*Denotes: Extension Or Renewal Into New FY s1

ROUTINE CONTRACTS - APRIL, 1999

AGENCY / CONTRACT TYPE EFFECTIVE MAXIMUM PAY SCHEDULE / CONTRACT DESCRIPTION / VENDOR NUMBER CONTRACT DATES AMOUNT FUNDING SOURCE COMMENTS

ADMINISTRATIVE OFFICE OF THE COURTS

1. Tichenor & Associates 99-11 Auditing 3/30/99-6/30/99 $150,000.00 Partner - $90/hr.; Perform financial statement audits of Frakfort, KY Manager - $76.50/hr.; 20 Circuit Clerk offices including Senior - $63.50/hr.; staff Adair, Ballard, Barren, Bell, Bracken, - $45/hr.; plus travel; Butler, Daviess, Elliott, Estill, Fleming, lump sum monthly Gallatin, Grayson, Harlan, Henderson, 100% General Hickkman, Hopkins, Livingston, Nelson, Powelll, and Pulaski. Monthly progress reports and final signed reports are required.

AUDITOR OF PUBLIC ACCOUNTS

2. Potter and Company 990405 Auditing 3/31/99-6/30/99 $28,530.00 Lump sum monthly Assist the Auditor of Public Accounts Lexington, KY 100% Trust & Agency (APA) by performing the audit of financial statements of the Kentucky Health Purchasing Alliance and to report on the internal reporting controls of the Alliance for the period of January 1, 1996 through June 30, 1997.

*Denotes: extension or renewal into new FY **Denotes: also has an amendment this month on the amendment list. ROUTINE CONTRACTS - APRIL, 1999

EASTERN KENTUCKY UNIVERSITY

3. Sturgill, Turner, Barker & 99-140 Legal 7/1/98-6/30/99 $75,000.00 $75/hr. for attorneys and Provide legal representation in Moloney $30/hr. for paralegals; employment law and litigation matters Lexington, KY lump sum monthly where counsel cannot feasibly be 100% Trust & Agency provided by in-house personnel because of workload considerations or pursuant to terms of professional liability policy. This representation will involve several cases continuing in litigation from previous years. *Declaration of Emergency Attached.

4. Sturgill, Turner, Barker, and 97-056 Legal 7/1/96-6/30/97 $3,484.85 $75/hr. for attorneys and Provide legal representation in Moloney $30/hr. for paralegals; employment law and litigation matters Lexington, KY lump sum monthly where counsel cannot feasibly be 100% Trust & Agency provided by in-house personnel because of workload considerations or pursuant to terms of professional liability policy. This representation will involve several cases continuing in litigation from previous years. *Declaration of Emergency Attached.

5. Sturgill, Turner, Barker and 98-058 Legal 7/1/97-6/30/98 $41,424.14 $75/hr. for attorneys and Provide legal representation in Moloney $30/hr. for paralegals; employment law and litigation matters Lexington, KY lump sum monthly where counsel cannot feasibly be 100% Trust & Agency provided by in-house personnel because of workload considerations or pursuant to terms of professional liability policy. This representation will involve several cases continuing in litigation from previous years. *Declaration of Emergency Attached.

6. Crowe, Chizek and 99-152 Auditing 5/1/99-6/30/99 $42,000.00 Upon receipt of invoices Examine the balance sheets of all Company 100% Trust & Agency funds of EKU as of 6/30/98, and Louisville, KY related statements of changes in fund balances and current funds revenues, 2

expenditures, and other changes of all funds for the fiscal year ending 6/30/98, in accordance with generally accepted auditing standards, including reconciliation of records maintained by the university with records maintained by the Finance and Administration Cabinet.

7. Crowe, Chizek and *00-004 Auditing 7/1/99-6/30/2000 Balance of 99-152; Upon receipt of invoices Examine the balance sheets of all Company $42,000.00 100% Trust & Agency funds of EKU as of 6/30/98, and Louisville, KY related statements of changes in fund balances and current funds revenues, expenditures, and other changes of all funds for the fiscal year ending 6/30/98, in accordance with generally accepted auditing standards, including reconciliation of records maintained by the university with records maintained by the Finance and Administration Cabinet.

8. Gary Dodge 99-133 Training / 3/15/99-6/20/99 $24,600.00 $1,000/day, plus Provide training and consultation for Bowie, MD Consulting expenses; lump sum the Department of Juvenile Justice on upon completion the following items: Social Security 100% Juvenile Justice Act Titles IV-B, and XIX federal Training Center Project revenue. Mr. Dodge will specifically deal with eligibility, case documentation, accounting and systems claim requirements, billing and claim construction, and staff training.

9. Reach of Louisville 99-153 Miscellaneous 4/15/99-6/30/99 $24,000.00 Upon receipt of invoices Direct the evaluation component of Louisville, KY 100% Federal the newly funded Children's Mental Health Service (CMHS) Children's Service Initiative for Eastern Kentucky. This includes the selection, oversight, and training of an evaluation team to include Robert 3

Illback as the project evaluation director and a regional evaluation coordinator. The evaluation team will work in collaboration with the state- level evaluation coordinator for the project. MACRO (the national evaluation consultant) and the Project Evaluation Advisory Committee to develop an evaluation design. The team will be responsible for gathering and submitting data, designing, coordinating and completing special focused studies, performing data analysis, developing evaluation reports and assisting project management and staff.

FINANCE AND ADMINISTRATION CABINET - Division of Engineering

10. Nolan & Nolan, Inc. 995430 Arch./Eng. 3/31/99-5/31/01 $135,000.00 Lump sum upon Architectural services for the design Louisville, KY completion of phases and supervision of construction for and percentage of work Hindman Branch of the Hazard performed Community College, Hindman, KY. 100% General

11. Jerry A. Taylor & 995424 Arch./Eng. 3/12/99-12/31/01 $75,000.00 Lump sum upon Engineering services for the design Associates completion of phases and supervision of construction for Lexington, KY and percentage of work Dorm Life Safety Upgrade, sprinkler performed and fire alarm systems, Morehead 100% Bond Proceeds State University, Morehead, Kentucky.

12. CMTA, Inc. 995427 Arch./Eng. 3/17/99-12/31/02 $190,000.00 Lump sum upon Engineering services for the design Lexington, KY completion of phases and supervision of construction for and percentage of work Dorm Life Safety Upgrade, sprinkler performed and fire alarm systems, EKU, 100% Agency Revenue Richmond, KY. 4

Fund and Bond Proceeds

13. Taylor - Whitney Architects 995416 Arch./Eng. 3/4/99-12/31/00 $35,000.00 Lump sum upon Architectural services for the design Lexington, KY completion of phases and supervision of construction for and percentage of work Life Safety Upgrade - E & G performed Buildings, Western Kentucky 100% Bond Proceeds University, Bowling Green, Kentucky.

14. Nolan & Nolan, Inc. 995433 Arch./Eng. 3/31/99-12/31/00 $40,000.00 Lump sum upon Architectural services for the design Louisville, KY completion of phases and supervision of construction for and percentage of work Hindman Community Center City performed Office Building, Hindman, KY. 100% General

15. Nolan & Nolan, Inc. 995431 Arch./Eng. 3/31/99-12/31/00 $55,000.00 Lump sum upon Architectural services for the design Louisville, KY completion of phases and supervision of construction for and percentage of work Artisans Support and Marketing performed Center, Hindman, KY. 100% Bond Proceeds

16. Ratio Architects, Inc. 995444 Arch./Eng. 3/31/99-5/31/01 $70,000.00 Lump sum upon Architectural services for the design Indianapolis, IN completion of phases and supervision of construction for and percentage of work William Whitney House Restoration, performed Lincoln County, Kentucky. 80% Federal Funds 20% General Funds

17. Nolan & Nolan, Inc. 995432 Arch./Eng. 3/31/99-12/31/01 $160,000.00 Lump sum upon Architectural services for the design Louisville, KY completion of phases and supervision of construction for and percentage of work Kentucky Technical College of Arts performed and Crafts, Hindman, KY. 100% Bond Proceeds

18. Nolan & Nolan, Inc. 995434 Arch./Eng. 3/31/99-12/31/00 $45,000.00 Lump sum upon Architectural services for the design Louisville, KY completion of phases and supervision of construction for and percentage of work Knott County Public Library, Hindman, performed KY. 100% Bond Proceeds

19. Patrick D. Murphy 995436 Arch./Eng. 3/31/99-5/31/00 $40,000.00 Lump sum upon Architectural services for the design Company, Inc. completion of phases and supervision of construction for Louisville, KY and percentage of work roof replacement - Laughlin Health performed Building, Radar Hall, Howell - 100% Agency Revenue McDowell Administration Building and and Bond Proceeds Support Services Complex, Morehead State University, Morehead, KY.

20. Jerry A. Taylor & 995443 Arch./Eng. 3/31/99-10/31/01 $90,000.00 Lump sum upon Engineering services for the design Associates completion of phases and supervision of construction for Lexington, KY and percentage of work Thompson Complex North Wing performed HVAC, Western Kentucky University, 100% Trust & Agency Bowling Green, KY.

21. John L. Carman & 995441 Arch./Eng. 3/31/99-12/31/00 $75,000.00 Lump sum upon Architectural services for the design Associates completion of phases and supervision of construction for Lexington, KY and percentage of work gardens and landscaping, Kentucky performed History Center, Frankfort, KY. 100% Private Gifts

22. Omni Architects 995442 Arch./Eng. 3/31/99-3/31/02 $300,000.00 Lump sum upon Architectural services for the design Lexington, KY completion of phases and supervision of construction for and percentage of work Southeast Regional Postsecondary performed Education Center, London, KY. 100% Revenue Bond Proceeds

23. Godsey Associates 995435 Arch./Eng. 3/31/99-4/30/00 $30,000.00 Lump sum upon Architectural services for the design Architects completion of phases and supervision of construction for the Louisville, KY and percentage of work new Multi-purpose Building, Western performed Kentucky Correctional Complex, 100% Investment Eddyville, KY. Income

24. Sherman Carter Barnheart 995437 Arch./Eng. 3/31/99-3/31/02 $210,000.00 Lump sum upon Architectural services for the design Lexington, KY completion of phases and supervision of construction for and percentage of work Postsecondary Education Center performed Building, Corbin, KY. 100% Revenue Bond Proceeds 6

GOVERNOR'S OFFICE - CHAMPIONS for a Drug Free Kentucky

25. Rose Adkins 990406 Miscellaneous 3/30/99-6/30/99 $19,318.00 $13.86/hr., plus travel Implement substance abuse Pikeville, KY and other expenses; prevention component of Appalachian lump sum monthly high intensity drug trafficking area; 100% Federal build community anti-drug coalitions in nine counties; work with schools to conduct prevention activities; conduct public awareness campaign; provide bi-monthly reports of activities, expenses and programs; and cooperate with existing regional prevention center staff.

26. Lynn Walters 990404 Miscellaneous 3/30/99-6/30/99 $19,318.00 $13.86/hr., plus travel Implement substance abuse Russell Springs, KY and other expenses; prevention component of Appalachian lump sum monthly high intensity drug trafficking area; 100% Federal build community anti-drug coalitions in nine counties; work with schools to conduct prevention activities; conduct public awareness campaign; provide bi-monthly reports of activities, expenses and programs; and cooperate with existing regional prevention center staff.

KENTUCKY HIGHER EDUCATION ASSISTANCE AUTHORITY

27. Greenbaum, Doll and HEA-921 Legal 3/16/99-6/30/99 $38,000.00 $165/hr. for attorneys; Provide legal representation of McDonald PLLC $110/paralegals; lump KHEAA in contract negotiations with Louisville, KY sum monthly TIAA-CREF for administrative, 100% Restricted Agency marketing, and investment services Funds for the Kentucky Educational Savings Plan Trust and advise staff regarding 7

SEC regulations, including financial disclosure requirements, and U.S. Treasury regulations as well as state regulatory requirements pertaining to investments. NOTE: Exceeds Committee Maximum Rate Guidelines.

KENTUCKY HORSE PARK

28. Roger Murphy 990402 Veterinary 10/1/98-6/30/99 $17,500.00 Lump sum monthly Equine veterinary services to include Lexington, KY Services 100% Enterprise Fund routine general medical and obstetrical care, preventative vaccinations, and de-worming. *Declaration of Emergency Attached.

KENTUCKY LOTTERY CORPORATION

29. Doe-Anderson Advertising *99-96-047 Advertising 3/13/99-6/30/99 Balance of 98-96-047; Upon completion of Provide advertising and other related Agency $2,000,000.00 phases and percentage services at the KY Lottery Louisville, KY of work performed Corporation. at $65-$85/hr. NOTE: Multiyear contract. 100% Agency

KENTUCKY RETIREMENT SYSTEMS

30. Tom Castle *200021 Consulting 7/1/99-8/31/99 $25,000.00 $2,500/mo. for first 55 Assist representatives of the Louisville Lawrenceburg, KY hours worked and and Jefferson County Metropolitan $45/hr. in excess of 55 Sewer District (MSD) with hours per month, plus implementation of an early retirement postage, lodging, and incentive program and produce travel; lump sum estimated cost for service credit monthly purchasable in accordance with KRS 100% Trust & Agency 61.552(26), individual benefit projections, and other related services as requested.

31. Tom Castle 9923 Consulting 4/1/99-6/30/99 $25,000.00 $2,500/mo. for first 55 Assist representatives of the Louisville Lawrenceburg, KY hours worked and and Jefferson County Metropolitan 8

$45/hr. in excess of 55 Sewer District (MSD) with hours per month, plus implementation of an early retirement postage, lodging, and incentive program and produce travel; lump sum estimated cost for service credit monthly purchasable in accordance with KRS 100% Trust & Agency 61.552(26), individual benefit projections, and other related services as requested.

NATURAL RESOURCES AND ENVIRONMENTAL PROTECTION CABINET

32. Kuvin & Dennis Public 990401 Public Relations / 2/15/99-6/30/99 $55,000.00 Lump sum monthly Prepare and implement a plan to Relations, Inc. Marketing 100% General publicize and promote Louisville, KY "Commonwealth Cleanup Week" in Kentucky, including copy camera - ready announcements and purchase of radio time, and billboard space. Commonwealth Cleanup Week is March 20, 1999 through March 27, 1999 and the campaign will promote activities for this time period. *Declaration of Emergency Attached.

NORTHERN KENTUCKY UNIVERSITY

33. Deloitte & Touche LLP 99-304 Auditing 4/1/99-6/30/99 Balance of 99-304; 100% General Perform annual audit. Audit university Cincinnati, OH $2,500.00 records and financial statements and related organizations; conduct an A- 133 compliance audit on all federal programs; conduct an audit on WNKU radio station; and conduct two agency audits.

PARKS, DEPARTMENT OF

34. Matthew Mosca, Artifax 990343 Surface Analysis 3/1/99-6/30/99 $21,000.00 Lump sum upon Perform a surface analysis of the Limited completion interior of Waveland State Historic Baltimore, MD 100% General Site. The process is achieved by removing samples of paint from the walls and wood works to determine the original color of the mansion. The mansion is currently under renovation, this process will help insure it is returned to its original state.

PUBLIC PROTECTION AND REGULATION CABINET

35. Goldberg and Simpson, 990345 Legal 2/26/99-6/30/99 $40,000.00 $125/hr. per partner; Provide legal services, representation, PSC $100/hr. per associate; and advice to the cabinet and the Louisville, KY $40/hr. for paralegal; Office of Petroleum Storage Tank lump sum monthly Environmental Assurance Fund 100% Insurance related to the Chapter 11 Administration Fund reorganization of Technologies International Holdings, Inc. and its subsidiaries, Advanced Technologies, Inc. (ATI) and Meridian Transport Company filed on 2/26/99 in the United States Bankruptcy Court for the District of Delaware. ATI is a contractor which removed underground storage tanks and performed environmental remediation for tank owners and operators in Kentucky. ATI has filed claims in excess of $32 million dollars with the fund and is publicly stating that actions of the fund forced it into bankruptcy. NOTE: The cabinet does not have the bankruptcy law expertise needed, in-house. *Declaration of Emergency Attached.

36. Wyatt, Tarrant, & Combs 990399 Legal 3/15/99-6/30/99 $20,000.00 Partner - $125/hr.; Provide legal services, representation, Lexington, KY associate - $100/hr.; and and advice to Charles R. Wiley, a paralegal - $40/hr.; lump supervisory employee in pending sum monthly Franklin Circuit Court Action No. 99- 100% Agency CI-00238, styled A. Daryl Owens v Commonwealth of Kentucky, Public Protection and Regulation Cabinet, et al., a "whistleblower" action brought by an employee. *Declaration of Emergency Attached.

37. Logan & Gaines 990400 Legal 3/15/99-6/30/99 $20,000.00 Partner - $125/hr.; Provide legal services, representation, Frankfort, KY associate - $100/hr.; and and advice to the Commonwealth, the paralegal - $40/hr.; lump Cabinet, the Department, and sum monthly Commissioner Charles A. Cotton in 100% Agency pending Franklin Circuit Court Action No. 99-CI-00238, styled A. Daryl Owens v. Commonwealth of Kentucky, Public Protection and Regulation Cabinet, et al., a "whistleblower" action brought by an employee and any related matters, including an appeal. *Declaration of Emergency Attached.

TRANSPORTATION CABINET

38. Stephen C. Sanders 990319 Freight Rate 7/1/99-6/30/00 $10,500.00 $40/hr., plus travel; lump Represent the Kentucky Railroad Louisville, KY Consultant sum monthly Commission on matters involving 100% General interstate rail rates and changes, railroad services, and equipment. Aid with all problems and specifically in the areas of special and immediate concerns to the commission and to the public.

39. Brighton Acquisition 990345 Appraisal 3/24/99-6/30/00 $295,000.00 Upon receipt of invoices Preparation and coordination of Company 100% Various written, documented appraisals and Frankfort, KY field inspection of appraisals, first stage review, titles, negotiations, and closings on the Mt. Sterling - Frenchburg Road (US 460), 68 parcels, in Montgomery County.

40. Summit Engineering Inc. Ag# 499899 Arch./Eng. 3/26/99 $168,526.00 Lump sum monthly Provide engineering services for Pikeville, KY 100% Road Fund preliminary and final roadway design including surveying, drainage design, right of way plans, right of way plans for utilities, and construction plans with cost estimates. The Consultant

will also be responsible for all right of way acquisitions. Construction plans have developed for a park access road. The plans need to be revised to provide for industrial and commercial traffic for access to Red Fox Resort in Knott County.

41. Vaughn & Melton Ag# 509899 Arch./Eng. 3/26/99 $240,411.00 Lump sum monthly Provide engineering services for the Consulting Engineers, Inc. 100% Road Fund completion of Phase I and Phase II Middlesboro, KY rural roadway design including any design studies, surveying, drainage design, traffic control, right of way plans, right of way plans for utilities and construction plans with cost estimates on Olive Hill - Grayson Road (US 60) in Carter County.

42. Moreland Altobelli 990548 Appraisal 3/30/99-6/30/00 $215,000.00 Upon receipt of invoices Serve as right of way consultant on Associates, Inc. 100% Various subject project, including project Atlanta, GA management on all written, documented appraisals, first stage appraisal reviews, obtain title reports, negotiate with property owners, conduct closings and relocation assistance.

43. American Consulting 990549 Appraisal 3/30/99-6/30/00 $450,000.00 Upon completion of Serve as right of way consultant on Engineers phases and percentage subject project, including project Lexington, KY of work performed management on all written, 100% Various documented appraisals, first stage appraisal reviews, obtain title reports, negotiate with property owners, conduct closings and relocation assistance.

44. Baker Engineering Ag# 479899 Arch./Eng. 3/17/99 $190,633.00 Lump sum monthly Provide engineering services for Unlimited, Inc. 100% Road Fund preliminary and final rural roadway Frankfort, KY design including surveying, drainage design, and construction plans with 14

cost estimates for slide corrections on the Germantown - Maysville Road (KY 10) in Mason County.

45. Baker Engineering Ag# 489899 Arch./Eng. 3/17/99 $254,484.00 Lump sum monthly Provide engineering services for Unlimited, Inc. 100% Road Fund preliminary and final rural roadway Frankfort, KY design including surveying, drainage design, and construction plans with cost estimates for slide corrections on Old KY 10 (KY 3056) in Mason County.

UNIVERSITY OF KENTUCKY

46. Laguna Medical Systems, K99-165 Computer 3/15/99-6/30/99 $144,180.00 $390/day; lump sum Coding and abstracting of inpatient Inc. monthly records in order to have a complete San Clemente, CA 100% Hospital Funds and up to date database and to provide necessary information for billing patient accounts.

47. James W. Potts, Architects A991230 Arch./Eng. 3/26/99 $92,000.00 Lump sum upon Design and preparation of contract Lexington, KY completion of phases documents and supervision of and percentage of work construction of the University of performed Kentucky, MRISC Renovation. 100% Federal

WESTERN KENTUCKY UNIVERSITY

48. Public Administration 47-98 Consulting 3/22/99-4/9/99 $15,000.00 $700/day, $100/day for Perform a review of the WKU Police Service travel, plus other Department. Examine the overall McLean, VA expenses organization structure of the 100% General department to determine if it meets modern organizational design tests, has reasonable spans of control, provides a framework for efficiency and effectiveness, group like functions, and supports customer/public service.

WORKER'S COMPENSATION FUNDING COMMISSION

49. Cramer, Resenthal, 990395 Investment 3/9/99-6/30/99 1% of net asset, not to Lump sum quarterly Serve as investment manager over a McGlynn LLC Manager exceed $225,000.00 100% Investment portion of the Commission's New York, NY Income Account "Investment Assets" which are to be held by the Bank of New York.

50. Institute Brokerage Services 990367 Brokerage 3/3/99-6/30/99 $100,000.00 Upon creation of Act as custodian of approximately 16

Corporation account and % payable $1,000,000.00 which will be invested Cincinnati, OH daily $25/mutual fund in various mutual funds. created (approximately NOTE: Mutual funds will be paid per fee 8), plus percentage of schedule daily. net each day for individual fund, not to exceed $100,000.00

*Denotes: extension or renewal into new FY **Denotes: also has an amendment this month on the amendment list.