ...... 1 Alcoholism and Substance Abuse Services, Office of ...... 2 Athletic Commission, New York State ...... 2 Audit and Control, Department of ...... 2 Children and Family Services, Office of ...... 2 Civil Service, Department of ...... 3 Commissioner of Pilots, Board of ...... 12 Correction, State Commission of ...... 12 Corrections and Community Supervision, Department of ...... 12 Criminal Justice Services, Division of ...... 13 Economic Development, Department of ...... 13 Education Department ...... 14 Elections, State Board of ...... 19 Environmental Conservation, Department of ...... 19 Financial Services, Department of ...... 22 Gaming Commission, New York State ...... 25 General Services, Office of ...... 28 Health, Department of ...... 28 Higher Education Services Corporation ...... 32 Homeland Security and Emergency Services, Division of ...... 33 Human Rights, Division of ...... 33 Joint Commission on Public Ethics, New York State ...... 34 Judicial Conduct, State Commission on ...... 34 Justice Center for the Protection of People with Special Needs ...... 34 Labor, Department of ...... 34 Lake George Park Commission ...... 35 Law, Department of ...... 35 Liquor Authority, State ...... 35 Long Island Power Authority ...... 35 Mental Health, Office of ...... 37 Metropolitan Transportation Agency ...... 37 Motor Vehicles, Department of ...... 37 Niagara Falls Water Board ...... 39 Parks, Recreation and Historic Preservation, Office of ...... 39 People with Developmental Disabilities, Office for ...... 39 Power Authority of the State of New York ...... 40 Public Employment Relations Board ...... 40 Public Service Commission ...... 41 Rochester-Genesee Regional Transportation Authority ...... 107 State, Department of ...... 107 State University of New York ...... 108 Taxation and Finance, Department of ...... 109 Temporary and Disability Assistance, Office of ...... 110 Transportation, Department of ...... 111 Triborough Bridge and Tunnel Authority ...... 112 Victim Services, Office of ...... 112 Workers’ Compensation Board ...... 112

ID Number Issue Date Action QUARTERLY INDEX

ADIRONDACK PARK AGENCY

APA-09-16-00005 Access to Agency Records To conform Adirondack Park Agency rules to the Public Officers Law and rules promulgated by the Committee on Open Government 03-02-16 Proposed

APA-39-16-00030 Access to Agency Records To conform Adirondack Park Agency rules to the Public Officers Law and rules promulgated by the Committee on Open Government 09-28-16 Proposed

AGRICULTURE AND MARKETS, DEPARTMENT OF

AAM-17-15-00011 Growth and cultivation of industrial hemp To set forth procedures for authorizing and regulating the growth and cultivation of industrial hemp 04-29-15 Proposed 09-30-15 Revised 01-13-16 Finalized

AAM-28-15-00003 Incorporate by reference in 1 NYCRR of the 2015 edition of National Institute of Standards and Technology (‘‘NIST’’) Handbook 133 To incorporate by reference in 1 NYCRR the 2015 edition of NIST Handbook 133 07-15-15 Proposed 08-03-16 Expired

AAM-32-15-00001 Petroleum products and delivery devices; exemption of maple syrup and honey producers from food processing To repeal requirements relating to petroleum devices and products, and to maple syrup and honey producers 08-12-15 Proposed 06-22-16 Finalized

AAM-19-16-00003 Various trees and plants of the Prunus species To amend the plum pox virus quarantined and regulated areas for purposes of helping prevent the further spread of this virus 05-11-16 Emergency/Proposed 07-20-16 Finalized

AAM-23-16-00005 National Institute of Standards and Technology (‘‘NIST’’) Handbook 44; receipts issued by taxicab operators, digital scales To incorporate NIST Handbook 44 (2016 edition); to allow handwritten taxicab receipts; to liberalize scale requirements 06-08-16 Proposed

AAM-25-16-00006 Species of ash trees, parts thereof and products and debris therefrom which are at risk for infestation by the emerald ash borer. To expand and combine the 14 existing restricted zones where EAB infestations exist. 06-22-16 Emergency/Proposed 08-31-16 Finalized

AAM-34-16-00002 Gasoline and gasoline alcohol blends To allow for gasoline alcohol blends that contain up to fifteen percent alcohol 08-24-16 Proposed 09-21-16 Withdrawn

AAM-34-16-00003 Firewood (all hardwood species), nursery stock, logs, green lumber, stumps, roots, branches and debris of half an inch or more To modify the ALB quarantine to prevent the further spread of the beetle and to modify the list of regulated articles 08-24-16 Proposed

AAM-35-16-00017 Program rules for New York State Grown & Certified Inform interested parties of the program, its purpose, participation requirements, qualifying product & rules of participation 08-31-16 Proposed

1 ID Number Issue Date Action QUARTERLY INDEX

AGRICULTURE AND MARKETS, DEPARTMENT OF AAM-41-16-00004 Sanitation in retail food stores and method of sale, at retail, of certain foods. To cause the republication of regulations governing retail food stores and the method of sale of certain foods at retail. 10-12-16 Emergency

AAM-42-16-00006 Sanitation in retail food stores and method of sale, at retail, of certain food To cause the republication of regulations governing retail food stores and the method of sale of certain foods at retail 10-19-16 Proposed

ALCOHOLISM AND SUBSTANCE ABUSE SERVICES, OFFICE OF

ASA-20-16-00002 OASAS Treatment Services: General Provisions Include all mental health practitioners as qualified health professionals (QHP) 05-18-16 Proposed 07-27-16 Finalized

ASA-20-16-00003 General Facility Requirements Updates provisions applicable to all certified facilities due to: residential redesign, changes in certification and inspections 05-18-16 Proposed 07-27-16 Finalized

ASA-20-16-00004 Incident reporting in Oasas certified, licensed, funded, or operated services To clarify requirements for reporting patient deaths 05-18-16 Proposed 07-27-16 Finalized

ASA-34-16-00001 Repeal of obsolete rules: General provisions; HIV-AIDS; Inpatient programs; Funding for services; Hearings; Authorizing MDs To repeal obsolete rules of DSAS/DAAA and the Office 08-24-16 Proposed

ATHLETIC COMMISSION, NEW YORK STATE

ATH-28-16-00018 Conduct and regulation of authorized combative sports To implement the provisions of ch. 32 of the Laws of 2016, effective September 1, 2016, authorizing certain combative sports 07-13-16 Proposed 09-21-16 Finalized 09-21-16 Emergency

AUDIT AND CONTROL, DEPARTMENT OF

AAC-37-16-00005 Pre-employment physicals for presumption provisions To address requirement that records of a pre-employment physical be submitted in the event that such records no longer exist 09-14-16 Proposed

CHILDREN AND FAMILY SERVICES, OFFICE OF

CFS-20-15-00004 Casework contact for foster children placed out of state To conform NYS standards for casework contacts of foster children under age 18 who are placed out of state to federal standards 05-20-15 Proposed 02-17-16 Withdrawn

CFS-49-15-00005 Youth development program funding and implementation To implement changes in the Executive Law regarding youth development program funding and implementation 12-09-15 Proposed 08-17-16 Finalized

2 ID Number Issue Date Action QUARTERLY INDEX

CHILDREN AND FAMILY SERVICES, OFFICE OF CFS-07-16-00012 Eligibility of successor guardians for kinship guardianship assistance payments To enact standards for the appointment and approval of a successor guardian upon the death or incapacity of a relative guardian 02-17-16 Proposed 05-11-16 Finalized

CFS-07-16-00014 Casework contacts for foster children To implement federal standards which require monthly face-to-face, in person casework contact with foster children 02-17-16 Proposed 05-18-16 Finalized

CFS-23-16-00004 Requirements regarding the cooperation of school districts with investigations of suspected child abuse or maltreatment To clarify requirements for the cooperation of school districts with investigations of suspected child abuse or maltreatment 06-08-16 Emergency/Proposed 09-07-16 Emergency 09-28-16 Emergency/Revised

CFS-24-16-00001 Child care for children experiencing homelessness. To reduce barriers for children experiencing homelessness to receive child care assistance and to attend child care. 06-15-16 Proposed

CFS-24-16-00005 New York State Child Care Market Rates To establish payment rates for federally-funded child care subsidies to allow equal access to child care for eligible children. 06-15-16 Emergency/Proposed 08-17-16 Finalized

CFS-30-16-00001 Child Day Care Safety Enforcement and Administrative Hearing Regulations Amends child day care safety regulations and administrative hearing regulations pertaining to child day care safety enforcement 07-27-16 Emergency/Proposed 09-28-16 Finalized

CFS-39-16-00002 Provisions relating to the revocation, suspension, limitation or denial of an operating certificate for an adult care facility To conform the provisions for actions taken on operating certificates for adult care facilities to State law 09-28-16 Proposed

CIVIL SERVICE, DEPARTMENT OF

CVS-01-15-00023 Jurisdictional Classification To classify a position in the non-competitive class 01-07-15 Proposed 01-27-16 Expired

CVS-11-15-00004 Jurisdictional Classification To classify a position in the non-competitive class 03-18-15 Proposed 04-06-16 Expired

CVS-19-15-00005 Jurisdictional Classification To classify a position in the non-competitive class 05-13-15 Proposed 06-01-16 Expired

CVS-29-15-00006 Jurisdictional Classification To delete a position from and classify positions in the exempt class 07-22-15 Proposed 02-10-16 Finalized

3 ID Number Issue Date Action QUARTERLY INDEX

CIVIL SERVICE, DEPARTMENT OF CVS-29-15-00007 Jurisdictional Classification To delete positions from the non-competitive class 07-22-15 Proposed 02-10-16 Finalized

CVS-29-15-00008 Jurisdictional Classification To classify positions in the non-competitive class 07-22-15 Proposed 08-10-16 Expired

CVS-29-15-00009 Jurisdictional Classification To classify a position in the non-competitive class 07-22-15 Proposed 02-10-16 Finalized

CVS-29-15-00010 Jurisdictional Classification To delete positions from the exempt class 07-22-15 Proposed 08-10-16 Expired

CVS-29-15-00011 Jurisdictional Classification To classify a position in the exempt class 07-22-15 Proposed 02-10-16 Finalized

CVS-34-15-00006 Jurisdictional Classification To classify a position in the exempt class 08-26-15 Proposed 07-06-16 Finalized

CVS-34-15-00007 Jurisdictional Classification To classify a position in the exempt class and to classify a position in the non-competitive class 08-26-15 Proposed 09-14-16 Expired

CVS-34-15-00008 Jurisdictional Classification To delete positions from the non-competitive class 08-26-15 Proposed 07-13-16 Finalized

CVS-34-15-00009 Jurisdictional Classification To delete positions from and classify positions in the non-competitive class 08-26-15 Proposed 09-14-16 Expired

CVS-34-15-00010 Jurisdictional Classification To classify a position in the non-competitive class 08-26-15 Proposed 09-14-16 Expired

CVS-34-15-00011 Jurisdictional Classification To delete positions from and classify positions in the exempt class 08-26-15 Proposed 07-06-16 Finalized

CVS-34-15-00012 Jurisdictional Classification To delete positions from and classify positions in the exempt class 08-26-15 Proposed 08-31-16 Finalized

4 ID Number Issue Date Action QUARTERLY INDEX

CIVIL SERVICE, DEPARTMENT OF CVS-34-15-00013 Jurisdictional Classification To delete a position from and classify a position in the exempt class 08-26-15 Proposed 07-06-16 Finalized

CVS-36-15-00001 Jurisdictional Classification To classify a position in the non-competitive class 09-09-15 Proposed 09-28-16 Expired

CVS-36-15-00002 Jurisdictional Classification To classify positions in the exempt class 09-09-15 Proposed 07-06-16 Finalized

CVS-36-15-00003 Jurisdictional Classification To classify positions in the exempt class 09-09-15 Proposed 07-06-16 Finalized

CVS-36-15-00004 Jurisdictional Classification To classify a position in the non-competitive class 09-09-15 Proposed 07-06-16 Finalized

CVS-36-15-00005 Jurisdictional Classification To delete a position from and classify a position in the exempt class 09-09-15 Proposed 07-06-16 Finalized

CVS-36-15-00006 Jurisdictional Classification To classify a position in the non-competitive class 09-09-15 Proposed 09-28-16 Expired

CVS-36-15-00007 Jurisdictional Classification To classify a position in the non-competitive class 09-09-15 Proposed 09-28-16 Expired

CVS-36-15-00008 Jurisdictional Classification To classify a position in the non-competitive class 09-09-15 Proposed 07-06-16 Finalized

CVS-36-15-00009 Jurisdictional Classification To classify positions in the exempt class 09-09-15 Proposed 07-06-16 Finalized

CVS-36-15-00010 Jurisdictional Classification To classify positions in the exempt class 09-09-15 Proposed 07-06-16 Finalized

CVS-36-15-00011 Jurisdictional Classification To classify positions in the non-competitive class 09-09-15 Proposed 07-06-16 Finalized

5 ID Number Issue Date Action QUARTERLY INDEX

CIVIL SERVICE, DEPARTMENT OF CVS-36-15-00012 Jurisdictional Classification To delete a position from and classify a position in the non-competitive class 09-09-15 Proposed 07-06-16 Finalized

CVS-36-15-00013 Jurisdictional Classification To delete positions from and classify positions in the non-competitive class 09-09-15 Proposed 07-06-16 Finalized

CVS-36-15-00014 Jurisdictional Classification To delete a position from and classify positions in the non-competitive class 09-09-15 Proposed 07-06-16 Finalized

CVS-36-15-00015 Jurisdictional Classification To delete positions/subheadings from and classify positions in the exempt class and delete positions from non-competitive class 09-09-15 Proposed 07-06-16 Finalized

CVS-36-15-00016 Jurisdictional Classification To delete positions from and classify positions in the non-competitive class 09-09-15 Proposed 08-31-16 Finalized

CVS-36-15-00017 Jurisdictional Classification To classify a position in the exempt class and to delete a position from the non-competitive class 09-09-15 Proposed 07-06-16 Finalized

CVS-36-15-00018 Jurisdictional Classification To delete positions from and classify positions in the non-competitive class 09-09-15 Proposed 07-06-16 Finalized

CVS-44-15-00004 Jurisdictional Classification To classify a position in the exempt class 11-04-15 Proposed 07-20-16 Finalized

CVS-44-15-00005 Jurisdictional Classification To classify positions in the non-competitive class 11-04-15 Proposed 07-20-16 Finalized

CVS-44-15-00006 Jurisdictional Classification To classify positions in the exempt class 11-04-15 Proposed

CVS-44-15-00007 Jurisdictional Classification To classify positions in the exempt class 11-04-15 Proposed 07-20-16 Finalized

CVS-44-15-00008 Jurisdictional Classification To classify positions in the non-competitive class 11-04-15 Proposed

6 ID Number Issue Date Action QUARTERLY INDEX

CIVIL SERVICE, DEPARTMENT OF CVS-44-15-00009 Jurisdictional Classification To classify positions in the exempt class 11-04-15 Proposed 07-20-16 Finalized

CVS-44-15-00010 Jurisdictional Classification To classify positions in the non-competitive class 11-04-15 Proposed

CVS-44-15-00011 Jurisdictional Classification To delete a position from and classify positions in the exempt class 11-04-15 Proposed 08-31-16 Finalized

CVS-44-15-00012 Jurisdictional Classification To classify a subheading and positions in the non-competitive class 11-04-15 Proposed

CVS-44-15-00013 Jurisdictional Classification To classify a position in the non-competitive class 11-04-15 Proposed 07-20-16 Finalized

CVS-44-15-00014 Jurisdictional Classification To delete a position from and classify a position in the non-competitive class 11-04-15 Proposed

CVS-44-15-00015 Jurisdictional Classification To classify a position in the non-competitive class 11-04-15 Proposed 07-20-16 Finalized

CVS-44-15-00016 Jurisdictional Classification To delete a position from and classify a position in the non-competitive class 11-04-15 Proposed 07-20-16 Finalized

CVS-44-15-00017 Jurisdictional Classification To classify a position in the non-competitive class 11-04-15 Proposed

CVS-44-15-00018 Jurisdictional Classification To classify positions in the exempt class and to classify a position from the non-competitive class 11-04-15 Proposed

CVS-45-15-00003 Jurisdictional Classification To classify positions in the exempt class 11-10-15 Proposed 08-31-16 Finalized

CVS-45-15-00004 Jurisdictional Classification To classify a position in the exempt class 11-10-15 Proposed 08-31-16 Finalized

CVS-45-15-00005 Jurisdictional Classification To classify a position in the exempt class 11-10-15 Proposed 08-31-16 Finalized

7 ID Number Issue Date Action QUARTERLY INDEX

CIVIL SERVICE, DEPARTMENT OF CVS-45-15-00006 Jurisdictional Classification To classify a position in the non-competitive class 11-10-15 Proposed 08-31-16 Finalized

CVS-45-15-00007 Jurisdictional Classification To classify positions in the non-competitive class 11-10-15 Proposed 08-31-16 Finalized

CVS-51-15-00002 Jurisdictional Classification To classify a position in the non-competitive class 12-23-15 Proposed 09-07-16 Finalized

CVS-51-15-00003 Jurisdictional Classification To classify a position in the exempt class 12-23-15 Proposed 09-07-16 Finalized

CVS-02-16-00003 Jurisdictional Classification To classify a position in the exempt class 01-13-16 Proposed 09-07-16 Finalized

CVS-02-16-00004 Jurisdictional Classification To delete positions from and classify positions in the non-competitive class 01-13-16 Proposed 09-07-16 Finalized

CVS-02-16-00005 Jurisdictional Classification To delete a position from and classify a position in the non-competitive class 01-13-16 Proposed 09-07-16 Finalized

CVS-02-16-00006 Jurisdictional Classification To delete positions from the non-competitive class 01-13-16 Proposed 09-07-16 Finalized

CVS-07-16-00005 Jurisdictional Classification To delete positions from and classify positions in the exempt class 02-17-16 Proposed 09-14-16 Finalized

CVS-07-16-00006 Jurisdictional Classification To classify a position in the exempt class 02-17-16 Proposed

CVS-07-16-00007 Jurisdictional Classification To classify a position in the non-competitive class 02-17-16 Proposed 09-14-16 Finalized

CVS-07-16-00008 Jurisdictional Classification To classify a position in the non-competitive class 02-17-16 Proposed 09-14-16 Finalized

8 ID Number Issue Date Action QUARTERLY INDEX

CIVIL SERVICE, DEPARTMENT OF CVS-07-16-00009 Jurisdictional Classification To classify a position in the exempt class 02-17-16 Proposed

CVS-07-16-00010 Jurisdictional Classification To delete a position from and to classify a position in the non-competitive class 02-17-16 Proposed 09-14-16 Finalized

CVS-11-16-00001 Jurisdictional Classification To delete positions from and classify positions in the exempt and non-competitive classes 03-16-16 Proposed

CVS-11-16-00002 Jurisdictional Classification To classify a position in the exempt class 03-16-16 Proposed

CVS-11-16-00003 Jurisdictional Classification To classify positions in the non-competitive class 03-16-16 Proposed

CVS-14-16-00005 Supplemental military leave benefits To extend the availability of supplemental military leave benefits for certain New York State employees until December 31, 2016 04-06-16 Proposed

CVS-15-16-00004 Jurisdictional Classification To classify a position in the exempt class 04-13-16 Proposed

CVS-15-16-00005 Jurisdictional Classification To delete positions from and classify positions in the non-competitive class 04-13-16 Proposed

CVS-15-16-00006 Jurisdictional Classification To classify a position in the exempt class 04-13-16 Proposed

CVS-15-16-00007 Jurisdictional Classification To delete positions from and classify positions in the exempt and non-competitive classes 04-13-16 Proposed

CVS-15-16-00008 Jurisdictional Classification To classify a position in the non-competitive class 04-13-16 Proposed

CVS-20-16-00005 Jurisdictional Classification To delete positions from and classify positions in the non-competitive class 05-18-16 Proposed

CVS-20-16-00006 Jurisdictional Classification To classify positions in the non-competitive class 05-18-16 Proposed

CVS-26-16-00003 Jurisdictional Classification To classify positions in the exempt class and to delete positions from the non-competitive class 06-29-16 Proposed

CVS-26-16-00004 Jurisdictional Classification To classify a position in the non-competitive class 06-29-16 Proposed

9 ID Number Issue Date Action QUARTERLY INDEX

CIVIL SERVICE, DEPARTMENT OF CVS-26-16-00005 Jurisdictional Classification To delete a position from and classify a position in the exempt class 06-29-16 Proposed

CVS-26-16-00006 Jurisdictional Classification To classify a position in the non-competitive class 06-29-16 Proposed

CVS-26-16-00007 Jurisdictional Classification To classify positions in the non-competitive classes 06-29-16 Proposed

CVS-26-16-00008 Jurisdictional Classification To classify a position in the non-competitive class 06-29-16 Proposed

CVS-26-16-00009 Jurisdictional Classification To classify positions in the exempt class 06-29-16 Proposed

CVS-26-16-00010 Jurisdictional Classification To classify positions in the non-competitive class 06-29-16 Proposed

CVS-26-16-00011 Jurisdictional Classification To classify positions in the non-competitive class 06-29-16 Proposed

CVS-29-16-00001 Jurisdictional Classification To classify positions in the exempt class 07-20-16 Proposed

CVS-29-16-00002 Jurisdictional Classification To delete subheading & positions from; to add heading, subheading & positions in exempt and non-competitive classes 07-20-16 Proposed

CVS-29-16-00003 Jurisdictional Classification To delete positions from the exempt and non-competitive classes 07-20-16 Proposed

CVS-29-16-00004 Jurisdictional Classification To delete positions from the non-competitive class 07-20-16 Proposed

CVS-29-16-00005 Jurisdictional Classification To classify a position in the exempt class 07-20-16 Proposed

CVS-29-16-00006 Jurisdictional Classification To classify a position in the exempt class 07-20-16 Proposed

CVS-29-16-00007 Jurisdictional Classification To classify a position in the non-competitive class 07-20-16 Proposed

CVS-29-16-00008 Jurisdictional Classification To classify a position in the exempt class and to delete a position from the non-competitive class 07-20-16 Proposed

10 ID Number Issue Date Action QUARTERLY INDEX

CIVIL SERVICE, DEPARTMENT OF CVS-29-16-00009 Jurisdictional Classification To classify positions in the exempt class 07-20-16 Proposed

CVS-29-16-00010 Jurisdictional Classification To classify positions in the exempt class 07-20-16 Proposed

CVS-29-16-00011 Jurisdictional Classification To classify a position in the exempt class 07-20-16 Proposed

CVS-29-16-00012 Jurisdictional Classification To classify positions in the exempt class 07-20-16 Proposed

CVS-29-16-00013 Jurisdictional Classification To classify a position in the exempt class 07-20-16 Proposed

CVS-29-16-00014 Jurisdictional Classification To classify a position in the non-competitive class 07-20-16 Proposed

CVS-29-16-00015 Jurisdictional Classification To delete positions from the non-competitive class 07-20-16 Proposed

CVS-29-16-00016 Jurisdictional Classification To delete positions from the exempt and non-competitive classes 07-20-16 Proposed

CVS-29-16-00017 Jurisdictional Classification To classify a position in the exempt class and to delete a position from the non-competitive class 07-20-16 Proposed

CVS-29-16-00018 Jurisdictional Classification To delete subheading & positions from; to add heading, subheading & positions in exempt and non-competitive classes 07-20-16 Proposed

CVS-35-16-00004 Jurisdictional Classification To classify positions in the exempt class 08-31-16 Proposed

CVS-35-16-00005 Jurisdictional Classification To delete positions from and classify positions in the non-competitive class. 08-31-16 Proposed

CVS-35-16-00006 Jurisdictional Classification To classify a position in the exempt class 08-31-16 Proposed

CVS-35-16-00007 Jurisdictional Classification To classify a position in the exempt class 08-31-16 Proposed

CVS-35-16-00008 Jurisdictional Classification To classify a position in the exempt class 08-31-16 Proposed

11 ID Number Issue Date Action QUARTERLY INDEX

CIVIL SERVICE, DEPARTMENT OF CVS-35-16-00009 Jurisdictional Classification To classify positions in the exempt class 08-31-16 Proposed

CVS-35-16-00010 Jurisdictional Classification To classify positions in the non-competitive class 08-31-16 Proposed

CVS-35-16-00011 Jurisdictional Classification To classify a position in the non-competitive class 08-31-16 Proposed

CVS-35-16-00012 Jurisdictional Classification To classify a position in the exempt class 08-31-16 Proposed

COMMISSIONER OF PILOTS, BOARD OF

COP-31-16-00005 Supplementary fees--Hudson River Assess supplementary fees for pilotage on the Hudson River 08-03-16 Proposed 10-19-16 Finalized

CORRECTION, STATE COMMISSION OF

CMC-45-15-00024 Manner in which significant correctional facility incidents are reported to the Commission of Correction To allow electronic filing of reportable incidents to the Commission of Correction 11-10-15 Proposed 01-20-16 Finalized

CORRECTIONS AND COMMUNITY SUPERVISION, DEPARTMENT OF

CCS-35-15-00018 Applicability of Title and Definitions Update the Department name and add new definitions 09-02-15 Proposed 09-21-16 Expired

CCS-52-15-00001 Standards of Inmate Behavior; Institutional Rules of Conduct; Rule Series 113 Contraband Provide clarification regarding the definition of a controlled substance for the purposes of this rule 12-30-15 Emergency/Proposed 04-13-16 Finalized

CCS-52-15-00002 Contraband Drugs This proposal introduces a second testing system that may be utilized when testing for suspected contraband drugs 12-30-15 Emergency/Proposed 04-13-16 Finalized

CCS-52-15-00003 Washington Correctional Facility Amend the age for general confinement to 18 years and older 12-30-15 Proposed 04-13-16 Finalized

CCS-24-16-00006 Department Records Update Department name and address, update who appoints records access officer, and adds Regional Directors as custodians. 06-15-16 Proposed 09-14-16 Finalized

12 ID Number Issue Date Action QUARTERLY INDEX

CORRECTIONS AND COMMUNITY SUPERVISION, DEPARTMENT OF CCS-39-16-00004 Parole Board decision making To clearly establish what the Board must consider when conducting an interview and rendering a decision 09-28-16 Proposed

CRIMINAL JUSTICE SERVICES, DIVISION OF

CJS-52-15-00018 Basic Course for Correction Officers Set forth minimum standards/clear and specific requirements of a basic course for correction officers 12-30-15 Proposed 04-06-16 Finalized

CJS-03-16-00002 Victims of Human Trafficking To conform to the ‘‘Trafficking Victims Protection and Justice Act,’’ as added by Chapter 368 of the Laws of 2015 01-20-16 Proposed 06-08-16 Finalized

CJS-09-16-00002 Central Registry of Police Officers and Peace Officers To consolidate the police officer and peace officer registries; and to clarify the reporting requirements 03-02-16 Proposed 10-26-16 Finalized

CJS-25-16-00004 Handling of Ignition Interlock Cases Involving Certain Criminal Offenders. To promote public/traffic safety, offender accountability and quality assurance through the establishment of minimum standards. 06-22-16 Proposed

ECONOMIC DEVELOPMENT, DEPARTMENT OF

EDV-49-15-00001 START-UP NY Program. Establish procedures for the implementation and execution of START-UP NY. 12-09-15 Emergency

EDV-49-15-00002 Employee Training Incentive Program Establish procedures for the implementation of the Employee Training Incentive Program 12-09-15 Emergency/Proposed 02-17-16 Finalized

EDV-52-15-00009 Empire Zones reform Allow Dept to continue implementing Zones reforms and adopt changes that would enhance program's strategic focus 12-30-15 Emergency

EDV-10-16-00001 START-UP NY Program Establish procedures for the implementation and execution of START-UP NY 03-09-16 Emergency

EDV-13-16-00003 Empire Zones reform Allow Dept to continue implementing Zones reforms and adopt changes that would enhance program's strategic focus 03-30-16 Emergency

EDV-22-16-00002 START-UP NY Program. Establish procedures for the implementation and execution of START-UP NY. 06-01-16 Emergency

EDV-26-16-00001 Empire Zones reform Allow Dept to continue implementing Zones reforms and adopt changes that would enhance program's strategic focus 06-29-16 Emergency

13 ID Number Issue Date Action QUARTERLY INDEX

ECONOMIC DEVELOPMENT, DEPARTMENT OF EDV-35-16-00001 START-UP NY Program Establish procedures for the implementation and execution of START-UP NY 08-31-16 Emergency

EDV-38-16-00003 Empire Zones reform Allow Dept to continue implementing Zones reforms and adopt changes that would enhance program's strategic focus 09-21-16 Emergency

EDUCATION DEPARTMENT

EDU-10-15-00011 Off-premises delivery of prescription medications by New York resident pharmacies To require pharmacies to obtain patient consent before automatically delivering new or refilled prescriptions 03-11-15 Proposed 03-30-16 Expired

EDU-13-15-00021 Supplementary Teaching Certificates in Bilingual Education and English to Speakers of Other Languages (ESOL) To provide additional pathways for teacher certification candidates to obtain supplementary bilingual education extension and the ESOL supplementary certificate, for a three year period to conclude on June 30, 2018 04-01-15 Proposed 04-20-16 Expired

EDU-27-15-00008 School receivership To implement Education Law section 211-f, as added by Part EE, Subpart H of Ch. 56 of the Laws of 2015 07-08-15 Emergency/Proposed 10-07-15 Emergency/Revised 11-10-15 Emergency/Revised 01-13-16 Emergency 02-24-16 Revised 03-09-16 Emergency 03-16-16 Revised 05-11-16 Emergency 06-01-16 Finalized

EDU-27-15-00019 Annual Professional Performance Reviews of Classroom Teachers and Building Principals To Implement Subparts D and E of Part EE of Chapter 56 of the Laws of 2015 07-08-15 Proposed 07-15-15 Emergency 10-07-15 Revised 10-14-15 Emergency 12-09-15 Emergency 01-27-16 Finalized 01-27-16 Emergency

EDU-40-15-00009 Graduate-level teacher and educational leadership programs. To establish minimum admission standards for graduate level teacher and leader prepartion programs and requirements 10-07-15 Emergency/Proposed 12-30-15 Emergency 03-02-16 Emergency 04-06-16 Finalized

EDU-45-15-00013 New York State Common Core Learning Standards (CCLS) To provide additional opportunities for students who began grade 9 in 2013 to meet diploma requirements by passing either the Regents comprehensive Examination in English or the Common Core ELA examination at the January 2016 and June 2016 test 11-10-15 Emergency/Proposed 01-27-16 Finalized 01-27-16 Emergency

14 ID Number Issue Date Action QUARTERLY INDEX

EDUCATION DEPARTMENT EDU-45-15-00014 Preschool special education programs and services To enact requirements relating to appointment of 1:1 aide by Committee on Special Education (CSE); Special Education Itinerant Services (SEIS); related services; and standards for approved preschool providers 11-10-15 Proposed 04-06-16 Revised 06-29-16 Finalized

EDU-45-15-00015 Continuing education requirements for Licensed Marriage and Family Therapists Implement mandatory continuing education requirements, establish standards for acceptable education and approval of providers 11-10-15 Proposed 01-27-16 Finalized

EDU-45-15-00016 Continuing education requirements for Licensed Creative Arts Therapists Implement mandatory continuing education requirements, establish standards for acceptable education and approval of providers 11-10-15 Proposed 01-27-16 Finalized

EDU-45-15-00017 Continuing education requirements for Licensed Mental Health Counselors Implement mandatory continuing education requirements, establish standards for acceptable education and approval of providers 11-10-15 Proposed 01-27-16 Finalized

EDU-45-15-00018 Continuing education requirements for Licensed Psychoanalysts Implement mandatory continuing education requirements, establish standards for acceptable education and approval of providers 11-10-15 Proposed 01-27-16 Finalized

EDU-48-15-00007 Instruction in Cardiopulmonary Resuscitation (CPR) and Use of Automated External Defibrillators (AEDs) Provide limited exemption to students with disabilities from CPR/AED required instruction 12-02-15 Emergency/Proposed 03-09-16 Finalized 03-09-16 Emergency

EDU-48-15-00008 Licensing Examination Requirements for Dental Hygienists To address a name-change by the testing agency for Part II of the licensing exam; and remove remedial education requirements 12-02-15 Proposed 03-09-16 Finalized

EDU-48-15-00009 Extension and expansion of the Collaborative Drug Therapy Management (CDTM) Demonstration Program for Pharmacists To implement Chapter 238 of the Laws of 2015 to extend and expand the CDTM program for pharmacists 12-02-15 Emergency/Proposed 03-02-16 Emergency 03-09-16 Finalized

EDU-49-15-00013 Voluntary institutional accreditation for Title IV purposes To clarify existing standards and procedures that must be met by institutions of higher education seeking voluntary accreditation by the Board of Regents and the Commissioner of Education 12-09-15 Proposed 03-09-16 Finalized

15 ID Number Issue Date Action QUARTERLY INDEX

EDUCATION DEPARTMENT EDU-52-15-00017 Annual Professional Performance Reviews (APPR) of classroom teachers and building principals To implement the recommendations of the New York Common Core Task Force Report by establishing transition ratings for teachers and building principals during a four-year transition period for APPRs 12-30-15 Emergency/Proposed 03-30-16 Emergency/Revised 06-01-16 Finalized 06-01-16 Emergency

EDU-04-16-00003 New York State Seal of Biliteracy To establish requirements for students to earn a State Seal of Biliteracy. 01-27-16 Proposed 02-10-16 Revised 05-04-16 Finalized

EDU-04-16-00004 Procedures for State-level review of impartial hearing officer determinations regarding services for students with disabilities. To revise the procedures for appealing impartial hearing officer decisions to a State review officer. 01-27-16 Proposed 06-29-16 Revised 09-28-16 Finalized

EDU-05-16-00003 Examinations for Teacher Certification To provide a safety net for candidates who take and fail Part Two: Mathematics of the new Multi-Subject: Secondary Teachers Grades 7-12 Content Specialty Test (CST) which is required for Students with Disabilities, Grades 7-12, General- ist Teacher Cert. 02-03-16 Emergency/Proposed 05-04-16 Emergency/Revised 06-29-16 Finalized 06-29-16 Emergency

EDU-06-16-00004 School counseling, certification requirements for school counselors and the school counselor program registration requirements. To implement policy enacted by the Board of Regents to enhance existing public school district guidance programs to require comprehensive developmental counseling programs for all students in grades prekindergarten through 12 by certified school counselors 02-10-16 Proposed

EDU-10-16-00006 New York State High School Equivalency Diploma To establish the National External Diploma Program (NEDP) as a pathway to earn a NYS High School Equivalency Diploma 03-09-16 Proposed 06-01-16 Finalized

EDU-10-16-00015 Citizenship requirements for professional licensure and certification in teaching and educational leadership service To authorize the granting of licenses to individuals in the Title VIII professions and the certification of teachers and educational leaders to otherwise qualified aliens who are not unlawfully present in the U.S. 03-09-16 Proposed 06-01-16 Finalized

EDU-10-16-00017 Execution by registered professional nurses of non-patient specific orders to administer tuberculosis tests Authorize administration of other tests to detect/screen for tuberculosis in addition to purified protein derivative (PPD) tests 03-09-16 Emergency/Proposed 06-01-16 Finalized 06-01-16 Emergency

EDU-10-16-00018 Dental Anesthesia Certification Requirements for Licensed Dentists To conform regulations to the current practice of dental anesthesia administration 03-09-16 Proposed 09-28-16 Revised

16 ID Number Issue Date Action QUARTERLY INDEX

EDUCATION DEPARTMENT EDU-14-16-00002 Career development and occupational studies (CDOS) graduation pathway option To establish a Career Development and Occupational Studies (CDOS) graduation pathway option 04-06-16 Emergency/Proposed 06-29-16 Finalized 06-29-16 Emergency

EDU-14-16-00003 Appeals process on Regents exams passing score To expand by two additional points the eligible score band for the appeal process on Regents examinations passing scores and to eliminate the minimum attendance eligibility requirements for such appeals 04-06-16 Emergency/Proposed 06-29-16 Finalized 06-29-16 Emergency

EDU-14-16-00004 Interest penalties for late annual assessment fees paid by licensed private career schools To conform regulations to reflect current practices 04-06-16 Emergency/Proposed 06-29-16 Finalized 06-29-16 Emergency

EDU-14-16-00009 Registration and continuing teacher and leader education requirements to implement Subpart C of Part EE of chapter 56 of the Laws of 2015 by establishing registration for all Permanent, Profes- sional and Teaching Assistant Level III certificate holders 04-06-16 Emergency/Proposed 06-29-16 Finalized 06-29-16 Emergency

EDU-18-16-00004 To authorize NY Higher Education Institutions to participate in SARA and approve out-of-state institutions for distance learning To set forth requirements for authorization of NYS higher education institutions to participate in State Authorization Reci- procity Agreement (SARA) 05-04-16 Proposed 09-28-16 Finalized

EDU-18-16-00005 Academic Intervention Services To revise the methodology by which school districts shall identify students in grades 3-8 who receive academic intervention services (AIS) for the 2016-2017 school year, and then for the 2017-2018 school year and each school year thereafter 05-04-16 Proposed 07-27-16 Finalized

EDU-18-16-00006 Substitute Teachers To address the issue of school districts having difficulty finding certified teachers to serve as substitutes 05-04-16 Proposed 07-27-16 Finalized

EDU-18-16-00007 Licensing Examination Requirements for Certified Shorthand Reporters To permit the Department to accept a passing score on an exam determined by the State Board to be acceptable for licensure 05-04-16 Proposed 07-27-16 Finalized

EDU-18-16-00008 Licensure of Professional Geologists and Continuing Education for Land Surveyors To establish the new profession of geology including licensure requirements, and extend continuing education for land surveyors 05-04-16 Proposed 07-27-16 Finalized

EDU-18-16-00009 Endorsement of out-of-state certificates for teaching and educational leadership To provide an alternative pathway for endorsement of out-of-state certificates for service as a teacher, school district leader, school district business leader and school building leader 05-04-16 Proposed 07-27-16 Finalized

17 ID Number Issue Date Action QUARTERLY INDEX

EDUCATION DEPARTMENT EDU-18-16-00010 Teacher Certification To provide a safety net for candidates who take and fail Part 2: Mathematics of the new Multi-Subject: Secondary Teachers Grades 7-12 Content Specialty Test (CST) which is required for Student with Disabilities-Grades 7-12-Generalist Teacher Certification 05-04-16 Emergency/Proposed 07-27-16 Finalized 07-27-16 Emergency

EDU-22-16-00006 Teacher certification in career and technical education Establishes a new pathway for Transitional A certificate 06-01-16 Emergency/Proposed 08-31-16 Emergency 09-28-16 Finalized

EDU-22-16-00008 Licensure of Occupational Therapy Assistants (OTAs) To define the practice of OTAs, establish requirements for licensure, and alter the composition of the State Board 06-01-16 Emergency/Proposed 08-31-16 Emergency 09-28-16 Finalized

EDU-26-16-00015 Annual Professional Performance Reviews (APPR) of classroom teachers and building principals Technical Amendments 06-29-16 Emergency/Proposed 09-28-16 Finalized 09-28-16 Emergency

EDU-26-16-00016 Teacher certification in career and technical education Establishes new pathways for Transitional A certificate 06-29-16 Emergency/Proposed 09-28-16 Emergency/Revised 09-28-16 Emergency

EDU-26-16-00017 Licensure of Perfusionists To establish licensure requirements for perfusionists, including education, experience and examination 06-29-16 Proposed 09-28-16 Finalized

EDU-26-16-00018 Regulation of consent orders in disciplinary proceedings in the professions To remove requirement that the State Board of Pharmacy Executive Secretary agree to consent orders for pharmacists/ pharmacies 06-29-16 Proposed 09-28-16 Finalized

EDU-27-16-00002 Superintendent determination as to academic proficiency for certain students with disabilities to graduate with a local diploma To expand the safety net options for students with disabilities to graduate with local diplomas when certain conditions are met 07-06-16 Emergency/Proposed 09-28-16 Emergency

EDU-27-16-00003 Annual Professional Performance Reviews (APPR) of classroom teachers and building principals To provide hardship Waiver from Independent Evaluator Requirement 07-06-16 Emergency/Proposed 09-28-16 Finalized 09-28-16 Emergency

EDU-27-16-00004 Social Studies examination requirements for a high school diploma To shift the requirement for students to take and pass the new Regents examination in Global History and Geography II for graduation for an additional year 07-06-16 Emergency/Proposed 09-28-16 Emergency

18 ID Number Issue Date Action QUARTERLY INDEX

EDUCATION DEPARTMENT EDU-27-16-00005 District-wide school safety plans and building-level emergency response plans The purpose of the proposed rule is to implement the provisions of Part B of Chapter 54 of the Laws of 2016 07-06-16 Emergency/Proposed 09-28-16 Finalized

EDU-32-16-00002 Community school grants To implement Chapter 53 of the Laws of 2016 by establishing the criteria for community school grants 08-10-16 Emergency/Proposed

EDU-39-16-00009 Substitute Teachers To provide a sunset date for the amendments made to 80-5.4 at the July Regents meeting 09-28-16 Proposed

EDU-39-16-00033 Assessments for the New York State Career Development and Occupational Studies (CDOS) Commencement Credential Establish conditions and procedures for approval of work-readiness assessments for the CDOS credential 09-28-16 Emergency/Proposed

EDU-39-16-00034 Uniform Violent or Disruptive Incident Reporting System (VADIR) To revise the categories of violent and disruptive incidents for VADIR reporting 09-28-16 Proposed

EDU-42-16-00001 Establishment of tuition rates To clarify that the Education Department maintains discretion in establishing tuition rates based on a financial audit 10-19-16 Emergency/Proposed

ELECTIONS, STATE BOARD OF

SBE-10-16-00003 Disclosure of Independent Expenditures To conform 9 NYCRR 6200.10 to reflect amendment to Election Law 14-107 made by Chapter 56 of the Laws of 2015 03-09-16 Proposed 06-22-16 Finalized

SBE-17-16-00009 Routine testing of voting systems To provide for testing of voting machines not less than once per year 04-27-16 Proposed 10-19-16 Finalized

SBE-41-16-00003 Implementation of independent expenditure disclosure pursuant to the election law. The rule effectuates the amendments to Article 14 of the Election Law resulting from Chapter 286 of the Laws of 2016. 10-12-16 Emergency

ENVIRONMENTAL CONSERVATION, DEPARTMENT OF

ENV-04-15-00006 Regulations governing the recreational harvest of winter flounder Extend the recreational winter flounder fishing open season from April 1 - May 30 to March 1 - December 31 01-28-15 Proposed 02-17-16 Expired

ENV-19-15-00010 Fisher trapping seasons and bag limits and general trapping regulations for furbearers Revise existing fisher seasons, establish a new season in central/western NY, update and clarify general trapping regulations 05-13-15 Proposed 05-11-16 Revised 07-20-16 Finalized

19 ID Number Issue Date Action QUARTERLY INDEX

ENVIRONMENTAL CONSERVATION, DEPARTMENT OF ENV-23-15-00008 Environmental Remediation - Brownfield Cleanup Program To amend the Environmental Remediation Program regulations that pertain to the Brownfield Cleanup Program 06-10-15 Proposed 03-09-16 Revised 08-03-16 Finalized

ENV-24-15-00013 Rule making to implement ECL 17-0826-a To implement the reporting, notification and record keeping requirements of ECL 17-0826-a 06-17-15 Proposed 07-06-16 Expired

ENV-27-15-00004 Incorporation by reference of Federal NESHAP and NSPS rules Incorporation by reference of Federal NESHAP and NSPS 07-08-15 Proposed 01-20-16 Finalized

ENV-34-15-00003 Sportfishing and associated activities To revise sportfishing regulations & associated activities including the commercial collection, sale and use of baitfish 08-26-15 Proposed 01-06-16 Finalized

ENV-34-15-00028 Qualifications for License Issuing Agents and Wildlife Rehabilitators To remove regulatory requirements that exclude individuals with felonies from obtaining certain licenses and authorizations 08-26-15 Proposed 09-14-16 Finalized

ENV-44-15-00001 Sanitary Condition of Shellfish Lands To reclassify shellfish lands to prohibit the harvest of shellfish 11-04-15 Emergency/Proposed 01-27-16 Emergency 03-09-16 Finalized

ENV-45-15-00028 Science-based State sea-level rise projections To establish a common source of sea-level rise projections for consideration in relevant programs and decision-making 11-10-15 Proposed

ENV-50-15-00002 Management of black sea bass Redefine the term trip limit to allow two fishers aboard a single vessel to possess and land the trip limit for black sea bass 12-16-15 Proposed 06-22-16 Finalized

ENV-50-15-00003 Atlantic Ocean surfclam management To amend surfclam regulations to provide consistency with management measures of the Fishery Management Plan 12-16-15 Proposed 07-27-16 Finalized

ENV-50-15-00010 Aquatic Invasive Species Spread Prevention To require that ‘‘reasonable precautions’’ are taken prior to placing watercraft into public waters to prevent the spread of AIS 12-16-15 Proposed 05-25-16 Finalized

ENV-51-15-00004 Distributed generation (DG) sources that feed the distribution grid or produce electricity for use at host facilities or both Establish emission limits for distributed generation sources 12-23-15 Proposed

ENV-51-15-00005 Big bore air rifles To allow big bore air rifles as legal implements for hunting big game 12-23-15 Proposed

20 ID Number Issue Date Action QUARTERLY INDEX

ENVIRONMENTAL CONSERVATION, DEPARTMENT OF ENV-52-15-00010 Procedures for modifying or extinguishing a conservation easement held by the NYS DEC Establish standards for the DEC to follow when modifying or extinguishing a CE and provide for a formal public review process 12-30-15 Proposed

ENV-07-16-00004 Chemical Bulk Storage (CBS) To amend section 597.3 of the CBS regulations to add perfluorooctanoic acid (CAS number 335-67-1) to Table 1 and Table 2. 02-17-16 Emergency

ENV-11-16-00004 Solid Waste Management Regulations Amend the rules that implement the solid waste program in New York State to incorporate changes in law and technology 03-16-16 Proposed

ENV-17-16-00001 Croton Gorge Unique Area To protect public safety and natural resources on the Croton Gorge Unique Area 04-27-16 Proposed 07-13-16 Finalized

ENV-19-16-00001 Deer and Bear Hunting To revise regulations governing deer hunting seasons, issuance and use of deer hunting tags, and hunting black bear 05-11-16 Proposed 08-03-16 Finalized

ENV-19-16-00002 The management of menhaden To add menhaden and the menhaden trip limit to Table B - Commercial Fishing of 6 NYCRR subdivision 40.1(i) 05-11-16 Proposed 10-26-16 Finalized

ENV-19-16-00006 Chemical Bulk Storage (CBS) To amend Part 597 of the CBS regulations 05-11-16 Emergency/Proposed 08-10-16 Emergency 10-05-16 Emergency

ENV-23-16-00001 Peekamoose Valley Riparian Corridor Protect public health, safety and general welfare, as well as the natural resources on the Peekamoose Valley Riparian Cor- ridor 06-08-16 Emergency/Proposed 08-31-16 Emergency 10-12-16 Finalized

ENV-25-16-00007 Low emission vehicle (LEV) III and zero emission vehicle (ZEV) emission standards. To incorporate revisions to California's LEV III and ZEV standards. 06-22-16 Proposed 10-05-16 Finalized

ENV-26-16-00002 To amend 6 NYCRR Part 40 pertaining to recreational party and charter boat regulations for striped bass To allow filleting of striped bass aboard party and charter boats 06-29-16 Proposed

ENV-26-16-00013 Rule making to implement ECL 17-0826-a To implement the reporting, notification and record keeping requirements of ECL 17-0826-a 06-29-16 Proposed

ENV-28-16-00002 Regulations governing the recreational harvest of black sea bass To reduce recreational black sea bass harvest in New York State 07-13-16 Emergency/Proposed 09-21-16 Finalized

21 ID Number Issue Date Action QUARTERLY INDEX

ENVIRONMENTAL CONSERVATION, DEPARTMENT OF ENV-31-16-00003 Waste Fuels Update permit references, rule citations, monitoring, record keeping, reporting requirements, and incorporate federal standards 08-03-16 Proposed

ENV-36-16-00002 Lake Champlain drainage basin To reclassify certain surface waters in Lake Champlain Drainage Basin, in Clinton, Essex, Franklin, Warren, Washington counties 09-07-16 Proposed

ENV-39-16-00011 Sportfishing (freshwater) and associated activities To revise sportfishing regulations and associated activities 09-28-16 Proposed

FINANCIAL SERVICES, DEPARTMENT OF

DFS-18-15-00009 Title Insurance Rates, Expenses and Charges To insure proper, non-excessive rates, compliance with Ins. Law 6409(d), and reasonable charges for ancillary services 05-06-15 Proposed 05-25-16 Expired

DFS-43-15-00004 Valuation of Individual and Group Accident and Health Insurance Reserves To adopt the 2012 Group Long-Term Disability Valuation Table 10-28-15 Proposed 02-24-16 Finalized

DFS-48-15-00001 Title insurance agents, affiliated relationships, and title insurance business To implement requirements of Chapter 57 of Laws of 2014 re: title insurance agents and placement of title insurance business. 12-02-15 Emergency

DFS-48-15-00002 Registration and Financial Responsibility Requirements for Mortgage Loan Servicers To require that persons or entities which service mortgage loans on residential real property on or after July 1, 2009 be registered with the Superintendent of Financial Services (formerly the Superintendent of Banks) 12-02-15 Emergency

DFS-49-15-00012 The business conduct of mortgage loan servicers To implement the purpose and provisions of the Mortgage Lending Reform Law of 2008 with respect to mortgage loan servicers. 12-09-15 Emergency

DFS-50-15-00004 Regulating Transaction Monitoring and Filtering Systems maintained by banks, check cashers and money transmitters To improve efficiency and transparency in the mortgage banker and mortgage broker licensing process 12-16-15 Proposed 07-20-16 Finalized

DFS-52-15-00011 Assessment of entities regulated by the Banking Division of the Department of Financial Services To set forth the basis for allocating all costs and expenses attributable to the operation of the Banking Division of the Department of Financial Services among and between any person or entity licensed, registered, incorporated or otherwise formed 12-30-15 Emergency

DFS-02-16-00001 Public Retirement Systems To ban the use of placement agents by investment advisors engaged by the state employees' retirement systems. 01-13-16 Emergency

22 ID Number Issue Date Action QUARTERLY INDEX

FINANCIAL SERVICES, DEPARTMENT OF DFS-03-16-00003 Standard financial aid award information sheet for institutions of higher education Provides guidance to institutions of higher education for the implementation of a financial aid award information sheet 01-20-16 Emergency/Proposed 04-13-16 Emergency 05-04-16 Emergency 07-06-16 Emergency 07-13-16 Revised 08-31-16 Emergency 10-26-16 Emergency

DFS-08-16-00001 Title insurance agents, affiliated relationships, and title insurance business To implement requirements of Chapter 57 of Laws of 2014 re: title insurance agents and placement of title insurance business. 02-24-16 Emergency

DFS-08-16-00002 Minimum Standards for Form, Content and Sale of Health Insurance, Including Standards of Full and Fair Disclosure To prohibit a health insurance policy or contract from providing coverage for conversion therapy to insureds under the age of 18 02-24-16 Proposed 07-20-16 Finalized

DFS-08-16-00004 Registration and Financial Responsibility Requirements for Mortgage Loan Servicers To require that persons or entities which service mortgage loans on residential real property on or after july 1, 2009 be registered with the Superintendent of Financial Services (formerly the Superintendent of Banks) 02-24-16 Emergency

DFS-10-16-00004 The business conduct of mortgage loan servicers To implement the purpose and provisions of the Mortgage Lending Reform Law of 2008 with respect to mortgage loan servicers 03-09-16 Emergency

DFS-13-16-00002 Assessment of entities regulated by the Banking Division of the Department of Financial Services To set forth the basis for allocating all costs and expenses attributable to the operation of the Banking Division of the Department of Financial Services 03-30-16 Emergency

DFS-15-16-00003 Public Retirement Systems To ban the use of placement agents by investment advisors engaged by the state employees' retirement systems. 04-13-16 Emergency

DFS-17-16-00003 Plan of Conversion by Commercial Travelers Mutual Insurance Company To convert a mutual accident and health insurance company to a stock accident and health insurance company 04-27-16 Proposed

DFS-21-16-00001 Title insurance agents, affiliated relationships, and title insurance business To implement requirements of Chapter 57 of Laws of 2014 re: title insurance agents and placement of title insurance business. 05-25-16 Emergency

DFS-21-16-00004 Registration and Financial Responsibility Requirements for Mortgage Loan Servicers To require that persons or entities which service mortgage loans on residential real property on or after July 1, 2009 be registered with the Superintendent of Financial Services (formerly the Superintendent of Banks) 05-25-16 Emergency

DFS-23-16-00002 The business conduct of mortgage loan servicers To implement the purpose and provisions of the Mortgage Lending Reform Law of 2008 with respect to mortgage loan servicers. 06-08-16 Emergency

DFS-24-16-00004 Financial statement filings and accounting practices and procedures To update citations in Part 83 to the Accounting Practices and Procedures Manual as of March 2014 (instead of 2013). 06-15-16 Proposed

23 ID Number Issue Date Action QUARTERLY INDEX

FINANCIAL SERVICES, DEPARTMENT OF DFS-25-16-00030 Assessment of entities regulated by the Banking Division of the Department of Financial Services To set forth the basis for allocating all costs and expenses attributable to the operation of the Banking Division of the Department of Financial Services. 06-22-16 Emergency

DFS-28-16-00001 Public Retirement Systems To ban the use of placement agents by investment advisors engaged by the state employees' retirement systems 07-13-16 Emergency

DFS-29-16-00020 Workers’ Compensation Safe Patient Handling Program To implement Part A of Chapter 60 of the Laws of 2014 07-20-16 Emergency/Proposed 10-19-16 Emergency

DFS-33-16-00002 Title insurance agents, affiliated relationships, and title insurance business To implement requirements of Chapter 57 of Laws of 2014 re: title insurance agents and placement of title insurance business 08-17-16 Emergency

DFS-33-16-00007 Registration and Financial Responsibility Requirements for Mortgage Loan Servicers See attachment 8 08-17-16 Emergency

DFS-35-16-00016 The business conduct of mortgage loan servicers To implement the purpose and provisions of the Mortgage Lending Reform Law of 2008 with respect to mortgage loan servicers. 08-31-16 Emergency

DFS-36-16-00001 Minimum Standards For Form, Content And Sale Of Health Insurance, Including Standards Of Full And Fair Disclosure To allow blanket accident insurance policy issued in accordance with GBL section 1015.11 to be excess to any plan 09-07-16 Emergency/Proposed

DFS-38-16-00002 Assessment of entities regulated by the Banking Division of the Department of Financial Services To set forth the basis for allocating all costs and expenses attributable to the operation of the Banking Division of the Department of Financial Services 09-21-16 Emergency

DFS-39-16-00001 Establishment and Operation of Market Stabilization Mechanisms for Certain Health Insurance Markets To allow for the implementation of a market stabilization pool for the small group health insurance market. 09-28-16 Emergency

DFS-39-16-00007 Charges for Professional Health Services Limit reimbursement of no-fault health care services provided outside NYS to highest fees in fee schedule for services in NYS 09-28-16 Proposed

DFS-39-16-00008 CYBERSECURITY REQUIREMENTS FOR FINANCIAL SERVICES COMPANIES To require effective cybersecurity to protect consumers and ensure the safe and sound operation of Department-regulated entities 09-28-16 Proposed

DFS-40-16-00002 Public Retirement Systems To ban the use of placement agents by investment advisors engaged by the state employees' retirement systems. 10-05-16 Emergency

DFS-41-16-00006 Inspecting, Securing and Maintaining Vacant and Abandoned Residential Real Property To implement the requirements imposed by the recent additions to the Real Property Actions and Proceedings Law 10-12-16 Proposed

DFS-41-16-00012 Commercial Crime Coverage Exclusions To prohibit certain insurance exclusions for loss/damage caused by an employee previously convicted of criminal offense 10-12-16 Proposed

24 ID Number Issue Date Action QUARTERLY INDEX

GAMING COMMISSION, NEW YORK STATE

SGC-39-15-00005 Thoroughbred restricted time periods for various drugs To enhance the integrity and safety of thoroughbred horse racing 09-30-15 Proposed 06-08-16 Revised 08-10-16 Finalized

SGC-39-15-00006 Reimbursement of awards for capital improvement projects at video lottery gaming (‘‘VLG’’) facilities Clarify when VLG agent must reimburse State upon divestment of a capital improvement for which capital award was received 09-30-15 Proposed 10-19-16 Expired

SGC-44-15-00019 Reporting requirements for a race horse that has been castrated and is classified as a gelding To ensure that the betting public is properly informed that a race horse that was previously an intact male has been castrated 11-04-15 Proposed 01-06-16 Finalized

SGC-46-15-00004 To require claimant to indicate on claim form whether commission at claimant’s expense shall test a claimed horse for drug use To preserve the integrity of pari-mutuel racing while generating reasonable revenue for the support of government 11-18-15 Proposed 02-10-16 Finalized

SGC-46-15-00007 Requirement of specific minimum penalties for certain multiple medication violations To enhance the integrity and safety of thoroughbred horse racing 11-18-15 Proposed 02-10-16 Finalized

SGC-48-15-00006 Per Se thresholds and related rule amendments for cobalt, ketoprofen, isoflupredone and albuterol To preserve the integrity of pari-mutuel racing while generating reasonable revenue for the support of government 12-02-15 Proposed 02-10-16 Finalized

SGC-52-15-00005 Lottery subscription program To better serve customers needs and preferences 12-30-15 Proposed 03-16-16 Finalized

SGC-52-15-00006 The manner in which prize payments are made To better reflect customer and retailer preferences and the administrative needs of the Commission 12-30-15 Proposed 03-16-16 Finalized

SGC-52-15-00007 Prohibiting the administration of stanozolol to racehorses To preserve the safety and integrity of pari-mutuel racing while generating reasonable revenue for the support of government 12-30-15 Proposed 03-16-16 Finalized

SGC-52-15-00008 Suspension and revocation of a lottery agent's license To revise the rules for the procedure and grounds for suspension and revocation of a lottery license for sales agents 12-30-15 Proposed 03-16-16 Finalized

SGC-01-16-00006 The plan of operation for the Jockey Injury Compensation Fund To effectuate the provisions of the Jockey Injury Compensation Fund in the absence of a plan of operation for 2016 01-06-16 Emergency/Proposed 03-16-16 Finalized

25 ID Number Issue Date Action QUARTERLY INDEX

GAMING COMMISSION, NEW YORK STATE SGC-07-16-00001 The use of cellular telephones and electronic communication devices in the paddock To allow cellular telephones and other communication devices in designated areas of a harness race track paddock 02-17-16 Proposed 05-11-16 Finalized

SGC-07-16-00011 Thoroughbred pick-four, pick-five and pick-six wagers To standardize and improve the pick-four, pick-five and pick-six wagers in thoroughbred racing 02-17-16 Proposed 05-11-16 Finalized

SGC-12-16-00002 Problem gambling awareness and training and to establish a process for gaming facility patron self-exclusion To promote best responsible gaming practices and establish a process for gaming facility patron self exclusion 03-23-16 Proposed 06-08-16 Finalized

SGC-12-16-00009 Consequences for Commission licensees, agents, and other regulated parties who violate prohibition on underage wagering To further enforce the age restriction laws for gambling by imposing fines, suspensions and/or license revocation 03-23-16 Proposed 06-08-16 Finalized

SGC-19-16-00013 Surveillance standards for a licensed gaming facility To govern a gaming facility licensee’s system of procedures and standards for surveillance 05-11-16 Proposed 07-20-16 Finalized

SGC-19-16-00014 Conduct and operation of a gaming facility To govern a gaming facility licensee’s system of procedures for the conduct and operation of gaming 05-11-16 Proposed 07-20-16 Finalized

SGC-22-16-00004 Simplifying how a trainer may alter the use of hopples To preserve the integrity of pari-mutuel racing while generating reasonable revenue for the support of government 06-01-16 Proposed 08-10-16 Finalized

SGC-22-16-00005 Decoupling of harness horses in major stakes races To preserve the integrity of pari-mutuel racing while generating reasonable revenue for the support of government 06-01-16 Proposed 08-10-16 Finalized

SGC-23-16-00006 Voidable claims based on race day samples To enhance the safety and integrity of horse racing while generating a reasonable return for government 06-08-16 Proposed 08-10-16 Finalized

SGC-23-16-00014 Criteria for the licensing, conduct and operation of independent testing laboratories To govern the licensing, conduct and operation, testing and reporting requirements of independent testing laboratories 06-08-16 Proposed 08-10-16 Finalized

SGC-24-16-00007 Repeal of obsolete thoroughbred rule giving extra weight allowance for apprentice jockey riding for “original contract employer’’ To preserve the safety and integrity of pari-mutuel racing while generating reasonable revenue for the support of government. 06-15-16 Proposed 09-21-16 Finalized

26 ID Number Issue Date Action QUARTERLY INDEX

GAMING COMMISSION, NEW YORK STATE SGC-28-16-00006 Criteria and procedures for patron exclusion at a gaming facility To establish criteria and procedures for patron exclusion at a gaming facility 07-13-16 Proposed 09-21-16 Finalized

SGC-28-16-00007 Definitions of terms used throughout Subchapter B, Casino Gaming To define terms applicable to Subchapter B, Casino Gaming 07-13-16 Proposed 09-21-16 Finalized

SGC-28-16-00008 The regulation of table game equipment To set forth the physical characteristics, inspection, use, storage and destruction of table game equipment 07-13-16 Proposed 09-21-16 Finalized

SGC-28-16-00009 The licensing and registration of junkets and junket enterprises To govern the licensing and registration of junkets and junket enterprises 07-13-16 Proposed 09-21-16 Finalized

SGC-28-16-00010 The registration of labor organizations To govern the registration of labor organizations 07-13-16 Proposed 09-21-16 Finalized

SGC-28-16-00011 To set forth the practices and procedures for the conduct and operation of table games To regulate the conduct and operation of gaming tables 07-13-16 Proposed 09-21-16 Finalized

SGC-28-16-00012 The registration of lobbyists To govern the registration of lobbyists 07-13-16 Proposed 09-21-16 Finalized

SGC-32-16-00001 The licensing and registration of gaming facility employees and vendors To govern the licensing and registration of gaming facility employees and vendors 08-10-16 Proposed 10-12-16 Finalized

SGC-37-16-00007 Require thoroughbred horse trainers to complete four hours of continuing education each year To preserve the integrity of pari-mutuel racing while generating reasonable revenue for the support of government 09-14-16 Proposed

SGC-37-16-00016 Accounting standards for a licensed gaming facility To govern a gaming facility licensee’s procedures in regard to accounting and record keeping 09-14-16 Proposed

SGC-37-16-00017 Electronic Gaming Devices and Equipment To set forth the practices and procedures for the conduct and operation of electronic gaming devices and equipment 09-14-16 Proposed

SGC-37-16-00018 Slot Tournaments and Progressive Gaming Devices To to prescribe the technical standards for the certification of slot tournaments and progressive gaming devices 09-14-16 Proposed

SGC-37-16-00019 Table game rules To set forth the practices and procedures for the conduct and operation of table games 09-14-16 Proposed

27 ID Number Issue Date Action QUARTERLY INDEX

GAMING COMMISSION, NEW YORK STATE SGC-37-16-00020 Monitoring, control systems and validation To prescribe the technical standards for the certification of online monitoring and control and validation systems 09-14-16 Proposed

SGC-37-16-00021 To set forth the standards for the gaming devices To prescribe the technical standards for the certification of gaming devices 09-14-16 Proposed

SGC-37-16-00022 To set forth the practice and procedures for the cage and count standards To regulate the procedures for the cage and count standards 09-14-16 Proposed

SGC-38-16-00004 Definition of the “wire” at the finish of a harness race To preserve the integrity of pari-mutuel racing while generating reasonable revenue for the support of government 09-21-16 Proposed

SGC-42-16-00002 Casino alcoholic beverage licenses To regulate the presence and sale of alcoholic beverages on the premises of gaming facilities 10-19-16 Proposed

SGC-42-16-00003 Prescribing methods of notice to applicants, registrants, and licensees and restrictions on employee wagering To set forth the methods of notice and restrict employee wagering 10-19-16 Proposed

SGC-42-16-00004 To set forth the standards for electronic table game systems To prescribe the technical standards for the testing and certification of electronic table game systems 10-19-16 Proposed

GENERAL SERVICES, OFFICE OF

GNS-07-16-00013 Outdoor lighting standards To provide lighting standards that will help state agencies comply with Public Buildings Law section 143 02-17-16 Proposed 10-05-16 Finalized

HEALTH, DEPARTMENT OF

HLT-14-94-00006 Payment methodology for HIV/AIDS outpatient services To expand the current payment to incorporate pricing for services 04-06-94 Proposed 09-14-94 Continued

HLT-08-15-00003 Supplementary Reports of Certain Congenital Anomalies for Epidemiological Surveillance; Filing To increase maximum age of reporting certain birth defects to the Congenital Malformations Registry 02-25-15 Proposed 02-17-16 Revised 05-25-16 Finalized

HLT-11-15-00019 Standards for Individual Onsite Water Supply and Individual Onsite Wastewater Treatment Systems Establishes minimum water quality standards for individual onsite water supply systems 03-18-15 Proposed 03-16-16 Finalized

HLT-16-15-00014 Rate Rationalization – Prevocational Services, Respite, Supported Employment and Residential Habilitation To establish new rate methodology effective July 1, 2015 04-22-15 Proposed 04-13-16 Finalized

28 ID Number Issue Date Action QUARTERLY INDEX

HEALTH, DEPARTMENT OF HLT-18-15-00008 Computed Tomography (CT) Quality Assurance To protect the public from the adverse effects of ionizing radiation. 05-06-15 Proposed 01-20-16 Finalized

HLT-30-15-00005 Practice of radiologic technology To update regulations related to the practice of radiologic technology 07-29-15 Proposed 08-17-16 Revised

HLT-30-15-00006 Medicaid provider enrollment To make technical, conforming changes to regulations governing the enrollment of Medicaid providers of care, services and supplies 07-29-15 Proposed 04-13-16 Finalized

HLT-30-15-00007 Reciprocal Emergency Medical Technician Certification Requirements To replace the emergency medical technician-intermediate category with the advanced emergency medical technician category 07-29-15 Proposed 07-06-16 Finalized

HLT-30-15-00008 Controlled Substances for EMS Agency Agent and Requirements for an Advanced Life Support System To amend the regulations regarding the EMS Agency Agent and the Requirements for an Advanced Life Support System 07-29-15 Proposed 07-20-16 Finalized

HLT-30-15-00009 Requirements for Manufacturers and Distributors Regarding Controlled Substances To clarify and use language consistent with current terminology used by the State Board of Pharmacy 07-29-15 Proposed 08-10-16 Finalized

HLT-39-15-00015 Women Infants and Children (WIC) Program Vendor Applicant Enrollment Criteria To align NYS WIC Program operations with current federal requirements by amending the existing vendor enrollment criteria 09-30-15 Proposed 10-19-16 Expired

HLT-42-15-00016 Standards for Adult Homes and Adult Care Facilities Standards for Enriched Housing Revisions to Parts 487 and 488 in regards to the establishment of the Justice Center for Protection of People with Special Needs 10-21-15 Proposed 02-10-16 Finalized

HLT-43-15-00003 Immediate Need for Personal Care Services (PCS) and Consumer Directed Personal Assistance (CDPA) To implement 2015 State law changes regarding Medicaid applicants and recipients with immediate needs for PCS or CDPA 10-28-15 Proposed 03-02-16 Revised 05-25-16 Finalized

HLT-44-15-00003 Transgender Related Care and Services To amend provisions regarding Medicaid coverage of transition-related transgender care and services 11-04-15 Proposed 04-27-16 Finalized

HLT-44-15-00020 Statewide Health Information Network for New York (SHIN-NY) To establish the Statewide Health Information Network for NY (SHIN-NY) 11-04-15 Proposed 03-09-16 Finalized

29 ID Number Issue Date Action QUARTERLY INDEX

HEALTH, DEPARTMENT OF HLT-46-15-00006 Early Intervention Program To conform existing program regulations to federal regulations and state statute 11-18-15 Proposed

HLT-47-15-00003 Sexually Transmitted Diseases (STDs) Control of Sexually Transmitted Diseases (STDs); Expedited Partner Therapy for Chlamydia Trachomatis Infection 11-25-15 Proposed 05-18-16 Finalized

HLT-48-15-00004 Protection Against Legionella To protect the public from the immediate threat posed by Legionella. 12-02-15 Emergency

HLT-50-15-00001 Personal Care Services Program (PCSP) and Consumer Directed Personal Assistance Program (CDPAP) To establish definitions, criteria and requirements associated with the provision of continuous PC and continuous CDPA services 12-16-15 Emergency

HLT-51-15-00001 General Provisions Concerning State Aid Eligibility To clarify that rent and maintenance of space in lieu of rent (MILOR) remain eligible for State Aid 12-23-15 Proposed 03-16-16 Finalized

HLT-51-15-00008 Children’s Camps To include camps for children with developmental disabilities as a type of facility within the oversight of the Justice Center 12-23-15 Proposed 06-22-16 Finalized

HLT-52-15-00004 Standards for Adult Homes and Adult Care Facilities Standards for Enriched Housing Revisions to Parts 487 & 488 in regards to the establishment of the Justice Center for Protection of People with Special Needs. 12-30-15 Emergency

HLT-06-16-00001 Home Care Agencies to Obtain Written Medical Orders from Physicians Amend the clinical records rules for CHHAs & LHCSAs with regard to obtaining signed physician orders 02-10-16 Proposed 05-04-16 Finalized

HLT-06-16-00002 Perinatal Services To update the Breastfeeding Mother's Bill of Rights to conform with recommended standards of care 02-10-16 Proposed 10-19-16 Finalized

HLT-06-16-00005 Hospice Operational Rules To implement hospice expansion 02-10-16 Proposed 08-31-16 Finalized

HLT-06-16-00017 Extended Mammography Hours for General Hospitals and Hospital Extension Clinics Requires those general hospitals and hospital extension clinics that offer mammography services to have extended hours 02-10-16 Proposed 05-18-16 Finalized

HLT-09-16-00001 Protection Against Legionella To protect the public from the immediate threat posed by Legionella. 03-02-16 Emergency

HLT-14-16-00001 Zika Action Plan; Performance Standards To require local health departments to develop a Zika Action Plan as a condition of State Aid 04-06-16 Emergency

30 ID Number Issue Date Action QUARTERLY INDEX

HEALTH, DEPARTMENT OF HLT-15-16-00016 Zika Action Plan; Performance Standards. To require local health departments to develop a Zika Action Plan as a condition of State Aid 04-13-16 Proposed

HLT-16-16-00002 NYS Medical Indemnity Fund To provide additional guidance and clarity to the Fund's requirements and operations 04-20-16 Proposed

HLT-16-16-00007 Protection Against Legionella To protect the public from the immediate threat posed by Legionella 04-20-16 Proposed 07-06-16 Finalized

HLT-19-16-00008 Transgender Related Care and Services To revise and clarify the criteria for Medicaid coverage of transgender related care and services 05-11-16 Proposed 08-31-16 Finalized

HLT-21-16-00003 New York State Newborn Screening Panel To add adrenoleukodystrophy (ALD) and Pompe disease to the list of diseases and conditions on the newborn screening panel 05-25-16 Proposed 10-19-16 Finalized

HLT-22-16-00001 Protection Against Legionella To protect the public from the immediate threat posed by Legionella. 06-01-16 Emergency

HLT-23-16-00007 School Immunization Requirements To update school immunization and NYSIIS regulations. 06-08-16 Proposed 08-17-16 Finalized

HLT-24-16-00002 Neurodegenerative Specialty Rate To authorize Medicaid rate of payment for providing quality of care to the neurodegenerative population. 06-15-16 Proposed

HLT-24-16-00003 Specialized Programs for Residents with Neurodegenerative Diseases To establish nursing home specialty units for residents with Huntington's Disease (HD) & Amyotrophic Lateral Sclerosis (ALS). 06-15-16 Proposed 08-24-16 Revised

HLT-26-16-00014 Zika Action Plan; Performance Standards To require local health departments to develop a Zika Action Plan as a condition of State Aid 06-29-16 Emergency

HLT-35-16-00018 All Payer Database (APD) To define the parameters for operating the APD regarding mandatory data submission by healthcare payers as well as data release 08-31-16 Proposed

HLT-37-16-00023 Medical Use of Marihuana To authorize nurse practitioners to register with DOH in order to issue certifications to patients with qualifying conditions 09-14-16 Proposed

HLT-37-16-00024 Medical Use of Marihuana To comprehensively regulate the manufacture, sale and use of medical marihuana 09-14-16 Proposed

31 ID Number Issue Date Action QUARTERLY INDEX

HEALTH, DEPARTMENT OF HLT-38-16-00007 Lead testing and remediation of potable drinking water in schools Requires lead testing and remediation of potable drinking water in schools. 09-21-16 Emergency

HLT-39-16-00003 Zika Action Plan; Performance Standards. To require local health departments to develop a Zika Action Plan as a condition of State Aid. 09-28-16 Emergency

HLT-39-16-00031 Non-prescription Emergency Contraceptives Drugs Allow pharmacies to dispense non-prescription emerg. contraceptive drugs for Medicaid female recipients without a written order 09-28-16 Proposed

HLT-39-16-00032 Expanded Syringe Access Program To eliminate the word “demonstration” 09-28-16 Proposed

HLT-40-16-00030 Transgender Related Care and Services To amend provisions regarding Medicaid coverage of transition-related transgender care and services 10-05-16 Proposed

HLT-41-16-00002 Residential Health Care Facility Quality Pool To reward NYS facilities with the highest quality outcomes as determined by methodology developed by regulation 10-12-16 Emergency/Proposed

HLT-41-16-00005 Compounded Trend to Cost of Living Adjustments (COLAs) for Direct Care Workers To update the methodology to reflect a compounded cost of living adjustment and to remove a superfluous component 10-12-16 Proposed

HIGHER EDUCATION SERVICES CORPORATION

ESC-46-15-00001 The New York State Achievement and Investment in Merit Scholarship (NY-AIMS). To implement The New York State Achievement and Investment in Merit Scholarship (NY-AIMS) 11-18-15 Emergency

ESC-46-15-00002 New York State Get on Your Feet Loan Forgiveness Program. To implement the New York State Get on Your Feet Loan Forgiveness Program. 11-18-15 Emergency

ESC-52-15-00012 New York State Science, Technology, Engineering and Mathematics Incentive Program To implement the New York State Science, Technology, Engineering and Mathematics Incentive Program 12-30-15 Emergency

ESC-07-16-00002 New York State Get on Your Feet Loan Forgiveness Program. To implement the New York State Get on Your Feet Loan Forgiveness Program. 02-17-16 Emergency

ESC-07-16-00003 The New York State Achievement and Investment in Merit Scholarship (NY-AIMS). To implement The New York State Achievement and Investment in Merit Scholarship (NY-AIMS) 02-17-16 Emergency

ESC-13-16-00001 New York State Science, Technology, Engineering and Mathematics Incentive Program. To implement the New York State Science, Technology, Engineering and Mathematics Incentive Program. 03-30-16 Emergency

ESC-19-16-00004 The New York State Achievement and Investment in Merit Scholarship (NY-AIMS). To implement The New York State Achievement and Investment in Merit Scholarship (NY-AIMS) 05-11-16 Emergency

32 ID Number Issue Date Action QUARTERLY INDEX

HIGHER EDUCATION SERVICES CORPORATION ESC-19-16-00005 New York State Get on Your Feet Loan Forgiveness Program. To implement the New York State Get on Your Feet Loan Forgiveness Program. 05-11-16 Emergency

ESC-22-16-00009 New York State Masters-in-Education Teacher Incentive Scholarship Program. To implement the New York State Masters-in-Education Teacher Incentive Scholarship Program. 06-01-16 Emergency

ESC-25-16-00005 New York State Science, Technology, Engineering and Mathematics Incentive Program. To implement the New York State Science, Technology, Engineering and Mathematics Incentive Program. 06-22-16 Emergency

ESC-26-16-00012 Tuition awards for part-time undergraduate students The purpose of the rule is to conform the provision regarding income to a recent statutory change 06-29-16 Proposed 08-31-16 Finalized

ESC-31-16-00001 The New York State Achievement and Investment in Merit Scholarship (NY-AIMS) To implement The New York State Achievement and Investment in Merit Scholarship (NY-AIMS) 08-03-16 Emergency

ESC-31-16-00002 New York State Get on Your Feet Loan Forgiveness Program. To implement the New York State Get on Your Feet Loan Forgiveness Program. 08-03-16 Emergency

ESC-35-16-00002 New York State Masters-in-Education Teacher Incentive Scholarship Program To implement the New York State Masters-in-Education Teacher Incentive Scholarship Program 08-31-16 Emergency

ESC-38-16-00001 New York State Science, Technology, Engineering and Mathematics Incentive Program To implement the New York State Science, Technology, Engineering and Mathematics Incentive Program 09-21-16 Emergency

ESC-43-16-00001 The New York State Achievement and Investment in Merit Scholarship (NY-AIMS). To implement The New York State Achievement and Investment in Merit Scholarship (NY-AIMS) 10-26-16 Emergency

ESC-43-16-00002 New York State Get on Your Feet Loan Forgiveness Program. To implement the New York State Get on Your Feet Loan Forgiveness Program. 10-26-16 Emergency

HOMELAND SECURITY AND EMERGENCY SERVICES, DIVISION OF

HES-32-15-00002 Registration of manufacturers, distributors,wholesalers, various retailers of sparkling devices Establish the registration process, fees and reporting requirements related to sparkling devices 08-12-15 Emergency/Proposed 11-10-15 Emergency 01-20-16 Revised 01-20-16 Emergency 03-23-16 Finalized

HUMAN RIGHTS, DIVISION OF

HRT-44-15-00033 Gender Identity Discrimination To clarify how gender identity discrimination may constitute either sex or disability discrimination under the Human Rights Law 11-04-15 Proposed 01-20-16 Finalized

33 ID Number Issue Date Action QUARTERLY INDEX

HUMAN RIGHTS, DIVISION OF HRT-10-16-00019 Discrimination based on relationship or association To clarify it is unlawful to discriminate because of relationship or association with members of a protected class 03-09-16 Proposed 05-18-16 Finalized

JOINT COMMISSION ON PUBLIC ETHICS, NEW YORK STATE

JPE-37-16-00002 Source of funding reporting To implement legislative changes made to the source of funding disclosure requirements 09-14-16 Emergency/Proposed

JPE-37-16-00003 Adjudicatory proceedings and appeals procedures for matters under the Commission's jurisdiction To implement legislative changes made to the Commission's adjudicatory proceedings 09-14-16 Emergency/Proposed

JUDICIAL CONDUCT, STATE COMMISSION ON

JDC-47-15-00006 Practice of law before the commission To prohibit the practice of law before the commission, by commission members, their law firms and former commission members 11-25-15 Proposed 02-03-16 Finalized

JUSTICE CENTER FOR THE PROTECTION OF PEOPLE WITH SPECIAL NEEDS

JCP-28-15-00008 Protocols for interviewing service recipients during investigations of abuse or neglect To enhance protections for people with special needs during investigations of abuse or neglect 07-15-15 Emergency/Proposed 08-03-16 Expired

LABOR, DEPARTMENT OF

LAB-21-15-00009 Methods of Payment of Wages This regulation provides clarification and specification as to the permissible methods of payment, including payroll debit cards 05-27-15 Proposed 10-28-15 Revised 06-15-16 Revised 09-14-16 Finalized

LAB-40-15-00015 Tipped workers in the hospitality industry To implement changes to the wages for food service workers and service employees in the hospitality industry 10-07-15 Proposed 12-23-15 Finalized

LAB-42-15-00003 Fast Food Minimum Wage To implement changes to the wages for food service workers and service employees in the hospitality industry 10-21-15 Proposed 12-23-15 Finalized

LAB-03-16-00009 Employer Imposed Limitations on the Inquiry, Discussion, and Disclosure of Wages This regulation sets forth standards for limitations on inquiry, discussion, or the disclosure of wages amongst employees 01-20-16 Proposed

LAB-42-16-00015 Minimum Wage To comply with chapter 54 of the Laws of 2016 that increased the minimum wage 10-19-16 Proposed

34 ID Number Issue Date Action QUARTERLY INDEX

LABOR, DEPARTMENT OF LAB-42-16-00016 Farm Worker Minimum Wage To comply with chapter 54 of the Laws of 2016 that increased the minimum wage 10-19-16 Proposed

LAKE GEORGE PARK COMMISSION

LGP-06-16-00006 Mandatory inspection of trailered vessels for aquatic invasive species prior to launching into the waters of Lake George Park To prevent the introduction and spread of aquatic invasive species into the waters of the Lake George Park 02-10-16 Proposed 04-27-16 Finalized

LAW, DEPARTMENT OF

LAW-42-15-00015 Digital Submission Requirements for Cooperative Interests in Realty To streamline the Department of Law's regulations and internal operations while also reducing transaction costs and paper waste 10-21-15 Proposed 12-30-15 Finalized

LAW-47-15-00007 Clarification of Protections for Senior and Disabled Tenants During Condominium or Cooperative Ownership Conversions To clarify the Martin Act’s non-purchasing tenant protections for eligible senior citizens and eligible disabled persons 11-25-15 Emergency/Proposed 02-24-16 Revised 08-31-16 Finalized

LAW-49-15-00011 Disclosure requirements for condominium offerors renting, rather than selling, unsold condominium units To clarify a condominium offeror's disclosure obligations in a newly-constructed, vacant, or non-residential condominium 12-09-15 Proposed 03-30-16 Finalized

LIQUOR AUTHORITY, STATE

LQR-34-15-00029 Update outdated application procedures and eliminate archaic physical standards for certain licenses types To update application procedures, codify current online filing practices and eliminate archaic restrictions on certain licenses 08-26-15 Proposed 01-13-16 Finalized

LQR-02-16-00002 Update outdated Freedom of Information Law procedures utilized by Authority To update Authority procedures and ensure compliance with Freedom of information Law requirements under Pub. Off. Law., art. 6 01-13-16 Proposed

LQR-06-16-00003 Alcohol Training and Awareness Program (ATAP) application processes and program requirements To enact statutorily required Alcohol Training and Awareness Program (ATAP) application processes and program requirements 02-10-16 Proposed 06-15-16 Finalized

LQR-17-16-00002 Updated price posting rules, license durations, and recordkeeping requirements, and rescinding of whiskey dividend rules To update price posting rules, license durations, recordkeeping, and joint advertising rules for certain license types 04-27-16 Proposed

LONG ISLAND POWER AUTHORITY

LPA-08-01-00003 Pole attachments and related matters To approve revisions to the authority's tariff 02-21-01 Proposed

35 ID Number Issue Date Action QUARTERLY INDEX

LONG ISLAND POWER AUTHORITY LPA-41-02-00005 Tariff for electric service To revise the tariff for electric service 10-09-02 Proposed

LPA-04-06-00007 Tariff for electric service To adopt provisions of a ratepayer protection plan 01-25-06 Proposed

LPA-03-10-00004 Residential late payment charges To extend the application of late payment charges to residential customers 01-20-10 Proposed

LPA-07-15-00003 The rates and charges set forth in LIPA's Tariff for Electric Service To set rates and charges at the lowest level consistent with sound fiscal and operating practices and safe and adequate service 02-18-15 Proposed 01-13-16 Finalized

LPA-02-16-00014 Dynamic load management programs including direct load control, peak shaving, and contingency load relief To establish dynamic load management programs consistent with tariff revisions approved by the PSC for the regulated utilities 01-13-16 Proposed 05-04-16 Finalized

LPA-02-16-00015 Community distributed generation net metering, remote net metering, and size limits for fuel cells To authorize community distributed generation net metering and to modify provisions for remote net metering and fuel cells 01-13-16 Proposed 05-04-16 Finalized

LPA-19-16-00015 Customer requests for rehearings of LIPA's decisions on appeals and shared meter determinations To transfer certain responsibilities regarding handling of customer petitions to DPS Long Island 05-11-16 Proposed 10-12-16 Finalized

LPA-20-16-00001 Proposed Feed-in Tariffs for new commercial solar and fuel cell generation To authorize development of up to 20MW of new solar generation and 40MW of new fuel cell generation through feed-in tariffs 05-18-16 Proposed 10-12-16 Finalized

LPA-41-16-00007 PSEG Long Island's balanced billing program To implement improvements to the balanced billing program 10-12-16 Proposed

LPA-41-16-00008 The Authority's Power Supply Charge To move certain capacity related power supply costs from base rates to the Authority's Power Supply Charge 10-12-16 Proposed

LPA-41-16-00009 The Authority's Smart Grid Small Generator Interconnection Procedures To update the Authority's Smart Grid Small Generator Interconnection Procedures 10-12-16 Proposed

LPA-41-16-00010 The Authority's Revenue Decoupling Mechanism To change the RDM from a semi-annual to an annual rate resetting process 10-12-16 Proposed

LPA-41-16-00011 The Authority's Visual Benefits Assessment To effectuate a settlement between the Authority and the Town of Southampton regarding collection of arrears 10-12-16 Proposed

36 ID Number Issue Date Action QUARTERLY INDEX

MENTAL HEALTH, OFFICE OF

OMH-40-15-00010 Visitation and Inspection of Facilities Clarification of the term, ‘‘facilities under the jurisdiction of the Office of Mental Health,’’ for purposes of Part 553 10-07-15 Proposed 01-06-16 Finalized

OMH-44-15-00002 Visitation and Inspection of Facilities To conform existing regulations to statute and enable external entity to perform reviews and inspections 11-04-15 Proposed 01-27-16 Finalized

OMH-08-16-00003 Rights of Patients Make clear that conversion therapy is not a permissible treatment for minors in facilities under OMH jurisdiction 02-24-16 Proposed 04-27-16 Finalized

OMH-10-16-00005 Directors of Mental Hygiene Facilities as Representative Payees Implement provisions of Mental Hygiene Law Section 33.07(e) regarding the management and protection of patient funds 03-09-16 Proposed 06-01-16 Finalized

OMH-15-16-00001 Telepsychiatry Services Establish basic standards to approve telepsychiatry in certain OMH-licensed programs; repeal unnecessary existing provisions 04-13-16 Proposed 04-27-16 Withdrawn

OMH-17-16-00010 Telepsychiatry Services Establish basic standards to approve telepsychiatry in certain OMH-licensed programs; repeal unnecessary existing provisions 04-27-16 Proposed 08-31-16 Finalized

OMH-18-16-00003 Incident Management; Criminal History Record Checks; Operation of Psychiatric Inpatient Units General Hospitals, RTFs, and CPEPs To update existing regulations and conform to non-discretionary statutory provisions 05-04-16 Proposed 08-17-16 Finalized

METROPOLITAN TRANSPORTATION AGENCY

MTA-50-15-00005 MTA Bus Company- Rules and Regulations Regulate conduct on MTA buses and facilities to enhance safety and protect employees, customers, bus facilities and the public 12-16-15 Proposed 04-13-16 Finalized

MOTOR VEHICLES, DEPARTMENT OF

MTV-46-15-00003 Hearings for persons who persistently evade the payment of tolls To hold hearings for persons subject to a registration suspension due to persistently evading the payment of tolls 11-18-15 Proposed 01-20-16 Finalized

MTV-03-16-00005 Use of the Vehicle Electronic Reassignment and Integrated Facility Inventory system To require dealers to use the Vehicle Electronic Reassignment and Integrated Facility Inventory system 01-20-16 Proposed 03-23-16 Finalized

37 ID Number Issue Date Action QUARTERLY INDEX

MOTOR VEHICLES, DEPARTMENT OF MTV-04-16-00005 Safety hearings Conforms standard of proof to Court of Appeals decision and DMV practice 01-27-16 Proposed 03-30-16 Finalized

MTV-04-16-00006 International Registration Plan To remove the exemption for charter buses from the International Registration Plan. 01-27-16 Proposed 03-30-16 Finalized

MTV-13-16-00004 Suffolk County motor vehicle use tax To increase the Suffolk County motor vehicle use tax 03-30-16 Proposed 06-01-16 Finalized

MTV-15-16-00009 Enforcement of off premise sales regulation To provide for enforcement of off premise sales regulation 04-13-16 Proposed 06-22-16 Finalized

MTV-18-16-00001 Relicensing after revocation pursuant to a fatal accident hearing Provide that an application for relicensure may be denied pursuant to a revocation arising out of a fatal accident hearing 05-04-16 Proposed 07-06-16 Finalized

MTV-18-16-00002 Drivers License Endorsements To conform regulation with federal and state laws for the covered farm vehicles and the P license endorsement 05-04-16 Proposed 07-06-16 Finalized

MTV-22-16-00003 Wyoming County motor vehicle use tax Raises the amount of the Wyoming County motor vehicle use tax 06-01-16 Proposed 08-03-16 Finalized

MTV-22-16-00007 Special and reserved series plates Establish guidelines for the issuance of special and reserved series plates 06-01-16 Proposed 08-10-16 Finalized

MTV-25-16-00003 Points for railroad crossing violations. Increases the points for railroad crossing violations from 3 to 5 points. 06-22-16 Proposed 08-24-16 Finalized

MTV-27-16-00001 Certified examiners To clarify and strengthen guidelines regarding certified examiners 07-06-16 Proposed 09-07-16 Finalized

MTV-27-16-00008 Driving schools Makes technical and clarifying amendments to improve consumer rotection & increases Department effeciency 07-06-16 Proposed 09-07-16 Finalized

MTV-28-16-00003 Fees charged for the Impaired Driving Program course To increase the fee for the Impaired Driving Program course, so that $20 may be directed to curriculum development 07-13-16 Proposed 09-21-16 Finalized

38 ID Number Issue Date Action QUARTERLY INDEX

MOTOR VEHICLES, DEPARTMENT OF MTV-35-16-00003 Notices of hearing Provides for mailing by first class mail for most DMV hearings 08-31-16 Proposed

NIAGARA FALLS WATER BOARD

NFW-04-13-00004 Adoption of Rates, Fees and Charges To pay for the increased costs necessary to operate, maintain and manage the system, and to achieve covenants with bondholders 01-23-13 Emergency/Proposed

NFW-13-14-00006 Adoption of Rates, Fees and Charges To pay for increased costs necessary to operate, maintain and manage the system and to achieve covenants with the bondholders 04-02-14 Emergency/Proposed

NFW-01-16-00001 Adoption of Rates, Fees and Charges To pay for increased costs necessary to operate, maintain and manage the system, and to achieve covenants with the bondholders 01-06-16 Emergency/Proposed 03-16-16 Finalized

PARKS, RECREATION AND HISTORIC PRESERVATION, OFFICE OF

PKR-47-15-00001 Adding windsurfing, sailboarding and paddleboarding to the list of activities regulated by OPRHP To authorize the regulated activity by the public of windsurfing and stand-up paddleboarding 11-25-15 Proposed 03-23-16 Finalized

PKR-04-16-00001 Replaces outdated regional hunting regulations with a statewide regulation establishing a framework for regional hunting permits Better enable regions to manage hunting through permit conditions rather than regional regulations 01-27-16 Proposed 05-11-16 Finalized

PKR-28-16-00004 Criteria enabling municipal law enforcement agencies to receive state aid for snowmobile enforcement duties To promote local snowmobile enforcement by easing restrictions on state aid eligibility 07-13-16 Proposed 10-12-16 Finalized

PKR-30-16-00010 Updated list of facilities within the jurisdiction of the Office of Parks, Recreation and Historic Preservation To keep accurate the list of facilities within the jurisdiction of the Office of Parks, Recreation and Historic Preservation 07-27-16 Proposed 10-26-16 Finalized

PEOPLE WITH DEVELOPMENTAL DISABILITIES, OFFICE FOR

PDD-42-15-00002 Article 16 Clinic Services and Independent Practitioner Services for Individuals with Intellectual Disabilities (IPSIDD) To discontinue off-site Article 16 clinic services and to add requirements for IPSIDD 10-21-15 Proposed 02-03-16 Revised 03-30-16 Finalized 04-20-16 Amended Adoption

PDD-48-15-00003 Agency Name Change and Terminology Updates To update the agency name and other terminology in the Title 14 NYCRR Part 600 series 12-02-15 Proposed 09-21-16 Finalized

39 ID Number Issue Date Action QUARTERLY INDEX

PEOPLE WITH DEVELOPMENTAL DISABILITIES, OFFICE FOR PDD-50-15-00012 Amendments to Reimbursement Methodology for Continuing Residential Leases To make changes concerning reimbursement methodology for lease costs for continuing residential lease arrangements 12-16-15 Proposed 02-24-16 Finalized

PDD-11-16-00005 Conforming Changes Related to Chapter 106 of the Laws of 2015 To make changes to regulations to conform to recent statutory changes set forth in Chapter 106 of the Laws of 2015 03-16-16 Emergency/Proposed 05-25-16 Finalized

PDD-12-16-00001 Pathway to Employment Changes To make changes to requirements for the delivery and reimbursement of the Pathway to Employment service 03-23-16 Proposed 06-01-16 Finalized

PDD-15-16-00002 Site Based Prevocational Services Certification and Physical Plant Requirements To apply existing physical plant and certification requirements in OPWDD regulations to site based prevocational services 04-13-16 Proposed 06-22-16 Finalized

PDD-16-16-00001 Cost Report Submission and Penalty Changes To amend requirements for submission of cost reports and penalties for failure to submit cost reports to OPWDD 04-20-16 Proposed 06-29-16 Finalized

POWER AUTHORITY OF THE STATE OF NEW YORK

PAS-01-10-00010 Rates for the sale of power and energy Update ECSB Programs customers' service tariffs to streamline them/include additional required information 01-06-10 Proposed

PAS-42-15-00004 Rates for the Sale of Power and Energy To recover the Authority's fixed costs 10-21-15 Proposed 04-13-16 Finalized

PAS-42-15-00005 Rates for the Sale of Power and Energy To align rates and costs 10-21-15 Proposed 04-13-16 Finalized

PAS-41-16-00013 Rates for the Sale of Power and Energy To recover the Authority's Fixed Costs 10-12-16 Proposed

PAS-41-16-00014 Rates for the Sale of Power and Energy To align rates and costs 10-12-16 Proposed

PUBLIC EMPLOYMENT RELATIONS BOARD

PRB-42-15-00014 Rules of Procedure governing matters before the Public Employment Relations Board pursuant to Labor Law, art. 20 To conform procedure under SERA to the 2010 and 2013 statutory changes, and harmonize with PERB rules 10-21-15 Proposed 02-10-16 Finalized

40 ID Number Issue Date Action QUARTERLY INDEX

PUBLIC SERVICE COMMISSION

PSC-28-97-00032 General service by Central Hudson Gas & Electric Corporation To limit certain special provisions 07-16-97 Proposed

PSC-34-97-00009 Collection agency fees by Consolidated Edison Company of New York, Inc. To pass collection agency fees on to the customer 08-27-97 Proposed

PSC-04-98-00015 Interconnection service overcharges by Niagara Mohawk Power Corporation To consider a complaint by Azure Mountain Power Co. 01-28-98 Proposed

PSC-19-98-00008 Call forwarding by CPU Industries Inc./MKL Net, et al. To rehear the petition 05-13-98 Proposed

PSC-02-99-00006 Intralata freeze plan by New York Telephone Company To approve the plan 01-13-99 Emergency/Proposed 04-07-99 Emergency 06-02-99 Emergency

PSC-09-99-00012 Transfer of books and records by Citizens Utilities Company To relocate Ogden Telephone Company's books and records out-of-state 03-03-99 Proposed

PSC-15-99-00011 Electronic tariff by Woodcliff Park Corp. To replace the company's current tariff with an electronic tariff 04-14-99 Proposed

PSC-50-99-00009 Retail access uniform business practices by The Brooklyn Union Gas Company and KeySpan Gas East Corporation d/b/a Brooklyn Union of Long Island To approve a joint petition requesting a waiver extension of a requirement set forth in the commission's order 12-15-99 Proposed

PSC-52-99-00006 Wide area rate center calling To implement number conservation measures 12-29-99 Proposed

PSC-12-00-00001 Winter bundled sales service election date by Central Hudson Gas & Electric Corporation To revise the date 03-22-00 Proposed

PSC-14-00-00004 NXX code in the 716 NPA by Broadview Networks To assign an NXX code in Buffalo 04-05-00 Emergency/Proposed

PSC-14-00-00026 Interconnection agreement between New York Telephone Company d/b/a Bell Atlantic-New York and Media Log, Inc. To review the terms and conditions of the negotiated agreement 04-05-00 Proposed

PSC-14-00-00027 Interconnection agreement between New York Telephone Company d/b/a Bell Atlantic-New York and Pilgrim Telephone, Inc. To review the terms and conditions of the negotiated agreement 04-05-00 Proposed

PSC-14-00-00029 Interconnection agreement between New York Telephone Company d/b/a Bell Atlantic-New York and CoreComm New York, Inc. To review the terms and conditions of the negotiated agreement 04-05-00 Proposed

41 ID Number Issue Date Action QUARTERLY INDEX

PUBLIC SERVICE COMMISSION PSC-16-00-00012 Termination of local telecommunications traffic by Hyperion Communications of New York, Inc. To determine appropriate compensation levels 04-19-00 Proposed

PSC-21-00-00007 Initial tariff schedule by Drew Road Association To set forth the rates, charges, rules and regulations 05-24-00 Proposed

PSC-31-00-00026 Water service by Windover Water Works To abandon the water system 08-02-00 Proposed

PSC-33-00-00010 Electric rate and restructuring plan by Rochester Gas and Electric Corporation To evaluate possible modifications 08-16-00 Proposed

PSC-36-00-00039 Steam increase by Consolidated Edison Company of New York, Inc. To provide for an annual increase in the first year of a proposed four-year rate plan 09-06-00 Proposed

PSC-37-00-00001 Interruptible gas customers To ensure customers have an adequate supply of alternative fuel available 09-13-00 Emergency/Proposed

PSC-39-00-00004 Blockable central office codes by PaeTec Communications, Inc. To review the commission's requirements for assignment of numbering resources 09-27-00 Proposed

PSC-44-00-00014 Recovery of costs through adjustment mechanisms by Consolidated Edison Company of New York, Inc. To permit the recovery of certain costs 11-01-00 Proposed

PSC-49-00-00007 Gas sales and purchases by Corning Natural Gas Corporation To determine whether certain gas sales and purchases were in the public interest and whether customers should bear the resulting costs 12-06-00 Proposed

PSC-01-01-00023 Installation, maintenance and ownership of service laterals by Rochester Gas and Electric Corporation To update and clarify the provisions 01-03-01 Proposed

PSC-06-01-00009 Uniform system of accounts by Rochester Gas and Electric Corporation To defer an item of expense beyond the end of the year in which it was incurred 02-07-01 Proposed

PSC-13-01-00001 Request for accounting authorization by Rochester Gas and Electric Corporation To defer an item of expense beyond the end of the year in which it was incurred 03-28-01 Proposed

PSC-13-01-00002 Request for accounting authorization by Rochester Gas and Electric Corporation To defer an item of expense beyond the end of the year in which it was incurred 03-28-01 Proposed

PSC-13-01-00003 Request for accounting authorization by Rochester Gas and Electric Corporation To defer an item of expense beyond the end of the year in which it was incurred 03-28-01 Proposed

PSC-15-01-00012 Transfer of a controlling leasehold interest by Huntley Power LLC To approve the transfer 04-11-01 Proposed

42 ID Number Issue Date Action QUARTERLY INDEX

PUBLIC SERVICE COMMISSION PSC-22-01-00006 Con Edison's phase 4 plan for retail access by AES Energy, Inc. To review the request for rehearing 05-30-01 Proposed

PSC-26-01-00012 Interconnection of networks between Sprint PCS and Verizon New York Inc. To review the terms and conditions of the negotiated agreement 06-27-01 Proposed

PSC-36-01-00010 Competitive metering by eBidenergy.com To clarify meter ownership rules and requirements 09-05-01 Proposed

PSC-44-01-00005 Annual reconciliation of gas costs by Corning Natural Gas Corporation To authorize the company to include certain gas costs 10-31-01 Proposed

PSC-01-02-00007 Accounting and rate treatment of proceeds by Consolidated Edison Company of New York, Inc. To consider proceeds from sale of nuclear generating facilities 01-02-02 Proposed

PSC-05-02-00005 Uniform system of accounts by Consolidated Edison Company of New York, Inc. To defer expenditures incurred in connection with emergency response services affected by the World Trade Center disaster 01-30-02 Proposed

PSC-06-02-00015 Network reliability performance mechanism by Consolidated Edison Company of New York, Inc. To earn rewards for meeting the targets of the network reliability performance mechanism 02-06-02 Proposed

PSC-07-02-00032 Uniform business practices To consider modification 02-13-02 Proposed

PSC-29-02-00014 Financing by Valley Energy, Inc. To issue a note and allocate costs 07-17-02 Proposed

PSC-49-02-00021 Requests for lightened regulation by PSEG Power Bellport, LLC To consider the company's request 12-04-02 Proposed

PSC-08-03-00009 Provision of gas service to World Kitchen Incorporated To establish terms and conditions 02-26-03 Proposed

PSC-09-03-00012 Incremental service line installations by New York State Electric & Gas Corporation To revise the current flat rate per foot charged 03-05-03 Proposed

PSC-09-03-00014 Deferral accounting by Consolidated Edison Company of New York, Inc. and Orange and Rockland Utilities, Inc. To defer expense items beyond the end of the year(s) in which they were incurred 03-05-03 Proposed

PSC-11-03-00012 Economic development plan by New York State Electric & Gas Corporation To consider the plan 03-19-03 Proposed

PSC-18-03-00004 Lightened regulation by East Hampton Power and Light Corporation (EHPLC) To provide for lightened regulation and grant financing approval 05-07-03 Proposed

43 ID Number Issue Date Action QUARTERLY INDEX

PUBLIC SERVICE COMMISSION PSC-22-03-00020 Inter-departmental gas pricing by Consolidated Edison Company of New York, Inc. To revise the method used in steam and steam-electric generating stations 06-04-03 Proposed

PSC-32-03-00020 Issuance of debt and approval of surcharge by Rainbow Water Company To approve necessary financing 08-13-03 Proposed

PSC-34-03-00019 Issuance of securities by KeySpan East Corporation d/b/a KeySpan Energy Delivery Long Island To obtain authorization to issue securities 08-27-03 Proposed

PSC-35-03-00009 Interconnection agreement between Verizon New York Inc. and MCIMetro Access Transmission Services LLC To amend the agreement 09-03-03 Proposed

PSC-36-03-00010 Performance assurance plan by Verizon New York To consider changes 09-10-03 Proposed

PSC-39-03-00013 Complaint by State University of New York (SUNY) regarding a NYSEG operating agreement To consider the complaint 10-01-03 Proposed

PSC-40-03-00015 Receipt of payment of bills by St. Lawrence Gas Company To revise the process 10-08-03 Proposed

PSC-41-03-00008 Lightened regulation by Sterling Power Partners, L.P. To consider granting lightened regulation 10-15-03 Proposed

PSC-41-03-00010 Annual reconciliation of gas expenses and gas cost recoveries To consider filings of various LDCs and municipalities 10-15-03 Proposed

PSC-41-03-00011 Annual reconciliation of gas expenses and gas cost recoveries To consider filings of various LDCs and municipalities 10-15-03 Proposed

PSC-42-03-00005 Interest rate by the Bath Electric, Gas, and Water Systems To use an alternate interest rate 10-22-03 Proposed

PSC-43-03-00036 Merchant function backout credit and transition balancing account by KeySpan Gas East Corporation To continue the credit and account until May 31, 2005 10-29-03 Proposed

PSC-43-03-00037 Merchant function backout credit and transition balancing account by The Brooklyn Union Gas Company To continue the credit and account until May 31, 2005 10-29-03 Proposed

PSC-44-03-00009 Retail access data between jurisdictional utilities To accommodate changes in retail access market structure or commission mandates 11-05-03 Proposed

PSC-47-03-00024 Lightened regulation and financing approval by Medford Energy LLC To consider the requests 11-26-03 Proposed

44 ID Number Issue Date Action QUARTERLY INDEX

PUBLIC SERVICE COMMISSION PSC-02-04-00008 Delivery rates for Con Edison's customers in New York City and Westchester County by the City of New York To rehear the Nov. 25, 2003 order 01-14-04 Proposed

PSC-06-04-00009 Transfer of ownership interest by SCS Energy LLC and AE Investors LLC To transfer interest in Steinway Creek Electric Generating Company LLC to AE Investors LLC 02-11-04 Proposed

PSC-10-04-00005 Temporary protective order To consider adopting a protective order 03-10-04 Proposed

PSC-10-04-00008 Interconnection agreement between Verizon New York Inc. and VIC-RMTS-DC, L.L.C. d/b/a Verizon Avenue To amend the agreement 03-10-04 Proposed

PSC-14-04-00008 Submetering of natural gas service to industrial and commercial customers by Hamburg Fairgrounds To submeter gas service to commercial customers located at the Buffalo Speedway 04-07-04 Proposed

PSC-15-04-00022 Submetering of electricity by Glenn Gardens Associates, L.P. To permit submetering at 175 W. 87th St., New York, NY 04-14-04 Proposed

PSC-21-04-00013 Verizon performance assurance plan by Metropolitan Telecommunications To clarify the appropriate performance level 05-26-04 Proposed

PSC-22-04-00010 Approval of new types of electricity meters by Powell Power Electric Company To permit the use of the PE-1250 electronic meter 06-02-04 Proposed

PSC-22-04-00013 Major gas rate increase by Consolidated Edison Company of New York, Inc. To increase annual gas revenues 06-02-04 Proposed

PSC-22-04-00016 Master metering of water by South Liberty Corporation To waive the requirement for installation of separate water meters 06-02-04 Proposed

PSC-25-04-00012 Interconnection agreement between Frontier Communications of Ausable Valley, Inc., et al. and Sprint Communications Company, L.P. To amend the agreement 06-23-04 Proposed

PSC-27-04-00008 Interconnection agreement between Verizon New York Inc. and various Verizon wireless affiliates To amend the agreement 07-07-04 Proposed

PSC-27-04-00009 Interconnection agreement between Verizon New York Inc. and various Verizon wireless affiliates To amend the agreement 07-07-04 Proposed

PSC-28-04-00006 Approval of loans by Dunkirk & Fredonia Telephone Company and Cassadaga Telephone Corporation To authorize participation in the parent corporation's line of credit 07-14-04 Proposed

PSC-31-04-00023 Distributed generation service by Consolidated Edison Company of New York, Inc. To provide an application form 08-04-04 Proposed

45 ID Number Issue Date Action QUARTERLY INDEX

PUBLIC SERVICE COMMISSION PSC-34-04-00031 Flat rate residential service by Emerald Green Lake Louise Marie Water Company, Inc. To set appropriate level of permanent rates 08-25-04 Proposed

PSC-35-04-00017 Application form for distributed generation by Orange and Rockland Utilities, Inc. To establish a new supplementary application form for customers 09-01-04 Proposed

PSC-43-04-00016 Accounts recievable by Rochester Gas and Electric Corporation To include in its tariff provisions for the purchase of ESCO accounts recievable 10-27-04 Proposed

PSC-46-04-00012 Service application form by Consolidated Edison Company of New York, Inc. To revise the form and make housekeeping changes 11-17-04 Proposed

PSC-46-04-00013 Rules and guidelines governing installation of metering equipment To establish uniform statewide business practices 11-17-04 Proposed

PSC-02-05-00006 Violation of the July 22, 2004 order by Dutchess Estates Water Company, Inc. To consider imposing remedial actions against the company and its owners, officers and directors 01-12-05 Proposed

PSC-09-05-00009 Submetering of natural gas service by Hamlet on Olde Oyster Bay To consider submetering of natural gas to a commercial customer 03-02-05 Proposed

PSC-14-05-00006 Request for deferred accounting authorization by Freeport Electric Inc. To defer expenses beyond the end of the fiscal year 04-06-05 Proposed

PSC-18-05-00009 Marketer Assignment Program by Consolidated Edison Company of New York, Inc. To implement the program 05-04-05 Proposed

PSC-20-05-00028 Delivery point aggregation fee by Allied Frozen Storage, Inc. To review the calculation of the fee 05-18-05 Proposed

PSC-25-05-00011 Metering, balancing and cashout provisions by Central Hudson Gas & Electric Corporation To establish provisions for gas customers taking service under Service Classification Nos. 8, 9 and 11 06-22-05 Proposed

PSC-27-05-00018 Annual reconciliation of gas costs by New York State Electric & Gas Corporation To consider the manner in which the gas cost incentive mechanism has been applied 07-06-05 Proposed

PSC-41-05-00013 Annual reconciliation of gas expenses and gas cost recoveries by local distribution companies and municipalities To consider the filings 10-12-05 Proposed

PSC-45-05-00011 Treatment of lost and unaccounted gas costs by Corning Natural Gas Corporation To defer certain costs 11-09-05 Proposed

PSC-46-05-00015 Sale of real and personal property by the Brooklyn Union Gas Company d/b/a KeySpan Energy Delivery New York and Steel Arrow, LLC To consider the sale 11-16-05 Proposed

46 ID Number Issue Date Action QUARTERLY INDEX

PUBLIC SERVICE COMMISSION PSC-47-05-00009 Transferral of gas supplies by Corning Natural Gas Corporation To approve the transfer 11-23-05 Proposed

PSC-50-05-00008 Long-term debt by Saratoga Glen Hollow Water Supply Corp. To obtain long-term debt 12-14-05 Proposed

PSC-04-06-00024 Transfer of ownership interests by Mirant NY-Gen LLC and Orange and Rockland Utilities, Inc. To approve of the transfer 01-25-06 Proposed

PSC-06-06-00015 Gas curtailment policies and procedures To examine the manner and extent to which gas curtailment policies and procedures should be modified and/or established 02-08-06 Proposed

PSC-07-06-00009 Modification of the current Environmental Disclosure Program To include an attributes accounting system 02-15-06 Proposed

PSC-22-06-00019 Hourly pricing by National Grid To assess the impacts 05-31-06 Proposed

PSC-22-06-00020 Hourly pricing by New York State Electric & Gas Corporation To assess the impacts 05-31-06 Proposed

PSC-22-06-00021 Hourly pricing by Rochester Gas & Electric Corporation To assess the impacts 05-31-06 Proposed

PSC-22-06-00022 Hourly pricing by Consolidated Edison Company of New York, Inc. To assess the impacts 05-31-06 Proposed

PSC-22-06-00023 Hourly pricing by Orange and Rockland Utilities, Inc. To assess the impacts 05-31-06 Proposed

PSC-24-06-00005 Supplemental home energy assistance benefits To extend the deadline to Central Hudson's low-income customers 06-14-06 Emergency/Proposed

PSC-25-06-00017 Purchased power adjustment by Massena Electric Department To revise the method of calculating the purchased power adjustment and update the factor of adjustment 06-21-06 Proposed

PSC-34-06-00009 Inter-carrier telephone service quality standards and metrics by the Carrier Working Group To incorporate appropriate modifications 08-23-06 Proposed

PSC-37-06-00015 Procedures for estimation of customer bills by Rochester Gas and Electric Corporation To consider estimation procedures 09-13-06 Proposed

PSC-37-06-00017 Procedures for estimation of customer bills by Rochester Gas and Electric Corporation To consider estimation procedures 09-13-06 Proposed

47 ID Number Issue Date Action QUARTERLY INDEX

PUBLIC SERVICE COMMISSION PSC-39-06-00018 Order establishing rate plan by Central Hudson Gas & Electric Corporation and the Consumer Protection Board To consider the petitions for rehearing 09-27-06 Proposed

PSC-39-06-00019 Investigation of Richard M. Osborne by Corning Natural Gas Corporation To determine the interests, plans and commitments that will be in place if he is successful in blocking the merger of Corning Gas and C&T Enterprises 09-27-06 Proposed

PSC-39-06-00022 Uniform business practices and related matters by U.S. Energy Savings Corporation To establish a contest period 09-27-06 Proposed

PSC-40-06-00005 Orion Integral automatic meter reading transmitter by New York State Electric and Gas Corporation To permit gas utilities in NYS to use the Badger Meter Incorporated Orion Integral transmitters 10-04-06 Proposed

PSC-42-06-00011 Submetering of electricity by 225 5th LLC To submeter electricity at 255 Fifth Ave., New York, NY 10-18-06 Proposed

PSC-43-06-00014 Electric delivery services by Strategic Power Management, Inc. To determine the proper mechanism for the rate-recovery of costs 10-25-06 Proposed

PSC-44-06-00014 Electric power outages in Northwest Queens by Consolidated Edison Company of New York, Inc. To review the terms and conditions of the agreement 11-01-06 Proposed

PSC-45-06-00007 Alleged failure to provide electricity by Robert Andrews To assess validity of allegations and appropriateness of fines 11-08-06 Proposed

PSC-01-07-00031 Enforcement mechanisms by National Fuel Gas Distribution Corporation To modify enforcement mechanisms 01-03-07 Proposed

PSC-04-07-00012 Petition for rehearing by Orange and Rockland Utilities, Inc. To clarify the order 01-24-07 Proposed

PSC-06-07-00015 Meter reading and billing practices by Central Hudson Gas & Electric Corporation To continue current meter reading and billing practices for electric service 02-07-07 Proposed

PSC-06-07-00020 Meter reading and billing practices by Central Hudson Gas & Electric Corporation To continue current meter reading and billing practices for gas service 02-07-07 Proposed

PSC-11-07-00010 Investigation of the electric power outages by the Consolidated Edison Company of New York, Inc. To implement the recommendations in the staff's investigation 03-14-07 Proposed

PSC-11-07-00011 Storm-related power outages by Consolidated Edison Company of New York, Inc. To modify the company's response to power outages, the timing for any such changes and other related matters 03-14-07 Proposed

PSC-17-07-00008 Interconnection agreement between Verizon New York Inc. and BridgeCom International, Inc. To amend the agreement 04-25-07 Proposed

48 ID Number Issue Date Action QUARTERLY INDEX

PUBLIC SERVICE COMMISSION PSC-18-07-00010 Existing electric generating stations by Independent Power Producers of New York, Inc. To repower and upgrade existing electric generating stations owned by Rochester Gas and Electric Corporation 05-02-07 Proposed

PSC-20-07-00016 Tariff revisions and making rates permanent by New York State Electric & Gas Corporation To seek rehearing 05-16-07 Proposed

PSC-21-07-00007 Natural Gas Supply and Acquisition Plan by Corning Natural Gas Corporation To revise the rates, charges, rules and regulations for gas service 05-23-07 Proposed

PSC-22-07-00015 Demand Side Management Program by Consolidated Edison Company of New York, Inc. To recover incremental program costs and lost revenue 05-30-07 Proposed

PSC-23-07-00022 Supplier, transportation, balancing and aggregation service by National Fuel Gas Distribution Corporation To explicitly state in the company's tariff that the threshold level of elective upstream transmission capacity is a maximum of 112,600 Dth/day of marketer-provided upstream capacity 06-06-07 Proposed

PSC-24-07-00012 Gas Efficiency Program by the City of New York To consider rehearing a decision establishing a Gas Efficiency Program 06-13-07 Proposed

PSC-39-07-00017 Gas bill issuance charge by New York State Electric & Gas Corporation To create a gas bill issuance charge unbundled from delivery rates 09-26-07 Proposed

PSC-41-07-00009 Submetering of electricity rehearing To seek reversal 10-10-07 Proposed

PSC-42-07-00012 Energy efficiency program by Orange and Rockland Utilities, Inc. To consider any energy efficiency program for Orange and Rockland Utilities, Inc.'s electric service 10-17-07 Proposed

PSC-42-07-00013 Revenue decoupling by Orange and Rockland Utilities, Inc. To consider a revenue decoupling mechanism for Orange and Rockland Utilities, Inc. 10-17-07 Proposed

PSC-45-07-00005 Customer incentive programs by Orange and Rockland Utilities, Inc. To establish a tariff provision 11-07-07 Proposed

PSC-02-08-00006 Additional central office codes in the 315 area code region To consider options for making additional codes 01-09-08 Proposed

PSC-03-08-00006 Rehearing of the accounting determinations To grant or deny a petition for rehearing of the accounting determinations 01-16-08 Proposed

PSC-04-08-00010 Granting of easement rights on utility property by Central Hudson Gas & Electric Corporation To grant easement rights to Millennium Pipeline Company, L.L.C. 01-23-08 Proposed

PSC-04-08-00012 Marketing practices of energy service companies by the Consumer Protection Board and New York City Department of Consumer Affairs To consider modifying the commission's regulation over marketing practices of energy service companies 01-23-08 Proposed

49 ID Number Issue Date Action QUARTERLY INDEX

PUBLIC SERVICE COMMISSION PSC-08-08-00016 Transfer of ownership by Entergy Nuclear Fitzpatrick LLC, et al. To consider the transfer 02-20-08 Proposed

PSC-12-08-00019 Extend the provisions of the existing electric rate plan by Rochester Gas and Electric Corporation To consider the request 03-19-08 Proposed

PSC-12-08-00021 Extend the provisions of the existing gas rate plan by Rochester Gas and Electric Corporation To consider the request 03-19-08 Proposed

PSC-13-08-00011 Waiver of commission policy and NYSEG tariff by Turner Engineering, PC To grant or deny Turner's petition 03-26-08 Proposed

PSC-13-08-00012 Voltage drops by New York State Electric & Gas Corporation To grant or deny the petition 03-26-08 Proposed

PSC-23-08-00008 Petition requesting rehearing and clarification of the commission's April 25, 2008 order denying petition of public utility law project To consider whether to grant or deny, in whole or in part, the May 7, 2008 Public Utility Law Project (PULP) petition for rehearing and clarification of the commission's April 25, 2008 order denying petition of Public Utility Law Project 06-04-08 Proposed

PSC-23-08-00009 The transfer of certain real property with an original cost under $100,000 in the Town of Throop To consider the filing for the transfer of certain real property in the Town of Throop 06-04-08 Proposed

PSC-25-08-00007 Policies and procedures regarding the selection of regulatory proposals to meet reliability needs To establish policies and procedures regarding the selection of regulatory proposals to meet reliability needs 06-18-08 Proposed

PSC-25-08-00008 Report on Callable Load Opportunities Rider U report assessing callable load opportunities in New York City and Westchester County during the next 10 years 06-18-08 Proposed

PSC-28-08-00004 Con Edison's procedure for providing customers access to their account information To consider Con Edison's implementation plan and timetable for providing customers access to their account information 07-09-08 Proposed

PSC-31-08-00025 Recovery of reasonable DRS costs from the cost mitigation reserve (CMR) To authorize recovery of the DRS costs from the CMR 07-30-08 Proposed

PSC-32-08-00009 The ESCO referral program for KEDNY to be implemented by October 1, 2008 To approve, reject or modify, in whole or in part, KEDNY's recommended ESCO referral program 08-06-08 Proposed

PSC-33-08-00008 Noble Allegany's request for lightened regulation To consider Noble Allegany's request for lightened regulation as an electric corporation 08-13-08 Proposed

PSC-36-08-00019 Land Transfer in the Borough of Manhattan, New York To consider petition for transfer of real property to NYPH 09-03-08 Proposed

PSC-39-08-00010 RG&E's economic development plan and tariffs Consideration of the approval of RG&E's economic development plan and tariffs 09-24-08 Proposed

50 ID Number Issue Date Action QUARTERLY INDEX

PUBLIC SERVICE COMMISSION PSC-40-08-00010 Loans from regulated company to its parent To determine if the cash management program resulting in loans to the parent should be approved 10-01-08 Proposed

PSC-41-08-00009 Transfer of control of cable TV franchise To determine if the transfer of control of Margaretville's cable TV subsidiary should be approved 10-08-08 Proposed

PSC-43-08-00014 Annual Reconcilliation of Gas Expenses and Gas Cost Recoveries The filings of various LDCs and municipalities regarding their Annual Reconciliation of Gas Expenses and Gas Cost Recover- ies 10-22-08 Proposed

PSC-46-08-00008 Property transfer in the Village of Avon, New York To consider a petition for the transfer of street lighting and attached equipment to the Village of Avon, New York 11-12-08 Proposed

PSC-46-08-00010 A transfer of indirect ownership interests in nuclear generation facilities Consideration of approval of a transfer of indirect ownership interests in nuclear generation facilities 11-12-08 Proposed

PSC-46-08-00014 The attachment of cellular antennae to an electric transmission tower To approve, reject or modify the request for permission to attach cellular antennae to an electric transmission tower 11-12-08 Proposed

PSC-48-08-00005 A National Grid high efficiency gas heating equipment rebate program To expand eligibility to customers converting from oil to natural gas 11-26-08 Proposed

PSC-48-08-00008 Petition for the master metering and submetering of electricity To consider the request of Bay City Metering, to master meter & submeter electricity at 345 E. 81st St., New York, New York 11-26-08 Proposed

PSC-48-08-00009 Petition for the submetering of electricity To consider the request of PCV/ST to submeter electricity at Peter Cooper Village & Stuyvesant Town, New York, New York 11-26-08 Proposed

PSC-50-08-00018 Market Supply Charge A study on the implementation of a revised Market Supply Charge 12-10-08 Proposed

PSC-51-08-00006 Commission's October 27, 2008 Order on Future of Retail Access Programs in Case 07-M-0458 To consider a Petition for rehearing of the Commission's October 27, 2008 Order in Case 07-M-0458 12-17-08 Proposed

PSC-51-08-00007 Commission's October 27, 2008 Order in Cases 98-M-1343, 07-M-1514 and 08-G-0078 To consider Petitions for rehearing of the Commission's October 27, 2008 Order in Cases 98-M-1343, 07-M-1514 and 08- G-0078 12-17-08 Proposed

PSC-53-08-00011 Use of deferred Rural Telephone Bank funds To determine if the purchase of a softswitch by Hancock is an appropriate use of deferred Rural Telephone Bank funds 12-31-08 Proposed

PSC-53-08-00012 Transfer of permanent and temporary easements at 549-555 North Little Tor Road, New City, NY Transfer of permanent and temporary easements at 549-555 North Little Tor Road, New City, NY 12-31-08 Proposed

51 ID Number Issue Date Action QUARTERLY INDEX

PUBLIC SERVICE COMMISSION PSC-53-08-00013 To transfer common stock and ownership To consider transfer of common stock and ownership 12-31-08 Proposed

PSC-01-09-00015 FCC decision to redefine service area of Citizens/Frontier Review and consider FCC proposed redefinition of Citizens/Frontier service area 01-07-09 Proposed

PSC-02-09-00010 Competitive classification of independent local exchange company, and regulatory relief appropriate thereto To determine if Chazy & Westport Telephone Corporation more appropriately belongs in scenario 1 rather than scenario 2 01-14-09 Proposed

PSC-05-09-00008 Revenue allocation, rate design, performance metrics, and other non-revenue requirement issues To consider any remaining non-revenue requirement issues related to the Company's May 9, 2008 tariff filing 02-04-09 Proposed

PSC-05-09-00009 Numerous decisions involving the steam system including cost allocation, energy efficiency and capital projects To consider the long term impacts on steam rates and on public policy of various options concerning the steam system 02-04-09 Proposed

PSC-06-09-00007 Interconnection of the networks between Frontier Comm. and WVT Communications for local exchange service and exchange access To review the terms and conditions of the negotiated agreement between Frontier Comm. and WVT Comm. 02-11-09 Proposed

PSC-07-09-00015 Transfer certain utility assets located in the Town of Montgomery from plant held for future use to non-utility property To consider the request to transfer certain utility assets located in the Town of Montgomery to non-utility assets 02-18-09 Proposed

PSC-07-09-00017 Request for authorization to defer the incremental costs incurred in the restoration work resulting from the ice storm To allow the company to defer the incremental costs incurred in the restoration work resulting from the ice storm 02-18-09 Proposed

PSC-07-09-00018 Whether to permit the submetering of natural gas service to an industrial and commercial customer at Cooper Union, New York, NY To consider the request of Cooper Union, to submeter natural gas at 41 Cooper Square, New York, New York 02-18-09 Proposed

PSC-12-09-00010 Charges for commodity To charge customers for commodity costs 03-25-09 Proposed

PSC-12-09-00012 Charges for commodity To charge customers for commodity costs 03-25-09 Proposed

PSC-13-09-00008 Options for making additional central office codes available in the 718/347 numbering plan area To consider options for making additional central office codes available in the 718/347 numbering plan area 04-01-09 Proposed

PSC-14-09-00014 The regulation of revenue requirements for municipal utilities by the Public Service Commission To determine whether the regulation of revenue requirements for municipal utilities should be modified 04-08-09 Proposed

PSC-16-09-00010 Petition for the submetering of electricity To consider the request of AMPS on behalf of Park Imperial to submeter electricity at 230 W. 56th Street, in New York, New York 04-22-09 Proposed

52 ID Number Issue Date Action QUARTERLY INDEX

PUBLIC SERVICE COMMISSION PSC-16-09-00020 Whether SUNY's core accounts should be exempt from the mandatory assignment of local distribution company (LDC) capacity Whether SUNY's core accounts should be exempt from the mandatory assignment of local distribution company (LDC) capacity 04-22-09 Proposed

PSC-17-09-00010 Whether to permit the use of Elster REX2 solid state electric meter for use in residential and commerical accounts To permit electric utilities in New York State to use the Elster REX2 04-29-09 Proposed

PSC-17-09-00011 Whether Brooklyn Navy Yard Cogeneration Partners, L.P. should be reimbursed by Con Edison for past and future use taxes Whether Brooklyn Navy Yard Cogeneration Partners, L.P. should be reimbursed by Con Edison for past and future use taxes 04-29-09 Proposed

PSC-17-09-00012 Petition for the submetering of gas at commercial property To consider the request of Turner Construction, to submeter natural gas at 550 Short Ave., & 10 South St., Governors Island, NY 04-29-09 Proposed

PSC-17-09-00014 Benefit-cost framework for evaluating AMI programs prepared by the DPS Staff To consider a benefit-cost framework for evaluating AMI programs prepared by the DPS Staff 04-29-09 Proposed

PSC-17-09-00015 The construction of a tower for wireless antennas on land owned by National Grid To approve, reject or modify the petition to build a tower for wireless antennas in the Town of Onondaga 04-29-09 Proposed

PSC-18-09-00012 Petition for rehearing of Order approving the submetering of electricity To consider the request of Frank Signore to rehear petition to submeter electricity at One City Place in White Plains, New York 05-06-09 Proposed

PSC-18-09-00013 Petition for the submetering of electricity To consider the request of Living Opportunities of DePaul to submeter electricity at E. Main St. located in Batavia, New York 05-06-09 Proposed

PSC-18-09-00017 Approval of an arrangement for attachment of wireless antennas to the utility's transmission facilities in the City of Yonkers To approve, reject or modify the petition for the existing wireless antenna attachment to the utility's transmission tower 05-06-09 Proposed

PSC-20-09-00016 The recovery of, and accounting for, costs associated with the Companies' advanced metering infrastructure (AMI) pilots etc To consider a filing of the Companies as to the recovery of, and accounting for, costs associated with it's AMI pilots etc 05-20-09 Proposed

PSC-20-09-00017 The recovery of, and accounting for, costs associated with CHG&E's AMI pilot program To consider a filing of CHG&E as to the recovery of, and accounting for, costs associated with it's AMI pilot program 05-20-09 Proposed

PSC-22-09-00011 Cost allocation for Consolidated Edison's East River Repowering Project To determine whether any changes are warranted in the cost allocation of Consolidated Edison's East River Repowering Project 06-03-09 Proposed

PSC-25-09-00005 Whether to grant, deny, or modify, in whole or in part, the petition Whether to grant, deny, or modify, in whole or in part, the petition 06-24-09 Proposed

PSC-25-09-00006 Electric utility implementation plans for proposed web based SIR application process and project status database To determine if the proposed web based SIR systems are adequate and meet requirements needed for implementation 06-24-09 Proposed

53 ID Number Issue Date Action QUARTERLY INDEX

PUBLIC SERVICE COMMISSION PSC-25-09-00007 Electric rates for Consolidated Edison Company of New York, Inc Consider a Petition for Rehearing filed by Consolidated Edison Company of New York, Inc 06-24-09 Proposed

PSC-27-09-00011 Interconnection of the networks between Vernon and tw telecom of new york I.p. for local exchange service and exchange access. To review the terms and conditions of the negotiated agreement between Vernon and tw telecom of new york I.p. 07-08-09 Proposed

PSC-27-09-00014 Billing and payment for energy efficiency measures through utility bill To promote energy conservation 07-08-09 Proposed

PSC-27-09-00015 Interconnection of the networks between Oriskany and tw telecom of new york l.p. for local exchange service and exchange access To review the terms and conditions of the negotiated agreement between Oriskany and tw telecom of new york l.p 07-08-09 Proposed

PSC-29-09-00006 Petition for the submetering of electricity at a residential senior citizen facility To consider the request of Shinda Management Corp. to submeter electricity at 107-37 166th Street, Jamaica, New York 07-22-09 Proposed 05-18-16 Finalized

PSC-29-09-00011 Consideration of utility compliance filings Consideration of utility compliance filings 07-22-09 Proposed

PSC-32-09-00009 Cost allocation for Consolidated Edison's East River Repowering Project To determine whether any changes are warranted in the cost allocation of Consolidated Edison's East River Repowering Project 08-12-09 Proposed

PSC-34-09-00016 Recommendations made in the Management Audit Final Report To consider whether to take action or recommendations contained in the Management Audit Final Report 08-26-09 Proposed

PSC-34-09-00017 To consider the transfer of control of Plattsburgh Cablevision, Inc. d/b/a Charter Communications to CH Communications, LLC To allow the Plattsburgh Cablevision, Inc. to distribute its equity interest in CH Communications, LLC 08-26-09 Proposed

PSC-36-09-00008 The increase in the non-bypassable charge implemented by RG&E on June 1, 2009 Considering exemptions from the increase in the non-bypassable charge implemented by RG&E on June 1, 2009 09-09-09 Proposed

PSC-37-09-00015 Sale of customer-generated steam to the Con Edison steam system To establish a mechanism for sale of customer-generated steam to the Con Edison steam system 09-16-09 Proposed

PSC-37-09-00016 Applicability of electronic signatures to Deferred Payment Agreements To determine whether electronic signatures can be accepted for Deferred Payment Agreements 09-16-09 Proposed

PSC-39-09-00015 Modifications to the $5 Bill Credit Program Consideration of petition of National Grid to modify the Low Income $5 Bill Credit Program 09-30-09 Proposed

PSC-39-09-00018 The offset of deferral balances with Positive Benefit Adjustments To consider a petition to offset deferral balances with Positive Benefit Adjustments 09-30-09 Proposed

54 ID Number Issue Date Action QUARTERLY INDEX

PUBLIC SERVICE COMMISSION PSC-40-09-00013 Uniform System of Accounts - request for deferral and amortization of costs To consider a petition to defer and amortize costs 10-07-09 Proposed

PSC-51-09-00029 Rules and guidelines for the exchange of retail access data between jurisdictional utilities and eligible ESCOs To revise the uniform Electronic Data Interchange Standards and business practices to incorporate a contest period 12-23-09 Proposed

PSC-51-09-00030 Waiver or modification of Capital Expenditure condition of merger To allow the companies to expend less funds for capital improvement than required by the merger 12-23-09 Proposed

PSC-52-09-00006 ACE's petition for rehearing for an order regarding generator-specific energy deliverability study methodology To consider whether to change the Order Prescribing Study Methodology 12-30-09 Proposed

PSC-52-09-00008 Approval for the New York Independent System Operator, Inc. to incur indebtedness and borrow up to $50,000,000 To finance the renovation and construction of the New York Independent System Operator, Inc.'s power control center facilities 12-30-09 Proposed

PSC-05-10-00008 Petition for the submetering of electricity To consider the request of University Residences - Rochester, LLC to submeter electricity at 220 John Street, Henrietta, NY 02-03-10 Proposed

PSC-05-10-00015 Petition for the submetering of electricity To consider the request of 243 West End Avenue Owners Corp. to submeter electricity at 243 West End Avenue, New York, NY 02-03-10 Proposed

PSC-06-10-00022 The Commission's Order of December 17, 2009 related to redevelopment of Consolidated Edison's Hudson Avenue generating facility To reconsider the Commission's Order of December 17, 2009 related to redevelopment of the Hudson Avenue generating facility 02-10-10 Proposed

PSC-07-10-00009 Petition to revise the Uniform Business Practices To consider the RESA petition to allow rescission of a customer request to return to full utility service 02-17-10 Proposed

PSC-08-10-00007 Whether to grant, deny, or modify, in whole or in part, the rehearing petition filed in Case 06-E-0847 Whether to grant, deny, or modify, in whole or in part, the rehearing petition filed in Case 06-E-0847 02-24-10 Proposed

PSC-08-10-00009 Consolidated Edison of New York, Inc. energy efficiency programs To modify approved energy efficiency programs 02-24-10 Proposed

PSC-12-10-00015 Recommendations made by Staff intended to enhance the safety of Con Edison's gas operations To require that Con Edison implement the Staff recommendations intended to enhance the safety of Con Edison's gas operations 03-24-10 Proposed

PSC-14-10-00010 Petition for the submetering of electricity To consider the request of 61 Jane Street Owners Corporation to submeter Electricity at 61 Jane Street, Manhattan, NY 04-07-10 Proposed

PSC-16-10-00005 To consider adopting and expanding mobile stray voltage testing requirements Adopt additional mobile stray voltage testing requirements 04-21-10 Proposed

55 ID Number Issue Date Action QUARTERLY INDEX

PUBLIC SERVICE COMMISSION PSC-16-10-00007 Interconnection of the networks between TDS Telecom and PAETEC Communications for local exchange service and exchange access To review the terms and conditions of the negotiated agreement between TDS Telecom and PAETEC Communications 04-21-10 Proposed

PSC-16-10-00015 Interconnection of the networks between Frontier and Choice One Communications for local exchange service and exchange access To review the terms and conditions of the negotiated agreement between Frontier and Choice One Communications 04-21-10 Proposed

PSC-18-10-00009 Electric utility transmission right-of-way management practices To consider electric utility transmission right-of-way management practices 05-05-10 Proposed

PSC-19-10-00022 Whether National Grid should be permitted to transfer a parcel of property located at 1 Eddy Street, Fort Edward, New York To decide whether to approve National Grid's request to transfer a parcel of vacant property in Fort Edward, New York 05-12-10 Proposed

PSC-22-10-00006 Requirement that Noble demonstrate that its affiliated electric corporations operating in New York are providing safe service Consider requiring that Noble demonstrate that its affiliated electric corporations in New York are providing safe service 06-02-10 Proposed

PSC-22-10-00008 Petition for the submetering of electricity To consider the request of 48-52 Franklin Street to submeter electricity at 50 Franklin Street, New York, New York 06-02-10 Proposed

PSC-24-10-00009 Verizon New York Inc. tariff regulations relating to voice messaging service To remove tariff regulations relating to retail voice messaging service from Verizon New York Inc.'s tariff 06-16-10 Proposed

PSC-25-10-00012 Reassignment of the 2-1-1 abbreviated dialing code Consideration of petition to reassign the 2-1-1 abbreviated dialing code 06-23-10 Proposed

PSC-25-10-00015 To allow NYWC to defer and amortize, for future rate recognition, pension settlement payout losses incurred in 2009 Consideration of NYWC's petition to defer and amortize, for future rate recognition, pension payout losses incurred in 2009 06-23-10 Proposed

PSC-27-10-00016 Petition for the submetering of electricity To consider the request of 9271 Group, LLC to submeter electricity at 960 Busti Avenue, Buffalo, New York 07-07-10 Proposed

PSC-31-10-00007 Waiver of the Attachment 23 requirement in 2001 Rate Order that NMPC Board of Directors consist of ‘‘outside directors’’ To consider the waiver of the requirement that a majority of NMPC Board of directors consist of ‘‘outside directors’’ 08-04-10 Proposed

PSC-34-10-00003 The modification of Central Hudson Gas & Electric Corporation's Enhanced Powerful Opportunities Program The modification of Central Hudson Gas & Electric Corporation's Enhanced Powerful Opportunities Program 08-25-10 Proposed

PSC-34-10-00005 Approval of a contract for $250,000 in tank repairs that may be a financing To decide whether to approve a contract between the parties that may be a financing of $250,000 for tank repairs 08-25-10 Proposed

PSC-34-10-00006 The modification of Central Hudson Gas & Electric Corporation's Enhanced Powerful Opportunities Program The modification of Central Hudson Gas & Electric Corporation's Enhanced Powerful Opportunities Program 08-25-10 Proposed

PSC-36-10-00010 Central Hudson's procedures, terms and conditions for an economic development plan Consideration of Central Hudson's procedures, terms and conditions for an economic development plan 09-08-10 Proposed

56 ID Number Issue Date Action QUARTERLY INDEX

PUBLIC SERVICE COMMISSION PSC-40-10-00014 Disposition of a state sales tax refund To determine how much of a state sales tax refund should be retained by National Grid 10-06-10 Proposed

PSC-40-10-00021 Whether to permit the submetering of natural gas service to a commercial customer at Quaker Crossing Mall To permit the submetering of natural gas service to a commercial customer at Quaker Crossing Mall 10-06-10 Proposed

PSC-41-10-00018 Amount of hourly interval data provided to Hourly Pricing customers who have not installed a phone line to read meter Allow Central Hudson to provide less than a years worth of interval data and charge for manual meter reading for some customers 10-13-10 Proposed

PSC-41-10-00022 Request for waiver of the individual living unit metering requirements at 5742 Route 5, Vernon, NY Request for waiver of the individual living unit metering requirements at 5742 Route 5, Vernon, NY 10-13-10 Proposed

PSC-42-10-00011 Petition for the submetering of electricity To consider the request of 4858 Group, LLC to submeter electricity at 456 Main Street, Buffalo, New York 10-20-10 Proposed

PSC-43-10-00016 Utility Access to Ducts, Conduit Facilities and Utility Poles To review the complaint from Optical Communications Group 10-27-10 Proposed

PSC-44-10-00003 Third and fourth stage gas rate increase by Corning Natural Gas Corporation To consider Corning Natural Gas Corporation's request for a third and fourth stage gas rate increase 11-03-10 Proposed

PSC-51-10-00018 Commission proceeding concerning three-phase electric service by all major electric utilities Investigate the consistency of the tariff provisions for three-phase electric service for all major electric utilities 12-22-10 Proposed

PSC-11-11-00003 The proposed transfer of 55.42 acres of land and $1.4 million of revenues derived from the rendition of public service The proposed transfer of 55.42 acres of land and $1.4 million of revenues derived from the rendition of public service 03-16-11 Proposed

PSC-12-11-00008 To allow NYWC to defer and amortize, for future rate recognition, pension settlement payout losses incurred in 2010 Consideration of NYWC's petition to defer and amortize, for future rate recognition, pension payout losses incurred in 2010 03-23-11 Proposed

PSC-13-11-00005 Exclude the minimum monthly bill component from the earnings test calculation Exclude the minimum monthly bill component from the earnings test calculation 03-30-11 Proposed

PSC-13-11-00007 Budget allocations and use of System Benefits Charge funds to pay State Cost Recovery Fee To encourage cost effective gas and electric energy conservation in the State 03-30-11 Proposed

PSC-14-11-00009 Petition for the submetering of electricity To consider the request of 83-30 118th Street to submeter electricity at 83-30 118th Street, Kew Gardens, New York 04-06-11 Proposed

PSC-16-11-00011 The Energy Efficiency Portfolio Standard To promote gas and electricity energy conservation programs in New York 04-20-11 Proposed

PSC-19-11-00007 Utility price reporting requirements related to the Commission's ‘‘Power to Choose’’ website Modify the Commission's utility electric commodity price reporting requirements related to the ‘‘Power to Choose’’ website 05-11-11 Proposed

57 ID Number Issue Date Action QUARTERLY INDEX

PUBLIC SERVICE COMMISSION PSC-20-11-00012 Petition for the submetering of electricity To consider the request of KMW Group LLC to submeter electricity at 122 West Street, Brooklyn, New York 05-18-11 Proposed

PSC-20-11-00013 Determining the reasonableness of Niagara Mohawk Power Corporation d/b/a National Grid ‘s make ready charges To determine if the make ready charges of Niagara Mohawk Power Corporation d/b/a National Grid are reasonable 05-18-11 Proposed

PSC-22-11-00004 Whether to permit the use of the Sensus accWAVE for use in residential gas meter applications To permit gas utilities in New York State to use the Sensus accWAVE diaphragm gas meter 06-01-11 Proposed

PSC-23-11-00018 NYSERDA's energy efficiency program for low-income customers To promote energy conservation in New York State 06-08-11 Proposed

PSC-26-11-00007 Water rates and charges To approve an increase in annual revenues by about $25,266 or 50% 06-29-11 Proposed

PSC-26-11-00009 Petition for the submetering of electricity at commercial property To consider the request of by Hoosick River Hardwoods, LLC to submeter electricity at 28 Taylor Avenue, in Berlin, New York 06-29-11 Proposed

PSC-26-11-00012 Waiver of generation retirement notice requirements Consideration of waiver of generation retirement notice requirements 06-29-11 Proposed

PSC-29-11-00011 Petition requesting the Commssion reconsider its May 19, 2011 Order and conduct a hearing, and petition to stay said Order. To consider whether to grant or deny, in whole or in part, Windstream New York's Petition For Reconsideration and Rehearing. 07-20-11 Proposed

PSC-34-11-00005 Approval for Hudson Transmission Partners, LLC to incur indebtedness and borrow up to $750,000,000 To finance the construction of Hudson Transmission Partners, LLC's electric transmission facility 08-24-11 Emergency/Adopted

PSC-35-11-00011 Whether to permit Consolidated Edison a waiver to commission regulations Part 226.8 Permit Consolidated Edison to conduct a inspection program in lieu of testing the accuracy of Category C meters 08-31-11 Proposed

PSC-36-11-00006 To consider expanding mobile stray voltage testing requirements Adopt additional mobile stray voltage testing requirements 09-07-11 Proposed

PSC-38-11-00002 Operation and maintenance procedures pertaining to steam trap caps Adopt modified steam operation and maintenance procedures 09-21-11 Proposed

PSC-38-11-00003 Waiver of certain provisions of the electric service tariffs of Con Edison Consideration of waiver of certain provisions of the electric service tariffs of Con Edison 09-21-11 Proposed

PSC-40-11-00010 Participation of regulated local exchange carriers in the New York Data Exchange, Inc. (NYDE) Whether to partially modify its order requiring regulated local exchange carriers' participation NYDE 10-05-11 Proposed

58 ID Number Issue Date Action QUARTERLY INDEX

PUBLIC SERVICE COMMISSION PSC-40-11-00012 Granting of transfer of plant in-service to a regulatory asset To approve transfer and recovery of unamortized plant investment 10-05-11 Proposed

PSC-41-11-00002 Approval for National Grid's Emergency Economic Development Programs to provide immediate assistance to qualifying customers. To approve National Grid's Emergency Economic Development Programs to provide immediate assistance to qualifying customers. 10-12-11 Emergency/Adopted

PSC-42-11-00018 Availability of telecommunications services in New York State at just and reasonable rates Providing funding support to help ensure availability of affordable telecommunications service throughout New York 10-19-11 Proposed

PSC-43-11-00012 Transfer of outstanding shares of stock Transfer the issued outstanding shares of stock of The Meadows at Hyde Park Water-Works Corporation to HPWS, LLC 10-26-11 Proposed

PSC-44-11-00018 The New York State Energy Research and Development Authority's proposal for an Agricultural Disaster Energy Efficiency Program. To assist farms damaged by Hurricane Irene and Tropical Storm Lee and to promote gas and electricity conservation in New York. 11-02-11 Emergency/Adopted

PSC-45-11-00002 Approval for NYSEG's Emergency Economic Development Programs to provide immediate assistance to qualifying customers. To approve NYSEG's Emergency Economic Development Programs to provide immediate assistance to qualifying customers. 11-09-11 Emergency/Adopted

PSC-47-11-00007 Remedying miscalculations of delivered gas as between two customer classes Consideration of Con Edison's proposal to address inter-class delivery imbalances resulting from past Company miscalculations 11-23-11 Proposed

PSC-48-11-00007 Transfer of controlling interests in generation facilities from Dynegy to PSEG Consideration of the transfer of controlling interests in electric generation facilities from Dynegy to PSEG 11-30-11 Proposed

PSC-48-11-00008 Petition for the submetering of electricity To consider the request of To Better Days, LLC to submeter electricity at 37 East 4th Street, New York, New York 11-30-11 Proposed

PSC-51-11-00010 The Total Resource Cost (TRC) test, used to analyze measures in the Energy Efficiency Portfolio Standard program Petitioners request that the TRC test and/or its application to measures should be revised 12-21-11 Proposed

PSC-52-11-00017 Reparations and refunds Reparations and refunds 12-28-11 Proposed

PSC-01-12-00007 The New York State Reliability Council's revisions to its rules and measurements To adopt revisions to various rules and measurements of the New York State Reliability Council 01-04-12 Proposed

PSC-01-12-00008 Transfer of real property and easements from NMPNS to NMP3 Consideration of the transfer of real property and easements from NMPNS to NMP3 01-04-12 Proposed

PSC-01-12-00009 Recovery of expenses related to the expansion of Con Edison's ESCO referral program, PowerMove To determine how and to what extent expenses related to the Expansion of Con Edison's ESCO referral program should be recovered 01-04-12 Proposed

59 ID Number Issue Date Action QUARTERLY INDEX

PUBLIC SERVICE COMMISSION PSC-11-12-00002 Whether to grant, deny or modify, in whole or part, Hegeman's petition for a waiver of Commission policy and Con Edison tariff Whether to grant, deny or modify, in whole or part, Hegeman's petition for a waiver of Commission policy and Con Edison tariff 03-14-12 Proposed

PSC-11-12-00005 Transfer of land and water supply assets Transfer the land and associated water supply assets of Groman Shores, LLC to Robert Groman 03-14-12 Proposed

PSC-13-12-00005 Authorization to transfer certain real property To decide whether to approve the transfer of certain real property 03-28-12 Proposed

PSC-17-12-00007 Whether a proposed agreement for the provision of water service by Saratoga Water Services, Inc. is in the public interest Whether the Commission should issue an order approving the proposed provision of water service 04-25-12 Proposed

PSC-17-12-00008 Whether a proposed agreement for the provision of water service by Saratoga Water Services, Inc. is in the public interest Whether the Commission should issue an order approving the proposed provision of water service 04-25-12 Proposed

PSC-17-12-00009 Whether a proposed agreement for the provision of water service by Saratoga Water Services, Inc. is in the public interest Whether the Commission should issue an order approving the proposed provision of water service 04-25-12 Proposed

PSC-19-12-00019 EEPS programs administered by New York State Electric & Gas Corporation and Rochester Gas and Electric Corporation To modify the C&I sector by combining multiple approved C&I programs into a single C&I program for each PA 05-09-12 Proposed

PSC-19-12-00022 Approval of a combined heat and power performance program funding plan administered by NYSERDA Modify NYSERDA's EEPS programs budget and targets to fund the CHP program 05-09-12 Proposed

PSC-19-12-00023 Petition for approval pursuant to Section 70 for the sale of goods with an original cost of less than $100,000 To consider whether to grant, deny or modify, in whole or in part, the petition filed by Orange and Rockland Utilities, Inc. 05-09-12 Proposed

PSC-21-12-00006 Tariff filing requirements and refunds To determine if certain agreements should be filed pursuant to the Public Service Law and if refunds are warranted 05-23-12 Proposed

PSC-21-12-00011 Whether to grant, deny or modify, in whole or part, the petition for waiver of tariff Rules 8.6 and 47 Whether to grant, deny or modify, in whole or part, the petition for waiver of tariff Rules 8.6 and 47 05-23-12 Proposed

PSC-23-12-00005 EEPS multifamily programs administered by Consolidated Edison Company of New York, Inc. To redesign the multifamily electric and gas programs and modify the budgets and targets 06-06-12 Proposed

PSC-23-12-00007 The approval of a financing upon a transfer to Alliance of upstream ownership interests in a generation facility To consider the approval of a financing upon a transfer to Alliance of upstream ownership interests in a generation facility 06-06-12 Proposed

PSC-23-12-00009 Over earnings sharing between rate payers and shareholders To establish an Earnings Sharing Mechanism to be applied following the conclusion of Corning's rate plan 06-06-12 Proposed

PSC-27-12-00012 Implementation of recommendations made in a Management Audit Report To consider implementation of recommendations made in a Management Audit Report 07-03-12 Proposed

60 ID Number Issue Date Action QUARTERLY INDEX

PUBLIC SERVICE COMMISSION PSC-28-12-00013 Exemption of reliability reporting statistics for the purpose of the 2012 Reliability Performance Mechanism Consideration of Orange and Rockland Utilities request for exemption of the 2012 reliability reporting statistics 07-11-12 Proposed

PSC-29-12-00019 Waiver of 16 NYCRR 894.1 through 894.4 To allow the Town of Hamden to waive certain preliminary franchising procedures to expedite the franchising process. 07-18-12 Proposed

PSC-30-12-00010 Waiver of 16 NYCRR 894.1 through 894.4 To allow the Town of Andes to waive certain preliminary franchising procedures to expedite the franchising process 07-25-12 Proposed

PSC-33-12-00009 Telecommunications companies ability to attach to utility company poles Consideration of Tech Valley's ability to attach to Central Hudson poles 08-15-12 Proposed

PSC-35-12-00014 To implement an abandonment of White Knight's water system To approve the implementation of abandonment of White Knight's water system 08-29-12 Proposed

PSC-37-12-00009 Proposed modification by Con Edison of its procedures to calculate estimated bills to its customers Proposed modification by Con Edison of its procedures to calculate estimated bills to its customers 09-12-12 Proposed

PSC-42-12-00009 Regulation of Gipsy Trail Club, Inc.'s long-term financing agreements To exempt Gipsy Trail Club, Inc. from Commission regulation of its financing agreements 10-17-12 Proposed

PSC-45-12-00008 Whether to grant, deny or modify, in whole or part, ESHG's petition for a waiver of Commission policy and RG&E tariff Whether to grant, deny or modify, in whole or part, ESHG's petition for a waiver of Commission policy and RG&E tariff 11-07-12 Proposed

PSC-45-12-00010 Whether to grant, deny or modify, in whole or in part the petition of Con Edison to grant easements to Millwood Fire District Whether to grant, deny or modify, in whole or in part the petition of Con Edison to grant easements to Millwood Fire District 11-07-12 Proposed

PSC-50-12-00003 Affiliate standards for Corning Natural Gas Corporation To resolve issues raised by Corning Natural Gas Corporation in its petition for rehearing 12-12-12 Proposed

PSC-04-13-00006 Expansion of mandatory day ahead hourly pricing for customers of Orange and Rockland Utilities with demands above 100 kW To consider the expansion of mandatory day ahead hourly pricing for customers with demands above 100 kW 01-23-13 Proposed

PSC-04-13-00007 Authorization to transfer certain real property. To decide whether to approve the transfer of certain real property. 01-23-13 Proposed

PSC-06-13-00008 Verizon New York Inc.'s retail service quality To investigate Verizon New York Inc.'s retail service quality 02-06-13 Proposed

PSC-08-13-00012 Filing requirements for certain Article VII electric facilities To ensure that applications for certain electric transmission facilities contain pertinent information 02-20-13 Proposed

PSC-08-13-00014 Uniform System of Accounts - Request for Accounting Authorization To allow the company to defer an item of expense or capital beyond the end of the year in which it was incurred 02-20-13 Proposed

61 ID Number Issue Date Action QUARTERLY INDEX

PUBLIC SERVICE COMMISSION PSC-12-13-00007 Protecting company water mains To allow the company to require certain customers to make changes to the electrical grounding system at their homes 03-20-13 Proposed

PSC-13-13-00008 The potential waiver of 16 NYCRR 255.9221(d) completion of integrity assessments for certain gas transmission lines. To determine whether a waiver of the timely completion of certain gas transmission line integrity assessments should be granted. 03-27-13 Proposed

PSC-14-13-00005 Recovery of incremental expense. To consider petition for recovery of incremental expense. 04-03-13 Proposed 08-03-16 Finalized

PSC-17-13-00008 Provision of historical utility pricing information for comparison purposes for residential ESCO customers Provision of historical utility pricing information for comparison purposes for residential ESCO customers 04-24-13 Proposed

PSC-17-13-00010 Provision of historical pricing information for comparison purposes for residential ESCO customers Provision of historical pricing information for comparison purposes for residential ESCO customers 04-24-13 Proposed

PSC-18-13-00007 Whether Demand Energy Networks energy storage systems should be designated technologies for standby rate eligibility purposes Whether Demand Energy Networks energy storage systems should be designated technologies for standby rate eligibility purposes 05-01-13 Proposed

PSC-21-13-00003 To consider policies that may impact consumer acceptance and use of electric vehicles To consider and further develop policies that may impact consumer acceptance and use of electric vehicles 05-22-13 Proposed

PSC-21-13-00005 To implement an abandonment of Windover's water system To approve the implementation of abandonment of Windover's water system 05-22-13 Proposed

PSC-21-13-00008 Rates of National Fuel Gas Distribution Corporation To make the rates of National Fuel Gas Distribution Corporation temporary, subject to refund, if they are found to be excessive 05-22-13 Proposed

PSC-21-13-00009 Reporting requirements for natural gas local distribution companies To help ensure efficient and economic expansion of the natural gas system as appropriate 05-22-13 Proposed

PSC-22-13-00009 On remand from New York State court litigation, determine the recovery of certain deferred amounts owed NFG by ratepayers On remand, to determine the recovery of certain deferral amounts owed NFG from ratepayers 05-29-13 Proposed

PSC-23-13-00005 Waiver of partial payment, directory database distribution, service quality reporting, and service termination regulations Equalize regulatory treatment based on level of competition and practical considerations 06-05-13 Proposed

PSC-24-13-00009 Repowering options for the Cayuga generating station located in Lansing, New York, and alternatives To establish whether utility plans should include repowering options for the Cayuga generating station, or other alternatives 06-12-13 Proposed

PSC-24-13-00010 Repowering options for the Dunkirk generating station located in Dunkirk, New York, and alternatives To establish whether utility plans should include repowering options for the Dunkirk generating station, or other alternatives 06-12-13 Proposed

62 ID Number Issue Date Action QUARTERLY INDEX

PUBLIC SERVICE COMMISSION PSC-25-13-00008 To deny, grant or modify, in whole or in part, Central Hudson's rehearing request. To deny, grant or modify, in whole or in part, Central Hudson's rehearing request. 06-19-13 Proposed

PSC-25-13-00009 Provision by utilities of natural gas main and service lines. To help ensure efficient and economic expansion of the natural gas system as appropriate. 06-19-13 Proposed

PSC-25-13-00011 Waiver of certain Commission requirements related to provision of customer information to credit reporting agencies. To waive a utility's right to provide information to credit reporting agencies related to customers' payment histories. 06-19-13 Proposed 05-11-16 Finalized

PSC-25-13-00012 To deny, grant or modify, in whole or in part, Central Hudson's rehearing request. To deny, grant or modify, in whole or in part, Central Hudson's rehearing request. 06-19-13 Proposed

PSC-27-13-00014 Columbia Gas Transmission Corporation Cost Refund For approval for temporary waiver of tariff provisions regarding its Columbia Gas Transmission Corporation cost refund. 07-03-13 Proposed

PSC-28-13-00014 Provision for the recovery and allocation of costs of transmission projects that reduce congestion on certain interfaces To consider the recovery and allocation of costs of transmission projects that reduce congestion on certain interfaces 07-10-13 Proposed

PSC-28-13-00016 The request of NGT for lightened regulation as a gas corporation. To consider whether to approve, reject, or modify the request of Niagara gas transport of Lockport, NY LLC. 07-10-13 Proposed

PSC-28-13-00017 The request by TE for waiver of regulations requiring that natural gas be odorized in certain gathering line segments Consider the request by TE for waiver of regulations that gas be odorized in certain lines 07-10-13 Proposed

PSC-32-13-00009 To consider the definition of ‘‘misleading or deceptive conduct’’ in the Commission's Uniform Business Practices To consider the definition of ‘‘misleading or deceptive conduct’’ in the Commission's Uniform Business Practices 08-07-13 Proposed

PSC-32-13-00010 Permission to write off and eliminate record keeping for regulatory reserves for Pensions and Other Post Retirement Benefits To allow write off and eliminate record keeping of Pension and Other Post Retirement Benefits Reserves 08-07-13 Proposed

PSC-32-13-00012 To consider whether NYSEG should be required to undertake actions to protect its name and to minimize customer confu- sion To consider whether NYSEG should be required to undertake actions to protect its name and to minimize customer confu- sion 08-07-13 Proposed

PSC-33-13-00027 Waive underground facility requirements for new construction in residential subdivisions to allow for overhead electric lines. Determine whether Chapin Lumberland, LLC subdivision will be allowed overhead electric distribution and service lines. 08-14-13 Proposed

PSC-33-13-00029 Deferral of incremental costs associated with the restoration of steam service following Superstorm Sandy. To consider a petition by Con Edison to defer certain incremental steam system restoration costs relating to Superstorm Sandy. 08-14-13 Proposed

PSC-34-13-00004 Escrow account and surcharge to fund extraordinary repairs To approve the establishment of an escrow account and surcharge 08-21-13 Proposed

63 ID Number Issue Date Action QUARTERLY INDEX

PUBLIC SERVICE COMMISSION PSC-37-13-00007 Dissolution of Garrow Water Works Company, Inc.. To allow for the dissolution of Garrow Water Works Company, Inc. 09-11-13 Proposed

PSC-39-13-00010 NY-Sun initiative within the Customer-Sited Tier of the RPS Program. To increase the statewide adoption of customer sited photovoltaic solar generation through the NY-Sun Initiative. 09-25-13 Proposed

PSC-42-13-00013 Failure to Provide Escrow Information The closure of the Escrow Account 10-16-13 Proposed

PSC-42-13-00015 Failure to Provide Escrow Information The closure of the Escrow Account 10-16-13 Proposed

PSC-43-13-00015 Petition for submetering of electricity To consider the request of 2701 Kingsbridge Terrace L.P. to submeter electricity at 2701 Kingsbridge Terrace, Bronx, N.Y. 10-23-13 Proposed

PSC-45-13-00021 Investigation into effect of bifurcation of gas and electric utility service on Long Island. To consider a Petition for an investigation into effect of bifurcation of gas and electric utility service on Long Island. 11-06-13 Proposed

PSC-45-13-00022 Waiver of PSC regulations, 16 NYCRR section 88.4(a)(4) To consider a waiver of certain regulations relating to the content of an application for transmission line siting 11-06-13 Proposed

PSC-45-13-00023 Waiver of PSC regulations, 16 NYCRR section 88.4(a)(4). To consider a waiver of certain regulations relating to the content of an application for transmission line siting 11-06-13 Proposed

PSC-45-13-00024 Waiver of PSC regulations, 16 NYCRR section 88.4(a)(4); waiver of filing deadlines. To consider a waiver of certain regulations relating to the content of an application for transmission line siting 11-06-13 Proposed

PSC-45-13-00025 Waiver of PSC regulations, 16 NYCRR section 88.4(a)(4). To consider a waiver of certain regulations relating to the content of an application for transmission line siting 11-06-13 Proposed

PSC-47-13-00009 Petition for submetering of electricity. To consider the request of Hegeman Avenue Housing L.P. to submeter electricity at 39 Hegeman Avenue, Brooklyn, N.Y. 11-20-13 Proposed

PSC-47-13-00012 Conditioning,restricting or prohibiting the purchase of services by NYSEG and RG&E from certain affiliates. Consideration of conditioning,restricting or prohibiting the purchase of services by NYSEG and RG&E from certain affiliates. 11-20-13 Proposed

PSC-49-13-00008 Authorization to transfer all of Crystal Water Supply Company, Inc. stocks to Essel Infra West Inc. To allow Crystal Water Supply Company, Inc to transfer all of its issued and outstanding stocks to Essel Infra West Inc. 12-04-13 Proposed

PSC-51-13-00009 Consolidated Edison proposing to use data from a test period ending September 30, 2013 to support its next rate filing. To ensure there is a reasonable basis for data submitted in support of a request for a change in rates. 12-18-13 Proposed

PSC-51-13-00010 Consolidated Edison proposing to use data from a test period ending September 30, 2013 to support its next rate filing. To ensure there is a reasonable basis for data submitted in support of a request for a change in rates. 12-18-13 Proposed

64 ID Number Issue Date Action QUARTERLY INDEX

PUBLIC SERVICE COMMISSION PSC-51-13-00011 Consolidated Edison proposing to use data from a test period ending September 30, 2013 to support its next rate filing. To ensure there is a reasonable basis for data submitted in support of a request for a change in rates. 12-18-13 Proposed

PSC-52-13-00012 The development of reliability contingency plan(s) to address the potential retirement of Indian Point Energy Center (IPEC). To address the petition for rehearing and reconsideration/motion for clarification of the IPEC reliability contingency plan(s). 12-24-13 Proposed

PSC-52-13-00015 To enter into a loan agreement with the banks for up to an amount of $94,000. To consider allowing Knolls Water Company to enter into a long-term loan agreement. 12-24-13 Proposed

PSC-01-14-00017 Residential Time-of-Use Rates To establish residential optional time of use delivery and commodity rates 01-08-14 Proposed

PSC-03-14-00009 disposition of tax refunds and other related matters to determine the disposition of tax refunds and other related matters 01-22-14 Proposed

PSC-04-14-00005 National Fuel Gas Corporation's Conservation Incentive Programs. To modify National Fuel Gas Corporation's Non-Residential Conservation Incentive Program. 01-29-14 Proposed

PSC-05-14-00010 The New York State Reliability Council's revisions to its rules and measurements To adopt revisions to various rules and measurements of the New York State Reliability Council 02-05-14 Proposed

PSC-07-14-00008 Petition for submetering of electricity To consider the request of Greater Centennial Homes HDFC, Inc. to submeter electricity at 102, 103 and 106 W 5th Street, et al. 02-19-14 Proposed

PSC-07-14-00012 Water rates and charges Implementation of Long-Term Water Supply Surcharge to recover costs associated with the Haverstraw Water Supply Proj- ect 02-19-14 Proposed

PSC-08-14-00015 Verizon New York Inc.'s service quality and Customer Trouble Report Rate (CTRR) levels at certain central office entities To improve Verizon New York Inc.'s service quality andthe Customer Trouble Report Rate levels at certain central office entities 02-26-14 Proposed

PSC-10-14-00006 Actions to facilitate the availability of ESCO value-added offerings, ESCO eligibility and ESCO compliance To facilitate ESCO value-added offerings and to make changes to ESCO eligibility and to ensure ESCO compliance 03-12-14 Proposed

PSC-11-14-00003 Provision for the recovery and allocation of costs of transmission projects that reduce congestion on certain interfaces To consider the recovery and allocation of costs of transmission projects that reduce congestion on certain interfaces 03-19-14 Proposed

PSC-16-14-00014 Whether to order NYSEG to provide gas service to customers when an expanded CPCN is approved and impose PSL 25-a penalties. To order gas service to customers in the Town of Plattsburgh after approval of a town wide CPCN and to impose penalties. 04-23-14 Proposed

PSC-16-14-00015 Whether Central Hudson should be permitted to defer obligations of the Order issued on October 18, 2013 in Case 13-G- 0336. Consideration of the petition by Central Hudson to defer reporting obligations of the October 18, 2013 Order in Case 13-G- 0336 04-23-14 Proposed

65 ID Number Issue Date Action QUARTERLY INDEX

PUBLIC SERVICE COMMISSION PSC-16-14-00016 Waiver of Commission regulations governing termination of service. Consider United Water New York Inc.'s proposal to expand termination of service provisions. 04-23-14 Proposed

PSC-17-14-00003 Con Edison's Report on its 2013 performance under the Electric Service Reliability Performance Mechanism Con Edison's Report on its 2013 performance under the Electric Service Reliability Performance Mechanism 04-30-14 Proposed

PSC-17-14-00004 To consider certain portions of petitions for rehearing, reconsideration and/or clarification To consider certain portions of petitions for rehearing, reconsideration and/or clarification 04-30-14 Proposed

PSC-17-14-00007 To consider petitions for rehearing, reconsideration and/or clarification To consider petitions for rehearing, reconsideration and/or clarification 04-30-14 Proposed

PSC-17-14-00008 To consider certain portions of petitions for rehearing, reconsideration and/or clarification To consider certain portions of petitions for rehearing, reconsideration and/or clarification 04-30-14 Proposed

PSC-19-14-00014 Market Supply Charge To make tariff revisions to the Market Supply Charge for capacity related costs 05-14-14 Proposed

PSC-19-14-00015 Whether to permit the use of the Sensus accuWAVE for use in residential and commercial gas meter applications To permit gas utilities in New York State to use the Sensus accuWAVE 415TC gas meter 05-14-14 Proposed

PSC-19-14-00018 Uniform System of Accounts, deferral of an expense item Authorization of a deferral for an expense item beyond the end of the year in which it was incurred 05-14-14 Proposed

PSC-22-14-00013 Petition to transfer and merge systems, franchises and assets. To consider the Comcast and Time Warner Cable merger and transfer of systems, franchises and assets. 06-04-14 Proposed

PSC-23-14-00010 Whether to permit the use of the GE Dresser Series B3-HPC 11M-1480 rotary gas met for use in industrial gas meter applications To permit gas utilities in New York State to use the GE Dresser Series B3-HPC 11M-1480 rotary gas meter 06-11-14 Proposed

PSC-23-14-00014 Waiver of the negative revenue adjustment associated with KEDLI's 2013 Customer Satisfaction Performance Metric Consideration of KEDLI's waiver request pertaining to its 2013 performance under its Customer Satisfaction Metric 06-11-14 Proposed

PSC-24-14-00004 Approval of asset transfer. To allow or disallow transfer of assets from Heritage Hills Water Works Corp. to Community Utilities of New York, Inc. 06-18-14 Proposed 02-17-16 Finalized

PSC-24-14-00005 To examine LDC's performance and performance measures. To improve gas safety performance. 06-18-14 Proposed

PSC-25-14-00015 Surcharges related to the System Benefits Charge, Energy Efficiency Portfolio Standard, Retail Renewable Portfolio Stan- dard To reduce the public benefit surcharge applicable to large industrial, commercial and institutional energy consumers 06-25-14 Proposed 02-10-16 Finalized

66 ID Number Issue Date Action QUARTERLY INDEX

PUBLIC SERVICE COMMISSION PSC-26-14-00010 Petitioner requests an order authorizing its participation in the next Main Tier solicitation offered under the RPS Program. To enable continued operation of a 21 MW biomass fueled electric generating facility in Chateaugay, New York. 07-02-14 Proposed

PSC-26-14-00013 Waiver of RG&E's tariffed definition of emergency generator. To consider waiver of RG&E's tariffed definition of emergency generator. 07-02-14 Proposed

PSC-26-14-00017 Existing ratemaking and rate design practices will be revised with a focus on outcomes and incentives. To use the Commission's ratemaking authority to foster a DER-intensive system. 07-02-14 Proposed

PSC-26-14-00020 New electric utility backup service tariffs and standards for interconnection may be adopted. To encourage development of microgrids that enhance the efficiency, safety, reliability and resiliency of the electric grid. 07-02-14 Proposed

PSC-26-14-00021 Consumer protections, standards and protocols pertaining to access to customer data may be established. To balance the need for the information necessary to support a robust market with customer privacy concerns. 07-02-14 Proposed

PSC-28-14-00014 Petition to transfer systems, franchises and assets. To consider the Comcast and Charter transfer of systems, franchise and assets. 07-16-14 Proposed

PSC-30-14-00023 Whether to permit the use of the Sensus iPERL Fire Flow Meter. Pursuant to 16 NYCRR Part 500.3, it is necessary to permit the use of the Sensus iPERL Fire Flow Meter. 07-30-14 Proposed

PSC-30-14-00025 Allocation of uncommitted Technology and Market Development Funds to the Combined Heat & Power Performance Program. To consider allocation of uncommitted Technology & Market Development Funds to the Combined Heat & Power Perfor- mance Program. 07-30-14 Proposed

PSC-30-14-00026 Petition for a waiver to master meter electricity. Considering the request of Renaissance Corporation of to master meter electricity at 100 Union Drive,Albany, NY. 07-30-14 Proposed

PSC-31-14-00004 To transfer 100% of the issued and outstanding stock from Vincent Cross to Bonnie and Michael Cross To transfer 100% of the issued and outstanding stock from Vincent Cross to Bonnie and Michael Cross 08-06-14 Proposed

PSC-32-14-00009 Refueling options for the Dunkirk generating station located in Dunkirk, New York, and alternatives To address the joint petition for rehearing of the Commission's Order related to refueling the Dunkirk generating station 08-13-14 Proposed

PSC-32-14-00012 Whether to grant or deny, in whole or in part, the Connect New York Coalition's petition To consider the Connect New York Coalition's petition seeking a formal investigation and hearings 08-13-14 Proposed

PSC-34-14-00009 Whether to approve the Quadlogic S10N residential submeter. Approval of the Quadlogic S10N Smart Meter for use in residential electric submetering is required by 16 NYCRR Parts 93 and 96. 08-27-14 Proposed

PSC-35-14-00004 Regulation of a proposed electricity generation facility located in the Town of Brookhaven, NY To consider regulation of a proposed electricity generation facility located in the Town of Brookhaven, NY 09-03-14 Proposed

67 ID Number Issue Date Action QUARTERLY INDEX

PUBLIC SERVICE COMMISSION PSC-35-14-00005 Whether to permit the use of the Sensus iConA electric meter Pursuant to 16 NYCRR Parts 92 and 93, Commission approval is necessary to permit the use of the Sensus iConA electric meter 09-03-14 Proposed

PSC-36-14-00009 Modification to the Commission's Electric Safety Standards. To consider revisions to the Commission's Electric Safety Standards. 09-10-14 Proposed

PSC-36-14-00010 The procurement of Main Tier renewable resources will become the responsibility of the State's electric utilities. To ensure the development of large-scale remnewables in New York State to promote fuel diversity and reduce carbon emissions. 09-10-14 Proposed

PSC-36-14-00011 To defer pension settlement losses associated with retirements in the year ended March 31, 2014. To resolve the ratemaking of the pension settlement loss. 09-10-14 Proposed

PSC-38-14-00003 Whether to approve, reject or modify, in whole or in part a time-sensitive rate pilot program. Whether to approve, reject or modify, in whole or in part a time-sensitive rate pilot program. 09-24-14 Proposed

PSC-38-14-00004 The study and petition of Con Edison regarding use, accounting and ratemaking treatment for 11-23 and 2-28 Hudson Ave. Brooklyn. The study and petition of Con Edison regarding use, accounting and ratemaking treatment for 11-23 and 2-28 Hudson Ave. Brooklyn. 09-24-14 Proposed

PSC-38-14-00005 Action on the report and petition of Con Edison regarding the Storm Hardening and Resiliency Collaborative, Phase 2. Action on the report and petition of Con Edison regarding the Storm Hardening and Resiliency Collaborative, Phase 2. 09-24-14 Proposed

PSC-38-14-00007 Whether to expand Con Edison's low income program to include Medicaid recipients. Whether to expand Con Edison's low income program to include Medicaid recipients. 09-24-14 Proposed

PSC-38-14-00008 The study and petition of Con Edison regarding use, accounting and ratemaking treatment for 11-23 and 2-28 Hudson Ave. Brooklyn. The study and petition of Con Edison regarding use, accounting and ratemaking treatment for 11-23 and 2-28 Hudson Ave. Brooklyn. 09-24-14 Proposed

PSC-38-14-00010 Inter-carrier telephone service quality standard and metrics and administrative changes. To review recommendations from the Carrier Working Group and incorporate appropriate modifications to the existing Guidelines. 09-24-14 Proposed

PSC-38-14-00012 Action on the report and petition of Con Edison regarding the Storm Hardening and Resiliency Collaborative, Phase 2. Action on the report and petition of Con Edison regarding the Storm Hardening and Resiliency Collaborative, Phase 2. 09-24-14 Proposed

PSC-38-14-00018 New electric utility demand response tariffs may be adopted. To develop mature DER markets by enabling the development and use of DR as an economic system resource. 09-24-14 Proposed

PSC-39-14-00020 Whether to permit the use of the Mueller Systems 400 Series and 500 Series of water meters Pursuant to 16 NYCRR section 500.3, whether to permit the use of the Mueller Systems 400, and 500 Series of water meters 10-01-14 Proposed

68 ID Number Issue Date Action QUARTERLY INDEX

PUBLIC SERVICE COMMISSION PSC-40-14-00008 To consider granting authorization for Buy Energy Direct to resume marketing to residential customers. To consider granting authorization for Buy Energy Direct to resume marketing to residential customers. 10-08-14 Proposed

PSC-40-14-00009 Whether to permit the use of the Itron Open Way Centron Meter with Hardware 3.1 for AMR and AMI functionality. Pursuant to 16 NYCRR Parts 93, is necessary to permit the use of the Itron Open Way Centron Meter with Hardware 3.1. 10-08-14 Proposed

PSC-40-14-00011 Late Payment Charge. To modify Section 7.6 - Late Payment Charge to designate a specific time for when a late payment charge is due. 10-08-14 Proposed

PSC-40-14-00013 Regulation of a proposed natural gas pipeline and related facilities located in the Town of Ticonderoga, NY. To consider regulation of a proposed natural gas pipeline and related facilities located in the Town of Ticonderoga, NY. 10-08-14 Proposed

PSC-40-14-00014 Waiver of 16 NYCRR Sections 894.1 through 894.4(b)(2) To allow the Town of Goshen, NY, to waive certain preliminary franchising procedures to expedite the franchising process. 10-08-14 Proposed

PSC-40-14-00015 Late Payment Charge. To modify Section 6.6 - Late Payment Charge to designate a specific time for when a late payment charge is due. 10-08-14 Proposed

PSC-41-14-00011 Establishment of annual collections caps and collection and spending mechanisms as described in the Clean Energy Fund Proposal Consideration of proposal by NYSERDA for the establishment of annual collections caps and collection and spending mechanisms 10-15-14 Proposed 02-10-16 Finalized

PSC-41-14-00012 Funding and management of the NY-Sun program as described in the Clean Energy Fund Proposal Consideration of proposal by NYSERDA for the funding and management of the NY-Sun program 10-15-14 Proposed 02-10-16 Finalized

PSC-41-14-00013 Funding and management of the New York Green Bank as described in the Clean Energy Fund Proposal and NY Green Bank Petition Consideration of proposal by NYSERDA for the funding and management of the New York Green Bank 10-15-14 Proposed 02-10-16 Finalized

PSC-41-14-00014 Funding and management of a Market Development program as described in the Clean Energy Fund Proposal Consideration of proposal by NYSERDA for the funding and management of a Market Development program 10-15-14 Proposed 02-10-16 Finalized

PSC-41-14-00015 Funding and management of a Technology and Business Innovation program as described in the Clean Energy Fund Pro- posal Consideration of proposal by NYSERDA for the funding and management of a Technology and Business Innovation program 10-15-14 Proposed 02-10-16 Finalized

PSC-42-14-00003 Annual Reconciliation of Gas Expenses and Gas Cost Recoveries The filings of various LDCs and municipalities regarding their Annual Reconciliation of Gas Expenses and Gas Cost Recover- ies 10-22-14 Proposed

PSC-42-14-00004 Winter Bundled Sales Service Option To modify SC-11 to remove language relating to fixed storage charges in the determination of the Winter Bundled Sales charge 10-22-14 Proposed

69 ID Number Issue Date Action QUARTERLY INDEX

PUBLIC SERVICE COMMISSION PSC-45-14-00003 Notice of Intent to Submeter electricity To consider the request of Bedford-Stuyvesant South One LLC to submeter electricity at 27 Albany Avenue, Brooklyn, NY 11-12-14 Proposed 05-18-16 Finalized

PSC-48-14-00014 Considering the recommendations contained in Staff' s electric outage investigation report for MNRR, New Haven Line. To consider the recommendations contained in Staff's electric outage investigation report for MNRR, New Haven Line. 12-03-14 Proposed

PSC-51-14-00006 The Northeast Power Coordinating Council, Inc's A-Criteria documents and Criteria To adopt revisions to various rules and measurements of the Northeast Power Coordinating Council, Inc. 12-24-14 Proposed 04-06-16 Finalized

PSC-52-14-00019 Petition for a waiver to master meter electricity. Considering the request of 614 South Crouse Avenue, LLC to master meter electricity at 614 South Crouse Avenue, Syra- cuse, NY.. 12-31-14 Proposed

PSC-52-14-00026 Community Choice Aggregation. To consider action related to Community Choice Aggregation. 12-31-14 Proposed 05-11-16 Finalized

PSC-01-15-00014 State Universal Service Fund Disbursements To consider Edwards Telephone Company's request for State Universal Service Fund disbursements 01-07-15 Proposed

PSC-01-15-00017 Reimbursement of costs for construction under 16 NYCRR 230 To determine proper reimbursement for costs related to trenching and construction 01-07-15 Proposed

PSC-03-15-00002 Waiver of tariff provisions related to SC 14 Non-Core Transportation Services for Electric Generation To determine whether a waiver is warranted 01-21-15 Proposed

PSC-03-15-00003 To allow residential customers to opt out of AMR metering for gas and make other tariff changes related to gas metering To allow residential customers to opt out of AMR metering for gas and make other tariff changes related to gas metering 01-21-15 Proposed 01-13-16 Finalized

PSC-03-15-00004 To allow residential customers a one time election to opt out of AMR metering and make other tariff changes related to metering To allow residential customers a one time election to opt out of AMR metering and make other changes related to metering 01-21-15 Proposed 01-13-16 Finalized

PSC-04-15-00008 Re-billing SC No. 2 customers from March 2008 through March 2014. To determine whether re-billing SC No. 2 customers by the Companies' proposed methodology customers is appropriate. 01-28-15 Proposed

PSC-04-15-00010 To modify the retail access program under SC No. 19 - Seller Transportation Aggregation Service. To modify the retail access program to implement Tier 2A – Storage Capacity Release and make other tariff changes. 01-28-15 Proposed

PSC-04-15-00011 To modify the retail access program under SC No. 8 - Seller Services. To modify the retail access program to implement Tier 2A - Storage Capacity Release and make other tariff changes. 01-28-15 Proposed

70 ID Number Issue Date Action QUARTERLY INDEX

PUBLIC SERVICE COMMISSION PSC-04-15-00012 Disposition of tax refunds and other related matters. To determine the disposition of tax refunds and other related matters. 01-28-15 Proposed

PSC-06-15-00003 Petition for submetering of electricity To consider the request of City Point Residential LLC, to submeter electricity at 366 Flatbush Avenue Ext, Brooklyn, New York 02-11-15 Proposed 08-10-16 Finalized

PSC-07-15-00006 Whether to order a remand regarding payphone rates Whether to order a remand regarding payphone rates and award refunds 02-18-15 Proposed

PSC-08-15-00009 Approval of a surcharge. To allow or disallow Emerald Green Lake Louise Marie Water Company, Inc. for a surcharge. 02-25-15 Proposed

PSC-08-15-00010 Request pertaining to the lawfulness of National Grid USA continuing its summary billing program. To grant, deny, or modify URAC Rate Consultants' request that National Grid cease its summary billing program. 02-25-15 Proposed

PSC-10-15-00007 Notification concerning tax refunds To consider Verizon New York Inc.'s partial rehearing or reconsideration request regarding retention of property tax refunds 03-11-15 Proposed

PSC-10-15-00008 Whether to waive Policy on Test Periods in Major Rate Proceedings and provide authority to file tariff changes Whether to waive Policy on Test Periods in Major Rate Proceedings and provide authority to file tariff changes 03-11-15 Proposed

PSC-10-15-00009 Contingency Tariffs regarding demand response issues To consider Contingency Tariffs regarding demand response issues 03-11-15 Proposed

PSC-10-15-00010 Notification concerning tax refunds To consider Verizon New York Inc.'s request to retain a portion of a property tax refund 03-11-15 Proposed 03-16-16 Finalized

PSC-12-15-00007 The Annual Reconciliation of Gas Expenses and Gas Cost Recoveries codified at Title 16 NYCRR Section 720.6.5 Examine the Annual Reconciliation of Gas Expenses and Gas Cost Recoveries mechanism 03-25-15 Proposed

PSC-12-15-00008 Minor electric rate filing To approve an increase in annual electric revenues by approximately $299,966 or 3.2% 03-25-15 Proposed 03-16-16 Finalized

PSC-13-15-00024 Whether Leatherstocking should be permitted to recover a shortfall in earnings To decide whether to approve Leatherstocking's request to recover a shortfall in earnings 04-01-15 Proposed

PSC-13-15-00026 Whether to permit the use of the Sensus Smart Point Gas AMR/AMI product To permit the use of the Sensus Smart Point Gas AMR/AMI product 04-01-15 Proposed

PSC-13-15-00027 Whether to permit the use of the Measurlogic DTS 310 electric submeter To permit the use of the Measurlogic DTS 310 submeter 04-01-15 Proposed

71 ID Number Issue Date Action QUARTERLY INDEX

PUBLIC SERVICE COMMISSION PSC-13-15-00028 Whether to permit the use of the SATEC EM920 electric meter To permit necessary to permit the use of the SATEC EM920 electric meter 04-01-15 Proposed

PSC-13-15-00029 Whether to permit the use the Triacta Power Technologies 6103, 6112, 6303, and 6312 electric submeters To permit the use of the Triacta submeters 04-01-15 Proposed

PSC-15-15-00005 The approval of Arteche's Medium Voltage Class Metering Instrument Transformers in New York State Whether to approve the use of Arteche's Medium Voltage Class Metering Instrument Transformers in New York State 04-15-15 Proposed 02-17-16 Finalized

PSC-15-15-00007 Notification concerning tax refunds To consider Verizon New York Inc.'s request to retain a portion of a property tax refund 04-15-15 Proposed 03-16-16 Finalized

PSC-15-15-00008 Minor electric rate filing To approve an increase in annual electric revenues by approximately $1,197,760 or 2.48% 04-15-15 Proposed 03-09-16 Finalized

PSC-16-15-00010 The submetering of electric service at 325 Lexington Avenue, New York, NY 10016 Whether to authorize the submetering of electric service at 325 Lexington Avenue, New York, NY 10016 04-22-15 Proposed 01-13-16 Finalized

PSC-17-15-00004 Rehearing of the Commission's Order Adopting Regulatory Policy Framework and Implementation Plan Consideration of a petition for rehearing 04-29-15 Proposed

PSC-17-15-00005 The submetering of electricity To consider the request of Cottage Street Apartments, LLC, to submeter electricity at 31 Cottage Street, Troy, New York 04-29-15 Proposed 01-13-16 Finalized

PSC-17-15-00006 Petition to submeter electricity To consider the request of 56th and Park (NY) LLC, to submeter electricity at 432 Park Avenue, New York, New York 04-29-15 Proposed 06-15-16 Finalized

PSC-17-15-00007 To consider the petition of Leatherstocking Gas Company, LLC seeking authority to issue long-term debt of $2.75 million To consider the petition of Leatherstocking Gas Company, LLC seeking authority to issue long-term debt of $2.75 million 04-29-15 Proposed

PSC-17-15-00009 To make clarifying tariff revisions For approval to make clarifying revisions to Rule 28 - Special Services Performed by Company at a Charge 04-29-15 Proposed 03-16-16 Finalized

PSC-18-15-00004 National Grid's electric Economic Development Programs To revise the economic development assistance to qualified businesses 05-06-15 Proposed

PSC-18-15-00005 Con Edison's Report on its 2014 performance under the Electric Service Reliability Performance Mechanism Con Edison's Report on its 2014 performance under the Electric Service Reliability Performance Mechanism 05-06-15 Proposed

72 ID Number Issue Date Action QUARTERLY INDEX

PUBLIC SERVICE COMMISSION PSC-18-15-00006 Proposed Targeted Demand Management (TDM) Program and REV Demonstration Projects Cost Recovery and Incentive Mechanisms To effectuate the TDM Program and to establish incentives and cost recovery for the TDM program and REV Demonstration Projects 05-06-15 Proposed 01-06-16 Finalized

PSC-18-15-00007 National Grid's Economic Development Programs To authorize a new economic development program for National Grid's natural gas service territory 05-06-15 Proposed

PSC-19-15-00011 Gas Safety Performance Measures and associated negative revenue adjustments To update the performance measures applicable to KeySpan Gas East Corporation d/b/a National Grid 05-13-15 Proposed

PSC-19-15-00015 To consider the request of Hudson CBD Flatbush LLC to submeter electricity at 626 Flatbush Avenue, Brooklyn, New York To consider the request of Hudson CBD Flatbush LLC to submeter electricity at 626 Flatbush Avenue, Brooklyn, New York 05-13-15 Proposed 04-13-16 Finalized

PSC-20-15-00006 Implementation of the proposed Microgrid Business Model as a reliability and demand management resource Consider implementation of the proposed Microgrid Business Model as a reliability and demand management resource 05-20-15 Proposed

PSC-20-15-00008 Petition for rehearing and/or clarification of the Commission's Order, issued in Case 13-W-0246 To consider the petition for rehearing and/or clarification filed by the Town of Ramapo 05-20-15 Proposed 03-16-16 Finalized

PSC-21-15-00007 Whether Bath should be permitted to recover purchased gas costs, interest and consulting fees from its ratepayers Whether Bath should be permitted to recover purchased gas costs, interest and consulting fees from its ratepayers 05-27-15 Proposed 01-06-16 Finalized

PSC-22-15-00015 To consider the request for waiver of the individual residential unit meter requirements and 16 NYCRR 96.1(a) To consider the request for waiver of the individual residential unit meter requirements and 16 NYCRR 96.1(a) 06-03-15 Proposed

PSC-23-15-00005 The modification of New York American Water's current rate plan Whether to adopt the terms of the Joint Proposal submitted by NYAW and DPS Staff 06-10-15 Proposed

PSC-23-15-00006 The modification of New York American Water's current rate plan Whether to adopt the terms of the Joint Proposal submitted by NYAW and DPS Staff 06-10-15 Proposed

PSC-23-15-00007 Notice of Intent to Submeter electricity To consider the request of 200 W. 54 Corp. to submeter electricity at 200 West 54th Street, New York, New York 06-10-15 Proposed 07-06-16 Finalized

PSC-24-15-00011 To consider adopting the recommendations of the Staff Report on addressing energy affordability for low income programs To consider the Staff Report on, and recommendations of, best practices for implementing utility low income programs 06-17-15 Proposed 06-08-16 Finalized

PSC-25-15-00007 Waiver of certain Commission requirements related to blocking caller ID for emergency services To allow a non-profit entity acting as an emergency service the ability to receive unblocked caller ID numbers 06-24-15 Proposed 04-06-16 Finalized

73 ID Number Issue Date Action QUARTERLY INDEX

PUBLIC SERVICE COMMISSION PSC-25-15-00008 Notice of Intent to Submeter electricity. To consider the request of 165 E 66 Residences, LLC to submeter electricity at 165 East 66th Street, New York, New York. 06-24-15 Proposed

PSC-25-15-00010 Notice of Intent to Submeter electricity To consider the request of 250 West Street Condominium to submeter electricity at 250 West Street, New York, New York 06-24-15 Proposed 02-17-16 Finalized

PSC-26-15-00014 To consider the request for partial waiver of the energy audit requirements in 16 NYCRR Section 96.5(k) To consider the request for partial waiver of the energy audit requirements in 16 NYCRR Section 96.5(k) 07-01-15 Proposed

PSC-26-15-00016 Petition to Submeter electricity To consider the request of 39 Plaza Housing Corporation to submeter electricity at 39 Plaza Street West, Brooklyn, New York 07-01-15 Proposed

PSC-27-15-00011 Repowering options for the Cayuga Generating Facility located in Lansing, New York, and other alternatives To establish whether utility plans should include repowering the Cayuga Generating Facility, or other alternatives 07-08-15 Proposed 03-16-16 Finalized

PSC-27-15-00012 Consideration of The Brooklyn Union Gas Company's petition seeking authority to issue long-term debt up to $2.22 billion To consider the petition of The Brooklyn Gas Company seeking authority to issue long-term debt up to $2.22 billion 07-08-15 Proposed 01-06-16 Finalized

PSC-27-15-00014 Authorization for NYAW to accrue interest on internal reserve debit balances To allow NYAW to accrue interest on internal reserve debit balances 07-08-15 Proposed

PSC-27-15-00015 Consideration of KeySpan Gas East Corporation's petition seeking authority to issue long-term debt up to $1.35 billion To consider the petition of KeySpan Gas East Corporation seeking authority to issue long-term debt up to $1.35 billion 07-08-15 Proposed 01-06-16 Finalized

PSC-27-15-00017 To issue long-term indebtedness, preferred stock and hybrid securities and to enter into derivative instruments To allow or disallow Rochester Gas and Electric Corporation to finance transactions for purposes authorized under PSL Section 69 07-08-15 Proposed 01-06-16 Finalized

PSC-28-15-00006 The minor electric rate filing of Mohawk Municipal Commission Whether to increase Mohawk Municipal Commission's annual electric revenues by approximately $113,119 or 13.74% 07-15-15 Proposed

PSC-29-15-00016 A benefit-cost framework will be adopted to guide utility proposals within the context of REV and related proceedings To develop a method for valuing resources that will further REV objectives 07-22-15 Proposed 02-10-16 Finalized

PSC-29-15-00017 Notification concerning tax refunds To consider Verizon New York Inc.'s request to retain a portion of a property tax refund 07-22-15 Proposed 03-16-16 Finalized

PSC-29-15-00018 Approval of ratemaking related to amendment a certificate of public convenience and necessity To approve or reject the ratemaking aspects of SLG's petition to amend its certificate of public convenience and necessity 07-22-15 Proposed

74 ID Number Issue Date Action QUARTERLY INDEX

PUBLIC SERVICE COMMISSION PSC-29-15-00020 Whether to waive the requirement that the customer have telecommunications service in place 30 days prior to July 1, 2015 To waive the requirement that the customer have telecommunications service in place 30 days prior to July 1, 2015 07-22-15 Proposed 04-06-16 Finalized

PSC-29-15-00022 Notice of Intent to Submeter electricity To consider the request of 92nd and 3rd Associates, LLC to submeter electricity at 205 East 92nd Street, New York, New York 07-22-15 Proposed 04-13-16 Finalized

PSC-29-15-00023 Notice of Intent to Submeter electricity To consider the request of Bridge Land Hudson LLC to submeter electricity at 261 Hudson Street, New York, New York 07-22-15 Proposed 05-18-16 Finalized

PSC-29-15-00025 Joint Petition for authority to transfer real property located at 624 West 132nd Street, New York, NY Whether to authorize the proposed transfer of real property located at 624 West 132nd Street, New York, NY 07-22-15 Proposed

PSC-30-15-00003 Petition to transfer and merge systems, franchises and assets and issue debt. To consider the Charter and Time Warner Cable merger and transfer of systems, franchises and assets and issuance of debt. 07-29-15 Proposed 01-27-16 Finalized

PSC-31-15-00004 Proposed electric Energy Efficiency Budget and Metrics Plan To establish an Energy Efficiency Budget and Metrics Plan for the Company's electric portfolio for the years 2016-2018 08-05-15 Proposed 02-10-16 Finalized

PSC-31-15-00005 Proposed gas Energy Efficiency Budget and Metrics Plan To establish an Energy Efficiency Budget and Metrics Plan for the Company's gas portfolio for the years 2016-2018 08-05-15 Proposed 02-10-16 Finalized

PSC-31-15-00006 Proposed electric Energy Efficiency Budget and Metrics Plan To establish an Energy Efficiency Budget and Metrics Plan for the Company's electric portfolio for the years 2016-2018 08-05-15 Proposed 02-10-16 Finalized

PSC-31-15-00007 Plan to convert petroleum pipeline into a natural gas pipeline Whether to approve the proposed conversion plan submitted by NIC Holding Corp 08-05-15 Proposed

PSC-31-15-00010 Whether to approve, reject or modify, in whole or in part, revisions to Appendix B of the December 12, 2014 Order To revise Appendix B of the December 12, 2014 Order 08-05-15 Proposed 04-06-16 Finalized

PSC-31-15-00011 Clarification and revision of local distribution company inspection and remediation plans for plastic fusions To grant, deny or modify, in whole or in part, the request in Orange & Rockland Utilities, Inc.'s Petition for Clarification 08-05-15 Proposed 01-06-16 Finalized

PSC-31-15-00013 Proposed gas Energy Efficiency Budget and Metrics Plan To establish an Energy Efficiency Budget and Metrics Plan for the Company's gas portfolio for the years 2016-2018 08-05-15 Proposed 02-10-16 Finalized

75 ID Number Issue Date Action QUARTERLY INDEX

PUBLIC SERVICE COMMISSION PSC-31-15-00014 Proposed gas Energy Efficiency Budget and Metrics Plan To establish an Energy Efficiency Budget and Metrics Plan for the Company's gas portfolio for the years 2016-2018 08-05-15 Proposed 02-10-16 Finalized

PSC-31-15-00015 Proposed gas Energy Efficiency Budget and Metrics Plan To establish an Energy Efficiency Budget and Metrics Plan for the Company's gas portfolio for the years 2016-2018 08-05-15 Proposed 02-10-16 Finalized

PSC-31-15-00016 Proposed electric Energy Efficiency Budget and Metrics Plan To establish an Energy Efficiency Budget and Metrics Plan for the Company's electric portfolio for the years 2016-2018 08-05-15 Proposed 02-10-16 Finalized

PSC-31-15-00017 Proposed electric Energy Efficiency Budget and Metrics Plans To establish Energy Efficiency Budget and Metrics Plans for the Companies' electric portfolios for the years 2016-2018 08-05-15 Proposed 02-10-16 Finalized

PSC-31-15-00018 Proposed gas Energy Efficiency Budget and Metrics Plans To establish Energy Efficiency Budget and Metrics Plans for the Companies' gas portfolios for the years 2016-2018 08-05-15 Proposed 02-10-16 Finalized

PSC-31-15-00019 Proposed electric Energy Efficiency Budget and Metrics Plan To establish an Energy Efficiency Budget and Metrics Plan for the Company's electric portfolio for the years 2016-2018 08-05-15 Proposed 02-10-16 Finalized

PSC-31-15-00020 Proposed gas Energy Efficiency Budget and Metrics Plans To establish Energy Efficiency Budget and Metrics Plans for the Companies' gas portfolios for the years 2016-2018 08-05-15 Proposed 02-10-16 Finalized

PSC-32-15-00004 Recommendations to accelerate switching between utility service and an ESCO To consider recommendations to accelerate switching between utility service and an ESCO 08-12-15 Proposed 01-13-16 Finalized

PSC-32-15-00005 Petition for rehearing of the Order Adopting Dynamic Load Management Filings with Modifications To consider a petition for rehearing of the Order Adopting Dynamic Load Management Filings with Modifications 08-12-15 Proposed

PSC-32-15-00006 Development of a Community Solar Demonstration Project. To approve the development of a Community Solar Demonstration Project. 08-12-15 Proposed

PSC-32-15-00007 Approval of cost recovery and incentive mechanisms for the NWA Project. To approve the cost recovery and incentive mechanisms for the NWA Project. 08-12-15 Proposed 08-03-16 Finalized

PSC-32-15-00009 Amendments to the Uniform Business Practices of ESCOs. To consider amendments to the Uniform Business Practices of ESCOs. 08-12-15 Proposed 03-09-16 Finalized

76 ID Number Issue Date Action QUARTERLY INDEX

PUBLIC SERVICE COMMISSION PSC-32-15-00012 Proposed standards for Commission oversight of Distributed Energy Resource suppliers. To consider proposed standards for Commission oversight of Distributed Energy Resource suppliers. 08-12-15 Proposed

PSC-32-15-00013 Establishing an electric Energy Efficiency Tracker (EE Tracker) program. To approve the establishment of an electric EE Tracker program. 08-12-15 Proposed 01-06-16 Finalized

PSC-32-15-00014 Establishing a gas Energy Efficiency Tracker (EE Tracker) program. To approve the establishment of a gas EE Tracker program. 08-12-15 Proposed 01-06-16 Finalized

PSC-32-15-00015 Establishing a gas Energy Efficiency Tracker (EE Tracker) program. To approve the establishment of a gas EE Tracker program. 08-12-15 Proposed 01-06-16 Finalized

PSC-32-15-00016 Establishing a gas Energy Efficiency Tracker (EE Tracker) program. To approve the establishment of a gas EE Tracker program. 08-12-15 Proposed 01-06-16 Finalized

PSC-32-15-00017 Establishing an electric Energy Efficiency Tracker (EE Tracker) program. To approve the establishment of an electric EE Tracker program. 08-12-15 Proposed 01-06-16 Finalized

PSC-32-15-00018 Establishing an electric Energy Efficiency Tracker (EE Tracker) program. To approve the establishment of an electric EE Tracker program. 08-12-15 Proposed 01-06-16 Finalized

PSC-32-15-00019 Establishing a gas Energy Efficiency Tracker (EE Tracker) program. To approve the establishment of a gas EE Tracker program. 08-12-15 Proposed 01-06-16 Finalized

PSC-32-15-00020 Establishing an electric Energy Efficiency Tracker (EE Tracker) program. To approve the establishment of an electric EE Tracker program. 08-12-15 Proposed 01-06-16 Finalized

PSC-32-15-00021 Establishing a gas Energy Efficiency Tracker (EE Tracker) program. To approve the establishment of a gas EE Tracker program. 08-12-15 Proposed 01-06-16 Finalized

PSC-32-15-00022 Establishing a gas Energy Efficiency Tracker (EE Tracker) program. To approve the establishment of a gas EE Tracker program. 08-12-15 Proposed 01-06-16 Finalized

PSC-32-15-00023 Establishing a gas Energy Efficiency Tracker (EE Tracker) program. To approve the establishment of a gas EE Tracker program. 08-12-15 Proposed 01-06-16 Finalized

77 ID Number Issue Date Action QUARTERLY INDEX

PUBLIC SERVICE COMMISSION PSC-33-15-00006 Recovery of costs related to an RSSA. To recover costs related to an RSSA for services from R.E. Ginna Nuclear Power Plant, LLC. 08-19-15 Proposed 03-16-16 Finalized

PSC-33-15-00007 Approval of revisions to Rule No. 35 updating wire line and wireless pole attachment rates. To approve the proposed revisions to Rule No. 35 updating wire line and wireless pole attachment rates. 08-19-15 Proposed 01-06-16 Finalized

PSC-33-15-00008 Existing ratemaking, rate design and regulatory practices will be revised with a focus on outcomes and incentives. To use the Commission's ratemaking authority to foster a DER-intensive system. 08-19-15 Proposed 06-08-16 Finalized

PSC-33-15-00009 Remote net metering of a demonstration community net metering program. To consider approval of remote net metering of a demonstration community net metering program. 08-19-15 Proposed

PSC-33-15-00012 Remote net metering of a Community Solar Demonstration Project. To consider approval of remote net metering of a Community Solar Demonstration Project. 08-19-15 Proposed

PSC-34-15-00014 Notice of Intent to Submeter electricity To consider the request of Herkimer Street Residence, L.P. to submeter electricity at 437 Herkimer Street, Brooklyn, New York 08-26-15 Proposed 04-13-16 Finalized

PSC-34-15-00017 The abandonment of the Haverstraw desalinization plant To determine if abandoning the desalinization plant is in the public interest 08-26-15 Proposed 01-06-16 Finalized

PSC-34-15-00021 Petition by NYCOM requesting assistance with obtaining information on CLECs and ESCOs To consider the petition by NYCOM requesting assistance with obtaining information on CLECs and ESCOs 08-26-15 Proposed

PSC-35-15-00008 Major electric revenue increase To consider an increase to its annual electric revenues by approximately $857,227 or 6.2% 09-02-15 Proposed 05-11-16 Finalized

PSC-35-15-00009 Deferral of incremental storm restoration expenses Consideration of Central Hudson Gas & Electric's request to defer incremental expenses incurred during storm restoration work 09-02-15 Proposed 02-10-16 Finalized

PSC-35-15-00010 Notice of Intent to Submeter Electricity To consider the request of 605 West 42nd Owner LLC to submeter electricity at 605 West 42nd Street, New York, New York 09-02-15 Proposed 10-12-16 Finalized

PSC-35-15-00011 Demand based Standby Service Charges levied upon Offset Tariff customers accounts To consider a revision to demand based Standby Service Charges levied upon Offset Tariff customers accounts 09-02-15 Proposed

78 ID Number Issue Date Action QUARTERLY INDEX

PUBLIC SERVICE COMMISSION PSC-35-15-00012 Consideration of consequences against Spectrum Gas & Electric, LLC for violations of the UBP To consider consequences against Spectrum Gas & Electric, LLC for violations of the UBP 09-02-15 Proposed 02-17-16 Finalized

PSC-35-15-00013 Consideration of consequences against Energy Your Way, LLC for violations of the UBP To consider consequences against Energy Your Way, LLC for violations of the UBP 09-02-15 Proposed 02-17-16 Finalized

PSC-35-15-00014 Consideration of consequences against Light Power & Gas, LLC for violations of the UBP To consider consequences against Light Power & Gas, LLC for violations of the UBP 09-02-15 Proposed

PSC-35-15-00015 Consideration of consequences against National Power & Gas, Inc. for violations of the UBP To consider consequences against National Power & Gas, Inc. for violations of the UBP 09-02-15 Proposed 02-17-16 Finalized

PSC-35-15-00016 Consideration of consequences against Engineered Energy Solutions, LLC for violations of the UBP To consider consequences against Engineered Energy Solutions, LLC for violations of the UBP 09-02-15 Proposed 03-09-16 Finalized

PSC-35-15-00017 Consideration of consequences against Ipsum Solutions, Inc. for violations of the UBP To consider consequences against Ipsum Solutions, Inc. for violations of the UBP 09-02-15 Proposed 02-17-16 Finalized

PSC-36-15-00025 Notice of Intent to submeter electricity. To consider the request of 42 West Broad Developers LLC to submeter electricity at 42 Broad Street West, Mount Vernon, New York. 09-09-15 Proposed 02-17-16 Finalized

PSC-37-15-00006 Major electric rate filing To consider an increase in NYSEG's electric delivery revenues by approximately $122 million or 16.8% 09-16-15 Proposed 07-06-16 Finalized

PSC-37-15-00007 Submetered electricity To consider the request of 89 Murray Street Ass. LLC, for clarification of the submetering order issued December 20, 2007 09-16-15 Proposed

PSC-37-15-00008 Major gas rate filing To consider an increase in NYSEG's gas delivery revenues by approximately $36.3 million or 19.1% 09-16-15 Proposed 07-06-16 Finalized

PSC-37-15-00009 Major electric rate filing To consider an increase in RG&E's electric delivery revenues by approximately $53 million or 12.1% 09-16-15 Proposed 07-06-16 Finalized

PSC-37-15-00010 Major gas rate filing To consider an increase in RG&E's gas delivery revenues by approximately $21.8 million or 31.1% 09-16-15 Proposed 07-06-16 Finalized

79 ID Number Issue Date Action QUARTERLY INDEX

PUBLIC SERVICE COMMISSION PSC-37-15-00012 Issuance by Corning of long-term indebtedness To consider Corning's petition for authority to issue approximately $34.7 million in long-term debt 09-16-15 Proposed 02-10-16 Finalized

PSC-38-15-00007 Report of Con Edison regarding the Storm Hardening and Resiliency Collaborative, Phase 3 To consider the report of Con Edison regarding the Storm Hardening and Resiliency Collaborative, Phase 3 09-23-15 Proposed 02-10-16 Finalized

PSC-38-15-00008 Notice of Intent to submeter electricity To consider the request of Community Counseling and Mediation to submeter electricity at 226 Linden Blvd., Brooklyn, New York 09-23-15 Proposed

PSC-39-15-00008 Minor water rate filing To consider an increase in Windham Ridge Water Corp.'s annual water revenues by approximately $15,059 or 24.8% 09-30-15 Proposed 04-06-16 Finalized

PSC-39-15-00009 Waiver of Niagara Mohawk Power Corporation's electric Tariff PSC No. 220, Rule 16.8.1 To determine whether a five-year limit on deposit refunds for utility subdivision work should be extended via waiver 09-30-15 Proposed 01-13-16 Finalized

PSC-39-15-00010 Major gas revenue increase To consider an increase to its annual gas revenues by approximately $1,228,000 or 2.96% 09-30-15 Proposed 08-03-16 Finalized

PSC-39-15-00011 A joint proposal filed on September 9, 2015 Resolution of Cases 09-M-0114 and 09-M-0243 regarding alleged imprudent contractor-related construction expenditures 09-30-15 Proposed 05-11-16 Finalized

PSC-39-15-00012 Petition to submeter electricity To consider the request of 47 East 34th Street (NY), L.P., to submeter electricity at 49 East 34th Street New York, New York 09-30-15 Proposed 10-12-16 Finalized

PSC-39-15-00013 Revisions to General Information Section 15 to allow recovery of certain NYISO tariff charges related to transmission projects To consider revisions to General Information Section No. 15 to allow for recovery of certain NYISO charges 09-30-15 Proposed 02-10-16 Finalized

PSC-39-15-00014 Revisions to General Rule No. 25.1 to allow recovery of certain NYISO tariff charges related to transmission projects To consider revisions to General Rule No. 25.1 to allow for recovery of certain NYISO charges related to transmission projects 09-30-15 Proposed 02-10-16 Finalized

PSC-40-15-00011 Proposed Public Policy Transmission Needs/Public Policy Requirements, as defined under the NYISO tariff To ensure that the bulk electric transmission system is sufficient to serve the public 10-07-15 Proposed 01-06-16 Finalized

80 ID Number Issue Date Action QUARTERLY INDEX

PUBLIC SERVICE COMMISSION PSC-40-15-00012 Establishment of the regulatory regime applicable to an approximately 106 MW electric generating facility Consideration of approval of a lightened regulatory regime for an approximately 106 MW electric generating facility 10-07-15 Proposed 10-05-16 Finalized

PSC-40-15-00013 Issuance by Niagara Mohawk Power Corporation d/b/a National Grid of Long-Term indebtedness of up to $2.07 billion To consider a petition for authority to issue long-term indebtedness in the amount of up to $2.07 billion until March 31, 2020 10-07-15 Proposed 06-08-16 Finalized

PSC-40-15-00014 Whether to permit the use of the Open Way 3.5 with cellular communications To consider the use of the Open Way 3.5 electric meter, pursuant to 16 NYCRR Parts 92 and 93 10-07-15 Proposed

PSC-41-15-00003 Whether to approve the use of the Siemens SEM3 Multi Tenant meter To consider the use of the Siemens SEM3 submeter 10-14-15 Proposed 01-13-16 Finalized

PSC-41-15-00004 Whether to permit the use of the Enetics NILM Recorders To consider permitting the use of the Enetics NILM Recorders 10-14-15 Proposed 05-18-16 Finalized

PSC-41-15-00005 Intergrow disputes National Grid's revenue assurance calculations To consider whether the revenue assurance National Grid is requiring of Intergrow for the new interconnection is appropriate 10-14-15 Proposed

PSC-41-15-00006 The addition of General Information Section 45 - Empire Zone Rate to Central Hudson's electric tariff To consider the addition of General Information Section 45 - Empire Zone Rate to Central Hudson's electric tariff 10-14-15 Proposed 02-10-16 Finalized

PSC-41-15-00007 The allocation of costs for the extension of electric service Whether to grant the complaint of Glenwyck Development, LLC 10-14-15 Proposed

PSC-41-15-00008 Petition for deferral and recovery of lost revenue resulting from Central Hudson's proposed Empire Zone (EZ) Rate To consider Central Hudson's petition for deferral and recovery of lost revenue resulting from its proposed EZ Rate provision 10-14-15 Proposed 02-10-16 Finalized

PSC-41-15-00009 Main Tier of the Renewable Portfolio Standard program To consider allocating funding from the Main Tier to an eligible hydroelectric facility 10-14-15 Proposed

PSC-41-15-00010 Revisions to SC No. 20 to include a new Managed Supply Service and to make changes to the Winter Bundled Sales Ser- vice To consider revisions to SC No. 20 to include a new Managed Supply Service and make changes to the Winter Bundled Sales Service 10-14-15 Proposed 01-06-16 Finalized

PSC-41-15-00011 Deferral of incremental costs incurred in 2014 associated with increased gas leak response and repair activities To consider a petition by Con Edison to defer certain incremental costs associated with gas leak response and repair activities 10-14-15 Proposed

81 ID Number Issue Date Action QUARTERLY INDEX

PUBLIC SERVICE COMMISSION PSC-41-15-00012 Changes to the Commercial Demand Response programs, as well as conforming tariff revisions To consider changes to the Commercial Demand Response programs, as well as conforming tariff revisions 10-14-15 Proposed 02-17-16 Finalized

PSC-42-15-00006 Deferral of incremental expenses associated with NERC's new Bulk Electric System (BES) compliance requirements approved by FERC. Consideration of Central Hudson's request to defer incremental expenses associated with new BES compliance requirements. 10-21-15 Proposed

PSC-42-15-00007 Notice of Intent to submeter electricity. To consider the request of Sandy Clarkson LLC to submeter electricity at 310 Clarkson Avenue, Brooklyn, New York. 10-21-15 Proposed 08-10-16 Finalized

PSC-42-15-00008 Notice of Intent to submeter electricity. To consider the request of 560 West 24th Street Condominium to submeter electricity at 552 West 24th Street, New York, New York. 10-21-15 Proposed 02-17-16 Finalized

PSC-42-15-00009 Revised method for assigning anniversary dates to net-metered residential PV customers. To consider a revised method for assigning anniversary dates to net-metered residential PV customers. 10-21-15 Proposed 02-17-16 Finalized

PSC-42-15-00010 Petition for modification of Con Edison's S.C. No. 4 (Back-up/Supplementary) Steam Service. To consider modifications to S.C. No. 4 of Con Edison's Schedule for Steam Service. 10-21-15 Proposed 10-12-16 Finalized

PSC-42-15-00011 Proposed transfer of ownership interests in Cayuga Operating Company, LLC and Somerset Operating Company, LLC. To consider proposed transfer of ownership interests in Cayuga Operating Company, LLC and Somerset Operating Company, LLC. 10-21-15 Proposed 03-16-16 Finalized

PSC-42-15-00012 Establishment of the regulatory regime applicable to a proposed natural gas pipeline facility. Consideration of a lightened regulatory regime for a proposed natural gas pipeline facility. 10-21-15 Proposed 10-05-16 Finalized

PSC-42-15-00013 Annual Reconciliation of Gas Expenses and Gas Cost Recoveries. The filings of various LDCs and municipalities regarding their Annual Reconciliation of Gas Expenses and Gas Cost Recoveries. 10-21-15 Proposed

PSC-43-15-00005 Modification of the deferral recovery provisions of Corning Natural Gas Corporation’s three-year gas rates plan To consider the modification of the deferral recovery provisions of the three-year gas rates plan 10-28-15 Proposed 01-06-16 Finalized

PSC-44-15-00021 AMI Business Plan of Con Edison To consider Con Edison's AMI Business Plan 11-04-15 Proposed 04-06-16 Finalized

82 ID Number Issue Date Action QUARTERLY INDEX

PUBLIC SERVICE COMMISSION PSC-44-15-00022 Cost recovery mechanism To consider the addition of components to RG&E's Supply Charge for RG&E to recover costs for the NY Transco LLC projects 11-04-15 Proposed 02-17-16 Finalized

PSC-44-15-00023 Cost recovery mechanism To consider the addition of components to NYSEG's Supply Charge for NYSEG to recover costs for the NY Transco LLC projects 11-04-15 Proposed 02-17-16 Finalized

PSC-44-15-00024 The development of reliability contingency plan(s) to address the potential retirement of Indian Point Energy Center To identify the proposed projects for inclusion in the Indian Point Energy Center reliability contingency plan(s) 11-04-15 Proposed 03-16-16 Finalized

PSC-44-15-00025 Distributed System Implementation Plan Guidance To consider DPS Staff's proposal regarding the filing of Distributed System Implementation Plans by utilities 11-04-15 Proposed 05-11-16 Finalized

PSC-44-15-00026 Transfer of water supply assets. To consider the transfer of the water supply assets of Beekman Water Company, Inc. to the Town of East Fishkill. 11-04-15 Proposed 05-18-16 Finalized

PSC-44-15-00027 To establish a surcharge to recover costs due to unexpected repairs To consider the recovery of expenses incurred as a result of having to replace two well pumps and electrical repairs 11-04-15 Proposed 03-16-16 Finalized

PSC-44-15-00028 Deferral of incremental expenses associated with new compliance requirements Consideration of Central Hudson's request to defer incremental expenses associated with new compliance requirements 11-04-15 Proposed

PSC-44-15-00029 RiderL-Direct Load Control (DLC) program and Residential Smart Appliance Program (RSAP) To consider enhancing the DLC program and RSAP by expanding and increasing flexibility of both programs 11-04-15 Proposed 02-10-16 Finalized

PSC-44-15-00030 System Improvement Plan mechanism To consider Bath's petition to implement a SIP mechanism 11-04-15 Proposed

PSC-44-15-00031 Transfer ownership of property To consider the transfer of street lighting assets to the Town of Greece 11-04-15 Proposed 03-16-16 Finalized

PSC-44-15-00032 Rider H - Non Residential Distributed Generation To consider revisions to Rider H to allow for the aggregation of distributed generation capacity under certain circumstances 11-04-15 Proposed 04-06-16 Finalized

PSC-45-15-00010 Notice of Intent to submeter electricity. To consider the request of One Vandam Condominium to submeter electricity at 180 Avenue of the Americas, New York, New York. 11-10-15 Proposed 08-10-16 Finalized

83 ID Number Issue Date Action QUARTERLY INDEX

PUBLIC SERVICE COMMISSION PSC-47-15-00008 Notice of Intent to Submeter electricity To consider the request of 150 Charles Street Holdings LLC to submeter electricity at 150 Charles Street, New York, New York 11-25-15 Proposed 06-15-16 Finalized

PSC-47-15-00009 Addition of LED options to NMPC's SC No. 2 in its street lighting schedule, P.S.C. No. 214 - Electricity To consider the addition of LED options to NMPC's SC No. 2 in its street lighting schedule, P.S.C. No. 214 - Electricity 11-25-15 Proposed 06-08-16 Finalized

PSC-47-15-00010 Use of the AMETEK JEMStar II Digital Power Meter To consider permitting the use of AMETEK Power Instrument's JEMStar II Digital Power Meter for electric metering applications 11-25-15 Proposed 08-10-16 Finalized

PSC-47-15-00011 SIR and the interconnection of Distributed Generation Consider SIR and the interconnection of Distributed Generation 11-25-15 Proposed 04-06-16 Finalized

PSC-47-15-00012 Reimbursement of costs for construction under 16 NYCRR 230 To determine proper reimbursement for costs related to trenching and construction 11-25-15 Proposed

PSC-47-15-00013 Whitepaper on Implementing Lightened Ratemaking Regulation. Consider Whitepaper on Implementing Lightened Ratemaking Regulation. 11-25-15 Proposed

PSC-47-15-00014 The calculation of NYSEG and RG&E's Percent of Estimate customer service quality metric for February 2015. To consider a petition by NYSEG and RG&E to normalize the February 2015 level of meter reading estimates. 11-25-15 Proposed 06-08-16 Finalized

PSC-47-15-00015 Petition to transfer and merge telephone and cable systems, franchises and assets and issue debt. Consider the the proposed acquisition of Cablevision, its systems, franchises and assets, by Altice and the issuance of debt. 11-25-15 Proposed 07-06-16 Finalized

PSC-48-15-00010 Lightened and incidental regulation of a 55 MW electric and steam generating facility. Consider the lightened and incidental regulation of a 55 MW electric and steam generating facility. 12-02-15 Proposed

PSC-48-15-00011 Proposal to retire Huntley Units 67 and 68 on March 1, 2016. Consider the proposed retirement of Huntley Units 67 and 68. 12-02-15 Proposed

PSC-49-15-00006 Petition to waive monthly billing for certain net-metered customers To consider the request of Central Hudson to continue bimonthly meter reading and billing for certain net-metered customers 12-09-15 Proposed 03-16-16 Finalized

PSC-49-15-00007 Petition to transfer assets of AOMNE to NYAW To consider the petition to transfer assets of AOMNE to NYAW 12-09-15 Proposed 03-16-16 Finalized

84 ID Number Issue Date Action QUARTERLY INDEX

PUBLIC SERVICE COMMISSION PSC-49-15-00008 Request of the New York Independent System Operator, Inc. to incur indebtedness To consider a petition filed by the New York Independent System Operator, Inc. to incur indebtedness 12-09-15 Proposed 04-06-16 Finalized

PSC-49-15-00009 Petition for rehearing of the Order Establishing Interim Ceilings on the Interconnection of Net Metered Generation To consider a Petition for rehearing of the Order Establishing Interim Ceilings on the Interconnection of Net Metered Genera- tion 12-09-15 Proposed

PSC-49-15-00010 Proposed revisions to Rule 34 - Economic Development Programs and SC No. 12 - Special Contract Rates To consider revisions to Rule 34 - Economic Development Programs and SC No. 12 - Special Contract Rates 12-09-15 Proposed 03-16-16 Finalized

PSC-50-15-00006 The reduction of rates. To consider the reduction of rates charged by Independent Water Works, Inc. 12-16-15 Proposed

PSC-50-15-00007 Collaborative Report on proposed consumer protections for the low income customers of energy services companies. To consider the Collaborative Report on proposed consumer protections for the low income customers of energy services companies. 12-16-15 Proposed 08-03-16 Finalized

PSC-50-15-00008 The transfer of 1,064 utility poles. To consider the transfer of 1,064 utility poles from Orange and Rockland Utilities, Inc. to Frontier Communications Corp. 12-16-15 Proposed

PSC-50-15-00009 Notice of Intent to submeter electricity. To consider the request to submeter electricity at 31-33 Lincoln Road and 510 Flatbush Avenue, Brooklyn, New York. 12-16-15 Proposed

PSC-51-15-00009 The New York State Reliability Council's establishment of an Installed Reserve Margin of 17.5% To consider an Installed Reserve Margin for the Capability Year beginning May 1, 2016, and ending April 30, 2017 12-23-15 Proposed 03-16-16 Finalized

PSC-51-15-00010 Modification of the EDP To consider modifying the EDP 12-23-15 Proposed

PSC-51-15-00011 National Grid's electric Economic Development Programs To consider modifications to the economic development assistance to qualified businesses 12-23-15 Proposed

PSC-51-15-00013 Waiver of the rule requiring new electric lines to be constructed underground in residential subdivisions To consider a waiver of the rule requiring new electric lines to be constructed underground in residential subdivisions 12-23-15 Proposed 05-11-16 Finalized

PSC-52-15-00013 The addition of third party financing options for Distributed Generation (DG), Natural Gas Vehicle (NGV) and Prime-WNY Programs. To consider the addition of third party financing options for the DG, NGV and Prime-WNY Programs. 12-30-15 Proposed 04-13-16 Finalized

PSC-52-15-00014 Notice of Intent to submeter electricity. To consider the Notice of Intent of EO 180 Water LLC to submeter electricity at 180 Water Street, New York, New York. 12-30-15 Proposed 07-06-16 Finalized

85 ID Number Issue Date Action QUARTERLY INDEX

PUBLIC SERVICE COMMISSION PSC-52-15-00015 Consequences pursuant to the Commission's Uniform Business Practices (UBP). To consider whether to impose consequences on Astral for its apparent non-compliance with Commission requirements. 12-30-15 Proposed

PSC-52-15-00016 Notice of Intent to submeter electricity. To consider the Notice of Intent of G-Z/10 UNP Realty, LLC to submeter electricity at 823 First Avenue, New York, New York. 12-30-15 Proposed 08-10-16 Finalized

PSC-01-16-00002 Revenue assurance calculations To consider whether the revenue assurance National Grid is requiring of Tiashoke for the upgraded service is appropriate 01-06-16 Proposed

PSC-01-16-00003 Deferral of expenses To consider a petition for the deferral of expenses 01-06-16 Proposed

PSC-01-16-00004 Notice of Intent to submeter electricity To consider the Notice of Intent of 10 Madison Square West to submeter electricity at 10 Madison Square West, New York, NY 01-06-16 Proposed 08-10-16 Finalized

PSC-01-16-00005 Proposed amendment to Section 5, Attachment 1.A of the Uniform Business Practices To consider amendment to Section 5, Attachment 1.A of the Uniform Business Practices 01-06-16 Proposed

PSC-02-16-00007 The application of the earnings sharing mechanism related to a partial year period. To consider Orange and Rockland Utilities, Inc.'s petition to address the application of the earnings sharing mechanism. 01-13-16 Proposed 08-03-16 Finalized

PSC-02-16-00008 Establishment of the regulatory regime and financing applicable to certain electric transmission facilities. Consideration of a lightened regulatory regime and financing for certain electric transmission facilities. 01-13-16 Proposed 05-11-16 Finalized

PSC-02-16-00009 Proposed revisions to SC Nos. 1 and 2 to include net metering services for solar and wind generation. To consider revisions to SC Nos. 1 and 2 to include net metering services for solar and wind generation. 01-13-16 Proposed 05-11-16 Finalized

PSC-02-16-00010 The 2015 Electric Emergency Response Plans for New York's six major electric utilities. To consider the 2015 Electric Emergency Response Plans for New York's six major electric utilities. 01-13-16 Proposed 04-06-16 Finalized

PSC-02-16-00011 Proposed tariff revisions intended to clarify HEFPA requirements related to court orders for gaining access to meters. To consider tariff revisions intended to clarify HEFPA requirements related to court orders for gaining access to meters. 01-13-16 Proposed 04-13-16 Finalized

PSC-02-16-00012 NYSEG's procedures, terms and conditions of its Targeted Financial Assistance Program. Provide additional economic development program assistance for a new manufacturing facility. 01-13-16 Proposed 05-11-16 Finalized

86 ID Number Issue Date Action QUARTERLY INDEX

PUBLIC SERVICE COMMISSION PSC-02-16-00013 Tariff revisions intended to clarify HEFPA requirements related to court orders for gaining access to meters. To consider tariff revisions intended to clarify HEFPA requirements related to court orders for gaining access to meters. 01-13-16 Proposed 04-13-16 Finalized

PSC-03-16-00006 A proposal to use certain deferred credits to offset costs associated with incremental capital expenditures To consider the use of certain deferred credits to offset costs associated with capital expenditures and other related relief 01-20-16 Proposed 06-08-16 Finalized

PSC-03-16-00007 Petition to submeter electricity To consider the Petition of Longhouse Cooperative to submeter electricity at 772 Elm Street Extension, Ithaca, New York 01-20-16 Proposed 07-06-16 Finalized

PSC-03-16-00008 Petition to submeter electricity To consider the request of 910 Fifth Avenue Corporation to submeter electricity at 910 Fifth Avenue, New York, New York 01-20-16 Proposed 10-05-16 Finalized

PSC-04-16-00007 Whether Hamilton Municipal Utilities should be permitted to construct and operate a municipal gas distribution facility. Consideration of the petition by Hamilton Municipal Utilities to construct and operate a municipal gas distribution facility. 01-27-16 Proposed

PSC-04-16-00008 Clean Energy Standard To consider funding for renewable and other non-emitting electric generation facilities 01-27-16 Proposed 08-17-16 Finalized

PSC-04-16-00009 Central Hudson's remote net metering qualification requirements and application process for farms. Consider Central Hudson's remote net metering qualification requirements and application process for farms. 01-27-16 Proposed 05-11-16 Finalized

PSC-04-16-00010 Proposed revisions to add and clarify provisions related to electric generators under SC No. 14. To consider revisions to SC No. 14 and align the electric generator provisions with its downstate companies, KEDLI and KEDNY. 01-27-16 Proposed

PSC-04-16-00011 Investigation that certain practices of Central Hudson Gas and Electric Corporation resulted in violations of HEFPA. To consider the Petition of Nobody Leaves Mid-Hudson to investigate Central Hudson for claims of HEFPA violations. 01-27-16 Proposed

PSC-04-16-00012 Proposal to mothball three gas turbines located at the Astoria Gas Turbine Generating Station. Consider the proposed mothball of three gas turbines located at the Astoria Gas Turbine Generating Station. 01-27-16 Proposed

PSC-04-16-00013 Proposal to find that three gas turbines located at the Astoria Gas Turbine Generating Station are uneconomic. Consider whether three gas turbines located at the Astoria Gas Turbine Generating Station are uneconomic. 01-27-16 Proposed

PSC-04-16-00014 Extension of the monetary crediting period to thirty years for four specified photovoltaic projects. To consider extending the monetary crediting period to thirty years for four specified photovoltaic projects. 01-27-16 Proposed 05-18-16 Finalized

PSC-04-16-00015 Minor electric rate filing. To consider the Village of Fairport's proposed increase in annual electric revenues by approximately $464,440 or 2.49%. 01-27-16 Proposed 07-13-16 Finalized

87 ID Number Issue Date Action QUARTERLY INDEX

PUBLIC SERVICE COMMISSION PSC-05-16-00004 Sale of certain transmission project assets from Con Edison and O&R to NY Transco To consider the sale of assets from Con Edison and O&R to NY Transco 02-03-16 Proposed 05-11-16 Finalized

PSC-05-16-00005 Sale of certain assets relating to the Fraser to Coopers Corner transmission project from NYSEG to the NY Transco To consider the sale of assets from NYSEG to the NY Transco 02-03-16 Proposed 05-11-16 Finalized

PSC-06-16-00007 Transfer of water supply assets. To consider the sale of water supply assets of Northeast Water Services to Suez Water Owego-Nichols, Inc. 02-10-16 Proposed

PSC-06-16-00008 Notice of Intent to submeter electricity. To consider the Notice of Intent of 31 Lincoln Road Development LLC to submeter electricity at 31-33 Lincoln Road, Brooklyn, NY. 02-10-16 Proposed 10-12-16 Finalized

PSC-06-16-00009 Minor water rate filing. To consider an increase in Rainbow Water Company, Inc.'s annual water revenues by approximately $16,248 or 20.7%. 02-10-16 Proposed 07-06-16 Finalized

PSC-06-16-00010 Lakewood disputes National Grid's revenue assurance calculations, specifically the duration used. To consider whether the revenue assurance National Grid is requiring of Lakewood for the new interconnection is appropriate. 02-10-16 Proposed

PSC-06-16-00011 Continuation of lightened regulation for electric generating plant. To consider the continuation of lightened regulation for electric generating plant. 02-10-16 Proposed 08-10-16 Finalized

PSC-06-16-00012 Inclusion of a Farm and Food Community program in the community distributed generation program. To consider the inclusion of a Farm and Food Community program in the community distributed generation program. 02-10-16 Proposed

PSC-06-16-00013 Continued deferral of approximately $16,000,000 in site investigation and remediation costs. To consider the continued deferral of approximately $16,000,000 in site investigation and remediation costs. 02-10-16 Proposed

PSC-06-16-00014 MEGA's proposed demonstration CCA program. To consider MEGA's proposed demonstration CCA program. 02-10-16 Proposed

PSC-06-16-00015 Notice of Intent to submeter electricity. To consider the Notice of Intent of 31 Lincoln Road Development LLC to submeter electricity at 510 Flatbush Ave., Brooklyn, NY. 02-10-16 Proposed 10-12-16 Finalized

PSC-07-16-00015 Notice of Intent to submeter electricity To consider the Notice of Intent of 20 Lafayette LLC to submeter electricity at 286 Ashland Place, Brooklyn, New York 02-17-16 Proposed 08-10-16 Finalized

PSC-07-16-00016 Use of the Electro Industries Shark 200 electric submeter in residential applications To consider the use of the Electro Industries Shark 200 submeter 02-17-16 Proposed

88 ID Number Issue Date Action QUARTERLY INDEX

PUBLIC SERVICE COMMISSION PSC-07-16-00017 To modify the retail access program under SC No. 8 - Seller Services To consider changes to the retail access program to implement Tier 2A - Storage Capacity Release and other tariff revisions 02-17-16 Proposed 10-12-16 Finalized

PSC-07-16-00018 The use of the Open Way Centron 3.5 commercial meter, with 4G LTE cellular or modem communications for electric metering To consider the use of the Itron Open Way Centron 3.5 meter 02-17-16 Proposed

PSC-07-16-00019 Conversion of P.S.C. No. 1 to an electronic format and add a provision to its Service Classification No.1 To consider conversion of P.S.C. No. 1 to an electronic format and add a provision to its Service Classification No.1 02-17-16 Proposed 08-03-16 Finalized

PSC-07-16-00020 To modify the retail access program under SC No. 19 - Seller Transportation Aggregation Service To consider changes to the retail access program to implement Tier 2A – Storage Capacity Release and other tariff revisions 02-17-16 Proposed 10-12-16 Finalized

PSC-07-16-00021 NYSEG's request to collect funding for natural gas Energy Efficiency Portfolio Standard programs To consider NYSEG's request to collect funding for natural gas Energy Efficiency Portfolio Standard programs 02-17-16 Proposed 08-24-16 Finalized

PSC-08-16-00006 Examination of terms and conditions of utility service received by Fastrac Markets, LLC. To consider the terms and conditions of utility service received by Fastrac Markets, LLC. 02-24-16 Proposed 08-03-16 Finalized

PSC-08-16-00007 Notice of Intent to submeter electricity. To consider the Notice of Intent of BOP MW Residential Market LLC and BOP MW Residential Affordable LLC to submeter electricity. 02-24-16 Proposed

PSC-09-16-00003 Long-term loan agreement To consider Fishers Island's petition to enter into a long-term loan agreement 03-02-16 Proposed 06-08-16 Finalized

PSC-09-16-00004 Stock Acquisition To consider the acquisition of the stock of Bristol Water-Works Corporation by Bristol Harbour Resort Management LLC 03-02-16 Proposed 08-03-16 Finalized

PSC-10-16-00007 To propose revisions to the Dynamic Load Management Programs. To consider revisions to the Dynamic Load Management Programs. 03-09-16 Proposed 06-08-16 Finalized

PSC-10-16-00008 To propose revisions to the Dynamic Load Management Programs. To consider revisions to the Dynamic Load Management Programs. 03-09-16 Proposed 06-08-16 Finalized

PSC-10-16-00009 To propose revisions to the Dynamic Load Management Programs. To consider revisions to the Dynamic Load Management Programs. 03-09-16 Proposed 06-08-16 Finalized

89 ID Number Issue Date Action QUARTERLY INDEX

PUBLIC SERVICE COMMISSION PSC-10-16-00010 Stock Acquisition To consider the acquisition of the stock of Whistle Tree Development Corporation by Scribners Catskill Lodge, LLC. 03-09-16 Proposed

PSC-10-16-00011 Petition to issue and sell unsecured debt obligations. To consider Con Edison's request to issue and sell unsecured debt obligations. 03-09-16 Proposed 06-08-16 Finalized

PSC-10-16-00012 To revise the method of calculating capacity charges for customers billed under Rider M - Day-Ahead Hourly Pricing (Rider M). To consider tariff changes that revise the method of calculating capacity charges for customers billed under Rider M. 03-09-16 Proposed 06-08-16 Finalized

PSC-10-16-00013 To propose revisions to the Dynamic Load Management Programs. To consider revisions to the Dynamic Load Management Programs. 03-09-16 Proposed 06-08-16 Finalized

PSC-10-16-00014 To propose revisions to the Dynamic Load Management Programs. To consider revisions to the Dynamic Load Management Programs. 03-09-16 Proposed 06-08-16 Finalized

PSC-10-16-00016 Safety of water supply To ensure safe water supply through compliance with county Department of Health recommendations 03-09-16 Emergency/Proposed 06-08-16 Finalized

PSC-11-16-00007 Petition to eliminate quarterly reporting on electronic deferred payment agreements To consider the request of National Fuel Gas to eliminate quarterly reporting on electronic deferred payment agreements 03-16-16 Proposed 06-15-16 Finalized

PSC-11-16-00008 Proposed zero-emissions credits purchase program regarding certain nuclear power plants To avoid adverse air emissions from fossil-fueled generation that would replace nuclear generation 03-16-16 Proposed 08-17-16 Finalized

PSC-11-16-00010 To establish a process to facilitate the transfer of complete systems of street lighting equipment To consider the establishment of a process to facilitate the transfer of complete systems of street lighting equipment 03-16-16 Proposed

PSC-11-16-00011 To establish a process to facilitate the transfer of complete systems of street lighting equipment To consider the establishment of a process to facilitate the transfer of complete systems of street lighting equipment 03-16-16 Proposed

PSC-11-16-00012 To establish a process to facilitate the transfer of complete systems of street lighting equipment To consider the establishment of a process to facilitate the transfer of complete systems of street lighting equipment 03-16-16 Proposed

PSC-11-16-00013 Leakage survey and corrosion inspection requirements To establish protocols and timeframes for completing leakage surveys and corrosion inspections on gas service lines 03-16-16 Proposed

PSC-11-16-00014 To establish a process to facilitate the transfer of complete systems of street lighting equipment To consider the establishment of a process to facilitate the transfer of complete systems of street lighting equipment 03-16-16 Proposed

90 ID Number Issue Date Action QUARTERLY INDEX

PUBLIC SERVICE COMMISSION PSC-11-16-00015 To establish a process to facilitate the transfer of complete systems of street lighting equipment To consider the establishment of a process to facilitate the transfer of complete systems of street lighting equipment 03-16-16 Proposed

PSC-11-16-00016 Notice of Intent to submeter electricity To consider the Notice of Intent of 504 Myrtle Residential Owner LLC to submeter electricity at 504 Myrtle Avenue, Brooklyn, NY 03-16-16 Proposed

PSC-11-16-00017 Notice of Intent to submeter electricity To consider the Notice of Intent of 140 West Street Condominium to submeter electricity at 100 Barclay Street, New York, NY 03-16-16 Proposed

PSC-11-16-00018 Rolling Meadows Water Corporation's rates for the provision of water To consider an increase in Rolling Meadows Water Corporation's annual water revenues by approximately $169,841 or 34.05% 03-16-16 Proposed

PSC-11-16-00019 Lease of real property To consider whether to grant authority to NYSEG to lease a portion of certain real property to Columbia Memorial Hospital 03-16-16 Proposed 06-08-16 Finalized

PSC-12-16-00003 The use of the GE Energy low voltage transformers To consider the use of the GE Energy low voltage transformers 03-23-16 Proposed

PSC-12-16-00004 The option to opt out of using an AMR device, and substitute an electro-mechanical meter, at no additional charge To consider the option to opt out of using an AMR device, and substitute an electro-mechanical meter, at no additional charge 03-23-16 Proposed

PSC-12-16-00005 Notice of Intent to submeter electricity To consider the Notice of Intent of 3475 Third Avenue Owner Realty LLC to submeter electricity at 3475 Third Avenue, Bronx, NY 03-23-16 Proposed

PSC-12-16-00006 Use of Arteche transformers in commercial applications To consider the use of Arteche transformers 03-23-16 Proposed 08-10-16 Finalized

PSC-12-16-00007 Deferral of incremental costs incurred in 2015 associated with increased gas leak response and repair activities To consider a petition by Con Edison to defer certain incremental costs associated with gas leak response and repair activities 03-23-16 Proposed

PSC-12-16-00008 Notice of Intent to submeter electricity. To consider the Notice of Intent of Promenade Global LLC to submeter electricity at 150 West 225th Street, Bronx, New York. 03-23-16 Proposed

PSC-13-16-00007 Notice of Intent to submeter electricity To consider the Notice of Intent to submeter electricity at 131-05, 131-03 and 131-01 40th Road, Flushing, New York 03-30-16 Proposed 10-12-16 Finalized

PSC-13-16-00008 Standby rate exemption for Offset Tariff customers Consideration of the standby rate exemption for Offset Tariff customers 03-30-16 Proposed

91 ID Number Issue Date Action QUARTERLY INDEX

PUBLIC SERVICE COMMISSION PSC-13-16-00009 Notice of Intent to submeter electricity To consider the Notice of Intent of Franklin Place Condominium to submeter electricity at 5 Franklin Place, New York, New York 03-30-16 Proposed

PSC-13-16-00010 Transfer of a 1985 Bell 206L-3 helicopter To consider the transfer of a 1985 Bell 206L-3 helicopter from NMPC to Fly Hangar 13, LLC 03-30-16 Proposed 07-06-16 Finalized

PSC-13-16-00011 Transfer of stock To consider the sale of all outstanding Crystal Water Corp. stock to Bruce McNab 03-30-16 Proposed

PSC-14-16-00006 Revisions to S.C. No. 4 Back-Up/Supplementary Service related to contract demand. To consider revisions to S.C. No. 4 Back-Up/Supplementary Service related to contract demand. 04-06-16 Proposed 10-12-16 Finalized

PSC-14-16-00007 Regulation of customer name changes on pending interconnection applications for grandfathered projects. To consider regulation of customer name changes on pending interconnection applications for grandfathered projects. 04-06-16 Proposed

PSC-14-16-00008 Resetting retail markets for ESCO mass market customers. To ensure consumer protections with respect to residential and small non-residential ESCO customers. 04-06-16 Proposed

PSC-15-16-00010 Proposed financial incentives for projects undertaken through the Targeted Demand Management program To consider financial incentives for projects undertaken through the Targeted Demand Management program 04-13-16 Proposed

PSC-15-16-00011 Transfer of certain cable television facilities and franchises from SCCC to Zito New York, LLC To consider the transfer of certain cable television facilities and franchises from SCCC to Zito New York, LLC 04-13-16 Proposed 07-06-16 Finalized

PSC-15-16-00012 Adequate service of Verizon New York, Inc. To consider the adequacy of Verizon New York Inc.'s service quality 04-13-16 Proposed

PSC-15-16-00013 Waiver of certain Commission requirements related to the distribution of telephone directories To consider a waiver of certain Commission requirements related to the distribution of telephone directories 04-13-16 Proposed 08-03-16 Finalized

PSC-15-16-00014 Establishment of SC No. 7 - Purchase of Renewable Energy from New Distributed Generators To consider the establishment of SC No. 7 - Purchase of Renewable Energy from New Distributed Generators 04-13-16 Proposed 08-03-16 Finalized

PSC-15-16-00015 Notice of Intent to submeter electricity To consider the Notice of Intent of IGI-GGP Renwick LLC to submeter electricity at 15 Renwick Street, New York, New York 04-13-16 Proposed 10-12-16 Finalized

PSC-16-16-00003 Waiver and/or clarification of certain Commission requirements related to distribution of telephone directories. To consider a waiver and/or clarification of certain Commission requirements related to distribution of telephone directories. 04-20-16 Proposed 08-03-16 Finalized

92 ID Number Issue Date Action QUARTERLY INDEX

PUBLIC SERVICE COMMISSION PSC-16-16-00004 Utility Codes of Conduct for affiliate interactions. To update and/or modify utility codes of conduct in anticipation of changes related to evolving Commission policies. 04-20-16 Proposed 10-05-16 Finalized

PSC-16-16-00005 A Clean Energy Standard - Tier 3. To avoid adverse air emissions related to fossil fuel fired electricity generation and support upstate nuclear facilities. 04-20-16 Proposed 08-17-16 Finalized

PSC-16-16-00006 A Clean Energy Standard - Tier 1 and Tier 2. To avoid adverse air emissions related to fossil fuel fired electricity generation and promote renewable sources of electricity. 04-20-16 Proposed 08-17-16 Finalized

PSC-17-16-00004 Major electric rate filing To consider an increase in Con Edison's electric delivery revenues of approximately $482 million or 9.5% 04-27-16 Proposed

PSC-17-16-00005 Major gas rate filing To consider an increase in KEDNY's gas delivery revenues by approximately $290 million or 32% 04-27-16 Proposed

PSC-17-16-00006 Proposal to revise General Rule 20 Standby Service To consider proposed tariff revisions related to standby service multi-party offset under General Rule 20 04-27-16 Proposed

PSC-17-16-00007 Major gas rate filing To consider an increase in Con Edison's gas delivery revenues of approximately $154 million or 13.4% 04-27-16 Proposed

PSC-17-16-00008 Major gas rate filing To consider an increase in KEDLI's gas delivery revenues by approximately $175 million or 27% 04-27-16 Proposed

PSC-18-16-00011 Transfer of certain streetlights located in the City of Beacon. To consider the transfer of certain streetlights from Central Hudson to the City of Beacon. 05-04-16 Proposed 08-03-16 Finalized

PSC-18-16-00012 Petition for additional stock acquisition. To consider the petition for additional stock acquisition. 05-04-16 Proposed 08-17-16 Finalized

PSC-18-16-00013 Amendments to the Uniform Business Practices of ESCOs. To ensure consumer protection for ESCO customers. 05-04-16 Proposed

PSC-18-16-00014 Amendments to the Uniform Business Practices of ESCOs. To ensure consumer protection for ESCO customers. 05-04-16 Proposed

PSC-18-16-00015 Petitions for rehearing of the Order Resetting Retail Energy Markets and Establishing Further Process. To ensure consumer protections for ESCO customers. 05-04-16 Proposed

PSC-18-16-00016 Amendments to the Uniform Business Practices of ESCOs. To ensure consumer protection for ESCO customers. 05-04-16 Proposed

93 ID Number Issue Date Action QUARTERLY INDEX

PUBLIC SERVICE COMMISSION PSC-18-16-00017 Transfer of certain streetlights located in the City of Poughkeepsie. To consider the transfer of certain streetlights from Central Hudson to the City of Poughkeepsie. 05-04-16 Proposed 08-03-16 Finalized

PSC-18-16-00018 Amendments to the Uniform Business Practices of ESCOs. To ensure consumer protection for ESCO customers. 05-04-16 Proposed

PSC-19-16-00009 Rider T - Commercial Demand Response Programs To consider revisions to Rider T regarding participating in the Commercial System Relief Program 05-11-16 Proposed 08-03-16 Finalized

PSC-19-16-00010 Technical Amendments of State regulations To align State regulations with their corollary Federal regulations 05-11-16 Proposed

PSC-19-16-00011 Public Street Lighting - LED Options To consider the addition of LED options to O&R's SC No. 4 - Public Street Lighting 05-11-16 Proposed

PSC-19-16-00012 Proposed corporate reorganization and transfer of ownership interests between members in Cricket Valley Energy Center, LLC To consider corporate reorganization and transfer of ownership interests between members in Cricket Valley Energy Center, LLC 05-11-16 Proposed

PSC-20-16-00007 Notice of Intent to submeter electricity. To consider the Notice of Intent of BAM GO Developers, LLC to submeter electricity at 250 Ashland Place, Brooklyn, New York. 05-18-16 Proposed

PSC-20-16-00008 Consideration of consequences against Global Energy Group, LLC for violations of the Uniform Business Practices (UBP). To consider consequences against Global Energy Group, LLC for violations of the Uniform Business Practices (UBP). 05-18-16 Proposed

PSC-20-16-00009 Standards for affiliate relationships. To consider whether to permit the expansion of employees who are permitted to perform services on behalf of affiliates. 05-18-16 Proposed

PSC-20-16-00010 Deferral and recovery of incremental expense. To consider deferring costs of conducting leak survey and repairs for subsequent recovery. 05-18-16 Proposed

PSC-20-16-00011 Enetics LD-1120 Non-Intrusive Load Monitoring Device in the Statewide Residential Appliance Metering Study. To consider the use of the Enetics LD-1120 Non-Intrusive Load Monitoring Device. 05-18-16 Proposed

PSC-20-16-00012 Accounting changes related to residual unbilled revenue for financial accounting and regulatory purposes. To consider accounting changes related to residual unbilled revenue for financial accounting and regulatory purposes. 05-18-16 Proposed 08-10-16 Finalized

PSC-20-16-00013 Accounting changes related to residual unbilled revenue for financial accounting and regulatory purposes. To consider accounting changes related to residual unbilled revenue for financial accounting and regulatory purposes. 05-18-16 Proposed 08-10-16 Finalized

94 ID Number Issue Date Action QUARTERLY INDEX

PUBLIC SERVICE COMMISSION PSC-20-16-00014 Transfer of ownership interests from CEC to Fortistar, and lightened regulation. To consider the transfer of ownership interests from CEC to Fortistar, and lightened regulation. 05-18-16 Proposed 08-03-16 Finalized

PSC-21-16-00006 Petition to submeter electricity To consider the petition of HV Housing, LLC to submeter electricity at 45 Vanderburgh Avenue, Troy, New York 05-25-16 Proposed 10-12-16 Finalized

PSC-21-16-00007 Notice of Intent to submeter electricity To consider the Notice of Intent to submeter electricity at 206 Outer Main Street, Building #67, Potsdam, New York 05-25-16 Proposed

PSC-21-16-00008 GE I-210+c with Silver Spring Network Interface Card (NIC) 510 To consider the use of the GE I-210+c with Silver Spring Networks Interface Card (NIC) 510 05-25-16 Proposed

PSC-21-16-00009 Establishment of compensation for nuclear facilities relative to a Zero-Emissions Credit program To preserve zero-emissions attributes of generation facilities serving New York electric customers 05-25-16 Proposed 08-17-16 Finalized

PSC-22-16-00010 Notice of Intent to submeter electricity and waiver of 16 NYCRR § 96.5(k)(3). To consider the Notice of Intent to submeter electricity and waiver of 16 NYCRR § 96.5(k)(3). 06-01-16 Proposed

PSC-22-16-00011 Petition for rehearing of the Order Modifying Standardized Interconnection Requirements and alternative enforcement mechanisms. To ensure compliance with the Standardized Interconnection Requirements. 06-01-16 Proposed

PSC-22-16-00012 Notice of Intent to submeter electricity. To consider the Notice of Intent of 20 West 53rd Street, L.L.C. to submeter electricity at 20 West 53 Street, New York, NY. 06-01-16 Proposed 10-12-16 Finalized

PSC-22-16-00013 Disposition of tax refunds and other related matters. To consider the disposition of tax refunds and other related matters. 06-01-16 Proposed

PSC-22-16-00014 Request for waiver of 16 NYCRR § 96.5(k)(3) and § 96.6(b). To consider the request for waiver of 16 NYCRR § 96.5(k)(3) and 16 NYCRR § 96.6(b) 06-01-16 Proposed 10-12-16 Finalized

PSC-22-16-00015 Notice of Intent to submeter electricity. To consider the Notice of Intent to submeter electricity at 100 Willoughby Street and 210 Duffield Street, Brooklyn, New York. 06-01-16 Proposed

PSC-23-16-00008 Notice of Intent to submeter electricity To consider the Notice of Intent to submeter electricity at 135 West 52nd Street, New York, New York 06-08-16 Proposed

PSC-23-16-00009 Transfer of assets and dissolution of Birch Hill Water Company Inc. To consider the transfer of assets and dissolution of the Birch Hill Water Company Inc. 06-08-16 Proposed

95 ID Number Issue Date Action QUARTERLY INDEX

PUBLIC SERVICE COMMISSION PSC-23-16-00010 Minor water rate filing To consider an increase in Pheasant Hill Water Corporation's annual water revenues by approximately $66,325 or 126% 06-08-16 Proposed

PSC-23-16-00011 Notification concerning tax refunds To consider Verizon New York Inc.'s request to retain a portion of a property tax refund 06-08-16 Proposed

PSC-23-16-00012 Area Code Overlay To consider an area code overlay in the current 518 area code 06-08-16 Proposed 10-05-16 Finalized

PSC-23-16-00013 Acquisition of all of the assets of Beaver Dam Lake Water Corporation To consider the acquisition of all assets of Beaver Dam Lake Water Corporation by New York American Water Company Inc. 06-08-16 Proposed

PSC-24-16-00008 Notice of Intent to submeter electricity. To consider the Notice of Intent to submeter electricity at 220 Central Park South, New York, New York. 06-15-16 Proposed

PSC-24-16-00009 Petition to submeter gas service. To consider the Petition of New York City Economic Development Corp. to submeter gas at Pier 17, 89 South Street, New York, NY. 06-15-16 Proposed

PSC-24-16-00010 Establishment of reliability contingency plan(s) to address the potential closure of Indian Point Energy Center. To address reliability needs associated with the potential closure of the Indian Point Energy Center. 06-15-16 Proposed 10-05-16 Finalized

PSC-25-16-00008 Consideration of the Avangrid Implementation Plan and audit recommendations. To consider Avangrid's Implementation Plan. 06-22-16 Proposed

PSC-25-16-00009 To delay Companies' third-party assessments of customer personally identifiable information until 2018. To extend the time period between the Companies' third-party assessments of customer personally identifiable information. 06-22-16 Proposed

PSC-25-16-00010 Consideration of Consolidated Edison Company of New York, Inc.'s Implementation Plan and audit recommendations. To consider Consolidated Edison Company of New York, Inc.'s Implementation Plan. 06-22-16 Proposed

PSC-25-16-00011 A petition for rehearing of the Order Authorizing Framework for Community Choice Aggregation Opt-out Program. To determine appropriate rules for Community Choice Aggregation Programs. 06-22-16 Proposed

PSC-25-16-00012 Consideration of NYISO's Western New York PPTN Viability and Sufficiency Assessment. To identify whether NYISO should proceed to further evaluate solutions to a Western New York PPTN. 06-22-16 Proposed

PSC-25-16-00013 Petition for reconsideration of the Order Authorizing Framework for Community Choice Aggregation Opt-out Program To determine appropriate rules for Community Choice Aggregation Programs 06-22-16 Proposed

PSC-25-16-00014 Consideration of the National Grid companies' Implementation Plan and audit recommendations. To consider the National Grid companies' Implementation Plan. 06-22-16 Proposed

96 ID Number Issue Date Action QUARTERLY INDEX

PUBLIC SERVICE COMMISSION PSC-25-16-00015 Consideration of the National Fuel Gas Distribution Corporation Implementation Plan and audit recommendations. To consider National Fuel Gas Distribution Corporation's Implementation Plan. 06-22-16 Proposed

PSC-25-16-00016 Consideration of the Orange and Rockland Utilities, Inc. Implementation Plan and audit recommendations. To consider Orange and Rockland Utilities, Inc.'s Implementation Plan. 06-22-16 Proposed

PSC-25-16-00017 Consideration of the Central Hudson Gas & Electric Corporation Implementation Plan and audit recommendations. To consider Central Hudson Gas & Electric Corporation ‘s Implementation Plan. 06-22-16 Proposed

PSC-25-16-00018 Proposed Community Choice Aggregation Data Security Agreement. To ensure appropriate consumer protections in Community Choice Aggregation programs. 06-22-16 Proposed

PSC-25-16-00019 Revision of customer service metrics. To consider revisions to customer service metrics previously approved by the Commission. 06-22-16 Proposed

PSC-25-16-00020 Notice of Intent to submeter electricity. To consider the Notice of Intent of Gemini Residential, LLC to submeter electricity at 225 East 39th Street, New York, New York. 06-22-16 Proposed

PSC-25-16-00021 Notice of Intent to submeter electricity. To consider the Notice of Intent of 28th Highline Associates, LLC to submeter electricity at 520 West 28th Street, New York, NY. 06-22-16 Proposed

PSC-25-16-00022 Transfer of ownership interests in Crestwood Pipeline East LLC. Consideration of transfer of ownership interests in Crestwood Pipeline East LLC. 06-22-16 Proposed

PSC-25-16-00023 Use of the Elster Solutions Energy Axis transponder. To consider the use of the Elster Solutions Energy Axis transponder. 06-22-16 Proposed

PSC-25-16-00024 Pole Attachment Rules. To determine that the Commission's existing pole attachment rules apply to wireless providers. 06-22-16 Proposed

PSC-25-16-00025 Acquisition of all water supply assets of Woodbury Heights Estates Water Co., Inc. by the Village of Kiryas Joel. To consider acquisition of all water supply assets of Woodbury Heights Estates Water Co., Inc. by the Village of Kiryas Joel. 06-22-16 Proposed

PSC-25-16-00026 Use of the Badger E Series Ultrasonic Cold Water Stainless Steel Meter, in residential fire service applications. To consider the use of the Badger E Series Ultrasonic Cold Water Stainless Steel Meter in fire service applications. 06-22-16 Proposed

PSC-25-16-00027 Use of the Badger Meter HR E LCD High Resolution E Series Encoder Register. To consider the use of the Badger Meter HR E LCD High Resolution E Series Encoder Register. 06-22-16 Proposed

PSC-25-16-00028 Notice of Intent to submeter electricity. To consider the Notice of Intent of 421 Kent Development LLC to submeter electricity at 60 South 8th Street, Brooklyn, New York. 06-22-16 Proposed

97 ID Number Issue Date Action QUARTERLY INDEX

PUBLIC SERVICE COMMISSION PSC-25-16-00029 Use of the Orion Water Endpoints meter reading system. To consider the use of the Orion Water Endpoints. 06-22-16 Proposed

PSC-26-16-00019 Major water rate filing. To consider a proposal to increase annual base rates by approximately $11.6 million or 13.7%. 06-29-16 Proposed

PSC-26-16-00020 Notice of Intent to submeter electricity. To consider the Notice of Intent to submeter electricity at 23-01 42nd Street, Long Island City, New York. 06-29-16 Proposed

PSC-26-16-00021 To extend the implementation date for its retail access program cash-out process. To consider an extension for the implementation of the retail access program cash-out process. 06-29-16 Proposed

PSC-27-16-00006 Continuation of the State Universal Service Fund. To consider a proposal to continue the SUSF for an additional four years, through 12/31/20. 07-06-16 Proposed 10-05-16 Finalized

PSC-27-16-00007 The waiver of a Commission policy on test years in rate cases. To consider the waiver of the Commission's 150 day requirement. 07-06-16 Proposed 10-12-16 Finalized

PSC-28-16-00013 Initial Tariff Schedule which includes rates, charges, rules and regulations for water service. To consider the proposed Initial Tariff Schedule and initial rate for water service. 07-13-16 Proposed

PSC-28-16-00014 Consideration of CECONY and O&R's Implementation Plan for 36 audit recommendations. To consider CECONY and O&R's Implementation Plan. 07-13-16 Proposed

PSC-28-16-00015 Major water rate filing. To consider a proposal to increase revenues by approximately $8.49 million or 8.3% and consolidate tariffs and rates. 07-13-16 Proposed

PSC-28-16-00016 A petition for reconsideration of the Order Adopting a Ratemaking and Utility Revenue Model Policy Framework. To determine appropriate rules for and calculation of the distributed generation reliability credit. 07-13-16 Proposed

PSC-28-16-00017 A petition for rehearing of the Order Adopting a Ratemaking and Utility Revenue Model Policy Framework. To determine appropriate rules for and calculation of the distributed generation reliability credit. 07-13-16 Proposed

PSC-29-16-00019 Appointment of a temporary operator. To ensure safe water supply through appointment of a temporary operator. 07-20-16 Emergency/Proposed 10-12-16 Finalized

PSC-29-16-00021 Use of the Silver Spring Network Commercial Gas Interface Management Unit - IMU 200. To consider the use of the Silver Spring Network Commercial Gas Interface Management Unit - IMU 200. 07-20-16 Proposed

PSC-29-16-00022 Petitions for Rehearing of the Commission's Order Adopting Low Income Program Modifications and Directing Utility Filings. To establish rates, terms, and conditions for low income utility programs. 07-20-16 Proposed

98 ID Number Issue Date Action QUARTERLY INDEX

PUBLIC SERVICE COMMISSION PSC-29-16-00023 Use of the Silver Spring Network Residential Gas Interface Management Unit - IMU 300 and IMU 300A. To consider the use of the Silver Spring Network Residential Gas Interface Management Unit - IMU 300 and IMU 300A. 07-20-16 Proposed

PSC-29-16-00024 Participation of NYPA customers in surcharge-funded clean energy programs. To consider participation of NYPA customers in surcharge-funded clean energy programs. 07-20-16 Proposed

PSC-29-16-00025 Proposed modifications to gas safety violations metric adopted in Case 12-G-0202. To consider NMPC's petition to modify gas safety violations metric. 07-20-16 Proposed

PSC-30-16-00002 Resuming billing of six gas customers on Sullivan Rd., Alden, NY. To allow Reserve Gas Company to resume billing its six Sullivan Rd. customers. 07-27-16 Emergency/Proposed 10-12-16 Finalized

PSC-30-16-00005 Notice of Intent to submeter electricity To consider the Notice of Intent of 616 First Avenue LLC to submeter electricity at 626 First Avenue, New York, New York 07-27-16 Proposed

PSC-30-16-00006 The application of NYSEG's tariff to a remote net metering host account owned by Cornell University To determine the appropriate tariff treatment for the Cornell account 07-27-16 Proposed

PSC-30-16-00007 The Municipal Electric and Gas Alliance's Community Choice Aggregation Implementation Plan To ensure appropriate consumer protections 07-27-16 Proposed

PSC-31-16-00004 Proposed acquisition of 100% of the assets of WBA by NYAW and to address other matters related to the acquisition. To consider the proposed acquisition of all assets of WBA by NYAW and other matters related to the acquisition. 08-03-16 Proposed

PSC-32-16-00003 Performance Assurance Plan waiver for certain wholesale service quality metrics. To consider Verizon's waiver petition concerning certain wholesale service quality results. 08-10-16 Proposed

PSC-32-16-00004 Notice of Intent to submeter electricity. To consider the Notice of Intent of 58 Corner LLC to submeter electricity at 600 W. 58th Street, New York, New York. 08-10-16 Proposed

PSC-32-16-00005 Major gas rate filing. To consider an increase in National Fuel's gas delivery revenues of approximately $41.7 million or 15.27%. 08-10-16 Proposed

PSC-32-16-00006 Proposed revisions for a new Daily Delivery Service and the Winter Bundled Sales Service. To consider a new Daily Delivery Service and a modified Winter Bundled Sales Service. 08-10-16 Proposed

PSC-32-16-00007 Utility DSIPs to achieve the Commission's Reforming the Energy Vision (REV) initiative. Development of utility DSIPs for improving utility planning and operations functions under REV. 08-10-16 Proposed

PSC-32-16-00008 Proposed revisions to add and clarify provisions related to electric generators under SC No. 14. To consider revisions to SC No. 14 - Daily Balancing Service. 08-10-16 Proposed

PSC-32-16-00009 Proposed acquisition of 100% of the assets of New Vernon and Whitlock Farms by NYAW. To consider the proposed acquisition of assets of New Vernon and Whitlock Farms by NYAW. 08-10-16 Proposed

99 ID Number Issue Date Action QUARTERLY INDEX

PUBLIC SERVICE COMMISSION PSC-32-16-00010 Notice of Intent to submeter electricity. To consider the Notice of Intent to submeter electricity at 30 Park Place, New York, New York. 08-10-16 Proposed

PSC-32-16-00011 Notice of Intent to submeter electricity. To consider the Notice of Intent to submeter electricity at 138-35 39th Avenue, Flushing, New York. 08-10-16 Proposed

PSC-32-16-00012 Benefit-Cost Analysis Handbooks. To evaluate proposed methodologies of benefit-cost evaluation. 08-10-16 Proposed

PSC-32-16-00021 The continued deferral of $300,000 in property taxes. To consider the continued deferral of $300,000 in property taxes. 08-10-16 Proposed

PSC-33-16-00001 Use of escrow funds for repairs. To authorize the use of escrow account funds for repairs. 08-17-16 Emergency/Proposed

PSC-33-16-00003 Use of the Silver Spring Network communication device in utility metering applications. To consider the use of the Silver Spring Network communication device. 08-17-16 Proposed

PSC-33-16-00004 Design and implementation of Low-Income Energy Efficiency Program proposed by Massena Electric Department. To consider the design and implementation of a Low-Income Energy Efficiency Program proposed by Massena Electric Department. 08-17-16 Proposed

PSC-33-16-00005 Exemption from certain charges for delivery of electricity to its Niagara Falls, New York facility. Application of System Benefits Charges, Renewable Portfolio Standard charges and Clean Energy Fund surcharges. 08-17-16 Proposed

PSC-33-16-00006 Lightened regulatory regime applicable to Indeck Corinth Limited Partnership. To determine the extent to which Indeck Corinth Limited Partnership will be regulated under the Public Service Law. 08-17-16 Proposed

PSC-34-16-00004 Proposed revisions to the General Information Section III.8(W) - AMR/AMI Meter Opt-out. To consider revisions to AMR/AMI meter opt-out and manual meter reading charge provisions. 08-24-16 Proposed

PSC-34-16-00005 Community Choice Aggregation (CCA) Data Services. To consider the implementation of fees for CCA Data Services requested by CCA Administrators. 08-24-16 Proposed

PSC-34-16-00006 Community Choice Aggregation (CCA) Data Services. To consider the implementation of fees for CCA Data Services requested by CCA Administrators. 08-24-16 Proposed

PSC-34-16-00007 Proposed revisions to the General Rule 6.10 - AMR/AMI Meter Opt-out. To consider revisions to AMR/AMI meter opt-out and manual meter reading charge provisions. 08-24-16 Proposed

PSC-34-16-00008 Community Choice Aggregation (CCA) Data Services. To consider the implementation of fees for CCA Data Services requested by CCA Administrators. 08-24-16 Proposed

PSC-34-16-00009 Community Choice Aggregation (CCA) Data Services. To consider the implementation of fees for CCA Data Services requested by CCA Administrators. 08-24-16 Proposed

100 ID Number Issue Date Action QUARTERLY INDEX

PUBLIC SERVICE COMMISSION PSC-34-16-00010 Community Choice Aggregation (CCA) Data Services. To consider the implementation of fees for CCA Data Services requested by CCA Administrators. 08-24-16 Proposed

PSC-34-16-00011 Community Choice Aggregation (CCA) Data Services. To consider the implementation of fees for CCA Data Services requested by CCA Administrators. 08-24-16 Proposed

PSC-34-16-00012 Community Choice Aggregation (CCA) Data Services. To consider the implementation of fees for CCA Data Services requested by CCA Administrators. 08-24-16 Proposed

PSC-34-16-00013 Community Choice Aggregation (CCA) Data Services. To consider the implementation of fees for CCA Data Services requested by CCA Administrators. 08-24-16 Proposed

PSC-34-16-00014 Petition to submeter electricity. To consider the petition of Elmo Homes, Inc. to submeter electricity at 728 41st Street, Brooklyn, New York. 08-24-16 Proposed

PSC-34-16-00015 Community Choice Aggregation (CCA) Data Services. To consider the implementation of fees for CCA Data Services requested by CCA Administrators. 08-24-16 Proposed

PSC-34-16-00016 Notice of Intent to submeter electricity. To consider the Notice of Intent of Snowplow LH LLC to submeter electricity at 252 East 57th Street, New York, NY. 08-24-16 Proposed

PSC-34-16-00017 Notice of Intent to submeter electricity. To consider the Notice of Intent of 212 Fifth Avenue Venture LLC to submeter electricity at 212 Fifth Avenue, New York, NY. 08-24-16 Proposed

PSC-34-16-00018 Standby Service. To consider the implementation of a standby reliability credit and an offset tariff provision. 08-24-16 Proposed

PSC-34-16-00019 Standby Service. To consider the implementation of a standby reliability credit and an offset tariff provision. 08-24-16 Proposed

PSC-34-16-00020 Standby Service. To consider the implementation of a standby reliability credit and an offset tariff provision. 08-24-16 Proposed

PSC-34-16-00021 Standby Service. To consider the implementation of a standby reliability credit and an offset tariff provision. 08-24-16 Proposed

PSC-34-16-00022 Standby Service. To consider the implementation of a standby reliability credit and an offset tariff provision. 08-24-16 Proposed

PSC-35-16-00014 Proposed acquisition of 100% of the assets of Hoey-DeGraw by NYAW and to address other matters related to the acquisition To consider the proposed acquisition of 100% of assets of Hoey-DeGraw by NYAW and other matters related to the acquisition 08-31-16 Proposed

101 ID Number Issue Date Action QUARTERLY INDEX

PUBLIC SERVICE COMMISSION PSC-35-16-00015 NYSRC's revisions to its rules and measurements To consider revisions to various rules and measurements of the NYSRC 08-31-16 Proposed

PSC-36-16-00003 Petition regarding the Commission's July 14, 2016 Order Denying Petition. To consider the terms and conditions of utility service received by Fastrac Markets, LLC. 09-07-16 Proposed

PSC-36-16-00004 Recovery of costs for installation of electric service. To consider the recovery of costs for installation of electric service. 09-07-16 Proposed

PSC-36-16-00005 Disposition of tax refunds received by New York American Water Company, Inc. To determine the disposition of tax refunds and other related matters. 09-07-16 Proposed

PSC-37-16-00008 Sources and mechanisms of funding related to the Clean Energy Standard. To promote and maintain renewable and zero-emission electric energy resources. 09-14-16 Proposed

PSC-37-16-00009 Transfer of the James A. FitzPatrick Nuclear Power Plant from Entergy Nuclear FitzPatrick, LLC to Exelon Generation Company, LLC To ensure safe and adequate electric generation facilities. 09-14-16 Proposed

PSC-37-16-00010 Zero Emission Credit requirement of the Clean Energy Standard. To avoid adverse air emissions from fossil-fueled generation that would replace nuclear generation. 09-14-16 Proposed

PSC-37-16-00011 Temperature Controlled and Interruptible Provisions. To consider proposed revisions to tariff provisions related to temperature controlled and interruptible customers. 09-14-16 Proposed

PSC-37-16-00012 Sources and mechanisms of funding related to the Clean Energy Standard. To promote and maintain renewable and zero-emission electric energy resources. 09-14-16 Proposed

PSC-37-16-00013 Temperature Controlled and Interruptible Provisions. To consider proposed revisions to tariff provisions related to temperature controlled and interruptible customers. 09-14-16 Proposed

PSC-37-16-00014 Notice of Intent to submeter electricity. To consider the Notice of Intent to submeter electricity at 301 East 61st Street, New York, New York. 09-14-16 Proposed

PSC-37-16-00015 Notice of Intent to submeter electricity. To consider the Notice of Intent of 10 Sullivan Condominium to submeter electricity at 10 Sullivan Street, New York, New York. 09-14-16 Proposed

PSC-38-16-00005 Disposition of tax refunds and other related matters To consider the disposition of tax refunds and other related matters 09-21-16 Proposed

PSC-38-16-00006 Request for waiver of the individual metering requirements of Opinion 76-17 and 16 NYCRR Part 96 To consider the request for waiver of the individual metering requirements of Opinion 76-17 and 16 NYCRR Part 96 09-21-16 Proposed

PSC-38-16-00008 The capacity limit for net energy metering of farm waste electric generating equipment Increase in the capacity threshold, from 1 MW to 2 MW, for net energy metering of farm waste electric generation 09-21-16 Proposed

102 ID Number Issue Date Action QUARTERLY INDEX

PUBLIC SERVICE COMMISSION PSC-38-16-00009 Disposition of tax refunds and other related matters To consider the disposition of tax refunds and other related matters 09-21-16 Proposed

PSC-39-16-00012 The Clean Energy Standard. To promote and maintain renewable and zero-emission electric energy resources. 09-28-16 Proposed

PSC-39-16-00013 The Clean Energy Standard. To promote and maintain renewable and zero-emission electric energy resources. 09-28-16 Proposed

PSC-39-16-00014 The Clean Energy Standard. To promote and maintain renewable and zero-emission electric energy resources. 09-28-16 Proposed

PSC-39-16-00015 The Clean Energy Standard. To promote and maintain renewable and zero-emission electric energy resources. 09-28-16 Proposed

PSC-39-16-00016 The Clean Energy Standard. To promote and maintain renewable and zero-emission electric energy resources. 09-28-16 Proposed

PSC-39-16-00017 The Clean Energy Standard. To promote and maintain renewable and zero-emission electric energy resources. 09-28-16 Proposed

PSC-39-16-00018 The Clean Energy Standard. To promote and maintain renewable and zero-emission electric energy resources. 09-28-16 Proposed

PSC-39-16-00019 The Clean Energy Standard. To promote and maintain renewable and zero-emission electric energy resources. 09-28-16 Proposed

PSC-39-16-00020 The Clean Energy Standard. To promote and maintain renewable and zero-emission electric energy resources. 09-28-16 Proposed

PSC-39-16-00021 The Clean Energy Standard. To promote and maintain renewable and zero-emission electric energy resources. 09-28-16 Proposed

PSC-39-16-00022 The Clean Energy Standard. To promote and maintain renewable and zero-emission electric energy resources. 09-28-16 Proposed

PSC-39-16-00023 The Clean Energy Standard. To promote and maintain renewable and zero-emission electric energy resources. 09-28-16 Proposed

PSC-39-16-00024 The Clean Energy Standard. To promote and maintain renewable and zero-emission electric energy resources. 09-28-16 Proposed

PSC-39-16-00025 The Clean Energy Standard. To promote and maintain renewable and zero-emission electric energy resources. 09-28-16 Proposed

103 ID Number Issue Date Action QUARTERLY INDEX

PUBLIC SERVICE COMMISSION PSC-39-16-00026 The Clean Energy Standard. To promote and maintain renewable and zero-emission electric energy resources. 09-28-16 Proposed

PSC-39-16-00027 The Clean Energy Standard. To promote and maintain renewable and zero-emission electric energy resources. 09-28-16 Proposed

PSC-39-16-00028 Consolidated Edison Company of New York, Inc.'s replevin acts and practices. To review Consolidated Edison Company of New York, Inc.'s replevin acts and practices. 09-28-16 Proposed

PSC-39-16-00029 Minor rate filing. To consider an increase in annual revenues of about $158,709 or 20%. 09-28-16 Proposed

PSC-40-16-00001 Prohibition on enrollments, and de-enrollment requirements, on energy service companies (ESCOs) regarding low-income customers. To protect low-income residential customers from unnecessary costs and to conserve low-income assistance program funds. 10-05-16 Emergency/Proposed

PSC-40-16-00003 Low income program implementation plan filed by New York State Electric and Gas Corp. and Rochester Gas & Electric Corp. To establish rates, terms, and conditions for the Companies' low income utility programs. 10-05-16 Proposed

PSC-40-16-00004 Low income program implementation plan filed by KeySpan Gas East Corp. d/b/a National Grid. To establish rates, terms, and conditions for the Company's low income utility programs. 10-05-16 Proposed

PSC-40-16-00005 Cost recovery for Non-Wire Alternative (NWA) Project. To consider Central Hudson's proposed revisions regarding the recovery of costs and incentives associated with NWA Project. 10-05-16 Proposed

PSC-40-16-00006 Petition to waive the ECAM proration billing method for SC No. 5 customers. To consider the request of Central Hudson to waive the ECAM proration billing method for SC No. 5 customers. 10-05-16 Proposed

PSC-40-16-00007 Low income program implementation plan filed by National Fuel Gas Distribution Corporation. To establish rates, terms, and conditions for the Company's low income utility programs. 10-05-16 Proposed

PSC-40-16-00008 Low income program implementation plan filed by Consolidated Edison Company of New York, Inc. To establish rates, terms, and conditions for the Company's low income utility programs. 10-05-16 Proposed

PSC-40-16-00009 Low income program implementation plan filed by Niagara Mohawk Power Corporation. To establish rates, terms, and conditions for the Company's low income utility programs. 10-05-16 Proposed

PSC-40-16-00010 Low income program implementation plan filed by Orange and Rockland Utilities, Inc.. To establish rates, terms, and conditions for the Company's low income utility programs. 10-05-16 Proposed

PSC-40-16-00011 Low income program implementation plan filed by the Brooklyn Union Gas Company d/b/a National Grid NY. To establish rates, terms, and conditions for the Company's low income utility programs. 10-05-16 Proposed

104 ID Number Issue Date Action QUARTERLY INDEX

PUBLIC SERVICE COMMISSION PSC-40-16-00012 Low income program implementation plan filed by Central Hudson Gas & Electric Corporation. To establish rates, terms, and conditions for the Company's low income utility programs. 10-05-16 Proposed

PSC-40-16-00013 Surcharge to recover costs of Dynamic Load Management Programs. To consider a surcharge to recover costs of the Dynamic Load Management Programs. 10-05-16 Proposed

PSC-40-16-00014 Surcharge to recover costs of Dynamic Load Management Programs. To consider a surcharge to recover costs of the Dynamic Load Management Programs. 10-05-16 Proposed

PSC-40-16-00015 Notice of Intent to submeter electricity. To consider the Notice of Intent to submeter electricity at 175 Huguenot Street, New Rochelle, New York. 10-05-16 Proposed

PSC-40-16-00016 Notice of Intent to submeter electricity. To consider the Notice of Intent to submeter electricity at 301 East 50th Street, New York, New York. 10-05-16 Proposed

PSC-40-16-00017 Request for waiver of 16 NYCRR sections 96.5(a) and 96.6(b) To consider the request for waiver of 16 NYCRR sections 96.5(a) and 96.6(b) 10-05-16 Proposed

PSC-40-16-00018 Petition for commercial electric meter. To consider the petition to use the Itron OpenWay Riva commerical meter in electric metering applications. 10-05-16 Proposed

PSC-40-16-00019 Surcharge to recover costs of Dynamic Load Management Programs. To consider a surcharge to recover costs of the Dynamic Load Management Programs. 10-05-16 Proposed

PSC-40-16-00020 Notice of Intent to submeter electricity. To consider the Notice of Intent of 501 Broadway Troy, LLC to submeter electricity at 501 Broadway, Troy, New York. 10-05-16 Proposed

PSC-40-16-00021 Surcharge to recover costs of Dynamic Load Management Programs. To consider a surcharge to recover costs of the Dynamic Load Management Programs. 10-05-16 Proposed

PSC-40-16-00022 The addition of LED lighting options to SC No.4-Off-Street Lighting and SC No. 5 - Municipal Street Lighting Service. To consider the addition of LED lighting options for Jamestown's street and off-street lighting service classifications. 10-05-16 Proposed

PSC-40-16-00023 Major gas rate filing. To consider an increase in Corning's gas delivery revenues of approximately $5.9 million or 44.7%. 10-05-16 Proposed

PSC-40-16-00024 Tariff revisions regarding National Grid's LED lighting option wattages. To consider National Grid's proposed revisions updating its LED lighting option wattages in its street lighting tariff. 10-05-16 Proposed

PSC-40-16-00025 Consequences pursuant to the Commission's Uniform Business Practices (UBP). To consider whether to impose consequences on Smart One for its apparent non-compliance with Commission requirements. 10-05-16 Proposed

PSC-40-16-00026 Compliance filing establishing an interruptible gas service sales rate. To consider RG&E's proposed revisions to establish an interruptible gas service sales rate. 10-05-16 Proposed

105 ID Number Issue Date Action QUARTERLY INDEX

PUBLIC SERVICE COMMISSION PSC-40-16-00027 Consequences pursuant to the Commission's Uniform Business Practices (UBP). To consider whether to impose consequences on Marathon for its apparent non-compliance with Commission requirements. 10-05-16 Proposed

PSC-40-16-00028 Consequences pursuant to the Commission's Uniform Business Practices (UBP). To consider whether to impose consequences on ABC for its apparent non-compliance with Commission requirements. 10-05-16 Proposed

PSC-41-16-00015 To consider proposed amendments to the original criteria to grandfathering established in the Transition Plan To modify the Transition Plan in response to new and unanticipated conditions 10-12-16 Proposed

PSC-41-16-00016 Proposed revision to Rule 25.5 - Meter Reading (Rule 25.5) To consider a revision to Rule 25.5 regarding the costs for telephone circuits for distributed generation projects 10-12-16 Proposed

PSC-41-16-00017 Utility tariffs to implement the Clean Energy Standard To promote and maintain renewable and zero-emission electric energy resources 10-12-16 Proposed

PSC-41-16-00018 Rider T - Commercial Demand Response Programs (Rider T) To consider modifications to Rider T regarding its Commercial System Relief Program and Distribution Load Relief Program 10-12-16 Proposed

PSC-42-16-00005 Appointment of a temporary operator for Whitlock Farms Water Company and New Vernon Water Company To ensure the provision of safe and adequate water service to customers by appointment of a temporary operator 10-19-16 Emergency/Proposed

PSC-42-16-00007 New communications protocols for interruptible customers. To establish new communications protocols to ensure that interruptible customers have sufficient back-up fuel. 10-19-16 Proposed

PSC-42-16-00008 Annual Reconciliation of Gas Expenses and Gas Cost Recoveries. To consider filings of LDCs and municipalities regarding their Annual Reconciliation of Gas Expenses and Gas Cost Recoveries. 10-19-16 Proposed

PSC-42-16-00009 Petition to submeter electricity. To consider the petition to submeter electricity at 549-561 41st Street, Brooklyn, New York. 10-19-16 Proposed

PSC-42-16-00010 Request for a limited waiver of certain tariff provisions. To consider a request for a limited waiver of the tariff's unauthorized gas usage and non-compliance penalty provisions. 10-19-16 Proposed

PSC-42-16-00011 Petition for modifications to the New York State Standardized Interconnection Requirements and Application Process. To update the SIR to clear the backlog, implement cost sharing, and streamline interconnection. 10-19-16 Proposed

PSC-42-16-00012 Transfer of certain streetlights located in the Town of Orangetown. To consider the transfer of certain streetlights from Orange and Rockland to the Town of Orangetown. 10-19-16 Proposed

PSC-42-16-00013 Annual Reconciliation of Gas Expenses and Gas Cost Recoveries. To consider a request for a waiver of certain tariff provisions and 16 NYCRR Section 720-6.5(g). 10-19-16 Proposed

PSC-42-16-00014 Proposed Public Policy Transmission Needs/Public Policy Requirements, as defined under the NYISO tariff. To identify any proposed Public Policy Transmission Needs/Public Policy Requirements for referral to the NYISO. 10-19-16 Proposed

106 ID Number Issue Date Action QUARTERLY INDEX

PUBLIC SERVICE COMMISSION PSC-43-16-00003 Notice of Intent to submeter electricity. To consider the Notice of Intent of Haus LLC to submeter electricity at 152 Freeman Street, Brooklyn, New York. 10-26-16 Proposed

PSC-43-16-00004 Notice of Intent to submeter electricity. To consider the Notice of Intent of 50 West Street Condominium to submeter electricity at 50 West Street, New York, New York. 10-26-16 Proposed

PSC-43-16-00005 NYSRC's revisions to its rules and measurements. To consider revisions to various rules and measurements of the NYSRC. 10-26-16 Proposed

ROCHESTER-GENESEE REGIONAL TRANSPORTATION AUTHORITY

RGT-04-16-00002 Identifies prohibited conduct, consequences of prohibited conduct, and the available appeals process To provide rules governing prohibited conduct to enhance the safety of the public using RGRTA's transportation services 01-27-16 Proposed 10-26-16 Finalized

STATE, DEPARTMENT OF

DOS-22-15-00017 Facility requirements for businesses which offer appearance enhancement services Increase ventilation standards for businesses which offer appearance enhancement services 06-03-15 Proposed 06-22-16 Revised 09-21-16 Finalized

DOS-43-15-00002 Appraisal Standards To adopt the 2016-2017 edition of the Uniform Standards of Professional Appraisal Practice 10-28-15 Proposed 12-30-15 Finalized

DOS-47-15-00016 State Energy Conservation Construction Code (the ‘‘Energy Code’’) To repeal the existing Energy Code and to adopt a new, updated Energy Code 11-25-15 Proposed 04-06-16 Finalized 09-21-16 Amended Adoption

DOS-47-15-00017 Adopt updated provisions for the Uniform Fire Prevention and Building Code (‘‘Uniform Code’’) To repeal the existing text of the Uniform Code and adopt updated text for the Uniform Code 11-25-15 Proposed 04-06-16 Finalized 09-21-16 Amended Adoption

DOS-49-15-00003 Cemetery annual financial reports; commercial crime coverage; and permanent maintenance fund contributions To reduce the financial reporting burden and expense on cemeteries and ensure timely, accurate and complete reports are filed 12-09-15 Proposed 03-09-16 Finalized

DOS-10-16-00020 Unlawful discriminatory practice by brokers and salespersons To discourage invidious discrimination in making housing accommodations available to the public 03-09-16 Proposed 05-18-16 Finalized

107 ID Number Issue Date Action QUARTERLY INDEX

STATE, DEPARTMENT OF DOS-15-16-00017 Educational standards and requirements for nail trainees To expeditiously make available a course of study for nail trainees 04-13-16 Emergency/Proposed 06-22-16 Finalized

DOS-39-16-00005 Requirements regarding brokers receiving funds, course subjects and hours, and business cards To provide clarity regarding brokers obligations when receiving compensation, instruction requirements, and business cards 09-28-16 Proposed

DOS-40-16-00029 Signs on buildings utilizing truss type, pre-engineered wood or timber construction To update references 10-05-16 Emergency/Proposed

STATE UNIVERSITY OF NEW YORK

SUN-38-15-00002 Proposed amendments to traffic and parking regulations at State University of New York University at Buffalo Amend existing regulations to update traffic and parking regulations 09-23-15 Proposed 06-22-16 Finalized

SUN-45-15-00001 To name a new street under construction on the Stony Brook Medical Center To more clearly define traffic patterns at the Medical Center of Stony Brook University 11-10-15 Proposed 03-16-16 Finalized

SUN-47-15-00005 College tuition and fees To amend the tuition and fees to allow for resident or in-state tuition to certain veterans and their dependents 11-25-15 Emergency/Proposed 02-03-16 Finalized

SUN-05-16-00001 University Faculty Senate To amend amend the Policies of the Board of Trustees regarding the University Faculty Senate 02-03-16 Proposed 04-13-16 Finalized

SUN-28-16-00005 State University of New York's Patents and Inventions Policy Model best practices in the areas of innovation & technology transfer & comply with federal law re: intellectual property rights 07-13-16 Proposed 09-14-16 Withdrawn

SUN-30-16-00003 State University of New York Tuition and Fees Schedule To amend the Tuition and Fees Schedule to increase tuition for students in all programs in the State University of New York 07-27-16 Emergency/Proposed 10-05-16 Finalized

SUN-30-16-00004 College tuition and fees and Definition of a nonresident student To provide flexibility in establishing community college tuition rates for students from outside the state 07-27-16 Emergency/Proposed 10-05-16 Finalized

SUN-30-16-00008 State basic financial assistance for operating expenses of community colleges under the program of SUNY and CUNY. Modify limitations formula for basic State financial assistance for operating expenses & conform to Ed Law and Budget Bill. 07-27-16 Emergency

SUN-30-16-00009 State basic financial assistance for operating expenses of community colleges under the program of SUNY and CUNY To modify limitations formula for basic State Financial assistance and conform to the Education Law and the 2016-17 Budget Bill 07-27-16 Proposed 10-05-16 Finalized

108 ID Number Issue Date Action QUARTERLY INDEX

STATE UNIVERSITY OF NEW YORK SUN-37-16-00006 State University of New York's Patents and Inventions Policy Model best practices in the areas of innovation & technology transfer & comply with federal law re: intellectual property rights 09-14-16 Proposed

TAXATION AND FINANCE, DEPARTMENT OF

TAF-49-15-00004 Fuel use tax on motor fuel and diesel motor fuel and the art. 13-A carrier tax jointly administered therewith To set the sales tax component and the composite rate per gallon for the period January 1, 2016 through March 31, 2016 12-09-15 Proposed 03-09-16 Finalized

TAF-51-15-00007 City of New York withholding tables and other methods. To provide current City of New York withholding tables and other methods. 12-23-15 Emergency

TAF-03-16-00004 Metropolitan Transportation Business Tax Surcharge. To provide metropolitan transportation business tax thresholds and rate for tax year 2016. 01-20-16 Emergency

TAF-05-16-00002 City of New York withholding tables and other methods To provide current City of New York withholding tables and other methods 02-03-16 Emergency/Proposed 03-30-16 Emergency 04-06-16 Finalized

TAF-10-16-00002 Fuel use tax on motor fuel and diesel motor fuel and the art. 13-A carrier tax jointly administered therewith To set the sales tax component and the composite rate per gallon for the period April 1, 2016 through June 30, 2016 03-09-16 Proposed 06-08-16 Finalized

TAF-13-16-00005 Metropolitan Transportation Business Tax Surcharge To provide metropolitan transportation business tax rate for tax year 2016 03-30-16 Emergency/Proposed 06-08-16 Finalized

TAF-13-16-00006 Production of daily inventory records to the department, upon request, by those already required to maintain such records To provide the department access to relevant existing data, in furtherance of the administration of the Tax Law 03-30-16 Proposed 06-08-16 Finalized

TAF-21-16-00002 Computation of property percentage for personal income tax To clarify that the property percentage includes rented tangible personal property in the apportionment factor 05-25-16 Proposed 07-27-16 Finalized

TAF-23-16-00003 Fuel use tax on motor fuel and diesel motor fuel and the art. 13-A carrier tax jointly administered therewith To set the sales tax component and the composite rate per gallon for the period July 1, 2016 through September 30, 2016 06-08-16 Proposed 08-24-16 Finalized

TAF-34-16-00023 Fuel use tax on motor fuel and diesel motor fuel and the art. 13-A carrier tax jointly administered therewith To set the sales tax component and the composite rate per gallon for the period October 1, 2016 through December 31, 2016 08-24-16 Proposed

109 ID Number Issue Date Action QUARTERLY INDEX

TEMPORARY AND DISABILITY ASSISTANCE, OFFICE OF

TDA-20-15-00001 Information appropriate for victims of sexual assault To require social services districts to make all applicants for and recipients of public assistance aware of their option to receive information appropriate for victims of sexual assault consistent with Chapter 427 of the Laws of 2009 05-20-15 Proposed 05-11-16 Finalized

TDA-22-15-00005 Supplemental Nutrition Assistance Program Update regulations for the Transitional Benefits Alternative program 06-03-15 Proposed 06-15-16 Revised 08-31-16 Finalized

TDA-27-15-00002 Child support federal incentive payments To update State procedures to distribute federal child support incentives and allocate portions thereof to local districts 07-08-15 Proposed 06-15-16 Finalized

TDA-37-15-00005 Monthly Shelter Supplements To update State regulations to reflect current State law 09-16-15 Proposed 06-15-16 Finalized

TDA-39-15-00016 Temporary Housing Placements Adjust the rate approval process for temporary housing placements and expand the scope of inspections for such placements 09-30-15 Proposed 06-22-16 Finalized

TDA-45-15-00011 Burden of proof at fair hearings challenging Interim Assistance Reimbursement (IAR) amounts Clarify existing State regulations relative to fair hearings and render them consistent with New York State court precedents 11-10-15 Proposed 05-04-16 Finalized

TDA-45-15-00012 Public Assistance (PA) resources exemption for four-year accredited post-secondary educational institutions To update State regulation governing PA resources exemption, rendering it consistent with Chapter 58 of the Laws of 2014 11-10-15 Proposed 04-27-16 Finalized

TDA-46-15-00005 Storage of furniture and personal belongings Provide clarification regarding allowances for the storage of furniture and personal belongings 11-18-15 Proposed

TDA-47-15-00004 Child Support Program Amend regulatory requirements concerning the distribution and disbursement of child support collections 11-25-15 Proposed 05-04-16 Finalized

TDA-03-16-00001 Referrals of human trafficking victims from established providers of social or legal services Conform State regulations to referral requirements of Chapter 368 of the Laws of 2015 01-20-16 Proposed 04-27-16 Finalized

TDA-06-16-00016 Emergency shelters Emergency measures concerning shelters 02-10-16 Emergency/Proposed 05-11-16 Emergency/Revised 07-13-16 Emergency 08-17-16 Finalized

110 ID Number Issue Date Action QUARTERLY INDEX

TEMPORARY AND DISABILITY ASSISTANCE, OFFICE OF TDA-19-16-00007 Supplemental Nutrition Assistance Program (SNAP) Update State regulations concerning household cooperation with SNAP quality control reviews to reflect federal changes 05-11-16 Proposed 08-17-16 Finalized

TDA-21-16-00005 Income withholding of child or combined child and spousal support Update State regulations to conform to federally-mandated changes to CPLR § § 5241 and 5242 and SSL § 111-b 05-25-16 Proposed 08-17-16 Finalized

TDA-25-16-00002 Emergency shelters To address security measures and incident reporting in shelters for the homeless 06-22-16 Emergency/Proposed 08-31-16 Finalized

TDA-36-16-00006 Supplemental Nutrition Assistance Program (SNAP) Update State regulations to reflect federal requirements regarding the trafficking of SNAP benefits 09-07-16 Proposed

TDA-37-16-00001 Child Support To help ensure the State's compliance with federal rules for safeguarding confidential information, disclosing said information, where appropriate, to authorized persons and entities; and report delinquent child support payors to credit reporting agencies 09-14-16 Proposed

TDA-37-16-00004 Public Assistance (PA) Use of Resources - General Policy To update current PA resource exemptions related to automobiles 09-14-16 Proposed

TDA-39-16-00006 Operational Plans for Uncertified Shelters for the Homeless See attached 09-28-16 Proposed

TDA-39-16-00010 Standard Utility Allowances (SUAs) for the Supplemental Nutrition Assistance Program (SNAP) These regulatory amendments set forth the federally mandated and approved SUAs as of 10/1/16 09-28-16 Emergency/Proposed

TRANSPORTATION, DEPARTMENT OF

TRN-45-15-00002 Liability insurance policies required for Highway Work Permits To make it easier and less costly for permittees to obtain the liability coverage necessary to obtain Highway Work Permits 11-10-15 Proposed 02-10-16 Finalized

TRN-47-15-00002 Various regulations addressing accident reporting, record retention, insurance, vehicle inspection and equipment identification Updates to regulations addressing accident reporting, record retention, insurance, vehicle inspection, equipment identification 11-25-15 Proposed 10-05-16 Finalized

TRN-48-15-00005 Updates to various household goods provisions Updates various household goods provisions 12-02-15 Proposed 08-03-16 Finalized

TRN-41-16-00001 Provisions applicable to administrative hearings in Office of Proceedings Update of rules applicable to administrative hearings and repeal of obsolete provisions in Part 558 10-12-16 Proposed

111 ID Number Issue Date Action QUARTERLY INDEX

TRIBOROUGH BRIDGE AND TUNNEL AUTHORITY

TBA-08-16-00005 Proposal to strengthen toll violation enforcement on TBTA bridges and tunnels To deter toll evasion 02-24-16 Proposed

VICTIM SERVICES, OFFICE OF

OVS-45-15-00008 Attorney's fees for representation before the office and/or before the appellate division upon judicial review The purpose of this rule change is to limit attorney's fees pursuant to article 22 of the Executive Law 11-10-15 Proposed 01-13-16 Finalized

OVS-45-15-00009 Reduction or denial of a claim based on victim's conduct contributing Create standards for the reduction or denial of a claim based on the victim's conduct contributing 11-10-15 Proposed 01-13-16 Finalized

WORKERS’ COMPENSATION BOARD

WCB-14-15-00009 Health Insurance Matching Program (HIMP) Provide the process for health insurers to recover from workers' compensation carriers 04-08-15 Proposed 04-06-16 Finalized

WCB-45-15-00019 Stipulations To streamline the process for parties to enter into stipulations in workers' compensation proceedings 11-10-15 Proposed

WCB-45-15-00020 Requests for Administrative Review To clarify the process for requesting administrative review and full Board review including requests for reconsideration 11-10-15 Proposed 06-08-16 Revised 08-03-16 Finalized

WCB-45-15-00021 Convene Board hearings by electronic means Permit the Chair to convene Board hearings by electronic means 11-10-15 Proposed 05-18-16 Finalized

WCB-45-15-00022 Voluntary Binding Review of Decisions To permit parties to a workers' compensation case to enter into voluntary binding review of issues related to compensation 11-10-15 Proposed 02-24-16 Finalized

WCB-45-15-00023 Permitted expenses for funerals To increase the permitted amount for reimbursement of funeral and memorial services for work related deaths 11-10-15 Proposed 06-08-16 Finalized

WCB-45-15-00025 Medical Treatment Guideline variances Permit the Chair to require submission of variance requests via an electronic medical portal 11-10-15 Proposed

WCB-45-15-00026 Medical Authorizations Permit the Chair to require submission of medical authorization requests via an electronic medical portal 11-10-15 Proposed

WCB-45-15-00027 Medical Treatment Guideline optional prior approval Change the time to respond from business days to calendar days 11-10-15 Proposed

112