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Everyone knew that nuclear war would be hideous, but no one expeaed this. arly in 1979, the Congressional Office of Technol- ogy Assessment (OTA) completed a 151-page re-- port called "The Effects of Nuclear War."The first finding, set off in boldface, was "The effects of a nuclear war that cannot be calculated are at Eleast as important as those for which calculations are at- tempted "That has proved to be an unusually apt caveat. Now, only a few years after the OTA report, and four de-- cades after the invention of nuclear weapons, the scientific and defense communities have suddenly learned of an as- pect of nuclear war, overlooked by OTA and almost every- one else who had studied the subject, that could prove to be more devastating than any of the other effects--includ- ing the blast and radiation. The forgotten factor? . Government scfendm had been studying the physical effects of nuclear aplo- sions for decades, had produced massive wlumiel ,. of detailed observations, had scrutinized &CCOUDII of lbe blasts at and , the lln!stonDs at 0... den, Hamburg and Tokyo. But no one bad calnaleled tbe! HARD climatological effects of the globe-&paoDJDg paD of smoke that could rise from tbe lbousaodl of files ...... by a nuclear war. Indeed. wltb the ezcepllon of "!0 FACTS glected reports produced for tbe U.S. government In 1960s, the word smoke is baldly meotloaed in lbe ldeodl- ABOUT ic literature. I A paper publlsbed In lbe Swedish 1982 thus came 11 a complete surprise. stunning NUCLEAR and defeDse alike wltb Its slmpJe. ominous sion. Paul Crutzen, a Dutch atmospbertc ldentlst. uct; BY ANDREW C. REVKIN s.n1tw,.,. Andrlw c RaJidn Is 1«11ur«1 on tlw ,._ NUCLEAR WINTER have a major Impact on - The biologists said that lthe manifested by significant surface darkening over many weeks, sub- possibility of the of freezing land temperatures persisting for up to several months, large pertur- Homo sapiens cannot be excluded." bations in global circulation patterns and dramatic changes in local weath- er and rates-a harsh 'nuclear winter' in any season." The biologists also presented theh findings. Their sweeping, controver- sial conclusion, later published in the same issue of Science. was that such a climatic catastrophe could "cause the extinction of a major fraction of the plant and animal species on the Earth.... In that event. the of the extinction of Homo sapiens cannot be excluded." The press, fresh from reporting on The shock waw loYOUid exlfngulsh some of 1he ftres set by Che President Reagan's Star WatS defense initiative and the lUst's thermal pulSe, but It wouJd •rso start l'l'l)'l1ad sec:oncs.ry ftres by bt'U.kfng g.s lines, fuel atnla and the Uke. GM!n 1he antinuclear protests in Europe. gave the news wide cover- right amdlttons, the ftres CXKild merge Into il single lrRino. age. The public was already sensitized to the issue by ad· vertisements for the ABC special ''The Day After," whict. tary but convincing way that smoke from a nuclear war- was aired just three weeks later. several hundred million tons of it-"would strongly restrict To be sure, not everyone agreed. A small but powerfu. the penetration of sunlight to the Earth's surface and cadre of critics, led by Edward Teller, a chief architect o: change the physical properties of the Earth's ." the hydrogen bomb and an important force at Lawrence And theh calculations were based only on smoke from Uvermore National Laboratory, attacked the reports, argt!- burning forests. When another research team considered ing that the studies were inconclusive and politically motl- smoke from burning cities, the forgotten factor took on vated. "The only news," Teller says, "is that Sagan has even more significance. made a lot of propaganda about a very doubtful effect'' Richard Turco, an atmospheric scientist at R & D Asso- ciates, in Marina del Rey, California, had been working hree congressional hearings, dozens of scientific with three researchers at the NASA Ames Research Center, meetings, several international conferences anG two of whom were former students of Cornell astronomer at least four books later, nuclear winter has tak· , on the atmospheric effects of dust raised by nu- en its place-somewhere between megaton ana clear explosions. When Turco read an advance copy of the ouerki/1-in the burgeoning lexicon of terms Ambio study, be hnmediately saw that smoke would be far Tspawned by the study of nuclear war. After more than a more important than dust year of scrutiny, the TTAPS study bas held up, at least as a Turco reworked the Ambio calculations, adding in the "first order" estimate. "Critics of the original paper proba- smoke from burning cities. Along with the NASA group- bly never read it," says Startey Thompson, an aunospheri.;; O. Brian Toon, Thomas Ackerman and James Pollack- scientist at the National Center for Atmospheric Research and Carl Sagan, he put together a comprehensive analysis, (NCAR), i.n Boulder, Colorado, who bas contributed to se-:- including computer models, of the "global consequences eral subsequent computer analyses of the concept "If of multiple nuclear explosions." The group, which soon had read it carefully they would realize it's not very O\'er- became known as TTAPS (an acronym based on last stated. It has lots of caveats in it What has probably been names), discovered that the smoke could have a devastat- overstated has been public discussion. When you put It a.. ing effect on the Earth's climate. together, it looks bad." The findings were so dramatic, in fact, that in late April Almost everyone agrees on one point the need 1983, more than 100 scientists were invited to a closed ses- more research. "It's been an instant field," says Bob Cess sion at the American Academy of Arts and Sciences, in a specialist in clhnate modeling at the State University o:: Cambridge, Massachusetts, to review the study. The physi- New York, Stony Brook, who is working on the problerr. cal scientists met first, testing the assumptions, dissecting with researchers at Lawrence Uvermore. "Never has sc the models, checking the data. Some adjustments and re- much been said about a field in which so little has be-er. finements were made, but the basic conclusions held. done." Then the biologists took a crack at it They extrapolated The only absolute quantity in the entire concept is the from the climatic effects to the impact on agriculture and fantastic power of the bomb. The uncertainties are mul:i- ecosystems. The destruction wrought by nuclear war, they fold and frustratingly complex. Many aspects of the micro- concluded, would be much greater and more long-lived of lire and smoke and the macropbysics of weat."l- than anyone had previously conceived. er and climate are still mysteries. in fact, S. c. The results were announced to a capacity crowd at a geophysicist at George Mason University in Fairfax, Virgm- conference in Washington, D.C., on Halloween 1983 and ia, and a consistent critic of the TTAPS work, has argued were published in the December 23 issue of Science. The both and the Wall Street Journal that, given lt.e TTAPS group concluded that "a global nuclear war could right conditions, a nuclear war could produce a dark. h :1t 64 SCENCE OIGEST-MAACH 1985 ···nuclear summer." Moreover, the computer-generated its bottle since it was unleashed on Japan 40 years ago. If models being used to study nuclear winter are---

66 SCJENCE DIGEST-MAACH 1985 Despite these and other assump- tions, subsequent two- and three-di- mensional computer analyses have, for the most part. only mitigated the effects described by TTAPS. Coastal regions and islands would escape the brunt of the deep freeze but might be subjected to extraordinary storms as the warmer air over the ocean clashed with the cold air over land. Clear patches in the canopy of smoke, low- lying fogs and other factors would lessen the effects. But only in a few cases have simulations failed to show significant, potentially destructive cooling of the Earth's surface. Mark Harwell, a Cornell biologist who recently finished a book on the subject, says, "You don't have to go to the extreme bounds of any of these ranges of uncertainties to be able to generate a nuclear winter. Actually, the converse is true. To come up with a war that does not generate a nuclear winter, you have to go to the ex- tremes." Commenting on the critics of TTAPS, he adds, "You can talk your- self into saying, 'Gee, I could have a nuclear war that didn't lead to nuclear winter,' but it takes a lot of soft-shoe The atomk bomb thlrt the United Stlltes dropped on Hiroshima In 1945 tNid • yield of 16 kilotons, less than one pera!f1t ofthe powter ofsome of the smallest modem routine. I've seen people do it" nudar WNponS. The flrestonn destro)

67 clear what conditions lead to a mospheric scientist, burned Denver. HARD FACTS as opposed to a , which is a Fortunately for that mUe-high city, Cot· large but unfocused blaze. ton did it on a Cray I supercomputer. He The amount of smoke produced de- Kang, Michael Mac<:racken and others used a three-dimensional model that Colo- pends first on the nature of the war. The doubt that proposed studies of experlmen· rado State researchers had designed to range of possibilities Is Impressive-any tally set fires and accidental fires will bear study the behavior of powerful thunder· number of combinations of "counter· much fruit. "The real problem," Mac· storms. As far as the atmosphere is con- fOJCe" strikes. against military and Cracken says. "is trying to scale lrom a reJ. cerned. be says. a and "countervalue" strikes, against industrial atively small fire-even a city block, for the resulting fires aeate a "convective dis- assets. The only limit is the total number example-to what might happen If you turbance" that is not that different lrom a of weapons available. Wlth the combined have a megaton explosion that sets nine- thunderstorm; they produce an immense nuclear arsenals of the United States and ty-five square mUes or so on fire at the column of rising hot air. Cotton discov· the Soviet Union containing 50,000 strate- same time. No one bas any idea how to do ered that almost balf of the smoke general· gic and tactical weapons that is not much that" ed by the computerized flrestorm was of a limit Once more, supercomputers come driven Into the stratosphere--where It into play. Kang is piecing together a three- could reside for years instead of months. "CUes Will Be Struck" dimensional computer model of ul'ban· The model is a mathematical grid, 28.5 More specifically, smoke production de- fire behavior that he says is even more mlles square and divided vertically into 32 pends on how many dlies bum. OfticiaiJy, complex than many of the atmospheric slices, each 0.45 of a rnlle thick. It took they are not targeted, but most defense ex· models. It will focus on the buUding-to- eight years to design, says its creator, Greg perts assume that It would be impossible bulldlng spread of the names, a process Tripoli, and Includes more than 50,000 to light a nuclear war without hitting cities. that depends on things as subtle as the commands. Numbers are assigned to Admiral Noel Gayler, now retired, has fate of win

sions. They have had no incentive to look Ayres, who is now at Carnegie-Mellon HARD FACTS at global effects of multiple nuclear explo- University, says a nuclear war will proba- Continued from page 68 sions." As for why university researchers bly have some adverse climatic impact, didn't catch on to the importance of but still thinks it unlikely that this ''would enlist at Hanscom Air Force Base in Mas- smoke, he says, "You don't get brownie dominate over blast and radiation." Wl)en sachusetts, says he got 22 percent of the points in academia for studying some· he reviewed the TTAPS report. he says, he smoke into the stratosphere-half as thing as applied as nuclear war. You don't found only two paragraphs on what he much as Cotton but still more than TIAPS. get promotion and tenure and things like considers to be the biggest question: the The smoke is lofted so high so quickly, that So there's no incentive there either." possibility that most of the smoke wlll be Banta says, that the scavenging processes HFull of Sloppy Work" scavenged by rain before it has a chance that normally remove particles from the to affect climate. "Frankly," Ayres says. ''I atmosphere don't have time to work. "It's very strange," says Richard Turco. was somewhat dismayed that they This work has been hailed as extreme- "When you look back through the litera- jumped to such dramatic conclusions." ly important by many in the nuclear-winter ture, which mainly consists of the 'gray' lit· In 1966, Edmund Batten, working for research community. Even so, Cotton's erature-reports and things of that sort- the Rand Corporation, produced a report paper was rejected last fall by Science. you can literally pick up a handful of re- titled "The Effects of Nuclear War on the ·There is one more question, perhaps ports that have addressed these possible Weather and Climate" for the Atomic En- the biggest one of all, that concerns long-term consequences of using nuclear ergy Commission. He mentioned smoke, smoke: How could the significance of weapons in large numbers. And those are but only smoke from forest fires. As an ex- smoke, the cornerstone of such an enor- not very authoritative, are fuJI of very slop- ample, he referred to a massive fire that mous, il putative, environmental cata- py work and aren't very imaginative. And burned 3,800 square miles in western Can- clysm, stay hidden for so long? At a con- you have to wonder why that is. I think ada. Among-its effects, "the pall of smoke gressional hearing last summer, Richard one reason is everybody always assumed from the 1950 Alberta fire was believed re- Wagner, Jr., Assistant to the Secretary of that It's going to be such a disaster an-jway sponsible for reducing the incoming [so- Defense (Atomic Energy), testified, "Not that 'who cares?' " lar] radiation by fifty-four percent and low- only the Department of Defense but the In 1962, Robert Ayres, then at the Hud- ering the temperature ten degrees scientific community in general ought to son Institute, undertook a three-year study Fahrenheit at Washington, D.C." be a bit chagrined at not realizing that of the environmental effects of nuclear Despite that startling finding, he con· smoke could produce these effects." war for the Office of Civil Defense (now eluded that "these short-term effects are John Birks, one of the authors of the absorbed by the Federal Emergency Man- not expected to last for more than a few Ambio study. offers two answers: "De· agement Agency, FEMA). He realized that weeks." tense scientists, who are the ones funded smoke could have an effect on climate. Starley Thompson recently came to look at this, are not attuned to this sort But because he was working alone, "with across the Batten study. "Now that I find of thing. Their job is to build weapons to no computers or fancy mathematical out that people actually thought about prevent war. Their work has focused on models," he did not try to calculate specif- smoke as long as eighteen years ago," he prompt effects of single nuclear explo- ic consequences. Continued on page 81 77 stratosphere where they can destroy HARD FACTS . Continued from page 77 So the two scientists turned their atten- tion to the troposphere, the lowest six says, "it surprises me more and more that miles or so of the atmosphere, to see what somebody didn't draw the connection effect the nitrogen oxides would have more strongly. Batten himself tended to ig- there. One in a postwar atmo- nore it in favor of dust If somebody with sphere would be smoke. In the presence radiative transfer experience had read that of sunlight, the nitrogen oxides would re- paragraph, they would have probably hit act with compounds in the smoke, a pro- upon (nudear winter] eighteen years ago." cess that produces ozone-just the oppo- The Office of Civil Defense funded yet site of what would happen in the another study in the 1960s that seemed to stratosphere. Ozone at the Earth's surface miss the mark. "Project flambeau, an In- is toxic to many plants and a major com- vestigation of Mass Fire," was a three-year ponent of smog. effort to simulate intensive urban fires and But, recalls Birks, they reasoned that study their behavior. According to a report the same smoke that would contribute to by Clive Countryman, the project's first di· smog formation might also cut back on rector, mock city blocks were constructed the amount of sunlight, and that could lim- by laying out grids of up to 324 "houses," it the production ol noxious ozone. They each a square stack of 20 tons of pinyon still didn't realize what they were working pine and juniper, 46 feet on a side and toward, but they were getting dose. about 7 feet tall. Instruments of every de- To measure the reduction in sunlight, scription were strung around, above and Crut.zen and Birks needed to estimate within the firebed. The flres were set with smoke production and did so using data simultaneously ignited pouches of jellied gleaned from studies of forest fires. It ap- diesel fuel Smoke partides were trapped, peared that several hundred mUllon tons temperatures (up to 3,000 degrees Fabr· of smoke could be lofted into the atmo- enbeit in some cases) were measured, sphere. "We found out that easily some- winds were docked. Thousands of pages thing like ninety-nine percent of the sun- of data and thousands of feet of film were light could be blocked," says Birks. collected-and almost nothing was done Suddenly, ozone became a side issue. with it With less than three months to go before their deadline for the artide, Crutzen and Funding for Research CUt Birks completely changed focus. The title Around 1970, most of the funding for the they chose reflected the new findings: Office of Civil Defense was cut, and that "The Atmosphere After a Nuclear War: was just about the only agency requesting Twilight at Noon." this type of research. The TIAPS group was uniquely quali- For more than a decade, nothing hap- fied to take over where Crutzen and Birks pened. And, according to John Birks, left oH. Their experience with the effects of when he and Paul Crutzen finally realized -particles suspended In the that smoke could obscure the sun. It oc· air-went all the way back to 1971. Carl curred to them purely by chance. Sagan was involved with the Mariner 9 Buts. a chemistry professor at the Uni- mission to Mars. The probe arrived at versity of Colorado, went on sabbatical in Mars to find the planet engulfed in a global 1981 to study computer modeling with dust storm--a common occurrence, ac- Paul Crutzen, a director of the Max Planck cording to Sagan-that lasted three Institute for Chemistry in West Germany. months. While the scientists back on Earth Around that time, Crutzen received an in- were waiting for the storm to dear, they vitation to contribute a section on the at· had the probe take temperature readings mosphere to a special issue of Ambio, of the atmosphere and the surface. They which is published by the Royal Swedish noted that the atmosphere got warmer, ap- Academy of Sciences, on the human and parently because the suspended dust ab- ecological consequences of nudear war. sorbed the sun's energy, while the surface Because Birks had previously worked on grew cooler. Once the dust settled, condi------, the effects of nudear explosions on the tions reverted to the norm-warmer sur- I .. - 1 , the two scientists decided to face and cooler, dear atmosphere. collaborate. Since 1975, it had been as- 1Send my ''" Heathkit Catalog now. 1 Mars and am not currently receiving your catalog. 1 sumed that the major atmospheric pertur· Comparing Earth I' bation produced by nudear war would be In 1976, Sagan, Brian Toon and James Pol- I I severe depletion of the layer of ozone high lack published a paper in which they com- I Name in the stratosphere that prevents harmful pared the Martian observations with quantities of radiation from events on Earth, specifically climate I Address I reaching the Earth. changes following volcanic eruptions. I City State --1 Crutzen and Birks chose the ozone A well-documented example was the problem as a natural starting point But. 1815 eruption of Tambora in what is now says Birks, things had changed since 1975. the Indonesian archipelago. The year that Warbeads had become smaller as accura- followed that catadysm, which blew off cy improved. Warheads of less than half a the top 4,000 feet of the conical mountain, • Heathkit• megaton are not powerful enough to in· was later referred to in New England and Heath ject nitrogen oxides, compounds created Europe as "Eighteen-Hundred-and-Froze- Company in the thermonudear fireballs, into the Continued on page 83 81 what they like, whereas we tell our people HARDFACI"S what Sagan likes." Continued from page 81 Despite his public denunciations of the TTAPS group, Teller has conceded in con- to-Death" and "the year without a sum· gressional testimony that a nuclear war mer." Crops failed across both conti· could have significant climatic effects. He nents--and that was the result of a drop in has also proposed contingency measures average tempe.rature of only 1.8 degrees that he says would lessen the impact For Fahrenheit example, Teller says, "we should increase In 1980, another catastrophic event, our food storage, which is for us very easy the extinction of the dinosaurs, had been and for others possible." He has even ten- tentative.ly linked to a wayward asteroid tatively discussed the idea of firing rockets that may have collided with Earth 65 mil· into the atmosphere filled with micron· lion years ago, blasting vast quantities of size needles that "resonate with the infra. fine dust into the atmosphere. Toon and red, but which let visible light through," Pollack joined forces with Richard Turco thus countering the nuclear-winter effect and calculated that the collision might by keeping in the escaping heat have created a period of prolonged cold Kind of Lottery and darkness. The seeds for TTAPS were A Weather sown. All that was needed was the nuclear Richard Turco has labeled these respons- connection and the link to smoke. The for- es "absurd." He describes a similar mind- mer was provided when Turco and Toon set he has seen among other members of were asked by the National Academy of the defense community: ··one guy said, Sciences to contribute to a massive study 'Well, if it gets ten degrees colder we'll just on the effects of nuclear war. The latter, of grow the com in Mississippi, move the course, was provided by Crutzen and com belt down.' Well, that's fine if you just Birks. Finally, Turco, Toon and Pollack had these nice temperature contours and It life jutt a haphazard phe- were joined by Sagan and Thomas Acker· you could figure out where exactly the eli· nomenon? Are there but blind man, a computer expert at the NASA malic situation is going to be good for mechanistic laws, causes and ef- Ames Research Center, and TTAPS was com. But that's not the way it's going to born. Says Turco, "We just sort of synthe- work. It's kind of a weather lotterv or rou· fects without purpose? Is there a sized information from a large number of Jette that you can never resolve. Also, no- reason for our personal existence? areas and combined that with understand· body's ever used these weapons, so we Can we establish a personal mis- ing how the climate works. The informa- really can't predict what's going to happen sion that will be in harmony with tion was sitting there; it just needed to be anyway." Infinite Reality-or must we drift gathered and tied into a package." says nuclear winter is a positive thing, "because it is a powerful along, buffeted by the winds of The Fate of Theory the political force against nuclear weapons. It chance? These are subjects fasci- The fate of the nuclear-winter theory will is dramatic and beautiful." But Dyson sees natingly explored by The Rosicru- not be decided in anything approaching a a darker side to this nascent theory. "It is cians, a worldwide fraternity. Ask definitive way for at least three years, ac- somewhat analogous to what Unus Pau- for a free copy of the book. The cording to most of the researchers que- ling did in the 1950s when he fought Mattery of Life. ried. Even then, there will only be a reduc- against nuclear weapons on the fallout is- tion of probability, a closing in on a sue," be says. The public became educat· plausible course of events-nothing com- ed to the dangers, but "unfortunately, the pletely definitive. atmospheric test ban treaty carne along The Rosicrucians are: In spite of the potentially enormous and got rid of the fallout without getting rid • Not a religion ramifications of nuclear winter, there are of the testing." Dyson says the danger now • Nonprofit those who doubt it will affect public poli- is that the military response to nuclear • Nonpolitical cy. Robert Ayres, at Carnegie-Mellon, says winter, if research tends to support it, may that Sagan may have damaged his scientif- be to "get around it in a technical fashion ic credibility by discussing the political im· . ... Change targeting doctrine and de- r----- USE THIS COUPON plications before the validity of the theory ployment, produce only warheads of less 1 i is confirmed. In his contribution to TTAPS than a hundred kilotons and the thing Scribe ESM I I critic Fred Singer's forthcoming book goes away-just like fallout" Rosicrucian Order (AMORC) I about nuclear winter, Ayres says, "The Rosicrucian Park Uncertainty Is Desirable San Jose, CA 95191 , U.S.A. I transparency of Sagan's motives may I I have detracted from the effectiveness of But Dyson, Schneider, Sagan and others Gentlemen: his argument .. . The nuclear hard-liners still say the final effect will be positive: The 1 I KlndlyMndmeefrMcopyofTHEMA$- 1 in the Reagan Administration will be ultra· very uncertainty that plagues research TERY OF LIFE. l suspicious of any conclusions based on the phenomenon is desirable. Schneider mathematical models that are not com· says, "A lot of the young guys who work pletely and fully tested and verified. They with me ask, 'Is there any chance that l ::;r:..-_-_-_-_-_-_-:_-_-_-_-_-_-_-_-_-_----1 will point out, correctly, that it would be could make war more probable by these doubly disastrous if the U.S. leadership be- studies?' And the answer is there's always lieved in the Sagan thesis while the Soviet a chance. But the only way you make war zip I leadership did not." more probable is by giving one :;ide the 1 He is echoed by Edward Teller, who belief it has a distinCt advantage it didn't has been playing devil's advocate to the used to have." The Rosicrucians (AMORC) TTAPS group for more than a year. "My According to Dyson, "the ideal an- main worry is that [nuclear winter] may be swer" to the nuclear-winter question will S.n JOH, Cellfomle 95191 , U.S.A. exploited as a propaganda point by the So- be, ·• 'Yes, this may happen, and there's no viets," Teller says. "They tell their people way we can ever tell.'" • 83