Form 990-PF Or Section 4947( A)(1) Nonexempt Charitable Trust ^,^^7J 40Department of the Treasury Treated As a Private Foundation Internal Revenue Service Note
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" r _ 4 Return of Private Foundation OMB No 1545-0052 Form 990-PF or Section 4947( a)(1) Nonexempt Charitable Trust ^,^^7J 40Department of the Treasury Treated as a Private Foundation Internal Revenue Service Note . The foundation may be able to use a co py of this return to satisfy state re po rtin g req uirements For calendar y ear 2011 or tax y ear be g innin g , 2011 , and ending , 20 Name of foundation A Employer Identification number YAWKEY FOUNDATION II 04-2768239 Number and street ( or P 0 box number if mail is not delivered to street address ) Room /suite B Telephone number ( see instructions) (781) 329-7470 990 WASHINGTON STREET 315 City or town , state, and ZIP code q C If exemption application is ► pen d ing , c h eck h ere DEDHAM, MA 02026 G Check all that apply. Initial return Initial return of a former public charity D I q Foreign organizations , check here ► Final return Amended return 2 Foreign organizations meeting the Address change Name cha nge 85% test , check here and attach computation . ► H Check type of organization . X Section 501 ( c 3 exempt private foundation E If private foundation status was terminated Section 4947 ( a )( 1 nonexem pt chartable trust Other taxable p rivate foundation under q section 507(bx1XA), check here . ► I Fair market value of all assets at end J Accounting method Cash L_J Accrual F If the foundation is in a 60-month termination of year (from Part ll, col (e), line Other ( specify ) _ _ _ _MODIFIED- CASH - under section5ol(bX1XBI.checkhere • q ---------- ► 404,100,810. (Part 1, column (d) must be on cash basis.) 16) ► $ Analysis of Revenue and Expenses (The (d ) Disbursements total of amounts in columns (b), (c), and (d) (a) Revenue and (b) Net investment (c) Adjusted net for charitable may not necessarily equal the amounts in expenses per income income purposes books column (a) (see instructions)) ( cash basis only) I Contributions dts, ifgrants , etc received ( attach schedule) • the foundation is not required to Check 2 ► attach Sch B . 3 Interest on savings and temporary cash investments 22,050. 22,050. ATCH 1 4 Dividends and interest from securities • • 7 , 170,586. 7, 170,586. ATCH 2 5a Gross rents . b Net rental income or (loss) ar 6a Net gain or ( loss) from sale of assets not on line 10 16,525,126. 1 b Gross salespnceforall 128,186,087 . M r I o assets on line 6a Y 7 Capital gain net income ( from Part IV, line 2 ) . 16, 525, 126. UL I 8 Net short - term capital gain • - . 9 Income modifications • • • • • • • • I 0 r_- ge € 10a Gross sales less returns and allowances • • • b Less Cost of goods sold c Gross profit or (loss ) ( attach schedule) • • , 11 Other income ( attach schedule ) • • • , 1, 547, 414. 727,528. ATCH 3 25,265, 176. 24, 445, 290. _ 12 Total. Add lines 1 throw h 11 13 Compensation of oficers , directors , trustees . etc 182, 500. 90, 465. 92, 035 N 14 Other employee salaries and wages . 15 Pension plans, employee benefits 16a Legal fees (attach schedule ) ATCJI• 4 10, 134. 5,760. 4, 374 L b Accounting fees (attach schedu !e)ATCx s 100, 775. 49, 954. 50, 821 rte c Other professional fees (attach schedule ). * 2, 500, 594. 2,500,594. 17 Interest . CrJ 18 Taxes (attach schedule ) ( see instructions ) • • , • • * 631, 339. 106, 339. E 19 Depreciation ( attach schedule ) and depletion. F•- Q 20 Occupancy . U a 21 Travel , conferences , and meetings • • , • 12, 115. 4,012. 8 , 0 5 0 O c t 22 Printing and publications . ATCH• 8 2,240, 166. 1, 131, 899. 1, 108, 267 0 E 23 Other expenses (attach schedule ) w 24 Total operating and administrative expenses. a Add lines 13 through 23 ........ 5,677, 623. 3, 889, 023. 1,263,547 z D 25 Contributions , gifts, grants paid .. .. 20 , 912 , 439 . 20 , 912 , 439 26 Total expenses and disbursements Add lines 24 and 25 26, 590, 062. 3, 889, 023. 22, 175, 986 U 27 Subtract line 26 from line 12 U) a Excess of revenue over expenses and disbursements -1,324, 886. b Net Investment income ( If negative , enter -0-) 20, 556,267. c Adjusted net income ( if negative, enter -0- ) . For Paperwork Reduction Act Notice , see instructions. *A7'UH b JSA ** ATCH 7 Form 990-PF (2011) IE1410 1 000 71580M 794L 10117843 G13 1 Form 990-PF (2011 ) YAWKEY FOUNDATION II 04-27 68239 Pace 2 Attached schedules and amounts in the Beginning of year End of year Balance Sheets description column should be for endof-year amounts only (See instructions) (a) Book Value ( b) Book Value (c) Fair Market Value I Cash - non-interest-bearing ... .. .. .. .. 829, 649. 992, 425. 992, 425 2 Savings and temporary cash investments . .. .. 17,465,736. 12, 493, 319. 12,493, 319 3 Accounts receivable ► ----------------------- - - -- - - - -J Less allowance for doubtful accounts ► ------------- 4 Pledges receivable ► ------------------------ - - Less allowance for doubtful accounts ► _ _ _ _ _ _ _ _ _ _ _ _ 5 Grants receivable 6 Receivables due from officers , directors, trustees , and other disqualified persons (attach schedule ) ( see instructions) . , , 7 Other notes and loans receivable ( attach schedule ) ► Less allowance for doubtful accounts ► _ _ _ _ _ 8 Inventories for sale or use 9 Prepaid expenses and deferred charges . Q 10 a Investments - US and state government obligations (attach schedule ). 3, 958, 278. 7, 421, 967. 7,421, 967 b Investments - corporate stock (attach schedule ) ATCji. L 0. 277 , 875, 561. 220, 953, 252. 220, 953, 252 c Investments - corporate bonds (attach schedule )ATCji. 11. 44, 160, 084. 40, 076, 806. 40, 076, 806 11 Investments - land" buildings, ► and equipment basis ------------------ Less accumulated depreciation ► (attach schedule ) ------------------ 12 Investments - mortgage loans . 13 Investments - other (attach schedule) , , . , .ATCH . 12 101, 452, 069. 122, 148, 903. 122, 148, 903 14 Land , buildings, and ► basis ) equipment ------------------ = ^ `= Less accumulated depreciation ► (attach schedule ) ------------------- 27, 407. 14, 138. 14, 138 15 Otherassets (descnbe ► -_-------A -13- _) 16 Total assets ( to be completed by all filers - see the instructions Also, see page 1, item 1) . 445, 768, 784. 404, 100, 810. 404, 100, 810 17 Accounts payable and accrued expenses 18 Grants payable . y 19 Deferred revenue . 20 Loans from officers " directors, trustees , and other disqualified persons 21 Mortgages and other notes payable (attach schedule ) , , , , >. 22 Other liabilities (describe ► ) 23 Total liabilities ( add lines 17 through 22 ) . 0 Foundations that follow SFAS 117, check here ► X and complete lines 24 through 26 and lines 30 and 31. - W 24 Unrestricted .. 445, 768, 784. 404,100,810. m 25 Temporarily restricted , , , , , , , , , , , , , , , , , , , , m 26 Permanently restricted . Foundations that do not follow SFAS 117, q ILL check here and complete lines 27 through 31. ► 0 27 Capital stock , trust principal , or current funds 28 Paid-in or capital surplus , or land , bldg , and equipment fund . 29 Retained earnings " accumulated income, endowment , or other funds 30 Total net assets or fund balances (see instructions ) . 445,768,784. 404, 100, 810. Z 31 Total liabilities and net assetsifund balances (see instructions ) . 445, 768, 784. 404, 100, 810. IMM Analysis of Changes in Net Assets or Fund Balances 1 Total net assets or fund balances at beginning of year - Part II, column (a), line 30 ( must agree with end-of-year figure reported on prior year's return ) . .. .... ... .. 1 445, 768, 784 2 Enter amount from Part I , line 27a ...................................... 2 -1, 324, 886 3 Other increases not included in line 2 ( Itemize ) ATTACHMENT 14 3 4 , 004 , 14 9 ►----------------------------------- 4 Add lines 1 , 2, and 3 4 448, 448, 047 5 Decreases not included In line 2 (itemize). ATTACHMENT 15 _ 5 44, 347, 237 6 Total net assets or fund balances at end of ear line 4 minus line 5 PartII , column b line 30 6 4 04,100,810 **ATCH 9 Form 990-PF (2011) JSA 1 E 1420 1 000 71580M 794L 10117843 YAWKEY FOUNDATION II 04-2768239 Form 990-PF(2011) Page 3 Capital Gains and Losses for Tax on Investment Income How (c) Date (a) List and describe the kind( s) of property sold (e g real estate, acquired acquired (d) Date sold P yr ) 2-story brick warehouse , or common stock, 200 shs MLC Co) Dona ( mo , day, yr) (mo , day, la SEE PART IV SCHEDULE b c d e f) Depreciation allowed (9) Cost or other basis ( or (loss) (e) Gross sales price ( h) Gain (or allowable ) plus expense of sale (e) plus (f) minus (g) a b c d e Com p lete onl y for assets showin g g ain in column ( h ) and owned by the foundation on 12/31/69 (I) Gains (Col (h) gain minus Adjusted basis (k) Excess of col (i) col (k), but not less than -0-) or (i) F M V as of 12 /31/69 (1) as of 12/31 /69 over col 0), if any Losses ( from col (h)) a b c d e If gain , also enter in Part I, line 7 2 Capital gain net income or ( net capital loss) Part { If (loss), enter -0- in I , line 7 } 2 16, 525, 126. 3 Net short-term capital gain or ( loss) as defined in sections 1222 ( 5) and (6): If gain, also enter in Part I, line 8 , column (c) (see instructions). If (loss), enter -0- in Part I, line 8 3 0 Qualification Under Section 4940(e) for Reduced Tax on Net Investment Income (For optional use by domestic private foundations subject to the section 4940(a) tax on net investment income.) If section 4940(d)(2) applies, leave this part blank.