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Control: Becoming the Authority & Controlling the Conversation

Thursday, February 14, 2019

This program qualifies for 6.0 MCLE Credit hours, including up to 1.0 LEPR Credit Hour SC Supreme Commission on CLE Course #: 190666

8:30 a.m. Registration

8:55 a.m. Welcome and Opening Remarks

9:00 a.m. Preparing Your Witness to Succeed “Best Practices” for preparing your witness include the use of documents during preparation and the latest research to help your witness feel comfortable and perform at his or her best.

Drafting and Using Outlines While you never want to be tied to your outline, advance preparation allows you the flexibility to move beyond the outline in a deposition. We’ll review several outline templates to identify the styles that will work best in different circumstances.

10:30 a.m. Break

10:45 a.m. Taking and Defending Depositions Whether conducting a deposition, a deposition, a hybrid or defending your own witness, the fundamentals are crucial. Beyond those basics, though, Sybil provides tips and tricks to elevate your performance.

Effective Objections When defending a deposition, the objection is your primary tool. This section covers everything – from teaching your witness about depositions to effectively using them to preserve your record.

12:15 p.m. Lunch (on your own)

1:15 p.m. Expert Depositions The expert has likely been deposed before – explore special considerations for expert depositions including how to set up a Daubert , your trial cross-examination, or even increase your chances of .

Identifying Your Deposition Style Playing to your own strengths will help you achieve your deposition objectives (and feel comfortable while doing so). Identify your own deposition style by examining a showcase of various, successful models.

2:45 p.m. Break

3:00 p.m. Deposition Technology The reporter is an officer of the court. Your ethical interaction with the reporter as well as the proper use of technology, including video, Realtime, and electronic exhibits increase your likelihood of a successful deposition.

3:30 p.m. Ethical Pitfalls to Avoid When there is a transcript, there is room for error. This section reviews recent case law providing deposition guidance and offers advice for avoiding ethical missteps.

4:30 p.m. Adjourn

About the Speaker

Sybil Dunlop is a partner with Greene Espel in Minneapolis, where she handles complex litigation for local and international clients. As a counselor, she advises Fortune 100 clients through business disputes with contractors, clients, and business partners. As a litigator, Sybil is a passionate advocate with first-chair trial and arbitration experience. She has also represented clients before the Patent Trial and Board, including the first patent owner to score a complete victory in a CBM proceeding. No matter the situation, Sybil invests in learning each client’s business and works to craft a strategy aimed at achieving identified objectives.

Prior to joining Green Espel, Sybil clerked for the Honorable James M. Rosenbaum of the District Court for the District of Minnesota. Sybil graduated from Vanderbilt University School of Law, Order of the Coif, where she served as Senior Notes Editor for the law review. Before attending law school, Sybil lived and worked in Washington, DC, where she served as Political Research Deputy for EMILY’s list.

As an active legal scholar and enthusiastic teacher, Sybil writes a monthly column for the Minnesota Lawyer, hosts a recurring webcast series, teaches nationally on federal practice, privilege, legal writing, and implicit bias.

Deposition Control Becoming the Authority and Controlling the Conversation

Sybil L. Dunlop Greene Espel, PLLP Minneapolis

Copyright ¤ 2019 Sybil L. Dunlop and THE PROFESSIONAL EDUCATION GROUP Wayzata, Minnesota ALL RIGHTS RESERVED.

Except as noted in specific sections, no part of these materials may be reproduced in any form or by any electronic or mechanical means, including information storage and retrieval systems, without written permission from the publisher.

Nothing contained in this book/program is to be considered as the rendering of legal advice for specific cases. Readers/attendees are responsible for obtaining such advice from their own legal counsel. This book/program and any forms and agreements herein are intended for educational and informational purposes only.

700 Twelve Oaks Center Drive, Suite 104 Wayzata, Minnesota 55391-4411 1-800-229-CLE1 (2531) www.proedgroup.com Passionate, compelling, credible legal experts to teach, motivate and inspire. Faculty As a counselor, Sybil advises Fortune 100 Fact clients as they navigate business disputes with contractors, clients, and business partners. As Sheet a litigator, Sybil is a passionate advocate with

first-chair trial and arbitration experience. She Minnesota Minneapolis, PLLP Espel, Greene Sybil Dunlop has also represented clients before the Patent Trial and Appeal Board, including the first patent owner to score a complete victory in a CBM proceeding. No matter the situation, Sybil invests in learning each client’s business and works to craft a strategy aimed at achieving identified objectives.

Prior to joining Greene Espel, Sybil clerked for the Honorable James M. Rosenbaum of the United States District Court for the District of Minnesota. Sybil graduated from Vanderbilt University Law School in 2008, Order of the Coif, where she served as Senior Notes Editor for the Vanderbilt Law Review. Before attending law school, Sybil lived and worked in both Geneva, Switzerland and in Washington, DC, where she was Political Research Deputy for EMILY’s List.

An active legal scholar, Sybil has written articles that have appeared in Hamline’s, St. John’s and Vanderbilt’s Law Reviews. She received her B.A. in Government from Smith College in addition to writing a monthly column on all things legal for Minnesota Lawyer magazine. An enthusiastic teacher, Sybil also regularly educates audiences of government employees with respect to the latest developments in their field, including First Amendment claims and qualified immunity defenses.

Honors x 2018 Diversity & Inclusion Honoree, Minnesota Lawyer

x Selected to Rising Stars list, Minnesota Super Lawyers (2013—2018)

x Vanderbilt University Law School, Mock Trial Champion and Top Litigator Award

Curriculum x Persuading People on the Page and the Screen (6 hours) x Deposition Control: Becoming the Authority and Controlling the Conversation (6 hours)

Since 1981 The Professional 700 Twelve Oaks Center Dr., Ste. 104, Wayzata, Minnesota 55391 | 800.229.CLE1 (2531) | proedgroup.com Education Group

Table of Contents

Know Thy Purpose ...... 1

Know the Rules ...... 1

Taking Depositions ...... 2

The Basics ...... 2

Preparation ...... 3

Strategies ...... 4

Corporate Representatives ...... 5

Expert Depositions ...... 10

Defending Depositions ...... 12

Using Deposition Transcripts ...... 14

Program Slides ...... 15

ĞƉŽƐŝƚŝŽŶŽŶƚƌŽů͗ĞĐŽŵŝŶŐƚŚĞƵƚŚŽƌŝƚLJĂŶĚŽŶƚƌŽůůŝŶŐƚŚĞŽŶǀĞƌƐĂƚŝŽŶ ^LJďŝůƵŶůŽƉ 

ϭͿ <ŶŽǁƚŚLJƉƵƌƉŽƐĞ ĂͿ dŽĚŝƐĐŽǀĞƌŽƌůĞĂĚƚŽŝŶĨŽƌŵĂƚŝŽŶ ďͿ dŽĨŝŶĚŽƵƚŵŽƌĞĂďŽƵƚƚŚĞŽƉƉŽŶĞŶƚ͛ƐĐĂƐĞ ĐͿ dŽďƵŝůĚĂĐĂƐĞĨŽƌƐƵŵŵĂƌLJũƵĚŐŵĞŶƚ ĚͿ dŽĞƐƚĂďůŝƐŚǁŚĂƚƚŚĞǁŝƚŶĞƐƐŬŶŽǁƐ;ĂŶĚĚŽĞƐŶ͛ƚŬŶŽǁͿ ĞͿ dŽĨƵƌƚŚĞƌĞdžƉůŽƌĞƉŽŝŶƚƐƌĂŝƐĞĚŝŶŝŶƚĞƌƌŽŐĂƚŽƌŝĞƐ ĨͿ dŽĞǀĂůƵĂƚĞƚŚĞǁŝƚŶĞƐƐĂŶĚŽƉƉŽƐŝŶŐĂƚƚŽƌŶĞLJ ŐͿ &ŽƌƚƌŝĂů͕ŝĨƚŚĞĚĞƉŽŶĞŶƚŝƐƵŶĂǀĂŝůĂďůĞ ŚͿ dŽŝŵƉĞĂĐŚĂǁŝƚŶĞƐƐĂƚƚƌŝĂů ŝͿ dŽƉŽƐŝƚŝŽŶLJŽƵƌƐĞůĨĨŽƌŵĞĚŝĂƚŝŽŶĂŶĚƐĞƚƚůĞŵĞŶƚ 

ϮͿ <ŶŽǁƚŚĞZƵůĞƐ ĂͿ &ĞĚĞƌĂůZƵůĞƐ͘ ŝͿ &ĞĚ͘Z͘ŝǀ͘W͘ϯϬŐŽǀĞƌŶƐĚĞƉŽƐŝƚŝŽŶƐďLJŽƌĂůĞdžĂŵŝŶĂƚŝŽŶ;ĨĞĚĞƌĂůͿ͗ ;ϭͿ'ĞŶĞƌĂůůLJ͕ĐŽƵƌƚůĞĂǀĞŝƐŶŽƚƌĞƋƵŝƌĞĚ͘ ;ϮͿƵƚĐŽƵƌƚƉĞƌŵŝƐƐŝŽŶŝƐƌĞƋƵŝƌĞĚǁŚĞŶ͗ ;ĂͿĞƉŽƐŝƚŝŽŶǁŽƵůĚƌĞƐƵůƚŝŶŵŽƌĞƚŚĂŶϭϬĚĞƉŽƐŝƚŝŽŶƐďĞŝŶŐƚĂŬĞŶ͖ ;ďͿĞƉŽŶĞŶƚŚĂƐĂůƌĞĂĚLJďĞĞŶĚĞƉŽƐĞĚŝŶƚŚĞĐĂƐĞ͖ ;ĐͿdŚĞƉĂƌƚLJƐĞĞŬƐƚŽƚĂŬĞƚŚĞĚĞƉŽƐŝƚŝŽŶďĞĨŽƌĞƚŚĞƚŝŵĞƐƉĞĐŝĨŝĞĚŝŶZƵůĞ Ϯϲ;ĚͿ͖Žƌ ;ĚͿdŚĞĚĞƉŽŶĞŶƚŝƐŝŶƉƌŝƐŽŶ͘



1 Deposition Control: Becoming the Authority and Controlling the Conversation

;ϯͿEŽƚŝĐĞŝƐƌĞƋƵŝƌĞĚ͗ ;ĂͿ͞ZĞĂƐŽŶĂďůĞǁƌŝƚƚĞŶŶŽƚŝĐĞ͟ŵƵƐƚƐƚĂƚĞƚŚĞƚŝŵĞĂŶĚƉůĂĐĞŽĨƚŚĞ ĚĞƉŽƐŝƚŝŽŶĂŶĚ͕ŝĨŬŶŽǁŶ͕ƚŚĞĚĞƉŽŶĞŶƚ͛ƐŶĂŵĞĂŶĚĂĚĚƌĞƐƐ͘ ;ďͿDĞƚŚŽĚŽĨƌĞĐŽƌĚŝŶŐŵƵƐƚďĞƐƚĂƚĞĚŝŶƚŚĞŶŽƚŝĐĞ͘dŚĞŶŽƚŝĐŝŶŐƉĂƌƚLJ ďĞĂƌƐƚŚĞƌĞĐŽƌĚŝŶŐĐŽƐƚƐ͘ ;ĐͿdƌĞŶĚƚŽŶŽƚŝĐĞĨŽƌ͞ŽƉƚŝŽŶĂů͟ǀŝĚĞŽƌĞĐŽƌĚŝŶŐ͘/ǁĂŶƚƚŽŬŶŽǁǁŚĞƚŚĞƌ ďĞŝŶŐǀŝĚĞŽƚĂƉĞĚŝŶĂĚǀĂŶĐĞƐŽ/ĐĂŶƉƌĞƉĂƌĞƚŚĞǁŝƚŶĞƐƐ͘  ŝŝͿ ^ƚĂƚĞZƵůĞƐ͘  ŝŝŝͿ>ŽĐĂůZƵůĞƐ͘  ŝǀͿ^ƚĂŶĚŝŶŐKƌĚĞƌƐ͘  ǀͿ ^ĐŚĞĚƵůŝŶŐKƌĚĞƌ͘  ǀŝͿŽŶ͛ƚŚĞƐŝƚĂƚĞƚŽƉƵƚŬĞLJƌƵůĞƐŝŶLJŽƵƌŽƵƚůŝŶĞ͘ 

ϯͿ dĂŬŝŶŐĞƉŽƐŝƚŝŽŶƐ 

ĂͿ dŚĞĂƐŝĐƐ͗ ŝͿ ZŽŽŵǁŚĞƌĞŝƚŚĂƉƉĞŶƐ͗ 

;ϭͿ^ŚŽǁƵƉĞĂƌůLJ͘^ŚŽǁŝŶŐƵƉĞĂƌůLJĞŶĂďůĞƐLJŽƵƚŽƐĞƚƚŚĞƌŽŽŵƵƉLJŽƵƌ ǁĂLJ͘ƌĞLJŽƵŝŶĂĐŽŶĨĞƌĞŶĐĞƌŽŽŵĨŝƐŚďŽǁů͍tŝůůLJŽƵďĞĚŝƐƚƌĂĐƚĞĚďLJ ǁĂƚĐŚŝŶŐƉĞŽƉůĞŐŽďLJĂůůĚĂLJ͍tŝůůƚŚĞƐƵŶďĞŝŶLJŽƵƌĞLJĞƐ͍ 

2 Sybil Dunlop

;ϮͿDĂŬĞƐŵĂůůƚĂůŬ͘dŚĞĐŽƵƌƚƌĞƉŽƌƚĞƌŝƐLJŽƵƌĨƌŝĞŶĚ͘ŽƵƌƚƌĞƉŽƌƚĞƌƐĐĂŶ ŵĂŬĞƵƐĂůůůŽŽŬďĞƚƚĞƌĂƚƚŚĞŵĂƌŐŝŶƐ͘dŚĞLJĐĂŶĞůŝŵŝŶĂƚĞǀĞƌďĂůƚŝĐŬƐ͕ ƌĞŵŽǀĞĨŝůůĞƌǁŽƌŬƐ;ůŝŬĞ͕Ƶŵŵŵ͕ĞƚĐ͘ͿŽƌƚŚĞLJĐĂŶǁƌŝƚĞĚŽǁŶĞǀĞƌLJĚĂƌŶ ĐŽƵŐŚĂŶĚŵƵŵďůĞ͘dŚĞLJĐĂŶĂůƐŽƉƌŽǀŝĚĞĨĞĞĚďĂĐŬŽƌŝŶƚĞůůŝŐĞŶĐĞĂƐƚŽ ŽƉƉŽƐŝŶŐĐŽƵŶƐĞů͛ƐƐƚLJůĞ͘



ŝŝͿ dĞĐŚŶŽůŽŐLJĐŚŽŝĐĞƐ͘ZĞĂůƚŝŵĞ͍ϭsŝĚĞŽ͍   ďͿ WƌĞƉĂƌĂƚŝŽŶ ŝͿ ĞƚĞƌŵŝŶĞLJŽƵƌŐŽĂůƐĂŶĚƉƵƌƉŽƐĞ ŝŝͿ ĚƵĐĂƚĞLJŽƵƌƐĞůĨ ;ϭͿZĞǀŝĞǁƉůĞĂĚŝŶŐƐ ;ϮͿZĞǀŝĞǁũƵƌLJŝŶƐƚƌƵĐƚŝŽŶƐ ;ϯͿZĞƐĞĂƌĐŚĐĂƐĞůĂǁ ;ϰͿZĞǀŝĞǁƉƌŝŽƌĚŝƐĐŽǀĞƌLJ;ĚŝƐĐŽǀĞƌLJƌĞƐƉŽŶƐĞƐͿ ;ϱͿZĞǀŝĞǁƌƵůĞƐ ;ϲͿZĞƐĞĂƌĐŚǁŝƚŶĞƐƐĞƐĂŶĚƌĞǀŝĞǁĐĂƐĞĚŽĐƵŵĞŶƚƐ ŝŝŝͿWƌĞƉĂƌĞĂŶŽƵƚůŝŶĞ ;ϭͿŚƌŽŶŽůŽŐŝĐĂůůLJŽƌƐƵďũĞĐƚŵĂƚƚĞƌ ;ϮͿdžŚŝďŝƚƐ ;ϯͿdŽƉŝĐƐ ;ϰͿĐƚƵĂůƋƵĞƐƚŝŽŶƐ  

 ϭWůĂŶĞƚĞƉŽƐ͕tŚĂƚ͛Ɛ^Ž'ƌĞĂƚďŽƵƚĂZĞĂůƚŝŵĞ&ĞĞĚ͍͕&Ğď͘ϭϰ͕ϮϬϭϴ;ĂǀĂŝůĂďůĞĂƚ͗ ŚƚƚƉƐ͗ͬͬƉůĂŶĞƚĚĞƉŽƐ͘ĐŽŵͬǁŚĂƚͲŝƐͲĂͲƌĞĂůƚŝŵĞͲĨĞĞĚͲĨƌŽŵͲĂͲĐŽƵƌƚͲƌĞƉŽƌƚĞƌͬͿ͘

3 Deposition Control: Becoming the Authority and Controlling the Conversation

ĐͿ ^ƚƌĂƚĞŐŝĞƐ  ŝͿ ,ŽǁƚŽďĞŐŝŶͶĂƐƐĞƐƐƚŚĞƐŝƚƵĂƚŝŽŶ͘  ŝŝͿ ^ĂǀĞLJŽƵƌŵŽũŽĨŽƌƚŚĞǁŝƚĐŚŝŶŐŚŽƵƌ͘ZĞƐĞĂƌĐŚƚĞůůƐƵƐƚŚĂƚǁĞŚĂǀĞůŝŵŝƚĞĚ ƐƚŽƌĞƐŽĨǁŝůůƉŽǁĞƌ͕ǁŚŝĐŚĚĞĐƌĞĂƐĞƚŚƌŽƵŐŚŽƵƚƚŚĞĚĂLJ͕ĞƐƉĞĐŝĂůůLJǁŚĞŶǁĞ ĂƌĞĐŽŶĐĞŶƚƌĂƚŝŶŐŚĂƌĚ͘Ϯ  ŝŝŝͿ^ŝůĞŶĐĞŽƉƉŽƐŝŶŐĐŽƵŶƐĞůǁŚŽǁŽŶ͛ƚƐƚŽƉŽďũĞĐƚŝŶŐ͘tŚLJ͍KďũĞĐƚŝŽŶƐĞĂƚ ŝŶƚŽƚŝŵĞ͕ŵĞƐƐƵƉƚŚĞƚƌĂŶƐĐƌŝƉƚ͕ĂŶĚŝŶƚĞƌƌƵƉƚLJŽƵƌĨůŽǁ͘ ;ϭͿ&ŝƌƐƚ͕ŝĚĞŶƚŝĨLJƚŚĞƉƌŽďůĞŵŽŶƚŚĞƌĞĐŽƌĚĂŶĚĐŝƚĞƚŚĞƌĞůĞǀĂŶƚƌƵůĞ;&ĞĚ͘Z͘ ŝǀ͘W͘ϯϬ;ŽƌƐƚĂƚĞĞƋƵŝǀĂůĞŶƚͿͿ͘ ;ϮͿ^ĞĐŽŶĚ͕ŽĨĨĞƌƚŽůĞƚƚŚĞŵŵĂŬĞĂƐƚĂŶĚŝŶŐŽďũĞĐƚŝŽŶ͘ ;ϯͿdŚŝƌĚ͕ĐĂůůƚŚĞŽƵƌƚ͘ ;ϰͿůƚĞƌŶĂƚŝǀĞůLJ͕LJŽƵĐĂŶƉƵƚLJŽƵƌĐŽŶĐĞƌŶƐŽŶƚŚĞƌĞĐŽƌĚ͘  ŝǀͿhƐĞĂǁŬǁĂƌĚƐŝůĞŶĐĞƐ͘/ŶĐƌĞĂƐŝŶŐǁĂŝƚƚŝŵĞǁŝůůŝŶĐƌĞĂƐĞƌĞƐƉŽŶƐĞůĞŶŐƚŚ͘ϯ /ŶĚĞĞĚ͕ŝŶĐƌĞĂƐŝŶŐƚŚĞƚLJƉŝĐĂůǁĂŝƚƚŝŵĞŽĨϭƐĞĐŽŶĚƚŽϯͲϳƐĞĐŽŶĚƐ;ĂĨƚĞƌ ĂƐŬŝŶŐĂƋƵĞƐƚŝŽŶŽƌĂĨƚĞƌƌĞĐĞŝǀŝŶŐĂŶĂŶƐǁĞƌďĞĨŽƌĞƐƉĞĂŬŝŶŐĂŐĂŝŶͿŚĂƐ ƐŝŐŶŝĨŝĐĂŶƚďĞŶĞĨŝƚƐ͗ƚŚĞůĞŶŐƚŚŽĨƌĞƐƉŽŶƐĞƐĐĂŶŝŶĐƌĞĂƐĞďĞƚǁĞĞŶϯϬϬйĂŶĚ ϳϬϬйŽƌŵŽƌĞ͘ϰ   

 Ϯ:ŽŚŶdŝĞƌŶĞLJ͕ŽzŽƵ^ƵĨĨĞƌ&ƌŽŵĞĐŝƐŝŽŶ&ĂƚŝŐƵĞ͍͕EĞǁzŽƌŬdŝŵĞƐ͕ƵŐƵƐƚϭϳ͕ϮϬϭϭ;ĂǀĂŝůĂďůĞĂƚ͗ ŚƚƚƉƐ͗ͬͬǁǁǁ͘ŶLJƚŝŵĞƐ͘ĐŽŵͬϮϬϭϭͬϬϴͬϮϭͬŵĂŐĂnjŝŶĞͬĚŽͲLJŽƵͲƐƵĨĨĞƌͲĨƌŽŵͲĚĞĐŝƐŝŽŶͲĨĂƚŝŐƵĞ͘ŚƚŵůͿ͘ ϯZŽǁĞ͕DĂƌLJƵĚĚ͘tĂŝƚdŝŵĞ͗^ůŽǁŝŶŐŽǁŶDĂLJĞĂtĂLJŽĨ^ƉĞĞĚŝŶŐhƉ͘DZ/EhdKZϭϭ;^ƉƌŝŶŐ ϭϵϴϳͿ͗ϯϴͲϰϯ͕ϰϳ͘:ϯϱϭϴϮϳĂƚŚƚƚƉ͗ͬͬǁǁǁ͘ƐĂŐĞƉƵď͘ĐŽŵͬĞŝƐϮƐƚƵĚLJͬĂƌƚŝĐůĞƐͬƵĚĚйϮϬZŽǁĞ͘ƉĚĨ ϰ/Ě͘

4 Sybil Dunlop

ĚͿ ŽƌƉŽƌĂƚĞƌĞƉƌĞƐĞŶƚĂƚŝǀĞƐ ŝͿ ƐƐĞŶƚŝĂůůLJ͕&ĞĚ͘Z͘ŝǀ͘W͘ϯϬ;ďͿ;ϲͿ;ŽƌĂƐƚĂƚĞĞƋƵŝǀĂůĞŶƚͿĂůůŽǁƐĂƉĂƌƚLJƚŽ ĚĞƉŽƐĞĂŶŽƌŐĂŶŝnjĂƚŝŽŶƚŚƌŽƵŐŚŽŶĞŽƌŵŽƌĞǁŝƚŶĞƐƐĞƐĚĞƐŝŐŶĂƚĞĚďLJƚŚĂƚ ŽƌŐĂŶŝnjĂƚŝŽŶ͘ϱ  ŝŝͿ Y/ŶƐ͘ŽƌƉ͘ǀ͘:ŽƌĚĂŶƚĞƌƐ͕͘Ϯϳϳ&͘Z͘͘ϲϳϲ͕ϲϴϬ;^͘͘&ůĂ͘ϮϬϭϮͿ͕ƐĂLJƐŝĨƚŚĞ ĐĂƐĞůĂǁŽƵƚůŝŶŝŶŐƚŚĞŐƵŝĚŝŶŐƉƌŝŶĐŝƉůĞƐŽĨϯϬ;ďͿ;ϲͿĚĞƉŽƐŝƚŝŽŶƐĐŽƵůĚďĞ ƐƵŵŵĂƌŝnjĞĚŝŶƚŽĂĚĞĨĂĐƚŽŝďůĞŐŽǀĞƌŶŝŶŐĐŽƌƉŽƌĂƚĞĚĞƉŽƐŝƚŝŽŶƐ͕ƚŚĞŶƚŚĞ ůŝƚŝŐĂƚŝŽŶĐŽŵŵĂŶĚŵĞŶƚƐĂŶĚĨƵŶĚĂŵĞŶƚĂůƉĂƐƐĂŐĞƐĂďŽƵƚƉƌĞͲƚƌŝĂůĚŝƐĐŽǀĞƌLJ ǁŽƵůĚůŝŬĞůLJĐŽŶƚĂŝŶƚŚĞĨŽůůŽǁŝŶŐĂĚǀŝĐĞ͗  ;ϭͿ dŚĞƌƵůĞ͛ƐƉƵƌƉŽƐĞŝƐƚŽƐƚƌĞĂŵůŝŶĞƚŚĞĚŝƐĐŽǀĞƌLJƉƌŽĐĞƐƐ͘/ŶƉĂƌƚŝĐƵůĂƌ͕ ƚŚĞƌƵůĞƐĞƌǀĞƐĂƵŶŝƋƵĞĨƵŶĐƚŝŽŶŝŶĂůůŽǁŝŶŐĂƐƉĞĐŝĂůŝnjĞĚĨŽƌŵŽĨ ĚĞƉŽƐŝƚŝŽŶ͘'ƌĞĂƚŵ͘/ŶƐ͘Ž͘ǀ͘sĞŐĂƐŽŶƐƚƌ͘Ž͕͘/ŶĐ͕͘Ϯϱϭ&͘Z͘͘ϱϯϰ͕ ϱϯϵ;͘EĞǀ͘ϮϬϬϴͿ͘  ;ϮͿ dŚĞƌƵůĞŐŝǀĞƐƚŚĞĐŽƌƉŽƌĂƚŝŽŶďĞŝŶŐĚĞƉŽƐĞĚŵŽƌĞĐŽŶƚƌŽůďLJĂůůŽǁŝŶŐŝƚ ƚŽĚĞƐŝŐŶĂƚĞĂŶĚƉƌĞƉĂƌĞĂǁŝƚŶĞƐƐƚŽƚĞƐƚŝĨLJŽŶƚŚĞĐŽƌƉŽƌĂƚŝŽŶΖƐ ďĞŚĂůĨ͘hŶŝƚĞĚ^ƚĂƚĞƐǀ͘dĂLJůŽƌ͕ϭϲϲ&͘Z͘͘ϯϱϲ͕ϯϲϭ;D͘͘E͘͘ϭϵϵϲͿ͘  ;ϯͿ /ƚŝƐĂĚŝƐĐŽǀĞƌLJĚĞǀŝĐĞĚĞƐŝŐŶĞĚƚŽĂǀŽŝĚƚŚĞďĂŶĚLJŝŶŐďLJĐŽƌƉŽƌĂƚŝŽŶƐ ǁŚĞƌĞŝŶĚŝǀŝĚƵĂůŽĨĨŝĐĞƌƐŽƌĞŵƉůŽLJĞĞƐĚŝƐĐůĂŝŵŬŶŽǁůĞĚŐĞŽĨĨĂĐƚƐ ĐůĞĂƌůLJŬŶŽǁŶƚŽƚŚĞĐŽƌƉŽƌĂƚŝŽŶ͘ 

 ϱ<ĞŶƚ^ŝŶĐůĂŝƌĂŶĚZŽŐĞƌW͘&ĞŶĚƌŝĐŚ͕ŝƐĐŽǀĞƌŝŶŐŽƌƉŽƌĂƚĞ<ŶŽǁůĞĚŐĞĂŶĚŽŶƚĞŶƚŝŽŶƐ͗ZĞƚŚŝŶŬŝŶŐZƵůĞϯϬ;ďͿ;ϲͿ ĂŶĚůƚĞƌŶĂƚŝǀĞDĞĐŚĂŶŝƐŵƐ͕ϱϬ>͘>͘Zs͘ϲϱϭ;ϭϵϵϵͿ͘

5 Deposition Control: Becoming the Authority and Controlling the Conversation

;ϰͿ dŚĞƌĞĨŽƌĞ͕ŽŶĞƉƵƌƉŽƐĞŝƐƚŽĐƵƌďĂŶLJƚĞŵƉƚĂƚŝŽŶďLJƚŚĞĐŽƌƉŽƌĂƚŝŽŶƚŽ ƐŚƵŶƚĂĚŝƐĐŽǀĞƌŝŶŐƉĂƌƚLJĨƌŽŵΗƉŝůůĂƌƚŽƉŽƐƚΗďLJƉƌĞƐĞŶƚŝŶŐĚĞƉŽŶĞŶƚƐ ǁŚŽĞĂĐŚĚŝƐĐůĂŝŵŬŶŽǁůĞĚŐĞŽĨĨĂĐƚƐŬŶŽǁŶƚŽƐŽŵĞŽŶĞŝŶƚŚĞ ĐŽƌƉŽƌĂƚŝŽŶ͘  ;ϱͿ ZƵůĞϯϬ;ďͿ;ϲͿŝŵƉŽƐĞƐďƵƌĚĞŶƐŽŶďŽƚŚƚŚĞĚŝƐĐŽǀĞƌŝŶŐƉĂƌƚLJĂŶĚƚŚĞ ĚĞƐŝŐŶĂƚŝŶŐƉĂƌƚLJ͘dŚĞƉĂƌƚLJƐĞĞŬŝŶŐĚŝƐĐŽǀĞƌLJŵƵƐƚĚĞƐĐƌŝďĞƚŚĞŵĂƚƚĞƌƐ ǁŝƚŚƌĞĂƐŽŶĂďůĞƉĂƌƚŝĐƵůĂƌŝƚLJĂŶĚƚŚĞƌĞƐƉŽŶĚŝŶŐĐŽƌƉŽƌĂƚŝŽŶŽƌĞŶƚŝƚLJ ŵƵƐƚƉƌŽĚƵĐĞŽŶĞŽƌŵŽƌĞǁŝƚŶĞƐƐĞƐǁŚŽĐĂŶƚĞƐƚŝĨLJĂďŽƵƚƚŚĞ ĐŽƌƉŽƌĂƚŝŽŶΖƐŬŶŽǁůĞĚŐĞŽĨƚŚĞŶŽƚŝĐĞĚƚŽƉŝĐƐ͘  ;ϲͿ dŚĞƚĞƐƚŝŵŽŶLJŽĨĂZƵůĞϯϬ;ďͿ;ϲͿǁŝƚŶĞƐƐƌĞƉƌĞƐĞŶƚƐƚŚĞĐŽůůĞĐƚŝǀĞ ŬŶŽǁůĞĚŐĞŽĨƚŚĞĐŽƌƉŽƌĂƚŝŽŶ͕ŶŽƚŽĨƚŚĞƐƉĞĐŝĨŝĐŝŶĚŝǀŝĚƵĂůĚĞƉŽŶĞŶƚƐ͘ ZƵůĞϯϬ;ďͿ;ϲͿĚĞƐŝŐŶĞĞƉƌĞƐĞŶƚƐƚŚĞĐŽƌƉŽƌĂƚŝŽŶΖƐƉŽƐŝƚŝŽŶŽŶƚŚĞůŝƐƚĞĚ ƚŽƉŝĐƐ͘dŚĞĐŽƌƉŽƌĂƚŝŽŶĂƉƉĞĂƌƐǀŝĐĂƌŝŽƵƐůLJƚŚƌŽƵŐŚŝƚƐĚĞƐŝŐŶĞĞƐ͘  ;ϳͿ ĐŽƌƉŽƌĂƚŝŽŶŚĂƐĂŶĂĨĨŝƌŵĂƚŝǀĞĚƵƚLJƚŽƉƌŽǀŝĚĞĂǁŝƚŶĞƐƐǁŚŽŝƐĂďůĞƚŽ ƉƌŽǀŝĚĞďŝŶĚŝŶŐĂŶƐǁĞƌƐŽŶďĞŚĂůĨŽĨƚŚĞĐŽƌƉŽƌĂƚŝŽŶ͘ĐĐůĞƐŝĂƐƚĞƐϵ͗ϭϬͲ ϭϭͲϭϮ͕/ŶĐ͘ǀ͘>D,ŽůĚŝŶŐŽ͕͘ϰϵϳ&͘ϯĚϭϭϯϱ͕ϭϭϰϳ;ϭϬƚŚŝƌ͘ϮϬϬϳͿ͘  ;ϴͿ dŚĞĚĞƐŝŐŶĂƚŝŶŐƉĂƌƚLJŚĂƐĂĚƵƚLJƚŽĚĞƐŝŐŶĂƚĞŵŽƌĞƚŚĂŶŽŶĞĚĞƉŽŶĞŶƚŝĨ ŶĞĐĞƐƐĂƌLJƚŽƌĞƐƉŽŶĚƚŽƋƵĞƐƚŝŽŶƐŽŶĂůůƌĞůĞǀĂŶƚĂƌĞĂƐŽĨŝŶƋƵŝƌLJůŝƐƚĞĚ ŝŶƚŚĞŶŽƚŝĐĞŽƌƐƵďƉŽĞŶĂ͘DĂƌŬĞƌǀ͘hŶŝŽŶ&ŝĚĞůŝƚLJ>ŝĨĞ/ŶƐ͘Ž͕͘ϭϮϱ &͘Z͘͘ϭϮϭ͕ϭϮϳ;D͘͘E͘͘ϭϵϴϵͿ;ĚƵƚLJƚŽƐƵďƐƚŝƚƵƚĞĂŶŽƚŚĞƌǁŝƚŶĞƐƐĂƐĂ ĚĞƐŝŐŶĞĞŽŶĐĞƚŚĞŝŶŝƚŝĂůĚĞƐŝŐŶĞĞΖƐĚĞĨŝĐŝĞŶĐŝĞƐďĞĐŽŵĞĂƉƉĂƌĞŶƚĚƵƌŝŶŐ ƚŚĞĚĞƉŽƐŝƚŝŽŶͿ͘ 

6 Sybil Dunlop

;ϵͿ dŚĞƌƵůĞĚŽĞƐŶŽƚĞdžƉƌĞƐƐůLJŽƌŝŵƉůŝĐŝƚůLJƌĞƋƵŝƌĞƚŚĞĐŽƌƉŽƌĂƚŝŽŶŽƌĞŶƚŝƚLJƚŽ ƉƌŽĚƵĐĞƚŚĞ͞ƉĞƌƐŽŶŵŽƐƚŬŶŽǁůĞĚŐĞĂďůĞ͟ĨŽƌƚŚĞĐŽƌƉŽƌĂƚĞĚĞƉŽƐŝƚŝŽŶ͘ EĞǀĞƌƚŚĞůĞƐƐ͕ŵĂŶLJůĂǁLJĞƌƐŝƐƐƵĞŶŽƚŝĐĞƐĂŶĚƐƵďƉŽĞŶĂƐǁŚŝĐŚƉƵƌƉŽƌƚƚŽ ƌĞƋƵŝƌĞƚŚĞƉƌŽĚƵĐŝŶŐƉĂƌƚLJƚŽƉƌŽǀŝĚĞΗƚŚĞŵŽƐƚŬŶŽǁůĞĚŐĞĂďůĞΗǁŝƚŶĞƐƐ͘ EŽƚŽŶůLJĚŽĞƐƚŚĞƌƵůĞŶŽƚƉƌŽǀŝĚĞĨŽƌƚŚŝƐƚLJƉĞŽĨĚŝƐĐŽǀĞƌLJĚĞŵĂŶĚ͕ďƵƚ ƚŚĞƌĞƋƵĞƐƚŝƐĂůƐŽĨƵŶĚĂŵĞŶƚĂůůLJŝŶĐŽŶƐŝƐƚĞŶƚǁŝƚŚƚŚĞƉƵƌƉŽƐĞĂŶĚ ĚLJŶĂŵŝĐƐŽĨƚŚĞƌƵůĞ͘ƐŶŽƚĞĚ͕ƚŚĞǁŝƚŶĞƐƐͬĚĞƐŝŐŶĞĞŶĞĞĚŶŽƚŚĂǀĞĂŶLJ ƉĞƌƐŽŶĂůŬŶŽǁůĞĚŐĞ͕ƐŽƚŚĞΗŵŽƐƚŬŶŽǁůĞĚŐĞĂďůĞΗĚĞƐŝŐŶĂƚŝŽŶŝƐŝůůŽŐŝĐĂů͘ WWD&ŝŶ͕͘/ŶĐ͘ǀ͘EŽƌĂŶĚĂůh^͕/ŶĐ͕͘ϯϵϮ&͘ϯĚϴϴϵ͕ϴϵϰͲϵϱ;ϳƚŚŝƌ͘ϮϬϬϰͿ ;ƌĞũĞĐƚŝŶŐĂƌŐƵŵĞŶƚƚŚĂƚƚƌŝĂůĐŽƵƌƚƐŚŽƵůĚŶŽƚŚĂǀĞĐƌĞĚŝƚĞĚƚŚĞƚĞƐƚŝŵŽŶLJ ŽĨĂǁŝƚŶĞƐƐǁŚŽůĂĐŬĞĚƉĞƌƐŽŶĂůŬŶŽǁůĞĚŐĞďĞĐĂƵƐĞƚŚĞǁŝƚŶĞƐƐǁĂƐĂ ϯϬ;ďͿ;ϲͿǁŝƚŶĞƐƐĂŶĚΗǁĂƐĨƌĞĞƚŽƚĞƐƚŝĨLJƚŽŵĂƚƚĞƌƐŽƵƚƐŝĚĞŚŝƐƉĞƌƐŽŶĂů ŬŶŽǁůĞĚŐĞĂƐůŽŶŐĂƐƚŚĞLJǁĞƌĞǁŝƚŚŝŶƚŚĞĐŽƌƉŽƌĂƚĞƌƵďƌŝĐΗͿ͘  ;ϭϬͿ dŚĞŵĞƌĞĨĂĐƚƚŚĂƚĂŶŽƌŐĂŶŝnjĂƚŝŽŶŶŽůŽŶŐĞƌĞŵƉůŽLJƐĂƉĞƌƐŽŶǁŝƚŚ ŬŶŽǁůĞĚŐĞŽŶƚŚĞƐƉĞĐŝĨŝĞĚƚŽƉŝĐƐĚŽĞƐŶŽƚƌĞůŝĞǀĞƚŚĞŽƌŐĂŶŝnjĂƚŝŽŶŽĨƚŚĞ ĚƵƚLJƚŽƉƌĞƉĂƌĞĂŶĚƉƌŽĚƵĐĞĂŶĂƉƉƌŽƉƌŝĂƚĞĚĞƐŝŐŶĞĞ͘&ĂĐĞĚǁŝƚŚƐƵĐŚĂ ƐĐĞŶĂƌŝŽ͕ĂĐŽƌƉŽƌĂƚŝŽŶǁŝƚŚŶŽĐƵƌƌĞŶƚŬŶŽǁůĞĚŐĞĂďůĞĞŵƉůŽLJĞĞƐŵƵƐƚ ƉƌĞƉĂƌĞŝƚƐĚĞƐŝŐŶĞĞƐďLJŚĂǀŝŶŐƚŚĞŵƌĞǀŝĞǁĂǀĂŝůĂďůĞŵĂƚĞƌŝĂůƐ͕ƐƵĐŚĂƐ ĨĂĐƚǁŝƚŶĞƐƐĚĞƉŽƐŝƚŝŽŶƚĞƐƚŝŵŽŶLJ͕ĞdžŚŝďŝƚƐƚŽĚĞƉŽƐŝƚŝŽŶƐ͕ĚŽĐƵŵĞŶƚƐ ƉƌŽĚƵĐĞĚŝŶĚŝƐĐŽǀĞƌLJ͕ŵĂƚĞƌŝĂůƐŝŶĨŽƌŵĞƌĞŵƉůŽLJĞĞƐ͛ĨŝůĞƐĂŶĚ͕ŝĨ ŶĞĐĞƐƐĂƌLJ͕ŝŶƚĞƌǀŝĞǁƐŽĨĨŽƌŵĞƌĞŵƉůŽLJĞĞƐŽƌŽƚŚĞƌƐǁŝƚŚŬŶŽǁůĞĚŐĞ͘  ;ϭϭͿ EŽƚŽŶůLJŵƵƐƚƚŚĞĚĞƐŝŐŶĞĞƚĞƐƚŝĨLJĂďŽƵƚĨĂĐƚƐǁŝƚŚŝŶƚŚĞĐŽƌƉŽƌĂƚŝŽŶΖƐ ĐŽůůĞĐƚŝǀĞŬŶŽǁůĞĚŐĞ͕ŝŶĐůƵĚŝŶŐƚŚĞƌĞƐƵůƚƐŽĨĂŶŝŶǀĞƐƚŝŐĂƚŝŽŶŝŶŝƚŝĂƚĞĚ ĨŽƌƚŚĞƉƵƌƉŽƐĞŽĨĐŽŵƉůLJŝŶŐǁŝƚŚƚŚĞϯϬ;ďͿ;ϲͿŶŽƚŝĐĞ͕ďƵƚƚŚĞĚĞƐŝŐŶĞĞ ŵƵƐƚĂůƐŽƚĞƐƚŝĨLJĂďŽƵƚƚŚĞĐŽƌƉŽƌĂƚŝŽŶΖƐƉŽƐŝƚŝŽŶ͕ďĞůŝĞĨƐĂŶĚŽƉŝŶŝŽŶƐ͘

7 Deposition Control: Becoming the Authority and Controlling the Conversation

;ϭϮͿ /ĨŝƚďĞĐŽŵĞƐĂƉƉĂƌĞŶƚĚƵƌŝŶŐƚŚĞĚĞƉŽƐŝƚŝŽŶƚŚĂƚƚŚĞĚĞƐŝŐŶĞĞŝƐƵŶĂďůĞ ƚŽĂĚĞƋƵĂƚĞůLJƌĞƐƉŽŶĚƚŽƌĞůĞǀĂŶƚƋƵĞƐƚŝŽŶƐŽŶůŝƐƚĞĚƐƵďũĞĐƚƐ͕ƚŚĞŶƚŚĞ ƌĞƐƉŽŶĚŝŶŐĐŽƌƉŽƌĂƚŝŽŶŚĂƐĂĚƵƚLJƚŽƚŝŵĞůLJĚĞƐŝŐŶĂƚĞĂĚĚŝƚŝŽŶĂů͕ ƐƵƉƉůĞŵĞŶƚĂůǁŝƚŶĞƐƐĞƐĂƐƐƵďƐƚŝƚƵƚĞĚĞƉŽŶĞŶƚƐ͘  ;ϭϯͿ tŚĞŶĂĐŽƌƉŽƌĂƚŝŽŶΖƐĚĞƐŝŐŶĞĞůĞŐŝƚŝŵĂƚĞůLJůĂĐŬƐƚŚĞĂďŝůŝƚLJƚŽĂŶƐǁĞƌ ƌĞůĞǀĂŶƚƋƵĞƐƚŝŽŶƐŽŶůŝƐƚĞĚƚŽƉŝĐƐĂŶĚƚŚĞĐŽƌƉŽƌĂƚŝŽŶĐĂŶŶŽƚďĞƚƚĞƌ ƉƌĞƉĂƌĞƚŚĂƚǁŝƚŶĞƐƐŽƌŽďƚĂŝŶĂŶĂĚĞƋƵĂƚĞƐƵďƐƚŝƚƵƚĞ͕ƚŚĞŶƚŚĞΗǁĞͲ ĚŽŶΖƚͲŬŶŽǁΗƌĞƐƉŽŶƐĞĐĂŶďĞďŝŶĚŝŶŐŽŶƚŚĞĐŽƌƉŽƌĂƚŝŽŶĂŶĚƉƌŽŚŝďŝƚŝƚ ĨƌŽŵŽĨĨĞƌŝŶŐĞǀŝĚĞŶĐĞĂƚƚƌŝĂůŽŶƚŚŽƐĞƉŽŝŶƚƐ͘WŚƌĂƐĞĚĚŝĨĨĞƌĞŶƚůLJ͕ƚŚĞ ůĂĐŬŽĨŬŶŽǁůĞĚŐĞĂŶƐǁĞƌŝƐŝƚƐĞůĨĂŶĂŶƐǁĞƌǁŚŝĐŚǁŝůůďŝŶĚƚŚĞ ĐŽƌƉŽƌĂƚŝŽŶĂƚƚƌŝĂů͘&ƌĂƐĞƌzĂĐŚƚƐ&ůĂ͕͘/ŶĐ͘ǀ͘DŝůŶĞ͕EŽ͘ϬϱͲϮϭϭϲϴͲ/sͲ :KZE͕ϮϬϬϳh͘^͘ŝƐƚ͘>y/^Ϯϳϱϰϲ͕ϮϬϬϳt>ϭϭϭϯϮϱϭ͕ĂƚΎϯ;^͘͘&ůĂ͘ Ɖƌ͘ϭϯ͕ϮϬϬϳͿ͖ŚŝĐŬͲ&ŝůͲǀ͘dždžŽŶDŽďŝůŽƌƉ͕͘EŽ͘ϬϴͲϲϭϰϮϮͲ/s͕ϮϬϬϵ h͘^͘ŝƐƚ͘>y/^ϭϬϵϱϴϴ͕ϮϬϬϵt>ϯϳϲϯϬϯϮ͕ĂƚΎϭϯ;^͘͘&ůĂ͘EŽǀ͘ϭϬ͕ϮϬϬϵͿ͘  ;ϭϰͿ ďƐŽůƵƚĞƉĞƌĨĞĐƚŝŽŶŝƐŶŽƚƌĞƋƵŝƌĞĚŽĨĂϯϬ;ďͿ;ϲͿǁŝƚŶĞƐƐ͘dŚĞŵĞƌĞĨĂĐƚ ƚŚĂƚĂĚĞƐŝŐŶĞĞĐŽƵůĚŶŽƚĂŶƐǁĞƌĞǀĞƌLJƋƵĞƐƚŝŽŶŽŶĂĐĞƌƚĂŝŶƚŽƉŝĐĚŽĞƐ ŶŽƚŶĞĐĞƐƐĂƌŝůLJŵĞĂŶƚŚĂƚƚŚĞĐŽƌƉŽƌĂƚŝŽŶĨĂŝůĞĚƚŽĐŽŵƉůLJǁŝƚŚŝƚƐ ŽďůŝŐĂƚŝŽŶ͘ŽƐƚĂǀ͘ŝƚLJŽĨƵƌůŝŶŐƚŽŶ͕Ϯϱϰ&͘Z͘͘ϭϴϳ͕ϭϵϭ;͘E͘:͘ϮϬϬϴͿ͘  ;ϭϱͿ ĐŽƌƉŽƌĂƚŝŽŶǁŚŝĐŚĞdžƉĞĐƚƐŝƚƐĚĞƐŝŐŶĞĞƚŽďĞƵŶƉƌĞƉĂƌĞĚƚŽƚĞƐƚŝĨLJŽŶ ĂŶLJƌĞůĞǀĂŶƚ͕ůŝƐƚĞĚƚŽƉŝĐĂƚƚŚĞĐŽƌƉŽƌĂƚĞƌĞƉƌĞƐĞŶƚĂƚŝǀĞĚĞƉŽƐŝƚŝŽŶ ƐŚŽƵůĚĂĚǀŝƐĞƚŚĞƌĞƋƵĞƐƚŝŶŐƉĂƌƚLJŽĨƚŚĞĚĞƐŝŐŶĞĞΖƐůŝŵŝƚĂƚŝŽŶƐďĞĨŽƌĞ ƚŚĞĚĞƉŽƐŝƚŝŽŶďĞŐŝŶƐ͘  

8 Sybil Dunlop

;ϭϲͿ tŚĂƚŝƐƚŚĞƉƌĞƉĂƌĂƚŝŽŶŽďůŝŐĂƚŝŽŶ͍  dŽ ƌĞǀŝĞǁ Ăůů ŵĂƚƚĞƌƐ ŬŶŽǁŶ Žƌ ƌĞĂƐŽŶĂďůLJ ĂǀĂŝůĂďůĞ ƚŽ ŝƚ ŝŶ ƉƌĞƉĂƌĂƚŝŽŶĨŽƌƚŚĞZƵůĞϯϬ;ďͿ;ϲͿĚĞƉŽƐŝƚŝŽŶ͘dŚŝƐŝŶƚĞƌƉƌĞƚĂƚŝŽŶŝƐ ŶĞĐĞƐƐĂƌLJŝŶŽƌĚĞƌƚŽŵĂŬĞƚŚĞĚĞƉŽƐŝƚŝŽŶĂŵĞĂŶŝŶŐĨƵůŽŶĞĂŶĚƚŽ ƉƌĞǀĞŶƚ ƚŚĞ ƐĂŶĚďĂŐŐŝŶŐ ŽĨ ĂŶ ŽƉƉŽŶĞŶƚ ďLJ ĐŽŶĚƵĐƚŝŶŐ Ă ŚĂůĨͲ ŚĞĂƌƚĞĚŝŶƋƵŝƌLJďĞĨŽƌĞƚŚĞĚĞƉŽƐŝƚŝŽŶďƵƚĂƚŚŽƌŽƵŐŚĂŶĚǀŝŐŽƌŽƵƐ ŽŶĞďĞĨŽƌĞƚŚĞƚƌŝĂů͘dŚŝƐǁŽƵůĚƚŽƚĂůůLJĚĞĨĞĂƚƚŚĞƉƵƌƉŽƐĞŽĨƚŚĞ ĚŝƐĐŽǀĞƌLJƉƌŽĐĞƐƐ͘dŚĞŽƵƌƚƵŶĚĞƌƐƚĂŶĚƐƚŚĂƚƉƌĞƉĂƌŝŶŐĨŽƌĂZƵůĞ ϯϬ;ďͿ;ϲͿĚĞƉŽƐŝƚŝŽŶĐĂŶďĞďƵƌĚĞŶƐŽŵĞ͘,ŽǁĞǀĞƌ͕ƚŚŝƐŝƐŵĞƌĞůLJ ƚŚĞƌĞƐƵůƚŽĨƚŚĞĐŽŶĐŽŵŝƚĂŶƚŽďůŝŐĂƚŝŽŶĨƌŽŵƚŚĞƉƌŝǀŝůĞŐĞŽĨďĞŝŶŐ ĂďůĞƚŽƵƐĞƚŚĞĐŽƌƉŽƌĂƚĞ΀ŽƌŽƚŚĞƌŽƌŐĂŶŝnjĂƚŝŽŶĂů΁ĨŽƌŵŝŶŽƌĚĞƌƚŽ ĐŽŶĚƵĐƚďƵƐŝŶĞƐƐ͘

ŚĞƌƌŝŶŐƚŽŶƐŝĂ>ƚĚ͘ǀ͘Θ>hŶĚĞƌŐƌŽƵŶĚ͕/ŶĐ͕͘Ϯϲϯ&͘Z͘͘ϲϱϯ͕ ϲϲϭͲϲϲϮ;͘<ĂŶ͘ϮϬϭϬͿ͘



ŝŝŝͿtŚĂƚŝĨƚŚĞǁŝƚŶĞƐƐŝƐŶŽƚƉƌĞƉĂƌĞĚ͍  ;ϭͿƐƚĂďůŝƐŚƚŚĂƚƚŚĞǁŝƚŶĞƐƐƌĞĐĞŝǀĞĚƚŚĞůŝƐƚŽĨƚŽƉŝĐƐƚŽƉƌĞƉĂƌĞĨŽƌ͖ ;ϮͿƐƚĂďůŝƐŚƚŚĂƚLJŽƵƌƋƵĞƐƚŝŽŶĨĂůůƐǁŝƚŚŝŶƚŚĞƐĐŽƉĞŽĨƚŚĞƚŽƉŝĐƐ;ŝĨ ŽƉƉŽƐŝŶŐĐŽƵŶƐĞůĚŝĚŶŽƚŽďũĞĐƚƚŽƚŚĞƚŽƉŝĐůŝƐƚ͕ĂůůƚŚĞďĞƚƚĞƌͿ͖ĂŶĚ ;ϯͿƐƚĂďůŝƐŚƚŚĂƚƚŚĞǁŝƚŶĞƐƐĚĞĐůŝŶĞƐƚŽĂŶƐǁĞƌ;ĞŝƚŚĞƌďĞĐĂƵƐĞƚŚĞLJĂƌĞŶŽƚ ƉƌĞƉĂƌĞĚŽƌƌĞĨƵƐŝŶŐƚŽĂŶƐǁĞƌͿ͘  ;ĂͿDŽƚŝŽŶƚŽƐƚƌŝŬĞ͍ŵŽƚŝŽŶƚŽƐƚƌŝŬĞŝƐŶŽƚŶĞĐĞƐƐĂƌLJŽƌĂƉƉƌŽƉƌŝĂƚĞ ŽƵƚƐŝĚĞŽĨƚƌŝĂů;ƚŚĞ&ĞĚĞƌĂůZƵůĞƐŽĨŝǀŝůWƌŽĐĞĚƵƌĞĞdžƉƌĞƐƐůLJƉƌŽǀŝĚĞ

9 Deposition Control: Becoming the Authority and Controlling the Conversation

ƚŚĂƚ&ĞĚ͘Z͘ǀŝĚ͘ϭϬϯ͕ƌĞƋƵŝƌŝŶŐĂŵŽƚŝŽŶƚŽƐƚƌŝŬĞ͕ĚŽĞƐŶŽƚĂƉƉůLJĂƚĂ ĚĞƉŽƐŝƚŝŽŶͿ͘dŚƵƐǁŚŝůĞLJŽƵĐĂŶŵŽǀĞƚŽƐƚƌŝŬĞĂƐŶŽŶͲƌĞƐƉŽŶƐŝǀĞŝĨƚŚĞ ƚĂĐƚŝĐŝƐǁŽƌŬŝŶŐ͕ŝƚŝƐŶĞŝƚŚĞƌŶĞĐĞƐƐĂƌLJŶŽƌƚĞĐŚŶŝĐĂůůLJĂĐĐŽŵƉůŝƐŚŝŶŐ ĂŶLJƚŚŝŶŐƵŶĚĞƌƚŚĞZƵůĞƐ͘  ;ďͿ^ĂŶĐƚŝŽŶƐ͍tŚĞŶƉĂƌƚŝĞƐŚĂǀĞĨĂŝůĞĚƚŽƉƌŽƉĞƌůLJƉƌĞƉĂƌĞĂϯϬ;ďͿ;ϲͿ ǁŝƚŶĞƐƐ͕ĐŽƵƌƚƐŚĂǀĞŶŽƚŚĞƐŝƚĂƚĞĚƚŽĨŝŶĚƚŚĂƚŝůůƉƌĞƉĂƌĂƚŝŽŶ ĐŽŶƐƚŝƚƵƚĞƐ͞ƐĂŶĐƚŝŽŶĂďůĞĐŽŶĚƵĐƚƵŶĚĞƌ&ĞĚ͘Z͘ŝǀ͘W͘ϯϳ;ĚͿ;ϭͿ;Ϳ͘͟ ŚĞƌƌŝŶŐƚŽŶƐŝĂ>ƚĚ͕͘Ϯϲϯ&͘Z͘͘ĂƚϲϲϭͲϲϲϮ͖^ƚĂƌůŝŐŚƚ/Ŷƚůǀ͘,ĞƌůŝŚLJ͕ ϭϴϲ&͘Z͘͘ϲϮϲ͕ϲϯϵ;͘<ĂŶ͘ϭϵϵϵͿ;͞΀ŝ΁ŶĂĚĞƋƵĂƚĞƉƌĞƉĂƌĂƚŝŽŶŽĨĂZƵůĞ ϯϬ;ďͿ;ϲͿĚĞƐŝŐŶĞĞĐĂŶďĞƐĂŶĐƚŝŽŶĞĚďĂƐĞĚŽŶƚŚĞůĂĐŬŽĨŐŽŽĚĨĂŝƚŚ͕ ƉƌĞũƵĚŝĐĞƚŽƚŚĞŽƉƉŽƐŝŶŐƐŝĚĞ͕ĂŶĚĚŝƐƌƵƉƚŝŽŶŽĨƚŚĞƉƌŽĐĞĞĚŝŶŐƐ͘͟Ϳ͘ ;ĐͿ/ŶƐƚƌƵĐƚŝŽŶƐŶŽƚƚŽĂŶƐǁĞƌ͍ŽƵƌƚƐŚĂǀĞĐŽŶĐůƵĚĞĚƚŚĂƚĂĚĞĨĞŶĚĂŶƚŝƐ ƉƌŽŚŝďŝƚĞĚĨƌŽŵŝŶƐƚƌƵĐƚŝŶŐĂϯϬ;ďͿ;ϲͿǁŝƚŶĞƐƐŶŽƚƚŽĂŶƐǁĞƌƋƵĞƐƚŝŽŶƐ ƉĞƌƚĂŝŶŝŶŐƚŽĚŝƐƉƵƚĞĚĚĞƉŽƐŝƚŝŽŶƚŽƉŝĐƐ͘dŚĞŽŶůLJĂǀĂŝůĂďůĞĂĐƚŝŽŶŝƐĂ ŵŽƚŝŽŶĨŽƌĂƉƌŽƚĞĐƚŝǀĞŽƌĚĞƌƵŶĚĞƌZƵůĞϮϲ;ĐͿ͕ĂŵŽƚŝŽŶƚŽůŝŵŝƚƚŚĞ ƐĐŽƉĞŽĨƚŚĞĚĞƉŽƐŝƚŝŽŶƵŶĚĞƌZƵůĞϯϬ;ĚͿ͕ŽƌĂŵŽƚŝŽŶƚŽůŝŵŝƚƚŚĞ ĞdžƚĞŶƚŽĨĚŝƐĐŽǀĞƌLJƵŶĚĞƌZƵůĞϮϲ;ďͿ;ϮͿ;Ϳ͘  ĞͿ džƉĞƌƚĚĞƉŽƐŝƚŝŽŶƐ ŝͿ ĞƚĞƌŵŝŶĞǁŚĂƚLJŽƵǁĂŶƚƚŽĂĐĐŽŵƉůŝƐŚ ;ϭͿZĞǀŝĞǁƚŚĞĞdžƉĞƌƚ͛ƐƌĞƉŽƌƚǁŝƚŚLJŽƵƌĞdžƉĞƌƚ ;ϮͿ^ĞĂƌĐŚĨŽƌƉƵďůŝĐůLJĂǀĂŝůĂďůĞŝŶĨŽƌŵĂƚŝŽŶ͗ ;ĂͿŽƵƌƚŽƌĚĞƌƐ ;ďͿdƌŝĂůƚƌĂŶƐĐƌŝƉƚƐ ;ĐͿƌƚŝĐůĞƐ ;ĚͿŽŽŬƐ

10 Sybil Dunlop

;ĞͿKƚŚĞƌĞdžƉĞƌƚƌĞƉŽƌƚƐ ;ŝͿ ^ŽŵĞĞdžƉĞƌƚƐƌĞĂĐŚƚŚĞƐĂŵĞĐŽŶĐůƵƐŝŽŶƐŝŶŵƵůƚŝƉůĞƌĞƉŽƌƚƐ͘/ĨLJŽƵ ŶŽƚŝĐĞƚŚŝƐƚƌĞŶĚ͕ĐŽŶƐŝĚĞƌƌĞǀŝĞǁŝŶŐĂůůŽĨƚŚĞƐĞƌĞƉŽƌƚƐĂƚƚŚĞ ĞdžƉĞƌƚ͛ƐĚĞƉŽƐŝƚŝŽŶ͘ ŝŝͿ <ŶŽǁƚŚĞůĂǁƌĞŐĂƌĚŝŶŐƚŚĞƌĞƋƵŝƌĞŵĞŶƚƐĨŽƌĂĚŵŝƚƚŝŶŐĞdžƉĞƌƚƚĞƐƚŝŵŽŶLJ͘ ŝŝŝͿƌĞĂƚĞLJŽƵƌŽƵƚůŝŶĞ ;ϭͿ ĚƵĐĂƚŝŽŶĂůĂŶĚǁŽƌŬďĂĐŬŐƌŽƵŶĚ ;ϮͿ ,ŽǁŵƵĐŚƚŝŵĞƐƉĞŶĚƚĞƐƚŝĨLJŝŶŐĨŽƌĞŝƚŚĞƌƉůĂŝŶƚŝĨĨŽƌĚĞĨĞŶĚĂŶƚ ;ϯͿ ,ŽǁŵƵĐŚƚŚĞĞdžƉĞƌƚŝƐďĞŝŶŐĐŽŵƉĞŶƐĂƚĞĚ ;ϰͿ /ƐƚŚĞǁŽƌŬĐŽŵƉůĞƚĞĚ͍/ƐƚŚĞĞdžƉĞƌƚǁŝůůŝŶŐƚŽƚĞƐƚŝĨLJƌĞŐĂƌĚŝŶŐĨŝŶĂů ŽƉŝŶŝŽŶƐ͍ ;ϱͿ ŽŶĨŝƌŵƐĐŽƉĞŽĨƚŚĞĞdžƉĞƌƚ͛ƐĞŶŐĂŐĞŵĞŶƚ͘ ;ϲͿ KďƚĂŝŶŽǀĞƌǀŝĞǁŽĨŽƉŝŶŝŽŶƐ;ĂŶĚǁŚĂƚƚŚĞLJĂƌĞďĂƐĞĚŽŶͿ͘ ;ĂͿ ƐŬǁŚĞƚŚĞƌƚŚĞƌĞĂƌĞŽƉŝŶŝŽŶƐƚŽǁŚŝĐŚƐŚĞŚĂƐŶŽƚƚĞƐƚŝĨŝĞĚ͘ ;ϳͿ tŚĂƚǁŽƌŬŚĂƐƚŚĞĞdžƉĞƌƚĚŽŶĞ͍tŚĂƚŚĂƐƚŚĞĞdžƉĞƌƚƌĞǀŝĞǁĞĚ͍tŚŽ ŚĂƐƚŚĞĞdžƉĞƌƚƐƉŽŬĞŶǁŝƚŚ͍ ;ϴͿ tŚĂƚĂƐƐƵŵƉƚŝŽŶƐŝƐƚŚĞĞdžƉĞƌƚŵĂŬŝŶŐŽƌƌĞůLJŝŶŐŽŶ͍ ;ϵͿ ƐƚĂďůŝƐŚĂƌĞĂƐŽĨĂŐƌĞĞŵĞŶƚ͘ ;ϭϬͿ ZĞůĂdžĂŶĚůŝƐƚĞŶ͘ ;ϭϭͿ ƐŬǁŚĂƚĂĚĚŝƚŝŽŶĂůǁŽƌŬƚŚĞĞdžƉĞƌƚƐƚŝůůƉůĂŶƐƚŽƵŶĚĞƌƚĂŬĞ͘ ŝǀͿEĞƵƚƌĂůŝnjŝŶŐƚŚĞĞdžƉĞƌƚ͘KŶĐĞƚŚĞĞdžƉĞƌƚĂĚŵŝƚƐƚŚĂƚŚĞͬƐŚĞĚŽĞƐŶ͛ƚŚŽůĚĂŶ ŽƉŝŶŝŽŶŽŶĂƚŽƉŝĐ͕ƚŚŝƐǁŝůůŐĞŶĞƌĂůůLJďĂƌƚŚĞĞdžƉĞƌƚĨƌŽŵŽĨĨĞƌŝŶŐĂŶŽƉŝŶŝŽŶ ĂƚƚƌŝĂů͘&ŽƌĞdžĂŵƉůĞ͕͞zŽƵĚŽŶ͛ƚŚŽůĚĂŶŽƉŝŶŝŽŶŽŶƚŚŝƐŝƐƐƵĞ͕ĐŽƌƌĞĐƚ͍͟/ĨƚŚĞ ĞdžƉĞƌƚĂŐƌĞĞƐ͕LJŽƵ͛ǀĞŶĞƵƚƌĂůŝnjĞĚƚŚĞĞdžƉĞƌƚŽŶƚŚĞŝƐƐƵĞ͘ ǀͿ KďƚĂŝŶƚŚĞĞdžƉĞƌƚ͛ƐĂŐƌĞĞŵĞŶƚǁŝƚŚƵŶĚŝƐƉƵƚĞĚĨĂĐƚƐ͘dŚŝƐƚĞĐŚŶŝƋƵĞƉĂǀĞƐ ƚŚĞǁĂLJĨŽƌLJŽƵƚŽƵƐĞƚŚĞŽƉƉŽƐŝŶŐĞdžƉĞƌƚĂƚƚƌŝĂůĂƐĂŵŽƵƚŚƉŝĞĐĞĨŽƌLJŽƵƌ ŽǁŶƉŽŝŶƚŽĨǀŝĞǁ͘

11 Deposition Control: Becoming the Authority and Controlling the Conversation

ϰͿ ĞĨĞŶĚŝŶŐĞƉŽƐŝƚŝŽŶƐ ĂͿ WƌĞƉĂƌŝŶŐLJŽƵƌǁŝƚŶĞƐƐ͗ ŝͿ ^ƵƌĨĂĐĞ ;ϭͿWĂƌŬŝŶŐĂŶĚƚŝŵŝŶŐ͘ ;ϮͿKǀĞƌǀŝĞǁŽĨĚĞƉŽƐŝƚŝŽŶ͘^ŚŽǁĂŶĞdžĂŵƉůĞ͘ϲ ;ϯͿ^ŚŽǁƚŚĞŵƚŚĞƌŽŽŵ͕ŝĨƉŽƐƐŝďůĞ ;ϰͿƌĞƐƐ͕ŵĂŶŶĞƌ͕ƚŽŶĞ ŝŝͿ ^ƵďƐƚĂŶĐĞ ;ϭͿEƵŵďĞƌŽŶĞƌƵůĞ͗ƚĞůůƚŚĞƚƌƵƚŚ ;ϮͿhŶĚĞƌƐƚĂŶĚƚŚĞƋƵĞƐƚŝŽŶďĞĨŽƌĞLJŽƵĂŶƐǁĞƌŝƚ;ĂŶĚƐĂLJƐŽŝĨLJŽƵĚŽŶ͛ƚͿ ;ϯͿEĞǀĞƌŽĨĨĞƌĞdžƚƌĂŝŶĨŽƌŵĂƚŝŽŶ ;ϰͿŽŶ͛ƚŐƵĞƐƐ ;ϱͿŶƐǁĞƌďĂƐĞĚŽŶǁŚĂƚLJŽƵƌĞŵĞŵďĞƌĂĐĐƵƌĂƚĞůLJ;ŝƚŝƐK<ŝĨLJŽƵĐĂŶ͛ƚ ƌĞŵĞŵďĞƌͿ ;ϲͿZĞĂĚƚŚĞĞŶƚŝƌĞĚŽĐƵŵĞŶƚďĞĨŽƌĞĂŶƐǁĞƌŝŶŐ͘ ;ϳͿ>ĞĂǀĞLJŽƵƌƐĞůĨǁŝŐŐůĞƌŽŽŵ͘;ǀŽŝĚƐĂLJŝŶŐƚŚĂƚLJŽƵ͞ĂůǁĂLJƐ͟Žƌ͞ŶĞǀĞƌ͟ĚŽ ƐŽŵĞƚŚŝŶŐͿ͘ ;ϴͿƐŬĨŽƌďƌĞĂŬƐǁŚĞŶLJŽƵŶĞĞĚƚŚĞŵ;ĂŶĚƐĂLJLJĞƐ͕ǁŚĞŶLJŽƵƌůĂǁLJĞƌĂƐŬƐŝĨ LJŽƵŶĞĞĚĂďƌĞĂŬͿ ďͿ ƌĞĂƚĞĂƉĂƚƚĞƌŶ͗&ŝƌƐƚ͕ůŝƐƚĞŶĐĂƌĞĨƵůůLJƚŽƚŚĞƋƵĞƐƚŝŽŶĂƐŬĞĚ͖ƐĞĐŽŶĚ͕ĚĞĐŝĚĞ ǁŚĞƚŚĞƌLJŽƵƵŶĚĞƌƐƚĂŶĚŝƚ͖ƚŚŝƌĚ͕ĨŽƌŵƵůĂƚĞƚŚĞĐŽŵƉůĞƚĞĂŶƐǁĞƌƚŽƚŚĂƚƐƉĞĐŝĨŝĐ ƋƵĞƐƚŝŽŶŝŶLJŽƵƌŚĞĂĚ͖ĂŶĚĨŽƵƌƚŚ͕ƚĂŬĞĂďƌĞĂƚŚĂŶĚƚŚĞŶƐŚĂƌĞLJŽƵƌĂŶƐǁĞƌ͘ ĐͿ /ĚĞŶƚŝĨLJĚŝĨĨŝĐƵůƚŝƐƐƵĞƐ͗ZĞƋƵŝƌĞƐƚŝŵĞĂŶĚƌĂƉƉŽƌƚ͘ ĚͿ ZĞĨƌĂŵĞŝĨĨŝĐƵůƚ/ƐƐƵĞƐ͗ ŝͿ &ƌŽŵ͞/ĚŝĚƚŚĞǁƌŽŶŐƚŚŝŶŐ͟ƚŽ͞ďĂƐĞĚŽŶǁŚĂƚ/ŬŶĞǁĂƚƚŚĞƚŝŵĞ͕/ĚŝĚŵLJ ďĞƐƚ͘͟

 ϲtĞŝŶĞƌ͕ƌĞƚƚ͕sĞƌďĂƚŝŵ͗tŚĂƚŝƐĂWŚŽƚŽĐŽƉŝĞƌ͍͕EĞǁzŽƌŬdŝŵĞƐ͕Ɖƌ͘Ϯϳ͕ϮϬϭϰ;ĂǀĂŝůĂďůĞĂƚ͗ ŚƚƚƉƐ͗ͬͬǁǁǁ͘ŶLJƚŝŵĞƐ͘ĐŽŵͬǀŝĚĞŽͬŽƉŝŶŝŽŶͬϭϬϬϬϬϬϬϬϮϴϰϳϭϱϱͬǀĞƌďĂƚŝŵͲǁŚĂƚͲŝƐͲĂͲƉŚŽƚŽĐŽƉŝĞƌ͘ŚƚŵůͿ͘

12 Sybil Dunlop

ĞͿ ŽŶĚƵĐƚĂŵŽĐŬĞdžĞƌĐŝƐĞ͘ ŝͿ WƵůůƚƌĂŶƐĐƌŝƉƚƐĨƌŽŵLJŽƵƌŽƉƉŽŶĞŶƚĂƚƚƌŝĂů͘ ŝŝͿ WƵůůƚƌĂŶƐĐƌŝƉƚƐĨƌŽŵƚŚĞƐĂŵĞĐĂƐĞ͘ ĨͿ ĂƐĞƐƚƵĚŝĞƐ͗ ŝͿ :ƵƐƚŝŶŝĞďĞƌ ;ϭͿWŽƐƚƵƌĞ͕ĚƌĞƐƐ͕ĂƚƚŝƚƵĚĞ͕ĂŶĚŝŵƉƌŽƉĞƌ;ŚĞŽďũĞĐƚƐƚŽĂƋƵĞƐƚŝŽŶͿ ŝŝͿ ŝůů'ĂƚĞƐ ;ϭͿŽŶ͛ƚƚƌLJƚŽǁŝŶƚŚĞĚĞƉŽƐŝƚŝŽŶ͘ ŝŝŝͿ>ŝůtĂLJŶĞ ŐͿ KďũĞĐƚŝŽŶƐ ŝͿ /ŶƐƚƌƵĐƚŝŽŶƐŶŽƚƚŽĂŶƐǁĞƌ͗hŶĚĞƌ&ĞĚ͘Z͘ŝǀ͘W͘ϯϬ;ĐͿ;ϮͿ͕ĂŶĂƚƚŽƌŶĞLJĐĂŶ ŽŶůLJŝŶƐƚƌƵĐƚĂǁŝƚŶĞƐƐŶŽƚƚŽĂŶƐǁĞƌŝĨƚŚĞƋƵĞƐƚŝŽŶƐĞĞŬƐƉƌŝǀŝůĞŐĞĚŵĂƚĞƌŝĂů͕ ĚŝƐƌĞŐĂƌĚƐĂĐŽƵƌƚͲŽƌĚĞƌĞĚůŝŵŝƚĂƚŝŽŶ͕ŽƌƉƌŽǀŝĚĞƐƐƵĨĨŝĐŝĞŶƚŐƌŽƵŶĚƐĨŽƌ ƚĞƌŵŝŶĂƚŝŶŐƚŚĞĚĞƉŽƐŝƚŝŽŶĂůůƚŽŐĞƚŚĞƌ͘ ŚͿ WƌĞƉĂƌŝŶŐLJŽƵƌĞdžƉĞƌƚ͗ ŝͿ tŚĂƚŝƐŚĞͬƐŚĞĂŶĞdžƉĞƌƚŽŶ͍ ŝŝͿ tŚĂƚǁŝůůŚĞͬƐŚĞďĞŽĨĨĞƌŝŶŐŽƉŝŶŝŽŶƐŽŶ͍ ŝŝŝͿtŚĂƚǁŝůůŚĞͬƐŚĞŶŽƚďĞŽĨĨĞƌŝŶŐŽƉŝŶŝŽŶƐŽŶ͍ ŝǀͿtŚĂƚĂƌĞƚŚĞďĂƐŝƐĨŽƌŚŝƐͬŚĞƌŽƉŝŶŝŽŶƐ͍ ;ϭͿZĞǀŝĞǁƚŚĞĚŽĐƵŵĞŶƚƐƚŚĞLJƌĞĐĞŝǀĞĚ;ĂŶĚĞŶƐƵƌĞƚŚĂƚƚŚĞLJƌĞͲƌĞĂĚĞdžƉĞƌƚ ƌĞƉŽƌƚͿ͘ ;ϮͿƌĞĂƚĞĂƚŝŵĞůŝŶĞŽĨŬĞLJĚĂƚĞƐ͘ ǀͿ ZĞǀŝĞǁƉƌŝŽƌƚĞƐƚŝŵŽŶLJĂŶĚŝĚĞŶƚŝĨLJŝƐƐƵĞƐ͗ ;ϭͿŽĞƐƚŚĞĞdžƉĞƌƚůŝƐƚĞŶ͍ ;ϮͿ/ƐƚŚĞĞdžƉĞƌƚƐƵĐĐŝŶĐƚ͍ ;ϯͿtŚĂƚŵĂŬĞƐƚŚĞĞdžƉĞƌƚĂŶŐƌLJ͍

13 Deposition Control: Becoming the Authority and Controlling the Conversation

ǀŝͿƐŬŚĂƌĚƋƵĞƐƚŝŽŶƐ;,ĂǀĞƚŚĞLJĞǀĞƌďĞĞŶĚŝƐƋƵĂůŝĨŝĞĚĂƐĂǁŝƚŶĞƐƐ͍ŝƐĐŝƉůŝŶĞĚ ƉƌŽĨĞƐƐŝŽŶĂůůLJ͍Ϳ ǀŝŝͿZĞǀŝĞǁƚŚĞs͘ƐŬŝĨĂŶLJƚŚŝŶŐŚĂƐĐŚĂŶŐĞĚ͘ ǀŝŝŝͿ ŝƐĐƵƐƐĂƌĞĂƐŽĨǁĞĂŬŶĞƐƐ͘/ĚĞŶƚŝĨLJĐŽŶĐĞƐƐŝŽŶƐĂŚĞĂĚŽĨƚŝŵĞ͘ ŝdžͿ tŚĂƚŝƐƚŚĞĞdžƉĞƌƚǁŽƌƌŝĞĚĂďŽƵƚ͍ džͿ tŚĞƌĞǁŝůůƚŚĞƚƌĂŶƐĐƌŝƉƚďĞƵƐĞĚĂŐĂŝŶƐƚLJŽƵ͍tŚĂƚŝƐƚŚĞĐŽŶƚĞdžƚ͍;/ƐƚŚĞ ƋƵĞƐƚŝŽŶĂŝŵĞĚĂƚŐĞƚƚŝŶŐĂĂƵďĞƌƚƐŽƵŶĚďŝƚĞͿ͘  ϱͿ hƐŝŶŐĞƉŽƐŝƚŝŽŶdƌĂŶƐĐƌŝƉƚƐ  ĂͿ ĨƚĞƌƚŚĞĚĞƉŽƐŝƚŝŽŶŝƐĚŽŶĞ͕ĨŝŐƵƌĞŽƵƚŚŽǁƚŚĞƚĞƐƚŝŵŽŶLJŚĞůƉƐŽƌŚƵƌƚƐLJŽƵƌ ĐĂƐĞ͕ĂŶĚĚĞĐŝĚĞǁŚĂƚƚŽĚŽŶĞdžƚŝŶůŝŐŚƚŽĨŝƚ͗  ŝͿ ^ĐŚĞĚƵůĞĂĚĚŝƚŝŽŶĂůĚĞƉŽƐŝƚŝŽŶƐ  ŝŝͿ hƉĚĂƚĞĞdžƉĞƌƚƐ  ŝŝŝͿ^ĞƌǀĞĂĚĚŝƚŝŽŶĂůǁƌŝƚƚĞŶĚŝƐĐŽǀĞƌLJ  ŝǀͿŽŶĚƵĐƚĂĚĚŝƚŝŽŶĂůŝŶǀĞƐƚŝŐĂƚŝŽŶŽƌůĞŐĂůƌĞƐĞĂƌĐŚ  ǀͿ ŽŶƐŝĚĞƌƐĞƚƚůĞŵĞŶƚƉŽƐŝƚŝŽŶ  ǀŝͿ&ŝůĞĂĚŝƐƉŽƐŝƚŝǀĞŵŽƚŝŽŶ  ǀŝŝͿWƌĞƉĂƌĞĨŽƌƚƌŝĂů 

14 ϮͬϱͬϮϬϭϵ Program Slides

Deposition Control: Becoming the Authority and Controlling the Conversation

The Professional Sybil Dunlop Education Group

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17 ϯ ϮͬϱͬϮϬϭϵ Deposition Control: Becoming the Authority and Controlling the Conversation

:::$$66883 1. What does the witness know? 2. What does the witness not know? 3. Where is the missing information? 4. Ammunition for request to admit/motions. 5. Admissions that are clean for trial/SOJ. 6. Size up opposing counsel. 7. Size up the witness. 8. Understand the opposing party's theory. 9. Undermine escape routes. 10.Production—what else do you need?

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Write down topics, not questions, except in these circumstances: 1. Question contains a quote 2. Questioning about a document 3. Leading question

Know the fundamental topics to cover: (1) documents you need explained; (2) admissions you are seeking; (3) facts you want to discover; and (4) developing the prima facie elements of your in the course of the deposition (list the elements in your outline and hit them all).

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28 ϭϰ ϮͬϱͬϮϬϭϵ Program Slides

QUESTIONS TO ASK:

What the witness did to prepare?

QUESTIONS TO ASK:

Ask clear, single issue questions.

29 ϭϱ ϮͬϱͬϮϬϭϵ Deposition Control: Becoming the Authority and Controlling the Conversation

QUESTIONS TO ASK:

Demand an to your question – If you don’t get the answer, follow up and demand it.

QUESTIONS TO ASK:

Listen, listen, listen.

30 ϭϲ ϮͬϱͬϮϬϭϵ Program Slides

QUESTIONS TO ASK:

Use the witness’s own words in follow-up questions.

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31 ϭϳ ϮͬϱͬϮϬϭϵ Deposition Control: Becoming the Authority and Controlling the Conversation

Remind witness of oath

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Generally, ask open-ended questions, especially if your goal is pure discovery.

If you seek admissions or impeachment material, however, leading questions can and should be used as appropriate.

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34 ϮϬ ϮͬϱͬϮϬϭϵ Program Slides

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Remember that it is just as important to establish what the witness doesn't know as it is to find out what the witness does know.

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36 ϮϮ ϮͬϱͬϮϬϭϵ Program Slides

When using documents, have the materials marked by your court reporter as deposition exhibits.

To pre-mark or not to pre-mark?

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LAWYER: I am handing you a three-page letter dated November 1, 2015, addressed to you from Cynthia McKinney, which the reporter has marked as Bates No. 345.

Do you have that letter in front of you?

DEPONENT: Yes.

38 Ϯϰ ϮͬϱͬϮϬϭϵ Program Slides

Establish the foundation for each exhibit: “do you recognize this document?”

Authenticate the document (Is this your signature? Did you prepare the document on or about the date it reflects? Was the document sent?)

If the witness is reluctant to authenticate documents, ask “Do you have any reason to believe this document was not sent?”

39 Ϯϱ ϮͬϱͬϮϬϭϵ Deposition Control: Becoming the Authority and Controlling the Conversation

Don’t forget to identify things on the record.

Rephrase answers in a way that is understandable on the record and get the witness to confirm your reformulation. “When you say ‘this document,' you are referring to the document marked as Exhibit 2 to this deposition, correct?”

If the witness refers to relevant documents which have not been produced, ask opposing counsel on the record that they be produced and follow up with a letter or production request.

40 Ϯϲ ϮͬϱͬϮϬϭϵ Program Slides

Bring copies of your exhibits for opposing counsel.

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42 Ϯϴ ϮͬϱͬϮϬϭϵ Program Slides

1. Top of the funnel has open-ended questions (who, what, where, when, how, and why OR describe OR explain). 2. Find out the scope and breadth of the witness’s knowledge. 3. Drill down. 4. Close the funnel (Is there anything else?)

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Start with questions on which the witness will support your case before moving on to adverse questions

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43 Ϯϵ ϮͬϱͬϮϬϭϵ Deposition Control: Becoming the Authority and Controlling the Conversation

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44 ϯϬ ϮͬϱͬϮϬϭϵ Program Slides

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Don’t ask questions no one would agree to . . .

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45 ϯϭ ϮͬϱͬϮϬϭϵ Deposition Control: Becoming the Authority and Controlling the Conversation

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46 ϯϮ ϮͬϱͬϮϬϭϵ Program Slides

47 ϯϯ ϮͬϱͬϮϬϭϵ Deposition Control: Becoming the Authority and Controlling the Conversation

ZĞƐĞĂƌĐŚŝŶĨŝĞůĚƐŽĨĐŽŐŶŝƚŝǀĞƐĐŝĞŶĐĞ͕ƉƐLJĐŚŽůŽŐLJ͕ĂŶĚ ďĞŚĂǀŝŽƌĂůĞĐŽŶŽŵŝĐƐƚĞůůƐƵƐƚŚĂƚƐĐŚĞŵĂƐĐĂƵƐĞƵƐƚŽ ŵĂŬĞƉƌĞĚŝĐƚĂďůĞŬŝŶĚƐŽĨŵŝƐƚĂŬĞƐ΀ƚŚĞŝůůƵƐŝŽŶŽƌ ďŝĂƐ΁ǁŚĞŶǁĞƚŚŝŶŬĂďŽƵƚƚŚŝŶŐƐ΀ĐŽŐŶŝƚŝŽŶ΁͘

Confirmation Bias

48 ϯϰ ϮͬϱͬϮϬϭϵ Program Slides

Bandwagon Effect

49 ϯϱ ϮͬϱͬϮϬϭϵ Deposition Control: Becoming the Authority and Controlling the Conversation

50 ϯϲ ϮͬϱͬϮϬϭϵ Program Slides

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51 ϯϳ ϮͬϱͬϮϬϭϵ Deposition Control: Becoming the Authority and Controlling the Conversation

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52 ϯϴ ϮͬϱͬϮϬϭϵ Program Slides

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If a witness does not know an answer to a question--particularly if it is a witness within an organization--ask the witness who would know the information

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53 ϯϵ ϮͬϱͬϮϬϭϵ Deposition Control: Becoming the Authority and Controlling the Conversation

When the other side objects: 1. Best response is generally no response. 2. If you an issue, fix your question. 3. If you don’t understand the objection, call your opposing counsel on it.

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The objecting attorney must identify what is necessary to correct the lack of foundation for the of the exhibit into . Cf., United States v. Wagoner, 713 F.2d 1371, 1377 (8th Cir.1983) ( “Foundation objections require specificity.”). A specific and focused objection to foundation is necessary to allow the opponent a reasonable opportunity to correct the insufficiency. Cf., People v. Bynum, 257 Ill.App.3d 502 (1st Dist. 1994)

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54 ϰϬ ϮͬϱͬϮϬϭϵ Program Slides

If the attorney-client privilege is asserted, test the boundaries of the privilege: where the conversation was held; persons present for the conversation; whether the witness told anyone else about the conversation; whether the witness knows of anyone else who was told about the conversation; other actions taken to keep conversation confidential; what position the person holds; and other questions relevant to the applicability of the privilege.

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Imposter Syndrome

55 ϰϭ ϮͬϱͬϮϬϭϵ Deposition Control: Becoming the Authority and Controlling the Conversation

Fake it until you make it.

56 ϰϮ ϮͬϱͬϮϬϭϵ Program Slides

57 ϰϯ ϮͬϱͬϮϬϭϵ Deposition Control: Becoming the Authority and Controlling the Conversation

Changing your posture for two minutes can affect testosterone and cortisol levels in the brain.

Almost done? Take a break and review your notes.

58 ϰϰ ϮͬϱͬϮϬϭϵ Program Slides

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59 ϰϱ ϮͬϱͬϮϬϭϵ Deposition Control: Becoming the Authority and Controlling the Conversation

QBE Ins. Corp. v. Jorda Enters., 277 F.R.D. 676, 680 (S.D. Fla. 2012)

The rule’s purpose is to streamline the discovery process. In particular, the rule serves a unique function in allowing a specialized form of deposition.

The rule gives the corporation being deposed more control by allowing it to designate and prepare a witness to testify on the corporation's behalf.

60 ϰϲ ϮͬϱͬϮϬϭϵ Program Slides

Rule 30(b)(6) imposes burdens on both the discovering party and the designating party. The party seeking discovery must describe the matters with reasonable particularity and the responding corporation or entity must produce one or more witnesses who can testify about the corporation's knowledge of the noticed topics.

A corporation has an affirmative duty to provide a witness who is able to provide binding answers on behalf of the corporation. Ecclesiastes 9:10-11-12, Inc. v. LMC Holding Co., 497 F.3d 1135, 1147 (10th Cir. 2007).

61 ϰϳ ϮͬϱͬϮϬϭϵ Deposition Control: Becoming the Authority and Controlling the Conversation

The designating party has a duty to designate more than one deponent if necessary to respond to questions on all relevant areas of inquiry listed in the notice or . Marker v. Union Fidelity Life Ins. Co., 125 F.R.D. 121, 127 (M.D.N.C. 1989) (duty to substitute another witness as a designee once the initial designee's deficiencies become apparent during the deposition).

The rule does not expressly or implicitly require the corporation or entity to produce the “person most knowledgeable” for the corporate deposition. Nevertheless, many lawyers issue and which purport to require the producing party to provide "the most knowledgeable" witness. Not only does the rule not provide for this type of discovery demand, but the request is also fundamentally inconsistent with the purpose and dynamics of the rule. As noted, the witness/designee need not have any personal knowledge, so the "most knowledgeable" designation is illogical.

62 ϰϴ ϮͬϱͬϮϬϭϵ Program Slides

The mere fact that an organization no longer employs a person with knowledge on the specified topics does not relieve the organization of the duty to prepare and produce an appropriate designee. Faced with such a scenario, a corporation with no current knowledgeable employees must prepare its designees by having them review available materials, such as fact witness deposition , exhibits to depositions, documents produced in discovery, materials in former employees’ files and, if necessary, interviews of former employees or others with knowledge.

Not only must the designee testify about facts within the corporation's collective knowledge, including the results of an investigation initiated for the purpose of complying with the 30(b)(6) notice, but the designee must also testify about the corporation's position, beliefs and opinions.

63 ϰϵ ϮͬϱͬϮϬϭϵ Deposition Control: Becoming the Authority and Controlling the Conversation

If it becomes apparent during the deposition that the designee is unable to adequately respond to relevant questions on listed subjects, then the responding corporation has a duty to timely designate additional, supplemental witnesses as substitute deponents.

When a corporation's designee legitimately lacks the ability to answer relevant questions on listed topics and the corporation cannot better prepare that witness or obtain an adequate substitute, then the "we-don't-know" response can be binding on the corporation and prohibit it from offering evidence at trial on those points. Phrased differently, the lack of knowledge answer is itself an answer which will bind the corporation at trial.

64 ϱϬ ϮͬϱͬϮϬϭϵ Program Slides

Absolute perfection is not required of a 30(b)(6) witness. The mere fact that a designee could not answer every question on a certain topic does not necessarily mean that the corporation failed to comply with its obligation. Costa v. City of Burlington, 254 F.R.D. 187, 191 (D.N.J. 2008).

A corporation which expects its designee to be unprepared to testify on any relevant, listed topic at the corporate representative deposition should advise the requesting party of the designee’s limitations before the deposition begins.

65 ϱϭ ϮͬϱͬϮϬϭϵ Deposition Control: Becoming the Authority and Controlling the Conversation

Preparation obligation?

To review all matters known or reasonably available to it in preparation for the Rule 30(b)(6) deposition. This interpretation is necessary in order to make the deposition a meaningful one and to prevent the sandbagging of an opponent by conducting a half-hearted inquiry before the deposition but a thorough and vigorous one before the trial. This would totally defeat the purpose of the discovery process. The Court understands that preparing for a Rule 30(b)(6) deposition can be burdensome. However, this is merely the result of the concomitant obligation from the privilege of being able to use the corporate [or other organizational] form in order to conduct business.

Cherrington Asia Ltd. v. A & L Underground, Inc., 263 F.R.D. 653, 661-662 (D. Kan. 2010).

66 ϱϮ ϮͬϱͬϮϬϭϵ Program Slides

What if the witness is not prepared?

What if the witness is not prepared?

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67 ϱϯ ϮͬϱͬϮϬϭϵ Deposition Control: Becoming the Authority and Controlling the Conversation

What if the witness is not prepared?

Motion to strike? A motion to strike is not necessary or appropriate outside of trial (the Federal Rules of expressly provide that Fed. R. Evid. 103, requiring a motion to strike, does not apply at a deposition). Thus while you can move to strike as non-responsive if the tactic is working, it is neither necessary nor technically accomplishing anything under the Rules.

What if the witness is not prepared?

When parties have failed to properly prepare a 30(b)(6) witness, have not hesitated to find that ill preparation constitutes “sanctionable conduct under Fed. R. Civ. P. 37(d)(1)(A).” Cherrington Asia Ltd., 263 F.R.D. at 661-662; Starlight Intl v. Herlihy, 186 F.R.D. 626, 639 (D. Kan. 1999) (“[i]nadequate preparation of a Rule 30(b)(6) designee can be sanctioned based on the lack of good faith, prejudice to the opposing side, and disruption of the proceedings.”).

68 ϱϰ ϮͬϱͬϮϬϭϵ Program Slides

Instructions not to answer? Courts have concluded that a is prohibited from instructing a 30(b)(6) witness not to answer questions pertaining to disputed deposition topics. The only available action is a motion for a protective order under Rule 26(c), a motion to limit the scope of the deposition under Rule 30(d), or a motion to limit the extent of discovery under Rule 26(b)(2)(C).

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70 ϱϲ ϮͬϱͬϮϬϭϵ Program Slides

1. Determine what you want to accomplish 2. Review the expert’s report with your expert 3. Search for publicly available information: - Court orders - Trial transcripts - Articles - Books - Other expert reports

Some experts reach the same conclusions in multiple reports. If you notice this trend, consider reviewing all of these reports at the expert’s deposition.

Know the law regarding the requirements for admitting expert testimony.

71 ϱϳ ϮͬϱͬϮϬϭϵ Deposition Control: Becoming the Authority and Controlling the Conversation

Create your outline

Educational and work background

Create your outline

How much time spend testifying for either or defendant

72 ϱϴ ϮͬϱͬϮϬϭϵ Program Slides

Create your outline

How much the expert is being compensated

Create your outline

Is the work completed? Is the expert willing to testify regarding final opinions?

73 ϱϵ ϮͬϱͬϮϬϭϵ Deposition Control: Becoming the Authority and Controlling the Conversation

Create your outline

Confirm scope of the expert’s engagement.

Create your outline

Obtain overview of opinions (and what they are based on).

74 ϲϬ ϮͬϱͬϮϬϭϵ Program Slides

Create your outline

Ask whether there are opinions to which she has not testified.

Create your outline

What work has the expert done? What has the expert reviewed? Who has the expert spoken with?

75 ϲϭ ϮͬϱͬϮϬϭϵ Deposition Control: Becoming the Authority and Controlling the Conversation

Create your outline

What work has the expert done? What has the expert reviewed? Who has the expert spoken with?

Create your outline

What assumptions is the expert making or relying on?

76 ϲϮ ϮͬϱͬϮϬϭϵ Program Slides

Create your outline

Establish areas of agreement.

Create your outline

Establish areas of agreement.

77 ϲϯ ϮͬϱͬϮϬϭϵ Deposition Control: Becoming the Authority and Controlling the Conversation

Once the expert admits that he/she doesn’t hold an opinion on a topic, this will generally bar the expert from offering an opinion at trial. For example, “You don’t hold an opinion on this issue, correct?”

If the expert agrees, you’ve neutralized the expert on the issue.

Obtain the expert’s agreement with undisputed facts. This technique paves the way for you to use the opposing expert at trial as a mouthpiece for your own point of view.

78 ϲϰ ϮͬϱͬϮϬϭϵ Program Slides

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79 ϲϱ ϮͬϱͬϮϬϭϵ Deposition Control: Becoming the Authority and Controlling the Conversation

What Makes For A Good Story?

Juries like stories, not facts or data. So present your claims as a compelling story

To be a good story: 1. Must be consistent with the facts presently known 2. Must be consistent with or supported by motives of the relevant players 3. Must be consistent with how ordinary, reasonable people act; it must make common sense 4. Must touch every fact (not win every fact)

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Since objections to both the form of the question and foundation are objections that, if made at the time, can be cured by the questioner, the objections are waived if not made at a deposition. See also Strelecki v. Firemans Ins. Co. of Newark, 88 Wis. 2d 464, 475-76, 276 N.W.2d 794 (1979) (unlike objections to foundation, objections to hearsay cannot be cured and are not waived).

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99 ϴϱ ϮͬϱͬϮϬϭϵ Deposition Control: Becoming the Authority and Controlling the Conversation

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Opposing counsel introduces privileged document (inadvertently produced)

Witness confesses that they lied (after the deposition)

101 ϴϳ ϮͬϱͬϮϬϭϵ Deposition Control: Becoming the Authority and Controlling the Conversation

Witness reveals that additional documents exist (and were not produced)

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Immaculate perception: Jerry Kang at TEDxSanDiego 2013

Immaculate perception: Jerry Kang at TEDxSanDiego 2013

109 ϵϱ ϮͬϱͬϮϬϭϵ Deposition Control: Becoming the Authority and Controlling the Conversation

Immaculate perception: Jerry Kang at TEDxSanDiego 2013

Immaculate perception: Jerry Kang at TEDxSanDiego 2013

110 ϵϲ ϮͬϱͬϮϬϭϵ Program Slides

111 ϵϳ ϮͬϱͬϮϬϭϵ Deposition Control: Becoming the Authority and Controlling the Conversation

112 ϵϴ ϮͬϱͬϮϬϭϵ Program Slides

113 ϵϵ ϮͬϱͬϮϬϭϵ Deposition Control: Becoming the Authority and Controlling the Conversation

Immaculate perception: Jerry Kang at TEDxSanDiego 2013

Immaculate perception: Jerry Kang at TEDxSanDiego 2013

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Confirmation Bias

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Bandwagon Effect

The Anchoring Effect

120 ϭϬϲ ϮͬϱͬϮϬϭϵ Program Slides

Negativity Bias

Hurricane Research

121 ϭϬϳ ϮͬϱͬϮϬϭϵ Deposition Control: Becoming the Authority and Controlling the Conversation

122 ϭϬϴ Professional & Client

MASTERS’ exclusively from The Professional Education

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