Yawkey Foundation
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"AMENDED RETURN" r -Rdturn of Private Foundation OMB No 1545-0052 Form 990 -PF or Section 4947(a)(1) Trust Treated as Private Foundation Do not enter Social Security numbers on this form as it may be made public. 20 13 Department of the Treasury ► at www.irs.gov1form990pf. e • - Internal Revenue Samoa ► Information about Form 990-PF and its separate instructions is For calendar y ear 2013 or tax y ear be g innin g , 2013, and endin g 20 Name of foundation A Employer identification number YAWKEY FOUNDATION II 04-2768239 Number and street (or P O box number if mail is not delivered to street address ) Room /suite B Telephone number (see instructions) (781) 329-7470 990 WASHINGTON STREET STE 315 City or town , state or province , country , and ZIP or foreign postal code C If exemption application is ► F pending , check here DEDHAM, MA 02026 G Check all that apply. Initial return Initial return of a former public charity D I Foreign organizations , check here . ► Final return X Amended return 2 Foreign organizations meeting the 85% test , check here and attach Address chang e Name chan g e computation , . , . - . ► H Check type of organization X Section 501 (c 3 exempt private foundation E if private foundation status was terminated Section 4947 ( a )( 1 ) nonexem pt charitable trust Other taxable p rivate foundation under section 507 ( b)(1)(A), check here . ► I Fair market value of all assets at J Accounting method L_J Cash L_J Accrual F If the foundation is in a 60-month termination end of year (from Part ll, col (c), line Other ( specify ) _MODIFIED_ CASH------ under section 507(b)(1)(B), check here , ► El 4 69, 619, 971. 16) ► $ (Part 1, column (d) must- - be- on cash basis) (d) Disbursements Analysis of Revenue and Expenses (The (a ) Revenue and (b) Net investment ( c) Adjusted net for charitable total of amounts in columns (b), (c), and (d) expenses per may not necessanly equal the amounts in income income purposes books column (a) (see instructions ( cash basis onl y) 1 Contributions dts, grants , etc, received ( attach schedule) if the foundation is not required to 2 Check ► attach Sch B . 3 Interest on savings and temporary cash investments 6, 548. 6, 548. ATCH 1 4 Dividends and interest from securities • • , , 6, 147, 935. 5, 867, 142. ATCH 2 S a Gross rents , , , , , , , , , , , , , , , , , b Net rental income or (loss) z as 6a Net gain or (loss ) from sale of assets not on line 10 31,666,475. b Gross sales puce for all 154, 437, 226. a w assets on line 6a 4) 7 Capital gainmrnetcome;(from-Part' IV„I,Itne 2 ) , 32,016,037. O 8 Net short-term capltaLgain_.-. 1 9 Income modificat i ons 0 10 a Gross sa les less' retums and allowance'st•' h ^L n C b Less Cost of goods sold r) I L----- c Gross profit or (loss schedule t 11 Other income atta '=',224 A-^•C-H 1, 042, 572. 3, 376, 125. 12 Total . Add lines 1 t h ro u g h 1 1 38,863, 530. 41,265, 852 , 13 Compensation of officers , directors, trustees , etc • , 193, 500. 96, 131. 97, 369 y 14 Other employee salaries and wages . a) W 15 Pension plans , employee benefits , a) 16a Legal fees (attach schedule ) ATCH 4 13, 052. 12, 251. 801 til b Accounting fees (attach schedule )P^TCJ-I 169, 610. 84, 262. 85, 348 c Other professional fees (attach schedule), 2, 617, 945. 2, 406, 009. 17 Interest . 18 Taxes (attach schedule) (see nstrucbons)F\TCti .' • 923, 686. 348, 812. 19 Depreciation ( attach schedule ) and depletion. 20 Occupancy , , • . 21 Travel , conferences, and meetings , , , , 16, 270. 3, 530. 12, 708 10 22 Printing and publications , , . 23 Other expenses (attach schedule )A.TCLI .8. , 2,251, 425. 1, 138, 178. 1, 113,247 cc 24 Total operating and administrative expenses. 0 Add lines 13 through 23 .... .... 6, 185, 488. 4,089, 173. 1,309,473 25 Contributions , gifts, grants paid ..... , 20, 227, 807 , 20, 227, 807 26 Total expenses anddisbursements Add lines 24 and 25 26, 413, 295. 4, 089, 173. 21, 537, 280 27 Subtract line 26 from line 12 a Excess of revenue over expenses and disbursements , 12,450, 235. b Net Investment income ( if negative , enter -0-) 37, 17 6, 67 9. c Adj usted net Income ( if n egative , enter -0- ) . SSA For Paperwork Reduction Act Notice , see Instructions . *ATCH b Form 990-PF (2013) 3EI410 1 000 71580M 794L V 13-7 , 15 10117843 g^^ "AMENDED RETURN" Form 990-PF (2013) YAWKEY F4'tUNDATION I I 04-2768239 Paae 2 Attached schedules and amounts in the Beginning of year End of year Balance Sheets description column should be for end-of-year amounts only ( See instructions ) ( a) Book Value (b) Book Value (c) Fair Market Value 1 Cash - non-interest-bearing . ... ...... .... 516, 729. 738, 373. 738, 373 2 Savings and temporary cash investments . .. 15, 383, 698. 12, 994, 811. 12, 994, 811 3 Accounts receivable ► ----------------------- - - Less allowance for doubtful accounts ► ---------- --- 4 Pledges receivable ► ------------------------ Less allowance for doubtful accounts ► 5 Grants receivable . 6 Receivables due from officers , directors , trustees , and other disqualified persons ( attach schedule ) (see instructions) . , , , 7 Other notes and loans receivable ( attach schedule ) ► Less allowance for doubtful accounts ► - - - - _ _ _ _ _ _ - _ y 8 Inventories for sale or use .................. 9 Prepaid expenses and deferred charges . , 10 a Investments - U S and state government obligations (attach schedule ). *.* 4, 898, 147. 8, 310,199. 8,310,199 b Investments - corporate stock (attach schedule) ATCH 10 239, 504, 220. 265, 871, 298 . 265, 871, 298 c Investments - corporate bonds (attach schedule)ATCH 11 41, 009, 367. 34 , 350, 014. 34, 350, 014 11 Investments - land, buildings. ► and equipment basis ------------------ - Less accumulated depreciation ► (attach schedule ) ------------------- 12 Investments - mortgage loans . 13 Investments - other(attach schedule ) , , , , .ATCH 12 131, 426, 813. 147, 342, 916. 147, 342, 916 14 Land , buildings, and ► equipment basis ------------------ Less accumulated depreciation ► (attach schedule ) ---- - - --- -- ------- 15,761. 12, 360. 12, 360 15 Other assets (describe ► ---------ATCH_13---_) 16 Total assets ( to be completed by all filers - see the instructions Also, see page 1 , item 1 ) , 432, 7 5 4 , 735. 4 69, 619, 971. 469,619,971 17 Accounts payable and accrued expenses , , , , , , , , , , , 18 Grants payable ,,,,,,,,,,,,,,,,,,,,,,, 19 Deferred revenue . 20 Loans from officers , directors, trustees, and other disqualified persons _ 21 Mortgages and other notes payable ( attach schedule) , , 22 Other liabilities (describe ) ► ------------------- 23 Total liabilities ( add lines 17 through 22) , 0 Foundations that follow SFAS 117 , check here. ► X and complete lines 24 through 26 and lines 30 and 31. 24 Unrestricted . 432,754,735. 469,619,971. j 25 Temporarily restricted . D 26 Permanently restricted . Foundations that do not follow SFAS 117, . q U. ► t check here and complete lines 27 through 31. y 27 Capital stock , trust principal , or current funds 28 Paid -in or capital surplus, or land , bldg , and equipment fund Q 29 Retained earnings , accumulated income , endowment , or other funds ) 30 Total net assets or fund balances (see instructions ). , , 432,754,735. 469, 619,971. Z 31 Total liabilities and net assets/fund balances (see instructions ) ............. ... 432, 754, 735. 469, 619, 971 . Analysis of Changes in Net Assets or Fund Balances I Total net assets or fund balances at beginning of year - Part II, column (a), line 30 ( must agree with end-of-year figure reported on prior year's return ), , , , , , , , , , , , , , , , , , , , , , , , , 1 432, 754, 735 2 Enter amount from Part I , line 27a . ... .. .... ......... .. ............. 2 12, 450,235 3 Other increases not included in line 2 ( itemize ) ATCH 14 3 29, 128, 790 ►------------------------------------ 4 Add lines 1 , 2, and 3 4 474, 333, 760 5 Decreases not included In line 2 (itemize ). ATCH 15 5 4, 713, 789 6 Total net assets or fund balances at end of ear line 4 minus line 5 -Part II , column (b ), line 30 6 4 69, 619, 971 **ATCH 9 Form 990-PF (2013) JSA 3E1420 1 000 71580M 794L V 13-7.15 10117843 "AMENDED RETURN" YAWKEY FQUNDATION II 04-2768239 Form 990 - PF(2013) Page 3 OffET-Cap ital Gains and Losses for Tax on Investment Income (b) How (a) List and describe the kind(s) of property sold (e g real estate , (c) Date acquired acquired (d) Date sold 2-sto ry brick warehouse, or common stock, 200 shs MLC Co P - Purchase (mo , day, r ) 0 - Donation (mo, day, yr) y ) 1a SEE PART IV SCHEDULE b c d e Depreciation allowed (g) Cost or other basis (h) Gain or (loss) (e) Gross sales price (f) (or allowable) plus expense of sale (e) plus (f) minus (g) a b c d IS Com plete only for assets showing g ain in column ( h ) and owned by the foundation on 12/31/69 (I) Gains (Col (h) gain minus Adjusted basis (k) Excess of col (i) col (k), but not less than -0-) or (i) F M V as of 12/31/69 U) as of 12/31 /69 over col ()), if any Losses (from col (h)) a b c d e If gain, also enter in Part I, line 7 2 Capital gain net income or (net capital loss) Part { If (loss), enter -0- in I, line 7 } 2 32,016,037. 3 Net short-term capital gain or (loss) as defined in sections 1222(5) and (6) If gain, also enter in Part I, line 8, column (c) (see instructions) If (loss), enter -0- in l Part I, line 8 .......................................... J 3 0 ORFAF Qualification Under Section 4940 (e ) for Reduced Tax on Net Investment Income (For optional use by domestic private foundations subject to the section 4940(a) tax on net investment income ) If section 4940(d)(2) applies, leave this part blank Was the foundation liable for the section 4942 tax on the distributable amount of any year in the base period? q Yes No If "Yes," the foundation does not qualify under section 4940(e) Do not complete this part.