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NS-CCMC List Changes 2021 OFFICE OF FOREIGN ASSETS CONTROL CHANGES TO THE NON-SDN COMMUNIST CHINESE MILITARY COMPANIES LIST SINCE JANUARY 1, 2021 Non -SDN Communist Chinese Military Companies Issuer Name China Telecom Corporation Engineering Consulting Corp; Listing Date Sanctions List (NS -CCMC List). Limited; Listing Date (CCMC) 08 Jan 2021; (CCMC) 03 Dec 2020; Effective Date (CCMC) 01 Effective Date (CCMC) 09 Mar 2021; Divestment Feb 2021; Divestment Date (CCMC) 03 Dec This publication by the Department o f the Date (CCMC) 08 Jan 2022 [CCMC-EO13959] 2021 [CCMC-EO13959]. Treasury’s Office of Foreign Assets Control (Linked To: CHINA TELECOMMUNICATIONS CHINA INTERNATIONAL ENGINEERING (OFAC) is designed as a reference tool that CORP.). CONSULTING CORP. (CIECC) (a.k.a. CHINA identifies persons sub ject to certain sanctions that CHINA UNICOM (HONG KONG) LIMITED; Equity INTERNATIONAL ENGINEERING have been imposed under statutory or other Ticker CHU US; alt. Equity Ticker 762 HK; Issuer CONSULTING CORP); Equity Ticker ENGINZ authorities, including certain sanctions described Name China Unicom (Hong Kong) Limited; CN; Issuer Name China International in Executive Order 13959, "Addressing the Threat Listing Date (CCMC) 08 Jan 2021; Effective Engineering Consulting Corp; Listing Date from Securities Investments that Finance Date (CCMC) 09 Mar 2021; Divestment Date (CCMC) 03 Dec 2020; Effective Date (CCMC) 01 Communist Chinese Military Companies," as (CCMC) 08 Jan 2022 [CCMC-EO13959] (Linked Feb 2021; Divestment Date (CCMC) 03 Dec amended by Executive Order 139 74 (the CCMC To: CHINA UNITED NETWORK 2021 [CCMC-EO13959]. E.O. s). COMMUNICATIONS GROUP CO LTD). CHINA NATIONAL CHEMICAL CORP LTD (a.k.a. CNOOC LIMITED; Equity Ticker CEO US; alt. CHINA NATIONAL CHEMICAL CORPORATION The latest changes to the NS -CCMC List may Equity Ticker 883 HK; alt. Equity Ticker CNU CA; (CHEMCHINA)); Equity Ticker CHNCCZ CN; appear here prior to their publication in the Issuer Name CNOOC Limited; Listing Date Issuer Name China National Chemical Corp Ltd; Federal Register, and users of this list can rely on (CCMC) 08 Jan 2021; Effective Date (CCMC) 09 Listing Date (CCMC) 12 Nov 2020; Effective changes indicated in this document. Such Mar 2021; Divestment Date (CCMC) 08 Jan Date (CCMC) 11 Jan 2021; Divestment Date changes reflect official actions of OFAC or the 2022 [CCMC-EO13959] (Linked To: CHINA (CCMC) 12 Nov 2021 [CCMC-EO13959]. Department of Defense and will be published as NATIONAL OFFSHORE OIL CORP. (CNOOC)). CHINA NATIONAL CHEMICAL CORPORATION soon as practicable in the F ederal Register. Users (CHEMCHINA) (a.k.a. CHINA NATIONAL are advised to check the Federal Register and this CHEMICAL CORP LTD); Equity Ticker CHNCCZ electronic publication routinely for additional • 06/03/21 CN; Issuer Name China National Chemical Corp names or other changes to the NS -CCMC List. The following [CCMC -EO13959] entries have Ltd; Listing Date (CCMC) 12 Nov 2020; Effective Information that appears on the NS -CCMC List been removed: Date (CCMC) 11 Jan 2021; Divestment Date will be included in the data formats associa ted (CCMC) 12 Nov 2021 [CCMC-EO13959]. CHINA CONSTRUCTION TECHNOLOGY CO with the Consolidated Sanctions List. CHINA NATIONAL CHEMICAL ENGINEERING LTD (a.k.a. CHINA CONSTRUCTION GROUP CO., LTD. (CNCEC) (a.k.a. CHINA The following changes have occurred with respect TECHNOLOGY CO. LTD. (CCTC)); Equity NATIONAL CHEMICAL ENGINEERING GROUP to the Office of Foreign Assets Control NS -CMCC Ticker AABZDZ CN; Issuer Name China CORP LTD); Equity Ticker ZHJTTZ CN; Issuer List since January 1, 2021: Construction Technology Co Ltd; Listing Date Name China National Chemical Engineering (CCMC) 03 Dec 2020; Effective Date (CCMC) 01 Group Corp Ltd; Listing Date (CCMC) 12 Nov Feb 2021; Divestment Date (CCMC) 03 Dec • 01/08/21 2020; Effective Date (CCMC) 11 Jan 2021; 2021 [CCMC-EO13959]. Divestment Date (CCMC) 12 Nov 2021 [CCMC- The following [CCMC -EO13959] entries have CHINA CONSTRUCTION TECHNOLOGY CO. EO13959]. been added to OFAC 's Non -SDN Comm unist LTD. (CCTC) (a.k.a. CHINA CONSTRUCTION CHINA NATIONAL CHEMICAL ENGINEERING Chinese Military Companies List: TECHNOLOGY CO LTD); Equity Ticker GROUP CORP LTD (a.k.a. CHINA NATIONAL AABZDZ CN; Issuer Name China Construction CHEMICAL ENGINEERING GROUP CO., LTD. CHINA MOBILE LIMITED; Equity Ticker CHL US; Technology Co Ltd; Listing Date (CCMC) 03 Dec (CNCEC)); Equity Ticker ZHJTTZ CN; Issuer alt. Equity Ticker 941 HK; Issuer Name China 2020; Effective Date (CCMC) 01 Feb 2021; Name China National Chemical Engineering Mobile Limited; Listing Date (CCMC) 08 Jan Divestment Date (CCMC) 03 Dec 2021 [CCMC- Group Corp Ltd; Listing Date (CCMC) 12 Nov 2021; Effective Date (CCMC) 09 Mar 2021; EO13959]. 2020; Effective Date (CCMC) 11 Jan 2021; Divestment Date (CCMC) 08 Jan 2022 [CCMC- CHINA INTERNATIONAL ENGINEERING Divestment Date (CCMC) 12 Nov 2021 [CCMC- EO13959] (Linked To: CHINA MOBILE CONSULTING CORP (a.k.a. CHINA EO13959]. COMMUNICATIONS GROUP). INTERNATIONAL ENGINEERING CHINA SHIPBUILDING INDUSTRY CORP (a.k.a. CHINA TELECOM CORPORATION LIMITED; CONSULTING CORP. (CIECC)); Equity Ticker CHINA SHIPBUILDING INDUSTRY Equity Ticker CHA US; alt. Equity Ticker 728 HK; ENGINZ CN; Issuer Name China International OFFICE OF FOREIGN ASSETS CONTROL CHANGES TO THE NON-SDN COMMUNIST CHINESE MILITARY COMPANIES LIST IN 2021 CORPORATION (CSIC)); Equity Ticker CSIZ Divestment Date (CCMC) 12 Nov 2021 [CCMC- CN; Issuer Name China Shipbuilding Industry EO13959]. Corp; Listing Date (CCMC) 12 Nov 2020; CRRC CORPORATION (a.k.a. CRRC CORP Effective Date (CCMC) 11 Jan 2021; Divestment LTD; a.k.a. CRRC CORP.); Equity Ticker Date (CCMC) 12 Nov 2021 [CCMC-EO13959]. 601766 CN; alt. Equity Ticker 1766 HK; Issuer CHINA SHIPBUILDING INDUSTRY Name CRRC Corp Ltd; Listing Date (CCMC) 12 CORPORATION (CSIC) (a.k.a. CHINA Nov 2020; Effective Date (CCMC) 11 Jan 2021; SHIPBUILDING INDUSTRY CORP); Equity Divestment Date (CCMC) 12 Nov 2021 [CCMC- Ticker CSIZ CN; Issuer Name China EO13959]. Shipbuilding Industry Corp; Listing Date (CCMC) DAWNING INFORMATION INDUSTRY CO 12 Nov 2020; Effective Date (CCMC) 11 Jan (SUGON) (a.k.a. DAWNING INFORMATION 2021; Divestment Date (CCMC) 12 Nov 2021 INDUSTRY CO LTD); Equity Ticker 603019 CN; [CCMC-EO13959]. Issuer Name Dawning Information Industry Co CHINA STATE CONSTRUCTION GROUP CO Ltd; Listing Date (CCMC) 12 Nov 2020; Effective LTD (a.k.a. CHINA STATE CONSTRUCTION Date (CCMC) 11 Jan 2021; Divestment Date GROUP CO., LTD.); Equity Ticker CSECCZ CN; (CCMC) 12 Nov 2021 [CCMC-EO13959]. Issuer Name China State Construction Group Co DAWNING INFORMATION INDUSTRY CO LTD Ltd; Listing Date (CCMC) 12 Nov 2020; Effective (a.k.a. DAWNING INFORMATION INDUSTRY Date (CCMC) 11 Jan 2021; Divestment Date CO (SUGON)); Equity Ticker 603019 CN; Issuer (CCMC) 12 Nov 2021 [CCMC-EO13959]. Name Dawning Information Industry Co Ltd; CHINA STATE CONSTRUCTION GROUP CO., Listing Date (CCMC) 12 Nov 2020; Effective LTD. (a.k.a. CHINA STATE CONSTRUCTION Date (CCMC) 11 Jan 2021; Divestment Date GROUP CO LTD); Equity Ticker CSECCZ CN; (CCMC) 12 Nov 2021 [CCMC-EO13959]. Issuer Name China State Construction Group Co SINOCHEM GROUP CO LTD (a.k.a. SINOCHEM Ltd; Listing Date (CCMC) 12 Nov 2020; Effective GROUP CO LTD); Equity Ticker 1001Z CN; Date (CCMC) 11 Jan 2021; Divestment Date Issuer Name Sinochem Group Co Ltd; Listing (CCMC) 12 Nov 2021 [CCMC-EO13959]. Date (CCMC) 12 Nov 2020; Effective Date CHINA THREE GORGES CORP (a.k.a. CHINA (CCMC) 11 Jan 2021; Divestment Date (CCMC) THREE GORGES CORPORATION LIMITED); 12 Nov 2021 [CCMC-EO13959]. Equity Ticker CJSXGZ CN; Issuer Name China SINOCHEM GROUP CO LTD (a.k.a. SINOCHEM Three Gorges Corp; Listing Date (CCMC) 12 GROUP CO LTD); Equity Ticker 1001Z CN; Nov 2020; Effective Date (CCMC) 11 Jan 2021; Issuer Name Sinochem Group Co Ltd; Listing Divestment Date (CCMC) 12 Nov 2021 [CCMC- Date (CCMC) 12 Nov 2020; Effective Date EO13959]. (CCMC) 11 Jan 2021; Divestment Date (CCMC) CHINA THREE GORGES CORPORATION 12 Nov 2021 [CCMC-EO13959]. LIMITED (a.k.a. CHINA THREE GORGES CORP); Equity Ticker CJSXGZ CN; Issuer Name China Three Gorges Corp; Listing Date (CCMC) 12 Nov 2020; Effective Date (CCMC) 11 Jan 2021; Divestment Date (CCMC) 12 Nov 2021 [CCMC-EO13959]. CRRC CORP LTD (a.k.a. CRRC CORP.; a.k.a. CRRC CORPORATION); Equity Ticker 601766 CN; alt. Equity Ticker 1766 HK; Issuer Name CRRC Corp Ltd; Listing Date (CCMC) 12 Nov 2020; Effective Date (CCMC) 11 Jan 2021; Divestment Date (CCMC) 12 Nov 2021 [CCMC- EO13959]. CRRC CORP. (a.k.a. CRRC CORP LTD; a.k.a. CRRC CORPORATION); Equity Ticker 601766 CN; alt. Equity Ticker 1766 HK; Issuer Name CRRC Corp Ltd; Listing Date (CCMC) 12 Nov 2020; Effective Date (CCMC) 11 Jan 2021; - 2 - .
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