DÉTERMINANTS INDIVIDUELS ET ENVIRONNEMENTAUX DU PARASITISME CHEZ LE TAMIA RAYÉ (TAMIAS STRIATUS)

par

Chelsey Paquette

Mémoire présenté au Département de biologie en vue de l’obtention du grade de maître ès sciences (M.Sc)

FACULTÉ DES SCIENCES UNIVERSITÉ DE SHERBROOKE

Sherbrooke, Québec, Canada, avril 2020

Le 15 avril 2020

le jury a accepté le mémoire de Madame Chelsey Paquette dans sa version finale

Membres du jury

Professeur Dany Garant Directeur de recherche Département de Biologie, Université de Sherbrooke

Professeur Patrick Bergeron Codirecteur de recherche Département de Biologie, Bishop’s University

Professeure Jade Savage Codirectrice de recherche Département de Biologie, Bishop’s University

Professeure Fanie Pelletier Évaluatrice interne Département de Biologie, Université de Sherbrooke

Professeur Marco Festa-Bianchet Président-rapporteur Département de Biologie, Université de Sherbrooke

SOMMAIRE

Les parasites peuvent infecter presque tous les organismes vivants et ils peuvent avoir un impact important sur leurs hôtes et sur leur dynamique de population. Cependant, la sévérité de ces impacts peut varier et dépendre de l'hôte, du parasite et de leur environnement commun. Pour mieux comprendre la complexité des interactions hôte-parasite, il est essentiel d’évaluer les déterminants individuels, populationnels et environnementaux du parasitisme. La prévalence de l'infestation peut varier au fil du temps en fonction de caractéristiques populationnelles telles que la densité et la démographie, ainsi que des caractéristiques environnementales telles que les conditions météorologiques et la disponibilité de la nourriture. Cependant, au sein d'une population hôte, le nombre de parasites par individu peut aussi varier en raison de différences individuelles en physiologie, morphologie et/ou comportement. Par conséquent, il est nécessaire d'intégrer les caractéristiques de la population, des individus et de l'environnement dans les études sur les interactions hôte-parasite.

Dans ce contexte et en utilisant 12 ans de données provenant d'une population sauvage de tamias rayé (Tamias striatus), j’ai étudié les déterminants du parasitisme de (« bot ») au niveau individuel et de la population. Au niveau de la population, j’ai évalué la relation entre la prévalence de l'infestation et les conditions météorologiques, les cycles de paisson (« mast ») du hêtre à grandes feuilles (Fagus grandifolia) et la taille de la population de tamia. Au niveau individuel, j’ai étudié la relation entre l'intensité de l'infestation et les caractéristiques des tamias comme le sexe, l'âge, la masse corporelle et le comportement. La prévalence de l'infestation dans la population était positivement liée à la température printanière, aux précipitations printanières et à la taille de la population de tamias, et négativement liée aux cycles de paisson des hêtres à grandes feuilles. Chez les adultes, l'influence du comportement individuel sur l'intensité de l'infestation variait selon le sexe, ce qui suggère que le comportement spécifique à un sexe peut influencer l'exposition aux parasites. Pour les juvéniles, les résultats montrent i l'importance du moment d'émergence associé à la saison de naissance sur l'exposition aux parasites et sur le nombre de parasites qu'un individu aura. Ces résultats soulignent l'importance des conditions environnementales locales sur les hôtes et les parasites et suggèrent que les caractéristiques individuelles, populationnelles et environnementales qui sont avantageuses pour l'acquisition des ressources et la reproduction peuvent aussi augmenter le niveau de parasitisme.

Mots clés : Interaction hôte-parasite, Parasite, Rongeur, Variabilité environnementale, Comportement, Cuterebra bot fly, Tamia rayé

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SUMMARY

Parasites can infect almost all living organisms and they may have important impacts on individual hosts, also impacting host population dynamics. However, the severity of these impacts can vary and depend on the host, the parasite and their shared environment. Therefore, to better understand the complexity of host-parasite interactions, we must first evaluate the individual, populational and environmental determinants of parasitism. Populations may vary in infestation prevalence over time due to population characteristics such as density and demography, as well as environmental characteristics such as weather and food availability. However, within a host population, individuals may also vary in the number of parasites they have due to individual differences in physiology, morphology and behavior. Therefore, it is necessary to incorporate population, individual and environmental characteristics in studies on host-parasite interactions.

In this context and using 12 years of data from a wild population of eastern chipmunks (Tamias striatus) relying on pulsed food resources, I investigated the determinants of Cuterebra bot fly parasitism at both the population and individual level. First, I assessed the relationship between infestation prevalence and weather conditions, mast cycles of American beech (Fagus grandifolia) trees and chipmunk population size. Then, I investigated the relationship between infestation intensity and chipmunk characteristics such as sex, age, body mass and behavior. Infestation prevalence in the population was positively related to spring temperature, spring precipitation and chipmunk population size, and negatively related to mast cycles of American beech trees. For adults, the influence of individual behavior on infestation intensity varied with sex, suggesting that sex-specific behaviors may influence parasite exposure. For juveniles, the results highlight the importance of parasite exposure and emergence timing on the number of parasites an individual will have. These results emphasize the importance of local environmental conditions on both hosts and parasites, and suggest that the individual, populational and iii environmental characteristics which are advantageous for resource acquisition, reproduction and population growth may also come at the cost of increasing parasitism.

Key words: Host-parasite interaction, Parasite, , Environmental variability, Behavior, Cuterebra bot fly,

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ACKNOWLEDGEMENTS

I would like to thank my three research supervisors, Dany Garant, Patrick Bergeron and Jade Savage. I was extremely fortunate to have three tremendous researchers take me under their wings and guide me along my short but sweet journey as a master’s student. Thank you, Dany, for your wisdom, efficiency in everything you do, and for answering all of my questions, even those that were hypothetical. Patrick, for your ability to always provide great advice and for inspiring me as a young biologist. And Jade, for all your support and for fueling my inner entomologist; I was never the only one in the room that was overly fascinated with bot . I would also like to thank Denis Réale for his contribution to the Chipmunk Project and his comments on my manuscript, and Marco Festa-Bianchet and Fanie Pelletier, for their feedback on my project and thesis. This project would not have happened without the numerous graduate students and field assistants who have collected data for the Chipmunk Project since its initiation in 2004. After having spent 13 months in the scenic forests of Mansonville, I would like to give a special thank you to Elouana, for teaching me everything there is to know about the field (and chipmunks) and Katherine, for being by my side throughout it all. Thank you also to Edward (L094) for being nothing like the Revenant (J088). To my lab mates, thank you for your support, feedback and wide ranging/interesting conversations. More specifically, thank you Philippine and Caro for being incredible mentors. I would like to thank all of my family and friends for providing me with endless support and encouragement throughout all of my studies, especially mom, Lyssa and Allen. Finally, to my father, thank you for always letting a ray of sunshine peak through the forest canopy when things were not going as planned.

This project was supported financially by the Natural Sciences and Engineering Research Council of Canada and Fonds de Recherche du Québec – Nature et Technologies. I would also like to thank the Quebec Centre for Biodiversity Science for providing me with financial support to attend an international conference.

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TABLE OF CONTENTS

SOMMAIRE ...... i

SUMMARY ...... iii

ACKNOWLEDGEMENTS ...... v

LIST OF TABLES ...... x

LIST OF FIGURES ...... xii

CHAPTER 1 GENERAL INTRODUCTION ...... 1

1.1 Determinants of parasitism in wild vertebrate populations ...... 2

1.1.1 Population characteristics ...... 3

1.1.2 Individual characteristics ...... 4

1.1.2.1 Morphology ...... 4

1.1.2.2 Physiology ...... 5

1.1.2.3 Behavior ...... 7

1.1.3 Environmental characteristics...... 8

1.1.3.1 Weather conditions ...... 9

1.1.3.2 Food resources ...... 10

1.2 Research objectives ...... 12

1.3 Model species ...... 13

1.3.1 Host: The eastern chipmunk ...... 13

1.3.2 Parasite: Cuterebra bot flies ...... 14

1.3.2.1 Cuterebra and rodent hosts ...... 16

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1.4 Hypotheses and predictions ...... 19

CHAPTER 2 REVISITING THE IDENTITY OF CUTEREBRA SPECIES FROM SOUTHERN QUÉBEC ...... 21

2.1 Significance statement and author contributions ...... 21

2.2 Introduction ...... 22

2.3 Methods ...... 24

2.3.1 Specimens collected from eastern chipmunks ...... 24

2.3.2 Specimens collected from collaborators ...... 26

2.3.3 DNA barcoding ...... 26

2.3.4 Divergent sites ...... 27

2.4 Results ...... 28

2.5 Discussion ...... 32

2.6 Conclusion ...... 34

2.7 Acknowledgements ...... 35

2.8 Funding ...... 35

2.9 Permits ...... 35

2.10 References ...... 36

CHAPTER 3 INDIVIDUAL AND ENVIRONMENTAL DETERMINANTS OF CUTEREBRA BOT FLY PARASITISM IN THE EASTERN CHIPMUNK (TAMIAS STRIATUS)...... 39

3.1 Significance statement and author contributions ...... 39

3.2 Abstract ...... 40

3.3 Introduction ...... 41

3.4 Methods ...... 44

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3.4.1 Study site and ecology of study population ...... 44

3.4.2 Capture routine ...... 45

3.4.3 Bot fly infestation prevalence and intensity ...... 46

3.4.4 Environmental variables ...... 47

3.4.5 Exploration: Open-field tests and analysis ...... 47

3.4.6 Trappability, trap diversity and home range size ...... 48

3.4.7 Statistical analyses ...... 49

3.5 Results ...... 51

3.5.1 Infestation prevalence ...... 51

3.5.2 Infestation intensity ...... 53

3.5.2.1 Adults ...... 53

3.5.2.2 Juveniles ...... 56

3.6 Discussion ...... 58

3.6.1 Infestation prevalence ...... 58

3.6.2 Infestation intensity ...... 60

3.6.2.1 Adults ...... 60

3.6.2.2 Juveniles ...... 62

3.7 Conclusion ...... 64

3.8 Acknowledgements ...... 64

3.9 Funding ...... 65

3.10 Permits ...... 65

3.11 Conflict of interest ...... 65

3.12 References ...... 66

3.13 Supplementary material ...... 72

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3.13.1 Supplementary methods ...... 72

3.13.1.1 Justification for switching from continuous measure of number of seeds to a categorical factor ...... 72

3.13.2 Supplementary results...... 73

3.13.2.1 Exploration ...... 73

3.13.2.1 Infestation prevalence and intensity ...... 75

CHAPTER 4 GENERAL DISCUSSION AND CONCLUSION ...... 78

4.1 Review of the objectives and results ...... 78

4.1.1 Bot fly identity ...... 79

4.1.2 Determinants of parasitism: Infestation prevalence ...... 79

4.1.3 Determinants of parasitism: Infestation intensity ...... 82

4.1.3.1 Adults ...... 82

4.1.3.2 Juveniles ...... 84

4.2 Project limitations and future perspectives ...... 86

4.2.1 Bot fly identity ...... 86

4.2.2 Determinants of parasitism ...... 87

4.3 Conclusions ...... 90

BIBLIOGRAPHY ...... 91

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LIST OF TABLES

Table 1.1 Examples of studies assessing differences in Cuterebra parasite prevalence between age classes and parasite prevalence and/or intensity between sexes for different species of and their geographical regions...... 18 Table 2.1 Cuterebra specimen sample sizes...... 25 Table 2.2 List of all collected Cuterebra specimens (BUICD#, n = 39) and selected public sequences available on the Barcode of Life Database (BOLD) (IMA#, TTDFW#, BBDEC#, n = 4)...... 29 Table 3.1 Annual variation in bot fly infestation prevalence and intensity, beech (Fagus grandifolia) seed production (number of seeds per m2) and population size (pop. size) over 12 years in a population of eastern chipmunks (Tamias striatus)...... 52 Table 3.2 Results of generalized linear model for bot fly infestation prevalence over 12 years in a population of eastern chipmunks (Tamias striatus)...... 53 Table 3.3 Results of final generalized linear mixed models for bot fly infestation intensity in adult (full and exploration data set) and juvenile eastern chipmunks (Tamias striatus)...... 54 Table S1 Results of linear mixed model for exploration (number of lines crossed) over 12 years in a population of eastern chipmunks (Tamias striatus)...... 74 Table S2 Variation in bot fly infestation prevalence and intensity during mast and non- mast years of beech (Fagus grandifolia) trees, in a population of eastern chipmunks (Tamias striatus)...... 75 Table S3 Results of generalised linear models for bot fly infestation prevalence for different subgroups (adults, juveniles, males and females) in a population of eastern chipmunks (Tamias striatus) over 12 years...... 76

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Table S4 Results of full generalised linear mixed models for bot fly infestation intensity in adult (full and exploration data set) and juvenile eastern chipmunks (Tamias striatus)...... 77

xi

LIST OF FIGURES

Figure 2.1 Neighbor-joining tree of our 34 sequenced specimens (BUICD#) and 4 public specimens (IMA#, TTDFW#, BBDEC#) based on Kimura 2-parameter distances (Kimura, 1980)...... 31

Figure 3.1 Relationship between bot fly infestation intensity and trappability for adult male (green, n = 188) and female (black, n =208) eastern chipmunks (Tamias striatus)...... 55

Figure 3.2 Relationship between bot fly infestation intensity and exploration for adult male (green, n = 148) and female (black, n = 182) eastern chipmunks (Tamias striatus)...... 56

Figure 3.3 Relationship between bot fly infestation intensity and average body mass during the bot fly season in beech a) mast years and b) non-mast years for juvenile eastern chipmunks (Tamias striatus) (n mast = 180, n non-mast = 142)...... 57

Figure S1 Histogram of number of American beech (Fagus grandifolia) seeds per m2. ... 73

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CHAPTER 1 GENERAL INTRODUCTION

As species have evolved over time, the interactions between them have also evolved (Thompson, 2014). Coevolution occurs when two species interact and both species undergo evolutionary change in response to that interaction (Thompson, 2005). A well-known example is the interaction between hosts and parasites; hosts develop parasite defenses and in turn, parasites develop ways to counter act those defenses. As parasites and hosts evolve in response to each other’s evolutionary changes, it results in exceptional adaptations (Penn, 2001). For example, brood parasites such as European cuckoos (Cuculus canorus), lay their eggs in the nests of other bird species. For the parasitized species, this type of parasitism often results in the evolution of foreign egg detection, and in turn, selects for enhanced egg mimicry in cuckoos (Penn, 2001). Thus, understanding the interactions between parasites and hosts, as well as their shared environment, is a central component of evolution and ecology (Bush et al., 2001). The parasitic mode of life has proven to be successful, evolving independently several times (Poulin and Morand, 2000). Because parasites can be found in almost all habitats and often in large numbers (Price, 1980), their incorporation in studies on wild is imperative. They can be generalists or specialists, live inside or outside of their hosts; however, regardless of their strategies, parasites can have important consequences for hosts.

Parasites require resources from their hosts to complete at least one part of their life cycle, and this association may have negative effects on hosts, and thus host populations (Price, 1980; Schmid-Hempel, 2011; Tompkins et al., 2001). For instance, through the impacts that parasites have on host survival and reproduction, it has been shown that they can influence population cycles in a wide range of vertebrate taxa (Anderson and May, 1978, 1981; Hudson et al., 2001). A well-known example is that of Hudson et al. (1998), where wild red grouse (Lagopus lagopus scoticus) populations were being regulated by a gastro-intestinal nematode, Trichostrongylus 1 tenuis. This population of red grouse naturally exhibits cyclic fluctuations and at the individual level, it was shown that mortality was associated with high levels of parasitism. When parasite loads were reduced by treating individuals with an anthelminthic, populations had less extreme population cycles, illustrating the intricate relationship between population cycles and parasitism (Hudson et al., 1998). Furthermore, although parasitic infections have been shown to directly influence individual hosts and population dynamics (reviewed in Price, 1980; Schmid-Hempel, 2011; Tompkins et al., 2001), these interactions can also be greatly influenced by environmental factors, resulting in context dependent effects on host populations (Lafferty and Kuris, 1999; Scholthof, 2007). Thus, to unravel the complexity of host-parasite interactions, we must assess the populational, individual and environmental determinants of parasitism in wild populations.

1.1 Determinants of parasitism in wild vertebrate populations

Parasitic infestations are a product of complex biological and ecological processes (Kołodziej- Sobocińska, 2019; Scholthof, 2007). Population, individual and environmental characteristics can interact simultaneously to influence the proportion of infested individuals within a host population (prevalence of infestation) and/or the number of parasites per infested host (intensity of infestation). In the following sections I summarize three categories of factors influencing parasitism, 1) population characteristics including population size, density, health and age structure, 2) individual characteristics including morphology, physiology and behavior, and 3) environmental characteristics including weather conditions and food abundance.

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1.1.1 Population characteristics

Population characteristics such as population size, density, health and age structure can have impacts on infestation prevalence and intensity (Kołodziej-Sobocińska, 2019). Population size and density are critical for the persistence and spread of parasites within host populations (Anderson and May, 1979). An important factor for parasite establishment is the number of suitable hosts in a given area, thus larger populations may sustain more parasites (Morand and Poulin, 1998). For example, in crucian carp (Carassius carassius), population size was significantly related to trematode abundance and intensity (Bagge et al., 2004). Also, population density is expected to be positively related to infestation prevalence and intensity via its effects on a host’s susceptibility and exposure to parasites (Arneberg et al., 1998). For instance, at high population densities contact rates between infested and susceptible hosts increases, thus increasing parasite exposure (Arneberg et al., 1998; Hawley et al., 2011). Furthermore, high host densities are often accompanied by food shortage, resulting in malnutrition, thus increasing levels of parasitism via the indirect effects of malnutrition on host defenses (Anderson and May, 1981; Gulland, 1992). Therefore, high population density may increase levels of parasitism by facilitating the establishment of parasites in host populations and by affecting host exposure. The health and age structure of the host population are also important factors. For example, populations with high mortality rates have often fewer individuals, thus sustaining smaller parasite populations (Kołodziej-Sobocińska, 2019). In addition, populations with many young or aging individuals are often at a higher risk of elevated rates of parasitism due to the undeveloped immune systems of younger individuals and age dependent declines in immune response (Gardner, 1980; Simon et al., 2015).

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1.1.2 Individual characteristics

One of the fascinating themes of disease ecology is the investigation of factors that contribute to the heterogeneous distribution of parasites within host populations; such that a small number of hosts may sustain a large proportion of parasites (Crofton, 1971; Lester, 2012; Lloyd-Smith et al., 2005). Causes of variation in infestation intensity among individuals depends on the social structure of the host population (Hawley et al., 2011). In gregarious/social species, parasite transmission is easily facilitated by social contact and interactions (Anderson and May, 1991; Webber et al., 2015). However, in solitary species, transmission cannot be mainly attributable to social interactions and is instead facilitated mostly by individual characteristics such as host morphology, physiology and behavior (Wilson et al., 2001). Morphological, physiological and/or behavioral differences can influence an individual’s chances of acquiring parasites and its ability to minimize the effects of infection through an immune response (Wilson et al., 2001).

1.1.2.1 Morphology

Host morphology, including body size and mass, defines the dimensions of a parasite’s habitat and is thus an important determinant of parasitism (Gregory et al., 1996; Kuris et al., 1980). Generally, larger individuals are easier to target, represent hosts with more resources for parasites to exploit and have a larger surface area for parasites to inhabit, thereby reducing parasite competition for resources and space (Christe et al., 2003; Hawlena et al., 2005). The evidence of parasite selection for hosts based on morphology has led several studies to investigate the relationship between host morphology and parasitism; however, the results are inconsistent. For example, using a comparative dataset comprising of 45 tick species and 171 host species (Neotropical birds, mammals, reptiles and amphibians), Esser et al. (2016) showed that larger hosts carried a greater diversity of tick species and supported a greater proportion of

4 the total tick population. On the other hand, Pelletier et al. (2005) found that in bighorn sheep (Ovis canadensis) body size had no effect on lung worm (Protostrongylus spp.) infection. Also, in Barn Swallows (Hirundo rustica), nestling body mass was negatively related to the number of mites found in the nest (Møller, 1990). These contrasting results suggest either that the relationship between morphology and parasitism is context-dependant or that, in some cases, morphological traits (e.g. body mass) could be reflecting the physiological state or immune capacity of the individual, thus changing the interpretation of results. For example, parasite selection for larger individuals could be masked by their superior immune function.

1.1.2.2 Physiology

Individual differences in physiology such as immunocompetence, hormones, and stress can result in different infestation intensity between individual hosts (Zuk and McKean, 1996). While being exploited for resources by parasites, individuals may be impacted in several ways (Kiffner et al., 2013; Poulin, 1996; Zuk and McKean, 1996). Some, however, can accommodate this impact more than others, thereby influencing their susceptibility to infestation (Kiffner et al., 2013). The physiology of mammals and the connections between stress, hormones and immune function is extremely delicate, and small disturbances can lead to an increase in susceptibility to parasitic infestations. For example, stressed individuals often display reduced immune function resulting in greater levels of infection (Padgett and Glaser, 2003). Oppliger et al. (1998) manipulated levels of stress in lizards (Lacerta vivipara) and found that highly stressed groups showed higher levels of corticosterone and higher blood parasite (Haemogregarine protozoans) loads. However, non-invasive measures of physiology and immunology in wild animals are often difficult to achieve and therefore the effects of physiology on parasitism have often been observed indirectly through sex and age differences in parasitism.

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Differences in levels of parasitism between sexes and age classes are often detected and can be attributed to sex and age-specific physiology (Wilson et al., 2001; Zuk and McKean, 1996). Males and females may differ in their levels of parasitism due to sex-specific hormones and levels of stress, or a combination of both (Folstad and Karter, 1992; Schalk and Forbes, 1997; Zuk and McKean, 1996). During the breeding seasons of most vertebrate taxa, males are competing for access to mates (Zuk and McKean, 1996). Throughout this period, males are under high levels of stress and have elevated levels of reproductive hormones, such as androgens, that hinder the immune system. Due to the combination of stress and androgens, males have a higher probability of being infested by parasites (Krasnov et al., 2005). Testosterone, through its immunological and behavioral effects also plays an important role (Chandler et al., 1994; Grear et al., 2009). Males with elevated levels of testosterone are generally more dominant and use larger areas, allowing them to increase their chances for reproduction (Chandler et al., 1994). However, through the effects of testosterone on immunity, individuals with higher levels of testosterone are also more susceptible to parasitic infestations (Folstad and Karter, 1992; Hughes and Randolph, 2001; Poulin, 1996). Females experience elevated levels of stress during pregnancy and maternal care; however, it is argued that because this stress is dispersed over longer periods of time, it has less of an effect on their immune suppression and thus their susceptibility to parasites (Schalk and Forbes, 1997). Differences in parasitism due to age specific physiology have also been observed. Studies covering a wide range of vertebrate taxa mainly attribute the cause of age differences in parasitism to the inexperienced immune systems and/or low antipredator behaviors of juveniles (Christe et al., 2000; MacIntosh et al., 2010; McLean and Speakman, 1997; Müller-Graf et al., 1996; Simon et al., 2015; Tinsley et al., 2012) as well as to age induced reduction of immunity over time (Gardner, 1980). For example, in semi-captive timber elephants (Elephas maximus), parasite- related deaths were highest in young and old individuals, and lowest for individuals at intermediate ages (Lynsdale et al., 2017).

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1.1.2.3 Behavior

Parasites can impact their hosts in several ways, causing important fitness consequences; therefore, it is important to understand which behaviors influence the risk of parasite exposure (Moore, 2002). While the relationship between parasites and host behavior can work in different ways (e.g. parasites can influence host behaviors and host behaviors can influence parasitism), this project will focus on assessing how individual behaviors might influence infestations by parasites acquired directly from the environment. It has been shown over a wide range of taxa that behavioral differences among hosts in movement patterns can result in variances in exposure to parasite infective stages in the environment (Barber and Dingemanse, 2010; Bohn et al., 2017; Boyer et al., 2010; Dougherty et al., 2018; Grear et al., 2013; Lindenfors et al., 2007). A positive relationship between infestation intensity and host movement patterns is expected as many parasites have low mobility and rely on the host to be acquired directly from the environment (Bohn et al., 2017). Therefore, those who use larger areas might encounter a greater number of parasites, increasing their chances of being infested (Boyer et al., 2010; Lindenfors et al., 2007). For instance, in a review by Lindenfors et al. (2007), home range, the area travelled by an during daily activities such as mating and foraging (Burt, 1943), was listed as a factor that influences parasite abundance in host individuals, and high levels of parasitism can often be linked with more active hosts who have larger home ranges (Craft et al., 2011; Johnson and Hoverman, 2014).

The relationship between host behavior and parasitic infestations has been explored in several species of small mammals. For parasites acquired directly from the environment, exploration and activity appear to be important determinants of parasitic infestations. For example, in a two- year study on Least chipmunks (Tamias minimus), individuals with higher exploration scores had more ectoparasites than those with lower exploration scores (Bohn et al., 2017). Furthermore, in a three-year study on Siberian chipmunks (Tamias sibiricus), path analyses revealed an indirect effect of exploration on tick (Ixodes spp.) load; exploration had a positive 7 effect on activity, activity had a positive effect on space use and space use increased tick load (Boyer et al., 2010). In addition, Patterson et al. (2011) found that in male eastern chipmunks (Tamias striatus) trappability (number of captures, e.g. activity) was positively related to the intensity of intestinal parasite infection (eggs per gram of feces). If parasites are obtained directly from the environment rather than through a vector, the benefits of behavioral traits that allow certain individuals to explore their environments more, disperse further and access mates more efficiently may be counter-balanced by the negative effects of increased parasite exposure (Barber and Dingemanse, 2010; Boon et al., 2008; Boyer et al., 2010). While interesting relationships have evolved from these studies, most of them have focused on a small sample of individuals (less than 100), analysed a single behavioral trait (but see Boyer et al. 2010), without also assessing other host characteristics, and were conducted over short temporal scales, without taking environmental heterogeneity into account.

1.1.3 Environmental characteristics

The concept known as the disease triangle has been widely accepted in plant ecology and it presents disease and infections as being a product of three interconnected perspectives, the host, the pathogen and their environment (McNew, 1960). Thus, studies on host-parasite interactions must acknowledge the complexity of these relationships and assess the determinants of parasitism at multiple scales, while taking into account environmental conditions (Scholthof, 2007). External factors such as climate, weather conditions and food availability have important impacts on host-parasite interactions (Schmid-Hempel, 2011). The way in which host-parasite relations interact with environmental stressors can result in disproportionally negative effects on the host populations (Lafferty and Kuris, 1999). If the environment in which a host lives is deteriorating, for example via episodes of high density or food shortage, it is expected that parasites will spread quickly, allowing their populations to increase in size (Anderson and May 1981; Llyod 1995). Therefore, the inclusion of environmental conditions in host-parasite studies is imperative, as it can drastically impact the outcome of such interactions. Two categories of 8 external factors which play an important role in this dynamic system are weather conditions and food resources.

1.1.3.1 Weather conditions

Weather conditions can have effects on both hosts and parasites, therefore also having important impacts on host-parasite interactions. Parasite and host populations are harmonised with seasonal cycles, thus changes in such conditions may negatively or positively influence both hosts and parasites (Camp et al., 1982; Harvell et al., 1999). For parasites with a free-living stage, the effects of climate and weather are more pronounced (Marshall, 1981). For instance, shifts in climate can influence the distribution of living organisms (Marcogliese, 2001), result in climate-induced stress (Harvell et al., 1999), and impact metabolic function and behavior of both hosts and parasites (Martínez-De La Puente et al., 2009). Thus, the frequency and occurrence of parasitic outbreaks is facilitated by a plethora of climactic variables synergistically influencing both hosts and parasites, and these effects are sometimes difficult to understand due to the close association between weather variables (Martínez-De La Puente et al., 2009).

Temperature and precipitation are two important weather parameters that have been shown to influence infestation intensity and prevalence (Antoniazzi et al., 2011; Marcogliese, 2001). Many parasites have adapted their life cycles to optimize contact with definitive and intermediate hosts and variations in temperature and precipitation may have impacts on this overlap (Marcogliese, 2001). For example, high population densities of harbour seals (Phoca vitulina) resulted from increased temperatures, thus providing an ideal setting for disease transmission resulting in high infection prevalence (Lavigne and Schmitz, 1990). Temperature also affects parasites in all life stages. In general, increased temperature can be associated with

9 an increase in the number of generations in a given year, growth, and maturation of parasites (Chubb, 1979; Marcogliese, 2001). For example, in flying , adult reproduction, survival, abundance and activity have been reported to be impacted by temperature (as well as precipitation and wind), thereby influencing their population size and infestation rates (Bishop et al., 1996; Jennison et al., 2006; Martin et al., 1994; Shipp et al., 1988). Precipitation can also have impacts on parasite life stages, especially those that rely on water for reproduction (Martínez-De La Puente et al., 2009) or burrow in the soil during pupation (Vicente et al., 2004). For example, when rainfall events occurred, biting midge (Culicoides sp.) abundance was greater, likely do to the positive impact of rainfall on number of breeding sites (Martínez-De La Puente et al., 2009). Similarly, in subcutaneous Dipteran parasite (Pharyngomyia picta), intensity of infestation was lower in drought years, possibly due to low soil moisture having negative impacts on pupae developing underground (Vicente et al., 2004).

1.1.3.2 Food resources

At the individual level, it is widely accepted that an individual’s nutritional and energetic state has important impacts on its ability to produce a suitable immune response and/or recover from infections. Such that individuals who are malnourished have reduced immune competence, increased infection rates and poor body condition following infections (Houston et al., 2007; Shaner et al., 2018; Sheldon and Verhulst, 1996). These relationships are observed because individuals have a limited amount of resources to allocate to functions such as growth, reproduction, homeostasis and immunity (Houston et al., 2007). The trade-off between other physiological functions and immune responses can be facilitated by additional food resources. For example, individual field voles (Microtus agrestis) who were supplemented with food displayed stronger immune responses against nematode infections than food-limited individuals (Forbes et al., 2016). In addition, the effects of parasitic infections can be more easily reduced if food resources are plentiful. These results emphasize that immune defenses are costly, and

10 food availability may therefore facilitate the switch from depleted energy reserves to better immune responses and better body condition (Shaner et al., 2018). Despite the ubiquitous effects of food availability on parasitism, studies on host-parasite interactions rarely include food availability in their analyses (but see Forbes et al., 2014, 2016; Pedersen and Greives, 2008).

Many populations of small mammals naturally exhibit cyclic fluctuations in response to food resource availability (pulsed food resources) (Batzli, 1983; Elias et al., 2004; Krebs et al., 1995). It has also been proposed that parasitic infestations contribute in part to these population cycles (Boonstra et al., 1998). Yet, few studies have attempted to investigate the interactive effects of parasitism and food availability on wild populations. Pederson and Greives (2008) studied populations of white-footed mice (Peromyscus leucopus) and deer mice (Peromyscus maniculatus) that depend on oak acorn masts as a main source of food for overwinter survival. They supplemented populations with food to mimic an acorn mast and provided ivermectin treatments to reduce nematode burdens. Population declines were reduced by food supplementation and ivermectin treatment when applied independently; however, if both food supplementation and treatment were applied simultaneously, population declines were completely eliminated (Pedersen and Greives, 2008). Similarly, Forbes et al. (2014) experimentally treated populations of field voles for parasitic infestations and provided them with food supplementation. In groups with both food supplementation and treatment, the prevalence of Heligmosomidae nematodes was reduced (Forbes et al., 2014). However, contrary to Pedersen and Greives (2008), population declines were only reduced by food supplementation, thus parasitic infections had no influence on population declines. These studies show that host population dynamics can be shaped by resource availability. In addition, the results of Pedersen and Greives (2008) illustrate the opportunity for food availability and parasitic infections to act in an additive manner; therefore, their effects should be investigated more thoroughly in a variety of host-parasite systems.

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1.2 Research objectives

This project aims to investigate the host-parasite interaction between Cuterebra bot flies and eastern chipmunks in the context of a pulsed resource system. The identity of Cuterebra bot flies infesting eastern chipmunks in eastern Canada has not been revisited since Sabrosky (1986); therefore, the first objective of this project is to revisit the identity of Cuterebra bot flies infesting eastern chipmunks in southern Québec. The second objective is to evaluate the determinants of bot fly parasitism at 1) the population level, to evaluate the relationship between infestation prevalence and population and environmental characteristics and 2) the individual level, to investigate the relationship between chipmunk characteristics and individual differences in bot fly infestation intensity.

Overall, the results of this project will bring new fundamental knowledge on the ecology of bot fly parasitism in the eastern chipmunk. It will build on previous knowledge by assessing the determinants of parasitism at multiple scales (population and individual) and over long periods of time (12 years), while taking into account environmental heterogeneity, which has not been done to date. In an applied context, knowing which environments and individuals promote high levels of parasitism allows of a better understanding of host-parasite interactions and the spread of parasites in wild populations. Finally, because host-parasite interactions are context dependent, it will provide a model which has not previously been investigated in the literature with regards to the determinants of parasitism.

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1.3 Model species

1.3.1 Host: The eastern chipmunk

The eastern chipmunk is a diurnal rodent of the family Sciuridae found in deciduous forests throughout eastern North America (Snyder, 1982; LaZerte and Kramer, 2016). In southern Québec where the study is taking place, eastern chipmunks gather seeds from masting trees such as red maple (Acer rubrum) in the summer, and American beech (Fagus grandifolia) and sugar maple (Acer saccharum) in the fall. In the spring, they gather bulbs from herbaceous plants such as the Carolina springbeauty (Claytonia caroliniana) and Trout lily (Erythronium americanum) (Landry-Cuerrier et al., 2008). Gathered food is hoarded in their burrows for the winter while they express torpor (Bergeron et al., 2011a; Humphries et al., 2002; Landry-Cuerrier et al., 2008). In the spring, eastern chipmunks emerge from their burrows and are most active when ambient temperatures are between 17℃ and 27℃ (Christopher, 1972). Eastern chipmunks have a promiscuous mating system with intense scramble competition among males (Elliott 1978; Bergeron et al. 2011b). Normally, they are solitary and occupy a single underground burrow (Bergeron et al., 2013), located approximately at the center of their home range (Snyder, 1982). Individual home range sizes are not sex or age dependant and range between 100 m2 and 1000 m2 (Mares et al. 1980; Snyder 1982). During the reproductive season, however, males display greater home ranges than females (Mares et al., 1980). Eastern chipmunks are parasitized by several species of helminths (Luong et al., 2014), fleas, mites (Snyder 1982; Patterson and Schulte-Hostedde 2011), ticks (Brisson et al., 2008) and by Cuterebra bot flies (Careau et al., 2010, 2012; Elliott, 1978; Snyder, 1982).

In this study population, the variability of seeds produced by American beech trees is an important driver of many population processes. American beech trees undergo synchronized mass production of seeds (mast event) during the fall in alternating years (Bergeron et al., 13

2011a). Eastern chipmunks rely on these masts as a main source of food for over-wintering, thus large annual fluctuations in beech seed availability has important consequences for population dynamics and overwinter survival (Bergeron et al., 2011a). This population has two reproductive seasons, which are correlated with the availability of food from beech trees (Montiglio et al., 2014). Individuals will breed during the spring in years following a mast and during the summer in years of a mast, but they rarely reproduce during both seasons in the same year. In the spring-reproductive season, adults mate in March and juveniles emerge in May. In the summer-reproductive season, adults mate in June and juveniles emerge in late August (Bergeron et al., 2011a). Above ground activity is also driven by beech masts. In years when a mast occurs in the fall, adult activity increases in the summer, just before the mast; however, in non-mast years, adults may remain in their burrows until the following spring (Bergeron et al., 2011a). Food hoards allow adults to be less affected by varying levels of food; however, juveniles who recently emerged lack such food hoards and therefore experience high rates of mortality in non-mast years (Bergeron et al., 2011a). In addition, food hoards also influence the expression of torpor. Torpor is drastically reduced in mast years when food hoards are larger (Landry-Cuerrier et al., 2008; Munro et al., 2005). Consequently, because annual seed production shapes patterns of reproduction, above ground activity and torpor, it may also be affecting other processes such as bot fly infestation prevalence and intensity (Careau et al., 2010).

1.3.2 Parasite: Cuterebra bot flies

The Diptera family Oestridae includes approximately 150 species of large flies with parasitic larvae infesting different tissues and/or organs of various vertebrate taxa worldwide. Most oestrid species are very host specific and therefore parasitize only one or a few specific host species (Marshall, 2012). They are also quite conservative in terms of target tissues or organs. For example, the larvae of most members of the subfamily Gasterophilinae are found in the digestive systems of large herbivores such as rhinoceroses, horses and elephants (Marshall, 14

2012). Members of the subfamily , also known as the New World skin bots, develop under the host’s skin and are therefore referred to as subcutaneous parasites. Unlike most oestrids, some species of New World skin bots of the genus Cuterebra have low host specificity (Marshall, 2012) and their larvae can complete their development in various rodent, lagomorph, and other mammalian species (Cramer and Cameron, 2007; Wecker, 1962).

In Canada, two species of Cuterebra have been recorded; and Cuterebra fontinella (Pearce and Venier, 2005; Sabrosky, 1986). The adults of these two species are rarely seen in the wild, whereas the larvae are more commonly observed and found on their associated hosts (Bennett, 1955). Cuterebra emasculator has been mainly reported parasitizing eastern chipmunks and grey squirrels ( carolinensis), and C. fontinella has been mainly reported parasitizing mice (Peromyscus sp.) and voles (Myodes grapperi and Microtus sp.) (Bennett 1955; Catts 1982; Sabrosky 1986). However, differentiating between these two species in their larval form is not possible due to the absence of species-specific morphological characters. Therefore, most accounts of bot fly parasitism in the literature have determined the species involved using host and/or geographic location data published in Bennett (1955), Catts (1982) and Sabrosky (1986). Since Sabrosky (1986), the identity of Cuterebra infesting eastern chipmunks has not been revisited and should therefore be revised using modern taxonomical approaches involving morphological and molecular methods.

Female Cuterebra lay their eggs in late spring on various substrates around burrows and areas frequently visited by mammals (Catts, 1982). The eggs form an adhesive cluster and adhere to small mammals passing by. The heat of the mammal causes the eggs to hatch, allowing the first larval instar (L1 larva) to migrate to areas of natural openings such as mouth, nose, eyes, anus and urogenital orifices, where it enters the body of the host either by penetrating mucosa or being ingested (Catts, 1982). The detailed path of larval migration from the site of entry to the final subcutaneous position is not well known. What is known is that for approximately two weeks, the L1 larva migrates from the point of entry and travels through nasopharyngeal, 15 tracheal or esophageal regions. From there, it enters the thoracic and abdominal cavities until it reaches a subcutaneous position, usually in the inguinal area (Gingrich, 1981). Once a larva has completed its migration it molts into a second larval instar (L2 larva) and the host responds by producing a warble, or encapsulated pocket (Cogley, 1991). The L2 larva within the warble then pierces the skin of the host to produce a breathing hole through which it will expose its posterior spiracles. The L2 larva will remain in position, feeding on bodily fluids for one to three weeks depending on the species. It will then molt into a third larval instar (L3 larva) and continue to feed for approximately two weeks until fully grown. During this process, bot fly larvae increase their body weight by almost 100 000 times (Catts, 1982). Once fully mature, the L3 larva will stop feeding and enter the prepupal stage, shortly after which it will exit the host and drop onto the ground, where it will burrow and pupate. In temperate climates Cuterebra overwinters in the pupal stage, and the adult fly will therefore emerge the following spring (Catts, 1982).

1.3.2.1 Cuterebra and rodent hosts

Cuterebra bot fly larvae are often assumed to be a significant burden to their hosts, representing up to 5% of host body weight in some rodents (Cramer and Cameron, 2006). However, studies investigating this burden have demonstrated inconsistent results that may be due to the complexity and co-evolution of this host-parasite interaction. Many studies have investigated various aspects of bot fly parasitism in mice, chipmunks, voles and squirrels. In red-backed voles (Myodes gapperi), the probability of survival decreased with bot fly infestation (Lemaître et al., 2009). In white-footed mice bot fly infestation was negatively related to population growth, but positively related to host survival (persistence time in the trapping grid) (Burns et al., 2005). Similar results were reported by Jaffe et al. (2005), where infested deer mice, white- footed mice and eastern chipmunks, remained in the trapping grid for longer periods of time than non-infested individuals. Differences in parasite prevalence between age classes (Table 1.1) and differences in parasite prevalence and/or intensity between sexes (Table 1.1) have also

16 been widely observed. The relationship between host age and bot fly parasitism are not consistent and they seem to vary with host species and geographical region (Table 1.1). For mice, voles and squirrels, differences between sexes in bot fly parasitism were rarely found regardless of the measure of parasitism used (Boonstra et al., 1980; Hunter et al., 1972; Jacobson et al., 1981; Jaffe et al., 2005; Lemaître et al., 2009; Timm and Cook, 1979), but see Hensley (1976). Similar results were reported in eastern chipmunks from Pennsylvania, USA (Jaffe et al., 2005; McKinney and Christian, 1970). However, within the same study population as the present project, Careau et al. (2010) found that adult males had more bot flies than females (Table 1.1). These findings suggest that populations of eastern chipmunks in different geographical regions may be affected differently by Cuterebra parasites. Such results validate the importance of including environmental variables in host-parasite interactions.

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Table 1.1 Examples of studies assessing differences in Cuterebra parasite prevalence between age classes and parasite prevalence and/or intensity between sexes for different species of rodents and their geographical regions.

Rodent Species Study Locality Age Class Results Hensley (1976) Virginia, USA Subadult > Adult Peromyscus leucopus Timm and Cook (1979) Minnesota, USA Adult > Subadult > Juvenile (White-footed mouse) Jaffe et al. (2005) Pennsylvania, USA Adult > Juvenile P. maniculatus Hunter et al. (1972) British Columbia, CA NA (Deer mouse) Jaffe et al. (2005) Pennsylvania, USA No difference Sciurus niger Jacobson et al. (1981) Mississippi, USA Subadult > Adult > Juvenile (Fox squirrel) Microtus townsendii Boonstra et al. (1980) British Columbia, CA Juvenile > Adult > Subadult (Meadow vole) Myodes gapperi Lemaître et al. (2009) Québec, CA NA (Red-backed vole) Jaffe et al. (2005) Pennsylvania, USA Juvenile > Adult Tamias striatus McKinney and Christian (1970) Pennsylvania, USA No difference (Eastern chipmunk) Careau et al. 2010 Québec, CA NA

Hensley (1976) and Careau et al. (2010) were the only studies to find differences in parasitism between sexes (bold font).

McKinney and Christian (1970) also investigated the correlation between body size (weight, head and body lengths) and Cuterebra bot fly parasitism in wild eastern chipmunks. Their results suggested that body size was positively correlated with infestation prevalence. They proposed that this may be due to behavioral differences among individuals, as larger chipmunks tended to be more active and therefore may have been more exposed to parasites; however, they did not include a measure of activity in their study (McKinney and Christian, 1970). Although several studies have investigated host-parasite interactions between Cuterebra bot flies and various rodent hosts (Table 1.1), they focused mostly on the effects of bot flies on their hosts (survival and reproduction), while concurrently observing sex and age differences, and not on the effects that host and environmental characteristics have on bot fly parasitism. Bot flies are

18 suitable parasites to study because they are easy to see on their hosts, their infective stages are acquired directly from the environment and are influenced by weather conditions such as temperature and humidity (increased egg development time at low temperatures and low humidity) (Catts, 1982). Despite their potential to be a great model species, Cuterebra bot flies have rarely been used as a model to assess determinants of parasitism and most studies have used ectoparasites including fleas, ticks and mites. The present study will build on these gaps by assessing the effects of host, population and environmental characteristics on bot fly parasitism in a wild rodent species, the eastern chipmunk. Host-parasite interactions vary depending on the environment; therefore, the current study provides a new host-parasite model with detailed data on food availability and environmental conditions. In addition, the long-term dataset used here will allow to investigate whether the patterns previously observed hold over longer temporal scales while controlling for environmental heterogeneity.

1.4 Hypotheses and predictions

Based on the knowledge presented above, I expect that a single species of bot fly is infesting this population of eastern chipmunks, and that this species is Cuterebra emasculator based on region and host data published in Bennett (1955), Catts (1982) and Sabrosky (1986). At the population level, I expect infestation prevalence to vary between years and be related to weather, population size and mast cycles of American beech trees. I anticipate that environmental variables increasing chipmunk and bot fly activity, decreasing chipmunk body condition, and increasing success for bot fly development will increase prevalence. Hence, a shorter period of winter snow cover, low spring precipitation and warm spring temperatures should increase infestation prevalence (Catts, 1982; Christopher, 1972). In addition, I predict that higher chipmunk population size and low seed production will increase bot fly prevalence because of the elevated stress and energetic demands associated with competition (Giraldeau et al., 1994) and low food abundance (Kramer and Weary, 1991).

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At the individual level, I expect infestation intensity to vary among individuals depending on their sex, age, body mass and behavior. In years when individuals reproduce in the spring (mast years), males will have more parasites than females through indirect effects of reproductive behaviors (Zuk and McKean, 1996). Juveniles can be exposed to bot fly eggs in two ways, in the above ground environment after their emergence or inside their burrow through contact with contaminated conspecifics. During this time, juveniles have inexperienced immune responses and are usually in poor body condition, resulting in high infestation intensity (Christe et al., 2000; MacIntosh et al., 2010; Simon et al., 2015). Regardless of age, I also predict that individuals who are smaller will have more parasites because they are in a worse body condition and have inadequate resources to fight infections (Wilson et al., 2001). Finally, because bot fly eggs are acquired from the environment, individual behaviors that increase space use, activity and exploration will also increase infestation intensity (Barber and Dingemanse, 2010; Lindenfors et al., 2007).

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CHAPTER 2 REVISITING THE IDENTITY OF CUTEREBRA SPECIES FROM SOUTHERN QUÉBEC

by Chelsey Paquette, Dany Garant, Patrick Bergeron and Jade Savage

2.1 Significance statement and author contributions

The identity and of Cuterebra bot flies infesting eastern chipmunks in southern Québec has not been revisited since Bennett (1955), Catts (1982) and Sabrosky (1986). Pre- liminary data suggests that there may be two species of bot flies infesting a population of eastern chipmunks in the Sutton Mountains in southern Québec, which could have important impacts on host survival and reproduction. In this study we investigated the identity of Cuterebra species in southern Québec, using DNA barcoding as a tool to identify our specimens.

For this manuscript, my contributions included collecting bot fly specimens from eastern chipmunks and writing the initial version of the manuscript. J. Savage collected and obtained bot fly specimens from collaborators and helped to write the initial version of the manuscript. J. Savage, D. Garant and P. Bergeron supervised the project and provided comments and suggestions on the final version of the manuscript. This manuscript will be submitted to a taxonomy journal for publication with the addition of more data in 2020.

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2.2 Introduction

Species identification is fundamental to biology and to properly understand the interactions between two species we must first know their identity. To date, only two species of Cuterebra bot flies have been recorded in Canada (Sabrosky 1986; Pearce and Venier 2005); Cuterebra emasculator, mainly reported parasitizing eastern chipmunks (Tamias striatus) and grey squirrels (Sciurus carolinensis), and Cuterebra fontinella, mainly reported parasitizing several species of mice (Peromyscus sp.) and voles (Myodes grapperi and Microtus sp.) (Bennett 1955; Catts 1982; Sabrosky 1986). The adults of these two species are rarely seen in the wild since they are very short lived; they do not feed, and their primary goal is to reproduce (Bennett, 1955). However, when adults are found, they are easily identified using their morphological characters (Sabrosky, 1986). The larval and pupal forms are much more commonly observed as they are found on their associated hosts or in the environment. However, as larvae and pupae, there is a lack of species-specific morphological characters (Noël et al., 2004; Sabrosky, 1986). Therefore, most accounts of Cuterebra parasitism have determined the species involved based on geographical region and/or host data published in Bennett (1955), Catts (1982) and Sabrosky (1986). For example, Careau et al. (2010; 2012) conducted a study on the energetic costs of bot fly parasitism in eastern chipmunks in southern Québec and assumed, based on Bennett (1955), that the species of bot fly found in their system was C. emasculator.

The lack of species-specific morphological characters in immature stages of Cuterebra has encouraged the use of molecular methods to identify these species. For example, Noël et al. (2004) used two molecular methods to differentiate specimens of Cuterebra fontinella grisea and Cuterebra fontinella fontinella (two taxa treated as subspecies by Sabrosky (1986) but attributed full species status in Noël et al. (2004)), based on divergent sites within regions of the mitochondrial gene cytochrome oxidase I and II (COI and COII). They found seven divergent sites in COI and three in COII, and both molecular methods, species-specific primers and Restriction Fragment Length Polymorphism (RFLP), were able to differentiate between the two 22 subspecies. While their approach was successful (to differentiate between these two subspecies), other molecular methods should continue to be explored, especially with the rise of DNA barcoding allowing for species identifications of unknown specimens across a wide array of taxa (Hebert et al., 2003a). DNA barcoding uses a short genetic marker, the barcode, to assign a species-level identification based primarily on genetic distance (Hebert et al., 2003a). In insects and many other animals, the most commonly used marker for DNA barcoding is a segment of 648 base pairs near the 5’ end of COI. That region of COI, also known as the Folmer region, is usually highly conserved within species but different between species (Folmer et al., 1994).

In 2017, DNA barcodes (Folmer region) were obtained from six bot fly larvae collected in 2016 and 2017 from eastern chipmunks within the same geographical area covered in Careau et al. (2010, 2012). All six barcodes matched reference sequences from specimens identified as C. fontinella in the Barcoding of Life Database (BOLD, Ratnasingham and Hebert, 2007) and Genbank (Benson et al., 2005). At the time no reference sequences for the Folmer region of C. emasculator were available in either of these online databases. These barcoding results suggested that 1) either two species, C. emasculator and C. fontinella, can infest eastern chipmunks in southern Québec or 2) that previous accounts in the literature of bot fly parasitism in eastern chipmunks were misidentified, the species involved being C. fontinella, not C. emasculator. An inadequate understanding of Cuterebra species infesting eastern chipmunks may hinder our understanding of the impacts that Cuterebra can have on their hosts. For example, if both species of Cuterebra are parasitizing this population of eastern chipmunks, competition among C. emasculator and C. fontinella may result in one species shifting their phenology to avoid competition (Mideo, 2009), resulting in an overall longer period of infestation. Therefore, the aim of this chapter was to further investigate the identity of Cuterebra bot flies infesting eastern chipmunks in southern Québec.

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2.3 Methods

2.3.1 Specimens collected from eastern chipmunks

Prevalence of Cuterebra infestation has been collected on a population of eastern chipmunks since 2005 within the Réserve Naturelle des Montagnes-Vertes in the Sutton Mountains (45°05'N, 72°26'W). Cuterebra eggs are laid in early spring and the larvae must go through an extensive migration within the host before being visible (Catts, 1982). In 2016, 2017 and 2018, chipmunks captured in the months of July, August and September were thoroughly inspected for bot flies, and mature third instar larvae were collected (n = 31) from chipmunks by squeezing the warble and holding the larva with tweezers as it slowly emerged (sample sizes can be found in Table 2.1). Collected larvae were either euthanized by placing them in a freezer for 45 minutes before transfer to 95% ethanol for preservation (n = 26) or placed in separate containers (n = 5) for rearing to adult for morphological based identification.

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Table 2.1 Cuterebra specimen sample sizes.

# # Life # # Collector Sent for Sequenced stage Specimens Reared Sequencing /Available Chelsey Paquette Larvae 31 26 24 5 Collaborators (L.T, J.S, P.G, M.T) Larvae 6 6 5 0 Collaborators (V.T.L) Pupae 2 2 2 0 Collaborators (B.F, J.D, T.M, T.L, S.W) Adults 5 5 3 NA BOLD public sequences Adults NA NA 4 NA TOTAL NA 44 39 38 5

Each row includes the collector of the specimen (if collaborator, the initials of the collectors are listed), the life stage of the specimens, the number of specimens collected, number sent for sequencing, number reared, and number successfully sequenced or available (DNA successfully amplified).

In temperate regions, C. emasculator and C. fontinella overwinter as pupae underground and produce a single generation per year (Catts, 1982). The female flies lay their eggs in the environment in the spring and the larvae develop in their hosts throughout the summer. In the fall the prepupae fall from their hosts, burry into the soil for overwintering and the adult flies emerge the following spring (Catts, 1982). Rearing these two species is a long and complex process compared to species with shorter generation times. We therefore followed a method suggested in Hensley (1976) and by Boettner (personal communication). Larvae were deposited on humid sand and placed either indoors, at room temperature and in natural lighting or in an outdoor sheltered area.

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2.3.2 Specimens collected from collaborators

Preserved C. emasculator adults (n = 4), and undetermined pupal (n = 2) and larval specimens (n = 6) were obtained from collaborators in an attempt to obtain C. emasculator sequences, since none were publicly available online. We also collected preserved C. fontinella from collaborators (n = 1). For adult specimens, one leg (sufficient tissue for DNA extraction) was obtained and these specimens were accompanied by photographs of the adult fly, allowing us to verify the species identity using morphology.

2.3.3 DNA barcoding

Approximately 8 mm3 of larval tissue or 1 leg was removed from each specimen. Instruments used to extract tissue were cleaned with 70% ethanol and sterilized by flame between each sample. Extracted tissues were placed in a well-plate prefilled with 30 μl of 95% ethanol. The samples were sent to the Canadian Center for DNA Barcoding in Guelph, Ontario for DNA amplification and sequencing. Additional information on primers and the protocol for DNA barcoding can be found in Kress and Erickson (2012).

The sequence dataset included all Cuterebra sequences of at least 500 base pairs long from material I submitted to the Canadian Center for DNA Barcoding (specimens collected from collaborators and chipmunks) as well as those publicly available on BOLD for adults of C. fontinella with photographs (there were no public C. emasculator sequences). Sequences were aligned using the BOLD sequence aligner tool and sequence divergences (maximum and minimum) were calculated using the Kimura-2 model of evolution in BOLD (Kimura, 1980). This approach modifies the raw percent identity between sequences (“p-distance”, calculated as the differing number of base pairs divided by the total number of aligned base pairs multiplied 26 by 100) by giving a different weight to different mutations such as transitions or transversions. A neighbor-joining (NJ) tree was built in BOLD to examine the clustering pattern of all available sequences. In BOLD, sequences are automatically clustered into Operational Taxonomic Units (OTU) known as Barcode Index Numbers (BIN), which usually show high correspondence with species (Ratnasingham and Hebert, 2013). The BIN system clusters sequences using the Refined Single Linkage (RESL) algorithm which uses a three phase analysis to assign specimens to a BIN (Ratnasingham and Hebert, 2013). Firstly, sequences are aligned, then single linkage clustering is performed. This generates a distance matrix for every pair of sequences, and groups each sequence based on a distance threshold. The maximum intra-cluster distance is less than 2.2%, and any specimen that is more than 4.4% different from an existing cluster becomes a founder of a new cluster (Ratnasingham and Hebert, 2013). The threshold of 2.2% (as opposed to 2% previously described in the literature (Hebert et al., 2003b)) was applied for the BIN system as it represented the upper 99% confidence limit in 8 test datasets (Ratnasingham and Hebert, 2013). The final step refines assigned clusters using Markov Clustering. In this step, clusters with high sequence variation but no clear separation remain a single BIN, whereas clusters with high sequence variation, showing clear within cluster groups are assigned to more than one BIN. This allows for the parting of clusters which were disregarded by a fixed threshold (Ratnasingham and Hebert, 2013). The BIN system allows genetically identical sequences from different projects and regions to cluster together under the same BIN. Since the BINs are automatically updated with the addition of new sequences in BOLD, BINs may be merged or split if new sequences reveal additional information (Ratnasingham and Hebert, 2013).

2.3.4 Divergent sites

Sequences from specimens of known identity (adults, n = 7) were also aligned and examined in MEGA X (Kumar et al., 2018) to investigate the presence of species-specific divergent sites such as those found in a different fragment of COI by Noël et al. (2004) for the two subspecies of C. fontinella. 27

2.4 Results

We collected or obtained 44 Cuterebra specimens: 31 larvae collected from eastern chipmunks, six larvae from other hosts (3 humans, 1 mouse, 1 vole, 1 dog), five adults (4 C. emasculator and 1 C. fontinella) collected in the wild by collaborators and two pupae collected indoors by collaborators (host unknown). We attempted to rear five of the specimens collected from eastern chipmunks in 2018, none of which completed metamorphosis; these five specimens have not yet been sequenced. DNA barcodes were successfully amplified and sequenced for 34 of the 39 collected samples sent for sequencing. A search across all public records found in BOLD allowed us to add four additional records (sample ID: BIOUG06444-E11, 09BBEDI-0095, HLC-16987, HLC-16989), all identified as C. fontinella using adult morphology (see Table 2.2 for details of the sequence dataset).

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Table 2.2 List of all collected Cuterebra specimens (BUICD#, n = 39) and selected public sequences available on the Barcode of Life Database (BOLD) (IMA#, TTDFW#, BBDEC#, n = 4).

Sequence Specimen ID Stage Host Locality Date Length BUICD1140-16 Larva Dog Québec, CA 2016-09-15 658 BUICD1162-17 Larva Vole Québec, CA 2008-08-25 0 BUICD1164-17 Pupae NA Québec, CA 2010-08-23 658 BUICD1165-17 Pupae NA Québec, CA 2010-08-23 658 BUICD1163-17 Larva Human Québec, CA 2008-09-25 658 BUICD1171-17 Larva Human Québec, CA 2010-08-31 658 BUICD1183-18 Larva Human Québec, CA 2008-08-12 658 BUICD1330-17 Larva Mouse Québec, CA 2013-09-19 658 BUICD1129-16 Larva Chipmunk Québec, CA 2016-08-26 658 BUICD1325-17 Larva Chipmunk Québec, CA 2017-09-04 658 BUICD1326-17 Larva Chipmunk Québec, CA 2017-09-02 658 BUICD1327-18 Larva Chipmunk Québec, CA 2017-09-02 658 BUICD1328-17 Larva Chipmunk Québec, CA 2017-08-30 658 BUICD1329-17 Larva Chipmunk Québec, CA 2017-08-28 658 BUICD1501-18 Larva Chipmunk Québec, CA 2018-08-10 658 BUICD1502-18 Larva Chipmunk Québec, CA 2018-08-12 658 BUICD1503-18 Larva Chipmunk Québec, CA 2018-08-13 658 BUICD1504-18 Larva Chipmunk Québec, CA 2018-08-13 658 BUICD1505-18 Larva Chipmunk Québec, CA 2018-08-13 658 BUICD1506-18 Larva Chipmunk Québec, CA 2018-08-19 658 BUICD1507-18 Larva Chipmunk Québec, CA 2018-08-19 658 BUICD1508-18 Larva Chipmunk Québec, CA 2018-08-23 658 BUICD1509-18 Larva Chipmunk Québec, CA 2018-08-23 0 BUICD1510-18 Larva Chipmunk Québec, CA 2018-08-23 658 BUICD1511-18 Larva Chipmunk Québec, CA 2018-08-23 658 BUICD1512-18 Larva Chipmunk Québec, CA 2018-08-24 0 BUICD1513-18 Larva Chipmunk Québec, CA 2018-08-26 658 BUICD1514-18 Larva Chipmunk Québec, CA 2018-08-26 658 BUICD1515-18 Larva Chipmunk Quebec, CA 2018-08-26 658 BUICD1516-18 Larva Chipmunk Québec, CA 2018-08-26 658 BUICD1517-18 Larva Chipmunk Québec, CA 2018-08-31 658 BUICD1518-18 Larva Chipmunk Québec, CA 2018-09-01 658 BUICD1519-18 Larva Chipmunk Québec, CA 2018-09-04 658

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Table 2.2 (Continued)

BUICD1520-18 Larva Chipmunk Québec, CA 2018-09-09 658 BUICD1580-19 Adult NA Massachusetts, USA 2000-08-09 0 BUICD1581-19 Adult NA Georgia, USA 2010-07-22 0 BUICD1582-18 Adult NA Massachusetts, USA 2016-07-26 627 BUICD1583-19 Adult NA New Hampshire, USA 2017-07-09 619 BUICD1584-19 Adult NA Ohio, USA 2016-07-18 658 BBDEC095-09 Adult NA Nova Scotia, CA 2009-07-27 658 IMA020-07 Adult* Mouse Massachusetts, USA 1995-08-18 640 TTDFW1098-13 Adult NA Ontario, CA 2013-06-13 661 IMA022-07 Adult NA Rhode Island, USA 2004-08-02 658

Each line includes the BOLD specimen ID, life stage, associated host, locality and date of collection (year-month-day) and COI sequence length. Specimens with a sequence length of 0 failed to amplify. Specimen IMA020-07 is an adult reared from a mouse.

The 34 sequences (specimens collected from chipmunks and collaborators) were very similar, forming a single BIN (BOLD:AAH0836) with a maximum sequence divergence (genetic differences) of 1.70%. The addition of four public sequences from adult C. fontinella to the dataset increased the maximum sequence divergence to 2.18%, however all sequences remained assigned to the same BIN. In the NJ tree (Figure 2.1) three clustering patterns were observed, which we labelled A, B and C. The minimum sequence divergences between each cluster was as follows: A and B: 1.26%, B and C: 0.76%, and A and C: 1.42%. Cluster A contained two adult C. fontinella, one reared from a mouse. Cluster B contained several undetermined larvae, 24 collected from eastern chipmunks, three collected from humans and one collected from a dog, as well as two adult C. emasculator from unknown hosts. Cluster C contained three adult C. fontinella from unknown hosts and three undetermined larvae, two with no associated host and one extracted from a mouse. The examination of sequences from adult specimens (n = 7) yielded cluster-specific results: eight divergent sites between A and B, seven between A and C, and four between B and C.

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DS-CUSEQ Thu Nov 7 11:10:06 2019 Page 1 of 1

0.2 % A CuterebraBBDE Cfontinella|BBDEC095-09|Canada095-09|2009|NS,CA|Host:NA|Adult|Cuterebra fontinella CuterebraIMA fontinella|IMA020-07|United020-07|1995|MA,U StatesSA|Host:Mouse|Adult*|Cuterebra fontinella 0.2% CuterebraBUI Csp.|BUICD1506-18|CanadaD1506-18|2018|QC,CA|Host:Chipmunk|Larva

CuterebraBUI Csp.|BUICD1329-17|CanadaD1329-17|2017|QC,CA|Host:Chipmunk|Larva

CuterebraBUI Cfontinella|BUICD1140-16|CanadaD1140-16|2016|QC,CA|Host:Dog|Larva

CuterebraBUI Csp.|BUICD1327-17|CanadaD1327-18|2017|QC,CA|Host:Chipmunk|Larva

CuterebraBUI Csp.|BUICD1510-18|CanadaD1510-18|2018|QC,CA|Host:Chipmunk|Larva

CuterebraBUI Csp.|BUICD1518-18|CanadaD1518-18|2018|QC,CA|Host:Chipmunk|Larva

CuterebraBUI Csp.|BUICD1504-18|CanadaD1504-18|2018|QC,CA|Host:Chipmunk|Larva

CuterebraBUI Cfontinella|BUICD1183-17|CanadaD1183-18|2008|QC,CA|Host:Human|Larva

CuterebraBUICD sp.|BUICD1328-17|Canada1328-17|2017|QC,CA|Host:Chipmunk|Larva

CuterebraBUICD sp.|BUICD1508-18|Canada1508-18|2018|QC,CA|Host:Chipmunk|Larva

CuterebraBUI Csp.|BUICD1516-18|CanadaD1516-18|2018|QC,CA|Host:Chipmunk|Larva

CuterebraBUI Csp.|BUICD1505-18|CanadaD1505-18|2018|QC,CA|Host:Chipmunk|Larva

CuterebraBUI Csp.|BUICD1325-17|CanadaD1325-17|2017|QC,CA|Host:Chipmunk|Larva CuterebraBUIC sp.|BUICD1503-18|CanadaD1503-18|2018|QC,CA|Host:Chipmunk|Larva

CuterebraBUI Csp.|BUICD1513-18|CanadaD1513-18|2018|QC,CA|Host:Chipmunk|Larva

CuterebraBUI Csp.|BUICD1514-18|CanadaD1514-18|2018|QC,CA|Host:Chipmunk|Larva

CuterebraBUI Csp.|BUICD1517-18|CanadaD1517-18|2018|QC,CA|Host:Chipmunk|Larva

CuterebraBUI Csp.|BUICD1519-18|CanadaD1519-18|2018|QC,CA|Host:Chipmunk|Larva CuterebraBUI Csp.|BUICD1515-18|CanadaD1515-18|2018|QC,CA|Host:Chipmunk|Larva

CuterebraBUI Csp.|BUICD1502-18|CanadaD1502-18|2018|QC,CA|Host:Chipmunk|Larva

CuterebraBUI Cfontinella|BUICD1163-17|CanadaD1163-17|2008|QC,CA|Host:Human|Larva

CuterebraBUIC fontinella|BUICD1171-17|CanadaD1171-17|2010|QC,CA|Host:Human|Larva

BCuterebraUICD sp.|BUICD1520-18|Canada1520-18|2018|QC,CA|Host:Chipmunk|Larva

CuterebraBUIC Dsp.|BUICD1501-18|Canada1501-18|2018|QC,CA|Host:Chipmunk|Larva

CuterebraBUI emasculator|BUICD1582-19|UnitedCD1582-18|2016|MA,U StatesSA|Host:NA|Adult|Cuterebra emasculator

CuterebraBUIC sp.|BUICD1326-17|CanadaD1326-17|2017|QC,CA|Host:Chipmunk|Larva B CuterebraBUI emasculator|BUICD1583-19|UnitedCD1583-19|2017|NH,U StatesSA|Host:NA|Adult|Cuterebra emasculator CuterebraBUI fontinella|BUICD1129-16|CanadaCD1129-16|2016|QC,CA|Host:Chipmunk|Larva

CuterebraBUI Csp.|BUICD1507-18|CanadaD1507-18|2018|QC,CA|Host:Chipmunk|Larva

CuterebraBUI Csp.|BUICD1511-18|CanadaD1511-18|2018|QC,CA|Host:Chipmunk|Larva

CuterebraBUIC fontinella|BUICD1584-19|UnitedD1584-19|2016|OH,U StatesSA|Host:NA|Adult|Cuterebra fontinella

CuterebraTTD fontinella|TTDFW1098-13|CanadaFW1098-13|2013|ON,CA|Host:NA|Adult|Cuterebra fontinella C CuterebraBUI Cfontinella|BUICD1164-17|CanadaD1164-17|2010|QC,CA|Host:NA|Larva

CuterebraBUI Cfontinella|BUICD1165-17|CanadaD1165-17|2010|QC,CA|Host:NA|Larva

CuterebraBUI Cfontinella|BUICD1330-17|CanadaD1330-17|2013|QC,CA|Host:Mouse|Larva

CuterebraIMA fontinella|IMA022-07|United022-07|2004|RI,US StatesA|Host:NA|Adult|Cuterebra fontinella Cuterebra fontinella|GBMIN13198-13 Figure 2.1 Neighbor-joining tree of our 34 sequenced specimens (BUICD#) and 4 public specimens (IMA#, TTDFW#, BBDEC#) based on Kimura 2-parameter distances (Kimura, 1980). All specimens belong to the Barcode Index Number (BIN) BOLD:AAH0836. Each line includes the specimen ID, year and locality of collection, associated host, life stage and species (if known). Specimens in bold are adult specimens identified using morphology. A, B and C represent sub-clusters within the BIN.

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2.5 Discussion

All analyzed sequences clustered in a single BIN due to low genetic divergence. This result suggests that either C. emasculator and C. fontinella are in fact a single polymorphic species, or that DNA barcoding failed at discriminating between the two species. Since the adult morphological characters separating the two species are consistent, the second option is favored. However, since three subgroups were retrieved (each with at least 2 adult specimens of confirmed identity and some cluster-specific divergent sites), there still appears to be some taxonomic signal in our molecular data. Thus, our initial hypotheses, assuming that our bot fly larvae collected in 2016 and 2017 from eastern chipmunks belonged to C. fontinella has been ruled out since specimens of both C. fontinella and C. emasculator clustered into the same BIN and showed little genetic differences. In addition, within the BIN, three subgroups/clusters were also observed, where specimens collected from eastern chipmunks clustered with adult specimens of C. emasculator, and specimens collected from other hosts (e.g. mice and voles), clustered with adult specimens of C. fontinella.

It has been shown that in cases of recently diverged species, using one section of DNA may not be adequate to differentiate between species (Spooner, 2009; Will et al., 2005). If species have recently split from a common ancestor, their mitochondrial DNA may be too similar for a species level identification (Moritz and Cicero, 2004; Will et al., 2005), thus resulting in a lack of or lower than expected sequence divergence. The use of a divergence threshold therefore presents a limitation for using DNA barcoding to identify certain species. While a threshold of approximately 2% has been frequently applied for the Folmer region in invertebrate taxa (Hebert et al., 2003b), some exceptions have been noted depending on rates of speciation and molecular evolution (Huang et al., 2013; Raupach et al., 2014; Zhou et al., 2010).

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A closer look at the clustering pattern within the NJ tree revealed some interesting information. Cluster B contained adult C. emasculator and larvae collected from hosts that have been previously associated with C. emasculator (eastern chipmunks, and accidental human and dog infestations) (Catts, 1982; Sabrosky, 1986). Whereas clusters A and C contained adult C. fontinella and larval specimens collected from hosts that have been previously associated with C. fontinella (mice) (Catts, 1982; Sabrosky, 1986). This clustering pattern, despite low divergence between clusters, could suggest that cluster A and C represent sequences of C. fontinella and cluster B represents sequences of C. emasculator, allowing us to presume that all of our unknown larval specimens collected from eastern chipmunks belong to C. emasculator, which would support the literature (Bennett, 1955; Catts, 1982; Sabrosky, 1986). However, the very low genetic distance between clusters B and C (0.75%) and the presence of only 4 consistent divergent sites between sequences from adults in these clusters do not give us enough confidence to identify unknown specimens to species using the Folmer region.

The presence of a higher number of divergent sites between clusters A and B (including two and three adults of C. fontinella respectively) than between clusters B (two C. emasculator adults) and C (three C. fontinella adults) is puzzling. The morphology of all these adult C. fontinella specimens matched the classic form of C. fontinella fontinella, with dark hair on the dorsal part of the thorax (Sabrosky, 1982); however, since aberrant forms of C. fontinella grisea with dark instead of pale thoracic hairs are known to exist (Noël et al., 2004; Sabrosky, 1986), these two clusters may in fact each represent a subspecies (or full species depending on status attributed by different authors, see (Noël et al., 2004)). Unfortunately, our sequences could not be compared with those of Noël et al. (2004) since we amplified a different fragment of the COI gene.

The BIN system in BOLD incorporates both divergence thresholds (within and between clusters) and clustering patterns in an algorithm to assign sequences to OTUs. Often BINs correspond with species; however, this must be well documented and first verified by experts 33

(Ratnasingham and Hebert, 2013). For example, Monarch butterflies (Danaus plexippus) show very low divergence from their nearest neighbour (D. cleophile) (1.88%); however, these two taxa were assigned to different BINs because of the obvious gap between intra and interspecific divergence (Ratnasingham and Hebert, 2013). Prior to our work, all public sequences from BOLD:AAH0836 were assigned to C. fontinella. However, with our addition of two confirmed C. emasculator sequences, this BIN now contains at least two different species. Perhaps due to the combination of low sequence divergence between these two species and low sample size of determined C. emasculator and C. fontinella in BOLD, the BIN system fails to separate these two species. With the addition of more sequences, this clustering pattern may become clearer, eventually allowing for a better separation of these species despite their low sequence divergences. In addition, successful rearing of larval specimens collected within this study system would allow for species identification based on adult morphology, clarifying the results of the BIN clustering pattern. We recommend future work to investigate the suitability of additional markers such as ITS (Internal Transcribed Spacers) for the identification of Cuterebra species (Nelson et al., 2008). In addition, future work could also investigate the use of RFLP to differentiate between C. fontinella and C. emasculator, since it has been successful in the past to discriminate between C. fontinella fontinella and C. fontinella grisea (Noël et al., 2004).

2.6 Conclusion

Unfortunately, we did not obtain unambiguous species identifications for our eastern chipmunk bot flies, since the addition of C. emasculator sequences to previously available material did not result in a signal strong enough to discriminate between C. emasculator and C. fontinella. The results presented here, however, led us to revise our earlier hypotheses (that the eastern chipmunk bot fly larvae belonged to C. fontinella) and our suspicions that previously published work about chipmunk bot flies in southern Québec were either incomplete or incorrect. Even if all the chipmunk bot fly larvae were found in cluster B, along with adults of C. emasculator, we

34 think that additional molecular markers and/or improvement of rearing methods are needed to resolve to identity of Cuterebra bot flies in southern Québec.

2.7 Acknowledgements

We would like to thank all of the collaborators who gave us access to their specimens and the graduate students and field assistants who have contributed to the Chipmunk Project, especially Scott Braithwaite, Katherine Vandal, Allen Bush and Jeremie Bouffard for their aid in collecting bot fly larvae in 2017 and 2018. We also thank the Réserve Naturelle des Montagnes-Vertes (Québec, Canada) for allowing us to conduct this research within their boundaries.

2.8 Funding

This work was supported by the Natural Sciences and Engineering Research Council of Canada (NSERC) Discovery grants of JS, DG, PB. CP was supported by FRQNT and NSERC scholarships.

2.9 Permits

All applicable institutional and/or national guidelines for the care and use of animals were followed.

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2.10 References

Bennett, G.F. (1955). Studies on Cuterebra emasculator Fitch 1865 (Diptera: Cuterebridae) and a discussion of the status of the genus Cephenemyia Ltr. 1818. Can. J. Zool. 33, 75–97.

Benson, D.A., Karsch-Mizrachi, I., Lipman, D.J., Ostell, J., and Wheeler, D.L. (2005). GenBank. Nucleic Acids Res. 33, D34–D38.

Careau, V., Thomas, D.W., and Humphries, M.M. (2010). Energetic cost of bot fly parasitism in free-ranging eastern chipmunks. Oecologia 162, 303–312.

Careau, V., Garant, D., and Humphries, M.M. (2012). Free-ranging eastern chipmunks (Tamias striatus) infected with bot fly (Cuterebra emasculator) larvae have higher resting but lower maximum metabolism. Can. J. Zool. 90, 413–421.

Catts, E.P. (1982). Biology of New World Bot Flies: Cuterebridae. Annu. Rev. Entomol. 27, 313–338.

Folmer, O., Black, M., Hoeh, W., Lutz, R., and Vrijenhoek, R. (1994). DNA primers for amplification of mitochondrial cytochrome c oxidase subunit I from diverse metazoan invertebrates. Mol. Mar. Biol. Biotechnol. 3, 294–299.

Hebert, P.D.N., Cywinska, A., Ball, S.L., and DeWaard, J.R. (2003a). Biological identifications through DNA barcodes. Proc. R. Soc. B 270, 313–321.

Hebert, P.D.N., Ratnasingham, S., and DeWaard, J.R. (2003b). Barcoding animal life: Cytochrome c oxidase subunit 1 divergences among closely related species. Proc. R. Soc. B Biol. Sci. 270, S96–S99.

Hensley, M.S. (1976). Prevalence of cuterebrid parasitism among woodmice in Virginia. J. Wildl. Dis. 12, 172–179.

Huang, J., Zhang, A., Mao, S., and Huang, Y. (2013). DNA barcoding and species boundary delimitation of selected species of Chinese Acridoidea (Orthoptera: Caelifera). PLoS One 8, e82400.

Kimura, M. (1980). A simple method for estimating evolutionary rates of base substitutions through comparative studies of nucleotide sequence. J. Mol. Evol. 16, 111–120.

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Kress, W.J., and Erickson, D.L. (2012). DNA Barcodes: Methods and Protocols. In DNA Barcodes. Methods in Molecular Biology (Methods and Protocols), W. Kress, and D. Erickson, eds. (Totowa, NJ: Human Press), pp. 3–8.

Kumar, S., Stecher, G., Li, M., Knyaz, C., and Tamura, K. (2018). MEGA X: Molecular evolutionary genetics analysis across computing platforms. Mol. Biol. Evol. 35, 1547–1549.

Mideo, N. (2009). Parasite adaptations to within-host competition. Trends Parasitol. 25, 261– 268.

Moritz, C., and Cicero, C. (2004). DNA barcoding: Promise and pitfalls. PLoS Biol. 2, 1529– 1531.

Nelson, L.A., Wallman, J.F., and Dowton, M. (2008). Identification of forensically important Chrysomya (Diptera: Calliphoridae) species using the second ribosomal internal transcribed spacer (ITS2). Forensic Sci. Int. 177, 238–247.

Noël, S., Tessier, N., Angers, B., Wood, D.M., and Lapointe, F.J. (2004). Molecular identification of two species of myiasis-causing Cuterebra by multiplex PCR and RFLP. Med. Vet. Entomol. 18, 161–166.

Pearce, J., and Venier, L. (2005). The incidence of parasitism in small mammals near White River, Ontario, Canada. Mammalia 69, 97–101.

Ratnasingham, S., and Hebert, P.D.. (2007). BOLD : The Barcode of Life Data System (www.barcodinglife.org). Mol. Ecol. Notes 7, 355–364.

Ratnasingham, S., and Hebert, P.D.N. (2013). A DNA-Based Registry for All Animal Species: The Barcode Index Number (BIN) System. PLoS One 8, 1–16.

Raupach, M.J., Hendrich, L., Chler, S.M.K., Deister, F., Re, J.M., and Gossner, M.M. (2014). Building-Up of a DNA Barcode Library for true bugs (Insecta: Hemiptera: Heteroptera) of Germany reveals taxonomic uncertainties and surprises. PLoS One 9, e106940.

Sabrosky, C.W. (1986). North American Species of Cuterebra, the rabbit and rodent bot flies (Diptera: Cuterebridae) (Maryland: Entomological Society of America).

Spooner, D.M. (2009). DNA barcoding will frequently fail in complicated groups: An example in wild potatoes. Am. J. Bot. 96, 1177–1189.

Will, K.W., Mishler, B.D., and Wheeler, Q.D. (2005). The perils of DNA barcoding and the need for integrative taxonomy. Syst. Biol. 54, 844–851.

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Zhou, X., Jacobus, L.M., DeWalt, R.E., Adamowicz, S.J., and Hebert, P.D.N. (2010). Ephemeroptera, Plecoptera, and Trichoptera fauna of Churchill (Manitoba, Canada): insights into biodiversity patterns from DNA barcoding. J. North Am. Benthol. Soc. 29, 814–837.

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CHAPTER 3 INDIVIDUAL AND ENVIRONMENTAL DETERMINANTS OF CUTEREBRA BOT FLY PARASITISM IN THE EASTERN CHIPMUNK (TAMIAS STRIATUS)

by Chelsey Paquette, Dany Garant, Jade Savage, Denis Réale and Patrick Bergeron

3.1 Significance statement and author contributions

For a better understanding of the complexity of host-parasite interactions, studies must be carried out over large temporal scales and incorporate data on individuals, populations and the environment. However, such studies are difficult to achieve in the context of wild populations because they require long-term monitoring of both individuals and local environmental conditions. In this study we monitored local environmental conditions and collected data on individually marked eastern chipmunks (Tamias striatus) and their bot fly (Cuterebra sp.) parasites over 12 years to investigate the individual, populational and environmental determinants of parasitism.

For this article, my contributions included collecting data, completing the statistical analyses, writing the initial version of the article and seeing the paper through the publication process. D. Garant, P. Bergeron and J. Savage supervised the project and contributed to the final version of the article. D. Réale provided comments and suggestions to the final version of the article. This manuscript was submitted to Oecologia for publication in November 2019.

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3.2 Abstract

Understanding the interactions between parasites, hosts, and their shared environment is central to ecology. Variation in infestation prevalence may be the result of varying environmental and population characteristics; however, variations in parasitism may also depend on individual characteristics that influence both the exposure and susceptibility to parasites. Using 12 years of data from a population of wild eastern chipmunks relying on pulsed food resources, we investigated the determinants of bot fly parasitism at both the population and individual level. We assessed the relationship between infestation prevalence and weather conditions, population size and food abundance. Then, we assessed the relationship between infestation intensity and chipmunk behavior, sex, age, body mass and food abundance. Precipitation, temperature and population size were positively related to infestation prevalence, while beech masts were negatively related to infestation prevalence, highlighting the importance of local environmental conditions on hosts and parasites. We also found that the influence of activity and exploration on infestation intensity varied according to sex in adults. More active and faster exploring males had more parasites compared to females, suggesting that reproductive behaviors may influence parasite exposure. For juveniles, infestation intensity was greater when juveniles emerged in the spring as opposed to fall, possibly because spring emergence is synchronized with the peak of bot fly eggs in the environment, low food availability and longer activity period. Our results suggest that the environmental, population and host characteristics that are advantageous for reproduction and resource acquisition may come at the cost of increasing parasitism.

Key words: host-parasite interaction, parasite, rodent, environmental variability, behavior

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3.3 Introduction

Studies on host-parasite interactions have shown that parasites can have important effects on host population dynamics through their impacts on host reproduction and survival (Anderson and May 1978; Price 1980; Hudson et al. 1998; Burns et al. 2005). However, the degree of severity of these impacts vary depending on the host, the parasite and their shared environment. Therefore, to understand the complexity of host-parasite interactions, it is essential to first understand the populational, individual and environmental determinants of parasitism.

In wild vertebrates, a number of factors can influence the infestation prevalence (proportion of infested individuals) within a host population. Prevalence may fluctuate over time and space due to population characteristics such as density and demography (Arneberg et al. 1998), and/or environmental characteristics such as weather conditions and resource availability (Lafferty and Kuris 1999). In particular, under poor environmental conditions, for example via episodes of high density or food shortage, populations may experience increased contact rates between infested and susceptible hosts (Arneberg et al. 1998), and/or malnutrition and higher levels of stress, which could have negative effects on the immune system (Sheldon and Verhulst 1996; Houston et al. 2007) and increase infestation prevalence (Anderson and May 1981; Llyod 1995).

Individual characteristics of hosts are also important drivers of parasitism through their effects on an individual’s exposure and susceptibility to infestation (Wilson et al. 2001). Differences among individuals in their sex, age, body condition and behaviors may result in variations in infestation intensity (number of parasites per individual host) among hosts. For example, males are often more susceptible to parasites than females, likely due to sex differences in immunity, stress, hormones and reproductive behaviors (Zuk and McKean 1996; Schalk and Forbes 1997). Young and old individuals are often more parasitized than individuals of intermediate ages due

41 to the inexperienced immune systems and less developed antipredator behaviors of younger individuals (McLean and Speakman 1997; Christe et al. 2000), and due to age induced reduction of immunity for older individuals (Gardner 1980; Lynsdale et al. 2017). Body mass, size and condition can also influence parasitism. In some instances larger hosts are more parasitized because they provide more resources and space for parasites (Christe et al. 2003; Hawlena et al. 2005), while in others, parasites may target individuals in worse body condition and low immune response (Wilson et al. 2001). Individual behavior, including movement patterns have also been shown to influence exposure to parasites in the environment (Lindenfors et al. 2007; Barber and Dingemanse 2010; Boyer et al. 2010; Bohn et al. 2017). A positive relationship between parasitism and movement behavior is expected because many parasites have low mobility and rely on their hosts to acquire them from the environment (Bohn et al. 2017), and individuals who use greater areas may encounter microhabitats with more parasites (Brunner and Ostfeld 2008).

Cuterebra bot flies (Diptera: Oestridae) are parasites with low host specificity whose larvae can complete their development in various small mammal species (Sabrosky 1986). Female Cuterebra lay their eggs in the spring (May-June) in areas frequently visited by mammals. The eggs adhere to the fur of mammals passing by and are activated by their body heat, causing the eggs to hatch. Depending on environmental conditions, the eggs may remain viable in the environment until the fall (Moilliet 1949; Baird 1975; Catts 1982). The first larval instar (L1) migrates to areas of natural openings (e.g. mouth and nose), where it enters the body of the host (Catts 1982). The larva then migrates through the thoracic and abdominal cavities, penetrating certain tissues to reach a subcutaneous position, usually in the inguinal area. Once it has completed its migration, usually three to four weeks post infection, it molts into the second larval instar (L2) and the host responds by producing a warble (i.e. swelling beneath the skin) (Hunter and Webster 1973; Baird 1997; Bowman et al. 2002). The L2 larva pierces the skin of the host to produce a breathing hole, it will remain in position, feeding on bodily fluids for one to three weeks before molting into the third larval instar (L3). Once fully mature, it will exit the

42 host, drop onto the ground and burrow for overwintering in the pupal stage (Catts 1982). The adult fly will emerge the following spring (Baird 1975). Cuterebra larvae are often a significant burden to their hosts, representing up to 5% of host body weight in some rodents (Cramer and Cameron 2006). Previous studies investigating the effects of host characteristics on Cuterebra infestation often provided equivocal results. For example, bot fly infestation has been shown to be positively related to survival (persistence time in the trapping grid) in white-footed mice (Peromyscus leucopus), deer mice (P. maniculatus) and eastern chipmunks (Tamias striatus) (Burns et al. 2005; Jaffe et al. 2005), but negatively related to population growth in white-footed mice (Burns et al. 2005). In several species of rodents, sex (e.g. Hunter et al. 1972; Careau et al. 2010) and age (e.g. Boonstra et al. 1980, Jaffe et al. 2005) had inconsistent effects on infestation prevalence and intensity. Many studies, however, primarily focused on the relationships between Cuterebra and their hosts without assessing the environmental determinants of parasitism. This is an important limitation given the complexity of host-parasite interactions and the fact that their evolution may be context-dependent (Penczykowski et al. 2016). In fact, the way in which host-parasite relations interact with environmental stressors can result in context- dependent effects on the host populations (Lafferty and Kuris 1999). Therefore, it is necessary to incorporate population, individual and environmental characteristics in studies on host- parasite interactions. Such studies require long-term monitoring of both individuals and local environmental conditions and are therefore more difficult to achieve in the wild.

In this study, we used 12 years of data collected at the population level (weather, population size and food abundance) and individual level (behavioral and morphological traits and infestation intensity) to investigate the determinants of Cuterebra bot fly parasitism in a wild population of eastern chipmunks (Tamias striatus) relying on fluctuating pulsed food resources. Firstly, we used data collected at the level of the population to assess the effect of weather variables and ecological factors on infestation prevalence. We tested the hypothesis that spring precipitation and temperature, snow cover, chipmunk population size and food abundance were related to bot fly infestation prevalence. We predicted that variables positively related to

43 chipmunk and bot fly activity would increase the likelihood of being infested by bot flies. Accordingly, we predicted that a shorter period of winter snow cover and warmer spring temperatures would result in earlier bot fly and chipmunk emergence in the spring, and we also predicted that lower amount of spring precipitation would increase chipmunk and bot fly activity resulting in higher infestation prevalence (Christopher 1972; Catts 1982). Due to the increased levels of stress and energetic demands associated with intraspecific competition (Giraldeau et al. 1994) and food depletion (Kramer and Weary 1991), we also predicted that higher chipmunk population size and low food abundance would increase infestation prevalence. Secondly, we used data collected on marked individuals to test the hypothesis that chipmunk behavior, sex, age and body size were related to bot fly infestation intensity, while controlling for variations in food abundance. Since bot fly eggs are acquired directly from the environment, we predicted that individuals with greater habitat use and movement should have more parasites (as in Boyer et al. 2010). We also predicted that adult males will have more parasites than females, but that sex differences will not be present in juveniles (immature young of the year) (Adamo et al. 2001). We predicted that juveniles would have more parasites than adults (Christe et al. 2000) and that smaller individuals, potentially in poor condition, would have more parasites than larger individuals. Finally, due to the effects of food abundance on immune response and body condition we predicted a negative relationship between food abundance and infestation intensity.

3.4 Methods

3.4.1 Study site and ecology of study population

We monitored eastern chipmunks at four sites, approximately 10 km from each other, in southern Québec, Canada (45°05'N, 72°26'W). Data were collected on site 1 from 2005 to 2010,

44 and on site 2, 3 and 4 from 2012 to 2018. All four sites were located in deciduous forests dominated by American beech (Fagus grandifolia) and maple (Acer sp.) trees, within the Réserve Naturelle des Montagnes-Vertes in the Sutton Mountains.

Beech trees in our system experienced synchronized mass production of seeds with large inter- annual variations, with a mast event generally occurring every other year, which had important consequences for eastern chipmunk population dynamics (Bergeron et al. 2011). Eastern chipmunks generally had two reproductive seasons, which were correlated with the availability of seeds from beech trees (Montiglio et al. 2014). Chipmunks usually reproduced in the summer of mast years (anticipating the abundance of food to come), and in the spring of years following a mast (in response to the mast and abundance of food for overwintering), and usually do not reproduce during both seasons in the same year. In non-mast years, individuals mated in March and juveniles emerged (left their natal burrows) in May. In mast years, individuals mated in June and juveniles emerged in September, just before the mast (Bergeron et al. 2011). Juveniles will not reproduce until after their first winter (Montiglio et al. 2014). Above ground activity was also driven by beech masts, in years when a mast occurred in the fall, adult activity increased in the summer, just before the mast to maximize seed collection. In non-mast years, most adults remained in their burrows until the following spring due to already established food hoards and lack of food in the environment (Munro et al. 2008). Gathered food is hoarded in their burrows for the winter while they express torpor (Landry-Cuerrier et al. 2008).

3.4.2 Capture routine

At each site, trapping grids were marked with flags at 20 m intervals and a Longworth trap (Longworth Scientific Instruments, Abingdon, UK) was placed at every 40 m interval. Site 1 had 228 traps arranged in a 500 x 500 m grid. Site 2 and site 3 had 98 traps each, arranged in a

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260 x 260 m grid and site 4 had 50 traps arranged in a 180 x 180 m grid. From the end of April until mid-September, traps were baited with peanut butter, active from 08:00 am to dusk and checked every two hours. Every new individual was marked with numbered ear tags (National Band and Tag Co.) and pit tags (Trovan Ltd.). For all captures, we identified chipmunks and collected information including trap location, sex, body mass (to the nearest gram, measured with a 300g Pesola scale) and reproductive status (see also St-Hilaire et al. 2017). Following Careau et al. (2010), we classified individuals as juveniles if during the entire trapping season they did not have a darkened scrotum or developed mammae and weighed less than 80 g upon emergence and as adults if they had a darkened scrotum or developed mammae at one capture during the trapping season and weighed more than 80 g.

3.4.3 Bot fly infestation prevalence and intensity

At each capture, we visually inspected individuals for bot flies and noted the number of breathing holes (accompanied by local hair loss and swelling), number of larvae (once visible inside the breathing hole) and number of scars (after larvae have dropped off). Infested individuals were monitored to determine the total number of bot flies found on each individual during a given trapping year (e.g. infestation intensity). We estimated infestation prevalence for the population as the percentage of infested individuals during the bot fly season (date of first bot fly sighting of the year until the end of the trapping year). Because of the complex chipmunk reproductive biology, resulting in variations in exposure to bot fly eggs in the environment, we analyzed adults and juveniles separately.

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3.4.4 Environmental variables

We quantified beech seed production using plastic buckets (0.06 m2 opening) placed 2 m away from the base of selected beech trees (circumference at breast height ≥ 31 cm), distributed within the trapping grids (Site 1: 30 trees, Site 2: 13 trees, Site 3: 13 trees and Site 4: 8 trees) (Landry-Cuerrier et al. 2008, Munro et al. 2008, Messier et al. 2012). We collected and counted seeds in October every year to obtain an estimation of seeds available for consumption. We classified years as mast years when production exceeded 50 seeds/m2 (Fig. S1). In 2010, seeds were not collected and therefore we excluded 2010 from all of our analyses.

We obtained data on daily precipitation (rain and snow), air temperature and snow cover from the closest meteorological station (Sutton, Québec: 45°04'N, 72°41'W) located approximately 20 km from our study sites (data online: Environment Canada, climate.weatheroffice.gc.ca). Spring precipitation was calculated using the sum of all rain precipitation (in mm) during the months of April, May and June and spring average temperature in degrees Celsius using the average daily temperatures in April, May and June. We estimated the number of days with snow cover (snow cover days) using daily snow depth values. Snow cover days was the number of days during the year (November to April) when snow depth was > 0 cm. Because weather variables were obtained from the closest meteorological station and not directly from the study sites, we were unable to calculate these variables for each site separately.

3.4.5 Exploration: Open-field tests and analysis

We measured exploratory behavior using open-field (OF) tests. The OF consisted of wooden boxes (either 80 x 80 x 40 cm or 80 x 40 x 40 cm) with a Plexiglas cover and gridlines along

47 the bottom. Captured chipmunks were identified at the location of capture, carried in the trap to the location of the OF and transferred into a small tunnel connected to the OF. After 60 seconds of habituation, the chipmunk was gently pushed into the arena where we videotaped its behavior for 90 seconds. After the test, we cleaned the OF with 70% ethanol and returned the chipmunk to the location of capture. We analyzed the videos using The Observer XT11 software (Noldus Information Technology, Wageningen, The Netherlands). The number of lines crossed during the test was used as a proxy for exploration (Montiglio et al. 2010, 2012). OF tests were performed on individuals once or twice in their lifetime (one test per year) to avoid habituation due to repeated tests (Martin and Réale 2008, Montiglio et al. 2010). OF tests were too limited on juveniles to be included in the analyses.

We extracted exploration scores for each individual with one to two open field tests using an individual’s best linear unbiased predictor (BLUP) after controlling for date, hour of the test, year, waiting time before the test, site and number of test (Table S1). We followed a method proposed by Dingemanse et al. (2019) to integrate the uncertainty associated with an individual’s BLUP to following analyses (Hadfield et al. 2010, Houslay and Wilson 2017). We simulated 1000 BLUPs for each individual using the sim function in the arm package (Gelman and Su 2018). We ran our model for infestation intensity in adults (restricted sample of individuals with exploration scores - see statistical analyses) using the average of the 1000 estimated BLUPs for each individual (see Villegas-Ríos et al. 2018).

3.4.6 Trappability, trap diversity and home range size

We estimated trappability and trap diversity for adults and juveniles using the number of trapping events for an individual and the number of different traps used by an individual over the trapping season respectively. Trappability was used as a proxy for activity and trap diversity

48 was used as a proxy for space use. Because juveniles emerged late in the trapping season during mast years, in some years they were only captured using targeted trapping at their natal burrows. Therefore, we were unable to calculate trappability and trap diversity scores for several juveniles, thus we excluded 2015 and 2017 from our juvenile analyses.

We estimated home range size using 95% kernel density methods, which calculates areas based on utilization distributions (UD, Worton 1989) with the R package ‘adehabitatHR’ (Calenge 2006). Home ranges were calculated for individuals with five or more captures. It was not possible to calculate home ranges for juveniles that emerged late in the fall during mast years and thus home range estimates were not included in juvenile analyses.

Trappability, trap diversity and home ranges are influenced by the size of the trapping grid and by the number of days the individual is present in the grid. We thus included the distance from the center of the home range to the center of the trapping grid (distance) and number of days each individual was present in the trapping grid (days) to control for these possible biases in our analyses.

3.4.7 Statistical analyses

The relationship between infestation intensity and prevalence was analyzed using Pearson’s product-moment correlation coefficient. Infestation prevalence was then analyzed at the population level using a generalized linear model (GLM) with a binomial error distribution. We included spring temperature and precipitation, snow cover days, and chipmunk population size (total number of captured individuals during the entire trapping season) as fixed effects. We also

49 included seed production (2-level factor: mast or non-mast) to control for important chipmunk biology related to mast cycles. Multicollinearity was assessed (all variance inflation factors < 3).

Infestation intensity (number of bot flies per individual, including zeros) in adults and juveniles was analyzed using generalized linear mixed models (GLMM) with a Poisson error distribution. For adult analyses, sex, trappability, trap diversity, home range size, body mass, and number of seeds/m2 (continuous) were included as fixed effects. We included seed production as a continuous variable (as opposed to a 2-level factor) in this model to assess the relationship between varying levels of seed production and infestation intensity and to control for important chipmunk biology related to mast cycles. We used the average body mass of each individual during the bot fly season. We also included the number of days the individual was present in the grid and distance from the center of the grid to control for their effects on trappability and home range estimates, and site to control for other possible differences among trapping grids. The interactions between sex and trappability and sex and home range were included since behavior can vary between sexes. We also included the interaction between sex and seeds since reproductive behaviors may vary with mast cycles. We considered chipmunk identity and year as random effects to control for the non-independence of our data and year specific conditions that were not already taken into account. However, identity was removed from the models, as it was not significant when tested using a likelihood ratio test (LRT) and explained only 6 % of the variation. We also conducted the same analyses on a restricted sample of adults with exploration scores. In addition to the variables mentioned above, we included exploration as a fixed effect in this model, as well as the interaction between sex and exploration. For juvenile analyses, we included the same variables as the adult analyses, except we excluded all variables associated with home range size and exploration (home range size, distance, exploration, the interaction between sex and home range size and sex and exploration). For juvenile analyses, we added the interaction between mass and seeds to account for the possible differential effect between non-mast (spring emergence) and mast (fall emergence) years on juvenile body mass.

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We did not include chipmunk identity as a random effect since each individual was only considered a juvenile for one year. Multicollinearity was assessed and as a result trap diversity was removed from adult and juvenile analyses due to its strong correlation with trappability (all other variance inflation factors <3).

All continuous explanatory variables were standardized to a mean of zero and a variance of one before model selection. All models were simplified using a backward stepwise procedure for explanatory variables and their deletion was assessed at each step using a LRT. All statistical analyses were conducted using R v.3.5.3 (R Core Team 2019) and the packages lme4 to fit GLMMs (Bates et al. 2015) and piecewiseSEM to calculate R2 values (Lefcheck 2018).

3.5 Results

3.5.1 Infestation prevalence

Infestation prevalence ranged between 15% and 78% over the study period (Table 3.1, Table S2) and was highly correlated with infestation intensity (r = 0.82, P = 0.013). In non-mast years, prevalence was greater than in mast years (Table 3.1, 3.2, S2). In addition, prevalence increased with population size, spring precipitation and spring temperature (Table 2). The number of days with snow cover had a marginally non-significant negative effect on prevalence (Table 2). We also completed the same analysis on different subgroups within the population (adults, juveniles, males and females) (Table S3).

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Table 3.1 Annual variation in bot fly infestation prevalence and intensity, beech (Fagus grandifolia) seed production (number of seeds per m2) and population size (pop. size) over 12 years in a population of eastern chipmunks (Tamias striatus). Infestation intensity (range) Year Infestation Prevalence Adults Juveniles Seeds/m2 Pop. Size

2005 67 % (60/89) 1.6 (1-4) 1.4 (1-3) 44 139

2006 60 % (69/115) 2.3 (1-5) 1.4 (1-3) 246 164

2007 78 % (47/60) 3.2 (1-7) 3.7 (1-9) 0 254

2008 32 % (80/247) 1.5 (1-3) 1.1 (1-3) 135 287

2009 32 % (59/183) 1.3 (1-3) 1.2 (1-2) 70 305

2012 70 % (19/27) 2.3 (1-4) 1.7 (1-4) 3 100

2013 32 % (25/77) 1.4 (1-3) 1.6 (1-3) 60 113

2014 75 % (3/4) 2.0 (2-2) 1.5 (1-2) 13 198

2015 15 % (13/87) 1.0 (1-1) 1.1 (1-2) 81 147

2016 61 % (40/66) 1.6 (1-3) 1.6 (1-5) 14 201

2017 32 % (26/82) 1.4 (1-3) 1.0 (1-1) 149 122

2018 65 % (22/34) 2.2 (1-5) 2.5 (1-4) 1 186

Infestation prevalence is represented by the percentage of chipmunks infested during the bot fly season (# of individuals infested/ # individuals present). Infestation intensity is the average number of bot fly larvae (and range) per infested host. Values presented are for all individuals present during the bot fly season except values for population size, which include all captured individuals within a given year. Mast years are in bold. For 2012-2018, beech seed is the average of the 3 trapping sites and infestation prevalence was calculated using the sum of the number of individuals infested and number individuals present during the bot fly season on the three sites. Bot fly season is the period between the first bot fly sighting of the year and the end of the trapping year, which varies among years.

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Table 3.2 Results of generalized linear model for bot fly infestation prevalence over 12 years in a population of eastern chipmunks (Tamias striatus). Fixed effects Est. S.E z P Seed(Mast) -1.90 0.24 7.92 <0.001 Population Size 0.26 0.08 3.37 <0.001 Spring Precipitation 0.32 0.10 3.10 0.002 Spring Temperature 0.32 0.13 2.43 0.010 Snow Cover Days -0.21 0.11 1.90 0.06

Infestation prevalence is the number of infested divided by total number of individuals present during the bot fly season. Seed has 2 levels (mast or non-mast). Model R2 = 0.67.

3.5.2 Infestation intensity

3.5.2.1 Adults

There was a significant interaction between sex and trappability, suggesting that there is a difference between sexes in the effect of trappability on infestation intensity (Figure 3.1, Table 3.3). A post hoc test further suggested that while females showed a slope less positive than males, slopes for each sex were not significantly different from zero (GLMM: male: 0.15 ± 0.09, z = 1.70, P = 0.09, female: -0.08 ± 0.11, z = 0.71, P = 0.48). There was also significant interaction between sex and exploration on infestation intensity, suggesting that the effect of exploration on infestation intensity varied depending on sex (Figure 3.2, Table 3.3). Again a post hoc test further suggested that while females showed a slope less positive than males, slopes for each sex were not significantly different from zero (GLMM: male: 0.11 ± 0.09, z = 1.16, P

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= 0.25, female: -0.13 ± 0.10, z = 1.24, P = 0.22). All other variables included in the adult models were not significant (Table S4).

Table 3.3 Results of final generalized linear mixed models for bot fly infestation intensity in adult (full and exploration data set) and juvenile eastern chipmunks (Tamias striatus).

Model Fixed effects Est. S.E z P Sex(Male) 0.47 0.12 4.02 <0.001 Adult- Full Trappability -0.09 0.10 0.91 0.36 (n =396, n =320) obs ID Sex(M):Trappability 0.29 0.13 2.23 0.026 Sex(Male) 0.51 0.13 3.84 <0.001 Adult- Exploration Exploration -0.14 0.10 1.41 0.16 (n =330, n =262) obs ID Sex(M):Exploration 0.28 0.14 2.01 0.044 Days 0.25 0.07 3.59 <0.001 Juvenile Mass -0.25 0.10 2.59 0.010 (n =322, n =322) obs ID Seed (#/m2) -0.52 0.21 2.47 0.013

Adult analyses included 12 years of data and juvenile analyses included 10 years. Number of observations (nobs) and number of individual chipmunks (nID) are included in parentheses. Results of the full model can be found in Table S4. The exploration dataset included a subsample of individuals with exploration scores from the full data set. Site has 4 levels and Site 1 is the reference level. Sex has 2 levels and female is the reference level. Year was included as a random effect in all models. R2 values for adults (full and exploration) and juveniles respectively are: R2(conditional) = 0.26, R2(marginal) = 0.04; R2(conditional) = 0.23, R2(marginal) = 0.04; R2(conditional) = 0.29, R2(marginal) = 0.14.

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Figure 3.1 Relationship between bot fly infestation intensity and trappability for adult male (green, n = 188) and female (black, n =208) eastern chipmunks (Tamias striatus). The lines represent the predicted values obtained from the model. The shaded bands represent the 95% confidence intervals for the predicted values and the points represent the actual observed values (see Table 3.3 for statistical significance).

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Figure 3.2 Relationship between bot fly infestation intensity and exploration for adult male (green, n = 148) and female (black, n = 182) eastern chipmunks (Tamias striatus). The lines represent the predicted values obtained from the model. The shaded bands represent the 95% confidence intervals for the predicted values and the points represent the actual observed values (see Table 3.3 for statistical significance).

3.5.2.2 Juveniles

We found a significant negative effect of the number of beech seeds on the infestation intensity, suggesting that intensity was lower during high production years. Infestation intensity increased significantly with the number of days spent in the trapping grid (Table 3.3). In addition, infestation intensity declined significantly with the average body mass of the host, smaller individuals had more parasites (Table 3.3). A post hoc test was performed to better understand the effect of body mass by fitting a model for mast and non-mast years separately since juvenile

56 body mass varies greatly depending on the type of year/emergence period. This model revealed that in both mast and non-mast years, body mass had a negative effect on infestation intensity, however, this effect was four times stronger and only significant during mast years (GLMM: mast: -0.43 ± 0.14, z=3.04, P = 0.002, non-mast: -0.11 ± 0.06, z=1.85, P = 0.06) (Figure 3.3). All other variables included in the model were not significant (Table S4).

Figure 3.3 Relationship between bot fly infestation intensity and average body mass during the bot fly season in beech a) mast years and b) non-mast years for juvenile eastern chipmunks (Tamias striatus) (n mast = 180, n non-mast = 142). The black line represents the predicted values obtained from the model. The grey band represents the 95% confidence intervals for the predicted values and the black dots represent the actual observed values. For visual purposes, data was separated by mast and non-mast years as the average mass of juveniles in mast and non-mast years is different due to different emergence periods (spring in non- mast, fall in mast) (GLMM: mast: -0.43 ± 0.14, z=3.04, P = 0.002, non-mast: - 0.11 ± 0.06, z=1.85, P = 0.06). Bot fly season is the period between the date of first bot fly sighting of the year until the end of the trapping year.

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3.6 Discussion

The complexity of host-parasite interactions highlights the importance of understanding which individuals and environmental conditions contribute to the abundance of parasites. We found that infestation prevalence was higher in non-mast years than in mast years and that prevalence increased with chipmunk population size, spring temperature and precipitation. At the individual level, we found that the effects of adult trappability and exploration on infestation intensity varied with sex. In juveniles, infestation intensity was negatively related to seed production and body mass and positively related to the number of days spent in the grid.

3.6.1 Infestation prevalence

Prevalence of bot fly parasitism was related with the mast cycles of American beech trees. Increased prevalence during non-mast years could be related to the activity patterns associated with juveniles emerging in the spring and/or reproductive behaviors (Bergeron et al. 2011) which, during non-mast years, are synchronized with the exposure to bot fly eggs in spring/early summer. Non-mast years are also characterized by lower above ground activity during the late summer/fall (Munro et al. 2008). In addition, elevated levels of infestation prevalence could have resulted from food depletion and/or reduced immunity of the hosts during non-mast years (Sheldon and Verhulst 1996; Houston et al. 2007; Forbes et al. 2016). These finding exemplify the importance and the impacts that pulsed food recourses can have on infestation prevalence, affecting small mammal ecology and physiology.

We found that chipmunk population size was positively related to bot fly infestation prevalence. Several epidemiological models have identified host population density as an important factor

58 influencing parasite spread (Nunn et al. 2003). Bot flies are mainly acquired from the environment and not transmitted via contact once established into their hosts. Therefore, high host population density may be more important for increasing success of bot flies in finding suitable hosts than in influencing rates of transmission (Arneberg et al. 1998). However, since Cuterebra can parasitize a wide range of small mammals (Sabrosky 1986), chipmunk population size may not be the only factor influencing their establishment success. Also, the increase in prevalence of bot fly parasitism in years of high chipmunk density may be associated with the energetic demands and stress arising from increased levels of intraspecific competition for food, resources and mates (Giraldeau et al. 1994). Furthermore, bot flies may synchronize their demography with that of their hosts, increasing their population size when host population density is high, resulting in an increase in infestation prevalence in years of high host density.

Contrary to our prediction, we found that prevalence increased with spring precipitation. Our results support those of Froeschke et al. (2010), where nematode prevalence increased with precipitation in striped mice (Rhabdomys pumilio). They suggested that striped mice prefer habitats with dense vegetation, which are wetter areas. In bot flies, egg development is reduced by low humidity (Catts 1982); therefore, the increase in prevalence may be rather due to higher success rates of emerging bot flies in high precipitation years. In our study system, the number of seeds produced by beech trees was correlated with spring precipitation (r = 0.77, P = 0.003). Despite including seed production as a 2-level factor (mast/non-mast) rather than as a continuous variable in the population analysis, if we removed seed production from the model it changed the effect of spring precipitation on prevalence (i.e. from positive to negative). In other words, after taking into account seed production, precipitation was positively related to prevalence, whereas if seed production was not taken into account, precipitation was negatively related to prevalence.

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Spring temperature was positively related to bot fly infestation prevalence. Such results could be due to warm spring temperatures resulting in earlier bot fly and chipmunk emergence in the spring, accelerated bot fly development and increased chipmunk activity (Christopher 1972, Catts 1982). Similarly, we found that the number of days with snow cover was negatively related to prevalence. While periods of long snow cover may be related to higher energetic demands and stress associated with overwintering (Humphries et al. 2003), shorter periods of snow cover may result in earlier spring emergences for chipmunks, thus exposing them to bot fly eggs for a greater amount of time. In addition, bot flies may also have benefitted from a shorter winter as they overwinter as pupae underground and rely on photoperiod and temperature cues for spring emergence and reproduction (Catts 1982). Our results thus suggest that local environmental conditions could affect both hosts and parasites, synergistically influencing the proportion of infested hosts. However, it is important to note that our observations of bot fly prevalence and infestation intensity were dependent on their chipmunk hosts and their individual characteristics, and that we did not observe bot flies directly in the environment. Thus, our interpretation and comprehension of bot fly ecology and the factors that might influence their populations and rates of infestation is limited.

3.6.2 Infestation intensity

3.6.2.1 Adults

Trappability and exploration had different effects on infestation intensity in adult chipmunks depending on their sex. Studies have showed important positive relationships between exploration and/or activity and parasitism (e.g. Boyer et al. 2010, Bohn et al. 2017). For example, in a two-year study on Least chipmunks (Tamias minimus), more exploratory individuals had a greater abundance of ectoparasites (Bohn et al. 2017). However, fewer studies

60 have reported different effects depending on sex of hosts. Gyuris et al. (2016) did report differences between sexes in the effect of activity on infection status in firebugs infested with mites; activity was positively related to infection status in females, but negatively related to infection status in males. They attributed these results to differences in reproductive behaviors since females invested more in reproduction, consequently exposing them to more parasites (Gyuris et al. 2016). While we expected activity and exploration to be positively related to infestation intensity in both males and females, our results also reflect the behavioral differences between male and female chipmunks in their levels of exploration/activity, especially during the reproductive season (Mares et al. 1980), thereby differentially influencing their exposure to parasites. Regardless of their level of trappability, males always had more bot flies than females (supporting the results of Careau et al. 2010), and this difference increased with trappability. Interestingly, the sex by trappability interaction was not significant in the analysis including the sex by exploration interaction. In our dataset, exploration was not correlated with trappability (r = 0.0001, P = 0.99), suggesting that these two metrics could be representing different components of animal personality. Although the analysis on exploration was conducted on a subset of the full dataset, it raises interesting questions about the potential relationship between personality and parasitism that will need to be further investigated.

Contrary to our expectation, we found no effect of home range size on infestation intensity. While the size of the area used by an individual should be related to its exposure to passive parasites, this effect is rarely observed (Bordes et al. 2009). Perhaps in our study system, bot flies lay their eggs in clumped distributions or specifically around burrows. If this is the case, an individual’s home range size should have a minimal influence on their exposure to bot fly eggs, whereas the level of above-ground activity of the individual would have more of an impact. A better understanding of Cuterebra oviposition behavior could improve our interpretation of this result.

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We predicted a negative effect of body mass on parasitism based on the supposition that chipmunk body mass could be used as an indicator of condition/health (Wilson et al. 2001). However, we found no relationship between body mass and bot fly infestation intensity in adults. Some parasites may prefer larger hosts because they are easier to target and have more resources and space for parasites to inhabit (Christe et al. 2003; Hawlena et al. 2005). The conflicting effects of body mass on parasitism could partly explain our results. However, an alternative explanation is that bot flies do not select their hosts based on body size since the eggs are laid in the environment and are not mobile (Catts 1982). While we included chipmunk body mass as an indicator of health, we could not include any direct information on physiological state or genetic background of the individual, which could perhaps have greater impacts on its immune response and/or susceptibility to infestation. These parameters should be assessed in future studies to help understand their relationship with parasitism (Wilson et al. 2001).

3.6.2.2 Juveniles

The results of the juvenile analyses highlight the importance of timing of emergence and risk of parasite exposure. Firstly, juvenile eastern chipmunks were parasitized by more bot flies during non-mast years than in mast years. While this result could be due to the negative effects of food scarcity on body condition and immune function (Sheldon and Verhulst 1996; Houston et al. 2007; Forbes et al. 2016), the result is likely to be driven by emergence period, especially because in adults we found no influence of seed production on infestation intensity. Secondly, we found a positive relationship between infestation intensity and the number of days spent in the trapping grid. For juveniles, the emergence period and the duration of time spent in the grid is proportional to the number of days they are present in the environment and therefore exposed to bot fly eggs. For example, a juvenile who emerged in May and is still present in the grid in September is highly likely to have been more exposed to bot fly eggs than a juvenile who emerged in September. These results emphasize the importance of emergence period on bot fly

62 infestation intensity for juvenile eastern chipmunks, which could have important implications on their survival and reproduction.

Smaller juveniles had more bot flies than larger juveniles. Smaller individuals may be in worse body condition having negative impacts on an individual’s immune response (Wilson et al. 2001). Interestingly, Careau et al. (2010) found that juvenile eastern chipmunks heavily parasitized by bot flies lost approximately 5 g of body mass during the bot fly season. Our results do not capture the change in body mass over the bot fly season nor do they imply causation; therefore, our findings may be a result of the negative effect of bot fly parasitism on body mass or the effect of body mass on parasitism. A perhaps more accurate measure may have been to use the average body mass in the spring as a proxy for susceptibility to infestation; however, spring body mass is not available for juveniles born in mast years (emergence in the fall). The effect of body mass on bot fly infestation intensity was more pronounced in mast years compared to non-mast years. In mast years, juveniles emerge in the fall, and therefore their body mass during the bot fly season is similar to their body mass upon emergence from their natal burrows. It is therefore likely that body mass in the fall is more representative of the body mass of juveniles upon first exposure to bot fly eggs.

Finally, contrary to our prediction, we found no influence of trappability on infestation intensity in juveniles. Fall emerging juveniles infested with bot flies acquired their infestations in their burrows before emergence, perhaps through contact with conspecifics or the female flies may be laying their eggs inside the burrow. Because fall emerging juveniles are not exposed to bot flies in their environment in the same way as spring emerging juveniles, the effect of activity (trappability) on infestation may be less important for juveniles than it is for adults, especially in mast years.

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3.7 Conclusion

Overall, we were able to identify several determinants of bot fly parasitism at both the population and individual level while considering temporal environmental heterogeneity. Mast cycles and weather conditions had important implications on prevalence of parasitism in this eastern chipmunk population. In adults, we showed that activity and exploration influence infestation intensity but that these effects vary according to an individual’s sex, highlighting the consequences of sex specific behaviors on parasite exposure. In juveniles, our results supported the relationship between parasite exposure and infestation intensity. Because host-parasite interactions are context dependent, we provided a detailed integrative approach which has rarely been used in the literature with respect to the environmental, populational and individual determinants of parasitism. In doing so we revealed that some environmental, population and host characteristics that are beneficial for population persistence, reproduction and/or resource acquisition may actually come at the cost of increasing levels of parasitism at both the population and individual level. Our findings may be important for future disease models determining which individual’s and environmental conditions favor the persistence of parasites in host populations.

3.8 Acknowledgements

We thank two anonymous reviewers for their helpful comments on an earlier version of this manuscript. We are grateful for all graduate students and field assistants who have contributed to the Chipmunk Project since 2005 and the Réserve Naturelle des Montagnes-Vertes (Québec, Canada) for allowing us to conduct this research within their boundaries.

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3.9 Funding

This work was supported by the Natural Sciences and Engineering Research Council of Canada (NSERC) Discovery grants of DR, JS, DG, PB and by the Fonds de Recherche du Québec – Nature et technologies (FRQNT) team grant to DG, DR, and PB. CP was supported by FRQNT and NSERC scholarships.

3.10 Permits

All applicable institutional and/or national guidelines for the care and use of animals were followed. Animal handling protocols have been approved by the Ministère des Ressources Naturelles et de la Faune du Québec and the Canadian Council on Animal Care (Université de Sherbrooke, Université du Québec à Montréal and Bishop’s University).

3.11 Conflict of interest

The authors declare that they have no conflict of interest.

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3.13 Supplementary material

3.13.1 Supplementary methods

3.13.1.1 Justification for switching from continuous measure of number of seeds to a categorical factor

For the population analysis, we chose to include the number of seeds produced by American beech (Fagus grandifolia) trees as a category: mast and non-mast. Mast years occurred when production exceeded 50 seeds per m2 and non-mast years occurred when production of seeds was between 0 and 50 seeds per m2. Following this threshold (>50 seeds/m2, Figure S1), mast years corresponded to years of summer reproduction (fall emergence), and non-mast years corresponded to years of early spring reproduction (spring emergence). In 2009 individuals mated in both seasons, in the spring following the 2008 mast, and in the summer anticipating the small mast of 2009 (Bergeron et al. 2011).

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Figure S1 Histogram of number of American beech (Fagus grandifolia) seeds per m2. Red line indicates the separation of seeds into a categorical variable: to the left of the line (0-50 seeds/m2) indicates a non-mast year and to the right of the line (>50 seeds/m2) indicates a mast year.

3.13.2 Supplementary results

3.13.2.1 Exploration

We ran 1040 open field (OF) tests on 879 individuals over 12 years. Exploration scores were positively influenced by the date of the test. The number of lines crossed was lower in the smaller OF compared to the larger one (Table S1). In addition, exploration scores were influenced by site. Variance explained by the fixed effects was 22% (marginal R2), chipmunk identity explained 14% and year explained 40% of the variance. There we no significant effects of time of day, number of test and wait time before the test (Table S1).

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Table S1 Results of linear mixed model for exploration (number of lines crossed) over 12 years in a population of eastern chipmunks (Tamias striatus).

Fixed effects Est. S.E z P Test Number -0.005 0.14 0.04 0.97 Time of Test -0.02 0.05 0.32 0.75 Wait Time 0.08 0.05 1.62 0.11 Date 0.26 0.07 3.60 0.003 Site(2) -1.42 0.73 1.96 0.08 Site(3) -1.02 0.72 1.41 0.19 Site(4) -1.35 0.73 1.83 0.09 OF(Small) -2.70 0.29 9.30 <0.001

Analyses included 879 individuals and 1040 observations. Site has 4 levels and Site 1 is the reference level. OF has 2 levels and large is the reference level.

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3.13.2.1 Infestation prevalence and intensity

Table S2 Variation in bot fly infestation prevalence and intensity during mast and non-mast years of beech (Fagus grandifolia) trees, in a population of eastern chipmunks (Tamias striatus).

Year type Adults Juveniles Females Males Infestation prevalence Mast 44% (178/405) 24% (94/386) 31% (122/392) 38% (150/399) (# infested/ total) Non-mast 61% (83/137) 76% (108/143) 64% (86/134) 72% (105/146) Infestation intensity Mast 1.5 (1-5) 1.2 (1-3) 1.3 (1-5) 1.5 (1-5) (range) Non-mast 2.2 (1-7) 2.1 (1-9) 2.2 (1-9) 2.2 (1-7)

Infestation prevalence is represented by the percentage of chipmunks infested during the bot fly season (e.g. period between the first bot fly sighting of the year and the end of the trapping year). Infestation intensity is the average number of bot fly larvae (and range) per infested host.

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Table S3 Results of generalised linear models for bot fly infestation prevalence for different subgroups (adults, juveniles, males and females) in a population of eastern chipmunks (Tamias striatus) over 12 years.

Model Fixed effects Est. S.E z P Seed(Mast) -1.09 0.32 3.39 <0.001 Population Size 0.39 0.10 3.91 <0.001 Prevalence of Spring Precipitation 0.35 0.14 2.44 0.014 infestation: Adults Spring Temperature 0.41 0.19 2.24 0.025 Snow Cover Days -0.38 0.17 2.27 0.023 Seed(Mast) -3.01 0.35 8.69 <0.001 Population Size 0.16 0.14 1.18 0.23 Prevalence of Spring Precipitation 0.11 0.11 0.97 0.33 infestation: Juveniles Spring Temperature 0.54 0.17 3.21 0.001 Snow Cover Days -0.05 0.16 0.31 0.76 Seed(Mast) -1.85 0.23 7.94 <0.001 Population Size 0.07 0.10 0.68 0.50 Prevalence of Spring Precipitation 0.43 0.10 4.36 <0.001 infestation: Males Spring Temperature 0.09 0.19 0.52 0.61 Snow Cover Days -0.08 0.12 0.64 0.52 Seed(Mast) -2.47 0.32 7.66 <0.001 Population Size 0.45 0.12 3.77 <0.001 Prevalence of Spring Precipitation 0.43 0.12 3.56 <0.001 infestation: Females Spring Temperature 0.30 0.14 2.17 0.030 Snow Cover Days -0.27 0.16 1.74 0.08

Prevalence of infestation is the number of infested individuals divided by total number of individuals present during the bot fly season. Seed has 2 levels (mast or non-mast). R2 values for adults, juveniles, males and females respectively are: R2 = 0.48, R2 = 0.73, R2 = 0.56, R2 = 0.55.

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Table S4 Results of full generalised linear mixed models for bot fly infestation intensity in adult (full and exploration data set) and juvenile eastern chipmunks (Tamias striatus).

Adult- Full Adult- Exploration Juvenile (nobs=396, nID=320) (nobs=330, nID=262) (nobs=322, nID=322) Fixed effects Est. S.E z P Est. S.E z P Est. S.E z P Sex(Male) 0.47 0.12 4.02 <0.001 0.51 0.13 3.84 <0.001 0.16 0.11 1.39 0.17 Trappability -0.09 0.10 0.91 0.36 0.01 0.09 0.07 0.94 0.08 0.07 1.08 0.28 Days 0.07 0.09 0.83 0.41 0.03 0.10 0.34 0.73 0.25 0.07 3.59 <0.001 Mass -0.06 0.06 1.01 0.31 -0.05 0.07 0.79 0.44 -0.25 0.10 2.59 0.010 Distance 0.01 0.07 0.22 0.83 -0.04 0.07 0.63 0.53 - - - - Seed (#/m2) -0.04 0.14 0.30 0.76 -0.06 0.16 0.39 0.70 -0.52 0.21 2.47 0.013 Site(2) -0.53 0.43 1.22 0.22 -0.51 0.43 1.19 0.24 -0.25 0.48 0.53 0.60 Site(3) -0.53 0.42 1.29 0.20 -0.51 0.43 1.22 0.22 -0.10 0.48 0.21 0.83 Site(4) -0.66 0.58 1.13 0.26 -0.64 0.56 1.14 0.25 0.06 0.53 0.11 0.91 Home Range -0.002 0.06 0.03 0.98 -0.04 0.08 0.51 0.61 - - - - Exploration - - - - -0.14 0.10 1.41 0.16 - - - - Sex(M):Seed 0.19 0.11 1.76 0.08 0.22 0.12 1.81 0.07 - - - - Sex(M): -0.16 0.17 0.95 0.36 0.12 0.27 0.44 0.66 - - - - Home Range Sex(M): 0.29 0.13 2.23 0.026 0.21 0.14 1.46 0.15 -0.04 0.10 0.43 0.67 Trappability Sex(M): - - - - 0.28 0.14 2.01 0.044 - - - - Exploration Seed:Mass ------0.07 0.10 0.64 0.53

Adult analyses included 12 years of data and juvenile analyses included 10 years. Number of observations (nobs) and number of individual chipmunks (nID) are included in parentheses. The exploration dataset included a subsample of individuals with exploration scores from the full data set. Site has 4 levels and Site 1 is the reference level. Sex has 2 levels and female is the reference level. Year was included as a random effect in all models. R2 values for adults (full and exploration) and juveniles respectively are: R2(conditional) = 0.26, R2(marginal) = 0.04; R2(conditional) = 0.23, R2(marginal) = 0.04; R2(conditional) = 0.29, R2(marginal) = 0.14.

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CHAPTER 4 GENERAL DISCUSSION AND CONCLUSION

4.1 Review of the objectives and results

The determinants of parasitism are rarely studied at multiple scales and over several years. Doing so allows for a more complete picture of the factors that can influence hosts and parasites, supporting a better understanding of the synergistic effects of individual, populational and environmental factors on host-parasite interactions. Species identification is important in all fields of biology (Bortolus, 2008); therefore, the first objective of this project was to revisit the identity of Cuterebra bot flies infesting eastern chipmunks in southern Québec. To do this I collected adult and immature bot flies and used DNA barcoding as a method for species identification. I then compared these sequences to publicly available sequences in the Barcode of Life Database (BOLD). The results were not conclusive, and therefore more specimens and time is required for a complete understanding of the identity of Cuterebra bot flies infesting eastern chipmunks. However, this project represents one of the only attempts at identifying Canadian species of Cuterebra using DNA barcoding and our sequences and specimens will be useful to others in the coming years.

The main and second objective of this project was to identify the determinants of bot fly parasitism in the eastern chipmunk at both the individual and population level. I investigated the relationship between bot fly infestation prevalence and important population and environmental characteristics. Then, I assessed the relationship between individual chipmunk characteristics such as age, sex, body mass and behavior, and infestation intensity, while taking into account environmental variability in food abundance. The results showed that weather conditions and mast cycles of American beech trees had important implications for infestation prevalence, and 78 that infestation intensity varied among individuals due to differences in sex, behavior, body size and juvenile emergence period. This study is one of the first to assess the determinants of parasitism at both the level of the population and individual while taking into account environmental variability.

4.1.1 Bot fly identity

I was not able to differentiate between C. fontinella and C. emasculator specimens using DNA barcoding; therefore, I did not obtain clear species identifications for our bot flies collected from eastern chipmunks. The clustering pattern within the BIN (BOLD:AAH0836) did however allow me to revise my initial hypotheses and suggested that because the chipmunk bot fly larvae were found in cluster B, along with adults of C. emasculator, they are likely conspecific and may belong to C. emasculator. However, an analysis of additional molecular markers, a collect of more specimens and an improvement in rearing techniques are required for a more confident revision of the identity of Cuterebra bot flies in southern Québec.

4.1.2 Determinants of parasitism: Infestation prevalence

The results of the population level analysis showed an important relationship between infestation prevalence and weather conditions, chipmunk population size and mast cycles of American beech trees. More specifically, infestation prevalence was higher in non-mast years than in mast years, and increased with spring temperature, spring precipitation and chipmunk population size. Additionally, infestation prevalence decreased with the number of days of snow cover. Overall, these results highlighted the importance of mast cycles and weather conditions on both chipmunk and bot fly biology, therefore influencing rates of parasitism.

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Temperature and precipitation have been shown to play an important role in various host- parasite systems (Camp et al., 1982; Froeschke et al., 2010; Harvell et al., 1999; Marcogliese, 2001). Within this study system, prevalence of bot fly infestation increased with the amount of precipitation in the spring. While I assumed that spring precipitation would decrease chipmunk activity (based on personal observations) and thus decrease levels of parasitism, I attributed these results to the positive effect of humidity on the development of bot flies (Catts, 1982). If bot flies have faster development times, and increased success rates of adult emergence, due to increased precipitation, their chances of infesting chipmunks are augmented via the positive effects of precipitation on their survival. Similarly, infestation prevalence was higher in years with warmer spring temperatures. Once spring temperatures are warm enough, and the snow has melted, both chipmunks and bot flies increase their activity (Catts, 1982; Christopher, 1972; Hunter and Webster, 1973). During this period, chipmunks explore their habitats to gather food or to mate, increasing their exposure to bot fly eggs in the environment (Catts, 1982; Elliott, 1978; Landry-Cuerrier et al., 2008). Thus, I suppose that the positive relationship between infestation prevalence and temperature are due to the increase in chipmunk and bot fly activity and the positive effects of temperature on bot fly development (Catts, 1982). While the effect was not significant, the number of days with winter snow cover was negatively related to infestation prevalence. I expected longer winters to have negative impacts on chipmunk body condition (Humphries et al., 2003), thus increasing their susceptibility to bot flies in the spring; however, this is not what the results showed. Instead, the results suggested that fewer days of snow cover may have resulted in earlier spring emergences of both overwintering chipmunks and bot flies (Catts, 1982; Elliott, 1978), therefore increasing levels of parasitism. Because bot flies spend only a portion of their lives inside their hosts (Sabrosky, 1986), weather conditions have important effects on the activity, survival and development of free-living stages (Catts, 1982). Via the combined effects of weather conditions on both chipmunks and bot flies, our results show the importance of including weather conditions in studies on host-parasite interactions between chipmunks and bot flies.

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The results also showed a positive relationship between chipmunk population size and infestation prevalence. In years of high chipmunk population size, the proportion of individuals infested with bot flies was higher. Similar results have also been shown in a wide array of host- parasite systems (Arneberg et al., 1998; Bagge et al., 2004; Morand and Poulin, 1998). Parasite establishment and transmission is dependent on the number of suitable hosts in a given population (Anderson and May, 1979; Morand and Poulin, 1998). Because bot flies are acquired directly from the environment and not transferred to conspecifics once in their larval form, host population size may not facilitate transmission; however, it may indirectly influence infestation prevalence via its effects on stress and energetic demands. At high population densities, chipmunks experience high intraspecific competition for mates and food resources, increasing levels of stress and energetic demands, thus influencing their susceptibility to bot fly infestation (Giraldeau et al., 1994). In addition, bot flies may also synchronize their demography with that of their hosts, optimizing their chances of successfully parasitizing their hosts.

Infestation prevalence was highest in non-mast years as opposed to mast years. In non-mast years adults reproduce in March and the juveniles emerge in the spring (Bergeron et al., 2011a), resulting in the addition of several new individuals into the population. The next mast event usually occurs approximately 18 months later. The combination of both adults and juveniles being exposed to bot fly eggs in the spring, increased intraspecific competition and food depletion in non-mast years, could be the reason for elevated levels of parasitism (Forbes et al., 2016; Giraldeau et al., 1994; Houston et al., 2007; Kramer and Weary, 1991; Sheldon and Verhulst, 1996). In this study system we have already shown that mast cycles influence patterns of reproduction (Bergeron et al., 2011a), above ground activity (Bergeron et al., 2011a) and torpor (Landry-Cuerrier et al., 2008; Munro et al., 2005). Higher infestation prevalence in non- mast years further suggests that mast cycles also influence patterns of bot fly parasitism.

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4.1.3 Determinants of parasitism: Infestation intensity

At the individual level, the results showed that individual characteristics can, in part, be responsible for variations in infestation intensity among individuals within the same population. The analyses were completed on adults and juveniles separately, and both analyses revealed different host characteristics as important determinants of bot fly parasitism. In the following sections the individual determinants of parasitism for adults and juveniles will be discussed separately.

4.1.3.1 Adults

In adults, the relationship between bot fly infestation intensity and behavior (trappability and exploration) varied according to an individual’s sex. More active and faster exploring males had more parasites than females. The relationship between individual behaviors and levels of parasitism have been demonstrated in other studies (e.g. Bohn et al., 2017; Boyer et al., 2010); however, differences between sexes have rarely been reported. One exception is that of Gyuris et al. (2016), which found that firebug (Pyrrhocoris apterus) activity was positively related to mite infection status in females, but negatively related to mite infection status in males. They suggested that because females invested more in reproduction, it could have increased their exposure to mites compared to males (Gyuris et al., 2016). Similarly to Gyuris et al. (2016), these results also reflect the expected behavioral differences between male and female chipmunks, especially during the reproductive season (Mares et al., 1980). The interaction between sex and trappability however, was not significant when tested on the exploration dataset, a reduced sample of individuals with exploration scores, on which I also tested the interaction between sex and exploration. Exploration and trappability were not correlated (r = 0.0001, P = 0.99) and this suggests that trappability and exploration represent different

82 components of animal behavior. Future studies should continue to incorporate several measures of behavior and/or personality in host-parasite interactions since their effects on parasitism may vary.

I found no effect of home range size on infestation intensity. I expected home range size to be positively related to bot fly infestation intensity because bot flies are acquired directly from the environment (Catts, 1982) and therefore an individual who traverses greater areas should be more exposed (Boyer et al., 2010; Lindenfors et al., 2007). However, the lack of effect of home range size on bot fly parasitism could be due to an uneven distribution of bot fly eggs in the environment. For example, perhaps bot flies lay their eggs in areas such as burrow entrances or chipmunk refuges (Dalmat, 1943). In this case, the actual amount of area covered by an individual throughout its daily movements may not be as important as its level of activity on parasite exposure. However, because little is known about Cuterebra oviposition behavior in the wild (Ubelaker and Keller, 1964), our interpretation of this result is limited.

I also found no relationship between chipmunk body mass and infestation intensity in adults. I expected a negative relationship between chipmunk body mass and infestation intensity on the premise that body mass could be used as an indicator of chipmunk body condition, and therefore susceptibility to bot fly infestation (Gorrell and Schulte-Hostedde, 2008; Schulte-Hostedde et al., 2001; Wilson et al., 2001). I predicted that smaller individuals would be in worse body condition and therefore harbour more parasites. However, the opposite trend could also be possible. Larger individuals may have more resources and space for parasites, thus increasing their infestation intensity simply because they can sustain more parasites (Christe et al., 2003; Hawlena et al., 2005). These conflicting relationships between body size and parasitism could be one of the reasons that no relationship between body mass and bot fly infestation intensity was found. However, another explanation could be that bot flies do not select their hosts based on body size, or at all. It is suggested that bot flies lay their eggs in the environment and the eggs are not mobile (Catts, 1982), therefore the opportunity for bot flies to select their host is 83 unlikely. I included body mass as a potential indicator of physiological state since direct measures of immunity or stress were not included, which could have important effects on parasitic infestation (Zuk and McKean, 1996). Future studies are therefore encouraged to incorporate direct information on the physiology or genetic background of an individual.

Finally, in the adult analyses, the number of seeds produced by American beech trees was included to assess the effect of food abundance on infestation intensity (Forbes et al., 2016; Houston et al., 2007; Sheldon and Verhulst, 1996) and also to control for important chipmunk biology related to beech masts (Bergeron et al., 2011a). However, no relationship between seed production and infestation intensity was detected in adults. This result is interesting because contrary to the results for infestation prevalence, adult infestation intensity was not related to mast cycles. This result suggests that in non-mast years a greater proportion of individuals are infested; however, for adults, the number of parasites they have does not actually increase. Adults may not be as hindered by the fluctuation in food abundance because they have well established food hoards (Bergeron et al., 2011a), thus the effect of food availability on infestation intensity may be less important for adults. This result will be discussed further below.

4.1.3.2 Juveniles

The juvenile analyses revealed an important relationship between emergence timing and parasite exposure. Juveniles who emerged in non-mast years (low seed production) had significantly more bot flies than juveniles who emerged in mast years (high seed production), supporting the same observation made by Careau et al. (2010). In non-mast years juveniles emerge in the spring as opposed to the fall and are therefore more exposed to bot fly eggs in the environment than fall emerging juveniles. While this result could also be due to the negative effects of food scarcity on immune function (Forbes et al., 2016; Sheldon and Verhulst, 1996), this was not

84 seen in adults and therefore this effect is likely was driven by juvenile emergence timing influencing parasite exposure. Additionally, I found a positive relationship between the number of days a juvenile spent in the trapping grid and infestation intensity. Juveniles who were present in the grid for longer periods of time had more parasites, also coinciding with our results of spring versus fall emergence period. The longer an individual is present in the environment, the more it will be exposed to bot fly eggs; therefore, the effect of days and the effect of emergence timing (or seed production) are related. If an individual emerged in the spring (non-mast), it is likely to be present in the grid for more days than an individual who emerged in the fall (mast). These results highlight the importance of parasite exposure on the number of parasites an individual will have. Juveniles who emerge in the spring have the entire summer to gain body size and hoard seeds before overwintering, possibly giving them an advantage over fall emerging juveniles. However, since bot fly parasitism has been previously shown to reduce juvenile growth rate and overwinter survival (Careau et al., 2013), our results show that the advantages associated with spring emergence may be balanced by the negative impacts of parasitism.

I also found a negative relationship between bot fly infestation intensity and juvenile body mass during the bot fly season (August to October) in both mast and non-mast years. Smaller individuals tend to be in worse body condition, therefore negatively impacting their ability to produce an immune response (Shaner et al., 2018; Wilson et al., 2001). However, our results may also be due to the negative impact of bot fly parasitism on juvenile body mass (Careau et al., 2010). Careau et al. (2010) found that juvenile eastern chipmunks heavily parasitized by bot flies lost approximately 5 g of body mass during their period of infestation. I did not test the change in body mass during the bot fly season, nor do our results imply causation; therefore, the negative relationship between infestation intensity and body mass could be due to the effects of body mass on parasitism or the negative effects of bot fly parasitism on juvenile body mass. A more accurate measure to test the relationship between body mass and parasitism should ideally have been to use body mass at the time of bot fly egg exposure in the spring; however, spring body mass was not available for more than half of the juveniles in the dataset (fall emerging 85 juveniles). Interestingly though, the effect size of body mass was four times stronger in mast years than in non-mast years. In mast years, juveniles emerge in the fall, and therefore their fall/ bot fly season body mass is very similar to their body mass upon emergence, and likely more representative of their body mass upon first exposure to bot fly eggs than it is for spring emerging juveniles. However, because it is unclear how individuals become infested with bot fly eggs inside of their burrows, this hypothesis could not be directly tested.

Lastly, in juveniles there was no relationship between infestation intensity and chipmunk behavior. I expected more active juveniles to have more parasites. However, because spring and fall emerging juveniles are exposed to bot flies in different ways, the influence of activity on bot fly infestations may not be as important for juveniles as it is for adults. I propose that fall emerging juveniles are infested with bot flies via contact with conspecifics carrying eggs in their burrows, or by bot flies laying their eggs directly inside chipmunk burrows. In this case, individual chipmunk behavior should not have an influence of parasite exposure. A better understanding of mechanism by which fall emerging juveniles acquire their infestations would therefore help with the comprehension of this result.

4.2 Project limitations and future perspectives

4.2.1 Bot fly identity

While great effort was devoted during the course of this project to revisit the identity of Cuterebra species infesting eastern chipmunks in southern Québec, this project is still on going. During the 2019 eastern chipmunk field season, I collected 20 larvae from eastern chipmunks. Of these larvae, 6 are being reared following a different method (no substrate), since those reared in humid sand were not successful and 14 will be sent for sequencing at the Canadian Centre 86 for DNA Barcoding. This chapter and the results that came from it will be accompanied by additional specimens in the next few years. The use of different molecular methods will be explored in the future, to be able to clearly differentiate between these two species. These results will be useful for others working with chipmunks and bot flies, allowing for a better understanding of the identity of Cuterebra bot flies.

4.2.2 Determinants of parasitism

This project benefitted from extensive data collected on individually marked eastern chipmunks and environmental conditions. At the population level, our analysis explained 67% of the variation in bot fly infestation prevalence, demonstrating strong effects of weather, mast cycles and population size on bot fly parasitism in the eastern chipmunk. However, due to differences in the structure of our data between the population and individual level analyses (regional weather data versus individual chipmunk data), I was unable to carry forward significant weather variables into the individual level analysis. Instead, we incorporated year as a random effect to control for unmeasured year specific conditions. I therefore encourage future studies to collect environmental data on more precise temporal and spatial scales, to be able to incorporate these variables into individual level analyses. Additionally, because I did not study bot flies independently from their chipmunk hosts, I was unable to dissect the effects of weather variables on chipmunk and bot fly biology. Experimental studies on the effects of weather conditions on bot fly survival and development are lacking in both adult and immature stages (Jennison et al., 2006), and such experiments would allow of a better understanding of our results. For example, it is known that the development of Cuterebra eggs is slowed by temperatures below 15℃ and low humidity (Catts, 1982), and the flight activity of adults is reduced by temperatures below 20℃ (Hunter and Webster, 1973); however, the effects of other weather variables such as winter duration and snow cover are unknown and could have important impacts on bot fly overwinter survival.

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Because I relied on non-invasive measures of parasitism (visual inspection for parasites), this project included a single parasite, Cuterebra bot flies (since observations of fleas and ticks were rare). Doing so restricted the sample size to only individuals present during the bot fly season (August-September), when bot flies are visible on their hosts. This excluded possibly infected individuals which were not active during the bot fly season from our analyses (e.g. some adults during non-mast years (Bergeron et al., 2011a)). Therefore, the estimation of bot fly infestation prevalence and intensity may be underestimated. In addition, I was unable to know if individuals heavily parasitized by bot flies were also individuals who were heavily parasitized by other parasites, such as intestinal parasites. Future studies should combine measures of parasitism (such as fecal samples, combing for fleas etc.) for a more global representation of infestation intensity, including ecto- and endoparasites.

Another limitation to this study was not being able to include measures of stress, immunity and other physiological parameters. The physiological state of an individual has important consequences for its ability to fight and recover from parasitic infestations (Zuk and McKean, 1996). Including such measures would have likely increased the variance in infestation intensity explained by the individual level analyses. It would therefore be valuable for this long-term study to incorporate the collection of physiological measures (e.g. oxidative stress and stress- related hormones) into routine data collection on marked individuals allowing to assess their relationship with bot fly parasitism (Bergeron et al., 2011c; Lemieux et al., 2019).

The results from this project highlighted relationships between individual characteristics, such as sex and body mass, and parasitism; however, the interpretation of such results was limited. Experiments that are chemically removing parasites are therefore needed to establish causal links between individual characteristics and parasite infestation intensity (Wilson et al., 2001). During this project I physically removed mature bot fly larvae from chipmunks for specimen collection; however, I was unable to sample enough individuals to allow us to measure individual characteristics before and after removal, especially since removal was just before the 88 end of the trapping season and completed in only three years (2017, 2018 and 2019). Nevertheless, similar techniques could be applied in the future. For example, in juveniles, we found a negative relationship between bot fly infestation intensity and body mass, but we were unable to know if bot flies caused a reduction in body mass or if smaller individuals were more susceptible to infestation. Removing bot flies from juveniles would have therefore allowed us to observe body mass changes post removal, leading to an understanding of the causal link between body mass and parasitism.

Previous studies investigating the effects of Cuterebra bot flies on the survival and reproduction of rodent hosts have demonstrated inconsistent results (Burns et al., 2005; Careau et al., 2013; Jaffe et al., 2005; Lemaître et al., 2009). For example, in white-footed mice, survival was positively related to bot fly infestation (Burns et al., 2005), whereas in red-backed voles, survival decreased with bot fly infestation (Lemaître et al., 2009). Additionally, within the same study system covered by this project, using a single year of data, Careau et al. (2013) found that juvenile eastern chipmunks heavily parasitized by bot flies had reduced overwinter survival. These conflicting results are surprising since in extreme cases, bot fly larvae represented up to 7% of host body weight for some individuals within this study population (six larvae present at a given time on an 85 g individual). However, these results do suggest that the effects of bot fly parasitism are context dependent, and in the studies mentioned above, environmental conditions were not accounted for. The results from this project highlight the importance of studying host- parasite interactions over large temporal scales while incorporating environmental conditions. Thus, future work should assess the effects of bot fly parasitism on host survival and reproduction, while taking into account environmental conditions, especially weather conditions and fluctuations in essential food resources. Such studies would allow of a more complete understanding of the consequences that bot fly parasites have on their hosts. This work would be especially valuable for species residing in fluctuating environments who naturally display high, but variable levels of bot fly parasitism, like the eastern chipmunk.

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4.3 Conclusions

This study has improved our understanding of the relationships between individual, population and environmental characteristics and parasitism. Overall, I was able to identify several determinants of Cuterebra bot fly parasitism in a wild population of eastern chipmunks at both the population and individual level, while considering temporal environmental heterogeneity. The results obtained suggest a strong effect of weather and mast cycles on prevalence of parasitism. They also show important effects of individual characteristics on infestation intensity, but that these relationships vary according to an individual’s sex and age. Certain environmental, population and host characteristics are beneficial for reproduction, population growth and resource acquisition; however, they may also come at the cost of increased levels of parasitism. These results therefore illustrate that long-term monitoring of wild populations and local environmental conditions is essential for studies of host-parasite interactions. This project contributes to the knowledge of host-parasite interactions in wild populations, especially in understanding which environments and individuals contribute most to the persistence of parasites in wild populations.

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