Report from National Case Study: India
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REPORT FROM NATIONAL CASE STUDY India Deliverable 11.1 Work Package 11 Project title: Responsible Research and Innovation in Practice (RRI-Practice) Grant Agreement no: 709637 Funding Programme: Horizon 2020 Project Coordinator: Oslo Metropolitan University – Norway Project website: www.rri-practice.eu Organisation responsible RIS for the deliverable: Author(s): Krishna Ravi Srinivas, Amit Kumar and Nimita Pandey Date of delivery: 29.08.18 Dissemination level: PUBLIC Abstract This report contains a study on Responsible Research and Innovation (RRI) and the RRI Keys in India. It includes two case studies, one of a funding and policy making agency, Department of Science and Technology (DST), and one on a research university, Jawaharlal Nehru University (JNU). The study includes an analysis of the national Science, Technology and Innovation policy context. It shows that some of the RRI keys are part of the policy discourse and programs. 1 Contents 1. Executive Summary .............................................................................................................................. 5 2. Introduction: About the report ............................................................................................................ 6 3. Methodology ........................................................................................................................................ 7 3.1 Analytic approach ............................................................................................................................... 7 3.2 National mapping ................................................................................................................................ 8 3.2.1 Document analysis ........................................................................................................................... 8 3.2.2 Interviews ......................................................................................................................................... 8 3.2.3 National workshop ........................................................................................................................... 8 3.3 The organizational studies .................................................................................................................. 9 3.3.1 Document studies .......................................................................................................................... 10 3.3.2 Interviews for Reviews (including justification of sampling strategy) ........................................... 10 3.3.3 Focus group .................................................................................................................................... 11 3.3.4 Outlook process ...................................................................................................................... 11 4. The National Science Policy System .................................................................................................. 11 4.1 Legal and other binding normative frameworks .............................................................................. 17 4.2 Political and cultural values and discussions related to STI .............................................................. 19 5. Aspects of responsibility in national science policy .......................................................................... 20 5.1 The conceptualisations of responsibility in national science policy ................................................. 23 5.2 The notion of ‘RRI’ in national science policy discussions ................................................................ 23 5.3 Ethics in the national science system ............................................................................................... 23 5.4 Societal engagement strategies in research ..................................................................................... 26 5.5 Gender equality and diversity strategies in the science system ....................................................... 29 5.6 Open access and open science strategies in the national science system ....................................... 34 5.8 Incorporation of AIRR dimensions into science policy discussions................................................... 39 5.8.1. Diversity and inclusion .................................................................................................................. 39 5.8.2. Anticipation and reflexivity ........................................................................................................... 39 5.8.3 Openness and transparency .......................................................................................................... 40 5.8.4 Responsiveness and adaptation .................................................................................................... 40 5.9 The integrated or fragmented nature of different responsibility related aspects ........................... 40 6. Organizational review and Outlook: Research Conducting Organization: JNU (India) ................... 41 6.1 Mapping of the organisation: JNU .................................................................................................... 41 6.2 Aspects of responsibility in organisational policy and practice ........................................................ 43 2 6.2.1 The conceptualisations of responsibility in the organisation ........................................................ 43 6.2.2 Ethics in the organisation ............................................................................................................... 45 6.2.3 Societal engagement strategies in organisation ............................................................................ 47 6.2.4 Gender equality and diversity strategies in the organisation ........................................................ 49 6.2.5 Open access strategies in the organisation ................................................................................... 51 6.2.6 Science education as integrated in research ................................................................................. 53 6.2.7 Incorporation of AIRR dimensions into policies ............................................................................. 55 6.2.8 Other concepts used to characterise responsibility in the organisation ....................................... 55 6.3. Reflection on Review findings, Outlooks developed and ways forward ......................................... 56 6.3.1 The integrated or fragmented nature of different responsibility related dimensions .................. 56 6.3.2 Common barriers or drivers ........................................................................................................... 56 6.3.3 Final reflections and plan for follow-up ......................................................................................... 56 7. Organizational review and Outlook: Research Funding Organization: DST (India) ......................... 57 7.1 Mapping of the organisation: DST .................................................................................................... 57 7.2 Aspects of responsibility in organisational policy and practice ........................................................ 58 7.2.1 The conceptualisations of responsibility in the organisation ........................................................ 58 7.2.2 Ethics in the organisation ............................................................................................................... 59 7.2.3 Societal engagement strategies in organisation ............................................................................ 61 7.2.4 Gender equality and diversity strategies in the organisation ........................................................ 64 7.2.5 Open access strategies in the organisation ................................................................................... 66 7.2.6 Science education and communication as integrated in research ................................................ 68 7.2.7 Incorporation of AIRR dimensions into policies ............................................................................. 71 7.2.8 Other concepts used to characterise responsibility in the organisation ....................................... 71 7.3. Reflection on Review findings, Outlooks developed and ways forward ......................................... 72 7.3.1 The integrated or fragmented nature of different responsibility related dimensions .................. 72 7.3.2 Common barriers or drivers ........................................................................................................... 72 7.3.3 Final reflections and plan for follow-up ......................................................................................... 72 8. Summary of findings on each responsibility dimension ................................................................... 72 8.1 The concept of responsibility ............................................................................................................ 72 8.2 The notion of ‘RRI’ ............................................................................................................................ 72 8.3 Ethics ................................................................................................................................................. 73 8.4 Societal engagement ........................................................................................................................