" r _ 4
Return of Private Foundation OMB No 1545-0052 Form 990-PF or Section 4947( a)(1) Nonexempt Charitable Trust ^,^^7J 40Department of the Treasury Treated as a Private Foundation Internal Revenue Service Note . The foundation may be able to use a co py of this return to satisfy state re po rtin g req uirements For calendar y ear 2011 or tax y ear be g innin g , 2011 , and ending , 20 Name of foundation A Employer Identification number YAWKEY FOUNDATION II 04-2768239 Number and street ( or P 0 box number if mail is not delivered to street address ) Room /suite B Telephone number ( see instructions) (781) 329-7470 990 WASHINGTON STREET 315 City or town , state, and ZIP code q C If exemption application is ► pen d ing , c h eck h ere DEDHAM, MA 02026
G Check all that apply. Initial return Initial return of a former public charity D I q Foreign organizations , check here ► Final return Amended return 2 Foreign organizations meeting the Address change Name cha nge 85% test , check here and attach computation ...... ► H Check type of organization . X Section 501 ( c 3 exempt private foundation E If private foundation status was terminated Section 4947 ( a )( 1 nonexem pt chartable trust Other taxable p rivate foundation under q section 507(bx1XA), check here . ► I Fair market value of all assets at end J Accounting method Cash L_J Accrual F If the foundation is in a 60-month termination
of year (from Part ll, col (e), line Other ( specify ) _ _ _ _MODIFIED- CASH - under section5ol(bX1XBI.checkhere • q ------► 404,100,810. (Part 1, column (d) must be on cash basis.) 16) ► $ Analysis of Revenue and Expenses (The (d ) Disbursements total of amounts in columns (b), (c), and (d) (a) Revenue and (b) Net investment (c) Adjusted net for charitable may not necessarily equal the amounts in expenses per income income purposes books column (a) (see instructions)) ( cash basis only)
I Contributions dts, ifgrants , etc received ( attach schedule) • the foundation is not required to Check 2 ► attach Sch B ...... 3 Interest on savings and temporary cash investments 22,050. 22,050. ATCH 1 4 Dividends and interest from securities • • 7 , 170,586. 7, 170,586. ATCH 2 5a Gross rents ...... b Net rental income or (loss) ar 6a Net gain or ( loss) from sale of assets not on line 10 16,525,126. 1 b Gross salespnceforall 128,186,087 . M r I o assets on line 6a Y 7 Capital gain net income ( from Part IV, line 2 ) . 16, 525, 126. UL I 8 Net short - term capital gain • - . . . . . 9 Income modifications • • • • • • • • I 0 r_- ge € 10a Gross sales less returns and allowances • • • b Less Cost of goods sold c Gross profit or (loss ) ( attach schedule) • • , 11 Other income ( attach schedule ) • • • , 1, 547, 414. 727,528. ATCH 3 25,265, 176. 24, 445, 290. _ 12 Total. Add lines 1 throw h 11 13 Compensation of oficers , directors , trustees . etc 182, 500. 90, 465. 92, 035 N 14 Other employee salaries and wages . . . . 15 Pension plans, employee benefits 16a Legal fees (attach schedule ) ATCJI• 4 10, 134. 5,760. 4, 374 L b Accounting fees (attach schedu !e)ATCx s 100, 775. 49, 954. 50, 821 rte c Other professional fees (attach schedule ). * 2, 500, 594. 2,500,594. 17 Interest ...... CrJ 18 Taxes (attach schedule ) ( see instructions ) • • , • • * 631, 339. 106, 339. E 19 Depreciation ( attach schedule ) and depletion. F•- Q 20 Occupancy ...... U a 21 Travel , conferences , and meetings • • , • 12, 115. 4,012. 8 , 0 5 0 O c t 22 Printing and publications . . ATCH• 8 2,240, 166. 1, 131, 899. 1, 108, 267 0 E 23 Other expenses (attach schedule ) w 24 Total operating and administrative expenses. a Add lines 13 through 23 ...... 5,677, 623. 3, 889, 023. 1,263,547 z D 25 Contributions , gifts, grants paid .. . .. 20 , 912 , 439 . 20 , 912 , 439 26 Total expenses and disbursements Add lines 24 and 25 26, 590, 062. 3, 889, 023. 22, 175, 986 U 27 Subtract line 26 from line 12 U) a Excess of revenue over expenses and disbursements -1,324, 886. b Net Investment income ( If negative , enter -0-) 20, 556,267. c Adjusted net income ( if negative, enter -0- ) . . For Paperwork Reduction Act Notice , see instructions. *A7'UH b JSA ** ATCH 7 Form 990-PF (2011) IE1410 1 000 71580M 794L 10117843 G13 1 Form 990-PF (2011 ) YAWKEY FOUNDATION II 04-27 68239 Pace 2 Attached schedules and amounts in the Beginning of year End of year Balance Sheets description column should be for endof-year amounts only (See instructions) (a) Book Value ( b) Book Value (c) Fair Market Value I Cash - non-interest-bearing ...... 829, 649. 992, 425. 992, 425 2 Savings and temporary cash investments ...... 17,465,736. 12, 493, 319. 12,493, 319 3 Accounts receivable ► ------J Less allowance for doubtful accounts ► ------4 Pledges receivable ► ------Less allowance for doubtful accounts ► ______5 Grants receivable 6 Receivables due from officers , directors, trustees , and other disqualified persons (attach schedule ) ( see instructions) . , ,
7 Other notes and loans receivable ( attach schedule ) ► Less allowance for doubtful accounts ► _ _ _ _ _ 8 Inventories for sale or use 9 Prepaid expenses and deferred charges ...... Q 10 a Investments - US and state government obligations (attach schedule ). 3, 958, 278. 7, 421, 967. 7,421, 967 b Investments - corporate stock (attach schedule ) ATCji. L 0. 277 , 875, 561. 220, 953, 252. 220, 953, 252 c Investments - corporate bonds (attach schedule )ATCji. 11. 44, 160, 084. 40, 076, 806. 40, 076, 806 11 Investments - land" buildings, ► and equipment basis ------Less accumulated depreciation ► (attach schedule ) ------12 Investments - mortgage loans ...... 13 Investments - other (attach schedule) , , . , .ATCH . 12 101, 452, 069. 122, 148, 903. 122, 148, 903 14 Land , buildings, and ► basis ) equipment ------= ^ `= Less accumulated depreciation ► (attach schedule ) ------27, 407. 14, 138. 14, 138 15 Otherassets (descnbe ► -_------A -13- _) 16 Total assets ( to be completed by all filers - see the instructions Also, see page 1, item 1) . 445, 768, 784. 404, 100, 810. 404, 100, 810 17 Accounts payable and accrued expenses 18 Grants payable ...... y 19 Deferred revenue ...... 20 Loans from officers " directors, trustees , and other disqualified persons 21 Mortgages and other notes payable (attach schedule ) , , , , >. 22 Other liabilities (describe ► )
23 Total liabilities ( add lines 17 through 22 ) . . 0 Foundations that follow SFAS 117, check here ► X and complete lines 24 through 26 and lines 30 and 31. - W 24 Unrestricted .. 445, 768, 784. 404,100,810. m 25 Temporarily restricted , , , , , , , , , , , , , , , , , , , , m 26 Permanently restricted ...... Foundations that do not follow SFAS 117, q ILL check here and complete lines 27 through 31. ► 0 27 Capital stock , trust principal , or current funds 28 Paid-in or capital surplus , or land , bldg , and equipment fund . . . . 29 Retained earnings " accumulated income, endowment , or other funds 30 Total net assets or fund balances (see instructions ) . 445,768,784. 404, 100, 810. Z 31 Total liabilities and net assetsifund balances (see instructions ) ...... 445, 768, 784. 404, 100, 810. IMM Analysis of Changes in Net Assets or Fund Balances 1 Total net assets or fund balances at beginning of year - Part II, column (a), line 30 ( must agree with end-of-year figure reported on prior year's return ) ...... 1 445, 768, 784 2 Enter amount from Part I , line 27a ...... 2 -1, 324, 886 3 Other increases not included in line 2 ( Itemize ) ATTACHMENT 14 3 4 , 004 , 14 9 ►------4 Add lines 1 , 2, and 3 4 448, 448, 047 5 Decreases not included In line 2 (itemize). ATTACHMENT 15 _ 5 44, 347, 237 6 Total net assets or fund balances at end of ear line 4 minus line 5 PartII , column b line 30 6 4 04,100,810 **ATCH 9 Form 990-PF (2011)
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1 E 1420 1 000 71580M 794L 10117843 YAWKEY FOUNDATION II 04-2768239 Form 990-PF(2011) Page 3 Capital Gains and Losses for Tax on Investment Income How (c) Date (a) List and describe the kind( s) of property sold (e g real estate, acquired acquired (d) Date sold P yr ) 2-story brick warehouse , or common stock, 200 shs MLC Co) Dona ( mo , day, yr) (mo , day, la SEE PART IV SCHEDULE b c d e f) Depreciation allowed (9) Cost or other basis ( or (loss) (e) Gross sales price ( h) Gain (or allowable ) plus expense of sale (e) plus (f) minus (g) a b c d e Com p lete onl y for assets showin g g ain in column ( h ) and owned by the foundation on 12/31/69 (I) Gains (Col (h) gain minus Adjusted basis (k) Excess of col (i) col (k), but not less than -0-) or (i) F M V as of 12 /31/69 (1) as of 12/31 /69 over col 0), if any Losses ( from col (h)) a b c d e If gain , also enter in Part I, line 7 2 Capital gain net income or ( net capital loss) Part { If (loss), enter -0- in I , line 7 } 2 16, 525, 126. 3 Net short-term capital gain or ( loss) as defined in sections 1222 ( 5) and (6): If gain, also enter in Part I, line 8 , column (c) (see instructions). If (loss), enter -0- in Part I, line 8 3 0 Qualification Under Section 4940(e) for Reduced Tax on Net Investment Income (For optional use by domestic private foundations subject to the section 4940(a) tax on net investment income.)
If section 4940(d)(2) applies, leave this part blank.
Was the foundation liable for the section 4942 tax on the distributable amount of any year in the base period? q Yes q No If "Yes," the foundation does not qualify under section 4940( e). Do not complete this part. i Enter me appropriate amount in each column ror eacn ear ; see me instructions oerore main any entries. (a ) Base peri oyd years Distribution ratio Adjusted qualifying distributions Net value of nonchantable-use Calendaryear ( a tax year beginning in ) assets ( col (b) drvidedbycd (c)) 2010 22,793,716. 412,015,889. 0.055322 2009 27,235,180. 355,387,537. 0.076635 2008 28,188,909. 442,693,489. 0.063676 2007 27,902,922. 527,617,031. 0.052885 2006 25,702,521. 473,482,309. 0.054284
2 Total of line 1 , column (d) 2 0.302802 3 Average distribution ratio for the 5-year base period - divide the total on line 2 by 5 , or by the number of years the foundation has been in existence if less than 5 years ...... 3 0 . 060560
4 Enter the net value of noncharitable-use assets for 2011 from Part X, line 5 4 430, 395, 488 .
5 Multiply line 4 by line 3 ...... 5 26, 064,751.
6 Enter 1 % of net investment income ( 11% of Part I, line 27b )...... 6 205, 563.
7 Add lines 5 and 6 ...... 7 26,270,314.
8 Enter qualifying distributions from Part XII , line 4 8 22, 175, 986. If line 8 is equal to or greater than line 7, check the box in Part VI, line 1b, and complete that part using a 1% tax rate See the Part VI instructions. Js" 1E1430 1 000 Form 990-PF (2011) 71580M 794L 10117843 Form 990-PF (2011) YAWKEY FOUNDATION II 04-2768239 Page4 Excise Tax Based on Investment Income (Section 4940 ( a), 4940 ( b), 4940 ( e), or 4948 - see instructions)
I a Exempt operating foundations described in section 4940( d)(2), check here ► L-J and enter "N /A" on line 1 , , , Date of ruling or determination letter ------(attach copy of letter if necessary - see instructions) _.._. b Domestic foundations that meet the section 4940(e) requirements in Part V, check 1 411, 125. q here ► and enter 1 % of Part I, line 27b c All other domestic foundations enter 2% of line 27b. Exempt foreign organizations enter 4% of Part I, line 12, col. (b). 2 Tax under section 511 (domestic section 4947(a)(1) trusts and taxable foundations only Others enter -0-) . . 2 3 Add lines 1 and 2 . 3 411, 125. 4 Subtitle A (income) tax (domestic section 4947(a)(1) trusts and taxable foundations only Others enter -0-) 4 0 411, 125. 5 Tax based on investment income. Subtract line 4 from line 3 If zero or less, enter -0...... 5 6 Credits/Payments a 2011 estimated tax payments and 2010 overpayment credited to 2011 6a 580, 716. b Exempt foreign organizations - tax withheld at source...... 6b c Tax paid with application for extension of time to file (Form 8868), 6c d Backup withholding erroneously withheld ...... 6d 7 Total credits and payments Add lines 6a through 6d ...... 7 580,716. 8 Enter any penalty for underpayment of estimated tax Check here q if Form 2220 is attached ...... 8 9 Tax due. If the total of lines 5 and 8 is more than line 7, enter amount owed - ► 9 169,591. 10 Overpayment. If line 7 is more than the total of lines 5 and 8 , enter the amount overpaid , , , , ► 10 11 Enter the amount of line 10 to be Credited to 2012 estimated tax 169, 591. ► Refunded ► I I Statements Regarding Activities I a During the tax year, did the foundation attempt to influence any national, state, or local legislation or did it participate Yes No or intervene in any political campaign? ...... 1a X b Did it spend more than $ 100 during the year ( either directly or indirectly) for political purposes (see page 19 of the instructions for definition)? ...... 1 b X If the answer is "Yes " to la or 1b, attach a detailed description of the activities and copies of any materials published or = . ' distributed by the foundation in connection with the activities j c Did the foundation file Form 1120- POL for this year? , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , 1 c X d Enter the amount ( if any ) of tax on political expenditures ( section 4955 ) imposed during the year: fiR
(1) On the foundation (2) On foundation managers ► $ e Enter the reimbursement (if any) paid by the foundation during the year for political expenditure tax imposed on foundation managers ► $ L _ 2 Has the foundation engaged in any activities that have not previously been reported to the IRS?, , , , , , , , , , , , , , , , 2 X If "Yes, " attach a detailed description of the activities 3 Has the foundation made any changes, not previously reported to the IRS, in its governing instrument, articles of _,.,_ incorporation , or bylaws , or other similar instruments? If "Yes," attach a conformed copy of the changes , , , , , , , , , , , , 3 X 4a Did the foundation have unrelated business gross income of $1,000 or more during the year? ...... 4a X b If "Yes ," has it filed a tax return on Form 990-T for this year? , , , , , , , , , , , , , , , , , , , , , , , 4b X 5 Was there a liquidation , termination, dissolution , or substantial contraction during the year? , , , , , , , , , , , , , , , , , 5 X If "Yes," attach the statement required by General Instruction T 6 Are the requirements of section 508(e ) ( relating to sections 4941 through 4945 ) satisfied either • By language in the governing instrument, or • By state legislation that effectively amends the governing instrument so that no mandatory directions that conflict with the state law remain in the governing instrument? ...... 6 X 7 Did the foundation have at least $5 , 000 in assets at any time during the yeah If "Yess"complete Part 11, col (c), and Part XV 7 X 8a Enter the states to which the foundation reports or with which it is registered (see instructions) ► MASSACHUSETTS ------b If the answer is "Yes" to line 7 , has the foundation furnished a copy of Form 990-PF to the Attorney General _ (or designate ) of each state as required by General Instruction G' If "No," attach explanation ...... 8b X 9 Is the foundation claiming status as a private operating foundation within the meaning of section 4942 (j)( 3) or __ 49420)( 5) for calendar year 2011 or the taxable year beginning in 2011 (see instructions for Part XIV)? If "Yes," complete Part XIV ...... 9 X 10 Did any persons become substantial contributors during the tax year? If "Yes," attach a schedule listing their names and addresses ...... 10 X Form 990-PF (2011)
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1 E1440 1 000 71580M 794L 10117843 Form 990-PF (2011 ) YAWKEY FOUNDATION II 04-2768239 Page 5 Statements Regarding Activities (continued) 11 At any time during the year, did the foundation , directly or indirectly, own a controlled entity within the meaning of section 512 (b)(13)? If "Yes," attach schedule (see instructions ) , , , , , , , , , ATCII, 16 , , , , , , , , 11 X 12 Did the foundation make a distribution to a donor advised fund over which the foundation or a disqualified person had advisory priwleges9 If "Yes ,' attach statement (see instructions ) , , , , , , , , , , , , , , , , , , , , , , , , 12 X 13 Did the foundation comply with the public inspection requirements for its annual returns and exemption application? , , , , 13 X Website address WWW • YAWKEYFOUNDATIONS .ORG ►------14 The books are in care of B.GUTFARB Tele p hone no I NGTONSTREET DEDHAM,MA_ Located at STE 315 ZIP+4 ► 02026______15 Section 4947 ( a)(1) nonexempt charitable trusts filing Form 990-PF in lieu of Form 1041 - Check here ......
and enter the amount of tax-exempt interest received or accrued during the year , , , , , , , , , , , , , , , , , , ► 15 16 At any time during calendar year 2011 , did the foundation have an interest in or a signature or other authority Yes No over a bank , securities , or other financial account in a foreign country? , , , , , , , , , , , , , , , , , , , , , , , , , , 16 X See the instructions for exceptions and filing requirements for Form TD F 90-221 If "Yes ," enter the name of the forei gn countr y ► Statements Re g ardin g Activities for Which Form 4720 May Be Req uired File Form 4720 if any item is checked in the "Yes" column, unless an exception applies. Yes No 1 a During the year did the foundation (either directly or indirectly) (1) Engage in the sale or exchange, or leasing of property with a disqualified persons , , , , , , , , q Yes No (2) Borrow money from, lend money to, or otherwise extend credit to (or accept it from) a disqualified person'? , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , Yes X No (3) Furnish goods, services, or facilities to (or accept them from) a disqualified person? , , , , , , , X Yes No AT AC zi 16A (4) Pay compensation to, or pay or reimburse the expenses of, a disqualified person? , , , , , , , , X Yes No AT' AC 16A (5) Transfer any income or assets to a disqualified person (or make any of either available for the benefit or use of a disqualified person)'?, , , , , , , , , , , , , , , , , , , , , , , , , , , q Yes No (6) Agree to pay money or property to a government official'? (Exception . Check "No" if the foundation agreed to make a grant to or to employ the official for a period after termination of government service, if terminating within 90 days ), , , , , , , , , , , , , , , , q Yes No b If any answer is "Yes" to la(1)-(6), did any of the acts fail to qualify under the exceptions described in Regulations section 53 4941(d)-3 or in a current notice regarding disaster assistance (see instructions )? ...... lb X Organizations relying q on a current notice regarding disaster assistance check here , , , , , , , , , , , , , , ► A c Did the foundation engage in a prior year in any of the acts described in la, other than excepted acts, that were not corrected before the first day of the tax year beginning in 20119 , , , , , , , , , , , , , , , , , , , , , , , , , , 1 c X 2 Taxes on failure to distribute income (section 4942) (does not apply for years the foundation was a private operating foundation defined in section 4942(j)(3) or 4942())(5)) a At the end of tax year 2011, did the foundation have any undistributed income (lines 6d and 6e, Part XIII) for tax year(s) beginning before 2011'x, , , , , , , , , , , , , , , , , , , , , , , , , q Yes No If"Yes,"list the years ______b Are there any years listed in 2a for which the foundation is not applying the provisions of section 4942(a)(2) (relating to incorrect valuation of assets) to the year's undistributed income? (If applying section 4942(a)(2) to all years listed, answer "No" and attach statement - see instructions ) , , , , , , , , , , , , , , , , , , , , , , , , , , , 2 b X c If the provisions of section 4942(a)(2) are being applied to any of the years listed in 2a, list the years here
3a Did the foundation hold more than a 2% direct or indirect interest in any business enterprise at any time during the year? , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , q Yes No b If "Yes," did it have excess business holdings in 2011 as a result of (1) any purchase by the foundation or disqualified persons after May 26, 1969, (2) the lapse of the 5-year period (or longer period approved by the Commissioner under section 4943(c)(7)) to dispose of holdings acquired by gift or bequest, or (3) the lapse of the 10-, 15-, or 20-year first phase holding period? (Use Schedule G Form 4720, to determine if the foundation had excess business holdings in 2011) , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , 3b X 4a Did the foundation invest during the year any amount in a manner that would jeopardize its chantable purposes' , , , , , , 4a X b Did the foundation make any investment in a prior year (but after December 31, 1969) that could jeopardize its charitable purpose that had not been removed from eo aril before the first da y of the tax year be g innin g in 2011? . . 4b X Form 990-PF (2011)
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1E14501000 71580M 794L 10117843 Form 990-PF (2011 ) YAWKEY FOUNDATION II 04-2768239 Page 6 Statements Regarding Activities for Which Form 4720 May Be Required (continued) 5a During the year did the foundation pay or incur any amount to (1) Carry on propaganda, or otherwise attempt to influence legislation (section 4945(e)) 7 . . . . . Yes X No (2) Influence the outcome of any specific public election (see section 4955), or to carry on, directly or indirectly, any voter registration dnve' ...... Yes X No (3) Provide a grant to an individual for travel, study, or other similar purposes' ...... q Yes No (4) Provide a grant to an organization other than a charitable, etc , organization described in section 509(a)(1), (2), or (3), or section 4940(d)(2)' (see instructions) ...... q Yes q No (5) Provide for any purpose other than religious, charitable, scientific, literary, or educational purposes, or for the prevention of cruelty to children or anlmals9 ...... q Yes No b If any answer is "Yes" to 5a(1)-(5), did any of the transactions fail to qualify under the exceptions described in Regulations section 53 4945 or in a current notice regarding disaster assistance (see instructions)? ...... 5b q Organizations relying on a current notice regarding disaster assistance check here ...... ► c If the answer is "Yes" to question 5a(4), does the foundation claim exemption from the tax because it maintained expenditure responsibility for the grant's ...... q Yes q No If "Yes," attach the statement required by Regulations section 53 4945-5(d) 6a Did the foundation, during the year, receive any funds, directly or indirectly, to pay premiums on a personal benefit contract? ...... q Yes No b Did the foundation, during the year, pay premiums, directly or indirectly, on a personal benefit contract'? ...... 6b X If "Yes" to 6b, file Form 8870 ) 7a At any time during the tax year, was the foundation a party to a prohibited tax shelter transaction? . . q Yes q No _ _ b If "Yes," did the foundation receive any proceeds or have any net income attnbutable to the transactions lb Kl^ Information About Officers, Directors, Trustees , Foundation Managers , Highly Paid Employees, and Contractors I 1 ist all nfficarc dirartnra tructawc foundation mananars and their cmmnancatinn ( saw instructinncl_ (b) Title, and average (d) Contri butions to (a) Name and address a Expense account, hours per week P(I f rotnot paid, enter employee benef it plans ( other) allowances devoted to position -0-) and deferred com pensation
------ATTACHMENT 17 182, 500. 0 ------
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2 Compensation of five highest-paid employees (other than those included on line 1 - see instructions). It none, enter "NONE." (d) Contributions to (b) Title, and average employee benefit (e) Expense account, (a) Name and address of each employee paid more than $50 ,000 e) Compensation hours per week ( plans and deferred other allowances devoted to position com pensation
------NONE
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Total number of other employees paid over $50,000 . ► Form 990-PF (2011)
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1E1460 1 000 71580M 794L 10117843 YAWKEY FOUNDATION II 04-2768239 Form 990-PF (2011) Information About Officers, D Foundation Managers , Highly Paid Employees, and Contractors (continued) 3 Five highest-paid independent contractors for professional services (see instructions). If none, enter "NONE." (a) Name and address of each person paid more than $50,000 (b) Type of service (c) Compensation
------ATTACHMENT 18 3,423,750 ------
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Total number of others receivin g over $50,000 for p rofessional services . . ► 13 Summary of Direct Charitable Activities
List the foundation 's four largest direct charitable activities during the tax year Include relevant statistical information such as the number of E^alses organizations and other beneficiaries served , conferences convened , research papers produced, etc
N/A ------
2 ------
3 ------
4
------
Summary of Program-Related Investments (see instructions) Describe the two largest program -related investments made by the foundation during the tax year on lines 1 and 2 Amount NONE ------
2 ------
All other program-related investments See instructions
3 NONE ------
Total. Add lines 1 throu g h 3 . ► Form 990-PF (2011)
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1E1465 1 000 71580M 794L 10117843 YAWKEY FOUNDATION II 04-2768239 Form 990-PF (2011) Page 8 Minimum Investment Return ( All domestic foundations must complete this part. Foreign foundations, see instructions.) 1 Fair market value of assets not used (or held for use) directly in carrying out charitable, etc , purposes: a Average monthly fair market value of securities ...... 1a 428, 625, 813.
b Average of monthly cash balances , , , , , , , , , , , , , , , ,, , , ,,, , , , , , , ,, , , . lb 600, 024 .
c Fair market value of all other assets (see instructions ) ...... Ic 7,723,897. d Total ( add lines 1a, b, and c) ...... 1d 436, 949, 734 . e Reduction claimed for blockage or other factors reported on lines 1a and 1 c (attach detailed explanation ) le 2 Acquisition indebtedness applicable to line 1 assets 2 3 Subtract line 2 from line ld ...... 3 436,949,734. 4 Cash deemed held for charitable activities Enter 1 1/2% of line 3 (for greater amount, see instructions ). . . . . , , ...... 4 6, 554,246. 5 Net value of noncharitable-use assets . Subtract line 4 from lin e 3 Enter here and on Part V, line 4 5 4 30, 395, 4 88 . 6 Minimum investment return . Enter 5 % of line 5 6 21,519,774. go= Distributable Amount (see instructions ) ( Section 4942 (j )(3) and (j)(5) private operating foundations and certain foreign organizations check here ► El and do not complete this part.) 1 Minimum investment return from Part X, line 6 ...... 1 21,519,774* 2a Tax on investment income for 2011 from Part VI, line 5 2a 411,125' b Income tax for 2011 . (This does not include the tax from Part VI.). 2b c Add lines 2a and 2b ...... 2c 411, 125. 3 Distributable amount before adjustments. Subtract line 2c from line 1 3 21, 108, 649. 4 Recoveries of amounts treated as qualifying distributions , , , , , , , ,,,, , , , , , , ,,, , , , ,, 4 5 Addlines3and4 ...... 5 21,108,649. 6 Deduction from distributable amount ( see instructions) ...... 6 7 Distributable amount as adjusted Subtract line 6 from line 5. Enter here and on Part XIII, line 1 7 21, 108, 649. Qualifying Distributions ( see instructions)
I Amounts paid ( including administrative expenses ) to accomplish charitable, etc, purposes:
a Expenses , contributions , gifts, etc . - total from Part I, column (d), line 26 ...... Ia 22 , 175, 986. b Program - related investments - total from Part IX-B ...... I b 2 Amounts paid to acquire assets used (or held for use) directly in carrying out charitable, etc., purposes ...... 2 3 Amounts set aside for specific charitable projects that satisfy the: 4, a Suitability test ( prior IRS approval required) . .. 3a b Cash distribution test (attach the required schedule ) ...... 3b 4 Qualifying distributions . Add lines 1 a through 3b Enter here and on Part V, line 8, and Part XIII, line 4 . . . 4 22,175,986. 5 Foundations that qualify under section 4940 ( e) for the reduced rate of tax on net investment income. Enter 1 % of Part I , line 27b (see instructions), , , , 5 0 6 Adjusted qualifying distributions. Subtract line 5 from line 4 6 22, 175, 986. Note . The amount on line 6 will be used in Part V, column ( b), in subsequent years when cal culati ng whether the foundation qualifies for the section 4940 (e) reduction of tax in those years. Form 990-PF (2011)
JSA 1E1470 1 000 71580M 794L 10117843 YAWKEY FOUNDATION II 04-2768239
Form 990 - PF (2011) Page 9 Undistributed Income ( see instructions)
(a) (b) (c) (d) I Distributable amount for 2011 from Part XI , Corpus Years prior to 2010 2010 2011 line? ...... 21, 108, 649. 2 Undistributed income , if any, as of the end of 2011 a Enter amount for 2010 only . . . b Total for pnor years 20 09 .2 0 08 .20 07 3 Excess distributions carryover , if any, to 2011 a From 2006 b From 2007 c From 2008 .21,207,105. d From 2009 9, 569, 935. e From 2010 2,605,140. f Total of lines 3a through e ...... 33,382,180. 4 Qua l ifying distributions for 2011 from Part XII , 22, 175, 986. line 4 ► $ a Applied to 2010, but not more than line 2a , , , b Applied to undistributed income of prior years (Election required - see instructions). . . . . , c Treated as distributions out of corpus (Election required - see instructions) ...... d Applied to 2011 distributable amount , , . . . 21,108,649. e Remaining amount distributed out of corpus , . 1, 067, 337. 5 Excess distributions carryover applied to 2011 (If an amount appears in column (d), the same amount must be shown in column (a) ) 6 Enter the net total of each column as indicated below: ------a Corpus. Add lines 3f, 4c, and 4e Subtract line 5 34,449,517. b Prior years' undistributed income Subtract line 4b from line 2b c Enter the amount of prior years' undistributed income for which a notice of deficiency has been issued, or on which the section 4942(a) tax has been previously assessed ...... d Subtract line 6c from line 6b Taxable amount - see instructions e Undistributed income for 2010 Subtract line 4a from line 2a Taxable amount - see instructions ......
f Undistributed income for 2011 Subtract lines 4d and 5 from line 1 This amount must be distributed in 2012 ...... 7 Amounts treated as distributions out of corpus to satisfy requirements imposed by section 170(b)(1)(F) or 4942(g)(3) (see instructions)
8 Excess distributions carryover from 2006 not applied on line 5 or line 7 (see instructions) . 9 Excess distributions carryover to 2012. 34,449,517. Subtract lines 7 and 8 from line 6a . 10 Analysis of line 9• a Excess from 2007 b Excess from 2008 21, 207, 105. c Excess from 2009 , . 9,569,935. d Excess from 2010 . . . 2, 605, 140. e Excess from 2011 1,067,337. Form 990-PF (2011)
JSA
101480 1 000 71580M 794L 10117843 Form 990-PF (2011) YAWKEY FOUN DATION II 04-2768239 Page 10 Private Operating Foundations ( see instructions and Part VII-A, question 9) NOT APPLICABLE la If the foundation has received a ruling or determination letter that it is a private operating foundation, and the ruling is effective for 2011, enter the date of the ruling . . . . ► b Check box to indicate whether the foundation is a private operating foundation described in section 4942(j)(3) or I I 4942(j)(5) Tax year Prior 3 years 2 a Enter the lesser of the ad- (e) Total justed net income from Part (a) 2011 (b) 2010 (c) 2009 (d) 2008 I or the minimum investment return from Part X for each year listed ......
b 85% of line 2a . . . . .
C Qualifying distributions from Part XII, line 4 for each year listed , d Amounts included in line 2c not used directly for active conduct of exempt activities . . . . . e Quairfying distributions made directly for active conduct of exempt acbrbes Subtract line 2d from line 2c 3 Complete 3a, b, or c for the alternative test relied upon a 'Assets' alternative test - enter
(1) Value of all assets . (2) Value of assets qualifying under section 49420X3XBXi). . . . . b -Endowment- alternahve test- enter 2/3 of minimum invest- ment return shown in Part X line 6 for each year listed - .
C -Support- alternative test - enter (1) Total Support other than gross investment income (interest dmdends, rents. payments on secunbes loans (section 512(aX5)), or royalties). . . , . (2) Support from general public and 5 or more exempt organizations as provided in section 4942 0X3XBXuI) ...... (3) Largest amount of sup- port from an exempt organization . - - _ , ( 4 ) Gross investment income , Supplementary Information ( Complete this part only if the foundation had $5 , 000 or more in assets at any time during the year - see instructions.) 1 Information Regarding Foundation Managers: a List any managers of the foundation who have contributed more than 2% of the total contributions received by the foundation before the close of any tax year (but only if they have contributed more than $5,000) (See section 507(d)(2).)
N/A List any managers of the foundation who own 10 % or more of the stock of a corporation ( or an equally large portion of the ownership of a partnership or other entity ) of which the foundation has a 10% or greater interest.
N/A 2 Information Regarding Contribution , Grant , Gift, Loan , Scholarship, etc., Programs: q Check here ► if the foundation only makes contributions to preselected charitable organizations and does not accept unsolicited requests for funds. If the foundation makes gifts, grants, etc. (see instructions) to individuals or organizations under other conditio ns, complete items 2a, b, c, and d. a The name, address, and telephone number of the person to whom applications should be addressed ATTACHMENT 19 b The form in which applications should be submitted and information and materials they should include:
ATTACHMENT 20 c Any submission deadlines:
SEE PART XV, LINE 2B ABOVE d Any restrictions or limitations on awards , such as by geographical areas, charitable fields , kinds of institutions , or other factors: SEE PART XV, LINE 2B ABOVE 1E14901 000 Form 990-PF (2011) 71580M 794L 10117843 YAWKEY FOUNDATION II 04-2768239 Form 990-PF (2011) Page I I Supplementary Information (continued) 3 Grants and Contributions Paid Durina the Year or Aooroved for Future Payment If recipient is an indMdual, Recipient Foundation Purpose show any relatwnship to of grant or Amount any foundation manager status contribution Name and address ( home or business ) or substantial contributor recipie ntof a Paid during the year SEE ATTACHMENT 22 SEE ATTACHMENT 22 20,912,439.
Total ...... ► 3a 20, 912, 439. b Approved for future payment SEE ATTACHMENT 23 SEE ATTACHMENT 23 48,486,878.
Total ► 3b 48, 486, 878. Form 990-PF (2011)
JSA 1E 1491 1 000 71580M 794L 10117843 YAWKEY FOUNDATION II 04-2768239 Form 990 -PF (2011 ) Page 12 Analysis of Income-Producing Activities Enter g ross amounts unless otherwise indicated Unrela ted business income Excluded by section 512 , 513, or 514 (e) Related or exempt (a) (b) (c) (d ) function income Business code Amount Amount 1 Program service revenue Exclusion code ( See instructions a b c d e f 9 Fees and contracts from government agencies 2 Me n'bership dues and assessments , , , , 3 triter. rst on savings and temporary cash investments 14 22,050. 4 Divicends and interest from securities 525990 -70, 830. 14 7, 241, 416. 5 Net rental income or (loss ) from real estate a Debt-financed property , , , , , , , , , b Not debt-financed property ...... , 6 Net rental income or (loss ) from personal property 7 Ot h er investment income 8 Gar n or (loss) from sales of assets other than inventory 18 16,525,126. 9 Net income or ( loss) from special events , , 10 Gro ss profit or ( loss) from sales of inventory. 11 Ot h er revenue a b ATTACHMENT 21 1,547,414. c d e 12 SubtotalSu Add columns (b), (d), and (e) -70, 830. 25, 336, 006. 13 Total. Add line 12, columns (b), (d), and (e) ...... 13 25,265,176. (See worksheet in line 13 instructions to verify calculations ) . . Relationship of Activities to the Accomplishment of Exemot Purposes Line No. Explain below how each activity for which income is reported in column (e) of Part XVI-A contributed importantly to the y accomplishment of the foundation's exempt purposes (other than by providing funds for such purposes). (See Instructions )
JSA Form 990-PF (2011) 1 E1492 1 000
71580M 794L 10117843 Form 990-PF(2011) YAWKEY FOUNDATION II 04-2768239 Page 13 Information Regarding Transfers To and Transactions and Relationships With Noncharitable Exempt Organizations 1 Did the organization directly or indirectly engage in any of the following with any other organization described Yes No in section 501(c) of the Code (other than section 501(c)(3) organizations) or in section 527, relating to political organizations? a Transfers from the reporting foundation to a noncharitable exempt organization of. (1) Cash ...... a1 X (2) Other assets ...... la( 2 ) X b Other transactions (1) Sales of assets to a noncharitable exempt organization , , , , , , , , ,, ,, , , , , , , , , , , , , , , , , , , 1 b 1 X (2) Purchases of assets from a noncharitable exempt organization ...... i b( 2) X (3) Rental of facilities, equipment, or other assets ...... 1 b( 3 ) X (4) Reimbursement arrangements ...... 1b 4 X (5) Loans or loan guarantees ...... I b( 5) X (6) Performance of services or membership or fundraising solicitations ...... 1b 6 X c Sharing of facilities, equipment, mailing lists, other assets, or paid employees ...... I c X d If the answer to any of the above is "Yes," complete the following schedule. Column (b) should always show the fair m arket value of the goods, other assets, or services given by the reporting foundation. If the foundation received less than fair m arket value in any transaction or sharing arrangement, show in column (d) the value of the goods, other assets, or services received.
2a Is the foundation directly or indirectly affiliated with, or related to, one or more tax-exempt organizations described in section 501 ( c) of the Code (other than section 501 ( c)(3)) or in section 527? ...... q Yes Q No b If "Yes ," complete the following schedule (a) Name of organization (b) Type of organization (c) Description of relationship
Under penalties of pelury . I declare that I have examined this return, includin g accompanying schedules and statements , and to the best of my knowledge and belief, it Is true, cor and complete Declaration of preparer ( other than taupe is based on all Information of which preparer has any knowledge Sign May the IRS decuss this return Here n ure of officer or trustee Date
Prl ype preparers name Prepay s g atur Paid 0,-?
7 E 1493 2 000 YAWKEY FOUNDATION II 04-2768239 FORM 990-PF - PART IV CAPITAL GAINS AND LOSSES FOR TAX ON INVESTMENT INCOME P Kind of Property Description Date Date sold p acquired Gross sale Depreciation Cost or FMV Add basis Excess of Gain price less allowed / other as of as of FMV over or expenses of sale allowable hasin 12/31/69 ad i basis ( loss )
PUBLICLY HELD SECURITIES P PROPERTY TYPE: SECURITIES 112745661. 98724126. 14021535.
HIGH RISE INST PARTNERS P PROPERTY TYPE: SECURITIES 6,246,457. 5,000,000. 1,246,457.
SPRING MTN CAPITAL RESERVE FD II P PROPERTY TYPE: SECURITIES 156,150. 127,593. 28,557.
NYES LEDGE CAPITAL OFFSHORE FUND P PROPERTY TYPE: SECURITIES 3,279,903. 2,502,003. 777,900.
SPRING MTN CAPITAL ALTER STRAT FD P PROPERTY TYPE: SECURITIES 341,149. 382,888. -41,739.
HERMITAGE GLOBAL FUND P PROPERTY TYPE: SECURITIES 3,129,120. 4,910,563. -1781443.
VARIOUS FOREIGN CURRENCY LOSSES P PROPERTY TYPE: SECURITIES 13,787. -13,787.
CAPITAL GAINS DISTRIBUTIONS P PROPERTY TYPE: SECURITIES 2, 287, 646. 2, 287, 646.
TOTAL GAIN( SS) ...... 16525126.
JSA 1 E1730 1 000 71580M 794L 10117843 YAWKEY FOUNDATION II 04-2768239
ATTACHMENT 1
FORM 990PF, PART I - INTEREST ON TEMPORARY CASH INVESTMENTS
REVENUE AND NET EXPENSES INVESTMENT DESCRIPTION PER BOOKS INCOME
INTEREST ON SAVINGS AND TEMPORARY INVEST 22,050. 22, 050.
TOTAL 22,050. 22,050.
ATTACHMENT 1 71580M 794L 10117843 YAWKEY FOUNDATION II 04-2768239
ATTACHMENT 2
FORM 990PF, PART I - DIVIDENDS AND INTEREST FROM SECURITIES
REVENUE AND NET EXPENSES INVESTMENT DESCRIPTION PER BOOKS INCOME
INTEREST INCOME 2,221,364. 2,221,364. DIVIDEND INCOME 4,949,222. 4,949,222.
TOTAL 7,170,586. 7,170,586.
ATTACHMENT 2 71580M 794L 10117843 YAWKEY FOUNDATION II 04-2768239
ATTACHMENT 3
FORM 990PF, PART I - OTHER INCOME
REVENUE AND NET EXPENSES INVESTMENT DESCRIPTION PER BOOKS INCOME SECURITIES LITIGATION, CONSENT PAYMENTS AND OTHER INVESTMENT INCOME 29,746. 29,746. NATURAL RESOURCE INCOME 1,517, 668. 1,517,668. HIGHLAND CONSUMER FUND I-B LP -125,817. AXIOM INTERNATIONAL EQUITY FUND LLC 378,144. NATURAL GAS PARTNERS IX LP 264, 656. ENERGY CAPITAL PARTNERS I -186, 495. ENERGY CAPITAL PARTNERS II 26,140. SPECTRA ENERGY PARTNERS LP -90,770. ENTERPRISE PRODUCTS PARTNERS LP -229,837. HIGH RISE INSTITUTIONAL PARTNERS, LP -550,442. DAVIDSON KEMPNER INSTITUTIONAL PARTNERS 113,523. 1607 CAPITAL INTERNAT'L EQUITY FUND -178,224. AQUILINE FINANCIAL SERVICES FUND II LP -240,764.
TOTALS 1, 547, 414. 727,528.
ATTACHMENT 3 71580M 794L 10117843 YAWKEY FOUNDATION II 04-2768239
ATTACHMENT 4
FORM 990PF, PART I - LEGAL FEES
REVENUE AND NET ADJUSTED EXPENSES INVESTMENT NET CHARITABLE DESCRIPTION PER BOOKS PURPOSES
BINGHAM MCCUTCHEN LLP 8,674. 4,300. 4,374. SPILMAN THOMAS BATTLE PLLC 1,460. 1,460.
TOTALS 10,134. 5,760. 4,374.
ATTACHMENT 4 71580M 794L 10117843 YAWKEY FOUNDATION II 04-2768239
ATTACHMENT 5
FORM 990PF, PART I - ACCOUNTING FEES
REVENUE AND NET ADJUSTED EXPENSES INVESTMENT NET CHARITABLE DESCRIPTION PER BOOKS INCOME INCOME PURPOSES
ERNST & YOUNG LLP 100,775. 49,954. 50,821.
TOTALS 100,775. 49,954. 50,821.
ATTACHMENT 5 71580M 794L 10117843 YAWKEY FOUNDATION II 04-2768239
ATTACHMENT 6
FORM 990PF, PART I - OTHER PROFESSIONAL FEES
REVENUE AND NET EXPENSES INVESTMENT DESCRIPTION PER BOOKS INCOME
CAMBRIDGE ASSOCIATES LLC 488,960. 488,960. STATE STREET-INV CUSTODIAL SVC 336,912. 336,912. GARDNER RUSSO & GARDNER 218,979. 218,979. MAYO CAPITAL MANAGEMENT 212,151. 212,151. EUROPEAN INVESTORS INC 173,469. 173,469. RUTABAGA CAPITAL MGMT 133,874. 133,874. AXIOM INTERNAT'L INVESTORS 128,071. 128,071. GADDY ENGINEERING CORPORATION 105,996. 105,996. KALMAR INVESTMENTS MANAGEMENT 100,030. 100,030. TUKMAN GROSSMAN CAPITAL MGMT 98,741. 98,741. LOOMIS SAYLES & COMPANY LP 92,697. 92,697. SOUTHEASTERN ASSET MANAGEMENT 92,592. 92,592. WESTFIELD CAPITAL MANAGEMENT 88,628. 88,628. MS SMITHBARNEY 72,477. 72,477. COLUMBIA MANAGEMENT 56,237. 56,237. INCOME RESEARCH & MANAGEMENT 50,244. 50,244. MANNING & NAPIER 34,209. 34,209. 1607 CAPITAL PARTNERS LLC 15,501. 15,501. OTHER CONSULTANTS 826. 826.
TOTALS 2,500,594. 2,500,594.
ATTACHMENT 6 71580M 794L 10117843 YAWKEY FOUNDATION II 04-2768239
ATTACHMENT 7
FORM 990PF, PART I - TAXES
REVENUE AND NET EXPENSES INVESTMENT DESCRIPTION PER BOOKS INCOME
FEDERAL EXCISE TAXES 525,000. REAL ESTATE TAXES 105,856. 105,856. VAR STATE BUS FRANCHISE TAXES 483. 483.
TOTALS 631,339. 106,339.
ATTACHMENT 7 71580M 794L 10117843 YAWKEY FOUNDATION II 04-2768239
ATTACHMENT 8
FORM 990PF, PART I - OTHER EXPENSES
REVENUE AND NET EXPENSES INVESTMENT CHARITABLE DESCRIPTION PER BOOKS INCOME PURPOSES BTMC MANAGEMENT SERVICES 2,166,748. 1,074,057. 1,092,691. COMMERCIAL LIAB INS - WV PROP 42,531. 42,531. DIRECTORS & OFFICERS INSURANCE 22,500. 11,153. 11,347. POSTAGE AND SHIPPING 4,625. 2,293. 2,332. TELEPHONE 1,565. 776. 789. MEETING EXPENSES 1,110. 550. 560. FILING FEES 805. 399. 406. OTHER EXPENSES 282. 140. 142.
TOTALS 2,240,166. 1,131,899. 1,108,267.
ATTACHMENT 8 71580M 794L 10117843 YAWKEY FOUNDATION II 04-2768239
FORM 990PF, PART II - U.S. AND STATE OBLIGATIONS ATTA CHMENT 9
BEGINNING ENDING ENDING DESCRIPTION BOOK VALUE BOOK VALUE FMV
SEE ATTACHMENT 9A 3,958,278. 7,421,967. 7,421,967.
US OBLIGATIONS TOTAL 3,958,278. 7,421,967. 7,421,967.
ATTACHMENT 9 71580M 794L 10117843 Yawkey Foundation II 04-2768239 Form 990-PF Part II, Line 10a , Investments - US Government and State Obligations
Shares I Par Value Security Name Security Description Fair Market Value 150,000.00 RFCSP STRIP PRINCIPAL 0.01% 15 Jan 2021 $ 122.465 550,000.00 STRIP PRINC 0.01% 15 Nov 2039 237,105 477,000.00 TREASURY BILL 0.01% 15 Nov 2012 476,632 10,808.60 TSY INFL IX N/B 1.625% 15 Jan 2018 12,308 96,101.60 TSY INFL IX NB 2% 15 Jul 2014 103,542 607,825.35 TSY INFL IX N/B 0.625% 15 Jul 2021 650,233 1,010,000.00 US TREASURY N/B 0.875% 29 Feb 2012 1,011,343 15,000.00 US TREASURY N/B 4.5% 15 Feb 2038 19,629 451,000.00 US TREASURY N/B 1% 31 Mar 2012 452,037 420,000.00 US TREASURY NIB 3.125% 15 May 2021 468,955 45,000.00 US TREASURY NB 4.5% 15 May 2038 59,301 55,000.00 US TREASURY NIB 4.375% 15 May 2040 71,448 215,000.00 US TREASURY N/B 4.375% 15 May 2041 280,139 113,000.00 US TREASURY NIB 0 625% 31 Jul 2012 113,349 40,000.00 US TREASURY N/B 1% 31 Aug 2018 40,438 68,000.00 US TREASURY N/B 1% 31 Aug 2016 68,744 39,000.00 US TREASURY NIB 2.625% 15 Aug 2020 42,062 255,000.00 US TREASURY NIB 0.375% 30 Sep 2012 255,487 1,375,000.00 US TREASURY NIB 1.375% 15 Sep 2012 1,387,086 675,000.00 US TREASURY NIB 0.5% 15 Nov 2013 678,112 245,000.00 US TREASURY N/B 3.125% 15 Nov 2041 256,677 Total US governmental obligations 6,807,093
10,000.00 CALIFORNIA ST 5.25% 01 Ap r 2014 10,681 25,000.00 ILLINOIS ST 3.321% 01 Jan 2013 25,421 65,000.00 KENTUCKY ST ASSET/LIABILITY CO 3.165% 01 Apr 2018 66,663 130,000.00 KENTUCKY ST ASSET/LIABILITY CO 3.165% 01 Apr 2018 133,327 65,000.00 MASSACHUSETTS ST 4.2% 01 Dee 2021 71,692 50,000.00 MET TRANSPRTN AUTH NY REVENUE 6.687% 15 Nov 2040 61,389 103,000.00 NEW JERSEY ST ECON DEV AUTH LE 0.01% 15 Feb 2016 88,236 50,000.00 NEW JERSEY ST TURNPIKE AUTH 7.102% 01 Jan 2041 68.453 80,000.00 WISCONSIN ST GEN FUND ANNUAL A 5.2% 01 May 2018 89,013 Total state, municipal, and comingled obligations 614,874
Total US and State Obligations $ 7,421,967
Attachment 9A YAWKEY FOUNDATION II 04-2768239
ATTACHMENT 10
FORM 990PF, PART II - CORPORATE STOCK
BEGINNING ENDING ENDING DESCRIPTION BOOK VALUE BOOK VALUE FMV
SEE ATTACHMENT 10A 277,875,561. 220,953,252. 220, 953, 252 .
TOTALS 277,875,561. 220,953,252. 220,953,252.
ATTACHMENT 10 71580M 794L 10117843 Yawkey Foundation II 04-2768239 Form 990-PF Part II. Una 10b, Investments - Corporate Stock
Shares I Par Fair Market Value Secu rity Name Securi Description Value
477,144.17 1607 CAPITAL INTL EQUITY FUND LIMITED PARTNERSHIP $ 4,191,815 5,170.00 3D SYSTEMS CORP COMMON STOCK USD.001 74.448 1,937.00 ABBOTT LABORATORIES COMMON STOCK NPV 108,918 10,000.00 ABBOTT LABORATORIES COMMON STOCK NPV 562,300 10 000.00 ABBOTT LABORATORIES COMMON STOCK NPV 562,300 1,400.00 ACCENTURE PLC CL A COMMON STOCK USD.0022.5 74,522 3, 000.00 ACCENTURE PLC CL A COMMON STOCK USD.0022.5 159,690 31,900.00 ACCO BRANDS CORP COMMON STOCK USD.01 307,835 3,740.00 ACCOR SA COMMON STOCK EUR3. 95,087 5,955.00 ACXIOM CORP COMMON STOCK USD.1 72,711 1,420.00 ADECCO SA REG COMMON STOCK CHF1.0 59,755 33,000.00 AEON MALL CO LTD COMMON STOCK 700,832 3,980.00 ALBEMARLE CORP COMMON STOCK USD.01 205,010 39,140.00 ALCATEL LUCENT SPONSORED ADR ADR 61,058 13,400.00 ALL AMERICA LATINA LOGISTICA COMMON STOCK NPV 66,811 1,445.00 ALLIANCE DATA SYSTEMS CORP COMMON STOCK USD.01 160, 049 1 ,560.00 ALLIANCE DATA SYSTEMS CORP COMMON STOCK USD.01 161 , 990 4,075.00 ALPHA NATURAL RESOURCES INC COMMON STOCK USD.01 83,252 3,150.00 ALTRIA GROUP INC COMMON STOCK USD.333 93,398 29,500.00 ALTRIA GROUP INC COMMON STOCK USD.333 874,675 10,000.00 ALTRIA GROUP INC COMMON STOCK USD.333 296,500 3,400.00 AMADEUS IT HOLDING SA A SHS COMMON STOCK EUR.01 55,326 11,890.00 AMDOCS LTD COMMON STOCK GBP.0001 339,084 1,475.00 AMERICAN EXPRESS CO COMMON STOCK USD.2 69,576 10,000.00 AMERICAN EXPRESS CO COMMON STOCK USD.2 471,700 2,800.00 AMERICAN PUBLIC EDUCATION COMMON STOCK USD.01 121,184 10,000.00 AMERICAN TOWER CORP CL A COMMON STOCK USD.01 600, 100 15,400.00 AMERISAFE INC COMMON STOCK USD.01 358,050 625.00 AMGEN INC COMMON STOCK USD.0001 40,131 3,500.00 ANADARKO PETROLEUM CORP COMMON STOCK USD.1 267, 155 2,000.00 ANADARKO PETROLEUM CORP COMMON STOCK USD.1 152,660 4,130.00 ANHANGUERA EDUCACIONAL PARTI COMMON STOCK NPV 44,605 3,180.00 ANHEUSER BUSCH INBEV NV COMMON STOCK NPV 195,281 12,000.00 ANHEUSER BUSCH INBEV SPN ADR ADR 731,880 15,000.00 AON CORP COMMON STOCK USD1. 702,000 2,00000 APPLE INC COMMON STOCK NPV 810,000 2,725.00 APPROACH RESOURCES INC COMMON STOCK USD.01 80,142 15,000.00 ARCHER DANIELS MIDLAND CO COMMON STOCK NPV 429,000 5,995.00 ARIBA INC COMMON STOCK USD.002 168,340 1,685.00 ARTHUR J GALLAGHER + CO COMMON STOCK USD1. 56,346 150,000.00 ASCENDAS REAL ESTATE INV TRT REIT NPV 211,699 36,700.00 ASTORIA FINANCIAL CORP COMMON STOCK USD.01 311,583 6,995.00 AT+T INC COMMON STOCK USD1. 211,529 47,500.00 AT+T INC COMMON STOCK USD1. 1,436,400 5 ,000.00 AT+T INC COMMON STOCK USD1. 151,200 1,585.00 ATLAS AIR WORLDWIDE HOLDINGS COMMON STOCK USD.01 60,912 8,555.00 ATMEL CORP COMMON STOCK USD.001 69,296 3,580.00 ATMI INC COMMON STOCK USD.01 71,707 1,855.00 ATWOOD OCEANICS INC COMMON STOCK USD1. 73 ,810 1,345.00 AUTOMATIC DATA PROCESSING COMMON STOCK USD.1 72 ,643 7,000.00 AUTOMATIC DATA PROCESSING COMMON STOCK USD.1 378.070 739,395.73 AXIOM INTERNATIONAL EQUITY FD GLOBAL X US EQUITY FDS 11 ,581 ,652 16,940.00 BANCO SANTANDER SA COMMON STOCK EUR.5 129,085 12,500.00 BANK OF AMERICA CORP COMMON STOCK USD.01 69,500 1.00 BANK OF AMERICA CORP PREFERRED STOCK 7.25 788 7,500.00 BANK OF NEW YORK MELLON CORP COMMON STOCK USD.01 149,325
Attachment 10A 1 of 9 Yawkey Foundation II 04-2768239 Form 990-PF Part II, Line 10b, Investments - Corporate Stock
Shares I Par Fair Market Value Secu rity Name Security Description Value 29,000.00 BANK OF NEW YORK MELLON CORP COMMON STOCK USD.01 577,390 5,410.00 BANKRATE INC COMMON STOCK 116,315 17,500.00 BARRICK GOLD CORP COMMON STOCK NPV 791,875 2,500.00 BAXTER INTERNATIONAL INC COMMON STOCK USD1. 123.700 4,310.00 BE AEROSPACE INC ( COMMON STOCK USD.01 166,840 1,920.00 BEIERSDORF AG COMMON STOCK NPV 109,219 3,275.00 BELDEN INC COMMON STOCK USD.01 108,992 9,000.00 BELDEN INC COMMON STOCK USD.01 299,520 13,600.00 BELO CORPORATION A COMMON STOCK USD1. 67 85.680 18.00 BERKSHIRE HATHAWAY INC CL A COMMON STOCK USDS. 2,065,590 750.00 BERKSHIRE HATHAWAY INC CL B COMMON STOCK USD.0033 57,225 505.00 BHP BILLITON LTD SPON ADR ADR 35,668 1,995.00 BJ S RESTAURANTS INC COMMON STOCK NPV 90,413 143,002.96 BLACKROCK ENERGY + RESOURCES P , BLACKROCK ENERGY + RES INS 5,283,960 365.00 BLACKROCK INC COMMON STOCK USD.01 65,058 475.00 BOEING CO/THE COMMON STOCK USD5. 34,841 2,975.00 BRAVO BRIO RESTAURANT GROUP COMMON STOCK USD.001 51 ,021 20,200.00 BRIGGS + STRATTON COMMON STOCK USD.01 312,898 5,715.00 BRISTOL MYERS SQUIBB CO COMMON STOCK USD.1 201,397 15,000.00 BRISTOL MYERS SQUIBB CO COMMON STOCK USD.1 528,600 18,000.00 BRITISH AMERICAN TOBACCO PLC COMMON STOCK GBP.25 854,740 7,500.00 BROWN FORMAN CORP CLASS A COMMON STOCK USD.15 594,525 17,000.00 BRUNSWICK CORP COMMON STOCK USD.75 307,020 25 200.00 BUMRUNGRAD HOSPITAL FOREIGN COMMON STOCK THBI. A 37,141 6,910.00 CAMECO CORP COMMON STOCK NPV 124,726 75900 CANON INC SPONS ADR ADR 33,426 2,330.00 CAP GEMINI COMMON STOCK EUR8. 73,031 182,200.00 CAPITALAND LTD COMMON STOCK NPV 310,540 5,000.00 CARDINAL HEALTH INC COMMON STOCK NPV 203,050 6,420.00 CARREFOUR SA COMMON STOCK EUR2.5 146,806 25,500.00 CATHAY GENERAL BANCORP COMMON STOCK USD.01 380,715 4,040.00 CELADON GROUP INC COMMON STOCK USD.033 47,712 3,100.00 CELANESE CORP SERIES A COMMON STOCK USD.0001 137,237 82,752.00 CEMEX SAB SPONS ADR PART CER ADR NFV 446,033 408,600.00 CENTRAL PATTANA PUB CO FORE( COMMON STOCK THB1. A 488,895 5,000.00 CENTURYLINK INC COMMON STOCK USD1. 186,000 5,000.00 CENTURYLINK INC COMMON STOCK USD1. 186,000 205,116.00 CFS RETAIL PROPERTY TRUST REff ThPV 354,330 5,000.00 CHESAPEAKE ENERGY CORP COMMON STOCK USD.01 111.450 39,000.00 CHESAPEAKE ENERGY CORP COMMON STOCK USD.01 869,310 1 ,520.00 CHEVRON CORP COMMON STOCK USD.75 161,728 5,000.00 CHEVRON CORP COMF,ON STOCK USD.75 532,000 4,530.00 CHICAGO BRIDGE + IRON NY SHR NY RE G SHRS EUR.01 171,234 442,080.00 CHINA OVERSEAS LAND + INVEST COMMON STOCK HKD.1 738,830 185,000.00 CHINA RESOURCES LAND LTD COMM DN STOCK HKD.1 297,273 1 ,330.00 CHRISTIAN HANSEN HOLDING A/S COMMON STOCK DKK10. 29,014 500.00 CHUBB CORP COMMON STOCK USD1. 34,610 3,000.00 CHUBB CORP COMMON STOCK USD1. 207,660 26 500.00 CIE FINANCIERE RICHEMON BRA COMMON STOCK CHF1. 1,346,396 2,590.00 CIELO SA COMMON STOCK NPV 66,928 10,000.00 CISCO SYSTEMS INC COMMON STOCK USD.001 180,800 6,500.00 CITIGROUP INC COMMON STOCK USD.01 171,015 54,000.00 CITY DEVELOPMENTS LTD COMMON STOCK NPV 370,647 136.00 CME GROUP INC COMMON STOCK USD.01 33,139 965.00 COCA COLA COITHE COMMON STOCK USD 25 67,521 790 394.39 COHEN + STEERS EMERGING MARKET COHEN + STEERS EMG MRK REL I 5,651,320 435,364.59 COLUMBIA HIGH YIELD OPPORTUNIT COLUMBIA H/V OPPORTUNITY Z 1 ,737.105
Attachment 10A 2 of 9 Yawkey Foundation II 04-2768239 Form 990-PF Part II, Line 10b, Investments - Corporate Stock
Shares / Par Fair Market Value Security Name Security Description Value 360 262.09 COLUMBIA INCOME OPPORTUNITIES COLUMBIA INCOME OPPORT Z 3,361 245 32,500.00 COMCAST CORP CLASS A COMMON STOCK USD1. 770 ,575 17,750.00 COMCAST CORP SPECIAL CL A COMMON STOCK USD1. 418,190 4,360.00 COMERICA INC COMMON STOCK US05. 112,488 5,995.00 COMSCORE INC COMMON STOCK USD.001 127,094 1,600.00 CONCUR TECHNOLOGIES INC COMMON STOCK USD.001 81,264 760.00 CONOCOPHILLIPS COMMON STOCK USD.01 55,381 8,000.00 CONSOLIDATED EDISON INC COMMON STOCK USD.1 496,240 3,480.00 CONSTANT CONTACT INC COMMON STOCK USD.01 80,771 3,745.00 COOPER COS INC/THE COMMON STOCK USD.1 264.097 815.00 CORE LABORATORIES N.V. COMMON STOCK EUR.02 92, 869 6,065.00 CORRECTIONS CORP OF AMERICA COMMON STOCK USD.01 123,544 3,660.00 COVENTRY HEALTH CARE INC COMMON STOCK USD.01 111,154 3,180.00 CRANE CO COMMON STOCK USD1. 148,538 8,980.00 CRH PLC COMMON STOCK EUR.32 140,588 3,760.00 CROWN HOLDINGS INC COMMON STOCK USD5. 126,261 13,000.00 CSX CORP COMMON STOCK USD1. 273,780 1,550.00 CTRIP.COM INTERNATIONAL ADR ADR USD.01 36,270 11,500.00 CVS CAREMARK CORP COMMON STOCK USD.01 468,970 550.00 D!S NORDEN COMMON STOCK DKKI. 12,921 65,000.00 DAIWA HOUSE INDUSTRY CO LTD COMMON STOCK 775,539 5,000.00 DANAHER CORP COMMON STOCK USD.01 235,200 3,430.00 DANONE COMMON STOCK EUR.25 216,265 2,000.00 DAVITA INC COMMON STOCK USD.001 151,620 6155.00 DEALERTRACK HOLDINGS INC COMMON STOCK USD.01 167,785 950.00 DEERE + CO COMMON STOCK USD1. 73,483 69,000.00 DELL INC COMMON STOCK USD.01 1,009,470 11,350.00 DENBURY RESOURCES INC COMMON STOCK USD.001 171,385 4,780.00 DENTSPLY INTERNATIONAL INC COMMON STOCK USD.01 167,252 3100.00 DEUTSCHE BOERSE AG NEW COMMON STOCK 163,023 2,560.00 DEVRY INC COMMON STOCK USD.01 98,458 26,000.00 DIAGEO PLC COMMON STOCK GBP.893518 568,319 900.00 DIAGEO PLC SPONSORED ADR ADR 78,678 1,470.00 DIANA SHIPPING INC COMMON STOCK USD.01 10,996 615.00 DIGITAL REALTY TRUST INC REIT USD.01 41,002 3,125.00 DIGITAL RIVER INC COMMON STOCK USD.01 46,938 1,590.00 DIODES INC COMMON STOCK USD.667 33,867 15,000.00 DIRECTV CLASS A COMMON STOCK USD.01 641,400 23,200.00 DOUGLAS DYNAMICS INC COMMON STOCK USD.01 339,184 702.00 DOVER CORP COMMON STOCK USD1. 40,751 4,000.00 DR PEPPER SNAPPLE GROUP INC COMMON STOCK USD.01 157,920 2,829.00 DSW INC CLASS A COMMON STOCK NPV 125,070 1,522.00 DU PONT (E.I.) DE NEMOURS COMMON STOCK USD.3 69,677 10,000.00 DUKE ENERGY CORP COMMON STOCK USD.001 220,000 3,690.00 EADS NV COMMON STOCK EUR1. 115,683 2,480. 00 EDENRED COMMON STOCK EUR2. 61,233 12,150.00 ELAN CORP PLC SPONS ADR ADR 166,941 2,255.00 ELIZABETH ARDEN INC COMMON STOCK USD.01 83,525 5,000.00 EMC CORPIMASS COMMON STOCK USD.01 107,700 1,100.00 EMERSON ELECTRIC CO COMMON STOCK USD.5 51,249 4,645.00 ENERSYS COMMON STOCK USD.01 120,631 13,100.00 ENERSYS COMMON STOCK USD.01 340,207 1,730.00 ENSCO PLC SPON ADR ADR USD.1 81,172 245.00 ENTERGY CORP COMMON STOCK USD.01 17,897 5,000.00 EQT CORP COMMON STOCK NPV 273,950 7,000.00 EVEREST RE GROUP LTD COMMON STOCK USD.01 588,630 1,060.00 EVEREST RE GROUP LTD COMMON STOCK USD.01 89, 135
Attachment 10A 3 of 9 Yawkey Foundation 11 04-2768239 Form 990-PF Part II, Une 10b. Investments - Corporate Stock
Shares ! Par Fair Market Value Security Name Security Description Value 3,176.00 EXXON MOBIL CORP COMMON STOCK NPV 269,198 5,00000 EXXON MOBIL CORP COMMON STOCK NPV 423,800 7,700.00 FEDEX CORP COMMON STOCK USD.1 643,027 220.00 FIFTH THIRD BANCORP PREFERRED STOCK 8.5 31,258 3,750.00 FIRST REPUBLIC BANKISAN FRAN COMMON STOCK USD.01 114,788 3,090.00 FLEETCOR TECHNOLOGIES INC COMMON STOCK USD.001 92,298 8,900.00 FOOT LOCKER INC COMMON STOCK USD.01 212,176 40,000.00 FRONTIER COMMUNICATIONS CORP COMMON STOCK USD.25 206,000 4,200.00 GENERAL ELECTRIC CO COMMON STOCK USD.06 75,222 20,000.00 GENERAL ELECTRIC CO COMMON STOCK USD.08 358,200 15,000.00 GENERAL ELECTRIC CO COMMON STOCK USD.06 268,650 850.00 GENERAL MILLS INC COMMON STOCK USD.1 34,349 5,000.00 GENERAL MILLS INC COMMON STOCK USD.1 202,050 5,000.00 GENERAL MOTORS CO COMMON STOCK USD.01 101,350 5,000.00 GENERAL MOTORS CO PREFERRED STOCK 12113 4.75 171,250 3,795.00 GENTEX CORP COMMON STOCK USD.06 112,294 14,500.00 GEORGIA GULF CORP COMMON STOCK USD.01 282,605 3,490.00 GETINGE AB B SHS COMMON STOCK NPV 88.786 1,475.00 GLAXOSMITHKLINE PLC SPON ADR ADR 67,304 50,000.00 GLOBAL X BRAZIL CONSUMER ETF GLOBAL X BRAZIL CONSUMER ETF 754,000 195, 108.00 GLOBAL X CHINA CONSUMER ETF GLOBAL X CHINA CONSUMER ETF 2,674,931 1,275, 848.57 GMO EMERGING MARKETS FUND GMO EMERGING MARKETS FD II 13,217,791 3,500.00 GOLDCORP INC COMMON STOCK NPV 154,875 8,80000 GOODYEAR TIRE + RUBBER CO COMMON STOCK NPV 124,696 145,720.00 GPT GROUP REIT NPV 458,634 25,800.00 GREAT LAKES DREDGE + DOCK CO COMMON STOCK USD.0001 143 ,448 4,910.00 GROUPE EUROTUNNEL SA REGR COMMON STOCK EUR.4 33,527 6,210.00 GRUPO TELEVISA SA SPON ADR ADR NPV 130,783 400,000.00 GUANGZHOU R+F PROPERTIES H COMMON STOCK CNY.25 316.226 185,000.00 HANG LUNG PROPERTIES LTD COMMON STOCK HKD1. 526,421 2,750.00 HASBRO INC COMMON STOCK USD.5 87,698 32,500.00 HEINEKEN HOLDING NV COMMON STOCK EUR1.6 1,334,044 14,980.00 HERTZ GLOBAL HOLDINGS INC COMMON STOCK USD.01 175,566 5,000.00 HESS CORP COMMON STOCK USD1. 284,000 3,280.00 HILL ROM HOLDINGS INC COMMON STOCK NPV 110,503 1,176.00 HJ HEINZ CO COMMON STOCK USD.25 63,551 6,000.00 HJ HEINZ CO COMMON STOCK USD.25 324,240 1,670.00 HOLCIM LTD REG COMMON STOCK CHF2.0 89,742 2,275.00 HOME DEPOT INC COMMON STOCK USD.05 95,641 1,560.00 HONEYWELL INTERNATIONAL INC COMMON STOCK USD1. 84,786 91,000.00 HONGKONG LAND HOLDINGS LTD COMMON STOCK USD.1 413,140 18,380.00 HSBC HOLDINGS PLC COMMON STOCK USD.5 140,265 2,490.00 HUBBELL INC CL B COMMON STOCK USD.01 166,481 179,709.00 HYSAN DEVELOPMENT CO COMMON STOCK HKD5.0 590,037 2,500.00 HYUNDAI DEPT STORE CO COMMON STOCK KRW5000. 353,733 2,930.00 IDEX CORP COMMON STOCK USD.01 108,732 1,710.00 IDEXX LABORATORIES INC COMMON STOCK USD.1 131,602 1,550.00 IHS INC CLASS A COMMON STOCK USD.01 133,548 600.00 ILLINOIS TOOL WORKS COMMON STOCK USD.01 28,026 3,175.00 [MAX CORP COMMON STOCK NPV 58.198 3,220.00 IMAX CORP COMMON STOCK NPV 59,023 3,240.00 INDRA SISTEMAS SA COMMON STOCK EUR.2 41,374 3,350.00 INFORMATICA CORP COMMON STOCK USD.001 123,716 8,065.00 INNERWORKINGS INC COMMON STOCK USD.0001 75,085 6,643.00 INTEL CORP COMMON STOCK USD.001 161.093 8,000.00 INTEL CORP COMMON STOCK USD.001 194,000 18,000.00 INTERCONTINENTAL HOTELS ADR ADR 323,820
Attachment I OA 4 of 9 Yawkey Foundation 11 04-2768239 Form 990-PF Part II, Line 10b, Investments - Corporate Stock
Shares I Par Fair Market Value Secu rity Name Securi ty Description Value 4,800.00 NTERMEC INC COMMON STOCK USD.01 32,928 7,500.00 NTERMEC INC COMMON STOCK USD.01 51.450 1400.00 NTL BUSINESS MACHINES CORP COMMON STOCK USD.2 257,432 1 ,500.00 NTL BUSINESS MACHINES CORP COMMON STOCK USD.2 275,820 4,000.00 NTL BUSINESS MACHINES CORP COMMON STOCK USD.2 735,520 730.00 NTL FLAVORS + FRAGRANCES COMMON STOCK USD.125 38,267 12,400.00 INTL SPEEDWAY CORP CL A COMMON STOCK USD.01 314,340 21,400.00 (SHARES MSCI BRAZIL INDEX FUND (SHARES MSCI BRAZIL 1228,146 66,000.00 (SHARES MSCI HONG KONG INDEX F (SHARES MSCI HONG KONG INDEX 1 :021 ,020 6,160.00 IXIA COMMON STOCK NPV 64,742 21 400.00 JOHN BEAN TECHNOLOGIES CORP COMMON STOCK USD.01 328,918 2,137.00 JOHNSON + JOHNSON COMMON STOCK USD1. 140,144 4,000.00 JOHNSON CONTROLS INC COMMON STOCK USD.01368 125,040 5,570.00 JOHNSON MATTHEY PLC COMMON STOCK GBP1. 158,930 3,816.00 JPMORGAN CHASE + CO COMMON STOCK USD1. 126,882 2,500.00 JPMORGAN CHASE + CO COMMON STOCK USD1. 83,125 7,000.00 JPMORGAN CHASE + CO COMMON STOCK USD1. 232,750 20,900.00 KBW INC COMMON STOCK USD.01 317,262 3,130.00 KENNAMETAL INC COMMON STOCK USD1.25 114,308 120,586.00 KEPPEL LAND LTD COMMON STOCK NPV 206.456 194,121.00 KERRY PROPERTIES LTD COMMON STOCK HKD1. 642,354 931.00 KIMBERLY CLARK CORP COMMON STOCK USD1.25 68,484 2,300.00 KINDER MORGAN INC COMMON STOCK USD.01 73,991 3,005.00 KNIGHT TRANSPORTATION INC COMMON STOCK USD.01 46,998 11,450.00 KONINKLIJKE AHOLD NV COMMON STOCK EUR.3 154,658 10 000.00 KRAFT FOODS INC CLASS A COMMON STOCK NPV 373,800 22,500.00 KROGER CO COMMON STOCK USD1. 544 , 950 6, 500.00 LABORATORY CRP OF AMER HLDGS COMMON STOCK USD.1 558 , 805 3,260.00 LANDSTAR SYSTEM INC COMMON STOCK USD.01 156,219 21,400.00 LEVEL 3 COMMUNICATIONS INC COMMON STOCK USD.01 363,586 2,680.00 LIBERTY GLOBAL INC A COMMON STOCK USD.01 109,960 28,000.00 LIBERTY INTERACTIVE CORP TRACKING STK USD.01 454,020 4,565.00 LIFE TIME FITNESS INC COMMON STOCK USD.02 213,414 271 700.00 LIFESTYLE INTL HLDGS LTD COMMON STOCK HKD.005 598 ,911 900.00 LIMITED BRANDS INC COMMON STOCK USD.5 36,315 973.00 LINEAR TECHNOLOGY CORP COMMON STOCK USD.001 29,219 71,100.00 LUONBRIDGE TECHNOLOGIES INC COMMON STOCK USD.01 162, 819 8,355.00 LIVE NATION ENTERTAINMENT IN COMMON STOCK USD.01 69,430 4,160.00 LKQ CORP COMMON STOCK USD.01 125,133 19,000.00 LOEWS CORP COMMON STOCK USD.01 715, 350 4,950.00 LONZA GROUP AG REG COMMON STOCK CHF1.0 293 ,792 10,300.00 LSI CORP COMMON STOCK USD.01 61 ,285 5,130.00 LUMINEX CORP COMMON STOCK USD.001 108,910 13,120.00 MAGNUM HUNTER RESOURCES CORP COMMON STOCK USD 01 70,717 8,585.00 MANNING + NAPIER FUND INC EM MANNING + NAPIER EMERGING MK 84,476 51,202.00 MANNING + NAPIER FUND INC IN MANNING + NAPIER INTERNATION 389 , 135 33,390.00 MAPFRE SA COMMON STOCK EUR.1 106,413 168 200.00 MAPLETREE COMMERCIAL TRUST REIT NPV 110, 261 999,936.52 MARATHON JAPAN EQUITY FD CLASS B 15 577,228 25 000.00 MARKS + SPENCER GROUP PLC COMMON STOCK GBP.25 120,831 5,000.00 MARSH + MCLENNAN COS COMMON STOCK USD1. 158, 100 6,900.00 MARTIN MARIETTA MATERIALS COMMON STOCK USD.01 520 ,329 7,000.00 MARTIN MARIETTA MATERIALS COMMON STOCK USD.01 527,870 2,800.00 MASTERCARD INC CLASS A COMMON STOCK USD 0001 1,043 896 1,215.00 MATTEL INC COMMON STOCK USD1. 33,728 4,670.00 MAXLINEAR INC CLASS A COMMON STOCK 22 , 183 1,922.00 MCDONALD S CORP COMMON STOCK USD.01 192 834
Attachment 1 OA 5 of 9 Yawkey Foundation II 04-2788239 Form 990-PF Part II, Line 10b, Investments - Corporate Stock
Shares / Par Fair Market Value Security Name Security Description Value 5,000.00 MCDONALD S CORP COMMON STOCK USD.01 501,650 711.00 MCGRAW HILL COMPANIES INC COMMON STOCK USD1. 31,974 3,000.00 MCKESSON CORP COMMON STOCK USD.01 233,730 3,500.00 MEDCO HEALTH SOLUTIONS INC COMMON STOCK USD.01 195,650 5,874.00 MERCK + CO. INC. COMMON STOCK USD.5 221,450 10,000.00 MERCK + CO. INC. COMMON STOCK USD.5 377,000 1,625.00 MEREDITH CORP COMMON STOCK USD1. 53,056 1,500.00 METLIFE INC COMMON STOCK USD.01 46,770 2,500.00 METLIFE INC COMMON STOCK USD.01 77,950 1,000.00 METTLER TOLEDO INTERNATIONAL COMMON STOCK USD.01 147,710 280.00 MICHAEL KORS HOLDINGS LTD COMMON STOCK NPV 7,630 1,990.00 MICROS SYSTEMS INC COMMON STOCK USD.0125 92,694 5,895.00 MICROSOFT CORP COMMON STOCK USD.008.25 153,034 30 000.00 MICROSOFT CORP COMMON STOCK USD.006.25 778,800 10 000.00 MICROSOFT CORP COMMON STOCK USD.006.25 259,600 1 ,475.00 MIDDLEBY CORP COMMON STOCK USD.01 138.709 6,430.00 MINDRAY MEDICAL INTL LTD ADR ADR USD.001 164,865 8, 900.130 MINE SAFETY APPLIANCES CO COMMON STOCK NPV 294,768 46 000.00 MITSUBISHI ESTATE CO LTD COMMON STOCK 687,549 40 000.00 MITSUI FUDOSAN CO LTD COMMON STOCK 583,312 2,130.00 MOBILE MINI INC COMMON STOCK USD.01 37,169 25,900.00 MODINE MANUFACTURING CO COMMON STOCK USD.625 245,014 2,000.00 MONSANTO CO COMMON STOCK USD.01 140, 140 6,500.00 MOSAIC CO/THE COMMON STOCK USD.01 327 ,795 2,450.00 MSC INDUSTRIAL DIRECT CO A COMMON STOCK USD.001 175,298 2,480.00 MSCI INC A COMMON STOCK USD.01 81 ,666 135 600.00 MUELLER WATER PRODUCTS INC A COMMON STOCK USD.01 330,864 27,300.00 MYERS INDUSTRIES INC COMMON STOCK NPV 336.882 17,500.00 MYLAN INC COMMON STOCK USD.5 375,550 600 00 NATIONAL FUEL GAS CO COMMON STOCK USD1. 33,348 14,500.00 NATIONAL INTERSTATE CORP COMMON STOCK USD.01 357.715 4,320.00 NATURA COSMETICOS SA COMMON STOCK NPV 83,980 3,870.00 NESTLE SA REG COMMON STOCK CHF.1 223,484 38,750.00 NESTLE SA SPONS ADR FOR REG ADR 2,236.263 5,000.00 NEWMONT MINING CORP COMMON STOCK USD1.6 300,050 1,090.00 NEXANS SA COMMON STOCK EURI. 56,741 416.00 NEXTERA ENERGY INC COMMON STOCK USD.01 25.326 6,935.00 NIC INC COMMON STOCK NPV 92.305 2,430.00 NICE SYSTEMS LTD SPONS ADR ADR 83,714 3,440.00 Nil HOLDINGS INC COMMON STOCK USD.001 73,272 915.00 NIKO RESOURCES LTD COMMON STOCK NPV 43,174 8,000.00 NIPPON ELECTRIC GLASS CO LTD COMMON STOCK 79,231 895.00 NORDSTROM INC COMMON STOCK NPV 44,490 915.00 NORFOLK SOUTHERN CORP COMMON STOCK USD1. 66.667 1,185.00 NORTHERN TRUST CORP COMMON STOCK USD1.667 46,997 8,020.00 NUANCE COMMUNICATIONS INC COMMON STOCK USD.001 201.783 1,145.00 NUCOR CORP COMMON STOCK USDA 45.308 1,720.00 NXP SEMICONDUCTORS NV COMMON STOCK 26,436 2,390.00 0 REILLY AUTOMOTIVE INC COMMON STOCK USD.01 191 ,081 9,900.00 OCADO GROUP PLC COMMON STOCK GBP.02 8,370 815.00 OCCIDENTAL PETROLEUM CORP COMMON STOCK USD.2 76,366 7000.00 OCCIDENTAL PETROLEUM CORP COMMON STOCK USD.2 655,900 10 730.00 ON SEMICONDUCTOR CORPORATION COMMON STOCK USD.01 82,836 10,000.00 ORACLE CORP COMMON STOCK USD.01 256,500 3,235.00 OXFORD INDUSTRIES INC COMMON STOCK USD1. 145,963 637.00 P G + E CORP COMMON STOCK NPV 26,257 33 000.00 PACIFIC BASIN SHIPPING LTD COMMON STOCK USD.1 13,214
Attachment 1 OA 6 of 9 Yawkey Foundation II 04-2768239 Form 990-PF Part Ii, Line 10b, Investments - Corporate Stock
Shares I Par Fair Market Value Secu rity Name Securi ty Description Value 4,700.00 PACKAGING CORP OF AMERICA COMMON STOCK USD.01 118,628 617.00 PARKER HANNIFIN CORP COMMON STOCK USD.5 47,046 4,000.00 PEABODY ENERGY CORP COMMON STOCK USD.01 132,440 2,715.00 PEGASYSTEMS INC COMMON STOCK USD.01 79,821 1,315.00 PENN WEST PETROLEUM LTD COMMON STOCK NPV 26,037 775.00 PEOPLE S UNITED FINANCIAL COMMON STOCK USD.01 9,959 7,000.00 PEPSICO INC COMMON STOCK USD.017 464,450 13,500.00 PERNOD RICARD SA COMMON STOCK EUR1.55 1,255,843 4,140.00 PETROLEUM GEO SERVICES COMMON STOCK NOK3. 45,403 8,245.00 PFIZER INC COMMON STOCK USD.05 178.422 32,500.00 PFIZER INC COMMON STOCK USD.05 703,300 2,800.00 PHILIP MORRIS INTERNATIONAL COMMON STOCK NPV 219,744 28,500.00 PHILIP MORRIS INTERNATIONAL COMMON STOCK NPV 2,236.550 6,500.00 PHILIP MORRIS INTERNATIONAL COMMON STOCK NPV 510,120 32,000.00 PHILIPS ELECTRONICS NY SHR NY REG SHRS 670,400 1,025.00 PNC FINANCIAL SERVICES GROUP COMMON STOCK USD5. 59,112 2,750.00 POLYCOM INC COMMON STOCK USD.0005 44,825 5,920.00 POLYCOM INC COMMON STOCK USD.0005 96,496 2,14000 POLYPORE INTERNATIONAL INC COMMON STOCK USD.01 94, 139 16,370.00 POSTNL NV COMMON STOCK EUR.48 52,277 1,985.00 POWER INTEGRATIONS INC COMMON STOCK USD.001 65.823 539.00 PPL CORPORATION COMMON STOCK USD.01 15,857 1,953.00 PROCTER + GAMBLE CO/THE COMMON STOCK USD1. 130,285 5,920.00 PRYSMIAN SPA COMMON STOCK EUR.1 73,738 731.00 PUBLIC SERVICE ENTERPRISE GP COMMON STOCK NPV 24,130 275.00 PUBLIC STORAGE REIT USD.1 36,977 5,780.00 QIAGEN N.V. COMMON STOCK EUR.01 79,910 8,000.00 QUALCOMM INC COMMON STOCK USD.0001 437,600 2,710.00 RALCORP HOLDINGS INC COMMON STOCK USD.01 231,705 2,120.00 RANDSTAD HOLDING NV COMMON STOCK EUR.1 62,913 1,085.00 RAYTHEON COMPANY COMMON STOCK USD.01 52,492 2,190.00 RECKITT BENCKISER GROUP PLC COMMON STOCK GBP.1 108,231 4,170.00 REDECARD SA COMMON STOCK NPV 65,258 22,700.00 REGIS CORP COMMON STOCK USD.05 375,685 4,010.00 RESMED INC COMMON STOCK USD.004 101,854 7,725.00 REX ENERGY CORP COMMON STOCK USD.001 114,021 2,615.00 ROBBINS + MYERS INC COMMON STOCK NPV 126,958 1,305,000.00 ROBINSONS LAND CO COMMON STOCK PHP1. 336,256 3,095.00 ROGERS CORP COMMON STOCK USD1. 114,082 3,699.00 ROVI CORP COMMON STOCK USD.001 90,921 2,830.00 ROWAN COMPANIES INC COMMON STOCK USD.125 85,834 2,400.00 ROYAL DUTCH SHELL PLC ADR ADR 175,416 10,265.00 RUBY TUESDAY INC COMMON STOCK USD.01 70,829 3,080.00 RUSH ENTERPRISES INC CL A COMMON STOCK USD.01 64,434 10,700.00 RYANAIR HOLDINGS PLC SP ADR ADR 298,102 38,000.00 SABMILLER PLC COMMON STOCK USD.1 1,338,500 55 000.00 SAIL INC COMMON STOCK USD.0001 675,950 17 120.00 SAN GOLD CORP COMMON STOCK NPV 31,636 1 , 100.00 SANTEN PHARMACEUTICAL CO LTD COMMON STOCK 45,321 10 695.00 SAPIENT CORPORATION COMMON STOCK USD.01 134,757 22,100.00 SCHAWK INC COMMON STOCK USD.008 247,741 940.00 SCHLUMBERGER LTD COMMON STOCK USD.01 64.211 3,050.00 SCHLUMBERGER LTD COMMON STOCK USD.01 208,346 5,000.00 SCHLUMBERGER LTD COMMON STOCK USD.01 341,550 5,750.00 SCRIPPS NETWORKS INTER CL A COMMON STOCK USD.01 243,915 935.00 SEMPRA ENERGY COMMON STOCK NPV 51,425 32 000.00 SERVICE CORP INTERNATIONAL COMMON STOCK USD1. 340,800
Attachment 1 OA 7 of 9 Yawkey Foundation II 04-2768239 Form 990-PF Part II, Una 10b, Investments - Corporate Stock
Shares 1 Par Fair Market Value Secu rity Name Securl Description Value 263,041.00 SHANGRI LA ASIA LTD COMMON STOCK HKD1. 453,834 1,400.00 SHERWIN WILLIAMS CO/THE COMMON STOCK USD1. 124,978 900.00 SHIN ETSU CHEMICAL CO LTD COMMON STOCK 44,333 2,690.00 SIGNET JEWELERS LTD COMMON STOCK USD.18 118,252 4.170.00 SKYWORKS SOLUTIONS INC COMMON STOCK USD.25 67,637 18,400.00 SOLUTIA INC COMMON STOCK USD.01 317,952 959.00 SONOCO PRODUCTS CO COMMON STOCK NPV 31,609 2,930.00 SONOSITE INC COMMON STOCK USD.01 157,810 3, 150.00 SPECTRUM BRANDS HOLDINGS INC COMMON STOCK USD.01 86,310 5,000.00 STATE STREET CORP COMMON STOCK USD1. 201 , 550 144 660.00 STOCKLAND REIT NPV 473,095 245.00 STRAUMANN HOLDING AG REG COMMON STOCK CHF.1 42,471 3,060.00 SUMCO CORP COMMON STOCK 22,630 23,000.00 SUMITOMO REALTY + DEVELOPMNT COMMON STOCK 402,963 42 000.00 SUN HUNG KAI PROPERTIES COMMON STOCK'-IKD.S 526,447 15,000.00 SUNCOR ENERGY INC COMMON STOCK NPV 432,450 3,000.00 SUNCOR ENERGY INC COMMON STOCK I 4PV 86,490 2 ,365.00 SUPER MICRO COMPUTER INC COMMON STOCK l1SD.001 37,083 5,300.00 SUZUKI MOTOR CORP COMMON STOCK 109,665 440.00 SYNGENTA AG REG COMMON STOCK CHF.1 129,398 1,695.00 SYNTEL INC COMMON STOCK NP'/ 79,275 1,440.00 SYNTEL INC COMMON STOCK NP'1 67,349 833.00 T ROWE PRICE GROUP INC COMMON STOCK USU.2 47,439 76,600.82 T ROWE PRICE NEW ERA FUND T ROWE PRICE NEW HRA FUND 3,221,064 10,610.00 TALISMAN ENERGY INC COMMON STOCK NPV 135,278 35 000.00 TALISMAN ENERGY INC COMMON STOCK NPV 446,250 1,375.00 TARGET CORP COMMON STOCK USD.0833 70,428 2,000.00 TARGET CORP COMMON STOCK USD.0833 102,440 9,620.00 TELENOR ASA COMMON STOCK NOK6. 158,132 13 740.00 TELEVISION FRANCAISE (T.F.1 ) COMMON STOCK EUR.2 134,523 4,000.00 TENCENT HOLDINGS LTD COMMON STOCK HKD.0001 80,396 2,680.00 TENNANT CO COMMON STOCK USD.c75 104,172 5,525.00 TERADYNE INC COMMON STOCK USD.125 75,306 8,090.00 TERADYNE INC COMMON STOCK USD.125 110,267 46,040.00 TESCO PLC COMMON STOCK GBP.05 288,672 9,470.00 TESORO CORP COMMON STOCK USD.167 221,219 5,000.00 TEVA PHARMACEUTICAL SP ADR ADR 201,800 1,150.00 TEXAS INSTRUMENTS INC COMMON STOCK USD1. 33,477 14,300.00 THOR INDUSTRIES INC COMMON STOCK USD.1 392,249 2,350.00 TIME WARNER INC COMMON STOCK USD.01 84,929 2,380.00 TIMKEN CO COMMON STOCK NPV 92,130 700.00 TJX COMPANIES INC COMMON STOCK USD1. 45,185 18,380.00 TNT EXPRESS NV COMMON STOCK EUR.08 122777 2,200.00 TOKYO ELECTRON LTD COMMON STOCK 111,944 3,500.00 TOTAL SA SPON ADR ADR 178, 885 3,000.00 TOTAL SA SPON ADR ADR 153,330 2,900.00 TOYOTA MOTOR CORP COMMON STOCK 96.679 1,905.00 TRACTOR SUPPLY COMPANY COMMON STOCK USD.008 133.636 1,060.00 TRANSDIGM GROUP INC COMMON STOCK USD.01 101,421 835.00 TRANSOCEAN LTD COMMON STOCK CHF15. 32,056 4 ,500.00 TRAVELERS COS INC/THE COMMON STOCK NPV 266,265 7,000.00 TRAVELERS COS INC/THE COMMON STOCK NPV 414,190 11,000.00 TRAVELERS COS INC/THE COMMON STOCK NPV 650,870 5,000.00 TRICAN WELL SERVICE LTD COMMON STOCK NPV 85,871 10,000.00 TYCO INTERNATIONAL LTD COMMON STOCK CHF6.7 467,100 2,125.00 ULTA SALON COSMETICS + FRAGR COMMON STOCK USD.01 137,955 2,490.00 ULTIMATE SOFTWARE GROUP INC COMMON STOCK USD.01 162149
Attachment 1 OA 8 of 9 Yawkey Foundation II 04-2768239 Form 990-PF Part II, Une 1 Ob, Investments - Corporate Stock
Shares I Par Fair Market Value Security Name Security Description Value 25,000.00 UNILEVER N V NY SHS NEW 859,250 4,620.00 UNILEVER PLC SPONSORED ADR ADR 154.862 5,000.00 UNION PACIFIC CORP COMMON STOCK USD2.5 529.700 3,945.00 UNITED NATURAL FOODS INC COMMON STOCK USD.01 157.839 3,190.00 UNITED RENTALS INC COMMON STOCK USD.01 94,265 5,000.00 UNITED TECHNOLOGIES CORP COMMON STOCK USD1. 365,450 3,000.00 UNITEDHEALTH GROUP INC COMMON STOCK USD.01 152,040 4,266.00 UNUM GROUP COMMON STOCK USD.1 89,885 3,018.00 US BANCORP COMMON STOCK USD.01 81,637 5,000.00 US BANCORP COMMON STOCK USD.01 135,250 4,540.00 UTI WORLDWIDE INC COMMON STOCK NPV 60,337 792,267.16 VANGUARD EMERGING MARKETS STOC VANGUARD EMRG MK STK INDX IS 19,085,716 630,556.63 VANGUARD GROWTH INDEX FUND VANGUARD GROWTH INDEX FD INS 20,045,395 4,600.00 VERIZON COMMUNICATIONS INC COMMON STOCK USD.1 184,552 10,000.00 VERIZON COMMUNICATIONS INC COMMON STOCK USD.1 401.200 16,400.00 VIAD CORP COMMON STOCK USD1.5 286,672 3540.00 VIRGIN MEDIA INC COMMON STOCK USD.01 75,685 15,000.00 VODAFONE GROUP PLC SP ADR ADR 420,450 2,695.00 VOLCANO CORP COMMON STOCK USD.001 64,114 3,480.00 WADDELL + REED FINANCIAL A COMMON STOCK USD.01 86,200 1,085.00 WAL MART STORES INC COMMON STOCK USD.1 64,840 8,500.00 WAL MART STORES INC COMMON STOCK USD.1 507,960 17,000.00 WALT DISNEY CO/THE COMMON STOCK USD.01 637,500 575.00 WASHINGTON POST CLASS B COMMON STOCK USD1 . 216,666 3,435.00 WASTE CONNECTIONS INC COMMON STOCK USD.01 113,836 1,830.00 WASTE MANAGEMENT INC COMMON STOCK USD.01 59,859 8,000.00 WATSON PHARMACEUTICALS INC COMMON STOCK USD.0033 482,720 6,000.00 WEATHERFORD INTL LTD COMMON STOCK USD1. 87,840 2,390.00 WELLS FARGO + CO COMMON STOCK USD1.666 65,868 36,000.00 WELLS FARGO + CO COMMON STOCK USD1 .666 992,160 11,100.00 WERNER ENTERPRISES INC COMMON STOCK USD.01 267,510 1,890.00 WESCO INTERNATIONAL INC COMMON STOCK USD.01 100,189 1,400.00 WEST PHARMACEUTICAL SERVICES COMMON STOCK USD 25 53,130 105,000.00 WESTFIELD RETAIL TRUST REIT 268,039 3,580.00 WESTLAKE CHEMICAL CORP COMMON STOCK USD.01 144,059 1,970.00 WESTPORT INNOVATIONS INC COMMON STOCK NPV 65,483 3 ,360.00 WILLIAMS SONOMA INC COMMON STOCK USD.01 129,360 140 000.00 WING TAI HOLDINGS LTD COMMON STOCK NPV 102,032 2,370.00 WUXI PHARMATECH INC ADR ADR USD.02 26,165 68,900.00 X RITE INC COMMON STOCK USD.1 319,696 3,000.00 YUM BRANDS INC COMMON STOCK NPV 177,030 7,500.00 YUM BRANDS INC COMMON STOCK NPV 442,575 3,285.00 ZUMIEZ INC COMMON STOCK NPV 91,192 Total Corporate Stock $ 220 ,953,252
Attachment 1 OA 9 of 9 YAWKEY FOUNDATION II 04-2768239'
ATTACHMENT 11
FORM 990PF, PART II - CORPORATE BONDS
BEGINNING ENDING ENDING DESCRIPTION BOOK VALUE BOOK VALUE FMV
SEE ATTACHMENT 11A 44,160,084. 40, 076, 806. 40, 076, 806.
TOTALS 44,160,084. 40,076,806. 40,076,806.
ATTACHMENT 11 71580M 794L 10117843 • Yawkey Foundation II 04-2768239 Form 990-PF Part II, Line 10b, Investments - Corporate Bonds
Shares / Par Fair Market Value Security Name Security Description Value 35,000.00 AES CORPORATION 7.75% 15 Oct 2015 $ 38,063 25,000.00 AES CORPORATION 8% 15 Oct 2017 27,500 100,000.00 AGILENT TECHNOLOGIES INC 6.5% 01 Nov 2017 115,805 25,000.00 AGL CAPITAL CORP 4.45% 15 Apr 2013 25,844 120,000.00 ALCOA INC 5.87% 23 Feb 2022 120,874 60,000.00 ALCOA INC 5.95% 01 Feb 2037 56,905 20,000.00 ALLY FINANCIAL INC 4.5% 11 Feb 2014 19,300 90,000.00 ALLY FINANCIAL INC 6.75% 01 Dec 2014 90,450 157,000.00 ALLY FINANCIAL INC 6.25% 01 Dec 2017 151,442 60,000.00 ALTRIA GROUP INC 4.75% 05 May 2021 66,062 25,000.00 ALTRIA GROUP INC 9.25% 06 Aug 2019 33,569 70,000.00 ALTRIA GROUP INC 9.95% 10 Nov 2038 106,469 25,000.00 AMER EXPRESS CREDIT CO 5.875% 02 May 2013 26,279 45,000.00 AMERICAN ELECTRIC POWER 5.25% 01 Jun 2015 49,268 125,000.00 AMERICAN EXPRESS CREDIT 2.8% 19 Sep 2016 125,613 85,000.00 AMERICAN EXPRESS CREDIT ACCOUN 0.48875% 16 Mar 2015 84,842 60,000.00 AMERICAN TOWER CORP 4.5% 15 Jan 2018 61,036 78,000.00 AMERICAN TOWER CORP 4.625% 01 Ap r 2015 81,300 190,000.00 AMGEN INC 2.5% 15 Nov 2016 192,278 10,000.00 ANHEUSER BUSCH COS LLC 4.95% 15 Jan 2014 10,777 305,000.00 ANHEUSER BUSCH INBEVWOR 4.125% 15 Jan 2015 328,839 25,000.00 ANHEUSER BUSCH INBEVWOR 4.375% 15 Feb 2021 27,864 75,000.00 ARCELORMITTAL 5.5% 01 Mar 2021 68,843 135,000.00 ARCELORMITTAL 5.5% 01 Mar 2021 123,918 25,000.00 ARCELORMITTAL 9.85% 01 Jun 2019 27,806 155,000.00 ARCELORMITTAL 3.75% 05 Aug 2015 148,177 125,000.00 ARISTOTLE HOLDING INC 4.75% 15 Nov 2021 129,346 80,000.00 ASSOCIATES CORP NA 6.95% 01 Nov 2018 86,930 5,000.00 AT&T CORP 6.5% 15 Mar 2029 5,978 140,000.00 AT&T INC 4.45% 15 May 2021 153,784 65,000.00 AXTEL SAB DE CV 9% 22 Sep 2019 48,425 120,000 00 BAKER HUGHES INC 3.2% 15 Aug 2021 123,989 79,584.43 BANC OF AMERICA COMMERCIAL MOR 4.501% 10 Jul 2043 79,553 76,000.00 BANC OF AMERICA COMMERCIAL MOR 4.933% 10 Jul 2045 82,689 105,000.00 BANC OF AMERICA COMMERCIAL MOR 5.115% 10 Oct 2045 115,829 128,000.00 BANC OF AMERICA COMMERCIAL MOR 5.178487% 10 Sep 2047 141,567 50,000.00 BANC OF AMERICA COMMERCIAL MOR 5.688338% 10 A r 2049 53,438 27,667.62 BANK OF AMERICA AUTO TRUST 2.67% 15 Jul 2013 27,729 15,000.00 BANK OF AMERICA CORP 5.625% 01 Jul 2020 13,856 145,000.00 BANK OF AMERICA CORP 6.975% 07 Mar 2037 140,298 42,000.00 BANK OF AMERICA CREDIT CARD TR 0.238% 15 Dec 2016 41,877 115,000.00 BARRICK NA FINANCE LLC 4.4% 30 May 2021 124,545 26,000.00 BAXTER INTERNATIONAL INC 1.85% 15 Jan 2017 26,202 70,000.00 BB&T CORPORATION 1% 28 Apr 2014 69,130 24,255.30 BEAR STEARNS COMMERCIAL MORTGA 4.83% 15 Aug 2038 24,601 29,302.11 BEAR STEARNS COMMERCIAL MORTGA 5.27% 11 Dec 2040 29,289 22,460.39 BEAR STEARNS COMMERCIAL MORTGA 5.876925% 11 Sep 2038 23,876 65,000.00 BEAR STEARNS COMMERCIAL MORTGA 1 % 11 Sep 2041 72,365 65,000.00 BEAR STEARNS COMMERCIAL MORTGA 5.201% 11 Dec 2038 71,332 75,000.00 BEAR STEARNS COMMERCIAL MORTGA 5.331% 11 Feb 2044 78,977 90,000.00 BEAR STEARNS COMMERCIAL MORTGA 1% 11 Jun 2040 98,533 50,000.00 BEAR STEARNS COMMERCIAL MORTGA 1% 11 Jun 2040 54,741 135,000.00 BELLSOUTH CAP FUNDING 7.12% 15 Jul 2097 172,404
Attachment 11A 1 of 9 Yawkey Foundation 11 04-2768239 Form 990-PF Part II, Line 10b, Investments - Corporate Bonds
Shares ! Par Fair Market Value Security Name Security Description Value 26,000.00 BELLSOUTH TELECOMMUNICAT 7% 01 Dec 2095 32,641 30,000.00 BEMIS COMPANY INC 5.65% 01 Aug 2014 32,465 109,000.00 BERKSHIRE HATHAWAY FIN 5% 15 Aug 2013 116,069 45,000.00 BEST BUY CO INC 5.5% 15 Mar 2021 43,046 40,000.00 BIOMED REALTY LP 6.125% 15 Apr 2020 41,985- 141.000.00 BLACKSTONE HOLDINGS FINA 6.625% 15 Aug 2019 149.195 40,000.00 BMW VEHICLE LEASE TRUST 0.82% 15 Apr 2013 39,993 40,000.00 BNSF FUNDING TRUST 1 1% 15 Dec 2055 41,200 20,000.00 BOEING CO 6% 15 Mar 2019 24,256 188,000.00 BOEING CO 7.95% 15 Aug 2024 269,769 60,000.00 BOSTON PROPERTIES LP 2.875% 15 Feb 2037 60,000 73,000.00 BOSTON PROPERTIES LP 3.7% 15 Nov 2018 74,539 2,000.00 BOSTON PROPERTIES LP 6.25% 15 Jan 2013 2.079 215,000.00 BP CAPITAL MARKETS PLC 4.5% 01 Oct 2020 236,795 25,000.00 BRANDYWINE OPER PARTNERS 6% 01 Apr 2016 26,119 25,000.00 BRANDYWINE OPER PARTNERS 7.5% 15 May 2015 27,414 60,000.00 BROCADE COMMUNICATIONS 6.625% 15 Jan 2018 62,400 20,000.00 BROCADE COMMUNICATIONS 6.875% 15 Jan 2020 21,300 25,000.00 GUNGE LIMITED FINANCE CO 4.1% 15 Mar 2016 25,888 10,000.00 CAMDEN PROPERTY TRUST 5% 15 Jun 2015 10,621 15,000.00 CAMDEN PROPERTY TRUST 5.375% 15 Dec 2013 15,677 6,000.00 CAMERON INTL CORP 6.375% 15 Jul 2018 7,106 25,000.00 CANADIAN NATL RESOURCES 4.9% 01 Dec 2014 27,483 130,000.00 CAPITAL ONE FINANCIAL CO 2.125% 15 Jul 2014 128,333 40,000.00 CAPITAL ONE FINANCIAL CO 6.15% 01 Sep 2016 41,621 40,000.00 CATERPILLAR FIN SERV CRP 7.05% 01 Oct 2018 50,733 50,000.00 CBS CORP 5.75% 15 Apr 2020 56,214 45,000.00 CHEVRON CORP 4.95% 03 Mar 2019 53,150 96,000.00 CHEVRON PHILLIPS CHEM CO 7% 15 Jun 2014 107,133 97,000.00 CHEVRON PHILLIPS CHEM CO 8.25% 15 Jun 2019 122,799 130,000.00 CHRYSLER FINANCIAL AUTO SECURI 1.1% 08 Aug 2013 130,074 70,000.00 CINCINNATI BELL INC 8.75% 15 Mar 2018 65,013 94,000.00 CITIGROUP COMMERCIAL MORTGAGE 1% 15 Mar 2049 98,896 65,000.00 CITIGROUP COMMERCIAL MORTGAGE 5.431% 15 Oct 2049 72,198 25,000.00 CITIGROUP COMMERCIAL MORTGAGE 5.431% 15 Oct 2049 27,768 147,000.00 CITIGROUP INC 6.875% 15 Feb 2098 141,396 250,000.00 CITIGROUP INC 5.5% 11 Apr 2013 255,230 55,000.00 CITIGROUP INC 6.5% 19 Aug 2013 57,253 150,000.00 CITIGROUP INC 5.3% 17 Oct 2012 152,438 25,000.00 CITIGROUP INC 8.5% 22 May 2019 29,427 75,000.00 CITIGROUP/DEUTSCHE BANK COMMER 1% 11 Dec 2049 79,549 130,000.00 CITIGROUPIDEUTSCHE BANK COMMER 1% 11 Dec 2049 137,885 35,000.00 CITIGROUP/DEUTSCHE BANK COMMER 5.886% 15 Nov 2044 38,792 20,000.00 CNA FINANCIAL CORP 7.35% 15 Nov 2019 22,290 20,000.00 CNA FINANCIAL CORP 5.85% 15 Dec 2014 21,074 76,192.56 CNH EQUIPMENT TRUST 1.17% 15 May 2015 76,237 60,000.00 COMCAST CORP 6.45% 15 Mar 2037 72,734 25,000.00 COMCAST CORP 6.45% 15 Mar 2037 30,308 61,000.00 COMCAST CORP 6.4% 01 Mar 2040 75,827 45,000.00 COMCAST CORP 6.4% 15 May 2038 54,064 54,000.00 COMCAST CORP 5 65% 15 Jun 2035 59,655 35,000.00 COMMONWEALTH EDISON 5.95% 15 Aug 2016 40,831 25,000.00 CONNECTICUT LIGHT & PWR 5% 01 Apr 2015 27,852
Attachment 11A 2of9 Yawkey Foundation II 04-2768239 Form 990-PF Part II, Line 10b, Investments - Corporate Bonds
Shares I Par Fair Market Value Security Name Security Description Value 20,580.95 CONTL AIRLINES 1998 1 6.648% 15 Mar 2019 21.017 1,577.08 CONTL AIRLINES 1999 2 7.566% 15 Sep 2021 1,555 87,565.37 CONTL AIRLINES 2000 1 8.048% 01 May 2022 93,800 116,184.65 CONTL AIRLINES 2007 1 5.983% 19 Oct 2023 120,971 5,000.00 CORNING INC 6.85% 01 Mar 2029 6,146 25,000.00 CORNING INC 7.25% 15 Aug 2038 30,159 77,000.00 CREDIT SUISSE MORTGAGE CAPITAL 5.308% 15 Dec 2039 79,018 55,000.00 CREDIT SUISSE MORTGAGE CAPITAL 5.542% 15 Jan 2049 58,222 415,000.00 CREDIT SUISSE MORTGAGE CAPITAL 5.79474% 15 Sep 2039 433,595 50,000.00 CROWN CASTLE TOWERS LLC 4.523% 15 Jan 2035 52,147 25,000.00 CROWN CASTLE TOWERS LLC 3.214% 15 Aug 2035 25,279 53,123.62 CS FIRST BOSTON MORTGAGE SECUR 5.183% 15 Nov 2036 53,731 30,000.00 CSX CORP 4.75% 30 May 2042 30,956 45,000.00 CVS CAREMARK CORP 6.125% 15 Sep 2039 54,760 70,000.00 CVS PASS THROUGH TRUST 5.926% 10 Jan 2034 72,237 108,926.64 CVS PASS THROUGH TRUST 7.507% 10 Jan 2032 125,987 11,223.54 DAIMLER CHRYSLER AUTO TRUST 5.28% 08 Mar 2013 11,235 83,197.45 DELTA AIR LINES 20071 A 6.821% 10 Feb 2024 86,833 123,000.00 DEUTSCHE TELEKOM MIT FIN 5.875% 20 Aug 2013 130,386 45,000.00 DIRECTV HOLDINGSIFING 3.125% 15 Feb 2016 45,585 185,000.00 DIRECTV HOLDINGSIFING 5% 01 Mar 2021 197,991 30,000.00 DISCOVER FINANCIAL SVS 10.25% 15 Jul 2019 36,569 189,000.00 DOMINION RESOURCES INC 8.875% 15 Jan 2019 250,811 16,000.00 DOW CHEMICAL CO/THE 8.55% 15 May 2019 20,933 75,000.00 DOW CHEMICAL CO/THE 4.25% 15 Nov 2020 77,958 40,000.00 DR PEPPER SNAPPLE GROUP 2.6% 15 Jan 2019 39,771 85,000.00 EASTMAN CHEMICAL CO 4.5% 15 Jan 2021 89,691 40,000.00 ECOLAB INC 4.35% 08 Dec 2021 42,716 10,000.00 EMBARQ CORP 7.082% 01 Jun 2016 10,840 275,000.00 EMBARQ CORP 7.995% 01 Jun 2036 284,952 20,000.00 EMBRAER OVERSEAS LTD 6.375% 15 Jan 2020 21,350 35,000.00 ENBRIDGE ENERGY PARTNERS 5.875% 15 Dec 2016 40,082 15,000.00 ENCANA CORP 5.15% 15 Nov 2041 15,313 185,000.00 ENSCO PLC 4.7% 15 Mar 2021 192,661 95,000.00 ENTERPRISE PRODUCTS OPER 4.05% 15 Feb 2022 96,792 55,000.00 EQT CORP 8.125% 01 Jun 2019 64,513 48,000.00 EQT CORP 8.125% 01 Jun 2019 56,303 45,000.00 EQUIFAX INC 7% 01 Jul 2037 50,812 1,366.30 EQUITY ONE ABS INC 1% 25 Jul 2034 933 15,000.00 ERAC USA FINANCE COMPANY 6.7% 01 Jun 2034 16,958 35,000.00 ERAC USA FINANCE COMPANY 6.375% 15 Oct 2017 40,444 180,000.00 ERAC USA FINANCE COMPANY 7% 15 Oct 2037 216,553 15,000.00 ERP OPERATING LP 5.75% 15 Jun 2017 16,631 4,000.00 ESTEE LAUDER CO INC 6% 15 Jan 2012 4,005 25,000.00 EXELON GENERATION CO LLC 5.35% 15 Jan 2014 26,704 90,000.00 EXPRESS SCRIPTS INC 3.125% 15 May 2016 90,499 20,000.00 EXPRESS SCRIPTS INC 7 25% 15 Jun 2019 23,833 15,000.00 EXPRESS SCRIPTS INC 7.25% 15 Jun 2019 17,875 87,169.31 FANNIEMAE WHOLE LOAN 5% 25 Jun 2043 94,170 67,174.29 FED HM LN PC POOL 1B4662 1% 01 Mar2040 70,386 9,510.98 FED HM LN PC POOL 1G1695 1% 01 Apr 2037 10,269 40,097.60 FED HM LN PC POOL 1J0573 5.727% 01 Aug 2037 42.781 33,455.41 FED HM LN PC POOL 1J0906 5.198% 01 Feb 2038 35,698
Attachment 11A 3of9 Yawkey Foundation II 04-2768239 Form 990-PF Part 11, Line 10b, Investments - Corporate Bonds
Shares I Par Fair Market Value Security Name Security Description Value 139,675.64 FED HM LN PC POOL 1 Q0268 5.532% 01 Mar 2037 148,197 133,181.85 FED HM LN PC POOL A92650 5.5% 01 Jun 2040 144,612 162,424.61 FED HM LN PC POOL A93854 4.5% 01 Sep 2040 172,211 84,617.88 FED HM LN PC POOL C01435 6% 01 Dec 2032 94,259 33,952.25 FED HM LN PC POOL C76093 5.5% 01 Jan 2033 37,004 112,191.82 FED HM LN PC POOL C91370 4.5% 01 May 2031 119,442 98,002.05 FED HM LN PC POOL G01843 6% 01 Jun 2035 109,168 67,568.62 FED HM LN PC POOL J10791 4.5% 01 Sep 2024 72,329 74,237.23 FED HM LN PC POOL Q03505 4% 01 Sep 2041 78,357 102,755.59 FEDERAL NATL MTG ASSN GTD REM 4.299% 25 Jun 2043 111,008 72,547.36 FEDERAL NATL MTG ASSN REMIC 4.68% 25 Jun 2043 77,739 23,170.77 FEDERAL NATL MTG ASSN REMIC 4.48% 25 Jun 2043 24,884 126,151.98 FEDERAL NATL MTG ASSN REMIC 4.55% 25 Jun 2043 136.284 32,575.65 FHR 3536 PC 4.5% 15 May 2039 34,675 43,724.13 FHR 3565 XA 4% 15 Aug 2022 45.121 133,911.38 FHR 3842 PH 4% 15 Apr 2041 142,687 85,000.00 FIFTH THIRD BANCORP 3.625% 25 Jan 2016 86,240 160,000.00 FIRST UNION NATL BANK 6.919% 15 Dec 2036 196.536 25,000.00 FLORIDA GAS TRANSMISSION 7.9% 15 May 2019 31,213 125,000.00 FMR LLC 4.75° 01 Mar 2013 128,171 44,935.24 FNA 2009 M2 Al 2.387% 25 Jan 2019 45.779 59,499.79 FNMA POOL 254631 5% 01 Feb 2018 64,265 68,183.56 FNMA POOL 256398 6% 01 Sep 2021 73,913 168,821.82 FNMA POOL 357957 5.5% 01 Sep 2035 185,763 64,469.60 FNMA POOL 545978 4.77% 01 Nov 2012 65,030 69,602.60 FNMA POOL 555162 4.834% 01 Jan 2013 71,061 102,784.22 FNMA POOL 555435 4.517% 01 May 2013 105,103 54,835.75 FNMA POOL 555503 4.408% 01 May 2013 56,449 73,938.24 FNMA POOL 694448 5.5% 01 Apr 2033 80,826 110,625.17 FNMA POOL 745331 1% 01 Jan 2016 119,816 222,088.70 FNMA POOL 745418 5.5% 01 Apr 2036 242,501 74,886.85 FNMA POOL 745480 0.05839% 01 Apr 2036 81.141 275,213.96 FNMA POOL 745504 1% 01 Feb 2016 307,131 103,622.01 FNMA POOL 745530 1% 01 Apr 2016 116,121 37,644.19 FNMA POOL 815316 5.5% 01 May 2035 41,657 12,720.15 FNMA POOL 821252 1% 01 May 2035 13,240 69,003.27 FNMA POOL 821890 5% 01 Jun 2035 74,602 54,570.56 FNMA POOL 822979 5.5% 01 Apr 2035 59,586 42,059.76 FNMA POOL 879640 6% 01 Jul 2021 45,817 35,539.27 FNMA POOL 888090 5.5% 01 Jan 2037 38,772 7,026.25 FNMA POOL 888102 5.5% 01 May 2036 7,672 74,582.60 FNMA POOL 890200 6.5% 01 Dec 2039 83,489 32,784.79 FNMA POOL 898832 5.5% 01 Nov 2038 35,767 67,987.32 FNMA POOL 933628 1% 01 Jul 2038 72,597 953.06 FNMA POOL 958596 4.67% 01 Jun 2019 1,066 105,688.92 FNMA POOL 959195 6.5% 01 Nov 2037 118,309 68,342.51 FNMA POOL 965185 1% 01 Sep 2038 73,150 89,766.88 FNMA POOL 976969 6% 01 Feb 2038 98,943 213,791.70 FNMA POOL 991483 6% 01 Oct 2038 235,579 62,681.14 FNMA POOL 995203 5% 01 Jul 2035 67,786 61,899.24 FNMA POOL 995269 1 % 01 Jul 2035 65,065 540,165.62 FNMA POOL AA0585 5% 01 Feb 2039 583,822 168,632.21 FNMA POOL AB2266 4% 01 Feb 2041 178,280
Attachment 11A 4of9 Yawkey Foundation II 04-2768239 Form 990-PF Part II, Line 1 Ob, Investments - Corporate Bonds
Shares I Par Fair Market Value Security Name Security Description Value 240,870.47 FNMA POOL AB3394 4.5% 01 Aug 2041 256,522 92,480.46 FNMA POOL AC6323 4% 01 Oct 2039 97,237 38,812.06 FNMA POOL AC7591 4.5% 01 Nov 2039 41,662 43,314.19 FNMA POOL AC9526 5.5% 01 Jan 2040 47,200 44,877.17 FNMA POOL AD6369 4.5% 01 May 2040 48,172 443,570.18 FNMA POOL AD6942 5% 01 Jun 2040 484,130 129,989.00 FNMA POOL AD7127 4.5% 01 Jul 2040 138,436 122,184.49 FNMA POOL AD7133 5% 01 Jul 2040 133,357 162,071.79 FNMA POOL AE0996 4% 01 Feb 2041 171,344 93,395.25 FNMA POOL AE4369 4% 01 Oct 2040 98,738 159,185.29 FNMA POOL AE6391 4% 01 Feb 2041 168,292 35,928.07 FNMA POOL AH0087 4% 01 Mar 2041 37,984 116,147.85 FNMA POOL AH2899 4.5% 01 Jan 2041 124,185 274,285.58 FNMA POOL AH3765 4% 01 Jan 2041 288,392 137,814.43 FNMA POOL AH9374 4.5% 01 Apr 2041 146,770 139,087.89 FNMA POOL A12432 4.5% 01 May 2041 149.300 204,868.43 FNMA POOL A15589 4.5% 01 Jul 2041 219.910 137,554.60 FNMA POOL A15856 4.5% 01 Jul 2041 147,654 113,698.89 FNMA POOL AL0134 1% 01 Sep 2036 119,960 78,132.92 FNMA POOLAL0893 1% 01 May 2036 84,373 108,027.77 FNMA POOL AL0920 5% 01 Jul 2037 116,826 62,895.08 FNMA POOL AL0922 5% 01 May 2038 68,017 110,298.90 FNMA POOL MA0734 4.5% 01 May 2031 117,966 507,118.11 FNMA POOL MA0918 4% 01 Nov 2041 533,356 100,000.00 FORD CREDIT AUTO LEASE TRUST 1% 15 Jul 2014 99,982 225,000.00 FORD MOTOR CREDIT CO LLC 7% 01 Oct 2013 238,574 95,000.00 FRONTIER COMMUNICATIONS 7.875% 15 Jan 2027 80,750 250,000.00 FRONTIER COMMUNICATIONS 8.125% 01 Oct 2018 251,875 100,000.00 GE CAPITAL CREDIT CARD MASTER 2.4975% 15 Mar 2015 99,957 , 113,000.00 GE DEALER FLOORPLAN MASTER NOT 1% 20 Jul 2012 113,800 177,000.00 GE DEALER FLOORPLAN MASTER NOT 1% 22 Oct 2012 178,526 221,000.00 GENERAL ELEC CAP CORP 5.875% 14 Jan 2038 234,169 10,000.00 GENERAL ELEC CAP CORP 6.875% 10,1=2039 11,980 140,000.00 GENERAL ELEC CAP CORP 1% 27 Jul 2012 140,174 240,000.00 GENERAL ELEC CAP CORP 3.75% 14 Nov 2014 252,977 225,000.00 GEORGIA PACIFIC LLC 7.75% 15 Nov 2029 283,176 40,000.00 GILEAD SCIENCES INC 5.65% 01 Dec2041 44,286 84,923.09 GNMA POOL 603349 6% 15 Jan 2033 96,648 78,057.51 GNMA POOL 783276 4.5% 15 Mar 2041 85,234 64,000.00 GOLDMAN SACHS GROUP INC 6.25% 01 Feb 2041 62,786 30,000.00 GOLDMAN SACHS GROUP INC 6.75% 01 Oct 2037 27,915 55,338.03 GREENWICH CAPITAL COMMERCIAL F 5.117% 10 Apr 2037 55,581 210,000.00 GREENWICH CAPITAL COMMERCIAL F 5.224% 10 Apr 2037 224,843 25,000.00 GREENWICH CAPITAL COMMERCIAL F 5.916592% 10 Jul 2038 27,773 145,000.00 GREENWICH CAPITAL COMMERCIAL F 5.736% 10 Dec 2049 156,423 400,000.00 GREENWICH CAPITAL COMMERCIAL F 5.736% 10 Dec 2049 431,512 72,000.00 GS MORTGAGE SECURITIES TRUST 5.983835% 10 Au 2045 78,191 25,000.00 GS MORTGAGE SECURITIES TRUST 5.983835% 10 Aug 2045 27,150 100,000.00 HARLEY DAVIDSON MOTORCYCLE TRU 3.32% 15 Feb 2017 101,336 50,000.00 HARTFORD FINL SVCS GRP 4.625% 15 Jul 2013 50,935 35,000.00 HASBRO INC 6.125% 15 May 2014 38,182 55,000.00 HASBRO INC 6.3% 15 Sep 2017 63,231 10,000.00 HESS CORP 7.875% 01 Oct 2029 13,435
Attachment 11A 5of9 Yawkey Foundation II 04-2768239 Form 990-PF Part II, Line 1ob, Investments - Corporate Bonds
Shares 1 Par Fair Market Value Security Name Security Description Value 70,000.00 HEWLETT PACKARD CO 4.375% 15 Sep 2021 72,243 35,000.00 HEWLETT PACKARD CO 4.65% 09 Dec 2021 36,928 130,000.00 HEWLETT PACKARD CO 4.65% 09 Dec 2021 137,160 165,000.00 HISTORIC 7W INC 6.625% 15 May 2029 194,505 102,000.00 HISTORIC TW INC 6.875% 15 Jun 2018 121,564 54,000.00 HOSPIRA INC 6.05% 30 Mar 2017 59,617 100,000.00 HSBC FINANCE CORP 0.53906% 15 Jan 2014 92,119 45,000.00 HUNTINGTON BANCSHARES 7% 15 Dec 2020 51,000 55,000.00 INCITEC PIVOT FIN LLC 6% 10 Dec 2019 60,095 56,000.00 INGERSOLL RAND GL HLD CO 6.875% 15 Aug 2018 67,832 125,000.00 INTEL CORP 1.95% 01 Oct 2016 128,503 75,000.00 INTERNATIONAL PAPER CO 4.75% 15 Feb 2022 79,721 105,000.00 NTL PAPER CO 7.95% 15 Jun 2018 127,809 20,000.00 NTUIT INC 5.4% 15 Mar 2012 20,169 10,000.00 PALCO ENTERPRISES INC 5% 01 May 2018 9,800 50,000.00 JABIL CIRCUIT INC 5.625% 15 Dec 2020 50,875 60,000.00 JEFFERIES GROUP INC 5.125% 13 A r 2018 52,800 125,000.00 JOHN DEERE CAPITAL CORP 1.85% 15 Sep 2016 126.079 25,000.00 JOHNSON CONTROLS INC 4.875% 15 Sep 2013 26,496 115,000.00 JP MORGAN CHASE COMMERCIAL MOR 5.278035% 12 Jan 2043 122,478 45,000.00 JP MORGAN CHASE COMMERCIAL MOR 4.999% 15 Oct 2042 47,341 25,000.00 JP MORGAN CHASE COMMERCIAL MOR 5.44% 12 Jun 2047 26,795 50,000.00 JP MORGAN CHASE COMMERCIAL MOR 5.937015% 12 Feb 2049 54,097 75,000.00 JP MORGAN CHASE COMMERCIAL MOR 5.816644% 15 Jun 2049 79,705 172,000.00 JPMORGAN CHASE & CO 6% 15 Jan 2018 191,897 120,000.00 JPMORGAN CHASE & CO 3.45% 01 Mar 2016 121,914 30,000.00 JPMORGAN CHASE & CO 4.35% 15 Aug 2021 30,297 65,000.00 JPMORGAN CHASE & CO 5.125% 15 Sep 2014 68,530 135,000.00 JPMORGAN CHASE + CO 4.625% 10 Ma 2021 139,678 15,000.00 KEYCORP 6.5% 14 May 2013 15,870 35,000.00 KINDER MORGAN ENER PART 6.55% 15 Sep 2040 39,207 120,000.00 KKR GROUP FINANCE CO 6.375% 29 Sep 2020 123,233 65,000.00 KLA TENCOR CORP 6.9% 01 May 2018 74,955 165,000.00 KRAFT FOODS INC 6.5% 01 Nov 2031 205,128 35,000.00 KRAFT FOODS INC 6.5% 09 Feb 2040 45,533 101,000.00 KRAFT FOODS INC 6.5% 11 Aug 2017 120,147 55,000.00 KROGER CO/THE 3.9% 01 Oct 2015 59,123 100,000.00 LB UBS COMMERCIAL MORTGAGE TRU 4.853% 15 Se p 2031 101,569 40,000.00 LB UBS COMMERCIAL MORTGAGE TRU 1% 15 Nov 2032 42,048 44,326.97 LB UBS COMMERCIAL MORTGAGE TRU 5.3% 15 Nov 2038 44,400 35,000.00 LB UBS COMMERCIAL MORTGAGE TRU 5.43% 15 Feb 2040 37,333 20,000.00 LB UBS COMMERCIAL MORTGAGE TRU 5.866% 15 Sep 2045 21,936 45,000.00 LEAR CORP 7.875% 15 Mar 2018 48,713 15,000.00 LEAR CORP 8.125% 15 Mar 2020 16,500 35,000.00 LEHMAN BROTHERS HOLDINGS 6.625% 18 Jan 2012 8,969 85,000.00 LEHMAN BROTHERS HOLDINGS 5.25% 06 Feb 2012 21,781 50,000.00 LIFE TECHNOLOGIES CORP 4.4% 01 Mar 2015 51,958 5,000.00 LINCOLN NATIONAL CORP 8.75% 01 Jul 2019 6,082 45,000.00 LLOYDS TSB BANK PLC 4.875% 21 Jan 2016 43,856 40,000.00 LUBRIZOL CORP 5.5% 01 Oct 2014 44,553 65,000.00 MARATHON PETROLEUM CORP 5.125% 01 Mar 2021 67,904 45,000.00 MCKESSON CORP 6.5% 15 Feb 2014 49,801 133,000.00 MEDTRONIC INC 1.625% 15 Apr 2013 133,998
Attachment 11A 6of9 Yawkey Foundation it 04-2768239 Form 990-PF Part II, Line 10b, Investments - Corporate Bonds
Shares l Par Fair Market Value Security Name Security Description Value 100,000.00 MERCK & CO INC 5.76% 03 May 2037 128,539 105,000.00 MERRILL LYNCH & CO 5% 15 Jan 2015 101,151 60,000.00 MERRILL LYNCH & CO 6.875% 25 Apr 2018 59,156 55,000.00 MERRILL LYNCH & CO 6.4% 28 Aug 2017 53,257 97,000.00 MERRILL LYNCH MORTGAGE TRUST 5.047% 12 Jul 2038 106,268 100,000.00 MERRILL LYNCH/COUNTRYWIDE COMM 1% 12 Dec 2049 107,656 140,000.00 MERRILL LYNCH/COUNTRYWIDE COMM 5.485% 12 Mar 2051 147,253 25,000.00 METLIFE INC 7.717% 15 Feb 2019 31,349 5,000.00 METLIFE INC 6.75% 01 Jun 2016 5,760 75,000.00 MORGAN STANLEY 6.75% 01 Jan 2016 75,316 197,000.00 MORGAN STANLEY 5.5% 24 Jul 2020 179,118 100,000.00 MORGAN STANLEY 6.25% 28 Aug 2017 97,865 65,000.00 MORGAN STANLEY CAPITAL 5.15% 13 Jun 2041 67,712 40,933.48 MORGAN STANLEY CAPITAL 4.882% 13 Aug 2042 41,295 35,000.00 MORGAN STANLEY CAPITAL 5.774267% 15 Oct 2042 38,646 45,000.00 MORGAN STANLEY CAPITAL 5.447% 12 Feb 2044 49.228 12,871.15 MORGAN STANLEY DEAN WITTER CAP 5.98% 15 Jan 2039 12,965 130,000.00 MORGAN STANLEY DEAN WITTER CAP 4.92% 12 Mar 2035 133,780 141,000.00 MORGAN STANLEY REREMIC TRUST 5.807028% 12 Aug 2045 158,081 100,000.00 MORGAN STANLEY REREMIC TRUST 5.99883% 12 Aug 2045 98,679 220,000.00 NABORS INDUSTRIES INC 9.25% 15 Jan 2019 276,738 25,000.00 NABORS INDUSTRIES INC 6.15% 15 Feb 2018 27,927 10,000.00 NATIONAL CITY CORP 4.9% 15 Jan 2015 10,806 15,000.00 NATIONAL CITY CORP 6.875% 15 May 2019 16,858 47,000.00 NBCUNIVERSAL MEDIA LLC 6.4% 30 Apr 2040 57,781 210,946.05 NCUA GUARANTEED NOTES 2.75% 29 Oct 2020 220,468 414,628.06 NCUA GUARANTEED NOTES 0.8341% 08 Dec 2020 416,183 65,000.00 NEW ALBERTSONS INC 6.625% 01 Jun 2028 46,313 75,000.00 NEWFIELD EXPLORATION CO 4.75% 30 Jan 2022 81,000 30,000.00 NEWMONT MINING CORP 5.875% 01 Apr 2035 33,966 179,000.00 NEWS AMERICA INC 6.75% 09 Jan 2038 202,635 125,000.00 NEWS AMERICA INC 6.15% 01 Mar 2037 136,639 125,000.00 NEXTERA ENERGY CAPITAL 4.5% 01 Jun 2021 133,158 110,000.00 NISOURCE FINANCE CORP 6.8% 15 Jan 2019 128,838 80,000.00 NISOURCE FINANCE CORP 6.125% 01 Mar 2022 92,101 120,000.00 NORFOLK SOUTHERN CORP 5.75% 15 Jan 2016 138,916 155,000.00 NORFOLK SOUTHERN CORP 6% 15 Mar 2105 183,365 61,000.00 NSTAR ELECTRIC CO 5.625% 15 Nov 2017 72,293 170,000.00 OCCIDENTAL PETROLEUM COR 1.75% 15 Feb 2017 172,185 40,000.00 ORACLE CORP 5% 08 Jul 2019 47,160 20,000.00 OWENS CORNING INC 7% 01 Dec 2036 20,441 20,000.00 PEMEX PROJ FDG MASTER TR 5.75% 01 Mar 2018 22,000 115,000.00 PEPSICO INC 0.8% 25 Aug 2014 114,903 30,000.00 PEPSICO INC 4.5% 15 Jan 2020 33,984 210,000.00 PETROBRAS INTL FIN CO 5.875% 01 Mar 2018 229,818 40,000.00 PLAINS ALL AMER PIPELINE 6.5% 01 May 2018 46,524 265,000.00 PNC FUNDING CORP 3.625% 08 Feb 2015 278,361 35,000.00 PRIDE INTERNATIONAL INC 8.5% 15 Jun 2019 43,342 105,000.00 PROCTER & GAMBLE CO/THE 1.45% 15 Aug 2016 106,232 176,000.00 PROCTER & GAMBLE COfrHE 8% 01 Sep 2024 260,946 15,000.00 PRUDENTIAL FINANCIAL INC 7.375% 15 Jun 2019 17,731 15,000.00 PRUDENTIAL FINANCIAL INC 4.5% 15 Jul 2013 15,551 100,000.00 PRUDENTIAL HOLDINGS, LLC 8.695% 18 Dec 2023 125,635
Attachment 11A 7of9 Yawkey Foundation II 04-2768239 Form 990-PF Part II, Line 10b, Investments - Corporate Bonds
Shares I Par Fair Market Value Securi ty Name Security Description Value 25,000.00 QEP RESOURCES INC 6.875% 01 Mar 2021 26,938 66,000.00 QUEST DIAGNOSTIC INC 4.75% 30 Jan 2020 70,450 100,000.00 RABOBANK NEDERLAND 5.8% 30 Sep 2110 112,012 40,000.00 REGIONS FINANCIAL CORP 7.75% 10 Nov 2014 40,200 200,000.00 REYNOLDS AMERICAN INC 7.25% 15 Jun 2037 231,994 50,000.00 ROWAN COMPANIES INC 5% 01 Sep 2017 52,538 80,000.00 RPM INTERNATIONAL INC 6.125% 15 Oct 2019 86,954 135,000.00 RR DONNELLEY & SONS CO 7.25% 15 May 2018 130,950 35,000.00 SAFEWAY INC 4.75% 01 Dec 2021 35,853 65,000.00 SCHLUMBERGER INVESTMENT 1.95% 14 Sep 2016 65,765 60,000.00 SCHLUMBERGER NORGE AS 1.95% 14 Sep 2016 60,706 90,000.00 SCOTTRADE FINANC SERVICE 6.125% 11 Jul 2021 90,333 35,000.00 SEAGATE HOD CAYMAN 7% 01 Nov 2021 35,875 35,000.00 SEMPRA ENERGY 6.5% 01 Jun 2016 40,828 35,000.00 SIMON PROPERTY GROUP LP 4.125% 01 Dec 2021 36,598 144,000.00 SIMON PROPERTY GROUP LP 6.75% 01 Feb 2040 188,015 48,044.05 SMALL BUSINESS ADMINISTRATION 4.99% 01 Sep 2024 52,774 166,302.61 SMALL BUSINESS ADMINISTRATION 5.54% 01 Sep 2026 186,310 93,343.21 SMALL BUSINESS ADMINISTRATION 5.78% 01 Aug 2027 106,183 60,169.53 SMALL BUSINESS ADMINISTRATION 5.29% 01 Dec 2027 67,110 152,719.69 SMALL BUSINESS ADMINISTRATION 5.49% 01 Mar 2028 170,939 74,117.67 SMALL BUSINESS ADMINISTRATION 5.37% 01 Apr 2028 82,587 61,777.71 SMALL BUSINESS ADMINISTRATION 5.49% 01 May 2028 68,881 55,749.38 SMALL BUSINESS ADMINISTRATION 5.68% 01 Jun 2028 63,559 93,137.28 SMALL BUSINESS ADMINISTRATION 1% 01 Nov 2029 101,240 40 ,000.00 SNAP ON INC 4.25% 15 Jan 2018 43,030 100,000.00 SOUTHERN NATURAL GAS 7.35% 15 Feb 2031 117,575 300,000.00 SPRINT CAPITAL CORP 6.875% 15 Nov 2028 214,125 25,000.00 TALISMAN ENERGY 5.85% 01 Feb 2037 28,156 45,000.00 TALISMAN ENERGY 6.25% 01 Feb 2038 54,158 25,000.00 TALISMAN ENERGY 7.75% 01 Jun 2019 30,827 50,000.00 TELECOM ITALIA CAPITAL 7.2% 18 Jul 2036 41,298 45,000.00 TELEFONICA EMISIONES SAU 6.221% 03 Jul 2017 46,119 103,000.00 TEXTRON INC 4.625% 21 Sep 2016 105,566 64,000.00 TIME WARNER CABLE INC 8.75% 14 Feb 2019 81,724 45,000.00 TIME WARNER CABLE INC 5.85% 01 May 2017 51,247 88,000.00 TIME WARNER CABLE INC 6.55% 01 May 2037 100,093 45,000.00 TIME WARNER CABLE INC 8.75% 15 Jun 2039 53,177 15,000.00 TRANSATLANTIC HOLDINGS 8% 30 Nov 2039 17,026 300,000.00 TRANSCONT GAS PIPE CORP 6.05% 15 Jun 2018 343,377 25,000.00 TRAVELERS COS INC 5.5% 01 Dec 2015 28,045 131,000.00 TYCO INTERNATIONAL FINAN 8.5% 15 Jan 2019 168,738 80,000.00 TYCO INTERNATIONAL FINAN 4.125% 15 Oct 2014 85,263 40,000.00 TYCO/TYCO INTL FIN SA 6.875% 15 Jan 2021 49,628 20,000.00 UNION PACIFIC CORP 7.875% 15 Jan 2019 26,387 90,000.00 UNITEDHEALTH GROUP INC 5.8% 15 Mar 2036 107,673 30,000.00 UNUM GROUP 7.125% 30 Sep 2016 34,233 55,000.00 UNUM GROUP 5.625% 15 Sep 2020 56,632 55,000.00 US STEEL CORP 7.375% 01 Apr 2020 53,625 125,000.00 US STEEL CORP 6.65% 01 Jun 2037 97,500 60,000.00 USG CORP 9.75% 15 Jan 2018 50,700 25,000.00 USG CORP 6.3% 15 Nov 2016 19,500 20,000.00 VALE OVERSEAS LIMITED 6.25% 23 Jan 2017 22,538
Attachment 11A 8 of 9 Yawkey Foundation II 04-2768239 Form 990-PF Part II, Una 10b, Investments - Corporate Bonds
Shares I Par Fair Market Value Security Name Security Description Value 40,000.00 VALE OVERSEAS LIMITED 6.875% 21 Nov 2036 45,542 20,000.00 VALERO ENERGY CORP 6.875% 15 Apr 2012 20,325 90,000.00 VALERO ENERGY CORP 6.625% 15 Jun 2037 96,502 30,000.00 VERIZON COMMUNICATIONS 4.75% 01 Nov 2041 32,287 34,000.00 VERIZON COMMUNICATIONS 8.75% 01 Nov 2018 45,925 44,208.38 VOLKSWAGEN AUTO LEASE TRUST 0.69% 22 Nov 2013 44,225 25,000.00 WACHOVIA BANK COMMERCIAL MORTG 4.847% 15 Oct 2041 26,923 60,000.00 WACHOVIA BANK COMMERCIAL MORTG 5.118% 15 Jul 2042 65,780 25,000.00 WACHOVIA BANK COMMERCIAL MORTG 1% 15 Dec 2044 27,509 227.00 WACHOVIA BANK COMMERCIAL MORTG 5.4902% 15 Dec 2044 231 23,117.68 WACHOVIA BANK COMMERCIAL MORTG 5.997% 15 Jun 2045 25,031 30,000.00 WACHOVIA BANK COMMERCIAL MORTG 1% 15 Jul 2045 33,195 65,000.00 WACHOVIA BANK COMMERCIAL MORTG 5.308% 15 Nov 2048 71,227 35,000.00 WACHOVIA CORPORATION 1% 01 Aug 2026 41,481 25,000.00 WAL MART STORES INC 5.625% 15 Apr 2041 32,310 550.55 WAMU COMMERCIAL MORTGAGE SECUR 3.83% 25 Jan 2035 552 33,943.64 WAMU MORTGAGE PASS THROUGH CER 4.6362% 25 Mar 2035 28,806 25,000.00 WASTE MANAGEMENT INC 5% 15 Mar 2014 26,793 50,000.00 WASTE MANAGEMENT INC 6.375% 11 Mar 2015 57,046 15,000.00 WEATHERFORD BERMUDA 6% 15 Mar 2018 16,690 120,000.00 WELLPOINT INC 6% 15 Feb 2014 130,795 190,000.00 WELLS FARGO & COMPANY 4.6% 01 Apr 2021 208.369 55,000.00 WESTERN UNION CO/THE 5.93% 01 Oct 2016 61,972 18,000.00 WILLIS NORTH AMERICA INC 7% 29 Sep 2019 20,037 25,000.00 WINDSTREAM CORP 8.125% 01 Sep 2018 26,781 49,350.35 WORLD OMNI AUTO RECEIVABLES TR 5.58% 15 Apr 2014 50,441 140,000.00 WYNDHAM WORLDWIDE 7.375% 01 Mar 2020 159,792 45,000.00 XEROX CORPORATION 5.625% 15 Dec 2019 49.157 76,000.00 XEROX CORPORATION 6.4% 15 Mar 2016 85,039 121,000.00 XL GROUP PLC 5.25% 15 Sep 2014 127,959 Total Corporate Bonds $ 40,076,806
Attachment 11 A 9 of9 YAWKEY FOUNDATION II 04-2768239 '
ATTACHMENT 12
FORM 990PF, PART II - OTHER INVESTMENTS
BEGINNING ENDING ENDING DESCRIPTION BOOK VALUE BOOK VALUE FMV
SEE ATTACHMENT 12A 101,452,069. 122, 148, 903. 122,148,903.
TOTALS 101,452,069. 122, 148, 903. 122,148,903.
ATTACHMENT 12 71580M 794L 10117843 Yawkey Foundation II 04-2768231 Form 990•PF* Part II. Una 15, Investments -Other
Shares! Par Value Security Name Security Description Fair Market Value Natural Gas Properties, WV NATURAL RESOURCE PROPERTY $2,902,984 Coal Properties, WV NATURAL RESOURCE PROPERTY 3,493,159 Timber Properties, WV NATURAL RESOURCE PROPERTY 1,327,754
Total JRY Natural Resources LLC Properties 7,723,897
2,498.00 NYES LEDGE CAPITAL OFFSHORE HEDGE FUND OF FUNDS 3,223,977 1,610.74 SMC ALTERNATIVE STRATEGIESFD FUND OF FUNDS 888,428 2,002.90 SMC RESERVE FUND II FUND OF FUNDS 2,525,038 TOTAL Fund of Funds 6.637,443
3,192.40 AYER CAPITAL PARTNERS HEDGE FUND 3,207,611 4,718.09 BENNETT RESTRUCTURING FUND HEDGE FUND 1,921,277 4,184.70 CONATUS CAPITAL OVERSEAS LTD HEDGE FUND 4,404,715 12,324,380.35 CONVEXITY CAPITAL OFFSHORE LP HEDGE FUND 28,067.493 4,700,000.00 DAVIDSON KEMPNER INTERNATIONAL HEDGE FUND 4,884,213 7,025.09 ELLIOTT INTERNATIONAL LIMITED HEDGE FUND 5,513,188 5,715.93 ETON PARK OVERSEAS FUND LTD HEDGE FUND 5,324,928 450.84 FIR TREE INTL VALUE FUND HEDGE FUND 4,941,667 621.09 HERMITAGE GLOBAL JUN08 SERIES HEDGE FUND 27,924 4.350,000.00 HIGHFIELDS CAPITAL LTD HEDGE FUND 4.750,842 37,144.17 HIGHUNE CAPITAL INTERNATIONAL HEDGE FUND 4.754,990 43,443.10 HOPUTE OFFSHORE FUND LTD HEDGE FUND 4,822,961 2,053.93 MASON CAPITAL LTD HEDGE FUND 4,865,639 1,400.00 PENTA ASIA LONG SHORT FUND HEDGE FUND 1,068,454 4,300,000.00 SCOUT CAPITAL LTD HEDGE FUND 4,281,271 667.21 STEEL PARTNERS JAPAN STRATEGIC HEDGE FUND 680,744 4,785.59 VALINOR CAP PART OFFSHORE LTD HEDGE FUND 4.177,906 Total Hedge Funds 87,695,823
4,357,286.00 AQUILINE FINANCIAL SERVICES FD PRIVATE EQUITY 5,306,069 654,944.00 AQUILINE FS FUND 11 PRIVATE EQUITY 355,767 2,779,273.15 ENERGY CAPITAL INVESTORS FUND PRIVATE EQUITY 2.401,117 2,129,645.00 ENERGY CAPITAL PARTNERS 11 B PRIVATE EQUITY 4,651.514 3,600,000.00 HIGHLAND CONSUMER FUND I B PRIVATE EQUITY 2,532,018 3,592,276.15 NATURAL GAS PARTNERS IX PRIVATE EQUITY 4,845,255
Total Private Equity 20,091,740
Total Alternative Investments 114,425,008
Total Investments - other $ 122,148,903
Attachment 12A YAWKEY FOUNDATION II 04-2768239 '
ATTACHMENT 13
FORM 990PF, PART II - OTHER ASSETS
BEGINNING ENDING ENDING DESCRIPTION BOOK VALUE BOOK VALUE FMV
PREPAID INTEREST/OTHER ASSETS 27,407. 14,138. 14, 138.
TOTALS 27,407. 14,138. 14,138.
ATTACHMENT 13 71580M 794L 10117843 YAWKEY FOUNDATION II 04-2768239
ATTACHMENT 14
FORM 990PF, PART III - OTHER INCREASES IN NET WORTH OR FUND BALANCES
DESCRIPTION AMOUNT
UNREALIZED GAIN ON UNDISTRIBUTED EARNINGS OF ALTERNATIVE INVESTMENTS 4,004,149.
TOTAL 4,004,149.
71580M 794L 10117843 YAWKEY FOUNDATION II 04-2768239
ATTACHMENT 15
FORM 990PF, PART III - OTHER DECREASES IN NET WORTH OR FUND BALANCES
DESCRIPTION AMOUNT
UNREALIZED LOSS ON INVESTMENTS 40,926,303. NET CHANGE IN VALUE OF NATURAL RESOURCE PROPERTIES 3,420,934.
TOTAL 44,347,237.
71580M 794L 10117843 YAWKEY FOUNDATION II 04-2768239
ATTACHMENT 16
FORM 990PF, PART VII-A, LINE 11A-TRANSFERS FROM CONT. ENT. STATEMENT
CONTROLLED ENTITY'S NAME: JRY NATURAL RESOURCES LLC CONTROLLED ENTITY'S ADDRESS: 990 WASHINGTON STREET CITY, STATE & ZIP: DEDHAM, MA 02026 EIN: 04-2768239 TRANSFER AMOUNT: $0.00 EXPLANATION OF TRAN SFER FROM CONTROLLED ENTITY: NO TRANSFERS WERE MADE DURING 2011.
71580M 794L 10117843 YAWKEY FOUNDATION II 04-2768239 FORM 990PF PART VII-B, LINE la (3) and LINE la (4)
Effective October 1, 1992, the Foundation entered into an agreement with Boston Trust Management Corporation (BTMC) to provide management services to the Foundation. The Jean R. Yawkey Trust (The Trust) authorized BTMC to be established by two individuals, who are trustees of the Foundation, to provide management services for the benefit of the Foundation and other organizations. BTMC is located at 990 Washington Street, Suite 315, Dedham, MA 02026. For the year ended December 31, 2011, the Foundation incurred $2,166,748 in expenditures under this agreement and these expenditures were periodically monitored by the Foundation's Board of Trustees, reviewed by independent auditors, then reviewed by the Foundation's Finance and Audit Committee and approved by the Foundation's Board of Trustees.
ATTACHMENT 16A YAWKEY FOUNDATION II 04-2768239 ,
FORM 990PF, PART VIII - LIST OF OFFICERS, DIRECTORS, AND TRUSTEES ATTACHMENT 17
TITLE AND AVERAGE HOURS PER NAME AND ADDRESS WEEK DEVOTED TO POSITION COMPENSATION
SEE ATTACHMENT 17A 182,500. 0 0 990 WASHINGTON STREET 315 DEDHAM, MA 02026
GRAND TOTALS 182,500.
ATTACHMENT 17 71580M 794L 10117843 YAWKEY FOUNDATION II 04-2768239 FORM 990PF, PART VIII - LIST OF OFFICERS , DIRECTORS, AND TRUSTEES
CONTRIBUTIONS TO EXPENSE ACCT TITLE & AVERAGE HOURS PER WEEK DEVOTED EMPLOYEE BENEFIT AND OTHER NAME AND ADDRESS TO POSMON COMPENSATION PLAN ALLOWANCES JOHN L. HARRINGTON BOARD CHAIR / TRUSTEE $ 42,250 ` NONE NONE 990 WASHINGTON STREET 1 - 4 HRS DEDHAM, MA 02026
JAMES P. HEALEY PRESIDENT / TRUSTEE * NONE * NONE NONE 990 WASHINGTON STREET 30 - 40 HRS DEDHAM, MA 02026
EXEC V.P. / TREASURER / WILLIAM B GUTFARB TRUSTEE * NONE * NONE NONE 990 WASHINGTON STREET 30 - 40 HRS DEDHAM, MA 02026
MAUREEN H BLEDAY EXEC V P J SECRETARY * NONE " NONE NONE 990 WASHINGTON STREET 30-40 HRS DEDHAM. MA 02026
TRUSTEE/ JAMES G. MAGUIRE AUDIT & FINANCE COMM CHAIR $ 28,500 NONE NONE 990 WASHINGTON STREET 1 - 4 HRS DEDHAM , MA 02026
TRUSTEE / VALUATION COMM JUSTIN P MORREALE CHAIR $ 27,500 NONE NONE 990 WASHINGTON STREET 1 - 4 HRS DEDHAM, MA 02026
JUDITH WALDEN SCARAFILE TRUSTEE /GRANTS COMM CHAIR $ 25,000 NONE NONE 990 WASHINGTON STREET 1-41-IRS DEDHAM. MA 02026
CHARLES CLOUGH, JR TRUSTEE / INVEST COMM CHAIR $ 21,500 NONE NONE 990 WASHINGTON STREET 1 -4 HRS DEDHAM, MA 02026
REV DR. RAY HAMMOND TRUSTEE $ 20,750 NONE NONE 990 WASHINGTON STREET 1 - 4 HRS DEDHAM, MA 02026
ELEANOR S. ARMSTRONG TRUSTEE $ 17,000 NONE NONE 990 WASHINGTON STREET 1 - 2 HRS DEDHAM, MA 02026
GRAND TOTALS $ 182 ,500 NONE NONE
* INDIVIDUALS IDENTIFIED ABOVE ARE PAID FOR SERVICES THROUGH A MANAGEMENT CONTRACT WITH BTMC - SEE PART VIII, SECTION 3 FOR BTMC INFORMATION.
ATTACHMENT 17A YAWKEY FOUNDATION II 04-2768239
990PF, PART VIII- COMPENSATION OF THE FIVE HIGHEST PAID PROFESSIONALS
ATTACHMENT 18
NAME AND ADDRESS TYPE OF SERVICE COMPENSATION
BOSTON TRUST MANAGEMENT CORPORATION SEE NOTE BELOW 2,166,748. 990 WASHINGTON STREET - SUITE 315 DEDHAM, MA 02026 OVERALL MANAGEMENT, INCLUDING INVESTMENT, GRANT MAKING, FISCAL, ETC.
CAMBRIDGE ASSOCIATES LLC INVESTMENT ADV ISOR 488,960. 100 SUMMER STREET BOSTON, MA 02110-2112
STATE STREET BANK AND TRUST INV CUSTODIAL SVCS 336,912. 200 NEWPORT AVENUE NORTH QUINCY, MA
GARDNER RUSSO & GARDNER PORTFOLIO MGR SVCS 218,979. 223 EAST CHESTNUE STREET LANCASTER, PA 17602
MAYO CAPITAL PARTNERS, LLC PORTFOLIO MGR SVCS 212,151. 30 ROWES WHARF, SUITE 500 BOSTON, MA 02110
TOTAL COMPENSATI ON 3,423,750.
71580M 794L 10117843 YAWKEY FOUNDATION II 04-2768239
ATTACHMENT 19
FORM 990PF, PART XV - NAME, ADDRESS AND PHONE FOR APPLICATIONS
NANCY KIELTY BRODNICKI 990 WASHINGTON STREET, SUITE 315 DEDHAM, MA 02026
71580M 794L 10117843 YAWKEY FOUNDATION II 04-2768239
ATTACHMENT 20
990PF, PART XV - FORM AND CONTENTS OF SUBMITTED APPLICATIONS
THE FOUNDATION ENCOURAGES APPLICANTS TO REVIEW THE FOUNDATION'S GRANT GUIDELINES ON OUR WEBSITE (WWW.YAWKEYFOUNDATIONS.ORG) PRIOR TO APPLYING FOR A FOUNDATION GRANT.
71580M 794L 10117843 YAWKEY FOUNDATION II 04-2768239 .
FORM 990-PF, PART XVI-A - ANALYSIS OF OTHER REVENUE ATTACHMENT 21
BUSINESS EXCLUSION RELATED OR EXEMPT DESCRIPTION CODE AMOUNT CODE AMOUNT FUNCTION INCOME
NATURAL RESOURCE INCOME 01 1,517,668. SECURITIES LITIGATION, CONSENT PAYMENTS, AND OTHER 01 29,746. INVESTMENT INCOME
TOTALS 1,547,414.
ATTACHMENT 21 71580M 794L 10117843 Yawkey Foundation II 04-2768239 Form 990-PF Part XV, Line 3a Grants and Contributions Paid During the Year
Relationship to Substantial Contributor and Foundation Status of Purpose of grant or Recipient Name Recipient Address Recipient contribution Tax Status Amount
9 Park Circle Summer baseball camp for A Sporting Chance, Inc Hingham, MA 02043 None/Public Charity disadvantaged children 509(a)(2) $ 30,000 Action for Boston Community Development, 178 Tremont Street Support for community- Inc. Boston, MA 02111-1093 None/Public Charity based assistance programs 509(a)(1) 75,000
727 Atlantic Avenue, 3rd Mentoring program for Adoption and Foster Care Floor youth with current or prior Mentoring, Inc. Boston, MA 02111 None/Public Charity foster care experience 509(a)(2) 15,000
85 Exchange Street, Suite Scholarship program for 218 disadvantaged students Agganis Foundation Lynn, MA 01901 None/Public Charity from Greater Boston 509(a)(2) 25,000 American Legion, Department of 546-2, State House Massachusetts, Inc. Boston, MA 02133 None/Public Charity Youth baseball programs Group Ruling 10,000 American Red Cross - Cape 286 South Street Support for disaster relief Cod Hyannis, MA 02601 None/Public Charity services 509(a)(1) 25,000 55 Court Street, Suite Associated Grant Makers, 520 Summer camp program for Inc. Boston, MA 02108 None/Public Charity disadvantaged children 509(a)(1) 150,000 55 Court Street, Suite Associated Grant Makers, 520 Regional grantmakers Inc. Boston, MA 02108 None/Public Charity organization 509(a)(1) 10,850
Furniture and equipment Bethany Health Care 97 Bethany Road upgrade at facility providing Center Framingham, MA 01702 None/Public Charity nursing care to elders Group Ruling 25,000
Renovation project for organization providing Bethel Institute for Social 40 Walk Hill programs for at-risk and 509(a)(3) - type Justice Jamaica Plain, MA 02130 None/Public Charity high-risk children and youth 1 250,000
484 Main Street - Suite Mentorlng program for Big Brothers Big Sisters - 360 disadvantaged children and Central Mass. / Metrowest Worcester, MA 01608 None/Public Charity youth 509(a)(1) 25,000
161 Massachusetts Big Sister Association of Avenue Mentoring program for Greater Boston, Inc. Boston, MA 02115-3050 None/Public Charity disadvantaged girls 509(a)(2) 50,000
7 Palmer Street, 3rd Academic enrichment Floor - Suite 301 programs for disadvantaged Black Ministerial Alliance Roxbury, MA 02119-2427 None/Public Charity students 509(a)(1) 100,000
Blessed Stephen Beliesini 94 Bradford Street Scholarship program for O.S.A. Academy, Inc. Lawrence, MA 01840 None/Public Charity disadvantaged students 509(a)(1) 25,000
150 Morrissey Blvd. Scholarship Program for Boston College High School Boston, MA 02125 None/Public Charity disadvantaged students 509(a)(1) 25,000 ,
Atttachment 22 1of13 Yawkey Foundation II 04-2768239 Form 990-PF Part XV, Line 3a Grants and Contributions Paid During the Year
Relationship to Substantial Contributor and Foundation Status of Purpose of grant or Recipient Name Recipient Address Recipient contribution Tax Status Amount
Support for collaborative 75 Arlington St., 10th summer program to prevent Floor the Incidence of youth Boston Foundation, Inc. Boston, MA 02116 None/Public Charity violence 509(a)(1) 100,000
10 Guest Street Boston Landmarks Suite 280 Music education program Orchestra, Inc. Boston, MA 02135 None/Public Charity for young people 509(a)(1) 25,000
One Boston Medical Center Place Support for pediatric Boston Medical Center Boston, MA 02118-2393 None/Public Charity resource center 509(a)(1) 50,000 Boston Minuteman Council, Inc., Boy Scouts of 411 Uniquity Road Scouting program for inner- America Milton, MA 02186 None/Public Charity city youth 509(a)(1) 15,000 3 Strathmore Circle Summer baseball league for Boston Park League, Inc. Braintree, MA 02184 None/Public Charity young men 509(a)(2) 40,000
301 Massachusetts Boston Symphony Avenue Music education program Orchestra, Inc. Boston, MA 02115-4511 None/Public Charity for young people 509(a)(1) 25,000
Support for violence Boston Ten Point Coalition, 215 Forest Hills Street prevention program and Inc. Boston, MA 02130 None/Public Charity summer basketball league 509(a)(1) 170,000
500 Amory Street Mentoring and college Suite 3 support program for Bottom Line, Inc. Jamaica Plain, MA 02130 None/Public Charity disadvantaged youth 509(a)(1) 25,000
Boys & Girls Club of One Moeller Place Summer rookie league and Pawtucket Pawtucket, RI 02860 None/Public Charity RBI baseball programs 509(a)(2) 25,000 Summer camp, youth recreation and sports Boys & Girls Clubs of 1135 Dorchester Avenue programs for disadvantaged Dorchester Dorchester, MA 02125 None/Public Charity children 509(a)(1) 80,000 Summer camp, youth 50 Congress Street, Suite recreation and sports Boys and Girls Clubs of 730 programs for disadvantaged Boston, Inc Boston, MA 02109 None/Public Charity children 509(a)(1) 75,000 Support for transitional day and living programs for Bridge Over Troubled 47 West Street homeless and runaway Waters, Inc. Boston, MA 02111 None/Public Charity youth 509(a)(2) 25,000
Brockton Neighborhood 63 Main Street Support for medical Health Center Brockton, MA 02301 None/Public Charity Interpreter program 509(a)(1) 25,000 200 Clarendon Street - Camp Harbor View 60th Floor Summer camp program for Foundation, Inc. Boston, MA 02116 None/Public Charity disadvantaged children 509(a)(1) 75,000
Atttachment 22 2of13 Yawkey Foundation II 04-2768239 Form 990-PF Part XV, Line 3a Grants and Contributions Paid During the Year
Relationship to Substantial Contributor and Foundation Status of Purpose of grant or Recipient Name Recipient Address Recipient contribution Tax Status Amount
14 Elishas Pond Drive Cape Cod Baseball League, Yarmouth Port, MA Summer baseball league for Inc. 02675 None/Public Charity young men 509(a)(1) 50,000 Cape Cod Healthcare P.O. Box 370 Support for physician Foundation Hyannis, MA 02601 None/Public Charity equipment training 509(a)(1) 25,000
Recreation programs for children and youth with Cardinal Cushing Centers, 405 Washington Street physical and developmental Inc. Hanover, MA 02339 None/Public Charity disabilities Group Ruling 25,000 Facility improvement 25 Braintree Hill Office project for organization Park - Suite 206 providing housing to Caritas Communities, Inc. Braintree, MA 02184 None/Public Charity disadvantaged adults 509(a)(1) 30,000 Services for victims of P.O. Box 180019 domestic violence and their Casa Myma Vasquez, Inc Boston, MA 02118 None/Public Charity children 509(a)(1) 25,000
74 Union Park Street Scholarship program for Cathedral High School Boston, MA 02118 None/Public Charity disadvantaged students Group Ruling 25,000 51 Sleeper Street, 1st Catholic Charities Floor Literary and ESOL programs Archdiocese of Boston Boston, MA 02110 None/Public Charity for disadvantaged adults 509(a)(1) 25,000
Catholic Charities of 275 West Broadway Youth academic tutoring Boston South Boston, MA 02127 None/Public Charity program 509(a)(1) 5,000
Catholic Memorial High 235 Baker Street Renovation to gymnasium School West Roxbury, MA 02132 None/PublIc Charity and general assembly area 509(a)(1) 175,000 260 Franklin Street - Catholic Schools Suite 630 Scholarship program for Foundation, Inc. Boston, MA 02110 None/Public Charity disadvantaged students 509(a)(2) 100,000
Residence for families and patients receiving medical 300 Longwood Avenue treatment at Children's Children's Hospital Boston, MA 02115 None/Public Charity Hospital Boston 509(a)(1) 1,000,000 Renovation of museum space to enhance education 300 Congress Street and learning opportunities Children's Museum Boston, MA 02210-1034 None/Public Charity for children and families 509(a)(2) 1,000,000
Science, technology, engineering, and math 308 Congress Street enrichment program for Citizen Schools, Inc. Boston, MA 02210 None/Public Charity disadvantaged students 509(a)(1) 25,000
Physical service projects to 287 Columbus Avenue help revitalize schools and City Year, Inc. Boston, MA 02116 None/Public Charity playgrounds 509(a)(1) 50,000
Community Health Center 107 Commercial Street Support for dental clinic of Cape Cod Mashpee, MA 02649 None/Public Charity expansion 509(a)(1) 25,000
Atttachment 22 3of13 Yawkey Foundation 04-2768239 Form 990-PF Part XV, Line 3a Grants and Contributions Paid During the Year
Relationship to Substantial Contributor and Foundation Status of Purpose of grant or Recipient Name Recipient Address Recipient contribution Tax Status Amount
Rowing program for 20 Nonantum Street children and youth with Brighton, MA02135- physical and developmental Community Rowing, Inc. 2405 None/Public Charity disabilities 509(a)(2) 25,000
62-68 Northampton Congregation Leon De Street Literacy and ESOL programs Juda Boston, MA 02118-1823 None/Public Charity for disadvantaged adults 509(a)(1) 25,000 2121 Crystal Drive, Suite Council on Foundations, 700 National grantmakers Inc. Arlington, VA 22202 None/Pub11c Charity organization 509(a)(1) 40,000
Cristo Rey Boston High 100 Savin Hill Avenue Renovation to ventilation School, Inc. Boston, MA 02125 None/Public Charity system and kitchen area Group Ruling 250,000
1071 Blue Hill Avenue Scholarship program for Curry College Milton, MA 02186 None/Public Charity disadvantaged students 509(a)(1) 25,000
Cystic Fibrosis Foundation - 220 North Main Street, Massachusetts/ Rhode Suite 104 Island Chapter Natick, MA 01760 None/Public Charity Cystic fibrosis care centers 509(a)(1) 25,000
Dana-Farber Cancer 44 Binney Street Construction of the cancer Institute, Inc. Boston, MA 02115 None/Public Charity care and research center 509(a)(1) 3,500,000
Dimock Community 55 Dimock Street Community health and Foundation Roxbury, MA 02119 None/Public Charity human service programs 509(a)(2) 25,000 Health services program for 105 Park Street homeless and at-risk Duffy Health Center, Inc. Hyannis, MA02601 None/Public Charity adolescents 509(a)(1) 25,000
484 Main Street-Suite Easter Seals 600 Summer camp program for Massachusetts, Inc. Worcester, MA 01608 None/Pubilc Charity children with disabilities 509(a)(2) 25,000
2220 Dorchester Avenue Dorchester Lower Mills, Scholarship program for Elizabeth Seton Academy MA 02124-5607 None/Publlc Charity disadvantaged students 509(a)(1) 25,000
400 The Fenway Emmanuel College Boston, MA 02115-9911 None/Public Charity Field Improvement project 509(a)(1) 500,000
Scholarship program for single parents and their 376 Hate Street children in the Keys to Endicott College Beverly, MA 01915 None/Public Charity Degrees Program 509(a)(1) 25,000
Support for program Family Service Association 31 Heath Street providing mentoring and of Greater Boston Jamaica Plain, MA 02130 None/Public Charity support to at-risk boys 509(a)(2) 20,000
Atttachment 22 4of13 Yawkey Foundation Il 04-2768239 Form 990-PF Part XV, Line 3a Grants and Contributions Paid During the Year
Relationship to Substantial Contributor and Foundation Status of Purpose of grant or Recipient Name Recipient Address Recipient contribution Tax Status Amount Facility Improvement P.O. Box 6688 project for organization Providence, RI 02940- providing residential Family Service, Inc. 6688 None/Public Charity services for children 509(a)(2) 25,000 422 Washington Street, Shelter and support Father Bill's & Mainspring, Suite 2 programs for homeless Inc Quincy, MA 02169 None/PubllcCharity families 509(a)(1) 50,000
930 Brook Road Scholarship program for Fontbonne Academy Milton, MA 02186 None/Public Charity disadvantaged students Group Ruling 25,000
300 Arnold Palmer John McCafferty Scholarship Francis Oulmet Scholarship Boulevard program for disadvantaged Fund Norton, MA 02766 None/Public Charity students from Boston 509(a)(1) 25,000
Support for specialized Franciscan Hospital for 30 Warren Street medical equipment and Children, Inc Brighton, MA 02135 None/Pubilc Charity asslsthre technology 509(a)(1) 100,000
Scholarship program for disadvantaged adults 41 Berkeley Street completing technical 509(a)(3) - type Franklin Institute, Inc. Boston, MA 02116 None/Public Charity education programs 1 50,000
Friends of Caritas Cubana 81 Washington Avenue Health service programs for Corporation Cambridge, MA 02140 None/Public Charity women and children 509(a)(1) 5,000
Friends of New England 126 High Street Support for education Holocaust Memorial Boston, MA 02110-2700 None/Public Charity programs 509(a)(1) 5,000 Generation Excel Youth 40 Walk Hill Road Development Program, Jamaica Plain, MA 02130- Education support services Inc 3302 None/Public Charity for high-risk youth 509(a)(1) 75,000 Health education and Georgetown Memorial P.O. Drawer 1718 community outreach Hospital Georgetown, SC 29442 None/Public Charity programs 509(a)(1) 30,000 95 Berkeley Street Girl Scouts of Eastern 4th Floor Scouting programs for Inner- Massachusetts, Inc. Boston, MA 02116 None/Public Charity city girls 509(a)(2) 25,000
50 High Street Educational and mentoring Girls Incorporated of Lynn Lynn, MA 01902 None/Public Charity program for at-risk girls 509(a)(1) 25,000 1515 Hancock Street, Baseball and softball Suite 301 equipment program for Good Sports, Inc. Quincy, MA 02169 None/Public Charity disadvantaged youth 509(a)(1) 25,000
4801 Courthouse Street- Suite 220 National grantmakers GuideStar, USA, Inc. Williamsburg, VA 23188 None/Public Charity organization 509(a)(1) 2,000
Prevention, placement and 1640 Washington Street support programs for HEARTH Boston, MA 02118 None/Public Charity homeless and at-nsk elders 509(a)(1) 25,000
Atttachment 22 5of13 4
Yawkey Foundation II 04-2768239 Form 990-PF Part XV, Line 3a Grants and Contributions Paid During the Year
Relationship to Substantial Contributor and Foundation Status of Purpose of grantor Recipient Name Recipient Address Recipient contribution Tax Status Amount 170 Morton Street Jamaica Plain, MA02130- Technology Improvement hopeFound 3735 None/Public Charity project at homeless shelter 509(a)(1) 75,000
Support for program that Horizons for Homeless 1705 Columbus Avenue assists families leaving Children Roxbury, MA02119 None/Public Charity homeless shelters 509(a)(1) 25,000 Support for respite programs for children and 350 Washington Street youth with significant House of Possibilities, Inc. North Easton, MA 02356 None/Public Charity disabilities 509(a)(1) 100,000
Renovations to shelter for Housing Assistance 460 West Main Street homeless women and Corporation Hyannis, MA 02501-3698 None/Public Charity children 509(a)(1) 25,000
Academic and wellness 354 Cross Street programs for children and Housing Families, Inc Maiden, MA 02148 None/Public Charity families living In shelters 509(a)(1) 25,000
Renovation and equipment Immaculate Conception 3 Fayette Street upgrade for school serving Church Lowell, MA 01852 None/Public Charity children in grades K-8 Group Ruling 25,000
Literacy and skills program Immigrant Leaming 442 Main Street for immigrants and Center, Inc. Maiden, MA02148 None/Public Charity disadvantaged adults 509(a)(1) 25,000
Support for database 290 Summer Street upgrade to support International Fund for Yarmouth Port, MA organization that rescues Animal Welfare, Inc 02675-1843 None/Public Charity stranded marine life 509(a)(1) 10,000 Education and life skills Interseminarian Project 1145 Washington Street training programs for Place, Inc. Boston, MA 02118 None/Public Charity disadvantaged adults 509(a)(1) 25,000
Literacy and skills program Irish International 100 Franklin Street, LL-1 for Immigrants and Immigration Center, Inc. Boston, MA 02110 None/Public Charity disadvantaged adults 509(a)(1) 25,000 Isabella Stewart Gardner 2 Palace Road Education and access Museum, Inc Boston, MA 02115 None/Public Charity programs for children 509(a)(1) 50,000
Environmental education Island Alliance, Inc. None/Public Charity program for youth 509(a)(1) 25,000 75 Varick Street, 2nd Jackie Robinson Floor Jackie Robinson Scholarship Foundation New York, NY 10013 None/Public Charity Program 509(a)(1) 30,000
Academic assistance 125 Tremont Street program for disadvantaged JFY Networks Boston, MA 02108 None/Public Charity students 509(a)(2) 25,000
John F. Kennedy Hyannis P.O. Box 2488 Support for museum Museum Foundation, Inc Hyannis, MA 02601 None/Public Charity programs 509(a)(2) 10,000
Atttachment 22 6of13 Yawkey Foundation II 04-2768239 Form 990-PF Part XV, Line 3a Grants and Contributions Paid During the Year
Relationship to Substantial Contributor and Foundation Status of Purpose of grant or Recipient Name Recipient Address Recipient contribution Tax Status Amount
Education and access John Fitzgerald Kennedy Columbia Point programs for disadvantaged Library Foundation, Inc. Boston, MA 02125 None/Public Charity students 509(a)(1) 25,000
Education and treatment One Joslin Place programs for underserved Joslin Diabetes Center, Inc Boston, MA 02215 None/Public Charity populations with diabetes 509(a)(1) 25,000
400 Fifth Avenue, Suite Mentoring and 300 entrepreneurial skill building Junior Achievement, Inc. Waltham, MA 02451 None/Public Charity programs for youth 509(a)(2) 12,500 Scholarship program for Kripalu Center for Yoga P. 0. Box 309 teachers of disadvantaged and Health Stockbridge, MA 01262 None/Public Charity children 509(a)(2) 25,000
Capacity building and P.O. Box 408 support for shelter, food Lazarus House Lawrence, MA 01842 None/Public Charity and support programs 509(a)(1) 150,000 29 Everett Street Cambridge, MA 02138- Scholarship program for Lesley University 2790 None/Public Charity disadvantaged adults 509(a)(1) 25,000 Renovation project for three 100 River Street residences serving high-risk Life Resources Braintree, MA 02184 None/Public Charity youth 509(a)(1) 75,000 Facility Improvement project at National Little P.O. Box 3485 League training center in Little League Baseball, Inc. Williamsport, PA 17701 None/Public Charity Connecticut 509(a)(1) 50,000
Little Sisters of the Assumption Family Health 550 Dudley Street Literacy and skills program Services of MA, Inc. Roxbury, MA 02119 None/Public Charity for disadvantaged women 509(a)(1) 25,000 Olympic-style amateur - Massachusetts Amateur 55 Sixth Road sports events for high school Sports Foundation, Inc. Woburn, MA01801-2114 None/Public Charity athletes 509(a)(2) 50,000 130 Bowdoln Street, Mentoring and tutoring Massachusetts Association Suite 309 programs for disadvantaged for Mental Health Boston, MA 02108 None/Public Charity youth 509(a)(1) 10,000
Support for student-faculty Massachusetts General 55 Fruit Street collaborative to encourage Hospital Boston, MA 02114-2723 None/Public Charity careers In primary care 509(a)(1) 50,000
Support for program that Massachusetts General 5S Fruit Street promotes compassion In Hospital Boston, MA 02114-2723 None/Public Charity health care 509(a)(1) 25,000
Massachusetts Hospital Recreation programs for School Endowment Fund 3 Randolph Street children and youth with Trustees Canton, MA 02021 None/Public Charity significant disabilities 509(a)(1) 75,000
Atttachment 22 7of13 Y
Yawkey Foundation II 04-2768239 Form 990-PF Part XV, Line 3a Grants and Contributions Paid During the Year
Relationship to Substantial Contributor and Foundation Status of Purpose of grant or Recipient Name Recipient Address Recipient contribution Tax Status Amount Programs to connect Massachusetts Society for 99 Summer Street disadvantaged children and the Prevention of Cruelty 6th Floor families to community to Children Boston, MA 02110 None/Public Charity services 509(a)(1) 25,000 Construction of the new Massachusetts Special 215 Forest Street headquarters and training Olympics Association, Inc. Marlborough, MA 01752 None/Public Charity center 509(a)(1) 500,000
Facility improvement project for organization Melmark New England, 461 River Road providing services to young 509(a)(3) - type Inc Andover, MA 01810 None/Public Charity adults with autism 1 130,000
Support for program that 6 Chapin Avenue assists families leaving Mission of Deeds, Inc. Reading, MA 01867 None/Public Charity homeless shelters 509(a)(2) 25,000
Mount Alvemia High 790 Centre Street Scholarship program for School Newton, MA 02458 None/Public Charity disadvantaged students Group Ruling 25,000
Mount Saint Joseph 617 Cambridge Street Scholarship program for Academy Boston, MA 02134-0240 None/Public Charity disadvantaged students Group Ruling 25,000
Mujeres Unidas En Acclon, 54 Clayton Street literary and skills program Inc. Dorchester, MA 02122 None/Public Charity for disadvantaged women 509(a)(1) 25,000
Support for the Teen Arts 465 Huntington Avenue Council apprenticeship Museum of Fine Arts Boston, MA 02115 None/Public Charity program 509(a)(1) 25,000
Science Park Education and access Museum of Science Boston, MA 02114-1099 None/Public Charity programs for children 509(a)(1) 50,000
Holiday program for P.O. Box 338 disadvantaged individuals My Brother's Keeper, Inc. Easton, MA 02356-0338 None/Public Charity and families 509(a)(1) 75,000
Capacity building to support 10 Oak Park Drive education of children and Nashoba Learning Group Bedford, MA 01730 None/Public Charity youth with autism 509(a)(1) 150,000
National Baseball Hall of PO Box 590 Education programs for Fame and Museum, Inc Cooperstown, NY 13326 None/Public Charity children and archive project 509(a)(2) 400,000 Capacity building for National Center on Time PO Box 590 expanded learning time and Learning Cooperstown, NY 13326 None/Public Charity program 509(a)(1) 100,000 101A First Avenue, Suite National Multiple Sclerosis 6 Society Central New Waltham, MA 02451- Home support services England Chapter 1115 Non e/Public Charity program 509(a)(1) 25,000
Atttachment 22 8of13 Yawkey Foundation 11 04-2768239 Form 990-PF Part XV, Line 3a Grants and Contributions Paid During the Year
Relationship to Substantial Contributor and Foundation Status of Purpose of grant or Recipient Name Recipient Address Recipient contribution Tax Status Amount
12011 ( Eye) Street, NW, Suite 5508 Environmental education National Park Foundation Washington, DC 20005 None/Public Charity program for youth 509(a)(1) 100,000 39 Lamartlne Street Jamaica Plain, MA 02130- Scholarship program for Nativity- Boston, Inc. 1947 None/Public Charity disadvantaged students 509(a)( 1) 25,000 Facility Improvement project to repair Giant New England Aquarium Central Wharf Ocean Tank exhibit and Corporation Boston, MA 02110-3309 None/ Public Charity education access 509(a)(2) 525,000
New England Baptist 125 Parker Hill Avenue Support for state-of-the-art Hospital Boston, MA 02120 None/Public Charity operating room suite 509(a)(1) 500,000
207 Hampshire Street Notre Dame High School, Lawrence, MA 01841- Scholarship program for Inc. 3614 None/Public Charity disadvantaged students 509(a )(1) 50,000
186 South Street, 4th One Family Scholarship Floor Program for disadvantaged One Family Scholars, Inc. Boston, MA 02111 None/Publlc Charity single parents 509(a)(1) 25,000
Food and support programs Open Pantry Community P.O. Box 5127 for Individuals, children and Services, Inc. Springfield, MA 01101 None/PublcCharity families 509 (a)(1) 30,000 Support for community 888 Commonwealth based HIV/AIDS prevention Avenue - 3rd Floor and patient assistance Partners in Health Boston , MA 02115 None/Public Charity program 509(a)(1) 25,000
Outreach programs for 175 North Beacon Street visually impaired children Perkins School for the Blind Watertown, MA 02472 None/Public Charity and youth 509(a )(1) 50,000 Capacity building for food, 444 Harrison Avenue shelter and support Pine Street Inn, Inc. Boston , MA 02118 None/Public Charity programs 509(a)(1) 400,000 P.O. Box 1620 Education and access Pilmoth Plantation Plymouth, MA 02362 None/Public Charity programs for children 509(a )(2) 25,000
1033 Massachusetts President and Fellows of Avenue - 3rd Floor Haiti Leadership Scholarship Harvard College Cambridge, MA 02138 None/Public Charity Program 509(a)( 1) 57,600
301 Massachusetts Musical training and Avenue education programs for Project Step, Inc Boston, MA 02115-4557 None/Public Charity young people 509 (a)(1) 10,000
Arts education and 37 Central Square leadership development Raw Art Works, Inc. Lynn, MA 01901 None/Public Charity program for young people 509(a)(1) 25,000 Nursing scholarship 235 Wellesley Street program for disadvantaged Regis College Weston, MA 02493-1571 None/Public Charity adults 509(a)(1) 50,000
Atttachment 22 9of13 It- .
Yawkey Foundation II 04-2768239 Form 990-PF Part XV, Line 3a Grants and Contributions Paid During the Year
Relationship to Substantial Contributor and Foundation Status of Purpose of grant or Recipient Name ReciplentAddress Recipient contribution Tax Status Amount
Academic Intervention and 56 North Main Street mentoring program for high- Resiliency Foundation Fall River, MA 02720 None/Public Charity risk students in Fall River 509(a)(1) 50,000 167 Point Street Rhode Island Hospital Suite 1B Specialized equipment and Foundation Providence, RI 02903 None/Public Charity cribs for pediatric 1CU 509(a)(1) 50,000
Arts education and RiverzEdge Arts Project, 68 South Main Street leadership development Inc Woonsocket, RI 02895 None/Public Charity program for young people 509(a)(2) 25,000
Mentoring and Intensive Robert F. Kennedy 11 Beacon Street intervention program for Children's Action Corps, Suite 200 disadvantaged children and Inc. Boston, MA 02108 None/Public Charity youth 509(a)(1) 30,000
Facilities improvement project at reservation that hosts summer camps Robert Sever Hale Camping 80 Carby Street serving more than 4,400 Reservation Westwood, MA 02090 None/Public Charity Greater Boston children 509(a)(2) 150,000 Support for programs serving disadvantaged 10 Lincoln Road children in Eastern Rodman Ride for Kids, Inc. Foxboro, MA 02035 None/Public Charity Massachusetts 509(a)(2) 50,000
One Florence Street Health and social service Rogerson Communities Boston, MA 02131 None/Public Charity programs for at-risk elders 509(a)(2) 25,000
Facility improvement project and support for Ron Burton Training P.O. Box 2 summer camp program for Village, Inc Hubbardston, MA 01452 None/Public Charity disadvantaged children 509(a)(2) 115,000 889 Harrison Avenue Food, shelter and support Rosie's Place, Inc. Boston, MA 02118 None/Public Charity programs 509(a)(1) 75,000 39 Boylston Street Food, shelter and support Saint Francis House, Inc. Boston, MA 02116 None/Public Charity programs 509(a)(1) 25,000
South End Athletics & P.O. Box 1120 Inner-cityyouth baseball Activities Association Boston, MA 02118-1000 None/Public Charity program 509(a)(2) 20,000
South End Community 1601 Washington Street Community health and Health Center Boston, MA 02118 None/Public Charity human service programs 509(a)(1) 10,000 55 Fogg Road South Weymouth, MA Continuing education South Shore Hospital 02190 None/Public Charity programs for nurses 509(a)(1) 25,000 Capacity building for Sports Museum of New 100 Legends Way museum dedicated to England, Inc. Boston, MA 02114 None/Public Charity Boston's sports history 509(a)(1) 15,000
795 Columbus Avenue Academic enrichment and Roxbury Crossing, MA after-school programs for SquashBusters, Inc. 02120-2108 None/Public Charity disadvantaged youth 509(a)(2) 25,000
Atttachment 22 10 of 13 Yawkey Foundation II 04-2768239 Form 990-PF Part XV, Line 3a Grants and Contributions Paid During the Year
Relationship to Substantial Contributor and Foundation Status of Purpose of grant or Recipient Name Recipient Address Recipient contribution Tax Status Amount Support for wellness center 100 Arch Street serving disadvantaged St. Anthony Shrine Boston, MA 02110 None/Public Charity adults 509(a)(1) 10,000
47 Underwood Street Scholarship program for St. Mary's Education Fund Fall River, MA 02722 None/Public Chanty disadvantaged students 509(a)(2) 25,000 118 South Broadway Food and support services Lawrence, MA 01843- for individuals, children and St. Patrick Parish 1427 None/Public Charity families Group Ruling 25,000
320 Washington Street Scholarship program for Stonehill College, Inc. Easton, MA 02357 None/Public Charity disadvantaged students 509(a)(1) 200,000
Mentoring and leadership Summer Search 500 Amory Street development programs for Foundation Jamaica Plain, MA 02130 None/Public Chanty disadvantaged youth 509(a)(1) 25,000 P.O. Box 955 Georgetown, SC 29442- Residential and educational Tara Hall Home for Boys 0955 None/Public Charity center for at-risk boys 509(a)(1) 215,000
Academic and enrichment 60 Clayton Street program for disadvantaged The BELL Foundation, Inc. Dorchester, MA 02122 None/Public Charity students 509(a)(1) 100,000 501 Main Street The Charity Guild, Inc. Brockton, MA 02305 None/Public Charity Emergency food program 509(a)(2) 25,000 177 Main Street Education and access The Discovery Museums Acton, MA 01720 None/Public Charity programs for children 509(a)(1) 10,000
The Food Bank of Western P.O. Box 160 Food program for at-nsk Massachusetts Hatfield, MA 01038 None/Public Charity seniors 509(a)(1) 25,000
Renovation and support of 66 Brooks Drive an academy serving Inner- The Fund for Catholic Fourth Floor city students in grades K-8 Schools, Inc. Braintree, MA 02184 None/Public Charity and a youth center Group Ruling 3,000,000 1010 Massachusetts The Fund for Parks and Avenue Support for Boston's park Recreation in Boston Boston, MA 02118 None/Public Charity system 509(a)(1) 1,500
Emergency hunger relief programs for individuals and The Greater Boston Food 70 South Bay Avenue families In Eastern Bank, Inc Boston, MA 02118-2700 None/Public Charity Massachusetts 509(a)(1) 100,000
Support for construction of a residential center for The Home for Little 271 Huntington Avenue children with emotional and Wanderers Boston, MA 02115 None/PubllcCharlty behavioral disabilities 509(a)(1) 500,000
The Massachusetts 4-H 22 Eliot Street Facility Improvement Foundation, Inc. Ashland, MA 01721-2208 None/Public Cha rity projects at summer camps 509(a)(1) 25,000
Atttachment 22 11 of 13 I .
Yawkey Foundation 11 04-2768239 Form 990-PF Part XV, Line 3a Grants and Contributions Paid During the Year
Relationship to Substantial Contributor and Foundation Status of Purpose of grant or Recipient Name Recipient Address Recipient contribution Tax Status Amount 160 Federal Street 10th Floor Scholarship program for The Philanthropic I nitiative Boston, MA 02110 None/Public Charity disadvantaged students 509(a )(2) 1,222,989 P.O. Box 3453 The Progeria Research Peabody, MA 01961- Progeria research and Foundation, Inc. 3453 None/Public Charity clinical support 509(a)(1) 75,000
Summer rookie league and RBI baseball programs In The Red Sax Foundation, 4 Yawkey Way Boston's Inner-city Inc. Boston , MA 02215 None/Public Charity neighborhoods 509(a)(1) 25,000 P.O. Box 9199 Support for programs and The Society of Jesus of Watertown, MA 02471- work of the Jesuit New England 91999 None/Public Charity community Group Ruling 25,000
Thompson Island - P.O. Box 127 Environmental education Outward Bound Boston, MA 02127-0002 None/Public Charity program for youth 509(a)(1) 25,000 Traveler's Aid Family 727 Atlantic Avenue Family homelessness Services, Inc Boston, MA 02111 None/Public Charity prevention program 509(a)(1) 25,000
800 Washington Street Box 231 Patient navigation program 509(a)(3) - Tufts Medical Center Boston, MA 02111 None/Public Charity for underserved patients Type 1 50,000
United South End 566 Columbus Avenue Summer camp program for Settlements Boston, MA 02118-1195 None/Public Charity disadvantaged children 509(a)(2) 25,000 Outreach and violence United Teen Equality 34 Hurd Street prevention program for Center Lowell, MA 01852 None/Publlc Charity youth 509(a)(2) 25,000
85 Lowder Street Renovation to gymnasium Ursuilne Academy Dedham, MA 02026 None/Public Charity and general assembly area Group Ruling 60,000
P.O. Box 111 Support for Pearl Harbor USS Massachusetts Fall River, MA 02722- exhibit and educational Memorial Committee, Inc. 0111 None/Public Charity programming 509(a)(2) 25,000
Vietnam Veterans 17 Court Street Support for training school Workshop, Inc. Boston, MA 02108 None/Public Charity for homeless veterans 509(a)(1) 30,000
Wentworth Institute of 550 Huntington Avenue Scholarship program for Technology Boston , MA 02115 None/Public Charity disadvantaged adults 509(a)(1) 50,000
WGBH Educational One Guest Street Capacity building to develop Foundation Boston, MA 02135 None/Public Charity educational programming 509(a)(1) 100,000 200 The Riverway Theatre education program Wheelock College Boston, MA 02215 None/Public Charity for children 509(a)(1) 50,000 Counseling program for Whittier Street Health 1125 Tremont Street adolescent girls affected by Center Committee, Inc. Roxbury, MA 02120 None/Public Charity violence 509(a)(1) 25,000
P.O. Box 1130 Food and support programs Women's Lunch Place Boston , MA 02117 None/Public Charity at women's day shelter 509(a )(1) 50,000
Atttachment 22 12 of 13 -Yawkey Foundation II 04-2768239 Form 990-PF Part XV, Line 3a Grants and Contributions Paid During the Year
Relationship to Substantial Contributor and Foundation Status of Purpose of grant or Recipient Name Recipient Address Recipient contribution Tax Status Amount
800 Clapboardtree Street Xaverlan Brothers High Westwood, MA 02090- Scholarship program for School 1799 None/Public Charity disadvantaged students Grou p Ruling 25,000 Yawkey Baseball League, 31 Ely Road Summer baseball league for Inc. Boston, MA 02124 None/Public Charity young men 509(a)(2) 40,000
93 Summer Street - 5th Skills training and internship Floor program for disadvantaged Year Up, Inc Boston, MA 02110 None/Public charity young adults 509(a)(1) 50,000
316 Huntington Avenue Aquatics program for inner- YMCA Greater Boston Boston, MA 02115-5019 None/Public Charity city children 509(a)(1) 50,000 412 Massachusetts Outdoor adventure and Youth Enrichment Services, Avenue enrichment program for Inc. Boston , MA 02118 None/Public Charity Inner-city youth 509(a)(1) 75,000
Total $ 20,912,439
Atttachment 22 13 of 13 &,
Yawkey Foundation II 04-2768239 Form 990-PF Part XV, Line 3b, Grants and Contributions Approved for Future Payment
Relationship to Substantial Contributor and Foundation Status of Recipient Name Recipient Address Recipient Purpose of grantor contribution Tax Status Amount
Action for Boston Community 178 Tremont Street Support for community-based assistance Development, Inc Boston, MA 02111-1093 None/Public Charity programs 509(a)(1) $ 75,000 Renovation project for organization 40 Walk Hill providing programs for at-risk and high-risk Bethel Institute for Social Justice Jamaica Plain, MA 02130 None/Publlc Charity children and youth 509(a)(3) - type 1 250,000 74 Union Park Street Cathedral High School Boston, MA 02118 None/Public Charity Renovation of school building Group Ruling 1,000,000 Residence for families and patients receiving 300 Longwood Avenue medical treatment at Children's Hospital Children's Hospital Boston, MA 02115 None/Public Charity Boston 509(a)(1) 1,500,000 44 8inney Street Construction of the cancer care and research Dana-Farber Cancer Institute, Inc. Boston, MA 02115 None/Public Charity center 509(a)(1) 17,500,000 Franciscan Hospital for Children, 30 Warren Street Support for specialized medical equipment Inc. Brighton, MA 02135 None/PublIcCharity and assistive technology 509(a)(1) 100,000
Generation Excel Youth 40 Walk Hill Road Education support services for high-risk Development Program, Inc. Jamaica Plain, MA 02130-3302 None/Publlc Charity youth 509(a)(1) 75,000
170 Morton Street Technology Improvement project at hopeFound Jamaica Plain, MA 02130-3735 None/Public Charity homeless shelter 509(a)(1) 75,000
350 Washington Street Support for respite programs for children House of Possibilities, Inc. North Easton, MA 02356 None/Public Charity and youth with significant disabilities 509(a)(1) 100,000 Isabella Stewart Gardner 2 Palace Road Museum, Inc. Boston, MA 02115 None/Public Charity Education and access programs for children 509(a)(1) 25,000 75 Varick Street, 2nd Floor Construction of museum and education Jackie Robinson Foundation New York, NY 10013 None/Publlc Charity center 509(a)(1) 1,750,000 P.O. Box 408 Capacity building and support for shelter, Lazarus House Lawrence, MA 01842 None/Public Charity food and support programs 509(a)(1) 150,000 Massachusetts Special Olympics 215 Forest Street Construction of the new headquarters and Association, Inc. Marlborough, MA 01752 None/Publlc Charity training center 509(a)(1) 500,000 National Baseball Hall of Fame and PO Box 590 Education programs for children and archive Museum, Inc. Cooperstown, NY 13326 None/Public Charity project 509(a)(2) 200,000
12011 Street, NW, Suite 5508 National Park Foundation Washington, DC 20005 None/Public Chanty Environmental education program for youth 509(a)(1) 600,000 New England Aquarium Central Wharf Facility Improvement project to repair Giant Corporation Boston, MA 02110-3309 None/Public Charity Ocean Tank exhibit 509(a)(2) 1,500,000 125 Parker Hill Avenue Support for state-of-the-art operating room New England Baptist Hospital Boston, MA 02120 None/Public Charity suite 509(a)(1) 1,500,000
175 North Beacon Street Outreach programs for visually Impaired Perkins School for the Blind Watertown, MA 02472 None/Public Charity children and youth 509(a)(1) 50,000 444 Harrison Avenue Capacity building for food, shelter and Pine Street Inn, Inc. Boston, MA 02118 None/Public Charity support programs 509(a)(1) 400,000
Facilities Improvement project at reservation Robert Sever Hale Camping 80 Carby Street that hosts summer camps serving more than Reservation Westwood, MA 02090 None/Public Charity 4,40D Greater Boston children 509(a)(2) 150,000 66 Brooks Drive Renovation and support of an academy Fourth Floor serving Inner-city students In grades K-S and The Fund for Catholic Schools, Inc. Braintree, MA 02184 None/Public Charity a youth center Group Ruling 6,000,000
Attachment 23 1of2 M 4
Yawkey Foundation II 04-2768239 Form 990-PF Part XV, Line 3b, Grants and Contributions Approved for Future Payment
Relationship to Substantial Contributor and Foundation Status of Recipient Name Recipient Address Recipient Purpose of grant or contribution Tax Status Amount
Support for construction of a residential 271 Huntington Avenue center for children with emotional and The Home for little Wanderers Boston, MA 02115 None/Publk Charity behavioral dlsabifties 509(a)(1) 1,500,000 160 Federal Street 10th Floor Scholarship program for disadvantaged The Philanthropic Initiative Boston, MA 02110 None/Public Charity students 509(a)(2) 1,336,878 140 Commonwealth Avenue Trustees of Boston College Chestnut Hill, MA 02467 None/Public Charity Construction of athletic fields complex 509(a)(1) 12,000,000 800 Washington Street Box 231 Patient navigation program for underserved Tufts Medical Center Boston, MA 02111 None/Public Charity patients 509(a)(3) -Type 1 50,000 316 Huntington Avenue YMCA Greater Boston Boston, MA 02115-5019 None/Public Charity Aquatics program for Inner-city children 509(a)(1) 100,000
Total $ 48,486,878
Attachment 23 2of2 SCHEDULE D OMB No 1545-0092 ,(Form 1041) Capital Gains and Losses Department of the Treasury to Form 1041, Form 5227, or Form 990-T. See the Instructions for 2011 Internal Revenue Service Schedule D (Form 10411 (also for Form 5227 or Form 990-T. if aoolicable). Name of estate or trust Employer identification number
YAWKEY FOUNDATION II 04-2768239 Note : Form 5227 filers need to complete only Parts / and Il. FWM Short-Term Capital Gains and Losses - Assets Held One Year or Less Gain or (loss) for (a) Description of property (b) Date acquired (c) Date sold (e) Cost or other basis (f) (d) Sales price the entire year (Example 100 shares 7% preferred of "Z" Co) (mo, day, yr) day, yr) (see instructions) (Mo. Subtract (e) from (d) 1a
b Enter the short-term gain or (loss), if any, from Schedule D-1, line 1b , , , , , , , , , , , , , , , , , , , lb
2 Short-term capital gain or (loss) from Forms 4684, 6252, 6781, and 8824 , , , , , , , , , , , , , , , , 2
3 Net short-term gain or (loss) from partnerships, S corporations, and other estates or trusts , , , , , , , , 3 4 Short-term capital loss carryover. Enter the amount, if any, from line 9 of the 2010 Capital Loss Carryover Worksheet ...... 4 5 Net short-term gain or (loss). Combine lines la through 4 in column (f). Enter here and on line 13, column ( 3) on the back . ► 5 n nuiu Bona- I erm caoital uains ana Losses - Assets riela more I nan une rear Gain or (loss) for (a) Description of property (b) Date acquired (c) Date sold (e) Cost or other basis (f) (d) Sales price the entire year (Example 100 shares 7% preferred of "Z" Co) (mo, day, yr) (mo, day, yr) (see instructions ) Subtract (e) from (d) 6a
b Enter the long-term gain or (loss), if any, from Schedule D-1, line 6b, , , , , , , , , , , , , , , , , , , , 6b 16, 525, 126.
7 Long-term capital gain or (loss) from Forms 2439, 4684, 6252, 6781, and 8824 , , , , , , , , , , , , 7
8 Net long-term gain or (loss) from partnerships, S corporations, and other estates or trusts , , , , , , , , 8
9 Capital gain distribution,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,, ,,,,,, 9
10 Gain from Form 4797, Part I , , , , , , , , , , , 10 11 Long-term capital loss carryover. Enter the amount, if any, from line 14 of the 2010 Capital Loss Carryover Worksheet , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , 11 ( 12 Net long -term gain or (loss). Combine lines 6a through 11 in column (f). Enter here and on line 14a, column on the back . 16, 525, 126. 3 ► 12 For Paperwork Reduction Act Notice, see the Instructions for Form 1041. Schedule D (Form 1041) 2011
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1F12102000 71580M 794L 10117843 Schedule D (Form 1041) 2011 Page 2 Summary of Parts I and II (1) Beneficiaries' (2) Estate's (3) Total Caution : Read the instructions before completing this part. (see Instr) or trust's 13 Net short-term gain or ( loss) , , , , , , , , , , , , , , , , , , 13 14 Net long -term gain or ( loss): a Total for year , , , , , , , , , , , , , , , , , , , , , , , , , , , .14a 16, 525, 126. b Unrecaptured section 1250 gain (see line 18 of the wrksht.). 14b c 28% rate gain 14c 15 16, 126. Total net gain or (loss). Combine lines 13 and 14a ► 15 525, Note : If line 15, column (3), is a net gain, enter the gain on Form 1041, line 4 (or Form 990-T, Part 1, line 4a) If lines 14a and 15, column (2), are net gains, go to Part V, and do not complete Part IV If line 15, column (3), is a net loss, complete Part IV and the Capital Loss Carryover Worksheet, as necessary on 16 Enter here and enter as a (loss ) on Form 1041 , line 4 (or Form 990-T, Part I, line 4c , if a trust), the smaller of: a The loss on line 15 , column ( 3) or b $ 3,000 16 Note : If the loss on line 15, column (3), is more than $ 3,000, or if Form 1041 , page 1, line 22 (or Form 990- T, line 34), is a loss, complete the Capital Loss Canyover Worksheet in the instructions to figure your capital loss carryover Tax Computation Using Maximum Capital Gains Rates Form 1041 filers. Complete this part only if both lines 14a and 15 in column ( 2) are gains , or an amount is entered in Part I or Part II and there is an entry on Form 1041 , line 2b(2), and Form 1041 , line 22 , is more than zero. Caution : Skip this part and complete the Schedule D Tax Worksheet in the instructions if.• • Either line 14b, col (2) or line 14c, col. (2) is more than zero, or • Both Form 1041 , line 2b( 1), and Form 4952, line 4g are more than zero. Form 990 - T trusts. Complete this part only if both lines 14a and 15 are gains , or qualified dividends are included in income in Part I of Form 990 -T, and Form 990-T, line 34 , is more than zero Skip this part and complete the Schedule D Tax Worksheet in the instructions if either line 14b , col. (2) or line 14c, col. (2) is more than zero 17 Enter taxable income from Form 1041 , line 22 ( or Form 990-T, line 34) . . 17 18 Enter the smaller of line 14a or 15 in column (2) but not less than zero 18 19 Enter the estate's or trust' s qualified dividends from Form 1041 , line 2b( 2) (or enter the qualified dividends included in income in Part I of Form 990-T). . 19 20 Add lines 18 and 19 ...... 20 21 If the estate or trust is filing Form 4952 , enter the t amount from line 4g ; otherwise , enter -0- , ► 21 22 Subtract line 21 from line 20 . If zero or less , enter -0- ...... 22 23 Subtract line 22 from line 17 . If zero or less , enter -0- ...... 23
24 Enter the smaller of the amount on line 17 or $2,300 , , , , , , 24 25 Is the amount on line 23 equal to or more than the amount on line 249 B Yes. Skip lines 25 and 26 , go to line 27 and check the " No" box No. Enter the amount from line 23 25 26 Subtract line 25 from line 24 26 27 Are the amounts on lines 22 and 26 the same?
ElYes. Skip lines 27 thru 30 , go to line 31 El NO. Enter the smaller of line 17 or line 22 27
28 Enter the amount from line 26 ( If line 26 is blank, enter -0-) , , , , , , , , , , 28 _
29 Subtract line 28 from line 27 29 30 Multiply line 29 by 15 % (15) , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , , 30 31 Figure the tax on the amount on line 23 Use the 2011 Tax Rate Schedule for Estates and Trusts (see the Schedule G instructions in the instructions for Form 1041) , , , , , , , , , , , , , , , , 31
32 Add lines 30 and 31 32 33 Figure the tax on the amount on line 17 Use the 2011 Tax Rate Schedule for Estates and Trusts (see the Schedule G instructions in the instructions for Form 1041) , , , , , , , , , , , , , , , , , , , 33 34 Tax on all taxable income. Enter the smaller of line 32 or line 33 here and on Form 1041, Schedule G, line 1a (or Form 990-T, line 36) ...... 34 Schedule D (Form 1041) 2011
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71580M 794L 10117843 Schedule D-1 (Form 1041) 2011 .Name of estate or trust as shown on Form 1041 Do not enter name and employer identification number if shown on the other side Employer identification number YAWKEY FOUNDATION II 04-2768239 Long-Term Capital Gains and Losses - Assets Held More Than One Year (b) Date (a ) Description of pra party ( Example (c) Date sold (e) Cost or other basis (f) Gain or (loss) acquired (d ) Sales puce 100 sh 7% preferred of "Z" Co ) mo, day, yr ) (see instructions ) Subtract ( e) from (d) mo , day, ( 6a PUBLICLY HELD SECURITIES 112,745,661. 98,724,126. 14,021,535.
HIGH RISE INST PARTNERS 6,246,457. 5,000,000. 1,246,457. SPRING MTN CAPITAL RESERVE FD II 156,150. 127,593. 28,557. NYES LEDGE CAPITAL OFFSHORE FUND 3,279,903. 2,502,003. 777,900. SPRING MTN CAPITAL ALTER STRAT FD 341,149. 382,888. -41,739.
HERMITAGE GLOBAL FUND 3,129,120. 4,910,563. -1,781,443. VARIOUS FOREIGN CURRENCY LOSSES 13,787. -13,787. CAPITAL GAINS DISTRIBUTION S 2,287,646. 2,287,646.
6b Total . Combine the amounts in column (f) Enter here and on Schedule D, line 6b .. 16, 525, 126. Schedule D-1 (Form 1041) 2011
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1F1222 2 000 71580M 794L 10117843 ,4 A
-Form 8868 Application for Extension of Time To File an (Rev January2012) Exempt Organization Return OMB No 1545-1709 Department of the Treasury I ntemal Revenue Service ► File a for each return. • If you are filing for an Automatic 3-Month Extension , complete only Part I and check this box ► X • If you are filing for an Additional ( Not Automatic) 3-Month Extension , complete only Part II (on page 2 of this form). Do not complete Part ll unless you have already been granted an automatic 3-month extension on a previously filed Form 8868.
Electronic filing (e-file). You can electronically file Form 8868 if you need a 3-month automatic extension of time to file (6 months for a corporation required to file Form 990-T), or an additional (not automatic) 3-month extension of time. You can electronically file Form 8868 to request an extension of time to file any of the forms listed in Part I or Part II with the exception of Form 8870, Information Return for Transfers Associated With Certain Personal Benefit Contracts, which must be sent to the IRS in paper format (see instructions). For more details on the electronic filing of this form, visit www irs gov/eftle and click on a-file for Charities & Nonprofits. Automatic 3-Month Extension of Time . Only submit original (no copies needed). A corporation required to file Form 990-T and requesting an automatic 6-month extension - check this box and complete Part Ionly q All other corporations (including 1120-C filers), partnerships, REMICs, and trusts must use Form 7004 to request an extension of time to file income tax returns Enter filer's identi fy ing number , see instructions Name of exempt organization or other filer, see instructions Employer identification number (EIN) or Type or print YAWKEY FOUNDATION II X 04-2768239 File by the Number, street, and room or suite no if a P 0 box, see instructions. Social security due date for number (SSN) filing your 990 WASHINGTON STREET return See City, town or post office, state, and ZIP code Fora foreign address, see instructions instructions DEDHAM, MA 02026 Enter the Return code for the return that this application is for (file a separate application for each return) ......
Application Return Application Return Is For Code Is For Code Form 990 01 Form 990-T ( corporation ) 07 Form 990-BL 02 Form 1041-A 08 Form 990-EZ 01 Form 4720 09 Form 990-PF 04 Form 5227 10 Form 990-T ( sec. 401 a or 408(a ) trust) 05 Form 6069 11 Form 990-T (trust other than above) 06 Form 8870 12
LAROYCE STRINGER • The books are in the care of ►
Telephone No. 617 329-7470 ► FAX No. ► • If the organization does not have an office or place q of business in the United States , check this box , , , , , , , , , , , , , , , ► • If this is for a Group Return, enter the organization 's four digit Group Exemption Number (GEN) If this is for the whole group , check this box , , , , , , q . ► If it is for part of the group , check this box, , , , , , , ► and attach a list with the names and EINs of all members the extension is for 1 I request an automatic 3-month ( 6 months for a corporation required to file Form 990-T) extension of time until 08 / 15 , 20 12 , to file the exempt organization return for the organization named above. The extension is for the organization 's return for: q 11 ► calendar year 20 or ► tax year beginning , 20 , and ending , 20
2 If the tax year entered in line 1 is for less than 12 months, check reason- q Initial return q Final return q Change in accounting period
3a If this application is for Form 990-BL, 990-PF, 990-T, 4720, or 6069 , enter the tentative tax, less any nonrefundable credits . See instructions . 3a $ 555, 716. b If this application is for Form 990-PF, 990-T, 4720, or 6069, enter any refundable credits and estimated tax payments made Include any prior year overpayment allowed as a credit 3b $ 555,716. c Balance due. Subtract line 3b from line 3a Include your payment with this form , if required , by using EFTPS (Electronic Federal Tax Payment System ). See instructions. 3c $ 0 Caution. If you are going to make an electronic fund withdrawal with this Form 8868, see Form 8453-EO and Form 8879-EO for payment instructions.
For Privacy Act and Paperwork Reduction Act Notice , see Instructions . Form 8868 (Rev 1-2012) JSA 1 F8054 4 000 A85010 2776 8/30/2012 11:15:41 AM V 11-5.1 10117843