102 THE ANATOMICAL RECORD (NEW ANAT.) 257:102–109, 1999

FEATURE ARTICLE

Diffusion Magnetic Resonance Imaging: Its Principle and Applications

SUSUMU MORI* AND PETER B. BARKER

Diffusion magnetic resonance imaging (MRI) is one of the most rapidly evolving techniques in the MRI field. This method exploits the random diffusional motion of water molecules, which has intriguing properties depending on the physiological and anatomical environment of the organisms studied. We explain the principles of this emerging technique and subsequently introduce some of its present applications to neuroimaging, namely detection of ischemic and reconstruction of axonal bundles and fibers. Anat Rec (New Anat) 257:102–109, 1999. ௠ 1999 Wiley-Liss, Inc.

KEY WORDS: brain imaging; magnetic resonance imaging; diffusion MRI; diffusion imaging; stroke; fiber reconstruction

It is truly amazing to realize that more in its acute phase.14 Around the same ous types of MRI techniques have been than two decades after the invention time, scientists had also noticed that designed to use the difference in such of magnetic resonance imaging there is a peculiar property of water MRI properties of water in different (MRI),8 this technology is still evolv- diffusion in highly ordered organs such tissues to differentiate regions of inter- ing with considerable speed. The tech- as brains.13,11,5,6,19 In these organs, wa- est. nique of diffusion-weighted imaging ter does not diffuse equally in all direc- In order to explain the concept of (DWI) is one of the most recent prod- tions, a property called anisotropic the conventional MRI, we use the anal- ucts of this evolution. Briefly speak- diffusion. For example, brain water ogy of a gyroscope (Fig. 1). In an MRI ing, this approach is based on the diffuses preferentially along axonal fi- experiment, we first excite water pro- measurement of of ber directions. We now believe that it tons in a sample (or human in our molecules. It has been long, but not is possible to use this diffusion prop- case) with the imposition of a strong widely, known that nuclear magnetic erty as a probe to study the structure magnetic field. This is similar to start- resonance is capable of quantifying of spatial order in living organs non- ing the rotation of millions of gyro- diffusional movement of molecules.17 invasively. In this tutorial, We will In the 1980s, a method that combines explain the physical principles of this this diffusion measurement with MRI emerging technology and introduce its was introduced, which is now widely present applications. called diffusion imaging.18,10,9 This technique can characterize water diffu- sion properties at each picture ele- CONVENTIONAL MRI ment (pixel) of an image. The first Before explaining diffusion MRI, we important application of diffusion MRI will briefly go over principles of con- emerged at center stage of the MRI ventional MRI—proton density and community in early 1990s when it was T2-weighted imaging—because they discovered that DWI can detect stroke share some important analogies with diffusion MRI. In MRI, we usually observe water protons, because they are by far the dominant chemical spe- Drs. Mori and Barker are faculty mem- bers in the Department of , cies observable by magnetic reso- The Johns Hopkins University School nance. MRI is an extraordinarily versa- Figure 1. Analogy of MRI signal to a gyro- of Medicine, Baltimore, Maryland. tile technique because of its capability scope. After excitation of protons in MRI, the *Correspondence to: Susumu Mori, signal behaves like a gyroscope that pre- Ph.D., Johns Hopkins University School of producing various types of contrast of Medicine, Department of Radiology, 217 in the images, or so-called, weighting. cesses at a fixed rate. If the position of the Traylor Bldg., 720 Rutland Ave., Baltimore, gyroscope is projected to a horizontal plane, MD 21205. Fax: (410) 614-1948; E-mail: Water protons have characteristic MRI such precession can be presented as a rotat- [email protected] properties depending on their physi- ing vector. The position of the vector is called cal and chemical environments. Vari- phase. FEATURE ARTICLE THE ANATOMICAL RECORD (NEW ANAT.) 103

several mechanisms through which DIFFUSION WEIGHTING the signal eventually diminishes, or Weighting of MRI by diffusion can relaxes. The T relaxation can be ex- 2 also be explained using the analogy to plained by a loss of coherence or syn- the gyroscope. Just as the rate of the chrony between the gyroscope rota- precession of the gyroscope is propor- tions. Right after the excitation, all the tional to the strength of gravity, in gyroscopes have the same phase (Fig. MRI the rate of the precession is pro- 2). However, as time goes by, the phases portional to the strength of the mag- of gyroscopes become randomized be- net. For example, in a typical MRI cause each gyroscope precesses at magnet of 1.5 tesla (T), the rate of the slightly different speed due to various precession is about 64 MHz. Because reasons such as local non-homegene- Figure 2. Mechanism of T2 relaxation. Phase the strength of magnetic field is kept of each proton is gradually randomized after ity of the magnetic field. Because what as homogeneous as possible, this pre- excitation due to slightly different precession we observe is the vector sum with cession rate is also very homogeneous rates. As a result, the vector sum (indicated different phases, this randomization by thick arrows) decreases over the time, across the magnet. This homogeneity which means signal loss in MRI. of the phase leads to the loss of signal can be disturbed linearly by using a in MRI, which is called T2 relaxation. so-called pulsed field gradient. The Depending on the location of water strength (slope) of the gradient, its scopes simultaneously. The gyroscopes protons related, for example, to patho- direction, and the time period can be will start to precess, and it is this logical conditions, the time required controlled. As an example, Figure 5 precession-equivalent of water pro- for T2 relaxation varies, resulting in shows a diagram of an x gradient. As a tons that produces signals (electric different degrees of signal loss. This in result of this gradient application, pro- currents in a receiver) in MRI. If the turn can be used for the diagnosis of tons start to precess at a different rate movement of the gyroscope is pro- certain diseases. The exact mecha- along the x-axis. With an analogy to jected to a horizontal plane, the preces- nism that confers longer or shorter T 2 the T2 relaxation process (Fig. 2), such sion can be presented as a rotating relaxation is not completely under- differences in the precession rate lead vector as shown in Figure 1. The posi- stood. One thing we are sure of is that to dispersion of the phase and signal tion of this vector is called the phase. when water is in an environment loss (Fig. 6). However, if another gradi- In a standard proton density image, where it can freely tumble (e.g., less ent pulse is subsequently applied with the visual contrast is determined by viscosity or less macromolecules with the same direction and time period the concentration of water, or the num- which to interact), the relaxation tends but of opposite magnitude, such dis- ber of gyroscopes in our analogy. to take longer. One typical example is persion can be refocused or re-phased, Namely, the more water in a given the formation of , which leads therefore, the first gradient is called region, the brighter the region will to significant slowing of the relaxation the dephasing gradient and the second appear. The more frequently used, but and a prolonged T2-weighted signal. one the rephasing gradient. more difficult to understand, proto- The T2 weighting can be obtained by From Figure 6, it can be understood cols generate so-called relaxation- inserting a weighting period in be- that this refocusing can not be perfect weighted images, such as T2-weighted tween the excitation and data acquisi- if the protons moved in between a pair images. After the excitation, there are tion (Fig. 3) and this time period of the gradient applications. Thus, by (strictly speaking from the time point applying a pair of gradient pulses after of excitation to the beginning of the the excitation and before the data ac- Water protons have acquisition) is called echo time (TE). quisition, we can sensitize the image Depending on the TE, the amount of (make the resultant image sensitive) characteristic MRI T weighting varies. We can obtain a 2 properties depending on heavily weighted image by increasing their physical and TE, while the use of the shortest pos- sible TE produces minimally T2- chemical environments. weighted images. Examples of the Various types of MRI lightly weighted (short TE) and heavily T2-weighted (long TE) images are techniques have been shown in Figure 4. Regions in the designed to use the brain that have slow T2 relaxation show up bright, such as cerebrospinal difference in such MRI fluid (CSF). has faster T 2 Figure 3. Mechanism of T2 weighing. By insert- properties of water in relaxation and consequently looks ing a waiting period in between excitation darker. The minimally T2-weighted im- and data acquisition, we can obtain relax- different tissues to age in Figure 4a is referred as ‘‘proton ation weighting. For T2 weighting, a scheme density,’’ which means the image is not called spin-echo is inserted (in this case, the differentiate regions of spin-echo time is identical to the T -weighting weighted by anything but water con- 2 interest. period). The length of the inserted element centration (in other words, ‘‘proton determines the degree of weighting. Gray inten- density’’). sity in circles depicts relative image intensity. 104 THE ANATOMICAL RECORD (NEW ANAT.) FEATURE ARTICLE

sity or contrast is not always a direct indicator of the diffusion constant at each pixel of the image. This is be- cause DWI are affected by not only the degree of diffusion weighting (b-value dependent), but also other contrasting mechanisms, such as T2, and/or pro- ton density. To appreciate the amount of water diffusion, the degree of the signal decay (or the slope of the decay) is more important than the absolute intensity of the images. Recalling Fig- ure 7, if such signal decay (S(b))is plotted in logarithmic scale, diffusion constant at each pixel can be obtained from the slope. The calculated diffu- sion constants at each pixel can then be mapped to create an image called an apparent diffusion constant (ADC) image (Fig. 8).

Figure 4. Examples of proton density (a) and T2 (b) weighted images. Echo time for proton DIFFUSION MRI CAN DETECT density was 5 ms and that for T2 weighted image was 80 ms. Repetition time was3sforboth STROKE IN ITS ACUTE PHASE images. In 1991, it was found that the ADC of brain water drops drastically in the to motional processes such as flow or depends on the diffusion constants of event of ischemia.14 Although the ex- diffusion. The amount of the diffu- brain water. For example, signal from act mechanism of the drop is still not sional signal loss by the gradient appli- the cerebrospinal fluid (CSF) region known, it is almost certain that the cation is known to obey an equation (indicated by a white arrow in Figure bulk of the effect is related to the 8) decays faster and therefore gives a breakdown of membrane potential. Be- S ‘‘darker’’ image than that of brain mat- cause this technique is one of the few ϭ Ϫ␥2G2␦2(⌬Ϫ␦/3)D ϭ ϪbD e e ter. Although these diffusion-weighted radiological techniques that can de- S0 images are useful, their absolute inten- tect stroke in its acute phase, the impli- where S0 is the signal intensity with- out the diffusion weighting (no gradi- ent application) and S is the signal with the gradient application (Fig. 7). D is a diffusion constant. The equation indicates that the higher the diffusion constant, the larger the signal loss. The parameter ␥ is a nuclear constant called gyromagnetic ratio. It is intu- itively understandable that the amount of signal loss depends on the time between the two pulses indicated by ⌬, because there is more time for water molecules to diffuse and, thus, the refocusing of the precessing protons is less perfect. Signal loss is also larger if the gradient pulses are stronger (G) and/or longer (␦). Most commonly, we change the strength of the gradients to obtain various amounts of the diffu- sion weighting. The result of a DWI experiment on a human brain is shown in Figure 8. It Figure 5. An example of an x-gradient. The direction along the magnet bore is defined as z, can be seen that signal intensity de- along which the main the magnetic field aligns. Gradient units introduce linear magnetic field creases as gradient strength increases inhomogeneity with a specified time period, magnitude, and direction. As a result, the and that the extent of the signal decay precession rates vary in the sample depending on the position of the protons. FEATURE ARTICLE THE ANATOMICAL RECORD (NEW ANAT.) 105

tion of the object in anisotropic me- dia. Therefore, anisotropic diffusion can not be represented by one diffu- sion constant. We can fully character- ize such a diffusion property by a 3 ϫ 3 tensor, called diffusion tensor (D)’’;12,13

Dxx Dxy Dxz

D ϭ Dyx Dyy Dyz

3Dzx Dzy Dzz4 When a diffusion measurement is made along the x, y, or z axis, what we measure is Dxx,Dyy, or Dzz, respectively. The meaning of this diffusion tensor can be more easily understood using so-called diffusion (Fig. 10, middle row). In an isotropic environ- ment, the diffusion tensor has only diagonal elements (Dxx,Dyy, and Dzz), all of which have the same value (Fig. 10a). Thus, the system can be charac- terized by only one value (D) and the Figure 6. Gradient diagram (upper row) and signal phases (lower row) under application of a gradient. The length of gray arrows indicates the strength of the magnetic field that is diffusion is spherical (the dif- non-uniform during the application of the gradients. After the first gradient application, signals fusion constant D is the diameter of lose their uniform phase (dephase) because each proton starts to precess at different rates the sphere). In an anisotropic environ- depending on its position in space. Such a gradient application is indicated by boxes in the ment, the ellipsoid is elongated. We diagram representing duration and strength. After the second field application of opposite call the longest, middle, and shortest magnitude, the system restores uniform phase (rephase). This rephasing is complete only when axes of this ellipsoid principal axes and spins do not move by Brownian motion (viz., diffuse) during the time in between the two applications of the gradient. The less complete the rephasing, the more signal loss results. the three diffusion constants along the axes ␭1, ␭2, and ␭3. When the principal axes happen to align to our physical coordinate x, y, and z, we can directly measure ␭1, ␭2, and ␭3 as shown in cation is significant. An example of the diffusion ; in other words, Figure 10b. In practice, they are al- 3 ADC drop is shown in Figure 9a. water diffusion has directionality. This most never aligned (Fig. 10c) and the concept is explained in Figure 10. diffusion tensor has nine non-zero val- When water is freely diffusing (Fig. ues. Because D ,D , and D values MEASURED DIFFUSION xx yy zz 10a), it diffusion is isotropic (no direc- change as the orientation of the object CONSTANT DEPENDS ON A tionality) and the measured ADC does changes, so does the measured diffu- DIRECTION OF THE not depend on the axis of the gradient sion constant using x-, y-, and z- MEASUREMENT application. However, water in living gradient axes. systems is often contained in very By the time the ADC drop due to ordered structures that restrict its dif- ischemia was reported, researchers fusion along certain axes. An example had also noticed that there was a is shown in Figure 10b in which a strong contrast in the ADC map of water molecule is confined in a cylin- brains, which varies depending on the direction of the measurement.13,11,5,6,19 drically shaped tube. In this case, a This effect is demonstrated in Figure diffusion constant measured along the 9b–d. Note that MRI can measure z axis is larger than those along x and along any desired y. In practice, such an ordered biologi- directional axis by using three indepen- cal structure does not usually align to dent gradient units that are orthogo- the physical coordinate, x, y, and z (see nal each other (x, y, and z, see Fig. 5). Fig. 10c) defined by orientation of an It can be seen that the orientation- MRI scanner. In this case, what we dependent contrast is so great in Fig- measure using x, y,orz gradients is Figure 7. Relationship between gradient ap- ure 9b–d, that the location of isch- diffusion along an oblique angle with plication, signal loss, and diffusion constant ␦ emia, compared to artifactual signals, respect to the ordered structure. (D). Gradient strength (G), duration ( ), and separation (⌬) affect the signal. When b- can no longer be easily differentiated. From this example, it follows that value (ϭ␥2G2␦2(⌬Ϫ␦/3)) is plotted against It is now known that this orientation- the result of diffusion measurement the signal decay, the slope represents the dependent contrast is generated by along an axis depends on the orienta- diffusion constant. 106 THE ANATOMICAL RECORD (NEW ANAT.) FEATURE ARTICLE

using x-, y-, and z-gradient axes are added all together, the image contrast is insensitive to the anisotropy effect in any one axis and no difference between gray and white matter re- mains. An example of this trace image is shown Figure 9a. It can be seen that entire brain now has a very homog- enous ADC and a stroke region is easily discerned as a dark patch (indi- cated by the white arrows).

STUDY OF BRAIN FIBER STRUCTURES FROM THE ANISOTROPY EFFECT While anisotropy is an unwanted prop- erty of water diffusion for the detec- tion of stroke, it carries very intriguing information about brain neuronal structures. Although we still do not know exactly which neuronal struc- tures confer the diffusion anisotropy,7,4 there is much evidence suggesting that myelination and/or protein fiber bundles of are the most likely source. For example, there is higher anisotropy in white matter than gray Figure 8. An example of a diffusion-weighted and an apparent diffusion constant (ADC) image of a human brain. From a series of diffusion-weighted images with different b-values, an matter and in adult brains compared ADC image can be calculated. Only from ADC can we purely appreciate diffusion properties with those of newborns. It follows that of water at each pixel. the DWI technique should provide us

CONTRAST CAUSED BY THE ANISOTROPY EFFECT IS NOT DESIRABLE FOR STROKE DETECTION In light of the previous discussion, it should be more clear why the ADC maps of a human brain in Figures 9b–d can look so different depending on the orientation of the diffusion measurement. For example, in Figure 9b—where diffusion was measured along the x-axis—the bright part of the brain has fibers oriented parallel to x, whereas those in the dark region are oriented perpendicular to it. This strong contrast due to the anisotropy effect is unwanted for the detection of the stroke. One of the most intriguing proper- ties of the tensor is that certain combi- nations of the diffusion tensor ele- ments are not susceptible to contrast caused by this anisotropy effect. The Figure 9. ADC images of a human brain with stroke. White arrow indicates area of darkness, simplest and most widely used combi- corresponding to damage from stroke. The image shown in a is a trace image which is obtained by adding three ADC images recorded using x-gradient (b), y-gradient (c), and z-gradient (d). There is nation is the so-called trace of the strong contrast in the ADC images measured along a single axis (b–d), which is due to the presence ϩ ϩ 22 tensor (Dxx Dyy Dzz). In other of water molecules diffusing along axonal fibers. This contrast is removed in a. (Figure reproduced words, if three ADC maps generated from Ulug et al.21 with permission.) FEATURE ARTICLE THE ANATOMICAL RECORD (NEW ANAT.) 107

indicator of myelination abnormali- ties. Besides the anisotropy index, the second important parameter we can obtain is the direction of axonal fibers. Assuming water tends to diffuse along fibers, this can be achieved by identify- ing the direction of the longest axis of diffusion ellipsoids in a given image section. An example is shown in Fig- ure 11c. In this figure, some promi- nent fibers can be easily appreciated,

In the near future, we believe that the technique of 3D-diffusion MRI reconstruction will be an important tool used to observe white matter tracts of live

Figure 10. Relationship between anisotropic diffusion (upper row), diffusion ellipsoids (middle humans for the study of row), and diffusion tensor (bottom row). When environment is isotropic (a), water diffuses connectivity of brain equivalently in all directions. The diffusion ellipsoid of this system is spherical and can be depicted by one diffusion constant, D. When the environment is anisotropic, e.g. cylindrical functional centers, brain (b,c), water diffusion has directionality. The diffusion ellipsoid of water in a cylinder is elongated and has three principal axes, ␭1, ␭2, and ␭3. To fully characterize such a system, 3 ϫ 3 tensor is development, and white needed and the values of the nine elements depend on the orientation of the principal axes. matter diseases. with entirely new information about dex, which indicates how anisotropic axonal fiber structures, which no other the diffusion is—or in other words, which are indicated by color-coding. 15 radiological technique has been able how elongated the ellipsoid is. This Once we know the fiber direction at to previously. indicates how packed and/or ordered each pixel, it then should be possible To investigate axonal structures, we the axonal fibers are in each pixel. The to reconstruct three-dimensional (3D) first have to fully characterize the dif- simplest method to calculate this is to fiber structures by connecting their fusion ellipsoid at each pixel. The most ␭ ␭ take a ratio of 1 and 3, which are passage through multiple image slices. intuitive method of characterization is diffusion constants along the longest We have pursued this goal of brain to measure diffusion constants (or cre- and shortest axes of a diffusion ellip- fiber mapping by acquiring high-reso- ate ADC maps) along numerous direc- soid. However, this method does not lution 3D diffusion MRI data using tions, from which we can deduce the have good statistical stability and many fixed rat brains.12 An example of such shape of the ellipsoids. This can be more elaborate ways to characterize a 3D reconstruction is shown in Fig- achieved by using three gradient units. the anisotropy have been postulated.15 ure 11d. This kind of information on For example, if x and y gradients are One example is shown in Figure 11b. white matter tracts was previously ob- applied simultaneously, diffusion along Compared to conventional T weighted tained only by invasive in vivo experi- a direction 45 degrees from the x and y 2 images (Fig. 11a), Figure 11b depicts ments such as tracer techniques. axis can be measured. In this way, we much more detailed structures of white In the near future, we believe that can measure diffusion along any de- the technique of 3D-diffusion MRI re- sired angles. Tensor theory tells us if matter tracts. This is understandable because water diffusion anisotropy is construction will be an important tool we measure the diffusion constant used to observe white matter tracts of along six independent axes, we can a more direct indicator of the presence of packed fibers than T weighting, live humans for the study of connectiv- calculate the complete shape of the 2 ity of brain functional centers, brain 3,1,2,20 which is affected by many other pa- diffusion ellipsoid. Namely, we development, and white matter dis- ␭ ␭ ␭ rameters. It has been reported that the can obtain 1, 2, and 3 and their eases. directions. anisotropy index of white matter in- From this characterization of the creases during brain development pos- diffusion ellipsoid at each pixel, we sibly due to the process of myelina- IN SUMMARY can now obtain two important param- tion.16,23 Thus, there is an expectation In this article, we introduced the con- eters. One is called the anisotropy in- that this technique will be a sensitive cept of diffusion MRI and its applica- 108 THE ANATOMICAL RECORD (NEW ANAT.) FEATURE ARTICLE

Figure 11. Results of the diffusion tensor imaging. A T2 weighted image (a) and an anisotropy image (b) from a same slice are shown. In b, highly anisotropic regions are light. The light regions in b mostly overlap with dark regions in the T2 weighted image (a), which is white matter. However, the anisotropy map (b) reveals much more detailed information on fiber tracts. Fiber directions in a region indicated by the box in (b) are shown in c. Prominent axonal projections such as (yellow), fimbria (green), and internal capsule (red) can be easily seen. From 3D diffusion tensor imaging, 3D structures of these projections can be reconstructed (d). The color-coding in d is the same as c except for the splenium of the corpus callosum (blue). (Figure reproduced from Mori et al.12 with permission.)

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