Vote Summary Report Reporting Period: 07/01/2013 to 09/30/2013 Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Commercial International Bank (Egypt) SAE
Meeting Date: 07/01/2013 Country: Egypt Meeting Type: Annual
Proposal Vote Number Proposal Text Mgmt Rec Instruction
Ordinary Business
1 Authorize Capitalization of Reserves for For Do Not Bonus Issue Vote
2 Approve Changes in the Composition of the For Do Not Board Vote
Proposal Vote Number Proposal Text Mgmt Rec Instruction
Ordinary Business
1 Authorize Capitalization of Reserves for For Bonus Issue
2 Approve Changes in the Composition of the For Board
Tofas Turk Otomobil Fabrikasi AS
Meeting Date: 07/01/2013 Country: Turkey Meeting Type: Special
Proposal Vote Number Proposal Text Mgmt Rec Instruction
Special Meeting
1 Open Meeting and Elect Presiding Council of For Do Not Meeting Vote
2 Amend Company Articles For Do Not Vote
3 Wishes
Alstom
Meeting Date: 07/02/2013 Country: France Meeting Type: Annual/Special
Page 1 of 452 Vote Summary Report Reporting Period: 07/01/2013 to 09/30/2013 Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Alstom
Proposal Vote Number Proposal Text Mgmt Rec Instruction
Ordinary Business
1 Approve Financial Statements and Statutory For For Reports
2 Approve Consolidated Financial Statements For For and Statutory Reports
3 Approve Allocation of Income and Dividends For For of EUR 0.84 per Share
4 Approve Auditors' Special Report on Related- For For Party Transactions
5 Elect Amparo Moraleda as Director For For
6 Approve Remuneration of Directors in the For For Aggregate Amount of EUR 1 Million
7 Authorize Repurchase of Up to 10 Percent of For For Issued Share Capital
Extraordinary Business
8 Authorize Decrease in Share Capital via For For Cancellation of Repurchased Shares
9 Authorize up to 1 Percent of Issued Capital For For for Use in Restricted Stock Plan
10 Authorize up to 2.5 Percent of Issued Capital For For for Use in Stock Option Plan
11 Authorize Filing of Required For For Documents/Other Formalities
N Brown Group plc
Meeting Date: 07/02/2013 Country: United Kingdom Meeting Type: Annual
Proposal Vote Number Proposal Text Mgmt Rec Instruction
1 Accept Financial Statements and Statutory For For Reports
2 Approve Remuneration Report For For
3 Approve Final Dividend For For
4 Re-elect Dean Moore as Director For For
Page 2 of 452 Vote Summary Report Reporting Period: 07/01/2013 to 09/30/2013 Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
N Brown Group plc
Proposal Vote Number Proposal Text Mgmt Rec Instruction
5 Re-elect John McGuire as Director For For
6 Re-elect Lord Alliance of Manchester as For For Director
7 Re-elect Ivan Fallon as Director For For
8 Re-elect Anna Ford as Director For For
9 Re-elect Alan White as Director For For
10 Elect Andrew Higginson as Director For For
11 Elect Simon Patterson as Director For For
12 Elect Ron McMillan as Director For For
13 Elect Fiona Laird as Director For For
14 Reappoint Deloitte LLP as Auditors and For Against Authorise Their Remuneration
15 Authorise Issue of Equity with Pre-emptive For For Rights
16 Authorise Issue of Equity without Pre- For For emptive Rights
17 Authorise the Company to Call EGM with For For Two Weeks' Notice
18 Amend Articles of Association For For
Neopost
Meeting Date: 07/02/2013 Country: France Meeting Type: Annual/Special
Proposal Vote Number Proposal Text Mgmt Rec Instruction
Ordinary Business
1 Approve Financial Statements and Statutory For For Reports
2 Approve Allocation of Income and Dividends For For of EUR 3.90 per Share
3 Approve Consolidated Financial Statements For For and Statutory Reports
4 Approve Auditors' Special Report on Related- For For Party Transactions
Page 3 of 452 Vote Summary Report Reporting Period: 07/01/2013 to 09/30/2013 Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Neopost
Proposal Vote Number Proposal Text Mgmt Rec Instruction
5 Approve Remuneration of Directors in the For For Aggregate Amount of EUR 370,000
6 Reelect Catherine Pourre as Director For For
7 Reelect Agnes Touraine as Director For For
8 Reelect Jean-Paul Villot as Director For For
9 Reelect Jacques Clay as Director For For
10 Reelect Eric Courteille as Director For For
11 Reelect Denis Thiery as Director For For
12 Acknowledge Resignation of Henk Bodt as For For Director
13 Elect William Hoover as Director For For
14 Renew Appointment of Ernst and Young et For For Autres as Auditor
15 Authorize Repurchase of Up to 10 Percent of For For Issued Share Capital
Extraordinary Business
16 Authorize Issuance of Equity or Equity-Linked For For Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 10 Million
17 Authorize Issuance of Equity without For For Preemptive Rights up to Aggregate Nominal Amount of EUR 4.6 Million
18 Approve Issuance of Equity for Private For For Placements, up to Aggregate Nominal Amount of EUR 4.6 Million
19 Authorize Issuance of Equity-Linked For For Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 4.6 Million
20 Approve Issuance Equity-Linked Securities For For for Private Placements, up to Aggregate Nominal Amount of EUR 4.6 Million
21 Authorize Board to Increase Capital in the For For Event of Additional Demand Related to Delegation Submitted to Shareholder Vote under Items 16 to 20
22 Authorize Capitalization of Reserves of Up to For For EUR 30 Million for Bonus Issue or Increase in Par Value
23 Authorize Capital Increase of up to 10 For For Percent of Issued Capital for Contributions in Kind
24 Authorize Capital Increase for Future For For Exchange Offers
Page 4 of 452 Vote Summary Report Reporting Period: 07/01/2013 to 09/30/2013 Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Neopost
Proposal Vote Number Proposal Text Mgmt Rec Instruction
25 Approve Employee Stock Purchase Plan For For
26 Approve Stock Purchase Plan Reserved for For For Employees of International Subsidiaries
27 Authorize Decrease in Share Capital via For For Cancellation of Repurchased Shares
28 Approve Issuance of Securities Convertible For For into Debt up to an Aggregate Nominal Amount of EUR 500 Million
29 Authorize Filing of Required For For Documents/Other Formalities
Astro Malaysia Holdings Bhd.
Meeting Date: 07/03/2013 Country: Malaysia Meeting Type: Annual
Proposal Vote Number Proposal Text Mgmt Rec Instruction
1 Approve Final Dividend of MYR 0.01 Per Share For For
2 Elect Chin Kwai Yoong as Director For For
3 Elect Mohamed Khadar Bin Merican as For For Director
4 Elect Zaki Bin Tun Azmi as Director For For
5 Elect Hisham Bin Zainal Mokhtar as Director For For
6 Approve PricewaterhouseCoopers as Auditors For For and Authorize Board to Fix Their Remuneration
7 Approve Mohamed Khadar Bin Merican to For For Continue Office as Independent Non- Executive Director
8 Approve Issuance of Equity or Equity-Linked For For Securities without Preemptive Rights
Astro Malaysia Holdings Bhd.
Meeting Date: 07/03/2013 Country: Malaysia Meeting Type: Special
Page 5 of 452 Vote Summary Report Reporting Period: 07/01/2013 to 09/30/2013 Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Astro Malaysia Holdings Bhd.
Proposal Vote Number Proposal Text Mgmt Rec Instruction
1 Approve Utilization of Transponder Capacity For For on the MEASAT-3c Satellite by MEASAT Broadcast Network Systems Sdn. Bhd., A Whollly-Owned Subsidiary of the Company
2 Approve Shareholders' Ratification for For For Recurrent Related Party Transactions
3 Approve Shareholders' Mandate for Recurrent For For Related Party Transactions with Usaha Tegas Sdn. Bhd and/or its Affiliates
4 Approve Shareholders' Mandate for Recurrent For For Related Party Transactions with Maxis Bhd. and/or its Affiliates
5 Approve Shareholders' Mandate for Recurrent For For Related Party Transactions with MEASAT Global Bhd. and/or its Affiliates
6 Approve Shareholders' Mandate for Recurrent For For Related Party Transactions with Astro Holdings Sdn. Bhd. and/or its Affiliates
7 Approve Shareholders' Mandate for Recurrent For For Related Party Transactions with New Delhi Television Ltd. and/or its Affiliates
8 Approve Shareholders' Mandate for Recurrent For For Related Party Transactions with ASN Asia Ltd. and/or its Affiliates
9 Approve Implementation of Shareholders' For For Mandate for Recurrent Related Party Transactions with Sun TV Network Ltd. and/or its Affiliates
Banco Santander Brasil SA
Meeting Date: 07/03/2013 Country: Brazil Meeting Type: Special
Proposal Vote Number Proposal Text Mgmt Rec Instruction
1 Elect Directors For Do Not Vote
2 Approve Operations with Call Options of For Do Not Units, with Extension of the Legal Term to Vote Four Years
Page 6 of 452 Vote Summary Report Reporting Period: 07/01/2013 to 09/30/2013 Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Banco Santander Brasil SA
Meeting Date: 07/03/2013 Country: Brazil Meeting Type: Special
Proposal Vote Number Proposal Text Mgmt Rec Instruction
1 Discuss the Terms and Conditions For the For Do Not Exercise of the Right of First Refusal to Vote Acquire Shares of Zurich Santander Brasil Seguros e Previdencia S.A.
C&C Group plc
Meeting Date: 07/03/2013 Country: Ireland Meeting Type: Annual
Proposal Vote Number Proposal Text Mgmt Rec Instruction
1 Accept Financial Statements and Statutory For For Reports
2 Approve Dividends For For
3a Elect Joris Brams as Director For For
3b Reelect Sir Brian Stewart as Director For For
3c Reelect Stephen Glancey as Director For For
3d Reelect Kenny Neison as Director For For
3e Reelect Stewart Gilliland as Director For For
3f Reelect John Hogan as Director For For
3g Reelect Richard Holroyd as Director For For
3h Reelect Breege O'Donoghue as Director For For
3i Reelect Anthony Smurfit as Director For For
4 Authorise Board to Fix Remuneration of For For Auditors
5 Approve Remuneration of Directors For For
6 Approve Remuneration Report For For
7 Authorise Issuance of Equity or Equity-Linked For For Securities with Preemptive Rights
8 Authorise Issuance of Equity or Equity-Linked For For Securities without Preemptive Rights
Page 7 of 452 Vote Summary Report Reporting Period: 07/01/2013 to 09/30/2013 Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
C&C Group plc
Proposal Vote Number Proposal Text Mgmt Rec Instruction
9 Authorise Share Repurchase Program For For
10 Authorise Reissuance of Repurchased Shares For For
11 Authorise the Company to Call EGM with For For Two Weeks' Notice
12 Amend Executive Share Option Plan For For
13 Amend Long-Term Incentive Plan For For
14 Amend Save-As-You-Earn Share Option For For Scheme
DIC Asset AG
Meeting Date: 07/03/2013 Country: Germany Meeting Type: Annual
Proposal Vote Number Proposal Text Mgmt Rec Instruction
1 Receive Financial Statements and Statutory Reports for Fiscal 2012 (Non-Voting)
2 Approve Allocation of Income and Dividends For For of EUR 0.35 per Share
3 Approve Discharge of Management Board for For For Fiscal 2012
4 Approve Discharge of Supervisory Board for For For Fiscal 2012
5 Ratify Roedl & Partner GmbH as Auditors for For For Fiscal 2013
6 Approve Remuneration of Supervisory Board For For Members
7 Approve Conversion of Bearer Shares into For For Registered Shares
8 Amend Articles Re: Editorial Changes For Against
Donegal Creameries plc
Meeting Date: 07/03/2013 Country: Ireland Meeting Type: Annual
Page 8 of 452 Vote Summary Report Reporting Period: 07/01/2013 to 09/30/2013 Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Donegal Creameries plc
Proposal Vote Number Proposal Text Mgmt Rec Instruction
Ordinary Business
1 Accept Financial Statements and Statutory For For Reports
2 Reappoint KPMG as Auditors and Authorise For For Board to Fix Their Remuneration
3(i) Reelect Michael Griffin as Director For For
3(ii) Reelect Geoffrey McClay as Director For For
3(iii Reelect Geoffrey Vance as Director For For
4 Approve Final Dividend For For
5 Approve Remuneration of Directors For For
Special Business
6 Authorise Issuance of Equity or Equity-Linked For For Securities without Preemptive Rights
7 Authorise Share Repurchase Program For For
8 Authorise Reissuance of Repurchased Shares For For
Donegal Creameries plc
Meeting Date: 07/03/2013 Country: Ireland Meeting Type: Special
Proposal Vote Number Proposal Text Mgmt Rec Instruction
1 Change Company Name to Donegal For For Investment Group Public Limited Company
Finmeccanica Spa
Meeting Date: 07/03/2013 Country: Italy Meeting Type: Special
Page 9 of 452 Vote Summary Report Reporting Period: 07/01/2013 to 09/30/2013 Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Finmeccanica Spa
Proposal Vote Number Proposal Text Mgmt Rec Instruction
Ordinary Business
Appoint Directors
1.1 Elect Director to Replace Franco Bonferroni For For
1.2 Elect Director to Replace Giuseppe Orsi For For
Shareholder Proposal Submitted by Assogestioni
1.3 Appoint Dario Frigerio as Director to Replace None Against Christian Streiff
Grupo Financiero Banorte SAB de CV
Meeting Date: 07/03/2013 Country: Mexico Meeting Type: Special
Proposal Vote Number Proposal Text Mgmt Rec Instruction
1 Approve Increase in Variable Portion of For Against Capital via Issuance of Shares without Preemptive Rights
2 Approve Public Offering of Shares in Mexico, For Against the United States and Other Markets
3 Authorize Board to Ratify and Execute For For Approved Resolutions
Proposal Vote Number Proposal Text Mgmt Rec Instruction
1 Approve Increase in Variable Portion of For Capital via Issuance of Shares without Preemptive Rights
2 Approve Public Offering of Shares in Mexico, For the United States and Other Markets
3 Authorize Board to Ratify and Execute For Approved Resolutions
Page 10 of 452 Vote Summary Report Reporting Period: 07/01/2013 to 09/30/2013 Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Home Retail Group plc
Meeting Date: 07/03/2013 Country: United Kingdom Meeting Type: Annual
Proposal Vote Number Proposal Text Mgmt Rec Instruction
1 Accept Financial Statements and Statutory For For Reports
2 Approve Remuneration Report For For
3 Approve Final Dividend For For
4 Re-elect Richard Ashton as Director For For
5 Re-elect John Coombe as Director For For
6 Re-elect Mike Darcey as Director For For
7 Re-elect Terry Duddy as Director For For
8 Re-elect Ian Durant as Director For For
9 Re-elect Cath Keers as Director For For
10 Elect Jacqueline de Rojas as Director For For
11 Reappoint PricewaterhouseCoopers LLP as For For Auditors
12 Authorise Board to Fix Remuneration of For For Auditors
13 Authorise EU Political Donations and For For Expenditure
14 Authorise Issue of Equity with Pre-emptive For For Rights
15 Authorise Issue of Equity without Pre- For For emptive Rights
16 Authorise Market Purchase of Ordinary Shares For For
17 Authorise the Company to Call EGM with For For Two Weeks' Notice
Voestalpine AG
Meeting Date: 07/03/2013 Country: Austria Meeting Type: Annual
Page 11 of 452 Vote Summary Report Reporting Period: 07/01/2013 to 09/30/2013 Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Voestalpine AG
Proposal Vote Number Proposal Text Mgmt Rec Instruction
1 Receive Financial Statements and Statutory Reports (Non-Voting)
2 Approve Allocation of Income For Do Not Vote
3 Approve Discharge of Management Board For Do Not Vote
4 Approve Discharge of Supervisory Board For Do Not Vote
5 Ratify Auditors For Do Not Vote
6 Authorize Share Repurchase Program and For Do Not Reissuance or Cancellation of Repurchased Vote Shares
7 Amend Articles Re: Adaptation to Corporate For Do Not Law Vote
Great Portland Estates plc
Meeting Date: 07/04/2013 Country: United Kingdom Meeting Type: Annual
Proposal Vote Number Proposal Text Mgmt Rec Instruction
1 Accept Financial Statements and Statutory For For Reports
2 Approve Final Dividend For For
3 Approve Remuneration Report For For
4 Re-elect Toby Courtauld as Director For For
5 Re-elect Nick Sanderson as Director For For
6 Re-elect Neil Thompson as Director For For
7 Re-elect Martin Scicluna as Director For For
8 Re-elect Charles Irby as Director For For
9 Re-elect Jonathan Nicholls as Director For For
10 Re-elect Jonathan Short as Director For For
11 Elect Elizabeth Holden as Director For For
Page 12 of 452 Vote Summary Report Reporting Period: 07/01/2013 to 09/30/2013 Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Great Portland Estates plc
Proposal Vote Number Proposal Text Mgmt Rec Instruction
12 Reappoint Deloitte LLP as Auditors For For
13 Authorise Board to Fix Remuneration of For For Auditors
14 Authorise Issue of Equity with Pre-emptive For For Rights
15 Authorise Issue of Equity without Pre- For For emptive Rights
16 Authorise Market Purchase of Ordinary Shares For For
17 Authorise the Company to Call EGM with For For Two Weeks' Notice
KRKA DD
Meeting Date: 07/04/2013 Country: Slovenia Meeting Type: Annual
Proposal Vote Number Proposal Text Mgmt Rec Instruction
Management Proposals
1 Open Meeting; Verify Quorum; Elect Meeting For Officials
2.1 Receive Annual Report and Statutory Reports
2.2 Approve Allocation of Income and Dividends For of EUR 1.61 per Share
2.3 Approve Discharge of Management and For Supervisory Board Members
Shareholder Proposals
3 Approve Cancellation of 2.4 million Treasury None Shares
4 Amend July 7,2011 AGM Resolution Re: None Authorize Share Repurchase Program
5 Amend Statute Re: Consent for Aquisition of None Company Shares
Management Proposal
6 Ratify Ernst & Young Revizija as Auditor For
Page 13 of 452 Vote Summary Report Reporting Period: 07/01/2013 to 09/30/2013 Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
SapuraKencana Petroleum Berhad
Meeting Date: 07/04/2013 Country: Malaysia Meeting Type: Annual
Proposal Vote Number Proposal Text Mgmt Rec Instruction
1 Approve Remuneration of Directors For For
2 Elect John Fredriksen as Director For For
3 Elect Shahril Shamsuddin as Director For For
4 Elect Mohamed Nik Yaacob as Director For For
5 Elect Mahmood Fawzy Tunku Muhiyiddin as For For Director
6 Elect Mohamed Rashdi Mohamed Ghazalli as For For Director
7 Approve Ernst & Young as Auditors and For For Authorize Board to Fix Their Remuneration
8 Approve Issuance of Equity or Equity-Linked For For Securities without Preemptive Rights
China Coal Energy Company Limited
Meeting Date: 07/05/2013 Country: Hong Kong Meeting Type: Special
Proposal Vote Number Proposal Text Mgmt Rec Instruction
1 Approve Investment in Constructing China For For Coal Shaanxi Yulin Energy and Chemical Co., Ltd. Methanol Acetic Acid Series Geep Processing and Comprehensive Utilization Project
Siam Makro Public Co Ltd
Meeting Date: 07/05/2013 Country: Thailand Meeting Type: Special
Page 14 of 452 Vote Summary Report Reporting Period: 07/01/2013 to 09/30/2013 Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Siam Makro Public Co Ltd
Proposal Vote Number Proposal Text Mgmt Rec Instruction
1 Approve Minutes of Previous Meeting For For
2.1 Elect Korsak Chairasmisak as Director For For
2.2 Elect Pittaya Jearavisitkul as Director For For
2.3 Elect Piyawat Titasattavorakul as Director For For
3 Approve Redesignating of Authorized For For Directors
4 Other Business For Against
Angang Steel Company Limited
Meeting Date: 07/08/2013 Country: Hong Kong Meeting Type: Special
Proposal Vote Number Proposal Text Mgmt Rec Instruction
Elect Six Executive Directors by Cumulative Voting
1a Elect Zhang Xiaogang as Director For For
1b Elect Tang Fuping as Director For For
1c Elect Yang Hua as Director For For
1d Elect Chen Ming as Director For For
1e Elect Wang Yidong as Director For For
1f Elect Ma Lianyong as Director For For
Elect Four Independent Non-Executive Directors by Cumulative Voting
2a Elect Li Shijun as Director For For
2b Elect Chen Fangzheng as Director For For
2c Elect Qu Xuanhui as Director For For
2d Elect Kwong Chi Kit, Victor as Director For For
Elect Two Supervisors by Cumulative Voting
3a Elect Su Wensheng as Shareholders' For For Representative Supervisor
Page 15 of 452 Vote Summary Report Reporting Period: 07/01/2013 to 09/30/2013 Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Angang Steel Company Limited
Proposal Vote Number Proposal Text Mgmt Rec Instruction
3b Elect Shan Mingyi as Shareholders' For For Representative Supervisor
4 Amend Articles of Association of the Company For For
3i Infrastructure plc
Meeting Date: 07/09/2013 Country: Jersey Meeting Type: Annual
Proposal Vote Number Proposal Text Mgmt Rec Instruction
Ordinary Resolutions
1 Accept Financial Statements and Statutory For For Reports (Voting)
2 Approve Remuneration Report For For
3 Approve Final Dividends For For
4 Reelect Peter Sedgwick as Director For For
5 Reelect Philip Austin as Director For For
6 Reelect Sir John Collins as Director For For
7 Reelect Steven Wilderspin as Director For For
8 Elect Paul Masterton as Director For For
9 Elect Ben Loomes as Director For For
10 Ratify Ernst & Young LLP as Auditors For For
11 Authorise Board to Fix Remuneration of For For Auditors
12 Approve Scrip Dividend Scheme For For
13 Authorise Capitalisation of the Appropriate For For Nominal Amounts of New Ordinary Shares to be Allotted Under the Scrip Dividend Scheme
Special Resolutions
14 Approve Issuance of Equity or Equity-Linked For For Securities without Preemptive Rights
15 Amend Articles of Association Re: Use of For For Laser Seal on Share Certificates
16 Amend Articles of Association Re: For For Authentication of Any Company Instrument by Laser Seal
Page 16 of 452 Vote Summary Report Reporting Period: 07/01/2013 to 09/30/2013 Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
3i Infrastructure plc
Proposal Vote Number Proposal Text Mgmt Rec Instruction
17 Approve Share Repurchase Program For For
AVEVA Group plc
Meeting Date: 07/09/2013 Country: United Kingdom Meeting Type: Annual
Proposal Vote Number Proposal Text Mgmt Rec Instruction
1 Accept Financial Statements and Statutory For For Reports
2 Approve Remuneration Report For For
3 Approve Final Dividend For For
4 Re-elect Philip Aiken as Director For For
5 Re-elect Richard Longdon as Director For For
6 Re-elect James Kidd as Director For For
7 Re-elect Jonathan Brooks as Director For For
8 Re-elect Philip Dayer as Director For For
9 Reappoint Ernst & Young LLP as Auditors For For
10 Authorise Board to Fix Remuneration of For For Auditors
11 Authorise Market Purchase of Ordinary Shares For For
12 Authorise Issue of Equity with Pre-emptive For For Rights
13 Authorise Issue of Equity without Pre- For For emptive Rights
14 Authorise the Company to Call EGM with For For Two Weeks' Notice
15 Approve Special Dividend and Approve Share For For Consolidation
Fiat Industrial S.p.A.
Meeting Date: 07/09/2013 Country: Italy Meeting Type: Special
Page 17 of 452 Vote Summary Report Reporting Period: 07/01/2013 to 09/30/2013 Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Fiat Industrial S.p.A.
Proposal Vote Number Proposal Text Mgmt Rec Instruction
Extraordinary Business
1 Approve Merger by Absorption of Fiat For For Industrial SpA into FI CBM Holdings N.V.
Investec Ltd
Meeting Date: 07/09/2013 Country: South Africa Meeting Type: Special
Proposal Vote Number Proposal Text Mgmt Rec Instruction
Common Business: Investec plc and Investec Ltd
1 Approve the Share Sale and Option For For Agreement Between the Company Between Investec Limited, Investec plc, Investec 1 Limited and Forty Two Point Two
Special Business: Investec Ltd
2 Approve Financial Assistance in Terms of For For Sections 44 and 45 of the Act to Some or All of the Participants in Relation to the Transaction
Investec Ltd
Meeting Date: 07/09/2013 Country: South Africa Meeting Type: Special
Proposal Vote Number Proposal Text Mgmt Rec Instruction
Special Resolutions
1 Approve Cancellation of Class A Variable For For Rate, Compulsorily Convertible, Non- cumulative Preference Shares
2 Amend Memorandum of Incorporation For For
Page 18 of 452 Vote Summary Report Reporting Period: 07/01/2013 to 09/30/2013 Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Investec Ltd
Proposal Vote Number Proposal Text Mgmt Rec Instruction
3 Approve Increase in Authorised Share Capital For For by Creation of Redeemable Programme Preference Shares
4 Amend Memorandum of Incorporation For For
5 Amend Memorandum of Incorporation For For
Ordinary Resolution
1 Authorise Issuance of New Redeemable For For Programme Preference Shares
Investec plc
Meeting Date: 07/09/2013 Country: United Kingdom Meeting Type: Special
Proposal Vote Number Proposal Text Mgmt Rec Instruction
Common Business: Investec plc and Investec Ltd
1 Approve the Share Sale and Option For Abstain Agreement Between the Company, Between Investec Limited, Investec plc, Investec 1 Limited and Forty Two Point Two
Special Business: Investec Ltd
2 Approve Financial Assistance in Terms of For Abstain Sections 44 and 45 of the Act to Some or All of the Participants in Relation to the Transaction
Investec plc
Meeting Date: 07/09/2013 Country: United Kingdom Meeting Type: Special
Proposal Vote Number Proposal Text Mgmt Rec Instruction
Special Resolutions
Page 19 of 452 Vote Summary Report Reporting Period: 07/01/2013 to 09/30/2013 Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Investec plc
Proposal Vote Number Proposal Text Mgmt Rec Instruction
1 Approve Cancellation of Class A Variable For Abstain Rate, Compulsorily Convertible, Non- cumulative Preference Shares
2 Amend Memorandum of Incorporation For Abstain
3 Approve Increase in Authorised Share Capital For Abstain by Creation of Redeemable Programme Preference Shares
4 Amend Memorandum of Incorporation For Abstain
5 Amend Memorandum of Incorporation For Abstain
Ordinary Resolution
1 Authorise Issuance of New Redeemable, Non- For Abstain Participating Preference Shares
KazMunaiGas Exploration Production JSC
Meeting Date: 07/09/2013 Country: Kazakhstan Meeting Type: Special
Proposal Vote Number Proposal Text Mgmt Rec Instruction
Meeting for GDR Holders
1 Recall Member of Board of Directors For
2 Elect One New Director For
Marks and Spencer Group plc
Meeting Date: 07/09/2013 Country: United Kingdom Meeting Type: Annual
Proposal Vote Number Proposal Text Mgmt Rec Instruction
1 Accept Financial Statements and Statutory For For Reports
2 Approve Remuneration Report For For
3 Approve Final Dividend For For
Page 20 of 452 Vote Summary Report Reporting Period: 07/01/2013 to 09/30/2013 Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Marks and Spencer Group plc
Proposal Vote Number Proposal Text Mgmt Rec Instruction
4 Elect Patrick Bousquet-Chavanne as Director For For
5 Elect Andy Halford as Director For For
6 Elect Steve Rowe as Director For For
7 Re-elect Vindi Banga as Director For For
8 Re-elect Marc Bolland as Director For For
9 Re-elect Miranda Curtis as Director For For
10 Re-elect John Dixon as Director For For
11 Re-elect Martha Lane Fox as Director For For
12 Re-elect Steven Holliday as Director For For
13 Re-elect Jan du Plessis as Director For For
14 Re-elect Alan Stewart as Director For For
15 Re-elect Robert Swannell as Director For For
16 Re-elect Laura Wade-Gery as Director For For
17 Reappoint PricewaterhouseCoopers LLP as For For Auditors
18 Authorise the Audit Committee to Fix For For Remuneration of Auditors
19 Authorise Issue of Equity with Pre-emptive For For Rights
20 Authorise Issue of Equity without Pre- For For emptive Rights
21 Authorise Market Purchase of Ordinary Shares For For
22 Authorise the Company to Call EGM with For For Two Weeks' Notice
23 Authorise EU Political Donations and For For Expenditure
MITIE Group plc
Meeting Date: 07/09/2013 Country: United Kingdom Meeting Type: Annual
Proposal Vote Number Proposal Text Mgmt Rec Instruction
1 Accept Financial Statements and Statutory For For Reports
Page 21 of 452 Vote Summary Report Reporting Period: 07/01/2013 to 09/30/2013 Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
MITIE Group plc
Proposal Vote Number Proposal Text Mgmt Rec Instruction
2 Approve Remuneration Report For Against
3 Approve Final Dividend For For
4 Re-elect Roger Matthews as Director For For
5 Re-elect Ruby McGregor-Smith as Director For For
6 Re-elect Suzanne Baxter as Director For For
7 Re-elect William Robson as Director For For
8 Re-elect Larry Hirst as Director For For
9 Re-elect David Jenkins as Director For For
10 Re-elect Terence Morgan as Director For For
11 Elect Jack Boyer as Director For For
12 Elect Crawford Gillies as Director For For
13 Reappoint Deloitte LLP as Auditors and For For Authorise Their Remuneration
14 Authorise Issue of Equity with Pre-emptive For For Rights
15 Authorise EU Political Donations and For For Expenditure
16 Authorise Issue of Equity without Pre- For For emptive Rights
17 Authorise Market Purchase of Ordinary Shares For For
18 Authorise the Company to Call EGM with For For Two Weeks' Notice
Research In Motion Limited
Meeting Date: 07/09/2013 Country: Canada Meeting Type: Annual/Special
Proposal Vote Number Proposal Text Mgmt Rec Instruction
1.1 Elect Director Timothy Dattels For For
1.2 Elect Director Thorsten Heins For For
1.3 Elect Director David Kerr For For
1.4 Elect Director Claudia Kotchka For For
Page 22 of 452 Vote Summary Report Reporting Period: 07/01/2013 to 09/30/2013 Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Research In Motion Limited
Proposal Vote Number Proposal Text Mgmt Rec Instruction
1.5 Elect Director Richard Lynch For For
1.6 Elect Director Roger Martin For For
1.7 Elect Director Bert Nordberg For For
1.8 Elect Director Barbara Stymiest For For
1.9 Elect Director Prem Watsa For For
2 Approve Ernst & Young LLP as Auditors and For For Authorize Board to Fix Their Remuneration
3 Change Company Name to Blackberry Limited For For
4 Amend Bylaws For For
5 Approve Equity Incentive Plan For Against
6 Advisory Vote on Executive Compensation For Against Approach
TUI Travel plc
Meeting Date: 07/09/2013 Country: United Kingdom Meeting Type: Special
Proposal Vote Number Proposal Text Mgmt Rec Instruction
1 Approve Purchase of Boeing Aircraft For Abstain
Booker Group plc
Meeting Date: 07/10/2013 Country: United Kingdom Meeting Type: Annual
Proposal Vote Number Proposal Text Mgmt Rec Instruction
1 Accept Financial Statements and Statutory For For Reports
2 Approve Remuneration Report For For
3 Approve Final Dividend For For
4 Elect Helena Andreas as Director For For
Page 23 of 452 Vote Summary Report Reporting Period: 07/01/2013 to 09/30/2013 Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Booker Group plc
Proposal Vote Number Proposal Text Mgmt Rec Instruction
5 Re-elect Charles Wilson as Director For For
6 Re-elect Jonathan Prentis as Director For For
7 Re-elect Mark Aylwin as Director For For
8 Re-elect Bryn Satherley as Director For For
9 Re-elect Guy Farrant as Director For For
10 Re-elect Richard Rose as Director For For
11 Re-elect Andrew Cripps as Director For For
12 Re-elect Karen Jones as Director For For
13 Re-elect Lord Karan Bilimoria as Director For For
14 Re-elect Stewart Gilliland as Director For For
15 Reappoint KPMG Audit plc as Auditors For For
16 Authorise Board to Fix Remuneration of For For Auditors
17 Authorise Issue of Equity with Pre-emptive For For Rights
18 Authorise Issue of Equity without Pre- For For emptive Rights
19 Authorise the Company to Call EGM with For For Two Weeks' Notice
20 Authorise Market Purchase of Ordinary Shares For For
ICAP plc
Meeting Date: 07/10/2013 Country: United Kingdom Meeting Type: Annual
Proposal Vote Number Proposal Text Mgmt Rec Instruction
1 Accept Financial Statements and Statutory For For Reports
2 Approve Final Dividend For For
3 Re-elect Charles Gregson as Director For For
4 Re-elect Michael Spencer as Director For For
5 Re-elect John Nixon as Director For For
Page 24 of 452 Vote Summary Report Reporting Period: 07/01/2013 to 09/30/2013 Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
ICAP plc
Proposal Vote Number Proposal Text Mgmt Rec Instruction
6 Re-elect Iain Torrens as Director For For
7 Re-elect Diane Schueneman as Director For For
8 Re-elect John Sievwright as Director For For
9 Re-elect Robert Standing as Director For For
10 Reappoint PricewaterhouseCoopers LLP as For For Auditors
11 Authorise Board to Fix Remuneration of For For Auditors
12 Approve Remuneration Report For For
13 Authorise Issue of Equity with Pre-emptive For For Rights
14 Authorise Issue of Equity without Pre- For For emptive Rights
15 Authorise Market Purchase of Ordinary Shares For For
16 Authorise EU Political Donations and For For Expenditure
17 Authorise the Company to Call EGM with For For Two Weeks' Notice
18 Adopt New Articles of Association For For
J Sainsbury plc
Meeting Date: 07/10/2013 Country: United Kingdom Meeting Type: Annual
Proposal Vote Number Proposal Text Mgmt Rec Instruction
1 Accept Financial Statements and Statutory For For Reports
2 Approve Remuneration Report For For
3 Approve Final Dividend For For
4 Elect Susan Rice as Director For For
5 Elect Jean Tomlin as Director For For
6 Re-elect Matt Brittin as Director For For
7 Re-elect Mike Coupe as Director For For
8 Re-elect Mary Harris as Director For For
Page 25 of 452 Vote Summary Report Reporting Period: 07/01/2013 to 09/30/2013 Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
J Sainsbury plc
Proposal Vote Number Proposal Text Mgmt Rec Instruction
9 Re-elect Gary Hughes as Director For For
10 Re-elect Justin King as Director For For
11 Re-elect John McAdam as Director For For
12 Re-elect John Rogers as Director For For
13 Re-elect David Tyler as Director For For
14 Reappoint PricewaterhouseCoopers LLP as For For Auditors
15 Authorise the Audit Committee to Fix For For Remuneration of Auditors
16 Authorise Issue of Equity with Pre-emptive For For Rights
17 Authorise Issue of Equity without Pre- For For emptive Rights
18 Authorise EU Political Donations and For For Expenditure
19 Authorise Market Purchase of Ordinary Shares For For
20 Authorise the Company to Call EGM with For For Two Weeks' Notice
LondonMetric Property plc
Meeting Date: 07/10/2013 Country: United Kingdom Meeting Type: Annual
Proposal Vote Number Proposal Text Mgmt Rec Instruction
1 Accept Financial Statements and Statutory For For Reports
2 Approve Remuneration Report For For
3 Approve Final Dividend For For
4 Reappoint BDO LLP as Auditors For For
5 Authorise Board to Fix Remuneration of For For Auditors
6 Elect Andrew Jones as Director For For
7 Elect Andrew Varley as Director For For
8 Elect Alec Pelmore as Director For For
Page 26 of 452 Vote Summary Report Reporting Period: 07/01/2013 to 09/30/2013 Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
LondonMetric Property plc
Proposal Vote Number Proposal Text Mgmt Rec Instruction
9 Elect Philip Watson as Director For For
10 Authorise Issue of Equity with Pre-emptive For For Rights
11 Approve Long-Term Incentive Plan For Against
12 Approve Employee Benefit Trust For For
13 Authorise Issue of Equity without Pre- For For emptive Rights
14 Authorise Market Purchase of Ordinary Shares For For
15 Authorise the Company to Call EGM with For For Two Weeks' Notice
RPC Group plc
Meeting Date: 07/10/2013 Country: United Kingdom Meeting Type: Annual
Proposal Vote Number Proposal Text Mgmt Rec Instruction
1 Accept Financial Statements and Statutory For For Reports
2 Approve Remuneration Report For For
3 Approve Final Dividend For For
4 Re-elect Jamie Pike as Director For For
5 Re-elect Ilona Haaijer as Director For For
6 Re-elect Stephan Rojahn as Director For For
7 Re-elect Martin Towers as Director For For
8 Re-elect Pim Vervaat as Director For For
9 Elect Simon Kesterton as Director For For
10 Appoint KPMG LLP as Auditors For For
11 Authorise Board to Fix Remuneration of For For Auditors
12 Approve the Approved and Unapproved For For Executive Share Option Schemes
13 Approve the Approved Sharesave and For For International Sharesave Schemes
Page 27 of 452 Vote Summary Report Reporting Period: 07/01/2013 to 09/30/2013 Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
RPC Group plc
Proposal Vote Number Proposal Text Mgmt Rec Instruction
14 Authorise Issue of Equity with Pre-emptive For For Rights
15 Authorise the Company to Call EGM with For For Two Weeks' Notice
16 Authorise Issue of Equity without Pre- For For emptive Rights
17 Authorise Market Purchase of Ordinary Shares For For
SGS SA
Meeting Date: 07/10/2013 Country: Switzerland Meeting Type: Special
Proposal Vote Number Proposal Text Mgmt Rec Instruction
1 Elect Paul Desmarais as Director For For
2 Elect Ian Galliene as Director For For
3 Elect Gerard Lamarche as Director For For
SM Prime Holdings, Inc.
Meeting Date: 07/10/2013 Country: Philippines Meeting Type: Special
Proposal Vote Number Proposal Text Mgmt Rec Instruction
3 Approve the Minutes of the Annual Meeting For For of Stockholders Held on April 16, 2013
4 Ratify the Plan of Merger between the For For Company and SM Land, Inc.
5 Ratify the Amendment of the Articles of For For Incorporation of the Company to Increase the Authorized Capital Stock and Change the Company's Primary Purpose to a Mixed-Use Real Property Developer
Page 28 of 452 Vote Summary Report Reporting Period: 07/01/2013 to 09/30/2013 Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
SM Prime Holdings, Inc.
Proposal Vote Number Proposal Text Mgmt Rec Instruction
6 Ratify the Issue of 1.55 Billion Shares to For For Acquire Certain Unlisted Real Estate Companies and Assets from SM Investments Corporation, Mountain Bliss Resort and Development Corporation, and the Sy Family in Exchange for the Latter's Shares in the Companies
7 Other Matters For Against
UK Mail Group plc
Meeting Date: 07/10/2013 Country: United Kingdom Meeting Type: Annual
Proposal Vote Number Proposal Text Mgmt Rec Instruction
1 Accept Financial Statements and Statutory For For Reports
2 Approve Final Dividend For For
3 Approve Remuneration Report For For
4 Re-elect Peter Kane as Director For For
5 Elect Jessica Burley as Director For For
6 Re-elect Michael Findlay as Director For For
7 Reappoint PricewaterhouseCoopers LLP as For For Auditors
8 Authorise Board to Fix Remuneration of For For Auditors
9 Authorise Issue of Equity with Pre-emptive For For Rights
10 Authorise Issue of Equity without Pre- For For emptive Rights
11 Authorise Market Purchase of Ordinary Shares For For
12 Authorise the Company to Call EGM with For For Two Weeks' Notice
Babcock International Group plc
Meeting Date: 07/11/2013 Country: United Kingdom Meeting Type: Annual
Page 29 of 452 Vote Summary Report Reporting Period: 07/01/2013 to 09/30/2013 Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Babcock International Group plc
Proposal Vote Number Proposal Text Mgmt Rec Instruction
1 Accept Financial Statements and Statutory For For Reports
2 Approve Remuneration Report For For
3 Approve Final Dividend For For
4 Re-elect Mike Turner as Director For For
5 Re-elect Peter Rogers as Director For For
6 Re-elect Bill Tame as Director For For
7 Re-elect Archie Bethel as Director For For
8 Re-elect Kevin Thomas as Director For For
9 Re-elect Kate Swann as Director For For
10 Re-elect Justin Crookenden as Director For For
11 Re-elect Sir David Omand as Director For For
12 Re-elect Ian Duncan as Director For For
13 Elect John Davies as Director For For
14 Elect Anna Stewart as Director For For
15 Reappoint PricewaterhouseCoopers LLP as For For Auditors
16 Authorise Board to Fix Remuneration of For For Auditors
17 Authorise EU Political Donations and For For Expenditures
18 Authorise Issue of Equity with Pre-emptive For For Rights
19 Authorise Issue of Equity without Pre- For For emptive Rights
20 Authorise Market Purchase of Ordinary Shares For For
21 Authorise the Company to Call EGM with For For Two Weeks' Notice
BTG plc
Meeting Date: 07/11/2013 Country: United Kingdom Meeting Type: Special
Page 30 of 452 Vote Summary Report Reporting Period: 07/01/2013 to 09/30/2013 Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
BTG plc
Proposal Vote Number Proposal Text Mgmt Rec Instruction
1 Approve Acquisition by BTG International For Abstain (Holdings) Limited of the Targeted Therapies Division of Nordion Inc
Csr Ltd.
Meeting Date: 07/11/2013 Country: Australia Meeting Type: Annual
Proposal Vote Number Proposal Text Mgmt Rec Instruction
2 Elect Ray Horsburgh as a Director For For
3 Approve the Remuneration Report For For
4 Approve the Grant of 682,215 Performance For For Rights to Rob Sindel, Managing Director of the Company easyJet plc
Meeting Date: 07/11/2013 Country: United Kingdom Meeting Type: Special
Proposal Vote Number Proposal Text Mgmt Rec Instruction
1 Approve Purchase of 35 Current Generation For For A320 Aircraft and 100 New Generation A320NEO Aircraft Under the New Framework Arrangements
Fielmann AG
Meeting Date: 07/11/2013 Country: Germany Meeting Type: Annual
Page 31 of 452 Vote Summary Report Reporting Period: 07/01/2013 to 09/30/2013 Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Fielmann AG
Proposal Vote Number Proposal Text Mgmt Rec Instruction
1 Receive Financial Statements and Statutory Reports for Fiscal 2012 (Non-Voting)
2 Approve Allocation of Income and Dividends For For of EUR 2.70 per Share
3 Approve Discharge of Management Board for For For Fiscal 2012
4 Approve Discharge of Supervisory Board for For For Fiscal 2012
5 Ratify Deloitte as Auditors for Fiscal 2013 For For
Israel Corporation (The)
Meeting Date: 07/11/2013 Country: Israel Meeting Type: Special
Proposal Vote Number Proposal Text Mgmt Rec Instruction
1 Reelect Gideon Lengholtz as External Director For For
2 Reelect Ofer Termechi as External Director For For
A Vote FOR if you are a controlling shareholder None For or have a personal interest in item; otherwise, vote AGAINST. You may not abstain. If you vote FOR, please provide an explanation to your account manager.
Perpetual Income and Growth Investment Trust plc
Meeting Date: 07/11/2013 Country: United Kingdom Meeting Type: Annual
Proposal Vote Number Proposal Text Mgmt Rec Instruction
1 Accept Financial Statements and Statutory For For Reports
2 Re-elect Bill Alexander as Director For For
Page 32 of 452 Vote Summary Report Reporting Period: 07/01/2013 to 09/30/2013 Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Perpetual Income and Growth Investment Trust plc
Proposal Vote Number Proposal Text Mgmt Rec Instruction
3 Re-elect Vivian Bazalgette as Director For For
4 Re-elect Sir Martyn Arbib as Director For For
5 Re-elect Antony Hardy as Director For Abstain
6 Re-elect Bob Yerbury as Director For For
7 Elect Richard Laing as Director For For
8 Approve Remuneration Report For For
9 Reappoint Deloitte LLP as Auditors and For For Authorise Their Remuneration
10 Authorise Issue of Equity with Pre-emptive For For Rights
11 Authorise Issue of Equity without Pre- For For emptive Rights
12 Authorise Market Purchase of Ordinary Shares For For
13 Authorise the Company to Call EGM with For For Two Weeks' Notice
Transmissora Alianca De Energia Eletrica SA
Meeting Date: 07/11/2013 Country: Brazil Meeting Type: Special
Proposal Vote Number Proposal Text Mgmt Rec Instruction
1 Approve Company's Participation in Brazilian For Do Not Electricity Regulatory Agency's (ANEEL) Vote Auction
W. P. Carey Inc.
Meeting Date: 07/11/2013 Country: USA Meeting Type: Annual
Proposal Vote Number Proposal Text Mgmt Rec Instruction
1.1 Elect Director Trevor P. Bond For For
Page 33 of 452 Vote Summary Report Reporting Period: 07/01/2013 to 09/30/2013 Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
W. P. Carey Inc.
Proposal Vote Number Proposal Text Mgmt Rec Instruction
1.2 Elect Director Francis J. Carey For For
1.3 Elect Director Nathaniel S. Coolidge For For
1.4 Elect Director Mark J. DeCesaris For For
1.5 Elect Director Eberhard Faber, IV For For
1.6 Elect Director Benjamin H. Griswold, IV For For
1.7 Elect Director Axel K.A. Hansing For For
1.8 Elect Director Richard C. Marston For For
1.9 Elect Director Robert E. Mittelstaedt, Jr. For For
1.10 Elect Director Charles E. Parente For For
1.11 Elect Director Nick J.M. van Ommen For For
1.12 Elect Director Karsten von Koller For For
1.13 Elect Director Reginald Winssinger For For
2 Amend Omnibus Stock Plan For Against
3 Ratify Auditors For For
Advanced Micro Devices, Inc.
Meeting Date: 07/12/2013 Country: USA Meeting Type: Annual
Proposal Vote Number Proposal Text Mgmt Rec Instruction
1a Elect Director Bruce L. Claflin For For
1b Elect Director W. Michael Barnes For For
1c Elect Director John E. Caldwell For For
1d Elect Director Henry WK Chow For For
1e Elect Director Nicholas M. Donofrio For For
1f Elect Director H. Paulett Eberhart For For
1g Elect Director Martin L. Edelman For For
1h Elect Director John R. Harding For For
1i Elect Director Rory P. Read For For
Page 34 of 452 Vote Summary Report Reporting Period: 07/01/2013 to 09/30/2013 Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Advanced Micro Devices, Inc.
Proposal Vote Number Proposal Text Mgmt Rec Instruction
1j Elect Director Ahmed Yahia For For
2 Ratify Auditors For For
3 Amend Omnibus Stock Plan For Against
4 Advisory Vote to Ratify Named Executive For Against Officers' Compensation
AES Tiete SA
Meeting Date: 07/12/2013 Country: Brazil Meeting Type: Special
Proposal Vote Number Proposal Text Mgmt Rec Instruction
1 Elect Alternate Director For
2 Increase Fiscal Council Size For
3 Elect Fiscal Council Member and Alternate For Appointed by Preferred Shareholders
4 Elect Fiscal Council Member and Alternate For
AES Tiete SA
Meeting Date: 07/12/2013 Country: Brazil Meeting Type: Special
Proposal Vote Number Proposal Text Mgmt Rec Instruction
1 Elect Alternate Director
2 Increase Fiscal Council Size
3 Elect Fiscal Council Member and Alternate For Do Not Appointed by Preferred Shareholders Vote
4 Elect Fiscal Council Member and Alternate
Page 35 of 452 Vote Summary Report Reporting Period: 07/01/2013 to 09/30/2013 Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Burberry Group plc
Meeting Date: 07/12/2013 Country: United Kingdom Meeting Type: Annual
Proposal Vote Number Proposal Text Mgmt Rec Instruction
1 Accept Financial Statements and Statutory For For Reports
2 Approve Remuneration Report For For
3 Approve Final Dividend For For
4 Re-elect Sir John Peace as Director For For
5 Re-elect Angela Ahrendts as Director For For
6 Re-elect Philip Bowman as Director For For
7 Re-elect Ian Carter as Director For For
8 Re-elect Stephanie George as Director For For
9 Re-elect John Smith as Director For For
10 Re-elect David Tyler as Director For For
11 Elect Carol Fairweather as Director For For
12 Reappoint PricewaterhouseCoopers LLP as For For Auditors
13 Authorise the Audit Committee to Fix For For Remuneration of Auditors
14 Authorise EU Political Donations and For For Expenditure
15 Authorise Issue of Equity with Pre-emptive For For Rights
16 Authorise Issue of Equity without Pre- For For emptive Rights
17 Authorise Market Purchase of Ordinary Shares For For
18 Authorise the Company to Call EGM with For For Two Weeks' Notice
Invesco Income Growth Trust plc
Meeting Date: 07/12/2013 Country: United Kingdom Meeting Type: Annual
Page 36 of 452 Vote Summary Report Reporting Period: 07/01/2013 to 09/30/2013 Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Invesco Income Growth Trust plc
Proposal Vote Number Proposal Text Mgmt Rec Instruction
1 Accept Financial Statements and Statutory For For Reports
2 Approve Remuneration Report For For
3 Approve Final Dividend For For
4 Approve the Revised Investment Objective For For and Policy of the Company
5 Re-elect Hugh Twiss as Director For For
6 Re-elect Chris Hills as Director For Abstain
7 Reappoint Grant Thornton UK LLP as For For Auditors and Authorise Their Remuneration
8 Authorise Issue of Equity with Pre-emptive For For Rights
9 Authorise Issue of Equity without Pre- For For emptive Rights
10 Authorise Market Purchase of Ordinary Shares For For
11 Authorise the Company to Call EGM with For For Two Weeks' Notice
KB Financial Group Inc.
Meeting Date: 07/12/2013 Country: South Korea Meeting Type: Special
Proposal Vote Number Proposal Text Mgmt Rec Instruction
1 Elect Lim Young-Rok as CEO For For
Templeton Emerging Markets Investment Trust plc
Meeting Date: 07/12/2013 Country: United Kingdom Meeting Type: Annual
Page 37 of 452 Vote Summary Report Reporting Period: 07/01/2013 to 09/30/2013 Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Templeton Emerging Markets Investment Trust plc
Proposal Vote Number Proposal Text Mgmt Rec Instruction
1 Accept Financial Statements and Statutory For For Reports
2 Approve Remuneration Report For For
3 Approve Final Dividend For For
4 Re-elect Peter Smith as Director For For
5 Re-elect Christopher Brady as Director For For
6 Re-elect Hamish Buchan as Director For For
7 Re-elect Sir Peter Burt as Director For For
8 Re-elect Neil Collins as Director For For
9 Re-elect Peter Harrison as Director For For
10 Re-elect Gregory Johnson as Director For For
11 Reappoint Deloitte LLP as Auditors For For
12 Authorise Board to Fix Remuneration of For For Auditors
13 Authorise Issue of Equity with Pre-emptive For For Rights
14 Authorise Issue of Equity without Pre- For For emptive Rights
15 Authorise Market Purchase of Ordinary Shares For For
16 Authorise the Company to Call EGM with For For Two Weeks' Notice
Vtech Holdings Ltd
Meeting Date: 07/12/2013 Country: Hong Kong Meeting Type: Annual
Proposal Vote Number Proposal Text Mgmt Rec Instruction
1 Accept Financial Statements and Statutory For For Reports
2 Declare Final Dividend For For
3a Elect Pang King Fai as Director For For
Page 38 of 452 Vote Summary Report Reporting Period: 07/01/2013 to 09/30/2013 Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Vtech Holdings Ltd
Proposal Vote Number Proposal Text Mgmt Rec Instruction
3b Elect Michael Tien Puk Sun as Director For For
3c Elect Wong Kai Man as Director For For
3d Authorize Board to Fix Remuneration of For For Directors
4 Reappoint KPMG as Auditors and Authorize For For Board to Fix Their Remuneration
5 Authorize Repurchase of Up to 10 Percent of For For Issued Share Capital
6 Approve Issuance of Equity or Equity-Linked For For Securities without Preemptive Rights
7 Authorize Reissuance of Repurchased Shares For For
Proposal Vote Number Proposal Text Mgmt Rec Instruction
1 Accept Financial Statements and Statutory For Reports
2 Declare Final Dividend For
3a Elect Pang King Fai as Director For
3b Elect Michael Tien Puk Sun as Director For
3c Elect Wong Kai Man as Director For
3d Authorize Board to Fix Remuneration of For Directors
4 Reappoint KPMG as Auditors and Authorize For Board to Fix Their Remuneration
5 Authorize Repurchase of Up to 10 Percent of For Issued Share Capital
6 Approve Issuance of Equity or Equity-Linked For Securities without Preemptive Rights
7 Authorize Reissuance of Repurchased Shares For
Arezzo Industria e Comercio SA
Meeting Date: 07/15/2013 Country: Brazil Meeting Type: Special
Page 39 of 452 Vote Summary Report Reporting Period: 07/01/2013 to 09/30/2013 Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Arezzo Industria e Comercio SA
Proposal Vote Number Proposal Text Mgmt Rec Instruction
1 Approve Increase in Board Size from 8 to 10 For Members
2 Establish the Terms for the Election of Board For Chairman and Vice-Chairman
3 Amend Articles 13, 18, and 21 For
4 Amend Articles to Reflect Changes in Capital For
5 Fix Number of Directors For
6 Accept Director Resignations For
7.1 Elect Carolina Valle de Andrade Faria as For Director
7.2 Elect Welerson Cavalieri as Director For
7.3 Elect Juliana Rozenbaum as Director For
7.4 Elect Fabio Hering as Director For
7.5 Elect Rodrigo Calvo Galindo as Director For
7.6 Elect Claudia Elisa de Pinho Soares as For Director
8 Elect Board Chairman and Vice-Chairman For
9 Amend Remuneration of Company's For Management
Commercial International Bank (Egypt) SAE
Meeting Date: 07/15/2013 Country: Egypt Meeting Type: Special
Proposal Vote Number Proposal Text Mgmt Rec Instruction
Extraordinary Business
1 Approve Amendment of Articles 6 and 7 to For Do Not Reflect Changes in Capital Vote
2 Amend Articles 6 and 7 : Authorise The For Do Not Board to Amend Articles of bylaws Every Vote Time The Board Decide To Increase The Capital
Page 40 of 452 Vote Summary Report Reporting Period: 07/01/2013 to 09/30/2013 Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Commercial International Bank (Egypt) SAE
Proposal Vote Number Proposal Text Mgmt Rec Instruction
3 Authorize Issuance of Bonds or Loans For Do Not Vote
Proposal Vote Number Proposal Text Mgmt Rec Instruction
Extraordinary Business
1 Approve Amendment of Articles 6 and 7 to For Reflect Changes in Capital
2 Amend Articles 6 and 7 : Authorise The For Board to Amend Articles of bylaws Every Time The Board Decide To Increase The Capital
3 Authorize Issuance of Bonds or Loans For
Daewoo Engineering & Construction Co.
Meeting Date: 07/15/2013 Country: South Korea Meeting Type: Special
Proposal Vote Number Proposal Text Mgmt Rec Instruction
1 Elect Park Young-Sik as Inside Director For For
2 Amend Terms of Severance Payments to For Against Executives
Inland Real Estate Corporation
Meeting Date: 07/15/2013 Country: USA Meeting Type: Annual
Proposal Vote Number Proposal Text Mgmt Rec Instruction
1a Elect Director Thomas P. D'Arcy For For
1b Elect Director Daniel L. Goodwin For For
1c Elect Director Joel G. Herter For For
Page 41 of 452 Vote Summary Report Reporting Period: 07/01/2013 to 09/30/2013 Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Inland Real Estate Corporation
Proposal Vote Number Proposal Text Mgmt Rec Instruction
1d Elect Director Heidi N. Lawton For For
1e Elect Director Thomas H. McAuley For For
1f Elect Director Thomas R. McWilliams For For
1g Elect Director Joel D. Simmons For For
2 Ratify Auditors For For
3a Amend Charter to Remove Provisions For For
3b Amend Charter to Revise Provisions For For
4 Advisory Vote to Ratify Named Executive For Against Officers' Compensation
Johnson Electric Holdings Ltd.
Meeting Date: 07/15/2013 Country: Hong Kong Meeting Type: Annual
Proposal Vote Number Proposal Text Mgmt Rec Instruction
1 Accept Financial Statements and Statutory For For Reports
2 Declare Final Dividend For For
3a Elect Yik-Chun Koo Wang as Director For For
3b Elect Peter Kin-Chung Wang as Director For For
3c Elect Joseph Chi-Kwong Yam as Director For For
4 Authorize Board to Fix Remuneration of For For Directors
5 Reappoint PricewaterhouseCoopers as For For Auditors and Authorize Board to Fix Their Remuneration
6 Approve Issuance of Equity or Equity-Linked For Against Securities without Preemptive Rights
7 Authorize Repurchase of Up to Ten Percent For For of Issued Share Capital
8 Authorize Reissuance of Repurchased Shares For For
Page 42 of 452 Vote Summary Report Reporting Period: 07/01/2013 to 09/30/2013 Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Alliance Financial Group Bhd.
Meeting Date: 07/16/2013 Country: Malaysia Meeting Type: Annual
Proposal Vote Number Proposal Text Mgmt Rec Instruction
1 Approve Remuneration of Directors For For
2 Elect Stephen Geh Sim Whye as Director For For
3 Elect Dziauddin bin Megat Mahmud as For For Director
4 Elect Ou Shian Waei as Director For For
5 Approve PricewaterhouseCoopers as Auditors For For and Authorize Board to Fix Their Remuneration
6 Elect Thomas Mun Lung Lee as Director For For
Alliance Financial Group Bhd.
Meeting Date: 07/16/2013 Country: Malaysia Meeting Type: Special
Proposal Vote Number Proposal Text Mgmt Rec Instruction
1 Approve Long Term Incentive Plan (LTIP) For Against
2 Approve Allocation of Options and/or Awards For Against to Sng Seow Wah, Non-Independent Non- Executive Director, Under the LTIP
BTG plc
Meeting Date: 07/16/2013 Country: United Kingdom Meeting Type: Annual
Proposal Vote Number Proposal Text Mgmt Rec Instruction
1 Accept Financial Statements and Statutory For For Reports
2 Approve Remuneration Report For For
Page 43 of 452 Vote Summary Report Reporting Period: 07/01/2013 to 09/30/2013 Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
BTG plc
Proposal Vote Number Proposal Text Mgmt Rec Instruction
3 Elect Richard Wohanka as Director For For
4 Re-elect Garry Watts as Director For For
5 Re-elect Louise Makin as Director For For
6 Re-elect Rolf Soderstrom as Director For For
7 Re-elect Giles Kerr as Director For For
8 Re-elect Melanie Lee as Director For For
9 Re-elect Ian Much as Director For For
10 Re-elect James O'Shea as Director For For
11 Appoint KPMG LLP as Auditors For For
12 Authorise Board to Fix Remuneration of For For Auditors
13 Authorise EU Political Donations and For For Expenditure
14 Amend Performance Share Plan 2006 For Against
15 Authorise Issue of Equity with Pre-emptive For For Rights
16 Authorise Issue of Equity without Pre- For For emptive Rights
17 Authorise the Company to Call EGM with For For Two Weeks' Notice
China Mengniu Dairy Co., Ltd.
Meeting Date: 07/16/2013 Country: Hong Kong Meeting Type: Special
Proposal Vote Number Proposal Text Mgmt Rec Instruction
1 Approve Acquisition of the Entire Issued For For Capital of Yashili International Holdings Ltd. and the Related Transactions
Dairy Crest Group plc
Meeting Date: 07/16/2013 Country: United Kingdom Meeting Type: Annual
Page 44 of 452 Vote Summary Report Reporting Period: 07/01/2013 to 09/30/2013 Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Dairy Crest Group plc
Proposal Vote Number Proposal Text Mgmt Rec Instruction
1 Accept Financial Statements and Statutory For For Reports
2 Approve Remuneration Report For For
3 Approve Final Dividend For For
4 Elect Tom Atherton as Director For For
5 Re-elect Mark Allen as Director For For
6 Re-elect Martyn Wilks as Director For For
7 Re-elect Stephen Alexander as Director For For
8 Re-elect Andrew Carr-Locke as Director For For
9 Re-elect Sue Farr as Director For For
10 Re-elect Richard Macdonald as Director For For
11 Re-elect Anthony Fry as Director For For
12 Reappoint Ernst & Young LLP as Auditors For For
13 Authorise Board to Fix Remuneration of For For Auditors
14 Authorise the Company to Call EGM with For For Two Weeks' Notice
15 Approve Long Term Alignment Plan For For
16 Authorise EU Political Donations and For For Expenditure
17 Authorise Issue of Equity with Pre-emptive For For Rights
18 Authorise Issue of Equity without Pre- For For emptive Rights
19 Authorise Market Purchase of Ordinary Shares For For
Freeport-McMoRan Copper & Gold Inc.
Meeting Date: 07/16/2013 Country: USA Meeting Type: Annual
Page 45 of 452 Vote Summary Report Reporting Period: 07/01/2013 to 09/30/2013 Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Freeport-McMoRan Copper & Gold Inc.
Proposal Vote Number Proposal Text Mgmt Rec Instruction
1.1 Elect Director Richard C. Adkerson For For
1.2 Elect Director Robert J. Allison, Jr. For For
1.3 Elect Director Alan R. Buckwalter, III For For
1.4 Elect Director Robert A. Day For For
1.5 Elect Director James C. Flores For For
1.6 Elect Director Gerald J. Ford For For
1.7 Elect Director Thomas A. Fry, III For For
1.8 Elect Director H. Devon Graham, Jr. For For
1.9 Elect Director Charles C. Krulak For For
1.10 Elect Director Bobby Lee Lackey For For
1.11 Elect Director Jon C. Madonna For For
1.12 Elect Director Dustan E. McCoy For For
1.13 Elect Director James R. Moffett For For
1.14 Elect Director B. M. Rankin, Jr. For For
1.15 Elect Director Stephen H. Siegele For For
2 Advisory Vote to Ratify Named Executive For Against Officers' Compensation
3 Ratify Auditors For For
4 Request Director Nominee with Against Against Environmental Qualifications
5 Require Independent Board Chairman Against For
6 Adopt Policy and Report on Board Diversity Against Against
7 Amend Bylaws-- Call Special Meetings Against For
Industria de Diseno Textil (INDITEX)
Meeting Date: 07/16/2013 Country: Spain Meeting Type: Annual
Page 46 of 452 Vote Summary Report Reporting Period: 07/01/2013 to 09/30/2013 Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Industria de Diseno Textil (INDITEX)
Proposal Vote Number Proposal Text Mgmt Rec Instruction
1 Approve Individual Financial Statements For For
2 Approve Consolidated Financial Statements, For For and Discharge of Board
3 Approve Updated Balance Sheets to Benefit For For from New Tax Regulation
4 Approve Allocation of Income and Dividends For For
5 Approve Long Term Incentive Plan For For
6 Authorize Share Repurchase Program For For
7 Advisory Vote on Remuneration Policy Report For For
8 Authorize Board to Ratify and Execute For For Approved Resolutions
JPMorgan European Smaller Companies Trust plc
Meeting Date: 07/16/2013 Country: United Kingdom Meeting Type: Special
Proposal Vote Number Proposal Text Mgmt Rec Instruction
1 Approve Tender Offer For Abstain
JPMorgan European Smaller Companies Trust plc
Meeting Date: 07/16/2013 Country: United Kingdom Meeting Type: Annual
Proposal Vote Number Proposal Text Mgmt Rec Instruction
1 Accept Financial Statements and Statutory For For Reports
2 Approve Remuneration Report For For
3 Approve Final Dividend For For
Page 47 of 452 Vote Summary Report Reporting Period: 07/01/2013 to 09/30/2013 Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
JPMorgan European Smaller Companies Trust plc
Proposal Vote Number Proposal Text Mgmt Rec Instruction
4 Re-elect Anthony Davidson as Director For For
5 Re-elect Carolan Dobson as Director For For
6 Elect Ashok Gupta as Director For For
7 Re-elect Federico Marescotti as Director For For
8 Re-elect Stephen White as Director For For
9 Reappoint PricewaterhouseCoopers LLP as For For Auditors and Authorise Their Remuneration
10 Authorise Issue of Equity with Pre-emptive For For Rights
11 Authorise Issue of Equity without Pre- For For emptive Rights
12 Authorise Market Purchase of Ordinary Shares For For
Lenovo Group Limited
Meeting Date: 07/16/2013 Country: Hong Kong Meeting Type: Annual
Proposal Vote Number Proposal Text Mgmt Rec Instruction
1 Accept Financial Statements and Statutory For For Reports
2 Declare Final Dividend For For
3a Elect William Tudor Brown as Director For For
3b Elect Yang Yuanqing as Director For For
3c Elect Tian Suning as Director For For
3d Elect Nicholas C. Allen as Director For For
3e Resolve Not to Fill Up Vacancy Resulted From For For the Retirement of Wu Yibing as Director
3f Authorize Board to Fix Directors' Fees For For
4 Reappoint PricewaterhouseCoopers as For For Auditors and Authorize Board to Fix Their Remuneration
5 Approve Issuance of Equity or Equity-Linked For Against Securities without Preemptive Rights
6 Authorize Repurchase of Up to 10 Percent of For For Issued Share Capital
Page 48 of 452 Vote Summary Report Reporting Period: 07/01/2013 to 09/30/2013 Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Lenovo Group Limited
Proposal Vote Number Proposal Text Mgmt Rec Instruction
7 Authorize Reissuance of Repurchased Shares For For
Mapletree Logistics Trust
Meeting Date: 07/16/2013 Country: Singapore Meeting Type: Annual
Proposal Vote Number Proposal Text Mgmt Rec Instruction
1 Adopt Financial Statements, Report of For For Trustee, Statement by Manager, and Auditors' Report
2 Reappoint PricewaterhouseCoopers LLP as For For Auditors and Authorize Manager to Fix Their Remuneration
3 Approve Issuance of Equity or Equity-Linked For Against Securities with or without Preemptive Rights
BT Group plc
Meeting Date: 07/17/2013 Country: United Kingdom Meeting Type: Annual
Proposal Vote Number Proposal Text Mgmt Rec Instruction
1 Accept Financial Statements and Statutory For For Reports
2 Approve Remuneration Report For For
3 Approve Final Dividend For For
4 Re-elect Sir Michael Rake as Director For For
5 Re-elect Ian Livingston as Director For For
6 Re-elect Tony Chanmugam as Director For For
7 Re-elect Gavin Patterson as Director For For
8 Re-elect Tony Ball as Director For For
9 Re-elect Patricia Hewitt as Director For For
Page 49 of 452 Vote Summary Report Reporting Period: 07/01/2013 to 09/30/2013 Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
BT Group plc
Proposal Vote Number Proposal Text Mgmt Rec Instruction
10 Re-elect Phil Hodkinson as Director For For
11 Re-elect Karen Richardson as Director For For
12 Re-elect Nick Rose as Director For For
13 Re-elect Jasmine Whitbread as Director For For
14 Reappoint PricewaterhouseCoopers LLP as For For Auditors
15 Authorise Board to Fix Remuneration of For For Auditors
16 Authorise Issue of Equity with Pre-emptive For For Rights
17 Authorise Issue of Equity without Pre- For For emptive Rights
18 Authorise Market Purchase of Ordinary Shares For For
19 Authorise the Company to Call EGM with For For Two Weeks' Notice
20 Approve EU Political Donations and For For Expenditure e2v technologies plc
Meeting Date: 07/17/2013 Country: United Kingdom Meeting Type: Annual
Proposal Vote Number Proposal Text Mgmt Rec Instruction
1 Accept Financial Statements and Statutory For For Reports
2 Approve Final Dividend For For
3 Elect Neil Johnson as Director For Against
4 Re-elect Keith Attwood as Director For For
5 Re-elect Charles Hindson as Director For For
6 Re-elect Krishnamurthy Rajagopal as Director For For
7 Re-elect Kevin Dangerfield as Director For For
8 Appoint KPMG LLP as Auditors For For
9 Authorise Board to Fix Remuneration of For For Auditors
Page 50 of 452 Vote Summary Report Reporting Period: 07/01/2013 to 09/30/2013 Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd. e2v technologies plc
Proposal Vote Number Proposal Text Mgmt Rec Instruction
10 Approve Remuneration Report For For
11 Approve Long Term Incentive Plan For Against
12 Approve Share Incentive Plan for Neil Johnson For Against
13 Authorise Issue of Equity with Pre-emptive For For Rights
14 Authorise Issue of Equity without Pre- For For emptive Rights
15 Authorise Market Purchase of Ordinary Shares For For
16 Authorise the Company to Call EGM with For For Two Weeks' Notice
Electrocomponents plc
Meeting Date: 07/17/2013 Country: United Kingdom Meeting Type: Annual
Proposal Vote Number Proposal Text Mgmt Rec Instruction
1 Accept Financial Statements and Statutory For For Reports
2 Approve Remuneration Report For For
3 Approve Final Dividend For For
4 Elect Karen Guerra as Director For For
5 Elect John Pattullo as Director For For
6 Re-elect Adrian Auer as Director For For
7 Re-elect Simon Boddie as Director For For
8 Re-elect Paul Hollingworth as Director For For
9 Re-elect Peter Johnson as Director For For
10 Re-elect Ian Mason as Director For For
11 Re-elect Rupert Soames as Director For For
12 Reappoint KPMG Audit plc as Auditors For For
13 Authorise Board to Fix Remuneration of For For Auditors
14 Authorise Issue of Equity with Pre-emptive For For Rights
Page 51 of 452 Vote Summary Report Reporting Period: 07/01/2013 to 09/30/2013 Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Electrocomponents plc
Proposal Vote Number Proposal Text Mgmt Rec Instruction
15 Authorise Issue of Equity without Pre- For For emptive Rights
16 Authorise Market Purchase of Ordinary Shares For For
17 Authorise the Company to Call EGM with For For Two Weeks' Notice
Experian plc
Meeting Date: 07/17/2013 Country: United Kingdom Meeting Type: Annual
Proposal Vote Number Proposal Text Mgmt Rec Instruction
1 Accept Financial Statements and Statutory For For Reports
2 Approve Remuneration Report For For
3 Elect Deirdre Mahlan as Director For For
4 Elect George Rose as Director For For
5 Re-elect Fabiola Arredondo as Director For For
6 Re-elect Chris Callero as Director For For
7 Re-elect Brian Cassin as Director For For
8 Re-elect Roger Davis as Director For For
9 Re-elect Alan Jebson as Director For For
10 Re-elect Sir John Peace as Director For For
11 Re-elect Don Robert as Director For For
12 Re-elect Sir Alan Rudge as Director For For
13 Re-elect Judith Sprieser as Director For For
14 Re-elect Paul Walker as Director For For
15 Reappoint PricewaterhouseCoopers LLP as For For Auditors
16 Authorise Board to Fix Remuneration of For For Auditors
17 Authorise Issue of Equity with Pre-emptive For For Rights
18 Authorise Issue of Equity without Pre- For For emptive Rights
Page 52 of 452 Vote Summary Report Reporting Period: 07/01/2013 to 09/30/2013 Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Experian plc
Proposal Vote Number Proposal Text Mgmt Rec Instruction
19 Authorise Market Purchase of Ordinary Shares For For
FirstGroup plc
Meeting Date: 07/17/2013 Country: United Kingdom Meeting Type: Annual
Proposal Vote Number Proposal Text Mgmt Rec Instruction
1 Accept Financial Statements and Statutory For For Reports
2 Approve Remuneration Report For For
3 Re-elect David Begg as Director For For
4 Re-elect Martin Gilbert as Director For For
5 Re-elect Colin Hood as Director For For
6 Re-elect Tim O'Toole as Director For For
7 Re-elect John Sievwright as Director For For
8 Re-elect Mick Barker as Director For For
9 Elect Chris Surch as Director For For
10 Elect Brian Wallace as Director For For
11 Elect Jim Winestock as Director For For
12 Reappoint Deloitte LLP as Auditors For For
13 Authorise Board to Fix Remuneration of For For Auditors
14 Authorise Issue of Equity with Pre-emptive For For Rights
15 Authorise Issue of Equity without Pre- For For emptive Rights
16 Authorise Market Purchase of Ordinary Shares For For
17 Authorise EU Political Donations and For For Expenditure
18 Authorise the Company to Call EGM with For For Two Weeks' Notice
Page 53 of 452 Vote Summary Report Reporting Period: 07/01/2013 to 09/30/2013 Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Intermediate Capital Group plc
Meeting Date: 07/17/2013 Country: United Kingdom Meeting Type: Annual
Proposal Vote Number Proposal Text Mgmt Rec Instruction
1 Accept Financial Statements and Statutory For For Reports
2 Approve Remuneration Report For For
3 Approve Final Dividend For For
4 Reappoint Deloitte LLP as Auditors For For
5 Authorise Board to Fix Remuneration of For For Auditors
6 Elect Kim Wahl as Director For For
7 Elect Lindsey McMurray as Director For For
8 Re-elect Justin Dowley as Director For For
9 Re-elect Peter Gibbs as Director For For
10 Re-elect Kevin Parry as Director For For
11 Re-elect Christophe Evain as Director For For
12 Re-elect Philip Keller as Director For For
13 Re-elect Benoit Durteste as Director For For
14 Authorise Issue of Equity with Pre-emptive For For Rights
15 Authorise Issue of Equity without Pre- For For emptive Rights
16 Authorise Market Purchase of Ordinary Shares For For
17 Authorise the Company to Call EGM with For For Two Weeks' Notice
Severn Trent plc
Meeting Date: 07/17/2013 Country: United Kingdom Meeting Type: Annual
Page 54 of 452 Vote Summary Report Reporting Period: 07/01/2013 to 09/30/2013 Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Severn Trent plc
Proposal Vote Number Proposal Text Mgmt Rec Instruction
1 Accept Financial Statements and Statutory For For Reports
2 Approve Final Dividend For For
3 Approve Remuneration Report For For
4 Re-elect Tony Ballance as Director For For
5 Re-elect Bernard Bulkin as Director For For
6 Re-elect Richard Davey as Director For For
7 Re-elect Andrew Duff as Director For For
8 Re-elect Gordon Fryett as Director For For
9 Re-elect Martin Kane as Director For For
10 Re-elect Martin Lamb as Director For For
11 Re-elect Michael McKeon as Director For For
12 Re-elect Baroness Noakes as Director For For
13 Re-elect Andy Smith as Director For For
14 Re-elect Tony Wray as Director For For
15 Reappoint Deloitte LLP as Auditors For For
16 Authorise Board to Fix Remuneration of For For Auditors
17 Authorise EU Political Donations and For For Expenditure
18 Authorise Issue of Equity with Pre-emptive For For Rights
19 Authorise Issue of Equity without Pre- For For emptive Rights
20 Authorise Market Purchase of Ordinary Shares For For
21 Authorise the Company to Call EGM with For For Two Weeks' Notice
Telecom Plus plc
Meeting Date: 07/17/2013 Country: United Kingdom Meeting Type: Annual
Page 55 of 452 Vote Summary Report Reporting Period: 07/01/2013 to 09/30/2013 Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Telecom Plus plc
Proposal Vote Number Proposal Text Mgmt Rec Instruction
1 Accept Financial Statements and Statutory For For Reports
2 Approve Remuneration Report For Against
3 Approve Final Dividend For For
4 Re-elect Charles Wigoder as Director For For
5 Re-elect Julian Schild as Director For For
6 Re-elect Andrew Lindsay as Director For For
7 Re-elect Christopher Houghton as Director For For
8 Re-elect Melvin Lawson as Director For Abstain
9 Re-elect Michael Pavia as Director For Abstain
10 Appoint BDO LLP as Auditors For For
11 Authorise Board to Fix Remuneration of For For Auditors
12 Authorise Market Purchase of Ordinary Shares For For
13 Authorise Issue of Equity with Pre-emptive For For Rights
14 Authorise Issue of Equity without Pre- For For emptive Rights
15 Authorise EU Political Donations and For For Expenditure
16 Authorise the Company to Call EGM with For For Two Weeks' Notice
Worldwide Healthcare Trust plc
Meeting Date: 07/17/2013 Country: United Kingdom Meeting Type: Annual
Proposal Vote Number Proposal Text Mgmt Rec Instruction
1 Accept Financial Statements and Statutory For For Reports
2 Re-elect Jo Dixon as Director For For
3 Re-elect Dr David Holbrook as Director For For
Page 56 of 452 Vote Summary Report Reporting Period: 07/01/2013 to 09/30/2013 Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Worldwide Healthcare Trust plc
Proposal Vote Number Proposal Text Mgmt Rec Instruction
4 Re-elect Samuel Isaly as Director For For
5 Re-elect Sir Martin Smith as Director For For
6 Elect Sarah Bates as Director For For
7 Elect Doug McCutcheon as Director For For
8 Reappoint Ernst & Young LLP as Auditors and For For Authorise Their Remuneration
9 Approve Remuneration Report For For
10 Authorise Issue of Equity with Pre-emptive For For Rights
11 Authorise Issue of Equity without Pre- For For emptive Rights
12 Authorise Sale of Treasury Shares without For Against Pre-emptive Rights
13 Authorise Market Purchase of Ordinary Shares For For
14 Authorise Market Purchase of Subscription For For Shares
15 Authorise the Company to Call EGM with For For Two Weeks' Notice
16 Adopt New Articles of Association For For
3i Group plc
Meeting Date: 07/18/2013 Country: United Kingdom Meeting Type: Annual
Proposal Vote Number Proposal Text Mgmt Rec Instruction
1 Accept Financial Statements and Statutory For For Reports
2 Approve Remuneration Report For Abstain
3 Approve Final Dividend For For
4 Re-elect Jonathan Asquith as Director For For
5 Re-elect Simon Borrows as Director For For
6 Re-elect Alistair Cox as Director For For
7 Re-elect Richard Meddings as Director For For
8 Re-elect Willem Mesdag as Director For For
Page 57 of 452 Vote Summary Report Reporting Period: 07/01/2013 to 09/30/2013 Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
3i Group plc
Proposal Vote Number Proposal Text Mgmt Rec Instruction
9 Re-elect Sir Adrian Montague as Director For For
10 Re-elect Martine Verluyten as Director For For
11 Re-elect Julia Wilson as Director For For
12 Reappoint Ernst & Young LLP as Auditors For For
13 Authorise Board to Fix Remuneration of For For Auditors
14 Authorise EU Political Donations and For For Expenditure
15 Authorise Issue of Equity with Pre-emptive For For Rights
16 Authorise Issue of Equity without Pre- For For emptive Rights
17 Authorise Market Purchase of Ordinary Shares For For
18 Authorise Market Purchase of B Shares For For
19 Authorise the Company to Call EGM with For For Two Weeks' Notice
Banca Monte dei Paschi di Siena SPA
Meeting Date: 07/18/2013 Country: Italy Meeting Type: Special
Proposal Vote Number Proposal Text Mgmt Rec Instruction
Extraordinary Business
1 Amend Company Bylaws Re: Delete Stock For For Ownership Limitations, Introduce Gender Diversity Rules, Set Mandatory Age Limits
Ordinary Business
1 Deliberations on the Removal of Director None Against Michele Briamonte
2 Appoint Alternate Internal Statutory Auditor For For
First Derivatives plc
Meeting Date: 07/18/2013 Country: United Kingdom Meeting Type: Annual
Page 58 of 452 Vote Summary Report Reporting Period: 07/01/2013 to 09/30/2013 Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
First Derivatives plc
Proposal Vote Number Proposal Text Mgmt Rec Instruction
1 Accept Financial Statements and Statutory For For Reports
2 Approve Remuneration Report For Against
3 Approve Final Dividend For For
4 Re-elect David Anderson as Director For Abstain
5 Re-elect Graham Ferguson as Director For For
6 Elect Seamus Keating as Director For For
7 Reappoint KPMG as Auditors and Authorise For For Their Remuneration
8 Authorise Issue of Equity with Pre-emptive For For Rights
9 Authorise Issue of Equity without Pre- For For emptive Rights
10 Authorise Market Purchase of Ordinary Shares For For
11 Authorise the Company to Call EGM with For For Two Weeks' Notice
Global Logistic Properties Ltd.
Meeting Date: 07/18/2013 Country: Singapore Meeting Type: Annual
Proposal Vote Number Proposal Text Mgmt Rec Instruction
1 Adopt Financial Statements and Directors' For For and Auditors' Reports
2 Declare Final Dividend For For
3 Elect Jeffrey H. Schwartz as Director For For
4 Elect Steven Lim Kok Hoong as Director For For
5 Elect Dipak Chand Jain as Director For For
6 Elect Wei Benhua as Director For For
7 Elect Lim Swe Guan as Director For For
8 Elect Paul Cheng Ming Fun as Director For For
Page 59 of 452 Vote Summary Report Reporting Period: 07/01/2013 to 09/30/2013 Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Global Logistic Properties Ltd.
Proposal Vote Number Proposal Text Mgmt Rec Instruction
9 Elect Yoichiro Furuse as Director For For
10 Approve Directors' Fees For Against
11 Reappoint KPMG LLP as Auditors and For For Authorize Board to Fix Their Remuneration
12 Approve Issuance of Equity or Equity-Linked For Against Securities with or without Preemptive Rights
13 Approve Grant of Awards and Issuance of For Against Shares under the GLP Performance Share Plan and GLP Restricted Share Plan
14 Authorize Share Repurchase Program For For
JPMorgan European Investment Trust plc
Meeting Date: 07/18/2013 Country: United Kingdom Meeting Type: Annual
Proposal Vote Number Proposal Text Mgmt Rec Instruction
1 Accept Financial Statements and Statutory For For Reports
2 Approve Remuneration Report For For
3 Re-elect Robin Faber as Director For For
4 Re-elect Stephen Goldman as Director For For
5 Re-elect Andrew Murison as Director For For
6 Re-elect Stephen Russell as Director For For
7 Re-elect Ferdinand Verdonck as Director For For
8 Reappoint Ernst & Young LLP as Auditors and For For Authorise Their Remuneration
9 Authorise Issue of Equity with Pre-emptive For For Rights
10 Authorise Issue of Equity without Pre- For For emptive Rights
11 Authorise Market Purchase of Growth Shares For For and Income Shares
12 Authorise Off-Market Purchase For For
Page 60 of 452 Vote Summary Report Reporting Period: 07/01/2013 to 09/30/2013 Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
KEPCO Engineering & Construction Inc.
Meeting Date: 07/18/2013 Country: South Korea Meeting Type: Special
Proposal Vote Number Proposal Text Mgmt Rec Instruction
1 Dismiss CEO, Ahn Seung-Gyu For For
Land Securities Group plc
Meeting Date: 07/18/2013 Country: United Kingdom Meeting Type: Annual
Proposal Vote Number Proposal Text Mgmt Rec Instruction
1 Accept Financial Statements and Statutory For For Reports
2 Approve Final Dividend For For
3 Approve Policy Report For For
4 Approve Implementation Report For For
5 Re-elect Alison Carnwath as Director For For
6 Re-elect Robert Noel as Director For For
7 Re-elect Martin Greenslade as Director For For
8 Re-elect Richard Akers as Director For For
9 Re-elect Kevin O'Byrne as Director For For
10 Re-elect Sir Stuart Rose as Director For For
11 Re-elect Simon Palley as Director For For
12 Re-elect David Rough as Director For For
13 Re-elect Christopher Bartram as Director For For
14 Re-elect Stacey Rauch as Director For For
15 Appoint Ernst & Young LLP as Auditors For For
16 Authorise Board to Fix Remuneration of For For Auditors
17 Authorise Issue of Equity with Pre-emptive For For Rights
Page 61 of 452 Vote Summary Report Reporting Period: 07/01/2013 to 09/30/2013 Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Land Securities Group plc
Proposal Vote Number Proposal Text Mgmt Rec Instruction
18 Authorise EU Political Donations and For For Expenditure
19 Authorise Issue of Equity without Pre- For For emptive Rights
20 Authorise Market Purchase of Ordinary Shares For For
London Stock Exchange Group plc
Meeting Date: 07/18/2013 Country: United Kingdom Meeting Type: Annual
Proposal Vote Number Proposal Text Mgmt Rec Instruction
1 Accept Financial Statements and Statutory For For Reports
2 Approve Final Dividend For For
3 Approve Remuneration Report For For
4 Re-elect Chris Gibson-Smith as Director For For
5 Re-elect Paul Heiden as Director For For
6 Re-elect Raffaele Jerusalmi as Director For For
7 Re-elect Andrea Munari as Director For For
8 Re-elect Xavier Rolet as Director For For
9 Re-elect Paolo Scaroni as Director For For
10 Re-elect Massimo Tononi as Director For For
11 Re-elect David Warren as Director For For
12 Re-elect Robert Webb as Director For For
13 Elect Jacques Aigrain as Director For For
14 Elect Stuart Lewis as Director For For
15 Elect Stephen O'Connor as Director For For
16 Reappoint PricewaterhouseCoopers LLP as For For Auditors
17 Authorise Board to Fix Remuneration of For For Auditors
18 Authorise Issue of Equity with Pre-emptive For For Rights
Page 62 of 452 Vote Summary Report Reporting Period: 07/01/2013 to 09/30/2013 Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
London Stock Exchange Group plc
Proposal Vote Number Proposal Text Mgmt Rec Instruction
19 Authorise EU Political Donations and For For Expenditure
20 Authorise Issue of Equity without Pre- For For emptive Rights
21 Authorise Market Purchase of Ordinary Shares For For
22 Authorise the Company to Call EGM with For For Two Weeks' Notice
McKay Securities plc
Meeting Date: 07/18/2013 Country: United Kingdom Meeting Type: Annual
Proposal Vote Number Proposal Text Mgmt Rec Instruction
1 Accept Financial Statements and Statutory For For Reports
2 Approve Remuneration Report For For
3 Approve Final Dividend For For
4 Re-elect Viscount Lifford as Director For For
5 Re-elect Andrew Gulliford as Director For For
6 Reappoint KPMG Audit plc as Auditors For For
7 Authorise Board to Fix Remuneration of For For Auditors
8 Authorise Issue of Equity with Pre-emptive For For Rights
9 Authorise Issue of Equity without Pre- For For emptive Rights
10 Authorise Market Purchase of Ordinary Shares For For
11 Authorise the Company to Call EGM with For For Two Weeks' Notice
Mothercare plc
Meeting Date: 07/18/2013 Country: United Kingdom Meeting Type: Annual
Page 63 of 452 Vote Summary Report Reporting Period: 07/01/2013 to 09/30/2013 Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Mothercare plc
Proposal Vote Number Proposal Text Mgmt Rec Instruction
1 Accept Financial Statements and Statutory For For Reports
2 Approve Remuneration Report For For
3 Re-elect Alan Parker as Director For Abstain
4 Re-elect Simon Calver as Director For For
5 Elect Lee Ginsberg as Director For For
6 Re-elect Amanda Mackenzie as Director For For
7 Re-elect Richard Rivers as Director For For
8 Elect Angela Brav as Director For For
9 Elect Matt Smith as Director For For
10 Elect Imelda Walsh as Director For For
11 Reappoint Deloitte LLP as Auditors For For
12 Authorise Board to Fix Remuneration of For For Auditors
13 Authorise Issue of Equity with Pre-emptive For For Rights
14 Authorise the Company to Call EGM with For For Two Weeks' Notice
15 Authorise Issue of Equity without Pre- For For emptive Rights
16 Authorise Market Purchase of Ordinary Shares For For
17 Amend Articles of Association For For
Ocado Group plc
Meeting Date: 07/18/2013 Country: United Kingdom Meeting Type: Special
Proposal Vote Number Proposal Text Mgmt Rec Instruction
1 Approve the Proposed Arrangements with For Abstain Wm Morrison Supermarkets plc
Page 64 of 452 Vote Summary Report Reporting Period: 07/01/2013 to 09/30/2013 Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
SP AusNet
Meeting Date: 07/18/2013 Country: Australia Meeting Type: Annual/Special
Proposal Vote Number Proposal Text Mgmt Rec Instruction
Resolutions for SP Australia Networks (Distribution) Ltd and SP Australia Networks (Transmission Ltd) Only
2 Elect Ng Kee Choe as a Director For For
3 Approve the Remuneration Report For For
Resolution for SP Australia Networks (Distribution) Ltd, SP Australia Networks (Transmission Ltd), and SP Australia Networks (Finance) Trust
4 Approve the Issuance of Stapled Securities For For for Singapore Law Purposes
Speedy Hire plc
Meeting Date: 07/18/2013 Country: United Kingdom Meeting Type: Annual
Proposal Vote Number Proposal Text Mgmt Rec Instruction
1 Accept Financial Statements and Statutory For For Reports
2 Approve Remuneration Report For For
3 Approve Final Dividend For For
4 Re-elect Ishbel Macpherson as Director For For
5 Re-elect Michael Averill as Director For For
6 Appoint KPMG LLP as Auditors For For
7 Authorise Board to Fix Remuneration of For For Auditors
8 Authorise Issue of Equity with Pre-emptive For For Rights
9 Authorise Issue of Equity without Pre- For For emptive Rights
10 Authorise Market Purchase of Ordinary Shares For For
Page 65 of 452 Vote Summary Report Reporting Period: 07/01/2013 to 09/30/2013 Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Speedy Hire plc
Proposal Vote Number Proposal Text Mgmt Rec Instruction
11 Authorise the Company to Call EGM with For For Two Weeks' Notice
12 Authorise EU Political Donations and For For Expenditure
Vodacom Group Ltd
Meeting Date: 07/18/2013 Country: South Africa Meeting Type: Annual
Proposal Vote Number Proposal Text Mgmt Rec Instruction
1 Accept Financial Statements and Statutory For For Reports for the Year Ended 31 March 2013
2 Elect Yolanda Cuba as Director For For
3 Re-elect Shameel Aziz Joosub as Director For For
4 Elect John Otty as Director For For
5 Elect Serpil Timuray as Director For For
6 Re-elect Phillip Moleketi as Director For For
7 Re-elect Nicholas Read as Director For For
8 Reappoint Deloitte & Touche as Auditors of For For the Company
9 Approve Remuneration Policy For Against
10 Re-elect David Brown as Member of the For For Audit, Risk and Compliance Committee
11 Re-elect Phillip Moleketi as Member of the For For Audit, Risk and Compliance Committee
12 Elect Yolanda Cuba as Member of the Audit, For For Risk and Compliance Committee
13 Approve Financial Assistance to Related or For For Inter-related Companies
14 Authorise Repurchase of Up to Five Percent For For of Issued Share Capital
15 Approve Increase in Non-Executive Directors' For Against Fees
Page 66 of 452 Vote Summary Report Reporting Period: 07/01/2013 to 09/30/2013 Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Big Yellow Group plc
Meeting Date: 07/19/2013 Country: United Kingdom Meeting Type: Annual
Proposal Vote Number Proposal Text Mgmt Rec Instruction
1 Accept Financial Statements and Statutory For For Reports
2 Approve Remuneration Report For For
3 Approve Final Dividend For For
4 Elect Richard Cotton as Director For For
5 Elect Georgina Harvey as Director For For
6 Re-elect Tim Clark as Director For For
7 Re-elect James Gibson as Director For For
8 Re-elect Steve Johnson as Director For For
9 Re-elect Adrian Lee as Director For For
10 Re-elect Mark Richardson as Director For For
11 Re-elect John Trotman as Director For For
12 Re-elect Nicholas Vetch as Director For For
13 Reappoint Deloitte LLP as Auditors For For
14 Authorise Board to Fix Remuneration of For For Auditors
15 Authorise Issue of Equity with Pre-emptive For For Rights
16 Authorise Issue of Equity without Pre- For For emptive Rights
17 Authorise Market Purchase of Ordinary Shares For For
18 Authorise the Company to Call EGM with For For Two Weeks' Notice
Compartamos SAB de CV
Meeting Date: 07/19/2013 Country: Mexico Meeting Type: Special
Page 67 of 452 Vote Summary Report Reporting Period: 07/01/2013 to 09/30/2013 Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Compartamos SAB de CV
Proposal Vote Number Proposal Text Mgmt Rec Instruction
1 Elect or Ratify Directors; Qualification of For Against Directors' Independence
2 Appoint Legal Representatives For For
DCC plc
Meeting Date: 07/19/2013 Country: Ireland Meeting Type: Annual
Proposal Vote Number Proposal Text Mgmt Rec Instruction
Ordinary Business
1 Accept Financial Statements and Statutory For For Reports
2 Approve Final Dividend For For
3 Approve Remuneration Report For For
4a Reelect Tommy Breen as Director For For
4b Reelect Roisin Brennan as Director For For
4c Reelect Michael Buckley as Director For For
4d Reelect David Byrne as Director For For
4e Elect Jane Lodge as Director For For
4f Reelect Kevin Melia as Director For For
4g Reelect John Moloney as Director For For
4h Reelect Donal Murphy as Director For For
4i Reelect Fergal O'Dwyer as Director For For
4j Reelect Leslie Van de Walle as Director For For
5 Authorise Board to Fix Remuneration of For For Auditors
Special Business
6 Authorise Issuance of Equity or Equity-Linked For For Securities with Preemptive Rights
7 Authorise Issuance of Equity or Equity-Linked For For Securities without Preemptive Rights
Page 68 of 452 Vote Summary Report Reporting Period: 07/01/2013 to 09/30/2013 Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
DCC plc
Proposal Vote Number Proposal Text Mgmt Rec Instruction
8 Authorise Share Repurchase Program For For
9 Authorise Reissuance Price Range of For For Treasury Shares
10 Authorise the Company to Call EGM with For For Two Weeks' Notice
11 Adopt Articles of Association For For
FIH Mobile Ltd.
Meeting Date: 07/19/2013 Country: Hong Kong Meeting Type: Special
Proposal Vote Number Proposal Text Mgmt Rec Instruction
1 Approve Product Sales Transaction and the For For Relevant Annual Cap
2 Approve Non-Real Property Lease Expense For For Transaction, Framework Non-Real Property Lease Expense Agreement and the Relevant Annual Cap
Fonciere des regions
Meeting Date: 07/19/2013 Country: France Meeting Type: Special
Proposal Vote Number Proposal Text Mgmt Rec Instruction
Extraordinary Business
1 Authorize Capital Increase of Up to EUR 37.3 For Abstain Million for Future Exchange Offers
2 Authorize Filing of Required For For Documents/Other Formalities
Page 69 of 452 Vote Summary Report Reporting Period: 07/01/2013 to 09/30/2013 Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
LEG Immobilien AG
Meeting Date: 07/19/2013 Country: Germany Meeting Type: Annual
Proposal Vote Number Proposal Text Mgmt Rec Instruction
1 Receive Financial Statements and Statutory Reports for Fiscal 2012 (Non-Voting)
2 Approve Allocation of Income and Dividends For For of EUR 0.41 per Share
3 Approve Discharge of Managing Directors of For For LEG Immobilien GmbH for Fiscal 2012
4 Approve Remuneration System for For For Management Board Members
Mapletree Industrial Trust
Meeting Date: 07/19/2013 Country: Singapore Meeting Type: Annual
Proposal Vote Number Proposal Text Mgmt Rec Instruction
1 Adopt Report of Trustee, Statement by For For Manager, Audited Financial Statements and Auditors' Report
2 Reappoint PricewaterhouseCoopers LLP as For For Auditors and Authorize Manager to Fix Their Remuneration
3 Approve Equity or Equity-Linked Securities For Against with or without Preemptive Rights
PT Bumi Resources Tbk
Meeting Date: 07/19/2013 Country: Indonesia Meeting Type: Special
Proposal Vote Number Proposal Text Mgmt Rec Instruction
1 Approve Pledging of Assets for Debt For For
Page 70 of 452 Vote Summary Report Reporting Period: 07/01/2013 to 09/30/2013 Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
PT Bumi Resources Tbk
Proposal Vote Number Proposal Text Mgmt Rec Instruction
2 Amend Articles of Association For Against
Redefine Properties Ltd
Meeting Date: 07/19/2013 Country: South Africa Meeting Type: Special
Proposal Vote Number Proposal Text Mgmt Rec Instruction
1 Place Authorised But Unissued Linked Units For For under Control of Directors
2 Place Authorised but Unissued Linked Units For For under Control of Directors Pursuant to Rights Offer
SIA Engineering Company Limited
Meeting Date: 07/19/2013 Country: Singapore Meeting Type: Annual
Proposal Vote Number Proposal Text Mgmt Rec Instruction
1 Adopt Financial Statements and Directors' For For and Auditors' Reports
2 Declare Final Dividend For For
3a Elect Stephen Lee Ching Yen as Director For For
3b Elect Goh Choon Phong as Director For For
3c Elect Ng Chin Hwee as Director For For
3d Elect William Tan Seng Koon as Director For For
4a Elect Lee Kim Shin as Director For For
4b Elect Manohar Khiatani as Director For For
4c Elect Chew Teck Soon as Director For For
5 Approve Directors' Fees For Against
6 Reappoint Ernst & Young as Auditors and For For Authorize Board to Fix Their Remuneration
Page 71 of 452 Vote Summary Report Reporting Period: 07/01/2013 to 09/30/2013 Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
SIA Engineering Company Limited
Proposal Vote Number Proposal Text Mgmt Rec Instruction
7a Approve Issuance of Equity or Equity-Linked For Against Securities with or without Preemptive Rights
7b Approve Grant of Awards and Issuance of For Against Shares Under the SIAEC Performance Share Plan and/or the SIAEC Restricted Share Plan
7c Approve Mandate for Transactions with For For Related Parties
8 Other Business (Voting) For Against
The British Land Company plc
Meeting Date: 07/19/2013 Country: United Kingdom Meeting Type: Annual
Proposal Vote Number Proposal Text Mgmt Rec Instruction
1 Accept Financial Statements and Statutory For For Reports
2 Approve Remuneration Report For For
3 Re-elect Aubrey Adams as Director For For
4 Re-elect Lucinda Bell as Director For For
5 Re-elect Simon Borrows as Director For For
6 Re-elect John Gildersleeve as Director For For
7 Re-elect Chris Grigg as Director For For
8 Re-elect Dido Harding as Director For For
9 Re-elect William Jackson as Director For For
10 Re-elect Charles Maudsley as Director For For
11 Re-elect Richard Pym as Director For For
12 Re-elect Tim Roberts as Director For For
13 Re-elect Lord Turnbull as Director For For
14 Reappoint Deloitte LLP as Auditors For For
15 Authorise Board to Fix Remuneration of For For Auditors
16 Authorise EU Political Donations and For For Expenditure
Page 72 of 452 Vote Summary Report Reporting Period: 07/01/2013 to 09/30/2013 Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
The British Land Company plc
Proposal Vote Number Proposal Text Mgmt Rec Instruction
17 Authorise Issue of Equity with Pre-emptive For For Rights
18 Authorise Issue of Equity without Pre- For For emptive Rights
19 Authorise Market Purchase of Ordinary Shares For For
20 Authorise the Company to Call EGM with For For Two Weeks' Notice
21 Approve Long-Term Incentive Plan For For
22 Approve Scrip Dividend For For
The Edinburgh Investment Trust plc
Meeting Date: 07/19/2013 Country: United Kingdom Meeting Type: Annual
Proposal Vote Number Proposal Text Mgmt Rec Instruction
1 Accept Financial Statements and Statutory For For Reports
2 Approve Final Dividend For For
3 Elect Victoria Hastings as Director For For
4 Elect Glen Suarez as Director For For
5 Re-elect Jim Pettigrew as Director For For
6 Re-elect Gordon McQueen as Director For For
7 Re-elect Maxwell Ward as Director For For
8 Re-elect Sir Nigel Wicks as Director For For
9 Approve Remuneration Report For For
10 Reappoint KPMG Audit plc as Auditors For For
11 Authorise Board to Fix Remuneration of For For Auditors
12 Authorise Issue of Equity with Pre-emptive For For Rights
13 Authorise Issue of Equity without Pre- For For emptive Right
14 Authorise Market Purchase of Ordinary Shares For For
Page 73 of 452 Vote Summary Report Reporting Period: 07/01/2013 to 09/30/2013 Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
The Edinburgh Investment Trust plc
Proposal Vote Number Proposal Text Mgmt Rec Instruction
15 Authorise the Company to Call EGM with For For Two Weeks' Notice
Canara Bank Ltd
Meeting Date: 07/22/2013 Country: India Meeting Type: Annual
Proposal Vote Number Proposal Text Mgmt Rec Instruction
1 Accept Financial Statements and Statutory For Reports
2 Approve Dividend of INR 13.00 Per Share For
Elect Three Shareholder Directors from the Following Nominees
3.1 Elect S. Gupta as Director For
3.2 Elect B.M. Sharma as Director For
3.3 Elect R.K. Goel as Director For
3.4 Elect A.P. Garg as Director For
3.5 Elect U.N. Kapur as Director For
3.6 Elect P.G. Thacker as Director For
3.7 Elect S. Jain as Director For
3.8 Elect S.P. Ballambettu as Director For
China Resources Power Holdings Co., Ltd.
Meeting Date: 07/22/2013 Country: Hong Kong Meeting Type: Special
Proposal Vote Number Proposal Text Mgmt Rec Instruction
1 Approve Scheme of Arrangement For Abstain
Page 74 of 452 Vote Summary Report Reporting Period: 07/01/2013 to 09/30/2013 Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Quintain Estates & Development plc
Meeting Date: 07/22/2013 Country: United Kingdom Meeting Type: Annual
Proposal Vote Number Proposal Text Mgmt Rec Instruction
1 Accept Financial Statements and Statutory For For Reports
2 Approve Remuneration Report For For
3 Re-elect William Rucker as Director For Abstain
4 Re-elect Christopher Bell as Director For For
5 Re-elect Charles Cayzer as Director For For
6 Re-elect Peter Dixon as Director For For
7 Re-elect Maxwell James as Director For For
8 Re-elect Nigel Kempner as Director For For
9 Elect Rosaleen Kerslake as Director For For
10 Re-elect Simon Laffin as Director For For
11 Elect Richard Stearn as Director For For
12 Reappoint KPMG LLP as Auditors For For
13 Authorise Board to Fix Remuneration of For For Auditors
14 Authorise Issue of Equity with Pre-emptive For For Rights
15 Approve Incentive Plan For For
16 Authorise Issue of Equity without Pre- For For emptive Rights
17 Authorise Market Purchase of Ordinary Shares For For
18 Authorise the Company to Call EGM with For For Two Weeks' Notice
Bloomsbury Publishing plc
Meeting Date: 07/23/2013 Country: United Kingdom Meeting Type: Annual
Page 75 of 452 Vote Summary Report Reporting Period: 07/01/2013 to 09/30/2013 Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Bloomsbury Publishing plc
Proposal Vote Number Proposal Text Mgmt Rec Instruction
1 Accept Financial Statements and Statutory For For Reports
2 Approve Remuneration Report For For
3 Approve Final Dividend For For
4 Re-elect Wendy Pallot as Director For For
5 Re-elect Jeremy Wilson as Director For For
6 Reappoint Baker Tilly UK Audit LLP as For For Auditors and Authorise Their Remuneration
7 Authorise Issue of Equity with Pre-emptive For For Rights
8 Authorise Issue of Equity without Pre- For For emptive Rights
9 Authorise Market Purchase of Ordinary Shares For For
10 Authorise the Company to Call EGM with For For Two Weeks' Notice
HICL Infrastructure Company Ltd
Meeting Date: 07/23/2013 Country: Guernsey Meeting Type: Annual
Proposal Vote Number Proposal Text Mgmt Rec Instruction
Ordinary Business
Ordinary Resolutions
1 Accept Financial Statements and Statutory For Do Not Reports Vote
2 Reelect Sarah Evans as Director For Do Not Vote
3 Elect Sally-Ann Farnon as Director For Do Not Vote
4 Reelect John Hallam as Director For Do Not Vote
5 Reelect Graham Picken as Director For Do Not Vote
Page 76 of 452 Vote Summary Report Reporting Period: 07/01/2013 to 09/30/2013 Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
HICL Infrastructure Company Ltd
Proposal Vote Number Proposal Text Mgmt Rec Instruction
6 Reelect Christopher Russell as Director For Do Not Vote
7 Elect Ian Russell as Director For Do Not Vote
8 Reappoint KPMG Channel Islands Limited as For Do Not Auditors Vote
9 Authorise Board to Fix Remuneration of For Do Not Auditors Vote
10 Approve Remuneration of Directors For Do Not Vote
Special Business
Ordinary Resolutions
11 Approve Stock Dividend Program For Do Not Vote
12 Approve Share Repurchase Program For Do Not Vote
Special Resolutions
13 Approve Increase in the Directors' For Do Not Remuneration Cap Vote
14 Approve Issuance of Equity or Equity-Linked For Do Not Securities without Preemptive Rights Vote
Hogg Robinson Group plc
Meeting Date: 07/23/2013 Country: United Kingdom Meeting Type: Annual
Proposal Vote Number Proposal Text Mgmt Rec Instruction
1 Accept Financial Statements and Statutory For Reports
2 Approve Final Dividend For
3 Re-elect John Coombe as Director For
4 Re-elect Kevin Ruffles as Director For
5 Elect Philip Harrison as Director For
6 Reappoint PricewaterhouseCoopers LLP as For Auditors and Authorise Their Remuneration
7 Authorise Issue of Equity with Pre-emptive For Rights
Page 77 of 452 Vote Summary Report Reporting Period: 07/01/2013 to 09/30/2013 Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Hogg Robinson Group plc
Proposal Vote Number Proposal Text Mgmt Rec Instruction
8 Authorise Issue of Equity without Pre- For emptive Rights
9 Authorise Market Purchase of Ordinary Shares For
10 Authorise the Company to Call EGM with For Two Weeks' Notice
11 Authorise the Company to Use Electronic For Communications
12 Approve Remuneration Report For
Korea Gas Corp.
Meeting Date: 07/23/2013 Country: South Korea Meeting Type: Special
Proposal Vote Number Proposal Text Mgmt Rec Instruction
ELECT ONE CEO OUT OF TWO NOMINEES (ITEMS 1.1 - 1.2)
1.1 Elect Kim Jung-Kwan as CEO None Do Not Vote
1.2 Elect Jang Seok-Hyo as CEO None For
Legg Mason, Inc.
Meeting Date: 07/23/2013 Country: USA Meeting Type: Annual
Proposal Vote Number Proposal Text Mgmt Rec Instruction
1.1 Elect Director Dennis M. Kass For For
1.2 Elect Director John V. Murphy For For
1.3 Elect Director John H. Myers For For
1.4 Elect Director Nelson Peltz For For
1.5 Elect Director W. Allen Reed For For
1.6 Elect Director Joseph A. Sullivan For For
Page 78 of 452 Vote Summary Report Reporting Period: 07/01/2013 to 09/30/2013 Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Legg Mason, Inc.
Proposal Vote Number Proposal Text Mgmt Rec Instruction
2 Amend Non-Employee Director Omnibus For For Stock Plan
3 Advisory Vote to Ratify Named Executive For Against Officers' Compensation
4 Ratify Auditors For For
Mapletree Commercial Trust
Meeting Date: 07/23/2013 Country: Singapore Meeting Type: Annual
Proposal Vote Number Proposal Text Mgmt Rec Instruction
1 Adopt Trustee's Report, the Manager's For For Statement, the Audited Financial Statements and the Auditors' Report
2 Reappoint PricewaterhouseCoopers LLP as For For Auditors and Authorize Manager to Fix Their Remuneration
3 Approve Issuance of Equity or Equity-Linked For Against Securities with or without Preemptive Rights
ProSiebenSAT.1 Media AG
Meeting Date: 07/23/2013 Country: Germany Meeting Type: Special
Proposal Vote Number Proposal Text Mgmt Rec Instruction
Special Meeting for Holders of Preferred Shares
1 Approve Creation of EUR 109.4 Million Pool For Against of Capital to Guarantee Conversion Rights for Warrants/Bonds with Warrants Attached/Convertible Bonds
2 Approve Conversion of Preferred Shares into For For Ordinary Shares
Page 79 of 452 Vote Summary Report Reporting Period: 07/01/2013 to 09/30/2013 Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Renold plc
Meeting Date: 07/23/2013 Country: United Kingdom Meeting Type: Annual
Proposal Vote Number Proposal Text Mgmt Rec Instruction
1 Accept Financial Statements and Statutory For For Reports
2 Approve Remuneration Report For For
3 Elect Robert Purcell as Director For For
4 Re-elect John Allkins as Director For For
5 Re-elect Ian Griffiths as Director For For
6 Reappoint Ernst & Young LLP as Auditors For For
7 Authorise Board to Fix Remuneration of For For Auditors
8 Approve Performance Share Plan For For
9 Authorise Issue of Equity with Pre-emptive For For Rights
10 Authorise Issue of Equity without Pre- For For emptive Rights
11 Authorise Market Purchase of Ordinary Shares For For
12 Authorise the Company to Call EGM with For For Two Weeks' Notice
13 Authorise EU Political Donations and For For Expenditure
Sun Communities, Inc.
Meeting Date: 07/23/2013 Country: USA Meeting Type: Annual
Proposal Vote Number Proposal Text Mgmt Rec Instruction
1a Elect Director Stephanie W. Bergeron For For
1b Elect Director Clunet R. Lewis For For
1c Elect Director Arthur A. Weiss For For
2 Declassify the Board of Directors For For
Page 80 of 452 Vote Summary Report Reporting Period: 07/01/2013 to 09/30/2013 Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Sun Communities, Inc.
Proposal Vote Number Proposal Text Mgmt Rec Instruction
3 Ratify Auditors For For
4 Advisory Vote to Ratify Named Executive For Against Officers' Compensation
TR Property Investment Trust plc
Meeting Date: 07/23/2013 Country: United Kingdom Meeting Type: Annual
Proposal Vote Number Proposal Text Mgmt Rec Instruction
1 Accept Financial Statements and Statutory For For Reports
2 Approve Remuneration Report For For
3 Approve Final Dividend For For
4 Re-elect Simon Marrison as Director For For
5 Re-elect David Watson as Director For For
6 Re-elect Hugh Seaborn as Director For For
7 Re-elect Caroline Burton as Director For For
8 Elect Suzie Procter as Director For For
9 Reappoint Ernst & Young LLP as Auditors For For
10 Authorise Board to Fix Remuneration of For For Auditors
11 Authorise Issue of Equity with Pre-emptive For For Rights
12 Authorise Issue of Equity without Pre- For For emptive Rights
13 Authorise Market Purchase of Ordinary Shares For For
Vodafone Group plc
Meeting Date: 07/23/2013 Country: United Kingdom Meeting Type: Annual
Page 81 of 452 Vote Summary Report Reporting Period: 07/01/2013 to 09/30/2013 Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Vodafone Group plc
Proposal Vote Number Proposal Text Mgmt Rec Instruction
1 Accept Financial Statements and Statutory For For Reports
2 Re-elect Gerard Kleisterlee as Director For For
3 Re-elect Vittorio Colao as Director For For
4 Re-elect Andy Halford as Director For For
5 Re-elect Stephen Pusey as Director For For
6 Re-elect Renee James as Director For For
7 Re-elect Alan Jebson as Director For For
8 Re-elect Samuel Jonah as Director For For
9 Elect Omid Kordestani as Director For For
10 Re-elect Nick Land as Director For For
11 Re-elect Anne Lauvergeon as Director For For
12 Re-elect Luc Vandevelde as Director For For
13 Re-elect Anthony Watson as Director For For
14 Re-elect Philip Yea as Director For For
15 Approve Final Dividend For For
16 Approve Remuneration Report For For
17 Reappoint Deloitte LLP as Auditors For For
18 Authorise the Audit and Risk Committee to For For Fix Remuneration of Auditors
19 Authorise Issue of Equity with Pre-emptive For For Rights
20 Authorise Issue of Equity without Pre- For For emptive Rights
21 Authorise Market Purchase of Ordinary Shares For For
22 Authorise EU Political Donations and For For Expenditure
23 Authorise the Company to Call EGM with For For Two Weeks' Notice
Page 82 of 452 Vote Summary Report Reporting Period: 07/01/2013 to 09/30/2013 Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Vp plc
Meeting Date: 07/23/2013 Country: United Kingdom Meeting Type: Annual
Proposal Vote Number Proposal Text Mgmt Rec Instruction
1 Accept Financial Statements and Statutory For For Reports
2 Approve Final Dividend For For
3 Re-elect Jeremy Pilkington as Director For Against
4 Re-elect Steve Rogers as Director For For
5 Elect Phil White as Director For For
6 Reappoint KPMG Audit plc as Auditors For For
7 Authorise Board to Fix Remuneration of For For Auditors
8 Approve Remuneration Report For Against
9 Authorise Market Purchase of Ordinary Shares For For
Willis Group Holdings Public Limited Company
Meeting Date: 07/23/2013 Country: Ireland Meeting Type: Annual
Proposal Vote Number Proposal Text Mgmt Rec Instruction
1a Elect Director Dominic Casserley For For
1b Elect Director Anna C. Catalano For For
1c Elect Director Roy Gardner For For
1d Elect Director Jeremy Hanley For For
1e Elect Director Robyn S. Kravit For For
1f Elect Director Wendy E. Lane For For
1g Elect Director Francisco Luzon For For
1h Elect Director James F. McCann For For
1i Elect Director Jaymin Patel For For
1j Elect Director Douglas B. Roberts For For
Page 83 of 452 Vote Summary Report Reporting Period: 07/01/2013 to 09/30/2013 Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Willis Group Holdings Public Limited Company
Proposal Vote Number Proposal Text Mgmt Rec Instruction
1k Elect Director Michael J. Somers For For
1l Elect Director Jeffrey W. Ubben For For
2 Ratify Auditors For For
3 Advisory Vote to Ratify Named Executive For Against Officers' Compensation
BMC Software, Inc.
Meeting Date: 07/24/2013 Country: USA Meeting Type: Special
Proposal Vote Number Proposal Text Mgmt Rec Instruction
1 Approve Merger Agreement For Abstain
2 Advisory Vote on Golden Parachutes For Against
3 Adjourn Meeting For For
Caledonia Investments plc
Meeting Date: 07/24/2013 Country: United Kingdom Meeting Type: Annual
Proposal Vote Number Proposal Text Mgmt Rec Instruction
1 Accept Financial Statements and Statutory For For Reports
2 Approve Remuneration Report For For
3 Approve Final Dividend For For
4 Re-elect Rod Kent as Director For For
5 Re-elect Will Wyatt as Director For For
6 Re-elect Stephen King as Director For For
7 Re-elect Jamie Cayzer-Colvin as Director For For
8 Re-elect Charles Allen-Jones as Director For For
Page 84 of 452 Vote Summary Report Reporting Period: 07/01/2013 to 09/30/2013 Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Caledonia Investments plc
Proposal Vote Number Proposal Text Mgmt Rec Instruction
9 Re-elect Charles Cayzer as Director For For
10 Re-elect Richard Goblet d'Alviella as Director For Abstain
11 Re-elect Charles Gregson as Director For For
12 Re-elect Robert Woods as Director For For
13 Elect Stuart Bridges as Director For For
14 Appoint KPMG LLP as Auditors For For
15 Authorise Board to Fix Remuneration of For For Auditors
16 Authorise Market Purchase of Ordinary Shares For For
17 Approve Waiver on Tender-Bid Requirement For Abstain
18 Authorise Issue of Equity with Pre-emptive For For Rights
19 Authorise Issue of Equity without Pre- For For emptive Rights
20 Authorise the Company to Call EGM with For For Two Weeks' Notice
CONSTELLATION BRANDS, INC.
Meeting Date: 07/24/2013 Country: USA Meeting Type: Annual
Proposal Vote Number Proposal Text Mgmt Rec Instruction
1.1 Elect Director Jerry Fowden For For
1.2 Elect Director Barry A. Fromberg For For
1.3 Elect Director Robert L. Hanson For For
1.4 Elect Director Jeananne K. Hauswald For For
1.5 Elect Director James A. Locke, III For For
1.6 Elect Director Richard Sands For For
1.7 Elect Director Robert Sands For For
1.8 Elect Director Judy A. Schmeling For For
1.9 Elect Director Paul L. Smith For For
1.10 Elect Director Keith E. Wandell For For
Page 85 of 452 Vote Summary Report Reporting Period: 07/01/2013 to 09/30/2013 Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
CONSTELLATION BRANDS, INC.
Proposal Vote Number Proposal Text Mgmt Rec Instruction
1.11 Elect Director Mark Zupan For For
2 Ratify Auditors For For
3 Advisory Vote to Ratify Named Executive For Against Officers' Compensation
4 Amend Qualified Employee Stock Purchase For For Plan
Fidelity China Special Situations plc
Meeting Date: 07/24/2013 Country: United Kingdom Meeting Type: Annual
Proposal Vote Number Proposal Text Mgmt Rec Instruction
1 Accept Financial Statements and Statutory For For Reports
2 Approve Final Dividend For For
3 Re-elect John Owen as Director For For
4 Re-elect Nicholas Bull as Director For For
5 Re-elect David Causer as Director For For
6 Re-elect Peter Pleydell-Bouverie as Director For For
7 Re-elect Elisabeth Scott as Director For For
8 Re-elect Andrew Wells as Director For Against
9 Approve Remuneration Report For For
10 Reappoint Grant Thornton UK LLP as Auditors For For
11 Authorise Board to Fix Remuneration of For For Auditors
12 Authorise Issue of Equity with Pre-emptive For For Rights
13 Authorise Issue of Equity without Pre- For For emptive Rights
14 Authorise Market Purchase of Ordinary Shares For For
Page 86 of 452 Vote Summary Report Reporting Period: 07/01/2013 to 09/30/2013 Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Findel plc
Meeting Date: 07/24/2013 Country: United Kingdom Meeting Type: Annual
Proposal Vote Number Proposal Text Mgmt Rec Instruction
1 Accept Financial Statements and Statutory For For Reports
2 Approve Remuneration Report For For
3 Re-elect Laurel Powers-Freeling as Director For For
4 Re-elect Tim Kowalski as Director For For
5 Appoint KPMG LLP as Auditors For For
6 Authorise Board to Fix Remuneration of For For Auditors
7 Authorise the Company to Call EGM with For For Two Weeks' Notice
Helical Bar plc
Meeting Date: 07/24/2013 Country: United Kingdom Meeting Type: Annual
Proposal Vote Number Proposal Text Mgmt Rec Instruction
1 Accept Financial Statements and Statutory For For Reports
2 Approve Final Dividend For For
3 Re-elect Nigel McNair Scott as Director For For
4 Re-elect Michael Slade as Director For For
5 Elect Tim Murphy as Director For For
6 Re-elect Gerald Kaye as Director For For
7 Re-elect Matthew Bonning-Snook as Director For For
8 Re-elect Jack Pitman as Director For For
9 Re-elect Duncan Walker as Director For For
10 Re-elect Andrew Gulliford as Director For For
11 Re-elect Michael O'Donnell as Director For For
Page 87 of 452 Vote Summary Report Reporting Period: 07/01/2013 to 09/30/2013 Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Helical Bar plc
Proposal Vote Number Proposal Text Mgmt Rec Instruction
12 Elect Richard Grant as Director For For
13 Elect Richard Gillingwater as Director For For
14 Reappoint Grant Thornton UK LLP as Auditors For For
15 Authorise Board to Fix Remuneration of For For Auditors
16 Approve Remuneration Report For For
17 Authorise Issue of Equity with Pre-emptive For For Rights
18 Authorise Issue of Equity without Pre- For For emptive Rights
19 Authorise Market Purchase of Ordinary Shares For For
20 Authorise the Company to Call EGM with For For Two Weeks' Notice
PayPoint plc
Meeting Date: 07/24/2013 Country: United Kingdom Meeting Type: Annual
Proposal Vote Number Proposal Text Mgmt Rec Instruction
1 Accept Financial Statements and Statutory For For Reports
2 Approve Remuneration Report For For
3 Approve Final Dividend For For
4 Approve Special Dividend For For
5 Re-elect Eric Anstee as Director For For
6 Re-elect George Earle as Director For For
7 Re-elect David Morrison as Director For For
8 Re-elect David Newlands as Director For For
9 Re-elect Andrew Robb as Director For For
10 Re-elect Stephen Rowley as Director For For
11 Re-elect Dominic Taylor as Director For For
12 Re-elect Tim Watkin-Rees as Director For For
Page 88 of 452 Vote Summary Report Reporting Period: 07/01/2013 to 09/30/2013 Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
PayPoint plc
Proposal Vote Number Proposal Text Mgmt Rec Instruction
13 Re-elect Nick Wiles as Director For For
14 Reappoint Deloitte LLP as Auditors For For
15 Authorise Board to Fix Remuneration of For For Auditors
16 Authorise Issue of Equity with Pre-emptive For For Rights
17 Authorise Issue of Equity without Pre- For For emptive Rights
18 Authorise Market Purchase of Ordinary Shares For For
19 Authorise the Company to Call EGM with For For Two Weeks' Notice
TalkTalk Telecom Group plc
Meeting Date: 07/24/2013 Country: United Kingdom Meeting Type: Annual
Proposal Vote Number Proposal Text Mgmt Rec Instruction
1 Accept Financial Statements and Statutory For For Reports
2 Approve Remuneration Report For For
3 Approve Final Dividend For For
4 Re-elect Sir Charles Dunstone as Director For For
5 Re-elect Dido Harding as Director For For
6 Re-elect David Goldie as Director For For
7 Re-elect John Gildersleeve as Director For For
8 Re-elect John Allwood as Director For For
9 Re-elect Brent Hoberman as Director For For
10 Re-elect Ian West as Director For For
11 Elect Stephen Makin as Director For For
12 Elect Sir Howard Stringer as Director For For
13 Elect James Powell as Director For For
14 Elect Joanna Shields as Director For For
Page 89 of 452 Vote Summary Report Reporting Period: 07/01/2013 to 09/30/2013 Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
TalkTalk Telecom Group plc
Proposal Vote Number Proposal Text Mgmt Rec Instruction
15 Reappoint Deloitte LLP as Auditors and For For Authorise Their Remuneration
16 Approve Share Incentive Plan For For
17 Amend the 2010 Discretionary Share Option For For Plan
18 Authorise the Company to Call EGM with For For Two Weeks' Notice
19 Authorise Issue of Equity with Pre-emptive For For Rights
20 Authorise Issue of Equity without Pre- For For emptive Rights
21 Authorise Market Purchase of Ordinary Shares For For
Tate & Lyle plc
Meeting Date: 07/24/2013 Country: United Kingdom Meeting Type: Annual
Proposal Vote Number Proposal Text Mgmt Rec Instruction
1 Accept Financial Statements and Statutory For For Reports
2 Approve Remuneration Report For For
3 Approve Final Dividend For For
4 Re-elect Sir Peter Gershon as Director For For
5 Re-elect Javed Ahmed as Director For For
6 Re-elect Tim Lodge as Director For For
7 Re-elect Liz Airey as Director For For
8 Re-elect William Camp as Director For For
9 Re-elect Douglas Hurt as Director For For
10 Elect Virginia Kamsky as Director For For
11 Elect Anne Minto as Director For For
12 Re-elect Dr Ajai Puri as Director For For
13 Re-elect Robert Walker as Director For For
14 Reappoint PricewaterhouseCoopers LLP as For For Auditors
Page 90 of 452 Vote Summary Report Reporting Period: 07/01/2013 to 09/30/2013 Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Tate & Lyle plc
Proposal Vote Number Proposal Text Mgmt Rec Instruction
15 Authorise Board to Fix Remuneration of For For Auditors
16 Authorise EU Political Donations and For For Expenditure
17 Authorise Issue of Equity with Pre-emptive For For Rights
18 Authorise Issue of Equity without Pre- For For emptive Rights
19 Authorise Market Purchase of Ordinary Shares For For
20 Amend Articles of Association Re: Annual For For Limit of Directors' Fees
21 Authorise the Company to Call EGM with For For Two Weeks' Notice
Arteris SA
Meeting Date: 07/25/2013 Country: Brazil Meeting Type: Special
Proposal Vote Number Proposal Text Mgmt Rec Instruction
1 Approve Increase in Board Size For Do Not Vote
2 Elect Director For Do Not Vote
Cable & Wireless Communications plc
Meeting Date: 07/25/2013 Country: United Kingdom Meeting Type: Annual
Proposal Vote Number Proposal Text Mgmt Rec Instruction
1 Accept Financial Statements and Statutory For For Reports
2 Approve Remuneration Report For For
3 Re-elect Sir Richard Lapthorne as Director For For
Page 91 of 452 Vote Summary Report Reporting Period: 07/01/2013 to 09/30/2013 Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Cable & Wireless Communications plc
Proposal Vote Number Proposal Text Mgmt Rec Instruction
4 Re-elect Simon Ball as Director For For
5 Re-elect Nick Cooper as Director For For
6 Re-elect Mark Hamlin as Director For For
7 Re-elect Tim Pennington as Director For For
8 Re-elect Alison Platt as Director For For
9 Re-elect Tony Rice as Director For For
10 Re-elect Ian Tyler as Director For For
11 Appoint KPMG LLP as Auditors For For
12 Authorise Board to Fix Remuneration of For For Auditors
13 Approve Final Dividend For For
14 Authorise Issue of Equity with Pre-emptive For For Rights
15 Authorise Issue of Equity without Pre- For For emptive Rights
16 Authorise Market Purchase of Ordinary Shares For For
17 Authorise the Company to Call EGM with For For Two Weeks' Notice
De La Rue plc
Meeting Date: 07/25/2013 Country: United Kingdom Meeting Type: Annual
Proposal Vote Number Proposal Text Mgmt Rec Instruction
1 Accept Financial Statements and Statutory For For Reports
2 Approve Remuneration Report For For
3 Approve Final Dividend For For
4 Elect Andrew Stevens as Director For For
5 Re-elect Colin Child as Director For For
6 Re-elect Tim Cobbold as Director For For
7 Re-elect Warren East as Director For For
Page 92 of 452 Vote Summary Report Reporting Period: 07/01/2013 to 09/30/2013 Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
De La Rue plc
Proposal Vote Number Proposal Text Mgmt Rec Instruction
8 Re-elect Victoria Jarman as Director For For
9 Re-elect Gill Rider as Director For For
10 Re-elect Philip Rogerson as Director For For
11 Appoint KPMG LLP as Auditors For For
12 Authorise Board to Fix Remuneration of For For Auditors
13 Authorise Issue of Equity with Pre-emptive For For Rights
14 Authorise Issue of Equity without Pre- For For emptive Rights
15 Authorise Market Purchase of Ordinary Shares For For
16 Authorise EU Political Donations and For For Expenditure
17 Authorise the Company to Call EGM with For For Two Weeks' Notice
F&C Global Smaller Companies plc
Meeting Date: 07/25/2013 Country: United Kingdom Meeting Type: Annual
Proposal Vote Number Proposal Text Mgmt Rec Instruction
1 Accept Financial Statements and Statutory For For Reports
2 Approve Remuneration Report For For
3 Approve Final Dividend For For
4 Re-elect Les Cullen as Director For For
5 Re-elect Jane Tozer as Director For For
6 Re-elect Dr Franz Leibenfrost as Director For For
7 Reappoint PricewaterhouseCoopers LLP as For For Auditors
8 Authorise Board to Fix Remuneration of For For Auditors
9 Authorise Issue of Equity with Pre-emptive For For Rights
Page 93 of 452 Vote Summary Report Reporting Period: 07/01/2013 to 09/30/2013 Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
F&C Global Smaller Companies plc
Proposal Vote Number Proposal Text Mgmt Rec Instruction
10 Authorise Issue of Equity without Pre- For For emptive Rights
11 Authorise Market Purchase of Ordinary Shares For For
12 Authorise Sale or Transfer of Treasury Equity For For Securities without Pre-emptive Rights
13 Authorise the Company to Call EGM with For For Two Weeks' Notice
Fuller Smith & Turner plc
Meeting Date: 07/25/2013 Country: United Kingdom Meeting Type: Annual
Proposal Vote Number Proposal Text Mgmt Rec Instruction
1 Accept Financial Statements and Statutory For For Reports
2 Approve Final Dividend For For
3 Reappoint Ernst & Young LLP as Auditors and For For Authorise Their Remuneration
4 Re-elect Simon Emeny as Director For For
5 Re-elect Lynn Fordham as Director For For
6 Re-elect Sir James Fuller as Director For For
7 Approve Remuneration Report For For
8 Amend Long Term Incentive Plan For For
9 Authorise Issue of Equity with Pre-emptive For For Rights
10 Authorise Issue of Equity without Pre- For For emptive Rights
11 Authorise Market Purchase of 'A' Ordinary For For Shares
12 Authorise the Company to Call EGM with For For Two Weeks' Notice
Halma plc
Meeting Date: 07/25/2013 Country: United Kingdom Meeting Type: Annual
Page 94 of 452 Vote Summary Report Reporting Period: 07/01/2013 to 09/30/2013 Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Halma plc
Proposal Vote Number Proposal Text Mgmt Rec Instruction
1 Accept Financial Statements and Statutory For For Reports
2 Approve Final Dividend For For
3 Approve Remuneration Report For For
4 Re-elect Andrew Williams as Director For For
5 Re-elect Kevin Thompson as Director For For
6 Re-elect Stephen Pettit as Director For For
7 Re-elect Neil Quinn as Director For For
8 Re-elect Jane Aikman as Director For For
9 Re-elect Adam Meyers as Director For For
10 Re-elect Lord Blackwell as Director For For
11 Re-elect Steve Marshall as Director For For
12 Re-elect Daniela Barone Soares as Director For For
13 Elect Paul Walker as Director For For
14 Reappoint Deloitte LLP as Auditors For For
15 Authorise Board to Fix Remuneration of For For Auditors
16 Authorise Issue of Equity with Pre-emptive For For Rights
17 Authorise Issue of Equity without Pre- For For emptive Rights
18 Authorise Market Purchase of Ordinary Shares For For
19 Authorise the Company to Call EGM with For For Two Weeks' Notice
Invensys plc
Meeting Date: 07/25/2013 Country: United Kingdom Meeting Type: Annual
Page 95 of 452 Vote Summary Report Reporting Period: 07/01/2013 to 09/30/2013 Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Invensys plc
Proposal Vote Number Proposal Text Mgmt Rec Instruction
1 Accept Financial Statements and Statutory For For Reports
2 Approve Remuneration Report For For
3 Re-elect Wayne Edmunds as Director For For
4 Re-elect Bay Green as Director For For
5 Re-elect Victoria Hull as Director For For
6 Re-elect Paul Lester as Director For For
7 Re-elect Deena Mattar as Director For For
8 Re-elect Michael Parker as Director For For
9 Re-elect Dr Martin Read as Director For For
10 Re-elect Sir Nigel Rudd as Director For For
11 Re-elect David Thomas as Director For For
12 Reappoint Ernst & Young LLP as Auditors For For
13 Authorise Board to Fix Remuneration of For For Auditors
14 Approve Final Dividend For For
15 Authorise Issue of Equity with Pre-emptive For For Rights
16 Authorise Issue of Equity without Pre- For For emptive Rights
17 Authorise the Company to Call EGM with For For Two Weeks' Notice
18 Authorise EU Political Donations and For For Expenditure
Ito En Ltd.
Meeting Date: 07/25/2013 Country: Japan Meeting Type: Annual
Proposal Vote Number Proposal Text Mgmt Rec Instruction
1 Approve Allocation of Income, with a Final For For Dividend of JPY 19 for Ordinary Shares
Page 96 of 452 Vote Summary Report Reporting Period: 07/01/2013 to 09/30/2013 Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Ito En Ltd.
Proposal Vote Number Proposal Text Mgmt Rec Instruction
2.1 Elect Director Uchiki, Hirokazu For For
2.2 Elect Director Taguchi, Morikazu For For
3.1 Appoint Statutory Auditor Tanaka, Yutaka For For
3.2 Appoint Statutory Auditor Nagasawa, For Against Masahiro
Johnson Matthey plc
Meeting Date: 07/25/2013 Country: United Kingdom Meeting Type: Annual
Proposal Vote Number Proposal Text Mgmt Rec Instruction
1 Accept Financial Statements and Statutory For For Reports
2 Approve Remuneration Report For For
3 Approve Final Dividend For For
4 Elect Colin Matthews as Director For For
5 Elect Odile Desforges as Director For For
6 Re-elect Tim Stevenson as Director For For
7 Re-elect Neil Carson as Director For For
8 Re-elect Alan Ferguson as Director For For
9 Re-elect Robert MacLeod as Director For For
10 Re-elect Larry Pentz as Director For For
11 Re-elect Michael Roney as Director For For
12 Re-elect Bill Sandford as Director For For
13 Re-elect Dorothy Thompson as Director For For
14 Appoint KPMG LLP as Auditors For For
15 Authorise Board to Fix Remuneration of For For Auditors
16 Authorise EU Political Donations and For For Expenditure
17 Authorise Issue of Equity with Pre-emptive For For Rights
Page 97 of 452 Vote Summary Report Reporting Period: 07/01/2013 to 09/30/2013 Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Johnson Matthey plc
Proposal Vote Number Proposal Text Mgmt Rec Instruction
18 Authorise Issue of Equity without Pre- For For emptive Rights
19 Authorise Market Purchase of Ordinary Shares For For
20 Authorise the Company to Call EGM with For For Two Weeks' Notice
Kangwon Land Inc.
Meeting Date: 07/25/2013 Country: South Korea Meeting Type: Special
Proposal Vote Number Proposal Text Mgmt Rec Instruction
1.1 Elect Lim Seong-Hwan as Non-Independent For For Non-Executive Director
1.2 Elect Three Outside Directors (Bundled) For For
2 Elect Park Soo-Hoon as Member of Audit For For Committee
Leucadia National Corporation
Meeting Date: 07/25/2013 Country: USA Meeting Type: Annual
Proposal Vote Number Proposal Text Mgmt Rec Instruction
1.1 Elect Director Robert D. Beyer For For
1.2 Elect Director W. Patrick Campbell For For
1.3 Elect Director Brian P. Friedman For For
1.4 Elect Director Richard B. Handler For For
1.5 Elect Director Robert E. Joyal For For
1.6 Elect Director Jeffrey C. Keil For For
1.7 Elect Director Michael T. O'Kane For For
1.8 Elect Director Stuart H. Reese For For
Page 98 of 452 Vote Summary Report Reporting Period: 07/01/2013 to 09/30/2013 Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Leucadia National Corporation
Proposal Vote Number Proposal Text Mgmt Rec Instruction
1.9 Elect Director Joseph S. Steinberg For For
2 Advisory Vote to Ratify Named Executive For Against Officers' Compensation
3 Ratify Auditors For For
4 Amend Omnibus Stock Plan For Against
5 Amend Non-Employee Director Omnibus For For Stock Plan
6 Other Business For Against
LIC Housing Finance Ltd.
Meeting Date: 07/25/2013 Country: India Meeting Type: Annual
Proposal Vote Number Proposal Text Mgmt Rec Instruction
1 Accept Financial Statements and Statutory For Reports
2 Approve Dividend of INR 3.80 Per Share For
3 Reelect S. Ravi as Director For
4 Reelect J. Capoor as Director For
5 Approve Chokshi & Chokshi and Shah Gupta For & Co. as Joint Auditors and Authorize Board to Fix Their Remuneration
6 Approve Appointment and Remuneration of For V.K. Sharma as Managing Director & CEO
Macquarie Group Limited
Meeting Date: 07/25/2013 Country: Australia Meeting Type: Annual
Proposal Vote Number Proposal Text Mgmt Rec Instruction
2 Elect Michael J. Hawker as a Director For For
Page 99 of 452 Vote Summary Report Reporting Period: 07/01/2013 to 09/30/2013 Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Macquarie Group Limited
Proposal Vote Number Proposal Text Mgmt Rec Instruction
3 Elect Michael J. Coleman as a Director For For
4 Approve the Remuneration Report For Against
5 Approve the Termination Benefits to Current For For or Future Key Management Personnel of the Company
6 Approve the Grant of Restricted Share Units For Against and Performance Share Units to Nicholas Moore, Managing Director and Chief Executive Officer of the Company
7 Approve the Issuance of Up to 6 Million For For Macquarie Group Capital Notes
Montanaro European Smaller Companies Trust plc
Meeting Date: 07/25/2013 Country: United Kingdom Meeting Type: Annual
Proposal Vote Number Proposal Text Mgmt Rec Instruction
1 Accept Financial Statements and Statutory For For Reports
2 Approve Remuneration Report For For
3 Approve Final ividend For For
4 Re-elect Merryn Somerset Webb as Director For For
5 Re-elect Bruce Graham as Director For For
6 Re-elect Alex Hammond-Chambers as For For Director
7 Re-elect Richard Martin as Director For For
8 Re-elect Andrew Irvine as Director For For
9 Reappoint Ernst & Young LLP as Auditors For For
10 Authorise Board to Fix Remuneration of For For Auditors
11 Authorise Issue of Equity with Pre-emptive For For Rights
12 Authorise Issue of Equity without Pre- For For emptive Rights
13 Authorise Market Purchase of Ordinary Shares For For
Page 100 of 452 Vote Summary Report Reporting Period: 07/01/2013 to 09/30/2013 Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Personal Assets Trust plc
Meeting Date: 07/25/2013 Country: United Kingdom Meeting Type: Annual
Proposal Vote Number Proposal Text Mgmt Rec Instruction
1 Accept Financial Statements and Statutory For For Reports
2 Approve Remuneration Report For For
3 Re-elect Hamish Buchan as Director For Abstain
4 Re-elect Gordon Neilly as Director For Abstain
5 Re-elect Stuart Paul as Director For For
6 Re-elect Frank Rushbrook as Director For Abstain
7 Re-elect Robin Angus as Director For For
8 Reappoint Ernst & Young LLP as Auditors and For For Authorise Their Remuneration
9 Authorise Issue of Equity with Pre-emptive For For Rights
10 Authorise Issue of Equity without Pre- For Against emptive Rights
11 Authorise Market Purchase of Ordinary Shares For For
12 Authorise the Company to Call EGM with For For Two Weeks' Notice
QinetiQ Group plc
Meeting Date: 07/25/2013 Country: United Kingdom Meeting Type: Annual
Proposal Vote Number Proposal Text Mgmt Rec Instruction
1 Accept Financial Statements and Statutory For For Reports
2 Approve Remuneration Report For For
3 Approve Final Dividend For For
4 Re-elect Colin Balmer as Director For For
5 Re-elect Sir James Burnell-Nugent as Director For For
Page 101 of 452 Vote Summary Report Reporting Period: 07/01/2013 to 09/30/2013 Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
QinetiQ Group plc
Proposal Vote Number Proposal Text Mgmt Rec Instruction
6 Re-elect Noreen Doyle as Director For For
7 Re-elect Mark Elliott as Director For For
8 Re-elect Michael Harper as Director For For
9 Re-elect David Mellors as Director For For
10 Re-elect Paul Murray as Director For For
11 Re-elect Leo Quinn as Director For For
12 Reappoint KPMG LLP as Auditors For For
13 Authorise the Audit Committee to Fix For For Remuneration of Auditors
14 Authorise EU Political Donations and For For Expenditure
15 Authorise Issue of Equity with Pre-emptive For For Rights
16 Authorise Issue of Equity without Pre- For For emptive Rights
17 Authorise Market Purchase of Ordinary Shares For For
18 Authorise the Company to Call EGM with For For Two Weeks' Notice
SABMiller plc
Meeting Date: 07/25/2013 Country: United Kingdom Meeting Type: Annual
Proposal Vote Number Proposal Text Mgmt Rec Instruction
1 Accept Financial Statements and Statutory For For Reports
2 Approve Remuneration Report For For
3 Elect Guy Elliott as Director For For
4 Re-elect Mark Armour as Director For For
5 Re-elect Geoffrey Bible as Director For For
6 Re-elect Alan Clark as Director For For
7 Re-elect Dinyar Devitre as Director For For
8 Re-elect Lesley Knox as Director For For
Page 102 of 452 Vote Summary Report Reporting Period: 07/01/2013 to 09/30/2013 Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
SABMiller plc
Proposal Vote Number Proposal Text Mgmt Rec Instruction
9 Re-elect Graham Mackay as Director For For
10 Re-elect John Manser as Director For For
11 Re-elect John Manzoni as Director For For
12 Re-elect Miles Morland as Director For For
13 Re-elect Dr Dambisa Moyo as Director For For
14 Re-elect Carlos Perez Davila as Director For For
15 Re-elect Alejandro Santo Domingo Davila as For For Director
16 Re-elect Helen Weir as Director For For
17 Re-elect Howard Willard as Director For For
18 Re-elect Jamie Wilson as Director For For
19 Approve Final Dividend For For
20 Reappoint PricewaterhouseCoopers LLP as For For Auditors
21 Authorise Board to Fix Remuneration of For For Auditors
22 Authorise Issue of Equity with Pre-emptive For For Rights
23 Authorise Issue of Equity without Pre- For For emptive Rights
24 Authorise Market Purchase of Ordinary Shares For For
25 Authorise the Company to Call EGM with For For Two Weeks' Notice
Shanks Group plc
Meeting Date: 07/25/2013 Country: United Kingdom Meeting Type: Annual
Proposal Vote Number Proposal Text Mgmt Rec Instruction
1 Accept Financial Statements and Statutory For For Reports
2 Approve Remuneration Report For For
3 Approve Final Dividend For For
4 Re-elect Adrian Auer as Director For For
Page 103 of 452 Vote Summary Report Reporting Period: 07/01/2013 to 09/30/2013 Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Shanks Group plc
Proposal Vote Number Proposal Text Mgmt Rec Instruction
5 Re-elect Eric van Amerongen as Director For For
6 Re-elect Jacques Petry as Director For For
7 Re-elect Dr Stephen Riley as Director For For
8 Elect Toby Woolrych as Director For For
9 Elect Marina Wyatt as Director For For
10 Reappoint PricewaterhouseCoopers LLP as For For Auditors
11 Authorise Board to Fix Remuneration of For For Auditors
12 Authorise EU Political Donations and For For Expenditure
13 Authorise Issue of Equity with Pre-emptive For For Rights
14 Authorise Issue of Equity without Pre- For For emptive Rights
15 Authorise Market Purchase of Ordinary Shares For For
16 Authorise the Company to Call EGM with For For Two Weeks' Notice
SSE plc
Meeting Date: 07/25/2013 Country: United Kingdom Meeting Type: Annual
Proposal Vote Number Proposal Text Mgmt Rec Instruction
1 Accept Financial Statements and Statutory For For Reports
2 Approve Remuneration Report For For
3 Approve Final Dividend For For
4 Re-elect Katie Bickerstaffe as Director For For
5 Re-elect Jeremy Beeton as Director For For
6 Re-elect Lord Smith of Kelvin as Director For For
7 Re-elect Gregor Alexander as Director For For
8 Re-elect Alistair Phillips-Davies as Director For For
9 Re-elect Lady Rice as Director For For
Page 104 of 452 Vote Summary Report Reporting Period: 07/01/2013 to 09/30/2013 Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
SSE plc
Proposal Vote Number Proposal Text Mgmt Rec Instruction
10 Re-elect Richard Gillingwater as Director For For
11 Re-elect Thomas Andersen as Director For For
12 Appoint KPMG LLP as Auditors For For
13 Authorise Board to Fix Remuneration of For For Auditors
14 Authorise Issue of Equity with Pre-emptive For For Rights
15 Authorise Issue of Equity without Pre- For For emptive Rights
16 Authorise Market Purchase Ordinary Shares For For
17 Authorise the Company to Call EGM with For For Two Weeks' Notice
Synergy Health plc
Meeting Date: 07/25/2013 Country: United Kingdom Meeting Type: Annual
Proposal Vote Number Proposal Text Mgmt Rec Instruction
1 Accept Financial Statements and Statutory For For Reports
2 Approve Remuneration Report For For
3 Approve Final Dividend For For
4 Re-elect Sir Duncan Nichol as Director For For
5 Re-elect Dr Richard Steeves as Director For For
6 Re-elect Gavin Hill as Director For For
7 Re-elect Constance Baroudel as Director For For
8 Re-elect Elizabeth Hewitt as Director For For
9 Appoint KPMG LLP as Auditors For For
10 Authorise Board to Fix Remuneration of For For Auditors
11 Authorise EU Political Donations and For For Expenditure
12 Authorise Issue of Equity with Pre-emptive For For Rights
Page 105 of 452 Vote Summary Report Reporting Period: 07/01/2013 to 09/30/2013 Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Synergy Health plc
Proposal Vote Number Proposal Text Mgmt Rec Instruction
13 Authorise Issue of Equity without Pre- For For emptive Rights
14 Authorise Market Purchase of Ordinary Shares For For
15 Authorise the Company to Call EGM with For For Two Weeks' Notice
TOP REIT INC.
Meeting Date: 07/25/2013 Country: Japan Meeting Type: Special
Proposal Vote Number Proposal Text Mgmt Rec Instruction
1 Amend Articles To Amend Asset Management For Against Compensation - Authorize Unit Buybacks at Board's Discretion
2 Elect Executive Director Sahara, Junichi For For
3.1 Elect Alternate Executive Director Endo, For For Nobuhito
3.2 Elect Alternate Executive Director Ohashi, For For Shuusaku
4.1 Appoint Supervisory Director Kuribayashi, For For Yasuyuki
4.2 Appoint Supervisory Director Tsuneyama, For For Kunio
Workspace Group plc
Meeting Date: 07/25/2013 Country: United Kingdom Meeting Type: Annual
Proposal Vote Number Proposal Text Mgmt Rec Instruction
1 Accept Financial Statements and Statutory For For Reports
2 Approve Final Dividend For For
3 Re-elect Daniel Kitchen as Director For For
Page 106 of 452 Vote Summary Report Reporting Period: 07/01/2013 to 09/30/2013 Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Workspace Group plc
Proposal Vote Number Proposal Text Mgmt Rec Instruction
4 Re-elect Jamie Hopkins as Director For For
5 Re-elect Graham Clemett as Director For For
6 Re-elect Dr Maria Moloney as Director For For
7 Re-elect Bernard Cragg as Director For For
8 Elect Chris Girling as Director For For
9 Elect Damon Russell as Director For For
10 Approve Remuneration Report For For
11 Reappoint PricewaterhouseCoopers LLP as For For Auditors
12 Authorise Board to Fix Remuneration of For For Auditors
13 Authorise Issue of Equity with Pre-emptive For For Rights
14 Authorise Issue of Equity without Pre- For For emptive Rights
15 Authorise Market Purchase of Ordinary Shares For For
16 Authorise the Company to Call EGM with For For Two Weeks' Notice
EastCoal Inc.
Meeting Date: 07/26/2013 Country: Canada Meeting Type: Annual/Special
Proposal Vote Number Proposal Text Mgmt Rec Instruction
1.1 Elect Director John Byrne For
1.2 Elect Director Gregory Cameron For
1.3 Elect Director John Conlon For
1.4 Elect Director Abraham Jonker For
1.5 Elect Director Frank Moxon For
2 Ratify PricewaterhouseCoopers LLP as For Auditors
3 Authorize Board to Fix Remuneration of For Auditors
4 Approve Stock Consolidation For
Page 107 of 452 Vote Summary Report Reporting Period: 07/01/2013 to 09/30/2013 Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
EastCoal Inc.
Proposal Vote Number Proposal Text Mgmt Rec Instruction
5 Other Business For
HomeServe plc
Meeting Date: 07/26/2013 Country: United Kingdom Meeting Type: Annual
Proposal Vote Number Proposal Text Mgmt Rec Instruction
1 Accept Financial Statements and Statutory For For Reports
2 Approve Remuneration Report For For
3 Approve Final Dividend For For
4 Re-elect Barry Gibson as Director For For
5 Re-elect Richard Harpin as Director For For
6 Re-elect Martin Bennett as Director For For
7 Re-elect Jonathan King as Director For For
8 Re-elect Ian Chippendale as Director For For
9 Re-elect Stella David as Director For For
10 Re-elect Benjamin Mingay as Director For For
11 Re-elect Mark Morris as Director For For
12 Elect Johnathan Ford as Director For For
13 Reappoint Deloitte LLP as Auditors and For For Authorise Their Remuneration
14 Authorise Issue of Equity with Pre-emptive For For Rights
15 Authorise Issue of Equity without Pre- For For emptive Rights
16 Authorise Market Purchase of Ordinary Shares For For
17 Authorise the Company to Call EGM with For For Two Weeks' Notice
Page 108 of 452 Vote Summary Report Reporting Period: 07/01/2013 to 09/30/2013 Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
HSBC GIF - Asia Pacific ex Japan High Dividend
Meeting Date: 07/26/2013 Country: Luxembourg Meeting Type: Annual
Proposal Vote Number Proposal Text Mgmt Rec Instruction
1 Receive and Approve Board Report
2 Receive and Approve Auditor's Report
3 Approve Financial Statements For
4 Approve Discharge of Directors For
5 Elect Didier Deleage, Thies Clemenz, George For Efthimiou, Edgar Ng, David Silvester, Michael Boehm and Silvie Vigneaux as Directors
6 Elect Dean Lam as Director For
7 Renew Appointment of KPMG as Auditor For
8 Approve Allocation of Income For
9 Transact Other Business (Voting) For
HSBC GIF - Chinese Equity
Meeting Date: 07/26/2013 Country: Luxembourg Meeting Type: Annual
Proposal Vote Number Proposal Text Mgmt Rec Instruction
1 Receive and Approve Board Report
2 Receive and Approve Auditor's Report
3 Approve Financial Statements For For
4 Approve Discharge of Directors For For
5 Elect Didier Deleage, Thies Clemenz, George For For Efthimiou, Edgar Ng, David Silvester, Michael Boehm and Silvie Vigneaux as Directors
6 Elect Dean Lam as Director For For
7 Renew Appointment of KPMG as Auditor For For
8 Approve Allocation of Income For For
9 Transact Other Business (Voting) For Against
Page 109 of 452 Vote Summary Report Reporting Period: 07/01/2013 to 09/30/2013 Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
HSBC GIF - Economic Scale Index GEM Equity
Meeting Date: 07/26/2013 Country: Luxembourg Meeting Type: Annual
Proposal Vote Number Proposal Text Mgmt Rec Instruction
1 Receive and Approve Board Report
2 Receive and Approve Auditor's Report
3 Approve Financial Statements For For
4 Approve Discharge of Directors For For
5 Elect Didier Deleage, Thies Clemenz, George For For Efthimiou, Edgar Ng, David Silvester, Michael Boehm and Silvie Vigneaux as Directors
6 Elect Dean Lam as Director For For
7 Renew Appointment of KPMG as Auditor For For
8 Approve Allocation of Income For For
9 Transact Other Business (Voting) For Against
HSBC GIF - Euro Bond
Meeting Date: 07/26/2013 Country: Luxembourg Meeting Type: Annual
Proposal Vote Number Proposal Text Mgmt Rec Instruction
1 Receive and Approve Board Report
2 Receive and Approve Auditor's Report
3 Approve Financial Statements For For
4 Approve Discharge of Directors For For
5 Elect Didier Deleage, Thies Clemenz, George For For Efthimiou, Edgar Ng, David Silvester, Michael Boehm and Silvie Vigneaux as Directors
6 Elect Dean Lam as Director For For
7 Renew Appointment of KPMG as Auditor For For
8 Approve Allocation of Income For For
Page 110 of 452 Vote Summary Report Reporting Period: 07/01/2013 to 09/30/2013 Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
HSBC GIF - Euro Bond
Proposal Vote Number Proposal Text Mgmt Rec Instruction
9 Transact Other Business (Voting) For Against
HSBC GIF - Euro High Yield Bond
Meeting Date: 07/26/2013 Country: Luxembourg Meeting Type: Annual
Proposal Vote Number Proposal Text Mgmt Rec Instruction
1 Receive and Approve Board Report
2 Receive and Approve Auditor's Report
3 Approve Financial Statements For For
4 Approve Discharge of Directors For For
5 Elect Didier Deleage, Thies Clemenz, George For For Efthimiou, Edgar Ng, David Silvester, Michael Boehm and Silvie Vigneaux as Directors
6 Elect Dean Lam as Director For For
7 Renew Appointment of KPMG as Auditor For For
8 Approve Allocation of Income For For
9 Transact Other Business (Voting) For Against
HSBC GIF - Frontier Markets
Meeting Date: 07/26/2013 Country: Luxembourg Meeting Type: Annual
Proposal Vote Number Proposal Text Mgmt Rec Instruction
1 Receive and Approve Board Report
2 Receive and Approve Auditor's Report
3 Approve Financial Statements For For
4 Approve Discharge of Directors For For
Page 111 of 452 Vote Summary Report Reporting Period: 07/01/2013 to 09/30/2013 Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
HSBC GIF - Frontier Markets
Proposal Vote Number Proposal Text Mgmt Rec Instruction
5 Elect Didier Deleage, Thies Clemenz, George For For Efthimiou, Edgar Ng, David Silvester, Michael Boehm and Silvie Vigneaux as Directors
6 Elect Dean Lam as Director For For
7 Renew Appointment of KPMG as Auditor For For
8 Approve Allocation of Income For For
9 Transact Other Business (Voting) For Against
Proposal Vote Number Proposal Text Mgmt Rec Instruction
1 Receive and Approve Board Report
2 Receive and Approve Auditor's Report
3 Approve Financial Statements For
4 Approve Discharge of Directors For
5 Elect Didier Deleage, Thies Clemenz, George For Efthimiou, Edgar Ng, David Silvester, Michael Boehm and Silvie Vigneaux as Directors
6 Elect Dean Lam as Director For
7 Renew Appointment of KPMG as Auditor For
8 Approve Allocation of Income For
9 Transact Other Business (Voting) For
HSBC GIF - Global Bond
Meeting Date: 07/26/2013 Country: Luxembourg Meeting Type: Annual
Proposal Vote Number Proposal Text Mgmt Rec Instruction
1 Receive and Approve Board Report
2 Receive and Approve Auditor's Report
3 Approve Financial Statements For
4 Approve Discharge of Directors For
Page 112 of 452 Vote Summary Report Reporting Period: 07/01/2013 to 09/30/2013 Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
HSBC GIF - Global Bond
Proposal Vote Number Proposal Text Mgmt Rec Instruction
5 Elect Didier Deleage, Thies Clemenz, George For Efthimiou, Edgar Ng, David Silvester, Michael Boehm and Silvie Vigneaux as Directors
6 Elect Dean Lam as Director For
7 Renew Appointment of KPMG as Auditor For
8 Approve Allocation of Income For
9 Transact Other Business (Voting) For
HSBC GIF - Global Emerging Markets Bond
Meeting Date: 07/26/2013 Country: Luxembourg Meeting Type: Annual
Proposal Vote Number Proposal Text Mgmt Rec Instruction
1 Receive and Approve Board Report
2 Receive and Approve Auditor's Report
3 Approve Financial Statements For For
4 Approve Discharge of Directors For For
5 Elect Didier Deleage, Thies Clemenz, George For For Efthimiou, Edgar Ng, David Silvester, Michael Boehm and Silvie Vigneaux as Directors
6 Elect Dean Lam as Director For For
7 Renew Appointment of KPMG as Auditor For For
8 Approve Allocation of Income For For
9 Transact Other Business (Voting) For Against
Proposal Vote Number Proposal Text Mgmt Rec Instruction
1 Receive and Approve Board Report
2 Receive and Approve Auditor's Report
3 Approve Financial Statements For
4 Approve Discharge of Directors For
Page 113 of 452 Vote Summary Report Reporting Period: 07/01/2013 to 09/30/2013 Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
HSBC GIF - Global Emerging Markets Bond
Proposal Vote Number Proposal Text Mgmt Rec Instruction
5 Elect Didier Deleage, Thies Clemenz, George For Efthimiou, Edgar Ng, David Silvester, Michael Boehm and Silvie Vigneaux as Directors
6 Elect Dean Lam as Director For
7 Renew Appointment of KPMG as Auditor For
8 Approve Allocation of Income For
9 Transact Other Business (Voting) For
HSBC GIF - Global Emerging Markets Equity
Meeting Date: 07/26/2013 Country: Luxembourg Meeting Type: Annual
Proposal Vote Number Proposal Text Mgmt Rec Instruction
1 Receive and Approve Board Report
2 Receive and Approve Auditor's Report
3 Approve Financial Statements For For
4 Approve Discharge of Directors For For
5 Elect Didier Deleage, Thies Clemenz, George For For Efthimiou, Edgar Ng, David Silvester, Michael Boehm and Silvie Vigneaux as Directors
6 Elect Dean Lam as Director For For
7 Renew Appointment of KPMG as Auditor For For
8 Approve Allocation of Income For For
9 Transact Other Business (Voting) For Against
Proposal Vote Number Proposal Text Mgmt Rec Instruction
1 Receive and Approve Board Report
2 Receive and Approve Auditor's Report
3 Approve Financial Statements For
4 Approve Discharge of Directors For
Page 114 of 452 Vote Summary Report Reporting Period: 07/01/2013 to 09/30/2013 Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
HSBC GIF - Global Emerging Markets Equity
Proposal Vote Number Proposal Text Mgmt Rec Instruction
5 Elect Didier Deleage, Thies Clemenz, George For Efthimiou, Edgar Ng, David Silvester, Michael Boehm and Silvie Vigneaux as Directors
6 Elect Dean Lam as Director For
7 Renew Appointment of KPMG as Auditor For
8 Approve Allocation of Income For
9 Transact Other Business (Voting) For
HSBC GIF - Global Emerging Markets Local Debt
Meeting Date: 07/26/2013 Country: Luxembourg Meeting Type: Annual
Proposal Vote Number Proposal Text Mgmt Rec Instruction
1 Receive and Approve Board Report
2 Receive and Approve Auditor's Report
3 Approve Financial Statements For For
4 Approve Discharge of Directors For For
5 Elect Didier Deleage, Thies Clemenz, George For For Efthimiou, Edgar Ng, David Silvester, Michael Boehm and Silvie Vigneaux as Directors
6 Elect Dean Lam as Director For For
7 Renew Appointment of KPMG as Auditor For For
8 Approve Allocation of Income For For
9 Transact Other Business (Voting) For Against
HSBC GIF - Indian Equity
Meeting Date: 07/26/2013 Country: Luxembourg Meeting Type: Annual
Page 115 of 452 Vote Summary Report Reporting Period: 07/01/2013 to 09/30/2013 Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
HSBC GIF - Indian Equity
Proposal Vote Number Proposal Text Mgmt Rec Instruction
1 Receive and Approve Board Report
2 Receive and Approve Auditor's Report
3 Approve Financial Statements For For
4 Approve Discharge of Directors For For
5 Elect Didier Deleage, Thies Clemenz, George For For Efthimiou, Edgar Ng, David Silvester, Michael Boehm and Silvie Vigneaux as Directors
6 Elect Dean Lam as Director For For
7 Renew Appointment of KPMG as Auditor For For
8 Approve Allocation of Income For For
9 Transact Other Business (Voting) For Against
HSBC GIF - UK Equity
Meeting Date: 07/26/2013 Country: Luxembourg Meeting Type: Annual
Proposal Vote Number Proposal Text Mgmt Rec Instruction
1 Receive and Approve Board Report
2 Receive and Approve Auditor's Report
3 Approve Financial Statements For For
4 Approve Discharge of Directors For For
5 Elect Didier Deleage, Thies Clemenz, George For For Efthimiou, Edgar Ng, David Silvester, Michael Boehm and Silvie Vigneaux as Directors
6 Elect Dean Lam as Director For For
7 Renew Appointment of KPMG as Auditor For For
8 Approve Allocation of Income For For
9 Transact Other Business (Voting) For Against
Page 116 of 452 Vote Summary Report Reporting Period: 07/01/2013 to 09/30/2013 Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
HSBC International Select- MultiAlpha Asia Pacific Ex Japan Equity
Meeting Date: 07/26/2013 Country: Luxembourg Meeting Type: Annual
Proposal Vote Number Proposal Text Mgmt Rec Instruction
1 Receive and Approve Board's Report
2 Receive and Approve Auditor's Report
3 Approve Financial Statements For
4 Approve Discharge of Directors For
5 Elect Didier Deleage, Thies Clemenz, Michael For Boehm, George Efthimiou, Edgar Ng, David Silvester, and Sylvie Vigneaux as Directors
6 Elect Dean Lam as Director For
7 Renew Appointment of KPMG Luxembourg as For Auditor
8 Approve Allocation of Income For
9 Transact Other Business (Voting) For
HSBC International Select- MultiAlpha Europe Eq
Meeting Date: 07/26/2013 Country: Luxembourg Meeting Type: Annual
Proposal Vote Number Proposal Text Mgmt Rec Instruction
1 Receive and Approve Board's Report
2 Receive and Approve Auditor's Report
3 Approve Financial Statements For
4 Approve Discharge of Directors For
5 Elect Didier Deleage, Thies Clemenz, Michael For Boehm, George Efthimiou, Edgar Ng, David Silvester, and Sylvie Vigneaux as Directors
6 Elect Dean Lam as Director For
7 Renew Appointment of KPMG Luxembourg as For Auditor
8 Approve Allocation of Income For
Page 117 of 452 Vote Summary Report Reporting Period: 07/01/2013 to 09/30/2013 Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
HSBC International Select- MultiAlpha Europe Eq
Proposal Vote Number Proposal Text Mgmt Rec Instruction
9 Transact Other Business (Voting) For
HSBC International Select- MultiAlpha GBP Bd
Meeting Date: 07/26/2013 Country: Luxembourg Meeting Type: Annual
Proposal Vote Number Proposal Text Mgmt Rec Instruction
1 Receive and Approve Board's Report
2 Receive and Approve Auditor's Report
3 Approve Financial Statements For
4 Approve Discharge of Directors For
5 Elect Didier Deleage, Thies Clemenz, Michael For Boehm, George Efthimiou, Edgar Ng, David Silvester, and Sylvie Vigneaux as Directors
6 Elect Dean Lam as Director For
7 Renew Appointment of KPMG Luxembourg as For Auditor
8 Approve Allocation of Income For
9 Transact Other Business (Voting) For
Proposal Vote Number Proposal Text Mgmt Rec Instruction
1 Receive and Approve Board's Report
2 Receive and Approve Auditor's Report
3 Approve Financial Statements For For
4 Approve Discharge of Directors For For
5 Elect Didier Deleage, Thies Clemenz, Michael For For Boehm, George Efthimiou, Edgar Ng, David Silvester, and Sylvie Vigneaux as Directors
6 Elect Dean Lam as Director For For
7 Renew Appointment of KPMG Luxembourg as For For Auditor
Page 118 of 452 Vote Summary Report Reporting Period: 07/01/2013 to 09/30/2013 Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
HSBC International Select- MultiAlpha GBP Bd
Proposal Vote Number Proposal Text Mgmt Rec Instruction
8 Approve Allocation of Income For For
9 Transact Other Business (Voting) For Against
Proposal Vote Number Proposal Text Mgmt Rec Instruction
1 Receive and Approve Board's Report
2 Receive and Approve Auditor's Report
3 Approve Financial Statements For
4 Approve Discharge of Directors For
5 Elect Didier Deleage, Thies Clemenz, Michael For Boehm, George Efthimiou, Edgar Ng, David Silvester, and Sylvie Vigneaux as Directors
6 Elect Dean Lam as Director For
7 Renew Appointment of KPMG Luxembourg as For Auditor
8 Approve Allocation of Income For
9 Transact Other Business (Voting) For
HSBC International Select- MultiAlpha Glob Aggregate Bd
Meeting Date: 07/26/2013 Country: Luxembourg Meeting Type: Annual
Proposal Vote Number Proposal Text Mgmt Rec Instruction
1 Receive and Approve Board's Report
2 Receive and Approve Auditor's Report
3 Approve Financial Statements For
4 Approve Discharge of Directors For
5 Elect Didier Deleage, Thies Clemenz, Michael For Boehm, George Efthimiou, Edgar Ng, David Silvester, and Sylvie Vigneaux as Directors
6 Elect Dean Lam as Director For
Page 119 of 452 Vote Summary Report Reporting Period: 07/01/2013 to 09/30/2013 Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
HSBC International Select- MultiAlpha Glob Aggregate Bd
Proposal Vote Number Proposal Text Mgmt Rec Instruction
7 Renew Appointment of KPMG Luxembourg as For Auditor
8 Approve Allocation of Income For
9 Transact Other Business (Voting) For
HSBC International Select- MultiAlpha Glob Real Estate Eq
Meeting Date: 07/26/2013 Country: Luxembourg Meeting Type: Annual
Proposal Vote Number Proposal Text Mgmt Rec Instruction
1 Receive and Approve Board Report
2 Receive and Approve Auditor's Report
3 Approve Financial Statements For Do Not Vote
4 Approve Discharge of Directors For Do Not Vote
5 Elect Didier Deleage, Thies Clemenz, George For Do Not Efthimiou, Edgar Ng, David Silvester, Michael Vote Boehm and Silvie Vigneaux as Directors
6 Elect Dean Lam as Director For Do Not Vote
7 Renew Appointment of KPMG as Auditor For Do Not Vote
8 Approve Allocation of Income For Do Not Vote
9 Transact Other Business (Voting) For Do Not Vote
Proposal Vote Number Proposal Text Mgmt Rec Instruction
1 Receive and Approve Board Report
2 Receive and Approve Auditor's Report
3 Approve Financial Statements For For
4 Approve Discharge of Directors For For
Page 120 of 452 Vote Summary Report Reporting Period: 07/01/2013 to 09/30/2013 Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
HSBC International Select- MultiAlpha Glob Real Estate Eq
Proposal Vote Number Proposal Text Mgmt Rec Instruction
5 Elect Didier Deleage, Thies Clemenz, George For For Efthimiou, Edgar Ng, David Silvester, Michael Boehm and Silvie Vigneaux as Directors
6 Elect Dean Lam as Director For For
7 Renew Appointment of KPMG as Auditor For For
8 Approve Allocation of Income For For
9 Transact Other Business (Voting) For Against
HSBC International Select- MultiAlpha Global Emerging Market Equity
Meeting Date: 07/26/2013 Country: Luxembourg Meeting Type: Annual
Proposal Vote Number Proposal Text Mgmt Rec Instruction
1 Receive and Approve Board's Report
2 Receive and Approve Auditor's Report
3 Approve Financial Statements For
4 Approve Discharge of Directors For
5 Elect Didier Deleage, Thies Clemenz, Michael For Boehm, George Efthimiou, Edgar Ng, David Silvester, and Sylvie Vigneaux as Directors
6 Elect Dean Lam as Director For
7 Renew Appointment of KPMG Luxembourg as For Auditor
8 Approve Allocation of Income For
9 Transact Other Business (Voting) For
HSBC International Select- MultiAlpha Global Equity
Meeting Date: 07/26/2013 Country: Luxembourg Meeting Type: Annual
Page 121 of 452 Vote Summary Report Reporting Period: 07/01/2013 to 09/30/2013 Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
HSBC International Select- MultiAlpha Global Equity
Proposal Vote Number Proposal Text Mgmt Rec Instruction
1 Receive and Approve Board's Report
2 Receive and Approve Auditor's Report
3 Approve Financial Statements For
4 Approve Discharge of Directors For
5 Elect Didier Deleage, Thies Clemenz, Michael For Boehm, George Efthimiou, Edgar Ng, David Silvester, and Sylvie Vigneaux as Directors
6 Elect Dean Lam as Director For
7 Renew Appointment of KPMG Luxembourg as For Auditor
8 Approve Allocation of Income For
9 Transact Other Business (Voting) For
HSBC International Select- MultiAlpha Japan Equity
Meeting Date: 07/26/2013 Country: Luxembourg Meeting Type: Annual
Proposal Vote Number Proposal Text Mgmt Rec Instruction
1 Receive and Approve Board's Report
2 Receive and Approve Auditor's Report
3 Approve Financial Statements For
4 Approve Discharge of Directors For
5 Elect Didier Deleage, Thies Clemenz, Michael For Boehm, George Efthimiou, Edgar Ng, David Silvester, and Sylvie Vigneaux as Directors
6 Elect Dean Lam as Director For
7 Renew Appointment of KPMG Luxembourg as For Auditor
8 Approve Allocation of Income For
9 Transact Other Business (Voting) For
Page 122 of 452 Vote Summary Report Reporting Period: 07/01/2013 to 09/30/2013 Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
HSBC International Select- MultiAlpha North America Equity
Meeting Date: 07/26/2013 Country: Luxembourg Meeting Type: Annual
Proposal Vote Number Proposal Text Mgmt Rec Instruction
1 Receive and Approve Board's Report
2 Receive and Approve Auditor's Report
3 Approve Financial Statements For
4 Approve Discharge of Directors For
5 Elect Didier Deleage, Thies Clemenz, Michael For Boehm, George Efthimiou, Edgar Ng, David Silvester, and Sylvie Vigneaux as Directors
6 Elect Dean Lam as Director For
7 Renew Appointment of KPMG Luxembourg as For Auditor
8 Approve Allocation of Income For
9 Transact Other Business (Voting) For
Proposal Vote Number Proposal Text Mgmt Rec Instruction
1 Receive and Approve Board's Report
2 Receive and Approve Auditor's Report
3 Approve Financial Statements For Do Not Vote
4 Approve Discharge of Directors For Do Not Vote
5 Elect Didier Deleage, Thies Clemenz, Michael For Do Not Boehm, George Efthimiou, Edgar Ng, David Vote Silvester, and Sylvie Vigneaux as Directors
6 Elect Dean Lam as Director For Do Not Vote
7 Renew Appointment of KPMG Luxembourg as For Do Not Auditor Vote
8 Approve Allocation of Income For Do Not Vote
9 Transact Other Business (Voting) For Do Not Vote
Page 123 of 452 Vote Summary Report Reporting Period: 07/01/2013 to 09/30/2013 Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
HSBC International Select- MultiAlpha North America Equity
Proposal Vote Number Proposal Text Mgmt Rec Instruction
1 Receive and Approve Board's Report
2 Receive and Approve Auditor's Report
3 Approve Financial Statements For For
4 Approve Discharge of Directors For For
5 Elect Didier Deleage, Thies Clemenz, Michael For For Boehm, George Efthimiou, Edgar Ng, David Silvester, and Sylvie Vigneaux as Directors
6 Elect Dean Lam as Director For For
7 Renew Appointment of KPMG Luxembourg as For For Auditor
8 Approve Allocation of Income For For
9 Transact Other Business (Voting) For Against
HSBC International Select-MultiAlpha Glob High Yield Bd
Meeting Date: 07/26/2013 Country: Luxembourg Meeting Type: Annual
Proposal Vote Number Proposal Text Mgmt Rec Instruction
1 Receive and Approve Board's Report
2 Receive and Approve Auditor's Report
3 Approve Financial Statements For
4 Approve Discharge of Directors For
5 Elect Didier Deleage, Thies Clemenz, Michael For Boehm, George Efthimiou, Edgar Ng, David Silvester, and Sylvie Vigneaux as Directors
6 Elect Dean Lam as Director For
7 Renew Appointment of KPMG Luxembourg as For Auditor
8 Approve Allocation of Income For
9 Transact Other Business (Voting) For
Page 124 of 452 Vote Summary Report Reporting Period: 07/01/2013 to 09/30/2013 Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
KCOM Group plc
Meeting Date: 07/26/2013 Country: United Kingdom Meeting Type: Annual
Proposal Vote Number Proposal Text Mgmt Rec Instruction
1 Accept Financial Statements and Statutory For For Reports
2 Approve Remuneration Report For For
3 Approve Final Dividend For For
4 Reappoint PricewaterhouseCoopers LLP as For For Auditors
5 Authorise Board to Fix Remuneration of For For Auditors
6 Re-elect Bill Halbert as Director For Against
7 Re-elect Graham Holden as Director For For
8 Re-elect Tony Illsley as Director For For
9 Re-elect Paul Simpson as Director For For
10 Re-elect Martin Towers as Director For For
11 Re-elect Kevin Walsh as Director For For
12 Authorise Issue of Equity with Pre-emptive For For Rights
13 Authorise Issue of Equity without Pre- For For emptive Rights
14 Authorise Market Purchase of Ordinary Shares For For
15 Authorise the Company to Call EGM with For For Two Weeks' Notice
Montanaro UK Smaller Companies Investment Trust plc
Meeting Date: 07/26/2013 Country: United Kingdom Meeting Type: Annual
Proposal Vote Number Proposal Text Mgmt Rec Instruction
1 Accept Financial Statements and Statutory For For Reports
2 Approve Remuneration Report For For
Page 125 of 452 Vote Summary Report Reporting Period: 07/01/2013 to 09/30/2013 Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Montanaro UK Smaller Companies Investment Trust plc
Proposal Vote Number Proposal Text Mgmt Rec Instruction
3 Approve Final Dividend For For
4 Re-elect David Gamble as Director For For
5 Re-elect Kathryn Matthews as Director For For
6 Reappoint KPMG Audit plc as Auditors and For For Authorise Their Remuneration
7 Authorise Market Purchase of Ordinary Shares For For
8 Authorise Issue of Equity with Pre-emptive For For Rights
9 Authorise Issue of Equity without Pre- For For emptive Rights
10 Authorise Issue of Shares Held in Treasury at For For a Discount to Net Asset Value
11 Approve Release of Directors from Obligation For Abstain to Convene a General Meeting during 2014 to Propose the Winding Up of the Company
12 Authorise the Company to Call EGM with For For Two Weeks' Notice
Nomura Real Estate Office Fund Inc.
Meeting Date: 07/26/2013 Country: Japan Meeting Type: Special
Proposal Vote Number Proposal Text Mgmt Rec Instruction
1 Amend Articles To Clarify Terms of Alternate For For Directors
2 Elect Executive Director Ito, Yoshiyuki For For
3.1 Appoint Supervisory Director Ichijo, Saneaki For For
3.2 Appoint Supervisory Director Miya, Naohito For For
4 Appoint Alternate Supervisory Director For Against Yoshimura, Sadahiko
Sands China Ltd.
Meeting Date: 07/26/2013 Country: Hong Kong Meeting Type: Special
Page 126 of 452 Vote Summary Report Reporting Period: 07/01/2013 to 09/30/2013 Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Sands China Ltd.
Proposal Vote Number Proposal Text Mgmt Rec Instruction
1 Appoint Deloitte Touche Tohmatsu as For For Auditors and Authorize Board to Fix Their Remuneration
Proposal Vote Number Proposal Text Mgmt Rec Instruction
1 Appoint Deloitte Touche Tohmatsu as For Auditors and Authorize Board to Fix Their Remuneration
Singapore Airlines Limited
Meeting Date: 07/26/2013 Country: Singapore Meeting Type: Annual
Proposal Vote Number Proposal Text Mgmt Rec Instruction
1 Adopt Financial Statements and Directors' For For and Auditors' Reports
2 Declare Final Dividend For For
3a Elect Goh Choon Phong as Director For For
3b Elect Lucien Wong Yuen Kuai as Director For For
4a Elect Hsieh Tsun-yan as Director For For
4b Elect Gautam Banerjee as Director For For
5 Approve Directors' Fees For Against
6 Reappoint Ernst & Young LLP as Auditors and For For Authorize Board to Fix Their Remuneration
7a Approve Issuance of Equity or Equity-Linked For For Securities with or without Preemptive Rights
7b Approve Grant of Awards and Issuance of For Against Shares Pursuant to SIA Performance Share Plan and/or the SIA Restricted Share Plan
Page 127 of 452 Vote Summary Report Reporting Period: 07/01/2013 to 09/30/2013 Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Singapore Airlines Limited
Meeting Date: 07/26/2013 Country: Singapore Meeting Type: Special
Proposal Vote Number Proposal Text Mgmt Rec Instruction
1 Authorize Share Repurchase Program For For
2 Approve Renewal of the IPT Mandate For For
Singapore Telecommunications Ltd.
Meeting Date: 07/26/2013 Country: Singapore Meeting Type: Special
Proposal Vote Number Proposal Text Mgmt Rec Instruction
1 Authorize Share Repurchase Program For For
2 Approve Participation by the Relevant Person For For in the SingTel Performance Share Plan 2012
Singapore Telecommunications Ltd.
Meeting Date: 07/26/2013 Country: Singapore Meeting Type: Annual
Proposal Vote Number Proposal Text Mgmt Rec Instruction
1 Adopt Financial Statements and Directors' For For and Auditors' Reports
2 Declare Final Dividend For For
3 Elect Simon Israel as Director For For
4 Elect Peter Mason AM as Director For For
5 Elect David Gonski AC as Director For For
6 Approve Directors' Fees For For
7 Reappoint Auditors and Authorize Board to For For Fix Their Remuneration
Page 128 of 452 Vote Summary Report Reporting Period: 07/01/2013 to 09/30/2013 Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Singapore Telecommunications Ltd.
Proposal Vote Number Proposal Text Mgmt Rec Instruction
8 Approve Issuance of Equity or Equity-Linked For For Securities with or without Preemptive Rights
9 Approve Issuance of Shares and Grant of For For Awards Pursuant to the SingTel Performance Share Plan 2012
United Utilities Group plc
Meeting Date: 07/26/2013 Country: United Kingdom Meeting Type: Annual
Proposal Vote Number Proposal Text Mgmt Rec Instruction
1 Accept Financial Statements and Statutory For For Reports
2 Approve Final Dividend For For
3 Approve Remuneration Report For For
4 Re-elect Dr John McAdam as Director For For
5 Re-elect Steve Mogford as Director For For
6 Re-elect Russ Houlden as Director For For
7 Re-elect Dr Catherine Bell as Director For For
8 Elect Brian May as Director For For
9 Re-elect Nick Salmon as Director For For
10 Re-elect Sara Weller as Director For For
11 Appoint KPMG LLP as Auditors For For
12 Authorise Board to Fix Remuneration of For For Auditors
13 Authorise Issue of Equity with Pre-emptive For For Rights
14 Authorise Issue of Equity without Pre- For For emptive Rights
15 Authorise Market Purchase of Ordinary Shares For For
16 Approve Long Term Plan For For
17 Authorise the Company to Call EGM with For For Two Weeks' Notice
18 Authorise EU Political Donations and For For Expenditure
Page 129 of 452 Vote Summary Report Reporting Period: 07/01/2013 to 09/30/2013 Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Wincanton plc
Meeting Date: 07/26/2013 Country: United Kingdom Meeting Type: Annual
Proposal Vote Number Proposal Text Mgmt Rec Instruction
1 Accept Financial Statements and Statutory For For Reports
2 Approve Remuneration Report For For
3 Re-elect Steve Marshall as Director For For
4 Re-elect Eric Born as Director For For
5 Re-elect Paul Venables as Director For For
6 Elect Adrian Colman as Director For For
7 Re-elect Jonson Cox as Director For For
8 Elect David Radcliffe as Director For For
9 Elect Martin Sawkins as Director For For
10 Appoint KPMG LLP as Auditors For For
11 Authorise Board to Fix Remuneration of For For Auditors
12 Authorise EU Political Donations and For For Expenditure
13 Authorise Issue of Equity with Pre-emptive For For Rights
14 Authorise Issue of Equity without Pre- For For emptive Rights
15 Authorise Market Purchase of Ordinary Shares For For
16 Authorise the Company to Call EGM with For For Two Weeks' Notice
Xchanging plc
Meeting Date: 07/26/2013 Country: United Kingdom Meeting Type: Special
Page 130 of 452 Vote Summary Report Reporting Period: 07/01/2013 to 09/30/2013 Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Xchanging plc
Proposal Vote Number Proposal Text Mgmt Rec Instruction
1 Approve Disposal by Xchanging Holdco No.3 For Abstain Limited of Its Shares in Xchanging etb GmbH to Deutsche Bank AG and the FDB Indemnity
Cranswick plc
Meeting Date: 07/29/2013 Country: United Kingdom Meeting Type: Annual
Proposal Vote Number Proposal Text Mgmt Rec Instruction
1 Accept Financial Statements and Statutory For For Reports
2 Approve Final Dividend For For
3 Re-elect Mark Bottomley as Director For For
4 Re-elect Jim Brisby as Director For For
5 Re-elect Adam Couch as Director For For
6 Re-elect Martin Davey as Director For For
7 Re-elect Steven Esom as Director For For
8 Re-elect Bernard Hoggarth as Director For For
9 Re-elect John Worby as Director For For
10 Elect Kate Allum as Director For For
11 Reappoint Ernst & Young LLP as Auditors For For
12 Authorise Board to Fix Remuneration of For For Auditors
13 Approve Remuneration Report For For
14 Authorise Issue of Equity with Pre-emptive For For Rights
15 Authorise Issue of Equity without Pre- For For emptive Rights
16 Authorise Issue of Equity with Pre-emptive For For Rights
17 Authorise Market Purchase of Ordinary Shares For For
18 Approve Scrip Dividend For For
Page 131 of 452 Vote Summary Report Reporting Period: 07/01/2013 to 09/30/2013 Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Cranswick plc
Proposal Vote Number Proposal Text Mgmt Rec Instruction
19 Approve 2013 Save As You Earn Share For For Option Plan
20 Authorise the Company to Call EGM with For For Two Weeks' Notice
Dechra Pharmaceuticals plc
Meeting Date: 07/29/2013 Country: United Kingdom Meeting Type: Special
Proposal Vote Number Proposal Text Mgmt Rec Instruction
1 Approve Disposal of the Services Segment For Abstain
FLEXTRONICS INTERNATIONAL LTD.
Meeting Date: 07/29/2013 Country: Singapore Meeting Type: Annual/Special
Proposal Vote Number Proposal Text Mgmt Rec Instruction
Annual Meeting Agenda
1a Reelect H. Raymond Bingham as Director For For
1b Reelect Willy C. Shih as Director For For
2 Reappoint Lawrence A. Zimmerman as For For Director
3 Approve Reappointment of Deloitte & Touche For For LLP as Auditors and Authorize Board to Fix Their Remuneration
4 Approve Issuance of Shares without For For Preemptive Rights
5 Advisory Vote to Ratify Named Executive For Against Officers' Compensation
6 Approve Changes to the Method of Payment For Against of Compensation Payable to our Non- Employee Directors
Special Meeting Agenda
Page 132 of 452 Vote Summary Report Reporting Period: 07/01/2013 to 09/30/2013 Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
FLEXTRONICS INTERNATIONAL LTD.
Proposal Vote Number Proposal Text Mgmt Rec Instruction
1 Authorize Share Repurchase Program For For
Indiabulls Properties Investment Trust
Meeting Date: 07/29/2013 Country: Singapore Meeting Type: Annual
Proposal Vote Number Proposal Text Mgmt Rec Instruction
1 Adopt Financial Statements, Statement by For the Trustee-Manager, and Trustee-Manager's and Auditors' Reports
2 Reappoint Ernst & Young LLP as Auditors and For Authorize Board of Trustee- Manager to Fix Their Remuneration
3 Approve Issuance of Units with or without For Preemptive Rights
National Grid plc
Meeting Date: 07/29/2013 Country: United Kingdom Meeting Type: Annual
Proposal Vote Number Proposal Text Mgmt Rec Instruction
1 Accept Financial Statements and Statutory For For Reports
2 Approve Final Dividend For For
3 Re-elect Sir Peter Gershon as Director For For
4 Re-elect Steve Holliday as Director For For
5 Re-elect Andrew Bonfield as Director For For
6 Re-elect Tom King as Director For For
7 Re-elect Nick Winser as Director For For
8 Re-elect Philip Aiken as Director For For
9 Re-elect Nora Brownell as Director For For
Page 133 of 452 Vote Summary Report Reporting Period: 07/01/2013 to 09/30/2013 Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
National Grid plc
Proposal Vote Number Proposal Text Mgmt Rec Instruction
10 Elect Jonathan Dawson as Director For For
11 Re-elect Paul Golby as Director For For
12 Re-elect Ruth Kelly as Director For For
13 Re-elect Maria Richter as Director For For
14 Elect Mark Williamson as Director For For
15 Reappoint PricewaterhouseCoopers LLP as For For Auditors
16 Authorise Board to Fix Remuneration of For For Auditors
17 Approve Remuneration Report For For
18 Authorise Issue of Equity with Pre-emptive For For Rights
19 Authorise Issue of Equity without Pre- For For emptive Rights
20 Authorise Market Purchase of Ordinary Shares For For
21 Authorise the Company to Call EGM with For For Two Weeks' Notice
SMRT Corporation Ltd
Meeting Date: 07/29/2013 Country: Singapore Meeting Type: Annual
Proposal Vote Number Proposal Text Mgmt Rec Instruction
1 Adopt Financial Statements and Directors' For For and Auditors' Reports
2 Declare Final Dividend For For
3 Approve Directors' Fees For Against
4a Elect Lee Seow Hiang as Director For For
4b Elect Ong Ye Kung as Director For For
4c Elect Bob Tan Beng Hai as Director For For
4d Elect Tan Ek Kia as Director For For
5a Elect Patrick Ang Peng Koon as Director For For
5b Elect Moliah Binte Hashim as Director For For
Page 134 of 452 Vote Summary Report Reporting Period: 07/01/2013 to 09/30/2013 Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
SMRT Corporation Ltd
Proposal Vote Number Proposal Text Mgmt Rec Instruction
5c Elect Yap Kim Wah as Director For For
5d Elect Desmond Kuek Bak Chye as Director For For
6 Reappoint PricewaterhouseCoopers LLP as For For Auditors and Authorize Board to Fix Their Remuneration
7a Approve Issuance of Equity or Equity-Linked For For Securities with or without Preemptive Rights
7b Approve Issuance of Shares and Grant of For Against Options and/or Awards Pursuant to the SMRT Corporation Restricted Share Plan, SMRT Corporation Performance Share Plan, and SMRT Corporation Employee Share Option Plan
8 Approve Mandate for Transactions with For For Related Parties
9 Authorize Share Repurchase Program For For
10 Amend Articles Articles of Association of the For For Company
11 Other Business (Voting) For Against
Solidere
Meeting Date: 07/29/2013 Country: Lebanon Meeting Type: Annual
Proposal Vote Number Proposal Text Mgmt Rec Instruction
Ordinary Business
1 Approve Board Report on Company For Operations
2 Approve Auditors' Report on Company For Financial Statements
3 Accept Financial Statements For
4 Approve Board and Auditors' Special Report For on Related Party Transactions
5 Approve Discharge of Directors For
Page 135 of 452 Vote Summary Report Reporting Period: 07/01/2013 to 09/30/2013 Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
ALS Limited
Meeting Date: 07/30/2013 Country: Australia Meeting Type: Annual
Proposal Vote Number Proposal Text Mgmt Rec Instruction
2i Elect Nerolie Withnall as a Director For For
2ii Elect Mel Bridges as a Director For For
3 Renew the Proportional Takeover Provisions For For
4 Approve the Remuneration Report For For
5 Approve the Grant of Up to A$422,500 Worth For For of Performance Rights to Greg Kilmister, Managing Director of the Company
China Longyuan Power Group Corporation Ltd.
Meeting Date: 07/30/2013 Country: Hong Kong Meeting Type: Special
Proposal Vote Number Proposal Text Mgmt Rec Instruction
1 Elect Qiao Baoping as Director and Authorize For For Remuneration and Assessment Committee to Fix His Remuneration
2 Elect Li Enyi as Director and Authorize For For Remuneration and Assessment Committee to Fix His Remuneration
3 Elect Xie Changjun as Supervisor and For For Authorize Remuneration and Assessment Committee to Fix His Remuneration
Cia. Hering
Meeting Date: 07/30/2013 Country: Brazil Meeting Type: Special
Page 136 of 452 Vote Summary Report Reporting Period: 07/01/2013 to 09/30/2013 Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Cia. Hering
Proposal Vote Number Proposal Text Mgmt Rec Instruction
1 Elect Director For Do Not Vote
Proposal Vote Number Proposal Text Mgmt Rec Instruction
1 Elect Director For
Companhia de Bebidas Das Americas - AMBEV
Meeting Date: 07/30/2013 Country: Brazil Meeting Type: Special
Proposal Vote Number Proposal Text Mgmt Rec Instruction
1 Approve Company's Reorganization Plan and For Do Not Stock Swap Merger Vote
2 Amend Articles to Reflect Changes in Capital For Do Not Vote
3 Approve Cancellation of Treasury Shares For Do Not Vote
4 Consolidate Bylaws For Do Not Vote
Companhia de Bebidas Das Americas - AMBEV
Meeting Date: 07/30/2013 Country: Brazil Meeting Type: Special
Proposal Vote Number Proposal Text Mgmt Rec Instruction
Preferred Shareholders Meeting
1 Approve Company's Reorganization Plan and For Do Not Stock Swap Merger Vote
Page 137 of 452 Vote Summary Report Reporting Period: 07/01/2013 to 09/30/2013 Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Companhia de Bebidas Das Americas - AMBEV
Proposal Vote Number Proposal Text Mgmt Rec Instruction
2 Amend Articles to Reflect Changes in Capital For Do Not Vote
3 Approve Cancellation of Treasury Shares For Do Not Vote
4 Consolidate Bylaws For Do Not Vote
Proposal Vote Number Proposal Text Mgmt Rec Instruction
Preferred Shareholders Meeting
1 Approve Company's Reorganization Plan and For Stock Swap Merger
2 Amend Articles to Reflect Changes in Capital For
3 Approve Cancellation of Treasury Shares For
4 Consolidate Bylaws For
Companhia de Bebidas Das Americas - AMBEV
Meeting Date: 07/30/2013 Country: Brazil Meeting Type: Special
Proposal Vote Number Proposal Text Mgmt Rec Instruction
Meeting for ADR Holders
1 Approve Company's Reorganization Plan and For Do Not Stock Swap Merger Vote
2 Amend Articles to Reflect Changes in Capital For Do Not Vote
3 Approve Cancellation of Treasury Shares For Do Not Vote
4 Consolidate Bylaws For Do Not Vote
Halfords Group plc
Meeting Date: 07/30/2013 Country: United Kingdom Meeting Type: Annual
Page 138 of 452 Vote Summary Report Reporting Period: 07/01/2013 to 09/30/2013 Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Halfords Group plc
Proposal Vote Number Proposal Text Mgmt Rec Instruction
1 Accept Financial Statements and Statutory For For Reports
2 Approve Final Dividend For For
3 Approve Remuneration Report For For
4 Elect Matt Davies as Director For For
5 Re-elect Dennis Millard as Director For For
6 Re-elect Keith Harris as Director For For
7 Re-elect William Ronald as Director For For
8 Re-elect David Adams as Director For For
9 Re-elect Claudia Arney as Director For For
10 Re-elect Andrew Findlay as Director For For
11 Appoint KPMG LLP as Auditors For For
12 Authorise Board to Fix Remuneration of For For Auditors
13 Authorise Issue of Equity with Pre-emptive For For Rights
14 Authorise Issue of Equity without Pre- For For emptive Rights
15 Authorise Market Purchase of Ordinary Shares For For
16 Authorise EU Political Donations and For For Expenditure
17 Authorise the Company to Call EGM with For For Two Weeks' Notice
Schroder UK Growth Fund plc
Meeting Date: 07/30/2013 Country: United Kingdom Meeting Type: Special
Proposal Vote Number Proposal Text Mgmt Rec Instruction
1 Amend the Investment Policy of the Company For Abstain
2 Adopt New Articles of Association For For
Page 139 of 452 Vote Summary Report Reporting Period: 07/01/2013 to 09/30/2013 Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Schroder UK Growth Fund plc
Proposal Vote Number Proposal Text Mgmt Rec Instruction
3 Approve Redesignation of Subscription For For Shares; Approve Cancellation of Deferred Shares; Amend Articles of Association
Schroder UK Growth Fund plc
Meeting Date: 07/30/2013 Country: United Kingdom Meeting Type: Annual
Proposal Vote Number Proposal Text Mgmt Rec Instruction
1 Accept Financial Statements and Statutory For For Reports
2 Approve Remuneration Report For For
3 Re-elect Stella Pirie as Director For For
4 Re-elect Alan Clifton as Director For For
5 Re-elect David Ritchie as Director For For
6 Reappoint PricewaterhouseCoopers LLP as For For Auditors
7 Authorise Board to Fix Remuneration of For For Auditors
8 Authorise Issue of Equity with Pre-emptive For For Rights
9 Authorise Issue of Equity without Pre- For For emptive Rights
10 Authorise Market Purchase of Ordinary Shares For For
CA, Inc.
Meeting Date: 07/31/2013 Country: USA Meeting Type: Annual
Proposal Vote Number Proposal Text Mgmt Rec Instruction
1A Elect Director Jens Alder For For
1B Elect Director Raymond J. Bromark For For
Page 140 of 452 Vote Summary Report Reporting Period: 07/01/2013 to 09/30/2013 Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
CA, Inc.
Proposal Vote Number Proposal Text Mgmt Rec Instruction
1C Elect Director Gary J. Fernandes For For
1D Elect Director Michael P. Gregoire For For
1E Elect Director Rohit Kapoor For For
1F Elect Director Kay Koplovitz For For
1G Elect Director Christopher B. Lofgren For For
1H Elect Director Richard Sulpizio For For
1I Elect Director Laura S. Unger For For
1J Elect Director Arthur F. Weinbach For For
1K Elect Director Renato (Ron) Zambonini For For
2 Ratify Auditors For For
3 Advisory Vote to Ratify Named Executive For Against Officers' Compensation
4 Amend Shareholder Rights Plan (Poison Pill) For Against
Cosan S.A. Industria e Comercio
Meeting Date: 07/31/2013 Country: Brazil Meeting Type: Annual
Proposal Vote Number Proposal Text Mgmt Rec Instruction
1 Accept Financial Statements and Statutory For Do Not Reports for Fiscal Year Ended March 31, 2013 Vote
2 Approve Allocation of Income For Do Not Vote
3 Approve Remuneration of Company's For Do Not Management Vote
4 Designate Newspapers to Publish Company For Do Not Announcements Vote
Cosan S.A. Industria e Comercio
Meeting Date: 07/31/2013 Country: Brazil Meeting Type: Special
Page 141 of 452 Vote Summary Report Reporting Period: 07/01/2013 to 09/30/2013 Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Cosan S.A. Industria e Comercio
Proposal Vote Number Proposal Text Mgmt Rec Instruction
1 Approve Increase in Authorized Capital For Do Not Vote
2 Amend Article Re: Executive Titles For Do Not Vote
3 Change Fiscal Year End For Do Not Vote
4 Consolidate Bylaws For Do Not Vote
DE Master Blenders 1753 NV
Meeting Date: 07/31/2013 Country: Netherlands Meeting Type: Special
Proposal Vote Number Proposal Text Mgmt Rec Instruction
Special Meeting
1 Open Meeting
2 Discuss Public Offer By Oak Leaf B.V
3 Amend Articles Re: Public Offer By Oak Leaf For Abstain B.V
4a Elect B. Becht as Non-Executive Director For Against
4b Elect P. Harf as Non-Executive Director For Against
4c Elect O. Goudet as Non-Executive Director For Against
4d Elect A. Van Damme as Non-Executive For Against Director
4e Elect B. Trott as Non-Executive Director For Against
4f Elect A. Santo Domingo as Non-Executive For Against Director
4g Elect M.M.G. Cup as Executive Director For For
5a Accept Resignation of J. Bennink as a Board For For Member
5b Accept Resignation of N.R. Sorensen-Valdez For For as a Board Member
5c Accept Resignation of M.M.M. Corrales as a For For Board Member (Non-contentious)
Page 142 of 452 Vote Summary Report Reporting Period: 07/01/2013 to 09/30/2013 Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
DE Master Blenders 1753 NV
Proposal Vote Number Proposal Text Mgmt Rec Instruction
5d Accept Resignation of G.J.M. Picaud as a For For Board Member (Non-contentious)
5e Accept Resignation of S.E. Taylor as a Board For For Member (Non-contentious)
6a Approve Conditional Discharge of A. Illy as For For Board Member
6b Approve Conditional Discharge of R. For For Zwartendijk as Board Member
7a Approve Discharge of C.J.A. van Lede as For For Former Board Member
7b Approve Discharge of M.J. Herkemij of For For Former Board Member
8 Approve Conditional Merger Agreement of For Abstain Oak Sub BV and New Oak BV in Case the Acceptance Level of the Public Tender Offer is Less than 95 Percent
9 Other Business (Non-Voting)
10 Close Meeting
Dr. Reddy's Laboratories
Meeting Date: 07/31/2013 Country: India Meeting Type: Annual
Proposal Vote Number Proposal Text Mgmt Rec Instruction
Meeting for ADR Holders
1 Accept Financial Statements and Statutory For For Reports
2 Approve Dividend of INR 15.00 Per Share For For
3 Reelect A.S. Ganguly as Director For For
4 Reelect J.P. Moreau as Director For For
5 Reelect K. Morparia as Director For For
6 Approve BSR & Co. as Auditors and Authorize For For Board to Fix Their Remuneration
7 Approve Redesignation of G.V. Prasad as For For Chairman and CEO
8 Approve Redesignation of S. Reddy as Vice For For Chairman, Managing Director, and COO
Page 143 of 452 Vote Summary Report Reporting Period: 07/01/2013 to 09/30/2013 Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Electronic Arts Inc.
Meeting Date: 07/31/2013 Country: USA Meeting Type: Annual
Proposal Vote Number Proposal Text Mgmt Rec Instruction
1a Elect Director Leonard S. Coleman For For
1b Elect Director Jay C. Hoag For For
1c Elect Director Jeffrey T. Huber For For
1d Elect Director Vivek Paul For For
1e Elect Director Lawrence F. Probst, III For For
1f Elect Director Richard A. Simonson For For
1g Elect Director Luis A. Ubinas For For
1h Elect Director Denise F. Warren For For
2 Amend Omnibus Stock Plan For Against
3 Amend Qualified Employee Stock Purchase For For Plan
4 Advisory Vote to Ratify Named Executive For Against Officers' Compensation
5 Ratify Auditors For For
Hyder Consulting plc
Meeting Date: 07/31/2013 Country: United Kingdom Meeting Type: Annual
Proposal Vote Number Proposal Text Mgmt Rec Instruction
1 Accept Financial Statements and Statutory For For Reports
2 Approve Remuneration Report For For
3 Approve Final Dividend For For
4 Elect Kevin Taylor as Director For For
5 Re-elect Sir Alan Thomas as Director For For
6 Re-elect Ivor Catto as Director For For
Page 144 of 452 Vote Summary Report Reporting Period: 07/01/2013 to 09/30/2013 Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Hyder Consulting plc
Proposal Vote Number Proposal Text Mgmt Rec Instruction
7 Re-elect Russell Down as Director For For
8 Re-elect Jeffrey Hume as Director For For
9 Re-elect Paul Withers as Director For For
10 Reappoint PricewaterhouseCoopers LLP as For For Auditors
11 Authorise Board to Fix Remuneration of For For Auditors
12 Authorise EU Political Donations and For For Expenditure
13 Authorise Issue of Equity with Pre-emptive For For Rights
14 Authorise Issue of Equity without Pre- For For emptive Rights
15 Authorise Market Purchase of Ordinary Shares For For
16 Authorise the Company to Call EGM with For For Two Weeks' Notice
IRB Infrastructure Developers Limited
Meeting Date: 07/31/2013 Country: India Meeting Type: Annual
Proposal Vote Number Proposal Text Mgmt Rec Instruction
1 Accept Financial Statements and Statutory For Reports
2 Reelect G.G. Desai as Director For
3 Reelect S.G. Kelkar as Director For
4 Approve S. R. Batliboi & Co. LLP as Auditors For and Authorize Board to Fix Their Remuneration
5 Elect V.R. Sethi as Director For
6 Approve Remuneration of M. Gupta as For Executive Director
Page 145 of 452 Vote Summary Report Reporting Period: 07/01/2013 to 09/30/2013 Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
McKesson Corporation
Meeting Date: 07/31/2013 Country: USA Meeting Type: Annual
Proposal Vote Number Proposal Text Mgmt Rec Instruction
1a Elect Director Andy D. Bryant For For
1b Elect Director Wayne A. Budd For For
1c Elect Director John H. Hammergren For For
1d Elect Director Alton F. Irby, III For For
1e Elect Director M. Christine Jacobs For For
1f Elect Director Marie L. Knowles For For
1g Elect Director David M. Lawrence For For
1h Elect Director Edward A. Mueller For For
1i Elect Director Jane E. Shaw For For
2 Ratify Auditors For For
3 Advisory Vote to Ratify Named Executive For Against Officers' Compensation
4 Approve Omnibus Stock Plan For Against
5 Amend Qualified Employee Stock Purchase For For Plan
6 Provide Right to Call Special Meeting For For
7 Provide Right to Act by Written Consent Against For
8 Report on Political Contributions Against For
9 Stock Retention/Holding Period Against Against
10 Clawback Policy and Disclosure of Clawback Against For Activity
Natixis
Meeting Date: 07/31/2013 Country: France Meeting Type: Annual
Page 146 of 452 Vote Summary Report Reporting Period: 07/01/2013 to 09/30/2013 Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Natixis
Proposal Vote Number Proposal Text Mgmt Rec Instruction
Ordinary Business
1 Approve Transfer from Carry Forward For For Account to Other Reserves Account
2 Subject to Approval of Item 1, Approve For For Special Dividends of EUR 0.65 per Share
3 Elect Nicolas de Tavernost as Director For Against
4 Authorize Filing of Required For For Documents/Other Formalities
The Link Real Estate Investment Trust
Meeting Date: 07/31/2013 Country: Hong Kong Meeting Type: Annual
Proposal Vote Number Proposal Text Mgmt Rec Instruction
1 Note the Financial Statements and Statutory Reports
2 Note the Appointment of Auditor of The Link REIT and the Fixing of Their Remuneration
3a Elect Ian Keith Griffiths as Director For For
3b Elect Nicholas Robert Sallnow-Smith as For For Director
3c Elect Richard Wong Yue Chim as Director For For
3d Elect Patrick Fung Yuk Bun as Director For For
4a Elect May Siew Boi Tan as Director For For
4b Elect Elaine Carole Young as Director For For
5 Authorize Repurchase of Up to 10 Percent of For For Issued Units
WS Atkins plc
Meeting Date: 07/31/2013 Country: United Kingdom Meeting Type: Annual
Page 147 of 452 Vote Summary Report Reporting Period: 07/01/2013 to 09/30/2013 Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
WS Atkins plc
Proposal Vote Number Proposal Text Mgmt Rec Instruction
1 Accept Financial Statements and Statutory For For Reports
2 Approve Remuneration Report For For
3 Accept Corporate Responsibility Review For For
4 Approve Final Dividend For For
5 Re-elect Fiona Clutterbuck as Director For For
6 Re-elect Allan Cook as Director For For
7 Re-elect Joanne Curin as Director For For
8 Re-elect Heath Drewett as Director For For
9 Re-elect Alun Griffiths as Director For For
10 Re-elect Dr Uwe Krueger as Director For For
11 Re-elect Dr Krishnamurthy (Raj) Rajagopal as For For Director
12 Re-elect Rodney Slater as Director For For
13 Reappoint PricewaterhouseCoopers LLP as For For Auditors
14 Authorise Board to Fix Remuneration of For For Auditors
15 Authorise EU Political Donations and For For Expenditure
16 Authorise Issue of Equity with Pre-emptive For For Rights
17 Authorise Issue of Equity without Pre- For For emptive Rights
18 Authorise the Company to Call EGM with For For Two Weeks' Notice
19 Authorise Market Purchase of Ordinary Shares For For
Pennon Group plc
Meeting Date: 08/01/2013 Country: United Kingdom Meeting Type: Annual
Page 148 of 452 Vote Summary Report Reporting Period: 07/01/2013 to 09/30/2013 Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Pennon Group plc
Proposal Vote Number Proposal Text Mgmt Rec Instruction
1 Accept Financial Statements and Statutory For For Reports
2 Approve Final Dividend For For
3 Approve Remuneration Report For For
4 Re-elect Kenneth Harvey as Director For For
5 Re-elect Martin Angle as Director For For
6 Re-elect Gerard Connell as Director For For
7 Re-elect Colin Drummond as Director For For
8 Re-elect David Dupont as Director For For
9 Re-elect Christopher Loughlin as Director For For
10 Elect Gill Rider as Director For For
11 Reappoint PricewaterhouseCoopers LLP as For For Auditors
12 Authorise Board to Fix Remuneration of For For Auditors
13 Authorise EU Political Donations and For For Expenditure
14 Authorise Issue of Equity with Pre-emptive For For Rights
15 Authorise Issue of Equity without Pre- For For emptive Rights
16 Authorise Market Purchase of Ordinary Shares For For
17 Authorise the Company to Call EGM with For For Two Weeks' Notice
Phoenix IT Group plc
Meeting Date: 08/01/2013 Country: United Kingdom Meeting Type: Annual
Proposal Vote Number Proposal Text Mgmt Rec Instruction
1 Accept Financial Statements and Statutory For For Reports
Page 149 of 452 Vote Summary Report Reporting Period: 07/01/2013 to 09/30/2013 Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Phoenix IT Group plc
Proposal Vote Number Proposal Text Mgmt Rec Instruction
2 Approve Final Dividend For For
3 Appoint PricewaterhouseCoopers LLP as For For Auditors
4 Authorise Board to Fix Remuneration of For For Auditors
5 Re-elect Brian Sellwood as Director For For
6 Re-elect David Warnock as Director For For
7 Elect Jane Aikman as Director For For
8 Approve Remuneration Report For For
9 Authorise Issue of Equity with Pre-emptive For For Rights
10 Authorise Issue of Equity without Pre- For For emptive Rights
11 Authorise Market Purchase of Ordinary Shares For For
12 Authorise the Company to Call EGM with For For Two Weeks' Notice
Suedzucker AG
Meeting Date: 08/01/2013 Country: Germany Meeting Type: Annual
Proposal Vote Number Proposal Text Mgmt Rec Instruction
1 Receive Financial Statements and Statutory Reports for Fiscal 2012 (Non-Voting)
2 Approve Allocation of Income and Dividends For For of EUR 0.90 per Share
3 Approve Discharge of Management Board for For For Fiscal 2012
4 Approve Discharge of Supervisory Board for For For Fiscal 2012
5 Ratify PricewaterhouseCoopers AG as For For Auditors for Fiscal 2013
6 Approve Creation of EUR 12 Million Pool of For For Capital with Partial Exclusion of Preemptive Rights
Page 150 of 452 Vote Summary Report Reporting Period: 07/01/2013 to 09/30/2013 Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
UMW Holdings Bhd
Meeting Date: 08/01/2013 Country: Malaysia Meeting Type: Special
Proposal Vote Number Proposal Text Mgmt Rec Instruction
1 Approve Listing of UMW Oil & Gas Corp. For For Bhd., a Wholly-Owned Subsidiary of the Company, on the Main Market of Bursa Malaysia Securities Bhd.
2 Approve Issuance of Offer Shares to Asmat For For bin Kamaludin, Group Chairman and Non- Independent Non-Executive Director
3 Approve Issuance of Offer Shares to Hisham For For bin Syed Wazir, President & CEO and Executive Director
4 Approve Issuance of Offer Shares to Leong For For Chik Weng, Independent Non-Executive Director
5 Approve Issuance of Offer Shares to Norzrul For For Thani bin N.Hassan Thani, Non-Independent Non-Executive Director
6 Approve Issuance of Offer Shares to Siow For For Kim Lun @ Siow Kim Lin, Independent Non- Executive Director
7 Approve Issuance of Offer Shares to Nizam For For bin Zainordin, Non-Independent Non- Executive Director
8 Approve Issuance of Offer Shares to Khalid For For bin Sufat, Independent Non-Executive Director
Proposal Vote Number Proposal Text Mgmt Rec Instruction
1 Approve Listing of UMW Oil & Gas Corp. For Bhd., a Wholly-Owned Subsidiary of the Company, on the Main Market of Bursa Malaysia Securities Bhd.
2 Approve Issuance of Offer Shares to Asmat For bin Kamaludin, Group Chairman and Non- Independent Non-Executive Director
3 Approve Issuance of Offer Shares to Hisham For bin Syed Wazir, President & CEO and Executive Director
Page 151 of 452 Vote Summary Report Reporting Period: 07/01/2013 to 09/30/2013 Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
UMW Holdings Bhd
Proposal Vote Number Proposal Text Mgmt Rec Instruction
4 Approve Issuance of Offer Shares to Leong For Chik Weng, Independent Non-Executive Director
5 Approve Issuance of Offer Shares to Norzrul For Thani bin N.Hassan Thani, Non-Independent Non-Executive Director
6 Approve Issuance of Offer Shares to Siow For Kim Lun @ Siow Kim Lin, Independent Non- Executive Director
7 Approve Issuance of Offer Shares to Nizam For bin Zainordin, Non-Independent Non- Executive Director
8 Approve Issuance of Offer Shares to Khalid For bin Sufat, Independent Non-Executive Director
Vedanta Resources plc
Meeting Date: 08/01/2013 Country: United Kingdom Meeting Type: Annual
Proposal Vote Number Proposal Text Mgmt Rec Instruction
1 Accept Financial Statements and Statutory For For Reports
2 Approve Remuneration Report For Abstain
3 Approve Final Dividend For For
4 Elect Deepak Parekh as Director For For
5 Re-elect Anil Agarwal as Director For For
6 Re-elect Navin Agarwal as Director For For
7 Re-elect Euan Macdonald as Director For For
8 Re-elect Aman Mehta as Director For For
9 Re-elect Mahendra Mehta as Director For For
10 Re-elect Geoffrey Green as Director For For
11 Reappoint Deloitte LLP as Auditors For For
12 Authorise Board to Fix Remuneration of For For Auditors
13 Authorise Issue of Equity with Pre-emptive For For Rights
Page 152 of 452 Vote Summary Report Reporting Period: 07/01/2013 to 09/30/2013 Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Vedanta Resources plc
Proposal Vote Number Proposal Text Mgmt Rec Instruction
14 Authorise Issue of Equity without Pre- For For emptive Rights
15 Authorise Market Purchase of Ordinary Shares For For
16 Authorise the Company to Call EGM with For For Two Weeks' Notice
Kazakhmys plc
Meeting Date: 08/02/2013 Country: United Kingdom Meeting Type: Special
Proposal Vote Number Proposal Text Mgmt Rec Instruction
1 Approve Disposal of 26 Per Cent Holding in For Abstain Eurasian Natural Resources Corporation plc and Any Other Connected Matters
2 Approve Repurchase by the Company of For Abstain Kazakhmys Shares in Accordance with the Share Repurchase Agreement
3 Approve Waiver on Tender-Bid Requirement For Abstain
Localiza Rent A Car S.A
Meeting Date: 08/02/2013 Country: Brazil Meeting Type: Special
Proposal Vote Number Proposal Text Mgmt Rec Instruction
1 Appoint Independent Firm to Appraise For Do Not Proposed Transaction Vote
2 Approve Independent Firm's Appraisal For Do Not Vote
3 Approve Acquisition Agreement between the For Do Not Company and Localiza JF Aluguel de Carros Vote Ltda.
4 Authorize Board to Ratify and Execute For Do Not Approved Resolutions Vote
Page 153 of 452 Vote Summary Report Reporting Period: 07/01/2013 to 09/30/2013 Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
The Monks Investment Trust plc
Meeting Date: 08/02/2013 Country: United Kingdom Meeting Type: Annual
Proposal Vote Number Proposal Text Mgmt Rec Instruction
1 Accept Financial Statements and Statutory For For Reports
2 Approve Remuneration Report For For
3 Approve Final Dividend For For
4 Re-elect James Ferguson as Director For Abstain
5 Re-elect Carol Ferguson as Director For For
6 Re-elect Edward Harley as Director For For
7 Re-elect Douglas McDougall as Director For For
8 Elect Karl Sternberg as Director For For
9 Reappoint PricewaterhouseCoopers LLP as For For Auditors
10 Authorise Board to Fix Remuneration of For For Auditors
11 Authorise Market Purchase of Ordinary Shares For For
Infosys Ltd.
Meeting Date: 08/03/2013 Country: India Meeting Type: Special
Proposal Vote Number Proposal Text Mgmt Rec Instruction
Meeting for ADR Holders
1 Approve Appointment and Remuneration of For For N.R.N. Murthy as Executive Director
Airgas, Inc.
Meeting Date: 08/06/2013 Country: USA Meeting Type: Annual
Page 154 of 452 Vote Summary Report Reporting Period: 07/01/2013 to 09/30/2013 Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Airgas, Inc.
Proposal Vote Number Proposal Text Mgmt Rec Instruction
1.1 Elect Director John P. Clancey For For
1.2 Elect Director Richard C. Ill For For
1.3 Elect Director Ted B. Miller, Jr. For For
2 Amend Executive Incentive Bonus Plan For Against
3 Ratify Auditors For For
4 Advisory Vote to Ratify Named Executive For Against Officers' Compensation
5 Declassify the Board of Directors Against For
China CITIC Bank Corporation Ltd.
Meeting Date: 08/06/2013 Country: Hong Kong Meeting Type: Special
Proposal Vote Number Proposal Text Mgmt Rec Instruction
1 Elect Ou-Yang Qian as Shareholder For For Representative Supervisor
Saputo Inc.
Meeting Date: 08/06/2013 Country: Canada Meeting Type: Annual
Proposal Vote Number Proposal Text Mgmt Rec Instruction
1.1 Elect Director Emanuele (Lino) Saputo For For
1.2 Elect Director Lino A. Saputo Jr. For For
1.3 Elect Director Lucien Bouchard For For
1.4 Elect Director Pierre Bourgie For For
1.5 Elect Director Henry E. Demone For For
Page 155 of 452 Vote Summary Report Reporting Period: 07/01/2013 to 09/30/2013 Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Saputo Inc.
Proposal Vote Number Proposal Text Mgmt Rec Instruction
1.6 Elect Director Anthony M. Fata For For
1.7 Elect Director Annalisa King For For
1.8 Elect Director Tony Meti For For
1.9 Elect Director Caterina Monticciolo For For
1.10 Elect Director Patricia Saputo For For
1.11 Elect Director Annette Verschuren For For
2 Approve Deloitte LLP as Auditors and For For Authorize Board to Fix Their Remuneration
Atlantia SPA
Meeting Date: 08/08/2013 Country: Italy Meeting Type: Special
Proposal Vote Number Proposal Text Mgmt Rec Instruction
Extraordinary Business
1 Approve Amendment to Merger Agreement For Against with Gemina SpA
Item 2 Will Be Voted Only in Case Item 1 Is Rejected
2 Revoke Merger Agreement with Gemina SpA For For
BlueCrest AllBlue Fund Limited
Meeting Date: 08/08/2013 Country: Guernsey Meeting Type: Annual
Proposal Vote Number Proposal Text Mgmt Rec Instruction
Ordinary Resolutions
1 Accept Financial Statements and Statutory For For Reports (Voting)
2 Reappoint Ernst & Young LLP as Auditors and For For Authorise Board to Fix Their Remuneration
Page 156 of 452 Vote Summary Report Reporting Period: 07/01/2013 to 09/30/2013 Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
BlueCrest AllBlue Fund Limited
Proposal Vote Number Proposal Text Mgmt Rec Instruction
3 Reelect Richard Crowder as Director For For
4 Reelect Paul Meader as Director For For
5 Reelect Jonathan Hooley as Director For For
6 Reelect John Le Prevost as Director For For
7 Reelect Andrew Dodd as Director For For
8 Approve Share Repurchase Program For For
Special Resolution
9 Approve Issuance of Equity or Equity-Linked For Against Securities without Preemptive Rights
CAE Inc.
Meeting Date: 08/08/2013 Country: Canada Meeting Type: Annual
Proposal Vote Number Proposal Text Mgmt Rec Instruction
1.1 Elect Director Marc Parent For For
1.2 Elect Director Brian E. Barents For For
1.3 Elect Director Michael M. Fortier For For
1.4 Elect Director Paul Gagne For For
1.5 Elect Director James F. Hankinson For For
1.6 Elect Director John P. Manley For For
1.7 Elect Director Peter J. Schoomaker For For
1.8 Elect Director Andrew J. Stevens For For
1.9 Elect Director Katharine B. Stevenson For For
1.10 Elect Director Kathleen E. Walsh For For
2 Approve PricewaterhouseCoopers LLP as For For Auditors and Authorize Board to Fix Their Remuneration
3 Advisory Vote on Executive Compensation For Against Approach
4 Approve Advance Notice Policy For Against
Page 157 of 452 Vote Summary Report Reporting Period: 07/01/2013 to 09/30/2013 Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Dignity plc
Meeting Date: 08/08/2013 Country: United Kingdom Meeting Type: Special
Proposal Vote Number Proposal Text Mgmt Rec Instruction
1 Adopt New Articles of Association; Approve For Abstain Purchase by the Company of the Deferred Shares
2 Approve the Return of Cash For Abstain
3 Approve Share Consolidation For Abstain
4 Approve the Put Option Agreement For Abstain
5 Adopt New Articles of Association For Abstain
Huabao International Holdings Limited
Meeting Date: 08/08/2013 Country: Hong Kong Meeting Type: Annual
Proposal Vote Number Proposal Text Mgmt Rec Instruction
1 Accept Financial Statements and Statutory For For Reports
2a Declare Final Dividend For For
2b Declare Special Dividend For For
3a Elect Chu Lam Yiu as Director For For
3b Elect Lee Luk Shiu as Director For For
3c Elect Xiong Qing as Director For For
3d Elect Ding Ningning as Director For For
3e Elect Wu Chi Keung as Director For For
3f Authorize the Board to Fix Remuneration of For For Directors
4 Reappoint PricewaterhouseCoopers as For For Auditors and Authorize Board to Fix Their Remuneration
5a Approve Issuance of Equity or Equity-Linked For Against Securities without Preemptive Rights
Page 158 of 452 Vote Summary Report Reporting Period: 07/01/2013 to 09/30/2013 Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Huabao International Holdings Limited
Proposal Vote Number Proposal Text Mgmt Rec Instruction
5b Authorize Repurchase of Up to 10 Percent of For For Issued Share Capital
5c Authorize Reissuance of Repurchased Shares For For
6a Amend Bye-Laws of the Company For For
6b Adopt New Set of Bye-Laws of the Company For For
Investec Ltd
Meeting Date: 08/08/2013 Country: South Africa Meeting Type: Annual
Proposal Vote Number Proposal Text Mgmt Rec Instruction
Common Business: Investec plc and Investec Ltd
1 Re-elect George Alford as Director For For
2 Re-elect Glynn Burger as Director For For
3 Re-elect Cheryl Carolus as Director For For
4 Re-elect Peregrine Crosthwaite as Director For For
5 Re-elect Olivia Dickson as Director For For
6 Re-elect Hendrik du Toit as Director For For
7 Re-elect Bradley Fried as Director For For
8 Re-elect Haruko Fukuda as Director For For
9 Re-elect Bernard Kantor as Director For For
10 Re-elect Ian Kantor as Director For For
11 Re-elect Stephen Koseff as Director For For
12 Re-elect Peter Malungani as Director For For
13 Re-elect Sir David Prosser as Director For For
14 Re-elect Peter Thomas as Director For For
15 Re-elect Fani Titi as Director For For
16 Elect David Friedland as Director For For
17 Approve the DLC Remuneration Report For For
18 Present the DLC Audit Committee Report
Page 159 of 452 Vote Summary Report Reporting Period: 07/01/2013 to 09/30/2013 Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Investec Ltd
Proposal Vote Number Proposal Text Mgmt Rec Instruction
19 Present the DLC Social and Ethics Committee Report
20 Authorise Board to Ratify and Execute For For Approved Resolutions
Ordinary Business: Investec Ltd
21 Present Financial Statements and Statutory Reports for the Year Ended 31 March 2013
22 Sanction the Interim Dividend on the For For Ordinary Shares
23 Sanction the Interim Dividend on the For For Dividend Access (South African Resident) Redeemable Preference Share
24 Approve Final Dividend on the Ordinary For For Shares and the Dividend Access (South African Resident) Redeemable Preference Share
25 Reappoint Ernst & Young Inc as Joint For For Auditors of the Company
26 Reappoint KPMG Inc as Joint Auditors of the For For Company
Special Business: Investec Ltd Ordinary Resolutions
27 Place Five Percent of the Unissued Ordinary For For Shares Under Control of Directors
28 Place Unissued Variable Rate, Cumulative, For For Redeemable Preference Shares Under Control of Directors
29 Place Unissued Non-Redeemable, Non- For For Cumulative, Non-Participating Preference Shares Under Control of Directors
30 Place Unissued Special Convertible For For Redeemable Preference Shares Under Control of Directors
31 Authorise Board to Issue Ordinary Shares for For For Cash in Respect of Five Percent of the Unissued Ordinary Shares
Special Resolutions: Investec Ltd
32 Authorise Repurchase of Up to 20 Percent of For Against Issued Ordinary Shares
33 Approve Financial Assistance to Subsidiaries For For and Directors
34 Approve Directors' Fees for the Period from 1 For For April 2013 to 31 March 2014
35 Amend Memorandum of Incorporation For For
Page 160 of 452 Vote Summary Report Reporting Period: 07/01/2013 to 09/30/2013 Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Investec Ltd
Proposal Vote Number Proposal Text Mgmt Rec Instruction
36 Amend Memorandum of Incorporation For For
37 Amend Memorandum of Incorporation For For
38 Approve Increase in Authorised Share Capital For For
39 Amend Memorandum of Incorporation For For
40 Amend Memorandum of Incorporation
Ordinary Resolution: Investec Ltd
41 Authorise Directors to Allot and Issue the For For New Non-Redeemable, Non-Cumulative, Non- Participating Preference Shares
Ordinary Business: Investec plc
42 Accept Financial Statements and Statutory For For Reports
43 Sanction the Interim Dividend on the For For Ordinary Shares
44 Approve Final Dividend For For
45 Reappoint Ernst & Young LLP as Auditors and For For Authorise Their Remuneration
Special Business: Investec plc
46 Authorise Issue of Equity with Pre-emptive For For Rights
47 Authorise Issue of Equity without Pre- For For emptive Rights
48 Authorise Market Purchase of Ordinary Shares For For
49 Authorise Market Purchase of Preference For For Shares
50 Adopt New Articles of Association For For
51 Authorise EU Political Donations and For Against Expenditure
Investec Ltd
Meeting Date: 08/08/2013 Country: South Africa Meeting Type: Special
Proposal Vote Number Proposal Text Mgmt Rec Instruction
Ordinary Business: Investec plc
Page 161 of 452 Vote Summary Report Reporting Period: 07/01/2013 to 09/30/2013 Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Investec Ltd
Proposal Vote Number Proposal Text Mgmt Rec Instruction
1 Approve Executive Incentive Plan For For
Investec plc
Meeting Date: 08/08/2013 Country: United Kingdom Meeting Type: Annual
Proposal Vote Number Proposal Text Mgmt Rec Instruction
Common Business: Investec plc and Investec Ltd
1 Re-elect George Alford as Director For Abstain
2 Re-elect Glynn Burger as Director For For
3 Re-elect Cheryl Carolus as Director For For
4 Re-elect Peregrine Crosthwaite as Director For For
5 Re-elect Olivia Dickson as Director For For
6 Re-elect Hendrik du Toit as Director For For
7 Re-elect Bradley Fried as Director For Abstain
8 Re-elect Haruko Fukuda as Director For For
9 Re-elect Bernard Kantor as Director For For
10 Re-elect Ian Kantor as Director For For
11 Re-elect Stephen Koseff as Director For For
12 Re-elect Peter Malungani as Director For For
13 Re-elect Sir David Prosser as Director For For
14 Re-elect Peter Thomas as Director For Abstain
15 Re-elect Fani Titi as Director For Against
16 Elect David Friedland as Director For Abstain
17 Approve the DLC Remuneration Report For For
18 Present the DLC Audit Committee Report
19 Present the DLC Social and Ethics Committee Report
20 Authorise Board to Ratify and Execute For For Approved Resolutions
Page 162 of 452 Vote Summary Report Reporting Period: 07/01/2013 to 09/30/2013 Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Investec plc
Proposal Vote Number Proposal Text Mgmt Rec Instruction
Ordinary Business: Investec Ltd
21 Present Financial Statements and Statutory Reports for the Year Ended 31 March 2013
22 Sanction the Interim Dividend on the For For Ordinary Shares
23 Sanction the Interim Dividend on the For For Dividend Access (South African Resident) Redeemable Preference Share
24 Approve Final Dividend on the Ordinary For For Shares and the Dividend Access (South African Resident) Redeemable Preference Share
25 Reappoint Ernst & Young Inc as Joint For For Auditors of the Company
26 Reappoint KPMG Inc as Joint Auditors of the For For Company
Special Business: Investec Ltd Ordinary Resolutions
27 Place Five Percent of the Unissued Ordinary For For Shares Under Control of Directors
28 Place Unissued Variable Rate, Cumulative, For For Redeemable Preference Shares Under Control of Directors
29 Place Unissued Non-Redeemable, Non- For For Cumulative, Non-Participating Preference Shares Under Control of Directors
30 Place Unissued Special Convertible For For Redeemable Preference Shares Under Control of Directors
31 Authorise Board to Issue Ordinary Shares for For For Cash in Respect of Five Percent of the Unissued Ordinary Shares
Special Resolutions: Investec Ltd
32 Authorise Repurchase of Up to 20 Percent of For For Issued Ordinary Shares
33 Approve Financial Assistance to Subsidiaries For For and Directors
34 Approve Directors' Fees for the Period from 1 For For April 2013 to 31 March 2014
35 Amend Memorandum of Incorporation For For
36 Amend Memorandum of Incorporation For For
37 Amend Memorandum of Incorporation For For
38 Approve Increase in Authorised Share Capital For For
Page 163 of 452 Vote Summary Report Reporting Period: 07/01/2013 to 09/30/2013 Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Investec plc
Proposal Vote Number Proposal Text Mgmt Rec Instruction
39 Amend Memorandum of Incorporation For For
40 Amend Memorandum of Incorporation
Ordinary Resolution: Investec Ltd
41 Authorise Directors to Allot and Issue the For For New Non-Redeemable, Non-Cumulative, Non- Participating Preference Shares
Ordinary Business: Investec plc
42 Accept Financial Statements and Statutory For For Reports
43 Sanction the Interim Dividend on the For For Ordinary Shares
44 Approve Final Dividend For For
45 Reappoint Ernst & Young LLP as Auditors and For For Authorise Their Remuneration
Special Business: Investec plc
46 Authorise Issue of Equity with Pre-emptive For For Rights
47 Authorise Issue of Equity without Pre- For For emptive Rights
48 Authorise Market Purchase of Ordinary Shares For For
49 Authorise Market Purchase of Preference For For Shares
50 Adopt New Articles of Association For For
51 Authorise EU Political Donations and For For Expenditure
Investec plc
Meeting Date: 08/08/2013 Country: United Kingdom Meeting Type: Special
Proposal Vote Number Proposal Text Mgmt Rec Instruction
1 Approve Executive Incentive Plan For For
Page 164 of 452 Vote Summary Report Reporting Period: 07/01/2013 to 09/30/2013 Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Ralph Lauren Corporation
Meeting Date: 08/08/2013 Country: USA Meeting Type: Annual
Proposal Vote Number Proposal Text Mgmt Rec Instruction
1.1 Elect Director Frank A. Bennack, Jr. For For
1.2 Elect Director Joel L. Fleishman For For
1.3 Elect Director Hubert Joly For For
1.4 Elect Director Steven P. Murphy For For
2 Ratify Auditors For For
3 Advisory Vote to Ratify Named Executive For Against Officers' Compensation
4 Amend Omnibus Stock Plan For Against
Proposal Vote Number Proposal Text Mgmt Rec Instruction
1.1 Elect Director Frank A. Bennack, Jr. For
1.2 Elect Director Joel L. Fleishman For
1.3 Elect Director Hubert Joly For
1.4 Elect Director Steven P. Murphy For
2 Ratify Auditors For
3 Advisory Vote to Ratify Named Executive For Officers' Compensation
4 Amend Omnibus Stock Plan For
Red Hat, Inc.
Meeting Date: 08/08/2013 Country: USA Meeting Type: Annual
Proposal Vote Number Proposal Text Mgmt Rec Instruction
1.1 Elect Director W. Steve Albrecht For For
Page 165 of 452 Vote Summary Report Reporting Period: 07/01/2013 to 09/30/2013 Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Red Hat, Inc.
Proposal Vote Number Proposal Text Mgmt Rec Instruction
1.2 Elect Director Jeffrey J. Clarke For For
1.3 Elect Director H. Hugh Shelton For For
2 Ratify Auditors For For
3 Advisory Vote to Ratify Named Executive For Against Officers' Compensation
4 Declassify the Board of Directors For For
5 Declassify the Board of Directors For For
Tsuruha Holdings Inc.
Meeting Date: 08/08/2013 Country: Japan Meeting Type: Annual
Proposal Vote Number Proposal Text Mgmt Rec Instruction
1.1 Elect Director Tsuruha, Tatsuru For For
1.2 Elect Director Horikawa, Masashi For For
1.3 Elect Director Goto, Teruaki For For
1.4 Elect Director Ogawa, Hisaya For For
1.5 Elect Director Ofune, Masahiro For For
1.6 Elect Director Aoki, Keisei For Against
1.7 Elect Director Tsuruha, Hiroko For For
1.8 Elect Director Okada, Motoya For Against
2 Appoint Statutory Auditor Doi, Katsuhisa For For iShares plc - FTSE 100
Meeting Date: 08/09/2013 Country: Ireland Meeting Type: Annual
Proposal Vote Number Proposal Text Mgmt Rec Instruction
Ordinary Resolutions
Page 166 of 452 Vote Summary Report Reporting Period: 07/01/2013 to 09/30/2013 Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd. iShares plc - FTSE 100
Proposal Vote Number Proposal Text Mgmt Rec Instruction
1 Accept Financial Statements and Statutory For For Reports
2 Reappoint PricewaterhouseCoopers as For For Auditors
3 Authorise Board to Fix Remuneration of For For Auditors
4 Elect Paul McNaughton as Director For For
5 Elect Paul McGowan as Director For For
6 Elect Karen Prooth as Director For For
7 Elect Cora O'Donohoe as Director For For
Special Resolutions
8 Amend Memorandum of Association For For
9 Adopt Revised Articles of Association For For iShares PLC - iShares EURO STOXX Total Market Value Large
Meeting Date: 08/09/2013 Country: Ireland Meeting Type: Annual
Proposal Vote Number Proposal Text Mgmt Rec Instruction
Ordinary Resolutions
1 Accept Financial Statements and Statutory For For Reports
2 Reappoint PricewaterhouseCoopers as For For Auditors
3 Authorise Board to Fix Remuneration of For For Auditors
4 Elect Paul McNaughton as Director For For
5 Elect Paul McGowan as Director For For
6 Elect Karen Prooth as Director For For
7 Elect Cora O'Donohoe as Director For For
Special Resolutions
8 Amend Memorandum of Association For For
9 Adopt Revised Articles of Association For For
Page 167 of 452 Vote Summary Report Reporting Period: 07/01/2013 to 09/30/2013 Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd. iShares plc - Ishares FTSE 250
Meeting Date: 08/09/2013 Country: Ireland Meeting Type: Annual
Proposal Vote Number Proposal Text Mgmt Rec Instruction
Ordinary Resolutions
1 Accept Financial Statements and Statutory For For Reports
2 Reappoint PricewaterhouseCoopers as For For Auditors
3 Authorise Board to Fix Remuneration of For For Auditors
4 Elect Paul McNaughton as Director For For
5 Elect Paul McGowan as Director For For
6 Elect Karen Prooth as Director For For
7 Elect Cora O'Donohoe as Director For For
Special Resolutions
8 Amend Memorandum of Association For For
9 Adopt Revised Articles of Association For For iShares plc - iShares Markit iBoxx Sterling Corporate Bond
Meeting Date: 08/09/2013 Country: Ireland Meeting Type: Annual
Proposal Vote Number Proposal Text Mgmt Rec Instruction
Ordinary Resolutions
1 Accept Financial Statements and Statutory For For Reports
2 Reappoint PricewaterhouseCoopers as For For Auditors
3 Authorise Board to Fix Remuneration of For For Auditors
4 Elect Paul McNaughton as Director For For
5 Elect Paul McGowan as Director For For
Page 168 of 452 Vote Summary Report Reporting Period: 07/01/2013 to 09/30/2013 Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd. iShares plc - iShares Markit iBoxx Sterling Corporate Bond
Proposal Vote Number Proposal Text Mgmt Rec Instruction
6 Elect Karen Prooth as Director For For
7 Elect Cora O'Donohoe as Director For For
Special Resolutions
8 Amend Memorandum of Association For For
9 Adopt Revised Articles of Association For For
ISHARES PLC - iShares MSCI Europe ex-UK
Meeting Date: 08/09/2013 Country: Ireland Meeting Type: Annual
Proposal Vote Number Proposal Text Mgmt Rec Instruction
Ordinary Resolutions
1 Accept Financial Statements and Statutory For For Reports
2 Reappoint PricewaterhouseCoopers as For For Auditors
3 Authorise Board to Fix Remuneration of For For Auditors
4 Elect Paul McNaughton as Director For For
5 Elect Paul McGowan as Director For For
6 Elect Karen Prooth as Director For For
7 Elect Cora O'Donohoe as Director For For
Special Resolutions
8 Amend Memorandum of Association For For
9 Adopt Revised Articles of Association For For
Texwinca Holdings Limited
Meeting Date: 08/09/2013 Country: Hong Kong Meeting Type: Annual
Page 169 of 452 Vote Summary Report Reporting Period: 07/01/2013 to 09/30/2013 Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Texwinca Holdings Limited
Proposal Vote Number Proposal Text Mgmt Rec Instruction
1 Accept Financial Statements and Statutory For For Reports
2 Declare Final Dividend For For
3a1 Elect Poon Bun Chak as Director For For
3a2 Elect Poon Kei Chak as Director For For
3a3 Elect Ting Kit Chung as Director For For
3a4 Elect Poon Ho Wa as Director For For
3a5 Elect Au Son Yiu as Director For For
3a6 Elect Cheng Shu Wing as Director For For
3a7 Elect Law Brian Chung Nin as Director For For
3b Authorize Board to Fix Directors' For For Remuneration
4 Appoint Auditors and Authorize Board to Fix For For Their Remuneration
5 Authorize Repurchase of Up to 10 Percent of For For Issued Share Capital
6 Approve Issuance of Equity or Equity-Linked For Against Securities without Preemptive Rights
7 Authorize Reissuance of Repurchased Shares For For
United Drug plc
Meeting Date: 08/09/2013 Country: Ireland Meeting Type: Special
Proposal Vote Number Proposal Text Mgmt Rec Instruction
1 Approve Change of Company Name to UDG For For Healthcare plc
EMS Chemie Holding AG
Meeting Date: 08/10/2013 Country: Switzerland Meeting Type: Annual
Page 170 of 452 Vote Summary Report Reporting Period: 07/01/2013 to 09/30/2013 Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
EMS Chemie Holding AG
Proposal Vote Number Proposal Text Mgmt Rec Instruction
1 Open Meeting (Non-Voting)
2 Acknowledge Proper Convening of Meeting
3.1 Accept Financial Statements and Statutory For For Reports
3.2.1 Approve Remuneration of Board of Directors For For
3.2.2 Approve Remuneration of Executive For For Management
4 Approve Allocation of Income and Ordinary For For Dividends of CHF 7.00 per Share and CHF 2.50 per Share
5 Approve Discharge of Board and Senior For For Management
6.1.1 Reelect Ulf Berg as Director For For
6.1.2 Reelect Magdalena Martullo as Director For For
6.1.3 Elect Urs Fankhauser as Director For For
6.1.4 Elect Joachim Streu as Director For For
6.2 Ratify KPMG AG as Auditors For Against
James Hardie Industries plc
Meeting Date: 08/12/2013 Country: Ireland Meeting Type: Annual
Proposal Vote Number Proposal Text Mgmt Rec Instruction
1 Approve the Financial Statements and For For Reports of the Directors and Auditor
2 Approve the Remuneration Report For Against
3a Elect David Harrison as a Director For For
3b Elect Donald McGauchie as a Director For For
4 Authorize the Board to Fix Remuneration of For For Auditors
5 Approve the Grant of Return on Capital For For Employed Restricted Stock Units to Louis Gries, Chief Executive Officer of the Company
Page 171 of 452 Vote Summary Report Reporting Period: 07/01/2013 to 09/30/2013 Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
James Hardie Industries plc
Proposal Vote Number Proposal Text Mgmt Rec Instruction
6 Approve the Grant of Relative Total For For Shareholder Return Restricted Stock Units to Louis Gries, Chief Executive Officer of the Company
Mpx Energia S.A
Meeting Date: 08/12/2013 Country: Brazil Meeting Type: Special
Proposal Vote Number Proposal Text Mgmt Rec Instruction
1 Elect Director For Do Not Vote
2 Amend Articles For Do Not Vote
Proposal Vote Number Proposal Text Mgmt Rec Instruction
1 Elect Director For
2 Amend Articles For
Computer Sciences Corporation
Meeting Date: 08/13/2013 Country: USA Meeting Type: Annual
Proposal Vote Number Proposal Text Mgmt Rec Instruction
1a Elect Director David J. Barram For For
1b Elect Director Erik Brynjolfsson For For
1c Elect Director Rodney F. Chase For For
1d Elect Director Judith R. Haberkorn For For
1e Elect Director Nancy Killefer For For
Page 172 of 452 Vote Summary Report Reporting Period: 07/01/2013 to 09/30/2013 Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Computer Sciences Corporation
Proposal Vote Number Proposal Text Mgmt Rec Instruction
1f Elect Director J. Michael Lawrie For For
1g Elect Director Brian Patrick MacDonald For For
1h Elect Director Chong Sup Park For For
1i Elect Director Lawrence A. Zimmerman For For
2 Advisory Vote to Ratify Named Executive For Against Officers' Compensation
3 Amend Non-Employee Director Restricted For For Stock Plan
4 Amend Omnibus Stock Plan For Against
5 Ratify Auditors For For
Precision Castparts Corp.
Meeting Date: 08/13/2013 Country: USA Meeting Type: Annual
Proposal Vote Number Proposal Text Mgmt Rec Instruction
1.1 Elect Director Mark Donegan For For
1.2 Elect Director Daniel J. Murphy For For
1.3 Elect Director Vernon E. Oechsle For For
1.4 Elect Director Ulrich Schmidt For For
1.5 Elect Director Richard L. Wambold For For
2 Ratify Auditors For For
3 Advisory Vote to Ratify Named Executive For Against Officers' Compensation
4 Amend Omnibus Stock Plan For For
5 Adopt Majority Voting for Uncontested For For Election of Directors
BS Financial Group Inc.
Meeting Date: 08/14/2013 Country: South Korea Meeting Type: Special
Page 173 of 452 Vote Summary Report Reporting Period: 07/01/2013 to 09/30/2013 Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
BS Financial Group Inc.
Proposal Vote Number Proposal Text Mgmt Rec Instruction
1 Elect Sung Se-Hwan as CEO For For
Proposal Vote Number Proposal Text Mgmt Rec Instruction
1 Elect Sung Se-Hwan as CEO For
Korea Aerospace Industries Co.,Ltd.
Meeting Date: 08/14/2013 Country: South Korea Meeting Type: Special
Proposal Vote Number Proposal Text Mgmt Rec Instruction
1.1 Elect Koo Young-Bo as Outside Director For For
1.2 Elect Kwon Oh-Hyung as Outside Director For For
1.3 Elect Yang Don-Seon as Outside Director For For
1.4 Elect Lee Hyun-Cheol as Outside Director For For
The J. M. Smucker Company
Meeting Date: 08/14/2013 Country: USA Meeting Type: Annual
Proposal Vote Number Proposal Text Mgmt Rec Instruction
1a Elect Director Kathryn W. Dindo For For
1b Elect Director Robert B. Heisler, Jr. For For
1c Elect Director Richard K. Smucker For For
1d Elect Director Paul Smucker Wagstaff For For
2 Ratify Auditors For For
Page 174 of 452 Vote Summary Report Reporting Period: 07/01/2013 to 09/30/2013 Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
The J. M. Smucker Company
Proposal Vote Number Proposal Text Mgmt Rec Instruction
3 Advisory Vote to Ratify Named Executive For Against Officers' Compensation
4 Increase Authorized Common Stock For For
5 Declassify the Board of Directors For For
Xilinx, Inc.
Meeting Date: 08/14/2013 Country: USA Meeting Type: Annual
Proposal Vote Number Proposal Text Mgmt Rec Instruction
1.1 Elect Director Philip T. Gianos For For
1.2 Elect Director Moshe N. Gavrielov For For
1.3 Elect Director John L. Doyle For For
1.4 Elect Director William G. Howard, Jr. For For
1.5 Elect Director J. Michael Patterson For For
1.6 Elect Director Albert A. Pimentel For For
1.7 Elect Director Marshall C. Turner For For
1.8 Elect Director Elizabeth W. Vanderslice For For
2 Amend Qualified Employee Stock Purchase For For Plan
3 Amend Omnibus Stock Plan For Against
4 Amend Omnibus Stock Plan For Against
5 Advisory Vote to Ratify Named Executive For Against Officers' Compensation
6 Ratify Auditors For For
Forest Laboratories, Inc.
Meeting Date: 08/15/2013 Country: USA Meeting Type: Annual
Page 175 of 452 Vote Summary Report Reporting Period: 07/01/2013 to 09/30/2013 Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Forest Laboratories, Inc.
Proposal Vote Number Proposal Text Mgmt Rec Instruction
1a Elect Director Howard Solomon For For
1b Elect Director Nesli Basgoz For For
1c Elect Director Christopher J. Coughlin For For
1d Elect Director Kenneth E. Goodman For For
1e Elect Director Vincent J. Intrieri For For
1f Elect Director Pierre Legault For For
1g Elect Director Gerald M. Lieberman For For
1h Elect Director Lawrence S. Olanoff For For
1i Elect Director Lester B. Salans For For
1j Elect Director Brenton L. Saunders For For
1k Elect Director Peter J. Zimetbaum For For
2 Advisory Vote to Ratify Named Executive For Against Officers' Compensation
3 Amend Omnibus Stock Plan For Against
4 Ratify Auditors For For
HSBC ETFS PLC - HSBC MSCI EM Far East ETF
Meeting Date: 08/15/2013 Country: Ireland Meeting Type: Special
Proposal Vote Number Proposal Text Mgmt Rec Instruction
1 Adopt New Articles of Association For For
HSBC ETFS PLC - FTSE 100
Meeting Date: 08/15/2013 Country: Ireland Meeting Type: Special
Page 176 of 452 Vote Summary Report Reporting Period: 07/01/2013 to 09/30/2013 Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
HSBC ETFS PLC - FTSE 100
Proposal Vote Number Proposal Text Mgmt Rec Instruction
1 Adopt New Articles of Association For Do Not Vote
Proposal Vote Number Proposal Text Mgmt Rec Instruction
1 Adopt New Articles of Association For Do Not Vote
HSBC ETFS PLC - FTSE 250
Meeting Date: 08/15/2013 Country: Ireland Meeting Type: Special
Proposal Vote Number Proposal Text Mgmt Rec Instruction
1 Adopt New Articles of Association For Do Not Vote
HSBC ETFs PLC - MSCI Brazil ETF
Meeting Date: 08/15/2013 Country: Ireland Meeting Type: Special
Proposal Vote Number Proposal Text Mgmt Rec Instruction
1 Adopt New Articles of Association For For
HSBC ETFS PLC - MSCI EMERGING MARKETS ETF
Meeting Date: 08/15/2013 Country: Ireland Meeting Type: Special
Page 177 of 452 Vote Summary Report Reporting Period: 07/01/2013 to 09/30/2013 Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
HSBC ETFS PLC - MSCI EMERGING MARKETS ETF
Proposal Vote Number Proposal Text Mgmt Rec Instruction
1 Adopt New Articles of Association For Do Not Vote
Proposal Vote Number Proposal Text Mgmt Rec Instruction
1 Adopt New Articles of Association For Do Not Vote
HSBC ETFS PLC - MSCI RUSSIA CAPPED ETF
Meeting Date: 08/15/2013 Country: Ireland Meeting Type: Special
Proposal Vote Number Proposal Text Mgmt Rec Instruction
1 Adopt New Articles of Association For For
Aspen Pharmacare Holdings Ltd
Meeting Date: 08/16/2013 Country: South Africa Meeting Type: Special
Proposal Vote Number Proposal Text Mgmt Rec Instruction
Special Resolutions
1 Approve Conversion of Ordinary Share For For Capital to Ordinary Shares of No Par Value
2 Amend Memorandum of Incorporation For For
Ordinary Resolution
1 Authorise Board to Ratify and Execute For For Approved Resolutions
Page 178 of 452 Vote Summary Report Reporting Period: 07/01/2013 to 09/30/2013 Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
BATM Advanced Communications Ltd
Meeting Date: 08/16/2013 Country: United Kingdom Meeting Type: Annual
Proposal Vote Number Proposal Text Mgmt Rec Instruction
1 Accept Financial Statements and Statutory For For Reports
2 Approve Remuneration Report For For
3 Reappoint Brightman Almagor Zohar & Co as For For Auditors and Authorise Their Remuneration
4.1 Re-elect Peter Sheldon as Director For For
4.2 Re-elect Dr Zvi Marom as Director For For
4.3 Re-elect Ofer Barner as Director For For
4.4 Re-elect Dr Gideon Chitayat as Director For For
4.5 Elect Gideon Barak as Director For For
5 Approve Increase in Remuneration of For For Chairman of the Board
6 Approve a One-Time Special Bonus to the For Do Not Company's CFO Vote
7 Approve Remuneration Policy For For
8 Amend Articles of Association For For
Microchip Technology Incorporated
Meeting Date: 08/16/2013 Country: USA Meeting Type: Annual
Proposal Vote Number Proposal Text Mgmt Rec Instruction
1.1 Elect Director Steve Sanghi For For
1.2 Elect Director Matthew W. Chapman For For
1.3 Elect Director L.B. Day For For
1.4 Elect Director Albert J. Hugo-Martinez For For
1.5 Elect Director Wade F. Meyercord For For
2 Ratify Auditors For For
Page 179 of 452 Vote Summary Report Reporting Period: 07/01/2013 to 09/30/2013 Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Microchip Technology Incorporated
Proposal Vote Number Proposal Text Mgmt Rec Instruction
3 Advisory Vote to Ratify Named Executive For Against Officers' Compensation
Doosan Heavy Industries & Construction Co.
Meeting Date: 08/19/2013 Country: South Korea Meeting Type: Special
Proposal Vote Number Proposal Text Mgmt Rec Instruction
1 Amend Articles of Incorporation For For
Activia Properties Inc.
Meeting Date: 08/20/2013 Country: Japan Meeting Type: Special
Proposal Vote Number Proposal Text Mgmt Rec Instruction
1 Amend Articles To Authorize Unit Buybacks For Against at Board's Discretion
2 Elect Executive Director Sakane, Haruki For For
3 Elect Alternate Executive Director Hosoi, For For Nariaki
4.1 Appoint Supervisory Director Yamada, For For Yonosuke
4.2 Appoint Supervisory Director Ariga, Yoshinori For For
China Gas Holdings Ltd.
Meeting Date: 08/20/2013 Country: Bermuda Meeting Type: Annual
Page 180 of 452 Vote Summary Report Reporting Period: 07/01/2013 to 09/30/2013 Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
China Gas Holdings Ltd.
Proposal Vote Number Proposal Text Mgmt Rec Instruction
1 Accept Financial Statements and Statutory For For Reports (Voting)
2 Approve Final Dividend For For
3a1 Elect Chen Xinguo as Director For For
3a2 Elect Huang Yong as Director For For
3a3 Elect Yu Jeong Joon as Director For Against
3a4 Elect Feng Zhuozhi as Director For Against
3a5 Elect P K Jain as Director For Against
3a6 Elect Wong Sin Yue, Cynthia as Director For For
3a7 Elect Zhao Yuhua as Director For For
3b Authorize Board To Fix Directors' For Against Remuneration
4 Approve Auditors and Authorize Board to Fix For For Their Remuneration
5 Authorize Share Repurchase Program For For
6 Approve Issuance of Equity or Equity-Linked For Against Securities without Preemptive Rights
7 Authorize Reissuance of Repurchased Shares For For
8 Approve New Share Option Scheme For For
Grupo Financiero Santander Mexico SAB de CV
Meeting Date: 08/20/2013 Country: Mexico Meeting Type: Special
Proposal Vote Number Proposal Text Mgmt Rec Instruction
Meeting for Class B and F Shares
1 Amend Resolutions 9 and 10 as Stated in For For Minutes of April 18, 2013 AGM
2 Elect and Ratify Directors and Their For For Respective Alternate Representatives of Class F Shareholders
Page 181 of 452 Vote Summary Report Reporting Period: 07/01/2013 to 09/30/2013 Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Grupo Financiero Santander Mexico SAB de CV
Proposal Vote Number Proposal Text Mgmt Rec Instruction
3 Authorize Board to Ratify and Execute For For Approved Resolutions
Grupo Financiero Santander Mexico SAB de CV
Meeting Date: 08/20/2013 Country: Mexico Meeting Type: Special
Proposal Vote Number Proposal Text Mgmt Rec Instruction
Meeting for ADR Holders
1 Amend Resolutions 9 and 10 as Stated in For Minutes of April 18, 2013 AGM
2 Elect and Ratify Directors and Their For Respective Alternate Representatives of Class F Shareholders
3 Authorize Board to Ratify and Execute For Approved Resolutions
Skyworth Digital Holdings Ltd
Meeting Date: 08/20/2013 Country: Hong Kong Meeting Type: Annual
Proposal Vote Number Proposal Text Mgmt Rec Instruction
1 Accept Financial Statements and Statutory For For Reports
2 Approve Final Dividend with Scrip Option For For
3a Reelect Lin Wei Ping as Executive Director For For
3b Reelect Leung Chi Ching, Frederick as For For Executive Director
3c Reelect Chan Wai Kay, Katherine as For For Independent Non-Executive Director
4 Authorize Board to Fix Remuneration of For For Directors
5 Reappoint Auditors and Authorize Board to For For Fix Their Remuneration
Page 182 of 452 Vote Summary Report Reporting Period: 07/01/2013 to 09/30/2013 Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Skyworth Digital Holdings Ltd
Proposal Vote Number Proposal Text Mgmt Rec Instruction
6 Authorize Repurchase of Up to 10 Percent of For For Issued Share Capital
Proposal Vote Number Proposal Text Mgmt Rec Instruction
1 Accept Financial Statements and Statutory For Reports
2 Approve Final Dividend with Scrip Option For
3a Reelect Lin Wei Ping as Executive Director For
3b Reelect Leung Chi Ching, Frederick as For Executive Director
3c Reelect Chan Wai Kay, Katherine as For Independent Non-Executive Director
4 Authorize Board to Fix Remuneration of For Directors
5 Reappoint Auditors and Authorize Board to For Fix Their Remuneration
6 Authorize Repurchase of Up to 10 Percent of For Issued Share Capital
Avichina Industry & Technology Co., Ltd.
Meeting Date: 08/21/2013 Country: Hong Kong Meeting Type: Special
Proposal Vote Number Proposal Text Mgmt Rec Instruction
Special Business
1 Amend Articles of Association of the Company For For
Ordinary Business
2 Approve Acquisition Agreement and Related For For Transactions
Avichina Industry & Technology Co., Ltd.
Meeting Date: 08/21/2013 Country: Hong Kong Meeting Type: Special
Page 183 of 452 Vote Summary Report Reporting Period: 07/01/2013 to 09/30/2013 Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Avichina Industry & Technology Co., Ltd.
Proposal Vote Number Proposal Text Mgmt Rec Instruction
Class Meeting for H Shareholders
Special Business
1 Amend Articles of Association of the Company For For
BlackRock World Mining Trust plc
Meeting Date: 08/21/2013 Country: United Kingdom Meeting Type: Special
Proposal Vote Number Proposal Text Mgmt Rec Instruction
1 Amend the Investment Policy of the Company For Abstain
Life Technologies Corporation
Meeting Date: 08/21/2013 Country: USA Meeting Type: Special
Proposal Vote Number Proposal Text Mgmt Rec Instruction
1 Approve Merger Agreement For Abstain
2 Advisory Vote on Golden Parachutes For Against
3 Adjourn Meeting For For
MR Price Group Limited
Meeting Date: 08/21/2013 Country: South Africa Meeting Type: Annual
Page 184 of 452 Vote Summary Report Reporting Period: 07/01/2013 to 09/30/2013 Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
MR Price Group Limited
Proposal Vote Number Proposal Text Mgmt Rec Instruction
Ordinary Resolutions
1 Accept Financial Statements and Statutory For For Reports for the Year Ended 30 March 2013
2.1 Re-elect Keith Getz as Director For For
2.2 Re-elect Bobby Johnston as Director For For
2.3 Re-elect Myles Ruck as Director For For
2.4 Re-elect Moses Tembe as Director For For
3.1 Re-elect Neill Abrams as Alternate Director For For
3.2 Re-elect Tracey Chiappini-Young as Alternate For For Director
3.3 Re-elect Steve Ellis as Alternate Director For For
4 Reappoint Ernst & Young Inc as Auditors of For For the Company
5.1 Re-elect Bobby Johnston as Member of the For For Audit and Compliance Committee
5.2 Re-elect Daisy Naidoo as Member of the For For Audit and Compliance Committee
5.3 Re-elect Myles Ruck as Member of the Audit For For and Compliance Committee
5.4 Re-elect John Swain as Member of the Audit For For and Compliance Committee
6 Approve Remuneration Policy For Against
7 Adopt the Report of the Social, Ethics, For For Transformation and Sustainability Committee
8 Authorise Board to Ratify and Execute For For Approved Resolutions
Special Resolutions
1.1 Approve Remuneration of Independent Non- For Against executive Chairman of the Company
1.2 Approve Remuneration of Honorary For Against Chairman of the Company
1.3 Approve Remuneration of Lead Director of For Against the Company
1.4 Approve Remuneration of Other Director of For Against the Company
1.5 Approve Remuneration of Chairman of the For Against Audit and Compliance Committee
Page 185 of 452 Vote Summary Report Reporting Period: 07/01/2013 to 09/30/2013 Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
MR Price Group Limited
Proposal Vote Number Proposal Text Mgmt Rec Instruction
1.6 Approve Remuneration of Member of the For Against Audit and Compliance Committee
1.7 Approve Remuneration of Member of the For Against Board Risk Committee
1.8 Approve Remuneration of Chairman of the For Against Remuneration and Nominations Committee
1.9 Approve Remuneration of Member of the For Against Remuneration and Nominations Committee
1.10 Approve Remuneration of Chairman of the For Against Social, Ethics, Transformation and Sustainability Committee
1.11 Approve Remuneration of Member of the For Against Social, Ethics, Transformation and Sustainability Committee
2 Authorise Repurchase of Up to 20 Percent of For Against Issued Share Capital
3 Approve Financial Assistance to Related or For For Inter-related Company or Corporation
Tata Motors Ltd.
Meeting Date: 08/21/2013 Country: India Meeting Type: Annual
Proposal Vote Number Proposal Text Mgmt Rec Instruction
1 Accept Financial Statements and Statutory For Reports
2 Approve Dividends of INR 2.00 Per Ordinary For Share and INR 2.10 Per 'A' Ordinary Share
3 Reelect N.N. Wadia as Director For
4 Reelect R.A. Mashelkar as Director For
5 Approve Deloitte Haskins and Sells as For Auditors and Authorize Board to Fix Their Remuneration
6 Elect F.S. Nayar as Director For
7 Elect K.J. Slym as Director For
8 Approve Appointment and Remuneration of For K.J. Slym as Managing Director
9 Approve Commission Remuneration for Non- For Executive Directors
Page 186 of 452 Vote Summary Report Reporting Period: 07/01/2013 to 09/30/2013 Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Tata Motors Ltd.
Proposal Vote Number Proposal Text Mgmt Rec Instruction
10 Approve Increase in Limit on Foreign For Shareholdings on 'A' Ordinary Shares
Tata Motors Ltd.
Meeting Date: 08/21/2013 Country: India Meeting Type: Annual
Proposal Vote Number Proposal Text Mgmt Rec Instruction
Meeting for ADR Holders
1 Accept Financial Statements and Statutory For For Reports
2 Approve Dividends of INR 2.00 Per Ordinary For For Share and INR 2.10 Per 'A' Ordinary Share
3 Reelect N.N. Wadia as Director For For
4 Reelect R.A. Mashelkar as Director For For
5 Approve Deloitte Haskins and Sells as For For Auditors and Authorize Board to Fix Their Remuneration
6 Elect F.S. Nayar as Director For For
7 Elect K.J. Slym as Director For For
8 Approve Appointment and Remuneration of For For K.J. Slym as Managing Director
9 Approve Commission Remuneration for Non- For For Executive Directors
10 Approve Increase in Limit on Foreign For For Shareholdings on 'A' Ordinary Shares
AMMB Holdings Bhd.
Meeting Date: 08/22/2013 Country: Malaysia Meeting Type: Special
Proposal Vote Number Proposal Text Mgmt Rec Instruction
Ordinary Resolutions
Page 187 of 452 Vote Summary Report Reporting Period: 07/01/2013 to 09/30/2013 Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
AMMB Holdings Bhd.
Proposal Vote Number Proposal Text Mgmt Rec Instruction
1 Approve Implementation of Shareholders' For For Mandate for Recurrent Related Party Transactions with Amcorp Group Bhd Group
2 Approve Implementation of Shareholders' For For Mandate for Recurrent Related Party Transactions with Australia and New Zealand Banking Group Ltd Group
3 Approve Implementation of Shareholders' For For Mandate for Recurrent Related Party Transactions with Modular Corp (M) Sdn Bhd Group
4 Approve Implementation of Shareholders' For For Mandate for Recurrent Related Party Transactions with Cuscapi Bhd Group
5 Approve Implementation of Shareholders' For For Mandate for Recurrent Related Party Transactions with Yakimbi Sdn Bhd Group
Special Resolution
1 Amend Articles of Association For For
AMMB Holdings Bhd.
Meeting Date: 08/22/2013 Country: Malaysia Meeting Type: Annual
Proposal Vote Number Proposal Text Mgmt Rec Instruction
1 Approve Final Dividend of MYR 0.15 Per Share For For
2 Approve Remuneration of Directors For Against
3 Elect Aris Osman @ Othman as Director For For
4 Elect Rohana Mahmood as Director For For
5 Elect Gilles Plante as Director For For
6 Elect Shayne Cary Elliott as Director For For
7 Elect Azman Hashim as Director For For
8 Elect Azlan Hashim as Director For For
9 Elect Mohammed Hanif bin Omar as Director For For
10 Elect Clifford Francis Herbert as Director For For
Page 188 of 452 Vote Summary Report Reporting Period: 07/01/2013 to 09/30/2013 Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
AMMB Holdings Bhd.
Proposal Vote Number Proposal Text Mgmt Rec Instruction
11 Approve Ernst & Young as Auditors and For For Authorize Board to Fix Their Remuneration
12 Approve Issuance of Shares Under the For Against Executives' Share Scheme (ESS)
13 Approve Issuance of Shares to Ashok For Against Ramamurthy, Group Managing Director, Under the ESS
14 Approve Issuance of Shares Under the For For Dividend Reinvestment Plan
15 Approve Issuance of Equity or Equity-Linked For For Securities without Preemptive Rights
EcoRodovias Infraestrutura e Logistica SA
Meeting Date: 08/22/2013 Country: Brazil Meeting Type: Special
Proposal Vote Number Proposal Text Mgmt Rec Instruction
1 Amend Article 12 Re: Rename Statutory For Do Not Committees Vote
2 Consolidate Bylaws For Do Not Vote
3 Elect Independent Director For Do Not Vote
Proposal Vote Number Proposal Text Mgmt Rec Instruction
1 Amend Article 12 Re: Rename Statutory For Committees
2 Consolidate Bylaws For
3 Elect Independent Director For
Medtronic, Inc.
Meeting Date: 08/22/2013 Country: USA Meeting Type: Annual
Page 189 of 452 Vote Summary Report Reporting Period: 07/01/2013 to 09/30/2013 Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Medtronic, Inc.
Proposal Vote Number Proposal Text Mgmt Rec Instruction
1.1 Elect Director Richard H. Anderson For For
1.2 Elect Director Scott C. Donnelly For For
1.3 Elect Director Victor J. Dzau For For
1.4 Elect Director Omar Ishrak For For
1.5 Elect Director Shirley Ann Jackson For For
1.6 Elect Director Michael O. Leavitt For For
1.7 Elect Director James T. Lenehan For For
1.8 Elect Director Denise M. O'Leary For For
1.9 Elect Director Kendall J. Powell For For
1.10 Elect Director Robert C. Pozen For For
1.11 Elect Director Preetha Reddy For For
2 Ratify Auditors For For
3 Advisory Vote to Ratify Named Executive For Against Officers' Compensation
4 Amend Omnibus Stock Plan For Against
5 Adopt Majority Voting for Uncontested For For Election of Directors
6 Reduce Supermajority Vote Requirement for For For Establishing Range For Board Size
7 Reduce Supermajority Vote Requirement for For For Removal of Directors
8 Reduce Supermajority Vote Requirement for For For Amendment of Articles
9 Rescind Fair Price Provision For For
Qualicorp SA
Meeting Date: 08/22/2013 Country: Brazil Meeting Type: Special
Page 190 of 452 Vote Summary Report Reporting Period: 07/01/2013 to 09/30/2013 Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Qualicorp SA
Proposal Vote Number Proposal Text Mgmt Rec Instruction
1 Amend Stock Option Plan For Do Not Vote
Proposal Vote Number Proposal Text Mgmt Rec Instruction
1 Amend Stock Option Plan For
COSMOS PHARMACEUTICAL CORP
Meeting Date: 08/23/2013 Country: Japan Meeting Type: Annual
Proposal Vote Number Proposal Text Mgmt Rec Instruction
1 Approve Allocation of Income, with a Final For For Dividend of JPY 30
2 Amend Articles To Amend Business Lines For For
3.1 Elect Director Uno, Masateru For For
3.2 Elect Director Okugawa, Hideshi For For
3.3 Elect Director Kawasaki, Yoshikazu For For
3.4 Elect Director Takemori, Motoi For For
3.5 Elect Director Shibata, Futoshi For For
3.6 Elect Director Uno, Yukitaka For For
4.1 Appoint Statutory Auditor Makino, Teruya For For
4.2 Appoint Statutory Auditor Kino, Tetsuo For For
4.3 Appoint Statutory Auditor Ueta, Masao For For
5.1 Appoint Alternate Statutory Auditor Noguchi, For For Koji
5.2 Appoint Alternate Statutory Auditor Ito, Koji For Against
Page 191 of 452 Vote Summary Report Reporting Period: 07/01/2013 to 09/30/2013 Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Datang International Power Generation Co. Ltd
Meeting Date: 08/23/2013 Country: Hong Kong Meeting Type: Special
Proposal Vote Number Proposal Text Mgmt Rec Instruction
1a Approve Provision of Guarantee to Shenzhen For For Datang Baochang Gas Power Generation Co. Ltd.
1b Approve Provision of Guarantee to Inner For For Mongolia Datang International Hothot Thermal Power Generation Co. Ltd.
Proposal Vote Number Proposal Text Mgmt Rec Instruction
1a Approve Provision of Guarantee to Shenzhen For Datang Baochang Gas Power Generation Co. Ltd.
1b Approve Provision of Guarantee to Inner For Mongolia Datang International Hothot Thermal Power Generation Co. Ltd.
Emlak Konut Gayrimenkul Yatirim Ortakligi A.S.
Meeting Date: 08/23/2013 Country: Turkey Meeting Type: Special
Proposal Vote Number Proposal Text Mgmt Rec Instruction
1 Open Meeting and Elect Presiding Council of For Do Not Meeting Vote
2 Discuss and Approve Pecuniary Liability For Do Not Recourse Case and Authorize Board and Vote Auditors for Litigation
3 Close Meeting
John Keells Holdings Ltd.
Meeting Date: 08/23/2013 Country: Sri Lanka Meeting Type: Special
Page 192 of 452 Vote Summary Report Reporting Period: 07/01/2013 to 09/30/2013 Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
John Keells Holdings Ltd.
Proposal Vote Number Proposal Text Mgmt Rec Instruction
1 Approve Investment in a Strategic For Development Project through Waterfront Properties (Pvt.) Ltd., a Special Purpose Vehicle
Keppel Corporation Ltd.
Meeting Date: 08/23/2013 Country: Singapore Meeting Type: Special
Proposal Vote Number Proposal Text Mgmt Rec Instruction
1 Approve Distribution by Way of a Dividend in For For Specie
Proposal Vote Number Proposal Text Mgmt Rec Instruction
1 Approve Distribution by Way of a Dividend in For Specie
Oracle Corp. Japan
Meeting Date: 08/23/2013 Country: Japan Meeting Type: Annual
Proposal Vote Number Proposal Text Mgmt Rec Instruction
1.1 Elect Director Endo, Takao For For
1.2 Elect Director Nosaka, Shigeru For For
1.3 Elect Director Derek H. Williams For Against
1.4 Elect Director John L. Hall For Against
1.5 Elect Director Eric R. Ball For Against
Page 193 of 452 Vote Summary Report Reporting Period: 07/01/2013 to 09/30/2013 Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Oracle Corp. Japan
Proposal Vote Number Proposal Text Mgmt Rec Instruction
1.6 Elect Director Gregory R. Davies For Against
1.7 Elect Director Ogishi, Satoshi For For
1.8 Elect Director Murayama, Shuuhei For For
2 Approve Stock Option Plan For For
Israel Chemicals Ltd.
Meeting Date: 08/26/2013 Country: Israel Meeting Type: Annual/Special
Proposal Vote Number Proposal Text Mgmt Rec Instruction
1 Approve Compensation Policy for the For Against Directors and Officers of the Company
2 Update Bonus and Share-Based Payments For For Employment Agreement of Stefan Borgas, CEO
3 Approve Bonus to Stefan Borgas, CEO For For
4 Discuss Financial Statements and the Report of the Board for 2012
5 Reappoint Somekh Chaikin as Auditors and For Against Discuss Compensation of 2012
6.1 Reelect Nir Gilad as Director Until the End of For For the Next Annual General Meeting
6.2 Reelect Avisar Paz as Director Until the End For For of the Next Annual General Meeting
6.3 Reelect Eran Sarig as Director Until the End For For of the Next Annual General Meeting
6.4 Reelect Avraham (Baiga) Shochat as Director For For Until the End of the Next Annual General Meeting
6.5 Reelect Victor Medina as Director Until the For For End of the Next Annual General Meeting
6.6 Reelect Chaim Erez as Director Until the End For For of the Next Annual General Meeting
6.7 Reelect Ovadia Eli as Director Until the End For For of the Next Annual General Meeting
Page 194 of 452 Vote Summary Report Reporting Period: 07/01/2013 to 09/30/2013 Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Israel Chemicals Ltd.
Proposal Vote Number Proposal Text Mgmt Rec Instruction
A Vote FOR if you are a controlling shareholder None For or have a personal interest in item; otherwise, vote AGAINST. You may not abstain. If you vote FOR, please provide an explanation to your account manager.
Bezeq The Israeli Telecommunication Corp. Ltd.
Meeting Date: 08/27/2013 Country: Israel Meeting Type: Special
Proposal Vote Number Proposal Text Mgmt Rec Instruction
1 Approve Final Dividend of NIS 0.3555092 Per For For Share
Proposal Vote Number Proposal Text Mgmt Rec Instruction
1 Approve Final Dividend of NIS 0.3555092 Per For Share
Daphne International Holdings Ltd.
Meeting Date: 08/27/2013 Country: Hong Kong Meeting Type: Special
Proposal Vote Number Proposal Text Mgmt Rec Instruction
1 Approve Share Option Scheme For For
Fisher & Paykel Healthcare Corp
Meeting Date: 08/27/2013 Country: New Zealand Meeting Type: Annual
Page 195 of 452 Vote Summary Report Reporting Period: 07/01/2013 to 09/30/2013 Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Fisher & Paykel Healthcare Corp
Proposal Vote Number Proposal Text Mgmt Rec Instruction
1 Elect Donal O'Dwyer as a Director For For
2 Elect Geraldine McBride as a Director For For
3 Authorize the Board to Fix the Remuneration For For of the Auditors
4 Approve the Grant of Performance Share For For Rights to Michael Daniell, Managing Director and Chief Executive Officer of the Company
5 Approve the Grant of Options to Michael For For Daniell, Managing Director and Chief Executive Officer of the Company
6 Approve the Fisher & Paykel Healthcare For For (North America) Share Option Plan and the Fisher & Paykel Healthcare Performance Share Rights Plan
IJM Corp. Bhd.
Meeting Date: 08/27/2013 Country: Malaysia Meeting Type: Annual
Proposal Vote Number Proposal Text Mgmt Rec Instruction
1 Elect Abdul Halim bin Ali as Director For For
2 Elect Tan Boon Seng @ Krishnan as Director For For
3 Elect Pushpanathan a/l S A Kanagarayar as For For Director
4 Elect Hamzah bin Hasan as Director For For
5 Elect Soam Heng Choon as Director For For
6 Approve PricewaterhouseCoopers as Auditors For For and Authorize Board to Fix Their Remuneration
7 Approve Remuneration of Directors For For
8 Approve Issuance of Equity or Equity-Linked For For Securities without Preemptive Rights
9 Approve Share Repurchase Program For For
10 Approve LTIP Grant to Soam Heng Choon, For For Deputy CEO & Deputy Managing Director
Page 196 of 452 Vote Summary Report Reporting Period: 07/01/2013 to 09/30/2013 Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Maruti Suzuki India Ltd
Meeting Date: 08/27/2013 Country: India Meeting Type: Annual
Proposal Vote Number Proposal Text Mgmt Rec Instruction
1 Accept Financial Statements and Statutory For Reports
2 Approve Dividend of INR 8.00 Per Share For
3 Reelect D.S. Brar as Director For
4 Reelect A. Ganguli as Director For
5 Reelect K. Asai as Director For
6 Approve Price Waterhouse as Auditors and For Authorize Board to Fix Their Remuneration
7 Approve Appointment and Remuneration of For K. Ayukawa as Managing Director and CEO
8 Approve Appointment and Remuneration of For T. Hasuike as Joint Managing Director
9 Elect R.P. Singh as Director For
10 Approve Payment of Expenses Incurred by S. For Nakanishi, Former Managing Director and CEO
SACI Falabella
Meeting Date: 08/27/2013 Country: Chile Meeting Type: Special
Proposal Vote Number Proposal Text Mgmt Rec Instruction
1 Authorize Share Repurchase Program in For Do Not Accordance with Article 27 of Law No. Vote 18.046 for Compensation Plan
2 Set Aggregate Nominal Amount, Objective For Do Not and Duration of Share Repurchase Program Vote
3 Authorize Board to Set Price of Shares For Do Not Repurchase Program Vote
4 Adopt All Necessary Agreements to Execute For Do Not Approved Resolutions Vote
Page 197 of 452 Vote Summary Report Reporting Period: 07/01/2013 to 09/30/2013 Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Teva Pharmaceutical Industries Ltd.
Meeting Date: 08/27/2013 Country: Israel Meeting Type: Annual
Proposal Vote Number Proposal Text Mgmt Rec Instruction
1.1 Reelect Moshe Many as Director Until the End For For of the 2016 General Meeting
1.2 Reelect Arie Belldegrun as Director Until the For For End of the 2016 General Meeting
1.3 Reelect Amir Elstein as Director Until the End For For of the 2016 General Meeting
1.4 Reelect Yitzhak Peterburg as Director Until For For the End of the 2016 General Meeting
2.1 Approve Cash Bonus of USD 1,203,125 to For For Jeremy Levin, President and CEO
2.2 Approval of Bonus Objectives and Payout For For Terms for 2013 for Jeremy Levin, President and CEO
3 Approve Compensation Policy for the For For Directors and Officers of the Company
4 Approve Dividend for First and Second For For Quarters of 2012, Paid in Two Installments in an Aggregate Amount of NIS 2.00 (USD 0.51) per Ordinary Share
5 Appoint Kesselman and Kesselman (Member For For of PricewaterhouseCoopers International Ltd.) as External Auditors until the 2014 General Meeting
6 Discuss Financial Statements for 2012
A Vote YES where indicated if you are a None For controlling shareholder or have a personal interest in item; otherwise, vote NO where indicated. You may not abstain. If you vote YES on specific items, please provide an explanation to your account manager.
Balmoral International Land Holdings Plc.
Meeting Date: 08/28/2013 Country: Ireland Meeting Type: Annual
Page 198 of 452 Vote Summary Report Reporting Period: 07/01/2013 to 09/30/2013 Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Balmoral International Land Holdings Plc.
Proposal Vote Number Proposal Text Mgmt Rec Instruction
Ordinary Resolutions
1 Accept Financial Statements and Statutory For For Reports
2A Reelect Robert Knox as Director For For
2B Reelect Declan McCourt as Director For Abstain
2C Elect Catherine Ghose as Director For For
3 Authorize Board to Fix Remuneration of For For Auditors
4 Authorize Issuance of Equity or Equity-Linked For For Securities with Preemptive Rights
Special Resolutions
5 Authorize Issuance of Equity or Equity-Linked For For Securities without Preemptive Rights
6 Amend Articles of Association For For
Bosideng International Holdings Ltd.
Meeting Date: 08/28/2013 Country: Hong Kong Meeting Type: Annual
Proposal Vote Number Proposal Text Mgmt Rec Instruction
1 Accept Financial Statements and Statutory For For Reports
2 Declare Final Dividend For For
3a Elect Mei Dong as Director For For
3b Elect Gao Miaoqin as Director For For
3c Elect Mak Yun Kuen as Director For For
3d Elect Rui Jinsong as Director For For
3e Elect Wang Yao as Director For For
3f Elect Ngai Wai Fung as Director For For
3g Elect Lian Jie as Director For For
Page 199 of 452 Vote Summary Report Reporting Period: 07/01/2013 to 09/30/2013 Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Bosideng International Holdings Ltd.
Proposal Vote Number Proposal Text Mgmt Rec Instruction
3h Authorize Board to Fix Remuneration of For For Directors
4 Appoint Auditors and Authorize Board to Fix For For Their Remuneration
5a Approve Issuance of Equity or Equity-Linked For Against Securities without Preemptive Rights
5b Authorize Repurchase of Up to 10 Percent of For For Issued Share Capital
5c Authorize Reissuance of Repurchased Shares For For
Daejan Holdings plc
Meeting Date: 08/28/2013 Country: United Kingdom Meeting Type: Annual
Proposal Vote Number Proposal Text Mgmt Rec Instruction
1 Accept Financial Statements and Statutory For For Reports
2 Approve Remuneration Report For Against
3 Approve Final Dividend For For
4 Re-elect Benzion Freshwater as Director For Against
5 Re-elect Solomon Freshwater as Director For For
6 Re-elect David Davis as Director For For
7 Re-elect Raphael Freshwater as Director For For
8 Re-elect Mordechai Freshwater as Director For For
9 Appoint KPMG LLP as Auditors and Authorise For For Their Remuneration
Development Securities plc
Meeting Date: 08/28/2013 Country: United Kingdom Meeting Type: Annual
Page 200 of 452 Vote Summary Report Reporting Period: 07/01/2013 to 09/30/2013 Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Development Securities plc
Proposal Vote Number Proposal Text Mgmt Rec Instruction
1 Accept Financial Statements and Statutory For For Reports
2 Approve Remuneration Report For For
3 Re-elect David Jenkins as Director For For
4 Re-elect Michael Marx as Director For For
5 Re-elect Julian Barwick as Director For For
6 Re-elect Matthew Weiner as Director For For
7 Re-elect Sarah Bates as Director For For
8 Re-elect Nicholas Thomlinson as Director For For
9 Elect Marcus Shepherd as Director For For
10 Approve Final Dividend For For
11 Reappoint PricewaterhouseCoopers LLP as For For Auditors
12 Authorise Board to Fix Remuneration of For For Auditors
13 Authorise Market Purchase of Ordinary Shares For For
14 Authorise Issue of Equity with Pre-emptive For For Rights
15 Authorise Issue of Equity without Pre- For For emptive Rights
16 Authorise the Company to Call EGM with For For Two Weeks' Notice
17 Approve EU Political Donations and For For Expenditure
Metcash Ltd
Meeting Date: 08/28/2013 Country: Australia Meeting Type: Annual
Proposal Vote Number Proposal Text Mgmt Rec Instruction
2(a) Elect Fiona Balfour as a Director For For
2(b) Elect Neil Hamilton as a Director For For
Page 201 of 452 Vote Summary Report Reporting Period: 07/01/2013 to 09/30/2013 Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Metcash Ltd
Proposal Vote Number Proposal Text Mgmt Rec Instruction
2(c) Elect Patrick Allaway as a Director For For
3 Approve the Remuneration Report For For
Proposal Vote Number Proposal Text Mgmt Rec Instruction
2(a) Elect Fiona Balfour as a Director For
2(b) Elect Neil Hamilton as a Director For
2(c) Elect Patrick Allaway as a Director For
3 Approve the Remuneration Report For
Aguas Andinas SA
Meeting Date: 08/29/2013 Country: Chile Meeting Type: Special
Proposal Vote Number Proposal Text Mgmt Rec Instruction
1a Amend Bylaws in Compliance with New For Do Not Provisions of Law 18,046 Corporation Vote Regulations, Law 18,045 Securities Market Law, Law 19,888 and Others that May be Applicable
1b Amend Article 2 of Bylaws For Do Not Vote
1c Amend Articles Re: Director Term Increase For Do Not from 2 to 3 Years Vote
1d Amend Transitory Article 1 of Bylaws to For Do Not Reflect Changes in Capital Vote
1e Remove Outdated Transitory Provisions from For Do Not Bylaws Vote
1f Approve Restated Bylaws For Do Not Vote
2 Elect Directors For Do Not Vote
Page 202 of 452 Vote Summary Report Reporting Period: 07/01/2013 to 09/30/2013 Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Guangzhou Automobile Group Co., Ltd.
Meeting Date: 08/29/2013 Country: Hong Kong Meeting Type: Special
Proposal Vote Number Proposal Text Mgmt Rec Instruction
Special Business
1 Amend Articles of Association For For
Minerva S.A
Meeting Date: 08/29/2013 Country: Brazil Meeting Type: Special
Proposal Vote Number Proposal Text Mgmt Rec Instruction
1 Appoint Independent Firm to Appraise For Proposed Transaction
2 Approve Independent Firm's Appraisal For
3.1 Approve Agreement to Absorb Brascasing For Comercial Ltda (Brascasing)
3.2 Approve Agreement to Absorb Eurominerva For Comercio e Exportacao Ltda (Eurominerva)
4 Approve Absorption of Subsidiaries For
5 Amend Article to Reflect Changes in Capital For According to the Minutes of May 13, 2013, EGM
Aluminum Corporation of China Ltd.
Meeting Date: 08/30/2013 Country: Hong Kong Meeting Type: Special
Proposal Vote Number Proposal Text Mgmt Rec Instruction
1 Elect Wu Zhenfang as Director For For
Page 203 of 452 Vote Summary Report Reporting Period: 07/01/2013 to 09/30/2013 Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Aluminum Corporation of China Ltd.
Proposal Vote Number Proposal Text Mgmt Rec Instruction
2a Approve Provision of Guarantee by Chalco For For Ningxia Energy Group Limited to Ningxia Ning Electric PV Material Co., Ltd. in Respect of the Loan of RMB 30 Million
2b Approve Provision of Guarantee by Chalco For For Ningxia Energy Group Limited to Ningxia Ning Electric PV Material Co., Ltd. in Respect of the Loan of RMB 20 Million
2c Approve Provision of Guarantee by Chalco For For Ningxia Energy Group Limited to Ningxia Yinxing Polycrystalline Silicon Co., Ltd. in Respect of the Loan of RMB 40 Million
2d Approve Provision of Guarantee by Chalco For For Ningxia Energy Group Limited to Ningxia Yinxing Polycrystalline Silicon Co., Ltd. in Respect of the Loan of RMB 25 Million
2e Approve Provision of Guarantee by Chalco For For Ningxia Energy Group Limited to Ningxia Yinxing Polycrystalline Silicon Co., Ltd. in Respect of the Loan of RMB 15 Million
2f Approve Provision of Guarantee by Ningxia For For Yinxing Energy Co., Ltd. to Ningxia Yinxing Energy Wind Power Equipment Manufacturing Co., Ltd.
2g Approve Provision of Guarantee by Ningxia For For Yinxing Energy Co., Ltd. to Ningxia Yinxing Energy Photovoltaic Equipment Manufacturing Co., Ltd.
2h Approve Provision of Guarantee by Ningxia For For Yinxing Energy Photovoltaic Equipment Manufacturing Co., Ltd. to Ishibashi Gearbox (Yinchuan) Co., Ltd.
2i Approve Provision of Guarantee by Ningxia For For Yinxing Energy Co., Ltd. to Ningxia Ning Electric Silicon Materials Co., Ltd.
2j Approve Provision of Guarantee by Chalco For For Ningxia Energy Group Limited to Ningxia Ning Electric PV Material Co., Ltd.
2k Approve Provision of Guarantee by Chalco For For Ningxia Energy Group Limited to Ningxia Yinxing Energy Co., Ltd. in Respect of the Loan of RMB 30 Million
2l Approve Provision of Guarantee by Chalco For For Ningxia Energy Group Limited to Ningxia Yinxing Energy Co., Ltd. in Respect of the Loan of RMB 20 Million
2m Approve Provision of Guarantee by Chalco For For Ningxia Energy Group Limited to Ningxia Yinxing Energy Co., Ltd. in Respect of the Loan of RMB 60 Million
Page 204 of 452 Vote Summary Report Reporting Period: 07/01/2013 to 09/30/2013 Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Aluminum Corporation of China Ltd.
Proposal Vote Number Proposal Text Mgmt Rec Instruction
2n Approve Provision of Guarantee by Chalco For For Ningxia Energy Group Limited to Zhongwei Ningdian New Energy Co., Ltd.
2o Approve Provision of Guarantee by Ningxia For For Yinxing Energy Co., Ltd. to Ningxia Yinxing Energy Photovoltaic Equipment Manufacturing Co., Ltd.
2p Approve Provision of Guarantee by Ningxia For For Yinxing Energy Co., Ltd. to Ishibashi Gearbox (Yinchuan) Co., Ltd.
2q Approve Provision of Guarantee by Ningxia For For Yinyi Wind Power Co., Ltd. in Respect of the Loan for the Sunjiatan Phase II Project of Ningxia Yinxing Energy Co., Ltd.
2r Approve Provision of Guarantee by Ningxia For For Yinxing Energy Co., Ltd. to Ningxia Yinyi Wind Power Co., Ltd. in Respect of the Loan of RMB 40 Million
2s Approve Provision of Guarantee by Ningxia For For Yinxing Energy Co., Ltd. to Ningxia Yinyi Wind Power Co., Ltd. in Respect of the Loan of RMB 60 Million
Bank Audi SAL
Meeting Date: 08/30/2013 Country: Lebanon Meeting Type: Special
Proposal Vote Number Proposal Text Mgmt Rec Instruction
1 Authorize Issuance of Unsecured For Subordinated Notes
2 Approve Submission of Issuance under Item For 1 Above for Approval of the Central Bank of Lebanon
3 Authorize Board to Ratify and Execute For Approved Resolutions
Essar Energy plc
Meeting Date: 08/30/2013 Country: United Kingdom Meeting Type: Annual
Page 205 of 452 Vote Summary Report Reporting Period: 07/01/2013 to 09/30/2013 Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Essar Energy plc
Proposal Vote Number Proposal Text Mgmt Rec Instruction
1 Accept Financial Statements and Statutory For For Reports
2 Approve Remuneration Report For For
3 Re-elect Prashant Ruia as Director For For
4 Re-elect Naresh Nayyar as Director For For
5 Re-elect Sattar Hajee Abdoula as Director For For
6 Re-elect Philip Aiken as Director For For
7 Re-elect Subhas Lallah as Director For For
8 Re-elect Steve Lucas as Director For For
9 Re-elect Simon Murray as Director For For
10 Re-elect Ravi Ruia as Director For Against
11 Reappoint Deloitte LLP as Auditors For For
12 Authorise Board to Fix Remuneration of For For Auditors
13 Authorise Issue of Equity with Pre-emptive For For Rights
14 Authorise Issue of Equity without Pre- For For emptive Rights
15 Authorise Market Purchase of Ordinary Shares For For
16 Approve EU Political Donations and For For Expenditure
17 Authorise the Company to Call EGM with For For Two Weeks' Notice
Naspers Ltd
Meeting Date: 08/30/2013 Country: South Africa Meeting Type: Annual
Proposal Vote Number Proposal Text Mgmt Rec Instruction
Ordinary Resolutions
1 Accept Financial Statements and Statutory For For Reports for the Year Ended 31 March 2013
Page 206 of 452 Vote Summary Report Reporting Period: 07/01/2013 to 09/30/2013 Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Naspers Ltd
Proposal Vote Number Proposal Text Mgmt Rec Instruction
2 Approve Dividends for N Ordinary and A For For Ordinary Shares
3 Reappoint PricewaterhouseCoopers Inc as For For Auditors of the Company with Anton Wentzel as Individual Registered Auditor
4.1 Re-elect Lourens Jonker as Director For For
4.2 Re-elect Fred Phaswana as Director For For
4.3 Re-elect Ben van der Ross as Director For For
4.4 Re-elect Ton Vosloo as Director For For
4.5 Re-elect Francine-Ann du Plessis as Director For For
5.1 Re-elect Francine-Ann du Plessis as Member For For of the Audit Committee
5.2 Re-elect Ben van der Ross as Member of the For For Audit Committee
5.3 Re-elect Boetie van Zyl as Member of the For For Audit Committee
6 Approve Remuneration Policy For For
7 Place Authorised but Unissued Shares under For Against Control of Directors
8 Authorise Board to Issue Shares for Cash up For For to a Maximum of Five Percent of Issued Share Capital
9 Authorise Board to Ratify and Execute For For Approved Resolutions
Special Resolutions
For the Year Ending 31 March 2014
1.1 Approve Remuneration of Board Chairman For For
1.2.1 Approve Remuneration of Board Member For For (South African Resident)
1.2.2 Approve Remuneration of Board Member For For (Non-South African Resident)
1.2.3 Approve Remuneration of Board Member For For (Consultation Fee for Non-South African Resident)
1.2.4 Approve Remuneration of Board Member For For (Daily Fee)
1.3 Approve Remuneration of Audit Committee For For Chairman
1.4 Approve Remuneration of Audit Committee For For Member
Page 207 of 452 Vote Summary Report Reporting Period: 07/01/2013 to 09/30/2013 Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Naspers Ltd
Proposal Vote Number Proposal Text Mgmt Rec Instruction
1.5 Approve Remuneration of Risk Committee For For Chairman
1.6 Approve Remuneration of Risk Committee For For Member
1.7 Approve Remuneration of Human Resources For For and Remuneration Committee Chairman
1.8 Approve Remuneration of Human Resources For For and Remuneration Committee Member
1.9 Approve Remuneration of Nomination For For Committee Chairman
1.10 Approve Remuneration of Nomination For For Committee Member
1.11 Approve Remuneration of Social and Ethics For For Committee Chairman
1.12 Approve Remuneration of Social and Ethics For For Committee Member
1.13 Approve Remuneration of Naspers For For Representatives on Media24 Safety, Health and Environmental Committee
1.14 Approve Remuneration of Trustees of Group For For Share Schemes/Other Personnel Funds
1.15 Approve Remuneration of Chairman of For For Media24 Pension Fund
1.16 Approve Remuneration of Trustees of For For Media24 Pension Fund
For the Year Ending 31 March 2015
1.1 Approve Remuneration of Board Chairman For For
1.2.1 Approve Remuneration of Board Member For For (South African Resident)
1.2.2 Approve Remuneration of Board Member For For (Non-South African Resident)
1.2.3 Approve Remuneration of Board Member For For (Consultation Fee for Non-South African Resident)
1.2.4 Approve Remuneration of Board Member For For (Daily Fee)
1.3 Approve Remuneration of Audit Committee For For Chairman
1.4 Approve Remuneration of Audit Committee For For Member
1.5 Approve Remuneration of Risk Committee For For Chairman
1.6 Approve Remuneration of Risk Committee For For Member
Page 208 of 452 Vote Summary Report Reporting Period: 07/01/2013 to 09/30/2013 Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Naspers Ltd
Proposal Vote Number Proposal Text Mgmt Rec Instruction
1.7 Approve Remuneration of Human Resources For For and Remuneration Committee Chairman
1.8 Approve Remuneration of Human Resources For For and Remuneration Committee Member
1.9 Approve Remuneration of Nomination For For Committee Chairman
1.10 Approve Remuneration of Nomination For For Committee Member
1.11 Approve Remuneration of Social and Ethics For For Committee Chairman
1.12 Approve Remuneration of Social and Ethics For For Committee Member
1.13 Approve Remuneration of Naspers For For Representatives on Media24 Safety, Health and Environmental Committee
1.14 Approve Remuneration of Trustees of Group For For Share Schemes/Other Personnel Funds
1.15 Approve Remuneration of Chairman of For For Media24 Pension Fund
1.16 Approve Remuneration of Trustees of For For Media24 Pension Fund
2 Amend Memorandum of Incorporation For For
3 Approve Financial Assistance to a Director or For For Prescribed Officer of the Company or to a Related or Inter-related Company or Corporation
4 Approve Financial Assistance to Related or For For Inter-related Company or Corporation
5 Authorise Repurchase of N Ordinary Shares For For
6 Authorise Repurchase of A Ordinary Shares For Against
Stagecoach Group plc
Meeting Date: 08/30/2013 Country: United Kingdom Meeting Type: Annual
Proposal Vote Number Proposal Text Mgmt Rec Instruction
1 Accept Financial Statements and Statutory For For Reports
2 Approve Remuneration Report For For
Page 209 of 452 Vote Summary Report Reporting Period: 07/01/2013 to 09/30/2013 Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Stagecoach Group plc
Proposal Vote Number Proposal Text Mgmt Rec Instruction
3 Approve Final Dividend For For
4 Elect Gregor Alexander as Director For For
5 Elect Ross Paterson as Director For For
6 Re-elect Ewan Brown as Director For For
7 Re-elect Ann Gloag as Director For For
8 Re-elect Martin Griffiths as Director For For
9 Re-elect Helen Mahy as Director For For
10 Re-elect Sir Brian Souter as Director For For
11 Re-elect Garry Watts as Director For For
12 Re-elect Phil White as Director For For
13 Re-elect Will Whitehorn as Director For For
14 Reappoint PricewaterhouseCoopers LLP as For For Auditors
15 Authorise Board to Fix Remuneration of For For Auditors
16 Authorise EU Political Donations and For For Expenditure
17 Approve Executive Participation Plan For For
18 Approve Long Term Incentive Plan For For
19 Authorise Issue of Equity with Pre-emptive For For Rights
20 Authorise Issue of Equity without Pre- For For emptive Rights
21 Authorise Market Purchase of Ordinary Shares For For
22 Authorise the Company to Call EGM with For For Two Weeks' Notice
United Urban Investment Corp.
Meeting Date: 08/30/2013 Country: Japan Meeting Type: Special
Proposal Vote Number Proposal Text Mgmt Rec Instruction
1 Amend Articles To Amend Permitted For For Investment Types - Authorize Unit Buybacks
Page 210 of 452 Vote Summary Report Reporting Period: 07/01/2013 to 09/30/2013 Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
United Urban Investment Corp.
Proposal Vote Number Proposal Text Mgmt Rec Instruction
2 Elect Executive Director Murakami, Hitoshi For For
3 Elect Alternate Executive Director Oikawa, For For Kenichiro
4.1 Appoint Supervisory Director Watase, For For Masakazu
4.2 Appoint Supervisory Director Akiyama, For Against Masaaki
5 Appoint Alternate Supervisory Director For For Ozawa, Tetsuo
Chow Tai Fook Jewellery Group Ltd.
Meeting Date: 09/02/2013 Country: Cayman Islands Meeting Type: Annual
Proposal Vote Number Proposal Text Mgmt Rec Instruction
1 Accept Financial Statements and Statutory For For Reports (Voting)
2 Declare Final Dividend For For
3a Elect Wong Siu-Kee, Kent as Director For For
3b Elect Cheng Chi-Heng, Conroy as Director For For
3c Elect Chan Hiu-Sang, Albert as Director For For
3d Elect Suen Chi-Keung, Peter as Director For For
3e Elect Cheng Ming-Fun, Paul as Director For For
3f Elect Lam Kin-Fung, Jeffrey as Director For For
3g Authorize the Board to Fix Remuneration of For For Directors
4 Reappoint Deloitte Touche Tohmatsu as For For Auditors and Authorize Board to Fix Their Remuneration
5 Approve Issuance of Equity or Equity-Linked For Against Securities without Preemptive Rights
6 Authorize Repurchase of Up to 10 Percent of For For Issued Share Capital
7 Authorize Reissuance of Repurchased Shares For For
8 Amend Articles of Association of the Company For For
Page 211 of 452 Vote Summary Report Reporting Period: 07/01/2013 to 09/30/2013 Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Chow Tai Fook Jewellery Group Ltd.
Proposal Vote Number Proposal Text Mgmt Rec Instruction
1 Accept Financial Statements and Statutory For Reports (Voting)
2 Declare Final Dividend For
3a Elect Wong Siu-Kee, Kent as Director For
3b Elect Cheng Chi-Heng, Conroy as Director For
3c Elect Chan Hiu-Sang, Albert as Director For
3d Elect Suen Chi-Keung, Peter as Director For
3e Elect Cheng Ming-Fun, Paul as Director For
3f Elect Lam Kin-Fung, Jeffrey as Director For
3g Authorize the Board to Fix Remuneration of For Directors
4 Reappoint Deloitte Touche Tohmatsu as For Auditors and Authorize Board to Fix Their Remuneration
5 Approve Issuance of Equity or Equity-Linked For Securities without Preemptive Rights
6 Authorize Repurchase of Up to 10 Percent of For Issued Share Capital
7 Authorize Reissuance of Repurchased Shares For
8 Amend Articles of Association of the Company For
Consort Medical plc
Meeting Date: 09/02/2013 Country: United Kingdom Meeting Type: Annual
Proposal Vote Number Proposal Text Mgmt Rec Instruction
1 Accept Financial Statements and Statutory For For Reports
2 Approve Remuneration Report For For
3 Approve Final Dividend For For
4 Re-elect Jonathan Glenn as Director For For
Page 212 of 452 Vote Summary Report Reporting Period: 07/01/2013 to 09/30/2013 Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Consort Medical plc
Proposal Vote Number Proposal Text Mgmt Rec Instruction
5 Reappoint PricewaterhouseCoopers LLP as For For Auditors and Authorise Their Remuneration
6 Authorise Issue of Equity with Pre-emptive For For Rights
7 Authorise Issue of Equity without Pre- For For emptive Rights
8 Authorise Market Purchase of Ordinary Shares For For
9 Authorise the Company to Call EGM with For For Two Weeks Notice
Hellenic Petroleum SA
Meeting Date: 09/02/2013 Country: Greece Meeting Type: Special
Proposal Vote Number Proposal Text Mgmt Rec Instruction
Special Meeting
1 Approve Sale of Company Stake in "DESFA For For S.A."
2 Elect Members of Audit Committee For For
Polar Capital Technology Trust plc
Meeting Date: 09/02/2013 Country: United Kingdom Meeting Type: Annual
Proposal Vote Number Proposal Text Mgmt Rec Instruction
1 Accept Financial Statements and Statutory For For Reports
2 Approve Remuneration Report For For
3 Re-elect David Gamble as Director For For
4 Re-elect Michael Moule as Director For For
5 Re-elect Brian Ashford-Russell as Director For For
6 Re-elect Rupert Montagu as Director For For
Page 213 of 452 Vote Summary Report Reporting Period: 07/01/2013 to 09/30/2013 Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Polar Capital Technology Trust plc
Proposal Vote Number Proposal Text Mgmt Rec Instruction
7 Re-elect Sarah Bates as Director For For
8 Re-elect Peter Hames as Director For For
9 Reappoint PricewaterhouseCoopers LLP as For For Auditors
10 Authorise Board to Fix Remuneration of For For Auditors
11 Authorise Issue of Equity with Pre-emptive For For Rights
12 Authorise Issue of Equity without Pre- For For emptive Rights
13 Authorise Market Purchase of Ordinary Shares For For
14 Authorise Market Purchase of Subscription For For Shares
The Berkeley Group Holdings plc
Meeting Date: 09/02/2013 Country: United Kingdom Meeting Type: Annual
Proposal Vote Number Proposal Text Mgmt Rec Instruction
1 Accept Financial Statements and Statutory For For Reports
2 Approve Remuneration Report For Against
3 Re-elect Tony Pidgley as Director For For
4 Re-elect Rob Perrins as Director For For
5 Re-elect Nick Simpkin as Director For For
6 Re-elect Karl Whiteman as Director For For
7 Re-elect Sean Ellis as Director For For
8 Re-elect Greg Fry as Director For For
9 Re-elect David Howell as Director For For
10 Re-elect Sir John Armitt as Director For For
11 Re-elect Alison Nimmo as Director For For
12 Re-elect Veronica Wadley as Director For For
13 Re-elect Glyn Barker as Director For For
Page 214 of 452 Vote Summary Report Reporting Period: 07/01/2013 to 09/30/2013 Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
The Berkeley Group Holdings plc
Proposal Vote Number Proposal Text Mgmt Rec Instruction
14 Reappoint PricewaterhouseCoopers LLP as For For Auditors
15 Authorise Board to Fix Remuneration of For For Auditors
16 Authorise Issue of Equity with Pre-emptive For For Rights
17 Authorise Issue of Equity without Pre- For For emptive Rights
18 Authorise Market Purchase of Ordinary Shares For For
19 Authorise EU Political Donations and For For Expenditure
20 Authorise the Company to Call EGM with For For Two Weeks' Notice
21 Approve Sale of an Apartment and Two For For Parking Spaces by Berkeley Homes (PCL) Limited to Tony Pidgley
22 Approve Sale of an Apartment and Two For For Parking Spaces to Rob Perrins
The Foschini Group Ltd
Meeting Date: 09/02/2013 Country: South Africa Meeting Type: Annual
Proposal Vote Number Proposal Text Mgmt Rec Instruction
Ordinary Resolutions
1 Accept Financial Statements and Statutory For For Reports for the Year Ended 31 March 2013
2 Reappoint KPMG Inc as Auditors of the For For Company and Henry du Plessis as the Designated Partner
3 Re-elect Sam Abrahams as Director For For
4 Re-elect Eddy Oblowitz as Director For For
5 Re-elect Nomahlubi Simamane as Director For For
6 Elect Tumi Makgabo-Fiskerstrand as Director For For
7 Re-elect Sam Abrahams as Member of the For For Audit Committee
8 Re-elect Eddy Oblowitz as Member of the For For Audit Committee
Page 215 of 452 Vote Summary Report Reporting Period: 07/01/2013 to 09/30/2013 Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
The Foschini Group Ltd
Proposal Vote Number Proposal Text Mgmt Rec Instruction
9 Re-elect Nomahlubi Simamane as Member of For For the Audit Committee
10 Approve Remuneration Policy For Against
Special Resolutions
1 Approve Remuneration of Non-Executive For Against Directors
2 Authorise Repurchase of Up to Ten Percent For For of Issued Share Capital
3 Authorise the Company to Provide Direct or For For Indirect Financial Assistance to a Related or Inter-related Company or Corporation
Continuation of Ordinary Resolutions
11 Authorise Board to Ratify and Execute For For Approved Resolutions
Wallenstam AB
Meeting Date: 09/02/2013 Country: Sweden Meeting Type: Special
Proposal Vote Number Proposal Text Mgmt Rec Instruction
1 Open Meeting
2 Elect Chairman of Meeting For Do Not Vote
3 Prepare and Approve List of Shareholders For Do Not Vote
4 Approve Agenda of Meeting For Do Not Vote
5 Designate Inspector(s) of Minutes of Meeting For Do Not Vote
6 Acknowledge Proper Convening of Meeting For Do Not Vote
7 Approve Phantom Option Plan For Do Not Vote
8 Close Meeting
Page 216 of 452 Vote Summary Report Reporting Period: 07/01/2013 to 09/30/2013 Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Bezeq The Israeli Telecommunication Corp. Ltd.
Meeting Date: 09/03/2013 Country: Israel Meeting Type: Special
Proposal Vote Number Proposal Text Mgmt Rec Instruction
1 Approve Compensation Policy for the For For Directors and Officers of the Company
A Vote FOR if you are a controlling shareholder None For or have a personal interest in item; otherwise, vote AGAINST. You may not abstain. If you vote FOR, please provide an explanation to your account manager.
Proposal Vote Number Proposal Text Mgmt Rec Instruction
1 Approve Compensation Policy for the For Directors and Officers of the Company
A Vote FOR if you are a controlling shareholder None or have a personal interest in item; otherwise, vote AGAINST. You may not abstain. If you vote FOR, please provide an explanation to your account manager.
Corporacion Financiera Colombiana SA
Meeting Date: 09/03/2013 Country: Colombia Meeting Type: Special
Proposal Vote Number Proposal Text Mgmt Rec Instruction
Meeting for Holders of Ordinary Shares and Preferential Shares without Voting Rights
1 Open Meeting/Verify Quorum
2 Approve Meeting Agenda For For
3 Elect Meeting Approval Committee For For
4 Accept Board of Directors and Chairman's For For Report
5 Present Individual and Consolidated Balance For For for Period Jan.to June 2013
Page 217 of 452 Vote Summary Report Reporting Period: 07/01/2013 to 09/30/2013 Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Corporacion Financiera Colombiana SA
Proposal Vote Number Proposal Text Mgmt Rec Instruction
6 Present Auditor's Report For For
7 Approve Financial Statements and Statutory For For Reports
8 Approve Allocation of Income For For
9 Approve Board Report on Internal Control For For System and on Activities of Audit Committee
10 Amend Article 66 For For
11 Accept Financial Consumer Representative's For For Report
12 Approve Charitable Donations for Fiscal Year For For 2013
13 Other Business (Voting) For Against
DS Smith plc
Meeting Date: 09/03/2013 Country: United Kingdom Meeting Type: Annual
Proposal Vote Number Proposal Text Mgmt Rec Instruction
1 Accept Financial Statements and Statutory For For Reports
2 Approve Final Dividend For For
3 Approve Remuneration Report For For
4 Elect Kathleen O'Donovan as Director For For
5 Elect Chris Britton as Director For For
6 Re-elect Gareth Davis as Director For For
7 Re-elect Miles Roberts as Director For For
8 Re-elect Philippe Mellier as Director For For
9 Re-elect Jonathan Nicholls as Director For For
10 Reappoint Deloitte LLP as Auditors For For
11 Authorise Board to Fix Remuneration of For For Auditors
12 Authorise Issue of Equity with Pre-emptive For For Rights
Page 218 of 452 Vote Summary Report Reporting Period: 07/01/2013 to 09/30/2013 Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
DS Smith plc
Proposal Vote Number Proposal Text Mgmt Rec Instruction
13 Authorise Issue of Equity without Pre- For For emptive Rights
14 Authorise Market Purchase of Ordinary Shares For For
15 Authorise the Company to Call EGM with For For Two Weeks' Notice
Elekta AB
Meeting Date: 09/03/2013 Country: Sweden Meeting Type: Annual
Proposal Vote Number Proposal Text Mgmt Rec Instruction
1 Open Meeting
2 Elect Chairman of Meeting For Do Not Vote
3 Prepare and Approve List of Shareholders For Do Not Vote
4 Approve Agenda of Meeting For Do Not Vote
5 Designate Inspector(s) of Minutes of Meeting For Do Not Vote
6 Acknowledge Proper Convening of Meeting For Do Not Vote
7 Receive Financial Statements and Statutory Reports (Non-Voting)
8 Receive President's Report; Receive Board and Committee Reports
9 Approve Financial Statements and Statutory For Do Not Reports Vote
10 Approve Allocation of Income and Dividends For Do Not of SEK 2 per Share Vote
11 Approve Discharge of Board and President For Do Not Vote
12 Receive Nominating Committee Report
13 Determine Number of Members (8) and For Do Not Deputy Members (0) of Board Vote
14 Approve Remuneration of Directors; Approve For Do Not Remuneration of Auditors Vote
Page 219 of 452 Vote Summary Report Reporting Period: 07/01/2013 to 09/30/2013 Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Elekta AB
Proposal Vote Number Proposal Text Mgmt Rec Instruction
15 Reelect Hans Barella, Luciano Cattani, For Do Not Laurent Leksell, Siaou-Sze Lien, Wolfgang Vote Reim, Jan Secher, and Birgitta Stymne Göransson as Directs; Elect Tomas Puusepp as New Director
16 Ratify PricewaterhouseCoopers as Auditors For Do Not Vote
17 Approve Remuneration Policy And Other For Do Not Terms of Employment For Executive Vote Management
18 Approve Restricted Stock Plan For Do Not Vote
19a Authorize Share Repurchase Program For Do Not Vote
19b Authorize Reissuance of Repurchased Shares For Do Not Vote
19c Approve Transfer of Shares to Participants in For Do Not Performance Share Program 2013 Vote
19d Approve Transfer of Shares to Cover Certain For Do Not Expenditures in Connection with Performance Vote Share Programs 2011 and 2012
20 Approve Nominating Committee Principles For Do Not Vote
21 Close Meeting
Greene King plc
Meeting Date: 09/03/2013 Country: United Kingdom Meeting Type: Annual
Proposal Vote Number Proposal Text Mgmt Rec Instruction
1 Accept Financial Statements and Statutory For For Reports
2 Approve Remuneration Report For For
3 Approve Final Dividend For For
4 Re-elect Tim Bridge as Director For For
5 Re-elect Rooney Anand as Director For For
6 Re-elect John Brady as Director For For
7 Re-elect Mike Coupe as Director For For
Page 220 of 452 Vote Summary Report Reporting Period: 07/01/2013 to 09/30/2013 Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Greene King plc
Proposal Vote Number Proposal Text Mgmt Rec Instruction
8 Re-elect Ian Durant as Director For For
9 Re-elect Matthew Fearn as Director For For
10 Elect Lynne Weedall as Director For For
11 Reappoint Ernst & Young LLP as Auditors For For
12 Authorise Board to Fix Remuneration of For For Auditors
13 Approve Performance Share Plan 2013 For For
14 Authorise Issue of Equity with Pre-emptive For For Rights
15 Authorise Issue of Equity without Pre- For For emptive Rights
16 Authorise Market Purchase of Ordinary Shares For For
17 Authorise the Company to Call EGM with For For Two Weeks' Notice
Orascom Construction Industries Co
Meeting Date: 09/03/2013 Country: Egypt Meeting Type: Annual
Proposal Vote Number Proposal Text Mgmt Rec Instruction
1 Approve Board Report on Company Activity For Do Not Vote
2 Approve Auditors' Report on Company For Do Not Financial Statements Vote
3 Accept Financial Statements and Statutory For Do Not Reports Vote
4 Approve Discharge of Chairman and Directors For Do Not Vote
5 Elect Directors (Bundled) For Do Not Vote
6 Approve Remuneration of Directors For Do Not Vote
7 Ratify Auditors and Fix Their Remuneration For Do Not Vote
8 Approve Charitable Donations Conducted in For Do Not 2012 and to be Conducted in 2013 Vote
Page 221 of 452 Vote Summary Report Reporting Period: 07/01/2013 to 09/30/2013 Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Ashtead Group plc
Meeting Date: 09/04/2013 Country: United Kingdom Meeting Type: Annual
Proposal Vote Number Proposal Text Mgmt Rec Instruction
1 Accept Financial Statements and Statutory For For Reports
2 Approve Remuneration Report For For
3 Approve Final Dividend For For
4 Re-elect Chris Cole as Director For For
5 Re-elect Geoff Drabble as Director For For
6 Re-elect Brendan Horgan as Director For For
7 Re-elect Sat Dhaiwal as Director For For
8 Re-elect Suzanne Wood as Director For For
9 Re-elect Hugh Etheridge as Director For For
10 Re-elect Michael Burrow as Director For For
11 Re-elect Bruce Edwards as Director For For
12 Re-elect Ian Sutcliffe as Director For For
13 Reappoint Deloitte LLP as Auditors For For
14 Authorise Board to Fix Remuneration of For For Auditors
15 Authorise Issue of Equity with Pre-emptive For For Rights
16 Authorise Issue of Equity without Pre- For For emptive Rights
17 Authorise Market Purchase of Ordinary Shares For For
18 Authorise the Company to Call EGM with For For Two Weeks' Notice
Betfair Group plc
Meeting Date: 09/05/2013 Country: United Kingdom Meeting Type: Annual
Page 222 of 452 Vote Summary Report Reporting Period: 07/01/2013 to 09/30/2013 Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Betfair Group plc
Proposal Vote Number Proposal Text Mgmt Rec Instruction
1 Accept Financial Statements and Statutory For For Reports
2 Approve Remuneration Report For For
3 Approve Final Dividend For For
4 Elect Alexander Gersh as Director For For
5 Elect Peter Jackson as Director For For
6 Re-elect Gerald Corbett as Director For For
7 Re-elect Breon Corcoran as Director For For
8 Re-elect Ian Dyson as Director For For
9 Re-elect Josh Hannah as Director For For
10 Re-elect Fru Hazlitt as Director For For
11 Re-elect Mike McTighe as Director For For
12 Reappoint KPMG Audit plc as Auditors For For
13 Authorise Board to Fix Remuneration of For For Auditors
14 Authorise Issue of Equity with Pre-emptive For For Rights
15 Authorise Issue of Equity without Pre- For For emptive Rights
16 Authorise Market Purchase of Ordinary Shares For For
17 Authorise EU Political Donations and For For Expenditure
18 Authorise the Company to Call EGM with For For Two Weeks' Notice
Carpetright plc
Meeting Date: 09/05/2013 Country: United Kingdom Meeting Type: Annual
Proposal Vote Number Proposal Text Mgmt Rec Instruction
1 Accept Financial Statements and Statutory For For Reports
Page 223 of 452 Vote Summary Report Reporting Period: 07/01/2013 to 09/30/2013 Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Carpetright plc
Proposal Vote Number Proposal Text Mgmt Rec Instruction
2 Approve Remuneration Report For For
3 Re-elect Lord Harris of Peckham as Director For For
4 Re-elect Martin Harris as Director For For
5 Re-elect Neil Page as Director For For
6 Re-elect Baroness Noakes as Director For Abstain
7 Re-elect Sandra Turner as Director For For
8 Re-elect Alan Dickinson as Director For For
9 Re-elect Darren Shapland as Director For For
10 Re-elect David Clifford as Director For For
11 Elect Andrew Page as Director For For
12 Reappoint PricewaterhouseCoopers LLP as For For Auditors
13 Authorise Board to Fix Remuneration of For For Auditors
14 Authorise Issue of Equity with Pre-emptive For For Rights
15 Authorise Issue of Equity without Pre- For For emptive Rights
16 Authorise EU Political Donations and For For Expenditure
17 Approve Sharesave Plan For For
18 Approve Long Term Incentive Plan For Against
19 Authorise Market Purchase of Ordinary Shares For For
20 Authorise the Company to Call EGM with For For Two Weeks' Notice
Dixons Retail plc
Meeting Date: 09/05/2013 Country: United Kingdom Meeting Type: Annual
Proposal Vote Number Proposal Text Mgmt Rec Instruction
1 Accept Financial Statements and Statutory For For Reports
2 Elect Andrea Joosen as Director For For
Page 224 of 452 Vote Summary Report Reporting Period: 07/01/2013 to 09/30/2013 Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Dixons Retail plc
Proposal Vote Number Proposal Text Mgmt Rec Instruction
3 Re-elect John Allan as Director For For
4 Re-elect Katie Bickerstaffe as Director For For
5 Re-elect Dr Utho Creusen as Director For For
6 Re-elect Tim How as Director For For
7 Re-elect Sebastian James as Director For For
8 Re-elect Jock Lennox as Director For For
9 Re-elect Dharmash Mistry as Director For For
10 Re-elect Humphrey Singer as Director For For
11 Reappoint Deloitte LLP as Auditors For For
12 Authorise Board to Fix Remuneration of For For Auditors
13 Approve Remuneration Report For For
14 Authorise EU Political Donations and For For Expenditure
15 Authorise Issue of Equity with Pre-emptive For For Rights
16 Authorise Issue of Equity without Pre- For For emptive Rights
17 Authorise the Company to Call EGM with For For Two Weeks' Notice
Independent News & Media plc
Meeting Date: 09/05/2013 Country: Ireland Meeting Type: Annual
Proposal Vote Number Proposal Text Mgmt Rec Instruction
1 Accept Financial Statements and Statutory For For Reports
2a Reelect L. Buckley as Director For Against
2b Elect T. Buckley as Director For For
2c Reelect P. Connolly as Director For Abstain
2d Reelect L. Gaffney as Director For For
2e Elect D. Harrison as Director For For
Page 225 of 452 Vote Summary Report Reporting Period: 07/01/2013 to 09/30/2013 Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Independent News & Media plc
Proposal Vote Number Proposal Text Mgmt Rec Instruction
2f Reelect J. Kennedy as Director For For
2g Elect A. Marshall as Director For For
2h Reelect F. Murray as Director For For
2i Reelect T. Mullane as Director For For
2j Reelect L. O'Hagan as Director For For
3 Authorize Board to Fix Remuneration of For For Auditors
4 Approve Remuneration Report For For
5 Authorize Share Repurchase Program and For For Reissuance of Shares
6 Authorize the Company to Call EGM with For For Two Weeks' Notice
7 Approve the Independent News & Media plc For For Share Scheme
Lancashire Holdings Ltd
Meeting Date: 09/05/2013 Country: United Kingdom Meeting Type: Special
Proposal Vote Number Proposal Text Mgmt Rec Instruction
1 Approve Acquisition of Cathedral Capital For For Limited
NetEase Inc.
Meeting Date: 09/05/2013 Country: Cayman Islands Meeting Type: Annual
Proposal Vote Number Proposal Text Mgmt Rec Instruction
Meeting for ADR Holders
APPROVE RE-ELECTION OF DIRECTORS
1a Approve to Re-elect William Lei Ding as For For Director
Page 226 of 452 Vote Summary Report Reporting Period: 07/01/2013 to 09/30/2013 Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
NetEase Inc.
Proposal Vote Number Proposal Text Mgmt Rec Instruction
1b Approve to Re-elect Alice Cheng as Director For For
1c Approve to Re-elect Denny Lee as Director For For
1d Approve to Re-elect Joseph Tong as Director For For
1e Approve to Re-elect Lun Feng as Director For For
1f Approve to Re-elect Michael Leung as Director For For
1g Approve to Re-elect Michael Tong as Director For For
2 Approve to Appoint PricewaterhouseCoopers For For Zhong Tian CPAs Limited Company as Auditors of NetEase, Inc. for the Fiscal Year Ending December 31, 2013
Polskie Gornictwo Naftowe i Gazownictwo S.A. (PGNiG)
Meeting Date: 09/05/2013 Country: Poland Meeting Type: Special
Proposal Vote Number Proposal Text Mgmt Rec Instruction
1 Open Meeting
2 Elect Meeting Chairman For For
3 Prepare List of Shareholders
4 Acknowledge Proper Convening of Meeting
5 Approve Agenda of Meeting For For
6 Amend Statute For For
7 Close Meeting
Societe immobiliere de location pour l industrie et le commerce SILIC
Meeting Date: 09/05/2013 Country: France Meeting Type: Annual
Page 227 of 452 Vote Summary Report Reporting Period: 07/01/2013 to 09/30/2013 Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Societe immobiliere de location pour l industrie et le commerce SILIC
Proposal Vote Number Proposal Text Mgmt Rec Instruction
Ordinary Business
1 Dismiss Director SMA Vie BTP For For
2 Authorize Filing of Required For For Documents/Other Formalities
Befimmo SCA
Meeting Date: 09/06/2013 Country: Belgium Meeting Type: Special
Proposal Vote Number Proposal Text Mgmt Rec Instruction
Special Meeting
1 Receive Special Board Report and Special Auditor Report Re: Acquisition and Merger of Blue Tower
2 Receive Information on Capital Increase by Contribution in Kind and Valuation of Befimmo
3 Approve Issuance of Shares in Connection For For with Acquisition of Blue Tower
4 Observe Completion of Merger Re: Acquisition and Merger of Blue Tower
5 Amend Articles to Increase in Share Capital For For Re: Re: Acquisition and Merger of Blue Tower
6 Elect Guy Van Wymersch as Director For For
7 Authorize Implementation of Approved For For Resolutions and Filing of Required Documents/Formalities at Trade Registry
Banpu PCL
Meeting Date: 09/09/2013 Country: Thailand Meeting Type: Special
Page 228 of 452 Vote Summary Report Reporting Period: 07/01/2013 to 09/30/2013 Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Banpu PCL
Proposal Vote Number Proposal Text Mgmt Rec Instruction
1 Acknowledge Minutes of Previous Meeting
2 Approve Stock Split For For
3 Amend Memorandum of Association to For For Reflect Changes in Registered Capital
4 Other Business
Patterson Companies, Inc.
Meeting Date: 09/09/2013 Country: USA Meeting Type: Annual
Proposal Vote Number Proposal Text Mgmt Rec Instruction
1.1 Elect Director John D. Buck For For
2 Advisory Vote to Ratify Named Executive For Against Officers' Compensation
3 Ratify Auditors For For
Yanzhou Coal Mining Company Limited
Meeting Date: 09/09/2013 Country: Hong Kong Meeting Type: Special
Proposal Vote Number Proposal Text Mgmt Rec Instruction
Elect Two Directors by Cumulative Voting
1 Elect Zhang Xinwen as Director For Abstain
2 Elect Li Xiyong as Director For Abstain
Page 229 of 452 Vote Summary Report Reporting Period: 07/01/2013 to 09/30/2013 Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Actavis, Inc.
Meeting Date: 09/10/2013 Country: USA Meeting Type: Special
Proposal Vote Number Proposal Text Mgmt Rec Instruction
1 Approve Merger Agreement For Abstain
2 Approve Creation of Distributable Reserves For For
3 Advisory Vote on Golden Parachutes For Against
4 Adjourn Meeting For For
Cafe De Coral Holdings Ltd.
Meeting Date: 09/10/2013 Country: Hong Kong Meeting Type: Annual
Proposal Vote Number Proposal Text Mgmt Rec Instruction
1 Accept Financial Statements and Statutory For For Reports
2 Approve Final Dividend and Special Dividend For For
3a Elect Lo Hoi Kwong, Sunny as Director For For
3b Elect Lo Ming Shing, Ian as Director For For
3c Elect Li Kwok Sing, Aubrey as Director For For
3d Elect Au Siu Cheung, Albert as Director For For
3e Authorize Board to Fix Remuneration of For For Directors
4 Reappoint PricewaterhouseCoopers as For For Auditors and Authorize Board to Fix Their Remuneration
5 Approve Issuance of Equity or Equity-Linked For For Securities without Preemptive Rights
6 Authorize Repurchase of Up to 10 Percent of For For Issued Share Capital
7 Authorize Reissuance of Repurchased Shares For For
Page 230 of 452 Vote Summary Report Reporting Period: 07/01/2013 to 09/30/2013 Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
CapLease, Inc.
Meeting Date: 09/10/2013 Country: USA Meeting Type: Special
Proposal Vote Number Proposal Text Mgmt Rec Instruction
1 Approve Merger Agreement For Abstain
2 Advisory Vote on Golden Parachutes For Against
3 Adjourn Meeting For For
Industrial and Commercial Bank of China Limited
Meeting Date: 09/10/2013 Country: Hong Kong Meeting Type: Special
Proposal Vote Number Proposal Text Mgmt Rec Instruction
1 Approve Payment of Remuneration to For For Directors and Supervisors
2 Elect Yi Xiqun as Director For For
3 Elect Fu Zhongjun as Director For For
Proposal Vote Number Proposal Text Mgmt Rec Instruction
1 Approve Payment of Remuneration to For Directors and Supervisors
2 Elect Yi Xiqun as Director For
3 Elect Fu Zhongjun as Director For
Oxford Instruments plc
Meeting Date: 09/10/2013 Country: United Kingdom Meeting Type: Annual
Page 231 of 452 Vote Summary Report Reporting Period: 07/01/2013 to 09/30/2013 Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Oxford Instruments plc
Proposal Vote Number Proposal Text Mgmt Rec Instruction
1 Accept Financial Statements and Statutory For For Reports
2 Approve Final Dividend For For
3 Re-elect Nigel Keen as Director For For
4 Re-elect Jonathan Flint as Director For For
5 Re-elect Kevin Boyd as Director For For
6 Re-elect Sir Michael Brady as Director For For
7 Re-elect Jock Lennox as Director For For
8 Elect Thomas Geitner as Director For For
9 Elect Jennifer Allerton as Director For For
10 Appoint KPMG LLP as Auditors For For
11 Authorise Board to Fix Remuneration of For For Auditors
12 Approve Remuneration Report For For
13 Authorise Issue of Equity with Pre-emptive For For Rights
14 Authorise Issue of Equity without Pre- For For emptive Rights
15 Authorise Market Purchase of Ordinary Shares For For
16 Authorise the Company to Call EGM with For For Two Weeks' Notice
SuperGroup plc
Meeting Date: 09/10/2013 Country: United Kingdom Meeting Type: Annual
Proposal Vote Number Proposal Text Mgmt Rec Instruction
1 Accept Financial Statements and Statutory For For Reports
2 Approve Remuneration Report For For
3 Re-elect Peter Bamford as Director For For
Page 232 of 452 Vote Summary Report Reporting Period: 07/01/2013 to 09/30/2013 Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
SuperGroup plc
Proposal Vote Number Proposal Text Mgmt Rec Instruction
4 Re-elect Julian Dunkerton as Director For For
5 Re-elect Susanne Given as Director For For
6 Re-elect Shaun Wills as Director For For
7 Re-elect James Holder as Director For For
8 Re-elect Keith Edelman as Director For For
9 Elect Minnow Powell as Director For For
10 Re-elect Ken McCall as Director For For
11 Elect Euan Sutherland as Director For For
12 Reappoint PricewaterhouseCoopers LLP as For For Auditors
13 Authorise Board to Fix Remuneration of For For Auditors
14 Authorise Issue of Equity with Pre-emptive For For Rights
15 Authorise Issue of Equity without Pre- For For emptive Rights
16 Authorise Market Purchase of Ordinary Shares For For
17 Authorise the Company to Call EGM with For For Two Weeks' Notice
Warner Chilcott Public Limited Company
Meeting Date: 09/10/2013 Country: Ireland Meeting Type: Special
Proposal Vote Number Proposal Text Mgmt Rec Instruction
Court Meeting
1 Approve Scheme of Arrangement For Abstain
Special Meeting
1 Approve Scheme of Arrangement For Abstain
2 Approve Cancellation of Capital Authorization For For
3 Authority to Allot Securities and Application For For of Reserves
4 Amend Articles of Association For Abstain
Page 233 of 452 Vote Summary Report Reporting Period: 07/01/2013 to 09/30/2013 Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Warner Chilcott Public Limited Company
Proposal Vote Number Proposal Text Mgmt Rec Instruction
5 Approve Creation of Distributable Reserves For For
6 Advisory Vote on Golden Parachutes For For
7 Adjourn Meeting For For
Azrieli Group Ltd.
Meeting Date: 09/11/2013 Country: Israel Meeting Type: Annual/Special
Proposal Vote Number Proposal Text Mgmt Rec Instruction
1 Approve Compensation Policy for the For For Directors and Officers of the Company
2 Discuss Financial Statements and the Report of the Board for 2012
3.1 Reelect David Azrieli as Director Until the End For For of the Next Annual General Meeting
3.2 Reelect Danna Azrieli Hakim as Director Until For For the End of the Next Annual General Meeting
3.3 Reelect Menachem Einan as Director Until For For the End of the Next Annual General Meeting
3.4 Reelect Naomi Azrieli as Director Until the For For End of the Next Annual General Meeting
3.5 Reelect Sharon Rachelle Azrieli as Director For For Until the End of the Next Annual General Meeting
3.6 Reelect Tzipora Carmon as Director Until the For For End of the Next Annual General Meeting
3.7 Reelect Josef Chechanover as Director Until For For the End of the Next Annual General Meeting
4 Reappoint Brightman Almagor Zohar & Co. For Against as Auditors
A Vote FOR if you are a controlling shareholder None For or have a personal interest in item; otherwise, vote AGAINST. You may not abstain. If you vote FOR, please provide an explanation to your account manager.
Page 234 of 452 Vote Summary Report Reporting Period: 07/01/2013 to 09/30/2013 Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Japan Prime Realty Investment Corp.
Meeting Date: 09/11/2013 Country: Japan Meeting Type: Special
Proposal Vote Number Proposal Text Mgmt Rec Instruction
1 Amend Articles To Amend Asset Management For For Compensation - Authorize Unit Buybacks
2 Elect Executive Director Kaneko, Hirohito For For
3 Elect Alternate Executive Director Okubo, For For Satoshi
4.1 Appoint Supervisory Director Yasuda, Sosuke For For
4.2 Appoint Supervisory Director Denawa, Masato For For
5 Appoint Alternate Supervisory Director For For Sugiyama, Masaaki
Mpx Energia S.A
Meeting Date: 09/11/2013 Country: Brazil Meeting Type: Special
Proposal Vote Number Proposal Text Mgmt Rec Instruction
1 Change Company Name For Do Not Vote
2 Elect Directors For Do Not Vote
PetroNeft Resources plc
Meeting Date: 09/11/2013 Country: Ireland Meeting Type: Annual
Proposal Vote Number Proposal Text Mgmt Rec Instruction
1 Accept Financial Statements and Statutory For For Reports
2 Reelect Dennis Francis as Director For For
Page 235 of 452 Vote Summary Report Reporting Period: 07/01/2013 to 09/30/2013 Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
PetroNeft Resources plc
Proposal Vote Number Proposal Text Mgmt Rec Instruction
3 Reelect David Sanders as Director For For
4 Reappoint Ernst & Young, Chartered For For Accountants as Auditors and Authorise Board to Fix Their Remuneration
5 Authorise Issuance of Equity or Equity-Linked For For Securities with Preemptive Rights
6 Authorise Issuance of Equity or Equity-Linked For For Securities without Preemptive Rights
Severfield-Rowen plc
Meeting Date: 09/11/2013 Country: United Kingdom Meeting Type: Annual
Proposal Vote Number Proposal Text Mgmt Rec Instruction
1 Accept Financial Statements and Statutory For For Reports
2 Approve Remuneration Report For For
3 Re-elect Alan Dunsmore as Director For For
4 Elect Ian Cochrane as Director For For
5 Reappoint Deloitte LLP as Auditors For For
6 Authorise Board to Fix Remuneration of For For Auditors
7 Authorise Issue of Equity with Pre-emptive For For Rights
8 Authorise Issue of Equity without Pre- For For emptive Rights
9 Authorise Market Purchase of Ordinary Shares For For
10 Authorise the Company to Call EGM with For For Two Weeks' Notice
Sports Direct International plc
Meeting Date: 09/11/2013 Country: United Kingdom Meeting Type: Annual
Page 236 of 452 Vote Summary Report Reporting Period: 07/01/2013 to 09/30/2013 Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Sports Direct International plc
Proposal Vote Number Proposal Text Mgmt Rec Instruction
1 Accept Financial Statements and Statutory For For Reports
2 Approve Remuneration Report For For
3 Re-elect Keith Hellawell as Director For For
4 Re-elect Mike Ashley as Director For For
5 Re-elect Simon Bentley as Director For For
6 Re-elect Dave Forsey as Director For For
7 Re-elect Bob Mellors as Director For For
8 Re-elect Dave Singleton as Director For For
9 Re-elect Claire Jenkins as Director For For
10 Re-elect Charles McCreevy as Director For For
11 Reappoint Grant Thornton UK LLP as Auditors For For
12 Authorise Board to Fix Remuneration of For For Auditors
13 Authorise Issue of Equity with Pre-emptive For For Rights
14 Authorise Issue of Equity with Pre-emptive For For Rights
15 Authorise Issue of Equity without Pre- For For emptive Rights
16 Authorise Market Purchase of Ordinary Shares For For
17 Authorise the Company to Call EGM with For For Two Weeks' Notice
18 Approve EU Political Donations and For For Expenditure
Bank Hapoalim Ltd.
Meeting Date: 09/12/2013 Country: Israel Meeting Type: Annual
Page 237 of 452 Vote Summary Report Reporting Period: 07/01/2013 to 09/30/2013 Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Bank Hapoalim Ltd.
Proposal Vote Number Proposal Text Mgmt Rec Instruction
Items 3-5 are Inluded in the Proxy Card; Item 2 is Not Included in the Proxy Card
1 Discuss Financial Statements for 2012
2 Reappoint Ziv Haft and Somekh Chaikin as For For Auditors and Discuss Their Fees for 2012
3 Reelect Mali Baron as External Director for For For an Additional Three Year Term
4 Reelect Yacov Peer as External Director for For For an Additional Three Year Term
A Vote FOR if you are a controlling shareholder None For or have a personal interest in item; otherwise, vote AGAINST. You may not abstain. If you vote FOR, please provide an explanation to your account manager.
Compagnie Financiere Richemont SA
Meeting Date: 09/12/2013 Country: Switzerland Meeting Type: Annual
Proposal Vote Number Proposal Text Mgmt Rec Instruction
1.1 Accept Financial Statements and Statutory For Do Not Reports Vote
1.2 Approve Remuneration Report For Do Not Vote
2 Approve Allocation of Income and Dividends For Do Not of CHF 1.00 per A Bearer Share and CHF Vote 0.10 per B Registered Share
3 Approve Discharge of Board and Senior For Do Not Management Vote
4.1 Reelect Johann Rupert as Director For Do Not Vote
4.2 Reelect Franco Cologni as Director For Do Not Vote
4.3 Reelect Lord Douro as Director For Do Not Vote
4.4 Reelect Yves-Andre Istel as Director For Do Not Vote
Page 238 of 452 Vote Summary Report Reporting Period: 07/01/2013 to 09/30/2013 Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Compagnie Financiere Richemont SA
Proposal Vote Number Proposal Text Mgmt Rec Instruction
4.5 Reelect Richard Lepeu as Director For Do Not Vote
4.6 Reelect Ruggero Magnoni as Director For Do Not Vote
4.7 Reelect Josua Malherbe as Director For Do Not Vote
4.8 Reelect Frederick Mostert as Director For Do Not Vote
4.9 Reelect Simon Murray as Director For Do Not Vote
4.10 Reelect Alain Dominique Perrin as Director For Do Not Vote
4.11 Reelect Guillaume Pictet as Director For Do Not Vote
4.12 Reelect Norbert Platt as Director For Do Not Vote
4.13 Reelect Alan Quasha as Director For Do Not Vote
4.14 Reelect Maria Ramos as Director For Do Not Vote
4.15 Reelect Lord Renwick of Clifton as Director For Do Not Vote
4.16 Reelect Jan Rupert as Director For Do Not Vote
4.17 Reelect Gary Saage as Director For Do Not Vote
4.18 Reelect Juergen Schrempp as Director For Do Not Vote
4.19 Elect Bernard Fornas as Director For Do Not Vote
4.20 Elect Jean-Blaise Eckert as Director For Do Not Vote
5 Ratify PricewaterhouseCoopers AG as For Do Not Auditors Vote
6 Approve Conversion of A Bearer Shares into For Do Not Registered Shares Vote
Proposal Vote Number Proposal Text Mgmt Rec Instruction
1.1 Accept Financial Statements and Statutory For Reports
1.2 Approve Remuneration Report For
Page 239 of 452 Vote Summary Report Reporting Period: 07/01/2013 to 09/30/2013 Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Compagnie Financiere Richemont SA
Proposal Vote Number Proposal Text Mgmt Rec Instruction
2 Approve Allocation of Income and Dividends For of CHF 1.00 per A Bearer Share and CHF 0.10 per B Registered Share
3 Approve Discharge of Board and Senior For Management
4.1 Reelect Johann Rupert as Director For
4.2 Reelect Franco Cologni as Director For
4.3 Reelect Lord Douro as Director For
4.4 Reelect Yves-Andre Istel as Director For
4.5 Reelect Richard Lepeu as Director For
4.6 Reelect Ruggero Magnoni as Director For
4.7 Reelect Josua Malherbe as Director For
4.8 Reelect Frederick Mostert as Director For
4.9 Reelect Simon Murray as Director For
4.10 Reelect Alain Dominique Perrin as Director For
4.11 Reelect Guillaume Pictet as Director For
4.12 Reelect Norbert Platt as Director For
4.13 Reelect Alan Quasha as Director For
4.14 Reelect Maria Ramos as Director For
4.15 Reelect Lord Renwick of Clifton as Director For
4.16 Reelect Jan Rupert as Director For
4.17 Reelect Gary Saage as Director For
4.18 Reelect Juergen Schrempp as Director For
4.19 Elect Bernard Fornas as Director For
4.20 Elect Jean-Blaise Eckert as Director For
5 Ratify PricewaterhouseCoopers AG as For Auditors
6 Approve Conversion of A Bearer Shares into For Registered Shares
Darty plc
Meeting Date: 09/12/2013 Country: United Kingdom Meeting Type: Annual
Page 240 of 452 Vote Summary Report Reporting Period: 07/01/2013 to 09/30/2013 Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Darty plc
Proposal Vote Number Proposal Text Mgmt Rec Instruction
1 Accept Financial Statements and Statutory For For Reports
2 Reappoint PricewaterhouseCoopers LLP as For For Auditors
3 Authorise Board to Fix Remuneration of For For Auditors
4 Approve Remuneration Report For For
5 Approve Final Dividend For For
6 Elect Pascal Bazin as Director For For
7 Elect Carlo D'Asaro Biondo as Director For For
8 Elect Eric Knight as Director For For
9 Elect Antoine Metzger as Director For For
10 Elect Regis Schultz as Director For For
11 Elect Agnes Touraine as Director For For
12 Re-elect Michel Leonard as Director For For
13 Re-elect Alan Parker as Director For For
14 Re-elect Dominic Platt as Director For For
15 Re-elect Alison Reed as Director For For
16 Authorise Issue of Equity with Pre-emptive For For Rights
17 Authorise Issue of Equity without Pre- For For emptive Rights
18 Authorise EU Political Donations and For For Expenditure
19 Authorise Market Purchase of Ordinary Shares For For
20 Authorise the Company to Call EGM with For For Two Weeks' Notice
Dell Inc.
Meeting Date: 09/12/2013 Country: USA Meeting Type: Special
Page 241 of 452 Vote Summary Report Reporting Period: 07/01/2013 to 09/30/2013 Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Dell Inc.
Proposal Vote Number Proposal Text Mgmt Rec Instruction
1 Approve Merger Agreement For Abstain
2 Advisory Vote on Golden Parachutes For Against
3 Adjourn Meeting For For
Empire Company Limited
Meeting Date: 09/12/2013 Country: Canada Meeting Type: Annual
Proposal Vote Number Proposal Text Mgmt Rec Instruction
Meeting for Class A Non-Voting Shareholders
1 Advisory Vote on Executive Compensation For For Approach
H&R Block, Inc.
Meeting Date: 09/12/2013 Country: USA Meeting Type: Annual
Proposal Vote Number Proposal Text Mgmt Rec Instruction
1a Elect Director Paul J. Brown For For
1b Elect Director William C. Cobb For For
1c Elect Director Marvin R. Ellison For For
1d Elect Director Robert A. Gerard For For
1e Elect Director David Baker Lewis For For
1f Elect Director Victoria J. Reich For For
1g Elect Director Bruce C. Rohde For For
1h Elect Director Tom D. Seip For For
1i Elect Director Christianna Wood For For
Page 242 of 452 Vote Summary Report Reporting Period: 07/01/2013 to 09/30/2013 Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
H&R Block, Inc.
Proposal Vote Number Proposal Text Mgmt Rec Instruction
1j Elect Director James F. Wright For For
2 Ratify Auditors For For
3 Advisory Vote to Ratify Named Executive For Against Officers' Compensation
4 Amend Articles For For
5 Amend Articles For For
6 Pro-rata Vesting of Equity Plans Against For
MegaFon OJSC
Meeting Date: 09/12/2013 Country: Russia Meeting Type: Special
Proposal Vote Number Proposal Text Mgmt Rec Instruction
Meeting for GDR Holders
1 Approve Remuneration of Independent For For Directors
2 Approve Related-Party Transaction Re: For For Acquisition of 100 percent of Share Capital of Maxiten Co Limited
3 Approve Regulations on General Meetings For For
NCC Group plc
Meeting Date: 09/12/2013 Country: United Kingdom Meeting Type: Annual
Proposal Vote Number Proposal Text Mgmt Rec Instruction
1 Accept Financial Statements and Statutory For For Reports
2 Approve Remuneration Report For For
3 Approve Final Dividend For For
4 Reappoint Ernst & Young LLP as Auditors For For
Page 243 of 452 Vote Summary Report Reporting Period: 07/01/2013 to 09/30/2013 Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
NCC Group plc
Proposal Vote Number Proposal Text Mgmt Rec Instruction
5 Authorise Board to Fix Remuneration of For For Auditors
6 Re-elect Rob Cotton as Director For For
7 Re-elect Paul Mitchell as Director For For
8 Re-elect Debbie Hewitt as Director For For
9 Re-elect Thomas Chambers as Director For For
10 Re-elect Atul Patel as Director For For
11 Authorise Issue of Equity with Pre-emptive For For Rights
12 Authorise Issue of Equity without Pre- For For emptive Rights
13 Authorise Market Purchase of Ordinary Shares For For
14 Authorise the Company to Call EGM with For For Two Weeks' Notice
15 Approve Sharesave Plan For For
16 Approve Long Term Incentive Plan For For
Ogx Petroleo E Gas Participacoes S.A
Meeting Date: 09/12/2013 Country: Brazil Meeting Type: Special
Proposal Vote Number Proposal Text Mgmt Rec Instruction
1 Elect Directors For Do Not Vote
Photo-Me International plc
Meeting Date: 09/12/2013 Country: United Kingdom Meeting Type: Annual
Proposal Vote Number Proposal Text Mgmt Rec Instruction
1 Accept Financial Statements and Statutory For For Reports
Page 244 of 452 Vote Summary Report Reporting Period: 07/01/2013 to 09/30/2013 Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Photo-Me International plc
Proposal Vote Number Proposal Text Mgmt Rec Instruction
2 Approve Remuneration Report For For
3 Approve Final Dividend For For
4 Appoint KPMG LLP as Auditors For For
5 Authorise Board to Fix Remuneration of For For Auditors
6 Re-elect Emmanuel Olympitis as Director For For
7 Authorise Issue of Equity with Pre-emptive For For Rights
8 Authorise Issue of Equity without Pre- For For emptive Rights
9 Authorise Market Purchase of Ordinary Shares For For
Safaricom Limited
Meeting Date: 09/12/2013 Country: Kenya Meeting Type: Annual
Proposal Vote Number Proposal Text Mgmt Rec Instruction
Ordinary Business
1 Accept Financial Statements and Statutory For For Reports
2 Approve First and FInal Dividend of KES 0.31 For For per Share
3 Reelect Susan Mudhune as Director For For
4 Ratify PricewaterhouseCoopers as Auditors For For and Fix Their Remuneration
5 Other Business For For
Special Business
6.1 Amend Article 88 of Bylaws Re: Unclaimed For For Dividends
6.2 Delete Article 140 of Bylaws For For
Page 245 of 452 Vote Summary Report Reporting Period: 07/01/2013 to 09/30/2013 Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Schroder Real Estate Investment Trust Ltd
Meeting Date: 09/12/2013 Country: Guernsey Meeting Type: Annual
Proposal Vote Number Proposal Text Mgmt Rec Instruction
Ordinary Resolutions
1 Accept Consolidated Financial Statements For For and Statutory Reports
2 Approve Remuneration Report For For
3 Reelect Andrew Sykes as a Director For For
4 Reelect Harry Dick-Cleland as a Director For For
5 Reelect Peter Atkinson as a Director For For
6 Reelect John Frederiksen as a Director For For
7 Reelect Keith Goulborn as a Director For For
8 Reelect David Warr as a Director For For
9 Ratify KPMG Channel Islands Limited as For For Auditors
10 Authorize Board to Fix Remuneration of For For Auditors
11 Approve Share Repurchase Program For For
Special Resolution
12 Approve Issuance of Equity or Equity-Linked For For Securities without Preemptive Rights
Shoppers Drug Mart Corporation
Meeting Date: 09/12/2013 Country: Canada Meeting Type: Special
Proposal Vote Number Proposal Text Mgmt Rec Instruction
1 Approve Merger Agreement For For
Page 246 of 452 Vote Summary Report Reporting Period: 07/01/2013 to 09/30/2013 Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Huabao International Holdings Limited
Meeting Date: 09/13/2013 Country: Hong Kong Meeting Type: Special
Proposal Vote Number Proposal Text Mgmt Rec Instruction
1 Approve Revision of Annual Caps Under the For For Hongta Framework Agreement
2 Approve Revision of Annual Caps Under the For For GD Framework Agreement
3a Amend Bye-Laws of the Company For For
3b Adopt New Bye-Laws of the Company For For
NetApp, Inc.
Meeting Date: 09/13/2013 Country: USA Meeting Type: Annual
Proposal Vote Number Proposal Text Mgmt Rec Instruction
1a Elect Director Daniel J. Warmenhoven For For
1b Elect Director Nicholas G. Moore For For
1c Elect Director Thomas Georgens For For
1d Elect Director Jeffry R. Allen For For
1e Elect Director Alan L. Earhart For For
1f Elect Director Gerald Held For For
1g Elect Director T. Michael Nevens For For
1h Elect Director George T. Shaheen For For
1i Elect Director Robert T. Wall For For
1j Elect Director Richard P. Wallace For For
1k Elect Director Tor R. Braham For For
1l Elect Director Kathryn M. Hill For For
2 Amend Omnibus Stock Plan For Against
3 Amend Qualified Employee Stock Purchase For For Plan
Page 247 of 452 Vote Summary Report Reporting Period: 07/01/2013 to 09/30/2013 Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
NetApp, Inc.
Proposal Vote Number Proposal Text Mgmt Rec Instruction
4 Advisory Vote to Ratify Named Executive For Against Officers' Compensation
5a Remove Supermajority Voting Standards for For For Amendments to Article VI of the Company's Certificate of Incorporation
5b Remove Supermajority Voting Standards for For For Approve Amendments to Article X of the Company's Certificate of Incorporation
6 Pro-rata Vesting of Equity Plan Against For
7 Ratify Auditors For For
Rural Electrification Corporation Ltd.
Meeting Date: 09/13/2013 Country: India Meeting Type: Annual
Proposal Vote Number Proposal Text Mgmt Rec Instruction
1 Accept Financial Statements and Statutory For Reports
2 Confirm Interim Dividend of INR 6.75 Per For Share and Approve Final Dividend of INR 1.50 Per Share
3 Reelect V. Subramanian as Director For
4 Reelect S.K. Gupta as Director For
5 Authorize Board to Fix Remuneration of For Auditors
6 Elect B.N. Sharma as Director For
African Bank Investments Ltd
Meeting Date: 09/16/2013 Country: South Africa Meeting Type: Special
Proposal Vote Number Proposal Text Mgmt Rec Instruction
Special Resolutions
Page 248 of 452 Vote Summary Report Reporting Period: 07/01/2013 to 09/30/2013 Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
African Bank Investments Ltd
Proposal Vote Number Proposal Text Mgmt Rec Instruction
1 Approve Increase in Authorised Share Capital For For
2 Amend Memorandum of Incorporation For For
3 Place Authorised but Unissued Shares under For For Control of Directors Pursuant to a Rights Offer
4 Approve Financial Assistance to the BEE For For Companies
Ordinary Resolution
1 Authorise Board to Ratify and Execute For For Approved Resolutions ageas SA/NV
Meeting Date: 09/16/2013 Country: Belgium Meeting Type: Special
Proposal Vote Number Proposal Text Mgmt Rec Instruction
Special Meeting
1 Open Meeting
2.1 Approve Cancellation of 469,705 For For Repurchased Shares
2.2 Approve Additional Reduction in Share For For Capital Through Distribution of EUR 1 per Share
3.1 Elect Lucrezia Reichlin as Independent For For Director
3.2 Elect Richard Jackson as Independent For For Director
4 Close Meeting
Bunnings Warehouse Property Trust
Meeting Date: 09/16/2013 Country: Australia Meeting Type: Special
Page 249 of 452 Vote Summary Report Reporting Period: 07/01/2013 to 09/30/2013 Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Bunnings Warehouse Property Trust
Proposal Vote Number Proposal Text Mgmt Rec Instruction
1 Approve the Acquisition and Lease Back of For Abstain the Warehouse Properties from Bunnings Group Limited
2 Approve the Amendments to the Trust's For For Constitution
Fortune Real Estate Investment Trust
Meeting Date: 09/16/2013 Country: Singapore Meeting Type: Special
Proposal Vote Number Proposal Text Mgmt Rec Instruction
1 Approve Proposed Acquisition and Related For Abstain Transactions
Giant Interactive Group Inc.
Meeting Date: 09/16/2013 Country: Cayman Islands Meeting Type: Annual
Proposal Vote Number Proposal Text Mgmt Rec Instruction
Meeting for ADR Holders
1 Reelect Mr. Yuzhu Shi as Director For
2 Reelect Mr. Andrew Y. Yan as Director For
3 Approve Appointment of Ernst & Young Hua For Ming as Auditor for Fiscal Year 2013
4 Other Business (Voting) For
Alliance Global Group, Inc.
Meeting Date: 09/17/2013 Country: Philippines Meeting Type: Annual
Page 250 of 452 Vote Summary Report Reporting Period: 07/01/2013 to 09/30/2013 Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Alliance Global Group, Inc.
Proposal Vote Number Proposal Text Mgmt Rec Instruction
3 Approve Minutes of the Annual General For For Meeting of Stockolders Held on Sept. 18, 2012
5 Appoint Independent Auditors For For
6 Ratify Acts of the Board of Directors, Board For For Committees, and Officers for the Year 2012
Elect 7 Directors by Cumulative Voting
7.1 Elect Andrew L. Tan as Director For For
7.2 Elect Sergio R. Ortiz-Luis Jr. as Director For For
7.3 Elect Kingson U. Sian as Director For For
7.4 Elect Katherine L. Tan as Director For For
7.5 Elect Winston S. Co as Director For For
7.6 Elect Kevin Andrew L. Tan as Director For For
7.7 Elect Alejo L. Villanueva Jr. as Director For For
China Rongsheng Heavy Industries Group Holdings Ltd
Meeting Date: 09/17/2013 Country: Cayman Islands Meeting Type: Special
Proposal Vote Number Proposal Text Mgmt Rec Instruction
1 Approve Issuance of Equity or Equity-Linked For Against Securities without Preemptive Rights
Investors Real Estate Trust
Meeting Date: 09/17/2013 Country: USA Meeting Type: Annual
Page 251 of 452 Vote Summary Report Reporting Period: 07/01/2013 to 09/30/2013 Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Investors Real Estate Trust
Proposal Vote Number Proposal Text Mgmt Rec Instruction
1.1 Elect Director Timothy P. Mihalick For For
1.2 Elect Director Jeffrey L. Miller For For
1.3 Elect Director John T. Reed For For
1.4 Elect Director W. David Scott For For
1.5 Elect Director Stephen L. Stenehjem For For
1.6 Elect Director John D. Stewart For For
1.7 Elect Director Thomas A. Wentz, Jr. For For
1.8 Elect Director Jeffrey K. Woodbury For For
1.9 Elect Director Linda J. Hall For For
2 Advisory Vote to Ratify Named Executive For For Officers' Compensation
3 Amend Restricted Stock Plan For For
4 Ratify Auditors For For
Koninklijke Vopak NV
Meeting Date: 09/17/2013 Country: Netherlands Meeting Type: Special
Proposal Vote Number Proposal Text Mgmt Rec Instruction
Special Meeting
1 Open Meeting
2a Grant Board Authority to Issue Cumulative For For Preference C Shares
2b Authorize Board to Exclude Preemptive For Against Rights from Issuance under Item 2a
3 Amend Articles Re: Create Cumulative For For Preference C Shares
4 Receive Explanation on Company's Reserves and Dividend Policy
5 Approve Stock Dividend Program For For
Page 252 of 452 Vote Summary Report Reporting Period: 07/01/2013 to 09/30/2013 Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Koninklijke Vopak NV
Proposal Vote Number Proposal Text Mgmt Rec Instruction
6 Amend Call-Option Agreement with Company For Against Friendly Foundation
7 Other Business (Non-Voting)
8 Close Meeting
NTPC Ltd.
Meeting Date: 09/17/2013 Country: India Meeting Type: Annual
Proposal Vote Number Proposal Text Mgmt Rec Instruction
1 Accept Financial Statements and Statutory For Reports
2 Confirm Interim Dividend of INR 3.75 Per For Share and Approve Final Dividend of INR 0.75 Per Share and Special Dividend of INR 1.25 Per Share
3 Reelect A.K. Singhal as Director For
4 Reelect N.N. Misra as Director For
5 Reelect S.B.G. Dastidar as Director For
6 Reelect R.S. Sahoo as Director For
7 Authorize Board to Fix Remuneration of For Auditors
8 Elect A.D. Singh as Director For
9 Elect U.P. Pani as Director For
10 Elect P. Mehta as Director For
Samsung Engineering Co. Ltd.
Meeting Date: 09/17/2013 Country: South Korea Meeting Type: Special
Page 253 of 452 Vote Summary Report Reporting Period: 07/01/2013 to 09/30/2013 Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Samsung Engineering Co. Ltd.
Proposal Vote Number Proposal Text Mgmt Rec Instruction
1 Elect Park Joong-Heum as CEO For For
Tallink Grupp AS
Meeting Date: 09/17/2013 Country: Estonia Meeting Type: Special
Proposal Vote Number Proposal Text Mgmt Rec Instruction
1 Recall Ashwin Roy from Supervisory Board For
2 Elect Colin Douglas Clark as New Supervisory For Board Member; Reelect Toivo Ninnas, Ain Hanshmidt, Eve Pant, and Lauri Kustaa Aima for Three-Year Term of Office
3 Approve Remuneration of Supervisory Board For Members
4 Authorize Supervisory Board to Increase For Share Capital by EUR 25 Million within Three Years as from Jan. 1, 2014
Darden Restaurants, Inc.
Meeting Date: 09/18/2013 Country: USA Meeting Type: Annual
Proposal Vote Number Proposal Text Mgmt Rec Instruction
1.1 Elect Director Michael W. Barnes For For
1.2 Elect Director Leonard L. Berry For For
1.3 Elect Director Christopher J. (CJ) Fraleigh For For
1.4 Elect Director Victoria D. Harker For For
1.5 Elect Director David H. Hughes For For
1.6 Elect Director Charles A. Ledsinger, Jr. For For
Page 254 of 452 Vote Summary Report Reporting Period: 07/01/2013 to 09/30/2013 Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Darden Restaurants, Inc.
Proposal Vote Number Proposal Text Mgmt Rec Instruction
1.7 Elect Director William M. Lewis, Jr. For For
1.8 Elect Director Connie Mack, III For For
1.9 Elect Director Andrew H. (Drew) Madsen For For
1.10 Elect Director Clarence Otis, Jr. For For
1.11 Elect Director Michael D. Rose For For
1.12 Elect Director Maria A. Sastre For For
1.13 Elect Director William S. Simon For For
2 Amend Omnibus Stock Plan For Against
3 Advisory Vote to Ratify Named Executive For Against Officers' Compensation
4 Ratify Auditors For For
5 Require a Majority Vote for the Election of Against For Directors
6 Adopt Proxy Access Right Against For
7 Report on Political Contributions Against For
8 Report on Lobbying Payments and Policy Against For
9 Prepare Employment Diversity Report Against For
Games Workshop Group plc
Meeting Date: 09/18/2013 Country: United Kingdom Meeting Type: Annual
Proposal Vote Number Proposal Text Mgmt Rec Instruction
1 Accept Financial Statements and Statutory For For Reports
2 Re-elect Tom Kirby as Director For Against
3 Re-elect Chris Myatt as Director For Against
4 Re-elect Nick Donaldson as Director For Against
5 Reappoint PricewaterhouseCoopers LLP as For For Auditors and Authorise Their Remuneration
6 Approve Remuneration Report For Against
Page 255 of 452 Vote Summary Report Reporting Period: 07/01/2013 to 09/30/2013 Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Games Workshop Group plc
Proposal Vote Number Proposal Text Mgmt Rec Instruction
7 Authorise Issue of Equity with Pre-emptive For For Rights
8 Authorise Issue of Equity without Pre- For For emptive Rights
9 Authorise Market Purchase of Ordinary Shares For For
Merrion Pharmaceuticals plc
Meeting Date: 09/18/2013 Country: Ireland Meeting Type: Annual
Proposal Vote Number Proposal Text Mgmt Rec Instruction
Ordinary Business
1 Accept Consolidated Financial Statements For For and Statutory Reports
2 Reelect Michael McKenna as Director For For
3 Reelect Fintan Maher as Director For Against
4 Elect Gerard Flood as Director For For
5 Reappoint KPMG as Auditors and Authorise For For Board to Fix Their Remuneration
Special Business
6 Authorise Issuance of Equity or Equity-Linked For For Securities with Preemptive Rights
7 Authorise Issuance of Equity or Equity-Linked For Against Securities without Preemptive Rights
Crombie Real Estate Investment Trust
Meeting Date: 09/19/2013 Country: Canada Meeting Type: Special
Proposal Vote Number Proposal Text Mgmt Rec Instruction
Meeting for Unitholders and Special Voting Unitholders
Page 256 of 452 Vote Summary Report Reporting Period: 07/01/2013 to 09/30/2013 Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Crombie Real Estate Investment Trust
Proposal Vote Number Proposal Text Mgmt Rec Instruction
1 Approve Issuance of Shares in the Private For Against Placement
2 Amend Declaration of Trust For For
Diageo plc
Meeting Date: 09/19/2013 Country: United Kingdom Meeting Type: Annual
Proposal Vote Number Proposal Text Mgmt Rec Instruction
1 Accept Financial Statements and Statutory For For Reports
2 Approve Remuneration Report For For
3 Approve Final Dividend For For
4 Re-elect Peggy Bruzelius as Director For For
5 Re-elect Laurence Danon as Director For For
6 Re-elect Lord Davies as Director For For
7 Re-elect Ho KwonPing as Director For For
8 Re-elect Betsy Holden as Director For For
9 Re-elect Dr Franz Humer as Director For For
10 Re-elect Deirdre Mahlan as Director For For
11 Re-elect Ivan Menezes as Director For For
12 Re-elect Philip Scott as Director For For
13 Appoint KPMG LLP as Auditors For For
14 Authorise Board to Fix Remuneration of For For Auditors
15 Authorise Issue of Equity with Pre-emptive For For Rights
16 Authorise Issue of Equity without Pre- For For emptive Rights
17 Authorise Market Purchase of Ordinary Shares For For
18 Authorise EU Political Donations and For For Expenditure
19 Authorise the Company to Call EGM with For For Two Weeks' Notice
Page 257 of 452 Vote Summary Report Reporting Period: 07/01/2013 to 09/30/2013 Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
NIKE, Inc.
Meeting Date: 09/19/2013 Country: USA Meeting Type: Annual
Proposal Vote Number Proposal Text Mgmt Rec Instruction
1.1 Elect Director Alan B. Graf, Jr. For For
1.2 Elect Director John C. Lechleiter For For
1.3 Elect Director Phyllis M. Wise For For
2 Advisory Vote to Ratify Named Executive For Against Officers' Compensation
3 Ratify Auditors For For
4 Report on Political Contributions Against For
Proposal Vote Number Proposal Text Mgmt Rec Instruction
1.1 Elect Director Alan B. Graf, Jr. For
1.2 Elect Director John C. Lechleiter For
1.3 Elect Director Phyllis M. Wise For
2 Advisory Vote to Ratify Named Executive For Officers' Compensation
3 Ratify Auditors For
4 Report on Political Contributions Against
Noble Group Ltd.
Meeting Date: 09/19/2013 Country: Singapore Meeting Type: Special
Proposal Vote Number Proposal Text Mgmt Rec Instruction
1 Approve Proposed Issuance of Shares to For For Yusuf Alireza
2 Approve Proposed Issuance of Shares to For For William James Randall
Page 258 of 452 Vote Summary Report Reporting Period: 07/01/2013 to 09/30/2013 Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Noble Group Ltd.
Proposal Vote Number Proposal Text Mgmt Rec Instruction
1 Approve Proposed Issuance of Shares to For Yusuf Alireza
2 Approve Proposed Issuance of Shares to For William James Randall
Northgate plc
Meeting Date: 09/19/2013 Country: United Kingdom Meeting Type: Annual
Proposal Vote Number Proposal Text Mgmt Rec Instruction
1 Accept Financial Statements and Statutory For For Reports
2 Approve Final Dividend For For
3 Approve Remuneration Report For For
4 Reappoint Deloitte LLP as Auditors For For
5 Authorise the Audit and Risk Committee to For For Fix Remuneration of Auditors
6 Re-elect Bob Mackenzie as Director For For
7 Re-elect Andrew Allner as Director For For
8 Re-elect Jan Astrand as Director For Abstain
9 Re-elect Tom Brown as Director For For
10 Re-elect Bob Contreras as Director For For
11 Re-elect Chris Muir as Director For For
12 Elect Jill Caseberry as Director For For
13 Authorise Issue of Equity with Pre-emptive For For Rights
14 Authorise Issue of Equity without Pre- For For emptive Rights
15 Authorise the Company to Call EGM with For For Two Weeks' Notice
16 Authorise Market Purchase of Ordinary Shares For For
Page 259 of 452 Vote Summary Report Reporting Period: 07/01/2013 to 09/30/2013 Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Picton Property Income Ltd.
Meeting Date: 09/19/2013 Country: Guernsey Meeting Type: Annual
Proposal Vote Number Proposal Text Mgmt Rec Instruction
Ordinary Resolutions
1 Accept Consolidated Financial Statements For For and Statutory Reports
2 Reelect KPMG Channel Islands Ltd as Auditors For For
3 Authorize Board to Fix Remuneration of For For Auditors
4 Elect Vic Holmes as a Director For For
5 Reelect Roger Lewis as a Director For For
6 Reelect Nicholas Thompson as a Director For For
7 Authorize Share Repurchase Program For For
8 Approve Wider Investment Policy For Abstain
Extraordinary Resolution
9 Approve Issuance of Equity or Equity-Linked For Against Securities without Preemptive Rights
Singapore Exchange Ltd.
Meeting Date: 09/19/2013 Country: Singapore Meeting Type: Annual
Proposal Vote Number Proposal Text Mgmt Rec Instruction
1 Adopt Financial Statements and Directors' For For and Auditors' Reports
2 Declare Final Dividend For For
3 Elect Chew Choon Seng as Director For For
4 Elect Magnus Böcker as Director For For
5 Elec Thaddeus Beczak as Director For For
6 Elect Jane Diplock AO as Director For For
Page 260 of 452 Vote Summary Report Reporting Period: 07/01/2013 to 09/30/2013 Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Singapore Exchange Ltd.
Proposal Vote Number Proposal Text Mgmt Rec Instruction
7 Approve Payment of SGD 750,000 to the For For Chairman as Director's Fees and Provision to Him of a Car with a Driver For the Financial Year Ending June 30, 2014
8 Approve Directors' Fees of SGD 1.5 Million For For For the Financial Year Ending June 30, 2014
9 Reappoint Auditors and Authorize Board to For For Fix Their Remuneration
10 Elect Ng Kok Song as Director For For
11 Approve Issuance of Equity or Equity-Linked For Against Securities with or without Preemptive Rights
12 Authorize Share Repurchase Program For For
Sydney Airport
Meeting Date: 09/19/2013 Country: Australia Meeting Type: Special
Proposal Vote Number Proposal Text Mgmt Rec Instruction
Agenda for Unitholders of Sydney Airport Trust 1 (SAT 1)
1 Approve the Issuance of Up to 52.42 Million For For SYD Securities to MTAA Superannuation Fund
2 Approve the Issuance of Up to 14.89 Million For For SYD Securities to UniSuper Superannuation Fund
3 Ratify the Past Issuance of 123.06 Million For For SYD Securities to HOCHTIEF AirPort GmbH
4 Ratify the Past Issuance of 57.12 Million SYD For For Securities to The Future Fund Board of Guardians
Agenda for Unitholders of Sydney Airport Trust 2 (SAT 2)
1 Approve the Issuance of Up to 52.42 Million For For SYD Securities to MTAA Superannuation Fund
2 Approve the Issuance of Up to 14.89 Million For For SYD Securities to UniSuper Superannuation Fund
3 Ratify the Past Issuance of 123.06 Million For For SYD Securities to HOCHTIEF AirPort GmbH
Page 261 of 452 Vote Summary Report Reporting Period: 07/01/2013 to 09/30/2013 Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Sydney Airport
Proposal Vote Number Proposal Text Mgmt Rec Instruction
4 Ratify the Past Issuance of 57.12 Million SYD For For Securities to The Future Fund Board of Guardians
Telekomunikacja Polska S A
Meeting Date: 09/19/2013 Country: Poland Meeting Type: Special
Proposal Vote Number Proposal Text Mgmt Rec Instruction
1 Open Meeting
2 Elect Meeting Chairman For For
3 Acknowledge Proper Convening of Meeting
4 Approve Agenda of Meeting For For
5 Elect Members of Vote Counting Commission For For
6 Approve Changes in Composition of For Against Supervisory Board
7 Close Meeting
Imagination Technologies Group plc
Meeting Date: 09/20/2013 Country: United Kingdom Meeting Type: Annual
Proposal Vote Number Proposal Text Mgmt Rec Instruction
1 Accept Financial Statements and Statutory For For Reports
2 Approve Remuneration Report For For
3 Re-elect Geoff Shingles as Director For Abstain
4 Re-elect Sir Hossein Yassaie as Director For For
5 Re-elect Richard Smith as Director For For
6 Re-elect Andrew Heath as Director For For
Page 262 of 452 Vote Summary Report Reporting Period: 07/01/2013 to 09/30/2013 Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Imagination Technologies Group plc
Proposal Vote Number Proposal Text Mgmt Rec Instruction
7 Re-elect Gilles Delfassy as Director For For
8 Re-elect David Anderson as Director For For
9 Re-elect David Hurst-Brown as Director For Abstain
10 Re-elect Ian Pearson as Director For Abstain
11 Reappoint KPMG Audit plc as Auditors For For
12 Authorise Board to Fix Remuneration of For For Auditors
13 Authorise Issue of Equity with Pre-emptive For For Rights
14 Authorise Issue of Equity without Pre- For For emptive Rights
15 Authorise Market Purchase of Ordinary Shares For For
16 Authorise the Company to Call EGM with For For Two Weeks' Notice
17 Approve Long Term Incentive Plan For For
New India Investment Trust plc
Meeting Date: 09/20/2013 Country: United Kingdom Meeting Type: Annual
Proposal Vote Number Proposal Text Mgmt Rec Instruction
1 Accept Financial Statements and Statutory For For Reports
2 Approve Remuneration Report For For
3 Elect Hasan Askari as Director For For
4 Re-elect Victor Bulmer-Thomas as Director For For
5 Reappoint Ernst & Young LLP as Auditors and For For Authorise Their Remuneration
6 Authorise Market Purchase of Ordinary Shares For For
7 Authorise Issue of Equity with Pre-emptive For For Rights
8 Authorise Issue of Equity without Pre- For For emptive Rights
9 Approve Continuation of Company as For For Investment Trust
Page 263 of 452 Vote Summary Report Reporting Period: 07/01/2013 to 09/30/2013 Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Ryanair Holdings plc
Meeting Date: 09/20/2013 Country: Ireland Meeting Type: Annual
Proposal Vote Number Proposal Text Mgmt Rec Instruction
Ordinary Business
1 Accept Financial Statements and Statutory For For Reports
2a Re-elect Charles McCreevy as Director For For
2b Re-elect Declan McKeon as Director For For
2c Elect Julie O'Neill as Director For For
2d Elect Louise Phelan as Director For For
2e Elect Dick Milliken as Director For For
3 Authorize Board to Fix Remuneration of For For Auditors
Special Business
4 Authorize Issuance of Equity or Equity-Linked For For Securities with Preemptive Rights
5 Authorize Issuance of Equity or Equity-Linked For For Securities without Preemptive Rights
6 Authorize Share Repurchase Program For For
7 Approve Ryanair Share Option Plan 2013 For Against
Seadrill Limited
Meeting Date: 09/20/2013 Country: Bermuda Meeting Type: Annual
Proposal Vote Number Proposal Text Mgmt Rec Instruction
1 Reelect John Fredriksen as Director For For
2 Reelect Olav Troim as Director For For
3 Reelect Kate Blankenship as Director For For
4 Reelect Kathrine Fredriksen as Director For For
5 Reelect Carl Steen as Director For For
Page 264 of 452 Vote Summary Report Reporting Period: 07/01/2013 to 09/30/2013 Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Seadrill Limited
Proposal Vote Number Proposal Text Mgmt Rec Instruction
6 Reelect Bert Bekker as Director For For
7 Reelect Paul Leand Jr as Director For For
8 Amend Bye-Laws Re: Board Related For For Amendments
9 Approve PricewaterhouseCoopers as Auditor For For and Authorize Board to Fix Their Remuneration
10 Approve Remuneration of Directors for 2013 For For in Aggregate of USD 1.5 Million
Siam Makro Public Co Ltd
Meeting Date: 09/20/2013 Country: Thailand Meeting Type: Special
Proposal Vote Number Proposal Text Mgmt Rec Instruction
1 Approve Minutes of Previous Meeting For For
2 Amend Articles of Association For For
3 Amend Memorandum of Association Re: For For Company Objectives
4 Approve Stock Split and Amend For For Memorandum of Association to Reflect Changes in Registered Capital
5 Approve Revision in Remuneration of For For Directors
6 Other Business For Against
Oil India Ltd
Meeting Date: 09/21/2013 Country: India Meeting Type: Annual
Proposal Vote Number Proposal Text Mgmt Rec Instruction
1 Accept Financial Statements and Statutory For Reports
Page 265 of 452 Vote Summary Report Reporting Period: 07/01/2013 to 09/30/2013 Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Oil India Ltd
Proposal Vote Number Proposal Text Mgmt Rec Instruction
2 Confirm Interim Dividends of INR 23.00 Per For Share and Approve Final Dividend of INR 7.00 Per Share
3 Reelect T.K.A. Kumar as Director For
4 Reelect R. Aggarwal as Director For
5 Authorize Board to Fix Remuneration of For Auditors
6 Elect A. Mukerji as Director For
7 Elect S.C. Gupta as Director For
8 Elect B. Ramamurthi as Director For
9 Elect S. Chaudhuri as Director For
10 Elect G. Barua as Director For
11 Elect N.K. Srivastava as Director For
CETIP S.A. - MERCADOS ORGANIZADOS
Meeting Date: 09/23/2013 Country: Brazil Meeting Type: Special
Proposal Vote Number Proposal Text Mgmt Rec Instruction
1 Elect Luis Felix Cardamone Neto as Director For Do Not Vote
2 Ratify Members of Nomination Committee For Do Not Vote
3 Ratify Minutes of April 29, 2013, EGM Re: For Do Not Capital Increase (Item 2) Vote
FedEx Corporation
Meeting Date: 09/23/2013 Country: USA Meeting Type: Annual
Page 266 of 452 Vote Summary Report Reporting Period: 07/01/2013 to 09/30/2013 Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
FedEx Corporation
Proposal Vote Number Proposal Text Mgmt Rec Instruction
1.1 Elect Director James L. Barksdale For For
1.2 Elect Director John A. Edwardson For For
1.3 Elect Director Shirley Ann Jackson For For
1.4 Elect Director Steven R. Loranger For For
1.5 Elect Director Gary W. Loveman For For
1.6 Elect Director R. Brad Martin For For
1.7 Elect Director Joshua Cooper Ramo For For
1.8 Elect Director Susan C. Schwab For For
1.9 Elect Director Frederick W. Smith For For
1.10 Elect Director David P. Steiner For For
1.11 Elect Director Paul S. Walsh For For
2 Advisory Vote to Ratify Named Executive For Against Officers' Compensation
3 Amend Omnibus Stock Plan For Against
4 Ratify Auditors For For
5 Require Independent Board Chairman Against For
6 Adopt Proxy Access Right Against Against
7 Limit Accelerated Vesting of Awards Against For
8 Adopt Policy Prohibiting Hedging and Against For Pledging Transactions
9 Report on Political Contributions Against For
10 Adopt Policy to Ensure Consistency between Against Against Company Values and Political Contributions
11 Provide Vote Counting to Exclude Abstentions Against Against
Proposal Vote Number Proposal Text Mgmt Rec Instruction
1.1 Elect Director James L. Barksdale For
1.2 Elect Director John A. Edwardson For
1.3 Elect Director Shirley Ann Jackson For
Page 267 of 452 Vote Summary Report Reporting Period: 07/01/2013 to 09/30/2013 Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
FedEx Corporation
Proposal Vote Number Proposal Text Mgmt Rec Instruction
1.4 Elect Director Steven R. Loranger For
1.5 Elect Director Gary W. Loveman For
1.6 Elect Director R. Brad Martin For
1.7 Elect Director Joshua Cooper Ramo For
1.8 Elect Director Susan C. Schwab For
1.9 Elect Director Frederick W. Smith For
1.10 Elect Director David P. Steiner For
1.11 Elect Director Paul S. Walsh For
2 Advisory Vote to Ratify Named Executive For Officers' Compensation
3 Amend Omnibus Stock Plan For
4 Ratify Auditors For
5 Require Independent Board Chairman Against
6 Adopt Proxy Access Right Against
7 Limit Accelerated Vesting of Awards Against
8 Adopt Policy Prohibiting Hedging and Against Pledging Transactions
9 Report on Political Contributions Against
10 Adopt Policy to Ensure Consistency between Against Company Values and Political Contributions
11 Provide Vote Counting to Exclude Abstentions Against
International Public Partnerships Ltd
Meeting Date: 09/23/2013 Country: Guernsey Meeting Type: Special
Proposal Vote Number Proposal Text Mgmt Rec Instruction
1 Amend Investment Advisory Agreement, For Abstain Partnership Agreement and the Operating Agreement
Page 268 of 452 Vote Summary Report Reporting Period: 07/01/2013 to 09/30/2013 Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Utilico Emerging Markets Limited
Meeting Date: 09/23/2013 Country: Bermuda Meeting Type: Annual
Proposal Vote Number Proposal Text Mgmt Rec Instruction
Ordinary Business
1 Approve Minutes of Previous Meeting For For
2 Accept Financial Statements and Statutory For For Reports
3 Approve Remuneration Report For For
4 Reelect Anthony Muh as Director For For
5 Reelect Kevin O'Connor as Director For For
6 Reappoint KPMG LLP as Auditors For For
7 Authorise Board to Fix Remuneration of the For For Auditors
Special Business
8 Authorise Share Repurchase Program For For
Special Resolution
9 Approve Issuance of Equity or Equity-Linked For For Securities without Preemptive Rights
Ordinary Resolution
10 Amend Bye-laws For For
Vectura Group plc
Meeting Date: 09/23/2013 Country: United Kingdom Meeting Type: Annual
Proposal Vote Number Proposal Text Mgmt Rec Instruction
1 Accept Financial Statements and Statutory For For Reports
2 Approve Remuneration Report For For
3 Elect Paul Oliver as Director For For
4 Re-elect Dr Chris Blackwell as Director For For
Page 269 of 452 Vote Summary Report Reporting Period: 07/01/2013 to 09/30/2013 Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Vectura Group plc
Proposal Vote Number Proposal Text Mgmt Rec Instruction
5 Re-elect Neil Warner as Director For For
6 Re-elect Jack Cashman as Director For For
7 Re-elect Dr John Brown as Director For For
8 Reappoint Deloitte LLP as Auditors For For
9 Authorise Board to Fix Remuneration of For For Auditors
10 Authorise Issue of Equity with Pre-emptive For For Rights
11 Authorise Issue of Equity without Pre- For For emptive Rights
12 Authorise the Company to Call EGM with For For Two Weeks' Notice
Fastnet Oil & Gas plc
Meeting Date: 09/24/2013 Country: United Kingdom Meeting Type: Annual
Proposal Vote Number Proposal Text Mgmt Rec Instruction
1 Accept Financial Statements and Statutory For For Reports
2 Re-elect Michael Edelson as Director For For
3 Elect Carol Law as Director For For
4 Elect Paul Griffiths as Director For For
5 Appoint BDO LLP as Auditors and Authorise For For Their Remuneration
6 Authorise Issue of Equity with Pre-emptive For For Rights
7 Authorise Issue of Equity without Pre- For Against emptive Rights
General Mills, Inc.
Meeting Date: 09/24/2013 Country: USA Meeting Type: Annual
Page 270 of 452 Vote Summary Report Reporting Period: 07/01/2013 to 09/30/2013 Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
General Mills, Inc.
Proposal Vote Number Proposal Text Mgmt Rec Instruction
1a Elect Director Bradbury H. Anderson For For
1b Elect Director R. Kerry Clark For For
1c Elect Director Paul Danos For For
1d Elect Director William T. Esrey For For
1e Elect Director Raymond V. Gilmartin For For
1f Elect Director Judith Richards Hope For For
1g Elect Director Heidi G. Miller For For
1h Elect Director Hilda Ochoa-Brillembourg For For
1i Elect Director Steve Odland For For
1j Elect Director Kendall J. Powell For For
1k Elect Director Michael D. Rose For For
1l Elect Director Robert L. Ryan For For
1m Elect Director Dorothy A. Terrell For For
2 Advisory Vote to Ratify Named Executive For Against Officers' Compensation
3 Ratify Auditors For For
4 Report on Responsibility for Post-Consumer Against For Product Packaging
Prime Office AG
Meeting Date: 09/24/2013 Country: Germany Meeting Type: Annual
Proposal Vote Number Proposal Text Mgmt Rec Instruction
1 Receive Financial Statements and Statutory Reports for Fiscal 2012 (Non-Voting)
2 Approve Allocation of Income and Omission For For of Dividends
3 Approve Discharge of Management Board for For For Fiscal 2012
Page 271 of 452 Vote Summary Report Reporting Period: 07/01/2013 to 09/30/2013 Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Prime Office AG
Proposal Vote Number Proposal Text Mgmt Rec Instruction
4 Approve Discharge of Supervisory Board for For For Fiscal 2012
5.1 Elect Roland Berger to the Supervisory Board For For
5.2 Elect Franz-Joseph Busse to the Supervisory For For Board
5.3 Elect Kurt Faltlhauser to the Supervisory For For Board
5.4 Elect Stefan Giesler to the Supervisory Board For For
5.5 Elect Harald Wiedmann to the Supervisory For For Board
5.6 Elect Walter Klug to the Supervisory Board For For
6 Ratify Ernst & Young GmbH as Auditors for For For Fiscal 2013
7 Approve Remuneration of Supervisory Board For For
8 Approve Combined Business Agreement For Abstain Between Prime Office REIT-AG and OCM German Real Estate Holding AG
9 Approve Merger by Absorption of Prime For Abstain Office REIT-AG by OCM German Real Estate Holding AG
Remy Cointreau
Meeting Date: 09/24/2013 Country: France Meeting Type: Annual/Special
Proposal Vote Number Proposal Text Mgmt Rec Instruction
Ordinary Business
1 Approve Financial Statements and Statutory For For Reports
2 Approve Consolidated Financial Statements For For and Statutory Reports
3 Approve Allocation of Income and Dividends For For of EUR 1.40 per Share
4 Approve Auditors' Special Report on Related- For Abstain Party Transactions
5 Approve Discharge of Directors and Auditors For For
6 Reelect Marc Heriard Dubreuil as Director For Against
Page 272 of 452 Vote Summary Report Reporting Period: 07/01/2013 to 09/30/2013 Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Remy Cointreau
Proposal Vote Number Proposal Text Mgmt Rec Instruction
7 Elect Florence Rollet as Director For For
8 Elect Yves Guillemot as Director For For
9 Elect Olivier Jolivet as Director For For
10 Approve Remuneration of Directors in the For For Aggregate Amount of EUR 420,000
11 Authorize Repurchase of Up to 10 Percent of For Against Issued Share Capital
12 Authorize Filing of Required For For Documents/Other Formalities
Extraordinary Business
13 Authorize Decrease in Share Capital via For For Cancellation of Repurchased Shares
14 Authorize Capitalization of Reserves of Up to For For EUR 30 Million for Bonus Issue or Increase in Par Value
15 Authorize Capital Increase of up to 10 For For Percent of Issued Capital for Contributions in Kind
16 Approve Employee Stock Purchase Plan Against For
17 Allow Board to Use Authorizations and For Against Delegations Granted under this General Meeting and the July 26, 2012 General Meeting in the Event of a Public Tender Offer or Share Exchange Offer
18 Authorize Board to Transfer Funds from For For Capital Increases to the Legal Reserves Account
19 Amend Article 8.2 of Bylaws Re: For Abstain Shareholding Disclosure Thresholds
20 Authorize Filing of Required For For Documents/Other Formalities
Alimentation Couche-Tard Inc.
Meeting Date: 09/25/2013 Country: Canada Meeting Type: Annual
Proposal Vote Number Proposal Text Mgmt Rec Instruction
1.1 Elect Alain Bouchard as Director For For
Page 273 of 452 Vote Summary Report Reporting Period: 07/01/2013 to 09/30/2013 Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Alimentation Couche-Tard Inc.
Proposal Vote Number Proposal Text Mgmt Rec Instruction
1.2 Elect Nathalie Bourque as Director For For
1.3 Elect Jacques D'Amours as Director For For
1.4 Elect Roger Desrosiers as Director For For
1.5 Elect Jean Elie as Director For For
1.6 Elect Richard Fortin as Director For For
1.7 Elect Melanie Kau as Director For For
1.8 Elect Real Plourde as Director For For
1.9 Elect Daniel Rabinowicz as Director For For
1.10 Elect Jean Turmel as Director For For
2 Approve PricewaterhouseCoopers LLP as For For Auditors and Authorize Board to Fix Their Remuneration
3 SP1: Seperate Vote for Election of Directors Against Against
4 SP2: Require Independent Board Chairman Against For
5 SP3: Advisory Vote to Ratify Named Against For Executive Officers' Compensation
6 SP4: Require a Majority Vote for the Election Against For of Directors
7 SP5: Pension Plans: Increase Disclosure of Against Against Monitoring
8 SP6: Report on Environmental Accountability Against For
9 SP7: Report on Unionization of Couche-Tard Against Against Stores
ASX Ltd.
Meeting Date: 09/25/2013 Country: Australia Meeting Type: Annual
Proposal Vote Number Proposal Text Mgmt Rec Instruction
3a Elect Shane Finemore as Director For For
3b Elect Ken Henry as Director For For
Page 274 of 452 Vote Summary Report Reporting Period: 07/01/2013 to 09/30/2013 Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
ASX Ltd.
Proposal Vote Number Proposal Text Mgmt Rec Instruction
4 Approve the Grant of Up to A$750,000 Worth For For of Performance Rights to Elmer Funke Kupper, Managing Director and CEO of the Company
5 Approve the Remuneration Report For For
Companhia de Saneamento de Minas Gerais COPASA
Meeting Date: 09/25/2013 Country: Brazil Meeting Type: Special
Proposal Vote Number Proposal Text Mgmt Rec Instruction
1 Elect Fiscal Council Member For Do Not Vote
2 Approve Loan Agreement with Caixa For Do Not Economica Federal Re: Programa de Vote Aceleracao de Crescimento (PAC-2)
3 Approve Bidding Process for Public-Private For Do Not Partnership Re: Divinopolis Sanitary Sewer Vote System
Ets Franz Colruyt
Meeting Date: 09/25/2013 Country: Belgium Meeting Type: Annual
Proposal Vote Number Proposal Text Mgmt Rec Instruction
Annual Meeting
1 Receive and Approve Directors' and Auditors' For For Reports, and Report of the Works Council
2 Approve Remuneration Report For Against
3a Adopt Financial Statements For For
3b Adopt Consolidated Financial Statements For For
4 Approve Dividends of EUR 1 Per Share For For
5 Approve Allocation of Income For Against
Page 275 of 452 Vote Summary Report Reporting Period: 07/01/2013 to 09/30/2013 Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Ets Franz Colruyt
Proposal Vote Number Proposal Text Mgmt Rec Instruction
6 Approve Profit Participation of Employees For Against Through Allotment of Repurchased Shares of Colruyt
7 Approve Discharge of Directors For For
8 Approve Discharge of Auditors For For
9a Reelect NV Herbeco, Permanently For Against Represented by Piet Colruyt, as Director
9b Reelect Franciscus Colruyt as Director For For
9c Reelect NV Farik, Permanently Represented For Against by Franciscus Colruyt, as Director
10 Elect Astrid De Lathauwer as Director For For
11 Ratify KPMG as Auditors For For
12 Allow Questions
International Consolidated Airlines Group SA
Meeting Date: 09/25/2013 Country: United Kingdom Meeting Type: Special
Proposal Vote Number Proposal Text Mgmt Rec Instruction
1 Approve Purchase of 18 Boeing 787 Aircraft For Abstain by British Airways plc
2 Approve Purchase of 18 Airbus A350 Aircraft For Abstain by British Airways plc
3 Approve Purchase of 30 Airbus A320ceo For Abstain Aircraft and 32 Airbus A320neo Aircraft by Vueling Airlines S.A.
4 Elect Enrique Dupuy de Lome Chavarri as For For Director
5 Authorise Board to Ratify and Execute For For Approved Resolutions
L'OCCITANE INTERNATIONAL S.A.
Meeting Date: 09/25/2013 Country: Luxembourg Meeting Type: Annual
Page 276 of 452 Vote Summary Report Reporting Period: 07/01/2013 to 09/30/2013 Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
L'OCCITANE INTERNATIONAL S.A.
Proposal Vote Number Proposal Text Mgmt Rec Instruction
1 Accept Financial Statements and Statutory For For Reports
2 Declare Final Dividend For For
3a Elect Valérie Irène Amélie Monique Bernis as For For Director
3b Elect Pierre Maurice Georges Milet as Director For For
4a Authorize Issuance of Equity or Equity-Linked For Against Securities without Preemptive Rights
4b Authorize Repurchase of Up to 10 Percent of For For Issued Share Capital
4c Authorize Reissuance of Repurchased Shares For Against
5 Renew Appointment of For For PricewaterhouseCoopers as Statutory Auditor
6 Reappoint PricewaterhouseCoopers as For For External Auditor
7a Adopt Share Option Plan 2013 For For
7b Adopt Free Share Plan 2013 For For
8 Authorize Board to Fix Remuneration of For For Directors
9 Approve Discharge of Directors For For
10 Approve Discharge of Auditors For For
11 Approve Remuneration of Auditors For For
Proposal Vote Number Proposal Text Mgmt Rec Instruction
1 Accept Financial Statements and Statutory For Reports
2 Declare Final Dividend For
3a Elect Valérie Irène Amélie Monique Bernis as For Director
3b Elect Pierre Maurice Georges Milet as Director For
4a Authorize Issuance of Equity or Equity-Linked For Securities without Preemptive Rights
4b Authorize Repurchase of Up to 10 Percent of For Issued Share Capital
Page 277 of 452 Vote Summary Report Reporting Period: 07/01/2013 to 09/30/2013 Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
L'OCCITANE INTERNATIONAL S.A.
Proposal Vote Number Proposal Text Mgmt Rec Instruction
4c Authorize Reissuance of Repurchased Shares For
5 Renew Appointment of For PricewaterhouseCoopers as Statutory Auditor
6 Reappoint PricewaterhouseCoopers as For External Auditor
7a Adopt Share Option Plan 2013 For
7b Adopt Free Share Plan 2013 For
8 Authorize Board to Fix Remuneration of For Directors
9 Approve Discharge of Directors For
10 Approve Discharge of Auditors For
11 Approve Remuneration of Auditors For
NMDC Ltd.
Meeting Date: 09/25/2013 Country: India Meeting Type: Annual
Proposal Vote Number Proposal Text Mgmt Rec Instruction
1 Accept Financial Statements and Statutory For Reports
2 Approve Final Dividend of INR 4.00 Per Share For
3a Reelect C.S. Verma as Director For
3b Reelect N.K. Nanda as Director For
3c Reelect S. Thiagarajan as Director For
3d Reelect S. Bose as Director For
3e Reelect S.K. Das as Director For
3f Reelect R. Singh as Director For
3g Reelect R.N. Aga as Director For
3h Reelect P.H. Mathur as Director For
3i Reelect D. Rath as Director For
3j Reelect S.J. Sibal as Director For
Page 278 of 452 Vote Summary Report Reporting Period: 07/01/2013 to 09/30/2013 Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
NMDC Ltd.
Proposal Vote Number Proposal Text Mgmt Rec Instruction
4 Authorize Board to Fix Remuneration of For Auditors
5 Elect V.K. Thakral as Director For
6 Elect S. Abbasi as Director For
7 Elect N. Mohammad as Director For
8 Elect V.K. Agarwal as Director For
9 Elect M. Shah as Director For
Oil & Natural Gas Corporation Ltd.
Meeting Date: 09/25/2013 Country: India Meeting Type: Annual
Proposal Vote Number Proposal Text Mgmt Rec Instruction
1 Accept Financial Statements and Statutory For Reports
2 Confirm Interim Dividends of INR 9.00 Per For Share and Approve Final Dividend of INR 0.50 Per Share
3 Reelect D. Chandrasekharam as Director For
4 Reelect K.S. Jamestin as Director For
5 Authorize Board to Fix Remuneration of For Auditors
6 Elect P.K. Borthakur as Director For
7 Elect S. Shanker as Director For
8 Elect K.N. Murthy as Director For
9 Elect N.K. Verma as Director For
PZ Cussons plc
Meeting Date: 09/25/2013 Country: United Kingdom Meeting Type: Annual
Page 279 of 452 Vote Summary Report Reporting Period: 07/01/2013 to 09/30/2013 Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
PZ Cussons plc
Proposal Vote Number Proposal Text Mgmt Rec Instruction
1 Accept Financial Statements and Statutory For For Reports
2 Approve Remuneration Report For For
3 Approve Final Dividend For For
4 Re-elect Richard Harvey as Director For For
5 Re-elect Alex Kanellis as Director For For
6 Re-elect John Arnold as Director For For
7 Re-elect Chris Davis as Director For For
8 Re-elect Ngozi Edozien as Director For For
9 Re-elect Simon Heale as Director For For
10 Re-elect Brandon Leigh as Director For For
11 Re-elect Helen Owers as Director For For
12 Re-elect James Steel as Director For For
13 Reappoint PricewaterhouseCoopers LLP as For For Auditors
14 Authorise Board to Fix Remuneration of For For Auditors
15 Authorise Issue of Equity with Pre-emptive For For Rights
16 Authorise Issue of Equity without Pre- For For emptive Rights
17 Authorise Market Purchase of Ordinary Shares For For
18 Authorise the Company to Call EGM with For For Two Weeks' Notice
19 Authorise EU Political Donations and For For Expenditure
Royal London Asset Mmnt Bnd Fd -Sterling Extra Yield
Meeting Date: 09/25/2013 Country: Ireland Meeting Type: Annual
Page 280 of 452 Vote Summary Report Reporting Period: 07/01/2013 to 09/30/2013 Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Royal London Asset Mmnt Bnd Fd -Sterling Extra Yield
Proposal Vote Number Proposal Text Mgmt Rec Instruction
1 Accept Financial Statements and Statutory For Reports
2 Authorize Board to Fix Remuneration of For Auditors
SOCO International plc
Meeting Date: 09/25/2013 Country: United Kingdom Meeting Type: Special
Proposal Vote Number Proposal Text Mgmt Rec Instruction
1 Approve Return of Cash to Shareholders For Abstain
Anite plc
Meeting Date: 09/26/2013 Country: United Kingdom Meeting Type: Annual
Proposal Vote Number Proposal Text Mgmt Rec Instruction
1 Accept Financial Statements and Statutory For For Reports
2 Approve Remuneration Report For For
3 Approve Final Dividend For For
4 Re-elect Clay Brendish as Director For For
5 Re-elect Christopher Humphrey as Director For For
6 Re-elect Richard Amos as Director For For
7 Re-elect David Hurst-Brown as Director For For
8 Re-elect Paul Taylor as Director For For
9 Re-elect Nigel Clifford as Director For For
10 Reappoint Deloitte LLP as Auditors For For
Page 281 of 452 Vote Summary Report Reporting Period: 07/01/2013 to 09/30/2013 Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Anite plc
Proposal Vote Number Proposal Text Mgmt Rec Instruction
11 Authorise Board to Fix Remuneration of For For Auditors
12 Authorise Issue of Equity with Pre-emptive For For Rights
13 Authorise Issue of Equity without Pre- For For emptive Rights
14 Authorise Market Purchase of Ordinary Shares For For
15 Authorise the Company to Call EGM with For For Two Weeks' Notice
Banco de Credito e Inversiones (BCI)
Meeting Date: 09/26/2013 Country: Chile Meeting Type: Special
Proposal Vote Number Proposal Text Mgmt Rec Instruction
1 Authorize Increase in Capital via Share For Do Not Issuance in the Amount of $ 400 Million Vote
2 Approve Allocation of 10 Percent of Capital For Do Not Increase for Compensation Plan Vote
3 Approve Registration of Capital Increase For Do Not Shares in Chilean Superintendency of Banks Vote and Financial Institutions
4 Amend Articles to Reflect Changes in Capital For Do Not Vote
5 Authorize Board to Ratify and Execute For Do Not Approved Resolutions on Changes in Vote Company Bylaws
Don Quijote
Meeting Date: 09/26/2013 Country: Japan Meeting Type: Annual
Proposal Vote Number Proposal Text Mgmt Rec Instruction
1 Approve Allocation of Income, with a Final For For Dividend of JPY 23
Page 282 of 452 Vote Summary Report Reporting Period: 07/01/2013 to 09/30/2013 Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Don Quijote
Proposal Vote Number Proposal Text Mgmt Rec Instruction
2 Appoint Statutory Auditor Inoe, Yukihiko For For
3 Approve Retirement Bonus Payment for For Against Statutory Auditor
Magnit OAO
Meeting Date: 09/26/2013 Country: Russia Meeting Type: Special
Proposal Vote Number Proposal Text Mgmt Rec Instruction
1 Approve Interim Dividends of RUB 46.06 for For First Six Months of Fiscal 2013
2 Approve Related-Party Transaction Re: Loan For Agreement with ZAO Tander
Magnit OAO
Meeting Date: 09/26/2013 Country: Russia Meeting Type: Special
Proposal Vote Number Proposal Text Mgmt Rec Instruction
Meeting for GDR Holders
1 Approve Interim Dividends of RUB 46.06 for For For First Six Months of Fiscal 2013
2 Approve Related-Party Transaction Re: Loan For For Agreement with ZAO Tander
Proposal Vote Number Proposal Text Mgmt Rec Instruction
Meeting for GDR Holders
1 Approve Interim Dividends of RUB 46.06 for For First Six Months of Fiscal 2013
2 Approve Related-Party Transaction Re: Loan For Agreement with ZAO Tander
Page 283 of 452 Vote Summary Report Reporting Period: 07/01/2013 to 09/30/2013 Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Micro Focus International plc
Meeting Date: 09/26/2013 Country: United Kingdom Meeting Type: Annual
Proposal Vote Number Proposal Text Mgmt Rec Instruction
1 Accept Financial Statements and Statutory For For Reports
2 Approve Final Dividend For For
3 Approve Remuneration Report For For
4 Re-elect Kevin Loosemore as Director For For
5 Re-elect Mike Phillips as Director For For
6 Re-elect David Maloney as Director For For
7 Re-elect Tom Skelton as Director For For
8 Re-elect Karen Slatford as Director For For
9 Re-elect Tom Virden as Director For For
10 Reappoint PricewaterhouseCoopers LLP as For For Auditors
11 Authorise Board to Fix Remuneration of For For Auditors
12 Authorise Issue of Equity with Pre-emptive For For Rights
13 Authorise Issue of Equity without Pre- For For emptive Rights
14 Authorise Market Purchase of Ordinary Shares For For
15 Authorise the Company to Call EGM with For For Two Weeks' Notice
Micro Focus International plc
Meeting Date: 09/26/2013 Country: United Kingdom Meeting Type: Special
Proposal Vote Number Proposal Text Mgmt Rec Instruction
1 Approve Matters Relating to the Return of For Abstain Value to Shareholders
Page 284 of 452 Vote Summary Report Reporting Period: 07/01/2013 to 09/30/2013 Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Micro Focus International plc
Proposal Vote Number Proposal Text Mgmt Rec Instruction
2 Authorise Issue of Equity with Pre-emptive For For Rights
3 Authorise Issue of Equity without Pre- For For emptive Rights
4 Authorise Market Purchase of New Ordinary For For Shares
Open Text Corporation
Meeting Date: 09/26/2013 Country: Canada Meeting Type: Annual/Special
Proposal Vote Number Proposal Text Mgmt Rec Instruction
1.1 Elect Director P. Thomas Jenkins For For
1.2 Elect Director Mark Barrenechea For For
1.3 Elect Director Randy Fowlie For For
1.4 Elect Director Gail E. Hamilton For For
1.5 Elect Director Brian J. Jackman For For
1.6 Elect Director Stephen J. Sadler For For
1.7 Elect Director Michael Slaunwhite For For
1.8 Elect Director Katharine B. Stevenson For For
1.9 Elect Director Deborah Weinstein For For
2 Approve KPMG LLP as Auditors and Authorize For For Board to Fix Their Remuneration
3 Approve Shareholder Rights Plan For For
4 Amend Bylaws For For
Tech Mahindra Ltd.
Meeting Date: 09/26/2013 Country: India Meeting Type: Annual
Page 285 of 452 Vote Summary Report Reporting Period: 07/01/2013 to 09/30/2013 Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Tech Mahindra Ltd.
Proposal Vote Number Proposal Text Mgmt Rec Instruction
1 Accept Financial Statements and Statutory For Reports
2 Approve Dividend of INR 5.00 Per Share For
3 Reelect A. Puri as Director For
4 Approve Vacancy on the Board Resulting For from the Retirement of P. Zuckerman
5 Reelect U.N. Yargop as Director For
6 Approve Deloitte Haskins & Sells as Auditors For and Authorize Board to Fix Their Remuneration
7 Elect C.P. Gurnani as Director For
8 Approve Appointment and Remuneration of For C.P. Gurnani as Managing Director
9 Approve Appointment and Remuneration of For V. Nayyar as Executive Vice Chairman
10 Elect A.G. Mahindra as Director For
11 Elect B.N. Doshi as Director For
12 Elect T.N. Manoharan as Director For
13 Elect M.R. Rao as Director For
14 Amend Articles of Association For
15 Approve Increase in Limit on Foreign For Shareholdings
16 Amend Restricted Stock Unit Plan For
17 Amend Pricing Formula of Options Under the For ASOP-B Scheme
Air New Zealand Ltd.
Meeting Date: 09/27/2013 Country: New Zealand Meeting Type: Annual
Proposal Vote Number Proposal Text Mgmt Rec Instruction
1 Elect Antony (Tony) Carter as Director For For
Page 286 of 452 Vote Summary Report Reporting Period: 07/01/2013 to 09/30/2013 Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Air New Zealand Ltd.
Proposal Vote Number Proposal Text Mgmt Rec Instruction
2 Elect James (Jim) Fox as Director For For
3 Elect Robert (Rob) Jager as Director For For
China International Marine Containers (Group) Co., Ltd.
Meeting Date: 09/27/2013 Country: China Meeting Type: Special
Proposal Vote Number Proposal Text Mgmt Rec Instruction
EGM Ballot for Holders of H Shares
1 Elect Wu Shuxiong as Director For For
2 Appoint He Jiale as Supervisor For For
Colonial Properties Trust
Meeting Date: 09/27/2013 Country: USA Meeting Type: Special
Proposal Vote Number Proposal Text Mgmt Rec Instruction
1 Approve Merger Agreement For Abstain
2 Advisory Vote on Golden Parachutes For For
3 Adjourn Meeting For For
ConAgra Foods, Inc.
Meeting Date: 09/27/2013 Country: USA Meeting Type: Annual
Proposal Vote Number Proposal Text Mgmt Rec Instruction
1.1 Elect Director Mogens C. Bay For For
Page 287 of 452 Vote Summary Report Reporting Period: 07/01/2013 to 09/30/2013 Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
ConAgra Foods, Inc.
Proposal Vote Number Proposal Text Mgmt Rec Instruction
1.2 Elect Director Stephen G. Butler For For
1.3 Elect Director Steven F. Goldstone For For
1.4 Elect Director Joie A. Gregor For For
1.5 Elect Director Rajive Johri For For
1.6 Elect Director W.G. Jurgensen For For
1.7 Elect Director Richard H. Lenny For For
1.8 Elect Director Ruth Ann Marshall For For
1.9 Elect Director Gary M. Rodkin For For
1.10 Elect Director Andrew J. Schindler For For
1.11 Elect Director Kenneth E. Stinson For For
2 Ratification Of The Appointment Of For For Independent Auditor
3 Advisory Vote to Ratify Named Executive For Against Officers' Compensation
4 Provide Vote Counting to Exclude Abstentions Against Against
Gree Inc.
Meeting Date: 09/27/2013 Country: Japan Meeting Type: Annual
Proposal Vote Number Proposal Text Mgmt Rec Instruction
1 Approve Allocation of Income, with a Final For For Dividend of JPY 14
2 Amend Articles To Reduce Directors' Term For For
3.1 Elect Director Araki, Eiji For For
3.2 Elect Director Shino, Sanku For For
3.3 Elect Director Akiyama, Jin For For
3.4 Elect Director Maeda, Yuta For For
Page 288 of 452 Vote Summary Report Reporting Period: 07/01/2013 to 09/30/2013 Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
MegaFon OJSC
Meeting Date: 09/27/2013 Country: Russia Meeting Type: Special
Proposal Vote Number Proposal Text Mgmt Rec Instruction
Meeting for GDR Holders
1 Approve Early Termination of Powers of For For Board of Directors
Elect Seven Directors by Cumulative Voting
2.1 Elect Per-Arne Blomquist as Director None Against
2.2 Elect Kenneth Karlberg as Director None Against
2.3 Elect Johan Dennelind as Director None Against
2.4 Elect Christian Luiga as Director None Against
2.5 Elect Jan Rudberg as Director None For
2.6 Elect Paul Myners as Director None For
2.7 Elect Jan Erixon as Director None Against
2.8 Elect Sergey Soldatenkov as Director None Against
2.9 Elect Vladimir Streshinsky as Director None Against
Mid-America Apartment Communities, Inc.
Meeting Date: 09/27/2013 Country: USA Meeting Type: Special
Proposal Vote Number Proposal Text Mgmt Rec Instruction
1 Approve Merger Agreement For Abstain
2 Approve Omnibus Stock Plan For For
3 Adjourn Meeting For For
Cementos Pacasmayo S.A.A
Meeting Date: 09/30/2013 Country: Peru Meeting Type: Special
Page 289 of 452 Vote Summary Report Reporting Period: 07/01/2013 to 09/30/2013 Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Cementos Pacasmayo S.A.A
Proposal Vote Number Proposal Text Mgmt Rec Instruction
Meeting for ADR Holders
1 Amend Corporate Purpose For
2 Designate Delegates to Ratify and Execute For Approved Resolutions
Companhia Siderurgica Nacional - CSN
Meeting Date: 09/30/2013 Country: Brazil Meeting Type: Special
Proposal Vote Number Proposal Text Mgmt Rec Instruction
1.a Approve Agreement to Absorb Florestal For Do Not Nacional S.A. Vote
1.b Approve Agreement to Spin Off CSN For Do Not Cimentos S.A. Vote
1.c Approve Agreement to Spin Off Companhia For Do Not Metalurgica Prada Vote
2 Appoint Independent Firm to Appraise For Do Not Proposed Transactions Vote
3 Approve Independent Firm's Appraisals For Do Not Vote
4.a Approve Absorption of Florestal Nacional S.A. For Do Not Vote
4.b Approve Spin-Off of CSN Cimentos S.A. For Do Not Vote
4.c Approve Spin-Off of Companhia Metalurgica For Do Not Prada Vote
5 Authorize Board to Ratify and Execute For Do Not Approved Resolutions Vote
Deutsche Wohnen AG
Meeting Date: 09/30/2013 Country: Germany Meeting Type: Special
Page 290 of 452 Vote Summary Report Reporting Period: 07/01/2013 to 09/30/2013 Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Deutsche Wohnen AG
Proposal Vote Number Proposal Text Mgmt Rec Instruction
1 Issue Up to 128.8 Million New Shares in For Abstain Connection with Acquisition of GSW Immobilien AG
2 Issue Up to 6.6 Million New Shares in For Abstain Connection with Acquisition of GSW Immobilien AG
Fibria Celulose SA
Meeting Date: 09/30/2013 Country: Brazil Meeting Type: Special
Proposal Vote Number Proposal Text Mgmt Rec Instruction
1 Approve Agreement to Absorb Normus For Do Not Empreedimentos e Participacoes Ltda. Vote (Normus)
2 Appoint Independent Firm to Appraise For Do Not Proposed Transaction Vote
3 Approve Independent Firm's Appraisal For Do Not Vote
4 Approve Absorption of Normus For Do Not Empreedimentos e Participacoes Ltda. Vote
5 Authorize Board to Ratify and Execute For Do Not Approved Resolutions Vote
Gazprom Neft JSC
Meeting Date: 09/30/2013 Country: Russia Meeting Type: Special
Proposal Vote Number Proposal Text Mgmt Rec Instruction
Meeting for ADR Holders
1 Approve Interim Dividends for First Six For Months of Fiscal 2013
Page 291 of 452 Vote Summary Report Reporting Period: 07/01/2013 to 09/30/2013 Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Indiabulls Power Ltd.
Meeting Date: 09/30/2013 Country: India Meeting Type: Annual
Proposal Vote Number Proposal Text Mgmt Rec Instruction
1 Accept Financial Statements and Statutory For Reports
2 Reelect R. Rattan as Director For
3 Reelect S.S. Ahlawat as Director For
4 Approve Deloitte Haskins & Sells as Auditors For and Authorize Board to Fix Their Remuneration
Jindal Steel and Power Ltd
Meeting Date: 09/30/2013 Country: India Meeting Type: Annual
Proposal Vote Number Proposal Text Mgmt Rec Instruction
1 Accept Financial Statements and Statutory For Reports
2 Approve Dividend of INR 1.60 Per Share For
3 Reelect N. Jindal as Director For
4 Reelect R.V. Shahi as Director For
5 Reelect A. Kumar as Director For
6 Approve S.S. Kothari Mehta & Co. as Auditors For and Authorize Board to Fix Their Remuneration
7 Elect R. Uppal as Director For
8 Elect S.K. Garg as Director For
9 Elect D.K. Saraogi as Director For
10 Approve Appointment and Remuneration of For R. Uppal as Managing Director & CEO
11 Approve Appointment and Remuneration of For N. Jindal as Executive Director
12 Approve Appointment and Remuneration of For S. Maroo as Deputy Managing Director
Page 292 of 452 Vote Summary Report Reporting Period: 07/01/2013 to 09/30/2013 Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Jindal Steel and Power Ltd
Proposal Vote Number Proposal Text Mgmt Rec Instruction
13 Approve Appointment and Remuneration of For D.K. Saraogi as Executive Director
14 Approve Revision in the Remuneration of R. For Uppal, Managing Director & CEO
15 Approve Revision in the Remuneration of A. For Goel, Joint Managing Director
16 Approve Revision in the Remuneration of For D.K. Saraogi, Executive Director
Lukoil OAO
Meeting Date: 09/30/2013 Country: Russia Meeting Type: Special
Proposal Vote Number Proposal Text Mgmt Rec Instruction
1 Approve Interim Dividends of RUB 50 per For For Share for First Six Months of Fiscal 2013
2 Amend Charter For For
3 Amend Regulations on Board of Directors For For
Lukoil OAO
Meeting Date: 09/30/2013 Country: Russia Meeting Type: Special
Proposal Vote Number Proposal Text Mgmt Rec Instruction
Meeting for ADR Holders
1 Approve Interim Dividends of RUB 50 per For For Share for First Six Months of Fiscal 2013
2 Amend Charter For For
3 Amend Regulations on Board of Directors For For
Page 293 of 452 Vote Summary Report Reporting Period: 07/01/2013 to 09/30/2013 Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Mobile Telesystems OJSC
Meeting Date: 09/30/2013 Country: Russia Meeting Type: Special
Proposal Vote Number Proposal Text Mgmt Rec Instruction
Meeting for ADR Holders
1 Approve Meeting Procedures For
2 Approve Interim Dividends for First Six For Months of Fiscal 2013
Pakistan Petroleum Ltd.
Meeting Date: 09/30/2013 Country: Pakistan Meeting Type: Annual
Proposal Vote Number Proposal Text Mgmt Rec Instruction
Ordinary Business
1 Accept Financial Statements and Statutory For For Reports
2 Approve 55 Percent Final Cash Dividend For For
3 Elect Directors For Against
4 Approve Auditors and Authorize Board to Fix For Against Their Remuneration
Special Business
5 Approve Bonus Issue For For
Petroleo Brasileiro SA-Petrobras
Meeting Date: 09/30/2013 Country: Brazil Meeting Type: Special
Proposal Vote Number Proposal Text Mgmt Rec Instruction
1 Approve Sale of Innova SA For Do Not Vote
Page 294 of 452 Vote Summary Report Reporting Period: 07/01/2013 to 09/30/2013 Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Petroleo Brasileiro SA-Petrobras
Proposal Vote Number Proposal Text Mgmt Rec Instruction
2 Approve Absorption of Comperj Participacoes For Do Not S.A. (COMPERJPAR) Vote
3 Approve Absorption of Comperj Estirenicos For Do Not S.A. (EST) Vote
4 Approve Absorption of Comperj Meg S.A. For Do Not (MEG) Vote
5 Approve Absorption of Comperj Poliolefinas For Do Not S.A.(POL) Vote
6 Approve Absorption of SFE - Sociedade For Do Not Fluminense de Energia Ltda. (SFE) Vote
7 Waive Petrobras' Preemptive Rights to For Do Not Subscribe Convertible Debentures to be Vote Issued by Sete Brasil Participacoes SA
Proposal Vote Number Proposal Text Mgmt Rec Instruction
1 Approve Sale of Innova SA For
2 Approve Absorption of Comperj Participacoes For S.A. (COMPERJPAR)
3 Approve Absorption of Comperj Estirenicos For S.A. (EST)
4 Approve Absorption of Comperj Meg S.A. For (MEG)
5 Approve Absorption of Comperj Poliolefinas For S.A.(POL)
6 Approve Absorption of SFE - Sociedade For Fluminense de Energia Ltda. (SFE)
7 Waive Petrobras' Preemptive Rights to For Subscribe Convertible Debentures to be Issued by Sete Brasil Participacoes SA
Petroleo Brasileiro SA-Petrobras
Meeting Date: 09/30/2013 Country: Brazil Meeting Type: Special
Proposal Vote Number Proposal Text Mgmt Rec Instruction
Meeting for ADR Holders
Page 295 of 452 Vote Summary Report Reporting Period: 07/01/2013 to 09/30/2013 Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Petroleo Brasileiro SA-Petrobras
Proposal Vote Number Proposal Text Mgmt Rec Instruction
1 Approve Sale of Innova SA For Do Not Vote
2 Approve Absorption of Comperj Participacoes For Do Not S.A. (COMPERJPAR) Vote
3 Approve Absorption of Comperj Estirenicos For Do Not S.A. (EST) Vote
4 Approve Absorption of Comperj Meg S.A. For Do Not (MEG) Vote
5 Approve Absorption of Comperj Poliolefinas For Do Not S.A.(POL) Vote
6 Approve Absorption of SFE - Sociedade For Do Not Fluminense de Energia Ltda. (SFE) Vote
7 Waive Petrobras' Preemptive Rights to For Do Not Subscribe Convertible Debentures to be Vote Issued by Sete Brasil Participacoes SA
Proposal Vote Number Proposal Text Mgmt Rec Instruction
Meeting for ADR Holders
1 Approve Sale of Innova SA For
2 Approve Absorption of Comperj Participacoes For S.A. (COMPERJPAR)
3 Approve Absorption of Comperj Estirenicos For S.A. (EST)
4 Approve Absorption of Comperj Meg S.A. For (MEG)
5 Approve Absorption of Comperj Poliolefinas For S.A.(POL)
6 Approve Absorption of SFE - Sociedade For Fluminense de Energia Ltda. (SFE)
7 Waive Petrobras' Preemptive Rights to For Subscribe Convertible Debentures to be Issued by Sete Brasil Participacoes SA
Severstal OAO
Meeting Date: 09/30/2013 Country: Russia Meeting Type: Special
Page 296 of 452 Vote Summary Report Reporting Period: 07/01/2013 to 09/30/2013 Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Severstal OAO
Proposal Vote Number Proposal Text Mgmt Rec Instruction
1 Approve Early Termination of Powers of For For Board of Directors
Elect 10 Directors by Cumulative Voting
2.1 Elect Aleksey Mordashov as Director None Against
2.2 Elect Mikhail Noskov as Director None Against
2.3 Elect Vadim Larin as Director None Against
2.4 Elect Aleksey Kulichenko as Director None Against
2.5 Elect Vladimir Lukin as Director None Against
2.6 Elect Christopher Clark as Director None Against
2.7 Elect Rolf Stomberg as Director None For
2.8 Elect Martin Angle as Director None For
2.9 Elect Ronald Freeman as Director None For
2.10 Elect Peter Kraljic as Director None For
3 Approve Interim Dividends of RUB 2.03 per For For Share for First Six Months of Fiscal 2013
4 Amend Remuneration of Directors For For
Severstal OAO
Meeting Date: 09/30/2013 Country: Russia Meeting Type: Special
Proposal Vote Number Proposal Text Mgmt Rec Instruction
Meeting for GDR Holders
1 Approve Early Termination of Powers of For Board of Directors
Elect 10 Directors by Cumulative Voting
2.1 Elect Aleksey Mordashov as Director None
2.2 Elect Mikhail Noskov as Director None
2.3 Elect Vadim Larin as Director None
Page 297 of 452 Vote Summary Report Reporting Period: 07/01/2013 to 09/30/2013 Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Severstal OAO
Proposal Vote Number Proposal Text Mgmt Rec Instruction
2.4 Elect Aleksey Kulichenko as Director None
2.5 Elect Vladimir Lukin as Director None
2.6 Elect Christopher Clark as Director None
2.7 Elect Rolf Stomberg as Director None
2.8 Elect Martin Angle as Director None
2.9 Elect Ronald Freeman as Director None
2.10 Elect Peter Kraljic as Director None
3 Approve Interim Dividends of RUB 2.03 per For Share for First Six Months of Fiscal 2013
4 Amend Remuneration of Directors For
Shanghai Electric Group Co., Ltd.
Meeting Date: 09/30/2013 Country: Hong Kong Meeting Type: Special
Proposal Vote Number Proposal Text Mgmt Rec Instruction
Ordinary Business
1 Elect Zheng Jianhua as Director For For
Special Business
1 Amend Articles of Association of the Company For For
The Hub Power Company Ltd
Meeting Date: 09/30/2013 Country: Pakistan Meeting Type: Annual
Proposal Vote Number Proposal Text Mgmt Rec Instruction
Ordinary Business
1 Approve Minutes of Previous Meeting For For
Page 298 of 452 Vote Summary Report Reporting Period: 07/01/2013 to 09/30/2013 Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
The Hub Power Company Ltd
Proposal Vote Number Proposal Text Mgmt Rec Instruction
2 Accept Financial Statements and Statutory For For Reports
3 Approve Final Dividend of PKR 4.50 Per Share For For
4 Approve Auditors and Authorize Board to Fix For Against Their Remuneration
Special Resolution
5 Increase Authorized Share Capital and For For Amend Memorandum and Articles of Association to Reflect Increase in Authorized Share Capital
Alstom
Meeting Date: 07/02/2013 Country: France Meeting Type: Annual/Special
Proposal Vote Number Proposal Text Mgmt Rec Instruction
Ordinary Business
1 Approve Financial Statements and Statutory For For Reports
2 Approve Consolidated Financial Statements For For and Statutory Reports
3 Approve Allocation of Income and Dividends For For of EUR 0.84 per Share
4 Approve Auditors' Special Report on Related- For For Party Transactions
5 Elect Amparo Moraleda as Director For For
6 Approve Remuneration of Directors in the For For Aggregate Amount of EUR 1 Million
7 Authorize Repurchase of Up to 10 Percent of For For Issued Share Capital
Extraordinary Business
8 Authorize Decrease in Share Capital via For For Cancellation of Repurchased Shares
9 Authorize up to 1 Percent of Issued Capital For Against for Use in Restricted Stock Plan
10 Authorize up to 2.5 Percent of Issued Capital For Against for Use in Stock Option Plan
Page 299 of 452 Vote Summary Report Reporting Period: 07/01/2013 to 09/30/2013 Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Alstom
Proposal Vote Number Proposal Text Mgmt Rec Instruction
11 Authorize Filing of Required For For Documents/Other Formalities
Neopost
Meeting Date: 07/02/2013 Country: France Meeting Type: Annual/Special
Proposal Vote Number Proposal Text Mgmt Rec Instruction
Ordinary Business
1 Approve Financial Statements and Statutory For For Reports
2 Approve Allocation of Income and Dividends For For of EUR 3.90 per Share
3 Approve Consolidated Financial Statements For For and Statutory Reports
4 Approve Auditors' Special Report on Related- For For Party Transactions
5 Approve Remuneration of Directors in the For For Aggregate Amount of EUR 370,000
6 Reelect Catherine Pourre as Director For For
7 Reelect Agnes Touraine as Director For For
8 Reelect Jean-Paul Villot as Director For For
9 Reelect Jacques Clay as Director For For
10 Reelect Eric Courteille as Director For For
11 Reelect Denis Thiery as Director For For
12 Acknowledge Resignation of Henk Bodt as For For Director
13 Elect William Hoover as Director For For
14 Renew Appointment of Ernst and Young et For For Autres as Auditor
15 Authorize Repurchase of Up to 10 Percent of For For Issued Share Capital
Extraordinary Business
16 Authorize Issuance of Equity or Equity-Linked For For Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 10 Million
Page 300 of 452 Vote Summary Report Reporting Period: 07/01/2013 to 09/30/2013 Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Neopost
Proposal Vote Number Proposal Text Mgmt Rec Instruction
17 Authorize Issuance of Equity without For Against Preemptive Rights up to Aggregate Nominal Amount of EUR 4.6 Million
18 Approve Issuance of Equity for Private For Against Placements, up to Aggregate Nominal Amount of EUR 4.6 Million
19 Authorize Issuance of Equity-Linked For Against Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 4.6 Million
20 Approve Issuance Equity-Linked Securities For Against for Private Placements, up to Aggregate Nominal Amount of EUR 4.6 Million
21 Authorize Board to Increase Capital in the For Against Event of Additional Demand Related to Delegation Submitted to Shareholder Vote under Items 16 to 20
22 Authorize Capitalization of Reserves of Up to For For EUR 30 Million for Bonus Issue or Increase in Par Value
23 Authorize Capital Increase of up to 10 For For Percent of Issued Capital for Contributions in Kind
24 Authorize Capital Increase for Future For Against Exchange Offers
25 Approve Employee Stock Purchase Plan For For
26 Approve Stock Purchase Plan Reserved for For For Employees of International Subsidiaries
27 Authorize Decrease in Share Capital via For For Cancellation of Repurchased Shares
28 Approve Issuance of Securities Convertible For For into Debt up to an Aggregate Nominal Amount of EUR 500 Million
29 Authorize Filing of Required For For Documents/Other Formalities
C&C Group plc
Meeting Date: 07/03/2013 Country: Ireland Meeting Type: Annual
Page 301 of 452 Vote Summary Report Reporting Period: 07/01/2013 to 09/30/2013 Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
C&C Group plc
Proposal Vote Number Proposal Text Mgmt Rec Instruction
1 Accept Financial Statements and Statutory For For Reports
2 Approve Dividends For For
3a Elect Joris Brams as Director For For
3b Reelect Sir Brian Stewart as Director For For
3c Reelect Stephen Glancey as Director For For
3d Reelect Kenny Neison as Director For For
3e Reelect Stewart Gilliland as Director For For
3f Reelect John Hogan as Director For For
3g Reelect Richard Holroyd as Director For For
3h Reelect Breege O'Donoghue as Director For For
3i Reelect Anthony Smurfit as Director For For
4 Authorise Board to Fix Remuneration of For For Auditors
5 Approve Remuneration of Directors For For
6 Approve Remuneration Report For For
7 Authorise Issuance of Equity or Equity-Linked For For Securities with Preemptive Rights
8 Authorise Issuance of Equity or Equity-Linked For For Securities without Preemptive Rights
9 Authorise Share Repurchase Program For For
10 Authorise Reissuance of Repurchased Shares For For
11 Authorise the Company to Call EGM with For For Two Weeks' Notice
12 Amend Executive Share Option Plan For For
13 Amend Long-Term Incentive Plan For For
14 Amend Save-As-You-Earn Share Option For For Scheme
Finmeccanica Spa
Meeting Date: 07/03/2013 Country: Italy Meeting Type: Special
Page 302 of 452 Vote Summary Report Reporting Period: 07/01/2013 to 09/30/2013 Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Finmeccanica Spa
Proposal Vote Number Proposal Text Mgmt Rec Instruction
Ordinary Business
Appoint Directors
1.1 Elect Director to Replace Franco Bonferroni For For
1.2 Elect Director to Replace Giuseppe Orsi For For
Shareholder Proposal Submitted by Assogestioni
1.3 Appoint Dario Frigerio as Director to Replace None Against Christian Streiff
Voestalpine AG
Meeting Date: 07/03/2013 Country: Austria Meeting Type: Annual
Proposal Vote Number Proposal Text Mgmt Rec Instruction
1 Receive Financial Statements and Statutory Reports (Non-Voting)
2 Approve Allocation of Income For For
3 Approve Discharge of Management Board For For
4 Approve Discharge of Supervisory Board For For
5 Ratify Auditors For For
6 Authorize Share Repurchase Program and For Against Reissuance or Cancellation of Repurchased Shares
7 Amend Articles Re: Adaptation to Corporate For For Law
Agrana Beteiligungs AG
Meeting Date: 07/05/2013 Country: Austria Meeting Type: Annual
Page 303 of 452 Vote Summary Report Reporting Period: 07/01/2013 to 09/30/2013 Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Agrana Beteiligungs AG
Proposal Vote Number Proposal Text Mgmt Rec Instruction
1 Receive Financial Statements and Statutory Reports (Non-Voting)
2 Approve Allocation of Income For For
3 Approve Discharge of Management Board For For
4 Approve Discharge of Supervisory Board For For
5 Approve Remuneration of Supervisory Board For For Members
6 Ratify Auditors For For
7 Amend Articles: Adaptation to the Company For For Law Amendment Act 2011
HELMA Eigenheimbau AG
Meeting Date: 07/05/2013 Country: Germany Meeting Type: Annual
Proposal Vote Number Proposal Text Mgmt Rec Instruction
1 Receive Financial Statements and Statutory Reports for Fiscal 2012 (Non-Voting)
2 Approve Allocation of Income and Dividends For For of EUR 0.35 per Share
3 Approve Discharge of Management Board for For For Fiscal 2012
4 Approve Discharge of Supervisory Board for For For Fiscal 2012
5 Ratify Ebner Stolz Moenning Bachem GmbH For For & Co. KG, Wirtschaftspruefungsgesellschaft Steuerberatungsgesellschaft, Hannover as Auditors for Fiscal 2013
6 Authorize Share Repurchase Program and For For Cancellation of Repurchased Shares
7 Approve Cancelation of Old Capital Pool & For Against Creation of EUR 1.43 Million Pool of Capital without Preemptive Rights
Page 304 of 452 Vote Summary Report Reporting Period: 07/01/2013 to 09/30/2013 Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
HELMA Eigenheimbau AG
Proposal Vote Number Proposal Text Mgmt Rec Instruction
8 Approve Issuance of Warrants/Bonds with For Against Warrants Attached/Convertible Bonds without Preemptive Rights up to Aggregate Nominal Amount of EUR 30.00 Million; Approve Creation of EUR 1.55 Million Pool of Capital to Guarantee Conversion Rights
9 Approve Affiliation Agreements with Hausbau For For Finanz GmbH
10 Approve Affiliation Agreements with HELMA For For Wohnungsbau GmbH
AVEVA Group plc
Meeting Date: 07/09/2013 Country: United Kingdom Meeting Type: Annual
Proposal Vote Number Proposal Text Mgmt Rec Instruction
1 Accept Financial Statements and Statutory For For Reports
2 Approve Remuneration Report For For
3 Approve Final Dividend For For
4 Re-elect Philip Aiken as Director For For
5 Re-elect Richard Longdon as Director For For
6 Re-elect James Kidd as Director For For
7 Re-elect Jonathan Brooks as Director For For
8 Re-elect Philip Dayer as Director For For
9 Reappoint Ernst & Young LLP as Auditors For For
10 Authorise Board to Fix Remuneration of For For Auditors
11 Authorise Market Purchase of Ordinary Shares For For
12 Authorise Issue of Equity with Pre-emptive For For Rights
13 Authorise Issue of Equity without Pre- For For emptive Rights
14 Authorise the Company to Call EGM with For For Two Weeks' Notice
15 Approve Special Dividend and Approve Share For For Consolidation
Page 305 of 452 Vote Summary Report Reporting Period: 07/01/2013 to 09/30/2013 Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Fiat Industrial S.p.A.
Meeting Date: 07/09/2013 Country: Italy Meeting Type: Special
Proposal Vote Number Proposal Text Mgmt Rec Instruction
Extraordinary Business
1 Approve Merger by Absorption of Fiat For For Industrial SpA into FI CBM Holdings N.V.
Marks and Spencer Group plc
Meeting Date: 07/09/2013 Country: United Kingdom Meeting Type: Annual
Proposal Vote Number Proposal Text Mgmt Rec Instruction
1 Accept Financial Statements and Statutory For For Reports
2 Approve Remuneration Report For For
3 Approve Final Dividend For For
4 Elect Patrick Bousquet-Chavanne as Director For For
5 Elect Andy Halford as Director For For
6 Elect Steve Rowe as Director For For
7 Re-elect Vindi Banga as Director For For
8 Re-elect Marc Bolland as Director For For
9 Re-elect Miranda Curtis as Director For For
10 Re-elect John Dixon as Director For For
11 Re-elect Martha Lane Fox as Director For For
12 Re-elect Steven Holliday as Director For For
13 Re-elect Jan du Plessis as Director For For
14 Re-elect Alan Stewart as Director For For
15 Re-elect Robert Swannell as Director For For
16 Re-elect Laura Wade-Gery as Director For For
Page 306 of 452 Vote Summary Report Reporting Period: 07/01/2013 to 09/30/2013 Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Marks and Spencer Group plc
Proposal Vote Number Proposal Text Mgmt Rec Instruction
17 Reappoint PricewaterhouseCoopers LLP as For For Auditors
18 Authorise the Audit Committee to Fix For For Remuneration of Auditors
19 Authorise Issue of Equity with Pre-emptive For For Rights
20 Authorise Issue of Equity without Pre- For For emptive Rights
21 Authorise Market Purchase of Ordinary Shares For For
22 Authorise the Company to Call EGM with For For Two Weeks' Notice
23 Authorise EU Political Donations and For For Expenditure
ICAP plc
Meeting Date: 07/10/2013 Country: United Kingdom Meeting Type: Annual
Proposal Vote Number Proposal Text Mgmt Rec Instruction
1 Accept Financial Statements and Statutory For For Reports
2 Approve Final Dividend For For
3 Re-elect Charles Gregson as Director For For
4 Re-elect Michael Spencer as Director For For
5 Re-elect John Nixon as Director For For
6 Re-elect Iain Torrens as Director For For
7 Re-elect Diane Schueneman as Director For For
8 Re-elect John Sievwright as Director For For
9 Re-elect Robert Standing as Director For For
10 Reappoint PricewaterhouseCoopers LLP as For For Auditors
11 Authorise Board to Fix Remuneration of For For Auditors
12 Approve Remuneration Report For For
Page 307 of 452 Vote Summary Report Reporting Period: 07/01/2013 to 09/30/2013 Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
ICAP plc
Proposal Vote Number Proposal Text Mgmt Rec Instruction
13 Authorise Issue of Equity with Pre-emptive For For Rights
14 Authorise Issue of Equity without Pre- For For emptive Rights
15 Authorise Market Purchase of Ordinary Shares For For
16 Authorise EU Political Donations and For For Expenditure
17 Authorise the Company to Call EGM with For For Two Weeks' Notice
18 Adopt New Articles of Association For For
J Sainsbury plc
Meeting Date: 07/10/2013 Country: United Kingdom Meeting Type: Annual
Proposal Vote Number Proposal Text Mgmt Rec Instruction
1 Accept Financial Statements and Statutory For For Reports
2 Approve Remuneration Report For For
3 Approve Final Dividend For For
4 Elect Susan Rice as Director For For
5 Elect Jean Tomlin as Director For For
6 Re-elect Matt Brittin as Director For For
7 Re-elect Mike Coupe as Director For For
8 Re-elect Mary Harris as Director For For
9 Re-elect Gary Hughes as Director For For
10 Re-elect Justin King as Director For For
11 Re-elect John McAdam as Director For For
12 Re-elect John Rogers as Director For For
13 Re-elect David Tyler as Director For For
14 Reappoint PricewaterhouseCoopers LLP as For For Auditors
15 Authorise the Audit Committee to Fix For For Remuneration of Auditors
Page 308 of 452 Vote Summary Report Reporting Period: 07/01/2013 to 09/30/2013 Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
J Sainsbury plc
Proposal Vote Number Proposal Text Mgmt Rec Instruction
16 Authorise Issue of Equity with Pre-emptive For For Rights
17 Authorise Issue of Equity without Pre- For For emptive Rights
18 Authorise EU Political Donations and For For Expenditure
19 Authorise Market Purchase of Ordinary Shares For For
20 Authorise the Company to Call EGM with For For Two Weeks' Notice
Blinkx plc
Meeting Date: 07/11/2013 Country: United Kingdom Meeting Type: Annual
Proposal Vote Number Proposal Text Mgmt Rec Instruction
1 Accept Financial Statements and Statutory For Reports
2 Re-elect Suranga Chandratillake as Director For
3 Re-elect Dr Michael Lynch as Director For
4 Reappoint Deloitte LLP as Auditors For
5 Authorise Board to Fix Remuneration of For Auditors
6 Authorise Issue of Equity with Pre-emptive For Rights
7 Authorise Issue of Equity without Pre- For emptive Rights
8 Authorise Market Purchase of Ordinary Shares For
BTG plc
Meeting Date: 07/11/2013 Country: United Kingdom Meeting Type: Special
Page 309 of 452 Vote Summary Report Reporting Period: 07/01/2013 to 09/30/2013 Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
BTG plc
Proposal Vote Number Proposal Text Mgmt Rec Instruction
1 Approve Acquisition by BTG International For Abstain (Holdings) Limited of the Targeted Therapies Division of Nordion Inc easyJet plc
Meeting Date: 07/11/2013 Country: United Kingdom Meeting Type: Special
Proposal Vote Number Proposal Text Mgmt Rec Instruction
1 Approve Purchase of 35 Current Generation For Abstain A320 Aircraft and 100 New Generation A320NEO Aircraft Under the New Framework Arrangements
Fielmann AG
Meeting Date: 07/11/2013 Country: Germany Meeting Type: Annual
Proposal Vote Number Proposal Text Mgmt Rec Instruction
1 Receive Financial Statements and Statutory Reports for Fiscal 2012 (Non-Voting)
2 Approve Allocation of Income and Dividends For For of EUR 2.70 per Share
3 Approve Discharge of Management Board for For For Fiscal 2012
4 Approve Discharge of Supervisory Board for For For Fiscal 2012
5 Ratify Deloitte as Auditors for Fiscal 2013 For For
Page 310 of 452 Vote Summary Report Reporting Period: 07/01/2013 to 09/30/2013 Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
BTG plc
Meeting Date: 07/16/2013 Country: United Kingdom Meeting Type: Annual
Proposal Vote Number Proposal Text Mgmt Rec Instruction
1 Accept Financial Statements and Statutory For For Reports
2 Approve Remuneration Report For For
3 Elect Richard Wohanka as Director For For
4 Re-elect Garry Watts as Director For For
5 Re-elect Louise Makin as Director For For
6 Re-elect Rolf Soderstrom as Director For For
7 Re-elect Giles Kerr as Director For For
8 Re-elect Melanie Lee as Director For For
9 Re-elect Ian Much as Director For For
10 Re-elect James O'Shea as Director For For
11 Appoint KPMG LLP as Auditors For For
12 Authorise Board to Fix Remuneration of For For Auditors
13 Authorise EU Political Donations and For For Expenditure
14 Amend Performance Share Plan 2006 For Against
15 Authorise Issue of Equity with Pre-emptive For For Rights
16 Authorise Issue of Equity without Pre- For For emptive Rights
17 Authorise the Company to Call EGM with For For Two Weeks' Notice
Industria de Diseno Textil (INDITEX)
Meeting Date: 07/16/2013 Country: Spain Meeting Type: Annual
Page 311 of 452 Vote Summary Report Reporting Period: 07/01/2013 to 09/30/2013 Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Industria de Diseno Textil (INDITEX)
Proposal Vote Number Proposal Text Mgmt Rec Instruction
1 Approve Individual Financial Statements For Do Not Vote
2 Approve Consolidated Financial Statements, For Do Not and Discharge of Board Vote
3 Approve Updated Balance Sheets to Benefit For Do Not from New Tax Regulation Vote
4 Approve Allocation of Income and Dividends For Do Not Vote
5 Approve Long Term Incentive Plan For Do Not Vote
6 Authorize Share Repurchase Program For Do Not Vote
7 Advisory Vote on Remuneration Policy Report For Do Not Vote
8 Authorize Board to Ratify and Execute For Do Not Approved Resolutions Vote
BT Group plc
Meeting Date: 07/17/2013 Country: United Kingdom Meeting Type: Annual
Proposal Vote Number Proposal Text Mgmt Rec Instruction
1 Accept Financial Statements and Statutory For For Reports
2 Approve Remuneration Report For For
3 Approve Final Dividend For For
4 Re-elect Sir Michael Rake as Director For For
5 Re-elect Ian Livingston as Director For For
6 Re-elect Tony Chanmugam as Director For For
7 Re-elect Gavin Patterson as Director For For
8 Re-elect Tony Ball as Director For For
9 Re-elect Patricia Hewitt as Director For For
10 Re-elect Phil Hodkinson as Director For For
Page 312 of 452 Vote Summary Report Reporting Period: 07/01/2013 to 09/30/2013 Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
BT Group plc
Proposal Vote Number Proposal Text Mgmt Rec Instruction
11 Re-elect Karen Richardson as Director For For
12 Re-elect Nick Rose as Director For For
13 Re-elect Jasmine Whitbread as Director For For
14 Reappoint PricewaterhouseCoopers LLP as For For Auditors
15 Authorise Board to Fix Remuneration of For For Auditors
16 Authorise Issue of Equity with Pre-emptive For For Rights
17 Authorise Issue of Equity without Pre- For For emptive Rights
18 Authorise Market Purchase of Ordinary Shares For For
19 Authorise the Company to Call EGM with For For Two Weeks' Notice
20 Approve EU Political Donations and For For Expenditure
Youniq AG
Meeting Date: 07/17/2013 Country: Germany Meeting Type: Annual
Proposal Vote Number Proposal Text Mgmt Rec Instruction
1 Receive Financial Statements and Statutory Reports for Fiscal 2012 (Non-Voting)
2 Approve Discharge of Management Board for For For Fiscal 2012
3 Approve Discharge of Supervisory Board for For For Fiscal 2012
4 Ratify Ernst & Young GmbH For For Wirtschaftspruefungsgesellschaft, Stuttgart as Auditors for Fiscal 2013
5 Amend Articles Re: Reduction in the Number For For of Supervisory Board Members from 6 to 3
Page 313 of 452 Vote Summary Report Reporting Period: 07/01/2013 to 09/30/2013 Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
London Stock Exchange Group plc
Meeting Date: 07/18/2013 Country: United Kingdom Meeting Type: Annual
Proposal Vote Number Proposal Text Mgmt Rec Instruction
1 Accept Financial Statements and Statutory For For Reports
2 Approve Final Dividend For For
3 Approve Remuneration Report For For
4 Re-elect Chris Gibson-Smith as Director For For
5 Re-elect Paul Heiden as Director For For
6 Re-elect Raffaele Jerusalmi as Director For For
7 Re-elect Andrea Munari as Director For For
8 Re-elect Xavier Rolet as Director For For
9 Re-elect Paolo Scaroni as Director For For
10 Re-elect Massimo Tononi as Director For For
11 Re-elect David Warren as Director For For
12 Re-elect Robert Webb as Director For For
13 Elect Jacques Aigrain as Director For For
14 Elect Stuart Lewis as Director For For
15 Elect Stephen O'Connor as Director For For
16 Reappoint PricewaterhouseCoopers LLP as For For Auditors
17 Authorise Board to Fix Remuneration of For For Auditors
18 Authorise Issue of Equity with Pre-emptive For For Rights
19 Authorise EU Political Donations and For For Expenditure
20 Authorise Issue of Equity without Pre- For For emptive Rights
21 Authorise Market Purchase of Ordinary Shares For For
22 Authorise the Company to Call EGM with For For Two Weeks' Notice
Page 314 of 452 Vote Summary Report Reporting Period: 07/01/2013 to 09/30/2013 Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
M.A.X. Automation AG
Meeting Date: 07/18/2013 Country: Germany Meeting Type: Annual
Proposal Vote Number Proposal Text Mgmt Rec Instruction
1 Receive Financial Statements and Statutory Reports for Fiscal 2012 (Non-Voting)
2 Approve Allocation of Income and Dividends For For of EUR 0.15 per Share
3 Approve Discharge of Management Board for For For Fiscal 2012
4 Approve Discharge of Supervisory Board for For For Fiscal 2012
5 Approve Remuneration System for For For Management Board Members
6 Ratify Ebner Stolz Moenning Bachem GmbH For For & Co. KG,Wirtschaftspruefungsgesellschaft, Steuerberatungsgesellschaft, Hannover as Auditors for Fiscal 2013
Vodafone Group plc
Meeting Date: 07/23/2013 Country: United Kingdom Meeting Type: Annual
Proposal Vote Number Proposal Text Mgmt Rec Instruction
1 Accept Financial Statements and Statutory For For Reports
2 Re-elect Gerard Kleisterlee as Director For For
3 Re-elect Vittorio Colao as Director For For
4 Re-elect Andy Halford as Director For For
5 Re-elect Stephen Pusey as Director For For
6 Re-elect Renee James as Director For For
7 Re-elect Alan Jebson as Director For For
8 Re-elect Samuel Jonah as Director For For
9 Elect Omid Kordestani as Director For For
10 Re-elect Nick Land as Director For For
Page 315 of 452 Vote Summary Report Reporting Period: 07/01/2013 to 09/30/2013 Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Vodafone Group plc
Proposal Vote Number Proposal Text Mgmt Rec Instruction
11 Re-elect Anne Lauvergeon as Director For For
12 Re-elect Luc Vandevelde as Director For For
13 Re-elect Anthony Watson as Director For For
14 Re-elect Philip Yea as Director For For
15 Approve Final Dividend For For
16 Approve Remuneration Report For For
17 Reappoint Deloitte LLP as Auditors For For
18 Authorise the Audit and Risk Committee to For For Fix Remuneration of Auditors
19 Authorise Issue of Equity with Pre-emptive For For Rights
20 Authorise Issue of Equity without Pre- For For emptive Rights
21 Authorise Market Purchase of Ordinary Shares For For
22 Authorise EU Political Donations and For For Expenditure
23 Authorise the Company to Call EGM with For For Two Weeks' Notice
BMC Software, Inc.
Meeting Date: 07/24/2013 Country: USA Meeting Type: Special
Proposal Vote Number Proposal Text Mgmt Rec Instruction
1 Approve Merger Agreement For
2 Advisory Vote on Golden Parachutes For
3 Adjourn Meeting For
Tate & Lyle plc
Meeting Date: 07/24/2013 Country: United Kingdom Meeting Type: Annual
Page 316 of 452 Vote Summary Report Reporting Period: 07/01/2013 to 09/30/2013 Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Tate & Lyle plc
Proposal Vote Number Proposal Text Mgmt Rec Instruction
1 Accept Financial Statements and Statutory For For Reports
2 Approve Remuneration Report For For
3 Approve Final Dividend For For
4 Re-elect Sir Peter Gershon as Director For For
5 Re-elect Javed Ahmed as Director For For
6 Re-elect Tim Lodge as Director For For
7 Re-elect Liz Airey as Director For For
8 Re-elect William Camp as Director For For
9 Re-elect Douglas Hurt as Director For For
10 Elect Virginia Kamsky as Director For For
11 Elect Anne Minto as Director For For
12 Re-elect Dr Ajai Puri as Director For For
13 Re-elect Robert Walker as Director For For
14 Reappoint PricewaterhouseCoopers LLP as For For Auditors
15 Authorise Board to Fix Remuneration of For For Auditors
16 Authorise EU Political Donations and For For Expenditure
17 Authorise Issue of Equity with Pre-emptive For For Rights
18 Authorise Issue of Equity without Pre- For For emptive Rights
19 Authorise Market Purchase of Ordinary Shares For For
20 Amend Articles of Association Re: Annual For For Limit of Directors' Fees
21 Authorise the Company to Call EGM with For For Two Weeks' Notice
Fuller Smith & Turner plc
Meeting Date: 07/25/2013 Country: United Kingdom Meeting Type: Annual
Page 317 of 452 Vote Summary Report Reporting Period: 07/01/2013 to 09/30/2013 Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Fuller Smith & Turner plc
Proposal Vote Number Proposal Text Mgmt Rec Instruction
1 Accept Financial Statements and Statutory For For Reports
2 Approve Final Dividend For For
3 Reappoint Ernst & Young LLP as Auditors and For For Authorise Their Remuneration
4 Re-elect Simon Emeny as Director For For
5 Re-elect Lynn Fordham as Director For For
6 Re-elect Sir James Fuller as Director For For
7 Approve Remuneration Report For For
8 Amend Long Term Incentive Plan For For
9 Authorise Issue of Equity with Pre-emptive For For Rights
10 Authorise Issue of Equity without Pre- For For emptive Rights
11 Authorise Market Purchase of 'A' Ordinary For For Shares
12 Authorise the Company to Call EGM with For For Two Weeks' Notice
Halma plc
Meeting Date: 07/25/2013 Country: United Kingdom Meeting Type: Annual
Proposal Vote Number Proposal Text Mgmt Rec Instruction
1 Accept Financial Statements and Statutory For For Reports
2 Approve Final Dividend For For
3 Approve Remuneration Report For For
4 Re-elect Andrew Williams as Director For For
5 Re-elect Kevin Thompson as Director For For
6 Re-elect Stephen Pettit as Director For For
7 Re-elect Neil Quinn as Director For For
Page 318 of 452 Vote Summary Report Reporting Period: 07/01/2013 to 09/30/2013 Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Halma plc
Proposal Vote Number Proposal Text Mgmt Rec Instruction
8 Re-elect Jane Aikman as Director For For
9 Re-elect Adam Meyers as Director For For
10 Re-elect Lord Blackwell as Director For For
11 Re-elect Steve Marshall as Director For For
12 Re-elect Daniela Barone Soares as Director For For
13 Elect Paul Walker as Director For For
14 Reappoint Deloitte LLP as Auditors For For
15 Authorise Board to Fix Remuneration of For For Auditors
16 Authorise Issue of Equity with Pre-emptive For For Rights
17 Authorise Issue of Equity without Pre- For For emptive Rights
18 Authorise Market Purchase of Ordinary Shares For For
19 Authorise the Company to Call EGM with For For Two Weeks' Notice
Invensys plc
Meeting Date: 07/25/2013 Country: United Kingdom Meeting Type: Annual
Proposal Vote Number Proposal Text Mgmt Rec Instruction
1 Accept Financial Statements and Statutory For For Reports
2 Approve Remuneration Report For For
3 Re-elect Wayne Edmunds as Director For For
4 Re-elect Bay Green as Director For For
5 Re-elect Victoria Hull as Director For For
6 Re-elect Paul Lester as Director For For
7 Re-elect Deena Mattar as Director For For
8 Re-elect Michael Parker as Director For For
9 Re-elect Dr Martin Read as Director For For
Page 319 of 452 Vote Summary Report Reporting Period: 07/01/2013 to 09/30/2013 Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Invensys plc
Proposal Vote Number Proposal Text Mgmt Rec Instruction
10 Re-elect Sir Nigel Rudd as Director For For
11 Re-elect David Thomas as Director For For
12 Reappoint Ernst & Young LLP as Auditors For For
13 Authorise Board to Fix Remuneration of For For Auditors
14 Approve Final Dividend For For
15 Authorise Issue of Equity with Pre-emptive For For Rights
16 Authorise Issue of Equity without Pre- For For emptive Rights
17 Authorise the Company to Call EGM with For For Two Weeks' Notice
18 Authorise EU Political Donations and For For Expenditure
Johnson Matthey plc
Meeting Date: 07/25/2013 Country: United Kingdom Meeting Type: Annual
Proposal Vote Number Proposal Text Mgmt Rec Instruction
1 Accept Financial Statements and Statutory For Reports
2 Approve Remuneration Report For
3 Approve Final Dividend For
4 Elect Colin Matthews as Director For
5 Elect Odile Desforges as Director For
6 Re-elect Tim Stevenson as Director For
7 Re-elect Neil Carson as Director For
8 Re-elect Alan Ferguson as Director For
9 Re-elect Robert MacLeod as Director For
10 Re-elect Larry Pentz as Director For
11 Re-elect Michael Roney as Director For
12 Re-elect Bill Sandford as Director For
Page 320 of 452 Vote Summary Report Reporting Period: 07/01/2013 to 09/30/2013 Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Johnson Matthey plc
Proposal Vote Number Proposal Text Mgmt Rec Instruction
13 Re-elect Dorothy Thompson as Director For
14 Appoint KPMG LLP as Auditors For
15 Authorise Board to Fix Remuneration of For Auditors
16 Authorise EU Political Donations and For Expenditure
17 Authorise Issue of Equity with Pre-emptive For Rights
18 Authorise Issue of Equity without Pre- For emptive Rights
19 Authorise Market Purchase of Ordinary Shares For
20 Authorise the Company to Call EGM with For Two Weeks' Notice
SABMiller plc
Meeting Date: 07/25/2013 Country: United Kingdom Meeting Type: Annual
Proposal Vote Number Proposal Text Mgmt Rec Instruction
1 Accept Financial Statements and Statutory For For Reports
2 Approve Remuneration Report For For
3 Elect Guy Elliott as Director For For
4 Re-elect Mark Armour as Director For For
5 Re-elect Geoffrey Bible as Director For For
6 Re-elect Alan Clark as Director For For
7 Re-elect Dinyar Devitre as Director For For
8 Re-elect Lesley Knox as Director For For
9 Re-elect Graham Mackay as Director For For
10 Re-elect John Manser as Director For For
11 Re-elect John Manzoni as Director For For
12 Re-elect Miles Morland as Director For For
13 Re-elect Dr Dambisa Moyo as Director For For
Page 321 of 452 Vote Summary Report Reporting Period: 07/01/2013 to 09/30/2013 Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
SABMiller plc
Proposal Vote Number Proposal Text Mgmt Rec Instruction
14 Re-elect Carlos Perez Davila as Director For For
15 Re-elect Alejandro Santo Domingo Davila as For For Director
16 Re-elect Helen Weir as Director For For
17 Re-elect Howard Willard as Director For For
18 Re-elect Jamie Wilson as Director For For
19 Approve Final Dividend For For
20 Reappoint PricewaterhouseCoopers LLP as For For Auditors
21 Authorise Board to Fix Remuneration of For For Auditors
22 Authorise Issue of Equity with Pre-emptive For For Rights
23 Authorise Issue of Equity without Pre- For For emptive Rights
24 Authorise Market Purchase of Ordinary Shares For For
25 Authorise the Company to Call EGM with For For Two Weeks' Notice
Shanks Group plc
Meeting Date: 07/25/2013 Country: United Kingdom Meeting Type: Annual
Proposal Vote Number Proposal Text Mgmt Rec Instruction
1 Accept Financial Statements and Statutory For For Reports
2 Approve Remuneration Report For For
3 Approve Final Dividend For For
4 Re-elect Adrian Auer as Director For For
5 Re-elect Eric van Amerongen as Director For For
6 Re-elect Jacques Petry as Director For For
7 Re-elect Dr Stephen Riley as Director For For
8 Elect Toby Woolrych as Director For For
9 Elect Marina Wyatt as Director For For
Page 322 of 452 Vote Summary Report Reporting Period: 07/01/2013 to 09/30/2013 Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Shanks Group plc
Proposal Vote Number Proposal Text Mgmt Rec Instruction
10 Reappoint PricewaterhouseCoopers LLP as For For Auditors
11 Authorise Board to Fix Remuneration of For For Auditors
12 Authorise EU Political Donations and For For Expenditure
13 Authorise Issue of Equity with Pre-emptive For For Rights
14 Authorise Issue of Equity without Pre- For For emptive Rights
15 Authorise Market Purchase of Ordinary Shares For For
16 Authorise the Company to Call EGM with For For Two Weeks' Notice
HSBC GIF - Asia ex Japan Equity
Meeting Date: 07/26/2013 Country: Luxembourg Meeting Type: Annual
Proposal Vote Number Proposal Text Mgmt Rec Instruction
1 Receive and Approve Board Report
2 Receive and Approve Auditor's Report
3 Approve Financial Statements For
4 Approve Discharge of Directors For
5 Elect Didier Deleage, Thies Clemenz, George For Efthimiou, Edgar Ng, David Silvester, Michael Boehm and Silvie Vigneaux as Directors
6 Elect Dean Lam as Director For
7 Renew Appointment of KPMG as Auditor For
8 Approve Allocation of Income For
9 Transact Other Business (Voting) For
HSBC GIF - Euro Core Credit Bond
Meeting Date: 07/26/2013 Country: Luxembourg Meeting Type: Annual
Page 323 of 452 Vote Summary Report Reporting Period: 07/01/2013 to 09/30/2013 Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
HSBC GIF - Euro Core Credit Bond
Proposal Vote Number Proposal Text Mgmt Rec Instruction
1 Receive and Approve Board Report
2 Receive and Approve Auditor's Report
3 Approve Financial Statements For
4 Approve Discharge of Directors For
5 Elect Didier Deleage, Thies Clemenz, George For Efthimiou, Edgar Ng, David Silvester, Michael Boehm and Silvie Vigneaux as Directors
6 Elect Dean Lam as Director For
7 Renew Appointment of KPMG as Auditor For
8 Approve Allocation of Income For
9 Transact Other Business (Voting) For
HSBC GIF - Euroland Equity Smaller Companies
Meeting Date: 07/26/2013 Country: Luxembourg Meeting Type: Annual
Proposal Vote Number Proposal Text Mgmt Rec Instruction
1 Receive and Approve Board Report
2 Receive and Approve Auditor's Report
3 Approve Financial Statements For
4 Approve Discharge of Directors For
5 Elect Didier Deleage, Thies Clemenz, George For Efthimiou, Edgar Ng, David Silvester, Michael Boehm and Silvie Vigneaux as Directors
6 Elect Dean Lam as Director For
7 Renew Appointment of KPMG as Auditor For
8 Approve Allocation of Income For
9 Transact Other Business (Voting) For
Page 324 of 452 Vote Summary Report Reporting Period: 07/01/2013 to 09/30/2013 Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
HSBC GIF - Euroland Growth
Meeting Date: 07/26/2013 Country: Luxembourg Meeting Type: Annual
Proposal Vote Number Proposal Text Mgmt Rec Instruction
1 Receive and Approve Board Report
2 Receive and Approve Auditor's Report
3 Approve Financial Statements For
4 Approve Discharge of Directors For
5 Elect Didier Deleage, Thies Clemenz, George For Efthimiou, Edgar Ng, David Silvester, Michael Boehm and Silvie Vigneaux as Directors
6 Elect Dean Lam as Director For
7 Renew Appointment of KPMG as Auditor For
8 Approve Allocation of Income For
9 Transact Other Business (Voting) For
National Grid plc
Meeting Date: 07/29/2013 Country: United Kingdom Meeting Type: Annual
Proposal Vote Number Proposal Text Mgmt Rec Instruction
1 Accept Financial Statements and Statutory For For Reports
2 Approve Final Dividend For For
3 Re-elect Sir Peter Gershon as Director For For
4 Re-elect Steve Holliday as Director For For
5 Re-elect Andrew Bonfield as Director For For
6 Re-elect Tom King as Director For For
7 Re-elect Nick Winser as Director For For
8 Re-elect Philip Aiken as Director For For
9 Re-elect Nora Brownell as Director For For
Page 325 of 452 Vote Summary Report Reporting Period: 07/01/2013 to 09/30/2013 Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
National Grid plc
Proposal Vote Number Proposal Text Mgmt Rec Instruction
10 Elect Jonathan Dawson as Director For For
11 Re-elect Paul Golby as Director For For
12 Re-elect Ruth Kelly as Director For For
13 Re-elect Maria Richter as Director For For
14 Elect Mark Williamson as Director For For
15 Reappoint PricewaterhouseCoopers LLP as For For Auditors
16 Authorise Board to Fix Remuneration of For For Auditors
17 Approve Remuneration Report For For
18 Authorise Issue of Equity with Pre-emptive For For Rights
19 Authorise Issue of Equity without Pre- For For emptive Rights
20 Authorise Market Purchase of Ordinary Shares For For
21 Authorise the Company to Call EGM with For For Two Weeks' Notice
Natixis
Meeting Date: 07/31/2013 Country: France Meeting Type: Annual
Proposal Vote Number Proposal Text Mgmt Rec Instruction
Ordinary Business
1 Approve Transfer from Carry Forward For For Account to Other Reserves Account
2 Subject to Approval of Item 1, Approve For For Special Dividends of EUR 0.65 per Share
3 Elect Nicolas de Tavernost as Director For Against
4 Authorize Filing of Required For For Documents/Other Formalities
Page 326 of 452 Vote Summary Report Reporting Period: 07/01/2013 to 09/30/2013 Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Suedzucker AG
Meeting Date: 08/01/2013 Country: Germany Meeting Type: Annual
Proposal Vote Number Proposal Text Mgmt Rec Instruction
1 Receive Financial Statements and Statutory Reports for Fiscal 2012 (Non-Voting)
2 Approve Allocation of Income and Dividends For For of EUR 0.90 per Share
3 Approve Discharge of Management Board for For For Fiscal 2012
4 Approve Discharge of Supervisory Board for For For Fiscal 2012
5 Ratify PricewaterhouseCoopers AG as For For Auditors for Fiscal 2013
6 Approve Creation of EUR 12 Million Pool of For For Capital with Partial Exclusion of Preemptive Rights
Lotto24 AG
Meeting Date: 08/07/2013 Country: Germany Meeting Type: Annual
Proposal Vote Number Proposal Text Mgmt Rec Instruction
1 Receive Financial Statements and Statutory Reports for Fiscal 2012 (Non-Voting)
2 Approve Discharge of Management Board for For For Fiscal 2012
3 Approve Discharge of Supervisory Board for For For Fiscal 2012
4 Ratify Ernst & Young GmbH as Auditors for For For Fiscal 2013
5 Approve Creation of EUR 7 Million Pool of For Against Capital with Partial Exclusion of Preemptive Rights
6 Amend Articles Re: Time for Payment of For For Supervisory Board Remuneration
7 Approve Director/Officer Liability and For For Indemnification
Page 327 of 452 Vote Summary Report Reporting Period: 07/01/2013 to 09/30/2013 Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Lotto24 AG
Proposal Vote Number Proposal Text Mgmt Rec Instruction
8 Change Location of Annual Meeting For For iShares plc - FTSE 100
Meeting Date: 08/09/2013 Country: Ireland Meeting Type: Annual
Proposal Vote Number Proposal Text Mgmt Rec Instruction
Ordinary Resolutions
1 Accept Financial Statements and Statutory For Reports
2 Reappoint PricewaterhouseCoopers as For Auditors
3 Authorise Board to Fix Remuneration of For Auditors
4 Elect Paul McNaughton as Director For
5 Elect Paul McGowan as Director For
6 Elect Karen Prooth as Director For
7 Elect Cora O'Donohoe as Director For
Special Resolutions
8 Amend Memorandum of Association For
9 Adopt Revised Articles of Association For iShares PLC - ISHARES MSCI Emerging Markets
Meeting Date: 08/09/2013 Country: Ireland Meeting Type: Annual
Proposal Vote Number Proposal Text Mgmt Rec Instruction
Ordinary Resolutions
1 Accept Financial Statements and Statutory For Reports
Page 328 of 452 Vote Summary Report Reporting Period: 07/01/2013 to 09/30/2013 Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd. iShares PLC - ISHARES MSCI Emerging Markets
Proposal Vote Number Proposal Text Mgmt Rec Instruction
2 Reappoint PricewaterhouseCoopers as For Auditors
3 Authorise Board to Fix Remuneration of For Auditors
4 Elect Paul McNaughton as Director For
5 Elect Paul McGowan as Director For
6 Elect Karen Prooth as Director For
7 Elect Cora O'Donohoe as Director For
Special Resolutions
8 Amend Memorandum of Association For
9 Adopt Revised Articles of Association For iShares PLC - ISHARES MSCI Korea
Meeting Date: 08/09/2013 Country: Ireland Meeting Type: Annual
Proposal Vote Number Proposal Text Mgmt Rec Instruction
Ordinary Resolutions
1 Accept Financial Statements and Statutory For Reports
2 Reappoint PricewaterhouseCoopers as For Auditors
3 Authorise Board to Fix Remuneration of For Auditors
4 Elect Paul McNaughton as Director For
5 Elect Paul McGowan as Director For
6 Elect Karen Prooth as Director For
7 Elect Cora O'Donohoe as Director For
Special Resolutions
8 Amend Memorandum of Association For
9 Adopt Revised Articles of Association For
Page 329 of 452 Vote Summary Report Reporting Period: 07/01/2013 to 09/30/2013 Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
ISHARES PLC - ISHARES MSCI NORTH AMERICA FUND
Meeting Date: 08/09/2013 Country: Ireland Meeting Type: Annual
Proposal Vote Number Proposal Text Mgmt Rec Instruction
Ordinary Resolutions
1 Accept Financial Statements and Statutory For Reports
2 Reappoint PricewaterhouseCoopers as For Auditors
3 Authorise Board to Fix Remuneration of For Auditors
4 Elect Paul McNaughton as Director For
5 Elect Paul McGowan as Director For
6 Elect Karen Prooth as Director For
7 Elect Cora O'Donohoe as Director For
Special Resolutions
8 Amend Memorandum of Association For
9 Adopt Revised Articles of Association For
The Berkeley Group Holdings plc
Meeting Date: 09/02/2013 Country: United Kingdom Meeting Type: Annual
Proposal Vote Number Proposal Text Mgmt Rec Instruction
1 Accept Financial Statements and Statutory For For Reports
2 Approve Remuneration Report For Against
3 Re-elect Tony Pidgley as Director For For
4 Re-elect Rob Perrins as Director For For
5 Re-elect Nick Simpkin as Director For For
6 Re-elect Karl Whiteman as Director For For
7 Re-elect Sean Ellis as Director For For
Page 330 of 452 Vote Summary Report Reporting Period: 07/01/2013 to 09/30/2013 Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
The Berkeley Group Holdings plc
Proposal Vote Number Proposal Text Mgmt Rec Instruction
8 Re-elect Greg Fry as Director For For
9 Re-elect David Howell as Director For For
10 Re-elect Sir John Armitt as Director For For
11 Re-elect Alison Nimmo as Director For For
12 Re-elect Veronica Wadley as Director For For
13 Re-elect Glyn Barker as Director For For
14 Reappoint PricewaterhouseCoopers LLP as For For Auditors
15 Authorise Board to Fix Remuneration of For For Auditors
16 Authorise Issue of Equity with Pre-emptive For For Rights
17 Authorise Issue of Equity without Pre- For For emptive Rights
18 Authorise Market Purchase of Ordinary Shares For For
19 Authorise EU Political Donations and For For Expenditure
20 Authorise the Company to Call EGM with For For Two Weeks' Notice
21 Approve Sale of an Apartment and Two For For Parking Spaces by Berkeley Homes (PCL) Limited to Tony Pidgley
22 Approve Sale of an Apartment and Two For For Parking Spaces to Rob Perrins
Ashtead Group plc
Meeting Date: 09/04/2013 Country: United Kingdom Meeting Type: Annual
Proposal Vote Number Proposal Text Mgmt Rec Instruction
1 Accept Financial Statements and Statutory For For Reports
2 Approve Remuneration Report For For
3 Approve Final Dividend For For
4 Re-elect Chris Cole as Director For For
Page 331 of 452 Vote Summary Report Reporting Period: 07/01/2013 to 09/30/2013 Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Ashtead Group plc
Proposal Vote Number Proposal Text Mgmt Rec Instruction
5 Re-elect Geoff Drabble as Director For For
6 Re-elect Brendan Horgan as Director For For
7 Re-elect Sat Dhaiwal as Director For For
8 Re-elect Suzanne Wood as Director For For
9 Re-elect Hugh Etheridge as Director For For
10 Re-elect Michael Burrow as Director For For
11 Re-elect Bruce Edwards as Director For For
12 Re-elect Ian Sutcliffe as Director For For
13 Reappoint Deloitte LLP as Auditors For For
14 Authorise Board to Fix Remuneration of For For Auditors
15 Authorise Issue of Equity with Pre-emptive For For Rights
16 Authorise Issue of Equity without Pre- For For emptive Rights
17 Authorise Market Purchase of Ordinary Shares For For
18 Authorise the Company to Call EGM with For For Two Weeks' Notice
Logitech International S.A.
Meeting Date: 09/04/2013 Country: Switzerland Meeting Type: Annual
Proposal Vote Number Proposal Text Mgmt Rec Instruction
1 Share Re-registration Consent For
Logitech International S.A.
Meeting Date: 09/04/2013 Country: Switzerland Meeting Type: Annual
Page 332 of 452 Vote Summary Report Reporting Period: 07/01/2013 to 09/30/2013 Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Logitech International S.A.
Proposal Vote Number Proposal Text Mgmt Rec Instruction
1 Accept Financial Statements and Statutory For Reports
2 Advisory Vote to Ratify Named Executive For Officers' Compensation
3 Appropriation Of Retained Earnings For
4 Amend Qualified Employee Stock Purchase For Plan
5 Amend Executive Incentive Bonus Plan For
6 Authorize Repurchase of up to Ten Percent of For Issued Share Capital
7 Approve Discharge of Board and Senior For Management
8.1 Reelect Daniel Borel as Director For
8.2 Reelect Kee-Lock Chua as Director For
8.3 Reelect Sally Davis as Director For
8.4 Reelect Guerrino De Luca as Director For
8.5 Reelect Didier Hirsch as Director For
8.6 Reelect Neil Hunt as Director For
8.7 Reelect Monika Ribar as Director For
8.8 Elect Bracken P. Darrell as Director For
9 Ratify PricewaterhouseCoopers SA as Auditors For
Lancashire Holdings Ltd
Meeting Date: 09/05/2013 Country: United Kingdom Meeting Type: Special
Proposal Vote Number Proposal Text Mgmt Rec Instruction
1 Approve Acquisition of Cathedral Capital For Limited
Page 333 of 452 Vote Summary Report Reporting Period: 07/01/2013 to 09/30/2013 Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Oxford Instruments plc
Meeting Date: 09/10/2013 Country: United Kingdom Meeting Type: Annual
Proposal Vote Number Proposal Text Mgmt Rec Instruction
1 Accept Financial Statements and Statutory For For Reports
2 Approve Final Dividend For For
3 Re-elect Nigel Keen as Director For For
4 Re-elect Jonathan Flint as Director For For
5 Re-elect Kevin Boyd as Director For For
6 Re-elect Sir Michael Brady as Director For For
7 Re-elect Jock Lennox as Director For For
8 Elect Thomas Geitner as Director For For
9 Elect Jennifer Allerton as Director For For
10 Appoint KPMG LLP as Auditors For For
11 Authorise Board to Fix Remuneration of For For Auditors
12 Approve Remuneration Report For For
13 Authorise Issue of Equity with Pre-emptive For For Rights
14 Authorise Issue of Equity without Pre- For For emptive Rights
15 Authorise Market Purchase of Ordinary Shares For For
16 Authorise the Company to Call EGM with For For Two Weeks' Notice
Burcon NutraScience Corporation
Meeting Date: 09/11/2013 Country: Canada Meeting Type: Annual
Proposal Vote Number Proposal Text Mgmt Rec Instruction
1.1 Elect Director Allan Yap For
1.2 Elect Director Rosanna Chau For
Page 334 of 452 Vote Summary Report Reporting Period: 07/01/2013 to 09/30/2013 Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Burcon NutraScience Corporation
Proposal Vote Number Proposal Text Mgmt Rec Instruction
1.3 Elect Director David Lorne John Tyrrell For
1.4 Elect Director Alan Chan For
1.5 Elect Director Matthew Hall For
1.6 Elect Director J. Douglas Gilpin For
1.7 Elect Director Bradford Allen For
2 Approve PricewaterhouseCoopers LLP as For Auditors and Authorize Board to Fix Their Remuneration
3 Authorize Proxyholder to Vote on Any For Amendments Identified in the Notice of Meeting
4 Other Business For
Compagnie Financiere Richemont SA
Meeting Date: 09/12/2013 Country: Switzerland Meeting Type: Annual
Proposal Vote Number Proposal Text Mgmt Rec Instruction
1.1 Accept Financial Statements and Statutory For Reports
1.2 Approve Remuneration Report For
2 Approve Allocation of Income and Dividends For of CHF 1.00 per A Bearer Share and CHF 0.10 per B Registered Share
3 Approve Discharge of Board and Senior For Management
4.1 Reelect Johann Rupert as Director For
4.2 Reelect Franco Cologni as Director For
4.3 Reelect Lord Douro as Director For
4.4 Reelect Yves-Andre Istel as Director For
4.5 Reelect Richard Lepeu as Director For
4.6 Reelect Ruggero Magnoni as Director For
4.7 Reelect Josua Malherbe as Director For
4.8 Reelect Frederick Mostert as Director For
Page 335 of 452 Vote Summary Report Reporting Period: 07/01/2013 to 09/30/2013 Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Compagnie Financiere Richemont SA
Proposal Vote Number Proposal Text Mgmt Rec Instruction
4.9 Reelect Simon Murray as Director For
4.10 Reelect Alain Dominique Perrin as Director For
4.11 Reelect Guillaume Pictet as Director For
4.12 Reelect Norbert Platt as Director For
4.13 Reelect Alan Quasha as Director For
4.14 Reelect Maria Ramos as Director For
4.15 Reelect Lord Renwick of Clifton as Director For
4.16 Reelect Jan Rupert as Director For
4.17 Reelect Gary Saage as Director For
4.18 Reelect Juergen Schrempp as Director For
4.19 Elect Bernard Fornas as Director For
4.20 Elect Jean-Blaise Eckert as Director For
5 Ratify PricewaterhouseCoopers AG as For Auditors
6 Approve Conversion of A Bearer Shares into For Registered Shares ageas SA/NV
Meeting Date: 09/16/2013 Country: Belgium Meeting Type: Special
Proposal Vote Number Proposal Text Mgmt Rec Instruction
Special Meeting
1 Open Meeting
2.1 Approve Cancellation of 469,705 For For Repurchased Shares
2.2 Approve Additional Reduction in Share For For Capital Through Distribution of EUR 1 per Share
3.1 Elect Lucrezia Reichlin as Independent For For Director
3.2 Elect Richard Jackson as Independent For For Director
Page 336 of 452 Vote Summary Report Reporting Period: 07/01/2013 to 09/30/2013 Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd. ageas SA/NV
Proposal Vote Number Proposal Text Mgmt Rec Instruction
4 Close Meeting
Koninklijke Vopak NV
Meeting Date: 09/17/2013 Country: Netherlands Meeting Type: Special
Proposal Vote Number Proposal Text Mgmt Rec Instruction
Special Meeting
1 Open Meeting
2a Grant Board Authority to Issue Cumulative For Preference C Shares
2b Authorize Board to Exclude Preemptive For Rights from Issuance under Item 2a
3 Amend Articles Re: Create Cumulative For Preference C Shares
4 Receive Explanation on Company's Reserves and Dividend Policy
5 Approve Stock Dividend Program For
6 Amend Call-Option Agreement with Company For Friendly Foundation
7 Other Business (Non-Voting)
8 Close Meeting
Diageo plc
Meeting Date: 09/19/2013 Country: United Kingdom Meeting Type: Annual
Proposal Vote Number Proposal Text Mgmt Rec Instruction
1 Accept Financial Statements and Statutory For For Reports
2 Approve Remuneration Report For For
3 Approve Final Dividend For For
Page 337 of 452 Vote Summary Report Reporting Period: 07/01/2013 to 09/30/2013 Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Diageo plc
Proposal Vote Number Proposal Text Mgmt Rec Instruction
4 Re-elect Peggy Bruzelius as Director For For
5 Re-elect Laurence Danon as Director For For
6 Re-elect Lord Davies as Director For For
7 Re-elect Ho KwonPing as Director For For
8 Re-elect Betsy Holden as Director For For
9 Re-elect Dr Franz Humer as Director For For
10 Re-elect Deirdre Mahlan as Director For For
11 Re-elect Ivan Menezes as Director For For
12 Re-elect Philip Scott as Director For For
13 Appoint KPMG LLP as Auditors For For
14 Authorise Board to Fix Remuneration of For For Auditors
15 Authorise Issue of Equity with Pre-emptive For For Rights
16 Authorise Issue of Equity without Pre- For For emptive Rights
17 Authorise Market Purchase of Ordinary Shares For For
18 Authorise EU Political Donations and For For Expenditure
19 Authorise the Company to Call EGM with For For Two Weeks' Notice
Societe pour l informatique Industrielle SII
Meeting Date: 09/19/2013 Country: France Meeting Type: Annual/Special
Proposal Vote Number Proposal Text Mgmt Rec Instruction
Ordinary Business
1 Approve Financial Statements and Statutory For For Reports
2 Approve Consolidated Financial Statements For For and Statutory Reports
3 Approve Allocation of Income and Dividends For For of EUR 0.07 per Share
Page 338 of 452 Vote Summary Report Reporting Period: 07/01/2013 to 09/30/2013 Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Societe pour l informatique Industrielle SII
Proposal Vote Number Proposal Text Mgmt Rec Instruction
4 Acknowledge Auditors' Special Report on For For Related-Party Transactions
5 Reelect Bernard Huve as Supervisory Board For Against Member
6 Reelect Jean-Yves Le Metayer as Supervisory For Against Board Member
7 Reelect Jean-Yves Fradin as Supervisory For Against Board Member
8 Authorize Repurchase of Up to 10 Percent of For For Issued Share Capital
Extraordinary Business
9 Authorize Decrease in Share Capital via For For Cancellation of Repurchased Shares
10 Authorize Capitalization of Reserves of Up to For For EUR 40 Million for Bonus Issue or Increase in Par Value
11 Approve Issuance of Warrants For Against (BSA/BSAANE/BSAAR) Reserved for Executive Corporate Officers and Employees
12 Approve Employee Stock Purchase Plan For For
13 Authorize up to 2 Percent of Issued Capital For Against for Use in Restricted Stock Plan
14 Authorize Filing of Required For For Documents/Other Formalities
Imagination Technologies Group plc
Meeting Date: 09/20/2013 Country: United Kingdom Meeting Type: Annual
Proposal Vote Number Proposal Text Mgmt Rec Instruction
1 Accept Financial Statements and Statutory For For Reports
2 Approve Remuneration Report For For
3 Re-elect Geoff Shingles as Director For Abstain
4 Re-elect Sir Hossein Yassaie as Director For For
5 Re-elect Richard Smith as Director For For
6 Re-elect Andrew Heath as Director For For
Page 339 of 452 Vote Summary Report Reporting Period: 07/01/2013 to 09/30/2013 Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Imagination Technologies Group plc
Proposal Vote Number Proposal Text Mgmt Rec Instruction
7 Re-elect Gilles Delfassy as Director For For
8 Re-elect David Anderson as Director For For
9 Re-elect David Hurst-Brown as Director For Abstain
10 Re-elect Ian Pearson as Director For Abstain
11 Reappoint KPMG Audit plc as Auditors For For
12 Authorise Board to Fix Remuneration of For For Auditors
13 Authorise Issue of Equity with Pre-emptive For For Rights
14 Authorise Issue of Equity without Pre- For For emptive Rights
15 Authorise Market Purchase of Ordinary Shares For For
16 Authorise the Company to Call EGM with For For Two Weeks' Notice
17 Approve Long Term Incentive Plan For For
Ryanair Holdings plc
Meeting Date: 09/20/2013 Country: Ireland Meeting Type: Annual
Proposal Vote Number Proposal Text Mgmt Rec Instruction
Ordinary Business
1 Accept Financial Statements and Statutory For For Reports
2a Re-elect Charles McCreevy as Director For For
2b Re-elect Declan McKeon as Director For For
2c Elect Julie O'Neill as Director For For
2d Elect Louise Phelan as Director For For
2e Elect Dick Milliken as Director For For
3 Authorize Board to Fix Remuneration of For For Auditors
Special Business
4 Authorize Issuance of Equity or Equity-Linked For For Securities with Preemptive Rights
Page 340 of 452 Vote Summary Report Reporting Period: 07/01/2013 to 09/30/2013 Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Ryanair Holdings plc
Proposal Vote Number Proposal Text Mgmt Rec Instruction
5 Authorize Issuance of Equity or Equity-Linked For For Securities without Preemptive Rights
6 Authorize Share Repurchase Program For For
7 Approve Ryanair Share Option Plan 2013 For Against
Remy Cointreau
Meeting Date: 09/24/2013 Country: France Meeting Type: Annual/Special
Proposal Vote Number Proposal Text Mgmt Rec Instruction
Ordinary Business
1 Approve Financial Statements and Statutory For For Reports
2 Approve Consolidated Financial Statements For For and Statutory Reports
3 Approve Allocation of Income and Dividends For For of EUR 1.40 per Share
4 Approve Auditors' Special Report on Related- For Against Party Transactions
5 Approve Discharge of Directors and Auditors For For
6 Reelect Marc Heriard Dubreuil as Director For Against
7 Elect Florence Rollet as Director For Against
8 Elect Yves Guillemot as Director For Against
9 Elect Olivier Jolivet as Director For Against
10 Approve Remuneration of Directors in the For For Aggregate Amount of EUR 420,000
11 Authorize Repurchase of Up to 10 Percent of For Against Issued Share Capital
12 Authorize Filing of Required For For Documents/Other Formalities
Extraordinary Business
13 Authorize Decrease in Share Capital via For For Cancellation of Repurchased Shares
14 Authorize Capitalization of Reserves of Up to For For EUR 30 Million for Bonus Issue or Increase in Par Value
Page 341 of 452 Vote Summary Report Reporting Period: 07/01/2013 to 09/30/2013 Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Remy Cointreau
Proposal Vote Number Proposal Text Mgmt Rec Instruction
15 Authorize Capital Increase of up to 10 For For Percent of Issued Capital for Contributions in Kind
16 Approve Employee Stock Purchase Plan Against For
17 Allow Board to Use Authorizations and For Against Delegations Granted under this General Meeting and the July 26, 2012 General Meeting in the Event of a Public Tender Offer or Share Exchange Offer
18 Authorize Board to Transfer Funds from For For Capital Increases to the Legal Reserves Account
19 Amend Article 8.2 of Bylaws Re: For Against Shareholding Disclosure Thresholds
20 Authorize Filing of Required For For Documents/Other Formalities
Ets Franz Colruyt
Meeting Date: 09/25/2013 Country: Belgium Meeting Type: Annual
Proposal Vote Number Proposal Text Mgmt Rec Instruction
Annual Meeting
1 Receive and Approve Directors' and Auditors' For For Reports, and Report of the Works Council
2 Approve Remuneration Report For Against
3a Adopt Financial Statements For For
3b Adopt Consolidated Financial Statements For For
4 Approve Dividends of EUR 1 Per Share For For
5 Approve Allocation of Income For Against
6 Approve Profit Participation of Employees For Against Through Allotment of Repurchased Shares of Colruyt
7 Approve Discharge of Directors For For
8 Approve Discharge of Auditors For For
9a Reelect NV Herbeco, Permanently For Against Represented by Piet Colruyt, as Director
Page 342 of 452 Vote Summary Report Reporting Period: 07/01/2013 to 09/30/2013 Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Ets Franz Colruyt
Proposal Vote Number Proposal Text Mgmt Rec Instruction
9b Reelect Franciscus Colruyt as Director For For
9c Reelect NV Farik, Permanently Represented For Against by Franciscus Colruyt, as Director
10 Elect Astrid De Lathauwer as Director For For
11 Ratify KPMG as Auditors For For
12 Allow Questions
SoluCom
Meeting Date: 09/25/2013 Country: France Meeting Type: Annual/Special
Proposal Vote Number Proposal Text Mgmt Rec Instruction
Ordinary Business
1 Approve Financial Statements and Statutory For For Reports
2 Approve Consolidated Financial Statements For For and Statutory Reports
3 Approve Allocation of Income and Dividends For For of EUR 0.32 per Share
4 Acknowledge Auditors' Special Report on For For Related-Party Transactions
5 Approve Remuneration of Supervisory Board For For Members in the Aggregate Amount of EUR 36,000
6 Appoint Deloitte et Associes as Auditor For For
7 Renew Appointment of BEAS as Alternate For For Auditor
8 Authorize Repurchase of Up to 10 Percent of For For Issued Share Capital
Extraordinary Business
9 Authorize Issuance of Equity or Equity-Linked For For Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 248,344.10
10 Authorize Issuance of Equity or Equity-Linked For Against Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 99,337.64
Page 343 of 452 Vote Summary Report Reporting Period: 07/01/2013 to 09/30/2013 Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
SoluCom
Proposal Vote Number Proposal Text Mgmt Rec Instruction
11 Authorize Board to Increase Capital in the For Against Event of Additional Demand Related to Delegation Submitted to Shareholder Vote Above
12 Authorize Capital Increase of up to 10 For For Percent of Issued Capital for Contributions in Kind
13 Set Total Limit for Capital Increase to Result For For from All Issuance Requests at EUR 248,344.10
14 Authorize Capitalization of Reserves of Up to For For EUR 400,000 for Bonus Issue or Increase in Par Value
15 Approve Employee Stock Purchase Plan For Against
16 Authorize Restricted Stock Plan For Against
17 Approve Issuance of Warrants Reserved for For Against Executives and Employees
18 Set Total Limit for Capital Increase to Result For For from Issuance Requests Under items 15-17 at 8 Percent of Issued Capital
19 Authorize Filing of Required For For Documents/Other Formalities
Micro Focus International plc
Meeting Date: 09/26/2013 Country: United Kingdom Meeting Type: Annual
Proposal Vote Number Proposal Text Mgmt Rec Instruction
1 Accept Financial Statements and Statutory For For Reports
2 Approve Final Dividend For For
3 Approve Remuneration Report For For
4 Re-elect Kevin Loosemore as Director For For
5 Re-elect Mike Phillips as Director For For
6 Re-elect David Maloney as Director For For
7 Re-elect Tom Skelton as Director For For
8 Re-elect Karen Slatford as Director For For
Page 344 of 452 Vote Summary Report Reporting Period: 07/01/2013 to 09/30/2013 Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Micro Focus International plc
Proposal Vote Number Proposal Text Mgmt Rec Instruction
9 Re-elect Tom Virden as Director For For
10 Reappoint PricewaterhouseCoopers LLP as For For Auditors
11 Authorise Board to Fix Remuneration of For For Auditors
12 Authorise Issue of Equity with Pre-emptive For For Rights
13 Authorise Issue of Equity without Pre- For For emptive Rights
14 Authorise Market Purchase of Ordinary Shares For For
15 Authorise the Company to Call EGM with For For Two Weeks' Notice
Micro Focus International plc
Meeting Date: 09/26/2013 Country: United Kingdom Meeting Type: Special
Proposal Vote Number Proposal Text Mgmt Rec Instruction
1 Approve Matters Relating to the Return of For Abstain Value to Shareholders
2 Authorise Issue of Equity with Pre-emptive For For Rights
3 Authorise Issue of Equity without Pre- For For emptive Rights
4 Authorise Market Purchase of New Ordinary For For Shares
Rockhopper Exploration plc
Meeting Date: 09/26/2013 Country: United Kingdom Meeting Type: Annual
Proposal Vote Number Proposal Text Mgmt Rec Instruction
1 Accept Financial Statements and Statutory For Reports
Page 345 of 452 Vote Summary Report Reporting Period: 07/01/2013 to 09/30/2013 Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Rockhopper Exploration plc
Proposal Vote Number Proposal Text Mgmt Rec Instruction
2 Elect Fiona MacAulay as Director For
3 Re-elect John Crowle as Director For
4 Re-elect Peter Dixon-Clarke as Director For
5 Re-elect Pierre Jungels as Director For
6 Re-elect David McManus as Director For
7 Re-elect Sam Moody as Director For
8 Re-elect Robert Peters as Director For
9 Re-elect Christopher Walton as Director For
10 Appoint KPMG LLP as Auditors and Authorise For Their Remuneration
11 Authorise Issue of Equity with Pre-emptive For Rights
12 Authorise Issue of Equity without Pre- For emptive Rights
13 Authorise Market Purchase of Ordinary Shares For
14 Approve Long Term Incentive Plan For
Indiabulls Housing Finance Ltd.
Meeting Date: 07/01/2013 Country: India Meeting Type: Annual
Proposal Vote Number Proposal Text Mgmt Rec Instruction
1 Accept Financial Statements and Statutory For Reports
2 Confirm Interim Dividend For
3 Reelect A.K. Mittal as Director For
4 Reelect A.O. Kumar as Director For
5 Approve Deloitte Haskins & Sells as Auditors For and Authorize Board to Fix Their Remuneration
6 Elect S. Gehlaut as Director For
7 Elect R. Rattan as Director For
8 Elect S.K. Mittal as Director For
Page 346 of 452 Vote Summary Report Reporting Period: 07/01/2013 to 09/30/2013 Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Indiabulls Housing Finance Ltd.
Proposal Vote Number Proposal Text Mgmt Rec Instruction
9 Elect S.S. Ahlawat as Director For
10 Elect R.K. Sheokand as Director For
11 Elect A. Katoch as Director For
12 Elect P.K. Mirdha as Director For
13 Elect J.S. Kataria as Director For
14 Amend Main Objects Clause of the For Memorandum of Association
15 Approve Employee Stock Option Plans For
16 Approve Issuance of Equity or Equity-Linked For Securities without Preemptive Rights
17 Approve Increase in Borrowing Powers For
Alstom
Meeting Date: 07/02/2013 Country: France Meeting Type: Annual/Special
Proposal Vote Number Proposal Text Mgmt Rec Instruction
Ordinary Business
1 Approve Financial Statements and Statutory For For Reports
2 Approve Consolidated Financial Statements For For and Statutory Reports
3 Approve Allocation of Income and Dividends For For of EUR 0.84 per Share
4 Approve Auditors' Special Report on Related- For For Party Transactions
5 Elect Amparo Moraleda as Director For For
6 Approve Remuneration of Directors in the For For Aggregate Amount of EUR 1 Million
7 Authorize Repurchase of Up to 10 Percent of For For Issued Share Capital
Extraordinary Business
8 Authorize Decrease in Share Capital via For For Cancellation of Repurchased Shares
Page 347 of 452 Vote Summary Report Reporting Period: 07/01/2013 to 09/30/2013 Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Alstom
Proposal Vote Number Proposal Text Mgmt Rec Instruction
9 Authorize up to 1 Percent of Issued Capital For Against for Use in Restricted Stock Plan
10 Authorize up to 2.5 Percent of Issued Capital For Against for Use in Stock Option Plan
11 Authorize Filing of Required For For Documents/Other Formalities
Neopost
Meeting Date: 07/02/2013 Country: France Meeting Type: Annual/Special
Proposal Vote Number Proposal Text Mgmt Rec Instruction
Ordinary Business
1 Approve Financial Statements and Statutory For For Reports
2 Approve Allocation of Income and Dividends For For of EUR 3.90 per Share
3 Approve Consolidated Financial Statements For For and Statutory Reports
4 Approve Auditors' Special Report on Related- For For Party Transactions
5 Approve Remuneration of Directors in the For For Aggregate Amount of EUR 370,000
6 Reelect Catherine Pourre as Director For For
7 Reelect Agnes Touraine as Director For For
8 Reelect Jean-Paul Villot as Director For For
9 Reelect Jacques Clay as Director For For
10 Reelect Eric Courteille as Director For For
11 Reelect Denis Thiery as Director For For
12 Acknowledge Resignation of Henk Bodt as For For Director
13 Elect William Hoover as Director For For
14 Renew Appointment of Ernst and Young et For For Autres as Auditor
15 Authorize Repurchase of Up to 10 Percent of For For Issued Share Capital
Page 348 of 452 Vote Summary Report Reporting Period: 07/01/2013 to 09/30/2013 Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Neopost
Proposal Vote Number Proposal Text Mgmt Rec Instruction
Extraordinary Business
16 Authorize Issuance of Equity or Equity-Linked For For Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 10 Million
17 Authorize Issuance of Equity without For Against Preemptive Rights up to Aggregate Nominal Amount of EUR 4.6 Million
18 Approve Issuance of Equity for Private For Against Placements, up to Aggregate Nominal Amount of EUR 4.6 Million
19 Authorize Issuance of Equity-Linked For Against Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 4.6 Million
20 Approve Issuance Equity-Linked Securities For Against for Private Placements, up to Aggregate Nominal Amount of EUR 4.6 Million
21 Authorize Board to Increase Capital in the For Against Event of Additional Demand Related to Delegation Submitted to Shareholder Vote under Items 16 to 20
22 Authorize Capitalization of Reserves of Up to For For EUR 30 Million for Bonus Issue or Increase in Par Value
23 Authorize Capital Increase of up to 10 For For Percent of Issued Capital for Contributions in Kind
24 Authorize Capital Increase for Future For Against Exchange Offers
25 Approve Employee Stock Purchase Plan For For
26 Approve Stock Purchase Plan Reserved for For For Employees of International Subsidiaries
27 Authorize Decrease in Share Capital via For For Cancellation of Repurchased Shares
28 Approve Issuance of Securities Convertible For For into Debt up to an Aggregate Nominal Amount of EUR 500 Million
29 Authorize Filing of Required For For Documents/Other Formalities
Finmeccanica Spa
Meeting Date: 07/03/2013 Country: Italy Meeting Type: Special
Page 349 of 452 Vote Summary Report Reporting Period: 07/01/2013 to 09/30/2013 Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Finmeccanica Spa
Proposal Vote Number Proposal Text Mgmt Rec Instruction
Ordinary Business
Appoint Directors
1.1 Elect Director to Replace Franco Bonferroni For For
1.2 Elect Director to Replace Giuseppe Orsi For For
Shareholder Proposal Submitted by Assogestioni
1.3 Appoint Dario Frigerio as Director to Replace None Against Christian Streiff
Grupo Financiero Banorte SAB de CV
Meeting Date: 07/03/2013 Country: Mexico Meeting Type: Special
Proposal Vote Number Proposal Text Mgmt Rec Instruction
1 Approve Increase in Variable Portion of For For Capital via Issuance of Shares without Preemptive Rights
2 Approve Public Offering of Shares in Mexico, For For the United States and Other Markets
3 Authorize Board to Ratify and Execute For For Approved Resolutions
Jaiprakash Associates Ltd.
Meeting Date: 07/03/2013 Country: India Meeting Type: Special
Proposal Vote Number Proposal Text Mgmt Rec Instruction
Postal Ballot
1 Approve Security to Lenders of Jaiprakash For Against Power Ventures Ltd., Subsidiary of the Company
Page 350 of 452 Vote Summary Report Reporting Period: 07/01/2013 to 09/30/2013 Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Jaiprakash Associates Ltd.
Proposal Vote Number Proposal Text Mgmt Rec Instruction
2 Approve Security/Guarantee to Lenders of For For Jaypee Infratech Ltd., Subsidiary of the Company
Larsen & Toubro Ltd
Meeting Date: 07/03/2013 Country: India Meeting Type: Special
Proposal Vote Number Proposal Text Mgmt Rec Instruction
Postal Ballot
1 Approve Bonus Issue For For
Jaiprakash Power Ventures Ltd.
Meeting Date: 07/06/2013 Country: India Meeting Type: Annual
Proposal Vote Number Proposal Text Mgmt Rec Instruction
1 Accept Financial Statements and Statutory For For Reports
2 Reelect A.K. Goswami as Director For For
3 Reelect R.N. Bhardwaj as Director For For
4 Reelect S.C. Bhargava as Director For For
5 Reelect S. Jain as Director For For
6 Reelect P.K. Singh as Director For Against
7 Reelect R.M. Chadha as Director For Against
8 Approve R. Nagpal Associates as Auditors For For and Authorize Board to Fix Their Remuneration
9 Approve Reappointment and Remuneration For For of S. Chandra as Executive Director
10 Approve Pledging of Assets for Debt For For
Page 351 of 452 Vote Summary Report Reporting Period: 07/01/2013 to 09/30/2013 Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Jaiprakash Power Ventures Ltd.
Proposal Vote Number Proposal Text Mgmt Rec Instruction
11 Approve Issuance of Equity or Equity-Linked For Against Securities without Preemptive Rights
12 Approve D.P. Goyal to Hold an Office or For For Place of Profit in Jaypee Powergrid Ltd., a Subsidiary of the Company, and Approve His Remuneration
Research In Motion Limited
Meeting Date: 07/09/2013 Country: Canada Meeting Type: Annual/Special
Proposal Vote Number Proposal Text Mgmt Rec Instruction
1.1 Elect Director Timothy Dattels For For
1.2 Elect Director Thorsten Heins For For
1.3 Elect Director David Kerr For For
1.4 Elect Director Claudia Kotchka For For
1.5 Elect Director Richard Lynch For For
1.6 Elect Director Roger Martin For For
1.7 Elect Director Bert Nordberg For For
1.8 Elect Director Barbara Stymiest For For
1.9 Elect Director Prem Watsa For For
2 Approve Ernst & Young LLP as Auditors and For For Authorize Board to Fix Their Remuneration
3 Change Company Name to Blackberry Limited For For
4 Amend Bylaws For For
5 Approve Equity Incentive Plan For For
6 Advisory Vote on Executive Compensation For For Approach
J Sainsbury plc
Meeting Date: 07/10/2013 Country: United Kingdom Meeting Type: Annual
Page 352 of 452 Vote Summary Report Reporting Period: 07/01/2013 to 09/30/2013 Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
J Sainsbury plc
Proposal Vote Number Proposal Text Mgmt Rec Instruction
1 Accept Financial Statements and Statutory For For Reports
2 Approve Remuneration Report For For
3 Approve Final Dividend For For
4 Elect Susan Rice as Director For For
5 Elect Jean Tomlin as Director For For
6 Re-elect Matt Brittin as Director For For
7 Re-elect Mike Coupe as Director For For
8 Re-elect Mary Harris as Director For For
9 Re-elect Gary Hughes as Director For For
10 Re-elect Justin King as Director For For
11 Re-elect John McAdam as Director For For
12 Re-elect John Rogers as Director For For
13 Re-elect David Tyler as Director For For
14 Reappoint PricewaterhouseCoopers LLP as For For Auditors
15 Authorise the Audit Committee to Fix For For Remuneration of Auditors
16 Authorise Issue of Equity with Pre-emptive For For Rights
17 Authorise Issue of Equity without Pre- For For emptive Rights
18 Authorise EU Political Donations and For For Expenditure
19 Authorise Market Purchase of Ordinary Shares For For
20 Authorise the Company to Call EGM with For For Two Weeks' Notice
KB Financial Group Inc.
Meeting Date: 07/12/2013 Country: South Korea Meeting Type: Special
Page 353 of 452 Vote Summary Report Reporting Period: 07/01/2013 to 09/30/2013 Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
KB Financial Group Inc.
Proposal Vote Number Proposal Text Mgmt Rec Instruction
Meeting for ADR Holders
1 Elect Lim Young-Rok as CEO For For
Sun Pharmaceutical Industries Ltd.
Meeting Date: 07/13/2013 Country: India Meeting Type: Special
Proposal Vote Number Proposal Text Mgmt Rec Instruction
Postal Ballot
1 Increase Authorized Share Capital For For
2 Amend Memorandum of Association to For For Reflect Increase in Authorized Share Capital
3 Amend Articles of Association to Reflect For For Increase in Authorized Share Capital
4 Approve Bonus Issue For For
China Mengniu Dairy Co., Ltd.
Meeting Date: 07/16/2013 Country: Hong Kong Meeting Type: Special
Proposal Vote Number Proposal Text Mgmt Rec Instruction
1 Approve Acquisition of the Entire Issued For For Capital of Yashili International Holdings Ltd. and the Related Transactions
Freeport-McMoRan Copper & Gold Inc.
Meeting Date: 07/16/2013 Country: USA Meeting Type: Annual
Page 354 of 452 Vote Summary Report Reporting Period: 07/01/2013 to 09/30/2013 Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Freeport-McMoRan Copper & Gold Inc.
Proposal Vote Number Proposal Text Mgmt Rec Instruction
1.1 Elect Director Richard C. Adkerson For For
1.2 Elect Director Robert J. Allison, Jr. For For
1.3 Elect Director Alan R. Buckwalter, III For For
1.4 Elect Director Robert A. Day For For
1.5 Elect Director James C. Flores For For
1.6 Elect Director Gerald J. Ford For For
1.7 Elect Director Thomas A. Fry, III For For
1.8 Elect Director H. Devon Graham, Jr. For For
1.9 Elect Director Charles C. Krulak For For
1.10 Elect Director Bobby Lee Lackey For For
1.11 Elect Director Jon C. Madonna For For
1.12 Elect Director Dustan E. McCoy For For
1.13 Elect Director James R. Moffett For For
1.14 Elect Director B. M. Rankin, Jr. For For
1.15 Elect Director Stephen H. Siegele For For
2 Advisory Vote to Ratify Named Executive For Against Officers' Compensation
3 Ratify Auditors For For
4 Request Director Nominee with Against Against Environmental Qualifications
5 Require Independent Board Chairman Against For
6 Adopt Policy and Report on Board Diversity Against Against
7 Amend Bylaws-- Call Special Meetings Against For
Proposal Vote Number Proposal Text Mgmt Rec Instruction
1.1 Elect Director Richard C. Adkerson For For
1.2 Elect Director Robert J. Allison, Jr. For For
1.3 Elect Director Alan R. Buckwalter, III For For
1.4 Elect Director Robert A. Day For For
Page 355 of 452 Vote Summary Report Reporting Period: 07/01/2013 to 09/30/2013 Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Freeport-McMoRan Copper & Gold Inc.
Proposal Vote Number Proposal Text Mgmt Rec Instruction
1.5 Elect Director James C. Flores For For
1.6 Elect Director Gerald J. Ford For For
1.7 Elect Director Thomas A. Fry, III For For
1.8 Elect Director H. Devon Graham, Jr. For For
1.9 Elect Director Charles C. Krulak For For
1.10 Elect Director Bobby Lee Lackey For For
1.11 Elect Director Jon C. Madonna For For
1.12 Elect Director Dustan E. McCoy For For
1.13 Elect Director James R. Moffett For For
1.14 Elect Director B. M. Rankin, Jr. For For
1.15 Elect Director Stephen H. Siegele For For
2 Advisory Vote to Ratify Named Executive For Against Officers' Compensation
3 Ratify Auditors For For
4 Request Director Nominee with Against For Environmental Qualifications
5 Require Independent Board Chairman Against For
6 Adopt Policy and Report on Board Diversity Against For
7 Amend Bylaws-- Call Special Meetings Against For
Gardner Denver, Inc.
Meeting Date: 07/16/2013 Country: USA Meeting Type: Special
Proposal Vote Number Proposal Text Mgmt Rec Instruction
1 Approve Merger Agreement For For
2 Adjourn Meeting For For
3 Advisory Vote on Golden Parachutes For Against
Page 356 of 452 Vote Summary Report Reporting Period: 07/01/2013 to 09/30/2013 Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Industria de Diseno Textil (INDITEX)
Meeting Date: 07/16/2013 Country: Spain Meeting Type: Annual
Proposal Vote Number Proposal Text Mgmt Rec Instruction
1 Approve Individual Financial Statements For For
2 Approve Consolidated Financial Statements, For For and Discharge of Board
3 Approve Updated Balance Sheets to Benefit For For from New Tax Regulation
4 Approve Allocation of Income and Dividends For For
5 Approve Long Term Incentive Plan For For
6 Authorize Share Repurchase Program For For
7 Advisory Vote on Remuneration Policy Report For For
8 Authorize Board to Ratify and Execute For For Approved Resolutions
Lenovo Group Limited
Meeting Date: 07/16/2013 Country: Hong Kong Meeting Type: Annual
Proposal Vote Number Proposal Text Mgmt Rec Instruction
1 Accept Financial Statements and Statutory For For Reports
2 Declare Final Dividend For For
3a Elect William Tudor Brown as Director For For
3b Elect Yang Yuanqing as Director For For
3c Elect Tian Suning as Director For For
3d Elect Nicholas C. Allen as Director For For
3e Resolve Not to Fill Up Vacancy Resulted From For For the Retirement of Wu Yibing as Director
3f Authorize Board to Fix Directors' Fees For For
4 Reappoint PricewaterhouseCoopers as For For Auditors and Authorize Board to Fix Their Remuneration
Page 357 of 452 Vote Summary Report Reporting Period: 07/01/2013 to 09/30/2013 Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Lenovo Group Limited
Proposal Vote Number Proposal Text Mgmt Rec Instruction
5 Approve Issuance of Equity or Equity-Linked For Against Securities without Preemptive Rights
6 Authorize Repurchase of Up to 10 Percent of For For Issued Share Capital
7 Authorize Reissuance of Repurchased Shares For Against
BT Group plc
Meeting Date: 07/17/2013 Country: United Kingdom Meeting Type: Annual
Proposal Vote Number Proposal Text Mgmt Rec Instruction
1 Accept Financial Statements and Statutory For For Reports
2 Approve Remuneration Report For For
3 Approve Final Dividend For For
4 Re-elect Sir Michael Rake as Director For For
5 Re-elect Ian Livingston as Director For For
6 Re-elect Tony Chanmugam as Director For For
7 Re-elect Gavin Patterson as Director For For
8 Re-elect Tony Ball as Director For For
9 Re-elect Patricia Hewitt as Director For For
10 Re-elect Phil Hodkinson as Director For For
11 Re-elect Karen Richardson as Director For For
12 Re-elect Nick Rose as Director For For
13 Re-elect Jasmine Whitbread as Director For For
14 Reappoint PricewaterhouseCoopers LLP as For For Auditors
15 Authorise Board to Fix Remuneration of For For Auditors
16 Authorise Issue of Equity with Pre-emptive For For Rights
17 Authorise Issue of Equity without Pre- For For emptive Rights
18 Authorise Market Purchase of Ordinary Shares For For
Page 358 of 452 Vote Summary Report Reporting Period: 07/01/2013 to 09/30/2013 Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
BT Group plc
Proposal Vote Number Proposal Text Mgmt Rec Instruction
19 Authorise the Company to Call EGM with For For Two Weeks' Notice
20 Approve EU Political Donations and For For Expenditure
London Stock Exchange Group plc
Meeting Date: 07/18/2013 Country: United Kingdom Meeting Type: Annual
Proposal Vote Number Proposal Text Mgmt Rec Instruction
1 Accept Financial Statements and Statutory For For Reports
2 Approve Final Dividend For For
3 Approve Remuneration Report For For
4 Re-elect Chris Gibson-Smith as Director For For
5 Re-elect Paul Heiden as Director For For
6 Re-elect Raffaele Jerusalmi as Director For For
7 Re-elect Andrea Munari as Director For For
8 Re-elect Xavier Rolet as Director For For
9 Re-elect Paolo Scaroni as Director For For
10 Re-elect Massimo Tononi as Director For For
11 Re-elect David Warren as Director For For
12 Re-elect Robert Webb as Director For For
13 Elect Jacques Aigrain as Director For For
14 Elect Stuart Lewis as Director For For
15 Elect Stephen O'Connor as Director For For
16 Reappoint PricewaterhouseCoopers LLP as For For Auditors
17 Authorise Board to Fix Remuneration of For For Auditors
18 Authorise Issue of Equity with Pre-emptive For For Rights
19 Authorise EU Political Donations and For For Expenditure
Page 359 of 452 Vote Summary Report Reporting Period: 07/01/2013 to 09/30/2013 Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
London Stock Exchange Group plc
Proposal Vote Number Proposal Text Mgmt Rec Instruction
20 Authorise Issue of Equity without Pre- For For emptive Rights
21 Authorise Market Purchase of Ordinary Shares For For
22 Authorise the Company to Call EGM with For For Two Weeks' Notice
Triumph Group, Inc.
Meeting Date: 07/18/2013 Country: USA Meeting Type: Annual
Proposal Vote Number Proposal Text Mgmt Rec Instruction
1.1 Elect Director Paul Bourgon For For
1.2 Elect Director Elmer L. Doty For Against
1.3 Elect Director John G. Drosdick For For
1.4 Elect Director Ralph E. Eberhart For For
1.5 Elect Director Jeffry D. Frisby For For
1.6 Elect Director Richard C. Gozon For For
1.7 Elect Director Richard C. Ill For For
1.8 Elect Director William L. Mansfield For For
1.9 Elect Director Adam J. Palmer For For
1.10 Elect Director Joseph M. Silvestri For For
1.11 Elect Director George Simpson For For
2 Advisory Vote to Ratify Named Executive For For Officers' Compensation
3 Amend Executive Incentive Bonus Plan For For
4 Approve Omnibus Stock Plan For For
5 Approve Qualified Employee Stock Purchase For For Plan
6 Ratify Auditors For For
Page 360 of 452 Vote Summary Report Reporting Period: 07/01/2013 to 09/30/2013 Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Vodacom Group Ltd
Meeting Date: 07/18/2013 Country: South Africa Meeting Type: Annual
Proposal Vote Number Proposal Text Mgmt Rec Instruction
1 Accept Financial Statements and Statutory For For Reports for the Year Ended 31 March 2013
2 Elect Yolanda Cuba as Director For For
3 Re-elect Shameel Aziz Joosub as Director For For
4 Elect John Otty as Director For For
5 Elect Serpil Timuray as Director For For
6 Re-elect Phillip Moleketi as Director For For
7 Re-elect Nicholas Read as Director For Against
8 Reappoint Deloitte & Touche as Auditors of For For the Company
9 Approve Remuneration Policy For For
10 Re-elect David Brown as Member of the For For Audit, Risk and Compliance Committee
11 Re-elect Phillip Moleketi as Member of the For For Audit, Risk and Compliance Committee
12 Elect Yolanda Cuba as Member of the Audit, For For Risk and Compliance Committee
13 Approve Financial Assistance to Related or For For Inter-related Companies
14 Authorise Repurchase of Up to Five Percent For For of Issued Share Capital
15 Approve Increase in Non-Executive Directors' For For Fees
Axis Bank Ltd.
Meeting Date: 07/19/2013 Country: India Meeting Type: Annual
Proposal Vote Number Proposal Text Mgmt Rec Instruction
1 Accept Financial Statements and Statutory For For Reports
Page 361 of 452 Vote Summary Report Reporting Period: 07/01/2013 to 09/30/2013 Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Axis Bank Ltd.
Proposal Vote Number Proposal Text Mgmt Rec Instruction
2 Reelect S.B. Mathur as Director For For
3 Reelect P.R. Menon as Director For For
4 Reelect R.N. Bhattacharyya as Director For For
5 Approve Dividend of INR 18.00 Per Equity For For Share
6 Approve Deloitte Haskins & Sells as Auditors For For and Authorize Board to Fix Their Remuneration
7 Elect I. Vittal as Director For For
8 Elect R. Bhagat as Director For For
9 Elect S. Misra as Director For For
10 Approve Appointment and Remuneration of For For S. Misra as Non-Executive Chairman
11 Approve Revision in Remuneration of S. For For Sharma, Managing Director & CEO
12 Approve Revision in Remuneration of S. For For Sengupta, Executive Director & Head (Corporate Centre)
13 Approve Revision in Remuneration of V. For For Srinivasan, Executive Director & Head (Corporate Banking)
14 Amend Employee Stock Option Scheme For For
Bajaj Auto Ltd.
Meeting Date: 07/19/2013 Country: India Meeting Type: Annual
Proposal Vote Number Proposal Text Mgmt Rec Instruction
1 Accept Financial Statements and Statutory For For Reports
2 Approve Dividend of INR 45.00 Per Share For For
3 Reelect J.N. Godrej as Director For For
4 Reelect S.H. Khan as Director For For
5 Reelect S. Kirloskar as Director For For
6 Reelect N. Chandra as Director For For
Page 362 of 452 Vote Summary Report Reporting Period: 07/01/2013 to 09/30/2013 Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Bajaj Auto Ltd.
Proposal Vote Number Proposal Text Mgmt Rec Instruction
7 Approve Dalal & Shah as Auditors and For For Authorize Board to Fix Their Remuneration
Dominion Diamond Corp.
Meeting Date: 07/19/2013 Country: Canada Meeting Type: Annual/Special
Proposal Vote Number Proposal Text Mgmt Rec Instruction
1.1 Elect Director Graham G. Clow For For
1.2 Elect Director Robert A. Gannicott For For
1.3 Elect Director Noel Harwerth For For
1.4 Elect Director Daniel Jarvis For For
1.5 Elect Director Chuck Strahl For For
1.6 Elect Director Tom Kenny For For
1.7 Elect Director Manuel Lino Silva de Sousa For For Oliveira
2 Approve KPMG LLP as Auditors and Authorize For For Board to Fix Their Remuneration
3 Amend Restricted Share Unit Plan For For
Housing Development Finance Corp. Ltd.
Meeting Date: 07/19/2013 Country: India Meeting Type: Annual
Proposal Vote Number Proposal Text Mgmt Rec Instruction
1 Accept Financial Statements and Statutory For For Reports
2 Approve Dividend of INR 12.50 Per Share For For
3 Reelect D.S. Parekh as Director For For
4 Reelect K. Mahindra as Director For Against
Page 363 of 452 Vote Summary Report Reporting Period: 07/01/2013 to 09/30/2013 Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Housing Development Finance Corp. Ltd.
Proposal Vote Number Proposal Text Mgmt Rec Instruction
5 Reelect D.M. Sukthankar as Director For For
6 Reelect N. Munjee as Director For For
7 Approve Deloitte Haskins & Sells as Auditors For For and Branch Auditors and Authorize Board to Fix Their Remuneration
8 Approve PKF as Branch Auditors and For For Authorize Board to Fix Their Remuneration
9 Approve Increase in Borrowing Powers For Against
HCL InfoSystems Ltd
Meeting Date: 07/20/2013 Country: India Meeting Type: Court
Proposal Vote Number Proposal Text Mgmt Rec Instruction
Court-Ordered Meeting for Shareholders
1 Approve Scheme of Arrangement For For
Canara Bank Ltd
Meeting Date: 07/22/2013 Country: India Meeting Type: Annual
Proposal Vote Number Proposal Text Mgmt Rec Instruction
1 Accept Financial Statements and Statutory For For Reports
2 Approve Dividend of INR 13.00 Per Share For For
Elect Three Shareholder Directors from the Following Nominees
3.1 Elect S. Gupta as Director For
3.2 Elect B.M. Sharma as Director For
3.3 Elect R.K. Goel as Director For
3.4 Elect A.P. Garg as Director For
Page 364 of 452 Vote Summary Report Reporting Period: 07/01/2013 to 09/30/2013 Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Canara Bank Ltd
Proposal Vote Number Proposal Text Mgmt Rec Instruction
3.5 Elect U.N. Kapur as Director For
3.6 Elect P.G. Thacker as Director For
3.7 Elect S. Jain as Director For
3.8 Elect S.P. Ballambettu as Director For
China Resources Power Holdings Co., Ltd.
Meeting Date: 07/22/2013 Country: Hong Kong Meeting Type: Special
Proposal Vote Number Proposal Text Mgmt Rec Instruction
1 Approve Scheme of Arrangement For For
Vodafone Group plc
Meeting Date: 07/23/2013 Country: United Kingdom Meeting Type: Annual
Proposal Vote Number Proposal Text Mgmt Rec Instruction
1 Accept Financial Statements and Statutory For For Reports
2 Re-elect Gerard Kleisterlee as Director For For
3 Re-elect Vittorio Colao as Director For For
4 Re-elect Andy Halford as Director For For
5 Re-elect Stephen Pusey as Director For For
6 Re-elect Renee James as Director For For
7 Re-elect Alan Jebson as Director For For
8 Re-elect Samuel Jonah as Director For For
9 Elect Omid Kordestani as Director For For
10 Re-elect Nick Land as Director For For
11 Re-elect Anne Lauvergeon as Director For For
Page 365 of 452 Vote Summary Report Reporting Period: 07/01/2013 to 09/30/2013 Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Vodafone Group plc
Proposal Vote Number Proposal Text Mgmt Rec Instruction
12 Re-elect Luc Vandevelde as Director For For
13 Re-elect Anthony Watson as Director For For
14 Re-elect Philip Yea as Director For For
15 Approve Final Dividend For For
16 Approve Remuneration Report For For
17 Reappoint Deloitte LLP as Auditors For For
18 Authorise the Audit and Risk Committee to For For Fix Remuneration of Auditors
19 Authorise Issue of Equity with Pre-emptive For For Rights
20 Authorise Issue of Equity without Pre- For For emptive Rights
21 Authorise Market Purchase of Ordinary Shares For For
22 Authorise EU Political Donations and For For Expenditure
23 Authorise the Company to Call EGM with For For Two Weeks' Notice
Vodafone Group plc
Meeting Date: 07/23/2013 Country: United Kingdom Meeting Type: Annual
Proposal Vote Number Proposal Text Mgmt Rec Instruction
Meeting for ADR Holders
1 Accept Financial Statements and Statutory For For Reports
2 Re-elect Gerard Kleisterlee as Director For For
3 Re-elect Vittorio Colao as Director For For
4 Re-elect Andy Halford as Director For For
5 Re-elect Stephen Pusey as Director For For
6 Re-elect Renee James as Director For For
7 Re-elect Alan Jebson as Director For For
8 Re-elect Samuel Jonah as Director For For
Page 366 of 452 Vote Summary Report Reporting Period: 07/01/2013 to 09/30/2013 Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Vodafone Group plc
Proposal Vote Number Proposal Text Mgmt Rec Instruction
9 Elect Omid Kordestani as Director For For
10 Re-elect Nick Land as Director For For
11 Re-elect Anne Lauvergeon as Director For For
12 Re-elect Luc Vandevelde as Director For For
13 Re-elect Anthony Watson as Director For For
14 Re-elect Philip Yea as Director For For
15 Approve Final Dividend For For
16 Approve Remuneration Report For For
17 Reappoint Deloitte LLP as Auditors For For
18 Authorise the Audit and Risk Committee to For For Fix Remuneration of Auditors
19 Authorise Issue of Equity with Pre-emptive For For Rights
20 Authorise Issue of Equity without Pre- For For emptive Rights
21 Authorise Market Purchase of Ordinary Shares For For
22 Authorise EU Political Donations and For For Expenditure
23 Authorise the Company to Call EGM with For For Two Weeks' Notice
Proposal Vote Number Proposal Text Mgmt Rec Instruction
Meeting for ADR Holders
1 Accept Financial Statements and Statutory For For Reports
2 Re-elect Gerard Kleisterlee as Director For For
3 Re-elect Vittorio Colao as Director For For
4 Re-elect Andy Halford as Director For For
5 Re-elect Stephen Pusey as Director For For
6 Re-elect Renee James as Director For For
7 Re-elect Alan Jebson as Director For For
8 Re-elect Samuel Jonah as Director For For
9 Elect Omid Kordestani as Director For For
Page 367 of 452 Vote Summary Report Reporting Period: 07/01/2013 to 09/30/2013 Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Vodafone Group plc
Proposal Vote Number Proposal Text Mgmt Rec Instruction
10 Re-elect Nick Land as Director For For
11 Re-elect Anne Lauvergeon as Director For For
12 Re-elect Luc Vandevelde as Director For For
13 Re-elect Anthony Watson as Director For For
14 Re-elect Philip Yea as Director For For
15 Approve Final Dividend For For
16 Approve Remuneration Report For For
17 Reappoint Deloitte LLP as Auditors For For
18 Authorise the Audit and Risk Committee to For For Fix Remuneration of Auditors
19 Authorise Issue of Equity with Pre-emptive For For Rights
20 Authorise Issue of Equity without Pre- For For emptive Rights
21 Authorise Market Purchase of Ordinary Shares For For
22 Authorise EU Political Donations and For For Expenditure
23 Authorise the Company to Call EGM with For For Two Weeks' Notice
B/E Aerospace, Inc.
Meeting Date: 07/24/2013 Country: USA Meeting Type: Annual
Proposal Vote Number Proposal Text Mgmt Rec Instruction
1.1 Elect Director Michael F. Senft For For
1.2 Elect Director John T. Whates For For
2 Advisory Vote to Ratify Named Executive For For Officers' Compensation
3 Ratify Auditors For For
4 Amend Qualified Employee Stock Purchase For For Plan
Page 368 of 452 Vote Summary Report Reporting Period: 07/01/2013 to 09/30/2013 Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
BMC Software, Inc.
Meeting Date: 07/24/2013 Country: USA Meeting Type: Special
Proposal Vote Number Proposal Text Mgmt Rec Instruction
1 Approve Merger Agreement For For
2 Advisory Vote on Golden Parachutes For Against
3 Adjourn Meeting For For
Cairn India Limited
Meeting Date: 07/24/2013 Country: India Meeting Type: Annual
Proposal Vote Number Proposal Text Mgmt Rec Instruction
1 Accept Financial Statements and Statutory For For Reports
2 Confirm Interim Dividend of INR 5.00 Per For For Share and Approve Final Dividend of INR 6.50 Per Share
3 Reelect N. Chandra as Director For For
4 Reelect E.T. Story as Director For Against
5 Approve S.R. Batliboi & Co. LLP as Auditors For For and Authorize Board to Fix Their Remuneration
6 Elect P. Elango as Director; and Approve For For Appointment and Remuneration of P. Elango as Executive Director
CONSTELLATION BRANDS, INC.
Meeting Date: 07/24/2013 Country: USA Meeting Type: Annual
Page 369 of 452 Vote Summary Report Reporting Period: 07/01/2013 to 09/30/2013 Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
CONSTELLATION BRANDS, INC.
Proposal Vote Number Proposal Text Mgmt Rec Instruction
1.1 Elect Director Jerry Fowden For For
1.2 Elect Director Barry A. Fromberg For Withhold
1.3 Elect Director Robert L. Hanson For For
1.4 Elect Director Jeananne K. Hauswald For For
1.5 Elect Director James A. Locke, III For Withhold
1.6 Elect Director Richard Sands For For
1.7 Elect Director Robert Sands For For
1.8 Elect Director Judy A. Schmeling For For
1.9 Elect Director Paul L. Smith For Withhold
1.10 Elect Director Keith E. Wandell For For
1.11 Elect Director Mark Zupan For Withhold
2 Ratify Auditors For For
3 Advisory Vote to Ratify Named Executive For For Officers' Compensation
4 Amend Qualified Employee Stock Purchase For For Plan
Tate & Lyle plc
Meeting Date: 07/24/2013 Country: United Kingdom Meeting Type: Annual
Proposal Vote Number Proposal Text Mgmt Rec Instruction
1 Accept Financial Statements and Statutory For For Reports
2 Approve Remuneration Report For For
3 Approve Final Dividend For For
4 Re-elect Sir Peter Gershon as Director For For
5 Re-elect Javed Ahmed as Director For For
6 Re-elect Tim Lodge as Director For For
Page 370 of 452 Vote Summary Report Reporting Period: 07/01/2013 to 09/30/2013 Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Tate & Lyle plc
Proposal Vote Number Proposal Text Mgmt Rec Instruction
7 Re-elect Liz Airey as Director For For
8 Re-elect William Camp as Director For For
9 Re-elect Douglas Hurt as Director For For
10 Elect Virginia Kamsky as Director For For
11 Elect Anne Minto as Director For For
12 Re-elect Dr Ajai Puri as Director For For
13 Re-elect Robert Walker as Director For For
14 Reappoint PricewaterhouseCoopers LLP as For For Auditors
15 Authorise Board to Fix Remuneration of For For Auditors
16 Authorise EU Political Donations and For For Expenditure
17 Authorise Issue of Equity with Pre-emptive For For Rights
18 Authorise Issue of Equity without Pre- For For emptive Rights
19 Authorise Market Purchase of Ordinary Shares For For
20 Amend Articles of Association Re: Annual For For Limit of Directors' Fees
21 Authorise the Company to Call EGM with For For Two Weeks' Notice
Arteris SA
Meeting Date: 07/25/2013 Country: Brazil Meeting Type: Special
Proposal Vote Number Proposal Text Mgmt Rec Instruction
1 Approve Increase in Board Size For For
2 Elect Director For For
Page 371 of 452 Vote Summary Report Reporting Period: 07/01/2013 to 09/30/2013 Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Halma plc
Meeting Date: 07/25/2013 Country: United Kingdom Meeting Type: Annual
Proposal Vote Number Proposal Text Mgmt Rec Instruction
1 Accept Financial Statements and Statutory For For Reports
2 Approve Final Dividend For For
3 Approve Remuneration Report For For
4 Re-elect Andrew Williams as Director For For
5 Re-elect Kevin Thompson as Director For For
6 Re-elect Stephen Pettit as Director For For
7 Re-elect Neil Quinn as Director For For
8 Re-elect Jane Aikman as Director For For
9 Re-elect Adam Meyers as Director For For
10 Re-elect Lord Blackwell as Director For For
11 Re-elect Steve Marshall as Director For For
12 Re-elect Daniela Barone Soares as Director For For
13 Elect Paul Walker as Director For For
14 Reappoint Deloitte LLP as Auditors For For
15 Authorise Board to Fix Remuneration of For For Auditors
16 Authorise Issue of Equity with Pre-emptive For For Rights
17 Authorise Issue of Equity without Pre- For For emptive Rights
18 Authorise Market Purchase of Ordinary Shares For For
19 Authorise the Company to Call EGM with For For Two Weeks' Notice
Ito En Ltd.
Meeting Date: 07/25/2013 Country: Japan Meeting Type: Annual
Page 372 of 452 Vote Summary Report Reporting Period: 07/01/2013 to 09/30/2013 Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Ito En Ltd.
Proposal Vote Number Proposal Text Mgmt Rec Instruction
1 Approve Allocation of Income, with a Final For For Dividend of JPY 19 for Ordinary Shares
2.1 Elect Director Uchiki, Hirokazu For For
2.2 Elect Director Taguchi, Morikazu For For
3.1 Appoint Statutory Auditor Tanaka, Yutaka For For
3.2 Appoint Statutory Auditor Nagasawa, For Against Masahiro
Johnson Matthey plc
Meeting Date: 07/25/2013 Country: United Kingdom Meeting Type: Annual
Proposal Vote Number Proposal Text Mgmt Rec Instruction
1 Accept Financial Statements and Statutory For For Reports
2 Approve Remuneration Report For For
3 Approve Final Dividend For For
4 Elect Colin Matthews as Director For For
5 Elect Odile Desforges as Director For For
6 Re-elect Tim Stevenson as Director For For
7 Re-elect Neil Carson as Director For For
8 Re-elect Alan Ferguson as Director For For
9 Re-elect Robert MacLeod as Director For For
10 Re-elect Larry Pentz as Director For For
11 Re-elect Michael Roney as Director For For
12 Re-elect Bill Sandford as Director For For
13 Re-elect Dorothy Thompson as Director For For
14 Appoint KPMG LLP as Auditors For For
15 Authorise Board to Fix Remuneration of For For Auditors
Page 373 of 452 Vote Summary Report Reporting Period: 07/01/2013 to 09/30/2013 Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Johnson Matthey plc
Proposal Vote Number Proposal Text Mgmt Rec Instruction
16 Authorise EU Political Donations and For For Expenditure
17 Authorise Issue of Equity with Pre-emptive For For Rights
18 Authorise Issue of Equity without Pre- For For emptive Rights
19 Authorise Market Purchase of Ordinary Shares For For
20 Authorise the Company to Call EGM with For For Two Weeks' Notice
Kalpataru Power Transmission Ltd
Meeting Date: 07/25/2013 Country: India Meeting Type: Annual
Proposal Vote Number Proposal Text Mgmt Rec Instruction
1 Accept Financial Statements and Statutory For For Reports
2 Approve Dividend of INR 1.50 Per Share For For
3 Reelect M.P. Munot as Director For For
4 Reelect S. Mehta as Director For For
5 Approve Deloitte Haskins & Sells as Auditors For For and Authorize Board to Fix Their Remuneration
6 Elect R. Singh as Director For For
7 Approve Appointment and Remuneration of For For R. Singh as Managing Director
8 Approve Appointment and Remuneration of For For U. Golecha as Deputy General Manager (International Business)
9 Approve Commission Remuneration of Non- For For Executive Directors
LIC Housing Finance Ltd.
Meeting Date: 07/25/2013 Country: India Meeting Type: Annual
Page 374 of 452 Vote Summary Report Reporting Period: 07/01/2013 to 09/30/2013 Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
LIC Housing Finance Ltd.
Proposal Vote Number Proposal Text Mgmt Rec Instruction
1 Accept Financial Statements and Statutory For For Reports
2 Approve Dividend of INR 3.80 Per Share For For
3 Reelect S. Ravi as Director For For
4 Reelect J. Capoor as Director For For
5 Approve Chokshi & Chokshi and Shah Gupta For For & Co. as Joint Auditors and Authorize Board to Fix Their Remuneration
6 Approve Appointment and Remuneration of For For V.K. Sharma as Managing Director & CEO
Macquarie Group Limited
Meeting Date: 07/25/2013 Country: Australia Meeting Type: Annual
Proposal Vote Number Proposal Text Mgmt Rec Instruction
2 Elect Michael J. Hawker as a Director For For
3 Elect Michael J. Coleman as a Director For For
4 Approve the Remuneration Report For For
5 Approve the Termination Benefits to Current For For or Future Key Management Personnel of the Company
6 Approve the Grant of Restricted Share Units For For and Performance Share Units to Nicholas Moore, Managing Director and Chief Executive Officer of the Company
7 Approve the Issuance of Up to 6 Million For For Macquarie Group Capital Notes
SABMiller plc
Meeting Date: 07/25/2013 Country: United Kingdom Meeting Type: Annual
Page 375 of 452 Vote Summary Report Reporting Period: 07/01/2013 to 09/30/2013 Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
SABMiller plc
Proposal Vote Number Proposal Text Mgmt Rec Instruction
1 Accept Financial Statements and Statutory For For Reports
2 Approve Remuneration Report For For
3 Elect Guy Elliott as Director For For
4 Re-elect Mark Armour as Director For For
5 Re-elect Geoffrey Bible as Director For For
6 Re-elect Alan Clark as Director For For
7 Re-elect Dinyar Devitre as Director For For
8 Re-elect Lesley Knox as Director For For
9 Re-elect Graham Mackay as Director For For
10 Re-elect John Manser as Director For For
11 Re-elect John Manzoni as Director For For
12 Re-elect Miles Morland as Director For For
13 Re-elect Dr Dambisa Moyo as Director For For
14 Re-elect Carlos Perez Davila as Director For For
15 Re-elect Alejandro Santo Domingo Davila as For For Director
16 Re-elect Helen Weir as Director For For
17 Re-elect Howard Willard as Director For For
18 Re-elect Jamie Wilson as Director For For
19 Approve Final Dividend For For
20 Reappoint PricewaterhouseCoopers LLP as For For Auditors
21 Authorise Board to Fix Remuneration of For For Auditors
22 Authorise Issue of Equity with Pre-emptive For For Rights
23 Authorise Issue of Equity without Pre- For For emptive Rights
24 Authorise Market Purchase of Ordinary Shares For For
25 Authorise the Company to Call EGM with For For Two Weeks' Notice
Page 376 of 452 Vote Summary Report Reporting Period: 07/01/2013 to 09/30/2013 Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
SSE plc
Meeting Date: 07/25/2013 Country: United Kingdom Meeting Type: Annual
Proposal Vote Number Proposal Text Mgmt Rec Instruction
1 Accept Financial Statements and Statutory For For Reports
2 Approve Remuneration Report For For
3 Approve Final Dividend For For
4 Re-elect Katie Bickerstaffe as Director For For
5 Re-elect Jeremy Beeton as Director For For
6 Re-elect Lord Smith of Kelvin as Director For For
7 Re-elect Gregor Alexander as Director For For
8 Re-elect Alistair Phillips-Davies as Director For For
9 Re-elect Lady Rice as Director For For
10 Re-elect Richard Gillingwater as Director For For
11 Re-elect Thomas Andersen as Director For For
12 Appoint KPMG LLP as Auditors For For
13 Authorise Board to Fix Remuneration of For For Auditors
14 Authorise Issue of Equity with Pre-emptive For For Rights
15 Authorise Issue of Equity without Pre- For For emptive Rights
16 Authorise Market Purchase Ordinary Shares For For
17 Authorise the Company to Call EGM with For For Two Weeks' Notice
WIPRO Limited
Meeting Date: 07/25/2013 Country: India Meeting Type: Annual
Page 377 of 452 Vote Summary Report Reporting Period: 07/01/2013 to 09/30/2013 Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
WIPRO Limited
Proposal Vote Number Proposal Text Mgmt Rec Instruction
1 Accept Financial Statements and Statutory For For Reports
2 Confirm Interim Dividend of INR 2.00 Per For For Share and Approve Final Dividend of INR 5.00 Per Share
3 Reelect N. Vaghul as Director For For
4 Reelect A.S. Ganguly as Director For For
5 Approve BSR & Co. as Auditors and Authorize For For Board to Fix Their Remuneration
6 Elect V. Joshi as Director For For
7 Approve Reappointment and Remuneration For For of A.H. Premji as Chairman and Managing Director
8 Approve Reappointment and Remuneration For For of S.C. Senapaty as CFO and Executive Director
ITC Ltd.
Meeting Date: 07/26/2013 Country: India Meeting Type: Annual
Proposal Vote Number Proposal Text Mgmt Rec Instruction
1 Accept Financial Statements and Statutory For For Reports
2 Approve Dividend of INR 5.25 Per Share For For
3.1 Reelect S. Banerjee as Director For Against
3.2 Reelect A.V.G. Kumar as Director For Against
3.3 Reelect H.G. Powell as Director For Against
3.4 Reelect B. Sen as Director For For
3.5 Reelect B. Vijayaraghavan as Director For For
4 Approve Deloitte Haskins & Sells as Auditors For For and Authorize Board to Fix Their Remuneration
5 Elect M. Shankar as Director For For
Page 378 of 452 Vote Summary Report Reporting Period: 07/01/2013 to 09/30/2013 Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
ITC Ltd.
Proposal Vote Number Proposal Text Mgmt Rec Instruction
6 Elect S.S. Habib-ur-Rehman as Director For For
7 Reelect D.K. Mehtrotra as Director For Against
8 Reelect S.B. Mathur as Director For For
9 Reelect P.B. Ramanujam as Director For For
10 Reelect K.N. Grant as Director; and Approve For Against Reappointment and Remuneration of K.N. Grant as Executive Director
11 Approve Commission Remuneration for Non- For For Executive Directors
IDFC Ltd
Meeting Date: 07/29/2013 Country: India Meeting Type: Annual
Proposal Vote Number Proposal Text Mgmt Rec Instruction
1 Accept Financial Statements and Statutory For For Reports
2 Approve Dividend of INR 2.60 Per Share For For
3 Reelect O. Goswami as Director For For
4 Reelect S. Shroff as Director For For
5 Approve Deloitte Haskins & Sells as Auditors For Against and Authorize Board to Fix Their Remuneration
6 Elect J.D. Silva as Director For For
7 Elect S. Shrivastava as Director For For
8 Approve Appointment and Remuneration of For For R.B. Lall as Executive Chairman
9 Approve Appointment and Remuneration of For For V. Limaye as Managing Director & CEO
10 Approve Commission Remuneration for Non- For For Executive Directors
11 Amend Employees Stock Option Scheme For For 2007 Re: Increase in Maximum Number of Options Under the Plan
12 Approve Decrease in Limit on Foreign For For Shareholdings
Page 379 of 452 Vote Summary Report Reporting Period: 07/01/2013 to 09/30/2013 Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Jaiprakash Associates Ltd.
Meeting Date: 07/29/2013 Country: India Meeting Type: Annual
Proposal Vote Number Proposal Text Mgmt Rec Instruction
1 Accept Financial Statements and Statutory For For Reports
2 Approve Dividend of INR 0.50 Per Share For For
3 Reelect P. Gaur as Director For For
4 Reelect V.K. Chopra as Director For For
5 Reelect B. Samal as Director For For
6 Reelect S. Gaur as Director For For
7 Reelect B.K. Goswami as Director For For
8 Approve M.P. Singh & Associates as Auditors For For and Authorize Board to Fix Their Remuneration
National Grid plc
Meeting Date: 07/29/2013 Country: United Kingdom Meeting Type: Annual
Proposal Vote Number Proposal Text Mgmt Rec Instruction
1 Accept Financial Statements and Statutory For For Reports
2 Approve Final Dividend For For
3 Re-elect Sir Peter Gershon as Director For For
4 Re-elect Steve Holliday as Director For For
5 Re-elect Andrew Bonfield as Director For For
6 Re-elect Tom King as Director For For
7 Re-elect Nick Winser as Director For For
8 Re-elect Philip Aiken as Director For For
9 Re-elect Nora Brownell as Director For For
10 Elect Jonathan Dawson as Director For For
Page 380 of 452 Vote Summary Report Reporting Period: 07/01/2013 to 09/30/2013 Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
National Grid plc
Proposal Vote Number Proposal Text Mgmt Rec Instruction
11 Re-elect Paul Golby as Director For For
12 Re-elect Ruth Kelly as Director For For
13 Re-elect Maria Richter as Director For For
14 Elect Mark Williamson as Director For For
15 Reappoint PricewaterhouseCoopers LLP as For For Auditors
16 Authorise Board to Fix Remuneration of For For Auditors
17 Approve Remuneration Report For For
18 Authorise Issue of Equity with Pre-emptive For For Rights
19 Authorise Issue of Equity without Pre- For For emptive Rights
20 Authorise Market Purchase of Ordinary Shares For For
21 Authorise the Company to Call EGM with For For Two Weeks' Notice
Prestige Brands Holdings, Inc.
Meeting Date: 07/29/2013 Country: USA Meeting Type: Annual
Proposal Vote Number Proposal Text Mgmt Rec Instruction
1.1 Elect Director Matthew M. Mannelly For For
1.2 Elect Director John E. Byom For For
1.3 Elect Director Gary E. Costley For For
1.4 Elect Director Charles J. Hinkaty For For
1.5 Elect Director Carl J. Johnson For For
2 Ratify Auditors For For
3 Amend Omnibus Stock Plan For For
4 Advisory Vote to Ratify Named Executive For Against Officers' Compensation
Page 381 of 452 Vote Summary Report Reporting Period: 07/01/2013 to 09/30/2013 Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Ultratech Cement Ltd.
Meeting Date: 07/29/2013 Country: India Meeting Type: Annual
Proposal Vote Number Proposal Text Mgmt Rec Instruction
1 Accept Financial Statements and Statutory For For Reports
2 Approve Dividend of INR 9.00 Per Share For For
3 Reelect R. Birla as Director For For
4 Reelect R. C. Bhargava as Director For For
5 Reelect S. Rajgopal as Director For For
6 Approve Deloitte Haskins & Sells and G. P. For For Kapadia & Co. as Joint Statutory Auditors and Authorize Board to Fix Their Remuneration
7 Approve Haribhakti & Co. as Branch Auditors For For and Authorize Board to Fix Their Remuneration
8 Elect R. Dube as Director For For
9 Approve Employee Stock Option Scheme For For 2013 (ESOS 2013)
10 Approve Stock Option Plan Grants to For For Employees of the Company's Subsidiaries and/or Holding Company Under the ESOS 2013
Companhia de Bebidas Das Americas - AMBEV
Meeting Date: 07/30/2013 Country: Brazil Meeting Type: Special
Proposal Vote Number Proposal Text Mgmt Rec Instruction
1 Approve Company's Reorganization Plan and For For Stock Swap Merger
2 Amend Articles to Reflect Changes in Capital For For
3 Approve Cancellation of Treasury Shares For For
4 Consolidate Bylaws For For
Page 382 of 452 Vote Summary Report Reporting Period: 07/01/2013 to 09/30/2013 Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Companhia de Bebidas Das Americas - AMBEV
Meeting Date: 07/30/2013 Country: Brazil Meeting Type: Special
Proposal Vote Number Proposal Text Mgmt Rec Instruction
Preferred Shareholders Meeting
1 Approve Company's Reorganization Plan and For For Stock Swap Merger
2 Amend Articles to Reflect Changes in Capital For For
3 Approve Cancellation of Treasury Shares For For
4 Consolidate Bylaws For For
Companhia de Bebidas Das Americas - AMBEV
Meeting Date: 07/30/2013 Country: Brazil Meeting Type: Special
Proposal Vote Number Proposal Text Mgmt Rec Instruction
Meeting for ADR Holders
1 Approve Company's Reorganization Plan and For For Stock Swap Merger
2 Amend Articles to Reflect Changes in Capital For For
3 Approve Cancellation of Treasury Shares For For
4 Consolidate Bylaws For For
Alliant Techsystems Inc.
Meeting Date: 07/31/2013 Country: USA Meeting Type: Annual
Proposal Vote Number Proposal Text Mgmt Rec Instruction
1.1 Elect Director Roxanne J. Decyk For For
Page 383 of 452 Vote Summary Report Reporting Period: 07/01/2013 to 09/30/2013 Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Alliant Techsystems Inc.
Proposal Vote Number Proposal Text Mgmt Rec Instruction
1.2 Elect Director Mark W. DeYoung For For
1.3 Elect Director Martin C. Faga For For
1.4 Elect Director Ronald R. Fogleman For For
1.5 Elect Director April H. Foley For For
1.6 Elect Director Tig H. Krekel For For
1.7 Elect Director Douglas L. Maine For For
1.8 Elect Director Roman Martinez, IV For For
2 Advisory Vote to Ratify Named Executive For For Officers' Compensation
3 Ratify Auditors For For
4 Report on Lobbying Payments and Policy Against For
CA, Inc.
Meeting Date: 07/31/2013 Country: USA Meeting Type: Annual
Proposal Vote Number Proposal Text Mgmt Rec Instruction
1A Elect Director Jens Alder For For
1B Elect Director Raymond J. Bromark For For
1C Elect Director Gary J. Fernandes For For
1D Elect Director Michael P. Gregoire For For
1E Elect Director Rohit Kapoor For For
1F Elect Director Kay Koplovitz For For
1G Elect Director Christopher B. Lofgren For For
1H Elect Director Richard Sulpizio For For
1I Elect Director Laura S. Unger For For
1J Elect Director Arthur F. Weinbach For For
1K Elect Director Renato (Ron) Zambonini For For
2 Ratify Auditors For For
3 Advisory Vote to Ratify Named Executive For For Officers' Compensation
Page 384 of 452 Vote Summary Report Reporting Period: 07/01/2013 to 09/30/2013 Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
CA, Inc.
Proposal Vote Number Proposal Text Mgmt Rec Instruction
4 Amend Shareholder Rights Plan (Poison Pill) For For
Cosan S.A. Industria e Comercio
Meeting Date: 07/31/2013 Country: Brazil Meeting Type: Annual
Proposal Vote Number Proposal Text Mgmt Rec Instruction
1 Accept Financial Statements and Statutory For For Reports for Fiscal Year Ended March 31, 2013
2 Approve Allocation of Income For For
3 Approve Remuneration of Company's For For Management
4 Designate Newspapers to Publish Company For For Announcements
Cosan S.A. Industria e Comercio
Meeting Date: 07/31/2013 Country: Brazil Meeting Type: Special
Proposal Vote Number Proposal Text Mgmt Rec Instruction
1 Approve Increase in Authorized Capital For For
2 Amend Article Re: Executive Titles For For
3 Change Fiscal Year End For For
4 Consolidate Bylaws For For
Dr. Reddy's Laboratories
Meeting Date: 07/31/2013 Country: India Meeting Type: Annual
Page 385 of 452 Vote Summary Report Reporting Period: 07/01/2013 to 09/30/2013 Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Dr. Reddy's Laboratories
Proposal Vote Number Proposal Text Mgmt Rec Instruction
1 Accept Financial Statements and Statutory For For Reports
2 Approve Dividend of INR 15.00 Per Share For For
3 Reelect A.S. Ganguly as Director For For
4 Reelect J.P. Moreau as Director For For
5 Reelect K. Morparia as Director For For
6 Approve BSR & Co. as Auditors and Authorize For For Board to Fix Their Remuneration
7 Approve Redesignation of G.V. Prasad as For For Chairman and CEO
8 Approve Redesignation of S. Reddy as Vice For For Chairman, Managing Director, and COO
IRB Infrastructure Developers Limited
Meeting Date: 07/31/2013 Country: India Meeting Type: Annual
Proposal Vote Number Proposal Text Mgmt Rec Instruction
1 Accept Financial Statements and Statutory For For Reports
2 Reelect G.G. Desai as Director For For
3 Reelect S.G. Kelkar as Director For For
4 Approve S. R. Batliboi & Co. LLP as Auditors For For and Authorize Board to Fix Their Remuneration
5 Elect V.R. Sethi as Director For For
6 Approve Remuneration of M. Gupta as For For Executive Director
McKesson Corporation
Meeting Date: 07/31/2013 Country: USA Meeting Type: Annual
Page 386 of 452 Vote Summary Report Reporting Period: 07/01/2013 to 09/30/2013 Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
McKesson Corporation
Proposal Vote Number Proposal Text Mgmt Rec Instruction
1a Elect Director Andy D. Bryant For For
1b Elect Director Wayne A. Budd For For
1c Elect Director John H. Hammergren For For
1d Elect Director Alton F. Irby, III For For
1e Elect Director M. Christine Jacobs For For
1f Elect Director Marie L. Knowles For For
1g Elect Director David M. Lawrence For For
1h Elect Director Edward A. Mueller For For
1i Elect Director Jane E. Shaw For For
2 Ratify Auditors For For
3 Advisory Vote to Ratify Named Executive For Against Officers' Compensation
4 Approve Omnibus Stock Plan For Against
5 Amend Qualified Employee Stock Purchase For For Plan
6 Provide Right to Call Special Meeting For For
7 Provide Right to Act by Written Consent Against For
8 Report on Political Contributions Against For
9 Stock Retention/Holding Period Against Against
10 Clawback Policy and Disclosure of Clawback Against For Activity
Alkermes plc
Meeting Date: 08/01/2013 Country: Ireland Meeting Type: Annual
Proposal Vote Number Proposal Text Mgmt Rec Instruction
1.1 Elect Director David W. Anstice For For
1.2 Elect Director Robert A. Breyer For For
Page 387 of 452 Vote Summary Report Reporting Period: 07/01/2013 to 09/30/2013 Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Alkermes plc
Proposal Vote Number Proposal Text Mgmt Rec Instruction
1.3 Elect Director Wendy L. Dixon For For
2 Amend Omnibus Stock Plan For Against
3 Advisory Vote to Ratify Named Executive For For Officers' Compensation
4 Change Location of Annual Meeting For For
5 Approve Auditors and Authorize Board to Fix For For Their Remuneration
Suedzucker AG
Meeting Date: 08/01/2013 Country: Germany Meeting Type: Annual
Proposal Vote Number Proposal Text Mgmt Rec Instruction
1 Receive Financial Statements and Statutory Reports for Fiscal 2012 (Non-Voting)
2 Approve Allocation of Income and Dividends For For of EUR 0.90 per Share
3 Approve Discharge of Management Board for For For Fiscal 2012
4 Approve Discharge of Supervisory Board for For For Fiscal 2012
5 Ratify PricewaterhouseCoopers AG as For For Auditors for Fiscal 2013
6 Approve Creation of EUR 12 Million Pool of For For Capital with Partial Exclusion of Preemptive Rights
UMW Holdings Bhd
Meeting Date: 08/01/2013 Country: Malaysia Meeting Type: Special
Page 388 of 452 Vote Summary Report Reporting Period: 07/01/2013 to 09/30/2013 Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
UMW Holdings Bhd
Proposal Vote Number Proposal Text Mgmt Rec Instruction
1 Approve Listing of UMW Oil & Gas Corp. For For Bhd., a Wholly-Owned Subsidiary of the Company, on the Main Market of Bursa Malaysia Securities Bhd.
2 Approve Issuance of Offer Shares to Asmat For For bin Kamaludin, Group Chairman and Non- Independent Non-Executive Director
3 Approve Issuance of Offer Shares to Hisham For For bin Syed Wazir, President & CEO and Executive Director
4 Approve Issuance of Offer Shares to Leong For For Chik Weng, Independent Non-Executive Director
5 Approve Issuance of Offer Shares to Norzrul For For Thani bin N.Hassan Thani, Non-Independent Non-Executive Director
6 Approve Issuance of Offer Shares to Siow For For Kim Lun @ Siow Kim Lin, Independent Non- Executive Director
7 Approve Issuance of Offer Shares to Nizam For For bin Zainordin, Non-Independent Non- Executive Director
8 Approve Issuance of Offer Shares to Khalid For For bin Sufat, Independent Non-Executive Director
Glenmark Pharmaceuticals Ltd.
Meeting Date: 08/02/2013 Country: India Meeting Type: Annual
Proposal Vote Number Proposal Text Mgmt Rec Instruction
1 Accept Financial Statements and Statutory For For Reports
2 Approve Dividend of INR 2.00 Per Share For For
3 Reelect D.R. Mehta as Director For For
4 Reelect S. Gorthi as Director For For
5 Reelect J.F. Ribeiro as Director For For
Page 389 of 452 Vote Summary Report Reporting Period: 07/01/2013 to 09/30/2013 Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Glenmark Pharmaceuticals Ltd.
Proposal Vote Number Proposal Text Mgmt Rec Instruction
6 Approve Walker, Chandiok & Co. as Auditors For For and Authorize Board to Fix Their Remuneration
Localiza Rent A Car S.A
Meeting Date: 08/02/2013 Country: Brazil Meeting Type: Special
Proposal Vote Number Proposal Text Mgmt Rec Instruction
1 Appoint Independent Firm to Appraise For For Proposed Transaction
2 Approve Independent Firm's Appraisal For For
3 Approve Acquisition Agreement between the For Against Company and Localiza JF Aluguel de Carros Ltda.
4 Authorize Board to Ratify and Execute For For Approved Resolutions
Infosys Ltd.
Meeting Date: 08/03/2013 Country: India Meeting Type: Special
Proposal Vote Number Proposal Text Mgmt Rec Instruction
1 Approve Appointment and Remuneration of For For N.R.N. Murthy as Executive Director
Infosys Ltd.
Meeting Date: 08/03/2013 Country: India Meeting Type: Special
Page 390 of 452 Vote Summary Report Reporting Period: 07/01/2013 to 09/30/2013 Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Infosys Ltd.
Proposal Vote Number Proposal Text Mgmt Rec Instruction
Meeting for ADR Holders
1 Approve Appointment and Remuneration of For For N.R.N. Murthy as Executive Director
Strides Arcolab Ltd.
Meeting Date: 08/03/2013 Country: India Meeting Type: Special
Proposal Vote Number Proposal Text Mgmt Rec Instruction
1 Approve Increase in Limit on Foreign For For Shareholdings
China CITIC Bank Corporation Ltd.
Meeting Date: 08/06/2013 Country: Hong Kong Meeting Type: Special
Proposal Vote Number Proposal Text Mgmt Rec Instruction
1 Elect Ou-Yang Qian as Shareholder For For Representative Supervisor
Crompton Greaves Ltd.
Meeting Date: 08/06/2013 Country: India Meeting Type: Annual
Proposal Vote Number Proposal Text Mgmt Rec Instruction
1 Accept Financial Statements and Statutory For For Reports
Page 391 of 452 Vote Summary Report Reporting Period: 07/01/2013 to 09/30/2013 Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Crompton Greaves Ltd.
Proposal Vote Number Proposal Text Mgmt Rec Instruction
2 Confirm Interim Dividends of INR 0.80 Per For For Share
3 Approve Final Dividend of INR 0.40 Per Share For For
4 Reelect O. Goswami as Director For For
5 Reelect M. Pudumjee as Director For For
6 Reelect S. Prabhu as Director For For
7 Approve Sharp & Tannan as Auditors and For For Authorize Board to Fix Their Remuneration
8 Elect B. Hariharan as Director For For
9 Elect C. Lewiner as Director For For
10 Elect S. Apte as Director For For
Saputo Inc.
Meeting Date: 08/06/2013 Country: Canada Meeting Type: Annual
Proposal Vote Number Proposal Text Mgmt Rec Instruction
1.1 Elect Director Emanuele (Lino) Saputo For For
1.2 Elect Director Lino A. Saputo Jr. For For
1.3 Elect Director Lucien Bouchard For For
1.4 Elect Director Pierre Bourgie For For
1.5 Elect Director Henry E. Demone For For
1.6 Elect Director Anthony M. Fata For For
1.7 Elect Director Annalisa King For For
1.8 Elect Director Tony Meti For For
1.9 Elect Director Caterina Monticciolo For For
1.10 Elect Director Patricia Saputo For For
1.11 Elect Director Annette Verschuren For For
2 Approve Deloitte LLP as Auditors and For For Authorize Board to Fix Their Remuneration
Page 392 of 452 Vote Summary Report Reporting Period: 07/01/2013 to 09/30/2013 Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Saputo Inc.
Proposal Vote Number Proposal Text Mgmt Rec Instruction
1.1 Elect Director Emanuele (Lino) Saputo For For
1.2 Elect Director Lino A. Saputo Jr. For For
1.3 Elect Director Lucien Bouchard For For
1.4 Elect Director Pierre Bourgie For For
1.5 Elect Director Henry E. Demone For For
1.6 Elect Director Anthony M. Fata For For
1.7 Elect Director Annalisa King For For
1.8 Elect Director Tony Meti For For
1.9 Elect Director Caterina Monticciolo For For
1.10 Elect Director Patricia Saputo For For
1.11 Elect Director Annette Verschuren For For
2 Approve Deloitte LLP as Auditors and For For Authorize Board to Fix Their Remuneration
Alere Inc.
Meeting Date: 08/07/2013 Country: USA Meeting Type: Proxy Contest
Proposal Vote Number Proposal Text Mgmt Rec Instruction
Management Proxy (White Card)
1.1 Elect Director Hakan Bjorklund For Do Not Vote
1.2 Elect Director Stephen P. Macmillan For Do Not Vote
1.3 Elect Director Brian A. Markison For Do Not Vote
1.4 Elect Director T.F. Wilson McKillop For Do Not Vote
2 Amend Omnibus Stock Plan For Do Not Vote
3 Approve the Grant of Options to Key For Do Not Executive Officers Vote
Page 393 of 452 Vote Summary Report Reporting Period: 07/01/2013 to 09/30/2013 Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Alere Inc.
Proposal Vote Number Proposal Text Mgmt Rec Instruction
4 Amend Qualified Employee Stock Purchase For Do Not Plan Vote
5 Ratify Auditors For Do Not Vote
6 Advisory Vote to Ratify Named Executive For Do Not Officers' Compensation Vote
Dissident Proxy (Blue Card)
1.1 Elect Director Curt R. Hartman For For
1.2 Elect Director Theodore E. Martin For For
1.3 Elect Director Jerome J. Lande For For
1.4 Management Nominee - Hakan Bjorklund For For
2 Amend Omnibus Stock Plan None Against
3 Approve the Grant of Options to Key None Against Executive Officers
4 Amend Qualified Employee Stock Purchase None For Plan
5 Ratify Auditors None For
6 Advisory Vote to Ratify Named Executive None Against Officers' Compensation
Lupin Ltd.
Meeting Date: 08/07/2013 Country: India Meeting Type: Annual
Proposal Vote Number Proposal Text Mgmt Rec Instruction
1 Accept Financial Statements and Statutory For For Reports
2 Approve Dividend of INR 4.00 Per Share For For
3 Reelect K.K. Sharma as Director For For
4 Reelect V. Gupta as Director For For
5 Reelect N. Gupta as Director For For
6 Approve Deloitte Haskins & Sells as Auditors For For and Authorize Board to Fix Their Remuneration
7 Elect D.C. Choksi as Director For For
Page 394 of 452 Vote Summary Report Reporting Period: 07/01/2013 to 09/30/2013 Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Lupin Ltd.
Proposal Vote Number Proposal Text Mgmt Rec Instruction
8 Approve Increase in Limit on Foreign For For Shareholdings
Adani Ports and Special Economic Zone Ltd.
Meeting Date: 08/08/2013 Country: India Meeting Type: Annual
Proposal Vote Number Proposal Text Mgmt Rec Instruction
1 Accept Financial Statements and Statutory For For Reports
2 Approve Dividend on 0.01 Percent Non- For For Cumulative Redeemable Preference Shares
3 Approve Final Dividend on Equity Shares of For For INR 1.00 Per Share
4 Reelect R. Sinha as Director For For
5 Reelect D.T. Joseph as Director For For
6 Approve S. R. Batliboi & Associates LLP as For For Auditors and Authorize Board to Fix Their Remuneration
7 Elect G. K. Pillai as Director For For
8 Elect S. Lalbhai as Director For For
Ralph Lauren Corporation
Meeting Date: 08/08/2013 Country: USA Meeting Type: Annual
Proposal Vote Number Proposal Text Mgmt Rec Instruction
1.1 Elect Director Frank A. Bennack, Jr. For For
1.2 Elect Director Joel L. Fleishman For For
1.3 Elect Director Hubert Joly For For
1.4 Elect Director Steven P. Murphy For For
Page 395 of 452 Vote Summary Report Reporting Period: 07/01/2013 to 09/30/2013 Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Ralph Lauren Corporation
Proposal Vote Number Proposal Text Mgmt Rec Instruction
2 Ratify Auditors For For
3 Advisory Vote to Ratify Named Executive For Against Officers' Compensation
4 Amend Omnibus Stock Plan For Against
GVK Power & Infrastructure Ltd
Meeting Date: 08/12/2013 Country: India Meeting Type: Annual
Proposal Vote Number Proposal Text Mgmt Rec Instruction
1 Accept Financial Statements and Statutory For Against Reports
2 Reelect K.R. Bhupal as Director For For
3 Reelect S. Balasubramanian as Director For For
4 Approve S.R. Batliboi & Associates LLP as For For Auditors and Authorize Board to Fix Their Remuneration
Jastrzebska Spolka Weglowa SA
Meeting Date: 08/12/2013 Country: Poland Meeting Type: Special
Proposal Vote Number Proposal Text Mgmt Rec Instruction
1 Open Meeting
2 Elect Meeting Chairman For For
3 Acknowledge Proper Convening of Meeting
4 Elect Members of Vote Counting Commission For For
5 Approve Agenda of Meeting For For
6 Receive Report on Procedure of Election of Employee Representative
Page 396 of 452 Vote Summary Report Reporting Period: 07/01/2013 to 09/30/2013 Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Jastrzebska Spolka Weglowa SA
Proposal Vote Number Proposal Text Mgmt Rec Instruction
7 Elect Marek Granieczny as Employee For For Representative to Supervisory Board
8.1 Amend Statute to Reflect Changes in Capital For For
8.2 Amend Statute For For
9 Approve Consolidated Text of Statute For For
10 Close Meeting
Larsen & Toubro Ltd
Meeting Date: 08/12/2013 Country: India Meeting Type: Court
Proposal Vote Number Proposal Text Mgmt Rec Instruction
Court-Ordered Meeting for Shareholders
1 Approve Scheme of Arrangement For For
Computer Sciences Corporation
Meeting Date: 08/13/2013 Country: USA Meeting Type: Annual
Proposal Vote Number Proposal Text Mgmt Rec Instruction
1a Elect Director David J. Barram For For
1b Elect Director Erik Brynjolfsson For For
1c Elect Director Rodney F. Chase For For
1d Elect Director Judith R. Haberkorn For For
1e Elect Director Nancy Killefer For For
1f Elect Director J. Michael Lawrie For For
1g Elect Director Brian Patrick MacDonald For For
1h Elect Director Chong Sup Park For For
1i Elect Director Lawrence A. Zimmerman For For
Page 397 of 452 Vote Summary Report Reporting Period: 07/01/2013 to 09/30/2013 Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Computer Sciences Corporation
Proposal Vote Number Proposal Text Mgmt Rec Instruction
2 Advisory Vote to Ratify Named Executive For Against Officers' Compensation
3 Amend Non-Employee Director Restricted For For Stock Plan
4 Amend Omnibus Stock Plan For Against
5 Ratify Auditors For For
Energy Fuels Inc.
Meeting Date: 08/13/2013 Country: Canada Meeting Type: Special
Proposal Vote Number Proposal Text Mgmt Rec Instruction
1 Approve Acquisition of Strathmore Minerals For For Corp.
2 Approve Stock Consolidation For For
Mahindra & Mahindra Ltd.
Meeting Date: 08/13/2013 Country: India Meeting Type: Annual
Proposal Vote Number Proposal Text Mgmt Rec Instruction
1 Accept Financial Statements and Statutory For For Reports
2 Approve Final Dividend of INR 12.50 Per For For Share and Special Dividend of INR 0.50 Per Share
3 Reelect A.G. Mahindra as Director For For
4 Reelect N.B. Godrej as Director For For
5 Reelect A. Puri as Director For For
6 Approve Vacancy on the Board Resulting For For from the Retirement of A.S. Ganguly
Page 398 of 452 Vote Summary Report Reporting Period: 07/01/2013 to 09/30/2013 Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Mahindra & Mahindra Ltd.
Proposal Vote Number Proposal Text Mgmt Rec Instruction
7 Approve Deloitte Haskins & Sells as Auditors For For and Authorize Board to Fix Their Remuneration
Precision Castparts Corp.
Meeting Date: 08/13/2013 Country: USA Meeting Type: Annual
Proposal Vote Number Proposal Text Mgmt Rec Instruction
1.1 Elect Director Mark Donegan For For
1.2 Elect Director Daniel J. Murphy For For
1.3 Elect Director Vernon E. Oechsle For For
1.4 Elect Director Ulrich Schmidt For For
1.5 Elect Director Richard L. Wambold For For
2 Ratify Auditors For For
3 Advisory Vote to Ratify Named Executive For Against Officers' Compensation
4 Amend Omnibus Stock Plan For For
5 Adopt Majority Voting for Uncontested For For Election of Directors
BS Financial Group Inc.
Meeting Date: 08/14/2013 Country: South Korea Meeting Type: Special
Proposal Vote Number Proposal Text Mgmt Rec Instruction
1 Elect Sung Se-Hwan as CEO For For
Page 399 of 452 Vote Summary Report Reporting Period: 07/01/2013 to 09/30/2013 Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
The J. M. Smucker Company
Meeting Date: 08/14/2013 Country: USA Meeting Type: Annual
Proposal Vote Number Proposal Text Mgmt Rec Instruction
1a Elect Director Kathryn W. Dindo For For
1b Elect Director Robert B. Heisler, Jr. For For
1c Elect Director Richard K. Smucker For For
1d Elect Director Paul Smucker Wagstaff For For
2 Ratify Auditors For For
3 Advisory Vote to Ratify Named Executive For Against Officers' Compensation
4 Increase Authorized Common Stock For For
5 Declassify the Board of Directors For For
ATS Automation Tooling Systems Inc.
Meeting Date: 08/15/2013 Country: Canada Meeting Type: Annual
Proposal Vote Number Proposal Text Mgmt Rec Instruction
1.1 Elect Director Neil D. Arnold For For
1.2 Elect Director Anthony Caputo For For
1.3 Elect Director Michael E. Martino For For
1.4 Elect Director David L. McAusland For For
1.5 Elect Director Gordon E. Presher For For
1.6 Elect Director Neale X. Trangucci For For
1.7 Elect Director Daryl C.F. Wilson For For
2 Approve Ernst & Young LLP as Auditors and For For Authorize Board to Fix Their Remuneration
Page 400 of 452 Vote Summary Report Reporting Period: 07/01/2013 to 09/30/2013 Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Forest Laboratories, Inc.
Meeting Date: 08/15/2013 Country: USA Meeting Type: Annual
Proposal Vote Number Proposal Text Mgmt Rec Instruction
1a Elect Director Howard Solomon For For
1b Elect Director Nesli Basgoz For For
1c Elect Director Christopher J. Coughlin For For
1d Elect Director Kenneth E. Goodman For For
1e Elect Director Vincent J. Intrieri For For
1f Elect Director Pierre Legault For For
1g Elect Director Gerald M. Lieberman For For
1h Elect Director Lawrence S. Olanoff For For
1i Elect Director Lester B. Salans For For
1j Elect Director Brenton L. Saunders For For
1k Elect Director Peter J. Zimetbaum For For
2 Advisory Vote to Ratify Named Executive For Against Officers' Compensation
3 Amend Omnibus Stock Plan For Against
4 Ratify Auditors For For
Aspen Pharmacare Holdings Ltd
Meeting Date: 08/16/2013 Country: South Africa Meeting Type: Special
Proposal Vote Number Proposal Text Mgmt Rec Instruction
Special Resolutions
1 Approve Conversion of Ordinary Share For For Capital to Ordinary Shares of No Par Value
2 Amend Memorandum of Incorporation For For
Ordinary Resolution
Page 401 of 452 Vote Summary Report Reporting Period: 07/01/2013 to 09/30/2013 Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Aspen Pharmacare Holdings Ltd
Proposal Vote Number Proposal Text Mgmt Rec Instruction
1 Authorise Board to Ratify and Execute For For Approved Resolutions
Microchip Technology Incorporated
Meeting Date: 08/16/2013 Country: USA Meeting Type: Annual
Proposal Vote Number Proposal Text Mgmt Rec Instruction
1.1 Elect Director Steve Sanghi For For
1.2 Elect Director Matthew W. Chapman For For
1.3 Elect Director L.B. Day For For
1.4 Elect Director Albert J. Hugo-Martinez For For
1.5 Elect Director Wade F. Meyercord For For
2 Ratify Auditors For For
3 Advisory Vote to Ratify Named Executive For Against Officers' Compensation
Aberdeen Asia-Pacific Income Investment Company Limited
Meeting Date: 08/19/2013 Country: Cook Islands Meeting Type: Special
Proposal Vote Number Proposal Text Mgmt Rec Instruction
1 Approve Issuance of Shares Below Net Asset For For Value (NAV)
Grupo Financiero Santander Mexico SAB de CV
Meeting Date: 08/20/2013 Country: Mexico Meeting Type: Special
Page 402 of 452 Vote Summary Report Reporting Period: 07/01/2013 to 09/30/2013 Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Grupo Financiero Santander Mexico SAB de CV
Proposal Vote Number Proposal Text Mgmt Rec Instruction
Meeting for ADR Holders
1 Amend Resolutions 9 and 10 as Stated in For For Minutes of April 18, 2013 AGM
2 Elect and Ratify Directors and Their For For Respective Alternate Representatives of Class F Shareholders
3 Authorize Board to Ratify and Execute For For Approved Resolutions
Tata Motors Ltd.
Meeting Date: 08/21/2013 Country: India Meeting Type: Annual
Proposal Vote Number Proposal Text Mgmt Rec Instruction
1 Accept Financial Statements and Statutory For For Reports
2 Approve Dividends of INR 2.00 Per Ordinary For For Share and INR 2.10 Per 'A' Ordinary Share
3 Reelect N.N. Wadia as Director For For
4 Reelect R.A. Mashelkar as Director For For
5 Approve Deloitte Haskins and Sells as For For Auditors and Authorize Board to Fix Their Remuneration
6 Elect F.S. Nayar as Director For For
7 Elect K.J. Slym as Director For For
8 Approve Appointment and Remuneration of For For K.J. Slym as Managing Director
9 Approve Commission Remuneration for Non- For For Executive Directors
10 Approve Increase in Limit on Foreign For For Shareholdings on 'A' Ordinary Shares
Page 403 of 452 Vote Summary Report Reporting Period: 07/01/2013 to 09/30/2013 Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Tata Motors Ltd.
Meeting Date: 08/21/2013 Country: India Meeting Type: Annual
Proposal Vote Number Proposal Text Mgmt Rec Instruction
Meeting for ADR Holders
1 Accept Financial Statements and Statutory For For Reports
2 Approve Dividends of INR 2.00 Per Ordinary For For Share and INR 2.10 Per 'A' Ordinary Share
3 Reelect N.N. Wadia as Director For For
4 Reelect R.A. Mashelkar as Director For For
5 Approve Deloitte Haskins and Sells as For For Auditors and Authorize Board to Fix Their Remuneration
6 Elect F.S. Nayar as Director For For
7 Elect K.J. Slym as Director For For
8 Approve Appointment and Remuneration of For For K.J. Slym as Managing Director
9 Approve Commission Remuneration for Non- For For Executive Directors
10 Approve Increase in Limit on Foreign For For Shareholdings on 'A' Ordinary Shares
Inter Pipeline Fund
Meeting Date: 08/22/2013 Country: Canada Meeting Type: Special
Proposal Vote Number Proposal Text Mgmt Rec Instruction
1 Approve Plan of Arrangement: Conversion to For Against Corporation
2 If the Arrangement Resolution is Passed: For For Approve Preferred Share Exchange Resolution
Page 404 of 452 Vote Summary Report Reporting Period: 07/01/2013 to 09/30/2013 Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Larsen & Toubro Ltd
Meeting Date: 08/22/2013 Country: India Meeting Type: Annual
Proposal Vote Number Proposal Text Mgmt Rec Instruction
1 Accept Financial Statements and Statutory For For Reports
2 Approve Dividend of INR 18.50 Per Share For For
3 Approve Vacancy on the Board Resulting For For from the Retirement of B. Ramani
4 Reelect S. Bhargava as Director For For
5 Elect S. Roy as Director For For
6 Elect R.S. Raman as Director For For
7 Reelect M.M. Chitale as Director For For
8 Elect M. Damodaran as Director For For
9 Elect V.S. Mehta as Director For For
10 Approve Issuance of Equity or Equity-Linked For For Securities without Preemptive Rights
11 Amend Clause 3(b) of the Explanatory For For Statement Item 10 Included in the Notice of Meeting for the AGM on Aug. 26, 2011
12 Approve Sharp & Tannan as Auditors and For Against Authorize Board to Fix Their Remuneration
Medtronic, Inc.
Meeting Date: 08/22/2013 Country: USA Meeting Type: Annual
Proposal Vote Number Proposal Text Mgmt Rec Instruction
1.1 Elect Director Richard H. Anderson For For
1.2 Elect Director Scott C. Donnelly For For
1.3 Elect Director Victor J. Dzau For For
1.4 Elect Director Omar Ishrak For For
1.5 Elect Director Shirley Ann Jackson For For
Page 405 of 452 Vote Summary Report Reporting Period: 07/01/2013 to 09/30/2013 Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Medtronic, Inc.
Proposal Vote Number Proposal Text Mgmt Rec Instruction
1.6 Elect Director Michael O. Leavitt For For
1.7 Elect Director James T. Lenehan For For
1.8 Elect Director Denise M. O'Leary For For
1.9 Elect Director Kendall J. Powell For For
1.10 Elect Director Robert C. Pozen For For
1.11 Elect Director Preetha Reddy For For
2 Ratify Auditors For For
3 Advisory Vote to Ratify Named Executive For Against Officers' Compensation
4 Amend Omnibus Stock Plan For Against
5 Adopt Majority Voting for Uncontested For For Election of Directors
6 Reduce Supermajority Vote Requirement for For For Establishing Range For Board Size
7 Reduce Supermajority Vote Requirement for For For Removal of Directors
8 Reduce Supermajority Vote Requirement for For For Amendment of Articles
9 Rescind Fair Price Provision For For
Datang International Power Generation Co. Ltd
Meeting Date: 08/23/2013 Country: Hong Kong Meeting Type: Special
Proposal Vote Number Proposal Text Mgmt Rec Instruction
1a Approve Provision of Guarantee to Shenzhen For For Datang Baochang Gas Power Generation Co. Ltd.
1b Approve Provision of Guarantee to Inner For For Mongolia Datang International Hothot Thermal Power Generation Co. Ltd.
Page 406 of 452 Vote Summary Report Reporting Period: 07/01/2013 to 09/30/2013 Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Keppel Corporation Ltd.
Meeting Date: 08/23/2013 Country: Singapore Meeting Type: Special
Proposal Vote Number Proposal Text Mgmt Rec Instruction
1 Approve Distribution by Way of a Dividend in For For Specie
Templeton Russia and East European Fund, Inc.
Meeting Date: 08/23/2013 Country: USA Meeting Type: Annual
Proposal Vote Number Proposal Text Mgmt Rec Instruction
1.1 Elect Director Edith E. Holiday For For
1.2 Elect Director Frank A. Olson For For
1.3 Elect Director Robert E. Wade For For
1.4 Elect Director Rupert H. Johnson, Jr. For For
2 Ratify Auditors For For
Israel Chemicals Ltd.
Meeting Date: 08/26/2013 Country: Israel Meeting Type: Annual/Special
Proposal Vote Number Proposal Text Mgmt Rec Instruction
1 Approve Compensation Policy for the For Against Directors and Officers of the Company
2 Update Bonus and Share-Based Payments For For Employment Agreement of Stefan Borgas, CEO
3 Approve Bonus to Stefan Borgas, CEO For For
4 Discuss Financial Statements and the Report of the Board for 2012
Page 407 of 452 Vote Summary Report Reporting Period: 07/01/2013 to 09/30/2013 Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Israel Chemicals Ltd.
Proposal Vote Number Proposal Text Mgmt Rec Instruction
5 Reappoint Somekh Chaikin as Auditors and For Against Discuss Compensation of 2012
6.1 Reelect Nir Gilad as Director Until the End of For For the Next Annual General Meeting
6.2 Reelect Avisar Paz as Director Until the End For For of the Next Annual General Meeting
6.3 Reelect Eran Sarig as Director Until the End For For of the Next Annual General Meeting
6.4 Reelect Avraham (Baiga) Shochat as Director For For Until the End of the Next Annual General Meeting
6.5 Reelect Victor Medina as Director Until the For For End of the Next Annual General Meeting
6.6 Reelect Chaim Erez as Director Until the End For For of the Next Annual General Meeting
6.7 Reelect Ovadia Eli as Director Until the End For For of the Next Annual General Meeting
A Vote FOR if you are a controlling shareholder None For or have a personal interest in item; otherwise, vote AGAINST. You may not abstain. If you vote FOR, please provide an explanation to your account manager.
Tata Chemicals Ltd.
Meeting Date: 08/26/2013 Country: India Meeting Type: Annual
Proposal Vote Number Proposal Text Mgmt Rec Instruction
1 Accept Financial Statements and Statutory For For Reports
2 Approve Dividend of INR 10.00 Per Share For For
3 Reelect P.R. Menon as Director For For
4 Reelect N. Munjee as Director For For
5 Reelect Y.S.P. Thorat as Director For For
6 Approve Auditors and Authorize Board to Fix For For Their Remuneration
7 Approve Commission Remuneration for Non- For For Executive Directors
Page 408 of 452 Vote Summary Report Reporting Period: 07/01/2013 to 09/30/2013 Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Maruti Suzuki India Ltd
Meeting Date: 08/27/2013 Country: India Meeting Type: Annual
Proposal Vote Number Proposal Text Mgmt Rec Instruction
1 Accept Financial Statements and Statutory For For Reports
2 Approve Dividend of INR 8.00 Per Share For For
3 Reelect D.S. Brar as Director For For
4 Reelect A. Ganguli as Director For For
5 Reelect K. Asai as Director For For
6 Approve Price Waterhouse as Auditors and For For Authorize Board to Fix Their Remuneration
7 Approve Appointment and Remuneration of For For K. Ayukawa as Managing Director and CEO
8 Approve Appointment and Remuneration of For For T. Hasuike as Joint Managing Director
9 Elect R.P. Singh as Director For For
10 Approve Payment of Expenses Incurred by S. For For Nakanishi, Former Managing Director and CEO
Reliance Communications Ltd.
Meeting Date: 08/27/2013 Country: India Meeting Type: Annual
Proposal Vote Number Proposal Text Mgmt Rec Instruction
1 Accept Financial Statements and Statutory For For Reports
2 Approve Dividend of INR 0.25 Per Share For For
3 Reelect S.P. Talwar as Director For For
4 Approve Chaturvedi & Shah and BSR & Co. as For For Auditors and Authorize Board to Fix Their Remuneration
5 Approve Issuance of Equity or Equity-Linked For Against Securities without Preemptive Rights
Page 409 of 452 Vote Summary Report Reporting Period: 07/01/2013 to 09/30/2013 Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Teva Pharmaceutical Industries Ltd.
Meeting Date: 08/27/2013 Country: Israel Meeting Type: Annual
Proposal Vote Number Proposal Text Mgmt Rec Instruction
Meeting for ADR Holders
1a Reelect Moshe Many as Director Until the End For For of the 2016 General Meeting
1b Reelect Arie Belldegrun as Director Until the For For End of the 2016 General Meeting
1c Reelect Amir Elstein as Director Until the End For For of the 2016 General Meeting
1d Reelect Yitzhak Peterburg as Director Until For For the End of the 2016 General Meeting
2a Approve Cash Bonus of USD 1,203,125 to For For Jeremy Levin, President and CEO
2a.1 Vote YES if you have a personal interest in None For item 2a; otherwise, vote NO. You may not abstain. If you vote YES, please provide an explanation to your account manager.
2b Approval of Bonus Objectives and Payout For For Terms for 2013 for Jeremy Levin, President and CEO
2b.1 Vote YES if you have a personal interest in None For item 2b; otherwise, vote NO. You may not abstain. If you vote YES, please provide an explanation to your account manager.
3 Approve Compensation Policy for the For For Directors and Officers of the Company
3.a Vote YES if you have a personal interest in None For item 3; otherwise, vote NO. You may not abstain. If you vote YES, please provide an explanation to your account manager.
4 Approve Dividend for First and Second For For Quarters of 2012, Paid in Two Installments in an Aggregate Amount of NIS 2.00 (USD 0.51) per Ordinary Share
5 Appoint Kesselman and Kesselman (Member For For of PricewaterhouseCoopers International Ltd.) as External Auditors until the 2014 General Meeting
6 Discuss Financial Statements for 2012
Page 410 of 452 Vote Summary Report Reporting Period: 07/01/2013 to 09/30/2013 Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
EnerVest Diversified Income Trust
Meeting Date: 08/30/2013 Country: Canada Meeting Type: Special
Proposal Vote Number Proposal Text Mgmt Rec Instruction
1 Amend Dividend Reinvestment Plan For For
2 Authorize New Class of Preferred Stock For For
3 Amend Declaration of Trust For For
Naspers Ltd
Meeting Date: 08/30/2013 Country: South Africa Meeting Type: Annual
Proposal Vote Number Proposal Text Mgmt Rec Instruction
Ordinary Resolutions
1 Accept Financial Statements and Statutory For For Reports for the Year Ended 31 March 2013
2 Approve Dividends for N Ordinary and A For For Ordinary Shares
3 Reappoint PricewaterhouseCoopers Inc as For For Auditors of the Company with Anton Wentzel as Individual Registered Auditor
4.1 Re-elect Lourens Jonker as Director For For
4.2 Re-elect Fred Phaswana as Director For For
4.3 Re-elect Ben van der Ross as Director For For
4.4 Re-elect Ton Vosloo as Director For For
4.5 Re-elect Francine-Ann du Plessis as Director For For
5.1 Re-elect Francine-Ann du Plessis as Member For For of the Audit Committee
5.2 Re-elect Ben van der Ross as Member of the For For Audit Committee
5.3 Re-elect Boetie van Zyl as Member of the For For Audit Committee
6 Approve Remuneration Policy For For
Page 411 of 452 Vote Summary Report Reporting Period: 07/01/2013 to 09/30/2013 Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Naspers Ltd
Proposal Vote Number Proposal Text Mgmt Rec Instruction
7 Place Authorised but Unissued Shares under For Against Control of Directors
8 Authorise Board to Issue Shares for Cash up For For to a Maximum of Five Percent of Issued Share Capital
9 Authorise Board to Ratify and Execute For For Approved Resolutions
Special Resolutions
For the Year Ending 31 March 2014
1.1 Approve Remuneration of Board Chairman For For
1.2.1 Approve Remuneration of Board Member For For (South African Resident)
1.2.2 Approve Remuneration of Board Member For For (Non-South African Resident)
1.2.3 Approve Remuneration of Board Member For For (Consultation Fee for Non-South African Resident)
1.2.4 Approve Remuneration of Board Member For For (Daily Fee)
1.3 Approve Remuneration of Audit Committee For For Chairman
1.4 Approve Remuneration of Audit Committee For For Member
1.5 Approve Remuneration of Risk Committee For For Chairman
1.6 Approve Remuneration of Risk Committee For For Member
1.7 Approve Remuneration of Human Resources For For and Remuneration Committee Chairman
1.8 Approve Remuneration of Human Resources For For and Remuneration Committee Member
1.9 Approve Remuneration of Nomination For For Committee Chairman
1.10 Approve Remuneration of Nomination For For Committee Member
1.11 Approve Remuneration of Social and Ethics For For Committee Chairman
1.12 Approve Remuneration of Social and Ethics For For Committee Member
1.13 Approve Remuneration of Naspers For For Representatives on Media24 Safety, Health and Environmental Committee
1.14 Approve Remuneration of Trustees of Group For For Share Schemes/Other Personnel Funds
Page 412 of 452 Vote Summary Report Reporting Period: 07/01/2013 to 09/30/2013 Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Naspers Ltd
Proposal Vote Number Proposal Text Mgmt Rec Instruction
1.15 Approve Remuneration of Chairman of For For Media24 Pension Fund
1.16 Approve Remuneration of Trustees of For For Media24 Pension Fund
For the Year Ending 31 March 2015
1.1 Approve Remuneration of Board Chairman For For
1.2.1 Approve Remuneration of Board Member For For (South African Resident)
1.2.2 Approve Remuneration of Board Member For For (Non-South African Resident)
1.2.3 Approve Remuneration of Board Member For For (Consultation Fee for Non-South African Resident)
1.2.4 Approve Remuneration of Board Member For For (Daily Fee)
1.3 Approve Remuneration of Audit Committee For For Chairman
1.4 Approve Remuneration of Audit Committee For For Member
1.5 Approve Remuneration of Risk Committee For For Chairman
1.6 Approve Remuneration of Risk Committee For For Member
1.7 Approve Remuneration of Human Resources For For and Remuneration Committee Chairman
1.8 Approve Remuneration of Human Resources For For and Remuneration Committee Member
1.9 Approve Remuneration of Nomination For For Committee Chairman
1.10 Approve Remuneration of Nomination For For Committee Member
1.11 Approve Remuneration of Social and Ethics For For Committee Chairman
1.12 Approve Remuneration of Social and Ethics For For Committee Member
1.13 Approve Remuneration of Naspers For For Representatives on Media24 Safety, Health and Environmental Committee
1.14 Approve Remuneration of Trustees of Group For For Share Schemes/Other Personnel Funds
1.15 Approve Remuneration of Chairman of For For Media24 Pension Fund
1.16 Approve Remuneration of Trustees of For For Media24 Pension Fund
Page 413 of 452 Vote Summary Report Reporting Period: 07/01/2013 to 09/30/2013 Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Naspers Ltd
Proposal Vote Number Proposal Text Mgmt Rec Instruction
2 Amend Memorandum of Incorporation For For
3 Approve Financial Assistance to a Director or For For Prescribed Officer of the Company or to a Related or Inter-related Company or Corporation
4 Approve Financial Assistance to Related or For For Inter-related Company or Corporation
5 Authorise Repurchase of N Ordinary Shares For For
6 Authorise Repurchase of A Ordinary Shares For Against
Simplex Infrastructures Ltd
Meeting Date: 08/30/2013 Country: India Meeting Type: Annual
Proposal Vote Number Proposal Text Mgmt Rec Instruction
1 Accept Financial Statements and Statutory For For Reports
2 Approve Dividend of INR 1.00 Per Share For For
3 Reelect S. Dutta as Director For For
4 Reelect R. Natarajan as Director For For
5 Approve Price Waterhouse and H.S. For For Bhattacharjee & Co. as Joint Auditors and Authorize Board to Fix Their Remuneration
6 Elect A.K. Chatterjee as Director For For
7 Elect A. Sen as Director For For
8 Approve Reappointment and Remuneration For For of A.D. Mundhra as Executive Director
9 Approve Increase in Borrowing Powers For For
10 Approve Pledging of Assets for Debt For For
11 Approve Appointment and Remuneration of For For A.K. Chatterjee as Executive Director
12 Approve Commission Remuneration for Non- For For Executive Directors
13 Amend Articles of Association For For
Page 414 of 452 Vote Summary Report Reporting Period: 07/01/2013 to 09/30/2013 Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Tribhovandas Bhimji Zaveri Ltd.
Meeting Date: 08/30/2013 Country: India Meeting Type: Annual
Proposal Vote Number Proposal Text Mgmt Rec Instruction
1 Accept Financial Statements and Statutory For For Reports
2 Approve Dividend of INR 2.25 Per Share For For
3 Reelect K. Vikamsey as Director For For
4 Reelect R. Zaveri as Director For For
5 Approve B S R and Co. as Auditors and For For Authorize Board to Fix Their Remuneration
6 Approve Commission Remuneration for Non- For For Executive Directors
7 Approve Revision in Remuneration of B. For For Zaveri as Executive Director
8 Approve Revision in Remuneration of R. For For Zaveri as Director - Finance
9 Approve Increase in Borrowing Powers For For
10 Approve Pledging of Assets for Debt For Against
Wockhardt Ltd.
Meeting Date: 09/02/2013 Country: India Meeting Type: Annual
Proposal Vote Number Proposal Text Mgmt Rec Instruction
1 Accept Financial Statements and Statutory For For Reports
2 Approve Dividend on Preference Shares at For For the Rate of 0.01 Percent
3 Approve Dividend of INR 5.00 Per Equity For For Share
4 Reelect S. Datta as Director For For
5 Reelect A. Mehta as Director For For
6 Approve Auditors and Authorize Board to Fix For Against Their Remuneration
Page 415 of 452 Vote Summary Report Reporting Period: 07/01/2013 to 09/30/2013 Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Wockhardt Ltd.
Proposal Vote Number Proposal Text Mgmt Rec Instruction
7 Approve Charitable Donations For For
CML HealthCare Inc.
Meeting Date: 09/03/2013 Country: Canada Meeting Type: Special
Proposal Vote Number Proposal Text Mgmt Rec Instruction
1 Approve Merger Agreement For For
Tara Jewels Limited
Meeting Date: 09/04/2013 Country: India Meeting Type: Annual
Proposal Vote Number Proposal Text Mgmt Rec Instruction
1 Accept Financial Statements and Statutory For For Reports
2 Reelect R. Kalra as Director For For
3 Reelect R.L. Jain as Director For For
4 Approve C.B. Chhajed & Co as Auditors and For For Authorize Board to Fix Their Remuneration
5 Elect S. Brodbeck as Director For For
6 Elect F. Arpels as Director For For
7 Approve Appointment and Remuneration of For For A. Sheth as General Manager ? Strategy & Business Development (ExportsDivision)
NetEase Inc.
Meeting Date: 09/05/2013 Country: Cayman Islands Meeting Type: Annual
Page 416 of 452 Vote Summary Report Reporting Period: 07/01/2013 to 09/30/2013 Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
NetEase Inc.
Proposal Vote Number Proposal Text Mgmt Rec Instruction
Meeting for ADR Holders
APPROVE RE-ELECTION OF DIRECTORS
1a Approve to Re-elect William Lei Ding as For For Director
1b Approve to Re-elect Alice Cheng as Director For For
1c Approve to Re-elect Denny Lee as Director For For
1d Approve to Re-elect Joseph Tong as Director For For
1e Approve to Re-elect Lun Feng as Director For For
1f Approve to Re-elect Michael Leung as Director For For
1g Approve to Re-elect Michael Tong as Director For For
2 Approve to Appoint PricewaterhouseCoopers For For Zhong Tian CPAs Limited Company as Auditors of NetEase, Inc. for the Fiscal Year Ending December 31, 2013
Rifco Inc.
Meeting Date: 09/05/2013 Country: Canada Meeting Type: Annual/Special
Proposal Vote Number Proposal Text Mgmt Rec Instruction
1 Fix Number of Directors at Five For For
2 Elect Director W.R. (Bill) Graham For For
3 Elect Director Lance A. Kadatz For For
4 Elect Director Johannes J. Nieuwenburg For For
5 Elect Director Stuart P. Hensman For For
6 Elect Director Bruce D. Ratzlaff For For
7 Approve Collins Barrow LLP as Auditors and For For Authorize Board to Fix Their Remuneration
8 Re-approve Stock Option Plan For For
Page 417 of 452 Vote Summary Report Reporting Period: 07/01/2013 to 09/30/2013 Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Aditya Birla Nuvo Ltd.
Meeting Date: 09/06/2013 Country: India Meeting Type: Annual
Proposal Vote Number Proposal Text Mgmt Rec Instruction
1 Accept Financial Statements and Statutory For For Reports
2 Approve Final Dividend of INR 6.50 Per For For Equity Share and Dividend of INR 6.00 Per Preference Share
3 Reelect K.M. Birla as Director For For
4 Reelect G.P. Gupta as Director For For
5 Reelect T. Chattopadhyay as Director For For
6 Approve Khimji Kunverji & Co. and S.R. For For Batliboi & Co. LLP as Auditors and Authorize Board to Fix Their Remuneration
7 Approve Branch Auditors and Authorize For For Board to Fix Their Remuneration
8 Elect L. Naik as Director and Approve His For For Appointment and Remuneration as Deputy Managing Director
9 Approve Employee Stock Options Scheme For For 2013 (ESOS 2013)
10 Approve Stock Option Plan Grants to For For Employees of the Company's Holding/Subsidiary Companies Under the ESOS 2013
Tara Jewels Limited
Meeting Date: 09/06/2013 Country: India Meeting Type: Special
Proposal Vote Number Proposal Text Mgmt Rec Instruction
Postal Ballot
1 Approve Increase in Borrowing Powers and For For Pledging of Assets for Debt
Page 418 of 452 Vote Summary Report Reporting Period: 07/01/2013 to 09/30/2013 Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Patterson Companies, Inc.
Meeting Date: 09/09/2013 Country: USA Meeting Type: Annual
Proposal Vote Number Proposal Text Mgmt Rec Instruction
1.1 Elect Director John D. Buck For For
2 Advisory Vote to Ratify Named Executive For Against Officers' Compensation
3 Ratify Auditors For For
Industrial and Commercial Bank of China Limited
Meeting Date: 09/10/2013 Country: Hong Kong Meeting Type: Special
Proposal Vote Number Proposal Text Mgmt Rec Instruction
1 Approve Payment of Remuneration to For For Directors and Supervisors
2 Elect Yi Xiqun as Director For For
3 Elect Fu Zhongjun as Director For For
Major Drilling Group International Inc.
Meeting Date: 09/11/2013 Country: Canada Meeting Type: Annual/Special
Proposal Vote Number Proposal Text Mgmt Rec Instruction
1.1 Elect Director Edward J. Breiner For For
1.2 Elect Director Jean Desrosiers For For
1.3 Elect Director Fred J. Dyment For For
1.4 Elect Director David A. Fennell For For
1.5 Elect Director Francis P. McGuire For For
Page 419 of 452 Vote Summary Report Reporting Period: 07/01/2013 to 09/30/2013 Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Major Drilling Group International Inc.
Proposal Vote Number Proposal Text Mgmt Rec Instruction
1.6 Elect Director Catherine McLeod-Seltzer For For
1.7 Elect Director Janice G. Rennie For For
1.8 Elect Director David B. Tennant For For
1.9 Elect Director Jo Mark Zurel For For
2 Advisory Vote on Executive Compensation For Against Approach
3 Approve Deloitte LLP as Auditors and For For Authorize Board to Fix Their Remuneration
4 Require Advance Notice for Shareholder For Against Proposals/Nominations
5 Approve Stock Option Plan For For
6 Approve Shareholder Rights Plan For Against
Compagnie Financiere Richemont SA
Meeting Date: 09/12/2013 Country: Switzerland Meeting Type: Annual
Proposal Vote Number Proposal Text Mgmt Rec Instruction
1.1 Accept Financial Statements and Statutory For Do Not Reports Vote
1.2 Approve Remuneration Report For Do Not Vote
2 Approve Allocation of Income and Dividends For Do Not of CHF 1.00 per A Bearer Share and CHF Vote 0.10 per B Registered Share
3 Approve Discharge of Board and Senior For Do Not Management Vote
4.1 Reelect Johann Rupert as Director For Do Not Vote
4.2 Reelect Franco Cologni as Director For Do Not Vote
4.3 Reelect Lord Douro as Director For Do Not Vote
4.4 Reelect Yves-Andre Istel as Director For Do Not Vote
4.5 Reelect Richard Lepeu as Director For Do Not Vote
Page 420 of 452 Vote Summary Report Reporting Period: 07/01/2013 to 09/30/2013 Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Compagnie Financiere Richemont SA
Proposal Vote Number Proposal Text Mgmt Rec Instruction
4.6 Reelect Ruggero Magnoni as Director For Do Not Vote
4.7 Reelect Josua Malherbe as Director For Do Not Vote
4.8 Reelect Frederick Mostert as Director For Do Not Vote
4.9 Reelect Simon Murray as Director For Do Not Vote
4.10 Reelect Alain Dominique Perrin as Director For Do Not Vote
4.11 Reelect Guillaume Pictet as Director For Do Not Vote
4.12 Reelect Norbert Platt as Director For Do Not Vote
4.13 Reelect Alan Quasha as Director For Do Not Vote
4.14 Reelect Maria Ramos as Director For Do Not Vote
4.15 Reelect Lord Renwick of Clifton as Director For Do Not Vote
4.16 Reelect Jan Rupert as Director For Do Not Vote
4.17 Reelect Gary Saage as Director For Do Not Vote
4.18 Reelect Juergen Schrempp as Director For Do Not Vote
4.19 Elect Bernard Fornas as Director For Do Not Vote
4.20 Elect Jean-Blaise Eckert as Director For Do Not Vote
5 Ratify PricewaterhouseCoopers AG as For Do Not Auditors Vote
6 Approve Conversion of A Bearer Shares into For Do Not Registered Shares Vote
MegaFon OJSC
Meeting Date: 09/12/2013 Country: Russia Meeting Type: Special
Page 421 of 452 Vote Summary Report Reporting Period: 07/01/2013 to 09/30/2013 Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
MegaFon OJSC
Proposal Vote Number Proposal Text Mgmt Rec Instruction
Meeting for GDR Holders
1 Approve Remuneration of Independent For For Directors
2 Approve Related-Party Transaction Re: For For Acquisition of 100 percent of Share Capital of Maxiten Co Limited
3 Approve Regulations on General Meetings For For
Shoppers Drug Mart Corporation
Meeting Date: 09/12/2013 Country: Canada Meeting Type: Special
Proposal Vote Number Proposal Text Mgmt Rec Instruction
1 Approve Merger Agreement For For
Rural Electrification Corporation Ltd.
Meeting Date: 09/13/2013 Country: India Meeting Type: Annual
Proposal Vote Number Proposal Text Mgmt Rec Instruction
1 Accept Financial Statements and Statutory For For Reports
2 Confirm Interim Dividend of INR 6.75 Per For For Share and Approve Final Dividend of INR 1.50 Per Share
3 Reelect V. Subramanian as Director For For
4 Reelect S.K. Gupta as Director For For
5 Authorize Board to Fix Remuneration of For For Auditors
6 Elect B.N. Sharma as Director For For
Page 422 of 452 Vote Summary Report Reporting Period: 07/01/2013 to 09/30/2013 Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
African Bank Investments Ltd
Meeting Date: 09/16/2013 Country: South Africa Meeting Type: Special
Proposal Vote Number Proposal Text Mgmt Rec Instruction
Special Resolutions
1 Approve Increase in Authorised Share Capital For For
2 Amend Memorandum of Incorporation For For
3 Place Authorised but Unissued Shares under For For Control of Directors Pursuant to a Rights Offer
4 Approve Financial Assistance to the BEE For For Companies
Ordinary Resolution
1 Authorise Board to Ratify and Execute For For Approved Resolutions
NTPC Ltd.
Meeting Date: 09/17/2013 Country: India Meeting Type: Annual
Proposal Vote Number Proposal Text Mgmt Rec Instruction
1 Accept Financial Statements and Statutory For For Reports
2 Confirm Interim Dividend of INR 3.75 Per For For Share and Approve Final Dividend of INR 0.75 Per Share and Special Dividend of INR 1.25 Per Share
3 Reelect A.K. Singhal as Director For For
4 Reelect N.N. Misra as Director For For
5 Reelect S.B.G. Dastidar as Director For For
6 Reelect R.S. Sahoo as Director For For
7 Authorize Board to Fix Remuneration of For For Auditors
8 Elect A.D. Singh as Director For For
9 Elect U.P. Pani as Director For For
Page 423 of 452 Vote Summary Report Reporting Period: 07/01/2013 to 09/30/2013 Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
NTPC Ltd.
Proposal Vote Number Proposal Text Mgmt Rec Instruction
10 Elect P. Mehta as Director For For
Coal India Ltd.
Meeting Date: 09/18/2013 Country: India Meeting Type: Annual
Proposal Vote Number Proposal Text Mgmt Rec Instruction
1 Accept Financial Statements and Statutory For For Reports
2 Confirm Interim Dividend of INR 9.70 Per For For Share and Approve Final Dividend of INR 4.30 Per Share
3 Elect A.K. Dubey as Director For Abstain
4 Elect S. Prasad as Director For Abstain
5 Elect A. Chatterjee as Director For For
Darden Restaurants, Inc.
Meeting Date: 09/18/2013 Country: USA Meeting Type: Annual
Proposal Vote Number Proposal Text Mgmt Rec Instruction
1.1 Elect Director Michael W. Barnes For For
1.2 Elect Director Leonard L. Berry For For
1.3 Elect Director Christopher J. (CJ) Fraleigh For For
1.4 Elect Director Victoria D. Harker For For
1.5 Elect Director David H. Hughes For For
1.6 Elect Director Charles A. Ledsinger, Jr. For For
1.7 Elect Director William M. Lewis, Jr. For For
1.8 Elect Director Connie Mack, III For For
1.9 Elect Director Andrew H. (Drew) Madsen For For
Page 424 of 452 Vote Summary Report Reporting Period: 07/01/2013 to 09/30/2013 Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Darden Restaurants, Inc.
Proposal Vote Number Proposal Text Mgmt Rec Instruction
1.10 Elect Director Clarence Otis, Jr. For For
1.11 Elect Director Michael D. Rose For For
1.12 Elect Director Maria A. Sastre For For
1.13 Elect Director William S. Simon For For
2 Amend Omnibus Stock Plan For Against
3 Advisory Vote to Ratify Named Executive For Against Officers' Compensation
4 Ratify Auditors For For
5 Require a Majority Vote for the Election of Against For Directors
6 Adopt Proxy Access Right Against For
7 Report on Political Contributions Against For
8 Report on Lobbying Payments and Policy Against For
9 Prepare Employment Diversity Report Against For
India Cements Ltd.
Meeting Date: 09/18/2013 Country: India Meeting Type: Annual
Proposal Vote Number Proposal Text Mgmt Rec Instruction
1 Accept Financial Statements and Statutory For For Reports
2 Approve Dividend of INR 2.00 Per Share For For
3 Reelect N.R. Krishnan as Director For For
4 Reelect A. Datta as Director For For
5 Approve Brahmayya & Co. and P.S. For For Subramania Iyer & Co. as Auditors and Authorize Board to Fix Their Remuneration
6 Elect V. Manickam as Director For For
7 Approve Pledging of Assets for Debt For For
Page 425 of 452 Vote Summary Report Reporting Period: 07/01/2013 to 09/30/2013 Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Cancor Mines Inc.
Meeting Date: 09/19/2013 Country: Canada Meeting Type: Annual
Proposal Vote Number Proposal Text Mgmt Rec Instruction
1.1 Elect Director David Crevier For For
1.2 Elect Director Rene Dufour For For
1.3 Elect Director Denis Francoeur For For
1.4 Elect Director Gabor Jellinek For For
1.5 Elect Director Kamil Khobzi For For
1.6 Elect Director Kenneth Lester For For
1.7 Elect Director Ercan Ugur For For
2 Approve KPMG LLP as Auditors and Authorize For For Board to Fix Their Remuneration
Diageo plc
Meeting Date: 09/19/2013 Country: United Kingdom Meeting Type: Annual
Proposal Vote Number Proposal Text Mgmt Rec Instruction
1 Accept Financial Statements and Statutory For For Reports
2 Approve Remuneration Report For For
3 Approve Final Dividend For For
4 Re-elect Peggy Bruzelius as Director For For
5 Re-elect Laurence Danon as Director For For
6 Re-elect Lord Davies as Director For For
7 Re-elect Ho KwonPing as Director For For
8 Re-elect Betsy Holden as Director For For
9 Re-elect Dr Franz Humer as Director For For
10 Re-elect Deirdre Mahlan as Director For For
11 Re-elect Ivan Menezes as Director For For
Page 426 of 452 Vote Summary Report Reporting Period: 07/01/2013 to 09/30/2013 Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Diageo plc
Proposal Vote Number Proposal Text Mgmt Rec Instruction
12 Re-elect Philip Scott as Director For For
13 Appoint KPMG LLP as Auditors For For
14 Authorise Board to Fix Remuneration of For For Auditors
15 Authorise Issue of Equity with Pre-emptive For For Rights
16 Authorise Issue of Equity without Pre- For For emptive Rights
17 Authorise Market Purchase of Ordinary Shares For For
18 Authorise EU Political Donations and For For Expenditure
19 Authorise the Company to Call EGM with For For Two Weeks' Notice
Diageo plc
Meeting Date: 09/19/2013 Country: United Kingdom Meeting Type: Annual
Proposal Vote Number Proposal Text Mgmt Rec Instruction
Meeting for ADR Holders
1 Accept Financial Statements and Statutory For For Reports
2 Approve Remuneration Report For For
3 Approve Final Dividend For For
4 Re-elect Peggy Bruzelius as Director For For
5 Re-elect Laurence Danon as Director For For
6 Re-elect Lord Davies as Director For For
7 Re-elect Ho KwonPing as Director For For
8 Re-elect Betsy Holden as Director For For
9 Re-elect Dr Franz Humer as Director For For
10 Re-elect Deirdre Mahlan as Director For For
11 Re-elect Ivan Menezes as Director For For
12 Re-elect Philip Scott as Director For For
Page 427 of 452 Vote Summary Report Reporting Period: 07/01/2013 to 09/30/2013 Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Diageo plc
Proposal Vote Number Proposal Text Mgmt Rec Instruction
13 Appoint KPMG LLP as Auditors For For
14 Authorise Board to Fix Remuneration of For For Auditors
15 Authorise Issue of Equity with Pre-emptive For For Rights
16 Authorise Issue of Equity without Pre- For For emptive Rights
17 Authorise Market Purchase of Ordinary Shares For For
18 Authorise EU Political Donations and For For Expenditure
19 Authorise the Company to Call EGM with For For Two Weeks' Notice
NIKE, Inc.
Meeting Date: 09/19/2013 Country: USA Meeting Type: Annual
Proposal Vote Number Proposal Text Mgmt Rec Instruction
1.1 Elect Director Alan B. Graf, Jr. For For
1.2 Elect Director John C. Lechleiter For For
1.3 Elect Director Phyllis M. Wise For For
2 Advisory Vote to Ratify Named Executive For Against Officers' Compensation
3 Ratify Auditors For For
4 Report on Political Contributions Against For
Noble Group Ltd.
Meeting Date: 09/19/2013 Country: Singapore Meeting Type: Special
Page 428 of 452 Vote Summary Report Reporting Period: 07/01/2013 to 09/30/2013 Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Noble Group Ltd.
Proposal Vote Number Proposal Text Mgmt Rec Instruction
1 Approve Proposed Issuance of Shares to For For Yusuf Alireza
2 Approve Proposed Issuance of Shares to For For William James Randall
Power Grid Corporation of India Ltd
Meeting Date: 09/19/2013 Country: India Meeting Type: Annual
Proposal Vote Number Proposal Text Mgmt Rec Instruction
1 Accept Financial Statements and Statutory For For Reports
2 Confirm Interim Dividend of INR 1.61 Per For For Share and Approve Final Dividend of INR 1.14 Per Share
3 Reappoint S. Saraf as Director For For
4 Reappoint R. Sinha as Director For For
5 Authorize Board to Fix Remuneration of For For Auditors
6 Appoint R.K. Gupta as Director For For
7 Appoint K. Ramalingan as Director For For
8 Appoint R. Krishnamoorthy as Director For For
9 Appoint A.K. Mittal as Director For For
10 Appoint M. Shah as Director For For
11 Appoint R.P. Singh as Director For For
12 Appoint R.P. Sasmal as Director For For
13 Approve Issuance of Equity or Equity-Linked For For Securities without Preemptive Rights
Page 429 of 452 Vote Summary Report Reporting Period: 07/01/2013 to 09/30/2013 Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Telekomunikacja Polska S A
Meeting Date: 09/19/2013 Country: Poland Meeting Type: Special
Proposal Vote Number Proposal Text Mgmt Rec Instruction
1 Open Meeting
2 Elect Meeting Chairman For For
3 Acknowledge Proper Convening of Meeting
4 Approve Agenda of Meeting For For
5 Elect Members of Vote Counting Commission For For
6 Approve Changes in Composition of For Against Supervisory Board
7 Close Meeting
Jastrzebska Spolka Weglowa SA
Meeting Date: 09/20/2013 Country: Poland Meeting Type: Special
Proposal Vote Number Proposal Text Mgmt Rec Instruction
1 Open Meeting
2 Elect Meeting Chairman For For
3 Acknowledge Proper Convening of Meeting
4 Elect Members of Vote Counting Commission For For
5 Approve Agenda of Meeting For For
6 Approve Acquisition of Shares in Increased For For Share Capital of Jastrzebie S.A.
7 Close Meeting
Steel Authority of India Limited
Meeting Date: 09/20/2013 Country: India Meeting Type: Annual
Page 430 of 452 Vote Summary Report Reporting Period: 07/01/2013 to 09/30/2013 Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Steel Authority of India Limited
Proposal Vote Number Proposal Text Mgmt Rec Instruction
1 Accept Financial Statements and Statutory For Against Reports
2 Reelect P.K. Sengupta as Director For For
3 Reelect P.C. Jha as Director For For
4 Reelect A.K. Chaudhary as Director For For
5 Authorize Board to Fix Remuneration of For For Auditors
6 Approve Final Dividend of INR 0.40 Per Share For For
7 Elect K. Maity as Director For For
8 Elect Atmanand as Director For For
9 Elect J.M. Mauskar as Director For For
Oil India Ltd
Meeting Date: 09/21/2013 Country: India Meeting Type: Annual
Proposal Vote Number Proposal Text Mgmt Rec Instruction
1 Accept Financial Statements and Statutory For For Reports
2 Confirm Interim Dividends of INR 23.00 Per For For Share and Approve Final Dividend of INR 7.00 Per Share
3 Reelect T.K.A. Kumar as Director For For
4 Reelect R. Aggarwal as Director For For
5 Authorize Board to Fix Remuneration of For For Auditors
6 Elect A. Mukerji as Director For For
7 Elect S.C. Gupta as Director For For
8 Elect B. Ramamurthi as Director For For
9 Elect S. Chaudhuri as Director For For
10 Elect G. Barua as Director For For
Page 431 of 452 Vote Summary Report Reporting Period: 07/01/2013 to 09/30/2013 Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Oil India Ltd
Proposal Vote Number Proposal Text Mgmt Rec Instruction
11 Elect N.K. Srivastava as Director For For
CETIP S.A. - MERCADOS ORGANIZADOS
Meeting Date: 09/23/2013 Country: Brazil Meeting Type: Special
Proposal Vote Number Proposal Text Mgmt Rec Instruction
1 Elect Luis Felix Cardamone Neto as Director For For
2 Ratify Members of Nomination Committee For For
3 Ratify Minutes of April 29, 2013, EGM Re: For For Capital Increase (Item 2)
Eurasia Drilling Company Ltd.
Meeting Date: 09/23/2013 Country: Cayman Islands Meeting Type: Annual
Proposal Vote Number Proposal Text Mgmt Rec Instruction
1a Reelect Richard Anderson as Director For For
1b Reelect Rene Huck as Director For For
1c Reelect Richard Matzke as Director For For
1d Elect Igor Belikov as Director For For
1e Elect Edward J. DiPaolo as Director For For
2 Reappoint KPMG Limited as Auditors For For
FedEx Corporation
Meeting Date: 09/23/2013 Country: USA Meeting Type: Annual
Page 432 of 452 Vote Summary Report Reporting Period: 07/01/2013 to 09/30/2013 Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
FedEx Corporation
Proposal Vote Number Proposal Text Mgmt Rec Instruction
1.1 Elect Director James L. Barksdale For For
1.2 Elect Director John A. Edwardson For For
1.3 Elect Director Shirley Ann Jackson For For
1.4 Elect Director Steven R. Loranger For For
1.5 Elect Director Gary W. Loveman For For
1.6 Elect Director R. Brad Martin For For
1.7 Elect Director Joshua Cooper Ramo For For
1.8 Elect Director Susan C. Schwab For For
1.9 Elect Director Frederick W. Smith For For
1.10 Elect Director David P. Steiner For For
1.11 Elect Director Paul S. Walsh For For
2 Advisory Vote to Ratify Named Executive For Against Officers' Compensation
3 Amend Omnibus Stock Plan For Against
4 Ratify Auditors For For
5 Require Independent Board Chairman Against For
6 Adopt Proxy Access Right Against Against
7 Limit Accelerated Vesting of Awards Against For
8 Adopt Policy Prohibiting Hedging and Against For Pledging Transactions
9 Report on Political Contributions Against For
10 Adopt Policy to Ensure Consistency between Against Against Company Values and Political Contributions
11 Provide Vote Counting to Exclude Abstentions Against Against
General Mills, Inc.
Meeting Date: 09/24/2013 Country: USA Meeting Type: Annual
Page 433 of 452 Vote Summary Report Reporting Period: 07/01/2013 to 09/30/2013 Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
General Mills, Inc.
Proposal Vote Number Proposal Text Mgmt Rec Instruction
1a Elect Director Bradbury H. Anderson For For
1b Elect Director R. Kerry Clark For For
1c Elect Director Paul Danos For For
1d Elect Director William T. Esrey For For
1e Elect Director Raymond V. Gilmartin For For
1f Elect Director Judith Richards Hope For For
1g Elect Director Heidi G. Miller For For
1h Elect Director Hilda Ochoa-Brillembourg For For
1i Elect Director Steve Odland For For
1j Elect Director Kendall J. Powell For For
1k Elect Director Michael D. Rose For For
1l Elect Director Robert L. Ryan For For
1m Elect Director Dorothy A. Terrell For For
2 Advisory Vote to Ratify Named Executive For Against Officers' Compensation
3 Ratify Auditors For For
4 Report on Responsibility for Post-Consumer Against For Product Packaging
Smithfield Foods, Inc.
Meeting Date: 09/24/2013 Country: USA Meeting Type: Special
Proposal Vote Number Proposal Text Mgmt Rec Instruction
1 Approve Merger Agreement For For
2 Advisory Vote on Golden Parachutes For For
3 Adjourn Meeting For For
Page 434 of 452 Vote Summary Report Reporting Period: 07/01/2013 to 09/30/2013 Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
United Spirits Limited
Meeting Date: 09/24/2013 Country: India Meeting Type: Annual
Proposal Vote Number Proposal Text Mgmt Rec Instruction
1 Accept Financial Statements and Statutory For For Reports
2 Approve Dividend of INR 2.50 Per Share For For
3 Reelect V. Mallya as Director For For
4 Approve BSR & Co. as Auditors and Authorize For For Board to Fix Their Remuneration
5 Elect G. Ghostine as Director For For
6 Elect R. Rajagopal as Director For For
7 Elect P.A. Murali as Director For For
8 Approve Appointment and Remuneration of For For P.A. Murali as Executive Director
9 Elect A.R. Gandhi as Director For For
10 Elect S. Rao as Director For For
11 Elect S. Dhanushkodi as Director For For
12 Elect R.S. Karnad as Director For For
13 Elect P.S. Walsh as Director For For
14 Elect V.S. Mehta as Director For For
15 Approve Revision in the Remuneration of A. For For Capoor, Managing Director
16 Adopt New Articles of Association For Against
WhiteWave Foods Company
Meeting Date: 09/24/2013 Country: USA Meeting Type: Special
Proposal Vote Number Proposal Text Mgmt Rec Instruction
1 Approve Conversion of Securities For For
2 Adjourn Meeting For For
Page 435 of 452 Vote Summary Report Reporting Period: 07/01/2013 to 09/30/2013 Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Alimentation Couche-Tard Inc.
Meeting Date: 09/25/2013 Country: Canada Meeting Type: Annual
Proposal Vote Number Proposal Text Mgmt Rec Instruction
1.1 Elect Alain Bouchard as Director For For
1.2 Elect Nathalie Bourque as Director For For
1.3 Elect Jacques D'Amours as Director For For
1.4 Elect Roger Desrosiers as Director For For
1.5 Elect Jean Elie as Director For For
1.6 Elect Richard Fortin as Director For For
1.7 Elect Melanie Kau as Director For For
1.8 Elect Real Plourde as Director For For
1.9 Elect Daniel Rabinowicz as Director For For
1.10 Elect Jean Turmel as Director For For
2 Approve PricewaterhouseCoopers LLP as For For Auditors and Authorize Board to Fix Their Remuneration
3 SP1: Seperate Vote for Election of Directors Against Against
4 SP2: Require Independent Board Chairman Against For
5 SP3: Advisory Vote to Ratify Named Against For Executive Officers' Compensation
6 SP4: Require a Majority Vote for the Election Against For of Directors
7 SP5: Pension Plans: Increase Disclosure of Against Against Monitoring
8 SP6: Report on Environmental Accountability Against For
9 SP7: Report on Unionization of Couche-Tard Against Against Stores
Ets Franz Colruyt
Meeting Date: 09/25/2013 Country: Belgium Meeting Type: Annual
Page 436 of 452 Vote Summary Report Reporting Period: 07/01/2013 to 09/30/2013 Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Ets Franz Colruyt
Proposal Vote Number Proposal Text Mgmt Rec Instruction
Annual Meeting
1 Receive and Approve Directors' and Auditors' For For Reports, and Report of the Works Council
2 Approve Remuneration Report For Against
3a Adopt Financial Statements For For
3b Adopt Consolidated Financial Statements For For
4 Approve Dividends of EUR 1 Per Share For For
5 Approve Allocation of Income For Against
6 Approve Profit Participation of Employees For Against Through Allotment of Repurchased Shares of Colruyt
7 Approve Discharge of Directors For For
8 Approve Discharge of Auditors For For
9a Reelect NV Herbeco, Permanently For Against Represented by Piet Colruyt, as Director
9b Reelect Franciscus Colruyt as Director For For
9c Reelect NV Farik, Permanently Represented For Against by Franciscus Colruyt, as Director
10 Elect Astrid De Lathauwer as Director For For
11 Ratify KPMG as Auditors For For
12 Allow Questions
Gail India Ltd.
Meeting Date: 09/25/2013 Country: India Meeting Type: Annual
Proposal Vote Number Proposal Text Mgmt Rec Instruction
1 Accept Financial Statements and Statutory For For Reports
2 Approve Final Dividend of INR 5.60 Per Share For For and Confirm Interim Dividend of INR 4.00 Per Share
Page 437 of 452 Vote Summary Report Reporting Period: 07/01/2013 to 09/30/2013 Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Gail India Ltd.
Proposal Vote Number Proposal Text Mgmt Rec Instruction
3 Reelect S. Venkatraman as Director For For
4 Reelect P.K. Jain as Director For For
5 Reelect A. Agarwal as Director For For
6 Authorize Board to Fix Remuneration of For For Auditors
7 Elect P.K. Singh as Director For For
8 Elect M. Ravindran as Director For For
9 Elect R. Kumar as Director For For
NMDC Ltd.
Meeting Date: 09/25/2013 Country: India Meeting Type: Annual
Proposal Vote Number Proposal Text Mgmt Rec Instruction
1 Accept Financial Statements and Statutory For For Reports
2 Approve Final Dividend of INR 4.00 Per Share For For
3a Reelect C.S. Verma as Director For For
3b Reelect N.K. Nanda as Director For For
3c Reelect S. Thiagarajan as Director For For
3d Reelect S. Bose as Director For For
3e Reelect S.K. Das as Director For For
3f Reelect R. Singh as Director For For
3g Reelect R.N. Aga as Director For For
3h Reelect P.H. Mathur as Director For For
3i Reelect D. Rath as Director For For
3j Reelect S.J. Sibal as Director For For
4 Authorize Board to Fix Remuneration of For For Auditors
5 Elect V.K. Thakral as Director For For
6 Elect S. Abbasi as Director For For
Page 438 of 452 Vote Summary Report Reporting Period: 07/01/2013 to 09/30/2013 Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
NMDC Ltd.
Proposal Vote Number Proposal Text Mgmt Rec Instruction
7 Elect N. Mohammad as Director For For
8 Elect V.K. Agarwal as Director For For
9 Elect M. Shah as Director For For
Oil & Natural Gas Corporation Ltd.
Meeting Date: 09/25/2013 Country: India Meeting Type: Annual
Proposal Vote Number Proposal Text Mgmt Rec Instruction
1 Accept Financial Statements and Statutory For For Reports
2 Confirm Interim Dividends of INR 9.00 Per For For Share and Approve Final Dividend of INR 0.50 Per Share
3 Reelect D. Chandrasekharam as Director For For
4 Reelect K.S. Jamestin as Director For For
5 Authorize Board to Fix Remuneration of For For Auditors
6 Elect P.K. Borthakur as Director For For
7 Elect S. Shanker as Director For For
8 Elect K.N. Murthy as Director For For
9 Elect N.K. Verma as Director For For
Amica Mature Lifestyles Inc.
Meeting Date: 09/26/2013 Country: Canada Meeting Type: Annual
Proposal Vote Number Proposal Text Mgmt Rec Instruction
1 Fix Number of Directors at Seven For For
2.1 Elect Director Terry M. Holland For For
Page 439 of 452 Vote Summary Report Reporting Period: 07/01/2013 to 09/30/2013 Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Amica Mature Lifestyles Inc.
Proposal Vote Number Proposal Text Mgmt Rec Instruction
2.2 Elect Director Samir A. Manji For For
2.3 Elect Director Salim A. Manji For Withhold
2.4 Elect Director Andrew L. Oppenheim For Withhold
2.5 Elect Director Mike Shaikh For For
2.6 Elect Director Charles W. van der Lee For For
2.7 Elect Director Shant Poladian For For
3 Approve KPMG LLP as Auditors and Authorize For For Board to Fix Their Remuneration
4 Approve Shareholder Rights Plan For For
5 Amend Bylaws For Against
6 Approve Advance Notice Policy For Against
Lupin Ltd.
Meeting Date: 09/26/2013 Country: India Meeting Type: Special
Proposal Vote Number Proposal Text Mgmt Rec Instruction
Postal Ballot
1 Approve Appointment and Remuneration of For For K.K. Sharma as Executive Vice Chairman
2 Approve Appointment and Remuneration of For For V. Gupta as CEO
3 Approve Appointment and Remuneration of For For N. Gupta as Managing Director
Magnit OAO
Meeting Date: 09/26/2013 Country: Russia Meeting Type: Special
Page 440 of 452 Vote Summary Report Reporting Period: 07/01/2013 to 09/30/2013 Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Magnit OAO
Proposal Vote Number Proposal Text Mgmt Rec Instruction
Meeting for GDR Holders
1 Approve Interim Dividends of RUB 46.06 for For For First Six Months of Fiscal 2013
2 Approve Related-Party Transaction Re: Loan For For Agreement with ZAO Tander
Open Text Corporation
Meeting Date: 09/26/2013 Country: Canada Meeting Type: Annual/Special
Proposal Vote Number Proposal Text Mgmt Rec Instruction
1.1 Elect Director P. Thomas Jenkins For For
1.2 Elect Director Mark Barrenechea For For
1.3 Elect Director Randy Fowlie For For
1.4 Elect Director Gail E. Hamilton For For
1.5 Elect Director Brian J. Jackman For For
1.6 Elect Director Stephen J. Sadler For For
1.7 Elect Director Michael Slaunwhite For For
1.8 Elect Director Katharine B. Stevenson For For
1.9 Elect Director Deborah Weinstein For For
2 Approve KPMG LLP as Auditors and Authorize For For Board to Fix Their Remuneration
3 Approve Shareholder Rights Plan For For
4 Amend Bylaws For For
Power Finance Corporation Ltd.
Meeting Date: 09/26/2013 Country: India Meeting Type: Annual
Page 441 of 452 Vote Summary Report Reporting Period: 07/01/2013 to 09/30/2013 Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Power Finance Corporation Ltd.
Proposal Vote Number Proposal Text Mgmt Rec Instruction
1 Accept Financial Statements and Statutory For For Reports
2 Confirm Interim Dividend of INR 6.00 Per For For Share and Approve Final Dividend of INR 1.00 Per Share
3 Reelect M.K. Goel as Director For For
4 Reelect K.M. Sahni as Director For For
5 Authorize Board to Fix Remuneration of For Against Auditors
Stans Energy Corp.
Meeting Date: 09/26/2013 Country: Canada Meeting Type: Annual/Special
Proposal Vote Number Proposal Text Mgmt Rec Instruction
1a Elect Director Rodney Irwin For For
1b Elect Director Gordon Baker For For
1c Elect Director Robert Mackay For For
1d Elect Director Boris Aryev For For
1e Elect Director Doug Underhill For For
2 Approve KPMG LLP as Auditors and Authorize For For Board to Fix Their Remuneration
3 Re-approve Stock Option Plan For For
Tech Mahindra Ltd.
Meeting Date: 09/26/2013 Country: India Meeting Type: Annual
Page 442 of 452 Vote Summary Report Reporting Period: 07/01/2013 to 09/30/2013 Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Tech Mahindra Ltd.
Proposal Vote Number Proposal Text Mgmt Rec Instruction
1 Accept Financial Statements and Statutory For For Reports
2 Approve Dividend of INR 5.00 Per Share For For
3 Reelect A. Puri as Director For For
4 Approve Vacancy on the Board Resulting For For from the Retirement of P. Zuckerman
5 Reelect U.N. Yargop as Director For For
6 Approve Deloitte Haskins & Sells as Auditors For For and Authorize Board to Fix Their Remuneration
7 Elect C.P. Gurnani as Director For For
8 Approve Appointment and Remuneration of For For C.P. Gurnani as Managing Director
9 Approve Appointment and Remuneration of For For V. Nayyar as Executive Vice Chairman
10 Elect A.G. Mahindra as Director For For
11 Elect B.N. Doshi as Director For For
12 Elect T.N. Manoharan as Director For For
13 Elect M.R. Rao as Director For For
14 Amend Articles of Association For For
15 Approve Increase in Limit on Foreign For For Shareholdings
16 Amend Restricted Stock Unit Plan For For
17 Amend Pricing Formula of Options Under the For Against ASOP-B Scheme
Unitech Limited
Meeting Date: 09/26/2013 Country: India Meeting Type: Annual
Proposal Vote Number Proposal Text Mgmt Rec Instruction
1 Accept Financial Statements and Statutory For Against Reports
Page 443 of 452 Vote Summary Report Reporting Period: 07/01/2013 to 09/30/2013 Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Unitech Limited
Proposal Vote Number Proposal Text Mgmt Rec Instruction
2 Reelect R. Singhania as Director For For
3 Reelect P.K. Mohanty as Director For For
4 Approve Goel Garg & Co. as Auditors and For For Authorize Board to Fix Their Remuneration
5 Approve Reappointment and Remuneration For For of R. Chandra as Executive Chairman
6 Approve Reappointment and Remuneration For For of A. Chandra as Managing Director
7 Approve Reappointment and Remuneration For For of S. Chandra as Managing Director
8 Approve Commission Remuneration of For For Independent Directors
9 Approve Branch Auditors and Authorize For For Board to Fix Their Remuneration
ConAgra Foods, Inc.
Meeting Date: 09/27/2013 Country: USA Meeting Type: Annual
Proposal Vote Number Proposal Text Mgmt Rec Instruction
1.1 Elect Director Mogens C. Bay For For
1.2 Elect Director Stephen G. Butler For For
1.3 Elect Director Steven F. Goldstone For For
1.4 Elect Director Joie A. Gregor For For
1.5 Elect Director Rajive Johri For For
1.6 Elect Director W.G. Jurgensen For For
1.7 Elect Director Richard H. Lenny For For
1.8 Elect Director Ruth Ann Marshall For For
1.9 Elect Director Gary M. Rodkin For For
1.10 Elect Director Andrew J. Schindler For For
1.11 Elect Director Kenneth E. Stinson For For
2 Ratification Of The Appointment Of For For Independent Auditor
Page 444 of 452 Vote Summary Report Reporting Period: 07/01/2013 to 09/30/2013 Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
ConAgra Foods, Inc.
Proposal Vote Number Proposal Text Mgmt Rec Instruction
3 Advisory Vote to Ratify Named Executive For Against Officers' Compensation
4 Provide Vote Counting to Exclude Abstentions Against Against
MegaFon OJSC
Meeting Date: 09/27/2013 Country: Russia Meeting Type: Special
Proposal Vote Number Proposal Text Mgmt Rec Instruction
Meeting for GDR Holders
1 Approve Early Termination of Powers of For For Board of Directors
Elect Seven Directors by Cumulative Voting
2.1 Elect Per-Arne Blomquist as Director None Against
2.2 Elect Kenneth Karlberg as Director None Against
2.3 Elect Johan Dennelind as Director None Against
2.4 Elect Christian Luiga as Director None Against
2.5 Elect Jan Rudberg as Director None For
2.6 Elect Paul Myners as Director None For
2.7 Elect Jan Erixon as Director None Against
2.8 Elect Sergey Soldatenkov as Director None Against
2.9 Elect Vladimir Streshinsky as Director None Against
Deutsche Wohnen AG
Meeting Date: 09/30/2013 Country: Germany Meeting Type: Special
Page 445 of 452 Vote Summary Report Reporting Period: 07/01/2013 to 09/30/2013 Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Deutsche Wohnen AG
Proposal Vote Number Proposal Text Mgmt Rec Instruction
1 Issue Up to 128.8 Million New Shares in For Abstain Connection with Acquisition of GSW Immobilien AG
2 Issue Up to 6.6 Million New Shares in For Abstain Connection with Acquisition of GSW Immobilien AG
Indiabulls Infrastructure and Power Ltd
Meeting Date: 09/30/2013 Country: India Meeting Type: Annual
Proposal Vote Number Proposal Text Mgmt Rec Instruction
1 Accept Financial Statements and Statutory For Against Reports
2 Reelect S.K. Mittal as Director For For
3 Reelect R.K. Sheokand as Director For For
4 Approve Sharma Goel & Co. as Auditors and For For Authorize Board to Fix Their Remuneration
Indiabulls Real Estate Ltd.
Meeting Date: 09/30/2013 Country: India Meeting Type: Annual
Proposal Vote Number Proposal Text Mgmt Rec Instruction
1 Accept Financial Statements and Statutory For Against Reports
2 Confirm Interim Dividend of INR 2.00 Per For For Share
3 Reelect A. Katoch as Director For For
4 Reelect L.S. Sitara as Director For For
Page 446 of 452 Vote Summary Report Reporting Period: 07/01/2013 to 09/30/2013 Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Indiabulls Real Estate Ltd.
Proposal Vote Number Proposal Text Mgmt Rec Instruction
5 Approve Sharma Goel & Co. as Auditors and For For Authorize Board to Fix Their Remuneration
Jindal Steel and Power Ltd
Meeting Date: 09/30/2013 Country: India Meeting Type: Annual
Proposal Vote Number Proposal Text Mgmt Rec Instruction
1 Accept Financial Statements and Statutory For For Reports
2 Approve Dividend of INR 1.60 Per Share For For
3 Reelect N. Jindal as Director For For
4 Reelect R.V. Shahi as Director For For
5 Reelect A. Kumar as Director For For
6 Approve S.S. Kothari Mehta & Co. as Auditors For For and Authorize Board to Fix Their Remuneration
7 Elect R. Uppal as Director For For
8 Elect S.K. Garg as Director For For
9 Elect D.K. Saraogi as Director For For
10 Approve Appointment and Remuneration of For For R. Uppal as Managing Director & CEO
11 Approve Appointment and Remuneration of For For N. Jindal as Executive Director
12 Approve Appointment and Remuneration of For For S. Maroo as Deputy Managing Director
13 Approve Appointment and Remuneration of For For D.K. Saraogi as Executive Director
14 Approve Revision in the Remuneration of R. For For Uppal, Managing Director & CEO
15 Approve Revision in the Remuneration of A. For For Goel, Joint Managing Director
16 Approve Revision in the Remuneration of For For D.K. Saraogi, Executive Director
Page 447 of 452 Vote Summary Report Reporting Period: 07/01/2013 to 09/30/2013 Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Lukoil OAO
Meeting Date: 09/30/2013 Country: Russia Meeting Type: Special
Proposal Vote Number Proposal Text Mgmt Rec Instruction
Meeting for ADR Holders
1 Approve Interim Dividends of RUB 50 per For For Share for First Six Months of Fiscal 2013
2 Amend Charter For For
3 Amend Regulations on Board of Directors For For
Mobile Telesystems OJSC
Meeting Date: 09/30/2013 Country: Russia Meeting Type: Special
Proposal Vote Number Proposal Text Mgmt Rec Instruction
Meeting for ADR Holders
1 Approve Meeting Procedures For For
2 Approve Interim Dividends for First Six For For Months of Fiscal 2013
Opto Circuits India Ltd.
Meeting Date: 09/30/2013 Country: India Meeting Type: Annual
Proposal Vote Number Proposal Text Mgmt Rec Instruction
1 Accept Financial Statements and Statutory For For Reports
2 Reelect T. Dietiker as Director For For
3 Reelect V. Balasubramaniam as Director For For
Page 448 of 452 Vote Summary Report Reporting Period: 07/01/2013 to 09/30/2013 Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Opto Circuits India Ltd.
Proposal Vote Number Proposal Text Mgmt Rec Instruction
4 Approve Vacancy on the Board of Directors For For Resulting from the Retirement of W.W. O?Neill
5 Approve Anand Amarnath and Associates as For For Auditors and Authorize Board to Fix Their Remuneration
6 Elect B. Bodapati as Director For For
Petroleo Brasileiro SA-Petrobras
Meeting Date: 09/30/2013 Country: Brazil Meeting Type: Special
Proposal Vote Number Proposal Text Mgmt Rec Instruction
1 Approve Sale of Innova SA For For
2 Approve Absorption of Comperj Participacoes For For S.A. (COMPERJPAR)
3 Approve Absorption of Comperj Estirenicos For For S.A. (EST)
4 Approve Absorption of Comperj Meg S.A. For For (MEG)
5 Approve Absorption of Comperj Poliolefinas For For S.A.(POL)
6 Approve Absorption of SFE - Sociedade For For Fluminense de Energia Ltda. (SFE)
7 Waive Petrobras' Preemptive Rights to For Against Subscribe Convertible Debentures to be Issued by Sete Brasil Participacoes SA
Petroleo Brasileiro SA-Petrobras
Meeting Date: 09/30/2013 Country: Brazil Meeting Type: Special
Proposal Vote Number Proposal Text Mgmt Rec Instruction
Meeting for ADR Holders
Page 449 of 452 Vote Summary Report Reporting Period: 07/01/2013 to 09/30/2013 Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Petroleo Brasileiro SA-Petrobras
Proposal Vote Number Proposal Text Mgmt Rec Instruction
1 Approve Sale of Innova SA For For
2 Approve Absorption of Comperj Participacoes For For S.A. (COMPERJPAR)
3 Approve Absorption of Comperj Estirenicos For For S.A. (EST)
4 Approve Absorption of Comperj Meg S.A. For For (MEG)
5 Approve Absorption of Comperj Poliolefinas For For S.A.(POL)
6 Approve Absorption of SFE - Sociedade For For Fluminense de Energia Ltda. (SFE)
7 Waive Petrobras' Preemptive Rights to For Against Subscribe Convertible Debentures to be Issued by Sete Brasil Participacoes SA
Radico Khaitan Ltd.
Meeting Date: 09/30/2013 Country: India Meeting Type: Annual
Proposal Vote Number Proposal Text Mgmt Rec Instruction
1 Accept Financial Statements and Statutory For For Reports
2 Approve Dividend of INR 0.80 Per Share For For
3 Reelect A. Patra as Director For For
4 Reelect K.P. Singh as Director For For
5 Approve V. Sankar Aiyar & Co. as Auditors For For and Authorize Board to Fix Their Remuneration
6 Approve Reappointment and Remuneration For For of L. Khaitan as Chairman & Managing Director
7 Approve Reappointment and Remuneration For For of A. Khaitan as Managing Director
8 Approve Reappointment and Remuneration For For of K.P. Singh as Executive Director
9 Approve Reappointment of D. Khaitan as For For Corporate Relations Manager
Page 450 of 452 Vote Summary Report Reporting Period: 07/01/2013 to 09/30/2013 Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Severstal OAO
Meeting Date: 09/30/2013 Country: Russia Meeting Type: Special
Proposal Vote Number Proposal Text Mgmt Rec Instruction
Meeting for GDR Holders
1 Approve Early Termination of Powers of For For Board of Directors
Elect 10 Directors by Cumulative Voting
2.1 Elect Aleksey Mordashov as Director None Against
2.2 Elect Mikhail Noskov as Director None Against
2.3 Elect Vadim Larin as Director None Against
2.4 Elect Aleksey Kulichenko as Director None Against
2.5 Elect Vladimir Lukin as Director None Against
2.6 Elect Christopher Clark as Director None Against
2.7 Elect Rolf Stomberg as Director None For
2.8 Elect Martin Angle as Director None For
2.9 Elect Ronald Freeman as Director None For
2.10 Elect Peter Kraljic as Director None For
3 Approve Interim Dividends of RUB 2.03 per For For Share for First Six Months of Fiscal 2013
4 Amend Remuneration of Directors For For
Sun Pharmaceutical Industries Ltd.
Meeting Date: 09/30/2013 Country: India Meeting Type: Annual
Proposal Vote Number Proposal Text Mgmt Rec Instruction
1 Accept Financial Statements and Statutory For For Reports
2 Approve Dividend of INR 2.50 Per Share For For
3 Reelect D.S. Shanghvi as Director For For
Page 451 of 452 Vote Summary Report Reporting Period: 07/01/2013 to 09/30/2013 Location(s): HSBC ASSET MANAGEMENT PARIS, HSBC Asset Management (Europe) Ltd., HSBC Global Asset Management (Canada) Ltd.
Sun Pharmaceutical Industries Ltd.
Proposal Vote Number Proposal Text Mgmt Rec Instruction
4 Reelect S.T. Desai as Director For For
5 Reelect H.S. Shah as Director For For
6 Approve Deloitte Haskins & Sells as Auditors For For and Authorize Board to Fix Their Remuneration
7 Approve Revision in the Remuneration of For For S.V. Valia, Executive Director
8 Approve Reappointment and Remuneration For For of S.V. Valia as Executive Director
9 Approve Reappointment and Remuneration For For of S.T. Desai as Executive Director
10 Approve Reappointment and Remuneration For For of A.D. Shanghvi as Senior General Manager - International Business
11 Approve Issuance of Equity or Equity-Linked For Against Securities without Preemptive Rights
12 Approve Increase in Borrowing Powers For For
13 Approve Loan, Corporate Guarantee, For Against Security, and/or Investment in Other Bodies Corporate
Sun Pharmaceutical Industries Ltd.
Meeting Date: 09/30/2013 Country: India Meeting Type: Annual
Proposal Vote Number Proposal Text Mgmt Rec Instruction
1 Accept Financial Statements and Statutory For Reports for the Financial Year Ended March 31, 2012
2 Approve Interim Dividend of INR 4.25 Per For Share as Final Dividend for the Financial Year Ended March 31, 2012
Page 452 of 452