HKEX Fact Book 2019 Contents of HKEX Fact Book 2019
● Market performance in 2019
● Major events of the Hong Kong securities and derivatives market 2019
● Market highlights
● Securities market – Main Board – market indices – listing statistics – market capitalisation – trading statistics and analysis – short selling – listed companies – equity warrants – derivative warrants – inline warrants – callable bull/bear contracts – debt securities – unit trusts and mutual funds – trading only stock – RMB securities products – Shanghai-Hong Kong Stock Connect – Shenzhen-Hong Kong Stock Connect – historical section – world stock markets
● Securities market – GEM – market indices – listing statistics – market capitalisation – trading statistics and analysis – listed companies – equity warrants
● Derivatives market – equity index products – interest rate products – equity products – commodity products – currency products – historical section
● LME commodities market
● Clearing statistics
● Exchange participants
● Clearing participants/members
● Hong Kong stock market and derivatives markets historical events
● Appendices MARKET PERFORMANCE IN 2019 1 – – 5.79 7.53 8.19 1.29 9.11 8.29 9.79 7.82 5.66 0.00 17.48 27.60 28.04 37.50 37.50 38.43 38.61 81.73 10.72 11.56 (3.75) (2.82) (3.72) (2.83) (4.83) (6.73) (8.33) (6.67) 100.00 (16.06) (80.00) (42.69) (44.29) (36.51) (47.93) (20.35) (18.86) (18.86) (18.65) (60.89) (16.52) (80.84) (45.34) (45.38) (43.54) Change (%) Change (73.24%) (73.39%) (22.27%) (79.05%) (25/02) (27/09) 1 0 5 22 20 15 22 97 22 70 379 378 183 168 262 168 714 0.97 3.31 2019 2,449 2,071 1,241 1,144 12,416 12,795 202.69 314.24 313.27 140.01 136.70 454.25 2,995.05 2,236.16 23,756.86 18,525.65 87,154.67 86,951.98 53,282.74 106,699.32 168,963.05 6,423,518.74 5,443,942.64 38,165,037.41 38,058,338.10 27,953,439.97 27,929,683.12 16,062,221.74 12,330,130.39 21,440,049.16 (67.51%) (67.79%) (22.90%) (79.55%) (23/03) (28/12) 0 0 5 16 10 75 16 24 75 390 389 218 143 243 159 640 104 5.06 5.86 2018 2,315 1,926 1,146 1,042 12,900 13,290 518.24 288.01 282.95 256.13 250.27 544.13 4,717.05 2,349.70 42,642.12 35,575.38 47,279.01 186,183.32 107,409.60 106,891.36 284,101.95 5,937,289.44 5,374,871.03 8,838,322.09 29,909,421.59 29,723,238.27 20,193,124.67 20,150,482.55 15,480,453.14 26,422,762.07
(2)
(1)
(1) GEM No. of new listed companies Board Main No. of listed securities
Stock Market Stock Market No. of listed companies Board Main GEM Transfer of listing from GEM Board from Main listing of Transfer GEM Total market capitalisation (HK$mil) Board Main GEM Total turnover value (HK$mil) Board Main Transfer of listing from GEM from listing of Transfer GEM Market capitalisation (HK$mil) (% of market total) Main Board Main shares H chips Red enterprises private Mainland GEM shares H chips Red enterprises private Mainland Total turnover value (HK$mil) (% of equity turnover) Average daily Average Board Main GEM Highest IPO Board Main GEM Post-IPO Board Main GEM Mainland Enterprises No. of Mainland enterprises Board Main shares H chips Red enterprises private Mainland GEM shares H chips Red enterprises private Mainland No. of new listed H-shares Lowest Equity funds raised (HK$bil) HKEX Fact Book 2019 Book Fact HKEX Market Performance in 2019 Performance Market MARKET PERFORMANCE IN 2019 2 – – – – 8.20 8.84 9.07 9.23 0.00 0.00 0.00 5.26 6.67 9.09 9.09 9.04 9.04 10.76 10.30 10.35 16.15 25.41 38.61 33.03 13.04 28.74 32.94 13.04 28.74 32.94 62.18 26.53 (2.09) (0.67) (3.48) 100.00 100.00 (45.59) (59.66) (59.64) (64.33) (13.33) (13.33) (22.22) (65.66) Change (%) Change (6.39%) (50.55%) (2.4%) 2 2 0 3 2 1 7 80 16 24 12 13 13 420 111 148 0.00 0.00 0.00 8.84 8.81 0.03 1.56 2019 79.44 1,388 39.67 574.89 608.35 544.15 4537.76 1,401.91 5,559.80 4,376.14 1,453.84 11168.06 37103.19 16234.26 40190.08 39114.61 56584.49 28189.75 60,691.67 141,423.64 149,654.52 1,367,711.21 1,076,531.15 (4.60%) (43.56%) (8.75%) 1 1 0 3 2 1 9 76 15 22 11 15 15 303 115 149 0.00 0.00 0.00 0.09 1.33 2018 21.92 21.83 1,195 24.46 146.01 446.55 457.63 430.04 4169.04 1,053.83 4,918.43 4,013.22 4,233.66 10124.75 33622.78 14656.68 37143.40 35808.22 57792.61 25845.70 48,393.92 987,251.32 109,851.98 112,576.01 1,209,932.94 HSI – Commerce & Industry Hang Seng Index (31 July 1964 = 100) Hang Seng Index % of total multiple-counter ETFs (3 January 2000 = 2000) Index (3 January 2000 = 2000) Hang Seng China Enterprises Corporations Index Hang Seng China – Affiliated (28 February 2003 = 10000) S&P/HKEX LargeCap Index 2003 = 1000) S&P/HKEX GEM Index (28 February Equity warrants No. of newly issued Board Main GEM Total premium of newly issued equity warrants (HK$mil) Properties – HSI Main Board Main Finance – HSI Utilities – HSI
Stock price indices GEM No. of equity warrants Main Board Main GEM Total turnover value (HK$mil) Board Main GEM Debt securities No. of debt securities RMB bonds RMB Total turnover value (HK$mil) No. of newly listed debt securities bonds RMB Total fund raised (HK$bil) Aggregated principal amount of new listed RMB bonds (RMB bil) Aggregated principal amount of new listed RMB bonds ETFs Products L&I REITs Total turnover value (HK$mil) (% of Main Board total) ETFs Products L&I REITs Average daily turnover value (HK$mil) ETFs Products L&I REITs No. of new listed unit trusts and mutual funds ETFs ETFs Multiple-counter Trading value in RMB Trading value of A-share ETFs (HK$bil) (% of ETFs) iBond turnover value (HK$mil) (% of debt securities) Unit trusts and mutual funds No. of listed units trusts and mutual funds HKEX Fact Book 2019 Book Fact HKEX MARKET PERFORMANCE IN 2019 3 – – – n.a. n.a. n.a. n.a. 2.58 8.61 5.26 8.94 0.00 0.00 0.00 15.84 87.48 83.48 (7.29) (3.82) (1.14) (50.00) (72.55) (14.49) (42.84) (32.41) (24.21) (36.28) (37.45) (15.38) (15.38) (15.69) (38.04) (14.24) (16.85) Change (%) Change (0.58%) (0.00%) (9.33%) (0.00%) (75.42%) (20.98%) (3.02%) (11.30%) 1 0 0 6 1 1 80 44 44 43 922 923 126 328 916 581 335 475 0.00 2.98 2019 11.40 67.52 3,298 4,571 8,939 159.76 878.48 352.71 161.19 24,732 8,814.72 2,452.28 6,793.72 11,687.23 21,330.63 1,995,445.69 2,418,136.05 1,562,555.25 4,991,366.36 (6.99%) (2.08%) (0.00%) (68.44%) (24.26%) (5.22%) (14.70%) 2 0 0 6 1 1 76 52 52 51 n.a. n.a. n.a. n.a. 131 323 857 577 280 355 0.00 4.81 2018 2,847 6,763 856.40 245.95 617.04 11,794 252.96 26,678 8,091.59 2,867.85 8,170.84 11,822.43 11,625.80 1,837,313.96 3,866,143.16 1,822,098.37 2,662,308.21 (3) No. of new listed IWs listed IWs (HK$bil) Total notional value of new (% of Main Board total) Total turnover value (HK$mil) Total notional value of new listed CBBCs (HK$bil) Total turnover value (HK$mil) (% of Main Board total) Debt securities (% of total) No. of new listed DWs No. of new listed listed DWs (HK$bil) Total notional value of new (% of Main Board total) Total turnover value (HK$mil) No. of new listed CBBCs Total trading value (RMB mil) CBBCs (CBBCs) Callable bull/bear contracts listed of No. RMB-traded securities products No. of RMB-traded securities Equities securities Debt DWs total) of (% total) Equities of (% DWs total) of (% REITs Trading-only market No. of ETFs No. of listed IWs listed of No.
Structured products (DWs) warrants DWs Derivatives listed of No. ETFs total) of (% ETFs No. of NASDAQ stocks Inline warrants (IWs) REITs No. of multiple-counter securities Equities ETFs Total turnover value (RMB mil) Total turnover value (HK$mil) Shanghai-Hong Kong Stock Connect stocks Southbound trading eligible of (HK$mil) Number value trading Total daily Average stocks Northbound trading eligible of sell Number and buy Both only Sell trading Margin daily Average HKEX Fact Book 2019 Book Fact HKEX MARKET PERFORMANCE IN 2019 4 2.56 0.00 35.84 (4.23) (4.86) (4.88) (4.64) (9.16) (9.54) (1.96) (9.47) (8.81) 136.93 131.86 (14.01) (11.93) (11.24) (11.24) (10.16) (12.08) (24.93) (11.01) (23.98) (10.11) (15.51) (11.11) Change (%) Change (2.27%) (44.33%) (8.47%) (29.50%) (19.15%) (14.66%)
80 96 3.9 476 708 530 583 13.5 2019 176.0 1,238 17,983 10,635 696,567 210,101 121,237 325,907 3,995.08 1,068,641 3,343,429 20,366.77 2,088,866 918,867.31 51,317,694 12,466,854 34,151,099 22,170,547 21,563,408 262,885,798 115,759,091 147,126,707 4,765,824.42 (1.47%) (44.76%) (7.60%) (29.07%) (19.14%) (14.50%)
78 96 4.1 479 859 273 373 15.7 2018 185.0 1,132 18,777 12,587 730,498 279,856 133,924 428,692 4,536.13 8,783.97 1,203,996 2,461,296 2,309,038 57,668,346 12,716,495 37,451,281 24,664,381 24,258,084 296,183,076 128,847,222 167,335,854 1,011,556.40 2,011,528.51 Total trading value (RMB mil) Hang Seng China Enterprises Index Futures Hang Seng China Enterprises Index Options Figures includes the number of companies for transfer of listing from GEM. Turnover values have been adjusted for late reported and rejected sales. Trading in inline warrants commenced on 18 July 2019. Commodity market LME futures and options contract volume (mil lots) (US$tril) value (bil) In material of Tonnes daily Average
Shenzhen-Hong Kong Stock Connect Shenzhen-Hong stocks Southbound trading eligible of Number Total trading value (HK$mil) value trading Total daily Average stocks Northbound trading eligible of sell Number and buy oth only Sell trading Margin daily Average Derivatives market No. of stock futures classes (as at the year end) No. of stock options classes (as at the year end) Total contract volume daily Average products futures All products options All total) Top three contract volume contributor in futures market futures Futures of HSI (% volume Contract total) options Options of HSI (% volume Contract Interest total) Open options Options of Mini-HSI (% volume Contract Interest Open Open Interest total) Open futures of (% volume Contract Interest total) Open futures Futures of Mini-HSI (% volume Contract Interest Open total) Key index options products options of (% volume Contract Interest Open HKEX Fact Book 2019 Book Fact HKEX Notes: (1) (2) (3) MAJOR EVENTS 2019 5 On 2 January, HKEX enhanced the Designated Specialist (DS) programme for its Exchange (DS) programme for its Exchange enhanced the Designated Specialist On 2 January, HKEX Funds (ETFs) and Leveraged and which include Exchange Traded Traded Products (ETPs), that are not its Securities Market to permit global liquidity providers Inverse (L&I) Products, in ETP market making activities. Makers (SMMs) to participate trading platform for Bond Connect was welcomed as the second On 17 January, Bloomberg Company Limited (BCCL). under Bond Connect to on Review Structure in relation SEHK published Consultation Conclusions On 18 January, the Listing Rules for the new review structure took effect Listing Committee Decisions. The amended was established as an independent and final review on 6 July, and a Listing Review Committee Committee on both disciplinary and non-disciplinary body for decisions made by the Listing matters. the Federation of Share Registrars Limited (FSR) jointly On 28 January, the SFC, HKEX and a revised operational model for implementing an issued a consultation paper proposing in Hong Kong. In an uncertificated, or paperless, securities securities market uncertificated securities in their own name without share certificates market, investors could hold and transfer April 2019. period ended on 27 or other paper documents. The consultation to on Proposed Changes Consultation Conclusions published the SEHK 1 February, On to Listed Issuers and Other Minor Rule Amendments to Documentary Requirements relating procedures involved in the submission and collection simplify and streamline the administrative efficiency. The Listing Rule amendments became effective of documents to enhance procedural on 1 March. Council which On 21 February, HKEX announced the establishment of an International Advisory world who will act as comprises experts in economics, business and finance from around the advisors to the Board of Directors of HKEX. which is the first On 22 February, BCCL launched its Primary Market Information Platform market information. bond English-language portal for the dissemination of Chinese primary out its vision and On 28 February, HKEX announced its Strategic Plan 2019-2021, which sets the global markets strategic objectives for the next three years. HKEX Group’s vision is to be World. leader in the Asian time zone – Connecting China, Connecting the Rafael Gil-Tienda, On 6 March, the Government appointed Mary Ma and reappointed Anita Fung, four directors will and Stephen Yiu to HKEX’s Board of Directors. The two-year terms of the 2019, and will end begin at the conclusion of HKEX’s Annual General Meeting (AGM) on 24 April at the conclusion of the AGM in 2021. Major Events of the Hong Kong Securities and Derivatives Markets 2019 Derivatives Markets and Hong Kong Securities of the Major Events Event Month January February March HKEX Fact Book 2019 Book Fact HKEX MAJOR EVENTS 2019 6 On 11 March, HKEX signed a licence agreement with MSCI Inc. to introduce futures contracts on introduce futures contracts with MSCI Inc. to licence agreement HKEX signed a On 11 March, MSCI China conditions. The approval and market to regulatory China A Index, subject the MSCI via Stock market accessible of the A-share and mid-cap portion the large A Index comprises in the MSCI Emerging Markets Index. Connect and included seven new cash-settled futures London Metal Exchange (LME) launched On 11 March, the 2. Steel HRC N. America (Platts); hot-rolled coil (HRC) futures: LME products: 1. Regional China (Argus); 3. LME Alumina (CRU/ coil (HRC) futures: LME Steel HRC FOB Regional hot-rolled LME Aluminium 5. (Platts); Midwest US Paid Duty Premium LME Aluminium 4. MB); Fastmarkets 7. LME and MB); (Fastmarkets Cobalt 6. LME MB); (Fastmarkets European Unpaid Duty Premium Molybdenum (Platts). conclusions on proposed Guidelines for Securities On 4 April, the SFC released consultation generally supported the proposed guidelines under Margin Financing Activities. The responses multiple brokers can adopt is five times to which the maximum total margin loans-to-capital were gazetted the same day and took effect on 4 avoid excessive leverage. The guidelines October 2019. senior management from Mainland securities houses, On 12 April, HKEX welcomed over 75 proprietary trading groups to Shanghai for a roundtable insurers, funds, futures companies and capital market. of China’s the internationalization discussion on how HKEX can help facilitate issued a joint consultation on further enhancements to On 26 April, the HKMA and the SFC regulatory regime in Hong Kong. To align with global the over-the-counter (OTC) derivatives Kong Trade Hong be submitted to the to transactions propose that regulators the standards, would be required to be identified by unique transaction Repository for the reporting obligation as set out in the Technical Guidance issued by the identifiers with the structure and format Infrastructures and the International Organisation of Committee on Payments and Market 17 jurisdictions from Securities Commissions (IOSCO). The regulators also propose to remove obligation in view the list of designated jurisdictions for the masking relief of the reporting Financial of list the update to and Board, Stability Financial the by clarification recent the of These proposals ensure that the clearing regime. OTC derivatives Providers under the Services and remain Hong Kong reporting and clearing regimes keep up with international developments relevant and appropriate. primary subscription On 29 April, BCCL launched the Negotiable Certificate of Deposit (NCD) service. HKEX is a minority On 5 May, Fusion Bank Limited (formerly known as Infinium Limited), where by the Hong Kong shareholder of the consortium, was granted a virtual banking licence technology and new Monetary Authority. Fusion Bank Limited aims to leverage its advanced to bring customers a applications of Fintech to promote financial inclusion in Hong Kong, and to enjoy better and brand-new, efficient and secure virtual banking experience, enabling them more convenient financial services. HKEX Fact Book 2019 Book Fact HKEX Event Month April May MAJOR EVENTS 2019 7 On 6 May, HKEX upgraded the Hong Kong Futures Automated Trading System (HKATS) and Trading System (HKATS) Automated the Hong Kong Futures HKEX upgraded On 6 May, market version, which allow (DCASS) to a new Settlement System Clearing and the Derivatives and HKEX’s Central Gateway connection to & DCASS with direct to access HKATS participants initiatives such as multiple expiration capability to support new business web based frontends; a.m. etc. of After-Hour Trading hours till 3:00 contracts, extension metals in HK, with more than 2,000 LME Asia Week hosted the 7th On 6-9 May, HKEX Lunch, HKEX Commodities Business media attended. LME Asia Pacific professionals and were hosted throughout the week and LME Professional Training Course Strategic Plan Briefing Seminar and LME Asia Dinner. Metals Chairman’s Cocktail, LME Asia in addition to the traditional Paper on Review of the Environmental, Social On 17 May, the SEHK published a Consultation and related Listing Rules with an aim to support and and Governance (ESG) Reporting Guide activities and metrics. The SEHK also of ESG disclosure and improve issuers’ governance Governance and Reporting” to explain the board’s launched an e-training course on “ESG leadership role in ESG matters. investors. institutional and retail both offering to bond concurrent a saw Kong Hong 23 May, On Bank of China with HKEX’s Central Clearing The bond was issued by Agricultural Development the only designated subscription channel for the retail and Settlement System (CCASS) as continuing development of its fixed-income markets. tranche. This is the latest step in HKEX’s was issued by the Agricultural Development Bank of The one-year yuan-denominated bond was million and RMB 200 accounted for investors to public The issue 2 billion. China, raising RMB done through HKEX’s CCASS. Conclusions on Proposal relating to Listed Issuers On 24 May, the SEHK published Consultation on Financial Statements. The SEHK implemented with Disclaimer or Adverse Audit Opinion to improve the quality and reliability of financial the consultation proposals with modifications apply to issuer’s information of issuers to safeguard market quality. The new Listing Rules on or after 1 preliminary annual results announcements for financial years commenced September. Daily (-2x) Inverse On 28 May, the first two-time Inverse Product ― the CSOP Hang Seng Index Product ― was listed on HKEX. two hours till 3 a.m. On 17 June, HKEX extended its after-hours trading session (T+1 Session) by during the US to provide investors with greater flexibility to capture investment opportunities market hours and effect timely risk-management actions. Money Market ETF On 18 June, the first active Exchange Traded Fund (ETF) ― ICBC CICC USD they are typically ― was listed on HKEX. Active ETFs are different from traditional ETFs in that with the aim of managed by fund managers, who have the discretion to select securities, outperforming market indices. HKEX Fact Book 2019 Book Fact HKEX Event Month June MAJOR EVENTS 2019 8 On 21 June, the HKMA issued guidance regarding the currency conversion arrangement under arrangement the currency conversion guidance regarding the HKMA issued On 21 June, Kong and Shenzhen-Hong Stock Connect Shanghai-Hong Kong trading of the Northbound Northbound the under investors China, of Bank People’s the of support the With Connect. Stock RMB and conduct the related foreign may, for the first time, obtain trading of Stock Connect relevant Hong Kong banks. the on the onshore exchange rate through exchange hedging based update annual the conclusions on joint consultation issued the SFC and HKMA the 28 June, On the clearing obligation for OTC Services Providers (FSP List) under to the list of Financial some fine tuning. with The proposals would be implemented derivative transactions. of 51% equity interest in Shenzhen the completion of its acquisition On 2 July, HKEX announced (Ronghui Tongjin), a Shenzhen-based technology firm Ronghui Tongjin Technology Co Ltd Tongjin was later renamed as Bay Connect Company specialising in financial markets. Ronghui Limited (Bay Connect) type being the first in Asia, Inline Warrants, which On 18 July, HKEX launched a new product developing Hong Kong into a trading hub for structured complement HKEX’s strategic plan in to serve alternative investment product offer an zone and time Pacific in the Asia products different trading strategies. Stock Shenzhen the and (SSE) Exchange Stock Shanghai the SEHK, the July, 26 On on Stock Connect inclusion arrangements for Exchange (SZSE) announced their agreement SSE STAR Market, and H shares listed in Hong Kong. companies with A shares listed on the companies listed on the STAR Market to be eligible for The arrangement will allow for A+H H-shares in these companies will be included in trading via Stock Connect. The corresponding when the Northbound arrangements take effect. The Southbound trading of Stock Connect of the Hang Seng Composite Indexes to Southbound inclusion of eligible constituent stocks trading will not be affected. Listing, Continuing On 26 July, the SEHK published Consultation Conclusions on Backdoor consultation implemented the SEHK The Amendments. Rule Listing and Other Criteria Listing and the continuing proposals with modifications to enhance both the reverse takeover Rules and improve the listing criteria, helping to address evolving market practices in backdoor listing on 1 October. regulation of shell activities. The Listing Rule amendments became effective and General Waivers of Codification on Paper Consultation a published SEHK the August, 2 On The SEHK conducted Principles relating to IPOs and Listed Issuers and Minor Rule Amendments. and codify into this exercise to address market comments to consolidate its guidance materials the Listing Rules certain requirements set out in the guidance materials. criteria for Hong On 2 August, the SEHK, the SSE and the SZSE reached a consensus on the for the first time in Kong listed companies with weighted voting rights (WVR) to be included began stocks WVR two first the of Trading Southbound Connect. Stock of Trading Southbound on 28 October 2019. HKEX Fact Book 2019 Book Fact HKEX Event Month July August MAJOR EVENTS 2019 9 On 5 August, HKEX introduced six US dollar-denominated London Metal Mini Futures contracts Metal Mini Futures London six US dollar-denominated HKEX introduced On 5 August, announced the HKFE the same time, lead. At the nickel, tin and zinc, copper, on aluminum, the London conjunction with (RMA) in membership arrangement of a reciprocal reintroduction HKFE will waive their respective first Under the agreement, the LME and Metal Exchange (LME). a for new applicants who already hold and application processing fees year’s annual subscription at either one of the exchanges. membership or participant Platform – China Stock Connect successfully launched the Orion Trading On 5 August, HKEX platform trading high performing and flexible scalable, a offer to aims OTP-CSC The (OTP-CSC). business needs and future volume technology to meet the evolving based on open systems Trading under Stock Connect. growth of Northbound paper on proposed enhancements to the Pre- On 16 August, HKEX published a consultation Control Mechanism (VCM) in the securities market. The opening Session (POS) and Volatility and to enhance global competitiveness of the Hong two proposals aim to boost market liquidity Kong market. was made available for Bond Connect trades, enabling On 23 August, T+3 settlement cycle cycles. T+2, or T+3 settlement global investors to choose from T+0, T+1, it has signed a letter of intent to acquire a minority stake On 4 September, HKEX announced that Huakong TsingJiao Information Science (Beijing) in a Beijing-based data technology company, its own data focus on developing HKEX’s strategic is part of proposal The Limited (TsingJiao). and technology offering. Weekly Hang Seng Index Options and Weekly Hang Seng On 16 September, HKEX introduced option vanilla plain are which options, two The contracts. Options Index Enterprises China help satisfy the trading needs of investors and provide new contracts that expire every week, will tools for optimising their risk management capabilities. Finance Association On 23 September, along with support from HKEX, the Hong Kong Green for green bond and (HKGFA) published the Green Bonds Guide, which laid out the core principles provided guidance on the listing of green bonds in Hong Kong. Company APAC On 30 September, stock futures and options on the shares of Budweiser Brewing the company on the Limited were introduced on the same date as the listing of the shares of Stock Exchange of Hong Kong. was expanded On 8 October, the Closing Auction Session (CAS) for the HKEX securities market (including equities all covers now securities CAS of list The funds. and equities all cover to securities) and funds depository receipts, investment companies, preference shares and stapled (REITs). Meanwhile, including exchange traded funds (ETFs) and real estate investment trusts rights and debt securities and inverse products, equity warrants, structured products, leveraged are not included in CAS. HKEX Fact Book 2019 Book Fact HKEX Event Month September October MAJOR EVENTS 2019 10 On 18 October, the SEHK amended the GEM Listing Rules to reflect the unwinding of the reflect the unwinding Listing Rules to amended the GEM the SEHK On 18 October, to approve Committee by the GEM Listing Listing Department delegated to the authority the Growth on Review of Conclusions follows the Consultation applications. This GEM listing Board Listing Rules published on 15 and Changes to the GEM and Main Enterprise Market (GEM) effective on 1 January 2020 and new amended GEM Listing Rules became December 2017. The that are submitted on or after this (including any renewed applications) GEM listing applications under the amended Listing Rules. date are processed LME Week in London to provide more hosted the China Reception during On 28 October, HKEX ideas. The reception attracted industry to share information and exchange opportunities for the to Li made the opening remarks to attend. HKEX Chief Executive Charles more than 300 clients welcome the guests. guidance for overseas companies seeking to list in Hong On 29 October, the SEHK enhanced improve access to the Hong Kong markets and to facilitate Kong as part of the strategic focus to publication of alternative procedures for U.S. ‘Domestic the application process, including (a) within the meaning of Regulation S under United States Issuers’ that are not ‘Reporting Issuers’ with an offering of a security subject to Regulation S; S”) Act of 1933 (“Regulation Securities for issuers from a jurisdiction new to listing in Hong (b) publication of a standardised template information materials and introduction of Frequently Kong; and (c) simplification of CCASS Asked Questions on HKEX website. Rupee (INR) Currency Futures. The two new contracts On 4 November, HKEX launched Indian Futures and the INR vs Renminbi traded in Hong involved are the INR vs US Dollar (INR/USD) the first of its kind globally. Kong (INR/CNH) Futures. The latter is marked the the SEHK, which Main Board of on the listed was Group Alibaba 26 November, On futures Stock 19C). Chapter Rules (Listing Regime Listing new the under listing secondary first on the same date. and options on the shares of Alibaba Group Holding Limited were introduced and welcomed On 29 November, HKEX hosted the 2019 HKEX Mainland Council in Shenzhen to discuss the more than 80 senior management members from leading mainland institutions recent developments of HK financial market. Issues Debt – 37 Chapter of Review on Paper Consultation a published SEHK the December, 6 On review and enhance to Professional Investor Only to seek market feedback on its proposals to only. the SEHK’s listing regime for debt issues to professional investors in efficiency and enhanced transparency for System E-Filing an launched 9 December, BCCL On the investor onboarding process. proposed enhancements on the conclusions consultation its published HKEX December, On 13 in its securities to the Pre-Opening Session (POS) and Volatility Control Mechanism (VCM) for the proposed market. HKEX concluded that there were substantial market support initiatives. the two enhancements and would proceed with the implementation of HKEX Fact Book 2019 Book Fact HKEX Event Month November December MAJOR EVENTS 2019 11 On 16 December, OTC Clearing Hong Kong Limited (OTC Clear) has received a license from license a received has Clear) (OTC Limited Kong Hong Clearing OTC December, 16 On Clearing Instruments a Foreign Financial of Japan to become Services Agency the Financial strong shown have which banks, Japanese to services clearing offer to it allowing Organisation, When clearing cross currency swaps cross currency swaps with OTC Clear. demand in clearing costs. significantly reduce their capital with HKEX, banks could on Review of the Environmental, SEHK published Consultation Conclusions On 18 December, the Rules and the findings of its latest Reporting Guide and related Listing Social and Governance support received for the consultation ESG disclosures. With the strong review of listed issuers’ SEHK will implement the consultation the ESG reporting framework, the proposals to enhance for The changes will be effective reflecting comments received. proposals, with modifications, 1 July 2020. financial years commencing on or after consultation conclusions on proposals to impose margin On 18 December, the SFC released The proposals will be (OTC) derivatives. cleared over-the-counter for non-centrally requirements contracting a which is corporation licensed A clarifications. and amendments some with adopted derivative transaction entered into with an authorised party to a non-centrally cleared OTC another defined entity would be required to exchange institution, a licensed corporation or amount of their outstanding non-centrally cleared margin with the counterparty if the notional The initial margin requirements will be phased in OTC derivatives exceeds specified thresholds. will take effect. margin is also the date the variation starting from 1 September 2020, which China Securities Regulatory Commission (CSRC) jointly On 20 December, the SFC and the regime for Southbound trading under Stock Connect announced that the investor identification on 13 January 2020. After the regime is implemented, was scheduled for implementation would be available to facilitate surveillance and Southbound investor identification information the Stock Connect programme. monitoring for the orderly operation of HKEX Fact Book 2019 Book Fact HKEX Event Month MARKET HIGHLIGHTS – MAIN BOARD 12 20 168 148 246 704 2.73 2019 13.28 2,071 40.85 12,416 38698.57 32635.85 37103.19 30157.49 25064.36 28189.75 86,951.98 1,443,044 243,932.73 449,970.18 354,988,721 21,390,188.28 38,058,338.10 60,007,451.66 10 133 246 3.34 10.45 1,926 65.04 Year 12,900 43382.63 31673.89 33622.78 33154.12 24585.53 25845.70 1,577,973 106,891.36 224,845.16 533,216.29 388,181,359 26,295,274.58 29,723,238.27 55,311,909.01 94 143 81 13 246 654 673 2.79 2018 2017 16.34 1,794 47.61 12,478 38939.55 28044.77 38884.61 30003.49 22134.47 29919.15 87,642.68 1,220,718 178,069.85 567,401.46 300,296,509 21,560,099.47 33,717,995.17 43,805,184.04 (2)
(1) (3) New listing companies Transfer of listing from GEM Average daily Average daily Average daily Figures includes the number of companies for transfer of listing from GEM. Turnover values have been adjusted for late reported and rejected sales. Calculations are based on year-end figures of all listed stocks. Average dividend yield (%) Annual
(HK$mil) Total market capitalisation Average P/E ratio (times) Listed securities (as at year end) Listed securities (as at year No. of listed companies Total turnover volume (mil. shs) Annual Equity funds raised (HK$mil) Annual turnover velocity (%) No. of listed securities Total number of trades (deals) Annual Trading No. of trading days Number of Exchange participants No. of new listed companies No. of new listed companies Stock price indices S&P/HKEX LargeCap Index (28 February 2003 = 10000) High
Total turnover value (HK$mil) Notes: (1) (2) (3) Low Year-end Hang Seng Index (31 July 1964 = 100) High Low Year-end Market ratios HKEX Fact Book 2019 Book Fact HKEX Stock market highlights – Main Board highlights Stock market MARKET HIGHLIGHTS – GEM 13 15 378 379 246 1.79 2019 22.04 46.73 9,831 76.56 79.44 202.69 772.44 141.52 4,277.10 49,860.88 2,418,371 190,020.19 106,699.32 75 389 390 246 0.45 28.16 68.47 Year 518.24 18,819 263.65 140.05 146.01 1,361.34 10,918.54 186,183.32 80 324 325 246 0.38 2018 2017 36.65 53.08 605.94 19,451 366.25 254.65 263.81 1,941.83 4,785,031 4,629,493 13,984.10 127,487.49 149,061.01 477,690.71 334,890.26 280,841.44 (1) Annual Average daily Annual Average daily Annual Average daily (2) Turnover values have been adjusted for late reported and rejected sales. Turnover values have been adjusted for late reported and Calculations are based on year-end figures of GEM stocks Average dividend yield (%)
Average P/E ratio (times)
Listed securities (as at year end) Listed securities (as at year No. of listed companies Annual turnover velocity (%) Total turnover volume (mil. shs) No. of listed securities
No. of new listed companies Total market capitalisation (HK$mil) Total market capitalisation Total number of trades (deals) Equity funds raised (HK$mil) Stock price indices S&P/HKEX GEM Index (28 February 2003 = 1000) High Trading No. of trading days Low Total turnover value (HK$mil) Total turnover value (HK$mil) Year-end Market ratios HKEX Fact Book 2019 Book Fact HKEX Stock market highlights – GEM highlights Stock market Notes: (1) (2) MARKET HIGHLIGHTS – MAIN BOARD & GEM 14 0.16 60.69 149.65 141.42 12,795 48.39 112.58 109.85 13,290 987.25 1,076.53 107.41 87.15 94.09 60.50 12,803 20 6 13 10 0.51 21.28 9.99 10.64 16.42 10.50 13.30 105.63 66.92 88.25 544.13 454.25 1,115.64 490.05 581.39 7 14 8 903.13 1,167.68 2,170.96 1,011.41 1,065.38 985.69 1,235.36 2,254.09 1,103.11 1,249.16 1,209.93 1,367.71 1,596,792 1,452,874 940,454 1,062,500 1,440,280 1,081,020 1,240,169 2 163 124 120 161 208 62 102 115 183 138 126 174 218 64 110 122 314.24 263.09 195.32 128.54 288.01 90.04 168.96 232.52 522.08 589.54 775,743 16,202.48 19,460.96 15,597.90 9,529.07 11,221.86 12,636.75 17,482.24 11,173.11 89 9.71 10.52 11.28 10.94 545.30 601.32 873,389 – – – – – – – – – – – – – – – – – – – – – – – – – 12 12 247 245 246 246 246 249 246 247 244 247 113 101 101 0.74 0.50 0.31 0.20 0.27 1.10 0.11 0.28 0.25 0.10 2.30 3.30 2.80 2.98 3.42 3.42 3.21 2.77 3.32 2.73 3.98 0.35 0.20 0.02 0.01 1.81 0.93 0.08 0.08 3.06 9.38 0.00 0.84 2.77 4.46 6.09 2018 2019 2016 2017 2014 2015 2012 2013 2010 2011 43.89 55.52 67.15 82.36 67.42 82.03 91.09 89.41 58.89 68.82 43.41 46.67 50.40 70.82 45.12 47.66 65.07 40.87 16.72 8,522 9,060 9,015 8,591 7,900 6,723 6,903 2,118 2,315 2,449 1,643 1,752 1,866 1,973 1,413 1,496 1,547 69.12 69.73 53.85 62.56 69.46 604.46 378.86 942.72 858.72 490.39 305.36 449.48 259.79 452.85 256.13 140.01 209.90 710.20 852.55 294.74 409.24 230.60 215.32 217.38 186.17 180.01 226.21 244.71 140.53 162.22 137.52 141.15 138.81 649.09 778,878 4,504.08 2,727.00 3,007.66 3,866.14 2,418.14 2,692.46 2,629.89 1,646.44 1,783.31 2,044.51 1,836.85 1,371.57 1,189.17 1,837.31 1,995.45 1,455.40 1,852.14 1,533.15 1,269.23 1,229.96 33,998.84 29,909.42 38,165.04 24,042.81 25,071.83 24,683.73 24,761.31 21,076.96 17,537.26 21,950.13 12,411.31 12,068.96 53,693.91 45,611.90 44,282.87 55,646.80 60,197.47 34,991.18 39,907.28 33,967.55 34,439.74 34,286.67 26,090.62 16,396.42 21,709.16 26,422.76 21,440.05 17,210.08 17,154.07 13,301.05 15,264.63 17,155.73 355,749,145 264,849,916 305,081,540 392,810,852 357,407,092 193,940,737 214,853,621 191,608,513 229,470,737 262,437,450 GEM
(2) (1) from (%) Products (%) Companies listing Others REITs L&I ETFs of daily (times) yield warrants velocity warrants securities listing days (3) ratio securities companies Initial public offers public market Initial Secondary Transfer New Equities Derivative warrants Equity Derivative Average daily Annual Average daily Annual Average Inline Annual Average Unit trusts and mutual funds mutual and CBBCs trusts ELIs Debt Unit P/E dividend turnover listed trading listed Figures includes the number of companies for transfer of listing from GEM. Turnover values have been adjusted for late reported and rejected sales. Calculations are based on year-end figures of all listed stocks. of of of Market ratios
Annual No. of new listed companies Total turnover value (HK$bil)
Average No. (HK$bil) (HK$bil) raised capitalisation market funds Total Equity Trading No.
Trading by products (HK$bil) Average Total turnover volume (bil. shs) Total number of trades (deals)
Listed securities (as at year end) No. Year Notes: (1) (2) (3) Stock market highlights – Main Board and GEM – Main Board highlights Stock market HKEX Fact Book 2019 Book Fact HKEX MARKET HIGHLIGHTS – DERIVATIVES MARKET HIGHLIGHTS – – 2 15 96 60 24 28 353 175 246 270 246 328 741 0.98 6.6% 2019 1,137 1,685 55,944 29,571 11,136 27,277 26,279 34,652 80,588 18,652 573,173 626,309 917,358 442,333 2,996,013 2,939,047 1,993,701 4,588,509 6,702,538 9,698,551 10,661,047 150,490,751 108,813,894 262,885,798 154,071,904
– – – – 1 96 13 25 28 236 272 246 759 246 429 830 0.98 7.2% Year 9,517 1,124 1,733 37,909 20,476 36,474 20,760 351,706 686,602 863,027 517,395 105,598 3,381,251 3,321,233 1,809,962 5,107,002 7,213,486 11,859,388 10,594,737 165,867,271 127,279,101 296,183,076 168,903,975
– – 0 3 27 86 27 28 422 424 470 247 588 247 251 586 0.80 5.2% 2018 2017 2,710 5,555 8,539 18,230 28,331 31,186 62,024 15,862 166,135 441,321 121,532 757,625 428,499 2,851,073 2,815,844 3,917,966 8,304,697 9,615,449 11,155,770 107,930,810 105,839,179 214,845,348 109,006,169
+ +
^ ^
# # Iron Ore Futures Iron Ore Futures London Metal Mini Futures London Metal Mini Futures Average daily Gold Futures Gold Futures Bond Futures * RMB Currency products INR Currency Futures Equity index products Equity products Interest rates products Equity products Bond Futures * Interest rates products Equity index products RMB Currency products INR Currency Futures Average daily Annual total Annual total Average daily Annual total Average daily Trading in Gold Futures commenced on 10 Jul 2017 Trading in Iron Ore Futures commenced on 13 Nov 2017 2019 Trading in INR Currency Futures commenced on 4 Nov # ^ +
Stock options No. of stock options classes at the year end
and suspended with effect from 08 Dec 2017 * Trading in Bond Futures commenced on 10 Apr 2017
Open interest at the year end
All futures and options products (excluding stock options) All futures and options products No. of trading days No. of stock options series at the year end
Contract volume No. of newly introduced stock options classes
No. of trading days Premium (HK$mil) Contract volume Number of trades
Open interest at the year end Contracts exercised Average premium per contract (HK$) Average contract per trade (contracts) No. of market makers Put volume/call volume Average daily contract volume/open interest All futures and options products Contract volume Open interest at the year end Market highlights – Derivatives market highlights Derivatives market highlights – Market HKEX Fact Book 2019 Book Fact HKEX MARKET HIGHLIGHTS – CLEARING AND SETTLEMENT Market highlights – Clearing and Settlement
Year
2017 2018 2019
CCASS Statistics
Average Daily Exchange Trades Handled by CCASS – Number of trades 1,240,145 1,596,771 1,452,847 – Value of trades (HK$bil) 88.0 107.2 86.9 – Share quantity Involved (bil. shs) 180.0 226.2 244.7
Average Daily Settlement Instructions (“SIs”) Settled by CCASS – Number of SIs 92,459 103,033 94,951 – Value of SIs (HK$bil) 220.5 266.2 238.4 – Share quantity involved (bil. shs) 48.0 50.3 44.8
Average Daily Investor SIs (“ISIs”) Settled by CCASS – Number of ISIs 337 305 233 – Value of ISIs (HK$mil) 271.6 211.7 158.3 – Share quantity involved (mil. shs) 182.3 133.3 150.1
Average Daily Settlement Efficiency of CNS Stock Positions on Due Day (T+2) (%) 99.91 99.90 99.92
Average Daily Settlement Efficiency of CNS Stock Positions on the Day following the Due Day (T+3) (%) 99.99 99.99 99.99
Average Daily Buy-ins Executed on T+3 – Number of brokers involved 3 4 3 – Number of buy-ins 4 4 3 – Value of buy-ins (HK$mil) 2.0 4.3 1.5
Shares Deposited in the CCASS Depository – Number of shares (bil. shs) 6,404.2 6,644.4 6,500.6 – Percentage of total issued shares of the admitted securities 75.30 76.15 75.41 – Value of shares (HK$bil) 21,768.7 18,815.1 22,828.2 – Percentage of the total market capitalisation of the admitted securities 58.70 58.78 56.79
DCASS Statistics 2017 2018 2019 Open Interest as at the year end (contracts) – Equity Index Futures 475,151 708,430 604,384 – Stock Futures 5,555 20,476 27,277 – 5-Year MOF T-Bond Futures ^ - - - – Interest Rates Futures 470 272 60 – RMB Currency Futures 25,218 32,284 24,636 – INR Currency products * - - 175 – Gold Futures + 422 236 1,137 – Iron Ore Futures ^^ 424 1,124 1,685 – London Metal Mini Futures 27 1 353 – Equity Index Options 2,340,693 2,612,803 2,334,663 – Stock Options 8,304,697 7,213,486 6,702,538 – RMB Currency Options # 3,113 5,625 1,643
Cumulative Stock Options Exercised – Share quantity involved (mil. shs) 9,184 10,683 11,811 – Value of shares (HK$bil) 205 282 242
^ Trading in 5-Year MOF T-Bond Futures commenced on 10 Apr 2017 and suspended with effect from 08 Dec 2017 + Trading in Gold Futures commenced on 10 Jul 2017 ^^ Trading in Iron Ore Futures commenced on 13 Nov 2017 # Trading in RMB Currency Options commenced on 20 Mar 2017 * Trading in INR Currency products commenced on 4 Nov 2019
HKEX Fact Book 2019 16 MAIN BOARD MARKET INDICES 17 19 25064.36 (03/01/19)
18
17 2019 9 8) .8 16 /1 38698.57 33154.12 (03/05/19) (26/01/18) 10
15
0/ 31673 2018 (3 18542.15 14 (21/01/16) 28442.75 13 (28/04/15) 43382.63 (26/01/18) 12 2017
11
10 16250.27 (04/10/11) 2016 09 24964.37
(08/11/10)
08 22539.49 1,130,501.36 (12/02/16) 07 2015 11015.84 (27/10/08) 06 34685.39 (27/04/15) 31638.22 05 (30/10/07) 2014 04
03
02 2013 23663.18 8409.01 (25/06/13) 01 (25/04/03) Weekly Turnover Value 27110.52 (20/12/12) 00
2012 99 98 18301.69 (28/03/00)
19639.36 97 (04/10/11) 2011 6660.42 (13/08/98) 96 29488.04 16673.27 (08/11/10) 95
(07/08/97)
2010 94 93 6967.93 26565.29
(23/01/95) (18/11/09)
2009 92 12201.09 (04/01/94) 91
13569.03 90 (27/10/08) 2008 89 88 38585.09 (30/10/07) 2007
87 86 3949.73 (01/10/87)
85 2006 17687.55 (14/06/06) 84 83
17775.07 2005 (15/08/05)
82 INDEX (31/07/1964=100) 81 11911.16 (17/05/04) 2004 80 1810.20 15244.34 (17/07/81) (27/02/04)
79 78 2003
9155.30 77 (25/04/03) 76 150.11
2002
(10/12/74) 13235.62 75 (17/05/02) 74 9835.09 2001 73 (21/09/01)
72 1774.96 (09/03/73) 71 2000 70 19309.74 (28/03/00) 69
1999
68
67 6560.15 66 (13/08/98) 1998 12007.69 (25/03/98) 65
0 0 64 5000 Index 45000 40000 35000 30000 25000 20000 15000 10000 0 HK$mil 800,000 600,000 400,000 200,000 1,200,000 1,000,000 9000 6000 3000 33000 30000 27000 24000 21000 18000 15000 12000 Index HKEX Fact Book 2019 Book Fact HKEX Hang Seng Index, monthly movement 1964-2019 Hang Seng Index, monthly S&P/HKEX LargeCap Index, weekly movement 1998-2019 movement Index, weekly LargeCap S&P/HKEX MAIN BOARD MARKET INDICES – – – – – – – – – – – 18 Dec 34735.87 34652.59 34210.04 34387.31 34753.77 34762.28 34675.26 34984.27 35413.91 36386.23 36159.41 36659.44 36747.93 36622.09 36675.53 36686.89 36684.20 37199.22 37306.83 37103.19 37306.83 34210.04 35840.31 – – – – – – – – – – Nov 35137.00 35796.97 35980.20 35995.57 36239.39 35913.18 34933.55 35247.46 34627.49 34240.65 34328.22 34849.65 35303.11 35085.91 34457.26 34757.63 35268.38 35194.95 35320.33 35309.25 34601.67 36239.39 34240.65 35170.85 12/19 – – – – – – – – – – Oct 33661.21 33791.17 33453.28 33597.38 33301.48 33353.88 34068.85 34334.00 34337.18 34530.62 34715.94 34579.71 34658.32 34651.35 34368.92 34600.87 34387.82 34872.69 34668.66 34518.76 34850.62 34872.69 33301.48 34252.51 11/19 28 February 2003 = 10000 28 February – – – – – – – – – – Sep 10/19 33224.26 33111.26 34347.21 34353.89 34611.00 34589.53 34524.02 35118.54 35024.08 35359.99 35032.29 34623.51 34633.92 34184.16 34190.43 33952.47 34022.60 33598.89 33700.45 33565.06 33711.41 35359.99 33111.26 34260.90 – – – – – – – – – Aug 09/19 35542.84 34700.40 33647.54 33414.04 33470.39 33653.40 33444.49 33376.62 32681.49 32763.65 33047.26 33333.89 34067.98 33957.17 33927.59 33651.23 33878.99 33363.22 33284.85 33224.54 33304.32 33361.18 35542.84 32681.49 33595.32 – – – – – – – – – Jul 08/19 37215.46 37125.56 37066.99 37064.52 36509.70 36246.35 36327.53 36567.53 36651.71 36756.99 36804.88 36782.01 36606.76 37078.81 36534.55 36587.74 36686.20 36768.86 36518.00 36178.52 36230.65 35736.43 37215.46 35736.43 36638.44 V – – – – – – – – – – – – Jun 07/19 50 MA 34715.86 34498.47 34726.43 34803.06 35607.30 35861.12 35269.95 35183.98 34953.79 35102.01 35426.08 36327.93 36763.33 36698.45 36752.21 36265.69 36318.62 36907.81 36851.92 36907.81 34498.47 35738.63 – – – – – – – – – – 06/19 May V 38534.21 38698.57 37637.48 37840.62 37445.03 36607.57 36919.11 36318.57 36552.81 36434.47 36074.16 35856.94 35706.29 35803.36 35191.33 35324.33 35232.11 35342.99 35119.95 35001.00 34751.27 34751.27 36304.39 38698.57 10 MA 05/19 – – – – – – – – – – – – (03/05) 38698.57 Apr 37690.28 37798.97 38358.55 38245.96 38408.48 38481.81 38483.85 38187.76 38295.76 38209.01 38695.47 38670.58 38454.42 38535.24 38360.34 37984.29 38085.69 38456.17 38247.47 38695.47 37690.28 38297.37 04/19 – – – – – – – – – – t Mar 37105.50 37315.43 37440.69 37477.50 37130.04 36413.56 36796.05 37321.91 37191.91 37223.87 37381.29 37814.09 37813.96 37574.21 37201.68 37267.73 36503.31 36535.75 36776.98 36778.00 37102.74 37814.09 36413.56 37150.77 03/19 Movemen – – – – – – – – – – – – – – Feb Daily 02/19 36079.60 36154.46 36094.38 36363.92 36372.29 36750.31 36658.77 35953.12 36547.34 36365.39 36720.15 36839.50 37018.09 37295.47 37054.74 37080.04 36930.87 37295.47 35953.12 36604.61 – – – – – – – – – Jan (03/01) 32635.85 01/19 x 36088.22 34584.11 32635.85 32726.36 32635.85 33330.84 33619.74 33580.56 34313.77 34322.03 34522.20 33992.42 34664.69 34733.85 34613.02 35022.75 35171.63 34937.66 34892.99 35011.15 35657.72 35682.84 35599.19 35730.91 36088.22 Inde 40000 39100 38200 37300 36400 35500 34600 33700 32800 31900 31000 1 2 3 4 5 6 7 8 9 10 11 12 13 14 15 16 17 18 19 20 21 22 23 24 25 26 27 28 29 30 31 Avg Low High Date
S&P/HKEX LargeCap Index, daily closing (2019) Index, daily LargeCap S&P/HKEX HKEX Fact Book 2019 Book Fact HKEX S&P/HKEX LargeCap Index, daily movement (2019) S&P/HKEX LargeCap Index, MAIN BOARD MARKET INDICES – – – – – – – – – – – 19 Dec 27264.29 26444.72 26391.30 26062.56 26217.04 26498.37 26494.73 26436.62 26645.43 26994.14 27687.76 27508.09 27843.71 27884.21 27800.49 27871.35 27906.41 27864.21 28225.42 28319.39 28189.75 28319.39 26062.56 – – – – – – – – – – Nov 12/19 27100.76 27547.30 27683.40 27688.64 27847.23 27651.14 26926.55 27065.28 26571.46 26323.69 26326.66 26681.09 27093.80 26889.61 26466.88 26595.08 26993.04 26913.92 26954.00 26893.73 26346.49 27847.23 26323.69 26979.04 31 July 1964 = 100 31 July 1964 – – – – – – – – – – Oct 11/19 26042.69 26110.31 25821.03 25893.40 25682.81 25707.93 26308.44 26521.85 26503.93 26664.28 26848.49 26719.58 26725.68 26786.20 26566.73 26797.95 26667.39 26891.26 26786.76 26667.71 26906.72 26906.72 25682.81 26458.15 – – – – – – – – – – Sep 10/19 25626.55 25527.85 26523.23 26515.53 26690.76 26681.40 26683.68 27159.06 27087.63 27352.69 27124.55 26790.24 26754.12 26468.95 26435.67 26222.40 26281.00 25945.35 26041.93 25954.81 26092.27 27352.69 25527.85 26474.27 – – – – – – – – – 09/19 Aug 27565.70 26918.58 26151.32 25976.24 25997.03 26120.77 25939.30 25824.72 25281.30 25302.28 25495.46 25734.22 26291.84 26231.54 26270.04 26048.72 26179.33 25680.33 25664.07 25615.48 25703.50 25724.73 27565.70 25281.30 25987.11 08/19 – – – – – – – – – Jul 28875.56 28855.14 28795.77 28774.83 28331.69 28116.28 28204.69 28431.80 28471.62 28554.88 28619.62 28593.17 28461.66 28765.40 28371.26 28466.48 28524.04 28594.30 28397.74 28106.41 28146.50 27777.75 28875.56 27777.75 28465.30 V 07/19 – – – – – – – – – – – – 50 MA Jun 06/19 26893.86 26761.52 26895.44 26965.28 27578.64 27789.34 27308.46 27294.71 27118.35 27227.16 27498.77 28202.14 28550.43 28473.71 28513.00 28185.98 28221.98 28621.42 28542.62 28621.42 26761.52 27718.04 – – – – – – – – – – May V 05/19 29944.18 30081.55 29209.82 29363.02 29003.20 28311.07 28550.24 28122.02 28268.71 28275.07 27946.46 27787.61 27657.24 27705.94 27267.13 27353.93 27288.09 27390.81 27235.71 27114.88 26901.09 30081.55 26901.09 28132.27 10 MA – – – – – – – – – – – – Apr 04/19 (09/04) 30157.49 29562.02 29624.67 29986.39 29936.32 30077.15 30157.49 30119.56 29839.45 29909.76 29810.72 30129.87 30124.68 29963.26 29963.24 29805.83 29549.80 29605.01 29892.81 29699.11 29549.80 29881.95 30157.49 – – – – – – – – – – t 03/19 Mar 28812.17 28959.59 28961.60 29037.60 28779.45 28228.42 28503.30 28920.87 28807.45 28851.39 29012.26 29409.01 29466.28 29320.97 29071.56 29113.36 28523.35 28566.91 28728.25 28775.21 29051.36 29466.28 28228.42 28900.02 Movemen – – – – – – – – – – – – – – 02/19 Feb Daily 27930.74 27990.21 27946.32 28143.84 28171.33 28497.59 28432.05 27900.84 28347.01 28228.13 28514.05 28629.92 28816.30 28959.30 28772.06 28757.44 28633.18 28959.30 27900.84 28392.37 01/19 – – – – – – – – – (03/01) 25064.36 Jan 27942.47 26711.56 25064.36 25130.35 25064.36 25626.03 25835.70 25875.45 26462.32 26521.43 26667.27 26298.33 26830.29 26902.10 26755.63 27090.81 27196.54 27005.45 27008.20 27120.98 27569.19 27576.96 27531.68 27642.85 27942.47 Index 31000 30300 29600 28900 28200 27500 26800 26100 25400 24700 24000 HSI is compiled by Hang Seng Indexes Company Limited 1 2 3 4 5 6 7 8 9 10 11 12 13 14 15 16 17 18 19 20 21 22 23 24 25 26 27 28 29 30 31 Avg Low High Date
HKEX Fact Book 2019 Book Fact HKEX Hang Seng Index, daily movement (2019) Hang Seng Index, daily movement Hang Seng Index, daily closing (2019) Index, daily Hang Seng Note: MAIN BOARD MARKET INDICES – – – – – – – – – – – 20 Dec 17.04 16.71 17.40 16.06 16.06 16.00 16.03 15.90 15.88 15.51 14.62 14.25 14.16 13.73 13.66 12.93 13.18 14.66 15.07 15.61 17.40 15.22 12.93 – – – – – – – – – – 9 Nov 12.93 /1 (23/12) 15.36 15.99 15.52 15.19 14.74 15.12 18.31 17.25 19.97 20.04 19.19 17.84 17.16 17.22 18.17 17.38 17.59 17.52 17.17 16.85 17.77 20.04 14.74 17.21 12 – – – – – – – – – – 19 Oct 1/ 20.59 20.14 20.70 20.75 21.09 20.91 20.04 18.87 17.99 18.17 17.60 17.29 16.72 16.23 16.32 16.10 15.62 15.90 16.05 16.39 15.18 21.09 15.18 18.03 91 – – – – – – – – – – /1 10 Sep 23.89 23.27 21.30 21.30 20.29 19.47 18.76 18.65 18.34 18.09 18.78 18.99 19.05 18.73 18.57 19.31 18.65 20.42 19.98 19.88 20.25 23.89 18.09 19.81 9 /1 – – – – – – – – – 09 Aug 16.45 19.94 22.27 23.35 21.32 20.75 20.75 19.60 23.36 23.65 23.57 24.25 22.92 21.17 20.94 20.44 20.37 23.97 24.05 24.09 23.69 24.15 24.25 16.45 22.05 9 /1 08 – – – – – – – – – Jul 15.25 14.81 14.25 14.70 15.58 15.83 15.52 14.69 14.21 14.78 14.60 14.59 15.72 15.18 17.67 16.66 16.68 17.44 18.08 18.72 17.28 17.31 18.72 14.21 15.89 9 V /1 07 – – – – – – – – – – – – 50 MA Jun 20.93 19.72 17.60 17.03 16.94 9 16.99 18.18 18.16 18.07 17.83 18.06 17.76 17.43 17.40 17.54 18.03 18.63 17.98 17.48 20.93 16.94 17.99 /1 06 – – – – – – – – – – V May 19 14.33 14.87 18.29 17.76 19.52 23.54 21.07 20.90 18.75 18.26 18.98 18.81 18.21 18.53 19.68 19.11 19.42 18.75 19.50 19.49 20.85 23.54 14.33 18.98 05/ 10 MA – – – – – – – – – – – – 9 Apr /1 15.61 15.17 15.45 15.36 16.14 15.50 15.64 15.86 15.02 16.05 15.35 15.31 15.19 15.74 15.14 15.48 14.74 14.84 04 14.47 16.14 14.47 15.37 t 9 – – – – – – /1 – – – – 03 Mar 17.10 17.63 17.55 17.41 17.51 18.93 17.78 17.33 17.58 16.45 15.30 15.98 16.14 16.37 16.56 15.86 18.14 16.89 15.77 15.43 14.73 18.93 14.73 16.78 Movemen 9 /1 – – – – – – – – – – – – – – 02 Daily Feb 18.24 18.58 18.31 17.66 17.11 17.10 17.00 18.13 18.11 18.28 18.32 17.71 17.32 18.01 18.55 19.83 18.93 19.83 17.00 18.07 9 /1 01 – – – – – 26.93 – – – – (02/01) Jan 20.13 26.93 26.93 25.17 22.96 22.18 21.11 20.43 20.44 19.64 20.26 19.48 19.20 19.30 18.63 19.13 19.57 18.80 18.25 17.77 18.59 18.50 18.45 18.01 17.77 x 23 21 19 17 15 13 11 31 29 27 25 Inde VHSI is compiled by Hang Seng Indexes Company Limited 1 2 3 4 5 6 7 8 9 10 11 12 13 14 15 16 17 18 19 20 21 22 23 24 25 26 27 28 29 30 31 Avg Low High Date
HKEX Fact Book 2019 Book Fact HKEX HSI Volatility Index, daily movement (2019) HSI Volatility Index, daily movement HSI Volatility Index, daily closing (2019) daily closing Index, HSI Volatility Note: MAIN BOARD MARKET INDICES – – – – – – – – – – – 21 Dec 10363.91 10355.92 10254.09 10321.83 10407.18 10408.05 10395.27 10502.53 10614.76 10838.11 10778.89 10964.99 11024.66 10985.89 11030.23 11052.68 11035.98 11194.55 11225.31 11168.06 11225.31 10254.09 10746.14 – – – – – – – – – – Nov 12/19 10622.50 10813.47 10877.63 10860.86 10935.89 10882.30 10613.63 10691.09 10519.12 10427.38 10424.80 10556.56 10696.56 10619.51 10450.22 10506.17 10628.88 10617.37 10620.11 10561.87 10301.82 10935.89 10301.82 10629.89 – – – – – – – – – – Oct 1/19 3 January 2000 = 2000 3 January 10182.97 10220.98 10147.33 10201.34 10169.33 10218.49 10452.58 10507.85 10500.17 10532.17 10588.17 10540.04 10543.41 10526.86 10451.70 10532.85 10466.30 10569.82 10547.00 10479.09 10533.24 10588.17 10147.33 10424.37 – – – – – – – – – – Sep 10/191 10103.36 10035.78 10288.19 10384.14 10430.67 10417.39 10403.34 10565.01 10592.37 10687.75 10628.25 10502.37 10478.50 10385.35 10375.65 10287.92 10271.03 10168.78 10212.27 10148.77 10200.97 10687.75 10035.78 10360.37 – – – – – – – – – 09/19 Aug 9993.34 9993.84 9997.94 9846.64 9866.18 9903.41 9964.30 9996.19 9980.73 9992.64 9846.64 10621.57 10348.63 10081.64 10012.24 10041.62 10109.15 10132.77 10177.29 10122.90 10194.73 10013.51 10083.20 10621.57 10067.02 – – – – – – – – – 08/19 Jul V 10981.23 10922.41 10913.39 10895.10 10725.20 10650.63 10701.92 10784.01 10788.34 10838.99 10865.52 10847.91 10784.55 10909.41 10770.31 10809.92 10858.88 10930.36 10853.17 10780.59 10818.35 10675.31 10981.23 10650.63 10822.98 07/19 – – – – – – – – – – – – 50 MA Jun 10430.64 10341.12 10345.05 10334.32 10526.92 10620.13 10494.78 10472.44 10419.87 10428.52 10507.65 10764.70 10922.39 10921.47 10952.94 10742.41 10766.06 10897.13 10881.85 10952.94 10334.32 10619.49 06/19 – – – – – – – – – – V May 05/19 11556.72 11575.05 11233.66 11261.05 11097.37 10845.06 10931.05 10764.02 10804.14 10811.62 10688.75 10633.42 10634.62 10604.55 10401.11 10445.54 10402.76 10416.55 10390.45 10450.09 10387.17 11575.05 10387.17 10777.85 10 MA – – – – – – – – – – – – Apr (04/17) 11848.98 04/19 11557.63 11546.66 11705.16 11692.37 11793.65 11815.00 11764.00 11618.04 11659.84 11631.86 11821.18 11848.98 11768.63 11731.02 11663.78 11502.04 11510.87 11638.18 11542.25 11502.04 11674.27 11848.98 t – – – – – – – – – – Mar 03/19 11506.94 11575.53 11582.61 11592.03 11460.08 11156.82 11276.91 11466.14 11405.82 11447.27 11508.17 11674.83 11686.66 11624.98 11544.09 11517.48 11232.07 11231.73 11305.36 11294.81 11379.62 11686.66 11156.82 11450.95 Movemen – – – – – – – – – – – – – – Feb Daily 02/19 11063.94 11036.42 10956.58 11016.93 11044.65 11199.10 11170.35 10937.33 11149.02 11116.92 11229.43 11305.98 11427.29 11631.03 11543.95 11457.27 11367.45 11631.03 10937.33 11214.92 01/19 – – – – – – – – – (02/01) 9833.69 Jan 9833.69 9835.45 9833.69 11035.73 9800 9500 9200 10029.65 10123.85 10133.74 10358.21 10394.59 10454.95 10292.44 10502.62 10555.52 10512.15 10636.97 10713.05 10613.48 10631.03 10691.00 10873.67 10882.50 10867.42 10897.13 11035.73 10494.04 Index 12200 11900 11600 11300 11000 10700 10400 10100 HSCEI is compiled by Hang Seng Indexes Company Limited 1 2 3 4 5 6 7 8 9 10 11 12 13 14 15 16 17 18 19 20 21 22 23 24 25 26 27 28 29 30 31 Avg Low High Date
HKEX Fact Book 2019 Book Fact HKEX Hang Seng China Enterprises Index, daily movement (2019) Hang Seng China Enterprises Hang Seng China Enterprises Index, daily closing (2019) daily closing Index, China Enterprises Hang Seng Note: MAIN BOARD MARKET INDICES – – – – – – – – – – – 22 Dec 4207.46 4236.80 4194.05 4235.48 4242.82 4254.07 4254.00 4287.63 4326.69 4394.22 4392.62 4424.31 4446.45 4414.51 4443.53 4451.08 4444.10 4512.28 4525.39 4537.76 4537.76 4194.05 4361.26 – – – – – – – – – – Nov 12/19 4318.71 4396.14 4431.51 4398.68 4429.14 4400.24 4297.24 4340.41 4276.52 4239.22 4236.26 4270.27 4320.16 4302.07 4237.53 4263.74 4288.40 4267.94 4281.72 4256.24 4162.16 4431.51 4162.16 4305.44 – – – – – – – – – – 11/19 Oct 3 January 2000 = 2000 3 January 4147.62 4167.77 4145.78 4174.02 4164.52 4202.01 4306.10 4302.77 4281.95 4294.59 4334.38 4311.35 4338.11 4288.51 4241.19 4268.59 4287.75 4314.17 4298.91 4247.38 4264.52 4338.11 4145.78 4256.29 – – – – – – – – – – 10/19 Sep 4152.62 4113.63 4200.86 4225.68 4230.34 4227.18 4242.50 4279.38 4279.95 4312.06 4334.71 4289.98 4308.58 4263.82 4255.95 4212.33 4208.71 4159.33 4155.92 4130.22 4147.85 4334.71 4113.63 4225.31 09/19 – – – – – – – – – Aug 4314.77 4205.62 4102.22 4067.66 4083.13 4117.06 4109.42 4088.46 4000.10 3987.18 4024.34 4077.64 4158.76 4186.85 4225.79 4194.95 4209.81 4107.12 4126.64 4158.78 4135.31 4155.88 4314.77 4128.98 3987.18 08/19 (14/08) – – – – – – – – 3987.18 – Jul 4504.49 4500.48 4510.84 4519.49 4447.67 4413.19 4455.36 4493.81 4456.47 4464.68 4464.66 4447.48 4427.22 4454.56 4397.43 4409.21 4423.76 4445.52 4407.92 4380.97 4394.16 4340.77 4519.49 4340.77 4443.64 V 07/19 – – – – – – – – – – – – Jun 50 MA 4314.53 4264.78 4266.17 4273.92 4353.97 4364.03 4308.60 4323.88 4295.75 4282.10 4284.16 4366.82 4416.34 4416.42 4426.14 4396.67 4394.25 4449.31 4446.05 4449.31 4264.78 4349.68 06/19 – – – – – – – – – – May V 05/19 4619.49 4619.96 4503.99 4521.52 4468.03 4374.76 4429.23 4350.06 4365.50 4392.36 4345.47 4326.07 4301.95 4302.33 4255.55 4272.86 4268.01 4281.46 4278.35 4295.22 4285.86 4619.96 4255.55 4374.19 10 MA – – – – – – – – – – – – Apr 04/19 (09/04) 4767.08 4723.60 4708.42 4742.23 4728.88 4737.07 4767.08 4744.99 4671.01 4683.69 4679.72 4696.51 4677.85 4657.41 4640.76 4645.46 4584.66 4582.40 4620.34 4588.58 4582.40 4677.93 4767.08 t – – – – – – – – – – Mar 03/19 4539.04 4561.33 4545.87 4553.72 4505.77 4408.40 4458.88 4505.87 4488.23 4513.25 4550.96 4680.80 4666.97 4644.03 4589.30 4546.08 4477.20 4493.77 4537.80 4571.52 4679.15 4680.80 4408.40 4548.47 Movemen – – – – – – – – – – – – – – 02/19 Feb Daily 4405.30 4409.61 4370.56 4397.20 4408.29 4502.36 4527.06 4451.98 4511.70 4478.93 4518.29 4526.90 4584.13 4559.71 4530.12 4501.57 4457.60 4584.13 4370.56 4478.90 01/19 – – – – – – – – – Jan 4010.57 4900 4800 4700 4600 4500 4400 4300 4200 4100 4000 3900 4026.81 4106.36 4132.22 4151.54 4230.01 4242.57 4275.14 4230.47 4325.91 4337.45 4287.00 4338.00 4322.13 4290.92 4301.14 4335.24 4358.46 4338.78 4323.18 4341.50 4387.09 4387.09 4010.57 4258.75 Index HSCCI is compiled by Hang Seng Indexes Company Limited 1 2 3 4 5 6 7 8 9 10 11 12 13 14 15 16 17 18 19 20 21 22 23 24 25 26 27 28 29 30 31 Avg Low High Date
HKEX Fact Book 2019 Book Fact HKEX Hang Seng China-Affiliated Corporations Index, daily movement (2019) Hang Seng China-Affiliated Hang Seng China-Affiliated Corporations Index, daily closing (2019) daily closing Index, Corporations China-Affiliated Hang Seng Note: MAIN BOARD Number of securities by type, 2015-2019
Year
Type 2015 2016 2017 2018 2019
Ordinary shares 1,645 1,714 1,795 1,927 2,072 Preference shares 8 10 16 17 15 Equity warrants 12 8 7 2 2 LISTING STATISTICS Derivative warrants 4,590 3,705 6,094 6,763 4,571 Inline Warrants – – – – 922 Equity linked instruments 0 0 0 0 0 Callable bull/bear contracts 1,630 1,844 3,374 2,847 3,298 Unit trusts/Mutual funds 145 157 145 149 148 – Exchange Traded Funds (ETFs) 133 133 106 115 111 – Leveraged and Inverse Products (L&I products) - 12 27 22 24 – Real Estate Investment Trusts (REITs) 11 11 11 11 12 – Others 1 1 1 1 1 Debt securities 762 892 1,047 1,195 1,388
Total 8,792 8,330 12,478 12,900 12,416
Number of newly listed securities, 2015-2019
Year
Type 2015 2016 2017 2018 2019
Ordinary shares * 104 81 94 143 168 – Newly listed companies 90 75 81 133 148 – Transfer of listing from GEM 14 6 13 10 20 Preference shares 2 3 7 1 1 Equity warrants 7 5 4 1 2 Derivative warrants 6,336 4,875 7,989 11,794 8,939 Inline Warrants – – – – 923 Equity link instruments 0 0 0 0 0 Callable bull/bear contracts 11,213 8,896 13,235 26,678 24,732 Unit trusts/Mutual funds 14 34 22 15 13 – Exchange Traded Funds (ETFs) 14 22 3 15 8 – Leveraged and Inverse Products (L&I products) – 12 19 0 4 – Real Estate Investment Trusts (REITs) 0 0 0 0 1 – Others 0 0 0 0 0 Debt securities 177 211 316 303 420
Total 17,853 14,105 21,667 38,935 35,198
* Includes the number of companies for transfer of listing from GEM
Number of delisted securities, 2015-2019
Year
Type 2015 2016 2017 2018 2019
Ordinary shares 8 12 13 11 23 Preference shares 0 1 1 0 3 Equity warrants 5 9 5 6 2 Derivative warrants 6,684 5,760 5,600 11,125 11,131 Inline Warrants – – – – 1 Equity linked instruments 0 0 0 0 0 Callable bull/bear contracts 11,162 8,682 11,705 27,205 24,281 Unit trusts/mutual funds 3 22 34 11 14 – Exchange Traded Funds (ETFs) 3 22 30 6 12 – Leveraged and Inverse Products (L&I products) – 0 4 5 2 – Real Estate Investment Trusts (REITs) 0 0 0 0 0 – Others 0 0 0 0 0 Debt securities 55 81 161 155 227
Total 17,917 14,567 17,519 38,513 35,682
HKEX Fact Book 2019 23 MAIN BOARD MARKET CAPITALISATION – – 24 n.a. n.a. Dec (4.01%) (4.23%) (10.83%) HK$mil HK$mil 1,527,534.95 1,611,209.88 4,121,411.41 n.a. n.a. n.a. n.a. 2019 2019 Nov 38,058 2018 933,007.23 1,030,961.91 29,723 483,803.86 (1.27%) 894,178.93 (2.35%) 1,459,183.18 1,579,068.27 3,903,550.23 1,527,534.95 1,854,657.43 (4.87%) 1,611,209.88 4,121,411.41 1,030,961.91 (2.71%) 1,757,442.04 (4.62%) 1,195,631.05 (3.14%) 8,625,374.14 (22.66%) 5,408,826.36 (14.21%) 9,547,306.13 (25.09%) 2017 38,058,338.10 (100.00%) 33,718 n.a. n.a. Oct 2016 24,450 2015 967,628.23 24,426 1,465,699.48 1,521,109.96 4,035,994.15 2014 24,892 n.a. n.a. Sep 2013 23,909 n.a. – n.a. – n.a. – 2018 986,590.85 2012 21,872 1,321,360.93 1,475,971.57 3,710,386.41 481,542.81 (1.62%) 995,001.15 (3.35%) 2011 17,453 2,098,329.50 (7.06%) 3,163,753.44 (10.64%) 2,189,390.33 (7.37%) 1,104,391.73 (3.72%) 1,684,409.69 (5.67%) 1,029,284.28 (3.46%) 8,113,476.14 (27.30%) 4,603,544.21 (15.49%) 4,260,114.99 (14.33%) 29,723,238.27 (100.00%) Aug 2010 20,942 1,098,265.21 1,195,631.05 952,957.66 1,039,958.29 1,082,594.48 959,549.31 2009 17,769 2008 10,254 Jul 2007 20,536 n.a. – n.a. – n.a. – 979,674.08 2006 2017 13,249 2005 8,113 670,690.26 (1.99%) Jun 2,178,878.31 (6.46%) 3,924,645.30 (11.64%) 2,255,873.90 (6.69%) 1,126,395.36 (3.34%) 1,647,343.55 (4.89%) 1,252,367.74 (3.71%) 9,549,225.13 (28.32%) 5,099,505.48 (15.12%) 4,912,952.91 (14.57%) 1,100,117.23 (3.26%) 2004 6,629 33,717,995.17 (100.00%) 994,065.39 2003 5,478 2002 3,559 May 2001 3,885 982,057.71 2000 4,795 n.a. – n.a. – n.a. – 2016 1999 4,728 Apr 991,645.57 (4.06%) 504,699.55 (2.06%) 879,441.65 (3.60%) 980,852.56 (4.01%) 1998 2,662 2,124,893.20 (8.69%) 2,744,318.81 (11.22%) 1,729,378.86 (7.07%) 1,356,818.08 (5.55%) 7,229,788.27 (29.57%) 3,420,399.56 (13.99%) 2,488,198.39 (10.18%) 24,450,434.51 (100.00%) 847,479.67 894,178.93 915,765.26 836,784.36 844,229.62 874,521.47 1,044,903.73 922,963.33 971,294.98 1997 3,203 1996 3,476 Mar 1995 2,348 (8.60%) 1,068,426.53 2,085 1994 n.a. – n.a. – n.a. – 2,975 1993 Feb 2015 1,332 1992 863,905.93 (3.54%) 430,567.63 (1.76%) 1,060,787.31 949 2,257,393.20 (9.24%) 2,793,120.90 (11.44%) 1,527,830.15 (6.26%) 1,459,610.16 (5.98%) 1,140,245.89 (4.67%) 7,180,570.15 (29.40%) 3,519,996.21 (14.41%) 2,101,788.22 1,150,526.51 (4.71%) 1991 24,425,554.96 (100.00%) 650 n.a. n.a. n.a. n.a. n.a. n.a. n.a. n.a. n.a. n.a. n.a. n.a. n.a. n.a. n.a. n.a. n.a. n.a. n.a. n.a. n.a. n.a. n.a. n.a. Jan 1990 605 1989 483,803.86 445,329.39 451,361.87 437,956.36 489,137.39 456,566.55 483,085.61 498,269.06 541,143.33 537,923.06 509,700.56 545,520.61
^ 1,116,790.32 1,093,987.39 1,140,224.14 1,126,130.35 1,049,543.82 1,058,211.94 1,087,935.56 1,207,224.90 1,178,697.63 1,199,568.08 1,233,002.92 1,880,463.33 1,890,217.82 1,846,740.93 1,698,410.78 1,854,657.43 2,161,798.72 1,973,539.34 2,055,501.04 1,931,585.73 2,277,455.98 2,310,976.35 2,283,465.97 1,747,700.02 1,719,163.78 1,800,953.75 1,717,738.13 1,757,442.04 1,818,247.55 1,807,656.22 1,843,366.43 1,862,630.08 1,733,613.35 1,792,004.39 1,860,734.45 7,843,436.80 7,989,562.27 8,251,973.94 8,160,664.59 8,625,374.14 9,188,086.11 8,413,532.98 8,821,642.86 8,481,820.78 8,667,311.81 8,989,955.55 8,842,403.22 4,603,745.33 4,658,645.44 4,923,091.82 4,933,594.45 5,408,826.36 5,440,702.90 4,974,085.83 5,256,653.45 5,031,451.76 5,024,220.84 5,081,120.34 5,526,611.63 4,447,639.02 4,440,011.02 4,459,585.72 8,834,751.44 9,547,306.13 5,210,697.00 4,457,359.67 4,768,698.72 4,888,185.11 4,611,333.81 4,681,473.13 4,888,302.03 1,022,949.54 3,812,323.79 3,826,018.70 3,468,734.63 3,780,209.60 3,829,248.14 3,365,633.59 3,542,991.77 3,747,381.80 2,337,632.71 2,656,385.33 2,351,071.35 2,514,018.55 2,498,005.72 2,365,579.91 2,496,018.98 2,555,998.11 29,878,798.88 30,521,427.39 31,681,255.79 35,603,669.54 38,058,338.10 34,180,251.04 30,892,298.62 32,591,655.65 31,957,047.85 31,871,354.86 32,874,075.49 33,647,822.31 580 1988
^ ^
^
420 ^ 1987
^
^
^ 419 1986
^
^ 0 Year-end figures Month-end figures. % of equity market total Hang Seng Industry Classification System (HSICS) is provided by Hang Seng Indexes Company Limited Hang Seng Industry Classification System (HSICS) is provided by Hang Seng Indexes Company Limited Hang Seng Industry Classification System (HSICS) With effect from 9 September 2019, ‘Consumer Goods’ or ‘Consumer Services’ industries have been reorganized into ‘Consumer With effect from 9 September 2019, ‘Consumer industries. The turnover for ‘Consumer Goods’ and ‘Consumer Services’ are up to 6 Discretionary’, ‘Consumer Staples’ and ‘Healthcare’ and ‘Healthcare’ are from 9 September 2019. Discretionary’, ‘Consumer Staples’ September 2019 while the turnover for ‘Consumer With effect from 9 September 2019, ‘Consumer Goods’ or ‘Consumer Services’ industries have been reorganized into ‘Consumer With effect from 9 September 2019, ‘Consumer Goods’ or ‘Consumer Services’ industries and ‘Consumer Services’ are up to 6 Discretionary’, ‘Consumer Staples’ and ‘Healthcare’ industries. The turnover for ‘Consumer Goods’ and ‘Healthcare’ are from 9 September 2019. September 2019 while the turnover for ‘Consumer Discretionary’, ‘Consumer Staples’ 8,000 6,000 4,000 2,000 ) HK$bil 40,000 38,000 36,000 34,000 32,000 30,000 28,000 26,000 24,000 22,000 20,000 18,000 16,000 14,000 12,000 10,000 Telecommunications Consumer Services Equity total Equity Healthcare Consumer Staples Consumer Discretionary Industrials * Classification Industry Materials Energy 2019 * Industry Classification Energy Telecommunications Construction Utilities & Financials Technology Properties Information Conglomerates Consumer Goods Consumer Services Healthcare Total Utilities Consumer Staples Materials Industrials Financials Consumer Discretionary Properties & Construction & Properties Information Technology Information Consumer Goods Conglomerates
HKEX Fact Book 2019 Book Fact HKEX Market capitalisation, 1986-2019 ( Note: * ^ ^ Hang Seng Industry Classification System, 2015-2019 Market capitalisation trends by Note: * Total market capitalisation by Hang Seng Industry Classification System Classification Seng Industry by Hang capitalisation Total market MAIN BOARD MARKET CAPITALISATION 25 N.A. N.A. 0.80 0.75 0.75 0.75 0.75 0.73 0.73 0.72 0.68 0.68 0.65 0.61 0.59 0.57 0.55 0.54 0.54 0.51 0.50 0.49 0.48 0.45 0.44 0.42 0.40 0.40 0.39 0.39 0.39 0.38 0.37 0.37 0.92 0.91 0.89 0.87 0.84 0.81 4.25 3.52 3.30 2.60 1.80 1.55 1.52 1.37 9.43 % of 11.68 total 64.01 equity 100.00 End of 2019 303,254.84 384,191.32 – – Market (HK$mil) 303,120.54 286,518.67 285,993.71 284,657.13 283,568.60 278,462.18 276,680.46 272,621.38 258,962.59 257,599.30 248,733.37 231,725.36 224,590.23 218,178.77 207,753.78 206,916.30 206,828.89 193,965.72 188,456.62 185,183.05 183,865.59 171,217.03 165,890.00 161,101.44 152,382.04 151,222.50 149,925.03 147,965.02 146,979.99 144,372.61 139,824.02 139,705.04 348,301.34 345,705.19 336,857.73 332,520.72 319,083.93 307,806.68 988,863.94 685,921.83 591,768.25 578,631.03 520,764.27 1,341,144.13 1,255,813.46 1,618,008.56 4,446,881.70 3,587,872.92 24,360,912.63 38,058,338.10 capitalisation
3.330 7.340 5.540 6.000 6.730 price (HK$) 10.420 74.300 27.050 21.600 46.050 38.800 12.480 10.780 15.220 57.400 72.500 36.500 56.250 81.900 46.550 69.750 38.250 40.050 31.300 21.650 29.200 25.850 25.900 55.450 47.550 43.100 15.240 26.300 41.650 30.350 65.500 60.850 81.800 92.100 12.960 113.900 134.900 119.300 253.000 161.000 155.800 101.900 147.700 207.200 375.600 Closing
Issued capital (shares) 3,856,240,500 6,157,841,411 7,130,939,579 4,333,333,972 3,196,211,847 5,977,500,605 3,693,400,500 2,526,450,570 4,443,155,629 2,701,887,000 4,841,387,003 4,590,901,172 1,503,222,397 5,300,000,000 7,441,175,000 5,218,562,972 5,850,000,000 5,788,611,200 1,096,849,700 2,650,676,042 3,036,227,327 3,244,176,905 9,166,997,540 2,897,780,274 8,087,820,616 1,261,201,319 1,911,842,736 1,946,436,687 7,447,576,912 5,807,342,959 2,601,159,949 9,552,377,306 29,090,262,630 10,572,780,266 13,178,570,900 83,622,276,395 21,844,661,996 24,022,503,349 16,925,052,244 30,598,124,345 35,011,862,630 13,243,397,000 10,956,201,535 20,475,482,897 20,637,854,696 12,088,801,205 44,647,455,984 86,794,044,550 21,461,784,264 240,417,319,880 CK Hutchison Holdings Ltd. BOC Hong Kong (Holdings) Ltd. China Evergrande Group MTR Corporation Ltd. Bank of China Ltd. – H Shares China Resources Land Ltd. Country Garden Holdings Co. Ltd. Xiaomi Corporation – W Hong Kong and China Gas Co. Ltd., The Galaxy Entertainment Group Ltd. Standard Chartered PLC China Unicom (Hong Kong) Ltd. Longfor Group Holdings Ltd. CK Asset Holdings Ltd. CLP Holdings Ltd. Sunac China Holdings Ltd. Bank of Communications Co., Ltd. – H Shares ANTA Sports Products Ltd. Henderson Land Development Co. Ltd. China Merchants Bank Co., Ltd. – H Shares Shenzhou International Group Holdings Ltd. Haidilao International Holding Ltd. China Life Insurance Co. Ltd. – H Shares China Gas Holdings Ltd. Swire Properties Ltd. Hansoh Pharmaceutical Group Co. Ltd. Sunny Optical Technology (Group) Co. Ltd. CK Infrastructure Holdings Ltd. Wharf Real Estate Investment Co. Ltd. China Resources Beer (Holdings) Co. Ltd. Geely Automobile Holdings Ltd. CITIC Ltd. Sun Hung Kai Properties Ltd. Sands China Ltd. Ltd. China Overseas Land & Investment Clearing Ltd. Hong Kong Exchanges and Hang Seng Bank Ltd. Manulife Financial Corporation * Budweiser Brewing Co. APAC Ltd. Budweiser Brewing Co. APAC China Mobile Ltd. HSBC Holdings plc AIA Group Ltd. of China, Ltd. – H Shares Ping An Insurance (Group) Co. Meituan Dianping – W CNOOC Ltd. of China Ltd. – H Shares Industrial and Commercial Bank Prudential plc * China Construction Bank Corporation – H Shares China Construction Bank Corporation Alibaba Group Holding Ltd. – SW Alibaba Group Tencent Holdings Ltd. Equity total Company Code 00001 02388 03333 00066 03988 01109 02007 01810 00003 00027 02888 00762 00960 01113 00002 01918 03328 02020 00012 03968 02313 06862 02628 00384 01972 03692 02382 01038 01997 00291 00175 00267 00016 01928 00688 00388 00011 00945 01876 00941 00005 01299 02318 03690 00883 01398 02378 00939 09988 00700 4 5 6 7 8 9 3 1 2 Figures is not included in Total 20 21 22 23 24 25 26 27 28 29 30 31 32 33 34 35 36 37 38 39 40 41 42 43 44 45 46 47 48 49 50 19 13 14 15 16 17 18 12 10 11
Total
Rank
HKEX Fact Book 2019 Book Fact HKEX 50 leading companies in market capitalisation companies 50 leading * MAIN BOARD TRADING STATISTICS AND ANALYSIS 26 % up 93.93 93.71 91.62 91.60 91.07 90.00 89.66 88.18 87.97 87.84 87.13 87.01 86.50 85.98 85.22 84.76 84.51 83.33 83.15 83.06 489.19 337.71 335.98 306.90 291.49 245.27 240.98 216.36 211.76 206.12 201.08 196.63 189.89 182.64 177.98 169.84 157.12 155.53 154.85 151.55 % down 2019 2019 2.180 9.330 0.236 3.680 2.080 2.120 0.150 0.280 5.280 0.170 9.990 0.244 0.270 0.073 0.880 0.021 0.250 0.180 0.015 0.013 0.420 0.141 0.260 1.160 0.032 0.015 0.133 0.221 0.460 0.150 0.091 0.072 10.220 12.180 12.900 21.000 23.350 12.700 45.850 26.900 (HK$) (HK$) Closing price Closing Prices A A A A A 2018 2018 0.370 2.140 0.058 0.940 2.960 0.610 3.850 0.680 0.049 0.093 1.780 4.450 7.430 8.400 0.063 4.970 3.920 0.097 4.450 1.160 0.250 2.800 1.800 0.145 0.110 3.490 1.160 2.020 8.930 0.237 0.107 0.900 1.450 2.970 0.900 0.540 0.425 10.475 10.462 10.500 LING YUI CHUNLI MEDICAL CENTRAL HOLDING AUTO ITALIA INNOVAX HLDGS MEIDONG AUTO KEE S-ENJOY SERVICE PER ENERGY GLOBAL BIO-CHEM NVC LIGHTING EVERSUNSHINE LS Q TECH KAISA PROSPER LI NING KINGWELL GROUP A-LIVING CHINA AOYUAN CHINA LESSO HJ CAPITAL INTL Stock Name FIRST CAP GP AFFLUENTPARTNER SOUTHERN ENERGY SINO GOLF HOLD BJ SPORTS & ENT FULLSHARE CARNIVAL GROUP HONGDA FIN NEW CONCEPTS CHI OCEAN IND YOUYUAN HLDGS CAMSING INTL PING AN SEC GP LONGHUI INTL NEW CITY DEV CAA RESOURCES RUNDONG AUTO SMARTAC GP CH MOODY TECH HLDG GOLD-FIN HLDG Stock Name 00784 01858 01735 00720 02680 01268 02011 01755 02798 00809 02222 01995 01478 02168 02331 01195 03319 03883 02128 00982 Stock Code 01269 01466 01573 00361 01803 00607 00996 01822 02221 00651 02268 02662 00231 01007 00456 02112 01365 00395 01400 01462 Stock Code (A) Adjusted (A) Adjusted 1 2 3 4 5 6 7 8 9 1 2 3 4 5 6 7 8 9 10 11 12 13 14 15 16 18 19 20 10 11 12 13 14 15 16 17 18 19 20 17 Rank Rank HKEX Fact Book 2019 Book Fact HKEX 20 Stocks with largest price changes (decrease) 20 Stocks with largest price 20 Stocks with largest price changes (increase) price changes with largest 20 Stocks Note: Note: MAIN BOARD TRADING STATISTICS AND ANALYSIS 8 8 8 8 6 9 27 30 18 14 14 12 16 15 11 21 10 24 1,414,677 1,577,973 1,700,016 1,695,540 1,633,046 Average daily Average daily Deals Deals 357 258 225 406 164 153 166 186 217 509 126 180 Total Total 7,518 4,510 3,518 3,424 2,947 33,505,249 1,522,966 28,900,266 35,606,347 31,027,877 34,157,699 1,626,557 26,194,273 1,378,646 26,964,233 1,225,647 32,675,948 1,485,270 27,688,649 1,318,507 26,505,047 1,262,145 27,712,160 1,319,627 24,050,973 1,202,549 349,425,144 1,066,942 261,400,789 300,296,509 1,220,718 388,181,359 354,988,721 1,443,044
8.98 7.55 8.55 6.76 5.42 4.01 3.11 4.45 31.36 18.28 18.09 12.57 13.27 10.64 19.38 12.98 12.69 184,397.99 178,069.85 243,932.73 338,403.57 263,216.06 224,499.49 231,523.37 194,670.58 192,932.67 205,586.57 181,160.72 165,376.67 Average daily Average daily Total Total 88.20 65.40 88.96 292.00 180.95 158.45 368.20 179.62 128.38 119.30 272.64 266.50 7,746.53 4,478.40 4,451.21 3,092.55 2,208.60 Volume (mil of shares) Volume (mil of 7,444,878.56 6,080,455.71 357,673.87 6,872,360.99 327,255.29 4,959,649.39 261,034.18 5,527,537.33 4,265,490.25 5,093,514.15 4,282,752.68 4,051,586.11 4,317,318.06 3,804,375.02 3,307,533.42 Volume (thousands of shares) 214,943.37 53,091,013.41 45,177,508.51 43,805,184.04 55,311,909.01 224,845.16 60,007,451.66
485.92 473.01 440.27 385.37 489.76 373.52 280.88 796.06 387.17 316.76 264.26 185.12 603.95 601.48 149.69 208.05 1,086.19 Average daily Average daily Total Total Value (HK$mil) Value (HK$thousand) 10,774.63 1,938,184.87 88,099.31 1,793,783.53 105,516.68 2,316,022.26 110,286.77 1,973,677.02 103,877.74 2,041,271.97 97,203.43 1,561,018.88 82,158.89 1,508,622.32 68,573.74 1,897,804.40 86,263.84 1,589,333.77 75,682.56 1,589,877.03 75,708.43 1,667,669.30 79,412.82 1,512,922.93 75,646.15 104,599.02 25,835,958.29 66,448.88 16,279,975.49 21,560,099.47 87,642.68 26,295,274.58 106,891.36 21,390,188.29 86,951.98
4 268,288.54 2 119,050.48 2 116,360.88 1 108,307.21 1 94,801.47 1 1 6,349.82 1 5,898.38 1 15,125.12 1 8,130.47 1 6,018.39 1 5,813.73 1 4,072.53 1 12,682.92 1 12,630.99 1 3,143.54 1 4,160.97 issues No. of 22 17 21 19 21 19 22 22 21 21 21 20 247 245 246 246 246 3 2 2 1 1 1 1 1 1 1 1 1 1 1 1 1 1 companies No. of listed No. of trading days No. of trading 22 17 21 19 21 19 22 22 21 21 21 20 247 245 246 246 246 No. of trading days Jul Jul Jan Jun Jun Apr Apr Oct Oct Feb Sep Feb Sep Dec Dec Mar Mar Aug Aug Nov Nov May May Turnover value traded in non-HKD currency securities have been included start from 29 November 2010. Turnover value traded in non-HKD currency securities Year/Month Year/Month 2015 2015 2016 2017 2016 2018 2019 2017 2019
2018
2019
2019 Jan
HKEX Fact Book 2019 Book Fact HKEX Trading value and volume of depositary receipts, 2015-2019 Trading value and volume Trading value and volume, 2015-2019 value and volume, Trading Notes: MAIN BOARD TRADING STATISTICS AND ANALYSIS – – 28 n.a. n.a. 53.98 56.02 56.59 12.55 12.06 20.21 37.80 34.86 49.78 38.76 29.22 26.79 40.85 Turnover velocity (%) Market total
Annual 0.00 21,390,188.29 0.00 1,512,922.93 0.00 1,667,669.30 0.00 1,589,877.03 0.00 1,589,333.77 0.00 1,897,804.40 0.00 1,508,622.32 0.00 1,561,018.88 0.00 2,041,271.97 0.00 1,973,677.02 0.00 2,316,022.26 0.00 1,793,783.53 0.00 1,938,184.87 iShare
3.58 1.74 4.35 3.33 1.25 1.99 4.51 3.94 1.54 4.19 0.00 Debt 27.62 13.48 17.94 10.54 100.00 100.00 4,944.31 4,432.82 3,878.24 3,934.60 4,424.40 4,935.79 5,661.00 6,471.48 4,434.48 5,708.88 4,950.68 6,914.98 securities 60,691.67 % of total
Equity turnover HK$mil HK$mil HK$mil HK$mil 94,376.20 96,860.54 81,975.76 Unit trusts 108,405.70 107,053.12 110,253.39 147,995.12 108,269.98 110,228.86 150,443.36 117,897.12 133,952.07 1,367,711.21
2.98 CBBC HK$mil 127,430.41 140,428.14 155,153.27 147,849.27 170,562.49 163,553.58 142,968.93 189,193.14 160,843.11 198,893.77 176,920.71 221,648.87 556,526.93 271,008.52 676,650.72 517,172.57 194,234.27 308,719.03 701,144.76 612,713.20 239,527.28 650,839.55 1,995,445.69 4,293,988.96 2,096,326.79 2,789,887.90 1,639,291.66 15,548,032.12 15,548,035.10
ELI 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00
# 6 14 79 25 72 n.a. n.a. 134 243 511 105 128 198 404 158 2,071 2,077 Warrants 112,490.58 119,555.95 127,085.76 133,448.18 152,620.60 148,532.52 156,993.60 220,835.13 236,988.08 371,552.84 288,928.77 349,272.62 2,418,304.61 No. of issue
Equities 185,906.44 1,173,681.43 204,208.82 1,294,846.69 173,295.07 1,196,706.64 210,322.43 1,193,848.33 216,883.91 1,422,201.80 225,883.84 1,083,330.44 182,358.94 1,145,166.50 218,958.76 1,474,328.86 248,905.06 1,453,514.23 308,187.25 1,605,914.72 226,170.40 1,226,122.82 1,278,372.64 216,434.73 2,617,515.67 15,548,035.10 HK$mil HK$mil HK$mil HK$mil shares of Mil Total Dec Nov Oct Sep Aug Jul Jun May Apr Mar Feb Materials Industrials Consumer Discretionary ^ Consumer Staples ^ Healthcare ^ Telecommunications Utilities Financials Properties & Construction Information Technology Conglomerates Consumer Goods ^ Energy Consumer Services ^ Sub-total NASDAQ stocks Equity total Jan
Month Industry Classification *
Year-end figures With effect from 9 September 2019, ‘Consumer Goods’ or ‘Consumer Services’ industries have been reorganized into ‘Consumer Discretionary’, ‘Consumer With effect from 9 September 2019, ‘Consumer Goods’ or ‘Consumer Services’ industries have been reorganized Notes: reported and rejected sales. 1. Turnover values and shares have been adjusted for late 2. Figures may not add up to total due to rounding. stocks transaction. 3. Turnover for equities included the trading only of NASDAQ * Industry Classification is provided by Hang Seng Indexes Company Limited. Notes: (1) Equity turnover values have been adjusted for late reported and rejected sales. (2) Figures may not add up to total due to rounding. ^ # Trading value by Hang Seng Industry Classification System, 2019 Trading value by Hang Seng Trading value by type of securities, 2019 of securities, value by type Trading Staples’ and ‘Healthcare’ industries. The turnover for ‘Consumer Goods’ and ‘Consumer Services’ are up to 6 September 2019 while the turnover for ‘Consumer Services’ are up to 6 September and ‘Consumer Staples’ and ‘Healthcare’ industries. The turnover for ‘Consumer Goods’ Discretionary’, ‘Consumer Staples’ and ‘Healthcare’ are from 9 September 2019. HKEX Fact Book 2019 Book Fact HKEX MAIN BOARD TRADING STATISTICS AND ANALYSIS 29 5.09 3.20 2.94 2.44 2.03 1.48 1.06 1.04 0.98 0.91 0.89 0.89 0.88 0.81 0.65 0.60 0.57 0.56 0.56 0.55 1.92 1.90 1.87 1.59 1.50 1.39 1.31 1.29 1.21 1.10 1.02 0.99 0.94 0.94 1.96 2.09 2.76 3.45 9.21 4.06 28.13 42.48 100.00 100.00 % of equity total % of equity total 83,686.61 76,901.68 63,835.38 53,083.53 38,775.60 27,804.42 27,126.99 25,751.28 23,714.08 23,396.93 23,225.98 23,140.27 21,306.17 16,998.17 15,614.20 14,794.43 14,713.45 14,690.48 14,355.94 736,268.57 133,352.99 294,958.71 290,130.24 246,489.90 232,506.50 215,683.36 203,716.59 199,797.41 188,183.95 171,236.05 159,245.92 153,283.95 146,210.48 145,591.93 298,605.15 304,271.68 325,215.56 428,748.80 536,988.48 631,112.70 2,617,515.67 1,432,681.76 6,604,659.14 15,548,035.10 Turnover (HK$mil) Turnover (mil of shares) Stock Name CARNIVAL GROUP BANK OF CHINA RENTIAN TECH GCL-POLY ENERGY IMPERIAL PAC SINOPEC CORP HENGTEN NET XIAOMI-W KIU HUNG INT’L PETROCHINA ARTGO HOLDINGS FULLSHARE FDG EVEHICLES GEELY AUTO SMARTAC GP CH GOME RETAIL Total Equity total CHINA TOWER Stock Name HSBC HOLDINGS CHINA MOBILE CHINA TOWER XIAOMI-W BANK OF CHINA GEELY AUTO CHINA LIFE SUNNY OPTICAL CM BANK SUNAC CNOOC SHK PPT GALAXY ENT Total PING AN Equity total Stock Code 00939 CCB 00996 03988 01398 ICBC 00885 01288 ABC 03800 01076 00386 00136 00381 03313 00729 00175 00395 00493 00788 Stock Code TENCENT 00700 00005 00941 00788 03988 00175 02628 02382 03968 00016 00027 01398 ICBC 00388 HKEX 03690 MEITUAN-W 01299 AIA 02318 00939 CCB
Rank 2 3 4 5 6 7 8 9 10 11 12 01810 13 14 00857 15 16 00607 17 18 19 20 1 Rank 1 8 9 10 11 01810 12 13 14 15 16 17 01918 18 00883 19 20 7 6 5 4 2 3
20 most active stocks (in shares) 20 most active stocks (in dollars) active stocks 20 most HKEX Fact Book 2019 Book Fact HKEX MAIN BOARD TRADING STATISTICS AND ANALYSIS 30 0.04 % of equity total 2019 21,390 End of 2019 2018 26,295 2017 21,560 2016 16,280 2.98 0.00 190.97 0.00 794.88 0.01 324.71 0.00 2015 25,836 9,597.57 0.06 2,179.25 0.01 5,726.22 (HK$mil) Turnover 15,061.37 0.10 13,791.19 0.09 28,182.75 0.18 311,369.44 2.00 608,097.67 3.91 2014 16,990 3,284,497.03 21.12 4,999,266.81 32.15 6,268,952.27 40.32 15,548,035.10 100.00 2013 15,186 2012 13,268 – 2011 17,091 0.09 % of total 2010 17,076 2009 15,439 2008 17,601 2007
21,506 3 (2) – 8,33 2006 8 4,49 2005 996.15 0.00 8 1,826.10 0.00 8,299.99 0.02 3,335.74 0.01 67,675.16 0.18 82,394.13 0.22 64,994.29 0.17 54,050.94 0.14 34,972.50 3,94 2004 6 9,314,297.43 24.47 6,423,518.74 16.88 1,487,538.82 3.91 2,083,567.18 5.47 2,54 18,430,870.91 48.43 2003 38,058,338.10 100.00 9 1,59 2002 0 Market capitalisation 1,95 2001 8 3,04 2000 6 1,91 1999 1 1,70 1998 9 3,78 1997 2 1,41 1996 (HK$mil) (1) 827 1 1 3 2 2 5 3 3 6 1995 14 11 7 209 262 471 1,13 1994 1,084 2,071 No. of 3 1,22 1993 701 1992 334 listed companies 1991 289 1990
299 1989 (3) 199 1988 371 1987 123 1986 Islands 0 Kong Total no. of listed companies are excluded the NASDAQ Stocks. Foreign companies not solely listed in Hong Kong and stock suspended over 1 year are excluded. NASDAQ stocks are quoted on the Exchange for trading only. 5,000 10,000 20,000 15,000 30,000 25,000 HK$ bil USA – Nasdaq stocks Israel Singapore Hong Italy Japan Jersey Luxembourg PRC Canada Cayman England Country Australia British Virgin Islands Bermuda Total
Notes: (1) (2) (3) HKEX Fact Book 2019 Book Fact HKEX Market capitalisation and trading value of listed companies by incorporation place Market capitalisation and trading Trading value, 1986-2019 Trading MAIN BOARD TRADING STATISTICS AND ANALYSIS 31 n.a. 5.76 6.27 8.94 4.85 4.96 7.70 7.41 9.49 6.62 5.18 5.94 8.01 6.01 9.52 9.71 9.37 6.03 7.35 9.29 7.87 4.60 6.26 12.31 43.18 13.10 33.75 12.90 47.51 27.66 15.27 13.38 15.93 10.97 38.43 23.01 17.42 18.35 18.82 32.29 50.63 12.79 34.59 16.05 27.01 31.73 23.05 18.67 15.07 (times) P/E ratio (%) 4.18 7.33 3.35 4.59 6.90 7.88 1.49 3.09 End of 2019 4.04 7.11 -6.10 -8.42 -7.04 -1.48 -9.33 -7.46 -6.49 -1.83 -1.20 -2.63 -5.13 26.00 33.19 11.65 30.11 12.83 28.90 30.95 14.61 19.62 21.43 11.77 17.31 28.34 93.82 10.43 29.10 33.50 52.76 64.42 33.65 49.61 -15.65 -13.07 -15.15 -12.20 -16.10 -19.13 11.61 -12.45 111.24 Change* price 6.730 3.330 7.340 4.690 8.050 7.280 3.910 (HK$) 60.850 92.100 27.050 21.650 15.220 81.900 55.450 57.000 30.350 38.800 12.480 56.250 38.250 47.550 10.680 11.320 17.100 82.500 65.500 41.650 74.300 46.050 57.400 15.240 10.900 31.500 63.550 18.580 68.000 55.500 72.400 16.280 Closing 161.000 119.300 113.900 134.900 n.a. 4.25 3.30 2.60 81.800 1.80 1.37 6.000 0.84 253.000 0.81 0.75 0.73 0.51 5.540 0.42 0.68 0.54 0.39 0.32 0.91 0.87 0.73 0.72 0.55 0.49 0.38 0.29 0.21 0.20 9.43 375.600 3.52 1.52 12.960 0.89 0.80 10.420 0.75 0.75 0.65 0.59 0.45 0.39 0.37 0.36 0.33 0.31 0.31 0.31 0.30 0.24 0.22 0.22 0.17 0.17 0.15 % of total 47.83 equity 100.00 n.a. Market (HK$mil) 78,775.22 76,910.99 90,382.54 82,496.70 82,178.00 66,027.10 65,536.91 55,328.92 988,863.94 685,921.83 520,764.27 319,083.93 307,806.68 285,993.71 278,462.18 193,965.72 161,101.44 257,599.30 206,916.30 146,979.99 121,652.91 345,705.19 332,520.72 276,680.46 272,621.38 207,753.78 185,183.05 144,372.61 109,217.91 578,631.03 336,857.73 303,120.54 286,518.67 283,568.60 248,733.37 224,590.23 171,217.03 147,965.02 139,705.04 137,212.52 123,943.68 119,658.03 118,489.96 116,296.94 115,871.17 1,618,008.56 1,255,813.46 3,587,872.92 1,341,144.13 capitalisation 18,202,022.29 38,058,338.10 3.42 1.88 2.73 4.02 1.90 1.94 0.48 0.54 1.37 0.22 1.27 0.45 0.42 0.18 0.31 0.93 0.59 0.63 0.60 0.57 0.37 0.27 0.32 0.12 0.16 0.78 9.13 1.85 0.98 0.70 0.21 0.67 0.33 0.93 0.44 0.41 1.20 1.30 0.73 0.44 0.82 0.64 0.34 0.87 0.12 0.60 0.78 0.30 0.21 0.44 total 50.89 100.00 % of equity total + REIT
(HK$mil) Turnover 75,039.41 85,464.83 33,952.00 70,732.71 65,674.05 27,602.14 47,916.16 92,129.10 98,664.26 93,902.57 89,139.45 57,459.60 42,522.83 50,901.63 18,435.19 25,801.80 33,086.12 51,220.32 68,933.71 63,706.39 69,345.79 53,872.31 18,642.90 94,855.20 46,889.82 32,438.24 69,437.90 536,988.48 294,958.71 428,748.80 631,112.70 298,605.15 304,271.68 215,683.36 199,797.41 146,210.48 122,183.48 290,130.24 153,283.95 109,884.94 105,580.54 145,591.93 188,183.95 203,716.59 115,201.70 128,700.64 101,054.78 135,932.15 122,105.11 1,432,681.76 7,988,374.97 15,697,689.62
Stock name CCB HSBC HOLDINGS AIA PING AN ICBC HKEX HANG SENG BANK BOC HONG KONG BANK OF CHINA BANKCOMM CHINA LIFE HK & CHINA GAS CLP HOLDINGS CKI HOLDINGS POWER ASSETS SHK PPT CHINA OVERSEAS CHINA RES LAND COUNTRY GARDEN CK ASSET HENDERSON LAND WHARF REIC NEW WORLD DEV SINO LAND HANG LUNG PPT LINK REIT TENCENT CHINA MOBILE CNOOC SANDS CHINA LTD CITIC CKH HOLDINGS MTR CORPORATION GALAXY ENT CHINA UNICOM SHENZHOU INTL SUNNY OPTICAL GEELY AUTO SINO BIOPHARM MENGNIU DAIRY SINOPEC CORP WH GROUP TECHTRONIC IND CSPC PHARMA WANT WANT CHINA PETROCHINA AAC TECH HENGAN INT’L SWIRE PACIFIC A CHINA SHENHUA
Stock code 00939 00005 01299 02318 01398 00388 00011 02388 03988 03328 02628 00003 00002 01038 00006 00016 00688 01109 02007 01113 00012 01997 00017 00083 00101 00823 00700 00941 00883 01928 00267 00001 00066 00027 00762 02313 02382 00175 01177 02319 00386 00288 00669 01093 00151 00857 02018 01044 00019 01088 Total (50) Total ** The number of constituent stocks. As compared with previous year. only. Total Turnover is the sum of equity total and REIT total whereas Total Market capitalisation includes equities )
Sector Finance (11)
Utilities (4)
Properties (11)
Commerce & Industry (24)
HKEX Fact Book 2019 Book Fact HKEX Statistics on Hang Seng Index Stocks, 2019 Index Stocks, on Hang Seng Statistics Notes: * ** ( MAIN BOARD TRADING STATISTICS AND ANALYSIS 32 5.76 9.71 9.37 6.27 6.03 4.85 9.49 6.62 4.96 9.29 7.87 4.99 7.31 6.20 8.60 4.54 6.26 9.30 4.44 9.12 4.70 38.43 13.10 11.25 10.54 38.89 10.92 32.29 47.51 17.93 12.79 31.73 21.25 28.34 20.95 23.05 13.22 82.30 10.48 15.07 11.51 10.48 19.57 35.75 11.28 12.35 17.40 122.37 (times) P/E ratio (%) 4.18 7.11 7.33 4.66 7.66 0.00 End of 2019 9.07 7.72 2.86 -1.48 -9.33 -0.35 -1.89 -2.63 -5.13 19.62 33.19 28.90 30.95 55.98 82.55 85.75 39.55 28.34 30.11 57.59 10.43 64.42 28.33 22.61 38.06 33.65 21.10 16.22 49.47 17.23 25.00 31.70 22.80 -13.07 -15.15 -16.10 -19.13 11.61 -10.14 -19.75 -22.22 -13.53 -14.19 -25.65 12.36 111.24 Change* price 6.730 3.330 4.690 7.280 3.910 1.720 4.670 9.390 5.890 3.210 9.210 3.240 6.350 5.680 (HK$) 65.500 92.100 38.800 12.480 36.500 69.750 40.050 21.650 29.200 43.100 15.240 10.900 18.580 16.300 11.360 85.150 42.800 56.800 19.320 55.500 16.280 33.250 17.780 38.850 Closing 113.900 9.43 375.600 4.25 3.52 1.80 1.52 12.960 1.37 6.000 0.80 10.420 0.73 0.73 0.72 0.57 0.54 46.550 0.51 5.540 0.50 0.48 0.45 0.42 0.40 0.37 0.37 0.36 0.31 0.30 0.28 0.28 3.430 0.28 5.300 0.25 0.25 0.25 0.24 0.22 30.700 0.22 0.21 0.19 0.18 0.18 0.17 0.17 0.15 0.14 0.13 0.12 0.11 0.09 0.09 33.500 0.09 28.450 0.08 0.07 0.07 0.07 % of total 35.04 equity 100.00 Market (HK$mil) 96,986.47 95,834.08 95,187.75 90,382.54 85,201.71 82,496.70 80,261.83 73,817.28 69,499.70 69,436.44 66,027.10 64,784.37 55,328.92 52,466.72 49,006.54 44,546.49 40,508.67 35,547.75 34,642.59 33,935.47 31,402.13 28,273.00 28,114.63 24,827.66 685,921.83 578,631.03 520,764.27 303,120.54 278,462.18 276,680.46 272,621.38 218,178.77 206,828.89 193,965.72 188,456.62 183,865.59 171,217.03 161,101.44 152,382.04 139,824.02 139,705.04 137,212.52 119,658.03 115,871.17 106,566.49 105,434.16 105,237.69 3,587,872.92 1,618,008.56 1,341,144.13 capitalisation 13,337,249.03 38,058,338.10
9.21 3.45 1.87 4.06 0.99 1.92 0.21 1.39 0.63 0.60 0.27 1.02 0.22 0.56 1.10 0.41 1.29 0.37 0.36 1.31 0.74 0.83 0.87 0.20 0.61 0.23 0.19 0.30 0.17 0.12 0.71 0.61 1.59 0.54 0.24 0.31 0.30 0.42 0.45 0.33 0.17 0.28 0.60 0.37 0.51 0.27 0.24 0.23 0.17 0.17 % of 44.02 100.00 equity total
(HK$mil) Turnover 33,086.12 98,664.26 93,902.57 42,652.47 33,952.00 87,478.57 63,706.39 57,606.37 55,957.35 30,684.50 94,156.78 36,500.50 30,163.92 46,208.48 26,854.24 18,642.90 94,855.20 83,786.78 37,188.15 48,352.72 46,889.82 65,993.95 69,437.90 51,147.30 26,436.04 42,941.53 93,705.98 57,876.02 78,988.40 41,256.30 37,844.52 36,024.06 25,729.89 26,857.99 536,988.48 290,130.24 631,112.70 153,283.95 298,605.15 215,683.36 159,245.92 171,236.05 199,797.41 203,716.59 115,201.70 128,700.64 135,932.15 110,182.35 246,489.90 1,432,681.76 6,844,518.35 15,548,035.10
Stock name TENCENT CCB CHINA MOBILE PING AN CNOOC ICBC CITIC BANK OF CHINA CHINA RES LAND COUNTRY GARDEN LONGFOR GROUP SUNAC BANKCOMM ANTA SPORTS CM BANK SHENZHOU INTL CHINA LIFE CHINA GAS HOLD CHINA RES BEER GEELY AUTO SINO BIOPHARM SINOPEC CORP CSPC PHARMA GUANGDONG INV ABC PSBC FOSUN INTL ENN ENERGY CHINA RES GAS WANT WANT CHINA CPIC PETROCHINA CHINA TOWER CONCH CEMENT CITIC BANK CHINA TAIPING HENGAN INT’L PICC P&C CHINA SHENHUA CHINA VANKE MINSHENG BANK CHINA TELECOM CITIC SEC BYD COMPANY NCI SINOPHARM HAITONG SEC PICC GROUP CHINA COMM CONS CRRC As compared with previous year.
Stock code 00700 00939 00941 02318 00883 01398 00267 03988 01109 02007 00960 01918 03328 02020 03968 02313 02628 00384 00291 00175 01177 00386 01093 00270 01288 01658 00656 02688 01193 00151 02601 00857 00788 00914 00998 00966 01044 02328 01088 02202 01988 00728 06030 01211 01336 01099 06837 01339 01800 01766
Equity total Statistics on Hang Seng China Enterprises Index stocks, 2019 Index China Enterprises on Hang Seng Statistics HKEX Fact Book 2019 Book Fact HKEX * MAIN BOARD TRADING STATISTICS AND ANALYSIS 33 9.71 9.37 7.41 6.03 9.49 8.42 6.00 5.95 5.99 8.22 7.29 8.43 7.91 7.73 18.82 34.59 21.25 20.95 11.47 10.48 51.03 10.25 13.24 11.25 122.37 (times) P/E ratio (%) 7.11 7.66 4.90 End of 2019 -6.52 -1.25 12.83 28.90 57.59 29.10 38.06 72.44 40.71 74.31 52.71 18.71 -13.07 -15.15 -12.20 -10.14 -17.11 -27.36 -29.26 -13.86 -10.97 -17.14 Change* price 7.340 6.070 9.920 6.880 7.230 8.080 3.940 6.250 6.380 (HK$) 65.500 30.350 38.800 43.100 31.500 16.300 42.800 19.320 10.940 13.180 35.750 17.120 14.560 Closing 3.52 1.52 12.960 0.87 0.80 10.420 0.73 0.59 0.37 0.33 0.28 0.25 0.19 0.18 0.18 0.16 11.940 0.16 0.14 0.12 0.12 0.12 0.11 0.10 0.10 0.10 0.06 0.05 % of total 11.14 equity 100.00 Market (HK$mil) 95,187.75 71,419.51 69,436.44 69,270.74 60,373.79 59,572.56 52,626.25 45,457.13 45,436.98 45,118.40 40,765.78 39,483.51 38,393.60 36,986.70 24,537.29 20,173.30 578,631.03 332,520.72 303,120.54 276,680.46 224,590.23 139,824.02 123,943.68 106,566.49 1,341,144.13 4,241,261.03 capitalisation 38,058,338.10
1.87 0.99 0.59 0.21 0.63 0.44 0.36 0.45 0.20 0.17 0.30 0.31 0.20 0.40 0.22 0.17 0.08 0.04 0.09 0.21 0.11 0.12 0.07 0.08 0.03 8.35 % of 100.00 equity total
6,646.86 4,699.30 (HK$mil) Turnover 92,129.10 33,086.12 98,664.26 68,933.71 55,957.35 69,345.79 30,684.50 26,854.24 47,390.32 48,352.72 31,045.61 62,245.97 34,767.42 27,030.06 12,478.54 13,701.50 32,033.63 16,704.70 18,921.49 11,223.58 11,831.08 290,130.24 153,283.95 1,298,142.03 15,548,035.10
Stock name CHINA MOBILE CNOOC CHINA OVERSEAS CITIC CHINA RES LAND CHINA UNICOM CHINA RES BEER MENGNIU DAIRY GUANGDONG INV CHINA RES GAS CHINA JINMAO CHINA TAIPING CHINARES CEMENT SMIC KUNLUN ENERGY CHINA RES POWER CHINA MER PORT CHINARES PHARMA BEIJING ENT BRILLIANCE CHI BJ ENT WATER CHINA EB INT’L SHENZHEN INT’L CHINA EB LTD COSCO SHIP PORT As compared with previous year.
Stock code 00941 00883 00688 00267 01109 00762 00291 02319 00270 01193 00817 00966 01313 00981 00135 00836 00144 03320 00392 01114 00371 00257 00152 00165 01199
Equity total HKEX Fact Book 2019 Book Fact HKEX Statistics on Hang Seng China-Affiliated Corporations Index stocks, 2019 Index Corporations China-Affiliated on Hang Seng Statistics * MAIN BOARD TRADING STATISTICS AND ANALYSIS 34 21.03 20.04 16.98 18.08 14.30 18.12 18.04 17.97 17.34 17.48 17.16 16.91 17.08 16.80 16.35 14.04 14.30 21.11 21.74 20.05 19.98 16.88 20.22 20.32 19.58 19.71 19.74 19.55 19.14 19.33 19.20 19.12 16.74 16.88 % of equity total % of equity total HK$mil HK$mil Market capitalisation Market capitalisation 5,137,712.98 4,898,947.36 5,726,457.33 5,374,871.03 5,443,942.64 5,774,808.74 4,997,377.51 5,157,109.86 5,316,159.06 6,758,944.23 5,937,289.44 6,423,518.74 6,445,410.48 6,679,867.90 6,587,860.23 6,735,969.80 6,097,325.13 6,370,935.55 6,115,626.48 5,774,861.02 5,858,893.35 6,055,983.65 5,960,334.05 6,423,518.74
14.02 14.15 11.93 11.22 11.30 12.32 11.74 5,929,388.37 11.76 6,045,663.45 11.86 5,928,468.17 10.49 5,400,309.27 10.80 5,594,037.38 12.17 5,405,210.55 12.09 5,102,543.42 10.91 5,127,406.49 10.90 5,180,469.94 10.37 5,443,942.64 % of equity total % of equity total 157,519.46 143,991.63 188,847.19 172,380.54 154,620.77 123,627.07 131,877.95 171,923.04 130,274.16 130,408.73 129,407.48 9.99 121,760.25 434,657.34 34.00 463,282.30 37.78 553,166.82 34.45 524,126.13 36.06 510,129.96 34.60 396,927.17 34.66 325,981.03 30.09 417,483.87 29.35 359,334.62 30.10 330,050.49 27.58 345,886.67 26.71 333,759.63 28.44 1,564,516.57 1,915,957.59 2,168,499.87 1,756,638.29 2,415,551.02 39.95 6,882,112.86 36.02 3,983,132.61 34.71 5,571,571.42 34.33 6,636,842.92 32.12 4,994,786.05 Value (HK$mil) Value (HK$mil) Turnover Turnover 8.07 7.72 8.86 8.63 7.36 8.16 9.28 8.98 8.78 8.61 7.74 7.10 9.68 8.03 9.50 9.00 % of equity total % of equity total 17,657.40 20,989.67 27,666.91 21,864.95 18,850.23 14,116.69 16,038.74 20,984.48 16,884.23 16,457.21 17,538.76 8.59 16,739.13 67,664.69 31.26 70,816.88 31.31 75,575.92 24.52 74,498.75 29.93 81,194.17 37.08 62,411.23 34.22 47,466.49 21.01 67,522.92 31.13 55,923.15 26.59 50,189.94 28.96 51,744.77 25.34 51,685.79 27.80 264,116.10 280,803.63 260,101.99 225,788.40 400,840.46 15.98 870,624.56 19.91 651,424.90 760,526.96 20.91 853,428.61 29.07 756,694.68 28.91 Shares (mil) Shares (mil) 147 153 159 168 168 168 168 168 169 171 171 170 169 170 168 168 140 206 218 228 243 262 244 244 246 248 248 250 253 252 253 256 258 262 No. of issues No. of issues Feb Mar Apr May Jun Jul Aug Sep Oct Nov Dec Jan Feb Mar Apr May Jun Jul Aug Sep Oct Nov Dec Market capitalisation represents the value of the H shares only, not that of the entire issued capital of the enterprise. Market capitalisation represents the value of the H shares 2016 2017 2018 2019 2019 Jan Year/Month 2015 Year/Month 2015 2016 2017 2018 2019 2019 Statistics on red chips stocks, 2015-2019 Statistics on red chips stocks, Statistics on China enterprises (H shares), 2015-2019 (H on China enterprises Statistics Note: HKEX Fact Book 2019 Book Fact HKEX MAIN BOARD TRADING STATISTICS AND ANALYSIS 35 9.75 9.72 9.76 10.14 10.85 16.23 11.64 10.51 12.25 12.49 11.15 10.85 10.17 10.44 10.19 10.00 10.51 HSCCI 32 30 28 26 24 22 20 18 16 14 12 10 8 6 4 2 0 7.07 7.39 9.72 8.95 9.53 9.70 9.99 9.67 9.62 8.66 9.15 8.98 8.48 8.56 8.84 8.64 9.53 P/E Ratio (Times) 2019 Average price earning ratios (Times) HSI HSCEI 8.87 10.86 16.01 10.81 11.25 11.64 11.66 11.56 11.47 10.39 11.33 11.02 10.21 10.29 10.61 10.39 11.25
P/E Ratio Times 2018 2.75 5.52 2.35 3.61 3.38 3.43 3.38 3.00 3.02 3.23 3.20 3.47 3.63 3.65 3.55 3.64 3.38 HSCCI 4.30 3.97 3.47 4.51 3.43 4.13 4.01 3.55 3.54 3.88 3.66 3.73 3.95 3.84 3.72 3.80 3.43 2017 Yield Average dividend yields (%) HSI HSCEI 4.15 3.77 2.98 4.10 3.52 3.80 3.73 3.40 3.34 3.66 3.45 3.55 3.82 3.82 3.71 3.78 3.52 2016 Jul Jan Jun Apr Oct Feb Sep Dec Mar Aug Nov May
8 7 6 5 4 3 2 1 0 2015 Month-end or year-end figures Year/Month Yield (%) 2015 2016 2017 2018 2019 2019
* Average dividend yields and average price earning ratios of HSI, HSCEI and HSCCI Average dividend yields and stocks*, 2015-2019 HKEX Fact Book 2019 Book Fact HKEX Average dividend yields and average price earnings ratios movement, 2015-2019 ratios movement, price earnings and average dividend yields Average MAIN BOARD TRADING STATISTICS AND ANALYSIS ^ ^ 36 n.a. n.a. n.a. n.a. n.a. n.a. n.a. n.a. n.a. n.a. 2.91 3.12 1.99 2.28 2.45 2.34 2.38 2.28 2.58 2.41 2.44 2.23 (%) 16.84 25.29 19.12 20.65 20.87 20.70 22.07 18.83 20.08 19.95 18.66 Consumer Consumer Services Services ^ ^ (Times) n.a. n.a. n.a. n.a. n.a. n.a. n.a. n.a. n.a. n.a. 15.99 12.73 Goods Goods Consumer Consumer
3.07 3.40 6.61 3.14 2.34 4.26 17.95 3.14 2.16 9.99 23.60 3.57 2.62 6.90 15.03 6.10 4.30 7.10 15.98 3.47 2.46 7.36 16.56 3.34 2.32 6.79 17.46 3.58 2.28 6.65 17.39 3.66 2.24 6.23 15.77 3.99 2.46 6.54 17.15 3.80 2.21 6.17 17.68 4.03 2.28 5.63 17.61 5.76 5.97 5.78 6.10 4.67 2.32 4.55 4.40 4.54 4.30 Conglomerates Conglomerates 0.94 0.71 0.40 0.58 0.23 0.53 0.53 0.50 0.48 0.56 0.52 0.51 0.53 0.49 0.49 0.24 0.23 30.79 36.41 56.74 30.32 32.84 34.57 30.93 33.13 27.56 29.60 30.22 27.49 Technology Technology Information Information 3.57 7.21 3.78 8.26 2.86 3.94 6.37 7.34 61.20 4.10 6.95 3.61 7.00 3.57 7.23 3.32 7.12 3.38 6.50 3.69 6.94 3.59 6.65 3.75 6.17 6.33 28.44 6.68 28.57 6.69 56.66 7.34 61.20 4.25 4.22 4.03 4.03 4.10 11.35 Properties & Properties & Construction Construction
4.54 8.26 4.44 7.58 3.34 4.41 8.29 9.46 8.86 4.13 8.96 4.01 9.59 4.00 9.99 3.91 9.15 4.26 9.59 4.02 9.23 4.18 8.55 8.78 9.06 8.95 9.46 4.53 12.42 Financials Financials
8.49 3.16 4.13 3.22 4.44 3.08 4.31 3.24 4.36 3.16 4.13 14.74 14.42 15.11 14.41 14.74 Utilities Utilities
3.30 2.89 3.27 3.46 6.20 3.91 3.96 3.83 4.33 3.65 3.73 3.61 3.62 3.78 2.87 3.99 2.95 4.38 2.97 4.21 2.93 4.48 2.89 4.28 3.16 4.25 4.35 4.73 4.33 13.54 13.59 13.10 15.74 16.76 12.80 15.22 11.31 13.90 15.67 14.24 16.15 13.85 15.89 13.14 15.67 11.98 15.55 12.48 15.55 11.73 15.67 11.42 14.73 11.51 11.26 10.35 11.31 Telecommunications Telecommunications
n.a. n.a. n.a. n.a. n.a. n.a. n.a. n.a. n.a. n.a. n.a. n.a. n.a. n.a. n.a. n.a. n.a. n.a. n.a. n.a. n.a. n.a. n.a. n.a. 0.80 0.89 0.84 0.84 0.80 31.04 26.88 29.81 29.66 31.04 Healthcare ^ Healthcare ^
^ n.a. n.a. n.a. n.a. n.a. n.a. n.a. n.a. n.a. n.a. n.a. n.a. n.a. n.a. n.a. n.a. n.a. n.a. n.a. n.a. n.a. n.a. n.a. n.a. 28.52 26.12 26.93 27.95 28.52 Staples ^ Consumer Consumer Staples
^ ^ n.a. n.a. n.a. n.a. n.a. n.a. n.a. n.a. n.a. n.a. n.a. n.a. n.a. n.a. n.a. n.a. n.a. n.a. n.a. n.a. n.a. n.a. n.a. n.a. 2.54 1.69 2.71 1.84 2.60 1.79 2.67 1.73 2.54 1.69 17.12 15.42 16.81 16.23 17.12 Consumer Consumer Discretionary Discretionary
2.33 2.81 2.57 3.43 3.85 3.21 3.07 3.25 3.22 3.67 3.62 3.71 9.99 3.72 3.59 3.45 3.41 3.85 16.58 13.89 17.17 10.05 10.70 11.19 11.02 11.67 10.28 10.38 10.27 Industrials Industrials
2.39 1.76 2.27 3.47 6.90 6.87 11.82 7.30 3.28 7.78 3.06 7.49 3.23 7.19 3.40 6.46 3.78 6.70 3.65 6.57 3.71 6.14 3.96 6.33 10.31 6.42 10.73 6.23 10.86 6.87 11.82 16.75 15.22 Materials Materials
6.59 12.70 5.77 3.51 9.07 9.35 9.61 9.23 8.44 8.68 8.51 8.21 9.07 5.92 3.80 6.04 3.75 6.38 3.86 5.77 3.51 Energy Energy 3.46 5.18 9.90 3.24 2.60 2.79 4.01 3.34 5.39 2.73 3.14 4.97 3.05 4.83 2.96 4.70 2.94 4.82 3.24 5.36 3.07 5.21 3.15 5.40 3.35 5.86 3.27 3.18 2.83 2.73 stocks stocks 10.53 20.74 16.34 29.02 10.45 12.96 13.28 11.21 14.08 11.44 14.47 11.56 10.66 11.77 10.42 10.64 11.24 11.04 10.37 10.66 11.06 12.42 13.28 All listed All listed
Jan Jan Feb Feb Mar Mar Apr Apr May May Jun Jun Jul Jul Aug Aug Sep Oct Nov Dec Sep Oct Nov Dec Month-end or year-end figures. Month-end or year-end figures. Industry Classification is provided by Hang Seng Indexes Company Limited New Hang Seng Industry Classification System took effect on 9 September 2013 into ‘Consumer Discretionary’, ‘Consumer With effect from 9 September 2019, ‘Consumer Goods’ or ‘Consumer Services’ industries have been reorganized 6 September 2019 while the turnover for ‘Consumer Staples’ and ‘Healthcare’ industries. The turnover for ‘Consumer Goods’ and ‘Consumer Services’ are up to Discretionary’, ‘Consumer Staples’ and ‘Healthcare’ are from 9 September 2019. Industry Classification is provided by Hang Seng Indexes Company Limited Industry Classification is provided by Hang Seng Indexes on 9 September 2013 New Hang Seng Industry Classification System took effect or ‘Consumer Services’ industries have been reorganized into ‘Consumer Discretionary’, ‘Consumer With effect from 9 September 2019, ‘Consumer Goods’ ‘Consumer Goods’ and ‘Consumer Services’ are up to 6 September 2019 while the turnover for ‘Consumer Staples’ and ‘Healthcare’ industries. The turnover for from 9 September 2019. Discretionary’, ‘Consumer Staples’ and ‘Healthcare’ are
2015 2015 2016 2016 Year/Month Year/Month 2017 2017 2018 2018 2019 2019 2019 2019
HKEX Fact Book 2019 Book Fact HKEX Note: * ^ Average price earnings ratios of all listed stocks by Hang Seng Industry Average price earnings ratios Classification System*, 2015-2019 * ^ Note: Average dividend yields of all listed stocks by Hang Seng Industry Seng Industry stocks by Hang of all listed dividend yields Average 2015-2019 System*, Classification MAIN BOARD TRADING STATISTICS AND ANALYSIS 37 Total payout 9,283.94 dividend 15,358.12 44,446.62 58,768.14 26,279.28 70,698.19 816,062.58 778,142.01 918,264.92 185,319.06 977,690.77 299,669.70 970,989.01 121,519.39 – – – 711.01 – 57,574.69 18.93 8,183.59 1,132.57 1,268.88 3,798.12 7,298.35 81,360.86 4,695.84 (HK$mil) (HK$mil) 37,103.68 30,765.44 34,520.12 37,406.55 11,572.20 37,968.48 Conglomerates – 238.84 267.22 579.21 899.12 1,373.99 5,525.79 (HK$mil) 13,729.45 19,235.52 17,037.87 23,105.05 10,291.94 21,968.97 Technology Information 322.86 3,822.57 18.40 9,887.30 4,891.37 86.07 9,982.75 (HK$mil) 10,327.56 21,538.84 384.21 56,712.93 22,042.15 2,304.18 18,838.97 14,950.33 22,926.94 Properties 126,602.52 137,952.43 147,708.02 188,247.61 196,244.55 & Construction 43.14 905.89 6,896.66 4,966.31 (HK$mil) 39,381.37 16,102.69 56,346.67 18,181.65 15,582.67 29,050.58 Financials 321,670.95 318,548.00 315,143.80 358,476.51 165,609.59 353,092.90 405.72 25.68 177.22 Utilities 3,006.48 7,438.25 3,874.57 13,283.37 – 1,777.84 – 193.07 – – 201.82 235.38 1,591.66 301.70 750.55 1,812.92 7,052.82 7,515.42 9,291.64 (HK$mil) (HK$mil) 78,977.29 41,926.27 69,540.40 47,160.01 82,857.03 64,530.32 35,706.83 80,386.98 55,370.56 33,862.37 7,277.93 135,050.53 74,538.82 Telecommunications
^ n.a. n.a. n.a. n.a. n..a n..a n..a n..a n..a n..a n..a n..a 601.94 507.04 3,580.72 1,560.92 (HK$mil) Healthcare ^ n.a. n.a. n.a. n.a. n..a n..a n..a n..a n..a n..a n..a n..a 20.75 910.82 146.02 6,741.71 3,105.35 Consumer Staples ^ n.a. n.a. n.a. n.a. n..a n..a n..a n..a n..a n..a n..a n..a 851.72 7,558.14 9,600.87 3,469.58 9,904.95 (HK$mil) (HK$mil) 27,915.68 Consumer Discretionary
^ n.a. n.a. n.a. 186.93 676.67 327.30 771.80 6,830.48 Consumer Services ^ – 151.94 n.a. n.a. n.a. 34.07 433.67 Goods 1,840.39 18,194.38 Consumer – 54.73 90.88 28.52 303.24 3,722.31 2,324.68 497.97 4,802.76 2,140.24 1,664.53 3,134.95 3,712.20 14,294.77 2,368.04 (HK$mil) (HK$mil) (HK$mil) 24,896.67 85,817.02 32,574.54 28,975.29 53,013.13 40,070.43 32,579.36 65,928.51 41,857.75 35,532.14 74,040.52 33,715.27 13,545.38 9,635.99 9,782.09 35,307.46 52,958.34 23,192.12 Industrials – – – 13.18 780.75 851.30 8,107.85 6,803.04 8,753.74 5,935.24 2,145.36 2,742.01 1,029.89 (HK$mil) Materials 20,216.91 17,831.84 – – – – – Energy 6,034.72 9,020.23 3,500.16 9,907.02 1,961.88 833.97 20,258.84 8 of 36 77 2,165.76 67 15 59 39 817 44,656.34 810 26,078.33 849 45,146.40 890 59,562.85 973 58,428.68 274 137 281 180 15,559.24 210 3,428.02 paid (HK$mil) No. of 23 25 41 51 12 28 75 132 299 342 1,556 1,644 1,709 1,829 1,947 1,363 1,482 No. declared companies companies Apr Feb Dec Jul May Mar Aug Jun Jan Oct Nov Sep Hang Seng Industry Classification System (HSICS) is provided by Hang Seng Indexes Company Limited Hang Seng Industry Classification System (HSICS) is provided and ‘Consumer Services’ industries have been reorganized into ‘Consumer Discretionary’, ‘Consumer With effect from 9 September 2019, ‘Consumer Goods’ Staples’ and ‘Healthcare’ industries.
Year/Month 2015 2016 2017 2018
2019
2018
HKEX Fact Book 2019 Book Fact HKEX * ^ Cash dividend payout by Hang Seng Industry Classification System*, 2015-2019 System*, Industry Classification by Hang Seng payout Cash dividend MAIN BOARD SHORT SELLING 38 7.19 5.35 0.31 7.84 0.67 0.80 3.80 3.84 0.15 3.36 3.95 0.60 0.03 4.58 5.30 0.22 0.04 0.00 0.44 0.85 3.03 2.33 2.45 4.46 2.70 0.22 2.14 0.12 2.43 0.02 0.38 3.16 1.22 1.57 0.14 16.15 23.82 19.27 13.67 13.86 12.18 17.71 11.57 11.64 11.25 20.49 13.91 29.20 29.56 18.33 11.28 25.96 12.98 12.79 15.91 22.94 11.98 11.97 11.71 19.02 14.82 30.02 14.86 % of total Total 88,309,923 2.13 72,004,238 1.43 83,310,710 0.07 74,858,618 0.24 21,213,240 26,315,633 18,181,626 82,751,272 71,489,777 0.26 Value (HK$) 438,014,537 0.09 383,023,327 181,730,780 0.11 243,832,073 1.08 837,672,036 0.23 628,218,543 0.54 473,662,283 386,465,453 679,274,786 0.00 385,809,990 552,566,798 313,490,482 273,822,209 0.15 139,876,007 245,317,736 579,216,491 140,907,115 1,679,365,699 1,536,271,426 0.08 4,870,829,142 2,119,687,923 4.65 5,576,372,126 2,228,557,079 1.51 6,789,021,542 1,662,068,762 5.11 1,515,440,889 1,733,969,396 2,225,253,098 2,769,143,792 2,500,850,246 13.80 24,884,394,807 17,755,216,065 31,397,951,652 24,111,015,904 11,175,740,401 17,850,248,004 5.16 12,451,008,311 29,237,522,963 17.55 10,896,716,992 10,579,238,791 13,978,837,013 9.17 33,951,995,141 14,522,572,851 13,701,502,855 16,704,697,437 14,052,413,912 12.88 85,464,829,023 22,002,784,475 32,033,625,870 38,005,788,616 32,432,607,617 122,105,105,833 18.89 428,748,803,649 15.95 215,683,363,571 5,525 2,112 56,344 74,650 236,670,524 12,520 706,360 229,412,796 392,000 562,060 200,700 176,000 213,010 645,094 411,500 532,860 184,108 283,344 185,270 136,642,817 1,879,728 1,255,727 1,698,900 254,285,590 8,445,900 1,050,166,050 1,026,378 2,635,560 1,945,888 3,411,046 1,537,300 690,452,563 4,337,820 981,133,543 3,288,775 5,506,028 4,170,677 1,524,865 679,455,644 7,038,400 2,205,240 turnover turnover* 908,470,287 65,330,690 89,823,130 35,817,170 941,583,680 27,375,160 814,946,421 30,801,930 5,164,980,952 98,467,540 33,677,460 29,322,295 967,359,541 12,859,640 84,931,350 49,867,500 40,847,460 37,023,488 54,165,278 16,036,300 507,578,745 Value (HK$) 191,056,600 2,438,320,248 920,220,331 217,541,240 5,509,608,189 532,869,110 11,639,548,707 295,521,275 587,294,760 5,205,073,540 331,651,880 345,080,510 Short selling 5,130,280,085 1,282,302,000 2,006,883,164 2,136,229,820 1,809,965,770 23,068,054,900 68,383,702,850 62,973,844,730 10,233,643,325
6.99 5.21 0.29 0.63 7.44 0.76 3.74 3.89 187,032,700 0.15 3.33 0.54 4.09 0.02 0.63 5.36 0.30 0.05 0.00 0.46 0.85 3.11 2.19 2.17 1.36 2.42 0.01 4.44 610,563,025 2.56 0.23 0.39 0.12 3.04 1.18 1.43 0.13 15.82 4,018,734,785 94,156,784,146 23.83 22,431,188,740 19.36 3,421,386,540 13.80 4,292,695,260 14.30 3,342,816,740 12.45 1,360,849,900 17.75 2,205,653,280 12.06 10,125,534,250 87,478,565,964 11.39 1,126,300,980 9,676,358,258 11.04 1,226,096,520 20.33 18,418,712,590 89,901,651,988 14.05 1,471,125,050 29.14 30.15 18.09 6,223,395,050 11.17 25.28 12.89 1,885,431,120 15.91 12.81 23.23 12.29 11.96 10.74 2,575,721,980 19.32 6,091,670,180 14.67 5,631,590,650 30.06 17,376,225,275 57,876,021,791 15.52 4,818,617,900 % of total Total 11,200 2.14 (shares) 1,704,270 0.08 4,869,037 1.44 4,033,500 0.06 2,180,809 2,434,962 1,157,800 7,211,817 4,608,257 0.29 11,245,611 0.09 11,866,253 0.11 80,288,568 1.06 51,244,981 0.24 97,822,234 0.24 96,624,851 64,806,950 0.00 17,918,406 4.88 19,901,677 43,354,235 0.20 16,559,900 563,120,549 223,990,716 450,258,190 5.37 564,292,866 324,049,910 17.94 817,752,164 347,568,323 1.36 455,831,990 447,719,840 8.75 303,745,389 251,384,900 104,551,049 576,376,540 974,860,352 208,508,554 13.01 335,738,376 446,971,719 13.20 2,525,221,744 19.33 5,569,354,574 16.04 1,004,239,489 4.80 1,552,101,661 5,393,658,425 0.27 5,139,891,047 6,836,077,889 3,867,333,979 3,690,274,093 2,876,584,174 1,005,996,476 1,270,054,801 1,028,681,702 63,835,383,724 240 200 1,410 2,500 1,500 1,000 10,000 13,000 70,200 88,000 59,000 63,800 13,400 480,000 163,990,723 328,000 160,000 828,531,113 852,000 122,000 236,800 535,000 178,172,980 116,000 816,500 874,000 551,200 469,500 201,827,100 269,000 388,000 305,821,174 (shares) 3,992,000 630,124,436 5,650,000 169,415,444 5,570,000 1,022,885,844 4,734,000 1,595,000 345,104,301 6,288,500 202,375,767 3,165,400 1,206,000 6,097,000 200,249,482 3,953,000 turnover turnover* 583,990,582 40,839,000 29,344,500 14,672,000 1,918,404,755 12,381,000 330,882,776 29,438,000 756,743,838 48,216,500 24,158,000 30,255,000 58,122,000 93,135,000 14,618,000 92,657,300 39,158,000 91,573,000 15,319,500 345,369,981 14,754,000 50,060,000 27,132,200 14,750,000 58,989,000 1,949,044,499 308,319,000 488,082,000 323,480,000 1,670,612,355 178,200,000 2,395,138,529 893,047,400 559,950,000 4,058,080,529 430,292,000 3,009,405,582 956,040,000 7,676,324,196 554,616,000 3,125,300,661 187,154,000 245,358,000 5,998,006,184 107,370,000 16,998,171,778 269,381,000 2,439,635,115 299,189,500 2,129,385,314 230,899,000 2,067,154,686 112,500,000 266,290,000 2,066,278,885 148,216,000 119,766,000 495,228,000 344,004,000 879,300,000 8,183,478,547 771,810,000 3,995,217,023 188,688,400 1,286,176,581 381,829,000 431,200,500 2,778,023,543 Short selling 6,626,142,000 27,804,415,839 1,027,342,000 5,680,197,885 18,599,138,000 Name
361 DEGREES 361 3SBIO ICBCCICCUSD 51 CREDIT CARD A PAIF ABC ABF AAC TECH ENERGY AAC AAG GROUP AGILE AGRITRADE RES HOLDINGS AGRITRADE AGTECH CHINA AIA AIDIGONG AIR AJISEN (CHINA) MEDICAL HEALTH AJISEN AK ALI ALI PICTURES ALI ALLIED GROUP A50 A-LIVING A50-R ALLIED ALLIED PPT (HK) AMUNDI AMUNDI AMUNDI HK35-R STEEL AMUNDI ANGANG ANTA SPORTS OILFIELD ANHUIEXPRESSWAY HEALTHY DEV ANTA SATELLITE ANTON AOYUAN APPLIED APT ARTGO HOLDINGS ARTGO ASIA STANDARD TECH ASCLETIS-B ASIA CEMENT CH ASIA ASIAINFO ASM PACIFIC ASM AUSNUTRIA ATV HOLDINGS IHL ATV AVIC AVICHINA BABYTREE GROUP MOTOR BABA-SW BABYTREE BAIC BAIYUNSHAN PH BAIYUNSHAN BANK OF CHINA BANK OF E ASIA BANK OF GANSU BANK OF TIANJIN BANKCOMM BAY AREA DEV BBMG BANKOFZHENGZHOU BANKOFJIUJIANG BCQ AIRPORT BE CLEAN ENERGY BEIGENE BEIJING BMO ASIA HIGHDV BMO ASIA IGB BEIJING ENT GLOBAL BEIJING IND BEIJING N STAR BESTWAY BG BLUE SKY BILLION BJ CAPITAL LAND BJ ENT WATER BJ SPORTS & ENT BMO AP REAL EST NASDAQ100 BMO ASIA IGB-U AVIATION BMO EU QLTY HDG BMO HK BANKS BMO BOC BOC HONG KONG BJ ENT M&H VARITRONIX BOE BOSIDENG BRILLIANCE CHI BRILLIANCE BUD APAC BUD BYD COMPANY ELECTRONIC BYD BYD C C LAND C SMARTERENERGY TRANSMISSION C FIN INT INV C C code Stock
01361 01530 02051 03011 01288 02821 02018 02686 03383 01131 08279 01299 00286 00753 00538 01789 00241 01060 03319 00373 00056 02843 82843 83012 00347 00995 02020 03337 03662 00519 01045 03313 01672 00743 00129 01675 00522 01717 00707 00161 02357 09988 01761 01958 00874 03988 00023 02139 01578 03328 00737 02009 06196 06190 01963 01250 06160 00694 03145 03141 00392 00588 03358 06828 02299 02868 00371 01803 03121 09141 03165 03143 03086 02588 02388 02389 00710 03998 01114 01876 01211 00285 01224 00721 01004 00658 HKEX Fact Book 2019 Book Fact HKEX Short selling transactions by designated stock, 2019 stock, by designated transactions Short selling MAIN BOARD SHORT SELLING 39 0.48 3.08 0.95 2.81 7.08 5.75 0.08 7.82 7.25 0.53 2.72 2.13 1.41 0.43 4.53 7.93 3.42 0.65 0.07 2.49 0.46 6.51 2.87 9.98 0.43 6.05 2.17 3.20 9.89 0.20 6.95 7.76 8.21 9.42 9.05 0.37 20.01 49.17 57.04 24.71 10.36 14.38 11.98 19.79 12.48 10.87 15.45 12.78 13.42 12.63 10.04 18.22 15.81 11.99 13.00 17.45 10.94 11.01 18.15 11.32 20.18 14.15 12.79 18.35 22.58 % of total Total 3,191,422 0.42 23,743,175 92,851,592 42,900,206 0.05 80,972,105 0.36 Value (HK$) 637,945,190 475,744,092 666,144,352 872,649,563 6.40 293,808,375 2.12 197,975,025 260,320,725 0.01 463,857,348 3,686,620,649 1.66 1,389,785,070 6.66 4,065,723,910 16.30 3,036,101,260 0.97 9,035,385,072 1,669,792,543 3.66 2,698,965,917 4,844,992,095 1,591,542,732 3.99 1,046,268,868 2.29 2,215,343,975 1,126,350,801 6,460,980,207 1,224,880,586 1,362,042,891 4.74 2,028,039,246 1,370,127,235 2,149,784,962 4.23 1,663,349,549 4.69 1,495,793,759 0.40 2,044,861,809 3.77 8,099,513,017 1,334,447,510 34,000,208,799 16,778,032,114 26,142,166,679 12,658,257,348 25,061,591,097 15,810,820,699 25,729,894,134 12,778,809,645 10,650,576,765 18,921,487,604 11,831,077,276 12,100,330,158 57,606,365,218 13,060,880,085 47,390,320,665 10,275,779,120 7.20 20,687,720,278 16.71 13,971,365,157 12,478,540,570 19,895,202,447 27,641,565,329 27,317,953,007 55,957,351,770 26,854,239,029 98,664,258,291 27,030,064,155 199,797,407,010 290,130,238,791 12.96 13,480 22,200 19,960 112,904 878,342 158,580 187,237,396 397,770 290,220 1,147,060 215,304,214 1,422,680 1,771,530 382,413,648 5,953,200 2,035,180 4,357,440 5,910,700 6,220,320 4,907,860 turnover turnover* 61,120,700 92,618,830 29,548,070 61,126,560 75,854,590 1,032,111,406 73,027,860 63,571,670 23,916,930 17,378,640 15,830,360 55,466,220 23,479,850 685,871,383 64,523,500 24,610,890 988,531,456 25,949,000 903,181,445 90,858,480 55,851,696 70,751,770 1,168,884,512 78,043,680 77,190,370 13,600,910 425,366,568 32,235,600 Value (HK$) 195,475,740 6,354,340,263 662,777,470 278,586,580 563,954,090 7,215,333,449 137,584,350 574,042,070 7,235,802,898 383,609,840 5,889,289,302 481,671,250 4,432,898,660 231,162,010 739,501,450 536,305,010 6,532,027,605 764,985,620 6,759,323,943 628,567,850 235,775,970 2,502,287,719 Short selling 1,808,131,710 3,974,834,350 1,714,432,820 2,389,405,250 1,188,268,240 2,204,254,920 9,106,127,180 3,457,695,640 1,233,720,080 5,016,035,140 7,156,212,500 4,928,071,700 2,445,554,900 37,609,085,975 22,276,106,050 (continued)
0.63 0.45 0.86 0.54 2.78 7.34 5.89 0.09 7.81 7.02 160,601,690 9.81 3,522,680,760 2.69 1.40 4.42 2.16 3.43 0.09 0.45 0.44 0.43 8.04 0.62 3.04 7.99 2.54 9.94 2,501,020,050 5.95 1.91 3.71 9.54 0.22 8.44 8.18 7.71 9.28 9.02 0.38 21.52 536,988,482,377 24.78 132,699,452,820 207,711,099,094 49.14 102,123,010,990 3,123,235,915 56.65 1,781,398,579 14.37 2,412,640,500 11.88 3,132,487,570 19.76 2,505,141,840 12.63 1,973,397,110 10.86 15.63 14.10 12.43 13.15 1,031,618,870 8,074,346,416 10.01 18.06 15.98 11.97 1,566,395,950 13.21 6,159,328,040 17.30 34,859,955,600 11.00 1,528,861,690 11.88 2,189,652,340 17.81 12.17 14.01 3,866,576,820 20.08 18,592,732,200 92,129,100,055 13.08 18.44 22.59 % of total Total 152,400 0.39 (shares) 2,348,000 9,332,000 3,762,542 0.05 1,762,219 97,546,715 1.43 72,026,515 24,804,738 0.01 374,797,970 6.70 663,451,202 15.91 789,415,891 829,482,430 3.75 307,695,147 222,719,723 186,056,684 3.96 280,528,096 2.40 587,228,462 426,698,119 520,579,578 334,545,661 4.61 549,549,539 920,545,371 4.38 789,203,986 972,127,222 526,393,381 4.71 426,174,082 0.38 275,757,281 3.90 623,068,189 17.47 894,978,876 194,102,950 0.36 709,947,101 474,977,948 4,745,619,197 1,079,610,502 1,662,895,855 2,157,914,208 1,757,952,250 3,618,077,519 2,140,014,902 4.54 2,750,529,282 2,683,056,101 1,038,471,456 2,027,107,451 1,524,012,777 6.17 1,669,143,757 2.29 4,055,324,061 13.05 1,362,328,995 2,857,449,178 3,346,486,564 2,126,981,855 1,552,580,984 2,989,557,082 2,244,019,206 76,901,679,753 0.72 83,686,610,327 600 2,000 2,000 3,800 10,600 80,200 108,000 118,572,900 696,000 (shares) 1,393,000 8,554,000 7,368,500 6,723,000 2,332,000 434,841,112 5,978,000 2,228,000 7,590,000 221,390,641 3,396,000 1,906,000 3,262,000 717,526,775 7,766,000 1,610,000 1,804,000 turnover turnover* 36,558,000 5,848,914,673 25,115,000 31,075,000 13,128,000 40,805,600 28,873,000 411,145,524 15,798,000 47,678,000 35,998,000 15,427,000 25,578,000 840,192,567 10,924,000 429,759,521 40,356,000 97,155,400 70,731,000 1,189,392,921 15,064,500 97,352,000 24,814,000 93,957,000 10,746,000 20,152,000 542,839,711 85,368,000 38,160,000 105,585,000 553,270,000 169,858,000 1,544,675,031 113,372,000 155,242,000 1,987,273,541 199,804,000 2,036,184,250 659,757,000 5,554,334,507 892,318,000 4,515,487,875 102,196,000 1,271,512,585 148,168,000 1,853,471,510 272,556,000 2,743,051,590 149,143,000 1,373,355,766 565,675,000 191,587,000 1,456,502,496 387,746,000 333,506,000 187,543,000 323,938,600 108,832,800 311,195,000 2,828,049,625 529,360,000 115,040,000 266,802,000 2,246,352,799 210,234,000 1,726,847,777 286,251,000 3,498,500,206 508,943,000 637,085,000 4,548,235,295 671,810,000 164,005,000 159,514,000 1,718,049,489 203,134,000 130,934,000 675,448,000 202,474,000 Short selling 2,331,907,000 1,144,888,000 7,969,079,126 1,060,271,000 8,394,462,052 1,096,259,000 9,154,663,546 1,310,846,000 9,920,103,099 1,732,737,000 10,015,916,223 20,735,577,000 Name
CAM SCSMALLCAP INTL ENV CAM INC CAMSING CANSINOBIO-B CANVEST CAR GROUP CARNIVAL CATHAY PAC AIR CAM MSCI AINC-R SECURITIES CC CCB C.P. POKPHAND C&D INTL GROUP C.P. CAFE DE CORAL H CSI300-R CSI300 CALC CAM CAM CAM MSCI AINC LEASING BANK GREENTECH CHINA CDB CEB CEB SERVICES CENTRAL CEOVU POWER CG CGN NEW ENERGY CGN CGS CH XINHUA EDU CHALCO CH ENERGY ENG CH MODERN D CH OVS G OCEANS REIT POWER PAPER INT'L CHAMPION CHAOWEI CHENMING ENV CHEVALIER AEROSPACE CHI MER LAND CHI SILVER GP AGRI ANIMATION CHIHO CHINA AOYUAN CHINA BLUECHEM CHINA CHINA CINDA CHINA AUTO NR CHINA CHINA CHINA COAL CHINA CHINA DILI CRSC CHINA COMM CONS DONGXIANG CHINA CHINA CHINA CHINA EAST AIR CHINA EAST EDU CHINA EB INT'L CHINA EB LTD CHINA FOODS CHINA EDU GROUP HUARONG CHINA CHINA GAS HOLD CHINA CHINA JINMAO CHINA CHINA KEPEI CHINA CHINA LESSO LIFE CHINA CHINA CHINA LILANG LIT CHINA CHINA CHINA LNG CHINA CHINA LONGYUAN CHINA CHINA MER PORT CHINA MED&HCARE MERCHANTS MOBILE CHINA OCEANWIDE CHINA CHINA CHINA MOTOR BUS OILFIELD CHINA CHINA OIL & GAS CHINA CHINA ORIENTAL CHINA POWER RAILWAY CHINA CHINA RAIL CONS CHINA OVERSEAS CHINA CHINA OVS PPT RE CHINA CHINA RES BEER CHINA RES GAS CHINA RES LAND CHINA RES POWER CHINA RISUN GP Stock code
03157 02662 06185 01381 00699 00996 00293 83197 01375 00939 01908 00043 00341 01848 03188 83188 03197 01606 06818 01257 00832 00798 06098 01811 01816 06881 02779 02600 03996 01117 00081 02778 00951 01812 00025 00978 00815 00976 00031 00606 01566 03883 00526 03983 01359 01898 01800 03969 01387 03818 00670 00667 00257 00165 00839 00506 00384 02799 00817 01890 02128 02628 01234 00772 00931 00916 00144 00383 00133 00941 00026 00715 00603 02883 00581 02380 01186 00390 00688 02669 01508 00291 01193 01109 00836 01907 HKEX Fact Book 2019 Book Fact HKEX Short selling transactions by designated stock, 2019 stock, by designated transactions Short selling MAIN BOARD SHORT SELLING 40 5.05 1.51 0.58 5.25 1.80 2.51 8.13 0.32 1.40 0.15 5.27 7.27 9.16 0.48 4.21 5.48 0.60 3.87 7.72 4.49 0.29 1.96 3.37 0.01 0.14 9.86 7.58 5.43 9.57 9.18 4.38 8.61 7.76 5.11 14.00 15.61 18.21 13.71 17.91 12.03 12.33 19.60 13.65 13.60 13.84 11.48 11.24 13.53 13.85 10.05 19.05 13.82 15.75 18.68 15.44 21.57 19.47 10.53 11.90 % of total Total 8,146,175 1.27 3,366,130 5.27 4,583,795 0.58 33,967,887 0.01 34,211,399 0.09 71,635,403 0.02 Value (HK$) 147,997,207 1.09 642,543,587 430,012,461 0.00 249,521,458 349,467,701 2.49 524,071,620 115,128,022 0.05 187,558,039 668,184,095 3.60 365,888,469 639,239,640 0.44 1,775,423,314 9,630,722,706 1,291,760,783 0.35 4,716,703,241 4,392,589,247 12.44 3,296,889,487 10.27 1,009,755,316 2.92 1,822,462,016 6,646,856,577 10.53 2,398,403,895 3,469,760,892 3,979,413,482 1,255,096,258 3.58 1,450,211,102 3.91 2,411,762,631 2.90 1,569,628,262 3.16 2,345,491,375 1,332,955,899 3,764,922,939 2,622,881,796 6,099,729,005 4,723,745,061 1,506,490,127 5.28 1,842,518,821 69,437,901,692 22,931,169,456 13,116,456,915 48,352,718,255 68,933,708,144 20,456,726,175 10,657,841,211 31,045,607,041 17,228,534,030 10,934,207,184 42,317,039,541 26,167,418,018 33,086,116,150 37,188,153,531 27,602,140,682 12.85 22,776,288,702 55,671,141,887 14,160,618,568 14,868,246,288 10,715,596,937 6.26 26,203,633,916 10.19 105,580,541,461 11.75 171,236,049,318 18.09 153,283,953,745 3,330 17,920 58,560 31,519 10,960 26,687 372,700 103,068 177,488 689,560 234,495,318 455,280 3,465,796,252 518,380 1,163,095 200,894,176 1,615,355 4,466,470 1,495,900 460,508,483 5,291,630 376,672,447 1,329,760 274,491,869 8,693,072 1,132,600 9,770,550 499,630,626 2,783,700 turnover turnover* 26,862,132 585,931,496 30,782,320 11,547,400 63,694,570 2,539,804,045 29,505,797 28,725,750 92,904,880 44,968,980 24,062,060 56,760,220 69,966,140 51,274,560 519,775,151 49,545,930 36,802,340 841,128,120 79,553,040 94,143,730 Value (HK$) 486,760,010 567,376,380 546,536,980 204,975,900 3,888,066,340 338,476,544 699,909,855 150,830,280 3,582,396,577 161,099,450 4,775,241,451 671,079,320 642,237,460 561,945,905 Short selling 3,580,470,700 2,388,614,740 5,885,199,360 42,941,533,914 1,255,637,624 3,539,322,900 3,548,032,150 2,669,293,300 44,146,392,140 246,489,901,592 12,405,117,000 30,984,754,250 (continued)
1.46 0.53 4.95 2.54 5.81 1.81 7.94 3,929,062,434 0.30 1.43 0.12 5.41 7.34 1,486,473,420 9.09 166,950,360 0.41 4.24 4.35 6.04 0.59 0.29 8.51 268,013,210 4.48 178,555,720 9.89 3,738,899,840 1.92 3.43 0.03 0.14 7.29 1,072,778,860 5.81 127,314,736 9.54 1,423,421,460 9.13 122,343,370 4.96 8.84 324,038,160 7.70 203,448,060 5.36 14.13 9,718,607,165 15.60 18.07 13.34 18.00 11.30 12.39 8,498,413,900 19.53 10,024,441,665 51,147,304,052 13.42 1,455,254,585 13.81 4,222,794,240 14.24 2,384,696,340 11.56 11.01 4,754,787,736 13.85 13.95 4,583,448,280 18.38 17,849,392,490 93,705,982,311 13.89 12,322,683,375 89,139,453,438 15.89 10,344,803,875 65,674,049,103 19.02 4,255,304,250 15.54 8,596,726,060 10.37 21.27 33,060,129,620 19.60 16,311,191,425 83,786,780,962 11.18 12.11 % of total Total 55,650 5.57 43,900 0.57 574,900 0.10 139,650 1.40 (shares) 71,017,508 19,617,131 0.01 13,605,710 68,748,580 0.05 879,449,938 191,901,523 0.34 621,074,343 13.38 104,924,996 914,973,881 10.83 112,571,348 3.06 768,732,791 10.67 240,930,599 165,289,398 0.01 743,235,521 3.57 466,084,131 12.78 764,378,614 392,771,918 3.98 467,354,026 2.99 643,051,635 2.73 949,997,475 10.24 298,457,777 5.44 6,387,637,527 2,587,632,398 4,088,597,685 1,757,149,516 2,667,671,254 1.45 2,760,658,040 3,073,549,900 0.00 1,712,217,538 7,908,866,162 1.85 1,500,279,346 5,067,250,024 5,695,417,320 1,508,987,121 1,396,453,826 11.89 4,639,471,080 18.10 3,119,374,158 3.63 3,334,153,183 5,691,316,435 6.28 1,824,147,931 1,696,648,228 0.44 1,881,265,425 1,486,808,585 1,479,839,477 550 250 2,000 1,950 3,100 28,000 80,000 36,000 16,000 658,000 130,000 (shares) 2,956,000 557,746,976 2,855,000 943,250,388 1,740,000 121,762,260 3,449,400 3,104,000 749,716,904 4,291,500 2,660,000 920,955,682 1,090,000 3,721,385,332 4,690,000 7,480,000 turnover turnover* 93,360,000 29,560,000 1,165,115,730 335,867,454 19,507,000 15,950,000 38,620,000 83,108,000 99,070,000 36,948,000 406,460,430 82,025,000 10,215,000 35,541,900 417,871,907 31,470,000 702,844,396 15,684,000 815,379,463 53,395,000 1,558,686,972 26,544,000 59,545,500 15,621,000 13,988,000 14,180,000 136,688,718 13,122,200 225,692,851 17,550,000 37,385,000 409,288,065 18,787,000 378,885,208 68,601,000 775,856,393 26,948,000 350,027,712 97,269,500 16,228,000 579,820,500 4,102,801,591 128,149,000 637,758,000 317,586,000 183,729,200 2,315,079,286 311,834,000 334,312,100 376,220,000 6,950,558,010 245,114,000 3,337,431,198 266,814,000 1,988,206,114 540,772,000 3,914,926,410 602,058,000 4,229,339,346 137,906,000 3,167,577,561 146,432,000 173,422,200 288,878,000 2,624,077,507 702,042,000 422,435,000 3,028,937,819 785,578,000 7,945,459,330 209,571,000 165,977,000 121,489,000 839,865,500 113,080,000 121,272,000 1,663,752,236 536,012,000 5,617,586,936 357,606,000 357,465,000 100,830,000 166,172,000 179,172,500 Short selling 1,530,514,000 11,476,592,351 1,005,746,000 8,118,241,336 1,046,657,000 1,502,229,000 7,896,184,498 1,274,910,000 8,204,548,449 2,554,152,000 12,008,498,045 24,003,928,000 133,352,987,096 Name
SHENGMU SHENHUA CHINA SDHS FIN CHINA CHINA SUNTIEN CHINA CHINA SANJIANG CHINA CHINA SCE GROUP STRATEGIC CHINA SOUTH AIR CHINA STAR ENT CHINA STATE CON TAIPING CHINA TELECOM CHINA CHINA CHINA TIANRUI CHINA CHINA TOWER CHINA TRUSTFUL UNICOM CHINA TRAVEL HK CHINA CHINA U-TON VAST VANKE WATER CHINA CHINA CHINA CHINA CHINA XLX FERT CHINA YOUZAN ZHONGWANG CHINA CHINA CHINACOMSERVICE CHINAGOLDINTL CHINAGRANDPHARM CHINAHONGQIAO CHINAOCEAN FISH CEMENT CHINAOCEAN CHINARES CHINARES PHARMA CHINARES CHINASOFT INT'L CHINASOFT CHOW SANG SANG CHINASOUTHCITY HLDGS CHINESE EST H CHINFMINING CHONG HING BANK INT'L CHONGSING CHOW TAI FOOK CHUANG'S CICC CICCKRANECNET CICCKRANECNET-R CICCKRANECNET-U CIFI HOLD GP CIMC ENRIC FIN CIMC CIMC CIMC-TIANDA CISI CITIC CITIC BANK RESOURCES SEC CITIC TELECOM CITIC CITIC HOLDINGS ASSET CITIC HOLDINGS CITYCHAMP CK CKH HOLDINGS CKI CLP CKLIFE SCIENCES CKLIFE CM BANK CAPITAL EYE CM CMBC CMEC C-MER CMOC CNBM CMRU CMS CMSC CN MINSHENG FIN CNLP CNOOC COFCO MEAT PACKAGING LIFE COFCO COFCO COGOBUY DAX COLOUR COMBA VENTURE CEMENT COMEC COMSTAGE CONCH CONCH CONCORD NE PHARMA CONCORD CONSUN COSCO SHIP DEV COSCO SHIP ENGY COSCO SHIP HOLD Stock code
00412 01432 01088 00956 02198 01966 01055 00326 03311 00235 00966 00728 01252 00788 00308 08265 00762 06168 02202 06166 00855 01866 08083 01333 00552 02099 00512 01378 08047 01313 03320 00354 00116 01668 00127 01258 01111 08207 01929 00367 03908 03186 83186 09186 00884 02039 03899 00445 06058 00267 00998 01205 06030 01883 00256 01113 00001 01038 00002 00775 03968 01141 01829 03309 03993 03323 01636 00867 06099 00245 01589 00883 01610 00906 00400 01778 02342 00317 03171 00914 00586 00182 01681 02866 01138 01919 HKEX Fact Book 2019 Book Fact HKEX Short selling transactions by designated stock, 2019 stock, by designated transactions Short selling MAIN BOARD SHORT SELLING 41 1.82 4.41 1.86 2.27 8.85 9.37 5.23 3.55 3.25 2.45 0.05 4.69 4.66 0.30 2.03 6.94 2.39 4.97 2.14 5.65 9.00 3.58 2.31 4.43 0.70 6.32 5.12 8.21 4.90 1.86 11.13 32.03 11.23 12.49 46.94 58.64 19.37 24.26 21.05 56.42 58.71 13.76 10.42 20.06 24.39 10.05 20.90 44.39 44.90 40.75 % of total Total 546,776 2.80 430,241 3.53 8,862,886 9,387,949 57,297,763 1.48 44,543,399 1.66 17,507,258 0.12 30,792,500 95,563,217 70,171,216 0.06 74,625,705 0.24 85,188,900 0.18 56,138,454 38,350,900 Value (HK$) 325,378,251 263,363,888 0.02 805,838,580 5.32 668,720,187 0.58 494,684,375 0.76 189,678,862 567,502,136 3.15 666,532,153 0.62 263,043,639 0.24 601,459,889 0.56 423,400,700 0.65 347,239,136 1.12 863,812,881 0.52 235,608,846 0.13 909,947,734 450,139,932 446,542,892 12.76 124,500,190 30.23 4,699,298,932 1,636,816,454 2,688,202,246 4,263,671,080 1,810,531,788 11.55 1,725,145,250 3,207,308,650 2.85 3,155,442,115 4.39 1,329,301,906 6.93 2,059,797,934 1.95 1,093,301,974 1.51 1,410,490,347 3.45 1,703,353,004 2,210,560,726 4.25 2,557,975,929 3,980,972,002 3,065,830,111 3,122,944,942 1,169,334,269 5.53 5,134,354,502 4,067,868,380 7,349,769,611 1,150,430,122 26,857,987,859 19,317,215,750 13,453,290,822 6.47 42,951,526,828 0.52 23,159,368,257 46,208,477,748 13.55 60,258,607,464 36,659,298,760 110,182,350,639 19.59 175,525,461,739 135,932,153,962 12.36 43,660 15,300 15,192 21,280 39,040 62,160 849,100 738,826 101,550 214,496,677 626,520 177,275 295,414 155,830 770,610 711,852 5,934,820 7,619,420 410,483,804 3,866,140 3,764,250 3,167,060 1,038,839,654 4,132,664 3,361,850 7,495,340 349,919,522 3,906,300 2,760,666 4,507,000 2,749,054 turnover turnover* 17,008,310 385,370,833 37,186,745 42,877,981 50,937,230 973,977,610 39,934,214 17,371,800 56,100,532 91,417,415 11,219,760 316,063,248 92,124,972 43,086,620 1,327,194,967 11,559,340 472,596,437 40,081,120 16,532,670 48,672,590 34,508,135 93,852,102 17,894,950 19,638,270 821,570,599 78,699,015 874,821,147 25,389,460 709,530,504 64,617,080 46,578,950 94,065,744 56,960,996 37,641,119 Value (HK$) 522,850,600 763,292,590 8,626,811,213 869,777,745 209,158,906 418,453,850 222,700,490 138,467,760 239,935,300 2,302,018,845 567,081,010 8,173,601,012 116,003,820 1,834,757,364 516,521,363 Short selling 2,413,373,920 2,500,136,365 6,262,761,365 21,586,953,720 82,393,309,812 16,796,657,900 26,746,008,392 14,936,834,324 (continued)
1.84 4.99 1.87 2.27 8.86 9.26 251,960,760 5.17 3.58 3.13 0.29 2.11 2.64 0.05 4.61 120,039,000 5.03 185,619,236 2.46 7.24 5.35 152,476,122 2.25 5.57 176,464,467 8.75 3.59 0.74 5.16 4.82 2.60 118,847,100 3.89 180,375,880 6.65 9.98 738,483,900 8.47 1.88 11.25 93,902,572,200 32.04 30,078,268,030 11.26 3,016,989,900 12.46 46.92 58.41 18.72 15,567,618 80,358,839 24.27 21.16 56.41 58.68 13.84 1,159,780,275 8,426,694,572 10.31 19.93 4,645,067,520 24.80 21,207,426,200 86,961,447,633 20.87 44.75 44.73 40.98 % of total Total 36,600 2.73 29,200 3.42 39,000 487,078 1.44 382,520 1.61 189,000 121,000 (shares) 1,702,000 1,445,600 0.11 1,578,200 0.25 1,891,000 9,945,575 1,549,500 8,155,301 70,523,078 0.02 44,946,197 5.55 60,419,134 0.57 16,619,950 0.05 90,282,719 4.44 74,970,711 3.10 64,881,575 0.62 25,273,708 0.21 68,605,150 0.58 47,137,541 6.08 74,524,400 40,825,099 13.06 16,646,900 30.10 142,137,868 653,213,944 340,768,784 508,413,498 299,056,182 272,269,128 11.15 241,987,302 3.30 106,017,708 6.63 649,296,435 2.19 350,201,996 1.47 387,831,789 4.44 585,258,533 13.63 253,319,115 396,271,809 0.20 197,474,300 8,491,411,644 3,644,406,339 19.32 2,069,723,073 6.57 1,369,647,840 0.89 9,092,105,396 11.97 2,715,192,307 0.38 3,661,365,113 2,252,160,649 0.99 1,780,650,760 0.13 1,269,109,151 0.61 3,959,748,663 8,466,942,551 6,772,770,503 12,234,229,797 11,011,505,384 3.74 14,794,426,711 0.52 1,000 1,000 7,000 6,140 1,600 9,000 4,000 12,000 40,000 22,000 71,000 67,000 147,665,942 54,000 14,000 344,000 413,000 404,200 398,000 785,000 479,100 131,300 153,300 (shares) 2,620,000 9,710,000 194,587,746 5,442,000 290,315,817 7,727,500 2,493,400 2,284,000 12,197,800 7,989,500 4,008,400 7,032,800 5,150,000 6,850,000 2,330,955,126 2,326,400 5,667,000 230,403,068 3,848,000 171,204,243 2,274,000 7,710,000 4,082,000 113,676,931 2,864,000 5,331,500 5,010,600 turnover turnover* 73,466,000 46,986,500 507,619,557 63,368,400 14,008,000 270,867,164 12,200,000 30,353,000 30,110,000 841,677,732 10,299,000 40,504,000 1,292,099,954 14,168,000 536,661,291 29,117,000 632,055,257 14,242,000 35,107,600 697,809,402 77,080,000 17,222,600 22,144,000 414,048,028 79,760,000 17,693,700 317,421,012 22,245,000 47,815,700 546,189,204 13,076,000 11,425,000 440,116,034 38,296,000 984,812,419 92,962,500 1,398,315,991 77,410,000 94,961,000 951,506,440 15,552,900 88,321,800 704,042,000 177,066,000 1,999,592,646 449,790,000 3,993,564,315 136,012,000 174,690,800 218,467,500 1,578,658,125 127,284,000 1,235,064,749 411,910,000 625,434,000 3,138,696,318 116,538,000 1,610,287,203 982,163,000 Short selling 2,720,547,000 5,740,506,200 1,088,516,000 3,789,160,700 2,775,737,700 Name
COSCO SHIP INTL COSCO SHIP PORT COSMO LADY INT’L GARDEN COSMO COSMOPOL COUNTRY ASIA BANK CP CLEAN ENERGY HOLDINGS CPIC MEDICAL CQRC CR CR CR CROSS-HAR(HOLD) CRRC CRRC TIMES ELEC CSOP 300SMART CSOP CRYSTAL INTL PROPERTIES CRYSTAL 300SMART-R CSC CSI CSOP CSOP A50 ETF CSOP A50 ETF-R CSOP CHINEXT CSOP CSOP CHINEXT-R CSOP CSOP CTPBBOND CSOP CSOP CTPBBOND-R CSOP CSOP HKD MM CSOP HKD MM-R CSOP MSCI CSOP CSOP USD MM CSOP USD MM-U CSPC PHARMA PHARMA-B CSPC CSTONE SING CTEG BANKING CTIHK CZBANK FOODS DAH PORT DAHSING POWER DALI DALIAN DATANG DATANG RENEW PHARMA HOLDINGS HOLDINGS DATANG CHINA DAWNRAYS DC DCH DOMAIN GROUP DEXIN DFZQ ELEC DIFFER DIGITAL GROUP DINGYI GP INV DONGFANG DONGFENG DONGJIANG ENV GROUP ENV JAPAN DONGJIANG DONGYUE DYNAGREEN DYNAM DYNAMIC HOLD SECURITIES DYNAMIC EB EEKA FASHION EEKA ENERGY ENN EFUND CSI100 ENT INT’L EFUND E-HOUSE (HOLDINGS) HOLDINGS EMPEROR EPI ESPRIT KINETIC FDG FE CONSORT INTL EMPEROR CAPITAL EMPEROR BIO-TECH INT’L HEALTH ESSEX LS EVERCHINA EVERG HOLD EVERGRANDE EVERSUNSHINE EVEHICLES F GX OIL FAIRWOOD FANTASIA HORIZON FDG FE FI GX HSI FI2 CSOP HSCEI FI CSOP HSCEI FI GX HSCEI FI2 CSOP HSI FI2CAMDXNNDQ100 FI2CSOPNASDAQ FI CSOP HSI FI EFUND YT HSI Stock code
00517 01199 02298 00120 02007 00735 02601 03618 00831 01911 01515 00032 01766 03898 03129 02232 06066 00497 83129 02822 82822 03147 83147 03199 83199 03053 83053 03149 03096 09096 01093 02616 01363 06055 02016 00440 02356 03799 02880 00991 01798 02348 00861 01828 02019 03958 06878 00547 00508 01072 00489 00895 00189 01330 06889 00029 06178 03709 02688 03100 02048 00163 00689 00330 00378 00035 00717 01061 00202 00708 03333 01995 03097 00052 01777 00729 03360 07336 07588 07388 07362 07500 07522 07568 07300 07302 HKEX Fact Book 2019 Book Fact HKEX Short selling transactions by designated stock, 2019 stock, by designated transactions Short selling MAIN BOARD SHORT SELLING 42 4.13 8.29 0.55 7.83 7.83 1.24 0.18 5.98 7.89 0.58 6.70 0.65 5.21 2.97 3.18 8.76 1.39 2.05 2.40 7.36 5.97 5.07 8.70 1.74 0.38 7.78 3.88 4.07 0.80 5.81 0.02 27.38 38.69 51.36 12.21 11.97 12.16 14.53 21.41 20.03 13.94 11.88 14.81 13.00 11.99 30.79 11.36 14.07 16.73 12.98 44.73 31.27 43.82 26.76 19.27 17.24 13.29 15.93 11.93 17.98 21.38 % of total Total 1.04 51,898,959 43,434,132 20,277,265 31,841,460 7.43 54,621,756 3.13 94,693,580 0.07 17,046,177 61,291,264 0.63 85,409,396 Value (HK$) 5.77 260,869,403 854,538,861 4.62 170,602,426 21.09 368,227,898 29.88 184,177,622 20.39 704,684,366 0.27 516,122,958 5.25 471,156,003 0.10 460,852,134 0.13 402,258,470 3.66 408,289,460 0.40 468,973,554 610,358,804 3.37 996,380,023 680,985,342 560,861,928 252,697,515 600,828,289 5,530,732,326 2,504,974,380 7,664,630,979 7,480,476,474 5,407,737,328 3,969,120,023 1,208,595,538 3.97 2,547,067,076 5,038,871,059 1,426,611,183 1,560,400,663 1,220,639,323 11.06 1,833,321,183 1,590,764,384 3.21 1,977,426,843 10.01 4,558,120,583 9,791,107,152 6,143,455,208 15.99 37,122,288,003 30,163,916,012 19,657,910,030 12.79 26,712,933,582 13,853,935,900 19,997,369,326 30,684,503,582 28,355,778,034 19.41 27,403,467,390 37,844,515,479 10,712,633,098 25,801,800,193 75,039,407,871 145,591,932,221 25.49 203,716,594,329 70,070 541,498 385,390 478,196 587,950 175,220 905,999,504 2,049,470 374,376,599 3,402,889 2,475,569 2,366,332 1,707,229 2,040,303 1,689,010 947,493,391 6,169,990 951,618,492 1,902,985 1,614,972 1,800,360 3,476,025 4,808,000 turnover turnover* 15,043,406 39,449,534 35,974,568 37,557,422 49,106,460 3,959,193,313 27,121,332 28,869,320 4,980,964,231 47,951,420 35,733,906 1,122,369,305 69,086,060 4,961,677,797 37,763,850 1,573,124,081 92,993,142 1,556,945,622 72,364,344 14,709,260 11,408,100 655,590,817 51,084,660 20,595,850 70,580,130 1,819,134,630 67,615,945 22,803,540 392,234,158 Value (HK$) 228,348,930 969,202,298 726,481,910 8,764,453,115 255,637,060 3,262,830,298 110,017,486 909,653,720 362,456,960 103,214,500 135,007,170 250,822,065 2,883,095,449 219,891,150 197,962,040 591,846,450 445,669,408 212,912,439 245,759,971 982,291,930 Short selling 2,513,323,460 1,105,230,082 12,620,330,206 1,418,355,120 10,911,673,712 1,887,112,875 5,504,534,880 1,277,832,530 4,638,752,090 19,065,744,072 37,111,248,900 16,046,217,990 (continued)
0.51 4.44 7.99 8.69 7.82 1.11 0.21 5.90 458,295,980 8.06 2,380,124,425 0.51 0.74 9.24 3.39 117,774,822 9.16 6.74 5.15 132,793,890 3.58 1.37 4.82 2.12 2.50 7.31 114,855,420 6.58 8.30 1.82 0.32 7.64 2,385,771,560 3.86 3.79 0.85 6.11 0.04 38.53 76,538,732 27.65 20,954,006 51.47 12.63 11.02 14.59 1,191,584,336 8,201,314,688 21.71 12,834,643,000 59,946,402,392 19.92 40,810,329,980 14.43 3,723,901,760 14.68 2,051,914,582 11.78 2,375,627,426 13.06 12.53 30.63 14,901,046,355 48,402,189,858 11.73 1,104,595,615 9,719,456,194 14.42 1,325,565,360 9,419,450,552 16.60 1,058,055,464 6,325,417,833 12.92 45.94 32.20 44.58 27.64 19.19 17.06 4,723,731,860 13.21 1,120,630,720 8,429,121,748 15.65 6,030,360,780 11.28 17.85 21.72 % of total Total (shares) 1.05 8,067,799 5,100,800 1,973,900 3,591,600 6.63 5,390,900 3.23 3,120,900 0.07 2,637,300 5,337,807 3.37 9,290,700 4,127,625 3,012,370 5.66 43,394,112 89,275,400 4.14 37,175,600 21.25 54,534,400 29.64 23,263,000 20.84 42,542,147 6.54 63,716,360 0.51 45,668,488 3.70 60,129,366 16,395,250 11,194,480 18,908,047 314,770,800 816,705,622 12.82 334,437,852 801,999,233 290,759,682 4.28 676,281,256 10.22 548,777,294 3.24 421,915,896 689,202,356 10.18 238,826,750 935,814,773 18.96 361,446,788 16.28 514,960,607 420,929,724 1,588,218,141 4,000,857,540 3,456,751,230 0.32 7,065,528,005 2,775,419,120 25.43 1,939,578,838 1,682,668,232 0.10 4,267,965,974 3,052,993,671 0.05 8,363,622,006 2,160,437,129 5,989,115,820 0.40 3,091,146,508 1,449,760,111 2,300 85,000 91,000 254,071,456 407,700 249,300 238,300 174,200 290,600 283,000 135,909,251 323,000 180,000 114,200 160,900 (shares) 2,454,700 3,695,300 1,462,000 286,475,349 4,371,800 15,810,200 7,900,400 4,848,200 2,781,200 6,412,000 1,251,770,573 1,094,000 148,127,865 9,078,600 268,043,402 1,614,000 1,689,000 1,414,000 7,534,000 7,010,000 385,477,500 6,935,000 7,531,950 3,604,200 4,141,900 1,140,750 turnover turnover* 82,592,000 1,056,303,742 70,560,000 16,164,200 11,964,000 1,081,227,160 46,302,000 785,100,190 48,798,000 54,016,000 33,836,000 657,491,383 10,980,000 12,455,000 75,498,000 5,490,850,136 41,142,000 32,359,000 1,293,316,086 35,290,000 482,731,165 69,090,000 17,791,000 23,802,000 70,027,800 70,192,000 45,547,000 1,178,802,876 45,835,000 19,387,000 317,484,225 58,859,000 58,066,000 91,416,800 121,282,400 642,092,000 7,387,951,628 222,115,000 2,756,220,540 104,684,500 705,887,000 151,396,000 4,234,630,218 222,866,000 1,544,079,801 221,483,200 1,508,915,597 229,120,000 1,944,873,613 445,286,200 6,764,164,720 205,808,000 106,898,500 1,288,690,434 172,701,000 1,472,133,097 186,286,000 1,291,842,298 149,672,000 1,959,568,431 399,477,000 177,457,000 216,776,000 1,270,358,372 413,830,000 3,133,860,033 649,135,600 4,146,934,249 258,809,000 Short selling 2,059,080,600 1,443,367,500 15,614,195,516 1,534,272,000 2,485,493,000 27,126,991,385 2,931,489,000 14,713,451,045 1,874,980,000 14,355,943,210 2,561,674,500 Name
FL2 CSOP HSCEI FICAMDXNHSCEI FICAMDXNHSI FICAMDXNNDQ100 PACIFIC FIH FINGERTANGO FIRST FISAMSUNGHSCEI FISAMSUNGHSI FIT HON TENG FL2 CSOP HSI FL2 GX HSCEI FL2 GX HSI FL2CAMDXNHSCEI FL2CAMDXNHSI FL2CAMDXNNDQ100 FL2EFUND YT HSI FLAT GLASS FL2SAMSUNGHSCEI REIT FL2SAMSUNGHSI FLAT INTL PHARMA FORDOO FORTUNE FOSUN FOSUN FOSUN TOURISM FOSUN GLASS FUYAO FRONTIER SER FRONTAGE GROUP FRONTIER FU SHOU YUAN INT’L FUDANZHANGJIANG FUFENG FULLSHARE ENT GROUP FULLSUN GAC GALAXY NEWENERGY GANFENGLITHIUM ENERGY GAPACK AUTO GCL GCL-POLY GEELY GEMDALE PPT BIO GEMDALE GENSCRIPT GOLDWIND GF SEC GF GOLDIN FIN HOLD GET NICE HK INT’L GENTING GET BRANDS EAGLE GIORDANO HLDG GLOBAL GLORY SUN FIN GOLDEN GOLD-FIN RETAIL GOME GOODBABY INTL GOODBABY GRAND BAOXIN GRAND GREAT EAGLE H GREAT HARVEST HK MOTOR GREAT CHINA GREATWALL GREENLAND GREENTOWN GROUND INTL DEV GREENTOWN SER GREENTOWN G-RESOURCES INV RAIL GTJA GUANGDONG GUANGSHEN GUOCO GROUP PPT GUOCO GUORUI GUOTAI JUNAN I GX CN BIOTECH GX CN BIOTECH-U GX CN CLOUD GX CN CLOUD-U GX HS HIGH DIV GX MSCI CHINA H&H INTL HLDG HAICHANG HLDG HAICHANG HAIDILAO HAIER ELEC HAIER HAITIAN ANTENNA INT’L HAITIAN HAITIAN HAITONG INT’L HAITONG HAITONG SEC HAITONG HANG LUNG GROUP HANG LUNG PPT HANG SENG BANK Stock code
07288 07341 07321 07331 02038 06860 00142 07328 07312 06088 07200 07230 07231 07267 07221 07261 07242 07228 07205 06865 02399 00778 00656 02196 01992 03606 01521 00500 01448 01349 00546 00607 00627 02238 00027 01772 00468 00451 03800 00175 00535 01548 02208 01776 00530 00678 00064 00709 00787 01282 03308 01462 00493 01086 01293 00041 03683 02333 00337 03900 00989 02869 01051 02611 00270 00525 00053 02329 01788 02820 09820 02826 09826 03110 03040 01112 02255 06862 01169 08227 01882 00665 06837 00010 00101 00011 HKEX Fact Book 2019 Book Fact HKEX Short selling transactions by designated stock, 2019 stock, by designated transactions Short selling MAIN BOARD SHORT SELLING 43 2.00 1.52 5.96 0.28 0.04 1.07 0.40 7.35 3.95 7.16 9.21 2.12 8.02 8.16 4.80 4.39 0.59 3.45 3.02 2.76 2.15 8.67 1.43 5.38 2.62 2.20 0.07 3.20 6.65 0.47 20.33 17.88 23.27 11.74 16.52 32.13 13.73 14.49 11.83 12.85 10.46 28.87 11.77 49.13 % of total Total 2,295,615 9,830,944 3.75 93,800,336 27,710,290 27,587,919 85,738,310 0.24 37,104,352 0.12 46,586,231 0.32 24,734,753 0.85 13,884,675 0.04 44,603,526 0.63 11,394,355 0.97 11,262,126 4.62 53,538,645 1.63 20,335,552 4.50 Value (HK$) 342,891,655 576,592,205 749,509,455 1.99 472,894,404 231,219,124 23.95 521,109,566 2.78 298,874,870 0.08 200,879,911 0.47 152,046,778 0.21 250,006,707 4.01 399,082,904 87.27 740,600,553 1.16 283,888,310 0.45 674,486,656 0.43 110,882,473 317,181,286 0.05 155,508,551 0.27 1,457,385,730 5,152,405,137 1,046,599,750 17.95 7,372,886,367 7.73 1,757,789,401 1,581,595,441 5.73 4,371,088,435 1.33 4,062,023,559 10.33 2,012,586,839 2,638,205,301 1,274,585,295 0.66 7,194,925,024 2,393,195,814 1,035,142,093 2,193,776,792 1,197,308,574 4.52 2,754,394,195 2,766,314,505 1.23 1,835,395,119 9.64 4,134,962,269 2.11 2,718,565,929 0.14 1,722,787,018 1,395,321,832 1.16 70,732,710,557 17,951,912,323 22,815,512,653 15,879,449,441 5.94 20,807,647,840 6.30 34,486,618,190 25,804,997,294 28,492,253,385 15,397,553,918 13.36 13,533,976,166 22,320,898,703 8.84 304,271,680,960 15.87 294,958,706,199 24.42 298,605,150,413 148,567,594,350 5,750 38,450 42,900 963,840 555,329 110,246 204,090 151,035 209,720 199,114 254,000 952,530 313,638 523,800 154,480 280,494 369,025 417,200 110,643 520,168 873,350 914,247 8,790,000 8,461,970 3,685,770 629,332,597 9,888,540 692,554,690 1,921,551 3,726,440 8,590,140 1,263,966 2,905,113 turnover turnover* 15,547,540 90,589,830 58,325,735 18,246,520 861,335,951 49,812,096 621,182,657 20,934,970 476,619,876 14,934,975 66,085,680 22,265,970 78,119,020 55,375,506 41,202,900 1,572,326,721 12,589,600 571,301,149 14,476,170 54,129,024 10,018,260 33,982,476 87,139,620 70,941,110 2,215,774,905 16,121,780 Value (HK$) 187,838,345 989,689,590 8,428,753,315 135,906,315 257,158,260 3,591,634,103 419,745,836 942,904,420 127,706,100 3,702,288,257 643,832,340 5,441,894,083 389,108,160 3,720,047,130 176,998,279 348,268,912 Short selling 1,311,772,310 3,740,281,070 2,057,604,550 1,974,032,250 14,380,131,060 48,280,043,260 72,024,951,780 (continued)
1.12 1.54 6.06 306,982,010 0.25 0.04 2.10 7.19 542,101,700 2.43 0.40 708,454,600 3.63 6.90 9.21 185,411,115 8.22 8.13 1,861,538,140 4.97 126,704,310 4.13 0.60 3.10 217,581,200 3.32 2.78 2.22 8.34 1.46 5.47 118,048,850 2.56 2.21 0.07 2.96 6.93 114,588,020 0.46 20.53 11.74 57,459,601,764 18.24 10,275,634,000 46,889,822,777 22.99 10,913,130,025 17.11 32.19 25,665,759,140 79,868,821,896 13.90 4,734,346,548 14.89 12.03 12.58 3,662,367,180 10.39 28.95 86,210,869,890 11.86 1,593,506,060 49.42 72,995,193,910 % of total Total 866,013 0.38 464,400 0.86 153,400 389,400 3.60 412,000 1.09 767,600 1.22 256,800 3.86 411,900 4.86 (shares) 1,942,198 2,636,486 0.11 1,909,780 2,147,975 24.54 5,585,900 0.45 2,164,217 1,762,800 0.62 5,611,377 0.27 11,710,811 7.62 38,724,914 50,117,000 0.23 36,136,159 16,651,800 75,919,000 0.09 64,533,659 0.48 87,234,224 4.15 85,283,785 0.05 93,955,270 9.73 29,334,453 87.73 14,404,469 1.14 12,725,408 0.44 55,518,758 1.22 12,487,391 0.05 447,031,399 563,850,000 117,091,380 18.33 547,243,372 6.16 751,066,725 1.45 546,676,373 6.50 802,440,069 170,497,651 0.60 303,882,775 735,411,188 742,875,171 346,261,615 4.37 449,103,118 14.11 496,648,252 1.48 697,983,801 0.19 868,867,667 8.51 4,210,868,963 1,641,369,770 1,198,686,024 15.93 6,238,100,063 6.30 1,302,122,715 1.93 1,374,710,654 4,725,637,417 24.63 1,589,057,361 2,852,016,839 3.02 4,332,528,934 0.15 23,396,926,120 10.18 25,751,276,893 1.95 5,000 3,000 7,600 3,300 4,000 6,000 4,500 9,400 9,900 40,800 12,800 68,000 45,000 25,000 56,200 10,000 11,000 14,000 15,200 20,000 115,000 895,000 149,322,291 801,000 527,200 522,000 312,000 164,700 679,800 (shares) 6,891,000 1,424,000 2,949,100 3,150,000 129,825,564 1,024,500 6,004,000 193,597,513 8,442,000 2,848,700 1,483,000 101,680,137 8,370,000 378,664,500 6,530,000 3,622,000 7,371,600 9,141,000 1,296,000 turnover turnover* 34,558,000 570,204,954 18,310,000 21,463,500 39,420,500 547,907,511 800,503,496 29,030,000 70,084,000 1,015,774,500 33,719,500 57,749,500 627,228,965 10,923,000 35,525,000 12,875,200 156,625,378 35,691,000 718,447,865 25,758,000 624,406,484 25,179,000 35,802,000 654,664,524 25,846,000 1,008,653,795 86,120,000 15,146,800 63,371,000 35,586,000 1,203,479,466 73,902,000 30,376,000 438,219,566 25,735,000 864,510,000 126,697,000 1,079,401,953 184,487,500 190,916,700 152,488,000 1,875,727,638 392,820,000 250,686,000 103,010,000 3,098,430,076 236,727,800 347,255,800 2,497,447,035 236,623,000 200,990,000 1,671,107,207 798,574,000 6,348,358,937 164,188,000 1,579,527,269 203,503,000 1,715,751,363 502,860,000 Short selling 2,381,068,000 1,164,016,800 5,144,090,000 10,409,421,356 15,365,710,000 53,083,534,918 Name
HISENSE HA HI SUN TECH HISENSE HK & CHINA GAS HOTELS HK CHAOSHANG GP HK FERRY (HOLD) HK FINANCE INV HK&S HKBN HGI MSCI CN A-R HKELECTRIC-SS HANSOH PHARMA BIOTEC BANK HANSOH CENTRE ELECTRIC HAOHAI AUTO HARBIN GROUP HARBIN CONS HARBOUR PHARM HARMONY HC HEBEI NET INT’L HEC GOLD HENGAN HENGTEN HENGXING HGI MSCI CN A INT’L HKEX RENEWABLES HKR HKT-SS GROUP HKTV HN HONBRIDGE HONGHUA HONMAGOLF HENDERSON LAND HENDERSON GP HONWORLD HOPE EDU HOLD AINDTOPETF HOPE HOPEWELL HOPSON DEV HOLD HS HS AINDTOPETF-R HS HS HSI ETF HS HSI ETF-R HSBC HOLDINGS ETF HSBC HSCEI HSCEI ETF-R HSCEI HT CSI300 ETF-R HTSC HUA MEDICINE-B INTL HUA HONG SEMI FUXIN HUA POWER HUABAO HUADIAN HUADIAN HUANENG POWER HUANENG HUANXI MEDIA TENCENT TECH HUANXI PAYMENT HUAYI BANK HUAZHANG HUI XIAN REIT HK HUIFU HUISHANG HUTCHTEL HYSAN DEV HYSAN HYBRID KINETIC SETTLEMENT HYBRID I.T IB ICBC IDREAMSKY IGG IMAX CHINA PAC PRECISION IMAX IMPERIAL IMPRO INKE INNOVENT BIO-B INNOVENT INSPUR INT’L INSPUR ISHARES A50 ISHARES ISHARES A50-R AXJ ISHARES ISHARES ISHARES AXJ-R AXJ-U CHINA ISHARES ISHARES ISHARES ISHARES INDIA INDIA-R INDIA-U ISHARES EM ASIA ISHARES ISHARES ISHARES ISHARESCSI300 ISHARESCSI300-R ISHARESCSI300-U ISHARESDAX ISHARESDAX-R Stock code
00818 00921 00003 02322 00050 00007 00045 01310 83118 02638 03692 06826 06138 01133 00051 03836 02280 01727 01558 01044 00136 02303 03118 00388 00480 06823 01137 00958 08137 00196 06858 00012 02226 01765 00054 00754 03128 83128 02833 82833 00005 02828 82828 82811 06886 01347 02552 00336 00816 01071 00902 01003 00419 01673 87001 01806 03698 00215 00014 01188 00999 00147 01398 01119 00799 01970 01076 01286 03700 01801 00596 02823 82823 03010 83010 09010 02801 02802 02836 82836 09836 02846 82846 09846 03146 83146 HKEX Fact Book 2019 Book Fact HKEX Short selling transactions by designated stock, 2019 stock, by designated transactions Short selling MAIN BOARD SHORT SELLING 44 0.07 0.02 9.40 4.73 4.42 0.21 7.28 3.83 9.04 1.95 2.13 3.52 9.38 8.91 1.60 0.04 0.36 0.94 2.70 8.52 6.34 6.02 4.42 7.17 6.34 4.85 7.39 3.03 7.44 0.30 2.31 2.96 22.43 10.09 10.19 15.55 21.27 14.46 16.04 13.10 16.13 19.28 10.43 12.29 10.04 14.17 12.76 20.35 11.52 20.50 13.91 % of total Total 8,648,998 2.78 7,211,417 15.97 9,536,565 3.06 10,431,544 2.56 54,463,321 34,410,347 1.25 13,139,958 0.15 40,866,711 1.17 13,457,527 1.65 25,234,168 7.45 38,190,325 2.59 23,266,736 7.67 64,665,223 2.71 25,206,150 12.75 94,103,528 1.60 22,234,496 6.09 20,537,395 2.04 Value (HK$) 225,511,518 5.44 100,202,693 2.62 376,303,751 0.66 830,667,757 287,013,064 423,944,594 0.60 634,000,952 1.54 148,101,756 600,687,710 265,770,664 1.22 229,073,506 0.50 269,902,179 758,772,896 1,085,600,278 6.29 6,968,896,269 1,396,622,446 1.52 3,148,639,093 2,561,081,142 2,474,462,971 6.47 2,649,995,879 2,976,086,518 6,469,136,616 7,013,796,584 4,520,538,887 10.61 2,131,770,363 4,023,031,397 12.76 2,822,319,198 5,822,763,028 3,314,266,607 5,152,253,131 10,788,403,369 11,003,553,885 8.63 15,128,565,868 2.92 12,246,165,453 13,857,688,519 12,357,115,303 13.93 10,867,302,793 10.23 41,462,172,037 10,766,138,254 11.90 34,767,424,037 18,611,467,470 61,343,879,304 16,750,906,908 42,652,473,854 18,634,799,965 13,609,624,394 10,872,672,199 10,673,897,037 8.82 122,183,484,268 14.95 19,769 61,660 325,276,758 65,400 319,446 429,202 478,200 222,157 240,872 989,000 418,205 430,580 607,657,299 1,393,700 2,624,428 1,880,830 1,784,379 1,151,404 1,754,880 3,213,023 2,500,144 1,504,880 1,354,227 1,589,760 761,003,240 6,102,940 3,479,740 217,779,011 2,532,380 9,737,040 2,220,700 621,709,829 1,514,480 160,997,922 3,248,365 1,148,020 1,172,225 4,499,000 1,502,284,769 turnover turnover* 12,278,656 68,333,495 61,882,200 1,308,591,364 21,264,190 96,730,160 2,189,528,468 26,157,660 682,787,932 16,202,880 93,273,420 78,684,540 14,459,340 534,734,007 58,850,440 690,525,966 15,634,890 354,000,066 27,086,200 51,307,150 689,379,920 22,449,420 Value (HK$) 949,954,180 284,767,220 160,125,610 442,303,280 432,420,510 4,852,109,010 303,386,330 731,391,180 479,759,454 135,247,000 513,155,790 130,766,780 1,824,564,371 480,481,890 6,499,531,292 674,546,840 104,935,880 3,462,885,560 941,461,480 Short selling 1,720,818,675 1,111,783,520 1,281,627,820 1,043,750,670 1,512,583,188 18,264,078,075 (continued)
0.02 9.33 655,295,480 0.07 4.73 4.24 0.22 7.32 186,477,385 3.83 9.36 1.99 2.09 3.56 9.34 1,149,075,030 6.77 1.60 0.04 0.17 1.05 2.77 9.91 4.32 8.89 6.53 3,694,259,270 6.41 7.22 4.92 136,800,489 9.91 6.24 369,239,517 7.79 3.01 0.26 2.52 118,899,320 3.01 7.56 22.06 2,419,324,570 10.22 1,398,150,785 10.11 15.76 6,447,945,980 21.47 11,723,962,890 55,124,865,233 14.49 5,027,635,640 15.87 2,984,806,445 12.27 16.43 19.29 12,107,434,380 62,788,057,544 12.20 14.32 2,373,412,400 12.36 5,442,569,450 20.45 11.65 2,146,134,380 20.71 2,790,237,520 14.56 % of total Total 77,595 15.72 2.46 138,200 3.52 805,052 387,200 1.19 170,600 0.12 707,030 1.34 172,600 1.45 121,020 2.07 252,060 7.72 456,850 2.28 273,280 8.49 589,250 2.78 238,170 12.55 921,478 1.65 158,790 6.05 151,300 1.98 116,400 (shares) 2,267,180 5.58 1,000,310 2.68 3,777,779 0.64 89,909,914 6.16 44,160,387 0.56 32,342,655 51,977,880 48,554,800 1.00 32,181,014 0.44 21,987,933 195,540,254 6.08 572,698,335 1.54 191,860,982 876,572,939 142,136,899 603,851,632 227,133,742 427,256,148 13.52 473,736,743 10.23 713,329,324 10.30 226,685,980 10.99 374,400,660 13.19 884,097,161 144,794,644 2,796,880,218 8.38 1,398,381,893 2.66 3,139,721,064 1,068,377,077 1.49 1,169,081,405 6,269,482,872 1,389,557,435 14.63 2,597,064,780 3,352,421,813 9.05 6,114,565,415 200 3,400 4,600 9,500 2,500 2,500 9,600 3,000 28,300 26,800 19,450 10,400 23,200 12,200 16,400 29,900 24,000 15,200 12,000 14,200 126,520 174,000 953,963,116 278,000 424,579,999 512,000 227,999,890 249,000 465,000 272,235,310 486,000 140,000 (shares) 8,798,000 2,974,000 5,538,200 1,966,000 122,780,614 6,376,500 1,796,000 170,814,221 5,464,500 197,445,397 5,729,000 132,588,288 2,178,000 8,775,750 178,304,808 6,136,000 2,405,994,399 9,477,600 375,506,331 turnover turnover* 60,186,000 645,376,664 11,885,000 90,820,000 1,918,665,545 58,422,000 1,378,739,245 14,535,500 198,638,151 17,308,000 452,075,792 17,956,500 17,404,000 37,226,000 21,515,000 84,657,000 1,250,782,767 22,971,000 57,751,500 48,449,500 73,463,000 15,955,000 12,102,500 136,075,886 24,916,200 49,402,000 56,705,000 87,534,000 1,211,940,367 15,378,500 246,512,245 29,606,000 39,728,000 1,319,534,913 46,368,000 613,604,394 239,280,000 1,084,513,161 234,268,000 347,823,000 3,724,098,689 177,343,500 1,735,274,065 788,163,000 4,999,645,926 674,170,000 672,290,000 4,638,206,016 366,972,500 2,312,977,935 192,048,000 621,510,000 242,739,000 3,714,822,272 203,304,000 204,106,000 1,425,724,062 191,213,500 1,546,509,346 218,111,000 2,801,199,122 354,473,000 3,042,621,351 837,640,000 4,044,216,707 378,210,000 303,554,000 184,280,000 Short selling 2,003,194,000 10,383,058,839 Name
ISHARESDAX-U ISHARESES50 ISHARESES50-R ISHARESES50-U ISHARESFS100 ISHARESFS100-R ISHARESFS100-U ISHARESHSI ISHARESHSI-R ISHARESHSI-U ISHARESKS200 ISHARESKS200-R ISHARESKS200-U ISHARESMSCITW ISHARESMSCITW-R ISHARESMSCITW-U ISHARESND100 JIANGNAN GP ISHARESND100-R EXPRESS BANK JIANGNAN COPPER JIANGSU JIANGXI JIANGXI JACOBSON PHARMA ISHARESND100-U JACOBSON JIAYUAN INTL HLDGS INTL JIAYUAN RCB JINCHUAN JINGRUI JINJIANGCAPITAL JIUTAI JNBY JNCEC JOHNSON ELEC H JOY CITY PPT JU TENG INTL JUNSHI BIO-B JUNSHI GROUP JXR K. WAH INT’L LAMINATES KAISA KASEN KB KERRY LOG NET KERRY PPT KERRY KINGBOARD HLDG KINGBOARD KINGDEE INT’L KINGDEE KINGSTON FIN KINGSOFT KINGSTON KOOLEARN KOWLOON DEV ENERGY KOWLOON KUANGCHI KUNLUN KWG GROUP KWG LA CHAPELLE L & M CHEMICAL LA LAI SUN DEV LANDSEA PPT TECH LANDSEA LANGHAM-SS LAUNCH LEE & MAN PAPER LEE’S PHARM GROUP LEE’S LEGENDHOLDING LERTHAI NING CHI INT’L LI & FUNG LI REIT-100 LIFESTYLE LIFESTYLE LINK LIPPO HK&M PROP LENOVO GROUP LENOVO LEYOU TECH H SCI LIFETECH LIVZON PHARMA LIU CHONG HING PPT LIVZON L’OCCITANE LOGAN LONGFOR GROUP LONGFOR LONKING LUK FOOK HOLD LUYE PHARMA LUYE LVGEM CHINA IRON LVGEM MAANSHAN MACAU LEGEND HLDG ENT MACAU EDU MADISON MAN WAH HLDGS MAOYAN MAPLELEAF MASON GP HOLD Stock code
09146 03155 83155 09155 02847 82847 09847 03115 83115 09115 03170 83170 09170 03074 83074 09074 02834 82834 01366 00177 01916 00358 09834 02633 02768 02362 01862 02006 06122 03306 00579 00179 00207 03336 01877 01951 00173 01638 00496 01888 00636 00683 00148 00268 03888 01031 01797 00034 00439 00135 01813 00746 06116 00488 00106 01270 02488 02314 00950 03396 00112 00494 02331 02136 01212 00823 02824 00992 01089 01302 00194 01513 00973 03380 00960 03339 00590 02186 00095 00323 01680 08057 01999 01896 01317 00273 HKEX Fact Book 2019 Book Fact HKEX Short selling transactions by designated stock, 2019 stock, by designated transactions Short selling MAIN BOARD SHORT SELLING 45 7.32 0.12 2.10 0.40 0.87 1.08 3.45 2.02 0.05 0.17 8.79 6.37 0.11 3.64 5.18 5.82 5.28 2.79 1.61 1.75 6.48 0.01 0.03 8.51 0.22 3.28 0.00 3.70 5.25 1.01 0.04 0.23 0.47 7.40 2.49 12.83 17.45 22.85 19.19 23.63 18.53 21.49 11.64 16.17 20.14 14.48 15.25 16.32 14.23 17.50 26.19 22.62 22.17 20.43 10.91 % of total Total 865,845 6,594,580 1.15 19,466,905 0.06 36,981,873 0.15 21,964,325 42.79 15,071,608 20.38 19,992,011 6.60 32,468,455 1.84 Value (HK$) 239,201,806 11.27 504,805,044 255,471,279 0.27 405,786,341 660,998,420 12.49 672,986,781 968,943,723 1.66 117,742,750 0.11 526,634,067 612,796,353 5.38 367,379,078 146,437,875 0.05 182,113,524 151,597,241 3.03 672,367,234 0.09 531,938,164 4.93 339,226,366 1.61 5.04 1,198,923,943 6,649,375,183 1,509,967,990 1.67 2,301,962,787 5,886,023,778 3,992,307,735 4,782,174,501 1,271,460,433 1,100,934,400 2.75 2,856,872,230 1,461,599,854 1,444,489,700 1.22 1,493,196,651 5.47 1,121,457,438 3.13 3,102,898,619 13,958,006,169 20,687,905,941 26,436,043,203 22,705,184,634 19.37 10,548,567,226 12,190,882,428 5.64 78,988,402,245 50,901,625,499 17,928,146,764 10,011,712,015 12,487,096,281 10.30 41,970,961,777 14.42 10,178,756,331 47,916,164,798 16.41 36,500,502,104 14,967,392,660 4.85 27,249,247,907 325,215,564,694 16.83 4,950 270,115,257 12,375 55,250 75,875 15,175 34,680 61,140 202,941,107 74,245 695,680 756,240 432,189,189 760,420 124,850 806,160 598,232 574,475 201,400 508,970,040 501,115 215,154,973 5,341,680 4,380,371,144 2,040,840 8,228,750 941,299,465 2,155,940 199,200,023 1,129,420 9,398,228 3,071,533 6,249,070 388,028,040 1,844,335 4,586,244 1,318,499 2,001,980 425,339,387 5,468,500 turnover turnover* 60,400,040 26,964,600 25,177,700 14,002,650 18,260,960 903,188,435 82,553,080 16,087,258 73,938,000 41,254,080 781,922,443 53,334,285 1,910,380,388 32,943,774 30,311,730 54,027,440 17,583,700 81,631,290 35,135,740 15,595,510 625,184,963 26,232,480 Value (HK$) 2,257,661,099 165,234,950 139,821,366 688,015,140 517,397,030 311,826,300 6,024,563,513 933,511,150 6,122,165,633 124,286,430 3,787,646,280 340,664,320 6,494,885,760 725,703,190 447,327,930 4,101,794,688 Short selling 1,790,930,600 4,398,621,340 8,231,155,350 1,286,229,260 6,050,825,035 3,065,534,910 36,024,064,296 7,861,101,425 54,736,080,180 (continued)
0.20 7.23 2.09 0.25 0.97 1.12 3.38 2.06 0.06 0.16 0.13 8.42 6.33 254,337,400 3.22 173,926,230 5.32 5.86 1.64 5.06 2.83 1.84 6.66 185,053,890 0.01 0.00 0.04 8.63 0.21 3.26 3.56 1.00 5.14 0.04 0.23 0.46 7.75 229,720,220 2.86 12.98 69,345,785,581 17.31 12,103,012,300 22.67 4,727,466,656 6,905,426,465 19.63 1,325,041,590 23.89 6,245,818,625 18.42 1,954,477,720 21.37 11,007,066,275 51,220,319,630 11.33 9,193,937,520 16.24 20.55 3,610,490,140 14.26 1,449,949,990 15.21 16.43 1,660,914,150 14.05 13,498,879,380 94,855,201,635 17.43 11,551,055,920 65,993,950,363 26.05 165,306,470,125 631,112,698,894 22.86 2,170,731,560 9,597,568,113 22.11 8,091,729,020 20.44 5,566,237,112 11.05 % of total Total 77,800 1.29 27,200 38,815 3.01 271,890 43.58 183,820 21.16 253,400 6.63 407,350 1.84 (shares) 4,582,593 0.08 2,439,315 0.12 15,977,075 0.27 76,152,724 0.13 20,321,000 0.05 24,820,031 94,505,000 0.09 74,175,769 1.67 98,654,843 5.67 4.89 199,312,698 751,733,282 967,442,366 326,198,035 185,462,993 11.79 965,264,634 1.76 903,820,105 19.32 363,785,615 13.55 814,386,713 10.47 301,328,576 880,966,885 14.62 158,476,468 321,363,783 2.79 142,900,339 642,928,780 879,919,052 16.37 393,639,806 448,648,520 1.24 284,786,552 5.46 235,542,060 3.22 4,491,786,095 17.61 2,398,960,604 1,093,570,505 1,119,225,937 5.69 3,388,933,211 1,330,551,946 4,503,349,206 2,520,449,160 1,675,183,757 1,454,879,055 2.95 2,009,839,075 5.38 7,423,253,172 7,250,268,394 1,807,698,876 4.86 10,008,720,546 500 3,500 3,000 1,000 5,000 266,934,695 1,170 7,500 43,000 38,890 12,000 90,000 245,674,836 10,000 16,800 88,000 80,000 204,938,000 756,000 482,000 310,835,784 100,000 118,490 294,000 247,500 290,000 124,988,925 970,000 209,311,306 (shares) 9,744,000 9,996,000 5,018,007,427 6,826,400 2,296,000 235,880,158 1,926,000 171,464,028 3,872,000 187,524,831 3,160,000 4,785,000 291,302,825 8,960,000 5,574,000 7,584,000 1,240,000 5,595,000 8,256,000 288,316,357 turnover turnover* 1,129,175,523 81,621,000 97,575,000 24,700,000 21,872,000 17,006,000 63,628,000 49,306,000 12,931,000 204,368,608 27,203,000 845,507,797 95,385,000 1,794,590,828 42,879,000 85,277,000 17,645,000 19,012,000 375,992,168 60,393,000 2,131,839,975 30,302,000 455,232,607 41,970,000 1,285,468,775 22,862,000 90,002,000 69,682,000 1,356,845,727 87,917,000 15,555,000 65,096,000 839,498,500 791,189,700 415,220,000 345,696,000 1,524,931,027 189,909,000 174,598,000 786,900,000 4,271,547,674 233,724,000 114,450,000 250,951,300 2,214,245,051 503,459,000 2,449,754,127 731,175,000 160,726,000 1,127,217,316 141,087,000 128,781,900 576,488,000 3,789,638,013 108,224,000 364,044,000 2,215,406,063 940,095,000 10,891,982,595 144,016,000 389,510,400 1,905,427,795 280,461,000 2,538,738,378 Short selling 1,118,072,000 4,680,813,510 2,994,146,000 21,306,169,824 1,293,584,000 1,888,525,000 1,705,113,000 7,712,811,697 Name
MEIDONG AUTO MCC MEIDONG MEILLEUREHEALTH MEITUAN-W MELCO INT’L DEV MENGNIU DAIRY CHINA MENGNIU MGM MINMETALS LAND MICROPORT MIDEA REAL EST BANK MING LAM HLDGS MINMETALS MINSHENG MINSHENG EDU GROUP MINSHENG MINTH MIRAMAR HOTEL MIRAMAR MMG MODERN LAND CORPORATION MOBVISTA MODERN COMM MTR NAGACORP HOME NAN HAI CORP HEALTHCARE NANFANG NATURAL FOOD IH NATURE NC NCI ND PAPER ND SILKROAD ENERGY NEW NEW WORLD DEV NEWOCEAN NEXTEER NETDRAGON NEW CITY DEV NEW HIGHER EDU INET NIKKOAM NIKKOAM INET-U NIKKOAM NISSIN FOODS LIGHTING GROUP HOLDINGS NISSIN NOVA NVC NWS O-NET TECH GP OP FINANCIAL WATER OOIL AI&ROBOTICS OP GOODDOCTOR OSHIDORI OZNER PA PA PA QLTY FACTOR PACIFIC BASIN PACIFIC PANDA GREEN GLOBAL PACIFICTEXTILES PAN ASIA DATA H PANDA PAX PCCW PETROCHINA PHOENIX TV GROUP P&C PHOENIX PICC PICC PROPERTY AN ASSET PICO FAR EAST PING ASSETS POLY POLYTEC BEDROCK POU SHENG INT’L POWER UST-U PP PP CN NEWECON PRADA PREMIA POWERLONG VIET PREMIA PREMIA VIET-U PREMIA PSBC PRINX CHENGSHAN REIT PRINX PROSPERITY PUTIAN COMM TECH PORT PORT PUTIAN MOTORS Q QHD PROPERTIES QINGDAO QINGLING R&F RAZER REALORD GROUP GROUP INT’L REALORD MIRACLE REDCO REGAL REGINA REGAL REIT REGAL Stock code
01618 01268 02327 03690 00200 02319 02282 00853 03990 01106 00230 01988 01569 00425 00071 01208 01860 01107 00066 03918 00680 01617 01837 02083 01518 01336 02689 00472 00017 00342 01316 00777 00456 02001 03072 09072 01475 01360 02222 00659 00877 00316 01140 00622 02014 03023 01833 03166 02343 01382 01561 00686 00327 00008 00857 02008 01339 02328 00752 02318 00119 00208 03813 00006 02803 03173 01913 09077 01238 02804 09804 01658 01809 00808 01720 01478 03369 06198 01122 02777 01337 01196 01622 00078 02199 01881 HKEX Fact Book 2019 Book Fact HKEX Short selling transactions by designated stock, 2019 stock, by designated transactions Short selling MAIN BOARD SHORT SELLING 46 2.71 6.76 4.52 2.73 5.00 2.19 6.68 4.27 0.38 1.13 8.06 3.35 1.61 5.61 0.95 6.94 0.58 8.18 2.72 0.01 6.75 7.12 3.82 0.35 9.73 6.75 8.95 8.46 0.42 1.02 8.23 0.09 4.66 1.32 1.60 0.03 4.67 7.76 0.28 20.68 15.42 25.43 12.33 10.60 14.29 19.86 10.65 12.22 10.74 12.06 14.38 13.32 19.58 17.70 12.78 14.14 16.95 14.08 13.19 13.76 15.24 % of total Total 61,710,703 0.10 65,917,505 0.07 24,185,590 0.98 Value (HK$) 272,055,140 0.05 678,763,576 0.37 177,259,052 1.51 619,587,012 3.68 662,374,184 0.90 985,229,999 5.42 857,084,910 4,275,436,707 1,836,625,381 2,157,615,568 1.32 9,581,015,610 3,518,561,971 6,741,458,406 1.48 1,250,623,680 2,407,455,945 4,711,640,274 1,648,303,092 1.92 4,827,998,032 1,066,521,916 3.82 2,922,777,092 1,319,388,204 5.12 2,438,194,011 1,787,747,068 5,018,706,409 3,923,891,948 1,592,747,373 4.14 9,516,020,688 2,308,770,095 1,030,977,703 0.75 1,703,963,343 1,610,224,554 0.97 1,476,141,499 1.34 25,360,431,520 18,833,704,490 2.74 51,410,552,863 12,726,460,827 9.23 10,382,308,486 11,223,582,874 63,706,389,490 12.09 32,113,595,077 18,435,191,631 41,256,295,617 16,835,114,168 26,895,808,007 62,245,972,029 16,214,393,536 13.35 17,887,470,268 32,438,235,513 109,884,936,075 115,201,698,117 146,210,482,560 16.63 128,700,638,480 159,245,918,787 10.69 188,183,952,294 20.27 62,405 22,740 350,540,967 46,360 44,980 150,286,282 128,710 236,520 500,990 574,057,690 2,532,640 2,670,300 8,026,850 707,449,138 2,417,140 643,000,351 9,579,300 594,714,336 2,967,890 314,045,581 7,786,870 1,349,744,756 5,942,810 1,131,290 323,368,589 7,729,840 8,914,768 3,232,039,170 turnover turnover* 49,685,240 28,553,150 99,691,830 27,448,120 22,791,680 31,569,980 29,111,980 419,321,013 40,757,480 40,954,500 1,504,167,325 67,572,580 53,358,360 46,991,020 1,230,646,129 65,895,525 72,310,400 17,145,857,149 97,179,070 41,478,840 504,288,516 26,510,220 2,015,869,815 13,696,140 15,554,520 19,752,430 Value (HK$) 884,080,060 234,702,470 8,598,332,996 243,471,030 4,868,466,530 515,650,235 371,325,980 3,503,811,116 201,021,400 475,459,900 4,465,715,667 161,978,900 604,323,980 5,627,131,566 163,896,920 475,651,390 4,888,325,385 855,085,660 9,555,472,908 282,482,455 3,340,329,975 962,294,500 7,298,131,201 206,117,600 4,412,880,071 Short selling 1,174,292,792 7,701,907,300 2,164,564,000 4,943,629,250 27,947,968,060 24,314,464,150 17,021,601,300 38,137,450,905 (continued)
2.70 647,511,885 6.68 4.46 158,927,546 2.78 4.90 2.14 8.01 160,722,400 4.37 1.12 0.35 8.27 905,160,170 1.59 3.49 1.08 0.07 6.84 5.75 8.42 199,343,950 2.69 0.01 6.58 120,634,800 6.83 357,453,235 3.87 0.35 9.78 6.80 264,743,950 9.06 0.99 8.49 0.25 8.04 0.09 4.80 107,688,335 1.28 1.59 0.03 4.50 7.58 132,291,280 0.38 19.96 15.71 3,910,065,180 25.39 12.86 6,340,123,780 10.62 13.86 1,483,396,580 21.19 1,975,903,380 9,947,608,149 10.57 11.94 1,056,488,700 8,644,209,265 11.02 14.17 16,566,303,430 12.07 3,872,682,945 13.26 2,455,985,120 19.59 1,368,773,290 6,992,025,827 17.33 22,785,596,680 12.65 5,272,862,820 13.77 2,381,202,310 17.04 4,559,439,820 14.25 8,762,051,340 13.32 13.82 2,460,983,010 14.86 % of total Total 596,746 1.07 (shares) 8,967,323 40,334,785 0.04 63,502,766 0.38 20,440,827 1.62 90,611,982 3.68 118,144,061 846,197,703 1.33 956,519,767 1.19 809,177,882 9.38 289,600,491 601,964,044 0.09 221,772,034 1.97 885,196,450 620,619,860 12.06 901,580,182 4.02 757,575,233 5.18 210,441,823 4.41 803,111,567 0.08 243,596,337 13.48 230,555,616 270,181,075 0.75 292,395,469 0.96 959,221,188 1.33 385,806,468 1,911,426,933 2,900,154,785 1,017,600,556 2.78 1,001,893,968 1,499,028,072 1,195,243,611 16.77 1,644,286,742 1,083,369,984 5.34 1,140,869,009 1.02 4,504,002,567 10.95 1,968,102,502 20.15 6,400 17,000 14,000 183,551,492 88,330 40,000 133,241,189 240,000 332,000 520,000 804,000 229,286,964 514,000 147,885,504 680,000 311,000 332,862,270 (shares) 3,187,000 1,662,000 148,022,510 3,334,000 4,358,000 3,864,000 242,798,418 2,049,000 189,370,330 4,225,000 5,856,494,750 9,287,500 3,657,000 8,847,000 184,131,119 2,028,000 2,803,000 4,100,000 1,069,691,363 turnover turnover* 915,984,646 61,198,000 22,329,400 500,328,515 11,250,000 71,264,000 2,563,272,983 70,385,000 1,435,208,093 28,281,750 11,359,000 21,444,000 75,934,200 20,464,000 255,328,362 12,649,000 58,929,000 712,696,500 74,865,500 52,274,000 18,702,000 273,338,069 36,280,000 26,802,000 318,409,089 39,272,000 94,565,000 57,798,000 11,654,000 35,106,000 533,774,570 56,436,000 826,467,286 51,342,000 1,328,192,995 32,929,000 484,434,929 27,846,000 11,026,136,407 11,706,000 145,668,123 32,830,500 18,654,000 1,455,856,314 21,339,000 281,610,021 12,753,000 57,315,500 381,434,000 211,303,500 1,345,186,554 736,204,800 862,116,000 6,705,174,465 135,196,000 1,273,081,085 471,704,000 3,404,368,082 226,696,000 1,069,917,057 160,696,000 1,520,473,651 105,732,000 447,976,000 4,064,093,965 168,348,500 1,395,175,792 200,455,000 128,534,000 4,779,716,965 191,126,000 1,441,357,942 405,544,000 2,070,682,782 176,341,600 1,393,693,240 160,275,000 1,638,255,194 165,074,500 1,198,750,897 532,967,000 3,128,342,138 365,486,000 4,032,808,071 973,628,500 6,832,260,732 102,271,000 1,205,281,603 146,670,000 1,101,007,119 493,101,000 320,314,000 2,318,251,868 112,940,000 2,507,257,418 396,595,600 Short selling 1,919,640,000 13,544,658,630 4,110,228,000 23,714,081,803 Name
RS MACALLINE PPT ROAD KING INFRA RONSHINECHINA RS TECH RSUN RUSAL SA SA INT’L SAMPLE SAMSONITE SANSHENG HLDG SANDS CHINA LTD SANSHENG INT’L SANY SD GOLD HOLDINGS SD SEA SEAZEN S-ENJOY SERVICE ELECTRIC S-ENJOY SH SH PHARMA SH IND URBAN SH SHANGHAI FUDAN SHANGHAI PECHEM SHANGHAI IND H SHANGHAI SHANGHAI ZENDAI ASIA CEMENT SHANGHAI CAPITAL SHANGRI-LA CAPITAL SHANSHUI INT’L SHENGJINGBANK SHENGYE INVEST SHENGYE SHENZHEN SHENZHEN SHENZHENEXPRESS EXPRESS PHARM SICHUAN SIHUAN SHENZHOU INTL SHENZHOU SHUN TAK HOLD GRANT CONT SIICENVIRONMENT HLDG SILVER BIOPHARM SINGAMAS SINGASIA SINO SHIMAO PROPERTY SHIMAO SHINEWAY PHARM PPT RES INT’L SHINEWAY SHK SHOUGANG SHOUGANG SHUI ON LAND ICT LAND SINO SINO SINO-OCEAN GP SINO-OCEAN SINOLINK HOLD SINOFERT CORP SINOLINK SINOPEC SINOPEC KANTONS SEG SSC SINOPEC SINOPEC SINOPEC SINOPHARM SINOSOFT TECH SINOSOFT SINOTRANS SINOTRUK SJM HOLDINGS SITC SJM SMARTONE TELE GROUP SKYWORTH SMARTONE SMIC SOLARTECH INT’L CHINA ENERGY SOHO GREATCHINA SOLARTECH SOUTHERN SPDR GOLD TRUST SPDR SPRING REIT SPRING SSY GROUP SPRINGLAND SSY SUMMIT ASCENT STANCHART ELEC SUMMIT SUN HUNG KAI CO RETAIL SUN.KING SUNAC SUNART STELLA HOLDINGS STELLA SUNDART HLDGS GROUP SUNCITY SUNDART SUNEVISION SUNLIGHT REIT OPTICAL 100 SUNLIGHT SUNNY SUNSHINE SWHY SWIRE PACIFIC A Stock code
01098 03301 01528 01996 00486 00178 01708 01910 01928 02183 00631 01787 00251 01030 01755 02727 00563 02607 01385 00363 00338 00755 00069 00691 02066 06069 08469 00152 00604 00548 00107 00460 02313 00242 00807 00171 00716 08293 01177 00813 02877 00016 00697 00639 00272 00365 00083 03377 00297 01168 00386 00934 02386 01033 01099 01297 00598 03808 01308 00880 00751 00315 00981 00410 01166 01573 02840 03073 01426 01700 02005 02888 00102 00086 00580 01918 06808 01836 01383 01568 01686 00435 02382 02608 06806 00019 HKEX Fact Book 2019 Book Fact HKEX Short selling transactions by designated stock, 2019 stock, by designated transactions Short selling MAIN BOARD SHORT SELLING 47 0.56 0.71 5.00 0.04 2.79 6.67 0.00 7.04 0.84 0.04 2.79 2.75 5.84 8.34 5.77 0.89 1.73 6.08 0.35 8.08 0.14 7.46 0.26 0.15 8.62 9.35 7.97 0.22 7.69 0.99 0.89 1.22 0.66 1.85 10.00 15.76 17.16 55.46 13.51 % of total Total 2,650,875 7,214,305 3,304,050 2.12 1,987,884 15.20 2,912,044 8.38 2,527,162 5.59 7,241,713 1.20 4,564,733 1.22 5,490,546 1.43 6,075,780 0.93 4,120,955 0.28 2,422,299 5.69 70,663,155 0.01 18,405,718 33.71 29,206,010 24,989,084 13,820,101 0.28 14,285,015 2.32 20,905,985 0.68 14,463,083 1.95 11,103,131 11.03 89,532,302 1.53 88,133,661 2.13 82,304,060 0.47 39,222,047 0.40 52,425,900 1.26 Value (HK$) 292,569,089 0.04 273,586,476 109,881,605 356,015,837 145,301,213 0.21 478,675,403 1.15 796,659,602 14.51 395,504,312 0.71 111,910,057 9.45 2,073,385,895 1,358,233,280 5.98 3,229,006,254 2,835,273,954 4,012,557,595 15.73 3,986,006,339 8,984,165,211 6.39 2,669,426,575 2,243,826,585 12.46 1,222,707,720 12.46 1,832,351,192 0.39 5,231,988,396 3,974,736,832 4,609,332,960 16.68 1,080,122,540 1.77 1,492,843,569 2.83 3,774,951,876 1.59 1,501,937,614 5.55 7,249,159,477 11.21 23,249,838,008 12.98 20,256,323,605 53,872,310,306 15.56 17,412,058,926 12,449,613,677 11.07 14,762,533,854 13,111,994,674 12.27 27,126,579,874 17.34 28,995,032,409 22.42 13.56 1,432,681,763,496 4,760 6,000 63,585 26,150 64,300 70,123 38,983 86,819 55,462 78,693 56,416 11,380 313,420 702,422,379 127,860 176,580 492,714,643 305,920 915,240 632,871,838 302,216 330,929 142,285 282,550 606,890 391,778,144 243,990 141,247 386,990 155,015 137,815 659,880 7,745,420 277,307,152 350,891,616 1,950,900 1,949,280 3,185,340 5,519,436 6,204,930 1,920,412 7,088,320 1,224,352 1,371,590 1,878,938 2,818,347 2,607,320 397,375,652 9,102,980 490,739,709 turnover turnover* 81,190,760 22,918,200 821,686,408 67,801,060 962,665,233 21,988,340 2,624,962,790 11,742,340 426,982,265 12,139,500 701,575,017 11,973,280 3,455,492,980 11,307,065 4,286,307,271 19,108,044 42,313,220 44,738,070 3,657,235,599 10,580,818 59,872,335 83,370,080 Value (HK$) 207,416,208 215,366,075 165,602,560 2,834,401,867 631,058,900 118,830,830 1,424,764,750 683,941,210 574,379,800 279,512,930 118,336,680 1,485,169,371 115,576,630 223,698,980 2,998,583,348 152,370,268 768,931,140 812,305,965 Short selling 2,628,503,900 8,385,027,075 1,377,938,800 1,192,439,300 1,609,406,430 4,704,271,600 6,501,381,000 194,214,484,880 (continued)
2.73 2.89 0.58 0.81 9.44 4.80 141,683,030 0.04 6.79 0.00 7.59 1.05 0.04 2.73 5.27 5.99 1,340,760,350 4.80 0.95 1.82 8.16 5.99 162,218,970 0.22 0.14 0.38 0.21 7.34 8.74 451,048,220 9.32 371,566,900 7.94 0.97 0.86 7.24 0.13 1.08 0.60 1.90 15.56 2,743,745,080 17.40 55.30 235,098,660,725 423,891,556,078 13.64 1,156,885,060 8,566,239,138 % of total Total 59,970 32.58 94,900 15.17 63,800 2.16 82,410 8.86 356,600 2.33 156,100 0.67 103,000 173,700 315,000 10.70 113,500 5.55 141,800 2.12 647,300 0.28 827,400 1.21 532,500 1.13 305,100 1.54 334,278 0.90 172,200 0.29 100,400 5.48 (shares) 3,899,137 3,324,500 3,914,923 1.56 4,478,673 0.49 1,590,190 0.42 5,309,500 9.67 2,589,782 1.32 38,080,106 99,327,809 73,185,233 0.05 45,891,955 88,834,917 90,193,372 0.20 21,862,495 1.14 22,780,458 14.41 10,013,413 2.17 87,673,453 12.87 19,062,167 0.68 99,650,132 11.22 13.10 725,716,649 995,846,823 15.55 148,794,903 6.45 393,558,174 612,958,306 16.36 455,242,641 852,598,150 11.27 161,618,756 0.01 379,735,192 12.50 735,763,577 12.22 597,467,887 16.93 740,111,003 0.38 908,908,001 16.93 132,520,550 1.83 103,994,321 2.88 805,503,978 22.67 837,338,738 1.62 368,616,616 5.48 4,144,752,100 13.47 3,512,937,688 11,046,532,655 6.42 15,221,500,979 500 2,000 8,300 8,000 1,000 1,800 1,050 1,375 1,500 7,300 6,300 3,000 6,000 4,700 3,000 6,600 5,500 58,000 138,689,266 35,000 58,000 162,032,601 10,000 19,540 33,700 14,400 61,200 10,000 21,900 34,300 310,000 840,000 176,000 249,200 656,000 455,246,368 244,000 217,700 194,000 150,063,350 128,700 513,600 (shares) 9,377,400 9,598,000 9,762,000 357,675,440 3,148,000 108,838,605 367,576,252 2,120,000 4,612,000 253,315,063 3,226,000 1,460,295,602 6,884,000 1,812,125,374 3,283,000 2,838,000 2,992,000 2,418,600 4,048,000 671,696,859 3,524,000 185,067,633 turnover turnover* 95,066,600 34,753,000 723,979,105 26,740,000 28,179,000 371,142,524 12,158,000 1,160,185,552 13,934,000 510,944,685 53,225,000 1,010,251,534 71,951,000 1,497,770,968 79,231,000 96,128,400 12,594,000 210,146,867 47,450,000 89,894,000 73,872,000 845,494,672 80,402,000 862,252,599 82,374,000 1,037,240,490 11,283,700 25,420,000 2,347,964,932 13,588,000 20,198,000 11,180,500 154,849,500 100,252,000 100,930,000 1,686,346,153 232,524,000 1,493,939,472 558,344,800 708,930,000 286,748,000 101,158,000 145,861,000 1,069,157,780 153,886,000 173,044,000 2,388,852,573 182,608,000 Short selling 8,417,085,500 Name
SWIREPROPERTIES ELECTRONICS IND TAI CHEUNG HOLD TALENT LIEPIN TCL TEXTILE TECHTRONIC HOLD AN TENFU TEXHONG TEXWINCA TIAN TIAN LUN GAS INT’L CAPITAL TIAN SHAN DEV DEV TIANGE DEV TIANGONG TIANJIN EDU POWER TIANJIN TIANJINPORT TIANLI CHINA TIANNENG TIMES TINGYI SYMPHONY HOLD SYMPHONY TENCENT WATER TIBET TK GROUP HLDG TOM GROUP GROUP TOM TOMSON TONG REN TANG TONGCHENG-ELONG TONGDA GROUP FIN TONGDA TONGHAI TOWNGAS CHINA TONGRENTANGCM TOWNGAS INT’L FUND TRACKER TRAD CHI MED TRANSPORT TPV TECHNOLOGY TPV TECH TRAVELSKY TRFXIC50 TRIGIANT TRMSCIBRAZIL CHEM BREW TSAKER TSINGTAO MEDICAL LAB GP UNI CHINA UNITED UNITEDENERGY U-PRESID PARTNERS VALUE A SHARE VALUE A SHARE-R ETF VALUE KOREA ETF ETF-R VALUE VALUEGOLD VALUEGOLD VANGUARDAXJHY-R VANGUARDAXJHY-U VANGUARDCHINA TRULY INT’L TRMSCICHINA TRMSCITAIWAN TRULY HOLDINGS TVB TYSAN UCD ETF-U VALUE TW ETF VALUEGOLD VANGUARDASXJP VANGUARDASXJP-R VANGUARDASXJP-U VANGUARDCHINA-R VANGUARDCHINA-U VANGUARDDVEUR VANGUARDDVEUR-R VANGUARDDVEUR-U VANGUARDJAPAN VANGUARDJAPAN-R VANGUARDJAPAN-U INT’L EDU INT’L VINDA VIRSCEND VITASOY VANGUARDSP500 VANGUARDSP500-R VANGUARDSP500-U VCREDIT BIOTECH VIVA VIVA CHINA GROUP HOLDINGS VIVA VPOWER VSTECS VTECH Stock code
01972 00088 06100 01070 00669 06868 02678 00321 00028 01600 02118 01980 00826 01065 00882 03382 01773 00819 01233 00322 01223 00700 01115 02283 02383 00258 01666 00780 00698 00952 03613 01083 02800 00570 00062 00903 00696 03007 01300 03048 01986 00168 02666 03933 00467 00220 03095 83095 03041 00806 03081 83081 83085 09085 03169 03055 03036 00732 00511 00687 01599 03060 09081 02805 82805 09805 83169 09169 03101 83101 09101 03126 83126 09126 03331 01565 00345 03140 83140 09140 02003 01873 08032 01608 00856 00303 HKEX Fact Book 2019 Book Fact HKEX Short selling transactions by designated stock, 2019 stock, by designated transactions Short selling MAIN BOARD SHORT SELLING 48 0.54 3.10 1.02 2.64 9.60 1.37 2.42 0.20 5.53 0.63 0.01 3.86 1.27 5.30 2.98 0.03 7.54 7.07 9.43 2.18 7.78 1.05 1.53 8.84 1.42 3.75 8.25 2.73 9.34 4.27 22.60 12.02 20.50 11.43 17.50 14.43 17.79 15.86 10.98 15.19 15.73 15.13 15.28 14.73 13.65 13.44 13.18 12.75 10.56 18.71 % of total Total 5,564,336 32,815,953 0.78 35,837,190 0.12 31,107,357 0.66 29,586,378 0.02 82,712,737 0.04 Value (HK$) 355,111,924 197,829,205 368,651,867 448,924,405 538,838,662 2,040,026,068 1,299,040,595 4,339,845,168 21.19 1,072,383,189 1.26 1,800,922,080 2.25 1,536,967,435 3.11 6,185,612,932 4,935,752,284 4,044,439,061 10.36 2,521,759,392 2,771,530,906 1,148,973,922 0.05 18,642,904,436 29,579,045,419 15,379,733,010 10,417,044,691 4.26 20,311,059,757 42,522,830,170 19.46 14,175,828,866 14.74 18,013,133,138 19.64 48,633,078,705 17,992,493,746 29,433,307,022 11,536,389,848 8.65 27,279,149,074 19,898,259,003 11.66 12,403,292,880 11,759,670,855 10,793,191,953 3.74 11,789,556,795 18,558,892,220 13.36 16,724,841,559 12,638,068,851 3.91 20,868,076,259 23.16 21,587,719,157 14,337,542,665 68,970,524,382 8.38 101,054,775,543 232,506,495,294 16,564,508,653,037 4,560 44,406 51,630 40,475 160,119,605 34,108 404,900 255,477 203,893 845,152 531,130 2,567,660 251,133,945 1,932,360 5,723,525 417,587,917 8,205,770 6,635,780 222,684,319 2,559,040 117,325,338 7,488,620 713,307,008 turnover turnover* 21,168,100 683,475,113 26,627,080 1,006,855,629 53,197,234 18,049,550 467,139,795 13,557,540 40,603,360 12,369,950 970,280,017 47,840,030 36,448,050 2,380,870,979 80,949,870 5,690,124,408 16,928,320 451,251,559 14,688,300 27,810,540 650,542,997 Value (HK$) 443,843,730 125,906,200 5,192,854,080 112,827,480 919,597,225 998,281,260 177,089,640 3,338,514,549 160,151,785 2,123,710,608 403,460,160 419,048,620 708,103,370 8,007,592,252 707,715,840 8,583,153,690 817,172,125 5,987,111,845 493,975,400 372,382,845 Short selling 4,213,146,080 8,472,505,955 8,276,290,850 2,090,057,350 3,537,130,505 2,320,697,930 1,779,701,395 2,480,008,727 4,833,564,225 (continued)
3.00 0.78 0.48 2.65 1.30 9.35 1,476,673,440 2.50 0.21 5.57 0.64 3.95 0.01 1.00 5.35 2.60 0.02 7.73 2.16 7.19 876,946,190 9.45 583,142,595 7.74 384,125,450 1.15 2.05 9.00 0.78 1.90 7.92 1.58 9.50 235,564,710 4.31 22.50 12.49 3,555,212,360 20.49 4,163,564,640 11.56 10,312,009,950 90,238,220,111 17.54 8,511,255,872 15.15 17.87 41,373,603,382 16.21 2,853,852,600 11.13 3,231,830,200 14.37 16.10 4,291,102,740 15.49 15.53 1,801,739,780 14.91 2,463,196,860 14.16 13.82 13.04 2,845,242,240 11.92 1,827,801,952 10.49 7,283,663,710 13.62 3,099,585,299,356 % of total Total 271,300 0.76 642,761 0.64 520,400 (shares) 1,602,250 0.12 37,435,910 37,407,020 33,495,101 12,744,131 0.02 13,576,449 0.04 343,044,330 866,879,908 20.08 278,507,490 14.80 558,591,936 214,145,954 19.56 379,475,024 20.72 205,208,000 188,941,674 1.29 865,189,035 2.39 508,958,692 12.31 746,393,565 2.81 498,350,699 622,813,941 10.66 750,545,300 13.85 358,692,006 974,695,976 23.10 668,950,339 909,580,950 0.05 2,954,491,204 2,502,672,718 4.66 1,155,720,584 2,343,471,988 8.87 6,155,979,172 3.77 2,477,708,536 4.01 13,032,372,779 8.44 2,050 1,875 4,125 2,000 5,800 78,000 19,000 74,800 22,500 118,087,366 238,800 452,000 (shares) 1,648,000 6,060,000 202,221,339 2,872,000 369,056,355 2,113,000 162,142,387 5,073,100 8,466,000 214,353,176 2,428,000 8,807,000 881,446,645 5,386,000 206,928,223 4,652,000 215,291,558 1,834,000 159,073,881 2,456,000 129,430,769 5,680,000 turnover turnover* 57,064,000 2,153,511,707 41,213,000 31,114,000 41,894,300 78,638,500 20,720,000 88,256,000 1,648,888,939 62,664,000 84,372,000 1,091,221,679 43,988,000 612,048,064 90,854,500 960,925,652 20,940,000 77,171,500 71,874,000 928,493,457 66,388,000 34,419,000 1,682,098,072 34,079,000 4,344,983,809 88,730,000 1,120,264,390 99,253,000 31,240,000 329,008,068 92,419,000 24,432,000 567,481,203 664,819,000 302,352,000 2,420,264,153 186,596,000 1,996,070,912 116,634,000 107,456,000 4,297,432,650 210,785,000 1,028,574,570 174,075,000 133,639,500 477,945,200 2,724,550,494 333,094,000 2,055,334,767 800,602,000 7,192,592,832 207,845,500 580,874,000 3,607,348,098 232,312,000 468,380,000 3,016,597,456 191,406,000 2,126,900,197 103,983,000 287,393,000 1,927,657,761 265,483,500 1,874,983,918 225,133,000 917,792,000 7,037,252,725 340,272,200 2,854,530,055 333,028,600 3,174,328,373 Short selling 1,099,652,500 4,151,022,800 23,225,976,195 267,587,354,005 1,964,464,354,738 Name
HOLDINGS INDUSTRY WANG ON PPT CHINA WANT WANT SOLUTIONS WASION POWER WATER WE WEICHAI INC GROUP TEXTILE WEIGAO GROUP WEIMOB WEIQIAO WESTCHINACEMENT WH WHARF HOLDINGS WHARF WHARF REIC WHARF WHEELOCK WUXI APPTEC WING TAI PPT WISDOM EDU INTL WISE CSI300 ETF WUXI WUXI BIO WUXI WYNN MACAU WYNN X TRMSCIINDO X X TRMSCIRUSSIA TRMSCIWORLD X X XI GX S&P500 XIABUXIABU XIAOMI-W XINGDA INT’L WINSHARE ENERGY XIN POINT HOLD XINGDA GLASS XINHUA XINYI XINYI XINYI SOLAR XINYI XIWANG STEEL XIWANG XL2 XIE CHIMER XTEP INT’L REALTY XTEP COAL Y.T. YADEA YANZHOU YASHILI INT’L HEALTH INTL YASHILI YESTAR YIHAI YITAI COAL YITAI YIXIN YONGDA AUTO HLDGS GAS YOFC YONGDA YOUYUAN YUANHENG YUE YUEN IND YUEXIU PROPERTY REIT YUEXIU YUEXIU YUEXIUTRANSPORT YUHUA EDU YUHUA YUNFENG FIN FOOD PPT ONLINE YUNFENG YURUN YUZHOU ZA ZALL SMARTCOM ZALL ZHAOBANGJI PPT MINING ZHAOBANGJI ZHAOJIN ZHEJIANGEXPRESS ZHENG LI HLDG ZHENGTONGAUTO ZHENRO PPT HLDG ZHENRO ZHONGSHENG ZHONGYU GAS ZHONGYU ZHOU HEI YA ZHUGUANG HOLD MINING ZHUGUANG ZIJIN ZOOMLION ZTE ZYBANK Turnover value traded in non-HKD currency securities have been included. Figures are adjusted for late report. Stock code
01243 00151 03393 01129 00860 02338 01066 02013 02698 02233 00288 00004 01997 00020 00369 06068 02827 02359 02269 01128 03099 03027 03019 07322 00520 01810 01571 01899 00811 03868 00868 00968 01266 07210 01368 00075 01585 01171 01230 02393 01579 03948 02858 06869 03669 02268 00332 00551 00123 00405 01052 06169 00376 01068 01628 06060 02098 01660 01818 00576 08283 01728 06158 00881 03633 01458 01176 02899 01157 00763 01216 Total HKEX Fact Book 2019 Book Fact HKEX Short selling transactions by designated stock, 2019 stock, by designated transactions Short selling * Note: MAIN BOARD SHORT SELLING 49 735 722 711 708 728 720 715 748 713 716 720 678 short selling No. of designated securities recording (HK$) Value of transactions*
shares* Number of 270,538,666,783 23,757,199,420 238,125,718,122 19,859,760,790 322,928,411,422 26,673,051,530 267,261,397,186 23,634,862,600 306,796,291,950 28,359,649,850 235,755,056,361 21,362,324,405 212,220,151,430 18,019,300,875 317,086,263,905 27,562,841,825 246,523,946,427 21,362,983,640 229,063,727,759 19,753,340,510 242,237,453,707 20,237,245,390 211,048,214,304 17,004,793,170 3,099,585,299,356 267,587,354,005
931 913 915 916 921 923 928 937 941 942 908 902 securities No. of designated (month-end figure) Turnover value traded in non-HKD currency securities have been included. Turnover value traded in non-HKD Figures are adjusted for late report. Figures are adjusted for late
Month Jan Feb Mar Apr May Jun Jul Aug Sep Oct Nov Dec Total HKEX Fact Book 2019 Book Fact HKEX Monthly short selling transactions, 2019 transactions, short selling Monthly * Note: MAIN BOARD Newly listed companies Ordinary companies Listing No. of Offer Funds date/ Listing method/ shares price raised subscription Code Company Industry Classification * offered (HK$) (HK$mil) rate (times) Sponsor 06058 # China Industrial Securities Int’l Financial Group Ltd. Transfer of Listing n.a. n.a. n.a. 2019/01/03 + n.a. Financials – Other Financials n.a. LISTED COMPANIES 01845 Weigang Environmental Technology Holding Group Ltd. Offer for subscription 31,248,000 (a) 0.88 27.50 2019/01/03 BOCI Asia Ltd. Offer for placing 281,223,000 (b) 0.88 247.48 2.35 Industrials – Industrial Engineering
01743 Zhejiang Cangnan Instrument Group Co. Ltd. – H Shares Offer for subscription 1,729,800 (a) 15.80 27.33 2019/01/04 ABCI Capital Ltd. Offer for placing 16,171,367 (b) 15.80 255.51 3.32 Industrials – Industrial Engineering
01841 # A.Plus Group Holdings Ltd. Transfer of Listing n.a. n.a. n.a. 2019/01/11 + n.a. Industrials – Commercial & Professional Services n.a.
02360 Best Mart 360 Holdings Ltd. Offer for subscription 25,000,000 (a) 1.00 25.00 2019/01/11 Lego Corporate Finance Ltd. Offer for placing 225,000,000 (b) 1.00 225.00 10.92 Consumer Services – Retailers
02885 Peiport Holdings Ltd. Offer for subscription 20,000,000 (a) 1.25 25.00 2019/01/11 Guotai Junan Capital Ltd. Offer for placing 80,000,000 (b) 1.25 100.00 6.13 Industrials – Industrial Engineering
01767 TS Wonders Holding Ltd. Offer for subscription 50,000,000 (a) 0.50 25.00 2019/01/14 Vinco Capital Ltd. Offer for sale 50,000,000 (b) 0.50 25.00 16.886 Offer for placing 150,000,000 (b) 0.50 75.00 Consumer Goods – Food & Beverages
01785 Chengdu Expressway Co., Ltd. – H Shares Offer for subscription 8,058,000 (a) 2.20 17.73 2019/01/15 CLSA Capital Markets Ltd. Offer for placing 448,044,000 (b) 2.20 985.70 0.20 Industrials – Industrial Transportation
06162 China Tianrui Automotive Interiors Co., Ltd. Offer for subscription 50,000,000 (a) 0.25 12.50 2019/01/15 Innovax Capital Ltd. Offer for placing 450,000,000 (b) 0.25 112.50 7.15 Consumer Goods – Automobiles
02013 Weimob Inc. Offer for subscription 23,877,000 (a) 2.80 66.86 2019/01/15 Deutsche Securities Asia Ltd. Offer for sale 676,000 (b) 2.80 1.89 0.79 Haitong International Capital Ltd. Offer for placing 277,823,000 (b) 2.80 777.90 Consumer Services – Media & Entertainment
01851 China Gingko Education Group Co. Ltd. Offer for subscription 12,500,000 (a) 1.44 18.00 2019/01/18 China Securities (International) Corporate Finance Co. Ltd. Offer for placing 112,500,000 (b) 1.44 162.00 2.62 Consumer Services – Support Services
01890 China Kepei Education Group Ltd. Offer for subscription 35,336,000 (a) 2.48 87.63 2019/01/25 Citigroup Global Markets Asia Ltd. Offer for placing 318,796,000 (b) 2.48 790.61 1.64 CCB International Capital Ltd. Consumer Services – Support Services
01896 Maoyan Entertainment Offer for subscription 13,237,800 (a) 14.80 195.92 2019/02/04 Morgan Stanley Asia Ltd. Offer for placing 119,139,200 (b) 14.80 1,763.26 2.32 Merrill Lynch Far East Ltd. Consumer Services – Media & Entertainment
01850 # WINDMILL Group Ltd. Transfer of Listing n.a. n.a. n.a. 2019/02/14 + n.a. Properties & Construction – Construction n.a.
01703 Palace Banquet Holdings Ltd. Offer for subscription 60,000,000 (a) 0.50 30.00 2019/02/15 Shenwan Hongyuan Capital (H.K.) Ltd. Offer for placing 240,000,000 (b) 0.50 120.00 17.68 Consumer Services – Hotels, Casinos, Restaurants & Leisure Facilities
01827 # Miricor Enterprises Holdings Ltd. Transfer of Listing n.a. n.a. n.a. 2019/02/18 + n.a. Consumer Services – Healthcare Services n.a.
02616 CStone Pharmaceuticals – B Offer for subscription 18,640,000 (a) 12.00 223.68 2019/02/26 Goldman Sachs (Asia) L.L.C. Offer for placing 195,715,000 (b) 12.00 2,348.58 7.20 Morgan Stanley Asia Ltd. Consumer Goods – Healthcare
02019 Dexin China Holdings Co. Ltd. Offer for subscription 16,906,000 (a) 2.80 47.34 2019/02/26 CCB International Capital Ltd. Offer for placing 584,435,000 (b) 2.80 1,636.42 0.32 Properties & Construction – Properties
01793 Wecon Holdings Ltd. Offer for subscription 60,000,000 (a) 0.625 37.50 2019/02/27 VMS Securities Ltd. Offer for placing 140,000,000 (b) 0.625 87.50 16.23 Properties & Construction – Construction
01872 Guan Chao Holdings Ltd. Offer for subscription 90,000,000 (a) 0.43 38.70 2019/02/28 Titan Financial Services Ltd. Offer for sale 20,000,000 (b) 0.43 8.60 72.47 Offer for placing 115,000,000 (b) 0.43 49.45 Consumer Goods – Automobiles
01025 KNT Holdings Ltd. Offer for subscription 39,000,000 (a) 0.98 38.22 2019/02/28 Innovax Capital Ltd. Offer for sale 26,000,000 (b) 0.98 25.48 19.30 Offer for placing 65,000,000 (b) 0.98 63.70 Consumer Goods – Textiles, Clothing & Personal Care
HKEX Fact Book 2019 50 MAIN BOARD Newly listed companies (continued) Ordinary companies Listing No. of Offer Funds date/ Listing method/ shares price raised subscription Code Company Industry Classification * offered (HK$) (HK$mil) rate (times) Sponsor 02108 K2 F&B Holdings Ltd. Offer for subscription 60,000,000 (a) 0.75 45.00 2019/03/06 HeungKong Capital Ltd. Offer for placing 140,000,000 (b) 0.75 105.00 16.40 Consumer Services – Hotels, Casinos, LISTED COMPANIES Restaurants & Leisure Facilities
01902 Yincheng International Holding Co., Ltd. Offer for subscription 14,486,000 (a) 2.38 34.48 2019/03/06 ICBC International Capital Ltd. Offer for placing 369,690,000 (b) 2.38 879.86 0.41 Properties & Construction – Properties
00150 # Hypebeast Ltd. Transfer of Listing n.a. n.a. n.a. 2019/03/08 + n.a. Consumer Services – Media & Entertainment n.a.
01158 Zhejiang New Century Hotel Management Offer for subscription 7,000,000 (a) 16.50 115.50 2019/03/11 China Galaxy International Securities (Hong Kong) Co., Ltd. Co., Ltd. – H Shares Offer for placing 63,000,000 (b) 16.50 1,039.50 1.45 BOCOM International (Asia) Ltd. Consumer Services – Hotels, Casinos, Restaurants & Leisure Facilities
01917 Doumob Offer for subscription 98,900,000 (a) 0.41 40.55 2019/03/14 China Securities (International) Corporate Finance Co. Ltd. Offer for placing 98,900,000 (b) 0.41 40.55 441.70 Consumer Services – Media & Entertainment
03316 Binjiang Service Group Co. Ltd. Offer for subscription 6,670,000 (a) 6.96 46.42 2019/03/15 CLSA Capital Markets Ltd. Offer for placing 69,737,000 (b) 6.96 485.37 7.14 Properties & Construction – Properties
01907 China Risun Group Ltd. Offer for subscription 60,000,000 (a) 2.80 168.00 2019/03/15 Guotai Junan Capital Ltd. Offer for placing 630,000,000 (b) 2.80 1,764.00 1.19 Materials – Basic Materials
01891 Heng Hup Holdings Ltd. Offer for subscription 125,000,000 (a) 0.50 62.50 2019/03/15 Shenwan Hongyuan Capital (H.K.) Ltd. Offer for placing 125,000,000 (b) 0.50 62.50 206.56 Materials – Diversified Metals & Minerals
01563 International Alliance Financial Leasing Co., Ltd. Offer for subscription 49,500,000 (a) 0.85 42.08 2019/03/15 Cinda International Capital Ltd. Offer for placing 445,500,000 (b) 0.85 378.68 1.13 Financials – Other Financials
03662 Aoyuan Healthy Life Group Co. Ltd. Offer for subscription 17,500,000 (a) 3.66 64.05 2019/03/18 Guotai Junan Capital Ltd. Offer for placing 183,750,000 (b) 3.66 672.53 6.24 Zhongtai International Capital Ltd. Properties & Construction – Properties
02682 Yun Lee Marine Group Holdings Ltd. Offer for subscription 176,068,000 (a) 0.50 88.03 2019/03/18 Messis Capital Ltd. Offer for sale 62,500,000 (b) 0.50 31.25 0.783 Offer for placing 11,432,000 (b) 0.50 5.72 Industrials – Industrial Transportation
01897 Million Hope Industries Holdings Ltd. Introduction n.a. n.a. n.a. 2019/03/19 VMS Securities Ltd. Properties & Construction – Construction n.a.
01854 # Goal Forward Holdings Ltd. Transfer of Listing n.a. n.a. n.a. 2019/03/21 + n.a. Consumer Goods – Agricultural Products n.a.
06819 IntelliCentrics Global Holdings Ltd. Offer for subscription 4,736,500 (a) 5.35 25.34 2019/03/27 CLSA Capital Markets Ltd. Offer for placing 83,805,000 (b) 5.35 448.36 0.59 Consumer Services – Support Services
01865 Pipeline Engineering Holdings Ltd. Offer for subscription 69,000,000 (a) 0.55 37.95 2019/03/27 Fortune Financial Capital Ltd. Offer for placing 161,000,000 (b) 0.55 88.55 25.97 Properties & Construction – Construction
06185 CanSino Biologics Inc. – B – H Shares Offer for subscription 22,899,600 (a) 22.00 503.79 2019/03/28 Morgan Stanley Asia Ltd. Offer for placing 38,799,400 (b) 22.00 853.59 90.83 CLSA Capital Markets Ltd. Consumer Goods – Healthcare
01797 Koolearn Technology Holding Ltd. Offer for subscription 16,452,000 (a) 10.20 167.81 2019/03/28 Citigroup Global Markets Asia Ltd. Offer for placing 170,437,500 (b) 10.20 1,738.46 9.18 Morgan Stanley Asia Ltd. Consumer Services – Support Services China International Capital Corporation Hong Kong Securities Ltd.
02718 Shanghai Dongzheng Automotive Finance Offer for subscription 5,909,000 (a) 3.06 18.08 2019/04/03 China International Capital Corporation Co., Ltd. – H Shares Offer for placing 533,742,400 (b) 3.06 1,633.25 0.11 Hong Kong Securities Ltd. Financials – Other Financials Credit Suisse (Hong Kong) Ltd.
02660 Zengame Technology Holding Ltd. Offer for subscription 54,000,000 (a) 1.23 66.42 2019/04/16 Guotai Junan Capital Ltd. Offer for placing 147,672,000 (b) 1.23 181.64 47.48 Information Technology – Software & Services
03321 Wai Hung Group Holdings Ltd. Offer for subscription 25,000,000 (a) 1.40 35.00 2019/04/23 Red Sun Capital Ltd. Offer for placing 100,000,000 (b) 1.40 140.00 7.93 Properties & Construction – Construction
HKEX Fact Book 2019 51 MAIN BOARD Newly listed companies (continued) Ordinary companies Listing No. of Offer Funds date/ Listing method/ shares price raised subscription Code Company Industry Classification * offered (HK$) (HK$mil) rate (times) Sponsor 01545 Design Capital Ltd. Offer for subscription 200,000,000 (a) 0.30 60.00 2019/04/25 Southwest Securities (HK) Capital Ltd. Offer for placing 300,000,000 (b) 0.30 90.00 55.90 Consumer Goods – Household Goods & Electronics LISTED COMPANIES
01906 Bonny International Holding Ltd. Offer for subscription 120,000,000 (a) 0.58 69.60 2019/04/26 Innovax Capital Ltd. Offer for placing 180,000,000 (b) 0.58 104.40 95.94 Consumer Goods – Textiles, Clothing & Personal Care
06806 Shenwan Hongyuan Group Co., Ltd. – H Shares Offer for subscription 150,240,000 (a) 3.63 545.37 2019/04/26 Shenwan Hongyuan Capital (H.K.) Ltd. Offer for placing 2,353,760,000 (b) 3.63 8,544.15 3.78 Goldman Sachs (Asia) L.L.C. Financials – Other Financials ICBC International Capital Ltd. ABCI Capital Ltd.
01780 B & D Strategic Holdings Ltd. Offer for subscription 31,000,000 (a) 0.84 26.04 2019/04/30 Grande Capital Ltd. Offer for placing 124,000,000 (b) 0.84 104.16 11.25 Properties & Construction – Construction
01753 Duiba Group Ltd. Offer for subscription 11,111,200 (a) 6.00 66.67 2019/05/07 CMB International Capital Ltd. Offer for placing 100,000,000 (b) 6.00 600.00 7.69 HSBC Corporate Finance (Hong Kong) Ltd. Consumer Services – Media & Entertainment
01857 China Everbright Water Ltd. Offer for subscription 10,398,000 (a) 2.99 31.09 2019/05/08 China International Capital Corporation Offer for placing 93,572,000 (b) 2.99 279.78 2.43 Hong Kong Securities Ltd. Utilities – Utilities China Everbright Capital Ltd.
01867 # LKS Holding Group Ltd. Transfer of Listing n.a. n.a. n.a. 2019/05/09 + n.a. Properties & Construction – Construction n.a.
01873 Viva Biotech Holdings Offer for subscription 172,500,000 (a) 4.41 760.73 2019/05/09 China International Capital Corporation Offer for placing 179,781,000 (b) 4.41 792.83 106.92 Hong Kong Securities Ltd. Consumer Goods – Healthcare
01903 JBB Builders International Ltd. Offer for subscription 62,500,000 (a) 1.18 73.75 2019/05/10 Alliance Capital Partners Ltd. Offer for placing 62,500,000 (b) 1.18 73.75 1.20 Industrials – Industrial Transportation
01832 S.A.I. Leisure Group Co. Ltd. Offer for subscription 9,000,000 (a) 3.54 31.86 2019/05/16 BOCOM International (Asia) Ltd. Offer for placing 81,000,000 (b) 3.54 286.74 1.17 Consumer Services – Hotels, Casinos, Restaurants & Leisure Facilities
02346 Universal Star (Holdings) Ltd. Offer for subscription 25,000,000 (a) 1.00 25.00 2019/05/16 Southwest Securities (HK) Capital Ltd. Offer for placing 100,000,000 (b) 1.00 100.00 11.38 Industrials – Industrial Engineering
02230 Medialink Group Ltd. Offer for subscription 149,400,000 (a) 0.45 67.23 2019/05/21 Guotai Junan Capital Ltd. Offer for placing 348,600,000 (b) 0.45 156.87 15.77 Consumer Services – Media & Entertainment
01817 Mulsanne Group Holding Ltd. Offer for subscription 9,559,000 (a) 4.39 41.96 2019/05/27 Credit Suisse (Hong Kong) Ltd. Offer for sale 695,500 (b) 4.39 3.05 0.48 Citigroup Global Markets Asia Ltd. Offer for placing 190,441,000 (b) 4.39 836.04 CMB International Capital Ltd. Consumer Goods – Textiles, Clothing & Personal Care
02060 Pujiang International Group Ltd. Offer for subscription 10,983,000 (a) 2.68 29.43 2019/05/28 Haitong International Capital Ltd. Offer for sale 40,000,000 (b) 2.68 107.20 0.46 Offer for placing 200,061,000 (b) 2.68 536.16 Properties & Construction – Construction
03868 Xinyi Energy Holdings Ltd. Offer for subscription 188,300,000 (a) 1.94 365.30 2019/05/28 BNP Paribas Securities (Asia) Ltd. Offer for placing 1,819,438,471 (b) 1.94 3,529.71 1.07 Utilities – Utilities
01521 Frontage Holdings Corporation Offer for subscription 200,764,000 (a) 3.20 642.44 2019/05/30 Merrill Lynch Far East Ltd. Offer for placing 301,146,000 (b) 3.20 963.67 91.70 Goldman Sachs (Asia) L.L.C. Consumer Goods – Healthcare
02181 Mabpharm Ltd. – B Offer for subscription 78,358,000 (a) 1.50 117.54 2019/05/31 China International Capital Corporation Offer for placing 705,222,000 (b) 1.50 1,057.83 1.46 Hong Kong Securities Ltd. Consumer Goods – Healthcare
01905 Haitong UniTrust International Leasing Offer for subscription 7,698,000 (a) 1.88 14.47 2019/06/03 Haitong International Capital Ltd. Co., Ltd. – H Shares Offer for placing 1,227,602,000 (b) 1.88 2,307.89 0.062 China International Capital Corporation Financials – Other Financials Hong Kong Securities Ltd. Citigroup Global Markets Asia Ltd. CMB International Capital Ltd.
00667 China East Education Holdings Ltd. Offer for subscription 33,171,000 (a) 11.25 373.17 2019/06/12 BNP Paribas Securities (Asia) Ltd. Offer for placing 407,523,000 (b) 11.25 4,584.63 0.761 Consumer Services – Support Services
HKEX Fact Book 2019 52 MAIN BOARD Newly listed companies (continued) Ordinary companies Listing No. of Offer Funds date/ Listing method/ shares price raised subscription Code Company Industry Classification * offered (HK$) (HK$mil) rate (times) Sponsor 06055 China Tobacco International (HK) Co. Ltd. Offer for subscription 83,335,000 (a) 4.88 406.67 2019/06/12 China International Capital Corporation Offer for placing 108,335,000 (b) 4.88 528.67 102.04 Hong Kong Securities Ltd. Consumer Goods – Food & Beverages China Merchants Securities (HK) Co., Ltd. LISTED COMPANIES
02189 Kato (Hong Kong) Holdings Ltd. Offer for subscription 100,000,000 (a) 0.60 60.00 2019/06/13 VMS Securities Ltd. Offer for placing 150,000,000 (b) 0.60 90.00 80.37 Consumer Services – Support Services
06811 Tai Hing Group Holdings Ltd. Offer for subscription 75,000,000 (a) 3.00 225.00 2019/06/13 BOCOM International (Asia) Ltd. Offer for placing 175,000,000 (b) 3.00 525.00 15.51 Consumer Services – Hotels, Casinos, Restaurants & Leisure Facilities
03692 Hansoh Pharmaceutical Group Co. Ltd. Offer for subscription 38,590,000 (a) 14.26 550.29 2019/06/14 Morgan Stanley Asia Ltd. Offer for placing 595,382,000 (b) 14.26 8,490.15 11.77 Citigroup Global Markets Asia Ltd. Consumer Goods – Healthcare
03877 CSSC (Hong Kong) Shipping Co. Ltd. Offer for subscription 17,544,000 (a) 1.34 23.51 2019/06/17 China International Capital Corporation Offer for placing 1,516,476,000 (b) 1.34 2,032.08 0.114 Hong Kong Securities Ltd. Financials – Other Financials
01935 JH Educational Technology INC. Offer for subscription 18,446,000 (a) 1.50 27.67 2019/06/18 Macquarie Capital Ltd. Offer for placing 382,384,000 (b) 1.50 573.58 0.46 Consumer Services – Support Services
06117 Rizhao Port Jurong Co., Ltd. – H Shares Offer for subscription 9,528,000 (a) 1.50 14.29 2019/06/19 China Securities (International) Corporate Finance Co. Ltd. Offer for placing 450,472,000 (b) 1.50 675.71 0.24 Industrials – Industrial Transportation
01861 Precious Dragon Technology Holdings Ltd. Introduction n.a. n.a. n.a. 2019/06/21 China Tonghai Capital Ltd. Materials – Basic Materials n.a.
01769 Scholar Education Group Offer for subscription 12,490,000 (a) 3.68 45.96 2019/06/21 CLSA Capital Markets Ltd. Offer for placing 112,410,000 (b) 3.68 413.67 1.57 Consumer Services – Support Services
01951 Jinxin Fertility Group Ltd. Offer for subscription 142,852,000 (a) 8.54 1,219.96 2019/06/25 Morgan Stanley Asia Ltd. Offer for placing 267,840,000 (b) 8.54 2,287.35 99.26 CLSA Capital Markets Ltd. Consumer Goods – Healthcare
01849 AM Group Holdings Ltd. Offer for subscription 40,000,000 (a) 0.65 26.00 2019/06/26 Altus Capital Ltd. Offer for placing 160,000,000 (b) 0.65 104.00 9.03 Consumer Services – Media & Entertainment
01909 # Fire Rock Holdings Ltd. Transfer of Listing n.a. n.a. n.a. 2019/06/27 + n.a. Information Technology – Software & Services n.a.
01901 Feiyang International Holdings Group Ltd. Offer for subscription 37,500,000 (a) 1.05 39.38 2019/06/28 Giraffe Capital Ltd. Offer for placing 87,500,000 (b) 1.05 91.88 19.14 Consumer Services – Hotels, Casinos, Restaurants & Leisure Facilities
01842 Grown Up Group Investment Holdings Ltd. Offer for subscription 25,000,000 (a) 0.50 12.50 2019/06/28 Dakin Capital Ltd. Offer for placing 225,000,000 (b) 0.50 112.50 8.29 Consumer Goods – Textiles, Clothing & Personal Care
01286 Impro Precision Industries Ltd. Offer for subscription 33,330,000 (a) 3.00 99.99 2019/06/28 Morgan Stanley Asia Ltd. Offer for placing 349,965,000 (b) 3.00 1,049.90 2.72 BOCI Asia Ltd. Industrials – Industrial Engineering
01930 Shinelong Automotive Lightweight Application Ltd. Offer for subscription 16,500,000 (a) 0.88 14.52 2019/06/28 Ballas Capital Ltd. Offer for placing 148,500,000 (b) 0.88 130.68 6.01 Industrials – Industrial Engineering
01943 Silver Tide Holdings Ltd. Offer for subscription 50,000,000 (a) 0.50 25.00 2019/06/28 Grande Capital Ltd. Offer for placing 200,000,000 (b) 0.50 100.00 3.23 Properties & Construction – Construction
01701 Tu Yi Holding Co. Ltd. Offer for subscription 50,000,000 (a) 0.52 26.00 2019/06/28 Innovax Capital Ltd. Offer for placing 200,000,000 (b) 0.52 104.00 6.20 Consumer Services – Hotels, Casinos, Restaurants & Leisure Facilities
03798 Homeland Interactive Technology Ltd. Offer for subscription 31,400,000 (a) 1.35 42.39 2019/07/04 China Everbright Capital Ltd. Offer for sale 19,468,000 (b) 1.35 26.28 2.77 Offer for placing 282,600,000 (b) 1.35 381.51 Information Technology – Software & Services
00924 Khoon Group Ltd. Offer for subscription 25,000,000 (a) 0.50 12.50 2019/07/05 Kingsway Capital Ltd. Offer for placing 225,000,000 (b) 0.50 112.50 13.36 Properties & Construction – Construction
HKEX Fact Book 2019 53 MAIN BOARD Newly listed companies (continued) Ordinary companies Listing No. of Offer Funds date/ Listing method/ shares price raised subscription Code Company Industry Classification * offered (HK$) (HK$mil) rate (times) Sponsor 02180 ManpowerGroup Greater China Ltd. Offer for subscription 5,000,000 (a) 9.90 49.50 2019/07/10 Huatai Financial Holdings (Hong Kong) Ltd. Offer for placing 52,500,000 (b) 9.90 519.75 4.67 Consumer Services – Support Services LISTED COMPANIES
01839 CIMC Vehicles (Group) Co., Ltd. – H Shares Offer for subscription 36,542,500 (a) 6.38 233.14 2019/07/11 Haitong International Capital Ltd. Offer for placing 228,457,500 (b) 6.38 1,457.56 2.74 Industrials – Industrial Engineering
01977 Analogue Holdings Ltd. Offer for subscription 70,000,000 (a) 1.20 84.00 2019/07/12 BOCOM International (Asia) Ltd. Offer for placing 280,000,000 (b) 1.20 336.00 7.59 Properties & Construction – Construction
06093 Hevol Services Group Co., Ltd. Offer for subscription 10,000,000 (a) 1.28 12.80 2019/07/12 Southwest Securities (HK) Capital Ltd. Offer for placing 90,000,000 (b) 1.28 115.20 5.31 Properties & Construction – Properties
01931 IVD Medical Holding Ltd. Offer for subscription 33,340,000 (a) 3.07 102.35 2019/07/12 BOCI Asia Ltd. Offer for placing 300,060,000 (b) 3.07 921.18 2.212 Consumer Goods – Healthcare
01912 Contel Technology Co. Ltd. Offer for subscription 60,000,000 (a) 0.65 39.00 2019/07/16 Alliance Capital Partners Ltd. Offer for placing 140,000,000 (b) 0.65 91.00 39.90 Information Technology – Semiconductors
00382 Edvantage Group Holdings Ltd. Offer for subscription 25,000,000 (a) 2.85 71.25 2019/07/16 BNP Paribas Securities (Asia) Ltd. Offer for placing 243,362,000 (b) 2.85 693.58 2.42 Consumer Services – Support Services
01134 Kelfred Holdings Ltd. Offer for subscription 25,000,000 (a) 1.00 25.00 2019/07/16 Cinda International Capital Ltd. Offer for placing 100,000,000 (b) 1.00 100.00 29.68 Consumer Goods – Textiles, Clothing & Personal Care
06805 Kimou Environmental Holding Ltd. Offer for subscription 28,000,000 (a) 1.33 37.24 2019/07/16 Shenwan Hongyuan Capital (H.K.) Ltd. Offer for placing 252,000,000 (b) 1.33 335.16 1.96 Industrials – Industrial Engineering
01949 Platt Nera International Ltd. Offer for subscription 10,000,000 (a) 1.25 12.50 2019/07/16 Altus Capital Ltd. Offer for placing 90,000,000 (b) 1.25 112.50 13.67 Information Technology – Software & Services
02772 Zhongliang Holdings Group Co. Ltd. Offer for subscription 53,000,000 (a) 5.55 294.15 2019/07/16 CCB International Capital Ltd. Offer for placing 528,791,500 (b) 5.55 2,934.79 1.01 Properties & Construction – Properties
01915 # Yangzhou Guangling District Taihe Transfer of Listing n.a. n.a. n.a. 2019/07/17 + n.a. Rural Micro-fin Co. -H shs Financials – Other Financials n.a.
02558 Jinshang Bank Co., Ltd. – H Shares Offer for subscription 15,196,000 (a) 3.82 58.05 2019/07/18 CCB International Capital Ltd. Offer for placing 955,454,000 (b) 3.82 3,649.83 0.18 China International Capital Corporation Financials – Banks Hong Kong Securities Ltd. CMB International Capital Ltd.
01920 Hands Form Holdings Ltd. Offer for subscription 195,000,000 (a) 0.20 39.00 2019/08/16 Grande Capital Ltd. Offer for placing 455,000,000 (b) 0.20 91.00 15.14 Properties & Construction – Construction
01732 # XiangXing International Holding Ltd. Transfer of Listing n.a. n.a. n.a. 2019/09/06 + n.a. Industrials – Industrial Transportation n.a.
03928 S&T Holdings Ltd. Offer for subscription 12,000,000 (a) 1.07 12.84 2019/09/19 Grande Capital Ltd. Offer for placing 108,000,000 (b) 1.07 115.56 7.21 Properties & Construction – Construction
02696 Shanghai Henlius Biotech, Inc. – B – H Shares Offer for subscription 6,469,600 (a) 49.60 320.89 2019/09/25 China International Capital Corporation Offer for placing 62,592,200 (b) 49.60 3,104.57 3.89 Hong Kong Securities Ltd. Healthcare – Pharmaceuticals & Biotechnology Merrill Lynch Far East Ltd. CMB International Capital Ltd. Fosun Hani Securities Ltd. Citigroup Global Markets Asia Ltd.
01876 Budweiser Brewing Co. APAC Ltd. Offer for subscription 72,586,000 (a) 27.00 1,959.82 2019/09/30 J.P. Morgan Securities (Far East) Ltd. Offer for placing 1,596,873,000 (b) 27.00 43,115.57 3.64 Morgan Stanley Asia Ltd. Consumer Staples – Food & Beverages
03938 LFG Investment Holdings Ltd. Offer for subscription 21,600,000 (a) 1.68 36.29 2019/09/30 Lego Corporate Finance Ltd. Offer for placing 50,400,000 (b) 1.68 84.67 28.42 TUS Corporate Finance Ltd. Financials – Other Financials
01960 TBK & Sons Holdings Ltd. Offer for subscription 25,000,000 (a) 0.50 12.50 2019/09/30 Red Sun Capital Ltd. Offer for placing 225,000,000 (b) 0.50 112.50 9.60 Properties & Construction – Construction
HKEX Fact Book 2019 54 MAIN BOARD Newly listed companies (continued) Ordinary companies Listing No. of Offer Funds date/ Listing method/ shares price raised subscription Code Company Industry Classification * offered (HK$) (HK$mil) rate (times) Sponsor 06820 FriendTimes Inc. Offer for subscription 33,000,000 (a) 1.52 50.16 2019/10/08 Guotai Junan Capital Ltd. Offer for placing 297,000,000 (b) 1.52 451.44 7.95 Information Technology – Software & Services LISTED COMPANIES
03601 360 Ludashi Holdings Ltd. Offer for subscription 30,000,000 (a) 2.70 81.00 2019/10/10 Guosen Securities (HK) Capital Co., Ltd. Offer for placing 39,000,000 (b) 2.70 105.30 277.36 Information Technology – Software & Services
06110 Topsports International Holdings Ltd. Offer for subscription 93,020,000 (a) 8.50 790.67 2019/10/10 Merrill Lynch Far East Ltd. Offer for sale 129,527,000 (b) 8.50 1,100.98 2.39 Morgan Stanley Asia Ltd. Offer for placing 837,164,000 (b) 8.50 7,115.89 Consumer Discretionary – Specialty Retail
01895 Xinyuan Property Management Service (Cayman) Ltd. Offer for subscription 12,500,000 (a) 2.08 26.00 2019/10/11 Orient Capital (Hong Kong) Ltd. Offer for placing 112,500,000 (b) 2.08 234.00 6.01 Properties & Construction – Properties
01846 EuroEyes International Eye Clinic Ltd. Offer for subscription 23,802,000 (a) 7.50 178.52 2019/10/15 BOCI Asia Ltd. Offer for placing 67,432,000 (b) 7.50 505.74 42.72 Healthcare – Healthcare Equipment & Services
01582 CR Construction Group Holdings Ltd. Offer for subscription 13,885,000 (a) 1.00 13.89 2019/10/16 First Shanghai Capital Ltd. Offer for placing 124,965,000 (b) 1.00 124.97 9.87 Properties & Construction – Construction
01955 Hong Kong Johnson Holdings Co., Ltd. Offer for subscription 50,000,000 (a) 1.00 50.00 2019/10/16 Southwest Securities (HK) Capital Ltd. Offer for placing 75,000,000 (b) 1.00 75.00 50.03 Consumer Discretionary – Support Services
01084 Green Future Food Hydrocolloid Marine Science Co. Ltd. Offer for subscription 20,000,000 (a) 1.16 23.20 2019/10/17 Essence Corporate Finance (Hong Kong) Ltd. Offer for placing 180,000,000 (b) 1.16 208.80 1.59 Consumer Staples – Food & Beverages
01283 Accel Group Holdings Ltd. Offer for subscription 80,000,000 (a) 0.73 58.40 2019/10/18 Ample Capital Ltd. Offer for placing 120,000,000 (b) 0.73 87.60 81.62 Properties & Construction – Construction
01959 Centenary United Holdings Ltd. Offer for subscription 37,500,000 (a) 1.08 40.50 2019/10/18 Fortune Financial Capital Ltd. Offer for placing 87,500,000 (b) 1.08 94.50 22.16 Consumer Discretionary – Specialty Retail
01967 Confidence Intelligence Holdings Ltd. Offer for subscription 6,250,000 (a) 2.00 12.50 2019/10/18 Dakin Capital Ltd. Offer for placing 56,250,000 (b) 2.00 112.50 12.88 Industrials – Industrial Engineering
02606 Sichuan Languang Justbon Services Group Offer for subscription 17,166,500 (a) 37.00 635.16 2019/10/18 Huatai Financial Holdings (Hong Kong) Ltd. Co., Ltd. – H Shares Offer for placing 32,187,200 (b) 37.00 1,190.93 52.89 ABCI Capital Ltd. Properties & Construction – Properties
01843 Snack Empire Holdings Ltd. Offer for subscription 20,000,000 (a) 0.65 13.00 2019/10/23 Lego Corporate Finance Ltd. Offer for placing 180,000,000 (b) 0.65 117.00 13.68 Consumer Discretionary – Travel & Leisure
01871 China Oriented International Holdings Ltd. Offer for subscription 50,000,000 (a) 1.28 64.00 2019/10/24 Cinda International Capital Ltd. Offer for placing 50,000,000 (b) 1.28 64.00 380.15 Consumer Discretionary – Support Services
01853 Jilin Province Chuncheng Heating Co. Ltd. – H Shares Offer for subscription 46,680,000 (a) 2.35 109.70 2019/10/24 BOCI Asia Ltd. Offer for placing 70,020,000 (b) 2.35 164.55 98.25 Utilities – Utilities
06069 # Sheng Ye Capital Ltd. Transfer of Listing n.a. n.a. n.a. 2019/10/24 + n.a. Financials – Other Financials n.a.
01692 Town Ray Holdings Ltd. Offer for subscription 50,000,000 (a) 1.30 65.00 2019/10/25 Alliance Capital Partners Ltd. Offer for placing 50,000,000 (b) 1.30 65.00 274.49 Consumer Discretionary – Household Goods & Electronics
06855 Ascentage Pharma Group International – B Offer for subscription 6,090,500 (a) 34.20 208.30 2019/10/28 Merrill Lynch Far East Ltd. Offer for placing 7,917,500 (b) 34.20 270.78 751.99 Citigroup Global Markets Asia Ltd. Healthcare – Pharmaceuticals & Biotechnology
00302 CMGE Technology Group Ltd. Offer for subscription 230,500,000 (a) 2.83 652.32 2019/10/31 China International Capital Corporation Offer for placing 299,650,000 (b) 2.83 848.01 543.83 Hong Kong Securities Ltd. Information Technology – Software & Services BNP Paribas Securities (Asia) Ltd.
01847 YCIH Green High-Performance Concrete Co. Ltd. – Offer for subscription 40,166,000 (a) 3.36 134.96 2019/10/31 China International Capital Corporation H Shares Offer for placing 93,716,000 (b) 3.36 314.89 18.46 Hong Kong Securities Ltd. Properties & Construction – Construction
HKEX Fact Book 2019 55 MAIN BOARD Newly listed companies (continued) Ordinary companies Listing No. of Offer Funds date/ Listing method/ shares price raised subscription Code Company Industry Classification * offered (HK$) (HK$mil) rate (times) Sponsor
01821 ESR Cayman Ltd. Offer for subscription 39,850,000 (a) 16.80 669.48 2019/11/01 Deutsche Securities Asia Ltd. Offer for sale 557,046,600 (b) 16.80 9,358.38 3.22 CLSA Capital Markets Ltd. Offer for placing 240,290,000 (b) 16.80 4,036.87 LISTED COMPANIES Financials – Other Financials
02163 Changsha Broad Homes Industrial Group Co., Ltd. – Offer for subscription 12,187,200 (a) 9.68 117.97 2019/11/06 China International Capital Corporation H Shares Offer for placing 109,848,200 (b) 9.68 1,063.33 1.38 Hong Kong Securities Ltd. Industrials – Industrial Engineering China Securities (International) Corporate Finance Co. Ltd.
01922 Yincheng Life Service CO., Ltd. Offer for subscription 33,340,000 (a) 2.18 72.68 2019/11/06 ICBC International Capital Ltd. Offer for placing 33,812,000 (b) 2.18 73.71 382.88 Properties & Construction – Properties
01870 Acme International Holdings Ltd. Offer for subscription 26,000,000 (a) 0.97 25.22 2019/11/08 Dongxing Securities (Hong Kong) Co. Ltd. Offer for placing 104,000,000 (b) 0.97 100.88 20.13 Properties & Construction – Construction
01987 Beng Soon Machinery Holdings Ltd. Offer for subscription 75,000,000 (a) 0.50 37.50 2019/11/08 Honestum International Ltd. Offer for placing 175,000,000 (b) 0.50 87.50 26.41 Properties & Construction – Construction
01921 Dalipal Holdings Ltd. Offer for subscription 30,000,000 (a) 1.59 47.70 2019/11/08 CMBC International Capital Ltd. Offer for placing 270,000,000 (b) 1.59 429.30 2.53 Energy – Oil & Gas
01501 Shanghai Kindly Medical Instruments Co., Ltd. – H Shares Offer for subscription 20,000,000 (a) 20.80 416.00 2019/11/08 BOCOM International (Asia) Ltd. Offer for placing 26,000,000 (b) 20.80 540.80 267.97 Healthcare – Healthcare Equipment & Services
01875 TOT BIOPHARM International Co. Ltd. – B Offer for subscription 9,000,000 (a) 6.55 58.95 2019/11/08 ICBC International Capital Ltd. Offer for placing 81,000,000 (b) 6.55 530.55 12.95 Healthcare – Pharmaceuticals & Biotechnology
03603 Xinji Shaxi Group Co., Ltd. Offer for subscription 37,500,000 (a) 1.00 37.50 2019/11/08 RaffAello Capital Ltd. Offer for placing 337,500,000 (b) 1.00 337.50 4.58 Properties & Construction – Properties
01427 China Tianbao Group Development Co. Ltd. Offer for subscription 15,850,000 (a) 2.50 39.63 2019/11/11 ABCI Capital Ltd. Offer for placing 193,606,000 (b) 2.50 484.02 0.79 Guotai Junan Capital Ltd. Properties & Construction – Construction
01640 Ruicheng (China) Media Group Ltd. Offer for subscription 30,000,000 (a) 1.25 37.50 2019/11/12 Dongxing Securities (Hong Kong) Co. Ltd. Offer for placing 70,000,000 (b) 1.25 87.50 19.47 Consumer Discretionary – Media & Entertainment
03681 SinoMab BioScience Ltd. – B Offer for subscription 18,213,000 (a) 7.60 138.42 2019/11/12 China International Capital Corporation Offer for placing 163,916,400 (b) 7.60 1,245.76 12.87 Hong Kong Securities Ltd. Healthcare – Pharmaceuticals & Biotechnology Orient Capital (Hong Kong) Ltd.
06186 China Feihe Ltd. Offer for subscription 89,334,000 (a) 7.50 670.01 2019/11/13 J.P. Morgan Securities (Far East) Ltd. Offer for sale 309,000 (b) 7.50 2.32 13.14 China Merchants Securities (HK) Co., Ltd. Offer for placing 804,006,000 (b) 7.50 6,030.05 CCB International Capital Ltd. Consumer Staples – Food & Beverages
06908 # HongGuang Lighting Holdings Co. Ltd. Transfer of Listing n.a. n.a. n.a. 2019/11/13 + n.a. Industrials – Industrial Engineering n.a.
01346 Lever Style Corporation Offer for subscription 51,840,000 (a) 0.85 44.06 2019/11/13 Altus Capital Ltd. Offer for sale 12,800,000 (b) 0.85 10.88 31.20 Offer for placing 108,160,000 (b) 0.85 91.94 Consumer Discretionary – Textiles & Clothing
01401 Sprocomm Intelligence Ltd. Offer for subscription 50,000,000 (a) 0.50 25.00 2019/11/13 Dakin Capital Ltd. Offer for placing 200,000,000 (b) 0.50 100.00 74.00 Industrials – Industrial Engineering
01747 Home Control International Ltd. Offer for subscription 37,500,000 (a) 1.02 38.25 2019/11/14 Mason Global Capital Ltd. Offer for placing 87,500,000 (b) 1.02 89.25 16.14 Consumer Discretionary – Household Goods & Electronics
03348 China PengFei Group Ltd. Offer for subscription 37,500,000 (a) 1.58 59.25 2019/11/15 Essence Corporate Finance (Hong Kong) Ltd. Offer for placing 87,500,000 (b) 1.58 138.25 27.72 Industrials – Industrial Engineering
02103 Sinic Holdings (Group) Co. Ltd. Offer for subscription 37,569,000 (a) 3.98 149.52 2019/11/15 ABCI Capital Ltd. Offer for sale 40,775,000 (b) 3.98 162.28 0.71 Huatai Financial Holdings (Hong Kong) Ltd. Offer for placing 491,843,000 (b) 3.98 1,957.54 Properties & Construction – Properties
HKEX Fact Book 2019 56 MAIN BOARD Newly listed companies (continued) Ordinary companies Listing No. of Offer Funds date/ Listing method/ shares price raised subscription Code Company Industry Classification * offered (HK$) (HK$mil) rate (times) Sponsor 01792 # CMON Ltd. Transfer of Listing n.a. n.a. n.a. 2019/11/19 + n.a. Consumer Discretionary – Household n.a. Goods & Electronics LISTED COMPANIES
02296 Huarchi Global Group Holdings Ltd. Offer for subscription 100,000,000 (a) 0.25 25.00 2019/11/21 Ample Capital Ltd. Offer for placing 400,000,000 (b) 0.25 100.00 61.00 Properties & Construction – Construction
01756 Huali University Group Ltd. Offer for subscription 30,000,000 (a) 3.26 97.80 2019/11/25 China Securities (International) Corporate Finance Co. Ltd. Offer for placing 270,000,000 (b) 3.26 880.20 3.72 Consumer Discretionary – Support Services
09988 Alibaba Group Holding Ltd. – SW Offer for subscription 50,000,000 (a) 176.00 8,800.00 2019/11/26 China International Capital Corporation Offer for placing 525,000,000 (b) 176.00 92,400.00 42.44 Hong Kong Securities Ltd. Information Technology – Software & Services Credit Suisse (Hong Kong) Ltd.
01425 Justin Allen Holdings Ltd. Offer for subscription 31,250,000 (a) 0.40 12.50 2019/11/28 Guotai Junan Capital Ltd. Offer for placing 281,250,000 (b) 0.40 112.50 13.96 Consumer Discretionary – Textiles & Clothing
03759 Pharmaron Beijing Co., Ltd. – H Shares Offer for subscription 58,268,100 (a) 39.50 2,301.59 2019/11/28 Goldman Sachs (Asia) L.L.C. Offer for placing 75,748,400 (b) 39.50 2,992.06 114.23 CLSA Capital Markets Ltd. Healthcare – Pharmaceuticals & Biotechnology Orient Capital (Hong Kong) Ltd.
02231 JY Grandmark Holdings Ltd. Offer for subscription 40,000,000 (a) 3.16 126.40 2019/12/05 DBS Asia Capital Ltd. Offer for placing 406,173,000 (b) 3.16 1,283.51 1.89 Properties & Construction – Properties
02500 Venus Medtech (Hangzhou) Inc. – B – H Shares Offer for subscription 39,269,000 (a) 33.00 1,295.88 2019/12/10 Goldman Sachs (Asia) L.L.C. Offer for placing 51,049,000 (b) 33.00 1,684.62 312.42 China International Capital Corporation Healthcare – Healthcare Equipment & Services Hong Kong Securities Ltd. Credit Suisse (Hong Kong) Ltd. China Merchants Securities (HK) Co., Ltd.
09966 Alphamab Oncology – B Offer for subscription 89,702,000 (a) 10.20 914.96 2019/12/12 Morgan Stanley Asia Ltd. Offer for placing 116,611,000 (b) 10.20 1,189.43 192.10 CLSA Capital Markets Ltd. Healthcare – Pharmaceuticals & Biotechnology Jefferies Hong Kong Ltd.
03860 # Speed Apparel Holding Ltd. Transfer of Listing n.a. n.a. n.a. 2019/12/12 + n.a. Consumer Discretionary – Textiles & Clothing n.a.
02400 XD Inc. Offer for subscription 6,360,000 (a) 11.10 70.60 2019/12/12 CLSA Capital Markets Ltd. Offer for placing 61,300,000 (b) 11.10 680.43 11.19 Information Technology – Software & Services
01593 Chen Lin Education Group Holdings Ltd. Offer for subscription 31,798,000 (a) 2.20 69.96 2019/12/13 First Shanghai Capital Ltd. Offer for placing 218,202,000 (b) 2.20 480.04 1.73 Consumer Discretionary – Support Services
06919 Renrui Human Resources Technology Holdings Ltd. Offer for subscription 3,141,400 (a) 26.60 83.56 2019/12/13 BNP Paribas Securities (Asia) Ltd. Offer for placing 37,988,700 (b) 26.60 1,010.50 0.83 Consumer Discretionary – Support Services
03680 Suoxinda Holdings Ltd. Offer for subscription 30,000,000 (a) 1.50 45.00 2019/12/13 Essence Corporate Finance (Hong Kong) Ltd. Offer for placing 70,000,000 (b) 1.50 105.00 15.16 Information Technology – Software & Services
06966 # China Wan Tong Yuan (Holdings) Ltd. Transfer of Listing n.a. n.a. n.a. 2019/12/17 + n.a. Consumer Discretionary – Support Services n.a.
01402 # i-Control Holdings Ltd. Transfer of Listing n.a. n.a. n.a. 2019/12/18 + n.a. Information Technology – Software & Services n.a.
01691 JS Global Lifestyle Co. Ltd. Offer for subscription 49,983,000 (a) 5.20 259.91 2019/12/18 Credit Suisse (Hong Kong) Ltd. Offer for placing 524,821,500 (b) 5.20 2,729.07 2.68 Morgan Stanley Asia Ltd. Consumer Discretionary – Household ICBC International Capital Ltd. Goods & Electronics
01553 Maike Tube Industry Holdings Ltd. Offer for subscription 9,840,000 (a) 2.28 22.44 2019/12/18 Fortune Financial Capital Ltd. Offer for placing 88,560,000 (b) 2.28 201.92 8.27 Materials – Diversified Metals & Minerals
06193 Tailam Tech Construction Holdings Ltd. Offer for subscription 15,800,000 (a) 1.30 20.54 2019/12/18 South China Capital Ltd. Offer for placing 63,200,000 (b) 1.30 82.16 41.99 Properties & Construction – Construction
01529 # Goal Rise Logistics (China) Holdings Ltd. Transfer of Listing n.a. n.a. n.a. 2019/12/19 + n.a. Industrials – Industrial Transportation n.a.
06049 Poly Property Development Co., Ltd. – H Shares Offer for subscription 65,333,600 (a) 35.10 2,293.21 2019/12/19 GF Capital (Hong Kong) Ltd. Offer for placing 87,999,800 (b) 35.10 3,088.79 222.68 Huatai Financial Holdings (Hong Kong) Ltd. Properties & Construction – Properties ABCI Capital Ltd.
HKEX Fact Book 2019 57 MAIN BOARD Newly listed companies (continued) Ordinary companies Listing No. of Offer Funds date/ Listing method/ shares price raised subscription Code Company Industry Classification * offered (HK$) (HK$mil) rate (times) Sponsor 09928 Times Neighborhood Holdings Ltd. Offer for subscription 16,182,000 (a) 5.15 83.34 2019/12/19 Haitong International Capital Ltd. Offer for placing 145,638,000 (b) 5.15 750.04 10.61 Properties & Construction – Properties LISTED COMPANIES
06928 # TOMO Holdings Ltd. Transfer of Listing n.a. n.a. n.a. 2019/12/23 + n.a. Consumer Discretionary – Automobiles n.a.
01410 # Edvance International Holdings Ltd. Transfer of Listing n.a. n.a. n.a. 2019/12/24 + n.a. Information Technology – Software & Services n.a.
06199 Bank of Guizhou Co., Ltd. – H Shares Offer for subscription 55,873,000 (a) 2.48 138.57 2019/12/30 ABCI Capital Ltd. Offer for placing 2,144,127,000 (b) 2.48 5,317.43 0.25 CCB International Capital Ltd. Financials – Banks CLSA Capital Markets Ltd.
09900 # Gain Plus Holdings Ltd. Transfer of Listing n.a. n.a. n.a. 2019/12/30 + n.a. Properties & Construction – Construction n.a.
09909 Powerlong Commercial Management Holdings Ltd. Offer for subscription 60,000,000 (a) 9.50 570.00 2019/12/30 ABCI Capital Ltd. Offer for placing 112,500,000 (b) 9.50 1,068.75 53.24 Properties & Construction – Properties
09911 Newborn Town Inc. Offer for subscription 68,000,000 (a) 1.68 114.24 2019/12/31 CMBC International Capital Ltd. Offer for sale 20,400,000 (b) 1.68 34.27 1,441.83 Offer for placing 68,000,000 (b) 1.68 114.24 Information Technology – Software & Services
01542 Taizhou Water Group Co., Ltd. – H Shares Offer for subscription 5,000,000 (a) 4.22 21.10 2019/12/31 Sinolink Securities (Hong Kong) Co., Ltd. Offer for placing 45,000,000 (b) 4.22 189.90 1.46 Utilities – Utilities Total 313,271.46 (a) Hong Kong offers (b) International offers * Industry Classification is provided by Hang Seng Indexes Company Limited. New Hang Seng Industry Classification System took effect on 9 September 2019. # Transfers of listing from GEM to Main Board pursuant to the revised Rule 9.24 of the GEM Listing Rules and to the new Chapter 9A of the Main Board Listing Rules effective from 1 July 2008. + Effective date of the transfer of listing from GEM to Main Board
HKEX Fact Book 2019 58 MAIN BOARD Withdrawal of listed companies
Last Delisted Code Company trading date date
00368 Sinotrans Shipping Ltd. 2018/12/14 2019/01/16 03355 Advanced Semiconductor Manufacturing Corporation Ltd. –H Shs 2019/01/17 2019/01/25 03777 China Fiber Optic Network System Group Ltd. 2016/10/12 2019/02/14 00873 China Taifeng Beddings Holdings Ltd. 2015/02/26 2019/02/21 00909 Zhongda International Holdings Ltd. 2011/09/02 2019/03/08 00054 Hopewell Holdings Ltd. 2019/04/17 2019/05/03 LISTED COMPANIES 00566 Hanergy Thin Film Power Group Ltd. 2015/05/20 2019/06/11 00835 Asia Coal Ltd. 2017/09/29 2019/06/18 01197 China Hengshi Foundation Co. Ltd. 2019/06/25 2019/07/05 00735 China Power Clean Energy Development Co. Ltd. 2019/07/16 2019/08/21 00300 Shenji Group Kunming Machine Tool Co. Ltd. – H Shares 2017/03/22 2019/08/26 01135 Asia Satellite Telecommunications Holdings Ltd. 2019/08/26 2019/09/05 01174 Pacific Andes International Holdings Ltd. 2015/11/25 2019/09/26 02229 Changgang Dunxin Enterprise Co. Ltd. 2016/01/19 2019/10/16 00569 China Automation Group Ltd. 2019/10/10 2019/10/29 00121 C.P. Lotus Corporation 2019/10/08 2019/10/29 00903 TPV Technology Ltd. 2019/11/04 2019/11/15 01236 National Agricultural Holdings Ltd. 2017/03/27 2019/11/22 01819 Fuguiniao Co., Ltd. – H Shares 2016/08/31 2019/11/25 00692 Shenzhou Space Park Group Ltd. 2017/06/21 2019/12/10 06863 China Huishan Dairy Holdings Co. Ltd. 2017/03/24 2019/12/23 01048 Yorkshine Holdings Ltd. 2017/07/31 2019/12/27 00404 Hsin Chong Group Holdings Ltd. 2017/03/31 2019/12/31
HKEX Fact Book 2019 59 MAIN BOARD Company name changes Code Former name New name Effective date Adoption date 01573 China Unienergy Group Ltd. Southern Energy Holdings Group Ltd. 2018/12/03 2019/01/11 00629 Yue Da Mining Holdings Ltd. Yue Da International Holdings Ltd. 2018/12/05 2019/01/11 00704 Huscoke Resources Holdings Ltd. Huscoke Holdings Ltd. 2018/11/29 2019/01/21 01106 Sino Haijing Holdings Ltd. Ming Lam Holdings Ltd. 2019/01/07 2019/02/08 00139 China Soft Power Technology Holdings Ltd. Central Wealth Group Holdings Ltd. 2019/01/14 2019/02/11 00206 TSC Group Holdings Ltd. CMIC Ocean En-Tech Holding Co., Ltd. 2019/01/11 2019/02/18 00112 LT Commercial Real Estate Ltd. Lerthai Group Ltd. 2019/02/15 2019/02/21 LISTED COMPANIES 02113 CHerish Holdings Ltd. Century Group International Holdings Ltd. 2019/01/31 2019/03/08 01629 Mengke Holdings Ltd. Champion Alliance International Holdings Ltd. 2019/02/20 2019/03/20 00261 CCT Land Holdings Ltd. Greater Bay Area Investments Group Holdings Ltd. 2019/02/28 2019/03/29 02203 Top Dynamic International Holdings Ltd. Brainhole Technology Ltd. 2019/02/21 2019/04/09 00830 Far East Global Group Ltd. China State Construction Development Holdings Ltd. 2019/03/20 2019/04/23 00622 Enerchina Holdings Ltd. * Oshidori International Holdings Ltd. 2019/03/27 2019/04/29 01682 Hua Long Jin Kong Co. Ltd. Hang Pin Living Technology Co. Ltd. 2019/03/12 2019/05/08 00171 Silver Grant International Industries Ltd. Silver Grant International Holdings Group Ltd. 2019/05/24 2019/05/29 01282 China Goldjoy Group Ltd. Glory Sun Financial Group Ltd. 2019/05/02 2019/05/31 01360 Mega Expo Holdings Ltd. NOVA Group Holdings Ltd. 2019/05/15 2019/06/13 00737/80737 Hopewell Highway Infrastructure Ltd. Shenzhen Investment Holdings Bay Area Development Co. Ltd.2019/04/30 2019/06/19 01387 Renhe Commercial Holdings Co. Ltd. China Dili Group 2019/05/29 2019/06/19 02239 SMIT Holdings Ltd. # SMIT Holdings Ltd. 2019/05/16 2019/06/19 00863 Branding China Group Ltd. BC Technology Group Ltd. 2019/05/16 2019/06/21 01259 China Child Care Corporation Ltd. Future Development Holdings Ltd. 2019/05/02 2019/06/26 01160 Grand Investment International Ltd. Youth Champ Financial Group Holdings Ltd. 2019/05/21 2019/06/27 00464 Kenford Group Holdings Ltd. China Overseas Nuoxin International Holdings Ltd. 2019/05/31 2019/07/03 03709 Koradior Holdings Ltd. EEKA Fashion Holdings Ltd. 2019/06/26 2019/07/03 01983 Luzhou City Commercial Bank Co., Ltd. – H Shares Luzhou Bank Co., Ltd. – H Shares 2019/06/28 2019/07/04 00299 New Sports Group Ltd. Glory Sun Land Group Ltd. 2019/06/04 2019/07/04 01755 Xinchengyue Holdings Ltd. S-Enjoy Service Group Co., Ltd. 2019/05/21 2019/07/04 00672 Zhong An Real Estate Ltd. Zhong An Group Ltd. 2019/06/06 2019/07/08 02133 China Polymetallic Mining Ltd. Greenway Mining Group Ltd. 2019/06/05 2019/07/09 00141 Great China Holdings Ltd. Sky Chinafortune Holdings Group Ltd. 2019/06/28 2019/07/09 00751 Skyworth Digital Holdings Ltd. Skyworth Group Ltd. 2019/06/11 2019/07/11 01328 International Elite Ltd. Goldstream Investment Ltd. 2019/06/04 2019/07/12 00185 ZH International Holdings Ltd. Zensun Enterprises Ltd. 2019/07/08 2019/07/15 01626 Tourism International Holdings Ltd. Jia Yao Holdings Ltd. 2019/06/04 2019/07/16 01073 China Agrotech Holdings Ltd. Da Yu Financial Holdings Ltd. 2019/06/14 2019/07/17 02168 Kaisa Property Holdings Ltd. Kaisa Prosperity Holdings Ltd. 2019/06/24 2019/07/18 00033 Asia Investment Finance Group Ltd. China Cloud Copper Co. Ltd. 2019/06/20 2019/07/25 00613 Yugang International Ltd. Planetree International Development Ltd. 2019/06/13 2019/07/26 00994 Win Win Way Construction Holdings Ltd. CT Vision (International) Holdings Ltd. 2019/06/19 2019/08/05 00526 Lisi Group (Holdings) Ltd. China Automobile New Retail (Holdings) Ltd. 2019/07/02 2019/08/07 06133 Vital Mobile Holdings Ltd. Vital Innovations Holdings Ltd. 2019/07/10 2019/08/08 00090 Amber Energy Ltd. Puxing Clean Energy Ltd. 2019/07/11 2019/08/09 00687 Hong Kong Int’l Construction Inv Management Group Co., Ltd. Tysan Holdings Ltd. 2019/06/19 2019/08/15 02006 Shanghai Jin Jiang Int’l Hotels (Group) Co. Ltd. – H Shares Shanghai Jin Jiang Capital Co. Ltd. – H Shares 2019/07/15 2019/08/16 02322 Noble Century Investment Holdings Ltd. Hong Kong ChaoShang Group Ltd. 2019/07/22 2019/08/27 01327 Time2U International Holding Ltd. Luxxu Group Ltd. 2019/07/29 2019/09/04 01741 Shing Chi Holdings Ltd. Ri Ying Holdings Ltd. 2019/08/27 2019/09/18 01683 Royal China International Holdings Ltd. Hope Life International Holdings Ltd. 2019/08/26 2019/09/23 00789 Primeview Holdings Ltd. Artini Holdings Ltd. 2019/08/28 2019/09/27 00660 Wai Chun Mining Industry Group Co. Ltd. Wai Chun Bio-Technology Ltd. 2019/09/03 2019/10/04 01259 Future Development Holdings Ltd. * Prosperous Future Holdings Ltd. 2019/09/11 2019/10/15 00475 Zhong Fa Zhan Holdings Ltd. * Central Development Holdings Ltd. 2019/09/05 2019/10/16 02225 Kakiko Group Ltd. Jinhai International Group Holdings Ltd. 2019/09/19 2019/10/21 01194 Munsun Capital Group Ltd. Bay Area Gold Group Ltd. 2019/10/07 2019/10/29 00076 South Sea Petroleum Holdings Ltd. Elate Holdings Ltd. 2019/10/23 2019/11/01 01611 Pantronics Holdings Ltd. Huobi Technology Holdings Ltd. 2019/10/11 2019/11/18 01735 Wang Yang Holdings Ltd. Central Holding Group Co. Ltd. 2019/10/25 2019/11/19 01143 China Healthcare Enterprise Group Ltd. Link-Asia International Co. Ltd. 2019/10/30 2019/11/20 00357 Regal International Airport Group Co. Ltd. – H Shares Hainan Meilan International Airport Co. Ltd. – H Shares 2019/10/17 2019/11/20 01030 Future Land Development Holdings Ltd. * Seazen Group Ltd. 2019/10/31 2019/11/22 00106 Landsea Green Group Co., Ltd. Landsea Green Properties Co., Ltd. 2019/10/08 2019/11/26 00723 Sustainable Forest Holdings Ltd. Reliance Global Holdings Ltd. 2019/11/14 2019/12/10 00286 Common Splendor International Health Industry Group Ltd. Aidigong Maternal & Child Health Ltd. 2019/11/05 2019/12/12 06877 KVB Kunlun Financial Group Ltd. CLSA Premium Ltd. 2019/10/31 2019/12/13 01468 UKF (Holdings) Ltd. Kingkey Financial International (Holdings) Ltd. 2019/11/06 2019/12/13 00959 Amax International Holdings Ltd. Century Entertainment International Holdings Ltd. 2019/10/14 2019/12/16 00726 China Minsheng DIT Group Ltd. DIT Group Ltd. 2019/11/07 2019/12/17 01036 Vanke Property (Overseas) Ltd. Vanke Overseas Investment Holding Co. Ltd. 2019/11/01 2019/12/17 01561 Manfield Chemical Holdings Ltd. Pan Asia Data Holdings Inc. 2019/11/19 2019/12/20 00264 Ascent International Holdings Ltd. China International Development Corporation Ltd. 2019/11/26 2019/12/30
* Change of English name only # Change of Chinese name only
HKEX Fact Book 2019 60 MAIN BOARD Investment companies as at the end of 2019
Code Name Classification Incorporation Listing date 02324 Capital VC Ltd. Financials Cayman Islands 2003/10/27 01062 China Development Bank International Investment Ltd. Financials Cayman Islands 1994/05/10 00612 China Ding Yi Feng Holdings Ltd. Financials Cayman Islands 2002/01/02 00721 China Financial International Investments Ltd. Financials Bermuda 2001/06/08 LISTED COMPANIES 02312 China Financial Leasing Group Ltd. Financials Cayman Islands 2002/10/28 01217 China Innovation Investment Ltd. Financials Cayman Islands 2002/08/28 00810 China Internet Investment Finance Holdings Ltd. Financials Bermuda 2002/02/28 01226 China Investment and Finance Group Ltd. Financials Cayman Islands 2002/09/19 00204 China Investment Development Ltd. Financials Bermuda 2000/12/12 00133 China Merchants China Direct Investments Ltd. Financials Hong Kong 1993/07/22 00080 China New Economy Fund Ltd. Financials Cayman Islands 2011/01/06 00428 Cocoon Holdings Ltd. Financials Bermuda 1993/12/14 00339 Core Economy Investment Group Ltd. Financials Bermuda 2000/07/26 00356 DT Capital Ltd. Financials Cayman Islands 2002/06/07 00901 Eagle Ride Investment Holdings Ltd. Financials Cayman Islands 2002/02/28 00905 Global Mastermind Capital Ltd. Financials Bermuda 1998/07/17 01227 National Investments Fund Ltd. Financials Cayman Islands 2002/09/27 01140 OP Financial Ltd. Financials Cayman Islands 2003/03/20 00310 Prosperity Investment Holdings Ltd. Financials Bermuda 1992/12/21 00770 Shanghai International Shanghai Growth Investment Ltd. Financials Cayman Islands 1993/11/30 00666 SHK Hong Kong Industries Ltd. Financials Hong Kong 1990/12/21 00768 UBA Investments Ltd. Financials Cayman Islands 2000/01/18 00913 Unity Investments Holdings Ltd. Financials Cayman Islands 1999/10/27 01160 Youth Champ Financial Group Holdings Ltd. Financials Bermuda 2004/04/02
Secondary listing stocks as at the end of 2019
Primary list Code Name Classification Incorporation Listing date Exchange 00945 Manulife Financial Corporation Financials Canada 1999/09/27 Toronto 01878 SouthGobi Resources Ltd. Energy Canada 2010/01/29 Toronto 01021 Midas Holdings Ltd. Materials Singapore 2010/10/06 Singapore 06288 Fast Retailing Co., Ltd. – DR Consumer Discretionary Japan 2014/03/05 Tokyo 09988 Alibaba Group Holding Ltd. – SW Information Technology Cayman Islands 2019/11/26 New York
HKEX Fact Book 2019 61 MAIN BOARD Reorganisations/demergers Proposed date Code Company Particulars Completed/EGM date 03883 China Aoyuan Group Ltd. China Aoyuan proposed spin-off and separate listing of Aoyuan Healthy 2018/08/31 (China Aoyuan) Life Group Co. Ltd. (Aoyuan Healthy) by way of new issue and placing. 2019/03/18 Shareholders of China Aoyuan entitled to participate in the preferential offer 1 Aoyuan Healthy share for 85 China Aoyuan shares at a price of HK$3.66 per share. The shares of Aoyuan Healthy would be listed on the SEHK.
00896 Hanison Construction Holdings Ltd. Hanison proposed spin-off and separate listing of Million Hope Industries Holdings Ltd. 2018/09/19 LISTED COMPANIES (Hanison) (Million Hope) by way of introduction. Shareholders of Hanison entitled to receive 2019/03/19 distribution in specie of 2 Million Hope shares for 5 Hanison shares. The shares of Million Hope would be listed on the SEHK.
01093 CSPC Pharmaceutical Group Ltd. CSPC Pharma proposed spin-off and separate listing of CSPC Innovation Pharmaceutical 2017/12/21 (CSPC Pharma) Co., Ltd. (CSPC Innovation). The A shares of CSPC Innovation would be listed on 2019/03/22 the Shenzhen Stock Exchange.
01728 China ZhengTong Auto Services China ZhengTong proposed spin-off and separate listing of Shanghai Dongzheng 2018/11/21 Holdings Ltd. Automotive Finance Co., Ltd. (Shanghai Dongzheng) by way of new issue and placing. 2019/04/03 (China ZhengTong) Shareholders of China ZhengTong entitled to participate in the preferential offer of 1 Shanghai Dongzheng H share for 92 China ZhengTong shares at a price of HK$3.06 per H share. The H shares of Shanghai Dongzheng would be listed on the SEHK.
00257 China Everbright International Ltd. China Everbright Int’l proposed spin-off and separate listing of China Everbright 2018/08/03 (China Everbright Int’l) Water Ltd. (CE Water) by way of new issue and placing. The shares of CE Water 2019/05/08 would be listed on the SEHK.
00968 Xinyi Solar Holdings Ltd. Xinyi Solar proposed spin-off and separate listing of Xinyi Energy Holdings Ltd. 2019/03/15 (Xinyi Solar) (Xinyi Energy) by way of new issue and placing. Shareholders of Xinyi Solar entitled 2019/05/28 to participate in the preferential offer of 1 Xinyi Energy for 10 Xinyi Solar shares at a price of HK$1.94 per share. The shares of Xinyi Energy would be listed on the SEHK.
06837 Haitong Securities Co., Ltd. – H Shares Haitong Securities proposed spin-off and separate listing of Haitong UniTrust 2017/03/29 (Haitong Securities) International Leasing Co., Ltd. (Haitong UniTrust) by way of new issue and placing. 2019/06/03 Shareholders of Haitong Securities entitled to participate in the preferential offer of 1 Haitong UniTrust H share for 28 Haitong Securities H shares at a price of HK$1.88 per H share. The H shares of Haitong UniTrust would be listed on the SEHK.
06898 China Aluminum Cans Holdings Ltd. China Aluminum proposed spin-off and separate listing of Precious Dragon Technology 2018/09/28 (China Aluminum) Holdings Ltd. (Precious Dragon) by way of introduction. Shareholders of China Aluminum 2019/06/21 entitled to receive distribution in specie of 1 Precious Dragon share for 4 China Aluminum shares. The shares of Precious Dragon would be listed on the SEHK.
02039 China Int’l Marine Containers (Group) China Int’l Marine proposed spin-off and separate listing of CIMC Vehicles (Group) 2018/12/21 Co., Ltd. – H Shares Co., Ltd. (CIMC Vehicles) by way of new issue and placing. Shareholders of China Int’l 2019/07/11 (China Int’l Marine) Marine entitled to participate in the preferential offer 1 CIMC Vehicles H share for 103 China Int’l Marine H shares at a price of HK$6.38 per H share. The H shares of CIMC Vehicles would be listed on the SEHK.
06886 Huatai Securities Co., Ltd. – H Shares Huatai Securities proposed spin-off and separate listing of AssetMark Financial 2018/08/30 (Huatai Securities) Holdings, Inc. (AssetMark) by way of new issue and placing. The shares of AssetMark 2019/07/18 would be listed on the New York Stock Exchange.
06899 Ourgame International Holdings Ltd. Ourgame Int’l proposed spin-off of the entire Esports business and WPT Business 2019/06/19 (Ourgame Int’l) by way of transaction merger, thereby effectively resulting in the Merger 2019/08/09 Businesses becoming separately listed on the Nasdaq.
00647 Joyce Boutique Holdings Ltd. By a scheme of arrangement, Joyce Boutique Holdings became a wholly-owned 2019/07/22 (Joyce Boutique Holdings) subsidiary of Joyce Boutique Group Ltd. (Joyce Boutique Group). Shareholders 2019/08/27 received 1 Joyce Boutique Group share in exchange for 1 Joyce Boutique Holdings share. The listing of the shares of Joyce Boutique Holdings would be withdrawn and the shares of Joyce Boutique Group would be listed on the Stock Exchange by way of introduction.
00656 Fosun International Ltd. Fosun Int’l and Fosun Pharma proposed spin-off and separate listing of Shanghai 2018/09/27 (Fosun Int’l) Henlius Biotech, Inc. (Henlius) by way of new issue and placing. Shareholders of 2019/09/25 02196 Shanghai Fosun Pharmaceutical (Group) Fosun Int’l and Fosun Pharma entitled to participate in the preferential offer Co., Ltd. – H Shares 1 Henlius H share for 2,041 Fosun Int’l shares and 1 Henlius H share for 132 Fosun (Fosun Pharm) Pharma H shares at a price of HK$49.60 per H share. The H shares of Henlius would be listed on the SEHK.
02378 Prudential plc Prudential proposed demerger and separate listing of M&G plc (M&G). Shareholders 2019/09/25 (Prudential) of Prudential entitled to receive distribution in specie of 1 M&G share for 1 Prudential 2019/10/21 share (with share sale option). The shares of M&G would be listed on the London Stock Exchange.
03888 Kingsoft Corporation Ltd. Kingsoft proposed spin-off and separate listing of Beijing Kingsoft Office Software, 2017/05/08 (Kingsoft) Inc. (Beijing Office Software). The A shares of Beijing Office Software would be listed 2019/11/18 on the Shenzhen Stock Exchange.
01233 Times China Holdings Ltd. Times China proposed spin-off and separate listing of Times Neighborhood Holdings 2019/09/09 (Times China) Ltd. (Times Neighborhood) by way of new issue and placing. Shareholders of Times 2019/12/19 China entitled to participate in the preferential offer 1 Times Neighborhood share for 24 Times China shares at a price of HK$5.15 per share; distribution of 1 Times Neighborhood share for every 2.6 Times China shares. The shares of Times Neighborhood would be listed on the SEHK.
01238 Powerlong Real Estate Holdings Ltd. Powerlong Real Estate proposed spin-off and separate listing of Powerlong Commercial 2019/08/20 (Powerlong Real Estate) Management Holdings Ltd. (Powerlong CM) by way of new issue and placing. 2019/12/30 Shareholders of Powerlong Real Estate entitled to participate in the preferential offer 1 Powerlong CM share for 100 Powerlong Real Estate shares at a price of HK$9.50 per share. The shares of Powerlong CM would be listed on the SEHK.
HKEX Fact Book 2019 62 MAIN BOARD Privatisations by major shareholder Code Company Particulars Last trading date Delisted date
00368 Sinotrans Shipping Ltd. Cash offer HK$2.70 for each share 2018/12/14 2019/01/16 03355 Advanced Semiconductor Manufacturing Cash offer HK$1.50 for each H share 2019/01/17 2019/01/25 Corporation Ltd. – H Shs 00054 Hopewell Holdings Ltd. Cash offer HK$38.80 for each share 2019/04/17 2019/05/03 00566 Hanergy Thin Film Power Group Ltd. Stock replacement 1 China Common Rich Renewable 2015/05/20 2019/06/11 Energy Investments Ltd. share for 1 LISTED COMPANIES 01197 China Hengshi Foundation Co. Ltd. Cash offer HK$2.50 for each share 2019/06/25 2019/07/05 00735 China Power Clean Energy Cash offer HK$5.45 or 6 China Power New Energy Ltd. 2019/07/16 2019/08/21 Development Co. Ltd. shares for each share 01135 Asia Satellite Telecommunications Cash offer HK$10.22 for each share 2019/08/26 2019/09/05 Holdings Ltd. 00569 China Automation Group Ltd. Cash offer HK$1.50 for each share 2019/10/10 2019/10/29 00121 C.P. Lotus Corporation Cash offer HK$0.11 for each ordinary share or 2019/10/08 2019/10/29 convertible preference share 00903 TPV Technology Ltd. Cash offer HK$3.86 for each share 2019/11/04 2019/11/15
Change of domicile Code Former company New company Place of incorporation Effective date 01831 ShiFang Holding Ltd. ShiFang Holding Ltd. Bermuda 2019/03/19 00428 Cocoon Holdings Ltd. Cocoon Holdings Ltd. Bermuda 2019/04/02 01400 Moody Technology Holdings Ltd. Moody Technology Holdings Ltd. Bermuda 2019/05/24 00647 Joyce Boutique Holdings Ltd. Joyce Boutique Group Ltd. Hong Kong 2019/08/27
HKEX Fact Book 2019 63 MAIN BOARD Companies under suspension as at the end of 2019 Last closing price Date of Code Stock (HK$) (Date) suspension 00073 Asian Citrus Holdings Ltd. 0.600 (2016/09/28) 2016/09/29 02031 Ausupreme International Holdings Ltd. 0.430 (2019/10/11) 2019/10/14 00416 Bank of Jinzhou Co., Ltd. – H Shares 2.430 (2019/12/24) 2019/12/27
00364 Blockchain Group Co. Ltd. 0.091 (2018/11/19) 2018/11/19 LISTED COMPANIES 01190 Bolina Holding Co., Ltd. 0.088 (2018/09/14) 2018/09/17 01698 Boshiwa International Holding Ltd. 1.680 (2012/03/15) 2012/03/15 00933 Brightoil Petroleum (Holdings) Ltd. 1.500 (2017/09/29) 2017/10/03 00024 Burwill Holdings Ltd. 0.071 (2019/08/16) 2019/08/19 02662 Camsing International Holding Ltd. 1.160 (2019/07/18) 2019/07/19 02228 CECEP COSTIN New Materials Group Ltd. 0.600 (2016/08/15) 2016/08/15 01155 Centron Telecom International Holding Ltd. 0.290 (2018/03/29) 2018/04/03 00940 China Animal Healthcare Ltd. 5.200 (2015/03/27) 2015/03/30 00164 China Baoli Technologies Holdings Ltd. 0.099 (2019/06/28) 2019/07/02 01969 China Chunlai Education Group Co., Ltd. 1.540 (2019/11/29) 2019/12/02 00612 China Ding Yi Feng Holdings Ltd. 23.100 (2019/03/07) 2019/03/08 02121 China First Chemical Holdings Ltd. 0.790 (2018/08/30) 2018/08/31 00591 China High Precision Automation Group Ltd. 1.240 (2012/08/21) 2012/08/22 01886 China Huiyuan Juice Group Ltd. 2.020 (2018/03/29) 2018/04/03 00204 China Investment Development Ltd. 0.146 (2019/11/29) 2019/12/02 01863 China Longevity Group Co. Ltd. 1.370 (2013/02/14) 2013/02/14 00067 China Lumena New Materials Corp. 1.250 (2014/03/25) 2014/03/25 00155 China Solar Energy Holdings Ltd. 0.180 (2013/08/16) 2013/08/16 00648 China Wah Yan Healthcare Ltd. 0.380 (2017/11/24) 2017/11/27 01019 Convoy Global Holdings Ltd. 0.167 (2017/12/07) 2017/12/07 01363 CT Environmental Group Ltd. 0.340 (2019/03/29) 2019/04/01 01322 CW Group Holdings Ltd. 0.231 (2018/07/11) 2018/07/11 00521 CWT International Ltd. 0.132 (2019/04/10) 2019/04/10 01828 Dah Chong Hong Holdings Ltd. 3.680 (2019/12/24) 2019/12/27 03335 DBA Telecommunication (Asia) Holdings Ltd. 2.030 (2013/06/05) 2013/06/06 00705 Ding He Mining Holdings Ltd. 0.032 (2018/03/29) 2018/04/03 01998 Flyke International Holdings Ltd. 0.380 (2014/03/28) 2014/03/31 01353 Fujian Nuoqi Co., Ltd. – H Shares 1.000 (2014/07/23) 2014/07/23 00172 Goldbond Group Holdings Ltd. 0.080 (2019/06/27) 2019/06/28 02123 Golden Shield Holdings (Industrial) Ltd. 0.224 (2014/03/31) 2014/04/01 01462 Gold-Finance Holdings Ltd. 0.072 (2019/05/03) 2019/05/06 01318 Greens Holdings Ltd. 0.630 (2015/06/01) 2015/06/02 01659 Haitian Energy International Ltd. 0.135 (2019/02/22) 2019/02/25 01509 Harmonicare Medical Holdings Ltd. 2.040 (2019/03/29) 2019/04/01 02882 Hong Kong Resources Holdings Co. Ltd. 0.123 (2019/09/27) 2019/09/30 02200 Hosa International Ltd. 0.290 (2018/08/31) 2018/09/03 00587 Hua Han Health Industry Holdings Ltd. 0.530 (2016/09/26) 2016/09/27 01649 Inner Mongolia Energy Engineering Co., Ltd. – H Shares 1.190 (2019/03/15) 2019/03/18 01225 Lerado Financial Group Co. Ltd. 0.127 (2017/06/06) 2017/06/06 02898 Longrun Tea Group Co. Ltd. 0.380 (2017/06/14) 2017/06/15 00275 Master Glory Group Ltd. 0.260 (2019/06/28) 2019/07/02 01021 Midas Holdings Ltd. 3.000 (2018/02/07) 2018/02/08 00846 Mingfa Group (International) Co. Ltd. 1.890 (2016/03/31) 2016/04/01 00233 Mingyuan Medicare Development Co. Ltd. 0.230 (2015/03/31) 2015/04/01 00254 National United Resources Holdings Ltd. 0.142 (2016/07/29) 2016/08/01 00462 Natural Dairy (NZ) Holdings Ltd. 2.200 (2010/09/06) 2010/09/07 06108 New Ray Medicine International Holding Ltd. 0.425 (2017/10/04) 2017/10/06 02889 Nickel Resources International Holdings Co. Ltd. 0.244 (2015/03/31) 2015/04/01 00402 Peace Map Holding Ltd. 0.030 (2018/08/10) 2018/08/13 00246 Real Gold Mining Ltd. 8.860 (2011/05/26) 2011/05/27 02010 Real Nutriceutical Group Ltd. 0.200 (2018/07/03) 2018/07/04
HKEX Fact Book 2019 64 MAIN BOARD Companies under suspension as at the end of 2019 (continued) Last closing price Date of Code Stock (HK$) (Date) suspension 00723 Reliance Global Holdings Ltd. 0.024 (2018/10/09) 2018/10/10 00555 REXLot Holdings Ltd. 0.021 (2019/03/29) 2019/04/01 00198 SMI Holdings Group Ltd. 2.340 (2018/08/31) 2018/09/03
00967 Sound Global Ltd. 2.980 (2016/04/12) 2016/04/13 LISTED COMPANIES 00918 State Energy Group International Assets Holdings Ltd. 0.201 (2019/01/31) 2019/02/01 01228 Superb Summit International Group Ltd. 1.460 (2014/11/20) 2014/11/20 03823 Tech Pro Technology Development Ltd. 0.068 (2017/11/08) 2017/11/09 01219 Tenwow International Holdings Ltd. 0.380 (2018/08/10) 2018/08/13 01619 Tianhe Chemicals Group Ltd. 1.170 (2015/03/26) 2015/03/26 00850 Tou Rong Chang Fu Group Ltd. 0.118 (2018/06/29) 2018/07/03 03886 Town Health International Medical Group Ltd. 0.690 (2017/11/24) 2017/11/27 00307 Up Energy Development Group Ltd. 0.129 (2016/06/29) 2016/06/30 01139 Victory Group Ltd. 0.238 (2018/01/22) 2018/01/23 01315 Vision Fame International Holding Ltd. 0.165 (2018/11/30) 2018/12/03 00209 Winshine Science Co. Ltd. 0.021 (2019/03/29) 2019/04/01 01369 Wuzhou International Holdings Ltd. 0.040 (2018/08/31) 2018/09/03 02268 Youyuan International Holdings Ltd. 0.260 (2019/08/19) 2019/08/19 01220 Zhidao International (Holdings) Ltd. 0.082 (2019/07/10) 2019/07/11
HKEX Fact Book 2019 65 MAIN BOARD Takeovers and mergers Proposed date Code Company Offer closing date 01707 Geotech Holdings Ltd. 2018/12/20 Mandatory unconditional cash offer was made by Star Merit Global Ltd. at a price of HK$0.378 for each share 2019/01/10
02863 Golden Faith Group Holdings Ltd. 2018/12/28 Mandatory unconditional cash offer was made by Greatly Success Investment Trading Ltd. at a price 2019/01/18
of HK$0.5038 for each share LISTED COMPANIES
01626 Tourism International Holdings Ltd. 2019/01/25 (Name changed to Jia Yao Holdings Ltd.) 2019/02/15 Mandatory unconditional cash offer was made by Spearhead Leader Ltd. at a price of HK$1.65 for each share, HK$81,482 for every HK$100,000 face value of the convertible notes
00281 Rivera (Holdings) Ltd. 2019/01/11 Voluntary conditional cash offer was made by Step Famous Investment Ltd. at a price of HK$0.55 for each share 2019/02/25
01200 Midland Holdings Ltd. 2019/01/18 Voluntary conditional cash partial offer was made by Sunluck Services Ltd. to acquire 57,443,680 shares at 2019/03/08 a price of HK$2.00 for each share
01499 LEAP Holdings Group Ltd. 2019/03/20 Mandatory unconditional cash offer was made by OKC Holdings Corporation at a price of HK$0.1585 for each share 2019/04/10
00994 Win Win Way Construction Holdings Ltd. 2019/04/03 (Name changed to CT Vision (International) Holdings Ltd.) 2019/04/24 Mandatory unconditional cash offer was made by CT Vision Investment Ltd. at a price of HK$0.84 for each share
00613 Yugang International Ltd. 2019/03/28 (Name changed to Planetree International Development Ltd.) 2019/04/29 Mandatory conditional cash offer was made by Future Capital Group Ltd. at a price of HK$0.175 for each share
02700 Green International Holdings Ltd. 2019/04/10 Mandatory unconditional cash offer was made by Jumbo Faith International Ltd. at a price of HK$0.212 for 2019/05/02 each consolidated share, HK$0.001 for each adjusted share option, HK$0.1767 for every HK$1 face value of the Adjusted Qianhai 2016 convertible bonds, HK$0.3029 for every HK$1 face value of the Adjusted 3rd Ample Reach convertible bonds, HK$0.3118 for every HK$1 face value of the Adjusted HK Yinger convertible bonds, HK$0.3118 for every HK$1 face value of the Adjusted Zheyin Tianqin convertible bonds
00687 Hong Kong Int’l Construction Inv Management Group Co., Ltd. 2019/04/11 (Name changed to Tysan Holdings Ltd.) 2019/05/02 Mandatory unconditional cash offer was made by Times Holdings II Ltd. at a price of HK$3.00 for each share, HK$1.25 for each share option with exercise price of HK$1.75 per share, HK$1.10 for each share option with exercise price of HK$1.90 per share
00911 Qianhai Health Holdings Ltd. 2019/04/11 Mandatory conditional cash offer was made by Explorer Rosy Ltd. at a price of HK$0.25 for each share 2019/05/16
00299 New Sports Group Ltd. 2019/05/03 (Name changed to Glory Sun Land Group Ltd.) 2019/05/24 Mandatory unconditional securities exchange offer was made by Hong Kong Bao Xin Asset Management Ltd., an indirect wholly-owned subsidiary of China Goldjoy Group Ltd. at 1 new China Goldjoy Group Ltd. share for 1 share, with cash alternative offer HK$0.435 for each share
00264 Ascent International Holdings Ltd. 2019/05/28 (Name changed to China International Development Corporation Ltd.) 2019/06/18 Mandatory unconditional cash offer was made by Waterfront Holding Group Co., Ltd. at a price of HK$1.0975 for each share
02225 Kakiko Group Ltd. 2019/06/28 (Name changed to Jinhai International Group Holdings Ltd.) 2019/07/19 Mandatory unconditional cash offer was made by Full Fortune International Co., Ltd at a price of HK$0.4065 for each share
00632 Pearl Oriental Oil Ltd. 2019/07/15 Mandatory unconditional cash offer was made by Xin Hua Petroleum (Hong Kong) Ltd. at a price of HK$0.844 for 2019/08/05 each share (equivalent to HK$0.0422 in cash per share prior to share consolidation)
00063 China Graphene Group Ltd. 2019/07/12 Mandatory unconditional cash offer was made by Zhonghan International Holdings Group Ltd. at a price of HK$0.166 2019/08/09 for each share
00244 The Sincere Co. Ltd. 2019/08/05 Mandatory unconditional cash offer was made by Win Dynamic Ltd. at a price of HK$0.26 for each share, HK$0.001 2019/08/26 for each share option
01726 HKE Holdings Ltd. 2019/08/07 Mandatory unconditional cash offer was made by Eagle Fortitude Ltd. at a price of HK$0.48 for each share 2019/08/28
01198 Royale Furniture Holdings Ltd. 2019/08/08 Mandatory unconditional cash offer was made by Science City (HK) Invest Co. Ltd., Mr. Tse Kam Pang, 2019/08/29 Leading Star Global Ltd., Crisana International Inc. and Charming Future Holdings Ltd. at a price of HK$1.18 for each share
00726 China Minsheng DIT Group Ltd. 2019/08/12 (Name changed to DIT Group Ltd.) 2019/09/02 Mandatory unconditional cash offer was made by Joy Bright Investments Ltd. at a price of HK$0.1465 for each share
00834 China Kangda Food Co. Ltd. 2019/08/16 Mandatory unconditional cash offer was made by Zenith Hope Ltd. at a price of HK$0.80 for each share 2019/09/10
HKEX Fact Book 2019 66 MAIN BOARD Takeovers and mergers (continued) Proposed date Code Company Offer closing date 02011 China Apex Group Ltd. 2019/08/30 Mandatory unconditional cash offer was made by China Sun Corporation, Central Eagle Ltd. and Golden Diamond Inc. 2019/09/20 at a price of HK$1.677 for each share
01735 Wang Yang Holdings Ltd. 2019/09/13 (Name changed to Central Holding Group Co. Ltd.) 2019/10/04 Mandatory unconditional cash offer was made by Central Culture Resource Group Ltd. at a price of HK$2.1213 for each share LISTED COMPANIES
01396 Hydoo International Holding Ltd. 2019/09/20 Mandatory unconditional cash offer was made by China Guangdong – Hong Kong Greater Bay Area Holdings Ltd. 2019/10/11 at a price of HK$0.305 for each share
02880 Dalian Port (PDA) Co. Ltd. – H Shares 2019/10/05 Mandatory unconditional cash offer was made by Broadford Global Ltd. at a price of HK$1.0127 for each share 2019/10/28
00365 Sino ICT Holdings Ltd. 2019/10/14 Mandatory unconditional cash offer was made by UNIC Capital Management Co., Ltd. and Sino Xin Ding Ltd. 2019/11/04 at a price of HK$1.01 for each share
00323 Maanshan Iron & Steel Co. Ltd. – H Shares 2019/09/30 Mandatory unconditional cash offer was made by Baosteel Hong Kong Investment Co. Ltd. at a price of HK$2.97 2019/11/11 for each H share
02310 Forebase International Holdings Ltd. 2019/10/08 Mandatory unconditional cash offer was made by Great Match International Ltd. and Rich Vision Developments Ltd. 2019/11/19 at a price of HK$0.3194 for each share, HK$0.0001 for each share option
00091 International Standard Resources Holdings Ltd. 2019/11/12 Mandatory unconditional cash offer was made by Century Gold Millennium International Holdings Group Ltd. 2019/12/11 at a price of HK$0.102 for each share, HK$0.062 for each warrant option
01070 TCL Electronics Holdings Ltd. 2019/11/22 Mandatory unconditional cash offer was made by T.C.L Industries Holdings (H.K.) Ltd., a wholly-owned subsidiary 2019/12/13 of TCL Industries Holdings Co., Ltd. at a price of HK$3.23 for each share
01249 Tonly Electronics Holdings Ltd. 2019/11/22 Mandatory conditional cash offer was made by T.C.L. Industries Holdings (H.K.) Ltd, a wholly-owned subsidiary 2019/12/27 of TCL Industries Holdings Co., Ltd. at a price of HK$5.89 for each share, HK$1.84 for each option with exercise price of HK$4.05, HK$0.0001 for each option with exercise price of HK$7.84 and HK$9.60
HKEX Fact Book 2019 67 MAIN BOARD Share subdivisions and share consolidations New par value Effective Code Stock Particulars (HK$) date 00223 Elife Holdings Ltd. Consolidation 2 into 1 0.0200 2019/01/08 01094 China Public Procurement Ltd. Consolidation 10 into 1 0.1000 * 2019/02/21 01239 Teamway International Group Holdings Ltd. Consolidation 10 into 1 0.0100 2019/02/22 00803 Prosperity International Holdings (H.K.) Ltd. Consolidation 10 into 1 0.1000 2019/02/25 02700 Green International Holdings Ltd. Consolidation 4 into 1 0.0400 2019/03/04
01227 National Investments Fund Ltd. Consolidation 10 into 1 0.1000 2019/03/06 LISTED COMPANIES 00193 Capital Estate Ltd. Consolidation 20 into 1 n.a. 2019/03/13 00204 China Investment Development Ltd. Consolidation 10 into 1 0.0100 2019/03/21 00263 GT Group Holdings Ltd. Consolidation 10 into 1 n.a. 2019/03/29 00787 Global Brands Group Holding Ltd. Consolidation 10 into 1 0.1250 2019/04/09 01831 ShiFang Holding Ltd. Consolidation 4 into 1 0.0100 * 2019/04/10 00275 Master Glory Group Ltd. Consolidation 20 into 1 0.1000 * 2019/04/24 00875 China Finance Investment Holdings Ltd. Consolidation 20 into 1 0.0100 * 2019/04/25 01178 Huiyin Holdings Group Ltd. Consolidation 20 into 1 0.5000 2019/04/29 00724 Ruixin International Holdings Ltd. Consolidation 20 into 1 0.2000 2019/05/23 01387 China Dili Group Consolidation 10 into 1 0.1000 2019/05/27 (Formerly: Renhe Commercial Holdings Co. Ltd.) 01371 China LotSynergy Holdings Ltd. Consolidation 10 into 1 0.0250 2019/06/14 01400 Moody Technology Holdings Ltd. Consolidation 10 into 1 0.0100 * 2019/06/19 00539 Victory City International Holdings Ltd. Consolidation 10 into 1 0.1000 2019/06/24 01102 Enviro Energy International Holdings Ltd. Consolidation 20 into 1 0.0500 2019/07/02 00632 Pearl Oriental Oil Ltd. Consolidation 20 into 1 0.2000 2019/07/10 00033 China Cloud Copper Co. Ltd. Consolidation 10 into 1 0.0010 * 2019/07/24 (Formerly: Asia Investment Finance Group Ltd.) 01073 Da Yu Financial Holdings Ltd. Consolidation 10 into 1 0.1000 * 2019/07/25 (Formerly: China Agrotech Holdings Ltd.) 01332 China Touyun Tech Group Ltd. Consolidation 4 into 1 0.0400 2019/08/12 00351 Asia Energy Logistics Group Ltd. Consolidation 5 into 1 n.a. 2019/08/19 00975 Mongolian Mining Corporation Consolidation 10 into 1 USD 0.1000 2019/08/26 00712 Comtec Solar Systems Group Ltd. Consolidation 4 into 1 0.0040 2019/08/28 00729 FDG Electric Vehicles Ltd. Consolidation 20 into 1 0.2000 2019/09/05 02399 China Fordoo Holdings Ltd. Split 1 into 4 0.0030 2019/10/17 01660 Zhaobangji Properties Holdings Ltd. Split 1 into 5 0.0020 2019/10/17 01237 China Environmental Technology and Bioenergy Holdings Ltd. Consolidation 5 into 1 0.0500 2019/10/22 00651 China Ocean Industry Group Ltd. Consolidation 40 into 1 0.0400 * 2019/10/29 00471 CMMB Vision Holdings Ltd. Consolidation 20 into 1 0.2000 2019/11/12 00048 China Automotive Interior Decoration Holdings Ltd. Consolidation 5 into 1 0.5000 2019/12/27 * New par value after capital reorganisation
HKEX Fact Book 2019 68 MAIN BOARD Bonus issues/bonus warrants Code Stock Particulars Ex-date
01858 Beijing Chunlizhengda Medical Instruments Co., Ltd. – H Shs 1 for 1 2019/02/22 00347 Angang Steel Co. Ltd. – H Shares 3 for 10 2019/05/30 00012 Henderson Land Development Co. Ltd. 1 for 10 2019/05/30 00003 Hong Kong and China Gas Co. Ltd., The 1 for 10 2019/05/30 00096 Yusei Holdings Ltd. 1 for 5 2019/06/04 02039 China Int’l Marine Containers (Group) Co., Ltd. – H Shares 2 for 10 2019/06/05 02359 WuXi AppTec Co., Ltd. – H Shares 4 for 10 2019/06/17 LISTED COMPANIES 06122 Jilin Jiutai Rural Commercial Bank Corporation Ltd. – H Shs 5 for 100 2019/06/24 02488 Launch Tech Co. Ltd. – H Shares 2 for 10 2019/06/28 01513 Livzon Pharmaceutical Group Inc. – H Shares 3 for 10 2019/07/03 01787 Shandong Gold Mining Co., Ltd. – H Shares 4 for 10 2019/07/03 00091 International Standard Resources Holdings Ltd. 1 wt for 5 2019/09/23 00211 Styland Holdings Ltd. 1 wt for 5 2019/11/04
HKEX Fact Book 2019 69 MAIN BOARD Rights issues/open offers Funds Ex-date raised payment Code Stock Particulars (HK$mil) date
00206 CMIC Ocean En-Tech Holding Co., Ltd. Rts 1 for 1 @$0.45 662.92 2019/01/02 (Formerly: TSC Group Holdings Ltd.) 2019/01/25 00328 Alco Holdings Ltd. Rts 1 for 4 @$0.87 125.84 2019/01/16 2019/02/13
02286 Chen Xing Development Holdings Ltd. Rts 1 for 5 @$1.50 150.00 2019/01/29 LISTED COMPANIES 2019/02/27 00539 Victory City International Holdings Ltd. Rts 1 for 2 @$0.098 253.79 2019/03/07 2019/04/10 02309 Birmingham Sports Holdings Ltd. Rts 1 for 2 @$0.05 295.17 2019/03/18 2019/04/11 00812 Southwest Securities International Securities Ltd. Rts 1 for 2 @$0.131 159.90 2019/03/19 2019/04/12 01104 APAC Resources Ltd. Rts 1 for 2 @$1.10 446.93 2019/03/20 2019/04/15 02208 Xinjiang Goldwind Science & Technology Co., Ltd. – H Shares Rts 1.9 for 10 @$8.21 1,014.03 2019/03/26 2019/04/23 00803 Prosperity International Holdings (H.K.) Ltd. Rts 2 for 5 @$0.13 9.01 2019/04/15 2019/05/16 01097 i-CABLE Communications Ltd. Rts 3 for 4 @$0.10 92.86 2019/04/29 2019/05/24 01026 Universal Technologies Holdings Ltd. Rts 2 for 1 @$0.23 415.36 2019/05/02 2019/05/28 00990 Theme International Holdings Ltd. Rts 1 for 2 @$0.10 394.71 2019/05/09 2019/06/04 00244 Sincere Co. Ltd., The Open offer 3 for 5 @$0.26 102.72 2019/06/25 (except for the Sincere Co.) 2019/07/19 01073 Da Yu Financial Holdings Ltd. Preferential Offering 15.88 2019/06/24 (Formerly: China Agrotech Holdings Ltd.) 3 offer shs for 2 shs @$0.52 2019/07/19 (after consolidation 10 into 1) 00091 International Standard Resources Holdings Ltd. Rts 1 for 2 @$0.12 28.75 2019/08/01 2019/09/02 00428 Cocoon Holdings Ltd. Rts 2 for 1 @$0.28 67.15 2019/09/16 2019/10/11 01366 Jiangnan Group Ltd. Rts 1 for 2 @$0.28 571.04 2019/09/19 2019/10/15 01869 Li Bao Ge Group Ltd. Rts 1 for 4 @$0.238 47.60 2019/11/11 2019/12/09 Total 4,853.66
Notes: Figures may not add up to total due to rounding.
HKEX Fact Book 2019 70 MAIN BOARD Placings New shares Placing price Funds raised Allotment Code Company placed (HK$) (HK$mil) date
01176 Zhuguang Holdings Group Co. Ltd. 770,000,000 1.300 1,001.00 2019/01/02 00768 UBA Investments Ltd. 211,954,000 0.082 17.38 2019/01/04 00476 China Dynamics (Holdings) Ltd. 330,000,000 0.100 33.00 2019/01/08 00061 Green Leader Holdings Group Ltd. 1,462,200,000 0.040 58.49 2019/01/09 01087 InvesTech Holdings Ltd. 234,000,000 0.160 37.44 2019/01/11
00204 China Investment Development Ltd. 1,760,000,000 0.018 31.68 2019/01/17 LISTED COMPANIES 00471 CMMB Vision Holdings Ltd. 66,081,535 0.108 7.14 2019/01/21 06098 Country Garden Services Holdings Co. Ltd. 168,761,000 11.610 1,959.32 2019/01/24 01239 Teamway International Group Holdings Ltd. 550,000,000 0.020 11.00 2019/02/04 00265 Orient Victory Travel Group Co. Ltd. 156,460,000 0.145 22.69 2019/02/08 00218 Shenwan Hongyuan (H.K.) Ltd. 765,000,000 2.068 1,582.02 2019/02/18 00515 TC Orient Lighting Holdings Ltd. 453,039,495 0.100 45.30 2019/02/21 00339 Core Economy Investment Group Ltd. 27,800,000 0.400 11.12 2019/02/25 00872 TUS International Ltd. 671,425,871 0.608 408.50 2019/02/27 01060 Alibaba Pictures Group Ltd. 1,000,000,000 1.250 1,250.00 2019/03/05 01121 Baofeng Modern International Holdings Co. Ltd. 182,800,000 0.270 49.36 2019/03/08 00153 China Saite Group Co. Ltd. 260,000,000 0.500 130.00 2019/03/13 00080 China New Economy Fund Ltd. 220,000,000 0.100 22.00 2019/03/14 00968 Xinyi Solar Holdings Ltd. 380,000,000 3.470 1,318.60 2019/03/14 00371 Beijing Enterprises Water Group Ltd. 598,397,150 4.290 2,567.12 2019/03/18 03344 GTI Holdings Ltd. 177,208,000 0.180 31.90 2019/03/18 01656 ISDN Holdings Ltd. 26,987,295 1.160 31.31 2019/03/18 01003 Huanxi Media Group Ltd. 236,600,000 1.651 390.56 2019/03/19 00572 Future World Financial Holdings Ltd. 900,000,000 0.064 57.60 2019/03/21 00686 Panda Green Energy Group Ltd. 5,721,193,467 0.300 1,716.36 2019/03/21 01555 MIE Holdings Corporation 112,000,000 0.100 11.20 2019/03/25 00058 Sunway International Holdings Ltd. 124,800,000 0.136 16.97 2019/03/27 00633 China All Access (Holdings) Ltd. 30,182,000 0.480 14.49 2019/03/29 01096 Sino Energy International Holdings Group Ltd. 77,335,826 0.257 19.84 2019/03/29 01583 Qinqin Foodstuffs Group (Cayman) Co. Ltd. 104,400,000 2.200 229.68 2019/04/01 01421 Kingbo Strike Ltd. 204,680,000 0.183 37.46 2019/04/02 02700 Green International Holdings Ltd. 754,716,981 0.212 160.00 2019/04/03 02202 China Vanke Co., Ltd. – H Shares 262,991,000 29.680 7,805.57 2019/04/04 00697 Shougang Concord International Enterprises Co. Ltd. 3,384,043,134 0.250 846.01 2019/04/09 00123 Yuexiu Property Co. Ltd. 3,080,973,807 2.000 6,161.95 2019/04/10 00729 FDG Electric Vehicles Ltd. 833,330,000 0.048 40.00 2019/04/11 02327 Meilleure Health International Industry Group Ltd. 360,000,000 0.910 327.60 2019/04/11 03301 Ronshine China Holdings Ltd. 108,000,000 10.950 1,182.60 2019/04/11 01368 Xtep International Holdings Ltd. 247,078,000 5.560 1,373.75 2019/04/11 00039 China Beidahuang Industry Group Holdings Ltd. 624,867,599 0.185 115.60 2019/04/12 00547 Digital Domain Holdings Ltd. 5,323,600,000 0.104 553.65 2019/04/12 01227 National Investments Fund Ltd. 482,220,000 0.180 86.80 2019/04/16 02001 China New Higher Education Group Ltd. 110,000,000 3.570 392.70 2019/04/17 02611 Guotai Junan Securities Co., Ltd. – H Shares 194,000,000 16.340 3,169.96 2019/04/17 01483 U Banquet Group Holding Ltd. 30,000,000 1.700 51.00 2019/04/24 01908 C&D International Investment Group Ltd. 55,000,000 9.000 495.00 2019/04/26 01323 Newtree Group Holdings Ltd. 84,500,000 0.530 44.79 2019/04/29 01233 Times China Holdings Ltd. 108,000,000 14.540 1,570.32 2019/04/29 00512 China Grand Pharmaceutical and Healthcare Holdings Ltd. 20,523,198 5.000 102.62 2019/05/03 00476 China Dynamics (Holdings) Ltd. 670,000,000 0.110 73.70 2019/05/06 01089 Leyou Technologies Holdings Ltd. 30,500,000 2.350 71.68 2019/05/14 03395 Persta Resources Inc. 23,600,000 1.500 35.40 2019/05/14 00810 China Internet Investment Finance Holdings Ltd. 130,800,000 0.155 20.27 2019/05/15 00860 WE Solutions Ltd. 400,000,000 0.510 204.00 2019/05/15 01572 China Art Financial Holdings Ltd. 78,000,000 1.300 101.40 2019/05/16 01690 Lap Kei Engineering (Holdings) Ltd. 50,000,000 0.155 7.75 2019/05/20 00932 Shunten International (Holdings) Ltd. 23,391,813 0.428 10.00 2019/05/20 01555 MIE Holdings Corporation 160,000,000 0.100 16.00 2019/05/22 00863 BC Technology Group Ltd. 21,891,860 5.000 109.46 2019/06/04 00633 China All Access (Holdings) Ltd. 78,000,000 0.480 37.44 2019/06/06 00863 BC Technology Group Ltd. 200,000 5.000 1.00 2019/06/11 01096 Sino Energy International Holdings Group Ltd. 243,000,000 0.200 48.60 2019/06/13 01580 Da Sen Holdings Group Ltd. 78,000,000 0.410 31.98 2019/06/17 01707 Geotech Holdings Ltd. 280,000,000 0.320 89.60 2019/06/17 03800 GCL-Poly Energy Holdings Ltd. 1,511,000,000 0.450 679.95 2019/06/18 02882 Hong Kong Resources Holdings Co. Ltd. 210,000,000 0.120 25.20 2019/06/18 00265 Orient Victory Travel Group Co. Ltd. 15,690,000 0.129 2.02 2019/06/19 01026 Universal Technologies Holdings Ltd. 1,586,400,000 0.230 364.87 2019/06/19 04618 Guangzhou Rural Comm USD 5.90% Non-Cum Perp Offshore Pref Sh 71,500,000 156.000 11,154.00 2019/06/21 00299 Glory Sun Land Group Ltd. 379,000,000 0.450 170.55 2019/06/24 02020 ANTA Sports Products Ltd. 15,842,000 49.110 778.00 2019/06/28 01559 Kwan On Holdings Ltd. 220,000,000 0.485 106.70 2019/07/02 01555 MIE Holdings Corporation 58,823,530 0.170 10.00 2019/07/04 00863 BC Technology Group Ltd. 784,500 5.000 3.92 2019/07/05 00632 Pearl Oriental Oil Ltd. 9,000,000,000 0.020 180.00 2019/07/08 00241 Alibaba Health Information Technology Ltd. 302,976,000 7.500 2,272.32 2019/07/12 01259 Prosperous Future Holdings Ltd. 220,000,000 0.136 29.92 2019/07/15 00860 WE Solutions Ltd. 382,352,000 0.510 195.00 2019/07/15 00712 Comtec Solar Systems Group Ltd. 145,454,546 0.055 8.00 2019/07/17 01561 Manfield Chemical Holdings Ltd. 45,614,035 2.850 130.00 2019/07/17 (Name changed to Pan Asia Data Holdings Inc.) 00033 China Cloud Copper Co. Ltd. 50,800,000 0.100 5.08 2019/07/22 00979 Green Energy Group Ltd. 189,380,000 0.120 22.73 2019/07/24 01073 Da Yu Financial Holdings Ltd. 1,008,622,200 0.520 524.48 2019/07/25 00547 Digital Domain Holdings Ltd. 2,000,000,000 0.104 208.00 2019/07/25 01094 China Public Procurement Ltd. 34,897,000 0.337 11.76 2019/07/26 01609 Chong Kin Group Holdings Ltd. 60,000,000 3.500 210.00 2019/07/26
HKEX Fact Book 2019 71 MAIN BOARD Placings (continued) New shares Placing price Funds raised Allotment Code Company placed (HK$) (HK$mil) date 01778 Colour Life Services Group Co., Ltd. 71,149,000 5.220 371.40 2019/07/29 02371 China Chuanglian Education Financial Group Ltd. 993,700,000 0.040 39.75 2019/07/30 06158 Zhenro Properties Group Ltd. 244,756,000 4.950 1,211.54 2019/07/30 01198 Royale Furniture Holdings Ltd. 433,093,554 1.020 441.76 2019/08/02 00279 Freeman FinTech Corporation Ltd. 300,000,000 0.145 43.50 2019/08/05 00817 China Jinmao Holdings Group Ltd. 169,494,061 4.811 815.37 2019/08/06 00690 Uni-Bio Science Group Ltd. 215,800,000 0.139 30.00 2019/08/06 LISTED COMPANIES 02013 Weimob Inc. 255,000,000 4.600 1,173.00 2019/08/06 00021 Great China Properties Holdings Ltd. 662,535,000 0.122 80.83 2019/08/12 00153 China Saite Group Co. Ltd. 430,000,000 0.380 163.40 2019/08/15 00185 Zensun Enterprises Ltd. 4,117,879,979 0.380 1,564.79 2019/08/15 00673 China Health Group Ltd. 46,000,000 0.100 4.60 2019/08/19 00712 Comtec Solar Systems Group Ltd. 270,000,000 0.055 14.85 2019/08/19 00102 Summit Ascent Holdings Ltd. 300,000,000 1.010 303.00 2019/08/19 01201 Tesson Holdings Ltd. 10,170,000 0.500 5.09 2019/08/19 00809 Global Bio-chem Technology Group Co. Ltd. 1,279,799,672 0.100 127.98 2019/08/20 02728 Yuhua Energy Holdings Ltd. 540,000,000 0.125 67.50 2019/08/21 01778 Colour Life Services Group Co., Ltd. 22,956,000 5.220 119.83 2019/08/28 00620 DTXS Silk Road Investment Holdings Co. Ltd. 111,187,538 5.387 599.00 2019/08/28 00670 China Eastern Airlines Corporation Ltd. – H Shares 517,677,777 4.290 2,220.84 2019/08/29 01815 CSMall Group Ltd. 100,000,000 1.500 150.00 2019/08/30 00401 Wanjia Group Holdings Ltd. 155,617,260 0.054 8.40 2019/09/12 00729 FDG Electric Vehicles Ltd. 204,316,184 0.540 110.33 2019/09/13 00286 Common Splendor International Health Industry Group Ltd. 734,660,000 0.400 293.86 2019/09/17 (Name changed to Aidigong Maternal & Child Health Ltd.) 01117 China Modern Dairy Holdings Ltd. 276,228,409 1.354 373.88 2019/09/20 02113 Century Group International Holdings Ltd. 37,000,000 0.222 8.21 2019/09/27 01159 Starlight Culture Entertainment Group Ltd. 78,000,000 2.500 195.00 2019/09/30 02623 Add New Energy Investment Holdings Group Ltd. 447,220,000 0.090 40.25 2019/10/02 01962 Evergreen Products Group Ltd. 33,180,000 1.550 51.43 2019/10/03 01801 Innovent Biologics, Inc. – B 97,000,000 24.600 2,386.20 2019/10/18 01239 Teamway International Group Holdings Ltd. 226,400,000 0.064 14.49 2019/10/18 00471 CMMB Vision Holdings Ltd. 630,266,440 0.035 22.06 2019/10/21 01238 Powerlong Real Estate Holdings Ltd. 146,600,000 5.400 791.64 2019/10/23 03908 China International Capital Corporation Ltd. – H Shares 176,000,000 14.400 2,534.40 2019/10/24 01679 Risecomm Group Holdings Ltd. 147,500,000 0.400 59.00 2019/10/31 00245 China Minsheng Financial Holding Corporation Ltd. 5,785,740,000 0.085 491.79 2019/11/01 01109 China Resources Land Ltd. 200,000,000 33.650 6,730.00 2019/11/01 01468 Kingkey Financial International (Holdings) Ltd. 234,140,000 0.205 48.00 2019/11/07 02269 WuXi Biologics (Cayman) Inc. 46,500,000 85.000 3,952.50 2019/11/08 00633 China All Access (Holdings) Ltd. 30,000,000 0.280 8.40 2019/11/11 01323 Newtree Group Holdings Ltd. 152,800,000 0.460 70.29 2019/11/11 00729 FDG Electric Vehicles Ltd. 280,000,000 0.220 61.60 2019/11/13 01962 Evergreen Products Group Ltd. 12,902,000 1.550 20.00 2019/11/15 02728 Yuhua Energy Holdings Ltd. 78,000,000 0.122 9.52 2019/11/22 00750 China Singyes Solar Technologies Holdings Ltd. 1,687,008,585 0.920 1,552.05 2019/11/28 02066 Shengjing Bank Co., Ltd. – H Shares 800,000,000 6.818 5,454.55 2019/11/28 03836 China Harmony New Energy Auto Holding Ltd. 52,000,000 3.000 156.00 2019/12/02 01993 Asiaray Media Group Ltd. 35,675,676 4.100 146.27 2019/12/04 00274 China Billion Resources Ltd. 2,100,000,000 0.018 37.80 2019/12/04 00697 Shougang Concord International Enterprises Co. Ltd. 1,500,000,000 0.300 450.00 2019/12/11 00922 Anxian Yuan China Holdings Ltd. 148,000,000 0.150 22.20 2019/12/17 01282 Glory Sun Financial Group Ltd. 2,400,000,000 0.250 600.00 2019/12/17 03990 Midea Real Estate Holding Ltd. 40,000,000 19.100 764.00 2019/12/18 00810 China Internet Investment Finance Holdings Ltd. 156,900,000 0.105 16.47 2019/12/19 02369 Coolpad Group Ltd. 800,000,000 0.215 172.00 2019/12/19 02322 Hong Kong ChaoShang Group Ltd. 440,000,000 0.500 220.00 2019/12/27 02777 Guangzhou R&F Properties Co., Ltd. – H Shares 273,000,000 13.680 3,734.64 2019/12/30 01478 Q Technology (Group) Co. Ltd. 15,000,000 13.680 205.20 2019/12/30 01142 Siberian Mining Group Co. Ltd. 241,695,104 0.200 48.34 2019/12/30 00286 Aidigong Maternal & Child Health Ltd. 100,000,000 0.500 50.00 2019/12/31 Total 97,009.98
HKEX Fact Book 2019 72 MAIN BOARD Funds raised by classification, 2015-2019 HK$bil Type Listing method 2015 2016 2017 2018 2019 Equities Offerfor subscription 32.24 12.17 19.08 23.52 35.38 Offer for sale 15.81 8.69 6.15 15.53 10.90 Offerfor placing 212.30 169.87 97.37 243.89 267.00
Placing 428.50 147.10 335.32 137.66 97.01
Rights issue 99.17 45.86 50.18 30.77 4.74 LISTED COMPANIES Open offer 17.34 7.90 6.30 1.42 0.12 Consideration issue 264.76 71.20 36.02 65.82 19.95 Warrants exercised 9.80 1.27 1.93 1.04 0.01 Share option scheme 13.63 7.10 15.06 13.55 14.87
Equities funds raised 1,093.55 471.17 567.40 533.22 449.97
Debt securities 750.76 774.61 1,190.67 1,053.83 1,401.91 Unit trusts/Mutual funds – – – – 2.57 Derivative warrants – premium 182.37 105.84 156.96 252.96 161.19 Inline warrants – premium – – – – 11.40 Equity warrants – premium – – – – – Equity linked instruments – premium – – – – – Callable bull/bear contracts – premium 483.53 363.74 433.47 856.40 878.48
Equity funds raised, 1986-2019
HK$bil 1,200
1,100 1,094
1,000
929 900 845 800
700
638 600 571 567 533 516 500 483 471 451 450 418
400 370
299 300 300 277 248
209 200 148 105 101 100 90 100 52 59 48 39 39 38 15 19 20 21 0
1986 1987 1988 1989 1990 1991 1992 1993 1994 1995 1996 199719981999 2000 20012002 200320042005 2006 2007 2008 2009 2010 2011 2012 2013 2014 20152016 2017 2018 2019
HKEX Fact Book 2019 73 MAIN BOARD Funds raised by Mainland enterprises H shares, 2015-2019 HK$bil Type Listing method 2015 2016 2017 2018 2019 Equities Offerfor subscription 23.67 6.39 4.93 6.91 9.33 Offer for sale 4.28 3.39 2.50 – – Offer for placing 181.42 121.03 54.03 101.97 41.05
Placing 103.59 19.80 39.51 41.78 24.92 Rights issue 0.24 – – 0.20 1.01 Open offer – – – – – LISTED COMPANIES Consideration issue 17.18 – – 5.68 – Warrants exercised – – – – – Share option scheme – – – – –
Equities funds raised 330.39 150.60 100.97 156.54 76.32
Funds raised by Red Chip stocks, 2015-2019 HK$bil Type Listing method 2015 2016 2017 2018 2019 Equities Offerfor subscription 1.38 2.10 – 0.05 0.48 Offerfor sale – 4.37 – – – Offer for placing 2.27 19.29 – 0.11 2.97
Placing 107.21 10.70 96.19 22.90 20.15 Rights issue 15.62 13.48 21.69 20.38 0.82 Open offer 0.32 – 3.35 – – Consideration issue 14.45 31.97 3.24 5.24 0.17 Warrants exercised 0.87 – 0.00 – – Share option scheme 2.67 0.66 1.11 1.07 1.00
Equities funds raised 144.79 82.57 125.58 49.75 25.58
HKEX Fact Book 2019 74 MAIN BOARD Newly listed equity warrants, 2019 Initial issued Subscription price amount Listing Code Warrant per unit (HK$) Subscription period (HK$) date 01807 International Standard Resources Holdings Ltd. Warrants 2020 0.040 2019/10/16 – 2020/10/15 5,750,215 2019/10/17 01435 Styland Holdings Ltd. Warrants 2020 0.010 2019/11/18 – 2020/11/17 11,760,964 2019/11/19 EQUITY WARRANTS List of expired equity warrants, 2019
Last Delisted Code Warrant trading date date
01537 Symphony Holdings Ltd. Warrants 2019 2019/07/02 2019/07/08 01595 Styland Holdings Ltd. Warrants 2019 2019/10/31 2019/11/06
HKEX Fact Book 2019 75 MAIN BOARD Market value and trading for equity warrants, 2015-2019
Market value * Turnover value (%) of Year/Month Number * (HK$mil) (HK$mil) market total
2015 12 1,836.69 3,936.11 0.02 2016 8 847.55 311.39 0.00 2017 7 236.46 196.28 0.00
2018 2 71.12 21.83 0.00 EQUITY WARRANTS 2019 2 55.92 8.81 0.00
2019 Jan 2 66.11 0.17 0.00 Feb 2 60.07 0.19 0.00 Mar 2 43.87 0.56 0.00 Apr 2 71.44 0.77 0.00 May 2 69.68 1.28 0.00 Jun 2 46.47 0.16 0.00 Jul 1 26.21 0.15 0.00 Aug 1 21.27 0.31 0.00 Sep 1 17.92 0.36 0.00 Oct 2 52.57 2.48 0.00 Nov 2 51.97 1.61 0.00 Dec 2 55.92 0.76 0.00
* Month-end or year-end figures.
HKEX Fact Book 2019 76 MAIN BOARD Number of newly listed derivative warrants by underlying assets, 2019 Underlying Type Code Underlying Jan Feb Mar Apr May Jun Jul Aug Sep Oct Nov Dec Total Index Hang Seng China Enterprises Index 2 4 8 5 3 9 0 12 4 2 1 2 52 Hang Seng Index 64 67 52 37 51 42 23 77 35 26 33 58 565 Nikkei 225 Stock Average Index 5 0 0 1 0 5 0 5 0 5 0 0 21 DERIVATIVE WARRANTS
Stock 01530 3SBIO 0 0 0 0 0 1 0 0 0 0 0 0 1 02018 AAC TECH 17 7 11 7 20 2 2 10 10 9 12 32 139 01288 ABC 8 4 5 6 6 3 0 6 1 4 2 0 45 03383 AGILE GROUP 0 0 3 1 0 1 0 1 0 0 0 0 6 01299 AIA 34 31 14 17 34 22 27 40 13 13 19 26 290 00753 AIR CHINA 0 0 4 3 1 0 0 0 1 0 3 0 12 00241 ALI HEALTH 0 0 0 1 1 0 0 0 0 1 0 0 3 01060 ALI PICTURES 0 0 0 0 0 0 0 0 0 0 1 0 1 03319 A-LIVING 0 2 0 0 0 0 0 1 0 3 3 0 9 00347 ANGANG STEEL 2 0 3 1 1 1 0 2 0 1 2 0 13 02020 ANTA SPORTS 2 3 5 0 0 0 1 1 1 2 3 0 18 00522 ASM PACIFIC 2 1 0 0 0 0 0 2 0 0 1 0 6 02357 AVICHINA 0 1 1 0 0 0 1 0 0 2 0 1 6 – ALIBABA GROUP – – – – – 2 0 0 0 0 0 0 2 09988 BABA-SW – – – – – – – – – – 24 41 65 01958 BAIC MOTOR 1 2 1 3 0 0 0 0 0 0 0 0 7 00874 BAIYUNSHAN PH 2 0 0 3 0 0 0 1 1 1 1 1 10 03988 BANK OF CHINA 6 7 17 7 8 7 3 8 0 6 3 2 74 00023 BANK OF E ASIA 0 0 0 0 0 1 0 1 0 1 0 0 3 03328 BANKCOMM 8 7 3 1 3 2 3 1 0 3 0 0 31 02009 BBMG 2 2 0 0 1 1 1 1 0 0 1 0 9 00694 BEIJING AIRPORT 1 0 0 0 1 0 0 0 0 1 0 0 3 00371 BJ ENT WATER 1 0 1 0 1 0 0 0 0 0 0 0 3 02388 BOC HONG KONG 10 7 7 4 0 4 3 13 2 3 3 4 60 03998 BOSIDENG 0 0 0 0 0 0 0 0 0 0 2 1 3 01114 BRILLIANCE CHI 3 0 0 2 1 0 0 0 2 1 0 1 10 01876 BUD APAC – – – – – – – – 17 27 7 3 54 01211 BYD COMPANY 24 4 7 19 8 3 8 10 8 3 2 8 104 00285 BYD ELECTRONIC 2 0 1 3 2 1 0 2 3 0 3 2 19 03188 CAM CSI300 5 4 16 6 2 1 5 1 6 1 2 5 54 00293 CATHAY PAC AIR 2 2 2 3 1 1 1 7 0 0 0 0 19 00939 CCB 15 15 24 20 24 7 7 14 6 15 5 10 162 06098 CG SERVICES 0 0 2 1 0 2 1 1 1 1 1 1 11 01816 CGN POWER 3 3 0 1 0 0 0 1 0 2 1 0 11 06881 CGS 3 7 8 1 0 4 2 0 0 3 0 0 28 02600 CHALCO 5 0 7 3 1 0 0 3 1 0 0 1 21 00606 CHINA AGRI 0 0 0 0 1 0 0 0 0 0 0 0 1 03883 CHINA AOYUAN 0 0 0 0 0 0 1 0 2 0 0 1 4 01359 CHINA CINDA 3 1 5 1 1 0 0 0 0 1 1 0 13 01898 CHINA COAL 1 0 3 0 0 0 2 0 1 0 0 1 8 01800 CHINA COMM CONS 3 1 2 3 4 0 0 4 4 0 1 3 25 03969 CHINA CRSC 0 0 0 0 0 1 4 0 0 0 0 0 5 00670 CHINA EAST AIR 2 0 3 3 0 0 0 0 1 1 0 2 12 00257 CHINA EB INT’L 2 0 1 0 0 0 0 0 0 0 0 0 3 00165 CHINA EB LTD 0 0 3 1 1 0 1 0 1 0 2 0 9 00839 CHINA EDU GROUP 0 1 0 0 0 0 0 0 0 0 0 0 1 00384 CHINA GAS HOLD 1 1 2 3 1 0 1 2 0 0 0 1 12 02799 CHINA HUARONG 2 2 2 0 0 0 1 0 0 0 0 0 7 02628 CHINA LIFE 15 18 44 6 16 5 8 12 5 7 12 19 167 00772 CHINA LIT 1 0 4 2 0 2 3 2 0 5 1 2 22 00916 CHINA LONGYUAN 1 0 0 0 0 0 0 0 0 2 0 0 3 00144 CHINA MER PORT 0 2 0 0 0 0 0 1 0 0 2 0 5 00941 CHINA MOBILE 27 6 26 22 18 19 5 16 3 7 14 23 186 02883 CHINA OILFIELD 0 1 0 0 0 0 0 1 2 0 0 1 5 00688 CHINA OVERSEAS 4 5 6 2 1 3 0 2 1 0 0 5 29 01186 CHINA RAIL CONS 3 1 1 3 2 0 0 0 0 0 1 0 11 00390 CHINA RAILWAY 1 0 3 3 3 2 1 3 1 2 1 0 20 01508 CHINA RE 0 0 1 0 0 0 0 0 1 0 0 0 2 00291 CHINA RES BEER 3 0 4 1 1 0 2 0 3 0 1 0 15 01193 CHINA RES GAS 0 0 0 0 0 0 1 0 0 0 0 0 1 01109 CHINA RES LAND 8 1 5 1 0 1 1 0 2 3 0 1 23 00836 CHINA RES POWER 1 0 0 1 1 0 1 0 1 0 0 0 5 01088 CHINA SHENHUA 4 0 1 3 3 1 0 2 1 2 0 3 20 01055 CHINA SOUTH AIR 2 3 2 3 1 2 0 1 0 0 0 0 14 03311 CHINA STATE CON 1 0 2 1 0 0 0 1 0 2 0 0 7 00966 CHINA TAIPING 4 1 2 2 3 1 0 1 1 1 0 1 17 00728 CHINA TELECOM 5 2 1 3 2 2 1 3 2 2 4 2 29 00788 CHINA TOWER 22 31 8 29 21 8 15 14 7 18 2 7 182 00762 CHINA UNICOM 10 2 10 0 6 5 3 5 1 2 1 7 52 02202 CHINA VANKE 1 3 1 1 0 1 0 1 1 1 0 0 10 00552 CHINACOMSERVICE 2 3 0 0 0 0 1 1 0 0 1 1 9 01313 CHINARES CEMENT 2 0 3 1 1 1 0 1 1 0 2 0 12 00354 CHINASOFT INT’L 0 1 2 0 1 0 0 1 0 0 1 0 6 01929 CHOW TAI FOOK 0 0 0 1 0 0 0 0 0 0 0 0 1 03908 CICC 0 3 3 0 1 1 1 1 1 0 0 3 14 00267 CITIC 1 0 3 0 0 0 0 0 1 0 1 1 7 00998 CITIC BANK 6 5 5 2 4 2 0 3 0 0 1 2 30 06030 CITIC SEC 6 11 23 1 4 5 3 6 3 1 6 5 74 01113 CK ASSET 17 3 3 2 4 3 2 9 1 6 0 7 57
HKEX Fact Book 2019 77 MAIN BOARD Number of newly listed derivative warrants by underlying assets, 2019 (continued) Underlying Type Code Underlying Jan Feb Mar Apr May Jun Jul Aug Sep Oct Nov Dec Total
00001 CKH HOLDINGS 8 3 5 8 3 7 2 9 3 1 1 2 52 01038 CKI HOLDINGS 3 0 0 0 0 1 0 1 1 1 0 2 9 00002 CLP HOLDINGS 0 2 1 1 1 1 1 1 1 0 0 0 9 03968 CM BANK 9 6 12 9 1 4 8 6 4 3 4 6 72 03993 CMOC 1 2 3 1 5 1 1 2 1 1 3 2 23
00867 CMS 0 0 0 0 0 0 1 1 1 1 1 1 6 DERIVATIVE WARRANTS 03323 CNBM 3 2 6 9 0 0 1 4 3 1 0 3 32 00883 CNOOC 8 4 4 3 3 3 2 10 7 3 2 11 60 00914 CONCH CEMENT 8 4 3 9 0 1 1 5 0 1 3 2 37 00586 CONCH VENTURE 0 0 1 0 0 0 0 0 0 0 0 0 1 01919 COSCO SHIP HOLD 0 1 2 1 1 0 1 0 0 0 1 0 7 02007 COUNTRY GARDEN 5 8 9 9 3 4 3 1 2 3 3 4 54 02601 CPIC 5 3 4 9 0 5 3 2 0 4 1 3 39 01766 CRRC 4 0 4 1 3 1 2 1 1 1 0 0 18 03898 CRRC TIMES ELEC 0 0 3 0 2 1 1 0 4 0 0 2 13 02822 CSOP A50 ETF 10 7 34 10 5 2 5 7 8 4 1 11 104 01093 CSPC PHARMA 16 4 12 7 1 8 7 3 14 11 23 8 114 00489 DONGFENG GROUP 1 2 2 0 3 1 2 0 2 0 0 0 13 03333 EVERGRANDE 7 6 8 2 3 7 5 10 1 1 2 5 57 00778 FORTUNE REIT 0 0 0 0 0 0 1 0 0 0 0 1 2 00656 FOSUN INTL 3 1 3 2 0 2 1 2 3 0 1 0 18 02196 FOSUN PHARMA 0 0 0 0 1 1 0 0 1 0 0 0 3 03606 FUYAO GLASS 0 0 0 0 0 0 1 0 0 0 0 0 1 02238 GAC GROUP 3 2 3 1 1 4 0 0 1 1 2 2 20 00027 GALAXY ENT 20 13 8 21 22 9 14 10 8 12 7 19 163 03800 GCL-POLY ENERGY 1 0 1 0 0 0 0 0 0 0 0 0 2 00175 GEELY AUTO 43 14 22 33 16 5 18 7 12 10 12 6 198 01548 GENSCRIPT BIO 3 4 0 5 0 1 0 2 1 1 1 3 21 01776 GF SEC 0 0 2 0 1 2 0 0 1 2 0 2 10 02208 GOLDWIND 0 2 0 0 0 0 0 0 0 0 0 0 2 02333 GREATWALL MOTOR 10 7 1 8 2 2 2 3 0 1 1 3 40 00270 GUANGDONG INV 1 0 0 0 0 0 1 0 0 0 1 0 3 06862 HAIDILAO 0 6 0 4 0 0 2 0 3 1 4 2 22 01169 HAIER ELEC 2 1 1 0 1 1 0 0 1 0 0 0 7 00665 HAITONG INT’L 0 1 0 0 0 0 0 0 0 0 0 0 1 06837 HAITONG SEC 1 6 16 1 6 2 1 4 3 0 3 1 44 00101 HANG LUNG PPT 0 1 0 0 0 0 0 0 0 0 0 0 1 00011 HANG SENG BANK 8 1 0 3 1 2 6 2 8 7 2 2 42 00012 HENDERSON LAND 6 3 1 5 0 2 1 3 5 1 1 0 28 01044 HENGAN INT’L 3 0 0 4 0 1 2 0 1 3 1 0 15 00003 HK & CHINA GAS 0 0 1 0 0 2 0 2 2 0 2 0 9 00388 HKEX 29 50 53 21 22 31 22 32 40 17 12 18 347 00958 HN RENEWABLES 0 0 0 0 1 0 0 0 1 0 0 0 2 00005 HSBC HOLDINGS 17 23 15 20 19 12 9 40 6 9 8 14 192 02828 HSCEI ETF 1 0 4 1 2 0 0 2 1 0 0 0 11 06886 HTSC 0 4 3 0 1 1 0 1 4 1 0 1 16 01347 HUA HONG SEMI 3 0 4 1 0 3 1 0 2 0 4 1 19 00902 HUANENG POWER 4 0 1 3 7 0 0 1 0 3 0 1 20 01398 ICBC 16 8 17 11 13 4 8 12 6 8 4 10 117 00799 IGG 3 0 3 0 0 2 1 1 3 0 1 0 14 02823 ISHARES A50 12 4 24 5 3 2 2 5 3 2 2 3 67 00358 JIANGXI COPPER 7 2 5 1 1 0 1 2 1 0 0 0 20 01951 JXR – – – – – 0 0 0 0 0 1 2 3 01888 KB LAMINATES 0 2 0 0 0 0 2 0 2 0 3 0 9 00148 KINGBOARD HLDG 1 1 1 0 0 1 1 0 1 0 0 0 6 00268 KINGDEE INT’L 4 2 7 0 2 0 3 1 3 0 0 0 22 03888 KINGSOFT 8 2 10 6 2 5 3 3 6 4 5 4 58 00135 KUNLUN ENERGY 5 1 1 2 1 2 2 1 1 1 1 0 18 00992 LENOVO GROUP 9 13 13 6 5 7 4 5 5 1 7 5 80 00494 LI & FUNG 0 0 0 0 0 0 1 0 0 1 0 0 2 02331 LI NING 1 1 2 0 0 1 2 5 1 4 0 0 17 00823 LINK REIT 11 5 5 2 6 7 4 8 6 6 6 5 71 03380 LOGAN PPT 1 1 0 0 0 0 0 0 0 0 0 0 2 00960 LONGFOR GROUP 0 1 0 0 0 0 0 0 0 0 1 0 2 02186 LUYE PHARMA 0 0 0 1 0 0 2 0 0 0 0 0 3 00323 MAANSHAN IRON 2 1 4 0 0 2 0 0 0 0 1 0 10 01317 MAPLELEAF EDU 0 0 0 1 1 0 0 0 0 0 0 0 2 01357 MEITU 2 6 0 0 2 0 1 0 1 2 1 0 15 03690 MEITUAN-W 16 13 4 0 8 3 8 9 23 59 32 44 219 00200 MELCO INT’L DEV 1 2 1 1 0 0 1 0 1 0 2 0 9 02319 MENGNIU DAIRY 2 2 2 3 1 0 3 2 5 2 1 0 23 02282 MGM CHINA 1 1 3 1 2 2 2 1 1 0 0 1 15 01988 MINSHENG BANK 8 1 4 4 2 4 0 3 1 1 0 3 31 00066 MTR CORPORATION 6 1 9 0 0 4 11 9 10 7 4 4 65 03918 NAGACORP 0 0 1 0 0 0 0 0 0 0 0 0 1 01336 NCI 8 3 9 8 2 4 4 4 2 5 2 8 59 02689 ND PAPER 4 1 0 1 0 1 1 1 0 0 1 2 12 00017 NEW WORLD DEV 1 6 0 2 0 2 0 5 3 3 0 1 23 01316 NEXTEER 0 0 1 2 1 0 1 0 0 0 1 0 6 01833 PA GOODDOCTOR 0 0 0 0 0 0 0 0 0 0 10 5 15 00857 PETROCHINA 14 4 10 4 17 8 2 9 6 4 1 8 87 01339 PICC GROUP 3 1 11 3 7 1 4 1 0 2 2 1 36 02328 PICC P&C 3 3 4 2 1 0 2 1 5 1 1 1 24 02318 PING AN 64 42 68 44 46 28 23 42 22 17 25 39 460 00119 POLY PROPERTY 0 1 0 0 0 0 0 1 0 1 0 0 3 00006 POWER ASSETS 0 0 2 0 0 0 0 2 0 0 0 1 5 01658 PSBC 2 0 2 2 1 1 0 0 0 2 2 1 13
HKEX Fact Book 2019 78 MAIN BOARD Number of newly listed derivative warrants by underlying assets, 2019 (continued) Underlying Type Code Underlying Jan Feb Mar Apr May Jun Jul Aug Sep Oct Nov Dec Total
02777 R&F PROPERTIES 5 0 2 0 0 0 0 1 1 0 0 0 9 01337 RAZER 0 2 0 0 0 0 0 0 0 0 0 0 2 01910 SAMSONITE 1 0 0 0 1 0 0 0 0 0 0 0 2 01928 SANDS CHINA LTD 18 14 2 8 13 11 7 2 6 7 3 8 99 01787 SD GOLD 0 0 0 0 0 0 0 0 0 0 1 0 1
02727 SH ELECTRIC 0 1 0 0 0 0 0 0 0 0 0 0 1 DERIVATIVE WARRANTS 02607 SH PHARMA 0 0 0 1 0 0 0 1 0 0 0 0 2 00338 SHANGHAI PECHEM 1 0 2 0 2 0 0 1 0 0 0 0 6 00152 SHENZHEN INT’L 2 0 0 0 1 0 0 2 0 0 1 0 6 02313 SHENZHOU INTL 0 0 0 1 1 0 1 0 1 0 0 1 5 00813 SHIMAO PROPERTY 1 0 2 3 0 1 1 1 2 1 2 0 14 00016 SHK PPT 21 13 1 9 3 12 9 25 13 5 4 8 123 01177 SINO BIOPHARM 4 0 1 2 1 2 2 5 10 0 2 5 34 00083 SINO LAND 1 0 0 0 0 0 0 1 0 0 0 0 2 00386 SINOPEC CORP 16 4 9 5 9 8 2 7 6 2 1 4 73 01099 SINOPHARM 1 0 1 0 1 2 1 0 3 0 0 1 10 00880 SJM HOLDINGS 3 5 8 2 2 4 2 2 2 1 2 3 36 00981 SMIC 0 4 4 0 2 1 0 2 4 4 0 6 27 02840 SPDR GOLD TRUST 1 0 0 1 0 1 5 3 4 7 1 0 23 02888 STANCHART 3 0 1 2 2 0 0 2 2 2 0 0 14 01918 SUNAC 9 11 14 15 1 3 2 8 2 6 4 15 90 06808 SUNART RETAIL 1 0 0 0 0 0 1 0 0 0 0 0 2 02382 SUNNY OPTICAL 8 22 9 7 16 5 6 23 24 1 13 27 161 00019 SWIRE PACIFIC A 4 0 1 2 0 0 0 5 0 4 1 1 18 01972 SWIREPROPERTIES 0 0 0 0 0 0 0 0 0 1 0 0 1 00669 TECHTRONIC IND 1 0 4 0 0 0 3 0 0 0 1 0 9 00700 TENCENT 88 60 85 86 101 68 44 75 59 45 50 100 861 00322 TINGYI 0 0 1 0 1 0 0 2 0 0 0 0 4 01083 TOWNGAS CHINA 0 0 0 0 0 0 0 0 0 0 1 0 1 02800 TRACKER FUND 2 0 4 0 1 0 3 5 0 0 2 0 17 00696 TRAVELSKY TECH 0 0 0 1 1 0 0 0 0 0 0 0 2 00168 TSINGTAO BREW 0 0 0 0 0 0 3 0 0 0 1 1 5 00345 VITASOY INT’L 0 0 0 0 0 4 3 0 0 1 2 0 10 00151 WANT WANT CHINA 1 1 1 0 2 0 0 0 1 0 0 0 6 02338 WEICHAI POWER 1 1 1 3 0 0 0 0 0 0 0 1 7 01066 WEIGAO GROUP 0 0 0 0 0 1 0 0 0 0 1 1 3 00288 WH GROUP 0 1 5 5 7 2 0 1 2 4 4 4 35 00004 WHARF HOLDINGS 0 0 0 1 1 0 1 2 0 0 0 1 6 01997 WHARF REIC 1 0 1 0 0 2 0 1 0 0 1 0 6 02269 WUXI BIO 0 1 3 0 0 0 0 0 1 0 2 1 8 01128 WYNN MACAU 2 4 0 5 4 5 1 0 1 3 1 3 29 01810 XIAOMI-W 44 16 21 11 28 15 18 17 17 14 6 52 259 00868 XINYI GLASS 1 1 2 0 0 0 1 0 0 0 0 1 6 00968 XINYI SOLAR 1 0 1 3 0 0 0 0 1 1 0 1 8 01171 YANZHOU COAL 6 1 0 2 1 3 1 1 4 0 0 0 19 01579 YIHAI INTL 0 0 0 0 0 0 1 2 0 3 0 0 6 00123 YUEXIU PROPERTY 1 0 0 1 0 0 0 0 0 0 0 0 2 06060 ZA ONLINE 7 2 4 3 3 2 3 3 3 5 6 7 48 01818 ZHAOJIN MINING 1 0 1 0 1 1 2 5 1 0 1 1 14 00881 ZHONGSHENG HLDG 0 0 0 0 0 0 2 1 0 0 2 0 5 02899 ZIJIN MINING 1 1 12 2 3 3 3 0 3 5 0 3 36 01157 ZOOMLION 0 0 0 0 0 0 0 1 0 1 0 0 2 00763 ZTE 0 5 4 4 2 4 1 0 1 3 5 1 30
Currency EUR/USD 2 0 0 0 0 0 2 0 0 0 0 0 4 USD/CNH 2 0 0 0 0 0 2 0 2 0 0 0 6 USD/JPY 2 0 0 0 0 0 2 0 0 0 0 0 4 GBP/USD 0 0 0 0 2 0 0 0 0 0 0 0 2 AUD/USD 0 0 0 0 0 2 0 0 0 0 0 0 2
Mineral Gold 0 0 0 0 2 0 2 0 2 0 0 0 6 Oil 0 0 0 0 0 0 0 0 0 2 0 0 2
Total 8,939
HKEX Fact Book 2019 79 MAIN BOARD Number of expired listed derivative warrants by underlying assets, 2019 Underlying Type Code Underlying Jan Feb Mar Apr May Jun Jul Aug Sep Oct Nov Dec Total Index Hang Seng China Enterprises Index 7 0 23 2 4 16 7 0 5 1 0 8 73 Hang Seng Index 62 57 76 80 73 46 38 42 83 36 41 65 699 Nikkei 225 Stock Average Index 0 0 4 0 0 5 0 2 5 0 1 4 21 DERIVATIVE WARRANTS
Stock 01530 3SBIO 1 0 1 1 0 0 0 1 0 0 0 0 4 02018 AAC TECH 9 11 14 11 17 9 17 8 6 10 10 17 139 01288 ABC 9 2 8 4 4 2 12 6 2 5 2 6 62 03383 AGILE GROUP 1 0 0 2 0 5 4 1 1 1 1 3 19 01299 AIA 17 22 27 31 18 21 24 22 23 26 34 32 297 00753 AIR CHINA 3 2 1 0 1 1 1 0 0 6 1 2 18 00241 ALI HEALTH 2 0 0 0 0 0 2 0 0 0 1 1 6 01060 ALI PICTURES 0 0 0 0 0 0 0 0 0 0 0 1 1 – ALIBABA GROUP 3 0 0 0 0 0 0 0 0 0 0 0 3 03319 A-LIVING 0 1 3 1 1 0 0 0 0 0 1 0 7 00347 ANGANG STEEL 4 0 2 0 0 4 1 0 1 0 1 1 14 02020 ANTA SPORTS 2 1 0 3 1 1 0 3 3 1 1 1 17 00522 ASM PACIFIC 0 0 0 2 0 1 1 0 1 1 1 0 7 02357 AVICHINA 1 0 0 0 0 0 2 0 0 0 0 0 3 01958 BAIC MOTOR 0 2 2 1 2 4 2 1 0 3 0 0 17 00874 BAIYUNSHAN PH 1 0 2 0 1 2 0 1 1 1 1 1 11 03988 BANK OF CHINA 17 8 8 17 8 3 3 11 10 5 9 7 106 00023 BANK OF E ASIA 1 0 1 0 1 1 3 0 0 1 1 1 10 03328 BANKCOMM 2 2 0 0 1 2 7 6 4 3 1 2 30 02009 BBMG 5 1 1 4 1 0 1 1 0 2 1 2 19 00694 BEIJING AIRPORT 0 0 0 1 0 0 1 0 0 0 0 0 2 00371 BJ ENT WATER 0 0 2 1 0 0 1 1 1 1 0 0 7 02588 BOC AVIATION 0 0 1 0 0 0 0 0 0 0 0 0 1 02388 BOC HONG KONG 12 2 7 4 12 6 5 6 4 9 1 5 73 01114 BRILLIANCE CHI 5 2 0 2 1 2 3 0 2 1 2 3 23 01211 BYD COMPANY 18 20 11 11 22 9 23 12 4 9 10 9 158 00285 BYD ELECTRONIC 2 2 4 0 1 0 7 1 0 0 6 1 24 03188 CAM CSI300 7 5 2 6 2 4 1 1 15 13 5 4 65 00699 CAR INC 0 0 1 0 0 0 0 0 0 0 0 1 2 00293 CATHAY PAC AIR 2 2 0 0 1 1 1 1 2 3 2 2 17 00939 CCB 34 15 20 21 23 7 15 25 14 18 15 20 227 06098 CG SERVICES 0 0 0 0 3 0 1 0 2 1 0 1 8 01816 CGN POWER 2 0 2 5 2 1 2 0 0 1 1 3 19 06881 CGS 8 1 3 2 5 2 0 7 7 2 0 3 40 02600 CHALCO 5 1 2 1 2 2 5 2 4 3 1 1 29 00606 CHINA AGRI 0 0 0 0 0 0 0 0 0 0 1 0 1 01359 CHINA CINDA 4 3 3 2 3 1 3 3 2 3 0 1 28 01898 CHINA COAL 3 2 0 2 2 1 1 2 2 0 0 1 16 01800 CHINA COMM CONS 5 5 2 2 6 1 1 2 1 9 3 3 40 03969 CHINA CRSC 0 0 0 0 0 1 0 0 0 0 0 0 1 00670 CHINA EAST AIR 1 0 0 1 1 0 1 1 0 1 0 0 6 00257 CHINA EB INT’L 1 0 0 0 3 0 0 0 0 0 0 0 4 00165 CHINA EB LTD 1 0 0 0 2 0 0 1 0 0 0 1 5 00839 CHINA EDU GROUP 0 3 0 0 0 0 1 0 1 0 0 0 5 00384 CHINA GAS HOLD 3 3 4 1 1 3 3 0 2 0 1 1 22 02799 CHINA HUARONG 2 2 3 1 1 1 1 1 1 4 0 1 18 02628 CHINA LIFE 16 13 5 21 20 13 24 13 36 19 20 24 224 00772 CHINA LIT 0 1 6 1 5 1 6 6 6 4 5 1 42 00916 CHINA LONGYUAN 0 0 0 0 1 4 1 0 0 1 0 1 8 00144 CHINA MER PORT 1 1 0 0 0 0 1 1 0 0 1 0 5 00941 CHINA MOBILE 21 18 11 24 16 16 22 11 15 21 21 20 216 02883 CHINA OILFIELD 2 0 0 2 1 0 0 1 0 3 2 3 14 00688 CHINA OVERSEAS 6 3 1 3 7 4 8 2 1 6 3 4 48 01186 CHINA RAIL CONS 4 2 2 2 2 0 0 1 2 1 0 3 19 00390 CHINA RAILWAY 5 3 4 2 2 3 1 4 3 3 2 4 36 01508 CHINA RE 1 1 0 0 0 0 0 0 0 1 0 1 4 00291 CHINA RES BEER 1 3 0 2 2 0 1 1 1 2 2 2 17 01109 CHINA RES LAND 2 2 9 4 0 1 3 5 1 5 1 2 35 00836 CHINA RES POWER 0 0 0 1 1 0 0 0 0 0 1 0 3 01088 CHINA SHENHUA 10 6 1 5 3 0 3 5 1 1 5 2 42 01055 CHINA SOUTH AIR 2 2 1 1 3 3 0 4 1 0 1 0 18 03311 CHINA STATE CON 1 0 0 0 2 3 0 1 2 1 0 1 11 00966 CHINA TAIPING 2 3 1 0 1 2 6 3 1 1 5 0 25 00728 CHINA TELECOM 7 2 0 7 1 1 9 1 1 3 2 2 36 00788 CHINA TOWER 2 3 6 1 2 4 7 12 27 37 20 29 150 00308 CHINA TRAVEL HK 0 0 0 1 0 0 1 0 0 0 0 0 2 00762 CHINA UNICOM 3 10 7 3 2 9 10 5 2 1 3 4 59 02202 CHINA VANKE 5 2 1 3 3 1 1 0 1 3 1 1 22 00552 CHINACOMSERVICE 0 0 0 0 0 0 0 0 0 1 3 0 4 01313 CHINARES CEMENT 5 3 0 3 1 1 4 2 2 3 1 5 30 03320 CHINARES PHARMA 0 2 0 1 0 0 0 0 0 0 0 0 3 00354 CHINASOFT INT’L 0 1 0 0 0 0 1 1 1 0 0 2 6 01929 CHOW TAI FOOK 1 1 0 1 0 0 2 0 0 0 0 0 5 03908 CICC 2 1 0 0 1 1 1 0 1 3 1 4 15 00884 CIFI HOLD GP 0 0 0 0 0 0 1 0 0 0 0 0 1 00267 CITIC 3 0 0 0 4 1 0 1 0 0 0 4 13 00998 CITIC BANK 7 5 0 2 2 3 5 4 3 4 3 2 40 06030 CITIC SEC 11 5 4 5 3 0 4 5 6 11 8 14 76 01113 CK ASSET 8 7 4 0 1 8 14 6 2 5 4 4 63
HKEX Fact Book 2019 80 MAIN BOARD Number of expired listed derivative warrants by underlying assets, 2019 (continued) Underlying Type Code Underlying Jan Feb Mar Apr May Jun Jul Aug Sep Oct Nov Dec Total 00001 CKH HOLDINGS 6 5 4 10 5 7 11 4 2 5 5 6 70 01038 CKI HOLDINGS 1 1 2 0 1 0 2 1 2 1 0 1 12 00002 CLP HOLDINGS 1 1 1 0 0 1 3 1 2 0 1 0 11 03968 CM BANK 4 6 5 5 8 3 11 5 4 11 10 4 76 03993 CMOC 6 3 3 2 4 1 1 1 3 3 4 0 31 00867 CMS 1 2 2 0 0 1 1 0 2 1 0 1 11 DERIVATIVE WARRANTS 03323 CNBM 4 8 3 5 2 1 6 3 3 5 5 3 48 00883 CNOOC 11 4 12 12 3 6 3 3 22 18 7 16 117 00914 CONCH CEMENT 7 2 5 7 4 3 2 5 2 7 5 1 50 00586 CONCH VENTURE 0 0 0 3 0 0 0 0 0 1 0 0 4 02866 COSCO SHIP DEV 0 2 3 0 1 0 0 0 0 0 0 0 6 01919 COSCO SHIP HOLD 0 1 1 1 3 1 0 2 0 1 2 2 14 01199 COSCO SHIP PORT 1 0 0 0 0 0 0 0 0 0 0 0 1 02007 COUNTRY GARDEN 18 2 5 16 4 6 10 1 1 14 4 8 89 02601 CPIC 6 3 5 2 3 2 9 2 6 6 2 3 49 01515 CR MEDICAL 0 0 1 0 0 1 0 0 0 0 1 1 4 01766 CRRC 1 1 0 1 4 2 1 1 1 0 0 3 15 03898 CRRC TIMES ELEC 0 1 0 0 2 1 0 0 2 1 1 1 9 02822 CSOP A50 ETF 15 9 5 13 9 16 9 2 14 11 12 13 128 01093 CSPC PHARMA 9 8 13 9 2 8 9 9 7 8 10 11 103 00991 DATANG POWER 0 0 0 0 0 0 0 0 0 0 1 0 1 00489 DONGFENG GROUP 2 1 2 2 5 2 4 2 1 0 3 1 25 03333 EVERGRANDE 8 2 8 8 3 4 12 4 6 5 7 4 71 02038 FIH 0 0 2 0 1 1 0 0 1 0 0 0 5 00656 FOSUN INTL 2 0 1 2 2 0 2 1 4 4 2 2 22 02196 FOSUN PHARMA 0 3 2 0 0 1 1 0 0 1 1 1 10 02238 GAC GROUP 3 4 2 5 2 0 1 2 1 1 2 4 27 00027 GALAXY ENT 28 21 23 26 28 19 19 12 9 17 16 18 236 03800 GCL-POLY ENERGY 0 0 0 2 0 1 3 0 0 1 0 0 7 00175 GEELY AUTO 25 20 22 25 16 20 27 10 21 24 26 20 256 01548 GENSCRIPT BIO 9 8 3 1 2 3 4 2 1 4 1 1 39 01776 GF SEC 1 0 0 1 2 0 0 0 1 4 1 2 12 02208 GOLDWIND 0 0 0 0 2 1 0 0 1 0 0 0 4 00493 GOME RETAIL 0 0 0 0 0 0 1 0 0 0 0 0 1 01086 GOODBABY INTL 1 0 0 0 0 0 0 0 0 0 0 0 1 02333 GREATWALL MOTOR 11 7 3 14 2 6 7 7 3 6 2 6 74 03900 GREENTOWN CHINA 2 0 0 0 0 0 0 1 0 0 0 0 3 02611 GTJA 0 0 0 0 0 0 0 0 0 0 0 1 1 00270 GUANGDONG INV 0 0 0 0 0 1 2 0 0 0 0 0 3 00525 GUANGSHEN RAIL 2 0 0 0 0 0 0 0 0 0 0 0 2 01788 GUOTAI JUNAN I 0 0 1 0 1 0 1 0 0 0 0 0 3 06862 HAIDILAO 0 0 0 0 0 0 0 3 1 2 2 2 10 01169 HAIER ELEC 1 0 1 1 0 0 0 3 1 1 0 2 10 00665 HAITONG INT’L 1 0 0 0 0 0 0 0 0 0 1 0 2 06837 HAITONG SEC 10 2 1 7 5 2 1 5 5 8 4 9 59 00101 HANG LUNG PPT 0 1 0 0 0 1 0 0 0 0 0 0 2 00011 HANG SENG BANK 2 0 6 5 2 6 10 0 8 6 7 5 57 00012 HENDERSON LAND 4 1 1 1 4 2 10 1 1 4 1 3 33 01044 HENGAN INT’L 0 1 3 1 0 4 3 0 1 3 2 1 19 00003 HK & CHINA GAS 1 0 1 1 0 1 0 0 0 0 0 0 4 00388 HKEX 36 13 49 19 3 59 40 15 60 33 24 50 401 06823 HKT-SS 1 0 0 0 0 0 0 0 0 0 0 0 1 00958 HN RENEWABLES 0 0 1 0 0 1 0 0 1 0 2 0 5 00005 HSBC HOLDINGS 36 17 32 44 22 28 17 22 14 13 18 20 283 02828 HSCEI ETF 2 1 3 5 4 3 0 0 5 0 1 1 25 06886 HTSC 1 0 0 2 4 2 0 0 2 5 4 3 23 01347 HUA HONG SEMI 3 1 3 3 2 0 3 1 4 2 1 2 25 00816 HUADIAN FUXIN 0 0 0 0 1 0 0 0 0 0 1 0 2 00902 HUANENG POWER 2 0 2 0 3 0 3 2 3 4 4 0 23 01398 ICBC 23 10 6 12 20 5 10 14 14 12 10 10 146 00799 IGG 2 4 1 0 1 4 2 1 1 1 1 2 20 02823 ISHARES A50 13 9 9 4 3 8 5 8 12 7 5 3 86 00358 JIANGXI COPPER 7 3 4 0 0 2 0 3 3 4 2 1 29 01638 KAISA GROUP 0 0 0 1 0 0 1 0 0 0 0 0 2 01888 KB LAMINATES 1 2 1 0 0 0 1 1 4 0 0 1 11 00148 KINGBOARD HLDG 0 2 1 0 1 1 0 0 1 2 1 0 9 00268 KINGDEE INT’L 7 2 4 3 4 5 4 2 2 3 5 2 43 03888 KINGSOFT 7 13 7 9 8 9 2 2 3 9 8 3 80 00135 KUNLUN ENERGY 3 3 5 5 2 3 4 0 0 0 1 2 28 02314 LEE & MAN PAPER 0 1 1 0 0 0 1 0 0 0 0 2 5 00992 LENOVO GROUP 6 4 12 12 8 11 5 8 16 5 1 10 98 00494 LI & FUNG 4 0 3 1 2 1 0 0 0 0 1 0 12 02331 LI NING 0 0 4 2 0 3 0 4 1 1 0 1 16 00823 LINK REIT 5 5 4 0 6 5 11 5 4 6 0 6 57 03380 LOGAN PPT 1 0 1 1 0 0 0 0 0 0 0 0 3 00960 LONGFOR GROUP 0 1 0 0 0 0 1 0 0 0 0 0 2 02186 LUYE PHARMA 1 0 0 1 2 2 0 0 1 1 0 1 9 00323 MAANSHAN IRON 0 2 1 2 2 2 2 1 3 0 0 1 16 01317 MAPLELEAF EDU 1 0 0 0 0 0 0 0 0 0 1 0 2 01357 MEITU 4 2 12 2 4 6 6 3 0 1 2 2 44 03690 MEITUAN-W 0 0 20 19 16 18 10 7 12 9 5 14 130 00200 MELCO INT’L DEV 1 1 1 1 0 2 2 1 0 4 0 1 14 02319 MENGNIU DAIRY 12 0 1 4 4 0 3 2 3 4 1 1 35 02282 MGM CHINA 3 3 2 0 1 4 4 0 3 2 1 0 23 01988 MINSHENG BANK 4 4 3 2 6 3 8 6 5 2 4 3 50 01208 MMG 0 0 0 0 0 0 0 0 0 1 0 0 1 00066 MTR CORPORATION 3 5 4 4 0 4 3 1 2 8 3 8 45
HKEX Fact Book 2019 81 MAIN BOARD Number of expired listed derivative warrants by underlying assets, 2019 (continued) Underlying Type Code Underlying Jan Feb Mar Apr May Jun Jul Aug Sep Oct Nov Dec Total 03918 NAGACORP 0 0 0 0 1 0 0 0 0 1 1 0 3 01336 NCI 6 3 2 5 2 5 3 7 6 11 3 5 58 02689 ND PAPER 2 4 1 3 2 0 3 0 1 4 0 0 20 00017 NEW WORLD DEV 5 2 1 1 3 2 0 3 2 0 0 5 24 01316 NEXTEER 1 2 0 1 0 2 0 0 0 2 1 0 9 00008 PCCW 0 1 0 0 0 0 1 0 0 0 0 0 2 DERIVATIVE WARRANTS 00857 PETROCHINA 15 11 11 10 16 13 16 7 4 4 7 15 129 01339 PICC GROUP 9 2 2 3 8 0 10 3 8 4 2 5 56 02328 PICC P&C 6 4 6 4 4 1 4 1 1 1 0 4 36 02318 PING AN 72 32 50 68 52 28 54 36 38 63 34 34 561 00119 POLY PROPERTY 0 2 1 1 0 0 0 1 0 0 0 1 6 00006 POWER ASSETS 1 0 0 0 1 0 0 0 0 2 0 0 4 01658 PSBC 4 1 2 2 2 1 2 2 2 1 1 0 20 02777 R&F PROPERTIES 2 0 2 0 0 2 2 1 1 0 2 1 13 01337 RAZER 0 0 0 1 0 0 1 0 0 2 0 1 5 00178 SA SA INT’L 0 2 0 0 0 0 0 0 0 0 0 0 2 01910 SAMSONITE 1 1 0 0 0 1 0 0 0 0 0 1 4 01928 SANDS CHINA LTD 17 10 14 16 8 13 15 12 8 9 9 9 140 02727 SH ELECTRIC 0 1 0 1 0 0 0 0 0 1 0 0 3 02607 SH PHARMA 0 0 0 2 0 1 1 0 0 0 0 0 4 00338 SHANGHAI PECHEM 1 0 1 0 1 1 1 0 0 2 1 0 8 00152 SHENZHEN INT’L 2 2 0 1 1 0 0 0 2 0 1 0 9 00604 SHENZHEN INVEST 1 0 0 0 0 0 0 0 0 0 0 0 1 02313 SHENZHOU INTL 0 1 2 0 1 0 1 1 0 0 1 0 7 00813 SHIMAO PROPERTY 1 1 1 0 1 1 0 2 1 1 3 2 14 00016 SHK PPT 7 5 1 13 12 7 12 15 7 8 3 13 103 00460 SIHUAN PHARM 0 0 2 0 0 0 0 1 0 0 0 0 3 01177 SINO BIOPHARM 5 1 2 1 4 3 6 5 3 4 0 1 35 00386 SINOPEC CORP 11 9 5 17 10 6 19 6 0 9 7 7 106 02386 SINOPEC SEG 0 0 0 0 0 0 1 0 0 0 0 1 2 01099 SINOPHARM 2 0 0 0 3 0 1 0 1 0 1 1 9 00880 SJM HOLDINGS 4 0 3 3 3 1 4 2 2 4 2 10 38 00751 SKYWORTH GROUP 0 0 0 1 0 0 0 1 0 0 0 1 3 00981 SMIC 10 3 4 5 1 1 1 0 2 1 1 7 36 02840 SPDR GOLD TRUST 1 0 0 0 0 2 1 0 1 0 0 0 5 02888 STANCHART 3 2 3 5 1 1 4 0 3 1 1 1 25 01918 SUNAC 10 12 1 8 11 2 7 8 8 18 8 3 96 06808 SUNART RETAIL 2 0 1 0 1 0 0 0 0 0 0 1 5 02382 SUNNY OPTICAL 20 12 15 14 16 7 18 7 17 14 9 22 171 00019 SWIRE PACIFIC A 0 1 0 3 0 0 1 2 0 2 1 1 11 00669 TECHTRONIC IND 0 2 1 1 0 1 1 0 2 1 0 1 10 00700 TENCENT 108 100 125 148 95 141 83 48 115 71 68 91 1193 00819 TIANNENG POWER 0 0 1 0 0 0 0 0 0 0 0 0 1 00322 TINGYI 3 1 0 0 1 0 0 1 0 2 1 1 10 00698 TONGDA GROUP 0 0 0 1 0 0 1 0 0 0 0 0 2 01083 TOWNGAS CHINA 0 0 0 0 0 0 1 0 0 0 0 1 2 02800 TRACKER FUND 7 0 0 0 1 6 3 3 1 5 1 1 28 00696 TRAVELSKY TECH 0 0 0 0 1 0 0 1 0 0 1 0 3 00168 TSINGTAO BREW 2 2 0 0 0 0 0 0 0 0 0 0 4 00345 VITASOY INT’L 0 0 0 0 0 0 0 0 0 0 0 2 2 00151 WANT WANT CHINA 1 1 2 2 1 1 1 0 1 1 0 0 11 02338 WEICHAI POWER 0 0 1 1 1 0 0 2 0 0 2 1 8 01066 WEIGAO GROUP 1 0 0 0 0 0 0 0 0 0 0 0 1 00288 WH GROUP 4 0 0 0 0 0 2 1 3 7 9 6 32 00004 WHARF HOLDINGS 0 0 0 0 0 1 3 1 1 2 1 0 9 01997 WHARF REIC 0 0 2 1 1 1 1 0 1 1 0 1 9 02269 WUXI BIO 4 2 1 2 0 1 0 0 2 0 2 2 16 01128 WYNN MACAU 7 10 6 8 3 2 4 3 1 1 7 3 55 01810 XIAOMI-W 55 23 21 34 18 27 32 11 30 18 14 22 305 00868 XINYI GLASS 2 1 2 1 1 0 1 0 1 1 0 0 10 00968 XINYI SOLAR 0 0 0 0 0 1 2 0 2 1 1 1 8 01171 YANZHOU COAL 13 0 1 1 5 0 3 4 5 5 3 2 42 01579 YIHAI INTL 0 0 0 0 1 0 0 0 0 0 0 0 1 06869 YOFC 1 1 2 2 2 0 1 0 0 0 0 0 9 03669 YONGDA AUTO 0 0 0 1 0 0 2 0 0 0 0 0 3 00551 YUE YUEN IND 0 0 0 1 0 0 0 0 0 0 0 0 1 00123 YUEXIU PROPERTY 0 2 0 0 0 0 0 0 0 0 0 1 3 06169 YUHUA EDU 0 0 0 0 0 0 0 0 0 0 1 1 2 06060 ZA ONLINE 6 11 9 14 4 5 12 4 6 1 2 4 78 02098 ZALL SMARTCOM 1 0 0 0 0 0 0 0 0 0 0 0 1 01818 ZHAOJIN MINING 0 0 0 2 0 0 0 0 0 3 0 1 6 01728 ZHENGTONGAUTO 0 1 2 0 0 0 0 0 0 0 0 0 3 00881 ZHONGSHENG HLDG 0 0 0 0 1 0 0 0 0 0 1 1 3 02899 ZIJIN MINING 3 1 2 0 1 1 2 2 2 4 7 6 31 01157 ZOOMLION 0 0 0 1 0 0 1 0 0 0 1 0 3 00763 ZTE 4 4 0 1 1 3 2 3 4 2 5 5 34 Currency EUR/USD 0 0 2 0 0 2 0 0 2 0 0 0 6 USD/CNH 0 0 3 0 0 2 0 0 2 0 0 0 7 USD/JPY 0 0 2 0 0 2 0 0 2 0 0 0 6 GBP/USD 0 0 2 0 0 2 0 0 0 0 0 2 6 AUD/USD 0 0 0 0 0 2 0 0 0 0 0 2 4 Mineral Gold 0 0 2 0 0 2 0 0 0 0 0 2 6 Oil 0 0 0 0 2 0 0 0 0 0 2 0 4
Total 11,131
HKEX Fact Book 2019 82 MAIN BOARD Market value and trading for derivative warrants, 2015-2019
Market value * Turnover value (%) of Year/Month Number * (HK$mil) (HK$mil) market total
2015 4,590 60,433.79 4,504,078.89 17.43 2016 3,705 42,844.32 2,726,995.81 16.75 2017 6,094 165,919.23 3,007,655.35 13.95
2018 6,763 70,515.61 3,866,143.16 14.70 DERIVATIVE WARRANTS 2019 4,571 61,435.12 2,418,136.05 11.30
2019 Jan 6,652 92,692.94 349,272.45 18.02 Feb 6,630 112,102.72 288,928.59 16.11 Mar 6,724 110,213.51 371,552.27 16.04 Apr 6,416 110,556.69 236,987.31 12.01 May 6,285 61,121.22 220,833.85 10.82 Jun 5,981 72,589.26 156,993.43 10.06 Jul 5,473 57,511.29 148,495.08 9.84 Aug 5,626 55,893.05 152,596.59 8.04 Sep 5,295 49,285.74 133,428.40 8.40 Oct 4,922 49,360.29 127,055.94 7.99 Nov 4,703 45,315.22 119,534.14 7.17 Dec 4,571 61,435.12 112,458.02 7.43
* Month-end or year-end figures.
HKEX Fact Book 2019 83 MAIN BOARD Number of newly listed inline warrants by underlying assets, 2019 Underlying Type Code Underlying Jan Feb Mar Apr May Jun Jul Aug Sep Oct Nov Dec Total Index Hang Seng Index – – – – – – 52 81 78 98 66 98 473
Stock 01299 AIA – – – – – – 13 13 8 16 10 14 74 00939 CCB – – – – – – 11 10 7 12 7 10 57 INLINE WARRANTS 00941 CHINA MOBILE – – – – – – 13 18 8 17 15 0 71 00388 HKEX – – – – – – 0 0 0 0 18 24 42 02318 PING AN – – – – – – 17 14 11 21 10 16 89 00700 TENCENT – – – – – – 23 22 13 25 17 17 117
Total 923
Number of expired inline warrants by underlying assets, 2019 Underlying Type Code Underlying Jan Feb Mar Apr May Jun Jul Aug Sep Oct Nov Dec Total Index Hang Seng Index – – – – – – 0 0 0 0 1 0 1
Total 1
Market value and trading for inline warrants, 2019
Market value * Turnover value (%) of Year/Month Number * (HK$mil) (HK$mil) market total
2019# 922 6,216.69 159.76 0.00
2019 Jul 129 1,472.47 37.29 0.00 Aug 287 2,443.53 23.69 0.00 Sep 412 3,016.30 19.43 0.00 Oct 601 4,079.41 27.34 0.00 Nov 743 5,288.63 20.20 0.00 Dec 922 6,216.69 31.81 0.00
* Month-end or year-end figures. # Trading in Inline Warrants commenced on 18 July 2019
HKEX Fact Book 2019 84 MAIN BOARD Number of newly listed callable bull/bear contracts by underlying assets, 2019 Underlying Type Code Underlying Jan Feb Mar Apr May Jun Jul Aug Sep Oct Nov Dec Total Index Hang Seng China Enterprises Index 31 34 40 17 22 8 12 21 15 11 9 12 232 Hang Seng Index 1,117 928 1,021 937 1,093 976 1,044 1,664 1,415 1,049 1,307 1,156 13,707
Stock CALLABLE BULL/BEAR CONTRACTS 02018 AAC TECH 18 16 0 0 10 2 4 7 27 17 29 0 130 01288 ABC 0 8 5 3 5 0 0 4 3 4 8 0 40 01299 AIA 48 47 41 39 31 39 55 62 30 39 31 35 497 03988 BANK OF CHINA 8 7 12 8 5 4 2 12 5 6 2 3 74 03188 CAM CSI300 0 0 0 0 7 5 0 4 3 1 2 1 23 00939 CCB 23 20 28 28 26 12 10 20 14 14 8 14 217 02628 CHINA LIFE 32 24 54 19 20 11 12 15 8 16 14 14 239 00941 CHINA MOBILE 43 10 33 28 20 17 7 23 6 6 8 15 216 00788 CHINA TOWER 0 0 0 0 51 12 10 9 1 2 6 7 98 06030 CITIC SEC 0 0 0 0 6 2 4 3 0 0 0 0 15 00001 CKH HOLDINGS 0 23 12 6 11 0 0 0 0 0 0 0 52 03968 CM BANK 14 21 24 22 4 7 4 7 6 5 6 6 126 00883 CNOOC 15 11 6 8 2 14 3 6 17 3 6 5 96 00914 CONCH CEMENT 6 12 5 4 4 0 0 0 0 0 0 0 31 02007 COUNTRY GARDEN 4 22 0 0 8 5 5 5 0 0 0 0 49 02601 CPIC 6 10 0 0 0 0 0 6 2 3 1 2 30 02822 CSOP A50 ETF 0 40 73 62 38 30 24 21 19 23 20 15 365 01093 CSPC PHARMA 17 8 8 12 4 8 8 7 0 0 22 16 110 03333 EVERGRANDE 2 3 8 2 3 2 0 3 0 0 0 0 23 00027 GALAXY ENT 35 58 38 54 41 20 24 37 23 15 17 26 388 00175 GEELY AUTO 72 28 28 50 34 11 15 12 20 13 16 10 309 00388 HKEX 87 100 150 86 121 101 46 114 86 55 46 47 1,039 00005 HSBC HOLDINGS 16 29 13 15 27 15 4 33 23 14 10 10 209 02828 HSCEI ETF 1 1 4 0 6 0 0 0 0 0 0 0 12 01398 ICBC 18 11 16 20 15 3 8 21 14 7 7 4 144 02823 ISHARES A50 0 26 42 23 12 7 5 11 7 6 3 2 144 00823 LINK REIT 0 0 0 0 0 0 0 0 0 0 6 2 8 03690 MEITUAN-W 0 14 15 3 9 0 0 13 18 112 106 92 382 00857 PETROCHINA 16 9 5 5 8 11 4 10 0 0 0 0 68 02318 PING AN 135 75 158 113 99 76 58 67 69 45 45 52 992 01928 SANDS CHINA LTD 11 16 7 14 8 0 0 11 7 7 19 0 100 00016 SHK PPT 0 23 1 15 1 15 7 29 9 10 5 7 122 01177 SINO BIOPHARM 5 10 0 0 0 0 0 0 0 0 8 7 30 00386 SINOPEC CORP 18 11 7 4 4 11 2 8 7 1 5 2 80 01918 SUNAC 6 10 22 11 3 6 3 9 6 12 6 16 110 02382 SUNNY OPTICAL 23 32 23 15 29 9 13 19 30 6 24 23 246 00700 TENCENT 400 270 372 327 489 317 260 352 285 206 191 305 3,774 02800 TRACKER FUND 0 1 1 0 0 0 0 2 0 0 0 0 4 00288 WH GROUP 0 0 0 0 0 0 0 5 5 1 9 0 20 01810 XIAOMI-W 0 0 0 0 39 15 15 10 18 11 14 59 181
Total 24,732
HKEX Fact Book 2019 85 MAIN BOARD Number of expired callable bull/bear contracts by underlying assets, 2019 Underlying Type Code Underlying Jan Feb Mar Apr May Jun Jul Aug Sep Oct Nov Dec Total Index Hang Seng China Enterprises Index 29 23 30 19 28 13 6 25 18 13 14 31 249 Hang Seng Index 1,144 656 862 774 1,097 1,002 974 1,750 1,340 1,098 1,347 1,288 13,332
Stock CALLABLE BULL/BEAR CONTRACTS 02018 AAC TECH 9 14 2 3 12 0 5 19 9 12 18 15 118 01288 ABC 2 1 5 4 4 6 2 7 1 5 3 3 43 01299 AIA 42 35 45 26 46 49 53 62 31 42 41 29 501 03988 BANK OF CHINA 2 2 9 8 17 0 3 19 6 3 3 5 77 01211 BYD COMPANY 0 0 1 0 0 0 0 0 0 0 0 0 1 03188 CAM CSI300 0 0 0 0 1 1 0 4 1 2 2 2 13 00939 CCB 15 9 28 25 48 9 18 31 9 8 15 13 228 02628 CHINA LIFE 18 18 41 14 37 5 15 24 16 15 12 18 233 00941 CHINA MOBILE 26 17 33 38 27 8 15 25 8 12 13 17 239 00688 CHINA OVERSEAS 1 0 5 1 1 1 0 3 0 1 1 1 15 00788 CHINA TOWER 0 0 0 0 29 6 3 16 1 9 7 2 73 06030 CITIC SEC 0 0 0 0 1 0 0 8 0 0 0 1 10 00001 CKH HOLDINGS 0 6 2 4 22 0 0 8 1 2 2 3 50 03968 CM BANK 0 9 17 14 12 8 4 13 5 8 13 16 119 00883 CNOOC 4 8 11 11 10 11 8 16 6 7 5 5 102 00914 CONCH CEMENT 2 4 5 6 3 2 2 4 2 2 3 1 36 02007 COUNTRY GARDEN 3 3 6 7 6 3 10 16 0 2 3 4 63 02601 CPIC 0 4 0 0 2 1 0 0 6 1 1 5 20 02822 CSOP A50 ETF 4 14 42 36 71 22 14 37 17 35 35 15 342 01093 CSPC PHARMA 3 3 4 9 13 6 7 13 1 1 8 14 82 03333 EVERGRANDE 2 0 6 4 8 0 0 9 0 0 0 0 29 00027 GALAXY ENT 35 56 41 49 62 26 31 47 18 20 29 26 440 00175 GEELY AUTO 49 22 24 50 41 5 24 21 15 12 17 16 296 00388 HKEX 71 87 123 76 159 110 66 122 76 48 52 64 1,054 00005 HSBC HOLDINGS 21 28 15 19 32 20 19 40 17 15 14 15 255 02828 HSCEI ETF 0 2 2 1 5 0 2 3 0 0 1 2 18 01398 ICBC 9 8 16 15 29 5 14 22 6 6 8 5 143 02823 ISHARES A50 2 8 21 16 27 7 4 15 9 11 17 3 140 03690 MEITUAN-W 0 3 14 0 2 2 0 2 9 46 67 71 216 01336 NCI 3 2 2 1 2 0 0 0 0 0 0 0 10 00857 PETROCHINA 5 4 12 7 15 7 11 12 1 1 6 3 84 02318 PING AN 78 82 110 77 133 58 92 98 51 72 64 70 985 01928 SANDS CHINA LTD 4 8 7 10 20 7 4 10 10 9 12 7 108 00016 SHK PPT 0 1 1 11 3 11 5 28 7 10 10 4 91 01177 SINO BIOPHARM 1 0 2 2 0 0 5 2 0 1 6 6 25 00386 SINOPEC CORP 3 1 12 9 8 6 6 11 5 2 10 5 78 01918 SUNAC 6 3 9 11 12 3 3 11 6 5 6 12 87 02382 SUNNY OPTICAL 17 26 17 18 32 9 12 18 20 5 29 24 227 00700 TENCENT 380 267 406 329 519 289 276 422 252 228 242 301 3,911 02800 TRACKER FUND 0 0 1 0 2 2 0 1 0 0 1 1 8 00288 WH GROUP 0 0 0 0 0 0 0 2 1 0 2 2 7 02269 WUXI BIO 2 0 0 0 0 1 0 1 0 0 0 0 4 01810 XIAOMI-W 0 0 0 0 17 11 12 16 9 11 11 32 119
Total 24,281
HKEX Fact Book 2019 86 MAIN BOARD Market value and trading for Callable Bull/Bear Contracts, 2015-2019 Market value * Turnover value (%) of Year/Month Number * (HK$mil) (HK$mil) market total 2015 1,630 56,424.40 1,836,853.88 7.11 2016 1,844 46,982.16 1,371,572.74 8.42 2017 3,374 114,271.35 1,189,171.77 5.52 2018 2,847 66,272.76 1,837,313.96 6.99 2019 3,298 86,307.46 1,995,445.69 9.33
CALLABLE BULL/BEAR CONTRACTS 2019 Jan 3,082 78,994.36 221,648.87 11.44 Feb 3,616 96,576.12 176,920.71 9.86 Mar 3,899 107,176.42 198,893.77 8.59 Apr 4,145 126,541.41 160,843.11 8.15 May 3,845 106,278.92 189,193.14 9.27 Jun 3,884 109,546.95 142,968.93 9.16 Jul 3,827 100,326.49 163,553.58 10.84 Aug 3,476 98,672.37 170,562.49 8.99 Sep 3,684 92,124.47 147,849.27 9.30 Oct 3,624 83,699.51 155,153.27 9.76 Nov 3,490 75,680.60 140,428.14 8.42 Dec 3,298 86,307.46 127,430.41 8.42
* Month-end or year-end figures
HKEX Fact Book 2019 87 MAIN BOARD DEBT SECURITIES 88 2019/02/13 2019/02/20 2019/02/20 2019/01/24 2019/01/25 2019/01/25 2019/01/25 2019/01/25 2019/01/25 2019/01/25 2019/01/25 2019/01/29 2019/01/31 2019/01/31 2019/01/31 2019/02/01 2019/02/01 2019/02/01 2019/02/01 2019/02/04 2019/02/04 2019/02/04 2019/02/04 2019/02/08 2019/02/11 2019/02/11 2019/02/13 2019/02/13 2019/02/13 2019/01/10 2019/01/14 2019/01/14 2019/01/15 2019/01/16 2019/01/16 2019/01/16 2019/01/16 2019/01/18 2019/01/18 2019/01/21 2019/01/23 2019/01/23 2019/01/24 2019/01/02 2019/01/03 Listing date – – – – – – – date 2021/09/26 2020/01/13 2021/06/14 2020/06/28 2020/10/24 2024/01/24 2022/01/24 2022/01/24 2024/01/24 2029/01/24 2022/01/28 2024/07/30 2022/01/30 2022/04/30 2020/07/31 2022/01/31 2022/02/01 2023/08/08 2025/08/08 2028/08/08 2023/02/04 2022/02/12 2024/02/02 2022/01/03 2021/01/11 2022/01/14 2020/01/13 2029/01/15 2021/01/15 2020/01/13 2029/01/17 2029/01/17 2020/01/16 2022/01/22 2024/01/22 2022/01/23 2021/12/31 2021/03/02 Maturity 99.994 98.441 99.822 99.816 99.727 99.402 99.495 92.341 66.842 99.822 98.023 99.559 99.821 98.570 99.403 99.446 98.711 99.970 100.020 100.000 100.000 100.000 100.000 100.000 100.000 100.000 100.000 100.400 100.000 100.000 100.000 100.000 100.000 100.000 100.000 100.000 100.000 100.000 100.000 100.000 100.000 100.000 100.000 100.000 100.000 Issue price Floating Rate Notes 2021 5.95% Guaranteed Bonds 2020 6.50% Bonds 2021 Guaranteed Senior Perpetual Capital Securities 10.50% Senior Notes 2020 7.875% Notes 2020 6.50% Undated Non–Cum Sub Add Tier 1 CapSec 3.375% Convertible Bonds 2024 0.375% Notes 2022B Floating Rate Notes 2022C Floating Rate Notes 2024B Floating Rate Notes 2029 7.50% Guaranteed Bonds 2022 4.125% Notes 2024 6.00% Bonds 2022 5.25% Guaranteed Notes 2022 Guaranteed Senior Perpetual Capital Securities 13.00% Senior Notes 2020 Floating Rate Notes 2022 5.48% Guaranteed Bonds 2022 4.60% Senior Notes 2023B 5.125% Senior Notes 2025B 5.40% Senior Notes 2028B 8.50% Senior Notes 2023 Senior Perpetual Cap Sec A Senior Perpetual Cap Sec B Perpetual Subordinated Guaranteed Cap Sec B 7.50% Senior Bonds 2022 Floating Rate Notes 2024 5.75% Senior Notes 2022 Floating Rate Notes 2021 Cap Sec Zero Coupon Subordinated Perpetual 4.25% Notes 2022 8.60% Senior Notes 2020 2029 Tier 2 Dated Subordinated Notes 8.75% Senior Notes 2021 5.95% Guaranteed Bonds 2020 Tier 2 Subordinated Notes 2029 1.97% Bonds 2029 3.00% Convertible Bonds 2020 4.00% Notes 2022 4.375% Notes 2024 8.625% Senior Notes 2022B 8.50% Bonds 2021 7.625% Senior Notes 2021 Name of issue Zone State–owned Assets Investment Co., Ltd. Greenland Global Investment Ltd. Coastal Emerald Ltd. Qingdao Jiaozhou Bay Development Co., Ltd. Celestial Miles Ltd. Zhenro Properties Group Ltd. Greenland Global Investment Ltd. CMB Wing Lung Bank Ltd. Lenovo Group Ltd. China Development Bank HK Branch China Development Bank HK Branch China Development Bank HK Branch China Development Bank HK Branch Nuoxi Capital Ltd. Johnson Electric Holdings Ltd. Yankuang Group (Cayman) Ltd. Sino–Ocean Land Treasure IV Ltd. Celestial Miles Ltd. Jingrui Holdings Ltd. Hong Kong Mortgage Corporation Ltd., The CMOC Capital Ltd. Sands China Ltd. Sands China Ltd. Sands China Ltd. Yuzhou Properties Co. Ltd. Champion Sincerity Holdings Ltd. Champion Sincerity Holdings Ltd. Towngas (Finance) Ltd. Chengdu Economic & Technological Development Hong Kong Mortgage Corporation Ltd., The Logan Property Holdings Co. Ltd. Logan Property Holdings Co. FWD Group Ltd. China Development Bank HK Branch China Development Bank HK Guotai Junan International Holdings Ltd. Guotai Junan International Holdings Zhenro Properties Group Ltd. Dah Sing Bank, Ltd. China SCE Group Holdings Ltd. Coastal Emerald Ltd. Shanghai Commercial Bank Ltd. The Govt of the HKSAR of the PRC China YuHua Education Corporation Ltd. Bocom Leasing Management Hong Kong Co. Ltd. Bocom Leasing Management Hong Kong Co. Ltd. Yuzhou Properties Co. Ltd. Shandong Commercial Group Co., Ltd. Shandong Commercial CIFI Holdings (Group) Co. Ltd. Issuer/company
# # # # # # # 05529 05117 05545 05546 05562 05563 05573 05579 05588 05704 05589 05705 05712 05706 05706 05717 05724 05722 05725 05727 05733 05719 05736 05737 05749 05751 05758 05122 05515 05019 05518 05522 05524 05526 05529 05530 04236 05532 05533 05536 05561 05124 05512 05499 05341
Code HKEX Fact Book 2019 Book Fact HKEX Newly listed debt securities Newly MAIN BOARD DEBT SECURITIES 89 2019/03/15 2019/03/18 2019/03/19 2019/03/19 2019/03/07 2019/03/08 2019/03/08 2019/03/08 2019/03/08 2019/03/11 2019/03/11 2019/03/11 2019/03/12 2019/03/12 2019/03/13 2019/03/13 2019/03/15 2019/02/21 2019/02/21 2019/02/22 2019/02/22 2019/02/22 2019/02/22 2019/02/22 2019/02/22 2019/02/22 2019/02/26 2019/02/27 2019/02/27 2019/02/27 2019/02/27 2019/02/27 2019/02/28 2019/02/28 2019/02/28 2019/03/01 2019/03/01 2019/03/01 2019/03/04 2019/03/04 2019/03/04 2019/03/04 2019/03/05 2019/03/06 2019/03/06 2019/03/06 Listing date – date 2022/09/08 2022/02/27 2022/03/18 2024/03/14 2021/02/27 2034/03/07 2024/06/07 2021/03/07 2022/03/08 2022/09/08 2022/03/08 2022/03/11 2022/03/11 2022/03/12 2022/03/12 2022/03/14 2021/02/22 2021/08/20 2029/02/21 2022/02/21 2022/02/21 2022/02/21 2024/02/21 2029/02/21 2050/08/18 2029/02/25 2024/02/26 2029/02/26 2024/08/26 2024/02/26 2024/02/22 2029/02/27 2021/02/27 2022/02/27 2023/02/28 2021/02/28 2029/02/28 2023/09/01 2029/03/01 2020/02/27 2022/03/01 2021/03/04 2022/03/05 2022/03/05 2024/03/05 Maturity 97.000 99.579 98.880 99.919 97.968 99.605 99.899 97.965 99.857 99.772 99.218 99.913 99.176 99.006 99.641 99.573 98.464 97.000 98.424 99.586 98.468 98.065 99.811 99.334 100.000 100.000 100.411 100.000 100.000 100.000 100.000 100.000 100.000 100.000 100.120 100.000 100.000 100.000 100.000 100.000 100.000 100.000 100.000 100.001 100.000 100.000 Issue price 5.00% Notes Sep 2022 13.50% Senior Notes 2022 5.625% Bonds 2022 Floating Rate Notes 2024 4.90% CNY Notes 2021 2.02% Bonds 2034 4.20% Notes 2024 6.25% Guaranteed Senior Perpetual Cap Sec 7.90% Guaranteed Bonds 2021 5.00% Notes Mar 2022 5.00% Notes Sep 2022 9.15% Senior Notes 2022 3.875% Guaranteed Bonds 2022 3.75% Guaranteed Notes 2022 Floating Rate Bonds 2022 7.25% Notes 2022 11.00% Guaranteed Senior Notes 2022 Name of issue Fund Notes 2021 1.54% Exchange 2021 9.80% Senior Notes 3.45% Notes 2029 7.625% Senior Notes 2022 4.85% Bonds 2022 2022 3.75% Guaranteed Senior Notes 2024 4.00% Guaranteed Senior Notes 2029 4.75% Guaranteed Senior Notes FRN 2050 Senior Class A Mortgage Backed 3.75% Guaranteed Notes 2029 4.974% Notes 2024 4.125% Notes 2029 3.75% Notes 2024 8.50% Senior Notes 2024 Floating Rate Notes 2024 B 4.25% Tier 2 Dated Cap Bonds 2029 7.50% Guaranteed Senior Notes 2021 13.50% Senior Notes 2022 7.625% Senior Notes 2023 7.75% Senior Notes 2021 Tier 2 Subordinated Notes 2029 7.875% Senior Notes 2023 3.875% Guaranteed Notes 2029 6.25% Guaranteed Bonds 2020 5.50% Guaranteed Notes 2022 11.50% Senior Notes 2021 6.25% Guaranteed Notes 2022 3.65% Notes 2022 3.75% Notes 2024 (continued) AMTD Group Co. Ltd. Guorui Properties Ltd. Chongqing Energy Investment Group Co., Ltd. Hong Kong Mortgage Corporation Ltd., The Far East Horizon Ltd. The Govt of the HKSAR of the PRC Vanke Real Estate (Hong Kong) Co. Ltd. NWD Finance (BVI) Ltd. Tuspark Forward Ltd. AMTD Group Co. Ltd. AMTD Group Co. Ltd. Zhenro Properties Group Ltd. Guotai Junan Holdings Ltd. CDBL Funding 2 Guotai Junan Securities Co., Ltd. Greenland Global Investment Ltd. Xinhu (BVI) 2018 Holding Co. Ltd. Hong Kong Monetary Authority, The Hong Kong Monetary Issuer/company Group Ltd. Zhenro Properties Airport Authority Times China Holdings Ltd. Corporation Jiangxi Railway Investment Group Ltd. China Cinda Finance (2017) I Ltd. China Cinda Finance (2017) I Ltd. China Cinda Finance (2017) I Series 2019–1 WST Trust SHK Ppt (Cap Market) Ltd. GLP China Holdings Ltd. China Resources Land Ltd. China Resources Land Ltd. Yuzhou Properties Co. Ltd. Hong Kong Mortgage Corporation Ltd., The China Construction Bank Corporation ENN Clean Energy Int’l Invest Ltd. Guorui Properties Ltd. CIFI Holdings (Group) Co. Ltd. E–House (China) Enterprise Holdings Ltd. China CITIC Bank Int’l Ltd. KWG Group Holdings Ltd. Henderson Land MTN Ltd. Wanda Properties Global Co. Ltd. Zhaojin Mining International Finance Ltd. Redsun Properties Group Ltd. Bi Hai Co., Ltd. ICBCIL Finance Co. Ltd. ICBCIL Finance Co. Ltd.
# # # 05834 05898 05905 04237 05852 05856 05857 05861 05876 05878 05853 05877 05883 05888 05889 05876 04075 Code 05762 05761 05764 05770 05773 05775 05783 05766 05807 05785 05786 05787 05798 05810 05802 05814 05834 05765 05818 05831 05811 05813 05835 05851 05837 05185 05840 05841 85729 HKEX Fact Book 2019 Book Fact HKEX Newly listed debt securities listed debt securities Newly MAIN BOARD DEBT SECURITIES 90 2019/04/12 2019/04/17 2019/04/17 2019/04/18 2019/04/18 2019/04/18 2019/04/18 2019/04/18 2019/04/18 2019/04/18 2019/03/25 2019/03/26 2019/03/27 2019/03/27 2019/03/28 2019/03/29 2019/03/29 2019/04/02 2019/04/03 2019/04/04 2019/04/04 2019/04/04 2019/04/04 2019/04/08 2019/04/08 2019/04/08 2019/04/09 2019/04/10 2019/04/10 2019/04/11 2019/04/12 2019/04/12 2019/04/12 2019/04/12 2019/04/12 2019/04/12 2019/04/12 2019/03/21 2019/03/21 2019/03/22 2019/03/22 2019/03/22 2019/03/22 2019/03/22 2019/03/22 Listing date date 2022/05/18 2021/04/16 2022/04/16 2021/04/17 2022/04/17 2022/04/17 2022/10/17 2021/04/17 2024/04/17 2029/04/17 2023/09/01 2024/03/25 2020/03/24 2022/02/12 2021/09/27 2024/03/28 2024/03/28 2021/09/11 2022/04/02 2023/01/21 2024/04/03 2021/04/03 2024/04/03 2020/10/04 2021/04/04 2021/10/04 2022/04/08 2029/04/09 2024/04/09 2022/04/10 2022/04/11 2024/04/11 2024/04/11 2026/04/11 2029/04/11 2049/04/11 2022/04/11 2024/03/20 2029/03/20 2022/03/21 2022/03/21 2022/03/21 2024/03/21 2021/03/21 2021/03/21 Maturity 98.030 99.803 99.844 99.576 99.448 97.978 99.917 98.647 99.308 99.727 99.493 99.205 99.991 99.994 99.967 99.967 97.071 99.802 99.079 99.955 100.000 100.000 100.000 100.000 100.000 100.000 103.181 100.000 100.242 100.000 100.000 100.000 100.000 100.000 100.000 100.000 100.000 100.000 100.000 100.000 100.000 100.000 100.000 100.000 100.000 Issue price 1.16% Bonds 2022 1.89% Notes 2021 7.45% Guaranteed Bonds 2022 6.90% Bonds 2021 Floating Rate Notes 2022 C 0.25% Notes 2022 D Floating Rate Notes 2022 B 2.45% Notes 2021D 3.125% Notes 2024 3.625% Notes 2029 3.875% Guaranteed Bonds 2024 5.40% Guaranteed Bonds 2020 7.50% Senior Bonds 2022 8.50% Senior Notes 2021 6.55% Senior Notes 2024 2.00% Conv. Bonds 2024 7.50% Guaranteed Bonds 2021 6.50% Guaranteed Bonds 2022 8.65% Senior Notes 2023 4.75% Guaranteed Bonds 2024 7.75% Guaranteed Senior Notes 2021 1.60% Guaranteed Green Conv. Bonds 2024 1.76% Notes 2020, The 13.00% Senior Notes 2021 10.875% Senior Notes 2021 5.50% Guaranteed Bonds 2022 3.60% Notes 2029 7.375% Senior Notes 2024 7.00% Guaranteed Bonds 2022 7.80% Bonds 2022 3.28% Senior Notes 2024 Floating Rate Notes 2024B 3.575% Senior Notes 2026 3.975% Senior Notes 2029 4.525% Senior Notes 2049 9.95% Senior Notes 2022 7.875% Senior Notes 2023 Name of issue 2024 3.875% Bonds 4.50% Bonds 2029 3.50% Guaranteed Notes 2022 7.50% Bonds 2022 Floating Rate Notes 2022 2.85% Notes 2024 2.09% Notes 2021 3.40% CNY Notes 2021 (continued) Zone State–owned Assets Investment Co., Ltd. Investment Holding Co. Ltd. Hong Kong Mortgage Corporation Ltd., The Nuoxi Capital Ltd. Southwest Securities Int’l Securities Ltd. Bank of China Ltd., Luxembourg Branch Bank of China Ltd., Frankfurt Branch Bank of China Ltd., acting through its Sydney branch Bank of China Ltd., Hong Kong Branch Bank of China Ltd., Hong Kong Branch Bank of China Ltd., Hong Kong Branch The Govt of the HKSAR of the PRC Poly Real Estate Finance Ltd. Ltd. Zhongtai Int’l Finance (BVI) Co. Huayuan Property Co., Ltd. CIFI Holdings (Group) Co. Ltd. China Education Group Holdings Ltd. China Bright (Hong Kong) Ltd. Zhenro Properties Group Ltd. Vertex Capital Investment Ltd. Mei Nian Investment Ltd. Link 2019 CB Ltd. Hong Kong Mortgage Corporation Ltd. Power Best Global Investments Ltd. Jingrui Holdings Ltd. Caiyun International Investment Ltd. AIA Group Ltd. China SCE Group Holdings Ltd. Jisco SR Pearl Ltd. Xinjiang Transportation Construction Tencent Holdings Ltd. Tencent Holdings Ltd. Tencent Holdings Ltd. Tencent Holdings Ltd. Tencent Holdings Ltd. Redsun Properties Group Ltd. Chengdu Economic & Technological Development Granda Century Ltd. KWG Group Holdings Ltd. Joy Treasure Assets Holdings Inc. Joy Treasure Assets Issuer/company Holdings Inc. Joy Treasure Assets Sunny Express Enterprises Corp. Co., Ltd. Xinjiang Financial Investment Ltd. HK Branch Bank of Communications Co., Ltd. HK Branch Bank of Communications Co., Ltd., The Hong Kong Mortgage Corporation Ltd. HK Branch Bank of Communications Co.,
# # # # 05991 05996 05983 05965 05967 05968 05969 05974 05982 05916 05919 05751 05922 05925 05926 05152 05937 05928 05931 05932 05936 05938 05940 05943 05947 05944 05948 05953 05952 05957 05960 05961 05962 05963 05964 04234 05901 Code 05903 05906 05907 05912 05914 05915 85741 05811 HKEX Fact Book 2019 Book Fact HKEX Newly listed debt securities listed debt securities Newly MAIN BOARD DEBT SECURITIES 91 43602.000 2019/04/25 2019/05/02 2019/05/06 2019/05/06 2019/05/07 2019/05/08 2019/05/14 2019/05/14 2019/05/14 2019/05/16 2019/05/17 2019/05/17 2019/05/17 2019/05/17 2019/05/17 2019/05/21 2019/05/21 2019/05/22 2019/05/22 2019/05/23 2019/05/23 2019/05/24 2019/05/24 2019/05/27 2019/05/29 2019/05/30 2019/05/30 2019/05/30 2019/05/30 2019/05/30 2019/05/30 2019/05/30 2019/05/30 2019/05/30 2019/05/31 2019/04/18 2019/04/18 2019/04/18 2019/04/18 2019/04/23 2019/04/24 2019/04/24 2019/04/25 Listing date – – – date 44255.000 2021/12/20 2020/04/27 2022/05/03 2022/05/03 2021/12/20 2024/05/07 2022/05/10 2021/05/23 2021/09/11 2020/05/15 2024/05/16 2029/05/16 2024/05/15 2026/05/15 2024/08/07 2021/05/17 2029/05/21 2024/05/21 2029/05/21 2021/05/24 2022/05/22 2022/05/23 2021/05/23 2022/05/24 2024/05/28 2022/04/29 2022/05/29 2024/05/29 2029/05/29 2020/05/29 2022/05/29 2022/05/30 2022/04/17 2029/04/17 2020/04/17 2022/04/17 2020/04/18 2022/04/23 2022/04/23 2022/04/24 Maturity 99.822 99.783 98.066 99.773 99.011 98.763 99.812 99.488 99.870 99.839 99.743 99.771 99.883 99.737 99.723 99.723 98.933 100.954 100.000 100.000 100.704 100.000 100.000 100.000 100.000 100.000 101.950 100.000 100.000 100.000 100.000 100.000 100.000 100.000 100.000 100.000 100.000 100.000 100.000 100.000 100.000 100.000 100.000 100.000 Issue price 1.875% Guar Exchangeable B2020 Floating Rate Notes 2022 3.375% Notes 2022 B 7.50% Notes 2021 4.65% Bonds 2024 8.875% Senior Notes 2022 4.375% Guaranteed Bonds 2021 7.50% Guaranteed Bonds 2021 1.96% Notes 2020 3.50% Guaranteed Notes 2024 3.875% Guaranteed Notes2029 5.375% Senior Notes 2024 5.875% Senior Notes 2026 2.22% Bonds 2024 7.75% Senior Notes 2021 1.98% Notes 2021 3.80% Notes 2029 3.25% Notes 2024 3.75% Notes 2029 1.70% Exchange Fund Notes 2021 7.00% Bonds 2022 3.375% Guaranteed Bonds 2022 14.50% Guar Senior Notes 2021 5.70% Bonds 2022 2.50% Green Bond 2024 Senior Guar Perp Sec 4.95% Bonds 2022 5.30% Perpetual Capital Securities 5.50% Senior Perp Capital Securities 3.375% Guaranteed Notes 2022 3.75% Guaranteed Notes 2024 4.50% Guaranteed Notes 2029 3.08% Fixed Rate CNY B2020 3.23% CNY Bonds 2022 4.50% Guar Bonds 2022 5.125% Bonds 2021 Name of issue Bonds 2022 4.50% Guaranteed Notes 2029 3.625% Guaranteed 3.10% CNY Notes 2020 C 3.30% CNY Notes 2022 E 1.82% Notes 2020 6.00% Guaranteed Bonds 2022 2022 5.00% Credit Enhanced Bonds 6.20% Notes 2022 (continued) Group Corporation Ltd. Development III Co., Ltd. Management Co. Ltd. Developing Co. Holding Group Co. Ltd. The Govt of the HKSAR of the PRC E–House (China) Enterprise Holdings Ltd. Intellect Aim Management Ltd. CICC Hong Kong Finance 2016 MTN Ltd. CICC Hong Kong Finance 2016 MTN Ltd. Chengdu Tianfu New Area Invest Group Co., Ltd. CAR Inc. AVIC Int’l Finance & Investment Ltd. Granda Century Ltd. Hong Kong Mortgage Corporation Ltd., The CCBL (Cayman) 1 Corporation Ltd. CCBL (Cayman) 1 Corporation Ltd. MGM China Holdings Ltd. MGM China Holdings Ltd. Hong Kong Mortgage Corporation Ltd., The NWD (MTN) Ltd. Rongshi International Finance Ltd. Rongshi International Finance Ltd. Hong Kong Monetary Authority, The Liuzhou Dongtong Investment & Development Co., Ltd. Pioneer Reward Ltd. Oceanwide Holdings International Zhuzhou City Construction Dev Group Co., Ltd. The Govt of the HKSAR of the PRC China Huadian Overseas Development Pingxiang Urban Construction Investment SDG Finance I Ltd. Lee & Man Paper Manufacturing Ltd. Huarong Finance 2019 Co., Ltd. Huarong Finance 2019 Co., Ltd. Huarong Finance 2019 Co., Ltd. Agricultural Development Bank of China Agricultural Development Bank of China Chouzhou International Investment Ltd. Yichang High–Tech Investment Development Co., Ltd. Chengdu Communications Investment Chengdu Communications Investment Holdings Co., Ltd. Xihui Haiwai I Investment Issuer/company (Corporate Treasury) Ltd. IFC Development Bank of China Ltd., Macau Branch Bank of China Ltd., Macau Branch Ltd., The Hong Kong Mortgage Corporation Invest &Dev Yuyao Econ Dev Zone Construction Huaibei City Construction Investment Group Co., Ltd. Huai’an Water Conservancy Holding
# # # # # # 06003 06014 06016 05495 06011 06017 04497 05152 04302 04303 04319 06026 06028 04221 05818 04325 04526 04527 04528 04076 04329 04530 04532 04531 04238 04533 04535 04539 04541 04543 04549 04551 85744 85901 04542 05990 Code 06000 85742 85743 06007 05998 05946 06009 05493 HKEX Fact Book 2019 Book Fact HKEX Newly listed debt securities listed debt securities Newly MAIN BOARD DEBT SECURITIES 92 2019/06/27 2019/06/28 2019/06/28 2019/06/28 2019/06/28 2019/06/28 2019/06/28 2019/06/06 2019/06/10 2019/06/10 2019/06/12 2019/06/13 2019/06/13 2019/06/17 2019/06/17 2019/06/19 2019/06/19 2019/06/19 2019/06/19 2019/06/19 2019/06/20 2019/06/20 2019/06/21 2019/06/21 2019/06/21 2019/06/21 2019/06/24 2019/06/24 2019/06/25 2019/06/25 2019/06/25 2019/06/25 2019/06/26 2019/06/26 2019/06/27 2019/06/27 2019/06/27 2019/05/31 2019/06/03 2019/06/03 2019/06/05 2019/06/05 2019/06/06 2019/06/06 Listing date – – – date 2021/04/04 2022/06/27 2022/06/27 2022/06/27 2022/06/27 2022/06/27 2021/11/29 2022/06/06 2022/06/06 2020/06/11 2022/06/12 2024/06/12 2022/06/14 2020/06/15 2022/06/18 2024/06/18 2029/06/18 2022/06/18 2020/11/26 2022/06/19 2021/06/20 2022/06/20 2021/06/20 2024/06/21 2022/06/21 2022/06/24 2021/06/24 2021/06/24 2024/06/24 2022/06/25 2022/06/25 2022/06/26 2024/06/26 2022/06/26 2022/05/30 2022/05/31 2021/05/31 2024/06/04 2021/12/18 2021/06/05 2024/06/05 Maturity 99.337 99.169 99.853 99.737 99.295 98.940 98.879 99.778 98.054 99.866 99.468 99.732 99.861 99.989 99.384 99.795 99.423 101.508 100.000 100.000 100.000 100.000 100.000 100.000 101.834 100.000 100.000 100.000 100.000 100.000 100.000 100.000 100.000 100.000 101.564 100.000 100.000 100.000 100.000 100.000 100.000 100.000 100.000 100.000 Issue price 13.00% Senior Notes 2021 5.50% Bonds 2022 6.20% Notes 2022 7.50% Bonds 2022 3.80% Bonds 2022 Guaranteed Perpetual Securities 7.00% Guaranteed Bonds 2022 6.35% Guaranteed Notes 2022 7.00% Bonds 2022 2.00% Notes 2020 11.00% Guaranteed Senior N2022 3.00% Guaranteed Bonds 2024 5.60% Guaranteed Bonds 2022 1.88% Notes 2020 10.875% Guar Senior Notes 2022 2.875% Guar Bonds 2024 3.375% Guar Bonds 2029 6.95% Guaranteed Bonds 2022 8.50% Guaranteed Senior Notes 2020 Senior Perpetual Capital Sec Floating Rate Notes 2022 8.375% Notes 2021 3.00% Guaranteed Notes 2022 4.30% Senior Guaranteed Perpetual Securities 11.00% Senior Notes 2021 4.00% Guaranteed Senior Notes 2024 8.00% Notes 2022 Floating Rate Notes 2022 7.875% Guaranteed Bonds 2021 2.95% CNY Bonds 2021 3.03% CNY Bonds 2024 6.75% Notes 2022 6.90% Guaranteed Bonds 2022 6.60% Notes 2022 6.95% Conv Bonds 2024 6.50% Bonds 2022 6.25% Guaranteed Bonds 2021 Name of issue Notes 2022 3.25% Guaranteed Notes 2022 3.50% Guaranteed Floating Rate Notes 2021 4.66% Bonds 2024 5.875% Bonds 2021 Fixed Rate Notes 2021 4.30% Guaranteed Bonds 2024 (continued) Development Zone Development Corporation Invest Holding Co. Ltd. Development (Int’l) Co., Ltd. Dev (Group) Co., Ltd. Power Best Global Investments Ltd. Yangzhou Economic and Technological Kunming Traffic Investment Co., Ltd. Xinjiang Transportation Construction Sichuan Railway Investment Group Co., Ltd. CRCC Chengan Ltd. Liang Shan International Development Ltd. Perfect Point Ventures Ltd. Ltd. Xinjiang Zhongtai (Group) Co., Hong Kong Mortgage Corporation Ltd., The Xinhu (BVI) 2018 Holding Co. Ltd. UHI Capital Ltd. Gemdale Ever Prosperity Investment Ltd. Hong Kong Mortgage Corporation Ltd., The Haimen Zhongnan Investment Shanghai Port Group (BVI) Development Co., Ltd. Shanghai Port Group (BVI) Development Co., Ltd. Tuspark Forward Ltd. Guangsha Holding Group Co., Ltd. Zhenro Properties Group Ltd. China Merchants Bank Co., Ltd. London Branch Jinke Property Group Co., Ltd. DianJian Haiyu Ltd. DianJian Haiyu Ltd. VCREDIT Holdings Ltd. Franshion Brilliant Ltd. Mudanjiang City Investment Group Co., Ltd. China Everbright Bank Co., Ltd., HK Branch Nuoxi Capital Ltd. Ministry of Finance of the PRC Ministry of Finance of the PRC Greenland Global Investment Ltd. Xiangyu Investment (BVI) Co., Ltd. Kunming Dianchi Investment Co., Ltd. China Logistics Property Holdings Co., Ltd. Zhangzhou Transportation Development Group Co., Ltd. Yunnan Energy Investment Overseas Finance Co. Ltd. Yunnan Energy Investment Overseas Horse Gallop Finance Ltd. Horse Gallop Finance Issuer/company Soar Wise Ltd. China Development Bank & Chongqing Nan’an Urban Construction Ltd. Shaoxing City Investment Group Henderson Land MTN Ltd. Xi Yang Overseas Ltd.
# # # 05513 05569 05570 05575 05581 05585 04566 04567 04573 04569 04572 04578 04595 04585 04587 04591 04599 05456 04596 05079 05292 05007 05016 05064 05289 05297 05298 05365 86655 86656 05309 05572 05534 05578 05584 05940 04559 Code 04536 04553 04562 05489 # 04560 04565 05457 HKEX Fact Book 2019 Book Fact HKEX Newly listed debt securities listed debt securities Newly MAIN BOARD DEBT SECURITIES 93 2019/07/16 2019/07/16 2019/07/17 2019/07/17 2019/07/18 2019/07/18 2019/07/19 2019/07/19 2019/07/19 2019/07/19 2019/07/19 2019/07/04 2019/07/04 2019/07/05 2019/07/08 2019/07/08 2019/07/10 2019/07/10 2019/07/10 2019/07/10 2019/07/11 2019/07/11 2019/07/12 2019/07/12 2019/07/12 2019/07/16 2019/07/16 2019/07/16 2019/07/16 2019/07/16 2019/06/28 2019/07/02 2019/07/02 2019/07/02 2019/07/02 2019/07/03 2019/07/02 2019/07/03 2019/07/04 2019/07/04 2019/07/04 2019/07/04 2019/07/04 Listing date – – – date 2022/05/22 2024/03/28 2024/07/16 2023/07/16 2020/07/14 2021/07/17 2022/07/18 2024/07/18 2022/07/18 2022/07/18 2029/07/18 2024/11/10 2022/01/30 2021/07/05 2022/07/05 2024/07/09 2024/07/09 2022/07/09 2022/07/09 2022/01/10 2023/10/25 2021/07/11 2022/03/11 2020/07/09 2025/01/15 2029/07/15 2024/07/15 2022/07/15 2029/06/27 2022/04/28 2024/06/28 2022/06/28 2022/06/28 2024/07/02 2022/06/28 2020/06/30 2024/07/03 2022/10/03 2024/07/03 2029/07/03 Maturity 98.896 99.717 99.572 98.718 91.490 99.790 99.548 93.872 98.095 99.849 99.920 99.718 99.777 99.689 99.468 96.274 99.444 99.461 100.000 100.000 100.000 100.000 100.000 100.000 100.000 104.000 101.230 100.000 100.000 100.000 100.000 100.000 100.000 100.000 100.000 100.000 100.000 100.000 100.000 100.000 100.000 100.000 100.000 Issue price Additional Tier 1 CapSec Contingent Conv Sec 7.00% Bonds 2022 6.55% Senior Notes 2024 3.375% Senior Guar Notes 2024 6.75% Senior Notes 2023 8.45% Guaranteed Bonds 2020 6.00% Bonds 2021 6.50% Bonds 2022 3.00% Bonds 2024 6.30% Bonds 2022 3.75% Guaranteed Bonds 2022 4.125% Guaranteed Notes 2029 5.875% Senior Notes 2024 Guaranteed Senior Perpetual Capital Securities 6.00% Bonds 2022 9.50% Guaranteed Bonds 2021 3.875% Bonds 2022 5.75% Subordinated Notes 2024 1.50% Convertible Bonds 2024 4.37% Guaranteed Bonds 2022 6.20% Bonds 2022 6.80% Guaranteed Bonds 2022 6.00% Senior Notes 2023 12.875% Senior Notes 2021 13.75% Senior Notes 2022 6.25% Bonds 2020 5.70% Undated Non–Cumulative Subordinated 2.90% Guaranteed Notes 2025 3.45% Guaranteed Notes 2029 4.875% Guaranteed Bonds 2024 2.80% Guaranteed Notes 2022 Name of issue Senior Notes 2029 4.25% Guaranteed Bonds 2022 4.00% Credit Enhanced 4.25% Guaranteed Bonds 2024 7.50% Bonds 2022 5.80% Bonds 2022 2.75% Guaranteed Notes 2024 6.90% Guaranteed Bond 2022 5.50% Senior Notes 2020 4.25% Guaranteed Bonds 2024 10.50% Senior Notes 2022 3.00% Notes 2024 3.625% Notes 2029 Fixed Rate Resetting Perpetual Subordinated (continued) (Group) Co. Ltd. Invest Gp Co.,Ltd. Dev & Cons Gp Co Ltd Bluestar Finance Holdings Ltd. Times China Holdings Ltd. Dawn Victor Ltd. Greenland Hong Kong Holdings Ltd. Chengdu Airport Xingcheng Invest Group Co., Ltd. China Mengniu Dairy Co. Ltd. Chongqing Hechuan City Construction Investment GET International Investment Holdings Ltd. NWD (MTN) Ltd. Liuzhou Dongtong Investment & Development Co., Ltd. CIFI Holdings (Group) Co. Ltd. Yuzhou Properties Co. Ltd. Yankuang Group (Cayman) Ltd. New Momentum International Ltd. Gansu Provincial Highway Aviation Tourism FWD Group Ltd. Luye Pharma Group Ltd. Guohui International (BVI) Co., Ltd. Taiyuan State–owned Investment Group Co. Ltd. Tongfang Aqua Ltd. DaFa Properties Group Ltd. Jiayuan International Group Ltd. Pingdingshan Tianan Coal Mining Co., Ltd. Chong Hing Bank Ltd. China Overseas Finance (Cayman) VIII Ltd. China Overseas Finance (Cayman) VIII Ltd. LS Finance (2017) Ltd. Eastern Creation II Invest Hldgs Ltd. KWG Property Holding Ltd. Celestial Miles Ltd. CELESTIAL DYNASTY LTD. CELESTIAL DYNASTY Issuer/company Group Co., Ltd. Chongqing Casin Co. Ltd. Zhongyuan Sincere Investment New City Shaanxi Xixian New Area Qinhan Group Co., Ltd. Qingdao Jiaozhou Bay Development CGNPC International Ltd. Xin Fu (BVI) Co., Ltd. Yuzhou Properties Co. Ltd. Huafa 2019 I Co. Ltd. Redsun Properties Group Ltd. CMB International Leasing Management Ltd. CMB International Leasing Management Ltd. Standard Chartered PLC
# # # # # # 05925 04487 04499 05409 05412 05201 05366 05088 05381 05418 05706 05705 05997 05999 04403 05993 06002 06005 06001 05830 06024 04418 06004 04419 04437 04438 04471 04472 04329 05594 Code 05595 05596 05935 05951 05977 05985 05978 05976 05987 05970 05971 05986 05008 HKEX Fact Book 2019 Book Fact HKEX Newly listed debt securities listed debt securities Newly MAIN BOARD DEBT SECURITIES 94 2019/08/27 2019/08/29 2019/09/02 2019/09/02 2019/09/04 2019/09/05 2019/09/05 2019/09/05 2019/07/25 2019/07/25 2019/07/26 2019/07/26 2019/07/26 2019/07/30 2019/07/30 2019/07/31 2019/07/31 2019/08/01 2019/08/01 2019/08/01 2019/08/02 2019/08/06 2019/08/07 2019/08/07 2019/08/09 2019/08/09 2019/08/09 2019/08/15 2019/08/16 2019/08/16 2019/08/19 2019/08/20 2019/08/21 2019/08/21 2019/08/22 2019/08/23 2019/08/23 2019/08/26 2019/08/27 2019/07/24 2019/07/24 2019/07/24 2019/07/24 2019/07/22 2019/07/22 Listing date – – date 2022/06/18 2021/12/11 2020/08/28 2022/08/30 2022/09/03 2029/09/04 2023/07/16 2022/06/19 2022/07/24 2022/07/25 2022/07/25 2022/01/28 2024/03/05 2022/07/29 2022/07/30 2024/07/09 2022/07/31 2024/07/31 2022/08/01 2029/08/05 2021/08/06 2022/04/28 2024/08/08 2029/08/08 2049/08/08 2021/11/29 2022/08/15 2024/08/15 2022/06/12 2022/03/08 2022/08/20 2022/08/20 2021/08/23 2022/08/22 2022/08/22 2022/08/23 2022/08/26 2022/07/15 2029/07/23 2022/04/23 2024/07/09 2023/04/19 2024/07/19 Maturity 99.577 99.015 99.949 99.987 99.819 99.865 99.977 98.554 98.095 99.762 99.596 99.470 99.654 99.760 99.257 99.340 99.954 99.808 100.500 104.810 100.000 100.000 100.000 100.000 100.120 101.389 100.000 100.000 101.600 100.000 100.000 100.000 100.000 100.000 100.648 100.000 100.000 101.341 100.000 100.000 100.000 100.000 100.008 100.000 101.070 Issue price 10.875% Guar Senior Notes 2022 7.00% Guaranteed Bonds 2021 5.00% Guaranteed Bonds 2020 8.00% Notes 2022 6.40% Bonds 2022 2.82% Guaranteed Notes 2029 6.75% Senior Notes 2023 Floating Rate Notes 2022 11.00% Guaranteed Senior N2022 9.15% Senior Notes 2022 7.50 Guaranteed Bonds 2022 3.375% Guaranteed Bonds 2022 12.00% Senior Notes 2021 7.40% Senior Notes 2024 5.95% Notes 2022 Floating Rate Notes 2022 5.75% Subordinated Notes 2024 7.45% Senior Notes 2022 3.125% Guaranteed Bonds 2024 Unsubordinated Guar Perpetual Sec 6.375% Senior Notes 2022 4.75% Guaranteed Notes 2029 12.875% Senior Notes 2021 9.00% Senior Notes 2022 2.50% Senior Notes 2024 2.95% Senior Notes 2029 3.68% Senior Notes 2049 7.50% Guaranteed Bonds 2021 6.60% Bonds 2022 3.25% Guaranteed Bonds 2024 Floating Rate Bonds 2022 A 0.625% Senior Bonds 2022 B 1.48% Exchange Fund Notes 2021 4.37% Guranteed Bonds 2022 4.90% Bonds 2022 7.80% Bonds 2022 5.875% Notes 2022 6.25% Guaranteed Senior Perpetual Cap Sec 6.25% Guaranteed Senior Perpetual 7.50% Guaranteed Bonds 2022 2.80% Guaranteed Notes 2022 2029 4.25% Guaranteed Senior Notes 6.70% Senior Notes 2022 5.75% Subordinated Notes 2024 Name of issue 2023 7.25% Senior Notes 2024 3.375% Bonds (continued) Development (Int’l) Co., Ltd. Group Co., Ltd. Investment Co., Ltd. Times China Holdings Ltd. China Merchants Bank Co., Ltd. London Branch Haimen Zhongnan Investment Zhuji Development Ltd. China Industrial Securities Int’l Financial Group Ltd. Tianjin Lingang Investment Holding Co., Ltd. Chengdu Econ & Tech Dev Zone Constr & Dev Hysan (MTN) Ltd. Xinhu (BVI) 2018 Holding Co. Ltd. Zhenro Properties Group Ltd. Haichuan Int’l Investment Co., Ltd. Wanda Group Overseas Ltd. Xingsheng (BVI) Co. Ltd. Jingrui Holdings Ltd. KWG Group Holdings Ltd. Dalian Deta Holdings Co., Ltd. Agricultural Bank of China Ltd., HK Branch Bright Scholar Education Holdings Ltd. China Great Wall Int’l Hldgs III Ltd. China Great Wall Int’l Hldgs III Ltd. Honghua Group Ltd. Sino–Ocean Land Treasure IV Ltd. Dexin China Holdings Co. Ltd. Meilun (BVI) Ltd. Sinopec Group Overseas Dev. (2018) Ltd. Sinopec Group Overseas Dev. (2018) Ltd. Sinopec Group Overseas Dev. (2018) Ltd. Changde Economic Construction Investment Dongxing Voyage Co. Ltd. DFZQ DFZQ Hong Kong Monetary Authority, The Hanhui Interntional Ltd. Qingdao Jimo District Urban Development Tibet Financial Leasing Co. Ltd. Fujian Zhanglong Group Co., Ltd. FWD Group Ltd. NWD Finance (BVI) Ltd. Nuoxi Capital Ltd. Eastern Creation II Invest Hldgs Ltd. Eastern Creation II Invest Hldgs FWD Group Ltd. Franshion Brilliant Ltd. CIFI Holdings (Group) Co. Ltd. China SCE Group Holdings Ltd. China SCE Group Issuer/company Securities Group Ltd. Haitong International
# # # # # # # # # # # # 05480 05713 05716 05714 05720 04499 05079 05599 05606 05603 05704 05607 05608 05609 04403 05615 05617 05620 05622 05623 05624 05625 05627 05632 05635 05460 05642 05643 04569 05878 05645 05646 04077 05657 05658 05707 05700 04585 05447 85902 04403 05856 05372 Code 04484 04472 HKEX Fact Book 2019 Book Fact HKEX Newly listed debt securities listed debt securities Newly MAIN BOARD DEBT SECURITIES 95 2019/09/30 2019/09/30 2019/09/12 2019/09/13 2019/09/13 2019/09/13 2019/09/13 2019/09/16 2019/09/17 2019/09/17 2019/09/17 2019/09/17 2019/09/17 2019/09/17 2019/09/17 2019/09/18 2019/09/18 2019/09/18 2019/09/19 2019/09/19 2019/09/20 2019/09/20 2019/09/25 2019/09/25 2019/09/25 2019/09/26 2019/09/26 2019/09/26 2019/09/26 2019/09/27 2019/09/27 2019/09/27 2019/09/27 2019/09/30 2019/09/30 2019/09/06 2019/09/06 2019/09/06 2019/09/10 2019/09/11 2019/09/12 2019/09/12 2019/09/12 Listing date – – – – – date 2021/06/24 2024/06/24 2024/05/16 2022/09/12 2029/09/12 2034/03/07 2024/09/16 2024/09/16 2022/09/16 2021/09/16 2022/09/16 2020/09/16 2022/09/17 2022/09/17 2024/09/17 2022/09/18 2022/09/18 2022/09/19 2024/09/24 2024/09/24 2029/09/24 2024/09/25 2022/09/25 2022/09/25 2021/09/25 2022/09/26 2021/09/26 2022/09/26 2023/09/26 2022/09/27 2021/09/27 2022/09/05 2024/09/05 2024/09/05 2024/06/09 2022/09/10 2024/09/11 2029/09/11 Maturity 99.226 99.697 99.810 99.437 99.661 99.460 99.912 99.405 98.769 99.927 99.480 99.134 99.728 99.655 99.374 99.794 99.577 100.250 100.790 103.595 100.000 100.000 106.300 100.000 102.423 100.000 100.000 100.000 100.000 100.000 100.000 100.000 100.000 100.000 100.000 100.000 100.000 100.000 100.000 100.000 100.000 100.000 100.000 Issue price 2.95% CNY Bonds 2021 3.03% CNY Bonds 2024 3.90% Guaranteed Bonds 2022 2029 2.875% Subordinated Notes Senior Guaranteed Perpetual Capital Notes 2.02% Bonds 2034 Capital Securities 2.50% Guaranteed Notes 2024 Senior Guaranteed Perpetual Capital Notes Floating Rate Notes 2024 Floating Rate Notes 2022 B 2.20% Notes 2021 2.25% Notes 2022 A 3.10% CNY Notes 2020 3.50% Bonds 2022 4.15% Guaranteed Bonds 2022 Zero Coupon Convertible Bonds 2024 5.80% Bonds 2022 5.875% Guaranteed Bonds 2022 6.00% Bonds 2022 Additional Tier 1 Undated Capital Securities C 2.96% Notes 2024 2.875% Bonds 2024 3.50% Bonds 2029 1.00% Guaranteed Bonds 2024 6.00% Bonds 2022 6.85% Guaranteed Bonds 2022 8.75% Senior Notes 2021 8.25% Senior Notes 2022 11.50% Senior Notes 2021 5.75% Notes 2022 6.75% Notes 2023 4.10% Guaranteed Bonds 2022 8.00% Guaranteed Bonds 2021 3.50% Guaranteed Notes 2024 Name of issue Bonds 2022 4.60% Credit Enhanced 2024 A 2.625% Notes Floating Rate Notes 2024 B 6.90% Senior Notes 2024 5.60% Bonds 2022 2.40% Guar Bonds 2024 2.85% Guar Bonds 2029 Securities Senior Guaranteed Perpetual (continued) HK Branch HK Branch HK Branch HK Branch HK Branch Corporation. Ltd Group Co., Ltd. Ministry of Finance of the PRC Ministry of Finance of the PRC Chang Development International Ltd. Chang Development International of China (Macau) Ltd. Industrial and Commercial Bank FEC Finance Ltd. FWD Group Ltd. Wharf REIC Finance (BVI) Ltd. Industrial and Commercial Bank of China Ltd., Industrial and Commercial Bank of China Ltd., Industrial and Commercial Bank of China Ltd., Industrial and Commercial Bank of China Ltd., Industrial and Commercial Bank of China Ltd., Guangxi Communications Investment Group Shuifa Int’l Holdings (BVI) Co., Ltd. WuXi AppTec Co., Ltd. Changde Urban Construction and Investment Zhaobing Investment (BVI) Ltd. Huai’an Traffic Holding Co., Ltd. Bank of East Asia, Ltd., The Wuhan Metro Group Co., Ltd. Joy Treasure Assets Holdings Inc. Joy Treasure Assets Holdings Inc. Pterosaur Capital Co., Ltd. Xi’an Qujiang Culture Holdings Co., Ltd. Shandong Iron and Steel Xinheng International Co. Ltd. China Logistics Property Holdings Co., Ltd. Hilong Holding Ltd. Zhongliang Holdings Group Co. Ltd. Greenland Global Investment Ltd. Greenland Global Investment Ltd. Shanhai (HK) Int’l Investments Ltd. Green Fortune Capital Ltd. The Govt of the HKSAR of the PRC FEC Finance Ltd. CCBL (Cayman) 1 Corporation Ltd. CCBL (Cayman) 1 Corporation Suzhou City Cons Inv Gp(H) Co Ltd Suzhou City Cons Issuer/company Ltd. Management Hong Kong Co. Bocom Leasing Hong Kong Co. Ltd. Bocom Leasing Management Ltd. Logan Property Holdings Co. Co., Ltd. Zhangzhou Jiulongjiang Group Co., Ltd. Shanghai Port Group (BVI) Dev Co., Ltd. Shanghai Port Group (BVI) Dev Chinalco Capital Holdings Ltd.
# # # # # 86656 05744 05750 05781 04237 05793 05747 05781 06008 06010 06012 06013 85906 05880 05992 06015 05959 06018 06006 06020 06022 06027 40000 06021 40002 40003 40004 40001 40005 40006 40007 40009 40010 86655 05723 Code 05728 05729 05732 05730 05734 05741 05745 04303 HKEX Fact Book 2019 Book Fact HKEX Newly listed debt securities listed debt securities Newly MAIN BOARD DEBT SECURITIES 96 2019/10/31 2019/11/04 2019/11/04 2019/10/10 2019/10/11 2019/10/17 2019/10/17 2019/10/18 2019/10/18 2019/10/18 2019/10/18 2019/10/21 2019/10/21 2019/10/21 2019/10/21 2019/10/23 2019/10/24 2019/10/24 2019/10/24 2019/10/25 2019/10/25 2019/10/25 2019/10/25 2019/10/25 2019/10/29 2019/10/29 2019/10/29 2019/10/29 2019/10/29 2019/10/31 2019/10/31 2019/10/31 2019/10/31 2019/11/07 2019/11/07 2019/11/07 2019/10/02 2019/10/02 2019/10/02 2019/10/04 2019/10/04 2019/10/09 2019/10/09 2019/10/09 2019/10/10 2019/10/10 Listing date – – – – date 2021/02/27 2022/11/01 2020/08/28 2021/09/26 2021/10/16 2021/10/16 2022/10/17 2022/10/17 2022/10/17 2022/10/17 2023/01/17 2023/02/18 2022/04/18 2021/12/27 2022/10/22 2029/10/23 2024/10/24 2022/10/24 2024/10/24 2022/10/24 2024/10/24 2022/10/28 2022/10/25 2022/10/28 2024/10/28 2022/10/28 2022/10/30 2024/10/30 2024/10/30 2021/10/30 2023/05/06 2024/11/06 2022/09/30 2029/09/30 2049/09/30 2022/08/03 2021/10/03 2022/10/08 2024/10/08 2022/10/08 2022/10/09 2022/10/09 Maturity 99.767 99.561 99.970 99.729 99.458 98.450 98.339 99.001 99.749 99.460 99.783 99.558 99.440 99.163 98.808 102.492 101.412 100.000 100.080 100.000 100.000 100.000 100.000 103.658 100.000 100.000 100.000 100.000 100.000 100.000 100.000 100.000 100.000 100.000 100.000 100.000 100.000 100.000 100.000 100.000 100.000 100.000 100.000 100.000 100.000 100.000 Issue price 7.50% Guaranteed Senior Notes 2021 6.25% Guaranteed Senior Perpetual Cap Sec 3.97% Guaranteed CNY Bonds 2022 Perpetual Subordinated Guar.Capital Securities 11.50% Senior Notes 2021 Zero Coupon Notes 2021 3.15% CNY Notes 2021 Floating Rate Notes 2022 5.90% Guaranteed Bonds 2022 7.00% Guaranteed Bonds 2022 5.80% Notes 2022 1.10% Bonds 2023 13.75% Senior Notes 2023 7.625% Senior Notes 2022 5.80% Notes 2021 Floating Rate Notes 2022 Guaranteed Perpetual Capital Notes 3.00% Guaranteed Notes 2029 Senior Guaranteed Perpetual Securities 5.625% Senior Notes 2024 2.75% Guaranteed Notes 2022 2.875% Guaranteed Notes 2024 7.00% Guaranteed Bonds 2022 Floating Rate Notes 2024 5.65% Guaranteed Notes 2022 3.25% Notes 2020 6.50% Guaranteed Bonds 2022 4.75% Guaranteed Notes 2024 6.00% Bonds 2022 5.95% Bonds 2022 3.00% Guaranteed Notes 2024 8.375% Senior Notes 2024 13.00% Senior Notes 2021 9.15% Senior Notes 2023 3.40% CNY Bonds 2024 5.00% Guaranteed Bonds 2020 Name of issue 7.00% Bonds 2022 Notes 2029 2.875% Guaranteed 3.30% Guaranteed Notes 2049 8.70% Senior Notes 2022 12.80% Senior Notes 2021 4.30% Guaranteed Bonds 2022 4.00% Bonds 2024 2022 14.75% Guaranteed Senior Notes 3.95% Bonds 2022 4.50% Bonds 2022 (continued) Inv. & Dev. Co., Ltd. Holdings Ltd. (International) Co. Ltd. ENN Clean Energy Int’l Invest Ltd. NWD Finance (BVI) Ltd. CNI Capital Ltd. CLP Power HK Finance Ltd. Wuhan Financial Holdings (Group) Co., Ltd. Bank of China Ltd., Macau Branch Bank of China Ltd., Macau Branch Bank of China Ltd., Macau Branch SDSC International Development Ltd. Oriental Capital Co. Ltd. Kunming Municipal Urban Construction The Government of the HKSAR of the PRC Jiayuan International Group Ltd. E–House (China) Enterprise Holdings Ltd. China Construction Bank Corporation, HK Branch Soar Wise Ltd. Sunny Express Enterprises Corp. Sunny Express Enterprises Corp. Health and Happiness (H&H) International CITIC Securities Finance MTN Co., Ltd. CITIC Securities Finance MTN Co., Ltd. Suqian Economic Development (BVI) Co., Ltd. State Elite Global Ltd. Boxinyuan International Co. Ltd. Avenue International Holding Ltd. Jiangsu Zhongguancun Holding Group PCGI Intermediate Ltd. Rugao Economic and Trade Development Company Mianyang Investment Holding (Gp) Co. Ltd. Huayi Finance I Ltd. Yuzhou Properties Co. Ltd. Redsun Properties Group Ltd. Zhenro Properties Group Ltd. Agricultural Development Bank of China Zhongliang Holdings Group Co. Ltd. China Industrial Securities Int’l Financial Group Ltd. China Industrial Securities Int’l Guangxi Liuzhou Dongcheng Inv Dev Group Co. Ltd. Dongcheng Inv Dev Group Guangxi Liuzhou Issuer/company (2013) Ltd. CNOOC Finance CNOOC Finance (2013) Ltd. Zhenro Properties Group Ltd. Zensun Enterprises Ltd. Haiguo Xintai Capital Ltd. Co. Ltd. Hongkong International (Qingdao) Hongkong Ideal Investment Ltd. Co. Ltd. Zhengzhou Real Estate Group Co., Ltd. Jinan Hi–tech Holding Group
# # # # # # 05856 85908 40044 40005 40020 85907 40021 40022 40025 40026 04215 40023 40024 05498 40027 40028 40030 40031 40029 40032 40033 40034 40035 40036 40037 40038 40040 40041 40039 40042 40043 40045 05814 40047 85909 40013 Code 40015 40016 40008 40012 40011 40017 40019 40014 40018 05713 HKEX Fact Book 2019 Book Fact HKEX Newly listed debt securities listed debt securities Newly MAIN BOARD DEBT SECURITIES 97 2019/12/02 2019/12/02 2019/12/02 2019/12/03 2019/11/14 2019/11/14 2019/11/14 2019/11/14 2019/11/14 2019/11/15 2019/11/15 2019/11/15 2019/11/15 2019/11/15 2019/11/18 2019/11/18 2019/11/18 2019/11/19 2019/11/19 2019/11/19 2019/11/19 2019/11/21 2019/11/21 2019/11/21 2019/11/22 2019/11/25 2019/11/25 2019/11/25 2019/11/25 2019/11/27 2019/11/28 2019/11/28 2019/11/28 2019/11/28 2019/11/28 2019/11/07 2019/11/08 2019/11/12 2019/11/13 2019/11/13 2019/11/13 2019/11/13 2019/11/13 2019/11/13 2019/11/14 2019/11/14 Listing date – – date 2021/06/24 2024/06/24 2022/11/29 2022/12/02 2024/08/07 2021/07/11 2022/04/11 2024/11/13 2029/11/13 2024/11/14 2022/11/14 2022/11/14 2022/11/14 2024/11/15 2022/11/15 2024/11/07 2025/05/18 2022/11/18 2020/11/16 2021/08/06 2024/11/20 2029/11/20 2021/11/22 2022/11/22 2022/11/22 2022/11/22 2024/11/22 2022/11/26 2024/11/27 2029/11/27 2025/05/27 2022/11/27 2021/11/27 2022/11/06 2024/11/07 2022/11/11 2025/05/12 2029/11/12 2024/11/12 2024/11/12 2024/11/12 2020/11/10 2022/11/13 2022/03/13 Maturity 99.015 98.335 94.416 99.776 99.827 99.415 98.464 99.689 99.780 99.581 99.173 99.865 99.341 99.860 99.519 100.340 100.980 100.000 102.420 100.000 100.000 100.000 100.000 100.000 100.000 100.000 100.000 100.000 100.000 100.000 100.000 100.000 100.000 100.000 100.000 100.000 100.000 100.000 100.000 100.000 100.000 100.000 100.000 100.000 100.000 100.000 Issue price 2.95% CNY Bonds 2021 3.03% CNY Bonds 2024 4.20% Notes 2022 7.50% Senior Notes 2022 12.875% Senior Notes 2021 2.22% Bonds 2024 12.875% Senior Notes 2021 9.95% Senior Notes 2022 3.25% Guaranteed Notes 2024 3.875% Guaranteed Notes 2029 2.609% Guaranteed Notes 2024 3.24% Notes 2022 Subordinated Guaranteed Perpetual Securities 3.80% Notes 2022 3.80% Notes 2022 5.75% Notes 2024 4.15% Guaranteed Notes 2022 6.45% Senior Notes 2024 3.125% Bonds 2025 3.90% Guaranteed Bonds 2022 8.00% Senior CNY Notes 2020 Floating Rate Notes 2024 Tier 2 Subordinated Notes 2029 1.63% Notes 2021 Senior Guaranteed Perpetual Capital Securities 7.00% Guaranteed Bonds 2022 7.50% Bonds 2022 3.50% Credit Enhance Bonds 2022 5.50% Guaranteed Notes 2024 3.40% Guaranteed CNY Notes 2022 3.00% Notes 2024 3.05% Guaranteed Notes 2029 8.30% Senior Notes 2025 3.80% Bonds 2022 4.60% CNY Bonds 2021 Name of issue 2022 3.18% CNY Bonds 2024 6.45% Senior Notes 3.90% Bonds 2022 3.15% Notes 2025 3.50% Notes 2029 2.50% Senior Notes 2024 2.95% Senior Notes 2029 3.44% Senior Notes 2049 4.55% Senior Notes 2020 5.60% Notes 2022 6.50% Guaranteed Bonds 2022 (continued) and Construction (Group) Co., Ltd Ministry of Finance of the PRC Ministry of Finance of the PRC Zhongyuan Asset Management Co., Ltd. Anton Oilfield Services Group Dexin China Holdings Co. Ltd. Huarong Finance 2019 Co., Ltd. Huarong Finance 2019 Co., Ltd. Guangzhou Metro Investment Finance (BVI) Ltd. Chengdu Jiaozi Financial Holding Group Co., Ltd. Central Plaza Development Ltd. Zhengzhou Urban Construction Inv. Group Co. Ltd. Changsha Pilot Investment Holdings Co., Ltd. Sun Hung Kai & Co. (BVI) Ltd. City Development Company of Lan Zhou CIFI Holdings (Group) Co. Ltd. Haitong International Securities Group Ltd. XI HAI AN 2019 Ltd. Zhenro Properties Group Ltd. ICBCIL Finance Co. Ltd. Nanyang Commercial Bank, Ltd. Hong Kong Monetary Authority, The Chalieco Hong Kong Corporation Ltd. Phoenix Charm International Investment Ltd. Zhenjiang Cultural Tourism Industry Group Co., Ltd. Shaanxi Xixian New Area Fengxi New City Development PCGI Intermediate Holdings (II) Ltd. Eastern Creation II Investment Holdings Ltd. AAC Technologies Holdings Inc. China Overseas Finance (Cayman) VIII Ltd. Yuzhou Properties Co. Ltd. Zhuhai Da Heng Qin Group Co., Ltd. Zhuhai Da Heng Qin Group Co., Ltd. The Govt of the HKSAR of the PRC DaFa Properties Group Ltd. Redsun Properties Group Ltd. Agricultural Development Bank of China Agricultural Development Issuer/company Co. Ltd. CIFI Holdings (Group) Co. Ltd. Hongkong International (Qingdao) Co. Ltd. Vanke Real Estate (Hong Kong) Co. Ltd. Vanke Real Estate (Hong Kong) (2018) Ltd. Sinopec Group Overseas Development (2018) Ltd. Sinopec Group Overseas Development (2018) Ltd. Sinopec Group Overseas Development Greentown China Holdings Ltd. Ltd. Greenland Global Investment Investment Ltd. Phoenix Charm International
# # # # # # 86656 40078 40077 06024 05964 40059 40060 40054 40061 40062 40063 40064 40065 40066 40046 # 40057 40067 85911 05624 40068 40069 04078 40070 40071 40072 40073 40074 85913 40075 40076 40079 40080 85915 86655 85910 Code 40046 40053 40055 40056 40048 40049 40050 40052 40051 40058 04221 HKEX Fact Book 2019 Book Fact HKEX Newly listed debt securities listed debt securities Newly MAIN BOARD DEBT SECURITIES 98 2019/12/23 2019/12/30 2019/12/20 2019/12/23 2019/12/09 2019/12/10 2019/12/10 2019/12/11 2019/12/11 2019/12/11 2019/12/11 2019/12/11 2019/12/11 2019/12/12 2019/12/12 2019/12/13 2019/12/13 2019/12/18 2019/12/18 2019/12/18 2019/12/18 2019/12/18 2019/12/18 2019/12/19 2019/12/04 2019/12/04 2019/12/04 2019/12/04 2019/12/04 2019/12/04 2019/12/04 2019/12/05 2019/12/05 2019/12/06 2019/12/06 2019/12/06 2019/12/06 2019/12/03 2019/12/04 Listing date – date 2022/07/24 2024/12/27 2021/10/03 2021/12/31 2022/11/22 2022/12/09 1900/01/00 2024/12/10 2022/12/10 2024/12/10 2029/12/10 2025/12/10 2022/12/10 2022/12/11 2022/12/11 2022/12/12 2024/12/12 2029/12/15 2024/12/17 2026/12/17 2029/12/17 2039/12/17 2024/12/17 2022/12/18 2022/03/11 2023/02/18 2022/12/03 2022/12/03 2024/12/03 2029/12/03 2039/12/03 2022/12/04 2022/12/04 2022/12/05 2022/12/05 2022/12/05 2024/12/05 2022/12/02 Maturity 99.641 99.856 99.856 99.717 99.300 99.843 99.782 98.993 98.019 98.875 99.594 99.794 98.105 101.130 100.000 100.000 100.000 100.000 100.000 100.000 100.000 100.000 100.000 100.000 100.000 100.000 100.000 100.000 100.000 100.000 100.000 100.000 100.000 100.000 100.000 100.000 100.000 100.000 100.000 Issue price 0.90% Convertible Bonds 2024 12.80% Senior Notes 2021 8.50% Bonds 2021 7.50 Guaranteed Bonds 2022 7.00% Guaranteed Bonds 2022 4.30% Notes 2022 Subordinated Perpetual Capital Securities Floating Rate Notes 2024 2.40% Guaranteed Bonds 2022 2.60% Guaranteed Bonds 2024 3.00% Guaranteed Bonds 2029 3.00% Guaranteed Convertible Bonds 2025 7.00% Guaranteed Bonds 2022 Floating Rate Notes 2022 7.00% Guaranteed Bonds 2022 3.50 Bonds 2022 3.90 Bonds 2024 5.125% Senior Notes 2029 Zero Coupon Bonds 2024 0.15% Bonds 2026 1.55% Bonds 2029 1.60% Bonds 2039 1.00% Convertible Bonds 2024 3.75% Guaranteed Notes 2022 13.75% Senior Notes 2022 13.75% Senior Notes 2023 2022 4.20% Credit Enhanced Bonds 1.875% Bonds 2022B 1.95% Bonds 2024 2.125% Bonds 2029 2.75% Bonds 2039 4.18% Notes 2022 5.30% Guaranteed Notes 2022 3.60% Credit Enhanced Bonds 2022 3.40% Guaranteed Green Bonds 2022 6.95% Guaranteed Bonds 2022 2.50% Notes 2024 Name of issue 6.00% Bonds 2022 Securities Perpetual Capital Subordinated Guaranteed (continued) Management Holding Limited Management Holding Limited Management Holding Limited and Management Co., Ltd. and Management Co., Ltd. and Management Co., Ltd. and Management Co., Ltd. and Operation Co., Ltd. Investment Group (China) Ltd. China YuHua Education Corporation Ltd. Wanda Group Overseas Ltd. Zensun Enterprises Ltd. Shandong Commercial Group Co., Ltd. Phoenix Charm International Investment Ltd. Tianfeng Securities Co., Ltd. China Resources Land Ltd. Bocom Leasing Management Hong Kong Co. Ltd. China Huaneng Group (Hong Kong) Treasury China Huaneng Group (Hong Kong) Treasury China Huaneng Group (Hong Kong) Treasury PB Issuer (No.5) Ltd. Guofa Overseas Investment Co. Ltd. China Everbright Bank Co., Ltd., HK Branch Xingang International Holding Ltd. Kunming Rail Transit Group Co., Ltd. Kunming Rail Transit Group Co., Ltd. Wynn Macau, Ltd. Tianjin State–owned Capital Investment Tianjin State–owned Capital Investment Tianjin State–owned Capital Investment Tianjin State–owned Capital Investment Bosideng International Holdings Ltd. HBIS Group Hong Kong Co., Ltd. Jiayuan International Group Ltd. Jiayuan International Group Ltd. Yichun Development Investment HaiTong Co., Ltd. Yichun Development Investment Ministry of Finance of the PRC Ministry of Finance of the PRC Ministry of Finance of the PRC Ministry of Finance of the PRC Capital Investment Shaoxing Shangyu State–owned LinJiang Investment and Development (BVI) Co., Ltd Bengbu Gaoxin Investment Group Co., Ltd. Jiangxi Provincial Water Conservancy Wanda Properties Overseas Ltd. Amipeace Ltd. Gaoxin International Investment Co., Ltd. Gaoxin International Issuer/company III Ltd. Finance (Cayman) China State Construction
# # # # # # 40109 05512 05599 40090 40091 40092 40093 40094 40095 40097 40098 40096 40099 40100 40101 40102 40103 40104 40105 40106 40107 40108 40012 40023 40084 06755 06756 06757 06758 40082 40087 40085 40086 40088 40089 40071 40081 Code 40083 04418 Further issue HKEX Fact Book 2019 Book Fact HKEX # Newly listed debt securities listed debt securities Newly MAIN BOARD DEBT SECURITIES 99 – – – date Maturity 2020/03/10 2019/01/11 2019/01/14 2019/01/17 2019/01/20 2019/01/22 2019/01/23 2019/01/23 2019/01/23 2019/01/24 2019/01/25 2019/01/26 2019/01/28 2019/02/01 2019/02/04 2019/02/04 2024/01/29 2019/02/13 2019/02/15 2019/02/17 2019/02/20 2019/02/20 2019/02/22 2043/06/18 2019/02/27 2019/03/01 2019/03/01 2019/03/01 2019/03/03 2024/02/25 2019/03/05 2019/03/11 2019/07/30 2019/03/19 2019/03/20 2019/03/21 2019/03/21 2019/03/25 2019/03/25 2019/03/25 2019/03/24 2019/03/27 2019/03/28 date Delisted 2019/01/08 2019/01/10 2019/01/14 2019/01/15 2019/01/18 2019/01/22 2019/01/23 2019/01/24 2019/01/24 2019/01/24 2019/01/25 2019/01/28 2019/01/29 2019/01/29 2019/02/04 2019/02/08 2019/02/08 2019/02/12 2019/02/14 2019/02/14 2019/02/14 2019/02/18 2019/02/19 2019/02/20 2019/02/20 2019/02/25 2019/02/26 2019/02/28 2019/03/04 2019/03/04 2019/03/04 2019/03/05 2019/03/06 2019/03/06 2019/03/12 2019/03/12 2019/03/20 2019/03/21 2019/03/22 2019/03/22 2019/03/26 2019/03/26 2019/03/25 2019/03/26 2019/03/28 2019/03/29 Last 2019/01/02 2019/01/04 2019/01/08 2019/01/09 2019/01/14 2019/01/16 2019/01/17 2019/01/18 2019/01/18 2019/01/18 2019/01/21 2019/01/22 2019/01/23 2019/01/23 2019/01/29 2019/01/30 2019/01/30 2019/02/01 2019/02/08 2019/02/08 2019/02/08 2019/02/12 2019/02/13 2019/02/15 2019/02/15 2019/02/19 2019/02/20 2019/02/22 2019/02/26 2019/02/26 2019/02/26 2019/02/27 2019/02/28 2019/02/28 2019/03/06 2019/03/06 2019/03/14 2019/03/15 2019/03/18 2019/03/18 2019/03/20 2019/03/20 2019/03/20 2019/03/20 2019/03/22 2019/03/25 trading date Stock name Bluestar Finance Holdings Ltd. Senior Guar. Perpetual Sec Holdings Ltd. Senior Guar. Perpetual Bluestar Finance Notes 2020 Cement Group Ltd. 7.50% Senior China Shanshui ZHIYUAN Group (BVI) Co., Ltd. 6.20% Guaranteed Bonds 2019 ZHIYUAN Group (BVI) Co., Ltd. KWG Group Holdings Ltd. 8.975% Senior Notes 2019 KWG Group Holdings Ltd. 8.975% Jiayuan International Group Ltd. 8.125% Senior Secured N2019 Jiayuan International Group Ltd. Blue Sky Fliers Co. Ltd. 6.90% Guaranteed Notes 2019 Blue Sky Fliers Co. Ltd. 6.90% Guaranteed Hsin Chong Group Holdings Ltd. 8.50% Senior Notes 2019 Hsin Chong Group Holdings Ltd. Bank of China Ltd. 3.125% Notes 2019 Bank of China Ltd. 3.125% Notes Ch Overseas Grand Oceans Finance II 5.125% Guar. Notes 2019 Ch Overseas Grand Oceans Finance Wharf Finance Ltd. 3.5% Guaranteed Notes 2019 Wharf Finance Ltd. 3.5% Guaranteed Tianfang Jincheng (BVI) Ltd. 5.50% Bonds 2019 Bank of Communications Co., Ltd. HK Branch 2.25% Notes 2019 CNMC Int’l Capitals Co. Ltd. 2.375% Credit Enhanced B2019 China Shipping Overseas Fin 4.25% Credit Enhanced Bonds 2019 Hong Kong Mortgage Corporation Ltd. FR Notes 2019, The Zhongtai International Finance (BVI) Co. Ltd. 4.10% B2019 China Logistics Property Hldgs Co., Ltd. 9.00% Senior N2019 Towngas (Finance) Ltd. Perpetual Subordinated Guar. Cap Sec Moon Wise Global Ltd. Subordinated Perpetual Capital Sec Dah Sing Bank Ltd. Tier 2 Subordinated Notes 2024 Haitian International Holdings Ltd. 2% Conv. Bonds 2019 China Singyes Solar Technologies Holdings 7.95% Senior N2019 Central Plaza Development Ltd. 6.875% Guar. CNY Notes 2019 Hong Kong Monetary Authority 0.99% Exchange Fund Notes 2019 Hong Kong Monetary Authority 0.99% Exchange Fund Notes The Govt of the HKSAR of the PRC 1.47% Bonds 2019 Hong Kong Mortgage Corporation Ltd. 1.48% Notes 2019, The Societe Generale Callable Zero Coupon Notes Jun 2043 A China Resources Land Ltd. 4.375% Notes 2019 Guorui Properties Ltd. 10.20% Senior Notes 2019 Bank of China Ltd., Hong Kong Branch 1.875% Notes 2019A Bank of China Ltd., Hong Kong Branch FR Notes 2019B Coastal Emerald Ltd. 3.90% Guaranteed Bonds 2019 SHK Ppt (Capital Market) Ltd. Instruments 2024 Bank of China Ltd., Macau Branch 4.45% CNY Notes 2019C AIA Group Ltd. 2.25% Notes 2019 Sino-Ocean Land Treasure Fin I Ltd. 4.625% Guar. Notes 2019 Franshion Brilliant Ltd. 5.75% Guaranteed Senior Notes 2019 Eastern Creation Inv. Holdings Ltd. 3.625% Guar. Notes 2019 Azure Orbit III Int’l Finance Ltd. 2.125% Guar. Notes 2019 AMTD Group Co. Ltd. 5.00% Notes 2019 Cable & Wireless Int’l Finance B.V. 8.625% Bonds 100 Cable & Wireless Int’l Finance B.V. 8.625% Bonds 1000 Hong Kong Monetary Authority 1.35% Exchange Fund Notes 2019 Ch Oceanwide Int’l Fin Management Co., Ltd. 8.50% Bonds 2019 Hong Kong Mortgage Corporation Ltd. FR Notes 2019, The Hong Kong Mortgage Corporation Ltd. FR Notes 2019B, The
Code 05599 05880 05603 06006 05088 05606 05607 06010 06012 06013 04403 05609 05608 06020 05366 04418 04419 06018 06015 06021 06022 05372 85948 04067 04219 05381 05959 05700 04437 05615 05617 04438 06027 85730 05707 05781 05713 05714 05620 05622 01077 01078 04049 05623 05409 05412 HKEX Fact Book 2019 Book Fact HKEX Withdrawal of listed debt securities of listed Withdrawal MAIN BOARD DEBT SECURITIES 100 – date Maturity 2019/03/28 2019/04/01 2019/04/08 2019/04/10 2019/04/10 2019/04/13 2020/02/28 2019/04/22 2019/04/22 2019/04/20 2019/04/25 2019/04/25 2019/04/25 2019/04/26 2019/04/29 2019/05/01 2019/05/02 2019/05/03 2019/05/06 2019/05/07 2019/05/08 2019/05/08 2019/05/08 2019/05/10 2019/05/10 2019/05/13 2019/05/13 2019/05/14 2019/05/14 2019/05/14 2019/05/16 2019/05/16 2024/05/07 2019/05/20 2019/05/18 2019/05/19 2019/05/21 2019/05/22 2019/05/22 2019/05/22 2019/05/22 2019/05/23 2019/05/23 2019/05/28 2019/05/31 date Delisted 2019/03/29 2019/04/02 2019/04/09 2019/04/11 2019/04/11 2019/04/16 2019/04/17 2019/04/24 2019/04/24 2019/04/24 2019/04/26 2019/04/26 2019/04/26 2019/04/29 2019/04/30 2019/05/03 2019/05/03 2019/05/06 2019/05/06 2019/05/07 2019/05/08 2019/05/09 2019/05/09 2019/05/09 2019/05/14 2019/05/14 2019/05/15 2019/05/15 2019/05/15 2019/05/15 2019/05/15 2019/05/17 2019/05/17 2019/05/20 2019/05/21 2019/05/21 2019/05/21 2019/05/22 2019/05/22 2019/05/23 2019/05/23 2019/05/22 2019/05/24 2019/05/24 2019/05/29 2019/06/03 Last 2019/03/25 2019/03/27 2019/04/02 2019/04/04 2019/04/04 2019/04/10 2019/04/11 2019/04/16 2019/04/16 2019/04/16 2019/04/18 2019/04/18 2019/04/18 2019/04/23 2019/04/24 2019/04/26 2019/04/26 2019/04/29 2019/04/29 2019/04/30 2019/05/02 2019/05/03 2019/05/03 2019/05/03 2019/05/07 2019/05/07 2019/05/08 2019/05/08 2019/05/08 2019/05/08 2019/05/08 2019/05/10 2019/05/10 2019/05/14 2019/05/15 2019/05/15 2019/05/15 2019/05/16 2019/05/17 2019/05/17 2019/05/17 2019/05/17 2019/05/20 2019/05/20 2019/05/23 2019/05/28 trading date (continued) ASM Pacific Technology Ltd. 2.00% Convertible Bonds 2019 Ltd. 2.00% Convertible ASM Pacific Technology Stock name Yunnan Provincial Invest Hldgs Group Co., Ltd. 3.375% N2019 Invest Hldgs Group Co., Ltd. Yunnan Provincial Hong Kong Mortgage Corporation Ltd. FR Notes 2019, The Hong Kong Mortgage Corporation Sinopec Gp Overseas Dev (2014) Ltd. 2.75% Senior Notes 2019 Sinopec Gp Overseas Dev (2014) Sinopec Gp Overseas Dev (2014) Ltd. Senior FR Notes 2019 Sinopec Gp Overseas Dev (2014) Vanke Real Estate (Hong Kong) Co. Ltd. 2.50% Guar. Notes2019 Vanke Real Estate (Hong Kong) Yingde Gases Investment Ltd. 7.25% Senior Notes 2020 Yingde Gases Investment Ltd. 7.25% Vertex Capital Investment Ltd. 4.15% Guaranteed Bonds 2019 Vertex Capital Investment Ltd. Xinjiang Transportation Construction Invest Hldg 6.25% B2019 Xinjiang Transportation Construction Sunshine Life Insurance Corporation Ltd. 2.50% Notes 2019 Sunshine Life Insurance Corporation Hong Kong Mortgage Corporation Ltd. FR Notes 2019B, The Azure Orbit II Int’l Finance Ltd. 3.375% Guar. Notes 2019 Poly Real Estate Finance Ltd. 5.25% Guar. Bonds 2019 Yunnan Energy Invest Finance Co. Ltd. 3.00% Guar. Bonds 2019 Sinochem Offshore Cap Co. Ltd. 3.25% Senior Guar. Notes 2019 Hong Seng Ltd. 8.50% Guaranteed Senior Notes 2019 Tencent Holdings Ltd. 3.375% Senior Notes 2019 Sinopec Grp Overseas Dev (2016) Ltd. 2.125% Senior Notes2019 Ch CITIC Bank Undated Non-Cum Sub. Additional Tier 1 CapSec CALC Bond 1 Ltd. 5.90% Guaranteed Bonds 2019 State Grid Overseas Invest(2014)Ltd. 2.75% Senior Guar.N2019 Lenovo Group Ltd. 4.7% Notes 2019 China Overseas Fin (Cayman) VI Ltd. 4.25% Guar. Notes 2019 Hong Kong Mortgage Corporation Ltd. FR Notes 2019, The Southwest Securities Int’l Securities Ltd. 6.00% Bonds 2019 Hong Kong Mortgage Corporation Ltd. FR Notes 2019B, The Southwest Securities Int’l Securities Ltd. 6.75% Bonds 2019 Rail Transit Int’l Investment Co. Ltd. 2.50% Guar. Bonds2019 China Cinda Finance (2014) Ltd. 4% Guar. Senior Notes 2019 CNPC General Capital Ltd. 2.75% Guar. Senior Notes 2019 The Export-Import Bank of China 3.65% CNY Bonds 2019 Agricultural Bank of China Ltd., NY Branch FR Notes 2019 A Agricultural Bank of China Ltd., NY Branch 1.875% Notes2019B China CITIC Bank Int’l Ltd. Tier 2 Subordinated Notes 2024 Kowloon-Canton Railway Corporation 5.125% Notes 2019 CICC Hong Kong Finance 2016 MTN Ltd. 2.75% Guar. Notes 2019 ICBCIL Finance Co. Ltd. 2.375% Notes 2019 IFC Development (Corp Treasury) Ltd. 2.375% Guar. Notes 2019 Hong Kong Monetary Authority 0.80% Exchange Fund Notes 2019 Greenland Global Investment Ltd. 6.75% Notes 2019 Guotai Junan Fin Hldgs (BVI) Ltd.3.625%Credit Enhanced B2019 Ministry of Finance of the PRC 3.25% CNY Bonds 2019 Top Yield Ventures Ltd. 9.75 Senior Notes 2019 ICBC, HK Branch 1.875% Notes 2019 Oceanwide Holdings Int’l 2017 Co. 8.50% Guar. Senior N2019 CCBL (Cayman) 1 Corporation Ltd. 2.375% Guar. Notes 2019 05716 Code 05624 05418 05720 05723 05625 05793 04471 04472 05627 05447 05729 05730 05632 05732 04484 05734 05635 05728 05642 05741 05744 05745 06008 04499 05201 04487 05643 05747 05750 85963 05657 05658 05992 04307 05645 05646 05949 04068 05103 05754 86617 05102 05653 05035 05655 HKEX Fact Book 2019 Book Fact HKEX Withdrawal of listed debt securities debt securities of listed Withdrawal MAIN BOARD DEBT SECURITIES 101 – – – date Maturity 2019/06/03 2019/06/03 2019/06/04 2019/06/10 2019/06/14 2019/06/15 2019/06/16 2019/06/16 2019/06/20 2019/06/24 2019/06/22 2019/06/25 2019/06/27 2019/06/28 2019/06/29 2019/07/02 2019/07/03 2019/07/04 2019/09/06 2019/07/08 2019/07/11 2020/07/23 2019/07/11 2019/07/12 2019/07/15 2019/07/14 2019/07/17 2019/07/23 2019/07/25 2019/07/29 2019/07/28 2019/07/28 2019/07/31 2019/08/08 2019/08/08 2021/07/03 2019/08/09 2020/06/05 2019/08/10 2019/08/11 2019/08/16 2019/08/19 2020/07/02 date Delisted 2019/06/04 2019/06/04 2019/06/05 2019/06/10 2019/06/17 2019/06/18 2019/06/18 2019/06/18 2019/06/20 2019/06/24 2019/06/25 2019/06/26 2019/06/28 2019/07/02 2019/06/28 2019/07/03 2019/07/04 2019/07/04 2019/07/04 2019/07/09 2019/07/09 2019/07/12 2019/07/12 2019/07/12 2019/07/15 2019/07/16 2019/07/16 2019/07/18 2019/07/23 2019/07/26 2019/07/29 2019/07/30 2019/07/30 2019/07/30 2019/08/01 2019/08/09 2019/08/09 2019/08/12 2019/08/12 2019/08/12 2019/08/13 2019/08/13 2019/08/13 2019/08/19 2019/08/20 2019/08/20 Last 2019/05/29 2019/05/29 2019/05/30 2019/06/04 2019/06/11 2019/06/12 2019/06/12 2019/06/12 2019/06/17 2019/06/19 2019/06/19 2019/06/20 2019/06/24 2019/06/25 2019/06/25 2019/06/26 2019/06/27 2019/06/27 2019/06/28 2019/07/03 2019/07/03 2019/07/08 2019/07/08 2019/07/08 2019/07/09 2019/07/10 2019/07/10 2019/07/12 2019/07/18 2019/07/22 2019/07/23 2019/07/24 2019/07/24 2019/07/24 2019/07/26 2019/08/05 2019/08/05 2019/08/06 2019/08/06 2019/08/06 2019/08/07 2019/08/07 2019/08/07 2019/08/13 2019/08/14 2019/08/14 trading date (continued) Huarong Finance II Co., Ltd. 2.75% Guaranteed Notes 2019 II Co., Ltd. 2.75% Guaranteed Huarong Finance Stock name Midea Investment Development Co. Ltd. 2.375% Guar Notes 2019 Development Co. Ltd. 2.375% Midea Investment Vanke Real Estate (Hong Kong) Co. Ltd. 4.50% Guar. Notes2019 Vanke Real Estate (Hong Kong) Hong Kong Monetary Authority 2.64% Exchange Fund Notes 2019 Hong Kong Monetary Authority CSCEC Finance (Cayman) II Ltd. 2.25% Guaranteed Notes 2019 CSCEC Finance (Cayman) II Ltd. Tianjin Infrastructure Construction & Investment 2.75% B2019 Tianjin Infrastructure Construction Xuzhou Econ & Tech Dev Zone Int’l Invest 4.50% Guar. N2019 Xuzhou Econ & Tech Dev Zone Hua Han Health Industry Holdings Ltd. 7.00% Senior Notes2019 Hua Han Health Industry Holdings The Govt of the HKSAR of the PRC iBonds 2019 The Govt of the HKSAR of the Hong Kong Monetary Authority 1.34% Exchange Fund Notes 2019 Hong Kong Monetary Authority China Development Bank 1.625% Notes 2019 Greenland Hong Kong Holdings Ltd. 7.875% Bonds 2019 Xihui Haiwai I Invest Hldgs Co., Ltd. 3.25% Guar. Bonds 2019 Hanrui Overseas Investment Co., Ltd. 4.90% Guar. Bonds 2019 Ministry of Finance of the PRC 2.65% CNY Bonds 2019 China Construction Bank (Asia) Corp Ltd. 3.25% Notes 2019 Chalieco HK Corporation Ltd. Senior Guar. Perpetual Cap Sec Greenland Global Investment Ltd. 4.375% Guar. Bonds 2019 Ministry of Finance of the PRC 2.90% CNY Bonds 2019 Mulpha SPV Ltd. 6.00% Notes 2019 China Development Bank Floating Rate Notes 2019 Bank of China Ltd., Hong Kong Branch FR Notes 2019 Boom Up Investments Ltd. 3.25% Credit Enhanced Bonds 2020 HK Science & Technology Parks Corp 2.12% Guar. Notes 2019 Caiyun International Investment Ltd. 3.125% Guar. Bonds 2019 China Overseas Land Int’l (Cayman) Ltd. 1.75% Guar. N2019 Xiangyu Investment (BVI) Co., Ltd. 4.75% Guar. Bonds 2019 Huarong Finance Co., Ltd. 4.00% Guaranteed Notes 2019 The Govt of the HKSAR of the PRC 5.125% Notes due 2019 Kunlun Energy Co. Ltd. 1.625% USD Settled Conv. Bonds 2019 Agile Group Holdings Ltd. Perpetual Subordinated Cap Sec Eastern Creation II Investment Holdings Ltd. 1.50% Notes2019 Greenland Hong Kong Holdings Ltd. 3.875% Notes 2019 Shine Power Int’l Ltd. Zero Coupon Guar. Exchangeable B2019 The Export-Import Bank of China 2.50% Senior Notes 2019 Asia View Ltd. 1.50% Guaranteed Exchangeable Bonds 2019 Ch Singyes Solar Tech Holdings Ltd. 5%USD Settled Conv.B2019 PB Issuer (No.4) Ltd. 3.25% Guar. Convertible Bonds 2021 RKI Overseas Finance 2016 (A) Ltd. 5.00% Guar. Senior N2019 CRCC Yupeng Ltd. Senior Guaranteed Perpetual Securities CIFI Holdings (Group) Co. Ltd. 7.75% Senior Notes 2020 Silver Sparkle Ltd. 7.875% Guaranteed Senior Notes 2019 Airvessel Finance Holding Ltd. 3.25% Guaranteed Notes 2019 Bank of Communications Co., Ltd. HK Branch FR Notes 2019 Swire Pacific MTN Financing Ltd. 5.50% Guaranteed Notes 2019 China SCE Group Holdings Ltd. 10.00% Senior Notes 2020 05663 Code 05666 05759 04190 05668 05673 05675 05676 04231 04052 05678 05121 05679 05680 86603 05767 05702 05768 86637 04313 05681 05235 05544 05771 05682 05541 05683 05774 02581 05690 04593 05549 05691 05777 05779 05788 05790 05525 05695 05778 05523 05697 05789 05698 04311 05539 HKEX Fact Book 2019 Book Fact HKEX Withdrawal of listed debt securities debt securities of listed Withdrawal MAIN BOARD DEBT SECURITIES 102 – – – – date Maturity 2019/08/19 2019/08/21 2020/01/19 2019/08/26 2024/08/20 2020/05/07 2019/09/03 2019/09/06 2019/09/11 2019/09/11 2019/09/15 2019/09/17 2019/09/18 2019/09/21 2024/09/10 2019/09/25 2020/02/04 2019/09/30 2019/09/29 2019/09/29 2019/09/29 2019/09/30 2019/09/30 2019/09/29 2019/10/08 2019/10/08 2024/10/03 2019/10/21 2019/10/19 2019/10/19 2019/10/23 2019/10/25 2019/10/27 2019/10/30 2019/11/01 2019/11/03 2019/11/03 2019/11/04 2019/11/06 2019/11/08 2019/11/08 2019/11/10 date Delisted 2019/08/20 2019/08/21 2019/08/26 2019/08/27 2019/08/29 2019/08/30 2019/09/04 2019/09/09 2019/09/12 2019/09/12 2019/09/17 2019/09/18 2019/09/18 2019/09/19 2019/09/24 2019/09/26 2019/09/26 2019/09/27 2019/09/30 2019/10/02 2019/10/02 2019/10/02 2019/10/02 2019/10/02 2019/10/02 2019/10/08 2019/10/09 2019/10/09 2019/10/14 2019/10/22 2019/10/22 2019/10/22 2019/10/24 2019/10/28 2019/10/29 2019/10/30 2019/10/31 2019/11/01 2019/11/04 2019/11/05 2019/11/05 2019/11/05 2019/11/07 2019/11/11 2019/11/11 2019/11/12 Last 2019/08/14 2019/08/16 2019/08/20 2019/08/21 2019/08/23 2019/08/26 2019/08/29 2019/09/03 2019/09/06 2019/09/06 2019/09/11 2019/09/12 2019/09/12 2019/09/13 2019/09/18 2019/09/20 2019/09/20 2019/09/23 2019/09/25 2019/09/25 2019/09/25 2019/09/25 2019/09/25 2019/09/25 2019/09/25 2019/09/30 2019/10/02 2019/10/02 2019/10/08 2019/10/16 2019/10/16 2019/10/16 2019/10/18 2019/10/22 2019/10/23 2019/10/24 2019/10/25 2019/10/28 2019/10/29 2019/10/30 2019/10/30 2019/10/30 2019/11/01 2019/11/05 2019/11/05 2019/11/06 trading date (continued) Far East Horizon Ltd. 6.125% Notes 2019 Far East Horizon Stock name Hong Kong Monetary Authority 0.77% Exchange Fund Notes 2019 Authority 0.77% Exchange Hong Kong Monetary Logan Property Holdings Co. Ltd. 7.70% Senior Notes 2020 Logan Property Holdings Co. Ltd. Tianjin Lingang Investment Holding Co., Ltd. 6.75% Notes2019 Tianjin Lingang Investment Holding Ch Construction Bk (Asia) Corp Ltd.Tier 2 Subordinated N2024 Ch Construction Bk (Asia) Corp China Oil And Gas Group Ltd. 5.00% Senior Notes 2020 China Oil And Gas Group Ltd. 5.00% Charming Light Investments Ltd. 3.75% Guaranteed Notes 2019 Charming Light Investments Ltd. Greenland Global Investment Ltd. 3.50% Notes 2019 Greenland Global Investment Ltd. West China Cement Ltd. 6.50% Senior Notes 2019 West China Cement Ltd. 6.50% Haitong International Finance 2014 Ltd. 3.99% Guar.Bonds2019 Haitong International Finance China Everbright Bank Co., Ltd., HK Branch 2.00% Notes 2019 Henson Finance Ltd. 5.50% Guaranteed Notes 2019 Ch Taiping Ins Hldgs Co. Ltd. Perpetual Subordinated CapSec Hong Kong Sukuk 2014 Ltd. Trust Certificates 2019 Industrial Bank Co., Ltd. Hong Kong Branch 2.00% Notes 2019 ICBC (Macau) Ltd. Subordinated Notes 2024 Honghua Group Ltd. 7.45% Senior Notes 2019 Sino-Ocean Land Treasure Fin II Ltd. 4.45% Guar. Notes 2020 Hong Kong Monetary Authority 1.49% Exchange Fund Notes 2019 Hong Kong Monetary Authority 1.49% Exchange Fund Notes Sinopec Gp Overseas Dev (2016) Ltd. 1.75% Senior N2019 Haichuan Int’l Investment Co., Ltd. 5.35% Guar. Bonds 2019 ICBCIL Finance Co. Ltd. 2.125% Notes 2019 Bluestar Finance Holdings Ltd. 3.125% Senior Guar Notes 2019 China Construction Bank Corp, HK Branch 1.75% FR N2019 Green Fortune Capital Ltd. 8.75% Guaranteed Bonds 2019 Chong Hing Bank Undated Non-Cum Sub Additional Tier 1 CapSec Far East Horizon Ltd. 4.25% Notes 2019 Huatai Int’l Finance I Ltd. 3.625% Credit Enhanced Bonds2019 Bank of Communications Co., Ltd. Tier 2 Capital Bonds 2024 Hongkong International (Qingdao) Co. Ltd. 5.30% Bonds 2019 Zhuzhou City Construction Dev Group Co., Ltd. 2.98% B2019 Tuspark Forward Ltd. 4.30% Guaranteed Bonds 2019 ENN Energy Holdings Ltd. 3.25% Bonds 2019 Huai’an Traffic Holding Co., Ltd. 4.95% Bonds 2019 China Great Wall Int’l Hldgs III Ltd. 2.25% Guar. Notes 2019 Dianjian Haixing Ltd. Senior Guaranteed Perpetual Securities CITIC Securities Finance MTN Co.,Ltd. 3.50% Guar. Notes 2019 Korean Reinsurance Co. Subordinated Capital Securities Azure Nova International Finance Ltd. 2.25% Guar. Notes 2019 King Power Capital Ltd. 3.875% Guaranteed Notes 2019 China Development Bank HK Branch 0.125% Notes 2019 Guangxi Comm Investment Group Corporation. Ltd 3.00% B2019 New World China Land Ltd. 5.375% Notes 2019 Wuhan Metro Group Co., Ltd. 2.375% Notes 2019 Jiangsu Zhongguancun Hldg Group (Int’l) 5.70% Guar. Bonds2019 Suqian Economic Development (BVI) Co. 5.375% Guar. B2019 05791 Code 04069 05605 05148 05792 05825 05795 04308 05800 05801 04500 04312 05799 04223 04509 05797 05805 05868 04055 04521 04538 04540 04550 04564 05288 05804 05806 05812 05808 05191 05710 05735 05817 05784 05934 05816 05820 05815 05703 05822 05864 05921 05824 05939 05956 05302 HKEX Fact Book 2019 Book Fact HKEX Withdrawal of listed debt securities debt securities of listed Withdrawal MAIN BOARD DEBT SECURITIES 103 – – date Maturity 2019/11/11 2019/11/12 2019/11/18 2019/11/18 2019/11/18 2019/11/20 2024/11/12 2019/11/21 2019/11/22 2019/11/22 2020/01/13 2019/11/25 2019/11/26 2019/11/27 2019/11/28 2024/11/20 2019/11/28 2019/11/29 2019/12/02 2019/12/02 2019/12/01 2019/12/02 2019/12/02 2019/12/04 2019/12/05 2019/12/09 2019/12/07 2019/12/11 2019/12/12 2019/12/13 2020/04/03 2019/12/15 2019/12/16 2019/12/16 2019/12/16 2019/12/16 2019/12/20 2019/12/20 2019/12/23 2019/12/23 2019/12/22 2019/12/28 date Delisted 2019/11/12 2019/11/13 2019/11/18 2019/11/19 2019/11/19 2019/11/19 2019/11/20 2019/11/21 2019/11/21 2019/11/25 2019/11/25 2019/11/23 2019/11/26 2019/11/27 2019/11/28 2019/11/29 2019/11/29 2019/11/29 2019/12/02 2019/12/03 2019/12/03 2019/12/03 2019/12/03 2019/12/03 2019/12/04 2019/12/06 2019/12/09 2019/12/10 2019/12/11 2019/12/12 2019/12/12 2019/12/16 2019/12/17 2019/12/17 2019/12/17 2019/12/17 2019/12/17 2019/12/17 2019/12/23 2019/12/23 2019/12/23 2019/12/24 2019/12/24 2019/12/31 Last 2019/11/06 2019/11/07 2019/11/12 2019/11/13 2019/11/13 2019/11/13 2019/11/15 2019/11/15 2019/11/18 2019/11/19 2019/11/19 2019/11/19 2019/11/20 2019/11/21 2019/11/22 2019/11/25 2019/11/25 2019/11/25 2019/11/26 2019/11/27 2019/11/27 2019/11/27 2019/11/27 2019/11/27 2019/11/29 2019/12/02 2019/12/04 2019/12/04 2019/12/05 2019/12/06 2019/12/09 2019/12/10 2019/12/11 2019/12/11 2019/12/11 2019/12/11 2019/12/11 2019/12/11 2019/12/17 2019/12/17 2019/12/18 2019/12/18 2019/12/18 2019/12/23 trading date (continued) CNI Capital Ltd. 4.30% Guaranteed CNY Bonds 2019 4.30% Guaranteed CNY Bonds CNI Capital Ltd. Stock name SDSC Int’l Finance Ltd. 3.625% Credit Enhanced Bonds 2019 Ltd. 3.625% Credit Enhanced SDSC Int’l Finance CLP Power HK Finance Ltd. Perpetual Subordinated Guar.CapSec CLP Power HK Finance Ltd. Perpetual Gansu Provincial Highway Aviation Tourism Invest 3.00% B2019 Gansu Provincial Highway Aviation Double Rosy Ltd. 3.625% Guaranteed Notes 2019 Double Rosy Ltd. 3.625% Guaranteed China Construction Bank (Asia) Corp Ltd.3.75% CNY Notes 2019 China Construction Bank (Asia) Hong Kong Monetary Authority 1.04% Exchange Fund Notes 2019 Hong Kong Monetary Authority China Construction Bank Corp Tier 2 Dated Capital CNY B2024 China Construction Bank Corp Ministry of Finance of the PRC 3.00% CNY Bonds 2019 Ministry of Finance of the PRC Oriental Capital Co. Ltd. 5.15% Guaranteed Bonds 2019 Oriental Capital Co. Ltd. 5.15% Huarong Finance II Co., Ltd. 2.875% Guaranteed Notes 2019 Zhenro Properties Group Ltd. 8.60% Senior Notes 2020 CNPC General Capital Ltd. 2.70% Guaranteed Notes 2019 Amipeace Ltd. 3.125% Guaranteed Notes 2019 HC Group Inc. 5.00% Convertible Bonds 2019 Alibaba Group Holding Ltd. 2.50% Senior Notes 2019B Bank of East Asia, Ltd. Tier 2 Cap Dated Subordinated N2024 Alibaba Group Holding Ltd. 2.50% Senior Notes 2019 CMBLEMTN 1 Ltd. 2.625% Guaranteed Notes 2019 Changsha Pilot Investment Holdings Co., Ltd. 3.10% Notes2019 Horsepower Finance Ltd. 2.15% Guaranteed Notes 2019 Zhenjiang Cultural Tourism Industry Group Co Ltd 4.95% B2019 Huayi Finance I Ltd. 4.00% Guaranteed Notes 2019 CDBL Funding 1 3.25% Guaranteed Notes 2019 Ministry of Finance of the PRC 3.90% CNY Bonds 2019 Shaanxi Xixian New Area Fengxi New City Dev & Cons5.75%B2019 Hong Kong Monetary Authority 2.16% Exchange Fund Notes 2019 Hong Kong Monetary Authority 2.16% Exchange Fund Notes Inventive Global Investments Ltd. 2.375% Fixed Rate N2019 Central Plaza Development Ltd.7.125% Senior Perpetual CapSec Chinalco Finance Holdings Ltd. 3.625% Credit Enhanced B2019 Ministry of Finance of the PRC 3.40% CNY Bonds 2019 Yunnan Energy Investment Overseas Fin 3.50% Guar. B2019 Lvqi Holdings Co., Ltd. 8.60% Senior Bonds 2020 Changde Urban Construction and Investment Group 3.70% B2019 Xiangxing Overseas Investment Co. Ltd. 5.95% Guar Bonds2019 Xingang International Holding Ltd. 5.80% Guar. Bonds 2019 Fujian Zhanglong Group Co., Ltd. 4.50% Notes 2019 Phoenix Charm International Investment Ltd. 5.50% Bonds 2019 Gaoxin International Investment Co., Ltd. 5.90% Bonds 2019 Peixian State-Owned Assets Management Co. Ltd. 6.10% B2019 Hong Kong Monetary Authority 1.32% Exchange Fund Notes 2019 Vanke Real Estate (Hong Kong) Co. Ltd. 3.95% Guar. Notes2019 Greenland Global Investment Ltd. 4.375% Guar. Notes 2019 Mudajaya Ventures Ltd. 7.00% Notes 2019 85725 Code 05827 05740 05304 05829 86000 04070 85998 86623 05305 05306 05522 05836 05838 05839 05590 05833 05842 05312 05315 05318 05319 05847 05849 86650 05317 04196 05322 05848 05854 86642 05326 04456 05328 05329 05330 05331 05332 05335 05336 04058 05334 05337 05339 HKEX Fact Book 2019 Book Fact HKEX Withdrawal of listed debt securities debt securities of listed Withdrawal MAIN BOARD DEBT SECURITIES 104 Total amount 1,320.84 Nominal (HK$mil) HK$ mil 9,380.57 1,320.84 (HK$mil) 177,871.17 163,035.54 336,499.46 3,878,256.22 1,147,535.80 5,204,984.02 5,204,984.02 3,036,649.61 1,667,478.56 1 23 Nominal amount 330 1034 1,388 issues No. of Other
3,386.57 21,278.25 Corporation amount 1,349.88 Nominal (HK$mil) 149,049.63 961,935.70 4,588,705.55 3,476,370.35 0.00 2,504.49 4,944.31 0.00 2,341.32 4,432.82 60,691.67 0.00 29,255.47 6,914.98 0.00 2,997.48 4,950.68 0.00 1,640.11 5,708.88 0.00 2,125.79 4,434.48 0.00 2,535.96 0.00 2,559.49 6,471.48 0.00 2,459.19 5,661.00 0.00 2,971.17 4,935.79 0.00 3,095.65 4,424.40 0.00 2,098.08 3,934.60 0.00 1,926.75 3,878.24 48,393.92 0.00 12,345.65 60,496.31 7.07 17,958.70 0.00 1 24 257 913
1195 issues No. of 759 493 Supranational
No. of issues State amount 7402.91 34805.09 corporation 1 1,414.20 29 156,101.63 186 741,778.73 831 3,133,897.88 1047 4,033,192.43 issues (HK$mil) No. of State 78.20 2,356.00 59.95 2,013.81 309.31 3,523.82 307.73 2,933.68 367.36 3,199.03 361.97 1,504.74 493.39 3,396.84 240.40 2,850.97 246.04 1,717.23 155.26 1,151.97 102.37 1,693.40 121.49 1,810.07
2,843.48 28,151.59 5,537.27 29,369.62 6,478.46 0.00 0.00 9,380.57 0.00
8 96 1 1 11 39 527 1,388 341 166 amount No. of issuers 2016 2017 2018 2019 5.62 1.36 Bank 1 1,406.10 84.37 69.17 16.70 31.82 21.76 21.52 40.75 19.92 17.73 66.10 10,422.67 28 144,397.04 441.14 110.43 129 465,699.20 892 3,258,654.54 734 2,647,152.20 1246.98 1,141.38 issues (HK$mil) No. of
892 762 0.00 1,388 1,388 1,206 1,223 1,243 1,265 1,266 1,291 1,317 1,318 1,347 1,365 1,379 1,195 1,047 amount 2015 No. of issues Nominal Nominal Nominal 1 1,406.10 90 330,698.02 26 148,687.04 762 2,741,871.80 645 2,261,080.64 issues (HK$mil) No. of Dec Jan Feb Mar Apr May Jun Jul Aug Sep Oct Nov
2019 2019 2018 2017 2015 2016* Supranational Country PRC Foreign Total Total Kong Hong
Major group State State corporation Supranational Other Corporation Bank Year/month *Figures have been adjusted following the revised classification of debt securities *Figures have been adjusted following the revised classification HKEX Fact Book 2019 Book Fact HKEX Listed debt securities, 2015 - 2019 Nominal value of listed debt securities as at the end of 2019 Nominal value of listed debt Debt securities trading by type of issue, 2015-2019 by type of trading Debt securities MAIN BOARD Newly listed unit trusts and mutual funds
Amount No. of raised Subscription Code Unit trust/mutual fund Fund manager Issue price (HK$) unit offer (HK$mil) rate (times) Listing date
03096/09096 CSOP US Dollar Money Market ETF CSOP Asset Management Limited n.a. n.a. n.a. n.a. 2019/01/25
07500 CSOP HSI Daily (-2x) Inverse Product CSOP Asset Management Limited n.a. n.a. n.a. n.a. 2019/05/28
03011/09011 ICBC CICC USD Money Market ETF China International Capital Corporation Hong Kong n.a. n.a. n.a. n.a. 2019/06/18 UNIT TRUSTS AND MUTUAL FUNDS Asset Management Limited
07588 CSOP HSCEI Daily (-2x) Inverse Product CSOP Asset Management Limited n.a. n.a. n.a. n.a. 2019/06/25
02804/09804 Premia MSCI Vietnam ETF Premia Partners Company Limited n.a. n.a. n.a. n.a. 2019/07/18
03077/09077 Premia US Treasury Floating Rate ETF Premia Partners Company Limited n.a. n.a. n.a. n.a. 2019/07/18
02820/09820 Mirae Asset Horizons China Biotech ETF Mirae Asset Global Investments (Hong Kong) Limited n.a. n.a. n.a. n.a. 2019/07/25
02826/09826 Mirae Asset Horizons China Cloud Computing ETF Mirae Asset Global Investments (Hong Kong) Limited n.a. n.a. n.a. n.a. 2019/07/25
07522 ChinaAMC Direxion NASDAQ-100 China Asset Management (Hong Kong) Limited n.a. n.a. n.a. n.a. 2019/09/06 Daily (-2x) Inverse Product
07568 CSOP NASDAQ-100 Index Daily (-2x) Inverse Product CSOP Asset Management Limited n.a. n.a. n.a. n.a. 2019/09/19
09078 Premia US Treasury Floating Rate Premia Partners Company Limited n.a. n.a. n.a. n.a. 2019/09/27 ETF-Accumulating Unit Class
03072/09072 Nikko AM Global Internet ETF Nikko Asset Management Hong Kong Limited n.a. n.a. n.a. n.a. 2019/10/24
01503 China Merchants Commercial China Merchants Land Asset Management Co., Ltd. 3.42 750,000,000 2,565.00 1.43 2019/12/10 Real Estate Investment Trust
HKEX Fact Book 2019 105 MAIN BOARD Withdrawal of listed unit trusts and mutual funds
Code Unit trust/mutual fund Last trading date Delisted date
03056 Mirae Asset Horizons S&P Global Consumer Brands ETF 2018/10/15 2019/01/07 03137/83137 CSOP CES China A80 ETF 2018/12/18 2019/05/31 02808/82808 E Fund FTSE Chinese Government Bond 5-10 Years Index ETF 2018/12/27 2019/05/31
07388 CSOP HSCEI Daily (-1x) Inverse Product 2019/06/24 2019/06/25 UNIT TRUSTS AND MUTUAL FUNDS 03116 XIE Shares FTSE Gold Miners ETF 2019/05/03 2019/07/05 03161 XIE Shares FTSE Chimerica ETF 2019/05/03 2019/07/05 07210 XIE Shares Chimerica FTSE N Sh Daily (2x) Leveraged Product 2019/05/03 2019/07/05 03135 CSOP WTI Oil Annual Roll December Futures ER ETF 2019/08/05 2019/10/08 03120/83120 E Fund CES China 120 Index ETF 2018/05/28 2019/11/04 03136/83136 Harvest MSCI China A 50 Index ETF 2019/06/28 2019/11/21 03156/83156 GFI MSCI China A International ETF 2018/09/26 2019/11/29 03150/83150 Harvest CSI Smallcap 500 Index ETF 2017/11/20 2019/12/09 03129/83129 CSOP China CSI 300 Smart ETF 2019/11/22 2019/12/27 03008/83008 C-Shares CSI 300 Index ETF 2018/01/15 2019/12/31
HKEX Fact Book 2019 106 MAIN BOARD Individual performance on unit trusts and mutual funds as at the end of 2019
# Closing price Turnover Market 2019 2018 Change value value # Code Name (HK$) (HK$) (%) (HK$mil) * (HK$mil) Exchange Traded Funds (ETFs) 03011 A ICBCCICCUSD 7,886.50 – – 88.31 1,851.00 09011 A ICBCCICCUSD-U US$ 1,012.95 US$– – 45.85 – 02819 ABF HK IDX ETF 98.95 96.20 2.86 24.19 2,394.19
02821 ABF PAIF US$ 119.40 US$ 113.70 5.01 1,536.27 28,703.74 UNIT TRUSTS AND MUTUAL FUNDS 02843 AMUNDI A50 16.04 11.90 34.79 181.73 569.42 82843 AMUNDI A50-R RMB 14.38 RMB 10.42 38.00 72.00 – 03012 AMUNDI HK35 20.60 19.50 5.64 80.50 92.70 83012 AMUNDI HK35-R RMB 18.56 RMB 17.08 8.67 83.31 – 03121 BMO AP REAL EST 11.26 10.10 11.49 26.32 25.90 03145 BMO ASIA HIGHDV 10.38 8.88 16.89 21.21 624.88 03141 BMO ASIA IGB 16.04 15.00 6.93 313.49 1,482.10 09141 BMO ASIA IGB-U US$ 2.06 US$ – – 18.18 – 03165 BMO EU QLTY HDG 12.84 9.74 31.83 82.75 51.36 03143 BMO HK BANKS 8.33 8.02 3.87 139.88 28.32 03160 BMO JAPAN HDG 11.60 9.74 19.10 12.34 346.84 03086 BMO NASDAQ100 17.60 12.90 36.43 71.49 70.40 09086 BMO NASDAQ100-U US$ 2.27 US$ – – 1.81 – 02832 BOSERA FA50 7.73 6.08 27.14 1.07 11.60 82832 BOSERA FA50-R RMB 6.95 RMB 5.32 30.64 0.69 – 03180 CAM CES A80 15.30 15.30 – – 4.59 83180 CAM CES A80-R RMB 13.02 RMB 13.02 – – – 03188 CAM CSI300 46.40 35.25 31.63 207,711.10 19,216.56 83188 CAM CSI300-R RMB 41.55 RMB 30.95 34.25 3,123.24 – 02813 CAM CTPB BOND 116.25 117.45 -1.02 31.88 46.50 82813 CAM CTPB BOND-R RMB 103.75 RMB 102.75 0.97 40.70 – 03197 CAM MSCI AINC 10.56 8.03 31.51 92.85 42.24 83197 CAM MSCI AINC-R RMB 9.55 RMB 7.04 35.65 23.74 – 03157 CAM SCSMALLCAP 21.15 21.60 -2.08 3.19 42.30 03079 CICC CGB 118.75 117.50 1.06 2.26 83.13 83079 CICC CGB-R RMB 106.40 RMB 103.30 3.00 1.32 – 03186 CICCKRANECNET 65.20 51.35 26.97 34.21 48.90 83186 CICCKRANECNET-R RMB 58.45 RMB 45.15 29.46 8.15 – 09186 CICCKRANECNET-U US$ 8.40 US$ 6.55 28.24 3.37 – 03093 CICCSELECT100 11.22 8.87 26.49 2.80 84.15 83093 CICCSELECT100-R RMB 10.06 RMB 7.79 29.14 0.82 – 03171 COMSTAGE DAX 112.70 93.80 20.15 4.58 141.87 03177 COMSTAGE DIVDAX 157.00 131.90 19.03 6.75 84.20 02822 CSOP A50 ETF 15.22 11.46 32.81 175,525.46 17,343.19 82822 CSOP A50 ETF-R RMB 13.66 RMB 10.08 35.52 4,263.67 – 03147 CSOP CHINEXT 7.07 5.09 38.90 1,810.53 481.47 83147 CSOP CHINEXT-R RMB 6.33 RMB 4.46 41.93 80.36 – 03199 CSOP CTPBBOND 115.15 118.50 -2.83 57.30 187.69 83199 CSOP CTPBBOND-R RMB 103.15 RMB 104.20 -1.01 44.54 – 09199 CSOP CTPBBOND-U US$ 14.72 US$ 14.72 – 0.23 – 03053 CSOP HKD MM 1,023.35 1,006.40 1.68 1,725.15 2,575.77 83053 CSOP HKD MM-R RMB 919.50 RMB 884.65 3.94 189.68 – 03149 CSOP MSCI 12.76 10.00 27.60 17.51 15.31 83149 CSOP MSCI-R RMB 11.40 RMB 8.83 29.11 7.72 – 03122 CSOP RMB MM 167.80 172.05 -2.47 2.87 47.82 83122 CSOP RMB MM-R RMB 150.55 RMB 151.60 -0.69 4.79 – 03096 CSOP USD MM 794.15 – - 30.79 729.82 09096 CSOP USD MM-U US$ 101.95 US$ – - 95.56 – 03100 EFUND CSI100 47.40 36.50 29.86 74.63 47.40 83100 EFUND CSI100-R RMB 42.40 RMB 32.10 32.09 34.75 – 03097 F GX OIL 4.91 3.95 24.30 8.86 35.60 03175 F SAMSUNG OIL 12.82 9.89 29.63 215.58 57.69 02820 GX CN BIOTECH 65.65 – - 996.38 1,152.16 09820 GX CN BIOTECH-U US$ 8.44 US$ – - 680.99 – 02826 GX CN CLOUD 64.65 – - 560.86 497.81 09826 GX CN CLOUD-U US$ 8.33 US$ – - 252.70 – 03127 GX CSI300 15.78 11.76 34.18 3.39 126.24 83127 GX CSI300-R RMB 14.12 RMB 10.32 36.82 2.70 – 03110 GX HS HIGH DIV 29.10 27.05 7.58 85.41 162.96 03040 GX MSCI CHINA 34.60 28.45 21.62 600.83 1,204.08 03118 HGI MSCI CN A 15.28 11.56 32.18 27.59 85.57 83118 HGI MSCI CN A-R RMB 13.82 RMB 10.24 34.96 27.71 – 03128 HS AINDTOPETF 56.60 43.10 31.32 46.59 307.49 83128 HS AINDTOPETF-R RMB 50.45 RMB 37.70 33.82 24.73 – 02838 HS FCI50 ETF 196.30 177.00 10.90 26.65 161.20 02833 HS HSI ETF 28.60 26.30 8.75 1,035.14 52,510.62 82833 HS HSI ETF-R RMB 25.75 RMB 23.05 11.71 472.89 – 83168 HS RMB GOLD ETF RMB 26.70 RMB 23.20 15.09 36.27 57.40 02828 HSCEI ETF 113.40 102.40 10.74 79,868.82 30,548.82 82828 HSCEI ETF-R RMB 101.60 RMB 90.10 12.76 231.22 – 02811 HT CSI300 ETF 16.28 12.30 32.36 18.45 480.26 82811 HT CSI300 ETF-R RMB 14.58 RMB 10.98 32.79 2.30 – 03167 ICBCCSOPCHINA 73.95 57.75 28.05 1,038.96 924.38 83167 ICBCCSOPCHINA-R RMB 66.20 RMB 50.55 30.96 6.00 – 09167 ICBCCSOPCHINA-U US$ 9.50 US$ 7.34 29.43 1.22 – 02823 ISHARES A50 15.32 11.40 34.39 148,567.59 22,796.16 82823 ISHARES A50-R RMB 13.74 RMB 10.00 37.40 399.08 – 03010 ISHARES AXJ 53.90 47.45 13.59 740.60 2,979.59 83010 ISHARES AXJ-R RMB 48.30 RMB 41.50 16.39 283.89 – 09010 ISHARES AXJ-U US$ 6.93 US$ 6.03 14.93 674.49 – 02801 ISHARES CHINA 27.10 22.60 19.91 1,395.32 6,048.68 02802 ISHARES EM ASIA 54.90 47.40 15.82 110.88 208.62 02836 ISHARES INDIA 26.35 23.85 10.48 317.18 859.01 82836 ISHARES INDIA-R RMB 23.60 RMB 20.95 12.65 44.60 – 09836 ISHARES INDIA-U US$ 3.39 US$ 3.03 11.88 9.83 – 02846 ISHARESCSI300 29.30 22.30 31.39 155.51 227.08 82846 ISHARESCSI300-R RMB 26.30 RMB 19.60 34.18 11.39 – 09846 ISHARESCSI300-U US$ 3.77 US$ 2.83 33.22 11.26 – 03146 ISHARESDAX 101.50 85.70 18.44 53.54 22.33 83146 ISHARESDAX-R RMB 91.30 RMB 75.00 21.73 20.34 – 09146 ISHARESDAX-U US$ 12.98 US$ 10.90 19.08 10.43 – 03155 ISHARESES50 106.40 87.30 21.88 54.46 31.92 83155 ISHARESES50-R RMB 95.45 RMB 76.70 24.45 34.41 –
HKEX Fact Book 2019 107 MAIN BOARD Individual performance on unit trusts and mutual funds as at the end of 2019 (continued)
# Closing price Turnover Market 2019 2018 Change value value # Code Name (HK$) (HK$) (%) (HK$mil) * (HK$mil)
09155 ISHARESES50-U US$ 13.56 US$ 11.20 21.07 13.14 – 02847 ISHARESFS100 97.50 84.20 15.80 40.87 23.40 82847 ISHARESFS100-R RMB 87.80 RMB 73.70 19.13 13.46 – UNIT TRUSTS AND MUTUAL FUNDS 09847 ISHARESFS100-U US$ 12.46 US$ 10.70 16.45 8.65 – 03115 ISHARESHSI 101.20 92.50 9.41 225.51 298.54 83115 ISHARESHSI-R RMB 90.80 RMB 81.20 11.82 100.20 – 09115 ISHARESHSI-U US$ 12.96 US$ 11.80 9.83 25.23 – 03170 ISHARESKS200 98.10 92.30 6.28 38.19 41.20 83170 ISHARESKS200-R RMB 88.35 RMB 81.30 8.67 23.27 – 09170 ISHARESKS200-U US$ 12.66 US$ 11.90 6.39 7.21 – 03074 ISHARESMSCITW 125.60 96.30 30.43 64.67 504.91 83074 ISHARESMSCITW-R RMB 112.40 RMB 84.30 33.33 25.21 – 09074 ISHARESMSCITW-U US$ 15.96 US$ 12.20 30.82 376.30 – 02834 ISHARESND100 162.90 119.60 36.20 94.10 101.00 82834 ISHARESND100-R RMB 146.40 RMB 104.20 40.50 22.23 – 09834 ISHARESND100-U US$ 21.00 US$ 15.10 39.07 20.54 – 02824 LIPPO HK&M PROP 88.85 69.10 28.58 9.54 157.71 03072 NIKKOAM INET 88.10 – – 21.96 173.65 09072 NIKKOAM INET-U US$ 11.34 US$ – – 15.07 – 03023 PA AI&ROBOTICS 90.40 72.70 24.35 6.59 35.26 03163 PA MULTI-FACTOR 33.75 28.65 17.80 0.20 37.13 03166 PA QLTY FACTOR 35.40 28.95 22.28 0.87 31.86 03198 PING AN 5HANDL 86.75 77.60 11.79 1.80 39.04 03080 PING AN CGB 121.90 118.70 2.70 5.27 274.28 03070 PING AN HKDIV 28.85 27.55 4.72 25.54 862.33 02803 PP BEDROCK 7.39 6.26 18.05 146.44 539.47 09803 PP BEDROCK-U US$ – US$ – – – – 03173 PP CN NEWECON 7.78 5.54 40.43 182.11 750.77 09173 PP CN NEWECON-U US$ 1.00 US$ – – 0.22 – 03077 PREMIA UST 3,908.00 – – 14.62 148.50 09078 PREMIA UST A-U US$ 504.15 US$ – – 23.62 430.31 09077 PREMIA UST-U US$ 501.95 US$ – – 151.60 – 02804 PREMIA VIET 75.95 – – 19.99 189.88 09804 PREMIA VIET-U US$ 9.76 US$ – – 32.47 – 03181 PREMIAASIATEC 84.05 60.75 38.35 18.47 54.63 09181 PREMIAASIATEC-U US$ 10.80 US$ 7.76 39.18 13.90 – 02810 PREMIAEMASEAN 80.45 76.45 5.23 14.61 362.03 09810 PREMIAEMASEAN-U US$ 10.30 US$ 9.76 5.53 7.67 – 02812 SAMSUNGCDRAGON 12.70 9.90 28.28 119.71 114.30 02840 SPDR GOLD TRUST 1,116.00 946.50 17.91 9,516.02 341,049.60 03073 SPDR GREATCHINA 44.20 37.70 17.24 24.19 848.64 02800 TRACKER FUND 28.45 26.05 9.21 423,891.56 88,735.34 03007 TRFXIC50 314.60 276.00 13.99 18.41 1,022.21 03048 TRMSCIBRAZIL 44.65 36.15 23.51 14.29 61.47 03055 TRMSCICHINA 148.30 121.10 22.46 20.91 13.35 02848 TRMSCIKOREA 554.50 504.50 9.91 53.62 691.60 03082 TRMSCIMALAY 91.55 94.00 -2.61 10.41 8.79 03043 TRMSCIPACEXJ 50.50 42.95 17.58 4.20 24.24 03016 TRMSCIPHIL 14.90 13.80 7.97 15.13 11.85 03065 TRMSCISG 11.88 10.34 14.89 4.66 14.02 03036 TRMSCITAIWAN 271.20 202.40 33.99 14.46 996.19 03092 TRMSCITHAI 207.80 193.40 7.45 104.01 22.65 03095 VALUE A SHARE 7.60 6.33 20.06 29.21 102.60 83095 VALUE A SHARE-R RMB 6.80 RMB 5.55 22.52 24.99 – 03046 VALUE CHINA ETF 39.00 36.85 5.83 80.41 156.00 03084 VALUE JAPAN ETF 13.64 12.68 7.57 5.89 52.51 03041 VALUE KOREA ETF 25.80 26.90 -4.09 2.65 23.22 03060 VALUE TW ETF 45.95 39.95 15.02 7.21 34.46 03081 VALUEGOLD ETF 36.60 30.95 18.26 796.66 1,098.00 83081 VALUEGOLD ETF-R RMB 32.70 RMB 27.15 20.44 11.10 – 09081 VALUEGOLD ETF-U US$ 4.69 US$ 3.95 18.73 2.91 – 02805 VANGUARDASXJP 24.25 21.40 13.32 89.53 417.10 82805 VANGUARDASXJP-R RMB 21.80 RMB 18.80 15.96 2.53 – 09805 VANGUARDASXJP-U US$ 3.11 US$ 2.72 14.34 3.30 – 03085 VANGUARDAXJHY 22.40 20.15 11.17 65.67 322.56 83085 VANGUARDAXJHY-R RMB 20.00 RMB 17.74 12.74 1.99 – 09085 VANGUARDAXJHY-U US$ 2.86 US$ 2.57 11.28 13.82 – 03169 VANGUARDCHINA 9.47 7.65 23.79 88.13 194.14 83169 VANGUARDCHINA-R RMB 8.46 RMB 6.64 27.41 7.24 – 09169 VANGUARDCHINA-U US$ 1.21 US$ 0.97 24.74 4.56 – 03101 VANGUARDDVEUR 19.66 16.66 18.01 82.30 224.12 83101 VANGUARDDVEUR-R RMB 17.66 RMB 14.56 21.29 5.49 – 09101 VANGUARDDVEUR-U US$ 2.52 US$ 2.11 19.43 6.08 – 03126 VANGUARDJAPAN 26.25 22.75 15.38 39.22 107.63 83126 VANGUARDJAPAN-R RMB 23.70 RMB 19.98 18.62 4.12 – 09126 VANGUARDJAPAN-U US$ 3.40 US$ 2.90 17.24 2.42 – 03140 VANGUARDSP500 23.20 17.96 29.18 395.50 1,032.40 83140 VANGUARDSP500-R RMB 20.80 RMB 15.74 32.15 111.91 – 09140 VANGUARDSP500-U US$ 2.98 US$ 2.29 30.13 52.43 – 02827 WISE CSI300 ETF 36.90 27.95 32.02 1,299.04 1,933.56 03182 WISE NEW ECON50 11.18 8.85 26.33 0.83 17.44 03024 WISE SSE50ETF 27.60 21.35 29.27 19.43 77.28 02825 WISECSIHK100ETF 26.60 23.40 13.68 0.99 1,243.03 03049 X TRCSI300 8.56 6.21 37.84 119.18 247.28 03087 X TRFTSEVIET 238.60 230.00 3.74 270.60 2,136.30 03099 X TRMSCIINDO 125.80 117.40 7.16 32.82 19.25 03027 X TRMSCIRUSSIA 27.50 19.58 40.45 35.84 111.50 03020 X TRMSCIUSA 692.00 527.50 31.18 37.12 22,970.62 03019 X TRMSCIWORLD 53.35 41.70 27.94 31.11 210.92 03015 X TRNIFTY50 1,312.00 1,206.00 8.79 21.26 1,133.54
HKEX Fact Book 2019 108 MAIN BOARD Individual performance on unit trusts and mutual funds as at the end of 2019 (continued)
# Closing price Turnover Market 2019 2018 Change value value # Code Name (HK$) (HK$) (%) (HK$mil) * (HK$mil)
Leveraged and Inverse Products (L&I) 07300 FI CSOP HSI 5.20 5.93 -12.31 36,659.30 1,593.28 07302 FI EFUND YT HSI 4.45 5.22 -14.75 38.35 44.50 UNIT TRUSTS AND MUTUAL FUNDS 07362 FI GX HSCEI 5.66 6.64 -14.76 9.39 34.53 07336 FI GX HSI 5.40 6.13 -11.91 56.14 66.96 07588 FI2 CSOP HSCEI 5.22 – – 450.14 100.22 07500 FI2 CSOP HSI 6.25 – – 60,258.61 3,730.00 07522 FI2CAMDXNNDQ100 9.37 – – 446.54 93.70 07568 FI2CSOPNASDAQ 6.34 – – 124.50 65.94 07341 FICAMDXNHSCEI 5.98 7.04 -15.06 51.90 27.51 07321 FICAMDXNHSI 5.70 6.55 -12.98 260.87 75.24 07331 FICAMDXNNDQ100 7.70 10.98 -29.87 854.54 237.93 07328 FISAMSUNGHSCEI 4.61 5.30 -13.02 76.54 78.83 07312 FISAMSUNGHSI 4.35 4.96 -12.30 170.60 77.00 07288 FL2 CSOP HSCEI 8.57 7.09 20.87 2,504.97 191.97 07200 FL2 CSOP HSI 10.16 8.58 18.41 37,122.29 325.12 07230 FL2 GX HSCEI 8.85 7.35 20.41 43.43 35.40 07231 FL2 GX HSI 10.66 8.98 18.71 20.28 82.08 07267 FL2CAMDXNHSCEI 9.24 7.77 18.92 31.84 50.82 07221 FL2CAMDXNHSI 11.00 9.45 16.40 54.62 35.20 07261 FL2CAMDXNNDQ100 40.10 22.90 75.11 94.69 80.20 07242 FL2EFUND YT HSI 6.21 5.33 16.51 17.05 64.58 07228 FL2SAMSUNGHSCEI 7.20 5.96 20.81 368.23 216.00 07205 FL2SAMSUNGHSI 8.49 7.16 18.58 184.18 114.62 07322 XI GX S&P500 9.52 12.58 -24.32 368.65 121.38 Real Estates Investment Trusts (REITs) 02778 CHAMPION REIT 5.15 5.36 -3.92 7,235.80 30,244.86 01503 CMC REIT 3.33 – – 683.76 3,755.64 00778 FORTUNE REIT 9.09 8.99 1.11 7,664.63 17,612.26 87001 HUI XIAN REIT RMB 3.28 RMB 3.19 2.82 2,754.39 21,229.49 00823 LINK REIT 82.50 79.30 4.04 122,183.48 172,105.18 01275 NEW CENT REIT 1.60 1.72 -6.98 12.50 1,553.81 00808 PROSPERITY REIT 3.05 3.00 1.67 1,444.49 4,583.00 01881 REGAL REIT 2.02 2.23 -9.42 625.18 6,580.01 00625 RREEF CCT REIT 4.35 4.35 – – 2,019.10 01426 SPRING REIT 3.22 3.46 -6.94 504.29 4,140.32 00435 SUNLIGHT REIT 5.04 5.02 0.40 1,610.22 8,348.20 00405 YUEXIU REIT 5.28 5.02 5.18 4,935.75 16,536.20 Others 00820 HSBCDRAGON FUND 10.94 8.10 35.06 101.89 752.14 Total 1,366,477.42 968,499.79
Notes: * Traded in foreign currency securities have been converted in HKD # Year end figures n.a. Closing price is not available.
HKEX Fact Book 2019 109 MAIN BOARD Market value for unit trusts and mutual funds, 2015-2019
Exchange Traded Leveraged and Inverse Real Estate Investment Funds (ETFs) Products (L&I Products) Trusts (REITs) Others Total Year/ Market value Market value Market value Market value Market value Month No. of issues (HK$mil) No. of issues (HK$mil) No. of issues (HK$mil) No. of issues (HK$mil) No. of issues (HK$mil) 2015 133 477,142.97 – – 11 199,652.72 1 2,236.60 145 679,032.29
2016 133 561,308.69 12 517.17 11 210,386.83 1 1,134.67 157 773,347.35
2017 106 632,535.18 27 3,442.75 11 276,508.56 1 1,162.33 145 913,648.81 UNIT TRUSTS AND MUTUAL FUNDS 2018 115 551,375.79 22 5,252.56 11 280,106.35 1 556.89 149 837,291.59 2019 111 671,496.58 24 7,543.00 12 288,708.06 1 752.14 148 968,499.79
2019 Jan 115 592,081.51 22 6,400.37 11 303,629.31 1 587.14 149 902,698.32 Feb 115 613,836.03 22 6,901.00 11 312,218.32 1 651.76 149 933,607.12 Mar 115 596,384.72 22 6,808.44 11 323,936.88 1 675.83 149 927,805.86 Apr 115 593,113.14 22 6,970.67 11 321,114.35 1 688.89 149 921,887.06 May 113 542,983.32 23 7,610.76 11 322,903.72 1 608.45 148 874,106.25 Jun 114 582,193.93 23 7,296.53 11 331,090.25 1 639.39 149 921,220.10 Jul 116 599,124.63 22 7,384.15 11 315,848.27 1 653.14 150 923,010.19 Aug 116 612,080.24 22 6,641.72 11 296,667.40 1 639.39 150 916,028.75 Sep 117 631,343.22 24 7,589.72 11 292,015.66 1 639.39 153 931,587.98 Oct 117 654,453.93 24 7,949.14 11 292,215.42 1 661.39 153 955,279.88 Nov 114 640,888.92 24 8,029.14 11 278,994.28 1 655.20 150 928,567.55 Dec 111 671,496.58 24 7,543.00 12 288,708.06 1 752.14 148 968,499.79
Trading value for unit trusts and mutual funds, 2015-2019
Leveraged and Real Estate Exchange Traded Inverse Products Investment Funds (ETFs) (L&I products) Trusts (REITs) Others Total No. of Turnover Average Turnover Average Turnover Average Turnover Average Turnover Average Year/ trading value daily value daily value daily value daily value daily Month days (HK$mil) (HK$mil) (HK$mil) (HK$mil) (HK$mil) (HK$mil) (HK$mil) (HK$mil) (HK$mil) (HK$mil) 2015 247 2,170,959.42 8,789.31 - - 82,027.60 332.10 1,103.51 4.47 2,254,090.52 9,125.87 2016 245 1,011,412.89 4,128.22 505.32 2.06 91,086.25 371.78 109.31 0.45 1,103,113.77 4,502.51 2017 246 1,065,380.88 4,330.82 94,095.00 382.50 89,410.35 363.46 277.34 1.13 1,249,163.57 5,077.90 2018 246 987,251.32 4,013.22 109,851.98 446.55 112,576.01 457.63 253.62 1.03 1,209,932.94 4,918.43 2019 246 1,076,531.15 4,376.14 141,423.64 574.89 149,654.52 608.35 101.89 0.41 1,367,711.21 5,559.80
2019 Jan 22 61,936.04 2,815.27 8,019.41 364.52 12,014.44 546.11 5.86 0.27 81,975.76 3,726.17 Feb 17 82,122.28 4,830.72 4,482.78 263.69 10,248.84 602.87 6.64 0.39 96,860.54 5,697.68 Mar 21 116,923.52 5,567.79 5,317.72 253.22 11,704.42 557.35 6.41 0.31 133,952.07 6,378.67 Apr 19 102,432.46 5,391.18 6,687.37 351.97 8,761.67 461.14 15.61 0.82 117,897.12 6,205.11 May 21 129,164.12 6,150.67 9,322.09 443.91 11,952.97 569.19 4.18 0.20 150,443.36 7,163.97 Jun 19 88,591.25 4,662.70 11,250.61 592.14 10,383.43 546.50 3.57 0.19 110,228.86 5,801.52 Jul 22 86,530.32 3,933.20 10,012.35 455.11 11,716.94 532.59 10.36 0.47 108,269.98 4,921.36 Aug 22 104,892.93 4,767.86 24,159.45 1,098.16 18,938.29 860.83 4.45 0.20 147,995.12 6,727.05 Sep 21 79,210.54 3,771.93 16,538.60 787.55 14,497.78 690.37 6.47 0.31 110,253.39 5,250.16 Oct 21 73,963.56 3,522.07 17,948.97 854.71 15,121.17 720.06 19.42 0.92 107,053.12 5,097.77 Nov 21 78,644.89 3,744.99 17,070.50 812.88 12,686.27 604.11 4.04 0.19 108,405.70 5,162.18 Dec 20 72,119.22 3,605.96 10,613.79 530.69 11,628.30 581.41 14.89 0.74 94,376.20 4,718.81
Notes: Trading in foreign currency unit trusts have been converted in HKD
HKEX Fact Book 2019 110 MAIN BOARD TRADING ONLY STOCK – – – – – – – – – – – – – – – – – – – – – – – 0 0 0 0 0 0 0 0 0 0 0 111 daily daily Average Average Deals Deals
– – – – – – – – – – – – – – – – – – – – – – – 8 5 1 1 1 1 22 21 10 34 10 Total Total
4 5 5 4 4 4 17 17 59 31 350 daily daily Average Average
80 Volume (shares) Volume (shares) 100 100 850 Total Total 7,630 7,350 1,100
378 daily daily 2,105 1,324 1,905 1,591 12,113 136,762 Average Average
– – – – – – – – – – – – – – – – – – – – – – – – – – – – – – – – – – – – – – – – – – – – – – – – – – – – – – – – – – – – – – – – – – – – – – – – – – – – – – – – – – – – – – – – – – – – Value (HK$) Value (HK$) Total Total 4,190 695,040 2,814 4,120 466,880 1,906 970 214,950 874 14,590 4,809,098 19,549 – – – – – – – – – – – – – – 22 17 21 2,872,000 19 40,000 21 27,800 19 22 22 21 21 21 40,000 20 247 245 246 246 246 2,979,800 247 93,436 245 230 365,865 No. of No. of trading days trading days – – – – – – – – – – – – – – 6 6 6 6 6 6 6 6 6 6 6 6 6 6 6 6 6 2 2 2 No. of No. of issues issues Jul Jul Jan Jan Jun Jun Apr Apr Oct Oct Feb Sep Feb Sep Dec Mar Dec Mar Aug Aug Nov Nov May May
Year/month 2015 2016 2017 2018 2019 2019
Year/month 2015 2016 2018 2017 2019 2019
HKEX Fact Book 2019 Book Fact HKEX Trading value and volume for NASDAQ stocks, 2015-2019 stocks, for NASDAQ value and volume Trading Trading value and volume for iShares, 2015-2019 Trading value and volume Note: The exchange rate of HK$7.8/US$1 was used to calculate the equivalent value in Hong Kong dollars. MAIN BOARD RMB SECURITIES PRODUCTS 112 Equiv.) 911.96 880.31 892.74 671.99 1,045.65 1,542.85 1,284.51 1,133.11 1,257.50 13,158.92 44,049.72 13,795.04 13,279.43 13,860.02 (in HKD mil.
Total 798.60 908.14 869.76 977.15 782.71 850.61 806.68 810.08 610.87 1,332.94 1,112.02 1,505.72 1,710.52 1,010.11 1,139.58 11,687.23 35,929.65 11,883.00 11,660.07 11,822.43 (in RMB mil.) – – – – – – – – – – – – – – – – 4.37 warrants Derivative 1.00 Debt 18.89 39.51 12.26 96.26 12.27 10.20 85.04 15.10 352.89 2,565.73 securities REITs 181.83 235.63 240.56 19.14 152.84 228.62 212.25 48.69 331.79 1.01 196.44 120.70 200.46 8.45 2,452.28 352.71 2,331.38 2,751.78 2,867.85 617.04 1,945.09
– 145.86 5.38 17.64 48.55 13.40 205.30 10.08 18.45 23.78 Non-RQFII – 7.81 – 59.52 – 3.46 – – – – – – Money Market 0.34 167.80 RQFII 2.94 – – 1.45 1.03 6.00 – 8.72 – 0.90 62.91 37.49 15.81 – 23.20 – Non-RQFII Bond Index 5.00 0.23 2.54 5.25 7.66 1.60 0.72 1.38 4.06 1.85 2.39 1.94 6.67 4.71 0.05 3.40 0.26 0.25 3.02 0.16 0.04 8.28 52.85 43.48 RQFII 138.22 – 140.87 – – 859.49 ETFs 90.19 96.20 87.57 68.77 61.79 67.35 32.26 144.75 207.15 126.21 309.43 751.17 105.89 139.69 141.47 1,411.14 1,337.02 Non-RQFII Stock Index RQFII 431.71 796.56 530.63 836.32 614.02 709.07 462.53 320.81 418.74 8,664.35 5,388.46 6,505.62 7,185.93 32,940.15 1.08 0.85 0.11 1,032.37 1.22 0.11 1.85 1.97 556.21 5.16 0.59 7.27 9.98 18.93 10.11 10.52 42.66 10.87 476.97 11.58 Non-RQFII Gold – – – – – – – – – – – – – RQFII 2.45 2.76 5.48 – 2.66 1.78 59.07 – 51.95 – 67.52 – 100.02 Equities
Jul Jan 7.32 Jun 32.98 Apr 1.57 Oct 2.68 Sep Feb Dec 1.72 Mar Aug 3.04 Nov 3.08 May RMB-denominated ETFs tracking A-share indices issued under RMB Qualified Foreign Institutional Investors (RQFII) quota (RQFII A-share ETFs) RMB-denominated ETFs tracking A-share indices issued 2019
2016 2017 2018 2019 245.95 2015
HKEX Fact Book 2019 Book Fact HKEX # Turnover value on RMB listed securities products by type, 2015-2019 products listed securities value on RMB Turnover MAIN BOARD RMB SECURITIES PRODUCTS 113 2016/10/31 2016/11/23 2017/07/07 2018/02/07 2012/07/17 2012/08/27 2012/08/28 2012/10/12 2013/08/26 2013/11/26 2013/11/29 2013/12/09 2014/03/07 2014/09/26 2015/01/20 2015/03/24 2015/05/15 2015/11/26 2014/02/19 2012/10/29 2016/12/13 2017/11/07 2018/02/15 2012/08/03 2013/09/10 2014/03/20 2014/11/19 2015/05/22 2015/12/01 2013/02/06 2010/10/22 2011/04/29 2012/02/14 2016/12/13 2017/12/05 2018/02/28 2012/08/03 2013/11/14 2014/05/15 2014/11/19 2015/05/22 2015/12/01 2013/06/28 2012/07/03 2016/12/13 2017/12/05 2018/03/06 2014/05/23 2014/11/24 2015/05/22 2015/12/01 2013/06/28 2012/07/03 2016/12/13 2017/02/28 2014/05/23 2015/05/22 2015/12/30 2016/04/12 2016/06/29 2016/06/29 2016/06/29 2016/06/29 2016/06/29 2016/06/29 2013/06/28 2017/04/21 2014/05/23 2015/05/22 2016/07/05 2013/06/28 2017/06/27 2014/05/23 2015/06/10 2015/09/04 2015/09/04 2016/07/05 2013/07/23 2017/06/27 2014/08/07 2016/07/05 2013/08/22 2014/09/11 2016/07/05 2016/10/14 2016/10/14 2014/09/16 End of 2019 First trading date 2016/10/31 2016/11/23 2004/11/18 2018/02/07 2012/07/17 2012/08/27 2012/08/28 2012/10/12 2013/08/26 2013/11/26 2010/11/03 2013/12/09 2014/03/07 2014/09/26 2015/01/20 2015/03/24 2015/05/15 2015/11/26 2014/02/19 2003/08/06 2016/12/13 2017/11/07 2018/02/15 2012/08/03 2013/09/10 2014/03/20 2014/11/19 2015/05/22 2015/12/01 2013/02/06 2010/10/22 2011/04/29 2012/02/14 2016/12/13 2017/12/05 2018/02/28 2012/08/03 2013/11/14 2014/05/15 2014/11/19 2015/05/22 2015/12/01 2013/06/28 2012/07/03 2016/12/13 2017/12/05 2018/03/06 2014/05/23 2014/11/24 2015/05/22 2015/12/01 2013/06/28 2012/07/03 2016/12/13 2009/11/18 2014/05/23 2015/05/22 2015/12/30 2016/04/12 2016/06/29 2016/06/29 2016/06/29 2016/06/29 2016/06/29 2016/06/29 2013/06/28 2017/04/21 2014/05/23 2015/05/22 2016/07/05 2013/06/28 2017/06/27 2014/05/23 2015/06/10 2003/12/10 2004/09/21 2016/07/05 2013/07/23 2017/06/27 2014/08/07 2016/07/05 2013/08/22 2014/09/11 2016/07/05 2009/04/23 2006/11/02 2014/09/16 Listing date ETF ETF ETF ETF ETF ETF ETF ETF ETF ETF ETF ETF ETF ETF ETF ETF ETF ETF ETF ETF ETF ETF ETF ETF ETF ETF ETF ETF ETF ETF ETF ETF REIT Type Equity Debt securities Debt securities Debt securities Debt securities Debt securities Debt securities Debt securities Debt securities Debt securities Debt securities Debt securities Debt securities Debt securities Debt securities Debt securities Debt securities Debt securities Debt securities Debt securities Debt securities Debt securities Debt securities Debt securities Debt securities Debt securities Debt securities Debt securities Debt securities Debt securities Debt securities Debt securities Debt securities Debt securities Debt securities Debt securities Debt securities Debt securities Debt securities Debt securities Debt securities Debt securities Debt securities Debt securities Debt securities Debt securities Debt securities Debt securities Debt securities Debt securities Debt securities Debt securities Debt securities Debt securities Shenzhen Investment Holdings Bay Area Development Co. Ltd. Shenzhen Investment Holdings Securities iShares Core Hang Seng Index ETF Ministry of Finance of the PRC 3.55% CNY Bonds 2021 iShares FTSE A50 China Index ETF Hong Kong Mortgage Corporation Ltd. 4.05% CNY Notes2020, The ChinaAMC MSCI China A Inclusion Index ETF Sinochem Offshore Cap Co Ltd 4.40% Senior Guar CNY N2021 AMUNDI FTSE China A50 Index ETF CSOP RMB Money Market ETF Value China A-Share ETF CSOP SZSE ChiNext ETF CSOP MSCI China A Inclusion Index ETF ChinaAMC CES China A80 Index ETF Hang Seng China A Industry Top Index ETF Bosera FTSE China A50 Index ETF Haitong CSI300 Index ETF Global X CSI 300 ETF ChinaAMC CSI 300 Index ETF CNY Bonds 2027 China Development Bank 4.20% ETF E Fund CSI 100 A-Share Index CSOP FTSE China A50 ETF ETF Harvest MSCI China A Index Sep 2023 Swire Pacific MTN Financing Ltd. 4% Guar. CNY Notes Value Gold ETF ICBC, Sydney Branch 4.2% CNY Notes 2024 2021 China Construction Bank (Asia) Corp Ltd.3.95% CNY Notes Ministry of Finance of the PRC 3.00% CNY Bonds 2020 Ministry of Finance of the PRC 3.31% CNY Bonds 2025 CSOP Bloomberg Barclays Ch Treasury + Policy Bk Bond Idx ETF CSOP Bloomberg Barclays Ch Treasury + Policy Bk Bond Oversea-Chinese Banking Corporation Ltd. 3.5% CNY Notes 2020 Oversea-Chinese Banking Corporation Asian Development Bank 2.85% CNY Notes 2020 Bank 2.85% CNY Notes Asian Development Ministry of Finance of the PRC 3.85% CNY Bonds 2026 Ministry of Finance of the PRC 4.10% CNY Bonds 2022 Far East Horizon Ltd. 4.90% CNY Notes 2021 China Development Bank 4.30% CNY Bonds 2032 China Development Bank 4.30% China Development Bank 4.5% CNY Notes 2028 The Export-Import Bank of China 4.40% CNY Bonds 2024 2024 China Construction Bank (Asia) Corp Ltd.4.08% CNY Notes Ministry of Finance of the PRC 3.36% CNY Bonds 2022 Ministry of Finance of the PRC 3.40% CNY Bonds 2020 Ministry of Finance of the PRC 3.09% CNY Bonds 2020 Ministry of Finance of the PRC Hui Xian Real Estate Investment Trust Hui Xian Real Gold ETF Hang Seng RMB 3.1% CNY Bonds 2022 Ministry of Finance of the PRC Ministry of Finance of the PRC 4.15% CNY Bonds 2031 Ministry of Finance of the PRC 4.15% CNY Bonds 2027 Bank of China Ltd., Macau Branch 4.65% CNY Notes 2021B Ministry of Finance of the PRC 3.80% CNY Bonds 2021 Ministry of Finance of the PRC 3.38% CNY Bonds 2024 Ministry of Finance of the PRC 3.39% CNY Bonds 2025 Ministry of Finance of the PRC 4.00% CNY Bonds 2035 Ministry of Finance of the PRC 3.16% CNY Bonds 2023 Ministry of Finance of the PRC Ministry of Finance of the PRC 3.48% CNY Bonds 2027 Ministry of Finance of the PRC Ministry of Finance of the PRC 4.40% CNY Bonds 2046 Ministry of Finance of the PRC 4.00% CNY Bonds 2024 Ministry of Finance of the PRC 3.60% CNY Bonds 2030 Charming Light Investments Ltd. 5.50% CNY Notes 2025 Ministry of Finance of the PRC 3.60% CNY Bonds 2028 Ministry of Finance of the PRC iShares Core CSI 300 Index ETF Bank of China Ltd., Johannesburg Branch 4.88% CNY Notes 2020 Ministry of Finance of the PRC 4.29% CNY Bonds 2029 Ministry of Finance of the PRC 4.10% CNY Bonds 2045 AMUNDI Hang Seng HK 35 Index ETF iShares Core KOSPI 200 Index ETF iShares Core MSCI Taiwan Index ETF iShares DAX Index ETF iShares EURO STOXX 50 Index ETF iShares FTSE 100 Index ETF iShares NASDAQ 100 Index ETF Ministry of Finance of the PRC 3.25% CNY Bonds 2021 Ministry of Finance of the PRC 3.95% CNY Bonds 2043 Ministry of Finance of the PRC Ministry of Finance of the PRC 3.99% CNY Bonds 2020 Ministry of Finance of the PRC 4.50% CNY Bonds 2034 Lenovo Group Ltd. 4.95% CNY Notes 2020 Ministry of Finance of the PRC 3.30% CNY Bonds 2023 Swire Pacific MTN Financing Ltd. 3.9% Guar. CNY Notes 2023 Swire Pacific MTN Financing Ministry of Finance of the PRC 4.10% CNY Bonds 2022 China Development Bank 4.35% CNY Notes 2024 Hang Seng China Enterprises Index ETF Hang Seng Index ETF Ministry of Finance of the PRC 3.38% CNY Bonds 2026 Swire Pacific MTN Financing Ltd. 4% Guar. CNY Notes Aug 2023 Swire Pacific MTN Financing Sinochem Offshore Cap Co. Ltd. 4.00% Senior Guar. CNY N2021 Sinochem Offshore Cap Co. Ltd. 4.00% Senior Guar. CNY Ministry of Finance of the PRC 3.90% CNY Bonds 2036 Charter Style International Ltd. 5.80% Guar. CNY Bonds 2024 Charter Style International Ltd. 5.80% Guar. CNY Bonds iShares Core MSCI AC Asia ex Japan Index ETF iShares Core S&P BSE SENSEX India Index ETF
#
# # # # # # # # # # # # ^ # # # # ** ** ** * ** ** ** ** ** ** * * ** ** Code 83115 86643 85727 85728 85904 82822 * 83118 * 80737 * 85931 83081 82832 * 83199 ** 85955 85700 83095 * 83147 * 86627 86634 82811 * 85912 86001 86644 86651 85729 85905 85934 85964 85701 86628 86633 86609 87001 83168 86604 86645 86652 85731 83100 * 83128 * 86618 86624 86629 86635 86610 86605 86646 83197 * 86619 83122 * 86630 85723 86611 83188 * 82846 85726 86620 86631 83012 83170 83074 83146 83155 82847 82834 86638 86612 86648 86621 85717 86639 85928 86649 85989 82828 82833 83149 * 86640 85930 82823 * 85990 86641 83180 * 85993 83010 82836 82843 * 83127 * HKEX Fact Book 2019 Book Fact HKEX List of listed RMB securities products listed RMB securities List of MAIN BOARD RMB SECURITIES PRODUCTS 114 2018/04/03 2018/12/05 2018/03/09 2018/04/06 2018/04/09 2018/04/09 2018/04/09 2018/04/09 2018/04/09 2018/04/10 2018/05/10 2018/06/06 2018/12/11 2018/12/12 2018/03/21 2018/07/10 2019/03/22 2018/03/27 2018/07/10 2018/07/18 2019/04/18 2018/09/21 2019/04/18 2018/09/28 2019/05/30 2018/11/01 2019/05/30 2018/11/21 2019/06/25 2019/06/25 2019/07/24 2019/09/17 2019/10/17 2019/11/04 2019/11/07 2019/11/07 2019/11/19 2019/11/27 2019/11/28 End of 2019 First trading date 2016/12/08 2018/12/05 2018/03/09 2018/04/06 2014/06/13 2013/05/15 2014/06/13 2014/06/13 2015/05/21 2018/04/10 2018/05/10 2018/06/06 2018/12/11 2018/12/12 2018/03/21 2018/07/10 2019/03/22 2018/03/27 2018/07/10 2018/07/18 2019/04/18 2018/09/21 2019/04/18 2018/09/28 2019/05/30 2018/11/01 2019/05/30 2018/11/21 2019/06/25 2019/06/25 2019/07/24 2019/09/17 2019/10/17 2019/11/04 2019/11/07 2019/11/07 2019/11/19 2019/11/27 2019/11/28 Listing date ETF ETF ETF ETF ETF ETF ETF ETF ETF ETF ETF ETF Type Debt securities Debt securities Debt securities Debt securities Debt securities Debt securities Debt securities Debt securities Debt securities Debt securities Debt securities Debt securities Debt securities Debt securities Debt securities Debt securities Debt securities Debt securities Debt securities Debt securities Debt securities Debt securities Debt securities Debt securities Debt securities Debt securities Debt securities (continued) Franshion Brilliant Ltd. 5.20% Guar. Senior CNY Notes 2021 Ltd. 5.20% Guar. Senior Franshion Brilliant Securities CICC CSI Select 100 ETF ICBC CSOP S&P New China Sectors ETF ICBC CSOP S&P New China CAR Inc. 6.50% Senior CNY Notes 2021 CAR Inc. 6.50% Senior CNY CNY N2021 Huzhou Communications Invest Group Co., Ltd. 5.90% Greenland Global Investment Ltd. 7.125% CNY Notes 2021 Investment Ltd. 7.125% Greenland Global Vanguard FTSE Asia ex Japan High Dividend Yield Index ETF Vanguard FTSE Asia ex Japan Index ETF Vanguard FTSE Asia ex Japan Europe Index ETF Vanguard FTSE Developed ETF Vanguard FTSE Japan Index Vanguard S&P 500 Index ETF Internet Index ETF CICC KraneShares CSI China ETF Vanguard Total China Index ChinaTreaury+Policy Bk B Idx ETF ChinaAMC Bloomberg Barclays 3.65% CNY Bonds 2020 Ministry of Finance of the PRC CICC Bloomberg Barclays China Treasury 1-10 Years ETF N2021 Bank of Communications Co., Ltd. HK Branch 3.40% CNY Beijing Capital Polaris Invest Co. Ltd. 5.20% Guar CNY N2020 Polaris Invest Co. Ltd. 5.20% Beijing Capital Ministry of Finance of the PRC 3.80% CNY Bonds 2023B Ministry of Finance of the PRC C Bank of China Ltd., Macau Branch 3.10% CNY Notes 2020 CSOP Hong Kong Dollar Money Market ETF CSOP Hong Kong Dollar Money 7.75% Senior CNY Notes 2020 CIFI Holdings (Group) Co. Ltd. E Bank of China Ltd., Macau Branch 3.30% CNY Notes 2022 Agricultural Development Bank of China 4.16% CNY Bonds 2020 Agricultural Development Bank B2020 Agricultural Development Bank of China 3.08% FR CNY Sinopec Century Bright Capital Invest 4.50% CNY Notes 2021 Sinopec Century Bright Capital 2022 Agricultural Development Bank of China 3.23% CNY Bonds Bank of China Ltd., Hong Kong Branch 4.45% CNY Notes 2021 Bank of China Ltd., Hong Kong Branch 4.45% CNY Notes Ministry of Finance of the PRC 2.95% CNY Bonds 2021 Ministry of Finance of the PRC 3.03% CNY Bonds 2024 CIFI Holdings (Group) Co. Ltd. 6.70% Senior Notes 2022 ICBC, HK Branch 3.10% CNY Notes 2020 Bank of China Ltd., Macau Branch 3.15% CNY Notes 2021 CNI Capital Ltd. 3.97% Guaranteed CNY Bonds 2022 Agricultural Development Bank of China 3.18% CNY Bonds 2022 Agricultural Development Bank of China 3.18% CNY Bonds Agricultural Development Bank of China 3.40% CNY Bonds 2024 Agricultural Development Bank of China 3.40% CNY Bonds Zhenro Properties Group Ltd. 8.00% Senior CNY Notes 2020 Zhenro Properties Group Ltd. 8.00% Senior CNY Notes Eastern Creation II Inv. Holdings Ltd. 3.40% Guar. CNY N2022 Eastern Creation II Inv. Holdings Ltd. 3.40% Guar. CNY Zhuhai Da Heng Qin Group Co., Ltd. 4.60% CNY Bonds 2021 Zhuhai Da Heng Qin Group Co., Ltd. 4.60% CNY Bonds
#
# ** ** ** ** ** ** ** * * * RQFII A-share ETF First listed on 6 August 2003 and traded in HKD on counter 737 First listed on 6 August 2003 and traded in HKD on counter Securities traded in multiple counters for RMB and HKD USD Securities traded in multiple counters for RMB, HKD and 85732 Code 85735 85740 85733 83085 82805 83101 83126 83140 83186 83169 82813 86653 83079 85741 85734 86654 85742 83167 ** 83053 85736 85743 85737 85744 85738 85901 85739 86655 83093 * 86656 85902 85906 85907 85908 85910 85909 85911 85913 85915
HKEX Fact Book 2019 Book Fact HKEX # ^ List of listed RMB securities products products listed RMB securities List of * ** MAIN BOARD SHANGHAI-HONG KONG STOCK CONNECT 115 daily daily 95,008 21,135 62,966 22,900 46,226 57,492 52,512 57,749 73,539 65,658 63,416 50,784 44,213 36,455 43,919 59,176 48,546 46,181 50,752 105,947 266,889 596,764 352,519 511,388 698,247 790,317 746,451 587,143 518,340 669,853 612,792 542,668 577,747 580,330 Average Average
Sell Sell Total Total 964,908 840,061 802,022 966,230 946,817 873,830 969,807 1,212,743 1,029,554
daily daily 90,599 21,946,861 29,914 4,840,021 73,176 14,608,276 36,719 5,221,326 57,330 10,632,138 54,804 12,820,915 58,232 12,077,917 42,502 62,234 69,625 1,378,821 69,019 1,078,079 60,650 49,305 45,694 73,965 65,516 53,755 53,533 56,618 1,015,045 Number of deals Number of deals 110,279 24,897,640 291,763 61,117,686 614,165 139,642,992 436,196 7,755,426 632,343 7,670,821 669,773 14,663,187 752,984 14,225,716 620,235 13,436,132 645,454 10,568,575 507,786 11,403,484 642,390 14,736,770 683,077 12,255,853 538,812 9,768,039 621,306 12,132,704 658,971 11,026,285 Average Average
Total Total 892,559 871,289 936,797 967,595 1,152,351 1,005,272 1,627,234 1,048,260 1,124,194
daily daily Average 3,144.02 20,928,419 1,420.36 6,850,305 1,508.11 16,976,916 1,288.42 8,371,997 2,663.08 25,915,638 5,417.50 66,813,780 3,255.76 13,185,960 4,055.88 12,221,318 5,318.05 9,596,331 9,852.29 9,485,152 3,071.78 13,393,410 4,091.22 1,462,145 3,947.47 1,173,338 9,678.52 11,618,179 7,839.70 11,171,295 8,795.47 9,698,626 9,369.65 13,047,435 9,091.99 12,520,456 3,024.73 1,132,376 10,330.63 143,714,802 14,500.80 14,065,239 16,539.64 13,553,713 13,814.25 11,164,238 10,101.27 14,132,590 10,247.73 13,661,548 Buy Sell Sell Buy Total Average Total (HK mil) 55,601.54 2,647.69 70,136.61 5,009.76 85,915.68 67,106.96 54,359.03 2,861.00 43,192.67 2,273.30 43,467.39 1,975.79 50,352.45 2,288.75 59,437.19 3,714.82 58,037.50 3,224.31 58,408.29 2,781.35 60,494.54 (RMB mil) 726,267.71 325,261.90 349,880.94 293,759.44 625,824.21 748,825.80 904,460.45 116,997.18 147,784.29 706,509.85 304,516.70 297,713.50 248,656.52 174,213.29 172,473.43 222,228.05 204,954.63 158,318.50 196,762.73 172,747.81 1,240,606.97 2,417,366.63
daily daily Trading Value Trading Value Average 3,224.23 1,975.72 1,704.28 2,337.79 2,931.05 6,208.30 4,241.65 4,114.97 6,864.46 3,721.94 4,787.31 4,384.53 7,904.65 9,960.69 9,399.89 4,186.37 11,000.00 14,545.72 16,203.38 11,929.60 11,138.62 12,028.95 10,467.26 11,092.41 Buy Buy Total Average Total (HK mil) 52,008.76 2,476.61 56,608.38 4,043.46 74,536.94 70,932.01 3,733.26 59,306.16 3,121.38 54,600.97 2,481.86 92,754.96 4,216.13 65,657.21 4,103.58 69,833.71 3,879.65 75,545.46 3,597.40 83,727.34 (RMB mil) 744,796.27 452,438.92 395,391.98 533,016.40 688,797.60 975,579.57 917,637.92 151,018.20 856,045.40 177,249.93 11,816.66 305,460.07 291,660.85 100,533.51 214,732.78 200,495.15 173,902.30 219,135.10 240,578.94 169,198.10 219,812.48 210,755.85 1,421,701.24 2,573,999.74 22 15 21 21 18 14 21 18 17 18 22 19 22 19 22 20 22 18 16 21 18 19 21 20 231 229 232 228 235 229 230 234 223 230 No. of No. No. of trading day trading day Jul Jul Jan Jan Jun Jun Apr Apr Oct Oct Feb Feb Sep Sep Dec Dec Mar Mar Aug Aug Nov Nov May May
Year/Month Year/Month 2015 2015 2016 2016 2017 2018 2017 2019 2019 2018
2019
2019
HKEX Fact Book 2019 Book Fact HKEX
Trading value and number of deal, 2015-2019 of deal, value and number Trading Southbound
Northbound MAIN BOARD SHANGHAI-HONG KONG STOCK CONNECT 6.36 5.13 2.49 2.43 1.98 1.85 1.52 1.50 1.49 1.20 1.11 1.08 0.94 0.87 0.87 0.85 0.84 0.83 0.83 0.82 9.81 7.01 3.98 3.62 2.92 2.15 1.71 1.65 1.64 1.63 1.57 1.35 1.22 1.19 1.15 1.13 1.11 1.05 1.00 0.98 116 % of % of Total Total 34.99 47.87 100.00 100.00 Northbound Southbound (HK$mil) 98,782.92 74,934.87 74,264.63 59,688.18 55,584.52 54,043.63 47,154.43 43,496.95 43,312.90 42,408.98 42,116.53 41,582.21 24,550.52 21,099.97 19,053.98 18,033.76 17,630.49 17,375.21 16,363.94 (RMB mil) 124,471.61 121,444.28 255,943.50 1,562,555.25 + Sell Trades) + Sell Trades) Turnover (Buy Turnover (Buy
9,090.86 25,512.06 9,335.47 8,517.42 7,639.72 8,584.83 18,543.54 7,329.43 7,456.22 7,817.47 9,167.51 5,853.84 15,562.32 6,468.49 15,345.90 (HK$mil) 56,661.23 60,558.56 51,918.50 34,803.25 36,932.60 29,057.16 30,589.71 25,953.21 22,225.58 21,330.75 20,748.53 20,280.95 20,136.94 19,597.51 61,890.22 153,250.74 46,650.89 109,512.79 (RMB mil) 124,116.91 856,321.72 1,746,504.32 706,509.85 Sell Trades Sell Trades
7,807.85 18,939.63 26,747.49 9,958.71 9,557.74 7,196.43 9,708.48 8,877.41 (HK$mil) 67,810.38 60,885.72 46,864.42 92,204.76 46,453.57 45,751.19 75,645.69 39,338.77 36,306.92 40,131.62 37,332.04 30,631.02 24,994.81 28,090.42 24,928.85 22,166.20 22,564.37 22,128.03 21,979.59 21,984.71 21,043.22 20,197.89 41,241.11 21,639.34 19,209.79 40,849.13 91,360.52 62,861.90 47,002.28 15,186.38 62,188.66 24,652.45 31,877.06 56,529.51 25,698.97 19,915.04 45,614.00 15,073.21 18,464.83 33,538.05 13,508.43 12,308.94 25,817.37 14,423.32 11,280.28 25,703.60 16,421.21 15,215.05 12,582.56 11,414.26 10,704.33 10,174.27 (RMB mil) 159,944.54 317,333.49 157,388.95 131,826.59 890,182.62 424,199.37 323,774.53 747,973.90 856,045.40 Buy Trades Buy Trades 2,573,999.74 2,417,366.63 4,991,366.36
KWEICHOW MOUTAI KWEICHOW PING AN INSURANCE CHINA MERCHANTS BANK SECURITIES JIANGSU HENGRUI MEDICINE BANK INNER MONGOLIA YILI INDUSTRIAL CITIC INDUSTRIAL ANHUI CONCH CEMENT SERVICE CHINA INTERNATIONAL TRAVEL SANY HEAVY INDUSTRY SHANGHAI INTERNATIONAL AIRPORT POLY DEVELOPMENTS AND HOLDINGS GROUP INDUSTRIAL AND COMMERCIAL BANK OF CHINA LONGI GREEN ENERGY TECHNOLOGY CHINA PACIFIC INSURANCE CHINA STATE CONSTRUCTION ENGINEERING TECHNOLOGY AGRICULTURAL BANK OF CHINA MOTOR CHINA YANGTZE POWER SHENGYI SAIC Total Total Northbound Stock Name CCB TENCENT AN ICBC AUTO SUNAC BANK PING GEELY OPTICAL CM NCI SUNNY CPIC WH GROUP BANK OF CHINA SINO BIOPHARM SMIC CHINA SHENHUA CHINA TAIPING CITIC SEC CSPC PHARMA ABC HKEX Total Southbound Total Stock Name
600519 601318 600036 600276 600887 600030 601166 600585 601888 600031 600009 600048 601398 601012 601601 601668 601288 600900 600183 600104 Stock Code 00939 00700 01398 01918 02318 00175 03968 01336 02382 02601 00288 03988 01177 00981 01088 00966 06030 01093 01288 00388 Stock Code
1 2 3 4 5 6 7 8 9 10 11 12 13 14 15 16 17 18 19 20 Rank 1 2 3 4 5 6 7 8 9 10 11 12 13 14 15 16 17 18 19 20 Rank HKEX Fact Book 2019 Book Fact HKEX 20 most active stocks (southbound) (in dollars) 20 most active stocks (southbound) 20 most active stocks (northbound) (in dollars) (northbound) active stocks 20 most MAIN BOARD SHENZHEN-HONG KONG STOCK CONNECT 117 daily daily 1,999 16,099 15,956 39,848 43,421 76,006 48,048 60,596 51,167 51,071 39,025 30,061 33,791 36,967 48,343 40,541 40,810 47,867 245,048 568,129 311,466 451,670 631,961 723,134 695,034 557,511 521,559 624,461 604,035 539,727 573,287 601,808 Average Average
Sell Sell Total Total 848,347 868,214 741,475 571,176 743,423 813,274 773,493 729,739 857,022 957,340 9,987,045 1,009,023
daily daily 12,707 35,990 25,289 3,702,910 49,273 271,263 44,479 8,886,108 50,084 94,598 17,861,302 40,475 60,148 56,154 1,074,519 52,471 48,832 39,156 41,085 54,623 56,094 46,960 50,127 59,163 Number of deals Number of deals 256,149 56,116,218 585,487 132,942,399 379,578 6,852,253 574,152 6,775,056 633,138 13,271,182 669,333 13,016,416 584,070 12,510,619 582,480 10,035,207 503,717 11,474,302 623,539 13,738,156 652,807 12,080,707 547,693 9,715,097 613,127 12,039,042 689,961 11,434,362 Average Average
Total Total 228,734 849,989 842,072 892,010 927,816 743,969 903,878 897,514 845,295 1,201,707 1,052,686 1,183,274 11,519,463
daily daily 67.86 917.63 5,816,670 324.18 837,645 Average 2,112.19 9,919,024 1,731.79 22,230,517 4,144.99 58,658,290 9,766.48 137,004,088 4,170.07 8,350,734 8,203.54 8,612,282 2,313.07 1,179,253 8,535.87 10,484,652 7,848.54 11,081,779 9,350.90 13,717,876 9,176.20 9,858,491 9,854.83 12,875,671 12,871.58 13,295,913 14,954.88 12,047,994 11,800.37 10,513,277 10,508.95 13,056,145 10,754.21 13,109,274 Buy Sell Sell Buy Total Average Total (HK mil) 1,221.49 5,511.07 32,476.34 1,546.49 35,078.66 2,505.62 91,741.46 48,574.44 38,139.26 2,243.49 31,319.04 1,648.37 22,168.34 1,166.75 28,403.33 1,291.06 32,439.98 1,474.54 32,386.63 2,024.16 30,075.33 1,670.85 37,583.36 1,789.68 40,888.34 2,044.42 (RMB mil) 211,056.03 471,019.09 406,970.40 409,533.04 1,780.58 949,202.44 123,053.03 270,303.26 269,187.77 212,406.58 153,645.74 172,667.92 205,719.73 210,178.98 165,171.66 206,951.34 204,329.92 2,285,357.39
daily daily Trading Value Trading Value Average 1,409.76 1,216.43 2,423.93 2,313.77 4,638.98 5,382.20 2,599.87 9,442.61 8,330.17 10,600.29 13,034.10 14,291.30 10,703.14 10,091.76 11,960.86 11,635.22 12,595.56 Buy Buy Total Total Average (HK mil) 7,942.88 441.27 20,679.36 32,741.37 1,559.11 39,837.43 2,845.53 54,597.17 44,013.15 2,589.01 37,703.13 1,984.38 32,531.26 1,712.17 36,957.50 1,679.89 48,678.07 2,212.64 35,813.81 2,238.36 37,320.45 2,073.36 50,136.40 2,387.45 59,004.51 2,950.23 (RMB mil) 324,244.36 540,537.31 543,734.78 509,334.27 2,214.50 118,408.51 153,978.88 10,265.26 273,716.16 257,243.40 192,656.60 169,966.96 183,263.72 222,018.83 239,217.12 186,341.52 10,352.31 244,339.61 239,315.73 1,062,326.08 2,480,467.03 18 17 21 14 22 21 15 21 17 18 19 19 18 22 18 22 22 16 22 18 20 21 20 18 21 19 230 223 235 230 229 234 No. of No. of No. trading day trading day Jul Jul Jan Jan Jun Jun Apr Apr Oct Oct Feb Feb Sep Sep Dec Dec Mar Mar Aug Aug Nov Nov May May
Year/Month Year/Month 2016 2017 2016 2018 2017 2019 2019 2018 2019
2019
HKEX Fact Book 2019 Book Fact HKEX
Trading value and number of deal, 2016-2019 of deal, value and number Trading Southbound
Northbound MAIN BOARD SHENZHEN-HONG KONG STOCK CONNECT 4.63 3.17 2.79 2.57 1.80 1.63 1.54 1.54 1.46 1.27 1.03 1.03 0.86 0.84 0.77 0.76 0.67 0.63 0.61 0.61 5.29 3.14 2.59 1.74 1.59 1.48 1.47 1.34 1.29 1.22 1.19 1.10 1.09 1.07 0.99 0.98 0.90 0.87 0.85 0.85 118 % of % of Total Total 30.22 31.03 100.00 100.00 Northbound Southbound (HK$mil) 85,972.69 73,373.30 69,720.03 60,680.98 40,779.22 36,534.01 31,898.82 30,114.87 29,256.64 29,188.19 14,595.92 13,588.79 12,299.06 11,842.39 10,928.21 (RMB mil) 151,135.76 133,133.39 122,437.18 4,765,824.42 + Sell Trades) + Sell Trades) Turnover (Buy Turnover (Buy
4,899.51 15,998.52 6,671.06 5,391.91 6,439.35 13,484.40 5,483.38 5,590.76 2,392.22 11,218.56 4,892.56 4,741.10 10,127.75 3,907.04 10,023.15 (HK$mil) 65,215.37 61,137.98 64,139.41 35,547.14 34,662.18 33,800.98 27,341.85 19,842.93 16,525.08 17,820.04 15,049.43 13,726.58 14,211.09 (RMB mil) 687,765.99 1,440,147.99 Sell Trades Sell Trades 2,285,357.39
7,924.86 8,196.88 7,045.05 6,815.68 6,251.63 8,826.34 6,035.65 5,386.65 6,116.12 5,213.26 4,638.97 9,852.23 5,222.62 3,847.97 9,070.59 5,014.94 3,979.01 8,993.96 3,765.98 4,480.93 8,246.92 4,267.44 3,715.55 7,982.99 4,232.81 3,580.14 7,812.95 4,678.83 3,122.18 7,801.00 (HK$mil) 85,920.39 71,995.41 58,297.78 50,425.55 77,453.81 42,258.01 35,195.80 73,576.49 37,433.32 36,143.16 38,711.12 35,919.05 33,339.13 49,203.04 25,172.34 24,030.70 24,175.25 24,818.33 48,993.58 20,936.29 20,433.85 19,782.97 40,216.82 20,008.92 18,208.64 17,824.61 36,033.26 14,078.77 15,065.44 15,530.06 14,977.10 27,889.61 20,739.56 48,629.17 15,309.94 13,541.77 28,851.71 11,488.17 12,286.67 23,774.84 11,099.00 (RMB mil) 110,950.35 220,445.93 109,495.58 752,382.00 160,781.44 124,341.65 285,123.09 509,334.27 409,533.04 918,867.31 Buy Trades Buy Trades 2,480,467.03
WULIANGYE YIBIN WULIANGYE OF ZHUHAI GREE ELECTRIC APPLIANCES INC MIDEA GROUP VANKE TECHNOLOGY HANGZHOU HIKVISION DIGITAL FOODS PING AN BANK CHINA MUYUAN LUXSHARE PRECISION INDUSTRY CORPORATION JIANGSU YANGHE BREWERY JOINT-STOCK LAOJIAO WENS FOODSTUFF GROUP ZTE INC LUZHOU EAST MONEY INFORMATION POWER GOERTEK BOE TECHNOLOGY GROUP WEICHAI HAN'S LASER TECHNOLOGY INDUSTRY GROUP SHENZHEN SUNWAY COMMUNICATION AIER EYE HOSPITAL GROUP NEW HOPE LIUHE Total Northbound Total Stock Name TENCENT ZTE SUNAC CCB SUNNY OPTICAL GEELY AUTO NCI SINO BIOPHARM PING AN MEITUAN-W CSPC PHARMA PHARM SMIC ICBC GROUP HEC INT'L CPIC SEC WH TOWER KINGDEE CITIC CHINA HKEX Total Total Southbound Stock Name
000858 000651 000333 002415 000001 000002 002714 002475 002304 300498 000063 000568 300059 002241 000725 000338 002008 300136 300015 000876 Stock Code 00700 00763 01918 00939 02382 00175 01336 01177 02318 03690 01093 00981 01398 01558 02601 00288 00268 06030 00788 00388 Stock Code
1 2 3 4 5 6 7 8 9 10 11 12 13 14 15 16 17 18 19 20 Rank 1 2 3 4 5 6 7 8 9 10 11 12 13 14 15 16 17 18 19 20 Rank HKEX Fact Book 2019 Book Fact HKEX 20 most active stocks (southbound) (in dollars) 20 most active stocks (southbound) 20 most active stocks (northbound) (in dollars) (northbound) active stocks 20 most MAIN BOARD Stock trading value, 1970-2019 HK$mil
High day (*) Low day (*)
No. of Year Whole year value trading days Average daily Value Date Value Date
1970 6,056.13 294 20.60 56.69 03/10 6.15 06/09 HISTORICAL SECTION 1971 14,806.21 276 53.65 211.39 09/20 9.12 03/01 1972 42,907.54 247 173.71 659.34 11/10 21.48 02/02 1973 48,880.44 245 199.51 704.69 02/08 35.39 08/29 1974 11,436.70 245 46.68 219.33 06/17 10.91 12/05 1975 10,359.91 246 42.11 167.46 03/06 9.00 01/06 1976 13,183.31 248 53.16 223.42 02/26 9.72 07/26 1977 6,132.43 246 24.93 67.47 04/18 8.54 10/10 1978 27,445.86 244 112.48 410.91 08/18 9.39 02/10 1979 25,632.21 246 104.20 407.69 09/26 18.39 01/02 1980 95,670.54 246 388.90 1,424.95 11/03 47.58 04/09 1981 105,970.90 244 434.31 991.92 06/12 132.90 10/26 1982 46,221.25 247 187.13 2,064.18 04/26 68.68 12/23 1983 37,166.26 247 150.47 589.22 07/15 40.37 01/04 1984 48,808.70 248 196.81 1,264.27 01/13 38.50 01/03 1985 75,821.03 247 306.97 3,308.08 02/01 116.04 12/23 1986 123,128.35 247 498.50 1,721.13 10/08 124.62 02/05 1987 371,406.46 246 1,509.78 5,407.55 10/02 401.58 04/21 1988 199,480.68 248 804.36 1,889.48 06/15 230.00 09/19 1989 299,146.70 246 1,216.04 3,673.60 05/23 290.01 07/18 1990 288,714.90 248 1,164.17 3,280.82 08/07 338.36 12/28 1991 334,103.92 248 1,347.19 3,389.14 07/05 241.35 01/02 1992 700,577.50 250 2,802.31 6,420.47 05/25 965.50 01/03 1993 1,222,675.13 249 4,910.34 12,909.44 12/10 1,019.78 01/04 1994 1,137,414.00 248 4,586.35 17,204.66 01/07 1,313.55 07/04 1995 826,800.60 247 3,347.37 9,924.41 05/12 1,385.27 05/01 1996 1,412,242.38 249 5,671.66 13,803.84 12/06 2,734.90 05/27 1997 3,788,959.79 245 15,465.14 46,096.84 08/29 3,253.55 12/29 1998 1,701,112.01 247 6,887.09 79,002.61 08/28 1,221.90 12/28 1999 1,915,940.58 247 7,756.84 17,387.59 11/16 2,100.34 02/22 2000 3,047,565.32 247 12,338.32 35,746.19 02/15 4,565.80 12/27 2001 1,950,086.74 243 8,025.05 17,752.03 04/19 2,906.48 12/27 2002 1,599,074.57 247 6,473.99 12,982.41 05/02 2,734.31 01/02 2003 2,545,675.94 248 10,264.82 34,464.21 12/16 2,136.95 01/02 2004 3,948,350.84 249 15,856.83 38,758.84 01/13 7,378.09 08/17 2005 4,498,095.11 247 18,210.91 34,617.04 03/02 9,835.58 05/24 2006 8,332,633.24 247 33,735.36 76,008.14 10/27 16,451.20 06/19 2007 21,506,271.44 246 87,423.87 209,808.30 10/03 35,013.62 03/15 2008 17,600,713.87 245 71,839.65 156,353.59 01/23 21,951.90 12/29 2009 15,439,486.88 249 62,005.97 146,624.25 05/13 28,531.97 03/12 2010 17,076,412.15 249 68,579.97 138,533.28 10/14 33,995.19 02/18 2011 17,091,116.87 246 69,476.08 124,773.84 08/05 24,466.29 12/30 2012 13,267,508.72 247 53,714.61 127,100.48 03/06 32,641.54 01/03 2013 15,185,792.16 244 62,236.85 128,156.37 02/04 38,487.85 07/22 2014 16,990,272.09 247 68,786.53 147,757.45 12/05 39,200.50 05/26 2015 25,835,958.29 247 104,599.02 291,528.73 04/09 37,862.23 12/29 2016 16,279,975.49 245 66,448.88 116,801.74 09/09 43,757.44 05/23 2017 21,560,099.47 246 87,642.68 171,931.66 11/30 49,248.76 02/02 2018 26,295,274.58 246 106,891.36 283,592.75 03/23 46,958.83 12/28 2019 21,390,188.29 246 86,951.98 168,754.50 02/25 53,106.07 09/27
Records since 1970 High year : 2015 High day: 2015/04/09 Low year : 1970 Low day: 1970/06/09
(*) Only full trading days are included for the records. Market turnover values since 1993 were adjusted for late reported and rejected sales. Prior to 2 April 1986, there were four stock exchanges in Hong Kong.
HKEX Fact Book 2019 119 MAIN BOARD Key statistics for listed stocks (1976-2019)
No. of listed No. of listed Equities funds raised* Market capitalisation Year companies securities (HK$mil) (HK$mil)
1976 295 319 n.a. 56,675 1977 284 315 n.a. 51,278 1978 265 298 n.a. 65,939 1979 262 298 n.a. 112,809 HISTORICAL SECTION 1980 262 309 n.a. 209,753 1981 269 335 n.a. 232,331 1982 273 342 n.a. 131,640 1983 277 351 n.a. 142,094 1984 278 348 n.a. 184,642 1985 279 340 n.a. 269,511 1986 253 335 14,707 419,281 1987 276 412 48,082 419,612 1988 304 479 18,506 580,378 1989 298 479 20,345 605,010 1990 299 520 21,233 650,410 1991 357 597 39,457 949,172 1992 413 749 105,113 1,332,184 1993 477 891 90,005 2,975,379 1994 529 1,006 51,861 2,085,182 1995 542 1,033 39,202 2,348,310 1996 583 1,272 100,018 3,475,965 1997 658 1,533 247,577 3,202,630 1998 680 1,246 38,257 2,661,713 1999 701 1,205 148,120 4,727,527 2000 736 1,294 451,281 4,795,150 2001 756 1,075 58,593 3,885,342 2002 812 1,416 101,413 3,559,099 2003 852 1,598 209,116 5,477,670 2004 892 1,971 276,521 6,629,177 2005 934 2,448 298,660 8,113,333 2006 975 3,184 516,025 13,248,821 2007 1,048 5,896 571,078 20,536,463 2008 1,087 5,654 418,188 10,253,589 2009 1,145 6,441 637,734 17,769,271 2010 1,244 7,730 845,486 20,942,284 2011 1,326 6,551 482,834 17,452,667 2012 1,368 6,723 300,231 21,871,730 2013 1,451 8,330 369,822 23,908,804 2014 1,548 8,856 929,399 24,892,419 2015 1,644 8,792 1,093,551 24,425,555 2016 1,713 8,330 471,172 24,450,435 2017 1,794 12,478 567,401 33,717,995 2018 1,926 12,900 533,216 29,723,238 2019 2,071 12,416 449,970 38,058,338 Year-end figures n.a. Not available * Equities funds raised prior to 1990 do not include share option scheme.
HKEX Fact Book 2019 120 MAIN BOARD Highest turnover records Main Board
Year Month Rank Value (HK$mil) Year Rank Value (HK$mil) Month/Year 1 26,295,274.58 2018 1 3,764,713.11 04/2015 2 25,835,958.29 2015 2 3,525,010.54 01/2018 HISTORICAL SECTION 3 21,560,099.47 2017 3 3,473,846.35 10/2007 4 21,506,271.44 2007 4 3,096,229.47 06/2015 5 21,390,188.29 2019 5 2,993,364.29 11/2007 6 17,600,713.87 2008 6 2,901,494.69 05/2015 7 17,091,116.87 2011 7 2,750,878.38 03/2018 8 17,076,412.14 2010 8 2,746,953.45 07/2015 9 16,990,272.09 2014 9 2,623,012.43 01/2008 10 16,279,975.49 2016 10 2,622,252.96 11/2017
Quarter Day Rank Value (HK$mil) Quarter/Year Rank Value (HK$mil) Date 1 9,762,437.26 2/2015 1 291,528.73 2015/04/09 2 8,869,379.62 1/2018 2 283,592.75 2018/03/23 3 8,306,624.27 4/2007 3 263,636.12 2015/04/13 4 6,500,307.96 4/2017 4 258,017.56 2018/02/06 5 6,369,437.22 2/2018 5 250,031.84 2015/04/08 6 6,343,886.31 3/2015 6 237,596.69 2015/04/14 7 6,102,056.58 3/2007 7 235,970.30 2015/07/08 8 6,047,990.67 1/2019 8 221,144.86 2015/04/10 9 5,930,454.10 3/2017 9 219,086.72 2018/02/09 10 5,901,036.22 1/2008 10 218,337.16 2018/02/07
Main Board and GEM
Year Month Rank Value (HK$mil) Year Rank Value (HK$mil) Month/Year 1 26,422,762.07 2018 1 3,801,844.34 04/2015 2 26,090,621.56 2015 2 3,540,695.52 01/2018 3 21,709,160.48 2017 3 3,487,325.59 10/2007 4 21,665,529.92 2007 4 3,143,397.12 06/2015 5 21,440,049.17 2019 5 3,007,223.67 11/2007 6 17,652,800.86 2008 6 2,948,827.35 05/2015 7 17,210,077.74 2010 7 2,773,195.27 07/2015 8 17,155,730.33 2014 8 2,763,555.99 03/2018 9 17,154,074.38 2011 9 2,639,017.21 11/2017 10 16,396,424.98 2016 10 2,629,311.19 01/2008
Quarter Day Rank Value (HK$mil) Quarter/Year Rank Value (HK$mil) Date 1 9,894,068.82 2/2015 1 293,910.76 2015/04/09 2 8,909,838.11 1/2018 2 284,101.95 2018/03/23 3 8,339,767.42 4/2007 3 266,098.63 2015/04/13 4 6,544,565.64 4/2017 4 258,799.62 2018/02/06 5 6,410,882.11 2/2018 5 252,396.05 2015/04/08 6 6,395,260.35 3/2015 6 239,903.34 2015/04/14 7 6,156,615.82 3/2007 7 237,429.14 2015/07/08 8 6,063,241.38 1/2019 8 222,888.83 2015/04/10 9 5,964,717.45 3/2017 9 219,595.29 2018/02/09 10 5,922,420.08 1/2008 10 218,890.88 2018/02/07
Note: Market turnover values since January 1993 were adjusted for late reported and rejected sales. Turnover value traded in non-HKD currency securities have been included start from 29 November 2010
HKEX Fact Book 2019 121 MAIN BOARD 10 largest day-to-day fluctuations in stock price indices
S&P/HKEX LargeCap Index 1998-2019 28 February 2003 = 10000 Rank % up Date Closing index Rank % down Date Closing index
1 15.04 1998/02/02 11001.95 1 12.59 2008/10/27 13569.03
2 14.29 2008/10/28 15507.37 2 9.82 1998/01/12 8439.81 HISTORICAL SECTION 3 12.64 2008/10/30 17632.61 3 8.87 2001/09/12 10522.63 4 10.97 2008/01/23 29340.77 4 8.70 2000/04/17 15693.12 5 10.09 2008/10/13 19931.74 5 8.67 2008/01/22 26440.70 6 9.95 1998/10/16 10078.68 6 8.19 2008/10/24 15523.90 7 9.29 2008/09/19 23629.69 7 8.14 2008/10/08 18980.80 8 9.20 1998/09/07 8013.39 8 7.53 1998/08/31 7089.75 9 8.75 1998/08/14 7133.91 9 7.49 2008/10/10 18104.89 10 8.28 2008/12/08 18707.83 10 6.91 2000/01/05 16613.10
Rank Points up Date Closing index Rank Points down Date Closing index
1 2900.07 2008/01/23 29340.77 1 2509.29 2008/01/22 26440.70 2 2009.16 2008/09/19 23629.69 2 2199.35 2018/02/06 39865.67 3 1978.01 2008/10/30 17632.61 3 1954.87 2008/10/27 13569.03 4 1938.34 2008/10/28 15507.37 4 1916.47 2007/11/05 35248.33 5 1907.46 2008/01/25 30474.42 5 1791.06 2015/07/08 28851.92 6 1826.85 2008/10/13 19931.74 6 1703.15 2008/01/16 29740.34 7 1690.88 2007/11/14 35076.20 7 1682.08 2008/10/08 18980.80 8 1594.62 2008/03/25 27333.87 8 1654.93 2008/01/21 28949.99 9 1478.44 2007/08/20 25881.95 9 1592.80 2008/02/06 28621.00 10 1438.53 1998/02/02 11001.95 10 1495.17 2000/04/17 15693.12
Hang Seng Index 1970-2019 31 July 1964 = 100 Rank % up Date Closing index Rank % down Date Closing index
1 18.82 1997/10/29 10765.30 1 33.33 1987/10/26 2241.69 2 14.41 1973/02/09 1449.91 2 21.75 1989/06/05 2093.61 3 14.35 2008/10/28 12596.29 3 13.70 1997/10/28 9059.89 4 14.33 1998/02/02 10578.60 4 13.31 1973/03/26 1229.28 5 13.36 1974/11/27 185.17 5 12.70 2008/10/27 11015.84 6 13.20 1973/02/02 1098.86 6 11.48 1973/04/10 818.39 7 13.20 1973/04/11 926.45 7 11.43 1972/11/13 672.62 8 12.82 2008/10/30 14329.85 8 11.12 1987/10/19 3362.39 9 12.35 1975/01/27 209.62 9 10.78 1989/05/22 2806.57 10 11.71 1973/07/18 602.34 10 10.41 1997/10/23 10426.30
Rank Points up Date Closing index Rank Points down Date Closing index
1 2332.54 2008/01/23 24090.17 1 2061.23 2008/01/22 21757.63 2 1705.41 1997/10/29 10765.30 2 1649.80 2018/02/06 30595.42 3 1695.27 2008/09/19 19327.73 3 1602.54 2008/10/27 11015.84 4 1627.78 2008/10/30 14329.85 4 1526.02 2007/11/05 28942.32 5 1583.10 2008/01/25 25122.37 5 1458.75 2015/07/08 23516.56 6 1580.45 2008/10/28 12596.29 6 1438.31 1997/10/28 9059.89 7 1515.29 2008/10/13 16312.16 7 1386.93 2008/01/16 24450.85 8 1362.66 2007/11/14 29166.01 8 1383.01 2008/01/21 23818.86 9 1356.30 2008/03/25 22464.52 9 1380.39 2000/04/17 14762.37 10 1326.24 1998/02/02 10578.60 10 1372.03 2008/10/08 15431.73
HKEX Fact Book 2019 122 MAIN BOARD WORLD STOCK MARKETS 123 DJIA Index Index S&P/TSX TORONTO Composite NEW YORK 8972.60 28538.44 6635.28 23327.46 6903.39 24719.22 19762.60 5383.12 17425.03 5007.41 7281.74 24999.67 7532.53 25916.00 7729.32 25928.68 8095.39 26592.91 7453.15 24815.04 8006.24 26599.96 8175.42 26864.27 7962.88 26403.28 7999.34 26916.83 8292.36 27046.23 8665.47 28051.41 8972.60 28538.44 Nikkei TOKYO Nasdaq 22764.94 16209.13 23656.62 17063.43 19033.71 13009.95 19114.37 15287.59 20014.77 14322.86 20773.49 15540.60 21385.16 15999.01 21205.81 16102.09 22258.73 16580.73 20601.19 16037.49 21275.92 16382.20 21521.53 16406.56 20704.37 16442.07 21755.84 16658.63 22927.04 16483.16 23293.91 17040.20 23656.62 17063.43 NASDAQ 225 Index Composite Index FTSE Index 8338.06 9253.50 9727.41 9932.26 7542.44 6728.13 7687.77 7142.83 6242.32 6968.85 7074.73 7279.19 7418.22 7161.71 7425.63 7586.78 7207.18 7408.21 7248.38 7346.53 7542.44 TAIWAN LONDON 10642.86 11997.14 10389.17 10641.04 10967.73 10498.49 10730.83 10823.81 10618.05 10829.68 11358.71 11489.57 11997.14 100 Index Weighted Index Index KOSPI 2197.67 2041.04 2467.49 2026.46 1961.31 2204.85 2195.44 2140.67 2203.59 2041.74 2130.62 2024.55 1967.79 2063.05 2882.73 2880.76 3402.92 3068.76 3222.83 2083.48 3190.17 2087.96 2197.67 3212.69 3212.88 3400.20 3117.76 3321.61 3300.75 3106.52 3119.99 3229.88 3193.92 3222.83 KOREA SINGAPORE Straits Times Index Index A-Share 1325.66 2415.50 2059.91 1986.42 1802.29 1332.77 1616.99 1772.83 1711.55 1602.03 1633.99 1643.26 1651.74 1668.45 1690.63 1666.48 1802.29 28189.75 25845.70 29919.15 22000.56 21914.40 27942.47 28633.18 29051.36 29699.11 26901.09 28542.62 27777.75 25724.73 26092.27 26906.72 26346.49 28189.75 Hang Seng SHENZHEN HONG KONG DAX Index 5909.66 4862.74 6122.26 5588.27 5390.31 5128.61 5284.27 5274.00 5626.34 5235.06 A-Share 5535.26 5441.61 5327.67 5545.79 2611.38 3704.29 3249.59 3463.48 3195.98 5741.56 2706.59 5906.48 3080.11 5909.66 3237.20 3224.02 3036.03 3119.99 3071.73 3023.71 3043.35 3068.72 3009.43 3195.98 Kursindex GERMANY SHANGHAI
Index Index PARIS CAC 40 6802.40 5709.40 6167.30 5719.14 5344.56 5937.30 6252.70 6261.70 6418.40 6491.80 6699.20 6896.70 6698.20 6800.60 6772.90 6948.00 6802.40 4730.69 4637.06 4862.31 5312.56 5978.06 4992.72 5240.53 5350.53 5586.41 5207.63 5538.97 5518.90 5480.48 5677.79 5729.86 5905.17 5978.06 AUSTRALIA All Ordinaries Jan Feb Mar Apr May Jun Jul Aug Sep Oct Jan Nov Feb Dec Mar Apr May Jun Jul Aug Sep Oct Nov Dec Month-end or year-end figures. Month-end or year-end figures. 2019 2019 2018 2017 2016 2015 Month
Year/
2018 2019 Month 2015 2016 2017 2019
Year/
HKEX Fact Book 2019 Book Fact HKEX World stock market indices (2015-2019) stock market World Note: Note: MAIN BOARD WORLD STOCK MARKETS 124 s Paris Taiwan Germany Australia Toronto Korea Singapore Shenzhen NASDAQ Shanghai New York Tokyo London Hong Kong Shenzhen NASDAQ Pari Taiwan Shanghai New York Germany Australia Toronto Tokyo London Hong Kong Korea Singapore Dec Dec Dec NASDAQ Taiwan NASDAQ Nov Nov Nov Germany 1 January 2019 = 1000 1 January 2019 = 1000 1 January 2019 = 1000 1 January 2019 Oct Oct Oct Paris Shenzhen Shenzhen Sep Sep Sep Taiwan Aug Aug Aug Shanghai Korea Paris Shanghai ul ul ul Tokyo Toronto JunJ JunJ Korea JunJ Tokyo May May May London Australia Toronto London Apr Apr Apr Mar Mar Mar Australia Hong Kong Singapore Hong Kong Feb Feb Feb Jan Jan Jan New York Germany New York Singapore 900 900 900 1200 1100 1000 1500 1400 1300 1200 1100 1000 1500 1400 1300 1000 1100 1200 1300 Weekly movement Weekly movement Weekly movement HKEX Fact Book 2019 Book Fact HKEX World stock market indices (2019) stock market World GEM MARKET INDICES – – – – – – – – – 125 Dec 77.23 77.62 77.72 76.56 76.58 76.78 78.25 77.59 77.75 78.08 77.19 77.84 79.44 79.44 77.65 76.56 ) – – – 77.15 – – 77.79 – – 77.72 – – 78.35 76.56 Nov (06/27 – 82.04 82.06 82.46 83.98 – 84.80 83.45 81.92 81.17 80.91 80.97 81.00 81.30 81.07 80.23 79.83 78.35 84.80 81.60 12/19 – 82.24 76.97 – 82.62 77.24 – 81.00 79.05 – – 81.11 – Oct 11/19 90.01 90.13 89.71 88.67 86.52 86.54 85.49 84.79 84.08 84.08 84.99 85.17 82.51 83.67 83.77 82.92 – 90.13 85.33 28 February 2003 = 1000 28 February V – – – – – – – 10/19 Sep 50 MA 90.58 89.89 90.93 90.61 – 87.99 88.15 90.33 – 89.46 90.11 89.41 89.69 89.63 90.93 89.79 09/19 – – – – – – – – 88.96 83.02 81.16 Aug – – 95.53 94.34 92.32 – 92.48 – 93.14 90.25 90.67 90.41 94.33 94.54 94.76 92.81 92.23 92.14 95.53 92.79 08/19 V – – – – – Jul 98.27 98.34 97.85 96.94 96.63 96.32 95.44 96.08 96.05 96.61 – – 97.53 10 MA 07/19 – 101.71 – 89.43 86.58 – 97.66 92.82 – 89.48 83.91 – 97.21 90.71 – – 95.58 95.20 90.24 83.14 – – 96.52 91.47 90.50 82.33 Jun 06/19 105.37 – 90.86 104.62 99.84 93.28 89.90 104.92 98.31 91.94 104.18 – 90.12 104.62 95.98 92.58 – 104.36 100.36 – – 106.47 – – 104.87 – – 97.95 96.15 – 99.01 97.18 93.47 89.38 05/19 May t 121.14 – 120.95 – 117.25 116.37 109.24 109.13 108.45 – 82.33 78.35 107.15 97.95 95.44 90.25 87.99 – – 115.57 105.07 – – 111.83 104.78 – 111.09 104.15 – 110.40 – 107.15 100.39 – 107.63 101.52 04/19 movemen Apr – – – 129.54 132.79 130.67 129.20 128.59 124.78 125.14 125.64 124.53 Daily 03/19 125.25 – 128.71 100.72 125.00 105.92 – 130.52 – 105.65 – 132.24 118.15 – 105.01 – 129.00 114.47 – – 126.51 108.46 104.37 – Mar 135.38 133.64 133.60 – 131.04 – 130.32 – 129.65 – 131.31 130.43 130.58 128.50 02/19 – – – – – – – – – – 130.47 124.53 107.90 – Feb 134.09 135.17 135.44 141.52 134.47 135.70 133.89 133.79 (04/01) 01/19 x – – – – 134.18 130.67 – – 134.19 129.65 70 94 86 78 Jan 150 142 134 126 118 110 102 Inde 141.26 – 141.32 138.38 134.71 134.53 136.16 136.14 – – – 134.04 S&P/HKEX GEM Index is compiled by Standard & Poors 1 – 2 140.92 3 140.74 134.55 130.39 4 141.52 135.36 5 6 – – 7 130.13 132.33 119.26 8 141.45 135.62 9 10 140.72 130.29 131.76 11 140.40 134.90 12 13 – 129.71 14 139.86 135.76 128.50 129.93 117.10 15 139.83 135.06 16 17 138.11 128.52 128.06 18 136.00 135.53 19 20 21 135.36 133.96 130.50 22 135.22 133.79 129.91 23 24 134.04 25 26 27 28 136.51 134.50 131.17 29 135.29 30 31 114.37 103.85 Avg 138.11 134.80 130.95 128.96 Low 125.25 106.47 101.71 High 141.52 135.76 135.38 132.79 Date
HKEX Fact Book 2019 Book Fact HKEX S&P/HKEX GEM Index, daily movement (2019) S&P/HKEX GEM Index, daily S&P/HKEX GEM Index, daily closing (2019) daily closing GEM Index, S&P/HKEX Note: GEM Number of securities by type on GEM, 2015-2019
Year LISTING STATISTICS Type 2015 2016 2017 2018 2019
Ordinary shares 222 260 324 389 378 Preference shares 0 0 0 0 0 Warrants 1 1 1 1 1 – Equity warrants 1 1 1 1 1 – Derivative warrants 0 0 0 0 0
Total 223 261 325 390 379
Number of newly listed securities on GEM, 2015-2019
Year Type 2015 2016 2017 2018 2019
Ordinary shares 34 45 80 75 15 Preference shares 0 0 0 0 0 Warrants 1 1 0 0 0 – Equity warrants 1 1 0 0 0 – Derivative warrants 0 0 0 0 0
Total 35 46 80 75 15
Number of delisted securities from GEM, 2015-2019
Year Type 2015 2016 2017 2018 2019
Ordinary shares 16 7 16 10 26 – Withdrawal of listing 2 1 3 0 6 – Transfer of listing on Main Board* 14 6 13 10 20 Warrants – equity 0 1 0 0 0
Total 16 8 16 10 26
* Transfers of listing from GEM to Main Board pursuant to the revised Rule 9.24 of GEM Listing Rules and to the new Chapter 9A of the Main Board Listing Rules effective from 1 July 2008
HKEX Fact Book 2019 126 GEM MARKET CAPITALISATION – – n.a. n.a. Dec 127 (5.46%) (6.80%) (3.89%) 7,257.03 5,828.78 4,155.65 (16.64%) (33.60%) (12.06%) 35,853.20 HK$mil HK$mil n.a. n.a. n.a. n.a. Nov 2019 213.88 (0.20%) 583.42 (0.55%) 111.82 (0.10%) 2019 106.70 7,344.03 5,726.80 4,297.50 5,828.78 7,257.03 4,155.65 1,150.19 (1.08%) 1,542.59 (1.45%) 36,398.78 19,379.54 (18.16%) 35,853.20 106,699.32 (100.00%) 2018 186.18 n.a. n.a. Oct 6,987.71 5,915.38 4,845.71 38,916.86 2017 280.84 (14.48%) 17,749.96 (10.91%) 12,873.24 n.a. n.a. Sep 2016 310.87 n.a. – n.a. – n.a. – 5,585.08 5,147.49 38,030.75 2018 489.46 (0.26%) 313.13 (0.17%) 2015 258.18 1,227.36 (0.66%) 1,720.02 (0.92%) 4,708.81 (2.53%) 20,615.57 (11.07%) 29,105.84 (15.63%) 28,332.16 (15.22%) 52,406.12 (28.15%) 186,183.32 (100.00%) Aug 2014 179.41 2013 134.00 Jul (6.50%) 26,956.95 (15.20%) 20,307.90 2012 78.40 n.a. – n.a. – n.a. – 2017 2011 84.59 109.30 (0.04%) Jun 1,078.79 (0.38%) 5,832.47 (2.08%) 1,471.69 (0.52%) 5,031.41 (1.79%) 42,377.61 (15.09%) 50,442.88 (17.96%) 40,499.17 (14.42%) 73,054.41 (26.01%) 280,841.44 (100.00%) 2010 134.67 May 2009 105.04 (8.57%) 42,680.61 (18.71%) 18,263.10 2008 45.16 Apr n.a. – n.a. – n.a. – 2016 88.45 (0.03%) 2007 161.08 752.97 692.98 580.42 583.42 1,234.04 969.18 862.68 875.27 816.83 2,994.10 (0.96%) 5,134.06 (1.65%) 1,347.60 (0.43%) 4,878.76 (1.57%) 44,936.10 (14.45%) 45,638.54 (14.68%) 49,218.36 (15.83%) 71,844.86 (23.11%) 310,871.86 (100.00%) 2006 88.89 Mar 1,120.36 2005 66.60 (6.96%) 58,161.26 (8.16%) 26,629.77 2004 66.72 Feb 1,004.52 n.a. – n.a. – n.a. – 2015 2003 70.18 110.47 (0.04%) 8,459.78 (3.28%) 3,409.32 (1.32%) 1,641.55 (0.64%) 8,564.68 (3.32%) 32,675.84 (12.66%) 17,957.06 57,268.83 (22.18%) 49,520.07 (19.18%) 57,495.16 (22.27%) 21,072.97 258,175.74 (100.00%) Jan n.a. n.a. n.a. n.a. n.a. n.a. n.a. n.a. n.a. n.a. n.a. n.a. n.a. n.a. n.a. n.a. n.a. n.a. n.a. n.a. n.a. n.a. n.a. n.a. 2002 52.22 215.43 210.70 272.81 117.41 120.21 120.21 111.82 274.07 273.78 310.65 285.70 264.82 427.44 307.93 373.45 418.71 323.31 232.52 213.88 497.03 517.04 505.18 438.29 406.30 1,693.59 1,565.45 1,426.83 1,259.14 1,173.95 1,155.88 1,150.19 1,908.39 2,041.73 2,042.30 2,026.86 1,764.82 3,357.55 3,779.64 3,624.82 3,058.32 1,715.32 1,502.00 1,542.59 4,532.47 4,425.22 4,225.25 4,053.26 3,836.51 1,039.88 16,398.21 15,696.44 14,219.13 14,147.99 13,260.92 12,378.66 12,873.24 19,810.54 21,703.13 20,504.99 18,756.16 16,464.62 19,812.96 18,430.23 16,592.80 19,461.27 17,385.07 17,584.53 17,749.96 24,484.10 24,203.55 23,610.89 23,609.38 20,851.10 23,130.83 22,418.21 21,824.32 19,710.72 18,631.60 18,409.97 19,379.54 27,698.26 28,220.14 27,919.44 28,647.56 26,068.31 13,491.45 13,628.89 13,015.84 13,577.52 15,339.97 16,038.10 14,754.83 15,572.98 13,673.58 21,028.60 18,563.36 17,841.30 25,367.64 24,832.44 24,773.54 24,961.41 20,815.13 34,573.43 33,173.90 30,530.83 48,659.93 47,236.16 47,122.90 44,549.65 42,079.38 134,992.16 128,650.02 120,538.96 121,267.37 109,969.02 105,731.29 106,699.32 169,612.27 170,495.82 166,890.33 164,135.28 147,193.74 2001 60.96
^ *
^ 2000 67.29
^
^
^ ^
^
^ 7.24 1999
^
^ Classification Month-end figures 0 80 60 40 20 320 300 280 260 240 220 200 180 160 140 120 100 Hang Seng Industry Classification System (HSICS) is provided by Hang Seng Indexes Company Limited. into ‘Consumer Discretionary’, ‘Consumer With effect from 9 September 2019, ‘Consumer Goods’ or ‘Consumer Services’ industries have been reorganized September 2019 while the turnover for ‘Consumer Staples’ and ‘Healthcare’ industries. The turnover for ‘Consumer Goods’ and ‘Consumer Services’ are up to 6 Discretionary’, ‘Consumer Staples’ and ‘Healthcare’ are from 9 September 2019. Hang Seng Industry Classification System (HSICS) is provided by Hang Seng Indexes Company Limited. Hang Seng Industry Classification System (HSICS) is provided or ‘Consumer Services’ industries have been reorganized into ‘Consumer Discretionary’, ‘Consumer With effect from 9 September 2019, ‘Consumer Goods’ Goods’ and ‘Consumer Services’ are up to 6 September 2019 while the turnover for ‘Consumer Staples’ and ‘Healthcare’ industries. The turnover for ‘Consumer from 9 September 2019. Discretionary’, ‘Consumer Staples’ and ‘Healthcare’ are ) % of equity market total HK$bil Energy Materials Industrials Consumer Discretionary Properties & Construction & Technology Properties Information Conglomerates Consumer Goods Consumer Services Telecommunications Utilities Financials Total Healthcare Consumer Staples Telecommunications Utilities Properties & Construction & Financials Technology Properties Information Conglomerates Consumer Goods Consumer Services Equity total Equity Healthcare Consumer Staples Industry Energy Materials Industrials Consumer Discretionary 2019 Industry Classification * HKEX Fact Book 2019 Book Fact HKEX ( Year-end figures * ^ Market capitalisation trends on GEM by Hang Seng Industry Classification Market capitalisation trends on GEM by Hang Seng Industry System, 2015-2019 Note: * ^ Market capitalisation of GEM by Hang Seng Industry Classification System, 2019 Market capitalisation of GEM Market capitalisation of GEM, 1999-2019 capitalisation Market GEM MARKET CAPITALISATION 128 7.17 4.62 4.15 0.83 0.76 0.75 0.75 0.73 0.69 0.65 0.64 0.61 0.60 0.60 0.58 0.58 0.50 0.49 0.49 0.48 0.48 0.47 0.45 0.43 0.42 0.41 0.40 3.99 2.70 2.63 1.84 1.52 1.38 1.37 1.21 1.16 1.14 1.02 1.01 1.00 0.98 0.98 0.96 0.96 0.95 0.89 0.84 0.84 0.40 0.40 % of 59.90 100.00 market total End of 2019 810.00 800.51 690.00 646.65 642.66 639.10 620.30 618.94 521.64 512.16 502.36 480.66 434.00 795.20 776.00 736.00 680.00 529.40 528.00 507.03 464.00 448.00 432.00 890.67 953.04 901.60 894.43 427.16 424.00 7,655.57 4,927.27 4,432.17 4,260.40 2,804.89 1,618.77 1,459.08 1,090.47 1,061.90 1,044.69 1,023.10 1,021.73 1,014.23 2,880.00 1,958.40 1,468.04 1,295.28 1,241.35 1,220.50 1,079.50 1,050.00 63,912.86 (HK$mil) 106,699.32 Market capitalisation
0.495 0.500 0.500 0.405 0.640 0.345 0.410 0.310 0.550 0.174 0.285 0.405 0.075 0.265 0.084 0.320 1.420 0.970 0.920 0.850 0.780 0.880 0.880 1.160 0.560 0.540 0.365 0.790 0.170 0.410 0.210 0.730 0.720 0.249 0.285 0.240 0.180 3.000 4.080 2.900 3.150 1.280 1.890 1.270 1.750 2.280 0.920 1.380 0.010 1.060 (HK$) Closing price
(shares) 560,000,000 800,000,000 800,000,000 800,000,000 678,720,000 600,000,000 576,170,000 400,000,000 800,000,000 800,000,000 960,000,000 480,000,000 506,219,666 411,200,000 969,806,150 645,764,706 850,000,000 600,000,000 418,000,000 980,000,000 648,135,553 400,000,000 9,854,533,606 8,864,332,726 2,000,000,000 1,250,798,007 2,000,000,000 1,577,200,000 2,073,088,800 1,162,000,000 3,564,945,946 2,171,732,000 1,288,000,000 6,828,772,313 1,895,697,017 5,722,159,908 1,356,250,000 3,550,496,836 9,522,184,345 3,558,724,852 5,192,726,898 1,454,652,000 1,450,963,725 4,108,855,068 3,585,032,000 4,225,960,179 4,948,170,452 Issued capital 15,465,807,617 11,672,342,235 42,716,118,022 Company China Youzan Ltd. China Youzan Honbridge Holdings Ltd. Viva China Holdings Ltd. AGTech Holdings Ltd. Zheng Li Holdings Ltd. Sun Entertainment Group Ltd. Furniweb Holdings Ltd. BOSA Technology Holdings Ltd. Orange Tour Cultural Holding Ltd. ZACD Group Ltd. ISP Global Ltd. Zhejiang United Investment Holdings Group Ltd. Yuxing InfoTech Investment Holdings Ltd. Asia Grocery Distribution Ltd. Dadi International Group Ltd. Sun International Group Ltd. Beijing Beida Jade Bird Universal Sci-Tech Co. Ltd. – H Shs World Super Holdings Ltd. Dafeng Port Heshun Technology Co. Ltd. Luxey International (Holdings) Ltd. Loco Hong Kong Holdings Ltd. Shentong Robot Education Group Co. Ltd. China Information Technology Development Ltd. Hing Ming Holdings Ltd. IWS Group Holdings Ltd. Quantum Thinking Ltd. Kingsley Edugroup Ltd. China Trends Holdings Ltd. WAC Holdings Ltd. ZZ Capital International Ltd. Ltd. Grand Talents Group Holdings Neo Telemedia Ltd. SuperRobotics Ltd. Pizu Group Holdings Ltd. Holdings Group Ltd. China All Nation International China Biotech Services Holdings Ltd. Xi’an Haitian Antenna Technologies Co., Ltd. – H Shares Madison Holdings Group Ltd. Optima Automobile Group Holdings Ltd. Changhong Jiahua Holdings Ltd. Cool Link (Holdings) Ltd. China Brilliant Global Ltd. Sinopharm Tech Holdings Ltd. Zhonghua Gas Holdings Ltd. China Ocean Fishing Holdings Ltd. KNK Holdings Ltd. Gudou Holdings Ltd. Xinyi Automobile Glass Hong Kong Enterprises Ltd. National Arts Entertainment and Culture Group Ltd. WWPKG Holdings Co. Ltd. Equity total
Code 08083 08137 08032 08279 08283 08082 08480 08140 08627 08313 08487 08366 08005 08413 08130 08029 08095 08612 08310 08041 08162 08206 08178 08425 08441 08050 08105 08171 08619 08295 08516 08167 08176 08053 08170 08037 08227 08057 08418 08016 08491 08026 08156 08246 08047 08039 08308 08328 08228 08069 Rank 1
2 3 4 26 27 28 29 30 31 32 33 34 35 36 37 38 39 40 41 42 43 44 45 46 47 48 49 5 6 7 8 9 10 11 12 13 14 15 16 17 18 19 20 21 22 23 24 25 50 Total HKEX Fact Book 2019 Book Fact HKEX 50 leading companies in market capitalisation on GEM in market capitalisation companies 50 leading GEM TRADING STATISTICS AND ANALYSIS – – 129 8.32 59.69 23.53 32.63 71.39 34.93 46.98 46.73 14.79 13.14 176.67 201.32 275.33 9,361 8,482 9,621 7,886 5,785 8,457 9,217 9,831 10,066 12,780 11,145 12,855 12,704 25,603 14,078 19,451 18,819 velocity (%) Average daily Annual turnover 1.06 1.99 1.92 1.82 1.62 1.61 1.39 1.32 1.23 1.20 1.20 1.15 1.15 1.14 1.08 7.80 3.31 3.01 2.71 2.13 Deals 39.82 100.00 Total 187,214 178,121 202,043 165,611 127,263 186,047 211,381 242,812 211,747 156,696 269,956 279,480 2,418,371 6,324,001 3,449,127 4,785,031 4,629,493 % of market total
12.43 18.26 % of total Equity turnover 1,773.01 1,941.83 1,361.34 Average daily 527.30 993.38 958.56 906.00 805.97 802.46 692.03 656.09 611.98 600.20 599.97 573.07 571.93 567.58 538.84
1,648.30 1,502.28 1,349.74 1,061.42 3,888.07 Volume (mil of shares) Volume (mil of 19,855.18 49,860.85 Total 9,795.82 576.22 15,208.39 760.42 12,458.94 593.28 15,473.71 736.84 14,132.46 672.97 10,450.90 475.04 17,352.87 788.77 16,810.73 800.51 21,807.21 1,147.75 15,518.40 816.76 22,474.41 1,070.21 18,536.34 842.56 190,020.19 772.44 2,440.87 602,894.91 434,388.56 477,690.71 334,890.26 686.53 1.38 430.59 0.86 190.39 0.38 307.88 0.62 484.80 0.97 614.44 1.23 HK$mil 2,725.30 5.47 3,029.61 6.08 5,180.45 10.39 6,199.76 9,104.44 7,262.46 14.57 8,932.07 17.91 4,712.14 9.45 49,860.85 100.00 Turnover (HK$mil)
241.65 288.96 475.30 605.94 518.24 Average daily Value (HK$mil)
# 9 2 1 3 Total 12 45 31 51 63 17 18 3,437.90 171.90 3,338.77 158.99 3,900.53 185.74 3,317.72 157.99 2,845.87 129.36 4,591.34 3,675.22 167.06 4,222.93 201.09 6,068.25 5,279.89 277.89 3,134.32 184.37 6,048.14 274.92 n.a. n.a. 378 126 49,860.88 202.69 116,449.49 149,061.01 127,487.49 1,031.03 254,663.27 No. of issue 20 21 21 21 22 19 22 21 21 19 17 22 245 246 246 246 247 Total Equity total FURNIWEB EVERSHINE GP HAITIAN ANTENNA NATIONAL ARTS SINOPHARM TECH OPTIMA AUTO CHANGAN RH DOMINATE GP NOVACON TECH HON CORP LOCO HK COOL LINK INNO-TECH HOLD ZHENG LI HLDG Stock Name SHENGYE CAPITAL MADISON HLDG SINGASIA HLDG TAKBO GROUP METROPOLIS CAP CHINA YOUZAN
No. of trading days No. of trading ^
^
^
^ 08022 08227 08228 08156 08418 08139 08537 08635 08259 08162 08491 08202 08283 Stock Code 08469 08057 08293 08436 08621 08083
^ Jul Jan Jun Apr Oct Sep Feb Dec Mar Aug Nov May 7 8 9 2 3 4 5 6 1 10 11 12 13 14 15 16 17 18 19 20 08480 Year-end figures Industry Classification is provided by Hang Seng Indexes Company Limited. With effect from 9 September 2019, ‘Consumer Goods’ or ‘Consumer Services’ industries have been reorganized into ‘Consumer Discretionary’, ‘Consumer With effect from 9 September 2019, ‘Consumer Goods’ or ‘Consumer Services’ industries have been reorganized to 6 September 2019 while the turnover for Staples’ and ‘Healthcare’ industries. The turnover for ‘Consumer Goods’ and ‘Consumer Services’ are up ‘Consumer Discretionary’, ‘Consumer Staples’ and ‘Healthcare’ are from 9 September 2019. Equity turnover values have been adjusted for late reported and rejected sales. Equity turnover values have been adjusted for late reported Figures may not add up to total due to rounding. Rank
2019 2016 2017 2018 2019 Materials Energy Industrials Consumer Discretionary Year/Month 2015
Industry Classification *
Telecommunications Financials Properties & Construction Information Technology Conglomerates Utilities Consumer Goods Consumer Services Total Healthcare Consumer Staples
HKEX Fact Book 2019 Book Fact HKEX * 20 most active GEM stocks (in dollars) # ^ Trading value for GEM by Hang Seng Industry Classification System, 2019 Trading value for GEM by Hang Trading value and volume for GEM, 2015-2019 for GEM, value and volume Trading Notes: 1. 2. GEM TRADING STATISTICS AND ANALYSIS 130 % up 86.17 86.13 83.78 82.11 81.45 81.40 78.13 74.42 68.25 89.76 88.53 88.06 87.88 86.22 91.53 86.00 81.36 99.08 98.21 97.77 94.54 93.59 93.45 91.77 91.76 91.07 674.51 385.71 227.38 208.77 190.78 181.38 167.72 156.41 148.28 137.50 121.05 118.58 111.11 109.52 % down 6.93 4.16 3.66 3.08 2.46 2.30 2.14 1.88 1.81 1.73 1.68 1.62 1.58 1.52 1.35 1.30 1.27 1.25 1.23 1.09 44.03 100.00 % of market total 2019 2019 0.083 0.208 0.030 0.051 0.102 0.080 0.171 0.075 1.060 0.064 0.156 0.430 0.012 0.062 0.790 0.170 0.550 0.880 0.410 4.080 0.340 3.000 0.720 0.570 0.420 0.400 0.570 0.220 0.113 0.465 1.070 0.058 0.026 0.029 0.112 0.041 0.076 0.020 0.140 0.241 (HK$) (HK$) Closing price A A A Closing Prices 2018 2018 1.500 A 0.185 0.285 0.550 0.430 0.043 0.630 1.360 3.600 0.099 0.450 0.600 0.250 0.590 0.096 0.102 0.035 0.168 0.285 0.141 1.450 0.127 1.170 0.290 0.240 0.190 0.183 0.270 0.105 0.059 6.300 1.450 1.300 2.050 0.640 1.160 0.243 1.700 2.700 0.625 7,908.87 6,950.56 5,856.49 4,674.62 4,372.69 4,066.86 3,566.41 3,438.51 3,284.64 3,191.46 3,073.55 3,000.29 2,895.54 2,557.43 2,471.12 2,405.99 2,380.87 2,345.16 2,061.75 13,163.57 83,666.38 190,014.57 Turnover (mil of shares) Turnover (mil CRMI HOLDINGS LINK INTL KOS FIN FLYING HOLDINGS C&N LUXEY INT’L WWPKG HOLDINGS HMVOD CHI HO DEV HLDGS CHONGSING MINGWAH HI TECH C CREATIVE DIGI ST INTL HLDGS SDM GROUP SING LEE ZZ CAP INTL L&A INTL HOLD ASIA GROCERY LOCO HK ZJ UNITED INV GRAND TALENTS KIRIN GROUP WAC HOLDINGS CB GLOBAL K GROUP HLDGS CCID CONSULTING BORTEX GLOBAL FINELANDSERVICE HAO BAI INTL CAPITAL FIN Stock Name HLDG SINGASIA TRUSTFUL CHINA GP EVERSHINE CORP HON ASSURANCE CHI GP CLASSIFIED HOLD INNO-TECH GP BASETROPHY HOLDING AESO UNION ASIA ENT Stock Nmae
CHONGSING HLDGS CHONGSING CHINA YOUZAN SINGASIA HLDG INNO-TECH HOLD SINO VISION WW FOOD IDEA MILLENNIUM PG EVERSHINE GP WLS HOLDINGS NATIONAL ARTS CHINA TRUSTFUL SINOPHARM TECH C CREATIVE DIGI YU TAK INT’L MERDEKA FIN MADISON HLDG AURUM PACIFIC CRMI METROPOLIS CAP Total Equity total CODE AGRI Stock Name 08158 08237 08042 08030 08430 08041 08069 08103 08423 08207 08301 08078 08521 08363 08076 08295 08195 08413 08162 08366 08516 08109 08619 08026 08475 08235 08118 08376 08431 08239 08293 08265 08022 08259 08090 08232 08202 08460 08341 Stock Code 08173 Stock Code 08207 08083 08293 08202 08086 08179 08147 08022 08021 08228 08265 08156 08078 08048 08163 08057 08148 08158 08621 08153 Stock Code 1 2 3 4 5 6 7 8 9 1 2 3 4 5 6 7 8 9 2 3 4 5 6 7 8 9 1 16 17 18 19 20 19 20 11 12 13 14 15 16 17 18 10 11 12 13 14 15 10 10 11 12 13 14 15 16 17 18 20
Rank Rank
19
Rank HKEX Fact Book 2019 Book Fact HKEX (A) Adjusted (A) Adjusted 20 GEM Stocks with largest price changes (decrease) 20 GEM Stocks with largest price changes (increase) 20 GEM Stocks with largest 20 most active GEM stocks (in shares) active GEM 20 most GEM TRADING STATISTICS AND ANALYSIS ^ ^ n.a. n.a. n.a. n.a. n.a. n.a. n.a. n.a. n.a. n.a. 0.06 0.08 0.09 0.36 0.39 0.37 0.37 3.33 3.56 4.40 4.58 4.95 131 % of 62.78 52.66 48.90 47.77 28.33 27.36 25.57 20.59 20.11 20.31 146.05 Consumer Consumer Services Services ^ ^ n.a. n.a. n.a. n.a. n.a. n.a. n.a. n.a. n.a. n.a. equity total 48.42 35.80 Goods Goods Consumer Consumer
End of 2019
0.00 56.33 0.00 0.34 6.18 70.87 0.00 0.37 0.00 0.00 0.35 0.00 0.20 7.21 0.00 0.00 0.22 0.00 0.23 0.00 0.30 0.00 0.30 0.00 0.36 0.00 0.41 0.00 0.46 7.57 0.00 0.54 7.75 7.75 0.00 7.21 0.00 0.00 0.00 32.00 33.95 28.01 30.40 27.98 28.03 20.02 40.38 18.41 28.72 17.07 23.79 13.89 23.27 13.58 20.20 17.58 19.42 338.48 0.68 9,292.47 18.64 2,092.18 4.20 1,945.68 3.90 (HK$mil) Turnover 36,192.04 72.59 49,860.85 100.00 0.78 0.91 0.92 0.51 0.36 0.53 0.52 0.39 0.38 0.42 0.48 0.50 0.51 0.57 0.60 0.61 0.36 62.09 47.97 34.52 38.25 33.96 36.40 36.49 36.17 39.94 36.34 37.40 36.29 35.42 31.76 30.02 29.68 33.96 Technology Conglomerates Technology Conglomerates Information Information
0.02 0.03 0.10 0.41 0.58 0.45 0.46 0.36 0.36 0.41 0.50 0.54 0.64 0.54 0.61 0.59 0.58 77.29 40.22 36.39 37.30 37.11 38.44 35.20 30.12 28.69 25.83 % of 282.03 241.28 Properties & Properties & Construction Construction
equity total 0.23 0.09 0.39 1.32 9.74 1.00 1.00 0.92 0.87 0.98 1.01 1.00 0.98 50.40 48.38 11.94 35.34 24.02 10.06 22.13 23.36 20.51 21.22 22.13 21.14 27.37 25.07 30.33 22.36 31.85 22.62 35.34 24.02 Financials Financials
0.00 1.03 0.00 0.94 0.00 1.33 0.00 1.16 0.00 1.03 50.40 26.48 14.81 19.11 17.59 14.73 14.81 Utilities Utilities 909.54 0.85
2,995.05 2.81 1,409.20 1.32 (HK$mil) 24,232.21 22.71 77,153.33 72.31 0.33 0.00 1.75 0.00 0.00 0.00 0.00 15.81 0.00 0.00 0.00 0.00 0.00 13.40 0.00 0.00 0.00 12.94 0.00 0.00 0.00 31.45 0.00 0.00 0.00 34.64 0.00 0.00 0.00 27.20 0.00 0.00 0.00 21.90 0.00 0.00 0.00 22.22 0.00 0.00 0.00 20.74 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 106,699.32 100.00 93.61 59.58 33.13 57.96 346.60 Telecommunications Telecommunications Market capitalisation
^ ^ n.a. n.a. n.a. n.a. n.a. n.a. n.a. n.a. n.a. n.a. n.a. n.a. n.a. n.a. n.a. n.a. n.a. n.a. n.a. n.a. n.a. n.a. n.a. n.a. 0.76 0.79 0.75 0.77 0.76 Healthcare Healthcare
^ ^
2 9 n.a. n.a. n.a. n.a. n.a. n.a. n.a. n.a. n.a. n.a. n.a. n.a. n.a. n.a. n.a. n.a. n.a. n.a. n.a. n.a. n.a. n.a. n.a. n.a. 43 22 12.18 50.28 15.07 48.18 14.19 51.03 12.68 49.40 12.18 50.28 302 378 Consumer Consumer No. of Staples Staples ^ ^ n.a. n.a. n.a. n.a. n.a. n.a. n.a. n.a. n.a. n.a. n.a. n.a. n.a. n.a. n.a. n.a. n.a. n.a. n.a. n.a. n.a. n.a. n.a. n.a. 4.36 0.18 4.09 0.15 4.04 0.16 4.32 0.18 4.36 0.18 Consumer Consumer Discretionary Discretionary listed companies
0.10 0.06 0.49 0.29 8.73 28.19 0.34 0.24 0.22 0.28 0.31 0.32 0.32 9.92 0.27 8.98 0.34 9.12 21.40 8.64 21.90 0.35 8.22 26.83 8.73 28.19 0.37 0.40 0.34 32.63 13.85 13.89 15.22 12.60 11.51 10.11 10.36 126.96 171.33 Industrials Industrials
0.03 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 63.28 98.12 94.44 92.21 109.19 402.72 232.55 223.09 211.16 876.54 986.73 946.31 798.42 447.81 392.12 402.72 Materials Materials
0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 0.00 Energy Energy 18.01 19.72 18.38 18.10 18.01 238.75 152.03 96.48 0.30 0.00 0.25 0.00 0.38 0.00 0.45 0.00 1.79 0.42 0.00 0.41 0.00 0.38 0.00 1.19 0.00 1.33 0.00 1.49 0.00 1.55 0.00 1.66 0.00 1.65 1.80 1.87 1.79 stocks stocks 76.93 71.31 36.65 28.16 78.99 22.04 26.42 87.64 26.33 93.76 27.40 47.24 26.32 46.88 23.60 40.82 21.77 25.84 20.91 23.89 20.08 21.77 20.90 19.92 20.86 22.04 All GEM All listed
Jan Jan Feb Feb Mar Mar Apr Apr May May Jun Jun Jul Jul Aug Aug Sep Oct Sep Nov Dec Oct Nov Dec Islands Month-end or year-end figures Month-end or year-end figures Kong Industry Classification is provided by Hang Seng Indexes Company Limited. New Hang Seng Industry Classification System took effect on 9 September 2013. into ‘Consumer Discretionary’, ‘Consumer With effect from 9 September 2019, ‘Consumer Goods’ or ‘Consumer Services’ industries have been reorganized to 6 September 2019 while the turnover for Staples’ and ‘Healthcare’ industries. The turnover for ‘Consumer Goods’ and ‘Consumer Services’ are up ‘Consumer Discretionary’, ‘Consumer Staples’ and ‘Healthcare’ are from 9 September 2019. Industry Classification is provided by Hang Seng Indexes Company Limited. Industry Classification is provided by Hang Seng Indexes on 9 September 2013. New Hang Seng Industry Classification System took effect With effect from 9 September 2019, ‘Consumer Goods’ or ‘Consumer Services’ industries have been reorganized into ‘Consumer Discretionary’, ‘Consumer With effect from 9 September 2019, ‘Consumer Goods’ ‘Consumer Goods’ and ‘Consumer Services’ are up to 6 September 2019 while the turnover for Staples’ and ‘Healthcare’ industries. The turnover for are from 9 September 2019. ‘Consumer Discretionary’, ‘Consumer Staples’ and ‘Healthcare’ 2015
2015 Country Bermuda Cayman Hong Singapore PRC Total 2016 2016 Year/Month Year/Month 2017 2017 2018 2018 2019 2019 2019 2019
HKEX Fact Book 2019 Book Fact HKEX Note: * ^ Average price earnings ratios of GEM listed stocks by Hang Seng Industry Average price earnings ratios of GEM listed stocks by Classification System*, 2015-2019 (Times) Note: * ^ Average dividend yields of GEM listed stocks by Hang Seng Industry by Hang Seng Industry yields of GEM listed stocks Average dividend System*, 2015-2019 Classification (%) Market capitalisation and trading value of GEM listed companies by listed companies value of GEM and trading capitalisation Market place incorporation GEM TRADING STATISTICS AND ANALYSIS Total 19.59 55.59 32.03 71.54 10.26 30.79 14.00 69.96 132 124.36 payout 1,017.00 1,062.35 1,368.43 dividend 2.81 2.96 3.16 3.79 3.77 3.98 3.81 3.44 3.30 2.81 2.86 2.89 2.81 2.53 3.18 2.24 2.92 2.10 1.32 1.36 5.03 4.31 4.41 1.26 1.28 1.27 1.09 1.21 1.27 1.21 1.30 1.48 1.80 2.10 – 1,838.22 – – 960.13 – – – – – – – – – 803.07 – – – – 41.66 – – (HK$mil) (HK$mil) % of equity total % of equity total Conglomerates – – – – – – – 1.72 92.69 12.00 45.56 164.08 410.81 677.99 (HK$mil)
Technology Information Market capitalisation Market capitalisation – – – – 30.04 – – 6.20 3.36 8.04 2.50 4.00 4.00 2,995.05 3,127.70 3,476.81 4,598.80 4,544.07 5,118.06 5,147.60 5,067.07 5,418.73 4,695.02 4,870.10 4,895.49 2,995.05 4,717.05 8,926.84 6,963.00 7,529.51 2,349.70 HK$mil HK$mil 2,236.16 2,231.91 2,311.31 2,133.54 2,078.65 1,605.54 1,628.44 1,631.53 1,457.06 1,572.72 1,623.08 1,904.23 2,236.16 94.12 73.51 55.59 37.37 455.58 17.01 17.79 13,400.09 12,398.68 12,987.59 (HK$mil) Properties
& Construction – – – – – 5.60 8.00 10.26 15.22 61.31 27.67 35.15 71.10 18.16 120.07 253.41 (HK$mil) 0.25 0.07 0.32 1.91 1.39 1.09 1.44 0.30 0.42 0.46 0.06 0.11 0.30 0.31 0.11 0.26 0.30 Financials – – – – – – 157.09 – – – – – – Utilities % of equity total % of equity total – – – – – – – – – – – – – – – – – – – 20.15 52.12 28.00 (HK$mil) (HK$mil) 4.02 2.91 3.92 8.67 4.26 8.58 52.15 1.52 79.42 2.04 85.54 1.86 94.64 3.02 10.13 18.24 22.15 19.52 10.27 10.43 101.51 3.04 310.96 9.37 108.40 3.81 136.06 3.70 210.90 4.99 506.47 9.59 246.31 4.06 159.82 2.64 123.08 2,092.18 4.20 2,525.23 1.98 4.95 7,382.09 4.91 5,715.78 3.37 8,570.80 1,631.71 4,852.06 1,620.98 1,831.96 Telecommunications
^ – – – n.a. n.a. n.a. n.a. n.a. n.a. n.a. n.a. n.a. n.a. n.a. n.a. 3.50 3.50 Value (HK$mil) Value (HK$mil) (HK$mil) Turnover Turnover Healthcare ^ – – – n.a. n.a. n.a. n.a. n.a. n.a. n.a. n.a. n.a. n.a. n.a. n.a. 7.56 7.56 0.29 0.78 0.55 0.59 0.88 1.03 0.39 0.50 1.27 1.07 0.12 0.16 0.77 0.71 0.20 0.52 0.55 Consumer Staples ^ – – n.a. n.a. n.a. n.a. n.a. n.a. n.a. n.a. n.a. n.a. n.a. n.a. 55.15 26.43 28.72 (HK$mil) (HK$mil) Consumer % of equity total % of equity total Discretionary
^ n.a. n.a. n.a. n.a. 9.00 58.28 46.34 35.02 32.86 1,311.77 84.05 0.67 71.47 0.46 74.52 0.71 76.11 0.35 68.39 0.70 54.62 76.52 27.97 26.19 80.19 30.44 64.67 83.60 Consumer 123.33 0.81 132.54 0.94 105.84 0.61 188.62 1.12 210.88 1.36 180.73 0.80 134.90 0.73 197.15 197.12 180.02 100.71 Services ^ 1,451.38 0.76 1,316.27 0.39 0.64 3,064.17 0.99 4,275.97 1.15 6,892.37 2,648.93 1,119.19 1,684.95 1,661.41 6,211.12 n.a. n.a. n.a. n.a. 7.30 20.15 Shares (mil) Shares (mil) 40.28 1,375.94 13.98 19.00 141.18 222.00 Goods Consumer – – – – – – – – – – 6.53 5.00 – – 5.00 – 6.24 – – 8.49 48.91 36.61 215.76 216.75 31.01 184.47 17.65 (HK$mil) (HK$mil) (HK$mil) Industrials 6 5 – – – – – – – – 147.34 – – – – – – – – 5 5 5 6 5 5 5 5 5 5 5 5 5 5 5 22 22 22 22 23 23 24 24 24 24 24 24 22 24 24 23 23 2.30 24.09 (HK$mil) Materials – – – – – – – – – – – – No. of issues No. of issues Energy 0 – 2 1 – 5 4 3 – 2 – 5 9 8 8 – of 48 49 33 12 24 28 paid (HK$mil) No. of 35 15 21 19 17 16 388 345 389 128 327 208 255 235 336 124 227 Jul Jul No. Jan Jun Jun Apr Apr Oct Oct Sep Feb Sep Feb Dec Dec Mar Mar Jan Aug Aug Nov Nov May May declared companies companies Market capitalisation represents the value of the H shares only, not that of the entire issued capital of the enterprise. Market capitalisation represents the value of the H shares Jan Nov Feb Dec Oct Mar Sep Apr May Aug Jun Jul Hang Seng Industry Classification System (HSICS) is provided by Hang Seng Indexes Company Limited. into ‘Consumer Discretionary’, ‘Consumer With effect from 9 September 2019, ‘Consumer Goods’ and ‘Consumer Services’ industries have been reorganized Staples’ and ‘Healthcare’ industries.
2019 2018 2019
2019
2018 2018
2017 2017
2016 2016
2019 2016 2017 2018 2019 Year/Month 2015 Year/Month 2015
Year/Month 2015 Note: HKEX Fact Book 2019 Book Fact HKEX Notes: * ^ Cash dividend payout of GEM listed companies by Hang Seng Industry Cash dividend payout of GEM listed companies by Hang Classification System*, 2015-2019 Statistics on Red chips stocks for GEM, 2015-2019 Statistics on Red chips stocks Statistics on China enterprises (H shares) for GEM, 2015-2019 shares) for GEM, (H on China enterprises Statistics GEM LISTED COMPANIES 133 Co. Ltd. Sponsor Kingsway Capital Ltd. RHB Capital Hong Kong Ltd. Cinda International Capital Ltd. Cinda International Capital Frontpage Capital Ltd. South China Capital Ltd. Dongxing Securities (Hong Kong) Grand Moore Capital Ltd. Lego Corporate Finance Ltd. Orient Capital (Hong Kong) Ltd. South China Capital Ltd. Frontpage Capital Ltd. LY Capital Ltd. Titan Financial Services Ltd. Pulsar Capital Ltd. Grande Capital Ltd. 43.40 10.30 28.19 54.90 28.18 41.56 36.10 62.67 30.30 24.40 120.99 146.20 103.74 101.30 148.60 2019/01/08 2019/02/19 2019/02/26 2019/03/15 2019/03/27 2019/05/02 2019/07/12 2019/09/26 2019/10/11 2019/10/22 2019/11/14 2019/11/15 2019/11/29 2019/12/09 2019/12/13 rate (times) subscription Listing date/ 8.00 9.86 42.00 18.00 32.20 32.20 72.00 43.75 43.75 11.25 45.00 43.14 24.75 57.75 28.80 43.20 18.00 42.00 19.20 44.80 16.50 38.50 22.00 33.00 18.00 42.00 30.00 30.00 42.00 18.00 raised Funds 969.65 (HK$mil) price Offer Total 0.600 0.600 0.280 0.280 0.400 0.400 0.700 0.700 0.300 0.300 0.530 0.530 0.550 0.550 0.240 0.240 0.240 0.240 0.320 0.320 0.275 0.275 0.550 0.550 0.400 0.400 0.400 0.400 0.600 0.600 (HK$)
No. of shares offered 70,000,000 30,000,000 20,000,000 62,500,000 62,500,000 37,500,000 18,596,000 81,404,000 45,000,000 75,000,000 60,000,000 60,000,000 40,000,000 60,000,000 45,000,000 75,000,000 75,000,000 70,000,000 30,000,000 115,000,000 115,000,000 180,000,000 150,000,000 105,000,000 120,000,000 180,000,000 175,000,000 140,000,000 140,000,000 105,000,000 – Software & Services Clothing & Personal Care & Leisure Facilities Casinos, Restaurants Clothing & Personal Care – Software & Services Industrial Engineering – Travel & Leisure – Specialty Retail – Support Services – Media & Entertainment – Construction – Software & Services – Construction
Listing method/ Industry Classification * Industry Classification Offer for placing Energy – Oil & Gas Offer for subscription Offer for subscription Offer for placing Information Technology Offer for subscription Offer for placing Consumer Goods – Textiles,
Offer for placing Consumer Services – Hotels, Offer for subscription Offer for subscription Offer for placing Consumer Goods – Textiles, Offer for subscription Information Technology Offer for placing Offer for placing Offer for subscription Industrials – Offer for subscription Offer for placing Consumer Discretionary Offer for subscription Offer for placing Consumer Discretionary Offer for placing Offer for subscription Consumer Discretionary Offer for subscription Offer for placing Consumer Discretionary Offer for subscription Offer for placing Industrials – Industrial Engineering Offer for placing Offer for subscription Properties & Construction Offer for subscription Offer for placing Information Technology Offer for placing Properties & Construction Offer for subscription
Group Co. Ltd. Co. Ltd. Group Ltd. Holdings Ltd. Holding Ltd. Holdings Ltd. Holdings Ltd. Company Sun Kong Holdings Ltd. eBroker Group Ltd. Narnia (Hong Kong) Tasty Concepts Holding Ltd. Dominate Group Holdings Novacon Technology World Super Holdings Ltd. Ying Hai Group Holdings Co. Ltd. Optima Automobile Group IWS Group Holdings Ltd. Orange Tour Cultural Best Linking Group WMCH Global Investment Ltd. Nomad Technologies Maxicity Holdings Ltd. Industry Classification is provided by Hang Seng Indexes Company Limited. New Hang Seng Industry Classification System took effect on 9 September 2019.
Code 08631 08036
08607
08096
08537
08635
08612
08668
08418
08441
08627
08617
08208
08645
08216
HKEX Fact Book 2019 Book Fact HKEX Newly listed companies on GEM listed companies Newly companies Ordinary * GEM LISTED COMPANIES 134 date 2019/07/17* 2019/09/06* 2019/10/24* 2019/11/13* 2019/11/19* 2019/12/12* 2019/12/17* 2019/12/18* 2019/12/19* 2019/12/23* 2019/12/24* 2019/12/30* 2019/01/03* 2019/01/11* 2019/02/14* 2019/02/18* 2019/03/08* 2019/03/21* 2019/05/09* 2019/06/27* 2019/08/16 2019/12/31 2019/03/26 2019/07/02 2019/09/02 2019/07/09 Delisted Last 2019/07/16 2019/09/05 2019/10/23 2019/11/12 2019/11/18 2019/12/11 2019/12/16 2019/12/17 2019/12/18 2019/12/20 2019/12/23 2019/12/27 2019/01/02 2019/01/10 2019/02/13 2019/02/15 2019/03/07 2019/03/20 2019/05/08 2019/06/26 2015/03/31 2017/12/11 2018/04/11 2018/11/26 2018/03/29 2018/12/07 trading date Edvance International Holdings Ltd. Gain Plus Holdings Ltd. Yangzhou Guangling District Taihe Rural Micro-fin Co. -H shs Yangzhou Guangling District Taihe Rural Micro-fin Co. XiangXing International Holding Ltd. Sheng Ye Capital Ltd. HongGuang Lighting Holdings Co. Ltd. CMON Ltd. Speed Apparel Holding Ltd. China Wan Tong Yuan (Holdings) Ltd. i-Control Holdings Ltd. Goal Rise Logistics (China) Holdings Ltd. TOMO Holdings Ltd. China Industrial Securities Int'l Financial Group Ltd. Securities Int'l Financial Group China Industrial A.Plus Group Holdings Ltd. WINDMILL Group Ltd. Ltd. Miricor Enterprises Holdings Hypebeast Ltd. Goal Forward Holdings Ltd. LKS Holding Group Ltd. Fire Rock Holdings Ltd. China Nonferrous Metals Co. Ltd. China Candy Holdings Ltd. Cloud Investment Holdings Ltd. Cloud Investment Holdings Heng Xin China Holdings Ltd. Zhejiang Prospect Co. Ltd. – H Shares Rui Feng Group Holdings Co. Ltd. Rui Feng Group Holdings Co. Company
# # # # # # # # # # # # # # # # # # # # Transfers of listing from GEM to Main Board pursuant to the revised Rule 9.24 of the GEM Listing Rules and to the new Chapter 9A of the Main Board Listing 9.24 of the GEM Listing Rules and to the to the revised Rule Transfers of listing from GEM to Main Board pursuant Rules effective from 1 July 2008. Board Effective date of the transfer of listing from GEM to Main 08306 08469 08343 08278 08183 08199 08355 08457 08463 08410 08522 08182 08251 08409 08358 08359 08240 08129 08345 08046 08273 08415 08312 08157 08252
Code 08407 HKEX Fact Book 2019 Book Fact HKEX # Withdrawal of listed companies from GEM companies from of listed Withdrawal * GEM LISTED COMPANIES 135 Date of 2019/06/26 2019/01/10 2019/02/25 2019/03/20 2019/03/25 2019/04/26 2019/05/17 2019/07/04 2019/07/09 2019/08/01 2019/08/28 2019/09/16 2019/10/15 2019/10/24 suspension 2018/09/27 2019/06/06 2019/11/01 2019/04/01 2018/11/05 2019/07/02 2019/03/29 2019/07/08 2019/05/29 2019/04/01 2017/11/24 2019/10/25 2019/07/05 2018/05/15 2018/08/08 2019/09/26 2019/11/15 Effective date Delisted date Adoption date EGM date Completed/ Proposed date (Date) 2018/11/27 2019/01/14 2019/01/31 2019/02/08 2019/03/15 2019/05/14 2019/05/29 2019/06/13 2019/06/19 2019/07/10 2019/07/23 2019/10/09 2019/09/23 Bermuda Effective date (2018/09/26) (2019/06/05) (2019/10/31) (2019/03/29) (2018/11/02) (2019/06/28) (2019/03/28) (2019/07/05) (2019/05/28) (2019/03/29) (2017/11/23) (2019/10/24) (2019/07/04) (2018/05/14) (2018/08/07) (2019/09/25) (2019/11/14) Last trading date Place of incorporation Last closing price 0.118 0.021 3.150 0.041 0.024 0.156 0.280 0.012 0.024 0.105 0.108 0.031 0.010 0.037 0.044 0.210 0.047 (HK$) Chinese Food and Beverage Group Ltd. New company New name Rui Feng Group Holdings Co. Ltd. Rui Feng Group Investment Co. Ltd. Asia-Pac Financial Ltd. International Holdings Group China All Nation Ltd. Good Fellow Healthcare Holdings StarGlory Holdings Co. Ltd. Dadi International Group Ltd. Ltd. China Creative Digital Entertainment Sinopharm Tech Holdings Ltd. Life Concepts Holdings Ltd. Sun Entertainment Group Ltd. Co., Ltd. – H Shares Xi'an Haitian Antenna Technologies Zioncom Holdings Ltd. Merdeka Financial Group Ltd. Particulars Particulars Chinese Food and Beverage Group Ltd. Former company Former name China Hanya Group Holdings Ltd. China Hanya Group Professional Services Ltd. GreaterChina Ltd. KSL Holdings Ltd. Hua Xia Healthcare Holdings New Wisdom Holding Co. Ltd. Zhi Cheng Holdings Ltd. HMV Digital China Group Ltd. Holdings Ltd. China Vanguard You Champion Dining Concepts Holdings Ltd. Sage International Group Ltd. Ltd. – H Shares Xi'an Haitiantian Holdings Co., Zioncom Holdings Ltd. # Group Ltd. Merdeka Financial Services Baytacare Pharmaceutical Co., Ltd. – H Shares Celebrate International Holdings Ltd. China All Nation International Holdings Group Ltd. China Assurance Finance Group Ltd. China Fortune Investments (Holding) Ltd. China Oil Gangran Energy Group Holdings Ltd. China Yu Tian Holdings Ltd. Chong Sing Holdings FinTech Group Ltd. Combest Holdings Ltd. Dahe Media Co. Ltd. – H Shares First Credit Finance Group Ltd. Global Token Ltd. Hong Kong Life Sciences and Technologies Group Ltd. Jian ePayment Systems Ltd. Netel Technology (Holdings) Ltd. Perfect Optronics Ltd. Unitas Holdings Ltd. Company Company Change of Chinese name only Nil 08272 08197
Code Code Code Nil Code 08212 08170 08090 08116 08132 08230 08207 08190 08243 08215 08192 08085 08165 08256 08311 08020 Code 08312 08193 08170 08143 08213 08130 08078 08156 08056 08082 08227 08287 08163
HKEX Fact Book 2019 Book Fact HKEX Companies under suspension on GEM as at the end of 2019 Companies under suspension on GEM as at the end of Change of domicile of listed companies on GEM Change of domicile of listed Privatisations by major shareholder on GEM Privatisations by major shareholder Reorganisations/demergers on GEM Reorganisations/demergers # Company name changes – GEM name changes Company GEM LISTED COMPANIES 136 date Effective 2019/01/15 2019/02/20 2019/03/06 2019/03/26 2019/04/04 2019/05/02 2019/05/16 2019/05/17 2019/05/23 2019/05/28 2019/05/29 2019/06/11 2019/07/18 2019/08/19 2019/08/22 2019/09/02 2019/10/09 2019/10/22 2019/06/12 2019/10/11 2019/11/06 Proposed date Offer closing date Offer closing * * * * * 0.1000 0.0200 0.0600 0.1000 0.0030 0.0100 0.2000 0.4000 0.0100 0.0100 0.0020 0.1600 0.0100 0.0100 1.2800 0.1000 0.2400 0.0001 (HK$) New par value Particulars
Consolidation 20 into 1 Consolidation 15 into 1 Consolidation 10 into 1 Split 1 into 4 Consolidation 4 into 1 Consolidation 20 into 1 Consolidation 8 into 1 Consolidation 50 into 1 Consolidation 8 into 1 Consolidation 8 into 1 Consolidation 8 into 1 Consolidation 40 into 1 Consolidation 10 into 1 Consolidation 20 into 1 Consolidation 10 into 1 Consolidation 4 into 1 Consolidation 50 into 1 Consolidation 10 into 1 (Name changed to Sun Entertainment Group Ltd.) to Sun Entertainment Group (Name changed each share, Wa at a price of HK$0.38 for made by Mr. Chau Cheok cash offer was Mandatory unconditional with any exercise price HK$0.001 for each share option a price of HK$0.2773 for each share offer was made by Absolute Skill Holdings Ltd. at Mandatory unconditional cash Ltd. at a price of HK$0.1103 for offer was made by Source Creation International Mandatory unconditional cash share option each share, HK$0.001 for each (Formerly: GreaterChina Professional Services Ltd.) (Formerly: HMV Digital China Group Ltd.) (Formerly: Merdeka Financial Services Group Ltd.) (Formerly: AID Partners Technology Holdings Ltd.) Stock Company 2019/05/22 Group Ltd. Sage International 2019/09/20 Zioncom Holdings Ltd. 2019/10/16 Winto Group (Holdings) Ltd. Winto Group (Holdings) Ltd. Grand T G Gold Holdings Ltd. North Asia Strategic Holdings Ltd. Zheng Li Holdings Ltd. Bingo Group Holdings Ltd. China Regenerative Medicine International Ltd. IR Resources Ltd. China Creative Digital Entertainment Ltd. China Demeter Financial Investments Ltd. Millennium Pacific Group Holdings Ltd. Sau San Tong Holdings Ltd. Chinese Food and Beverage Group Ltd. Merdeka Financial Group Ltd. Roma Group Ltd. Food Idea Holdings Ltd. Wealth Glory Holdings Ltd. Union Asia Enterprise Holdings Ltd. Asia-Pac Financial Investment Co. Ltd. New par value after capital reorganisation Code
Code 08082 08287 08238 08238 08299 08080 08283 08220 08158 08186 08078 08120 08147 08200 08272 08163 08072 08179 08269 08173 08193 HKEX Fact Book 2019 Book Fact HKEX Share subdivisions and share consolidations on GEM and share consolidations Share subdivisions Takeovers and mergers for GEM and mergers Takeovers * GEM LISTED COMPANIES 137 date 2019/02/26 2019/04/15 2019/05/08 2019/07/10 Ex-date 2019/11/07 2019/10/23 2019/03/21 2019/05/10 2019/05/31 2019/08/02
41.46 26.34 65.10 34.30 21.63 188.83 raised payment Funds Ex-date (HK$mil) Particulars
Particulars Rts 1 for 2 @$0.10 Rts 1 for 2 @$0.06 Rts 1 for 2 @$0.31 Rts 1 for 2 @$0.0248 (after consolidation 50 into 1) Preferential Offering 10 reserved shs for 6 shs @$0.19 Stock Stock Greatwalle Inc. Sing Lee Software (Group) Ltd. JTF International Holdings Ltd. JTF International Holdings Food Idea Holdings Ltd. Union Asia Enterprise Holdings Ltd. Figures may not add up to total due to rounding. Code
Code Nil 08315 08076
08479
08179
08173
Total
HKEX Fact Book 2019 Book Fact HKEX Rights issues/open offers on GEM Rights issues/open Bonus issues/bonus warrants on GEM issues/bonus Bonus Notes: GEM LISTED COMPANIES 138 date 2019/01/22 2019/02/13 2019/02/25 2019/03/18 2019/03/20 2019/03/26 2019/04/16 2019/04/23 2019/03/29 2019/04/26 2019/05/08 2019/05/21 2019/05/30 2019/06/24 2019/06/25 2019/06/28 2019/06/28 2019/07/09 2019/07/26 2019/08/06 2019/08/21 2019/08/30 2019/09/19 2019/10/11 2019/10/25 2019/10/31 2019/10/31 2019/11/13 2019/11/14 2019/11/21 2019/11/25 2019/11/29 2019/12/09 2019/12/09 Allotment 9.63 7.24 8.31 9.27 6.53 9.36 3.30 8.59 8.55 6.96 5.00 39.98 57.69 23.14 11.60 50.08 17.33 15.04 32.21 31.49 19.63 81.00 10.80 13.00 10.24 40.89 21.63 25.92 15.00 20.00 111.48 744.49 166.60 269.21 (HK$mil) 1,911.17 Funds raised
0.238 0.178 0.241 0.260 0.350 0.316 2.000 0.530 0.530 0.050 0.365 0.105 0.235 0.530 0.235 0.124 0.345 0.079 0.300 0.016 0.200 0.022 0.090 0.019 0.052 0.128 0.055 0.035 0.190 0.162 0.050 0.080 0.080 0.250 (HK$) Placing price
5,800,000 96,000,000 27,518,400 22,897,000 64,000,000 60,776,000 74,784,000 46,800,000 80,000,000 87,000,000 20,000,000 placed 168,000,000 324,085,995 428,769,230 314,339,622 166,200,000 137,200,000 165,000,000 134,000,000 780,332,000 250,000,000 270,000,000 408,000,000 150,000,000 120,000,000 452,000,000 250,000,000 155,420,000 113,839,925 160,000,000 300,000,000 250,000,000 New shares 1,404,690,566 1,175,000,000 (Name changed Sinopharm Tech Holdings Ltd.) Sinopharm Tech Holdings (Name changed Group Ltd.) (Name changed Dadi International (Name changed Merdeka Financial Group Ltd.) Company China Vanguard You Champion Holdings Ltd. You Champion Holdings China Vanguard Zhi Cheng Holdings Ltd. Zhi Cheng Holdings Loco Hong Kong Holdings Ltd. National Arts Entertainment and Culture Group Ltd. National Arts Entertainment Ltd. Chinese Strategic Holdings China Oil Gangran Energy Group Holdings Ltd. China Oil Gangran Energy Group China Biotech Services Holdings Ltd. China Biotech Services Holdings China Youzan Ltd. IR Resources Ltd. China Youzan Ltd. Holdings Group Ltd. Zhejiang United Investment Ltd. Yu Tak International Holdings 1957 & Co. (Hospitality) Ltd. China Trustful Group Ltd. Zhi Sheng Group Holdings Ltd. Holdings Ltd. Millennium Pacific Group Sun International Group Ltd. China Geothermal Industry Development Group Ltd. Yuxing InfoTech Investment Holdings Ltd. Merdeka Financial Services Group Ltd. Chinese Strategic Holdings Ltd. On Real International Holdings Ltd. Nexion Technologies Ltd. Code Agriculture (Holdings) Ltd. SingAsia Holdings Ltd. China Digital Culture (Group) Ltd. China Eco-Farming Ltd. Global Link Communications Holdings Ltd. Union Asia Enterprise Holdings Ltd. Metropolis Capital Holdings Ltd. China Trustful Group Ltd. Royal Century Resources Holdings Ltd. China Geothermal Industry Development Group Ltd. Million Stars Holdings Ltd. Code 08156 08130 08162
08228 08089 08132 08037 08083 08186 08083 08366 08048 08495 08265 08370 08147 08029 08128 08005 08163 08089 08245 08420 08153 08293 08175 08166 08060 08173 08621 08265 08125 08128 08093 Total HKEX Fact Book 2019 Book Fact HKEX Placings on GEM Placings GEM LISTED COMPANIES – 139 56.28 21.63 651.34 167.20 318.31 4,277.10 2019 4,277.10 – 2018 10,918.54 7.20 32.12 55.82 307.86 1,507.12 2017 13,984.10 2016 18,882.06 2015 22,091.25 2014 1,119.05 874.28 2,737.08 182.40 13,317.35 1,957.72 2013 9,041.13 2012 5,130.28 2011 7,556.20 241.59 341.02 2010 13,235.00 2009 4,384.13 2008 9,060.05 – – – – – – 2019 2017 2018 2016 2015 2007 19,767.38 35.45 214.34 25.92 670.85 164.29 565.01 467.69 365.55 3,798.16 3,497.65 2,375.28 4,008.14 347.07 3,651.01 608.79 1,225.82 3,325.41 2,107.09 1,463.38 2,886.20 1,911.17 4,011.08 2,641.53 12,230.86 6,977.31 13,984.10 10,918.54 22,091.25 18,882.06 2006 8,512.84 2005 3,045.76 2004 5,279.69 2003 4,644.27 2002 9,100.26 raised issue scheme 2001 5,835,53 exercised placing funds method 2000 issue option offer for 16,055.75 1999 Warrants Share Equities Offer Placing Open Consideration Rights Offer for sale Offer for subscription Listing 1,583.00 0 6,000 4,000 2,000 8,000 24,000 22,000 20,000 18,000 16,000 14,000 12,000 10,000 HK$mil
Equity warrants – premium
Equities Type HKEX Fact Book 2019 Book Fact HKEX Funds raised by classification for GEM, 2015-2019 for raised by classification Funds HK$mil Equity funds raised for GEM, 1999-2019 Equity funds raised for GEM, GEM LISTED COMPANIES – – 140 – 39.63 – 39.63 72.28 72.28 – – 82.34 – – – 160.00 115.06 – – 236.35 115.06 – – 13.20 – – – – – – – – – – – – – – – – – – – – – – – – – – – – – – – – – – – – – – – – – – – – – – – – – – – – – – 2019 2017 2018 2016 2015 2018 2019 2015 2016 2017 15.64 77.60 – – – 24.91 – – – – 71.43 – – 65.00 97.44 636.37 332.69 202.71 157.68 239.45 189.51 161.33 97.44 issue issue scheme scheme exercised exercised sale placing subscription subscription sale placing method method issue issue option option offer offer for for for for for for Share Equities funds raised Warrants Placing Rights Open Consideration Offer Offer Equities funds raised Consideration Share Open Warrants Listing Offer Offer Offer Offer Offer Placing Listing Rights
Type Equities Equities Type
HKEX Fact Book 2019 Book Fact HKEX Funds raised by Red Chip stocks for GEM, 2015-2019 Funds raised by Red Chip stocks HK$mil Funds raised by Mainland enterprises H shares for GEM, 2015-2019 H shares enterprises raised by Mainland Funds HK$mil GEM Newly listed equity warrants on GEM, 2019
Subscription price Initial issued Listing
Code Warrant per unit (HK$) Subscription period amount (HK$) date EQUITY WARRANTS
Nil
List of expired equity warrants for GEM, 2019
Last Delisted Code Warrant trading date date
Nil
Market value and trading for equity warrants on GEM, 2015-2019
Market value * Turnover value (%) of Year/Month Number * HK$mil HK$mil market total
2015 1 9.86 45.68 0.02 2016 1 62.90 42.73 0.04 2017 1 62.83 0.84 0.00 2018 1 62.83 0.09 0.00 2019 1 62.83 0.03 0.00
2019 Jan 1 62.83 0.00 0.00 Feb 1 62.83 0.00 0.00 Mar 1 62.83 0.02 0.00 Apr 1 62.83 0.00 0.00 May 1 62.83 0.00 0.00 Jun 1 62.83 0.00 0.00 Jul 1 62.83 0.00 0.00 Aug 1 62.83 0.00 0.00 Sep 1 62.83 0.00 0.00 Oct 1 62.83 0.00 0.00 Nov 1 62.83 0.00 0.00 Dec 1 62.83 0.00 0.00
* Month-end or year-end figures.
HKEX Fact Book 2019 141 DERIVATIVES MARKETEQUITY INDEX PRODUCTS 142 97,118 (26/03) 123,004 144,659 133,924 121,237 139,629 128,438 143,478 146,913 129,167 132,110 137,538 128,918 133,241 143,302 124,829 121,237 Period end open interest Dec Dec 121,237 3,172,980 Nov Nov 124,829 3,941,574
Oct Oct 143,302 3,920,954 220,096 203,855 238,708 233,662 248,782 220,879 189,628 231,551 182,622 186,712 187,694 158,649 Average daily volume Contracts Sep 133,241 Sep 3,835,053 Aug 128,918 Aug 5,094,130 Total Jul (25/02) Jul volume 373,902 182,037 137,538 4,842,105 3,465,538 5,012,863 4,439,581 5,224,417 4,196,693 4,171,806 5,094,130 3,835,053 3,920,954 3,941,574 3,172,980 4,171,806 85,991 21,239,775 130,826 32,313,994 127,478 31,486,965 234,424 57,668,346 208,609 51,317,694 Jun Jun 132,110 4,196,693 May 129,167 May 5,224,417
Apr 146,913 Apr 22.0 17.0 21.0 19.0 21.0 19.0 22.0 22.0 21.0 21.0 21.0 20.0 4,439,581 days 247.0 247.0 247.0 246.0 246.0 No. of trading Mar 143,478 Mar 5,012,863 Feb 128,438 Feb 3,465,538 Jan 139,629 Jan 4,842,105 0 0 90,000 80,000 70,000 60,000 50,000 40,000 30,000 20,000 10,000 160,000 150,000 140,000 130,000 120,000 110,000 100,000 500,000 Contracts 6,000,000 5,500,000 5,000,000 4,500,000 4,000,000 3,500,000 3,000,000 2,500,000 2,000,000 1,500,000 1,000,000 Contracts 2015 2016
Year/Month 2017 2018 2019 2019 Jan Feb Mar Apr May Jun Jul Aug Sep Oct Nov Dec 2019 Highest (date) HKEX Fact Book 2019 Book Fact HKEX Hang Seng Index Futures – month-end open interest, 2019 Hang Seng Index Futures – month-end open interest, monthly volume, 2019 Hang Seng Index Futures – Hang Seng Index Futures – trading statistics, 2015 – 2019 statistics, 2015 – trading Index Futures Hang Seng DERIVATIVES MARKETEQUITY INDEX PRODUCTS 143 210,101 (28/08) interest 172,564 249,699 344,084 279,856 321,719 329,057 259,679 265,659 314,910 260,915 278,245 346,809 304,858 309,382 330,626 210,101 Period end (contracts) open Dec Dec 210,101 782,008 daily 30,427 47,518 37,869 41,009 51,693 50,678 50,681 51,008 45,224 55,781 57,088 42,693 73,998 49,076 43,721 51,211 39,100 Nov Nov Average 330,626 1,075,425 Oct Oct 309,382 918,146 Total (26/08) 133,419 491,686 1,045,406 1,071,167 1,171,408 1,084,667 1,627,964 1,030,594 1,075,425 Sep Sep 10,129,325 12,716,495 12,466,854 304,858 1,030,594
Aug Aug 346,809 Put Volume (contracts) 1,627,964 594,011 603,415 610,206 593,403 876,834 573,034 582,293 5,821,289 6,769,907 6,833,331 Jul Jul 278,245 939,245
Call Jun Jun 260,915 1,084,667 451,395 861,576 370,520 491,056 467,752 859,248 379,985 479,263 561,202 491,264 939,245 409,363 529,882 751,130 457,560 918,146 420,758 497,388 493,132 782,008 379,462 402,546 3,990,883 7,515,466 3,524,583 5,158,557 9,353,749 4,195,192 4,308,036 5,946,588 5,633,523 May May 314,910 1,171,408
Apr Apr 265,659 22.0 17.0 21.0 19.0 21.0 19.0 22.0 22.0 21.0 21.0 21.0 20.0 859,248 days 247.0 247.0 247.0 246.0 246.0 No. of trading Mar Mar 259,679 1,071,167 Feb Feb 329,057 861,576 Jan Jan 321,719 1,045,406 0 0 Feb Apr Jul Oct Dec 50,000 400,000 350,000 300,000 250,000 200,000 150,000 100,000 900,000 800,000 700,000 600,000 500,000 400,000 300,000 200,000 100,000 1,800,000 1,700,000 1,600,000 1,500,000 1,400,000 1,300,000 1,200,000 1,100,000 1,000,000 Contracts Contracts
Year/Month 2015 2019 Jan 2016 2017 2018 2019 Mar May Jun Aug Sep Nov 2019 Highest (date) HKEX Fact Book 2019 Book Fact HKEX Hang Seng Index Options – month-end open interest 2019 Hang Seng Index Options – month-end open interest Hang Seng Index Options – monthly volume, 2019 Hang Seng Index Options – Hang Seng Index Options – trading statistics, 2015 – 2019 statistics, 2015 – trading Index Options Hang Seng DERIVATIVES MARKETEQUITY INDEX PRODUCTS 144 open 7,556 9,572 9,863 3,157 2,806 4,001 5,695 3,157 12,587 10,635 18,719 15,223 15,429 10,383 11,662 12,239 11,058 12,934 11,387 12,334 13,932 10,635 (15/01) (15/11) interest Period end Period end (contracts) open interest 837 daily 3,380 3,507 4,658 3,303 Average daily volume
40,674 50,516 46,507 90,124 93,968 85,096 90,082 91,865 74,133 81,353 85,087 83,175 70,062
100,262 101,296 110,595 112,538 Average Contracts Total 9,209 7,335 7,674 daily volume 73,643 97,808 66,057 (29/11) volume 246,717
Put Volume (contracts) 5,388 38,943 54,919 32,228 Total 131,478 (10/05) volume 171,911 21,182 2,067,301 1,446,625 2,127,217 1,711,554 2,322,502 1,745,444 1,630,924 2,475,826 1,708,407 1,786,823 1,746,685 1,401,239 10,046,556 12,477,552 11,487,207 24,664,381 22,170,547
Call 3,821 34,700 42,889 33,829 115,239
22.0 17.0 21.0 19.0 21.0 19.0 22.0 22.0 21.0 21.0 21.0 20.0 days
247.0 247.0 247.0 246.0 246.0 No. of trading 73.0 11.0 21.0 21.0 20.0 days No. of trading (date) Trading in Weekly Hang Seng Index Options commenced on 16 September 2019 Trading in Weekly Hang Seng 2015 Year/Month 2016 2017 2018 2019 2019 Jan Feb Mar Apr May Jun Jul Aug Sep Oct Nov Dec 2019 Highest (date) Year/Month 2019* 2019 Sep Oct Nov Dec 2019 Highest
HKEX Fact Book 2019 Book Fact HKEX Mini-Hang Seng Index Futures – trading statistics, 2015 – 2019 Mini-Hang Seng Index Futures Weekly Hang Seng Index Options – trading statistics, 2019 – trading statistics, Options Hang Seng Index Weekly
* DERIVATIVES MARKETEQUITY INDEX PRODUCTS 2 9 8 2 0 0 0 9 12 27 10 13 10 13 12 145 open 4,945 9,108 11,917 18,777 17,983 20,395 19,961 18,579 17,280 21,064 19,892 23,647 28,989 21,794 20,616 29,488 17,983 (07/05) (28/08) interest Period end Period end open interest daily 4,185 5,767 6,643 10,005 13,591 12,412 12,152 13,099 11,958 13,833 14,288 11,781 20,104 12,874 12,468 15,951 11,546 volume (contracts) Average
0 2 1 0 0 0 0 2 1 0 0 1 0 1
Average Contracts Total daily volume 36,928 66,588 (26/08) volume 273,064 206,577 275,081 227,199 290,491 271,466 259,189 442,296 270,352 261,834 334,969 230,911 1,033,813 1,424,379 1,640,881 2,461,296 3,343,429
2 4 8 0 0 Put Volume (contracts) 15 32 13 10 10 45 14 27 14 165 Total 512,170 729,529 816,765 147,185 110,708 145,251 116,275 143,968 145,744 139,925 240,072 143,049 136,469 167,945 114,209 (27/03) volume 1,256,070 1,750,800
Call 95,869 521,643 694,850 824,116 125,879 129,830 110,924 146,523 125,722 119,264 202,224 127,303 125,365 167,024 116,702 1,205,226 1,592,629
21.0 20.0 19.0 22.0 22.0 21.0 21.0 21.0 19.0 22.0 17.0 21.0 39.0 days
246.0 No. of trading 22.0 17.0 21.0 19.0 21.0 19.0 22.0 22.0 21.0 21.0 21.0 20.0 days 247.0 247.0 247.0 246.0 246.0 No. of trading (date) Trading in HSI (Gross Total Return Index) Futures commenced on 05 Nov 2018 2019 Highest (date) Nov Dec Jun Jul Aug Sep Oct May Apr 2018 Jan Feb Mar 2018* 2019
Year/Month Year/Month 2015 2016 2017 2018 2019 2019 Jan Feb Mar Apr May Jun Jul Aug Sep Oct Nov Dec 2019 Highest HKEX Fact Book 2019 Book Fact HKEX HSI (Gross Total Return Index) Futures - trading statistics, 2018 - 2019 HSI (Gross Total Return Index) Mini-Hang Seng Index Options – trading statistics, 2015 – 2019 statistics, Options – trading Seng Index Mini-Hang
*
DERIVATIVES MARKETEQUITY INDEX PRODUCTS 0 0 7 2 2 2 5 0 0 8 10 38 10 11 10 146 (30/05) (25/02) 384,767 322,024 233,591 428,692 325,907 453,038 397,320 383,144 399,972 358,345 330,487 322,591 363,793 346,178 345,188 339,120 325,907 Period end Period end open interest open interest
0 2 0 2 0 0 0 0 0 0 0 1 0 0 135,139 133,729 116,812 152,241 138,826 146,786 149,590 148,536 139,387 168,569 142,480 109,956 157,183 124,110 123,103 134,149 123,921 Average Average Contracts Contracts daily volume daily volume 0 6 2 2 2 5 0 0 29 30 38 10 25 13 120 Total Total (29/05) (25/02) volume volume 477,061 532,104 3,229,285 2,543,032 3,119,259 2,648,361 3,539,954 2,707,123 2,419,036 3,458,023 2,606,309 2,585,172 2,817,132 2,478,413 33,379,310 33,031,130 28,852,655 37,451,281 34,151,099
21.0 20.0 19.0 21.0 19.0 22.0 22.0 21.0 21.0 22.0 17.0 21.0 39.0 22.0 17.0 21.0 19.0 21.0 19.0 22.0 22.0 21.0 21.0 21.0 20.0 days days 246.0 247.0 247.0 247.0 246.0 246.0 No. of No. of trading trading Trading in HSI (Net Total Return Index) Futures commenced on 05 Nov 2018 Trading in HSI (Net Total Return Index) Futures commenced 2019 Highest (date) Nov Dec Apr May Jun Jul Aug Sep Oct 2019 Jan Feb Mar 2019
2018 *
Year/Month 2015 Year/Month 2016 2017 2018 2019 2019 Jan Feb Mar Apr May Jun Jul Aug Sep Oct Nov Dec 2019 Highest (date) HKEX Fact Book 2019 Book Fact HKEX Hang Seng China Enterprises Index Futures – trading statistics, 2015 – 2019 Hang Seng China Enterprises HSI (Net Total Return Index) Futures – trading statistics, 2018 – 2019 statistics, 2018 – trading Index) Futures Total Return HSI (Net * DERIVATIVES MARKETEQUITY INDEX PRODUCTS 147 open open 1,592 1,232 3,856 4,780 1,592 (08/11) (26/06) interest interest 1,625,661 2,066,340 1,982,347 2,309,038 2,088,866 2,553,809 2,748,875 2,579,157 2,608,656 2,917,109 2,592,652 2,595,852 2,864,687 2,609,241 2,668,984 2,772,250 2,088,866 Period end Period end (contracts) (contracts) 3,275,647 250 daily daily 1,290 1,165 1,997 1,252 61,961 78,849 80,073 98,610 87,656 88,585 97,358 74,691 63,899 96,168 81,831 85,526 80,156 74,256 102,137 108,156 101,043 volume volume Average Average
Total Total 2,755 4,318 7,162 94,203 24,471 41,941 25,036 (18/11) (25/02) volume volume 175,918 1,948,861 1,655,085 2,144,870 1,419,134 2,271,266 1,919,817 1,405,779 2,115,698 1,718,456 1,796,045 1,683,271 1,485,126 15,304,245 19,475,726 19,777,920 24,258,084 21,563,408
Put Put Volume (contracts) Volume (contracts) 1,250 9,897 45,229 19,420 14,662 984,791 827,334 864,503 985,533 799,309 7,958,731 1,175,070 1,165,305 1,378,761 1,171,700 1,345,342 1,037,567 1,003,887 10,358,835 11,229,151 13,618,016 12,739,102
Call Call 1,505 48,974 14,574 22,521 10,374 773,791 670,294 979,565 591,800 892,505 748,117 541,276 770,356 680,889 792,158 697,738 685,817 7,345,514 9,116,891 8,548,769 8,824,306 10,640,068
73.0 11.0 21.0 21.0 20.0 22.0 17.0 21.0 19.0 21.0 19.0 22.0 22.0 21.0 21.0 21.0 20.0 days days 247.0 247.0 247.0 246.0 246.0 No. of No. of trading trading (date) (date) Trading in Weekly Hang Seng China Enterprises Index Options commenced on 16 September 2019 Year/Month Year/Month 2019* 2015 2019 Sep 2016 Oct 2017 2018 Nov 2019 Dec 2019 Jan 2019 Highest
Feb Mar Apr May Jun Jul Aug Sep Oct Nov Dec 2019 Highest
HKEX Fact Book 2019 Book Fact HKEX Weekly Hang Seng China Enterprises Index Options – trading statistics, 2019 Weekly Hang Seng China Enterprises
Hang Seng China Enterprises Index Options – trading statistics, 2015 – 2019 statistics, Options – trading Index China Enterprises Hang Seng
* DERIVATIVES MARKETEQUITY INDEX PRODUCTS 148 open 6,088 4,399 5,162 5,292 4,214 5,242 3,548 6,056 4,199 6,133 5,037 5,903 4,397 3,999 3,786 5,732 4,214 3,265 5,154 5,132 5,474 7,615 8,776 12,814 15,774 17,950 10,176 12,611 20,701 15,666 17,563 20,634 12,814 (15/08) (26/09) interest Period end Period end (contracts) open interest daily 2,437 1,527 2,372 2,368 1,112 1,270 1,578 2,896 2,588 2,481 1,615 3,410 3,003 2,357 3,317 2,708 volume Average
30,391 19,718 14,823 22,568 14,985 17,079 15,575 18,096 17,042 17,628 15,272 11,940 17,951 12,932 13,309 11,928 11,120
Average Contracts Total 8,672 34,635 daily volume 24,471 21,592 33,147 55,022 54,344 47,130 35,540 75,009 63,072 49,487 69,649 54,160 (06/08) volume 197,399 377,243 583,549 582,623
Put Volume (contracts) 12,863 12,119 15,579 28,411 25,602 25,156 19,126 42,236 31,749 25,153 33,845 24,212 Total 105,467 184,923 289,882 296,051 30,472 12,914 (10/05) volume 375,731 264,778 380,017 323,807 370,183 290,164 262,683 394,913 271,568 279,490 250,493 222,392 7,506,543 4,870,262 3,661,193 5,551,632 3,686,219
Call 9,473 91,932 11,608 17,568 26,611 28,742 21,974 16,414 32,773 31,323 24,334 35,804 29,948 192,320 293,667 286,572
22.0 17.0 21.0 19.0 21.0 19.0 22.0 22.0 21.0 21.0 21.0 20.0 days
247.0 247.0 247.0 246.0 246.0 No. of trading 81.0 22.0 17.0 21.0 19.0 21.0 19.0 22.0 22.0 21.0 21.0 21.0 20.0 days 247.0 246.0 246.0 No. of trading (date) Trading in Mini-Hang Seng China Enterprises Index Options commenced on 5 Sep 2016 2015
Year/Month 2016 2017 2018 2019 2019 Jan Feb Mar Apr May Jun Jul Aug Sep Oct Nov Dec 2019 Highest (date) Year/Month 2016 * 2017 2018 2019 2019 Jan Feb Mar Apr May Jun Jul Aug Sep Oct Nov Dec 2019 Highest
HKEX Fact Book 2019 Book Fact HKEX Mini-Hang Seng China Enterprises Index Options – trading statistics, 2016 – 2019 Mini-Hang Seng China Enterprises
Mini-Hang Seng China Enterprises Index Futures – trading statistics, 2015 – 2019 2015 – – trading statistics, Index Futures Enterprises Seng China Mini-Hang
* DERIVATIVES MARKETEQUITY INDEX PRODUCTS 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 10 10 10 10 10 10 149 (28/11) (28/11) Period end Period end open interest open interest
0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 Average Average Contracts Contracts daily volume daily volume 0 0 0 0 0 0 0 0 0 0 0 0 2 0 0 3 0 2 0 1 3 0 10 10 10 10 23 10 24 10 Total Total (30/10) (30/10) volume volume
21.0 20.0 21.0 20.0 19.0 22.0 22.0 21.0 21.0 19.0 22.0 22.0 21.0 21.0 39.0 22.0 17.0 21.0 19.0 21.0 39.0 22.0 17.0 21.0 19.0 21.0 days days 246.0 246.0 No. of No. of trading trading Trading in HSCEI (Net Total Return Index) Futures commenced on 05 Nov 2018 Trading in HSCEI (Gross Total Return Index) Futures commenced on 05 Nov 2018 Trading in HSCEI (Gross Total Return Index) Futures commenced Nov Dec 2019 Highest (date) Nov Dec 2019 Highest (date) Jun Jul Aug Sep Oct Jun Jul Aug Sep Oct 2018 * 2019 2019 Jan Feb Mar Apr May
2018 * Year/Month
Year/Month 2019 2019 Jan Feb Mar Apr May HKEX Fact Book 2019 Book Fact HKEX HSCEI (Net Total Return Index) Futures – trading statistics, 2018 – 2019 HSCEI (Net Total Return Index) HSCEI (Gross Total Return Index) Futures – trading statistics, 2018 – 2019 statistics, Futures – trading Index) (Gross Total Return HSCEI * * DERIVATIVES MARKETEQUITY INDEX PRODUCTS 150 2,581 4,621 9,052 1,850 1,899 1,800 3,349 4,898 6,083 5,958 5,783 4,779 4,879 4,879 4,879 5,979 1,899 75,426 72,636 (29/05) (23/12) 109,112 125,077 116,422 128,447 119,884 127,287 131,067 123,348 121,605 114,362 119,342 127,241 134,978 158,590 116,422 Period end Period end open interest open interest
7 9 0 0 0 39 27 68 74 52 56 86 91 53 60 831 182 181 899 891 2,385 1,912 1,680 2,159 2,442 2,649 1,908 1,536 4,144 1,292 3,117 1,826 2,794 2,320 Average Average Contracts Contracts daily volume daily volume 0 0 1 150 575 200 Total Total 9,573 3,100 1,800 1,735 1,000 3,975 1,254 1,700 6,108 16,886 18,243 12,822 13,790 53,728 45,029 40,069 29,179 87,029 17,077 28,415 68,564 18,710 38,346 58,668 46,401 17,000 173,381 (24/07) (20/11) volume volume 205,269 589,188 472,147 413,292 531,215
22.0 17.0 21.0 19.0 21.0 19.0 22.0 22.0 21.0 21.0 21.0 20.0 22.0 17.0 21.0 19.0 21.0 19.0 22.0 22.0 21.0 21.0 21.0 20.0 days days 247.0 247.0 247.0 247.0 247.0 246.0 246.0 247.0 246.0 246.0 No. of No. of trading trading 2015
2015 Year/Month 2016
Year/Month 2016 2017 2018 2019 2019 Jan Feb Mar Apr May Jun Jul Aug Sep Oct Nov Dec 2019 Highest (date) 2017 2018 2019 2019 Jan Feb Mar Apr May Jun Jul Aug Sep Oct Nov Dec 2019 Highest (date) HKEX Fact Book 2019 Book Fact HKEX HSCEI Dividend Point Index Futures – trading statistics, 2015 – 2019 HSCEI Dividend Point Index HSI Dividend Point Index Futures – trading statistics, 2015 – 2019 2015 – – trading statistics, Futures Point Index HSI Dividend DERIVATIVES MARKETEQUITY INDEX PRODUCTS – 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 150 150 150 150 150 150 151 open open 2,975 16,131 11,930 (31/12) interest interest Period end Period end (contracts) 2 3 1 7 21 67 40 26 161 daily daily volume (contracts) volume Average Average
– 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 560 762 150 150 150 150 Total Total 5,300 6,500 39,848 16,616 10,000 (16/08) volume volume
0 Put Put 560 254 150 150 Volume (contracts) Volume (contracts) 3,525 5,920 6,500 24,565
0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 508 Call Call 1,775 15,283 10,696 10,000
22.0 22.0 17.0 17.0 21.0 21.0 19.0 19.0 21.0 21.0 19.0 19.0 22.0 22.0 22.0 22.0 21.0 21.0 21.0 21.0 21.0 20.0 21.0 20.0 days days 247.0 247.0 247.0 247.0 247.0 247.0 246.0 246.0 246.0 246.0 No. of No. of trading trading
Jan Jan Feb Feb Mar Mar Apr Apr May May Jun Jun Jul Jul Aug Sep Oct Sep Nov Oct Dec Nov Dec (date) (date)
Year/Month Year/Month 2015 2015 2016 2016 2017 2017 2018 2018 2019 2019 2019 2019
Aug
2019 Highest
2019 Highest
HKEX Fact Book 2019 Book Fact HKEX Flexible Hang Seng China Enterprises Index Options – trading statistics, 2015 – 2019 Flexible Hang Seng China Enterprises Flexible Hang Seng Index Options – trading statistics, 2015 – 2019 2015 – trading statistics, Index Options Hang Seng Flexible DERIVATIVES MARKETEQUITY INDEX PRODUCTS 4 0 1 0 2 0 1 6 5 1 0 0 0 5 0 37 38 23 925 890 152 1,435 1,435 3,740 8,466 23,864 14,871 14,181 16,634 21,588 21,316 14,553 23,864 (20/03) (17/09) Period end Period end open interest open interest
1 0 0 2 1 0 0 0 0 1 2 0 0 0 1 0 3 0 40 45 87 966 162 241 181 935 157 349 2,763 3,303 3,512 Average Average Contracts Contracts daily volume daily volume 0 1 2 2 7 6 1 0 5 15 35 17 34 29 87 68 45 464 159 995 Total Total 5,545 3,561 5,298 3,803 1,830 2,974 7,320 69,369 19,641 70,236 52,501 56,378 46,698 (21/02) (16/12) volume volume 237,533
19.0 21.0 19.0 22.0 22.0 21.0 21.0 21.0 20.0 21.0 22.0 22.0 22.0 21.0 21.0 21.0 20.0 22.0 17.0 17.0 21.0 19.0 21.0 19.0 days days 139.0 246.0 247.0 247.0 247.0 246.0 246.0 No. of No. of trading trading Trading in MSCI AC Asia ex Japan NTR Index Futures commenced on 11 Jun 2018 Apr May Jun Jul Aug Sep Oct Nov Dec 2019 Highest (date) Mar 2018 * 2019
2015 Year/Month 2019 Jan Jul Aug Sep Oct Nov Dec 2019 Highest (date)
Year/Month 2016 2017 2018 2019 2019 Jan Feb Feb Mar Apr May Jun HKEX Fact Book 2019 Book Fact HKEX MSCI AC Asia ex Japan NTR Index Futures – trading statistics, 2018 – 2019 MSCI AC Asia ex Japan NTR HSI Volatility Index Futures – trading statistics, 2015 – 2019 statistics, Futures – trading Index HSI Volatility * DERIVATIVES MARKETEQUITY INDEX PRODUCTS 7 0 0 0 0 5 0 3 3 3 3 2 2 0 0 0 0 0 0 0 0 1 0 0 0 0 0 0 0 1 5 16 16 11 16 153 (29/04) (31/05) Period end Period end open interest open interest
0 0 0 0 0 1 0 0 0 3 0 0 1 3 6 0 0 1 0 0 0 0 0 0 0 0 0 0 0 0 0 3 111 Average Average Contracts Contracts daily volume daily volume 4 6 0 0 1 1 5 5 7 0 0 0 4 4 0 5 1 0 0 0 0 0 0 4 15 14 10 57 14 765 111 235 642 Total Total 1,511 27,427 (29/03) (07/05) volume volume
19.0 21.0 19.0 22.0 22.0 21.0 21.0 21.0 20.0 22.0 17.0 21.0 22.0 17.0 21.0 19.0 21.0 19.0 22.0 22.0 21.0 21.0 21.0 20.0 days days 246.0 246.0 247.0 164.0 247.0 246.0 246.0 247.0 247.0 No. of No. of trading trading Trading in CES Gaming Top 10 Index Futures commenced on 9 May 2016 Apr May Jun Jul Aug Sep Oct Nov Dec 2019 Highest (date) 2018 2019 2019 Jan Feb Mar 2017 2016 * 2017 2018 2019 2019 Jan Feb Mar Apr May Jun Jul Aug Sep Oct Nov Dec 2019 Highest (date)
2015 Year/Month
Year/Month 2016 HKEX Fact Book 2019 Book Fact HKEX CES Gaming Top 10 Index Futures – trading statistics, 2016 – 2019 CES Gaming Top 10 Index Futures CES China 120 Index Futures – trading statistics, 2015 – 2019 statistics, Futures – trading 120 Index CES China * DERIVATIVES MARKETEQUITY INDEX PRODUCTS 8 1 48 73 42 66 64 47 27 20 90 69 14 42 73 79 117 548 593 111 321 128 176 100 117 142 168 174 136 143 145 240 140 133 154 (24/01) (09/08) Period end Period end open interest open interest
2 0 34 32 45 66 46 40 70 59 50 33 92 90 99 99 33 11 85 116 162 172 138 149 101 183 523 435 310 143 192 211 Average Average Contracts Contracts daily volume daily volume 6 584 676 670 941 911 911 285 882 729 Total Total 2,557 1,395 3,569 1,474 1,229 1,047 8,067 3,791 2,343 3,130 1,917 2,074 1,879 2,637 7,392 6,520 2,720 4,022 4,012 22,516 22,255 20,973 45,120 11,495 (29/08) (11/01) volume volume
20.0 21.0 22.0 21.0 21.0 22.0 21.0 21.0 21.0 20.0 22.0 17.0 21.0 19.0 21.0 19.0 22.0 22.0 17.0 21.0 19.0 21.0 19.0 22.0 days days 164.0 247.0 246.0 246.0 164.0 247.0 246.0 246.0 No. of No. of trading trading Trading in Hang Seng Mainland Banks Index Futures commenced on 9 May 2016 Trading in Hang Seng Mainland Oil & Gas Index Futures commenced on 9 May 2016 Trading in Hang Seng Mainland Oil & Gas Index Futures 2019 Highest (date) Dec Nov 2019 Highest (date) Aug Sep Oct Aug Sep Oct Nov Dec 2016 * 2017 2018 2019 2019 Jan Feb Mar Apr May Jun Jul
2016 * Year/Month
Year/Month 2017 2018 2019 2019 Jan Feb Mar Apr May Jun Jul HKEX Fact Book 2019 Book Fact HKEX Hang Seng Mainland Banks Index Futures – trading statistics, 2016 – 2019 Hang Seng Mainland Banks Hang Seng Mainland Oil & Gas Index Futures – trading statistics, 2016 – 2019 trading statistics, Futures – Oil & Gas Index Mainland Hang Seng * * DERIVATIVES MARKETEQUITY INDEX PRODUCTS 0 8 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 2 17 10 54 28 69 94 29 17 45 45 31 35 41 56 371 155 (14/02) (22/02) Period end Period end open interest open interest
0 0 0 0 0 0 1 0 0 0 0 0 0 0 0 0 0 20 33 46 81 51 39 19 70 86 78 65 116 112 127 114 Average Average Contracts Contracts daily volume daily volume 5 0 2 2 0 0 0 0 0 0 0 0 0 0 5 62 12 10 265 409 697 970 858 Total Total 1,774 1,072 4,744 1,887 1,910 2,660 1,481 1,373 2,170 28,456 17,261 (22/03) (21/02) volume volume
20.0 21.0 22.0 21.0 21.0 22.0 17.0 21.0 19.0 21.0 19.0 22.0 22.0 17.0 21.0 19.0 21.0 19.0 22.0 22.0 21.0 21.0 21.0 20.0 days days 164.0 247.0 246.0 246.0 164.0 247.0 246.0 246.0 No. of No. of trading trading Trading in Hang Seng Mainland Properties Index Futures commenced on 9 May 2016 Trading in Hang Seng Mainland Healthcare Index Futures commenced on 9 May 2016 Trading in Hang Seng Mainland Healthcare Index Futures 2019 Highest (date) Dec Nov Aug Sep Oct 2016 * 2017 2018 2019 2019 Jan Feb Mar Apr May Jun Jul
2016 * Year/Month
Year/Month 2017 2018 2019 2019 Jan Feb Mar Apr May Jun Jul Aug Sep Oct Nov Dec 2019 Highest (date) HKEX Fact Book 2019 Book Fact HKEX Hang Seng Mainland Properties Index Futures – trading statistics, 2016 – 2019 Hang Seng Mainland Properties Hang Seng Mainland Healthcare Index Futures – trading statistics, 2016 – 2019 2016 – – trading statistics, Index Futures Healthcare Mainland Hang Seng * * DERIVATIVES MARKETEQUITY INDEX PRODUCTS – 0 0 0 0 0 0 0 0 3 0 0 0 0 0 0 0 3 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 156 (06/06) Period end Period end open interest open interest
0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 1 0 0 0 0 0 0 0 0 0 0 0 0 0 Average Average Contracts Contracts daily volume daily volume – 0 0 6 0 0 0 0 3 3 0 0 0 0 0 0 3 0 2 0 0 0 0 0 0 0 0 0 0 0 0 0 0 103 144 Total Total (10/06) volume volume
22.0 17.0 21.0 19.0 21.0 19.0 22.0 22.0 21.0 21.0 21.0 20.0 22.0 17.0 21.0 19.0 21.0 19.0 22.0 22.0 21.0 21.0 21.0 20.0 days days 164.0 247.0 246.0 246.0 164.0 247.0 246.0 246.0 No. of No. of trading trading Trading in Hang Seng IT Hardware Index Futures commenced on 9 May 2016 Trading in Hang Seng IT Hardware Index Futures commenced Trading in Hang Seng Software & Services Index Futures commenced on 9 May 2016 2016 * 2017 2018 2019 2019 Jan Feb Mar Apr May Jun Jul Aug Sep Oct Nov Dec 2019 Highest (date)
2016 * Year/Month
Year/Month 2017 2018 2019 2019 Jan Feb Mar Apr May Jun Jul Aug Sep Oct Nov Dec 2019 Highest (date) HKEX Fact Book 2019 Book Fact HKEX Hang Seng Software & Services Index Futures – trading statistics, 2016 – 2019 Hang Seng Software & Services Hang Seng IT Hardware Index Futures – trading statistics, 2016 – 2019 statistics, 2016 – trading Index Futures IT Hardware Hang Seng * * DERIVATIVES MARKETEQUITY INDEX PRODUCTS – – 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 157 Period end Period end open interest open interest
0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 Average Average Contracts Contracts daily volume daily volume – – 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 Total Total volume volume
22.0 17.0 21.0 19.0 21.0 19.0 22.0 22.0 21.0 21.0 21.0 20.0 22.0 17.0 21.0 19.0 21.0 19.0 22.0 22.0 21.0 21.0 21.0 20.0 days days 247.0 247.0 247.0 246.0 246.0 247.0 247.0 247.0 246.0 246.0 No. of No. of trading trading 2015 2016 2017 2018 2019 2019 Jan Feb Mar Apr May Jun Jul Aug Sep Oct Nov Dec 2019 Highest (date)
2015 Year/Month
Year/Month 2016 2017 2018 2019 2019 Jan Feb Mar Apr May Jun Jul Aug Sep Oct Nov Dec 2019 Highest (date) HKEX Fact Book 2019 Book Fact HKEX MICEX Index Futures – trading statistics, 2015 – 2019 MICEX Index Futures – trading IBOVESPA Futures – trading statistics, 2015 – 2019 trading statistics, Futures – IBOVESPA DERIVATIVES MARKETEQUITY INDEX PRODUCTS – 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 158 Period end open interest
0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 Average Contracts daily volume – 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 Total volume
22.0 17.0 21.0 19.0 21.0 19.0 22.0 22.0 21.0 21.0 21.0 20.0 days 247.0 247.0 247.0 246.0 246.0 No. of trading 2015
Year/Month 2016 2017 2018 2019 2019 Jan Feb Mar Apr May Jun Jul Aug Sep Oct Nov Dec 2019 Highest (date) HKEX Fact Book 2019 Book Fact HKEX FTSE/JSE Top40 Futures – trading statistics, 2015 – 2019 statistics, 2015 – trading Top40 Futures FTSE/JSE DERIVATIVES MARKETINTEREST RATE PRODUCTS 0 5 0 0 0 0 0 0 2 3 0 0 7 0 5 0 60 85 25 15 36 60 30 40 277 170 115 110 111 275 275 113 110 110 470 272 159 (14/01) Period end Period end open interest open interest
5 0 0 0 0 3 0 0 0 0 0 0 0 0 0 0 2 2 1 0 0 0 1 0 0 0 0 0 1 0 1 2 0 0 Average Average Contracts Contracts daily volume daily volume 0 0 1 0 0 7 1 5 0 3 0 0 5 0 6 0 9 4 2 5 5 35 60 20 20 95 12 15 35 90 52 101 568 592 175 167 Total Total (23/08) (08/08) (19/08) volume volume
22.0 21.0 21.0 21.0 20.0 22.0 21.0 21.0 20.0 22.0 17.0 21.0 19.0 21.0 19.0 21.0 22.0 17.0 21.0 19.0 21.0 19.0 22.0 22.0 days days 247.0 246.0 246.0 247.0 247.0 247.0 246.0 246.0 247.0 247.0 No. of No. of trading trading 2019 Highest (date) Aug Sep Oct Nov Dec Jul Oct Nov Dec 2019 Highest (date) 2019 Jan Feb Mar Apr May Jun Sep 2017 2018 2019 2015 2016 2017 2018 2019 2019 Jan Feb Mar Apr May Jun Jul Aug
2015 Year/Month
Year/Month 2016 HKEX Fact Book 2019 Book Fact HKEX One-month HIBOR futures – trading statistics, 2015 – 2019 One-month HIBOR futures Three-month HIBOR futures – trading statistics, 2015 – 2019 statistics, futures – trading HIBOR Three-month DERIVATIVES MARKETEQUITY PRODUCTS 500 500 500 500 500 500 500 500 100 100 400 160 1,000 1,000 2,000 1,000 1,000 1,000 1,000 2,000 5,000 1,000 1,000 1,000 2,000 1,000 2,000 1,000 2,000 2,000 2,000 1,000 1,000 1,000 5,000 5,000 1,000 5,000 4,000 5,000 1,000 2,000 1,000 10,000 10,000 20,000 10,000 10,000 10,000 10,000 10,000 10,000 10,000 10,000 10,000 Contract Multiplier 2018/02/05 2015/11/30 2018/02/05 2019/11/26 2004/06/14 2018/07/03 2006/07/03 2005/11/07 2003/03/17 2019/09/30 2001/08/27 2015/11/30 2013/06/10 2015/11/30 2015/11/30 2015/12/07 2007/03/19 2005/12/19 2015/11/30 2004/06/14 2006/10/27 2015/12/07 1998/06/05 2015/12/07 2018/07/03 2018/07/03 2002/07/22 2015/11/30 2015/12/07 2004/06/14 2018/08/08 2001/08/27 1997/05/23 2015/11/30 1995/09/25 1997/10/17 2002/07/22 2018/02/05 2015/11/30 2013/06/10 2015/11/30 2018/07/03 2018/07/03 2015/12/07 2015/11/30 2015/11/30 1997/09/19 2018/04/09 1997/09/19 2001/08/27 1995/03/31 2002/07/22 2015/12/07 2006/10/27 Launch Date Underlying Stock AAC Technologies Holdings Inc. AAC Technologies of China Ltd. Agricultural Bank AIA Group Ltd. Alibaba Group Holding Ltd. Aluminum Corporation of China Ltd. Aluminum Corporation of China Anhui Conch Cement Co. Ltd. Bank of China Ltd. Ltd. Bank of Communications Co., Ltd. BOC Hong Kong (Holdings) Budweiser Brewing Co. APAC Ltd. Budweiser Brewing Co. APAC Cathay Pacific Airways Ltd. CGN Power Co., Ltd. ChinaAMC CSI 300 Index ETF China Cinda Asset Management Co., Ltd. China CITIC Bank Corporation Ltd. China Coal Energy Co. Ltd. China Communications Construction Co. Ltd. China Construction Bank Corporation China Evergrande Group China Life Insurance Co. Ltd. China Merchants Bank Co., Ltd. China Minsheng Banking Corp., Ltd. China Mobile Ltd. China Oilfield Services Ltd. China Overseas Land & Investment Ltd. China Pacific Insurance (Group) Co., Ltd. China Petroleum & Chemical Corporation China Shenhua Energy Co. Ltd. China Southern Airlines Co. Ltd. China Telecom Corporation Ltd. China Tower Corporation Ltd. China Unicom (Hong Kong) Ltd. CITIC Ltd. CITIC Securities Co. Ltd. CK Hutchison Holdings Ltd. CLP Holdings Ltd. CNOOC Ltd. Country Garden Holdings Co. Ltd. CRRC Corporation Ltd. CSOP FTSE China A50 ETF Fosun International Ltd. Galaxy Entertainment Group Ltd. Geely Automobile Holdings Ltd. Great Wall Motor Co. Ltd. Guangzhou Automobile Group Co., Ltd. Haitong Securities Co., Ltd. Hang Seng Bank Ltd. Hang Seng China Enterprises Index ETF Henderson Land Development Co. Ltd. Hong Kong Exchanges and Clearing Ltd. HSBC Holdings Plc Huaneng Power International, Inc. Huatai Securities Co., Ltd. Industrial and Commercial Bank of China Ltd. HKEX Fact Book 2019 Book Fact HKEX Stock Futures contracts as at the end of 2019 as at the contracts Stock Futures DERIVATIVES MARKETEQUITY PRODUCTS 500 500 500 500 400 500 100 200 161 5,000 1,000 2,000 1,000 1,000 1,000 2,000 2,000 5,000 1,000 2,000 1,000 1,000 1,000 1,000 2,000 2,000 50,000 Contract Multiplier 2013/06/10 2015/12/07 2001/08/27 2018/07/03 2018/09/20 2001/08/27 2015/12/07 1997/10/17 2001/08/27 2007/03/19 2005/11/07 1998/03/18 2018/07/03 2015/12/07 1997/09/19 2015/11/30 2018/02/05 1997/05/23 2015/11/30 2001/01/08 2001/08/27 1997/10/17 2018/04/09 2018/07/09 2015/12/07 2015/12/07 Launch Date (continued) Underlying Stock iShares FTSE A50 China Index ETF iShares FTSE Ltd. Kingsoft Corporation Li & Fung Ltd. Trust Link Real Estate Investment Meituan Dianping MTR Corporation Ltd. New China Life Insurance Co. Ltd. New China Life Insurance Co. Ltd. New World Development Co. Petrochina Co. Ltd. Co. Ltd. PICC Property and Casualty of China, Ltd. Ping An Insurance (Group) Co. Power Assets Holdings Ltd. Sands China Ltd. Semiconductor Manufacturing International Corporation Sun Hung Kai Properties Ltd. Sunac China Holdings Ltd. Sunny Optical Technology (Group) Co. Ltd. Swire Pacific Ltd. ‘A’ Tencent Holdings Ltd. The Bank of East Asia, Ltd. The Hong Kong and China Gas Co. Ltd. The Wharf (Holdings) Ltd. Tracker Fund of Hong Kong Xiaomi Corporation Yanzhou Coal Mining Co. Ltd. Zijin Mining Group Co., Ltd. HKEX Fact Book 2019 Book Fact HKEX Stock Futures contracts as at the end of 2019 as at the contracts Stock Futures DERIVATIVES MARKETEQUITY PRODUCTS 162 5,365 5,555 20,088 20,476 27,277 23,487 20,737 20,845 21,153 21,154 16,125 16,104 17,443 17,972 18,687 21,624 27,277 (30/12) Period end open interest
915 492 2,951 4,623 4,420 4,227 2,385 2,488 2,939 1,982 2,520 3,652 3,508 3,729 5,821 4,972 5,025 Average Contracts daily volume Total 78,584 83,987 80,316 52,462 54,729 61,726 41,617 52,916 73,033 19,653 31,242 (26/03) volume 729,013 225,978 121,532 863,027 917,358 128,061 104,404 105,523
22.0 17.0 21.0 19.0 21.0 19.0 22.0 22.0 21.0 21.0 21.0 20.0 days 247.0 247.0 246.0 247.0 246.0 No. of trading
Year/Month 2015 2016 2019 2019 Jan Feb Mar Apr May Jun Jul Aug Sep Oct Nov Dec 2019 Highest 2017 2018 (date) HKEX Fact Book 2019 Book Fact HKEX Stock Futures contract volume and open interest, 2015 – 2019 open interest, volume and contract Stock Futures DERIVATIVES MARKETEQUITY PRODUCTS 163 0.14 0.03 0.36 1.33 0.00 6.47 1.76 0.03 0.15 0.00 0.00 0.00 0.00 0.00 0.00 0.19 0.72 0.30 0.47 0.14 0.33 0.00 0.00 7.36 0.16 0.00 0.00 0.06 0.21 0.01 0.48 0.04 0.03 0.00 0.04 0.03 0.15 0.00 0.39 0.00 0.25 0.18 0.01 0.00 0.00 0.11 0.00 0.08 1.54 15.43 11.39 % of Total 8 0 9 1 0 0 0 0 0 0 1 0 0 4 8 1 9 0 0 3 0 1 0 37 42 51 81 37 43 17 58 10 10 42 50 23 97 89 69 31 363 480 196 128 132 106 419 Total 2,007 1,764 4,210 3,106 Period end open Interest Period end open
0.12 0.03 0.20 0.00 0.32 0.01 0.39 0.04 0.00 0.00 0.00 0.00 0.00 0.10 0.31 0.66 0.90 0.00 0.04 0.73 0.30 0.03 0.00 0.07 0.40 0.08 0.04 0.30 0.00 0.09 0.44 0.37 0.00 0.59 0.00 0.49 0.03 0.00 0.01 0.00 0.08 1.20 3.19 1.10 3.69 2.66 1.30 1.31 1.25 7.37 8.14 % of Total Volume 0 0 0 0 7 0 0 0 0 0 0 0 58 18 264 394 878 331 310 640 772 329 813 259 100 691 Total 1,105 1,806 2,913 3,569 2,826 6,020 8,246 6,676 2,739 3,671 2,789 4,048 3,423 5,395 4,519 11,031 29,288 10,097 33,865 24,410 11,905 12,063 11,448 67,592 74,655 AAC Technologies Holdings Inc. AAC Technologies Holdings Agricultural Bank of China Ltd. AIA Group Ltd. Alibaba Group Holding Limited Ltd. Aluminum Corporation of China Anhui Conch Cement Co. Ltd. Bank of China Ltd. Ltd. Bank of Communications Co., Ltd. BOC Hong Kong (Holdings) Budweiser Brewing Company APAC Limited Cathay Pacific Airways Ltd. CGN Power Co., Ltd. China Cinda Asset Management Co., Ltd. China CITIC Bank Corporation Ltd. China Coal Energy Co. Ltd. China Communications Construction Co. Ltd. China Construction Bank Corporation China Evergrande Group China Life Insurance Co. Ltd. China Merchants Bank Co., Ltd. China Minsheng Banking Corp., Ltd. China Mobile Ltd. China Oilfield Services Ltd. China Overseas Land & Investment Ltd. China Pacific Insurance (Group) Co., Ltd. China Petroleum & Chemical Corporation China Shenhua Energy Co. Ltd. China Southern Airlines Co. Ltd. China Telecom Corporation Ltd. China Tower Corporation Ltd. China Unicom (Hong Kong) Ltd. ChinaAMC CSI 300 Index ETF CITIC Ltd. CITIC Securities Co. Ltd. CK Hutchison Holdings Ltd. CLP Holdings Ltd. CNOOC Ltd. Country Garden Holdings Co. Ltd. CRRC Corporation Ltd. CSOP FTSE China A50 ETF Fosun International Ltd. Galaxy Entertainment Group Ltd. Geely Automobile Holdings Ltd. Great Wall Motor Co. Ltd. Guangzhou Automobile Group Co., Ltd. Haitong Securities Co., Ltd. Hang Seng Bank Ltd. Hang Seng China Enterprises Index ETF Henderson Land Development Co. Ltd. Hong Kong Exchanges and Clearing Ltd. HSBC Holdings Plc Underlying Stock Contracts HKEX Fact Book 2019 Book Fact HKEX Stock Futures – trading statistics by underlying stock, 2019 by underlying statistics – trading Stock Futures DERIVATIVES MARKETEQUITY PRODUCTS 164 0.00 0.00 0.07 0.19 0.04 0.00 0.21 3.48 0.16 9.80 0.15 0.69 0.00 0.00 0.53 0.00 0.01 4.37 0.04 0.01 0.00 0.00 0.02 0.00 5.61 0.00 0.00 12.21 12.01 % of Total 0 0 0 1 0 0 3 2 0 0 5 0 0 0 20 53 10 58 44 42 11 950 188 144 Total 3,277 2,673 3,330 1,192 1,531 Period end open Interest Period end open (continued)
0.00 0.00 0.19 0.56 0.07 0.00 0.20 0.53 0.11 0.75 0.04 0.03 0.37 0.00 0.01 0.97 0.00 0.00 0.04 0.02 0.00 0.00 0.00 2.44 1.26 1.12 4.28 37.94 10.68 % of Total Volume 0 0 0 0 7 0 0 0 0 672 987 366 284 124 380 211 Total 1,714 5,158 1,831 4,897 6,856 3,439 8,905 22,411 11,578 97,975 10,259 39,263 348,078 Huaneng Power International, Inc. Huaneng Power International, Huatai Securities Co., Ltd. of China Ltd. Industrial and Commercial Bank ETF iShares FTSE A50 China Index Kingsoft Corporation Ltd. Li & Fung Ltd. Trust Link Real Estate Investment Meituan Dianping MTR Corporation Ltd. New China Life Insurance Co. Ltd. New World Development Co. Ltd. PetroChina Co. Ltd. PICC Property and Casualty Co. Ltd. Ping An Insurance (Group) Co. of China, Ltd. Power Assets Holdings Ltd. Sands China Ltd. Semiconductor Manufacturing International Corporation Sun Hung Kai Properties Ltd. Sunac China Holdings Ltd. Sunny Optical Technology (Group) Co. Ltd. Swire Pacific Ltd. 'A' Tencent Holdings Ltd. The Bank of East Asia, Ltd. The Hong Kong and China Gas Co. Ltd. The Wharf (Holdings) Ltd. Tracker Fund of Hong Kong Xiaomi Corporation Yanzhou Coal Mining Co. Ltd. Zijin Mining Group Co., Ltd. Underlying Stock
Contracts HKEX Fact Book 2019 Book Fact HKEX Stock Futures – trading statistics by underlying stock, 2019 by underlying statistics – trading Stock Futures DERIVATIVES MARKETEQUITY PRODUCTS 500 500 200 500 500 500 500 500 500 500 500 500 500 100 500 400 100 500 400 500 165 5,000 1,000 1,000 2,000 2,000 2,000 1,000 1,000 1,000 1,000 5,000 2,000 1,000 1,000 1,000 1,000 5,000 2,000 1,000 2,000 1,000 1,000 2,000 5,000 2,000 1,000 2,000 1,000 2,000 2,000 4,000 5,000 1,000 2,000 1,000 1,000 1,000 2,000 1,000 2,000 1,000 2,000 2,000 1,000 1,000 1,000 2,500 2,000 1,000 10,000 Lot size (shares) 2010/07/12 2017/04/10 2011/11/21 2010/10/29 2018/07/16 2019/11/26 2004/06/14 2013/01/28 2005/11/07 2001/01/08 2003/03/17 2019/09/30 2009/11/16 2007/03/19 2007/09/03 2014/07/02 2015/11/30 1998/05/15 2001/08/27 1995/10/23 1995/09/25 2015/11/30 2004/06/14 1995/12/18 2006/10/27 2002/07/22 2018/02/05 2009/07/06 2001/08/27 2002/07/22 2010/12/13 2008/06/10 2008/06/10 2014/12/08 2013/01/28 2008/06/10 2018/07/16 2007/09/03 2004/06/14 2015/06/22 2014/02/17 2018/02/05 2018/02/05 2017/04/10 2012/06/11 2013/08/05 2014/12/08 2015/06/22 1998/02/16 2001/08/27 2014/02/17 1995/09/08 2001/08/27 1995/12/18 2002/07/22 1996/12/09 2007/09/03 2014/02/17 2014/07/02 2013/08/05 2001/08/27 2017/04/10 2014/12/08 2018/09/20 2013/08/05 2018/07/09 2013/08/05 2001/08/27 2011/11/21 2015/06/22 Launch date Code A50 AAC ACC AIA AIR ALB ALC AMC BCM BEA BOC BUD BYD CCC CCE CDA CGN CHT CHU CIT CKH CKP CLI CLP CMB CNC COG COL CPA CPC CPI CRC CRG CRL CSA CSE CSP CTB CTC CTS DFM EVG GAC GAH GLX GWM HAI HCF HEH HEX HGN HKB HKG HLD HNP HSB JXC KLE KSO LEN LIF LNK MEN MET MGM MIU MSB MTR NBM NCL Class iShares FTSE A50 China Index ETF iShares FTSE AAC Technologies Holdings Inc. AAC Technologies Co. Ltd. Anhui Conch Cement AIA Group Ltd. Air China Ltd. Alibaba Group Holding Limited Aluminum Corporation of China Ltd. Aluminum Corporation of China ChinaAMC CSI 300 Index ETF Ltd. Bank of Communications Co., The Bank of East Asia, Ltd. BOC Hong Kong (Holdings) Ltd. BOC Hong Kong (Holdings) Budweiser Brewing Company APAC Limited Budweiser Brewing Company BYD Co. Ltd. China Communications Construction Co. Ltd. China Communications Construction China Coal Energy Co. Ltd. Co., Ltd. China Cinda Asset Management CGN Power Co., Ltd. China Mobile Ltd. China Unicom (Hong Kong) Ltd. CITIC Ltd. CK Hutchison Holdings Ltd. CK Asset Holdings Ltd. China Life Insurance Co. Ltd. CLP Holdings Ltd. China Merchants Bank Co., Ltd. CNOOC Ltd. Country Garden Holdings Co. Ltd. China Overseas Land & Investment Ltd. Cathay Pacific Airways Ltd. China Petroleum & Chemical Corporation China Pacific Insurance (Group) Co., Ltd. China Railway Construction Corporation Ltd. China Railway Group Ltd. China Resources Land Ltd. CSOP FTSE China A50 ETF China Shenhua Energy Co. Ltd. CSPC Pharmaceutical Group Ltd. China CITIC Bank Corporation Ltd. China Telecom Corporation Ltd. CITIC Securities Co. Ltd. Dongfeng Motor Group Co. Ltd. China Evergrande Group Guangzhou Automobile Group Co., Ltd. Geely Automobile Holdings Ltd. Galaxy Entertainment Group Ltd. Great Wall Motor Co. Ltd. Haitong Securities Co., Ltd. Hang Seng China Enterprises Index ETF Power Assets Holdings Ltd. Hong Kong Exchanges and Clearing Ltd. Hengan International Group Co. Ltd. HSBC Holdings plc The Hong Kong and China Gas Co. Ltd. Henderson Land Development Co. Ltd. Huaneng Power International, Inc. Hang Seng Bank Ltd. Jiangxi Copper Co. Ltd. Kunlun Energy Co. Ltd. Kingsoft Corporation Ltd. Lenovo Group Ltd. Li & Fung Ltd. Link Real Estate Investment Trust China Mengniu Dairy Co. Ltd. Meituan Dianping MGM China Holdings Ltd. Xiaomi Corporation China Minsheng Banking Corp., Ltd. MTR Corporation Ltd. China National Building Material Co. Ltd. New China Life Insurance Co. Ltd. HKEX Fact Book 2019 Book Fact HKEX Stock Options classes as at the end of 2019 as at the end classes Stock Options DERIVATIVES MARKETEQUITY PRODUCTS 50 500 400 400 800 500 100 500 166 1,000 2,000 2,000 5,000 1,000 1,000 2,000 1,000 1,000 1,000 1,000 1,000 1,000 5,000 2,000 2,000 10,000 10,000 Lot size (shares) 1996/08/05 2005/11/07 2001/08/27 2007/03/19 2013/08/05 2009/11/16 2012/06/11 1995/12/18 2018/02/05 2018/07/16 2012/06/11 2018/02/05 1995/10/09 2009/07/06 2000/03/27 2018/07/16 1996/08/05 2014/02/17 2010/07/16 2006/07/03 2005/12/19 2006/10/27 2018/07/16 2018/08/08 2010/12/13 2009/07/06 Launch date (continued) Code NWD PAI PEC PIC PIN RFP SAN SHK SNO SNP STC SUN SWA TCH TRF VNK WHL WWC XAB XBC XCC XIC XPB XTW YZC ZJM Class New World Development Co. Ltd. New World Development (Group) Co. of China, Ltd. Ping An Insurance PetroChina Co. Ltd. PetroChina Co. Co. Ltd. PICC Property and Casualty (Group) of China Ltd. The People’s Insurance Co. Co., Ltd. Guangzhou R&F Properties Sands China Ltd. Sun Hung Kai Properties Ltd. Co. Ltd. Sunny Optical Technology (Group) Sinopharm Group Co. Ltd. Standard Chartered PLC Sunac China Holdings Ltd. Swire Pacific Ltd. ‘A’ Tencent Holdings Ltd. Tracker Fund of Hong Kong China Vanke Co., Ltd. The Wharf (Holdings) Ltd. Want Want China Holdings Ltd. Agricultural Bank of China Ltd. Bank of China Ltd. China Construction Bank Corporation Industrial and Commercial Bank of China Ltd. Postal Savings Bank of China Co., Ltd. China Tower Corporation Ltd. Yanzhou Coal Mining Co. Ltd. Zijin Mining Group Co., Ltd. HKEX Fact Book 2019 Book Fact HKEX Stock Options classes as at the end of 2019 as at the end classes Stock Options DERIVATIVES MARKETEQUITY PRODUCTS – – 167 0.30 0.44 1.14 0.04 0.96 9.63 0.13 0.50 0.54 0.19 0.39 0.42 0.03 0.03 0.05 0.03 0.07 0.40 2.10 1.42 0.22 0.17 0.18 0.17 0.69 0.38 0.93 0.25 0.09 0.25 0.33 0.71 0.22 0.39 0.19 0.97 0.21 2.34 0.30 0.19 0.71 0.33 0.28 0.04 0.55 0.03 0.51 0.23 1.38 0.53 0.92 0.23 0.11 0.38 % of total 10.74 Total – – Total 8,499 1,870 1,829 4,398 20,412 76,564 33,278 36,100 13,012 26,416 28,245 26,967 14,521 11,548 11,885 11,144 25,655 16,904 16,633 21,952 47,256 12,940 14,002 20,119 22,437 36,849 92,167 35,479 61,841 25,570 645,715 720,137 140,779 157,095
– Put 914 2,187 872 2,020 1,366 2,576 5,516 1,256 2,198 3,177 5,136 6,792 3,262 6,011 7,515 14,635 9,086 6,595 12,695 1,525 2,524 8,316 15,385 6,316 15,202 3,824 7,523 12,307 16,618 29,178 41,777 64,578 23,464 12,500 45,398 94,941 24,636 46,385 18,710 27,891 62,622 11,592 26,324 27,153 64,901 24,450 47,585 11,734 10,021 18,650 27,441 18,146 33,850 25,781 33,633 13,282 343,167 Call Put Open interest (contracts) Open interest Year-end open interest
– 614 717 1,112 979 999 Call
8,105 1,210 2,983 1,273 6,412 4,352 6,945 2,749 7,120 6,100 8,629 9,408 1,148 7,069 9,698 8,886 3,699 12,560 22,801 12,636 14,467 49,543 21,749 34,731 14,732 37,748 11,033 23,135 10,703 15,704 28,208 12,288 302,548 daily
2,370,697 4,827,678 374,346 2,456,981 2,804,775 6,327,503 297,903 3,522,728 8,304,697 428,499 4,591,102 3,713,595 7,213,486 517,395 3,539,977 3,673,509 6,702,538 442,333 3,247,627 3,454,911 8,261,798 445,669 4,047,021 4,214,777 9,359,853 551,685 4,566,860 4,792,993 8,579,783 595,256 4,239,514 4,340,269 8,653,467 504,937 4,221,564 4,431,903 9,481,533 560,039 4,561,739 4,919,794 7,893,237 391,479 3,828,012 4,065,225 8,201,120 307,941 4,020,559 4,180,561 9,382,951 467,751 4,661,686 4,721,265 7,626,463 372,840 3,768,563 3,857,900 7,976,026 391,090 3,941,561 4,034,465 8,271,898 356,896 4,015,167 4,256,731 6,702,538 386,743 3,247,627 3,454,911 Average 0.68 0.35 1.99 36,770 39,794 0.04 0.20 5.32 0.10 0.33 15,146 18,132 0.87 0.06 5,077 7,935 0.60 13,377 13,039 0.76 11,534 16,711 0.03 0.01 0.08 0.03 0.10 1,360 3,038 0.39 2.57 60,817 79,962 2.19 0.36 6,235 8,286 0.17 0.21 6,583 5,302 0.29 1.00 0.20 1.36 0.48 9,167 7,737 0.10 0.16 8,712 7,921 0.27 10,725 11,227 0.94 24,323 22,933 0.34 0.60 0.28 5,493 7,447 1.48 0.26 8,560 5,442 1.92 76,322 80,773 0.00 0.63 0.26 0.92 0.76 0.38 0.37 0.05 0.05 0.77 0.00 – – 0.64 0.91 42,768 49,399 0.39 0.72 0.29 0.17 0.34 % of total 10.66 353,910 366,227 Total 90 443 9,804,712 9,378,651 9,593,809 7,438,095 6,774,700 7,829,632 8,212,892 7,494,810 7,734,860 92,463,479 73,582,114 12,500,384 11,760,828 10,290,521 46,164 66,380 34,688 12,627 89,205 36,027 58,498 56,030 105,839,179 127,279,101 108,813,894 744,404 376,929 218,341 106,491 355,755 943,642 647,770 821,744 106,596 429,423 387,312 185,224 230,029 310,905 222,864 523,635 110,285 179,259 297,251 368,334 649,109 307,392 280,712 685,183 282,082 831,499 412,851 837,576 698,824 988,116 420,575 781,239 318,538 187,450 372,941 2,164,727 5,785,116 2,801,543 2,379,260 1,085,223 1,480,863 1,027,237 1,605,264 2,086,089 1,004,317 11,595,217 Put
53 30 Put Total 5,041,699 4,529,557 6,071,912 4,703,918 6,055,920 3,684,484 3,368,379 5,440,533 3,855,795 3,977,008 3,758,942 3,481,498 22,556 57,999 26,980 19,538 36,213 19,557 58,278 75,858 57,594 27,801 27,504 94,055 44,619,105 36,683,863 47,121,226 63,099,448 53,969,645 341,943 192,495 111,687 199,671 481,997 294,736 401,535 197,363 198,899 117,815 155,226 581,078 115,790 741,387 246,082 100,431 144,971 426,994 182,767 318,437 162,167 811,860 127,901 333,632 138,020 514,435 374,909 197,974 225,138 404,347 409,052 346,168 477,901 178,703 406,358 170,050 214,663 1,090,748 2,972,570 5,696,919 1,444,322 1,114,311 1,075,090 Contract volume (contracts) Contract volume
Call Contract volume (contracts) 60 390 Call 5,816 6,811 23,608 48,492 39,400 15,150 52,992 16,470 48,318 52,691 78,828 30,697 28,526 93,395 4,763,013 4,849,094 6,428,472 4,889,891 5,704,908 3,753,611 3,406,321 4,849,988 3,973,837 4,235,884 3,735,868 4,253,362 402,461 184,434 106,654 156,084 461,645 353,034 420,209 232,060 188,413 109,366 112,214 155,679 504,145 107,074 739,476 277,553 152,280 600,243 185,567 330,672 145,225 793,404 152,811 351,551 144,062 489,882 456,590 214,877 179,209 428,524 352,656 510,215 241,872 374,881 148,488 158,278 47,844,374 36,898,251 58,717,953 64,179,653 54,844,249
1,073,979 2,812,546 5,898,298 1,357,221 1,264,949 1,010,999
daily 1.43 0.32 4.35 0.04 0.60 0.63 0.02 0.05 0.34 0.05 0.49 1.82 0.01 2.18 0.01 0.03 0.02 0.01 0.08 1.97 2.20 0.49 0.03 0.06 0.54 0.32 0.06 1.00 0.29 0.08 0.07 0.04 0.58 0.51 0.54 0.20 0.84 0.14 1.07 0.44 0.60 0.00 0.85 1.52 0.53 0.03 0.66 0.07 1.34 0.00 2.17 0.13 0.28 0.28 0.31 0.18 0.14 % of total 325.11 156.68 251.11 429.26 327.59 328.79 366.94 504.71 408.01 441.88 296.44 205.66 304.39 259.76 263.51 247.82 321.99 Average 8.51 6.73 7.52 0.02 0.03 29.80 12.83 44.14 37.37 23.79 19.73 65.12 21.68 50.77 45.98 65.79 54.50 35.80 25.74 58.75 Total 254.78 486.80 507.30 276.15 396.96 391.79 434.46 257.49 802.07 229.91 468.78 408.43 431.90 161.34 674.88 115.49 863.06 357.94 482.38 684.30 428.94 532.44 108.36 228.15 223.44 251.21 147.57 114.49 1,150.77 3,503.38 1,466.48 1,754.60 1,584.12 1,771.31 1,226.65 1,081.51 1,750.55 7,233.31 6,237.99 7,752.22 9,279.48 5,632.27 4,524.62 6,696.48 5,454.90 5,533.77 5,204.17 6,439.80 80,302.92 38,699.93 62,023.69 80,587.84 10,598.83 105,597.78 Put Total 8.90 4.64 3.66 4.26 8.99 0.00 0.00 23.66 14.94 35.82 31.30 24.54 28.67 21.91 83.03 53.75 53.39 93.45 61.53 545.59 292.16 136.63 204.14 654.60 948.27 874.59 200.82 211.17 118.83 204.12 471.48 166.75 552.79 309.01 125.99 1,661.66 4,005.21 2,999.08 4,332.58 3,132.72 5,494.63 2,981.12 2,373.35 3,988.73 2,845.59 2,694.97 2,516.62 2,437.07
Contract value (HK$mil) Contract value (HK$mil) Contract value Call 3.93 3.87 3.07 6.05 13.67 3.25 0.02 0.03 12.71 17.09 20.48 22.43 11.65 12.14 29.30 12.69 19.46 94.60 162.88 21.43 32.98 32.81 25.83 13.89 78.31 61.74 11.56 14.18 25.93 32.82 54.97 97.46 75.44 72.13 52.96 605.18 102.62 152.16 248.71 238.09 215.14 139.51 192.83 811.88 806.32 709.53 771.52 999.78 190.97 223.29 409.96 392.11 111.08 264.66 186.26 222.17 199.16 232.74 353.64 321.24 391.58 191.19 249.85 232.54 321.02 363.28 673.86 227.95 200.99 223.43 552.08 529.44 856.10 894.46 134.70 112.88 138.33 Call Put 1,841.72 3,228.11 3,238.91 6,266.24 4,619.50 3,784.84 2,651.15 2,151.27 2,707.75 2,609.31 2,838.81 2,687.54 4,002.73 39,278.25 41,024.67 17,214.60 21,485.32 37,881.56 24,142.13 47,958.73 57,639.05 40,786.16 39,801.68 of 22.0 17.0 21.0 19.0 21.0 19.0 22.0 22.0 21.0 21.0 21.0 20.0 247.0 247.0 247.0 246.0 246.0 No. days trading Jan Feb Mar Apr May Jun Jul Aug Sep Oct Nov Dec AAC TECH Class ABC
Year/Month 2015 2016 2017 2018 2019 2019 AIA AIR CHINA AIR BABA-SW BANK OF CHINA BANK OF E ASIA BANKCOMM BOC HONG KONG BUD APAC BUD COMPANY BYD CSI300 CAM CATHAY PAC AIR CCB CGN POWER CGN CHALCO CHINA CINDA CHINA CHINA COAL CHINA CHINA COMM CONS CHINA LIFE CHINA MOBILE CHINA CHINA OVERSEAS CHINA CHINA RAIL CONS CHINA RAILWAY CHINA CHINA RES LAND CHINA SHENHUA CHINA CHINA TELECOM CHINA TOWER CHINA CHINA UNICOM CHINA CHINA VANKE CHINA CITIC CITIC BANK CITIC CITIC SEC CITIC CK ASSET CK CKH HOLDINGS CKH CLP HOLDINGS CLP CM BANK CM CNBM CNOOC CONCH CEMENT COUNTRY GARDEN COUNTRY COSCO SHIP HOLD CPIC CSOP A50 ETF CSPC PHARMA CSPC DONGFENG GROUP DONGFENG GAC GROUP EVERGRANDE GAC GALAXY ENT GALAXY GCL-POLY ENERGY AUTO GCL-POLY GEELY GREATWALL MOTOR GREATWALL HAITONG SEC HANG SENG BANK HENDERSON LAND HENDERSON HENGAN INT’L HENGAN HK & CHINA GAS HKEX Fact Book 2019 Book Fact HKEX Options contract value, volume and open interest by class, 2019 Options contract value, volume Stock Options contract value, volume and open interest, 2015-2019 and open value, volume contract Stock Options Note: Figures may not add up to total due to rounding. DERIVATIVES MARKETEQUITY PRODUCTS 168 3.28 4.77 0.09 0.07 8.05 0.28 0.19 0.51 0.07 0.46 0.03 0.24 1.71 0.12 0.11 0.27 0.24 0.58 0.20 1.82 0.05 9.87 0.14 0.12 0.02 0.19 0.86 0.33 2.63 0.08 0.04 0.31 0.18 0.09 0.04 0.12 0.03 3.54 0.07 0.09 % of total 13.17 100.00 Total 5,828 1,913 7,174 1,528 2,681 5,783 2,961 8,239 2,231 5,834 12,522 18,314 16,129 13,149 13,041 57,319 21,897 11,922 219,578 319,422 539,606 114,567 121,697 661,536 176,433 882,864 237,528 6,702,538
Put 601 851 2,391 3,441 4,871 2,376 4,413 8,907 15,955 4,160 8,063 7,800 1,727 3,660 4,585 9,286 3,806 7,832 1,021 3,797 5,094 2,756 4,107 1,313 2,373 4,816 10,286 18,595 12,778 34,151 18,284 31,012 11,612 25,097 38,893 26,049 13,086 12,650 21,034 99,967 336,004 (continued) 3,454,911 Year-end open interest Year-end open
507 918 Call 3,437 1,430 8,309 2,037 1,312 7,048 3,903 6,702 5,349 1,933 4,701 4,026 8,811 1,297 1,830 8,384 3,027 4,132 2,443 21,373 12,728 13,796 31,270 325,532 3,247,627
110,084 5.29 109,494 176,197 3.92 143,225 0.08 0.07 5.66 263,218 276,388 0.54 0.20 8,036 4,486 0.59 0.13 0.57 0.02 0.43 1.37 62,433 52,134 0.24 0.08 1,488 5,686 0.21 0.38 6,644 9,485 0.53 0.33 1.44 54,983 66,714 0.08 7.91 0.33 0.17 0.11 5,642 7,399 1.08 0.92 1.88 80,464 95,969 0.08 0.09 0.29 0.41 4,840 7,082 0.10 0.06 1,257 1,704 0.08 0.04 2.32 137,561 0.16 0.08 3,415 2,419 % of total 16.25 458,132 424,732 100.00 71,483 18,046 87,674 82,546 49,752 0.05 84,640 67,569 84,803 42,021 91,842 591,668 220,127 644,471 142,613 620,812 468,992 258,866 232,591 414,508 580,773 362,245 363,433 182,278 121,178 317,375 445,199 107,308 173,089 5,750,930 4,266,720 6,160,877 1,488,579 1,564,256 1,179,073 1,005,363 2,042,034 2,522,315 17,678,855
108,813,894 Put Total 8,083 45,469 83,588 47,185 70,340 67,886 42,116 45,255 83,080 18,351 60,195 47,951 50,485 100,431 49,950 38,092 42,337 22,747 87,572 45,910 267,807 299,867 314,852 268,348 519,864 122,297 113,998 234,307 307,732 181,473 846,869 211,739 617,971 584,857 170,364 222,704 2,764,025 2,335,307 3,126,868 4,047,575 8,603,336 1,101,810 8,884,527 53,969,645
Contract volume (contracts) Contract volume Call 9,963 38,119 24,298 74,727 45,558 37,291 99,198 31,401 60,983 36,689 49,946 57,358 29,477 42,466 19,274 85,517 45,932 323,861 149,787 344,604 305,960 200,644 968,715 136,569 118,593 180,201 273,041 180,772 717,387 151,694 561,102 420,506 940,224 147,011 222,495 2,986,905 1,931,413 3,034,009 4,555,761 8,794,328 1,535,857 986,458 54,844,249
4.42 2.78 0.13 0.02 1.07 1.03 0.07 0.57 0.07 0.33 0.00 0.76 2.48 0.18 0.01 0.10 0.19 0.58 0.13 0.58 0.05 0.16 0.08 0.02 0.02 0.56 2.77 0.99 0.06 0.01 0.89 1.77 0.11 0.02 0.02 0.02 1.30 0.10 0.02 % of total 14.90 27.59 100.00 2.53 9.17 5.29 19.49 52.50 54.93 81.85 39.13 62.42 16.67 14.66 49.69 91.02 15.47 16.89 16.73 77.55 17.31 866.18 830.33 457.02 269.53 613.93 143.15 149.64 469.17 108.18 466.80 126.59 451.64 800.18 717.37 3,563.47 2,240.01 1,997.53 2,229.40 1,422.58 1,044.68 80,587.84 22,233.08 Put Total 1.28 6.04 7.86 6.60 3.05 8.28 8.29 9.95 8.04 63.06 108.42 17.69 44.55 82.00 51.53 42.74 466.56 655.36 300.03 246.68 511.22 573.05 403.28 1,694.18 1,397.56 3,812.86 12,010.89 1,288.99 39,801.68 12,671.01
Contract value (HK$mil) Contract value Call 5.18 14.31 1.26 3.13 8.81 8.07 2.24 7.19 8.61 6.79 9.26 45.36 34.81 26.51 28.42 76.39 66.76 37.30 67.64 56.65 18.30 20.83 51.78 74.81 31.06 31.36 18.47 31.22 48.28 36.48 41.07 842.45 399.62 459.37 370.96 267.66 189.37 130.70 138.83 287.36 326.56 234.51 234.67 166.77 204.96 940.40 288.96 376.69 340.68 849.53 641.40 1,869.29 1,342.17 8,198.03 9,562.07 40,786.16 Figures may not add up to total due to rounding.
HKEX Class HSBC HOLDINGS HSBC Total
HSCEI ETF POWER HSCEI HUANENG ICBC ISHARES A50 ISHARES COPPER JIANGXI KINGSOFT KUNLUN ENERGY KUNLUN LENOVO GROUP LENOVO LI & FUNG LINK REIT LINK MEITUAN-W MENGNIU DAIRY MENGNIU CHINA MGM MINSHENG BANK MTR CORPORATION MTR NCI NEW WORLD DEV PETROCHINA PICC GROUP PICC PICC P&C PICC POWER ASSETS POWER PING AN PING PSBC R&F PROPERTIES R&F SANDS CHINA LTD SHK PPT CORP SINOPEC SINOPHARM STANCHART SUNAC SUNNY OPTICAL SUNNY SWIRE PACIFIC A TENCENT TRACKER FUND TRACKER WANT WANT CHINA WHARF HOLDINGS XIAOMI-W YANZHOU COAL YANZHOU ZIJIN MINING ZIJIN HKEX Fact Book 2019 Book Fact HKEX Options contract value, volume and open interest by class, 2019 by class, open interest volume and contract value, Options Note: DERIVATIVES MARKETEQUITY PRODUCTS 169 Dec Dec 7,734,860 6,702,538 Nov Nov 7,494,810 8,271,898 Oct Oct 8,212,892 7,976,026 Sep Sep 7,829,632 7,626,463 Put Put Aug Aug 9,382,951 10,290,521 ul ul 6,774,700 8,201,120 JunJ JunJ 7,438,095 7,893,237 May May 9,481,533 11,760,828 Call Call Apr Apr 9,593,809 8,653,467 Mar Mar 8,579,783 12,500,384 Feb Feb 9,378,651 9,359,853 Jan Jan 9,804,712 8,261,798 0 0 Contracts Contracts 9,000,000 8,000,000 7,000,000 6,000,000 5,000,000 4,000,000 3,000,000 2,000,000 1,000,000 9,000,000 8,000,000 7,000,000 6,000,000 5,000,000 4,000,000 3,000,000 2,000,000 1,000,000 14,000,000 13,000,000 12,000,000 11,000,000 10,000,000 11,000,000 10,000,000 HKEX Fact Book 2019 Book Fact HKEX Month-end Stock Options open interest, 2019 Month-end Stock Options open Monthly Stock Options contract volume, 2019 contract volume, Stock Options Monthly DERIVATIVES MARKETCOMMODITY PRODUCTS 5 7 8 5 45 27 56 16 28 18 14 20 20 16 186 236 191 136 199 534 550 812 891 807 908 170 1,132 1,055 1,028 1,085 1,132 (18/06) (27/12) Period end Period end open interest open interest
915 102 332 219 295 317 356 443 689 338 262 289 289 194 336 458 1,328 1,998 1,173 1,702 1,229 1,699 2,024 2,846 1,906 2,624 2,138 2,508 2,003 2,134 Average Average Contracts Contracts daily volume daily volume Total Total 4,824 5,021 6,649 6,770 9,296 7,426 5,764 6,073 6,064 4,073 6,722 1,170 141 5,105 1,272 25,006 81,768 13,086 55,372 25,801 28,931 25,812 32,288 42,498 54,083 41,941 57,733 44,895 52,678 42,073 42,672 (11/06) (14/08) volume volume 110,763 326,700 491,405
22.0 17.0 21.0 19.0 21.0 19.0 22.0 22.0 21.0 21.0 21.0 20.0 22.0 17.0 21.0 19.0 21.0 19.0 22.0 22.0 21.0 21.0 21.0 20.0 days days 121.0 246.0 246.0 121.0 246.0 246.0 No. of No. of trading trading Highest
Highest Trading in CNH Gold Futures commenced on 10 Jul 2017 Trading in USD Gold Futures commenced on 10 Jul 2017 Year/Month 2017 * 2018 2019 2019 Jan Feb Mar Apr May Jun Jul Aug Sep Oct Nov Dec 2019 (date)
Year/Month 2017 * 2018 2019 2019 Jan Feb Mar Apr May Jun Jul Aug Sep Oct Nov Dec 2019 (date) HKEX Fact Book 2019 Book Fact HKEX CNH Gold Futures – trading statistics, 2017–2019 CNH Gold Futures – trading USD Gold Futures - trading statistics, 2017-2019 trading statistics, Futures - USD Gold * * DERIVATIVES MARKETCOMMODITY PRODUCTS – 0 0 0 0 0 0 0 0 0 0 0 0 0 0 19 405 851 797 556 171 1,124 1,685 1,092 1,146 1,161 1,755 2,035 2,101 1,842 1,865 1,685 (20/09) Period end Period end open interest open interest
0 0 0 0 0 0 0 0 0 0 0 0 0 0 1 45 23 39 70 53 74 77 551 227 235 587 129 122 129 1,082 Average Average Contracts Contracts daily volume daily volume – 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 36 982 468 Total Total 9,517 1,195 1,108 1,399 1,627 4,471 2,705 2,566 2,712 4,370 2,256 18,194 55,944 23,794 12,917 (31/07) volume volume
33.0 22.0 17.0 21.0 19.0 21.0 19.0 22.0 22.0 21.0 21.0 21.0 20.0 22.0 17.0 21.0 19.0 21.0 19.0 22.0 22.0 21.0 21.0 21.0 20.0 33.0 days days 246.0 246.0 246.0 246.0 No. of No. of trading trading
Highest Highest
Trading in Iron Ore Futures – Monthly Contracts commenced on 13 Nov 2017 Trading in Iron Ore Futures – Monthly Contracts commenced Trading in Iron Ore Futures – Quarterly Contracts commenced on 13 Nov 2017
Year/Month 2017 * 2018 2019 2019 Jan Feb Mar Apr May Jun Jul Aug Sep Oct Nov Dec 2019 (date)
2018 2019 2019 Jan Feb Mar Apr May Jun Jul Aug Sep Oct Nov Dec 2019 (date) Year/Month 2017 * HKEX Fact Book 2019 Book Fact HKEX Iron Ore Futures – Monthly Contracts – trading statistics, 2017-2019 – trading Contracts Futures – Monthly Iron Ore * Iron Ore Futures – Quarterly Contracts – trading statistics, 2017-2019 Iron Ore Futures – Quarterly * DERIVATIVES MARKETCOMMODITY PRODUCTS 0 0 0 0 0 1 1 0 0 0 0 0 0 0 0 1 1 3 3 3 2 1 1 0 0 1 0 1 2 20 17 13 75 109 172 (14/11) (12/04) Period end Period end open interest open interest
3 0 0 0 0 0 0 0 0 0 0 0 1 0 2 3 1 1 1 1 2 1 1 1 0 0 0 0 0 7 4 67 50 47 Average Average Contracts Contracts daily volume daily volume 0 0 0 1 2 1 4 0 0 0 0 5 1 5 0 1 3 1 21 13 16 14 24 38 20 12 16 12 17 635 483 651 150 937 Total Total 1,829 16,654 12,394 11,554 (06/11) (15/04) volume volume
22.0 17.0 21.0 19.0 21.0 19.0 22.0 22.0 21.0 21.0 21.0 20.0 22.0 17.0 21.0 19.0 21.0 19.0 22.0 22.0 21.0 21.0 21.0 20.0 days days 246.0 246.0 247.0 247.0 247.0 246.0 246.0 247.0 247.0 247.0 No. of No. of trading trading Highest Highest
2018 2019 2019 Jan Feb Mar Apr May Jun Jul Aug Sep Oct Nov Dec 2019 (date) Year/Month 2015 2016 2017 2018 2019 2019 Jan Feb Mar Apr May Jun Jul Aug Sep Oct Nov Dec 2019 (date)
Year/Month 2015 2016 2017 HKEX Fact Book 2019 Book Fact HKEX CNH London Zinc Mini Futures – trading statistics, 2015-2019 CNH London Zinc Mini Futures CNH London Aluminium Mini Futures – trading statistics, 2015-2019 – trading Mini Futures Aluminium CNH London DERIVATIVES MARKETCOMMODITY PRODUCTS 1 0 0 0 1 0 0 0 0 4 5 0 2 2 0 3 2 0 0 0 0 0 0 0 0 0 0 0 0 0 0 31 16 150 173 (09/08) (16/07) Period end Period end open interest open interest
1 1 0 0 0 0 0 0 0 1 0 1 0 0 0 3 1 0 0 0 0 0 0 0 0 0 0 0 0 0 12 47 14 111 Average Average Contracts Contracts daily volume daily volume 0 1 1 0 0 8 3 2 2 2 7 6 2 0 0 0 0 0 0 2 0 0 0 0 0 1 1 52 18 15 155 325 323 731 124 Total Total 3,354 11,550 27,388 (23/07) (17/07) volume volume
13.0 22.0 17.0 21.0 19.0 21.0 19.0 22.0 22.0 21.0 21.0 21.0 20.0 22.0 17.0 21.0 19.0 21.0 19.0 22.0 22.0 21.0 21.0 21.0 20.0 days days 247.0 247.0 246.0 246.0 247.0 247.0 247.0 246.0 246.0 No. of No. of trading trading Highest
Highest Trading in London Nickel Mini Futures commenced on 14 Dec 2015 Year/Month 2015 * 2016 2017 2018 2019 2019 Jan Feb Mar Apr May Jun Jul Aug Sep Oct Nov Dec 2019 (date)
Year/Month 2015 2016 2017 2018 2019 2019 Jan Feb Mar Apr May Jun Jul Aug Sep Oct Nov Dec 2019 (date) HKEX Fact Book 2019 Book Fact HKEX CNH London Nickel Mini Futures – trading statistics, 2015-2019 CNH London Nickel Mini Futures * CNH London Copper Mini Futures – trading statistics, 2015-2019 – trading statistics, Mini Futures Copper CNH London DERIVATIVES MARKETCOMMODITY PRODUCTS – 0 0 4 0 0 0 0 0 0 0 0 0 0 0 2 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 174 (15/11) Period end Period end open interest open interest
0 0 1 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 Average Average Contracts Contracts daily volume daily volume – 0 7 0 0 0 0 0 0 0 0 0 0 2 8 2 2 2 2 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 12 37 234 Total Total (18/11) volume volume
13.0 22.0 17.0 21.0 19.0 21.0 19.0 22.0 22.0 21.0 21.0 21.0 20.0 13.0 22.0 17.0 21.0 19.0 21.0 19.0 22.0 22.0 21.0 21.0 21.0 20.0 days days 247.0 247.0 246.0 246.0 247.0 247.0 246.0 246.0 No. of No. of trading trading Highest
Highest Trading in London Tin Mini Futures commenced on 14 Dec 2015 Trading in London Tin Mini Futures commenced on 14 Trading in London Lead Mini Futures commenced on 14 Dec 2015 Year/Month 2015 * 2016 2017 2018 2019 2019 Jan Feb Mar Apr May Jun Jul Aug Sep Oct Nov Dec 2019 (date)
Year/Month 2015 * 2016 2017 2018 2019 2019 Jan Feb Mar Apr May Jun Jul Aug Sep Oct Nov Dec 2019 (date) HKEX Fact Book 2019 Book Fact HKEX CNH London Lead Mini Futures – trading statistics, 2015-2019 CNH London Lead Mini Futures CNH London Tin Mini Futures – trading statistics, 2015-2019 statistics, Futures – trading Tin Mini CNH London * * DERIVATIVES MARKETCOMMODITY PRODUCTS – 0 0 0 0 0 0 76 91 76 42 262 102 292 144 262 120 107 160 175 (18/10) (08/11) Period end Period end Period end open interest open interest open interest
0 0 0 0 0 0 43 90 99 63 83 189 282 249 189 104 126 162 Average Average Average Contracts Contracts Contracts daily volume daily volume daily volume – 0 0 0 0 0 0 0 0 647 193 927 385 851 Total Total Total 5,633 5,227 3,959 2,174 2,523 9,246 3,241 2,089 1,319 1,746 19,516 (09/08) (09/08) volume volume volume
20.0 21.0 21.0 21.0 20.0 20.0 21.0 21.0 21.0 20.0 20.0 21.0 21.0 21.0 20.0 days days days 103.0 103.0 103.0 No. of No. of No. of trading trading trading Highest Highest Highest
Trading in USD London Aluminium Mini Futures commenced on 05 Aug 2019 Trading in USD London Aluminium on 05 Aug 2019 Trading in USD London Zinc Mini Futures commenced Trading in USD London Copper Mini Futures commenced on 05 Aug 2019 (date) (date) 2019 2019* 2019 Aug Sep Oct Nov Dec 2019 (date) Year/Month 2019* 2019 Aug Sep Oct Nov Dec 2019
Year/Month
Year/Month 2019* 2019 Aug Sep Oct Nov Dec HKEX Fact Book 2019 Book Fact HKEX USD London Copper Mini Futures – trading statistics, 2019 USD London Copper Mini Futures – trading statistics, USD London Zinc Mini Futures – trading statistics, 2019 USD London Zinc Mini Futures USD London Aluminium Mini Futures – trading statistics, 2019 – trading Mini Futures Aluminium USD London * * * DERIVATIVES MARKETCOMMODITY PRODUCTS – 0 0 0 0 0 0 0 0 0 0 0 0 0 14 24 14 14 14 176 (14/10) (27/12) Period end Period end Period end open interest open interest open interest
2 9 6 6 5 0 1 0 0 0 1 0 0 0 0 0 0 5 Average Average Average Contracts Contracts Contracts daily volume daily volume daily volume – 0 0 0 0 0 0 0 0 0 0 0 37 96 72 31 20 10 10 10 3 180 123 116 552 Total Total Total (12/11) (12/08) volume volume volume
20.0 21.0 21.0 21.0 20.0 20.0 21.0 21.0 21.0 20.0 20.0 21.0 21.0 21.0 20.0 days days days 103.0 103.0 103.0 No. of No. of No. of trading trading trading Highest Highest Highest
Trading in USD London Lead Mini Futures commenced on 05 Aug 2019 Trading in USD London Nickel Mini Futures commenced on 05 Aug 2019 Trading in USD London Nickel 05 Aug 2019 Trading in USD London Tin Mini Futures commenced on 2019 Aug Sep Oct Nov Dec 2019 (date) 2019* 2019 Aug Sep Oct Nov Dec 2019 (date) Year/Month 2019* 2019 Aug Sep Oct Nov Dec 2019 (date)
Year/Month
Year/Month 2019* HKEX Fact Book 2019 Book Fact HKEX USD London Lead Mini Futures – trading statistics, 2019 USD London Tin Mini Futures – trading statistics, 2019 USD London Tin Mini Futures USD London Nickel Mini Futures – trading statistics, 2019 – trading statistics, Mini Futures Nickel USD London * * * DERIVATIVES MARKETCURRENCY PRODUCTS 177 3,113 5,625 1,643 5,489 5,511 4,029 4,312 4,230 2,990 3,308 4,057 4,140 4,055 3,978 1,643 6,112 23,046 45,635 24,483 30,797 23,196 34,520 37,066 32,865 33,972 32,841 31,732 28,615 26,219 25,039 25,737 24,978 23,196 (13/02) (11/01) Period end Period end (contracts) open interest open interest 54 63 75 82 39 68 62 32 92 88 27 50 32 122 Average
daily volume 1,062 7,135 7,882 2,181 2,966 7,598 9,511 8,835 6,053 9,924 5,306 8,441 6,182 5,768 5,888 10,782 10,616 Average Contracts daily volume 825 705 561 634 510 Total 1,659 1,388 1,289 2,257 107 1,181 2,032 1,852 1,046 10,473 30,067 15,429 (06/09) volume
Total Put 571 405 378 221 581 762 246 726 106 24,345 37,595 Volume (contracts) (05/08) volume 262,433 538,594 732,569 167,163 161,693 185,533 114,998 208,398 204,853 116,727 233,556 177,254 129,817 121,131 117,768 1,462 7,319 1,056 1,522 13,496 1,755,130 1,938,891
603 817 420 911 960 124 330 315 320 528 Call 9,011 8,110 1,512 745 1,270 16,571
22.0 17.0 21.0 19.0 21.0 19.0 22.0 22.0 21.0 21.0 21.0 20.0 days
247.0 247.0 247.0 246.0 246.0 No. of trading 22.0 17.0 21.0 19.0 21.0 19.0 22.0 22.0 21.0 21.0 21.0 20.0 days 195.0 246.0 246.0 No. of trading
Highest May Highest (date) Trading in RMB Currency Options - USD/CNH Options commenced on 20 Mar 2017
Year/Month 2015 2016 2017 2018 2019 2019 Jan Feb Mar Apr May Jun Jul Aug Sep Oct Nov Dec 2019 (date) Year/Month 2017 * 2018 2019 2019 Jan Feb Mar Apr
Jun Jul Aug Sep Oct Nov Dec 2019
HKEX Fact Book 2019 Book Fact HKEX RMB Currency Options – USD/CNH Options – trading statistics, 2017-2019 RMB Currency Options – USD/CNH
RMB Currency Futures – USD/CNH Futures – trading statistics, 2015-2019 statistics, Futures – trading – USD/CNH Futures RMB Currency * DERIVATIVES MARKETCURRENCY PRODUCTS 6 61 27 61 51 23 98 67 120 239 180 170 240 190 160 190 117 197 606 110 369 289 186 173 238 477 280 215 265 159 149 110 178 (28/08) (09/01) Period end Period end open interest open interest
4 9 5 9 8 3 2 6 7 9 4 23 15 11 11 71 11 20 44 19 27 16 13 13 36 60 56 110 135 135 112 101 Average Average Contracts Contracts daily volume daily volume 78 91 88 502 312 230 190 192 249 202 245 336 166 837 390 485 952 207 586 345 280 277 251 677 Total Total 1,500 2,291 4,689 1,750 8,956 2,426 2,287 2,833 2,136 2,128 1,063 14,656 (07/05) (21/02) volume volume
22.0 22.0 21.0 21.0 21.0 20.0 21.0 19.0 22.0 17.0 21.0 19.0 22.0 17.0 21.0 19.0 21.0 19.0 22.0 22.0 21.0 21.0 21.0 20.0 days days 246.0 246.0 149.0 247.0 149.0 247.0 246.0 246.0 No. of No. of trading trading Highest
Highest Trading in RMB Currency Futures - JPY/CNH Futures commenced on 30 May 2016 Trading in RMB Currency Futures - EUR/CNH Futures commenced on 30 May 2016 Trading in RMB Currency Futures - EUR/CNH Futures commenced
(date) Jul Aug Sep Oct Nov Dec 2019 May Jun 2018 2019 2019 Jan Feb Mar Apr Year/Month 2016 * 2017 (date)
Year/Month 2016 * 2017 2018 2019 2019 Jan Feb Mar Apr May Jun Jul Aug Sep Oct Nov Dec 2019 HKEX Fact Book 2019 Book Fact HKEX RMB Currency Futures – JPY/CNH Futures – trading statistics, 2016 - 2019 RMB Currency Futures – JPY/CNH RMB Currency Futures – EUR/CNH Futures – trading statistics, 2016-2019 statistics, Futures – trading – EUR/CNH Futures RMB Currency * * DERIVATIVES MARKETCURRENCY PRODUCTS 9 8 26 67 92 116 193 160 215 165 100 125 130 130 107 116 591 712 604 179 1,494 1,024 1,077 1,182 1,032 1,147 1,096 1,431 1,393 1,160 1,139 1,093 1,024 (17/06) (09/08) Period end Period end open interest open interest
5 5 8 8 9 9 4 1 2 27 13 30 21 26 33 26 13 11 34 93 95 33 48 50 48 92 82 64 61 60 90 107 Average Average Contracts Contracts daily volume daily volume 73 88 108 458 252 186 652 168 196 181 387 243 400 571 727 551 278 229 409 Total Total 1,304 8,277 1,949 1,799 2,255 4,867 2,029 1,402 1,346 1,151 1,266 1,809 1,612 1,482 11,939 12,214 11,759 (07/05) (09/12) volume volume
22.0 17.0 21.0 19.0 21.0 19.0 22.0 22.0 21.0 21.0 21.0 20.0 22.0 17.0 21.0 19.0 21.0 19.0 22.0 22.0 21.0 21.0 21.0 20.0 days days 246.0 246.0 149.0 247.0 246.0 246.0 149.0 247.0 No. of No. of trading trading Highest Highest
Trading in RMB Currency Futures - AUD/CNH Futures commenced on 30 May 2016 Trading in RMB Currency Futures - AUD/CNH Futures Trading in RMB Currency Futures - CNH/USD Futures commenced on 30 May 2016 (date) 2018 2019 2019 Jan Feb Mar Apr May Jun Jul Aug Sep Oct Nov Dec 2019 Year/Month 2016 * 2017 2018 2019 2019 Jan Feb Mar Apr May Jun Jul Aug Sep Oct Nov Dec 2019 (date)
Year/Month 2016 * 2017 HKEX Fact Book 2019 Book Fact HKEX RMB Currency Futures – CNH/USD Futures – trading statistics, 2016-2019 RMB Currency Futures – CNH/USD RMB Currency Futures – AUD/CNH Futures – trading statistics, 2016-2019 statistics, Futures – trading – AUD/CNH Futures RMB Currency * * DERIVATIVES MARKETCURRENCY PRODUCTS – 0 0 0 175 270 175 180 (20/11) Period end Period end open interest open interest
0 0 0 278 379 178 Average Average Contracts Contracts daily volume daily volume 6 6 0 6 0 940 766 Total Total 7,580 3,550 11,130 (20/11) (14/11) volume volume
40.0 20.0 20.0 40.0 20.0 20.0 days days No. of No. of trading trading Highest
Highest Trading in INR Currency Futures - INR/CNH Futures commenced on 04 Nov 2019 Trading in INR Currency Futures - INR/CNH Futures commenced Trading in INR Currency Futures - INR/USD Futures commenced on 04 Nov 2019 Trading in INR Currency Futures 2019* 2019 Nov Dec 2019 (date) (date) Year/Month
Year/Month 2019* 2019 Nov Dec 2019 HKEX Fact Book 2019 Book Fact HKEX INR Currency Futures – INR/CNH Futures – trading statistics, 2019 INR Currency Futures – INR/CNH INR Currency Futures – INR/USD Futures – trading statistics, 2019 statistics, Futures – trading – INR/USD Futures INR Currency * * DERIVATIVES MARKET Record high of futures and options products (up to 31 December 2019)
Daily Volume Open Interest
Products Contracts Date Contracts Date
Hang Seng Index Futures 422,450 2018 10 26 206,082 2017 06 27 Mini Hang Seng Index Futures 215,927 2018 02 07 22,321 2018 10 26 HSI (Gross Total Return Index) Futures 15 2019 03 27 27 2019 05 07 HSI (Net Total Return Index) Futures 29 2019 05 29 38 2019 05 30 Hang Seng China Enterprises Index Futures 477,061 2019 02 25 635,051 2018 12 27 Mini-Hang Seng China Enterprises Index Futures 76,471 2018 02 06 16,436 2014 12 11 HSCEI (Gross Total Return Index) Futures 10 2019 10 30 10 2019 11 28
HSCEI (Net Total Return Index) Futures 10 2019 10 30 10 2019 11 28 HISTORICAL SECTION HSI Dividend Point Index Futures 3,000 2012 08 01 13,902 2017 12 28 HSCEI Dividend Point Index Futures 27,501 2017 02 14 184,626 2016 12 13 HSI Volatility Index Futures 105 2015 05 29 140 2012 05 16 Hang Seng Index Options 133,419 2019 08 26 594,941 2017 11 28 Weekly Hang Seng Index Options 7,335 2019 11 29 7,674 2019 11 15 Mini Hang Seng Index Options 36,928 2019 08 26 66,588 2019 08 28 Flexible Hang Seng Index Options 4,730 2013 01 08 17,878 2012 11 02 Hang Seng China Enterprises Index Options 232,994 2018 02 09 3,749,790 2018 11 28 Weekly Hang Seng China Enterprises Index Options 4,318 2019 11 18 7,162 2019 11 08 Mini-Hang Seng China Enterprises Index Options 11,728 2018 02 09 34,635 2019 09 26 Flexible Hang Seng China Enterprises Index Options 5,770 2011 09 26 44,480 2015 06 26 MSCI AC Asia ex Japan NTR Index Futures 56,378 2019 12 16 46,698 2019 09 17 CES China 120 Index Futures 2,086 2013 08 26 1,178 2014 05 27 Hang Seng Mainland Oil & Gas Index Futures 911 2019 01 11 593 2019 08 09 Hang Seng Mainland Banks Index Futures 584 2019 08 29 548 2019 01 24 Hang Seng Mainland Properties Index Futures 553 2018 06 26 371 2019 02 14 IBOVESPA Futures 5 2012 05 21 5 2012 06 14 MICEX Index Futures 5 2012 05 17 6 2012 06 18 FTSE/JSE Top40 Futures 0 2019 12 31 0 2019 12 31 Stock Futures 27,966 2007 03 28 47,050 2013 03 27 Stock Options 1,221,324 2015 04 13 13,725,731 2018 03 27 3-month HIBOR Futures1 10,514 2002 04 04 80,964 2001 11 15 1-month HIBOR Futures2 800 2001 01 09 3,250 2001 04 12 RMB Currency Futures - USD/CNH Futures 24,345 2019 08 05 46,711 2017 01 04 RMB Currency Options - USD/CNH Options 1,529 2018 08 28 10,827 2018 09 14 RMB Currency Futures - EUR/CNH Futures 431 2018 08 16 1,038 2018 09 06 RMB Currency Futures - JPY/CNH Futures 192 2019 05 07 491 2018 09 10 RMB Currency Futures - AUD/CNH Futures 387 2019 05 07 243 2019 06 17 RMB Currency Futures - CNH/USD Futures 1,612 2019 12 09 1,703 2017 01 12 INR Currency Futures - INR/USD Futures 940 2019 11 14 766 2019 11 20 INR Currency Futures - INR/CNH Futures 6 2019 11 20 0 2019 12 31 USD Gold Futures 5,670 2018 01 11 1,272 2019 12 27 CNH Gold Futures 2,251 2017 10 31 829 2017 10 11 Iron Ore Futures – Monthly Contracts 4,370 2019 07 31 2,256 2019 09 20 Iron Ore Futures – Quarterly Contracts 15 2017 12 18 19 2018 03 29 CNH London Aluminium Mini Futures 544 2015 10 20 354 2015 02 10 CNH London Zinc Mini Futures 562 2015 12 02 715 2015 12 04 CNH London Copper Mini Futures 770 2014 12 03 1,412 2014 12 11 CNH London Lead Mini Futures 21 2017 08 18 21 2017 11 13 CNH London Nickel Mini Futures 453 2016 07 07 150 2016 01 18 CNH London Tin Mini Futures 6 2016 07 05 9 2016 07 05 USD London Aluminium Mini Futures 647 2019 08 09 193 2019 10 18 USD London Zinc Mini Futures 0 2019 12 31 0 2019 12 31 USD London Copper Mini Futures 927 2019 08 09 385 2019 11 08 USD London Lead Mini Futures 0 2019 12 31 0 2019 12 31 USD London Nickel Mini Futures 72 2019 11 12 31 2019 10 14 USD London Tin Mini Futures 10 2019 08 12 3 2019 12 27
1 The size of 3-Month HIBOR futures contracts was increased to 5 times the original size starting from 27 May 2002 2 The size of 1-Month HIBOR futures contracts was increased to 5 times the original size starting from 27 May 2002
HKEX Fact Book 2019 181 LME COMMODITIES MARKET Futures of LME commodities – trading volumes, 2019
Volume (Lot)
Futures 2018 2019 YTD Diff
AH Aluminium High Grade 65,574,126 66,082,530 0.8% AA Aluminium Alloy 57,478 61,856 7.6% CA Copper A Grade 38,599,069 35,641,483 -7.7% PB Lead 13,437,086 11,918,349 -11.3% NI Primary Nickel 24,011,101 24,546,323 2.2% SN Tin 1,272,723 1,334,196 4.8% ZS Special High Grade Zinc 33,430,054 29,803,503 –10.8% NA North American Special Aluminium Alloy 257,996 217,531 -15.7% MX LMEX – – – FM Steel Mediterranean Billet – – – CO Cobalt 12,932 9,595 –25.8% MO Molybdenum – – – MC LMEmini Copper A Grade – – – MA LMEmini Primary Aluminium – – – MZ LMEmini Special High Grade Zinc – – – OA Primary Aluminium Monthly Average Future 8,114 25,173 210.2% OL Aluminium Alloy Monthly Average Future – – – OC Copper Monthly Average Future 17,235 28,054 62.8% OP Lead Monthly Average Future 606 819 35.1% ON Nickel Monthly Average Future 198 113 -42.9% OS Tin Monthly Average Future – 23 N/A OZ Zinc Monthly Average Future 6,355 14,459 127.5% OM NASAAC Monthly Average Future – – – XG OTC Silver – – – AG Silver 148,566 70,800 -52.3% XU OTC Gold – – – AE Aluminium Premium Future East Asia – – – AN Aluminium Premium Future Extended US – – – AS Aluminium Premium Future South East Asia – – – AW Aluminium Premium Future Western Europe – – – SC Steel Scrap 484,843 324,550 -33.1% SR Steel Rebar 54,297 60,250 11.0% AU Gold 732,188 269,933 -63.1% HU LME Steel HRC N. America (Platts) – 28,315 N/A HE LME Steel HRC N. Europe (Platts) – – – HC LME Steel HRC FOB China (Argus) – 45,884 N/A UP LME Aluminium Premium Duty Paid US Midwest (Platts) – 939 N/A AM LME Alumina (CRU/Fastmarkets MB) – 920 N/A EA LME Aluminium Premium Duty Unpaid European (Fastmarkets MB) – – – MD LME Molybdenum (Platts) – – – CB LME Cobalt (Fastmarkets MB) – – –
Total 178,104,967 170,485,598 -4.3%
Sizes of lots:
20 tonnes: Aluminium Alloy and NASAAC 6 tonnes: Nickel 5 tonnes: Tin 65 tonnes: Steel 25 tonnes: all other metals 5 tonnes: LMEmini Copper, Aluminium and Zinc 10 tonnes: Steel scrap and rebar
HKEX Fact Book 2019 182 LME COMMODITIES MARKET Options of LME commodities – trading volumes, 2019
Volume (Lot)
Options 2018 2019 YTD Diff
AH Aluminium High Grade 3,083,333 2,018,103 -34.5% AA Aluminium Alloy 120 – -100.0% CA Copper A Grade 1,675,489 1,424,598 -15.0% PB Lead 209,498 332,044 58.5% NI Primary Nickel 606,017 718,052 18.5% SN Tin 570 560 -1.8% ZS Special High Grade Zinc 906,392 1,117,435 23.3% NA North American Special Aluminium Alloy 10 60 500.0%
Total 6,481,429 5,610,852 -13.4%
Sizes of lots:
20 tonnes: Aluminium Alloy and NASAAC 6 tonnes: Nickel 5 tonnes: Tin 65 tonnes: Steel 25 tonnes: all other metals 5 tonnes: LMEmini Copper, Aluminium and Zinc 10 tonnes: Steel scrap and rebar
TAPOs of LME commodities – trading volumes, 2019
Volume (Lot)
TAPOs 2018 2019 YTD Diff
AH Aluminium High Grade 162,831 73,390 -54.9% AA Aluminium Alloy – – – CA Copper A Grade 50,056 25,367 -49.3% PB Lead 2,399 13,630 468.2% NI Primary Nickel 7,950 14,176 78.3% SN Tin – 60 100.0% ZS Special High Grade Zinc 6,427 8,296 29.1% NA North American Special Aluminium Alloy – – –
Total 229,663 134,919 -41.3%
Sizes of lots:
20 tonnes: Aluminium Alloy and NASAAC 6 tonnes: Nickel 5 tonnes: Tin 65 tonnes: Steel 25 tonnes: all other metals 5 tonnes: LMEmini Copper, Aluminium and Zinc 10 tonnes: Steel scrap and rebar
HKEX Fact Book 2019 183 LME COMMODITIES MARKET Futures and options of LME commodities – trading volumes, 2019
Volume (Lot)
Futures, Options and TAPOs 2018 2019 YTD Diff
AH Aluminium High Grade 68,820,290 68,174,023 -0.9% AA Aluminium Alloy 57,598 61,856 7.4% CA Copper A Grade 40,324,614 37,091,448 -8.0% PB Lead 13,648,983 12,264,023 -10.1% NI Primary Nickel 24,625,068 25,278,551 2.7% SN Tin 1,273,293 1,334,816 4.8% ZS Special High Grade Zinc 34,342,873 30,929,234 -9.9% NA North American Special Aluminium Alloy 258,006 217,591 -15.7% MX LMEX – – – FM Steel Mediterranean Billet – – – CO Cobalt 12,932 9,595 -25.8% MO Molybdenum – – – MC LMEmini Copper A Grade – – – MA LMEmini Primary Aluminium – – – MZ LMEmini Special High Grade Zinc – – – OA Primary Aluminium Monthly Average Future 8,114 25,173 210.2% OL Aluminium Alloy Monthly Average Future – – – OC Copper Monthly Average Future 17,235 28,054 62.8% OP Lead Monthly Average Future 606 819 35.1% ON Nickel Monthly Average Future 198 113 -42.9% OS Tin Monthly Average Future – 23 N/A OZ Zinc Monthly Average Future 6,355 14,459 127.5% OM NASAAC Monthly Average Future – – – XG OTC Silver – – – AG Silver 148,566 70,800 -52.3% XU OTC Gold – – – AE Aluminium Premium Future East Asia – – – AN Aluminium Premium Future Extended US – – – AS Aluminium Premium Future South East Asia – – – AW Aluminium Premium Future Western Europe – – – SC Steel Scrap 484,843 324,550 -33.1% SR Steel Rebar 54,297 60,250 11.0% AU Gold 732,188 269,933 -63.1% HU LME Steel HRC N. America (Platts) – 28,315 N/A HE LME Steel HRC N. Europe (Platts) – – – HC LME Steel HRC FOB China (Argus) – 45,884 N/A UP LME Aluminium Premium Duty Paid US Midwest (Platts) – 939 N/A AM LME Alumina (CRU/Fastmarkets MB) – 920 N/A EA LME Aluminium Premium Duty Unpaid European (Fastmarkets MB) – – – MD LME Molybdenum (Platts) – – – CB LME Cobalt (Fastmarkets MB) – – –
Grand Totals 184,816,059 176,231,369 -4.6%
Sizes of lots:
20 tonnes: Aluminium Alloy and NASAAC 6 tonnes: Nickel 5 tonnes: Tin 65 tonnes: Steel 25 tonnes: all other metals 5 tonnes: LMEmini Copper, Aluminium and Zinc 10 tonnes: Steel scrap and rebar
HKEX Fact Book 2019 184 CLEARING STATISTICS 185 1.60 2.15 1.46 3.23 3.82 1.16 1.76 1.73 2.71 0.26 0.65 1.23 1.83 0.79 2.53 93.10 88.31 99.50 96.37 99.59 95.97 88.83 92.20 95.58 98.42 93.83 91.33 94.49 95.14 85.43 97.09 29.28 99.98 99.99 99.99 99.99 99.98 99.97 99.99 99.99 99.99 99.99 99.96 99.98 99.99 100.00 100.00 100.00 100.00 100.00 100.00 % of market 373 894 415 475 587 1,247 1,836 1,103 2,554 6,207 1,313 2,252 2,390 4,220 1,249 2,152 1,073 Thousand) Thousand) trades 30,121 34,526 37,928 36,688 51,753 39,489 49,012 67,260 57,883 62,562 51,096 35,396 45,961 46,000 37,283 47,090 75,529 79,281 75,655 75,597 86,086 68,464 82,023 97,019 88,007 86,833 87,974 66,820 Value of 145,465 103,828 110,170 105,338 107,157 102,602 (US$ (RMB 8.74 4.71 8.43 2.65 2.57 7.39
99.33 97.85 99.94 99.49 99.97 99.23 98.25 99.08 99.39 99.79 99.28 98.36 99.17 99.40 99.73 99.73 13.49 17.75 13.84 27.61 17.23 12.34 11.57 10.77 17.95 47.85 100.00 100.00 100.00 100.00 100.00 100.00 100.00 100.00 100.00 100.00 100.00 100.00 100.00 100.00 100.00 100.00 100.00 100.00 100.00 turnover (HK$mil) turnover % of market 72 37 35 90 16 136 208 135 326 226 150 122 573 111 178 164 111 (mil) 4,007 3,166 4,296 3,710 6,671 4,241 5,541 6,653 4,780 6,089 6,377 4,355 4,970 5,598 5,024 5,930 No. of shares 11,347 166,133 181,750 206,319 193,601 195,138 232,307 225,641 264,009 261,845 328,319 358,243 339,241 244,700 226,201 180,007 186,165 216,793
99.83 99.67 99.84 99.98 99.89 99.76 99.82 99.84 99.95 99.81 99.82 99.85 99.88 99.48 99.95 49.72 57.69 56.24 74.34 55.80 34.12 19.63 22.94 22.86 18.58 14.36 22.23 37.96 32.78 32.32 77.44 trades 100.00 100.00 100.00 100.00 100.00 100.00 100.00 100.00 100.00 100.00 100.00 100.00 100.00 100.00 100.00 100.00 100.00 100.00 100.00 100.00 % of Exchange 99 26 31 37 28 19 43 94 43 25 20 16 trades 519 496 546 554 670 647 675 730 624 818 572 437 607 600 568 658 130 117 315 141 112 (Thousand) (Thousand)
1,201 No. of 1,211,259 1,327,452 1,271,082 1,325,506 1,490,224 1,233,320 1,390,696 1,635,838 1,643,504 1,707,516 1,708,612 1,535,153 1,452,146 1,596,128 1,239,552 1,080,339 1,396,636 CCASS Dec Nov Oct Sep Aug Jul Jun May Apr Mar Feb 2019 Jan 2019 2018 2017 2016
RMB 2015 Dec Nov Oct Sep Aug Jul Jun May Apr Mar Feb 2019 Jan 2019 2018 2017 2016
USD 2015 Dec Nov Oct Sep Aug Jul Jun May Apr Mar Feb 2019 Jan 2019 2018 2017 2016 HKD 2015
Year/month HKEX Fact Book 2019 Book Fact HKEX Average daily stock exchange trades processed in CCASS processed exchange trades daily stock Average trades) and cross isolated trades CNS trades, (including CLEARING STATISTICS 186 89,108 82,125 78,176 83,812 99,931 42,574 38,069 27,552 96,951 49,739 99,060 38,602 93,375 55,825 78,688 51,441 32,469 38,089 25,573 175,067 201,857 116,910 132,183 198,815 136,042 144,107 118,466 129,377 136,718 143,363 204,529 194,918 128,800 247,644 238,570 205,438 227,137 225,658 196,106 249,409 283,746 282,795 258,621 244,734 204,367 237,629 265,689 220,093 181,400 253,288 1,001,536 (HK$mil) SIs by value (US$ Thousand) (RMB Thousand) 9,655 8,189 8,050 8,357 11,781 11,693 21,598 11,799 13,769 19,443 16,635 19,877 16,749 11,235 14,344 16,512 16,334 17,912 58,063 21,044 12,330 34,776 23,128 14,436 22,975 72,901 29,633 59,373 18,490 26,243 20,313 10,747 10,929 17,637 43,410 40,403 35,118 39,241 43,067 40,625 50,427 52,544 50,409 47,817 49,981 45,983 44,722 50,241 47,970 46,735 55,847 (mil) (Thousand) (Thousand) SIs by shares 77 73 81 77 89 76 87 89 96 98 83 85 91 93 83 93 95 86 89 79 64 70 103 130 129 108 100 143 110 110 123 115 108 100
94,620 93,371 84,341 86,703 93,103 84,831 91,456 93,910 94,758 92,287 83,047 102,345 105,562 104,264 106,730 102,842 100,829 Number of SIs Dec Nov Oct Sep Aug Jul Jun May Apr Mar Feb 2019 Jan 2019 2018 2017 2016 RMB 2015
Dec Nov Oct Sep Aug Jul Jun May Apr Mar Feb 2019 Jan 2019 2018 2017 2016 USD 2015 Dec Nov Oct Sep Aug Jul Jun May Apr Mar Feb 2019 Jan 2019 2018 2017 2016 HKD 2015
Year/month HKEX Fact Book 2019 Book Fact HKEX Average Daily Settlement Instructions (SIs) settled in CCASS (SIs) settled Instructions Daily Settlement Average are counted) receiving SIs and (both delivering CLEARING STATISTICS 187 7 0 0 0 0 0 0 0 7 0 4 6 2 2 87 93 250 168 119 104 324 512 319 479 243 166 971 437 758 699 320 100 664 705 100 115 195 420 134 291 125 106 116 108 158 210 264 136 194 1,841 2,077 Thousand) Thousand) (HK$mil) ISIs by Value (US$ (RMB 1 0 0 0 0 0 0 0 1 0 1 1 0 1 6 1 7 59 47 35 24 86 67 88 39 41 76 42 33 35 18 27 82 51 36 87 148 529 295 116 227 662 214 211 189 958 159 150 133 182 134 (mil) ISIs by shares 1 1 1 1 1 1 1 1 2 1 3 1 1 1 1 1 1 0 0 0 0 0 0 0 0 1 0 1 0 0 0 0 0 0 236 203 201 214 256 193 213 248 279 271 271 217 232 304 336 276 442 Number of (Thousand) (Thousand) Dec Nov Oct Sep Aug Jul Jun May Apr Mar Feb 2019 Jan 2019 2018 2017 2016
RMB 2015 Dec Nov Oct Sep Aug Jul Jun May Apr Mar Feb 2019 Jan 2019 2018 2017 2016
USD 2015 Dec Nov Oct Sep Aug Jul Jun May Apr Mar Feb 2019 Jan 2019 2018 2017 2016 HKD 2015 ISIs Year/month
HKEX Fact Book 2019 Book Fact HKEX Average Daily Investor Settlement Instructions (ISIs) settled in CCASS (ISIs) settled Instructions Settlement Daily Investor Average ISIs are counted) (one sided CLEARING STATISTICS 188 99.99 99.99 99.99 99.99 99.99 99.99 99.99 99.99 99.99 99.99 99.99 99.99 99.99 99.99 99.99 99.99 99.99 99.23 99.64 99.21 99.29 98.62 98.10 95.82 99.55 98.94 99.89 99.94 99.95 99.82 91.29 95.05 99.63 99.71 99.07 99.94 99.95 99.94 100.00 100.00 100.00 100.00 100.00 100.00 100.00 100.00 100.00 100.00 100.00 100.00 100.00 S + 1 day Settlement Efficiency (%) Settlement Efficiency S day 99.92 99.91 99.91 99.90 99.92 99.94 99.93 99.88 99.93 99.92 99.92 99.91 99.92 99.91 99.94 99.92 99.93 98.57 99.54 99.38 98.36 98.33 96.98 97.12 94.48 99.72 97.95 99.44 97.26 99.54 97.66 99.40 99.33 99.73 99.78 98.84 91.03 94.49 99.39 99.36 98.61 99.69 99.88 99.77 99.95 99.87 99.89 99.29 99.83 100.00 100.00
Year/month HKD 2015 2016 2017 2018 2019 2019 Jan Feb Mar Apr May Jun Jul Aug Sep Oct Nov Dec USD 2015 2016 2017 2018 2019 2019 Jan Feb Mar Apr May Jun Jul Aug Sep Oct Nov Dec RMB 2015 2016 2017 2018 2019 2019 Jan Feb Mar Apr May Jun Jul Aug Sep Oct Nov Dec HKEX Fact Book 2019 Book Fact HKEX Average daily settlement efficiency of CNS stock positions of CNS stock efficiency daily settlement Average CLEARING STATISTICS 189 7.70 4.42 7.07 28.53 32.16 26.82 29.51 39.22 29.65 34.69 39.36 36.04 40.95 32.09 32.34 33.46 32.70 25.68 33.47 46.83 34.24 25.57 35.71 19.32 40.51 10.56 17.48 23.52 24.24 33.33 23.49 15.70 26.82 16.44 93.00 93.76 95.06 93.76 93.94 95.10 94.38 94.87 94.29 94.82 95.80 95.80 94.54 93.15 91.37 92.94 92.35 Netting efficiency 43 53 59 24 182 317 172 467 202 211 109 196 164 165 193 144 167 5,513 4,279 6,333 5,128 7,504 5,610 7,132 8,221 6,032 7,025 8,334 5,598 6,360 7,091 7,200 7,305 11,369 22,515 22,537 20,276 22,153 23,512 22,534 25,152 27,097 29,708 33,818 29,822 27,329 25,436 30,152 30,220 25,185 32,503 for settlement No. of shares due No. of shares (%) (%) (Thousand) (%) (%) (Thousand) (%) (mil) (%) 89.06 88.22 88.61 88.87 88.91 89.81 89.96 89.66 88.42 90.67 88.79 86.97 88.99 88.02 88.53 90.46 92.04 76.59 85.86 83.31 92.18 84.95 66.60 56.70 59.44 59.72 66.09 52.53 68.46 71.55 62.66 57.61 49.85 52.34 96.68 97.00 97.00 97.09 97.34 96.86 97.12 97.33 97.09 97.07 97.16 97.17 97.07 97.01 96.42 96.55 96.55 Netting efficiency 9 8 93 98 98 27 28 27 25 27 17 15 17 19 15 14 14 20 15 10 103 102 123 102 109 120 121 115 100 107 122 111 109 149
positions 74,390 75,050 71,752 72,429 74,963 73,119 75,989 82,011 90,826 95,229 91,203 83,071 79,752 89,967 83,953 69,913 88,733 No. of CNS stock Dec Nov Oct Sep Aug Jul Jun May Apr Mar Feb 2019 Jan 2019 2018 2017 2016 RMB 2015
Dec Nov Oct Sep Aug Jul Jun May Apr Mar Feb 2019 Jan 2019 2018 2017 2016 USD 2015
Dec Nov Oct Sep Aug Jul Jun May Apr Mar Feb 2019 Jan 2019 2018 2017 2016 HKD 2015 Year/month
HKEX Fact Book 2019 Book Fact HKEX Average daily netting efficiency of CNS trades efficiency daily netting Average share quantity positions and – in stock CLEARING STATISTICS 190 9.45 (%) (%) (%) 45.49 42.71 46.79 43.39 58.10 43.22 46.05 48.78 54.42 63.16 58.24 48.47 50.92 52.82 45.91 51.77 58.81 44.18 37.37 46.13 27.78 40.19 20.26 22.62 11.32 12.37 29.21 30.22 69.24 34.87 30.00 82.25 22.94 89.37 90.02 91.08 91.12 88.76 91.62 90.74 90.98 91.90 91.97 92.68 91.50 91.02 90.98 91.29 89.80 91.05 efficiency Funds netting 398 280 919 511 819 368 721 1,451 2,099 1,084 3,254 1,578 1,706 1,102 1,959 1,593 1,477 35,738 39,123 39,617 41,045 42,535 44,103 52,381 68,262 52,422 45,519 44,445 36,085 45,064 41,763 39,415 44,420 16,618 14,673 12,298 12,396 18,178 10,711 14,169 16,351 15,621 16,615 15,414 14,050 14,714 18,330 14,352 12,762 17,484 119,848 after netting (US$ Thousand) (RMB Thousand) Money obligations 562 401 731 477 796 2,600 3,352 2,013 4,506 2,638 2,140 1,424 2,209 1,818 2,989 2,268 4,611 65,561 68,293 74,453 72,509 77,674 97,092 70,022 91,808 88,516 72,865 92,092 101,505 133,271 115,021 123,562 106,427 290,955 156,326 146,985 137,869 139,530 161,731 127,862 153,096 181,220 192,927 206,932 210,438 165,216 163,886 203,196 164,752 125,157 195,299 (HK$mil) (HK$mil) (US$ Thousand) (RMB Thousand) from novated contracts from novated Money obligations arising Money obligations Dec Nov Oct Sep Aug Jul Jun May Apr Mar Feb 2019 Jan 2019 2018 2017 2016 RMB 2015
Dec Nov Oct Sep Aug Jul Jun May Apr Mar Feb 2019 Jan 2019 2018 2017 2016 USD 2015
Dec Nov Oct Sep Aug Jul Jun May Apr Mar Feb 2019 Jan 2019 2018 2017 2016 HKD 2015 Year/month
HKEX Fact Book 2019 Book Fact HKEX Average daily netting efficiency of CNS Trades efficiency daily netting Average obligations – in money CLEARING STATISTICS 191 0 1 0 0 0 3 0 0 1 0 0 0 6 3 1 1 1 210 131 136 767 280 214 107 859 331 154 149 352 4,956 2,513 1,462 5,446 6,646 3,786 4,617 2,525 7,153 8,884 4,192 3,143 4,888 5,703 4,952 4,418 7,105 60,503 47,995 15,213 16,209 10,477 Value of (HK$mil) transactions (US$ Thousand) (RMB Thousand) 0 1 0 0 0 5 0 0 2 0 0 1 7 5 1 1 1 64 40 42 86 63 32 98 46 45 239 260 769 474 106 1,490 1,641 1,788 2,523 1,196 1,593 1,615 2,191 2,701 1,601 2,452 1,909 1,242 2,096 1,910 2,671 2,898 3,630 3,500
18,169 (Thousand) (Thousand) No. of shares 2 1 2 2 2 1 2 2 2 2 2 1 2 2 2 2 2 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 0 648 569 608 524 569 587 517 505 686 631 549 536 577 753 830 582 1,099
No. of (mil) transactions Dec Nov
Oct Sep Aug Jul Jun May Apr Mar Feb 2019 Jan 2019 2018 2017 2016 RMB 2015
Dec Nov Oct Sep Aug Jul Jun May Apr Mar Feb 2019 Jan 2019 2018 2017 2016 USD 2015
Dec Nov Oct Sep Aug Jul Jun May Apr Mar Feb 2019 Jan 2019 2018 2017 2016
Year/month HKD 2015
HKEX Fact Book 2019 Book Fact HKEX Average daily transactions handled by CCASS depository by CCASS handled daily transactions Average counted) are transactions and withdrawal (both deposit CLEARING STATISTICS 192 6.82 5.74 6.65 6.37 7.95 6.27 6.31 6.17 6.56 6.83 7.26 7.50 7.26 7.33 7.40 7.58 7.95 56.58 56.60 58.70 58.78 56.79 58.67 59.17 60.09 60.39 60.24 60.29 60.77 60.89 60.46 60.56 56.45 56.79 99.91 99.92 99.94 99.94 99.95 99.94 99.94 99.94 99.93 99.93 99.93 99.94 99.94 99.97 99.97 99.94 99.95 % of market capitalisation of capitalisation admitted securities
2,991,506 3,752,899 4,636,148 4,741,879 4,475,349 5,044,739 5,152,233 4,801,288 4,221,957 4,097,641 4,262,420 4,425,376 4,367,034 4,421,092 4,398,478 4,394,587 4,475,349 (HK$mil) 15,071,152 15,381,540 21,768,651 18,815,108 22,828,219 20,217,356 20,967,286 21,734,352 22,217,592 20,045,036 21,146,811 20,863,523 19,627,298 19,847,283 20,574,705 21,288,180 22,828,219 15,386,156 13,739,195 15,395,451 15,417,558 18,323,210 16,176,679 16,671,893 16,452,531 17,781,408 17,127,483 17,982,022 18,270,882 17,216,214 17,401,126 17,707,305 17,902,869 18,323,210 Market value (US$ Thousand) (RMB Thousand)
74.50 74.27 75.30 76.15 75.41 75.97 75.55 75.97 75.90 74.85 75.28 75.31 75.42 75.40 75.00 75.13 75.41 95.67 93.10 98.39 98.25 95.90 98.25 98.25 97.98 96.46 96.21 95.63 95.91 96.06 96.28 96.05 96.11 95.90 26.48 27.42 25.13 24.24 29.07 23.78 23.84 23.81 25.90 26.60 27.73 27.89 28.01 28.33 28.50 28.70 29.07 shares of % of issued admitted securities
33,480 41,389 90,425 86,992 90,915 94,673 94,393 95,482 90,425 (mil) 171,548 225,176 224,746 225,436 193,896 108,279 101,000 100,253 5,467,209 5,878,886 6,404,153 6,644,422 6,500,575 6,622,888 6,665,755 6,712,975 6,725,233 6,652,095 6,634,144 6,611,921 6,594,980 6,578,056 6,516,470 6,488,431 6,500,575 3,320,031 3,476,283 3,651,177 3,902,416 4,342,884 3,899,304 3,905,480 3,900,680 4,242,902 4,280,171 4,276,961 4,287,717 4,278,836 4,327,691 4,322,975 4,340,636 4,342,884 No. of shares (Thousand) (Thousand) Oct Nov Dec
Year/month All currencies in HKD equivalent 2015 2016 2017 2018 2019 2019 Jan Feb Mar Apr May Jun Jul Aug Sep Oct Nov Dec USD 2015
2016 2017 2018 2019 2019 Jan Feb Mar Apr May Jun Jul Aug Sep Oct Nov Dec RMB 2015 2016 2017 2018 2019 2019 Jan Feb Mar Apr May Jun Jul Aug Sep
HKEX Fact Book 2019 Book Fact HKEX Securities under CCASS custody under CCASS Securities of each month) at the end (balances Footnote: No. of shares and market value of securities in non-HKD currency have been included. Footnote: No. of shares and market value of securities CLEARING STATISTICS 193 66,000,000 66,000,000 66,000,000 148,100,000 148,000,000 148,000,000 128,000,000 128,000,000 128,000,000 128,000,000 128,000,000 128,000,000 128,000,000 126,000,000 126,000,000 148,100,000 106,000,000 FX Derivatives Contracts FX Derivatives # – 756,000,000 97,582,100,000 92,034,500,000 84,403,500,000 80,054,700,000 76,413,300,000 69,647,300,000 65,022,100,000 59,297,900,000 13,736,800,000 125,585,500,000 123,701,300,000 120,008,500,000 112,276,800,000 103,195,300,000 125,585,500,000 Cross Currency Swaps Cross Currency Cumulative Cleared Notional Values (in USD)* Notional Values (in Cumulative Cleared Rates Derivatives Contacts Rates Derivatives 5,373,600,000 1,813,600,000 31,200,800,000 236,728,500,000 228,361,200,000 215,920,600,000 205,560,200,000 197,359,700,000 189,061,300,000 177,642,200,000 160,218,000,000 151,009,200,000 139,588,800,000 127,353,700,000 118,939,300,000 236,728,500,000 105,263,600,000 Interest Rate Swaps Interest Rate Rounded to nearest USD100,000 Clearing service for Cross Currency Swap commenced on 15 August 2016 Clearing service for Cross Currency Swap commenced Dec Nov Oct Sep Aug Jul Jun May Apr Mar Feb 2019 Jan 2019 2018 2017 2016 Year/month 2015
* HKEX Fact Book 2019 Book Fact HKEX # Cleared Trade Notional Values for OTC Clearing Hong Kong Limited Hong Kong OTC Clearing Values for Trade Notional Cleared EXCHANGE PARTICIPANTS 194 # 53 (55) 53 (55) 52 (54) 54 (56) 57 (59) 55 (57) 56 (58) 56 (58) 57 (59) 16 (16) 16 (16) 15 (15) 15 (15) 15 (15) 15 (15) 15 (15) 15 (15) 15 (15) Average 71,317.77 75,204.59 72,192.70 72,784.20 82,490.46 65,982.35 79,851.00 94,321.59 99,737.16 85,479.79 83,435.45 84,602.11 65,747.76 (HK$mil) 105,476.01 101,179.14 103,012.64 105,005.59 participants participants Non-Exchange Non-Exchange
# Total – – – – – – – – – 1,426.36 1,579.30 1,516.05 1,528.47 1,814.79 1,451.61 1,517.17 1,980.75 1,895.01 2,215.00 1,720.05 1,880.56 daily turnover daily turnover 20,525.12 25,341.11 20,812.12 16,108.20 25,936.38 (HK$bil) 35 (44) 36 (45) 32 (38) 33 (41) 46 (54) 34 (41) 34 (41) 42 (52) 46 (54)
Exchange Exchange participants participants 7.73 7.31 6.76 6.97 6.77 7.97 7.24 7.19 8.06 7.98 8.26 7.41 7.99 8.68 – non trading – non trading 10.48 10.51 12.39 Total (%) Category C (Position > 65) 0.19 – 0.00 0.18 – 0.00 0.18 – 0.00 0.17 – 0.00 0.18 – 0.00 0.21 – 0.00 0.20 – 0.00 0.21 – 0.00 0.24 – 0.00 0.22 – 0.00 0.23 – 0.00 0.22 – 0.00 0.22 – 0.00 0.25 – 0.00 0.24 – 0.00 0.24 – 0.00 0.25 – 0.00 Range (%) – trading – trading 180 (201) 186 (207) 194 (214) 195 (215) 195 (215) 194 (214) 193 (213) 195 (215) 515 (915) 556 (950) 179 (201) Exchange Exchange 622 (1013) 640 (1028) 658 (1041) 646 (1034) 657 (1045) 655 (1040) 658 (1041) participants participants
33.92 32.27 32.23 32.44 32.00 34.49 33.34 33.75 34.88 36.07 36.82 36.96 34.04 35.67 34.88 32.94 35.30 Total (%) Category B (Position 15 to 65) (Position 15 to 233 (256) 238 (261) 248 (270) 252 (274) 250 (272) 250 (272) 249 (271) 252 (274) 566 (975) 232 (256) right held) 608 (1011) 669 (1066) 688 (1084) 719 (1110) 695 (1090) 706 (1101) 712 (1107) 719 (1110) right held) 2.17 – 0.20 2.06 – 0.18 2.29 – 0.19 2.53 – 0.18 2.27 – 0.19 2.38 – 0.22 2.53 – 0.21 2.09 – 0.21 2.24 – 0.24 2.40 – 0.25 2.22 – 0.23 2.33 – 0.22 2.48 – 0.24 2.00 – 0.26 1.93 – 0.25 1.91 – 0.25 1.89 – 0.25 Range (%) No. of trading right No. of trading right
holders (no. of trading holders (no. of trading 58.35 60.42 61.01 60.59 61.23 57.54 59.42 59.06 57.06 55.95 54.92 55.63 57.97 55.65 54.64 56.55 52.31 Total (%) Category A (Position 1 to 14) (Position 1 to 6.45 – 2.56 7.08 – 2.75 6.95 – 2.67 6.57 – 2.55 6. 61 – 2.41 7.17 – 2.46 7.53 – 2.79 7.31 – 2.63 6.47 – 2.38 6.91 – 2.52 6.54 – 2.38 7.46 – 2.49 6.89 – 2.54 6.13 – 2.22 6.41 – 2.30 7.97 – 2.15 7.35 – 2.08 Range (%)
Jul Q1 Q2 Q3 Q4 Q1 Q2 Q3 Q4 Jan Jun Apr Oct Sep Feb Dec Mar Aug Nov May Includes securities trading and value of shares when stock options were exercised Includes securities trading and value of shares when stock to the Trading Fee and (if applicable) Compensation Levy Transaction Levy, Investor had paid includes all Exchange Participant firms that report The Exchange. The figures in brackets are the number of trading rights held is licensed under the Securities and Futures An Exchange Participant is an individual or corporation who may trade on or through the Exchange and Ordinance to carry on securities dealing activity.
2019 2019 2018 2017 2016 2017 2018 2019 2019 2015 2016 2017 2018 2019 2019 2015
Year/quarter Year/quarter 2016 2015
Year/Month
Futures Exchange Statistics on Exchange participants Stock Exchange Notes: (1) (2) Note: HKEX Fact Book 2019 Book Fact HKEX # Distribution of market participants’ market shares, 2015-2019 market shares, participants’ of market Distribution CLEARING PARTICIPANTS/MEMBERS 195 9 9 9 9 9 9 9 9 9 9 9 9 9 9 9 9 9 9 10 13 20 22 22 22 22 22 22 42 44 44 42 44 44 43 42 Non-broker Participants * Clearing Member General Clearing Participants General Clearing General Clearing Participants 9 9 9 9 9 9 9 9 Participant General Clearing 69 65 62 63 66 64 62 64 66 43 492 10 533 596 616 152 155 162 160 163 160 159 160 151 638 624 633 638 638 Participant Direct Clearing Clearing Participants Direct Clearing Participants
Non-broker participants include Clearing Agency Participants, Custodian Participants and Stock Pledgee Participants. Non-broker participants include Clearing Agency Participants, 2016 2017 2018 2019 2019 Q1 Q2 Q3 Q4 2015 2016 2017 2018 2019 2019 Q1 Q2 Q3 Q4 Year/quarter
Year/quarter 2015 Year/quarter Year/quarter 2015 2015 2016 2017 2018 2019 2019 Q1 Q2 Q3 Q4 2016 2017 2018 2019 2019 Q1 Q2 Q3 Q4 HKEX Fact Book 2019 Book Fact HKEX OTC Clear Clearing Members Statistics HKSCC Participants SEOCH Participants HKCC Participants * HISTORICAL EVENTS 196 The Federation of Share Registrars was established. The Hong Kong Federation of Stock Exchange was established. Under the Securities Ordinance 1974, a Stock Exchange Compensation Fund was established and established was Fund Compensation Exchange Stock a 1974, Ordinance Securities the Under in proportion to their membership. contributions to the fund were paid by the four stock exchanges The Securities Ordinance and The Protection of Investors Ordinance were enacted and were brought The Securities Ordinance and The Protection of Investors Ordinance were enacted into operation with effect from 1 March. The Stock Exchange Control Ordinance 1973 was enacted, which imposed heavy penalties on The Stock Exchange Control Ordinance 1973 was enacted, which imposed the Ordinance. The establishment recognised under market which was not anyone operating a stock of stock exchange was effectively controlled. listing to have their The Government announced that it was mandatory for all companies seeking prospectuses registered with the Registrar of Companies. The four stock exchanges, the Far East Exchange, the Hong Kong Stock Exchange, the Kam Ngan The four stock exchanges, the Far East Exchange, agreed to standardise their trading sessions with Stock Exchange and the Kowloon Stock effect from 8 January. and a Commissioner for Securities was appointed, but A Securities Advisory Council was established to be imposed later. provisions the way for the statutory not given statutory power, to help prepare The Kowloon Stock Exchange Ltd commenced business on 5 January. The Kowloon Stock Exchange Ltd commenced The Kam Ngan Stock Exchange Ltd commenced business on 15 March. The Kam Ngan Stock Exchange Ltd commenced The Companies Ordinance was amended to empower the Governor in Council to recognise stock Governor in Council to recognise the empower to amended was Ordinance Companies The connected with the offering in writing of shares to any exchanges for certain limited purposes member of the public. The Far East Exchange Ltd commenced business on 17 December. The Far East Exchange Ltd commenced The name of the Association of Stockbrokers in Hong Kong was changed to “The Hong Kong Stock was changed to “The Hong Kong of Stockbrokers in Hong Kong The name of the Association Exchange”. Association”, was incorporated. “The Hong Kong Stockbrokers’ A second stock exchange, form Association were merged to Exchange and the Hong Kong Stockbrokers’ The Hong Kong Stock Ltd”. Exchange the name of “The Hong Kong Stock a joint exchange under “The Association of Stockbrokers in Hong Kong”, the first formal stock exchange in Hong Kong was stock exchange in the first formal in Hong Kong”, of Stockbrokers “The Association formed. Apr Jul Aug Feb Feb Jan Jan Mar Feb Dec
1974
1973 1972 1971 1970 HKEX Fact Book 2019 Book Fact HKEX 1914 1921 1947 1969 Hong Kong Securities and Derivatives Markets Historical Events Markets and Derivatives Securities Hong Kong 1891 HISTORICAL EVENTS 197 The first committee members of the SEHK were elected. Under the Stamp Duty Ordinance 1981, instruments of transfer of registered warrants were Under the Stamp Duty Ordinance 1981, instruments of transfer of registered be stamped with effect from 1 July. chargeable with fixed duty and contract notes were required to The Securities Commission adopted a trigger point of 35% as the maximum percentage percentage maximum the as 35% of point trigger a adopted Commission Securities The making a general shareholding in a listed company that any group or individual could hold without offer for all the remaining shareholders. The Stock Exchanges Unification Ordinance 1980 was passed by the Legislative Council. The Stock Exchanges Unification Ordinance 1980 was passed by the Legislative On 19 August, The HKCE commenced trading of gold futures. The Stock Exchange of Hong Kong Ltd (SEHK) was incorporated. A Practice Note was published by the Securities Commission to clarify the rules concerning the A Practice Note was published by the Securities Commission to clarify the bids. takeover suspension of dealings in the shares of offeree companies during Nov The HKCE commenced trading of soybean futures. Stamp duty on securities dealing was reduced from 0.8% to 0.6% (per round trip) with effect from 6 Stamp duty on securities dealing was March. An Insider Dealing Tribunal was set up. On 15 November, The HKCE commenced trading of sugar futures. On 15 November, The HKCE commenced Considerable progress was made towards the formation of a unified stock exchange in Hong Kong in Considerable progress was made towards on unification was formed. place of the existing four. A working party trading of its first commodity product — cotton futures. On 9 May, The HKCE commenced the On 17 December, the Hong Kong Commodity Exchange Limited (HKCE) was incorporated. On 17 December, the Hong Kong Commodity Under the Securities (Stock Exchange Listing) Rule 1976, a listed company should appoint a member Under the Securities (Stock Exchange be its registrar. of the Federation of Share Registrars to The Securities Commission approved a statutory rule prohibiting directors of a listed company prohibiting directors of a listed company approved a statutory rule The Securities Commission existing to basis pro-rata a on than shares-other issuing from Kong Hong in incorporated the prior approval of shareholders. shareholders-without Council. Ordinance was passed by the Legislative The Commodities Trading The Securities Commission approved the Code on Takeovers and Mergers. approved the Code on Takeovers The Securities Commission Part VI of the Ordinance and the Securities (Dealers, Investment Advisors and Representatives) Advisors and Representatives) Investment the Securities (Dealers, the Ordinance and Part VI of are members or not they all dealers (whether into force, requiring 1974 was brought Regulations with the to register and their representatives advisors exchanges), investment of the stock for Securities. Commissioner
Oct Jul Jan Aug Jul Aug Mar Dec Nov May Dec Aug Dec Aug Oct
1981
1980 1979 1978
1977
1976
1975 HKEX Fact Book 2019 Book Fact HKEX
HISTORICAL EVENTS 198 On 8 April, the SEHK Chairman and the Commissioner for Securities made a joint statement that the On 8 April, the SEHK Chairman and the Commissioner for Securities made a proposed voting power two had agreed that no further new issues of B shares (shares of which the when fully paid) would does not bear a reasonable relationship to the equity interest of such shares be allowed to list on the SEHK. The grand opening of the SEHK took place on 6 October. The SEHK became a full member of the Federation Internationale des Bourses de Valeurs on 22 The SEHK became a full member of the Federation Internationale des Bourses September. On 6 May, HKFE commenced the trading of its first financial product — Hang Seng Index (HSI) On 6 May, HKFE commenced the trading of its first financial product Futures. The SEHK commenced trading on 2 April. The Hong Kong Stock Exchange, the Far East Exchange, the Kam Ngan Stock Exchange and the The Hong Kong Stock Exchange, the Far East Exchange, the Kam Ngan Stock on 27 March. Kowloon Stock Exchange ceased trading after the close of business The Securities (Stock Exchange Listing) Rules 1986 took effect from 1 February. The Securities (Stock Exchange Listing) Regulations were published in the Government The Securities (Accounts and Audit) (Amendment) certain requirements. were required to fulfil Gazette. Dealers and dealing partnerships of Dealers) and the Securities (Registration Notice Stock Market) of (Recognition The Securities Gazette. published in the Government (Approved Examinations) Notice were Rules 1986. The Legislative Council approved the amended Securities (Stock Exchange Listing) The Securities (Amendment) Ordinance 1985 was enacted. Its purpose was to strengthen the power was enacted. Its purpose was to strengthen 1985 (Amendment) Ordinance The Securities of dealers. the financial viability of the Commissioner for Securities to monitor Exchanges Unification (Amendment) Ordinance 1985. The Legislative Council passed the Stock deposit- and banks of subsidiaries including firms, incorporated locally Ordinance, the Under apply to the Stock Exchange of Hong Kong for corporate taking companies, became eligible to of directors or employees of banks and deposit-taking membership. And the disqualification accountants from becoming members of the SEHK was companies and of lawyers or professional removed. On 7 May, the HKCE was renamed the Hong Kong Futures Exchange Limited (HKFE). was renamed the Hong Kong Futures On 7 May, the HKCE The Securities Commission released a set of guidelines for the placement of shares as a means of for the placement of shares as a means released a set of guidelines The Securities Commission been banned for some years. flotation, which had The Code on Takeovers and Mergers was revised to the effect that bids involving less than 35% of involving less than effect that bids the revised to was Mergers and on Takeovers The Code to the subject bids were partial other but control, to subject not were shares voting company’s a before or company’s shares dealings in an offeree Market the Takeovers Committee. consent of during a bid were forbidden. A Financial Futures Working Party was formed to study the introduction of financial futures. of financial study the introduction Party was formed to Futures Working A Financial Apr Oct Sep May Apr Mar Feb Aug May May Mar 1987
1986
1985 1984 HKEX Fact Book 2019 Book Fact HKEX 1983 1982 HISTORICAL EVENTS 199 The Legislative Council passed the Securities and Futures Commission Ordinance 1989. The Legislative Council passed the Securities and Futures Commission Ordinance The SEHK announced the formation of the HKSCC, a company limited by guarantee. The All Ordinaries Index was launched by the SEHK on 1 February. The first Nominating Committee of the SEHK was formed on 7 November. Guarantee Corporation The clearing functions for HKFE were transferred from Hong Kong Futures newly (Hong Kong) Limited to the Clearing House Commodities International and Limited Limited (HKCC). established futures clearing company, the HKFE Clearing Corporation The first 22-member Council of the SEHK was formed on 18 October. The SEHK and the Securities Commission released a joint announcement on 14 September, in which The SEHK and the Securities Commission released a joint announcement on and would not permit they agreed that as a general rule, the SEHK would not list any new B shares only in exceptional listed companies to issue any new B shares. This general rule would not apply also reviewed and amended. was circumstances. The queuing system for new applications for listing An amendment to the Articles of Association of the SEHK, which allowed the SEHK to form a An amendment to the Articles of Association committee of 21 members to govern its operations, was Council of 22 members instead of a endorsed by its members on 20 July. The Government-appointed Securities Review Committee published the Report on the Operation the on Report the published Committee Review Securities Government-appointed The Industry on 2 June. and Regulation of Hong Kong Securities The new Management Sub-committee of the SEHK was formed on 2 January to take up the duties The new Management Sub-committee of the General Committee. The limit of compensation payable out of the Exchange Fidelity Fund or a member’s guarantee for The limit of compensation payable out increased from HK$500,000 to HK$2,000,000, subject to the default of a defaulting member was 9 November. trading on the commencement of the availability of funds, with effect from The General Committee of the SEHK unanimously resolved that trading on the SEHK would be trading on the SEHK resolved that the SEHK unanimously Committee of The General in the Hang inclusive. Trading October, both days 20 October to 23 for four days from suspended was also suspended for the same period. Seng Index Futures for a the Committee had decided that announced on 26 October that The Takeovers Committee, Hong as the case may be, under the the trigger point, or creeper provision, period of one month, and Mergers, would be waived. Kong Code on Takeovers rescue financial institutions, raised a together with several leading The Hong Kong Government, the Hong Kong Futures enable to utilised billion was of which HK$1.8 billion HK$4 fund of from 29 to members of the HKFE. With effect its obligations to finance Ltd Corporation Guarantee and a special levy of 0.03% on transaction value of October, a levy of HK$30 per HKFE transaction rescue package. of the repay the interest and principal securities dealings were introduced to The trading restrictions in connection with bank-related brokers were relaxed with effect from 2 relaxed with effect brokers were with bank-related in connection restrictions The trading October. Apr Mar Feb Nov Oct Sep Jul Jun Jan Nov Oct
1989
1988
HKEX Fact Book 2019 Book Fact HKEX
HISTORICAL EVENTS 200 On 21 February, the SFC approved the revised Hong Kong Code on Takeovers and Mergers and its and Mergers and Takeovers on Code Kong Hong revised the approved SFC the February, 21 On Code came into integration with the Hong Kong Code on Share Repurchases. The new integrated effect on 1 April. The Council of the SEHK and the SFC on 1 November agreed on a series of measures designed to The Council of the SEHK and the SFC on 1 November agreed on a series of package, which was permit all the substantive elements of the revised voluntary constitutional on 30 October, to be unanimously supported at the Extraordinary General Meeting of the SEHK Council under the revised brought into effect in time to govern the next Council election. The new broker members, 11 lay voluntary constitutional package would consist of 31 members in total-18 members and the chief executives of the SEHK and the HKSCC. of Memorandum a of signing the announced SEHK the and SFC the November, 25 On all listing matters to the Understanding providing for the devolution of day-to-day administration of SEHK effective 31 December. The Securities (Disclosure of Interests) Ordinance came into force on 1 September. With effect from 1 April, stamp duty on share transactions was reduced from 0.6% to 0.5% (per With effect from 1 April, stamp duty round trip). Repurchases, which allowed firms listed in Hong Kong to On 15 April, the Hong Kong Code on Share immediately. effective buy back their own shares, was approved by the SFC and became The Securities (Insider Trading) Draft Bill, was passed by the Legislative Council on 25 July. The Securities (Insider Trading) Draft Bill, on sub-indices of the HSI. HKFE introduced three futures based On 2 April, the Council of the SEHK resolved that Council members on the Board of the HKSCC the of Board the on members Council that resolved SEHK the of Council the April, 2 On the Chairman and the Deputy Chairman of the Board of the should be broker members and that of the Board. If the Chairman was a broker member, the HKSCC must be a broker or banker member every year. and the two would rotate Deputy Chairman must be a banker member The minimum brokerage for each securities transaction traded on the SEHK was raised from HK$25 The minimum brokerage for each securities The minimum commission rate of 0.25% for stock broking to HK$50 with effect from 8 February. was maintained. The Securities (Stock Exchange Listing) Rules 1989 were enacted on 1 December. Exchange Listing) Rules 1989 were The Securities (Stock Kong based on the three-month Hong first interest rate futures — futures HKFE introduced its Rate (HIBOR). Interbank Offered The Council of the SEHK endorsed a rolling T+2 settlement period for the proposed Central Clearing period for the proposed Central Clearing SEHK endorsed a rolling T+2 settlement The Council of the and Settlement System. The SFC announced on 13 September that it had agreed to authorise warrant funds which had been warrant funds which agreed to authorise that it had on 13 September The SFC announced 1 November. with effect from for authorisation able to apply The new Securities and Futures Commission (SFC) was formally established on 1 May. was formally established Commission (SFC) and Futures The new Securities Feb Nov Sep Apr Jul Apr Feb Dec Oct Sep May 1992
1991
1990
HKEX Fact Book 2019 Book Fact HKEX
HISTORICAL EVENTS 201 With effect from 8 July, the Stamp Duty (Amendment) (No.2) Bill 1994 extended relief from stamp Stamp Duty (Amendment) (No.2) from 8 July, the With effect period from 14 duty for stock borrowing and lending activities and raised the maximum borrowing days to 12 months. Jardine Matheson Holdings and Jardine Strategic Holdings announced their decision to delist from delist to decision their announced Holdings Strategic Jardine and Holdings Matheson Jardine in September. Hong Kong. Other Jardine group companies made similar announcements On 3 January, the SEHK launched a pilot scheme for regulated short-selling of shares. On 3 January, the SEHK launched a pilot scheme for regulated short-selling On 1 November, the SEHK launched the Automatic Order Matching and Execution System (AMS). On 1 November, the SEHK launched the Automatic Order Matching and Execution On 16 August, the Special Levy payable on every transaction recorded on the SEHK and the HKFE On 16 August, the Special Levy payable on every transaction recorded on was suspended. Dealings in the H shares in Tsingtao Brewery Co Ltd commenced on 15 July. This was the first China- Dealings in the H shares in Tsingtao Brewery Co Ltd commenced on 15 July. incorporated enterprise to obtain a primary listing in Hong Kong. On 19 June, the China Securities Regulatory Commission, the Shanghai Securities Exchange, Shanghai Securities the Commission, Regulatory Securities China the June, 19 On of Regulatory Co- the Shenzhen Stock Exchange, the SFC and the SEHK signed a Memorandum operation in Beijing. With effect from 1 April, stamp duty on share transactions was reduced from 0.4% to 0.3% (per With effect from 1 April, stamp duty round trip). On 5 March, HKFE introduced its first options product — Hang Seng Index Options. On 5 March, HKFE introduced its first The compulsory Broker’s Fidelity Insurance Scheme came into effect on 1 October. Fidelity Insurance Scheme came The compulsory Broker’s came into effect on 7 October. The maximum amount The Securities (Clearing Houses) Ordinance Compensation Fund to all persons (except stockbrokers) who payable under the Unified Exchange stockbroker was increased to HK$8 million in respect of each suffer loss through any default of a HK$2 million. limit was with the default. The previous stockbroker concerned in or connected for stocks admit to starting operation, its of phase second the commenced CCASS October, 7 On basis. net settlement (CNS) clearing and settlement on a continuous was signed between the Hong Kong and the On 28 October, a memorandum of understanding British securities regulatory authorities. The settlement period for members of the SEHK was changed from T+1 to T+2 on 8 June. for members of the SEHK was changed The settlement period the (CCASS) commenced operations on Clearing and Settlement System On 24 June, the Central trade-for-trade basis. On 11 May, changes made to the Listing Rules of the SEHK and the listing agreement for a and the listing agreement of the SEHK to the Listing Rules changes made On 11 May, SEHK, took likely to be on the of trading was where the majority listing, particularly secondary effect. With effect from 1 April, stamp duty on share transactions was reduced from 0.5% to 0.4% (per reduced from 0.5% transactions was duty on share from 1 April, stamp With effect warrants. derivative the trading of was extended to and the stamp duty round trip) Jul Mar Jan Nov Aug Jul Jun Apr Mar Oct Jun May Apr
1994
1993
HKEX Fact Book 2019 Book Fact HKEX
HISTORICAL EVENTS 202 On 31 May, the SEHK launched the Pilot Programme for Trading US Securities with initially seven On 31 May, the SEHK launched the Pilot Programme for Trading US Securities Nasdaq stocks admitted to trading. With effect from 7 April, stamp duty on stock transactions was reduced to 0.225% (per round trip). With effect from 7 April, stamp duty on stock transactions was reduced to On 6 March, the SEHK, the HKFE and the HKSCC became wholly-owned subsidiaries of Hong Kong On 6 March, the SEHK, the HKFE and the HKSCC became wholly-owned subsidiaries of HKEX. Mr Kwong Exchanges and Clearing Limited (HKEX). Mr Charles Lee was the first Chairman Ki-chi was appointed the Chief Executive of HKEX. value of 1000 on the On 20 March, the Growth Enterprise Index (GEI) was launched. It has a base base date of 17 March 2000. On 12 November, the Tracker Fund of Hong Kong (TraHK) was listed on the SEHK. TraHK is a On 12 November, the Tracker Fund of Hong Kong (TraHK) was listed on the closely follows which Government, SAR Kong Hong the by issued fund investment collective movement of the benchmark Hang Seng Index. The first listings were on On 15 November, Growth Enterprise Market (GEM) was formally launched. 25 November 1999. HKFE suspended the trading of gold futures, the last exchange-traded commodity product. HKFE suspended the trading of gold futures, On 17 May, Hongkong Clearing launched an Electronic Initial Public Offering (EIPO) service for Clearing On 17 May, Hongkong CCASS participants. On 8 May, Hongkong Clearing launched its Investor Account Service which allows investors to open launched On 8 May, Hongkong Clearing investor accounts directly in CCASS. With effect from 1 April, the transaction levy was reduced from 0.013% to 0.011% and the With effect from 1 April, the transaction and the SFC was changed from 7:6 to 7:4. Stamp duty on proportion of sharing between the SEHK trip). 0.3% to 0.25% (per round share transactions was also reduced from On 28 November, the Hong Kong Securities Institute was incorporated. On 28 November, the Hong Kong Securities HKFE introduced Hang Seng China-Affiliated Corporations Index (Red Chips index) futures and HKFE introduced Hang Seng China-Affiliated Futures on 26 September. the Three-Month HIBOR options on 12 September, and relaunched On 25 January, trading through the AMS off-floor terminals started. These terminals are installed started. These terminals are installed through the AMS off-floor terminals On 25 January, trading through to trading in addition offices, their from trade to them allowing offices, members’ SEHK in Hall. terminals in the Trading On 3 November, HKFE introduced its first currency futures — Rolling Forex, and launched an — Rolling Forex, and launched introduced its first currency futures On 3 November, HKFE new Trading System (ATS) for trading the trading system, the Automated electronic screen-based product. On 8 September, the SEHK launched its Traded Stock Options Market. The first stock option was on The first stock Stock Options Market. its Traded the SEHK launched On 8 September, plc. HSBC Holdings On 31 March, HKFE introduced its first single-stock product — stock futures on two stocks. product — stock its first single-stock HKFE introduced On 31 March, May Apr Mar Nov Sep May May Apr Nov Sep Jan Nov Sep Mar
2000
1999
1998
1997 1996
HKEX Fact Book 2019 Book Fact HKEX 1995 HISTORICAL EVENTS 203 On 9 December, HKEX introduced the second phase of CCASS/3. On 16 September, HKMA announced the termination of the Tap Facility of the Tracker Fund On 16 September, HKMA announced the termination of the Tap Facility quarter of 2002, thus of Hong Kong (TraHK) on exhaustion of the Tap Issue Limit in the fourth in 1998. initiated concluding the Government stock market operation which was On 5 August, the first six Equity Linked Instruments (ELIs) were listed on SEHK. On 16 May, HKEX introduced the first phase of CCASS/3, the new generation of the Central Clearing On 16 May, HKEX introduced the first phase of CCASS/3, the new generation and Settlement System. On 8 March, the SFC levy on trading of options on stock futures was reduced from $1.0 to $0.2 per On 8 March, the SFC levy on trading of options on stock futures was reduced futures was reduced contract per side. The compensation fund levy on trading of options on stock from $0.5 to $0.1 per contract per side. order trading mechanism session and an index basket On 25 March, HKEX introduced a pre-opening am. The index basket in the securities market. The 30-minute pre-opening session starts at 9:30 session. order trading mechanism is only applicable in the continuous trading On 1 September, the stamp duty on securities transactions was reduced from 0.225% to 0.2% per On 1 September, the stamp duty on transaction (round-trip). 0.005% per side of the consideration of a transaction was On 1 September, a Trading Fee of transaction levy payable to the SFC increased from 0.005% introduced by the Stock Exchange. The of a transaction. to 0.007% per side of the consideration On 6 August, stock options trading was successfully migrated from the Traded Options System On 6 August, stock options trading Trading System (HKATS). Clearing and settlement of (TOPS) to the Hong Kong Futures Automated on TOPS. stock options trades continues to be performed On 23 February, HKEX introduced its Order Routing System (ORS) to AMS/3 and Online Trading Online and AMS/3 to (ORS) System Routing Order its introduced HKEX February, 23 On Service to its Stock Exchange Participants. On 5 October, MTR Corporation Ltd (MTRC), the first government-owned organization to be government-owned organization Corporation Ltd (MTRC), the first On 5 October, MTR issuer using HKEX’s iIPO. listing on the SEHK. Also, MTRC was the first privatized, was listed Third Generation Automatic Order Matching and Execution On 23 October, the first phase of the System (AMS/3) was launched. On 15 September, HKEX announced the introduction of an Internet Initial Public Offering (iIPO) of an Internet Initial Public Offering the introduction HKEX announced On 15 September, electronic mechanism for submitting individual investors with an additional service to provide applications for IPOs. On 27 June, shares of the HKEX were listed by introduction on the SEHK with a stock code of “388”. the SEHK with a on were listed by introduction shares of the HKEX On 27 June, On 5 June, HSI Futures and Options migrated from open outcry trading to the HKFE’s electronic trading to the HKFE’s from open outcry Options migrated HSI Futures and On 5 June, in HKFE was Floor trading System (HKATS). Trading Automated Kong Futures system-Hong trading totally abolished. Dec Sep Aug May Mar Sep Aug Feb Oct Sep Jun
2002
2001
HKEX Fact Book 2019 Book Fact HKEX
HISTORICAL EVENTS 204 On 3 July, HKEX introduced Bank of China Ltd Futures and Options. On 5 June, HKSCC announced the expansion of the Investor Participant (IP) account service to On 5 June, HKSCC announced the expansion of the Investor Participant Macau individual investor and companies. the trading on began (CBBCs) Contracts Bull/Bear Callable of seven batch first the 12 June, On SEHK. On 28 April, Mr Ronald Arculli was appointed the Chairman of HKEX. On 16 January, renovated Trading Hall opened for trading. On 2 November, legislation was passed to abolish the estate duty. the on listed was REIT, Link The (REIT), Trust Investment Estate Real first the November, 25 On SEHK. On 28 October, the Securities and Futures (Investor Compensation – Levy) (Amendment) Rules On 28 October, the Securities and Futures and re-instatement mechanism was introduced. a levy suspension whereby 2005 became effective levies would be suspended when the net asset value (NAV) Accordingly, the investor compensation exceeds $1.4 billion, and subsequently reinstated when the of the Investor Compensation Fund (ICF) NAV of the ICF falls below $1 billion. On 23 May, HKEX introduced FTSE/Xinhua China 25 Index futures and options. On 23 May, HKEX introduced FTSE/Xinhua On 14 June, HKEX introduced H-shares Index options. On 14 June, HKEX introduced H-shares On 6 April, HKEX introduced the Derivatives Clearing and Settlement System (DCASS) which On 6 April, HKEX introduced the Derivatives clearing and settlement of all derivative products traded on provides a common platform for the HKEX markets. On 8 December, HKEX introduced H-shares Index futures. On 8 December, HKEX introduced H-shares On 17 November, HKEX opened its first Mainland representative office in Beijing. On 17 November, HKEX opened its first Effective from 1 May, Mr Paul Chow was appointed the Chief Executive of HKEX. Mr Paul Chow was appointed the Chief Effective from 1 May, by launching the Participant Gateway. introduced the final phase of CCASS/3 On 26 May, HKEX channel to the CCASS/3 Terminal serves as an additional communication The Participant Gateway office and CCASS Participants’ back electronic interface between CCASS/3 and provides a direct systems. Effective from 1 April, the minimum commission rate rule governing Stock Exchange Participants Stock Exchange rate rule governing minimum commission from 1 April, the Effective their clients. SEPs and negotiable between became freely abolished. Commissions (SEPs) was On 1 April, the Securities and Futures Ordinance (SFO) became effective together with a number of together with (SFO) became effective Futures Ordinance the Securities and On 1 April, its implementation. and forms for codes, guidelines Jul Jun Apr Jan Nov Oct May Jun Apr Dec Nov May Apr
2006
2005
2004
HKEX Fact Book 2019 Book Fact HKEX 2003 HISTORICAL EVENTS 205 On 7 April, HKEX introduced 5-digit stock codes in its securities market. On 31 March, HKEX launched the Mini-Hang Seng China Enterprises Index (Mini H-shares Index) On 31 March, HKEX launched the Mini-Hang Seng China Enterprises Index futures. On 4 February, the HKEXnews.com.hk website was launched. HKEXnews is a dedicated website On 4 February, the HKEXnews.com.hk website was launched. HKEXnews issuers and/or their which mainly disseminates issuer information generated directly by the listed by HKEX about listed major shareholders and directors as well as regulatory information generated companies. On 11 December, the Hong Kong Monetary Authority (HKMA) launched the electronic trading On 11 December, the Hong Kong Monetary Authority (HKMA) launched provides greater flexibility to Fund Bills and Notes (EFBNs). The ETP platform (ETP) for Exchange facilitate trading in EFBNs. Under Phase On 25 December, Phase 2 of the HKEX Electronic Disclosure Project commenced. to required longer no are websites own their on announcements publishing issuers Board Main 2, their own websites on publish notifications in newspapers. After 6 months, all issuers must have which they must publish their announcements. On 25 June, Phase 1 of the HKEX Electronic Disclosure Project commenced and lasted for 6 On 25 June, Phase 1 of the HKEX for a Main Board-listed issuer to make a paid newspaper months. Under this Phase, it is optional a notification in newspapers about the full announcement announcement as long as it publishes website. Those without their own websites must publish posted on its own website and the HKEX as well as on the HKEX website. the full announcements in newspapers On 10 April, the SFC entered into a Memorandum of Understanding (MOU) with the China Banking On 10 April, the SFC entered into a Memorandum Kong Hong to respect with sharing information and cooperation for (CBRC) Commission Regulatory services to Mainland commercial banks conducting overseas licensed intermediaries who provide of their Mainland clients. This served as regulatory support wealth management business on behalf Institutional Investors (QDII) business (banking side) in Hong for the Mainland Qualified Domestic Kong. On 12 March, the first batch of 19 derivative warrants on the iShares FTSE/Xinhua A50 China tracker China A50 FTSE/Xinhua iShares the on warrants derivative 19 of batch first the March, 12 On first time that derivative warrants were issued on Mainland were listed on HKEX. This was the A-share assets. On 1 January, the Securities & Futures Commission’s (SFC’s) Guidelines for Sponsors and (SFC’s) Guidelines for Sponsors Securities & Futures Commission’s On 1 January, the regime. new sponsor regulatory of a became effective, marking the launch Compliance Advisers On 1 December, the transaction levy in respect of any trading in securities, futures or options trading in securities, futures or options transaction levy in respect of any On 1 December, the per side to 0.004%. value by 20% from 0.005% of transaction contracts was reduced On 27 October, Industrial and Commercial Bank of China (ICBC) was listed simultaneously in Hong listed simultaneously of China (ICBC) was Commercial Bank Industrial and On 27 October, stock raised (US$19.1.billion) in world It was the largest IPO by total funds Kong and Shanghai. high. an all-time the funds raised by H shares was also market history and On 13 July, legislation was passed to establish Financial Reporting Council which will have the Council which Financial Reporting passed to establish legislation was On 13 July, audits of listed reporting and standards of financial concerning to investigate complains authority companies. Apr Mar Feb Dec Jun Apr Mar Jan Dec Oct
2008
2007
HKEX Fact Book 2019 Book Fact HKEX
HISTORICAL EVENTS 206 On 19 July, the People’s Bank of China (PBOC) and the HKMA signed a supplementary signed a HKMA the (PBOC) and China of People’s Bank the 19 July, On scheme. On the same Memorandum of Co-operation on the expansion of the RMB trade settlement in Hong Kong) signed a day, the PBOC and Bank of China (Hong Kong) Ltd (the RMB clearing bank institutions, in Hong revised settlement agreement which allows any corporation, including financial the launch of RMB Kong to open RMB bank accounts. These agreements are major steps towards investment products in Hong Kong. On 3 June, new Listing Rules for mineral companies came into effect to ensure the provision of On 3 June, new Listing Rules for mineral companies came into effect to and to align with material, relevant and reliable information about these companies to investors, global standards. On 26 April, Hong Kong Securities Clearing Co Ltd (HKSCC) admitted over-the-counter (OTC) over-the-counter admitted (HKSCC) Ltd Co Clearing Securities Kong Hong April, 26 On System Settlement and Clearing Central the into SFC the by authorised products structured in its eligible securities. (CCASS) of HKEX’s securities market, thereby broadening asset classes On 18 December, HKEX published the consultation conclusions on accelerating rights issues and On 18 December, HKEX published the for book closure for rights issues would be reduced to six open offers. The minimum notice period business days and that for open offers would remain unchanged. Futures in which HKEX On 29 December, HKEX published its consultation conclusions on CER Kong. in Hong considers that there is no imminent need for a CER futures market On 18 November, the first 4 A-share industry sector ETFs in Hong Kong were listed on the SEHK. On 18 November, the first 4 A-share industry On 1 April, the Listing Rules amendments on the revised blackout period for share trading by listed On 1 April, the Listing Rules amendments The blackout period before the announcement of annual company directors came into effect. period blackout The months. proposed 4 the originally of instead 60 days to extended was results was not extended. before interim results announcement On 23 March, in light of the price volatility during the Closing Auction Session (CAS) since its On 23 March, in light of the price volatility in the securities market was suspended to maintain public introduction on 26 May 2008, the CAS market. and transparency of the confidence in the orderliness, fairness On 20 October, HKEX reintroduced trading in gold futures on its Hong Kong Futures Exchange Futures Kong its Hong gold futures on in trading reintroduced HKEX October, On 20 in the 1990s. (HKFE) which had formerly listed the product On 1 July, the revised Listing Rules of the Growth Enterprise Market (GEM) and the Main Board of Market (GEM) and the Main Board Listing Rules of the Growth Enterprise On 1 July, the revised GEM was re-positioned as a second development of GEM became effective. HKEX relating to the GEM to the from transfers listing To encourage Board. Main the towards stone a stepping and board transfers were such listing fees for initial the and was streamlined process transfer the Board, Main halved. of commenced trading on the Main Board gold Exchange Traded Fund (ETF) On 31 July, the first HKEX. On 26 May, the closing auction session for HKEX’s securities market commenced. The closing prices commenced. The securities market session for HKEX’s the closing auction On 26 May, in the pre- that already in place similar to by an auction mechanism are determined of securities well as a half- trading day as market on a normal hours of the securities The trading opening session. by 10 minutes. day are extended day trading Jul Jun Apr Dec Nov Apr Mar Oct Jul May
2010
2009
HKEX Fact Book 2019 Book Fact HKEX
HISTORICAL EVENTS 207 On 25 July, HKEX implemented the T+2 Finality arrangement for securities market money On 25 July, HKEX implemented the T+2 Finality arrangement for securities the overnight credit settlement in the Central Clearing and Settlement System (CCASS) to reduce its participants. risks faced by Hong Kong Securities Clearing Co Ltd (HKSCC) and Kong Government of HK$10 retail bonds) issued by the Hong On 29 July, iBonds (inflation-linked billion were listed on the SEHK. On 20 June, Listing Rules amendments took effect to prevent shares from trading ex-entitlement On 20 June, Listing Rules amendments took effect to prevent shares from before shareholder approval. the disclosure of information regime took effect to strengthen On 25 June, a new regulatory assurance schemes to investors in the offering of SFC-authorised funds and investment-linked marketed in Hong Kong. On 1 June, the new regulatory regime governing credit rating agencies (CRAs) operating in Hong On 1 June, the new regulatory regime governing credit rating agencies (CRAs) from the SFC. license Kong took effect, requiring CRAs and their rating analysts to obtain On 13 May, the Securities and Futures and Companies Legislation (Structured Products Products (Structured Legislation Companies and Futures and Securities the May, 13 On to transfer the regulation of public offers of structured Amendment) Ordinance 2011 took effect of the Companies products in the form of shares or debentures from the prospectus regime (SFO). Ordinance to the regime under the Securities and Futures Ordinance On 29 April, Hui Xian Real Estate Investment Trust (REIT) was listed as the first Renminbi (RMB)- On 29 April, Hui Xian Real Estate Investment Exchange of Hong Kong (SEHK) and the first RMB initial denominated fund product on the Stock China. public offering (IPO) outside Mainland On 7 March, HKEX extended the trading hours of the securities market by one hour, with the lunch the of the securities market by one hour, with hours the trading HKEX extended On 7 March, hours of the derivatives market were also adjusted break shortened to 1.5 hours. The trading accordingly. On 8 December, the Hong Kong depositary receipts (HDRs) of Vale S.A., a Brazilian mining company, of Vale S.A., a Brazilian mining company, Hong Kong depositary receipts (HDRs) On 8 December, the as the first HDR listed in Hong Kong. was listed on the SEHK Listing Rules came into effect for HKEX to adopt a framework On 15 December, amendments to the auditing standards and Mainland audit firms for Mainland- for accepting Mainland accounting and Kong. The framework also provides reciprocally for the use incorporated companies listed in Hong and Hong Kong audit firms by Hong Kong companies of Hong Kong financial reporting standards listed in the Mainland. On 22 October, Asian Development Bank’s (ADB) RMB1.2 billion 10-year bond was listed as a as listed bond was 10-year billion RMB1.2 (ADB) Bank’s Development Asian October, 22 On and traded bond listed the first RMB-denominated on the SEHK. It was marketed security selectively in RMB on the SEHK. the Its IPO, raising HK$159.1 billion, was Group Ltd was listed on the SEHK. On 29 October, AIA in the world. On the same day, options market history and the third largest largest in Hong Kong’s for trading in the stock options market. on AIA were introduced On 1 October, a 25% reduction in the SFC’s levy payable in respect of trading in securities, futures of trading in securities, payable in respect in the SFC’s levy a 25% reduction On 1 October, contracts took effect. and options
Jul Jun May Apr Mar Dec Oct
2011
HKEX Fact Book 2019 Book Fact HKEX
HISTORICAL EVENTS 208 From 1 August, the HKMA allowed banks in Hong Kong to open RMB accounts for non-Hong Kong From 1 August, the HKMA allowed banks in Hong Kong to open RMB accounts the development of residents and offer them a full range of RMB services to further promote offshore RMB businesses in Hong Kong. On 17 July, the ChinaAMC CSI 300 Index ETF was listed as the first RQFII A-share ETF on the SEHK, On 17 July, the ChinaAMC CSI 300 Index ETF was listed as the first RQFII outside Mainland China to the first physical ETF outside Mainland China and the first A-share ETF trade in RMB. On 18 June, after market consultation, the Securities and Futures (Short Position Reporting) Rules On 18 June, after market consultation, the Securities and Futures (Short Position positions of specified took effect. The SFC began to publish on a weekly basis the aggregated short shares on 7 September. On 5 March, HKEX further extended the trading hours of the securities market by 30 minutes, with On 5 March, HKEX further extended the The trading hours of the derivatives market the lunch break shortened to one hour (12:00-13:00). were adjusted accordingly. Exchange Alliance — On 30 March, HKEX and four other founding members of the BRICS (JSE) — began cross- BM&FBOVESPSA, MICEX-RTS, BSE Ltd and Johannesburg Stock Exchange platforms. listing of benchmark equity index derivatives on each other’s trading On 20 February, HKEX launched the HSI Volatility Index (VHSI) futures. On 20 February, HKEX launched the HSI On 13 December, the RQFII scheme was formalised as the Mainland Government and the Hong On 13 December, the RQFII scheme VIII to the Mainland and Hong Kong Closer Economic Kong Government signed Supplement Partnership Arrangement (CEPA8). (Professional Investor) (Amendment) Rules 2011 took On 16 December, the Securities and Futures a high-net- as investor an for qualifying methods appropriate alternative of use the allow to effect worth professional investor. On 11 November, amendments to the Listing Rules took effect to facilitate the listing of debt issues On 11 November, amendments to the that are for professional investors only. on the SEHK (in the form of stapled securities with the On 29 November, HKT Trust was listed business trust in Hong Kong. company, HKT Ltd) as the first listed On 24 October, HKEX’s RMB Equity Trading Support Facility (TSF) system was operationally ready (TSF) system was operationally RMB Equity Trading Support Facility On 24 October, HKEX’s on the SEHK. stocks to prepare for the future trading of RMB as a back-up facility with Persons Licensed by or Registered to Code of Conduct for On 31 October, amendments analysts of interest requirements governing to expand the scope of conflict the SFC took effect research. responsible for investment On 17 August, Vice Premier Li Ke-qiang announced a series of policies to promote economic policies to promote a series of Li Ke-qiang announced Vice Premier On 17 August, RMB. These of Kong and the internationalisation and Hong between the Mainland cooperation stocks; (ii) on Hong Kong funds (ETFs) exchange-traded (i) introducing Mainland included: and (iii) Kong and the Mainland; RMB between Hong the cycling of channels to facilitate developing (RQFII) scheme. Investor Foreign Institutional the RMB Qualified Aug Jul Jun Mar Feb Dec Nov Oct Aug
2012
HKEX Fact Book 2019 Book Fact HKEX
HISTORICAL EVENTS 209 On 25 November, OTC Clearing Hong Kong Ltd (OTC Clear) completed its soft launch. On 25 November, OTC Clearing Hong Kong Ltd (OTC Clear) completed its soft of Finance (MOF) were On 25 November, RMB10 billion of sovereign bonds issued by the Ministry for a public offering listed on the SEHK, and for the first time the MOF has used the SEHK’s facilities of its bonds. On 12 August, HKEX launched CES China 120 Index futures, the world’s first exchange-listed On 12 August, HKEX launched CES China 120 Index futures, the world’s and Hong Kong derivatives product to provide exposure to leading China stocks from the Mainland markets through a single exchange-traded futures contract. On 8 April, HKEX launched After-Hours Futures Trading (AHFT, from 5:00 pm to 11:00 pm) for the On 8 April, HKEX launched After-Hours Futures Trading (AHFT, from 5:00 HSI and the H-shares Index futures. On 6 December, HKEX completed its acquisition of the entire issued share capital of LME Holdings On 6 December, HKEX completed its lately from the UK Ltd (LMEH) after obtaining approval from LMEH shareholders in July and Financial Services Authority (FSA). Ltd were listed on On 19 December, the H shares of China International Marine Containers (Group) into H shares to list in the SEHK as the first case in which Mainland-listed B shares are converted Hong Kong. On 5 November, HKEX implemented risk management reform measures for its clearing houses. The On 5 November, HKEX implemented risk margin system and a Dynamic Guarantee Fund (DGF) measures include: (1) introducing a standard and (2) revising certain assumptions in stress Co Ltd (HKSCC); at Hong Kong Securities Clearing HKEX clearing houses. testing and collateral assumptions of the consultation conclusions on changes to the Listing Rules, On 30 November, the SEHK published the introduction of a statutory obligation for listed effective 1 January 2013, to complement companies to disclose inside information. On 12 October, the Harvest MSCI China A Index ETF was listed as the first dual-counter (DC) security listed as the first dual-counter (DC) security Harvest MSCI China A Index ETF was On 12 October, the both in RMB and in Hong Kong dollar. on the SEHK, tradable Stock ETF were listed on the Shanghai E Fund HSCEI ETF and ChinaAMC HSI On 22 October, the respectively as the first cross-border and Shenzhen Stock Exchange (SZSE) Exchange (SHSE) Hong Kong) ETFs in the Mainland market. (Mainland China and the on listed were Ltd Infrastructure Highway Hopewell of shares RMB-traded the October, 29 On outside Mainland China. equity security SEHK by way of placing — the first RMB-traded Company Ltd (CESC), a joint venture (JV) formed by On 30 October, China Exchanges Services of financial products and related services, officially HKEX, SHSE and SZSE for the development signed in June in the year. pursuant to a JV agreement commenced operations. It was formed On 17 September, HKEX launched RMB currency futures, the first exchange-traded deliverable RMB exchange-traded futures, the first RMB currency HKEX launched On 17 September, the world. futures in On 6 August, HKEX extended the coverage of its RMB Equity Trading Support Facility (TSF) beyond (TSF) Facility Support Trading Equity RMB its of coverage the extended HKEX August, 6 On in RMB. trusts (REITs) traded estate investment ETFs and real shares to equity-related RMB-traded Nov Aug Apr Dec Nov Oct Sep
2013
HKEX Fact Book 2019 Book Fact HKEX
HISTORICAL EVENTS 210 On 2 March, HKEX launched short-selling of eligible Shanghai-listed A shares under Shanghai-Hong On 2 March, HKEX launched short-selling of eligible Shanghai-listed A shares Kong Stock Connect. On 13 February, the stamp duty waiver for all exchange traded funds (ETFs) listed in Hong Kong On 13 February, the stamp duty waiver for all exchange traded funds (ETFs) took effect. On 1 December, HKEX launched London Aluminium Mini Futures (LRA), London Zinc Mini Futures On 1 December, HKEX launched London Aluminium Mini Futures (LRA), London contracts. (LRZ) and London Copper Mini Futures (LRC), its first Asia Commodity a vendor-developed On 1 December, HKEX launched the New Securities Trading Device (NSTD), System Multi-Workstation and Terminals AMS legacy the replace to device, trading front-end (MWS). On 3 November, the close of AHFT of stock index futures and RMB currency futures has been On 3 November, the close of AHFT The close of the AHFT clearing session was accordingly extended from 11:00 pm to 11:45 pm. extended from 11:45 pm to 12:30 am. Stock Connect was formally launched. On 17 November, Shanghai-Hong Kong RMB for transactions On 17 November, the HKMA lifted the currency conversion limits on limit of RMB20,000 per person including the conversion conducted by AIs with Hong Kong residents, per day. On 19 September, the first Islamic bond (sukuk) of the Hong Kong Government, which had an On 19 September, the first Islamic on the SEHK. years, was listed and a tenor of five issuance size of US$1 billion (HK$7.8 billion) On 17 June, RHB Asset Management (a Malaysian fund company) launched the RHB-OSK Islamic On 17 June, RHB Asset Management in Hong Kong. managed Islamic fund Regional Balanced Fund, the first actively On 10 April, the China Securities Regulatory Commission (CSRC) and the Hong Kong SFC announced On 10 April, the China Securities Regulatory a pilot Kong Stock Connect, development of Shanghai-Hong the principle approval in their stock market access (subject to investment quota) between programme for establishing mutual Shanghai and Hong Kong. On 3 March, amendments to the SEHK Listing Rules on calculation of annual listing fees for Hong fees for annual listing calculation of Rules on SEHK Listing the to amendments 3 March, On Rules were made to align the Listing issuers came into effect. The amendments Kong-incorporated the new Companies Ordinance. under of the concept of nominal (par) value following the abolition (MMDH) in Shanghai. rolled out the Mainland Market Data Hub On 3 March, HKEX On 6 January, HKEX launched after-hours trading of Mini Hang Seng Index (Mini HSI) futures and futures HSI) (Mini Index Seng Hang Mini of trading after-hours launched HKEX January, 6 On day Block Trading Facility (BTF) from (Mini HHI) futures and extended the Mini H-shares Index Futures Trading (AHFT) session. session to After-Hours On 27 December, HKEX announced that Hong Kong Securities Clearing Co Ltd (HKSCC) had Clearing Co Ltd Kong Securities that Hong HKEX announced On 27 December, as a Clearing Ltd (ChinaClear) Corporation and Clearing China Securities Depository admitted (CCASS). System Clearing and Settlement to the Central Agency Participant Mar Feb Dec Nov Sep Jun Apr Mar Jan Dec
2015
2014 HKEX Fact Book 2019 Book Fact HKEX
HISTORICAL EVENTS 211 On 5 December, Shenzhen Connect was launched. On 5 September, HKEX introduced Mini-Hang Seng China Enterprises Index Options or Mini On 5 September, HKEX introduced Mini-Hang Seng China Enterprises market participants H-shares Index Options, to meet the demand from retail investors and give Index Options contract. H-shares more flexibility by providing a contract one-fifth the size of the On 22 August, HKEX rolled out its Volatility Control Mechanism (VCM) in its securities market. VCM market. securities its in (VCM) Mechanism Control Volatility its out rolled HKEX August, 22 On volatility arising from is a measure designed to protect market integrity by preventing extreme price major trading errors and other unusual incidents. On 25 July, HKEX introduced Closing Auction Session (CAS) for its securities market to allow Closing Auction Session (CAS) for its On 25 July, HKEX introduced were extended as execution at securities’ closing prices. Some of the closing times in HKEX’s market a result of the introduction of the CAS. On 13 June, the first L&I Products were listed in Hong Kong including the Samsung KOSPI 200 Daily On 13 June, the first L&I Products were listed in Hong Kong including the Samsung TOPIX Daily (2x) (2x) Leveraged Product, Samsung KOSPI 200 Daily (-1x) Inverse Product, Samsung Leveraged Product and Samsung TOPIX Daily (-1x) Inverse Product. On 9 May, HKEX launched seven sector index futures contracts including the CES Gaming Top 10 On 9 May, HKEX launched seven sector Mainland Seng Banks Index, Hang Seng Mainland Index, Hang Oil & Gas Seng Mainland Index, Hang Properties Index, Hang Seng IT Hardware Index and Hang Healthcare Index, Hang Seng Mainland Seng Software & Services Index. Euro-Renminbi (RMB), Japanese yen-RMB, Australian On 30 May, HKEX introduced cash-settled with trading of the RMB-US dollar futures in US dollar and dollar-RMB and RMB-US dollar futures, the others in RMB. On 14 December, HKEX introduced London Nickel Mini Futures, London Tin Mini Futures and On 14 December, HKEX introduced market. trading in its derivatives London Lead Mini Futures contracts for the under funds Mainland four of batch first the for authorisation granted SFC the December, 18 On of Funds (MRF) initiative for public offering in Hong Kong. Mainland-Hong Kong Mutual Recognition offering public for Hong Kong funds three of batch first the approved CSRC the time, same the At on the Mainland market under MRF. On 1 July, the scheme of Mainland-Hong Kong Mutual Recognition of Funds was officially launched. of Mainland-Hong Kong Mutual Recognition On 1 July, the scheme On 15 May, CSOP SZSE ChiNext ETF was listed on the SEHK as the first exchange traded fund (ETF) as the first exchange traded fund ChiNext ETF was listed on the SEHK On 15 May, CSOP SZSE Stock Exchange (SZSE). This Shenzhen on ChiNext of the listed tracks stocks in Hong Kong which and renminbi (RMB). dollar stock available for trading in both HK ETF is a dual-counter On 30 March, HKEX rolled out a significant enhancement to its Central Clearing and Settlement Central Clearing to its out a significant enhancement HKEX rolled On 30 March, Connect. Stock Kong Shanghai-Hong through shares A of trading facilitate to (CCASS) System its Custodian in CCASS via Accounts (SPSAs) Segregated can now open Special Investors (EPs). In Exchange Participants (GCPs) which are not Participants or its General Clearing Participants 20 April effective on the SPSA Model became on based checking mechanism pre-trade addition, the 2015. Dec Sep Aug Jul Jun May Dec Jul May
2016
HKEX Fact Book 2019 Book Fact HKEX
HISTORICAL EVENTS 212 On 9 July, Xiaomi Corporation became the first company with weighted voting rights (WVR) On 9 July, Xiaomi Corporation became the first company with weighted stock options on its listing day. structure to list in Hong Kong. HKEX introduced stock futures and Hong Kong dollar money On 18 July, CSOP Hong Kong Dollar Money Market ETF was the first market exchange traded fund (ETF) listed in Hong Kong. On 11 June, HKEX introduced MSCI All Country (AC) Asia ex Japan Net Total Return Index (MSCI On 11 June, HKEX introduced MSCI All Country (AC) Asia ex Japan Net Total markets (Hong Kong and AxJ) Futures, its first regional stock index futures covering two developed Malaysia, Pakistan, Singapore) and nine emerging markets (Mainland China, India, Indonesia, Korea, the Philippines, Taiwan and Thailand). On 14 May, HKEX included its three most actively traded equity index options — HSI Options, HSCEI On 14 May, HKEX included its three most actively traded equity index options its derivatives (futures Options and Mini-HSI Options — in the after-hours trading (T+1 Session) of for T+1 Session. and options) market. These are the first options to be available On 5 February, HKEX introduced its new securities trading system for the Hong Kong market, the On 5 February, HKEX introduced its new securities trading system for the system, an upgraded Orion Trading Platform-Securities Market (OTP-C), replacing the AMS/3.8 version of the AMS/3 system rolled out in 2000. On 6 November, HKEX introduced the first phase of its after-hours trading (AHT) enhancements. of its after-hours phase first the introduced HKEX November, 6 On Seng Index (HSI), Hang Seng China Enterprises Index (HHI), The close of the T+1 Session for Hang 1 am the following day. from 11:45 pm to Mini-HSI and Mini-HHI futures was extended first ferrous metal product — cash-settled TSI Iron Ore Fines On 13 November, HKEX launched its Futures. 62% Fe CFR China Futures, or Iron Ore On 3 July, Bond Connect was launched, which is a mutual bond market access programme between bond market access programme between was launched, which is a mutual On 3 July, Bond Connect be to link trading Southbound and initially link trading Northbound with China Mainland and HKSAR day. operations on the same Connect Company Ltd (BCCL) commenced added later. The Bond first and US dollar (USD) Gold Futures, the Offshore Renminbi (CNH) On 10 July, HKEX introduced It became the first pair of commodity futures that time HKEX launched futures in two currencies. London Metal Exchange (LME), a wholly-owned subsidiary can be physically delivered in Hong Kong. on the same day. It became the first exchange to offer of HKEX, introduced its own gold futures spot to five-year loco London futures. of the Closing Auction Session (CAS) in its securities market. On 24 July, HKEX launched Phase 2 include constituents of the Hang Seng Composite SmallCap CAS Phase 2 expanded the coverage to short-selling orders during the CAS, provided it is at a price not Index and introduced regulated lower than the CAS Reference Price. On 10 April, HKEX introduced 5-year China Ministry of Finance Treasury Bond (MOF T-Bond) Futures Bond (MOF T-Bond) of Finance Treasury 5-year China Ministry HKEX introduced On 10 April, assets. MOF volatility of RMB against interest rate investors to hedge scheme for foreign as a pilot bonds. on domestic Chinese government the offshore markets’ first futures T-Bond Futures was 2017. 8 December T-Bond Futures was suspended from Trading in 5-Year MOF On 20 March, HKEX introduced Renminbi (RMB) Currency Options. The US dollar-Offshore RMB The US dollar-Offshore Currency Options. Renminbi (RMB) HKEX introduced On 20 March, traded at HKEX. currency options became the first Options contract (USD/CNH) Jul Jun May Feb Nov Jul Apr Mar
2018
HKEX Fact Book 2019 Book Fact HKEX 2017 HISTORICAL EVENTS 213 On 4 November, HKEX launched Indian Rupee (INR) Currency Futures. The two new contracts On 4 November, HKEX launched Indian Rupee (INR) Currency Futures. traded in Hong Kong involved are the INR vs US Dollar (INR/USD) Futures and the INR vs Renminbi (INR/CNH) Futures. The latter is the first of its kind globally. which marked the first On 26 November, Alibaba Group was listed on the Main Board of the SEHK, Stock futures and secondary listing under the new Listing Regime (Listing Rules Chapter 19C). on the same date. options on the shares of Alibaba Group Holding Limited were introduced On 8 October, the Closing Auction Session (CAS) for the HKEX securities market was expanded to On 8 October, the Closing Auction Session (CAS) for the HKEX securities market (including depository cover all equities and funds. The list of CAS securities now covers all equities and funds including receipts, investment companies, preference shares and stapled securities) (REITs). exchange-traded funds (ETFs) and real estate investment trusts On 16 September, HKEX introduced Weekly Hang Seng Index Options and Weekly Hang Seng China On 16 September, HKEX introduced Weekly Enterprises Index Options contracts. On 5 August, HKEX introduced six US dollar-denominated London Metal Mini Futures contracts on On 5 August, HKEX introduced six US lead. aluminum, zinc, copper, nickel, tin and On 18 July, HKEX launched a new product type being the first in Asia, Inline Warrants. On 18 July, HKEX launched a new product On 17 June, HKEX extended its after-hours trading session (T+1 Session) by two hours till 3 a.m. On 17 June, HKEX extended its after-hours ― ETF Money Market USD CICC ICBC (ETF) ― Fund Traded Exchange active first the June, 18 On was listed on HKEX. On 23 May, Hong Kong saw a concurrent bond offering to both retail and institutional investors. and institutional retail both to offering bond concurrent a saw Kong Hong May, 23 On Bank of China with HKEX’s Central Clearing and The bond was issued by Agricultural Development the retail tranche. channel for designated subscription Settlement System (CCASS) as the only Product ― the CSOP Hang Seng Index Daily (-2x) Inverse On 28 May, the first two-time Inverse Product ― was listed on HKEX. On 7 December, Ping An Nasdaq 5HANDL ETF became the first multi-asset exchange-traded fund the first multi-asset exchange-traded An Nasdaq 5HANDL ETF became On 7 December, Ping Kong. (ETF) listed in Hong On 5 November, HKEX introduced the following Total Return Index (TRI) Futures contracts to meet (TRI) Futures contracts Total Return Index the following HKEX introduced On 5 November, of HSI/ return need tools to replicate the who of investors needs management risk trading and the TRI) HSI (Net TRI) Futures; HSCEI (Gross basis: HSI (Gross TRI) Futures; HSCEI on a total return (Net TRI) Futures. Futures and HSCEI On 19 October, Qianhai Mercantile Exchange (QME), the HKEX’s commodity spot trading platform commodity spot trading the HKEX’s Exchange (QME), Qianhai Mercantile On 19 October, to trade on The first product commenced business. formally Qianhai in the Mainland, in Shenzhen was alumina. the exchange Nov Oct Sep Aug Jul Jun May Dec Nov Oct
2019
HKEX Fact Book 2019 Book Fact HKEX
APPENDICES LISTED COMPANIES – MAIN BOARD n.a. 214 2019/10/10 2009/06/30 2015/06/11 2018/07/13 2018/07/18 2018/03/14 2016/04/19 2008/06/12 2005/08/09 2015/06/23 2018/09/10 2017/02/20 2019/10/18 2019/11/08 2012/04/27 1995/09/14 1994/02/04 2018/06/07 2014/10/17 2005/12/15 2010/07/16 1997/03/19 2010/10/29 1990/09/07 2004/12/15 2007/03/30 2017/12/20 2004/08/18 1992/11/27 2019/11/26 1972/07/06 1994/05/12 2018/02/09 1992/11/10 1973/01/12 2005/07/15 2010/03/01 2019/12/12 2001/12/12 2019/06/26 1996/11/28 2004/04/15 2004/03/26 2019/07/12 2018/07/04 1997/07/24 1997/10/21 1996/11/13 2007/07/10 2007/12/14 1999/12/21 2013/11/28 2019/03/18 2016/04/08 1998/12/29 2018/03/16 1986/03/24 1996/12/18 1993/12/22 2003/09/10 2013/12/30 2008/05/16 1996/11/08 2019/10/28 2018/08/01 1993/02/12 2009/03/23 2008/05/20 1987/07/29 1992/08/18 1990/12/18 1986/01/06 1995/11/20 1997/10/24 1988/09/22 1973/01/24 1991/01/31 2006/03/30 2018/12/19 2009/11/26 2015/01/15 1973/02/28 1989/01/03 Listing date End of 2019 PRC PRC PRC PRC PRC PRC PRC Bermuda Bermuda Bermuda Bermuda Bermuda Bermuda Bermuda Bermuda Bermuda Bermuda Bermuda Bermuda Bermuda Bermuda Bermuda Bermuda Bermuda Bermuda Bermuda Bermuda Bermuda Bermuda Bermuda Bermuda Bermuda Bermuda Hong Kong Hong Kong Hong Kong Hong Kong Hong Kong Hong Kong Hong Kong Hong Kong Incorporation Cayman Islands Cayman Islands Cayman Islands Cayman Islands Cayman Islands Cayman Islands Cayman Islands Cayman Islands Cayman Islands Cayman Islands Cayman Islands Cayman Islands Cayman Islands Cayman Islands Cayman Islands Cayman Islands Cayman Islands Cayman Islands Cayman Islands Cayman Islands Cayman Islands Cayman Islands Cayman Islands Cayman Islands Cayman Islands Cayman Islands Cayman Islands Cayman Islands Cayman Islands Cayman Islands Cayman Islands Cayman Islands Cayman Islands Cayman Islands Cayman Islands Cayman Islands Cayman Islands Cayman Islands Cayman Islands Cayman Islands Cayman Islands Cayman Islands British Virgin Islands 360 Ludashi Holdings Ltd. 360 Ludashi Holdings Ltd. 361 Degrees International 3SBio Inc. 51 Credit Card Inc. 7Road Holdings Ltd. A & S Group (Holdings) Ltd. A.Plus Group Holdings Ltd. A8 New Media Group Ltd. Inc. AAC Technologies Holdings AAG Energy Holdings Ltd. AB Builders Group Ltd. Ltd. Able Engineering Holdings Accel Group Holdings Ltd. Ltd. Acme International Holdings Holdings Group Ltd. Add New Energy Investment Ltd. Aeon Credit Service (Asia) Co. Co., Ltd. AEON Stores (Hong Kong) Ltd. Affluent Foundation Holdings Affluent Partners Holdings Ltd. Agile Group Holdings Ltd. Agricultural Bank of China Ltd. - H Shares Agritrade Resources Ltd. AIA Group Ltd. Aidigong Maternal & Child Health Ltd. Air China Ltd. - H Shares Ajisen (China) Holdings Ltd. AK Medical Holdings Ltd. AKM Industrial Co. Ltd. Alco Holdings Ltd. Alibaba Group Holding Ltd. - SW Alibaba Health Information Technology Ltd. Alibaba Pictures Group Ltd. A-Living Services Co., Ltd. - H Shares Allan International Holdings Ltd. Allied Group Ltd. Allied Properties (HK) Ltd. Alltronics Holdings Ltd. Alpha Professional Holdings Ltd. Alphamab Oncology - B Aluminum Corporation of China Ltd. - H Shares AM Group Holdings Ltd. AMCO United Holding Ltd. AMS Public Transport Holdings Ltd. AMVIG Holdings Ltd. Analogue Holdings Ltd. Anchorstone Holdings Ltd. Angang Steel Co. Ltd. - H Shares Anhui Conch Cement Co. Ltd. - H Shares Anhui Expressway Co. Ltd. - H Shares ANTA Sports Products Ltd. Anton Oilfield Services Group Anxian Yuan China Holdings Ltd. Aowei Holding Ltd. Aoyuan Healthy Life Group Co. Ltd. AP Rentals Holdings Ltd. APAC Resources Ltd. Apex Ace Holding Ltd. Applied Development Holdings Ltd. APT Satellite Holdings Ltd. Ares Asia Ltd. Art Group Holdings Ltd. ArtGo Holdings Ltd. Artini Holdings Ltd. Arts Optical International Holdings Ltd. Ascentage Pharma Group International - B Ascletis Pharma Inc. - B Asia Allied Infrastructure Holdings Ltd. Asia Cassava Resources Holdings Ltd. Asia Cement (China) Holdings Corporation Asia Commercial Holdings Ltd. Asia Energy Logistics Group Ltd. Asia Financial Holdings Ltd. Asia Orient Holdings Ltd. Asia Pacific Silk Road Investment Co. Ltd. Asia Resources Holdings Ltd. Asia Standard Hotel Group Ltd. Asia Standard International Group Ltd. Asia Tele-Net And Technology Corporation Ltd. Asia Television Holdings Ltd. AsiaInfo Technologies Ltd. Asian Citrus Holdings Ltd. Asiaray Media Group Ltd. Asiasec Properties Ltd. ASM Pacific Technology Ltd. Company name 03601 01361 01530 02051 00797 01737 01841 00800 02018 02686 01615 01627 01283 01870 02623 00900 00984 01757 01466 03383 01288 01131 01299 00286 00753 00538 01789 01639 00328 09988 00241 01060 03319 00684 00373 00056 00833 00948 09966 02600 01849 00630 00077 02300 01977 01592 00347 00914 00995 02020 03337 00922 01370 03662 01496 01104 06036 00519 01045 00645 00565 03313 00789 01120 06855 01672 00711 00841 00743 00104 00351 00662 00214 00767 00899 00292 00129 00679 00707 01675 00073 01993 00271 00522 Code HKEX Fact Book 2019 Book Fact HKEX List of listed companies on Main Board listed companies List of APPENDICES LISTED COMPANIES – MAIN BOARD n.a. n.a. n.a. 215 1985/10/24 2009/10/08 2014/11/07 2016/09/12 1991/07/16 1997/11/05 2014/01/23 1996/04/24 1991/12/12 1997/09/29 2003/10/30 2019/04/30 2018/03/14 2018/11/27 2014/05/22 2014/12/19 2014/04/10 2014/07/08 1991/10/09 2006/06/01 2013/11/06 2005/06/23 2018/01/18 2019/12/30 2015/12/07 2018/07/10 2015/12/03 2016/03/30 2015/12/23 2011/01/28 2003/06/30 2005/05/12 2009/07/03 2004/10/12 2014/12/30 2009/07/29 2012/04/27 1998/07/22 2018/08/08 2012/04/02 2000/02/01 2003/06/19 2015/03/11 2014/07/08 2013/07/05 1997/05/29 2002/04/26 1993/04/19 2011/07/12 1993/08/06 2008/02/26 2011/12/22 2004/12/22 1997/05/14 1998/01/15 2012/01/16 2013/05/07 2014/07/08 2003/10/10 2019/11/08 2011/06/27 2019/01/11 2014/05/23 2017/11/16 2010/09/29 2018/07/13 2017/08/09 2017/09/12 2012/05/16 2011/05/18 2000/03/16 2019/03/15 2002/11/12 2001/06/28 2013/12/11 2002/08/30 2016/06/01 2002/07/25 2017/05/19 1991/07/01 2010/10/20 Listing date End of 2019 PRC PRC PRC PRC PRC PRC PRC PRC PRC PRC PRC PRC PRC PRC PRC PRC PRC PRC PRC PRC PRC PRC PRC PRC PRC Bermuda Bermuda Bermuda Bermuda Bermuda Bermuda Bermuda Bermuda Bermuda Bermuda Bermuda Bermuda Singapore Hong Kong Hong Kong Hong Kong Hong Kong Hong Kong Hong Kong Hong Kong Hong Kong Incorporation Cayman Islands Cayman Islands Cayman Islands Cayman Islands Cayman Islands Cayman Islands Cayman Islands Cayman Islands Cayman Islands Cayman Islands Cayman Islands Cayman Islands Cayman Islands Cayman Islands Cayman Islands Cayman Islands Cayman Islands Cayman Islands Cayman Islands Cayman Islands Cayman Islands Cayman Islands Cayman Islands Cayman Islands Cayman Islands Cayman Islands Cayman Islands Cayman Islands Cayman Islands Cayman Islands Cayman Islands Cayman Islands Cayman Islands Cayman Islands Cayman Islands Cayman Islands Cayman Islands Cayman Islands (continued) Associated International Hotels Ltd. Associated International Company name Ausnutria Dairy Corporation Ltd. Ausnutria Dairy Ltd. Austar Lifesciences Ltd. Ausupreme International Holdings Auto Italia Holdings Ltd. Ltd. Automated Systems Holdings Ltd. AUX International Holdings AV Concept Holdings Ltd. (HK) Ltd. AVIC International Holding Ltd. - H Shares AVIC International Holdings AVIC Joy Holdings (HK) Ltd. Co. Ltd. - H Shares AviChina Industry & Technology B & D Strategic Holdings Ltd. Ltd. B & S International Holdings BabyTree Group Baguio Green Group Ltd. - H Shares BAIC Motor Corporation Ltd. BAIOO Family Interactive Ltd. Bamboos Health Care Holdings Ltd. Ban Loong Holdings Ltd. Bank of China Ltd. - H Shares Bank of Chongqing Co., Ltd. - H Shares Bank of Communications Co., Ltd. - H Shares Bank of East Asia, Ltd., The Bank of Gansu Co., Ltd. - H Shares Bank of Guizhou Co., Ltd. - H Shares Bank of Jinzhou Co., Ltd. - H Shares Bank of Jiujiang Co., Ltd. - H Shares Bank of Qingdao Co., Ltd. - H Shares Bank of Tianjin Co., Ltd. - H Shares Bank of Zhengzhou Co., Ltd. - H Shares Baofeng Modern International Holdings Co. Ltd. Baoye Group Co. Ltd. - H Shares Bauhaus International (Holdings) Ltd. BaWang International (Group) Holding Ltd. Bay Area Gold Group Ltd. BBI Life Sciences Corporation BBMG Corporation - H Shares BC Technology Group Ltd. Beautiful China Holdings Co. Ltd. BeiGene, Ltd. Beijing Capital Grand Ltd. Beijing Capital International Airport Co. Ltd. - H Shares Beijing Capital Land Ltd. - H Shares Shs Beijing Chunlizhengda Medical Instruments Co., Ltd. - H Beijing Digital Telecom Co., Ltd. - H Shares Beijing Enterprises Clean Energy Group Ltd. Beijing Enterprises Environment Group Ltd. Beijing Enterprises Holdings Ltd. Ltd. Beijing Enterprises Medical and Health Industry Group Beijing Enterprises Water Group Ltd. Beijing Gas Blue Sky Holdings Ltd. Beijing Jingcheng Machinery Electric Co. Ltd. - H Shares Beijing Jingkelong Co. Ltd. - H Shares Beijing Jingneng Clean Energy Co., Ltd. - H Shares Beijing Media Corporation Ltd. - H Shares Beijing North Star Co. Ltd. - H Shares Beijing Properties (Holdings) Ltd. Beijing Sports and Entertainment Industry Group Ltd. Beijing Tong Ren Tang Chinese Medicine Co. Ltd. Beijing Urban Construction Design & Dev. Group Co., Ltd-H Sh BeijingWest Industries International Ltd. Beng Soon Machinery Holdings Ltd. Best Food Holding Co. Ltd. Best Mart 360 Holdings Ltd. Best Pacific International Holdings Ltd. Bestway Global Holding Inc. Besunyen Holdings Co. Ltd. BExcellent Group Holdings Ltd. BGMC International Ltd. BHCC Holding Ltd. BII Railway Transportation Technology Holdings Co. Ltd. Billion Industrial Holdings Ltd. Binhai Investment Co. Ltd. Binjiang Service Group Co. Ltd. Birmingham Sports Holdings Ltd. Bison Finance Group Ltd. Bisu Technology Group International Ltd. Blockchain Group Co. Ltd. BOC Aviation Ltd. BOC Hong Kong (Holdings) Ltd. BOCOM International Holdings Co. Ltd. BOE Varitronix Ltd. Boer Power Holdings Ltd. 00105 Code 01717 06118 02031 00720 00771 02080 00595 00232 00161 00260 02357 01780 01705 01761 01397 01958 02100 02293 00030 03988 01963 03328 00023 02139 06199 00416 06190 03866 01578 06196 01121 02355 00483 01338 01194 01035 02009 00863 00706 06160 01329 00694 02868 01858 06188 01250 00154 00392 02389 00371 06828 00187 00814 00579 01000 00588 00925 01803 03613 01599 02339 01987 01488 02360 02111 03358 00926 01775 01693 01552 01522 02299 02886 03316 02309 00888 01372 00364 02588 02388 03329 00710 01685 HKEX Fact Book 2019 Book Fact HKEX on Main Board listed companies List of
APPENDICES LISTED COMPANIES – MAIN BOARD n.a. n.a. 216 2013/10/16 2018/07/31 2012/07/13 2003/07/16 2019/04/26 2010/09/29 2007/10/11 1993/11/02 2013/11/12 2015/10/09 2010/08/25 1995/11/16 1999/10/22 2009/03/30 1985/07/05 2019/09/30 1983/09/15 2002/07/31 2007/12/20 1999/04/30 2013/12/20 2012/12/14 1988/04/28 2011/09/23 2013/07/03 2013/10/28 1986/07/16 2005/12/14 2019/03/28 2014/12/29 2001/12/21 2006/07/13 1972/09/11 2003/10/27 2007/05/07 2014/09/19 1994/02/17 2009/12/29 1991/11/01 2000/03/13 2012/11/23 2008/03/03 1986/05/15 1991/11/11 1999/11/15 2010/06/21 2013/12/03 1994/04/27 2019/10/18 2008/06/06 2014/06/25 2007/04/17 2018/03/29 1994/03/15 2007/07/05 2017/12/12 1981/09/07 1997/10/03 2000/10/23 2016/10/17 1993/07/08 2014/07/07 2004/02/17 2003/08/04 2014/10/03 2014/12/10 2016/11/25 1992/08/19 2006/02/23 2002/06/28 2019/11/06 2009/12/18 2017/03/31 2014/06/26 2000/12/15 2010/07/07 2015/12/14 1991/10/22 2019/12/13 2015/07/03 2019/01/15 1994/12/13 Listing date End of 2019 PRC PRC PRC PRC PRC PRC PRC PRC PRC PRC PRC PRC Bermuda Bermuda Bermuda Bermuda Bermuda Bermuda Bermuda Bermuda Bermuda Bermuda Bermuda Bermuda Bermuda Bermuda Bermuda Bermuda Bermuda Bermuda Bermuda Bermuda Bermuda Bermuda Bermuda Bermuda Bermuda Singapore Hong Kong Hong Kong Hong Kong Hong Kong Incorporation Cayman Islands Cayman Islands Cayman Islands Cayman Islands Cayman Islands Cayman Islands Cayman Islands Cayman Islands Cayman Islands Cayman Islands Cayman Islands Cayman Islands Cayman Islands Cayman Islands Cayman Islands Cayman Islands Cayman Islands Cayman Islands Cayman Islands Cayman Islands Cayman Islands Cayman Islands Cayman Islands Cayman Islands Cayman Islands Cayman Islands Cayman Islands Cayman Islands Cayman Islands Cayman Islands Cayman Islands Cayman Islands Cayman Islands Cayman Islands Cayman Islands Cayman Islands Cayman Islands Cayman Islands Cayman Islands Cayman Islands Cayman Islands Cayman Islands (continued) Bojun Education Co. Ltd. Bojun Education Co., Ltd. Bolina Holding Bonjour Holdings Ltd. Ltd. Bonny International Holding Ltd. Boshiwa International Holding Ltd. Bosideng International Holdings Ltd. Bossini International Holdings Boill Healthcare Holdings Ltd. Boill Healthcare Company name Boyaa Interactive International Ltd. Boyaa Interactive International Brainhole Technology Ltd. Group Ltd. Bright Smart Securities & Commodities Ltd. Brightoil Petroleum (Holdings) Holdings Ltd. Brilliance China Automotive Ltd. Brilliant Circle Holdings International Brockman Mining Ltd. Ltd. Budweiser Brewing Co. APAC Build King Holdings Ltd. Burwill Holdings Ltd. BYD Co. Ltd. - H Shares BYD Electronic (International) Co. Ltd. C C Land Holdings Ltd. C Cheng Holdings Ltd. C&D International Investment Group Ltd. C. P. Pokphand Co. Ltd. C.banner International Holdings Ltd. CAA Resources Ltd. Cabbeen Fashion Ltd. Cafe de Coral Holdings Ltd. Camsing International Holding Ltd. CanSino Biologics Inc. - B - H Shares Canvest Environmental Protection Group Co. Ltd. Capinfo Co. Ltd. - H Shares Capital Environment Holdings Ltd. Capital Estate Ltd. Capital VC Ltd. Capxon International Electronic Co. Ltd. CAR Inc. Carnival Group International Holdings Ltd. Carpenter Tan Holdings Ltd. Carrianna Group Holdings Co. Ltd. Carry Wealth Holdings Ltd. Casablanca Group Ltd. CASH Financial Services Group Ltd. Cathay Pacific Airways Ltd. CCT Fortis Holdings Ltd. CEC International Holdings Ltd. CECEP COSTIN New Materials Group Ltd. CEFC Hong Kong Financial Investment Co. Ltd. Celestial Asia Securities Holdings Ltd. Centenary United Holdings Ltd. Central China Real Estate Ltd. Central China Securities Co., Ltd. - H Shares Central Development Holdings Ltd. Central Holding Group Co. Ltd. Central Wealth Group Holdings Ltd. Centron Telecom International Holding Ltd. Centurion Corporation Ltd. Century City International Holdings Ltd. Century Entertainment International Holdings Ltd. Century Ginwa Retail Holdings Ltd. Century Group International Holdings Ltd. Century Legend (Holdings) Ltd. Century Sage Scientific Holdings Ltd. Century Sunshine Group Holdings Ltd. CGN Mining Co. Ltd. CGN New Energy Holdings Co., Ltd. CGN Power Co., Ltd. - H Shares Champion Alliance International Holdings Ltd. Champion Technology Holdings Ltd. Changan Minsheng APLL Logistics Co., Ltd. - H Shares Changmao Biochemical Engineering Co. Ltd. - H Shares Changsha Broad Homes Industrial Group Co., Ltd. - H Shares Changshouhua Food Co. Ltd. Chanhigh Holdings Ltd. Chanjet Information Technology Co. Ltd. - H Shares Chaoda Modern Agriculture (Holdings) Ltd. Chaowei Power Holdings Ltd. Charmacy Pharmaceutical Co., Ltd. - H Shares Chen Hsong Holdings Ltd. Chen Lin Education Group Holdings Ltd. Chen Xing Development Holdings Ltd. Chengdu Expressway Co., Ltd. - H Shares Chengdu PUTIAN Telecommunications Cable Co. Ltd. - H Shares Cheuk Nang (Holdings) Ltd. 01758 01190 00653 01906 01698 03998 00592 01246 Code 00434 02203 01428 00933 01114 01008 00159 01876 00240 00024 01211 00285 01224 01486 01908 00043 01028 02112 02030 00341 02662 06185 01381 01075 03989 00193 02324 00469 00699 00996 00837 00126 00643 02223 00510 00293 00138 00759 02228 01520 01049 01959 00832 01375 00475 01735 00139 01155 06090 00355 00959 00162 02113 00079 01450 00509 01164 01811 01816 01629 00092 01292 00954 02163 01006 02017 01588 00682 00951 02289 00057 01593 02286 01785 01202 00131 HKEX Fact Book 2019 Book Fact HKEX on Main Board listed companies List of
APPENDICES LISTED COMPANIES – MAIN BOARD n.a. n.a. 217 1984/12/05 2015/07/03 2009/07/13 2010/07/12 2018/05/29 1981/08/25 2007/03/21 1973/03/12 2009/10/08 2014/07/11 2009/09/16 2013/07/12 2012/07/06 2010/12/21 2015/03/12 2007/10/09 2011/01/12 2016/11/08 1995/10/11 2010/09/29 2012/07/20 1973/01/26 2001/01/16 1996/03/26 2018/12/27 2000/12/18 2006/09/29 2018/03/16 2004/11/18 2018/09/13 2013/12/12 2007/04/27 2003/06/25 2007/11/19 2006/12/19 2006/12/15 2006/12/08 2013/12/19 2005/10/27 2013/12/20 2010/12/17 1990/11/21 2016/07/11 1994/05/10 2008/10/22 2002/01/02 1997/06/18 2007/10/10 2011/06/20 1996/05/24 2019/06/12 1997/02/05 2017/12/15 1997/07/25 2014/03/28 1997/08/11 2002/02/18 2015/12/10 1994/02/02 1997/06/03 2012/07/06 2002/03/28 2002/11/13 2013/12/20 2017/05/08 1973/02/26 2019/05/08 2009/11/05 2009/02/10 2019/11/13 1998/07/03 2001/06/08 2002/10/28 1993/04/07 2011/11/23 2011/12/09 2005/12/09 1988/10/07 2014/07/16 2001/05/03 2004/01/26 2013/05/22 Listing date End of 2019 PRC PRC PRC PRC PRC PRC PRC PRC PRC PRC PRC PRC PRC PRC Bermuda Bermuda Bermuda Bermuda Bermuda Bermuda Bermuda Bermuda Bermuda Bermuda Bermuda Bermuda Bermuda Bermuda Bermuda Bermuda Bermuda Bermuda Hong Kong Hong Kong Hong Kong Hong Kong Hong Kong Hong Kong Incorporation Cayman Islands Cayman Islands Cayman Islands Cayman Islands Cayman Islands Cayman Islands Cayman Islands Cayman Islands Cayman Islands Cayman Islands Cayman Islands Cayman Islands Cayman Islands Cayman Islands Cayman Islands Cayman Islands Cayman Islands Cayman Islands Cayman Islands Cayman Islands Cayman Islands Cayman Islands Cayman Islands Cayman Islands Cayman Islands Cayman Islands Cayman Islands Cayman Islands Cayman Islands Cayman Islands Cayman Islands Cayman Islands Cayman Islands Cayman Islands Cayman Islands Cayman Islands Cayman Islands Cayman Islands Cayman Islands Cayman Islands Cayman Islands Cayman Islands Cayman Islands Cayman Islands Cayman Islands Cayman Islands (continued) Chevalier International Holdings Ltd. Chevalier International Company name Chia Tai Enterprises International Ltd. Chia Tai Enterprises Ltd. Chigo Holding Ltd. Chiho Environmental Group Group Ltd. China 21st Century Education Holdings Ltd. China Aerospace International Ltd. China Agri-Industries Holdings Ltd. China Agri-Products Exchange Holdings Ltd. China Agroforestry Low-Carbon Holdings Ltd. China Aircraft Leasing Group Ltd. China All Access (Holdings) Ltd. China Aluminum Cans Holdings Engineering Corp. Ltd.-H shares China Aluminum International China Animal Healthcare Ltd. Co. Ltd. China Animation Characters China Aoyuan Group Ltd. China Apex Group Ltd. Ltd. China Art Financial Holdings China Automobile New Retail (Holdings) Ltd. China Automotive Interior Decoration Holdings Ltd. China Baofeng (International) Ltd. China Baoli Technologies Holdings Ltd. China Beidahuang Industry Group Holdings Ltd. China Best Group Holding Ltd. China Beststudy Education Group China Billion Resources Ltd. China BlueChemical Ltd. - H Shares China Boqi Environmental (Holding) Co., Ltd. China Chengtong Development Group Ltd. China Chuanglian Education Financial Group Ltd. China Chunlai Education Group Co., Ltd. China Cinda Asset Management Co., Ltd. - H Shares China CITIC Bank Corporation Ltd. - H Shares China City Infrastructure Group Ltd. China Cloud Copper Co. Ltd. China Coal Energy Co. Ltd. - H Shares China Communications Construction Co. Ltd. - H Shares China Communications Services Corporation Ltd. - H Shares China Conch Venture Holdings Ltd. China Construction Bank Corporation - H Shares China Creative Global Holdings Ltd. Shares China Datang Corporation Renewable Power Co., Ltd. -H China Daye Non-Ferrous Metals Mining Ltd. Shs China Development Bank Financial Leasing Co., Ltd. - H China Development Bank International Investment Ltd. China Dili Group China Ding Yi Feng Holdings Ltd. China Display Optoelectronics Technology Holdings Ltd. China Dongxiang (Group) Co., Ltd. China Dredging Environment Protection Holdings Ltd. China Dynamics (Holdings) Ltd. China East Education Holdings Ltd. China Eastern Airlines Corporation Ltd. - H Shares China Education Group Holdings Ltd. China Electronics Huada Technology Co. Ltd. China Electronics Optics Valley Union Holding Co. Ltd. China Energine International (Holdings) Ltd. China Energy Development Holdings Ltd. China Energy Engineering Corporation Ltd. - H Shares China Environmental Energy Investment Ltd. China Environmental Resources Group Ltd. China Environmental Technology and Bioenergy Holdings Ltd. China Environmental Technology Holdings Ltd. China Ever Grand Financial Leasing Group Co., Ltd. China Everbright Bank Co. Ltd. - H Shares China Everbright Greentech Ltd. China Everbright International Ltd. China Everbright Ltd. China Everbright Water Ltd. China Evergrande Group China e-Wallet Payment Group Ltd. China Feihe Ltd. China Finance Investment Holdings Ltd. China Financial International Investments Ltd. China Financial Leasing Group Ltd. China Financial Services Holdings Ltd. China First Capital Group Ltd. China First Chemical Holdings Ltd. China Flavors and Fragrances Co. Ltd. China Foods Ltd. China Fordoo Holdings Ltd. China Fortune Financial Group Ltd. China Fortune Holdings Ltd. China Galaxy Securities Co., Ltd. - H Shares 00025 Code 03839 00449 00976 01598 00031 00606 00149 01069 01848 00633 06898 02068 00940 01566 03883 02011 01572 00526 00048 03966 00164 00039 00370 03978 00274 03983 02377 00217 02371 01969 01359 00998 02349 00033 01898 01800 00552 00586 00939 01678 01798 00661 01606 01062 01387 00612 00334 03818 00871 00476 00667 00670 00839 00085 00798 01185 00228 03996 00986 01130 01237 00646 00379 06818 01257 00257 00165 01857 03333 00802 06186 00875 00721 02312 00605 01269 02121 03318 00506 02399 00290 00110 06881 HKEX Fact Book 2019 Book Fact HKEX on Main Board listed companies List of
APPENDICES LISTED COMPANIES – MAIN BOARD n.a. 218 1995/10/20 1994/10/26 2019/01/18 2005/06/23 2010/12/01 1995/12/19 1986/02/26 2004/01/13 2015/06/18 2014/07/21 2005/11/04 2011/09/30 2013/06/13 1996/10/14 1997/09/30 2009/11/13 2007/07/04 2011/03/24 2015/10/30 2010/11/19 2013/10/28 2007/02/23 2016/10/20 2005/09/16 1993/10/05 2002/08/28 2015/11/09 2003/03/12 2002/02/28 2012/12/19 2002/09/19 2000/12/12 1973/05/18 2018/07/06 2010/07/15 2015/02/13 2007/08/17 2008/12/22 2019/01/25 2011/03/18 2016/07/12 2010/06/23 2003/12/18 2009/09/25 2017/11/08 2001/10/24 2016/07/15 2010/04/29 2009/12/10 2001/10/26 2013/10/11 2009/06/16 2012/12/21 2014/11/28 1991/08/01 2010/09/28 2013/12/05 2004/06/10 2006/09/22 1993/07/22 1997/10/16 1992/07/15 2016/10/07 2014/02/21 2009/11/26 1972/08/25 1997/10/23 2010/11/26 2007/04/26 2006/03/23 2004/10/13 2014/07/10 2011/01/06 2017/04/19 2010/10/22 2012/06/29 2011/04/20 1993/02/12 1998/07/23 1991/07/05 1993/05/28 2002/11/20 2004/03/02 Listing date End of 2019 PRC PRC PRC PRC PRC PRC PRC PRC PRC PRC PRC PRC PRC Canada Bermuda Bermuda Bermuda Bermuda Bermuda Bermuda Bermuda Bermuda Bermuda Bermuda Bermuda Bermuda Bermuda Bermuda Bermuda Bermuda Bermuda Bermuda Bermuda Hong Kong Hong Kong Hong Kong Hong Kong Hong Kong Hong Kong Hong Kong Incorporation Cayman Islands Cayman Islands Cayman Islands Cayman Islands Cayman Islands Cayman Islands Cayman Islands Cayman Islands Cayman Islands Cayman Islands Cayman Islands Cayman Islands Cayman Islands Cayman Islands Cayman Islands Cayman Islands Cayman Islands Cayman Islands Cayman Islands Cayman Islands Cayman Islands Cayman Islands Cayman Islands Cayman Islands Cayman Islands Cayman Islands Cayman Islands Cayman Islands Cayman Islands Cayman Islands Cayman Islands Cayman Islands Cayman Islands Cayman Islands Cayman Islands Cayman Islands Cayman Islands Cayman Islands Cayman Islands Cayman Islands Cayman Islands Cayman Islands Cayman Islands British Virgin Islands (continued) China Gas Holdings Ltd. China Gas Holdings Company name China Gem Holdings Ltd. China Gem Holdings Education Group Co. Ltd. China Gingko China Glass Holdings Ltd. Corp. Ltd. China Gold International Resources and Healthcare Holdings Ltd. China Grand Pharmaceutical China Graphene Group Ltd. China Green (Holdings) Ltd. Ltd. China Greenfresh Group Co., Group Co. Ltd. China Greenland Broad Greenstate Co., Ltd. China Haisheng Juice Holdings China Hanking Holdings Ltd. Auto Holding Ltd. China Harmony New Energy China Health Group Ltd. Ltd. China Healthwise Holdings Group Ltd. China High Precision Automation Equipment Group Co., Ltd. China High Speed Transmission China Hongqiao Group Ltd. China Huarong Asset Management Co., Ltd. - H Shares China Huarong Energy Co. Ltd. China Huirong Financial Holdings Ltd. China Huiyuan Juice Group Ltd. China Industrial Securities Int’l Financial Group Ltd. China Infrastructure & Logistics Group Ltd. China Infrastructure Investment Ltd. China Innovation Investment Ltd. China International Capital Corporation Ltd. - H Shares China International Development Corporation Ltd. China Internet Investment Finance Holdings Ltd. China Int’l Marine Containers (Group) Co., Ltd. - H Shares China Investment and Finance Group Ltd. China Investment Development Ltd. China Investments Holdings Ltd. China Isotope & Radiation Corporation - H Shares China ITS (Holdings) Co., Ltd. China Jicheng Holdings Ltd. China Jinmao Holdings Group Ltd. China Kangda Food Co. Ltd. China Kepei Education Group Ltd. China Kingstone Mining Holdings Ltd. China Leon Inspection Holding Ltd. China Lesso Group Holdings Ltd. China Life Insurance Co. Ltd. - H Shares China Lilang Ltd. China Literature Ltd. China LNG Group Ltd. China Logistics Property Holdings Co., Ltd. China Longevity Group Co. Ltd. China Longyuan Power Group Corporation Ltd. - H Shares China LotSynergy Holdings Ltd. China Ludao Technology Co. Ltd. China Lumena New Materials Corp. China Machinery Engineering Corporation - H Shares China Maple Leaf Educational Systems Ltd. China Medical & HealthCare Group Ltd. China Medical System Holdings Ltd. China MeiDong Auto Holdings Ltd. China Mengniu Dairy Co. Ltd. China Merchants Bank Co., Ltd. - H Shares China Merchants China Direct Investments Ltd. China Merchants Land Ltd. China Merchants Port Holdings Co. Ltd. China Merchants Securities Co., Ltd. - H Shares China Metal Resources Utilization Ltd. China Minsheng Banking Corp., Ltd. - H Shares China Minsheng Financial Holding Corporation Ltd. China Mobile Ltd. China Modern Dairy Holdings Ltd. China Molybdenum Co., Ltd. - H Shares China Motor Bus Co., Ltd. China National Building Material Co. Ltd. - H Shares China National Culture Group Ltd. China New City Commercial Development Ltd. China New Economy Fund Ltd. China New Higher Education Group Ltd. China New Town Development Co. Ltd. China Nonferrous Mining Corporation Ltd. China NT Pharma Group Co. Ltd. China Nuclear Energy Technology Corporation Ltd. China Ocean Industry Group Ltd. China Oceanwide Holdings Ltd. China Oil And Gas Group Ltd. China Oilfield Services Ltd. - H Shares China Oriental Group Co. Ltd. 00384 Code 01191 01851 03300 02099 00512 00063 00904 06183 01253 00359 03788 03836 00673 00348 00591 00658 01378 02799 01101 01290 01886 06058 01719 00600 01217 03908 00264 00810 02039 01226 00204 00132 01763 01900 01027 00817 00834 01890 01380 01586 02128 02628 01234 00772 00931 01589 01863 00916 01371 02023 00067 01829 01317 00383 00867 01268 02319 03968 00133 00978 00144 06099 01636 01988 00245 00941 01117 03993 00026 03323 00745 01321 00080 02001 01278 01258 01011 00611 00651 00715 00603 02883 00581 HKEX Fact Book 2019 Book Fact HKEX on Main Board listed companies List of
APPENDICES LISTED COMPANIES – MAIN BOARD n.a. 219 2019/10/24 2011/12/09 1984/04/26 1992/08/20 2005/06/16 2015/10/23 2009/12/23 2015/07/08 2015/10/16 2019/11/15 2000/10/19 2013/11/05 2004/10/15 2007/02/23 1992/09/30 2002/07/03 2012/07/13 2009/07/03 2008/03/13 2007/12/07 2015/08/07 1999/10/15 2015/10/26 2018/09/27 1994/01/27 1973/03/19 2009/10/06 1994/11/07 1996/11/08 2013/11/29 2016/10/28 2003/11/12 2019/03/15 2016/01/28 2006/06/09 2014/08/12 2013/11/01 1998/12/01 2010/09/16 2010/02/05 1992/04/15 2008/07/04 2017/07/18 2014/07/15 2005/06/15 2004/12/02 2015/09/10 2012/12/28 2009/01/13 1988/04/12 1997/10/09 1988/09/05 2009/09/30 1997/07/31 1992/11/12 2007/09/27 2010/03/30 2005/07/08 1972/12/04 2013/11/13 2007/12/12 2010/10/13 2000/06/29 1991/01/25 2002/11/15 2010/11/10 1989/12/29 2019/11/11 2019/01/15 2011/12/23 2005/12/15 2010/05/28 2019/06/12 1997/09/24 2009/11/19 2012/07/12 2018/08/08 1993/04/07 1992/11/11 2000/06/22 2003/01/29 2012/06/12 2009/10/08 Listing date End of 2019 PRC PRC PRC PRC PRC PRC PRC PRC PRC PRC PRC Bermuda Bermuda Bermuda Bermuda Bermuda Bermuda Bermuda Bermuda Bermuda Bermuda Bermuda Bermuda Bermuda Bermuda Hong Kong Hong Kong Hong Kong Hong Kong Hong Kong Hong Kong Hong Kong Hong Kong Hong Kong Hong Kong Hong Kong Hong Kong Hong Kong Incorporation Cayman Islands Cayman Islands Cayman Islands Cayman Islands Cayman Islands Cayman Islands Cayman Islands Cayman Islands Cayman Islands Cayman Islands Cayman Islands Cayman Islands Cayman Islands Cayman Islands Cayman Islands Cayman Islands Cayman Islands Cayman Islands Cayman Islands Cayman Islands Cayman Islands Cayman Islands Cayman Islands Cayman Islands Cayman Islands Cayman Islands Cayman Islands Cayman Islands Cayman Islands Cayman Islands Cayman Islands Cayman Islands Cayman Islands Cayman Islands Cayman Islands Cayman Islands Cayman Islands Cayman Islands Cayman Islands Cayman Islands Cayman Islands Cayman Islands Cayman Islands Cayman Islands Cayman Islands Cayman Islands (continued) China Outfitters Holdings Ltd. China Outfitters Grand Oceans Group Ltd. China Overseas International Holdings Ltd. China Oriented Company name China Overseas Land & Investment Ltd. China Overseas Land & Investment Holdings Ltd. China Overseas Nuoxin International Ltd. China Overseas Property Holdings Co., Ltd. - H Shares China Pacific Insurance (Group) Ltd. China Parenting Network Holdings Ltd. China Partytime Culture Holdings China PengFei Group Ltd. Corporation - H Shares China Petroleum & Chemical Ltd. China Pioneer Pharma Holdings Ltd. China Power International Development China Properties Group Ltd. Holdings Ltd. China Properties Investment China Public Procurement Ltd. Ltd. China Putian Food Holding China Qinfa Group Ltd. China Railway Construction Corporation Ltd. - H Shares China Railway Group Ltd. - H Shares -H Shs China Railway Signal & Communication Corporation Ltd. China Rare Earth Holdings Ltd. China Reinsurance (Group) Corporation - H Shares China Renaissance Holdings Ltd. China Renewable Energy Investment Ltd. China Resources and Transportation Group Ltd. China Resources Beer (Holdings) Co. Ltd. China Resources Cement Holdings Ltd. China Resources Gas Group Ltd. China Resources Land Ltd. China Resources Medical Holdings Co. Ltd. China Resources Pharmaceutical Group Ltd. China Resources Power Holdings Co. Ltd. China Risun Group Ltd. China Rongzhong Financial Holdings Co. Ltd. China Ruifeng Renewable Energy Holdings Ltd. China Rundong Auto Group Ltd. China Saite Group Co. Ltd. China Sandi Holdings Ltd. China Sanjiang Fine Chemicals Co. Ltd. China SCE Group Holdings Ltd. China Shandong Hi-Speed Financial Group Ltd. China Shanshui Cement Group Ltd. China Shenghai Food Holdings Co. Ltd. China Shengmu Organic Milk Ltd. China Shenhua Energy Co. Ltd. - H Shares China Shineway Pharmaceutical Group Ltd. China Shun Ke Long Holdings Ltd. China Silver Group Ltd. China Singyes Solar Technologies Holdings Ltd. China Sinostar Group Co. Ltd. China Smarter Energy Group Holdings Ltd. China Solar Energy Holdings Ltd. China South City Holdings Ltd. China Southern Airlines Co. Ltd. - H Shares China Star Entertainment Ltd. China Starch Holdings Ltd. China State Construction Development Holdings Ltd. China State Construction International Holdings Ltd. China Strategic Holdings Ltd. China Success Finance Group Holdings Ltd. China Sunshine Paper Holdings Co. Ltd. China Suntien Green Energy Corporation Ltd. - H Shares China Taiping Insurance Holdings Co. Ltd. China Tangshang Holdings Ltd. China Telecom Corporation Ltd. - H Shares China Tian Lun Gas Holdings Ltd. China Tian Yuan Healthcare Group Ltd. China Tianbao Group Development Co. Ltd. China Tianrui Automotive Interiors Co., Ltd. China Tianrui Group Cement Co. Ltd. China Ting Group Holdings Ltd. China Titans Energy Technology Group Co., Ltd. China Tobacco International (HK) Co. Ltd. China Tonghai International Financial Ltd. China Tontine Wines Group Ltd. China Touyun Tech Group Ltd. China Tower Corporation Ltd. - H Shares China Traditional Chinese Medicine Holdings Co. Ltd. China Travel International Investment Hong Kong Ltd. China Unicom (Hong Kong) Ltd. China Uptown Group Co. Ltd. China U-Ton Holdings Ltd. China Vanadium Titano-Magnetite Mining Co. Ltd. 01146 00081 01871 Code 00688 00464 02669 02601 01736 01532 03348 00386 01345 02380 01838 00736 01094 01699 00866 01186 00390 03969 00769 01508 01911 00987 00269 00291 01313 01193 01109 01515 03320 00836 01907 03963 00527 01365 00153 00910 02198 01966 00412 00691 01676 01432 01088 02877 00974 00815 00750 00485 01004 00155 01668 01055 00326 03838 00830 03311 00235 03623 02002 00956 00966 00674 00728 01600 00557 01427 06162 01252 03398 02188 06055 00952 00389 01332 00788 00570 00308 00762 02330 06168 00893 HKEX Fact Book 2019 Book Fact HKEX on Main Board listed companies List of
APPENDICES LISTED COMPANIES – MAIN BOARD n.a. n.a. n.a. 220 2014/06/25 2014/08/25 1990/10/29 2017/09/27 1999/10/11 2002/01/17 2011/12/22 2014/01/06 2018/03/26 2009/12/08 2012/07/12 2017/02/28 2005/10/03 2010/12/10 2016/03/30 2015/12/02 2009/05/08 1994/09/19 2003/06/20 1997/04/24 2016/03/29 2000/03/10 1993/10/15 1973/01/31 2015/11/11 1994/07/11 2016/10/17 1997/10/17 2008/06/13 2010/12/16 1973/04/06 2011/12/15 2012/02/23 1990/10/12 2010/02/10 1997/05/23 2016/06/08 1987/01/16 2012/11/23 1993/07/21 2006/07/20 2019/07/11 2002/09/30 2000/08/01 2010/11/18 1986/02/26 1997/09/08 2011/10/06 2007/04/03 1991/12/10 2015/06/03 1972/11/01 1996/07/17 2002/07/16 2001/12/19 2016/11/08 2013/07/03 1998/03/12 2018/01/15 2019/10/31 2005/11/28 2005/10/10 2016/12/02 2003/01/06 2001/02/28 2012/10/18 1991/05/21 1997/10/16 1993/12/14 2016/11/01 2014/07/18 2014/06/30 2003/07/15 2009/02/26 1998/05/18 2006/10/09 2009/10/30 1991/11/27 2019/10/18 2013/12/19 2019/07/16 Listing date End of 2019 PRC PRC PRC PRC PRC PRC PRC Bermuda Bermuda Bermuda Bermuda Bermuda Bermuda Bermuda Bermuda Bermuda Bermuda Bermuda Bermuda Bermuda Bermuda Bermuda Bermuda Bermuda Bermuda Bermuda Bermuda Bermuda Bermuda Bermuda Bermuda Singapore Hong Kong Hong Kong Hong Kong Hong Kong Hong Kong Hong Kong Hong Kong Hong Kong Incorporation Cayman Islands Cayman Islands Cayman Islands Cayman Islands Cayman Islands Cayman Islands Cayman Islands Cayman Islands Cayman Islands Cayman Islands Cayman Islands Cayman Islands Cayman Islands Cayman Islands Cayman Islands Cayman Islands Cayman Islands Cayman Islands Cayman Islands Cayman Islands Cayman Islands Cayman Islands Cayman Islands Cayman Islands Cayman Islands Cayman Islands Cayman Islands Cayman Islands Cayman Islands Cayman Islands Cayman Islands Cayman Islands Cayman Islands Cayman Islands Cayman Islands Cayman Islands Cayman Islands Cayman Islands Cayman Islands Cayman Islands Cayman Islands Cayman Islands Cayman Islands Cayman Islands (continued) China VAST Industrial Urban Development Co. Ltd. Urban Development China VAST Industrial Healthcare Ltd. China Wah Yan China Vanke Co., Ltd. - H Shares China Vanke Co., Company name China Wan Tong Yuan (Holdings) Ltd. China Wan Tong Yuan (Holdings) Ltd. China Water Affairs Group Ltd. China Water Industry Group Ltd. China Weaving Materials Holdings Ltd. China Wood Optimization (Holding) Ltd. China Xinhua Education Group China XLX Fertiliser Ltd. Services Holdings Ltd. China Yongda Automobiles Ltd. China YuHua Education Corporation China Yurun Food Group Ltd. Holdings Ltd. China ZhengTong Auto Services - H Shares China Zheshang Bank Co., Ltd. Co. Ltd. China ZhongDi Dairy Holdings Ltd. China Zhongwang Holdings Holdings Ltd. China-Hongkong Photo Products Chinasoft International Ltd. Chinese Estates Holdings Ltd. Chinese People Holdings Co. Ltd. Ching Lee Holdings Ltd. Chinlink International Holdings Ltd. Chinney Alliance Group Ltd. Chinney Investments, Ltd. Chinney Kin Wing Holdings Ltd. Chong Hing Bank Ltd. Chong Kin Group Holdings Ltd. Chongqing Iron & Steel Co. Ltd. - H Shares Chongqing Machinery & Electric Co., Ltd. - H Shares Chongqing Rural Commercial Bank Co., Ltd. - H Shares Chow Sang Sang Holdings International Ltd. Chow Tai Fook Jewellery Group Ltd. Christine International Holdings Ltd. CHTC Fong’s International Co. Ltd. Ltd. Chu Kong Petroleum and Natural Gas Steel Pipe Holdings Chu Kong Shipping Enterprises (Group) Co., Ltd. Chuan Holdings Ltd. Chuang’s China Investments Ltd. Chuang’s Consortium International Ltd. CIFI Holdings (Group) Co. Ltd. CIL Holdings Ltd. CIMC Enric Holdings Ltd. CIMC Vehicles (Group) Co., Ltd. - H Shares CIMC-TianDa Holdings Co. Ltd. Cinda International Holdings Ltd. CITIC Dameng Holdings Ltd. CITIC Ltd. CITIC Resources Holdings Ltd. CITIC Securities Co. Ltd. - H Shares CITIC Telecom International Holdings Ltd. Citychamp Watch & Jewellery Group Ltd. CK Asset Holdings Ltd. CK Hutchison Holdings Ltd. CK Infrastructure Holdings Ltd. CK Life Sciences Int’l., (Holdings) Inc. Clear Media Ltd. Clifford Modern Living Holdings Ltd. CLP Holdings Ltd. CLSA Premium Ltd. CMBC Capital Holdings Ltd. C-MER Eye Care Holdings Ltd. CMGE Technology Group Ltd. CMIC Ocean En-Tech Holding Co., Ltd. CMMB Vision Holdings Ltd. CMON Ltd. CNNC International Ltd. CNOOC Ltd. CNQC International Holdings Ltd. CNT Group Ltd. Coastal Greenland Ltd. Cocoon Holdings Ltd. COFCO Meat Holdings Ltd. Cogobuy Group Colour Life Services Group Co., Ltd. Comba Telecom Systems Holdings Ltd. Come Sure Group (Holdings) Ltd. Computer And Technologies Holdings Ltd. Computime Group Ltd. Comtec Solar Systems Group Ltd. Concord New Energy Group Ltd. Confidence Intelligence Holdings Ltd. Consun Pharmaceutical Group Ltd. Contel Technology Co. Ltd. 06166 00648 02202 Code 06966 00855 01129 03778 01885 02779 01866 03669 06169 01068 01728 02016 01492 01333 01123 00354 00127 00681 03728 00997 00385 00216 01556 01111 01609 01053 02722 03618 00116 01929 01210 00641 01938 00560 01420 00298 00367 00884 00479 03899 01839 00445 00111 01091 00267 01205 06030 01883 00256 01113 00001 01038 00775 00100 03686 00002 06877 01141 03309 00302 00206 00471 01792 02302 00883 01240 00701 01124 00428 01610 00400 01778 02342 00794 00046 00320 00712 00182 01967 01681 01912 HKEX Fact Book 2019 Book Fact HKEX on Main Board listed companies List of
APPENDICES LISTED COMPANIES – MAIN BOARD n.a. n.a. 221 1988/11/08 2001/01/18 2010/07/13 2004/12/09 2000/07/26 2004/06/16 1994/11/11 2005/06/30 1992/02/11 1994/12/19 1999/11/17 2014/06/26 1988/12/12 2007/04/20 2018/06/19 2011/06/24 2015/03/31 2017/07/10 2009/11/16 2019/10/16 2015/12/16 2018/12/11 1974/07/30 2016/09/12 1998/01/16 2008/08/21 2017/11/03 2016/12/09 1992/04/15 2018/03/13 1994/06/21 2019/06/17 1993/08/06 1994/02/02 2019/02/26 2013/09/25 2017/07/17 2018/06/28 1986/08/12 2012/04/13 1988/12/23 2010/07/07 2015/05/27 2010/12/01 2016/12/19 2002/01/14 2007/10/04 2018/10/11 2015/09/30 2007/10/17 2004/06/30 1987/11/05 1989/12/14 1990/01/31 2015/11/20 2006/04/28 2019/11/08 2002/05/10 1995/11/03 2016/11/15 1997/03/21 2001/06/22 2003/07/11 2006/05/11 2015/11/12 2019/04/25 1997/06/10 1997/01/03 2019/02/26 2016/07/08 1973/03/15 2013/12/09 2001/06/01 1992/07/06 2017/12/15 2008/12/22 1988/10/26 1991/07/25 1994/06/06 2005/12/07 2017/07/11 2003/01/29 Listing date End of 2019 PRC PRC PRC PRC PRC PRC PRC PRC PRC PRC PRC PRC PRC PRC Bermuda Bermuda Bermuda Bermuda Bermuda Bermuda Bermuda Bermuda Bermuda Bermuda Bermuda Bermuda Bermuda Bermuda Bermuda Bermuda Bermuda Bermuda Hong Kong Hong Kong Hong Kong Hong Kong Hong Kong Hong Kong Hong Kong Hong Kong Hong Kong Hong Kong Hong Kong Hong Kong Hong Kong Incorporation Cayman Islands Cayman Islands Cayman Islands Cayman Islands Cayman Islands Cayman Islands Cayman Islands Cayman Islands Cayman Islands Cayman Islands Cayman Islands Cayman Islands Cayman Islands Cayman Islands Cayman Islands Cayman Islands Cayman Islands Cayman Islands Cayman Islands Cayman Islands Cayman Islands Cayman Islands Cayman Islands Cayman Islands Cayman Islands Cayman Islands Cayman Islands Cayman Islands Cayman Islands Cayman Islands Cayman Islands Cayman Islands Cayman Islands Cayman Islands Cayman Islands Cayman Islands Cayman Islands Cayman Islands Cayman Islands (continued) Continental Holdings Ltd. Continental Holdings Company name Convenience Retail Asia Ltd. Convenience Retail Holdings Ltd. Convoy Global Coolpad Group Ltd. Group Ltd. Core Economy Investment Co., Ltd. - H Shares COSCO SHIPPING Development Co., Ltd. - H Shares COSCO SHIPPING Energy Transportation Co., Ltd. - H Shares COSCO SHIPPING Holdings (Hong Kong) Co., Ltd. COSCO SHIPPING International COSCO SHIPPING Ports Ltd. Group Ltd. Coslight Technology International Co. Ltd. Cosmo Lady (China) Holdings Holdings Ltd. Cosmopolitan International Ltd. Cosmos Machinery Enterprises Ltd. Country Garden Holdings Co. Co. Ltd. Country Garden Services Holdings Ltd. Courage Investment Group Cowell e Holdings Inc. CPM Group Ltd. CPMC Holdings Ltd. CR Construction Group Holdings Ltd. CRCC High-Tech Equipment Corporation Ltd. - H Shares Creative Enterprise Holdings Ltd. Crocodile Garments Ltd. Cross-Harbour (Holdings) Ltd., The CROSSTEC Group Holdings Ltd. Crown International Corporation Ltd. CRRC Corporation Ltd. - H Shares Crystal International Group Ltd. CSC Financial Co., Ltd. - H Shares CSI Properties Ltd. CSMall Group Ltd. CSPC Pharmaceutical Group Ltd. CSSC (Hong Kong) Shipping Co. Ltd. - H Shs CSSC Offshore & Marine Engineering (Group) Co. Ltd. CST Group Ltd. CStone Pharmaceuticals - B CT Environmental Group Ltd. CT Vision (International) Holdings Ltd. CTEH Inc. Culturecom Holdings Ltd. CW Group Holdings Ltd. CWT International Ltd. Cybernaut International Holdings Co. Ltd. D&G Technology Holding Co. Ltd. Da Ming International Holdings Ltd. Da Sen Holdings Group Ltd. Da Yu Financial Holdings Ltd. DaChan Food (Asia) Ltd. DaFa Properties Group Ltd. Dafy Holdings Ltd. Dah Chong Hong Holdings Ltd. Dah Sing Banking Group Ltd. Dah Sing Financial Holdings Ltd. Daido Group Ltd. Daisho Microline Holdings Ltd. Dali Foods Group Co. Ltd. Dalian Port (PDA) Co. Ltd. - H Shares Dalipal Holdings Ltd. Daohe Global Group Ltd. Daphne International Holdings Ltd. Datang Environment Industry Group Co., Ltd. - H Shares Datang International Power Generation Co., Ltd. - H Shares Datronix Holdings Ltd. Dawnrays Pharmaceutical (Holdings) Ltd. DBA Telecommunication (Asia) Holdings Ltd. Denox Environmental & Technology Holdings Ltd. Design Capital Ltd. Deson Development International Holdings Ltd. DeTai New Energy Group Ltd. Dexin China Holdings Co. Ltd. DFZQ - H Shares Dickson Concepts (International) Ltd. Differ Group Holding Co. Ltd. Digital China Holdings Ltd. Digital Domain Holdings Ltd. Digital Hollywood Interactive Ltd. Ding He Mining Holdings Ltd. Dingyi Group Investment Ltd. DIT Group Ltd. Dongfang Electric Corporation Ltd. - H Shares Dongfeng Motor Group Co. Ltd. - H Shares Dongguang Chemical Ltd. Dongjiang Environmental Co. Ltd. - H Shares 00513 Code 00831 01019 02369 00339 02866 01138 01919 00517 01199 01043 02298 00120 00118 02007 06098 01145 01415 01932 00906 01582 01786 03992 00122 00032 03893 00727 01766 02232 06066 00497 01815 01093 03877 00317 00985 02616 01363 00994 01620 00343 01322 00521 01020 01301 01090 01580 01073 03999 06111 01826 01828 02356 00440 00544 00567 03799 02880 01921 00915 00210 01272 00991 00889 02348 03335 01452 01545 00262 00559 02019 03958 00113 06878 00861 00547 02022 00705 00508 00726 01072 00489 01702 00895 HKEX Fact Book 2019 Book Fact HKEX on Main Board listed companies List of
APPENDICES LISTED COMPANIES – MAIN BOARD n.a. n.a. n.a. n.a. n.a. 222 2012/06/13 2007/12/10 2019/03/14 1990/12/12 2011/06/10 2018/11/05 2018/02/08 2002/02/07 1993/07/27 2002/06/07 1991/09/30 2019/05/07 2014/06/19 2012/08/06 2005/01/26 2000/04/12 2010/07/19 2003/08/22 2002/02/28 2014/06/25 2002/11/07 1995/01/30 2004/03/09 2010/10/11 2017/04/19 2019/07/16 2014/06/27 1997/06/25 2014/11/28 2018/07/20 1984/09/24 2011/07/08 1996/04/11 2002/04/10 2014/09/26 2006/12/18 1991/09/16 2007/04/24 1992/06/10 1972/11/14 2008/07/21 2001/07/26 2002/06/03 2007/01/11 2007/06/06 1991/04/15 2013/12/03 2014/07/11 1993/12/09 2019/11/01 2001/06/27 2000/02/15 2018/08/16 2019/10/15 2005/05/11 2016/07/06 2018/11/12 2018/12/17 2018/01/16 2016/08/18 2008/02/12 2010/11/04 2017/07/12 2003/10/10 1999/03/10 1991/10/09 2009/11/25 1972/09/21 1973/02/12 2011/03/30 1979/07/03 2014/03/05 1991/10/03 1986/09/10 2014/01/22 2019/06/28 2014/12/05 2005/02/03 2018/07/12 Listing date End of 2019 PRC PRC PRC Japan Japan Australia Bermuda Bermuda Bermuda Bermuda Bermuda Bermuda Bermuda Bermuda Bermuda Bermuda Bermuda Bermuda Bermuda Bermuda Bermuda Bermuda Bermuda Bermuda Bermuda Bermuda Singapore Hong Kong Hong Kong Hong Kong Hong Kong Hong Kong Hong Kong Hong Kong Hong Kong Hong Kong Hong Kong Incorporation Cayman Islands Cayman Islands Cayman Islands Cayman Islands Cayman Islands Cayman Islands Cayman Islands Cayman Islands Cayman Islands Cayman Islands Cayman Islands Cayman Islands Cayman Islands Cayman Islands Cayman Islands Cayman Islands Cayman Islands Cayman Islands Cayman Islands Cayman Islands Cayman Islands Cayman Islands Cayman Islands Cayman Islands Cayman Islands Cayman Islands Cayman Islands Cayman Islands Cayman Islands Cayman Islands Cayman Islands Cayman Islands Cayman Islands Cayman Islands Cayman Islands Cayman Islands Cayman Islands Cayman Islands Cayman Islands Cayman Islands Cayman Islands Cayman Islands Cayman Islands Cayman Islands Cayman Islands British Virgin Islands British Virgin Islands (continued) Dongyue Group Ltd. Dongyue Group Doumob Ltd. Doyen International Holdings Dongwu Cement International Ltd. Dongwu Cement Company name Dragon Crown Group Holdings Ltd. Dragon Crown Group Holdings Dragon Mining Ltd. Ltd. Dragon Rise Group Holdings Dream International Ltd. DreamEast Group Ltd. DT Capital Ltd. Holdings Co. Ltd. DTXS Silk Road Investment Duiba Group Ltd. Group Co., Ltd. -H Shares Dynagreen Environmental Protection Co., Ltd. DYNAM JAPAN HOLDINGS Dynamic Holdings Ltd. Dynasty Fine Wines Group Ltd. E. Bon Holdings Ltd. Eagle Legend Asia Ltd. Eagle Nice (International) Holdings Ltd. Eagle Ride Investment Holdings Ltd. Earthasia International Holdings Ltd. Easy One Financial Group Ltd. Easyknit International Holdings Ltd. EcoGreen International Group Ltd. E-Commodities Holdings Ltd. Edvance International Holdings Ltd. Edvantage Group Holdings Ltd. EEKA Fashion Holdings Ltd. eForce Holdings Ltd. EGL Holdings Co. Ltd. E-House (China) Enterprise Holdings Ltd. Elate Holdings Ltd. Elec & Eltek International Co. Ltd. Elegance Optical International Holdings Ltd. Elife Holdings Ltd. ELL Environmental Holdings Ltd. Embry Holdings Ltd. Eminence Enterprise Ltd. Emperor Capital Group Ltd. Emperor Culture Group Ltd. Emperor Entertainment Hotel Ltd. Emperor International Holdings Ltd. Emperor Watch & Jewellery Ltd. Energy International Investments Holdings Ltd. ENM Holdings Ltd. ENN Energy Holdings Ltd. Enterprise Development Holdings Ltd. Enviro Energy International Holdings Ltd. EPI (Holdings) Ltd. eprint Group Ltd. Ernest Borel Holdings Ltd. Esprit Holdings Ltd. ESR Cayman Ltd. Essex Bio-Technology Ltd. eSun Holdings Ltd. Eternity Investment Ltd. Eternity Technology Holdings Ltd. EuroEyes International Eye Clinic Ltd. EVA Precision Industrial Holdings Ltd. Ever Harvest Group Holdings Ltd. Ever Reach Group (Holdings) Co. Ltd. Ever Sunshine Lifestyle Services Group Ltd. Everbright Grand China Assets Ltd. Everbright Securities Co. Ltd. - H Shares EverChina Int’l Holdings Co. Ltd. Evergrande Health Industry Group Ltd. Evergreen International Holdings Ltd. Evergreen Products Group Ltd. EVOC Intelligent Technology Co. Ltd. - H Shares Extrawell Pharmaceutical Holdings Ltd. Fairwood Holdings Ltd. Fantasia Holdings Group Co., Ltd. Far East Consortium International Ltd. Far East Holdings International Ltd. Far East Horizon Ltd. Far East Hotels & Entertainment Ltd. Fast Retailing Co., Ltd. - DR FDG Electric Vehicles Ltd. FDG Kinetic Ltd. Feishang Anthracite Resources Ltd. Feiyang International Holdings Group Ltd. Feiyu Technology International Co. Ltd. FIH Mobile Ltd. FingerTango Inc. 00189 01917 00668 00695 Code 00935 01712 06829 01126 00593 00356 00620 01753 01330 06889 00029 00828 00599 00936 02368 00901 06128 00221 01218 02341 01733 01410 00382 03709 00943 06882 02048 00076 01151 00907 00223 01395 01388 00616 00717 00491 00296 00163 00887 00353 00128 02688 01808 01102 00689 01884 01856 00330 01821 01061 00571 00764 01725 01846 00838 01549 03616 01995 03699 06178 00202 00708 00238 01962 02308 00858 00052 01777 00035 00036 03360 00037 06288 00729 00378 01738 01901 01022 02038 06860 HKEX Fact Book 2019 Book Fact HKEX on Main Board listed companies List of
APPENDICES LISTED COMPANIES – MAIN BOARD n.a. 223 2016/02/18 1988/09/12 1972/08/24 1997/06/23 2017/07/13 2015/11/26 2010/03/29 2003/07/04 2013/10/03 2006/07/05 2010/09/24 2007/07/16 2018/12/14 1995/12/21 1988/04/20 1993/08/25 1988/05/11 2013/06/26 2004/12/17 2019/10/08 2019/05/30 1988/07/29 2015/12/10 2018/07/16 2013/12/19 2007/02/08 1973/02/22 2014/01/09 2000/04/11 2002/12/18 2000/11/13 2018/10/30 2014/11/13 2018/07/11 2009/12/04 2002/08/15 2015/01/09 2003/07/02 2015/03/31 2017/06/13 2018/02/13 1991/10/07 2018/10/11 1992/03/25 2007/11/13 1973/02/23 1989/10/16 2016/11/11 1988/10/05 2015/07/08 2015/12/30 2000/11/30 2017/10/12 2016/04/08 2002/06/06 2015/04/10 1991/06/19 2001/03/16 2014/07/09 2014/12/12 1998/07/17 2007/09/20 2009/10/02 1996/09/17 2010/12/15 2004/04/30 2016/10/13 2017/10/18 1984/07/02 2006/03/21 2017/08/11 2001/12/28 2018/08/22 2015/06/05 1991/01/28 2011/07/14 2015/07/15 2013/01/16 2014/10/16 1992/10/08 1992/09/18 2013/12/04 2007/10/16 Listing date End of 2019 PRC PRC PRC PRC PRC PRC Bermuda Bermuda Bermuda Bermuda Bermuda Bermuda Bermuda Bermuda Bermuda Bermuda Bermuda Bermuda Bermuda Bermuda Bermuda Bermuda Hong Kong Hong Kong Hong Kong Hong Kong Hong Kong Hong Kong Hong Kong Hong Kong Hong Kong Hong Kong Hong Kong Hong Kong Incorporation Cayman Islands Cayman Islands Cayman Islands Cayman Islands Cayman Islands Cayman Islands Cayman Islands Cayman Islands Cayman Islands Cayman Islands Cayman Islands Cayman Islands Cayman Islands Cayman Islands Cayman Islands Cayman Islands Cayman Islands Cayman Islands Cayman Islands Cayman Islands Cayman Islands Cayman Islands Cayman Islands Cayman Islands Cayman Islands Cayman Islands Cayman Islands Cayman Islands Cayman Islands Cayman Islands Cayman Islands Cayman Islands Cayman Islands Cayman Islands Cayman Islands Cayman Islands Cayman Islands Cayman Islands Cayman Islands Cayman Islands Cayman Islands Cayman Islands Cayman Islands Cayman Islands Cayman Islands Cayman Islands Cayman Islands Cayman Islands Cayman Islands Cayman Islands (continued) First Pacific Co. Ltd. First Pacific Co. Fire Rock Holdings Ltd. Fire Rock Holdings Company name First Shanghai Investments Ltd. First Shanghai First Tractor Co Ltd. - H Shares FIT Hon Teng Ltd. H Shares Flat Glass Group Co., Ltd. - Ltd. Flyke International Holdings Ltd. Forebase International Holdings Forgame Holdings Ltd. Ltd. Fortune Sun (China) Holdings Ltd. Fortunet e-Commerce Group Fosun International Ltd. Fosun Tourism Group Founder Holdings Ltd. Fountain Set (Holdings) Ltd. Ltd. Four Seas Mercantile Holdings Ltd. Freeman FinTech Corporation (Holdings) Ltd. Freetech Road Recycling Technology Fresh Express Delivery Holdings Group Co., Ltd. FriendTimes Inc. Frontage Holdings Corporation Frontier Services Group Ltd. FSE Services Group Ltd. FSM Holdings Ltd. Fu Shou Yuan International Group Ltd. Fufeng Group Ltd. Fujian Holdings Ltd. Fujian Nuoqi Co., Ltd. - H Shares Fujikon Industrial Holdings Ltd. Fullshare Holdings Ltd. Fullsun International Holdings Group Co., Ltd. Fullwealth Construction Holdings Co. Ltd. Fulum Group Holdings Ltd. Fusen Pharmaceutical Co. Ltd. Futong Technology Development Holdings Ltd. Future Bright Holdings Ltd. Future Bright Mining Holdings Ltd. Future World Financial Holdings Ltd. Fuyao Glass Industry Group Co., Ltd. - H Shares G & M Holdings Ltd. Gain Plus Holdings Ltd. Galaxy Entertainment Group Ltd. Ganfeng Lithium Co., Ltd. - H Shares GCL New Energy Holdings Ltd. GCL-Poly Energy Holdings Ltd. Geely Automobile Holdings Ltd. Gemdale Properties and Investment Corporation Ltd. Gemilang International Ltd. Gemini Investments (Holdings) Ltd. Genertec Universal Medical Group Co. Ltd. Genscript Biotech Corporation Genting Hong Kong Ltd. Geotech Holdings Ltd. Get Nice Financial Group Ltd. Get Nice Holdings Ltd. GF Securities Co., Ltd. - H Shares Giordano International Ltd. Global Bio-chem Technology Group Co. Ltd. Global Brands Group Holding Ltd. Global International Credit Group Ltd. Global Mastermind Capital Ltd. Global Sweeteners Holdings Ltd. Glorious Property Holdings Ltd. Glorious Sun Enterprises Ltd. Glory Sun Financial Group Ltd. Glory Sun Land Group Ltd. Goal Forward Holdings Ltd. Goal Rise Logistics (China) Holdings Ltd. Gold Peak Industries (Holdings) Ltd. Goldbond Group Holdings Ltd. Golden Eagle Retail Group Ltd. Golden Faith Group Holdings Ltd. Golden Meditech Holdings Ltd. Golden Ponder Holdings Ltd. Golden Power Group Holdings Ltd. Golden Resources Development International Ltd. Golden Shield Holdings (Industrial) Ltd. Golden Throat Holdings Group Co. Ltd. Golden Wheel Tiandi Holdings Co. Ltd. Gold-Finance Holdings Ltd. Goldin Financial Holdings Ltd. Goldlion Holdings Ltd. Goldpac Group Ltd. Goldstream Investment Ltd. 00142 01909 Code 00227 00038 06088 06865 01998 02310 00484 00352 01039 00656 01992 00418 00420 00374 00279 06888 01175 06820 01521 00500 00331 01721 01448 00546 00181 01353 00927 00607 00627 01034 01443 01652 00465 00703 02212 00572 03606 06038 09900 00027 01772 00451 03800 00175 00535 06163 00174 02666 01548 00678 01707 01469 00064 01776 00709 00809 00787 01669 00905 03889 00845 00393 01282 00299 01854 01529 00040 00172 03308 02863 00801 01783 03919 00677 02123 06896 01232 01462 00530 00533 03315 01328 HKEX Fact Book 2019 Book Fact HKEX on Main Board listed companies List of
APPENDICES LISTED COMPANIES – MAIN BOARD n.a. n.a. n.a. n.a. n.a. 224 1994/07/15 2002/07/24 1992/04/15 2006/01/11 1998/01/12 2010/11/24 1973/02/09 2011/12/14 2013/08/09 2001/08/30 2017/03/30 2010/10/11 1989/04/21 2003/12/15 1990/06/29 1991/12/30 1992/09/16 2011/11/24 2010/12/09 1997/06/26 2019/10/17 2006/09/29 1999/07/06 1988/06/21 2006/10/10 2009/11/06 2008/11/12 2006/07/13 2016/07/12 2011/12/14 1994/04/29 1997/10/20 2019/06/28 1988/04/06 2005/10/05 2019/02/28 2016/11/25 2015/12/23 2016/11/08 1997/08/08 1996/12/16 2005/10/26 1994/12/09 1996/05/14 2010/08/30 1997/10/30 2005/07/14 2017/06/20 1999/04/09 1983/05/03 2011/12/30 2015/07/06 2014/07/07 2010/07/08 2017/04/11 1992/10/30 2014/03/13 2018/09/26 1997/12/23 2016/07/15 2003/03/03 2002/11/18 2012/07/06 2006/12/22 1996/08/06 2012/04/27 2019/06/03 2019/08/16 1972/10/12 2010/10/05 2016/05/18 1972/06/20 2018/10/12 2014/06/19 2002/01/10 1997/05/28 2019/06/14 2006/06/06 2015/12/10 Listing date End of 2019 PRC PRC PRC PRC PRC PRC PRC PRC PRC PRC PRC PRC PRC PRC PRC PRC PRC Bermuda Bermuda Bermuda Bermuda Bermuda Bermuda Bermuda Bermuda Bermuda Bermuda Bermuda Bermuda Bermuda Bermuda Bermuda Bermuda Bermuda Bermuda Bermuda Bermuda Bermuda Hong Kong Hong Kong Hong Kong Hong Kong Hong Kong Hong Kong Hong Kong Hong Kong Hong Kong Hong Kong Incorporation Cayman Islands Cayman Islands Cayman Islands Cayman Islands Cayman Islands Cayman Islands Cayman Islands Cayman Islands Cayman Islands Cayman Islands Cayman Islands Cayman Islands Cayman Islands Cayman Islands Cayman Islands Cayman Islands Cayman Islands Cayman Islands Cayman Islands Cayman Islands Cayman Islands Cayman Islands Cayman Islands Cayman Islands Cayman Islands Cayman Islands Cayman Islands Cayman Islands Cayman Islands Cayman Islands Cayman Islands Cayman Islands Cayman Islands Cayman Islands Cayman Islands British Virgin Islands (continued) Golik Holdings Ltd. Golik Holdings Company name Gome Finance Technology Co., Ltd. Gome Finance Ltd. GOME Retail Holdings Inc. Good Friend International Holdings Good Resources Holdings Ltd. Ltd. Goodbaby International Holdings GR Properties Ltd. Grand Baoxin Auto Group Ltd. Ltd. Grand Field Group Holdings Ltd. Grand Ming Group Holdings Co. Ltd. Grand Ocean Advanced Resources Ltd. Grandshores Technology Group Ltd. Great China Properties Holdings Great Eagle Holdings Ltd. Holdings Ltd. Great Harvest Maeta Group Ltd. Great Wall Belt & Road Holdings H Shares Great Wall Motor Co. Ltd. - Ltd. Great Wall Pan Asia Holdings Greater Bay Area Investments Group Holdings Ltd. Greater China Financial Holdings Ltd. Greatime International Holdings Ltd. Greatview Aseptic Packaging Co. Ltd. Green Energy Group Ltd. Green Future Food Hydrocolloid Marine Science Co. Ltd. Green International Holdings Ltd. Green Leader Holdings Group Ltd. Greenheart Group Ltd. Greenland Hong Kong Holdings Ltd. Greens Holdings Ltd. Greentech Technology International Ltd. Greentown China Holdings Ltd. Greentown Service Group Co. Ltd. Greenway Mining Group Ltd. G-Resources Group Ltd. Ground International Development Ltd. Grown Up Group Investment Holdings Ltd. GT Group Holdings Ltd. GTI Holdings Ltd. Guan Chao Holdings Ltd. Ltd.-H Shs Guangdong Adway Construction (Group) Holdings Co. Guangdong Investment Ltd. Ltd-H Shs Guangdong Join-Share Financing Guarantee Invest Co Guangdong Kanghua Healthcare Co., Ltd. - H Shares Guangdong Land Holdings Ltd. Guangdong Tannery Ltd. Guangdong Yueyun Transportation Co. Ltd. - H Shares Guangnan (Holdings) Ltd. Guangshen Railway Co. Ltd. - H Shares Guangzhou Automobile Group Co., Ltd. - H Shares H Shs Guangzhou Baiyunshan Pharmaceutical Holdings Co. Ltd.- Guangzhou R&F Properties Co., Ltd. - H Shares Guangzhou Rural Commercial Bank Co., Ltd. - H Shares Guoan International Ltd. Guoco Group Ltd. Guodian Technology & Environment Group Corporation Ltd.-H Sh Guolian Securities Co., Ltd. - H Shares Guorui Properties Ltd. Guotai Junan International Holdings Ltd. Guotai Junan Securities Co., Ltd. - H Shares G-Vision International (Holdings) Ltd. Haichang Ocean Park Holdings Ltd. Haidilao International Holding Ltd. Haier Electronics Group Co., Ltd. Hailan Holdings Ltd. Hailiang International Holdings Ltd. Hainan Meilan International Airport Co. Ltd. - H Shares Haitian Energy International Ltd. Haitian International Holdings Ltd. Haitong International Securities Group Ltd. Haitong Securities Co., Ltd. - H Shares Haitong UniTrust International Leasing Co., Ltd. - H Shares Hands Form Holdings Ltd. Hang Lung Group Ltd. Hang Lung Properties Ltd. Hang Pin Living Technology Co. Ltd. Hang Sang (Siu Po) International Holding Co. Ltd. Hang Seng Bank Ltd. Hang Yick Holdings Co. Ltd. Hanhua Financial Holding Co., Ltd. - H Shares Hanison Construction Holdings Ltd. Hans Energy Co. Ltd. Hansoh Pharmaceutical Group Co. Ltd. Hao Tian Development Group Ltd. Hao Tian International Construction Investment Group Ltd. 01118 Code 00628 00493 02398 00109 01086 00108 01293 00115 01271 00065 01647 00021 00041 03683 00524 02333 00583 00261 00431 00844 00468 00979 01084 02700 00061 00094 00337 01318 00195 03900 02869 02133 01051 00989 01842 00263 03344 01872 06189 00270 01543 03689 00124 01058 03399 01203 00525 02238 00874 02777 01551 00143 00053 01296 01456 02329 01788 02611 00657 02255 06862 01169 02278 02336 00357 01659 01882 00665 06837 01905 01920 00010 00101 01682 03626 00011 01894 03903 00896 00554 03692 00474 01341 HKEX Fact Book 2019 Book Fact HKEX on Main Board listed companies List of
APPENDICES LISTED COMPANIES – MAIN BOARD n.a. n.a. n.a. n.a. n.a. n.a. n.a. 225 2014/03/31 1994/12/16 2015/07/07 2003/12/17 2010/12/17 2017/12/15 2016/12/21 2017/10/10 1972/11/06 1981/07/23 2019/03/15 2001/12/03 1998/12/08 2005/09/26 2015/10/15 1997/09/25 2010/12/23 2014/05/29 2019/07/12 1997/12/22 2007/09/21 2015/03/11 1992/08/04 2011/04/21 2014/10/16 2009/06/22 2018/07/16 1996/07/23 2008/07/14 2018/09/27 2014/01/29 2015/03/12 2002/06/21 1987/05/29 2001/11/09 2018/04/18 1988/03/11 2011/11/29 2003/11/10 2015/12/30 2019/11/14 2019/07/04 1972/07/01 2003/04/09 2005/08/03 2011/07/04 2000/06/27 2013/10/02 2000/09/08 1992/12/16 2019/10/16 2003/06/30 1994/02/18 1997/08/04 2009/12/16 2016/12/30 2008/03/07 1992/10/12 2016/10/06 2014/01/28 2003/09/24 1988/11/16 2018/08/03 2015/09/08 2004/07/15 1998/05/27 2011/12/16 2017/03/16 2018/05/11 2002/12/10 2014/10/15 2000/02/02 2018/09/14 2013/09/09 1992/01/22 2012/06/28 1999/06/30 Listing date End of 2019 PRC PRC PRC PRC PRC PRC PRC PRC PRC PRC England Bermuda Bermuda Bermuda Bermuda Bermuda Bermuda Bermuda Bermuda Bermuda Bermuda Bermuda Bermuda Bermuda Bermuda Bermuda Bermuda Singapore Hong Kong Hong Kong Hong Kong Hong Kong Hong Kong Hong Kong Hong Kong Hong Kong Hong Kong Hong Kong Hong Kong Hong Kong Incorporation Cayman Islands Cayman Islands Cayman Islands Cayman Islands Cayman Islands Cayman Islands Cayman Islands Cayman Islands Cayman Islands Cayman Islands Cayman Islands Cayman Islands Cayman Islands Cayman Islands Cayman Islands Cayman Islands Cayman Islands Cayman Islands Cayman Islands Cayman Islands Cayman Islands Cayman Islands Cayman Islands Cayman Islands Cayman Islands Cayman Islands Cayman Islands Cayman Islands Cayman Islands Cayman Islands Cayman Islands Cayman Islands Cayman Islands Cayman Islands Cayman Islands Cayman Islands Cayman Islands Cayman Islands Cayman Islands Cayman Islands Cayman Islands Cayman Islands Cayman Islands Cayman Islands (continued) Harbin Electric Co. Ltd. - H Shares Harbin Electric Development Ltd. Harbour Centre Harbin Bank Co., Ltd. - H Shares Harbin Bank Co., Company name Harmonicare Medical Holdings Ltd. Harmonicare Medical Holdings HC Group Inc. International Holdings Ltd. Health and Happiness (H&H) Ltd. - H Shares Hebei Construction Group Corporation Corporation Ltd. - H Shares Hebei Yichen Industrial Group - H Shares Henan Jinma Energy Co. Ltd. Henderson Investment Ltd. Co. Ltd. Henderson Land Development Heng Hup Holdings Ltd. Ltd. Heng Tai Consumables Group Co. Ltd. Hengan International Group Hengdeli Holdings Ltd. - H Shares Hengtai Securities Co., Ltd. HengTen Networks Group Ltd. Hengxin Technology Ltd. Hengxing Gold Holding Co. Ltd. Herald Holdings Ltd. Hevol Services Group Co., Ltd. Hi Sun Technology (China) Ltd. Hidili Industry International Development Ltd. Hifood Group Holdings Co., Ltd. High Fashion International Ltd. Hilong Holding Ltd. Hin Sang Group (International) Holding Co. Ltd. Hing Lee (HK) Holdings Ltd. Hingtex Holdings Ltd. Hisense Home Appliances Group Co., Ltd. - H Shares HJ Capital (International) Holdings Co. Ltd. HK Asia Holdings Ltd. HK Electric Investments Ltd. HKBN Ltd. HKBridge Financial Holdings Ltd. HKC (Holdings) Ltd. HKC International Holdings Ltd. HKE Holdings Ltd. HKR International Ltd. HKT Ltd. HNA Technology Investments Holdings Ltd. Holly Futures Co., Ltd. - H Shares Home Control International Ltd. Homeland Interactive Technology Ltd. Hon Kwok Land Investment Co., Ltd. Hong Kong and China Gas Co. Ltd., The Hong Kong Building and Loan Agency Ltd., The Hong Kong ChaoShang Group Ltd. Hong Kong Economic Times Holdings Ltd. Hong Kong Education (Int’l) Investments Ltd. Hong Kong Exchanges and Clearing Ltd. Hong Kong Ferry (Holdings) Co. Ltd. Hong Kong Finance Group Ltd. Hong Kong Finance Investment Holding Group Ltd. Hong Kong Food Investment Holdings Ltd. Hong Kong Johnson Holdings Co., Ltd. Hong Kong Resources Holdings Co. Ltd. Hong Kong Shanghai Alliance Holdings Ltd. Hong Kong Television Network Ltd. HongDa Financial Holding Ltd. HongGuang Lighting Holdings Co. Ltd. Honghua Group Ltd. Hongkong and Shanghai Hotels, Ltd., The Hongkong Chinese Ltd. Honma Golf Ltd. Honworld Group Ltd. Hop Fung Group Holdings Ltd. Hop Hing Group Holdings Ltd. Hope Education Group Co., Ltd. Hope Life International Holdings Ltd. Hopefluent Group Holdings Ltd. Hopson Development Holdings Ltd. Hosa International Ltd. Hospital Corporation of China Ltd. HPC Holdings Ltd. HSBC Holdings plc Hua Han Health Industry Holdings Ltd. Hua Hong Semiconductor Ltd. Hua Lien International (Holding) Co. Ltd. Hua Medicine - B Huabang Financial Holdings Ltd. Huabao International Holdings Ltd. Huadian Fuxin Energy Corporation Ltd. - H Shares Huadian Power International Corporation Ltd. - H Shares 01133 00051 06138 Code 01509 02280 01112 01727 01596 06885 00097 00012 01891 00197 01044 03389 01476 00136 01085 02303 00114 06093 00818 01393 00442 00608 01623 06893 00396 01968 00921 00982 01723 02638 01310 02323 00190 00248 01726 00480 06823 02086 03678 01747 03798 00160 00003 00145 02322 00423 01082 00388 00050 01273 00007 00060 01955 02882 01001 01137 01822 06908 00196 00045 00655 06858 02226 02320 00047 01765 01683 00733 00754 02200 03869 01742 00005 00587 01347 00969 02552 03638 00336 00816 01071 HKEX Fact Book 2019 Book Fact HKEX on Main Board listed companies List of
APPENDICES LISTED COMPANIES – MAIN BOARD 226 2016/04/15 1993/04/19 2019/11/25 2007/12/27 1998/01/21 2011/06/10 1994/02/21 2019/11/21 1994/02/16 2014/12/29 2015/06/01 2013/12/06 1987/07/08 2009/12/23 2013/05/16 2012/01/12 2018/06/15 2012/01/12 2013/11/12 2014/02/28 2003/02/10 2010/03/25 2016/04/01 2014/07/04 1992/03/16 2016/11/21 1991/05/27 2009/05/08 1995/04/06 2013/10/31 2016/04/11 1981/09/18 2005/03/04 2016/10/14 2017/12/28 1999/11/24 2015/03/18 2015/05/27 1992/10/07 2018/12/06 1988/10/21 2013/10/18 1997/03/10 2015/10/08 2002/02/11 2005/10/13 2019/06/28 2015/04/16 2006/10/27 2010/08/12 2018/07/12 2017/07/18 2012/07/12 2000/08/23 2018/09/14 2018/10/31 2004/04/29 2010/03/31 2019/03/27 2019/03/15 1988/06/06 2000/07/31 2013/09/25 1981/06/29 2018/07/12 2010/11/16 2004/11/01 2010/10/21 2004/12/20 2017/01/12 1994/03/18 2019/07/12 2016/09/21 2019/05/10 2019/06/18 2014/06/27 2007/05/21 2000/12/29 2012/04/20 1997/06/27 2018/03/28 2018/06/26 1997/06/12 2014/09/25 Listing date End of 2019 PRC PRC PRC PRC PRC PRC PRC PRC PRC PRC PRC Bermuda Bermuda Bermuda Bermuda Bermuda Bermuda Bermuda Bermuda Bermuda Bermuda Bermuda Bermuda Bermuda Singapore Hong Kong Hong Kong Hong Kong Hong Kong Hong Kong Incorporation Cayman Islands Cayman Islands Cayman Islands Cayman Islands Cayman Islands Cayman Islands Cayman Islands Cayman Islands Cayman Islands Cayman Islands Cayman Islands Cayman Islands Cayman Islands Cayman Islands Cayman Islands Cayman Islands Cayman Islands Cayman Islands Cayman Islands Cayman Islands Cayman Islands Cayman Islands Cayman Islands Cayman Islands Cayman Islands Cayman Islands Cayman Islands Cayman Islands Cayman Islands Cayman Islands Cayman Islands Cayman Islands Cayman Islands Cayman Islands Cayman Islands Cayman Islands Cayman Islands Cayman Islands Cayman Islands Cayman Islands Cayman Islands Cayman Islands Cayman Islands Cayman Islands Cayman Islands Cayman Islands Cayman Islands Cayman Islands Cayman Islands Cayman Islands Cayman Islands Cayman Islands Cayman Islands British Virgin Islands (continued) Huajun International Group Ltd. Huajun International Huajin International Holdings Ltd. Huajin International Company name Huali University Group Ltd. Huali University Ltd. Huan Yue Interactive Holdings Inc. - H Shares Huaneng Power International, Ltd. - H Shares Huaneng Renewables Corporation Huanxi Media Group Ltd. Ltd. Huarchi Global Group Holdings Holdings Ltd. Huarong International Financial Corporation Ltd. Huarong Investment Stock H Shares Huatai Securities Co., Ltd. - Huaxi Holdings Co. Ltd. Co. Ltd. Huayi Tencent Entertainment Ltd. HUAYU Expressway Group Ltd. Huazhang Technology Holding Co. Ltd. Huazhong In-Vehicle Holdings Huifu Payment Ltd. Huili Resources (Group) Ltd. Huishang Bank Corporation Ltd. - H shares Huisheng International Holdings Ltd. Huiyin Holdings Group Ltd. Huiyin Smart Community Co., Ltd. Human Health Holdings Ltd. Hung Fook Tong Group Holdings Ltd. Hung Hing Printing Group Ltd. Huobi Technology Holdings Ltd. Huscoke Holdings Ltd. Hutchison Telecommunications Hong Kong Holdings Ltd. Hybrid Kinetic Group Ltd. Hydoo International Holding Ltd. Hypebeast Ltd. Hysan Development Co. Ltd. I.T Ltd. IBI Group Holdings Ltd. IBO Technology Co. Ltd. i-CABLE Communications Ltd. ICO Group Ltd. i-Control Holdings Ltd. IDG Energy Investment Ltd. iDreamSky Technology Holdings Ltd. IDT International Ltd. IGG Inc Imagi International Holdings Ltd. IMAX China Holding, Inc. Imperial Pacific International Holdings Ltd. Imperium Group Global Holdings Ltd. Impro Precision Industries Ltd. In Construction Holdings Ltd. Industrial and Commercial Bank of China Ltd. - H Shares Infinity Development Holdings Co. Ltd. Inke Ltd. Inner Mongolia Energy Engineering Co., Ltd. - H Shares Inner Mongolia Yitai Coal Co., Ltd. - H Shares Innovative Pharmaceutical Biotech Ltd. Innovax Holdings Ltd. Innovent Biologics, Inc. - B Inspur International Ltd. Integrated Waste Solutions Group Holdings Ltd. IntelliCentrics Global Holdings Ltd. International Alliance Financial Leasing Co., Ltd. International Business Settlement Holdings Ltd. International Entertainment Corporation International Housewares Retail Co. Ltd. International Standard Resources Holdings Ltd. Intron Technology Holdings Ltd. InvesTech Holdings Ltd. IPE Group Ltd. IRC Ltd. IRICO Group New Energy Co. Ltd. - H Shares ISDN Holdings Ltd. ITC Properties Group Ltd. IVD Medical Holding Ltd. Jacobson Pharma Corporation Ltd. JBB Builders International Ltd. JH Educational Technology INC. Jia Yao Holdings Ltd. Jiahua Stores Holdings Ltd. Jiande International Holdings Ltd. Jiangnan Group Ltd. Jiangsu Expressway Co. Ltd. - H Shares Jiangsu Innovative Ecological New Materials Ltd. Jiangxi Bank Co., Ltd. - H Shares Jiangxi Copper Co. Ltd. - H Shares Jiashili Group Ltd. 00377 02738 Code 01756 00505 00902 00958 01003 02296 00993 02277 06886 01689 00419 01823 01673 06830 01806 01303 03698 01340 01178 01280 01419 01446 00450 01611 00704 00215 01188 01396 00150 00014 00999 01547 02708 01097 01460 01402 00650 01119 00167 00799 00585 01970 01076 00776 01286 01500 01398 00640 03700 01649 03948 00399 02680 01801 00596 00923 06819 01563 00147 01009 01373 00091 01760 01087 00929 01029 00438 01656 00199 01931 02633 01903 01935 01626 00602 00865 01366 00177 02116 01916 00358 01285 HKEX Fact Book 2019 Book Fact HKEX on Main Board listed companies List of
APPENDICES LISTED COMPANIES – MAIN BOARD 227 2016/03/08 2017/01/12 2019/10/24 2003/10/27 2013/10/31 2017/10/17 1991/12/06 2014/07/02 2019/07/18 2019/06/25 2004/07/15 2015/11/06 2016/10/31 1984/07/11 2005/06/29 1973/03/06 1990/10/16 2019/12/18 2005/11/03 2016/01/12 2019/11/28 2006/09/21 2019/12/05 1997/01/02 2016/03/18 1987/02/06 2019/03/06 2007/06/27 1985/05/24 1997/01/17 2009/12/09 1997/04/10 2018/12/06 2004/09/23 2014/07/04 2018/11/19 1997/01/23 1996/12/16 2005/10/20 2019/06/13 1973/02/24 2019/07/16 2013/12/19 1996/08/05 2012/10/15 2019/07/05 2017/09/21 2017/11/10 2019/07/16 2017/12/15 2017/06/16 1997/05/01 2018/07/18 2012/03/23 1988/03/28 1990/11/30 2013/12/30 1993/10/08 2006/12/07 2005/07/20 2006/12/12 2012/08/24 2016/12/16 1994/09/29 2015/01/16 2007/10/09 1996/07/23 2003/01/20 2010/11/25 2001/01/22 2007/07/23 2019/02/28 2003/07/10 1970/11/28 2019/03/28 1995/07/04 2015/10/08 1992/03/11 1973/03/13 2017/04/06 2015/03/27 2007/07/03 1996/09/25 2006/10/16 Listing date End of 2019 PRC PRC PRC PRC PRC Bermuda Bermuda Bermuda Bermuda Bermuda Bermuda Bermuda Bermuda Bermuda Bermuda Bermuda Bermuda Bermuda Bermuda Bermuda Bermuda Bermuda Bermuda Singapore Hong Kong Hong Kong Hong Kong Hong Kong Hong Kong Hong Kong Incorporation Cayman Islands Cayman Islands Cayman Islands Cayman Islands Cayman Islands Cayman Islands Cayman Islands Cayman Islands Cayman Islands Cayman Islands Cayman Islands Cayman Islands Cayman Islands Cayman Islands Cayman Islands Cayman Islands Cayman Islands Cayman Islands Cayman Islands Cayman Islands Cayman Islands Cayman Islands Cayman Islands Cayman Islands Cayman Islands Cayman Islands Cayman Islands Cayman Islands Cayman Islands Cayman Islands Cayman Islands Cayman Islands Cayman Islands Cayman Islands Cayman Islands Cayman Islands Cayman Islands Cayman Islands Cayman Islands Cayman Islands Cayman Islands Cayman Islands Cayman Islands Cayman Islands Cayman Islands Cayman Islands Cayman Islands Cayman Islands Cayman Islands Cayman Islands Cayman Islands Cayman Islands Cayman Islands Cayman Islands (continued) Jilin Jiutai Rural Commercial Bank Corporation Ltd. - H Shs Commercial Bank Corporation Jilin Jiutai Rural - H Shares Chuncheng Heating Co. Ltd. Jilin Province Resources Co. Ltd. Jinchuan Group International Jingrui Holdings Ltd. Ltd. Jinhai International Group Holdings Jinhui Holdings Co. Ltd. Jiayuan International Group Ltd. Jiayuan International Company name Jinmao (China) Hotel Investments and Management Ltd. Jinmao (China) Hotel Investments Shares Jinshang Bank Co., Ltd. - H Jinxin Fertility Group Ltd. Jiu Rong Holdings Ltd. Holdings Ltd. Jiyi Household International JNBY Design Ltd. Johnson Electric Holdings Ltd. Jolimark Holdings Ltd. Joy City Property Ltd. Joyce Boutique Group Ltd. JS Global Lifestyle Co. Ltd. Ju Teng International Holdings Ltd. Jujiang Construction Group Co., Ltd. - H Shares Justin Allen Holdings Ltd. Jutal Offshore Oil Services Ltd. JY Grandmark Holdings Ltd. K & P International Holdings Ltd. K. H. Group Holdings Ltd. K. Wah International Holdings Ltd. K2 F&B Holdings Ltd. Ka Shui International Holdings Ltd. Kader Holdings Co. Ltd. Kai Yuan Holdings Ltd. Kaisa Group Holdings Ltd. Kaisa Health Group Holdings Ltd. Kaisa Prosperity Holdings Ltd. Kam Hing International Holdings Ltd. Kangda International Environmental Co. Ltd. KangLi International Holdings Ltd. Kantone Holdings Ltd. Karrie International Holdings Ltd. Kasen International Holdings Ltd. Kato (Hong Kong) Holdings Ltd. Keck Seng Investments (Hong Kong) Ltd. Kelfred Holdings Ltd. Kerry Logistics Network Ltd. Kerry Properties Ltd. KFM Kingdom Holdings Ltd. Khoon Group Ltd. Kiddieland International Ltd. Kidsland International Holdings Ltd. Kimou Environmental Holding Ltd. Kin Pang Holdings Ltd. Kin Shing Holdings Ltd. Kin Yat Holdings Ltd. Kinergy Corporation Ltd. Kinetic Mines and Energy Ltd. King Fook Holdings Ltd. King Stone Energy Group Ltd. Kingbo Strike Ltd. Kingboard Holdings Ltd. Kingboard Laminates Holdings Ltd. Kingdee International Software Group Co. Ltd. Kingdom Holdings Ltd. Kingkey Financial International (Holdings) Ltd. Kingland Group Holdings Ltd. Kingmaker Footwear Holdings Ltd. King’s Flair International (Holdings) Ltd. Kingsoft Corporation Ltd. Kingston Financial Group Ltd. Kingwell Group Ltd. Kingworld Medicines Group Ltd. Kiu Hung International Holdings Ltd. KK Culture Holdings Ltd. KNT Holdings Ltd. Ko Yo Chemical (Group) Ltd. Kong Sun Holdings Ltd. Koolearn Technology Holding Ltd. Kowloon Development Co. Ltd. KPa-BM Holdings Ltd. KuangChi Science Ltd. Kunlun Energy Co. Ltd. Kunming Dianchi Water Treatment Co., Ltd. - H Shares Kwan On Holdings Ltd. KWG Group Holdings Ltd. Kwoon Chung Bus Holdings Ltd. L.K. Technology Holdings Ltd. 06122 01853 02362 01862 02225 00137 02768 Code 06139 02558 01951 02358 01495 03306 00179 02028 00207 00647 01691 03336 01459 01425 03303 02231 00675 01557 00173 02108 00822 00180 01215 01638 00876 02168 02307 06136 06890 01059 01050 00496 02189 00184 01134 00636 00683 03816 00924 03830 02122 06805 01722 01630 00638 03302 01277 00280 00663 01421 00148 01888 00268 00528 01468 01751 01170 06822 03888 01031 01195 01110 00381 00550 01025 00827 00295 01797 00034 02663 00439 00135 03768 01559 01813 00306 00558 HKEX Fact Book 2019 Book Fact HKEX on Main Board listed companies List of
APPENDICES LISTED COMPANIES – MAIN BOARD n.a. n.a. 228 2011/12/09 1997/11/28 2017/02/10 1988/03/11 1987/12/03 1972/10/31 1996/12/27 2002/04/30 1986/03/24 2013/05/30 2010/05/07 2015/10/15 2015/09/25 2002/10/07 1992/12/11 2015/09/02 2002/01/16 2003/09/26 1972/11/09 2006/10/04 2003/07/10 2002/07/15 2018/10/08 2015/06/29 2011/07/15 1994/02/14 2010/11/16 1998/12/18 1972/12/06 2019/11/13 2011/01/11 2019/09/30 2018/05/30 2017/12/29 1992/07/01 2016/06/30 2004/06/28 2003/06/27 2002/04/29 2016/07/15 2004/04/15 2011/11/10 2017/12/28 2006/01/12 2011/01/27 2011/07/25 1972/11/13 2014/01/16 2017/01/12 2010/05/07 2013/12/20 2009/11/19 2010/10/28 2012/01/12 2002/09/05 2005/11/17 2004/07/15 1997/05/06 1987/01/07 1993/03/05 1994/07/08 2015/01/30 2014/07/09 2015/07/07 2018/12/17 2017/03/31 2005/12/02 1993/11/03 2019/05/31 2013/07/05 1999/12/03 1972/11/17 1996/06/12 2019/12/18 2000/12/13 2014/01/10 2015/07/03 1997/09/26 2018/07/11 2010/04/09 1997/03/05 2019/07/10 Listing date End of 2019 PRC PRC PRC PRC PRC PRC PRC PRC PRC PRC PRC Bermuda Bermuda Bermuda Bermuda Bermuda Bermuda Bermuda Bermuda Bermuda Bermuda Bermuda Bermuda Bermuda Bermuda Bermuda Bermuda Bermuda Bermuda Bermuda Singapore Hong Kong Hong Kong Hong Kong Hong Kong Hong Kong Hong Kong Hong Kong Hong Kong Hong Kong Hong Kong Luxembourg Incorporation Cayman Islands Cayman Islands Cayman Islands Cayman Islands Cayman Islands Cayman Islands Cayman Islands Cayman Islands Cayman Islands Cayman Islands Cayman Islands Cayman Islands Cayman Islands Cayman Islands Cayman Islands Cayman Islands Cayman Islands Cayman Islands Cayman Islands Cayman Islands Cayman Islands Cayman Islands Cayman Islands Cayman Islands Cayman Islands Cayman Islands Cayman Islands Cayman Islands Cayman Islands Cayman Islands Cayman Islands Cayman Islands Cayman Islands Cayman Islands Cayman Islands Cayman Islands Cayman Islands Cayman Islands Cayman Islands Cayman Islands Cayman Islands Cayman Islands (continued) Labixiaoxin Snacks Group Ltd. Labixiaoxin Snacks Company name Lai Fung Holdings Ltd. Lai Fung Holdings Holding Ltd. Lai Si Enterprise Lai Sun Development Co. Ltd. Ltd. Lai Sun Garment (International) Lam Soon (Hong Kong) Ltd. Lamtex Holdings Ltd. Ltd. Landing International Development Ltd. Landsea Green Properties Co., Ltd. Langham Hospitality Investments Ltd. Lansen Pharmaceutical Holdings Co., Ltd. - H Shares Lanzhou Zhuangyuan Pasture Ltd. Lap Kei Engineering (Holdings) Launch Tech Co. Ltd. - H Shares Le Saunda Holdings Ltd. LEAP Holdings Group Ltd. Lee & Man Chemical Co. Ltd. Ltd. Lee & Man Paper Manufacturing Lee Hing Development Ltd. Lee Kee Holdings Ltd. Leeport (Holdings) Ltd. Lee’s Pharmaceutical Holdings Ltd. Left Field Printing Group Ltd. Legend Holdings Corporation - H Shares Legend Strategy International Holdings Group Co. Ltd. Lenovo Group Ltd. Leoch International Technology Ltd. Lerado Financial Group Co. Ltd. Lerthai Group Ltd. Lever Style Corporation Leyou Technologies Holdings Ltd. LFG Investment Holdings Ltd. LH Group Ltd. LHN Ltd. Li & Fung Ltd. Li Bao Ge Group Ltd. Li Ning Co. Ltd. Lianhua Supermarket Holdings Co., Ltd. - H Shares Life Healthcare Group Ltd. Lifestyle China Group Ltd. Lifestyle International Holdings Ltd. LifeTech Scientific Corporation Ling Yui Holdings Ltd. Lingbao Gold Group Co. Ltd. - H Shares Link-Asia International Co. Ltd. Lion Rock Group Ltd. Lippo China Resources Ltd. Lippo Ltd. Liu Chong Hing Investment Ltd. Livzon Pharmaceutical Group Inc. - H Shares LKS Holding Group Ltd. L’Occitane International S.A. Logan Property Holdings Co. Ltd. Longfor Group Holdings Ltd. Longhui International Holdings Ltd. LongiTech Smart Energy Holding Ltd. Longrun Tea Group Co. Ltd. Lonking Holdings Ltd. Luen Thai Holdings Ltd. Luk Fook Holdings (International) Ltd. Luks Group (Vietnam Holdings) Co., Ltd. Lung Kee (Bermuda) Holdings Ltd. Luoyang Glass Co. Ltd. - H Shares Luxxu Group Ltd. Luye Pharma Group Ltd. LUZHENG FUTURES Co. Ltd. - H shares Luzhou Bank Co., Ltd. - H Shares Luzhou Xinglu Water (Group) Co., Ltd. - H Shares LVGEM (China) Real Estate Investment Co. Ltd. Maanshan Iron & Steel Co. Ltd. - H Shares Mabpharm Ltd. - B Macau Legend Development Ltd. Macrolink Capital Holdings Ltd. Magnificent Hotel Investments Ltd. Magnus Concordia Group Ltd. Maike Tube Industry Holdings Ltd. Mainland Headwear Holdings Ltd. Major Holdings Ltd. Man King Holdings Ltd. Man Sang International Ltd. Man Shun Group (Holdings) Ltd. Man Wah Holdings Ltd. Man Yue Technology Holdings Ltd. ManpowerGroup Greater China Ltd. 01262 Code 01125 02266 00488 00191 00411 01041 00582 00106 01270 00503 01533 01690 02488 00738 01499 00746 02314 00068 00637 00387 00950 01540 03396 01355 00992 00842 01225 00112 01346 01089 03938 01978 01730 00494 01869 02331 00980 00928 02136 01212 01302 00784 03330 01143 01127 00156 00226 00194 01513 01867 00973 03380 00960 01007 01281 02898 03339 00311 00590 00366 00255 01108 01327 02186 01461 01983 02281 00095 00323 02181 01680 00758 00201 01172 01553 01100 01389 02193 00938 01746 01999 00894 02180 HKEX Fact Book 2019 Book Fact HKEX on Main Board listed companies List of
APPENDICES LISTED COMPANIES – MAIN BOARD n.a. n.a. n.a. 229 1999/09/27 2019/02/04 2008/05/05 1991/12/16 1994/02/18 1994/04/14 2004/06/21 2018/02/13 1991/03/22 2019/05/21 1993/10/18 2003/10/14 2016/12/15 2018/09/20 1972/08/29 2009/09/24 1972/12/14 2011/06/03 2010/09/24 2017/03/08 2010/10/06 2018/10/11 1995/06/08 2001/03/15 2010/12/14 2018/07/16 2014/01/15 2011/05/23 2017/04/07 2018/12/20 2019/03/19 1982/06/28 2007/11/02 2003/06/25 2009/11/13 1986/03/19 1991/12/20 2016/11/29 2017/03/22 2005/12/01 2017/01/10 1994/12/15 2009/12/17 2001/05/07 2014/01/13 2018/12/12 2006/02/09 2015/12/15 2013/07/12 2009/09/09 2002/02/11 2011/10/28 1972/08/23 2010/10/13 2014/04/25 2017/01/12 2018/10/19 2018/03/28 2018/06/01 2000/10/05 2019/05/27 1998/07/31 2006/10/19 2016/04/12 1991/02/13 1995/04/13 2016/12/12 1996/05/02 2004/06/09 2014/01/15 1954/09/15 1985/02/04 2002/09/27 1972/11/16 2002/03/28 2005/06/10 2018/12/12 2011/05/26 2006/12/15 2008/06/24 1972/11/24 Listing date End of 2019 PRC PRC PRC PRC Canada Bermuda Bermuda Bermuda Bermuda Bermuda Bermuda Bermuda Bermuda Bermuda Bermuda Bermuda Bermuda Bermuda Bermuda Bermuda Bermuda Bermuda Bermuda Bermuda Bermuda Singapore Hong Kong Hong Kong Hong Kong Hong Kong Hong Kong Hong Kong Hong Kong Hong Kong Incorporation Cayman Islands Cayman Islands Cayman Islands Cayman Islands Cayman Islands Cayman Islands Cayman Islands Cayman Islands Cayman Islands Cayman Islands Cayman Islands Cayman Islands Cayman Islands Cayman Islands Cayman Islands Cayman Islands Cayman Islands Cayman Islands Cayman Islands Cayman Islands Cayman Islands Cayman Islands Cayman Islands Cayman Islands Cayman Islands Cayman Islands Cayman Islands Cayman Islands Cayman Islands Cayman Islands Cayman Islands Cayman Islands Cayman Islands Cayman Islands Cayman Islands Cayman Islands Cayman Islands Cayman Islands Cayman Islands Cayman Islands Cayman Islands Cayman Islands Cayman Islands Cayman Islands Cayman Islands Cayman Islands Cayman Islands Cayman Islands Cayman Islands Cayman Islands (continued) Maoyan Entertainment Holdings Ltd. Maoye International Mason Group Holdings Ltd. Manulife Financial Corporation Manulife Financial Company name Master Glory Group Ltd. Matrix Holdings Ltd. Ltd. Maxnerva Technology Services Mayer Holdings Ltd. Ltd. MECOM Power and Construction Ltd. Media Chinese International Medialink Group Ltd. Ltd. Mei Ah Entertainment Group Industry Group Ltd. Meilleure Health International Meitu, Inc. Meituan Dianping - W Melbourne Enterprises Ltd. Ltd. Melco International Development China Ltd. - H Shares Metallurgical Corporation of Mexan Ltd. MGM China Holdings Ltd. MicroPort Scientific Corporation Microware Group Ltd. Midas Holdings Ltd. Midea Real Estate Holding Ltd. Midland Holdings Ltd. Midland IC&I Ltd. MIE Holdings Corporation Miji International Holdings Ltd. Miko International Holdings Ltd. Milan Station Holdings Ltd. Milestone Builder Holdings Ltd. Million Cities Holdings Ltd. Million Hope Industries Holdings Ltd. Min Xin Holdings Ltd. Ming Fai International Holdings Ltd. Ming Lam Holdings Ltd. Mingfa Group (International) Co. Ltd. Mingyuan Medicare Development Co. Ltd. Minmetals Land Ltd. Minshang Creative Technology Holdings Ltd. Minsheng Education Group Co. Ltd. Minth Group Ltd. Miramar Hotel & Investment Co. Ltd. Miricor Enterprises Holdings Ltd. MMG Ltd. MOBI Development Co., Ltd. Mobicon Group Ltd. Mobile Internet (China) Holdings Ltd. Mobvista Inc. Modern Beauty Salon Holdings Ltd. Modern Dental Group Ltd. Modern Land (China) Co., Ltd. Modern Media Holdings Ltd. Moiselle International Holdings Ltd. Momentum Financial Holdings Ltd. Mongolia Energy Corporation Ltd. Mongolian Mining Corporation Moody Technology Holdings Ltd. Morris Holdings Ltd. MOS House Group Ltd. Most Kwai Chung Ltd. MS Group Holdings Ltd. MTR Corporation Ltd. Mulsanne Group Holding Ltd. Multifield International Holdings Ltd. NagaCorp Ltd. Nameson Holdings Ltd. Nan Hai Corporation Ltd. Nan Nan Resources Enterprise Ltd. Nanfang Communication Holdings Ltd. Nanjing Panda Electronics Co. Ltd. - H Shares Nanjing Sample Technology Co. Ltd. - H Shares Nanjing Sinolife United Co. Ltd. - H Shares Nanyang Holdings Ltd. National Electronics Holdings Ltd. National Investments Fund Ltd. National United Resources Holdings Ltd. Natural Beauty Bio-Technology Ltd. Natural Dairy (NZ) Holdings Ltd. Natural Food International Holding Ltd. Nature Home Holding Co. Ltd. Neo-Neon Holdings Ltd. NetDragon Websoft Holdings Ltd. New Century Group Hong Kong Ltd. 01896 00848 00273 00945 Code 00275 01005 01037 01116 01183 00685 02230 00391 02327 01357 03690 00158 00200 01618 00022 02282 00853 01985 01021 03990 01200 00459 01555 01715 01247 01150 01667 02892 01897 00222 03828 01106 00846 00233 00230 01632 01569 00425 00071 01827 01208 00947 01213 01439 01860 00919 03600 01107 00072 00130 01152 00276 00975 01400 01575 01653 01716 01451 00066 01817 00898 03918 01982 00680 01229 01617 00553 01708 03332 00212 00213 01227 00254 00157 00462 01837 02083 01868 00777 00234 HKEX Fact Book 2019 Book Fact HKEX on Main Board listed companies List of
APPENDICES LISTED COMPANIES – MAIN BOARD n.a. n.a. n.a. 230 2017/01/18 2011/12/15 1993/07/14 2014/09/19 2005/02/28 2003/03/03 2013/10/25 1988/01/29 1998/10/13 2000/05/18 2007/07/12 1972/11/23 1992/09/10 2019/12/31 1993/03/03 2011/07/04 2011/01/13 2013/10/07 1994/04/25 2005/05/19 1987/07/09 2006/03/03 2001/09/12 2015/04/08 2017/12/11 2016/01/07 1995/07/06 2013/11/06 2010/05/20 1997/04/25 2001/05/09 2013/03/12 2017/05/15 2005/10/18 2018/03/02 2010/04/29 2003/03/20 1994/11/23 1992/07/31 1993/03/30 1987/08/18 1993/10/12 1991/09/16 2014/06/30 2005/11/02 2014/06/17 2015/06/19 2004/07/14 1993/09/20 2018/12/21 2007/12/18 2007/05/18 1994/02/18 1991/12/18 2001/12/06 2019/02/15 1988/07/20 1993/12/17 2015/12/01 2007/12/21 2013/02/05 2000/04/13 1997/01/20 2005/11/30 2010/12/20 2012/01/12 1994/10/18 2006/03/14 1993/04/30 1996/10/11 2019/01/11 1991/10/07 2018/01/19 2018/12/12 1996/12/30 2016/01/04 2012/02/10 1992/10/23 2017/03/10 2000/04/07 2013/03/06 Listing date End of 2019 PRC PRC PRC Japan Canada Bermuda Bermuda Bermuda Bermuda Bermuda Bermuda Bermuda Bermuda Bermuda Bermuda Bermuda Bermuda Bermuda Bermuda Bermuda Bermuda Bermuda Bermuda Bermuda Bermuda Bermuda Bermuda Bermuda Bermuda Bermuda Bermuda Bermuda Bermuda Bermuda Bermuda Bermuda Bermuda Bermuda Hong Kong Hong Kong Hong Kong Hong Kong Hong Kong Hong Kong Incorporation Cayman Islands Cayman Islands Cayman Islands Cayman Islands Cayman Islands Cayman Islands Cayman Islands Cayman Islands Cayman Islands Cayman Islands Cayman Islands Cayman Islands Cayman Islands Cayman Islands Cayman Islands Cayman Islands Cayman Islands Cayman Islands Cayman Islands Cayman Islands Cayman Islands Cayman Islands Cayman Islands Cayman Islands Cayman Islands Cayman Islands Cayman Islands Cayman Islands Cayman Islands Cayman Islands Cayman Islands Cayman Islands Cayman Islands Cayman Islands Cayman Islands Cayman Islands Cayman Islands Cayman Islands Cayman Islands British Virgin Islands (continued) Insurance Co. Ltd. - H Shares New China Life Group Ltd. New City Development New Concepts Holdings Ltd. Ltd. New Focus Auto Tech Holdings Holdings Ltd. New Provenance Everlasting Healthcare Holding Co. Ltd. New Century Company name New Ray Medicine International Holding Ltd. New Ray Medicine International Ltd. New Silkroad Culturaltainment Ltd. New Times Energy Corporation Group Ltd. New Universe Environmental China Ltd. New World Department Store Ltd. New World Development Co. Neway Group Holdings Ltd. Newborn Town Inc. Ltd. NewOcean Energy Holdings Newton Resources Ltd. Newtree Group Holdings Ltd. Next Digital Ltd. Nexteer Automotive Group Ltd. Ngai Hing Hong Co. Ltd. Nickel Resources International Holdings Co. Ltd. Nimble Holdings Co. Ltd. Nine Dragons Paper (Holdings) Ltd. Nine Express Ltd. Niraku GC Holdings, Inc. Nissin Foods Co. Ltd. NNK Group Ltd. North Mining Shares Co. Ltd. Northeast Electric Development Co. Ltd. - H Shares NOVA Group Holdings Ltd. NVC Lighting Holding Ltd. NWS Holdings Ltd. OCI International Holdings Ltd. Oi Wah Pawnshop Credit Holdings Ltd. Okura Holdings Ltd. One Media Group Ltd. OneForce Holdings Ltd. O-Net Technologies (Group) Ltd. OP Financial Ltd. Ltd. Orange Sky Golden Harvest Entertainment (Holdings) Orient Overseas (International) Ltd. Orient Victory Travel Group Co. Ltd. Oriental Explorer Holdings Ltd. Oriental Press Group Ltd. Oriental Watch Holdings Ltd. Oshidori International Holdings Ltd. Ourgame International Holdings Ltd. Overseas Chinese Town (Asia) Holdings Ltd. Ozner Water International Holding Ltd. Pa Shun International Holdings Ltd. Pacific Basin Shipping Ltd. Pacific Century Premium Developments Ltd. Pacific Millennium Packaging Group Corporation Pacific Online Ltd. Pacific Textiles Holdings Ltd. PacRay International Holdings Ltd. Pak Fah Yeow International Ltd. Pak Tak International Ltd. Palace Banquet Holdings Ltd. Paladin Ltd. Paliburg Holdings Ltd. Pan Asia Data Holdings Inc. Pan Asia Environmental Protection Group Ltd. PanAsialum Holdings Co. Ltd. Panda Green Energy Group Ltd. Paradise Entertainment Ltd. Parkson Retail Group Ltd. PAX Global Technology Ltd. PC Partner Group Ltd. PCCW Ltd. Peace Map Holding Ltd. Pearl Oriental Oil Ltd. Pegasus International Holdings Ltd. Peiport Holdings Ltd. Peking University Resources (Holdings) Co. Ltd. Pentamaster International Ltd. Perennial Energy Holdings Ltd. Perennial International Ltd. Perfect Group International Holdings Ltd. Perfect Shape Medical Ltd. Perfectech International Holdings Ltd. Persta Resources Inc. PetroChina Co. Ltd. - H Shares Petro-king Oilfield Services Ltd. 01336 00456 02221 00360 02326 01518 Code 06108 00472 00166 00436 00825 00017 00055 09911 00342 01231 01323 00282 01316 01047 02889 00186 02689 00009 01245 01475 03773 00433 00042 01360 02222 00659 00329 01319 01655 00426 01933 00877 01140 01132 00316 00265 00430 00018 00398 00622 06899 03366 02014 00574 02343 00432 01820 00543 01382 01010 00239 02668 01703 00495 00617 01561 00556 02078 00686 01180 03368 00327 01263 00008 00402 00632 00676 02885 00618 01665 02798 00725 03326 01830 00765 03395 00857 02178 HKEX Fact Book 2019 Book Fact HKEX on Main Board listed companies List of
APPENDICES LISTED COMPANIES – MAIN BOARD n.a. n.a. n.a. n.a. n.a. 231 2019/11/28 2000/06/30 2003/11/06 1992/09/28 2017/02/15 1999/11/26 2015/06/12 2018/05/04 2004/06/24 2019/03/27 1993/11/12 2019/07/16 1994/01/06 2008/02/01 2016/07/13 1972/12/19 2014/03/06 2019/12/19 1973/08/30 1998/09/09 2016/09/28 2008/06/06 1993/10/13 2019/12/30 2009/10/14 2011/06/24 2019/06/21 2017/09/25 2018/10/09 2016/12/08 2016/07/20 2015/05/12 2001/08/02 1992/12/21 2011/07/15 2018/07/13 2010/05/25 1992/02/13 1991/10/03 2019/05/28 2015/07/08 2017/11/09 2009/07/10 2013/11/08 1993/09/21 2014/12/02 2018/07/12 2014/06/27 2018/07/19 1988/07/22 2014/06/06 1994/08/17 2013/12/12 2016/07/08 1987/01/20 2013/01/23 2016/09/30 1993/01/28 1984/11/22 2017/11/13 2009/02/23 2010/02/19 1997/01/20 2015/06/26 2014/01/30 2018/07/12 2015/09/25 1997/05/19 2015/10/08 1991/07/18 2018/05/11 2011/11/18 2019/12/13 2001/07/12 2000/09/28 2018/10/16 1993/01/05 2016/10/06 2017/06/09 Listing date End of 2019 PRC PRC PRC PRC PRC PRC PRC PRC PRC PRC PRC PRC Italy England Bermuda Bermuda Bermuda Bermuda Bermuda Bermuda Bermuda Bermuda Bermuda Bermuda Bermuda Bermuda Bermuda Bermuda Bermuda Bermuda Bermuda Bermuda Bermuda Bermuda Bermuda Hong Kong Hong Kong Hong Kong Hong Kong Hong Kong Incorporation Cayman Islands Cayman Islands Cayman Islands Cayman Islands Cayman Islands Cayman Islands Cayman Islands Cayman Islands Cayman Islands Cayman Islands Cayman Islands Cayman Islands Cayman Islands Cayman Islands Cayman Islands Cayman Islands Cayman Islands Cayman Islands Cayman Islands Cayman Islands Cayman Islands Cayman Islands Cayman Islands Cayman Islands Cayman Islands Cayman Islands Cayman Islands Cayman Islands Cayman Islands Cayman Islands Cayman Islands Cayman Islands Cayman Islands Cayman Islands Cayman Islands Cayman Islands Cayman Islands Cayman Islands Cayman Islands Cayman Islands Cayman Islands Cayman Islands Cayman Islands Cayman Islands (continued) Investment (Holdings) Ltd. Phoenix Media and Casualty Co. Ltd. - H Shares PICC Property Pico Far East Holdings Ltd. Pine Care Group Ltd. Pine Technology Holdings Ltd. Pharmaron Beijing Co., Ltd. - H Shares Pharmaron Beijing Company name Pinestone Captial Ltd. Co. Ltd. Ping An Healthcare and Technology of China, Ltd. - H Shares Ping An Insurance (Group) Co. Ltd. Ping An Securities Group (Holdings) Pioneer Global Group Ltd. Ltd. Pipeline Engineering Holdings Ltd. Planetree International Development Platt Nera International Ltd. Playmates Holdings Ltd. Playmates Toys Ltd. Plover Bay Technologies Ltd. Ltd. Pokfulam Development Co. Poly Culture Group Corporation Ltd. - H Shares Poly Property Development Co., Ltd. - H Shares Poly Property Group Co., Ltd. Polytec Asset Holdings Ltd. Postal Savings Bank of China Co., Ltd. - H Shares Pou Sheng International (Holdings) Ltd. Power Assets Holdings Ltd. Power Financial Group Ltd. Powerlong Commercial Management Holdings Ltd. Powerlong Real Estate Holdings Ltd. PRADA S.p.A. Precious Dragon Technology Holdings Ltd. Precision Tsugami (China) Corporation Ltd. Prinx Chengshan (Cayman) Holding Ltd. Progressive Path Group Holdings Ltd. Prosper Construction Holdings Ltd. Prosper One International Holdings Co. Ltd. Prosperity International Holdings (H.K.) Ltd. Prosperity Investment Holdings Ltd. Prosperous Future Holdings Ltd. Prosperous Industrial (Holdings) Ltd. Prudential plc PT International Development Corporation Ltd. Public Financial Holdings Ltd. Pujiang International Group Ltd. PuraPharm Corporation Ltd. Putian Communication Group Ltd. Puxing Clean Energy Ltd. PW Medtech Group Ltd. PYI Corporation Ltd. Q Technology (Group) Co. Ltd. Qeeka Home (Cayman) Inc. Qianhai Health Holdings Ltd. Qilu Expressway Co. Ltd. - H Shares Qingdao Holdings International Ltd. Qingdao Port International Co., Ltd. - H Shares Qingling Motors Co. Ltd. - H Shares Qinhuangdao Port Co., Ltd. - H Shares Qinqin Foodstuffs Group (Cayman) Co. Ltd. QPL International Holdings Ltd. Quali-Smart Holdings Ltd. Quanzhou Huixin Micro-credit Co., Ltd. - H Shares Rare Earth Magnesium Technology Group Holdings Ltd. Raymond Industrial Ltd. Razer Inc. Real Gold Mining Ltd. Real Nutriceutical Group Ltd. Realord Group Holdings Ltd. Red Star Macalline Group Corporation Ltd. - H Shares Redco Properties Group Ltd. Redsun Properties Group Ltd. REF Holdings Ltd. Regal Hotels International Holdings Ltd. Regent Pacific Group Ltd. Regina Miracle International (Holdings) Ltd. Reliance Global Holdings Ltd. REM Group (Holdings) Ltd. RENHENG Enterprise Holdings Ltd. Renrui Human Resources Technology Holdings Ltd. Rentian Technology Holdings Ltd. REXLot Holdings Ltd. Ri Ying Holdings Ltd. Rich Goldman Holdings Ltd. Richly Field China Development Ltd. Rici Healthcare Holdings Ltd. Risecomm Group Holdings Ltd. 02008 02328 00752 01989 01079 03759 Code 00804 01833 02318 00231 00224 01865 00613 01949 00635 00869 01523 00225 03636 06049 00119 00208 01658 03813 00006 00397 09909 01238 01913 01861 01651 01809 01581 06816 01470 00803 00310 01259 01731 02378 00372 00626 02060 01498 01720 00090 01358 00498 01478 01739 00911 01576 00499 06198 01122 03369 01583 00243 01348 01577 00601 00229 01337 00246 02010 01196 01528 01622 01996 01631 00078 00575 02199 00723 01750 03628 06919 00885 00555 01741 00070 00313 01526 01679 HKEX Fact Book 2019 Book Fact HKEX on Main Board listed companies List of
APPENDICES LISTED COMPANIES – MAIN BOARD n.a. n.a. 232 1973/01/23 2017/12/11 2019/06/19 1996/07/04 2016/01/13 1997/05/15 1997/10/06 2017/02/08 2002/05/15 2019/11/12 2018/01/05 2000/07/03 2009/08/21 1973/10/03 2017/07/11 2019/09/19 2013/07/11 2019/05/16 1994/10/17 1997/06/13 1973/01/09 2014/10/16 2005/11/17 1995/12/01 2011/06/16 2007/02/01 2005/05/12 2009/11/30 2013/09/12 2009/11/25 2019/06/21 2006/12/21 2015/10/07 2012/11/29 1993/01/05 2004/03/18 2018/11/06 2015/12/10 2014/07/11 2017/01/03 2008/06/18 2018/09/28 2017/12/08 2007/02/07 2004/02/27 1996/12/31 2005/07/13 2016/12/05 2019/04/03 2005/04/28 2012/10/30 2000/08/04 2002/08/13 2015/04/30 2019/09/25 1996/05/30 1993/09/10 1993/11/30 2006/12/15 2018/12/24 2019/11/08 2014/10/09 2011/05/20 2006/04/27 2018/11/13 1992/10/27 1993/06/17 2018/06/27 2010/02/01 2012/07/13 2017/07/06 1998/12/02 2014/12/29 2009/12/18 2009/10/13 2019/04/26 1999/12/16 1997/03/12 1972/09/25 2003/08/06 1997/03/07 2005/11/24 Listing date End of 2019 PRC PRC PRC PRC PRC PRC PRC PRC PRC PRC PRC PRC PRC PRC PRC PRC PRC PRC PRC PRC PRC PRC PRC PRC PRC PRC PRC PRC Bermuda Bermuda Bermuda Bermuda Bermuda Bermuda Bermuda Bermuda Bermuda Bermuda Bermuda Bermuda Bermuda Bermuda Bermuda Hong Kong Hong Kong Hong Kong Hong Kong Hong Kong Hong Kong Luxembourg Incorporation Cayman Islands Cayman Islands Cayman Islands Cayman Islands Cayman Islands Cayman Islands Cayman Islands Cayman Islands Cayman Islands Cayman Islands Cayman Islands Cayman Islands Cayman Islands Cayman Islands Cayman Islands Cayman Islands Cayman Islands Cayman Islands Cayman Islands Cayman Islands Cayman Islands Cayman Islands Cayman Islands Cayman Islands Cayman Islands Cayman Islands Cayman Islands Cayman Islands Cayman Islands Cayman Islands Cayman Islands Cayman Islands Cayman Islands Cayman Islands (continued) Rivera (Holdings) Ltd. Rivera (Holdings) Company name Riverine China Holdings Ltd. Riverine China Co., Ltd. - H Shares Rizhao Port Jurong Road King Infrastructure Ltd. Ronshine China Holdings Ltd. Rosan Resources Holdings Ltd. Rosedale Hotel Holdings Ltd. Royal Deluxe Holdings Ltd. Royale Furniture Holdings Ltd. Ltd. Ruicheng (China) Media Group Ruifeng Power Group Co. Ltd. Ltd. Ruixin International Holdings Rykadan Capital Ltd. S E A Holdings Ltd. S&P International Holding Ltd. S&T Holdings Ltd. Ltd. S. Culture International Holdings S.A.I. Leisure Group Co. Ltd. S.A.S. Dragon Holdings Ltd. Sa Sa International Holdings Ltd. Safety Godown Co. Ltd. Sam Woo Construction Group Ltd. Samson Holding Ltd. Samson Paper Holdings Ltd. Samsonite International S.A. San Miguel Brewery Hong Kong Ltd. Sanai Health Industry Group Co. Ltd. Sandmartin International Holdings Ltd. Sands China Ltd. Sansheng Holdings (Group) Co. Ltd. Sany Heavy Equipment International Holdings Co. Ltd. Scholar Education Group Scud Group Ltd. Season Pacific Holdings Ltd. Seazen Group Ltd. SEEC Media Group Ltd. Semiconductor Manufacturing International Corporation S-Enjoy Service Group Co., Ltd. SFK Construction Holdings Ltd. SFund International Holdings Ltd. SH Group (Holdings) Ltd. Shandong Chenming Paper Holdings Ltd. - H Shares Shandong Gold Mining Co., Ltd. - H Shares Shandong International Trust Co., Ltd. - H Shares Shandong Molong Petroleum Machinery Co. Ltd. - H Shares Shares Shandong Weigao Group Medical Polymer Co. Ltd. - H Shandong Xinhua Pharmaceutical Co. Ltd. - H Shares Ltd-H Sh Shanghai Dasheng Agriculture Finance Technology Co, Shs Shanghai Dazhong Public Utilities (Group) Co., Ltd. - H Shares Shanghai Dongzheng Automotive Finance Co., Ltd. - H Shanghai Electric Group Co. Ltd. - H Shares Shanghai Fosun Pharmaceutical (Group) Co., Ltd. - H Shares Shanghai Fudan Microelectronics Group Co. Ltd. - H Shares Shanghai Fudan-Zhangjiang Bio-Pharmaceutical Co. Ltd. -H Shs Shanghai Haohai Biological Technology Co., Ltd. - H Shares Shanghai Henlius Biotech, Inc. - B - H Shares Shanghai Industrial Holdings Ltd. Shanghai Industrial Urban Development Group Ltd. Shanghai International Shanghai Growth Investment Ltd. Shanghai Jin Jiang Capital Co. Ltd. - H Shares Shanghai Junshi Biosciences Co., Ltd. - B - H Shares Shanghai Kindly Medical Instruments Co., Ltd. - H Shares Shanghai La Chapelle Fashion Co., Ltd. - H Shares Shanghai Pharmaceuticals Holding Co., Ltd. - H Shares Shanghai Prime Machinery Co. Ltd. - H Shares Shanghai Realway Capital Assets Management Co., Ltd. - H Shs Shanghai Zendai Property Ltd. Shangri-La Asia Ltd. Shanshan Brand Management Co., Ltd. - H Shares Shaw Brothers Holdings Ltd. Sheen Tai Holdings Group Co. Ltd. Sheng Ye Capital Ltd. Sheng Yuan Holdings Ltd. Shengjing Bank Co., Ltd. - H Shares Shengli Oil & Gas Pipe Holdings Ltd. Shenguan Holdings (Group) Ltd. Shenwan Hongyuan (H.K.) Ltd. Shenwan Hongyuan Group Co., Ltd. - H Shares Shenyang Public Utility Holdings Co. Ltd. - H Shares Shenzhen Expressway Co. Ltd. - H Shares Shenzhen International Holdings Ltd. Shenzhen Investment Holdings Bay Area Development Co. Ltd. Shenzhen Investment Ltd. Shenzhou International Group Holdings Ltd. 00281 Code 01417 06117 01098 03301 00578 01189 03789 01198 01640 02025 00724 02288 00251 01695 03928 01255 01832 01184 00178 00237 03822 00531 00731 01910 00236 01889 00482 01928 02183 00631 01769 01399 01709 01030 00205 00981 01755 01447 01367 01637 01812 01787 01697 00568 01066 00719 01103 01635 02718 02727 02196 01385 01349 06826 02696 00363 00563 00770 02006 01877 01501 06116 02607 02345 01835 00755 00069 01749 00953 01335 06069 00851 02066 01080 00829 00218 06806 00747 00548 00152 00737 00604 02313 HKEX Fact Book 2019 Book Fact HKEX on Main Board listed companies List of
APPENDICES LISTED COMPANIES – MAIN BOARD n.a. n.a. n.a. n.a. 233 2016/11/11 2010/12/03 2006/07/05 2019/06/28 2018/06/27 2010/11/17 1990/12/21 1992/04/09 1991/08/08 1991/04/30 1990/10/02 2017/11/15 2011/06/30 2006/10/04 1973/05/10 1973/01/25 2016/09/28 2011/07/13 2013/10/11 2002/11/08 2018/12/28 1997/10/07 2019/10/18 2010/10/28 2018/03/23 1994/01/21 2009/04/08 2019/06/28 2005/06/30 2005/10/17 2016/03/10 1996/07/10 1993/07/08 2019/11/15 2003/12/08 2011/09/28 2018/12/28 2000/12/20 2011/07/22 1995/03/08 2000/10/16 1981/04/08 2000/02/09 2002/05/15 1996/09/30 1998/06/08 2019/11/12 2014/07/10 2008/07/08 2007/09/28 2013/05/23 1999/06/25 1994/03/29 1993/07/26 2009/09/23 2013/07/09 2003/02/13 2007/11/28 1992/08/18 2015/01/15 2017/09/19 2010/10/06 2011/12/06 2008/07/16 1973/03/07 2015/07/02 1993/11/16 2000/04/07 2002/10/28 2016/10/07 1996/10/31 2004/06/30 1973/02/07 2016/03/30 2019/10/23 1997/02/03 2000/12/21 2007/10/08 2008/03/31 1996/12/12 Listing date End of 2019 PRC PRC PRC PRC PRC PRC PRC PRC Bermuda Bermuda Bermuda Bermuda Bermuda Bermuda Bermuda Bermuda Bermuda Bermuda Bermuda Bermuda Bermuda Bermuda Bermuda Bermuda Bermuda Bermuda Bermuda Bermuda Bermuda Bermuda Singapore Hong Kong Hong Kong Hong Kong Hong Kong Hong Kong Hong Kong Hong Kong Hong Kong Hong Kong Hong Kong Hong Kong Hong Kong Hong Kong Hong Kong Hong Kong Hong Kong Hong Kong Hong Kong Incorporation Cayman Islands Cayman Islands Cayman Islands Cayman Islands Cayman Islands Cayman Islands Cayman Islands Cayman Islands Cayman Islands Cayman Islands Cayman Islands Cayman Islands Cayman Islands Cayman Islands Cayman Islands Cayman Islands Cayman Islands Cayman Islands Cayman Islands Cayman Islands Cayman Islands Cayman Islands Cayman Islands Cayman Islands Cayman Islands Cayman Islands Cayman Islands Cayman Islands Cayman Islands Cayman Islands Cayman Islands Cayman Islands Cayman Islands Cayman Islands INVALID_CountryCode (continued) ShiFang Holding Ltd. ShiFang Holding Sheung Yue Group Holdings Ltd. Sheung Yue Group Company name Shimao Property Holdings Ltd. Shimao Property Application Ltd. Shinelong Automotive Lightweight Ltd. Shineroad International Holdings (China) Ltd. Shirble Department Store Holdings Ltd. SHK Hong Kong Industries Holdings Ltd. Shougang Concord Century Ltd. Shougang Concord Grand (Group) Enterprises Co. Ltd. Shougang Concord International Group Ltd. Shougang Fushan Resources Shuang Yun Holdings Ltd. Shuanghua Holdings Ltd. Shui On Land Ltd. Shun Ho Holdings Ltd. Ltd. Shun Ho Property Investments Shun Tak Holdings Ltd. Shun Wo Group Holdings Ltd. Shunfeng International Clean Energy Ltd. Shunten International (Holdings) Ltd. Siberian Mining Group Co. Ltd. Shares Sichuan Energy Investment Development Co., Ltd. - H Sichuan Expressway Co. Ltd. - H Shares Shares Sichuan Languang Justbon Services Group Co., Ltd. - H Sihuan Pharmaceutical Holdings Group Ltd. SIIC Environment Holdings Ltd. Silk Road Logistics Holdings Ltd. Silver Base Group Holdings Ltd. Silver Grant International Holdings Group Ltd. Silver Tide Holdings Ltd. SIM Technology Group Ltd. Sincere Co. Ltd., The Sincere Watch (Hong Kong) Ltd. Sinco Pharmaceuticals Holdings Ltd. Sing Tao News Corporation Ltd. Singamas Container Holdings Ltd. Sinic Holdings (Group) Co. Ltd. Sino Biopharmaceutical Ltd. Sino Energy International Holdings Group Ltd. Sino Gas Holdings Group Ltd. Sino Golf Holdings Ltd. Sino Harbour Holdings Group Ltd. Sino Hotels (Holdings) Ltd. Sino ICT Holdings Ltd. Sino Land Co. Ltd. Sino Oil and Gas Holdings Ltd. Sino Prosper (Group) Holdings Ltd. Sinofert Holdings Ltd. Sino-i Technology Ltd. Sinolink Worldwide Holdings Ltd. SinoMab BioScience Ltd. - B Sinomax Group Ltd. SinoMedia Holding Ltd. Sino-Ocean Group Holding Ltd. SINOPEC Engineering (Group) Co., Ltd. - H Shares Sinopec Kantons Holdings Ltd. Sinopec Oilfield Service Corporation - H Shares Sinopec Shanghai Petrochemical Co. Ltd. - H Shares Sinopharm Group Co. Ltd. - H Shares Sinosoft Technology Group Ltd. Sinotrans Ltd. - H Shares Sinotruk (Hong Kong) Ltd. SiS International Holdings Ltd. SiS Mobile Holdings Ltd. Sisram Medical Ltd. SITC International Holdings Co. Ltd. Sitoy Group Holdings Ltd. SJM Holdings Ltd. Sky Chinafortune Holdings Group Ltd. Sky Light Holdings Ltd. Skyfame Realty (Holdings) Ltd. Skyworth Group Ltd. Smartac Group China Holdings Ltd. Smart-Core Holdings Ltd. SmarTone Telecommunications Holdings Ltd. SMI Culture & Travel Group Holdings Ltd. SMI Holdings Group Ltd. SMIT Holdings Ltd. Snack Empire Holdings Ltd. SOCAM Development Ltd. Softpower International Ltd. SOHO China Ltd. Solargiga Energy Holdings Ltd. Solartech International Holdings Ltd. 01831 01633 Code 00813 01930 01587 00312 00666 00103 00730 00697 00639 01706 01241 00272 00253 00219 00242 01591 01165 00932 01142 01713 00107 02606 00460 00807 00988 00886 00171 01943 02000 00244 00444 06833 01105 00716 02103 01177 01096 01759 00361 01663 01221 00365 00083 00702 00766 00297 00250 01168 03681 01418 00623 03377 02386 00934 01033 00338 01099 01297 00598 03808 00529 01362 01696 01308 01023 00880 00141 03882 00059 00751 00395 02166 00315 02366 00198 02239 01843 00983 00380 00410 00757 01166 HKEX Fact Book 2019 Book Fact HKEX on Main Board listed companies List of
APPENDICES LISTED COMPANIES – MAIN BOARD n.a. n.a. n.a. 234 2017/12/11 2004/04/08 2010/09/30 1997/03/21 1993/07/16 1987/06/16 1996/04/25 2016/07/13 2010/01/29 2002/01/30 2018/01/16 1997/09/18 2017/05/31 2013/01/15 2010/10/21 2019/11/13 2011/12/23 1999/12/10 2005/12/20 2002/10/31 2016/07/13 1998/03/13 1993/03/03 2012/07/12 1997/10/15 2007/07/06 1972/10/02 2018/10/19 2018/07/05 2009/01/12 1991/12/05 1994/10/17 1988/05/03 2015/03/11 2002/09/18 2008/07/10 1994/01/10 2011/07/27 2018/10/04 2017/11/16 1999/05/25 1983/10/03 1972/09/08 2010/10/13 2010/10/07 2007/02/22 1994/05/10 2015/12/29 2000/03/17 2014/05/15 2007/06/15 2014/03/13 2012/03/01 2000/09/15 1999/09/03 2019/12/13 1994/04/28 2001/09/18 2012/01/18 1995/03/01 2003/10/09 2015/03/24 2012/04/18 2007/06/08 1972/12/11 2019/06/13 1973/02/21 1995/10/02 2019/12/18 2019/12/31 1995/08/08 1998/07/07 2011/04/19 2012/07/04 2007/06/29 2015/01/15 1995/12/18 2019/09/30 2006/06/23 1999/11/26 2011/11/18 Listing date End of 2019 PRC Canada Canada England Bermuda Bermuda Bermuda Bermuda Bermuda Bermuda Bermuda Bermuda Bermuda Bermuda Bermuda Bermuda Bermuda Bermuda Bermuda Bermuda Bermuda Bermuda Bermuda Bermuda Bermuda Bermuda Bermuda Bermuda Bermuda Bermuda Bermuda Singapore Hong Kong Hong Kong Hong Kong Hong Kong Hong Kong Hong Kong Hong Kong Hong Kong Hong Kong Incorporation Cayman Islands Cayman Islands Cayman Islands Cayman Islands Cayman Islands Cayman Islands Cayman Islands Cayman Islands Cayman Islands Cayman Islands Cayman Islands Cayman Islands Cayman Islands Cayman Islands Cayman Islands Cayman Islands Cayman Islands Cayman Islands Cayman Islands Cayman Islands Cayman Islands Cayman Islands Cayman Islands Cayman Islands Cayman Islands Cayman Islands Cayman Islands Cayman Islands Cayman Islands Cayman Islands Cayman Islands Cayman Islands Cayman Islands Cayman Islands Cayman Islands Cayman Islands Cayman Islands Cayman Islands Cayman Islands Cayman Islands Cayman Islands Cayman Islands British Virgin Islands (continued) Solomon Systech (International) Ltd. Solomon Systech Ltd. Sound Global Soundwill Holdings Ltd. Solis Holdings Ltd. Solis Holdings Company name South China Financial Holdings Ltd. South China Financial Holdings South China Holdings Co. Ltd. South Shore Holdings Ltd. Finance Ltd. Southeast Asia Properties & Ltd. Southern Energy Holdings Group SouthGobi Resources Ltd. Securities Ltd. Southwest Securities International Space Group Holdings Ltd. Sparkle Roll Group Ltd. Speed Apparel Holding Ltd. Speedy Global Holdings Ltd. Ltd. Springland International Holdings Sprocomm Intelligence Ltd. SPT Energy Group Inc. SRE Group Ltd. SSY Group Ltd. Standard Chartered PLC Star Properties Group (Cayman Islands) Ltd. Starlight Culture Entertainment Group Ltd. Starlite Holdings Ltd. Starrise Media Holdings Ltd. State Energy Group International Assets Holdings Ltd. Stella International Holdings Ltd. Stelux Holdings International Ltd. Sterling Group Holdings Ltd. Steve Leung Design Group Ltd. Strong Petrochemical Holdings Ltd. Styland Holdings Ltd. Success Dragon International Holdings Ltd. Success Universe Group Ltd. Suchuang Gas Corporation Ltd. Suga International Holdings Ltd. Summi (Group) Holdings Ltd. Summit Ascent Holdings Ltd. Sun Art Retail Group Ltd. Sun Cheong Creative Development Holdings Ltd. Sun Hing Printing Holdings Ltd. Sun Hing Vision Group Holdings Ltd. Sun Hung Kai & Co. Ltd. Sun Hung Kai Properties Ltd. Sun.King Power Electronics Group Ltd. Sunac China Holdings Ltd. Suncity Group Holdings Ltd. Suncorp Technologies Ltd. Sundart Holdings Ltd. SUNeVision Holdings Ltd. Sunfonda Group Holdings Ltd. Sunny Optical Technology (Group) Co. Ltd. Sunshine 100 China Holdings Ltd. Sunshine Oilsands Ltd. Sunwah Kingsway Capital Holdings Ltd. Sunway International Holdings Ltd. Suoxinda Holdings Ltd. Superactive Group Co. Ltd. Superb Summit International Group Ltd. Swire Pacific Ltd. Swire Properties Ltd. Symphony Holdings Ltd. Synergis Holdings Ltd. Synergy Group Holdings International Ltd. Synertone Communication Corporation Ta Yang Group Holdings Ltd. Tai Cheung Holdings Ltd. Tai Hing Group Holdings Ltd. Tai Ping Carpets International Ltd. Tai Sang Land Development Ltd. Tai United Holdings Ltd. Tailam Tech Construction Holdings Ltd. Taizhou Water Group Co., Ltd. - H Shares Talent Property Group Ltd. Tan Chong International Ltd. Tang Palace (China) Holdings Ltd. TANSH Global Food Group Co., Ltd Tao Heung Holdings Ltd. Target Insurance (Holdings) Ltd. Taung Gold International Ltd. TBK & Sons Holdings Ltd. TC Orient Lighting Holdings Ltd. TCL Electronics Holdings Ltd. Teamway International Group Holdings Ltd. 02878 00967 00878 02227 Code 00619 00413 00577 00252 01573 01878 00812 02448 00970 03860 00540 01700 01401 01251 01207 02005 02888 01560 01159 00403 01616 00918 01836 00084 01825 02262 00852 00211 01182 00487 01430 00912 00756 00102 06808 01781 01975 00125 00086 00016 00580 01918 01383 01063 01568 01686 01771 02382 02608 02012 00188 00058 03680 00176 01228 00019 01972 01223 02340 01539 01613 01991 00088 06811 00146 00089 00718 06193 01542 00760 00693 01181 03666 00573 06161 00621 01960 00515 01070 01239 HKEX Fact Book 2019 Book Fact HKEX on Main Board listed companies List of
APPENDICES LISTED COMPANIES – MAIN BOARD n.a. n.a. n.a. n.a. 235 2007/09/06 2011/10/27 1990/12/17 2014/05/30 2013/05/30 1988/11/23 2011/12/13 2015/12/11 2004/06/16 2011/09/26 2013/09/17 1991/10/23 1998/06/23 2004/12/09 1992/08/06 1989/11/23 2012/12/07 2015/10/09 1994/01/25 2018/01/16 1987/03/18 2018/03/08 2014/07/09 2010/07/15 2018/06/01 1992/03/30 2006/10/27 2007/07/26 2014/06/20 1994/05/17 1997/12/10 2004/01/09 2006/05/24 2018/04/27 2018/07/12 2007/12/21 2007/06/11 2015/07/07 2011/06/30 2018/11/29 2018/02/13 2013/02/05 2013/12/11 2019/12/19 1996/02/05 1998/06/17 2013/12/20 2018/10/11 2004/08/04 2017/07/13 2000/10/31 2018/11/26 2000/12/22 2018/03/16 2012/01/18 1997/03/26 2013/08/15 2018/05/11 1991/12/16 2011/03/23 2019/10/10 2019/11/08 2002/11/13 2000/10/18 2019/10/25 2005/12/08 2005/10/28 2012/10/31 2011/09/29 2001/02/07 2012/03/19 2009/11/03 2017/11/23 1988/01/06 1991/07/29 2019/01/14 2015/07/03 1987/06/30 1972/07/20 1993/07/15 Listing date End of 2019 PRC PRC PRC PRC PRC PRC PRC Australia Bermuda Bermuda Bermuda Bermuda Bermuda Bermuda Bermuda Bermuda Bermuda Bermuda Bermuda Bermuda Singapore Hong Kong Hong Kong Hong Kong Hong Kong Hong Kong Hong Kong Hong Kong Hong Kong Hong Kong Hong Kong Hong Kong Incorporation Cayman Islands Cayman Islands Cayman Islands Cayman Islands Cayman Islands Cayman Islands Cayman Islands Cayman Islands Cayman Islands Cayman Islands Cayman Islands Cayman Islands Cayman Islands Cayman Islands Cayman Islands Cayman Islands Cayman Islands Cayman Islands Cayman Islands Cayman Islands Cayman Islands Cayman Islands Cayman Islands Cayman Islands Cayman Islands Cayman Islands Cayman Islands Cayman Islands Cayman Islands Cayman Islands Cayman Islands Cayman Islands Cayman Islands Cayman Islands Cayman Islands Cayman Islands Cayman Islands Cayman Islands Cayman Islands Cayman Islands Cayman Islands Cayman Islands Cayman Islands Cayman Islands Cayman Islands Cayman Islands Cayman Islands Cayman Islands Cayman Islands Cayman Islands British Virgin Islands British Virgin Islands (continued) Technovator International Ltd. Technovator International Co. Ltd. Techtronic Industries Tech Pro Technology Development Ltd. Tech Pro Technology Company name Telecom Digital Holdings Ltd. Ltd. Telecom Service One Holdings Television Broadcasts Ltd. Tempus Holdings Ltd. Ten Pao Group Holdings Ltd. Tencent Holdings Ltd. Ltd. Tenfu (Cayman) Holdings Co. Ltd. Tenwow International Holdings (Holdings) Ltd. Termbray Industries International Tern Properties Co. Ltd. Tesson Holdings Ltd. Texhong Textile Group Ltd. Texwinca Holdings Ltd. TFG International Group Ltd. (Group) of China Ltd. - H Shares The People’s Insurance Co. Thelloy Development Group Ltd. Theme International Holdings Ltd. Thing On Enterprise Ltd. Tian An China Investments Co. Ltd. Tian Chang Group Holdings Ltd. Tian Ge Interactive Holdings Ltd. Tian Shan Development (Holding) Ltd. Tian Teck Land Ltd. Tian Yuan Group Holdings Ltd. Tianda Pharmaceuticals Ltd. Tiande Chemical Holdings Ltd. Tiangong International Co. Ltd. Tianhe Chemicals Group Ltd. Sh Tianjin Capital Environmental Protection Group Co. Ltd.-H Tianjin Development Holdings Ltd. Tianjin Jinran Public Utilities Co. Ltd. - H Shares Tianjin Port Development Holdings Ltd. Tianjin Tianbao Energy Co., Ltd. - H Shares Tianli Education International Holdings Ltd. Tianli Holdings Group Ltd. Tianneng Power International Ltd. Tianyun International Holdings Ltd. Tibet Water Resources Ltd. TIL Enviro Ltd. Time Interconnect Technology Ltd. Time Watch Investments Ltd. Times China Holdings Ltd. Times Neighborhood Holdings Ltd. Tingyi (Cayman Islands) Holding Corp. Titan Petrochemicals Group Ltd. TK Group (Holdings) Ltd. Tokyo Chuo Auction Holdings Ltd. TOM Group Ltd. TOMO Holdings Ltd. Tomson Group Ltd. Tong Ren Tang Technologies Co. Ltd. - H Shares Tongcheng-Elong Holdings Ltd. Tongda Group Holdings Ltd. Tongda Hong Tai Holdings Ltd. Tongfang Kontafarma Holdings Ltd. Tongguan Gold Group Ltd. Tonly Electronics Holdings Ltd. Top Education Group Ltd. Top Form International Ltd. Top Spring International Holdings Ltd. Topsports International Holdings Ltd. TOT BIOPHARM International Co. Ltd. - B Tou Rong Chang Fu Group Ltd. Town Health International Medical Group Ltd. Town Ray Holdings Ltd. Towngas China Co. Ltd. Tradelink Electronic Commerce Ltd. Transmit Entertainment Ltd. Transport International Holdings Ltd. Travel Expert (Asia) Enterprises Ltd. TravelSky Technology Ltd. - H Shares Trigiant Group Ltd. Trinity Ltd. Trio Industrial Electronics Group Ltd. Tristate Holdings Ltd. Truly International Holdings Ltd. TS Wonders Holding Ltd. Tsaker Chemical Group Ltd. Tse Sui Luen Jewellery (International) Ltd. Tsim Sha Tsui Properties Ltd. Tsingtao Brewery Co. Ltd. - H Shares 01206 00669 03823 Code 06033 03997 00511 06880 01979 00700 06868 01219 00093 00277 01201 02678 00321 00542 01339 01546 00990 02292 00028 02182 01980 02118 00266 06119 00455 00609 00826 01619 01065 00882 01265 03382 01671 01773 00117 00819 06836 01115 01790 01729 02033 01233 09928 00322 01192 02283 01939 02383 06928 00258 01666 00780 00698 02363 01312 00340 01249 01752 00333 03688 06110 01875 00850 03886 01692 01083 00536 01326 00062 01235 00696 01300 00891 01710 00458 00732 01767 01986 00417 00247 00168 HKEX Fact Book 2019 Book Fact HKEX on Main Board listed companies List of
APPENDICES LISTED COMPANIES – MAIN BOARD 236 2018/05/11 2012/11/26 2019/06/28 1988/12/15 2004/12/09 2018/01/17 1991/03/26 2013/12/10 2000/01/18 2018/01/29 2015/11/27 2001/11/12 2016/03/11 2007/12/17 2010/01/27 1992/04/08 2007/06/15 2017/10/16 1999/10/27 2013/12/12 2019/05/16 2001/10/26 1999/07/20 1992/12/02 2000/10/18 2017/07/12 2002/02/08 1991/10/25 2001/04/09 2007/11/22 1996/11/08 2000/09/08 2018/06/21 2003/06/27 1999/04/19 2019/12/10 2007/06/07 2018/03/05 2017/12/22 1996/05/13 1998/02/16 2007/12/20 2016/07/13 2007/07/10 2016/01/15 2012/01/18 1998/10/14 2015/06/26 1994/03/30 2019/05/09 2016/12/15 2018/01/04 2001/10/09 2016/11/24 2002/05/09 1992/11/05 1972/04/24 2018/01/22 2014/11/18 1993/02/05 1997/02/03 2019/04/23 1992/08/28 1997/10/31 2015/08/11 2002/06/04 1995/02/28 2016/04/12 2012/07/10 2013/10/11 2018/12/21 2008/03/26 2005/12/19 2002/03/11 2018/11/19 2002/09/03 2017/07/21 2019/02/27 2004/03/11 2019/01/03 2019/01/15 2003/09/24 2016/04/06 2015/11/20 2010/08/23 2014/08/05 Listing date End of 2019 PRC PRC PRC PRC Jersey Jersey Bermuda Bermuda Bermuda Bermuda Bermuda Bermuda Bermuda Bermuda Bermuda Bermuda Bermuda Bermuda Bermuda Bermuda Bermuda Bermuda Singapore Hong Kong Hong Kong Hong Kong Hong Kong Hong Kong Incorporation Cayman Islands Cayman Islands Cayman Islands Cayman Islands Cayman Islands Cayman Islands Cayman Islands Cayman Islands Cayman Islands Cayman Islands Cayman Islands Cayman Islands Cayman Islands Cayman Islands Cayman Islands Cayman Islands Cayman Islands Cayman Islands Cayman Islands Cayman Islands Cayman Islands Cayman Islands Cayman Islands Cayman Islands Cayman Islands Cayman Islands Cayman Islands Cayman Islands Cayman Islands Cayman Islands Cayman Islands Cayman Islands Cayman Islands Cayman Islands Cayman Islands Cayman Islands Cayman Islands Cayman Islands Cayman Islands Cayman Islands Cayman Islands Cayman Islands Cayman Islands Cayman Islands Cayman Islands Cayman Islands Cayman Islands Cayman Islands Cayman Islands Cayman Islands Cayman Islands Cayman Islands Cayman Islands Cayman Islands Cayman Islands Cayman Islands Cayman Islands Cayman Islands (continued) Tsit Wing International Holdings Ltd. Tsit Wing International Company name Tsui Wah Holdings Ltd. Tsui Wah Holdings Co. Ltd. Tu Yi Holding Tungtex (Holdings) Co. Ltd. TUS International Ltd. Ltd. Twintek Investment Holdings Tysan Holdings Ltd. U Banquet Group Holding Ltd. UBA Investments Ltd. Ulferts International Ltd. UMP Healthcare Holdings Ltd. Uni-Bio Science Group Ltd. Union Medical Healthcare Ltd. Ltd. Uni-President China Holdings United Company RUSAL Plc United Energy Group Ltd. Holdings Ltd., The United Laboratories International Ltd. United Strength Power Holdings Ltd. Unity Investments Holdings Universal Health International Group Holding Ltd. Universal Star (Holdings) Ltd. Universal Technologies Holdings Ltd. Universe Entertainment and Culture Group Co. Ltd. Up Energy Development Group Ltd. Upbest Group Ltd. UTS Marketing Solutions Holdings Ltd. V.S. International Group Ltd. V1 Group Ltd. Value Convergence Holdings Ltd. Value Partners Group Ltd. Vanke Overseas Investment Holding Co. Ltd. Vantage International (Holdings) Ltd. VCREDIT Holdings Ltd. Vedan International (Holdings) Ltd. Veeko International Holdings Ltd. Venus Medtech (Hangzhou) Inc. - B - H Shares Vestate Group Holdings Ltd. Vico International Holdings Ltd. Vicon Holdings Ltd. Victory City International Holdings Ltd. Victory Group Ltd. Ltd. Vietnam Manufacturing and Export Processing (Holdings) Vincent Medical Holdings Ltd. Vinda International Holdings Ltd. Virscend Education Co. Ltd. Vision Fame International Holding Ltd. Vision Values Holdings Ltd. Vital Innovations Holdings Ltd. Vitasoy International Holdings Ltd. Viva Biotech Holdings Vixtel Technologies Holdings Ltd. Vobile Group Ltd. Vongroup Ltd. VPower Group International Holdings Ltd. VSTECS Holdings Ltd. VTech Holdings Ltd. Wah Ha Realty Co. Ltd. Wah Sun Handbags International Holdings Ltd. Wai Chi Holdings Co. Ltd. Wai Chun Bio-Technology Ltd. Wai Chun Group Holdings Ltd. Wai Hung Group Holdings Ltd. Wai Kee Holdings Ltd. Wai Yuen Tong Medicine Holdings Ltd. Wan Kei Group Holdings Ltd. Wanda Hotel Development Co. Ltd. Wang On Group Ltd. Wang On Properties Ltd. Wanguo International Mining Group Ltd. Wanjia Group Holdings Ltd. Wanka Online Inc. Want Want China Holdings Ltd. Wasion Holdings Ltd. Water Oasis Group Ltd. Watts International Maritime Engineering Ltd. WE Solutions Ltd. Wealthy Way Group Ltd. Wecon Holdings Ltd. Weichai Power Co. Ltd. - H Shares Weigang Environmental Technology Holding Group Ltd. Weimob Inc. Weiqiao Textile Co. Ltd. - H Shares Weiye Holdings Ltd. Wenzhou Kangning Hospital Co., Ltd. - H Shares West China Cement Ltd. WH Group Ltd. 02119 Code 01314 01701 00518 00872 06182 00687 01483 00768 01711 00722 00690 02138 00220 00486 00467 03933 02337 00913 02211 02346 01026 01046 00307 00335 06113 01002 00082 00821 00806 01036 00015 02003 02317 01173 02500 01386 01621 03878 00539 01139 00422 01612 03331 01565 01315 00862 06133 00345 01873 01782 03738 00318 01608 00856 00303 00278 02683 01305 00660 01013 03321 00610 00897 01718 00169 01222 01243 03939 00401 01762 00151 03393 01161 02258 00860 03848 01793 02338 01845 02013 02698 01570 02120 02233 00288 HKEX Fact Book 2019 Book Fact HKEX on Main Board listed companies List of
APPENDICES LISTED COMPANIES – MAIN BOARD n.a. n.a. n.a. n.a. n.a. 237 2017/11/23 2013/12/06 2006/09/06 2017/04/18 2007/09/05 2017/10/20 2013/03/19 1973/02/07 2011/07/20 2002/03/06 2017/01/26 2013/07/11 2018/06/29 2012/12/28 2012/03/30 1983/12/15 1989/07/10 1993/04/15 2015/12/29 1992/11/23 2018/12/13 2017/06/13 2014/11/11 2013/06/13 2009/10/09 2019/12/12 2014/12/17 2005/12/19 2017/07/07 2018/07/09 2012/06/18 2017/06/28 2018/09/26 2013/03/13 2006/12/21 2008/03/31 2018/02/12 2003/07/25 2007/05/30 2019/11/08 2010/10/08 2008/01/24 2007/10/12 2015/07/06 2015/12/30 2001/05/02 2019/05/28 2005/02/03 2013/12/12 2019/10/11 2005/12/09 2012/02/23 2008/06/03 1984/11/12 2016/05/19 2014/12/08 2001/04/19 2018/12/06 2014/12/10 2017/05/08 2003/04/22 1998/04/01 2010/11/01 2015/01/14 1991/08/29 2019/10/31 2015/12/18 1993/09/01 2013/10/11 1988/01/25 2013/12/11 2015/12/29 2014/06/27 2018/12/31 2016/07/13 2019/03/06 2019/11/06 1991/08/22 2017/11/16 2013/11/27 Listing date End of 2019 PRC PRC PRC PRC PRC PRC PRC PRC PRC PRC PRC PRC PRC PRC Australia Bermuda Bermuda Bermuda Bermuda Bermuda Bermuda Bermuda Bermuda Bermuda Bermuda Bermuda Bermuda Bermuda Bermuda Singapore Hong Kong Hong Kong Hong Kong Hong Kong Hong Kong Hong Kong Incorporation Cayman Islands Cayman Islands Cayman Islands Cayman Islands Cayman Islands Cayman Islands Cayman Islands Cayman Islands Cayman Islands Cayman Islands Cayman Islands Cayman Islands Cayman Islands Cayman Islands Cayman Islands Cayman Islands Cayman Islands Cayman Islands Cayman Islands Cayman Islands Cayman Islands Cayman Islands Cayman Islands Cayman Islands Cayman Islands Cayman Islands Cayman Islands Cayman Islands Cayman Islands Cayman Islands Cayman Islands Cayman Islands Cayman Islands Cayman Islands Cayman Islands Cayman Islands Cayman Islands Cayman Islands Cayman Islands Cayman Islands Cayman Islands Cayman Islands Cayman Islands Cayman Islands Cayman Islands Cayman Islands Cayman Islands Cayman Islands British Virgin Islands (continued) Wharf (Holdings) Ltd., The Wharf (Holdings) Company name Wharf Real Estate Investment Co. Ltd. Wharf Real Estate Co. Ltd. Wheelock and Ltd. Willas-Array Electronics (Holdings) Win Hanverky Holdings Ltd. WINDMILL Group Ltd. Winfair Investment Co. Ltd. Winfull Group Holdings Ltd. Wing Chi Holdings Ltd. Ltd. Wing Lee Property Investments Ltd. Wing On Company International Wing Tai Properties Ltd. Winox Holdings Ltd. Winshine Science Co. Ltd. Holdings Co. Ltd. Wisdom Education International Wisdom Sports Group Co., Ltd. Wise Talent Information Technology Co. Ltd. Wison Engineering Services Holdings Ltd. Wonderful Sky Financial Group Wong’s International Holdings Ltd. Wong’s Kong King International (Holdings) Ltd. World Houseware (Holdings) Ltd. World-Link Logistics (Asia) Holding Ltd. Wuling Motors Holdings Ltd. WuXi AppTec Co., Ltd. - H Shares WuXi Biologics (Cayman) Inc. Wuxi Sunlit Science and Technology Co. Ltd. - H Shares Wuzhou International Holdings Ltd. Wynn Macau, Ltd. XD Inc. Ltd. Xiabuxiabu Catering Management (China) Holdings Co., Xiamen International Port Co. Ltd. - H Shares XiangXing International Holding Ltd. Xiaomi Corporation - W Xiezhong International Holdings Ltd. Xin Point Holdings Ltd. Xin Yuan Enterprises Group Ltd. Xinchen China Power Holdings Ltd. Xingda International Holdings Ltd. Xingfa Aluminium Holdings Ltd. Xinghua Port Holdings Ltd. Xinhua News Media Holdings Ltd. Xinhua Winshare Publishing and Media Co., Ltd. - H Shares Xinji Shaxi Group Co., Ltd. Xinjiang Goldwind Science & Technology Co., Ltd. - H Shares -H Shs Xinjiang Tianye Water Saving Irrigation System Co Ltd Xinjiang Xinxin Mining Industry Co., Ltd. - H Shares Xinming China Holdings Ltd. Xinte Energy Co., Ltd. - H Shares Xinyang Maojian Group Ltd. Xinyi Energy Holdings Ltd. Xinyi Glass Holdings Ltd. Xinyi Solar Holdings Ltd. Xinyuan Property Management Service (Cayman) Ltd. Xiwang Property Holdings Co. Ltd. Xiwang Special Steel Co. Ltd. Xtep International Holdings Ltd. Y. T. Realty Group Ltd. Yadea Group Holdings Ltd. Yan Tat Group Holdings Ltd. Yanchang Petroleum International Ltd. Yancoal Australia Ltd Yangtze Optical Fibre and Cable Joint Stock Ltd. Co. - H Shs Yangtzekiang Garment Ltd. Yangzhou Guangling District Taihe Rural Micro-fin Co. -H shs Yantai North Andre Juice Co. Ltd. - H Shares Yanzhou Coal Mining Co. Ltd. - H Shares Yashili International Holdings Ltd. Yat Sing Holdings Ltd. Yau Lee Holdings Ltd. YCIH Green High-Performance Concrete Co. Ltd. - H Shares Yee Hop Holdings Ltd. Yeebo (International Holdings) Ltd. Yestar Healthcare Holdings Co. Ltd. YGM Trading Ltd. Yi Hua Holdings Ltd. YiChang HEC ChangJiang Pharmaceutical Co., Ltd. - H Shares Yida China Holdings Ltd. Yield Go Holdings Ltd. Yihai International Holding Ltd. Yincheng International Holding Co., Ltd. Yincheng Life Service CO., Ltd. Yip’s Chemical Holdings Ltd. Yixin Group Ltd. Yongsheng Advanced Materials Co. Ltd. 00004 Code 01997 00020 00854 03322 01850 00287 00183 06080 00864 00289 00369 06838 00209 06068 01661 06100 02236 01260 00099 00532 00713 06083 00305 02359 02269 01289 01369 01128 02400 00520 03378 01732 01810 03663 01571 01748 01148 01899 00098 01990 00309 00811 03603 02208 00840 03833 02699 01799 00362 03868 00868 00968 01895 02088 01266 01368 00075 01585 01480 00346 03668 06869 00294 01915 02218 01171 01230 03708 00406 01847 01662 00259 02393 00375 02213 01558 03639 01796 01579 01902 01922 00408 02858 03608 HKEX Fact Book 2019 Book Fact HKEX on Main Board listed companies List of
APPENDICES LISTED COMPANIES – MAIN BOARD 238 2006/02/10 2004/04/02 2010/05/27 2014/07/11 1992/09/25 2011/05/17 2013/11/26 2001/11/29 1992/07/02 1992/12/15 1997/01/30 2005/07/14 2017/01/11 2019/03/18 1987/07/17 2011/12/21 2015/05/27 2005/10/13 2009/11/02 2011/07/13 2019/04/16 1972/12/20 2017/02/10 2006/12/08 2019/01/04 1997/05/15 2019/03/11 2006/05/16 2015/10/12 2011/06/03 2012/12/05 2018/01/16 1997/09/23 2007/11/13 2015/11/25 1997/10/13 2017/09/28 2000/06/15 2019/07/16 2010/03/26 2004/09/22 2001/06/05 2017/07/19 2015/07/13 2016/11/11 1996/12/09 1998/05/26 2006/12/20 2003/12/23 2010/12/23 2004/12/09 2015/01/13 Listing date End of 2019 PRC PRC PRC PRC PRC PRC PRC PRC PRC PRC PRC PRC PRC PRC PRC Bermuda Bermuda Bermuda Bermuda Bermuda Bermuda Bermuda Bermuda Bermuda Bermuda Bermuda Bermuda Hong Kong Hong Kong Hong Kong Incorporation Cayman Islands Cayman Islands Cayman Islands Cayman Islands Cayman Islands Cayman Islands Cayman Islands Cayman Islands Cayman Islands Cayman Islands Cayman Islands Cayman Islands Cayman Islands Cayman Islands Cayman Islands Cayman Islands Cayman Islands Cayman Islands Cayman Islands Cayman Islands Cayman Islands Cayman Islands (continued) Financial Group Holdings Ltd. Youth Champ International (Cayman) Ltd. Yorkey Optical Company name Youyuan International Holdings Ltd. Youyuan International Holdings Ltd. YTO Express (International) Yuan Heng Gas Holdings Ltd. Yuanda China Holdings Ltd. YuanShengTai Dairy Farm Ltd. Ltd. Yue Da International Holdings Ltd. Yue Yuen Industrial (Holdings) Yuexiu Property Co. Ltd. Ltd. Yuexiu Transport Infrastructure Yuhua Energy Holdings Ltd. Yuk Wing Group Holdings Ltd. Ltd. Yun Lee Marine Group Holdings Yunfeng Financial Group Ltd. Co. Ltd. Yunnan Energy International Ltd. - H Shares Yunnan Water Investment Co., Yusei Holdings Ltd. Yuzhou Properties Co. Ltd. Zall Smart Commerce Group Ltd. Zengame Technology Holding Ltd. Zensun Enterprises Ltd. Zhaobangji Properties Holdings Ltd. Zhaojin Mining Industry Co. Ltd. - H Shares Zhejiang Cangnan Instrument Group Co. Ltd. - H Shares Zhejiang Expressway Co. Ltd. - H Shares Shares Zhejiang New Century Hotel Management Co., Ltd. - H Zhejiang Shibao Co. Ltd. - H Shares Shares Zhejiang Tengy Environmental Technology Co., Ltd. - H Zhengye International Holdings Co. Ltd. Zhengzhou Coal Mining Machinery Group Co. Ltd. - H Shares Zhenro Properties Group Ltd. Zhidao International (Holdings) Ltd. Zhong An Group Ltd. Zhong Ao Home Group Ltd. Zhong Hua International Holdings Ltd. ZhongAn Online P & C Insurance Co., Ltd. - H Shares Zhongchang International Holdings Group Ltd. Zhongliang Holdings Group Co. Ltd. Zhongsheng Group Holdings Ltd. Zhongtian International Ltd. Zhongyu Gas Holdings Ltd. Zhongyuan Bank Co., Ltd. - H Shares Zhongzhi Pharmaceutical Holdings Ltd. Zhou Hei Ya International Holdings Co. Ltd. Zhuguang Holdings Group Co. Ltd. Zhuhai Holdings Investment Group Ltd. Zhuzhou CRRC Times Electric Co., Ltd. - H Shares Zijin Mining Group Co., Ltd. - H Shares Ltd-H Sh Zoomlion Heavy Industry Science and Technology Co., ZTE Corporation - H Shares Zuoli Kechuang Micro-finance Co. Ltd. - H Shares Information is not available 01160 02788 Code 02268 06123 00332 02789 01431 00629 00551 00123 01052 02728 01536 02682 00376 01298 06839 00096 01628 02098 02660 00185 01660 01818 01743 00576 01158 01057 01527 03363 00564 06158 01220 00672 01538 01064 06060 00859 02772 00881 02379 03633 01216 03737 01458 01176 00908 03898 02899 01157 00763 06866 HKEX Fact Book 2019 Book Fact HKEX on Main Board listed companies List of n.a.
APPENDICES LISTED COMPANIES – GEM 239 2017/12/05 2001/01/31 2017/01/13 2004/01/19 2015/10/08 2000/04/17 2016/07/12 2016/10/17 2017/12/07 2016/10/17 2018/03/22 2018/05/31 2016/12/16 2017/04/13 2017/11/15 1999/12/16 2011/05/31 2016/07/14 2018/01/19 2004/01/09 2017/12/21 2018/04/23 2017/01/11 2017/06/27 2002/02/28 2017/04/07 2017/10/16 2000/07/27 2019/11/15 2002/11/12 2006/02/27 2018/09/13 2017/11/16 2018/07/12 2018/07/18 2017/10/18 2002/11/15 2017/02/15 2002/12/12 2002/05/14 2000/01/24 2017/03/13 2011/02/28 2014/12/05 2012/01/06 2013/12/04 2004/06/17 2000/03/28 2003/08/12 2000/12/19 2001/04/10 2003/02/25 2016/06/27 2002/02/05 2001/12/05 2000/07/25 2018/01/04 2001/11/30 2016/07/08 2003/07/10 2001/12/11 2001/03/02 2001/11/01 2011/05/18 2001/12/13 2001/07/18 2017/07/21 2009/08/28 2001/01/03 2002/07/31 2011/01/26 2000/04/14 2015/12/29 2000/03/31 2003/06/27 2000/05/18 2010/11/19 2001/05/08 2011/03/08 2016/07/11 2010/08/30 2001/03/30 2002/02/08 2017/09/22 2011/07/28 2015/11/18 2017/02/16 Listing date End of 2019 PRC PRC PRC PRC Bermuda Bermuda Bermuda Bermuda Bermuda Bermuda Bermuda Bermuda Bermuda Bermuda Bermuda Bermuda Bermuda Bermuda Bermuda Bermuda Singapore Hong Kong Incorporation Cayman Islands Cayman Islands Cayman Islands Cayman Islands Cayman Islands Cayman Islands Cayman Islands Cayman Islands Cayman Islands Cayman Islands Cayman Islands Cayman Islands Cayman Islands Cayman Islands Cayman Islands Cayman Islands Cayman Islands Cayman Islands Cayman Islands Cayman Islands Cayman Islands Cayman Islands Cayman Islands Cayman Islands Cayman Islands Cayman Islands Cayman Islands Cayman Islands Cayman Islands Cayman Islands Cayman Islands Cayman Islands Cayman Islands Cayman Islands Cayman Islands Cayman Islands Cayman Islands Cayman Islands Cayman Islands Cayman Islands Cayman Islands Cayman Islands Cayman Islands Cayman Islands Cayman Islands Cayman Islands Cayman Islands Cayman Islands Cayman Islands Cayman Islands Cayman Islands Cayman Islands Cayman Islands Cayman Islands Cayman Islands Cayman Islands Cayman Islands Cayman Islands Cayman Islands Cayman Islands Cayman Islands Cayman Islands Cayman Islands Cayman Islands Cayman Islands 1957 & Co. (Hospitality) Ltd. 1957 & Co. (Hospitality) Ltd. abc Multiactive Ltd. Aeso Holding AGTech Holdings Ltd. Co. Ltd. Ahsay Backup Software Development AID Life Science Holdings Ltd. AL Group Ltd. Consultants Group Ltd. Allied Sustainability & Environmental Ltd. Alpha Era International Holdings Altus Holdings Ltd. Amasse Capital Holdings Ltd. Amuse Group Holding Ltd. Anacle Systems Ltd. Asia Grocery Distribution Ltd. Holdings Ltd. Asia Pioneer Entertainment Ltd. Asian Capital Resources (Holdings) Co. Ltd. Asia-Pac Financial Investment Astrum Financial Holdings Ltd. Atlinks Group Ltd. Aurum Pacific (China) Group Ltd. AV Promotions Holdings Ltd. Bao Shen Holdings Ltd. Bar Pacific Group Holdings Ltd. Basetrophy Group Holdings Ltd. Baytacare Pharmaceutical Co., Ltd. - H Shares BCI Group Holdings Ltd. Beaver Group (Holding) Co. Ltd. Beijing Beida Jade Bird Universal Sci-Tech Co. Ltd. - H Shs Best Linking Group Holdings Ltd. Bingo Group Holdings Ltd. Shares Biosino Bio-Technology and Science Incorporation - H Boltek Holdings Ltd. Bortex Global Ltd. BOSA Technology Holdings Ltd. Byleasing Holdings Ltd. C&N Holdings Ltd. Capital Finance Holdings Ltd. CBK Holdings Ltd. CCID Consulting Co. Ltd. - H Shares Celebrate International Holdings Ltd. Changhong Jiahua Holdings Ltd. Chi Ho Development Holdings Ltd. China 33 Media Group Ltd. China All Nation International Holdings Group Ltd. China Assurance Finance Group Ltd. China Binary New Fintech Group China Biotech Services Holdings Ltd. China Brilliant Global Ltd. China CBM Group Co. Ltd. China Creative Digital Entertainment Ltd. China Demeter Financial Investments Ltd. China Digital Culture (Group) Ltd. China Digital Video Holdings Ltd. China Eco-Farming Ltd. China E-Information Technology Group Ltd. China Fortune Investments (Holding) Ltd. China Futex Holdings Ltd. China Geothermal Industry Development Group Ltd. China Golden Classic Group Ltd. China Health Group Inc. China Information Technology Development Ltd. China Netcom Technology Holdings Ltd. China Ocean Fishing Holdings Ltd. China Oil Gangran Energy Group Holdings Ltd. China Primary Energy Holdings Ltd. China Regenerative Medicine International Ltd. China Singyes New Materials Holdings Ltd. China Smartpay Group Holdings Ltd. China Technology Solar Power Holdings Ltd. China Trends Holdings Ltd. China Trustful Group Ltd. China Youzan Ltd. China Yu Tian Holdings Ltd. Chinese Energy Holdings Ltd. Chinese Food and Beverage Group Ltd. Chinese Strategic Holdings Ltd. Chong Sing Holdings FinTech Group Ltd. CircuTech International Holdings Ltd. CL Group (Holdings) Ltd. Classified Group (Holdings) Ltd. CNC Holdings Ltd. Code Agriculture (Holdings) Ltd. Combest Holdings Ltd. Cool Link (Holdings) Ltd. Cornerstone Financial Holdings Ltd. Creative China Holdings Ltd. Dadi Education Holdings Ltd. Company name 08495 08131 08341 08279 08290 08088 08360 08320 08406 08149 08168 08545 08353 08413 08400 08025 08193 08333 08043 08148 08419 08151 08432 08460 08197 08412 08275 08095 08617 08220 08247 08601 08118 08140 08525 08430 08239 08428 08235 08212 08016 08423 08087 08170 08090 08255 08037 08026 08270 08078 08120 08175 08280 08166 08055 08116 08506 08128 08281 08225 08178 08071 08047 08132 08117 08158 08073 08325 08111 08171 08265 08083 08230 08009 08272 08089 08207 08051 08098 08232 08356 08153 08190 08491 08112 08368 08417 Code HKEX Fact Book 2019 Book Fact HKEX List of listed companies on GEM listed companies List of APPENDICES LISTED COMPANIES – GEM 240 2002/08/26 2013/08/22 2003/11/13 2018/02/14 2015/01/08 2010/06/02 2018/08/27 2019/03/27 2018/06/12 2018/01/16 2014/09/29 2001/10/15 2019/02/19 2013/10/11 2017/03/10 2001/12/05 2018/02/02 2016/12/15 2018/09/07 2013/10/15 2018/05/11 2012/01/09 2001/08/13 2018/01/12 2016/04/12 2017/04/12 2018/10/15 2017/11/15 2005/01/07 2013/09/26 2011/12/13 2012/05/07 2011/07/08 2017/10/16 2016/07/08 2017/05/23 2002/06/17 2016/01/13 2017/07/14 2001/12/31 2003/08/04 2002/11/13 2000/12/07 2000/04/17 2002/11/29 2014/08/15 2002/01/04 2017/02/22 2016/12/02 2002/05/10 2018/06/27 2018/03/29 2000/07/14 2004/09/23 2018/10/15 2015/12/09 1999/12/02 2014/08/20 2017/11/17 2016/12/09 2015/05/29 2017/07/12 2000/06/19 2015/12/29 2018/07/12 2017/05/26 2001/07/20 2016/01/07 2017/03/15 2017/01/11 2000/09/08 2018/11/07 2002/01/08 2002/03/07 2014/01/08 2018/12/13 2018/07/19 2018/04/16 2018/01/19 2017/12/08 2018/01/25 2017/06/14 2017/11/16 2002/08/12 2001/12/31 2018/01/16 Listing date End of 2019 PRC PRC Bermuda Bermuda Bermuda Bermuda Bermuda Bermuda Bermuda Bermuda Bermuda Bermuda Bermuda Bermuda Hong Kong Hong Kong Incorporation Cayman Islands Cayman Islands Cayman Islands Cayman Islands Cayman Islands Cayman Islands Cayman Islands Cayman Islands Cayman Islands Cayman Islands Cayman Islands Cayman Islands Cayman Islands Cayman Islands Cayman Islands Cayman Islands Cayman Islands Cayman Islands Cayman Islands Cayman Islands Cayman Islands Cayman Islands Cayman Islands Cayman Islands Cayman Islands Cayman Islands Cayman Islands Cayman Islands Cayman Islands Cayman Islands Cayman Islands Cayman Islands Cayman Islands Cayman Islands Cayman Islands Cayman Islands Cayman Islands Cayman Islands Cayman Islands Cayman Islands Cayman Islands Cayman Islands Cayman Islands Cayman Islands Cayman Islands Cayman Islands Cayman Islands Cayman Islands Cayman Islands Cayman Islands Cayman Islands Cayman Islands Cayman Islands Cayman Islands Cayman Islands Cayman Islands Cayman Islands Cayman Islands Cayman Islands Cayman Islands Cayman Islands Cayman Islands Cayman Islands Cayman Islands Cayman Islands Cayman Islands Cayman Islands Cayman Islands Cayman Islands Cayman Islands (continued) Dadi International Group Ltd. Dadi International Company name Technology Co. Ltd. Dafeng Port Heshun Ltd. - H Shares Dahe Media Co. DCB Holdings Ltd. Holdings Ltd. Deson Construction International Directel Holdings Ltd. DLC Asia Ltd. Ltd. Dominate Group Holdings Co. Dowway Holdings Ltd. Ltd. Dragon King Group Holdings E Lighting Group Holdings Ltd. Ltd. Easy Repay Finance & Investment eBroker Group Ltd. Group Ltd. Echo International Holdings ECI Technology Holdings Ltd. Eco-Tek Holdings Ltd. EDICO Holdings Ltd. EFT Solutions Holdings Ltd. Eggriculture Foods Ltd. EJE (Hong Kong) Holdings Ltd. Elegance Commercial and Financial Printing Group Ltd. ETS Group Ltd. Evershine Group Holdings Ltd. Excalibur Global Financial Holdings Ltd. Expert Systems Holdings Ltd. F8 Enterprises (Holdings) Group Ltd. Fameglow Holdings Ltd. Fineland Real Estate Services Group Ltd. Finet Group Ltd. Finsoft Financial Investment Holdings Ltd. First Credit Finance Group Ltd. Flying Financial Service Holdings Ltd. Food Idea Holdings Ltd. Furniweb Holdings Ltd. Future Data Group Ltd. FY Financial (Shenzhen) Co., Ltd. - H Shares G.A. Holdings Ltd. Gameone Holdings Ltd. Genes Tech Group Holdings Co. Ltd. GET Holdings Ltd. Global Digital Creations Holdings Ltd. Global Link Communications Holdings Ltd. Global Mastermind Holdings Ltd. Global Strategic Group Ltd. Global Token Ltd. Glory Flame Holdings Ltd. Glory Mark Hi-Tech (Holdings) Ltd. GME Group Holdings Ltd. Goldway Education Group Ltd. Good Fellow Healthcare Holdings Ltd. Grace Wine Holdings Ltd. Grand Brilliance Group Holdings Ltd. Grand Peace Group Holdings Ltd. Grand T G Gold Holdings Ltd. Grand Talents Group Holdings Ltd. Great Water Holdings Ltd. Great World Company Holdings Ltd. Greatwalle Inc. GT Steel Construction Group Ltd. Gudou Holdings Ltd. Guru Online (Holdings) Ltd. Hang Chi Holdings Ltd. Hang Tai Yue Group Holdings Ltd. HangKan Group Ltd. Hanvey Group Holdings Ltd. Hao Bai International (Cayman) Ltd. Hao Wen Holdings Ltd. Hi-Level Technology Holdings Ltd. Hing Ming Holdings Ltd. HM International Holdings Ltd. hmvod Ltd. Hon Corporation Ltd. Honbridge Holdings Ltd. Hong Kong Life Sciences and Technologies Group Ltd. Hong Wei (Asia) Holdings Co. Ltd. Huakang Biomedical Holdings Co. Ltd. Hyfusin Group Holdings Ltd. i.century Holding Ltd. IAG Holdings Ltd. Icicle Group Holdings Ltd. IMS Group Holdings Ltd. In Technical Productions Holdings Ltd. Indigo Star Holdings Ltd. Inno-Tech Holdings Ltd. IR Resources Ltd. ISP Global Ltd. 08130 Code 08310 08243 08040 08268 08337 08210 08537 08403 08493 08222 08079 08036 08218 08013 08169 08450 08062 08609 08101 08391 08031 08022 08350 08319 08347 08603 08376 08317 08018 08215 08030 08179 08480 08229 08452 08126 08282 08257 08100 08271 08060 08063 08007 08192 08059 08159 08188 08160 08143 08146 08372 08108 08299 08516 08196 08003 08315 08402 08308 08121 08405 08081 08331 08219 08431 08019 08113 08425 08416 08103 08259 08137 08085 08191 08622 08512 08507 08513 08429 08136 08446 08373 08202 08186 08487 HKEX Fact Book 2019 Book Fact HKEX List of listed companies on GEM listed companies List of
APPENDICES LISTED COMPANIES – GEM 241 2001/02/21 2019/10/22 2016/10/07 2015/04/30 2018/02/08 2001/12/10 2001/04/24 2001/05/24 2016/05/30 2018/05/09 2018/01/17 2018/08/13 2016/12/08 2004/01/20 2016/02/24 2018/07/16 2018/05/16 2002/01/31 2017/10/16 2016/12/12 2002/07/19 2018/10/12 2015/07/10 2016/10/13 2014/10/10 2017/04/12 2002/03/26 2017/07/18 2009/10/07 2016/08/05 2014/12/30 2014/07/07 2017/09/15 2014/08/05 2002/05/17 2016/04/12 2016/11/11 2017/10/25 2000/07/07 2017/07/21 2015/10/08 2017/04/13 2018/01/26 2018/02/28 2019/12/13 2001/05/31 2014/12/18 2016/05/31 2017/01/13 2002/03/07 2018/12/12 2018/02/12 2014/07/18 2015/02/12 2018/10/22 2017/11/10 2018/04/16 2017/07/13 2019/02/26 2002/10/17 2002/08/06 2002/12/20 2012/01/19 2017/06/16 2018/05/30 2017/09/29 2019/12/09 2000/04/20 2019/05/02 2018/07/10 2017/10/19 2017/07/17 2015/09/30 2017/01/05 2019/10/11 2019/11/14 2014/01/15 2018/10/16 2015/01/16 2018/07/18 2015/08/10 2014/02/07 2017/01/06 2016/10/07 2001/12/20 2004/08/06 Listing date End of 2019 PRC PRC Bermuda Bermuda Bermuda Bermuda Bermuda Bermuda Hong Kong Hong Kong Incorporation Cayman Islands Cayman Islands Cayman Islands Cayman Islands Cayman Islands Cayman Islands Cayman Islands Cayman Islands Cayman Islands Cayman Islands Cayman Islands Cayman Islands Cayman Islands Cayman Islands Cayman Islands Cayman Islands Cayman Islands Cayman Islands Cayman Islands Cayman Islands Cayman Islands Cayman Islands Cayman Islands Cayman Islands Cayman Islands Cayman Islands Cayman Islands Cayman Islands Cayman Islands Cayman Islands Cayman Islands Cayman Islands Cayman Islands Cayman Islands Cayman Islands Cayman Islands Cayman Islands Cayman Islands Cayman Islands Cayman Islands Cayman Islands Cayman Islands Cayman Islands Cayman Islands Cayman Islands Cayman Islands Cayman Islands Cayman Islands Cayman Islands Cayman Islands Cayman Islands Cayman Islands Cayman Islands Cayman Islands Cayman Islands Cayman Islands Cayman Islands Cayman Islands Cayman Islands Cayman Islands Cayman Islands Cayman Islands Cayman Islands Cayman Islands Cayman Islands Cayman Islands Cayman Islands Cayman Islands Cayman Islands Cayman Islands Cayman Islands Cayman Islands Cayman Islands Cayman Islands Cayman Islands Cayman Islands (continued) IWS Group Holdings Ltd. IWS Group Holdings Ltd. Janco Holdings Jete Power Holdings Ltd. Jia Group Holdings Ltd. Jian ePayment Systems Ltd. Co. Ltd. - H Shares Jiangsu Nandasoft Technology Bio-pharmacy Co. Ltd. -H shs Jilin Province Huinan Changlong Jimu Group Ltd. JLogo Holdings Ltd. Ltd. JTF International Holdings K Group Holdings Ltd. and Contracting Group Ltd. K W Nelson Interior Design Kaisun Holdings Ltd. Ltd. Keen Ocean International Holding Kinetix Systems Holdings Ltd. Kingsley Edugroup Ltd. Kirin Group Holdings Ltd. ITE (Holdings) Ltd. ITE (Holdings) Company name KML Technology Group Ltd. KNK Holdings Ltd. KOALA Financial Group Ltd. KOS International Holdings Ltd. KPM Holding Ltd. Kwong Man Kee Group Ltd. L & A International Holdings Ltd. Lai Group Holding Co. Ltd. Lajin Entertainment Network Group Ltd. Lapco Holdings Ltd. Larry Jewelry International Co. Ltd. Life Concepts Holdings Ltd. Linekong Interactive Group Co., Ltd. Link Holdings Ltd. Linocraft Holdings Ltd. Loco Hong Kong Holdings Ltd. Loto Interactive Ltd. Luen Wong Group Holdings Ltd. Luk Hing Entertainment Group Holdings Ltd. Lumina Group Ltd. Luxey International (Holdings) Ltd. M&L Holdings Group Ltd. Madison Holdings Group Ltd. Man Shing Global Holdings Ltd. Mansion International Holdings Ltd. Max Sight Group Holdings Ltd. Maxicity Holdings Ltd. Media Asia Group Holdings Ltd. Medicskin Holdings Ltd. MediNet Group Ltd. MEIGU Technology Holding Group Ltd. Merdeka Financial Group Ltd. Metropolis Capital Holdings Ltd. Mi Ming Mart Holdings Ltd. Millennium Pacific Group Holdings Ltd. Million Stars Holdings Ltd. Mindtell Technology Ltd. Modern Living Investments Holdings Ltd. MS Concept Ltd. My Heart Bodibra Group Ltd. Narnia (Hong Kong) Group Co. Ltd. National Arts Entertainment and Culture Group Ltd. Neo Telemedia Ltd. Netel Technology (Holdings) Ltd. New Western Group Ltd. Nexion Technologies Ltd. Niche-Tech Group Ltd. Noble Engineering Group Holdings Ltd. Nomad Technologies Holdings Ltd. North Asia Strategic Holdings Ltd. Novacon Technology Group Ltd. Ocean Line Port Development Ltd. Ocean One Holding Ltd. Omnibridge Holdings Ltd. On Real International Holdings Ltd. OOH Holdings Ltd. Optima Automobile Group Holdings Ltd. Orange Tour Cultural Holding Ltd. Orient Securities International Holdings Ltd. Oriental Payment Group Holdings Ltd. Oriental University City Holdings (H.K.) Ltd. Pacific Legend Group Ltd. Pak Wing Group (Holdings) Ltd. Perfect Optronics Ltd. PF Group Holdings Ltd. PFC Device Inc. Phoenitron Holdings Ltd. Pizu Group Holdings Ltd. 08441 08035 08133 08519 08165 08045 08049 08187 08527 08479 08475 08411 08203 08070 08606 08105 08109 08092 Code 08065 08039 08226 08042 08027 08023 08195 08455 08172 08472 08351 08056 08267 08237 08383 08162 08198 08217 08052 08470 08041 08152 08057 08309 08456 08483 08216 08075 08307 08161 08349 08163 08621 08473 08147 08093 08611 08426 08447 08297 08607 08228 08167 08256 08242 08420 08490 08445 08645 08080 08635 08502 08476 08462 08245 08091 08418 08627 08001 08613 08067 08547 08316 08311 08221 08231 08066 08053 HKEX Fact Book 2019 Book Fact HKEX List of listed companies on GEM listed companies List of
APPENDICES LISTED COMPANIES – GEM 242 2002/07/12 2018/02/23 2002/12/12 2013/06/17 2018/02/14 2017/12/13 2000/07/24 2017/07/21 2018/06/15 2017/10/13 2013/02/25 2016/08/08 2014/07/18 2018/01/04 2017/10/16 2003/11/19 2014/10/14 2001/08/10 2017/03/21 2003/07/03 2002/07/31 2004/06/30 2004/05/18 2017/12/15 2002/05/03 2017/07/17 2002/11/15 2004/07/07 2005/09/12 2018/02/12 2013/10/11 2004/06/18 2018/02/26 2001/09/05 2016/07/15 2000/03/09 2000/08/02 2002/01/11 2009/09/09 2002/11/12 2017/07/19 2018/01/16 2017/12/28 2017/03/28 2002/07/18 2018/05/16 2003/03/18 2015/02/23 2018/03/28 2001/11/02 2000/12/14 2019/01/08 2018/04/16 2016/03/30 2002/02/19 2016/10/28 2017/07/27 2017/10/27 2018/01/17 2019/03/15 2016/05/18 2001/07/27 2008/04/30 2002/06/18 1999/11/25 2018/05/18 2018/07/04 2013/11/21 2018/02/13 2018/09/28 2017/07/20 2018/01/25 2002/05/09 2011/10/12 2018/03/28 2017/05/26 2017/11/13 2018/07/16 2008/05/20 2018/05/04 2018/02/12 2000/04/06 2000/02/25 2018/09/17 2017/07/18 2018/09/05 Listing date End of 2019 PRC PRC PRC PRC PRC PRC PRC PRC PRC PRC Bermuda Bermuda Bermuda Bermuda Bermuda Bermuda Hong Kong Hong Kong Hong Kong Incorporation Cayman Islands Cayman Islands Cayman Islands Cayman Islands Cayman Islands Cayman Islands Cayman Islands Cayman Islands Cayman Islands Cayman Islands Cayman Islands Cayman Islands Cayman Islands Cayman Islands Cayman Islands Cayman Islands Cayman Islands Cayman Islands Cayman Islands Cayman Islands Cayman Islands Cayman Islands Cayman Islands Cayman Islands Cayman Islands Cayman Islands Cayman Islands Cayman Islands Cayman Islands Cayman Islands Cayman Islands Cayman Islands Cayman Islands Cayman Islands Cayman Islands Cayman Islands Cayman Islands Cayman Islands Cayman Islands Cayman Islands Cayman Islands Cayman Islands Cayman Islands Cayman Islands Cayman Islands Cayman Islands Cayman Islands Cayman Islands Cayman Islands Cayman Islands Cayman Islands Cayman Islands Cayman Islands Cayman Islands Cayman Islands Cayman Islands Cayman Islands Cayman Islands Cayman Islands Cayman Islands Cayman Islands Cayman Islands Cayman Islands Cayman Islands Cayman Islands Cayman Islands Cayman Islands (continued) Polyfair Holdings Ltd. Polyfair Holdings Ltd. - H Shares & Technology Group Powerleader Science Ltd. PPS International (Holdings) Group Ltd. Prime Intelligence Solutions Prosperous Printing Co. Ltd. International Group Ltd. Polyard Petroleum Company name Quantum Thinking Ltd. Reach New Holdings Ltd. Republic Healthcare Ltd. RMH Holdings Ltd. Roma Group Ltd. Co. Ltd. Royal Catering Group Holdings Ltd. Royal Century Resources Holdings Sanbase Corporation Ltd. Satu Holdings Ltd. Sau San Tong Holdings Ltd. SDM Group Holdings Ltd. Ltd. Seamless Green China (Holdings) SG Group Holdings Ltd. -H Shares Shaanxi Northwest New Technology Industry Co. Ltd. - H Shs Shanghai Jiaoda Withub Information Industrial Co Ltd Shares Shanghai Qingpu Fire-Fighting Equipment Co. Ltd. - H Shares Shanxi Changcheng Microlight Equipment Co. Ltd. - H Shen You Holdings Ltd. Shenghua Lande Scitech Ltd. - H Shares Shenglong Splendecor International Ltd. Shentong Robot Education Group Co. Ltd. - H Shares Shenzhen Mingwah Aohan High Technology Corp. Ltd. Shares Shenzhen Neptunus Interlong Bio-Technique Co. Ltd. -H Sheung Moon Holdings Ltd. Shi Shi Services Ltd. Silk Road Energy Services Group Ltd. Simplicity Holding Ltd. Sing Lee Software (Group) Ltd. SingAsia Holdings Ltd. Sino Splendid Holdings Ltd. Sino Vision Worldwide Holdings Ltd. Sinofortune Financial Holdings Ltd. Sino-Life Group Ltd. Sinopharm Tech Holdings Ltd. SK Target Group Ltd. Sling Group Holdings Ltd. Smart Globe Holdings Ltd. Somerley Capital Holdings Ltd. South China Assets Holdings Ltd. ST International Holdings Co. Ltd. StarGlory Holdings Co. Ltd. Steed Oriental (Holdings) Co. Ltd. Stream Ideas Group Ltd. Sun Entertainment Group Ltd. Sun International Group Ltd. Sun Kong Holdings Ltd. Sunlight (1977) Holdings Ltd. Super Strong Holdings Ltd. SuperRobotics Ltd. Tai Kam Holdings Ltd. Tak Lee Machinery Holdings Ltd. Takbo Group Holdings Ltd. Taste.Gourmet Group Ltd. Tasty Concepts Holding Ltd. TEM Holdings Ltd. Thiz Technology Group Ltd. Tianjin Binhai Teda Logistics (Group) Corporation Ltd.-H Shs Tianjin TEDA Biomedical Engineering Co. Ltd. - H Shares Timeless Software Ltd. TL Natural Gas Holdings Ltd. Tong Kee (Holding) Ltd. Tonking New Energy Group Holdings Ltd. Top Standard Corporation TradeGo FinTech Ltd. Transtech Optelecom Science Holdings Ltd. Tree Holdings Ltd. Union Asia Enterprise Holdings Ltd. Unitas Holdings Ltd. Universe Printshop Holdings Ltd. VBG International Holdings Ltd. Vertical International Holdings Ltd. Victory Securities (Holdings) Co. Ltd. Vinco Financial Group Ltd. Vision International Holdings Ltd. Vistar Holdings Ltd. Viva China Holdings Ltd. Vodatel Networks Holdings Ltd. WAC Holdings Ltd. Wan Cheng Metal Packaging Co. Ltd. Wan Leader International Ltd. 08532 08236 08201 08379 08385 08011 Code 08050 08471 08357 08437 08072 08300 08125 08501 08392 08200 08363 08150 08442 08258 08205 08115 08286 08377 08106 08481 08206 08301 08329 08523 08181 08250 08367 08076 08293 08006 08086 08123 08296 08156 08427 08285 08485 08439 08155 08521 08213 08277 08401 08082 08029 08631 08451 08262 08176 08321 08142 08436 08371 08096 08346 08119 08348 08189 08028 08536 08305 08326 08510 08017 08465 08395 08173 08020 08448 08365 08375 08540 08340 08107 08535 08032 08033 08619 08291 08482 HKEX Fact Book 2019 Book Fact HKEX List of listed companies on GEM listed companies List of
APPENDICES LISTED COMPANIES – GEM 243 2010/10/14 2018/01/12 2018/02/27 2017/06/30 2017/03/16 2015/02/16 2001/12/07 2019/11/29 2019/07/12 2016/07/06 2017/12/28 2017/01/12 2003/11/05 2016/07/11 2013/04/10 2019/09/26 2018/04/16 2000/06/30 2000/01/31 2018/01/16 2015/01/16 2003/11/14 2015/11/02 2002/11/08 2016/11/08 2017/01/20 2018/04/20 2011/12/30 2003/05/09 2018/01/18 2018/07/09 2013/09/03 2010/06/18 Listing date End of 2019 PRC PRC PRC PRC Bermuda Bermuda Bermuda Singapore Hong Kong Incorporation Cayman Islands Cayman Islands Cayman Islands Cayman Islands Cayman Islands Cayman Islands Cayman Islands Cayman Islands Cayman Islands Cayman Islands Cayman Islands Cayman Islands Cayman Islands Cayman Islands Cayman Islands Cayman Islands Cayman Islands Cayman Islands Cayman Islands Cayman Islands Cayman Islands Cayman Islands Cayman Islands Cayman Islands (continued) Wine’s Link International Holdings Ltd. Wine’s Link International Asia Ltd. Wing Fung Group Ltd. Winning Tower Group Holdings Ltd. Winson Holdings Hong Kong Winto Group (Holdings) Ltd. WLS Holdings Ltd. Wealth Glory Holdings Ltd. Wealth Glory Company name WMCH Global Investment Ltd. World Super Holdings Ltd. Ltd. Worldgate Global Logistics WT Group Holdings Ltd. WWPKG Holdings Co. Ltd. Co., Ltd. - H Shares Xi’an Haitian Antenna Technologies Kong Enterprises Ltd. Xinyi Automobile Glass Hong Yin He Holdings Ltd. Ltd. Ying Hai Group Holdings Co. Ltd. Ying Kee Tea House Group Ltd. Yu Tak International Holdings Holdings Ltd. Yuxing InfoTech Investment ZACD Group Ltd. Zhejiang Chang’an Renheng Technology Co., Ltd. - H Shares Sh Zhejiang RuiYuan Intelligent Control Technology Co. Ltd-H Zhejiang United Investment Holdings Group Ltd. Zhejiang Yongan Rongtong Holdings Co., Ltd. - H Shares Zheng Li Holdings Ltd. Zhi Sheng Group Holdings Ltd. Zhicheng Technology Group Ltd. Zhonghua Gas Holdings Ltd. Zhuoxin International Holdings Ltd. Zioncom Holdings Ltd. Ziyuanyuan Holdings Group Ltd. ZMFY Automobile Glass Services Ltd. ZZ Capital International Ltd. 08509 08526 08362 08421 08238 08021 08269 Code 08208 08612 08292 08422 08069 08227 08328 08260 08668 08241 08048 08005 08313 08139 08249 08366 08211 08283 08370 08511 08246 08266 08287 08223 08135 08295 HKEX Fact Book 2019 Book Fact HKEX List of listed companies on GEM listed companies List of
APPENDICES EXCHANGE TRADED FUNDS – MAIN BOARD 244 2005/06/21 2005/07/07 2016/10/31 2016/10/31 2016/04/12 2016/04/12 2014/11/13 2014/11/13 2014/11/13 2014/11/13 2016/02/18 2016/02/18 2016/02/18 2016/02/18 2016/02/18 2013/12/09 2013/12/09 2018/06/06 2018/06/06 2013/08/26 2013/08/26 2012/07/17 2012/07/17 2015/10/26 2018/02/07 2018/02/07 2018/12/12 2018/12/12 2018/12/05 2018/12/05 2018/04/10 2018/04/10 2018/04/10 2016/05/18 2016/05/18 2014/02/19 2014/02/19 2014/02/19 2012/08/28 2012/08/28 2018/07/18 2018/07/18 2015/11/26 2015/11/26 2015/01/20 2015/01/20 2015/05/15 2015/05/15 2019/01/25 2019/01/25 2012/08/27 2012/08/27 2019/07/25 2019/07/25 2019/07/25 2019/07/25 2014/09/26 2014/09/26 2013/06/17 2013/06/17 2016/06/16 2014/03/07 2014/03/07 2013/11/26 2013/11/26 2003/12/10 Listing date End of 2019 ABF Pan Asia Bond Index Fund ABF Pan Asia ETF AMUNDI FTSE China A50 Index ETF AMUNDI FTSE China A50 Index Index ETF AMUNDI Hang Seng HK 35 Index ETF AMUNDI Hang Seng HK 35 BMO Asia High Dividend ETF Grade Bond ETF BMO Asia USD Investment Grade Bond ETF BMO Asia USD Investment BMO Hong Kong Banks ETF Estate ETF BMO MSCI Asia Pacific Real to USD ETF BMO MSCI Europe Quality Hedged USD ETF BMO MSCI Japan Hedged to BMO NASDAQ 100 ETF BMO NASDAQ 100 ETF Bosera FTSE China A50 Index ETF Bosera FTSE China A50 Index ETF B Idx ETF ChinaAMC Bloomberg Barclays ChinaTreaury+Policy Bk B Idx ETF ChinaAMC Bloomberg Barclays ChinaTreaury+Policy Bk ChinaAMC CES China A80 Index ETF ChinaAMC CES China A80 Index ETF ChinaAMC CSI 300 Index ETF ChinaAMC CSI 300 Index ETF ETF ChinaAMC Hang Seng Stock Connect HK SmallCap Index ChinaAMC MSCI China A Inclusion Index ETF ChinaAMC MSCI China A Inclusion Index ETF CICC Bloomberg Barclays China Treasury 1-10 Years ETF CICC Bloomberg Barclays China Treasury 1-10 Years ETF CICC CSI Select 100 ETF CICC CSI Select 100 ETF CICC KraneShares CSI China Internet Index ETF CICC KraneShares CSI China Internet Index ETF CICC KraneShares CSI China Internet Index ETF ComStage 1 DAX UCITS ETF ComStage 1 DivDAX UCITS ETF Idx ETF CSOP Bloomberg Barclays Ch Treasury + Policy Bk Bond Idx ETF CSOP Bloomberg Barclays Ch Treasury + Policy Bk Bond Idx ETF CSOP Bloomberg Barclays Ch Treasury + Policy Bk Bond CSOP FTSE China A50 ETF CSOP FTSE China A50 ETF CSOP Hong Kong Dollar Money Market ETF CSOP Hong Kong Dollar Money Market ETF CSOP MSCI China A Inclusion Index ETF CSOP MSCI China A Inclusion Index ETF CSOP RMB Money Market ETF CSOP RMB Money Market ETF CSOP SZSE ChiNext ETF CSOP SZSE ChiNext ETF CSOP US Dollar Money Market ETF CSOP US Dollar Money Market ETF E Fund CSI 100 A-Share Index ETF E Fund CSI 100 A-Share Index ETF Global X China Biotech ETF Global X China Biotech ETF Global X China Cloud Computing ETF Global X China Cloud Computing ETF Global X CSI 300 ETF Global X CSI 300 ETF Global X Hang Seng High Dividend Yield ETF Global X MSCI China ETF Global X S&P Crude Oil Futures Enhanced ER ETF Haitong CSI300 Index ETF Haitong CSI300 Index ETF Hang Seng China A Industry Top Index ETF Hang Seng China A Industry Top Index ETF Hang Seng China Enterprises Index ETF ABF Hong Kong Bond Index Fund ABF Hong Kong Name 02821 82843 02843 83012 03012 03145 09141 03141 03143 03121 03165 03160 09086 03086 82832 02832 02813 82813 03180 83180 03188 83188 03157 83197 03197 83079 03079 83093 03093 83186 03186 09186 03171 03177 09199 03199 83199 02822 82822 83053 03053 83149 03149 83122 03122 83147 03147 09096 03096 83100 03100 02820 09820 02826 09826 03127 83127 03110 03040 03097 02811 82811 83128 03128 02828 02819 Code HKEX Fact Book 2019 Book Fact HKEX List of exchange traded funds exchange traded List of APPENDICES EXCHANGE TRADED FUNDS – MAIN BOARD 245 2005/06/08 2004/09/21 2004/09/21 2012/02/14 2012/10/12 2012/10/12 2019/06/18 2019/06/18 2016/12/08 2016/12/08 2016/12/08 2009/11/18 2009/11/18 2009/11/18 2016/11/23 2016/11/23 2016/11/23 2016/06/29 2016/06/29 2016/06/29 2009/04/23 2009/04/23 2009/04/23 2001/11/28 2016/06/29 2016/06/29 2016/06/29 2006/11/02 2006/11/02 2006/11/02 2016/06/29 2016/06/29 2016/06/29 2016/06/29 2016/06/29 2016/06/29 2016/06/29 2016/06/29 2016/06/29 2004/11/18 2004/11/18 2009/04/23 2016/06/29 2016/06/29 2016/06/29 2012/09/26 2019/10/24 2019/10/24 2018/11/30 2018/11/30 2018/12/07 2018/12/07 2017/12/29 2012/02/15 2018/08/06 2018/08/06 2017/10/24 2017/10/24 2017/10/24 2017/10/24 2018/08/06 2018/08/06 2019/07/18 2019/07/18 2019/07/18 2003/12/10 Listing date End of 2019 (continued) Hang Seng Index ETF Hang Seng Index ETF Hang Seng RMB Gold ETF ETF Harvest MSCI China A Index ETF Harvest MSCI China A Index ETF ICBC CICC USD Money Market ETF ICBC CICC USD Money Market Sectors ETF ICBC CSOP S&P New China Sectors ETF ICBC CSOP S&P New China Sectors ETF ICBC CSOP S&P New China ETF iShares Core CSI 300 Index ETF iShares Core CSI 300 Index iShares Core CSI 300 Index ETF iShares Core Hang Seng Index ETF iShares Core Hang Seng Index ETF iShares Core Hang Seng Index ETF iShares Core KOSPI 200 Index ETF iShares Core KOSPI 200 Index ETF iShares Core KOSPI 200 Index ETF iShares Core MSCI AC Asia ex Japan Index ETF iShares Core MSCI AC Asia ex Japan Index ETF iShares Core MSCI AC Asia ex Japan Index ETF iShares Core MSCI China Index ETF iShares Core MSCI Taiwan Index ETF iShares Core MSCI Taiwan Index ETF iShares Core MSCI Taiwan Index ETF iShares Core S&P BSE SENSEX India Index ETF iShares Core S&P BSE SENSEX India Index ETF iShares Core S&P BSE SENSEX India Index ETF iShares DAX Index ETF iShares DAX Index ETF iShares DAX Index ETF iShares EURO STOXX 50 Index ETF iShares EURO STOXX 50 Index ETF iShares EURO STOXX 50 Index ETF iShares FTSE 100 Index ETF iShares FTSE 100 Index ETF iShares FTSE 100 Index ETF iShares FTSE A50 China Index ETF iShares FTSE A50 China Index ETF iShares MSCI Emerging Asia Index ETF iShares NASDAQ 100 Index ETF iShares NASDAQ 100 Index ETF iShares NASDAQ 100 Index ETF Lippo Select HK & Mainland Property ETF Nikko AM Global Internet ETF Nikko AM Global Internet ETF Ping An MSCI China Multi-Factor ETF Ping An MSCI China Quality Factor ETF Ping An Nasdaq 5HANDL ETF Ping An Nasdaq AI and Robotics ETF Ping An of China CSI 5-10Y CGB ETF Ping An of China CSI HK Dividend ETF Premia Asia Innovative Technology ETF Premia Asia Innovative Technology ETF Premia CSI Caixin China Bedrock Economy ETF Premia CSI Caixin China Bedrock Economy ETF Premia CSI Caixin China New Economy ETF Premia CSI Caixin China New Economy ETF Premia Dow Jones Emerging ASEAN Titans 100 ETF Premia Dow Jones Emerging ASEAN Titans 100 ETF Premia MSCI Vietnam ETF Premia MSCI Vietnam ETF Premia US Treasury Floating Rate ETF Hang Seng FTSE China 50 Index ETF Hang Seng FTSE China 50 Index Hang Seng China Enterprises Index ETF Hang Seng China Name 82833 02833 83168 03118 83118 03011 09011 83167 03167 09167 82846 09846 02846 83115 09115 03115 09170 83170 03170 03010 83010 09010 02801 03074 83074 09074 02836 09836 82836 83146 09146 03146 83155 03155 09155 02847 82847 09847 82823 02823 02802 82834 09834 02834 02824 03072 09072 03163 03166 03198 03023 03080 03070 03181 09181 02803 09803 03173 09173 09810 02810 09804 02804 03077 02838 82828 Code
HKEX Fact Book 2019 Book Fact HKEX List of exchange traded funds exchange traded List of APPENDICES EXCHANGE TRADED FUNDS – MAIN BOARD 246 2019/09/27 2018/06/20 2016/04/29 2010/09/20 2008/07/31 1999/11/12 2015/03/24 2015/03/24 2009/12/15 2010/11/03 2010/11/03 2010/11/03 2012/05/28 2012/05/28 2012/05/28 2014/06/13 2014/06/13 2014/06/13 2013/05/15 2013/05/15 2013/05/15 2014/06/13 2014/06/13 2014/06/13 2014/06/13 2014/06/13 2014/06/13 2015/05/21 2015/05/21 2015/05/21 2018/05/10 2018/05/10 2018/05/10 2007/07/17 2008/05/15 2009/04/15 2018/09/12 2010/03/25 2009/07/08 2009/07/08 2010/02/24 2012/01/12 2012/01/12 2009/07/08 2012/01/12 2010/02/24 2013/04/11 2010/02/24 2013/04/11 2009/06/30 2012/01/12 2009/07/08 2010/02/24 2009/07/08 2019/07/18 Listing date End of 2019 (continued) Samsung CSI China Dragon Internet ETF Samsung CSI China Dragon ER Futures ETF Samsung S&P GSCI Crude Oil SPDR FTSE Greater China ETF SPDR Gold Trust Tracker Fund of Hong Kong Value China A-Share ETF Value China A-Share ETF Value China ETF Value Gold ETF Value Gold ETF Value Gold ETF Value Japan ETF Value Korea ETF Value Taiwan ETF ETF Vanguard FTSE Asia ex Japan High Dividend Yield Index ETF Vanguard FTSE Asia ex Japan High Dividend Yield Index ETF Vanguard FTSE Asia ex Japan High Dividend Yield Index Vanguard FTSE Asia ex Japan Index ETF Vanguard FTSE Asia ex Japan Index ETF Vanguard FTSE Asia ex Japan Index ETF Vanguard FTSE Developed Europe Index ETF Vanguard FTSE Developed Europe Index ETF Vanguard FTSE Developed Europe Index ETF Vanguard FTSE Japan Index ETF Vanguard FTSE Japan Index ETF Vanguard FTSE Japan Index ETF Vanguard S&P 500 Index ETF Vanguard S&P 500 Index ETF Vanguard S&P 500 Index ETF Vanguard Total China Index ETF Vanguard Total China Index ETF Vanguard Total China Index ETF W.I.S.E – CSI 300 China Tracker W.I.S.E. – CSI HK 100 Tracker W.I.S.E. – SSE 50 China Tracker Tracker W.I.S.E-Nasdaq Overseas China New Econ Co Top 50 Idx Xtrackers CSI300 Swap UCITS ETF Xtrackers FTSE China 50 UCITS ETF Xtrackers FTSE Vietnam Swap UCITS ETF Xtrackers MSCI Brazil UCITS ETF Xtrackers MSCI China UCITS ETF Xtrackers MSCI Indonesia Swap UCITS ETF Xtrackers MSCI Korea UCITS ETF Xtrackers MSCI Malaysia UCITS ETF Xtrackers MSCI Pacific ex Japan UCITS ETF Xtrackers MSCI Philippines UCITS ETF Xtrackers MSCI Russia Capped Swap UCITS ETF Xtrackers MSCI Singapore UCITS ETF Xtrackers MSCI Taiwan UCITS ETF Xtrackers MSCI Thailand UCITS ETF Xtrackers MSCI USA Swap UCITS ETF Xtrackers MSCI World Swap UCITS ETF Xtrackers Nifty 50 Swap UCITS ETF Premia US Treasury Floating Rate ETF-Accumulating Unit Class Premia US Treasury Floating Premia US Treasury Floating Rate ETF Premia US Treasury Name 02812 03175 03073 02840 02800 03095 83095 03046 83081 09081 03081 03084 03041 03060 83085 03085 09085 82805 09805 02805 03101 83101 09101 03126 83126 09126 03140 83140 09140 09169 03169 83169 02827 02825 03024 03182 03049 03007 03087 03048 03055 03099 02848 03082 03043 03016 03027 03065 03036 03092 03020 03019 03015 09078 09077 Code
HKEX Fact Book 2019 Book Fact HKEX List of exchange traded funds exchange traded List of APPENDICES TECHNICAL NOTES TO TABLES 247 x 100% x 100% Total market capitalisation ∑(DPS x No. of issued shares) ∑(DPS x No. of issued Annual market turnover in value Annual market ∑(EPS x No. of issued shares) ∑(Closing price x No. of issued shares) ∑(Closing price x No.
∑(Closing price x No. of issued shares) the company has at least 30% shareholding held in aggregate directly by Mainland China entities, and/ the company has at least 30% shareholding held in aggregate directly by Mainland Or or through companies which are controlled by Mainland China entities. directly by Mainland the company has below 30% but 20% or above shareholding held in aggregate China entities and, there is China entities, and/or through companies which are controlled by Mainland board of directors. a strong influential presence, on a judgmental basis, on the company’s
Average P/E Ratio = = Average dividend yield A company is deemed to be China-controlled company (Red Chip), if A company is deemed to be China-controlled company (Red Chip),
Annual turnover velocity = Annual turnover splits and and when bonus and rights issues, share (DPS) is annualised and adjusted as Dividend per share consolidations are made. end number. Number of issued shares represents year
Mainland China entities include state-owned organisations and entities controlled by provincial or municipal organisations state-owned include China entities Mainland authorities. dividing the consolidated profit after taxation less minority interests Earnings per share (EPS) is derived by extraordinary items by the weighted average of number of issued and preference dividends and before year. shares during the corresponding financial are and consolidations splits share issues, rights and bonus when and as adjusted and annualised is EPS made. end number. Number of issued shares represents year Average price earning ratio Average dividend yield China-controlled company (Red Chip) Annual turnover velocity Annual turnover (1) (2) 3. 2. 4. HKEX Fact Book 2019 Book Fact HKEX Technical notes to tables Technical 1. APPENDICES TECHNICAL NOTES TO TABLES 248 (continued) Figures of trading volume and value are counted on a one-way basis. Figures of trading volume and value are The aggregate capitalisation of all listed companies which are regarded as domestic companies and foreign The aggregate capitalisation of all listed year. for over one those under suspension companies listed on the SEHK only except Total amount payable by holders and payable to writers of options contracts in aspect of the writing of Total amount payable by holders and those contracts. Trading volume and value The total number of options contracts which are outstanding, i.e. not closed or exercised, as at the relevant The total number of options contracts date. Total market capitalisation The total number of ordinary shares, preferred ordinary/preference shares, warrants, CBBC, ELI, debt ordinary/preference shares, warrants, shares, preferred of ordinary number The total on the SEHK. securities and unit trust/mutual fund listed Premium (options) A company in respect of which all or some of the equity securities are listed on the SEHK. of which all or some of the equity securities A company in respect Open interest (options) Shares issued by a PRC issuer under PRC law and listed on the SEHK, the par value of which is denominated the SEHK, the par value of which is PRC issuer under PRC law and listed on Shares issued by a dollars. Kong are subscribed for and traded in Hong in Renminbi, and which Number of listed securities The number of contracts traded, counted on a one-way basis. counted on a one-way of contracts traded, The number Listed company H shares Contract volume (options) Contract 12. 11. 10. 9. 8. 7. 6. HKEX Fact Book 2019 Book Fact HKEX notes to tables Technical 5. APPENDICES ACRONYMS 249 Automatic Order Matching and Execution System Order Matching and Automatic Generation Execution System/Third Order Matching and Automatic Callable Bull/Bear Contract Settlement System Central Clearing and Continuous Net Settlement and Settlement System Derivatives Clearing Depositary Receipt Derivative Warrant Equity Linked Instrument Exchange Traded Fund Equity Warrant Hong Kong Interbank Offered Rate System Hong Kong Futures Automated Trading HKFE Clearing Corporation Ltd Hong Kong Commodity Exchange Ltd Hong Kong Exchanges and Clearing Ltd Hong Kong Futures Exchange Ltd Hong Kong Monetary Authority Hong Kong Securities Clearing Co Ltd Index Hang Seng China-Affiliated Corporations Hang Seng China Enterprises Index Hang Seng Index Hang Seng Industry Classification System Internet Initial Public Offering Initial public offering Investor settlement instruction Leveraged and Inverse Products London Metal Exchange London Metal Exchange Index National Association of Securities Dealer Automated Quotations Order Routing System OTC Clearing Hong Kong Ltd. Price/earnings ratio Real Estate Investment Trusts RMB Qualified Foreign Institutional Investors Standard and Poors Stock Exchange of Hong Kong Ltd, The SEHK Options Clearing House Ltd, The Securities and Futures Commission, The Securities and Futures Ordinance Settlement instruction Stapled securities Traded Average Price Options Traded OPtions System HKEX Fact Book 2019 Book Fact HKEX Acronyms AMS AMS/3 CBBC CCASS CNS DCASS DR DW ELI ETF EW HIBOR HKATS HKCC HKCE HKEX HKFE HKMA HKSCC HSCCI HSCEI HSI HSICS iIPO IPO ISI L&I Products LME LMEX NASDAQ ORS OTC Clear P/E ratio REITs RQFII S&P SEHK SEOCH SFC SFO SI SS TAPOs TOPS