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OVERVIEW OF THE BRAZILIAN SYSTEM

MINISTRY OF MINISTRY OF EDUCATION EDUCATION FEDERATIVE REPUBLIC OF Michel Temer

MINISTRY OF EDUCATION | MEC José Mendonça Bezerra Filho

VICE MINISTER OF EDUCATION Maria Helena Guimarães de Castro

ANISIO TEIXEIRA NATIONAL INSTITUTE FOR AND STUDIES | INEP Maria Inês Fini OVERVIEW OF THE BRAZILIAN EDUCATION SYSTEM

BRASILIA-DF OCTOBER / 2016 Anisio Teixeira National Institute For Educational Researsh and Studies (Inep) It allowed the total or partial reproduction of this publication, provided the source is cited.

Equipe Técnica Diretoria de Estatísticas Educacionais Coordenação-Geral de Controle de Qualidade e Tratamento da Informação Coordenação de Estatísticas Internacionais Comparadas

Revisão Assessoria Internacional da Presidência do INEP Diretoria de Avaliação da Educação Básica

COORDENAÇÃO DE EDITORAÇÃO E PUBLICAÇÕES Clara Etiene Lima de Souza Roshni Mariana de Mateus

DIAGRAMAÇÃO Lucas Ribeiro França

Projeto Gráfico Marcos Hartwich Raphael Caron Freitas

EDITORIA INEP/MEC – Instituto Nacional de Estudos e Pesquisas Educacionais Anísio Teixeira Setor de Indústrias Gráficas – Quadra 4 – Lote 327, Ed. Villa Lobos, Térreo CEP 70610-440 –Brasília-DF – Brasil Fone: (61) 2022-3070 [email protected] Brazil is a Federal Republic occupying an area of 8.5 million km², half the land mass of South America. More than 200 million inhabitants are distributed very unequally throughout the national territory, most of them along the coast. The Brazilian population is very heterogeneous thanks to successive waves of immigration throughout the centuries which has resulted in a mixed population of native inhabitants, Europeans, Africans and Asians, amongst others. Even so, the country enjoys a remarkable linguistic unity. With the exception of the approximately 360,000 indigenous people belonging to 219 ethnic groups that speak more than 180 languages, Portuguese is the Brazilian mother tongue. This linguistic homogeneity is overlaid by a striking cultural variety and profound economic inequality among the country’s various regions, a situation that has had a marked effect on the Brazilian education system. In 2010, Brasilia, the capital city of Brazil, had the highest human development index (HDI) in the country (0.824) while the state of Maranhão had the lowest HDI (0.612). By means of comparison, the Brazilian average is 0.699.

200 million inhabitants 48% white 44% brown 15.6% living in rural areas 7% black 0.5% yellow 42% younger than 24 years old 0.2% indigenous

3 The normative benchmarks of formal education in Brazil

There are three main normative references for formal education in Brazil: the 1988 National Constitution, the 1996 National of Education and the National Plan of Education, decreed by the National Congress and approved under Law 13005 of June, 2014.

Ministry of Education (MEC) Holds overall responsibility for the organization of education in Brazil and direct responsibility for funding Federal and Schools.

Public Sector National Council for Education (CNE) Private Sector Establishes norms and core Federal Schools for all levels of education Federal Universities Instituions – subject to recognition/approval

State Department of Education Establishes detailed norms for education in the state often through an optional State Council for ISCED 2 and 3 ISCED 2 Education, especially Secondary Schools must be ISCED 3 Education. licensed by State State Universities Secretariet

Municipal Department of Education Works closely with the State Department, responsible for Elementary Education ISCED 0 (compulsory education – 6-14 years ISCED 0 ISCED 1 old/ 1st-9th year) ISCED 1 ISCED 2 ISCED 2

4 According to the current educational legislation, it is the responsibility of the Federal Union to co-ordinate the national educational policies linked to the different levels and systems, to provide technical and financial assistance to the states, the Federal District of Brasilia and the municipalities for the develop- ment of their educational systems. That is, to perform a normative (basis and set of guidelines), redistributive and supplementary functions beyond the resource allocation function aiming at reducing regional and social inequalities. Within this scenario, the federal government is primarily responsible for the provision of higher and professional education in the form of federal schools, including universities, institutions of higher education, technical schools and technological education centers. It also supervises the private higher education network. It is the responsibility of individual state governments to also provide elementary education and, as a priority, upper . According to the Brazilian Federal Constitution, the Union must invest annually at least 18% of its net revenue from taxes towards the maintenance and development of education, while the states, Federal District of Brasilia and municipalities at least 25% of their net revenue from taxes, including those result- ing from transfers by the Federal government. In addition to public funds, a 2.5% payroll tax contributes to public education financing.The public resources allo- cated to education, in 2013, were equivalent to 6% of the national GDP. The proportions of educational finance are: federal 20%, state 41% and municipal 39%.

The organization of the Brazilian education system

In terms of organization, the Brazilian education system is structured on two levels: basic education and higher education. Basic education consists of three stages: 1) early childhood education, which includes provision for children from 0 to 3 years of age (nursery schools) and from 4 to 5 (pre-school); 2) elementary education from 6 to 14 years of age and 3) upper secondary education, the final stage of basic education, with a minimum of three years’ attendance, from 15 to 17 years of age. The education is compulsory from pre-school to upper secondary (4 to 17 years old) and free in public schools.

5 ISCED 2011 Mapping of the Brazilian Basic Levels of Education

Professional upper secondary diploma – Subsequent

1 Upper secondary Professional upper Upper secondary 8 diploma secondary diploma Year 1 diploma

17 12th 12th 12th 11th 11th 11th

ISCED 3 10th 10th 10th 15 Upper secondary Professional Education education at the upper at the upper secondary level secondary level

9th 8th 7th ISCED 2 6th 11 5th 4th 3rd

ISCED 1 2nd 1st 6 Special needs education Elementary school

ENEM ISCED 020 4 Pre-school ENEM ISCED 010

Nursery school 0-3 Pre-primary education

Source: EducationGPS

6 Monitoring and Evaluating Brazilian Education

The Instituto Nacional de Estudos e Pesquisas Educacionais Anisio Teixeira – INEP (Anisio Teixeira National Institute for Educational Research and Studies) is responsible for collecting data and evaluating the Brazilian educational systems at national level. The main activities of INEP are:

(i) development of indicators to measure the capacity of educational services, their efficiency, quality and expenditure; (ii) dissemination of the data to the general public, media and policy- makers; and (iii) development and implementation of an integrated education infor- mation system.

Education Census

Once a year, INEP carries out two censuses: The School Census on Basic Education and the Higher Education Census. They collect data for planning and implementing educational policies at every level of government.

School Census on Basic Education

The School Census on Basic Education is carried out annually at federal level. It collects information about all modalities of basic education: early childhood education, elementary education, secondary education, professional education and education for the young and adults. Since 2007, teacher and student related data has been collected individu- ally. Through the teacher’s questionnaire, it’s possible to identify the adequacy of their level of training and teaching activities, individualized teaching data, amongst other information. The student’s questionnaire provides informa- tion from the school population; identify personal data, location, the need for specialized educational services and/or different locations of the school, and

7 other support services for school development such as provision of school meals and transportation. The goals of this Census are to provide information to analyze, diagnose and plan the Brazilian educational system and guide the definition of policies in order to promote the improvement of quality in education. It is also used to subsidize federal government programme such as the School Textbook Distribution Programme (PNLD), the National School Transport Programme, the National School Meals Programme (PNAE) etc.

Higher Education Census

INEP also carries out the Higher Education Census which is the official sta- tistic data base of higher education in the country. It collects information on undergraduate courses in public and private institutions of higher education on an annual basis. As in the Basic Education Census, the unit of data collection is the individual (student or teacher) which can be grouped by courses or institu- tion. Besides individual data provided by teachers and students, the Census also collects information on the courses, personnel (administrative), financing and infrastructure of the higher education institutes (library, equipment, and other institutional resources).

Big numbers of 2015 School Census on Basic Education

Schools 186 thousands

Teachers 2 millions

Students 49 millions

Source: Censo Escolar INEP/Deed

8 National Assessments and Evaluations

The Brazilian experience of , taking into account the fact that it is a large continental country and its federal structure, is character- ized by the implementation of a set of action and indicators involving the various participants, schools and educational systems in the country. INEP is the agency responsible for major educational assessments at the national level within the structure of Brazilian government: National Assessment System for Basic Education (SAEB); National Second- ary Education Examination (ENEM); National System for Evaluation of Higher Education (SINAES); National Examination for Certification of Adult Competen- cies (ENCCEJA)

ANA National ENEM SINAES Assessment

ISCED 1 ISCED 2 ISCED 3 ISCED 6

SAEB (All public schools – “Prova Brasil” SAEB and sample of private schools) (sample of schools)

The National Assessment System for Basic Education (local acronym SAEB – Sistema Nacional de Avaliação da Educação Básica) is the national system for evaluation of the basic education (ISCED 1, 2 and 3) in Brazil based on a rigorous sample methodology. It has been carried out on a bi-annual basis since 1993 and assesses the quality of teaching in Brazilian schools by measuring the achievements and performance of students at different stages in their studies and monitors changes in these achievements overtime, considering the existing conditions of the Brazilian education system.

9 The National Literacy Assessment (local acronym ANA –Avaliação Nacional da Alfabetização) is the first component of SAEB. The assessment is carried out every two years of all students enrolled in the third year of the primary level in public schools, covering basic literacy and numeracy. SAEB has also been regularly conducting assessments of samples of national students from both public and private schools in the last year of primary (ISCED 1), lower secondary (ISCED 2) and upper secondary (ISCED 3) levels. Scientific procedures are used to ensure reliable national and state level sampling Prova Brasil is a national assessment programme based on student achieve- ment tests implemented as a component of SAEB. The tests are the same from SAEB, however the Prova Brasil is given to all public school students attending the last year of primary (ISCED 1) and lower secondary (ISCED 2) levels, every two years since 2005. Both programs are the reference for evaluation of basic education qual- ity at a national level. The results provide the data source for the construction of Basic Education Development Index (IDEB), the main indicator of quality of basic education in Brazil. The index comprises of the students’ performances in and Reading and also the approval rates of schools. The index uses the school as the lowest level of aggregation, which allows analysis for higher levels such as municipalities, states, regions and the country as a whole. The index scale is from 0 to 10.

Municipal IDEB Averages for primary public schools – Brazil, 2005-2015

2005 2007

10 2009 2011

2013 2015

Up to 3.7 3.8–4.9 5.0–5.9 6.0 or more No Ideb

Source: INEP

The IDEB is used by policy makers and researchers for planning, implementa- tion and evaluation of educational policies. Every municipality has a target index to be achieved during each cycle of IDEB, besides a national target index for 2021. The SINAES evaluation system involves all the institutions of higher educa- tion in an on-going process. It comprises of a global and integrated evaluation system for academic activities consisting of three different processes, namely:

(i) Evaluation of institutions of higher education; (ii) Evaluation of undergraduate courses of study; and (iii) The National Examination of Student Performance (ENADE).

11 As components of one and the same evaluation system, each of these pro- cesses is carried out in different situations and at different points in the process. They all make use of their own instruments but are coordinated among them- selves. These processes look at specific dimensions and indicators, with the aim of identifying strengths and weaknesses in areas of study and institutions, as well as promoting enhanced quality and relevance and, as a result, fostering educa- tion and providing society with information related to higher education in Brazil. Other aspects to be considered as part of the process of evaluating institu- tions include access to additional information from the Higher Education Census, CAPES (Brazilian Federal Agency for Support and Evaluation of Graduate Education) reports and appraisals of graduate programmes, as well as documents for (renew- ing) accreditation of institutions of higher education and any other data CONAES (National Commission for Higher Education Assessment) may consider relevant.

Progress of the Brazilian Education System

Undeniably there has been progress in the Brazilian educational system. However, it still has serious problems, worsened by the strong social inequali- ties that persist in the country. The following charts present some evidences of these two facts:

Iliteracy rate of 15+ population – Brazil – 1940-2010

60% 56.0% 50%

40%

30%

20% 9.6% 10%

0% 1940 1950 1960 1970 1980 1990 2000 2010 Source: IBGE – Censo Demográfico 1940-2010; elaborated by INEP/Deed

12 Out-of-school population from 4 to 17 years old – Brazil, 2014

1000000 932829 900000 800000 690104 700000 600000

500000 460574 400000

300000 264020 265895 200000 115553 85250 100000 62237 38803 25358 18468 26331 24307 16139 0 4 5 6 7 8 9 10 11 12 13 14 15 16 17 Age Source: IBGE – PNAD; elaborated by INEP/Deed

Mean Years of Schooling of the 18 to 29 years old population by age, family income, region, location, color/race – Brazil, 2014

Income top quartile 12.0 Yellow 11.6 White 10.7 Southeast 10.5 South 10.3 Urban 10.3 Central-West Region 10.2 Brazil 10.0 Black 9.5 Brown 9.4 North 9.3 Northeast 9.1 Rural 8.2 Indigenous 8.1 Income bottom quartile 8.1 0 1 2 3 4 5 6 7 8 9 10 11 12 13 Source: IBGE – PNAD; elaborated by INEP/Deed

13 Primary schools by type of school – Brazil, 2015

Federal: 0.02%

Private: 17.8% State: 10.5%

Municipal: 71.6%

Source: School Census, INEP/Deed

Basic education schools by location – Brazil, 2015

Rural: 34.7%

Urban: 65.3%

Source: School Census, INEP/Deed

14 Percentage of schools with internet access by municipality – Brazil, 2015

Above 80% 60 ˫ 80% 40 ˫ 60% 20 ˫ 40% Below 20% NA

Source: School Census, INEP/Deed

Primary and Secondary Enrolment by distinct school location type – Brazil, 2015

Indigenous land 232,108

Land remaining from settlements founded by 246,404 fugitives slaves (quilombos)

Land reform settlements 398,698

Prison units 219,991

Instituition for deprived of freedom 97,025

0 50,000 100,000 150,000 200,000 250,000 300,000 350,000 400,000 Source: School Census, INEP/Deed

15 Approval rates by level of educati on – Brazil, 2008-2014

100

95 91.7 92.7 92.7 89.9 90 87.0 84.1 85.1 84.8 85 82.7 79.9 80 80.1 80.3 78.7 75 77.2 74.9 70

65

60

55

50 2008 2010 2012 2013 2014 ISCED 1 ISCED 2 ISCED 3

Source: School Census, INEP/Deed

Percentage of over-age students for grade by municipality – Brazil, 2015

Below 5% 5 ˫ 10% 10 ˫ 20% 20 ˫ 40% Above 40% NA Source: School Census, INEP/Deed

16 FEDERATIVE REPUBLIC OF BRAZIL Michel Temer

MINISTRY OF EDUCATION | MEC José Mendonça Bezerra Filho

VICE MINISTER OF EDUCATION Maria Helena Guimarães de Castro

ANISIO TEIXEIRA NATIONAL INSTITUTE FOR EDUCATIONAL RESEARCH AND STUDIES | INEP Maria Inês Fini OVERVIEW OF THE BRAZILIAN EDUCATION SYSTEM

MINISTRY OF MINISTRY OF EDUCATION EDUCATION