2013 Proxy Voting Report 3M Co. Ticker Security ID: MMM CUSIP
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2013 Proxy Voting Report 3M Co. Ticker Security ID: Meeting Date Meeting Status MMM CUSIP 88579Y101 05/14/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Vote For/Agnst Rec Cast Mgmt 1 Elect Linda G. Alvarado Management For For For 2 Elect Vance D. Coffman Management For For For 3 Elect Michael L. Eskew Management For For For 4 Elect W. James Farrell Management For For For 5 Elect Herbert L. Henkel Management For For For 6 Elect Muhtar Kent Management For For For 7 Elect Edward M. Liddy Management For For For 8 Elect Robert S. Morrison Management For For For 9 Elect Aulana L. Peters Management For Against Against 10 Elect Inge G. Thulin Management For For For 11 Elect Robert J. Ulrich Management For For For 12 Ratification of Auditor Management For For For 13 Advisory Vote on Executive Management For For For Compensation 14 Shareholder Proposal Regarding ShareHolder Against For Against Right to Act by Written Consent 15 Shareholder Proposal Regarding ShareHolder Against Against For Feasibility Study on Prohibition of Political Spending Abbott Laboratories Ticker Security ID: Meeting Date Meeting Status ABT CUSIP 002824100 04/26/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Vote For/Agnst Rec Cast Mgmt 1.1 Elect Robert J. Alpern Management For For For 1.2 Elect Roxanne S. Austin Management For For For 1.3 Elect Sally E. Blount Management For For For 1.4 Elect W. James Farrell Management For For For 1.5 Elect Edward M. Liddy Management For For For 1.6 Elect Nancy McKinstry Management For For For 1.7 Elect Phebe N. Novakovic Management For For For 1.8 Elect William A. Osborn Management For For For 1.9 Elect Samuel C. Scott III Management For For For 1.10 Elect Glenn F. Tilton Management For For For 1.11 Elect Miles D. White Management For For For 2 Ratification of Auditor Management For For For 3 Advisory Vote on Executive Management For Against Against Compensation 4 Shareholder Proposal Regarding ShareHolder Against Against For Genetically Modified Organisms Page 1 of 143 5 Shareholder Proposal Regarding ShareHolder Against Against For Lobbying Report 6 Shareholder Proposal Regarding ShareHolder Against For Against Independent Board Chairman 7 Shareholder Proposal Regarding ShareHolder Against Against For Retention of Shares 8 Shareholder Proposal Regarding ShareHolder Against For Against Excluding Compliance Costs for the Purposes of Executive Compensation 9 Shareholder Proposal Regarding ShareHolder Against Against For Compensation in the Event of a Change in Control Abbvie Inc Ticker Security ID: Meeting Date Meeting Status ABBV CUSIP 00287Y109 05/06/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Vote For/Agnst Rec Cast Mgmt 1.1 Elect William Burnside Management For For For 1.2 Elect Edward Rapp Management For For For 1.3 Elect Roy Roberts Management For For For 2 Ratification of Auditor Management For For For 3 Advisory Vote on Executive Management For For For Compensation 4 Frequency of Advisory Vote on Management 1 Year 1 Year For Executive Compensation 5 2013 Stock Incentive Plan Management For For For Accenture PLC Ticker Security ID: Meeting Date Meeting Status ACN CUSIP G1151C101 02/06/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Vote For/Agnst Rec Cast Mgmt 1 Accounts and Reports Management For For For 2 Elect William Kimsey Management For For For 3 Elect Robert Lipp Management For For For 4 Elect Pierre Nanterme Management For For For 5 Elect Gilles Pélisson Management For For For 6 Elect Wulf von Schimmelmann Management For Against Against 7 Ratification of Auditor Management For For For 8 Advisory Vote on Executive Management For For For Compensation 9 Amendment to the Share Management For For For Incentive Plan 10 Authority to Hold Annual Meeting Management For For For Outside of Ireland 11 Authority to Repurchase Shares Management For For For 12 Price Range for Issuance of Management For For For Treasury Shares Page 2 of 143 13 Shareholder Proposal Regarding ShareHolder Against Against For Lobbying Report ACE Ltd. Ticker Security ID: Meeting Date Meeting Status ACE CUSIP H0023R105 05/16/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Vote For/Agnst Rec Cast Mgmt 1 Elect Robert M. Hernandez Management For For For 2 Elect Peter Menikoff Management For For For 3 Elect Robert Ripp Management For For For 4 Elect Theodore Shasta Management For For For 5 Repeal of Classified Board Management For For For 6 2012 Annual Report Management For For For 7 Statutory Financial Statements Management For For For 8 Consolidated Financial Management For For For Statements 9 Allocation of Profits/Dividends Management For For For 10 Discharge of Board of Directors Management For For For 11 PricewaterhouseCoopers AG, Management For For For Zurich 12 PricewaterhouseCoopers Management For For For 13 BDO AG, Zurich Management For For For 14 Amendment to the 2004 Long- Management For For For Term Incentive Plan 15 Distribution Via Par Value Management For For For Reduction 16 Advisory Vote on Executive Management For For For Compensation Activision Blizzard Inc Ticker Security ID: Meeting Date Meeting Status ATVI CUSIP 00507V109 06/06/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Vote For/Agnst Rec Cast Mgmt 1 Elect Philippe G. H. Capron Management For For For 2 Elect Jean-Yves Charlier Management For For For 3 Elect Robert J. Corti Management For For For 4 Elect Frédéric R. Crépin Management For For For 5 Elect Jean Francois Dubos Management For For For 6 Elect Lucian Grainge Management For For For 7 Elect Brian G. Kelly Management For For For 8 Elect Robert A. Kotick Management For For For 9 Elect Robert J. Morgado Management For For For 10 Elect Richard Sarnoff Management For For For 11 Elect Régis Turrini Management For For For 12 Advisory Vote on Executive Management For Against Against Compensation 13 Ratification of Auditor Management For For For Page 3 of 143 Adobe Systems Inc. Ticker Security ID: Meeting Date Meeting Status ADBE CUSIP 00724F101 04/11/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Vote For/Agnst Rec Cast Mgmt 1 Elect Amy Banse Management For For For 2 Elect Kelly Barlow Management For For For 3 Elect Edward Barnholt Management For For For 4 Elect Robert Burgess Management For For For 5 Elect Frank Calderoni Management For For For 6 Elect Michael Cannon Management For For For 7 Elect James Daley Management For For For 8 Elect Laura Desmond Management For For For 9 Elect Charles Geschke Management For For For 10 Elect Shantanu Narayen Management For For For 11 Elect Daniel Rosensweig Management For Against Against 12 Elect Robert Sedgewick Management For For For 13 Elect John Warnock Management For For For 14 Amendment to the 2003 Equity Management For For For Incentive Plan 15 Ratification of Auditor Management For For For 16 Advisory Vote on Executive Management For Against Against Compensation ADT Corporation Ticker Security ID: Meeting Date Meeting Status ADT CUSIP 00101J106 03/14/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Vote For/Agnst Rec Cast Mgmt 1.1 Elect Thomas J. Colligan Management For For For 1.2 Elect Timothy M. Donahue Management For For For 1.3 Elect Robert M. Dutkowsky Management For For For 1.4 Elect Bruce S. Gordon Management For For For 1.5 Elect Naren K. Gursahaney Management For For For 1.6 Elect Bridgette Heller Management For For For 1.7 Elect Kathleen W Hyle Management For For For 1.8 Elect Keith A. Meister Management For For For 1.9 Elect Dinesh Paliwal Management For For For 2 Ratification of Auditor Management For For For 3 Advisory Vote on Executive Management For For For Compensation 4 Frequency of Advisory Vote on Management 1 Year 1 Year For Executive Compensation AES Corp. Ticker Security ID: Meeting Date Meeting Status AES CUSIP 00130H105 04/18/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Vote For/Agnst Rec Cast Mgmt 1 Elect Andrés R. Gluski Management For For For 2 Elect Guo Bao Zhang Management For Against Against Page 4 of 143 3 Elect Kristina M. Johnson Management For For For 4 Elect Tarun Khanna Management For For For 5 Elect John A. Koskinen Management For For For 6 Elect Philip Lader Management For For For 7 Elect Sandra O. Moose Management For For For 8 Elect John B. Morse, Jr. Management For For For 9 Elect Moisés Naim Management For For For 10 Elect Charles O. Rossotti Management For Against Against 11 Elect Sven Sandstrom Management For For For 12 Ratification of Auditor Management For For For 13 Advisory Vote on Executive Management For For For Compensation Aetna Inc. Ticker Security ID: Meeting Date Meeting Status AET CUSIP 00817Y108 05/17/2013 Voted Meeting Type Country of Trade Annual United States Issue No. Description Proponent Mgmt Vote For/Agnst Rec Cast Mgmt 1 Elect Fernando Aguirre Management For For For 2 Elect Mark T. Bertolini Management For For For 3 Elect Frank M. Clark, Jr. Management For For For 4 Elect Betsy Z. Cohen Management For For For 5 Elect Molly J. Coye Management For Against Against 6 Elect Roger N. Farah Management For For For 7 Elect Barbara H. Franklin Management For For For 8 Elect Jeffrey E.