Matemaattis-Luonnontieteellinen Matematiikan Ja Tilastotieteen Laitos Joni Leino on Mitchell's Embedding Theorem of Small Abel
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HELSINGIN YLIOPISTO — HELSINGFORS UNIVERSITET — UNIVERSITY OF HELSINKI Tiedekunta/Osasto — Fakultet/Sektion — Faculty Laitos — Institution — Department Matemaattis-luonnontieteellinen Matematiikan ja tilastotieteen laitos Tekijä — Författare — Author Joni Leino Työn nimi — Arbetets titel — Title On Mitchell’s embedding theorem of small abelian categories and some of its corollaries Oppiaine — Läroämne — Subject Matematiikka Työn laji — Arbetets art — Level Aika — Datum — Month and year Sivumäärä — Sidoantal — Number of pages Pro gradu -tutkielma Kesäkuu 2018 64 s. Tiivistelmä — Referat — Abstract Abelian categories provide an abstract generalization of the category of modules over a unitary ring. An embedding theorem by Mitchell shows that one can, whenever an abelian category is sufficiently small, find a unitary ring such that the given category may be embedded in the category of left modules over this ring. An interesting consequence of this theorem is that one can use it to generalize all diagrammatic lemmas (where the conditions and claims can be formulated by exactness and commutativity) true for all module categories to all abelian categories. The goal of this paper is to prove the embedding theorem, and then derive some of its corollaries. We start from the very basics by defining categories and their properties, and then we start con- structing the theory of abelian categories. After that, we prove several results concerning functors, "homomorphisms" of categories, such as the Yoneda lemma. Finally, we introduce the concept of a Grothendieck category, the properties of which will be used to prove the main theorem. The final chapter contains the tools in generalizing diagrammatic results, a weaker but more general version of the embedding theorem, and a way to assign topological spaces to abelian categories. The reader is assumed to know nothing more than what abelian groups and unitary rings are, except for the final theorem in the proof of which basic homotopy theory is applied. Avainsanat — Nyckelord — Keywords Category theory, abelian categories, homological algebra Säilytyspaikka — Förvaringsställe — Where deposited Kumpulan tiedekirjasto Muita tietoja — Övriga uppgifter — Additional information On Mitchell’s embedding theorem of small abelian categories and some of its corollaries Joni Leino Contents Introduction 2 1 Category theoretical preliminaries 4 2 Abelian categories 10 3 Module categories 26 4 On functors 30 5 On the Grothendieck property and injectivity 42 6 Two embedding theorems 49 7 Some corollaries of the embedding theorems 58 8 References and bibliography 63 1 Introduction On one hand, studying homological algebra involves a lot of category the- oretical constructions. On the other hand, some of its results, namely the ones involving exactness and commutativity in a diagram, can be generalized to categories under certain conditions. As it is not always the case that the objects in these categories have underlying sets, the methods familiar from homological algebra involving the element relation of set theory will not be of use in these generalizations, and this will make proving the results harder inside these categories. Luckily, a way to bypass such difficulties exists. It is easily motivated by a topological analogy. Manifolds, an important category of topological spaces, are approachable using open coverings called atlases. These atlases consist of so called chart neighbourhoods, or open sets homeomorphic to a euclidean space of some dimension. These atlases lead to two pleasant things. The first of these is that, due to the homeomorphism, whatever local properties (for example local compactness or local connectedness) hold in euclidean spaces, they also hold for all manifolds, and the second one is that the mathematician studying a manifold can transfer points from the possibly quite abstract manifold to a space much more familiar and easy to deal with by using these local homeomorphisms. Of course, this comes with the limitation that it need not be possible to consider the whole manifold at once like this, but instead it may be restricted to strict subsets. An interesting thing is that, although seemingly different, this same idea can be used while dealing with abelian categories, or a special type of cate- gories sharing a lot of properties with the category of abelian groups. This is based on the main result of this text, the embedding theorem by Mitchell, and several smaller results. On the way to Mitchell’s theorem, we will prove that any set of objects in an abelian category gives rise to a small abelian category, and this will serve as an analogue for the chart neighborhoods of points. We will then use the claim of the embedding theorem: for every small abelian category, one can always find a unitary ring such that the cat- egory can be embedded into the category of left modules over this ring, and these categories will be the "euclidean spaces" in this context. Applying the metatheorems, according to which diagrammatic lemmas hold in abelian categories if and only if they hold in the categories of abelian groups or these module categories, one obtains an analogue to the local inheritance of compactness and connectedness. Small categories will mean that the class of objects in the given category is a set instead of a proper class. Without spending time in set theoretic considerations, we will use the von Neumann-Bernays-Gödel axioms, so we 2 can speak of the category of sets, groups, topological spaces, and so on, but not of the category of all categories. Due to the simplicity of the examples in this text, it will be sufficient to divide classes into two cases, namely the ones with and the ones without a cardinality, and these will be enough to function as sets and proper classes, respectively. The requirement of smallness will act as a limiting factor, just like some manifolds need to be considered piecewise instead of being homeomorphic to euclidean spaces as whole. Mitchell’s theorem does not allow embedding an arbitrary abelian category at once, but "locally" using subcategories de- termined by choosing a set of objects. It is also possible to generalize the result, but this will also weaken it. In the final section, we will consider abelian categories equivalent to small abelian categories, and induce equiv- alences between the so called essentially small category and a subcategory of a module category. A related example will show that this indeed does generalize Mitchell’s theorem, but does not cover all abelian categories. The text, which is heavily based on Freyd’s book on abelian categories, will be divided into seven sections. The first two will construct the basic theory of general categories and then abelian categories. The third section will be used to prove that the category of left modules over a unitary ring is indeed an abelian category. In the fourth section, we will derive basic facts regarding functors, as these will then serve as tools needed later, and we will prove a sufficient condition for the desired kind of embeddings to exist. In the fifth section, we will develop more necessary tools to be used in the sixth section where the embedding theorem is finally proved. The seventh section will be on several consequences of the theorem by Mitchell, such as the generalization of diagrammatic lemmas, or the existence of a classifying space unique up to weak homotopy equivalence for suitable abelian categories. Finally, I would like to thank Marja Kankaanrinta and Pekka Pankka for their valuable feedback and help. 3 1 Category theoretical preliminaries The goal of this section is to lay down the basic category theoretical con- cepts we will be using later. We begin by defining categories, subcategories and opposite categories, and then we define several commonly encountered properties. Definition 1.1. A category C consists of (1) A class of objects obj C; (2) For any objects A; B 2 obj C, a class HomC(A; B) of morphisms A ! B; (3) A binary operation ◦ for morphisms such that: (i) g◦f 2 HomC(A; C) is defined iff f 2 HomC(A; B) and g 2 HomC(B; C) for some A; B; C 2 obj C; (ii) Whenever h◦(g◦f) is defined, so is (h◦g)◦f, and h◦(g◦f) = (h◦g)◦f; (iii) For every A; B 2 obj C, there are morphisms 1A; 1B called the iden- tities of A and B, respectively, such that 1B ◦ f = f = f ◦ 1A for every f 2 HomC(A; B). Lemma 1.2. For any category C, the identities are unique. 0 Proof. Let A be an object in a category C. If now 1A; 1A are identities of A, then 0 0 1A = 1A ◦ 1A = 1A. Definition 1.3. A subcategory C’ of a category C consists of (1) a subclass obj C’ of obj C; (2) for all A; B 2 obj C’, a subclass HomC’(A; B) of HomC(A; B); (3) the composition ◦ of C such that: (i) if A 2 obj C’, then 1A 2 HomC’(A; A); (ii) if f 2 HomC’(A; B) and g 2 HomC’(B; C), then g◦f 2 HomC’(A; C). If HomC’(A; B) = HomC(A; B) for all A; B 2 obj C’, then C’ is a full subcategory of C. We will give a short list of examples of categories now. The fifth example will be of great importance later when we discuss the abelian categories, an example of which it is. (i) The category Sets with sets as its objects, functions as its morphisms and the ordinary composition of functions as its composition. 4 (ii) The category Top with topological spaces as its objects, continuous maps as its morphisms and the ordinary composition. (iii) The category Haus with Hausdorff spaces as its objects is a subcat- egory of Top. (iv) The category Grp of groups with groups as its objects, group homo- morphisms as its morphisms and the ordinary composition of functions.