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T'for 990-PF N; HU2 52014 G EXTENSION GRANTED THROUGH 8/15/2014 T'For 990-PF or Section 4947(a))!) Trust Treated as Private Foundation Department of the Treasury Do not enter Social Security numbers on this form as it may be made public. 201 3 Internal Revende Service For calendar year 2013 or tax inning , and end Nameiof foundation Employer identification number THE EMILY HALL TREMAINE FOUNDATION INC. 22-2533743 Number and street (or P 0 box number if mail is not delivered to street address) Room/suite B Telephone number 171 ORANGE STREET ( 203 ) 639-5547 City or town, state or province , country, and ZIP or foreign postal code C If exemption application is pending, check here ► NEW HAVEN, CT 06510 G Check all that apply 0 Initial return 0 Initial return of a former public charity D 1. Foreign organizations , check here Final return Amended return 2. Foreign organizations meeting the 85% test, ► 0 Address chan g e Name change check here and attach computation H Check type of organization OX Section 501(c)(3) exempt private foundation E If private foundation status was terminated = Section 4947(a )( 1 nonexem pt chantable trust 0 Other taxable p rivate foundation under section 507(b)(1)(A), check here I Fair market value of all assets at end of year J Accounting method IX Cash 0 Accrual F If the foundation is in a 60-month termination (from Part ll, col (c), line 16) 0 Other (specify) under section 507(b)(1)(B), check here ► $ 8 6 , 8 0 4 , 9 3 2 . (Part 1, column (d) must be on cash basis) part I Analysis of Revenue and Expenses ( a) Revenue and (b) Net investment ( c) Adjusted net (d) Disbursements (The total of amounts in columns (b), (c), and (d) may not for charitable purposes necessarily equal the amounts in column (a)) exPenses Pper books income income (cash basis only) 1 Contributions, gifts, grants , etc , received N/A 2 Check 100, it the foundaton s not required to attach Sch B 3 Interest and temporary investmen ts 353. 353. STATEMENT 1 4 Dividends and interest from securities 1,059,566. 1,059,566. STATEMENT 2 5a Gross rents b Net rental income or (loss) 6a Net gain or (loss) from sale of assets not on line 10 2,114 ,441. STATEMENT 7 Gross sales once for all C b assets on line 6a 5 3 / 0 0 3 / 912 . d 7 Capital gain net income (from Part IV, line 2) 2,114,826. 8 Net short-term capital gain 9 Income p ons Gross sales les urns, 10a and auow nces t° 1'k 0'+e b Less co goods sold T c Gross p 6firpr; (loss 2 5 11 Other l me HUN G 2014 12 Total . dd ILA throug h 11 3 , 174 , 360. 3 , 174 , 745. 13 Compe anon ofoff^o^rslr sgiru 4'Tetc 118 , 622 . 0. 118, 622 . 14 Other emp oyee sa ats(rwage 261,466. 0. 261,466. 15 Pension pans, employee benefits 70, 792 . 0. 70, 792 . 16a Legal fees STMT 4 670. 0. 670. c b Accounting fees STMT 5 19,026. 0. 19,026. w c Other professional fees STMT 6 247,922 . 173,172. 74,750. > 17 Interest 18 Taxes STMT 7 64,653. 0. 34,637. N 19 Depreciation and depletion 35,451 . 0. E 20 Occupancy 25,500. 0. 25,500. < 21 Travel, conferences , and meetings 81,964 . 0. 81,964. 22 Printing and publications 0 23 Other expenses STMT 8 485 , 931. 0. 485 , 931. 24 Total operating and administrative 1 ^a expenses . Add lines 13 through 23 1,411,997 . 173,172. 1,173,358. 0 25 Contributions , gifts, grants paid 3 , 369 , 269 . 3 , 369 , 269. 26 Total expenses and disbursements. C. Add lines 24 and 25 4 , 781 , 266. 173 172. 4 542 627. CJ 27 Subtract line 26 from line 12 a Excess of revenue over expenses and disbursements <1,606,906. b Net Investment income (if negative, enter -o-) 3,001,573. 1 C Adjusted net income (if negative. enter 0-) 1 N/A iafaia LI-IA or Paperwork Reduct i on Act Notice , see instructions &aim 9^JU-Fl(2013) 1 L/ 1 \ 09320808 788564 P26955.0 2013.04010 THE EMILY HALL TREMAINE FOU P26955.1 I Form 990-PF (2013 ) THE EMILY HALL TREMAINE FOUNDATION I NC. 22-2533743 Pag e 2 andamounisinCreOescnpbon Beginning of year End of year Part 11 Balance Sheets -ed" cdurnn should be for end9l-)ear amounts only (a) Book Value (b) Book Value (c) Fair Market Value 1 Cash - non -interest-bearing 2 k Savings and temporary cash investments 616,375. 416,341. 416,341. 3 Accounts receivable ► allowance Less for doubtful accounts ► 4 Pledges receivable ► allowance Less for doubtful accounts ► 5 Grants receivable 6 Receivables due from officers , directors, trustees, and other disqualified persons 7 Other notes and loans receivable ► Less allowance for doubtful accounts ► 4 8 Inventories for sale or use 9 Prepaid expenses and deferred charges 5,116. 10a Investments - U S and state government obligations b Investments - corporate stock STMT 9 5,408,576. 8,690,280. 13,272,799. c Investments - corporate bonds Investments - 11 and, buildings and equipment basis ► Less accumulated depreciation ► 12 Investments - mortgage loans 13 Investments - other STMT 10 69, 337, 623. 64, 705, 398. 72,891,604. 14 buildings . Land , , and equipment basis ► 356,397. Less accumulated depreciation STMT 11 Op- 136,458. 255,774. 219,939. 219,938. 15 Other assets (describe ► SECURITY DEPOSITS ) 6,750. 4,250. 4,250. 16 Total assets (to be completed by all filers - see the instructions Also see page 1 Item 1 ) 75 , 630 , 214. 74 , 036 , 208. 86 , 804 , 932 . 17 Accounts payable and accrued expenses 12,900. 18 Grants payable 19 Deferred revenue 20 Loans from officers, directors , trustees , and other disqualified persons R 21 Mortgages and other notes payable 22 Other liabilities (describe ► STATEMENT 12 ) 60 , 750. 255 , 374. 23 Total liabilities (add lines 17 throu g h 22 ) 60 , 750. 268 274. Foundations that follow 117, SFAS check here ► 0 and complete lines 24 through 26 and lines 30 and 31. 24 Unrestricted 75, 569, 464. 73,767,934. m 25 Temporarily restricted to 26 Permanently restncted Foundations that not follow 117 , do SFAS check here ► 0 I and complete lines 27 through 31. 27 Capital stock , trust pnncipal, or current funds 28 Paid -in or capital surplus , or land , bldg , and equipment fund a 29 Retained earnings , accumulated income , endowment , or other funds x 30 Total net assets or fund balances 75,569,464. 73,767,934. 31 Total liabilities and net assetsandbalances 75 630 214. 74 036 208. part w 1 Analysis of Changes in Net Assets or Fund Balances 1 Total net assets or fund balances at beginning of year - Part II, column (a), line 30 (must agree with end-of-year figure reported on prior year's return) _ 111 75,569,464. 2 Enter amount from Part I, line 27a 2 <1,606,906.> Other 3 increases not included in line 2 (itemize) ► 4 Add lines 1, 2, and 3 141 73,962,558. 5 Decreases not included in line 2 (itemize) ► DEFERRED TAXES 6 Total net assets or fund balances at end of year (line 4 minus line 5) - Part II. colw 73,767,934. Form 990-PF (2013) 323511 10-10-13 2 09320808 788564 P26955.0 2013.04010 THE EMILY HALL TREMAINE FOU P26955.1 I Form WO-PF (2013) THE EMILY HALL TREMAINE FOUNDATION INC. 22-2533743 Pag e 3 Part IV Capital Gains and Losses for Tax on Investment Income (a) List and describe the kind (s) of property sold (e g real estate , ( b How acquired ( c) Date acquired ( d) Date sold -Purchase yr) (mo yr ) 2-story buck warehouse , or common stock , 200 shs MLC Co ) D - Donation mo , day , , day, 1a PUBLICLY HELD SECURITIES P VARIOUS VARIOUS b c d e Depreciation allowed (g) Cost or other basis ( h) Gain or (loss) (e) Gross sales puce (f) (or allowable ) plus expense of sale (e) plus (f) minus (g) a 53,003,912. 50,889,086. 2,114,826. b c d e Complete only for assets showing gain in column (h) and owned by the foundation on 12/31 /69 (I) Gains (Col (h) gain minus less than or (1) Adjusted basis ( k) Excess of col (i) col (k), but not -0-) Losses (from col (h)) (1) F M V as of 12/31/69 as of 12/31/69 over col (1), if any a 2,114,826. b c d e If gain, also enter in Part I , line 7 2 Capital gain net income or ( net capital loss) If (loss ), enter -0- in Part I , line 7 2 2 , 114 , 826. 3 Net short-term capital gain or (loss) as defined in sections 1222(5) and (6) If gain, also enter in Part I , line 8, column (c) If loss enter -0- in Part I line 8 3 N/A Part V Qualification Under Section 4940(e) for Reduced Tax on Net Investment Income (For optional use by domestic private foundations subject to the section 4940(a) tax on net investment income ) If section 4940(d)(2) applies, leave this part blank Was the foundation liable for the section 4942 tax on the distributable amount of any year in the base periods Yes 0 No If "Yes ° the foundation does not quality under section 4940 (e) Do not complete this part 1 Enter the appropriate amount in each column for each year, see the instructions before making any entries (b) d Base pe riod years (c) Distribution ratio Calendar year (or tax year beg innin g in Adjusted qualifyin g distributions Net value of nonchantable use assets (col (b) divided by col (c)) 2012 4,265,656.
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