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Deep Stimulation: Surgical Process

Kia Shahlaie, MD, PhD

Assistant Professor Bronte Endowed Chair in Research Director of Functional Minimally Invasive Neurosurgery Department of Neurological Surgery University of California, Davis

UC Davis Deep Brain Stimulation Program Outline

• Brief history • Basal ganglia review – Physiology (rate model) – Parkinson’s disease • DBS Procedure – Step 1: direct, indirect, physiological targeting – Step 2: pulse generator implantation • Postop care and outcomes – Programming – Risks and benefits of DBS

UC Davis Deep Brain Stimulation Program Irving Cooper (1922‐1985)

• Born in Atlantic City, NJ – Son of a salesman – Worked his way through school • BA, MD, MS, PhD, NSG residency – Faculty at NYU, then NYMC • Pioneer in functional neurosurgery – Anterior choroidal artery ligation…

Cooper IS: Parkinsonism: Its Medical andgical Sur . Springfield, Ill: Charles C Thomas, 1961 UC Davis Deep Brain Stimulation Program What do the basal ganglia do?

• Scale Movement H Y – amplitude and velocity P E R I D N • Focus Movement I D D R I I E R R – select specific muscles C E E T C C T – suppress antagonist T muscles

• Rate Model:

Direct: Facilitate “wanted” movements Indirect: Inhibit “unwanted” movements UC Davis Deep Brain Stimulation Program Rate Model

THALAMOCORTEX

STRIATUM BASAL GANGLIA GPi

UC Davis Deep Brain Stimulation Program Rate model explains kinetic disorders

Hypokinetic disorders: Hyperkinetic disorders: Parkinson’s disease , hemiballism, HD

Delong, TINS 1990:13, 281‐285 UC Davis Deep Brain Stimulation Program Focused excitation/surround inhibition model of BG function

H Y P E R D I I N R D E I D C R I T E R C E T C T

Mink Prog Neurobiol 1996 Nambu Neurosci Res 2002

UC Davis Deep Brain Stimulation Program Rate model provided the rationale for basal ganglia surgery in PD

• Loss of DA input to striatum – Direct pathway is underactive – Indirect pathway is overactive – NET: Excess inhibition of thalamocortical relay

• Nuclei that are overactive in PD X – STN (driving the GPi) – GPi (inhibiting the ) X

UC Davis Deep Brain Stimulation Program GPi and STN are overactive in PD

Loss of dopaminergic activity results in disinhibition of the STN and GPi

GPi STN

normal:

PD:

UC Davis Deep Brain Stimulation Program DBS Surgery for PD

• Indications – Clear diagnosis of idiopathic PD – Continued good motor response to dopamine – Motor fluctuations and from meds – Independent ambulation in best “on” state • Contraindications – Dementia – Age > 80years (?) – Poor function in best “on” state – Poor MD/patient relationship • Unilateral/bilateral – Cognitive status, laterality of symptoms

UC Davis Deep Brain Stimulation Program Goals of DBS surgery

• Primum non nocere! – “elective” operation

AXIAL PLANE

Brain Orientation

Zona • incerta Accurate implantation STN

Red SNc nucleus SNr CN III CN III nerve roots – Location, location, location nerve roots

OculomotorOculomotor nucleusnucleus Medial ofof CN CN III III lemniscal – Awake, pathway 1) Indirect targeting 2) Direct targeting 3) Physiological targeting – Microelectrode recording/mapping – Test stimulation • Adjustable, reversible system

UC Davis Deep Brain Stimulation Program DBS Surgery Steps

1) Indirect targeting 2) Direct targeting 3) Physiological targeting

UC Davis Deep Brain Stimulation Program Indirect Targeting Develop 3D coordinate system

Define AC, PC, and 3 midline points  3D map with MCP at 0,0,0mm

UC Davis Deep Brain Stimulation Program Indirect Targeting Select target based on atlas data

Vectors STN

X 12mm (lateral)

Y ‐3mm (ant/post)

Z ‐4mm (sup/inf)

UC Davis Deep Brain Stimulation Program Direct Targeting Revise based on direct visualization, internal landmarks

Along anterior edge of red nucleus on axial

3mm lateral to edge of red nucleus

2mm below superior edge of red nucleus

UC Davis Deep Brain Stimulation Program Direct Targeting Select entry point and trajectory

Entry ‐ Avoid cortical veins ‐ Enter crest of gyrus ‐ Burr hole location

Trajectory ‐ Avoid sulci ‐ Avoid ventricle ‐ Avoid subependyma ‐ Avoid major parenchymal vessels

UC Davis Deep Brain Stimulation Program Day of surgery…

Head frame placed Localizer box Merge Patient placed in using local used for CT – with MRI comfortable position, anesthesia provides fiducials plan then sedated

UC Davis Deep Brain Stimulation Program DBS Surgery

Prepped and draped. Stereotactic head frame mER with Incision and burr hole placed. set to proper coordinates patient awake

UC Davis Deep Brain Stimulation Program Physiological Targeting: mER

Subthalamic nucleus (STN) internus (GPi)

Goal: Dorsolateral motor territory of STN Goal: Posterior motor territory of GPi ‐‐ leg area is medial ‐‐ leg area is dorsal/medial ‐‐ arm area is lateral ‐‐ arm area is ventral/lateral

UC Davis Deep Brain Stimulation Program Physiological Targeting: Test Stimulation

Subthalamic nucleus (STN) Globus pallidus internus (GPi)

UC Davis Deep Brain Stimulation Program Interpreting STN Test Stimulation

Error Structures Side effect

Too IC: CBT Dysarthria lateral IC: CST Tonic contractions FEF fibers Contra gaze dev

Too CN3 Diplopia Zona medial Red nucleus Paresthesia, flush incerta Limbic STN Personality STN Too Med Lemnisc Parasthesia Red posterior SNc nucleus SNr CN III CN III nerve roots Too IC: CST Tonic contractions nerve roots anterior IC: CBT Dysarthria OculomotorOculomotor nucleusnucleus Hypothalam Flushing Medial ofof CN CN III III lemniscal pathway

UC Davis Deep Brain Stimulation Program Intraoperative Imaging: iCT

Standard OR, equipment, surgical technique; awake surgery with mER

UC Davis Deep Brain Stimulation Program Post‐implantation MRI

Subthalamic nucleus (STN) Globus pallidus internus (GPi)

UC Davis Deep Brain Stimulation Program Hospital stay: 1 night

UC Davis Deep Brain Stimulation Program Stimulator Implantation

Outpatient surgery (same day discharge, general anesthesia)

UC Davis Deep Brain Stimulation Program Clinic follow‐up for programming

Physician programmer

monopolar C+/1‐

Bipolar 0‐/1+ Patient programmer

 Contacts/monopolar/bipolar  Voltage  Frequency  Pulsewidth

UC Davis Deep Brain Stimulation Program Benefits of DBS for PD

~ 30% improvement in motor scores

~ 40% improvement in ADL scores

~ 50% reduction in PD medication needs

DBS is typically as effective as “best” dopamine response… Likely to improve: Unlikely to improve:  •Gait instability / falls  Rigidity (tightness) •Freezing of gait  Bradykinesia (slowness) • Speech  Dystonia • Swallow  * • Cognitive deficits

UC Davis Deep Brain Stimulation Program Risks of DBS surgery

• Infection: 5‐10% • ICH/hemorrhage: 2‐4% • Neurological deficit: <1%

from Starr PA and Silay C, 2008

UC Davis Deep Brain Stimulation Program