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DIGITAL SCHOLARSHIP 2009 CHARLES W. BAILEY, JR. DIGITAL SCHOLARSHIP HOUSTON, TX Digital Scholarship 2009 Copyright © 2010 by Charles W. Bailey, Jr. Cover photographs (before alteration) by NASA. This work is licensed under the Creative Commons Attribution 3.0 Unported License. To view a copy of this license, visit http:// creativecommons.org/licenses/by/3.0/ or send a letter to Creative Commons, PO Box 1866, Mountain View, CA 94042, USA. http://www.digital-scholarship.org/ The author makes no warranty of any kind, either express or implied, for information in Digital Scholarship 2009, which is provided on an "as is" basis. The author does not assume and hereby disclaims any liability to any party for any loss or damage resulting from the use of information in Digital Scholarship 2009. Table of Contents Scholarly Electronic Publishing Bibliography: 2009 Annual Edition 1 Dedication 1 1 Economic Issues 3 2 Electronic Books and Texts 16 2.1 Case Studies and History 16 2.2 General Works 24 2.3 Library Issues 36 3 Electronic Serials 44 3.1 Case Studies and History 44 3.2 Critiques 54 3.3 Electronic Distribution of Printed Journals 56 3.4 General Works 59 3.5 Library Issues 72 3.6 Research 90 4 General Works 115 5 Legal Issues 135 5.1 Intellectual Property Rights 135 5.2 License Agreements 163 6 Library Issues 174 6.1 Cataloging, Identifiers, Linking, and Metadata 174 6.2 Digital Libraries 204 6.3 General Works 247 6.4 Information Integrity and Preservation 265 7 New Publishing Models 296 8 Publisher Issues 341 8.1 Digital Rights Management and User Authentication 350 9 Repositories, E-Prints, and OAI 359 Appendix A. Related Bibliographies 404 Appendix B. About the Author 405 Institutional Repository Bibliography 408 1 General 409 2 Country and Regional Institutional Repository Surveys 416 3 Multiple-Institution Repositories 418 4 Specific Institutional Repositories 419 4.1 eScholarship 419 4.2 MIT 420 4.3 OSU Knowledge Bank 420 4.4 Other 420 5 Institutional Repository Digital Preservation Issues 427 6 Institutional Repository Library Issues 428 7 Institutional Repository Metadata Issues 431 8 Institutional Repository Open Access Policies 434 9 Institutional Repository R&D Projects 437 9.1 ARROW 437 9.2 DAEDALUS 437 9.3 DARE 438 9.4 DRIVER 439 9.5 FAIR Programme 439 9.6 Hydra/REMAP/RepoMMan 440 9.7 SHERPA 440 9.8 Other 441 10 Institutional Repository Research Studies 442 11 Institutional Repository Software 448 11.1 General 448 11.2 DSpace 448 11.3 Fedora 450 11.4 Other 452 Electronic Theses and Dissertations Bibliography 453 Google Book Search Bibliography 470 Scholarly Electronic Publishing Bibliography: 2009 Annual Edition Dedication In memory of Paul Evan Peters (1947-1996), founding Executive Director of the Coalition for Networked Information, whose visionary leadership at the dawn of the Internet era fostered the development of scholarly electronic publishing. 1 2 1 Economic Issues Anglada, Lluis, and Nuria Comellas. "What's Fair? Pricing Models in the Electronic Era." Library Management 23, no. 4/5 (2002): 227- 233. Baker, David, and Wendy Evans, eds. Digital Library Economics. Oxford: Chandos, 2009. Bannerman, Ian. "Pricing On-line Journals." Serials 11 (March 1998): 23-26. Bauer, Kathleen. "Cost Analysis of a Project to Digitize Classic Articles in Neurosurgery." Journal of the Medical Library Association 90 (April 2002): 230-234. http://www.pubmedcentral.gov/picrender.fcgi?action=stream&blobt ype=pdf&artid=100769 Bennett, Scott. "Just-in-Time Scholarly Monographs." The Journal of Electronic Publishing 4, no. 1 (1998). http://hdl.handle.net/2027/spo.3336451.0004.103 Besser, Howard. "Digital Image Distribution: A Study of Costs and Uses." D-Lib Magazine 5 (October 1999). http://www.dlib.org/dlib/october99/10besser.html Bide, Mark, Charles Oppenheim, and Anne Ramsden. "Charging Mechanisms for Digitized Texts." Learned Publishing 11 (April 1998): 109-118. http://www.ingentaconnect.com/content/alpsp/lp/1998/00000011/00 000002/art00004 Blixrud, Julia C., and Timothy D. Jewell. "Understanding Electronic Resources and Library Materials Expenditures: An Incomplete Picture." ARL: A Bimonthly Newsletter of Research Library Issues and Actions, no. 197 (1998): 12-13. http://www.arl.org/bm~doc/expend.pdf 3 Bonn, Maria. "Benchmarking Conversion Costs: A Report from the Making of America IV Project." RLG DigiNews 5, no. 5 (2001). http://worldcat.org/arcviewer/1/OCC/2007/08/08/0000070513/viewe r/file251.html#feature2 Bonn, Maria S., Wendy P. Lougee, Jeffrey K. MacKie-Mason, and Juan F. Riveros. "A Report on the Peak Experiment: Context and Design." D-Lib Magazine 5 (June 1999). http://www.dlib.org/dlib/june99/06bonn.html Bot, Marjolein, Johan Burgemeester, and Hans Roes. "The Cost of Publishing an Electronic Journal: A General Model and a Case Study." D-Lib Magazine (November 1998). http://www.dlib.org/dlib/november98/11roes.html Bowen, William G. "JSTOR and the Economics of Scholarly Communication." Journal of Library Administration 26, no. 1/2 (1998): 27-44. Boyce, Peter B. "Costs, Archiving and the Publishing Process in Electronic STM Journals." Against the Gain 10 (December 1998- January 1999): 24-25. Butler, Meredith A., and Bruce R. Kingma. The Economics of Information in the Networked Environment. Washington, DC: Association of Research Libraries, 1996. Byrd, Sam, Glenn Courson, Elizabeth Roderick, and Jean Marie Taylor. "Cost/Benefit Analysis for Digital Library Projects: The Virginia Historical Inventory Project (VHI)." The Bottom Line: Managing Library Finances 14, no. 2 (2001): 65-75. Cavaleri, Piero, Michael Keren, Giovanni B. Ramello, and Vittorio Valli. "Publishing an E-Journal on a Shoe String: Is It a Sustainable Project?" Economic Analysis and Policy 39, no. 1 (2009): 89-101. http://www.eap-journal.com.au/download.php?file=693 4 Chen, Frances L., Paul Wrynn, and Judith L. Rieke. "Electronic Journal Access: How Does It Affect the Print Subscription Price?" Bulletin of the Medical Library Association 89 (October 2001): 363- 371. http://www.pubmedcentral.gov/picrender.fcgi?action=stream&blobt ype=pdf&artid=57965 Ching, Steve H., Maria W. Leung, Margarret Fidow, and Ken L. Huang. "Allocating Costs in the Business Operation of Library Consortium: The Case Study of Super e-Book Consortium." Library Collections, Acquisitions, and Technical Services 32, no. 2 (2008): 97-103. Clarke, Roger. "The Cost Profiles of Alternative Approaches to Journal Publishing." First Monday 12, no. 12 (2007). http://www.uic.edu/htbin/cgiwrap/bin/ojs/index.php/fm/article/view/ 2048/1906 Connaway, Lynn Silipigni, and Stephen R. Lawrence. "Comparing Library Resource Allocations for the Paper and the Digital Library: An Exploratory Study." D-Lib Magazine 9, no. 12 (2003). http://www.dlib.org/dlib/december03/connaway/12connaway.html Cooper, Michael D. "The Costs of Providing Electronic Journal Access and Printed Copies of Journals to University Users." The Library Quarterly 76, no. 3 (2006). Courant, Paul N. "Scholarship and Academic Libraries (and Their Kin) in the World of Google." First Monday 11, no. 8/7 (2006). http://firstmonday.org/htbin/cgiwrap/bin/ojs/index.php/fm/article/vie w/1382 Day, Colin. "The Economics of Electronic Publishing: Some Preliminary Thoughts." In Gateways, Gatekeepers, and Roles in the Information Omniverse: Proceedings of the Third Symposium, ed. Ann Okerson and Dru Mogge, 77-84. Washington, DC: Office of Scientific and Academic Publishing, Association of Research Libraries, 1994. http://eric.ed.gov/ERICWebPortal/contentdelivery/servlet/ERICServ let?accno=ED369407 5 ———. "The Economics of Publishing: The Consequences of Library and Research Copying." Journal of the American Society for Information Science 50 (December 1999): 1346-1349. http://hdl.handle.net/2027.42/34256 ———. "Pricing Electronic Products." In Filling the Pipeline and Paying the Piper: Proceedings of the Fourth Symposium, ed. Ann Okerson, 51-56. Washington, DC: Office of Scientific and Academic Publishing, Association of Research Libraries, 1995. Fisher, Janet H. "Comparing Electronic Journals to Print Journals: Are There Savings?" In Technology and Scholarly Communication, ed. Richard Ekman and Richard E. Quandt, 95-101. Berkeley: University of California Press, 1999. http://eric.ed.gov/ERICWebPortal/contentdelivery/servlet/ERICServ let?accno=ED414917 ———. "The True Costs of an Electronic Journal." Serials Review 21, no. 1 (1995): 88-90. Fisher, Julian H. "Scholarly Publishing Re-invented: Real Costs and Real Freedoms." Journal of Electronic Publishing 11, no. 2 (2008). http://hdl.handle.net/2027/spo.3336451.0011.204 Fox, Peter. "Archiving of Electronic Publications—Some Thoughts on Cost." Learned Publishing 15, no. 1 (2002): 3-5. http://www.ingentaconnect.com/content/alpsp/lp/2002/00000015/00 000001/art00001 Frey, Kelly L. "Business Models and Pricing Issues in the Digital Domain." Journal of Library Administration 24, no. 4 (1997): 27- 37. Getz, Malcolm. "Electronic Publishing: An Economic View." Serials Review 18, no. 1-2 (1992): 25-31. ———. "Evaluating Digital Strategies for Storing and Retrieving Scholarly Information." Journal of Library Administration 24, no. 4 (1997): 81-98. 6 Ginn, Claire. "Calculating Pricing Models Choices: Rising to the Challenge." Learned Publishing 15, no. 3 (2002): 199-203. http://www.ingentaconnect.com/content/alpsp/lp/2002/00000015/00 000003/art00007 Gorman, G. E. "Google Print and the Principle of Functionality." Online Information Review 31, no. 2 (2007): 113-115. Greco, Albert N., Robert Francis Jones, Robert M. Wharton, and Hooman Estelami. "The Changing College and University Library Market for University Press Books and Journals: 1997-2004." Journal of Scholarly Publishing 39, no. 1 (2007). Green, Toby. "Can the Monograph Help Solve the Library 'Serials' Funding Crisis?" Serials 15, no. 2 (2002): 135-139. Grycz, Czeslaw Jan. "Economic Models for Networked Information." Serials Review 18, no. 1-2 (1992): 11-18. Halliday, Leah, and Charles Oppenheim. "Comparison and Evaluation of Some Economic Models of Digital-Only Journals." Journal of Documentation 56 (November 2000): 660-673. ———. "Economic Models of Digital-Only Journals." Serials 13 (July 2000): 59-65.