arXiv:1603.06758v8 [math.GM] 2 Mar 2019 Keywords Classifications Subject Mathematics 3-lev a as summarized are results These methods. elementary using Abstract: Carella A. N. Autocor- Functions And Arithmetic Correlation of Of relation Theory The On Note ucin oisfnto,vnagltfunction. vonMangoldt function, Mobius function, oe h pe onsfrteatcreaino h oisfun Mobius the of autocorrelation the for bounds upper The P note. ftevnagltfnto fdgestwo degrees of asymp function some vonMangoldt Furthermore, the method function. of elementary autocorrelation 2-level using a computed as are respectively, constant, a n ≤ oyih 2019 Copyright x µ ( n ) µ uoorlto ucin orlto ucin utpiaiefun Multiplicative function, Correlation function, Autocorrelation : ( n 1) + h orlto ucin fsm rtmtcfntosaeinvestig are functions arithmetic some of functions correlation The ≪ x/ (log x ) C and , P rmr 13,Scnay11L40. Secondary 11N37, Primary : n ≤ P x µ n ( ≤ n x ) µ Λ( ( n n )Λ( 1) + n µ 2 + ( n 2) + t oi eutfrteautocorrelation the for result totic ) .Teerslsaesummarized are results These s. ≫ to fdgestoadthree and two degrees of ction latcreainfunction. autocorrelation el ≪ x where , x/ (log t x ) ∈ C Z where , to,Liouville ction, r computed are , tdi this in ated > C is 0 ii Contents
1 Introduction 1 1.1 Autocorrelations Of Mobius Functions ...... 1 1.2 Autocorrelations Of vonMangoldt Functions ...... 2
2 Topics In Mobius Function 5 2.1 Representations of Liouville and Mobius Functions ...... 5 2.2 Signs And Oscillations ...... 7 2.3 DyadicRepresentation...... 8 2.4 Problems ...... 9
3 SomeAverageOrdersOfArithmeticFunctions 11 3.1 UnconditionalEstimates...... 11 3.2 Mean Value And Equidistribution ...... 13 3.3 ConditionalEstimates ...... 14 3.4 DensitiesForSquarefreeIntegers ...... 15 3.5 Subsets of Squarefree Integers of Zero Densities ...... 16 3.6 Problems ...... 17
4 Mean Values of Arithmetic Functions 19 4.1 SomeDefinitions ...... 19 4.2 Some Results For Arithmetic Functions ...... 19 4.3 WirsingFormula ...... 23 4.4 Result In Comparative Multiplicative Functions ...... 23 4.5 Extension To Arithmetic Progressions ...... 24
5 CorrelationsofMobiusFunctionsOfDegreeTwo 25 5.1 MobiusAutocorrelationofDegreeTwo...... 25 5.2 Liouville Autocorrelation of Degree Two ...... 27 5.3 ConditionalUpperBounds ...... 28 5.4 Correlation For Squarefree Integers of Degree Two ...... 29 5.5 Comparison...... 30 5.6 Problems ...... 30
6 CorrelationofSomeBoundedMultiplicativeFunctions 33 6.1 Correlation of Some Bounded Multiplicative Functions ...... 33 6.2 Independent Proof For Some Bounded Multiplicative Functions ...... 35 6.3 Correlation Functions of Higher Degrees ...... 35
7 PolynomialsIdentitiesForTheCorrelationFunctions 37 7.1 Quadratic Identity for the Autocorrelation of the Mobius Function...... 37 7.2 MomentsofMobiusFunction ...... 38 7.3 Analytic Expression for the Mobius Function ...... 38 7.4 Analytic Expression for the Louiville Function ...... 39
iii iv Contents
8 Autocorrelation of the vonMangoldt Function 41 8.1 Representations of the vonMangoldt Function ...... 42 8.2 PrimeNumbersTheorems...... 42 8.3 Autocorrelation of the vonMangoldt Function ...... 43 8.4 ElementaryProof...... 44 8.5 AThreeLevelsAutocorrelation...... 46 8.6 Fractional vonMangoldt Autocorrelation Function ...... 46 8.7 Problems ...... 48
9 Correlations Functions Of Degree Three 51 9.1 UnconditionalEstimates...... 51 9.2 ConditionalUpperBounds ...... 53 9.3 Comparison...... 53 9.4 Problems ...... 53
10 Correlations Functions Of Higher Degrees 55 10.1 UnconditionalEstimates...... 55 10.2 ConditionalUpperBounds ...... 57 10.3Problems ...... 58
11 Some Arithmetic Correlation Functions 59 11.1 Divisors Correlation Functions ...... 59 11.2 Autocorrelation of the Sum of Divisors Function ...... 59 11.3 Autocorrelation of the Euler Totient Function ...... 60 11.4 Divisor And vonMangoldt Correlation Functions ...... 60 11.5 Shifted vonMangoldt Correlation Function ...... 60 11.6 CharactersCorrelationFunctions ...... 61
12 Improved Correlation Result 63 12.1MainResults ...... 63 12.2Comparison...... 64
13SomeAverageOrdersOfArithmeticFunctions 65 13.1 Correlation Functions over Subsets of Integers ...... 65
14 Exponential Sums Estimates 67 14.1SharperEstimate...... 67 14.2 ConditionalUpperBound ...... 67 14.3Problems ...... 68
15 Twisted Arithmetic Sums 69
16 Fractional Functions 71 Chapter 1
Introduction
Let f,g : N C be arithmetic functions, and let τ1, τ2,...τk N, and let k 1 be fixed integers. The k-degree−→ autocorrelation and correlation function of f and∈g are defined≥ by
R(τ)= f(n + τ )f(n + τ ) f(n + τ ). (1.1) 1 2 ··· k n x X≤ and C(τ)= f(n + τ )g(n + τ )g(n + τ )g(n + τ ) f(n + τ )g(n + τ ) (1.2) 1 1 2 1 ··· k k n x X≤ respectively. Some combinations of the parameters and functions are easy to evaluate but other are not. In particular, if f(n)= µ(n), the case τ1 = τ2 = = τk, with k 2Z, is usually not dif- ficulty to estimate or calculate. But the case τ = τ for some···i = j is usually∈ a challenging problem. i 6 j 6 Trivially, the autocorrelation function has the upper bound R(τ) f k x, where | |≪k k f = max f(n) . (1.3) n N k k ∈ {| |} And a priori, a random sequence f(n),f(n + 1),f(n + 3),... is expected to have the upper bound R(τ) f k x1/2(log x)B , where B > 0 is a constant, see [16], [17], [[18], Theorem 2], and [2]. | |≪k k Some extreme cases such that R(τ) f k x, are demonstrated in [62]. This note deals with the correlation functions for some| arithmetic|≫k k functions. The main results are Theorem 1.1 for the Mobius function, Theorem 1.2 for the Liouville function, and Theorem 1.2 for the vonMangoldt function.
1.1 Autocorrelations Of Mobius Functions
The study of the Mobius function and various forms of its autocorrelation is closely linked to the autocorrelations and distribution functions of binary sequences. The purpose is to improve the current theoretical results for the Mobius sequence µ(n): n 1 and the Liouville sequence λ(n): n 1 . Given a large number x 1, these{ results≥ imply} that the short sequences {µ(n),µ(n +≥ 1),...,µ} (n + r 1) and λ(n)≥, λ(n + 1),...,λ(n + r 1) of length r = [x] 1 {are well distributed and have− 2-level} correlation{ functions. The theory− and} recent results for≥ the correlation functions of some binary sequences are investigated in [17], et alii.
Theorem 1.1. Let C > 2 be a constant, and let k 1 be a small fixed integer. Then, for every large number x> 1, ≥ x µ(n + τ )µ(n + τ ) µ(n + τ )= O (1.4) 1 2 ··· k (log x)C n x X≤ for any fixed sequence of integers τ < τ < < τ . 1 2 ··· k 1 2 Chapter 1. Introduction
This result improves the upper bound for the average order of the correlations of Mobius functions
log log T 1 k µ(n + τ1)µ(n + τ2) µ(n + τk) k + T x , (1.5) ··· ≪ log T log1/3000 x 1 τi T x n 2x ≤X≤ ≤X≤ where 10 T x, see [28, p. 4], and [65]. Other related works are the special case ≤ ≤ µ(n)µ(r n)= O(x/(log x)B ) (1.6) − n r X≤ for almost every r > 1, and B > 0 constant, which is proved in [23], and the functions fields versions in [12], [14], and [66]. Specifically, there is an explicit upper bound
n 1/2 2 n 1 µ(F + f1)µ(F + f2) µ(F + fk) 2knq − +3rn q − , (1.7) ··· ≤ F Mn X∈ where fi Fq[x ] are distinct fixed polynomials of degree deg(fi) < n, and Mn = F Fq[x]: deg(F )=∈n is the subset of polynomials of degree deg(f )= n, this appears in [14]. { ∈ } i
Theorem 1.2. Let C > 2 be a constant, and let k 1 be a small fixed integer. Then, for every large number x> 1, ≥ x λ(n + τ )λ(n + τ ) λ(n + τ )= O (1.8) 1 2 ··· k (log x)C n x X≤ for any fixed sequence of integers τ < τ < < τ . 1 2 ··· k C The upper bound for simpler correlation functions n x µ(n)µ(n + 1) x/(log x) , in Theorem ≤ ≪ ?? in Section ??, and µ(n)µ(n + 1)µ(n + 2) x/(log x)C , in Theorem 9.1 in Section 9.1, are n x P considered first. The more≤ general proofs for Theorem≪ 1.1 and Theorem 1.2 appear in Section 10.1. P
1.2 Autocorrelations Of vonMangoldt Functions
The correlation of the vonMangoldt function is a long standing problem in number theory. It is the foundation of many related conjectures concerning the primes pairs such as p and p+2k as p , → ∞ where k 1 is fixed, and the prime m-tuples p,p+a1,p+a2,...,p+am, where a1,a2,...,am is an admissible≥ finite sequence of relatively prime integers. The most recent progress in the theory of the correlation of the von Mangoldt function are the various results based on the series of papers authored by [37]. These authors employed an approximation ΛR(n) of the function Λ(n) to obtain the estimate k x Λ (n)Λ (n + k)= G(k)x + O + O R2 , (1.9) R R ϕ(k) (log 2R/k)C n x X≤ confer Theorem 8.3 for the precise details. The density is defined by the singular series p 1 1 G(h)=2 − 1 . (1.10) p 2 − (p 1)2 p h n>2 Y| − Y − Another result in [39, Theorem 1.3] has a claim for the average Hardy-Littlewood conjecture, it covers almost all shift of the autocorrelation, but no specific value. A synopsis of the statement is recorded below.
x Λ(n)Λ(n + h)= G(h)x + O (1.11) (log x)C n x X≤ 1.2. Autocorrelations Of vonMangoldt Functions 3
C for all but O H/ log x values h with h h0 H, confer Theorem 8.4 for the precise details. The function fields version of these von Mangoldt| − | ≤ correlations results are proved in [57]. A simpler and different approach to the proof of the autocorrelation of the vonMangoldt function, which is actually valid for any fixed small value, is considered here. Theorem 1.3. Let x 1 be a large number, and let C > 2 be a constant. Then, for any fixed integer k 1, ≥ ≥ x Λ(n)Λ(n +2k)= a x + O , (1.12) k (log x)C/2 n x X≤ where the density ak = G(2k). The proof of Theorem 1.3 is the same as Theorem 8.5, which appears in Section 8.5. The new and interesting 3-level autocorrelation is described in Theorem 8.6. 4 Chapter 1. Introduction Chapter 2
Topics In Mobius Function
2.1 Representations of Liouville and Mobius Functions
The symbols N = 0, 1, 2, 3,... and Z = ..., 3, 2, 1, 0, 1, 2, 3,... denote the subsets of integers. For n N,{ the prime divisors} counting{ functions− − − are defined by } ∈ ω(n)= 1 and Ω(n)= 1 (2.1) p n pv n X| X| respectively. The former is not sensitive to the multiplicity of each prime p n, but the latter does count the multiplicity of each prime p n. | | For n 1, the quasiMobius function µ : N 1, 1 and the Liouville function λ : N 1, 1 ≥are defined, in terms of the prime∗ divisors−→ counting {− } functions, by −→ {− } µ (n) = ( 1)ω(n) and λ(n) = ( 1)Ω(n) (2.2) ∗ − − respectively. In addition, the Mobius function µ : N 1, 0, 1 is defined by −→ {− } ( 1)ω(n) n = p p p µ(n)= 1 2 v (2.3) 0− n = p p ··· p , 6 1 2 ··· v where the pi 2 are primes. The Mobius function is quasiperiodic. It has a period of 4, that is, µ(4) = =≥µ(4m) = 0 for any integer m Z. But its interperiods values are pseudorandom, that is, µ···(n)= µ(n +4) = = µ(n +4m) ∈ 1, 0, 1 is not periodic as n . In contrast, the Liouville function is antiperiodic,··· since λ(pn∈)= {− λ(n)} for any fixed prime p→ ∞2 as n . − ≥ → ∞ The quasiMobius function and the Mobius function coincide on the subset of squarefree integers. From this observation arises a fundamental identity. Lemma 2.1. For any integer n 1, the Mobius function has the expansions ≥ µ(n) = ( 1)ω(n)µ2(n) and µ(n) = ( 1)Ω(n)µ2(n). (2.4) − − The characteristic function for squarefree integers is closely linked to the Mobius function. Lemma 2.2. For any integer n 1, the characteristic function for squarefree integers has the expansion ≥ µ(n)2 = µ(d). (2.5) d2 n X| Lemma 2.3. For any integer n 1, the Liouville function has the expansion ≥ λ(n)= µ(n/d2). (2.6) d2 n X| 5 6 Chapter 2. Topics In Mobius Function
Proof. Observe that λ(n) is a completely multiplicative function, so it is sufficient to verify the claim for prime powers pv, v 1, refer to [1, p. 50], and [77, p. 471], for similar information. ≥ Lemma 2.4. For any integer n 1, the Mobius function has the expansion ≥ µ(n)= µ(d)λ(n/d2). (2.7) d2 n X| Proof. Use Lemma 2.3, and the inversion formula
f(n)= g(d) and g(n)= µ(d)f(n/d), (2.8) d n d n X| X| refer to [1], and [77], for similar information. Lemma 2.5. For any integer n 1, the quasi Mobius function has the expansion ≥ ( 1)ω(n) = µ(q)d(q), (2.9) − q n X| where d(n)= d n 1 is the number of divisors function. | Proof. It is sufficientP to prove it at the prime powers pk, where k 1, see [77, p. 473] for more details. ≥ Lemma 2.6. For any integer n 1, the Liouville function has the expansion ≥ λ(n)= µ(n/d2). (2.10) d2 n X| Proof. Observe that λ(n) is a completely multiplicative function, so it is sufficient to verify the claim for prime powers pv, v 1, refer to [1, p. 50], and [77, p. 471], for similar information. ≥ A direct approach can be used to derive the last convolution formula via the series λ(n) 1 µ(n) = . (2.11) ns n2s ns n 1 n 1 n 1 X≥ X≥ X≥ The characteristic function for squarefree integers is closely linked to the Mobius function. Lemma 2.7. For any integer n 1, the Mobius function has the expansion ≥ µ(n)= µ(d)λ(n/d2). (2.12) d2 n X| Proof. Use Lemma 2.6, and the inversion formula
f(n)= g(d) and g(n)= µ(d)f(n/d), (2.13) d n d n X| X| refer to [1], and [77], for similar information. Lemma 2.8. For any integer n 1, the characteristic function for squarefree integers has the expansion ≥ 1 n = p p p , µ(n)2 = µ(d)= 1 2 ··· v (2.14) 0 n = p1p2 pv, d2 n 6 ··· X| where the p 2 are primes. i ≥ The characteristic function for square integers is closely linked to the Liouville function and has similar properties. 2.2. Signs And Oscillations 7
Lemma 2.9. For any integer n 1, the characteristic function for square integers has the expan- sion ≥ 1 n = m2, λ(d)= (2.15) 0 n = m2, d n 6 X| where m N. ∈ 2.2 Signs And Oscillations
The observed signs changes of the multiplicative function µ : N 1, 0, 1 are sufficiently ran- dom. This phenomenon is known as the Mobius randomness principle−→ {−, [55,} p. 338]. In fact, the number of consecutive signs changes µ(n) = µ(n + 1) over the interval [1, x] satisfies the lower bound x/(log x)8, confer [20], [29], [47], [46],− and the recent stronger result in [64, Corollary 4], et alii. ≫
The elementary concepts are discussed in [77, p. 412], and [70]. A pattern of length k +1 1 is a vector of values (e ,e ,...,e ) where e 1, 0, 1 . Since every sequence of consecutive integers≥ 0 1 r i ∈ {− } of length k 4 has an integer divisible by four, the pattern e0,e1,e2,e3 =0,e4,...,ek, or a linear shift, must≥ occur on every sequence
µ(n)= e0,µ(n +1)= e1,µ(n +2)= e2,µ(n +3)= e3,...,µ(n + k)= ek (2.16) of length k 4 where e 1, 0, 1 . ≥ i ∈ {− } But for shorter pattern, all the possible combination can occur. For example, if x 1 is large, then every short interval [x, 2x] has a consecutive sign change µ(n) = µ(n + 1) with≥ n [x, 2x] as x . − ∈ −→ ∞ A basic result on the patterns of the Mobius function is proved here.
Lemma 2.10. Let k 1 be a fixed integer. Then, there exists two infinite sequences of integers M , and n M≥ such that m −→ ∞ ≤ m µ(n)= e0, µ(n +1)= e1, µ(n +2)= e2, ..., µ(n + k)= ek, (2.17) where the values e =0 for 0 i r specify a fixed pattern. i ≤ ≤ 2 2 2 2 Proof. Let pm+i be primes for i = 0, 1, 2,...,k, and let Mm = pmpm+1pm+2 pm+k. Consider the system of congruences ··· n e mod p2 , n +1 e mod p2 , ..., n + k e mod p2 . (2.18) ≡ 0 m ≡ 1 m+1 ≡ k m+k Since the Nicomachus functional (x = e , x = e 1, x = e 2,...,x = e k) Z/MZ (2.19) 0 0 1 1 − 2 2 − k k − −→ is one-to-one, see [34, p. 48], there is a unique integer n 1 for each distinct M = Mm 2. In particular, as m , a sequence of infinitely many≥ integers n that satisfies (2.17)≥ are generated. −→ ∞
The size x 1 of the interval [1, x], restricts the length k+1 1 of the fixed patterns (e0,e1,e2,...,ek). Exampli gratia,≥ using consecutive primes, the maximal length≥ of any pattern can be estimated as follows: k+1 M = p2 p2 p2 p2 22 x, (2.20) m m m+1 +2 ··· m+k ≤ ≤ where p =2,p < 2p ,p < 2p ,.... Thus, k +1 log log x/ log 2. 1 2 1 3 2 ≤ Some theoretical and numerical data for the Liouville function λ(f(n)) with some polynomials f(x)= ax2 + bx + c Z[x] arguments are compiled in [8]; and some results for cubic polynomials are given in [51]. ∈ 8 Chapter 2. Topics In Mobius Function
2.3 Dyadic Representation
The Mobius function is quasiperiodic. It has a period of 4, that is, µ(4) = µ(8) = = µ(4m)=0 for any integer m Z. But its interperiods values are quasirandom, that is, µ(n···) = µ(n +4) = = µ(n +4m) ∈ 1, 0, 1 are undetermined as n . ··· ∈ {− } → ∞ Lemma 2.11. (Dyadic representation) Let y 1 and z 1 be a pair of fixed parameters, and let n N be an integer. Then ≥ ≥ ∈ µ(n)= µ(d)µ(e)+ µ(d)µ(e). (2.21) − d y, e z d>y, e>z deX≤n X≤ deXn X | | Proof. Since µ(mn) = µ(m)µ(n) for relatively prime integers gcd(m,n) = 1, and µ(mn) = 0 if gcd(m,n) > 1, it is sufficient to verify the identity for prime powers pk, with k 1. Take n = pk and y = z = p, then ≥
µ(pk) = µ(d)µ(e)+ µ(d)µ(e) − d p, e p d>p, e>p ≤ ≤ deXpk X deXpk X | | = µ(1)µ(1) µ(1)µ(p) µ(p)µ(1) µ(p)µ(p)+ µ(p2)µ(p2)+ − − − − ··· 1 if k =1, = − (2.22) 0 if k 2. ( ≥ As the divisors d, e p2 occur in the second double sum, and µ(pk) = 0 if k 2, it does not contribute to the total.≥ ≥ Some applications are given in [55, Proposition 13.2]. Lemma 2.12. Let α,β > 0 and ε> 0 be fixed real numbers. Then, for all sufficiently large x 1, ≥ α+β+ε 1 (α+β)+ε µ(n)= O x + x − . (2.23) n x X≤ Proof. Take xα, and z = xβ. Replacing these parameters and summing the Mobius function dyadic representation in Lemma 2.11 return
µ(n) = µ(d)µ(e)+ µ(d)µ(e) − n x n x d xα, e xβ d>xα, e>xβ X≤ X≤ deX≤ n X≤ deXn X | | = µ(d)µ(e)+ µ(d)µ(e). − n x, d xα, e xβ n x, d>xα, e>xβ deX≤n X≤ X≤ deX≤n X X | | Interchanging sums and taking absolute values return
µ(n) 1+ 1 ≤ n x d xα, e xβ , n x d>xα, e>xβ , n x X≤ X≤ X≤ Xbc≤n X X Xbc≤n | | α+β+ε 1 (α+β)+ε = O x + O x − . The inner sum counts the number of divisors of the integer n x in two ways, so it has the upper ε ≤ bound de n 1= O(x ), where ε> 0 is an arbitrarily small number. | An interestingP case of Lemma 2.24 would be to determine a common limit suprema of the two sums of the parameters α > 0, β > 0, and ε > 0. It appears that the best choice of parameters α = β =1/4? This yields the common upper limit
? lim sup α + β + ε , lim sup 1 (α + β)+ ε 1/2+ ε. (2.24) α,β 1 { } α,β 1 { − } ≤ ≤ ≤ 2.4. Problems 9
Conjecture 2.1. (Mobius Randomness Law) For a bounded function f : N C, the partial sum −→ µ(n)f(n)= o(x) (2.25) n x X≤ is small relative to a large number x 1. ≥ Example 2.1. This example shows that the Mobius randomness law works for some bounded functions. For an irrational number α> 0,
µ(n)eiαπn = o(x). n x X≤ Example 2.2. This example shows that the Mobius randomness law fails for unbounded functions. For a large number x 1, ≥ µ(n)Λ(n)= log p = x + O(x/ log x), − − n x p x X≤ X≤ where the last sum ranges over the primes p x. ≤ 2.4 Problems
Exercise 2.1. Use Lemma ?? to show that µ(n) λ(n) < 1 and < 2. n n n x n x X≤ X≤ µ(n) These are simple explicit estimates; other sharper explicit estimates of the forms n x n < 1/ log x are proved in [10]. ≤ P Exercise 2.2. Show that the Mobius function representation is not unique; there are other rep- resentations: µ(n) = ( 1)ω(n)µ2(n)= µ(n) = ( 1)Ω(n)µ2(n). − − Exercise 2.3. Find an expansion for the Liouville function
( 1)Ω(n) =?? λ(q)d(q) analogous to ( 1)ω(n) = µ(q)d(q). − − q n q n X| X| Exercise 2.4. Use a result for infinitely many pairs of primes bounded by a constant to show that the Liouville function (or Mobius function) changes sign infinitely often. 10 Chapter 2. Topics In Mobius Function Chapter 3
Some Average Orders Of Arithmetic Functions
The averages orders for several arithmetic functions are calculated here. These estimates, which are of independent interest, will be used later on.
3.1 Unconditional Estimates
Theorem 3.1. If C > 0 is a constant, and µ is the Mobius function, then, for any large number x> 1,
x (i) µ(n)= O . logC x n x X≤ µ(n) 1 (ii) = O . n logC x n x X≤ Proof. See [24, p. 6], [52, p. 347].
√log x There are sharper bounds, say, O(xe− ), but the simpler notation will be used here. And the conditional estimate O(x1/2 log x) presupposes that the nontrivial zeros of the zeta function ζ(ρ) = 0 in the critical strip 0 < e(s) < 1 are of the form ρ = 1/2+ it,t R. Moreover, the explicit upper bounds are developed{ ℜ in [10]. } ∈
The Mobius function over an arithmetic progression is linked to the Siegel-Walfisz Theorem for primes in arithmetic progressions, it has the upper bound given below, see [55, p. 424], [67, p. 385].
Theorem 3.2. Let a, q be integers such that gcd(a, q)=1. If C > 0 is a constant, and µ is the Mobius function, then, for any large number x> 1,
x (i) µ(n)= O . logC x n x n aX≤mod q ≡ µ(n) 1 (ii) = O . n logC x n x n aX≤mod q ≡
11 12 Chapter 3. Some Average Orders Of Arithmetic Functions
Lemma 3.1. Let C > 1 be a constant, and let d(n)= d n 1 be the divisors function. Then, for any sufficiently large number x> 1, | P x µ(n)d(n)= O . (3.1) (log x)C n x X≤ Proof. Rewrite the finite sum as
µ(n)d(n)= µ(n) 1= µ(n). (3.2) n x n x d n d x, n x/d X≤ X≤ X| X≤ X≤ Next, applying Theorem 3.1 to the inner finite sum yields:
x 1 µ(n) = O (3.3) logC x d d x, n x/d d x X≤ X≤ X≤ x = O C 1 , log − x with C > 1. Exactly the same result is obtained via the hyperbola method, see [76, p. 322]. For C > 1, this estimate of the twisted summatory divisor function is nontrivial. The summatory divisor function 1/2 has the asymptotic formula n x d(n)= x(log x +2γ 1) + O(x ). ≤ − P Lemma 3.2. Let C > 1 be a constant, and let d(n) = d n 1 be the divisor function. Then, for any sufficiently large number x> 1, | P µ(n)d(n) 1 = O . (3.4) n (log x)C n x X≤
Proof. Let U(x)= n x µ(n)d(n). A summation by parts leads to the integral representation ≤ P µ(n)d(n) x 1 = dU(t). (3.5) n t n x 1 X≤ Z For information on the Abel summation formula, see [15, p. 4], [67, p. 4], [86, p. 4]. Evaluate the integral: x 1 1 x x 1 x dU(t)= O + U(t)dt = O , (3.6) t x · logC x t2 logC x Z1 Z1 where the constant is C 1 > 0. − Theorem 3.3. If C > 0 is a constant, and λ is the Liouville function, then, for any large number x> 1,
x (i) λ(n)= O . logC x n x X≤ λ(n) 1 (ii) = O . n logC x n x X≤ Proof. These follow from Theorems 3.1, and 3.2 via Lemma 2.3.
Lemma 3.3. Let C > 1 be a constant, and let d(n)= d n 1 be the divisors function. Then, for any sufficiently large number x> 1, | P x λ(n)d(n)= O . (3.7) (log x)C n x X≤ 3.2. Mean Value And Equidistribution 13
Proof. Use Lemma 2.3, and Lemma 3.2.
Lemma 3.4. Let C > 1 be a constant, and let d(n) = d n 1 be the divisor function. Then, for any sufficiently large number x> 1, | P λ(n)d(n) 1 = O . (3.8) n (log x)C n x X≤
Proof. Let R(x) = n x λ(n)d(n). Now use summation by parts as illustrated in the proof of Lemma 3.3. ≤ P 3.2 Mean Value And Equidistribution
An equidistribution result for arithmetic functions over arithmetic progressions of level of distri- bution θ < 1/2 is recorded here. This result is applicable to a wide range of complex valued arithmetic functions f : N C . −→ Theorem 3.4. ([90, Theorem 1]) Let x 1 be a large number. Let f : N C be a multiplicative number theoretical function such that f(≥n) = χ(n), where χ is a Dirichlet−→ character, and satisfies the followings conditions. 6
(i) f(pv) c vc2 for all prime powers pv, v 1, and a pair of constants c ,c > 0. | |≤ 1 ≥ 1 2 x (ii) f(p)+ τ = O for τ R, and c > 0. | | logc3 x ∈ 3 p x X≤
Then, for any constant C > 0, there exists a constant B = B(C,c3,f) > 0, for which
a(τ) x max max f(n) f(n) , (3.9) a mod q z x − ϕ(q) ≪ logC x q x1/2/ logB x ≤ n z n z ≤ X n aX≤mod q n aX≤mod q ≡ ≡ where a(τ)=0 if τ 0 otherwise a(τ )=1 for τ > 0. ≤ Corollary 3.1. Let a 1 be a fixed parameter, and let x 1 be a large number. If C > 0 is a constant, then ≥ ≥
x max max µ(n) , (3.10) a mod q z x ≪ logC x q x1/2/ logB x ≤ n z ≤ X n aX≤mod q ≡ where the constant B > 0 depends on C.
Proof. Let the parameter τ = 0, and let f(n)= µ(n). A routine calculation shows that
f(nm)= µ(mn)= µ(m)µ(n)= f(m)f(n) (3.11) is multiplicative for all integers m,n n a mod q : n N such that gcd(m,n) = 1. Moreover, the conditions ∈{ ≡ ∈ }
(i) f(pv) = µ(pv) 1 for all prime powers pv, v 1, and any a 1; | | | |≤ ≥ ≥ x (ii) f(p)+ τ = µ(p) = O for all large x 1, and any a 1; | | | | log x ≥ ≥ p x p x X≤ X≤ are valid. Thus, an application of Theorem 3.4 completes the verification.
This corollary was previously proved in [84]. 14 Chapter 3. Some Average Orders Of Arithmetic Functions
Corollary 3.2. Let x 1 be a large number, and let f(n) = O(1) be a bounded multiplicative function. If C > 0 is a≥ constant, and f(n) = ( 1)Ω(n), and f(n) = χ(n), where χ is a Dirichlet character, then 6 − 6
x max max ( 1)Ω(n)f(n) , (3.12) a mod q z x − ≪ logC x q x1/2/ logB x ≤ n z ≤ X n aX≤mod q ≡
where the constant B > 0 depends on C. Proof. Let the parameter τ = 0. Since both f(n) and ( 1)Ω(n) are multiplicative, the product − g(mn) = ( 1)Ω(mn)f(mn) = ( 1)Ω(m)+Ω(n)f(m)f(n)= g(m)g(n) (3.13) − − is also multiplicative for any m,n N, gcd(m,n) = 1. Moreover, the conditions ∈ v (i) g(pv) = ( 1)Ω(p )g(pv) 1 for all prime powers pv, and v 1; | | − ≪ ≥
x (ii) g(p)+ τ = ( 1) Ω(p)f(p) = O for all large x 1; | | − log x ≥ p x p x X≤ X≤ are valid since f(n) = ( 1) Ω(n). Thus, assuming both f(n) = ( 1)Ω(n) and f(n) = χ(n), where χ is a Dirichlet character,6 − an application of Theorem 3.4 completes6 − the verification.6 There is another approach through the generalized Bombieri-Vinogradov Theorem, which provides the summation 1 √qx µ(n)= µ(n)+ O , (3.14) ϕ(q) logC x n x n x n aX≤mod q gcd(Xn,q≤ )=1 ≡ confer [28, p. 40] for more details.
There is another approach through the generalized Bombieri-Vinogradov Theorem, which provides the summation 1 √qx µ(n)= µ(n)+ O , (3.15) ϕ(q) logC x n x n x n aX≤mod q gcd(Xn,q≤ )=1 ≡ confer [28, p. 40] for more details.
3.3 Conditional Estimates
The conditional estimates assume the optimal zerofree region s C : e(s) > 1/2 of the zeta function. { ∈ ℜ }
Theorem 3.5. Suppose that ζ(ρ)=0 ρ = 1/2+ it,t R. If µ(n) = 1, 0, 1 is the Mobius function, then, for any large number x>⇐⇒1, ∈ −
(i) µ(n)= O x1/2 log x . n x X≤ µ(n) log2 x (ii) = O . n x1/2 n x X≤ These results, and other sharper bounds, are widely available in the literature, see [67], [86], et cetera. 3.4. Densities For Squarefree Integers 15
Lemma 3.5. Suppose that ζ(ρ)=0 ρ = 1/2+ it,t R. Let d(n) = d n 1 be the divisor function. Then, for any sufficiently large⇐⇒ number x> 1, ∈ | P µ(n)d(n)= O x1/2 log x . (3.16) n x X≤ Proof. The generating series has the expression µ(n)d(n) 2 = 1 ns − ps n 1 p 2 X≥ Y≥ 1 1 2 1 − = 1 1 (3.17) ζ(s) − ps − ps p 2 Y≥ 1 1 g(s) = 1 = , ζ(s) − ps 1 ζ(s) p 2 Y≥ − where g(s) is an absolutely convergent holomorphic function on the complex half plane e(s) > 1/2. Let x R Q be a large real number. Applying the Perron formula returns: ℜ ∈ − c+i s 1 ∞ g(s) x µ(n)d(n)= ds = Res(s,f(s)), (3.18) i2π ζ(s) s n x c i s X≤ Z − ∞ X∈P where c is a constant, and = 0,ρ : ζ(ρ)=0 is the set of poles of the meromorphic function g(s) xs P { } f(s)= ζ(s) s . Using standard analytic methods, [67, p. 139], [86, p. 219], et cetera, this reduces to the sum of residues Res(s,f(s)) = O x1/2 log2 x . (3.19) s X∈P Let x N be a large integer, and ε> 0 be an arbitrarily small number. Since the average ∈ 1 µ(n)d(n)+ µ(n)d(n) = O x1/2 log2 x , (3.20) 2 n x ε n x+ε ≤X− ≤X holds for all integers x 1, the upper bound holds for all large real numbers x 1. ≥ ≥
Lemma 3.6. Suppose that ζ(ρ)=0 ρ = 1/2+ it,t R. Let d(n) = d n 1 be the divisor function. Then, for any sufficiently large⇐⇒ number x> 1, ∈ | P µ(n)d(n) log2 x = O . (3.21) n x1/2 n x X≤ The proofs are similar to those in Lemmas 3.3 and 3.4, but use the conditional results in Lemma 3.5.
3.4 Densities For Squarefree Integers
The subset of squarefree integres is ususlly denoted by
= n Z : n = p p p , with p prime (3.22) Q { ∈ 1 2 ··· t k } and the subset of nonsquarefree integers is denoted by
= n Z : n = p p p , with p prime . (3.23) Q { ∈ 6 1 2 ··· t k } Lemma 3.7. Let µ(n) be the Mobius function. Then, for any sufficiently large number x> 1, 6 µ(n)2 = x + O x1/2 . (3.24) π2 n x X≤ 16 Chapter 3. Some Average Orders Of Arithmetic Functions
Lemma 3.8. Let µ(n) be the Mobius function. Then, for any sufficiently large number x> 1,
µ(n)2 =Ω x1/2 . (3.25) n x X≤
Lemma 3.9. Let d(n) = d n 1 be the divisors function, and let µ(n) be the Mobius function. Then, for any sufficiently large| number x> 1, P 6 µ(n)2d(n)= (log x +1 γ)x + O x1/2 . (3.26) π2 − n x X≤ Lemma 3.10. Fir a pair of integers 1 a < q. Let x 1 be a large number, and let µ : Z 1, 0, 1 be the Mobius function. Then,≤ for some constant≥ c> 0, −→ {− } c µ(n)2 = x + O x1/2 . (3.27) q n x n aX≤mod q ≡ Proof. Consult the literature.
3.5 Subsets of Squarefree Integers of Zero Densities
A technique for estimating finite sums over subsets of integers N of zero densities in the set of integers N is sketched here. Write the counting function as AA( ⊂x) = # n x : n . The case for squarefree integers occurs frequently in number theory. In this case,{ let≤ ∈= A}n N : µ(n) =0 , and the measure A(x) = # n x : n = o(x). A⊂Q { ∈ 6 } { ≤ ∈ A}
Lemma 3.11. Let C > 1 be a constant, let d(n) = d n 1 be the divisors function. If A(x) = C | O(x/ log x), then, for any sufficiently large number x>P 1, x µ(n)2d(n)= O . (3.28) (log x)C n x,n ≤X∈A ω(n) Proof. For squarefree integers the divisor function reduces to d(n) = d n 1=2 , but this is not required here. Rewrite the finite sum as | P µ(n)2d(n)= µ(n)2 1= µ(n)2. (3.29) n x,n n x,n d n d x, n x/d,n ≤X∈A ≤X∈A X| X≤ ≤ X ∈A Next, applying the measure A(x) = # n x : n = O(x/ logC x) to the inner finite sum yields: { ≤ ∈ A}
x 1 µ(n)2 = O (3.30) C d d x, n x/d,n log x d x X≤ ≤ X ∈A X≤ x = O C 1 , log − x with C > 1.
Lemma 3.12. Let C > 1 be a constant, and let d(n) = d n 1 be the divisor function. If C | A(x)= O(x/ log x), then, for any sufficiently large number x>P 1, µ(n)2d(n) 1 = O . (3.31) n (log x)C n x,n ≤X∈A 3.6. Problems 17
2 Proof. Let R(x)= n x,n µ(n) d(n). A summation by parts leads to the integral representation ≤ ∈A P µ(n)2d(n) x 1 = dR(t). (3.32) n t n x,n 1 ≤X∈A Z For information on the Abel summation formula, see [15, p. 4], [67, p. 4], [86, p. 4]. Evaluate the integral: x 1 1 x x 1 1 dR(t)= O + R(t)dt = O , (3.33) t x · logC x t2 logC x Z1 Z1 where the constant is C 1 > 0. − 3.6 Problems
Exercise 3.1. Let x 1 be a large number. Show that the Prime Number Theorem implies that ≥ 2 µ (n)+ µ(n) 3 c√log x µ(n)= = x + O xe− . 2 π2 n x,µ(n)=1 n x ≤ X X≤ Exercise 3.2. Let x 1 be a large number. Show that the Prime Number Theorem implies that ≥ 2 µ (n) µ(n) 3 c√log x µ(n)= − = x + O xe− . 2 π2 n x,µ(n)= 1 n x ≤ X − X≤
Exercise 3.3. Let x 1 be a large number, and let sn : n N N be a subsequence of integers, including random sequences.≥ Compute an asymptotic{ formula∈ or}⊂ estimate for
µ(sn). n x X≤ Exercise 3.4. Let x 1 be a large number. Show that the main term in the finite sum ≥ # n x : n = m2 = λ(d) = [x1/2]+ E(x), { ≤ } n x, d n X≤ X| is M(x) = [x1/2]. But the error term E(x)= O(x1/2) has the same order of magnitude. Hence, it can change signs infinitely often. Exercise 3.5. Let x 1 be a large number, and let [x]= x x be the largest integer function. Consider the finite sum≥ −{ } λ(d) x λ(d)= λ(d) 1= x λ(d) . d − d n x, d n d x n x d x d x X≤ X| X≤ Xd≤n X≤ X≤ n o | Prove or disprove that the main term and the error term are λ(d) M(x)= λ(d) and E(x)= x − d d x d x X≤ X≤ respectively, where M(x) = [x1/2], and E(x)= O(x1/2). Exercise 3.6. Let x 1 be a large number. Show that the main term in the finite sum ≥ x1/2 λ(d) < 2x1/2. ≤ n x d n X≤ X| Exercise 3.7. Let x 1 be a large number. Show that the Prime Number Theorem implies that ≥ µ(n) 1 µ(n) µ(n) 4 µ(n) = − and = , n 3 n n 3 n n 1, n=even n 1 n 1, n=odd n 1 ≥ X X≥ ≥ X X≥ 18 Chapter 3. Some Average Orders Of Arithmetic Functions Chapter 4
Mean Values of Arithmetic Functions
Various properties and important results on the mean values of arithmetic functions are discussed and surveyed in this chapter. The mean value results due to Wintner, Wirsing, Halasz, and a new result in comparative multiplicative functions due to Indlekofer, Katai and Wagner are the main topic. There is a well documented literature on this topic, see [40, Section 3], and [54, Propositions 1 to 4] for introductions, and [42] for advanced materials.
4.1 Some Definitions
Let f : N C be a complex valued arithmetic function on the set of nonnegative integers. → Definition 4.1. An arithmetic function f : N C is multiplicative if −→ f(mn)= f(m)f(n), gcd(m,n), (4.1) and completely multiplicative if (4.1) holds for all pairs of integers. Definition 4.2. The mean value of an arithmetic function is defined by 1 M(f) = lim f(n). (4.2) x x →∞ n x X≤ The mean value of an arithmetic function is sort of a weighted density of the subset of integers supp(f) = n N : f(n) = 0 N, which is the support of the function f, see [83, p. 46] for a discussion of{ the∈ mean value.6 } ⊂ Definition 4.3. The natural density of a subset of integers N is defined by A⊂ n x : n δ( ) = lim { ≤ ∈ A}. (4.3) x A →∞ x 4.2 Some Results For Arithmetic Functions
This section investigates the two cases of convergent series, and divergent series f(n) f(n) < and = , (4.4) n ∞ n ±∞ n 1 n 1 X≥ X≥ and the corresponding mean values 1 1 M(f) = lim f(n) = 0 and M(f) = lim f(n) =0 x x x x 6 →∞ n x →∞ n x X≤ X≤ respectively. First, a result on the case of convergent series is considered here.
19 20 Chapter 4. Mean Values of Arithmetic Functions
1 Lemma 4.1. Let f : N C be an arithmetic function. If the series n 1 f(n)n− converges, then its mean value −→ ≥ 1 P M(f) = lim f(n) = 0 (4.5) x x →∞ n x X≤ vanishes. 1 1 Proof. Consider the pair of finite sums n x f(n), and n x f(n)n− . By hypothesis, n x f(n)n− = c + o(1), where c = 0 is constant, for large≤x 1. Therefore≤ ≤ 6 P ≥ P P f(n) f(n) = n (4.6) · n n x n 1 ≤ ≥ X Xx = t dR(t) 1 · Z x = xR(x) R(1) R(t)dt − − Z1 = o(x),
1 where R(t) = n t f(n)n− . By the definition of the mean value of a function in (4.2), this confirms that f(n)≤ has mean value zero. P This is standard material in the literature, see [73, p. 4]. The second case is covered by a few results on divergent series, which are considered next.
1 Let f(n)= d n g(d), and let the series c = n x g(n)n− be absolutely convergent. Under these conditions, the| mean value of the function f(n)≤ can be determined indirectly from the properties P P of the function g(n). Theorem 4.1. (Wintner) Consider the arithmetic functions f,g : N C, and assume that the associated generating series are zeta multiple −→ f(n) g(n) = ζ(s) . (4.7) ns ns n 1 n 1 X≥ X≥ Then, the followings hold. s 1 (i) If the series n 1 f(n)n− is defined for e(s) > 1, and the series c = n x g(n)n− is absolutely convergent,≥ then the mean value,ℜ and the partial sum are given by ≤ P P 1 g(n) M(f) = lim and f(n)= cx + o(x). x x n →∞ n 1 n x X≥ X≤ s 1 (ii) If the series n 1 f(n)n− is defined for e(s) > 1/2, and the series c = n x g(n)n− is absolutely convergent,≥ then, for any ε> 0,ℜ the mean value, and the partial sum≤ are given by P P 1 g(n) M(f) = lim and f(n)= cx + O x1/2+ε . x x n →∞ n 1 n x X≥ X≤ Proof. (i) The partial sum of the series (4.7) is rearranged as
f(n) = g(d) (4.8) n x n x d n X≤ X≤ X| = g(d) 1 d x n x/d X≤ X≤ x x = g(d) d − d d x X≤ n o g(d) = x + O g(d) , d | | d x d x X≤ X≤ 4.2. Some Results For Arithmetic Functions 21 wheere x = x [x] is the fractional part function. The first line arises from the convolution of { } − s s the power series ζ(s)= n 1 n− , and n 1 g(n)n− . This is followed by reversing the order of summation. Moreover, the first≥ finite sum is≥ P P g(n) g(n) = + o(1) = c + o(1). (4.9) n n n x n 1 X≤ X≥ 1 because n 1 g(n)n− is absolutely convergent. A use a dyadic method to split the second finite sum as ≥ P g(d) g(d) g(d) = | | d + | | d (4.10) | | d · d · d x d x1/2 x1/2 d x X≤ ≤X X≤ ≤ g(d) g(d) x1/2 | | + x | | ≤ d d d x1/2 x1/2 d x ≤X X≤ ≤ = O x1/2 + o(x) = o(x). 1 Again, this follows from the absolute convergence n 1 g(n) n− < . ≥ | | ∞ Similar proofs appear in [71, p. 138], [24, p. 83], andP [44, p. 72]. Another derivation of the Wintner Theorem from the Wiener-Ikehara Theorem is also given in [71, p. 139]. Theorem 4.2. (Axer) Let f,g : N C, be arithmetic functions and assume that the associated generating series are zeta multiple −→ f(n) g(n) = ζ(s) . (4.11) ns ns n 1 n 1 X≥ X≥ s If the series n 1 f(n)n− is defined for e(s) > 1, and n x g(n) = O(x) is convergent, then the mean value,≥ and the partial sum are givenℜ by ≤ | | P P g(n) M(f)= and f(n)= cx + o(x). (4.12) n n 1 n x X≥ X≤ The goal of the next result is to strengthen Wintner Theorem by removing the absolutely conver- gence condition. Theorem 4.3. Let f,g : N C, be arithmetic functions and assume that the associated gener- ating series are zeta multiple−→ f(n) g(n) = ζ(s) . (4.13) ns ns n 1 n 1 X≥ X≥ s 1 If the series n 1 f(n)n− is defined for e(s) > 1/2, and the series c = n x g(n)n− is convergent, then,≥ ℜ ≤ P g(n) P M(f)= and f(n)= cx + o(x). (4.14) n n 1 n x X≥ X≤ Proof. (i) The partial sum of the series (4.13) is rearranged as
n f(n) = n g(d) (4.15) · n x n x d n X≤ X≤ X| = g(d) n d x n x/d X≤ X≤ x2 x2 = g(d) + o 2d 2d d x X≤ x2 g(d) x2 g(d) = + o , 2 d 2 d d x d x X≤ X≤
22 Chapter 4. Mean Values of Arithmetic Functions wheere x = x [x] is the fractional part function. The first line arises from the convolution of { } − s s the power series ζ(s)= n 1 n− , and n 1 g(n)n− . This is followed by reversing the order of summation. Moreover, the first≥ finite sum is≥ P P g(n) g(n) = + o(1) = c + o(1). (4.16) n n n x n 1 X≤ X≥ 1 because n 1 g(n)n− is absolutely convergent. A use a dyadic method to split the second finite sum as ≥ P g(d) g(d) g(d) = | | d + | | d (4.17) | | d · d · d x d x1/2 x1/2 d x X≤ ≤X X≤ ≤ g(d) g(d) x1/2 | | + x | | ≤ d d d x1/2 x1/2 d x ≤X X≤ ≤ = O x1/2 + o(x) = o(x).
1 Again, this follows from the absolute convergence n 1 g(n) n− < . Lastly, but not least, the original partial sum is recovered by partial summation.≥ | | ∞ P The comparative multiplicative functions result due to Indlekofer, Katai, and Wagner is presented here. A related and simpler result has the following claim.
Theorem 4.4. (Hall) Suppose that f : N C is a multiplicative function with the following properties. −→
(i) f(n) 1 for all integers n N. | |≤ ∈ (ii) f(n) D = z 1 : z C , the unit disk on the complex plane. ∈ {| |≤ ∈ } Then
1 cD(f,x) f(n) e− , (4.18) x ≪ n x X≤ where c> 0 is a small constant, and
1 e(f(p)) D(f, x)= −ℜ . (4.19) p p x X≤ Proof. A recent proof appears in [42, p. 3].
Theorem 4.5. (Halasz) Suppose that f : N C is a multiplicative function with the following properties. −→
(i) f(n) 1 for all integers n N. | |≤ ∈ (ii) f(n) D = z 1 : z C , the unit disk on the complex plane. ∈ {| |≤ ∈ } Then, as x , → ∞ 1 cD(f,x) f(n) e− , (4.20) x ≪ n x X≤ where 1 e(f(p)piy) M(T, x)= min y 2T −ℜ . (4.21) | |≤ p p x X≤ 4.3. Wirsing Formula 23
4.3 Wirsing Formula
This formula provides decompositions of some summatory multiplicative functions as products over the primes supports of the functions. This technique works well with certain multiplicative functions, which have supports on subsets of primes numbers of nonzero densities.
Theorem 4.6. ([89, p. 71]) Suppose that f : N C is a multiplicative function with the following properties. −→
(i) f(n) 0 for all integers n N. ≥ ∈ (ii) f pk ck for all integers k N, and c< 2 constant. ≤ ∈ (iii) There is a constant τ > 0 such x f(p) = (τ + o(1)) (4.22) log x p x X≤ as x . −→ ∞ Then 1 x f(p) f p2 f(n)= + o(1) 1+ + + . (4.23) eγτ Γ(τ) log x p p2 ··· n x p x ! X≤ Y≤ ∞ s 1 st The gamma function appearing in the above formula is defined by Γ(s) = 0 t − e− dt,s C. The intricate proof of Wirsing formula appears in [89]. It is also assembled in various papers,∈ such as [50], [71, p. 195], and discussed in [67, p. 70], [86, p. 308]. Various applicationsR are provided in [61], [74], [91], et alii.
4.4 Result In Comparative Multiplicative Functions
The mean value results due to Wirsing and Halasz, see [40, Section 3], and [54, Propositions1 to 4] for an introduction to the basic theorems were expanded to a comparative multiplicative functions result in [54].
Theorem 4.7. ([54, Theorem]) Let g be a multiplicative function satisfying g(n) 0, and let f be a complex-valued function, which satisfies f(n) g(n) for every positive integer≥n N. Let | |≤ ∈ ia g(p) e(f(p)p− −ℜ . (4.24) p p 2 X≥ (i) If there exists a real number a R such that the series (4.24) converges for a = a , then 0 ∈ 0 1 − xia0 f(pm) g(pm) f(n)= 1+ m(1+ia ) 1+ m g(n)+o g(n) 1+ ia0 p 0 p n x p x m 1 m 1 n x n x X≤ Y≤ X≥ X≥ X≤ X≤ (4.25) as x . −→ ∞ (ii) If the series (4.24) diverges for all a R, then ∈
f(n)= o g(n) (4.26) n x n x X≤ X≤ as x . −→ ∞ 24 Chapter 4. Mean Values of Arithmetic Functions
4.5 Extension To Arithmetic Progressions
The mean value of theorem arithmetic functions over arithmetic progressions qn + a : n 1 facilitates another simple proof of Dirichlet Theorem. { ≥ }
1 Theorem 4.8. Let f(n)= d n g(d), and let the series n 1 g(n)n− =0 be absolutely conver- gent. Then | ≥ 6 P 1 1 P c (a) g(dn) M(f) = lim f(n)= d . (4.27) x x q d n →∞ n x d q n 1 n aX≤mod q X| X≥ ≡ i2πnx/k where ck(n)= gcd(x,k)=1 e . For the parameterP 1 a < q, and gcd(a, q) = 1, the mean value reduces to ≤ 1 1 µ(d) g(dn) M(f) = lim f(n)= . (4.28) x x q d n →∞ n x d q n 1 n aX≤mod q X| X≥ ≡ The proof is given in [71, p. 143], seems to have no limitations on the range of values of q 1. Thus, it probably leads to an improvement on the Siegel-Walfisz Theorem, which states that ≥
1 x (log x)β π(x,q,a)= + O e− (4.29) ϕ(q) log x where q = O logB x , with B > 0, and 0 <β< 1 constants. Chapter 5
Correlations of Mobius Functions Of Degree Two
The multiplicative function µ : N 1, 0, 1 has sufficiently many sign changes to force −→ {− } meaningful cancellation on the twisted summatory functions n x µ(n)f(n) for some functions f : N C such that f(n) = λ(n),µ(n),µ (n), see Chapter 2 for the≤ definitions of these functions. This randomness−→ phenomenon6 is discussed∗ in Section 2.2. P
5.1 Mobius Autocorrelation of Degree Two
The logarithmic average of the autocorrelation of the Mobius function µ has the asymptotic formula 1 µ(n)µ(n + a) 1 = O , (5.1) log x n log log logc x n x X≤ where c> 0, and a fixed integer a 1, as x , confer [65], [88], [87, Chapter 5]. The proof of the average order improves the error≥ term by→ an ∞ arbitrary power of log x.
The proof of Theorem 5.1 encompasses all the basic ideas and techniques used in the proofs of the other Theorem 5.2, Theorem 6.1, and the generalization to other related finite sums. Theorem 5.1. Let c> 0 be a constant, and let µ : N 1, 0, 1 be the Mobius function. Then, for any sufficiently large number x> 1, and a nonzero−→ fixed {− integer} a Z, ∈ x µ(n)µ(n + a)= O . (5.2) logc x n x X≤ Proof. By Lemma 2.1, the autocorrelation function has the equivalent form
µ(n)µ(n + a)= ( 1)ω(n)µ(n)2µ(n + a). (5.3) − n x n x X≤ X≤ Applying Lemma 2.5, and reversing the order of summation yield:
( 1)ω(n)µ2(n)µ(n + a) = µ2(n)µ(n + a) µ(q)d(q) (5.4) − n x n x q n X≤ X≤ X| = µ(q)d(q) µ2(n)µ(n + a) q x n x X≤ Xq≤n | = µ(q)d(q) µ(d) µ(mq + a). q x d2 x n x/q ≤ ≤ ≤ X X dX2 mq | 25 26 Chapter5. CorrelationsofMobiusFunctionsOfDegreeTwo
B Let x0 = log x, where B > 0 is a constant, and write the dyadic partition µ(q)d(q) µ(d) µ(mq + a) (5.5) q x d2 x n x/q ≤ ≤ ≤ X X dX2 mq | = µ(q)d(q) µ(d) µ(mq + a) 2 q x d x0 n x/q ≤ ≤ ≤ X X dX2 mq | + µ(q)d(q) µ(d) µ(mq + a) 2 q x x0 The upper bounds of the triple finite sums T1(x) and T2(x) are computed in Lemma 5.1 and Lemma 5.2. Summing these estimates in (5.6) and (5.9) return µ(n)µ(n + a) = T1(x) + T2(x) n x X≤ x = O C 6 , log − x where c = C 6 > 0, as claimed. − The arithmetic average in (5.2) implies the logarithm average in (5.1), but not conversely. Lemma 5.1. For any fixed integer a 1, and an arbitrary constant C > 6, ≥ x T1(x)= µ(q)d(q) µ(d) µ(mq + a) C 6 (5.6) 2 ≪ log − x q x d x0 n x/q ≤ ≤ ≤ X X dX2 mq | as the number x . → ∞ B Proof. Let x0 = log x, where B > 4 is a constant. Take absolute value and write the finite sum as T (x) = µ(q)d(q) µ(d) µ(mq + a) (5.7) | 1 | q x d2 x m x/q X≤ X≤ X2≤ d mq | d(q) µ(mq + a) , ≤ q x r x0 n x/q X≤ X≤ mq X≤0 mod r ≡ 2 B where r = d log x = x0. An application of Theorem 3.2 (or Corollary 3.1) to the inner double finite sum produces≤ the upper bound x d(q) µ(mq + a) d(q) 1 (5.8) ≪ · q logC1 x q x r x0 n x/q q x r x0 X≤ X≤ mq X≤0 mod r X≤ X≤ ≡ B x log x d(q) ≪ C1 q log x q x X≤ B x log x 2 C log x , ≪ log 1 x ! · where the constant C1 = C1(B) > 6 depends on B > 4, and the last finite sum q x d(q)/q ≤ ≪ log2 x. Now, set C = C B 2 > 0. 1 − − P 5.2. Liouville Autocorrelation of Degree Two 27 Lemma 5.2. For any fixed integer a 1, and an arbitrary constant C > 6, ≥ x T2(x)= µ(q)d(q) µ(d) µ(mq + a) C 6 (5.9) 2 ≪ log − x q x x0 T (x) d(q) 1 (5.10) | 2 | ≤ q x 1/2 1/2 m x/q ≤ x0 2 where the sum q x d(q)/q log x. Now, set C > 6 B/2 2 > 0. Since B > 4, this yields a nontrivial upper bound.≤ ≪ ≥ − P A different approach using exact formula is sketched in problem 5.7, in the Problems subsection. This similar to the proof of Lemma 2.17 in [67, p. 66]. 5.2 Liouville Autocorrelation of Degree Two The logarithmic average order of the autocorrelation of the Liouville function λ has the asymptotic formula 1 λ(n)λ(n + a) 1 = O , (5.11) log x n log log logc x n x X≤ where c > 0, and a fixed integer a 1, as x , confer [65], [88], [87, Chapter 5]. A proof for the arithmetic average is given here.≥ A different→ ∞ technique is employed for this result. Theorem 5.2. Let c> 0 be a constant, and let λ : N 1, 1 be the Liouville function. Then, for any sufficiently large number x> 1, and a nonzero−→ fixed {− integer} a Z, ∈ x λ(n)λ(n + a)= O . (5.12) logc x n x X≤ Proof. Let g(n)= λ2(n), and let f(n)= .25λ(n)λ(n + a), where a N is a fixed integer. Clearly, the followings conditions are valid: ∈ (i) The functions are not multiple, for all nonzero real numbers c R: ∈ f(n) = cg(n). (5.13) 6 (ii) The upper bound condition for all n N: ∈ f(n) g(n). (5.14) | |≤ 28 Chapter5. CorrelationsofMobiusFunctionsOfDegreeTwo (iii) The function g(n) is multiplicative, for all m,n N such that gcd(m.n) = 1: ∈ g(mn)= λ2(mn)= λ2(m)λ2(n)= g(m)g(n) (5.15) (iv) The difference satisfies, for all n N: ∈ 1 1 g(n) f(n)= λ2(n) λ(n)λ(n + a) > . (5.16) − − 4 2 Hence, by Mertens theorem, the series ia 2 ia g(p) e(f(p)p− ) λ (p) .25 e(λ(p)λ(p + a)p− ) −ℜ = − ℜ p p p 2 p 2 X≥ X≥ 1 1 (5.17) ≥ 2 p p 2 X≥ diverges for all real number a R. Therefore, by Theorem 4.7, the scaled autocorrelation function of the Liouville function satisfies∈ the asymptotic 1 f(n) = λ(n)λ(n + a) 4 n x n x X≤ X≤ = o λ2(n) (5.18) n x X≤ = o(x). Rescaling the finite sum proves the claim. The arithmetic average in (5.2) implies the logarithm average in (5.1), but not conversely. The twisted finite sum has a separate result. 5.3 Conditional Upper Bounds The conditional upper bounds are derived from the optimal zerofree region s C : e(s) > 1/2 of the zeta function. { ∈ ℜ } Theorem 5.3. Suppose that ζ(ρ)=0 ρ = 1/2+ it,t R. Let µ : N 1, 0, 1 be the Mobius function. Then, for any sufficiently⇐⇒ large number x>∈ 1, −→ {− } µ(n)µ(n + 1) log2 x = O . (5.19) n x1/2 n x X≤ Theorem 5.4. Suppose that ζ(ρ)=0 ρ = 1/2+ it,t R. Let µ : N 1, 0, 1 be the Mobius function. Then, for any sufficiently⇐⇒ large number x>∈ 1, −→ {− } µ(n)µ(n +1)= O x1/2 log2 x . (5.20) n x X≤ The proofs are similar to those in Lemma ?? and Theorem ??, but use the conditional result in Lemma 3.9. 5.4. Correlation For Squarefree Integers of Degree Two 29 5.4 Correlation For Squarefree Integers of Degree Two Lemma 5.3. Fix an integer t. Let x 1 be a large number, and let µ : Z 1, 0, 1 be the Mobius function. Then, for some constant≥ c> 0, −→ {− } µ(n)2µ(n + t)2 = cx + O x1/2 . (5.21) n x X≤ 2 Proof. Start with the identity µ (n)= d2 n µ(d), and substitute it: | µ(n)2µ(n + t)P2 = µ(n + t)2 µ(d) (5.22) n x n x d2 n X≤ X≤ X| = µ(d) µ(n + t)2. d x1/2 n x,d2 n ≤X ≤X | Applying Lemma 3.11, returns c x x1/2 µ(d) µ(n + t)2 = µ(d) 0 + O (5.23) d2 d2 d d x1/2 n x,d2 n d x1/2 ≤X ≤X | ≤X µ(d) 1 = c x + O x1/2 0 d4 d d x1/2 d x1/2 ≤X ≤X 1/2 = c0x + O x log x , where the constant is µ(d) c = c . (5.24) 0 d4 n 1 X≥ The earliest result in this direction appears to be µ(n)2µ(n + t)2 = cx + O x2/3 . (5.25) n x X≤ in [60]. Lemma 5.4. Fix an integer t = 0. Let x 1 be a large number, and let µ : Z 1, 0, 1 be the Mobius function. Then 6 ≥ −→ {− } (i) For a constant c = (12 c)/π2 > 0, the error term satisfies 1 − (µ(n)+ µ(n + t))4 c x 6 µ(n)µ(n + t) = O x1/2 . − 1 − n x n x X≤ X≤ Proof. Expanding the polynomial yields (µ(n)+ µ(n + k))4 (5.26) n x X≤ = µ(n)4 +4 µ(n)3µ(n + k)+6 µ(n)2µ(n + k)2 n x n x n x X≤ X≤ X≤ +4 µ(n)µ(n + k)3 + µ(n + k)4 n x n x X≤ X≤ = µ(n)2 +4 µ(n)µ(n + k)+6 µ(n)2µ(n + k)2 n x n x n x X≤ X≤ X≤ +4 µ(n)µ(n + k)+ µ(n + k)2. n x n x X≤ X≤ 30 Chapter5. CorrelationsofMobiusFunctionsOfDegreeTwo 2 2 1/2 2 2 1/2 Replace n x µ(n) = 6π− x + O(x ), and n x µ(n) µ(n + t) = cx + O(x ), see Lemma ??, and rearrange≤ them: ≤ P P (µ(n)+ µ(n + t))4 8 µ(n)µ(n + t) − n x n x X≤ X≤ = µ(n)2 + µ(n + t)2 +6 µ(n)2µ(n + t)2 n x n x n x X≤ X≤ X≤ 6 6 c = x + O(x1/2)+ x + O(x1/2)+ x + O(x1/2). π2 π2 π2 2 Set c1 = 12/π c> 0. Rearranging the terms and taking absolute value completes the verification. − 5.5 Comparison A character χ : Z C is a periodic and completely multiplicative function modulo some integer q 1, while the Mobius−→ function µ : N 1, 0, 1 is not periodic nor completely multiplicative. ≥ −→ {− } The corresponding correlation functions for the quadratic symbol has an exact evaluation χ(n)χ(n + k)= 1, (5.27) − n p X≤ (p 1)/2 where k ∤ p and the quadratic symbol is defined by χ(n) n − mod p. The well known proof appears in [59, p. ?], and similar sources. Other related≡ topics are considered in [4, p. 196]. 5.6 Problems Exercise 5.1. Show that µ(q)µ(qm + 1) = µ(q)2µ(m) for all but a subset of squarefree integers qm 1 of zero density in N, see Lemma 3.11.6 This implies that the finite sum is not correlated. ≥ 2 For example, m,q µ(q)d(q) µ(qm + 1) µ(q)2d(q) (log x) xε, q m ≤ q ≪ q x m x/q q x X≤ X≤ X≤ for some ε> 0, which implies correlation. Exercise 5.4. The evaluation of the right side of the series µ(q)2d(q) µ(m) µ(n)2 = . q m n q x m x/q,gcd(m,q)=1 n x X≤ ≤ X X≤ 2 2 is well known, that is, the evaluation of the left side reduces to n x µ(n) )/n = 6π− log x + ≤ O(x 1/2). Use a different technique to find the equivalent evaluation on the left side. Hint: try − P the inverse Dirichlet series 1 1 1 1 − = 1 s , L(s,χ0) ζ(s) − p p q Y| 5.6. Problems 31 where χ0 = 1 is the principal character mod q, see [67, p. 334]. Exercise 5.5. Verify that µ(q)µ(qm +1)= 1 for x/q log x integers m, q [1, x]. This proves that µ(q)µ(qm + 1) = µ(q)2µ(m) for all m, q − 1. ≫ ∈ 6 ≥ Exercise 5.6. Let f(x) Z[x] be an irreducible polynomial of degree deg(f) = 2. Estimate ∈ n x µ(f(n)), consult [8] for related works. ≤ ExerciseP 5.7. Let µ(q)µ(qm + 1) = µ(q)2µ(m) for all m, q 1. Use an exact formula for the inner sum such as 6 ≥ µ2(qm)µ(qm + 1) ϕ(q) = (log(x/q)+ γ(q)+ O(q/x)) , m q m x/q X≤ where γ(q) is a constant depending on q 1, to prove Lemma 5.1: ≥ µ(n)µ(n + 1) µ(q)d(q) µ2(qm)µ(qm + 1) 1 = = O C 1 . n q m log − x n x q x m x/q X≤ X≤ X≤ Hint: Compare this to the proof for Lemma 2.17 in [67, p. 66]. Exercise 5.8. Let x 1 be a large number. Find an asymptotic formula for the finite sum ≥ 62 µ2(n)µ(n + 1)2 =? x + c + O(x1/2), π4 1 n x X≤ where c1 is a constant. Exercise 5.9. Let x 1 be a large number, and let k = 0. Find an asymptotic formula for the finite sum ≥ 6 62 µ2(n)µ(n + k)2 =? x + c + O(x1/2), π4 k n x X≤ ? 2 2 where ck is a constant. Hint: find a way or an argument to prove that n x µ (n)µ(n+k) = o(x). ≤ 6 P 32 Chapter5. CorrelationsofMobiusFunctionsOfDegreeTwo Chapter 6 Correlation of Some Bounded Multiplicative Functions There are several conjectures associated with the various forms of the correlation functions. In chronological order, these are the Chowla conjecture, the Elliott conjecture in [28], and the Sarnak conjecture in [82]. The generalization of the correlation functions to functions fields are studied in [14], [57, Chapter 2], [56], [3], and others. And the ergodic theory aspects of the correlation functions are studied in [82], [31], [32], and many other authors. 6.1 Correlation of Some Bounded Multiplicative Functions Many other related finite sums are studied in [22], [68], [48], [6], [63], [65], [82], et alii. Some of i2παn c i2παn the earliest results are the special cases n x µ(n)e = O x log− x , and n x λ(n)e = c ≤ ≤ O x log− x with α> 0 irrational, proved in [22]. P P Theorem 6.1. Let c> 0 be a constant, and let f : N C be a bounded multiplicative function such that f(n) = µ(n) and f(n) = χ(n), where χ is a Dirichlet−→ character. Then, for any sufficiently large number x>6 1, 6 x µ(n)f(n)= O . (6.1) logc x n x X≤ Proof. By Lemma 2.1, the autocorrelation function has the equivalent form µ(n)f(n)= ( 1)Ω(n)µ(n)2f(n). (6.2) − n x n x X≤ X≤ Applying Lemma 2.2, and reversing the order of summation yield: ( 1)Ω(n)µ2(n)f(n) = ( 1)Ω(n)f(n) µ(d) (6.3) − − n x n x d2 n X≤ X≤ X| = µ(d) ( 1)Ω(n)f(n). − d2 x n x 2≤ X≤ dXn | Let δ (0, 1/4) be a small number, and write the dyadic partition ∈ µ(d) ( 1)Ω(n)f(n) = µ(d) ( 1)Ω(n)f(n) (6.4) − − d2 x n x d2 xδ n x 2≤ 2≤ X≤ dXn X≤ dXn | | + µ(d) ( 1)Ω(n)f(n) − xδ d2 x n x 2≤ ≤X≤ dXn | = T3(x)+ T4(x). 33 34 Chapter 6. Correlation of Some Bounded Multiplicative Functions The upper bounds of the finite sums T3(x) and T4(x) are computed in Lemma 6.1 and Lemma 6.2. Summing the estimates in (6.5) and (6.8) return µ(n)f(n) = T3(x) + T4(x) n x X≤ x = O logc x as claimed. Lemma 6.1. Let δ (0, 1/4) be a small number. Assuming both f(n) = ( 1)Ω(n) and f(n) = χ(n), where χ is a Dirichlet∈ character, then for any fixed integer a 1, and6 an− arbitrary constant6 c> 0, ≥ x T (x)= µ(d) ( 1)Ω(n)f(n) (6.5) 3 − ≪ logc x d2 xδ n x 2≤ X≤ dXn | as the number x . → ∞ Proof. Rewrite it in the form µ(d) ( 1)Ω(n)f(n)= µ(d) ( 1)Ω(n)f(n), (6.6) − − d2 xδ n x q xδ n x 2≤ ≤ X≤ dXn X≤ n aXmod q | ≡ where q = d2. Taking absolute value, and an application of Corollary 3.1 to the double sum produces the upper bound T (x) ( 1)Ω(n)f(n) | 3 | ≤ − q xδ n x X≤ n aX≤mod q ≡ x . (6.7) ≪ logc x This proves the claim for the finite sum T3(x). Lemma 6.2. Let δ (0, 1/4) be a small number. For any fixed integer a 1, ∈ ≥ Ω(n) 1 δ/2 T (x)= µ(d) ( 1) f(n) x − (6.8) 4 − ≪ xδ d2 x n x 2≤ ≤X≤ dXn | as the number x . → ∞ Proof. Taking absolute value yields the upper bound T (x) 1 | 4 | ≤ xδ d2 x, n x 2≤ ≤X≤ dXn | 1 (6.9) ≤ xδ/2 d x1/2, n x/d2 ≤X≤ ≤X 1 δ/2 x − . ≪ This proves the claim for the finite sum T4(x). 6.2. Independent Proof For Some Bounded Multiplicative Functions 35 6.2 Independent Proof For Some Bounded Multiplicative Functions It should be noted that these results have independent proofs based on Indlekofer-Katai-Wagner Theorem 4.7. Theorem 6.2. Let c> 0 be a constant, and let f : N C be a bounded multiplicative function such that f(n) = µ(n) and f(n) = χ(n), where χ is a Dirichlet−→ character. Then, for any sufficiently large number x>6 1, 6 x µ(n)f(n)= O . (6.10) logc x n x X≤ Proof. Let g(n) = µ2(n), and let h(n) = .25µ(n)f(n), where n N is an integer. Clearly, the followings conditions are valid: ∈ (i) The functions are not multiple, for all nonzero real numbers c R: ∈ h(n) = cµ(n). (6.11) 6 (ii) For f(n) 1, the upper bound condition for all n N: | |≤ ∈ .25µ(n)f(n) = h(n) g(n). (6.12) | | | |≤ (iii) The function g(n) is multiplicative, for all m,n N such that gcd(m.n) = 1: ∈ g(mn)= µ2(mn)= µ2(m)µ2(n)= g(m)g(n) (6.13) (iv) The difference satisfies, for all n N: ∈ 1 1 g(n) h(n)= µ2(n) µ(n)f(n) > . (6.14) − − 4 2 Hence, by Mertens theorem, the series ia 2 ia g(p) e(h(p)p− ) λ (p) .25 e(µ(p)f(p)p− ) −ℜ = − ℜ p p p 2 p 2 X≥ X≥ 1 1 (6.15) ≥ 2 p p 2 X≥ diverges for all real number a R. Therefore, by Theorem 4.7, the scaled autocorrelation function of the Liouville function satisfies∈ the asymptotic 1 h(n) = µ(n)f(n) 4 n x n x X≤ X≤ = o µ2(n) (6.16) n x X≤ = o(x). Rescaling the finite sum proves the claim. 6.3 Correlation Functions of Higher Degrees Theorem 6.3. Let c> 0 be a constant, and let µ : N 1, 0, 1 be the Mobius function. Then, for any sufficiently large number x> 1, and fixed integers−→ {−a Theorem 6.4. Let c> 0 be a constant, and let λ : N 1, 1 be the Liouville function. Then, for any sufficiently large number x> 1, and fixed integers−→ {−a (iv) The difference satisfies, for all n N: ∈ 1 1 g(n) h(n)= λ2(n) λ(n)λ(n + a ) λ(n + a )) > . (6.22) − − 4 1 ··· k 2 Hence, by Mertens theorem, the series ia 2 ia g(p) e(f(p)p− ) λ (p) .25 e(λ(n)λ(n + a ) λ(n + a )p− −ℜ = − ℜ 1 ··· k p p p 2 p 2 X≥ X≥ 1 1 (6.23) ≥ 2 p p 2 X≥ diverges for all real number a R. Therefore, by Theorem 4.7, the scaled autocorrelation function of the product of shifted Liouville∈ functions satisfies the asymptotic 1 f(n) = λ(n)λ(n + a ) λ(n + a ) 4 1 ··· k n x n x X≤ X≤ = o λ2(n) (6.24) n x X≤ = o(x). Rescaling the corrlation function proves the claim. Chapter 7 Polynomials Identities For The Correlation Functions Given a pair of functions f,g : Z C, and t Z, define the correlation function by −→ ∈ R(t)= f(n)g(n + t). (7.1) n x X≤ A polynomial identity for the correlation function expresses this function as a polynomial in the variables f and g. A few simple cases using the r-th moment (f(n)+ g(n + t))r (7.2) n x X≤ where r 1 are explicated here. ≥ 7.1 Quadratic Identity for the Autocorrelation of the Mo- bius Function Information on the average order of squarefree integers is mapped to information on the correlation of the Mobius functions by mean of the quadratic identity 2 f(n)g(n + t)= (f(n)+ g(n + t))2 f(n)2 g(n + t)2. (7.3) − − n x n x n x n x X≤ X≤ X≤ X≤ Lemma 7.1. Fix an integer t = 0. Let x 1 be a large number, and let µ : Z 1, 0, 1 be the Mobius function. Then 6 ≥ −→ {− } (i) 12 (µ(n)+ µ(n + t))2 x µ(n)µ(n + t) = o x1/2 . − π2 − n x n x X≤ X≤ (ii) 12 (µ(n)+ µ(n + t))2 x µ(n)µ(n + t) =Ω x1/4 . − π2 − n x n x X≤ X≤ Proof. (i) Expand the polynomial (f(n)+ f(n + t))2 and rearrange the sums over the interval [1, x] as (f(n)+ f(n + t))2 f(n)2 f(n + t)2 2 f(n)f(n + t)=0. (7.4) − − − n x n x n x n x X≤ X≤ X≤ X≤ 37 38 Chapter 7. Polynomials Identities For The Correlation Functions 2 2 1/2 Let f(n)= µ(n), and replace n x µ(n) =6π− x + o x to obtain this: ≤ P6 6 (µ(n)+ µ(n + t))2 x + o x1/2 x + o x1/2 2 µ(n)µ(n + t)=0. (7.5) − π2 − π2 − n x n x X≤ X≤ 2 Rearranging it again and taking absolute value proves the claim. (ii) Replace n x µ(n) = ≤ 6π 2x +Ω x1/4 and proceed as before. − P 7.2 Moments of Mobius Function The sequence of moments c x + o(x1/2) k = even, k 0 Mk(x)= µ (n)= c√log x (7.6) O xe− k = odd, n x ( X≤ 2 where c0 =6/π , c> 0 is an absolute constant, and the quadratic identity (µ(n)+ µ(n + t))2 µ(n)2 µ(n + t)2 =2 µ(n)µ(n + t) (7.7) − − n x n x n x n x X≤ X≤ X≤ X≤ suggests that the autocorrelation of the Mobius function 1/2 c0x + o(x ) t =0, µ(n)µ(n + t)= c√log x (7.8) O xe− t =0. n x ( X≤ 6 Currently, the above two-value autocorrelation function is unconditional. In comparison, the con- ditional version is approximately 1/4 c0x + O(x log x) t =0, µ(n)µ(n + t)= (7.9) O x1/4 k =0. n x ( X≤ 6 7.3 Analytic Expression for the Mobius Function Some multiplicative functions f : N 1, 0, 1 have representation in terms of zeta functions and other components. Setting f(n)=−→µ( {−n), produces} 1 ns µ(nk) µ(n) = s , (7.10) ζ(s) ϕs(n) k k 1 X≥ where s C is a complex number, and ∈ 1 ns 1 − = 1 s . (7.11) ϕs(n) − p p n Y| The case s = 1 reduces to the trivial identity and µ(n)= µ(n). This idea is utilized here to obtain a new formulation of the autocorrelation function of the Mobius function. Lemma 7.2. Let x 1 be a large number, and let s C be a complex number. Then ≥ ∈ ϕ (n) ϕ (n + 1) µ(n)µ(n + τ)= s s w(n,s,t), (7.12) ns (n + 1)s n x n x X≤ X≤ where the weight w(n,s,t) is defined by d m µ(nd)µ((n + t)m/d) w(n,s,t)= ζ(s)2 | . (7.13) ms m 1 P X≥ 7.4. Analytic Expression for the Louiville Function 39 Proof. Fix an integer t Z. Taking the product of two copies of equation (7.10) and summing over the interval [1, x] yields∈ µ(n)µ(n + t) (7.14) n x X≤ ϕ (n) µ(nk) ϕ (n + t) µ((n + t)m) = ζ(s) s ζ(s) s ns ks (n + t)s ms n x k 1 m 1 X≤ X≥ X≥ ϕ (n) ϕ (n + 1) = s s w(n,s,t), ns (n + t)s n x X≤ where s C is a complex number, t is the shift variable, and the weight function w(n,s,t) is defined by∈ µ(nk) µ((n + t)m) w(n,s,t) = ζ(s)2 (7.15) ks · ms k 1 m 1 X≥ X≥ d m µ(nd)µ((n + t)m/d) = ζ(s)2 | . ms m 1 P X≥ The left side depends only on the variable t, but right side depends on all the variables s and t. Clearly, the weight w(n,s,t) has the same cancelllation property as the sequence µ(n)µ(n + t) as n . → ∞ 7.4 Analytic Expression for the Louiville Function Some multiplicative functions f : N 1, 1 have representation in term of zeta function and other components. Setting f(n)= λ(→n), {− produces} ζ(2s) λ(nk) λ(n) = . (7.16) ζ(s) ks k 1 X≥ This idea is utilized here to obtain a new formulation of the autocorrelation function of the Louiville function. Lemma 7.3. Let x 1 be a large number, and let s C be a complex number. Then ≥ ∈ ζ(s)2 λ(n(n + t)m)d(m) λ(n)λ(n + τ)= (7.17) ζ(2s)2 ms n x n x m 1 X≤ X≤ X≥ where d(m d m 1 is the number of divisors function. | P Proof. Fix an integer t Z. Taking the product of two copies of 7.16 and summing over the interval [1, x] yields ∈ λ(n)λ(n + t) (7.18) n x X≤ ζ(s) λ(nk) ζ(s) λ((n + t)m) = , ζ(2s) ks ζ(2s) ms n x k 1 m 1 X≤ X≥ X≥ 40 Chapter 7. Polynomials Identities For The Correlation Functions where s C is a complex number, t is the shift variable. Computing the convolution returns ∈ λ(nk) λ((n + t)m) d m λ(nd)λ((n + t)m/d) = | ks · ms ms k 1 m 1 m 1 P X≥ X≥ X≥ d m λ(n(n + t)m) = | ms m 1 P X≥ λ(n(n + t)m)d(m) = . ms m 1 X≥ In regard to equation (7.17), the left side depends only on the variable t, but right side depends on all the variables s and t. Clearly, the weight has the same cancellation property as the sequence λ(n)λ(n + t) as n . → ∞ Chapter 8 Autocorrelation of the vonMangoldt Function The autocorrelation of the vonMangoldt function is a long standing problem in number theory. It is the foundation of many related conjectures concerning the distribution of primes pairs p and p +2k as p , and the prime m-tuples → ∞ p, p + a1, p + a2, ..., p + am, (8.1) where k 1 is fixed, and a1,a2,...,am is an admissible finite sequence of relatively prime integers respectively.≥ The qualitative version of the prime pairs conjecture is attributed to dePolinac, [72], and [35]. The heuristic for the quantitative prime pairs conjecture, based on the circle method, appears in [45, p. 42]. The precise statement is the following. Let π (x) = # p x : p and p +2k are primes (8.2) 2k { ≤ } be the prime pair measure. Conjecture 8.1. Prime Pairs Conjecture There are infinitely many prime pairs p, and p +2k as the prime p . Moreover, the counting function has the asymptotic formula → ∞ p 1 1 x x π2k(x)=2 − 1 + O , (8.3) p 2 − (p 1)2 log2 x log3 x p 2k p ∤ 2k Y| − Y − where k 1 is a fixed integer, and x 1 is a large number. ≥ ≥ The density constant 1 # p x : p and p +2k are primes G(2k) = lim { ≤ } (8.4) x x # p x : p is prime →∞ { ≤ } arises from the singular series 2 v (f) 1 − p 1 1 G(2k)= 1 p 1 =2 − 1 , (8.5) − p − p p 2 − (p 1)2 p 2 p 2k p ∤ 2k Y≥ Y| − Y − where v (f) is the number of root in the congruence x(x +2k) 0 mod p. p ≡ The heuristic based on probability, yields the Gaussian type analytic formula x 1 x π2k(x)= a2k dt + O , (8.6) log2 t log3 x Z2 41 42 Chapter 8. Autocorrelation of the vonMangoldt Function where a2k = G(2k) is the same density constant as above. The deterministic approach is based on the weighted prime pairs counting function Λ(n)Λ(n + t), (8.7) n x X≤ which is basically an extended version of the Chebyshev method for counting primes. For an odd integer t 1, the average order of the finite sum (8.7) is very small, and the num- ber of prime pairs p,≥ and p + t is small. This is demonstrated in Theorem 8.6. Another way of estimating this is shown in [36, p. 507]. Consequently, it is sufficient to consider even integer t =2k. 8.1 Representations of the vonMangoldt Function The weighted prime power indicator function is defined by log p if n = pm, Λ(n)= (8.8) 0 if n = pm. ( 6 The above notation pm 2, with m N, denotes a prime power. ≥ ∈ Lemma 8.1. For any integer n N, the function Λ(n) has the inverse Mobius pair ∈ Λ(n)= µ(d) log d and log(n)= Λ(d). − d n d n X| X| Proof. Use the inversion formula, [1, Theorem 2.9]. The approximation of the vonMangoldt function Λ (n)= µ(d) log d (8.9) R − d n dX| R ≤ is employed in Theorem 8.3 to derive an approximation of the autocorrelation. 8.2 Prime Numbers Theorems The omega notation f(x) = g(x)+Ω (h(x)) means that both f(x) > g(x)+ c0h(x) and f(x) < ± g(x) c1h(x) occur infinitely often as x , where c0 > 0 and c1 > 0 are constants, see [67, p. 5], and− similar references. → ∞ The weighted primes counting functions, theta θ(x) and psi ψ(x), are defined by θ(x)= log p and ψ(x)= log pk (8.10) p x pk x X≤ X≤ respectively. The standard prime counting function is denoted by π(x) = # p x = 1. (8.11) { ≤ } p x X≤ x 1 This function is usually expressed in term of the logarithm integral li(x)= 2 (log t)− dt. Theorem 8.1. Let x 1 be a large number, and let C > 0 be a constant. Then,R ≥ 8.3. Autocorrelation of the vonMangoldt Function 43 (i) If a < q are relatively prime integers, and q = O(logC x), then x c0√log x ψ(x,q,a)= + O xe− , ϕ(q) where c0 > 0 is an absolute constant. (ii) If a < q are relatively prime integers, then x x ψ(x,q,a)= + O . ϕ(q) C log x Proof. The proof of part (i) appears in [67, Corollary 11.19], and the proof of part (ii) appears in [27, Theorem 8.8]. The same asymptotics hold for the function ψ(x). Explicit estimates for both of these functions are given in [13], [81], [25, Theorem 5.2], and related literature. Theorem 8.2. Let x 1 be a large number, and C > 0 be a constant, then ≥ Λ(n)2 = x log x + O (x) . (8.12) n x X≤ Proof. Convert the summatory function into an integral and evaluate it: x Λ(n)2 = (log t)2dπ(t)+ O(x), (8.13) n x 1 X≤ Z where π(x) = x/ log x + O(x/ log2 x), and the error term O(x) accounts for the omitted prime powers pm, m 2. ≥ Different proofs for the related versions such as n x(x n)Λ(n) of this result appears in [27, Theorem 2.8], and [69, p. 329]. ≤ − P 8.3 Autocorrelation of the vonMangoldt Function The most recent progress in the theory of the correlation of the von Mangoldt function are the various results based on the series of papers authored by [37]. The results for double auto correlation states the following. Theorem 8.3. ([38, Theorem 5.1]) Let x 1 be a sufficiently large number. For 1 R x, and 0 k R, let C > 0 be a constant. ≥ ≤ ≤ ≤ | |≤ (i) If k =0, then 2 2 ΛR(n) = x log x + O (x)+ O R . n x X≤ (ii) If k =0, then 6 k x Λ (n)Λ (n + k)= G(k)x + O + O R2 . R R ϕ(k) (log 2R/k)C n x X≤ 1/2 The definition of ΛR(n) appears in (8.9). Clearly, this result is not effective for R > (x log x) . Another result in [39, Theorem 1.3] has a claim for average Hardy-Littlewood conjecture, it covers almost all shift of the correlation, but no specific value. A synopsis of the statement is recorded below. 44 Chapter 8. Autocorrelation of the vonMangoldt Function 1 ε Theorem 8.4. For some X 2, let C > 0, 0 <ε< 1/2, and let 0 h0 < X − . Suppose that X8/33+ε H X8/33+ε. Then≥ ≤ ≤ ≤ x Λ(n)Λ(n + h)= G(h)x + O (8.14) (log x)C n x X≤ for all but O H/ log xC values h with h h H. | − 0|≤ 8.4 Elementary Proof A simpler and different approach to the proof of the autocorrelation of the vonMangoldt function, which is actually valid for any fixed small value, is considered here. Theorem 8.5. Let x 1 be a large number, and let C > 2 be a constant. Then, for any fixed integer k 1, ≥ ≥ x Λ(n)Λ(n +2k)= a x + O , (8.15) k (log x)C/2 n x X≤ where the density ak = G(2k). Proof. Use the identity in Lemma 8.1 and reverse the order of summation to rewrite the correlation as a product of two simpler sums. Λ(n)Λ(n +2k) = Λ(n +2k) µ(d) log d − n x n x d n X≤ X≤ X| = µ(d) log d Λ(n +2k) (8.16) − d x n x X≤ Xd≤n | = µ(d) log d Λ(dm +2k). − d x m x/d X≤ X≤ The last step in equation (8.16) use the substitution n = dm, with m x/d. A diadic partition lead to this: ≤ µ(d) log d Λ(n)Λ(dm +2k) − d x m x/d X≤ X≤ = µ(d) log d Λ(dm +2k) µ(d) log d Λ(dm +2k) − − d logC x n x/d logC x An application of the Theorem 8.1 to the first subsum S1 yields the asymptotic form S = µ(d) log d Λ(dm +2k) (8.18) 1 − logC x x c0√log x = µ(d) log d + O xe− − dϕ(d) logC x µ(d) log d c0√log x = x + O xe− log d − dϕ(d) logC x S = (µ(d) log d) Λ(dm +2k) (8.20) | 2| logC x log d Λ(dm +2k) ≤ logC x 8.5 A Three Levels Autocorrelation A level on the definition of an autocorrelation function denotes a range of values. The graph of the function R(t)= n x Λ(n)Λ(n + t) is an unbounded and nonmonotonic 3-level step function as t Z varies over the≤ integers. ∈ P 1. It has a global maximum at the origin t = 0. 2. It has infinitely many local maxima at the even integers t =2k. 3. It has infinitely many local minima at the odd integers t =2k + 1. A quantitative version is given below. Theorem 8.6. For a large number x 1, the autocorrelation of the vonMangoldt function is a 3-level autocorrelation ≥ c√log x x log x + O (x log x)e− , if t =0, c√log x Λ(n)Λ(n + t)= akx + O xe− , if t 0 mod 2, (8.27) n x ≡ X≤ O log3 x , if t 1 mod 2. ≡ Proof. (i) The proof of the first level for t = 0 is covered by Theorem 8.2. (ii) The proof of the second level for even integers t =2k is covered by Theorem 8.5. (iii) For odd n 3 and t =2k + 1, there is Λ(n + t) = 0. Thus, let n =2m2 and t =2k + 1. Then, there is the estimate≥ Λ(n)Λ(n + t) = Λ(2n)Λ(2n +2k + 1) (8.28) n x 2n x X≤ X≤ 2 Λ(2n)2 ≤ 2n x X≤ 2(log 2)2 n2 (8.29) ≤ 2n x X≤ = O log3 x . Part (iii) also provides an upper bound for the number of pairs of prime powers of the form p =2n and p + t =2n +2k +1 as n with k 1 fixed. → ∞ ≥ 8.6 Fractional vonMangoldt Autocorrelation Function As usual [x]= x x denotes the largest integer function. −{ } Theorem 8.7. ([11] ) Let f be a complex-valued arithmetic function and assume that there exists 0 <α< 2 such that f(n) 2 xα. (8.30) | | ≪ n x X≤ Then f(n) f ([x/n]) = x + O x(α+1)/3(log x)(1+α)(2+ε2 (x))/6 , (8.31) n(n + 1) n x n 1 X≤ X≥ where ε (x) 1. 2 ≤ This result provides a different and simpler method for proving the existence of primes in fractional sequences of real numbers. For example, Beatty sequences, and Piatetski-Shapiro primes. The next few results are applications to the fractional summatory function of arithmetic functions associated with primes in sequences of real numbers. 8.6. Fractional vonMangoldt Autocorrelation Function 47 Theorem 8.8. Let x 1 be a large number and let Λ be the von Mangoldt function. Then ≥ (2+ε)/3 2 Λ ([x/n]) = akx + O x (log x) , (8.32) n x X≤ where the constant is Λ (n) a = > 0. (8.33) k n(n + 1) n 1 X≥ Proof. Let f(n)=Λ(n) . The condition f(n) 2 = Λ2 (n) x log2 x xα (8.34) | | ≤ ≪ n x n x X≤ X≤ is satisfied with α =1+ ε for any small number ε> 0. Applying Theorem 8.7 yield Λ (n) Λ ([x/n]) = x + O x(2+ε)/3(log2 x) . (8.35) n(n + 1) n x n 1 X≤ X≥ The constant is Λ (n) a = k n(n + 1) n 1 X≥ Λ (n ) 0 (8.36) ≥ n0(n0 + 1) > 0, where n = 2 is the first prime in the sequence primes 2, 3, 5, 7, 11,... . 0 { } The next result proves that the sequence [x/n]2 + 1 : n x contains infinitely many primes as x . In fact, it shows that { ≤ } → ∞ x # p = [x/n]2 + 1 : n x , (8.37) { ≤ } ≫ log x as x . → ∞ Theorem 8.9. Let x 1 be a large number and let Λ be the von Mangoldt function. Then ≥ 2 (2+ε)/3 2 Λ [x/n] +1 = akx + O x (log x) , (8.38) n x X≤ where the constant is Λ n2 +1 a = > 0. (8.39) k n(n + 1) n 1 X≥ Proof. Let f(n)=Λ n2 +1 . The condition