List of Stocks Registered on a National Securities Exchange and of Redeemable Securities of Certain Investment Companies

List of Stocks Registered on a National Securities Exchange and of Redeemable Securities of Certain Investment Companies As of March 31, 1959 (PREPARED FOR PURPOSES OF REGULATION U) BOARD OF GOVERNORS OF THE FEDERAL RESERVE SYSTEM WASHINGTON June 1959 This publication was digitized and made available by the Federal Reserve Bank of Dallas' Historical Library ([email protected]) Foreword This list is divided into two parts: Part 1— Stocks Registered on a National Securities Exchange................................... p. 4 Part II— Redeemable Securities Issued by Open-End Investment Companies Whose Assets Customarily Include Stocks Registered on a National Securities Exchange.............. P. 21 The purpose of the list is to facilitate compliance by banks with the provisions of Regulation U of the Board of Governors of the Federal Reserve System, entitled "Loans by banks for the purpose of pur chasing or carrying stocks registered on a national securities exchange." Regulation U applies to all banks in the United States, including both members and nonmembers of the Federal Reserve System. Any inquiry relating to the regulation should be addressed to the Federal Reserve Bank of the district in which the inquiry arises. Section 221.3 of Regulation U provides as follows: "(b) (2) A loan for the purpose of purchasing or carrying a 'redeemable security' (i.e. a redeemable proportionate interest in the issuer's assets) issued by an 'open-end company’, as defined in the Investment Company Act of 1940, whose assets customarily include stocks registered on a national securities exchange, shall be deemed to be for the purpose of purchasing or carrying a stock so registered. "(c) In determining whether or not a security is a 'stock registered on a national securities exchange’ or a 'redeemable security' described in paragraph (b) (2) of this section, a bank may rely upon any reasonably current record of such securities that is published or specified in a publication of the Board of Governors of the Federal Re serve System ." A security admitted to unlisted trading privileges on a national securities exchange in accordance with the provisions of the Securities Exchange Act of 1934 is considered, as provided by section 12(f) of that Act, a "security registered on a national securities exchange." Certain other securities, however, which are listed on an exchange but which are exempted from registration, either by the Act or tempo rarily by the Securities and Exchange Commission, are not "securities registered on a national securities exchange" within the meaning of the Act. This list was compiled as of March 31, 1959. Revised lists will be issued from time to time. Acknowledgement is made to the Securities and Exchange Commission for assistance in prep aration of this list. A bank may rely upon the list in determining, for the purposes of Regulation (J, whether or not a security is a "stock registered on a national securities exchange," and whether or not it is a “redeemable security" of an “open-end" investment company whose assets customarily include stocks', so registered, but the Board of Governors of the Federal Reserve System does not otherwise assume any responsibility for the list. Included are stocks admitted to listed or unlisted trading privileges on the following exchanges; American Stock Exchange New York Stock Exchange Boston Stock Exchange Pacific Coast Stock Exchange Chicago Board of Trade Philadelphia-Baltimore Stock Exchange Cincinnati Stock Exchange Pittsburgh Stock Exchange Detroit Stock Exchange Salt Lake Stock Exchange Midwest Stock Exchange San Francisco Mining Exchange New Orleans Stock Exchange Spokane Stock Exchange ABBREVIATIONS In this volume securities are identified by their principal characteristics and the description used is not necessarily the ’official’ title of the security. Abbreviations generally used for condensing security descriptions are as follows: ADJ Adjustment NPV No Par Value AM Am erican ASSN Association ORD Ordinary BEN B en e ficial PAR P a r Value PART Participating C Cent PC P er Cent CL C la s s P F D , P F Preferred CO Company PR Prior CONS Consolidated PREF Preference CONV Convertible PW Pow er CORP Corporation CTFS Certificates RCPT Receipt CUM Cum ulative REG Registered REP Representing DEB Debentures RR R ailroad DEP D ep osit RY R ailw ay DEV Development DIV D iv isio n SER Series, Serial SF Sinking Fund GEN General SH Shares GTD Guaranteed STK Stock INC Incorporated or Income TR Trust INT Interest VTC Voting Trust Certificates LTD L imited WKS Works MFG Manufacturing WW With Warrants I. STOCKS REGISTERED ON A NATIONAL SECURITIES EXCHANGE ABC VENDING CORPORATION ALLIED CHEMICAL CORPORATION AMERICAN ICE CO $1 PAR COMMON $10 PAR COMMON CO MMON NPV ACF INDUSTRIES INCORPORATED ALLIED CONTROL COMPANY INC SlOO PAR 6PC NON CUM PFD *25 PAR COMMON SI PAR COMMON AMERICAN INTERNATIONAL CORP A C F WRIGLEY STORES INC ALLIED KID COMPANY SI PAR COMMON SI PAR COMMON $5 PAR COMMON AMERICAN INVESTMENT CO OF ILL A M I INCORPORATED ALLIED LABORATORIES INC $1 PAR COMMON S3 PAR COMMON COMMON NPV 5-1/4PC CUM PRIOR PFD 100 PAR A S R PRODUCTS CORPORATION ALLIED MILLS INC AM LAUNDRY MACHINERY CO $5 PAR CAPITAL COMMON NPV $20 PAR COMMON ABACUS FUND ALLIED PAPER CORPORATION AMERICAN MACHINE AND FOUNDRY CO SI PAR COMMON $8 PAR COMMON S 7 PAR COMMON ABBOTT LABORATORIES ALLIED PRODUCTS CORP MICH SlOO PAR 3.90PC CUM PFD 5 5 PAR COMMON $5 PAR COMMON AM MACHINE AND METALS INC 4PC CUM CONV PFD 100 PAR ALLIED STORES CORP CAPITAL NPV ABERDEEN PETROLEUM CORPORATION COMMON NPV AMERICAN MANUFACTURING CO DEL SI PAR CLASS A STOCK $100 PAR 4PC CUM SF PFD $25 PAR COMMON ACME MINING CO ALLIS CHALMERS MFG CO AMERICAN METAL CLIMAX INC IOC PAR COMMON $10 PAR COMMON SI PAR COMMON ACME PRECISION PRODUCTS INC A 08PC CUM CONV PFD 100 PAR 4- 1/2PC CUM SF PFO 100 PAR Si PAR COMMON ALPHA PORTLAND CEMENT CO AMERICAN METAL PRODUCTS COMPANY ACME STEEL COMPANY $10 PAR COMMON $2 PAR COMMON S10 PAR COMMON AL SC O INC 5- 1/2PC CUM CONV PFD 20 PAR ACME WIRE COMPANY $1 PAR COMMON AMERICAN METER CO S10 PAR COMMON ALUMINIUM LTD CAPITAL NPV ADAM CONSOLIDATED INDUSTRIES INC COMMON NPV AMERICAN MOLASSES COMPANY SI PAR COMMON ALUMINUM CO OF AMERICA SI PAR COMMON ADAMS EXPRESS COMPANY SI PAR COMMON AMERICAN MOTORS CORP SI PAR COMMON $3.75 CUM PFD 100 PAR $5 PAR CAPITAL ADAMS MILL 1S CORP AMALGAMATED LEATHER COS INC AMERICAN NATURAL GAS COMPANY CO MMON NPV $50 PAR 6PC CUM CONV PFD $25 PAR COMMON ADDRESSOGRAPH MULTIGRAPH CORP AMALGAMATED SUGAR CO $25 PAR 6PC CUM PFD S5 PAR COMMON SI PAR COMMON AMERICAN NEWS COMPANY ADMIRAL CORPORATION $10 PAR 5PC CUM PFD CAPITAL NPV SI PAR COMMON AMBROSIA MINERALS INC AMERICAN OPTICAL COMPANY ADVANCE ALUMINUM CASTINGS CORP IOC PAR CAPITAL SI PAR COMMON S5 PAR COMMON AMERACE CORPORATION AMERICAN PETROFINA INCORPORATED AECO CORPORATION $12*50 PAR COMMON SI PAR CLASS A COMMON IOC PAR COMMON AMERAOA PETROLEUM CORP AMERICAN PHOTOCOPY EQUIPMENT CO AEROJET - GENERAL CORPORATION COMMON NPV 51 PAR COMMON SI PAR COMMON AM AGRICULTURAL CHEMICAL CO DEL AMERICAN POTASH AND CHEMICAL CORP AERO SUPPLY MFG CO INC COMMON NPV COMMON NPV SI PAR CAPITAL AMERICAN AIRLINES INC AM RADIATOR & STO SANITARY CORP AERONCA MANUFACTURING CORPORATION SI PAR COMMON $5 PAR COMMON SI PAR COMMON 3- 1/2PC CUM CONV PFD 100 PAR $100 PAR 7PC CUM PFD AEROQUIP CORPORATION AMERICAN BAKERIES CO AMERICAN SEAL KAP CORP OF DEL SI PAR COMMON COMMON NPV 52 PAR COMMON AETNA STANDARD ENGINEERING COMPANY 4- 1/2PC CUM CONV PFD 100 PAR AMERICAN SEATING COMPANY SI PAR COMMON AM BANK NOTE CO *10 PAR COMMON AGNEW SURPASS SHOE STORES LTD $10 PAR COMMON AM SHIPBUILDING CO COMMON NPV $50 PAR 6PC CUM PFD COMMON NPV AID INVESTMENT & DISCOUNT INC AM BEVERAGE CORP AM SMELTING t REFINING CO 51 PAR COMMON SI PAR COMMON COMMON NPV AIR REDUCTION COMPANY INC AMERICAN BOOK CO SlOO PAR 7PC CUM PFD COMMON NPV $50 PAR CAPITAL AMERICAN SNUFF CO 4 50 PC CUM CONV PFD 100 PAR AMERICAN BOSCH ARMA CORPORATION $25 PAR COMMON AJAX PETROLEUMS LTD $2 PAR COMMON $100 PAR 6PC NON CUM PFD 50C PAR CAPITAL AM BRAKE SHOE COMPANY AMERICAN-SOUTH AFRICAN INV CO LTD AKRON BRASS MFG CO INC COMMON NPV 1 POUND PAR COMMON 50C PAR COMMON AM BROADCASTING PARAMNT THEATRES INC AMERICAN STEEL FOUNDRIES ALABAMA GAS CORP SI PAR COMMON SI PAR COMMON 52 PAR COMMON $20 PAR 5PC CUM PFD AMERICAN STORES CO ALABAMA GREAT SOUTHERN RR CO AMERICAN CABLE & RADIO CORP SI PAR COMMON S5Q PAR ORDINARY STOCK SI PAR COMMON AMERICAN SUGAR REFINING CO ALABAMA POWER CO AMERICAN CAN CO *25 PAR COMMON 4 20PC CUM PFD 100 PAR $12*50 PAR COMMON $25 PAR 7PC CUM PFD ALABAMA & VICKSBURG RY CO $25 PAR 7PC CUM PFD AM SUMATRA TOBACCO CORP S100 PAR CAPITAL AMERICAN CEMENT CORPORATION $5 PAR COMMON ALAN WOOD STEEL COMPANY SI.25 CUM PFD 25 PAR AMERICAN TEL & TEL CO S10 PAR COMMON AMERICAN CHAIN AND CABLE CO INC SlOO PAR CAPITAL 5PC CUM PFD 100 PAR COMMON NPV AMERICAN THREAD CO ALASKA AIRLINES INC AMERICAN CHICLE CO $5 PAR 5PC CUM PFD 51 PAR COMMON COMMON NPV AMERICAN TOBACCO CO ALASKA JUNEAU GOLD MINING CO AMERICAN COPPER CO $25 PAR COMMON 52 PAR CAPITAL 25C PAR COMMON $100 PAR 6PC CUM PFD ALCO PRODUCTS INCORPORATED AM CRYSTAL SUGAR CO AMERICAN VISCOSE CORPORATION SI PAR COMMON $10 PAR COMMON *25 PAR COMMON AL DE NS INC 4-1/2PC CUM PRIOR PFD 100 PAR AMERICAN WATER WORKS COMPANY INC S5 PAR COMMON AMERICAN CYANAMID CO $5 PAR COMMON 4- 1/4PC CUM SF PFD 100 PAR S10 PAR COMMON 5-1/2PC CUM PFD 25 PAR ALL AMERICAN ENGINEERING CO AMERICAN DISTILLING COMPANY 6PC CUM PFD 25 PAR IOC PAR COMMON $20 PAR COMMON AMERICAN WRITING PAPER CORPORATION ALLEGHANY

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