Bureau of Industry and Security, Commerce Pt. 774, Supp. No. 1

Software Notes relevant to entries con- ECCN. This convention also applies to tained in the CCL. the use of single quotes within the Def- (d) Conventions related to the use of inition of Terms section under part 772. quotation marks on the CCL. The use of (e) Chemicals identified by Chemical double quotation marks on the CCL is Abstracts Service (CAS) number. In some intended to be an aid to alert you to instances chemicals are listed by name terms used on the CCL that are defined and CAS number. The list applies to in part 772 (Definitions of Terms), or chemicals of the same structural for- for purposes of ECCNs, where a defini- mula (including hydrates) regardless of tion is provided in the ‘‘related defini- name or CAS number. CAS numbers tions’’ paragraph in the License Re- are shown to assist in identifying a quirements section of ECCNs or some- particular chemical or mixture, irre- times in Notes and Technical Notes for spective of nomenclature. CAS num- particular ECCNs and that definition is bers cannot be used as unique identi- specific to that particular ECCN. In fiers because some forms of the listed this sense the quotes are helpful both chemical have different CAS numbers, in the use of single and double quotes, and mixtures containing a listed chem- but a good compliance practice is to fa- ical may also have different CAS num- miliarize yourself with the defined bers. terms in part 772, and when reviewing a [78 FR 61903, Oct. 4, 2013, as amended at 79 FR control parameter on the CCL that 32627, June 5, 2014; 81 FR 64679, Sept. 20, 2016] uses a term that is not in quotes to be aware it may be defined in part 772. It § 774.2 [Reserved] is also a useful compliance practice to review the ‘‘Related Definitions’’ para- SUPPLEMENT NO. 1 TO PART 774—THE graph and Notes and Technical Notes COMMERCE CONTROL LIST to determine if the term is defined for CATEGORY 0—NUCLEAR MATERIALS, FACILI- purposes of a particular ECCN. TIES, AND EQUIPMENT [AND MISCELLANEOUS (1) Use of double quotes. If a term on ITEMS] the CCL uses double quotes it means there is a defined term in part 772. A. ‘‘END ITEMS,’’ ‘‘EQUIPMENT,’’ ‘‘ACCES- However, the absence of double quotes SORIES,’’ ‘‘ATTACHMENTS,’’ ‘‘PARTS,’’ ‘‘COM- PONENTS,’’ AND ‘‘SYSTEMS’’ does not mean that a term used on the CCL is not defined in part 772. Because 0A002 Power generating or propulsion the CCL includes many terms that are equipment ‘‘specially designed’’ for use defined in part 772, BIS’s practice is to with space, marine or mobile ‘‘nuclear reactors’’. (These items are ‘‘subject to the use double quotes for certain key terms ITAR.’’ See 22 CFR parts 120 through and to use double quotes when needed 130.) for consistency with multilateral export control regime based entries, such 0A018 Items on the Wassenaar Munitions as many derived from control lists, in List (see List of Items Controlled). LICENSE REQUIREMENTS particular for the Wassenaar Arrange- Reason for Control: NS, AT, UN ment that also uses the double quotes convention. However, because of the Control(s) Country Chart (See Supp. large number of defined terms used on No. 1 to part 738) the CCL and a desire to avoid hindering NS applies to entire entry ...... NS Column 1. readability by placing quotes around AT applies to entire entry ...... AT Column 1. too many words used in particular UN applies to entire entry ..... See § 746.1(b) for UN controls. ECCNs, BIS’s practice is to not add double quotes around certain terms, LIST BASED LICENSE EXCEPTIONS (SEE PART such as items and commodities. This 740 FOR A DESCRIPTION OF ALL LICENSE EX- convention also applies to the use of CEPTIONS) double quotes within the Definition of LVS: $3,000 for 0A018.b Terms section under part 772. $1,500 for 0A018.c and .d (2) Use of single quotes. The CCL also GBS: N/A CIV: N/A includes a convention regarding the LIST OF ITEMS CONTROLLED use of single quotes. Single quotes on Related Controls: (1) See also 0A979, 0A988, the CCL identify a term as a defined and 22 CFR 121.1 Categories I(a), III(b–d), term in the context of a particular and X(a). (2) See ECCN 0A617.y.1 and .y.2

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for items formerly controlled by ECCN Country Chart (See Supp. 0A018.a. (3) See ECCN 1A613.c for military Control(s) No. 1 to part 738) helmets providing less than NIJ Type IV protection and ECCN 1A613.y.1 for conven- NS applies to entire entry ...... NS Column 1 tional military steel helmets that, imme- RS applies to entire entry ...... RS Column 1 diately prior to July 1, 2014, were classified AT applies to entire entry ...... AT Column 1 under 0A018.d and 0A988. (4) See 22 CFR UN applies to entire entry ..... See § 746.1(b) for UN controls 121.1 Category X(a)(5) and (a)(6) for controls on other military helmets. Related Definitions: N/A LIST BASED LICENSE EXCEPTIONS (SEE PART Items: a. [Reserved] 740 FOR A DESCRIPTION OF ALL LICENSE EX- b. ‘‘Specially designed’’ components and CEPTIONS) parts for ammunition, except cartridge LVS: N/A cases, powder bags, bullets, jackets, cores, GBS: N/A shells, projectiles, boosters, fuses and com- CIV: N/A ponents, primers, and other detonating de- SPECIAL CONDITIONS FOR STA vices and ammunition belting and linking STA: Paragraph (c)(2) of License Exception machines (all of which are ‘‘subject to the STA (§ 740.20(c)(2) of the EAR) may not be ITAR.’’ (See 22 CFR parts 120 through 130); used for any item in this ECCN 0A604. Note: 0A018.b does not apply to ‘‘components’’ LIST OF ITEMS CONTROLLED ‘‘specially designed’’ for blank or dummy ammu- Related Controls: (1) Torpedoes, bombs, and nition as follows: mines are ‘‘subject to the ITAR’’ (see 22 a. Ammunition crimped without a projectile (blank star); CFR § 121.1, USML Category IV). (2) Smoke b. Dummy ammunition with a pierced powder bombs, non-irritant smoke flares, can- chamber; isters, grenades and charges, and other c. Other blank and dummy ammunition, not pyrotechnical articles having both mili- incorporating components designed for live am- tary and commercial applications are con- munition. trolled by ECCN 1A984. (3) Certain explo- c. Muzzle loading (black powder) firearms sive detonator firing sets, electrically driv- with a caliber less than 20 mm that were en explosive detonators, and detonators manufactured later than 1937 and that are and multipoint initiation systems are con- not reproductions of firearms manufactured trolled by ECCN 1A007 or ECCN 3A232. (4) earlier than 1890; See ECCN 0A919 for foreign-made ‘‘mili- Note: 0A018.c does not control weapons used tary commodities’’ that incorporate more for hunting or sporting purposes that were not than a de minimis amount of U.S.-origin ‘‘specially designed’’ for military use and are ‘‘600 series’’ controlled content. not of the fully automatic type, but see ECCN Related Definitions: N/A 0A984 concerning shotguns. Items: a. Demolition blocks, and detonators d. [Reserved] designed, modified, or adapted therefor. 0A521 Any commodity subject to the EAR b. Military explosive excavating devices. that is not listed elsewhere in the CCL, Note to 0A604.a and .b: This entry does not but which is controlled for export be- control the detonators and other items described cause it provides at least a significant in ECCN 1A007 or ECCN 3A232. military or intelligence advantage to the c. Smoke hand grenades and stun hand gre- United States or for foreign policy rea- nades (e.g., ‘‘flashbangs’’) not controlled by sons. ECCN 1A984. 0A521 commodities are subject to RS1 con- d. through w. [Reserved] trols with no license exception eligibility x. ‘‘Parts,’’ ‘‘components,’’ ‘‘accessories,’’ other than License Exception GOV for U.S. and ‘‘attachments’’ that are ‘‘specially de- Government personnel and agencies under signed’’ for a commodity subject to control § 740.11(b)(2)(ii) of the EAR, or an item-spe- in paragraphs .a through .c of this ECCN, or cific license exception identified in Supple- for a defense article controlled under USML ment No. 5 to part 774 particular to an item Category IV, and not specified elsewhere on covered under ECCN 0A521. The list of com- the USML. modities determined to be classified under Note to 0A604.x: ‘‘Parts,’’ ‘‘components,’’ ECCN 0A521 controls is published in Supple- ‘‘accessories,’’ and ‘‘attachments’’ specified in ment No. 5 to part 774. The license requirements and licensing policy relating to ECCN USML Category IV(h) are subject to the con- 0A521 are set forth in § 742.6(a)(7) of the EAR. trols of that paragraph

0A604 Commodities related to military ex- 0A606 Ground vehicles and related commod- plosive devices and charges (see List of ities, as follows (see List of Items Con- Items Controlled). trolled). LICENSE REQUIREMENTS LICENSE REQUIREMENTS Reason for Control: NS, RS, AT, UN Reason for Control: NS, RS, AT, UN

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Country Chart (See Supp. Note 2 to paragraph .a: A ground vehicle’s Control(s) No. 1 to part 738) being ‘‘specially designed’’ for military use for purposes of determining controls under para- NS applies to entire entry, ex- NS Column 1 graph .a. entails a structural, electrical or me- cept 0A606.b and .y. NS applies to 0A606.b ...... NS Column 2 chanical feature involving one or more ‘‘compo- RS applies to entire entry, ex- RS Column 1 nents’’ that are ‘‘specially designed’’ for mili- cept 0A606.b and .y. tary use. Such ‘‘components’’ include: RS applies to 0A606.b ...... RS Column 2 a. Pneumatic tire casings of a kind ‘‘specially AT applies to entire entry ...... AT Column 1 designed’’ to be bullet-proof; UN applies to entire entry, See § 746.1(b) for UN con- except 0A606.y. trols b. Armored protection of vital ‘‘parts’’ (e.g., fuel tanks or vehicle cabs); LIST BASED LICENSE EXCEPTIONS (SEE PART c. Special reinforcements or mountings for 740 FOR A DESCRIPTION OF ALL LICENSE EX- weapons; CEPTIONS) d. Black-out lighting. LVS: $1500 b. Other ground vehicles, ‘‘parts’’ and GBS: N/A ‘‘components,’’ as follows: CIV: N/A b.1. Unarmed vehicles that are derived SPECIAL CONDITIONS FOR STA from civilian vehicles and that have all of STA: (1) Paragraph (c)(1) of License Excep- the following: tion STA (§ 740.20(c)(1) of the EAR) may not b.1.a. Manufactured or fitted with mate- be used for any item in 0A606.a, unless de- rials or ‘‘components’’ other than reactive or termined by BIS to be eligible for License electromagnetic armor to provide ballistic Exception STA in accordance with protection to level III (National Institute of § 740.20(g) (License Exception STA eligi- Justice standard 0108.01, September 1985) or bility requests for ‘‘600 series’’ end items). better; (2) Paragraph (c)(2) of License Exception b.1.b. A transmission to provide drive to STA (§ 740.20(c)(2) of the EAR) may not be both front and rear wheels simultaneously, used for any item in 0A606. including those vehicles having additional LIST OF ITEMS CONTROLLED wheels for load bearing purposes whether Related Controls: (1) The ground vehicles, driven or not; other articles, technical data (including b.1.c. Gross vehicle weight rating (GVWR) software) and services described in 22 CFR greater than 4,500 kg; and part 121, Category VII are subject to the ju- b.1.d. Designed or modified for off-road use. risdiction of the International Traffic in b.2. ‘‘Parts’’ and ‘‘components’’ having all Arms Regulations. (2) See ECCN 0A919 for of the following: foreign-made ‘‘military commodities’’ that b.2.a. ‘‘Specially designed’’ for vehicles incorporate more than a de minimis amount specified in paragraph .b.1 of this entry; and of U.S.-origin ‘‘600 series’’ controlled con- b.2.b. Providing ballistic protection to tent. level III (National Institute of Justice stand- Related Definitions: N/A ard 0108.01, September 1985) or better. Items: a. Ground vehicles, whether manned or unmanned, ‘‘specially designed’’ for a mili- Note 1 to paragraph b: Ground vehicles other- tary use and not enumerated or otherwise wise controlled by 0A606.b.1 that contain reac- described in USML Category VII. tive or electromagnetic armor are subject to the Note 1 to paragraph .a: For purposes of para- controls of USML Category VII. graph .a, ‘‘ground vehicles’’ include (i) tanks Note 2 to paragraph b: ECCN 0A606.b.1 does and armored vehicles manufactured prior to not control civilian vehicles ‘‘specially de- 1956 that have not been modified since 1955 and signed’’ for transporting money or valuables. that do not contain a functional weapon or a Note 3 to paragraph b: ‘‘Unarmed’’ means not weapon capable of becoming functional through having installed weapons, installed mountings repair; (ii) military railway trains except those for weapons, or special reinforcements for that are armed or are ‘‘specially designed’’ to mounts for weapons. launch missiles; (iii) unarmored military recov- c. Air-cooled diesel engines and engine ery and other support vehicles; (iv) unarmored, blocks for armored vehicles that weigh more unarmed vehicles with mounts or hard points than 40 tons. for firearms of .50 caliber or less; and (v) trailers d. Fully automatic continuously variable ‘‘specially designed’’ for use with other ground transmissions for tracked combat vehicles. vehicles enumerated in USML Category VII or e. Deep water fording kits ‘‘specially de- ECCN 0A606.a, and not separately enumerated signed’’ for ground vehicles controlled by or otherwise described in USML Category VII. ECCN 0A606.a or USML Category VII. For purposes of this note, the term ‘‘modified’’ f. Self-launching bridge ‘‘components’’ not does not include incorporation of safety features enumerated in USML Category VII(g) ‘‘spe- required by law, cosmetic changes (e.g., dif- cially designed’’ for deployment by ground ferent paint or repositioning of bolt holes) or ad- vehicles enumerated in USML Category VII dition of ‘‘parts’’ or ‘‘components’’ available or this ECCN. prior to 1956. g. through w. [Reserved]

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x. ‘‘Parts,’’ ‘‘components,’’ ‘‘accessories,’’ LIST OF ITEMS CONTROLLED and ‘‘attachments’’ that are ‘‘specially de- Related Controls: (1) Defense articles that are signed’’ for a commodity enumerated or oth- enumerated or otherwise described in erwise described in ECCN 0A606 (except for USML Category IX and ‘‘technical data’’ 0A606.b or 0A606.y) or a defense article enu- (including ‘‘software’’) directly related merated or otherwise described in USML thereto are ‘‘subject to the ITAR’’. (2) See Category VII and not elsewhere specified on ECCN 0A919 for foreign-made ‘‘military the USML, in 0A606.y or 3A611.y. commodities’’ that incorporate more than y. Specific ‘‘parts,’’ ‘‘components,’’ ‘‘ac- a de minimis of US-origin ‘‘600 series’’ cessories,’’ and ‘‘attachments’’ ‘‘specially de- items. (3) ‘‘Parts,’’ ‘‘components,’’ ‘‘acces- signed’’ for a commodity enumerated or oth- sories’’ and ‘‘attachments’’ that are com- erwise described in this ECCN (other than mon to a simulator controlled by ECCN ECCN 0A606.b) or for a defense article in 0A614.a and to a simulated system or an USML Category VII and not elsewhere speci- end item that is controlled on the USML fied on the USML or the CCL, as follows, and or elsewhere on the CCL are controlled ‘‘parts,’’ ‘‘components,’’ ‘‘accessories,’’ and under the same USML Category or ECCN ‘‘attachments’’ ‘‘specially designed’’ there- as the ‘‘parts,’’ ‘‘components,’’ ‘‘acces- for: sories’’ and ‘‘attachments’’ of the simu- y.1. Brake discs, rotors, drums, calipers, lated system or end item. cylinders, pads, shoes, lines, hoses, vacuum Related Definitions: N/A boosters, and parts therefor; Items: a. ‘‘Equipment’’ ‘‘specially designed’’ y.2. Alternators and generators; for military training that is not enumerated y.3. Axles; or otherwise described in USML Category IX. y.4. Batteries; Note 1 to 0A614: This entry includes oper- y.5. Bearings (e.g., ball, roller, wheel); ational flight trainers, radar target trainers, y.6. Cables, cable assembles, and connec- flight simulators for aircraft classified under tors; ECCN 9A610.a, human-rated centrifuges, radar y.7. Cooling system hoses; trainers for radars classified under ECCN 3A611, y.8. Hydraulic, fuel, oil, and air filters, instrument flight trainers for military aircraft, other than those controlled by ECCN 1A004; navigation trainers for military items, target y.9. Gaskets and o-rings; equipment, armament trainers, military pilotless y.10. Hydraulic system hoses, fittings, cou- aircraft trainers, mobile training units and plings, adapters, and valves; training ‘‘equipment’’ for ground military oper- y.11. Latches and hinges; ations. y.12. Lighting systems, fuses, and ‘‘compo- Note 2 to 0A614: This entry does not apply to nents; ’’ ‘‘equipment’’ ‘‘specially designed’’ for training y.13. Pneumatic hoses, fittings, adapters, in the use of hunting or sporting weapons. couplings, and valves; b. through w. [Reserved] y.14. Seats, seat assemblies, seat supports, x. ‘‘Parts,’’ ‘‘components,’’ ‘‘accessories’’ and harnesses; ‘‘attachments’’ that are ‘‘specially designed’’ y.15 Tires, except run flat; and for a commodity controlled by this entry or y.16 Windows, except those for armored ve- an article enumerated or otherwise described hicles. in USML Category IX, and not specified elsewhere on the USML. 0A614 Military training ‘‘equipment,’’ as fol- 0A617 Miscellaneous ‘‘equipment,’’ mate- lows (see List of Items Controlled). rials, and related commodities (see List of LICENSE REQUIREMENTS Reason for Control: NS, RS, AT, UN Items Controlled). LICENSE REQUIREMENTS Country Chart (See Supp. Reason for Control: NS, RS, AT, UN Control(s) No. 1 to part 738) Control(s) Country Chart (See Supp. NS applies to entire entry ...... NS Column 1 No. 1 to part 738) RS applies to entire entry ...... RS Column 1 AT applies to entire entry ...... AT Column 1 NS applies to entire entry, ex- NS Column 1 UN applies to entire entry ..... See § 746.1(b) for UN con- cept 0A617.y. trols RS applies to entire entry, ex- RS Column 1 cept 0A617.y. AT applies to entire entry ...... AT Column 1 LIST BASED LICENSE EXCEPTIONS (SEE PART UN applies to entire entry, See § 764.1(b) for UN con- 740 FOR A DESCRIPTION OF ALL LICENSE EX- except 0A617.y. trols CEPTIONS) LVS: $1500 LIST BASED LICENSE EXCEPTIONS (SEE PART GBS: N/A 740 FOR A DESCRIPTION OF ALL LICENSE EX- CIV: N/A CEPTIONS) SPECIAL CONDITIONS FOR STA LVS: $1500 STA: Paragraph (c)(2) of License Exception GBS: N/A STA (§ 740.20(c)(2)) of the EAR may not be CIV: N/A used for any item in 0A614. SPECIAL CONDITIONS FOR STA

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STA: Paragraph (c)(2) of License Exception ‘‘attachments’’ ‘‘specially designed’’ there- STA (§ 740.20(c)(2) of the EAR) may not be for: used for any item in 0A617. y.1. Construction equipment ‘‘specially de- LIST OF ITEMS CONTROLLED signed’’ for military use, including such Related Controls: (1) Defense articles, such as equipment ‘‘specially designed’’ for trans- materials made from classified informa- port in aircraft controlled by USML VIII(a) tion, that are controlled by USML Cat- or ECCN 9A610.a. egory XIII, and technical data (including y.2. ‘‘Parts,’’ ‘‘components,’’ ‘‘accessories,’’ software) directly related thereto, are sub- and ‘‘attachments’’ ‘‘specially designed’’ for ject to the ITAR. (2) See ECCN 0A919 for commodities in paragraph .y.1 of this entry, foreign-made ‘‘military commodities’’ that including crew protection kits used as pro- incorporate more than a de minimis amount tective cabs. of U.S.-origin ‘‘600 series’’ controlled con- y.3. Containers, n.e.s., ‘‘specially designed’’ tent. (3) For controls on self-contained div- for shipping or packing defense articles or ing and underwater swimming apparatus items controlled by a ‘‘600 series’’ ECCN. and related commodities, see ECCN 8A620.f. y.4. Field generators ‘‘specially designed’’ (4) For controls on robots, robot control- for military use. lers, and robot end-effectors, see USML y.5. Power controlled searchlights and con- Category VII and ECCNs 0A606 and 2B007. trol units therefor, ‘‘specially designed’’ for (5) ‘‘Libraries,’’ i.e., parametric technical military use, and ‘‘equipment’’ mounting databases, ‘‘specially designed’’ for mili- such units. tary use with equipment controlled by the USML or a ‘‘600 series’’ ECCN are con- 0A918 Miscellaneous military equipment not trolled by the technical data and tech- on the Wassenaar Munitions List (see List nology controls pertaining to such items. of Items Controlled). (6) For controls on nuclear power gener- LICENSE REQUIREMENTS ating equipment or propulsion equipment, Reason for Control: RS, AT, UN including ‘‘nuclear reactors,’’ ‘‘specially Country Chart (See Supp. designed’’ for military use, and ‘‘parts’’ Control(s) No. 1 to part 738) and ‘‘components’’ ‘‘specially designed’’ therefor, see USML Categories VI, XIII, RS applies to entire entry ...... RS Column 2. XV, and XX. (7) Simulators ‘‘specially de- AT applies to entire entry ...... AT Column 1. signed’’ for military ‘‘nuclear reactors’’ are UN applies to entire entry ..... See § 746.1(b) for UN con- controlled by USML Category IX(b). (8) See trols. USML Categories X, XI and XII for ‘‘laser’’ LIST BASED LICENSE EXCEPTIONS (SEE PART protection equipment (e.g., eye and sensor 740 FOR A DESCRIPTION OF ALL LICENSE EX- protection) ‘‘specially designed’’ for mili- CEPTIONS) tary use. (9) ‘‘Fuel cells’’ ‘‘specially de- LVS: $1500 signed’’ for a defense article on the USML GBS: N/A or a commodity controlled by a ‘‘600 se- CIV: N/A ries’’ ECCN are controlled according to the LIST OF ITEMS CONTROLLED corresponding ‘‘600 series’’ ECCN for such Related Controls: See ECCN 0A617.y.5 for end items. (10) See USML Category XV for items formerly controlled by ECCN controls on fuel cells ‘‘specially designed’’ 0A918.a. for satellite or spacecraft. Related Definitions: N/A Related Definitions: N/A Items: Bayonets. Items: a. [Reserved] b. Concealment and deception equipment 0A919 ‘‘Military Commodities’’ Located and ‘‘specially designed’’ for military applica- Produced Outside the United States as tion, including special paints, decoys, smoke Follows (see list of items controlled). or obscuration equipment and simulators, LICENSE REQUIREMENTS and ‘‘parts,’’ ‘‘components,’’ ‘‘accessories,’’ Reasons for Control: RS, AT and ‘‘attachments’’ ‘‘specially designed’’ therefor, not controlled by USML Category Control(s) Country Chart (See Supp. XIII. No. 1 to part 738) c. Ferries, bridges (other than those de- RS applies to entire entry ...... RS Column 1, see scribed in ECCN 0A606 or USML Category § 742.6(a)(3) for license re- VII), and pontoons, ‘‘specially designed’’ for quirements. military use. AT applies to entire entry ...... AT Column 1. d. Test models ‘‘specially designed’’ for the ‘‘development’’ of defense articles controlled LIST BASED LICENSE EXCEPTIONS (SEE PART by USML Categories IV, VI, VII and VIII. 740 FOR A DESCRIPTION OF ALL LICENSE EX- e. [Reserved] CEPTIONS) f. ‘‘Metal embrittlement agents.’’ LVS: N/A g. through x. [Reserved] GBS: N/A y. Other commodities as follows, and CIV: N/A ‘‘parts,’’ ‘‘components,’’ ‘‘accessories,’’ and LIST OF ITEMS CONTROLLED

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Related Controls: (1) ‘‘Military commodities’’ Country Chart (See Supp. are subject to the export licensing jurisdic- Control(s) No. 1 to part 738) tion of the Department of State if they incorporate items that are subject to the CC applies to entire entry ..... CC Column 1 International Traffic in Arms Regulations (ITAR) (22 CFR Parts 120–130). (2) ‘‘Military LIST BASED LICENSE EXCEPTIONS (SEE PART commodities’’ described in this paragraph 740 FOR A DESCRIPTION OF ALL LICENSE EX- are subject to the export licensing jurisdic- CEPTIONS) tion of the Department of State if such LVS: N/A commodities are described on the U.S. Mu- GBS: N/A nitions List (22 CFR Part 121) and are in CIV: N/A LIST OF ITEMS CONTROLLED the United States. (3) The furnishing of as- Related Controls: N/A sistance (including training) to foreign Related Definitions: N/A persons, whether in the United States or Items: The list of items controlled is con- abroad, in the design, development, engi- tained in the ECCN heading. neering, manufacture, production, assembly, testing, repair, maintenance, modi- 0A979 Police helmets and shields; and ‘‘spe- fication, operation, demilitarization, de- cially designed’’ ‘‘components,’’ n.e.s. struction, processing, or use of defense ar- LICENSE REQUIREMENTS ticles that are subject to the ITAR; or the Reason for Control: CC furnishing to foreign persons of any technical data controlled under 22 CFR 121.1 Control(s) Country Chart (See Supp. whether in the United States or abroad are No. 1 to part 738) under the licensing jurisdiction of the De- CC applies to entire entry ..... CC Column 1 partment of State. (4) Brokering activities (as defined in 22 CFR 129) of ‘‘military com- LIST BASED LICENSE EXCEPTIONS (SEE PART modities’’ that are subject to the ITAR are 740 FOR A DESCRIPTION OF ALL LICENSE EX- under the licensing jurisdiction of the De- CEPTIONS) partment of State. LVS: N/A Related Definitions: ‘‘Military commodity’’ or GBS: N/A ‘‘military commodities’’ means an article, CIV: N/A material or supply that is described on the LIST OF ITEMS CONTROLLED U.S. Munitions List (22 CFR Part 121) or on Related Controls: N/A the Munitions List that is published by the Related Definitions: N/A Wassenaar Arrangement on Export Con- Items: The list of items controlled is controls for Conventional Arms and Dual-Use tained in the ECCN heading. Goods and Technologies (i.e., the Wassenaar Arrangement Munitions List 0A980 Horses by sea. (WAML)), but does not include software, LICENSE REQUIREMENTS technology, any item listed in any ECCN Reason for Control: SS for which the last three numerals are 018, Control(s): SS applies to entire entry. For li- or any item in the ‘‘600 series.’’ censing requirements (and possible License Items: Exceptions) proceed directly to part 754 of a. ‘‘Military commodities’’ produced and the EAR. The Commerce Country Chart is located outside the United States that are not designed to determine licensing re- not subject to the International Traffic in quirements for items controlled for SS rea- Arms Regulations (22 CFR parts 120–130) and sons having any of the following characteristics: LIST OF ITEMS CONTROLLED a.1. Incorporate more than a de minimis Related Controls: N/A amount of U.S.-origin controlled content Related Definitions: N/A classified under ECCNs 6A002, 6A003, 6A990, Items: The list of items controlled is con- or 6A993.a (having a maximum frame rate tained in the ECCN heading equal to or less than 9 Hz and thus meeting the criterion of Note 3.a to 6A003.b.4); 0A981 Equipment designed for the execu- a.2. Incorporate more than a de minimis tion of human beings as follows (see List amount of U.S.-origin ‘‘600 series’’ controlled of Items Controlled). content (see § 734.4 of the EAR); or LICENSE REQUIREMENTS a.3. Are direct products of U.S.-origin ‘‘600 Reason for Control: CC series’’ technology or software (see Control(s): CC applies to entire entry. A li- § 736.2(b)(3) of the EAR). cense is required for ALL destinations re- b. [Reserved] gardless of end-use. Accordingly, a column specific to this control does not appear on 0A978 Law enforcement striking weapons, the Commerce Country Chart. (See § 742.7 including saps, police batons, side handle of the EAR for additional information.) batons, tonfas, sjamboks, and whips. LIST BASED LICENSE EXCEPTIONS (SEE PART LICENSE REQUIREMENTS 740 FOR A DESCRIPTION OF ALL LICENSE EX- Reason for Control: CC CEPTIONS)

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LVS: N/A gardless of end-use. Accordingly, a column GBS: N/A specific to this control does not appear on CIV: N/A the Commerce Country Chart. (See part 742 LIST OF ITEMS CONTROLLED of the EAR for additional information.) Related Controls: N/A LIST BASED LICENSE EXCEPTIONS (SEE PART Related Definitions: N/A 740 FOR A DESCRIPTION OF ALL LICENSE EX- Items: a. Gallows and guillotines. CEPTIONS) b. Electric chairs for the purpose of exe- LVS: N/A cuting human beings. GBS: N/A c. Air tight vaults designed for the execution of human beings by the administration CIV: N/A of a lethal gas or substance. LIST OF ITEMS CONTROLLED d. Automatic drug injection systems de- Related Controls: N/A signed for the execution of human beings by Related Definitions: N/A administration of a lethal substance. Items: The list of items controlled is contained in the ECCN heading 0A982 Law enforcement restraint devices, Note to ECCN 0A983. In this ECCN, ‘‘torture’’ including leg irons, shackles, and hand- has the meaning set forth in Section 2340(1) of cuffs; straight jackets; stun cuffs; shock Title 18, United States Code. belts; shock sleeves; multipoint restraint devices such as restraint chairs; and 0A984 Shotguns with barrel length 18 ‘‘specially designed’’ ‘‘parts,’’ ‘‘compo- inches (45.72 cm) or over; receivers; bar- nents’’ and ‘‘accessories,’’ n.e.s. rels of 18 inches (45.72 cm) or longer but LICENSE REQUIREMENTS not longer than 24 inches (60.96 cm); com- Reason for Control: CC plete trigger mechanisms; magazines and Control(s): CC applies to entire entry. A li- magazine extension tubes; complete cense is required for ALL destinations, ex- breech mechanisms; buckshot shotgun cept Canada, regardless of end-use. Accord- shells; except equipment used exclusively ingly, a column specific to this control to treat or tranquilize animals, and ex- does not appear on the Commerce Country cept arms designed solely for signal, Chart. (See part 742 of the EAR for addi- flare, or saluting use. tional information.) LICENSE REQUIREMENTS LIST BASED LICENSE EXCEPTIONS (SEE PART Reason for Control: CC, FC, UN 740 FOR A DESCRIPTION OF ALL LICENSE EX- CEPTIONS) Country Chart (See Supp. LVS: N/A Control(s) No. 1 to part 738) GBS: N/A CIV: N/A FC applies to entire entry ...... FC Column 1. LIST OF ITEMS CONTROLLED CC applies to shotguns with CC Column 1 Related Controls:Thumbcuffs and fingercuffs a barrel length greater than are classified under ECCN 0A983, ‘‘specially or equal to 18 in. (45.72 designed’’ implements of torture. Restraint cm), but less than 24 in. devices that electronically monitor or re- (60.96 cm), shotgun ‘‘com- port the location of confined persons for ponents’’ controlled by this entry, and buckshot shot- law enforcement or penal reasons are con- gun shells controlled by trolled under ECCN 3A981. this entry, regardless of Related Definitions: N/A end-user. Items: The list of items controlled is con- CC applies to shotguns with CC Column 2. tained in the ECCN heading. a barrel length greater than Note to ECCN 0A982. This ECCN applies to re- or equal to 24 in. (60.96 straint devices used in law enforcement activi- cm), regardless of end-user. ties. It does not apply to medical devices that CC applies to shotguns with CC Column 3. are equipped to restrain patient movement dur- a barrel length greater than or equal to 24 in. (60.96 ing medical procedures. It does not apply to de- cm) if for sale or resale to vices that confine memory impaired patients to police or law enforcement. appropriate medical facilities. It does not apply UN applies to entire entry ..... See § 746.1(b) for UN con- to safety equipment such as safety belts or child trols. automobile safety seats. LIST BASED LICENSE EXCEPTIONS (SEE PART 0A983 ‘‘Specially designed’’ implements of 740 FOR A DESCRIPTION OF ALL LICENSE EX- torture, including thumbscrews, CEPTIONS) thumbcuffs, fingercuffs, spiked batons, LVS: N/A and ‘‘specially designed’’ ‘‘parts,’’ ‘‘components’’ and ‘‘accessories,’’ n.e.s. GBS: N/A LICENSE REQUIREMENTS CIV: N/A Reason for Control: CC LIST OF ITEMS CONTROLLED Control(s): CC applies to entire entry. A li- Related Controls: This entry does not control cense is required for ALL destinations, re- shotguns with a barrel length of less than

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18 inches (45.72 cm). These items are ‘‘sub- Control(s) ject to the ITAR’’ (see 22 CFR parts 120 through 130). AT applies to entire entry. A Related Definitions: N/A license is required for items controlled by this entry to Items: The list of items controlled is con- North Korea for anti-ter- tained in the ECCN heading. rorism reasons. The Com- merce Country Chart is not 0A985 Discharge type arms and devices to designed to determine AT administer electric shock, for example, licensing requirements for stun guns, shock batons, shock shields, this entry. See § 742.19 of the EAR for additional in- electric cattle prods, immobilization guns formation. and projectiles; except equipment used FC applies to entire entry ...... FC Column 1. exclusively to treat or tranquilize ani- UN applies to entire entry ..... See § 746.1(b) for UN con- mals, and except arms designed solely for trols. signal, flare, or saluting use; and ‘‘specially designed’’ ‘‘parts’’ and ‘‘compo- LIST BASED LICENSE EXCEPTIONS (SEE PART nents,’’ n.e.s. 740 FOR A DESCRIPTION OF ALL LICENSE EX- CEPTIONS) LICENSE REQUIREMENTS LVS: N/A Reason for Control: CC, UN GBS: N/A CIV: N/A Control(s) Country Chart (See Supp. No. 1 to part 738) LIST OF ITEMS CONTROLLED Related Controls: N/A CC applies to entire entry. A Related Definitions: N/A license is required for ALL destinations, except Can- Items: The list of items controlled is con- ada, regardless of end-use. tained in the ECCN heading Accordingly, a column specific to this control does not 0A987 Optical sighting devices for firearms appear on the Commerce (including shotguns controlled by 0A984); Country Chart. (See part and ‘‘components’’ as follows (see List of 742 of the EAR for addi- Items Controlled). tional information.) LICENSE REQUIREMENTS UN applies to entire entry ..... See § 746.1(b) for UN con- Reason for Control: FC, CC, UN trols.

Control(s) Country Chart (See Supp. LIST BASED LICENSE EXCEPTIONS (SEE PART No. 1 to part 738) 740 FOR A DESCRIPTION OF ALL LICENSE EX- FC applies to optical sights FC Column 1. CEPTIONS) for firearms, including shot- LVS: N/A guns described in ECCN GBS: N/A 0A984, and related parts. CIV: N/A CC applies to entire entry ..... CC Column 1. UN applies to entire entry ..... See § 746.1(b) for UN con- LIST OF ITEMS CONTROLLED trols. Related Controls: Law enforcement restraint devices that administer an electric shock LIST BASED LICENSE EXCEPTIONS (SEE PART are controlled under ECCN 0A982. Elec- 740 FOR A DESCRIPTION OF ALL LICENSE EX- tronic devices that monitor and report a CEPTIONS) person’s location to enforce restrictions on LVS: N/A movement for law enforcement or penal GBS: N/A reasons are controlled under ECCN 3A981. CIV: N/A Related Definitions: N/A LIST OF ITEMS CONTROLLED Items: The list of items controlled is con- Related Controls: (1) See USML Category I(f) tained in the ECCN heading. for riflescopes subject to the ITAR that are not night sighting devices. (2) See USML 0A986 Shotgun shells, except buckshot shot- Category XII(c) for sighting devices using gun shells, ‘‘specially designed’’ ‘‘parts’’ second generation image intensifier tubes and ‘‘components.’’ having luminous sensitivity greater than LICENSE REQUIREMENTS 350 μA/lm, or third generation or higher Reason for Control: AT, FC, UN image intensifier tubes, that are subject to the ITAR. (3) See USML Category XII(b) for laser aiming or laser illumination systems subject to the ITAR. (4) Section 744.9 imposes a license requirement on certain commodities described in 0A987 if being exported, reexported, or transferred (in-country) for use by a military end-user or for

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incorporation into an item controlled by 0A999 Specific Processing Equipment, as ECCN 0A919. Follows (See List of Items Controlled). Related Definitions: N/A LICENSE REQUIREMENTS Items: a. Telescopic sights. Reason for Control: AT b. Holographic sights. Control(s): c. Reflex or ‘‘red dot’’ sights. Country Chart. AT applies to entire entry. A d. Reticle sights. license is required for items controlled by e. Other sighting devices that contain opti- this entry to North Korea for anti-ter- cal elements. rorism reasons. The Commerce Country f. Laser aiming devices or laser Chart is not designed to determine AT li- illuminators ‘‘specially designed’’ for use on censing requirements for this entry. See firearms, and having an operational wave- § 742.19 of the EAR for additional informa- length exceeding 400 nm but not exceeding tion. 710 nm. LIST BASED LICENSE EXCEPTIONS (SEE PART Note: 0A987.f does not control laser 740 FOR A DESCRIPTION OF ALL LICENSE EX- boresighting devices that must be placed in the CEPTIONS) bore or chamber to provide a reference for align- LVS: N/A ing the firearms sights. GBS: N/A g. Lenses, other optical elements and ad- CIV: N/A justment mechanisms for articles in para- LIST OF ITEMS CONTROLLED graphs a, b, c, d or e. Related Controls: N/A Related Definitions: N/A 0A988 Conventional military steel helmets Items: a. Ring Magnets; as described by 0A018.d.1. b. Reserved. No items currently are in this ECCN. See ECCN 1A613.y.1 for conventional steel hel- B. ‘‘TEST’’, ‘‘INSPECTION’’ AND ‘‘PRODUCTION mets that, immediately prior to July 1, 2014, EQUIPMENT’’ were classified under 0A988. 0B521 Any commodity subject to the EAR 0A998 Oil and gas exploration equipment, that is not listed elsewhere in the CCL, software, and data, as follows (see List of but which is controlled for export be- Items Controlled). cause it provides at least a significant LICENSE REQUIREMENTS military or intelligence advantage to the Reason for Control: Foreign policy United States or for foreign policy reasons. Control(s): Country chart 0B521 commodities are subject to RS1 controls with no license exception eligibility Russian industry sector sanc- See § 746.5 for specific li- other than License Exception GOV for U.S. tion applies to entire entry. cense requirements and li- Government personnel and agencies under cense review policy. § 740.11(b)(2)(ii) of the EAR, or an item- spe- cific license exception identified in Supple- LIST BASED LICENSE EXCEPTIONS (SEE PART ment No. 5 to part 774 particular to an item 740 FOR A DESCRIPTION OF ALL LICENSE EX- covered under ECCN 0B521. The list of com- CEPTIONS) modities determined to be classified under LVS: N/A ECCN 0B521 controls is published in Supple- GBS: N/A ment No. 5 to part 774. The license require- CIV: N/A ments and licensing policy relating to ECCN LIST OF ITEMS CONTROLLED 0B521 are set forth in § 742.6(a)(7) of the EAR. Related Controls: N/A Related Definitions: N/A 0B604 Test, inspection, and production Items: a. Oil and gas exploration data, e.g., ‘‘equipment’’ and related commodities seismic analysis data. ‘‘specially designed’’ for the ‘‘develop- b. Hydraulic fracturing items, as follows: ment,’’ ‘‘production,’’ repair, overhaul, or b.1. Hydraulic fracturing design and anal- refurbishing of commodities in ECCN ysis software and data. 0A604 or related defense articles in b.2. Hydraulic fracturing ’proppant,’ USML Category IV (see List of Items Con- ’fracking fluid,’ and chemical additives trolled). therefor. LICENSE REQUIREMENTS Technical Note: A ’proppant’ is a solid mate- Reason for Control: NS, RS, AT, UN rial, typically treated sand or man-made ceramic materials, designed to keep an induced Control(s) Country Chart (See Supp. hydraulic fracture open, during or following a No. 1 to part 738) fracturing treatment. It is added to a ’fracking NS applies to entire entry ...... NS Column 1 fluid’ which may vary in composition depending RS applies to entire entry ...... RS Column 1 on the type of fracturing used, and can be gel, AT applies to entire entry ...... AT Column 1 foam or slickwater-based. UN applies to entire entry ..... See § 746.1(b) for UN controls b.3. High pressure pumps.

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LIST BASED LICENSE EXCEPTIONS (SEE PART STA: Paragraph (c)(2) of License Exception 740 FOR A DESCRIPTION OF ALL LICENSE EX- STA (§ 740.20(c)(2) of the EAR) may not be CEPTIONS) used for any item in 0B606. LVS: $1500 LIST OF ITEMS CONTROLLED GBS: N/A Related Controls: (1) Ground vehicles, other CIV: N/A articles, technical data (including soft- SPECIAL CONDITIONS FOR STA ware) and services described in 22 CFR part STA: Paragraph (c)(2) of License Exception 121, Category VII are subject to the juris- STA (§ 740.20(c)(2) of the EAR) may not be diction of the International Traffic in used for any item in this ECCN 0B604. Arms Regulations. (2) See ECCN 0A919 for LIST OF ITEMS CONTROLLED foreign-made ‘‘military commodities’’ that Related Controls: (1) See ECCN 9B604, which incorporate more than a de minimis amount controls test, inspection, and production of U.S.-origin ‘‘600 series’’ controlled con- ‘‘equipment’’ and related commodities tent. ‘‘specially designed’’ for the ‘‘develop- Related Definitions: N/A ment’’ or ‘‘production’’ of commodities in Items: a. Test, inspection, and production ECCN 9A604 or related defense articles in ‘‘equipment’’ ‘‘specially designed’’ for the USML Category IV. (2) See ECCN 0A919 for ‘‘development,’’ ‘‘production,’’ repair, over- foreign-made ‘‘military commodities’’ that haul, or refurbishing of commodities enu- incorporate more than a de minimis amount merated or otherwise described in ECCN of US-origin ‘‘600 series’’ controlled con- 0A606 (except for 0A606.b or 0A606.y) or in tent. USML Category VII, and ‘‘parts,’’ ‘‘compo- Related Definitions: N/A nents,’’ ‘‘accessories,’’ and ‘‘attachments’’ Items: a. Test, inspection, and other produc- ‘‘specially designed’’ therefor. tion ‘‘equipment’’ that are ‘‘specially de- Note 1: ECCN 0B606 includes (i) armor plate signed’’ for the ‘‘development,’’ ‘‘produc- drilling machines, other than radial drilling mation,’’ repair, overhaul, or refurbishing of chines, (ii) armor plate planing machines, (iii) commodities controlled by ECCN 0A604 or for armor plate quenching presses; and (iv) tank bombs, torpedoes, depth charges, mines and turret bearing grinding machines. hand grenades, and parts, components, acces- b. Environmental test facilities ‘‘specially sories and attachments therefor, controlled designed’’ for the certification, qualification, under USML Category IV. or testing of commodities enumerated or b. through w. [Reserved] otherwise described in ECCN 0A606 (except x. ‘‘Parts,’’ ‘‘components,’’ ‘‘accessories,’’ for 0A606.b or 0A606.y) or in USML Category and ‘‘attachments’’ that are ‘‘specially de- VII, and ‘‘equipment’’ ‘‘specially designed’’ signed’’ for a commodity subject to control therefor. in paragraph .a of this ECCN. 0B614 Test, inspection, and production 0B606 Test, inspection, and production ‘‘equipment’’ for military training ‘‘equip- ‘‘equipment’’ and related commodities, ment’’ and ‘‘specially designed’’ ‘‘parts,’’ not enumerated on the USML, ‘‘specially ‘‘components,’’ ‘‘accessories’’ and ‘‘attach- designed’’ for the ‘‘development,’’ ‘‘pro- ments’’ therefor, as follows (see List of duction,’’ repair, overhaul, or refur- Items Controlled). bishing of commodities enumerated or LICENSE REQUIREMENTS otherwise described in ECCN 0A606 or Reason for Control: NS, RS, AT, UN USML Category VII (see List of Items Controlled). Country Chart (See Supp. Control(s) No. 1 to part 738) LICENSE REQUIREMENTS Reason for Control: NS, RS, AT, UN NS applies to entire entry ...... NS Column 1 RS applies to entire entry ...... RS Column 1 Control(s) Country Chart (See Supp. AT applies to entire entry ...... AT Column 1 No. 1 to part 738) UN applies to entire entry ..... See § 746.1(b) for UN controls NS applies to entire entry ...... NS Column 1 RS applies to entire entry ...... RS Column 1 AT applies to entire entry ...... AT Column 1 LIST BASED LICENSE EXCEPTIONS (SEE PART UN applies to entire entry ..... See § 746.1(b) for UN con- 740 FOR A DESCRIPTION OF ALL LICENSE EX- trols CEPTIONS) LVS: $1500 LIST BASED LICENSE EXCEPTIONS (SEE PART GBS: N/A 740 FOR A DESCRIPTION OF ALL LICENSE EX- CIV: N/A CEPTIONS) SPECIAL CONDITIONS FOR STA LVS: $1500 STA: Paragraph (c)(2) of License Exception GBS: N/A STA (§ 740.20(c)(2) of the EAR) may not be CIV: N/A used for any item in 0B614. SPECIAL CONDITIONS FOR STA LIST OF ITEMS CONTROLLED

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Related Controls: See ECCN 0A919 for foreign- Note: Field engineer equipment ‘‘specially de- made ‘‘military commodities’’ that incor- signed’’ for use in a combat zone, identified in porate more than a de minimis amount of the Wassenaar Arrangement Munitions List US-origin ‘‘600 series’’ controlled content. 17.d, and mobile repair shops ‘‘specially de- Related Definitions: N/A signed’’ or modified to service military equip- Items: a. Test, inspection, and other produc- ment, identified in Wassenaar Arrangement Mu- tion ‘‘equipment’’ ‘‘specially designed’’ for nitions List 17.j, are controlled by 0B617 to the the ‘‘development,’’ ‘‘production,’’ repair, extent that the items are not included in USML overhaul, or refurbishing of commodities Category XIII(k). controlled by ECCN 0A614 or articles enu- 0B986 Equipment ‘‘specially designed’’ for merated or otherwise described in USML manufacturing shotgun shells; and am- Category IX. munition hand-loading equipment for b. through .w [Reserved] both cartridges and shotgun shells. x. ‘‘Parts,’’ ‘‘components,’’ ‘‘accessories’’ LICENSE REQUIREMENTS and ‘‘attachments’’ that are ‘‘specially de- Reason for Control: AT, UN. signed’’ for a commodity controlled by ECCN Control(s): AT applies to entire entry. A li- 0B614. cense is required for items controlled by 0B617 Test, inspection, and production this entry to North Korea for anti-ter- ‘‘equipment’’ and related commodities rorism reasons. The Commerce Country ‘‘specially designed’’ for the ‘‘develop- Chart is not designed to determine AT li- ment,’’ ‘‘production,’’ repair, overhaul, or censing requirements for this entry. See refurbishing of commodities enumerated § 742.19 of the EAR for additional informa- or otherwise described in ECCN 0A617 or tion. USML Category XIII, and ‘‘parts,’’ ‘‘com- UN applies to entire entry. See § 746.1(b) for ponents,’’ ‘‘accessories,’’ and ‘‘attach- UN controls. ments’’ ‘‘specially designed’’ therefor (see LIST BASED LICENSE EXCEPTIONS (SEE PART List of Items Controlled). 740 FOR A DESCRIPTION OF ALL LICENSE EX- LICENSE REQUIREMENTS CEPTIONS) Reason for Control: NS, RS, AT, UN LVS: N/A GBS: N/A Country Chart (See Supp. Control(s) No. 1 to part 738) CIV: N/A LIST OF ITEMS CONTROLLED NS applies to entire entry ...... NS Column 1 Related Controls: N/A RS applies to entire entry ...... RS Column 1 AT applies to entire entry ...... AT Column 1 Related Definitions: N/A UN applies to entire entry ..... See § 746.1(b) for UN con- Items: The list of items controlled is controls tained in the ECCN heading

LIST BASED LICENSE EXCEPTIONS (SEE PART 0B999 Specific Processing Equipment, as 740 FOR A DESCRIPTION OF ALL LICENSE EX- Follows (See List of Items Controlled). CEPTIONS) LICENSE REQUIREMENTS LVS: $1500 Reason for Control: AT, RS GBS: N/A CIV: N/A Country Chart (See Supp. Control(s) No. 1 to part 738) SPECIAL CONDITIONS FOR STA STA: Paragraph (c)(2) of License Exception AT applies to entire entry...... A license is required for items STA (§ 740.20(c)(2) of the EAR) may not be controlled by this entry to used for any item in 0B617. North Korea for anti-ter- LIST OF ITEMS CONTROLLED rorism reasons. The Com- Related Controls: See ECCN 0A919 for foreign- merce Country Chart is not designed to determine AT made ‘‘military commodities’’ that incor- license requirements for porate more than a de minimis amount of this entry. See § 742.19 of U.S.-origin ‘‘600 series’’ controlled content. the EAR for additional in- Related Definitions: N/A formation. Items: a. Test, inspection, and production RS applies to entire entry...... A license is required for items ‘‘equipment’’ not controlled by USML Cat- controlled by this entry for egory XIII(k) ‘‘specially designed’’ for the export or reexport to Iraq ‘‘production,’’ ‘‘development,’’ repair, over- or transfer within Iraq for regional stability reasons. haul, or refurbishing of commodities enu- The Commerce Country merated or otherwise described in ECCN Chart is not designed to 0A617, (except for 0A617.y) or USML Category determine RS license re- XIII, and ‘‘parts,’’ ‘‘components,’’ ‘‘acces- quirements for this entry. sories,’’ and ‘‘attachments’’ ‘‘specially de- See §§ 742.6 and 746.3 of signed’’ therefor. the EAR for additional information. b. [Reserved]

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LIST BASED LICENSE EXCEPTIONS (SEE PART Items: Materials ‘‘specially designed’’ for 740 FOR A DESCRIPTION OF ALL LICENSE EX- commodities enumerated or otherwise de- CEPTIONS) scribed in ECCN 0A606 (other than 0A606.b or LVS: N/A 0A606.y) or USML Category VII, not else- GBS: N/A where specified in the USML or the CCL. CIV: N/A Note: Materials ‘‘specially designed’’ for both LIST OF ITEMS CONTROLLED ground vehicles enumerated or otherwise de- Related Controls: N/A scribed in USML Category VII and ground vehi- Related Definitions: N/A cles enumerated or otherwise described in ECCN Items: a. Hot cells; 0A606 are subject to the controls of this ECCN b. Glove boxes suitable for use with radio- unless identified in USML Category VII(g) as active materials. being subject to the controls of that paragraph.

C. ‘‘MATERIALS’’ 0C617 Miscellaneous Materials ‘‘Specially 0C521 Any material subject to the EAR that Designed’’ for Military Use (see List of is not listed elsewhere in the CCL, but Items Controlled). which is controlled for export because it LICENSE REQUIREMENTS provides at least a significant military or Reason for Control: NS, RS, AT, UN intelligence advantage to the United Country Chart (See Supp. States or for foreign policy reasons. Control(s) No. 1 to part 738) 0C521 materials are subject to RS1 controls with no license exception eligibility other NS applies to entire entry ...... NS Column 1 than License Exception GOV for U.S. Gov- RS applies to entire entry ...... RS Column 1 ernment personnel and agencies under AT applies to entire entry ...... AT Column 1 UN applies to entire entry ..... See § 746.1(b) for UN con- § 740.11(b)(2)(ii) of the EAR, or an item-spe- trols cific license exception identified in Supple- ment No. 5 to part 774 particular to an item LIST BASED LICENSE EXCEPTIONS (SEE PART covered under ECCN 0C521. The list of mate- 740 FOR A DESCRIPTION OF ALL LICENSE EX- rials determined to be classified under ECCN CEPTIONS) 0C521 controls is published in Supplement LVS: $1500 No. 5 to part 774. The license requirements GBS: N/A and licensing policy relating to ECCN 0C521 CIV: N/A are set forth in § 742.6(a)(7) of the EAR. SPECIAL CONDITIONS FOR STA 0C606 Materials ‘‘specially designed’’ for STA: Paragraph (c)(2) of License Exception commodities controlled by ECCN 0A606 STA (§ 740.20(c)(2) of the EAR) may not be not elsewhere specified in the USML (see used for any item in 0C617. List of Items Controlled). LIST OF ITEMS CONTROLLED LICENSE REQUIREMENTS Related Controls: (1) For controls on other Reason for Control: NS, RS, AT, UN signature suppression materials, see USML Category XIII and ECCNs 1C001 and 1C101. Country Chart (See Supp. Control(s) No. 1 to part 738) (2) See ECCN 0A919 for foreign-made ‘‘military commodities’’ that incorporate NS applies to entire entry ...... NS Column 1 more than a de minimis amount of U.S.-ori- RS applies to entire entry ...... RS Column 1 gin ‘‘600 series’’ controlled content. AT applies to entire entry ...... AT Column 1 Related Definitions: N/A UN applies to entire entry ..... See § 746.1(b) for UN controls Items: a. Materials, coatings and treatments for signature suppression, ‘‘specially de- LIST BASED LICENSE EXCEPTIONS (SEE PART signed’’ for military use to reduce detect- 740 FOR A DESCRIPTION OF ALL LICENSE EX- ability or observability and that are not con- CEPTIONS) trolled by USML Category XIII or ECCNs LVS: $1500 1C001 or 1C101. GBS: N/A b. [Reserved] CIV: N/A D. ‘‘SOFTWARE’’ SPECIAL CONDITIONS FOR STA STA: Paragraph (c)(2) of License Exception 0D001 ‘‘Software’’ ‘‘specially designed’’ or STA (§ 740.20(c)(2) of the EAR) may not be modified for the ‘‘development,’’ ‘‘produc- used for any item in 0C606. tion,’’ or ‘‘use’’ of commodities described LIST OF ITEMS CONTROLLED in 0A002. (These items are ‘‘subject to the Related Controls: (1) Materials that are sub- ITAR.’’ See 22 CFR parts 120 through ject to the jurisdiction of the ITAR are de- 130.) scribed in USML Category XIII. (2) See Heading Note: Certain ‘‘software’’ for the ECCN 0A919 for foreign-made ‘‘military ‘‘development,’’ ‘‘production,’’ or ‘‘use’’ of nu- commodities’’ that incorporate more than clear related commodities is subject to the export a de minimis amount of U.S.-origin ‘‘600 se- licensing authority of the Nuclear Regulatory ries’’ controlled content. Commission (see 10 CFR part 110). Related Definitions: N/A LICENSE REQUIREMENTS

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Control(s): ‘‘Software’’ for items described in Related Definitions: N/A 0A002 is ‘‘subject to the ITAR’’ (see 22 CFR Items: a. ‘‘Software’’ ‘‘specially designed’’ for parts 120 through 130). the ‘‘development,’’ ‘‘production,’’ operation, LIST BASED LICENSE EXCEPTIONS (SEE PART or maintenance of commodities controlled 740 FOR A DESCRIPTION OF ALL LICENSE EX- by ECCN 0A604 or 0B604. CEPTIONS) b. [Reserved] CIV: N/A TSR: N/A 0D606 ‘‘Software’’ ‘‘specially designed’’ for LIST OF ITEMS CONTROLLED the ‘‘development,’’ ‘‘production,’’ oper- Related Controls: N/A ation, or maintenance of ground vehicles Related Definitions: N/A and related commodities controlled by Items: The List of Items Controlled is con- 0A606, 0B606, or 0C606 (see List of Items tained in the ECCN heading. Controlled). LICENSE REQUIREMENTS 0D521 Any software subject to the EAR that Reason for Control: NS, RS, AT, UN is not listed elsewhere in the CCL, but which is controlled for export because it Control(s) Country Chart (See Supp. provides at least a significant military or No. 1 to part 738) intelligence advantage to the United NS applies to entire entry, ex- NS Column 1 States or for foreign policy reasons. cept 0D606.y. 0D521 software is subject to RS1 controls RS applies to entire entry, ex- RS Column 1 with no license exception eligibility other cept 0D606.y. than License Exception GOV for U.S. Gov- AT applies to entire entry ...... AT Column 1 ernment personnel and agencies under UN applies to entire entry, See § 746.1(b) for UN con- except 0D606.y. trols § 740.11(b)(2)(ii) of the EAR, or an item-specific license exception identified in Supple- LIST BASED LICENSE EXCEPTIONS (SEE PART ment No. 5 to part 774 particular to an item 740 FOR A DESCRIPTION OF ALL LICENSE EX- covered under ECCN 0D521. The list of soft- CEPTIONS) ware determined to be classified under ECCN CIV: N/A 0D521 controls is published in Supplement TSR: N/A No. 5 to part 774. The license requirements SPECIAL CONDITIONS FOR STA and licensing policy relating to ECCN 0D521 STA: Paragraph (c)(2) of License Exception are set forth in § 742.6(a)(7) of the EAR. STA (§ 740.20(c)(2) of the EAR) may not be 0D604 ‘‘Software’’ ‘‘specially designed’’ for used for any software in 0D606. LIST OF ITEMS CONTROLLED the ‘‘development,’’ ‘‘production,’’ oper- Related Controls: (1) Software directly related ation, or maintenance of commodities to articles enumerated or otherwise de- controlled by ECCN 0A604 or 0B604 (see scribed in USML Category VII are subject List of Items Controlled). to the controls of USML paragraph VII(h). LICENSE REQUIREMENTS Reason for Control: NS, RS, AT, UN (2) See ECCN 0A919 for foreign made ‘‘military commodities’’ that incorporate Country chart more than a de minimis amount of U.S.-ori- Control(s) (See Supp. No. 1 gin ‘‘600 series’’ controlled content. to part 738) Related Definitions: N/A NS applies to entire entry ...... NS Column 1 Items: a. ‘‘Software’’ ‘‘specially designed’’ for RS applies to entire entry ...... RS Column 1 the ‘‘development,’’ ‘‘production,’’ operation, AT applies to entire entry ...... AT Column 1 or maintenance of commodities controlled UN applies to entire entry ..... See § 746.1(b) for UN con- by ECCN 0A606 (except for ECCNs 0A606.b or trols 0A606.y). b. through x. [Reserved] LIST BASED LICENSE EXCEPTIONS (SEE PART y. Specific ‘‘software’’ ‘‘specially designed’’ 740 FOR A DESCRIPTION OF ALL LICENSE EX- for the ‘‘production,’’ ‘‘development,’’ oper- CEPTIONS) ation, or maintenance of commodities de- CIV: N/A scribed in ECCN 0A606.y. TSR: N/A SPECIAL CONDITIONS FOR STA 0D614 ‘‘Software’’ related to military train- STA: Paragraph (c)(2) of License Exception ing ‘‘equipment,’’ as follows (see List of STA (§ 740.20(c)(2) of the EAR) may not be Items Controlled). used for any item in this ECCN 0D604. LICENSE REQUIREMENTS LIST OF ITEMS CONTROLLED Reason for Control: NS, RS, AT, UN Related Controls: (1) ‘‘Software’’ directly related to articles enumerated in USML Cat- ONTROL(S) egory IV is controlled under USML Cat- egory IV(i). (2) See ECCN 0A919 for foreign- Country chart Control(s) (See Supp. No. 1 made ‘‘military commodities’’ that incor- to part 738) porate more than a de minimis amount of U.S.-origin ‘‘600 series’’ controlled content. NS applies to entire entry ...... NS Column 1

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ONTROL(S)—Continued ities’’ that incorporate more than a de minimis amount of U.S.-origin ‘‘600 series’’ Country chart controlled content. Control(s) (See Supp. No. 1 Related Definitions: N/A to part 738) Items: a. ‘‘Software’’ (other than ‘‘software’’ RS applies to entire entry ...... RS Column 1 controlled in paragraph .y of this entry) AT applies to entire entry ...... AT Column 1 ‘‘specially designed’’ for the ‘‘development,’’ UN applies to entire entry ..... See § 746.1(b) for UN con- ‘‘production,’’ operation or maintenance of trols commodities controlled by ECCNs 0A617 (except 0A617.y), 0B617, or 0C617. LIST BASED LICENSE EXCEPTIONS (SEE PART b. to x. [Reserved] 740 FOR A DESCRIPTION OF ALL LICENSE EX- y. Specific ‘‘software’’ ‘‘specially designed’’ CEPTIONS) for the ‘‘production,’’ ‘‘development,’’ oper- CIV: N/A ation or maintenance of commodities con- TSR: N/A trolled by ECCN 0A617.y. SPECIAL CONDITIONS FOR STA STA: Paragraph (c)(2) of License Exception 0D999 Specific Software, as Follows (See STA (§ 740.20(c)(2) of the EAR) may not be List of Items Controlled). used for any ‘‘software’’ in 0D614. LICENSE REQUIREMENTS LIST OF ITEMS CONTROLLED Reason for Control: AT, RS Related Controls: (1) ‘‘Software’’ directly related to articles enumerated in USML Cat- Control(s) Country Chart (See Supp. egory IX is subject to the control of USML No. 1 to part 738) paragraph IX(e). (2) See ECCN 0A919 for AT applies to entire entry ...... A license is required for items foreign made ‘‘military commodities’’ that controlled by this entry to incorporate more than a de minimis amount North Korea for anti-ter- of US-origin ‘‘600 series’’ items. rorism reasons. The Com- Related Definitions: N/A merce Country Chart is not Items: a. ‘‘Software’’ ‘‘specially designed’’ for designed to determine AT the ‘‘development,’’ ‘‘production,’’ operation, license requirements for or maintenance of commodities controlled this entry. See § 742.19 of the EAR for additional in- by ECCNs 0A614 or 0B614. formation. b. [Reserved] RS applies to entire entry...... A license is required for items controlled by this entry for 0D617 ‘‘Software’’ ‘‘specially designed’’ for export or reexport to Iraq the ‘‘development,’’ ‘‘production,’’ oper- or transfer within Iraq for ation, or maintenance of commodities regional stability reasons. controlled by 0A617, ‘‘equipment’’ con- The Commerce Country trolled by 0B617, or materials controlled Chart is not designed to by 0C617 (see List of Items Controlled). determine RS license requirements for this entry. LICENSE REQUIREMENTS See §§ 742.6 and 746.3 of Reason for Control: NS, RS, AT, UN the EAR for additional information. Country Chart (See Supp. Control(s) No. 1 to part 738) LIST BASED LICENSE EXCEPTIONS (SEE PART NS applies to entire entry, ex- NS Column 1 740 FOR A DESCRIPTION OF ALL LICENSE EX- cept 0D617.y. CEPTIONS) RS applies to entire entry, ex- RS Column 1 CIV: N/A cept 0D617.y. TSR: N/A AT applies to entire entry ...... AT Column 1 UN applies to entire entry, See § 746.1(b) for UN con- LIST OF ITEMS CONTROLLED except 0D617.y. trols Related Controls: N/A Related Definitions: N/A LIST BASED LICENSE EXCEPTIONS (SEE PART Items: a. Software for neutronic calculations/ 740 FOR A DESCRIPTION OF ALL LICENSE EX- modeling; CEPTIONS) b. Software for radiation transport calcula- CIV: N/A tions/modeling; TSR: N/A c. Software for hydrodynamic calculations/ SPECIAL CONDITIONS FOR STA modeling. STA: Paragraph (c)(2) of License Exception E. ‘‘TECHNOLOGY’’ STA (§ 740.20(c)(2) of the EAR) may not be used for any ‘‘software’’ in 0D617. 0E001 ‘‘Technology,’’ according to the Nu- LIST OF ITEMS CONTROLLED clear Technology Note, for the ‘‘develop- Related Controls: (1) ‘‘Software’’ directly re- ment,’’ ‘‘production,’’ or ‘‘use’’ of items de- lated to articles controlled by USML Cat- scribed in 0A002, or 0D001. egory XIII is subject to the control of Heading Note: ‘‘Technology’’ for certain items USML paragraph XIII(l). (2) See ECCN subject to the export licensing authority of the 0A919 for foreign-made ‘‘military commod- Nuclear Regulatory Commission (see 10 CFR

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part 110) is subject to the export licensing au- covered under ECCN 0E521. The list of tech- thority of the Department of Energy (see 10 CFR nologies determined to be classified under part 810). ECCN 0E521 controls is published in Supple- LICENSE REQUIREMENTS ment No. 5 to part 774. The license require- Reason for Control: ments and licensing policy relating to ECCN Control(s): ‘‘Technology’’ for items described 0E521 are set forth in § 742.6(a)(7) of the EAR. in 0A002 and 0D001 (applies to ‘‘software’’ in 0D001 for items described in 0A002 only) 0E604 ‘‘Technology’’ ‘‘required’’ for the ‘‘de- is subject to the export licensing authority velopment,’’ ‘‘production,’’ operation, in- of the U.S. Department of State, Direc- stallation, maintenance, repair, overhaul, torate of Defense Trade Controls (see 22 or refurbishing of commodities controlled CFR part 121). by ECCN 0A604 or 0B604, or ‘‘software’’ LIST BASED LICENSE EXCEPTIONS (SEE PART controlled by ECCN 0D604 (see List of 740 FOR A DESCRIPTION OF ALL LICENSE EX- Items Controlled). CEPTIONS) LICENSE REQUIREMENTS CIV: N/A Reason for Control: NS, RS, AT, UN TSR: N/A Country chart List of Items Controlled Control(s) (See Supp. No. 1 Related Controls: N/A to part 738) Related Definitions: N/A Items: The List of Items Controlled is con- NS applies to entire entry ...... NS Column 1 RS applies to entire entry ...... RS Column 1 tained in the ECCN heading. AT applies to entire entry ...... AT Column 1 UN applies to entire entry ..... See § 746.1(b) for UN con- 0E018 ‘‘Technology’’ for the ‘‘development’’, trols ‘‘production’’, or ‘‘use’’ of items controlled by 0A018. LIST BASED LICENSE EXCEPTIONS (SEE PART LICENSE REQUIREMENTS 740 FOR A DESCRIPTION OF ALL LICENSE EX- Reason for Control: NS, UN, AT CEPTIONS) CIV: N/A Country Chart (See Supp. Control(s) No. 1 to part 738) TSR: N/A SPECIAL CONDITIONS FOR STA NS applies to entire entry ...... NS Column 1. STA: Paragraph (c)(2) of License Exception UN applies to entire entry ..... See § 746.1(b) for UN con- STA (§ 740.20(c)(2) of the EAR) may not be trols. used for any item in this ECCN 0E604. AT applies to entire entry ...... AT Column 1. LIST OF ITEMS CONTROLLED Related Controls: Technical data directly re- LIST BASED LICENSE EXCEPTIONS (SEE PART lated to articles enumerated in USML Cat- 740 FOR A DESCRIPTION OF ALL LICENSE EX- egory IV are controlled under USML Cat- CEPTIONS) egory IV(i). CIV: N/A Related Definitions: N/A TSR: Yes. Items: a. ‘‘Technology’’ ‘‘required’’ for the LIST OF ITEMS CONTROLLED ‘‘development,’’ ‘‘production,’’ operation, in- Related Controls: N/A stallation, maintenance, repair, overhaul, or Related Definitions: N/A refurbishing of commodities controlled by Items: The list of items controlled is con- ECCN 0A604 or 0B604, or ‘‘software’’ contained in the ECCN heading. trolled by ECCN 0D604. Note: This ECCN no longer controls ‘‘tech- b. [Reserved] nology’’ for items formerly controlled by 0A018.a. See ECCN 0A617.y.1 and.y.1.a for items 0E606 ‘‘Technology’’ ‘‘required’’ for the ‘‘de- formerly controlled by 0A018.a and see the velopment,’’ ‘‘production,’’ operation, in- ‘‘technology’’ controls for those items in ECCN stallation, maintenance, repair, overhaul, 0E617.y. or refurbishing of ground vehicles and related commodities in 0A606, 0B606, 0E521 Any technology subject to the EAR 0C606, or software in 0D606 (see List of that is not listed elsewhere in the CCL, Items Controlled). but which is controlled for export be- LICENSE REQUIREMENTS cause it provides at least a significant Reason for Control: NS, RS, AT, UN military or intelligence advantage to the United States or for foreign policy rea- Control(s) Country Chart (See Supp. sons. No. 1 to part 738) 0E521 technology is subject to RS1 controls NS applies to entire entry, ex- NS Column 1 with no license exception eligibility other cept 0E606.y. than License Exception GOV for U.S. Gov- RS applies to entire entry, ex- RS Column 1 ernment personnel and agencies under cept 0E606.y. § 740.11(b)(2)(ii) of the EAR, or an item-spe- AT applies to entire entry ...... AT Column 1 cific license exception identified in Supple- UN applies to entire entry, See § 746.1(b) for UN con- except 0E606.y. trols ment No. 5 to part 774 particular to an item

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LIST BASED LICENSE EXCEPTIONS (SEE PART by ECCN 0A617, ‘‘equipment controlled 740 FOR A DESCRIPTION OF ALL LICENSE EX- by 0B617, or materials controlled by CEPTIONS) 0C617, or ‘‘software’’ controlled by ECCN CIV: N/A 0D617 (see List of Items Controlled). TSR: N/A LICENSE REQUIREMENTS SPECIAL CONDITIONS FOR STA Reason for Control: NS, RS, AT, UN STA: Paragraph (c)(2) of License Exception STA (§ 740.20(c)(2) of the EAR) may not be Control(s) Country Chart (See Supp. used for any technology in 0D606. No. 1 to part 738) LIST OF ITEMS CONTROLLED NS applies to entire entry, ex- NS Column 1 Related Controls: Technical data directly re- cept 0E617.y. lated to articles enumerated in USML Cat- RS applies to entire entry, ex- RS Column 1 egory VII are subject to the controls of cept 0E617.y. USML paragraph VII(h). AT applies to entire entry ...... AT Column 1 Related Definitions: N/A UN applies to entire entry, See § 746.1(b) for UN con- except 0E617.y. trols Items: a. ‘‘Technology’’ ‘‘required’’ for the ‘‘development,’’ ‘‘production,’’ operation, in- LIST BASED LICENSE EXCEPTIONS (SEE PART stallation, maintenance, repair, overhaul, or 740 FOR A DESCRIPTION OF ALL LICENSE EX- refurbishing of commodities enumerated or CEPTIONS) otherwise described in ECCN 0A606 (except CIV: N/A for ECCNs 0A606.b or 0A606.y). TSR: N/A b. through x. [Reserved] SPECIAL CONDITIONS FOR STA y. Specific ‘‘technology’’ ‘‘required’’ for STA: Paragraph (c)(2) of License Exception the ‘‘development,’’ ‘‘production,’’ operation, STA (§ 740.20(c)(2) of the EAR) may not be installation, maintenance, repair, overhaul used for any technology in 0E617. or refurbishing of commodities or software LIST OF ITEMS CONTROLLED in ECCN 0A606.y or 0D606.y. Related Controls: Technical data directly re- 0E614 ‘‘Technology,’’ as follows (see List of lated to articles controlled by USML Cat- Items Controlled). egory XIII are subject to the control of LICENSE REQUIREMENTS USML paragraph XIII(l). Reason for Control: NS, RS, AT, UN Related Definitions: N/A Items: a. ‘‘Technology’’ (other than ‘‘tech- Country chart nology’’ controlled by paragraph .y of this Control(s) (See Supp. No. 1 entry) ‘‘required’’ for the ‘‘development,’’ to part 738) ‘‘production,’’ operation, installation, main- NS applies to entire entry ...... NS Column 1 tenance, repair, overhaul, or refurbishing of RS applies to entire entry ...... RS Column 1 commodities or ‘‘software’’ controlled by AT applies to entire entry ...... AT Column 1 ECCN 0A617 (except 0A617.y), 0B617, 0C617, or UN applies to entire entry ..... See § 746.1(b) for UN con- 0D617 (except 0D617.y). trols b. through x. [Reserved]. y. Specific ‘‘technology’’ ‘‘required’’ for LIST BASED LICENSE EXCEPTIONS (SEE PART the ‘‘production,’’ ‘‘development,’’ operation, 740 FOR A DESCRIPTION OF ALL LICENSE EX- installation, maintenance, repair, overhaul, CEPTIONS) or refurbishing of commodities controlled by CIV: N/A ECCN 0A617.y or ‘‘software’’ controlled by TSR: N/A 0D617.y. SPECIAL CONDITIONS FOR STA STA: Paragraph (c)(2) of License Exception 0E918 ‘‘Technology’’ for the ‘‘Development’’, STA (§ 740.20(c)(2) of the EAR) may not be ‘‘Production’’, or ‘‘Use’’ of Bayonets. used for any technology in 0E614. LICENSE REQUIREMENTS LIST OF ITEMS CONTROLLED Reason for Control: RS, UN, AT Related Controls: ‘‘Technical data’’ directly related to articles enumerated in USML Control(s) Country Chart (See Supp. Category IX is subject to the control of No. 1 to part 738) USML paragraph IX(e). RS applies to entire entry ...... RS Column 2. Related Definitions: N/A UN applies to entire entry ..... See § 746.1(b) for UN con- Items: a. ‘‘Technology’’ ‘‘required’’ for the trols. ‘‘development,’’ ‘‘production,’’ operation, in- AT applies to entire entry ...... AT Column 1. stallation, maintenance, repair, overhaul, or refurbishing of commodities or ‘‘software’’ LIST BASED LICENSE EXCEPTIONS (SEE PART controlled by ECCNs 0A614, 0B614, or 0D614. 740 FOR A DESCRIPTION OF ALL LICENSE EX- b. [Reserved] CEPTIONS) CIV: N/A 0E617 ‘‘Technology’’ ‘‘required’’ for the ‘‘de- TSR: N/A velopment,’’ ‘‘production,’’ operation, in- LIST OF ITEMS CONTROLLED stallation, maintenance, repair, overhaul, Related Controls: N/A or refurbishing of commodities controlled Related Definitions: N/A

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Items: The list of items controlled is con- LIST BASED LICENSE EXCEPTIONS (SEE PART tained in the ECCN heading. 740 FOR A DESCRIPTION OF ALL LICENSE EX- CEPTIONS) 0E982 ‘‘Technology’’ exclusively for the ‘‘de- CIV: N/A velopment’’ or ‘‘production’’ of equipment TSR: N/A controlled by 0A982 or 0A985. LIST OF ITEMS CONTROLLED LICENSE REQUIREMENTS Related Controls: N/A Reason for Control: CC Related Definitions: N/A Control(s): CC applies to ‘‘technology’’ for Items: items controlled by 0A982 or 0A985. A li- The list of items controlled is contained in cense is required for ALL destinations, ex- the ECCN heading. cept Canada, regardless of end-use. Accord- ingly, a column specific to this control EAR99 Items subject to the EAR that are does not appear on the Commerce Country not elsewhere specified in this CCL Cat- Chart. (See part 742 of the EAR for addi- egory or in any other category in the CCL tional information.) are designated by the number EAR99. LIST BASED LICENSE EXCEPTIONS (SEE PART 740 FOR A DESCRIPTION OF ALL LICENSE EX- CATEGORY 1—SPECIAL MATERIALS AND RE- CEPTIONS) LATED EQUIPMENT, CHEMICALS, ‘‘MICRO- CIV: N/A ORGANISMS,’’ AND ‘‘TOXINS’’ TSR: N/A Note: The Food and Drug Administration LIST OF ITEMS CONTROLLED (FDA) and the Drug Enforcement Administra- Related Controls: N/A tion (DEA) may control exports of items subject Related Definitions: N/A to the EAR and on the Commerce Control List. Items: The list of items controlled is con- BIS provides cross references to these other tained in the ECCN heading. agency controls for convenience only. Therefore, please consult relevant FDA and DEA regula- 0E984 ‘‘Technology’’ for the ‘‘development’’ tions for guidance related to the item you wish or ‘‘production’’ of shotguns controlled by to export and do not rely solely on the EAR for 0A984 and buckshot shotgun shells. information about other agency export control LICENSE REQUIREMENTS requirements. See Supplement No. 3 to part 730 Reason for Control: CC, UN (Other U.S. Government Departments and Agen- cies with Export Control Responsibilities) for Country Chart (See Supp. more information. Control(s) No. 1 to part 738) A. ‘‘END ITEMS’’, ‘‘EQUIPMENT’’, ‘‘ACCES- CC applies to ‘‘technology’’ CC Column 1. for shotguns with a barrel SORIES’’, ‘‘ATTACHMENTS’’, ‘‘PARTS’’, ‘‘COM- length over 18 in. (45.72 PONENTS’’AND ‘‘SYSTEMS’’ cm), and for shotgun shells 1A001 ‘‘Parts’’ and ‘‘components’’ made from controlled by ECCN 0A984.. UN applies to entire entry ..... See § 746.1(b) for UN con- fluorinated compounds, as follows (see trols. List of Items Controlled). LICENSE REQUIREMENTS LIST BASED LICENSE EXCEPTIONS (SEE PART Reason for Control: NS, AT 740 FOR A DESCRIPTION OF ALL LICENSE EX- Country Chart (See Supp. CEPTIONS) Control(s) No. 1 to part 738) CIV: N/A TSR: N/A NS applies to entire entry ...... NS Column 2 AT applies to entire entry ...... AT Column 1 LIST OF ITEMS CONTROLLED Related Controls: N/A Related Definitions: N/A LIST BASED LICENSE EXCEPTIONS (SEE PART 740 FOR A DESCRIPTION OF ALL LICENSE EX- Items: The list of items controlled is con- CEPTIONS) tained in the ECCN heading LVS: $5000 0E987 ‘‘Technology’’ ‘‘required’’ for the ‘‘de- GBS: N/A velopment,’’ or ‘‘production’’ of commod- CIV: N/A ities controlled by 0A987 that incorporate LIST OF ITEMS CONTROLLED a focal plane array or image intensifier Related Controls: (1) Items ‘‘specially de- tube. signed’’ or modified for missiles or for LICENSE REQUIREMENTS items on the U.S. Munitions List are ‘‘sub- Reason for Control: RS, AT ject to the ITAR’’ (see 22 CFR parts 120 through 130, including USML Category XXI). Control(s) Country chart (See supp. No. 1 to part 738) Related Definitions: N/A Items: a. Seals, gaskets, sealants or fuel blad- RS applies to entire entry ...... RS Column 1. ders, ‘‘specially designed’’ for ‘‘aircraft’’ or AT applies to entire entry ...... AT Column 1. aerospace use, made from more than 50% by

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weight of any of the materials controlled by b.2. Materials controlled by 1C010.c. 1C009.b or 1C009.c; Note 1: 1A002 does not control ‘‘composite’’ b. [Reserved] structures or laminates made from epoxy resin impregnated carbon ‘‘fibrous or filamentary ma- 1A002 ‘‘Composite’’ structures or laminates, terials,’’ for the repair of ‘‘civil aircraft’’ struc- having any of the following (see List of tures or laminates, having all of the following: Items Controlled). a. An area not exceeding 1 m2; LICENSE REQUIREMENTS b. A length not exceeding 2.5 m; and Reason for Control: NS, NP, AT c. A width exceeding 15 mm. Note 2: 1A002 does not control semi-finished Country Chart (See Supp. Control(s) No. 1 to part 738) items, ‘‘specially designed’’ for purely civilian applications as follows: NS applies to entire entry ...... NS Column 2. a. Sporting goods; NP applies to 1A002.b.1 in NP Column 1. b. Automotive industry; the form of tubes with an inside diameter between 75 c. Machine tool industry; mm and 400 mm. d. Medical applications. 1 AT applies to entire entry ... AT Column 1. Note 3: 1A002.b.1 does not apply to semi-finished items containing a maximum of two di- REPORTING REQUIREMENTS See § 743.1 of the mensions of interwoven filaments and ‘‘specially EAR for reporting requirements for ex- designed’’ for applications as follows: ports under License Exceptions, and Vali- a. Metal heat-treatment furnaces for tem- dated End-User authorizations pering metals; LIST BASED LICENSE EXCEPTIONS (SEE PART b. Silicon boule production equipment. 740 FOR A DESCRIPTION OF ALL LICENSE EX- Note 4: 1A002 does not apply to finished items CEPTIONS) ‘‘specially designed’’ for a specific application. LVS: $1,500; N/A for NP; N/A for ‘‘composite’’ structures or laminates controlled by 1A003 Manufactures of non-‘‘fusible’’ aro- 1A002.a, having an organic ‘‘matrix’’ and matic polyimides in film, sheet, tape or made from materials controlled by 1C010.c ribbon form having any of the following or 1C010.d. (see List of Items Controlled). GBS: N/A LICENSE REQUIREMENTS CIV: N/A Reason for Control: NS, AT SPECIAL CONDITIONS FOR STA Country Chart (See Supp. STA: License Exception STA may not be Control(s) No. 1 to part 738) used to ship any item in this entry to any of the destinations listed in Country Group NS applies to entire entry ...... NS Column 2 A:6 (See Supplement No. 1 to part 740 of AT applies to entire entry ...... AT Column 1 the EAR). LIST OF ITEMS CONTROLLED LIST BASED LICENSE EXCEPTIONS (SEE PART Related Controls: (1) See ECCNs 1E001 (‘‘de- 740 FOR A DESCRIPTION OF ALL LICENSE EX- velopment’’ and ‘‘production’’) and 1E201 CEPTIONS) (‘‘use’’) for technology for items controlled LVS: $200 by this entry. (2) Also see ECCNs 1A202, GBS: N/A 1C010, 1C210, 9A010, and 9A110. (3) ‘‘Com- CIV: N/A posite’’ structures ‘‘specially designed’’ for LIST OF ITEMS CONTROLLED missile applications (including ‘‘specially Related Controls: This entry does not control designed’’ subsystems, ‘‘parts,’’ and ‘‘com- manufactures when coated or laminated ponents’’) are controlled by ECCN 9A110. with copper and designed for the produc- (4) ‘‘Composite’’ structures or laminates tion of electronic printed circuit boards. ‘‘specially designed’’ or prepared for use in For ‘‘fusible’’ aromatic polyimides in any separating uranium isotopes are subject to form, see 1C008.a.3. the export licensing authority of the Nu- Related Definitions: N/A clear Regulatory Commission (see 10 CFR Items: a. A thickness exceeding 0.254 mm; or part 110). b. Coated or laminated with carbon, graph- Related Definitions: N/A ite, metals or magnetic substances. Items: a. Consisting of an organic ‘‘matrix’’ and materials controlled by 1C010.c 1C010.d, 1A004 Protective and detection equipment or 1C010.e or and ‘‘components,’’ not ‘‘specially de- b. Consisting of a metal or carbon ‘‘ma- signed’’ for military use, as follows (see trix’’, and any of the following: List of Items Controlled). b.1. Carbon ‘‘fibrous or filamentary mate- LICENSE REQUIREMENTS rials’’ having all of the following: Reason for Control: NS, CB, RS, AT b.1.a. A ‘‘specific modulus’’ exceeding 10.15 × 6 Country Chart (See Supp. 10 m; and Control(s) No. 1 to part 738) b.1.b. A ‘‘specific tensile strength’’ exceeding 17.7 × 104 m; or NS applies to entire entry ...... NS Column 2.

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Country Chart (See Supp. Items: a. Full face masks, filter canisters and Control(s) No. 1 to part 738) decontamination equipment therefor, designed or modified for defense against any of CB applies to chemical detec- CB Column 2. the following, and ‘‘specially designed’’ tion systems and. dedicated detectors therefor, ‘‘components’’ therefor: in 1A004.c, that also have Note: 1A004.a includes Powered Air Purifying the technical characteristics Respirators (PAPR) that are designed or modi- described in 2B351.a. fied for defense against agents or materials, list- RS apply to 1A004.d ...... RS Column 2. ed in 1A004.a. AT applies to entire entry ...... AT Column 1. Technical Notes: For the purpose of 1A004.a: 1. Full face masks are also known as gas LIST BASED LICENSE EXCEPTIONS (SEE PART masks. 740 FOR A DESCRIPTION OF ALL LICENSE EX- 2. Filter canisters include filter cartridges. CEPTIONS) a.1. ’Biological agents’; LVS: N/A a.2. Radioactive materials ‘adapted for use GBS: N/A in war’; CIV: N/A a.3. Chemical warfare (CW) agents; or LIST OF ITEMS CONTROLLED a.4. ‘Riot control agents’, as follows: Related Controls: (1) See ECCNs 1A995, 2B351, a.4.a. a-Bromobenzeneacetonitrile, and 2B352. (2) See ECCN 1D003 for ‘‘soft- (Bromobenzyl cyanide) (CA) (CAS 5798–79–8); ware’’ ‘‘specially designed’’ or modified to a.4.b. [(2-chlorophenyl) methylene] enable equipment to perform the functions propanedinitrile, (o- of equipment controlled under section Chlorobenzylidenemalononitrile) (CS) (CAS 1A004.c (Nuclear, biological and chemical 2698–41–1); (NBC) detection systems). (3) See ECCN a.4.c. 2-Chloro-1-phenylethanone, 1E002.g for control libraries (parametric Phenylacyl chloride (w-chloroacetophenone) technical databases) ‘‘specially designed’’ (CN) (CAS 532–27–4); or modified to enable equipment to per- a.4.d. Dibenz-(b,f)-1,4-oxazephine, (CR) form the functions of equipment controlled (CAS 257–07–8); under 1A004.c (Nuclear, biological and a.4.e. 10-Chloro-5,10-dihydrophenarsazine, chemical (NBC) detection systems). (4) (Phenarsazine chloride), (Adamsite), (DM) Chemical and biological protective and de- (CAS 578–94–9); tection equipment specifically designed, a.4.f. N-Nonanoylmorpholine, (MPA) (CAS developed, modified, configured, or adapted 5299–64–9); for military applications is ‘‘subject to the b. Protective suits, gloves and shoes, ‘‘spe- ITAR’’ (see 22 CFR parts 120 through 130, cially designed’’ or modified for defense including USML Category XIV(f)), as is against any of the following: commercial equipment that incorporates b.1. ’Biological agents’; ‘‘parts’’ or ‘‘components’’ controlled under b.2. Radioactive materials ‘adapted for use that category except for domestic pre- in war’; or paredness devices for individual protection b.3. Chemical warfare (CW) agents; that integrate ‘‘components’’ and ‘‘parts’’ c. Detection systems, ‘‘specially designed’’ identified in USML Category XIV(f)(4) or modified for detection or identification of when such ‘‘parts’’ or ‘‘components’’ are: any of the following, and ‘‘specially de- (i) Integral to the device; (ii) inseparable signed’’ components therefor: from the device; and (iii) incapable of re- c.1. ’Biological agents’; placement without compromising the ef- c.2. Radioactive materials ‘adapted for use fectiveness of the device, in which case the in war ’; or equipment is ‘‘subject to the EAR’’ under c.3. Chemical warfare (CW) agents; ECCN 1A004. d. Electronic equipment designed for auto- Related Definitions: (1) ‘Adapted for use in matically detecting or identifying the pres- war’ means: Any modification or selection ence of ‘‘explosives’’ (as listed in the annex (such as altering purity, shelf life, at the end of Category 1) residues and uti- virulence, dissemination characteristics, lizing ‘trace detection’ techniques (e.g., sur- or resistance to UV radiation) designed to face acoustic wave, ion mobility spectrom- increase the effectiveness in producing cas- etry, differential mobility spectrometry, ualties in humans or animals, degrading mass spectrometry). equipment or damaging crops or the envi- Technical Note: ‘Trace detection’ is defined as ronment. (2) ‘Riot control agents’ are sub- the capability to detect less than 1 ppm vapor, stances which, under the expected condi- or 1 mg solid or liquid. tions of use for riot control purposes, Note 1: 1A004.d. does not apply to equipment produce rapidly in humans sensory irrita- ‘‘specially designed’’ for laboratory use. tion or disabling physical effects which Note 2: 1A004.d. does not apply to non-contact disappear within a short time following walk-through security portals. termination of exposure. (Tear gases are a Note: 1A004 does not control: subset of ‘riot control agents’.) a. Personal radiation monitoring dosimeters;

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b. Occupational health or safety equipment Related Controls: (1) Bulletproof and bullet limited by design or function to protect against resistant vests (body armor) providing NIJ hazards specific to residential safety or civil in- Type IV protection or greater are ‘‘subject dustries, including: to the ITAR’’ (see 22 CFR 121.1 Category 1. Mining; X(a)). (2) Soft body armor and protective 2. Quarrying; garments manufactured to military stand- 3. Agriculture; ards or specifications that provide protec- 4. Pharmaceutical; tion equal to NIJ level III or less are clas- 5. Medical; sified under ECCN 1A613.d.1. (3) Hard armor 6. Veterinary; plates providing NIJ level III ballistic pro- 7. Environmental; tection are classified under ECCN 8. Waste management; 1A613.d.2. (4) Police helmets and shields are 9. Food industry. classified under ECCN 0A979. (5) Other per- TECHNICAL NOTES: sonal protective ‘‘equipment’’ ‘‘specially 1. 1A004 includes equipment, ‘‘components’’ designed’’ for military applications not that have been ’identified,’ successfully tested to controlled by the USML or elsewhere in national standards or otherwise proven effec- the CCL is classified under ECCN 1A613.e. tive, for the detection of or defense against ra- (6) For ‘‘fibrous or filamentary materials’’ dioactive materials ‘‘adapted for use in war,’’ used in the manufacture of body armor, see ’biological agents,’ chemical warfare agents, ECCN 1C010. ’simulants’ or ‘‘riot control agents,’’ even if Related Definitions: NA such equipment or ‘‘components’’ are used in Items: a. Soft body armor not manufactured civil industries such as mining, quarrying, agri- to military standards or specifications, or to culture, pharmaceuticals, medical, veterinary, their equivalents, and ‘‘specially designed’’ environmental, waste management, or the food ‘‘components’’ therefor. industry. b. Hard body armor plates that provide bal- 2. ’Simulant’: A substance or material that is listic protection less than NIJ level III (NIJ used in place of toxic agent (chemical or biologi- 0101.06, July 2008) or national equivalents. cal) in training, research, testing or evaluation. Notes to ECCN 1A005: 1. This entry does not 3. For the purposes of 1A004, ’biological control body armor when accompanying its user agents’ are pathogens or toxins, selected or for the user’s own personal protection. modified (such as altering purity, shelf life, 2. This entry does not control body armor de- virulence, dissemination characteristics, or re- signed to provide frontal protection only from sistance to UV radiation) to produce casualties both fragment and blast from non-military ex- in humans or animals, degrade equipment or plosive devices. damage crops or the environment. 3. This entry does not apply to body armor designed to provide protection only from knife, 1A005 Body armor and ‘‘specially designed’’ spike, needle or blunt trauma. ‘‘components’’ therefor, as follows (see List of Items Controlled). 1A006 Equipment, ‘‘specially designed’’ or LICENSE REQUIREMENTS modified for the disposal of improvised Reason for Control: NS, UN, AT explosive devices, as follows (see List of Items Controlled), and ‘‘specially designed’’ ‘‘components’’ and ‘‘accessories’’ Control(s) Country Chart (See Supp. No. 1 to part 738) therefor. LICENSE REQUIREMENTS NS applies to entire entry ...... NS Column 2. Reason for Control: NS, AT UN applies to entire entry ..... See § 746.1(b) for UN controls. AT applies to entire entry ...... AT Column 1. Country Chart (See Supp. Control(s) No. 1 to part 738)

LIST BASED LICENSE EXCEPTIONS (SEE PART NS applies to entire entry ...... NS Column 2. 740 FOR A DESCRIPTION OF ALL LICENSE EX- AT applies to entire entry ...... AT Column 1. CEPTIONS) LVS: N/A License Requirement Note: 1A006 does not GBS: Yes, except UN apply to equipment when accompanying its op- CIV: N/A erator. License Requirements Notes: 1. Soft body LIST BASED LICENSE EXCEPTIONS (SEE PART armor not manufactured to military stand- 740 FOR A DESCRIPTION OF ALL LICENSE EX- ards or specifications must provide bal- CEPTIONS) listic protection equal to or less than NIJ LVS: N/A level III (NIJ 0101.06, July 2008) to be con- GBS: N/A trolled under 1A005.a. 2. For purposes of CIV: N/A 1A005.a, military standards and specifica- LIST OF ITEMS CONTROLLED tions include, at a minimum, specifica- Related Controls: Equipment ‘‘specially de- tions for fragmentation protection. signed’’ for military use for the disposal of LIST OF ITEMS CONTROLLED improvised explosive devices is ‘‘subject to

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the ITAR’’ (see 22 CFR parts 120 through trical conductor drives a flyer or slapper 130, including USML Category IV). across a gap, and the impact of the slapper on Related Definitions: ‘Disruptors’—Devices an explosive starts a chemical detonation. The ‘‘specially designed’’ for the purpose of pre- slapper in some designs is driven by magnetic venting the operation of an explosive de- force. The term exploding foil detonator may vice by projecting a liquid, solid or fran- refer to either an EB or a slapper-type deto- gible projectile. nator. Items: a. Remotely operated vehicles; b. ‘Disruptors’ 1A008 Charges, devices and ‘‘components,’’ as follows (see List of Items Controlled). 1A007 Equipment and devices, ‘‘specially de- LICENSE REQUIREMENTS signed’’ to initiate charges and devices Reason for Control: NS, AT, UN containing energetic materials, by electrical means, as follows (see List of Items Control(s) Country Chart (See Supp. Controlled). No. 1 to part 738) ICENSE EQUIREMENTS L R NS applies to entire entry ...... NS Column 2. Reason for Control: NS, NP, AT AT applies to entire entry ...... AT Column 1. UN applies to entire entry ..... See § 746.1(b) for UN con- Country Chart (See Supp. trols. Control(s) No. 1 to part 738)

NS applies to entire entry ...... NS Column 2. LIST BASED LICENSE EXCEPTIONS (SEE PART NP applies to 1A007.b, as NP Column 1. 740 FOR A DESCRIPTION OF ALL LICENSE EX- well as 1A007.a when the CEPTIONS) detonator firing set meets LVS: $3000 for .a through .c; $6000 for .d. or exceeds the parameters GBS: N/A of 3A229. CIV: N/A AT applies to entire entry ...... AT Column 1. LIST OF ITEMS CONTROLLED Related Controls: (1) All of the following are LIST BASED LICENSE EXCEPTIONS (SEE PART ‘‘subject to the ITAR’’ (see 22 CFR parts 740 FOR A DESCRIPTION OF ALL LICENSE EX- 120 through 130): CEPTIONS) LVS: N/A a. High explosives and related equipment GBS: N/A ‘‘specially designed’’ for military use; CIV: N/A b. Explosive devices or charges in this LIST OF ITEMS CONTROLLED entry that utilize USML controlled energetic Related Controls: High explosives and related materials (See 22 CFR 121.1 Category V), if equipment ‘‘specially designed’’ for mili- they have been specifically designed, devel- tary use are ‘‘subject to the ITAR’’ (see 22 oped, configured, adapted, or modified for a CFR parts 120 through 130). This entry does military application; not control detonators using only primary c. Shaped charges that have all of the fol- explosives, such as lead azide. See also lowing a uniform shaped conical liner with ECCNs 0A604, 3A229, and 3A232. See 1E001 an included angle of 90 degrees or less, more for ‘‘development’’ and ‘‘production’’ tech- than 2.0 kg of controlled materials, and a di- nology controls, and 1E201 for ‘‘use’’ tech- ameter exceeding 4.5 inches; nology controls. d. Detonating cord containing greater than Related Definitions: N/A 0.1 kg per meter (470 grains per foot) of con- Items: a. Explosive detonator firing sets de- trolled materials; signed to drive explosive detonators specified e. Cutters and severing tools containing by 1A007.b; greater than 10 kg of controlled materials; b. Electrically driven explosive detonators f. With the exception of cutters and sev- as follows: ering tools, devices or charges controlled by b.1. Exploding bridge (EB); this entry where the USML controlled mate- b.2. Exploding bridge wire (EBW); rials can be easily extracted without de- b.3. Slapper; stroying the device or charge; and b.4. Exploding foil initiators (EFI). g. Individual USML controlled energetic Technical Notes materials in this entry, even when com- 1. The word initiator or igniter is sometimes pounded with other materials, when not in- used in place of the word detonator. corporated into explosive devices or charges 2. For the purpose of 1A007.b the detonators of controlled by this entry or 1C992. concern all utilize a small electrical conductor (2) See also ECCNs 1C011, 1C018, 1C111, (bridge, bridge wire, or foil) that explosively 1C239, and 1C608 for additional controlled en- vaporizes when a fast, high-current electrical ergetic materials. See ECCN 1E001 for the pulse is passed through it. In nonslapper ‘‘development’’ or ‘‘production’’ ‘‘tech- types, the exploding conductor starts a chem- nology’’ for the commodities controlled by ical detonation in a contacting high explosive ECCN 1A008, but not for explosives or com- material such as PETN modities that are ‘‘subject to the ITAR’’ (see (pentaerythritoltetranitrate). In slapper deto- 22 CFR parts 120 through 130). nators, the explosive vaporization of the elec- Related Definitions: N/A

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Items: a. ‘Shaped charges’ having all of the 1A202 Composite structures, other than following: those controlled by 1A002, in the form of a.1. Net Explosive Quantity (NEQ) greater tubes and having both of the following than 90 g; and characteristics (see List of Items Con- a.2. Outer casing diameter equal to or trolled). greater than 75 mm; LICENSE REQUIREMENTS b. Linear shaped cutting charges having all Reason for Control: NP, AT of the following, and ‘‘specially designed’’ ‘‘components’’ therefor: Control(s) Country Chart (See Supp. b.1. An explosive load greater than 40 g/m; No. 1 to part 738) and NP applies to entire entry ...... NP Column 1 b.2. A width of 10 mm or more; AT applies to entire entry ...... AT Column 1 c. Detonating cord with explosive core load greater than 64 g/m; LIST BASED LICENSE EXCEPTIONS (SEE PART d. Cutters, other than those specified by 740 FOR A DESCRIPTION OF ALL LICENSE EX- 1A008.b, and severing tools, having a NEQ CEPTIONS) greater than 3.5 kg. LVS: N/A Technical Note: ‘Shaped charges’ are explo- GBS: N/A sive charges shaped to focus the effects of the CIV: N/A explosive blast. LIST OF ITEMS CONTROLLED Note: The only charges and devices specified Related Controls: (1) See ECCNs 1E201 (‘‘use’’) in 1A008 are those containing ‘‘explosives’’ (see and 1E202 (‘‘development’’ and ‘‘produc- list of explosives in the Annex at the end of Cat- tion’’) for technology for items controlled egory 1) and mixtures thereof. by this entry. (2) Also see ECCNs 1A002, 1C010, 1C210, 9A010, and 9A110. (3) ‘‘Com- 1A101 Devices for reduced observables such posite’’ structures ‘‘specially designed’’ or as radar reflectivity, ultraviolet/infrared prepared for use in separating uranium iso- signatures and acoustic signatures, for topes are subject to the export licensing applications usable in rockets, missiles, authority of the Nuclear Regulatory Com- or unmanned aerial vehicles capable of mission (see 10 CFR part 110). achieving a ‘‘range’’ equal to or greater Related Definitions: N/A than 300 km or their complete sub- Items: a. An inside diameter of between 75 systems. mm and 400 mm; and LICENSE REQUIREMENTS b. Made with any of the ‘‘fibrous or fila- Reason for Control: MT, AT mentary materials’’ specified in 1C010.a or .b or 1C210.a or with carbon prepreg materials Country Chart (See Supp. specified in 1C210.c. Control(s) No. 1 to part 738)

MT applies to entire entry ..... MT Column 1 1A225 Platinized catalysts ‘‘specially de- AT applies to entire entry ...... AT Column 1 signed’’ or prepared for promoting the hydrogen isotope exchange reaction be- LIST BASED LICENSE EXCEPTIONS (SEE PART tween hydrogen and water for the recov- 740 FOR A DESCRIPTION OF ALL LICENSE EX- ery of tritium from heavy water or for CEPTIONS) the production of heavy water. LVS: N/A LICENSE REQUIREMENTS GBS: N/A Reason for Control: NP, AT CIV: N/A Country Chart (See Supp. LIST OF ITEMS CONTROLLED Control(s) No. 1 to part 738) Related Controls: (1) See also 1C101. (2) For commodities that meet the definition of NP applies to entire entry ...... NP Column 1 defense articles under 22 CFR 120.3 of the AT applies to entire entry ...... AT Column 1 International Traffic in Arms Regulations (ITAR), describes similar commodities LIST BASED LICENSE EXCEPTIONS (SEE PART ‘‘subject to the ITAR’’ (See 22 CFR parts 740 FOR A DESCRIPTION OF ALL LICENSE EX- 120 through 130, including USML Category CEPTIONS) XIII). LVS: N/A Related Definitions: N/A GBS: N/A Items: The list of items controlled is con- CIV: N/A tained in the ECCN heading. LIST OF ITEMS CONTROLLED Related Controls: (1) See ECCNs 1E201 (‘‘use’’) 1A102 Resaturated pyrolized carbon-carbon and 1E202 (‘‘development’’ and ‘‘produc- ‘‘parts’’ and ‘‘components’’ designed for tion’’) for technology for items controlled rockets, missiles, or unmanned aerial ve- by this entry. (2) Equipment ‘‘specially de- hicles capable of achieving a ‘‘range’’ signed’’ or prepared for the production of equal to or greater than 300 km. (These heavy water is subject to the export licens- items are ‘‘subject to the ITAR.’’ See 22 ing authority of the Nuclear Regulatory CFR parts 120 through 130.) Commission (see 10 CFR part 110).

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Related Definitions: N/A Regulatory Commission (see 10 CFR part Items: The list of items controlled is con- 110). tained in the ECCN heading. Related Definitions: In 1A227.a, the term ‘‘cold area’’ means the viewing area of the win- 1A226 Specialized packings, which may be dow exposed to the lowest level of radi- used in separating heavy water from or- ation in the design application. dinary water, having both of the fol- Items: a. A ‘‘cold area’’ greater than 0.09 m2; lowing characteristics (see List of Items b. A density greater than 3 g/cm3; and Controlled). c. A thickness of 100 mm or greater. LICENSE REQUIREMENTS Reason for Control: NP, AT 1A290 Depleted uranium (any uranium containing less than 0.711% of the isotope U– Country Chart (See Supp. 235) in shipments of more than 1,000 kilo- Control(s) No. 1 to part 738) grams in the form of shielding contained NP applies to entire entry ...... NP Column 1 in X-ray units, radiographic exposure or AT applies to entire entry ...... AT Column 1 teletherapy devices, radioactive thermo- electric generators, or packaging for the LIST BASED LICENSE EXCEPTIONS (SEE PART transportation of radioactive materials. 740 FOR A DESCRIPTION OF ALL LICENSE EX- LICENSE REQUIREMENTS CEPTIONS) Reason for Control: NP, AT LVS: N/A GBS: N/A Country Chart (See Supp. Control(s) No. 1 to part 738) CIV: N/A LIST OF ITEMS CONTROLLED NP applies to entire entry ...... NP Column 2 Related Controls: (1) See ECCNs 1E201 (‘‘use’’) AT applies to entire entry ...... AT Column 1 and 1E202 (‘‘development’’ and ‘‘production’’) for technology for items controlled LIST BASED LICENSE EXCEPTIONS (SEE PART by this entry. (2) Equipment ‘‘specially de- 740 FOR A DESCRIPTION OF ALL LICENSE EX- signed’’ or prepared for the production of CEPTIONS) heavy water is subject to the export licens- LVS: N/A ing authority of the Nuclear Regulatory GBS: N/A Commission (see 10 CFR part 110). CIV: N/A Related Definitions: N/A LIST OF ITEMS CONTROLLED Items: a. Made of phosphor bronze mesh Related Controls: (1) This entry does not con- chemically treated to improve wettability; trol depleted uranium in fabricated forms and for use in munitions. See 22 CFR part 121 b. Designed to be used in vacuum distilla- for depleted uranium ‘‘subject to the ITAR. tion towers. (2) Depleted uranium that is not fabricated for use in munitions or fabricated into 1A227 High-density (lead glass or other) ra- commodities solely to take advantage of diation shielding windows, having all of its high density (e.g., aircraft, ship, or the following characteristics (see List of other counterweights) or in the forms list- Items Controlled), and ‘‘specially de- ed in this entry are subject to the export signed’’ frames therefor. licensing authority of the Nuclear Regu- LICENSE REQUIREMENTS latory Commission. (See 10 CFR part 110.) Reason for Control: NP, AT (3) ‘‘Natural uranium’’ or ‘‘depleted uranium’’ or thorium in the form of metal, Country Chart (See Supp. Control(s) No. 1 to part 738) alloy, chemical compound or concentrate and any other material containing one or NP applies to entire entry ...... NP Column 1 more of the foregoing are subject to the ex- AT applies to entire entry ...... AT Column 1 port licensing authority of the Nuclear Regulatory Commission (see 10 CFR part LIST BASED LICENSE EXCEPTIONS (SEE PART 110). 740 FOR A DESCRIPTION OF ALL LICENSE EX- Related Definitions: N/A CEPTIONS) Items: The list of items controlled is con- LVS: N/A tained in the ECCN heading GBS: N/A CIV: N/A 1A607 Military dissemination ‘‘equipment’’ LIST OF ITEMS CONTROLLED for riot control agents, military detection Related Controls: (1) See ECCNs 1E201 (‘‘use’’) and protection ‘‘equipment’’ for toxi- and 1E202 (‘‘development’’ and ‘‘produc- cological agents (including chemical, bio- tion’’) for technology for items controlled logical, and riot control agents), and re- by this entry. (2) Equipment ‘‘specially de- lated commodities (see List of Items Con- signed’’ or prepared for nuclear reactors trolled). and reprocessing facilities is subject to the LICENSE REQUIREMENTS export licensing authority of the Nuclear Reason for Control: NS, RS, AT, UN

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Country chart (see Supp. No. h.2.2. Riot control agents controlled by Control(s) 1 to Part 738) ECCN 1C607.a. i. [Reserved] NS applies to entire entry ...... NS Column 1. j. ‘‘Equipment’’ ‘‘specially designed’’ to: RS applies to entire entry ...... RS Column 1. AT applies to entire entry ...... AT Column 1. j.1. Interface with a detector, shelter, vehi- UN applies to entire entry ..... See § 746.1(b) for UN con- cle, vessel, or aircraft controlled by the trols. USML or a ‘‘600 series’’ ECCN; and j.2. Collect and process samples of articles LIST BASED LICENSE EXCEPTIONS (SEE PART controlled in USML Category XIV(a) or (b). 740 FOR A DESCRIPTION OF ALL LICENSE EX- k. Medical countermeasures that are ‘‘spe- CEPTIONS) cially designed’’ for military use (including LVS: N/A pre- and post-treatments, antidotes, and GBS: N/A medical diagnostics) and ‘‘specially de- CIV: N/A signed’’ to counter chemical agents con- Special Conditions for STA trolled by the USML Category XIV(a). STA: Paragraph (c)(2) of License Exception Note: Examples of ‘‘equipment’’ controlled by STA (§ 740.20(c)(2) of the EAR) may not be this entry are barrier and non-barrier creams used for any item in 1A607. and filled autoinjectors (e.g., combopens where LIST OF ITEMS CONTROLLED one injector contains 2–PAM and the other atro- Related Controls: (1) Vaccines identified in pine) if ‘‘specially designed’’ to counter such ECCN 1C991 are not controlled by this agents. ECCN. (2) See 22 CFR 121.1 (USML), Cat- l. through w. [Reserved] egory XIV(h), for vaccines that are subject x. ‘‘Parts,’’ ‘‘components,’’ ‘‘accessories,’’ to the ITAR. (3) Protection and detection and ‘‘attachments’’ that are ‘‘specially de- equipment and related items identified in signed’’ for a commodity controlled by ECCN ECCN 1A004, 1A995, or 2B351 are not con- 1A607.e, .f, .g, .h, or .j or for a defense article trolled by this ECCN. (4) See 22 CFR 121.1 controlled by USML Category XIV(f) and (USML), Category XIV(f), for dissemina- that are not enumerated or otherwise de- tion, detection and protection equipment scribed elsewhere in the USML. that is subject to the ITAR. (5) See ECCN 0A919 for ‘‘military commodities’’ located 1A613 Armored and protective ‘‘equipment’’ and produced outside the United States and related commodities, as follows (see that incorporate more than a de minimis List of Items Controlled). amount of US-origin ‘‘600 series’’ con- LICENSE REQUIREMENTS trolled content. Reason for Control: NS, RS, AT, UN Related Definitions: N/A Items: Country chart Control(s) (See Supp. No. 1 a. through d. [Reserved] to part 738) e. ‘‘Equipment’’ ‘‘specially designed’’ for military use and for the dissemination of NS applies to entire entry ex- NS Column 1 any of the riot control agents controlled in cept 1A613.y. RS applies to entire entry ex- RS Column 1 ECCN 1C607.a. cept 1A613.y. f. Protection ‘‘equipment’’ (including air AT applies to entire entry ...... AT Column 1 conditioning units, protective coatings, and UN applies to entire entry, See § 746.1(b) for UN con- protective clothing): except 1A613.y. trols f.1. Not controlled by USML Category XIV(f); and LIST BASED LICENSE EXCEPTIONS (SEE PART f.2. ‘‘Specially designed’’ for military use 740 FOR A DESCRIPTION OF ALL LICENSE EX- and for defense against: CEPTIONS) f.2.1. Materials specified by USML Cat- LVS: $1500 egory XIV (a) or (b); or GBS: N/A f.2.2. Riot control agents controlled in CIV: N/A 1C607.a. SPECIAL CONDITIONS FOR STA g. Decontamination ‘‘equipment’’: STA: (1) Paragraph (c)(2) of License Excep- g.1. Not controlled by USML Category tion STA (§ 740.20(c)(2) of the EAR) may not XIV(f); and be used for any item in 1A613. g.2. ‘‘Specially designed’’ for military use LIST OF ITEMS CONTROLLED and for decontamination of objects contami- Related Controls: (1) Defense articles, such as nated with materials controlled by USML materials made from classified informa- Category XIV(a) or (b). tion, that are controlled by USML Cat- h. ‘‘Equipment’’: egory X or XIII of the ITAR, and technical h.1. Not controlled by USML Category data (including software) directly related XIV(f); and thereto, are ‘‘subject to the ITAR’’. (2) See h.2. ‘‘Specially designed’’ for military use ECCN 0A919 for foreign-made ‘‘military and for the detection or identification of: commodities’’ that incorporate more than h.2.1. Materials specified by USML Cat- a de minimis amount of US-origin ‘‘600 se- egory XIV(a) or (b); or ries’’ controlled content. (3) See ECCN

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9A610.g for anti-gravity suits (‘‘G-suits’’) and not elsewhere specified on the USML or and pressure suits capable of operating at in 3A611.y. altitudes higher than 55,000 feet above sea y. Other commodities as follows: level. y.1 Conventional military steel helmets. Related Definitions: References to ‘‘NIJ Type’’ N.B. to paragraph y.1: For other military hel- protection are to the National Institute of met ‘‘components’’ or ‘‘accessories,’’ see the rel- Justice Classification guide at NIJ Stand- evant ECCN in the CCL or USML Entry. ard 0101.06, Ballistic Resistance of Body y.2 [Reserved] Armor, and NIJ Standard 0108.01, Ballistic Resistant Protective Materials. 1A984 Chemical agents, including tear gas Items: a. Metallic or non-metallic armored formulation containing 1 percent or less plate ‘‘specially designed’’ for military use of orthochlorobenzalmalononitrile (CS), and not controlled by the USML. or 1 percent or less of Note to paragraph a: For controls on body chloroacetophenone (CN), except in indi- armor plates, see ECCN 1A613.d.2 and USML vidual containers with a net weight of 20 Category X(a)(1). grams or less; liquid pepper except when b. Shelters ‘‘specially designed’’ to: packaged in individual containers with a b.1. Provide ballistic protection for mili- net weight of 3 ounces (85.05 grams) or tary systems, or less; smoke bombs; non-irritant smoke b.2. Protect against nuclear, biological, or flares, canisters, grenades and charges; chemical contamination. and other pyrotechnic articles (excluding shotgun shells) having dual military and c. Military helmets (other than helmets commercial use, and ‘‘parts’’ and ‘‘compo- controlled under 1A613.y.1) providing less nents’’ ‘‘specially designed’’ therefor, than NIJ Type IV protection and ‘‘specially n.e.s. designed’’ helmet shells, liners, or comfort LICENSE REQUIREMENTS pads therefor. Reason for Control: CC Note 1: See ECCN 0A979 for controls on police helmets. Country Chart (See Supp. Note 2: See USML Category X(a)(5) and (a)(6) Control(s) No. 1 to part 738) for controls on other military helmets. d. Body armor and protective garments, as CC applies to entire entry ..... CC Column 1 follows: LIST BASED LICENSE EXCEPTIONS (SEE PART d.1. Soft body armor and protective gar- 740 FOR A DESCRIPTION OF ALL LICENSE EX- ments manufactured to military standards CEPTIONS) or specifications, or to their equivalents, LVS: N/A that provide ballistic protection equal to or GBS: N/A less than NIJ level III (NIJ 0101.06, July 2008); CIV: N/A or LIST OF ITEMS CONTROLLED Note: For 1A613.d.1, military standards or Related Controls: N/A specifications include, at a minimum, specifica- Related Definitions: N/A tions for fragmentation protection. Items: The list of items controlled is con- d.2. Hard body armor plates that provide tained in the ECCN heading. ballistic protection equal to NIJ level III (NIJ 0101.06, July 2008) or national equiva- 1A985 Fingerprinting powders, dyes, and lents. inks. Note: See ECCN 1A005 for controls on soft LICENSE REQUIREMENTS body armor not manufactured to military stand- Reason for Control: CC ards or specifications and hard body armor plates providing less than NIJ level III protec- Control(s) Country Chart (See Supp. tion. For body armor providing NIJ Type IV No. 1 to part 738) protection or greater, see USML Category CC applies to entire entry ..... CC Column 1 X(a)(1). e. Atmospheric diving suits ‘‘specially de- LIST BASED LICENSE EXCEPTIONS (SEE PART signed’’ for rescue operations for submarines 740 FOR A DESCRIPTION OF ALL LICENSE EX- controlled by the USML or the CCL. CEPTIONS) f. Other personal protective ‘‘equipment’’ LVS: N/A ‘‘specially designed’’ for military applica- GBS: N/A tions not controlled by the USML, not else- CIV: N/A where controlled on the CCL. LIST OF ITEMS CONTROLLED g. to w. [Reserved] Related Controls: See 3A981. x. ‘‘Parts,’’ ‘‘components,’’ ‘‘accessories,’’ Related Definitions: N/A and ‘‘attachments’’ that are ‘‘specially de- Items: The list of items controlled is con- signed’’ for a commodity enumerated or oth- tained in the ECCN heading. erwise described in ECCN 1A613 (except for 1A613.y) or a defense article enumerated or 1A995 Protective and detection equipment otherwise described in USML Category X, not ‘‘specially designed’’ for military use

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and not controlled by ECCN 1A004 or b. Radiographic detection equipment such ECCN 2B351, as follows (see List of Items as x-ray converters, and storage phosphor Controlled), and ‘‘parts’’ and ‘‘compo- image plates. nents’’ not ‘‘specially designed’’ for military use and not controlled by ECCN B. ‘‘TEST’’, ‘‘INSPECTION’’ AND ‘‘PRODUCTION 1A004 or ECCN 2B351 therefor. EQUIPMENT’’ LICENSE REQUIREMENTS 1B001 Equipment for the production or in- Reason for Control: AT spection of ‘‘composite’’ structures or laminates controlled by 1A002 or ‘‘fibrous Country Chart (See Supp. or filamentary materials’’ controlled by Control(s) No. 1 to part 738) 1C010, as follows (see List of Items Con- AT applies to entire entry ...... AT Column 1 trolled), and ‘‘specially designed’’ ‘‘components’’ and ‘‘accessories’’ therefor. LIST BASED LICENSE EXCEPTIONS (SEE PART LICENSE REQUIREMENTS 740 FOR A DESCRIPTION OF ALL LICENSE EX- Reason for Control: NS, MT, NP, AT CEPTIONS) Country Chart (See Supp. LVS: N/A Control(s) No. 1 to part 738) GBS: N/A CIV: N/A NS applies to entire entry ...... NS Column 2. LIST OF ITEMS CONTROLLED MT applies to entire entry, MT Column 1. Related controls: See ECCNs 1A004, 2B351, and except 1B001.d.4, e and f. NOTE: MT applies to equip- 2B352. ment in 1B001.d that meet Related Definitions: N/A or exceed the parameters Items: a. Personal radiation monitoring of 1B101. dosimeters; NP applies to filament wind- NP Column 1. b. Equipment limited by design or function ing machines described in to protect against hazards specific to civil 1B001.a that are capable of winding cylindrical rotors industries, such as mining, quarrying, agri- having a diameter between culture, pharmaceuticals, medical, veteri- 75 mm (3 in) and 400 mm nary, environmental, waste management, or (16 in) and lengths of 600 to the food industry. mm (24 in) or greater; AND Note: This entry (1A995) does not control items coordinating and program- for protection against chemical or biological ming controls and precision agents that are consumer goods, packaged for mandrels for these filament winding machines. retail sale or personal use, or medical products, AT applies to entire entry ...... AT Column 1. such as latex exam gloves, latex surgical gloves, liquid disinfectant soap, disposable surgical LIST BASED LICENSE EXCEPTIONS (SEE PART drapes, surgical gowns, surgical foot covers, and 740 FOR A DESCRIPTION OF ALL LICENSE EX- surgical masks. Such items are classified as CEPTIONS) EAR99. LVS: N/A for MT and for 1B001.a; $5,000 for all other items 1A999 Specific Processing Equipment, n.e.s., GBS: N/A as Follows (See List of Items Controlled). CIV: N/A LICENSE REQUIREMENTS LIST OF ITEMS CONTROLLED Reason for Control: AT Related Controls: (1) See ECCN 1D001 for soft- Control(s): ware for items controlled by this entry and Country Chart. AT applies to entire entry. A see ECCNs 1E001 (‘‘development’’ and license is required for items controlled by ‘‘production’’) and 1E101 (‘‘use’’) for tech- this entry to North Korea for anti-ter- nology for items controlled by this entry. rorism reasons. The Commerce Country (2) Also see ECCNs 1B101 and 1B201. Chart is not designed to determine AT li- Related Definitions: N/A censing requirements for this entry. See Items: a. Filament winding machines, of § 742.19 of the EAR for additional informa- which the motions for positioning, wrapping tion. and winding fibers are coordinated and pro- LIST BASED LICENSE EXCEPTIONS (SEE PART grammed in three or more ‘primary servo po- 740 FOR A DESCRIPTION OF ALL LICENSE EX- sitioning’ axes, ‘‘specially designed’’ for the CEPTIONS) manufacture of ‘‘composite’’ structures or LVS: N/A laminates, from ‘‘fibrous or filamentary ma- GBS: N/A terials’’; CIV: N/A b. ’Tape laying machines’, of which the LIST OF ITEMS CONTROLLED motions for positioning and laying tape are Related Controls: N/A coordinated and programmed in five or more Related Definitions: N/A ’primary servo positioning’ axes, ‘‘specially Items: a. Radiation detection, monitoring and designed’’ for the manufacture of ‘‘com- measurement equipment, n.e.s.; posite’’ airframe or missile structures;

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Technical Note: For the purposes of 1B001.b, 1B002 Equipment for Producing Metal Al- ’tape-laying machines’ have the ability to lay loys, Metal Alloy Powder or Alloyed Mate- one or more ’filament bands’ limited to widths rials, ‘‘Specially Designed’’ to Avoid Con- greater than 25 mm and less than or equal to 305 tamination and ‘‘Specially Designed’’ for mm, and to cut and restart individual ’filament Use in One of the Processes Specified in band’ courses during the laying process. 1C002.c.2. c. Multidirectional, multidimensional LICENSE REQUIREMENTS weaving machines or interlacing machines, Reason for Control: NS, AT including adapters and modification kits, ‘‘specially designed’’ or modified for weav- Control(s) Country Chart (See Supp. ing, interlacing or braiding fibers for ‘‘com- No. 1 to part 738) posite’’ structures; Technical Note: For the purposes of 1B001.c NS applies to entire entry ...... NS Column 2 the technique of interlacing includes knitting. AT applies to entire entry ...... AT Column 1 d. Equipment ‘‘specially designed’’ or adapted for the production of reinforcement LIST BASED LICENSE EXCEPTIONS (SEE PART fibers, as follows: 740 FOR A DESCRIPTION OF ALL LICENSE EX- d.1. Equipment for converting polymeric fi- CEPTIONS) bers (such as polyacrylonitrile, rayon, pitch LVS: $5000 or polycarbosilane) into carbon fibers or sil- GBS: N/A icon carbide fibers, including special equip- CIV: N/A ment to strain the fiber during heating; LIST OF ITEMS CONTROLLED d.2. Equipment for the chemical vapor dep- Related Controls: N/A osition of elements or compounds, on heated Related Definitions: N/A filamentary substrates, to manufacture sil- Items: The list of items controlled is con- icon carbide fibers; tained in the ECCN heading d.3. Equipment for the wet-spinning of refractory ceramics (such as aluminum oxide); 1B003 Tools, dies, molds or fixtures, for d.4. Equipment for converting aluminum ‘‘superplastic forming’’ or ‘‘diffusion containing precursor fibers into alumina fi- bonding’’ titanium, aluminum or their al- bers by heat treatment; loys, ‘‘specially designed’’ for the manu- e. Equipment for producing prepregs con- facture of any of the following (see List of trolled by 1C010.e by the hot melt method; Items Controlled). f. Non-destructive inspection equipment LICENSE REQUIREMENTS ‘‘specially designed’’ for ‘‘composite’’ mate- Reason for Control: NS, AT rials, as follows: f.1. X-ray tomography systems for three di- Control(s) Country Chart (See Supp. mensional defect inspection; No. 1 to part 738) f.2. Numerically controlled ultrasonic test- NS applies to entire entry ...... NS Column 2 ing machines of which the motions for posi- AT applies to entire entry ...... AT Column 1 tioning transmitters or receivers are simultaneously coordinated and programmed in LIST BASED LICENSE EXCEPTIONS (SEE PART four or more axes to follow the three dimen- 740 FOR A DESCRIPTION OF ALL LICENSE EX- sional contours of the ‘‘part’’ or ‘‘compo- CEPTIONS) nent’’ under inspection; LVS: $5000 g. Tow-placement machines, of which the motions for positioning and laying tows are GBS: N/A coordinated and programmed in two or more CIV: N/A ’primary servo positioning’ axes, ‘‘specially LIST OF ITEMS CONTROLLED designed’’ for the manufacture of ‘‘com- Related Controls: For ‘‘specially de- posite’’ airframe or missile structures. signed’’‘‘production equipment’’of systems, Technical Note to 1B001.g: For the purposes of sub-systems, and ‘‘parts’’ and ‘‘compo- 1B001.g, ’tow-placement machines’ have the nents’’ controlled by 9A005 to 9A009, 9A011, ability to place one or more ’filament bands’ 9A101, 9A105 to 9A109, 9A111, and 9A116 to having widths less than or equal to 25 mm, and 9A120 usable in ‘‘missiles,’’ see 9B115. to cut and restart individual ’filament band’ Related Definitions: N/A courses during the placement process. Items: a. Airframe or aerospace structures; Technical Notes for 1B001: 1. For the purpose b. ‘‘Aircraft’’ or aerospace engines; or of 1B001, ’primary servo positioning’ axes con- c. ‘‘Specially designed’’ ‘‘parts’’ and ‘‘com- trol, under computer program direction, the po- ponents’’ for structures specified by 1B003.a sition of the end effector (i.e., head) in space or for engines specified by 1B003.b. relative to the work piece at the correct orientation and direction to achieve the desired proc- 1B018 Items on the Wassenaar Arrangement ess. Munitions List (see List of Items Con- 2. For the purposes of 1B001, a ’filament band’ trolled). is a single continuous width of fully or partially LICENSE REQUIREMENTS resin-impregnated tape, tow or fiber. Reason for Control: NS, MT, RS, AT, UN

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Country Chart (See Supp. ECCNs 1E001 (‘‘development’’ and ‘‘produc- Control(s) No. 1 to part 738) tion’’) and 1E101 (‘‘use’’) for technology for items controlled by this entry. Also see NS applies to entire entry ...... NS Column 1. MT applies to equipment for MT Column 1. 1B201. the ‘‘production’’ of rocket Related Definitions: Examples of ‘‘parts,’’ propellants. ‘‘components’’ and accessories for the ma- RS applies to 1B018.a ...... RS Column 2. chines controlled by this entry are molds, AT applies to entire entry ...... AT Column 1. mandrels, dies, fixtures and tooling for the UN applies to entire entry ..... See § 746.1(b) for UN con- preform pressing, curing, casting, sintering trols. or bonding of composite structures, lami- LIST BASED LICENSE EXCEPTIONS (SEE PART nates and manufactures thereof. 740 FOR A DESCRIPTION OF ALL LICENSE EX- Items: a. Filament winding machines or CEPTIONS) ’fiber/tow-placement machines,’ of which the LVS: $3000 for 1B018.a for countries WITH- motions for positioning, wrapping and wind- OUT an ‘‘X’’ in RS Column 2 on the Coun- ing fibers can be coordinated and pro- try Chart contained in Supplement No. 1 to grammed in three or more axes, designed to part 738 of the EAR; fabricate composite structures or laminates $5000 for 1B018.b. from fibrous or filamentary materials, and GBS: N/A coordinating and programming controls; CIV: N/A b. ’Tape-laying machines’ of which the mo- LIST OF ITEMS CONTROLLED tions for positioning and laying tape can be Related Controls: See ECCN 1B608.a, .b, and .x coordinated and programmed in two or more for items that, immediately prior to July axes, designed for the manufacture of com- 1, 2014, were classified under 1B018.a. posite airframe and missile structures; Related Definitions: N/A Technical Notes for paragraphs a and b: For Items: the purposes of 1B101.a. and 1B101.b., the fol- a. [Reserved] lowing definitions apply: b. [Reserved] 1. ’Fiber/tow-placement machines’ and ’tape- 1B101 Equipment, other than that con- laying machines’ are machines that perform trolled by 1B001, for the ‘‘production’’ of similar processes that use computer-guided structural composites, fibers, prepregs or heads to lay one or several ’filament bands’ onto preforms, usable for rockets, missiles, or a mold to create a part or a structure. These ma- unmanned aerial vehicles capable of chines have the ability to cut and restart indi- achieving a ‘‘range’’ equal to or greater vidual ’filament band’ courses during the laying than 300 km and their subsystems, as fol- process. lows (see List of Items Controlled); and 2. A ’filament band’ is a single continuous ‘‘specially designed’’ ‘‘parts,’’ ‘‘compo- width of fully or partially resin-impregnated nents’’ and ‘‘accessories’’ therefor. tape, tow, or fiber. Fully or partially resin-im- LICENSE REQUIREMENTS pregnated ’filament bands’ include those coated Reason for Control:MT, NP, AT with dry powder that tacks upon heating. 3. ’Fiber/tow-placement machines’ have the Control(s) Country Chart (See Supp. ability to place one or more ’filament bands’ No. 1 to part 738) having widths less than or equal to 25.4 mm. MT applies to entire entry ..... MT Column 1. This refers to the minimum width of material the NP applies to filament wind- NP Column 1. machine can place, regardless of the upper ca- ing machines described in pability of the machine. 1B101.a that are capable 4. ’Tape-laying machines’ have the ability to of winding cylindrical rotors place one or more ’filament bands’ having having a diameter between 75 mm (3 in.) and 400 mm widths less than or equal to 304.8 mm, but can- (16 in.) and lengths of 600 not place ’filament bands’ with a width equal to mm (24 in.) or greater AND or less than 25.4 mm. This refers to the minimum to coordinating and pro- width of material the machine can place, re- gramming controls and pre- gardless of the upper capability of the machine. cision mandrels for these c. Equipment designed or modified for the filament winding machines. AT applies to entire entry ...... AT Column 1. ‘‘production’’ of ‘‘fibrous or filamentary materials’’ as follows: LIST BASED LICENSE EXCEPTIONS (SEE PART c.1. Equipment for converting polymeric fi- 740 FOR A DESCRIPTION OF ALL LICENSE EX- bers (such as polyacrylonitrile, rayon or CEPTIONS) polycarbosilane) including special provision LVS: N/A to strain the fiber during heating; GBS: N/A c.2. Equipment for the vapor deposition of CIV: N/A elements or compounds on heated filament LIST OF ITEMS CONTROLLED substrates; and Related Controls: See ECCN 1D101 for software c.3. Equipment for the wet-spinning of re- for items controlled by this entry and see fractory ceramics (such as aluminum oxide);

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d. Equipment designed or modified for spe- LIST BASED LICENSE EXCEPTIONS (SEE PART cial fiber surface treatment or for producing 740 FOR A DESCRIPTION OF ALL LICENSE EX- prepregs and preforms controlled by 9A110. CEPTIONS) Note: Equipment covered in 1B101.d includes LVS: N/A but is not limited to, rollers, tension stretchers, GBS: N/A coating equipment, cutting equipment and click- CIV: N/A er dies. LIST OF ITEMS CONTROLLED Related Controls: For the control of batch 1B102 Metal powder ‘‘production equip- mixers, continuous mixers and fluid energy ment,’’ other than that specified in 1B002, mills, see 1B117, 1B118 and 1B119. and ‘‘parts’’ and ‘‘components’’ as follows Related Definitions: N/A (see List of Items Controlled). Items: a. ‘‘Production equipment’’ for the LICENSE REQUIREMENTS ‘‘production’’, handling or acceptance test- Reason for Control: MT, AT ing of liquid propellants or propellant constituents controlled by 1C011.a, 1C011.b, 1C111 or on the U.S. Munitions List; Control(s) Country Chart (See Supp. No. 1 to part 738) b. ‘‘Production equipment,’’ for the production, handling, mixing, curing, casting, MT applies to entire entry ..... MT Column 1 pressing, machining, extruding or accept- AT applies to entire entry ...... AT Column 1 ance testing of solid propellants or propellant constituents described in 1C011.a, LIST BASED LICENSE EXCEPTIONS (SEE PART 1C011.b or 1C111, or on the U.S. Munitions 740 FOR A DESCRIPTION OF ALL LICENSE EX- List. CEPTIONS) Note: 1B115.b does not control batch mixers, LVS: N/A continuous mixers or fluid energy mills. For the GBS: N/A control of batch mixers, continuous mixers and CIV: N/A fluid energy mills see 1B117, 1B118, and 1B119. LIST OF ITEMS CONTROLLED Note 1: [Reserved] Related Controls: 1. See also 1B115.b. Note 2: 1B115 does not control equipment for Related Definitions: N/A the ‘‘production,’’ handling and acceptance Items: a. Metal powder ‘‘production equip- testing of boron carbide. ment’’ usable for the ‘‘production’’, in a con- 1B116 ‘‘Specially Designed’’ nozzles for pro- trolled environment, of spherical, spheroidal ducing pyrolitically derived materials or atomized materials specified in 1C011.a., formed on a mold, mandrel or other sub- 1C011.b., 1C111.a.1., 1C111.a.2., or controlled strate from precursor gases which defor MT reasons in Category V of the USML. compose in the 1,573 K (1,300 ≥C) to 3,173 b. ‘‘Specially designed’’ ‘‘parts’’ and ‘‘com- K (2,900 ≥C) temperature range at pres- ponents’’ for ‘‘production equipment’’ speci- sures of 130 Pa to 20 kPa. fied in 1B002 or 1B102.a. LICENSE REQUIREMENTS Note: 1B102 includes: Reason for Control: MT, AT a. Plasma generators (high frequency arc-jet) usable for obtaining sputtered or spherical me- Control(s) Country Chart (See Supp. tallic powders with organization of the process No. 1 to part 738) in an argon-water environment; MT applies to entire entry ..... MT Column 1 b. Electroburst equipment usable for obtaining AT applies to entire entry ...... AT Column 1 sputtered or spherical metallic powders with organization of the process in an argon-water en- LIST BASED LICENSE EXCEPTIONS (SEE PART vironment; 740 FOR A DESCRIPTION OF ALL LICENSE EX- c. Equipment usable for the ‘‘production’’ of CEPTIONS) spherical aluminum powders by powdering a LVS: N/A melt in an inert medium (e.g., nitrogen). GBS: N/A CIV: N/A 1B115 ‘‘Equipment, other than that con- LIST OF ITEMS CONTROLLED trolled in 1B002 or 1B102, for the ‘‘pro- Related Controls: N/A duction’’ of propellant or propellant con- Related Definitions: N/A stituents (see List of Items Controlled), Items: The list of items controlled is con- and ‘‘specially designed’’ ‘‘parts’’ and tained in the ECCN heading ‘‘components’’ therefor. LICENSE REQUIREMENTS 1B117 Batch mixers with provision for mix- Reason for Control: MT, AT ing under vacuum in the range from zero to 13.326 kPa and with temperature con- Control(s) Country Chart (See Supp. trol capability of the mixing chamber and No. 1 to part 738) having all of the following characteristics (see List of Items Controlled), and ‘‘spe- MT applies to entire entry ..... MT Column 1 cially designed’’ ‘‘parts’’ and ‘‘compo- AT applies to entire entry ...... AT Column 1 nents’’ therefor.

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LICENSE REQUIREMENTS Control(s) Country Chart (See Supp. Reason for Control: MT, AT No. 1 to part 738)

Country Chart (See Supp. MT applies to entire entry ..... MT Column 1 Control(s) No. 1 to part 738) AT applies to entire entry ...... AT Column 1

MT applies to entire entry ..... MT Column 1. LIST BASED LICENSE EXCEPTIONS (SEE PART AT applies to entire entry ...... AT Column 1. 740 FOR A DESCRIPTION OF ALL LICENSE EX- CEPTIONS) LIST BASED LICENSE EXCEPTIONS (SEE PART LVS: N/A 740 FOR A DESCRIPTION OF ALL LICENSE EX- GBS: N/A CEPTIONS) CIV: N/A LVS: N/A LIST OF ITEMS CONTROLLED GBS: N/A Related Controls: See 1B115, 1B117 and 1B118. CIV: N/A Related Definitions: N/A LIST OF ITEMS CONTROLLED Items: The list of items controlled is con- Related Controls: See 1B115, 1B118, and 1B119. tained in the ECCN heading. Related Definitions: N/A 1B201 Filament winding machines (other Items: a. A total volumetric capacity of 110 than those controlled by ECCN 1B001 or liters (30 gallons) or more; and 1B101) and related equipment, as de- b. At least one ’mixing/kneading shaft’ scribed in this ECCN (see List of Items mounted off center. Controlled). Note to paragraph b: In 1B117.b. the term ’mix- LICENSE REQUIREMENTS ing/kneading shaft’ does not refer to Reason for Control: NP, AT deagglomerators or knife-spindles. Control(s) Country Chart (See Supp. 1B118 Continuous mixers with provision for No. 1 to part 738) mixing under vacuum in the range from NP applies to entire entry ...... NP Column 1 zero to 13.326 kPa and with temperature AT applies to entire entry ...... AT Column 1 control capability of the mixing chamber and having any of the following charac- LIST BASED LICENSE EXCEPTIONS (SEE PART teristics (see List of Items Controlled), 740 FOR A DESCRIPTION OF ALL LICENSE EX- and ‘‘specially designed’’ ‘‘parts’’ and CEPTIONS) ‘‘components’’ therefor. LVS: N/A LICENSE REQUIREMENTS GBS: N/A Reason for Control: MT, AT CIV: N/A LIST OF ITEMS CONTROLLED Control(s) Country Chart (See Supp. Related Controls: See ECCN 1D201 for software No. 1 to part 738) for items controlled by this entry and see MT applies to entire entry ..... MT Column 1 ECCNs 1E001 (‘‘development’’ and ‘‘produc- AT applies to entire entry ...... AT Column 1 tion’’) and 1E201 (‘‘use’’) for technology for items controlled by this entry. Also see LIST BASED LICENSE EXCEPTIONS (SEE PART ECCN 1E203 for technology for the ‘‘devel- 740 FOR A DESCRIPTION OF ALL LICENSE EX- opment’’ of software controlled by ECCN CEPTIONS) 1D201. LVS: N/A Related Definitions: N/A GBS: N/A Items: a. Filament winding machines having all of the following characteristics: CIV: N/A a.1. Having motions for positioning, wrap- LIST OF ITEMS CONTROLLED ping, and winding fibers coordinated and pro- Related Controls: See 1B115, 1B117, and 1B119. grammed in two or more axes; Related Definitions: N/A a.2. ‘‘Specially Designed’’ to fabricate com- Items: a. Two or more mixing/kneading posite structures or laminates from ‘‘fibrous shafts; or or filamentary materials’’; and b. A single rotating shaft which oscillates a.3. Capable of winding cylindrical tubes and has kneading teeth/pins on the shaft as with an internal diameter between 75 mm well as inside the casing of the mixing cham- and 650 mm and lengths of 300 mm or greater; ber. b. Coordinating and programming controls for filament winding machines controlled by 1B119 Fluid energy mills usable for grind- 1B201.a; ing or milling propellant or propellant c. Precision mandrels for filament winding constituents specified in 1C011.a, 1C011.b machines controlled by 1B201.a. or 1C111, or on the U.S. Munitions List, and ‘‘specially designed’’ ‘‘parts’’ and 1B225 Electrolytic cells for fluorine produc- ‘‘components’’ therefor. tion with a production capacity greater LICENSE REQUIREMENTS than 250 g of fluorine per hour. Reason for Control: MT, AT LICENSE REQUIREMENTS

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Reason for Control: NP, AT Reason for Control: NP, AT

Country Chart (See Supp. Country Chart (See Supp. Control(s) No. 1 to part 738) Control(s) No. 1 to part 738)

NP applies to entire entry ...... NP Column 1 NP applies to entire entry ...... NP Column 1 AT applies to entire entry ...... AT Column 1 AT applies to entire entry ...... AT Column 1

LIST BASED LICENSE EXCEPTIONS (SEE PART LIST BASED LICENSE EXCEPTIONS (SEE PART 740 FOR A DESCRIPTION OF ALL LICENSE EX- 740 FOR A DESCRIPTION OF ALL LICENSE EX- CEPTIONS) CEPTIONS) LVS: N/A LVS: N/A GBS: N/A GBS: N/A CIV: N/A CIV: N/A LIST OF ITEMS CONTROLLED LIST OF ITEMS CONTROLLED Related Controls: (1) See ECCNs 1E001 (‘‘de- Related Controls: (1) Equipment ‘‘specially development’’ and ‘‘production’’) and 1E201 signed’’ or prepared for the production of (‘‘use’’) for technology for items controlled heavy water is subject to the export licens- by this entry. (2) See ECCN 1B999 for spe- ing authority of the Nuclear Regulatory cific processing equipment, n.e.s. Commission (see 10 CFR part 110). (2) See Related Definitions: N/A ECCNs 1E001 (‘‘development’’ and ‘‘produc- Items: The list of items controlled is con- tion’’) and 1E201 (‘‘use’’) for technology for tained in the ECCN heading. items controlled by this entry. Related Definitions: (1) The term ‘‘fine grain 1B226 Electromagnetic isotope separators stainless steels,’’ for purposes of this designed for, or equipped with, single or ECCN, means fine grain austenitic stain- multiple ion sources capable of providing less steels with an ASTM (or equivalent a total ion beam current of 50 mA or standard) grain size number of 5 or greater. greater. (2) The term ‘‘effective length,’’ for pur- LICENSE REQUIREMENTS poses of this ECCN, means the active Reason for Control: NP, AT height of packing material in a packed- type column, or the active height of inter- Country Chart (See Supp. Control(s) No. 1 to part 738) nal contactor plates in a plate-type column. NP applies to entire entry ...... NP Column 1 Items: a. Designed to operate with internal AT applies to entire entry ...... AT Column 1 temperatures of 35 K (¥238 °C) or less; b. Designed to operate at an internal pres- LIST BASED LICENSE EXCEPTIONS (SEE PART sure of 0.5 to 5 MPa (5 to 50 atmospheres); 740 FOR A DESCRIPTION OF ALL LICENSE EX- c. Constructed of ‘‘fine-grain stainless CEPTIONS) steels’’ of the 300 series with low sulphur LVS: N/A content or equivalent cryogenic and H2-com- GBS: N/A patible materials; and CIV: N/A d. With internal diameters of 30 cm or LIST OF ITEMS CONTROLLED greater and ‘‘effective lengths’’ of 4 m or Related Controls: (1) Electromagnetic isotope greater. separators ‘‘specially designed’’ or prepared for use in separating uranium iso- 1B229 Water-hydrogen sulphide exchange topes are subject to the export licensing tray columns and ‘‘internal contactors’’, authority of the Nuclear Regulatory Com- as follows (see List of Items Controlled). mission (see 10 CFR part 110). (2) See LICENSE REQUIREMENTS ECCNs 1E001 (‘‘development’’ and ‘‘produc- Reason for Control: NP, AT tion’’) and 1E201 (‘‘use’’) for technology for Country Chart (See Supp. items controlled by this entry. Control(s) No. 1 to part 738) Related Definitions: N/A ECCN Controls: This entry includes separa- NP applies to entire entry ...... NP Column 1 tors capable of enriching stable isotopes AT applies to entire entry ...... AT Column 1 and separators with the ion sources and collectors both in the magnetic field and LIST BASED LICENSE EXCEPTIONS (SEE PART those configurations in which they are ex- 740 FOR A DESCRIPTION OF ALL LICENSE EX- ternal to the field. CEPTIONS) Items: The list of items controlled is con- LVS: N/A tained in the ECCN heading. GBS: N/A CIV: N/A 1B228 Hydrogen cryogenic distillation col- LIST OF ITEMS CONTROLLED umns having all of the characteristics de- Related Controls: (1) Equipment ‘‘specially described in this ECCN (see List of Items signed’’ or prepared for the production of Controlled). heavy water is subject to the export licens- LICENSE REQUIREMENTS ing authority of the Nuclear Regulatory

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Commission (see 10 CFR part 110). (2) See 1B231 Tritium facilities or plants, and ECCNs 1E001 (‘‘development’’ and ‘‘produc- equipment therefor, as follows (see List of tion’’) and 1E201 (‘‘use’’) for technology for Items Controlled). items controlled by this entry. LICENSE REQUIREMENTS Related Definitions: The ‘‘internal Reason for Control: NP, AT contactors’’ controlled by 1B229.b are segmented trays that have an effective assem- Country Chart (See Supp. Control(s) No. 1 to part 738) bled diameter of 1.8 m (6 ft.) or greater, are designed to facilitate countercurrent con- NP applies to entire entry ...... NP Column 1 tacting, and are constructed of stainless AT applies to entire entry ...... AT Column 1 steels with a carbon content of 0.03% or less. These may be sieve trays, valve trays, LIST BASED LICENSE EXCEPTIONS (SEE PART bubble cap trays, or turbogrid trays. 740 FOR A DESCRIPTION OF ALL LICENSE EX- Items: a. Water-hydrogen sulphide exchange CEPTIONS) tray columns, having all of the following LVS: N/A characteristics: GBS: N/A a.1. Can operate at pressures of 2 MPa or CIV: N/A greater; LIST OF ITEMS CONTROLLED (1) Tritium, tritium com- a.2. Constructed of carbon steel having an Related Controls: pounds, and mixtures containing tritium austenitic ASTM (or equivalent standard) are subject to the export licensing author- grain size number of 5 or greater; and ity of the Nuclear Regulatory Commission a.3. With a diameter of 1.8 m (6 ft.) or (see 10 CFR part 110). (2) See ECCNs 1E001 greater; (‘‘development’’ and ‘‘production’’) and b. ‘‘Internal contactors’’ for the water-hy- 1E201 (‘‘use’’) for technology for items con- drogen sulphide exchange tray columns controlled by this entry. trolled by 1B229.a. Related Definitions: N/A Items: a. Facilities or plant for the produc- 1B230 Pumps capable of circulating solution, recovery, extraction, concentration, or tions of concentrated or dilute potassium handling of tritium; amide catalyst in liquid ammonia (KNH / 2 b. Equipment for tritium facilities or NH ), having all of the following charac- 3 plant, as follows: teristics (see List of Items Controlled). b.1. Hydrogen or helium refrigeration units LICENSE REQUIREMENTS capable of cooling to 23 K (¥250 C) or less, Reason for Control: NP, AT with heat removal capacity greater than 150 watts; or Country Chart (See Supp. Control(s) No. 1 to part 738) b.2. Hydrogen isotope storage and purification systems using metal hydrides as the NP applies to entire entry ...... NP Column 1 storage, or purification medium. AT applies to entire entry ...... AT Column 1 1B232 Turboexpanders or turboexpander- LIST BASED LICENSE EXCEPTIONS (SEE PART compressor sets having both of the fol- 740 FOR A DESCRIPTION OF ALL LICENSE EX- lowing characteristics (see List of Items CEPTIONS) Controlled). LVS: N/A LICENSE REQUIREMENTS GBS: N/A Reason for Control: NP, AT CIV: N/A Control(s) Country Chart (See Supp. LIST OF ITEMS CONTROLLED No. 1 to part 738) Related Controls: (1) Equipment ‘‘specially designed’’ or prepared for the production of NP applies to entire entry ...... NP Column 1 AT applies to entire entry ...... AT Column 1 heavy water is subject to the export licensing authority of the Nuclear Regulatory LIST BASED LICENSE EXCEPTIONS (SEE PART Commission (see 10 CFR part 110). (2) See 740 FOR A DESCRIPTION OF ALL LICENSE EX- ECCNs 1E001 (‘‘development’’ and ‘‘produc- CEPTIONS) tion’’) and 1E201 (‘‘use’’) for technology for LVS: N/A items controlled by this entry. GBS: N/A Related Definitions: N/A CIV: N/A Items: a. Airtight (i.e., hermetically sealed); LIST OF ITEMS CONTROLLED b. A capacity greater than 8.5 m3/h; and Related Controls: (1) Equipment ‘‘specially de- c. Either of the following characteristics: signed’’ or prepared for the production of c.1. For concentrated potassium amide so- heavy water is subject to the export licens- lutions (1% or greater), an operating pres- ing authority of the Nuclear Regulatory sure of 1.5 to 60 MPa (15–600 atmospheres); or Commission (see 10 CFR part 110). (2) See c.2. For dilute potassium amide solutions ECCNs 1E001 (‘‘development’’ and ‘‘produc- (less than 1%), an operating pressure of 20 to tion’’) and 1E201 (‘‘use’’) for technology for 60 MPa (200–600 atmospheres). items controlled by this entry.

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Related Definitions: N/A high explosives or explosive devices and Items: a. Designed for operation with an out- having both of the characteristics de- let temperature of 35 K (¥238 °C) or less; and scribed in this ECCN (see List of Items b. Designed for a throughput of hydrogen Controlled). gas of 1,000 kg/h or greater. LICENSE REQUIREMENTS Reason for Control: NP, AT 1B233 Lithium isotope separation facilities or plants, and systems and equipment Country chart (see Supp. No. therefor (see List of Items Controlled). Control(s) 1 to part 738) LICENSE REQUIREMENTS Reason for Control: NP, AT NP applies to entire entry ...... NP Column 1 AT applies to entire entry ...... AT Column 1 Country Chart (See Supp. Control(s) No. 1 to part 738) LIST BASED LICENSE EXCEPTIONS (SEE PART NP applies to 1B233.b ...... NP Column 1 740 FOR A DESCRIPTION OF ALL LICENSE EX- AT applies to 1B233.b ...... AT Column 1 CEPTIONS) LVS: N/A LIST BASED LICENSE EXCEPTIONS (SEE PART GBS: N/A 740 FOR A DESCRIPTION OF ALL LICENSE EX- CIV: N/A CEPTIONS) LIST OF ITEMS CONTROLLED LVS: N/A Related Controls: (1) Devices ‘‘specially de- GBS: N/A signed’’ for the handling, control, activa- CIV: N/A tion, monitoring, detection, protection, LIST OF ITEMS CONTROLLED Related Controls: (1) See ECCN 1E001 (‘‘devel- discharge, or detonation of the articles opment’’ and ‘‘production’’) and ECCN enumerated in USML Category IV(a) and 1E201 (‘‘use’’) for technology for items de- (b) are controlled by USML Category IV(c) scribed in this entry. (2) Facilities and of the ITAR (see 22 CFR parts 120 through plants described in 1B233.a are subject to 130). (2) See USML Category V of the ITAR the export licensing authority of the Nu- (22 CFR parts 120 through 130) for devices clear Regulatory Commission (see 10 CFR identified therein that are ‘‘specially depart 110). (3) Certain lithium isotope sepa- signed’’ to fully contain explosives enu- ration equipment and components for the merated in USML Category V. (3) Also see plasma separation process (PSP) that are ECCN 1B608 for ‘‘equipment’’ ‘‘specially de- described in 1B233.b through .d are also di- signed’’ for the ‘‘development,’’ ‘‘produc- rectly applicable to uranium isotope sepa- tion,’’ repair, overhaul, or refurbishing of ration and are subject to the export licens- items controlled by ECCN 1C608 or USML ing authority of the Nuclear Regulatory Category V and not elsewhere specified on Commission (see 10 CFR part 110). the USML. Related Definitions: N/A Related Definitions: N/A Items: a. Facilities or plants for the separa- Items: a. Designed to fully contain an explo- tion of lithium isotopes; sion equivalent to 2 kg of TNT or greater; b. Equipment for the separation of lithium and isotopes based on the lithium-mercury amal- b. Having design elements or features ena- gam process, as follows: bling real time or delayed transfer of diag- b.1. Packed liquid-liquid exchange columns nostic or measurement information. ‘‘specially designed’’ for lithium amalgams; b.2. Mercury and/or lithium amalgam 1B607 Military test, inspection, and produc- pumps; tion ‘‘equipment’’ and related commod- b.3. Lithium amalgam electrolysis cells; ities ‘‘specially designed’’ for the ‘‘devel- b.4. Evaporators for concentrated lithium opment,’’ ‘‘production,’’ repair, overhaul, hydroxide solution. or refurbishing of commodities identified c. Ion exchange systems ‘‘specially de- in ECCN 1A607 or 1C607, or defense arti- signed’’ for lithium isotope separation, and cles enumerated or otherwise described ‘‘specially designed’’ component parts therein USML Category XIV (see List of Items for; Controlled). d. Chemical exchange systems (employing LICENSE REQUIREMENTS crown ethers, cryptands, or lariat ethers) Reason for Control: NS, RS, AT, UN ‘‘specially designed’’ for lithium isotope separation, and ‘‘specially designed’’ component Control(s) Country chart (see Supp. No. parts therefor. 1 to Part 738)

1B234 High explosive containment vessels, NS applies to entire entry ...... NS Column 1. chambers, containers, and other similar RS applies to entire entry ...... RS Column 1. containment devices, not enumerated in AT applies to entire entry ...... AT Column 1. ECCN 1B608 or in USML Category IV or UN applies to entire entry ..... See § 746.1(b) for UN controls. V of the ITAR, designed for the testing of

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LIST BASED LICENSE EXCEPTIONS (SEE PART Country chart 740 FOR A DESCRIPTION OF ALL LICENSE EX- Control(s) (See Supp. No. 1 CEPTIONS) to part 738) LVS: $1500 AT applies to entire entry ...... AT Column 1 GBS: N/A UN applies to entire entry ..... See § 746.1(b) for UN con- CIV: N/A trols SPECIAL CONDITIONS FOR STA STA: Paragraph (c)(2) of License Exception LIST BASED LICENSE EXCEPTIONS (SEE PART STA (§ 740.20(c)(2) of the EAR) may not be 740 FOR A DESCRIPTION OF ALL LICENSE EX- used for any item in 1B607. CEPTIONS) LIST OF ITEMS CONTROLLED LVS: $1500 Related Controls: (1) See ECCN 2B350 for controls on certain incinerators. (2) See ECCN GBS: N/A 0A919 for ‘‘military commodities’’ located CIV: N/A and produced outside the United States SPECIAL CONDITIONS FOR STA that incorporate more than a de minimis STA: Paragraph (c)(2) of License Exception amount of US-origin ‘‘600 series’’ con- STA (§ 740.20(c)(2) of the EAR) may not be trolled content. used for any item in 1B608. Related Definitions: N/A LIST OF ITEMS CONTROLLED Items: Related Controls: (1) Defense articles that are a. ‘‘Equipment’’ ‘‘specially designed’’ for enumerated in USML Category V, and the destruction of the chemical agents con- technical data (including software) di- trolled by USML Category XIV(a). rectly related thereto, are ‘‘subject to the Note to 1B607.a: ECCN 1B607.a includes con- ITAR’’. (2) See ECCN 0A919 for foreign- trols over facilities ‘‘specially designed’’ for de- made ‘‘military commodities’’ that incor- struction operations. This paragraph .a does not porate more than a de minimis amount of control incinerators and ‘‘specially designed’’ US-origin ‘‘600 series’’ controlled content. handling facilities or ‘‘specially designed’’ waste (3) See ECCN 1B115 for controls on ‘‘pro- supply systems therefor. duction equipment,’’ not controlled by this b. Test facilities and ‘‘equipment’’ ‘‘spe- ECCN 1B608, for propellants or propellant cially designed’’ for military certification, constituents described in ECCN 1C011.a, qualification, or testing of commodities con- 1C011.b, or 1C111 or in USML Category V. trolled by ECCN 1A607.e, .f, .g, .h, or .j or by Related Definitions: N/A USML Category XIV(f), except for XIV(f)(1). Items: a. ‘‘Equipment’’ ‘‘specially designed’’ c. Tooling and ‘‘equipment’’ ‘‘specially defor the ‘‘development,’’ ‘‘production,’’ repair, signed’’ for the ‘‘development,’’ ‘‘produc- overhaul, or refurbishing of items controlled tion,’’ repair, overhaul, or refurbishing of by ECCN 1C608 or USML Category V and not commodities controlled by ECCN 1A607.e, .f elsewhere specified on the USML. .g, .h, or .j or USML Category XIV(f). NOTE TO PARAGRAPH a: ECCN 1B608.a. in- d. through w. [RESERVED] cludes: (1) Continuous nitrators; (2) dehydra- x. ‘‘Parts,’’ ‘‘components,’’ ‘‘accessories,’’ tion presses; and ‘‘attachments’’ that are ‘‘specially de- (3) cutting machines for the sizing of ex- signed’’ for a commodity controlled by ECCN truded propellants; (4) sweetie barrels (tum- 1B607.b or .c, or for a defense article con- blers) 6 feet or more in diameter and having trolled by USML Category XIV(f), and that over 500 pounds product capacity; (5) convec- are not enumerated or otherwise described tion current converters for the conversion of elsewhere in the USML. materials listed in USML Category V(c)(2); 1B608 Test, inspection, and production and (6) extrusion presses for the extrusion of ‘‘equipment’’ and related commodities small arms, cannon and rocket propellants. ‘‘specially designed’’ for the ‘‘develop- b. Complete installations ‘‘specially de- ment,’’ ‘‘production,’’ repair, overhaul, or signed’’ for the ‘‘development,’’ ‘‘produc- refurbishing of commodities enumerated tion,’’ repair, overhaul, or refurbishing of in ECCN 1C608 or USML Category V (see items controlled by ECCN 1C608 or USML List of Items Controlled). Category V and not elsewhere specified on LICENSE REQUIREMENTS the USML. Reason for Control: NS, RS, MT, AT, UN c. Environmental test facilities ‘‘specially designed’’ for the certification, qualification, Country chart or testing of items controlled by ECCN 1C608 Control(s) (See Supp. No. 1 to part 738) or USML Category V. d. through w. [Reserved] NS applies to entire entry ...... NS Column 1 x. ‘‘Parts,’’ ‘‘components,’’ ‘‘accessories’’ RS applies to entire entry ...... RS Column 1 and ‘‘attachments’’ that are ‘‘specially de- MT applies to equipment MT Column 1 signed’’ for a commodity subject to control ‘‘specially designed’’ for MT-controlled commodities in this ECCN or a defense article in USML in ECCN 1C608 or MT arti- Category V and not elsewhere specified on cles in USML Category V. the USML.

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1B613 Test, inspection, and ‘‘production’’ Control(s) Country Chart (See Supp. ‘‘equipment’’ and related commodities No. 1 to part 738) ‘‘specially designed’’ for the ‘‘develop- RS applies to entire entry...... A license is required for items ment,’’ ‘‘production,’’ repair, overhaul, or controlled by this entry for refurbishing of commodities controlled export or reexport to Iraq by ECCN 1A613 or USML Category X, as or transfer within Iraq for follows (see List of Items Controlled). regional stability reasons. The Commerce Country LICENSE REQUIREMENTS Chart is not designed to Reason for Control: NS, RS, AT, UN determine RS license requirements for this entry. Country chart See §§ 742.6 and 746.3 of Control(s) (See Supp. No. 1 the EAR for additional in- to part 738) formation. NS applies to entire entry ...... NS Column 1 RS applies to entire entry ...... RS Column 1 LIST BASED LICENSE EXCEPTIONS (SEE PART AT applies to entire entry ...... AT Column 1 740 FOR A DESCRIPTION OF ALL LICENSE EX- UN applies to entire entry ..... See § 746.1(b) for UN con- CEPTIONS) trols LVS: N/A GBS: N/A LIST BASED LICENSE EXCEPTIONS (SEE PART CIV: N/A 740 FOR A DESCRIPTION OF ALL LICENSE EX- LIST OF ITEMS CONTROLLED CEPTIONS) Related Controls: See also 1B001, 1B101, 1B201, LVS: $1500 1B225 and 1D999. GBS: N/A Related Definitions: N/A CIV: N/A Items: a. Electrolytic cells for fluorine pro- SPECIAL CONDITIONS FOR STA duction, n.e.s.; STA: Paragraph (c)(2) of License Exception b. Particle accelerators; STA (§ 740.20(c)(2) of the EAR) may not be c. Industrial process control hardware/sys- used for any item in 1B613. tems designed for power industries, n.e.s.; d. Freon and chilled water cooling systems LIST OF ITEMS CONTROLLED capable of continuous cooling duties of Related Controls: See ECCN 0A919 for foreign- 100,000 BTU/hr (29.3 kW) or greater; made ‘‘military commodities’’ that incor- e. Equipment for the production of struc- porate more than a de minimis amount of tural composites, fibers, prepregs and US-origin ‘‘600 series’’ controlled content. preforms, n.e.s. Related Definitions: N/A Items: a. Test, inspection, and ‘‘production’’ C. ‘‘MATERIALS’’ ‘‘equipment,’’ not controlled by USML Cat- Technical Note: Metals and alloys: Unless egory X(c), that is ‘‘specially designed’’ for provision to the contrary is made, the words the ‘‘development,’’ ‘‘production,’’ repair, ‘‘metals’’ and ‘‘alloys’’ in 1C001 to 1C011 cover overhaul, or refurbishing of commodities crude and semi-fabricated forms, as follows: controlled by ECCN 1A613 or USML Category Crude forms: Anodes, balls, bars (including X. notched bars and wire bars), billets, blocks, b. Plasma pressure compaction (P2C) blooms, brickets, cakes, cathodes, crystals, ‘‘equipment’’ ‘‘specially designed’’ for the cubes, dice, grains, granules, ingots, lumps, pel- ‘‘production’’ of ceramic or composite body lets, pigs, powder, rondelles, shot, slabs, slugs, armor plates controlled by ECCN 1A613 or sponge, sticks; USML Category X. Semi-fabricated forms (whether or not coated, plated, drilled or punched): 1B999 Specific Processing Equipment, n.e.s., a. Wrought or worked materials fabricated by as Follows (See List of Items Controlled). rolling, drawing, extruding, forging, impact ex- LICENSE REQUIREMENTS truding, pressing, graining, atomizing, and Reason for Control: AT, RS. grinding, i.e.: angles, channels, circles, discs, dust, flakes, foils and leaf, forging, plate, pow- Country Chart (See Supp. der, pressings and stampings, ribbons, rings, Control(s) No. 1 to part 738) rods (including bare welding rods, wire rods, AT applies to entire entry ...... A license is required for items and rolled wire), sections, shapes, sheets, strip, controlled by this entry to pipe and tubes (including tube rounds, squares, North Korea for anti-ter- and hollows), drawn or extruded wire; rorism reasons. The Com- b. Cast material produced by casting in sand, merce Country Chart is not die, metal, plaster or other types of molds, in- designed to determine AT cluding high pressure castings, sintered forms, license requirements for this entry. See § 742.19 of and forms made by powder metallurgy. the EAR for additional in- The object of the control should not be de- formation. feated by the export of non-listed forms alleged

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to be finished products but representing in re- 3. Compressive strength less than 14 × 106 N/ ality crude forms or semi-fabricated forms. m2; d. Planar absorbers made of sintered ferrite, 1C001 Materials ‘‘specially designed’’ for use having all of the following: as absorbers of electromagnetic waves, or 1. A specific gravity exceeding 4.4; and intrinsically conductive polymers, as fol- 2. A maximum operating temperature of 548 K lows (see List of Items Controlled). (275 °C). LICENSE REQUIREMENTS Note 2: Nothing in Note 1 releases magnetic Reason for Control: NS, MT, AT materials to provide absorption when contained in paint. Control(s) Country Chart (See Supp. b. Materials for absorbing frequencies ex- No. 1 to part 738) ceeding 1.5 × 1014 Hz but less than 3.7 × 1014 Hz NS applies to entire entry ...... NS Column 1 and not transparent to visible light; MT applies to entire entry ..... MT Column 1 Note: 1C001.b does not apply to materials, AT applies to entire entry ...... AT Column 1 ‘‘specially designed’’ or formulated for any of the following applications: REPORTING REQUIREMENTS See § 743.1 of the a. ‘‘Laser’’ marking of polymers; or EAR for reporting requirements for ex- b. ‘‘Laser’’ welding of polymers. ports under License Exceptions, and Vali- c. Intrinsically conductive polymeric ma- dated End-User authorizations terials with a ‘bulk electrical conductivity’ LIST BASED LICENSE EXCEPTIONS (SEE PART exceeding 10,000 S/m (Siemens per meter) or 740 FOR A DESCRIPTION OF ALL LICENSE EX- a ‘sheet (surface) resistivity’ of less than 100 CEPTIONS) ohms/square, based on any of the following LVS: N/A polymers: GBS: N/A c.1. Polyaniline; c.2. Polypyrrole; CIV: N/A c.3. Polythiophene; SPECIAL CONDITIONS FOR STA c.4. Poly phenylene-vinylene; or STA: License Exception STA may not be c.5. Poly thienylene-vinylene. used to ship any item in this entry to any Note: 1C001.c does not apply to materials in a of the destinations listed in Country Group liquid form. A:6 (See Supplement No. 1 to part 740 of Technical Note: ‘Bulk electrical conductivity’ the EAR). and ‘sheet (surface) resistivity’ should be deter- LIST OF ITEMS CONTROLLED mined using ASTM D–257 or national equiva- Related Controls: See also 1C101. lents. Related Definitions: N/A Items: a. Materials for absorbing frequencies 1C002 Metal alloys, metal alloy powder and exceeding 2 × 108 Hz but less than 3 × 1012 Hz. alloyed materials, as follows (see List of Note 1: 1C001.a does not control: Items Controlled). a. Hair type absorbers, constructed of natural LICENSE REQUIREMENTS or synthetic fibers, with non-magnetic loading Reason for Control: NS, NP, AT to provide absorption; Country Chart (See Supp. b. Absorbers having no magnetic loss and Control(s) No. 1 to part 738) whose incident surface is non-planar in shape, including pyramids, cones, wedges and con- NS applies to entire entry ...... NS Column 2. voluted surfaces; NP applies to 1C002.b.3 or NP Column 1. c. Planar absorbers, having all of the fol- b.4 if they exceed the parameters stated in 1C202. lowing: AT applies to entire entry ...... AT Column 1. 1. Made from any of the following: a. Plastic foam materials (flexible or non-flexi- LIST BASED LICENSE EXCEPTIONS (SEE PART ble) with carbon-loading, or organic materials, 740 FOR A DESCRIPTION OF ALL LICENSE EX- including binders, providing more than 5% echo CEPTIONS) compared with metal over a bandwidth exceed- LVS: $3,000; N/A for NP ing ±15% of the center frequency of the incident GBS: N/A energy, and not capable of withstanding tem- CIV: N/A peratures exceeding 450 K (177 °C); or LIST OF ITEMS CONTROLLED b. Ceramic materials providing more than 20% Related Controls: (1) See ECCNs 1E001 (‘‘de- echo compared with metal over a bandwidth ex- velopment’’ and ‘‘production’’) and 1E201 ceeding ±15% of the center frequency of the inci- (‘‘use’’) for technology for items controlled dent energy, and not capable of withstanding by this entry. (2) Also see ECCN 1C202. (3) temperatures exceeding 800 K (527 °C); Aluminum alloys and titanium alloys in Technical Note: Absorption test samples for physical forms and finished products ‘‘spe- 1C001.a. Note 1.c.1 should be a square at least 5 cially designed’’ or prepared for use in sep- wavelengths of the center frequency on a side arating uranium isotopes are subject to and positioned in the far field of the radiating the export licensing authority of the Nu- element. clear Regulatory Commission (see 10 CFR 2. Tensile strength less than 7 × 106 N/m2; and part 110).

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Related Definition: N/A b.5.b. A corrosion rate of less than 1 mm/ Items: year in 3% sodium chloride aqueous solution Note: 1C002 does not control metal alloys, measured in accordance with ASTM standard metal alloy powder and alloyed materials, spe- G–31 or national equivalents; cially formulated for coating purposes. c. Metal alloy powder or particulate mate- Technical Note 1: The metal alloys in 1C002 rial, having all of the following: are those containing a higher percentage by c.1. Made from any of the following com- weight of the stated metal than of any other ele- position systems: ment. TECHNICAL NOTE: X in the following equals Technical Note 2: ‘Stress-rupture life’ should one or more alloying elements. be measured in accordance with ASTM standard c.1.a. Nickel alloys (Ni-Al-X, Ni-X-Al) E–139 or national equivalents. qualified for turbine engine ‘‘parts’’ or Technical Note 3: ‘Low cycle fatigue life’ ‘‘components,’’ i.e. with less than 3 non-me- should be measured in accordance with ASTM tallic particles (introduced during the manu- Standard E–606 ‘Recommended Practice for Con- facturing process) larger than 100 μm in 109 stant-Amplitude Low-Cycle Fatigue Testing’ or alloy particles; national equivalents. Testing should be axial c.1.b. Niobium alloys (Nb-Al-X or Nb-X–Al, with an average stress ratio equal to 1 and a Nb-Si-X or Nb-X–Si, Nb-Ti-X or Nb-X–Ti); stress-concentration factor (Kt) equal to 1. The c.1.c. Titanium alloys (Ti-Al-X or Ti-X–Al); average stress is defined as maximum stress c.1.d. Aluminum alloys (Al-Mg-X or Al-X– minus minimum stress divided by maximum Mg, Al-Zn-X or Al-X–Zn, Al-Fe-X or Al-X– stress. Fe); or a. Aluminides, as follows: c.1.e. Magnesium alloys (Mg-Al-X or Mg-X– a.1. Nickel aluminides containing a min- Al); imum of 15% by weight aluminum, a max- c.2. Made in a controlled environment by imum of 38% by weight aluminum and at any of the following processes: least one additional alloying element; c.2.a. ‘‘Vacuum atomization’’; a.2. Titanium aluminides containing 10% c.2.b. ‘‘Gas atomization’’; by weight or more aluminum and at least c.2.c. ‘‘Rotary atomization’’; one additional alloying element; c.2.d. ‘‘Splat quenching’’; b. Metal alloys, as follows, made from the c.2.e. ‘‘Melt spinning’’ and ‘‘comminution’’; powder or particulate material controlled by c.2.f. ‘‘Melt extraction’’ and 1C002.c: ‘‘comminution’’; b.1. Nickel alloys having any of the fol- c.2.g. ‘‘Mechanical alloying’’; or lowing: c.2.h. ‘‘Plasma atomization’’; and b.1.a. A ‘stress-rupture life’ of 10,000 hours c.3. Capable of forming materials con- or longer at 923 K (650 °C) at a stress of 676 trolled by 1C002.a or 1C002.b; MPa; or d. Alloyed materials, having all the fol- b.1.b. A ‘low cycle fatigue life’ of 10,000 cy- lowing: cles or more at 823 K (550 °C) at a maximum d.1. Made from any of the composition sys- stress of 1,095 MPa; tems specified by 1C002.c.1; b.2. Niobium alloys having any of the fol- d.2. In the form of uncomminuted flakes, lowing: ribbons or thin rods; and b.2.a. A ‘stress-rupture life’ of 10,000 hours d.3. Produced in a controlled environment or longer at 1,073 K (800 °C) at a stress of 400 by any of the following: MPa; or d.3.a. ‘‘Splat quenching’’; b.2.b. A ‘low cycle fatigue life’ of 10,000 cy- d.3.b. ‘‘Melt spinning’’; or cles or more at 973 K (700 °C) at a maximum d.3.c. ‘‘Melt extraction’’. stress of 700 MPa; b.3. Titanium alloys having any of the fol- 1C003 Magnetic metals, of all types and of lowing: whatever form, having any of the fol- b.3.a. A ‘stress-rupture life’ of 10,000 hours lowing (see List of Items Controlled). or longer at 723 K (450 °C) at a stress of 200 LICENSE REQUIREMENTS MPa; or Reason for Control: NS, AT b.3.b. A ‘low cycle fatigue life’ of 10,000 cy- ° Country Chart (See Supp. cles or more at 723 K (450 C) at a maximum Control(s) No. 1 to part 738) stress of 400 MPa; b.4 Aluminum alloys having any of the fol- NS applies to entire entry ...... NS Column 2 lowing: AT applies to entire entry ...... AT Column 1 b.4.a. A tensile strength of 240 MPa or more at 473 K (200 °C); or LIST BASED LICENSE EXCEPTIONS (SEE PART b.4.b. A tensile strength of 415 MPa or more 740 FOR A DESCRIPTION OF ALL LICENSE EX- at 298 K (25 °C); CEPTIONS) b.5. Magnesium alloys having all the fol- LVS: $3000 lowing: GBS: N/A b.5.a. A tensile strength of 345 MPa or CIV: N/A more; and LIST OF ITEMS CONTROLLED

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Related Controls: N/A Country Chart (See Supp. Related Definitions: N/A Control(s) No. 1 to part 738) Items: a. Initial relative permeability of 120,000 or more and a thickness of 0.05 mm or AT applies to entire entry ...... AT Column 1 less; Technical Note: Measurement of initial rel- LIST BASED LICENSE EXCEPTIONS (SEE PART ative permeability must be performed on fully 740 FOR A DESCRIPTION OF ALL LICENSE EX- annealed materials. CEPTIONS) b. Magnetostrictive alloys having any of LVS: $1500 the following: GBS: N/A b.1. A saturation magnetostriction of more CIV: N/A than 5 × 10¥4; or LIST OF ITEMS CONTROLLED b.2. A magnetomechanical coupling factor Related Controls: N/A (k) of more than 0.8; or Related Definitions: N/A c. Amorphous or ‘nanocrystalline’ alloy Items: a. ‘‘Superconductive’’ ‘‘composite’’ strips, having all of the following: conductors containing one or more niobium- c.1. A composition having a minimum of titanium ‘filaments’, having all of the fol- 75% by weight of iron, cobalt or nickel; lowing: c.2. A saturation magnetic induction (Bs) a.1. Embedded in a ‘‘matrix’’ other than a of 1.6 T or more; and copper or copper-based mixed ‘‘matrix’’; and c.3. Any of the following: a.2. Having a cross-section area less than c.3.a. A strip thickness of 0.02 mm or less; 0.28 × 10¥4 mm 2 (6 μm in diameter for cir- or cular ‘filaments’); c.3.b. An electrical resistivity of 2 × 10¥4; b. ‘‘Superconductive’’ ‘‘composite’’ conduc- ohm cm or more. tors consisting of one or more ‘‘super- Technical Note: ‘Nanocrystalline’ materials in conductive’’ ‘filaments’ other than niobium- 1C003.c are those materials having a crystal titanium, having all of the following: grain size of 50 nm or less, as determined by X- b.1. A ‘‘critical temperature’’ at zero mag- ray diffraction. netic induction exceeding 9.85 K (¥263.31 °C); and 1C004 Uranium titanium alloys or tungsten b.2. Remaining in the ‘‘superconductive’’ alloys with a ‘‘matrix’’ based on iron, state at a temperature of 4.2 K (¥268.96 °C) nickel or copper, having all of the fol- when exposed to a magnetic field oriented in lowing (see List of Items Controlled). any direction perpendicular to the longitu- LICENSE REQUIREMENTS dinal axis of conductor and corresponding to Reason for Control: NS, AT a magnetic induction of 12 T with critical 2 Country Chart (See Supp. current density exceeding 1750 A/mm on Control(s) No. 1 to part 738) overall cross-section of the conductor. c. ‘‘Superconductive’’ ‘‘composite’’ conduc- NS applies to entire entry ...... NS Column 2 tors consisting of one or more ‘‘super- AT applies to entire entry ...... AT Column 1 conductive’’ ‘filaments’ which remain ‘‘superconductive’’ above 115 K (¥158.16 °C). LIST BASED LICENSE EXCEPTIONS (SEE PART Technical Note: For the purpose of 1C005, 740 FOR A DESCRIPTION OF ALL LICENSE EX- ‘filaments’ may be in wire, cylinder, film, tape CEPTIONS) LVS: $3000 or ribbon form. GBS: N/A 1C006 Fluids and lubricating materials, as CIV: N/A follows (see List of Items Controlled). LIST OF ITEMS CONTROLLED LICENSE REQUIREMENTS See also 1C117 and 1C226. Related Controls: Reason for Control: NS, AT Related Definitions: N/A 3 Items: a. A density exceeding 17.5 g/cm ; Country Chart (See Supp. b. An elastic limit exceeding 880 MPa; Control(s) No. 1 to part 738) c. An ultimate tensile strength exceeding 1,270 MPa; and NS applies to entire entry ...... NS Column 2 d. An elongation exceeding 8%. AT applies to entire entry ...... AT Column 1

1C005 ‘‘Superconductive’’ ‘‘composite’’ con- LIST BASED LICENSE EXCEPTIONS (SEE PART ductors in lengths exceeding 100 m or 740 FOR A DESCRIPTION OF ALL LICENSE EX- with a mass exceeding 100 g, as follows CEPTIONS) (see List of Items Controlled). LVS: $3000 LICENSE REQUIREMENTS GBS: Yes for 1C006.d Reason for Control: NS, AT CIV: Yes for 1C006.d LIST OF ITEMS CONTROLLED Country Chart (See Supp. Related Controls: See also 1C996. Control(s) No. 1 to part 738) Related Definitions: N/A NS applies to entire entry ...... NS Column 2 Items: a. [Reserved]

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b. Lubricating materials containing, as GBS: N/A their principal ingredients, any of the fol- CIV: N/A lowing: SPECIAL CONDITIONS FOR STA b.1. Phenylene or alkylphenylene ethers or STA: License Exception STA may not be thio-ethers, or their mixtures, containing used to ship any item in 1C007.c or d to any more than two ether or thio-ether functions of the destinations listed in Country Group or mixtures thereof; or A:6 (See Supplement No. 1 to part 740 of b.2. Fluorinated silicone fluids with a kine- the EAR). matic viscosity of less than 5,000 mm 2/s (5,000 LIST OF ITEMS CONTROLLED centistokes) measured at 298 K (25 °C); Related Controls: See also 1C107. c. Damping or flotation fluids having all of Related Definitions: N/A the following: Items: a. Ceramic powders of single or com- c.1. Purity exceeding 99.8%; plex borides of titanium, having total metal- c.2. Containing less than 25 particles of 200 lic impurities, excluding intentional addi- μm or larger in size per 100 ml; and tions, of less than 5,000 ppm, an average par- c.3. Made from at least 85% of any of the ticle size equal to or less than 5 μm and no following: more than 10% of the particles larger than 10 c.3.a. Dibromotetrafluoroethane (CAS 25497 μm; 30-7, 124-73-2, 27336-23- 8); b. Non-‘‘composite’’ ceramic materials in c.3.b. Polychlorotrifluoroethylene (oily crude or semi-fabricated form, composed of and waxy modifications only); or borides of titanium with a density of 98% or c.3.c. Polybromotrifluoroethylene; more of the theoretical density; d. Fluorocarbon electronic cooling fluids Note: 1C007.b does not control abrasives. having all of the following: c. Ceramic-ceramic ‘‘composite’’ materials NOTE: 1C006.d does not apply to materials with a glass or oxide-‘‘matrix’’ and rein- specified and packaged as medical products. forced with fibers having all the following: d.1. Containing 85% by weight or more of c.1 Made from any of the following mate- any of the following, or mixtures thereof: rials: d.1.a. Monomeric forms of c.1.a. Si-N; perfluoropolyalkylether- triazines or c.1.b. Si-C; perfluoroaliphatic-ethers; c.1.c. Si-Al-O-N; or d.1.b. Perfluoroalkylamines; c.1.d. Si-O-N; and d.1.c. Perfluorocycloalkanes; or c.2. Having a ‘‘specific tensile strength’’ d.1.d. Perfluoroalkanes; exceeding 12.7 × 103 m; d.2. Density at 298 K (25 °C) of 1.5 g/ml or d. Ceramic-ceramic ‘‘composite’’ mate- more; rials, with or without a continuous metallic d.3. In a liquid state at 273 K (0 °C); and phase, incorporating particles, whiskers or d.4. Containing 60% or more by weight of fibers, where carbides or nitrides of silicon, fluorine; zirconium or boron form the ‘‘matrix’’; e. Precursor materials (i.e., special purpose 1C007 Ceramic Powders, Non-’’Composite’’ polymeric or metallo-organic materials) for Ceramic Materials, Ceramic-’’Matrix’’ producing any phase or phases of the mate- ‘‘composite’’ Materials and Precursor Ma- rials controlled by 1C007.c, as follows: terials, as Follows (see List of Items Con- e.1. Polydiorganosilanes (for producing sil- trolled). icon carbide); LICENSE REQUIREMENTS e.2. Polysilazanes (for producing silicon Reason for Control: NS, MT, AT nitride); Country Chart (See Supp. e.3. Polycarbosilazanes (for producing ce- Control(s) No. 1 to part 738) ramics with silicon, carbon and nitrogen components); NS applies to entire entry ...... NS Column 2. f. Ceramic-ceramic ‘‘composite’’ materials MT applies to items in MT Column 1. with an oxide or glass ‘‘matrix’’ reinforced 1C007.d and .f when the dielectric constant is less with continuous fibers from any of the fol- than 6 at any frequency lowing systems: from 100 MHz to 100 GHz f.1. Al2O3 (CAS 1344–28–1); or for use in ‘‘missile’’ f.2. Si-C-N. radomes. Note: 1C007.f does not control ‘‘composites’’ AT applies to entire entry ...... AT Column 1. containing fibers from these systems with a fiber tensile strength of less than 700 MPa at 1,273 K REPORTING REQUIREMENTS See § 743.1 of the (1,000 °C) or fiber tensile creep resistance of EAR for reporting requirements for ex- more than 1% creep strain at 100 MPa load and ports under License Exceptions, and Vali- 1,273 K (1,000 °C) for 100 hours. dated End-User authorizations LIST BASED LICENSE EXCEPTIONS (SEE PART 1C008 Non-fluorinated polymeric substances 740 FOR A DESCRIPTION OF ALL LICENSE EX- as follows (see List of Items Controlled). CEPTIONS) LICENSE REQUIREMENTS LVS: $5000, except N/A for MT and for 1C007.e Reason for Control: NS, AT

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Country Chart (See Supp. Country Chart (See Supp. Control(s) No. 1 to part 738) Control(s) No. 1 to part 738)

NS applies to entire entry ...... NS Column 2 AT applies to entire entry ...... AT Column 1 AT applies to entire entry ...... AT Column 1 LIST BASED LICENSE EXCEPTIONS (SEE PART LIST BASED LICENSE EXCEPTIONS (SEE PART 740 FOR A DESCRIPTION OF ALL LICENSE EX- 740 FOR A DESCRIPTION OF ALL LICENSE EX- CEPTIONS) CEPTIONS) LVS: $5000 LVS: $200 GBS: N/A GBS: N/A CIV: N/A CIV: N/A LIST OF ITEMS CONTROLLED LIST OF ITEMS CONTROLLED Related Controls: See also 1A001. Related Controls: See also 1A003. Related Definitions: N/A Related Definitions: N/A Items: a. [Reserved] Items: a. Non-fluorinated polymeric sub- b. Fluorinated polyimides containing 10% stances, as follows: by weight or more of combined fluorine; a. Imides as follows: c. Fluorinated phosphazene elastomers a.1. Bismaleimides; containing 30% by weight or more of com- a.2. Aromatic polyamide-imides (PAI) hav- bined fluorine. ing a ‘glass transition temperature (Tg)’ ex- ° ceeding 563 K (290 C); 1C010 ‘‘Fibrous or filamentary materials’’ as a.3. Aromatic polyimides having a ’glass follows (see List of Items Controlled). transition temperature (Tg)’ exceeding 505 K LICENSE REQUIREMENTS ° (232 C); Reason for Control: NS, NP, AT a.4. Aromatic polyetherimides having a ’glass transition temperature (Tg)’ exceeding Country Chart (See Supp. 563 K (290 °C); Control(s) No. 1 to part 738) Note: 1C008.a controls the substances in liquid or solid ‘‘fusible’’ form, including resin, powder, NS applies to entire entry ...... NS Column 2 NP applies to 1C010.a NP Column 1 pellet, film, sheet, tape, or ribbon. (aramid ‘‘fibrous or filamen- N.B.: For non-‘‘fusible’’ aromatic polyimides tary materials’’, .b (carbon in film, sheet, tape, or ribbon form, see ECCN ‘‘fibrous and filamentary 1A003. materials’’), and e.1 for ‘‘fi- b. [Reserved] brous and filamentary ma- c. [Reserved] terials’’ that meet or exceed d. Polyarylene ketones; the control criteria of ECCN e. Polyarylene sulphides, where the aryl- 1C210. ene group is biphenylene, triphenylene or AT applies to entire entry ...... AT Column 1 combinations thereof; f. Polybiphenylenethersulphone having a REPORTING REQUIREMENTS See § 743.1 of the ’glass transition temperature (Tg)’ exceeding EAR for reporting requirements for ex- 563 K (290 °C). ports under License Exceptions, and Vali- Technical Notes: 1. The ’glass transition tem- dated End-User authorizations perature (Tg)’ for 1C008.a.2 thermoplastic mate- LIST BASED LICENSE EXCEPTIONS (SEE PART rials, 1C008.a.4 materials and 1C008.f materials 740 FOR A DESCRIPTION OF ALL LICENSE EX- is determined using the method described in ISO CEPTIONS) 11357–2 (1999) or national equivalents. LVS: $1500, N/A for NP 2. The ’glass transition temperature (Tg)’ for GBS: N/A 1C008.a.2 thermosetting materials and 1C008.a.3 CIV: N/A materials is determined using the 3-point bend SPECIAL CONDITIONS FOR STA method described in ASTM D 7028–07 or equiva- STA: License Exception STA may not be lent national standard. The test is to be per- used to ship any item in 1C010.c or d to any formed using a dry test specimen which has at- of the destinations listed in Country Group tained a minimum of 90% degree of cure as spec- A:6 (See Supplement No. 1 to part 740 of ified by ASTM E 2160–04 or equivalent national the EAR). standard, and was cured using the combination LIST OF ITEMS CONTROLLED of standard- and post-cure processes that yield Related Controls: (1) See ECCNs 1E001 (‘‘de- the highest Tg. velopment’’ and ‘‘production’’) and 1E201 (‘‘use’’) for technology for items controlled 1C009 Unprocessed fluorinated compounds by this entry. (2) Also see ECCNs 1C210 and as follows (see List of Items Controlled). 1C990. (3) See also 9C110 for material not LICENSE REQUIREMENTS controlled by 1C010.e, as defined by notes 1 Reason for Control: NS, AT or 2. Related Definitions: (1) Specific modulus: Country Chart (See Supp. Young’s modulus in pascals, equivalent to Control(s) No. 1 to part 738) N/m2 divided by specific weight in N/m3, NS applies to entire entry ...... NS Column 2 measured at a temperature of (296±2) K ((23

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+ 2) C) and a relative humidity of (50±5)%. d. ‘‘Fibrous or filamentary materials’’, (2) Specific tensile strength: ultimate ten- having any of the following: sile strength in pascals, equivalent to N/m2 d.1. Composed of any of the following: divided by specific weight in N/m3, meas- d.1.a. Polyetherimides controlled by ured at a temperature of (296±2) K ((23±2) C) 1C008.a; or and a relative humidity of (50±5)% d.1.b. Materials controlled by 1C008.d to Items: 1C008.f; or Technical Notes: 1. For the purpose of calcu- d.2. Composed of materials controlled by lating ‘‘specific tensile strength’’, ‘‘specific mod- 1C010.d.1.a or 1C010.d.1.b and ‘‘commingled’’ ulus’’ or specific weight of ‘‘fibrous or filamen- with other fibers controlled by 1C010.a, tary materials’’ in 1C010.a, 1C010.b, 1C010.c or 1C010.b or 1C010.c; 1C010.e.1.b, the tensile strength and modulus e. Fully or partially resin-impregnated or should be determined by using Method A de- pitch-impregnated ‘‘fibrous or filamentary scribed in ISO 10618 (2004) or national equiva- materials’’ (prepregs), metal or carbon-coat- lents. ed ‘‘fibrous or filamentary materials’’ 2. Assessing the ‘‘specific tensile strength’’, (preforms) or ‘‘carbon fiber preforms’’, hav- ‘‘specific modulus’’ or specific weight of non- ing all of the following: unidirectional ‘‘fibrous or filamentary mate- e.1. Having any of the following: rials’’ (e.g., fabrics, random mats or braids) in e.1.a. Inorganic ‘‘fibrous or filamentary 1C010 is to be based on the mechanical prop- materials’’ controlled by 1C010.c; or erties of the constituent unidirectional e.1.b. Organic or carbon ‘‘fibrous or fila- monofilaments (e.g., monofilaments, yarns, mentary materials’’, having all of the fol- rovings or tows) prior to processing into the lowing: non-unidirectional ‘‘fibrous or filamentary ma- e.1.b.1. ‘‘Specific modulus’’ exceeding 10.15 terials’’. × 106 m; and a. Organic ‘‘fibrous or filamentary mate- e.1.b.2 ‘‘Specific tensile strength’’ exceed- rials’’, having all of the following: ing 17.7 × 104 m; and a.1. ‘‘Specific modulus’’ exceeding 12.7 × 106 e.2. Having any of the following: m; and e.2.a. Resin or pitch, controlled by 1C008 or a.2. ‘‘Specific tensile strength’’ exceeding 1C009.b; 23.5 × 104 m; e.2.b. ‘Dynamic Mechanical Analysis glass Note: 1C010.a does not control polyethylene. transition temperature (DMA Tg)’ equal to or b. Carbon ‘‘fibrous or filamentary mate- exceeding 453 K (180 °C) and having a phe- rials’’, having all of the following: nolic resin; or b.1. ‘‘Specific modulus’’ exceeding 14.65 × e.2.c. ‘Dynamic Mechanical Analysis glass 106 m; and transition temperature (DMA Tg)’ equal to or b.2. ‘‘Specific tensile strength’’ exceeding exceeding 505 K (232 °C) and having a resin or 26.82 × 104 m; pitch, not specified by 1C008 or 1C009.b, and Note: 1C010.b does not control: not being a phenolic resin; a. ‘‘Fibrous or filamentary materials’’, for the Note 1: Metal or carbon-coated ‘‘fibrous or repair of ‘‘civil aircraft’’ structures or lami- filamentary materials’’ (preforms) or ‘‘carbon nates, having all of the following: fiber preforms’’, not impregnated with resin or 1. An area not exceeding 1 m2; pitch, are specified by ‘‘fibrous or filamentary 2. A length not exceeding 2.5 m; and materials’’ in 1C010.a, 1C010.b or 1C010.c. 3. A width exceeding 15 mm. Note 2: 1C010.e does not apply to: b. Mechanically chopped, milled or cut carbon a. Epoxy resin ‘‘matrix’’ impregnated carbon ‘‘fibrous or filamentary materials’’ 25.0 mm or ‘‘fibrous or filamentary materials’’ (prepregs) less in length. for the repair of ‘‘civil aircraft’’ structures or c. Inorganic ‘‘fibrous or filamentary mate- laminates, having all of the following: rials’’, having all of the following: 1. An area not exceeding 1 m2; c.1. ‘‘Specific modulus’’ exceeding 2.54 × 106 2. A length not exceeding 2.5 m; and m; and 3. A width exceeding 15 mm; c.2. Melting, softening, decomposition or b. Fully or partially resin-impregnated or sublimation point exceeding 1,922 K (1,649 °C) pitch-impregnated mechanically chopped, milled in an inert environment; or cut carbon ‘‘fibrous or filamentary materials’’ Note: 1C010.c does not control: 25.0 mm or less in length when using a resin or a. Discontinuous, multiphase, polycrystalline pitch other than those specified by 1C008 or alumina fibers in chopped fiber or random mat 1C009.b. form, containing 3% by weight or more silica, Technical Note: The ‘Dynamic Mechanical 6 with a ‘‘specific modulus’’ of less than 10 × 10 Analysis glass transition temperature (DMA Tg)’ m; for materials controlled by 1C010.e is determined b. Molybdenum and molybdenum alloy fibers; using the method described in ASTM D 7028–07, c. Boron fibers; or equivalent national standard, on a dry test d. Discontinuous ceramic fibers with a melt- specimen. In the case of thermoset materials, de- ing, softening, decomposition or sublimation gree of cure of a dry test specimen shall be a point lower than 2,043 K (1,770 °C) in an inert minimum of 90% as defined by ASTM E 2160 04 environment. or equivalent national standard.

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1C011 Metals and compounds, other than rine trifluoride (ClF3), which is controlled those specified in 1C111, as follows (see under ECCN 1C111.a.3.f. (3) See ECCN 1A008 List of Items Controlled). for shaped charges, detonating cord, and cut- LICENSE REQUIREMENTS ters and severing tools. Reason for Control: NS, MT, AT 1C101 Materials for Reduced Observables such as Radar Reflectivity, Ultraviolet/In- Control(s) Country Chart (See Supp. No. 1 to part 738) frared Signatures and Acoustic Signa- tures (i.e., Stealth Technology), Other NS applies to entire entry ...... NS Column 1 than Those Controlled by 1C001, for ap- MT applies to 1C011.a and .b MT Column 1. for items that meet or ex- plications usable in rockets, missiles, or ceed the parameters in unmanned aerial vehicles capable of 1C111. achieving a ‘‘range’’ equal to or greater AT applies to entire entry ...... AT Column 1. than 300km, and their subsystems. LICENSE REQUIREMENTS LIST BASED LICENSE EXCEPTIONS (SEE PART Reason for Control: MT, AT 740 FOR A DESCRIPTION OF ALL LICENSE EX- CEPTIONS) Country Chart (See Supp. Control(s) No. 1 to part 738) LVS: N/A GBS: N/A MT applies to entire entry ..... MT Column 1 CIV: N/A AT applies to entire entry ...... AT Column 1 LIST OF ITEMS CONTROLLED Related Controls: (1) See also ECCNs 1C111 and LIST BASED LICENSE EXCEPTIONS (SEE PART 1C608. (2) All of the following are ‘‘subject 740 FOR A DESCRIPTION OF ALL LICENSE EX- to the ITAR’’ (see 22 CFR parts 120 through CEPTIONS) 130): a) Materials controlled by 1C011.a, and LVS: N/A metal fuels in particle form, whether GBS: N/A spherical, atomized, spheroidal, flaked or CIV: N/A ground, manufactured from material con- LIST OF ITEMS CONTROLLED sisting of 99 percent or more of items con- Related Controls: (1) Materials controlled by trolled by 1C011.b; and b) Metal powders this entry include structural materials and mixed with other substances to form a coatings (including paints), ‘‘specially de- mixture formulated for military purposes. signed’’ for reduced or tailored reflectivity Related Definitions: N/A or emissivity in the microwave, infrared or Items: a. Metals in particle sizes of less than ultraviolet spectra. (2) This entry does not 60 μm whether spherical, atomized, sphe- control coatings (including paints) when roidal, flaked or ground, manufactured from specially used for the thermal control of material consisting of 99% or more of zir- satellites. (3) For commodities that meet conium, magnesium and alloys thereof; the definition of defense articles under 22 Technical Note: The natural content of haf- CFR 120.3 of the International Traffic in nium in the zirconium (typically 2% to 7%) is Arms Regulations (ITAR), which describes counted with the zirconium. similar commodities ‘‘subject to the Note: The metals or alloys specified by 1C011.a ITAR’’ (See 22 CFR parts 120 through 130, also refer to metals or alloys encapsulated in including USML Category XIII). aluminum, magnesium, zirconium or beryllium. Related Definitions: N/A b. Boron or boron alloys, with a particle Items: The list of items controlled is con- size of 60 μm or less, as follows: tained in the ECCN heading. b.1. Boron with a purity of 85% by weight or more; 1C102 Resaturated pyrolized carbon-carbon b.2. Boron alloys with a boron content of materials designed for space launch vehi- 85% by weight or more; cles specified in 9A004 or sounding rock- Note: The metals or alloys specified by 1C011.b ets specified in 9A104. (These items are also refer to metals or alloys encapsulated in ‘‘subject to the ITAR.’’ See 22 CFR parts aluminum, magnesium, zirconium or beryllium. 120 through 130.) c. Guanidine nitrate (CAS 506–93–4); 1C107 Graphite and Ceramic Materials, d. Nitroguanidine (NQ) (CAS 556–88–7). Other Than Those Controlled by 1C007, Which Can be Machined to Any of the 1C018 Commercial charges and devices con- Following Products as Follows (See List taining energetic materials on the of Items Controlled). Wassenaar Arrangement Munitions List LICENSE REQUIREMENTS and certain chemicals. Reason for Control: MT, AT No items currently are in this ECCN. (1) See ECCN 1C608.b. through .m for items that, Country Chart (See Supp. immediately prior to July 1, 2014 were classi- Control(s) No. 1 to part 738) fied under 1C018.b through .m. (2) See ECCNs 1C011, 1C111, and 1C239 for additional con- MT applies to entire entry ..... MT Column 1 AT applies to entire entry ...... AT Column 1 trolled energetic materials, including chlo-

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LIST BASED LICENSE EXCEPTIONS (SEE PART Country chart 740 FOR A DESCRIPTION OF ALL LICENSE EX- Control(s) (See Supp. No. 1 CEPTIONS) to part 738) LVS: N/A AT applies to entire entry ...... AT Column 1 GBS: N/A CIV: N/A LIST BASED LICENSE EXCEPTIONS (SEE PART LIST OF ITEMS CONTROLLED 740 FOR A DESCRIPTION OF ALL LICENSE EX- Related Controls: (1) See also 1C004, 1C007, and CEPTIONS) 1C298. (2) For commodities that meet the LVS: N/A definition of defense articles under 22 CFR GBS: N/A 120.3 of the ITAR, which describes similar CIV: N/A commodities ‘‘subject to the ITAR’’ (See 22 LIST OF ITEMS CONTROLLED CFR parts 120 through 130, including USML Related Controls: (1) See USML Category Category XIII). (3) ‘‘Special fissile mate- V(e)(7) for controls on HTPB (hydroxyl ter- rials’’ and ‘‘other fissile materials’’; ex- minated polybutadiene) with a hydroxyl cept, four ‘‘effective grams’’ or less when functionality equal to or greater than 2.2 contained in a sensing component in in- and less than or equal to 2.4, a hydroxyl struments are subject to the export licens- value of less than 0.77 meq/g, and a vis- ing authority of the Nuclear Regulatory cosity at 30 °C of less than 47 poise (CAS # Commission (see 10 CFR part 110). 69102–90–5). (2) See USML Category V(f)(3) Related Definitions: N/A for controls on ferrocene derivatives, in- Items: a. Fine grain graphites with a bulk cluding butacene. (3) See ECCN 1C608 for density of 1.72 g/cm3 or greater, measured at controls on oxidizers that are composed of 15 °C, and having a grain size of 100 microm- fluorine and also other halogens, oxygen, eters or less, usable for rocket nozzles and or nitrogen, except for chlorine trifluoride, reentry vehicle nose tips as follows: which is controlled under this ECCN a.1. Cylinders having a diameter of 120 mm 1C111.a.3.f. (4) See ECCN 1C011.b for con- or greater and a length of 50 mm or greater; trols on boron and boron alloys not con- a.2. Tubes having an inner diameter of 65 trolled under this ECCN 1C111.a.2.b. (5) See mm or greater and a wall thickness of 25 mm USML Category V(d)(10) for controls on In- or greater and a length of 50 mm or greater; hibited Red Fuming Nitric Acid (IRFNA) a.3. Blocks having a size of 120 mm × 120 (CAS 8007–58–7). mm × 50 mm or greater. Related Definitions: Particle size is the mean b. Pyrolytic or fibrous reinforced particle diameter on a weight or volume graphites, usable for rocket nozzles and re- basis. Best industrial practices must be entry vehicle nose tips; used in sampling, and in determining par- c. Ceramic composite materials (dielectric ticle size, and the controls may not be un- constant is less than 6 at any frequency from dermined by the addition of larger or 100 MHz to 100 GHz) for use in radomes use- smaller sized material to shift the mean able in rockets, missiles, and unmanned aer- diameter. ial vehicles capable of achieving a ‘‘range’’ Items: a. Propulsive substances: equal to or greater than 300 km; or a.1. Spherical or spheroidal aluminum pow- d. Silicon-Carbide materials, useable in der (C.A.S. 7429–90–5) in particle size of less rockets, missiles, and unmanned aerial vehi- than 200 × 10¥6 m (200 μm) and an aluminum cles capable of achieving a ‘‘range’’ equal to content of 97% by weight or more, if at least or greater than 300 km, as follows: 10 percent of the total weight is made up of d.1. Bulk machinable silicon-carbide rein- particles of less than 63 μm, according to ISO forced unfired ceramic, usable for nose tips. 2591–1:1988 or national equivalents. d.2. Reinforced silicon-carbide ceramic Technical Note: A particle size of 63 μm (ISO composites usable for nose tips, re-entry ve- R–565) corresponds to 250 mesh (Tyler) or 230 hicles, nozzle flaps. mesh (ASTM standard E–11). a.2. Metal powders and alloys where at 1C111 Propellants and constituent chemi- least 90% of the total particles by particle cals for propellants, other than those volume or weight are made up of particles of specified in 1C011, as follows (see List of less than 60 μ (determined by measurement Items Controlled) techniques such as using a sieve, laser dif- LICENSE REQUIREMENTS fraction or optical scanning), whether spher- Reason for Control: MT, NP, RS, AT ical, atomized, spheroidal, flaked or ground, Country chart as follows: Control(s) (See Supp. No. 1 a.2.a. Consisting of 97% by weight or more to part 738) of any of the following: a.2.a.1. Zirconium (C.A.S. # 7440–67–7); MT applies to entire entry ex- MT Column 1 a.2.a.2. Beryllium (C.A.S. # 7440–41–7); or cept 1C111.d.3. NP applies to 1C111.a.3.f NP Column 1 a.2.a.3. Magnesium (C.A.S. # 7439–95–4);. only. a.2.b. Boron or boron alloys with a boron RS applies to 1C111.d.3 only RS Column 1 content of 85% or more by weight.

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Technical Note: The natural content of haf- d.6. Tetramethylhydrazine (C.A.S. # 6415– nium in the zirconium (typically 2% to 7%) is 12–9); counted with the zirconium. d.7. N,N diallylhydrazine (CAS 5164–11–4); Note: In a multimodal particle distribution d.8. Allylhydrazine (C.A.S. # 7422–78–8); (e.g., mixtures of different grain sizes) in which d.9. Ethylene dihydrazine (CAS 6068–98–0); one or more modes are controlled, the entire d.10. Monomethylhydrazine dinitrate; powder mixture is controlled. d.11. Unsymmetrical dimethylhydrazine ni- a.3. Oxidizer substances usable in liquid trate; propellant rocket engines, as follows: d.12. 1,1-Dimethylhydrazinium azide (CAS a.3.a. Dinitrogen trioxide (CAS 10544–73–7); 227955–52–4)/1,2-Dimethylhydrazinium azide a.3.b. Nitrogen dioxide (CAS 10102–44–0)/ (CAS 299177–50–7); dinitrogen tetroxide (CAS 10544–72–6); d.13. Hydrazinium azide (C.A.S. # 14546–44– a.3.c. Dinitrogen pentoxide (CAS 10102–03– 2); 1); d.14. Hydrazinium dinitrate (CAS 13464–98– a.3.d. Mixed oxides of nitrogen (MON); 7); a.3.e. [Reserved]; d.15. Diimido oxalic acid dihydrazine (C.A.S. # 3457–37–2); a.3.f. Chlorine trifluoride (ClF3). Technical Note: Mixed oxides of nitrogen d.16. 2-hydroxyethylhydrazine nitrate (MON) are solutions of nitric oxide (NO) in (HEHN); d.17. Hydrazinium diperchlorate (C.A.S. # dinitrogen tetroxide/nitrogen dioxide (N2O4/NO2) that can be used in missile systems. There are a 13812–39–0); range of compositions that can be denoted as d.18. Methylhydrazine nitrate (MHN) (CAS MONi or MONij, where i and j are integers rep- 29674–96–2); resenting the percentage of nitric oxide in the d.19. 1,1-Diethylhydrazine nitrate (DEHN)/ mixture (e.g., MON3 contains 3% nitric oxide, 1,2-Diethylhydrazine nitrate (DEHN) (CAS MON25 25% nitric oxide. An upper limit is 363453–17–2); MON40, 40% by weight). d.20. 3,6-dihydrazino tetrazine nitrate b. Polymeric substances: (DHTN), also referred to as 1,4-dihydrazine b.1. Carboxy-terminated polybutadiene (in- nitrate. cluding carboxyl-terminated polybutadiene) 1C116 Maraging steels having both of the (CTPB); following (see List of Items Controlled). b.2. Hydroxy-terminated polybutadiene (in- LICENSE REQUIREMENTS cluding hydroxyl-terminated polybutadiene) Reason for Control: MT, NP, AT (HTPB), except for hydroxyl-terminated polybutadiene as specified in USML Cat- Country Chart (See Supp. egory V (see 22 CFR 121.1) (also see Related Control(s) No. 1 to part 738) Controls Note #1 for this ECCN); b.3. Polybutadiene acrylic acid (PBAA); MT applies to entire entry ..... MT Column 1 NP applies to items that meet NP Column 1 b.4. Polybutadiene acrylic acid acrylo- or exceed the parameters nitrile (PBAN) (CAS 25265–19–4/CAS 68891–50– of 1C216. 9); AT applies to entire entry ...... AT Column 1 b.5. Polytetrahydrofuran polyethylene glycol (TPEG). LIST BASED LICENSE EXCEPTIONS (SEE PART Technical Note: Polytetrahydrofuran poly- 740 FOR A DESCRIPTION OF ALL LICENSE EX- ethylene glycol (TPEG) is a block copolymer of CEPTIONS) poly 1,4-Butanediol (CAS 110–63–4) and poly- LVS: N/A ethylene glycol (PEG) (CAS 25322–68–3). GBS: N/A c. Other propellant energetic materials, CIV: N/A additives, or agents: LIST OF ITEMS CONTROLLED c.1. [Reserved] Related Controls: (1) See ECCNs 1E001 (‘‘de- c.2. Triethylene glycol dinitrate (TEGDN); velopment’’ and ‘‘production’’) and 1E101 c.3. 2 Nitrodiphenylamine (2–NDPA); (‘‘use’’) for technology for items controlled c.4. Trimethylolethane trinitrate by this entry. (2) Also see ECCN 1C216. (3) (TMETN); Maraging steel, in physical forms and fin- c.5. Diethylene glycol dinitrate (DEGDN). ished products and ‘‘specially designed’’ or d. Hydrazine and derivatives as follows: prepared for use in separating uranium iso- d.1. Hydrazine (C.A.S. # 302–01–2) in con- topes, is subject to the export licensing au- centrations of 70% or more; thority of the Nuclear Regulatory Commis- d.2. Monomethyl hydrazine (MMH) (C.A.S. sion (see 10 CFR part 110). # 60–34–4); Related Definitions: N/A d.3. Symmetrical dimethyl hydrazine Items: a. Having an ultimate tensile strength, (SDMH) (C.A.S. # 540–73–8); measured at 20 °C, equal to or greater than: d.4. Unsymmetrical dimethyl hydrazine a.1. 0.9 GPa in the solution annealed stage; (UDMH) (C.A.S. # 57–14–7); or d.5. Trimethylhydrazine (C.A.S. # 1741–01– a.2. 1.5 GPa in the precipitation hardened 1); stage; and

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b. Any of the following forms: c.2.b. Tubes having an inner diameter of 65 b.1 Sheet, plate or tubing with a wall or mm or greater and a wall thickness of 25 mm plate thickness equal to or less than 5.0 mm; or greater and a length of 50 mm or greater; or or b.2 Tubular forms with a wall thickness c.2.c. Blocks having a size of 120 mm × 120 equal to or less than 50 mm and having an mm × 50 mm or greater. inner diameter equal to or greater than 270 mm. 1C118 Titanium-stabilized duplex stainless Technical Note: steel (Ti-DSS), having all of the following Maraging steels are iron alloys that are gen- characteristics (see List of Items Con- erally: trolled). a. Characterized by high nickel, very low car- LICENSE REQUIREMENTS bon content and use substitutional elements or Reason for Control: MT, AT precipitates to produce strengthening and age- hardening of the alloy; and Control(s) Country Chart (See Supp. b. Subjected to heat treatment cycles to facili- No. 1 to part 738) tate the martensitic transformation process (so- MT applies to entire entry. .... MT Column 1. lution annealed stage) and subsequently age 1AT applies to entire entry. ... AT Column 1. hardened (precipitation hardened stage). LIST BASED LICENSE EXCEPTIONS (SEE PART 1C117 Materials for the fabrication of mis- 740 FOR A DESCRIPTION OF ALL LICENSE EX- sile ‘‘parts’’ or ‘‘components’’ for rockets CEPTIONS) or missiles capable of achieving a ‘‘range’’ LVS: N/A equal to or greater than 300 km, as fol- GBS: N/A lows (see List of Items Controlled). CIV: N/A LICENSE REQUIREMENTS Reason for Control: MT, AT LIST OF ITEMS CONTROLLED Related Controls: N/A Related Definitions: N/A Control(s) Country Chart (See Supp. No. 1 to part 738) Items: a. Having all of the following characteristics: MT applies to entire entry ..... MT Column 1 AT applies to entire entry ...... AT Column 1 a.1. Containing 17.0–23.0 weight percent chromium and 4.5–7.0 weight percent nickel; LIST BASED LICENSE EXCEPTIONS (SEE PART a.2. Having a titanium content of greater 740 FOR A DESCRIPTION OF ALL LICENSE EX- than 0.10 weight percent; and CEPTIONS) a.3. A ferritic-austenitic microstructure LVS: N/A (also referred to as a two-phase microstruc- GBS: N/A ture) of which at least 10 percent is austenite CIV: N/A by volume (according to ASTM E–1181–87 or LIST OF ITEMS CONTROLLED national equivalents), and Related Controls: See 1C226. b. Having any of the following forms: Related Definitions: N/A b.1. Ingots or bars having a size of 100 mm Items: a. Tungsten and alloys in particulate or more in each dimension; form with a tungsten content of 97% by b.2. Sheets having a width of 600 mm or weight or more and a particle size of 50 × 10¥6 more and a thickness of 3 mm or less; or m (50 μm) or less; b.3. Tubes having an outer diameter of 600 b. Molybdenum and alloys in particulate mm or more and a wall thickness of 3 mm or form with a molybdenum content of 97% by less. weight or more and a particle size of 50 × 10¥6 m (50 μm) or less; 1C202 Alloys other than those controlled by c. Tungsten materials in the solid form 1C002.b.3 or 1C002.b.4 as follows (see List having all of the following: of Items Controlled). c.1. Any of the following material composi- LICENSE REQUIREMENTS tions: Reason for Control: NP, AT c.1.a. Tungsten and alloys containing 97% Country Chart (See Supp. by weight or more of tungsten; Control(s) No. 1 to part 738) c.1.b. Copper infiltrated tungsten containing 80% by weight or more of tungsten; NP applies to entire entry ...... NP Column 1 or AT applies to entire entry ...... AT Column 1 c.1.c. Silver infiltrated tungsten containing 80% by weight or more of tungsten; LIST BASED LICENSE EXCEPTIONS (SEE PART and 740 FOR A DESCRIPTION OF ALL LICENSE EX- c.2. Able to be machined to any of the fol- CEPTIONS) lowing products: LVS: N/A c.2.a. Cylinders having a diameter of 120 GBS: N/A mm or greater and a length of 50 mm or CIV: N/A greater; LIST OF ITEMS CONTROLLED

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Related Controls: (1) See ECCNs 1E001 (‘‘de- Roving is a bundle (typically 12–120) of ap- velopment’’ and ‘‘production’’) and 1E201 proximately parallel strands. (‘‘use’’) for technology for items controlled Yarn is a bundle of twisted strands. by this entry. (2) Also see ECCN 1C002. (3) Tow is a bundle of filaments, usually ap- Aluminum alloys and titanium alloys, in proximately parallel. physical forms and finished products and Tape is a material constructed of inter- ‘‘specially designed’’ or prepared for use in laced or unidirectional filaments, strands, separating uranium isotopes, are subject to rovings, tows, or yarns, etc., usually the export licensing authority of the Nu- preimpregnated with resin. clear Regulatory Commission (see 10 CFR Specific modulus is the Young’s modulus in part 110). N/m2 divided by the specific weight in N/m3, Related Definitions: The phrase ‘‘capable of’’ measured at a temperature of (296 ±2) K ((23 refers to aluminum alloys and titanium al- ±2) °C) and a relative humidity of 50 ±5 per- loys either before or after heat treatment. cent. Items: a. Aluminum alloys having both of the Specific tensile strength is the ultimate ten- following characteristics: sile strength in N/m2 divided by specific a.1. ‘‘Capable of’’ an ultimate tensile weight in N/m3, measured at a temperature strength of 460 MPa or more at 293 K (20 °C); of (296 ±2) K ((23 ±2) °C) and a relative humid- and ity of 50 ±5 percent. a.2. In the form of tubes or cylindrical Items: a. Carbon or aramid ‘‘fibrous or fila- solid forms (including forgings) with an out- mentary materials’’ having a ‘‘specific mod- side diameter of more than 75 mm; ulus’’ of 12.7 × 106 m or greater or a ‘‘specific b. Titanium alloys having both of the fol- tensile strength’’ of 235 × 103 m or greater ex- lowing characteristics: cept Aramid ‘‘fibrous or filamentary mate- b.1. ‘‘Capable of’’ an ultimate tensile rials’’ having 0.25 percent or more by weight strength of 900 MPa or more at 293 K (20 °C); of an ester based fiber surface modifier; and b. Glass ‘‘fibrous or filamentary materials’’ b.2. In the form of tubes or cylindrical having a ‘‘specific modulus’’ of 3.18 × 106 m or solid forms (including forgings) with an out- greater and a ‘‘specific tensile strength’’ of side diameter of more than 75 mm. 76.2 × 103 m or greater; or 1C210 ‘‘Fibrous or filamentary materials’’ or c. Thermoset resin impregnated contin- prepregs, other than those controlled by uous ‘‘yarns’’, ‘‘rovings’’, ‘‘tows’’ or ‘‘tapes’’ 1C010.a, .b or .e, as follows (see List of with a width no greater than 15 mm Items Controlled). (prepregs), made from carbon or glass ‘‘fibrous or filamentary materials’’ controlled LICENSE REQUIREMENTS by 1C210.a or .b. Reason for Control: NP, AT TECHNICAL NOTE: The resin forms the ma- Country Chart (See Supp. trix of the composite. Control(s) No. 1 to part 738) 1C216 Maraging steel, other than that con- NP applies to entire entry ...... NP Column 1 trolled by 1C116, ‘‘capable of’’ an ultimate AT applies to entire entry ...... AT Column 1 tensile strength of 1,950 MPa or more, at 293 K (20 ≥C). LIST BASED LICENSE EXCEPTIONS (SEE PART LICENSE REQUIREMENTS 740 FOR A DESCRIPTION OF ALL LICENSE EX- Reason for Control: NP, AT CEPTIONS) LVS: N/A Country Chart (See Supp. GBS: N/A Control(s) No. 1 to part 738) CIV: N/A NP applies to entire entry ...... NP Column 1. LIST OF ITEMS CONTROLLED Related Controls: (1) See ECCNs 1E001 (‘‘de- AT applies to entire entry ...... AT Column 1. velopment’’ and ‘‘production’’) and 1E201 (‘‘use’’) for technology for items controlled LIST BASED LICENSE EXCEPTIONS (SEE PART by this entry. (2) Also see ECCNs 1C010 and 740 FOR A DESCRIPTION OF ALL LICENSE EX- 1C990. CEPTIONS) Related Definitions: For the purpose of this LVS: N/A entry, the term ‘‘fibrous or filamentary GBS: N/A materials’’ is restricted to continuous CIV: N/A ‘‘monofilaments’’, ‘‘yarns’’, ‘‘rovings’’, LIST OF ITEMS CONTROLLED ‘‘tows’’, or ‘‘tapes’’. Definitions for other Related Controls: (1) See ECCNs 1E001 (‘‘de- terms used in this entry: velopment’’ and ‘‘production’’) and 1E201 Filament or Monofilament is the smallest in- (‘‘use’’) for technology for items controlled crement of fiber, usually several μm in di- by this entry. ameter. (2) Also see ECCN 1C116. Strand is a bundle of filaments (typically (3) Maraging steel, in physical form and over 200) arranged approximately parallel. finished products ‘‘specially designed’’ or

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prepared for use in separating uranium iso- Related Controls: See ECCNs 1E001 (‘‘develop- topes, is subject to the export licensing au- ment’’ and ‘‘production’’) and 1E201 (‘‘use’’) thority of the Nuclear Regulatory Commis- for technology for items controlled by this sion (see 10 CFR part 110). entry. Related Definitions: The phrase ‘‘capable of’’ Related Definitions: N/A in the ECCN heading refers to maraging ECCN Controls: This entry does not control steel either before or after heat treatment. manufactures ‘‘specially designed’’ as ECCN Controls: This entry does not control weights or gamma-ray collimators. forms in which all linear dimensions are 75 Items: a. In forms with a hollow cylindrical mm or less. symmetry (including cylinder segments) Items: The list of items controlled is con- with an inside diameter between 100 and 300 tained in the ECCN heading. mm; and b. A mass greater than 20 kg. 1C225 Boron enriched in the boron-10 (10B) isotope to greater than its natural iso- 1C227 Calcium having both of the following topic abundance, as follows: elemental characteristics (see List of Items Con- boron, compounds, mixtures containing trolled). boron, manufactures thereof, waste or LICENSE REQUIREMENTS scrap of any of the foregoing. Reason for Control: NP, AT LICENSE REQUIREMENTS Reason for Control: NP, AT Country Chart (See Supp. Control(s) No. 1 to part 738) Country Chart (See Supp. Control(s) No. 1 to part 738) NP applies to entire entry ...... NP Column 1 AT applies to entire entry ...... AT Column 1 NP applies to entire entry ...... NP Column 1 AT applies to entire entry ...... AT Column 1 LIST BASED LICENSE EXCEPTIONS (SEE PART 740 FOR A DESCRIPTION OF ALL LICENSE EX- LIST BASED LICENSE EXCEPTIONS (SEE PART CEPTIONS) 740 FOR A DESCRIPTION OF ALL LICENSE EX- LVS: N/A CEPTIONS) GBS: N/A LVS: N/A CIV: N/A GBS: N/A LIST OF ITEMS CONTROLLED CIV: N/A Related Controls: See ECCNs 1E001 (‘‘develop- LIST OF ITEMS CONTROLLED Related Controls: See ECCNs 1E001 (‘‘development’’ and ‘‘production’’) and 1E201 (‘‘use’’) ment’’ and ‘‘production’’) and 1E201 (‘‘use’’) for technology for items controlled by this for technology for items controlled by this entry. entry. Related Definitions: N/A Related Definitions: In this entry, mixtures Items: a. Containing less than 1,000 parts per containing boron include boron-loaded ma- million by weight of metallic impurities terials. other than magnesium; and Items: The list of items controlled is con- b. Containing less than 10 parts per million tained in the ECCN heading. by weight of boron. Technical Note: The natural isotopic abun- 1C228 Magnesium having both of the fol- dance of boron-10 is approximately 18.5 weight lowing characteristics (see List of Items percent (20 atom percent). Controlled). 1C226 Tungsten, tungsten carbide, and al- LICENSE REQUIREMENTS loys containing more than 90% tungsten Reason for Control: NP, AT by weight, having both of the following Country Chart (See Supp. characteristics (see List of Items Con- Control(s) No. 1 to part 738) trolled). LICENSE REQUIREMENTS NP applies to entire entry ...... NP Column 1 Reason for Control: NP, AT AT applies to entire entry ...... AT Column 1

Country Chart (See Supp. LIST BASED LICENSE EXCEPTIONS (SEE PART Control(s) No. 1 to part 738) 740 FOR A DESCRIPTION OF ALL LICENSE EX- NP applies to entire entry ...... NP Column 1 CEPTIONS) AT applies to entire entry ...... AT Column 1 LVS: N/A GBS: N/A LIST BASED LICENSE EXCEPTIONS (SEE PART CIV: N/A 740 FOR A DESCRIPTION OF ALL LICENSE EX- LIST OF ITEMS CONTROLLED CEPTIONS) Related Controls: See ECCNs 1E001 (‘‘develop- LVS: N/A ment’’ and ‘‘production’’) and 1E201 (‘‘use’’) GBS: N/A for technology for items controlled by this CIV: N/A entry. LIST OF ITEMS CONTROLLED Related Definitions: N/A

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Items: a. Containing less than 200 parts per c. Beryl (silicate of beryllium and alu- million by weight of metallic impurities minum) in the form of emeralds or other than calcium; and aquamarines. b. Containing less than 10 parts per million Items: The list of items controlled is con- by weight of boron. tained in the ECCN heading.

1C229 Bismuth having both of the following 1C231 Hafnium metal, hafnium alloys and characteristics (see List of Items Con- compounds containing more than 60% trolled) hafnium by weight, manufactures there- LICENSE REQUIREMENTS of, and waste or scrap of any of the fore- Reason for Control: NP, AT going. LICENSE REQUIREMENTS Control(s) Country Chart (See Supp. No. 1 to part 738) Reason for Control: NP, AT

NP applies to entire entry ...... NP Column 1 Control(s) Country Chart (See Supp. AT applies to entire entry ...... AT Column 1 No. 1 to part 738)

NP applies to entire entry ...... NP Column 1 LIST BASED LICENSE EXCEPTIONS (SEE PART AT applies to entire entry ...... AT Column 1 740 FOR A DESCRIPTION OF ALL LICENSE EX- CEPTIONS) LVS: N/A LIST BASED LICENSE EXCEPTIONS (SEE PART GBS: N/A 740 FOR A DESCRIPTION OF ALL LICENSE EX- CIV: N/A CEPTIONS) LIST OF ITEMS CONTROLLED LVS: N/A Related Controls: See ECCNs 1E001 (‘‘develop- GBS: N/A ment’’ and ‘‘production’’) and 1E201 (‘‘use’’) CIV: N/A for technology for items controlled by this LIST OF ITEMS CONTROLLED entry. Related Controls: See ECCNs 1E001 (‘‘develop- Related Definitions: N/A ment’’ and ‘‘production’’) and 1E201 (‘‘use’’) Items: a. A purity of 99.99% or greater by for technology for items controlled by this weight; and entry. b. Containing less than 10 parts per million Related Definitions: N/A by weight of silver. Items: The list of items controlled is contained in the ECCN heading. 1C230 Beryllium metal, alloys containing more than 50% beryllium by weight, be- 1C232 Helium-3 (3He), mixtures containing ryllium compounds, manufactures there- helium-3, and products or devices con- of, and waste or scrap of any of the fore- taining any of the foregoing. going. LICENSE REQUIREMENTS LICENSE REQUIREMENTS Reason for Control: NP, AT Reason for Control: NP, AT Country Chart (See Supp. Country Chart (See Supp. Control(s) No. 1 to part 738) Control(s) No. 1 to part 738) NP applies to entire entry ...... NP Column 1 NP applies to entire entry ...... NP Column 1 AT applies to entire entry ...... AT Column 1 AT applies to entire entry ...... AT Column 1

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isotopic abundance, and products or de- use in a reactor, are subject to the export vices containing enriched lithium, as fol- licensing authority of the Nuclear Regu- lows: elemental lithium, alloys, com- latory Commission (see 10 CFR part 110). pounds, mixtures containing lithium, Related Definitions: N/A manufactures thereof, and waste or scrap ECCN Controls: This entry does not control of any of the foregoing. zirconium in the form of foil having a LICENSE REQUIREMENTS thickness of 0.10 mm (0.004 in.) or less. Reason for Control: NP, AT Items: The list of items controlled is contained in the ECCN heading. Country Chart (See Supp. Control(s) No. 1 to part 738) 1C235 Tritium, tritium compounds, mix- NP applies to entire entry ...... NP Column 1 tures containing tritium in which the AT applies to entire entry ...... AT Column 1 ratio of tritium to hydrogen atoms exceeds 1 part in 1,000, and products or de- LIST BASED LICENSE EXCEPTIONS (SEE PART vices containing any of the foregoing. 740 FOR A DESCRIPTION OF ALL LICENSE EX- LICENSE REQUIREMENTS CEPTIONS) Reason for Control: NP, AT LVS: N/A GBS: N/A Control(s) Country Chart (See Supp. CIV: N/A No. 1 to part 738) LIST OF ITEMS CONTROLLED Related Controls: (1) See ECCNs 1E001 (‘‘de- NP applies to entire entry ...... NP Column 1. AT applies to entire entry ...... AT Column 1. velopment’’ and ‘‘production’’) and 1E201 (‘‘use’’) for technology for items controlled LIST BASED LICENSE EXCEPTIONS (SEE PART by this entry. (2) See ECCN 1B233 for lith- 740 FOR A DESCRIPTION OF ALL LICENSE EX- ium isotope separation facilities or plants, CEPTIONS) and equipment therefor. (3) Certain facilities or plants for the separation of lithium LVS: N/A isotopes are subject to the export licensing GBS: N/A authority of the Nuclear Regulatory Com- CIV: N/A mission (see 10 CFR part 110). LIST OF ITEMS CONTROLLED Related Definitions: The natural isotopic Related Controls: (1) See ECCNs 1E001 (‘‘de- abundance of lithium-6 is approximately velopment’’ and ‘‘production’’) and 1E201 6.5 weight percent (7.5 atom percent). (‘‘use’’) for technology for items controlled ECCN Controls: This entry does not control by this entry. (2) Also see ECCN 1B231. (3) thermoluminescent dosimeters. Tritium that is byproduct material (e.g., Items: The list of items controlled is con- produced in a nuclear reactor) is subject to tained in the ECCN heading. the export licensing authority of the Nu- clear Regulatory Commission (see 10 CFR 1C234 Zirconium with a hafnium content of part 110). less than 1 part hafnium to 500 parts zir- Related Definitions: N/A conium by weight, as follows: metal, al- ECCN Controls: (1) This entry does not con- loys containing more than 50% zirconium trol tritium, tritium compounds, and mix- by weight, compounds, manufactures tures that are byproduct material (e.g., thereof, and waste or scrap of any of the produced in a nuclear reactor)—such mate- foregoing. rials are subject to the licensing jurisdic- LICENSE REQUIREMENTS tion of the Nuclear Regulatory Commis- Reason for Control: NP, AT sion (see Related Controls paragraph for this entry). (2) This entry does not control Country Chart (See Supp. Control(s) No. 1 to part 738) a product or device containing less than 1.48 × 103 GBq (40 Ci) of tritium. NP applies to entire entry ...... NP Column 1 Items: The list of items controlled is con- AT applies to entire entry ...... AT Column 1 tained in the ECCN heading.

LIST BASED LICENSE EXCEPTIONS (SEE PART 1C236 Radionuclides appropriate for mak- 740 FOR A DESCRIPTION OF ALL LICENSE EX- ing neutron sources based on alpha-n re- CEPTIONS) action and products or devices con- LVS: N/A taining such radionuclides (see List of GBS: N/A Items Controlled). CIV: N/A LICENSE REQUIREMENTS LIST OF ITEMS CONTROLLED Reason for Control: NP, AT Related Controls: (1) See ECCNs 1E001 (‘‘development’’ and ‘‘production’’) and 1E201 Control(s) Country Chart (See Supp. (‘‘use’’) for technology for items controlled No. 1 to part 738) by this entry. (2) Zirconium metal and alloys in the form of tubes or assemblies of NP applies to entire entry ...... NP Column 1 AT applies to entire entry ...... AT Column 1 tubes, ‘‘specially designed’’ or prepared for

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LIST BASED LICENSE EXCEPTIONS (SEE PART LIST BASED LICENSE EXCEPTIONS (SEE PART 740 FOR A DESCRIPTION OF ALL LICENSE EX- 740 FOR A DESCRIPTION OF ALL LICENSE EX- CEPTIONS) CEPTIONS) LVS: N/A LVS: N/A GBS: N/A GBS: N/A CIV: N/A CIV: N/A LIST OF ITEMS CONTROLLED LIST OF ITEMS CONTROLLED Related Controls: (1) See ECCNs 1E001 (‘‘de- Related Controls: See ECCNs 1E001 (‘‘develop- velopment’’ and ‘‘production’’) and 1E201 ment’’ and ‘‘production’’) and 1E201 (‘‘use’’) (‘‘use’’) for technology for items controlled for technology for items controlled by this by this entry. (2) Certain alpha-emitting entry. radionuclides are subject to the export li- Related Definitions: N/A censing authority of the Nuclear Regu- ECCN Controls: This entry does not control latory Commission (see 10 CFR part 110). the following: Related Definitions: N/A a. Medical applicators; ECCN Controls: This entry does not control a b. A product or device containing less than product or device containing less than 3.7 0.37 GBq (10 millicuries) of radium-226. GBq (100 millicuries) of activity. Items: The list of items controlled is con- Items: a. Radionuclides identified in 1C236.a.1 tained in the ECCN heading. in any of the forms described in 1C236.a.2: a.1. Radionuclides, as follows, appropriate 1C239 High explosives, other than those for making neutron sources based on alpha- controlled by the U.S. Munitions List, or n reactions: substances or mixtures containing more a.1.a. Actinium 225; than 2% by weight thereof, with a crystal 3 a.1.b. Actinium 227; density greater than 1.8 g/cm and having a.1.c. Californium 253; a detonation velocity greater than 8,000 a.1.d. Curium 240; m/s. a.1.e. Curium 241; LICENSE REQUIREMENTS a.1.f. Curium 242; Reason for Control: NP, AT a.1.g. Curium 243; Country Chart (See Supp. a.1.h. Curium 244; Control(s) No. 1 to part 738) a.1.i. Einsteinium 253; a.1.j. Einsteinium 254; NP applies to entire entry ...... NP Column 1 a.1.k. Gadolinium 148; AT applies to entire entry ...... AT Column 1 a.1.l. Plutonium 236; a.1.m. Plutonium 238; LIST BASED LICENSE EXCEPTIONS (SEE PART a.1.n. Polonium 208; 740 FOR A DESCRIPTION OF ALL LICENSE EX- a.1.o. Polonium 209; CEPTIONS) a.1.p. Polonium 210; LVS: N/A a.1.q. Radium 223; GBS: N/A a.1.r. Thorium 227; CIV: N/A a.1.s. Thorium 228; LIST OF ITEMS CONTROLLED a.1.t. Uranium 230; Related Controls: (1) See ECCNs 1E001 (‘‘de- a.1.u. Uranium 232; and velopment’’ and ‘‘production’’) and 1E201 a.2. In any of the following forms: (‘‘use’’) for technology for items controlled a.2.a. Elemental; by this entry. (2) See ECCNs 1C608 (ener- a.2.b. Compounds having a total activity of getic materials and related commodities 37 GBq (1 curie) per kg or greater; or on the Wassenaar Arrangement Munitions a.2.c. Mixtures having a total activity of 37 List) and 1C992 (commercial charges and GBq (1 curie) per kg or greater. devices containing energetic materials, b. Products or devices containing radio- n.e.s and nitrogen trifluoride in a gaseous nuclides identified in 1C236.a.1 in any of the state). (3) High explosives for military use forms described in 1C236.a.2. are ‘‘subject to the ITAR’’ (see 22 CFR Part 121.1). 1C237 Radium-226 (226Ra), radium-226 al- Related Definitions: N/A loys, radium-226 compounds, mixtures Items: The list of items controlled is con- containing radium-226, manufactures tained in the ECCN heading. thereof, and products or devices containing any of the foregoing. 1C240 Nickel powder or porous nickel LICENSE REQUIREMENTS metal, other than nickel powder or po- Reason for Control: NP, AT rous nickel metal, specially prepared for the manufacture of gaseous diffusion bar- Country Chart (See Supp. riers subject to the export licensing au- Control(s) No. 1 to part 738) thority of the Nuclear Regulatory Com- mission (see 10 CFR part 110), as follows NP applies to entire entry ...... NP Column 1 (see List of Items Controlled). AT applies to entire entry ...... AT Column 1 Reason for Control: NP, AT

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Country Chart (See Supp. a.2. Alloys containing 90% by weight or Control(s) No. 1 to part 738) more of any combination of rhenium and tungsten; and NP applies to entire entry ...... NP Column 1 AT applies to entire entry ...... AT Column 1 b. Having both of the following characteristics: LIST BASED LICENSE EXCEPTIONS (SEE PART b.1. In forms with a hollow cylindrical 740 FOR A DESCRIPTION OF ALL LICENSE EX- symmetry (including cylinder segments) CEPTIONS) with an inside diameter between 100 mm and LVS: N/A 300 mm; and GBS: N/A b.2. A mass greater than 20 kg. CIV: N/A LIST OF ITEMS CONTROLLED 1C298 Graphite with a boron content of less Related Controls: (1) See ECCNs 1E001 (‘‘de- than 5 parts per million and a density velopment’’ and ‘‘production’’) and 1E201 greater than 1.5 grams per cubic centi- (‘‘use’’) for technology for items controlled meter that is intended for use other than by this entry. (2) Nickel powder and porous in a nuclear reactor. nickel metal, ‘‘specially designed’’ or pre- LICENSE REQUIREMENTS pared for use in separating uranium iso- Reason for Control: NP topes, are subject to the export licensing authority of the Nuclear Regulatory Com- Control(s) Country Chart (See Supp. mission (see 10 CFR part 110). No. 1 to part 738) Related Definitions: N/A ECCN Controls: This entry does not control NP applies to entire entry ...... NP Column 2 the following: a. Filamentary nickel powders; LICENSE REQUIREMENT NOTE: Some graph- b. Single porous nickel sheets with an area ite intended for use in a nuclear reactor is of 1,000 cm2 per sheet or less. subject to the export licensing authority of Items: a. Nickel powder having both of the the Nuclear Regulatory Commission (see 10 following characteristics: CFR part 110). a.1. A nickel purity content of 99.0% or LIST BASED LICENSE EXCEPTIONS (SEE PART greater by weight; and 740 FOR A DESCRIPTION OF ALL LICENSE EX- a.2. A mean particle size of less than 10 mi- CEPTIONS) crometers measured by American Society for LVS: N/A Testing and Materials (ASTM) B330 stand- GBS: N/A ard; CIV: N/A b. Porous nickel metal produced from ma- LIST OF ITEMS CONTROLLED terials controlled by 1C240.a. Related Controls: (1) See also 1C107. (2) Graph- Technical Note: 1C240.b refers to porous metal ite having a purity level of less than 5 formed by compacting and sintering the mate- parts per million ‘‘boron equivalent’’ as rials in 1C240.a to form a metal material with measured according to ASTM standard C– fine pores interconnected throughout the struc- 1233–98 and intended for use in a nuclear re- ture. actor is subject to the export licensing au- 1C241 Rhenium and alloys containing rhe- thority of the Nuclear Regulatory Commis- nium (see List of Items Controlled). sion (see 10 CFR part 110). LICENSE REQUIREMENTS Related Definitions: For the purpose of this Reason for Control: NP, AT entry, graphite with a purity level better than 5 parts per million boron equivalent Control(s) Country chart (see Supp. No. is determined according to ASTM standard 1 to part 738) C1233–98. In applying ASTM standard NP applies to entire entry ...... NP Column 1 C1233–98, the boron equivalence of the ele- AT applies to entire entry ...... AT Column 1 ment carbon is not included in the boron equivalence calculation, since carbon is LIST BASED LICENSE EXCEPTIONS (SEE PART not considered an impurity. 740 FOR A DESCRIPTION OF ALL LICENSE EX- Items: The list of items controlled is con- CEPTIONS) tained in the ECCN heading. LVS: N/A GBS: N/A 1C350 Chemicals that may be used as pre- CIV: N/A cursors for toxic chemical agents (see LIST OF ITEMS CONTROLLED List of Items Controlled). Related Controls: N/A LICENSE REQUIREMENTS Related Definitions: N/A Reason for Control: CB, CW, AT Items: a. Rhenium and alloys containing rhenium, as follows, having both of the charac- Control(s) Country Chart (See Supp. teristics described in 1C241.b: No. 1 to part 738) a.1. Alloys containing 90% by weight or CB applies to entire entry ...... CB Column 2 more of rhenium;

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CW applies to 1C350 .b, and .c. The Com- ble for sample shipment to States not Party to merce Country Chart is not designed to de- the CWC (destinations not listed in Supplement termine licensing requirements for items No. 2 to part 745 of the EAR) without a license, controlled for CW reasons. A license is re- unless an End-Use Certificate issued by the gov- quired, for CW reasons, to export or reexport ernment of the importing country is obtained by Schedule 2 chemicals and mixtures identified the exporter prior to export (see § 745.2 of the in 1C350.b to States not Party to the CWC EAR for End-Use Certificate requirements). (destinations not listed in Supplement No. 2 d. Sample shipments that require a license for to part 745 of the EAR). A license is required, reasons set forth elsewhere in the EAR: Sample for CW reasons, to export Schedule 3 chemi- shipments, as described in this Note 1, may re- cals and mixtures identified in 1C350.c to quire a license for reasons set forth elsewhere in States not Party to the CWC, unless an End- the EAR. See, in particular, the end-use/end- Use Certificate issued by the government of user restrictions in part 744 of the EAR, and the the importing country has been obtained by restrictions that apply to embargoed countries in the exporter prior to export. A license is re- part 746 of the EAR. quired, for CW reasons, to reexport Schedule e. Annual report requirement. The exporter is 3 chemicals and mixtures identified in required to submit an annual written report for 1C350.c from a State not Party to the CWC to shipments of samples made under this Note 1. any other State not Party to the CWC. (See The report must be on company letterhead sta- § 742.18 of the EAR for license requirements tionery (titled ‘‘Report of Sample Shipments of and policies for toxic and precursor chemi- Chemical Precursors’’ at the top of the first cals controlled for CW reasons. See § 745.2 of page) and identify the chemical(s), Chemical the EAR for End-Use Certificate require- Abstract Service Registry (C.A.S.) number(s), ments that apply to exports of Schedule 3 quantity(ies), the ultimate consignee’s name and chemicals to countries not listed in Supple- address, and the date of export for all sample ment No. 2 to part 745 of the EAR.) shipments that were made during the previous AT applies to entire entry. The Commerce calendar year. The report must be submitted no Country Chart is not designed to determine later than February 28 of the year following the licensing requirements for items controlled calendar year in which the sample shipments for AT reasons in 1C350. A license is required, were made, to: U.S. Department of Commerce, for AT reasons, to export or reexport items Bureau of Industry and Security, 14th Street controlled by 1C350 to a country in Country and Pennsylvania Ave. NW., Room 2099B, Group E:1 of Supplement No. 1 to part 740 of Washington, DC 20230, Attn: ‘‘Report of Sample the EAR. (See part 742 of the EAR for addi- Shipments of Chemical Precursors.’’ tional information on the AT controls that apply to Iran, North Korea, Sudan, and 2. Mixtures: Syria. See part 746 of the EAR for additional a. Mixtures that contain precursor chemicals information on sanctions that apply to Iran, identified in ECCN 1C350, in concentrations North Korea, and Syria.) that are below the levels indicated in 1C350.b License Requirement Notes 1. Sample Ship- through .d, are controlled by ECCN 1C395 or ments: Subject to the following requirements 1C995 and are subject to the licensing require- and restrictions, a license is not required for ments specified in those ECCNs. sample shipments when the cumulative total of b. A license is not required under this ECCN these shipments does not exceed a 55-gallon con- for a mixture, when the controlled chemical in tainer or 200 kg of a single chemical to any one the mixture is a normal ingredient in consumer consignee during a calendar year. A consignee goods packaged for retail sale for personal use. that receives a sample shipment under this ex- Such consumer goods are designated EAR99. clusion may not resell, transfer, or reexport the However, a license may be required for reasons sample shipment, but may use the sample ship- set forth elsewhere in the EAR. ment for any other legal purpose unrelated to Note to mixtures: Calculation of concentra- chemical weapons. tions of AG-controlled chemicals: a. Chemicals Not Eligible: a. Exclusion. No chemical may be added to the A. [Reserved] mixture (solution) for the sole purpose of cir- B. CWC Schedule 2 chemicals (States not cumventing the Export Administration Regula- Party to the CWC). No CWC Schedule 2 chem- tions; ical or mixture identified in 1C350.b is eligible b. Percent Weight Calculation. When calcu- for sample shipment to States not Party to the lating the percentage, by weight, of ingredients CWC (destinations not listed in Supplement No. in a chemical mixture, include all ingredients of 2 to part 745 of the EAR) without a license. the mixture, including those that act as sol- b. Countries Not Eligible: Countries in Coun- vents. try Group E:1 of Supplement No. 1 to part 740 of 3. Compounds. Compounds created with any the EAR are not eligible to receive sample ship- chemicals identified in this ECCN 1C350 may be ments of any chemicals controlled by this ECCN shipped NLR (No License Required), without ob- without a license. taining an End-Use Certificate, unless those c. Sample shipments that require an End-Use compounds are also identified in this entry or Certificate for CW reasons: No CWC Schedule 3 require a license for reasons set forth elsewhere chemical or mixture identified in 1C350.c is eligi- in the EAR.

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4. Testing Kits: Certain medical, analytical, b.7. (C.A.S. #4261–68–1) N,N-Diisopropyl- diagnostic, and food testing kits containing beta-aminoethyl chloride hydrochloride; small quantities of chemicals identified in this b.8. (C.A.S. #96–80–0) N,N-Diisopropyl-beta- ECCN 1C350, are excluded from the scope of this aminoethanol; ECCN and are controlled under ECCN 1C395 or b.9. (C.A.S. #96–79–7), N,N-Diisopropyl-beta- 1C995. (Note that replacement reagents for such aminoethyl chloride; kits are controlled by this ECCN 1C350 if the re- b.10. (C.A.S. #6163–75–3) Dimethyl agents contain one or more of the precursor ethylphosphonate; chemicals identified in 1C350 in concentrations b.11. (C.A.S. #756–79–6) Dimethyl equal to or greater than the control levels for methylphosphonate; mixtures indicated in 1C350.) b.12. (C.A.S. #1498–40–4) Ethyl phosphonous Technical Notes: 1. For purposes of this entry, dichloride [Ethyl phosphinyl dichloride]; a ‘‘mixture’’ is defined as a solid, liquid or gas- b.13. (C.A.S. #430–78–4) Ethyl phosphonus eous product made up of two or more ingredi- difluoride [Ethyl phosphinyl difluoride]; ents that do not react together under normal b.14. (C.A.S. #1066–50–8) Ethyl phosphonyl storage conditions. dichloride; 2. The scope of this control applicable to Hy- b.15. [Reserved] drogen Fluoride (see 1C350.d.7 in the List of b.16. [Reserved] Items Controlled) includes its liquid, gaseous, b.17. [Reserved] and aqueous phases, and hydrates. b.18. (C.A.S. #464–07–3) Pinacolyl alcohol; 3. Precursor chemicals in ECCN 1C350 are list- b.19. (C.A.S. #1619–34–7) 3-Quinuclidinol; ed by name, Chemical Abstract Service (CAS) b.20. (C.A.S. #111–48–8) Thiodiglycol; number and CWC Schedule (where applicable). b.21. (C.A.S. #993–13–5) Methylphosphonic Precursor chemicals of the same structural for- acid; b.22. (C.A.S. #683–08–9) Diethyl mula (e.g., hydrates) are controlled by ECCN methylphosphonate; 1C350, regardless of name or CAS number. CAS b.23. (C.A.S. #677–43–0) N,N-dimethylamino- numbers are shown to assist in identifying phosphoryl dichloride; whether a particular precursor chemical or mix- b.24. (C.A.S. #676–98–2) Methylphos- ture is controlled under ECCN 1C350, irrespec- phonothioic dichloride. tive of nomenclature. However, CAS numbers c. Australia Group-controlled precursor cannot be used as unique identifiers in all situa- chemicals also identified as Schedule 3 tions because some forms of the listed precursor chemicals under the CWC, as follows, and chemical have different CAS numbers, and mix- mixtures in which at least one of the fol- tures containing a precursor chemical listed in lowing chemicals constitutes 30 percent or ECCN 1C350 may also have different CAS num- more of the weight of the mixture: bers. c.1. (C.A.S. #762–04–9) Diethyl phosphite; LIST BASED LICENSE EXCEPTIONS (SEE PART c.2. (C.A.S. #868–85–9) Dimethyl phosphite 740 FOR A DESCRIPTION OF ALL LICENSE EX- (dimethyl hydrogen phosphite); CEPTIONS) c.3. (C.A.S. #10025–87–3) Phosphorus LVS: N/A oxychloride; GBS: N/A c.4. (C.A.S. #10026–13–8) Phosphorus CIV: N/A pentachloride; LIST OF ITEMS CONTROLLED c.5. (C.A.S. #7719–12–2) Phosphorus tri- Related Controls: See USML Category XIV(c) chloride; for related chemicals ‘‘subject to the c.6. (C.A.S. #10025–67–9) Sulfur ITAR’’ (see 22 CFR parts 120 through 130). monochloride; Related Definitions: See § 770.2(k) of the EAR c.7. (C.A.S. #10545–99–0) Sulfur dichloride; for synonyms for the chemicals listed in c.8. (C.A.S. #7719–09–7) Thionyl chloride; this entry. c.9. (C.A.S. #102–71–6) Triethanolamine; Items: a. [Reserved] c.10. (C.A.S. #122–52–1) Triethyl phosphite; b. Australia Group-controlled precursor c.11. (C.A.S. #121–45–9) Trimethyl chemicals also identified as Schedule 2 phosphite; chemicals under the CWC, as follows, and c.12. (C.A.S. #139–87–7) mixtures in which at least one of the fol- Ethyldiethanolamine. lowing chemicals constitutes 30 percent or d. Other Australia Group-controlled pre- more of the weight of the mixture: cursor chemicals not also identified as b.1. (C.A.S. #7784–34–1) Arsenic trichloride; Schedule 1, 2, or 3 chemicals under the CWC, b.2. (C.A.S. #76–93–7) Benzilic acid; as follows, and mixtures in which at least b.3. (C.A.S. #78–38–6) Diethyl one of the following chemicals constitutes 30 ethylphosphonate; percent or more of the weight of the mix- b.4. (C.A.S. #15715–41–0) Diethyl ture: methylphosphonite; d.1. (C.A.S. #1341–49–7) Ammonium hydro- b.5. (C.A.S. #2404–03–7) Diethyl-N,N- gen fluoride; dimethylphosphoroamidate; d.2. (C.A.S. #107–07–3) 2-Chloroethanol; b.6. (C.A.S. #5842–07–9) N,N-Diisopropyl- d.3. (C.A.S. #100–37–8) N,N- beta-aminoethane thiol; Diethylaminoethanol;

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d.4. (C.A.S. #108–18–9) Di-isopropylamine; tain biological toxins controlled under para- d.5. (C.A.S. #124–40–3) Dimethylamine; graph (d) of this entry, with the exception of d.6. (C.A.S. #506–59–2) Dimethylamine hy- toxins controlled for CW reasons under d.11 and drochloride; d.12, are excluded from the scope of this entry. d.7. (C.A.S. #7664–39–3) Hydrogen fluoride; Vaccines, ‘‘immunotoxins’’, certain medical d.8. (C.A.S. #3554–74–3) 3-Hydroxyl-1- products, and diagnostic and food testing kits methylpiperidine; excluded from the scope of this entry are con- d.9. (C.A.S. #76–89–1) Methyl benzilate; trolled under ECCN 1C991. d.10. (C.A.S. #1314–80–3) Phosphorus 2. For the purposes of this entry, only pentasulfide; saxitoxin is controlled under paragraph d.12; d.11. (C.A.S. #75–97–8) Pinacolone; other members of the paralytic shellfish poison d.12. (C.A.S. #151–50–8) Potassium cyanide; family (e.g., neosaxitoxin) are designated d.13. (C.A.S. #7789–23–3) Potassium fluoride; EAR99. d.14. (C.A.S. #7789–29–9) Potassium 3. Clostridium perfringens strains, other than bifluoride; the epsilon toxin-producing strains of Clos- d.15. (C.A.S. #3731–38–2) 3-Quinuclidone; tridium perfringens described in c.12, are ex- d.16. (C.A.S. #1333–83–1) Sodium bifluoride; cluded from the scope of this entry, since they d.17. (C.A.S. #143–33–9) Sodium cyanide; may be used as positive control cultures for food d.18. (C.A.S. #7681–49–4) Sodium fluoride; testing and quality control. d.19. (C.A.S. #1313–82–2) Sodium sulfide; 4. Unless specified elsewhere in this ECCN d.20. (C.A.S. #637–39–8) Triethanolamine 1C351 (e.g., in License Requirement Notes 1–3), hydrochloride; this ECCN controls all biological agents and d.21. (C.A.S. #116–17–6) Tri-isopropyl ‘‘toxins,’’ regardless of quantity or attenuation, phosphite; that are identified in the List of Items Con- d.22. (C.A.S. #2465–65–8) O,O-diethyl trolled for this ECCN, including small quantities phosphorothioate; or attenuated strains of select biological agents d.23. (C.A.S. #298–06–6) O,O-diethyl or ‘‘toxins’’ that are excluded from the lists of phosphorodithioate; select biological agents or ‘‘toxins’’ by the Ani- d.24. (C.A.S. #16893–85–9) Sodium mal and Plant Health Inspection Service hexafluorosilicate; (APHIS), U.S. Department of Agriculture, or the d.25. (C.A.S. #109–89–7) Diethylamine. Centers for Disease Control and Prevention (CDC), U.S. Department of Health and Human 1C351 Human and animal pathogens and Services, in accordance with their regulations in ‘‘toxins’’, as follows (see List of Items Con- 9 CFR part 121 and 42 CFR part 73, respectively. trolled). 5. Biological agents and pathogens are con- LICENSE REQUIREMENTS trolled under this ECCN 1C351 when they are an Reason for Control: CB, CW, AT isolated live culture of a pathogen agent, or a Country chart (See Supp. No. preparation of a toxin agent that has been iso- Control(s) 1 to part 738) lated or extracted from any source or material, including living material that has been delib- CB applies to entire entry ...... CB Column 1. erately inoculated or contaminated with the agent. Isolated live cultures of a pathogen agent CW applies to 1C351.d.11 and d.12 and a li- include live cultures in dormant form or in dried cense is required for CW reasons for all des- preparations, whether the agent is natural, en- tinations, including Canada, as follows: CW hanced or modified. applies to 1C351.d.11 for ricin in the form of LIST BASED LICENSE EXCEPTIONS (SEE PART (1) Ricinus Communis AgglutininII (RCAII), 740 FOR A DESCRIPTION OF ALL LICENSE EX- also known as ricin D or Ricinus Communis CEPTIONS) LectinIII (RCLIII) and (2) Ricinus Communis LVS: N/A LectinIV (RCLIV), also known as ricin E. CW GBS: N/A applies to 1C351.d.12 for saxitoxin identified CIV: N/A by C.A.S. #35523–89–8. See § 742.18 of the EAR SPECIAL CONDITIONS FOR STA for licensing information pertaining to STA: (1) Paragraph (c)(1) of License Excep- chemicals subject to restriction pursuant to tion STA (§ 740.20(c)(1)) may be used for the Chemical Weapons Convention (CWC). items in 1C351.d.1 through 1C351.d.10 and The Commerce Country Chart is not de- 1C351.d.13 through 1C351.d.19. See signed to determine licensing requirements § 740.20(b)(2)(vi) for restrictions on the for items controlled for CW reasons. quantity of any one toxin that may be exported in a single shipment and the num- Country chart (See Supp. No. Control(s) 1 to part 738) ber of shipments that may be made to any one end user in a single calendar year. Also AT applies to entire entry ...... AT Column 1. see the Automated Export System (AES) requirements in § 758.1(b)(4) of the EAR. (2) License Requirement Notes: 1. All vaccines Paragraph (c)(2) of License Exception STA and ‘‘immunotoxins’’ are excluded from the (§ 740.20(c)(2) of the EAR) may not be used scope of this entry. Certain medical products for any items in 1C351. and diagnostic and food testing kits that con- LIST OF ITEMS CONTROLLED

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Related Controls: (1) Certain forms of ricin a.9. Classical swine fever virus (Hog chol- and saxitoxin in 1C351.d.11. and d.12 are era virus); CWC Schedule 1 chemicals (see § 742.18 of a.10. Crimean-Congo hemorrhagic fever the EAR). The U.S. Government must pro- virus; vide advance notification and annual re- a.11. Dobrava-Belgrade virus; ports to the OPCW of all exports of Sched- a.12. Eastern equine encephalitis virus; ule 1 chemicals. See § 745.1 of the EAR for a.13. Ebolavirus (includes all members of notification procedures. See 22 CFR part the Ebolavirus genus); 121, Category XIV and § 121.7 for CWC a.14. Foot-and-mouth disease virus; Schedule 1 chemicals that are ‘‘subject to a.15. Goatpox virus; the ITAR.’’ (2) The Animal and Plant a.16. Guanarito virus; Health Inspection Service (APHIS), U.S. a.17. Hantaan virus; Department of Agriculture, and the Cen- a.18. Hendra virus (Equine morbillivirus); ters for Disease Control and Prevention a.19. Japanese encephalitis virus; (CDC), U.S. Department of Health and a.20. Junin virus; Human Services, maintain controls on the a.21. Kyasanur Forest disease virus; possession, use, and transfer within the a.22. Laguna Negra virus; United States of certain items controlled a.23. Lassa virus; by this ECCN (for APHIS, see 7 CFR a.24. Louping ill virus; a.25. Lujo virus; 331.3(b), 9 CFR 121.3(b), and 9 CFR 121.4(b); a.26. Lumpy skin disease virus; for CDC, see 42 CFR 73.3(b) and 42 CFR a.27. Lymphocytic choriomeningitis virus; 73.4(b)). (3) See 22 CFR part 121, Category a.28. Machupo virus; XIV(b), for modified biological agents and a.29. Marburgvirus (includes all members biologically derived substances that are of the Marburgvirus genus); ‘‘subject to the ITAR.’’ a.30. Monkeypox virus; Related Definitions: (1) For the purposes of a.31. Murray Valley encephalitis virus; this entry ‘‘immunotoxin’’ is defined as an a.32. Newcastle disease virus; antibody-toxin conjugate intended to de- a.33. Nipah virus; stroy specific target cells (e.g., tumor a.34. Omsk hemorrhagic fever virus; cells) that bear antigens homologous to a.35. Oropouche virus; the antibody. (2) For the purposes of this a.36. Peste-des-petits ruminants virus; entry ‘‘subunit’’ is defined as a portion of a.37. Porcine Teschovirus; the ‘‘toxin’’. a.38. Powassan virus; Items: a.39. Rabies virus and all other members of a. Viruses identified on the Australia the Lyssavirus genus; Group (AG) ‘‘List of Human and Animal a.40. Reconstructed 1918 influenza virus; Pathogens and Toxins for Export Control,’’ Technical Note: 1C351.a.40 includes recon- as follows: structed replication competent forms of the 1918 a.1. African horse sickness virus; pandemic influenza virus containing any por- a.2. African swine fever virus; tion of the coding regions of all eight gene seg- a.3. Andes virus; ments. a.4. Avian influenza (AI) viruses identified as having high pathogenicity (HP), as fol- a.41. Rift Valley fever virus; lows: a.42. Rinderpest virus; a.43. Rocio virus; a.4.a. AI viruses that have an intravenous a.44. Sabia virus; pathogenicity index (IVPI) in 6-week-old a.45. Seoul virus; chickens greater than 1.2; or a.46. Severe acute respiratory syndrome-re- a.4.b. AI viruses that cause at least 75% lated coronavirus (SARS-related mortality in 4- to 8-week-old chickens in- coronavirus); fected intravenously. a.47. Sheeppox virus; NOTE: Avian influenza (AI) viruses of the a.48. Sin Nombre virus; H5 or H7 subtype that do not have either of a.49. St. Louis encephalitis virus; the characteristics described in 1C352.a.4 a.50. Suid herpesvirus 1 (Pseudorabies (specifically, 1C352.a.4.a or a.4.b) should be virus; Aujeszky’s disease); sequenced to determine whether multiple a.51. Swine vesicular disease virus; basic amino acids are present at the cleavage a.52. Tick-borne encephalitis virus (Far site of the haemagglutinin molecule (HA0). If Eastern subtype, formerly known as Russian the amino acid motif is similar to that ob- Spring-Summer encephalitis virus—see served for other HPAI isolates, then the iso- 1C351.b.3 for Siberian subtype); late being tested should be considered as a.53. Variola virus; HPAI and the virus is controlled under a.54. Venezuelan equine encephalitis virus; 1C352.a.4. a.55. Vesicular stomatitis virus; a.5. Bluetongue virus; a.56. Western equine encephalitis virus; or a.6. Chapare virus; a.57. Yellow fever virus. a.7. Chikungunya virus; b. Viruses identified on the APHIS/CDC a.8. Choclo virus; ‘‘select agents’’ lists (see Related Controls

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paragraph #2 for this ECCN), but not identi- d.8. HT–2 toxin; fied on the Australia Group (AG) ‘‘List of d.9. Microcystins (Cyanginosins); Human and Animal Pathogens and Toxins d.10. Modeccin; for Export Control,’’ as follows: d.11. Ricin; b.1. [Reserved]; d.12. Saxitoxin; b.2. [Reserved]; or d.13. Shiga toxins (shiga-like toxins, b.3. Tick-borne encephalitis virus (Siberian verotoxins, and verocytotoxins); subtype, formerly West Siberian virus—see d.14. Staphylococcus aureus enterotoxins, 1C351.a.52 for Far Eastern subtype). hemolysin alpha toxin, and toxic shock syn- c. Bacteria identified on the Australia drome toxin (formerly known as Staphy- Group (AG) ‘‘List of Human and Animal lococcus enterotoxin F); Pathogens and Toxins for Export Control,’’ d.15. T–2 toxin; as follows: d.16. Tetrodotoxin; c.1. Bacillus anthracis; d.17. Viscumin (Viscum album lectin 1); or c.2. Brucella abortus; d.18. Volkensin. c.3. Brucella melitensis; e. ‘‘Fungi’’, as follows: c.4. Brucella suis; e.1. Coccidioides immitis; or c.5. Burkholderia mallei (Pseudomonas e.2. Coccidioides posadasii. mallei); c.6. Burkholderia pseudomallei 1C353 Genetic elements and genetically (Pseudomonas pseudomallei); modified organisms, as follows (see List c.7. Chlamydia psittaci (Chlamydophila of Items Controlled). psittaci); LICENSE REQUIREMENTS c.8. Clostriduim argentinense (formerly Reason for Control: CB, AT known as Clostridium botulinum Type G), Country Chart (See Supp. botulinum neurotoxin producing strains; Control(s) No. 1 to part 738) c.9. Clostridium baratii, botulinum neurotoxin producing strains; CB applies to entire entry ...... CB Column 1 c.10. Clostridium botulinum; AT applies to entire entry ...... AT Column 1 c.11. Clostridium butyricum, botulinum neurotoxin producing strains; LICENSE REQUIREMENTS NOTES: 1. Vaccines c.12. Clostridium perfringens, epsilon toxin that contain genetic elements or genetically producing types; modified organisms identified in this ECCN c.13. Coxiella burnetii; are controlled by ECCN 1C991. c.14. Francisella tularensis; 2. Unless specified elsewhere in this ECCN c.15. Mycoplasma capricolum subspecies 1C353 (e.g., in License Requirement Note 1), capripneumoniae (‘‘strain F38’’); this ECCN controls genetic elements or ge- c.16. Mycoplasma mycoides subspecies netically modified organisms for all biologi- mycoides SC (small colony) (a.k.a. con- cal agents and ‘‘toxins,’’ regardless of quan- tagious bovine pleuropneumonia); tity or attenuation, that are identified in the c.17. Rickettsia prowazekii; List of Items Controlled for this ECCN, in- c.18. Salmonella enterica subspecies cluding genetic elements or genetically enterica serovar Typhi (Salmonella typhi); modified organisms for attenuated strains of c.19. Shiga toxin producing Escherichia select biological agents or ‘‘toxins’’ that are coli (STEC) of serogroups O26, O45, O103, excluded from the lists of select biological O104, O111, O121, O145, O157, and other shiga agents or ‘‘toxins’’ by the Animal and Plant toxin producing serogroups; Health Inspection Service (APHIS), U.S. De- Note: Shiga toxin producing Escherichia coli partment of Agriculture, or the Centers for (STEC) includes, inter alia, enterohaemorrhagic Disease Control and Prevention (CDC), U.S. E. coli (EHEC), verotoxin producing E. coli Department of Health and Human Services, (VTEC) or verocytotoxin producing E. coli in accordance with the APHIS regulations in (VTEC). 7 CFR part 331 and 9 CFR part 121 and the c.20. Shigella dysenteriae; CDC regulations in 42 CFR part 73. c.21. Vibrio cholerae; or LIST BASED LICENSE EXCEPTIONS (SEE PART c.22. Yersinia pestis. 740 FOR A DESCRIPTION OF ALL LICENSE EX- d. ‘‘Toxins’’ identified on the Australia CEPTIONS) Group (AG) ‘‘List of Human and Animal LVS: N/A Pathogens and Toxins for Export Control,’’ GBS: N/A as follows, and ‘‘subunits’’ thereof: CIV: N/A d.1. Abrin; LIST OF ITEMS CONTROLLED d.2. Aflatoxins; Related Controls: (1) The Animal and Plant d.3. Botulinum toxins; Health Inspection Service (APHIS), U.S. d.4. Cholera toxin; Department of Agriculture, and the Cen- d.5. Clostridium perfringens alpha, beta 1, ters for Disease Control and Prevention beta 2, epsilon and iota toxins; (CDC), U.S. Department of Health and d.6. Conotoxins; Human Services, maintain controls on the d.7. Diacetoxyscirpenol; possession, use, and transfer within the

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United States of certain items controlled LICENSE REQUIREMENTS by this ECCN, including (but not limited Reason for Control: CB, AT to) certain genetic elements, recombinant nucleic acids, and recombinant organisms Control(s) Country Chart (See Supp. associated with the agents or toxins in No. 1 to part 738) ECCN 1C351 or 1C354 (for APHIS, see 7 CFR CB applies to entire entry ...... CB Column 1 331.3(c), 9 CFR 121.3(c), and 9 CFR 121.4(c); AT applies to entire entry ...... AT Column 1 for CDC, see 42 CFR 73.3(c) and 42 CFR 73.4(c)). (2) See 22 CFR part 121, Category License Requirements Notes: 1. All vaccines XIV(b), for modified biological agents and are excluded from the scope of this ECCN. See biologically derived substances that are ECCN 1C991 for vaccines. subject to the export licensing jurisdiction 2. Unless specified elsewhere in this ECCN of the U.S. Department of State, Direc- 1C354 (e.g., in License Requirement Note 1), this torate of Defense Trade Controls. ECCN controls all biological agents, regardless Related Definition: N/A of quantity or attenuation, that are identified in Items: a. Genetic elements, as follows: a.1. Genetic elements that contain nucleic the List of Items Controlled for this ECCN, in- acid sequences associated with the pathoge- cluding small quantities or attenuated strains of nicity of microorganisms controlled by select biological agents that are excluded from 1C351.a to .c or 1C354; the list of PPQ select agents and ‘‘toxins’’ by a.2. Genetic elements that contain nucleic the Animal and Plant Health Inspection Service acid sequences coding for any of the ‘‘toxins’’ (APHIS), U.S. Department of Agriculture, in ac- controlled by 1C351.d or ‘‘sub-units of tox- cordance with their regulations in 7 CFR part ins’’ thereof. 331. b. Genetically modified organisms, as fol- LIST BASED LICENSE EXCEPTIONS (SEE PART lows: 740 FOR A DESCRIPTION OF ALL LICENSE EX- b.1. Genetically modified organisms that CEPTIONS) contain nucleic acid sequences associated LVS: N/A with the pathogenicity of microorganisms GBS: N/A controlled by 1C351.a to .c or 1C354; CIV: N/A b.2. Genetically modified organisms that LIST OF ITEMS CONTROLLED contain nucleic acid sequences coding for Related Controls: (1) The Animal and Plant any of the ‘‘toxins’’ controlled by 1C351.d or Health Inspection Service (APHIS), U.S. ‘‘sub-units of toxins’’ thereof. Department of Agriculture, maintains con- Technical Note: 1. ‘‘Genetic elements’’ in- trols on the possession, use, and transfer clude, inter alia, chromosomes, genomes, within the United States of certain items plasmids, transposons, and vectors, whether ge- controlled by this ECCN (see 7 CFR netically modified or unmodified, or chemically 331.3(c), 9 CFR 121.3(c), and 9 CFR 121.4(c)). synthesized in whole or in part. (2) See 22 CFR part 121, Category XIV(b), 2. This ECCN does not control nucleic acid se- for modified biological agents and bio- quences associated with the pathogenicity of logically derived substances that are sub- enterohaemorrhagic Escherichia coli, serotype ject to the export licensing jurisdiction of O157 and other verotoxin producing strains, ex- the U.S. Department of State, Directorate cept those nucleic acid sequences that contain of Defense Trade Controls. coding for the verotoxin or its sub-units. Related Definitions: N/A 3. ‘‘Nucleic acid sequences associated with the Items: a. Bacteria, as follows: pathogenicity of any of the microorganisms con- a.1. Xanthomonas albilineans; trolled by 1C351.a to .c or 1C354’’ means any se- a.2. Xanthomonas axonopodis pv. citri quence specific to the relevant controlled micro- (Xanthomonas campestris pv. citri A) organism that: (Xanthomonas campestris pv. citri); a. In itself or through its transcribed or trans- a.3. Xanthomonas oryzae [this species of lated products represents a significant hazard to proteobacteria is identified on the APHIS human, animal or plant health; or ‘‘select agents’’ list (see Related Controls b. Is known to enhance the ability of a micro- paragraph for this ECCN), but only the organism controlled by 1C351.a to .c or 1C354, or pathovar Xanthomonas oryzae pv. oryzae (syn. any other organism into which it may be in- Pseudomonas campestris pv. oryzae) is identi- serted or otherwise integrated, to cause serious fied on the Australia Group (AG) ‘‘List of harm to human, animal or plant health. Plant Pathogens for Export Control’’]; 4. ‘‘Genetically modified organisms’’ include a.4. Clavibacter michiganensis subspecies organisms in which the genetic material (nucleic sepedonicus (syn. Corynebacterium acid sequences) has been altered in a way that michiganensis subspecies sepedonicum or does not occur naturally by mating and/or nat- Corynebacterium sepedonicum); ural recombination, and encompasses those produced artificially in whole or in part. a.5. Ralstonia solanacearum, race 3, biovar 2; a.6. Raythayibactor toxicus [this bacterium 1C354 Plant pathogens, as follows (see List is identified on the APHIS ‘‘select agents’’ of Items Controlled). list (see the Related Controls paragraph for

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this ECCN), but is not identified on the Aus- licensing requirements for items controlled tralia Group (AG) ‘‘List of Plant Pathogens for AT reasons in 1C350. A license is required, for Export Control’’]. for AT reasons, to export or reexport items b. Fungi, as follows: controlled by 1C350 to a country in Country b.1. Colletotrichum kahawae (Colletotrichum Group E:1 of Supplement No. 1 to part 740 of coffeanum var. virulans); the EAR. (See part 742 of the EAR for addi- b.2. Cochliobolus miyabeanus tional information on the AT controls that (Helminthosporium oryzae); apply to Iran, North Korea, Sudan, and b.3. Microcyclus ulei (syn. Dothidella ulei); Syria. See part 746 of the EAR for additional b.4. Puccinnia graminis ssp. graminis var. information on sanctions that apply to Iran, graminis/Puccinia graminis ssp. graminis var. North Korea, and Syria.) stakmanii (Puccinia graminis [syn. Puccinia License Requirements Notes: 1. Mixtures: a. graminis f. sp. tritici]); Mixtures containing toxic and precursor chemi- b.5. Puccinia striiformis (syn. Puccinia cals identified in ECCN 1C355, in concentrations glumarum); that are below the control levels indicated in b.6. Magnaporthe oryzae (Pyricularia oryzae); 1C355.a and .b, are controlled by ECCN 1C995 b.7. Peronosclerospora philippinensis and are subject to the license requirements spec- (Peronosclerospora sacchari); ified in that ECCN. b.8. Sclerophthora rayssiae var. zeae; b. Mixtures containing chemicals identified in b.9. Synchytrium endobioticum; this entry are not controlled by ECCN 1C355 b.10. Tilletia indica; when the controlled chemical is a normal ingre- b.11. Thecaphora solani; dient in consumer goods packaged for retail sale b.12. Phoma glycinicola (formerly for personal use or packaged for individual use. Pyrenochaeta glycines) [this fungus is identi- Such consumer goods are classified as EAR99 fied on the APHIS ‘‘select agents’’ list (see Note to mixtures: Calculation of concentra- the Related Controls paragraph for this tions of CW-controlled chemicals: ECCN), but is not identified on the Australia a. Exclusion. No chemical may be added to the Group (AG) ‘‘List of Plant Pathogens for Ex- mixture (solution) for the sole purpose of cir- port Control’’]. cumventing the Export Administration Regula- c. Viruses, as follows: tions; c.1. Andean potato latent virus (Potato An- b. Percent Weight Calculation.When calcu- dean latent tymovirus); lating the percentage, by weight, of ingredients c.2. Potato spindle tuber viroid. in a chemical mixture, include all ingredients of 1C355 Chemical Weapons Convention (CWC) the mixture, including those that act as sol- Schedule 2 and 3 chemicals and families vents. of chemicals not controlled by ECCN 2. Compounds: Compounds created with any 1C350 or ‘‘subject to the ITAR’’ (see 22 chemicals identified in this ECCN 1C355 may be CFR parts 120 through 130) (see List of shipped NLR (No License Required), without ob- Items Controlled). taining an End-Use Certificate, unless those LICENSE REQUIREMENTS compounds are also identified in this entry or Reason for Control: CW, AT require a license for reasons set forth elsewhere Control(s): CW applies to entire entry. The in the EAR. Commerce Country Chart is not designed Technical Notes: For purposes of this entry, a to determine licensing requirements for ‘‘mixture’’ is defined as a solid, liquid or gas- items controlled for CW reasons. A license eous product made up of two or more ingredi- is required to export or reexport CWC ents that do not react together under normal Schedule 2 chemicals and mixtures identi- storage conditions. fied in 1C355.a to States not Party to the LIST BASED LICENSE EXCEPTIONS (SEE PART CWC (destinations not listed in Supple- 740 FOR A DESCRIPTION OF ALL LICENSE EX- ment No. 2 to part 745 of the EAR). A li- CEPTIONS) cense is required to export CWC Schedule 3 LVS: N/A chemicals and mixtures identified in GBS: N/A 1C355.b to States not Party to the CWC, CIV: N/A unless an End-Use Certificate issued by the LIST OF ITEMS CONTROLLED government of the importing country is Related Controls: See also ECCNs 1C350 1C351, obtained by the exporter, prior to export. 1C395, and 1C995. See §§ 742.18 and 745.2 of A license is required to reexport CWC the EAR for End-Use Certification require- Schedule 3 chemicals and mixtures identi- ments. fied in 1C355.b from a State not Party to Related Definitions: N/A the CWC to any other State not Party to Items: a. CWC Schedule 2 chemicals and mix- the CWC. (See § 742.18 of the EAR for li- tures containing Schedule 2 chemicals: cense requirements and policies for toxic a.1. Toxic chemicals, as follows, and mix- and precursor chemicals controlled for CW tures containing toxic chemicals: reasons.) a.1.a. PFIB: 1,1,3,3,3-Pentafluoro-2- AT applies to entire entry. The Commerce (trifluoromethyl)-1-propene (C.A.S. 382–21–8) Country Chart is not designed to determine and mixtures in which PFIB constitutes

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more than 1 percent of the weight of the 1C395.a and test kits controlled by 1C395.b mixture; to States not Party to the CWC (destina- a.1.b. [Reserved] tions not listed in Supplement No. 2 to a.2. Precursor chemicals, as follows, and part 745 of the EAR). mixtures in which at least one of the fol- CW applies to entire entry. The Commerce lowing precursor chemicals constitutes more Country Chart is not designed to determine than 10 percent of the weight of the mixture: licensing requirements for items controlled a.2.a. Chemicals, except for those listed in for CW reasons. A license is required for CW Schedule 1, containing a phosphorus atom to reasons, as follows, to States not Party to which is bonded one methyl, ethyl, or propyl the CWC (destinations not listed in Supple- (normal or iso) group but not further carbon ment No. 2 to part 745 of the EAR): (1) Ex- atoms. ports and reexports of mixtures controlled Note: 1C355.a.2.a does not control Fonofos: O- by 1C395.a, (2) exports and reexports of test Ethyl S-phenyl ethylphosphonothiolothionate kits controlled by 1C395.b that contain CWC (C.A.S. 944–22–9). Schedule 2 chemicals controlled by ECCN a.2.b. FAMILY: N,N-Dialkyl (Me, Et, n-Pr 1C350, (3) exports of test kits controlled by or i-Pr) phosphoramidic dihalides; 1C395.b that contain CWC Schedule 3 chemi- a.2.c. FAMILY: Dialkyl (Me, Et, n-Pr or i- cals controlled by ECCN 1C350, except that a Pr) N,N-Dialkyl (Me, Et, n-Pr, or i-Pr)- license is not required, for CW reasons, to ex- phosphoramidates; port test kits containing CWC Schedule 3 a.2.d. FAMILY: N,N-Dialkyl (Me, Et, n-Pr chemicals if an End-Use Certificate issued by or i-Pr) aminoethyl-2-chlorides and cor- the government of the importing country is responding protonated salts; obtained by the exporter prior to export, and a.2.e. FAMILY: N,N-Dialkyl (Me, Et, n-Pr (4) reexports from States not Party to the or i-Pr) aminoethane-2-ols and corresponding CWC of test kits controlled by 1C395.b that protonated salts; contain CWC Schedule 3 chemicals. (See Note: 1C355.a.2.e. does not control N,N- § 742.18 of the EAR for license requirements Dimethylaminoethanol and corresponding and policies for toxic and precursor chemi- protonated salts (C.A.S. 108–01–0) or N,N- cals controlled for CW reasons.) Diethylaminoethanol and corresponding AT applies to entire entry. The Commerce protonated salts (C.A.S. 100–37–8). Country Chart is not designed to determine a.2.f. FAMILY: N,N-Dialkyl (Me, Et, n-Pr licensing requirements for items controlled or i-Pr) aminoethane-2-thiols and cor- for AT reasons in 1C395. A license is required, responding protonated salts. for AT reasons, to export or reexport items b. CWC Schedule 3 chemicals and mixtures controlled by 1C395 to a country in Country containing Schedule 3 chemicals: Group E:1 of Supplement No. 1 to part 740 of b.1. Toxic chemicals, as follows, and mix- the EAR. (See part 742 of the EAR for addi- tures in which at least one of the following tional information on the AT controls that toxic chemicals constitutes 30 percent or apply to Iran, North Korea, Sudan, and more of the weight of the mixture: Syria. See part 746 of the EAR for additional b.1.a. Phosgene: Carbonyl dichloride information on sanctions that apply to Iran, (C.A.S. 75–44–5); North Korea, and Syria.) b.1.b. Cyanogen chloride (C.A.S. 506–77–4); License Requirements Notes: 1. 1C395.b does b.1.c. Hydrogen cyanide (C.A.S. 74–90–8); not control mixtures that contain precursor b.1.d. Chloropicrin: Trichloronitromethane chemicals identified in ECCN 1C350.b or .c in (C.A.S. 76–06–2). concentrations below the control levels for mix- b.2. Precursor chemicals, as follows, and tures indicated in 1C350.b or .c. 1C395.a and mixtures in which at least one of the fol- 1C995.a.1 and a.2.a control such mixtures, un- lowing precursor chemicals constitutes 30 less they are consumer goods, as described in Li- percent or more of the weight of the mix- cense Requirements Note 2 of this ECCN. ture: 2. This ECCN does not control mixtures when b.2.a. [Reserved]; the controlled chemicals are normal ingredients b.2.b. Methyldiethanolamine (C.A.S. 105–59– in consumer goods packaged for retail sale for 9). personal use. Such consumer goods are classified as EAR99. 1C395 Mixtures and Medical, Analytical, Di- LIST BASED LICENSE EXCEPTIONS (SEE PART agnostic, and Food Testing Kits Not Con- 740 FOR A DESCRIPTION OF ALL LICENSE EX- trolled by ECCN 1C350, as follows (See CEPTIONS) List of Items Controlled). LVS: N/A LICENSE REQUIREMENTS GBS: N/A Reason for Control: CB, CW, AT CIV: N/A Control(s): CB applies to entire entry. The LIST OF ITEMS CONTROLLED Commerce Country Chart is not designed Related Controls: 1. ECCN 1C350 controls mix- to determine licensing requirements for tures containing 30 percent or higher con- items controlled for CB reasons in 1C395. A centrations, by weight, of any single CWC license is required, for CB reasons, to ex- Schedule 2 chemical identified in ECCN port or reexport mixtures controlled by 1C350.b; ECCN 1C995 controls such mixtures

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containing concentrations of 10 percent or STA: Paragraph (c)(2) of License Exception less. 2. ECCN 1C995 controls ‘‘medical, ana- STA (§ 740.20(c)(2) of the EAR) may not be lytical, diagnostic, and food testing kits’’ used for any item in 1C607. (as defined in the Related Definitions para- LIST OF ITEMS CONTROLLED graph of this ECCN) that contain precursor Related Controls: (1) See ECCN 1A984 for con- chemicals listed in ECCN 1C350.d. ECCN trols on other riot control agents. (2) See 1C350 controls any such kits in which the 22 CFR 121.1 (USML), Category XIV(b), for amount of any single chemical listed in modified biological agents and biologically 1C350.b, .c, or .d exceeds 300 grams by derived substances that are subject to the weight. ITAR. (3) See 22 CFR 121.1 (USML), Cat- Related Definitions: For the purpose of this egory XIV(g), for ITAR controls on anti- entry, ‘‘medical, analytical, diagnostic, bodies, recombinant protective antigens, and food testing kits’’ are pre-packaged polynucleotides, biopolymers or biocata- materials of defined composition that are lysts (including the expression vectors, vi- specifically developed, packaged and mar- ruses, plasmids, or cultures of specific cells keted for medical, analytical, diagnostic, used to produce them) that are ‘‘specially or public health purposes. Replacement re- designed’’ for use with articles controlled agents for medical, analytical, diagnostic, under USML Category XIV(f). (4) See ECCN and food testing kits described in 1C395.b 0A919 for ‘‘military commodities’’ located are controlled by ECCN 1C350 if the re- and produced outside the United States agents contain at least one of the pre- that incorporate more than a de minimis cursor chemicals identified in that ECCN amount of US-origin ‘‘600 series’’ con- in concentrations equal to or greater than trolled content. the control levels for mixtures indicated in Related Definitions: N/A 1C350.b. or .c. Items: Items: a. Mixtures containing more than 10 a. Tear gases and riot control agents in- percent, but less than 30 percent, by weight cluding: of any single CWC Schedule 2 chemical iden- a.1. CA (Bromobenzyl cyanide) (CAS 5798– tified in ECCN 1C350.b (For controls on other 79–8); mixtures containing these chemicals, see a.2. CS (o-Chlorobenzylidenemalononitrile Note 1 in the Related Controls paragraph of or o-Chlorobenzalmalononitrile) (CAS 2698– this ECCN.). 41–1); b. ‘‘Medical, analytical, diagnostic, and a.3. CN (Phenylacyl chloride or w- food testing kits’’ (as defined in the Related Chloroacetophenone) (CAS 532–27–4); Definitions for this ECCN) that contain CWC a.4. CR (Dibenz-(b,f)-1,4-oxazephine) (CAS Schedule 2 or 3 chemicals controlled by 257–07–8); ECCN 1C350.b or .c in an amount not exceed- a.5. Adamsite (Diphenylamine chloroarsine ing 300 grams per chemical. (For controls on or DM) (CAS 578–94–9); other such test kits containing these and a.6. N-Nonanoylmorpholine, (MPA) (CAS other controlled chemicals, see Note 2 in the 5299–64–9); Related Controls paragraph of this ECCN.) a.7. Dibromodimethyl ether (CAS 4497–29– 4); 1C607 Tear Gases, Riot Control Agents and a.8. Dichlorodimethyl ether (ClCi) (CAS materials for the detection and decon- 542–88–1); tamination of chemical warfare agents a.9. Ethyldibromoarsine (CAS 683–43–2); (see List of Items Controlled). a.10. Bromo acetone (CAS 598–31–2); LICENSE REQUIREMENTS a.11. Bromo methylethylketone (CAS 816– Reason for Control: NS, RS, AT, UN 40–0); a.12. Iodo acetone (CAS 3019–04–3); Country chart (see Supp. No. a.13. Phenylcarbylamine chloride (CAS 622– Control(s) 1 to Part 738) 44–6); NS applies to entire entry, ex- NS Column 1. a.14. Ethyl iodoacetate (CAS 623–48–3); cept 1C607.a.10, .a.11, Note to 1C607.a: ECCN 1C607.a. does not con- .a.12, and .a.14. trol the following: formulations containing 1% RS applies to entire entry ...... RS Column 1. or less of CN or CS; individually packaged tear AT applies to entire entry ...... AT Column 1. gases or riot control agents for personal self-de- UN applies to entire entry ..... See § 746.1(b) for UN con- fense purposes that are controlled by ECCN trols. 1A984; or active constituent chemicals, and combinations thereof, identified and packaged for LIST BASED LICENSE EXCEPTIONS (SEE PART food production or medical purposes. 740 FOR A DESCRIPTION OF ALL LICENSE EX- b. ‘‘Biopolymers,’’ not controlled by USML CEPTIONS) Category XIV(g) ‘‘specially designed’’ or LVS: N/A processed for the detection or identification GBS: N/A of chemical warfare agents specified by CIV: N/A USML Category XIV(a), and the cultures of SPECIAL CONDITIONS FOR STA specific cells used to produce them.

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c. ‘‘Biocatalysts,’’ and biological systems the device or charge. (3) See also explosives therefor, not controlled by USML Category and other items enumerated in ECCNs XIV(g) ‘‘specially designed’’ for the decon- 1A006, 1A007, 1A008, 1C011, 1C111, 1C239, and tamination or degradation of chemical war- 1C992. (4) See ECCN 0A919 for foreign-made fare agents controlled in USML Category ‘‘military commodities’’ that incorporate XIV (a), as follows: more than a de minimis amount of US-ori- c.1. ‘‘Biocatalysts’’ ‘‘specially designed’’ gin ‘‘600 series’’ controlled content. for the decontamination or degradation of Related Definitions: (1) For purposes of this chemical warfare agents controlled in USML entry, the term ’controlled materials’ Category XIV(a) resulting from directed lab- means controlled energetic materials enu- oratory selection or genetic manipulation of merated in ECCNs 1C011, 1C111, 1C239, biological systems; 1C608, or USML Category V. (2) For the c.2. Biological systems containing the ge- purposes of this entry, the term ’propel- netic information specific to the production lants’ means substances or mixtures that of ‘‘biocatalysts’’ specified by 1C607.c.1, as react chemically to produce large volumes follows: of hot gases at controlled rates to perform c.2.a. ‘‘Expression vectors;’’ mechanical work. c.2.b. Viruses; or Items: c.2.c. Cultures of cells. a. ’Single base,’ ’double base,’ and ’triple Note to 1C607.b and .c: The cultures of cells base’ ’propellants’ having nitrocellulose with and biological systems are exclusive and these nitrogen content greater than 12.6% in the sub-items do not apply to cells or biological sys- form of either: tems for civil purposes, such as agricultural, a.1. ’Sheetstock’ or ’carpet rolls;’ or pharmaceutical, medical, veterinary, environ- a.2. Grains with diameter greater than 0.10 mental, waste management, or in the food in- inches. dustry. Note: This entry does not control ’propellant’ d. Chemical mixtures not controlled by grains used in shotgun shells, small arms car- USML Category XIV(f) ‘‘specially designed’’ tridges, or rifle cartridges. for military use for the decontamination of Technical Notes: 1. ’Sheetstock’ is ’propellant’ objects contaminated with materials speci- that has been manufactured in the form of a fied by USML Category XIV(a) or (b). sheet suitable for further processing. 2. A ’carpet roll’ is ’propellant’ that has been 1C608 Energetic materials and related com- manufactured as a sheet, often cut to a desired modities (see List of Items Controlled). width, and subsequently rolled up (like a car- LICENSE REQUIREMENTS pet). Reason for Control: NS, RS, MT, AT, UN 3. ’Single base’ is ’propellant’ which consists mostly of nitrocellulose. Country chart Control(s) (See Supp. No. 1 4. ’Double base’ ’propellant’ consist mostly of to part 738) nitrocellulose and nitroglycerine. 5. ’Triple base’ consists mostly of nitrocellu- NS applies to entire entry ...... NS Column 1 lose, nitroglycerine, and nitroguanidine. Such RS applies to entire entry ...... RS Column 1 MT applies to 1C608.m ...... MT Column 1 ’propellants’ contain other materials, such as AT applies to entire entry ...... AT Column 1 resins or stabilizers, that could include carbon, UN applies to entire entry ..... See § 746.1(b) for UN con- salts, burn rate modifiers, nitrodiphenylamine, trols wax, polyethylene glycol (PEG), polyglycol adi- pate (PGA). LIST BASED LICENSE EXCEPTIONS (SEE PART b. Shock tubes containing greater than 740 FOR A DESCRIPTION OF ALL LICENSE EX- 0.064 kg per meter (300 grains per foot), but CEPTIONS) not more than 0.1 kg per meter (470 grains LVS: $1500 per foot) of ’controlled materials.’ GBS: N/A c. Cartridge power devices containing CIV: N/A greater than 0.70 kg, but not more than 1.0 SPECIAL CONDITIONS FOR STA kg of ’controlled materials.’ STA: Paragraph (c)(2) of License Exception d. Detonators (electric or nonelectric) and STA (§ 740.20(c)(2) of the EAR) may not be ‘‘specially designed’’ assemblies therefor used for any item in 1C608. containing greater than 0.01 kg, but not LIST OF ITEMS CONTROLLED more than 0.1 kg of ’controlled materials.’ Related Controls: (1) The EAR does not con- e. Igniters not controlled by USML Cat- trol devices or charges containing mate- egories III or IV that contain greater than rials controlled by USML subparagraphs 0.01 kg, but not more than 0.1 kg of ’con- V(c)(6), V(h), or V(i). The USML controls trolled materials.’ devices containing such materials. (2) The f. Oil well cartridges containing greater USML in Categories III, IV, or V controls than 0.015 kg, but not more than 0.1 kg of devices and charges in this entry if they ’controlled materials.’ contain materials controlled by Category g. Commercial cast or pressed boosters V (other than slurries) and such materials containing greater than 1.0 kg, but not more can be easily extracted without destroying than 5.0 kg of ’controlled materials.’

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h. Commercial prefabricated slurries and LIST OF ITEMS CONTROLLED emulsions containing greater than 10 kg and Related Controls: N/A less than or equal to thirty-five percent by Related Definitions: N/A weight of USML ’controlled materials.’ Items: The list of items controlled is con- i. [Reserved] tained in the ECCN heading. j. ‘‘Pyrotechnic’’ devices ‘‘specially designed’’ for commercial purposes (e.g., theat- 1C982 Other petroleum products listed in rical stages, motion picture special effects, Supplement No. 1 to part 754 of the EAR and fireworks displays), and containing that were produced or derived from the greater than 3.0 kg, but not more than 5.0 kg Naval Petroleum Reserves (NPR) or be- of ’controlled materials.’ came available for export as a result of k. Other commercial explosive devices or an exchange of any NPR produced or de- charges ‘‘specially designed’’ for commercial rived commodities. applications, not controlled by 1C608.c LICENSE REQUIREMENTS through .g above, containing greater than 1.0 Reason for Control: SS kg, but not more than 5.0 kg of ’controlled Control(s): SS applies to entire entry. For li- materials.’ censing requirements (and possible License l. Propyleneimine (2 methylaziridine) Exceptions) proceed directly to part 754 of (C.A.S. #75–55–8). the EAR. The Commerce Country Chart is m. Any oxidizer or ’mixture’ thereof that not designed to determine licensing re- is a compound composed of fluorine and any quirements for items controlled for SS rea- of the following: Other halogens, oxygen, or sons nitrogen. LIST OF ITEMS CONTROLLED Note 1 to 1C608.m: Nitrogen trifluoride Related Controls: N/A (NF3)(CAS 7783–54–2) in a gaseous state is con- Related Definitions: N/A trolled under ECCN 1C992 and not under ECCN Items: The list of items controlled is con- 1C608.m. tained in the ECCN heading Note 2 to 1C608.m: Chlorine trifluoride (ClF3)(CAS 7790–91–2) is controlled under ECCN 1C983 Natural gas liquids and other natural 1C111.a.3.f and not under ECCN 1C608.m. gas derivatives listed in Supplement No. Note 3 to 1C608.m: Oxygen difluoride (OF2) is 1 to part 754 of the EAR that were pro- controlled under USML Category V.d.10 (see 22 duced or derived from the Naval Petro- CFR 121.1) and not under ECCN 1C608.m. leum Reserves (NPR) or became available Note to 1C608.l and m: If a chemical in ECCN for export as a result of an exchange of 1C608.l or .m is incorporated into a commercial any NPR produced or derived commod- charge or device described in ECCN 1C608.c ities. through .k or in ECCN 1C992, the classification LICENSE REQUIREMENTS of the commercial charge or device applies to the Reason for Control: SS item. Control(s): SS applies to entire entry. For li- Technical Note to 1C608.m: ’Mixture’ refers to censing requirements (and possible License a composition of two or more substances with at Exceptions) proceed directly to part 754 of least one substance being enumerated in 1C011, the EAR. The Commerce Country Chart is 1C111, 1C239, 1C608, USML Category V, or else- not designed to determine licensing re- where on the USML. quirements for items controlled for SS rea- n. Any explosives, ’propellants,’ oxidizers, sons. ‘‘pyrotechnics,’’ fuels, binders, or additives LIST OF ITEMS CONTROLLED that are ‘‘specially designed’’ for military Related Controls: N/A application and not enumerated or otherwise Related Definitions: N/A described in USML Category V or elsewhere Items: The list of items controlled is con- on the USML. tained in the ECCN heading

1C980 Inorganic chemicals listed in Supple- 1C984 Manufactured gas and synthetic nat- ment No. 1 to part 754 of the EAR that ural gas (except when commingled with were produced or derived from the Naval natural gas and thus subject to export au- Petroleum Reserves (NPR) or became thorization from the Department of En- available for export as a result of an ex- ergy) listed in Supplement No. 1 to part change of any NPR produced or derived 754 of the EAR that were produced or de- commodities. rived from the Naval Petroleum Reserves LICENSE REQUIREMENTS (NPR) or became available for export as a Reason for Control: SS result of an exchange of any NPR pro- Control(s): SS applies to entire entry. For li- duced or derived commodities. censing requirements (and possible License LICENSE REQUIREMENTS Exceptions) proceed directly to part 754 of Reason for Control: SS the EAR. The Commerce Country Chart is Control(s): SS applies to entire entry. For li- not designed to determine licensing re- censing requirements (and possible License quirements for items controlled for SS rea- Exceptions) proceed directly to part 754 of sons the EAR. The Commerce Country Chart is

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not designed to determine licensing re- Country Chart (See Supp. quirements for items controlled for SS rea- Control(s) No. 1 to part 738) sons CB applies to 1C991.d ...... CB Column 3 LIST OF ITEMS CONTROLLED AT applies to entire entry ...... AT Column 1 Related Controls: N/A Related Definitions: N/A LIST BASED LICENSE EXCEPTIONS (SEE PART Items: The list of items controlled is con- 740 FOR A DESCRIPTION OF ALL LICENSE EX- tained in the ECCN heading CEPTIONS) 1C988 Unprocessed western red cedar LVS: N/A (thuja plicata) logs and timber, and GBS: N/A rough, dressed and worked lumber con- CIV: N/A taining wane, as described in § 754.4 of LIST OF ITEMS CONTROLLED the EAR. Related Controls: (1) Medical products con- LICENSE REQUIREMENTS taining ricin or saxitoxin, as follows, are Reason for Control: SS controlled for CW reasons under ECCN Control(s): SS applies to entire entry. For li- 1C351: censing requirements (and possible License (a) Ricinus Communis AgglutininII (RCAII), Exceptions) proceed directly to part 754 of also known as ricin D, or Ricinus Communis the EAR. The Commerce Country Chart is LectinIII (RCLIII); not designed to determine licensing re- (b) Ricinus Communis LectinIV (RCLIV), quirements for items controlled for SS rea- also known as ricin E; or sons (c) Saxitoxin identified by C.A.S. #35523–89– LIST OF ITEMS CONTROLLED 8. Related Controls: N/A (2) The export of a ‘‘medical product’’ that Related Definitions: For a non-exhaustive list is an ‘‘Investigational New Drug’’ (IND), as of 10-digit Harmonized System-based defined in 21 CFR 312.3, is subject to certain Schedule B commodity numbers that may U.S. Food and Drug Administration (FDA) apply to unprocessed Western Red Cedar requirements that are independent of the ex- products subject to § 754.4 and related defi- port requirements specified in this ECCN or nitions, see Supplement No. 2 to part 754 of elsewhere in the EAR. These FDA require- the EAR. ments are described in 21 CFR 312.110 and Items: The list of items controlled is con- must be satisfied in addition to any require- tained in the ECCN heading ments specified in the EAR. (3) Also see 21 CFR 314.410 for FDA require- 1C990 Fibrous and filamentary materials, ments concerning exports of new drugs and not controlled by 1C010 or 1C210, for use new drug substances. in ‘‘composite’’ structures and with a spe- Related Definitions: For the purpose of this μ 6 cific modulus of 3.18 10 m or greater entry, ‘‘immunotoxin’’ is defined as an μ and a specific tensile strength of 7.62 antibody-toxin conjugate intended to de- 4 10 m or greater. stroy specific target cells (e.g., tumor LICENSE REQUIREMENTS cells) that bear antigens homologous to Reason for Control: AT the antibody. For the purpose of this entry, ‘‘medical products’’ are: (1) Pharma- Country Chart (See Supp. Control(s) No. 1 to part 738) ceutical formulations designed for testing and human administration in the treat- AT applies to entire entry ...... AT Column 1 ment of medical conditions, (2) pre- packaged for distribution as clinical or LIST BASED LICENSE EXCEPTIONS (SEE PART medical products, and (3) approved by the 740 FOR A DESCRIPTION OF ALL LICENSE EX- U.S. Food and Drug Administration either CEPTIONS) to be marketed as clinical or medical prod- LVS: N/A ucts or for use as an ‘‘Investigational New GBS: N/A Drug’’ (IND) (see 21 CFR part 312). For the CIV: N/A purpose of this entry, ‘‘diagnostic and food LIST OF ITEMS CONTROLLED testing kits’’ are specifically developed, Related Controls: N/A packaged and marketed for diagnostic or Related Definitions: N/A public health purposes. Biological toxins in Items: The list of items controlled is con- any other configuration, including bulk tained in the ECCN heading shipments, or for any other end-uses are controlled by ECCN 1C351. For the purpose 1C991 Vaccines, immunotoxins, medical of this entry, ‘‘vaccine’’ is defined as a me- products, diagnostic and food testing dicinal (or veterinary) product in a phar- kits, as follows (see List of Items con- maceutical formulation, approved by the trolled). U.S. Food and Drug Administration or the LICENSE REQUIREMENTS U.S. Department of Agriculture to be mar- Reason for Control: CB, AT keted as a medical (or veterinary) product

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or for use in clinical trials, that is in- means controlled energetic materials (see tended to stimulate a protective ECCNs 1C011, 1C111, 1C239, and 1C608; see immunological response in humans or ani- also 22 CFR 121.1, Category V). (3) The indi- mals in order to prevent disease in those to vidual USML controlled energetic mate- whom or to which it is administered. rials, even when compounded with other Items: a. Vaccines against items controlled materials, remain ‘‘subject to the ITAR’’ by ECCN 1C351, 1C353 or 1C354. when not incorporated into explosive de- b. Immunotoxins containing items con- vices or charges controlled by this entry. trolled by 1C351.d; (4) Commercial prefabricated slurries and c. Medical products containing botulinum emulsions containing greater than 35% of toxins controlled by ECCN 1C351.d.3 or USML controlled energetic materials are conotoxins controlled by ECCN 1C351.d.6; ‘‘subject to the ITAR’’ (see 22 CFR parts d. Medical products containing items con- 120 through 130). (5) For purposes of this trolled by ECCN 1C351.d (except botulinum entry, the mass of aluminum powder, po- toxins controlled by ECCN 1C351.d.3, tassium perchlorate, and any of the sub- conotoxins controlled by ECCN 1C351.d.6, and stances listed in the note to the USML (see items controlled for CW reasons under 22 CFR 121.12) (such as ammonium 1C351.d.11 or .d.12); pictrate, black powder, etc.) contained in e. Diagnostic and food testing kits con- commercial explosive devices and in the taining items controlled by ECCN 1C351.d charges are omitted when determining the (except items controlled for CW reasons total mass of controlled material. under ECCN 1C351.d.11 or .d.12). Items: a. Shaped charges ‘‘specially designed’’ for oil well operations, utilizing one charge 1C992 Commercial charges and devices con- functioning along a single axis, that upon taining energetic materials, n.e.s. and ni- detonation produce a hole, and trogen trifluoride in a gaseous state (see a.1. Contain any formulation of controlled List of Items Controlled). materials; LICENSE REQUIREMENTS a.2. Have only a uniform shaped conical Reason for Control: AT, RS, foreign policy liner with an included angle of 90 degrees or less; Country chart (see Supp. No. Control(s) 1 to part 738) a.3. Contain more than 0.010 kg but less than or equal to 0.090 kg of controlled mate- AT applies to entire entry ...... AT Column 1 rials; and RS applies to entire entry ...... A license is required for items a.4. Have a diameter not exceeding 4.5 controlled by this entry for inches; export or reexport to Iraq and transfer within Iraq for b. Shaped charges ‘‘specially designed’’ for regional stability reasons. oil well operations containing less than or The Commerce Country equal to 0.010 kg of controlled materials; Chart is not designed to c. Detonation cord or shock tubes con- determine RS license re- taining less than or equal to 0.064 kg per quirements for this entry. meter (300 grains per foot) of controlled ma- See §§ 742.6 and 746.3 of terials; the EAR for additional in- d. Cartridge power devices, that contain formation. Russian industry sector sanc- See § 746.5 for specific li- less than or equal to 0.70 kg of controlled tions apply to entire entry. cense requirements and li- materials in the deflagration material; cense review policy. e. Detonators (electric or nonelectric) and assemblies thereof, that contain less than or LIST BASED LICENSE EXCEPTIONS (SEE PART equal to 0.01 kg of controlled materials; 740 FOR A DESCRIPTION OF ALL LICENSE EX- f. Igniters, that contain less than or equal CEPTIONS) to 0.01 kg of controlled materials; LVS: N/A g. Oil well cartridges, that contain less GBS: N/A than or equal to 0.015 kg of controlled ener- CIV: N/A getic materials; LIST OF ITEMS CONTROLLED h. Commercial cast or pressed boosters Related Controls: (1) Commercial charges and containing less than or equal to 1.0 kg of devices containing USML controlled ener- controlled materials; getic materials that exceed the quantities i. Commercial prefabricated slurries and noted or that are not covered by this entry emulsions containing less than or equal to are controlled under ECCN 1C608. (2) Nitro- 10.0 kg and less than or equal to thirty-five gen trifluoride when not in a gaseous state percent by weight of USML controlled mate- is controlled under ECCN 1C608. rials; Related Definitions: (1) Items controlled by j. Cutters and severing tools containing this entry ECCN 1C992 are those materials less than or equal to 3.5 kg of controlled ma- not controlled by ECCN 1C608 and not terials; ‘‘subject to the ITAR’’ (see 22 CFR Parts k. Pyrotechnic devices when designed ex- 120 through 130). (2) For purposes of this clusively for commercial purposes (e.g., the- entry, the term ‘‘controlled materials’’ atrical stages, motion picture special effects,

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and fireworks displays) and containing less CIV: N/A than or equal to 3.0 kg of controlled mate- LIST OF ITEMS CONTROLLED rials; or Related Controls: 1. ECCN 1C350 controls mix- l. Other commercial explosive devices and tures containing 30 percent or higher con- charges not controlled by 1C992.a through .k centrations of any single CWC Schedule 2 containing less than or equal to 1.0 kg of chemical identified in ECCN 1C350.b. ECCN controlled materials. 1C395 controls mixtures containing con- Note: 1C992.l includes automotive safety de- centrations of more than 10 percent, but vices; extinguishing systems; cartridges for riv- less than 30 percent, of any single CWC eting guns; explosive charges for agricultural, Schedule 2 chemical identified in ECCN oil and gas operations, sporting goods, commer- 1C350.b. 2. ECCN 1C350 controls mixtures cial mining, or public works purposes; and delay containing chemicals identified in ECCN tubes used in the assembly of commercial explo- 1C350.c or .d that exceed the concentration sive devices. levels indicated in 1C995.a.2. 3. ECCN 1C355 m. Nitrogen trifluoride (NF3) in a gaseous controls mixtures containing chemicals state. identified in ECCN 1C355 that exceed the concentration levels indicated in 1C995.b. 4. 1C995 Mixtures not controlled by ECCN ECCN 1C395 controls ‘‘medical, analytical, 1C350, ECCN 1C355 or ECCN 1C395 that diagnostic, and food testing kits’’ (as de- contain chemicals controlled by ECCN fined in the Related Controls paragraph of 1C350 or ECCN 1C355 and medical, ana- this ECCN) that contain CWC Schedule 2 or lytical, diagnostic, and food testing kits 3 chemicals listed in 1C350.b or .c. ECCN not controlled by ECCN 1C350 or ECCN 1C350 controls any such testing kits in 1C395 that contain chemicals controlled which the amount of any single chemical by ECCN 1C350.d, as follows (see List of listed in 1C350.b, .c., or .d exceeds 300 Items controlled). grams by weight. LICENSE REQUIREMENTS Related Definitions: For the purpose of this Reason for Control: AT, RS entry, ‘‘medical, analytical, diagnostic, and food testing kits’’ are pre-packaged Control(s) Country Chart (See Supp. materials of defined composition that are No. 1 to part 738) specifically developed, packaged and mar- AT applies to entire entry ...... AT Column 1. keted for medical, analytical, diagnostic, RS applies to entire entry...... A license is required for items or public health purposes. Replacement re- controlled by this entry for agents for medical, analytical, diagnostic, export or reexport to Iraq and food testing kits described in 1C995.c or transfer within Iraq for are controlled by ECCN 1C350 if the re- regional stability reasons. agents contain at least one of the pre- The Commerce Country cursor chemicals identified in that ECCN Chart is not designed to determine RS license rein concentrations equal to or greater than quirements for this entry. the control levels for mixtures indicated in See §§ 742.6 and 746.3 of 1C350.d. the EAR for additional in- Items: a. Mixtures containing the following formation. concentrations of precursor chemicals controlled by ECCN 1C350 (For controls on other License Requirement Notes: 1. This ECCN does mixtures containing these chemicals, see not control mixtures containing less than 0.5% Notes 1 and 2 in the Related Controls para- of any single toxic or precursor chemical con- graph of this ECCN.): trolled by ECCN 1C350.b, .c, or .d or ECCN a.1. Mixtures containing 10 percent or less, 1C355 as unavoidable by-products or impurities. by weight, of any single CWC Schedule 2 Such mixtures are classified as EAR99. chemical controlled by ECCN 1C350.b; 2. 1C995.c does not control mixtures that con- a.2. Mixtures containing less than 30 per- tain precursor chemicals identified in 1C350.d in cent, by weight, of: concentrations below the levels for mixtures in- a.2.a. Any single CWC Schedule 3 chemical dicated in 1C350.d. 1C995.a.2.b controls such controlled by ECCN 1C350.c; or mixtures, unless they are consumer goods as de- a.2.b. Any single precursor chemical con- scribed in License Requirements Note 3 of this trolled by ECCN 1C350.d. ECCN. b. Mixtures containing the following con- 3. This ECCN does not control mixtures when centrations of toxic or precursor chemicals the controlled chemicals are normal ingredients controlled by ECCN 1C355 (For controls on in consumer goods packaged for retail sale for other mixtures containing these chemicals, personal use. Such consumer goods are classi- see Note 3 in the Related Controls paragraph fied as EAR99. of this ECCN.): LIST BASED LICENSE EXCEPTIONS (SEE PART b.1. Mixtures containing the following con- 740 FOR A DESCRIPTION OF ALL LICENSE EX- centrations of CWC Schedule 2 chemicals CEPTIONS) controlled by ECCN 1C355.a: LVS: N/A b.1.a. Mixtures containing 1 percent or GBS: N/A less, by weight, of any single CWC Schedule

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2 chemical controlled by ECCN 1C355.a.1 (i.e., Country Chart (See Supp. mixtures containing PFIB); or Control(s) No. 1 to part 738) b.1.b. Mixtures containing 10 percent or RS applies to entire entry...... A license is required for items less, by weight, of any single CWC Schedule controlled by this entry for 2 chemical controlled by 1C355.a.2; export or reexport to Iraq b.2. Mixtures containing less than 30 per- or transfer within Iraq for cent, by weight, of any single CWC Schedule regional stability reasons. 3 chemical controlled by ECCN 1C355.b. The Commerce Country Chart is not designed to c. ‘‘Medical, analytical, diagnostic, and determine RS license re- food testing kits’’ (as defined in the Related quirements for this entry. Definitions for this ECCN) that contain pre- See §§ 742.6 and 746.3 of cursor chemicals controlled by ECCN 1C350.d the EAR for additional in- in an amount not exceeding 300 grams per formation. chemical. (For controls on other such test kits containing these and other controlled LIST BASED LICENSE EXCEPTIONS (SEE PART chemicals, see Note 4 in the Related Controls 740 FOR A DESCRIPTION OF ALL LICENSE EX- paragraph of this ECCN.) CEPTIONS) LVS: N/A 1C996 Hydraulic fluids containing synthetic GBS: N/A hydrocarbon oils, not controlled by CIV: N/A 1C006, having all the following character- LIST OF ITEMS CONTROLLED istics (see List of Items Controlled). Related Controls: N/A LICENSE REQUIREMENTS Related Definitions: N/A Reason for Control:AT Items: The list of items controlled is contained in the ECCN heading. Control(s) Country Chart (See Supp. No. 1 to part 738) 1C998 Non-fluorinated polymeric substances, not controlled by 1C008, as fol- AT applies to entire entry ...... AT Column 1 lows (see List of Items Controlled). LICENSE REQUIREMENTS LIST BASED LICENSE EXCEPTIONS (SEE PART Reason for Control: AT 740 FOR A DESCRIPTION OF ALL LICENSE EX- CEPTIONS) Country Chart (See Supp. LVS: N/A Control(s) No. 1 to part 738) GBS: N/A AT applies to entire entry ...... AT Column 1. CIV: N/A LIST OF ITEMS CONTROLLED LIST BASED LICENSE EXCEPTIONS (SEE PART Related Controls: N/A 740 FOR A DESCRIPTION OF ALL LICENSE EX- Related Definitions: N/A CEPTIONS) Items: a. A flash point exceeding 477 K (204 LVS: N/A °C); GBS: N/A b. A pour point at 239 K (¥-34 °C) or less; CIV: N/A c. A viscosity index of 75 or more; and LIST OF ITEMS CONTROLLED d. A thermal stability at 616 K (343 °C). Related Controls: N/A Related Definitions: N/A 1C997 Ammonium Nitrate, Including Fer- Items: a. Polyarylene ether ketones, as fol- tilizers and Fertilizer Blends Containing lows: More Than 15% by Weight Ammonium Ni- a.1 Polyether ether ketone (PEEK); trate, Except Liquid Fertilizers (Con- a.2. Polyether ketone ketone (PEKK); taining Any Amount of Ammonium Ni- a.3. Polyether ketone (PEK); trate) or Dry Fertilizers Containing Less a.4. Polyether ketone ether ketone ketone Than 15% by Weight Ammonium Nitrate. (PEKEKK); LICENSE REQUIREMENTS b. [Reserved] Reason for Control: AT, RS 1C999 Specific Materials, n.e.s., as Follows Country Chart (See Supp. Control(s) No. 1 to part 738) (See List of Items Controlled). LICENSE REQUIREMENTS AT applies to entire entry ...... AT Column 1. Reason for Control: AT, RS

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LIST BASED LICENSE EXCEPTIONS (SEE PART Control(s) Country Chart (See Supp. No. 1 to part 738) 740 FOR A DESCRIPTION OF ALL LICENSE EX- CEPTIONS) AT applies to entire entry ...... A license is required for items CIV: Yes, except N/A for MT controlled by this entry to North Korea for anti-ter- TSR: Yes, except N/A for MT rorism reasons. The Com- LIST OF ITEMS CONTROLLED merce Country Chart is not Related Controls: (1) See ECCNs 1E101 (‘‘use’’) designed to determine AT and 1E102 (‘‘development’’ and ‘‘produc- license requirements for tion’’) for technology for items controlled this entry. See § 742.19 of by this entry. (2) Also see 1D002, 1D101, the EAR for additional information. 1D201, and 1D999. RS applies to entire entry...... A license is required for items Related Definitions: N/A controlled by this entry for Items: The list of items controlled is con- export or reexport to Iraq tained in the ECCN heading. or transfer within Iraq for regional stability reasons. 1D002 ‘‘Software’’ for the ‘‘development’’ of The Commerce Country organic ‘‘matrix’’, metal ‘‘matrix’’ or car- Chart is not designed to bon ‘‘matrix’’ laminates or ‘‘composites’’. determine RS license re- LICENSE REQUIREMENTS quirements for this entry. See §§ 742.6 and 746.3 of Reason for Control: NS, AT the EAR for additional information. Country Chart (See Supp. Control(s) No. 1 to part 738)

LIST BASED LICENSE EXCEPTIONS (SEE PART NS applies to entire entry ...... NS Column 1 740 FOR A DESCRIPTION OF ALL LICENSE EX- AT applies to entire entry ...... AT Column 1 CEPTIONS) LVS: N/A REPORTING REQUIREMENTS See § 743.1 of the GBS: N/A EAR for reporting requirements for ex- CIV: N/A ports under License Exceptions, and Vali- LIST OF ITEMS CONTROLLED dated End-User authorizations Related Controls: See also 1C236. LIST OF ITEMS CONTROLLED Related Definitions: N/A LIST BASED LICENSE EXCEPTIONS (SEE PART Items: a. Hardened steel and tungsten carbide 740 FOR A DESCRIPTION OF ALL LICENSE EX- precision ball bearings (3mm or greater di- CEPTIONS) ameter); CIV: Yes b. 304 and 316 stainless steel plate, n.e.s.; TSR: Yes c. Monel plate; SPECIAL CONDITIONS FOR STA d. Tributyl phosphate; STA: License Exception STA may not be e. Nitric acid in concentrations of 20 used to ship or transmit ‘‘software’’ for the weight percent or greater; ‘‘development’’ of organic ‘‘matrix’’, metal f. Fluorine; ‘‘matrix’’ or carbon ‘‘matrix’’ laminates or g. Alpha-emitting radionuclides, n.e.s. ‘‘composites’’ specified in ECCN 1A002 to any of the destinations listed in Country Group A:6 (See Supplement No. 1 to part D. ‘‘SOFTWARE’’ 740 of the EAR). 1D001 ‘‘Software’’ ‘‘specially designed’’ or Related Controls: ‘‘Software’’ for items con- modified for the ‘‘development’’, ‘‘produc- trolled by 1A102 are ‘‘subject to the ITAR’’ tion’’ or ‘‘use’’ of equipment controlled by (see 22 CFR parts 120 through 130). 1B001 to 1B003. Related Definitions: N/A LICENSE REQUIREMENTS Items: The list of items controlled is con- Reason for Control: NS, MT, NP, AT tained in the ECCN heading

Control(s) Country Chart (See Supp. 1D003 ‘‘Software’’ ‘‘specially designed’’ or No. 1 to part 738) modified to enable equipment to perform NS applies to entire entry ...... NS Column 1 the functions of equipment controlled MT applies to ‘‘software’’ for MT Column 1 under 1A004.c or 1A004.d. the ‘‘development,’’ ‘‘pro- LICENSE REQUIREMENTS duction,’’ operation, or Reason for Control: NS, RS, AT maintenance of items controlled by 1B001 for MT Country Chart (See Supp. reasons. Control(s) No. 1 to part 738) NP applies to ‘‘software’’ for NP Column 1 the ‘‘development’’, ‘‘pro- NS applies to entire entry ...... NS Column 2. duction’’ or ‘‘use’’ of items RS applies to software for RS Column 2. controlled by 1B001 for NP equipment controlled by reasons. 1A004.d. AT applies to entire entry ...... AT Column 1 AT applies to entire entry ...... AT Column 1.

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REPORTING REQUIREMENTS See § 743.1 of the CIV: N/A EAR for reporting requirements for ex- TSR: N/A ports under License Exceptions, and Vali- LIST OF ITEMS CONTROLLED dated End-User authorizations Related Controls: See ECCNs 1E101 (‘‘use’’) and SPECIAL CONDITIONS FOR STA 1E102 (‘‘development’’ and ‘‘production’’) LIST BASED LICENSE EXCEPTIONS (SEE PART for technology for items controlled by this 740 FOR A DESCRIPTION OF ALL LICENSE EX- entry. CEPTIONS) Related Definitions: N/A CIV: N/A Items: The list of items controlled is con- TSR: N/A tained in the ECCN heading. LIST OF ITEMS CONTROLLED Related Controls: N/A 1D103 ‘‘Software’’ ‘‘specially designed’’ for Related Definitions: N/A reduced observables such as radar reflec- Items: The list of items controlled is con- tivity, ultraviolet/infrared signatures and tained in the ECCN heading. acoustic signatures, for applications usable in rockets, missiles, or unmanned aer- 1D018 ‘‘Software’’ ‘‘specially designed‘‘ or ial vehicles capable of delivering at least modified for the ‘‘development,’’ ‘‘produc- a 500 kg payload to a ‘‘range’’ equal to or tion,’’ or ‘‘use’’ of items controlled by greater than 300 km and their complete 1B018.b. subsystems. LICENSE REQUIREMENTS LICENSE REQUIREMENTS Reason for Control: NS, MT, AT, UN Reason for Control: MT, AT

Control(s) Country Chart (See Supp. Country Chart (See Supp. No. 1 to part 738) Control(s) No. 1 to part 738)

NS applies to entire entry ...... NS Column 1. MT applies to entire entry ..... MT Column 1 MT applies to ‘‘software’’ for AT applies to entire entry ...... AT Column 1 the ‘‘development’’, ‘‘production’’, operation, or maintenance of items con- LIST BASED LICENSE EXCEPTIONS (SEE PART trolled by 1B018 for MT 740 FOR A DESCRIPTION OF ALL LICENSE EX- reasons. CEPTIONS) AT applies to entire entry ...... AT Column 1. CIV: N/A UN applies to entire entry ..... See § 746.1(b) for UN con- TSR: N/A trols. LIST OF ITEMS CONTROLLED Related Controls: (1) This entry includes LIST BASED LICENSE EXCEPTIONS (SEE PART ‘‘software’’ ‘‘specially designed’’ for anal- 740 FOR A DESCRIPTION OF ALL LICENSE EX- ysis of signature reduction. (2) For soft- CEPTIONS) ware that meets the definition of defense CIV: N/A articles under 22 CFR 120.3 of the Inter- TSR: N/A national Traffic in Arms Regulations LIST OF ITEMS CONTROLLED (ITAR), which describes similar software Related Controls: See ECCN 1D608 for ‘‘soft- that are ‘‘subject to the ITAR’’ (see 22 CFR ware’’ for items classified under ECCN parts 120 through 130, including USML Cat- 1B608 that, immediately prior to July 1, egory XIII). 2014, were classified under 1B018.a. Related Definitions: N/A Related Definitions: N/A Items: The list of items controlled is con- Items: The list of items controlled is contained in the ECCN heading tained in the ECCN heading 1D201 ‘‘Software’’ ‘‘specially designed’’ or 1D101 ‘‘Software’’ ‘‘specially designed’’ or modified for the ‘‘use’’ of items controlled modified for the operation or maintenance of commodities controlled by by 1B201. LICENSE REQUIREMENTS 1B101, 1B102, 1B115, 1B117, 1B118, or Reason for Control: NP, AT 1B119. LICENSE REQUIREMENTS Country Chart (See Supp. Reason for Control: MT, NP, AT Control(s) No. 1 to part 738)

Control(s) Country Chart (See Supp. NP applies to entire entry ...... NP Column 1 No. 1 to part 738) AT applies to entire entry ...... AT Column 1

MT applies to entire entry ..... MT Column 1. NP applies to ‘‘software’’ for NP Column 1. LIST BASED LICENSE EXCEPTIONS (SEE PART the ‘‘use’’ of items con- 740 FOR A DESCRIPTION OF ALL LICENSE EX- trolled by 1B101.a. CEPTIONS) AT applies to entire entry ...... AT Column 1. CIV: N/A TSR: N/A LIST BASED LICENSE EXCEPTIONS (SEE PART LIST OF ITEMS CONTROLLED 740 FOR A DESCRIPTION OF ALL LICENSE EX- Related Controls: See ECCNs 1E201 (‘‘use’’) and CEPTIONS) 1E203 (‘‘development’’ and ‘‘production’’)

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for technology for items controlled by this ware, libraries, spectral databases, or entry. alarm set point levels developed under U.S. Related Definitions: N/A Department of Defense contract or funding Items: The list of items controlled is con- for the detection, identification, warning tained in the ECCN heading. or monitoring of items controlled in paragraphs (a) or (b) of USML Category XIV, or 1D390 ‘‘Software’’ for process control that is for chemical or biological agents specified specifically configured to control or ini- by U.S. Department of Defense funding or tiate ‘‘production’’ of chemicals controlled contract. (2) See ECCN 0A919 for ‘‘military by 1C350. commodities’’ located and produced out- LICENSE REQUIREMENTS side the United States that incorporate Reason for Control: CB, AT more than a de minimis amount of US-origin ‘‘600 series’’ controlled content. Country Chart (See Supp. Control(s) No. 1 to part 738) Related Definitions: N/A Items: CB applies to entire entry ...... CB Column 2 a. ‘‘Software’’ ‘‘specially designed’’ for the AT applies to entire entry ...... AT Column 1 ‘‘development,’’ ‘‘production,’’ operation, or maintenance of commodities controlled by LIST BASED LICENSE EXCEPTIONS (SEE PART ECCN 1A607, 1B607, or 1C607. 740 FOR A DESCRIPTION OF ALL LICENSE EX- b. [RESERVED] CEPTIONS) CIV: N/A 1D608 ‘‘Software’’ ‘‘specially designed’’ for TSR: N/A the ‘‘development,’’ ‘‘production,’’ oper- LIST OF ITEMS CONTROLLED ation, or maintenance of commodities Related Controls: N/A controlled by 1B608 or 1C608 (see List of Related Definitions: See Section 772.1 of the Items Controlled). EAR for the definitions of ‘‘software,’’ LICENSE REQUIREMENTS ‘‘program,’’ and ‘‘microprogram.’’ Reason for Control: NS, RS, MT, AT, UN Items: The list of items controlled is contained in the ECCN heading Country chart Control(s) (See Supp. No. 1 to part 738) 1D607 ‘‘Software’’ ‘‘specially designed’’ for the ‘‘development,’’ ‘‘production,’’ oper- NS applies to entire entry ...... NS Column 1 ation, or maintenance of items controlled RS applies to entire entry ...... RS Column 1 by 1A607, 1B607 or 1C607 (see List of MT applies to ‘‘software’’ MT Column 1 Items Controlled). ‘‘specially designed’’ for the ‘‘use’’ of 1B608 equipment LICENSE REQUIREMENTS in the ‘‘production’’ and Reason for Control: NS, RS, AT, UN handling of materials controlled by 1C608.m or MT Country chart (see Supp. No. articles in USML Category Control(s) 1 to Part 738) V. AT applies to entire entry ...... AT Column 1 NS applies to entire entry, ex- NS Column 1. UN applies to entire entry ..... See § 746.1(b) for UN con- cept ‘‘software’’ for trols 1C607.a.10, .a.11, .a.12, and .a.14. RS applies to entire entry ...... RS Column 1. LIST BASED LICENSE EXCEPTIONS (SEE PART AT applies to entire entry ...... AT Column 1. 740 FOR A DESCRIPTION OF ALL LICENSE EX- UN applies to entire entry ..... See § 746.1(b) for UN con- CEPTIONS) trols. CIV: N/A TSR: N/A LIST BASED LICENSE EXCEPTIONS (SEE PART SPECIAL CONDITIONS FOR STA 740 FOR A DESCRIPTION OF ALL LICENSE EX- STA: Paragraph (c)(2) of License Exception CEPTIONS) STA (§ 740.20(c)(2) of the EAR) may not be CIV: N/A used for any item in 1D608. TSR: N/A LIST OF ITEMS CONTROLLED SPECIAL CONDITIONS FOR STA Related Controls: (1) Software directly related STA: Paragraph (c)(2) of License Exception to articles enumerated or otherwise de- STA (§ 740.20(c)(2) of the EAR) may not be scribed in USML Categories III, IV or V is used for any item in 1D607. subject to the controls of those USML Cat- LIST OF ITEMS CONTROLLED egories, respectively. (2) See ECCN 0A919 Related Controls: (1) ‘‘Software’’ directly re- for foreign-made ‘‘military commodities’’ lated to articles enumerated or otherwise that incorporate more than a de minimis described in USML Category XIV is subject amount of U.S.-origin ‘‘600 series’’ items. to the ITAR (see 22 CFR § 121.1, Category Related Definitions: N/A XIV(m)). ‘‘Software’’ controlled by USML Items: a. ‘‘Software’’ ‘‘specially designed’’ for Category XIV(m) includes ‘‘software’’ di- the ‘‘development,’’ ‘‘production,’’ operation, rectly related to any equipment containing or maintenance of commodities controlled reagents, algorithms, coefficients, soft- by ECCN 1B608 or 1C608.

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b. [Reserved] LIST OF ITEMS CONTROLLED Related Controls: N/A 1D613 ‘‘Software’’ ‘‘specially designed’’ for Related Definitions: N/A the ‘‘development,’’ ‘‘production,’’ oper- Items: The list of items controlled is con- ation, or maintenance of commodities tained in the ECCN heading controlled by 1A613 or 1B613, as follows (see List of Items Controlled). 1D999 Specific Software, n.e.s., as Follows LICENSE REQUIREMENTS (See List of Items Controlled). Reason for Control: NS, RS, AT, UN LICENSE REQUIREMENTS Country chart Reason for Control: AT Control(s) (See Supp. No. 1 Control(s): to part 738) Country Chart. AT applies to entire entry. A NS applies to entire entry ex- NS Column 1 license is required for items controlled by cept 1D613.y. this entry to North Korea for anti-ter- RS applies to entire entry ex- RS Column 1 rorism reasons. The Commerce Country cept 1D613.y. Chart is not designed to determine AT li- AT applies to entire entry ...... AT Column 1 UN applies to entire entry, See § 746.1(b) for UN con- censing requirements for this entry. See except 1D613.y. trols § 742.19 of the EAR for additional information. LIST BASED LICENSE EXCEPTIONS (SEE PART LIST BASED LICENSE EXCEPTIONS (SEE PART 740 FOR A DESCRIPTION OF ALL LICENSE EX- 740 FOR A DESCRIPTION OF ALL LICENSE EX- CEPTIONS) CEPTIONS) CIV: N/A CIV: N/A TSR: N/A TSR: N/A SPECIAL CONDITIONS FOR STA LIST OF ITEMS CONTROLLED STA: Paragraph (c)(2) of License Exception Related Controls: See also 1B999. STA (§ 740.20(c)(2) of the EAR) may not be Related Definitions: N/A used for any ‘‘software’’ in 1D613. Items: a. Software ‘‘specially designed’’ for LIST OF ITEMS CONTROLLED industrial process control hardware/systems Related Controls: (1) ‘‘Software’’ directly re- controlled by 1B999, n.e.s.; lated to articles controlled by USML Cat- egory X is subject to the control of USML b. Software ‘‘specially designed’’ for equip- paragraph X(e) of the ITAR. (2) See ECCN ment for the production of structural com- 0A919 for foreign-made ‘‘military commod- posites, fibers, prepregs and preforms con- ities’’ that incorporate more than a de trolled by 1B999, n.e.s. minimis amount of US-origin ‘‘600 series’’ E. ‘‘TECHNOLOGY’’ controlled content. Related Definitions: N/A 1E001 ‘‘Technology’’ according to the Gen- Items: a. ‘‘Software’’ (other than ‘‘software’’ eral Technology Note for the ‘‘develop- controlled in paragraph .y of this entry) ment’’ or ‘‘production’’ of items controlled ‘‘specially designed’’ for the ‘‘development,’’ by 1A002, 1A003, 1A004, 1A005, 1A006.b, ‘‘production,’’ operation, or maintenance of 1A007, 1A008 1A101, 1B (except 1B608, commodities controlled by ECCNs 1A613 (ex- 1B613 or 1B999), or 1C (except 1C355, cept 1A613.y) or 1B613 (except 1B613.y). 1C608, 1C980 to 1C984, 1C988, 1C990, b. to x. [Reserved] 1C991, 1C995 to 1C999). y. Specific ‘‘software’’ ‘‘specially designed’’ LICENSE REQUIREMENTS for the ‘‘production,’’ ‘‘development,’’ oper- Reason for Control: NS, MT, NP, CB, RS, AT ation, or maintenance of commodities controlled by ECCN 1A613.y. Country Chart (See Supp. Control(s) No. 1 to part 738) 1D993 ‘‘Software’’ ‘‘specially designed’’ for the ‘‘development,’’ ‘‘production’’ or ‘‘use’’ NS applies to ‘‘technology’’ NS Column 1. of materials controlled by 1C210.b, or for items controlled by 1C990. 1A002, 1A003, 1A005, 1A006.b, 1A007, 1B001 to LICENSE REQUIREMENTS Reason for Control: AT 1B003, 1B018, 1C001 to 1C011, or 1C018. NS applies to ‘‘technology’’ NS Column 2. Country Chart (See Supp. Control(s) No. 1 to part 738) for items controlled by 1A004. AT applies to entire entry ...... AT Column 1 MT applies to ‘‘technology’’ MT Column 1. for items controlled by LIST BASED LICENSE EXCEPTIONS (SEE PART 1A101, 1B001, 1B101, 1B102, 1B115 to 1B119, 740 FOR A DESCRIPTION OF ALL LICENSE EX- 1C001, 1C007, 1C011, CEPTIONS) 1C101, 1C102, 1C107, CIV: N/A 1C111, 1C116, 1C117, or TSR: N/A 1C118 for MT reasons.

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Country Chart (See Supp. 1C111.a.3.f—see ECCN 1E101 for controls on Control(s) No. 1 to part 738) ‘‘use’’ ‘‘technology’’ for chlorine trifluoride). (3) See ECCN 1E002.g for con- NP applies to ‘‘technology’’ NP Column 1. trol libraries (parametric technical data- for items controlled by 1A002, 1A007, 1B001, bases) ‘‘specially designed’’ or modified to 1B101, 1B201, 1B225, enable equipment to perform the functions 1B226, 1B228 to 1B234, of equipment controlled under ECCN 1C002, 1C010, 1C111, 1A004.c (Nuclear, biological and chemical 1C116, 1C202, 1C210, (NBC) detection systems) or ECCN 1A004.d 1C216, 1C225 to 1C237, or (Equipment for detecting or identifying ex- 1C239 to 1C241 for NP plosives residues). (4) ‘‘Technology’’ for reasons. CB applies to ‘‘technology’’ CB Column 1. lithium isotope separation (see related for items controlled by ECCN 1B233) and ‘‘technology’’ for items 1C351, 1C353, or 1C354. described in ECCN 1C012 are subject to the CB applies to ‘‘technology’’ CB Column 2. export licensing authority of the Depart- for materials controlled by ment of Energy (see 10 CFR Part 810). (5) 1C350 and for chemical ‘‘Technology’’ for items described in ECCN detection systems and 1A102 is ‘‘subject to the ITAR’’ (see 22 CFR dedicated detectors therefor, in 1A004.c, that also Parts 120 through 130). have the technical charac- Related Definitions: N/A teristics described in Items: The list of items controlled is con- 2B351.a. tained in the ECCN heading. RS applies to technology for RS Column 2. equipment controlled in 1E002 Other ‘‘technology’’ as follows (see 1A004.d. List of Items Controlled). AT applies to entire entry ...... AT Column 1. LICENSE REQUIREMENTS REPORTING REQUIREMENTS See § 743.1 of the Reason for Control: NS, MT, NP, AT EAR for reporting requirements for ex- Country Chart (See Supp. ports under License Exceptions, and Vali- Control(s) No. 1 to part 738) dated End-User authorizations LIST BASED LICENSE EXCEPTIONS (SEE PART NS applies to entire entry, ex- NS Column 1. 740 FOR A DESCRIPTION OF ALL LICENSE EX- cept 1E002.g. CEPTIONS) NS applies to 1E002.g ...... NS Column 2. CIV: N/A MT applies to 1E002.e ...... MT Column 1. TSR: Yes, except for the following: NP applies to ‘‘technology’’ NP Column 1. (1) Items controlled for MT reasons; or (2) for items controlled by 1A002 for NP reasons. Exports and reexports to destinations out- AT applies to entire entry ...... AT Column 1. side of those countries listed in Country Group A:5 (See Supplement No. 1 to part 740 REPORTING REQUIREMENTS See § 743.1 of the of the EAR) of ‘‘technology’’ for the ‘‘devel- EAR for reporting requirements for ex- opment’’ or production’’ of the following: ports under License Exceptions, and Vali- (a) Items controlled by 1C001; or dated End-User authorizations (b) Items controlled by 1A002.a which are LIST BASED LICENSE EXCEPTIONS (SEE PART composite structures or laminates having an 740 FOR A DESCRIPTION OF ALL LICENSE EX- organic ‘‘matrix’’ and being made from ma- CEPTIONS) terials listed under 1C010.c or 1C010.d. CIV: N/A SPECIAL CONDITIONS FOR STA STA: License Exception STA may not be TSR: Yes, except for 1E002.e and .f. used to ship or transmit ‘‘technology’’ ac- License Exceptions Note: License Exception cording to the General Technology Note TSU is not applicable for the repair ‘‘tech- for the ‘‘development’’ or ‘‘production’’ of nology’’ controlled by 1E002.e or .f, see supple- equipment and materials specified by ment no. 2 to this part. ECCNs 1A002, 1C001, 1C007.c or d, or 1C010.c SPECIAL CONDITIONS FOR STA or d to any of the destinations listed in STA: License Exception STA may not be Country Group A:6 (See Supplement No. 1 used to ship or transmit any item in to part 740 of the EAR). 1E002.e or .f to any of the destinations list- LIST OF ITEMS CONTROLLED ed in Country Group A:6 (See Supplement Related Controls: (1) Also see ECCNs 1E101, No. 1 to part 740 of the EAR). 1E201, and 1E202. (2) See ECCN 1E608 for LIST OF ITEMS CONTROLLED ‘‘technology’’ for items classified under Related Controls: See also 1E001, 1E101,1E102, ECCN 1B608 or 1C608 that, immediately 1E202, and 1E994 for ‘‘technology’’ related prior to July 1, 2014, were classified under to 1E002.e or .f. ECCN 1B018.a or 1C018.b through .m (note Related Definitions: N/A that ECCN 1E001 controls ‘‘development’’ Items: a. ‘‘Technology’’ for the ‘‘develop- and ‘‘production’’ ‘‘technology’’ for chlo- ment’’ or ‘‘production’’ of polybenzothiazoles rine trifluoride controlled by ECCN or polybenzoxazoles;

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b. ‘‘Technology’’ for the ‘‘development’’ or Country chart ‘‘production’’ of fluoroelastomer compounds Control(s) (See Supp. No. 1 containing at least one vinylether monomer; to part 738) c. ‘‘Technology’’ for the design or ‘‘pro- MT applies to ‘‘technology’’ MT Column 1 duction’’ of the following ceramic powders or for commodities and soft- non-‘‘composite’’ ceramic materials: ware controlled by 1A101, c.1. Ceramic powders having all of the fol- 1A102, 1B001, 1B101, lowing: 1B102, 1B115 to 1B119, 1C001, 1C007, 1C011, c.1.a. Any of the following compositions: 1C101, 1C107, 1C111, c.1.a.1. Single or complex oxides of zir- 1C116, 1C117, 1C118, conium and complex oxides of silicon or alu- 1D001, 1D101, or 1D103 minum; for MT reasons. NP applies to ‘‘technology’’ NP Column 1 c.1.a.2. Single nitrides of boron (cubic crys- for items controlled by talline forms); 1B001, 1B101, 1C111, c.1.a.3. Single or complex carbides of sil- 1C116, 1D001, or 1D101 icon or boron; or for NP reasons. c.1.a.4. Single or complex nitrides of sil- AT applies to entire entry ...... AT Column 1 icon; LIST BASED LICENSE EXCEPTIONS (SEE PART c.1.b. Any of the following total metallic 740 FOR A DESCRIPTION OF ALL LICENSE EX- impurities (excluding intentional additions): CEPTIONS) c.1.b.1. Less than 1,000 ppm for single ox- CIV: N/A ides or carbides; or TSR: N/A c.1.b.2. Less than 5,000 ppm for complex LIST OF ITEMS CONTROLLED compounds or single nitrides; and Related Controls: ‘‘Technology’’ for items c.1.c. Being any of the following: controlled by 1A102 is ‘‘subject to the c.1.c.1. Zirconia (CAS 1314–23–4) with an av- ITAR’’ (see 22 CFR parts 120 through 130). erage particle size equal to or less than 1 μm Related Definitions: N/A and no more than 10% of the particles larger Items: The list of items controlled is con- than 5 μm; or tained in the ECCN heading. c.1.c.2. Other ceramic powders with an average particle size equal to or less than 5 μm 1E102 ‘‘Technology’’ according to the Gen- and no more than 10% of the particles larger eral Technology Note for the ‘‘develop- than 10 μm; ment’’ of software controlled by 1D001, 1D101 or 1D103. c.2. Non-‘‘composite’’ ceramic materials LICENSE REQUIREMENTS composed of the materials described in Reason for Control: MT, NP, AT 1E002.c.1; Note: 1E002.c.2 does not control technology for Control(s) Country Chart (See Supp. the design or production of abrasives. No. 1 to part 738) d. [Reserved] MT applies to entire entry ..... MT Column 1. e. ‘‘Technology’’ for the installation, main- NP applies to ‘‘technology’’ NP Column 1. tenance or repair of materials controlled by for items controlled by 1C001; 1D001 and 1D101 for NP f. ‘‘Technology’’ for the repair of ‘‘com- reasons. AT applies to entire entry ...... AT Column 1. posite’’ structures, laminates or materials controlled by 1A002, 1C007.c or 1C007.d; LIST BASED LICENSE EXCEPTIONS (SEE PART Note: 1E002.f does not control ‘‘technology’’ 740 FOR A DESCRIPTION OF ALL LICENSE EX- for the repair of ‘‘civil aircraft’’ structures using CEPTIONS) carbon ‘‘fibrous or filamentary materials’’ and CIV: N/A epoxy resins, contained in ‘‘aircraft’’ manufac- TSR: N/A turers’ manuals. LIST OF ITEMS CONTROLLED g. ‘‘Libraries’’ ‘‘specially designed’’ or Related Controls: This entry includes data- modified to enable equipment to perform the bases ‘‘specially designed’’ for analysis of functions of equipment controlled under signature reduction. 1A004.c or 1A004.d. Related Definitions: N/A Items: The list of items controlled is con- 1E101 ‘‘Technology’’, in accordance with the tained in the ECCN heading. General Technology Note, for the ‘‘use’’ of commodities and ‘‘software’’ controlled by 1E103 ‘‘Technical data’’ (including proc- 1A101, 1A102, 1B001, 1B101, 1B102, 1B115 essing conditions) and procedures for the to 1B119, 1C001, 1C007, 1C011, 1C101, regulation of temperature, pressure or at- 1C107, 1C111, 1C116, 1C117, 1C118, 1D001, mosphere in autoclaves or hydroclaves, 1D101, or 1D103. when used for the ‘‘production’’ of ‘‘com- LICENSE REQUIREMENTS posites’’ or partially processed ‘‘compos- Reason for Control: MT, NP, AT ites’’, usable for equipment or materials

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specified in 1C007, 1C102, 1C107, 1C116, LIST BASED LICENSE EXCEPTIONS (SEE PART 1C117, 1C118, 9A110, and 9C110. 740 FOR A DESCRIPTION OF ALL LICENSE EX- LICENSE REQUIREMENTS CEPTIONS) Reason for Control: MT, AT CIV: N/A TSR: N/A Control(s) Country Chart (See Supp. LIST OF ITEMS CONTROLLED No. 1 to part 738) Related Controls: N/A MT applies to entire entry ..... MT Column 1 Related Definitions: N/A AT applies to entire entry ...... AT Column 1 Items: The list of items controlled is contained in the ECCN heading. LIST BASED LICENSE EXCEPTIONS (SEE PART 1E202 ‘‘Technology’’ according to the Gen- 740 FOR A DESCRIPTION OF ALL LICENSE EX- eral Technology Note for the ‘‘develop- CEPTIONS) ment’’ or ‘‘production’’ of goods con- CIV: N/A trolled by 1A202 or 1A225 to 1A227. TSR: N/A LICENSE REQUIREMENTS LIST OF ITEMS CONTROLLED Reason for Control: NP, AT Related Controls: See also 1E203 Related Definitions: N/A Country Chart (See Supp. Items: The list of items controlled is con- Control(s) No. 1 to part 738) tained in the ECCN heading. NP applies to entire entry ...... NP Column 1 1E104 ‘‘Technology’’ for the ‘‘production’’ of AT applies to entire entry ...... AT Column 1 pyrolytically derived materials formed on a mold, mandrel or other substrate from LIST BASED LICENSE EXCEPTIONS (SEE PART precursor gases which decompose in the 740 FOR A DESCRIPTION OF ALL LICENSE EX- 1,573 K (1,300 ≥C) to 3,173 K (2,900 ≥C) tem- CEPTIONS) perature range at pressures of 130 Pa (1 CIV: N/A mm Hg) to 20 kPa (150 mm Hg), including TSR: N/A ‘‘technology’’ for the composition of pre- LIST OF ITEMS CONTROLLED cursor gases, flow-rates and process con- Related Controls: N/A trol schedules and parameters. Related Definitions: N/A Items: The list of items controlled is con- LICENSE REQUIREMENTS Reason for Control: MT, AT tained in the ECCN heading. 1E203 ‘‘Technology’’ according to the Gen- Country Chart (See Supp. Control(s) No. 1 to part 738) eral Technology Note for the ‘‘development’’ or ‘‘production’’ of ‘‘software’’ con- MT applies to entire entry ..... MT Column 1 trolled by 1D201. AT applies to entire entry ...... AT Column 1 LICENSE REQUIREMENTS Reason for Control: NP, AT LIST BASED LICENSE EXCEPTIONS (SEE PART 740 FOR A DESCRIPTION OF ALL LICENSE EX- Control(s) Country Chart (See Supp. CEPTIONS) No. 1 to part 738) CIV: N/A NP applies to entire entry ...... NP Column 1 TSR: N/A AT applies to entire entry ...... AT Column 1 LIST OF ITEMS CONTROLLED Related Controls: N/A LIST BASED LICENSE EXCEPTIONS (SEE PART Related Definitions: N/A 740 FOR A DESCRIPTION OF ALL LICENSE EX- Items: The list of items controlled is con- CEPTIONS) tained in the ECCN heading. CIV: N/A TSR: N/A 1E201 ‘‘Technology’’ according to the Gen- LIST OF ITEMS CONTROLLED eral Technology Note for the ‘‘use’’ of Related Controls: N/A items controlled by 1A002, 1A007, 1A202, Related Definitions: N/A 1A225 to 1A227, 1B201, 1B225, 1B226, Items: The list of items controlled is con- 1B228 to 1B232, 1B233.b, 1B234, 1C002.b.3 tained in the ECCN heading. and b.4, 1C010.a, 1C010.b, 1C010.e.1, 1C202, 1C210, 1C216, 1C225 to 1C237, 1E350 ‘‘Technology’’ according to the ‘‘Gen- 1C239 to 1C241 or 1D201. eral Technology Note’’ for facilities de- Reason for Control: NP, AT signed or intended to produce chemicals controlled by 1C350. Country Chart (See Supp. ICENSE EQUIREMENTS Control(s) No. 1 to part 738) L R Reason for Control: CB, AT NP applies to entire entry, for NP Column 1. items controlled for NP rea- Control(s) Country Chart (See Supp. sons. No. 1 to part 738) AT applies to entire entry ...... AT Column 1 CB applies to entire entry ...... CB Column 2

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LIST BASED LICENSE EXCEPTIONS (SEE PART Control(s) Country Chart (See Supp. No. 1 to part 738) 740 FOR A DESCRIPTION OF ALL LICENSE EX- CEPTIONS) AT applies to entire entry ...... AT Column 1 TSR: N/A CIV: N/A LIST BASED LICENSE EXCEPTIONS (SEE PART LIST OF ITEMS CONTROLLED 740 FOR A DESCRIPTION OF ALL LICENSE EX- Related Controls: N/A CEPTIONS) CIV: N/A Related Definitions: N/A TSR: N/A Items: a. Technology for the production of LIST OF ITEMS CONTROLLED the following CWC Schedule 2 toxic chemi- Related Controls: N/A cals: Related Definitions: N/A a.1. PFIB: 1,1,3,3,3-Pentafluoro-2- Items: The list of items controlled is con- (trifluoromethyl)-1-propene (382–21–8); tained in the ECCN heading. a.2. [Reserved] b. Technology for the production of the fol- 1E351 ‘‘Technology’’ according to the Gen- lowing CWC Schedule 3 toxic chemicals: eral Technology Note for the disposal of b.1. Phosgene: Carbonyl dichloride (75–44– chemicals or microbiological materials 5); controlled by 1C350, 1C351, 1C353, or b.2. Cyanogen chloride (506–77–4); 1C354. b.3. Hydrogen cyanide (74–90–8). LICENSE REQUIREMENTS Reason for Control: CB, AT 1E607 ‘‘Technology’’ ‘‘required’’ for the ‘‘development,’’ ‘‘production,’’ operation, in- Control(s) Country Chart (See Supp. stallation, maintenance, repair, overhaul, No. 1 to part 738) or refurbishing of items controlled by CB applies to ‘‘technology’’ CB Column 1. ECCN 1A607, 1B607, 1C607, or 1D607 (see for items controlled by List of Items Controlled). 1C351, 1C353, or 1C354. LICENSE REQUIREMENTS CB applies to ‘‘technology’’ CB Column 2. Reason for Control: NS, RS, AT, UN for the disposal of items controlled by 1C350. Control(s) Country chart (see Supp. No. AT applies to entire entry ...... AT Column 1. 1 to Part 738)

LIST BASED LICENSE EXCEPTIONS (SEE PART NS applies to entire entry, ex- NS Column 1. cept ‘‘technology’’ for 740 FOR A DESCRIPTION OF ALL LICENSE EX- 1C607.a.10, .a.11, .a.12, CEPTIONS) and .a.14 and for 1D607 CIV: N/A ‘‘software’’ therefor. TSR: N/A RS applies to entire entry ...... RS Column 1. LIST OF ITEMS CONTROLLED AT applies to entire entry ...... AT Column 1. Related Controls: N/A UN applies to entire entry ..... See § 746.1(b) for UN con- Related Definitions: N/A trols. Items: The list of items controlled is contained in the ECCN heading. LIST BASED LICENSE EXCEPTIONS (SEE PART 740 FOR A DESCRIPTION OF ALL LICENSE EX- 1E355 Technology for the production of CEPTIONS) Chemical Weapons Convention (CWC) CIV: N/A Schedule 2 and 3 chemicals, as follows TSR: N/A (see List of Items Controlled): SPECIAL CONDITIONS FOR STA LICENSE REQUIREMENTS STA: Paragraph (c)(2) of License Exception Reason for Control: CW, AT STA (§ 740.20(c)(2) of the EAR) may not be used for any item in 1E607. Country Chart (See Supp. LIST OF ITEMS CONTROLLED Control(s) No. 1 to part 738) Related Controls: Technical data directly re- CW applies to entire entry. A lated to defense articles enumerated or license is required for CW otherwise described in USML Category reasons to CWC non- XIV are subject to the ITAR (see 22 CFR States Parties (destinations § 121.1, Category XIV(m)). Technical data not listed in Supplement controlled by USML Category XIV(m) in- No. 2 to part 745), except for Israel and Taiwan. See clude technical data directly related to § 742.18 of the EAR. The any equipment containing reagents, algo- Commerce Country Chart rithms, coefficients, software, libraries, is not designed to deter- spectral databases, or alarm set point lev- mine licensing require- els developed under U.S. Department of De- ments for items controlled fense contract or funding for the detection, for CW reasons. identification, warning or monitoring of AT applies to the entire entry AT Column 1 items controlled in paragraphs (a) or (b) of

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USML Category XIV, or for chemical or bi- c. ‘‘Technology’’ ‘‘required’’ for the ‘‘de- ological agents specified by U.S. Depart- velopment’’ or ‘‘production’’ of nitrate esters ment of Defense funding or contract. (e.g., nitroglycerine) at rates greater than Related Definitions: N/A 2000 pounds per hour. Items: a. ‘‘Technology’’ ‘‘required’’ for the ‘‘de- 1E613 ‘‘Technology’’ ‘‘required’’ for the ‘‘development,’’ ‘‘production,’’ operation, instal- velopment,’’ ‘‘production,’’ operation, in- lation, maintenance, repair, overhaul, or re- stallation, maintenance, repair, overhaul, furbishing of items controlled by ECCN or refurbishing of commodities controlled 1A607, 1B607, 1C607 or 1D607. by 1A613 or 1B613 or ‘‘software’’ con- Note to 1E607.a: ECCN 1E607.a includes trolled by 1D613, as follows (see list of ‘‘technology’’ ‘‘required’’ exclusively for the in- items controlled). corporation of ‘‘biocatalysts’’ controlled by LICENSE REQUIREMENTS ECCN 1C607.c.1 into military carrier substances Reason for Control: NS, RS, AT, UN or military material. b. [RESERVED] Country chart Control(s) (See Supp. No. 1 to part 738) 1E608 ‘‘Technology’’ ‘‘required’’ for the ‘‘development,’’ ‘‘production,’’ operation, in- NS applies to entire entry ex- NS Column 1 stallation, maintenance, repair, overhaul, cept 1E613.y. or refurbishing of equipment controlled RS applies to entire entry ex- RS Column 1 in 1B608 or materials controlled by 1C608 cept 1E613.y. (see List of Items Controlled). AT applies to entire entry ...... AT Column 1 LICENSE REQUIREMENTS UN applies to entire entry, See § 746.1(b) for UN con- Reason for Control: NS, RS, MT, AT, UN except 1E613.y. trols

Country Chart LIST BASED LICENSE EXCEPTIONS (SEE PART Control(s) (See Supp. No. 1 740 FOR A DESCRIPTION OF ALL LICENSE EX- to part 738) CEPTIONS) NS applies to entire entry ...... NS Column 1 CIV: N/A RS applies to entire entry ...... RS Column 1 TSR: N/A MT applies to ‘‘technology’’ MT Column 1 SPECIAL CONDITIONS FOR STA ‘‘required’’ for 1C608.m. STA: Paragraph (c)(2) of License Exception AT applies to entire entry ...... AT Column 1 UN applies to entire entry ..... See § 746.1(b) for UN con- STA (§ 740.20(c)(2) of the EAR) may not be trols used for any ‘‘technology’’ in 1E613. LIST OF ITEMS CONTROLLED LIST BASED LICENSE EXCEPTIONS (SEE PART Related Controls: Technical data directly re- 740 FOR A DESCRIPTION OF ALL LICENSE EX- lated to articles controlled by USML Cat- CEPTIONS) egory X are subject to the control of USML CIV: N/A paragraph X(e) of the ITAR. TSR: N/A Related Definitions: N/A SPECIAL CONDITIONS FOR STA Items: a. ‘‘Technology’’ (other than ‘‘tech- STA: Paragraph (c)(2) of License Exception nology’’ controlled by paragraph .y of this STA (§ 740.20(c)(2) of the EAR) may not be entry) ‘‘required’’ for the ‘‘development,’’ used for any item in 1E608. ‘‘production,’’ operation, installation, main- LIST OF ITEMS CONTROLLED tenance, repair, overhaul, or refurbishing of Related Controls: (1) Technical data directly commodities or ‘‘software’’ controlled by related to articles enumerated or other- ECCNs 1A613 (except 1A613.y), 1B613 or 1D613 wise described in USML Categories III, IV, (except 1D613.y). or V are subject to the controls of those b. through x. [Reserved] USML Categories, respectively. y. Specific ‘‘technology’’ ‘‘required’’ for (2) ‘‘Technology’’ for chlorine trifluoride is the ‘‘production,’’ ‘‘development,’’ operation, controlled under ECCN 1E001 (‘‘develop- installation, maintenance, repair, overhaul, ment’’ and ‘‘production’’) and ECCN 1E101 or refurbishing of commodities or software (‘‘use’’). controlled by ECCN 1A613.y or 1D613.y. Related Definitions: N/A Items: a. ‘‘Technology’’ ‘‘required’’ for the 1E994 ‘‘Technology’’ for the ‘‘development’’, ‘‘development,’’ ‘‘production,’’ operation, in- ‘‘production’’, or ‘‘use’’ of fibrous and fila- stallation, maintenance, repair, overhaul, or mentary materials controlled by 1C990. refurbishing of equipment controlled by LICENSE REQUIREMENTS ECCN 1B608 or materials controlled by ECCN Reason for Control: AT 1C608. b. ‘‘Technology’’ ‘‘required’’ for the ‘‘de- Control(s) Country Chart (See Supp. velopment’’ or ‘‘production’’ of nitrocellu- No. 1 to part 738) lose with nitrogen content over 12.6% and at AT applies to entire entry ...... AT Column 1 rates greater than 2000 pounds per hour.

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LIST BASED LICENSE EXCEPTIONS (SEE PART 11. DNGU (DINGU or dinitroglycoluril) 740 FOR A DESCRIPTION OF ALL LICENSE EX- (CAS 55510–04–8); CEPTIONS) 12. Furazans as follows: CIV: N/A a. DAAOF (diaminoazoxyfurazan); TSR: N/A b. DAAzF (diaminoazofurazan) (CAS 78644– LIST OF ITEMS CONTROLLED 90–3); Related Controls: N/A 13. HMX and derivatives, as follows: Related Definitions: N/A a. HMX Items: The list of items controlled is con- (Cyclotetramethylenetetranitramine, tained in the ECCN heading. octahydro-1,3,5,7-tetranitro-1,3,5,7-tetrazine, 1,3,5,7-tetranitro-1,3,5,7-tetraza-cyclooctane, 1E998 ‘‘Technology’’ for the ‘‘development’’ octogen or octogene) (CAS 2691–41–0); or ‘‘production’’ of processing equipment b. difluoroaminated analogs of HMX; controlled by 1B999, and materials con- c. K–55 (2,4,6,8-tetranitro-2,4,6,8- trolled by 1C996, 1C997, 1C998, or 1C999. tetraazabicyclo [3,3,0]-octanone-3, LICENSE REQUIREMENTS tetranitrosemiglycouril or keto-bicyclic Reason for Control: AT HMX) (CAS 130256–72–3); 14. HNAD (hexanitroadamantane) (CAS Control(s) Country Chart (See Supp. 143850–71–9); No. 1 to part 738) 15. HNS (hexanitrostilbene) (CAS 20062–22– 0); AT applies to entire entry ...... AT Column 1. 16. Imidazoles as follows: a. BNNII (Octahydro-2,5- LIST BASED LICENSE EXCEPTIONS (SEE PART bis(nitroimino)imidazo [4,5-d]imidazole); 740 FOR A DESCRIPTION OF ALL LICENSE EX- b. DNI (2,4-dinitroimidazole) (CAS 5213–49– CEPTIONS) 0); CIV: N/A c. FDIA (1-fluoro-2,4-dinitroimidazole); TSR: N/A d. NTDNIA (N-(2-nitrotriazolo)-2,4- LIST OF ITEMS CONTROLLED dinitroimidazole); Related Controls: N/A e. PTIA (1-picryl-2,4,5-trinitroimidazole); Related Definitions: N/A 17. NTNMH (1-(2-nitrotriazolo)-2- Items: The list of items controlled is con- dinitromethylene hydrazine); tained in the ECCN heading. 18. NTO (ONTA or 3-nitro-1,2,4-triazol-5- one) (CAS 932–64–9); EAR99 Items Subject to the EAR That Are 19. Polynitrocubanes with more than four Not Elsewhere Specified in This CCL Cat- nitro groups; egory or in Any Other Category in the 20. PYX (2,6-Bis(picrylamino)-3,5- CCL Are Designated by the Number dinitropyridine) (CAS 38082–89–2); EAR99. 21. RDX and derivatives, as follows: a. RDX (cyclotrimethylenetrinitramine, ANNEX TO CATEGORY 1 cyclonite, T4, hexahydro-1,3,5-trinitro-1,3,5- List of Explosives (See ECCNs 1A004 and 1A008) triazine, 1,3,5-trinitro-1,3,5-triaza- cyclohexane, hexogen or hexogene) (CAS 121– 1. ADNBF (aminodinitrobenzofuroxan or 7- 82–4); amino-4,6-dinitrobenzofurazane-1-oxide) b. Keto-RDX (K–6 or 2,4,6-trinitro-2,4,6- (CAS 97096–78–1); triazacyclohexanone) (CAS 115029–35–1); 2. BNCP (cis-bis (5-nitrotetrazolato) tetra 22. TAGN (triaminoguanidinenitrate) (CAS amine-cobalt (III) perchlorate) (CAS 117412– 4000–16–2); 28–9); 23. TATB (triaminotrinitrobenzene) (CAS 3. CL–14 (diamino dinitrobenzofuroxan or 3058–38–6); 5,7-diamino-4,6-dinitrobenzofurazane-1-oxide) 24. TEDDZ (3,3,7,7-tetrabis(difluoroamine) (CAS 117907–74–1); octahydro-1,5-dinitro-1,5-diazocine); 4. CL–20 (HNIW or 25. Tetrazoles as follows: Hexanitrohexaazaisowurtzitane) (CAS 135285– a. NTAT (nitrotriazol aminotetrazole); 90–4); chlathrates of CL–20; b. NTNT (1-N-(2-nitrotriazolo)-4- 5. CP (2-(5-cyanotetrazolato) penta amine- nitrotetrazole); cobalt (III) perchlorate) (CAS 70247–32–4); 26. Tetryl (trinitrophenylmethylnitramine) 6. DADE (1,1-diamino-2,2-dinitroethylene, (CAS 479–45–8); FOX7) (CAS 145250–81–3); 27. TNAD (1,4,5,8-tetranitro-1,4,5,8- 7. DATB (diaminotrinitrobenzene) (CAS tetraazadecalin) (CAS 135877–16–6); 1630–08–6); 28. TNAZ (1,3,3-trinitroazetidine) (CAS 8. DDFP (1,4-dinitrodifurazanopiperazine); 97645–24–4); 9. DDPO (2,6-diamino-3,5-dinitropyrazine-1- 29. TNGU (SORGUYL or oxide, PZO) (CAS 194486–77–6); tetranitroglycoluril) (CAS 55510–03–7); 10. DIPAM (3,3′-diamino-2,2′,4,4′,6,6′- 30. TNP (1,4,5,8-tetranitro-pyridazino[4,5- hexanitrobiphenyl or dipicramide) (CAS d]pyridazine) (CAS 229176–04–9); 17215–44–0); 31. Triazines as follows:

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a. DNAM (2-oxy-4,6-dinitroamino-s-tri- A. ‘‘END ITEMS’’, ‘‘EQUIPMENT’’, ‘‘ACCES- azine) (CAS 19899–80–0); SORIES’’, ‘‘ATTACHMENTS’’, ‘‘PARTS’’, ‘‘COM- b. NNHT (2-nitroimino-5-nitro-hexahydro- PONENTS’’ AND ‘‘SYSTEMS’’ 1,3,5-triazine) (CAS 130400–13–4); 2A001 Anti-friction bearings and bearing 32. Triazoles as follows: systems, as follows, (see List of Items a. 5-azido-2-nitrotriazole; Controlled) and ‘‘components’’ therefor. b. ADHTDN (4-amino-3,5-dihydrazino-1,2,4- Reason for Control: NS, MT, AT triazole dinitramide) (CAS 1614–08–0); c. ADNT (1-amino-3,5-dinitro-1,2,4-tri- Country Chart (See Supp. Control(s) No. 1 to part 738) azole); d. BDNTA ((bis dinitrotriazole)amine); NS applies to entire entry ...... NS Column 2. e. DBT (3,3′-dinitro-5,5-bi-1,2,4-triazole) MT applies to radial ball bear- MT Column 1. (CAS 30003–46–4); ings having all tolerances specified in accordance f. DNBT (dinitrobistriazole) (CAS 70890–46– with ISO 492 Tolerance 9); Class 2 (or ANSI/ABMA g. [Reserved] Std 20 Tolerance Class h. NTDNT (1-N-(2-nitrotriazolo) 3,5- ABEC–9, or other national equivalents) or better and dinitrotriazole); having all the following i. PDNT (1-picryl-3,5-dinitrotriazole); characteristics: An inner j. TACOT ring bore diameter between (tetranitrobenzotriazolobenzotriazole) (CAS 12 and 50 mm; an outer 25243–36–1); ring outside diameter between 25 and 100 mm; and 33. ‘‘Explosives’’ not listed elsewhere in a width between 10 and 20 this list having a detonation velocity exceed- mm.. ing 8,700 m/s, at maximum density, or a deto- AT applies to entire entry ...... AT Column 1. nation pressure exceeding 34 GPa (340 kbar); 34. [Reserved] LIST BASED LICENSE EXCEPTIONS (SEE PART 35. Nitrocellulose (containing more than 740 FOR A DESCRIPTION OF ALL LICENSE EX- 12.5% nitrogen) (CAS 9004–70–0); CEPTIONS) LVS: $3000, N/A for MT 36. Nitroglycol (CAS 628–96–6); GBS: Yes, for 2A001.a, N/A for MT 37. Pentaerythritol tetranitrate (PETN) CIV: Yes, for 2A001.a, N/A for MT (CAS 78–11–5); LIST OF ITEMS CONTROLLED 38. Picryl chloride (CAS 88–88–0); Related Controls: (1) See also 2A991. (2) Quiet 39. 2,4,6–Trinitrotoluene (TNT) (CAS 118– running bearings are ‘‘subject to the 96–7); ITAR’’ (see 22 CFR parts 120 through 130). 40. Nitroglycerine (NG) (CAS 55–63–0); Items: 41. Triacetone Triperoxide (TATP) (CAS Note 1: 2A001.a includes ball bearing and roll- 17088–37–8); er elements ‘‘specially designed’’ for the items 42. Guanidine nitrate (CAS 506–93–4); specified therein. 43. Nitroguanidine (NQ) (CAS 556–88–7); Note 2: 2A001 does not control balls with toler- 44. DNAN (2,4-dinitroanisole) (CAS 119–27– ances specified by the manufacturer in accord- 7); ance with ISO 3290 as grade 5 or worse. a. Ball bearings and solid roller bearings, 45. TEX (4,10-Dinitro-2,6,8,12-tetraoxa-4,10- having all tolerances specified by the manu- diazaisowurtzitane); facturer in accordance with ISO 492 Toler- 46. GUDN (Guanylurea dinitramide) FOX– ance Class 4 (or national equivalents), or bet- 12 (CAS 217464–38–5); ter, and having both rings and rolling ele- 47. Tetrazines as follows: ments (ISO 5593), made from monel or beryl- a. BTAT (Bis(2,2,2-trinitroethyl)-3,6- lium; diaminotetrazine); Note: 2A001.a does not control tapered roller b. LAX–112 (3,6-diamino-1,2,4,5-tetrazine- bearings. 1,4-dioxide); b. [Reserved] 48. Energetic ionic materials melting be- c. Active magnetic bearing systems using tween 343 K (70 °C) and 373 K (100 °C) and with any of the following: detonation velocity exceeding 6,800 m/s or c.1. Materials with flux densities of 2.0 T or detonation pressure exceeding 18 GPa (180 greater and yield strengths greater than 414 kbar); MPa; 49. BTNEN (Bis(2,2,2-trinitroethyl)-nitra- c.2. All-electromagnetic 3D homopolar bias mine) (CAS 19836–28–3). designs for actuators; or c.3. High temperature (450 K (177 °C) and CATEGORY 2—MATERIALS PROCESSING above) position sensors. Note: For quiet running bearings, see the U.S. 2A101 Radial Ball Bearings Having all Tol- Munitions List. erances Specified in Accordance With

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ISO 492 Tolerance Class 2 (or ANSI/ABMA a.2.g. Nitrided niobium-titanium-tungsten Std 20 Tolerance Class ABEC-9 or Other alloy (approximately 50% Nb, 30% Ti, 20% National Equivalents), or Better and Hav- W); ing all the Following Characteristics (see a.2.h. Yttrium oxide (yttria) (Y2O3); or List of Items Controlled). a.2.i. Zirconium oxide (zirconia) (ZrO2); LICENSE REQUIREMENTS b. Crucibles having both of the following Reason for Control: MT, AT characteristics: b.1. A volume of between 50 cm3 (50 ml) and Control(s) Country Chart (See Supp. 2,000 cm3 (2 liters); and No. 1 to part 738) b.2. Made of or lined with tantalum, having MT applies to entire entry ..... MT Column 1. a purity of 99.9% or greater by weight; AT applies to entire entry ...... AT Column 1. c. Crucibles having all of the following characteristics: LIST BASED LICENSE EXCEPTIONS (SEE PART c.1. A volume of between 50 cm3 (50 ml) and 740 FOR A DESCRIPTION OF ALL LICENSE EX- 2,000 cm3 (2 liters); CEPTIONS) c.2. Made of or lined with tantalum, having LVS: N/A a purity of 98% or greater by weight; and GBS: N/A c.3. Coated with tantalum carbide, nitride, CIV: N/A boride, or any combination thereof. LIST OF ITEMS CONTROLLED Related Controls: See ECCN 2A001. 2A226 Valves having all of the following Related Definitions: N/A characteristics (see List of Items Con- Items: a. An inner ring bore diameter be- trolled). tween 12 and 50 mm; LICENSE REQUIREMENTS b. An outer ring outside diameter between Reason for Control:NP, CB, AT 25 and 100 mm; and Country Chart (See Supp. c. A width between 10 and 20 mm. Control(s) No. 1 to part 738)

2A225 Crucibles made of materials resistant NP applies to entire entry ...... NP Column 1. to liquid actinide metals (see List of CB applies to valves that also CB Column 2. Items Controlled). meet or exceed the tech- LICENSE REQUIREMENTS nical parameters in Reason for Control: NP, AT 2B350.g. AT applies to entire entry ...... AT Column 1. Country Chart (See Supp. Control(s) No. 1 to part 738) LIST BASED LICENSE EXCEPTIONS (SEE PART 740 FOR A DESCRIPTION OF ALL LICENSE EX- NP applies to entire entry ...... NP Column 1 CEPTIONS) AT applies to entire entry ...... AT Column 1 LVS: N/A GBS: N/A LIST BASED LICENSE EXCEPTIONS (SEE PART CIV: N/A 740 FOR A DESCRIPTION OF ALL LICENSE EX- LIST OF ITEMS CONTROLLED CEPTIONS) Related Controls: (1) See ECCNs 2E001 (‘‘de- LVS: N/A velopment’’), 2E002 (‘‘production’’), and GBS: N/A 2E201 (‘‘use’’) for technology for items con- CIV: N/A trolled under this entry. (2) Also see LIST OF ITEMS CONTROLLED ECCNs 2A992, 2B350.g and 2B999. (3) Valves Related Controls: See ECCNs 2E001 (‘‘develop- ‘‘specially designed’’ or prepared for cer- ment’’), 2E002 (‘‘production’’), and 2E201 tain nuclear uses are subject to the export (‘‘use’’) for technology for items controlled licensing authority of the Nuclear Regu- under this entry. latory Commission (see 10 CFR part 110). Related Definitions: N/A Related Definitions: For valves with different Items: a. Crucibles having both of the fol- inlet and outlet diameters, the ‘‘nominal lowing characteristics: size’’ in 2A226 refers to the smallest diame- a.1. A volume of between 150 cm3 (150 ml) ter. and 8,000 cm3 (8 liters); and Items: a. A ‘‘nominal size’’ of 5 mm or great- a.2. Made of, or coated with, any of the fol- er; lowing materials, or combination of the fol- b. Having a bellows seal; and lowing materials, having an overall impurity c. Wholly made of or lined with aluminum, level of 2% or less by weight: aluminum alloy, nickel, or nickel alloy con- a.2.a. Calcium fluoride (CaF2); taining more than 60% nickel by weight. a.2.b. Calcium zirconate (metazirconate) (CaZrO3); 2A290 Generators and other equipment a.2.c. Cerium sulphide (Ce2S3); ‘‘specially designed’’, prepared, or in- a.2.d. Erbium oxide (erbia) (Er2O3); tended for use with nuclear plants. a.2.e. Hafnium oxide (hafnia) (HfO2); LICENSE REQUIREMENTS a.2.f. Magnesium oxide (MgO); Reason for Control: NP, AT

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Country Chart (See Supp. ‘‘subject to the ITAR’’ (see 22 CFR parts Control(s) No. 1 to part 738) 120 through 130). Related Definitions: N/A NP applies to entire entry ...... NP Column 2 Items: a. Process control systems intended AT applies to entire entry ...... AT Column 1 for use with nuclear reactors. b. Simulators ‘‘specially designed’’ for LIST BASED LICENSE EXCEPTIONS (SEE PART ‘‘nuclear reactors’’. 740 FOR A DESCRIPTION OF ALL LICENSE EX- CEPTIONS) c. Casks that are ‘‘specially designed’’ for LVS: N/A transportation of high-level radioactive ma- GBS: N/A terial and that weigh more than 1,000 kg. CIV: N/A d. Commodities, ‘‘parts,’’ ‘‘components’’ LIST OF ITEMS CONTROLLED and ‘‘accessories’’ ‘‘specially designed’’ or Related Controls: (1) See ECCN 2D290 for soft- prepared for use with nuclear plants (e.g., ware for items controlled under this entry. snubbers, airlocks, pumps, reactor fuel (2) See ECCNs 2E001 (‘‘development’’), charging and discharging equipment, con- 2E002 (‘‘production’’), and 2E290 (‘‘use’’) for tainment equipment such as hydrogen re- technology for items controlled under this combiner and penetration seals, and reactor entry. (3) Also see ECCN 2A291. (4) Certain and fuel inspection equipment, including ul- nuclear equipment ‘‘specially designed’’ or trasonic or eddy current test equipment). prepared for use in nuclear plants is sub- e. Radiation detectors and monitors ‘‘spe- ject to the export licensing authority of cially designed’’ for detecting or measuring the Nuclear Regulatory Commission (see 10 ‘‘special nuclear material’’ (as defined in 10 CFR part 110). CFR part 110) or for nuclear reactors. Related Definitions: N/A Technical Notes: 1. 2A291.e does not control Items: a. Generators, turbine-generator sets, neutron flux detectors and monitors. These are steam turbines, heat exchangers, and heat subject to the export licens ing authority of the exchanger type condensers designed or in- Nuclear Regulatory Commission, pursuant to 10 tended for use in a nuclear reactor; CFR part 110. b. Process control systems intended for use 2. 2A291.e does not control general purpose ra- with the equipment controlled by 2A290.a. diation detection equipment, such as geiger counters and dosimeters. These items are con- 2A291 Equipment, except items controlled trolled by ECCN 1A999. by 2A290, related to nuclear material handling and processing and to nuclear 2A983 Explosives or detonator detection reactors, and ‘‘parts,’’ ‘‘components’’ and equipment, both bulk and trace based, ‘‘accessories’’ therefor (see List of Items consisting of an automated device, or Controlled). combination of devices for automated de- LICENSE REQUIREMENTS cision making to detect the presence of Reason for Control: NP, AT different types of explosives, explosive residue, or detonators; and ‘‘parts’’ and Control(s) Country Chart (See Supp. ‘‘components,’’ n.e.s. No. 1 to part 738) LICENSE REQUIREMENTS Reason for Control:RS, AT NP applies to entire entry ...... NP Column 2 AT applies to entire entry ...... AT Column 1 Country Chart (See Supp. Control(s) No. 1 to part 738) LIST BASED LICENSE EXCEPTIONS (SEE PART 740 FOR A DESCRIPTION OF ALL LICENSE EX- RS applies to entire entry ...... RS Column 2 CEPTIONS) AT applies to entire entry ...... AT Column 1 LVS: N/A GBS: N/A LIST BASED LICENSE EXCEPTIONS (SEE PART CIV: N/A 740 FOR A DESCRIPTION OF ALL LICENSE EX- LIST OF ITEMS CONTROLLED CEPTIONS) Related Controls: (1) See ECCN 2D290 for soft- LVS: N/A ware for items controlled under this entry. GBS: N/A (2) See ECCNs 2E001 (‘‘development’’), CIV: N/A 2E002 (‘‘production’’), and 2E290 (‘‘use’’) for LIST OF ITEMS CONTROLLED technology for items controlled under this Related Controls: Also see 1A004 and 1A995. entry. (3) Also see ECCN 2A290. (4) Certain Related Definitions: (1) For the purpose of this equipment ‘‘specially designed’’ or pre- entry, automated decision making is the pared for use in a nuclear reactor or in nu- ability of the equipment to detect explo- clear material handling is subject to the sives or detonators at the design or oper- export licensing authority of the Nuclear ator-selected level of sensitivity and pro- Regulatory Commission (see 10 CFR part vide an automated alarm when explosives 110). (5) Nuclear radiation detection and or detonators at or above the sensitivity measurement devices ‘‘specially designed’’ level are detected. This entry does not con- or modified for military purposes are trol equipment that depends on operator

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interpretation of indicators such as inor- means a less accurate image resolution) at ganic/organic color mapping of the items(s) a standoff distance of 100 meters is des- being scanned. ignated as EAR99. (3) See ECCNs 2D984 and (2) Explosives and detonators include com- 2E984 for related software and technology mercial charges and devices controlled by controls. 1C018 and 1C992 and energetic materials con- Related Definitions: N/A trolled by ECCNs 1C011, 1C111, 1C239 and 22 Items: The list of items controlled is con- CFR 121.1 Category V. tained in the ECCN heading. Items: Note: Concealed object detection equipment Note: Explosives or detonation detection includes but is not limited to equipment for equipment in 2A983 includes equipment for screening people, documents, baggage, other screening people, documents, baggage, other personal effects, cargo and/or mail. personal effects, cargo and/or mail. Technical Note: The range of frequencies span a. Explosives detection equipment for what is generally considered as the millimeter- automated decision making to detect and wave, submillimeter-wave and terahertz fre- identify bulk explosives utilizing, but not quency regions. limited to, x-ray (e.g., computed tomography, dual energy, or coherent scattering), 2A991 Bearings and bearing systems not nuclear (e.g., thermal neutron analysis, pulse controlled by 2A001 (see List of Items fast neutron analysis, pulse fast neutron Controlled). transmission spectroscopy, and gamma reso- LICENSE REQUIREMENTS nance absorption), or electromagnetic tech- Reason for Control: AT niques (e.g., quadropole resonance and dielectrometry). Control(s) Country Chart (See Supp. b. [Reserved] No. 1 to part 738) c. Detonator detection equipment for auto- AT applies to entire entry ...... AT Column 1 mated decision making to detect and identify initiation devices (e.g. detonators, blast- LIST BASED LICENSE EXCEPTIONS (SEE PART ing caps) utilizing, but not limited to, x-ray 740 FOR A DESCRIPTION OF ALL LICENSE EX- (e.g. dual energy or computed tomography) CEPTIONS) or electromagnetic techniques. LVS: N/A 2A984 Concealed object detection equip- GBS: N/A ment operating in the frequency range CIV: N/A from 30 GHz to 3000 GHz and having a LIST OF ITEMS CONTROLLED spatial resolution of 0.1 milliradian up to Related Controls: (1) This entry does not con- and including 1 milliradian at a standoff trol balls with tolerance specified by the distance of 100 meters; and ‘‘parts’’ and manufacturer in accordance with ISO 3290 ‘‘components,’’ n.e.s. as grade 5 or worse. (2) Quiet running bear- LICENSE REQUIREMENTS ings are ‘‘subject to the ITAR’’ (see 22 CFR Reason for Control: RS, AT parts 120 through 130). Related Definitions: (1) (a) DN is the product Control(s) Country Chart (See Supp. of the bearing bore diameter in mm and No. 1 to part 738) the bearing rotational velocity in rpm. (b) RS applies to entire entry ...... RS Column 2. Operating temperatures include those tem- AT applies to entire entry ...... AT Column 1. peratures obtained when a gas turbine engine has stopped after operation. (2) Annu- LIST BASED LICENSE EXCEPTIONS (SEE PART lar Bearing Engineers Committee (ABEC); 740 FOR A DESCRIPTION OF ALL LICENSE EX- American National Standards Institute CEPTIONS) (ANSI); Anti-Friction Bearing Manufactur- LVS:N/A ers Association (AFBMA) GBS:N/A Items: a. Ball bearings or Solid ball bearings, CIV:N/A having tolerances specified by the manufac- LIST OF ITEMS CONTROLLED turer in accordance with ABEC 7, ABEC 7P, Related Controls: (1) Concealed object detec- or ABEC 7T or ISO Standard Class 4 or better tion equipment operating in the frequency (or equivalents) and having any of the fol- range from 30 GHz to 3000 GHz and having lowing characteristics. a spatial resolution less than 0.1 a.1. Manufactured for use at operating milliradian (a lower milliradian number temperatures above 573 K (300 °C) either by means a more accurate image resolution) using special materials or by special heat at a standoff distance of 100 meters is treatment; or ‘‘subject to the ITAR’’ under USML Cat- a.2. With lubricating elements or ‘‘part’’ or egory XII(c). (2) Concealed object detection ‘‘component’’ modifications that, according equipment operating in the frequency to the manufacturer’s specifications, are range from 30 GHz to 3000 GHz and having ‘‘specially designed’’ to enable the bearings a spatial resolution greater than 1 to operate at speeds exceeding 2.3 million milliradian (a higher milliradian number DN.

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b. Solid tapered roller bearings, having tol- Country chart erances specified by the manufacturer in ac- Control(s) (see supp. no. 1 to part 738) cordance with ANSI/AFBMA Class 00 (inch) or Class A (metric) or better (or equivalents) AT applies to entire entry ...... AT Column 1 and having either of the following character- LIST BASED LICENSE EXCEPTIONS (SEE PART istics. 740 FOR A DESCRIPTION OF ALL LICENSE EX- b.1. With lubricating elements or ‘‘part’’ or CEPTIONS) ‘‘component’’ modifications that, according LVS: N/A to the manufacturer’s specifications, are GBS: N/A ‘‘specially designed’’ to enable the bearings CIV: N/A to operate at speeds exceeding 2.3 million LIST OF ITEMS CONTROLLED DN; or Related Controls: (1) See ECCN 2D993 for soft- b.2. Manufactured for use at operating ware for items controlled under this entry. ¥ ° temperatures below 219 K ( 54 C) or above (2) See ECCNs 2E001 (‘‘development’’), ° 423 K (150 C). 2E002 (‘‘production’’), and 2E993 (‘‘use’’) for c. Gas-lubricated foil bearing manufac- technology for items controlled under this tured for use at operating temperatures of entry. (3) Pumps for use in liquid-metal- ° 561 K (288 C) or higher and a unit load capac- cooled reactors are subject to the export li- ity exceeding 1 MPa. censing authority of the Nuclear Regu- d. Active magnetic bearing systems. latory Commission (see 10 CFR part 110). e. Fabric-lined self-aligning or fabric-lined Related Definitions: N/A journal sliding bearings manufactured for Items: The list of items controlled is con- use at operating temperatures below 219 K tained in the ECCN heading. (¥54 °C) or above 423 K (150 °C). 2A994 Portable electric generators and 2A992 Piping, fittings and valves made of, or ‘‘specially designed’’ ‘‘parts’’ and ‘‘compo- lined with stainless, copper-nickel alloy nents’’. or other alloy steel containing 10% or LICENSE REQUIREMENTS more nickel and/or chromium. Reason for Control: AT LICENSE REQUIREMENTS Control(s): AT applies to entire entry. A li- Reason for Control: AT cense is required for items controlled by this entry to Iran and North Korea. The Country chart Control(s) (see supp. no. 1 to part 738) Commerce Country Chart is not designed to determine licensing requirements for AT applies to entire entry ...... AT Column 1 this entry. See part 746 of the EAR for additional information on Iran. See § 742.19 of LIST BASED LICENSE EXCEPTIONS (SEE PART the EAR for additional information on 740 FOR A DESCRIPTION OF ALL LICENSE EX- North Korea. CEPTIONS) LIST BASED LICENSE EXCEPTIONS (SEE PART LVS: N/A 740 FOR A DESCRIPTION OF ALL LICENSE EX- GBS: N/A CEPTIONS) CIV: N/A LVS: N/A LIST OF ITEMS CONTROLLED GBS: N/A Related Controls: (1) See ECCN 2D993 for soft- CIV: N/A ware for items controlled under this entry. LIST OF ITEMS CONTROLLED (2) See ECCNs 2E001 (‘‘development’’), Related Controls: See also 2D994 and 2E994. 2E002 (‘‘production’’), and 2E993 (‘‘use’’) for Related Definitions: ‘Portable electric genera- technology for items controlled under this tors’ – The generators that are in 2A994 are entry. (3) Also see ECCNs 2A226, 2B350 and portable – 5,000 lbs. or less on wheels or 2B999. transportable in a 21⁄2 ton truck without a Related Definitions: N/A special set up requirement. Items: Items: The list of items controlled is con- a. Pressure tube, pipe, and fittings of 200 tained in the ECCN heading mm (8 in.) or more inside diameter, and suitable for operation at pressures of 3.4 MPa 2A999 Specific Processing Equipment, n.e.s., (500 psi) or greater; as Follows (See List of Items Controlled). b. Pipe valves having all of the following LICENSE REQUIREMENTS characteristics that are not controlled by Reason for Control: AT ECCN 2B350.g: Control(s): b.1. A pipe size connection of 200 mm (8 in.) Country Chart. AT applies to entire entry. A or more inside diameter; and license is required for items controlled by b.2. Rated at 10.3 MPa (1,500 psi) or more. this entry to North Korea for anti-terrorism reasons. The Commerce Country 2A993 Pumps designed to move molten met- Chart is not designed to determine AT li- als by electromagnetic forces. censing requirements for this entry. See LICENSE REQUIREMENTS § 742.19 of the EAR for additional informa- Reason for Control: AT tion.

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LIST BASED LICENSE EXCEPTIONS (SEE PART 5.e. If any axis of a machine model not con- 740 FOR A DESCRIPTION OF ALL LICENSE EX- trolled by 2B001.a. to 2B001.c. has a ’stated CEPTIONS) ‘‘unidirectional positioning repeatability’’ ’ LVS: N/A equal to or less than the specified GBS: N/A ‘‘unidirectional positioning repeatability’’ of CIV: N/A each machine tool model plus 0.7 μm, the builder LIST OF ITEMS CONTROLLED should be required to reaffirm the accuracy level Related Controls: See also 2A226, 2B350. once every eighteen months. Related Definitions: N/A 6. For the purpose of 2B, measurement uncer- Items: a. Bellows sealed valves; tainty for the ‘‘unidirectional positioning re- b. Reserved. peatability’’ of machine tools, as defined in the B. ‘‘TEST’’, ‘‘INSPECTION’’ AND ‘‘PRODUCTION International Standard ISO 230–2:2014, shall not EQUIPMENT’’ be considered. 7. For the purpose of 2B, the measurement of Technical Notes for 2B001 to 2B009, 2B201, axes shall be made according to test procedures and 2B991 to 2B999: 1. Secondary parallel in 5.3.2. of ISO 230–2:2014. Tests for axes longer contouring axes, (e.g., the w-axis on horizontal than 2 meters shall be made over 2 m segments. boring mills or a secondary rotary axis the cen- Axes longer than 4 m require multiple tests (e.g., ter line of which is parallel to the primary ro- two tests for axes longer than 4 m and up to 8 tary axis) are not counted in the total number m, three tests for axes longer than 8 m and up of contouring axes. Rotary axes need not rotate to 12 m), each over 2 m segments and distributed over 360°. A rotary axis can be driven by a linear device (e.g., a screw or a rack-and-pinion). in equal intervals over the axis length. Test seg- 2. The number of axes which can be coordi- ments are equally spaced along the full axis nated simultaneously for ‘‘contouring control’’ length, with any excess length equally divided is the number of axes along or around which, at the beginning, in between, and at the end of during processing of the workpiece, simulta- the test segments. The smallest ‘‘unidirectional neous and interrelated motions are performed positioning repeatability’’-value of all test seg- between the workpiece and a tool. This does not ments is to be reported. include any additional axes along or around which other relative motions within the machine 2B001 Machine tools and any combination are performed, such as: thereof, for removing (or cutting) metals, 2.a. Wheel-dressing systems in grinding ma- ceramics or ‘‘composites’’, which, accord- chines; ing to the manufacturer’s technical speci- 2.b. Parallel rotary axes designed for mount- fications, can be equipped with electronic ing of separate workpieces; devices for ‘‘numerical control’’; as fol- 2.c. Co-linear rotary axes designed for manip- lows (see List of Items Controlled). ulating the same workpiece by holding it in a LICENSE REQUIREMENTS chuck from different ends. Reason for Control: NS, NP, AT 3. Axis nomenclature shall be in accordance with International Standard ISO 841:2001, In- Control(s) Country Chart (See Supp. dustrial automation systems and integration— No. 1 to part 738) Numerical control of machines—Coordinate sys- NS applies to entire entry ...... NS Column 2 tem and motion nomenclature. NP applies to 2B001.a, .b, .c, NP Column 1 4. A ‘‘tilting spindle’’ is counted as a rotary and .d, EXCEPT: (1) turn- axis. ing machines under 5. ’Stated ‘‘unidirectional positioning repeat- 2B001.a with a capacity no ability’’ ’ may be used for each specific machine greater than 35 mm diame- model as an alternative to individual machine ter; (2) bar machines tests, and is determined as follows: (Swissturn), limited to ma- 5.a. Select five machines of a model to be eval- chining only bar feed through, if maximum bar di- uated; ameter is equal to or less 5.b. Measure the linear axis repeatability than 42 mm and there is (R↑,R↓) according to ISO 230–2:2014 and evalu- no capability of mounting ate ‘‘unidirectional positioning repeatability’’ chucks. (Machines may for each axis of each of the five machines; have drilling and/or milling 5.c. Determine the arithmetic mean value of capabilities for machining the ’’unidirectional positioning repeatability’’- ‘‘parts’’ or ‘‘components’’ with diameters less than 42 values for each axis of all five machines to- mm); or (3) milling ma- gether. These arithmetic mean values chines under 2B001.b with ‘‘unidirectional positioning repeatability’’ x-axis travel greater than (UPR) become the stated value of each axis for two meters and overall po- the model...) (UPRX, UPRy, . . .); sitioning accuracy accord- 5.d. Since the Category 2 list refers to each ing to ISO 230/2 (2006) on linear axis there will be as many ’stated the x-axis more (worse) than 22.5 μm. ‘‘unidirectional positioning repeatability’’ ’ val- AT applies to entire entry ...... AT Column 1 ues as there are linear axes;

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LIST BASED LICENSE EXCEPTIONS (SEE PART along one or more linear axis with a travel 740 FOR A DESCRIPTION OF ALL LICENSE EX- length less than 1.0 m; or CEPTIONS) b.1.b. ‘‘Unidirectional positioning repeat- LVS: N/A ability’’ equal to or less (better) than 1.1 μm GBS: N/A along one or more linear axis with a travel CIV: N/A length equal to or greater than 1.0 m; LIST OF ITEMS CONTROLLED b.2. Five or more axes which can be coordi- Related Controls: (1) See ECCN 2B002 for opti- nated simultaneously for ‘‘contouring con- cal finishing machines. (2) See ECCNs trol’’ having any of the following: 2D001 and 2D002 for software for items con- Note: ‘Parallel mechanism machine tools’ are trolled under this entry. (3) See ECCNs specified by 2B001.b.2.d. 2E001 (‘‘development’’), 2E002 (‘‘produc- b.2.a. ‘‘Unidirectional positioning repeat- tion’’), and 2E201 (‘‘use’’) for technology for ability’’ equal to or less (better) than 0.9 μm items controlled under this entry. (4) Also along one or more linear axis with a travel see ECCNs 2B201 and 2B991. length less than 1.0 m; Related Definitions: N/A b.2.b. ‘‘Unidirectional positioning repeat- Items: ability’’ equal to or less (better) than 1.4 μm Note 1: 2B001 does not control special purpose along one or more linear axis with a travel machine tools limited to the manufacture of length equal to or greater than 1 m and less gears. For such machines, see 2B003. than 4 m; Note 2: 2B001 does not control special purpose b.2.c. ‘‘Unidirectional positioning repeat- machine tools limited to the manufacture of any ability’’ equal to or less (better) than 6.0 μm of the following: along one or more linear axis with a travel a. Crank shafts or cam shafts; length equal to or greater than 4 m; or b. Tools or cutters; b.2.d. Being a ’parallel mechanism machine c. Extruder worms; tool’; d. Engraved or faceted jewelry parts; or Technical Note: A ’parallel mechanism ma- e. Dental prostheses. chine tool’ is a machine tool having multiple Note 3: A machine tool having at least two of rods which are linked with a platform and actu- the three turning, milling or grinding capabili- ators; each of the actuators operates the respec- ties (e.g., a turning machine with milling capa- tive rod simultaneously and independently. bility), must be evaluated against each applica- b.3. A ‘‘unidirectional positioning repeat- ble entry 2B001.a., b. or c. ability’’ for jig boring machines,, equal to or a. Machine tools for turning having two or less (better) than 1.1 μm along one or more more axes which can be coordinated simulta- linear axis; or neously for ‘‘contouring control’’ having any b.4. Fly cutting machines having all of the of the following: following: a.1. ‘‘Unidirectional positioning repeat- b.4.a. Spindle ‘‘run-out’’ and ‘‘camming’’ ability’’ equal to or less (better) than 0.9 μm less (better) than 0.0004 mm TIR; and along one or more linear axis with a travel b.4.b. Angular deviation of slide movement length less than 1.0 m; or (yaw, pitch and roll) less (better) than 2 sec- a.2. ‘‘Unidirectional positioning repeat- onds of arc, TIR, over 300 mm of travel; ability’’ equal to or less (better) than 1.1 μm c. Machine tools for grinding having any of along one or more linear axis with a travel the following: length equal to or greater than 1.0 m; c.1. Having all of the following: Note 1: 2B001.a does not control turning ma- c.1.a. ‘‘Unidirectional positioning repeat- chines ‘‘specially designed’’ for producing con- ability’’ equal to or less (better) than 1.1 μm tact lenses, having all of the following: along one or more linear axis; and a. Machine controller limited to using oph- c.1.b. Three or more axes which can be co- thalmic based ‘‘software’’ for part programming ordinated simultaneously for ‘‘contouring data input; and control’’; or b. No vacuum chucking. c.2. Five or more axes which can be coordi- Note 2: 2B001.a does not apply to bar ma- nated simultaneously for ‘‘contouring con- chines (Swissturn), limited to machining only trol’’ having any of the following: bar feed thru, if maximum bar diameter is equal c.2.a. ‘‘Unidirectional positioning repeat- to or less than 42 mm and there is no capability ability’’ equal to or less (better) than 1.1 μm of mounting chucks. Machines may have drill- along one or more linear axis with a travel ing and/or milling capabilities for machining length less than 1m; parts with diameters less than 42 mm. c.2.b. ‘‘Unidirectional positioning repeat- b. Machine tools for milling having any of ability’’ equal to or less (better) than 1.4 μm the following: along one or more linear axis with a travel b.1. Three linear axes plus one rotary axis length equal to or greater than 1 m and less which can be coordinated simultaneously for than 4 m; or ‘‘contouring control’’ having any of the fol- c.2.c. ‘‘Unidirectional positioning repeat- lowing: ability’’ equal to or less (better) than 6.0 μm b.1.a. ‘‘Unidirectional positioning repeat- along one or more linear axis with a travel ability’’ equal to or less (better) than 0.9 μm length equal to or greater than 4 m.

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Notes: 2B001.c does not control grinding ma- flatable membrane tool finishing’ is a proc- chines as follows: a. Cylindrical external, inter- ess that uses a pressurized membrane that nal, and external-internal grinding machines, deforms to contact the workpiece over a having all of the following: small area.’Fluid jet finishing’ makes use a.1. Limited to cylindrical grinding; and of a fluid stream for material removal. a.2. Limited to a maximum workpiece capacity Items: a. Finishing the form to less (better) of 150 mm outside diameter or length. than 1.0 μm; b. Machines designed specifically as jig grind- b. Finishing to a roughness less (better) ers that do not have a z-axis or a w-axis, with than 100 nm rms; a ‘‘unidirectional positioning repeatability’’ less c. Four or more axes which can be coordi- (better) than 1.1 μm. nated simultaneously for ‘‘contouring con- c. Surface grinders. trol’’; and d. Electrical discharge machines (EDM) of d. Using any of the following processes: the non-wire type which have two or more d.1. ‘Magnetorheological finishing (MRF)’; rotary axes which can be coordinated simul- d.2. ‘Electrorheological finishing (ERF)’; taneously for ‘‘contouring control’’; d.3. ‘Energetic particle beam finishing’; e. Machine tools for removing metals, ce- d.4. ‘Inflatable membrane tool finishing’; ramics or ‘‘composites’’, having all of the or following: d.5. ‘Fluid jet finishing’. e.1. Removing material by means of any of the following: 2B003 ‘‘Numerically controlled’’ or ‘‘manual e.1.a. Water or other liquid jets, including machine tools’’, and ‘‘specially designed’’ those employing abrasive additives; ‘‘components’’, ‘‘controls’’ and ‘‘acces- e.1.b. Electron beam; or sories’’ therefor, ‘‘specially designed’’ for e.1.c. ‘‘Laser’’ beam; and the ‘‘shaving’’, ‘‘finishing’’, ‘‘grinding or e.2. At least two rotary axes having all of honing of hardened (Rc = 40 or more) ’’ the following: ‘‘spur’’, helical and double-helical gears e.2.a. Can be coordinated simultaneously with a pitch diameter exceeding 1,250 for ‘‘contouring control’’; and mm and a face width of 15% of pitch di- e.2.b. A positioning ‘‘accuracy’’ of less (bet- ameter or larger finished to a quality of ter) than 0.003°; AGMA 14 or better (equivalent to ISO f. Deep-hole-drilling machines and turning 1328 class 3). machines modified for deep-hole-drilling, LICENSE REQUIREMENTS having a maximum depth-of-bore capability Reason for Control: NS, AT exceeding 5 m. Control(s) Country Chart (See Supp. 2B002 Numerically controlled optical fin- No. 1 to part 738) ishing machine tools equipped for selec- NS applies to entire entry ...... NS Column 2 tive material removal to produce non- AT applies to entire entry ...... AT Column 1 spherical optical surfaces having all of the following characteristics (See List of REPORTING REQUIREMENTS See § 743.1 of the Items Controlled). EAR for reporting requirements for ex- LICENSE REQUIREMENTS ports under License Exceptions, and Vali- Reason for Control: NS, AT dated End-User authorizations LIST BASED LICENSE EXCEPTIONS (SEE PART Country Chart (See Supp. Control(s) FOR A DESCRIPTION OF ALL LICENSE EX No. 1 to part 738) 740 - CEPTIONS) NS applies to entire entry ...... NS Column 2 LVS: $5000 AT applies to entire entry ...... AT Column 1 GBS: N/A CIV: N/A LIST BASED LICENSE EXCEPTIONS (SEE PART LIST OF ITEMS CONTROLLED 740 FOR A DESCRIPTION OF ALL LICENSE EX- Related Controls: See also 2B993 CEPTIONS) Related Definitions: N/A LVS: N/A Items: The list of items controlled is con- GBS: N/A tained in the ECCN heading. CIV: N/A LIST OF ITEMS CONTROLLED 2B004 Hot ‘‘isostatic presses’’ having all of Related Controls: See also 2B001. the characteristics described in the List Related Definitions: For the purposes of 2B002, of Items Controlled, and ‘‘specially de- ‘MRF’ is a material removal process using signed’’ ‘‘components’’ and ‘‘accessories’’ an abrasive magnetic fluid whose viscosity therefor. is controlled by a magnetic field. ‘ERF’ is LICENSE REQUIREMENTS a removal process using an abrasive fluid Reason for Control:NS, MT, NP, AT whose viscosity is controlled by an electric Country Chart (See Supp. field. ‘Energetic particle beam finishing’ Control(s) No. 1 to part 738) uses Reactive Atom Plasmas (RAP) or ion- beams to selectively remove material. ‘In- NS applies to entire entry ...... NS Column 2.

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Country Chart (See Supp. Country Chart (See Supp. Control(s) No. 1 to part 738) Control(s) No. 1 to part 738)

MT applies to entire entry ..... MT Column 1. AT applies to entire entry AT Column 1 NP applies to entire entry, ex- NP Column 1. cept 2B004.b.3 and press- LIST BASED LICENSE EXCEPTIONS (SEE PART es with maximum working 740 FOR A DESCRIPTION OF ALL LICENSE EX- pressures below 69 MPa. CEPTIONS) AT applies to entire entry ...... AT Column 1. LVS: $1000 GBS: N/A LIST BASED LICENSE EXCEPTIONS (SEE PART CIV: N/A 740 FOR A DESCRIPTION OF ALL LICENSE EX- LIST OF ITEMS CONTROLLED CEPTIONS) Related Controls: (1) This entry does not con- LVS: N/A trol chemical vapor deposition, cathodic GBS: N/A arc, sputter deposition, ion plating or ion CIV: N/A implantation equipment, ‘‘specially de- LIST OF ITEMS CONTROLLED signed’’ for cutting or machining tools. (2) Related Controls: (1) See ECCN 2D001 for soft- Vapor deposition equipment for the pro- ware for items controlled under this entry. duction of filamentary materials are con- (2) See ECCNs 2E001 (‘‘development’’), trolled by 1B001 or 1B101. (3) Chemical 2E002 (‘‘production’’), and 2E101 (‘‘use’’) for Vapor Deposition furnaces designed or technology for items controlled under this modified for densification of carbon-carbon entry. (3) For ‘‘specially designed’’ dies, composites are controlled by 2B105. (4) See molds and tooling, see ECCNs 1B003, 2B018, also 2B999.i. 9B004, and 9B009. (4) For additional con- Related Definitions: N/A trols on dies, molds and tooling, see ECCNs Items: a. Chemical vapor deposition 1B101.d, 2B104 and 2B204. (5) Also see ECCNs (CVD)‘‘production equipment’’having all of 2B117 and 2B999.a. the following: Related Definitions: N/A a.1. A process modified for one of the fol- Items: a. A controlled thermal environment lowing: within the closed cavity and possessing a a.1.a. Pulsating CVD; chamber cavity with an inside diameter of a.1.b. Controlled nucleation thermal depo- 406 mm or more; and sition (CNTD); or b. Having any of the following: a.1.c. Plasma enhanced or plasma assisted b.1. A maximum working pressure exceed- CVD; and ing 207 MPa; a.2. Having any of the following: b.2. A controlled thermal environment ex- a.2.a. Incorporating high vacuum (equal to ceeding 1,773 K (1,500 °C); or or less than 0.01 Pa) rotating seals; or b.3. A facility for hydrocarbon impregna- a.2.b. Incorporating in situ coating thick- tion and removal of resultant gaseous deg- ness control; radation products. b. Ion implantation ‘‘production equip- Technical Note: The inside chamber dimension ment’’ having beam currents of 5 mA or is that of the chamber in which both the work- more; ing temperature and the working pressure are c. Electron beam physical vapor deposition achieved and does not include fixtures. That di- (EB–PVD) ‘‘production equipment’’ incor- mension will be the smaller of either the inside porating power systems rated for over 80 kW diameter of the pressure chamber or the inside and having any of the following: diameter of the insulated furnace chamber, de- c.1. A liquid pool level ‘‘laser’’ control sys- pending on which of the two chambers is located tem which regulates precisely the ingots inside the other. feed rate; or c.2. A computer controlled rate monitor 2B005 Equipment ‘‘specially designed’’ for operating on the principle of photo-lumines- the deposition, processing and in-process cence of the ionized atoms in the evaporant control of inorganic overlays, coatings stream to control the deposition rate of a and surface modifications, as follows, for coating containing two or more elements; non-electronic substrates, by processes d. Plasma spraying ‘‘production equip- shown in the Table and associated Notes ment’’ having any of the following: following 2E003.f (see List of Items Con- d.1. Operating at reduced pressure controlled), and ‘‘specially designed’’ auto- trolled atmosphere (equal or less than 10 kPa mated handling, positioning, manipula- measured above and within 300 mm of the tion and control ‘‘components’’ therefor. gun nozzle exit) in a vacuum chamber capa- LICENSE REQUIREMENTS ble of evacuation down to 0.01 Pa prior to the Reason for Control: NS, AT spraying process; or d.2. Incorporating in situ coating thickness Country Chart (See Supp. Control(s) No. 1 to part 738) control; e. Sputter deposition ‘‘production equip- NS applies to entire entry ...... NS Column 2 ment’’ capable of current densities of 0.1 mA/

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mm2 or higher at a deposition rate 15 μm/h or Technical Note: For the purpose of 2B006.b.1 more; ‘linear displacement’ means the change of dis- f. Cathodic arc deposition ‘‘production tance between the measuring probe and the equipment’’ incorporating a grid of measured object. electromagnets for steering control of the b.1.a. Non-contact type measuring systems arc spot on the cathode; with a ‘‘resolution’’ equal to or less (better) g. Ion plating ‘‘production equipment’’ ca- than 0.2 μm within a measuring range up to pable of in situ measurement of any of the 0.2 mm; following: b.1.b. Linear Variable Differential Trans- g.1. Coating thickness on the substrate and former (LVDT) systems having all of the fol- rate control; or lowing: g.2. Optical characteristics. b.1.b.1. ‘‘’’Having any of the following: b.1.b.1.a. ‘‘Linearity’’ equal to or less (bet- 2B006 Dimensional inspection or measuring ter) than 0.1% measured from 0 to the ’full systems, equipment, and ‘‘electronic as- operating range’, for LVDTs with a ’full op- semblies’’, as follows (see List of Items erating range’ up to and including ±5 mm; or Controlled). b.1.b.1.b. ‘‘Linearity’’ equal to or less (bet- LICENSE REQUIREMENTS ter) than 0.1% measured from 0 to 5 mm for Reason for Control: NS, NP, AT LVDTs with a ’full operating range’ greater than ±5 mm; and Country chart (see Supp. No. Control(s) 1 to part 738) b.1.b.2. Drift equal to or less (better) than 0.1% per day at a standard ambient test NS applies to entire entry ...... NS Column 2 room temperature ±1 K; NP applies to those items in NP Column 1 Technical Note: For the purposes of 2B006.a and .b that meet 2B006.b.1.b, ’full operating range’ is half of the or exceed the technical parameters in 2B206. total possible linear displacement of the LVDT. AT applies to entire entry ...... AT Column 1 For example, LVDTs with a ’full operating range’ up to and including ±5 mm can measure LIST BASED LICENSE EXCEPTIONS (SEE PART a total possible linear displacement of 10 mm. 740 FOR A DESCRIPTION OF ALL LICENSE EX- b.1.c. Measuring systems having all of the CEPTIONS) following: LVS: N/A b.1.c.1. Containing a ‘‘laser;’’ GBS: N/A b.1.c.2. A ‘‘resolution’’ over their full scale CIV: N/A of 0.200 nm or less (better); and LIST OF ITEMS CONTROLLED b.1.c.3. Capable of achieving a ‘‘measure- Related Controls: (1) See ECCNs 2D001 and ment uncertainty’’ equal to or less (better) 2D002 for ‘‘software’’ for items controlled than (1.6 + L/2,000) nm (L is the measured under this entry. (2) See ECCNs 2E001 length in mm) at any point within a meas- (‘‘development’’), 2E002 (‘‘production’’), uring range, when compensated for the re- and 2E201 (‘‘use’’) for technology for items fractive index of air and measured over a pe- controlled under this entry. (3) Also see riod of 30 seconds at a temperature of 20±0.01 ECCNs 2B206 and 2B996. °C; or Related Definitions: N/A b.1.d. ‘‘Electronic assemblies’’ ‘‘specially Items: a. Computer controlled or ‘‘numeri- designed’’ to provide feedback capability in cally controlled’’ Coordinate Measuring Ma- systems controlled by 2B006.b.1.c; chines (CMM), having a three dimensional Note: 2B006.b.1 does not control measuring in- length (volumetric) maximum permissible terferometer systems, with an automatic control error of length measurement (E0,MPE) at any system that is designed to use no feedback tech- point within the operating range of the ma- niques, containing a ‘‘laser’’ to measure slide chine (i.e., within the length of axes) equal to movement errors of machine-tools, dimensional or less (better) than (1.7 + L/1,000) μm (L is inspection machines or similar equipment. the measured length in mm) according to b.2. Angular displacement measuring in- ISO 10360–2 (2009); struments having an angular position ‘‘ac- Technical Note: The E0,MPE of the most accu- curacy’’ equal to or less (better) than rate configuration of the CMM specified by the 0.00025°; manufacturer (e.g., best of the following: Probe, Note: 2B006.b.2 does not control optical instru- stylus length, motion parameters, environment) ments, such as autocollimators, using collimated and with ‘‘all compensations available’’ shall be light (e.g., ‘‘laser’’ light) to detect angular dis- compared to the 1.7 + L/1,000 μm threshold. placement of a mirror. b. Linear and angular displacement meas- c. Equipment for measuring surface rough- uring instruments, as follows: ness (including surface defects), by meas- b.1. ‘Linear displacement’ measuring in- uring optical scatter with a sensitivity of 0.5 struments having any of the following: nm or less (better). Note: Interferometer and optical-encoder dis- Note: 2B006 includes machine tools, other placement measuring systems containing a than those specified by 2B001, that can be used ‘‘laser’’ are only specified by 2B006.b.1.c. as measuring machines, if they meet or exceed

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the criteria specified for the measuring machine Country Chart (See Supp. function. Control(s) No. 1 to part 738)

2B007 ‘‘Robots’’ having any of the following NS applies to entire entry ...... NS Column 2 characteristics described in the List of AT applies to entire entry ...... AT Column 1 Items Controlled and ‘‘specially designed’’ controllers and ‘‘end-effectors’’ therefor. LIST BASED LICENSE EXCEPTIONS (SEE PART LICENSE REQUIREMENTS 740 FOR A DESCRIPTION OF ALL LICENSE EX- Reason for Control: NS, NP, AT CEPTIONS) LVS: N/A Country Chart (See Supp. GBS: N/A Control(s) No. 1 to part 738) CIV: N/A LIST OF ITEMS CONTROLLED NS applies to entire entry ...... NS Column 2. Related Controls: See also 2B998. NP applies to equipment that NP Column 1. Related Definition: N/A meets or exceeds the criteria in ECCNs 2B207. Items: a. Linear position feedback units hav- AT applies to entire entry ...... AT Column 1. ing an overall ‘‘accuracy’’ less (better) than (800 + (600 × L × 10¥3)) nm (L equals the effec- LIST BASED LICENSE EXCEPTIONS (SEE PART tive length in mm); 740 FOR A DESCRIPTION OF ALL LICENSE EX- N.B.: For ‘‘laser’’ systems see also 2B006.b.1.c CEPTIONS) and d. LVS: $5000, except 2B007.b and .c b. Rotary position feedback units having GBS: N/A an ‘‘accuracy’’ less (better) than 0.00025°; CIV: N/A N.B.: For ‘‘laser’’ systems see also 2B006.b.2. LIST OF ITEMS CONTROLLED Note: 2B008.a and 2B008.b apply to units, Related Controls: (1) See ECCN 2D001 for which are designed to determine the positioning ‘‘software’’ for items controlled under this information for feedback control, such as induc- entry. (2) See ECCNs 2E001 (‘‘develop- tive type devices, graduated scales, infrared sys- ment’’), 2E002 (‘‘production’’), and 2E201 tems or ‘‘laser’’ systems. (‘‘use’’) for technology for items controlled c. ‘‘Compound rotary tables’’ and ‘‘tilting under this entry. (3) Also see ECCNs 2B207, spindles’’, capable of upgrading, according to 2B225 and 2B997. the manufacturer’s specifications, machine Related Definitions: N/A tools to or above the levels controlled by Items: a. Capable in real time of full three-di- 2B001 to 2B009. mensional image processing or full three-di- 2B009 Spin-forming machines and flow- mensional ‘scene analysis’ to generate or forming machines, which, according to modify ‘‘programs’’ or to generate or modify the manufacturer’s technical specifica- numerical program data; tions, can be equipped with ‘‘numerical Technical Note: The ‘scene analysis’ limita- control’’ units or a computer control and tion does not include approximation of the third having all of the following characteristics dimension by viewing at a given angle, or lim- (see List of Items Controlled). ited grey scale interpretation for the perception LICENSE REQUIREMENTS 1 of depth or texture for the approved tasks (2 ⁄2 Reason for Control: NS, MT, NP, AT D). b. ‘‘specially designed’’ to comply with na- Country Chart (See Supp. tional safety standards applicable to poten- Control(s) No. 1 to part 738) tially explosive munitions environments; Note: 2B007.b does not apply to ‘‘robots’’ NS applies to entire entry ...... NS Column 2 MT applies to: spin-forming MT Column 1 ‘‘specially designed’’ for paint-spraying booths. machines combining the c. ‘‘specially designed’’ or rated as radi- functions of spin-forming ation-hardened to withstand a total radi- and flow-forming; and flow- ation dose greater than 5 × 103 Gy (silicon) forming machines that without operational degradation; or meet or exceed the param- Technical Note: The term Gy (silicon) refers to eters of 2B009.a and the energy in Joules per kilogram absorbed by 2B109. NP applies to flow-forming NP Column 1 an unshielded silicon sample when exposed to machines, and spin-forming ionizing radiation. machines capable of flow- d. ‘‘specially designed’’ to operate at alti- forming functions, that tudes exceeding 30,000m. meet or exceed the parameters of 2B209. 2B008 Assemblies or Units, ‘‘specially de- AT applies to entire entry ...... AT Column 1 signed’’ for Machine Tools, or Dimen- sional Inspection or Measuring Systems LIST BASED LICENSE EXCEPTIONS (SEE PART and Equipment, as Follows (See List of 740 FOR A DESCRIPTION OF ALL LICENSE EX- Items Controlled). CEPTIONS) LICENSE REQUIREMENTS LVS: N/A Reason for Control: NS, AT GBS: N/A

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CIV: N/A a. Equipment for determining the ignition LIST OF ITEMS CONTROLLED and deflagration temperatures; Related Controls: (1) See ECCN 2D001 for b. Equipment for steel-shell tests; ‘‘software’’ for items controlled under this c. Drophammers not exceeding 20 kg in entry. (2) See ECCNs 2E001 (‘‘develop- weight for determining the sensitivity of ex- ment’’), 2E002 (‘‘production’’), and 2E101 plosives to shock; (‘‘use’’) for technology for items controlled d. Equipment for determining the friction under this entry. (3) Also see ECCNs 2B109 sensitivity of explosives when exposed to and 2B209 for additional flow-forming ma- charges not exceeding 36 kg in weight. chines for MT and NP reasons. CIV: N/A Related Definitions: N/A LIST OF ITEMS CONTROLLED Items: a. Three or more axes which can be co- Related Controls: N/A ordinated simultaneously for ‘‘contouring Related Definitions: N/A control’’; and Items: Specialized machinery, equipment, b. A roller force more than 60 kN. gear, and ‘‘specially designed’’ parts and Technical Note: For the purpose of 2B009, ma- ‘‘accessories’’ therefor, including but not chines combining the function of spin-forming limited to the following, that are ‘‘specially and flow-forming are regarded as flow-forming designed’’ for the examination, manufacture, machines. testing, and checking of arms, appliances, machines, and implements of war: 2B018 Equipment on the Wassenaar Ar- a. Armor plate drilling machines, other rangement Munitions List. than radial drilling machines; LICENSE REQUIREMENTS b. Armor plate planing machines; Reason for Control: NS, MT, RS, AT, UN c. Armor plate quenching presses; Country Chart (See Supp. d. Centrifugal casting machines capable of Control(s) No. 1 to part 738) casting tubes 6 feet (183 cm) or more in length, with a wall thickness of 2 inches (5 NS applies to entire entry ...... NS Column 1. cm) and over; MT applies to specialized ma- MT Column 1. chinery, equipment, and e. Gun barrel rifling and broaching ma- gear for producing rocket chines, and tools therefor; systems (including ballistic f. Gun barrel rifling machines; missile systems, space g. Gun barrel trepanning machines; launch vehicles, and h. Gun boring and turning machines; sounding rockets) and un- i. Gun honing machines of 6 feet (183 cm) manned air vehicle systems (including cruise mis- stroke or more; sile systems, target drones, j. Gun jump screw lathes; and reconnaissance k. Gun rifling machines; drones) usable in systems l. Gun straightening presses; that are controlled for MT m. Induction hardening machines for tank reasons including their pro- turret rings and sprockets; pulsion systems and components, and pyrolytic dep- n. Jigs and fixtures and other metal-work- osition and densification ing implements or ‘‘accessories’’ of the kinds equipment. exclusively designed for use in the manufac- RS applies to entire entry ...... RS Column 2. ture of firearms, ordnance, and other stores AT applies to entire entry ...... AT Column 1. and appliances for land, sea, or aerial war- UN applies to entire entry ..... See § 746.1(b) for UN con- fare; trols. o. Small arms chambering machines; p. Small arms deep hole drilling machines LIST BASED LICENSE EXCEPTIONS (SEE PART and drills therefor; 740 FOR A DESCRIPTION OF ALL LICENSE EX- q. Small arms rifling machines; CEPTIONS) LVS: $3000. r. Small arms spill boring machines; GBS: Yes, as follows, except N/A for MT-con- s. Tank turret bearing grinding machines. trolled items or destinations for which a li- 2B104 ‘‘Isostatic presses’’, other than those cense is required for RS reasons: Equip- controlled by 2B004, having all of the fol- ment used to determine the safety data of lowing characteristics (see List of Items explosives as required by the International Controlled). Convention on the Transport of Dangerous LICENSE REQUIREMENTS Goods (C.I.M.) Articles 3 and 4 in Annex 1 Reason for Control: MT, NP, AT RID, provided that such equipment will be used only by the railway authorities of Country Chart (See Supp. current C.I.M. members, or by the Govern- Control(s) No. 1 to part 738) ment-accredited testing facilities in those countries, for the testing of explosives to MT applies to entire entry ..... MT Column 1. transport safety standards, of the fol- NP applies to entire entry ...... NP Column 1. AT applies to entire entry ...... AT Column 1. lowing description:

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LIST BASED LICENSE EXCEPTIONS (SEE PART LICENSE REQUIREMENTS 740 FOR A DESCRIPTION OF ALL LICENSE EX- Reason for Control: MT, NP, AT CEPTIONS) LVS: N/A Control(s) Country Chart (See Supp. GBS: N/A No. 1 to part 738) CIV: N/A MT applies to entire entry ..... MT Column 1. LIST OF ITEMS CONTROLLED NP applies to items controlled NP Column 1. Related Controls: (1) See ECCN 2D101 for by this entry that meet or ‘‘software’’ for items controlled under this exceed the technical pa- entry. (2) See ECCNs 2E001 (‘‘develop- rameters in 2B209. ment’’), 2E002 (‘‘production’’), and 2E101 AT applies to entire entry ...... AT Column 1. (‘‘use’’) for technology for items controlled under this entry. (3) Also see ECCNs 2B004, LIST BASED LICENSE EXCEPTIONS (SEE PART 2B204, and 2B117. 740 FOR A DESCRIPTION OF ALL LICENSE EX- Related Definitions: The inside chamber di- CEPTIONS) mension is that of the chamber in which LVS: N/A both the working temperature and the GBS: N/A working pressure are achieved and does not CIV: N/A include fixtures. That dimension will be LIST OF ITEMS CONTROLLED the smaller of either the inside diameter of Related Controls: (1) See ECCN 2D101 for the pressure chamber or the inside diame- ‘‘software’’ for items controlled under this ter of the insulated chamber, depending on entry. (2) See ECCNs 2E001 (‘‘develop- which of the two chambers is located in- ment’’), 2E002 (‘‘production’’), and 2E101 side the other. (‘‘use’’) for technology for items controlled Items: a. Maximum working pressure equal to under this entry. (3) Also see ECCNs 2B009 or greater than 69 MPa; and 2B209. b. Designed to achieve and maintain a con- Related Definitions: N/A trolled thermal environment of 873 K (600 °C) Items: a. Flow-forming machines having all or greater; and of the following: c. Possessing a chamber cavity with an in- a.1. According to the manufacturer’s tech- side diameter of 254 mm or greater. nical specification, can be equipped with ‘‘numerical control’’ units or a computer 2B105 Chemical vapor deposition (CVD) fur- control, even when not equipped with such naces, other than those controlled by units at delivery; and 2B005.a, designed or modified for the a.2. Have more than two axes which can be densification of carbon-carbon compos- coordinated simultaneously for ‘‘contouring ites. control.’’ LICENSE REQUIREMENTS b. ‘‘Specially Designed’’ components for Reason for Control:MT, AT flow-forming machines controlled in 2B009 or 2B109.a. Country Chart (See Supp. Control(s) No. 1 to part 738) Technical Notes: 1. Machines combining the function of spin-forming and flow-forming are MT applies to entire entry ..... MT Column 1. for the purpose of 2B109 regarded as flow-form- AT applies to entire entry ...... AT Column 1. ing machines. 2. 2B109 does not control machines that are LIST BASED LICENSE EXCEPTIONS (SEE PART not usable in the ‘‘production’’ of propulsion 740 FOR A DESCRIPTION OF ALL LICENSE EX- ‘‘parts,’’ ‘‘components’’ and equipment (e.g., CEPTIONS) motor cases) for systems in 9A005, 9A007.a, or LVS: N/A 9A105.a. GBS: N/A CIV: N/A 2B116 Vibration test systems and equip- LIST OF ITEMS CONTROLLED ment, usable for rockets, missiles, or un- Related Controls: (1) See ECCN 2D101 for manned aerial vehicles capable of achiev- ‘‘software’’ for items controlled under this ing a ‘‘range’’ equal to or greater than 300 entry. (2) See ECCNs 2E001 (‘‘develop- km and their subsystems, and ‘‘parts’’ and ment’’), 2E002 (‘‘production’’), and 2E101 ‘‘components’’ therefor, as follows (see (‘‘use’’) for technology for items controlled List of Items Controlled). under this entry. (3) Also see ECCNs 2B005, LICENSE REQUIREMENTS 2B117, 2B226 and 2B227. Reason for Control: MT, NP, AT Related Definitions: N/A Items: The list of items controlled in con- Control(s) Country Chart (See Supp. tained in the ECCN heading. No. 1 to part 738) MT applies to entire entry ..... MT Column 1. 2B109 Flow-forming machines, other than NP applies to electrodynamic NP Column 1. those controlled by 2B009, and ‘‘specially vibration test systems in designed’’ ‘‘parts’’ and ‘‘components’’ 2B116.a and to all items in therefor (see List of Items Controlled). 2B116.b, .c, and .d.

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Country Chart (See Supp. Country Chart (See Supp. Control(s) No. 1 to part 738) Control(s) No. 1 to part 738)

AT applies to entire entry ...... AT Column 1. MT applies to entire entry ..... MT Column 1. AT applies to entire entry ...... AT Column 1. LIST BASED LICENSE EXCEPTIONS (SEE PART 740 FOR A DESCRIPTION OF ALL LICENSE EX- LIST BASED LICENSE EXCEPTIONS (SEE PART CEPTIONS) 740 FOR A DESCRIPTION OF ALL LICENSE EX- LVS: N/A CEPTIONS) GBS: N/A LVS: N/A GBS: N/A CIV: N/A CIV: N/A LIST OF ITEMS CONTROLLED LIST OF ITEMS CONTROLLED Related Controls: (1) See ECCN 2D101 for Related Controls: (1) See ECCN 2D101 for ‘‘software’’ for items controlled under this ‘‘software’’ for items controlled under this entry. (2) See ECCNs 2E001 (‘‘develop- entry. (2) See ECCNs 2E001 (‘‘development’’), 2E002 (‘‘production’’), and 2E101 ment’’), 2E002 (‘‘production’’), and 2E101 (‘‘use’’) for technology for items controlled (‘‘use’’) for technology for items controlled under this entry. (3) Also see ECCNs 9B106 under this entry. (3) Also see ECCN s 2B004, and 9B990. 2B005, 2B104, 2B105, and 2B204. Related Definitions: Vibration test systems Related Definitions: N/A incorporating a digital controller are those Items: The list of items controlled in con- systems, the functions of which are, partly tained in the ECCN heading. or entirely, automatically controlled by stored and digitally coded electrical sig- 2B119 Balancing machines and related nals. equipment, as follows (see List of Items Items: a. Vibration test systems employing Controlled). feedback or closed loop techniques and incor- LICENSE REQUIREMENTS porating a digital controller, capable of vi- Reason for Control: MT, AT brating a system at an acceleration equal to Country Chart (See Supp. or greater than 10 g rms between 20 Hz to Control(s) No. 1 to part 738) 2,000 Hz while imparting forces equal to or greater than 50 kN (11,250 lbs.), measured MT applies to entire entry ..... MT Column 1 ‘bare table’; AT applies to entire entry ...... AT Column 1 b. Digital controllers, combined with ‘‘specially designed’’ vibration test ‘‘software’’, LIST BASED LICENSE EXCEPTIONS (SEE PART with a ‘real-time control bandwidth’ greater 740 FOR A DESCRIPTION OF ALL LICENSE EX- than 5 kHz and designed for use with vibra- CEPTIONS) tion test systems described in 2B116.a; LVS: N/A c. Vibration thrusters (shaker units), with GBS: N/A or without associated amplifiers, capable of CIV: N/A LIST OF ITEMS CONTROLLED imparting a force equal to or greater than 50 Related Controls: See also 7B101. kN (11,250 lbs.), measured ‘bare table’, and Related Definitions: N/A usable in vibration test systems described in Items: a. Balancing machines having all the 2B116.a; following characteristics: d. Test piece support structures and elec- a.1. Not capable of balancing rotors/assem- tronic units designed to combine multiple blies having a mass greater than 3 kg; shaker units into a complete shaker system a.2. Capable of balancing rotors/assemblies capable of providing an effective combined at speeds greater than 12,500 rpm; force equal to or greater than 50 kN, meas- a.3. Capable of correcting unbalance in two ured ‘bare table’, and usable in vibration test planes or more; and systems described in 2B116.a. a.4. Capable of balancing to a residual spe- Technical Notes: (1) ‘Bare table’ means a flat cific unbalance of 0.2 g mm per kg of rotor table, or surface, with no fixture or fitting. mass. (2) ‘Real-time control bandwidth’ is defined as Note: 2B119.a. does not control balancing ma- the maximum rate at which a controller can exe- chines designed or modified for dental or other cute complete cycles of sampling, processing medical equipment. data and transmitting control signals. b. Indicator heads designed or modified for use with machines specified in 2B119.a. 2B117 Equipment and process controls, Note: Indicator heads are sometimes known as other than those controlled by 2B004, balancing instrumentation. 2B005.a, 2B104 or 2B105, designed or modified for the densification and pyrol- 2B120 Motion simulators or rate tables ysis of structural composite rocket noz- (equipment capable of simulating mo- zles and reentry vehicle nose tips. tion), having all of the following charac- LICENSE REQUIREMENTS teristics (see List of Items Controlled). Reason for Control:MT, AT LICENSE REQUIREMENTS

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Reason for Control: MT, AT LIST OF ITEMS CONTROLLED Related Controls: Control(s) Country Chart (See Supp. (1) Equipment that has the characteristics No. 1 to part 738) specified in 2B121, which also meets the MT applies to entire entry ..... MT column 1 characteristics of 2B120 will be treated as AT applies to entire entry ...... AT column 1 equipment specified in 2B120. (2) See also 2B008, 2B120, 7B101 and 7B994. LIST BASED LICENSE EXCEPTIONS (SEE PART Related Definitions: N/A 740 FOR A DESCRIPTION OF ALL LICENSE EX- Items: a. Two axes or more; and CEPTIONS) b. A positioning ‘‘accuracy’’ equal to or LVS: N/A better than 5 arc-second. GBS: N/A Note: 2B121 does not control rotary tables de- CIV: N/A signed or modified for machine tools or for med- LIST OF ITEMS CONTROLLED ical equipment. For controls on machine tool ro- Related Controls: (1) Rate tables not con- tary tables see 2B008. trolled by 2B120 and providing the characteristics of a positioning table are to be 2B122 Centrifuges capable of imparting ac- evaluated according to 2B121. (2) Equip- celerations above 100 g and designed or ment that has the characteristics specified modified to incorporate sliprings or inte- in 2B121, which also meets the characteris- grated non-contact devices capable of tics of 2B120 will be treated as equipment transferring electrical power, signal in- specified in 2B120. (3) See also 2B008, 2B121, formation, or both. 7B101 and 7B994. LICENSE REQUIREMENTS Related Definitions: N/A Reason for Control: MT, AT Items: a. Two axes or more; Country Chart (See Supp. b. Designed or modified to incorporate Control(s) No. 1 to part 738) sliprings or integrated non-contact devices capable of transferring electrical power, sig- MT applies to entire entry ..... MT Column 1 nal information, or both; and AT applies to entire entry ...... AT Column 1 c. Having any of the following characteristics: LIST BASED LICENSE EXCEPTIONS (SEE PART c.1. For any single axis having all of the 740 FOR A DESCRIPTION OF ALL LICENSE EX- following: CEPTIONS) c.1.a. Capable of rates of rotation of 400 de- LVS: N/A grees/s or more, or 30 degrees/s or less, and GBS: N/A c.1.b. A rate resolution equal to or less CIV: N/A than 6 degrees/s and an accuracy equal to or LIST OF ITEMS CONTROLLED less than 0.6 degrees/s; or Related Controls: See also 7B101. c.2. Having a worst-case rate stability Related Definitions: N/A equal to or better (less) than plus or minus Items: The list of items controlled is con- 0.05% averaged over 10 degrees or more; or tained in the ECCN heading. c.3. A positioning ‘‘accuracy’’ equal to or better than 5 arc-second. 2B201 Machine tools, and any combination Note: 2B120 does not control rotary tables de- thereof, other than those controlled by signed or modified for machine tools or for med- 2B001, for removing or cutting metals, ce- ical equipment. For controls on machine tool ro- ramics or ‘‘composites,’’ which, according tary tables see 2B008. to manufacturer’s technical specifications, can be equipped with electronic de- 2B121 Positioning tables (equipment capa- vices for simultaneous ‘‘contouring con- ble of precise rotary position in any axis), trol’’ in two or more axes. other than those controlled in 2B120, hav- LICENSE REQUIREMENTS ing all the following characteristics (See Reason for Control: NP, AT List of Items Controlled). LICENSE REQUIREMENTS Control(s) Country Chart (See Supp. Reason for Control: MT, AT No. 1 to part 738) NP applies to entire entry ...... NP Column 1 Country Chart (See Supp. AT applies to entire entry ...... AT Column 1 Control(s) No. 1 to part 738)

MT applies to entire entry ..... MT Column 1 LIST BASED LICENSE EXCEPTIONS (SEE PART AT applies to entire entry ...... AT Column 1 740 FOR A DESCRIPTION OF ALL LICENSE EX- CEPTIONS) LIST BASED LICENSE EXCEPTIONS (SEE PART LVS: N/A 740 FOR A DESCRIPTION OF ALL LICENSE EX- GBS: N/A CEPTIONS) CIV: N/A LVS: N/A LIST OF ITEMS CONTROLLED GBS: N/A Related Controls: (1) See ECCNs 2D002 and CIV: N/A 2D202 for ‘‘software’’ for items controlled

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by this entry. ‘‘Numerical control’’ units Note to 2B201.c: 2B201.c does not control the are controlled by their associated ‘‘soft- following grinding machines: ware’’. (2) See ECCNs 2E001 (‘‘develop- a. Cylindrical external, internal, and exter- ment’’), 2E002 (‘‘production’’), and 2E201 nal-internal grinding machines having all of the (‘‘use’’) for technology for items controlled following characteristics: under this entry. (3) Also see ECCNs 2B001 1. Limited to a maximum workpiece capacity and 2B991. of 150 mm outside diameter or length; and Related Definitions: N/A 2. Axes limited to x, z and c. Items: b. Jig grinders that do not have a z-axis or a Note: 2B201 does not control special purpose w-axis with an overall positioning accuracy less machine tools limited to the manufacture of any (better) than 3 microns. Positioning accuracy is of the following parts: according to ISO 230/2 (2006). a. Gears; Technical Note: 2B201.b.3 and c.3 include ma- b. Crank shafts or cam shafts; chines based on a parallel linear kinematic de- c. Tools or cutters; sign (e.g. hexapods) that have 5 or more axes d. Extruder worms; none of which are rotary axes. Technical Note: The identified positioning ac- 2B204 ‘‘Isostatic presses’’, other than those curacy values in this entry are based on ISO controlled by 2B004 or 2B104, and related 230/2 (2006), which equates to the values based equipment, as follows (see List of Items on ISO 230/2 (1988) that are used by the Nuclear Controlled). Supplier’s Group (NSG). In 2B201.a and .b.1, LICENSE REQUIREMENTS this results in a change from 6 μm to 4.5 μm. In Reason for Control: NP, AT paragraph .b of the Note to 2B201.b, the resulting change is from 30 μm to 22.5 μm, In 2B201.c, Country Chart (See Supp. the resulting change is from 4 μm to 3 μm. Control(s) No. 1 to part 738) a. Machine tools for turning, that have positioning accuracies according to ISO 230/2 NP applies to entire entry ...... NP Column 1 AT applies to entire entry ...... AT Column 1 (2006) with all compensations available better (less) than 4.5 μm along any linear axis LIST BASED LICENSE EXCEPTIONS (SEE PART (overall positioning) for machines capable of 740 FOR A DESCRIPTION OF ALL LICENSE EX- machining diameters greater than 35 mm; CEPTIONS) Note to 2B201.a: 2B201.a does not control bar LVS: N/A machines (Swissturn), limited to machining only GBS: N/A bar feed thru, if maximum bar diameter is equal CIV: N/A to or less than 42 mm and there is no capability LIST OF ITEMS CONTROLLED of mounting chucks. Machines may have drill- Related Controls: (1) See ECCN 2D201 for ing and/or milling capabilities for machining ‘‘software’’ for items controlled under this parts with diameters less than 42 mm. entry. (2) See ECCNs 2E001 (‘‘develop- b. Machine tools for milling, having any of ment’’), 2E002 (‘‘production’’), and 2E201 the following characteristics: (‘‘use’’) for technology for items controlled b.1. Positioning accuracies according to under this entry. (3) Also see ECCNs 2B004 ISO 230/2 (2006) with ‘‘all compensations and 2B104. available’’ equal to or less (better) than 4.5 Related Definitions: The inside chamber di- μ m along any linear axis (overall posi- mension is that of the chamber in which tioning); both the working temperature and working b.2. Two or more contouring rotary axes; or pressure are achieved and does not include b.3. Five or more axes which can be coordi- fixtures. That dimension will be the small- nated simultaneously for ‘‘contouring con- er of either the inside diameter of the pres- trol.’’ sure chamber or the inside diameter of the Note to 2B201.b: 2B201.b does not control mill- insulated chamber, depending on which of ing machines having the following characteris- the two chambers is located inside the tics: other. a. X-axis travel greater than 2 m; and Items: a. ‘‘Isostatic presses’’ having both of b. Overall positioning accuracy according to the following characteristics: ISO 230/2 (2006) on the x-axis more (worse) than a.1. Capable of achieving a maximum 22.5 μm. working pressure of 69 MPa or greater; and c. Machine tools for grinding, having any a.2. A chamber cavity with an inside di- of the following characteristics: ameter in excess of 152 mm; c.1. Positioning accuracies according to b. Dies, molds and controls, ‘‘specially de- ISO 230/2 (2006) with ‘‘all compensations signed’’ for ‘‘isostatic presses’’ controlled by available’’ equal to or less (better) than 3 μm 2B204.a. along any linear axis (overall positioning); c.2. Two or more contouring rotary axes; or 2B206 Dimensional inspection machines, in- c.3. Five or more axes which can be coordi- struments or systems, other than those nated simultaneously for ‘‘contouring con- described in 2B006, as follows (see List of trol.’’ Items Controlled).

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LICENSE REQUIREMENTS b. Systems for simultaneous linear-angular Reason for Control: NP, AT inspection of hemishells, having both of the following characteristics: b.1. ‘‘Measurement uncertainty’’ along any Control(s) Country Chart (See Supp. No. 1 to part 738) linear axis equal to or less (better) than 3.5 μm per 5 mm; and NP applies to entire entry ...... NP Column 1 b.2. ‘‘Angular position deviation’’ equal to AT applies to entire entry ...... AT Column 1 or less than 0.02°. c. Linear displacement measuring systems LIST BASED LICENSE EXCEPTIONS (SEE PART having both of the following characteristics: 740 FOR A DESCRIPTION OF ALL LICENSE EX- c.1. Containing a ‘‘laser;’’ and CEPTIONS) c.2. Capable of maintaining, for at least 12 LVS: N/A hours over a temperature range of ± 1 K GBS: N/A around a standard temperature and a stand- CIV: N/A ard pressure, both: LIST OF ITEMS CONTROLLED c.2.a. A ‘‘resolution’’ over their full scale of Related Controls: (1) See ECCNs 2D002 and 0.1μm or better; and 2D201 for ‘‘software’’ for items controlled c.2.b. A ‘‘measurement uncertainty’’ equal under this entry. (2) See ECCNs 2E001 to or better (less) than (0.2 + L/2000) μm (L is (‘‘development’’), 2E002 (‘‘production’’), the measured length in millimeters). and 2E201 (‘‘use’’) for technology for items Control Note to 2B206.c: 2B206.c does not con- controlled under this entry. (3) Also see trol measuring interferometer systems, without ECCNs 2B006 and 2B996. closed or open loop feedback, containing a Related Definitions: N/A ‘‘laser’’ to measure slide movement errors of ma- Items: chine tools, dimensional inspection machines, or Control Notes to ECCN 2B206: (1) Machine similar equipment. tools that can be used as measuring machines Technical Note to 2B206.c: In 2B206.c, ‘‘linear are controlled by ECCN 2B206 if they meet or ex- displacement’’ means the change of distance be- ceed the control parameters specified in this tween the measuring probe and the measured entry for the measuring machine function. (2) object. The machines described in ECCN 2B206 are controlled by this entry if they exceed the specified 2B207 ‘‘Robots’’, ‘‘end-effectors’’ and control control threshold anywhere in their operating units, other than those controlled by 2B007, as follows (see List of Items Con- range. trolled). Technical Note to ECCN 2B206: All parameters LICENSE REQUIREMENTS of measurement values in this entry represent Reason for Control: NP, AT plus/minus, i.e., not total band. Country Chart (See Supp. a. Computer controlled or numerically Control(s) No. 1 to part 738) controlled coordinate measuring machines (CMM) with either of the following charac- NP applies to entire entry ...... NP Column 1 teristics: AT applies to entire entry ...... AT Column 1 a.1. Having only two axes with a maximum permissible error of length measurement LIST BASED LICENSE EXCEPTIONS (SEE PART along any axis (one dimension), identified as 740 FOR A DESCRIPTION OF ALL LICENSE EX- CEPTIONS) any combination of E0x MPE, E0y MPE or E0z MPE, equal to or less (better) than (1.25 + L/1000) LVS: N/A μm (where L is the measured length in mm) GBS: N/A at any point within the operating range of CIV: N/A the machine (i.e., within the length of the LIST OF ITEMS CONTROLLED Related Controls: (1) See ECCN 2D201 for axis), according to ISO 10360–2 (2009); or ‘‘software’’ for items controlled under this a.2. Having three or more axes with a three entry. (2) See ECCNs 2E001 (‘‘develop- dimensional (volumetric) maximum permis- ment’’), 2E002 (‘‘production’’), and 2E201 sible error of length measurement, identified (‘‘use’’) for technology for items controlled as E0, MPE, equal to or less (better) than (1.7 under this entry. (3) Also see ECCNs 2B007, μ + L/800) m (where L is the measured length 2B225, and 2B997. in mm) at any point within the operating Related Definitions: N/A range of the machine (i.e., within the length ECCN Controls: This entry does not control of the axis), according to ISO 10360–2 (2009). ‘‘robots’’ ‘‘specially designed’’ for non-nu- Technical Note to 2B206.a.2: The E0, MPE of clear industrial applications, such as auto- the most accurate configuration of the CMM mobile paint-spraying booths. specified according to ISO 10360–2 (2009) by the Items: a. ‘‘Robots’’ or ‘‘end-effectors’’ ‘‘spe- manufacturer (e.g., best of the following: Probe, cially designed’’ to comply with national stylus length, motion parameters, environment) safety standards applicable to handling high and with all compensations available shall be explosives (for example, meeting electrical compared to the 1.7 + L/800 μm threshold. code ratings for high explosives);

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b. Control units ‘‘specially designed’’ for GBS: N/A any of the ‘‘robots’’ or ‘‘end-effectors’’ con- CIV: N/A trolled by 2B207.a. LIST OF ITEMS CONTROLLED Related Controls: (1) See ECCNs 2E001 (‘‘de- 2B209 Flow forming machines, spin forming velopment’’), 2E002 (‘‘production’’), and machines capable of flow forming func- 2E201 (‘‘use’’) for technology for items con- tions, other than those controlled by trolled under this entry. (2) Also see ECCNs 2B009 or 2B109, and mandrels, as follows 2B007 and 2B207. (3) Remote manipulators (see List of Items Controlled). ‘‘specially designed’’ or prepared for use in LICENSE REQUIREMENTS fuel reprocessing or for use in a reactor are Reason for Control: NP, AT subject to the export licensing authority of Country Chart (See Supp. the Nuclear Regulatory Commission (see 10 Control(s) No. 1 to part 738) CFR part 110). Related Definitions: N/A NP applies to entire entry ...... NP Column 1 Items: a. A capability of penetrating 0.6 m or AT applies to entire entry ...... AT Column 1 more of hot cell wall (through-the-wall operation); or LIST BASED LICENSE EXCEPTIONS (SEE PART 740 FOR A DESCRIPTION OF ALL LICENSE EX- b. A capability of bridging over the top of CEPTIONS) a hot cell wall with a thickness of 0.6 m or LVS: N/A more (over-the-wall operation). GBS: N/A Technical Note: Remote manipulators provide CIV: N/A translation of human operator actions to a re- LIST OF ITEMS CONTROLLED mote operating arm and terminal fixture. They Related Controls: (1) See ECCN 2D201 for may be of ‘‘master/slave’’ type or operated by ‘‘software’’ for items controlled under this joystick or keypad. entry. (2) See ECCNs 2E001 (‘‘development’’), 2E002 (‘‘production’’), and 2E201 2B226 Controlled atmosphere (vacuum or (‘‘use’’) for technology for items controlled inert gas) induction furnaces, and power under this entry. (3) Also see ECCNs 2B009 supplies therefor, as follows (see List of and 2B109. Items Controlled). Related Definitions: N/A LICENSE REQUIREMENTS Items: a. Machines having both of the fol- Reason for Control: NP, AT lowing characteristics: Country Chart (See Supp. a.1. Three or more rollers (active or guid- Control(s) No. 1 to part 738) ing); and a.2. According to the manufacturer’s tech- NP applies to entire entry ...... NP Column 1 nical specifications, can be equipped with AT applies to entire entry ...... AT Column 1 ‘‘numerical control’’ units or a computer control; LIST BASED LICENSE EXCEPTIONS (SEE PART Note: 2B209.a includes machines that have 740 FOR A DESCRIPTION OF ALL LICENSE EX- only a single roller designed to deform metal, CEPTIONS) plus two auxiliary rollers that support the man- LVS: N/A drel, but do not participate directly in the defor- GBS: N/A mation process. CIV: N/A b. Rotor-forming mandrels designed to LIST OF ITEMS CONTROLLED form cylindrical rotors of inside diameter be- Related Controls: (1) See ECCNs 2E001 (‘‘de- tween 75 mm and 400 mm. velopment’’), 2E002 (‘‘production’’), and 2B225 Remote manipulators that can be 2E201 (‘‘use’’) for technology for items con- used to provide remote actions in trolled under this entry. (2) Also see ECCN radiochemical separation operations or 2B227 and Category 3B. hot cells, having either of the following Related Definitions: N/A characteristics (see List of Items Con- ECCN Controls: 2B226.a does not control fur- trolled). naces designed for the processing of semi- LICENSE REQUIREMENTS conductor wafers. Reason for Control: NP, AT Items: a. Furnaces having all of the following characteristics: Control(s) Country Chart (See Supp. a.1. Capable of operation above 1,123 K (850 No. 1 to part 738) °C); NP applies to entire entry ...... NP Column 1 a.2. Induction coils 600 mm or less in di- AT applies to entire entry ...... AT Column 1 ameter; and a.3. Designed for power inputs of 5 kW or LIST BASED LICENSE EXCEPTIONS (SEE PART more; 740 FOR A DESCRIPTION OF ALL LICENSE EX- b. Power supplies, with a specified power CEPTIONS) output of 5 kW or more, ‘‘specially designed’’ LVS: N/A for furnaces controlled by 2B226.a.

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2B227 Vacuum or other controlled atmos- Items: a. Rotor assembly equipment for as- phere metallurgical melting and casting sembly of gas centrifuge rotor tube sections, furnaces and related equipment, as fol- baffles, and end-caps; lows (see List of Items Controlled). Note: 2B228.a includes precision mandrels, LICENSE REQUIREMENTS clamps, and shrink fit machines. Reason for Control: NP, AT b. Rotor straightening equipment for alignment of gas centrifuge rotor tube sec- Control(s) Country Chart (See Supp. tions to a common axis; No. 1 to part 738) Technical Note: The rotor straightening NP applies to entire entry ...... NP Column 1 equipment in 2B228.b normally consists of preci- AT applies to entire entry ...... AT Column 1 sion measuring probes linked to a computer that subsequently controls the action of, for example, LIST BASED LICENSE EXCEPTIONS (SEE PART pneumatic rams used for aligning the rotor tube 740 FOR A DESCRIPTION OF ALL LICENSE EX- sections. CEPTIONS) c. Bellows-forming mandrels and dies for LVS: N/A producing single-convolution bellows. GBS: N/A Technical Note: In 2B228.c, the bellows have CIV: N/A all of the following characteristics: LIST OF ITEMS CONTROLLED 1. Inside diameter between 75 mm and 400 mm; Related Controls: (1) See ECCN 2D201 for 2. Length equal to or greater than 12.7 mm; ‘‘software’’ for items controlled under this 3. Single convolution depth greater than 2 entry. (2) See ECCNs 2E001 (‘‘develop- mm; and 4. Made of high-strength aluminum alloys, ment’’), 2E002 (‘‘production’’), and 2E201 maraging steel or high strength ‘‘fibrous or fila- (‘‘use’’) for technology for items controlled mentary materials’’. under this entry. (2) Also see ECCN 2B226. Related Definitions: N/A 2B229 Centrifugal multiplane balancing ma- Items: a. Arc remelt and casting furnaces chines, fixed or portable, horizontal or having both of the following characteristics: vertical, as follows (see List of Items Con- a.1. Consumable electrode capabilities be- trolled). 3 3 tween 1,000 cm and 20,000 cm ; and LICENSE REQUIREMENTS a.2. Capable of operating with melting tem- Reason for Control: NP, AT peratures above 1,973 K (1,700 °C); b. Electron beam melting furnaces and Control(s) Country Chart (See Supp. plasma atomization and melting furnaces, No. 1 to part 738) having both of the following characteristics: NP applies to entire entry ...... NP Column 1 b.1. A power of 50 kW or greater; and AT applies to entire entry ...... AT Column 1 b.2. Capable of operating with melting temperatures above 1,473 K (1,200 °C); LIST BASED LICENSE EXCEPTIONS (SEE PART c. Computer control and monitoring sys- 740 FOR A DESCRIPTION OF ALL LICENSE EX- tems specially configured for any of the fur- CEPTIONS) naces controlled by 2B227.a or .b. LVS: N/A GBS: N/A 2B228 Rotor fabrication and assembly CIV: N/A equipment, rotor straightening equip- LIST OF ITEMS CONTROLLED ment, bellows-forming mandrels and dies, Related Controls: (1) See ECCN 2D201 for as follows (see List of Items Controlled). ‘‘software’’ for items controlled under this LICENSE REQUIREMENTS entry. (2) See ECCNs 2E001 (‘‘develop- Reason for Control: NP, AT ment’’), 2E002 (‘‘production’’), and 2E201 (‘‘use’’) for technology for items controlled Country Chart (See Supp. Control(s) No. 1 to part 738) under this entry. Related Definitions: N/A NP applies to entire entry ...... NP Column 1 Items: a. Centrifugal balancing machines de- AT applies to entire entry ...... AT Column 1 signed for balancing flexible rotors having a length of 600 mm or more and having all of LIST BASED LICENSE EXCEPTIONS (SEE PART the following characteristics: 740 FOR A DESCRIPTION OF ALL LICENSE EX- a.1. Swing or journal diameter greater CEPTIONS) than 75 mm; LVS: N/A a.2. Mass capability of from 0.9 to 23 kg; GBS: N/A and CIV: N/A a.3. Capable of balancing speed of revolu- LIST OF ITEMS CONTROLLED tion greater than 5,000 r.p.m.; Related Controls: See ECCNs 2E001 (‘‘develop- b. Centrifugal balancing machines designed ment’’), 2E002 (‘‘production’’), and 2E201 for balancing hollow cylindrical rotor (‘‘use’’) for technology for items controlled ‘‘parts’’ or ‘‘components’’ and having all of under this entry. the following characteristics: Related Definitions: N/A b.1. Journal diameter greater than 75 mm;

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b.2. Mass capability of from 0.9 to 23 kg; LIST BASED LICENSE EXCEPTIONS (SEE PART b.3. A minimum achievable residual spe- 740 FOR A DESCRIPTION OF ALL LICENSE EX- cific unbalance equal to or less than 10 g- CEPTIONS) mm/kg per plane; and LVS: N/A b.4. Belt drive type. GBS: N/A CIV: N/A 2B230 All types of ‘‘pressure transducers’’ LIST OF ITEMS CONTROLLED capable of measuring absolute pressures Related Controls: (1) See ECCNs 2E001 (‘‘de- and having all of the characteristics development’’), 2E002 (‘‘production’’), and scribed in this ECCN (see List of Items 2E201 (‘‘use’’) for ‘‘technology’’ for items Controlled). controlled under this entry. (2) Also see LICENSE REQUIREMENTS Reason for Control: NP, AT bellows-sealed scroll-type compressors and bellows-sealed scroll-type vacuum pumps controlled under ECCN 2B233. (3) Vacuum Control(s) Country Chart (See Supp. No. 1 to part 738) pumps ‘‘specially designed’’ or prepared for the separation of uranium isotopes are sub- NP applies to entire entry ...... NP Column 1 AT applies to entire entry ...... AT Column 1 ject to the export licensing authority of the Nuclear Regulatory Commission (see 10 LIST BASED LICENSE EXCEPTIONS (SEE PART CFR part 110). 740 FOR A DESCRIPTION OF ALL LICENSE EX- Related Definitions: (1) The pumping speed is CEPTIONS) determined at the measurement point with LVS: N/A nitrogen gas or air. (2) The ultimate vacu- GBS: N/A um is determined at the input of the pump CIV: N/A with the input of the pump blocked off. LIST OF ITEMS CONTROLLED Items: a. Input throat size equal to or greater Related Controls: See ECCNs 2E001 (‘‘develop- than 380 mm; ment’’), 2E002 (‘‘production’’), and 2E201 b. Pumping speed equal to or greater than (‘‘use’’) for technology for items controlled 15 m3/s; and under this entry. c. Capable of producing an ultimate vacu- Related Definitions: (1) For purposes of this um better than 13.3 mPa. entry, ‘‘pressure transducers’’ are devices that convert pressure measurements into a 2B232 High-velocity gun systems (propel- signal. (2) For purposes of this entry, ‘‘ac- lant, gas, coil, electromagnetic, and curacy’’ includes non-linearity, hysteresis electrothermal types, and other advanced and repeatability at ambient temperature. systems) capable of accelerating projec- Items: a. Pressure sensing elements made of tiles to 1.5 km/s or greater. or protected by aluminum, aluminum alloy, LICENSE REQUIREMENTS aluminum oxide (alumina or sapphire), nick- Reason for Control: NP, AT el, nickel alloy with more than 60% nickel by weight, or fully fluorinated hydrocarbon Country Chart (See Supp. Control(s) No. 1 to part 738) polymers; b. Seals, if any, essential for sealing the NP applies to entire entry ...... NP Column 1 pressure sensing element, and in direct con- AT applies to entire entry ...... AT Column 1 tact with the process medium, made of or protected by aluminum, aluminum alloy, LIST BASED LICENSE EXCEPTIONS (SEE PART aluminum oxide (alumina or sapphire), nick- 740 FOR A DESCRIPTION OF ALL LICENSE EX- el, nickel alloy with more than 60% nickel CEPTIONS) by weight, or fully fluorinated hydrocarbon LVS: N/A polymers; and GBS: N/A c. Either of the following characteristics: CIV: N/A c.1. A full scale of less 13 kPa and an ‘‘ac- LIST OF ITEMS CONTROLLED ± curacy’’ of better than 1% of full scale; or Related Controls: See ECCNs 2E001 (‘‘develop- c.2. A full scale of 13 kPa or greater and an ment’’), 2E002 (‘‘production’’), and 2E201 ± ‘‘accuracy’’ of better than 130 Pa when (‘‘use’’) for technology for items controlled measuring at 13 kPa. under this entry. 2B231 Vacuum pumps having all of the Related Definitions: N/A characteristics described in this ECCN Items: The list of items controlled is con- (see List of Items Controlled). tained in the ECCN heading. LICENSE REQUIREMENTS 2B233 Bellows-sealed scroll-type compres- Reason for Control: NP, AT sors and bellows-sealed scroll-type vacu- Country Chart (See Supp. um pumps having all of the characteris- Control(s) No. 1 to part 738) tics described in this ECCN (see List of Items Controlled). NP applies to entire entry ...... NP Column 1 LICENSE REQUIREMENTS AT applies to entire entry ...... AT Column 1 Reason for Control: NP, AT

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Country chart (see Supp. No. Reason for Control: CB, AT Control(s) 1 to part 738) Country Chart (See Supp. NP applies to entire entry ...... NP Column 1 Control(s) No. 1 to part 738) AT applies to entire entry ...... AT Column 1 CB applies to entire entry ...... CB Column 2. LIST BASED LICENSE EXCEPTIONS (SEE PART AT applies to entire entry ...... AT Column 1. 740 FOR A DESCRIPTION OF ALL LICENSE EX- CEPTIONS) License Requirement Note: This ECCN does LVS: N/A not control equipment that is both: (1) ‘‘Spe- GBS: N/A cially Designed’’ for use in civil applications CIV: N/A (e.g., food processing, pulp and paper proc- LIST OF ITEMS CONTROLLED essing, or water purification) and (2) inappro- Related Controls: (1) See ECCNs 2E001 (‘‘de- priate, by the nature of its design, for use in velopment’’), 2E002 (‘‘production’’), and storing, processing, producing or conducting 2E201 (‘‘use’’) for ‘‘technology’’ for items and controlling the flow of the chemical weap- controlled under this entry. (2) Also see ons precursors controlled by 1C350. vacuum pumps controlled under ECCN LIST BASED LICENSE EXCEPTIONS (SEE PART 2B231. (3) Vacuum pumps ‘‘specially de- 740 FOR A DESCRIPTION OF ALL LICENSE EX- signed’’ or prepared for the separation of CEPTIONS) uranium isotopes are subject to the export LVS: $2,000 for all Country Group B destina- licensing authority of the Nuclear Regu- tions, except those also listed under Coun- latory Commission (see 10 CFR part 110). try Group D:3 (see Supplement No. 1 to Related Definitions: N/A part 740 of the EAR). Items: a. Capable of an inlet volume flow rate GBS: N/A of 50 m3/h or greater; CIV: N/A b. Capable of a pressure ratio of 2:1 or greater; and LIST OF ITEMS CONTROLLED c. Having all surfaces that come in contact Related Controls: See also ECCNs 2A226, with the process gas made from any of the 2A992, 2A993, 2B231, and 2B999. following: Related Definitions: For purposes of this entry c.1. Aluminum or aluminum alloy; the term ‘chemical warfare agents’ in- c.2. Aluminum oxide; cludes those agents ‘‘subject to the ITAR’’ c.3. Stainless steel; (see 22 CFR parts 120 through 130). c.4. Nickel or nickel alloy; Items: a. Reaction vessels or reactors, with or c.5. Phosphor bronze; or without agitators, with total internal (geo- c.6. Fluoropolymers. metric) volume greater than 0.1 m3 (100 li- Technical Notes: 1. In a scroll compressor or ters) and less than 20 m3 (20,000 liters), where vacuum pump, crescent-shaped pockets of gas all surfaces that come in direct contact with are trapped between one or more pairs of inter- the chemical(s) being processed or contained meshed spiral vanes, or scrolls, one of which are made from any of the following mate- moves while the other remains stationary. The rials: moving scroll orbits the stationary scroll; it does a.1. Alloys with more than 25% nickel and not rotate. As the moving scroll orbits the sta- 20% chromium by weight; tionary scroll, the gas pockets diminish in size a.2. Nickel or alloys with more than 40% (i.e., they are compressed) as they move toward nickel by weight; the outlet port of the machine. a.3. Fluoropolymers (polymeric or elas- 2. In a bellows-sealed scroll compressor or vac- tomeric materials with more than 35% fluo- uum pump, the process gas is totally isolated rine by weight); from the lubricated parts of the pump and from a.4. Glass (including vitrified or enameled the external atmosphere by a metal bellows. One coating or glass lining); end of the bellows is attached to the moving a.5. Tantalum or tantalum alloys; scroll and the other end is attached to the sta- a.6. Titanium or titanium alloys; tionary housing of the pump. a.7. Zirconium or zirconium alloys; or 3. Fluoropolymers include, but are not limited a.8. Niobium (columbium) or niobium al- to, the following materials: loys. a. Polytetrafluoroethylene (PTFE); b. Agitators designed for use in reaction b. Fluorinated Ethylene Propylene (FEP); vessels or reactors described in 2B350.a, and c. Perfluoroalkoxy (PFA); d. Polychlorotrifluoroethylene (PCTFE); and impellers, blades or shafts designed for such e. Vinylidene fluoride-hexafluoropropylene agitators, where all surfaces that come in di- copolymer. rect contact with the chemical(s) being processed or contained are made from any of the 2B350 Chemical manufacturing facilities following materials: and equipment, except valves controlled b.1. Alloys with more than 25% nickel and by 2A226, as follows (see List of Items 20% chromium by weight; Controlled). b.2. Nickel or alloys with more than 40% LICENSE REQUIREMENTS nickel by weight;

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b.3. Fluoropolymers (polymeric or elas- e.3. Fluoropolymers (polymeric or elastomeric materials with more than 35% fluo- tomeric materials with more than 35% fluorine by weight); rine by weight); b.4. Glass (including vitrified or enameled e.4. Glass (including vitrified or enameled coatings or glass lining); coatings or glass lining); b.5. Tantalum or tantalum alloys; e.5. Tantalum or tantalum alloys; b.6. Titanium or titanium alloys; e.6. Titanium or titanium alloys; b.7. Zirconium or zirconium alloys; or e.7. Zirconium or zirconium alloys; b.8. Niobium (columbium) or niobium al- e.8. Niobium (columbium) or niobium alloys. loys; or c. Storage tanks, containers or receivers e.9. Graphite or carbon-graphite. with a total internal (geometric) volume greater than 0.1 m3 (100 liters) where all sur- f. Remotely operated filling equipment in faces that come in direct contact with the which all surfaces that come in direct con- chemical(s) being processed or contained are tact with the chemical(s) being processed are made from any of the following materials: made from any of the following materials: c.1. Alloys with more than 25% nickel and f.1. Alloys with more than 25% nickel and 20% chromium by weight; 20% chromium by weight; or c.2. Nickel or alloys with more than 40% f.2. Nickel or alloys with more than 40% nickel by weight; nickel by weight. c.3. Fluoropolymers (polymeric or elas- g. Valves, as follows: tomeric materials with more than 35% fluo- g.1. Valves having both of the following rine by weight); characteristics: c.4. Glass (including vitrified or enameled g.1.a. A nominal size greater than 1.0 cm coatings or glass lining); (3⁄8 in.); and c.5. Tantalum or tantalum alloys; g.1.b. All surfaces that come in direct con- c.6. Titanium or titanium alloys; tact with the chemical(s) being produced, c.7. Zirconium or zirconium alloys; or processed, or contained are made from mate- c.8. Niobium (columbium) or niobium al- rials identified in Technical Note 1 to loys. 2B350.g. d. Heat exchangers or condensers with a g.2. Valves, except for valves controlled by heat transfer surface area of less than 20 m2, 2B350.g.1, having all of the following charac- but greater than 0.15 m2, and tubes, plates, teristics: coils or blocks (cores) designed for such heat g.2.a. A nominal size equal to or greater exchangers or condensers, where all surfaces than 2.54 cm (1 inch) and equal to or less that come in direct contact with the chem- than 10.16 cm (4 inches); ical(s) being processed are made from any of g.2.b. Casings (valve bodies) or preformed the following materials: casing liners controlled by 2B350.g.3, in d.1. Alloys with more than 25% nickel and which all surfaces that come in direct con- 20% chromium by weight; tact with the chemical(s) being produced, d.2. Nickel or alloys with more than 40% processed, or contained are made from mate- nickel by weight; rials identified in Technical Note 1 to d.3. Fluoropolymers (polymeric or elas- 2B350.g; and tomeric materials with more than 35% fluo- g.2.c. A closure element designed to be rine by weight); interchangeable. d.4. Glass (including vitrified or enameled coatings or glass lining); g.3. Casings (valve bodies) and preformed d.5. Tantalum or tantalum alloys; casing liners having both of the following d.6. Titanium or titanium alloys; characteristics: d.7. Zirconium or zirconium alloys; g.3.a. Designed for valves in 2B350.g.1 or d.8. Niobium (columbium) or niobium al- .g.2; and loys; g.3.b. All surfaces that come in direct con- d.9. Graphite or carbon-graphite; tact with the chemical(s) being produced, d.10. Silicon carbide; or processed, or contained are made from mate- d.11. Titanium carbide. rials identified in Technical Note 1 to e. Distillation or absorption columns of in- 2B350.g. ternal diameter greater than 0.1 m, and liq- Technical Note 1 to 2B350.g: All surfaces of uid distributors, vapor distributors or liquid the valves controlled by 2B350.g.1, and the cas- collectors designed for such distillation or ings (valve bodies) and preformed casing liners absorption columns, where all surfaces that controlled by 2B350.g.3, that come in direct con- come in direct contact with the chemical(s) tact with the chemical(s) being produced, proc- being processed are made from any of the essed, or contained are made from the following following materials: materials: e.1. Alloys with more than 25% nickel and a. Alloys with more than 25% nickel and 20% 20% chromium by weight; chromium by weight; e.2. Nickel or alloys with more than 40% b. Nickel or alloys with more than 40% nickel nickel by weight; by weight;

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c. Fluoropolymers (polymeric or elastomeric i.11. Ferrosilicon (high silicon iron alloys). materials with more than 35% fluorine by Technical Note to 2B350.i: The seals referred weight); to in 2B350.i come into direct contact with the d. Glass (including vitrified or enameled coat- chemical(s) being processed (or are designed to ing or glass lining); do so), and provide a sealing function where a e. Tantalum or tantalum alloys; rotary or reciprocating drive shaft passes f. Titanium or titanium alloys; through a pump body. g. Zirconium or zirconium alloys; j. Incinerators designed to destroy chem- h. Niobium (columbium) or niobium alloys; or ical warfare agents, chemical weapons pre- i. Ceramic materials, as follows: cursors controlled by 1C350, or chemical mu- i.1. Silicon carbide with a purity of 80% or nitions having ‘‘specially designed’’ waste more by weight; supply systems, special handling facilities i.2. Aluminum oxide (alumina) with a purity and an average combustion chamber tem- of 99.9% or more by weight; or perature greater than 1000 °C in which all i.3. Zirconium oxide (zirconia). surfaces in the waste supply system that Technical Note 2 to 2B350.g: The ‘nominal come into direct contact with the waste size’ is defined as the smaller of the inlet and products are made from or lined with any of outlet port diameters the following materials: h. Multi-walled piping incorporating a leak j.1. Alloys with more than 25% nickel and detection port, in which all surfaces that 20% chromium by weight; come in direct contact with the chemical(s) j.2. Nickel or alloys with more than 40% being processed or contained are made from nickel by weight; or any of the following materials: j.3. Ceramics. h.1. Alloys with more than 25% nickel and Technical Note 1: Carbon-graphite is a composi- 20% chromium by weight; tion consisting primarily of graphite and h.2. Nickel or alloys with more than 40% amorphous carbon, in which the graphite is 8 nickel by weight; percent or more by weight of the composition. h.3. Fluoropolymers (polymeric or elas- Technical Note 2: For the items listed in 2B350, tomeric materials with more than 35% fluo- the term ‘alloy,’ when not accompanied by a rine by weight); specific elemental concentration, is under- h.4. Glass (including vitrified or enameled stood as identifying those alloys where the coatings or glass lining); h.5. Tantalum or tantalum alloys; identified metal is present in a higher percent- h.6. Titanium or titanium alloys; age by weight than any other element. h.7. Zirconium or zirconium alloys; Technical Note 3: The materials used for gas- h.8. Niobium (columbium) or niobium al- kets, packing, seals, screws or washers, or loys; or other materials performing a sealing function, h.9. Graphite or carbon-graphite. do not determine the control status of the i. Multiple-seal and seal-less pumps with items in this ECCN, provided that such com- manufacturer’s specified maximum flow-rate ponents are designed to be interchangeable. greater than 0.6 m3/hour (600 liters/hour), or Note: See Categories V and XIV of the United vacuum pumps with manufacturer’s specified States Munitions List for all chemicals that are maximum flow-rate greater than 5 m3/hour ‘‘subject to the ITAR’’ (see 22 CFR parts 120 (5,000 liters/hour) (under standard tempera- through 130). ture (273 K (0 °C)) and pressure (101.3 kPa) 2B351 Toxic gas monitoring systems and conditions), and casings (pump bodies), their dedicated detecting ‘‘parts’’ and preformed casing liners, impellers, rotors or ‘‘components’’ (i.e., detectors, sensor de- jet pump nozzles designed for such pumps, in vices, and replaceable sensor cartridges), which all surfaces that come into direct con- as follows, except those systems and de- tact with the chemical(s) being processed are tectors controlled by ECCN 1A004.c (see made from any of the following materials: List of Items Controlled). i.1. Alloys with more than 25% nickel and LICENSE REQUIREMENTS 20% chromium by weight; i.2. Nickel or alloys with more than 40% Reason for Control: CB, AT nickel by weight; Country Chart (See Supp. i.3. Fluoropolymers (polymeric or elas- Control(s) No. 1 to part 738) tomeric materials with more than 35% fluorine by weight); CB applies to entire entry ...... CB Column 2. i.4. Glass (including vitrified or enameled AT applies to entire entry ...... AT Column 1. coatings or glass lining); i.5. Tantalum or tantalum alloys; LIST BASED LICENSE EXCEPTIONS (SEE PART i.6. Titanium or titanium alloys; 740 FOR A DESCRIPTION OF ALL LICENSE EX- i.7. Zirconium or zirconium alloys; CEPTIONS) i.8. Niobium (columbium) or niobium al- LVS: N/A loys. GBS: N/A i.9. Graphite or carbon-graphite; CIV: N/A i.10. Ceramics; or LIST OF ITEMS CONTROLLED

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Related Controls: See ECCN 2D351 for ‘‘soft- ‘‘UAVs’’—Unmanned Aerial Vehicles. (3) ware’’ for toxic gas monitoring systems ‘‘VMD’’—Volume Median Diameter. and their dedicated detecting ‘‘parts’’ and Items: ‘‘components’’ controlled by this ECCN. a. Containment facilities and related Also see ECCN 1A004, which controls chem- equipment, as follows: ical detection systems and ‘‘specially de- a.1. Complete containment facilities at P3 signed’’ ‘‘parts’’ and ‘‘components’’ there- or P4 containment level. for that are ‘‘specially designed’’ or modi- Technical Note: P3 or P4 (BL3, BL4, L3, L4) fied for detection or identification of containment levels are as specified in the WHO chemical warfare agents, but not ‘‘spe- Laboratory Biosafety Manual (3rd edition, Ge- cially designed’’ for military use, and neva, 2004). ECCN 1A995, which controls certain detection equipment, ‘‘parts’’ and ‘‘compo- a.2. Equipment designed for fixed installa- nents’’ not controlled by ECCN 1A004 or by tion in containment facilities specified in this ECCN. paragraph a.1 of this ECCN, as follows: Related Definitions: (1) For the purposes of a.2.a. Double-door pass-through decon- this entry, the term ‘‘dedicated’’ means tamination autoclaves; committed entirely to a single purpose or a.2.b. Breathing air suit decontamination device. (2) For the purposes of this entry, showers; the term ‘‘continuous operation’’ describes a.2.c. Mechanical-seal or inflatable-seal the capability of the equipment to operate walkthrough doors. on line without human intervention. The b. Fermenters and components as follows: intent of this entry is to control toxic gas b.1. Fermenters capable of cultivation of monitoring systems capable of collection micro-organisms or of live cells for the pro- and detection of samples in environments duction of viruses or toxins, without the such as chemical plants, rather than those propagation of aerosols, having a capacity of used for batch-mode operation in labora- 20 liters or greater. tories. b.2. Components designed for such fer- Items: a. Designed for continuous operation menters, as follows: and usable for the detection of chemical war- b.2.a. Cultivation chambers designed to be fare agents or chemicals controlled by 1C350 sterilized or disinfected in situ; at concentrations of less than 0.3 mg/m3; or b.2.b. Cultivation chamber holding devices; b. Designed for the detection of cholin- or esterase-inhibiting activity. b.2.c. Process control units capable of simultaneously monitoring and controlling 2B352 Equipment capable of use in handling two or more fermentation system param- biological materials, as follows (see List eters (e.g., temperature, pH, nutrients, agita- of Items Controlled). tion, dissolved oxygen, air flow, foam con- LICENSE REQUIREMENTS Reason for Control: CB, AT trol). Technical Note: Fermenters include bioreac Control(s) Country Chart (See Supp. No. 1 to part 738) tors (including single-use (disposable) bioreac- tors), chemostats and continuous-flow systems. CB applies to entire entry ...... CB Column 2. AT applies to entire entry ...... AT Column 1. c. Centrifugal separators capable of the continuous separation of pathogenic micro- LIST BASED LICENSE EXCEPTIONS (SEE PART organisms, without the propagation of 740 FOR A DESCRIPTION OF ALL LICENSE EX- aerosols, and having all of the following CEPTIONS) characteristics: LVS: N/A c.1. One or more sealing joints within the GBS: N/A steam containment area; CIV: N/A c.2. A flow rate greater than 100 liters per LIST OF ITEMS CONTROLLED hour; Related Controls: See ECCNs 1A004 and 1A995 c.3. ‘‘Parts’’ or ‘‘components’’ of polished for protective equipment that is not cov- stainless steel or titanium; and ered by this entry. Also see ECCN 9A120 for c.4. Capable of in-situ steam sterilization controls on certain ‘‘UAV’’ systems de- in a closed state. signed or modified to dispense an aerosol Technical Note: Centrifugal separators in- and capable of carrying elements of a pay- clude decanters. load in the form of a particulate or liquid, d. Cross (tangential) flow filtration equip- other than fuel ‘‘parts’’ or ‘‘components’’ ment and ‘‘accessories’’, as follows: of such vehicles, of a volume greater than d.1. Cross (tangential) flow filtration 20 liters. equipment capable of separation of micro- Related Definitions: (1) ‘‘Lighter than air ve- organisms, viruses, toxins or cell cultures hicles’’—balloons and airships that rely on having all of the following characteristics: hot air or on lighter-than-air gases, such as d.1.a. A total filtration area equal to or helium or hydrogen, for their lift. (2) greater than 1 square meter (1 m2); and

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d.1.b. Having any of the following charac- g.2.d. Supply and exhaust air to and from teristics: the workspace is high-efficiency particulate d.1.b.1. Capable of being sterilized or dis- air (HEPA) filtered. infected in-situ; or Note 1 to 2B352.g.2: 2B352.g.2 controls class III d.1.b.2. Using disposable or single-use fil- biosafety cabinets, as specified in the WHO Lab- tration ‘‘parts’’ or ‘‘components’’. oratory Biosafety Manual (3rd edition, Geneva, N.B.: 2B352.d.1 does not control reverse osmo- 2004) or constructed in accordance with na- sis and hemodialysis equipment, as specified by tional standards, regulations or guidance. the manufacturer. Note 2 to 2B352.g.2: 2B352.g.2 does not control d.2. Cross (tangential) flow filtration isolators ‘‘specially designed’’ for barrier nurs- ‘‘parts’’ or ‘‘components’’ (e.g., modules, elements, cassettes, cartridges, units or plates) ing or transportation of infected patients. with filtration area equal to or greater than h. Aerosol inhalation equipment designed 0.2 square meters (0.2 m2) for each ‘‘part’’ or for aerosol challenge testing with microorga- ‘‘component’’ and designed for use in cross nisms, viruses or toxins, as follows: (tangential) flow filtration equipment con- h.1. Whole-body exposure chambers having trolled by 2B352.d.1. a capacity of 1 cubic meter or greater. Technical Note: In this ECCN, ‘‘sterilized’’ de- h.2. Nose-only exposure apparatus utilizing notes the elimination of all viable microbes from directed aerosol flow and having a capacity the equipment through the use of either phys- for the exposure of 12 or more rodents, or two ical (e.g., steam) or chemical agents. ‘‘Dis- or more animals other than rodents, and infected’’ denotes the destruction of potential closed animal restraint tubes designed for microbial infectivity in the equipment through use with such apparatus. the use of chemical agents with a germicidal ef- i. Spraying or fogging systems and ‘‘parts’’ fect. ‘‘Disinfection’’ and ‘‘sterilization’’ are dis- and ‘‘components’’ therefor, as follows: tinct from ‘‘sanitization’’, the latter referring to i.1. Complete spraying or fogging systems, cleaning procedures designed to lower the micro- ‘‘specially designed’’ or modified for fitting bial content of equipment without necessarily to aircraft, ‘‘lighter than air vehicles,’’ or achieving elimination of all microbial infectivity ‘‘UAVs,’’ capable of delivering, from a liquid or viability. e. Steam, gas or vapor sterilizable freeze- suspension, an initial droplet ‘‘VMD’’ of less drying equipment with a condenser capacity than 50 microns at a flow rate of greater of 10 kg of ice or greater in 24 hours (10 liters than 2 liters per minute; of water or greater in 24 hours) and less than i.2. Spray booms or arrays of aerosol gener- 1000 kg of ice in 24 hours (less than 1,000 li- ating units, ‘‘specially designed’’ or modified ters of water in 24 hours). for fitting to aircraft, ‘‘lighter than air vehi- f. Spray-drying equipment capable of dry- cles,’’ or ‘‘UAVs,’’ capable of delivering, from ing toxins or pathogenic microorganisms a liquid suspension, an initial droplet having all of the following characteristics: ‘‘VMD’’ of less than 50 microns at a flow rate f.1. A water evaporation capacity of ≥0.4 of greater than 2 liters per minute; kg/h and ≤400 kg/h; i.3. Aerosol generating units ‘‘specially de- f.2. The ability to generate a typical mean signed’’ for fitting to the systems as speci- product particle size of ≤10 micrometers with fied in paragraphs i.1 and i.2 of this ECCN. existing fittings or by minimal modification Technical Notes: 1. Aerosol generating units of the spray-dryer with atomization nozzles are devices ‘‘specially designed’’ or modified for enabling generation of the required particle fitting to aircraft and include nozzles, rotary size; and drum atomizers and similar devices. f.3. Capable of being sterilized or dis- 2. This ECCN does not control spraying or infected in situ. fogging systems, ‘‘parts’’ and ‘‘components,’’ as g. Protective and containment equipment, specified in 2B352.i, that are demonstrated not as follows: to be capable of delivering biological agents in g.1. Protective full or half suits, or hoods the form of infectious aerosols. dependant upon a tethered external air sup- 3. Droplet size for spray equipment or nozzles ply and operating under positive pressure; Technical Note: This entry does not control ‘‘specially designed’’ for use on aircraft or suits designed to be worn with self-contained ‘‘UAVs’’ should be measured using either of the breathing apparatus. following methods (pending the adoption of g.2. Biocontainment chambers, isolators, internationally accepted standards): or biological safety cabinets having all of a. Doppler laser method, the following characteristics, for normal op- b. Forward laser diffraction method. eration: g.2.a. Fully enclosed workspace where the 2B991 Numerical control units for machine operator is separated from the work by a tools and ‘‘numerically controlled’’ ma- physical barrier; chine tools, n.e.s. (see List of Items Con- g.2.b. Able to operate at negative pressure; trolled). g.2.c. Means to safely manipulate items in LICENSE REQUIREMENTS the workspace; and Reason for Control: AT

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Country Chart (See Supp. c.2.b. Better than 15 μm along any linear Control(s) No. 1 to part 738) axis (overall positioning) for milling machines; or AT applies to entire entry ...... AT Column 1 c.2.c. Better than 15 μm along any linear axis (overall positioning) for turning ma- LIST BASED LICENSE EXCEPTIONS (SEE PART chines; or 740 FOR A DESCRIPTION OF ALL LICENSE EX- d. Machine tools, as follows, for removing CEPTIONS) or cutting metals, ceramics or composites, LVS: N/A that, according to the manufacturer’s tech- GBS: N/A nical specifications, can be equipped with CIV: N/A electronic devices for simultaneous LIST OF ITEMS CONTROLLED ‘‘contouring control’’ in two or more axes: Related Controls: See also ECCNs 2B001 and 2B201. d.1. Machine tools for turning, grinding, Related Definitions: N/A milling or any combination thereof, having Items: a. ‘‘Numerical control’’ units for ma- two or more axes that can be coordinated si- chine tools: multaneously for ‘‘contouring control’’ and a.1. Having four interpolating axes that having any of the following characteristics: can be coordinated simultaneously for d.1.a. One or more contouring ‘‘tilting ‘‘contouring control’’; or spindles’’; a.2. Having two or more axes that can be Note: 2B991.d.1.a. applies to machine tools for coordinated simultaneously for ‘‘contouring grinding or milling only. control’’ and a minimum programmable in- d.1.b. ‘‘Camming’’ (axial displacement) in crement better (less) than 0.001 mm; one revolution of the spindle less (better) a.3. ‘‘Numerical control’’ units for machine than 0.0006 mm total indicator reading (TIR); tools having two, three or four interpolating Note: 2B991.d.1.b. applies to machine tools for axes that can be coordinated simultaneously turning only. for ‘‘contouring control’’, and capable of re- d.1.c. ‘‘Run out’’ (out-of-true running) in ceiving directly (on-line) and processing one revolution of the spindle less (better) computer-aided-design (CAD) data for inter- than 0.0006 mm total indicator reading (TIR); nal preparation of machine instructions; or d.1.d. The ‘‘positioning accuracies’’, with b. ‘‘Motion control boards’’ ‘‘specially de- all compensations available, are less (better) signed’’ for machine tools and having any of than: 0.001° on any rotary axis; the following characteristics: d.2. Electrical discharge machines (EDM) b.1. Interpolation in more than four axes; of the wire feed type that have five or more b.2. Capable of ‘‘real time processing’’ of axes that can be coordinated simultaneously data to modify tool path, feed rate and spin- for ‘‘contouring control’’. dle data, during the machining operation, by any of the following: 2B992 Non-‘‘numerically controlled’’ ma- b.2.a. Automatic calculation and modifica- chine tools for generating optical quality tion of part program data for machining in surfaces, (see List of Items Controlled) two or more axes by means of measuring cy- and ‘‘specially designed’’ ‘‘parts’’ and cles and access to source data; or ‘‘components’’ therefor. b.2.b. ‘‘Adaptive control’’ with more than LICENSE REQUIREMENTS one physical variable measured and proc- Reason for Control: AT essed by means of a computing model (strat- Country Chart (See Supp. egy) to change one or more machining in- Control(s) No. 1 to part 738) structions to optimize the process. b.3. Capable of receiving and processing AT applies to entire entry ...... AT Column 1 CAD data for internal preparation of machine instructions; or LIST BASED LICENSE EXCEPTIONS (SEE PART c. ‘‘Numerically controlled’’ machine tools 740 FOR A DESCRIPTION OF ALL LICENSE EX- that, according to the manufacturer’s tech- CEPTIONS) nical specifications, can be equipped with LVS: N/A electronic devices for simultaneous GBS: N/A ‘‘contouring control’’ in two or more axes CIV: N/A and that have both of the following charac- LIST OF ITEMS CONTROLLED teristics: Related Controls: N/A c.1. Two or more axes that can be coordi- Related Definitions: N/A nated simultaneously for contouring control; Items: a. Turning machines using a single and point cutting tool and having all of the fol- c.2. Positioning accuracies according to lowing characteristics: ISO 230/2 (2006), with all compensations avail- a.1. Slide positioning accuracy less (better) able: than 0.0005 mm per 300 mm of travel; c.2.a. Better than 15 μm along any linear a.2. Bidirectional slide positioning repeat- axis (overall positioning) for grinding ma- ability less (better) than 0.00025 mm per 300 chines; mm of travel;

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a.3. Spindle ‘‘run out’’ and ‘‘camming’’ less Items: a. Manual dimensional inspection ma- (better) than 0.0004 mm total indicator read- chines, having both of the following charac- ing (TIR); teristics: a.4. Angular deviation of the slide move- a.1. Two or more axes; and ment (yaw, pitch and roll) less (better) than a.2. A measurement uncertainty equal to 2 seconds of arc, TIR, over full travel; and or less (better) than (3 + L/300) micrometer in a.5. Slide perpendicularity less (better) any axes (L measured length in mm). than 0.001 mm per 300 mm of travel; Technical Note: The bidirectional slide posi- 2B997 ‘‘Robots’’ not controlled by 2B007 or tioning repeatability (R) of an axis is the max- 2B207 that are capable of employing feed- imum value of the repeatability of positioning at back information in real-time processing any position along or around the axis deter- from one or more sensors to generate or mined using the procedure and under the condi- modify ‘‘programs’’ or to generate or mod- tions specified in part 2.11 of ISO 230/2: 1988. ify numerical program data. LICENSE REQUIREMENTS b. Fly cutting machines having all of the Reason for Control: AT following characteristics: b.1. Spindle ‘‘run out’’ and ‘‘camming’’ less Country Chart (See Supp. (better) than 0.0004 mm TIR; and Control(s) No. 1 to part 738) b.2. Angular deviation of slide movement AT applies to entire entry ...... AT Column 1 (yaw, pitch and roll) less (better) than 2 seconds of arc, TIR, over full travel. LIST BASED LICENSE EXCEPTIONS (SEE PART 2B993 Gearmaking and/or finishing machin- 740 FOR A DESCRIPTION OF ALL LICENSE EX- ery not controlled by 2B003 capable of CEPTIONS) producing gears to a quality level of bet- LVS: N/A ter than AGMA 11. GBS: N/A CIV: N/A LICENSE REQUIREMENTS LIST OF ITEMS CONTROLLED Reason for Control: AT Related Controls: N/A Related Definitions: N/A Country Chart (See Supp. Control(s) No. 1 to part 738) Items: The list of items controlled is contained in the ECCN heading. AT applies to entire entry ...... AT Column 1 2B998 Assemblies, circuit boards or inserts LIST BASED LICENSE EXCEPTIONS (SEE PART ‘‘specially designed’’ for machine tools 740 FOR A DESCRIPTION OF ALL LICENSE EX- controlled by 2B991, or for equipment CEPTIONS) controlled by 2B993, 2B996 or 2B997. LVS: N/A LICENSE REQUIREMENTS GBS: N/A Reason for Control: AT CIV: N/A Country Chart (See Supp. LIST OF ITEMS CONTROLLED Control(s) No. 1 to part 738) Related Controls: N/A Related Definitions: N/A AT applies to entire entry ...... AT Column 1 Items: The list of items controlled is con- LIST BASED LICENSE EXCEPTIONS (SEE PART tained in the ECCN heading. 740 FOR A DESCRIPTION OF ALL LICENSE EX- 2B996 Dimensional inspection or measuring CEPTIONS) systems or equipment not controlled by LVS: N/A 2B006 or 2B206, as follows (see List of GBS: N/A Items Controlled). CIV: N/A IST OF TEMS ONTROLLED LICENSE REQUIREMENTS L I C Reason for Control: AT Related Controls: This entry does not control measuring interferometer systems, with- Country Chart (See Supp. out closed or open loop feedback, con- Control(s) No. 1 to part 738) taining a laser to measure slide movement errors of machine-tools, dimensional in- AT applies to entire entry ...... AT Column 1 spection machines or similar equipment. Related Definition: N/A LIST BASED LICENSE EXCEPTIONS (SEE PART Items: a. Spindle assemblies, consisting of 740 FOR A DESCRIPTION OF ALL LICENSE EX- spindles and bearings as a minimal assembly, CEPTIONS) with radial (‘‘run out’’) or axial (‘‘camming’’) LVS: N/A axis motion in one revolution of the spindle GBS: N/A less (better) than 0.0006 mm total indicator CIV: N/A reading (TIR); LIST OF ITEMS CONTROLLED b. Single point diamond cutting tool in- Related Controls: N/A serts, having all of the following characteris- Related Definitions: N/A tics:

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b.1. Flawless and chip-free cutting edge k. Vacuum valves, piping, flanges, gaskets when magnified 400 times in any direction; and related equipment ‘‘specially designed’’ b.2. Cutting radius from 0.1 to 5 mm inclu- for use in high-vacuum service, n.e.s.; sive; and l. Spin forming and flow forming machines, b.3. Cutting radius out-of-roundness less n.e.s.; (better) than 0.002 mm TIR. m. Centrifugal multiplane balancing ma- c. ‘‘Specially designed’’ printed circuit chines, n.e.s.; boards with mounted ‘‘parts’’ or ‘‘compo- n. Austenitic stainless steel plate, valves, nents’’ capable of upgrading, according to piping, tanks and vessels. the manufacturer’s specifications, ‘‘numerical control’’ units, machine tools or feed- C. ‘‘MATERIALS’’ [RESERVED] back devices to or above the levels specified D. ‘‘SOFTWARE’’ in ECCNs 2B991, 2B993, 2B996, 2B997, or 2B998. 2D001 ‘‘Software’’, other than that con- 2B999 Specific Processing Equipment, n.e.s., trolled by 2D002, as follows (See list of as Follows (See List of Items Controlled). Items Controlled). LICENSE REQUIREMENTS LICENSE REQUIREMENTS Reason for Control: AT Reason for Control: NS, MT, NP, AT Control(s): Country Chart. AT applies to entire entry. A Control(s) Country Chart (See Supp. license is required for items controlled by No. 1 to part 738) this entry to North Korea for anti-ter- NS applies to entire entry ...... NS Column 1 rorism reasons. The Commerce Country MT applies to ‘‘software’’ for MT Column 1 Chart is not designed to determine AT li- equipment controlled by censing requirements for this entry. See 2B004 and 2B009 for MT § 742.19 of the EAR for additional informa- reasons. tion. NP applies to ‘‘specially de- NP Column 1 LIST BASED LICENSE EXCEPTIONS (SEE PART signed’’ or modified ‘‘software’’ for equipment con- 740 FOR A DESCRIPTION OF ALL LICENSE EX- trolled by 2B001 for NP CEPTIONS) reasons, and to ‘‘specially LVS: N/A designed’’ ‘‘software’’ for GBS: N/A equipment controlled by CIV: N/A 2B004, 2B006, 2B007, or LIST OF ITEMS CONTROLLED 2B009 for NP reasons. Related Controls: (1) See also 1B233, 2A992, AT applies to entire entry ...... AT Column 1 2A993, 2B001.f, 2B004, 2B009, 2B104, 2B109, 2B204, 2B209, 2B228, 2B229, 2B231, and 2B350. REPORTING REQUIREMENTS See § 743.1 of the (2) Certain nuclear related processing EAR for reporting requirements for ex- equipment is subject to the export licens- ports under License Exceptions, and Vali- ing authority of the Nuclear Regulatory dated End-User authorizations Commission (see 10 CFR part 110). LIST BASED LICENSE EXCEPTIONS (SEE PART Related Definitions: N/A 740 FOR A DESCRIPTION OF ALL LICENSE EX- Items: a. Isostatic presses, n.e.s.; CEPTIONS) b. Bellows manufacturing equipment, in- CIV: N/A cluding hydraulic forming equipment and TSR: Yes, except N/A for MT bellows forming dies; SPECIAL CONDITIONS FOR STA c. Laser welding machines; STA: License Exception STA may not be d. MIG welders; used to ship or transmit ‘‘software’’, other e. E-beam welders; than that specified by ECCN 2D002, ‘‘spe- f. Monel equipment, including valves, pip- cially designed’’ for the ‘‘development’’ or ing, tanks and vessels; ‘‘production’’ of equipment as follows: g. 304 and 316 stainless steel valves, piping, ECCN 2B001 entire entry; or ‘‘Numerically tanks and vessels; controlled’’ or manual machine tools as Note: Fittings are considered part of ‘‘piping’’ specified in 2B003 to any of the destina- for purposes of 2B999.g. tions listed in Country Group A:6 (See Sup- h. Mining and drilling equipment, as fol- plement No. 1 to part 740 of the EAR). lows: LIST OF ITEMS CONTROLLED h.1. Large boring equipment capable of Related Controls: (1) See ECCNs 2E001 (‘‘de- drilling holes greater than two feet in diame- velopment’’) and 2E101 (‘‘use’’) for tech- ter; nology for ‘‘software’’ controlled under h.2. Large earth-moving equipment used in this entry. (2) Also see ECCNs 2D101 and the mining industry; 2D201. i. Electroplating equipment designed for Related Definitions: N/A coating parts with nickel or aluminum; Items: a. ‘‘Software’’ ‘‘specially designed’’ or j. Pumps designed for industrial service modified for the ‘‘development’’ or ‘‘produc- and for use with an electrical motor of 5 HP tion’’ of equipment controlled by 2A001 or or greater; 2B001 to 2B009;

860

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b. ‘‘Software’’ ‘‘specially designed’’ or TSR: Yes. modified for the ‘‘use’’ of equipment speci- LIST OF ITEMS CONTROLLED fied by 2A001.c., 2B001, or 2B003 to 2B009. Related Controls: See ECCN 2E001 (‘‘develop- Note: 2D001 does not apply to part program- ment’’) for technology for ‘‘software’’ con- ming ‘‘software’’ that generates ‘‘numerical controlled under this entry. trol’’ codes for machining various parts. Related Definitions: N/A 2D002 ‘‘Software’’ for electronic devices, Items: The list of items controlled is con- even when residing in an electronic de- tained in the ECCN heading. vice or system, enabling such devices or 2D018 ‘‘Software’’ for the ‘‘development’’, systems to function as a ‘‘numerical con- ‘‘production’’ or ‘‘use’’ of equipment control’’ unit, capable of coordinating simul- trolled by 2B018. taneously more than 4 axes for LICENSE REQUIREMENTS ‘‘contouring control’’. Reason for Control: NS, MT, AT, UN LICENSE REQUIREMENTS Reason for Control: NS, NP, AT Country Chart (See Supp. Control(s) No. 1 to part 738) Country Chart (See Supp. Control(s) No. 1 to part 738) NS applies to entire entry ...... NS Column 1. MT applies to ‘‘software’’ for MT Column 1. NS applies to entire entry ...... NS Column 1. equipment controlled by NP applies to entire entry ...... NP Column 1. 2B018 for MT reasons. AT applies to entire entry ...... AT Column 1. AT applies to entire entry ...... AT Column 1. UN applies to entire entry. .... See § 746.1(b) for UN con- LIST BASED LICENSE EXCEPTIONS (SEE PART trols. 740 FOR A DESCRIPTION OF ALL LICENSE EX- CEPTIONS) LIST BASED LICENSE EXCEPTIONS (SEE PART CIV: N/A 740 FOR A DESCRIPTION OF ALL LICENSE EX- TSR: Yes CEPTIONS) LIST OF ITEMS CONTROLLED CIV: N/A Related Controls: (1) See ECCNs 2E001 (‘‘de- TSR: Yes. velopment’’) and 2E201 (‘‘use’’) for tech- LIST OF ITEMS CONTROLLED nology for ‘‘software’’ controlled under Related Controls: N/A this entry. (2) Also see ECCN 2D202. Related Definitions: N/A Related Definitions: N/A Items: Items: The list of items controlled is con- Note 1: 2D002 does not control ‘‘software’’ tained in the ECCN heading. ‘‘specially designed’’ or modified for the oper- 2D101 ‘‘Software’’ ‘‘specially designed’’ or ation of items not specified by Category 2. Note 2: 2D002 does not control ‘‘software’’ for modified for the ‘‘use’’ of equipment con- items specified by 2B002. See 2D001 and 2D003 trolled by 2B104, 2B105, 2B109, 2B116, for ‘‘software’’ for items specified by 2B002. 2B117, or 2B119 to 2B122. Note 3: 2D002 does not apply to ‘‘software’’ LICENSE REQUIREMENTS that is exported with, and the minimum nec- Reason for Control: MT, NP, AT essary for the operation of, items not specified Country Chart (See Supp. by Category 2. Control(s) No. 1 to part 738) The list of items controlled is contained in the ECCN heading. MT applies to entire entry ..... MT Column 1. NP applies to ‘‘software’’ NP Column 1. 2D003 ‘‘Software’’, designed or modified for ‘‘specially designed’’ for the the operation of equipment specified by use’’ of items controlled by 2B002, that converts optical design, 2B104, 2B109, or 2B116 for NP reasons. workpiece measurements and material AT applies to entire entry ...... AT Column 1. removal functions into ‘‘numerical control’’ commands to achieve the desired LIST BASED LICENSE EXCEPTIONS (SEE PART workpiece form. 740 FOR A DESCRIPTION OF ALL LICENSE EX- LICENSE REQUIREMENTS Reason for Control: NS, AT CEPTIONS) CIV: N/A TSR: N/A Control(s) Country Chart (See Supp. No. 1 to part 738) LIST OF ITEMS CONTROLLED NS applies to entire entry ...... NS Column 2. Related Controls: (1) See ECCNs 2E001 (‘‘de- AT applies to entire entry ...... AT Column 1. velopment’’) and 2E101 (‘‘use’’) for technology for ‘‘software’’ controlled under LIST BASED LICENSE EXCEPTIONS (SEE PART this entry. (2) Also see ECCN 9D004. 740 FOR A DESCRIPTION OF ALL LICENSE EX- Related Definitions: N/A CEPTIONS) Items: The list of items controlled is con- CIV: N/A tained in the ECCN heading.

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2D201 ‘‘Software’’ ‘‘specially designed’’ or Control(s) Country Chart (See Supp. modified for the ‘‘use’’ of equipment con- No. 1 to part 738) trolled by 2B204, 2B206, 2B207, 2B209, 2B227, or 2B229. NP applies to entire entry ...... NP Column 2 AT applies to entire entry ...... AT Column 1 LICENSE REQUIREMENTS Reason for Control: NP, AT LIST BASED LICENSE EXCEPTIONS (SEE PART Country Chart (See Supp. 740 FOR A DESCRIPTION OF ALL LICENSE EX- Control(s) No. 1 to part 738) CEPTIONS) CIV: N/A NP applies to entire entry ...... NP Column 1 TSR: N/A AT applies to entire entry ...... AT Column 1 LIST OF ITEMS CONTROLLED Related Controls: See ECCN 2E001 (‘‘develop- LIST BASED LICENSE EXCEPTIONS (SEE PART ment’’) for technology for ‘‘software’’ con- 740 FOR A DESCRIPTION OF ALL LICENSE EX- trolled under this entry. CEPTIONS) Related Definitions: N/A CIV: N/A Items: The list of items controlled is con- TSR: N/A tained in the ECCN heading. LIST OF ITEMS CONTROLLED Related Controls: (1) See ECCNs 2E001 (‘‘de- 2D351 Dedicated ‘‘software’’ for toxic gas velopment’’) and 2E201 (‘‘use’’) for tech- monitoring systems and their dedicated nology for ‘‘software’’ controlled under detecting ‘‘parts’’ and ‘‘components’’ con- this entry. (2) Also see ECCNs 2D002 and trolled by ECCN 2B351. 2D202. LICENSE REQUIREMENTS Related Definitions: N/A Reason for Control: CB, AT ECCN Controls: ‘‘Software’’ ‘‘specially designed’’ or modified for systems controlled Country Chart (See Supp. Control(s) No. 1 to part 738) by 2B206.b includes ‘‘software’’ for simultaneous measurements of wall thickness and CB applies to entire entry ...... CB Column 2. contour. AT applies to entire entry ...... AT Column 1. Items: The list of items controlled is contained in the ECCN heading. LIST BASED LICENSE EXCEPTIONS (SEE PART 740 FOR A DESCRIPTION OF ALL LICENSE EX- 2D202 ‘‘Software’’ ‘‘specially designed’’ or CEPTIONS) modified for the ‘‘development’’, ‘‘produc- CIV: N/A tion’’ or ‘‘use’’ of equipment controlled by TSR: N/A 2B201. LIST OF ITEMS CONTROLLED LICENSE REQUIREMENTS Related Controls: N/A Reason for Control: NP, AT Related Definitions: (1) For the purposes of this entry, the term ‘‘dedicated’’ means Country Chart (See Supp. Control(s) No. 1 to part 738) committed entirely to a single purpose or device. (2) See Section 772.1 of the EAR for NP applies to entire entry ...... NP Column 1 the definitions of ‘‘software,’’ ‘‘program,’’ AT applies to entire entry ...... AT Column 1 and ‘‘microprogram.’’ Items: The list of items controlled is con- LIST BASED LICENSE EXCEPTIONS (SEE PART tained in the ECCN heading. 740 FOR A DESCRIPTION OF ALL LICENSE EX- CEPTIONS) 2D983 ‘‘Software’’ ‘‘specially designed’’ or CIV: N/A modified for the ‘‘development’’, ‘‘produc- TSR: N/A tion’’ or ‘‘use’’ of equipment controlled by LIST OF ITEMS CONTROLLED 2A983. Related Controls: N/A LICENSE REQUIREMENTS Related Definitions: N/A Reason for Control:RS, AT ECCN Controls: ECCN 2D202 does not control Country Chart (See Supp. part programming ‘‘software’’ that gen- Control(s) No. 1 to part 738) erates ‘‘numerical control’’ command codes, but does not allow direct use of RS applies to entire entry ...... RS Column 2 equipment for machining various parts. AT applies to entire entry ...... AT Column 1 Items: The list of items controlled is contained in the ECCN heading. LIST BASED LICENSE EXCEPTIONS (SEE PART 740 FOR A DESCRIPTION OF ALL LICENSE EX- 2D290 ‘‘Software’’ ‘‘specially designed’’ or CEPTIONS) modified for the ‘‘development,’’ ‘‘produc- CIV: N/A tion,’’ or ‘‘use’’ of items controlled by TSR: N/A 2A290 or 2A291. LIST OF ITEMS CONTROLLED LICENSE REQUIREMENTS Related Controls: N/A Reason for Control: NP, AT Related Definitions: N/A

862

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Items: The list of items controlled is con- Items: The list of items controlled is contained in the ECCN heading. tained in the ECCN heading.

2D984 ‘‘Software’’ ‘‘required’’ for the ‘‘devel- 2D992 Specific ‘‘software’’, as follows (see opment’’, ‘‘production’’ or ‘‘use’’ of con- List of Items Controlled). cealed object detection equipment con- LICENSE REQUIREMENTS trolled by 2A984. Reason for Control: AT LICENSE REQUIREMENTS Reason for Control: RS, AT Country Chart (See Supp. Control(s) No. 1 to part 738) Country Chart (See Supp. Control(s) No. 1 to part 738) AT applies to entire entry ...... AT Column 1

RS applies to entire entry ...... RS Column 2. LIST BASED LICENSE EXCEPTIONS (SEE PART AT applies to entire entry ...... AT Column 1. 740 FOR A DESCRIPTION OF ALL LICENSE EX- CEPTIONS) LIST BASED LICENSE EXCEPTIONS (SEE PART CIV: N/A 740 FOR A DESCRIPTION OF ALL LICENSE EX- TSR: N/A CEPTIONS) LIST OF ITEMS CONTROLLED CIV: N/A Related Controls: N/A TSR: N/A Related Definitions: N/A LIST OF ITEMS CONTROLLED Items: a. ‘‘Software’’ to provide ‘‘adaptive Related Controls: (1) ‘‘Software’’ ‘‘required’’ control’’ and having both of the following for the ‘‘development,’’ ‘‘production’’ or characteristics: ‘‘use’’ of concealed object detection equip- a.1. For ‘‘flexible manufacturing units’’ ment operating in the frequency range (FMUs) which consist at least of equipment from 30 GHz to 3000 GHz and having a spa- described in b.1 and b.2 of the definition of tial resolution less than 0.5 milliradian (a ‘‘flexible manufacturing unit’’ contained in lower milliradian number means a more part 772 of the EAR; and accurate image resolution) at a standoff a.2. Capable of generating or modifying, in distance of 100 meters is ‘‘subject to the ‘‘real time processing’’, programs or data by ITAR’’ (see 22 CFR parts 120 through 130). using the signals obtained simultaneously by (2) ‘‘Software’’ ‘‘required’’ for the ‘‘devel- means of at least two detection techniques, opment’’, ‘‘production’’ or ‘‘use’’ of con- such as: cealed object detection equipment oper- a.2.a. Machine vision (optical ranging); ating in the frequency range from 30 GHz a.2.b. Infrared imaging; to 3000 GHz and having a spatial resolution a.2.c. Acoustical imaging (acoustical rang- greater than 1 milliradian spatial resolu- ing); tion (a higher milliradian number means a a.2.d. Tactile measurement; less accurate image resolution) at a stand- a.2.e. Inertial positioning; off distance of 100 meters is designated as a.2.f. Force measurement; and EAR99. (3) See ECCNs 2A984 and 2E984 for a.2.g. Torque measurement. related commodity and technology con- Note: 2D992.a does not control ‘‘software’’ trols. which only provides rescheduling of function- Related Definitions: N/A ally identical equipment within ‘‘flexible manu- Items: The list of items controlled is con- facturing units’’ using pre-stored part programs tained in the ECCN heading. and a pre-stored strategy for the distribution of the part programs. 2D991 ‘‘Software’’ ‘‘specially designed’’ for b. Reserved. the ‘‘development’’, ‘‘production’’, or ‘‘use’’ of equipment controlled by 2B991, 2B993, 2D993 ‘‘Software’’ ‘‘specially designed’’ or or 2B996, 2B997, and 2B998. modified for the ‘‘development,’’ ‘‘produc- LICENSE REQUIREMENTS tion,’’ or ‘‘use’’ of items controlled by Reason for Control: AT 2A992 or 2A993. LICENSE REQUIREMENTS Country Chart (See Supp. Reason for Control: AT Control(s) No. 1 to part 738)

AT applies to entire entry ...... AT Column 1 Country chart Control(s) (see supp. no. 1 to part 738)

LIST BASED LICENSE EXCEPTIONS (SEE PART AT applies to entire entry ...... AT Column 1 740 FOR A DESCRIPTION OF ALL LICENSE EX- CEPTIONS) LIST BASED LICENSE EXCEPTIONS (SEE PART CIV: N/A 740 FOR A DESCRIPTION OF ALL LICENSE EX- TSR: N/A CEPTIONS) LIST OF ITEMS CONTROLLED CIV: N/A Related Controls: N/A TSR: N/A Related Definitions: N/A LIST OF ITEMS CONTROLLED

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Related Controls: See ECCN 2E001 (‘‘develop- Country Chart (See Supp. ment’’) for ‘‘technology’’ for ‘‘software’’ Control(s) No. 1 to part 738) controlled under this entry. Related Definitions: N/A NP applies to ‘‘technology’’ NP Column 2. for items controlled by Items: The list of items controlled is con- 2A290, 2A291, or 2D290 tained in the ECCN heading. for NP reasons. CB applies to ‘‘technology’’ CB Column 2. 2D994 ‘‘Software’’ ‘‘specially designed’’ for for equipment controlled by the ‘‘development’’ or ‘‘production’’ of 2B350 to 2B352, valves portable electric generators controlled by controlled by 2A226 having 2A994. the characteristics of those controlled by 2B350.g, and LICENSE REQUIREMENTS software controlled by Reason for Control: AT 2D351. Control(s): AT applies to entire entry. A li- AT applies to entire entry ...... AT Column 1. cense is required for items controlled by this entry to Iran and North Korea for REPORTING REQUIREMENTS See § 743.1 of the anti-terrorism reasons. The Commerce EAR for reporting requirements for ex- Country Chart is not designed to deter- ports under License Exceptions, and Vali- mine licensing requirements for this entry. dated End-User authorizations See part 746 of the EAR for additional in- LIST BASED LICENSE EXCEPTIONS (SEE PART formation on Iran. See § 742.19 of the EAR 740 FOR A DESCRIPTION OF ALL LICENSE EX- for additional information on North Korea. CEPTIONS) LIST BASED LICENSE EXCEPTIONS (SEE PART CIV: N/A 740 FOR A DESCRIPTION OF ALL LICENSE EX- TSR: Yes, except N/A for MT CEPTIONS) SPECIAL CONDITIONS FOR STA CIV: N/A STA: License Exception STA may not be TSR: N/A used to ship or transmit ‘‘technology’’ ac- LIST OF ITEMS CONTROLLED cording to the General Technology Note Related Controls: N/A for the ‘‘development’’ of ‘‘software’’ speci- Related Definitions: N/A fied in the License Exception STA paragraph in the License Exception section of Items: The list of items controlled is con- ECCN 2D001 or for the ‘‘development’’ of tained in the ECCN heading. equipment as follows: ECCN 2B001 entire E. ‘‘TECHNOLOGY’’ entry; or ‘‘Numerically controlled’’ or manual machine tools as specified in 2B003 2E001 ‘‘Technology’’ according to the Gen- to any of the destinations listed in Coun- eral Technology Note for the ‘‘develop- try Group A:6 (See Supplement No. 1 to ment’’ of equipment or ‘‘software’’ con- part 740 of the EAR). trolled by 2A (except 2A983, 2A984, 2A991, LIST OF ITEMS CONTROLLED or 2A994), 2B (except 2B991, 2B993, Related Controls: See also 2E101, 2E201, and 2B996, 2B997, 2B998, or 2B999), or 2D (ex- 2E301 cept 2D983, 2D984, 2D991, 2D992, or Related Definitions: N/A 2D994). Items: The list of items controlled is con- LICENSE REQUIREMENTS tained in the ECCN heading. Reason for Control: NS, MT, NP, CB, AT Note: ECCN 2E001 includes ‘‘technology’’ for the integration of probe systems into coordinate Country Chart (See Supp. measurement machines specified by 2B006.a. Control(s) No. 1 to part 738) 2E002 ‘‘Technology’’ according to the Gen- NS applies to ‘‘technology’’ NS Column 1. eral Technology Note for the ‘‘produc- for items controlled by 2A001, 2B001 to 2B009, tion’’ of equipment controlled by 2A (ex- 2D001 or 2D002. cept 2A983, 2A984, 2A991, or 2A994) or 2B MT applies to ‘‘technology’’ MT Column 1. (except 2B991, 2B993, 2B996, 2B997, for items controlled by 2B998, or 2B999). 2B004, 2B009, 2B018, LICENSE REQUIREMENTS 2B104, 2B105, 2B109, Reason for Control: NS, MT, NP, CB, AT 2B116, 2B117, 2B119 to 2B122, 2D001, or 2D101 Country Chart (See Supp. for MT reasons. Control(s) No. 1 to part 738) NP applies to ‘‘technology’’ NP Column 1. for items controlled by NS applies to ‘‘technology’’ NS Column 1. 2A225, 2A226, 2B001, for equipment controlled by 2B004, 2B006, 2B007, 2A001, 2B001 to 2B009. 2B009, 2B104, 2B109, MT applies to ‘‘technology’’ MT Column 1. 2B116, 2B201, 2B204, for equipment controlled by 2B206, 2B207, 2B209, 2B004, 2B009, 2B018, 2B225 to 2B233, 2D001, 2B104, 2B105, 2B109, 2D002, 2D101, 2D201 or 2B116, 2B117, or 2B119 to 2D202 for NP reasons. 2B122 for MT reasons.

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Country Chart (See Supp. fied for densification of carbon-carbon Control(s) No. 1 to part 738) composites, structural composite rocket nozzles and reentry vehicle nose tips. NP applies to ‘‘technology’’ NP Column 1. Related Definitions: N/A for equipment controlled by 2A225, 2A226, 2B001, Items: a. ‘‘Technology’’ for the ‘‘develop- 2B004, 2B006, 2B007, ment’’ of interactive graphics as an inte- 2B009, 2B104, 2B109, grated part in ‘‘numerical control’’ units for 2B116, 2B201, 2B204, preparation or modification of part pro- 2B206, 2B207, 2B209, grams; 2B225 to 2B233 for NP b. ‘‘Technology’’ for metal-working manu- reasons. NP applies to ‘‘technology’’ NP Column 2. facturing processes, as follows: for equipment controlled by b.1. ‘‘Technology’’ for the design of tools, 2A290 or 2A291 for NP dies or fixtures ‘‘specially designed’’ for any reasons. of the following processes: CB applies to ‘‘technology’’ CB Column 2. b.1.a. ‘‘Superplastic forming’’; for equipment controlled by b.1.b. ‘‘Diffusion bonding’’; or 2B350 to 2B352 and for b.1.c. ‘‘Direct-acting hydraulic pressing’’; valves controlled by 2A226 having the characteristics b.2. Technical data consisting of process of those controlled by methods or parameters as listed below used 2B350.g. to control: AT applies to entire entry ...... AT Column 1. b.2.a. ‘‘Superplastic forming’’ of aluminum alloys, titanium alloys or ‘‘superalloys’’: REPORTING REQUIREMENTS See § 743.1 of the b.2.a.1. Surface preparation; EAR for reporting requirements for ex- b.2.a.2. Strain rate; ports under License Exceptions, and Vali- b.2.a.3. Temperature; dated End-User authorizations b.2.a.4. Pressure; LIST BASED LICENSE EXCEPTIONS (SEE PART b.2.b. ‘‘Diffusion bonding’’ of ‘‘superalloys’’ 740 FOR A DESCRIPTION OF ALL LICENSE EX- or titanium alloys: CEPTIONS) b.2.b.1. Surface preparation; CIV: N/A b.2.b.2. Temperature; TSR: Yes, except N/A for MT b.2.b.3. Pressure; SPECIAL CONDITIONS FOR STA b.2.c. ‘‘Direct-acting hydraulic pressing’’ of STA: License Exception STA may not be aluminum alloys or titanium alloys: used to ship or transmit ‘‘technology’’ ac- b.2.c.1. Pressure; cording to the General Technology Note b.2.c.2. Cycle time; for the ‘‘production’’ of equipment as fol- b.2.d. ‘‘Hot isostatic densification’’ of tita- lows: ECCN 2B001 entire entry; or ‘‘Nu- nium alloys, aluminum alloys or ‘‘super- merically controlled’’ or manual machine alloys’’: tools as specified in 2B003 to any of the b.2.d.1. Temperature; destinations listed in Country Group A:6 b.2.d.2. Pressure; (See Supplement No. 1 to part 740 of the b.2.d.3. Cycle time; EAR). c. ‘‘Technology’’ for the ‘‘development’’ or LIST OF ITEMS CONTROLLED ‘‘production’’ of hydraulic stretch-forming Related Controls: N/A machines and dies therefor, for the manufac- Related Definitions: N/A Items: The list of items controlled is con- ture of airframe structures; tained in the ECCN heading. d. ‘‘Technology’’ for the ‘‘development’’ of generators of machine tool instructions (e.g., 2E003 Other ‘‘technology’’, as follows (see part programs) from design data residing in- List of Items Controlled). side ‘‘numerical control’’ units; LICENSE REQUIREMENTS e. ‘‘Technology for the development’’ of in- Reason for Control: NS, AT tegration ‘‘software’’ for incorporation of ex- pert systems for advanced decision support Control(s) Country Chart (See Supp. of shop floor operations into ‘‘numerical con- No. 1 to part 738) trol’’ units; NS applies to entire entry ...... NS Column 1 f. ‘‘Technology’’ for the application of inor- AT applies to entire entry ...... AT Column 1 ganic overlay coatings or inorganic surface modification coatings (specified in column 3 LIST BASED LICENSE EXCEPTIONS (SEE PART of the following table) to non-electronic sub- 740 FOR A DESCRIPTION OF ALL LICENSE EX- strates (specified in column 2 of the fol- CEPTIONS) lowing table), by processes specified in col- CIV: N/A umn 1 of the following table and defined in TSR: Yes, except 2E003.a, .b, .e and .f the Technical Note. LIST OF ITEMS CONTROLLED N.B. This table should be read to control the Related Controls: See 2E001, 2E002, and 2E101 technology of a particular ‘Coating Process’ for ‘‘development’’ and ‘‘use’’ technology only when the resultant coating in column 3 is for equipment that are designed or modi- in a paragraph directly across from the relevant

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‘Substrate’ under column 2. For example, Chem- ‘Cemented tungsten carbide (16), Silicon carbide ical Vapor Deposition (CVD) ‘coating process’ (18)’ substrates. In the second case, the result- technical data are controlled for the application ant coating is not listed in the paragraph under of ‘silicides’ to ‘Carbon-carbon, Ceramic and column 3 directly across from the paragraph Metal ‘‘matrix’’ ‘‘composites’’ substrates, but are under column 2 listing ‘Cemented tungsten car- not controlled for the application of ‘silicides’ to bide (16), Silicon carbide (18) ’.

CATEGORY 2E—MATERIALS PROCESSING TABLE; DEPOSITION TECHNIQUES

1. Coating process (1) 1 2. Substrate 3. Resultant coating

A. Chemical Vapor Deposition (CVD) ‘‘Superalloys’’ ...... Aluminides for internal passages Ceramics (19) and Low-expansion glass- Silicides Carbides es (14). Dielectric layers (15) Diamond Diamond- like carbon (17) Carbon-carbon, Ceramic, and Metal Silicides ‘‘matrix’’ ‘‘composites’’. Carbides Refractory metals, Mixtures thereof (4) Dielectric layers (15) Aluminides Alloyed aluminides (2) Boron nitride Cemented tungsten carbide (16), Silicon Carbides Carbide (18). Tungsten Mixtures thereof (4) Dielectric layers (15) Molybdenum and Molybdenum alloys ..... Dielectric layers (15) Beryllium and Beryllium alloys ...... Dielectric layers (15) Diamond Diamond-like carbon (17) Sensor window materials (9) ...... Dielectric layers (15) Diamond Diamond-like carbon (17) B. Thermal Evaportation Physical Vapor 1. Physical Vapor Deposition ‘‘Superalloys’’ ...... Alloyed silicides (PVD): Deposition (TE-PVD) Alloyed aluminides (2) Electron-Beam (EB-PVD). McrAlX (5) Modified zirconia (12) Silicides Aluminides Mixtures thereof (4) Ceramics (19) and Low-expansion glass- Dielectric layers (15) es (14). Corrosion resistant steel (7) ...... MCrAIX (5) Modified zirconia (12) Mixtures thereof (4) Carbon-carbon, Ceramic and Metal Silicides ‘‘matrix’’ ‘‘composites’’. Carbides Refractory metals Mixtures thereof (4) Dielectric layers (15) Boron nitride Cemented tungsten carbide (16), Silicon Carbides carbide (18). Tungsten Mixtures thereof (4) Dielectric layers (15) Molybdenum and Molybdenum alloys ..... Dielectric layers (15) Beryllium and Beryllium alloys ...... Dielectric layers (15) Borides Beryllium Sensor window materials (9) ...... Dielectric layers (15) Titanium alloys (13) ...... Borides Nitrides 2. Ion assisted resistive heating. Ceramics (19) and Low-expansion glass- Dielectric layers (15) Physical Vapor Deposition es (14). Diamond-like carbon (17) (PVD) (Ion Plating). Carbon-carbon, Ceramic and Metal Dielectric layers (15) ‘‘matrix’’ ‘‘composites’’. Cemented tungsten carbide (16), Silicon Dielectric layers (15) carbide. Molybdenum and Molybdenum alloys ..... Dielectric layers (15) Beryllium and Beryllium alloys ...... Dielectric layers (15) Sensor window materials (9) ...... Dielectric layers (15) Diamond-like carbon (17)

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CATEGORY 2E—MATERIALS PROCESSING TABLE; DEPOSITION TECHNIQUES—Continued

1. Coating process (1) 1 2. Substrate 3. Resultant coating

3. Physical Vapor Deposition (PVD): Ceramics (19) and Low-expansion glass- Silicides ‘‘Laser’’ Vaporization. es (14). Dielectric layers (15) Diamond-like carbon (17) Carbon-carbon, Ceramic and Metal Dielectric layers (15) ‘‘matrix’’ ‘‘composites’’. Cemented tungsten carbide (16), Silicon Dielectric layers (15) carbide. Molybdenum and Molybdenum alloys ..... Dielectric layers (15) Beryllium and Beryllium alloys ...... Dielectric layers (15) Sensor window materials (9) ...... Dielectric layers (15) Diamond-like carbon 4. Physical Vapor Deposition (PVD): ‘‘Superalloys’’ ...... Alloyed silicides Cathodic Arc Discharge. Alloyed Aluminides (2) MCrAlX (5) Polymers (11) and Organic ‘‘matrix’’ Borides ‘‘composites’’. Carbides Nitrides Diamond-like carbon (17) C. Pack cementation (see A above for Carbon-carbon, Ceramic and Metal Silicides out-of-pack cementation) (10). ‘‘matrix’’ ‘‘composites’’. Carbides Mixtures thereof (4) Titanium alloys (13) ...... Silicides Aluminides Alloyed aluminides (2) Refractory metals and alloys (8) ...... Silicides Oxides D. Plasma spraying ...... ‘‘Superalloys’’ ...... MCrAlX (5) Modified zirconia (12) Mixtures thereof (4) Abradable Nickel-Graphite Abradable materials containing Ni-Cr-Al Abradable Al-Si-Polyester Alloyed aluminides (2) Aluminum alloys (6) ...... MCrAIX (5) Modified zirconia (12) Silicides Mixtures thereof (4) Refractory metals and alloys (8), Car- Aluminides bides, Corrosion resistant steel (7). Silicides MCrAIX (5) Modified zirconia (12) Mixtures thereof (4) Titanium alloys (13) ...... Carbides Aluminides Silicides Alloyed aluminides (2) Abradable, Nickel-Graphite ...... Abradable materials containing Ni-Cr-Al Abradable Al-Si-Polyester E. Slurry Deposition ...... Refractory metals and alloys (8) ...... Fused silicides Fused aluminides except for resistance heating elements Carbon-carbon, Ceramic and Metal Silicides ‘‘matrix’’ ‘‘composites’’. Carbides Mixtures thereof (4) F. Sputter Deposition ...... ‘‘Superalloys’’ ...... Alloyed silicides Alloyed aluminides (2) Noble metal modified aluminides (3) McrAlX (5) Modified zirconia (12) Platinum Mixtures thereof (4) Ceramics and Low-expansion glasses Silicides (14). Platinum Mixtures thereof (4) Dielectric layers (15) Diamond-like carbon (17)

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CATEGORY 2E—MATERIALS PROCESSING TABLE; DEPOSITION TECHNIQUES—Continued

1. Coating process (1) 1 2. Substrate 3. Resultant coating

Titanium alloys (13) ...... Borides Nitrides Oxides Silicides Aluminides Alloyed aluminides (2) Carbides Carbon-carbon, Ceramic and Metal Silicides ‘‘matrix’’ ‘‘Composites’’. Carbides Refractory metals Mixtures thereof (4) Dielectric layers (15) Boron nitride Cemented tungsten carbide (16), Silicon Carbides carbide (18). Tungsten Mixtures thereof (4) Dielectric layers (15) Boron nitride Molybdenum and Molybdenum alloys ..... Dielectric layers (15) Beryllium and Beryllium alloys ...... Borides Dielectric layers (15) Beryllium Sensor window materials (9) ...... Dielectric layers (15) Diamond-like carbon (17) Refractory metals and alloys (8) ...... Aluminides Silicides Oxides Carbides G. Ion Implantation ...... High temperature bearing steels ...... Additions of Chromium, Tantalum, or Ni- obium (Columbium) Titanium alloys (13) ...... Borides Nitrides Beryllium and Beryllium alloys ...... Borides Cemented tungsten carbide (16) ...... Carbides Nitrides 1 The numbers in parenthesis refer to the Notes following this Table.

Notes to Table on Deposition Techniques a. CoCrAlY coatings which contain less than 1. The term ‘coating process’ includes coating 22% by weight of chromium, less than 7% by repair and refurbishing as well as original coat- weight of aluminum and less than 2% by weight ing. of yttrium; 2. The term ‘alloyed aluminide coating’ in- b. CoCrAlY coatings which contain 22 to 24% cludes single or multiple-step coatings in which by weight of chromium, 10 to 12% by weight of an element or elements are deposited prior to or aluminum and 0.5 to 0.7% by weight of yttrium; during application of the aluminide coating, or even if these elements are deposited by another c. NiCrAlY coatings which contain 21 to 23% coating process. It does not, however, include by weight of chromium, 10 to 12% by weight of the multiple use of single-step pack cementation aluminum and 0.9 to 1.1% by weight of yttrium. processes to achieve alloyed aluminides. 6. The term ‘aluminum alloys’ refers to alloys 3. The term ‘noble metal modified aluminide’ having an ultimate tensile strength of 190 MPa coating includes multiple-step coatings in which or more measured at 293 K (20 °C). the noble metal or noble metals are laid down by some other coating process prior to application 7. The term ‘corrosion resistant steel’ refers to of the aluminide coating. AISI (American Iron and Steel Institute) 300 se- 4. The term ‘mixtures thereof’ includes infil- ries or equivalent national standard steels. trated material, graded compositions, co-depos- 8. ‘Refractory metals and alloys’ include the its and multilayer deposits and are obtained by following metals and their alloys: niobium (co- one or more of the coating processes specified in lumbium), molybdenum, tungsten and tantalum. the Table. 9. ‘Sensor window materials’, as follows: alu- 5. MCrAlX refers to a coating alloy where M mina, silicon, germanium, zinc sulphide, zinc equals cobalt, iron, nickel or combinations selenide, gallium arsenide, diamond, gallium thereof and X equals hafnium, yttrium, silicon, phosphide, sapphire and the following metal tantalum in any amount or other intentional halides: sensor window materials of more than additions over 0.01% by weight in various pro- 40 mm diameter for zirconium fluoride and haf- portions and combinations, except: nium fluoride.

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10. ‘‘Technology’’ for single-step pack cemen- Note 1: CVD includes the following processes: tation of solid airfoils is not controlled by Cat- directed gas flow out-of-pack deposition, pul- egory 2. sating CVD, controlled nucleation thermal de- 11. ‘Polymers’, as follows: polyimide, poly- composition (CNTD), plasma enhanced or plas- ester, polysulfide, polycarbonates and ma assisted CVD processes. polyurethanes. Note 2: Pack denotes a substrate immersed in 12. ‘Modified zirconia’ refers to additions of a powder mixture. other metal oxides, (e.g., calcia, magnesia, Note 3: The gaseous reactants used in the out- yttria, hafnia, rare earth oxides) to zirconia in of-pack process are produced using the same order to stabilize certain crystallographic phases basic reactions and parameters as the pack ce- and phase compositions. Thermal barrier coat- mentation process, except that the substrate to ings made of zirconia, modified with calcia or be coated is not in contact with the powder mix- magnesia by mixing or fusion, are not con- ture. trolled. b. Thermal Evaporation-Physical Vapor Depo- 13. ‘Titanium alloys’ refers only to aerospace sition (TE-PVD) is an overlay coating process alloys having an ultimate tensile strength of 900 conducted in a vacuum with a pressure less MPa or more measured at 293 K (20 °C). than 0.1 Pa wherein a source of thermal energy 14. ‘Low-expansion glasses’ refers to glasses is used to vaporize the coating material. This which have a coefficient of thermal expansion process results in the condensation, or deposi- of 1 × 10¥7 K¥1 or less measured at 293 K (20 tion, of the evaporated species onto appro- °C). priately positioned substrates. The addition of 15. ‘Dielectric layers’ are coatings constructed gases to the vacuum chamber during the coating of multi-layers of insulator materials in which process to synthesize compound coatings is an the interference properties of a design composed ordinary modification of the process. The use of of materials of various refractive indices are ion or electron beams, or plasma, to activate or used to reflect, transmit or absorb various wave- assist the coating’s deposition is also a common length bands. Dielectric layers refers to more modification in this technique. The use of mon- than four dielectric layers or dielectric/metal itors to provide in-process measurement of opti- ‘‘composite’’ layers. cal characteristics and thickness of coatings can 16. ‘Cemented tungsten carbide’ does not in- be a feature of these processes. Specific TE-PVD clude cutting and forming tool materials con- processes are as follows: sisting of tungsten carbide/(cobalt, nickel), tita- 1. Electron Beam PVD uses an electron beam nium carbide/(cobalt, nickel), chromium carbide/ to heat and evaporate the material which forms nickel-chromium and chromium carbide/nickel. the coating; 17. ‘‘Technology’’ ‘‘specially designed’’ to de- 2. Ion Assisted Resistive Heating PVD employs posit diamond-like carbon on any of the fol- electrically resistive heating sources in combina- lowing is not controlled: magnetic disk drives tion with impinging ion beam(s) to produce a and heads, equipment for the manufacture of controlled and uniform flux of evaporated coat- disposables, valves for faucets, acoustic dia- ing species; phragms for speakers, engine parts for auto- 3. ‘‘Laser’’ Vaporization uses either pulsed or mobiles, cutting tools, punching-pressing dies, continuous wave ‘‘laser’’ beams to vaporize the office automation equipment, microphones, med- material which forms the coating; ical devices or molds, for casting or molding of 4. Cathodic Arc Deposition employs a plastics, manufactured from alloys containing consumable cathode of the material which forms less than 5% beryllium. the coating and has an arc discharge estab- 18. ‘Silicon carbide’ does not include cutting lished on the surface by a momentary contact of and forming tool materials. a ground trigger. Controlled motion of arcing 19. Ceramic substrates, as used in this entry, erodes the cathode surface creating a highly does not include ceramic materials containing ionized plasma. The anode can be either a cone 5% by weight, or greater, clay or cement con- attached to the periphery of the cathode, tent, either as separate constituents or in com- through an insulator, or the chamber. Substrate bination. biasing is used for non line-of-sight deposition. Technical Note to Table on Deposition Tech- Note: This definition does not include random niques: Processes specified in Column 1 of the cathodic arc deposition with non-biased sub- Table are defined as follows: strates. a. Chemical Vapor Deposition (CVD) is an 5. Ion Plating is a special modification of a overlay coating or surface modification coating general TE-PVD process in which a plasma or process wherein a metal, alloy, ‘‘composite’’, di- an ion source is used to ionize the species to be electric or ceramic is deposited upon a heated deposited, and a negative bias is applied to the substrate. Gaseous reactants are decomposed or substrate in order to facilitate the extraction of combined in the vicinity of a substrate resulting the species from the plasma. The introduction of in the deposition of the desired elemental, alloy reactive species, evaporation of solids within the or compound material on the substrate. Energy process chamber, and the use of monitors to pro- for this decomposition or chemical reaction proc- vide in-process measurement of optical charac- ess may be provided by the heat of the substrate, teristics and thicknesses of coatings are ordi- a glow discharge plasma, or ‘‘laser’’ irradiation. nary modifications of the process.

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c. Pack Cementation is a surface modification 2. Time in bath; coating or overlay coating process wherein a 3. Temperature of bath; substrate is immersed in a powder mixture (a 4. Number and sequences of wash cycles; pack), that consists of: b. Visual and macroscopic criteria for accept- 1. The metallic powders that are to be depos- ance of the cleaned part; ited (usually aluminum, chromium, silicon or c. Heat treatment cycle parameters, as follows: combinations thereof); 1. Atmosphere parameters, as follows: 2. An activator (normally a halide salt); and a. Composition of the atmosphere; 3. An inert powder, most frequently alumina. b. Pressure of the atmosphere; Note: The substrate and powder mixture is 2. Temperature for heat treatment; contained within a retort which is heated to be- 3. Time of heat treatment; tween 1,030 K (757 °C) to 1,375 K (1,102 °C) for d. Substrate surface preparation parameters, sufficient time to deposit the coating. as follows: d. Plasma Spraying is an overlay coating 1. Grit blasting parameters, as follows: process wherein a gun (spray torch) which pro- a. Grit composition; duces and controls a plasma accepts powder or b. Grit size and shape; wire coating materials, melts them and propels c. Grit velocity; them towards a substrate, whereon an integrally 2. Time and sequence of cleaning cycle after bonded coating is formed. Plasma spraying con- grit blast; stitutes either low pressure plasma spraying or 3. Surface finish parameters; high velocity plasma spraying. 4. Application of binders to promote adhesion; Note 1: Low pressure means less than ambient e. Masking technique parameters, as follows: atmospheric pressure. 1. Material of mask; Note 2: High velocity refers to nozzle-exit gas 2. Location of mask; velocity exceeding 750 m/s calculated at 293 K 2. ‘‘Technology’’ for in situ quality assurance (20 °C) at 0.1 MPa. techniques for evaluation of the coating proc- e. Slurry Deposition is a surface modification esses listed in the Table, as follows: coating or overlay coating process wherein a a. Atmosphere parameters, as follows: metallic or ceramic powder with an organic 1. Composition of the atmosphere; binder is suspended in a liquid and is applied to 2. Pressure of the atmosphere; a substrate by either spraying, dipping or paint- b. Time parameters; ing, subsequent air or oven drying, and heat c. Temperature parameters; treatment to obtain the desired coating. d. Thickness parameters; f. Sputter Deposition is an overlay coating e. Index of refraction parameters; process based on a momentum transfer phe- f. Control of composition; nomenon, wherein positive ions are accelerated 3. ‘‘Technology’’ for post deposition treat- by an electric field towards the surface of a tar- ments of the coated substrates listed in the get (coating material). The kinetic energy of the Table, as follows: impacting ions is sufficient to cause target sur- a. Shot peening parameters, as follows: face atoms to be released and deposited on an 1. Shot composition; appropriately positioned substrate. 2. Shot size; Note 1: The Table refers only to triode, magne- 3. Shot velocity; tron or reactive sputter deposition which is used b. Post shot peening cleaning parameters; to increase adhesion of the coating and rate of c. Heat treatment cycle parameters, as follows: deposition and to radio frequency (RF) aug- 1. Atmosphere parameters, as follows: mented sputter deposition used to permit vapor- a. Composition of the atmosphere; ization of non-metallic coating materials. b. Pressure of the atmosphere; Note 2: Low-energy ion beams (less than 5 2. Time-temperature cycles; keV) can be used to activate the deposition. d. Post heat treatment visual and macroscopic g. Ion Implantation is a surface modification criteria for acceptance of the coated substrates; coating process in which the element to be 4. ‘‘Technology’’ for quality assurance tech- alloyed is ionized, accelerated through a poten- niques for the evaluation of the coated sub- tial gradient and implanted into the surface re- strates listed in the Table, as follows: gion of the substrate. This includes processes in a. Statistical sampling criteria; which ion implantation is performed simulta- b. Microscopic criteria for: neously with electron beam physical vapor dep- 1. Magnification; osition or sputter deposition. 2. Coating thickness, uniformity; Accompanying Technical Information to Table 3. Coating integrity; on Deposition Techniques: 4. Coating composition; 1. ‘‘Technology’’ for pretreatments of the sub- 5. Coating and substrates bonding; strates listed in the Table, as follows: 6. Microstructural uniformity. a. Chemical stripping and cleaning bath cycle c. Criteria for optical properties assessment parameters, as follows: (measured as a function of wavelength): 1. Bath composition; 1. Reflectance; a. For the removal of old or defective coatings 2. Transmission; corrosion product or foreign deposits; 3. Absorption; b. For preparation of virgin substrates; 4. Scatter;

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5. ‘‘Technology’’ and parameters related to LICENSE REQUIREMENTS specific coating and surface modification proc- Reason for Control: NS, MT, AT, UN esses listed in the Table, as follows: a. For Chemical Vapor Deposition (CVD): Control(s) Country Chart (See Supp. 1. Coating source composition and formula- No. 1 to part 738) tion; NS applies to entire entry ...... NS Column 1. 2. Carrier gas composition; MT applies to ‘‘technology’’ MT Column 1. 3. Substrate temperature; for equipment controlled by 4. Time-temperature-pressure cycles; 2B018 for MT reasons. 5. Gas control and part manipulation; AT applies to entire entry ...... AT Column 1. b. For Thermal Evaporation-Physical Vapor UN applies to entire entry. .... See § 746.1(b) for UN con- Deposition (PVD): trols. 1. Ingot or coating material source composition; CIV: N/A 2. Substrate temperature; TSR: Yes. 3. Reactive gas composition; LIST OF ITEMS CONTROLLED 4. Ingot feed rate or material vaporization Related Controls: N/A rate; Related Definitions: N/A 5. Time-temperature-pressure cycles; Items: The list of items controlled is con- 6. Beam and part manipulation; tained in the ECCN heading. 7. ‘‘Laser’’ parameters, as follows: 2E101 ‘‘Technology’’ according to the Gen- a. Wave length; eral Technology Note for the ‘‘use’’ of b. Power density; equipment or ‘‘software’’ controlled by c. Pulse length; d. Repetition ratio; 2B004, 2B009, 2B104, 2B105, 2B109, 2B116, e. Source; 2B117, 2B119 to 2B122, 2D001, 2D002 or c. For Pack Cementation: 2D101. 1. Pack composition and formulation; LICENSE REQUIREMENTS 2. Carrier gas composition; Reason for Control: MT, NP, AT 3. Time-temperature-pressure cycles; Country Chart (See Supp. d. For Plasma Spraying: Control(s) No. 1 to part 738) 1. Powder composition, preparation and size distributions; MT applies to ‘‘technology’’ MT Column 1 2. Feed gas composition and parameters; for items controlled by 3. Substrate temperature; 2B004, 2B009, 2B104, 4. Gun power parameters; 2B105, 2B109, 2B116, 2B117, 2B119 to 2B122, 5. Spray distance; 2D001, or 2D101 for MT 6. Spray angle; reasons. 7. Cover gas composition, pressure and flow NP applies to ‘‘technology’’ NP Column 1 rates; for items controlled by 8. Gun control and part manipulation; 2B004, 2B009, 2B104, e. For Sputter Deposition: 2B109, 2B116, 2D001, 1. Target composition and fabrication; 2D002 or 2D101 for NP 2. Geometrical positioning of part and target; reasons. AT applies to entire entry...... AT Column 1 3. Reactive gas composition; 4. Electrical bias; LIST BASED LICENSE EXCEPTIONS (SEE PART 5. Time-temperature-pressure cycles; 740 FOR A DESCRIPTION OF ALL LICENSE EX- 6. Triode power; 7. Part manipulation; CEPTIONS) f. For Ion Implantation: CIV: N/A 1. Beam control and part manipulation; TSR: N/A 2. Ion source design details; LIST OF ITEMS CONTROLLED 3. Control techniques for ion beam and deposi- Related Controls: (1) This entry controls only tion rate parameters; ‘‘technology’’ for 2B009 and 2B109 for spin 4. Time-temperature-pressure cycles. forming machines combining the functions g. For Ion Plating: of spin forming and flow forming, and flow 1. Beam control and part manipulation; forming machines. (2) Also see 2E201. 2. Ion source design details; Related Definitions: N/A 3. Control techniques for ion beam and deposi- Items: The list of items controlled is con- tion rate parameters; tained in the ECCN heading. 4. Time-temperature-pressure cycles; 5. Coating material feed rate and vaporization 2E201 ‘‘Technology’’ according to the Gen- rate; eral Technology Note for the ‘‘use’’ of 6. Substrate temperature; equipment or ‘‘software’’ controlled by 7. Substrate bias parameters. 2A225, 2A226, 2B001, 2B006, 2B007.b, 2B007.c, 2B201, 2B204, 2B206, 2B207, 2E018 ‘‘Technology’’ for the ‘‘use’’ of equip- 2B209, 2B225 to 2B233, 2D002, 2D201 or ment controlled by 2B018. 2D202 for NP reasons.

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LICENSE REQUIREMENTS 2E983 ‘‘Technology’’ ‘‘specially designed’’ or Reason for Control: NP, CB, AT modified for the ‘‘development’’, ‘‘production’’ or ‘‘use’’ of equipment controlled by Country Chart (See Supp. 2A983, or the ‘‘development’’ of software Control(s) No. 1 to part 738) controlled by 2D983. NP applies to entire entry ...... NP Column 1. LICENSE REQUIREMENTS CB applies to ‘‘technology’’ CB Column 2. Reason for Control:RS, AT for valves controlled by 2A226 that meet or exceed Control(s) Country Chart (See Supp. the technical parameters in No. 1 to part 738) 2B350.g. AT applies to entire entry ...... AT Column 1. RS applies to entire entry ...... RS Column 2 AT applies to entire entry ...... AT Column 1 LIST BASED LICENSE EXCEPTIONS (SEE PART LIST BASED LICENSE EXCEPTIONS (SEE PART 740 FOR A DESCRIPTION OF ALL LICENSE EX- 740 FOR A DESCRIPTION OF ALL LICENSE EX- CEPTIONS) CIV: N/A CEPTIONS) TSR: N/A CIV: N/A TSR: N/A LIST OF ITEMS CONTROLLED Related Controls: Also see 2E290 and 2E991. LIST OF ITEMS CONTROLLED Related Definitions: N/A Related Controls: N/A Items: The list of items controlled is con- Related Definitions: N/A tained in the ECCN heading. Items: The list of items controlled is contained in the ECCN heading. 2E290 ‘‘Technology’’ according to the Gen- eral Technology Note for the ‘‘use’’ of 2E984 ‘‘Technology’’ ‘‘required’’ for the ‘‘de- equipment controlled by 2A290 or 2A291. velopment’’, ‘‘production’’ or ‘‘use’’ of LICENSE REQUIREMENTS equipment controlled by 2A984 or ‘‘re- Reason for Control: NP, AT quired’’ for the ‘‘development’’ of ‘‘software’’ controlled by 2D984. Country chart LICENSE REQUIREMENTS Control(s) (see supp. no. 1 to part 738) Reason for Control: RS, AT

NP applies to entire entry ...... NP Column 2 Country Chart (See Supp. AT applies to entire entry ...... AT Column 1 Control(s) No. 1 to part 738)

LIST BASED LICENSE EXCEPTIONS (SEE PART RS applies to entire entry ...... RS Column 2. AT applies to entire entry ...... AT Column 1. 740 FOR A DESCRIPTION OF ALL LICENSE EX- CEPTIONS) CIV: N/A LIST BASED LICENSE EXCEPTIONS (SEE PART TSR: N/A 740 FOR A DESCRIPTION OF ALL LICENSE EX- LIST OF ITEMS CONTROLLED CEPTIONS) Related Controls: N/A CIV: N/A Related Definitions: N/A TSR: N/A Items: The list of items controlled is con- LIST OF ITEMS CONTROLLED tained in the ECCN heading. Related Controls: (1) ‘‘Technology’’ ‘‘required’’ for the ‘‘development,’’ ‘‘produc- 2E301 ‘‘Technology’’ according to the ‘‘Gen- tion’’ or ‘‘use’’ of concealed object detec- eral Technology Note’’ for the ‘‘use’’ of tion equipment operating in the frequency items controlled by 2B350, 2B351 and range from 30 GHz to 3000 GHz and having 2B352. a spatial resolution less than 0.5 LICENSE REQUIREMENTS milliradian (a lower milliradian number Reason for Control: CB, AT means a more accurate image resolution) at a standoff distance of 100 meters or ‘‘re- Control(s) Country Chart (See Supp. quired’’ for the ‘‘development’’ of ‘‘soft- No. 1 to part 738) ware’’ ‘‘required’’ for the ‘‘development,’’ CB applies to entire entry ...... CB Column 2. ‘‘production’’ or ‘‘use’’ of concealed object AT applies to entire entry ...... AT Column 1. detection equipment operating in the frequency range from 30 GHz to 3000 GHz and LIST BASED LICENSE EXCEPTIONS (SEE PART having a spatial resolution less than 0.5 740 FOR A DESCRIPTION OF ALL LICENSE EX- milliradian at a standoff distance of 100 CEPTIONS) meters is ‘‘subject to the ITAR’’ (see 22 CIV: N/A CFR parts 120 through 130). (2) ‘‘Tech- TSR: N/A nology’’ ‘‘required’’ for the ‘‘development’’, LIST OF ITEMS CONTROLLED ‘‘production’’ or ‘‘use’’ of concealed object Related Controls: N/A detection equipment operating in the fre- Related Definitions: N/A quency range from 30 GHz to 3000 GHz and Items: The lists of items controlled are con- having a spatial resolution greater than 1 tained in the ECCN headings. milliradian spatial resolution (a higher

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milliradian number means a less accurate this entry to Iran and North Korea for image resolution) at a standoff distance of anti-terrorism reasons. The Commerce 100 meters or ‘‘required’’ for the ‘‘develop- Country Chart is not designed to deter- ment’’ of ‘‘software’’ ‘‘required’’ for the mine licensing requirements for this entry. ‘‘development’’, ‘‘production’’ or ‘‘use’’ of See part 746 of the EAR for additional in- concealed object detection equipment oper- formation on Iran. See § 742.19 of the EAR ating in the frequency range from 30 GHz for additional information on North Korea. to 3000 GHz and having a spatial resolution LIST BASED LICENSE EXCEPTIONS (SEE PART greater than 1 milliradian spatial resolu- 740 FOR A DESCRIPTION OF ALL LICENSE EX- tion (a higher milliradian number means a CEPTIONS) less accurate image resolution) at a stand- CIV: N/A off distance of 100 meters is designated as TSR: N/A EAR99. (3) See ECCNs 2A984 and 2D984 for LIST OF ITEMS CONTROLLED related commodity and software controls. Related Controls: N/A Related Definitions: N/A Related Definitions: N/A Items: The list of items controlled is con- Items: The list of items controlled is contained in the ECCN heading. tained in the ECCN heading.

2E991 ‘‘Technology’’ for the ‘‘use’’ of equip- EAR99 Items Subject to the EAR That Are ment controlled by 2B991, 2B993, 2B996, Not Elsewhere Specified in This CCL Cat- or 2B997. egory or in Any Other Category in the LICENSE REQUIREMENTS CCL Are Designated by the Number Reason for Control: AT EAR99.

Country Chart (See Supp. CATEGORY 3—ELECTRONICS Control(s) No. 1 to part 738) A. ‘‘END ITEMS’’, ‘‘EQUIPMENT’’, ‘‘ACCES- AT applies to entire entry ...... AT Column 1 SORIES’’, ‘‘ATTACHMENTS’’, ‘‘PARTS’’, ‘‘COM- PONENTS’’ AND ‘‘SYSTEMS’’ LIST BASED LICENSE EXCEPTIONS (SEE PART 740 FOR A DESCRIPTION OF ALL LICENSE EX- Note 1: The control status of equipment and CEPTIONS) components described in 3A001 or 3A002, other CIV: N/A than those described in 3A001.a.3 to 3A001.a.10, TSR: N/A 3A001.a.12 or 3A001.a.13, which are ‘‘specially LIST OF ITEMS CONTROLLED designed’’ for or which have the same func- Related Controls: N/A tional characteristics as other equipment is de- Related Definitions: N/A termined by the control status of the other Items: The list of items controlled is con- equipment. tained in the ECCN heading. Note 2: The control status of integrated circuits described in 3A001.a.3 to 3A001.a.9, 2E993 ‘‘Technology’’ according to the Gen- 3A001.a.12 or 3A001.a.13 that are unalterably eral Technology Note for the ‘‘use’’ of programmed or designed for a specific function equipment controlled by 2A992 or 2A993. for other equipment is determined by the control LICENSE REQUIREMENTS status of the other equipment. Reason for Control: AT N.B.: When the manufacturer or applicant cannot determine the control status of the other Country chart Control(s) (see supp. no. 1 to part 738) equipment, the control status of the integrated circuits is determined in 3A001.a.3 to 3A001.a.9, AT applies to entire entry ...... AT Column 1 3A001.a.12 and 3A001.a.13.

LIST BASED LICENSE EXCEPTIONS (SEE PART 3A001 Electronic items as follows (see List 740 FOR A DESCRIPTION OF ALL LICENSE EX- of Items Controlled). CEPTIONS) LICENSE REQUIREMENTS CIV: N/A Reason for Control: NS, RS, MT, NP, AT TSR: N/A LIST OF ITEMS CONTROLLED Country chart (see Supp. No. Control(s) 1 to part 738) Related Controls: N/A Related Definitions: N/A NS applies to Microwave NS Column 1 Items: The list of items controlled is con- ‘‘Monolithic Integrated Cir- tained in the ECCN heading. cuits’’ (MMIC) power amplifiers in 3A001.b.2 and dis- 2E994 ‘‘Technology’’ for the ‘‘use’’ of port- crete microwave transistors able electric generators controlled by in 3A001.b.3, except those 2A994. 3A001.b.2 and b.3 items being exported or reex- LICENSE REQUIREMENTS ported for use in civil tele- Reason for Control: AT communications applica- Control(s): AT applies to entire entry. A li- tions. cense is required for items controlled by NS applies to entire entry ...... NS Column 2

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Country chart (see Supp. No. for TWTAs exceeding 18 GHz), b.9., b.10, .g, Control(s) 1 to part 738) and .h. CIV: Yes for 3A001.a.3, a.7, and a.11. RS applies to Microwave RS Column 1 SPECIAL CONDITIONS FOR STA ‘‘Monolithic Integrated Cir- STA: License Exception STA may not be cuits’’ (MMIC) power amplifiers in 3A001.b.2 and dis- used to ship any item in 3A001.b.2 or b.3, crete microwave transistors except those that are being exported or rein 3A001.b.3, except those exported for use in civil telecommuni- 3A001.b.2 and b.3 items cations applications, to any of the destina- being exported or reex- tions listed in Country Group A:5 or A:6 ported for use in civil tele- (See Supplement No. 1 to part 740 of the communications applica- EAR). tions. LIST OF ITEMS CONTROLLED MT applies to 3A001.a.1.a MT Column 1 Related Controls: (1) See Category XV of the when usable in ‘‘missiles’’; and to 3A001.a.5.a when USML for certain ‘‘space-qualified’’ elec- ‘‘designed or modified’’ for tronics and Category XI of the USML for military use, hermetically certain ASICs ‘‘subject to the ITAR’’ (see sealed and rated for oper- 22 CFR parts 120 through 130). (2) See also ation in the temperature 3A101, 3A201, 3A611, 3A991, and 9A515. range from below ¥54 °C Related Definitions: ’Microcircuit’ means a ° to above +125 C. device in which a number of passive or ac- NP applies to pulse discharge NP Column 1 capacitors in in 3A001.e.2 tive elements are considered as indivisibly and superconducting sole- associated on or within a continuous struc- noidal electromagnets in ture to perform the function of a circuit. 3A001.e.3 that meet or ex- For the purposes of integrated circuits in ceed the technical param- 3A001.a.1, 5 × 103 Gy(Si) = 5 × 105 Rads (Si); eters in 3A201.a and 5 × 106 Gy (Si)/s = 5 × 108 Rads (Si)/s. Space- 3A201.b, respectively. craft/satellite: solar concentrators, power AT applies to entire entry ...... AT Column 1 conditioners and or controllers, bearing and power transfer assembly, and or de- License Requirements Note: See § 744.17 of the ployment hardware/systems are controlled EAR for additional license requirements for under the export licensing authority of the microprocessors having a processing speed of 5 Department of State, Directorate of De- GFLOPS or more and an arithmetic logic unit fense Trade Controls (22 CFR part 121). with an access width of 32 bit or more, including Items: a. General purpose integrated circuits, those incorporating ‘‘information security’’ as follows: functionality, and associated ‘‘software’’ and Note 1: The control status of wafers (finished ‘‘technology’’ for the ‘‘production’’ or ‘‘devel- or unfinished), in which the function has been opment’’ of such microprocessors. determined, is to be evaluated against the pa- REPORTING REQUIREMENTS See § 743.1 of the rameters of 3A001.a. EAR for reporting requirements for ex- Note 2: Integrated circuits include the fol- ports under License Exceptions, and Vali- lowing types: dated End-User authorizations —Monolithic integrated circuits; LIST BASED LICENSE EXCEPTIONS (SEE PART —Hybrid integrated circuits; 740 FOR A DESCRIPTION OF ALL LICENSE EX- —Multichip integrated circuits; CEPTIONS) —Film type integrated circuits, including sil- LVS: N/A for MT or NP; N/A for Microwave icon-on-sapphire integrated circuits; ‘‘Monolithic Integrated Circuits’’ (MMIC) —Optical integrated circuits; power amplifiers in 3A001.b.2 and discrete —‘‘Three dimensional integrated circuits’’.n microwave transistors in 3A001.b.3, except a.1. Integrated circuits designed or rated as those that are being exported or reexported radiation hardened to withstand any of the for use in civil telecommunications appli- following: cations a.1.a. A total dose of 5 × 103 Gy (Si), or Yes for: higher; a.1.b. A dose rate upset of 5 × 106 Gy (Si)/s, $1500: 3A001.c or higher; or $3000: 3A001.b.1, b.2 (exported or reexported a.1.c. A fluence (integrated flux) of neu- for use in civil telecommunications appli- trons (1 MeV equivalent) of 5 × 1013 n/cm2 or cations), b.3 (exported or reexported for use higher on silicon, or its equivalent for other in civil telecommunications applications), materials; b.9, .d, .e, .f, and .g. Note: 3A001.a.1.c does not apply to Metal In- $5000: 3A001.a (except a.1.a and a.5.a when sulator Semiconductors (MIS). controlled for MT), and .b.4 to b.7. a.2. ‘‘Microprocessor microcircuits’’, GBS: Yes for 3A001.a.1.b, a.2 to a.13 (except ‘‘microcomputer microcircuits’’, micro- .a.5.a when controlled for MT), b.2 (ex- controller microcircuits, storage integrated ported or reexported for use in civil tele- circuits manufactured from a compound communications applications), b.8 (except semiconductor, analog-to-digital converters,

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digital-to-analog converters, electro-optical rate. It is often specified in megahertz (MHz) or or ‘‘optical integrated circuits’’ designed for mega samples per second (MSPS). ‘‘signal processing’’, field programmable 7. For the purpose of measuring output rate, logic devices, custom integrated circuits for one output word per second is equivalent to one which either the function is unknown or the Hertz or one sample per second. control status of the equipment in which the 8. ‘Multiple channel ADCs’ are defined as de- integrated circuit will be used is unknown, vices which integrate more than one ADC, de- Fast Fourier Transform (FFT) processors, signed so that each ADC has a separate analog electrical erasable programmable read-only input. memories (EEPROMs), flash memories or 9. ‘Interleaved ADCs’ are defined as devices static random-access memories (SRAMs), which have multiple ADC units that sample the having any of the following: same analog input at different times such that a.2.a. Rated for operation at an ambient when the outputs are aggregated, the analog temperature above 398 K (125 °C); input has been effectively sampled and con- a.2.b. Rated for operation at an ambient verted at a higher sampling rate. temperature below 218 K (¥55 °C); or a.5.b. Digital-to-Analog Converters (DAC) a.2.c. Rated for operation over the entire having any of the following: ambient temperature range from 218 K (¥55 a.5.b.1. A resolution of 10 bit or more with °C) to 398 K (125 °C); an ’adjusted update rate’ of greater than Note: 3A001.a.2 does not apply to integrated 3,500 MSPS; or circuits for civil automobile or railway train ap- a.5.b.2. A resolution of 12-bit or more with plications. an ’adjusted update rate’ of greater than a.3. ‘‘Microprocessor microcircuits’’, 1,250 MSPS and having any of the following: ‘‘microcomputer microcircuits’’ and micro- a.5.b.2.a. A settling time less than 9 ns to controller microcircuits, manufactured from 0.024% of full scale from a full scale step; or a compound semiconductor and operating at a.5.b.2.b. A ‘Spurious Free Dynamic Range’ a clock frequency exceeding 40 MHz; (SFDR) greater than 68 dBc (carrier) when Note: 3A001.a.3 includes digital signal proc- synthesizing a full scale analog signal of 100 essors, digital array processors and digital co- MHz or the highest full scale analog signal processors. frequency specified below 100 MHz. a.4. [Reserved] Technical Notes: 1. ‘Spurious Free Dynamic a.5. Analog-to-Digital Converter (ADC) and Range’ (SFDR) is defined as the ratio of the Digital-to-Analog Converter (DAC) inte- RMS value of the carrier frequency (maximum grated circuits, as follows: signal component) at the input of the DAC to a.5.a. ADCs having any of the following: the RMS value of the next largest noise or har- a.5.a.1. A resolution of 8 bit or more, but monic distortion component at its output. less than 10 bit, with an output rate greater 2. SFDR is determined directly from the speci- than 1 billion words per second; fication table or from the characterization plots a.5.a.2. A resolution of 10 bit or more, but of SFDR versus frequency. less than 12 bit, with an output rate greater 3. A signal is defined to be full scale when its than 500 million words per second; amplitude is greater than ¥3 dBfs (full scale). a.5.a.3. A resolution of 12 bit or more, but 4. ‘Adjusted update rate’ for DACs is: less than 14 bit, with an output rate greater a. For conventional (non-interpolating) DACs, than 200 million words per second; the ‘adjusted update rate’ is the rate at which a.5.a.4. A resolution of 14 bit or more, but the digital signal is converted to an analog sig- less than 16 bit, with an output rate greater nal and the output analog values are changed than 250 million words per second; or by the DAC.For DACs where the interpolation a.5.a.5. A resolution of 16 bit or more with mode may be bypassed (interpolation factor of an output rate greater than 65 million words one), the DAC should be considered as a con- per second; ventional (non-interpolating) DAC. Technical Notes: 1. A resolution of n bit cor- b. For interpolating DACs (oversampling responds to a quantization of 2n levels. DACs), the ‘adjusted update rate’ is defined as 2. The number of bits in the output word is the DAC update rate divided by the smallest in- equal to the resolution of the ADC. terpolating factor. For interpolating DACs, the 3. The output rate is the maximum output rate ‘adjusted update rate’ may be referred to by dif- of the converter, regardless of architecture or ferent terms including: oversampling. • Input data rate 4. For ‘multiple channel ADCs’, the outputs • Input word rate are not aggregated and the output rate is the • Input sample rate maximum output rate of any single channel. • Maximum total input bus rate 5. For ‘interleaved ADCs’ or for ‘multiple • Maximum DAC clock rate for DAC clock channel ADCs’ that are specified to have an input. interleaved mode of operation, the outputs are a.6. Electro-optical and ‘‘optical integrated aggregated and the output rate is the maximum circuits’’, designed for ‘‘signal processing’’ combined total output rate of all of the outputs. and having all of the following: 6. Vendors may also refer to the output rate as a.6.a. One or more than one internal sampling rate, conversion rate or throughput ‘‘laser’’ diode;

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a.6.b. One or more than one internal light Technical Note: For purposes of 3A001.b, the detecting element; and parameter peak saturated power output may a.6.c. Optical waveguides; also be referred to on product data sheets as a.7. ‘Field programmable logic devices’ output power, saturated power output, max- having any of the following: imum power output, peak power output, or peak a.7.a. A maximum number of single-ended envelope power output. digital input/outputs of greater than 700; or b.1. Electronic vacuum tubes and cathodes, a.7.b. An ’aggregate one-way peak serial as follows: transceiver data rate’ of 500 Gb/s or greater; Note 1: 3A001.b.1 does not control tubes de- Note: 3A001.a.7 includes: signed or rated for operation in any frequency —Simple Programmable Logic Devices band and having all of the following: (SPLDs) a. Does not exceed 31.8 GHz; and —Complex Programmable Logic Devices b. Is ‘‘allocated by the ITU’’ for radio-commu- (CPLDs) nications services, but not for radio-determina- —Field Programmable Gate Arrays (FPGAs) tion. —Field Programmable Logic Arrays (FPLAs) —Field Programmable Interconnects (FPICs) Note 2: 3A001.b.1 does not control non-‘‘space- Technical Notes: 1. Maximum number of dig- qualified’’ tubes having all the following: ital input/outputs in 3A001.a.7.a is also referred (a) An average output power equal to or less to as maximum user input/outputs or maximum than 50 W; and available input/outputs, whether the integrated (b) Designed or rated for operation in any fre- circuit is packaged or bare die. quency band and having all of the following: 2. ’Aggregate one-way peak serial transceiver (1) Exceeds 31.8 GHz but does not exceed 43.5 data rate’ is the product of the peak serial one- GHz; and way transceiver data rate times the number of (2) Is ‘‘allocated by the ITU’’ for radio-com- transceivers on the FPGA. munications services, but not for radio-deter- a.8. [Reserved] mination. a.9. Neural network integrated circuits; b.1.a. Traveling wave tubes, pulsed or con- a.10. Custom integrated circuits for which tinuous wave, as follows: the function is unknown, or the control sta- b.1.a.1. Tubes operating at frequencies ex- tus of the equipment in which the integrated ceeding 31.8 GHz; circuits will be used is unknown to the man- b.1.a.2. Tubes having a cathode heater ele- ufacturer, having any of the following: ment with a turn on time to rated RF power a.10.a. More than 1,500 terminals; of less than 3 seconds; a.10.b. A typical ‘‘basic gate propagation b.1.a.3. Coupled cavity tubes, or derivatives delay time’’ of less than 0.02 ns; or thereof, with a ‘‘fractional bandwidth’’ of a.10.c. An operating frequency exceeding 3 more than 7% or a peak power exceeding 2.5 GHz; kW; a.11. Digital integrated circuits, other than b.1.a.4. Helix tubes, or derivatives thereof, those described in 3A001.a.3 to 3A001.a.10 and having any of the following: 3A001.a.12, based upon any compound semi- b.1.a.4.a. An ‘‘instantaneous bandwidth’’ of conductor and having any of the following: more than one octave, and average power a.11.a. An equivalent gate count of more (expressed in kW) times frequency (expressed than 3,000 (2 input gates); or in GHz) of more than 0.5; a.11.b. A toggle frequency exceeding 1.2 b.1.a.4.b. An ‘‘instantaneous bandwidth’’ of GHz; one octave or less, and average power (ex- a.12. Fast Fourier Transform (FFT) proc- pressed in kW) times frequency (expressed in essors having a rated execution time for an GHz) of more than 1; or N-point complex FFT of less than (N log2 N)/ 20,480 ms, where N is the number of points; b.1.a.4.c. Being ‘‘space-qualified’’; Technical Note: When N is equal to 1,024 b.1.b. Crossed-field amplifier tubes with a points, the formula in 3A001.a.12 gives an execu- gain of more than 17 dB; tion time of 500 μs. b.1.c. Impregnated cathodes designed for a.13. Direct Digital Synthesizer (DDS) inte- electronic tubes producing a continuous grated circuits having any of the following: emission current density at rated operating a.13.a. A Digital-to-Analog Converter conditions exceeding 5 A/cm2; (DAC) clock frequency of 3.5 GHz or more b.2. Microwave ‘‘Monolithic Integrated Cir- and a DAC resolution of 10 bit or more, but cuits’’ (MMIC) power amplifiers that are any less than 12 bit; or of the following: a.13.b. A DAC clock frequency of 1.25 GHz b.2.a. Rated for operation at frequencies or more and a DAC resolution of 12 bit or exceeding 2.7 GHz up to and including 6.8 more; GHz with a ‘‘fractional bandwidth’’ greater Technical Note: The DAC clock frequency than 15%, and having any of the following: may be specified as the master clock frequency b.2.a.1. A peak saturated power output or the input clock frequency. greater than 75 W (48.75 dBm) at any fre- b. Microwave or millimeter wave items, as quency exceeding 2.7 GHz up to and including follows: 2.9 GHz;

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b.2.a.2. A peak saturated power output b.3.a. Rated for operation at frequencies greater than 55 W (47.4 dBm) at any fre- exceeding 2.7 GHz up to and including 6.8 quency exceeding 2.9 GHz up to and including GHz and having any of the following: 3.2 GHz; b.3.a.1. A peak saturated power output b.2.a.3. A peak saturated power output greater than 400 W (56 dBm) at any frequency greater than 40 W (46 dBm) at any frequency exceeding 2.7 GHz up to and including 2.9 exceeding 3.2 GHz up to and including 3.7 GHz; GHz; or b.3.a.2. A peak saturated power output b.2.a.4. A peak saturated power output greater than 205 W (53.12 dBm) at any fre- greater than 20 W (43 dBm) at any frequency quency exceeding 2.9 GHz up to and including exceeding 3.7 GHz up to and including 6.8 3.2 GHz; GHz; b.3.a.3. A peak saturated power output b.2.b. Rated for operation at frequencies greater than 115 W (50.61 dBm) at any fre- exceeding 6.8 GHz up to and including 16 GHz quency exceeding 3.2 GHz up to and including with a ‘‘fractional bandwidth’’ greater than 3.7 GHz; or 10%, and having any of the following: b.3.a.4. A peak saturated power output b.2.b.1. A peak saturated power output greater than 60 W (47.78 dBm) at any fre- greater than 10 W (40 dBm) at any frequency quency exceeding 3.7 GHz up to and including exceeding 6.8 GHz up to and including 8.5 6.8 GHz; GHz; or b.3.b. Rated for operation at frequencies b.2.b.2. A peak saturated power output exceeding 6.8 GHz up to and including 31.8 greater than 5 W (37 dBm) at any frequency GHz and having any of the following: exceeding 8.5 GHz up to and including 16 b.3.b.1. A peak saturated power output GHz; greater than 50 W (47 dBm) at any frequency b.2.c. Rated for operation with a peak satu- exceeding 6.8 GHz up to and including 8.5 rated power output greater than 3 W (34.77 GHz; dBm) at any frequency exceeding 16 GHz up b.3.b.2. A peak saturated power output to and including 31.8 GHz, and with a ‘‘frac- greater than 15 W (41.76 dBm) at any fre- tional bandwidth’’ of greater than 10%; quency exceeding 8.5 GHz up to and including b.2.d. Rated for operation with a peak satu- 12 GHz; rated power output greater than 0.1n W (¥70 b.3.b.3. A peak saturated power output dBm) at any frequency exceeding 31.8 GHz up greater than 40 W (46 dBm) at any frequency to and including 37 GHz; exceeding 12 GHz up to and including 16 GHz; b.2.e. Rated for operation with a peak satu- or rated power output greater than 1 W (30 b.3.b.4. A peak saturated power output dBm) at any frequency exceeding 37 GHz up greater than 7 W (38.45 dBm) at any fre- to and including 43.5 GHz, and with a ‘‘frac- quency exceeding 16 GHz up to and including tional bandwidth’’ of greater than 10%; 31.8 GHz; b.2.f. Rated for operation with a peak satu- b.3.c. Rated for operation with a peak saturated power output greater than 31.62 mW (15 rated power output greater than 0.5 W (27 dBm) at any frequency exceeding 43.5 GHz up dBm) at any frequency exceeding 31.8 GHz up to and including 75 GHz, and with a ‘‘frac- to and including 37 GHz; tional bandwidth’’ of greater than 10%; b.3.d. Rated for operation with a peak satu- b.2.g. Rated for operation with a peak saturated power output greater than 1 W (30 rated power output greater than 10 mW (10 dBm) at any frequency exceeding 37 GHz up dBm) at any frequency exceeding 75 GHz up to and including 43.5 GHz; or to and including 90 GHz, and with a ‘‘frac- b.3.e. Rated for operation with a peak satu- tional bandwidth’’ of greater than 5%; or rated power output greater than 0.1 nW (¥70 b.2.h. Rated for operation with a peak dBm) at any frequency exceeding 43.5 GHz; saturated power output greater than 0.1 nW Note 1: The control status of a transistor, (¥70 dBm) at any frequency exceeding 90 whose rated operating frequency includes fre- GHz; quencies listed in more than one frequency Note 1: [Reserved] range, as defined by 3A001.b.3.a through Note 2: The control status of the MMIC whose 3A001.b.3.e, is determined by the lowest peak rated operating frequency includes frequencies saturated power output control threshold. listed in more than one frequency range, as de- Note 2: 3A001.b.3 includes bare dice, dice fined by 3A001.b.2.a through 3A001.b.2.h, is de- mounted on carriers, or dice mounted in pack- termined by the lowest peak saturated power ages. Some discrete transistors may also be re- output control threshold. ferred to as power amplifiers, but the status of Note 3: Notes 1 and 2 following the Category these discrete transistors is determined by 3 heading for product group A. Systems, Equip- 3A001.b.3. ment, and Components mean that 3A001.b.2 does b.4. Microwave solid state amplifiers and not control MMICs if they are ‘‘specially de- microwave assemblies/modules containing signed’’ for other applications, e.g., tele- microwave solid state amplifiers, that are communications, radar, automobiles. any of the following: b.3. Discrete microwave transistors that b.4.a. Rated for operation at frequencies are any of the following: exceeding 2.7 GHz up to and including 6.8

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GHz with a ‘‘fractional bandwidth’’ greater maximum operating frequency (in GHz) 2 2 than 15%, and having any of the following: squared [Psat > 400 W*GHz /fGHz ]; b.4.a.1. A peak saturated power output b.4.f.2. A ‘‘fractional bandwidth’’ of 5% or greater than 500 W (57 dBm) at any frequency greater; and exceeding 2.7 GHz up to and including 2.9 b.4.f.3. Any two sides perpendicular to one GHz; another with either length d (in cm) equal to b.4.a.2. A peak saturated power output or less than 15 divided by the lowest oper- greater than 270 W (54.3 dBm) at any fre- ating frequency in GHz [d ≤ 15 cm*GHz/fGHz]; quency exceeding 2.9 GHz up to and including Technical Note: 2.7 GHz should be used as the 3.2 GHz; lowest operating frequency (fGHz) in the formula b.4.a.3. A peak saturated power output in 3A001.b.4.f.3., for amplifiers that have a rated greater than 200 W (53 dBm) at any frequency operation range extending downward to 2.7 GHz exceeding 3.2 GHz up to and including 3.7 and below [d ≤ 15 cm*GHz/2.7 GHz]. GHz; or N.B.: MMIC power amplifiers should be evalu- b.4.a.4. A peak saturated power output ated against the criteria in 3A001.b.2. greater than 90 W (49.54 dBm) at any frequency exceeding 3.7 GHz up to and including Note 1: [Reserved] 6.8 GHz; Note 2: The control status of an item whose b.4.b. Rated for operation at frequencies rated operating frequency includes frequencies exceeding 6.8 GHz up to and including 31.8 listed in more than one frequency range, as de- GHz with a ‘‘fractional bandwidth’’ greater fined by 3A001.b.4.a through 3A001.b.4.e, is de- than 10%, and having any of the following: termined by the lowest peak saturated power b.4.b.1. A peak saturated power output output control threshold. greater than 70 W (48.54 dBm) at any fre- Note 3: 3A001.b.4 includes transmit/receive quency exceeding 6.8 GHz up to and including modules and transmit modules. 8.5 GHz; b.5. Electronically or magnetically tunable b.4.b.2. A peak saturated power output band-pass or band-stop filters, having more greater than 50 W (47 dBm) at any frequency than 5 tunable resonators capable of tuning exceeding 8.5 GHz up to and including 12 across a 1.5:1 frequency band (fmax/fmin) in less GHz; than 10 μs and having any of the following: b.4.b.3. A peak saturated power output b.5.a. A band-pass bandwidth of more than greater than 30 W (44.77 dBm) at any fre- 0.5% of center frequency; or quency exceeding 12 GHz up to and including b.5.b. A band-stop bandwidth of less than 16 GHz; or 0.5% of center frequency; b.4.b.4. A peak saturated power output b.6. [Reserved] greater than 20 W (43 dBm) at any frequency b.7. Converters and harmonic mixers, that exceeding 16 GHz up to and including 31.8 are any of the following: GHz; b.7.a. Designed to extend the frequency b.4.c. Rated for operation with a peak satu- range of ‘‘signal analyzers’’ beyond 90 GHz; rated power output greater than 0.5 W (27 b.7.b. Designed to extend the operating dBm) at any frequency exceeding 31.8 GHz up range of signal generators as follows: to and including 37 GHz; b.7.b.1. Beyond 90 GHz; b.4.d. Rated for operation with a peak satu- b.7.b.2. To an output power greater than rated power output greater than 2 W (33 100 mW (20 dBm) anywhere within the fre- dBm) at any frequency exceeding 37 GHz up quency range exceeding 43.5 GHz but not ex- to and including 43.5 GHz, and with a ‘‘frac- ceeding 90 GHz; tional bandwidth’’ of greater than 10%; b.7.c. Designed to extend the operating b.4.e. Rated for operation at frequencies range of network analyzers as follows: exceeding 43.5 GHz and having any of the fol- b.7.c.1. Beyond 110 GHz; lowing: b.7.c.2. To an output power greater than b.4.e.1. A peak saturated power output 31.62 mW (15 dBm) anywhere within the fre- greater than 0.2 W (23 dBm) at any frequency quency range exceeding 43.5 GHz but not ex- exceeding 43.5 GHz up to and including 75 ceeding 90 GHz; GHz, and with a ‘‘fractional bandwidth’’ of b.7.c.3. To an output power greater than 1 greater than 10%; mW (0 dBm) anywhere within the frequency b.4.e.2. A peak saturated power output range exceeding 90 GHz but not exceeding 110 greater than 20 mW (13 dBm) at any fre- GHz; or quency exceeding 75 GHz up to and including b.7.d. Designed to extend the frequency 90 GHz, and with a ‘‘fractional bandwidth’’ of range of microwave test receivers beyond 110 greater than 5%; or GHz; b.4.e.3. A peak saturated power output b.8. Microwave power amplifiers con- greater than 0.1 nW (¥70 dBm) at any fre- taining tubes controlled by 3A001.b.1 and quency exceeding 90 GHz; or having all of the following: b.4.f. Rated for operation at frequencies b.8.a. Operating frequencies above 3 GHz; above 2.7 GHz and all of the following: b.8.b. An average output power to mass b.4.f.1. A peak saturated power output (in ratio exceeding 80 W/kg; and 3 watts), Psat, greater than 400 divided by the b.8.c. A volume of less than 400 cm ; 878

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Note: 3A001.b.8 does not control equipment de- c. Acoustic wave devices as follows and signed or rated for operation in any frequency ‘‘specially designed’’ ‘‘components’’ therefor: band which is ‘‘allocated by the ITU’’ for radio- c.1. Surface acoustic wave and surface communications services, but not for radio-de- skimming (shallow bulk) acoustic wave determination. vices, having any of the following: b.9. Microwave power modules (MPM) con- c.1.a. A carrier frequency exceeding 6 GHz; sisting of, at least, a traveling wave tube, a c.1.b. A carrier frequency exceeding 1 GHz, microwave ‘‘monolithic integrated circuit’’ but not exceeding 6 GHz and having any of and an integrated electronic power condi- the following: tioner and having all of the following: c.1.b.1. A ‘frequency side-lobe rejection’ ex- b.9.a. A ‘turn-on time’ from off to fully ceeding 65 dB; operational in less than 10 seconds; c.1.b.2. A product of the maximum delay b.9.b. A volume less than the maximum time and the bandwidth (time in μs and rated power in Watts multiplied by 10 cm3/W; bandwidth in MHz) of more than 100; and b.9.c. An ‘‘instantaneous bandwidth’’ great- c.1.b.3. A bandwidth greater than 250 MHz; or er than 1 octave (fmax. >2fmin,) and having any of the following: c.1.b.4. A dispersive delay of more than 10 b.9.c.1. For frequencies equal to or less μs; or than 18 GHz, an RF output power greater c.1.c. A carrier frequency of 1 GHz or less than 100 W; or and having any of the following: b.9.c.2. A frequency greater than 18 GHz; c.1.c.1. A product of the maximum delay Technical Notes: 1. To calculate the volume in time and the bandwidth (time in μs and 3A001.b.9.b., the following example is provided: bandwidth in MHz) of more than 100; for a maximum rated power of 20 W, the volume c.1.c.2. A dispersive delay of more than 10 would be: 20 W × 10 cm3/W = 200 cm3. μs; or 2. The ‘turn-on time’ in 3A001.b.9.a. refers to c.1.c.3. A ‘frequency side-lobe rejection’ ex- the time from fully-off to fully operational, i.e., ceeding 65 dB and a bandwidth greater than it includes the warm-up time of the MPM. 100 MHz; b.10. Oscillators or oscillator assemblies, Technical Note: ‘Frequency side-lobe rejec- specified to operate with a single sideband tion’ is the maximum rejection value specified in (SSB) phase noise, in dBc/Hz, less (better) data sheet. than—(126 + 20log10F¥20log10f) anywhere c.2. Bulk (volume) acoustic wave devices within the range of 10 Hz ≤ F ≤ 10 kHz; that permit the direct processing of signals Technical Note: In 3A001.b.10, F is the offset at frequencies exceeding 6 GHz; from the operating frequency in Hz and f is the c.3. Acoustic-optic ‘‘signal processing’’ de- operating frequency in MHz. vices employing interaction between acous- b.11. ‘‘Frequency synthesizer’’ ‘‘electronic tic waves (bulk wave or surface wave) and assemblies’’ having a ‘‘frequency switching light waves that permit the direct processing time’’ as specified by any of the following: of signals or images, including spectral anal- b.11.a. Less than 156 ps; ysis, correlation or convolution; μ b.11.b. Less than 100 s for any frequency Note: 3A001.c does not control acoustic wave change exceeding 1.6 GHz within the syn- devices that are limited to a single band pass, thesized frequency range exceeding 4.8 GHz low pass, high pass or notch filtering, or reso- but not exceeding 10.6 GHz; nating function. b.11.c. Less than 250 μs for any frequency d. Electronic devices and circuits con- change exceeding 550 MHz within the syn- taining ‘‘components,’’ manufactured from thesized frequency range exceeding 10.6 GHz ‘‘superconductive’’ materials, ‘‘specially de- but not exceeding 31.8 GHz; signed’’ for operation at temperatures below b.11.d. Less than 500 μs for any frequency the ‘‘critical temperature’’ of at least one of change exceeding 550 MHz within the syn- the ‘‘superconductive’’ constituents and hav- thesized frequency range exceeding 31.8 GHz ing any of the following: but not exceeding 43.5 GHz; or b.11.e. Less than 1 ms for any frequency d.1. Current switching for digital circuits change exceeding 550 MHz within the syn- using ‘‘superconductive’’ gates with a prod- thesized frequency range exceeding 43.5 GHz uct of delay time per gate (in seconds) and power dissipation per gate (in watts) of less but not exceeding 56 GHz; ¥ b.11.f. Less than 1 ms for any frequency than 10 14 J; or change exceeding 2.2 GHz within the syn- d.2. Frequency selection at all frequencies thesized frequency range exceeding 56 GHz using resonant circuits with Q-values exceed- but not exceeding 90 GHz; or ing 10,000; b.11.g. Less than 1 ms within the syn- e. High energy devices as follows: thesized frequency range exceeding 90 GHz; e.1. ‘Cells’ as follows: N.B.: For general purpose ‘‘signal analyzers’’, e.1.a. ‘Primary cells’ having an ‘energy signal generators, network analyzers and micro- density’ exceeding 550 Wh/kg at 293 K (20 °C); wave test receivers, see 3A002.c, 3A002.d, 3A002.e e.1.b. ’Secondary cells’ having an ’energy and 3A002.f, respectively. density’ exceeding 350 Wh/kg at 293 K (20 °C);

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Technical Notes: 1. For the purpose of mination with an irradiance of 1,367 Watts 3A001.e.1., ‘energy density’ (Wh/kg) is cal- per square meter (W/m2); culated from the nominal voltage multiplied by Technical Note: ’AM0,’ or ‘Air Mass Zero,’ re- the nominal capacity in ampere-hours (Ah) di- fers to the spectral irradiance of sunlight in the vided by the mass in kilograms. If the nominal earth’s outer atmosphere when the distance be- capacity is not stated, energy density is cal- tween the earth and sun is one astronomical culated from the nominal voltage squared then unit (AU). multiplied by the discharge duration in hours f. Rotary input type absolute position divided by the discharge load in Ohms and the encoders having an ‘‘accuracy’’ equal to or mass in kilograms. less (better) than ±1.0 second of arc; 2. For the purpose of 3A001.e.1., a ‘cell’ is de- g. Solid-state pulsed power switching fined as an electrochemical device, which has thyristor devices and ‘thyristor modules’, positive and negative electrodes, an electrolyte, using either electrically, optically, or elec- and is a source of electrical energy. It is the tron radiation controlled switch methods basic building block of a battery. and having any of the following: 3. For the purpose of 3A001.e.1.a., a ‘primary g.1. A maximum turn-on current rate of cell’ is a ‘cell’ that is not designed to be charged rise (di/dt) greater than 30,000 A/μs and off- by any other source. state voltage greater than 1,100 V; or 4. For the purpose of 3A001.e.1.b., a ‘sec- g.2. A maximum turn-on current rate of ondary cell’ is a ‘cell’ that is designed to be rise (di/dt) greater than 2,000 A/μs and having charged by an external electrical source. all of the following: Note: 3A001.e. does not control batteries, in- g.2.a. An off-state peak voltage equal to or cluding single-cell batteries. greater than 3,000 V; and e.2. High energy storage capacitors as fol- g.2.b. A peak (surge) current equal to or lows: greater than 3,000 A; e.2.a. Capacitors with a repetition rate of Note 1: 3A001.g. includes: less than 10 Hz (single shot capacitors) and —Silicon Controlled Rectifiers (SCRs) having all of the following: —Electrical Triggering Thyristors (ETTs) e.2.a.1. A voltage rating equal to or more —Light Triggering Thyristors (LTTs) than 5 kV; —Integrated Gate Commutated Thyristors e.2.a.2. An energy density equal to or more (IGCTs) than 250 J/kg; and —Gate Turn-off Thyristors (GTOs) e.2.a.3. A total energy equal to or more —MOS Controlled Thyristors (MCTs) than 25 kJ; —Solidtrons e.2.b. Capacitors with a repetition rate of Note 2: 3A001.g. does not control thyristor de- 10 Hz or more (repetition rated capacitors) vices and ‘thyristor modules’ incorporated into and having all of the following: equipment designed for civil railway or ‘‘civil e.2.b.1. A voltage rating equal to or more aircraft’’ applications. than 5 kV; Technical Note: For the purposes of 3A001.g, a e.2.b.2. An energy density equal to or more ‘‘thyristor module’’ contains one or more than 50 J/kg; thyristor devices. e.2.b.3. A total energy equal to or more h. Solid-state power semiconductor switch- than 100 J; and es, diodes, or ‘modules’, having all of the fol- e.2.b.4. A charge/discharge cycle life equal lowing: to or more than 10,000; h.1. Rated for a maximum operating junc- e.3. ‘‘Superconductive’’ electromagnets and tion temperature greater than 488 K (215 °C); solenoids, ‘‘specially designed’’ to be fully h.2. Repetitive peak off-state voltage charged or discharged in less than one sec- (blocking voltage) exceeding 300 V; and ond and having all of the following: h.3. Continuous current greater than 1 A. Note: 3A001.e.3 does not control ‘‘super- Technical Note: For the purposes of 3A001.h, conductive’’ electromagnets or solenoids ‘‘spe- ‘modules’ contain one or more solid-state power cially designed’’ for Magnetic Resonance Imag- semiconductor switches or diodes. ing (MRI) medical equipment. Note 1: Repetitive peak off-state voltage in e.3.a. Energy delivered during the dis- 3A001.h includes drain to source voltage, col- charge exceeding 10 kJ in the first second; lector to emitter voltage, repetitive peak reverse e.3.b. Inner diameter of the current car- voltage and peak repetitive off-state blocking rying windings of more than 250 mm; and voltage. e.3.c. Rated for a magnetic induction of Note 2: 3A001.h. includes: more than 8 T or ‘‘overall current density’’ —Junction Field Effect Transistors (JFETs) in the winding of more than 300 A/mm2; —Vertical Junction Field Effect Transistors e.4. Solar cells, cell-interconnect- (VJFETs) coverglass (CIC) assemblies, solar panels, —Metal Oxide Semiconductor Field Effect and solar arrays, which are ‘‘space-quali- Transistors (MOSFETs) fied,’’ having a minimum average efficiency —Double Diffused Metal Oxide Semiconductor exceeding 20% at an operating temperature Field Effect Transistor (DMOSFET) of 301 K (28 °C) under simulated ‘AM0’ illu- —Insulated Gate Bipolar Transistor (IGBT)

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—High Electron Mobility Transistors 2. ‘Continuous throughput’ is the fastest data (HEMTs) rate the instrument can output to mass storage —Bipolar Junction Transistors (BJTs) without the loss of any information while sus- —Thyristors and Silicon Controlled Rectifiers taining the sampling rate and analog-to-digital (SCRs) conversion. —Gate Turn-Off Thyristors (GTOs) 3. For the purposes of 3A002.a.5.c, acquisition —Emitter Turn-Off Thyristors (ETOs) can be triggered internally or externally. —PiN Diodes a.6. Digital data recorders having all of the —Schottky Diodes following: Note 3: 3A001.h. does not apply to switches, a.6.a. A sustained ’continuous throughput’ diodes, or ’modules’, incorporated into equip- of more than 6.4 Gbit/s to disk or solid-state ment designed for civil automobile, civil railway, drive memory; and or ‘‘civil aircraft’’ applications. a.6.b. A processor that performs analysis of radio frequency signal data while it is being 3A002 General purpose ‘‘electronic assem- recorded; blies,’’ modules and equipment, as follows Technical Notes: 1. For recorders with a par- (see List of Items Controlled). allel bus architecture, the ’continuous through- LICENSE REQUIREMENTS put’ rate is the highest word rate multiplied by Reason for Control: NS, MT, AT the number of bits in a word. 2. ’Continuous throughput’ is the fastest data Country chart Control(s) (see supp. no. 1 to part 738) rate the instrument can record to disk or solid- state drive memory without the loss of any in- NS applies to entire entry ...... NS Column 2 formation while sustaining the input digital MT applies to 3A002.h when MT Column 1 data rate or digitizer conversion rate. the parameters in a.7. Real-time oscilloscopes having a 3A101.a.2.b are met or exceeded. vertical root-mean-square (rms) noise volt- AT applies to entire entry ...... AT Column 1 age of less than 2% of full-scale at the vertical scale setting that provides the low- REPORTING REQUIREMENTS: See § 743.1 of the est noise value for any input 3dB bandwidth EAR for reporting requirements for ex- of 60 GHz or greater per channel; ports under License Exceptions, and Vali- Note: 3A002.a.7 does not apply to equivalent- dated End-User authorizations. time sampling oscilloscopes. LIST BASED LICENSE EXCEPTIONS (SEE PART b. [Reserved] 740 FOR A DESCRIPTION OF ALL LICENSE EX- c. ‘‘Signal analyzers’’ as follows: CEPTIONS) c.1. ‘‘Signal analyzers’’ having a 3 dB reso- LVS: $3000: 3A002.a, .e, .f, and .g lution bandwidth (RBW) exceeding 10 MHz $5000: 3A002.c to .d, and .h (unless controlled anywhere within the frequency range exceed- for MT); ing 31.8 GHz but not exceeding 37 GHz; GBS: Yes, for 3A002.h (unless controlled for c.2. ‘‘Signal analyzers’’ having Displayed MT) Average Noise Level (DANL) less (better) CIV: Yes, for 3A002.h (unless controlled for than—150 dBm/Hz anywhere within the fre- MT) quency range exceeding 43.5 GHz but not ex- SPECIAL CONDITIONS FOR STA ceeding 90 GHz; STA: License Exception STA may not be c.3. ‘‘Signal analyzers’’ having a frequency used to ship any item in 3A002.g.1 to any of exceeding 90 GHz; the destinations listed in Country Group c.4. ‘‘Signal analyzers’’ having all of the A:6 (See Supplement No. 1 to part 740 of following: the EAR). c.4.a. ‘‘Real-time bandwidth’’ exceeding 170 LIST OF ITEMS CONTROLLED MHz; and Related Controls: See Category XV(e)(9) of the c.4.b. 100% probability of discovery with USML for certain ‘‘space-qualified’’ atomic less than a 3 dB reduction from full ampli- frequency standards ‘‘subject to the ITAR’’ tude due to gaps or windowing effects of sig- (see 22 CFR parts 120 through 130). See also nals having a duration of 15 μs or less; 3A101, 3A992 and 9A515.x. Note: 3A002.c.4 does not apply to those ‘‘sig- Related Definitions: Constant percentage nal analyzers’’ using only constant percentage bandwidth filters are also known as octave bandwidth filters (also known as octave or frac- or fractional octave filters. tional octave filters). Items: a. Recording equipment and oscillo- Technical Notes: 1. Probability of discovery in scopes, as follows: 3A002.c.4.b is also referred to as probability of a.1–a.5 [Reserved] intercept or probability of capture. N.B.: For waveform digitizers and transient 2. For the purposes of 3A002.c.4.b, the dura- recorders, see 3A002.h. tion for 100% probability of discovery is equiva- Technical Notes: 1. For those instruments lent to the minimum signal duration necessary with a parallel bus architecture, the ‘continuous for the specified level measurement uncertainty. throughput’ rate is the highest word rate multi- c.5. ‘‘Signal analyzers’’ having a ‘‘fre- plied by the number of bits in a word. quency mask trigger’’ function with 100%

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probability of trigger (capture) for signals pulse amplitude to the point on the trailing edge having a duration of 15 μs or less; that is 50% of the pulse amplitude. d. Signal generators having any of the fol- e. Network analyzers having any of the following: lowing: d.1. Specified to generate pulse-modulated e.1. An output power exceeding 31.62 mW signals having all of the following, anywhere (15 dBm) anywhere within the operating fre- within the frequency range exceeding 31.8 quency range exceeding 43.5 GHz but not ex- GHz but not exceeding 37 GHz: ceeding 90 GHz; d.1.a. ’Pulse duration’ of less than 25 ns; e.2. An output power exceeding 1 mW (0 and dBm) anywhere within the operating fre- d.1.b. On/off ratio equal to or exceeding 65 quency range exceeding 90 GHz but not ex- dB; ceeding 110 GHz; d.2. An output power exceeding 100 mW (20 e.3. ‘Nonlinear vector measurement dBm) anywhere within the frequency range functionality’ at frequencies exceeding 50 exceeding 43.5 GHz but not exceeding 90 GHz; GHz but not exceeding 110 GHz; or d.3. A ‘‘frequency switching time’’ as speci- Technical Note: ‘Nonlinear vector measure- fied by any of the following: ment functionality’ is an instrument’s ability to d.3.a. [Reserved]; analyze the test results of devices driven into d.3.b. Less than 100 μs for any frequency the large-signal domain or the non-linear distor- change exceeding 2.2 GHz within the fre- tion range. quency range exceeding 4.8 GHz but not ex- e.4. A maximum operating frequency exceeding 31.8 GHz; ceeding 110 GHz; d.3.c. [Reserved] f. Microwave test receivers having all of d.3.d. Less than 500 μs for any frequency the following: change exceeding 550 MHz within the fre- f.1. Maximum operating frequency exceed- quency range exceeding 31.8 GHz but not ex- ing 110 GHz; and f.2. Being capable of measuring amplitude ceeding 37 GHz; or and phase simultaneously; d.3.e. Less than 100 μs for any frequency g. Atomic frequency standards being any of change exceeding 2.2 GHz within the fre- the following: quency range exceeding 37 GHz but not ex- g.1. ‘‘Space-qualified’’; ceeding 90 GHz; g.2. Non-rubidium and having a long-term d.3.f. [Reserved] stability less (better) than 1 × 10¥11/month´ or d.4. Single sideband (SSB) phase noise, in g.3. Non-’’space-qualified’’ and having all dBc/Hz, specified as being any of the fol- of the following: lowing: g.3.a. Being a rubidium standard; ¥ d.4.a. Less (better) than—(126 + 20 log10 F g.3.b. Long-term stability less (better) 20log10f) for anywhere within the range of 10 than 1 × 10¥11/month´ and ≤ ≤ Hz F 10 kHz anywhere within the fre- g.3.c. Total power consumption of less than quency range exceeding 3.2 GHz but not ex- 1 Watt. ceeding 90 GHz; or h. ‘‘Electronic assemblies,’’ modules or ¥ d.4.b. Less (better) than—(206 20log10f) equipment, specified to perform all of the for anywhere within the range of 10 kHz < F following: ≤ 100 kHz anywhere within the frequency h.1. Analog-to-digital conversions meeting range exceeding 3.2 GHz but not exceeding 90 any of the following: GHz; or h.1.a. A resolution of 8 bit or more, but less TECHNICAL NOTE: In 3A002.d.4, F is the offset than 10 bit, with an input sample rate great- from the operating frequency in Hz and f is the er than 1.3 billion samples per second; operating frequency in MHz. h.1.b. A resolution of 10 bit or more, but d.5. A maximum frequency exceeding 90 less than 12 bit, with an input sample rate GHz; greater than 1.0 billion samples per second; Note 1: For the purpose of 3A002.d, signal gen- h.1.c. A resolution of 12 bit or more, but erators include arbitrary waveform and function less than 14 bit, with an input sample rate generators. greater than 1.0 billion samples per second; Note 2: 3A002.d does not control equipment in h.1.d. A resolution of 14 bit or more but which the output frequency is either produced less than 16 bit, with an input sample rate by the addition or subtraction of two or more greater than 400 million samples per second; crystal oscillator frequencies, or by an addition or or subtraction followed by a multiplication of h.1.e. A resolution of 16 bit or more with an the result. input sample rate greater than 180 million Technical Notes: 1. The maximum frequency samples per second; and of an arbitrary waveform or function generator h.2. Any of the following: is calculated by dividing the sample rate, in h.2.a. Output of digitized data; samples/second, by a factor of 2.5. h.2.b. Storage of digitized data; or 2. For the purposes of 3A002.d.1.a, ’pulse du- h.2.c. Processing of digitized data; ration’ is defined as the time interval from the N.B.: Digital data recorders, oscilloscopes, point on the leading edge that is 50% of the ‘‘signal analyzers,’’ signal generators, network

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analyzers and microwave test receivers, are a.1. ‘‘Specially designed’’ to meet military specified by 3A002.a.6, 3A002.a.7, 3A002.c, specifications for ruggedized equipment; 3A002.d, 3A002.e and 3A002.f, respectively. a.2. ‘‘Specially designed’’ for military use Technical Note: For multiple-channel ‘‘elec- and being any of the following types: tronic assemblies’’ or modules, control status is a.2.a. Analog-to-digital converter microcir- determined by the highest single-channel speci- cuits which are radiation-hardened or have fied performance. all of the following characteristics: Note: 3A002.h includes ADC cards, waveform a.2.a.1. Rated for operation in the tempera- digitizers, data acquisition cards, signal acquisi- ture range from below ¥54 °C to above +125 tion boards and transient recorders. °C; and a.2.a.2. Hermetically sealed; or 3A003 Spray cooling thermal management systems employing closed loop fluid han- a.2.b. Electrical input type analog-to-dig- dling and reconditioning equipment in a ital converter printed circuit boards or mod- sealed enclosure where a dielectric fluid ules, having all of the following characteris- is sprayed onto electronic ‘‘components’’ tics: using ‘‘specially designed’’ spray nozzles a.2.b.1. Rated for operation in the tempera- ¥ ° that are designed to maintain electronic ture range from below 45 C to above +80 ° ‘‘components’’ within their operating tem- C; and perature range, and ‘‘specially designed’’ a.2.b.2. Incorporating microcircuits identi- ‘‘components’’ therefore. fied in 3A101.a.2 .a; LICENSE REQUIREMENTS b. Accelerators capable of delivering elec- Reason for Control: NS, AT tromagnetic radiation produced by brems- strahlung from accelerated electrons of 2 Control(s) Country Chart (See Supp. MeV or greater, and systems containing No. 1 to part 738) those accelerators, usable for the ‘‘missiles’’ NS applies to entire entry ...... NS Column 2. or the subsystems of ‘‘missiles’’. AT applies to entire entry ...... AT Column 1. Note: 3A101.b above does not include equipment ‘‘specially designed’’ for medical purposes. LIST BASED LICENSE EXCEPTIONS (SEE PART 740 FOR A DESCRIPTION OF ALL LICENSE EX- 3A201 Electronic ‘‘parts’’ and ‘‘components,’’ CEPTIONS) other than those controlled by 3A001, as LVS: N/A follows (see List of Items Controlled). GBS: N/A Reason for Control: NP, AT CIV: N/A LIST OF ITEMS CONTROLLED Country Chart (See Supp. Control(s) No. 1 to part 738) Related Controls: N/A Related Definitions: N/A NP applies to entire entry ...... NP Column 1 Items: The list of items controlled is con- AT applies to entire entry ...... AT Column 1 tained in the ECCN heading. LIST BASED LICENSE EXCEPTIONS (SEE PART 3A101 Electronic equipment, devices, 740 FOR A DESCRIPTION OF ALL LICENSE EX- ‘‘parts’’ and ‘‘components,’’ other than CEPTIONS) those controlled by 3A001, as follows (see LVS: N/A List of Items Controlled). GBS: N/A LICENSE REQUIREMENTS Reason for Control: MT, AT CIV: N/A LIST OF ITEMS CONTROLLED Control(s) Country Chart (See Supp. Related Controls: (1) See ECCNs 3E001 (‘‘de- No. 1 to part 738) velopment’’ and ‘‘production’’) and 3E201 MT applies to entire entry ..... MT Column 1 (‘‘use’’) for technology for items controlled AT applies to entire entry ...... AT Column 1 under this entry. (2) Also see 3A001.e.2 (capacitors) and 3A001.e.3 (superconducting LIST BASED LICENSE EXCEPTIONS (SEE PART electromagnets). (3) Superconducting 740 FOR A DESCRIPTION OF ALL LICENSE EX- electromagnets ‘‘specially designed’’ or CEPTIONS) prepared for use in separating uranium iso- LVS: N/A topes are subject to the export licensing GBS: N/A authority of the Nuclear Regulatory Com- CIV: N/A mission (see 10 CFR part 110). LIST OF ITEMS CONTROLLED Related Definitions: N/A Related Controls: See also ECCN 3A002.h for Items: a. Pulse discharge capacitors having controls on analog-to-digital ‘‘electronic either of the following sets of characteris- assemblies,’’ modules or equipment. tics: Related Definitions: N/A a.1. Voltage rating greater than 1.4 kV, en- Items: a. Analog-to-digital converters usable ergy storage greater than 10 J, capacitance in ‘‘missiles,’’ and having any of the fol- greater than 0.5 μF, and series inductance lowing characteristics: less than 50 nH; or

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a.2. Voltage rating greater than 750 V, ca- usable as a variable frequency or fixed pacitance greater than 0.25 μF, and series in- frequency motor drive and have all of the ductance less than 10 nH; characteristics described in this ECCN b. Superconducting solenoidal (see List of Items Controlled). electromagnets having all of the following LICENSE REQUIREMENTS characteristics: Reason for Control: NP, AT b.1. Capable of creating magnetic fields greater than 2 T; Country Chart (See Supp. Control(s) No. 1 to part 738) b.2. A ratio of length to inner diameter greater than 2; NP applies to entire entry ...... NP Column 1 b.3. Inner diameter greater than 300 mm; AT applies to entire entry ...... AT Column 1 and b.4. Magnetic field uniform to better than LIST BASED LICENSE EXCEPTIONS (SEE PART 1% over the central 50% of the inner volume; 740 FOR A DESCRIPTION OF ALL LICENSE EX- Note: 3A201.b does not control magnets ‘‘spe- CEPTIONS) cially designed’’ for and exported ‘‘as parts of’’ LVS: N/A medical nuclear magnetic resonance (NMR) im- GBS: N/A aging systems. The phrase ‘‘as part of’’ does not CIV: N/A necessarily mean physical part in the same ship- LIST OF ITEMS CONTROLLED ment; separate shipments from different sources Related Controls: (1) See ECCN 3D201 for are allowed, provided the related export docu- ‘‘software’’ ‘‘specially designed’’ for the ments clearly specify that the shipments are dis- ‘‘use’’ of equipment described in this entry. patched ‘‘as part of’’ the imaging systems. (2) See ECCN 3D202 for ‘‘software’’ ‘‘spe- c. Flash X-ray generators or pulsed elec- cially designed’’ to enhance or release the tron accelerators having either of the fol- performance characteristics of frequency lowing sets of characteristics: changers or generators to meet or exceed c.1. An accelerator peak electron energy of the level of the performance characteris- 500 keV or greater, but less than 25 MeV, and tics described in this entry. (3) See ECCNs with a ‘‘figure of merit’’ (K) of 0.25 or great- 3E001 (‘‘development’’ and ‘‘production’’) er; or and 3E201 (‘‘use’’) for ‘‘technology’’ for c.2. An accelerator peak electron energy of items controlled under this entry. (4) Fre- 25 MeV or greater, and a ‘‘peak power’’ quency changers (a.k.a. converters or in- greater than 50 MW; verters) ‘‘specially designed’’ or prepared Note: 3A201.c does not control accelerators for use in separating uranium isotopes are that are ‘‘parts’’ or ‘‘components’’ of devices de- subject to the export licensing authority of signed for purposes other than electron beam or the Nuclear Regulatory Commission (see 10 X-ray radiation (electron microscopy, for exam- CFR part 110). ple) nor those designed for medical purposes. Related Definitions: N/A Technical Notes: (1) The ‘‘figure of merit’’ K Items: a. Multiphase output providing a is defined as: K = 1.7 × 103V 2.65Q. V is the peak power of 40 VA or greater; electron energy in million electron volts. If the b. Operating at a frequency of 600 Hz or accelerator beam pulse duration is less than or more; and equal to 1 μs, then Q is the total accelerated c. Frequency control better (less) than charge in Coulombs. If the accelerator beam 0.2%. pulse duration is greater than 1 μs, then Q is the Notes: 1. This ECCN controls frequency maximum accelerated charge in 1 μs. Q equals changers intended for use in specific industrial the intergral of i with respect to t, over the less- machinery and/or consumer goods (machine er of 1 μs or the time duration of the beam pulse tools, vehicles, etc.) only if the frequency chang- Q= ∫ idt), where i is beam current in amperes ers can meet the performance characteristics de- and t is time in seconds. scribed in this entry when removed from the ma- (2) ‘‘Peak power’’ = (peak potential in volts) chinery and/or goods. This Note does not ex- × (peak beam current in amperes). clude from control under this entry any fre- (3) In machines based on microwave accel- quency changer described herein that is the erating cavities, the time duration of the beam principal element of a non-controlled item and pulse is the lesser of 1 μs or the duration of the can feasibly be removed or used for other pur- bunched beam packet resulting from one micro- poses. wave modulator pulse. 2. To determine whether a particular fre- (4) In machines based on microwave accel- quency changer meets or exceeds the perform- erating cavities, the peak beam current is the ance characteristics described in this entry, both average current in the time duration of a hardware and ‘‘software’’ performance con- bunched beam packet. straints must be considered. Technical Notes: 1. Frequency changers con- 3A225 Frequency changers (a.k.a. controlled by this ECCN are also known as converters or inverters) and generators, ex- verters or inverters. cept those subject to the export licensing 2. The performance characteristics described authority of the Nuclear Regulatory Com- in this ECCN also may be met by certain equip- mission (see 10 CFR part 110), that are ment marketed as: Generators, electronic test

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equipment, AC power supplies, variable speed Related Controls: (1) See ECCNs 3E001 (‘‘de- motor drives, variable speed drives (VSDs), vari- velopment’’ and ‘‘production’’) and 3E201 able frequency drives (VFDs), adjustable fre- (‘‘use’’) for technology for items controlled quency drives (AFDs), or adjustable speed drives under this entry. (2) Also see ECCN 3A226. (ASDs). (3) Direct current power supplies ‘‘specially designed’’ or prepared for use in separating 3A226 High-power direct current power uranium isotopes are subject to the export supplies having both of the following licensing authority of the Nuclear Regu- characteristics (see List of Items Con- latory Commission (see 10 CFR part 110). trolled), excluding items that are subject Related Definitions: N/A to the export licensing authority of the Items: a. Capable of continuously producing, Nuclear Regulatory Commission (see 10 over a time period of 8 hours, 20 kV or great- CFR part 110). er with current output of 1 A or greater; and LICENSE REQUIREMENTS b. Current or voltage stability better than Reason for Control: NP, AT 0.1% over a time period of 8 hours. Country Chart (See Supp. Control(s) No. 1 to part 738) 3A228 Switching devices, as follows (see List of Items Controlled). NP applies to entire entry ...... NP Column 1 LICENSE REQUIREMENTS AT applies to entire entry ...... AT Column 1 Reason for Control: NP, AT

LIST BASED LICENSE EXCEPTIONS (SEE PART Control(s) Country Chart (See Supp. 740 FOR A DESCRIPTION OF ALL LICENSE EX- No. 1 to part 738) CEPTIONS) LVS: N/A NP applies to entire entry ...... NP Column 1 GBS: N/A AT applies to entire entry ...... AT Column 1 CIV: N/A LIST OF ITEMS CONTROLLED LIST BASED LICENSE EXCEPTIONS (SEE PART Related Controls: (1) See ECCNs 3E001 (‘‘de- 740 FOR A DESCRIPTION OF ALL LICENSE EX- velopment’’ and ‘‘production’’) and 3E201 CEPTIONS) (‘‘use’’) for technology for items controlled LVS: N/A under this entry. (2) Also see ECCN 3A227. GBS: N/A (3) Direct current power supplies ‘‘specially CIV: N/A designed’’ or prepared for use in separating LIST OF ITEMS CONTROLLED uranium isotopes are subject to the export Related Controls: (1) See ECCNs 3E001 (‘‘de- licensing authority of the Nuclear Regu- velopment’’ and ‘‘production’’) and 3E201 latory Commission (see 10 CFR part 110). (‘‘use’’) for technology for items controlled Related Definitions: N/A under this entry. Items: a. Capable of continuously producing, (2) Also see ECCN 3A991.k. over a time period of 8 hours, 100 V or great- Related Definitions: N/A er with current output of 500 A or greater; Items: a. Cold-cathode tubes, whether gas and filled or not, operating similarly to a spark b. Current or voltage stability better than gap, having all of the following characteris- 0.1% over a time period of 8 hours. tics: a.1. Containing three or more electrodes; 3A227 High-voltage direct current power a.2. Anode peak voltage rating of 2.5 kV or supplies, having both of the following more; characteristics (see List of Items Con- a.3. Anode peak current rating of 100 A or trolled), excluding items that are subject more; and to the export licensing authority of the a.4. Anode delay time of 10 μs or less. Nuclear Regulatory Commission (see 10 CFR part 110). Technical Note: 3A228.a includes gas krytron LICENSE REQUIREMENTS tubes and vacuum sprytron tubes. Reason for Control: NP, AT b. Triggered spark-gaps having both of the following characteristics: μ Control(s) Country Chart (See Supp. b.1. An anode delay time of 15 s or less; No. 1 to part 738) and NP applies to entire entry ...... NP Column 1 b.2. Rated for a peak current of 500 A or AT applies to entire entry ...... AT Column 1 more. c. Modules or assemblies with a fast LIST BASED LICENSE EXCEPTIONS (SEE PART switching function having all of the fol- 740 FOR A DESCRIPTION OF ALL LICENSE EX- lowing characteristics: CEPTIONS) c.1. Anode peak voltage rating greater LVS: N/A than 2 kV; GBS: N/A c.2. Anode peak current rating of 500 A or CIV: N/A more; and LIST OF ITEMS CONTROLLED c.3. Turn-on time of 1 μs or less.

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3A229 Firing sets and equivalent high-cur- 3A230 High-speed pulse generators, and rent pulse generators for detonators con- pulse heads therefor, having both of the trolled by 3A232 (see List of Items Con- following characteristics (see List of trolled). Items Controlled). LICENSE REQUIREMENTS LICENSE REQUIREMENTS Reason for Control: NP, AT, foreign policy Reason for Control: NP, AT

Control(s) Country chart (see Supp. No. Country Chart (See Supp. 1 to part 738) Control(s) No. 1 to part 738)

NP applies to entire entry ...... NP Column 1 NP applies to entire entry ...... NP Column 1 AT applies to entire entry ...... AT Column 1 AT applies to entire entry ...... AT Column 1 Russian industry sector sanc- See § 746.5 for specific li- tions apply to entire entry. cense requirements and li- LIST BASED LICENSE EXCEPTIONS (SEE PART cense review policy. 740 FOR A DESCRIPTION OF ALL LICENSE EX- CEPTIONS) LIST BASED LICENSE EXCEPTIONS (SEE PART LVS: N/A 740 FOR A DESCRIPTION OF ALL LICENSE EX- GBS: N/A CEPTIONS) CIV: N/A LVS: N/A LIST OF ITEMS CONTROLLED GBS: N/A Related Controls: (1) See ECCNs 3E001 (‘‘de- CIV: N/A velopment’’ and ‘‘production’’) and 3E201 LIST OF ITEMS CONTROLLED (‘‘use’’) for technology for items controlled (1) See ECCNs 3E001 and Related Controls: under this entry. (2) See ECCNs 3A002.d.1, 1E001 (’’development’’ and ‘‘production’’) 3A992.a and 3A999.d. and 3E201 and 1E201 (‘‘use’’) for technology Related Definitions: 1. In 3A230.b, the term for items controlled under this entry. (2) ‘‘pulse transition time’’ is defined as the See 1A007.a for explosive detonator firing time interval between 10% and 90% voltage sets designed to drive explosive detonators amplitude. 2. Pulse heads are impulse controlled by 1A007.b. (3) High explosives forming networks designed to accept a and related equipment for military use are voltage step function and shape it into a ‘‘subject to the ITAR’’ (see 22 CFR parts variety of pulse forms that can include rec- 120 through 130). tangular, triangular, step, impulse, expo- N/A Related Definitions: nential, or monocycle types. Pulse heads ECCN Controls: (1) Optically driven firing can be an integral part of the pulse gener- sets include both those employing laser ator, they can be a plug-in module to the initiation and laser charging. (2) Explo- device or they can be an externally con- sively driven firing sets include booth ex- nected device. plosive ferroelectric and explosive ferro- Items: a. Output voltage greater than 6 V into magnetic firing set types. (3) 3A229.b in- a resistive load of less than 55 ohms; and cludes xenon flash-lamp drivers. b. ‘‘Pulse transition time’’ less than 500 ps. Items: a. Detonator firing sets (initiation systems, firesets), including electronically- 3A231 Neutron generator systems, including charged, explosively-driven and optically- tubes, having both of the characteristics driven firing sets designed to drive multiple described in this ECCN (see List of Items controlled detonators controlled by 3A232; Controlled). b. Modular electrical pulse generators LICENSE REQUIREMENTS (pulsers) having all of the following charac- Reason for Control: NP, AT, foreign policy teristics: b.1. Designed for portable, mobile, or Control(s) Country chart (see Supp. No. ruggedized use; 1 to part 738) b.2. Capable of delivering their energy in NP applies to entire entry ...... NP Column 1 less than 15 μs into loads of less than 40 W AT applies to entire entry ...... AT Column 1 (ohms); Russian industry sector sanc- See § 746.5 for specific li- b.3. Having an output greater than 100 A; tions apply to entire entry. cense requirements and li- b.4. No dimension greater than 30 cm; cense review policy. b.5. Weight less than 30 kg; and b.6. Specified for use over an extended tem- LIST BASED LICENSE EXCEPTIONS (SEE PART perature range 223 K (¥50 °C) to 373 K (100 °C) 740 FOR A DESCRIPTION OF ALL LICENSE EX- or specified as suitable for aerospace applica- CEPTIONS) tions. LVS: N/A c. Micro-firing units having all of the fol- GBS: N/A lowing characteristics: CIV: N/A c.1. No dimension greater than 35 mm; LIST OF ITEMS CONTROLLED c.2. Voltage rating of equal to or greater Related Controls: See ECCNs 3E001 (‘‘develop- than 1 kV; and ment’’ and ‘‘production’’) and 3E201 (‘‘use’’) c.3. Capacitance of equal to or greater than for technology for items controlled under 100 nF. this entry.

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Related Definitions: N/A Control(s) Country Chart (See Supp. Items: a. Designed for operation without an No. 1 to part 738) external vacuum system; and NP applies to entire entry ...... NP Column 1 b. Utilizing electrostatic acceleration to AT applies to entire entry ...... AT Column 1 induce: b.1. A tritium-deuterium nuclear reaction; LIST BASED LICENSE EXCEPTIONS (SEE PART or 740 FOR A DESCRIPTION OF ALL LICENSE EX- b.2. A deuterium-deuterium nuclear reac- CEPTIONS) tion and capable of an output of 3 × 109 neu- LVS: N/A trons/s or greater. GBS: N/A CIV: N/A 3A232 Detonators and multipoint initiation LIST OF ITEMS CONTROLLED systems, as follows (see List of Items Con- Related Controls: (1) See ECCNs 3E001 (‘‘de- trolled). velopment’’ and ‘‘production’’) and 3E201 LICENSE REQUIREMENTS (‘‘use’’) for technology for items controlled Reason for Control: AT, RS, foreign policy under this entry. (2) Mass spectrometers ‘‘specially designed’’ or prepared for ana- Control(s) Country chart (See Supp. No. lyzing on-line samples of UF6 gas streams 1 to part 738) are subject to the export licensing authority of the Nuclear Regulatory Commission NP applies to entire entry ...... NP Column 1 (see 10 CFR part 110). AT applies to entire entry ...... AT Column 1 Related Definitions: N/A Russian industry sector sanc- See § 746.5 for specific li- tions apply to entire entry. cense requirements and li- Items: a. Inductively coupled plasma mass cense review policy. spectrometers (ICP/MS); b. Glow discharge mass spectrometers LIST BASED LICENSE EXCEPTIONS (SEE PART (GDMS); 740 FOR A DESCRIPTION OF ALL LICENSE EX- c. Thermal ionization mass spectrometers CEPTIONS) (TIMS); d. Electron bombardment mass spectrom- LVS: N/A eters having both of the following features: GBS: N/A d.1. A molecular beam inlet system that CIV: N/A injects a collimated beam of analyte mol- LIST OF ITEMS CONTROLLED ecules into a region of the ion source where Related Controls: (1) See ECCNs 0A604 and the molecules are ionized by an electron 1A007 for electrically driven explosive det- beam; and onators. (2) See ECCNs 3E001 (‘‘develop- d.2. One or more cold traps that can be ment’’ and ‘‘production’’) and 3E201 (‘‘use’’) cooled to a temperature of 193 K (¥80 °C) or for technology for items controlled under less in order to trap analyte molecules that this entry. (3) High explosives and related are not ionized by the electron beam; equipment for military use are ‘‘subject to e. Mass spectrometers equipped with a the ITAR’’ (see 22 CFR parts 120 through microfluorination ion source designed for 130). actinides or actinide fluorides. Related Definitions: N/A Technical Notes: 1. ECCN 3A233.d controls ECCN Controls: This entry does not control mass spectrometers that are typically used for detonators using only primary explosives, isotopic analysis of UF6 gas samples. such as lead azide. 2. Electron bombardment mass spectrometers Items: a. [Reserved] in ECCN 3A233.d are also known as electron im- b. Arrangements using single or multiple pact mass spectrometers or electron ionization detonators designed to nearly simulta- mass spectrometers. neously initiate an explosive surface over an 3. In ECCN 3A233.d.2, a ‘‘cold trap’’ is a de- area greater than 5,000 mm2 from a single fir- vice that traps gas molecules by condensing or ing signal with an initiation timing spread freezing them on cold surfaces. For the purposes over the surface of less than 2.5 μs. of this ECCN, a closed-loop gaseous helium Technical Note: The word initiator is some- cryogenic vacuum pump is not a cold trap. times used in place of the word detonator. 3A234 Striplines to provide low inductance 3A233 Mass spectrometers, capable of meas- path to detonators with the following uring ions of 230 atomic mass units or characteristics (see List of Items Con- greater and having a resolution of better trolled). LICENSE REQUIREMENTS than 2 parts in 230, and ion sources Reason for Control: NP, AT therefor, excluding items that are subject to the export licensing authority of the Country chart (see Supp. No. Nuclear Regulatory Commission (see 10 Control(s) 1 to part 738) CFR part 110). LICENSE REQUIREMENTS NP applies to entire entry ...... NP Column 1 AT applies to entire entry ...... AT Column 1 Reason for Control: NP, AT

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LIST BASED LICENSE EXCEPTIONS (SEE PART signed’’ for a military aircraft controlled 740 FOR A DESCRIPTION OF ALL LICENSE EX- by USML Category VIII or ECCN 9A610 are CEPTIONS) controlled by the catch-all control in LVS: N/A ECCN 9A610.x. Electronic components not GBS: N/A enumerated on the USML or another ‘‘600 CIV: N/A series’’ entry that are ‘‘specially designed’’ LIST OF ITEMS CONTROLLED for a military vehicle controlled by USML Related Controls: N/A Category VII or ECCN 0A606 are controlled Related Definitions: N/A by ECCN 0A606.x. Electronic components Items: a. Voltage rating greater than 2 kV; not enumerated on the USML that are and ‘‘specially designed’’ for a missile con- b. Inductance of less than 20 nH. trolled by USML Category IV are controlled by ECCN 9A604. (7) Certain radi- 3A611 Military electronics, as follows (see ation-hardened microelectronic circuits List of Items Controlled). are controlled by ECCN 9A515.d or 9A515.e, Reason for Control: NS, RS, AT, UN when ‘‘specially designed’’ for defense articles, ‘‘600 series’’ items, or items controlled Control(s) Country chart (see Supp. No. by 9A515. 1 to part 738) Related Definitions: N/A NS applies to entire entry ex- NS Column 1 Items: a. Electronic ‘‘equipment,’’ ‘‘end cept 3A611.y. items,’’ and ‘‘systems’’ ‘‘specially designed’’ RS applies to entire entry ex- RS Column 1 for a military application that are not enu- cept 3A611.y. merated or otherwise described in either a AT applies to entire entry ...... AT Column 1 USML category or another ‘‘600 series’’ UN applies to entire entry ex- See § 746.1(b) for UN con- cept 3A611.y. trols ECCN. Note to 3A611.a: ECCN 3A611.a includes any LIST BASED LICENSE EXCEPTIONS (SEE PART radar, telecommunications, acoustic or computer 740 FOR A DESCRIPTION OF ALL LICENSE EX- equipment, end items, or systems ‘‘specially de- CEPTIONS) signed’’ for military application that are not LVS: $1500 for 3A611.a, .d through .h and .x; N/ enumerated or otherwise described in any A for ECCN 3A611.c. USML category or controlled by another ‘‘600 GBS: N/A series’’ ECCN. CIV: N/A b. through d. [Reserved] SPECIAL CONDITIONS FOR STA e. High frequency (HF) surface wave radar STA: Paragraph (c)(2) of License Exception that maintains the positional state of mari- STA (§ 740.20(c)(2) of the EAR) may not be time surface or low altitude airborne objects used for any item in 3A611. of interest in a received radar signal through LIST OF ITEMS CONTROLLED time. Related Controls: (1) Electronic items that are Note to 3A611.e: ECCN 3A611.e does not apply enumerated in USML Category XI or other to systems, equipment, and assemblies ‘‘specially USML categories, and technical data (in- designed’’ for marine traffic control. cluding software) directly related thereto, f. Application specific integrated circuits are subject to the ITAR. (2) Application (ASICs) and programmable logic devices specific integrated circuits (ASICs) and (PLD) that are not controlled by paragraph programmable logic devices (PLD) that are .y of this entry and that are programmed for programmed for defense articles that are ‘‘600 series’’ items. subject to the ITAR are controlled in Note to paragraph .f: In this paragraph, the USML Category XI(c)(1). (3) See ECCN term ‘application specific integrated circuit’ 3A001.a.7 for controls on unprogrammed means an integrated circuit developed and pro- programmable logic devices (PLD). (4) duced for a specific application or function re- Printed circuit boards and populated cir- gardless of number of customers for which the cuit cards with a layout that is ‘‘specially integrated circuit is developed or produced. designed’’ for defense articles are con- g. Printed circuit boards and populated cir- trolled in USML Category XI(c)(2). (5) cuit card assemblies that are not controlled Multichip modules for which the pattern or by paragraph .y of this entry and for which layout is ‘‘specially designed’’ for defense the layout is ‘‘specially designed’’ for ‘‘600 articles are controlled in USML Category series’’ items. XI(c)(3). (6) Electronic items ‘‘specially de- h. Multichip modules that are not con- signed’’ for military application that are trolled by paragraph .y of this entry and for not controlled in any USML category but which the pattern or layout is ‘‘specially de- are within the scope of another ‘‘600 series’’ signed’’ for ‘‘600 series’’ items. ECCN or a 9x515 ECCN are controlled by i. through w. [Reserved] that ‘‘600 series’’ ECCN or 9x515 ECCN. For x. ‘‘Parts,’’ ‘‘components,’’ ‘‘accessories,’’ example, electronic components not enu- and ‘‘attachments’’ that are ‘‘specially de- merated on the USML or a ‘‘600 series’’ signed’’ for a commodity controlled by this other than 3A611 that are ‘‘specially de- entry or for an article controlled by USML

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Category XI, and not enumerated or de- y.20. Electrical guide pins; scribed in any USML category or in any y.21. Filtered and unfiltered mechanical paragraph other than the .x paragraph of an- switches; other 600 series ECCN or in paragraph .y of y.22. Thumbwheels; this entry. y.23. Fixed resistors; Note 1 to ECCN 3A611.x: ECCN 3A611.x in- y.24. Electrical jumpers; cludes ‘‘parts,’’ ‘‘components,’’ ‘‘accessories,’’ y.25. Grounding straps; and ‘‘attachments’’ ‘‘specially designed’’ for a y.26. Indicator dials; radar, telecommunications, acoustic system or y.27. Contactors; equipment or computer ‘‘specially designed’’ for y.28. Touchpads; military application that are neither controlled y.29. Mechanical caps; in any USML category nor controlled in any y.30. Mechanical plugs; paragraph other than the .x paragraph of an- y.31. Finger barriers; other ‘‘600 series’’ ECCN. y.32. Flip-guards; Note 2 to ECCN 3A611.x: ECCN 3A611.x con- y.33. Identification plates and nameplates; trols ‘‘parts’’ and ‘‘components’’ ‘‘specially de- y.34. Knobs; signed’’ for underwater sensors or projectors y.35. Hydraulic, pneumatic, fuel and lubri- controlled by USML Category XI(c)(12) con- cation gauges. taining single-crystal lead magnesium niobate Note to ECCN 3A611: When applying the lead titanate (PMN–PT) based piezoelectrics. ‘‘specially designed’’ definition to determine Note 3 to ECCN 3A611.x: ‘‘Parts,’’ ‘‘compo- whether a printed circuit board, populated cir- nents,’’ ‘‘accessories,’’ and ‘‘attachments’’ sub- cuit card assembly or multichip module is con- ject to the EAR and within the scope of any 600 trolled by paragraph .g, .h, .y.15 or .y.16 of this series .x entry that are of a type that are or entry, the layout of the board or assembly and would potentially be for use in or with multiple the pattern and layout of the module are the platforms (e.g., military electronics, military ve- only characteristics that need be evaluated hicles, and military aircraft) may be classified under the ‘‘specially designed’’ definition. under 3A611.x. 3A980 Voice print identification and anal- y. Specific ‘‘parts,’’ ‘‘components,’’ ‘‘ac- ysis equipment and ‘‘specially designed’’ cessories,’’ and ‘‘attachments’’ ‘‘specially de- ‘‘components’’ therefor, n.e.s. signed’’ for a commodity subject to control LICENSE REQUIREMENTS in a ‘‘600 series’’ ECCN or a defense article Reason for Control: CC and not elsewhere specified in any paragraph other than the .y paragraph of a ‘‘600 series’’ Control(s) Country Chart (See Supp. ECCN or the USML as follows, and ‘‘parts,’’ No. 1 to part 738) ‘‘components,’’ ‘‘accessories,’’ and ‘‘attach- CC applies to entire entry ..... CC Column 1 ments’’ ‘‘specially designed’’ therefore: y.1. Electrical connectors; LIST BASED LICENSE EXCEPTIONS (SEE PART y.2. Electric fans; 740 FOR A DESCRIPTION OF ALL LICENSE EX- y.3. Heat sinks; CEPTIONS) y.4. Joy sticks; LVS: N/A y.5. Mica paper capacitors; GBS: N/A y.6. Microphones; CIV: N/A y.7. Potentiometers; LIST OF ITEMS CONTROLLED y.8. Rheostats; Related Controls: N/A y.9. Electric connector backshells; Related Definitions: N/A y.10. Solenoids; Items: The list of items controlled is con- y.11. Speakers; tained in the ECCN heading. y.12. Trackballs; y.13. Electric transformers; 3A981 Polygraphs (except biomedical re- y.14. Application specific integrated cir- corders designed for use in medical facili- cuits (ASICs) and programmable logic de- ties for monitoring biological and vices (PLD) that are programmed for com- neurophysical responses); fingerprint modities controlled in the .y paragraph of analyzers, cameras and equipment, n.e.s.; any ‘‘600 series’’ ECCN; automated fingerprint and identification y.15. Printed circuit boards and populated retrieval systems, n.e.s.; psychological circuit card assemblies for which the layout stress analysis equipment; electronic is ‘‘specially designed’’ for an item con- monitoring restraint devices; and ‘‘spe- trolled by the .y paragraph of any ‘‘600 se- cially designed’’ ‘‘components’’ and ‘‘ac- ries’’ ECCN; cessories’’ therefor, n.e.s. y.16. Multichip modules for which the pat- LICENSE REQUIREMENTS tern or layout is ‘‘specially designed’’ for an Reason for Control: CC item in the .y paragraph of a ‘‘600 series’’ ECCN; Control(s) Country Chart (See Supp. y.17. Circuit breakers; No. 1 to part 738) y.18. Ground fault circuit interrupters; CC applies to entire entry ..... CC Column 1 y.19. Electrical contacts;

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LIST BASED LICENSE EXCEPTIONS (SEE PART b.1.b. Exceeding either of the following 740 FOR A DESCRIPTION OF ALL LICENSE EX- limits for all other EEPROM types: CEPTIONS) b.1.b.1. Exceeding 1 Mbit per package; or LVS: N/A b.1.b.2. Exceeding 256 kbit per package and GBS: N/A a maximum access time of less than 80 ns; CIV: N/A b.2. Static random access memories LIST OF ITEMS CONTROLLED (SRAMs) with a storage capacity: Related Controls: See ECCN 0A982 for other b.2.a. Exceeding 1 Mbit per package; or types of restraint devices. b.2.b. Exceeding 256 kbit per package and a Related Definitions: N/A maximum access time of less than 25 ns; Items: The list of items controlled is con- c. Analog-to-digital converters having any tained in the ECCN heading. of the following: Note to ECCN 3A981. In this ECCN, electronic c.1. A resolution of 8 bit or more, but less monitoring restraint devices are devices used to than 12 bit, with an output rate greater than record or report the location of confined persons 200 million words per second; for law enforcement or penal reasons. The term c.2. A resolution of 12 bit with an output does not include devices that confine memory rate greater than 105 million words per sec- impaired patents to appropriate medical facili- ond; ties. c.3. A resolution of more than 12 bit but 3A991 Electronic devices, and ‘‘components’’ equal to or less than 14 bit withan output not controlled by 3A001. rate greater than 10 million words per sec- LICENSE REQUIREMENTS ond; or Reason for Control: AT c.4. A resolution of more than 14 bit with an output rate greater than 2.5 million words per second. Control(s) Country Chart (See Supp. No. 1 to part 738) d. Field programmable logic devices having a maximum number of single-ended digital AT applies to entire entry ...... AT Column 1. input/outputs between 200 and 700; License Requirements Note: See § 744.17 of the e. Fast Fourier Transform (FFT) proc- EAR for additional license requirements for essors having a rated execution time for a microprocessors having a processing speed of 5 1,024 point complex FFT of less than 1 ms. GFLOPS or more and an arithmetic logic unit f. Custom integrated circuits for which ei- with an access width of 32 bit or more, including ther the function is unknown, or the control those incorporating ‘‘information security’’ status of the equipment in which the inte- functionality, and associated ‘‘software’’ and grated circuits will be used is unknown to ‘‘technology’’ for the ‘‘production’’ or ‘‘devel- the manufacturer, having any of the fol- opment’’ of such microprocessors. lowing: LIST BASED LICENSE EXCEPTIONS (SEE PART f.1. More than 144 terminals; or 740 FOR A DESCRIPTION OF ALL LICENSE EX- f.2. A typical ‘‘basic propagation delay CEPTIONS) time’’ of less than 0.4 ns. LVS: N/A g. Traveling wave tubes, pulsed or contin- GBS: N/A uous wave, as follows: CIV: N/A g.1. Coupled cavity tubes, or derivatives LIST OF ITEMS CONTROLLED thereof; Related Controls: N/A g.2. Helix tubes, or derivatives thereof, Related Definitions: N/A with any of the following: Items: a. ‘‘Microprocessor microcircuits’’, g.2.a. An ‘‘instantaneous bandwidth’’ of ‘‘microcomputer microcircuits’’, and micro- half an octave or more; and controller microcircuits having any of the g.2.b. The product of the rated average out- following: put power (expressed in kW) and the max- a.1. A performance speed of 5 GFLOPS or imum operating frequency (expressed in more and an arithmetic logic unit with an GHz) of more than 0.2; access width of 32 bit or more; g.2.c. An ‘‘instantaneous bandwidth’’ of a.2. A clock frequency rate exceeding 25 less than half an octave; and MHz; or g.2.d. The product of the rated average out- a.3. More than one data or instruction bus put power (expressed in kW) and the max- or serial communication port that provides a imum operating frequency (expressed in direct external interconnection between par- GHz) of more than 0.4; allel ‘‘microprocessor microcircuits’’ with a h. Flexible waveguides designed for use at transfer rate of 2.5 Mbyte/s. frequencies exceeding 40 GHz; b. Storage integrated circuits, as follows: i. Surface acoustic wave and surface skim- b.1. Electrical erasable programmable ming (shallow bulk) acoustic wave devices read-only memories (EEPROMs) with a stor- (i.e., ‘‘signal processing’’ devices employing age capacity; elastic waves in materials), having either of b.1.a. Exceeding 16 Mbits per package for the following: flash memory types; or i.1. A carrier frequency exceeding 1 GHz; or

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i.2. A carrier frequency of 1 GHz or less; m. Hydrogen/hydrogen-isotope thyratrons and of ceramic-metal construction and rate for a i.2.a. A frequency side-lobe rejection ex- peak current of 500 A or more; ceeding 55 Db; n. Digital integrated circuits based on any i.2.b. A product of the maximum delay compound semiconductor having an equiva- time and bandwidth (time in microseconds lent gate count of more than 300 (2 input and bandwidth in MHz) of more than 100; or gates). i.2.c. A dispersive delay of more than 10 o. Solar cells, cell-interconnect-coverglass microseconds. (CIC) assemblies, solar panels, and solar ar- j. Cells as follows: rays, which are ‘‘space qualified’’ and not j.1. Primary cells having an energy density controlled by 3A001.e.4. of 550 Wh/kg or less at 293 K (20 °C); 3A992 General purpose electronic equip- j.2. Secondary cells having an energy den- ment not controlled by 3A002. sity of 300 Wh/kg or less at 293 K (20 °C). LICENSE REQUIREMENTS Note: 3A991.j. does not control batteries, in- Reason for Control: AT cluding single cell batteries. Technical Notes: 1. For the purpose of 3A991.j Control(s) Country Chart (See Supp. energy density (Wh/kg) is calculated from the No. 1 to part 738) nominal voltage multiplied by the nominal ca- AT applies to entire entry ...... AT Column 1. pacity in ampere-hours divided by the mass in kilograms. If the nominal capacity is not stated, LIST BASED LICENSE EXCEPTIONS (SEE PART energy density is calculated from the nominal 740 FOR A DESCRIPTION OF ALL LICENSE EX- voltage squared then multiplied by the discharge CEPTIONS) duration in hours divided by the discharge load LVS: N/A in Ohms and the mass in kilograms. GBS: N/A 2. For the purpose of 3A991.j, a ‘cell’ is de- CIV: N/A fined as an electrochemical device, which has LIST OF ITEMS CONTROLLED positive and negative electrodes, and electrolyte, Related Controls: N/A and is a source of electrical energy. It is the Related Definitions: N/A basic building block of a battery. Items: a. Electronic test equipment, n.e.s. 3. For the purpose of 3A991.j.1, a ‘primary b. Digital instrumentation magnetic tape cell’ is a ‘cell’ that is not designed to be charged data recorders having any of the following by any other source. characteristics; 4. For the purpose of 3A991.j.2., a ‘secondary b.1. A maximum digital interface transfer cell’ is a ‘cell’ that is designed to be charged by rate exceeding 60 Mbit/s and employing hel- an external electrical source. ical scan techniques; k. ‘‘Superconductive’’ electromagnets or b.2. A maximum digital interface transfer solenoids ‘‘specially designed’’ to be fully rate exceeding 120 Mbit/s and employing charged or discharged in less than one fixed head techniques; or minute, having all of the following: b.3. ‘‘Space qualified’’; Note: 3A991.k does not control ‘‘super- c. Equipment, with a maximum digital conductive’’ electromagnets or solenoids de- interface transfer rate exceeding 60 Mbit/s, signed for Magnetic Resonance Imaging (MRI) designed to convert digital video magnetic medical equipment. tape recorders for use as digital instrumen- k.1. Maximum energy delivered during the tation data recorders; discharge divided by the duration of the dis- d. Non-modular analog oscilloscopes hav- charge of more than 500 kJ per minute; ing a bandwidth of 1 GHz or greater; k.2. Inner diameter of the current carrying e. Modular analog oscilloscope systems windings of more than 250 mm; and having either of the following characteris- k.3. Rated for a magnetic induction of tics: more than 8T or ‘‘overall current density’’ in e.1. A mainframe with a bandwidth of 1 the winding of more than 300 A/mm2. GHz or greater; or l. Circuits or systems for electromagnetic e.2. Plug-in modules with an individual energy storage, containing ‘‘components’’ bandwidth of 4 GHz or greater; manufactured from ‘‘superconductive’’ mate- f. Analog sampling oscilloscopes for the rials ‘‘specially designed’’ for operation at analysis of recurring phenomena with an ef- temperatures below the ‘‘critical tempera- fective bandwidth greater than 4 GHz; ture’’ of at least one of their ‘‘super- g. Digital oscilloscopes and transient re- conductive’’ constituents, having all of the corders, using analog-to-digital conversion following: techniques, capable of storing transients by l.1. Resonant operating frequencies exceed- sequentially sampling single-shot inputs at ing 1 MHz; successive intervals of less than 1 ns (greater l.2. A stored energy density of 1 MJ/M3 or than 1 giga-sample per second), digitizing to more; and 8 bits or greater resolution and storing 256 or l.3. A discharge time of less than 1 ms; more samples.

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Note: This ECCN controls the following ‘‘spe- B. ‘‘TEST’’, ‘‘INSPECTION’’ AND ‘‘PRODUCTION cially designed’’ ‘‘parts’’ and ‘‘components’’ for EQUIPMENT’’ analog oscilloscopes: 3B001 Equipment for the manufacturing of 1. Plug-in units; semiconductor devices or materials, as 2. External amplifiers; follows (see List of Items Controlled) and 3. Pre-amplifiers; ‘‘specially designed’’ ‘‘components’’ and 4. Sampling devices; ‘‘accessories’’ therefor. 5. Cathode ray tubes. LICENSE REQUIREMENTS Reason for Control: NS, AT 3A999 Specific Processing Equipment, n.e.s., as Follows (See List of Items Controlled). Country Chart (See Supp. Control(s) No. 1 to part 738) LICENSE REQUIREMENTS Reason for Control: AT NS applies to entire entry ...... NS Column 2 Control(s): AT applies to entire entry ...... AT Column 1 Country Chart. AT applies to entire entry. A license is required for items controlled by LIST BASED LICENSE EXCEPTIONS (SEE PART this entry to North Korea for anti-ter- 740 FOR A DESCRIPTION OF ALL LICENSE EX- CEPTIONS) rorism reasons. The Commerce Country LVS: $500 Chart is not designed to determine AT li- GBS: Yes, except a.3 (molecular beam censing requirements for this entry. See epitaxial growth equipment using gas § 742.19 of the EAR for additional informa- sources), .e (automatic loading multi- tion. chamber central wafer handling systems LIST BASED LICENSE EXCEPTIONS (SEE PART only if connected to equipment controlled 740 FOR A DESCRIPTION OF ALL LICENSE EX- by 3B001. a.3, or .f), and .f (lithography CEPTIONS) equipment). LVS: N/A CIV: Yes for equipment controlled by GBS: N/A 3B001.a.1 and a.2. CIV: N/A LIST OF ITEMS CONTROLLED LIST OF ITEMS CONTROLLED Related Controls: See also 3B991. Related Controls: (1) See also 3A225 (for fre- Related Definitions: N/A quency changers capable of operating in Items: a. Equipment designed for epitaxial growth as follows: the frequency range of 600 Hz and above), a.1. Equipment capable of producing a and 3A233. (2) Certain auxiliary systems, layer of any material other than silicon with equipment, ‘‘parts’’ and ‘‘components’’ for a thickness uniform to less than ±2.5% across isotope separation plants, made of or pro- a distance of 75 mm or more; tected by UF6 resistant materials are sub- Note: 3B001.a.1 includes atomic layer epitaxy ject to the export licensing authority of (ALE) equipment. the Nuclear Regulatory Commission (see 10 a.2. Metal Organic Chemical Vapor Deposi- CFR part 110). tion (MOCVD) reactors designed for com- Related Definitions: N/A pound semiconductor epitaxial growth of Items: a. Frequency changers capable of oper- material having two or more of the following ating in the frequency range from 300 up to elements: aluminum, gallium, indium, ar- 600 Hz, n.e.s; senic, phosphorus, antimony, or nitrogen; b. Mass spectrometers n.e.s; a.3. Molecular beam epitaxial growth c. All flash x-ray machines, and ‘‘parts’’ or equipment using gas or solid sources; ‘‘components’’ of pulsed power systems de- b. Equipment designed for ion implanta- signed thereof, including Marx generators, tion and having any of the following: high power pulse shaping networks, high b.1. [Reserved]; voltage capacitors, and triggers; b.2. Being designed and optimized to oper- d. Pulse amplifiers, n.e.s.; ate at a beam energy of 20 keV or more and a beam current of 10 mA or more for hydro- e. Electronic equipment for time delay gen, deuterium, or helium implant; generation or time interval measurement, as b.3. Direct write capability; follows: b.4. A beam energy of 65 keV or more and e.1. Digital time delay generators with a a beam current of 45 mA or more for high en- resolution of 50 nanoseconds or less over ergy oxygen implant into a heated semicon- time intervals of 1 microsecond or greater; or ductor material ‘‘substrate’’; or e.2. Multi-channel (three or more) or mod- b.5. Being designed and optimized to oper- ular time interval meter and chronometry ate at beam energy of 20keV or more and a equipment with resolution of 50 nanoseconds beam current of 10mA or more for silicon im- or less over time intervals of 1 microsecond plant into a semiconductor material ‘‘sub- or greater; strate’’ heated to 600 °C or greater; f. Chromatography and spectrometry ana- c. [Reserved] lytical instruments. d. [Reserved]

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e. Automatic loading multi-chamber cen- 2. For the purpose of 3B001.e, ‘sequential mul- tral wafer handling systems having all of the tiple wafer processing’ means the capability to following: process each wafer in different ‘semiconductor e.1. Interfaces for wafer input and output, process tools’, such as by transferring each to which more than two functionally dif- wafer from one tool to a second tool and on to ferent ‘semiconductor process tools’ con- a third tool with the automatic loading multi- trolled by 3B001.a.1, 3B001.a.2, 3B001.a.3 or chamber central wafer handling systems. 3B001.b are designed to be connected; and f. Lithography equipment as follows: e.2. Designed to form an integrated system in a vacuum environment for ‘sequential f.1. Align and expose step and repeat (di- multiple wafer processing’; rect step on wafer) or step and scan (scanner) Note: 3B001.e does not control automatic equipment for wafer processing using photo- robotic wafer handling systems ‘‘specially de- optical or X-ray methods and having any of signed’’ for parallel wafer processing. the following: Technical Notes: 1. For the purpose of f.1.a. A light source wavelength shorter 3B001.e, ‘semiconductor process tools’ refers to than 193 nm; or modular tools that provide physical processes f.1.b. Capable of producing a pattern with a for semiconductor production that are function- ‘‘Minimum Resolvable Feature size’’ (MRF) ally different, such as deposition, implant or of 45 nm or less; thermal processing.

f.2 Imprint lithography equipment capable f.4.b.1. A minimum beam size equal to or of production features of 45 nm or less; smaller than 15 nm; or Note: 3B001.f.2 includes: f.4.b.2. An overlay error less than 27 nm —Micro contact printing tools (mean + 3 sigma); —Hot embossing tools g. Masks and reticles, designed for inte- —Nano-imprint lithography tools grated circuits controlled by 3A001; —Step and flash imprint lithography (S–FIL) h. Multi-layer masks with a phase shift tools layer not specified by 3B001.g and having any f.3. Equipment ‘‘specially designed’’ for of the following: mask making having all of the following: h.1. Made on a mask ‘‘substrate blank’’ f.3.a. A deflected focused electron beam, from glass specified as having less than 7 nm/ ion beam or ‘‘laser’’ beam; and cm birefringence; or f.3.b. Having any of the following: h.2. Designed to be used by lithography f.3.b.1. A Full-Width Half-Maximum equipment having a light source wavelength (FWHM) spot size smaller than 65 nm and an image placement less than 17 nm (mean + 3 less than 245 nm; sigma); or Note: 3B001.h. does not control multi-layer f.3.b.2. [Reserved] masks with a phase shift layer designed for the f.3.b.3. A second-layer overlay error of less fabrication of memory devices not controlled by than 23 nm (mean + 3 sigma) on the mask; 3A001. f.4. Equipment designed for device proc- i. Imprint lithography templates designed essing using direct writing methods, having for integrated circuits by 3A001. all of the following: f.4.a. A deflected focused electron beam; 3B002 ‘‘Test equipment ‘‘specially designed’’ and for testing finished or unfinished semi- f.4.b. Having any of the following: conductor devices as follows (see List of

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Items Controlled) and ‘‘specially de- and that are not enumerated on the USML or signed’’ ‘‘components’’ and ‘‘accessories’’ controlled by another ‘‘600 series’’ ECCN. therefor. LICENSE REQUIREMENTS 3B991 Equipment not controlled by 3B001 Reason for Control: NS, AT for the manufacture of electronic ‘‘parts,’’ ‘‘components’’ and materials (see List of Items Controlled), and ‘‘specially de- Control(s) Country Chart (See Supp. No. 1 to part 738) signed’’ ‘‘parts,’’ ‘‘components’’ and ‘‘accessories’’ therefor. NS applies to entire entry ...... NS Column 2 LICENSE REQUIREMENTS AT applies to entire entry ...... AT Column 1 Reason for Control: AT LIST BASED LICENSE EXCEPTIONS (SEE PART Country Chart (See Supp. 740 FOR A DESCRIPTION OF ALL LICENSE EX- Control(s) No. 1 to part 738) CEPTIONS) LVS: $500 AT applies to entire entry ...... AT Column 1 GBS: Yes CIV: N/A LIST BASED LICENSE EXCEPTIONS (SEE PART LIST OF ITEMS CONTROLLED 740 FOR A DESCRIPTION OF ALL LICENSE EX- Related Controls: See also 3A999.a and 3B992. CEPTIONS) Related Definitions: N/A LVS: N/A Items: a. For testing S-parameters of tran- GBS: N/A sistor devices at frequencies exceeding 31.8 CIV: N/A GHz; LIST OF ITEMS CONTROLLED b. [Reserved] Related Controls: N/A c. For testing microwave integrated cir- Related Definitions: ‘Sputtering’ is an overlay cuits controlled by 3A001.b.2. coating process wherein positively charged ions are accelerated by an electric field to- 3B611 Test, inspection, and production com- wards the surface of a target (coating ma- modities for military electronics, as fol- terial). The kinetic energy of the impact- lows (see List of Items Controlled). ing ions is sufficient to cause target sur- LICENSE REQUIREMENTS face atoms to be released and deposited on Reason for Control: NS, RS, AT, UN the substrate. (NOTE: Triode, magnetron or radio frequency sputtering to increase ad- Control(s) Country chart hesion of coating and rate of deposition are (see Supp. No. 1 to part 738) ordinary modifications of the process.) NS applies to entire entry ...... NS Column 1 Items: a. Equipment ‘‘specially designed’’ for RS applies to entire entry ...... RS Column 1 the manufacture of electron tubes, optical AT applies to entire entry ...... AT Column 1 elements and ‘‘specially designed’’ ‘‘parts’’ UN applies to entire entry ..... See § 746.1(b) for UN con- and ‘‘components’’ therefor controlled by trols 3A001 or 3A991; b. Equipment ‘‘specially designed’’ for the LIST BASED LICENSE EXCEPTIONS (SEE PART manufacture of semiconductor devices, inte- 740 FOR A DESCRIPTION OF ALL LICENSE EX- grated circuits and ‘‘electronic assemblies’’, CEPTIONS) as follows, and systems incorporating or hav- LVS: $1500. ing the characteristics of such equipment: GBS: N/A Note: 3B991.b also controls equipment used or CIV: N/A modified for use in the manufacture of other de- SPECIAL CONDITIONS FOR STA vices, such as imaging devices, electro-optical STA: Paragraph (c)(2) of License Exception devices, acoustic-wave devices. STA (§ 740.20(c)(2) of the EAR) may not be b.1. Equipment for the processing of mate- used for any item in 3B611. rials for the manufacture of devices, ‘‘parts’’ LIST OF ITEMS CONTROLLED and ‘‘components’’ as specified in the head- Related Controls: N/A ing of 3B991.b, as follows: Related Definitions: N/A Note: 3B991 does not control quartz furnace Items: a. Test, inspection, and production end tubes, furnace liners, paddles, boats (except items and equipment ‘‘specially designed’’ ‘‘specially designed’’ caged boats), bubblers, cas- for the ‘‘development,’’ ‘‘production,’’ repair, settes or crucibles ‘‘specially designed’’ for the overhaul or refurbishing of items controlled processing equipment controlled by 3B991.b.1. in ECCN 3A611 (except 3A611.y) or USML b.1.a. Equipment for producing Category XI that are not enumerated in polycrystalline silicon and materials con- USML Category XI or controlled by another trolled by 3C001; ‘‘600 series’’ ECCN. b.1.b. Equipment ‘‘specially designed’’ for b. through w. [Reserved] purifying or processing III/V and II/VI semi- x. ‘‘Parts,’’ ‘‘components,’’ ‘‘accessories’’ conductor materials controlled by 3C001, and ‘‘attachments’’ that are ‘‘specially de- 3C002, 3C003, 3C004, or 3C005 except crystal signed’’ for a commodity listed in this entry pullers, for which see 3B991.b.1.c below;

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b.1.c. Crystal pullers and furnaces, as fol- Notes: 1. ‘‘Batch types’’ refers to machines not lows: ‘‘specially designed’’ for production processing Note: 3B991.b.1.c does not control diffusion of single wafers. Such machines can process two and oxidation furnaces. or more wafers simultaneously with common b.1.c.1. Annealing or recrystallizing equip- process parameters, e.g., RF power, tempera- ment other than constant temperature fur- ture, etch gas species, flow rates. naces employing high rates of energy trans- 2. ‘‘Single wafer types’’ refers to machines fer capable of processing wafers at a rate ex- ‘‘specially designed’’ for production processing ceeding 0.005 m2 per minute; of single wafers. These machines may use auto- b.1.c.2. ‘‘Stored program controlled’’ crys- matic wafer handling techniques to load a sin- tal pullers having any of the following char- gle wafer into the equipment for processing. The acteristics: definition includes equipment that can load and b.1.c.2.a. Rechargeable without replacing process several wafers but where the etching pa- the crucible container; rameters, e.g., RF power or end point, can be b.1.c.2.b. Capable of operation at pressures independently determined for each individual above 2.5 × 105 Pa; or wafer. b.1.c.2.c. Capable of pulling crystals of a di- b.1.i. ‘‘Chemical vapor deposition’’ (CVD) ameter exceeding 100 mm; equipment, e.g., plasma-enhanced CVD b.1.d. ‘‘Stored program controlled’’ equip- (PECVD) or photo-enhanced CVD, for semi- ment for epitaxial growth having any of the conductor device manufacturing, having ei- following characteristics: ther of the following capabilities, for deposi- b.1.d.1. Capable of producing a silicon layer tion of oxides, nitrides, metals or with a thickness uniform to less than ±2.5% polysilicon: across a distance of 200 mm or more; b.1.i.1. ‘‘Chemical vapor deposition’’ equipment operating below 105 Pa; or b.1.d.2. Capable of producing a layer of any b.1.i.2. PECVD equipment operating either material other than silicon with a thickness below 60 Pa (450 millitorr) or having auto- uniformity across the wafer of equal to or matic cassette-to-cassette and load lock better than ±3.5%; or wafer handling; b.1.d.3. Rotation of individual wafers dur- Note: 3B991.b.1.i does not control low pressure ing processing; ‘‘chemical vapor deposition’’ (LPCVD) systems b.1.e. Molecular beam epitaxial growth or reactive ‘‘sputtering’’ equipment. equipment; b.1.j. Electron beam systems ‘‘specially de- b.1.f. Magnetically enhanced ‘sputtering’ signed’’ or modified for mask making or equipment with ‘‘specially designed’’ inte- semiconductor device processing having any gral load locks capable of transferring wafers of the following characteristics: in an isolated vacuum environment; b.1.j.1. Electrostatic beam deflection; b.1.g. Equipment ‘‘specially designed’’ for b.1.j.2. Shaped, non-Gaussian beam profile; ion implantation, ion-enhanced or photo-en- b.1.j.3. Digital-to-analog conversion rate hanced diffusion, having any of the following exceeding 3 MHz; characteristics: b.1.j.4. Digital-to-analog conversion accu- b.1.g.1. Patterning capability; racy exceeding 12 bit; or b.1.g.2. Beam energy (accelerating voltage) b.1.j.5. Target-to-beam position feedback exceeding 200 keV; control precision of 1 micrometer or finer; b.1.g.3 Optimized to operate at a beam en- Note: 3B991.b.1.j does not control electron ergy (accelerating voltage) of less than 10 beam deposition systems or general purpose keV; or scanning electron microscopes. b.1.g.4. Capable of high energy oxygen im- b.1.k. Surface finishing equipment for the plant into a heated ‘‘substrate’’; processing of semiconductor wafers as fol- b.1.h. ‘‘Stored program controlled’’ equip- lows: ment for the selective removal (etching) by b.1.k.1. ‘‘Specially Designed’’ equipment means of anisotropic dry methods (e.g., plas- for backside processing of wafers thinner ma), as follows: than 100 micrometer and the subsequent sep- b.1.h.1. Batch types having either of the aration thereof; or following: b.1.k.2. ‘‘Specially Designed’’ equipment b.1.h.1.a. End-point detection, other than for achieving a surface roughness of the ac- optical emission spectroscopy types; or tive surface of a processed wafer with a two- b.1.h.1.b. Reactor operational (etching) sigma value of 2 micrometer or less, total in- pressure of 26.66 Pa or less; dicator reading (TIR); b.1.h.2. Single wafer types having any of Note: 3B991.b.1.k does not control single-side the following: lapping and polishing equipment for wafer sur- b.1.h.2.a. End-point detection, other than face finishing. optical emission spectroscopy types; b.1.l. Interconnection equipment which in- b.1.h.2.b. Reactor operational (etching) cludes common single or multiple vacuum pressure of 26.66 Pa or less; or chambers ‘‘specially designed’’ to permit the b.1.h.2.c. Cassette-to-cassette and load integration of any equipment controlled by locks wafer handling; 3B991 into a complete system;

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b.1.m. ‘‘Stored program controlled’’ equip- b.2.e. ‘‘Stored program controlled’’ equipment using ‘‘lasers’’ for the repair or trim- ment for the inspection of masks, reticles or ming of ‘‘monolithic integrated circuits’’ pellicles with: with either of the following characteristics: b.2.e.1. A resolution of 0.25 micrometer or b.1.m.1. Positioning accuracy less than ±1 finer; and micrometer; or b.2.e.2. A precision of 0.75 micrometer or b.1.m.2. Spot size (kerf width) less than 3 finer over a distance in one or two coordi- micrometer. nates of 63.5 mm or more; b.2. Masks, mask ‘‘substrates,’’ mask-mak- Note: 3B991.b.2.e does not control general pur- ing equipment and image transfer equipment pose scanning electron microscopes except when for the manufacture of devices, ‘‘parts’’ and ‘‘specially designed’’ and instrumented for auto- ‘‘components’’ as specified in the heading of matic pattern inspection. 3B991, as follows: b.2.f. Align and expose equipment for wafer Note: The term ‘‘masks’’ refers to those used production using photo-optical or X-ray in electron beam lithography, X-ray lithog- methods, e.g., lithography equipment, in- raphy, and ultraviolet lithography, as well as cluding both projection image transfer the usual ultraviolet and visible photo-lithog- equipment and step and repeat (direct step raphy. on wafer) or step and scan (scanner) equip- b.2.a. Finished masks, reticles and designs ment, capable of performing any of the fol- therefor, except: lowing functions: b.2.a.1. Finished masks or reticles for the Note: 3B991.b.2.f does not control photo-opti- production of unembargoed integrated cir- cal contact and proximity mask align and ex- cuits; or pose equipment or contact image transfer equip- b.2.a.2. Masks or reticles, having both of ment. the following characteristics: b.2.f.1. Production of a pattern size of less b.2.a.2.a. Their design is based on geome- than 2.5 micrometer; tries of 2.5 micrometer or more; and b.2.f.2. Alignment with a precision finer b.2.a.2.b. The design does not include spe- than ±0.25 micrometer (3 sigma); cial features to alter the intended use by b.2.f.3. Machine-to-machine overlay no bet- means of ‘‘production equipment’’ or ‘‘soft- ter than ±0.3 micrometer; or ware’’ b.2.f.4. A light source wavelength shorter b.2.b. Mask ‘‘substrates’’ as follows: than 400 nm; b.2.b.1. Hard surface (e.g., chromium, sil- b.2.g. Electron beam, ion beam or X-ray icon, molybdenum) coated ‘‘substrates’’ (e.g., equipment for projection image transfer ca- glass, quartz, sapphire) for the preparation of pable of producing patterns less than 2.5 mi- masks having dimensions exceeding 125 mm crometer; × 125 mm; or Note: For focused, deflected-beam systems (di- b.2.b.2. ‘‘Substrates’’ ‘‘specially designed’’ rect write systems), see 3B991.b.1.j or b.10. for X-ray masks; b.2.h. Equipment using ‘‘lasers’’ for direct b.2.c. Equipment, other than general pur- write on wafers capable of producing pat- pose computers, ‘‘specially designed’’ for terns less than 2.5 micrometer. computer aided design (CAD) of semicon- b.3. Equipment for the assembly of inte- ductor devices or integrated circuits; grated circuits, as follows: b.2.d. Equipment or machines, as follows, b.3.a. ‘‘Stored program controlled’’ die for mask or reticle fabrication: bonders having all of the following charac- b.2.d.1. Photo-optical step and repeat cam- teristics: eras capable of producing arrays larger than b.3.a.1. ‘‘specially designed’’ for ‘‘hybrid in- 100 mm × 100 mm, or capable of producing a tegrated circuits’; single exposure larger than 6 mm × 6 mm in b.3.a.2. X-Y stage positioning travel ex- the image (i.e., focal) plane, or capable of ceeding 37.5 × 37.5 mm; and producing line widths of less than 2.5 mi- b.3.a.3. Placement accuracy in the X-Y crometer in the photoresist on the ‘‘sub- plane of finer than ±10 micrometer; strate’; b.3.b. ‘‘Stored program controlled’’ equip- b.2.d.2. Mask or reticle fabrication equipment for producing multiple bonds in a sin- ment using ion or ‘‘laser’’ beam lithography gle operation (e.g., beam lead bonders, chip capable of producing line widths of less than carrier bonders, tape bonders); 2.5 micrometer; or b.3.c. Semi-automatic or automatic hot b.2.d.3. Equipment or holders for altering cap sealers, in which the cap is heated lo- masks or reticles or adding pellicles to re- cally to a higher temperature than the body move defects; of the package, ‘‘specially designed’’ for ce- Note: 3B991.b.2.d.1 and b.2.d.2 do not control ramic microcircuit packages controlled by mask fabrication equipment using photo-optical 3A001 and that have a throughput equal to or methods which was either commercially avail- more than one package per minute. able before the 1st January, 1980, or has a per- Note: 3B991.b.3 does not control general pur- formance no better than such equipment. pose resistance type spot welders.

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b.4. Filters for clean rooms capable of pro- b.3. ‘‘Stored program controlled’’ wafer viding an air environment of 10 or less par- probing equipment having any of the fol- ticles of 0.3 micrometer or smaller per 0.02832 lowing characteristics: m3 and filter materials therefor. b.3.a. Positioning accuracy finer than 3.5 micrometer; 3B992 Equipment not controlled by 3B002 b.3.b. Capable of testing devices having for the inspection or testing of electronic more than 68 terminals; or ‘‘components’’ and materials, (see List of b.3.c. Capable of testing at a frequency ex- Items Controlled) and ‘‘specially de- ceeding 1 GHz; signed’’ ‘‘parts,’’ ‘‘components’’ and ‘‘ac- b.4. Test equipment as follows: cessories’’ therefor. b.4.a. ‘‘Stored program controlled’’ equip- LICENSE REQUIREMENTS ment ‘‘specially designed’’ for testing dis- Reason for Control: AT crete semiconductor devices and Country Chart (See Supp. unencapsulated dice, capable of testing at Control(s) No. 1 to part 738) frequencies exceeding 18 GHz; Technical Note: Discrete semiconductor de- AT applies to entire entry ...... AT Column 1. vices include photocells and solar cells. b.4.b. ‘‘Stored program controlled’’ equip- LIST BASED LICENSE EXCEPTIONS (SEE PART ment ‘‘specially designed’’ for testing inte- 740 FOR A DESCRIPTION OF ALL LICENSE EX- grated circuits and ‘‘electronic assemblies’’ CEPTIONS) thereof, capable of functional testing: LVS: N/A b.4.b.1. At a ‘pattern rate’ exceeding 20 GBS: N/A MHz; CIV: N/A or b.4.b.2. At a ‘pattern rate’ exceeding 10 LIST OF ITEMS CONTROLLED Related Controls: See also 3A992.a. MHz but not exceeding 20 MHz and capable of Related Definitions: N/A testing packages of more than 68 terminals. Items: a. Equipment ‘‘specially designed’’ for Notes: 3B992.b.4.b does not control test equip- the inspection or testing of electron tubes, ment ‘‘specially designed’’ for testing: optical elements and ‘‘specially designed’’ 1. memories; ‘‘parts’’ and ‘‘components’’ therefor con- 2. ‘‘Assemblies’’ or a class of ‘‘electronic as- trolled by 3A001 or 3A991; semblies’’ for home and entertainment applica- b. Equipment ‘‘specially designed’’ for the tions; and inspection or testing of semiconductor de- 3. Electronic ‘‘parts,’’ ‘‘components,’’ ‘‘assem- vices, integrated circuits and ‘‘electronic as- blies’’ and integrated circuits not controlled by semblies’’, as follows, and systems incor- 3A001 or 3A991 provided such test equipment porating or having the characteristics of does not incorporate computing facilities with such equipment: ‘‘user accessible programmability’’. Note: 3B992.b also controls equipment used or Technical Note: For purposes of 3B992.b.4.b, modified for use in the inspection or testing of ‘pattern rate’ is defined as the maximum fre- other devices, such as imaging devices, electro- quency of digital operation of a tester. It is optical devices, acoustic-wave devices. therefore equivalent to the highest data rate b.1. ‘‘Stored program controlled’’ inspec- that a tester can provide in non-multiplexed tion equipment for the automatic detection mode. It is also referred to as test speed, max- of defects, errors or contaminants of 0.6 mi- imum digital frequency or maximum digital crometer or less in or on processed wafers, speed. ‘‘substrates’’, other than printed circuit b.4.c. Equipment ‘‘specially designed’’ for boards or chips, using optical image acquisi- determining the performance of focal-plane tion techniques for pattern comparison; arrays at wavelengths of more than 1,200 nm, Note: 3B992.b.1 does not control general pur- using ‘‘stored program controlled’’ measure- pose scanning electron microscopes, except when ments or computer aided evaluation and hav- ‘‘specially designed’’ and instrumented for auto- ing any of the following characteristics: matic pattern inspection. b.4.c.1. Using scanning light spot diameters b.2. ‘‘specially designed’’ ‘‘stored program of less than 0.12 mm; controlled’’ measuring and analysis equip- b.4.c.2. Designed for measuring photosensi- ment, as follows: tive performance parameters and for evalu- b.2.a. ‘‘specially designed’’ for the measure- ating frequency response, modulation trans- ment of oxygen or carbon content in semi- fer function, uniformity of responsivity or conductor materials; noise; or b.2.b. Equipment for line width measure- b.4.c.3. Designed for evaluating arrays ca- ment with a resolution of 1 micrometer or pable of creating images with more than 32 × finer; 32 line elements; b.2.c. ‘‘specially designed’’ flatness meas- b.5. Electron beam test systems designed urement instruments capable of measuring for operation at 3 keV or below, or ‘‘laser’’ deviations from flatness of 10 micrometer or beam systems, for non-contactive probing of less with a resolution of 1 micrometer or powered-up semiconductor devices having finer. any of the following:

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b.5.a. Stroboscopic capability with either GaN, InGaN, AlGaN, InAlN, InAlGaN, GaP, beam blanking or detector strobing; InGaP, AlInP or InGaAlP, independent of the b.5.b. An electron spectrometer for voltage sequence of the elements, except if the P-type measurements with a resolution of less than epitaxial layer is between N-type layers. 0.5 V; or b.5.c. Electrical tests fixtures for perform- 3C002 Resist materials as follows (see List ance analysis of integrated circuits; of Items Controlled) and ‘‘substrates’’ Note: 3B992.b.5 does not control scanning elec- coated with the following resists. tron microscopes, except when ‘‘specially de- Reason for Control: NS, AT signed’’ and instrumented for non-contactive probing of a powered-up semiconductor device. Country Chart (See Supp. Control(s) No. 1 to part 738) b.6. ‘‘Stored program controlled’’ multi- functional focused ion beam systems ‘‘spe- NS applies to entire entry ...... NS Column 2 cially designed’’ for manufacturing, repair- AT applies to entire entry ...... AT Column 1 ing, physical layout analysis and testing of masks or semiconductor devices and having LIST BASED LICENSE EXCEPTIONS (SEE PART either of the following characteristics: 740 FOR A DESCRIPTION OF ALL LICENSE EX- b.6.a. Target-to-beam position feedback CEPTIONS) control precision of 1 micrometer or finer; or LVS: $3000 b.6.b. Digital-to-analog conversion accu- GBS: Yes for 3C002.a provided that they are racy exceeding 12 bit; not also controlled by 3C002.b through .e. b.7. Particle measuring systems employing CIV: Yes for 3C002.a provided that they are ‘‘lasers’’ designed for measuring particle size not also controlled by 3C002.b through .e. and concentration in air having both of the LIST OF ITEMS CONTROLLED following characteristics: Related Controls: N/A b.7.a. Capable of measuring particle sizes of Related Definitions: N/A 0.2 micrometer or less at a flow rate of Items: a. Resists designed for semiconductor 0.02832 m3 per minute or more; and lithography as follows: b.7.b. Capable of characterizing Class 10 a.1. Positive resists adjusted (optimized) clean air or better. for use at wavelengths less than 245 nm but equal to or greater than 15 nm; C. ‘‘MATERIALS’’ a.2. Resists adjusted (optimized) for use at 3C001 Hetero-epitaxial materials consisting wavelengths less than 15 nm but greater than of a ‘‘substrate’’ having stacked 1 nm; epitaxially grown multiple layers of any b. All resists designed for use with electron of the following (see List of Items Con- beams or ion beams, with a sensitivity of 0.01 trolled). μcoulomb/mm2 or better; LICENSE REQUIREMENTS c. [Reserved] Reason for Control: NS, AT d. All resists optimized for surface imaging technologies; Control(s) Country Chart (See Supp. e. All resists designed or optimized for use No. 1 to part 738) with imprint lithography equipment speci- NS applies to entire entry ...... NS Column 2 fied by 3B001.f.2 that use either a thermal or AT applies to entire entry ...... AT Column 1 photo-curable process.

REPORTING REQUIREMENTS See § 743.1 of the 3C003 Organo-inorganic compounds as fol- EAR for reporting requirements for ex- lows (see List of Items Controlled). ports under License Exceptions, and Vali- LICENSE REQUIREMENTS dated End-User authorizations Reason for Control: NS, AT LIST BASED LICENSE EXCEPTIONS (SEE PART Country Chart (See Supp. 740 FOR A DESCRIPTION OF ALL LICENSE EX- Control(s) No. 1 to part 738) CEPTIONS) LVS: $3000 NS applies to entire entry ...... NS Column 2 GBS: N/A AT applies to entire entry ...... AT Column 1 CIV: N/A LIST OF ITEMS CONTROLLED LIST BASED LICENSE EXCEPTIONS (SEE PART Related Controls: This entry does not control 740 FOR A DESCRIPTION OF ALL LICENSE EX- equipment or material whose functionality CEPTIONS) has been unalterably disabled are not con- LVS: $3000 trolled. GBS: N/A Related Definitions: N/A CIV: N/A Items: a. Silicon (Si); LIST OF ITEMS CONTROLLED b. Germanium (Ge); Related Controls: This entry controls only c. Silicon Carbide (SiC); or compounds whose metallic, partly metallic d. ‘‘III/V compounds’’ of gallium or indium. or non-metallic element is directly linked Note: 3C001.d does not apply to a ‘‘substrate’’ to carbon in the organic part of the mol- having one or more P-type epitaxial layers of ecule.

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Related Definition: N/A bide, gallium nitride, aluminum nitride Items: a. Organo-metallic compounds of alu- or aluminum gallium nitride. minum, gallium or indium, having a purity LICENSE REQUIREMENTS (metal basis) better than 99.999%; Reason for Control: NS, AT b. Organo-arsenic, organo-antimony and organo-phosphorus compounds, having a pu- Control(s) Country Chart (See Supp. rity (inorganic element basis) better than No. 1 to part 738) 99.999%. NS applies to entire entry ...... NS Column 2. 3C004 Hydrides of phosphorus, arsenic or AT applies to entire entry ...... AT Column 1. antimony, having a purity better than 99.999%, even diluted in inert gases or hy- LIST BASED LICENSE EXCEPTIONS (SEE PART drogen. 740 FOR A DESCRIPTION OF ALL LICENSE EX- LICENSE REQUIREMENTS CEPTIONS) Reason for Control: NS, AT LVS: $3000 GBS: Yes Control(s) Country Chart (See Supp. CIV: Yes No. 1 to part 738) LIST OF ITEMS CONTROLLED NS applies to entire entry ...... NS Column 2 Related Controls: See ECCN 3D001 for related AT applies to entire entry ...... AT Column 1 ‘‘development’’ or ‘‘production’’ ‘‘software’’, ECCN 3E001 for related ‘‘develop- LIST BASED LICENSE EXCEPTIONS (SEE PART ment’’ and ‘‘production’’ ‘‘technology’’, 740 FOR A DESCRIPTION OF ALL LICENSE EX- and ECCN 3B991.b.1.b for related ‘‘produc- CEPTIONS) tion’’ equipment. LVS: $3000 Related Definition: N/A GBS: N/A Items: The list of items controlled is con- CIV: N/A tained in the ECCN heading. LIST OF ITEMS CONTROLLED Related Controls: N/A 3C992 Positive resists designed for semicon- Related Definition: N/A ductor lithography specially adjusted (op- Items: The list of items controlled is con- timized) for use at wavelengths between tained in the ECCN heading. 370 and 245 nm. Note: This entry does not control hydrides LICENSE REQUIREMENTS containing 20% molar or more of inert gases or Reason for Control: AT hydrogen. Control(s) Country Chart (See Supp. 3C005 Silicon carbide (SiC), gallium nitride No. 1 to part 738) (GaN), aluminum nitride (AlN) or alu- AT applies to entire entry ...... AT Column 1 minum gallium nitride (AlGaN) semiconductor ‘‘substrates’’, or ingots, boules, or LIST BASED LICENSE EXCEPTIONS (SEE PART other preforms of those materials, having resistivities greater than 10,000 ohm-cm 740 FOR A DESCRIPTION OF ALL LICENSE EX- at 20 ≥C. CEPTIONS) LICENSE REQUIREMENTS LVS: N/A Reason for Control: NS, AT GBS: N/A CIV: N/A Control(s) Country Chart (See Supp. LIST OF ITEMS CONTROLLED No. 1 to part 738) Related Controls: N/A NS applies to entire entry ...... NS Column 2. Related Definitions: N/A AT applies to entire entry ...... AT Column 1. Items: The list of items controlled is contained in the ECCN heading. LIST BASED LICENSE EXCEPTIONS (SEE PART 740 FOR A DESCRIPTION OF ALL LICENSE EX- D. ‘‘SOFTWARE’’ CEPTIONS) 3D001 ‘‘Software’’ ‘‘specially designed’’ for LVS: $3000 the ‘‘development’’ or ‘‘production’’ of GBS: Yes equipment controlled by 3A001.b to CIV: Yes 3A002.h or 3B (except 3B991 and 3B992). LIST OF ITEMS CONTROLLED LICENSE REQUIREMENTS Related Controls: See ECCN 3E001 for related Reason for Control: NS, AT development and production technology, and ECCN 3B991.b.1.b for related produc- Country Chart (See Supp. tion equipment. Control(s) No. 1 to part 738) Related Definition: N/A Items: The list of items controlled is con- NS applies to ‘‘software’’ for NS Column 1 tained in the ECCN heading. equipment controlled by 3A001.b to 3A001.h, 3C006 ‘‘Substrates’’ specified in 3C005 with 3A002, and 3B. AT applies to entire entry ...... AT Column 1 at least one epitaxial layer of silicon car-

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REPORTING REQUIREMENTS See § 743.1 of the terns in conductors, dielectrics or semi- EAR for reporting requirements for ex- conductor materials.. ports under License Exceptions, and Vali- LICENSE REQUIREMENTS dated End-User authorizations Reason for Control: NS, AT LIST BASED LICENSE EXCEPTIONS (SEE PART 740 FOR A DESCRIPTION OF ALL LICENSE EX- Country Chart (See Supp. Control(s) No. 1 to part 738) CEPTIONS) CIV: N/A NS applies to entire entry ...... NS Column 1 TSR: Yes, except for ‘‘software’’ ‘‘specially AT applies to entire entry ...... AT Column 1 designed’’ for the ‘‘development’’ or ‘‘production’’ of Traveling Wave Tube Ampli- LIST BASED LICENSE EXCEPTIONS (SEE PART fiers described in 3A001.b.8 having oper- 740 FOR A DESCRIPTION OF ALL LICENSE EX- ating frequencies exceeding 18 GHz. CEPTIONS) SPECIAL CONDITIONS FOR STA CIV: N/A STA: License Exception STA may not be TSR: Yes used to ship or transmit ‘‘software’’ ‘‘spe- LIST OF ITEMS CONTROLLED cially designed’’ for the ‘‘development’’ or Related Controls: N/A ‘‘production’’ of equipment specified by Related Definitions: (1) Libraries, design at- 3A002.g.1 or 3B001.a.2 to any of the destina- tributes or associated data for the design tions listed in Country Group A:6 (See Sup- of semiconductor devices or integrated cir- plement No. 1 to part 740 of the EAR). cuits are considered as ‘‘technology’’. (2) LIST OF ITEMS CONTROLLED ‘Physics-based’ in 3D003 means using com- Related Controls: N/A putations to determine a sequence of phys- Related Definitions: N/A ical cause and effect events based on phys- Items: The list of items controlled is conical properties (e.g., temperature, pressure, tained in the ECCN heading. diffusion constants and semiconductor materials properties). 3D002 ‘‘ Software’’ ‘‘specially designed’’ for Items: The list of items controlled is con- the ‘‘use’’ of equipment controlled by tained in the ECCN heading. 3B001.a to .f, or 3B002. LICENSE REQUIREMENTS 3D004 ‘‘Software’’ ‘‘specially designed’’ for Reason for Control: NS, AT the ‘‘development’’ of equipment controlled by 3A003. Control(s) Country Chart (See Supp. LICENSE REQUIREMENTS No. 1 to part 738) Reason for Control: NS, AT NS applies to entire entry ...... NS Column 1 AT applies to entire entry ...... AT Column 1 Country Chart (See Supp. Control(s) No. 1 to part 738)

License Requirements Note: See § 744.17 of the NS applies to entire entry ...... NS Column 1 EAR for additional license requirements for AT applies to entire entry ...... AT Column 1 microprocessors having a processing speed of 5 GFLOPS or more and an arithmetic logic unit LIST BASED LICENSE EXCEPTIONS (SEE PART with an access width of 32 bit or more, including 740 FOR A DESCRIPTION OF ALL LICENSE EX- those incorporating ‘‘information security’’ CEPTIONS) functionality, and associated ‘‘software’’ and CIV: N/A ‘‘technology’’ for the ‘‘production’’ or ‘‘devel- TSR: Yes opment’’ of such microprocessors. LIST OF ITEMS CONTROLLED REPORTING REQUIREMENTS See § 743.1 of the Related Controls: N/A EAR for reporting requirements for ex- Related Definitions: N/A ports under License Exceptions, and Vali- Items: The list of items controlled is con- dated End-User authorizations tained in the ECCN heading. LIST BASED LICENSE EXCEPTIONS (SEE PART 740 FOR A DESCRIPTION OF ALL LICENSE EX- 3D101 ‘‘Software’’ ‘‘specially designed’’ or CEPTIONS) modified for the ‘‘use’’ of equipment con- CIV: N/A trolled by 3A101.b. TSR: Yes LICENSE REQUIREMENTS LIST OF ITEMS CONTROLLED Reason for Control: MT, AT Related Controls: Also see 3D991. Country Chart (See Supp. Related Definitions: N/A Control(s) No. 1 to part 738) Items: The list of items controlled is contained in the ECCN heading. MT applies to entire entry ..... MT Column 1 AT applies to entire entry ...... AT Column 1 3D003 ‘Physics-based’ simulation ‘‘software’’ ‘‘specially designed’’ for the ‘‘develop- LIST BASED LICENSE EXCEPTIONS (SEE PART ment’’ of lithographic, etching or deposi- 740 FOR A DESCRIPTION OF ALL LICENSE EX- tion processes for translating masking CEPTIONS) patterns into specific topographical pat- CIV: N/A

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TSR: N/A istics of equipment controlled by ECCN LIST OF ITEMS CONTROLLED 3A225. Related Controls: N/A Related Definitions: N/A 3D611 ‘‘Software’’ ‘‘specially designed’’ for Items: The list of items controlled is con- military electronics, as follows (see List tained in the ECCN heading. of Items Controlled). LICENSE REQUIREMENTS 3D201 ‘‘Software’’ ‘‘specially designed’’ for Reason for Control: NS, RS, AT, UN the ‘‘use’’ of equipment described in Country chart ECCN 3A225. Control(s) (see Supp. No. 1 to part 738) LICENSE REQUIREMENTS Reason for Control: NP, AT NS applies to entire entry ex- NS Column 1 cept 3D611.y. Country chart (see Supp. No. RS applies to entire entry ex- RS Column 1 Control(s) 1 to part 738) cept 3D611.y. AT applies to entire entry ...... AT Column 1 NP applies to entire entry ...... NP Column 1 UN applies to entire entry ex- See § 746.1(b) for UN con- AT applies to entire entry ...... AT Column 1 cept 3D611.y. trols

LIST BASED LICENSE EXCEPTIONS (SEE PART LIST BASED LICENSE EXCEPTIONS (SEE PART 740 FOR A DESCRIPTION OF ALL LICENSE EX- 740 FOR A DESCRIPTION OF ALL LICENSE EX- CEPTIONS) CEPTIONS) CIV: N/A CIV: N/A TSR: N/A TSR: N/A LIST OF ITEMS CONTROLLED SPECIAL CONDITIONS FOR STA Related Controls: See ECCN 3E202 (‘‘develop- STA: 1. Paragraph (c)(2) of License Exception ment,’’ ‘‘production,’’ and ‘‘use’’) for STA (§ 740.20(c)(2) of the EAR) may not be ‘‘technology’’ for items controlled under used for any ‘‘software’’ in 3D611. 2. Except this entry. for ‘‘build-to-print’’ software, License Ex- Related Definitions: N/A ception STA is not eligible for software Items: The list of items controlled is con- enumerated in ECCN 3D611.b. tained in the ECCN heading. LIST OF ITEMS CONTROLLED Related Controls: ‘‘Software’’ directly related 3D202 ‘‘Software’’ ‘‘specially designed’’ to en- to articles enumerated in USML Category hance or release the performance charac- XI is controlled in USML Category XI(d). teristics of frequency changers or genera- Related Definitions: N/A tors to meet or exceed the level of the Items: a. ‘‘Software’’ ‘‘specially designed’’ for performance characteristics described in the ‘‘development,’’ ‘‘production,’’ operation, ECCN 3A225. or maintenance of commodities controlled LICENSE REQUIREMENTS by ECCN 3A611 (other than 3A611.y) and Reason for Control: NP, AT 3B611. b. ‘‘Software’’ ‘‘specially designed’’ for the ‘‘development,’’ ‘‘production,’’ operation or Control(s) Country chart (see Supp. No. 1 to part 738) maintenance of technology in ECCN 3E611.b. c. through x. [Reserved] NP applies to entire entry ...... NP Column 1 y. ‘‘Software’’ ‘‘specially designed’’ for the AT applies to entire entry ...... AT Column 1 ‘‘production,’’ ‘‘development,’’ operation or maintenance of commodities enumerated in LIST BASED LICENSE EXCEPTIONS (SEE PART ECCNs 3A611.y. 740 FOR A DESCRIPTION OF ALL LICENSE EX- CEPTIONS) 3D980 ‘‘Software’’ ‘‘specially designed’’ for CIV: N/A the ‘‘development,’’ ‘‘production’’ or ‘‘use’’ TSR: N/A of commodities controlled by 3A980 and LIST OF ITEMS CONTROLLED 3A981. Related Controls: See ECCN 3E202 (‘‘develop- LICENSE REQUIREMENTS ment,’’ ‘‘production,’’ and ‘‘use’’) for Reason for Control: CC, AT ‘‘technology’’ for items controlled under this entry. Control(s) Country Chart (See Supp. Related Definitions: N/A No. 1 to part 738) Items: a. ‘‘Software’’ or encryption keys/ CC applies to entire entry ..... CC Column 1 codes ‘‘specially designed’’ to enhance or re- AT applies to entire entry ...... AT Column 1 lease the performance characteristics of equipment not controlled by ECCN 3A225, so LIST BASED LICENSE EXCEPTIONS (SEE PART that such equipment meets or exceeds the 740 FOR A DESCRIPTION OF ALL LICENSE EX- performance characteristics of equipment CEPTIONS) controlled by that ECCN. CIV: N/A b. ‘‘Software’’ ‘‘specially designed’’ to en- TSR: N/A hance or release the performance character- LIST OF ITEMS CONTROLLED

901

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Related Controls: N/A Country Chart (See Supp. Related Definitions: N/A Control(s) No. 1 to part 738) Items: The list of items controlled is contained in the ECCN heading. AT applies to entire entry ...... AT Column 1.

3D991 ‘‘Software’’ ‘‘specially designed’’ for License Requirements Note: See § 744.17 of the the ‘‘development,’’ ‘‘production’’ or ‘‘use’’ EAR for additional license requirements for of electronic devices, ‘‘parts’’ or ‘‘compo- microprocessors having a processing speed of 5 nents’’ controlled by 3A991, general pur- GFLOPS or more and an arithmetic logic unit pose electronic equipment controlled by with an access width of 32 bit or more, including 3A992, or manufacturing and test equip- those incorporating ‘‘information security’’ ment controlled by 3B991 and 3B992; or functionality, and associated ‘‘software’’ and ‘‘software’’ ‘‘specially designed’’ for the ‘‘technology’’ for the ‘‘production’’ or ‘‘devel- ‘‘use’’ of equipment controlled by 3B001.g opment’’ of such microprocessors. and .h. REPORTING REQUIREMENTS See § 743.1 of the LICENSE REQUIREMENTS EAR for reporting requirements for ex- Reason for Control: AT ports under License Exceptions, and Vali- dated End-User authorizations Control(s) Country Chart (See Supp. LIST BASED LICENSE EXCEPTIONS (SEE PART No. 1 to part 738) 740 FOR A DESCRIPTION OF ALL LICENSE EX- AT applies to entire entry ...... AT Column 1 CEPTIONS) CIV: Yes for ‘‘Technology’’ According to the License Requirements Note: See § 744.17 of the General Technology Note for the ‘‘Devel- EAR for additional license requirements for opment’’ or ‘‘Production of Equipment in microprocessors having a processing speed of 5 3B001.c. GFLOPS or more and an arithmetic logic unit TSR: Yes, except N/A for MT, and ‘‘tech- with an access width of 32 bit or more, including nology’’ for the ‘‘development’’ or ‘‘pro- those incorporating ‘‘information security’’ duction’’ of: (a) Traveling Wave Tube Am- functionality, and associated ‘‘software’’ and plifiers described in 3A001.b.8, having oper- ‘‘technology’’ for the ‘‘production’’ or ‘‘devel- ating frequencies exceeding 19 GHz; (b) opment’’ of such microprocessors. solar cells, coverglass-interconnect-cells or LIST BASED LICENSE EXCEPTIONS (SEE PART covered-interconnect-cells (CIC) ‘‘assem- 740 FOR A DESCRIPTION OF ALL LICENSE EX- blies,’’ solar arrays and/or solar panels de- CEPTIONS) scribed in 3A001.e.4; (c) Microwave ‘‘Mono- CIV: N/A lithic Integrated Circuits’’ (MMIC) power TSR: N/A amplifiers in 3A001.b.2; and (d) discrete LIST OF ITEMS CONTROLLED microwave transistors in 3A001.b.3. Related Controls: N/A SPECIAL CONDITIONS FOR STA Related Definitions: N/A STA: License Exception STA may not be Items: The list of items controlled is con- used to ship or transmit ‘‘technology’’ ac- tained in the ECCN heading. cording to the General Technology Note for the ‘‘development’’ or ‘‘production’’ of E. ‘‘TECHNOLOGY’’ equipment specified by ECCNs 3A002.g.1 or 3B001.a.2 to any of the destinations listed 3E001 ‘‘Technology’’ according to the Gen- in Country Group A:6 (See Supplement No. eral Technology Note for the ‘‘develop- 1 to part 740 of the EAR). License Excep- ment’’ or ‘‘production’’ of equipment or tion STA may not be used to ship or trans- materials controlled by 3A (except 3A980, mit ‘‘technology’’ according to the General 3A981, 3A991 3A992, or 3A999), 3B (except Technology Note for the ‘‘development’’ or 3B991 or 3B992) or 3C (except 3C992). ‘‘production’’ of components specified by LICENSE REQUIREMENTS ECCN 3A001.b.2 or b.3 to any of the destina- Reason for Control: NS, MT, NP, AT tions listed in Country Group A:5 or A:6 Country Chart (See Supp. (See Supplement No. 1 to part 740 of the Control(s) No. 1 to part 738) EAR). LIST OF ITEMS CONTROLLED NS applies to ‘‘technology’’ NS Column 1. Related Controls: See also 3E101 and 3E201. for items controlled by 3A001, 3A002, 3A003, Related Definition: N/A 3B001, 3B002, or 3C001 to Items: The list of items controlled is con- 3C006. tained in the ECCN heading. MT applies to ‘‘technology’’ MT Column 1. Note 1: 3E001 does not control ‘‘technology’’ for equipment controlled by for the ‘‘production’’ of equipment or ‘‘compo- 3A001 or 3A101 for MT nents’’ controlled by 3A003. reasons. NP applies to ‘‘technology’’ NP Column 1. Note 2: 3E001 does not control ‘‘technology’’ for equipment controlled by for the ‘‘development’’ or ‘‘production’’ of inte- 3A001, 3A201, or 3A225 to grated circuits controlled by 3A001.a.3 to a.12, 3A234 for NP reasons. having all of the following:

902

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(a) Using ‘‘technology’’ at or above 0.130 μm; b. Designed to perform more than four 64- and bit or larger floating-point operation results (b) Incorporating multi-layer structures with per cycle; or three or fewer metal layers. c. Designed to perform more than eight 16- bit fixed-point multiply-accumulate results 3E002 ‘‘Technology’’ according to the Gen- per cycle (e.g., digital manipulation of ana- eral Technology Note other than that log information that has been previously controlled in 3E001 for the ‘‘development’’ converted into digital form, also known as or ‘‘production’’ of a ‘‘microprocessor digital ‘‘signal processing’’). microcircuit’’, ‘‘micro-computer micro- Note 1: 3E002 does not control ‘‘technology’’ circuit’’ and microcontroller microcircuit for multimedia extensions. core, having an arithmetic logic unit with Note 2: 3E002 does not control ‘‘technology’’ an access width of 32 bits or more and for the ‘‘development’’ or ‘‘production’’ of any of the following features or charac- microprocessor cores, having all of the fol- teristics (see List of Items Controlled). lowing: LICENSE REQUIREMENTS a. Using ‘‘technology’’ at or above 0.130 μm; Reason for Control: NS, AT and b. Incorporating multi-layer structures with Country Chart (See Supp. Control(s) No. 1 to part 738) five or fewer metal layers. Note 3: 3E002 includes ‘‘technology’’ for dig- NS applies to entire entry ...... NS Column 1. ital signal processors and digital array proc- AT applies to entire entry ...... AT Column 1. essors.

License Requirements Note: See § 744.17 of the 3E003 Other ‘‘technology’’ for the ‘‘develop- EAR for additional license requirements for ment’’ or ‘‘production’’ of the following microprocessors having a processing speed of 5 (see List of Items Controlled). GFLOPS or more and an arithmetic logic unit LICENSE REQUIREMENTS with an access width of 32 bit or more, including Reason for Control: NS, AT those incorporating ‘‘information security’’ functionality, and associated ‘‘software’’ and Country Chart (See Supp. Control(s) No. 1 to part 738) ‘‘technology’’ for the ‘‘production’’ or ‘‘development’’ of such microprocessors. NS applies to entire entry ...... NS Column 1. LIST BASED LICENSE EXCEPTIONS (SEE PART AT applies to entire entry ...... AT Column 1. 740 FOR A DESCRIPTION OF ALL LICENSE EX- CEPTIONS) LIST BASED LICENSE EXCEPTIONS (SEE PART CIV: Yes, for deemed exports, as described in 740 FOR A DESCRIPTION OF ALL LICENSE EX- § 734.13(a)(2) of the EAR, of ‘‘technology’’ CEPTIONS) for the ‘‘development’’ or ‘‘production’’ of CIV: N/A general purpose microprocessor cores with TSR: Yes, except .f. and .g a vector processor unit with operand LIST OF ITEMS CONTROLLED length of 64-bit or less, 64-bit floating oper- Related Controls: See 3E001 for silicon-on-in- ations not exceeding 50 GFLOPS, or 16-bit sulation (SOI) technology for the ‘‘devel- or more floating-point operations not ex- opment’’ or ‘‘production’’ related to radi- ceeding 50 GMACS (billions of 16-bit fixed- ation hardening of integrated circuits. point multiply-accumulate operations per Related Definitions: N/A second). License Exception CIV does not Items: a. Vacuum microelectronic devices; apply to ECCN 3E002 technology also re- b. Hetero-structure semiconductor elec- quired for the development or production tronic devices such as high electron mobility of items controlled under ECCNs beginning transistors (HEMT), hetero-bipolar transis- with 3A, 3B, or 3C, or to ECCN 3E002 tech- tors (HBT), quantum well and super lattice nology also controlled under ECCN 3E003. devices; TSR: Yes. Note: 3E003.b does not control ‘‘technology’’ LIST OF ITEMS CONTROLLED for high electron mobility transistors (HEMT) Related Controls: N/A operating at frequencies lower than 31.8 GHz Related Definitions: N/A and hetero-junction bipolar transistors (HBT) Items: a. A ‘vector processor unit’ designed to operating at frequencies lower than 31.8 GHz. perform more than two calculations on float- c. ‘‘Superconductive’’ electronic devices; ing-point vectors (one dimensional arrays of d. Substrates of films of diamond for elec- 32-bit or larger numbers) simultaneously; tronic components; Technical Note: A ’vector processor unit’ is a e. Substrates of silicon-on-insulator (SOI) processor element with built-in instructions that for integrated circuits in which the insulator perform multiple calculations on floating-point is silicon dioxide; vectors (one-dimensional arrays of 32-bit or f. Substrates of silicon carbide for elec- larger numbers) simultaneously, having at least tronic components; one vector arithmetic logic unit and vector reg- g. Electronic vacuum tubes operating at isters of at least 32 elements each. frequencies of 31.8 GHz or higher.

903

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3E101 ‘‘Technology’’ according to the Gen- Related Controls: N/A eral Technology Note for the ‘‘use’’ of Related Definitions: N/A equipment or ‘‘software’’ controlled by Items: The list of items controlled is con- 3A001.a.1 or .2, 3A101, or 3D101. tained in the ECCN heading. LICENSE REQUIREMENTS Reason for Control: MT, AT 3E202 ‘‘Technology’’ according to the Gen- eral Technology Note for the ‘‘development,’’ ‘‘production,’’ or ‘‘use’’ of ‘‘soft- Control(s) Country Chart (See Supp. No. 1 to part 738) ware’’ controlled by 3D201 or 3D202. LICENSE REQUIREMENTS MT applies to entire entry ..... MT Column 1 Reason for Control: NP, AT AT applies to entire entry ...... AT Column 1

Control(s) Country chart (see Supp. No. LIST BASED LICENSE EXCEPTIONS (SEE PART 1 to part 738) 740 FOR A DESCRIPTION OF ALL LICENSE EX- CEPTIONS) NP applies to entire entry ...... NP Column 1 CIV: N/A AT applies to entire entry ...... AT Column 1 TSR: N/A LIST BASED LICENSE EXCEPTIONS (SEE PART LIST OF ITEMS CONTROLLED 740 FOR A DESCRIPTION OF ALL LICENSE EX- Related Controls: N/A CEPTIONS) Related Definitions: N/A CIV: N/A Items: The list of items controlled is con- TSR: N/A tained in the ECCN heading. LIST OF ITEMS CONTROLLED 3E102 ‘‘Technology’’ according to the Gen- Related Controls: N/A eral Technology Note for the ‘‘develop- Related Definitions: N/A ment’’ of ‘‘software’’ controlled by 3D101. Items: The list of items controlled is contained in the ECCN heading. LICENSE REQUIREMENTS Reason for Control: MT, AT 3E611 ‘‘Technology’’ ‘‘required’’ for military electronics, as follows (see List of Items Country Chart (See Supp. Control(s) No. 1 to part 738) Controlled). LICENSE REQUIREMENTS MT applies to entire entry ..... MT Column 1 Reason for Control: NS, RS, AT, UN AT applies to entire entry ...... AT Column 1 Control(s) Country chart LIST BASED LICENSE EXCEPTIONS (SEE PART (see Supp. No. 1 to part 738) 740 FOR A DESCRIPTION OF ALL LICENSE EX- NS applies to entire entry ex- NS Column 1 CEPTIONS) cept 3E611.y. CIV: N/A RS applies to entire entry ex- RS Column 1 TSR: N/A cept 3E611.y. LIST OF ITEMS CONTROLLED AT applies to entire entry ...... AT Column 1 Related Controls: N/A UN applies to entire entry ex- See § 746.1(b) for UN con- Related Definitions: N/A cept 3E611.y. trols Items: The list of items controlled is con- LIST BASED LICENSE EXCEPTIONS (SEE PART tained in the ECCN heading. 740 FOR A DESCRIPTION OF ALL LICENSE EX- 3E201 ‘‘Technology’’ according to the Gen- CEPTIONS) eral Technology Note for the ‘‘use’’ of CIV: N/A equipment controlled by 3A001.e.2 or .e.3, TSR: N/A 3A201 or 3A225 to 3A234. SPECIAL CONDITIONS FOR STA LICENSE REQUIREMENTS STA: 1. Paragraph (c)(2) of License Exception Reason for Control: NP, AT STA (§ 740.20(c)(2) of the EAR) may not be used for any ‘‘technology’’ in 3E611. 2. Ex- cept for ‘‘build-to-print technology,’’ Li- Control(s) Country Chart (See Supp. No. 1 to part 738) cense Exception STA is not eligible for ‘‘technology’’ enumerated in ECCN 3E611.b. NP applies to ‘‘technology’’ NP Column 1. LIST OF ITEMS CONTROLLED for equipment controlled by 3A001.e.2, or .e.3, 3A201 Related Controls: Technical data directly re- or 3A225 to 3A234 for NP lated to articles enumerated in USML Cat- reasons. egory XI is controlled in USML Category AT applies to entire entry ...... AT Column 1. XI(d). Related Definitions: N/A LIST BASED LICENSE EXCEPTIONS (SEE PART Items: a. ‘‘Technology’’ (other than that con- 740 FOR A DESCRIPTION OF ALL LICENSE EX- trolled by 3E611.b or 3E611.y) ‘‘required’’ for CEPTIONS) the ‘‘development,’’ ‘‘production,’’ operation, CIV: N/A installation, maintenance, repair, overhaul, TSR: N/A or refurbishing of commodities or software LIST OF ITEMS CONTROLLED controlled by ECCN 3A611, 3B611 or 3D611.

904

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b. ‘‘Technology’’ ‘‘required’’ for the ‘‘de- Related Controls: N/A velopment,’’ ‘‘production,’’ operation, instal- Related Definitions: N/A lation, maintenance, repair, overhaul, or re- Items: The list of items controlled is con- furbishing of the following if controlled by tained in the ECCN heading. ECCN 3A611, including 3A611.x: b.1. Helix traveling wave tubes (TWTs); EAR99 Items subject to the EAR that are b.2. Transmit/receive or transmit modules; not elsewhere specified in this CCL Cat- c. through x. [Reserved] egory or in any other category in the CCL y. ‘‘Technology’’ ‘‘required’’ for the ‘‘pro- are designated by the number EAR99. duction,’’ ‘‘development,’’ operation, instal- CATEGORY 4—COMPUTERS lation, maintenance, repair, overhaul, or refurbishing of commodities or software enu- Note 1: Computers, related equipment and merated in ECCNs 3A611.y or 3D611.y. ‘‘software’’ performing telecommunications or ‘‘local area network’’ functions must also be 3E980 ‘‘Technology’’ ‘‘specially designed’’ for evaluated against the performance characteris- ‘‘development,’’ ‘‘production’’ or ‘‘use’’ of tics of Category 5, Part 1 (Telecommunications). commodities controlled by 3A980 and Note 2: Control units that directly inter- 3A981. connect the buses or channels of central proc- LICENSE REQUIREMENTS essing units, ‘‘main storage’’ or disk controllers Reason for Control: CC, AT are not regarded as telecommunications equipment described in Category 5, Part 1 (Tele- Country Chart (See Supp. Control(s) No. 1 to part 738) communications). N.B: For the control status of ‘‘software’’ CC applies to entire entry ..... CC Column 1 ‘‘specially designed’’ for packet switching, see AT applies to entire entry ...... AT Column 1 ECCN 5D001. (Telecommunications).

LIST BASED LICENSE EXCEPTIONS (SEE PART A. ‘‘END ITEMS’’, ‘‘EQUIPMENT’’, ‘‘ACCES- 740 FOR A DESCRIPTION OF ALL LICENSE EX- SORIES’’, ‘‘ATTACHMENTS’’, ‘‘PARTS’’, ‘‘COM- CEPTIONS) PONENTS’’ AND ‘‘SYSTEMS’’ CIV: N/A 4A001 Electronic computers and related TSR: N/A equipment, having any of the following LIST OF ITEMS CONTROLLED Related Controls: N/A (see List of Items Controlled), and ‘‘elec- Related Definitions: N/A tronic assemblies’’ and ‘‘specially de- Items: The list of items controlled is con- signed’’ ‘‘components’’ therefore. LICENSE REQUIREMENTS tained in the ECCN heading. Reason for Control: NS, MT, AT, NP 3E991 ‘‘Technology’’ for the ‘‘development,’’ Country Chart (See Supp. ‘‘production’’ or ‘‘use’’ of electronic de- Control(s) No. 1 to part 738) vices, ‘‘parts’’ or ‘‘components’’ controlled by 3A991, general purpose electronic NS applies to entire entry ...... NS Column 2. equipment controlled by 3A992, or manu- MT applies to items in MT Column 1. facturing and test equipment controlled 4A001.a when the parameters in 4A101 are met or by 3B991 or 3B992, or materials con- exceeded. trolled by 3C992. AT applies to entire entry ...... AT Column 1. LICENSE REQUIREMENTS Reason for Control: AT NP applies, unless a License Exception is available. See § 742.3(b) of the EAR for in- Country Chart (See Supp. Control(s) No. 1 to part 738) formation on applicable licensing review policies. AT applies to entire entry ...... AT Column 1 REPORTING REQUIREMENTS See § 743.1 of the EAR for reporting requirements for ex- License Requirements Note: See § 744.17 of the ports under License Exceptions, and Vali- EAR for additional license requirements for dated End-User authorizations microprocessors having a processing speed of 5 LIST BASED LICENSE EXCEPTIONS (SEE PART GFLOPS or more and an arithmetic logic unit 740 FOR A DESCRIPTION OF ALL LICENSE EX- with an access width of 32 bit or more, including CEPTIONS) those incorporating ‘‘information security’’ LVS: $5000 for 4A001.a; N/A for MT functionality, and associated ‘‘software’’ and GBS: N/A ‘‘technology’’ for the ‘‘production’’ or ‘‘devel- CIV: N/A opment’’ of such microprocessors. SPECIAL CONDITIONS FOR STA LIST BASED LICENSE EXCEPTIONS (SEE PART STA: License Exception STA may not be 740 FOR A DESCRIPTION OF ALL LICENSE EX- used to ship any commodity in 4A001.a.2 to CEPTIONS) any of the destinations listed in Country CIV: N/A Group A:6 (See Supplement No. 1 to part TSR: N/A 740 of the EAR). LIST OF ITEMS CONTROLLED LIST OF ITEMS CONTROLLED

905

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Related Controls: See also 4A101 and 4A994. LIST BASED LICENSE EXCEPTIONS (SEE PART Equipment designed or rated for transient 740 FOR A DESCRIPTION OF ALL LICENSE EX- ionizing radiation is ‘‘subject to the ITAR’’ CEPTIONS) (see 22 CFR parts 120 through 130). LVS: $5000; N/A for 4A003.b and .c. Related Definitions: For the purposes of inte- GBS: Yes, for 4A003.g and ‘‘specially de- grated circuits in 4A001.a.2, 5 × 103 Gy(Si) = signed’’ ‘‘parts’’ and ‘‘components’’ there- 5 × 105 Rads (Si); 5 × 106 Gy (Si)/s = 5 × 108 for, exported separately or as part of a sys- Rads (Si)/s. tem. Items: a. ‘‘Specially designed’’ to have any of APP: Yes, for computers controlled by the following: 4A003.b, and ‘‘electronic assemblies’’ con- a.1. Rated for operation at an ambient trolled by 4A003.c, to the exclusion of other temperature below 228 K (¥45 °C) or above technical parameters. See § 740.7 of the 358 K (85 °C); or EAR. Note: 4A001.a.1 does not apply to computers CIV: Yes, for 4A003.g. ‘‘specially designed’’ for civil automobile, rail- LIST OF ITEMS CONTROLLED way train or ‘‘civil aircraft’’ applications. Related Controls: See also 4A994 and 4A980 a.2. Radiation hardened to exceed any of Related Definitions: N/A the following specifications: Items: a.2.a. A total dose of 5 × 103 Gy (Si); Note 1: 4A003 includes the following: a.2.b. A dose rate upset of 5 × 106 Gy (Si)/s; —‘Vector processors’ (as defined in Note 7 of or the ‘‘Technical Note on ‘‘Adjusted Peak Per- a.2.c. Single Event Upset of 1 × 10¥ Error/ formance’’ (‘‘APP’’)’’); bit/day; —Array processors; —Digital signal processors; Note: 4A001.a.2 does not apply to computers —Logic processors; ‘‘specially designed’’ for ‘‘civil aircraft’’ appli- —Equipment designed for ‘‘image enhance- cations. ment’’; b. [Reserved] Note 2: The control status of the ‘‘digital com- 4A003 ‘‘Digital computers,’’ ‘‘electronic as- puters’’ and related equipment described in semblies’’ and related equipment there- 4A003 is determined by the control status of for, as follows (see List of Items Con- other equipment or systems provided: trolled) and ‘‘specially designed’’ ‘‘compo- a. The ‘‘digital computers’’ or related equip- nents’’ therefor ment are essential for the operation of the other equipment or systems; LICENSE REQUIREMENTS b. The ‘‘digital computers’’ or related equip- Reason for Control: NS, CC, AT ment are not a ‘‘principal element’’ of the other Country chart (See Supp. No. equipment or systems; and Control(s) 1 to part 738) N.B. 1: The control status of ‘‘signal processing’’ or ‘‘image enhancement’’ equipment NS applies to 4A003.b and .c NS Column 1 ‘‘specially designed’’ for other equipment with NS applies to 4A003.e and .g NS Column 2 functions limited to those required for the CC applies to ‘‘digital com- CC Column 1 other equipment is determined by the control puters’’ for computerized status of the other equipment even if it ex- finger-print equipment. AT applies to entire entry AT Column 1 ceeds the ‘‘principal element’’ criterion. (refer to 4A994 for controls N.B. 2: For the control status of ‘‘digital com- on ‘‘digital computers’’ with puters’’ or related equipment for telecommuni- a APP > 0.0128 but ≤ 12.5 cations equipment, see Category 5, Part 1 WT). (Telecommunications). c. The ‘‘technology’’ for the ‘‘digital com- Note: For all destinations, except those coun- puters’’ and related equipment is determined by tries in Country Group E:1 or E:2 of Supplement 4E. No. 1 to part 740 of the EAR, no license is re- a. [Reserved] quired (NLR) for computers with an ‘‘Adjusted b. ‘‘Digital computers’’ having an ‘‘Ad- Peak Performance’’ (‘‘APP’’) not exceeding 12.5 justed Peak Performance’’ (‘‘APP’’) exceed- Weighted TeraFLOPS (WT) and for ‘‘electronic ing 12.5 weighted TeraFLOPS (WT); assemblies’’ described in 4A003.c that are not ca- c. ‘‘Electronic assemblies’’ ‘‘specially de- pable of exceeding an ‘‘Adjusted Peak Perform- signed’’ or modified to be capable of enhanc- ance’’ (‘‘APP’’) exceeding 12.5 Weighted ing performance by aggregation of processors TeraFLOPS (WT) in aggregation, except certain so that the ‘‘APP’’ of the aggregation ex- transfers as set forth in § 746.3 (Iraq). ceeds the limit in 4A003.b. REPORTING REQUIREMENTS Note 1: 4A003.c applies only to ‘‘electronic as- Special Post Shipment Verification report- semblies’’ and programmable interconnections ing and recordkeeping requirements for ex- not exceeding the limit in 4A003.b when shipped ports of computers to destinations in Com- as unintegrated ‘‘electronic assemblies.’’ puter Tier 3 may be found in § 743.2 of the Note 2: 4A003.c does not control ‘‘electronic EAR. assemblies’’ ‘‘specially designed’’ for a product

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or family of products whose maximum configu- Items: a. Rated for continuous operation at ration does not exceed the limit of 4A003.b. temperatures from below 228 K (¥45 °C) to d. to f. [Reserved] above 328 K ( + 55 °C); or N.B.: For ‘‘electronic assemblies,’’ modules or b. Designed as ruggedized or ‘radiation equipment, performing analog-to-digital conver- hardened’. sions, see 3A002.h. Note: ‘Radiation hardened’ means that the g. Equipment ‘‘specially designed’’ for ag- ‘‘part,’’ ‘‘component’’ or equipment is designed gregating the performance of ‘‘digital com- or rated to withstand radiation levels which puters’’ by providing external interconnec- meet or exceed a total irradiation dose of 5 × 105 tions which allow communications at rads (Si). unidirectonal data rates exceeding 2.0 Gbyte/ s per link. 4A102 ‘‘Hybrid computers’’ ‘‘specially de- Note: 4A003.g does not control internal inter- signed’’ for modelling, simulation or de- connection equipment (e.g., backplanes, buses) sign integration of ‘‘missiles’’ or their sub- passive interconnection equipment, ‘‘network systems. (These items are ‘‘subject to the access controllers’’ or ‘‘communication channel ITAR.’’ See 22 CFR parts 120 through controllers’’. 130.)

4A004 Computers as follows (see List of 4A611 Computers, and ‘‘parts,’’ ‘‘compo- Items Controlled) and ‘‘specially de- nents,’’ ‘‘accessories,’’ and ‘‘attachments’’ signed’’ related equipment, ‘‘electronic as- ‘‘specially designed’’ therefor, ‘‘specially semblies’’ and ‘‘components’’ therefor. designed’’ for a military application that LICENSE REQUIREMENTS are not enumerated in any USML cat- Reason for Control: NS, AT egory are controlled by ECCN 3A611. 4A980 Computers for fingerprint equipment, Country Chart (See Supp. Control(s) No. 1 to part 738) n.e.s. LICENSE REQUIREMENTS NS applies to entire entry ...... NS Column 2 Reason for Control: CC, AT AT applies to entire entry ...... AT Column 1 Control(s) Country Chart (See Supp. LIST BASED LICENSE EXCEPTIONS (SEE PART No. 1 to part 738) 740 FOR A DESCRIPTION OF ALL LICENSE EX- CC applies to entire entry ..... CC Column 1 CEPTIONS) AT applies to entire entry ...... AT Column 1 LVS: $5000 GBS: N/A LIST BASED LICENSE EXCEPTIONS (SEE PART CIV: N/A 740 FOR A DESCRIPTION OF ALL LICENSE EX- LIST OF ITEMS CONTROLLED CEPTIONS) Related Controls: N/A LVS: N/A Related Definitions: N/A GBS: N/A Items: a. ‘‘Systolic array computers’’; CIV: N/A b. ‘‘Neural computers’’; LIST OF ITEMS CONTROLLED c. ‘‘Optical computers’’. Related Controls: N/A Related Definitions: N/A 4A101 Analog computers, ‘‘digital com- Items: The list of items controlled is con- puters’’ or digital differential analyzers, tained in the ECCN heading. other than those controlled by 4A001 de- Note: 4A980 does not control equipment limited signed or modified for use in ‘‘missiles’’, to one finger and designed for user authentica- having any of the following (see List of tion or access control. Items Controlled). LICENSE REQUIREMENTS 4A994 Computers, ‘‘electronic assemblies’’ Reason for Control: MT, AT and related equipment not controlled by 4A001 or 4A003, and ‘‘specially designed’’ Control(s) Country Chart (See Supp. ‘‘parts’’ and ‘‘components’’ therefor (see No. 1 to part 738) List of Items Controlled). MT applies to entire entry ..... MT Column 1 LICENSE REQUIREMENTS AT applies to entire entry ...... AT Column 1 Reason for Control: AT

LIST BASED LICENSE EXCEPTIONS (SEE PART Country Chart (See Supp. Control(s) No. 1 to part 738) 740 FOR A DESCRIPTION OF ALL LICENSE EX- CEPTIONS) AT applies to entire entry ...... AT Column 1. LVS: N/A GBS: N/A LIST BASED LICENSE EXCEPTIONS (SEE PART CIV: N/A 740 FOR A DESCRIPTION OF ALL LICENSE EX- LIST OF ITEMS CONTROLLED CEPTIONS) Related Controls: N/A LVS: N/A Related Definitions: N/A GBS: N/A

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CIV: N/A i. Equipment containing ‘‘terminal inter- LIST OF ITEMS CONTROLLED face equipment’’ exceeding the limits in Related Controls: N/A 5A991; Related Definitions: N/A j. Equipment ‘‘specially designed’’ to pro- Items: vide external interconnection of ‘‘digital Note 1: The control status of the ‘‘digital com- computers’’ or associated equipment that al- puters’’ and related equipment described in lows communications at data rates exceed- 4A994 is determined by the control status of ing 80 Mbyte/s. other equipment or systems provided: Note: 4A994.j does not control internal inter- a. The ‘‘digital computers’’ or related equip- connection equipment (e.g., backplanes, buses) ment are essential for the operation of the other passive interconnection equipment, ‘‘network equipment or systems; access controllers’’ or ‘‘communication channel b. The ‘‘digital computers’’ or related equip- controllers’’. ment are not a ‘‘principal element’’ of the other k. ‘‘Hybrid computers’’ and ‘‘electronic as- equipment or systems; and, semblies’’ and ‘‘specially designed’’ ‘‘parts’’ N.B. 1: The control status of ‘‘signal proc- and ‘‘components’’ therefor containing analog-to-digital converters having all of the essing’’ or ‘‘image enhancement’’ equipment following characteristics: ‘‘specially designed’’ for other equipment with k.1. 32 channels or more; and, functions limited to those required for the other k.2. A resolution of 14 bit (plus sign bit) or equipment is determined by the control status of more with a conversion rate of 200,000 con- the other equipment even if it exceeds the versions/s or more. ‘‘principal element’’ criterion. N.B. 2: For the control status of ‘‘digital com- B. ‘‘TEST’’, ‘‘INSPECTION’’ AND ‘‘PRODUCTION puters’’ or related equipment for telecommuni- EQUIPMENT’’ [RESERVED] cations equipment, see Category 5, Part 1 (Tele- communications). C. ‘‘MATERIALS’’ [RESERVED] c. The ‘‘technology’’ for the ‘‘digital computers’’ and related equipment is determined by D. ‘‘SOFTWARE’’ 4E. Note: The control status of ‘‘software’’ for a. Electronic computers and related equip- equipment described in other Categories is dealt ment, and ‘‘electronic assemblies’’ and ‘‘spe- with in the appropriate Category. cially designed’’ ‘‘parts’’ and ‘‘components’’ therefor, rated for operation at an ambient 4D001 ‘‘Software’’ as follows (see List of temperature above 343 K (70 °C); Items Controlled). b. ‘‘Digital computers’’, including equip- LICENSE REQUIREMENTS ment of ‘‘signal processing’’ or image en- Reason for Control: NS, CC, AT hancement’’, having an ‘‘Adjusted Peak Per- Country Chart (See Supp. formance’’ (‘‘APP’’) equal to or greater than Control(s) No. 1 to part 738) 0.0128 Weighted TeraFLOPS (WT); c. ‘‘Electronic assemblies’’ that are ‘‘spe- NS applies to entire entry ...... NS Column 1. cially designed’’ or modified to enhance per- CC applies to ‘‘software’’ for CC Column 1. formance by aggregation of processors, as computerized finger-print equipment controlled by follows: 4A003 for CC reasons. c.1. Designed to be capable of aggregation AT applies to entire entry ...... AT Column 1. in configurations of 16 or more processors; c.2. [Reserved]; REPORTING REQUIREMENTS See § 743.1 of the Note 1: 4A994.c applies only to ‘‘electronic as- EAR for reporting requirements for ex- semblies’’ and programmable interconnections ports under License Exceptions, and Vali- with a ‘‘APP’’ not exceeding the limits in dated End-User authorizations. 4A994.b, when shipped as unintegrated ‘‘elec- LIST BASED LICENSE EXCEPTIONS (SEE PART tronic assemblies’’. It does not apply to ‘‘elec- 740 FOR A DESCRIPTION OF ALL LICENSE EX- tronic assemblies’’ inherently limited by nature CEPTIONS) of their design for use as related equipment con- CIV: N/A trolled by 4A994.k. TSR: Yes, except for ‘‘software’’ for the ‘‘de- Note 2: 4A994.c does not control any ‘‘elec- velopment’’ or ‘‘production’’ of commod- tronic assembly’’ ‘‘specially designed’’ for a ities with an ‘‘Adjusted Peak Perform- product or family of products whose maximum ance’’ (‘‘APP’’) exceeding 12.5 WT. configuration does not exceed the limits of APP: Yes to specific countries (see § 740.7 of 4A994.b. the EAR for eligibility criteria). d–e. [Reserved]; SPECIAL CONDITIONS FOR STA f. Equipment for ‘‘signal processing’’ or STA: License Exception STA may not be ‘‘image enhancement’’ having an ‘‘Adjusted used to ship or transmit ‘‘software’’ ‘‘spe- Peak Performance’’ (‘‘APP’’) equal to or cially designed’’ for the ‘‘development’’ or greater than [0.0128] Weighted TeraFLOPS ‘‘production’’ of equipment specified by WT]; ECCN 4A001.a.2 or for the ‘‘development’’ g–h. [Reserved]; or ‘‘production’’ of ‘‘digital computers’’

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having an ’Adjusted Peak Performance’ TSR: N/A (’APP’) exceeding 12.5Weighted LIST OF ITEMS CONTROLLED TeraFLOPS (WT) to any of the destina- Related Controls: N/A tions listed in Country Group A:6 (See Sup- Related Definitions: ‘‘Global interrupt latency plement No.1 to part 740 of the EAR). time’’ is the time taken by the computer LIST OF ITEMS CONTROLLED system to recognize an interrupt due to Related Controls: N/A the event, service the interrupt and per- Related Definitions: N/A form a context switch to an alternate Items: a. ‘‘Software’’ ‘‘specially designed’’ or memory-resident task waiting on the in- modified for the ‘‘development’’ or ‘‘produc- terrupt. tion’’, of equipment or ‘‘software’’ controlled Items: a. ‘‘Program’’ proof and validation by 4A001, 4A003, 4A004, or 4D (except 4D980, ‘‘software’’ using mathematical and analyt- 4D993 or 4D994). ical techniques and designed or modified for b. ‘‘Software’’, other than that controlled ‘‘programs’’ having more than 500,000 by 4D001.a, ‘‘specially designed’’ or modified ‘‘source code’’ instructions; for the ‘‘development’’ or ‘‘production’’ of b. ‘‘Software’’ allowing the automatic gen- equipment as follows: eration of ‘‘source codes’’ from data acquired b.1. ‘‘Digital computers’’ having an ‘‘Ad- on line from external sensors described in justed Peak Performance’’ (‘‘APP’’) exceed- the Commerce Control List; or ing 6.0 Weighted TeraFLOPS (WT); c. Operating system ‘‘software’’ ‘‘specially b.2. ‘‘Electronic assemblies’’ ‘‘specially de- designed’’ for ‘‘real time processing’’ equip- signed’’ or modified for enhancing perform- ment that guarantees a ‘‘global interrupt la- ance by aggregation of processors so that the tency time’’ of less than 20 microseconds. ‘‘APP’’ of the aggregation exceeds the limit in 4D001.b.1. 4D994 ‘‘Software’’ Other Than That Con- trolled in 4D001 ‘‘Specially Designed’’ or 4D980 ‘‘Software’’ ‘‘specially designed’’ for Modified for the ‘‘Development’’, ‘‘Pro- the ‘‘development,’’ ‘‘production’’ or ‘‘use’’ duction’’, or ‘‘Use’’ of Equipment Con- of commodities controlled by 4A980. trolled by 4A101 and 4A994. LICENSE REQUIREMENTS LICENSE REQUIREMENTS Reason for Control: CC, AT Reason for Control: AT

Control(s) Country Chart (See Supp. Country Chart (See Supp. No. 1 to part 738) Control(s) No. 1 to part 738)

CC applies to entire entry ..... CC Column 1 AT applies to entire entry ...... AT Column 1 AT applies to entire entry ...... AT Column 1 LIST BASED LICENSE EXCEPTIONS (SEE PART LIST BASED LICENSE EXCEPTIONS (SEE PART 740 FOR A DESCRIPTION OF ALL LICENSE EX- 740 FOR A DESCRIPTION OF ALL LICENSE EX- CEPTIONS) CEPTIONS) CIV: N/A CIV: N/A TSR: N/A TSR: N/A LIST OF ITEMS CONTROLLED LIST OF ITEMS CONTROLLED Related Controls: N/A Related Controls: N/A Related Definitions: N/A Related Definitions: N/A Items: The list of items controlled is con- Items: The list of items controlled is contained in the ECCN heading. tained in the ECCN heading.

4D993 ‘‘Program’’ proof and validation E. ‘‘TECHNOLOGY’’ ‘‘software’’, ‘‘software’’ allowing the auto- 4E001 ‘‘Technology’’ as follows (see List of matic generation of ‘‘source codes’’, and Items Controlled). operating system ‘‘software’’ that are LICENSE REQUIREMENTS ‘‘specially designed’’ for real time proc- Reason for Control: NS, MT, CC, AT essing equipment (see List of Items Con- trolled). Control(s) Country Chart (See Supp. LICENSE REQUIREMENTS No. 1 to part 738) Reason for Control: AT NS applies to entire entry ...... NS Column 1. Country Chart (See Supp. MT applies to ‘‘technology’’ MT Column 1. Control(s) No. 1 to part 738) for items controlled by 4A001.a and 4A101 for MT AT applies to entire entry ...... AT Column 1 reasons. CC applies to ‘‘technology’’ CC Column 1. LIST BASED LICENSE EXCEPTIONS (SEE PART for computerized fingerprint 740 FOR A DESCRIPTION OF ALL LICENSE EX- equipment controlled by 4A003 for CC reasons. CEPTIONS) AT applies to entire entry ...... AT Column 1. CIV: N/A

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REPORTING REQUIREMENTS See § 743.1 of the LIST OF ITEMS CONTROLLED EAR for reporting requirements for ex- Related Controls: N/A ports under License Exceptions, and Vali- Related Definitions: N/A dated End-User authorizations Items: The list of items controlled is con- LIST BASED LICENSE EXCEPTIONS (SEE PART tained in the ECCN heading. 740 FOR A DESCRIPTION OF ALL LICENSE EX- CEPTIONS) 4E992 ‘‘ Technology’’ other than that con- CIV: N/A trolled in 4E001 for the ‘‘development,’’ TSR: Yes, except for ‘‘technology’’ for the ‘‘production,’’ or ‘‘use’’ of equipment con- ‘‘development’’ or ‘‘production’’ of com- trolled by 4A994, or ‘‘software’’ controlled modities with an ‘‘Adjusted Peak Perform- by 4D993 or 4D994. ance’’ (‘‘APP’’) exceeding 12.5 WT. LICENSE REQUIREMENTS APP: Yes to specific countries (see § 740.7 of Reason for Control: AT the EAR for eligibility criteria). Country Chart (See Supp. SPECIAL CONDITIONS FOR STA Control(s) No. 1 to part 738) STA: License Exception STA may not be used to ship or transmit ‘‘technology’’ ac- AT applies to entire entry ...... AT Column 1 cording to the General Technology Note for the ‘‘development’’ or ‘‘production’’ of LIST BASED LICENSE EXCEPTIONS (SEE PART any of the following equipment or ‘‘soft- 740 FOR A DESCRIPTION OF ALL LICENSE EX- ware’’: a. Equipment specified by ECCN CEPTIONS) 4A001.a.2; b. ‘‘Digital computers’’ having an CIV: N/A ’Adjusted Peak Performance’ (’APP’) ex- TSR: N/A ceeding 12.5 Weighted TeraFLOPS (WT); or LIST OF ITEMS CONTROLLED c. ‘‘software’’ specified in the License Ex- Related Controls: N/A ception STA paragraph found in the Li- Related Definitions: N/A cense Exception section of ECCN 4D001 to Items: The list of items controlled is con- any of the destinations listed in Country tained in the ECCN heading. Group A:6 (See Supplement No. 1 to part 4E993 ‘‘ Technology’’ for the ‘‘development’’ 740 of the EAR). or ‘‘production’’ of equipment designed LIST OF ITEMS CONTROLLED for ‘‘multi-data-stream processing.’’ Related Controls: N/A LICENSE REQUIREMENTS Related Definitions: N/A Reason for Control: AT Items: a. ‘‘Technology’’ according to the Gen- eral Technology Note, for the ‘‘develop- Country Chart (See Supp. ment’’, ‘‘production’’, or ‘‘use’’ of equipment Control(s) No. 1 to part 738) or ‘‘software’’ controlled by 4A (except 4A980 or 4A994) or 4D (except 4D980, 4D993, 4D994). AT applies to entire entry ...... AT Column 1 b. ‘‘Technology’’, other than that controlled by 4E001.a, ‘‘specially designed’’ or LIST BASED LICENSE EXCEPTIONS (SEE PART modified for the ‘‘development’’ or ‘‘produc- 740 FOR A DESCRIPTION OF ALL LICENSE EX- tion’’ of equipment as follows: CEPTIONS) b.1. ‘‘Digital computers’’ having an ‘‘Ad- CIV: N/A justed Peak Performance’’ (‘‘APP’’) exceed- TSR: N/A ing 6.0 Weighted TeraFLOPS (WT); LIST OF ITEMS CONTROLLED b.2. ‘‘Electronic assemblies’’ ‘‘specially de- Related Controls: N/A signed’’ or modified for enhancing perform- Related Definitions: N/A ance by aggregation of processors so that the Items: The list of items controlled is con- ‘‘APP’’ of the aggregation exceeds the limit tained in the ECCN heading. in 4E001.b.1. EAR99 Items subject to the EAR that are 4E980 ‘‘Technology’’ for the ‘‘development,’’ not elsewhere specified in this CCL Cat- ‘‘production’’ or ‘‘use’’ of commodities egory or in any other category in the CCL controlled by 4A980. are designated by the number EAR99. LICENSE REQUIREMENTS Technical Note on ‘‘Adjusted Peak Reason for Control: CC, AT Performance’’ (‘‘APP’’)

Control(s) Country Chart (See Supp. ‘‘APP’’ is an adjusted peak rate at which No. 1 to part 738) ‘‘digital computers’’ perform 64-bit or larger CC applies to entire entry ..... CC Column 1 floating point additions and multiplications. AT applies to entire entry ...... AT Column 1 Abbreviations used in this Technical Note LIST BASED LICENSE EXCEPTIONS (SEE PART n number of processors in the ‘‘digital com- 740 FOR A DESCRIPTION OF ALL LICENSE EX- puter’’ CEPTIONS) I processor number (i,....n) CIV: N/A ti processor cycle time (ti = 1/Fi) TSR: N/A Fi processor frequency

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Ri peak floating point calculating rate nism, which may be achieved using ‘‘electronic Wi architecture adjustment factor assemblies’’ specified in 4A003.c. ‘‘APP’’ is expressed in Weighted TeraFLOPS Note 7: A ‘vector processor’ is defined as a (WT) in units of 1012 adjusted floating point op- processor with built-in instructions that perform erations per second. multiple calculations on floating-point vectors (one-dimensional arrays of 64-bit or larger num- Outline of ‘‘APP’’ Calculation Method bers) simultaneously, having at least 2 vector 1. For each processor i, determine the peak functional units and at least 8 vector registers of number of 64-bit or larger floating-point oper- at least 64 elements each. ations, FPOi, performed per cycle for each proc- CATEGORY 5—TELECOMMUNICATIONS AND essor in the ‘‘digital computer’’. ‘‘INFORMATION SECURITY’’ Note: In determining FPO, include only 64-bit or larger floating point additions and/or mul- PART 1—TELECOMMUNICATIONS tiplications. All floating point operations must be expressed in operations per processor cycle; Notes: 1. The control status of ‘‘components’’, operations requiring multiple cycles may be ex- test and ‘‘production’’ equipment, and ‘‘soft- pressed in fractional results per cycle. For proc- ware’’ therefor which are ‘‘specially designed’’ essors not capable of performing calculations on for telecommunications equipment or systems is floating-point operands of 64-bits or more the ef- determined in Category 5, Part 1. fective calculating rate R is zero. N.B.: For ‘‘lasers’’ ‘‘specially designed’’ for 2. Calculate the floating point rate R for each telecommunications equipment or systems, see processor. ECCN 6A005. 2. ‘‘Digital computers’’, related equipment or Ri = FPOi/ti. 3. Calculate ‘‘APP’’ as ‘‘software’’, when essential for the operation and support of telecommunications equipment ‘‘APP’’ = W × R + W × R + * * * + W × R . 1 1 2 2 n n described in this Category, are regarded as 4. For ‘vector processors’, W = 0.9. For non- i ‘‘specially designed’’ ‘‘components’’, provided ‘vector processors’, W = 0.3. i they are the standard models customarily sup- Note 1: For processors that perform compound plied by the manufacturer. This includes oper- operations in a cycle, such as an addition and ation, administration, maintenance, engineering multiplication, each operation is counted. or billing computer systems. Note 2: For a pipelined processor the effective calculating rate R is the faster of the pipelined A. ‘‘END ITEMS’’, ‘‘EQUIPMENT’’, ‘‘ACCES- rate, once the pipeline is full, or the non- SORIES’’, ‘‘ATTACHMENTS’’, ‘‘PARTS’’, ‘‘COM- pipelined rate. PONENTS’’ AND ‘‘SYSTEMS’’ Note 3: The calculating rate R of each contrib- uting processor is to be calculated at its max- 5A001 Telecommunications systems, equip- imum value theoretically possible before the ment, ‘‘components’’ and ‘‘accessories,’’ as ‘‘APP’’ of the combination is derived. Simulta- follows (see List of Items Controlled). neous operations are assumed to exist when the LICENSE REQUIREMENTS computer manufacturer claims concurrent, par- Reason for Control: NS, SL, AT allel, or simultaneous operation or execution in a manual or brochure for the computer. Country Chart (See Supp. Control(s) No. 1 to part 738) Note 4: Do not include processors that are limited to input/output and peripheral functions NS applies to 5A001.a, .e, NS Column 1 (e.g., disk drive, communication and video dis- .b.5, f.3 and .h.. play) when calculating ‘‘APP’’. NS applies to 5A001.b (ex- NS Column 2 Note 5: ‘‘APP’’ values are not to be calculated cept .b.5), .c, .d, .f (except for processor combinations (inter)connected by f.3), and .g.. ‘‘Local Area Networks’’, Wide Area Networks, I/ SL applies to 5A001.f.1 ...... A license is required for all O shared connections/devices, I/O controllers destinations, as specified in § 742.13 of the EAR. Ac- and any communication interconnection imple- cordingly, a column specific mented by ‘‘software’’. to this control does not ap- Note 6: ‘‘APP’’ values must be calculated for pear on the Commerce processor combinations containing processors Country Chart (Supplement ‘‘specially designed’’ to enhance performance by No. 1 to Part 738 of the aggregation, operating simultaneously and EAR). sharing memory Note to SL paragraph: This licensing requirement does Technical Notes: 1. Aggregate all processors not supersede, nor does it and accelerators operating simultaneously and implement, construe or limit located on the same die. the scope of any criminal 2. Processor combinations share memory when statute, including, but not any processor is capable of accessing any mem- limited to the Omnibus ory location in the system through the hardware Safe Streets Act of 1968, as amended. transmission of cache lines or memory words, AT applies to entire entry ...... AT Column 1 without the involvement of any software mecha-

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REPORTING REQUIREMENTS See § 743.1 of the b.2.a. Automatically predicting and select- EAR for reporting requirements for ex- ing frequencies and ‘‘total digital transfer ports under License Exceptions, and Vali- rates’’ per channel to optimize the trans- dated End-User authorizations mission; and LIST BASED LICENSE EXCEPTIONS (SEE PART b.2.b. Incorporating a linear power ampli- 740 FOR A DESCRIPTION OF ALL LICENSE EX- fier configuration having a capability to sup- CEPTIONS) port multiple signals simultaneously at an LVS: N/A for 5A001.a, b.5, .e, f.3 and .h; output power of 1 kW or more in the fre- $5000 for 5A001.b.1, .b.2, .b.3, .b.6, .d, f.2, f.4, quency range of 1.5 MHz or more but less and .g; than 30 MHz, or 250 W or more in the fre- $3000 for 5A001.c. quency range of 30 MHz or more but not ex- GBS: Yes, except 5A001.a, b.5, e, and h. ceeding 87.5 MHz, over an ‘‘instantaneous CIV: Yes, except 5A001.a, b.3, b.5, e, and h. bandwidth’’ of one octave or more and with SPECIAL CONDITIONS FOR STA an output harmonic and distortion content STA: License Exception STA may not be of better than ¥80 dB; used to ship any commodity in 5A001.b.3, b.3. Being radio equipment employing .b.5 or .h to any of the destinations listed ‘‘spread spectrum’’ techniques, including in Country Group A:6 (See Supplement No. ‘‘frequency hopping’’ techniques, not con- 1 to part 740 of the EAR). trolled in 5A001.b.4 and having any of the fol- LIST OF ITEMS CONTROLLED lowing: Related Controls: 1. See USML Category XI b.3.a. User programmable spreading codes; for controls on direction-finding ‘‘equip- or ment’’ including types of ‘‘equipment’’ in b.3.b. A total transmitted bandwidth which ECCN 5A001.e and any other military or in- is 100 or more times the bandwidth of any telligence electronic ‘‘equipment’’ that is one information channel and in excess of 50 ‘‘subject to the ITAR.’’ 2. See USML Cat- kHz; egory XI(a)(4)(iii) for controls on elec- Note: 5A001.b.3.b does not control radio equip- tronic attack and jamming ‘‘equipment’’ ment ‘‘specially designed’’ for use with any of defined in 5A001.f and .h that are subject to the following: the ITAR. 3. See also ECCNs 5A101, 5A980, a. Civil cellular radio-communications sys- and 5A991. tems; or Related Definitions: N/A b. Fixed or mobile satellite Earth stations for Items: a. Any type of telecommunications commercial civil telecommunications. equipment having any of the following char- Note: 5A001.b.3 does not control equipment op- acteristics, functions or features: a.1. ‘‘Specially designed’’to withstand tran- erating at an output power of 1 W or less. sitory electronic effects or electromagnetic b.4. Being radio equipment employing pulse effects, both arising from a nuclear ex- ultra-wideband modulation techniques, hav- plosion; ing user programmable channelizing codes, a.2. Specially hardened to withstand scrambling codes, or network identification gamma, neutron or ion radiation; or codes and having any of the following: a.3. ‘‘Specially designed’’ to operate out- b.4.a. A bandwidth exceeding 500 MHz; or side the temperature range from 218 K (¥55 b.4.b. A ‘‘fractional bandwidth’’ of 20% or °C) to 397 K (124 °C); more; Note: 5A001.a.3 applies only to electronic b.5. Being digitally controlled radio receiv- equipment. ers having all of the following: b. Telecommunication systems and equip- b.5.a. More than 1,000 channels; ment, and ‘‘specially designed’’ ‘‘compo- b.5.b. A ’channel switching time’ of less nents’’ and ‘‘accessories’’ therefor, having than 1 ms; any of the following characteristics, func- b.5.c. Automatic searching or scanning of a tions or features: part of the electromagnetic spectrum; and b.1 Being underwater untethered commu- b.5.d. Identification of the received signals nications systems having any of the fol- or the type of transmitter; or lowing: Note: 5A001.b.5 does not control radio equip- b.1.a. An acoustic carrier frequency outside ment ‘‘specially designed’’ for use with civil cel- the range from 20 kHz to 60 kHz; lular radio-communications systems. b.1.b. Using an electromagnetic carrier fre- Technical Note: ’Channel switching time’: the quency below 30 kHz; or time (i.e., delay) to change from one receiving b.1.c. Using electronic beam steering tech- frequency to another, to arrive at or within niques; or ±0.05% of the final specified receiving fre- b.1.d. Using ‘‘lasers’’ or light-emitting di- quency. Items having a specified frequency odes (LEDs), with an output wavelength range of less than ±0.05% around their centre greater than 400 nm and less than 700 nm, in frequency are defined to be incapable of chan- a ‘‘local area network’’; nel frequency switching. b.2. Being radio equipment operating in the b.6. Employing functions of digital ‘‘signal 1.5 MHz to 87.5 MHz band and having all of processing’’ to provide ‘voice coding’ output the following: at rates of less than 2,400 bit/s.

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Technical Notes: 1. For variable rate ‘voice lectively interfere with, deny, inhibit, de- coding’, 5A001.b.6 applies to the ‘voice coding’ grade or seduce mobile telecommunication output of continuous speech. services and performing any of the following: 2. For the purpose of 5A001.b.6, ‘voice coding’ f.3.a. Simulate the functions of Radio Ac- is defined as the technique to take samples of cess Network (RAN) equipment; human voice and then convert these samples of f.3.b. Detect and exploit specific character- human voice into a digital signal taking into ac- istics of the mobile telecommunications pro- count specific characteristics of human speech. tocol employed (e.g., GSM); or c. Optical fibers of more than 500 m in f.3.c. Exploit specific characteristics of the length and specified by the manufacturer as mobile telecommunications protocol em- being capable of withstanding a ‘proof test’ ployed (e.g., GSM); tensile stress of 2 × 109 N/m2 or more; N.B.: For underwater umbilical cables, see f.4. Radio Frequency (RF) monitoring 8A002.a.3. equipment designed or modified to identify Technical Note: ’Proof Test’: on-line or off- the operation of items specified in 5A001.f.1, line production screen testing that dynamically 5A001.f.2 or 5A001.f.3. applies a prescribed tensile stress over a 0.5 to 3 Note: 5A001.f.1 and 5A001.f.2 do not apply to m length of fiber at a running rate of 2 to 5 m/ any of the following: s while passing between capstans approximately a. Equipment ‘‘specially designed’’ for the 150 mm in diameter. The ambient temperature is interception of analog Private Mobile Radio a nominal 293 K (20 °C) and relative humidity (PMR), IEEE 802.11 WLAN; 40%. Equivalent national standards may be b. Equipment designed for mobile tele- used for executing the proof test. communications network operators; or d. ‘‘Electronically steerable phased array c. Equipment designed for the ‘‘development’’ antennas’’ as follows: or ‘‘production’’ of mobile telecommunications d.1. Rated for operation above 31.8 GHz, but equipment or systems. not exceeding 57 GHz, and having an Effec- N.B. 1: See also the International Traffic in tive Radiated Power (ERP) equal to or great- Arms Regulations (ITAR) (22 CFR Parts 120– er than +20 dBm (22.15 dBm Effective Iso- 130). For items specified by 5A001.f.1 (including tropic Radiated Power (EIRP)); as previously specified by 5A001.i), see also d.2. Rated for operation above 57 GHz, but 5A980 and the U.S. Munitions List (22 CFR part not exceeding 66 GHz, and having an ERP 121). equal to or greater than +24 dBm (26.15 dBm EIRP); N.B. 2: For radio receivers see 5A001.b.5. d.3. Rated for operation above 66 GHz, but g. Passive Coherent Location (PCL) sys- not exceeding 90 GHz, and having an ERP tems or equipment, ‘‘specially designed’’ for equal to or greater than +20 dBm (22.15 dBm detecting and tracking moving objects by EIRP); measuring reflections of ambient radio fre- d.4. Rated for operation above 90 GHz; quency emissions, supplied by non-radar Note: 5A001.d does not control ‘‘electronically transmitters. steerable phased array antennas’’ for landing Technical Note: Non-radar transmitters may systems with instruments meeting ICAO stand- include commercial radio, television or cellular ards covering Microwave Landing Systems telecommunications base stations. (MLS). Note: 5A001.g does not control: e. Radio direction finding equipment oper- a. Radio-astronomical equipment; or ating at frequencies above 30 MHz and hav- b. Systems or equipment, that require any ing all of the following, and ‘‘specially de- radio transmission from the target. signed’’ ‘‘components’’ therefor: h. Counter Improvised Explosive Device e.1. ‘‘Instantaneous bandwidth’’ of 10 MHz (IED) equipment and related equipment, as or more; and follows: e.2. Capable of finding a Line Of Bearing h.1. Radio Frequency (RF) transmitting (LOB) to non-cooperating radio transmitters equipment, not specified by 5A001.f, designed with a signal duration of less than 1 ms; or modified for prematurely activating or f. Mobile telecommunications interception preventing the initiation of Improvised Ex- or jamming equipment, and monitoring plosive Devices (IEDs); equipment therefor, as follows, and ‘‘specially designed’’ ‘‘components’’ therefor: h.2. Equipment using techniques designed f.1. Interception equipment designed for to enable radio communications in the same the extraction of voice or data, transmitted frequency channels on which co-located over the air interface; equipment specified by 5A001.h.1 is transmit- f.2. Interception equipment not specified in ting. 5A001.f.1, designed for the extraction of cli- N.B.: See also Category XI of the Inter- ent device or subscriber identifiers (e.g., national Traffic in Arms Regulations (ITAR) (22 IMSI, TIMSI or IMEI), signaling, or other CFR Parts 120–130). metadata transmitted over the air interface; i. [Reserved] f.3. Jamming equipment ‘‘specially de- N.B.: See 5A001.f.1 for items previously speci- signed’’ or modified to intentionally and se- fied by 5A001.i.

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5A101 Telemetering and telecontrol equip- Reason for Control: SL, AT ment, including ground equipment, de- Control(s): SL and AT apply to entire entry. signed or modified for unmanned aerial A license is required for all destinations, as vehicles or rocket systems (including bal- specified in § 742.13 of the EAR. Accord- listic missile systems, space launch vehi- ingly, a column specific to this control cles, sounding rockets, cruise missile sys- does not appear on the Commerce Country tems, target drones, and reconnaissance Chart (Supplement No. 1 to Part 738 of the drones) capable of a maximum ‘‘range’’ EAR). equal to or greater than 300km. Note: This licensing requirement does not su- LICENSE REQUIREMENTS persede, nor does it implement, construe or limit Reason for Control: MT, AT the scope of any criminal statute, including, but not limited to the Omnibus Safe Streets Act of Country Chart (See Supp. 1968, as amended. Control(s) No. 1 to part 738) LIST BASED LICENSE EXCEPTIONS (SEE PART MT applies to entire entry ..... MT Column 1 740 FOR A DESCRIPTION OF ALL LICENSE EX- AT applies to entire entry ...... AT Column 1 CEPTIONS) LVS: N/A LIST BASED LICENSE EXCEPTIONS (SEE PART GBS: N/A 740 FOR A DESCRIPTION OF ALL LICENSE EX- CIV: N/A CEPTIONS) LIST OF ITEMS CONTROLLED LVS: N/A Unit: $ value. GBS: N/A Related Controls: (1) See ECCN 5A001.f.1 for CIV: N/A systems or equipment, ‘‘specially de- LIST OF ITEMS CONTROLLED signed’’ or modified to intercept and proc- Related Controls: N/A ess the air interface of ’mobile tele- Related Definitions: N/A communications’, and ‘‘specially designed’’ Items: The list of items controlled is con- components therefor. (2) See ECCN 5D980 tained in the ECCN heading. for ‘‘software’’ for the ‘‘development’’, Note: 5A101 does not control: ‘‘production’’ or ‘‘use’’ of equipment con- 1. Telecontrol equipment ‘‘specially designed’’ trolled by 5A980. (3) See ECCN 5E980 for the to be used for remote control of recreational ‘‘technology’’ for the ‘‘development’’, model planes, boats or vehicles and having an ‘‘production’’, and ‘‘use’’ of equipment con- electric field strength of not more than 200 trolled by 5A980. microvolts per meter at a distance of 500 meters; Related Definitions: N/A 2. Equipment designed or modified for manned Items: The list of items controlled is con- aircraft or satellites; tained in the ECCN heading. 3. Ground based equipment designed or modified for terrestrial or marine applications; 5A991 Telecommunication equipment, not 4. Equipment designed for commercial, civil, or controlled by 5A001 (see List of Items safety of life (e.g., data integrity or flight safe- Controlled). LICENSE REQUIREMENTS ty) Global Navigation Satellite System services. Reason for Control: AT Note: 5A101 does not include items not designed or modified for unmanned aerial vehicles Country Chart (See Supp. or rocket systems (including ballistic missile sys- Control(s) No. 1 to part 738) tems, space launch vehicles, sounding rockets, cruise missile systems, target drones, and recon- AT applies to entire entry ...... AT Column 1. naissance drones) capable of a maximum ‘‘range’’ equal to or greater than 300 km (e.g., LIST BASED LICENSE EXCEPTIONS (SEE PART telemetry circuit cards limited by design to re- 740 FOR A DESCRIPTION OF ALL LICENSE EX- ception only and designed for use in personal CEPTIONS) computers). LVS: N/A GBS: N/A 5A611 Telecommunications equipment, and CIV: N/A ‘‘parts,’’ ‘‘components,’’ ‘‘accessories,’’ and LIST OF ITEMS CONTROLLED ‘‘attachments’’ ‘‘specially designed’’ there- Related Controls: See also 5E101 and 5E991. for, ‘‘specially designed’’ for a military ap- Related Definitions: (1) ‘‘Asynchronous trans- plication that are not enumerated in any fer mode’’ (‘‘ATM’’) is a transfer mode in USML category are controlled by ECCN which the information is organized into 3A611. cells; it is asynchronous in the sense that the recurrence of cells depends on the re- 5A980 Devices primarily useful for the sur- quired or instantaneous bit rate. (2) reptitious interception of wire, oral, or ‘‘Bandwidth of one voice channel’’ is data electronic communications, other than communication equipment designed to op- those controlled under 5A001.f.1; and erate in one voice channel of 3,100 Hz, as ‘‘parts,’’ ‘‘components’’ and ‘‘accessories’’ defined in CCITT Recommendation G.151. therefor. (3) ‘‘Communications channel controller’’ LICENSE REQUIREMENTS is the physical interface that controls the

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flow of synchronous or asynchronous dig- b. Designed for use in single or multi-channel ital information. It is an assembly that communication via any of the following: can be integrated into computer or tele- 1. Wire (line); communications equipment to provide 2. Coaxial cable; communications access. (4) ‘‘Datagram’’ is 3. Optical fiber cable; a self-contained, independent entity of 4. Electromagnetic radiation; or data carrying sufficient information to be 5. Underwater acoustic wave propagation. routed from the source to the destination b.1. Employing digital techniques, includ- data terminal equipment without reliance ing digital processing of analog signals, and on earlier exchanges between this source designed to operate at a ‘‘digital transfer and destination data terminal equipment rate’’ at the highest multiplex level exceed- and the transporting network. (5) ‘‘Fast se- ing 45 Mbit/s or a ‘‘total digital transfer lect’’ is a facility applicable to virtual rate’’ exceeding 90 Mbit/s; calls that allows data terminal equipment Note: 5A991.b.1 does not control equipment to expand the possibility to transmit data ‘‘specially designed’’ to be integrated and oper- in call set-up and clearing ‘‘packets’’ be- ated in any satellite system for civil use. yond the basic capabilities of a virtual b.2. Modems using the ‘‘bandwidth of one call. (6) ‘‘Gateway’’ is the function, real- voice channel’’ with a ‘‘data signaling rate’’ ized by any combination of equipment and exceeding 9,600 bits per second; ‘‘software’’, to carry out the conversion of b.3. Being ‘‘stored program controlled’’ dig- conventions for representing, processing or ital cross connect equipment with ‘‘digital communicating information used on one transfer rate’’ exceeding 8.5 Mbit/s per port. system into the corresponding, but dif- b.4. Being equipment containing any of the ferent conventions used in another system. following: (7) ‘‘Integrated Services Digital Network’’ b.4.a. ‘‘Network access controllers’’ and (ISDN) is a unified end-to-end digital net- their related common medium having a work, in which data originating from all ‘‘digital transfer rate’’ exceeding 33 Mbit/s; types of communication (e.g., voice, text, or data, still and moving pictures) are trans- b.4.b. ‘‘Communication channel control- mitted from one port (terminal) in the ex- lers’’ with a digital output having a ‘‘data change (switch) over one access line to and signaling rate’’ exceeding 64,000 bit/s per from the subscriber. (8) ‘‘Packet’’ is a channel; group of binary digits including data and Note: If any uncontrolled equipment contains call control signals that is switched as a a ‘‘network access controller’’, it cannot have composite whole. The data, call control any type of telecommunications interface, ex- signals, and possible error control informa- cept those described in, but not controlled by tion are arranged in a specified format. 5A991.b.4. Items: a. Any type of telecommunications b.5. Employing a ‘‘laser’’ and having any of equipment, not controlled by 5A001.a, ‘‘spe- the following characteristics: cially designed’’ to operate outside the tem- b.5.a. A transmission wavelength exceeding perature range from 219 K (¥54 °C) to 397 K 1,000 nm; or (124 °C). b.5.b. Employing analog techniques and b. Telecommunication transmission equip- having a bandwidth exceeding 45 MHz; ment and systems, and ‘‘specially designed’’ Note: 5A991.b.5.b does not control commercial ‘‘parts,’’ ‘‘components’’ and ‘‘accessories’’ TV systems. therefor, having any of the following charac- b.5.c. Employing coherent optical trans- teristics, functions or features: Note: Telecommunication transmission equip- mission or coherent optical detection tech- ment: niques (also called optical heterodyne or a. Categorized as follows, or combinations homodyne techniques); thereof: b.5.d. Employing wavelength division mul- 1. Radio equipment (e.g., transmitters, receiv- tiplexing techniques; or ers and transceivers); b.5.e. Performing ‘‘optical amplification’’; 2. Line terminating equipment; b.6. Radio equipment operating at input or 3. Intermediate amplifier equipment; output frequencies exceeding: 4. Repeater equipment; b.6.a. 31 GHz for satellite-earth station ap- 5. Regenerator equipment; plications; or 6. Translation encoders (transcoders); b.6.b. 26.5 GHz for other applications; 7. Multiplex equipment (statistical mutiplex Note: 5A991.b.6. does not control equipment included); for civil use when conforming with an Inter- 8. Modulators/demodulators (modems); national Telecommunications Union (ITU) allo- 9. Transmultiplex equipment (see CCITT Rec. cated band between 26.5 GHz and 31 GHz. G701); b.7. Being radio equipment employing any 10. ‘‘Stored program controlled’’ digital of the following: crossconnection equipment; b.7.a. Quadrature-amplitude-modulation 11. ‘‘Gateways’’ and bridges; (QAM) techniques above level 4 if the ‘‘total 12. ‘‘Media access units’’; and digital transfer rate’’ exceeds 8.5 Mbit/s;

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b.7.b. QAM techniques above level 16 if the Note: 5A991.c.10.a does not control multiplex ‘‘total digital transfer rate’’ is equal to or composite links composed only of communica- less than 8.5 Mbit/s; tion channels not individually controlled by b.7.c. Other digital modulation techniques 5A991.b.1. and having a ‘‘spectral efficiency’’ exceeding c.10.b. A ‘‘digital transfer rate’’ of 33 Mbit/ 3 bit/s/Hz; or s for a ‘‘network access controller’’ and re- b.7.d. Operating in the 1.5 MHz to 87.5 MHz lated common media; band and incorporating adaptive techniques Note: 5A991.c.10 does not control packet providing more than 15 dB suppression of an switches or routers with ports or lines not ex- interfering signal. ceeding the limits in 5A991.c.10. Notes: 1. 5A991.b.7 does not control equipment c.11. ‘‘Optical switching’’; ‘‘specially designed’’ to be integrated and oper- c.12. Employing ‘‘Asynchronous Transfer ated in any satellite system for civil use. Mode’’ (‘‘ATM’’) techniques. 2. 5A991.b.7 does not control radio relay d. Optical fibers and optical fiber cables of equipment for operation in an ITU allocated more than 50 m in length designed for single band: mode operation; a. Having any of the following: e. Centralized network control having all a.1. Not exceeding 960 MHz; or of the following characteristics: a.2. With a ‘‘total digital transfer rate’’ not e.1. Receives data from the nodes; and exceeding 8.5 Mbit/s; and e.2. Process these data in order to provide b. Having a ‘‘spectral efficiency’’ not exceed- control of traffic not requiring operator deci- ing 4 bit/s/Hz. sions, and thereby performing ‘‘dynamic c. ‘‘Stored program controlled’’ switching adaptive routing’’; equipment and related signaling systems, Note: 5A991.e does not preclude control of having any of the following characteristics, traffic as a function of predictable statistical functions or features, and ‘‘specially de- traffic conditions. signed’’ ‘‘parts,’’ ‘‘components’’ and ‘‘acces- f. Phased array antennas, operating above sories’’ therefor: 10.5 GHz, containing active elements and dis- Note: Statistical multiplexers with digital tributed ‘‘parts’’ or ‘‘components,’’ and de- input and digital output which provide switch- signed to permit electronic control of beam ing are treated as ‘‘stored program controlled’’ shaping and pointing, except for landing sys- switches. tems with instruments meeting Inter- c.1. ‘‘Data (message) switching’’ equipment national Civil Aviation Organization (ICAO) or systems designed for ‘‘packet-mode oper- standards (microwave landing systems ation’’ and ‘‘parts,’’ electronic assemblies (MLS)). and ‘‘components’’ therefor, n.e.s. g. Mobile communications equipment, c.2. [Reserved] n.e.s., and ‘‘parts,’’ electronic assemblies and c.3. Routing or switching of ‘‘datagram’’ ‘‘components’’ therefor; or packets; h. Radio relay communications equipment c.4. [Reserved] designed for use at frequencies equal to or Note: The restrictions in 5A991.c.3 do not exceeding 19.7 GHz and ‘‘parts’’ and ‘‘compo- apply to networks restricted to using only ‘‘net- nents’’ therefor, n.e.s. work access controllers’’ or to ‘‘network access controllers’’ themselves. B. ‘‘TEST’’, ‘‘INSPECTION’’ AND ‘‘PRODUCTION c.5. Multi-level priority and pre-emption EQUIPMENT’’ for circuit switching; Note: 5A991.c.5 does not control single-level 5B001 Telecommunication test, inspection call preemption. and production equipment, ‘‘components’’ c.6. Designed for automatic hand-off of cel- and ‘‘accessories,’’ as follows (see List of lular radio calls to other cellular switches or Items Controlled). automatic connection to a centralized sub- LICENSE REQUIREMENTS scriber data base common to more than one Reason for Control: NS, AT switch; Country Chart (See Supp. c.7. Containing ‘‘stored program con- Control(s) No. 1 to part 738) trolled’’ digital cross connect equipment with ‘‘digital transfer rate’’ exceeding 8.5 NS applies to entire entry ...... NS Column 2 Mbit/s per port. AT applies to entire entry ...... AT Column 1 c.8. ‘‘Common channel signaling’’ operating in either non-associated or quasi-asso- REPORTING REQUIREMENTS See § 743.1 of the ciated mode of operation; EAR for reporting requirements for ex- c.9. ‘‘Dynamic adaptive routing’’; ports under License Exceptions, and Vali- c.10. Being packet switches, circuit switch- dated End-User authorizations es and routers with ports or lines exceeding LIST BASED LICENSE EXCEPTIONS (SEE PART any of the following: 740 FOR A DESCRIPTION OF ALL LICENSE EX- c.10.a. A ‘‘data signaling rate’’ of 64,000 bit/ CEPTIONS) s per channel for a ‘‘communications channel LVS: $5000 controller’’; or GBS: Yes

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CIV: Yes GBS: N/A SPECIAL CONDITIONS FOR STA CIV: N/A STA: License Exception STA may not be LIST OF ITEMS CONTROLLED used to ship 5B001.a equipment and ‘‘spe- Related Controls: N/A cially designed’’ ‘‘components’’ or ‘‘acces- Related Definitions: N/A sories’’ therefor, ‘‘specially designed’’ for Items: The list of items controlled is con- the ‘‘development,’’ or ‘‘production’’ of tained in the ECCN heading. equipment, functions or features specified by in ECCN 5A001.b.3, .b.5 or .h to any of C. ‘‘MATERIALS’’ the destinations listed in Country Group 5C991 Preforms of glass or of any other ma- A:6 (See Supplement No. 1 to part 740 of terial optimized for the manufacture of the EAR). optical fibers controlled by 5A991. LIST OF ITEMS CONTROLLED Related Controls: See also 5B991. LICENSE REQUIREMENTS Related Definition: N/A Reason for Control: AT Items: a. Equipment and ‘‘specially designed’’ Country Chart (See Supp. ‘‘components’’ or ‘‘accessories’’ therefor, Control(s) No. 1 to part 738) ‘‘specially designed’’ for the ‘‘development,’’ or ‘‘production’’ of equipment, functions or AT applies to entire entry ...... AT Column 1 features, controlled by 5A001. Note: 5B001.a does not apply to optical fiber LIST BASED LICENSE EXCEPTIONS (SEE PART characterization equipment. 740 FOR A DESCRIPTION OF ALL LICENSE EX- b. Equipment and ‘‘specially designed’’ CEPTIONS) ‘‘components’’ or ‘‘accessories’’ therefor, LVS: N/A ‘‘specially designed’’ for the ‘‘development’’ GBS: N/A of any of the following telecommunication CIV: N/A transmission or switching equipment: LIST OF ITEMS CONTROLLED b.1. [Reserved] Related Controls: N/A b.2. Equipment employing a ‘‘laser’’ and Related Definitions: N/A having any of the following: Items: The list of items controlled is con- b.2.a. A transmission wavelength exceeding tained in the ECCN heading. 1750 nm; b.2.b. [Reserved] D. ‘‘SOFTWARE’’ b.2.c. Employing coherent optical transmission or coherent optical detection tech- 5D001 ‘‘Software’’ as follows (see List of niques; or Items Controlled). Note: 5B001.b.2.c applies to equipment ‘‘spe- LICENSE REQUIREMENTS cially designed’’ for the ‘‘development’’ of sys- Reason for Control: NS, SL, AT tems using an optical local oscillator in the re- Country Chart (See Supp. ceiving side to synchronize with a carrier Control(s) No. 1 to part 738) ‘‘laser.’’ Technical Note: For the purpose of NS applies to entire entry ...... NS Column 1. 5B001.b.2.c, these techniques include optical het- SL applies to the entire entry A license is required for all erodyne, homodyne or intradyne techniques. as applicable for equip- destinations, as specified in b.2.d. Employing analog techniques and ment, functions, features, § 742.13 of the EAR. Ac- or characteristics controlled cordingly, a column specific having a bandwidth exceeding 2.5 GHz; or by 5A001.f.1. to this control does not ap- Note: 5B001.b.2.d. does not include equipment pear on the Commerce ‘‘specially designed’’ for the ‘‘development’’ of Country Chart (Supplement commercial TV systems. No. 1 to Part 738 of the b.3. [Reserved] EAR). b.4. Radio equipment employing Quad- Note to SL paragraph: This rature-Amplitude-Modulation (QAM) tech- licensing requirement does niques above level 1,024. not supersede, nor does it implement, construe or limit 5B991 Telecommunications test equipment, the scope of any criminal statute, including, but not n.e.s. limited to the Omnibus LICENSE REQUIREMENTS Safe Streets Act of 1968, Reason for Control: AT as amended. AT applies to entire entry ...... AT Column 1. Country Chart (See Supp. Control(s) No. 1 to part 738) REPORTING REQUIREMENTS See § 743.1 of the AT applies to entire entry ...... AT Column 1. EAR for reporting requirements for exports under License Exceptions, and Vali- LIST BASED LICENSE EXCEPTIONS (SEE PART dated End-User authorizations 740 FOR A DESCRIPTION OF ALL LICENSE EX- LIST BASED LICENSE EXCEPTIONS (SEE PART CEPTIONS) 740 FOR A DESCRIPTION OF ALL LICENSE EX- LVS: N/A CEPTIONS)

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CIV: Yes, except for ‘‘software’’ controlled by LIST BASED LICENSE EXCEPTIONS (SEE PART 5D001.a and ‘‘specially designed’’ for the 740 FOR A DESCRIPTION OF ALL LICENSE EX- ‘‘development’’ or ‘‘production’’ of items CEPTIONS) controlled by 5A001.b.5 and 5A001.h. CIV: N/A TSR: Yes, except for exports and reexports to TSR: N/A destinations outside of those countries LIST OF ITEMS CONTROLLED listed in Country Group A:5 (See Supple- Related Controls: N/A ment No. 1 to part 740 of the EAR) of Related Definitions: N/A ‘‘software’’ controlled by 5D001.a and ‘‘spe- Items: The list of items controlled is con- cially designed’’ for items controlled by tained in the ECCN heading. 5A001.b.5 and 5A001.h. SPECIAL CONDITIONS FOR STA 5D980 Other ‘‘software’’, other than that STA: License Exception STA may not be controlled by 5D001 (for the equipment, used to ship or transmit 5D001.a ‘‘soft- functions, features, or characteristics ware’’ ‘‘specially designed’’ for the ‘‘devel- controlled by 5A001. f.1, or to support cer- opment’’ or ‘‘production’’ of equipment, tain ‘‘technology’’ controlled by 5E001.a), functions or features, specified by ECCN as follows (see List of Items Controlled). 5A001.b.3, .b.5 or .h; and for 5D001.b. for LICENSE REQUIREMENTS ‘‘software’’ ‘‘specially designed’’ or modi- Reason for Control: SL, AT fied to support ‘‘technology’’ specified by the STA paragraph in the License Excep- Controls: SL and AT apply to entire entry. A tion section of ECCN 5E001 to any of the license is required for all destinations, as destinations listed in Country Group A:6 specified in § 742.13 of the EAR. Accord- (See Supplement No. 1 to part 740 of the ingly, a column specific to this control EAR). does not appear on the Commerce Country Chart (Supplement No. 1 to Part 738 of the LIST OF ITEMS CONTROLLED Related Controls: See also 5D980 and 5D991 EAR). Related Definitions: N/A Note: This licensing requirement does not su- Items: a. ‘‘Software’’ ‘‘specially designed’’ or persede, nor does it implement, construe or limit modified for the ‘‘development’’, ‘‘produc- the scope of any criminal statute, including, but tion’’ or ‘‘use’’ of equipment, functions or not limited to the Omnibus Safe Streets Act of features, controlled by 5A001; 1968, as amended. b. [Reserved] LIST BASED LICENSE EXCEPTIONS (SEE PART c. Specific ‘‘software’’ ‘‘specially designed’’ 740 FOR A DESCRIPTION OF ALL LICENSE EX- or modified to provide characteristics, func- CEPTIONS) tions or features of equipment, controlled by CIV: N/A 5A001 or 5B001; TSR: N/A d. ‘‘Software’’ ‘‘specially designed’’ or LIST OF ITEMS CONTROLLED modified for the ‘‘development’’ of any of the Related Controls: See also 5D001.a and .c for following telecommunication transmission software controls for equipment, functions, or switching equipment: features or characteristics controlled by d.1. [Reserved] 5A001.f.1 and also 5D001.b for controls on d.2. Equipment employing a ‘‘laser’’ and ‘‘software’’ ‘‘specially designed’’ or modi- having any of the following: fied to support ‘‘technology’’ controlled by d.2.a. A transmission wavelength exceeding 5E001.a (for 5A001.f.1 equipment, functions 1,750 nm; or or features, and for 5D001.a ‘‘software’’ for d.2.b. Employing analog techniques and 5A001.f.1 equipment). See 5E980 for ‘‘tech- having a bandwidth exceeding 2.5 GHz; or nology’’ for the ‘‘development’’, ‘‘produc- Note: 5D001.d.2.b does not control ‘‘software’’ tion’’, and ‘‘use’’ of equipment controlled ‘‘specially designed’’ or modified for the ‘‘devel- by 5A980 or ‘‘software’’ controlled by 5D980. opment’’ of commercial TV systems. Related Definitions: N/A d.3. [Reserved] Items: a. ‘‘Software’’ primarily useful for the d.4. Radio equipment employing Quad- surreptitious interception of wire, oral, and rature-Amplitude-Modulation (QAM) tech- electronic communications. niques above level 1,024. b. ‘‘Software’’ primarily useful for the 5D101 ‘‘Software’’ ‘‘specially designed’’ or ‘‘development’’, ‘‘production’’, or ‘‘use’’ of modified for the ‘‘use’’ of equipment con- equipment controlled by 5A980. trolled by 5A101. 5D991 ‘‘Software’’ ‘‘specially designed’’ or LICENSE REQUIREMENTS modified for the ‘‘development,’’ ‘‘produc- Reason for Control: MT, AT tion’’ or ‘‘use’’ of equipment controlled by Country Chart (See Supp. 5A991 and 5B991, and dynamic adaptive Control(s) No. 1 to part 738) routing software as described as follows (see List of Items Controlled). MT applies to entire entry ..... MT Column 1 LICENSE REQUIREMENTS AT applies to entire entry ...... AT Column 1 Reason for Control: AT

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Country Chart (See Supp. SPECIAL CONDITIONS FOR STA Control(s) No. 1 to part 738) STA: License Exception STA may not be used to ship or transmit ‘‘technology’’ ac- AT applies to entire entry ...... AT Column 1 cording to the General Technology Note for the ‘‘development’’ or ‘‘production’’ of LIST BASED LICENSE EXCEPTIONS (SEE PART equipment, functions or features specified 740 FOR A DESCRIPTION OF ALL LICENSE EX- by 5A001.b.3, .b.5 or .h; or for ‘‘software’’ in CEPTIONS) 5D001.a that is specified in the STA para- CIV: N/A graph in the License Exception section of TSR: N/A ECCN 5D001 to any of the destinations list- LIST OF ITEMS CONTROLLED ed in Country Group A:6 (See Supplement Related Controls: N/A No. 1 to part 740 of the EAR). Related Definitions: N/A LIST OF ITEMS CONTROLLED Items: a. ‘‘Software’’, other than in machine- Related Controls: (1) See also 5E101, 5E980 and executable form, ‘‘specially designed’’ for 5E991. (2) ‘‘Technology’’ for ‘‘development’’ ‘‘dynamic adaptive routing’’. or ‘‘production’’ of Microwave ‘‘Monolithic b. [Reserved] Integrated Circuits’’ (MMIC) power amplifiers that meet the control criteria given E. ‘‘TECHNOLOGY’’ at 3A001.b.2 is controlled in 3E001; 5E001.d 5E001 ‘‘Technology’’ as follows (see List of refers only to that additional ‘‘tech- Items Controlled). nology’’ ‘‘required’’ for telecommuni- LICENSE REQUIREMENTS cations. Reason for Control: NS, SL, AT Items: a. ‘‘Technology’’ according to the Gen- eral Technology Note for the ‘‘development’’, Country Chart (See Supp. ‘‘production’’ or ‘‘use’’ (excluding operation) Control(s) No. 1 to part 738) of equipment, functions or features, con- NS applies to entire entry ...... NS Column 1. trolled by 5A001 or ‘‘software’’ controlled by SL applies to ‘‘technology’’ for A license is required for all 5D001.a. the ‘‘development’’ or ‘‘pro- destinations, as specified in b. Specific ‘‘technology’’ as follows: duction’’ of equipment, § 742.13 of the EAR. Ac- b.1. ‘‘Required’’ ‘‘technology’’ for the ‘‘de- functions or features con- cordingly, a column specific velopment’’ or ‘‘production’’ of tele- trolled by 5A001.f.1, or for to this control does not ap- communications equipment ‘‘specially de- the ‘‘development’’ or ‘‘pro- pear on the Commerce duction’’ of ‘‘software’’ con- Country Chart (Supplement signed’’ to be used on board satellites; trolled by ECCN 5D001.a No. 1 to Part 738 of the b.2. ‘‘Technology’’ for the ‘‘development’’ (for 5A001.f.1). EAR). or ‘‘use’’ of ‘‘laser’’ communication tech- Note to SL paragraph: This niques with the capability of automatically licensing requirement does acquiring and tracking signals and maintain- not supersede, nor does it ing communications through exoatmosphere implement, construe or limit or sub-surface (water) media; the scope of any criminal statute, including, but not b.3. ‘‘Technology’’ for the ‘‘development’’ limited to the Omnibus of digital cellular radio base station receiv- Safe Streets Act of 1968, ing equipment whose reception capabilities as amended. that allow multi-band, multi-channel, multi- AT applies to entire entry ...... AT Column 1. mode, multi-coding algorithm or multi-protocol operation can be modified by changes REPORTING REQUIREMENTS See § 743.1 of the in ‘‘software’’; EAR for reporting requirements for ex- b.4. ‘‘Technology’’ for the ‘‘development’’ ports under License Exceptions, and Vali- of ‘‘spread spectrum’’ techniques, including dated End-User authorizations ‘‘frequency hopping’’ techniques. LIST BASED LICENSE EXCEPTIONS (SEE PART Note: 5E001.b.4 does not apply to ‘‘tech- 740 FOR A DESCRIPTION OF ALL LICENSE EX- nology’’ for the ‘‘development’’ of any of the CEPTIONS) following: CIV:N/A a. Civil cellular radio-communications sys- TSR: Yes, except for exports and reexports to tems; or destinations outside of those countries b. Fixed or mobile satellite Earth stations for listed in Country Group A:5 (See Supple- commercial civil telecommunications. ment No. 1 to part 740 of the EAR) of c. ‘‘Technology’’ according the General ‘‘technology’’ controlled by 5E001.a for the Technology Note for the ‘‘development’’ or ‘‘development’’ or ‘‘production’’ of the fol- ‘‘production’’ of any of the following: lowing: c.1. Equipment employing digital tech- (1) Items controlled by 5A001.b.5 or 5A001.h; niques designed to operate at a ‘‘total digital or transfer rate’’ exceeding 560 Gbit/s; (2) ‘‘Software’’ controlled by 5D001.a that Technical Note: For telecommunication is ‘‘specially designed’’ for the ‘‘develop- switching equipment the ‘‘total digital transfer ment’’ or ‘‘production’’ of equipment, func- rate’’ is the unidirectional speed of a single tions or features controlled by 5A001.b.5 or interface, measured at the highest speed port or 5A001.h. line.

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c.2. Equipment employing a ‘‘laser’’ and with a ‘‘fractional bandwidth’’ greater than having any of the following: 15%, and having any of the following: c.2.a. A transmission wavelength exceeding d.1.a. A peak saturated power output great- 1,750 nm; er than 75 W (48.75 dBm) at any frequency ex- c.2.b. [Reserved] ceeding 2.7 GHz up to and including 2.9 GHz; c.2.c. Employing coherent optical trans- d.1.b. A peak saturated power output great- mission or coherent optical detection tech- er than 55 W (47.4 dBm) at any frequency ex- niques; ceeding 2.9 GHz up to and including 3.2 GHz; Note: 5E001.c.2.c applies to ‘‘technology’’ for d.1.c. A peak saturated power output great- the ‘‘development’’ or ‘‘production’’ of systems er than 40 W (46 dBm) at any frequency ex- using an optical local oscillator in the receiving ceeding 3.2 GHz up to and including 3.7 GHz; side to synchronize with a carrier ‘‘laser.’’ or Technical Note: For the purpose of d.1.d. A peak saturated power output great- 5E001.c.2.c, these techniques include optical het- er than 20 W (43 dBm) at any frequency ex- erodyne, homodyne or intradyne techniques. ceeding 3.7 GHz up to and including 6.8 GHz; c.2.d. Employing wavelength division mul- d.2. Rated for operation at frequencies ex- tiplexing techniques of optical carriers at ceeding 6.8 GHz up to and including 16 GHz less than 100 GHz spacing; or with a ‘‘fractional bandwidth’’ greater than c.2.e. Employing analog techniques and 10%, and having any of the following: having a bandwidth exceeding 2.5 GHz; d.2.a. A peak saturated power output great- Note: 5E001.c.2.e. does not control ‘‘tech- er than 10W (40 dBm) at any frequency ex- nology’’ for the ‘‘development’’ or ‘‘production’’ ceeding 6.8 GHz up to and including 8.5 GHz; of commercial TV systems. or N.B.: For ‘‘technology’’ for the ‘‘develop- d.2.b. A peak saturated power output great- ment’’ or ‘‘production’’ of non-telecommuni- er than 5W (37 dBm) at any frequency exceed- cations equipment employing a ‘‘laser’’, see ing 8.5 GHz up to and including 16 GHz; Product Group E of Category 6, e.g., 6E00x. d.3. Rated for operation with a peak satu- c.3. Equipment employing ‘‘optical switch- rated power output greater than 3 W (34.77 ing’’ and having a switching time less than 1 dBm) at any frequency exceeding 16 GHz up ms; or to and including 31.8 GHz, and with a ‘‘frac- c.4. Radio equipment having any of the fol- tional bandwidth’’ of greater than 10%; lowing: c.4.a. Quadrature-Amplitude-Modulation d.4. Rated for operation with a peak satu- ¥ (QAM) techniques above level 1,024; or rated power output greater than 0.1n W ( 70 c.4.b. Operating at input or output fre- dBm) at any frequency exceeding 31.8 GHz up quencies exceeding 31.8 GHz; or to and including 37 GHz; Note: 5E001.c.4.b. does not control ‘‘tech- d.5. Rated for operation with a peak satu- nology’’ for the ‘‘development’’ or ‘‘production’’ rated power output greater than 1 W (30 of equipment designed or modified for operation dBm) at any frequency exceeding 37 GHz up in any frequency band which is ‘‘allocated by to and including 43.5 GHz, and with a ‘‘frac- the ITU’’ for radio-communications services, but tional bandwidth’’ of greater than 10%; not for radio-determination. d.6. Rated for operation with a peak satu- c.4.c. Operating in the 1.5 MHz to 87.5 MHz rated power output greater than 31.62 mW (15 band and incorporating adaptive techniques dBm) at any frequency exceeding 43.5 GHz up providing more than 15 dB suppression of an to and including 75 GHz, and with a ‘‘frac- interfering signal; or tional bandwidth’’ of greater than 10%; c.5. [Reserved] d.7. Rated for operation with a peak satu- c.6. Mobile equipment having all of the fol- rated power output greater than 10 mW (10 lowing: dBm) at any frequency exceeding 75 GHz up c.6.a. Operating at an optical wavelength to and including 90 GHz, and with a ‘‘frac- greater than or equal to 200 nm and less than tional bandwidth’’ of greater than 5%; or or equal to 400 nm; and d.8. Rated for operation with a peak satu- c.6.b. Operating as a ‘‘local area network’’; rated power output greater than 0.1 nW (¥70 d. ‘‘Technology’’ according to the General dBm) at any frequency exceeding 90 GHz; Technology Note for the ‘‘development’’ or e. ‘‘Technology’’ according to the General ‘‘production’’ of Microwave Monolithic Inte- Technology Note for the ‘‘development’’ or grated Circuit (MMIC) power amplifiers ‘‘production’’ of electronic devices and cir- ‘‘specially designed’’ for telecommunications cuits, ‘‘specially designed’’ for telecommuni- and that are any of the following: cations and containing ‘‘components’’ manu- Technical Note: For purposes of 5E001.d, the factured from ‘‘superconductive’’ materials, parameter peak saturated power output may ‘‘specially designed’’ for operation at tem- also be referred to on product data sheets as peratures below the ‘‘critical temperature’’ output power, saturated power output, max- of at least one of the ‘‘superconductive’’ con- imum power output, peak power output, or peak stituents and having any of the following: envelope power output. e.1. Current switching for digital circuits d.1. Rated for operation at frequencies ex- using ‘‘superconductive’’ gates with a prod- ceeding 2.7 GHz up to and including 6.8 GHz uct of delay time per gate (in seconds) and

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power dissipation per gate (in watts) of less nologies’’ as Follows (see List of Items than 10¥14 J; or Controlled). e.2. Frequency selection at all frequencies LICENSE REQUIREMENTS using resonant circuits with Q-values exceed- Reason for Control: AT ing 10,000. Control(s) Country Chart (See Supp. 5E101 ‘‘Technology’’ according to the Gen- No. 1 to part 738) eral Technology Note for the ‘‘develop- AT applies to entire entry ...... AT Column 1 ment,’’ ‘‘production’’ or ‘‘use’’ of equipment or software controlled by 5A101 or LIST BASED LICENSE EXCEPTIONS (SEE PART 5D101. 740 FOR A DESCRIPTION OF ALL LICENSE EX- LICENSE REQUIREMENTS CEPTIONS) Reason for Control: MT, AT CIV: N/A TSR: N/A Country Chart (See Supp. Control(s) No. 1 to part 738) LIST OF ITEMS CONTROLLED Related Controls: N/A MT applies to entire entry ..... MT Column 1 Related Definitions: (1) ‘‘Synchronous digital AT applies to entire entry ...... AT Column 1 hierarchy’’ (SDH) is a digital hierarchy providing a means to manage, multiplex, LIST BASED LICENSE EXCEPTIONS (SEE PART and access various forms of digital traffic 740 FOR A DESCRIPTION OF ALL LICENSE EX- using a synchronous transmission format CEPTIONS) on different types of media. The format is CIV: N/A based on the Synchronous Transport Mod- TSR: N/A ule (STM) that is defined by CCITT Rec- LIST OF ITEMS CONTROLLED ommendation G.703, G.707, G.708, G.709 and Related Controls: N/A others yet to be published. The first level Related Definitions: N/A rate of ‘SDH’ is 155.52 Mbits/s. (2) ‘Syn- Items: The list of items controlled is con- chronous optical network’ (SONET) is a tained in the ECCN heading. network providing a means to manage, multiplex and access various forms of dig- 5E980 ‘‘Technology’’, other than that con- ital traffic using a synchronous trans- trolled by 5E001.a (for 5A001.f.1, and for mission format on fiber optics. The format 5D001.a (for 5A001.f.1)), primarily useful is the North America version of ‘SDH’ and for the ‘‘development’’, ‘‘production’’, or also uses the Synchronous Transport Mod- ‘‘use’’ of equipment, functions or features, ule (STM). However, it uses the Syn- of equipment controlled by 5A980 or chronous Transport Signal (STS) as the ‘‘software’’ controlled by 5D980. basic transport module with a first level LICENSE REQUIREMENTS rate of 51.81 Mbits/s. The SONET standards Reason for Control: SL, AT are being integrated into those of ‘SDH’. Controls: SL and AT apply to entire entry. A Items: a. Specific ‘‘technologies’’ as follows: license is required for all destinations, as a.1. ‘‘Technology’’ for the processing and specified in § 742.13 of the EAR. Accord- application of coatings to optical fiber ‘‘spe- ingly, a column specific to this control cially designed’’ to make it suitable for un- does not appear on the Commerce Country derwater use; Chart (Supplement No. 1 to Part 738 of the a.2. ‘‘Technology’’ for the ‘‘development’’ EAR). of equipment employing ‘Synchronous Dig- LIST BASED LICENSE EXCEPTIONS (SEE PART ital Hierarchy’ (‘SDH’) or ‘Synchronous Op- 740 FOR A DESCRIPTION OF ALL LICENSE EX- tical Network’ (‘SONET’) techniques. CEPTIONS) CIV: N/A PART 2—‘‘INFORMATION SECURITY’’ TSR: N/A LIST OF ITEMS CONTROLLED Note 1: [Reserved] Related Controls: See also 5D001.a and .c (for Note 2: Category 5—Part 2, ‘‘information secu- 5A001.f.1 equipment), 5D001.b (supporting rity’’ products, when accompanying their user 5E001.a ‘‘technology’’ for 5A001.f.1 equip- for the user’s personal use or as tools of trade, ment, or for 5D001.a ‘‘software’’ (for are eligible for License Exceptions TMP or BAG, 5A001.f.1equipment)), and 5E001.a (for subject to the terms and conditions of these li- 5A001.f.1 equipment, or for 5D001.a ‘‘soft- cense exceptions. ware’’ for 5A001.f.1 equipment). Note 3: Cryptography Note: ECCNs 5A002, Related Definitions: N/A 5A003, 5A004 and 5D002, do not control items as Items: The list of items controlled is con- follows: tained in the ECCN heading. a. Items meeting all of the following: 1. Generally available to the public by being 5E991 ‘‘Technology’’ for the ‘‘Development’’, sold, without restriction, from stock at retail ‘‘Production’’ or ‘‘Use’’ of Equipment Con- selling points by means of any of the following: trolled by 5A991 or 5B991, or ‘‘Software’’ a. Over-the-counter transactions; Controlled by 5D991, and Other ‘‘Tech- b. Mail order transactions;

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c. Electronic transactions; or commodities and software not implementing any d. Telephone call transactions; symmetric algorithms, employing a key length 2. The cryptographic functionality cannot be greater than 768 bits for asymmetric algorithms easily changed by the user; or greater than 128 bits for elliptic curve algo- 3. Designed for installation by the user with- rithms) in accordance with the requirements of out further substantial support by the supplier; § 740.17(b) of the EAR in order to be released and from the ‘‘EI’’ and ‘‘NS’’ controls of ECCN 4. [Reserved] 5A002 or 5D002. 5. When necessary, details of the items are ac- Note 4: Category 5—Part 2 does not apply to cessible and will be provided, upon request, to items incorporating or using ‘‘cryptography’’ the appropriate authority in the exporter’s and meeting all of the following: country in order to ascertain compliance with a. The primary function or set of functions is conditions described in paragraphs 1. through 3. not any of the following: of this Note a.; 1. ‘‘Information security’’; b. Hardware components or ’executable soft- 2. A computer, including operating systems, ware’, of existing items described in paragraph parts and components therefor; a. of this Note, that have been designed for 3. Sending, receiving or storing information these existing items, and meeting all of the fol- (except in support of entertainment, mass com- lowing: mercial broadcasts, digital rights management or 1. ‘‘Information security’’ is not the primary medical records management); or function or set of functions of the component or 4. Networking (includes operation, adminis- ’executable software’; tration, management and provisioning); 2. The component or ’executable software’ b. The cryptographic functionality is limited does not change any cryptographic to supporting their primary function or set of functionality of the existing items, or add new functions; and cryptographic functionality to the existing c. When necessary, details of the items are ac- items; cessible and will be provided, upon request, to 3. The feature set of the component or ’execut- the appropriate authority in the exporter’s able software’ is fixed and is not designed or country in order to ascertain compliance with modified to customer specification; and conditions described in paragraphs a. and b. 4. When necessary, as determined by the ap- above. propriate authority in the exporter’s country, details of the component or ’executable soft- A. ‘‘END ITEMS,’’ ‘‘EQUIPMENT,’’ ‘‘ACCES- ware’, and details of relevant end-items are ac- SORIES,’’ ‘‘ATTACHMENTS,’’ ‘‘PARTS,’’ ‘‘COM- cessible and will be provided to the authority PONENTS,’’ AND ‘‘SYSTEMS’’ upon request, in order to ascertain compliance with conditions described above. I. CRYPTOGRAPHIC ‘‘INFORMATION SECURITY’’ Technical Note: For the purpose of the Cryp- 5A002 ‘‘Information security’’ systems, tography Note, ’executable software’ means equipment and ‘‘components,’’ as follows ‘‘software’’ in executable form, from an existing (see List of Items Controlled). hardware component excluded from 5A002, LICENSE REQUIREMENTS 5A003 or 5A004 by the Cryptography Note. Reason for Control: NS, AT, EI Note: ’Executable software’ does not include complete binary images of the ‘‘software’’ run- Control(s) Country chart ning on an end-item. (see Supp. No. 1 to part 738) Note to the Cryptography Note: 1. To meet NS applies to entire entry ...... NS Column 1 paragraph a. of Note 3, all of the following must AT applies to entire entry ...... AT Column 1 apply: EI applies to entire entry ...... Refer to § 742.15 of the EAR a. The item is of potential interest to a wide range of individuals and businesses; and License Requirements Note: See § 744.17 of the b. The price and information about the main EAR for additional license requirements for functionality of the item are available before microprocessors having a processing speed of 5 purchase without the need to consult the vendor GFLOPS or more and an arithmetic logic unit or supplier. A simple price inquiry is not consid- with an access width of 32 bit or more, including ered to be a consultation. those incorporating ‘‘information security’’ 2. In determining eligibility of paragraph a. of functionality, and associated ‘‘software’’ and Note 3, BIS may take into account relevant fac- ‘‘technology’’ for the ‘‘production’’ or ‘‘devel- tors such as quantity, price, required technical opment’’ of such microprocessors. skill, existing sales channels, typical customers, LIST BASED LICENSE EXCEPTIONS (SEE PART typical use or any exclusionary practices of the 740 FOR A DESCRIPTION OF ALL LICENSE EX- supplier. CEPTIONS) N.B. to Note 3 (Cryptography Note): You must LVS: Yes: $500 for ‘‘components’’. N/A for sys- submit a classification request or self-classifica- tems and equipment. tion report to BIS for mass market encryption GBS: N/A commodities and software eligible for the Cryp- CIV: N/A tography Note employing a key length greater ENC: Yes for certain EI controlled commod- than 64 bits for the symmetric algorithm (or, for ities, see § 740.17 of the EAR for eligibility.

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LIST OF ITEMS CONTROLLED (1) A smart card or an electronically readable Related Controls: (1) ECCN 5A002.a controls personal document (e.g., token coin, e-passport) ‘‘components’’ providing the means or that meets any of the following: functions necessary for ‘‘information secu- a. The cryptographic capability is restricted rity.’’ All such ‘‘components’’ are presump- for use in equipment or systems, excluded from tively ‘‘specially designed’’ and controlled 5A002, 5A003 or 5A004 by Note 4 in Category 5— by 5A002.a. (2) See USML Categories XI (in- Part 2 or entries (b) to (i) of this Note, and can- cluding XI(b)) and XIII(b) (including not be reprogrammed for any other use; or XIII(b)(2)) for controls on systems, equip- b. Having all of the following: ment, and components described in 5A002.d 1. It is specially designed and limited to allow or .e that are subject to the ITAR. (3) After protection of ’personal data’ stored within; classification or self-classification in ac- 2. Has been, or can only be, personalized for cordance with § 740.17(b) of the EAR, mass public or commercial transactions or individual market encryption commodities that meet identification; and eligibility requirements are released from 3. Where the cryptographic capability is not ‘‘EI’’ and ‘‘NS’’ controls. These commod- user-accessible; ities are designated 5A992.c. Technical Note: ’Personal data’ includes any Related Definitions: N/A data specific to a particular person or entity, Items: such as the amount of money stored and data a. Systems, equipment and components, necessary for authentication. for cryptographic ‘‘information security,’’ as (2). ’Readers/writers’ specially designed or follows: modified, and limited, for items specified by N.B.: For the control of Global Navigation (a)(1) of this Note; Satellite Systems (GNSS) receiving equipment Technical Note: ’Readers/writers’ include containing or employing decryption, see ECCN equipment that communicates with smart cards 7A005, and for related decryption ‘‘software’’ or electronically readable documents through a and ‘‘technology’’ see 7D005 and 7E001. network. a.1. Designed or modified to use ‘‘cryptography’’ employing digital techniques per- (b) Cryptographic equipment specially de- forming any cryptographic function other signed and limited for banking use or ’money than authentication, digital signature, or transactions’; execution of copy-protected ‘‘software,’’ and Technical Note: ’Money transactions’ in 5A002 having any of the following: Note (b) includes the collection and settlement Technical Notes: 1. Functions for authentica- of fares or credit functions. tion, digital signature and the execution of (c) Portable or mobile radiotelephones for civil copy-protected ‘‘software’’ include their associ- use (e.g., for use with commercial civil cellular ated key management function. radio communication systems) that are not ca- 2. Authentication includes all aspects of ac- pable of transmitting encrypted data directly to cess control where there is no encryption of files another radiotelephone or equipment (other or text except as directly related to the protec- than Radio Access Network (RAN) equipment), tion of passwords, Personal Identification Num- nor of passing encrypted data through RAN bers (PINs) or similar data to prevent unauthor- equipment (e.g., Radio Network Controller ized access. (RNC) or Base Station Controller (BSC)); a.1.a. A ‘‘symmetric algorithm’’ employing (d) Cordless telephone equipment not capable a key length in excess of 56-bits; or of end-to-end encryption where the maximum Technical Note: In Category 5—Part 2, parity effective range of unboosted cordless operation bits are not included in the key length. (i.e., a single, unrelayed hop between terminal a.1.b. An ‘‘asymmetric algorithm’’ where and home base station) is less than 400 meters the security of the algorithm is based on any according to the manufacturer’s specifications; of the following: (e) Portable or mobile radiotelephones and a.1.b.1. Factorization of integers in excess similar client wireless devices for civil use, that of 512 bits (e.g., RSA); implement only published or commercial cryp- a.1.b.2. Computation of discrete logarithms tographic standards (except for anti-piracy in a multiplicative group of a finite field of functions, which may be non-published) and size greater than 512 bits (e.g., Diffie- also meet the provisions of paragraphs a.2. to Hellman over Z/pZ); or a.5. of the Cryptography Note (Note 3 in Cat- a.1.b.3. Discrete logarithms in a group egory 5—Part 2), that have been customized for other than mentioned in 5A002.a.1.b.2 in ex- a specific civil industry application with fea- cess of 112 bits (e.g., Diffie-Hellman over an tures that do not affect the cryptographic elliptic curve); functionality of these original non-customized a.2. [Reserved] devices; N.B.: See 5A004.a for items formerly specified (f) Wireless ‘‘personal area network’’ equip- in 5A002.a.2. ment that implement only published or commer- Note: 5A002.a does not control any of the fol- cial cryptographic standards and where the lowing: cryptographic capability is limited to a nominal (a) Smart cards and smart card ’readers/writ- operating range not exceeding 30 meters accord- ers’ as follows: ing to the manufacturer’s specifications, or not

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exceeding 100 meters according to the manufac- 5A992 Equipment not controlled by 5A002 turer’s specifications for equipment that cannot (see List of Items Controlled). interconnect with more than seven devices; LICENSE REQUIREMENTS (g) Equipment meeting all of the following: 1. All cryptographic capability specified by Control(s) Country Chart (See Supp. 5A002.a meets any of the following: No. 1 to part 738) a. It cannot be used; or b. It can only be made useable by means of AT applies to entire entry ...... AT Column 1. ‘‘cryptographic activation;’’ and 2. When necessary as determined by the ap- License Requirements Note: See § 744.17 of the propriate authority in the exporter’s country, EAR for additional license requirements for details of the equipment are accessible and will microprocessors having a processing speed of 5 be provided to the authority upon request, in GFLOPS or more and an arithmetic logic unit order to ascertain compliance with conditions with an access width of 32 bit or more, including described above; those incorporating ‘‘information security’’ N.B.1: See 5A002.a for equipment that has un- functionality, and associated ‘‘software’’ and dergone ‘‘cryptographic activation.’’ ‘‘technology’’ for the ‘‘production’’ or ‘‘devel- N.B.2: See also 5A002.b, 5D002.d and 5E002.b. opment’’ of such microprocessors. (h) Mobile telecommunications Radio Access LIST BASED LICENSE EXCEPTIONS (SEE PART Network (RAN) equipment designed for civil use, 740 FOR A DESCRIPTION OF ALL LICENSE EX- which also meet the provisions 2. to 5. of part a. CEPTIONS) of the Cryptography Note (Note 3 in Category LVS: N/A 5—Part 2), having an RF output power limited to 0.1W (20 dBm) or less, and supporting 16 or GBS: N/A fewer concurrent users; CIV: N/A (i) Routers, switches or relays, where the ‘‘in- LIST OF ITEMS CONTROLLED formation security’’ functionality is limited to Related Controls: N/A the tasks of ‘‘Operations, Administration or Related Definitions: N/A Maintenance’’ (‘‘OAM’’) implementing only Items: a. to b. [Reserved] published or commercial cryptographic stand- c. Commodities classified as mass market ards; or encryption commodities in accordance with (j) General purpose computing equipment or § 740.17(b) of the EAR. servers, where the ‘‘information security’’ functionality meets all of the following: II. NON-CRYPTOGRAPHIC ‘‘INFORMATION 1. Uses only published or commercial cryp- SECURITY’’ tographic standards; and 2. Is any of the following: 5A003 ‘‘Systems,’’ ‘‘equipment’’ and ‘‘compo- a. Integral to a CPU that meets the provisions nents,’’ for non-cryptographic ‘‘informa- of Note 3 in Category 5—Part 2; tion security,’’ as follows (see List of b. Integral to an operating system that is not Items Controlled). specified by 5D002; or LICENSE REQUIREMENTS c. Limited to ‘‘OAM’’ of the equipment. Reason for Control: NS, AT b. Designed or modified to enable, by means of ‘‘cryptographic activation,’’ an Control(s) Country chart item to achieve or exceed the controlled per- (see supp. no. 1 to part 738) formance levels for functionality specified by 5A002.a that would not otherwise be en- NS applies to entire entry ...... NS Column 2 abled; AT applies to entire entry ...... AT Column 1 c. Designed or modified to use or perform ‘‘quantum cryptography;’’ LIST BASED LICENSE EXCEPTIONS (SEE PART Technical Note: ‘‘Quantum cryptography’’ is 740 FOR A DESCRIPTION OF ALL LICENSE EX- also known as Quantum Key Distribution CEPTIONS) (QKD). LVS: Yes: $500 for ‘‘components.’’ N/A for sys- d. Designed or modified to use cryp- tems and equipment. tographic techniques to generate channel- GBS: N/A izing codes, scrambling codes or network CIV: N/A identification codes, for systems using ultra- LIST OF ITEMS CONTROLLED wideband modulation techniques and having Related Controls: N/A any of the following: Related Definitions: N/A d.1. A bandwidth exceeding 500 MHz; or d.2. A ‘‘fractional bandwidth’’ of 20% or Items: more; a. Communications cable systems designed e. Designed or modified to use cryp- or modified using mechanical, electrical or tographic techniques to generate the spread- electronic means to detect surreptitious in- ing code for ‘‘spread spectrum’’ systems, not trusion; controlled in 5A002.d., including the hopping NOTE: 5A003.a applies only to physical code for ‘‘frequency hopping’’ systems. layer security.

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b. ‘‘Specially designed’’ or modified to re- Reason for Control: NS, AT duce the compromising emanations of information-bearing signals beyond what is nec- Control(s) Country Chart (See Supp. essary for health, safety or electromagnetic No. 1 to part 738) interference standards. NS applies to entire entry ...... NS Column 1 AT applies to entire entry ...... AT Column 1 III. DEFEATING, WEAKENING, OR BYPASSING ‘‘INFORMATION SECURITY’’ LIST BASED LICENSE EXCEPTIONS (SEE PART 740 FOR A DESCRIPTION OF ALL LICENSE EX- 5A004 ‘‘Systems,’’ ‘‘equipment’’ and ‘‘compo- CEPTIONS) nents’’ for defeating, weakening or by- LVS: N/A passing ‘‘information security,’’ as follows GBS: N/A (see List of Items Controlled). CIV: N/A LICENSE REQUIREMENTS ENC: Yes for certain EI controlled equip- Reason for Control: NS, AT, EI ment, see § 740.17 of the EAR for eligibility. Country chart LIST OF ITEMS CONTROLLED Control(s) (see supp. no. 1 to part 738) Related Controls: N/A Related Definitions: N/A NS applies to entire entry ...... NS Column 1 Items: AT applies to entire entry ...... AT Column 1 EI applies to entire entry ...... Refer to § 742.15 of the EAR a. Equipment ‘‘specially designed’’ for the ‘‘development’’ or ‘‘production’’ of equip- License Requirements Note: See § 744.17 of the ment controlled by 5A002, 5A003, 5A004 or EAR for additional license requirements for 5B002.b; microprocessors having a processing speed of 5 b. Measuring equipment ‘‘specially de- GFLOPS or more and an arithmetic logic unit signed’’ to evaluate and validate the ‘‘infor- with an access width of 32 bit or more, including mation security’’ functions of equipment those incorporating ‘‘information security’’ controlled by 5A002, 5A003 or 5A004, or of functionality, and associated ‘‘software’’ and ‘‘software’’ controlled by 5D002.a or 5D002.c. ‘‘technology’’ for the ‘‘production’’ or ‘‘development’’ of such microprocessors. C. ‘‘MATERIALS’’ [RESERVED] LIST BASED LICENSE EXCEPTIONS (SEE PART 740 FOR A DESCRIPTION OF ALL LICENSE EX- D. ‘‘SOFTWARE’’ CEPTIONS) LVS: Yes: $500 for ‘‘components.’’ N/A for sys- 5D002 ‘‘Software’’ as follows (see List of tems and equipment. Items Controlled) GBS: N/A LICENSE REQUIREMENTS CIV: N/A Reason for Control: NS, AT, EI ENC: Yes for certain EI controlled commod- Country Chart (See Supp. ities, see § 740.17 of the EAR for eligibility. Control(s) No. 1 to part 738) LIST OF ITEMS CONTROLLED Related Controls: ECCN 5A004.a controls NS applies to entire entry ...... NS Column 1. ‘‘components’’ providing the means or AT applies to entire entry ...... AT Column 1. functions necessary for ‘‘information secu- EI applies to ‘‘software’’ in See § 742.15 of the EAR rity.’’ All such ‘‘components’’ are presump- 5D002.a, c.1 and .d, for Note: Encryption software is tively ‘‘specially designed’’ and controlled commodities or ‘‘software’’ controlled because of its controlled for EI reasons in functional capacity, and not by 5A004.a. ECCNs 5A002, 5A004 or because of any informa- Related Definitions: N/A 5D002. tional value of such soft- Items: ware; such software is not a. Designed or modified to perform accorded the same treat- ’cryptanalytic functions.’ ment under the EAR as Note: 5A004.a includes systems or equipment, other ‘‘software’; and for designed or modified to perform ’cryptanalytic export licensing purposes, functions’ by means of reverse engineering. encryption software is treated under the EAR in Technical Note: ’Cryptanalytic functions’ are the same manner as a functions designed to defeat cryptographic commodity included in mechanisms in order to derive confidential vari- ECCN 5A002 ables or sensitive data, including clear text, passwords or cryptographic keys. License Requirements Note: See § 744.17 of the b. [Reserved] EAR for additional license requirements for microprocessors having a processing speed of 5 B. TEST, INSPECTION AND ‘‘PRODUCTION GFLOPS or more and an arithmetic logic unit EQUIPMENT’’ with an access width of 32 bit or more, including 5B002 ‘‘Information Security’’ test, inspec- those incorporating ‘‘information security’’ tion and ‘‘production’’ equipment, as fol- functionality, and associated ‘‘software’’ and lows (see List of Items Controlled). ‘‘technology’’ for the ‘‘production’’ or ‘‘devel- LICENSE REQUIREMENTS opment’’ of such microprocessors.

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LIST BASED LICENSE EXCEPTIONS (SEE PART TSR: N/A 740 FOR A DESCRIPTION OF ALL LICENSE EX- LIST OF ITEMS CONTROLLED CEPTIONS) Related Controls: This entry does not control CIV: N/A ‘‘software’’ designed or modified to protect TSR: N/A against malicious computer damage, e.g., ENC: Yes for certain EI controlled software, viruses, where the use of ‘‘cryptography’’ is see § 740.17 of the EAR for eligibility. limited to authentication, digital signa- LIST OF ITEMS CONTROLLED ture and/or the decryption of data or files. Related Controls: After classification or self- Related Definitions: N/A classification in accordance with § 740.17(b) Items: of the EAR, mass market encryption soft- a. [Reserved] ware that meet eligibility requirements b. [Reserved] are released from ‘‘EI’’ and ‘‘NS’’ controls. c. ‘‘Software’’ classified as mass market This software is designated as 5D992.c. encryption software in accordance with Related Definitions: 5D002.a controls ‘‘soft- § 740.17(b) of the EAR. ware’’ designed or modified to use ‘‘cryptography’’ employing digital or analog techniques to ensure ‘‘information secu- E. ‘‘TECHNOLOGY’’ rity’. 5E002 ‘‘Technology’’ as follows (see List of Items: a. ‘‘Software’’ ‘‘specially designed’’ or Items Controlled). modified for the ‘‘development,’’ ‘‘produc- LICENSE REQUIREMENTS tion’’ or ‘‘use’’ of equipment controlled by Reason for Control: NS, AT, EI 5A002, 5A003 or 5A004, or of ‘‘software’’ controlled by 5D002.c; Control(s) Country Chart (See Supp. b. ‘‘Software’’ ‘‘specially designed’’ or No. 1 to part 738) modified to support ‘‘technology’’ controlled by 5E002; NS applies to entire entry ...... NS Column 1 AT applies to entire entry ...... AT Column 1 c. Specific ‘‘software’’ as follows: EI applies to ‘‘technology’’ in Refer to § 742.15 of the EAR c.1. ‘‘Software’’ having the characteristics, 5E002.a for commodities or or performing or simulating the functions of ‘‘software’’ controlled for EI the equipment, controlled by 5A002, 5A003 or reasons in ECCNs 5A002, 5A004; 5A004 or 5D002, and to c.2. ‘‘Software’’ to certify ‘‘software’’ con- ‘‘technology’’ in 5E002.b. trolled by 5D002.c.1. Note: 5D002.c does not apply to ‘‘software’’ License Requirement Note: When a person limited to the tasks of ‘‘OAM’’ implementing performs or provides technical assistance that only published or commercial cryptographic incorporates, or otherwise draws upon, ‘‘tech- standards. nology’’ that was either obtained in the United d. ‘‘Software’’ designed or modified to en- States or is of US-origin, then a release of the able, by means of ‘‘cryptographic activa- ‘‘technology’’ takes place. Such technical assist- tion,’’ an item to achieve or exceed the con- ance, when rendered with the intent to aid in trolled performance levels for functionality the ‘‘development’’ or ‘‘production’’ of specified by 5A002.a that would not otherwise encryption commodities or software that would be enabled. be controlled for ‘‘EI’’ reasons under ECCN 5A002 or 5D002, may require authorization 5D992 ‘‘Information Security’’ ‘‘software’’ not under the EAR even if the underlying controlled by 5D002 as follows (see List of encryption algorithm to be implemented is from Items Controlled). the public domain or is not of U.S. origin. LICENSE REQUIREMENTS License Requirements Note: (1) See § 744.17 of the EAR for additional li- Country Chart (See Supp. cense requirements for microprocessors having a Control(s) No. 1 to part 738) processing speed of 5 GFLOPS or more and an AT applies to entire entry ...... AT Column 1. arithmetic logic unit with an access width of 32 bit or more, including those incorporating ‘‘in- License Requirements Note: See § 744.17 of the formation security’’ functionality, and associ- EAR for additional license requirements for ated ‘‘software’’ and ‘‘technology’’ for the microprocessors having a processing speed of 5 ‘‘production’’ or ‘‘development’’ of such micro- GFLOPS or more and an arithmetic logic unit processors. with an access width of 32 bit or more, including (2) When a person performs or provides tech- those incorporating ‘‘information security’’ nical assistance that incorporates, or otherwise functionality, and associated ‘‘software’’ and draws upon, ‘‘technology’’ that was either ob- ‘‘technology’’ for the ‘‘production’’ or ‘‘devel- tained in the United States or is of US-origin, opment’’ of such microprocessors. then a release of the ‘‘technology’’ takes place. LIST BASED LICENSE EXCEPTIONS (SEE PART Such technical assistance, when rendered with 740 FOR A DESCRIPTION OF ALL LICENSE EX- the intent to aid in the ‘‘development’’ or ‘‘pro- CEPTIONS) duction’’ of encryption commodities or software CIV: N/A that would be controlled for ‘‘EI’’ reasons under

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ECCN 5A002, 5A004 or 5D002, may require au- b. ‘‘Technology’’, n.e.s., for the ‘‘use’’ of thorization under the EAR even if the under- mass market commodities controlled by lying encryption algorithm to be implemented is 5A992.c or mass market ‘‘software’’ con- from the public domain or is not of U.S.-origin. trolled by 5D992.c. LIST BASED LICENSE EXCEPTIONS (SEE PART 740 FOR A DESCRIPTION OF ALL LICENSE EX- EAR99 Items subject to the EAR that are CEPTIONS) not elsewhere specified in this CCL Cat- CIV: N/A egory or in any other category in the CCL TSR: N/A are designated by the number EAR99. ENC: Yes for certain EI controlled tech- CATEGORY 6—SENSORS AND LASERS nology, see § 740.17 of the EAR for eligibility. A. ‘‘END ITEMS’’, ‘‘EQUIPMENT’’, ‘‘ACCES- LIST OF ITEMS CONTROLLED SORIES’’, ‘‘ATTACHMENTS’’, ‘‘PARTS’’, ‘‘COM- Related Controls: See also 5E992. This entry PONENTS’’ AND ‘‘SYSTEMS’’ does not control ‘‘technology’’ ‘‘required’’ 6A001 Acoustic systems, equipment and for the ‘‘use’’ of equipment excluded from ‘‘components’’, as follows (see List of control under the Related Controls para- Items Controlled). graph or the Technical Notes in ECCN LICENSE REQUIREMENTS 5A002 or ‘‘technology’’ related to equip- Reason for Control: NS, AT ment excluded from control under ECCN 5A002. Country Chart (See Supp. Related Definitions: N/A Control(s) No. 1 to part 738) Items: a. ‘‘Technology’’ according to the Gen- eral Technology Note for the ‘‘development,’’ NS applies to entire entry ...... NS Column 2 AT applies to entire entry ...... AT Column 1 ‘‘production’’ or ‘‘use’’ of equipment controlled by 5A002, 5A003, 5A004 or 5B002, or of REPORTING REQUIREMENTS See § 743.1 of the ‘‘software’’ controlled by 5D002.a or 5D002.c. EAR for reporting requirements for ex- b. ‘‘Technology’’ to enable, by means of ports under License Exceptions, and Vali- ‘‘cryptographic activation,’’ an item to dated End-User authorizations achieve or exceed the controlled performance LIST BASED LICENSE EXCEPTIONS (SEE PART levels for functionality specified by 5A002.a 740 FOR A DESCRIPTION OF ALL LICENSE EX- that would not otherwise be enabled. CEPTIONS) Note: 5E002 includes ‘‘information security’’ LVS: $3000; N/A for 6A001.a.1.b.1 object detec- technical data resulting from procedures carried tion and location systems having a trans- out to evaluate or determine the implementation mitting frequency below 5 kHz or a sound of functions, features or techniques specified in pressure level exceeding 210 dB (reference 1 Category 5-Part 2. μPa at 1 m) for equipment with an operating frequency in the band from 30 kHz to 5E992 ‘‘Information Security’’ ‘‘technology’’ 2 kHz inclusive; 6A001.a.1.e, 6A001.a.2.a.1, according to the General Technology a.2.a.2, 6A001.a.2.a.3, a.2.a.5, a.2.a.6, Note, not controlled by 5E002, as follows 6A001.a.2.b; processing equipment con- (see List of Items Controlled). trolled by 6A001.a.2.c, and ‘‘specially de- LICENSE REQUIREMENTS signed’’ for real time application with Country Chart (See Supp. towed acoustic hydrophone arrays; a.2.e.1, Control(s) No. 1 to part 738) a.2.e.2; and bottom or bay cable systems controlled by 6A001.a.2.f and having proc- AT applies to entire entry ...... AT Column 1. essing equipment ‘‘specially designed’’ for real time application with bottom or bay License Requirements Note: See § 744.17 of the cable systems. EAR for additional license requirements for GBS:Yes for 6A001.a.1.b.4. microprocessors having a processing speed of 5 CIV:Yes for 6A001.a.1.b.4. GFLOPS or more and an arithmetic logic unit SPECIAL CONDITIONS FOR STA with an access width of 32 bit or more, including STA: License Exception STA may not be those incorporating ‘‘information security’’ used to ship commodities in 6A001.a.1.b, functionality, and associated ‘‘software’’ and 6A001.a.1.e or 6A001.a.2 (except .a.2.a.4) to ‘‘technology’’ for the ‘‘production’’ or ‘‘devel- any of the destinations listed in Country opment’’ of such microprocessors. Group A:6 (See Supplement No. 1 to part LIST BASED LICENSE EXCEPTIONS (SEE PART 740 of the EAR). 740 FOR A DESCRIPTION OF ALL LICENSE EX- LIST OF ITEMS CONTROLLED CEPTIONS) Related Controls: See also 6A991. CIV: N/A Related Definitions: N/A TSR: N/A Items: a. Marine acoustic systems, equipment LIST OF ITEMS CONTROLLED and ‘‘specially designed’’ ‘‘components’’ Related Controls: N/A therefor, as follows: Related Definitions: N/A a.1. Active (transmitting or transmitting- Items: a. [Reserved] and-receiving) systems, equipment and

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‘‘specially designed’’ ‘‘components’’ therefor, a.1.a.2.b.4. ‘Enhancement’ of the depth ac- as follows: curacy through compensation of all of the Note: 6A001.a.1 does not control equipment as following: follows: a.1.a.2.b.4.a. Motion of the acoustic sensor; a. Depth sounders operating vertically below a.1.a.2.b.4.b. In-water propagation from the apparatus, not including a scanning func- sensor to the seabed and back; and tion exceeding ±20°, and limited to measuring a.1.a.2.b.4.c. Sound speed at the sensor. the depth of water, the distance of submerged or a.1.a.3. Side Scan Sonar (SSS) or Synthetic buried objects or fish finding; Aperture Sonar (SAS), designed for seabed b. Acoustic beacons, as follows: imaging and having all of the following, and 1. Acoustic emergency beacons; specially designed transmitting and receiv- 2. Pingers ‘‘specially designed’’ for relocating ing acoustic arrays therefor: or returning to an underwater position. a.1.a.3.a. Designed or modified to operate a.1.a. Acoustic seabed survey equipment as at depths exceeding 500 m; and follows: a.1.a.3.b. An ‘area coverage rate’ of greater 2 a.1.a.1. Surface vessel survey equipment than 570 m /s while operating at the max- designed for sea bed topographic mapping imum range that it can operate with an and having all of the following: ‘along track resolution’ of less than 15 cm; a.1.a.1.a. Designed to take measurements and at an angle exceeding 20° from the vertical; a.1.a.3.c. An ‘across track resolution’ of a.1.a.1.b. Designed to measure seabed to- less than 15 cm; 2 pography at seabed depths exceeding 600 m; Technical Notes: 1. ‘Area coverage rate’ (m /s) is twice the product of the sonar range (m) and a.1.a.1.c. ‘’Sounding resolution’ less than 2; the maximum speed (m/s) at which the sensor and can operate at that range. a.1.a.1.d. ‘Enhancement’ of the depth accu- 2. ‘Along track resolution’ (cm), for SSS only, racy through compensation for all the fol- is the product of azimuth (horizontal) beam- lowing: width (degrees) and sonar range (m) and 0.873. a.1.a.1.d.1. Motion of the acoustic sensor; 3. ‘Across track resolution’ (cm) is 75 divided a.1.a.1.d.2. In-water propagation from sen- by the signal bandwidth (kHz). sor to the seabed and back; and a.1.b. Systems or transmitting and receiv- a.1.a.1.d.3. Sound speed at the sensor; ing arrays, designed for object detection or Technical Notes: 1. ‘Sounding resolution’ is location, having any of the following: the swath width (degrees) divided by the max- a.1.b.1. A transmitting frequency below 10 imum number of soundings per swath. kHz; 2. ‘Enhancement’ includes the ability to com- a.1.b.2. Sound pressure level exceeding pensate by external means. 224dB (reference 1μPa at 1 m) for equipment a.1.a.2. Underwater survey equipment de- with an operating frequency in the band signed for seabed topographic mapping and from 10 kHz to 24 kHz inclusive; having any of the following: a.1.b.3. Sound pressure level exceeding 235 Technical Note: The acoustic sensor pressure dB (reference 1 μPa at 1 m) for equipment rating determines the depth rating of the equip- with an operating frequency in the band be- ment specified by 6A001.a.1.a.2. tween 24 kHz and 30 kHz; a.1.a.2.a. Having all of the following: a.1.b.4. Forming beams of less than 1° on a.1.a.2.a.1. Designed or modified to operate any axis and having an operating frequency at depths exceeding 300 m; and of less than 100 kHz; a.1.a.2.a.2. ’Sounding rate’ greater than a.1.b.5. Designed to operate with an unam- 3,800 m/s; or biguous display range exceeding 5,120 m; or Technical Note: ’Sounding rate’ is the product a.1.b.6. Designed to withstand pressure dur- of the maximum speed (m/s) at which the sensor ing normal operation at depths exceeding can operate and the maximum number of sound- 1,000 m and having transducers with any of ings per swath assuming 100% coverage. For the following: systems that produce soundings in two direc- a.1.b.6.a. Dynamic compensation for pres- tions (3D sonars), the maximum of the ’sounding sure; or rate’ in either direction should be used. a.1.b.6.b. Incorporating other than lead zir- a.1.a.2.b. Survey equipment, not specified conate titanate as the transduction element; by 6A001.a.1.a.2.a, having all of the following: a.1.c. Acoustic projectors, including trans- a.1.a.2.b.1. Designed or modified to operate ducers, incorporating piezoelectric, at depths exceeding 100 m; magnetostrictive, electrostrictive, electro- a.1.a.2.b.2. Designed to take measurements dynamic or hydraulic elements operating in- at an angle exceeding 20° from the vertical; dividually or in a designed combination and a.1.a.2.b.3. Having any of the following: having any of the following: a.1.a.2.b.3.a. Operating frequency below 350 Notes: 1. The control status of acoustic projec- kHz; or tors, including transducers, ‘‘specially de- a.1.a.2.b.3.b. Designed to measure seabed signed’’ for other equipment not specified by topography at a range exceeding 200 m from 6A001 is determined by the control status of the the acoustic sensor; and other equipment.

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2. 6A001.a.1.c does not control electronic a.1.e.1. Detection range exceeding 530 m; sources that direct the sound vertically only, or a.1.e.2. Determined position error of less mechanical (e.g., air gun or vapor-shock gun) or than 15 m rms (root mean square) when chemical (e.g., explosive) sources. measured at a range of 530 m; and 3. Piezoelectric elements specified in a.1.e.3. Transmitted pulse signal bandwidth 6A001.a.1.c include those made from lead-mag- exceeding 3 kHz; nesium-niobate/lead-titanate (Pb(Mg1/3Nb2/3)O3- N.B.: For diver detection systems ‘‘specially PbTiO3, or PMN-PT) single crystals grown from designed’’ or modified for military use, see the solid solution or lead-indium-niobate/lead-mag- U.S. Munitions List in the International Traffic nesium niobate/lead-titanate (Pb(In1/2Nb1/2)O3- in Arms Regulations (ITAR) (22 CFR part 121). Pb(Mg1/3Nb2/3)O3-PbTiO3, or PIN-PMN-PT) sin- a.2. Passive systems, equipment and ‘‘spe- gle crystals grown from solid solution. cially designed’’ ‘‘components’’ therefor, as a.1.c.1. Operating at frequencies below 10 follows: kHz and having any of the following: a.2.a. Hydrophones having any of the fol- a.1.c.1.a. Not designed for continuous oper- lowing: ation at 100% duty cycle and having a radi- Note: The control status of hydrophones ated ’free-field Source Level (SLRMS)’ exceed- ‘‘specially designed’’ for other equipment is de- ing (10log(f) + 169.77)dB (reference 1 μPa at 1 termined by the control status of the other m) where f is the frequency in Hertz of max- equipment. imum Transmitting Voltage Response (TVR) Technical Note: Hydrophones consist of one or below 10 kHz; or more sensing elements producing a single acous- a.1.c.1.b. Designed for continuous operation tic output channel. Those that contain multiple at 100% duty cycle and having a continu- elements can be referred to as a hydrophone ously radiated ’free-field Source Level group. (SLRMS)’ at 100% duty cycle exceeding a.2.a.1. Incorporating continuous flexible (10log(f) + 159.77)dB (reference 1 μPa at 1 m) sensing elements; where f is the frequency in Hertz of max- a.2.a.2. Incorporating flexible assemblies of imum Transmitting Voltage Response (TVR) discrete sensing elements with either a di- below 10 kHz; or ameter or length less than 20 mm and with a Technical Note: The ’free-field Source Level separation between elements of less than 20 (SLRMS)’ is defined along the maximum response mm; axis and in the far field of the acoustic pro- a.2.a.3. Having any of the following sensing jector. It can be obtained from the Transmitting elements: Voltage Response using the following equation: a.2.a.3.a. Optical fibers; SLRMS = (TVR + 20log VRMS) dB (ref 1μPa at 1 a.2.a.3.b. ’Piezoelectric polymer films’ m), where SLRMS is the source level, TVR is the other than polyvinylidene-fluoride (PVDF) Transmitting Voltage Response and VRMS is the and its co-polymers {P(VDF-TrFE) and Driving Voltage of the Projector. P(VDF-TFE)}; a.1.c.2. [Reserved] a.2.a.3.c. ’Flexible piezoelectric compos- N.B.: See 6A001.a.1.c.1 for items previously ites’; specified in 6A001a.1.c.2. a.2.a.3.d. Lead-magnesium-niobate/lead-ti- a.1.c.3. Side-lobe suppression exceeding 22 tanate (i.e., Pb(Mg1/3Nb2/3)O3-PbTiO3, or dB; PMN-PT) piezoelectric single crystals grown a.1.d. Acoustic systems and equipment, de- from solid solution; or signed to determine the position of surface a.2.a.3.e. Lead-indium-niobate/lead-magne- vessels or underwater vehicles and having all sium niobate/lead-titanate (i.e., of the following, and ‘‘specially designed’’ Pb(In1/2Nb1/2)O3-Pb(Mg1/3Nb2/3)O3-PbTiO3, or ‘‘components’’ therefor: PIN-PMN-PT) piezoelectric single crystals a.1.d.1. Detection range exceeding 1,000 m; grown from solid solution; and a.2.a.4. A ‘hydrophone sensitivity’ better a.1.d.2. Determined position error of less than ¥180dB at any depth with no accelera- than 10 m rms (root mean square) when tion compensation; measured at a range of 1,000 m; a.2.a.5. Designed to operate at depths ex- Note: 6A001.a.1.d includes: ceeding 35 m with acceleration compensa- a. Equipment using coherent ‘‘signal proc- tion; or essing’’ between two or more beacons and the a.2.a.6. Designed for operation at depths hydrophone unit carried by the surface vessel or exceeding 1,000 m; underwater vehicle; Technical Notes: 1. ‘Piezoelectric polymer film’ b. Equipment capable of automatically cor- sensing elements consist of polarized polymer recting speed-of-sound propagation errors for film that is stretched over and attached to a calculation of a point. supporting frame or spool (mandrel). a.1.e. Active individual sonars, ‘‘specially 2. ‘Flexible piezoelectric composite’ sensing designed’’ or modified to detect, locate and elements consist of piezoelectric ceramic par- automatically classify swimmers or divers, ticles or fibers combined with an electrically in- having all of the following, and ‘‘specially sulating, acoustically transparent rubber, poly- designed’’ transmitting and receiving acous- mer or epoxy compound, where the compound is tic arrays therefor: an integral part of the sensing elements.

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3. ‘Hydrophone sensitivity’ is defined as twen- moval depth sensing device in order to oper- ty times the logarithm to the base 10 of the ratio ate at depths exceeding 35 m; and of rms output voltage to a 1 V rms reference, a.2.e.2.b. Capable of being operationally when the hydrophone sensor, without a pre-am- interchanged with towed acoustic hydro- plifier, is placed in a plane wave acoustic field phone array modules; or with an rms pressure of 1 μPa. For example, a a.2.e.3. Incorporating accelerometer-based hydrophone of ¥160 dB (reference 1 V per μPa) hydro-acoustic sensors specified by would yield an output voltage of 10¥8 V in such 6A001.a.2.g; a field, while one of ¥180 dB sensitivity would a.2.f. Processing equipment, ‘‘specially de- yield only 10¥9 V output. Thus, ¥160 dB is bet- signed’’ for bottom or bay cable systems, ter than ¥180 dB. having ‘‘user accessible programmability’’ a.2.b. Towed acoustic hydrophone arrays and time or frequency domain processing and having any of the following: correlation, including spectral analysis, dig- Technical Note: Hydrophone arrays consist of ital filtering and beamforming using Fast a number of hydrophones providing multiple Fourier or other transforms or processes; acoustic output channels. a.2.g. Accelerometer-based hydro-acoustic a.2.b.1. Hydrophone group spacing of less sensors having all of the following: than 12.5 m or ‘able to be modified’ to have a.2.g.1. Composed of three accelerometers hydrophone group spacing of less than 12.5 arranged along three distinct axes; m; a.2.g.2. Having an overall ’acceleration sen- a.2.b.2. Designed or ‘able to be modified’ to sitivity’ better than 48 dB (reference 1,000 operate at depths exceeding 35m; mV rms per 1g); Technical Note: ‘Able to be modified’ in a.2.g.3. Designed to operate at depths 6A001.a.2.b means having provisions to allow a greater than 35 meters; and change of the wiring or interconnections to alter a.2.g.4. Operating frequency below 20 kHz; hydrophone group spacing or operating depth Note: 6A001.a.2.g does not apply to particle limits. These provisions are: spare wiring ex- velocity sensors or geophones. ceeding 10% of the number of wires, hydrophone Note: 6A001.a.2 also applies to receiving equip- group spacing adjustment blocks or internal ment, whether or not related in normal applica- depth limiting devices that are adjustable or tion to separate active equipment, and ‘‘spe- that control more than one hydrophone group. cially designed’’ ‘‘components’’ therefor. a.2.b.3. Heading sensors controlled by Technical Notes: 6A001.a.2.d; 1. Accelerometer-based hydro-acoustic sensors a.2.b.4. Longitudinally reinforced array are also known as vector sensors. hoses; a.2.b.5. An assembled array of less than 40 2. ’Acceleration sensitivity’ is defined as twen- mm in diameter; ty times the logarithm to the base 10 of the ratio a.2.b.6. [Reserved] of rms output voltage to a 1 V rms reference, a.2.b.7. Hydrophone characteristics con- when the hydro-acoustic sensor, without a pre- trolled by 6A001.a.2.a; or amplifier, is placed in a plane wave acoustic a.2.b.8. Accelerometer-based hydro-acous- field with an rms acceleration of 1 g (i.e., 9.81 m/ 2 tic sensors specified by 6A001.a.2.g; s ). a.2.c. Processing equipment, ‘‘specially de- b. Correlation-velocity and Doppler-veloc- signed’’ for towed acoustic hydrophone ar- ity sonar log equipment designed to measure rays, having ‘‘user accessible the horizontal speed of the equipment carrier programmability’’ and time or frequency do- relative to the sea bed, as follows: main processing and correlation, including b.1. Correlation-velocity sonar log equip- spectral analysis, digital filtering and ment having any of the following character- beamforming using Fast Fourier or other istics: transforms or processes; b.1.a. Designed to operate at distances be- a.2.d. Heading sensors having all of the fol- tween the carrier and the sea bed exceeding lowing: 500 m; or a.2.d.1. An ‘‘accuracy’’ of better than ±0.5°; b.1.b. Having speed ‘‘accuracy’’ better than and 1% of speed; a.2.d.2. Designed to operate at depths ex- b.2. Doppler-velocity sonar log equipment ceeding 35 m or having an adjustable or re- having speed ‘‘accuracy’’ better than 1% of movable depth sensing device in order to op- speed; erate at depths exceeding 35 m; Note 1: 6A001.b does not apply to depth a.2.e. Bottom or bay-cable hydrophone ar- sounders limited to any of the following: rays having any of the following: a. Measuring the depth of water; a.2.e.1. Incorporating hydrophones con- b. Measuring the distance of submerged or trolled by 6A001.a.2.a; buried objects; or a.2.e.2. Incorporating multiplexed hydro- c. Fish finding. phone group signal modules having all of the Note 2: 6A001.b. does not apply to equipment following characteristics: ‘‘specially designed’’ for installation on surface a.2.e.2.a. Designed to operate at depths ex- vessels. ceeding 35 m or having an adjustable or re- c. [Reserved]

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N.B.: For diver deterrent acoustic systems, see 6A002.b.2.b.1 that may have predominant civil 8A002.r. application(s). Related Definitions: N/A 6A002 Optical sensors and equipment, and Items: a. Optical detectors, as follows: ‘‘components’’ therefor, as follows (see a. Optical detectors as follows: List of Items Controlled). a.1. ‘‘Space-qualified’’ solid-state detectors LICENSE REQUIREMENTS as follows: Reason for Control: NS, MT, CC, RS, AT, UN Note: For the purpose of 6A002.a.1, solid-state detectors include ‘‘focal plane arrays’’. Country Chart (See Supp. Control(s) No. 1 to part 738) a.1.a. ‘‘Space-qualified’’ solid-state detectors having all of the following: NS applies to entire entry ...... NS Column 2. a.1.a.1. A peak response in the wavelength MT applies to optical detec- MT Column 1. range exceeding 10 nm but not exceeding 300 tors in 6A002.a.1, or a.3 nm; and that are ‘‘specially de- a.1.a.2. A response of less than 0.1% rel- signed’’ or modified to pro- ative to the peak response at a wavelength tect ‘‘missiles’’ against nuclear effects (e.g., Electro- exceeding 400 nm; magnetic Pulse (EMP), X- a.1.b. ‘‘Space-qualified’’ solid-state detec- rays, combined blast and tors having all of the following: thermal effects), and usa- a.1.b.1. A peak response in the wavelength ble for ‘‘missiles’’. range exceeding 900 nm but not exceeding RS applies to 6A002.a.1, a.2, RS Column 1. 1,200 nm; and a.3 (except a.3.d.2.a and a.1.b.2. A response ‘‘time constant’’ of 95 ns a.3.e for lead selenide based focal plane arrays or less; (FPAs)), and .c. a.1.c. ‘‘Space-qualified’’ solid-state detec- CC applies to police-model CC Column 1. tors having a peak response in the wave- infrared viewers in 6A002.c. length range exceeding 1,200 nm but not ex- AT applies to entire entry ...... AT Column 1. ceeding 30,000 nm; UN applies to 6A002.a.1, a.2, See § 746.1(b) for UN con- a.1.d. ‘‘Space-qualified’’ ‘‘focal plane ar- a.3 and c. trols. rays’’ having more than 2,048 elements per array and having a peak response in the REPORTING REQUIREMENTS See § 743.1 of the wavelength range exceeding 300 nm but not EAR for reporting requirements for ex- exceeding 900 nm; ports under License Exceptions, and Vali- a.2. Image intensifier tubes and ‘‘specially dated End-User authorizations designed’’ ‘‘components’’ therefor, as follows: LIST BASED LICENSE EXCEPTIONS (SEE PART Note: 6A002.a.2 does not control non-imaging 740 FOR A DESCRIPTION OF ALL LICENSE EX- photomultiplier tubes having an electron sens- CEPTIONS) ing device in the vacuum space limited solely to LVS: $3,000; except N/A for MT and for any of the following: 6A002.a.1, a.2, a.3, and .c. a. A single metal anode; or GBS: N/A b. Metal anodes with a center to center spac- CIV: N/A ing greater than 500 μm. LIST OF ITEMS CONTROLLED Technical Note: ’Charge multiplication’ is a Related Controls: (1) See USML Category form of electronic image amplification and is de- XII(e)for infrared focal plane arrays, image fined as the generation of charge carriers as a intensifier tubes, and related parts and result of an impact ionization gain process. components, subject to the ITAR. (2) See ’Charge multiplication’ sensors may take the USML Category XV(e) for space-qualified form of an image intensifier tube, solid state de- focal plane arrays subject to the ITAR. (3) tector or ‘‘focal plane array’’. See also ECCNs 6A102, 6A202, and 6A992. (4) a.2.a. Image intensifier tubes having all of See ECCN 0A919 for foreign-made military the following: commodities that incorporate commodities a.2.a.1. A peak response in the wavelength described in 6A002. (5) Section 744.9 imposes range exceeding 400 nm but not exceeding a license requirement on commodities de- 1,050 nm; scribed in ECCN 6A002 if being exported, a.2.a.2. Electron image amplification using reexported, or transferred (in-country) for any of the following: use by a military end-user or for incorpora- a.2.a.2.a. A microchannel plate with a hole tion into an item controlled by ECCN pitch (center-to-center spacing) of 12 μm or 0A919. less; or Note: Exporters may apply for a commodity a.2.a.2.b. An electron sensing device with a jurisdiction request with the Department of non-binned pixel pitch of 500 μm or less, State, Directorate of Defense Trade Controls for ‘‘specially designed’’ or modified to achieve ‘‘space qualified’’ solid-state detectors defined ’charge multiplication’ other than by a in 6A002.a.1 and imaging sensors (e.g., microchannel plate; and ‘‘monospectral imaging sensors’’ and ‘‘multi- a.2.a.3. Any of the following spectral imaging sensors’’) defined in photocathodes:

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a.2.a.3.a. Multialkali photocathodes (e.g., b.2. Lead-lanthanum-zirconium titanate and S–20 and S–25) having a luminous sensitivity variants; exceeding 350 μA/lm; b.3. Lithium tantalate; a.2.a.3.b. GaAs or GaInAs photocathodes; or b.4. Polyvinylidene fluoride and variants; or a.2.a.3.c. Other ‘‘III–V compound’’ semicon- b.5. Strontium barium niobate and variants. ductor photocathodes having a maximum c. ‘‘Focal plane arrays’’ ‘‘specially designed’’ ‘‘radiant sensitivity’’ exceeding 10 mA/W; or modified to achieve ’charge multiplication’ a.2.b. Image intensifier tubes having all of and limited by design to have a maximum ‘‘ra- the following: diant sensitivity’’ of 10 mA/W or less for wave- a.2.b.1. A peak response in the wavelength lengths exceeding 760 nm, having all of the fol- range exceeding 1,050 nm but not exceeding lowing: 1,800 nm; c.1. Incorporating a response limiting mecha- a.2.b.2. Electron image amplification using nism designed not to be removed or modified; any of the following: and a.2.b.2.a. A microchannel plate with a hole c.2. Any of the following: pitch (center-to-center spacing) of 12 μm or c.2.a. The response limiting mechanism is inte- less; or gral to or combined with the detector element; or a.2.b.2.b. An electron sensing device with a c.2.b. The ‘‘focal plane array’’ is only oper- non-binned pixel pitch of 500 μm or less, able with the response limiting mechanism in ‘‘specially designed’’ or modified to achieve place. ’charge multiplication’ other than by a d. Thermopile arrays having less than 5,130 microchannel plate; and elements; a.2.b.3. ‘‘III/V compound’’ semiconductor Technical Note: A response limiting mecha- (e.g., GaAs or GaInAs) photocathodes and nism integral to the detector element is designed transferred electron photocathodes, having a not to be removed or modified without rendering maximum ‘‘radiant sensitivity’’ exceeding 15 the detector inoperable. mA/W; a.3.a. Non-‘‘space-qualified’’ ‘‘focal plane a.2.c. ‘‘Specially designed’’ ‘‘components’’, arrays’’ having all of the following: as follows: a.3.a.1. Individual elements with a peak re- a.2.c.1. Microchannel plates having a hole sponse within the wavelength range exceed- pitch (center-to-center spacing) of 12 μm or ing 900 nm but not exceeding 1,050 nm; and less; a.3.a.2. Any of the following: a.2.c.2. An electron sensing device with a a.3.a.2.a. A response ‘‘time constant’’ of non-binned pixel pitch of 500 μm or less, less than 0.5 ns; or ‘‘specially designed’’ or modified to achieve a.3.a.2.b. ‘‘Specially designed’’ or modified ’charge multiplication’ other than by a to achieve ’charge multiplication’ and hav- microchannel plate; ing a maximum ‘‘radiant sensitivity’’ ex- a.2.c.3. ‘‘III–V compound’’ semiconductor ceeding 10 mA/W; (e.g., GaAs or GaInAs) photocathodes and a.3.b. Non-‘‘space-qualified’’ ‘‘focal plane transferred electron photocathodes; arrays’’ having all of the following: Note: 6A002.a.2.c.3 does not control compound a.3.b.1. Individual elements with a peak re- semiconductor photocathodes designed to sponse in the wavelength range exceeding achieve a maximum ‘‘radiant sensitivity’’ of any 1,050 nm but not exceeding 1,200 nm; and of the following: a.3.b.2. Any of the following: a. 10 mA/W or less at the peak response in the a.3.b.2.a. A response ‘‘time constant’’ of 95 wavelength range exceeding 400 nm but not ex- ns or less; or ceeding 1,050 nm; or a.3.b.2.b. ‘‘Specially designed’’ or modified b. 15 mA/W or less at the peak response in the to achieve ’charge multiplication’ and hav- wavelength range exceeding 1,050 nm but not ing a maximum ‘‘radiant sensitivity’’ ex- exceeding 1,800 nm. ceeding 10 mA/W; a.3. Non-‘‘space-qualified’’ ‘‘focal plane ar- a.3.c. Non-‘‘space-qualified’’ non-linear (2- rays’’ as follows: dimensional) ‘‘focal plane arrays’’ having in- N.B.: ’Microbolometer’ non-‘‘space-qualified’’ dividual elements with a peak response in ‘‘focal plane arrays’’ are only specified by the wavelength range exceeding 1,200 nm but 6A002.a.3.f. not exceeding 30,000 nm; Technical Note: Linear or two-dimensional N.B.: Silicon and other material based ‘micro- multi-element detector arrays are referred to as bolometer’ non-‘‘space-qualified’’ ‘‘focal plane ‘‘focal plane arrays’’; arrays’’ are only specified by 6A002.a.3.f. Note 1: 6A002.a.3 includes photoconductive ar- a.3.d. Non-‘‘space-qualified’’ linear (1-di- rays and photovoltaic arrays. mensional) ‘‘focal plane arrays’’ having all of Note 2: 6A002.a.3 does not control: the following: a. Multi-element (not to exceed 16 elements) a.3.d.1. Individual elements with a peak re- encapsulated photoconductive cells using either sponse in the wavelength range exceeding lead sulphide or lead selenide; 1,200 nm but not exceeding 3,000 nm; and b. Pyroelectric detectors using any of the fol- a.3.d.2. Any of the following: lowing: a.3.d.2.a. A ratio of ’scan direction’ dimen- b.1. Triglycine sulphate and variants; sion of the detector element to the ’cross-

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scan direction’ dimension of the detector ele- fied’’ detectors or non-‘‘space-qualified’’ ‘‘focal ment of less than 3.8; or plane arrays’’: a.3.d.2.b. Signal processing in the detector a. Charge Coupled Devices (CCD) not de- elements; signed or modified to achieve ’charge multiplica- Note: 6A002.a.3.d does not control ‘‘focal tion’; or plane arrays’’ (not to exceed 32 elements) hav- b. Complementary Metal Oxide Semiconductor ing detector elements limited solely to germa- (CMOS) devices not designed or modified to nium material. achieve ’charge multiplication’. Technical Note: For the purposes of c. ’Direct view’ imaging equipment incor- 6A002.a.3.d, ’cross-scan direction’ is defined as porating any of the following: the axis parallel to the linear array of detector c.1. Image intensifier tubes having the elements and the ’scan direction’ is defined as characteristics listed in 6A002.a.2.a or the axis perpendicular to the linear array of de- 6A002.a.2.b; tector elements. c.2. ‘‘Focal plane arrays’’ having the char- a.3.e. Non-‘‘space-qualified’’ linear (1-di- acteristics listed in 6A002.a.3; or mensional) ‘‘focal plane arrays’’ having indi- c.3. Solid state detectors specified by vidual elements with a peak response in the 6A002.a.1; wavelength range exceeding 3,000 nm but not Technical Note: ’Direct view’ refers to imaging exceeding 30,000 nm; equipment that presents a visual image to a a.3.f. Non-‘‘space-qualified’’ non-linear (2- human observer without converting the image dimensional) infrared ‘‘focal plane arrays’’ into an electronic signal for television display, based on ‘microbolometer’ material having and that cannot record or store the image pho- individual elements with an unfiltered re- tographically, electronically or by any other sponse in the wavelength range equal to or means. exceeding 8,000 nm but not exceeding 14,000 Note: 6A002.c does not control equipment as nm; follows, when incorporating other than GaAs or Technical Note: For the purposes of GaInAs photocathodes: 6A002.a.3.f, ‘microbolometer’ is defined as a a. Industrial or civilian intrusion alarm, traf- thermal imaging detector that, as a result of a fic or industrial movement control or counting temperature change in the detector caused by systems; the absorption of infrared radiation, is used to b. Medical equipment; generate any usable signal. c. Industrial equipment used for inspection, a.3.g. Non-‘‘space-qualified’’ ‘‘focal plane sorting or analysis of the properties of materials; arrays’’ having all of the following: d. Flame detectors for industrial furnaces; a.3.g.1. Individual detector elements with a e. Equipment ‘‘specially designed’’ for labora- peak response in the wavelength range ex- tory use. ceeding 400 nm but not exceeding 900 nm; d. Special support ‘‘components’’ for opti- a.3.g.2. ‘‘Specially designed’’ or modified to cal sensors, as follows: achieve ’charge multiplication’ and having a d.1. ‘‘Space-qualified’’ cryocoolers; maximum ‘‘radiant sensitivity’’ exceeding 10 d.2. Non-‘‘space-qualified’’ cryocoolers hav- mA/W for wavelengths exceeding 760 nm; and ing a cooling source temperature below 218K a.3.g.3. Greater than 32 elements; (¥55 °C), as follows: b. ‘‘Monospectral imaging sensors’’ and d.2.a. Closed cycle type with a specified ‘‘multispectral imaging sensors’’, designed Mean-Time-To-Failure (MTTF) or Mean- for remote sensing applications and having Time-Between-Failures (MTBF), exceeding any of the following: 2,500 hours; b.1. An Instantaneous-Field-Of-View d.2.b. Joule-Thomson (JT) self-regulating (IFOV) of less than 200 μrad (microradians); minicoolers having bore (outside) diameters or of less than 8 mm; b.2. Specified for operation in the wave- d.3. Optical sensing fibers specially fab- length range exceeding 400 nm but not ex- ricated either compositionally or struc- ceeding 30,000 nm and having all the fol- turally, or modified by coating, to be acous- lowing: tically, thermally, inertially, electro- b.2.a. Providing output imaging data in magnetically or nuclear radiation sensitive. digital format; and Note: 6A002.d.3 does not apply to encap- b.2.b. Having any of the following charac- sulated optical sensing fibers ‘‘specially de- teristics: signed’’ for bore hole sensing applications. b.2.b.1. ‘‘Space-qualified’’; or b.2.b.2. Designed for airborne operation, 6A003 Cameras, systems or equipment, and using other than silicon detectors, and hav- ‘‘components’’ therefor, as follows (see ing an IFOV of less than 2.5 mrad List of Items Controlled). (milliradians); LICENSE REQUIREMENTS Note: 6A002.b.1 does not control Reason for Control: NS, NP, RS, AT, UN ‘‘monospectral imaging sensors’’ with a peak re- Country Chart (See Supp. sponse in the wavelength range exceeding 300 Control(s) No. 1 to part 738) nm but not exceeding 900 nm and only incorporating any of the following non-‘‘space-quali- NS applies to entire entry ...... NS Column 2.

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Country Chart (See Supp. cameras described in 6A003. (4) Section Control(s) No. 1 to part 738) 744.9 imposes a license requirement on cameras described in 6A003 if being ex- NP applies to cameras con- NP Column 1. ported, reexported, or transferred (in-coun- trolled by 6A003.a.2, a.3 or a.4 and to plug-ins in try) for use by a military end-user or for 6A003.a.6 for cameras incorporation into a commodity controlled controlled by 6A003.a.3 or by ECCN 0A919. (5) See USML Category a.4. XII(c) and (e) for cameras subject to the RS applies to 6A003.b.3, RS Column 1. ITAR. 6A003.b.4.a, 6A003.b.4.c Related Definitions: N/A and to items controlled in Items: a. Instrumentation cameras and ‘‘spe- 6A003.b.4.b that have a cially designed’’ ‘‘components’’ therefor, as frame rate greater than 60 Hz or that incorporate a follows: focal plane array with more Note: Instrumentation cameras, controlled by than 111,000 elements, or 6A003.a.3 to 6A003.a.5, with modular structures to items in 6A003.b.4.b should be evaluated by their maximum capa- when being exported or re- bility, using plug-ins available according to the exported to be embedded camera manufacturer’s specifications. in a civil product. (But see a.1. High-speed cinema recording cameras § 742.6(a)(2)(iii) and (v) for using any film format from 8 mm to 16 mm certain exemptions). RS applies to items controlled RS Column 2. inclusive, in which the film is continuously in 6A003.b.4.b that have a advanced throughout the recording period, frame rate of 60 Hz or less and that are capable of recording at framing and that incorporate a focal rates exceeding 13,150 frames/s; plane array with not more Note: 6A003.a.1 does not control cinema re- than 111,000 elements if cording cameras designed for civil purposes. not being exported or reex- a.2. Mechanical high speed cameras, in ported to be embedded in a civil product. which the film does not move, capable of re- AT applies to entire entry ...... AT Column 1. cording at rates exceeding 1,000,000 frames/s UN applies to items con- See § 746.1(b) for UN con- for the full framing height of 35 mm film, or trolled in 6A003.b.3 and trols. at proportionately higher rates for lesser b.4.. frame heights, or at proportionately lower rates for greater frame heights; License Requirement Note: Commodities that a.3. Mechanical or electronic streak cam- are not subject to the ITAR but are of the type eras as follows: described in USML Category XII(c) are con- a.3.a. Mechanical streak cameras having trolled as cameras in ECCN 6A003 when they in- writing speeds exceeding 10 mm/μs; corporate a camera controlled in this ECCN. a.3.b. Electronic streak cameras having REPORTING REQUIREMENTS Reporting Re- temporal resolution better than 50 ns; quirements See § 743.3 of the EAR for ther- a.4. Electronic framing cameras having a mal camera reporting for exports that are speed exceeding 1,000,000 frames/s; not authorized by an individually validated a.5. Electronic cameras having all of the license of thermal imaging cameras con- following: trolled by ECCN 6A003.b.4.b to destinations a.5.a. An electronic shutter speed (gating in Country Group A:1 (see supplement no. 1 capability) of less than 1μs per full frame; to part 740 of the EAR), must be reported and to BIS. a.5.b. A read out time allowing a framing LIST BASED LICENSE EXCEPTIONS (SEE PART rate of more than 125 full frames per second; 740 FOR A DESCRIPTION OF ALL LICENSE EX- a.6. Plug-ins having all of the following CEPTIONS) characteristics: LVS: $1500, except N/A for 6A003.a.2 through a.6.a. ‘‘Specially designed’’ for instrumen- a.6, b.1, b.3 and b.4. tation cameras which have modular struc- GBS: Yes for 6A003.a.1. tures and that are controlled by 6A003.a; and CIV: Yes for 6A003.a.1. a.6.b. Enabling these cameras to meet the SPECIAL CONDITIONS FOR STA characteristics specified by 6A003.a.3, STA: License Exception STA may not be 6A003.a.4 or 6A003.a.5, according to the manu- used to ship any commodity in 6A003.b.3 or facturer’s specifications; b.4 to any of the destinations listed in b. Imaging cameras as follows: Country Group A:6 (See Supplement No. 1 Note: 6A003.b does not control television or to part 740 of the EAR). video cameras ‘‘specially designed’’ for tele- LIST OF ITEMS CONTROLLED vision broadcasting. Related Controls: (1) See ECCNs 6E001 (‘‘de- b.1. Video cameras incorporating solid velopment’’), 6E002 (‘‘production’’), and state sensors, having a peak response in the 6E201 (‘‘use’’) for technology for items con- wavelength range exceeding 10 nm, but not trolled under this entry. (2) Also see ECCN exceeding 30,000 nm and having all of the fol- 6A203. (3) See ECCN 0A919 for foreign made lowing: military commodities that incorporate b.1.a. Having any of the following:

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b.1.a.1. More than 4 × 106 ‘‘active pixels’’ time-delay-and-integration within the element per solid state array for monochrome (black and designed for any of the following: and white) cameras; a. Industrial or civilian intrusion alarm, traf- b.1.a.2. More than 4 × 106 ‘‘active pixels’’ fic or industrial movement control or counting per solid state array for color cameras incor- systems; porating three solid state arrays; or b. Industrial equipment used for inspection or b.1.a.3. More than 12 × 106 ‘‘active pixels’’ monitoring of heat flows in buildings, equipment for solid state array color cameras incor- or industrial processes; porating one solid state array; and c. Industrial equipment used for inspection, b.1.b. Having any of the following: sorting or analysis of the properties of materials; b.1.b.1. Optical mirrors controlled by d. Equipment ‘‘specially designed’’ for labora- 6A004.a.; tory use; or b.1.b.2. Optical control equipment con- e. Medical equipment. trolled by 6A004.d.; or b.1.b.3. The capability for annotating inter- Note 3: 6A003.b.4.b does not control imaging nally generated ’camera tracking data’; cameras having any of the following: Technical Notes: 1. For the purposes of this a. A maximum frame rate equal to or less than entry, digital video cameras should be evaluated 9 Hz; by the maximum number of ‘‘active pixels’’ used b. Having all of the following: for capturing moving images. 1. Having a minimum horizontal or vertical 2. For the purpose of this entry, ’camera ’Instantaneous-Field-of-View (IFOV)’ of at tracking data’ is the information necessary to least 10 mrad/pixel (milliradians/pixel); define camera line of sight orientation with re- 2. Incorporating a fixed focal-length lens that spect to the earth. This includes: 1) the hori- is not designed to be removed; zontal angle the camera line of sight makes with 3. Not incorporating a ’direct view’ display; respect to the earth’s magnetic field direction and and; 2) the vertical angle between the camera Technical Note: ’Direct view’ refers to an im- line of sight and the earth’s horizon. aging camera operating in the infrared spectrum b.2. Scanning cameras and scanning cam- that presents a visual image to a human ob- era systems, having all of the following: server using a near-to-eye micro display incor- b.2.a. A peak response in the wavelength porating any light-security mechanism. range exceeding 10 nm, but not exceeding 4. Having any of the following: 30,000 nm; a. No facility to obtain a viewable image of b.2.b. Linear detector arrays with more the detected field-of-view; or than 8,192 elements per array; and b. The camera is designed for a single kind of b.2.c. Mechanical scanning in one direc- application and designed not to be user modi- tion; fied; or Note: 6A003.b.2 does not apply to scanning Technical Note: ’Instantaneous Field of View cameras and scanning camera systems, ‘‘spe- (IFOV)’ specified in Note 3.b is the lesser figure cially designed’’ for any of the following: of the ’Horizontal FOV’ or the ’Vertical FOV’. a. Industrial or civilian photocopiers; ’Horizontal IFOV’ = horizontal Field of View b. Image scanners ‘‘specially designed’’ for (FOV)/number of horizontal detector elements civil, stationary, close proximity scanning appli- ’Vertical IFOV’= vertical Field of View cations (e.g., reproduction of images or print (FOV)/number of vertical detector elements. contained in documents, artwork or photo- c. The camera is ‘‘specially designed’’ for in- graphs); or stallation into a civilian passenger land vehicle c. Medical equipment. and having all of the following: b.3. Imaging cameras incorporating image intensifier tubes having the characteristics 1. The placement and configuration of the listed in 6A002.a.2.a or 6A002.a.2.b; camera within the vehicle are solely to assist the b.4. Imaging cameras incorporating ‘‘focal driver in the safe operation of the vehicle; plane arrays’’ having any of the following: 2. Is operable only when installed in any of b.4.a. Incorporating ‘‘focal plane arrays’’ the following: controlled by 6A002.a.3.a to 6A002.a.3.e; a. The civilian passenger land vehicle for b.4.b. Incorporating ‘‘focal plane arrays’’ which it was intended and the vehicle weighs controlled by 6A002.a.3.f; or less than 4,500 kg (gross vehicle weight); or b.4.c. Incorporating ‘‘focal plane arrays’’ b. A ‘‘specially designed’’, authorized mainte- controlled by 6A002.a.3.g; nance test facility; and Note 1: Imaging cameras described in 3. Incorporates an active mechanism that 6A003.b.4 include ‘‘focal plane arrays’’ combined forces the camera not to function when it is re- with sufficient ‘‘signal processing’’ electronics, moved from the vehicle for which it was in- beyond the read out integrated circuit, to enable tended. as a minimum the output of an analog or digital Note: When necessary details of the items will signal once power is supplied. be provided, upon request, to the Bureau of In- Note 2: 6A003.b.4.a does not control imaging dustry and Security in order to ascertain com- cameras incorporating linear ‘‘focal plane ar- pliance with the conditions described in Note rays’’ with 12 elements or fewer, not employing 3.b.4 and Note 3.c in this Note to 6A003.b.4.b.

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Note 4: 6A003.b.4.c does not apply to ’imaging 4. The ‘‘focal plane array’’ incorporates an cameras’ having any of the following character- active mechanism that forces it to be perma- istics: nently inoperable when removed from the cam- a. Having all of the following: era for which it was intended. 1. Where the camera is ‘‘specially designed’’ Note: When necessary, details of the item will for installation as an integrated component into be provided, upon request, to the Bureau of In- indoor and wall-plug-operated systems or equip- dustry and Security in order to ascertain com- ment, limited by design for a single kind of ap- pliance with the conditions described in Note 4 plication, as follows: above. a. Industrial process monitoring, quality con- b.5. Imaging cameras incorporating solid- trol, or analysis of the properties of materials; state detectors specified by 6A002.a.1. b. Laboratory equipment ‘‘specially designed’’ for scientific research; 6A004 Optical equipment and ‘‘components, c. Medical equipment; ’’ as follows (see List of Items Controlled). d. Financial fraud detection equipment; and LICENSE REQUIREMENTS 2. Is only operable when installed in any of Reason for Control: NS, AT the following: Country Chart (See Supp. a. The system(s) or equipment for which it Control(s) No. 1 to part 738) was intended; or b. A ‘‘specially designed’’, authorized mainte- NS applies to entire entry ...... NS Column 2. nance facility; and AT applies to entire entry ...... AT Column 1. 3. Incorporates an active mechanism that forces the camera not to function when it is re- REPORTING REQUIREMENTS See § 743.1 of the moved from the system(s) or equipment for EAR for reporting requirements for ex- which it was intended; ports under License Exceptions, and Vali- b. Where the camera is ‘‘specially designed’’ dated End-User authorizations for installation into a civilian passenger land LIST BASED LICENSE EXCEPTIONS (SEE PART vehicle or passenger and vehicle ferries and hav- 740 FOR A DESCRIPTION OF ALL LICENSE EX- ing all of the following: CEPTIONS) 1. The placement and configuration of the LVS: $3000 camera within the vehicle or ferry are solely to GBS: Yes for 6A004.a.1, a.2, a.4, b, and d.2. assist the driver or operator in the safe oper- CIV: Yes for 6A004.a.1, a.2, a.4, b, and d.2. ation of the vehicle or ferry; SPECIAL CONDITIONS FOR STA 2. Is only operable when installed in any of STA: Paragraph (c)(2) of License Exception the following: STA may not be used to ship any com- a. The civilian passenger land vehicle for modity in 6A004.c or .d to any of the eight which it was intended and the vehicle weighs destinations in § 740.20(c)(2) of the EAR. less than 4,500 kg (gross vehicle weight); LIST OF ITEMS CONTROLLED b. The passenger and vehicle ferry for which Related Controls: (1) For optical mirrors or it was intended and having a length overall ‘aspheric optical elements’ ‘‘specially de- (LOA) 65 m or greater; or signed’’ for lithography ‘‘equipment,’’ see c. A ‘‘specially designed’’, authorized mainte- ECCN 3B001. (2) See USML Category XII(e) nance test facility; and for gimbals ‘‘subject to the ITAR.’’ (3) See 3. Incorporates an active mechanism that also 6A994. forces the camera not to function when it is re- Items: a. Optical mirrors (reflectors) as fol- moved from the vehicle for which it was in- lows: tended; TECHNICAL NOTE: For the purpose of 6A004.a, c. Limited by design to have a maximum ‘‘ra- Laser Induced Damage Threshold (LIDT) is diant sensitivity’’ of 10 mA/W or less for wave- measured according to ISO 21254–1:2011. lengths exceeding 760 nm, having all of the fol- a.1. ‘‘Deformable mirrors’’ having an active lowing: optical aperture greater than 10 mm and 1. Incorporating a response limiting mecha- having any of the following, and specially de- nism designed not to be removed or modified; signed components therefor: and a.1.a. Having all the following: 2. Incorporates an active mechanism that a.1.a.1. A mechanical resonant frequency of forces the camera not to function when the re- 750 Hz or more; and sponse limiting mechanism is removed; and a.1.a.2. More than 200 actuators; or 3. Not ‘‘specially designed’’ or modified for a.1.b. A Laser Induced Damage Threshold underwater use; or (LIDT) being any of the following: d. Having all of the following: a.1.b.1. Greater than 1 kW/cm2 using a ‘‘CW 1. Not incorporating a ’direct view’ or elec- laser’’; or tronic image display; a.1.b.2. Greater than 2 J/cm2 using 20 ns 2. Has no facility to output a viewable image ‘‘laser’’ pulses at 20 Hz repetition rate; of the detected field of view; a.2. Lightweight monolithic mirrors hav- 3. The ‘‘focal plane array’’ is only operable ing an average ‘‘equivalent density’’ of less when installed in the camera for which it was than 30 kg/m2 and a total mass exceeding 10 intended; and kg;

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a.3. Lightweight ‘‘composite’’ or foam mir- d.2.a.1. A maximum angular travel of ±26 ror structures having an average ‘‘equivalent mrad or more; density’’ of less than 30 kg/m2 and a total d.2.a.2. A mechanical resonant frequency of mass exceeding 2 kg; 500 Hz or more; and Note: 6A004.a.2 and 6A004.a.3 do not apply to d.2.a.3. An angular ‘‘accuracy’’ of 10 μrad mirrors ‘‘specially designed’’ to direct solar radi- (microradians) or less (better); ation for terrestrial heliostat installations. d.2.b. Resonator alignment equipment hav- a.4. Mirrors specially designed for beam ing bandwidths equal to or more than 100 Hz steering mirror stages specified in 6A004.d.2.a and an ‘‘accuracy’’ of 10 μrad or less (better); λ λ with a flatness of /10 or better ( is equal to d.3. Gimbals having all of the following: 633 nm) and having any of the following: d.3.a. A maximum slew exceeding 5°; a.4.a. Diameter or major axis length great- d.3.b. A bandwidth of 100 Hz or more; er than or equal to 100 mm; or μ a.4.b. Having all of the following: d.3.c. Angular pointing errors of 200 rad a.4.b.1. Diameter or major axis length (microradians) or less; and greater than 50 mm but less than 100 mm; d.3.d. Having any of the following: and d.3.d.1. Exceeding 0.15 m but not exceeding a.4.b.2. A Laser Induced Damage Threshold 1 m in diameter or major axis length and ca- (LIDT) being any of the following: pable of angular accelerations exceeding 2 a.4.b.2.a. Greater than 10 kW/cm2 using a rad (radians)/s2; or ‘‘CW laser’’; or d.3.d.2. Exceeding 1 m in diameter or major a.4.b.2.b. Greater than 20 J/cm2 using 20 ns axis length and capable of angular accelera- ‘‘laser’’ pulses at 20 Hz repetition rate; tions exceeding 0.5 rad (radians)/s2; N.B. For optical mirrors specially designed for d.4. [Reserved] lithography equipment, see 3B001. e. ‘Aspheric optical elements’ having all of b. Optical ‘‘components’’ made from zinc the following: selenide (ZnSe) or zinc sulphide (ZnS) with e.1. Largest dimension of the optical-aper- transmission in the wavelength range ex- ture greater than 400 mm; ceeding 3,000 nm but not exceeding 25,000 nm e.2. Surface roughness less than 1 nm (rms) and having any of the following: for sampling lengths equal to or greater than b.1. Exceeding 100 cm3 in volume; or 1 mm; and b.2. Exceeding 80 mm in diameter or length e.3. Coefficient of linear thermal expan- of major axis and 20 mm in thickness sion’s absolute magnitude less than 3 × 10¥6/ (depth); K at 25 °C. c. ‘‘Space-qualified’’ ‘‘components’’ for op- Technical Note: 1. [See Related Definitions tical systems, as follows: section of this ECCN] c.1. ‘‘Components’’ lightweighted to less 2. Manufacturers are not required to measure than 20% ‘‘equivalent density’’ compared the surface roughness listed in 6A004.e.2 unless with a solid blank of the same aperture and the optical element was designed or manufac- thickness; tured with the intent to meet, or exceed, the c.2. Raw substrates, processed substrates control parameter. having surface coatings (single-layer or Note: 6A004.e does not control ‘aspheric opti- multi-layer, metallic or dielectric, con- cal elements’ having any of the following: ducting, semiconducting or insulating) or having protective films; a. Largest optical-aperture dimension less c.3. Segments or assemblies of mirrors de- than 1 m and focal length to aperture ratio signed to be assembled in space into an opti- equal to or greater than 4.5:1; cal system with a collecting aperture equiva- b. Largest optical-aperture dimension equal to lent to or larger than a single optic 1 m in or greater than 1 m and focal length to aperture diameter; ratio equal to or greater than 7:1; c.4. ‘‘Components’’ manufactured from c. Designed as Fresnel, flyeye, stripe, prism or ‘‘composite’’ materials having a coefficient diffractive optical elements; of linear thermal expansion equal to or less d. Fabricated from borosilicate glass having a than 5 × 10¥6 in any coordinate direction; coefficient of linear thermal expansion greater d. Optical control equipment as follows: than 2.5 × 10¥6/K at 25 °C; or d.1. Equipment ‘‘specially designed’’ to e. An x-ray optical element having inner mir- maintain the surface figure or orientation of ror capabilities (e.g., tube-type mirrors). the ‘‘space-qualified’’ ‘‘components’’ controlled by 6A004.c.1 or 6A004.c.3; 6A005 ‘‘Lasers,’’ ‘‘components’’ and optical d.2. Steering, tracking, stabilisation and equipment, as follows (see List of Items resonator alignment equipment as follows: Controlled), excluding items that are sub- d.2.a. Beam steering mirror stages designed ject to the export licensing authority of to carry mirrors having diameter or major the Nuclear Regulatory Commission (see axis length greater than 50 mm and having 10 CFR part 110). all of the following, and specially designed LICENSE REQUIREMENTS electronic control equipment therefor: Reason for Control: NS, NP, AT

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rated average single or multimode output Control(s) Country chart (see Supp. No. 1 to part 738) power not exceeding 5 kW; CO2 ‘‘lasers’’ controlled by 6A005.d.3 that operate in CW NS applies to entire entry ...... NS Column 2 multiple-transverse mode, and having a NP applies to lasers con- NP Column 1 trolled by 6A005.a.2, a.3, CW output power not exceeding 15kW; and a.4, b.2.b, b.3, b.4, b.6.c, 6A005.f.1. c.1.b, c.2.b, d.2, d.3.c, or LIST OF ITEMS CONTROLLED d.4.c that meet or exceed Related Controls: (1) See ECCN 6D001 for the technical parameters ‘‘software’’ for items controlled under this described in 6A205. entry. (2) See ECCNs 6E001 (‘‘develop- AT applies to entire entry ...... AT Column 1 ment’’), 6E002 (‘‘production’’), and 6E201 (‘‘use’’) for technology for items controlled LIST BASED LICENSE EXCEPTIONS (SEE PART under this entry. (3) Also see ECCNs 6A205 740 FOR A DESCRIPTION OF ALL LICENSE EX- and 6A995. (4) See ECCN 3B001 for excimer CEPTIONS) LVS: N/A for NP items $3000 for all other ‘‘lasers’’ ‘‘specially designed’’ for lithog- items raphy equipment. (5) ‘‘Lasers’’ ‘‘specially GBS: Neodymium-doped (other than glass) designed’’ or prepared for use in isotope ‘‘lasers’’ controlled by 6A005.b.6.d.2 (except separation are subject to the export licens- 6A005.b.6.d.2.b) that have an output wave- ing authority of the Nuclear Regulatory length exceeding 1,000 nm, but not exceed- Commission (see 10 CFR part 110). (6) See ing 1,100 nm, and an average or CW output USML Category XII(b) and (e) for laser sys- power not exceeding 2kW, and operate in a tems or lasers subject to the ITAR. (7) See pulse-excited, non- ‘‘Q-switched’’ multiple- USML Category XVIII for certain laser- transverse mode, or in a continuously ex- based directed energy weapon systems, cited, multiple-transverse mode; Dye and equipment, and components subject to the Liquid Lasers controlled by 6A005.c.1, c.2 ITAR. and c.3, except for a pulsed single longitu- Related Definitions: (1) ’Wall-plug efficiency’ dinal mode oscillator having an average is defined as the ratio of ‘‘laser’’ output output power exceeding 1 W and a repeti- power (or ‘‘average output power’’) to total tion rate exceeding 1 kHz if the ‘‘pulse du- electrical input power required to operate ration’’ is less than 100 ns; CO ‘‘lasers’’ the ‘‘laser’’, including the power supply/ controlled by 6A005.d.2 having a CW max- conditioning and thermal conditioning/ imum rated single or multimode output heat exchanger, see 6A005.a.6.b.1 and 6A005.b.6; (2) ’Non-repetitive pulsed’ refers power not exceeding 10 kW; CO2 or CO/CO2 ‘‘lasers’’ controlled by 6A005.d.3 having an to ‘‘lasers’’ that produce either a single output wavelength in the range from 9,000 output pulse or that have a time interval to 11,000 nm and having a pulsed output between pulses exceeding one minute, see not exceeding 2 J per pulse and a maximum Note 2 of 6A005 and 6A005.d.6. rated average single or multimode output Items: Note 1: Pulsed ‘‘lasers’’ include those that run power not exceeding 5 kW; CO2 ‘‘lasers’’ controlled by 6A005.d.3 that operate in CW in a continuous wave (CW) mode with pulses multiple-transverse mode, and having a superimposed. CW output power not exceeding 15kW; and Note 2: Excimer, semiconductor, chemical, CO, 6A005.f.1. CO2, and ’non-repetitive pulsed’ Nd:glass ‘‘la- CIV: Neodymium-doped (other than glass) sers’’ are only specified by 6A005.d. ‘‘lasers’’ controlled by 6A005.b.6.d.2 (except Technical Note: ’Non-repetitive pulsed’ refers 6A005.b.6.d.2.b) that have an output wave- to ‘‘lasers’’ that produce either a single output length exceeding 1,000 nm, but not exceed- pulse or that have a time interval between ing 1,100 nm, and an average or CW output pulses exceeding one minute. power not exceeding 2kW, and operate in a Note 3: 6A005 includes fiber ‘‘lasers’’. pulse-excited, non- ‘‘Q-switched’’ multiple- Note 4: The control status of ‘‘lasers’’ incor- transverse mode, or in a continuously ex- porating frequency conversion (i.e., wavelength cited, multiple-transverse mode; Dye and change) by means other than one ‘‘laser’’ pump- Liquid Lasers controlled by 6A005.c.1, c.2 ing another ‘‘laser’’ is determined by applying and c.3, except for a pulsed single longitu- the control parameters for both the output of dinal mode oscillator having an average the source ‘‘laser’’ and the frequency-converted output power exceeding 1 W and a repeti- optical output. tion rate exceeding 1 kHz if the ‘‘pulse du- Note 5: 6A005 does not control ‘‘lasers’’ as fol- ration’’ is less than 100 ns; CO ‘‘lasers’’ lows: controlled by 6A005.d.2 having a CW max- a. Ruby with output energy below 20 J; imum rated single or multimode output b. Nitrogen; power not exceeding 10 kW; CO2 or CO/CO2 c. Krypton. ‘‘lasers’’ controlled by 6A005.d.3 having an a. Non-‘‘tunable’’ continuous wave ‘‘(CW) output wavelength in the range from 9,000 lasers’’ having any of the following: to 11,000 nm and having a pulsed output a.1. Output wavelength less than 150 nm not exceeding 2 J per pulse and a maximum and output power exceeding 1W;

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a.2. Output wavelength of 150 nm or more g. Output power exceeding 5 kW but not ex- but not exceeding 510 nm and output power ceeding 6 kW and having a BPP exceeding 7.2 exceeding 30 W; mm•mrad; Note: 6A005.a.2 does not control Argon ‘‘la- h. Output power exceeding 6 kW but not ex- sers’’ having an output power equal to or less ceeding 8 kW and having a BPP exceeding 12 than 50 W. mm•mrad; or a.3. Output wavelength exceeding 510 nm i. Output power exceeding 8 kW but not ex- but not exceeding 540 nm and any of the fol- ceeding 10 kW and having a BPP exceeding 24 lowing: mm•mrad; a.3.a. Single transverse mode output and Technical Note: For the purpose of output power exceeding 50 W; or 6A005.a.6.b, Note 2 (a)(2), ’brightness’ is defined a.3.b. Multiple transverse mode output and as the output power of the ‘‘laser’’ divided by output power exceeding 150 W; the squared Beam Parameter Product (BPP), a.4. Output wavelength exceeding 540 nm i.e., (output power)/BPP2. but not exceeding 800 nm and output power a.7. Output wavelength exceeding 1,150 nm exceeding 30 W; but not exceeding 1,555 nm and any of the a.5. Output wavelength exceeding 800 nm following: but not exceeding 975 nm and any of the fol- a.7.a. Single transverse mode and output lowing: power exceeding 50 W; or a.5.a. Single transverse mode output and a.7.b. Multiple transverse mode and output output power exceeding 50 W; or power exceeding 80 W; or a.5.b. Multiple transverse mode output and a.8. Output wavelength exceeding 1,555 nm output power exceeding 80 W; and output power exceeding 1 W; a.6. Output wavelength exceeding 975 nm b. Non-‘‘tunable’’ ‘‘pulsed lasers’’ having but not exceeding 1,150 nm and any of the any of the following; following; b.1. Output wavelength less than 150 nm a.6.a. Single transverse mode output and and any of the following: output power exceeding 200 W; or b.1.a. Output energy exceeding 50 mJ per a.6.b. Multiple transverse mode output and pulse and ‘‘peak power’’ exceeding 1 W; or any of the following: b.1.b. ‘‘Average output power’’ exceeding 1 a.6.b.1. ‘Wall-plug efficiency’ exceeding 18% W; and output power exceeding 500 W; or b.2. Output wavelength of 150 nm or more a.6.b.2. Output power exceeding 2 kW; but not exceeding 510 nm and any of the fol- Note 1: 6A005.a.6.b does not control multiple lowing: b.2.a. Output energy exceeding 1.5 J per transverse mode, industrial ‘‘lasers’’ with out- pulse and ‘‘peak power’’ exceeding 30 W; or put power exceeding 2kW and not exceeding 6 b.2.b. ‘‘Average output power’’ exceeding 30 kW with a total mass greater than 1,200 kg. For W; the purpose of this note, total mass includes all Note: 6A005.b.2.b does not control Argon ‘‘la- ‘‘components’’ required to operate the ‘‘laser,’’ sers’’ having an ‘‘average output power’’ equal e.g., ‘‘laser,’’ power supply, heat exchanger, but to or less than 50 W. excludes external optics for beam conditioning b.3. Output wavelength exceeding 510 nm, and/or delivery. but not exceeding 540 nm and any of the fol- Note 2: 6A005.a.6.b does not apply to multiple lowing: transverse mode, industrial ‘‘lasers’’ having any b.3.a. Single transverse mode output and of the following: any of the following: a. Output power exceeding 500 W but not ex- b.3.a.1. Output energy exceeding 1.5 J per ceeding 1 kW and having all of the following: pulse and ‘‘peak power’’ exceeding 50 W; or 1. Beam Parameter Product (BPP) exceeding b.3.a.2. ‘‘Average output power’’ exceeding 0.7 mm•mrad; and 50 W; or 2. ’Brightness’ not exceeding 1024 W/ b.3.b. Multiple transverse mode output and (mm•mrad);2 any of the following: b. Output power exceeding 1 kW but not ex- b.3.b.1. Output energy exceeding 1.5 J per ceeding 1.6 kW and having a BPP exceeding 1.25 pulse and ‘‘peak power’’ exceeding 150 W; or mm•mrad; b.3.b.2. ‘‘Average output power’’ exceeding c. Output power exceeding 1.6 kW but not ex- 150 W; ceeding 2.5 kW and having a BPP exceeding 1.7 b.4. Output wavelength exceeding 540 nm mm•mrad; but not exceeding 800 nm and any of the fol- d. Output power exceeding 2.5 kW but not ex- lowing: ceeding 3.3 kW and having a BPP exceeding 2.5 b.4.a. ‘‘Pulse duration’’ less than 1 ps and mm•mrad; any of the following: e. Output power exceeding 3.3 kW but not ex- b.4.a.1. Output energy exceeding 0.005 J per ceeding 4 kW and having a BPP exceeding 3.5 pulse and ‘‘peak power’’ exceeding 5 GW; or mm•mrad; b.4.a.2. ‘‘Average output power’’ exceeding f. Output power exceeding 4 kW but not ex- 20 W; or ceeding 5 kW and having a BPP exceeding 5 b.4.b. ‘‘Pulse duration’’ equal to or exceed- mm•mrad; ing 1 ps and any of the following:

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b.4.b.1. Output energy exceeding 1.5 J per b.6.c.1.d. ‘‘Average output power’’ exceed- pulse and ‘‘peak power’’ exceeding 30 W; or ing 150 W and capable of operating at a pulse b.4.b.2. ‘‘Average output power’’ exceeding repetition frequency greater than 1 kHz; or 30 W; b.6.c.1.e. Output energy exceeding 2 J per b.5. Output wavelength exceeding 800 nm pulse; or but not exceeding 975 nm and any of the fol- b.6.c.2. Multiple transverse mode output lowing: and any of the following: b.5.a. ‘‘Pulse duration’’ less than 1ps and b.6.c.2.a. ‘‘Peak power’’ exceeding 400 MW; any of the following: b.6.c.2.b. ’Wall-plug efficiency’ exceeding b.5.a.1. Output energy exceeding 0.005 J per 18% and ‘‘average output power’’ exceeding pulse and ‘‘peak power’’ exceeding 5 GW; or 500 W; b.5.a.2. Single transverse mode output and b.6.c.2.c. ‘‘Average output power’’ exceed- ‘‘average output power’’ exceeding 20 W; ing 2 kW; or b.5.b. ‘‘Pulse duration’’ equal to or exceed- b.6.c.2.d. Output energy exceeding 4 J per ing 1 ps and not exceeding 1 μs and any of the pulse; or following: b.6.d. ‘‘Pulse duration’’ exceeding 1 μs and b.5.b.1. Output energy exceeding 0.5 J per any of the following: pulse and ‘‘peak power’’ exceeding 50 W; b.6.d.1. Single transverse mode output and b.5.b.2. Single transverse mode output and any of the following: ‘‘average output power’’ exceeding 20 W; or b.6.d.1.a. ‘‘Peak power’’ exceeding 500 kW; b.5.b.3. Multiple transverse mode output b.6.d.1.b. ’Wall-plug efficiency’ exceeding and ‘‘average output power’’ exceeding 50 W; 12% and ‘‘average output power’’ exceeding or 100 W; or b.5.c. ‘‘Pulse duration’’ exceeding 1 μs and b.6.d.1.c. ‘‘Average output power’’ exceed- any of the following: ing 150 W; or b.5.c.1. Output energy exceeding 2 J per b.6.d.2. Multiple transverse mode output pulse and ‘‘peak power’’ exceeding 50 W; and any of the following: b.6.d.2.a. ‘‘Peak power’’ exceeding 1 MW; b.5.c.2. Single transverse mode output and b.6.d.2.b. ’Wall-plug efficiency’ exceeding ‘‘average output power’’ exceeding 50 W; or 18% and ‘‘average output power’’ exceeding b.5.c.3. Multiple transverse mode output 500 W; or and ‘‘average output power’’ exceeding 80 W. b.6.d.2.c. ‘‘Average output power’’ exceed- b.6. Output wavelength exceeding 975 nm ing 2 kW; but not exceeding 1,150 nm and any of the b.7. Output wavelength exceeding 1,150 nm following: but not exceeding 1,555 nm and any of the b.6.a. ‘‘Pulse duration’’ of less than 1 ps, following: and any of the following: b.7.a. ‘‘Pulse duration’’ not exceeding 1 μs b.6.a.1. Output ‘‘peak power’’ exceeding 2 and any of the following: GW per pulse; b.7.a.1. Output energy exceeding 0.5 J per b.6.a.2. ‘‘Average output power’’ exceeding pulse and ‘‘peak power’’ exceeding 50 W; 30 W; or b.7.a.2. Single transverse mode output and b.6.a.3. Output energy exceeding 0.002 J per ‘‘average output power’’ exceeding 20 W; or pulse; b.7.a.3. Multiple transverse mode output b.6.b. ‘‘Pulse duration’’ equal to or exceed- and ‘‘average output power’’ exceeding 50 W; ing 1 ps and less than 1 ns, and any of the fol- or lowing: b.7.b. ‘‘Pulse duration’’ exceeding 1 μs and b.6.b.1. Output ‘‘peak power’’ exceeding 5 any of the following: GW per pulse; b.7.b.1. Output energy exceeding 2 J per b.6.b.2. ‘‘Average output power’’ exceeding pulse and ‘‘peak power’’ exceeding 50 W; 50 W; or b.7.b.2. Single transverse mode output and b.6.b.3. Output energy exceeding 0.1 J per ‘‘average output power’’ exceeding 50 W; or pulse; b.7.b.3. Multiple transverse mode output b.6.c. ‘‘Pulse duration’’ equal to or exceed- and ‘‘average output power’’ exceeding 80 W; ing 1 ns but not exceeding 1 μs and any of the or following: b.8. Output wavelength exceeding 1,555 nm b.6.c.1. Single transverse mode output and and any of the following: any of the following: b.8.a. Output energy exceeding 100 mJ per b.6.c.1.a. ‘‘Peak power’’ exceeding 100 MW; pulse and ‘‘peak power’’ exceeding 1 W; or b.6.c.1.b. ‘‘Average output power’’ exceed- b.8.b. ‘‘Average output power’’ exceeding 1 ing 20 W limited by design to a maximum W; pulse repetition frequency less than or equal c. ‘‘Tunable’’ lasers having any of the fol- to 1 kHz; lowing: b.6.c.1.c. ’Wall-plug efficiency’ exceeding c.1. Output wavelength less than 600 nm 12%, ‘‘average output power’’ exceeding 100 and any of the following: W and capable of operating at a pulse repeti- c.1.a. Output energy exceeding 50 mJ per tion frequency greater than 1 kHz; pulse and ‘‘peak power’’ exceeding 1 W; or

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c.1.b. Average or CW output power exceed- d.1.d. Semiconductor ‘‘laser’’ ‘stacked ar- ing 1W; rays’ (two-dimensional arrays) having any of Note: 6A005.c.1 does not apply to dye ‘‘lasers’’ the following: or other liquid ‘‘lasers,’’ having a multimode d.1.d.1. Wavelength less than 1,400 nm and output and a wavelength of 150 nm or more but having any of the following: not exceeding 600 nm and all of the following: d.1.d.1.a. Average or CW total output power 1. Output energy less than 1.5 J per pulse or less than 3 kW and having average or CW a ‘‘peak power’’ less than 20 W; and output ‘power density’ greater than 500 W/ 2. Average or CW output power less than 20 cm2; W. d.1.d.1.b. Average or CW total output power c.2. Output wavelength of 600 nm or more equal to or exceeding 3 kW but less than or but not exceeding 1,400 nm, and any of the equal to 5 kW, and having average or CW following: output ‘power density’ greater than 350W/ c.2.a. Output energy exceeding 1 J per cm2; pulse and ‘‘peak power’’ exceeding 20 W; or d.1.d.1.c. Average or CW total output power c.2.b. Average or CW output power exceed- exceeding 5 kW; ing 20 W; or d.1.d.1.d. Peak pulsed ‘power density’ ex- c.3. Output wavelength exceeding 1,400 nm ceeding 2,500 W/cm2; or and any of the following: Note: 6A005.d.1.d.1.d does not apply to c.3.a. Output energy exceeding 50 mJ per epitaxially-fabricated monolithic devices. pulse and ‘‘peak power’’ exceeding 1 W; or d.1.d.1.e. Spatially coherent average or CW c.3.b. Average or CW output power exceed- total output power, greater than 150 W; ing 1 W; d.1.d.2. Wavelength greater than or equal d. Other ‘‘lasers’’, not controlled by to 1,400 nm but less than 1,900 nm, and hav- 6A005.a, 6A005.b, or 6A005.c as follows: ing any of the following: d.1. Semiconductor ‘‘lasers’’ as follows: d.1.d.2.a. Average or CW total output power Note: 1. 6A005.d.1 includes semiconductor less than 250 W and average or CW output ‘‘lasers’’ having optical output connectors (e.g., ‘power density’ greater than 150 W/cm2; fiber optic pigtails). d.1.d.2.b. Average or CW total output power 2. The control status of semiconductor ‘‘la- equal to or exceeding 250 W but less than or sers’’ ‘‘specially designed’’ for other equipment equal to 500 W, and having average or CW is determined by the control status of the other output ‘power density’ greater than 50W/cm2; equipment. d.1.d.2.c. Average or CW total output power d.1. Semiconductor ‘‘lasers’’ as follows: exceeding 500 W; d.1.a. Individual single-transverse mode d.1.d.2.d. Peak pulsed ‘power density’ ex- semiconductor ‘‘lasers’’ having any of the ceeding 500 W/cm2; or following: Note: 6A005.d.1.d.2.d does not apply to d.1.a.1. Wavelength equal to or less than epitaxially-fabricated monolithic devices. 1,510 nm and average or CW output power, d.1.d.2.e. Spatially coherent average or CW exceeding 1.5 W; or total output power, exceeding 15 W; d.1.a.2. Wavelength greater than 1,510 nm d.1.d.3. Wavelength greater than or equal and average or CW output power, exceeding to 1,900 nm and having any of the following: 500 mW; d.1.d.3.a. Average or CW output ‘power den- d.1.b. Individual, multiple-transverse mode sity’ greater than 50 W/cm2; semiconductor ‘‘lasers’’ having any of the d.1.d.3.b. Average or CW output power following: greater than 10 W; or d.1.b.1. Wavelength of less than 1,400 nm d.1.d.3.c. Spatially coherent average or CW and average or CW output power, exceeding total output power, exceeding 1.5 W; or 15 W; d.1.d.4. At least one ‘‘laser’’ ‘bar’ specified d.1.b.2. Wavelength equal to or greater by 6A005.d.1.c; than 1,400 nm and less than 1,900 nm and av- Technical Note: For the purposes of erage or CW output power, exceeding 2.5 W; 6A005.d.1.d, ‘power density’ means the total or ‘‘laser’’ output power divided by the emitter sur- d.1.b.3. Wavelength equal to or greater face area of the ‘stacked array’. than 1,900 nm and average or CW output d.1.e. Semiconductor ‘‘laser’’ ‘stacked ar- power, exceeding 1 W; rays’, other than those specified by d.1.c. Individual semiconductor ‘‘laser’’ 6A005.d.1.d, having all of the following: ‘bars’ having any of the following: d.1.e.1. ‘‘Specially designed’’ or modified to d.1.c.1. Wavelength of less than 1,400 nm be combined with other ‘stacked arrays’ to and average or CW output power, exceeding form a larger ‘stacked array’; and 100 W; d.1.e.2. Integrated connections, common d.1.c.2. Wavelength equal to or greater for both electronics and cooling; than 1,400 nm and less than 1,900 nm and av- Note 1: ’Stacked arrays’, formed by combining erage or CW output power, exceeding 25 W; or semiconductor ‘‘laser’’ ‘stacked arrays’ specified d.1.c.3. Wavelength equal to or greater by 6A005.d.1.e, that are not designed to be fur- than 1,900 nm and average or CW output ther combined or modified are specified by power, exceeding 10 W; 6A005.d.1.d.

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Note 2: ’Stacked arrays’, formed by combining Note: For excimer ‘‘lasers’’ ‘‘specially de- semiconductor ‘‘laser’’ ‘stacked arrays’ specified signed’’ for lithography equipment, see 3B001. by 6A005.d.1.e, that are designed to be further d.5. ‘‘Chemical lasers’’, as follows: combined or modified are specified by d.5.a. Hydrogen Fluoride (HF) ‘‘lasers’’; 6A005.d.1.e. d.5.b. Deuterium Fluoride (DF) ‘‘lasers’’; Note 3: 6A005.d.1.e does not apply to modular d.5.c. ‘‘Transfer lasers’’, as follows: assemblies of single ‘bars’ designed to be fab- d.5.c.1. Oxygen Iodine (O2-I) ‘‘lasers’’; ricated into end-to-end stacked linear arrays. d.5.c.2. Deuterium Fluoride-Carbon dioxide Technical Notes: 1. Semiconductor ‘‘lasers’’ (DF-CO2) ‘‘lasers’’; are commonly called ‘‘laser’’ diodes. d.6. ‘‘Non-repetitive pulsed’’ Neodymium 2. A ‘bar’ (also called a semiconductor ‘‘laser’’ (Nd) glass ‘‘lasers’’, having any of the fol- ‘bar’, a ‘‘laser’’ diode ‘bar’ or diode ‘bar’) con- lowing: sists of multiple semiconductor ‘‘lasers’’ in a d.6.a. A ‘‘pulse duration’’ not exceeding 1 one-dimensional array. μs and an output energy exceeding 50 J per 3. A ‘stacked array’ consists of multiple ‘bars’ pulse; or forming a two-dimensional array of semicon- d.6.b. A ‘‘pulse duration’’ exceeding 1 μs ductor ‘‘lasers’’. and an output energy exceeding 100 J per d.2. Carbon monoxide (CO) ‘‘lasers’’ having pulse; any of the following: e. ‘‘Components’’ as follows: d.2.a. Output energy exceeding 2 J per e.1. Mirrors cooled either by ‘ active cool- pulse and ‘‘peak power’’ exceeding 5 kW; or ing’ or by heat pipe cooling; d.2.b. Average or CW output power, exceeding 5 kW; Technical Note: Active cooling is a cooling technique for optical ‘‘components’’ using flow- d.3. Carbon dioxide (CO ) ‘‘lasers’’ having 2 ing fluids within the subsurface (nominally less any of the following: than 1 mm below the optical surface) of the opti- d.3.a. CW output power exceeding 15 kW; cal component to remove heat from the optic. d.3.b. Pulsed output with ‘‘pulse duration’’ exceeding 10 μs and any of the following: e.2. Optical mirrors or transmissive or par- d.3.b.1. ‘‘Average output power’’ exceeding tially transmissive optical or electro-optical-’’components,’’ other than fused tapered 10 kW; or fiber combiners and Multi-Layer Dielectric d.3.b.2. ‘‘Peak power’’ exceeding 100 kW; or gratings (MLDs), ‘‘specially designed’’ for d.3.c. Pulsed output with a ‘‘pulse dura- use with controlled ‘‘lasers’’; tion’’ equal to or less than 10 μs and any of the following: Note to 6A005.e.2: Fiber combiners and MLDs d.3.c.1. Pulse energy exceeding 5 J per are specified by 6A005.e.3. pulse; or e.3. Fiber ‘‘laser’’ ‘‘components’’ as follows: d.3.c.2. ‘‘Average output power’’ exceeding e.3.a. Multimode to multimode fused ta- 2.5 kW; pered fiber combiners having all of the fol- d.4. Excimer ‘‘lasers’’ having any of the following: lowing: e.3.a.1. An insertion loss better (less) than d.4.a. Output wavelength not exceeding 150 or equal to 0.3 dB maintained at a rated total nm and any of the following: average or CW output power (excluding out- d.4.a.1. Output energy exceeding 50 mJ per put power transmitted through the single pulse; or mode core if present) exceeding 1,000 W; and d.4.a.2. ‘‘Average output power’’ exceeding e.3.a.2. Number of input fibers equal to or 1 W; greater than 3; d.4.b. Output wavelength exceeding 150 nm e.3.b. Single mode to multimode fused ta- but not exceeding 190 nm and any of the fol- pered fiber combiners having all of the following: lowing: d.4.b.1. Output energy exceeding 1.5 J per e.3.b.1. An insertion loss better (less) than pulse; or 0.5 dB maintained at a rated total average or d.4.b.2. ‘‘Average output power’’ exceeding CW output power exceeding 4,600 W; 120 W; e.3.b.2. Number of input fibers equal to or d.4.c. Output wavelength exceeding 190 nm greater than 3; and but not exceeding 360 nm and any of the fol- e.3.b.3. Having any of the following: lowing: e.3.b.3.a. A Beam Parameter Product (BPP) d.4.c.1. Output energy exceeding 10 J per measured at the output not exceeding 1.5 pulse; or mm mrad for a number of input fibers less d.4.c.2. ‘‘Average output power’’ exceeding than or equal to 5; or 500 W; or e.3.b.3.b. A BPP measured at the output d.4.d. Output wavelength exceeding 360 nm not exceeding 2.5 mm mrad for a number of and any of the following: input fibers greater than 5; d.4.d.1. Output energy exceeding 1.5 J per e.3.c. MLDs having all of the following: pulse; or e.3.c.1. Designed for spectral or coherent d.4.d.2. ‘‘Average output power’’ exceeding beam combination of 5 or more fiber ‘‘la- 30 W; sers;’’ and

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e.3.c.2. CW ‘‘Laser’’ Induced Damage LIST BASED LICENSE EXCEPTIONS (SEE PART Threshold (LIDT) greater than or equal to 10 740 FOR A DESCRIPTION OF ALL LICENSE EX- kW/cm2; CEPTIONS) f. Optical equipment, as follows: LVS: $1500, N/A for 6A006.a.1; N.B.: For shared aperture optical elements, ‘‘Magnetometers’’ and subsystems defined capable of operating in ‘‘Super-High Power in 6A006.a.2 using optically pumped or nu- Laser’’ (‘‘SHPL’’) applications, see the U.S. Mu- clear precession (proton/Overhauser) hav- nitions List (22 CFR part 121). ing a ‘‘sensitivity’’ lower (better) than 2 pT f.1. Dynamic wavefront (phase) measuring (rms) per square root Hz; 6A006.d, and equipment capable of mapping at least 50 po- 6A006.e. sitions on a beam wavefront having any the GBS: N/A following: CIV: N/A f.1.a. Frame rates equal to or more than 100 SPECIAL CONDITIONS FOR STA Hz and phase discrimination of at least 5% of STA: License Exception STA may not be the beam’s wavelength; or used to ship any commodity in: f.1.b. Frame rates equal to or more than 6A006.a.1; or 1,000 Hz and phase discrimination of at least 6A006.a.2; or 20% of the beam’s wavelength; 6A006.c.1 ‘‘Magnetic gradiometers’’ using multiple ‘‘magnetometers’’ specified by f.2. ‘‘Laser’’ diagnostic equipment capable 6A006.a.1 or 6.A006.a.2; or 6A006.d or .e (only of measuring ‘‘SHPL’’ system angular beam for underwater receivers incorporating steering errors of equal to or less than 10 magnetometers specified in 6A006.a.1 or μrad; 6A006.a.2) to any of the destinations listed in f.3. Optical equipment and ‘‘components,’’ Country Group A:6 (See Supplement No. 1 to ‘‘specially designed’’ for a phased-array part 740 of the EAR) ‘‘SHPL’’ system for coherent beam combina- LIST OF ITEMS CONTROLLED tion to an ‘‘accuracy’’ of λ/10 at the designed Related Controls: See also 6A996. This entry wavelength, or 0.1 μm, whichever is the does not control instruments ‘‘specially de- smaller; signed’’ for fishery applications or biomag- f.4. Projection telescopes ‘‘specially de- netic measurements for medical signed’’ for use with ‘‘SHPL’’ systems; diagnostics. g. ‘‘Laser acoustic detection equipment’’ Related Definitions: N/A having all of the following: Items: a. ‘‘Magnetometers’’ and subsystems, g.1. CW ‘‘laser’’ output power greater than as follows: or equal to 20 mW; a.1. ‘‘Magnetometers’’ using ‘‘super- g.2. ‘‘Laser’’ frequency stability equal to or conductive’’ (SQUID) ‘‘technology’’ and hav- better (less) than 10 MHz; ing any of the following: g.3. ‘‘Laser’’ wavelengths equal to or ex- a.1.a. SQUID systems designed for sta- ceeding 1,000 nm but not exceeding 2,000 nm; tionary operation, without ‘‘specially de- g.4. Optical system resolution better (less) signed’’ subsystems designed to reduce in- than 1 nm; and motion noise, and having a ‘sensitivity’ g.5. Optical Signal to Noise ratio equal or equal to or lower (better) than 50 fT (rms) exceeding to 103. per square root Hz at a frequency of 1 Hz; or Technical Note: ’Laser acoustic detection a.1.b. SQUID systems having an in-motion- equipment’ is sometimes referred to as a ‘‘Laser’’ magnetometer ‘sensitivity’ lower (better) Microphone or Particle Flow Detection Micro- than 20 pT (rms) per square root Hz at a fre- phone. quency of 1 Hz and ‘‘specially designed’’ to reduce in-motion noise; 6A006 ‘‘Magnetometers’’, ‘‘magnetic a.2. ‘‘Magnetometers’’ using optically gradiometers’’, ‘‘intrinsic magnetic pumped or nuclear precession (proton/ gradiometers’’, underwater electric field Overhauser) ‘‘technology’’ having a ‘sensi- sensors, ‘‘compensation systems’’, and tivity’ lower (better) than 20 pT (rms) per ‘‘specially designed’’ ‘‘components’’ there- square root Hz at a frequency of 1 Hz; for, as follows (see List of Items Con- a.3. ‘‘Magnetometers’’ using fluxgate trolled). ‘‘technology’’ having a ‘sensitivity’ equal to LICENSE REQUIREMENTS or lower (better) than 10 pT (rms) per square Reason for Control: NS, AT root Hz at a frequency of 1 Hz; a.4. Induction coil ‘‘magnetometers’’ hav- Country Chart (See Supp. Control(s) No. 1 to part 738) ing a ‘sensitivity’ lower (better) than any of the following: NS applies to entire entry ...... NS Column 2 a.4.a. 0.05 nT (rms)/square root Hz at fre- AT applies to entire entry ...... AT Column 1 quencies of less than 1 Hz; a.4.b. 1 × 10¥3 nT (rms)/square root Hz at REPORTING REQUIREMENTS See § 743.1 of the frequencies of 1 Hz or more but not exceeding EAR for reporting requirements for ex- 10 Hz; or ports under License Exceptions, and Vali- a.4.c. 1 × 10¥4 nT (rms)/square root Hz at dated End-User authorizations frequencies exceeding 10 Hz;

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a.5. Fiber optic ‘‘magnetometers’’ having a b. Gravity meters designed for mobile plat- ‘sensitivity’ lower (better) than 1 nT (rms) forms and having all of the following: per square root Hz; b.1. A static ‘‘accuracy’’ of less (better) b. Underwater electric field sensors having than 0.7 mGal; and a ‘sensitivity’ lower (better) than 8 nanovolt b.2. An in-service (operational) ‘‘accuracy’’ per meter per square root Hz when measured of less (better) than 0.7 mGal having a ’time- at 1 Hz; to-steady-state registration’ of less than 2 c. ‘‘Magnetic gradiometers’’ as follows: minutes under any combination of attendant c.1. ‘‘Magnetic gradiometers’’ using mul- corrective compensations and motional in- tiple ‘‘magnetometers’’ controlled by fluences; 6A006.a; c. Gravity gradiometers. c.2. Fiber optic ‘‘intrinsic magnetic gradiometers’’ having a magnetic gradient 6A008 Radar systems, equipment and assem- field ‘sensitivity’ lower (better) than 0.3 nT/ blies, having any of the following (see m (rms) per square root Hz; List of Items Controlled), and ‘‘specially c.3. ‘‘Intrinsic magnetic gradiometers’’, designed’’ ‘‘components’’ therefor. LICENSE REQUIREMENTS using ‘‘technology’’ other than fiber-optic Reason for Control: NS, MT, RS, AT ‘‘technology’’, having a magnetic gradient field ‘sensitivity’ lower (better) than 0.015 Country Chart (See Supp. nT/m (rms) per square root Hz; Control(s) No. 1 to part 738) d. ‘‘Compensation systems’’ for magnetic and underwater electric field sensors result- NS applies to entire entry ...... NS Column 2. MT applies to items that are MT Column 1. ing in a performance equal to or better than designed for airborne appli- the control parameters of 6A006.a, 6A006.b, cations and that are usable and 6A006.c; and in systems controlled for e. Underwater electromagnetic receivers MT reasons. incorporating magnetic field sensors speci- RS applies to 6A008.j.1 ...... RS Column 1. fied by 6A006.a or underwater electric field AT applies to entire entry ...... AT Column 1. sensors specified by 6A006.b. Technical Note: For the purposes of 6A006, REPORTING REQUIREMENTS See § 743.1 of the ‘sensitivity’ (noise level) is the root mean square EAR for reporting requirements for ex- of the device-limited noise floor which is the ports under License Exceptions, and Vali- lowest signal that can be measured. dated End-User authorizations LIST BASED LICENSE EXCEPTIONS (SEE PART 6A007 Gravity meters (gravimeters) and 740 FOR A DESCRIPTION OF ALL LICENSE EX- gravity gradiometers, as follows (see List CEPTIONS) of Items Controlled). LVS: $5000; N/A for MT and for 6A008.j.1. LICENSE REQUIREMENTS GBS: Yes, for 6A008.b, .c, and l.1 only. Reason for Control: NS, MT, AT CIV: Yes, for 6A008.b, .c, and l.1 only. SPECIAL CONDITIONS FOR STA Control(s) Country Chart (See Supp. STA: License Exception STA may not be No. 1 to part 738) used to ship any commodity in 6A008.d, 6A008.h or 6A008.k to any of the destina- NS applies to entire entry ...... NS Column 2 MT applies to 6A007.b and .c MT Column 1 tions listed in Country Group A:6 (See Sup- when the accuracies in plement No. 1 to part 740 of the EAR). 6A007.b.1 and b.2 are met LIST OF ITEMS CONTROLLED or exceeded. Related Controls: (1) This entry does not con- AT applies to entire entry ...... AT Column 1 trol: Secondary surveillance radar (SSR); Car radar designed for collision prevention; LIST BASED LICENSE EXCEPTIONS (SEE PART Displays or monitors used for Air Traffic 740 FOR A DESCRIPTION OF ALL LICENSE EX- Control (ATC) having no more than 12 re- CEPTIONS) solvable elements per mm; Meteorological LVS: $3000; N/A for MT (weather) radar. (2) See also ECCNs 6A108 GBS: N/A and 6A998. ECCN 6A998 controls, inter alia, CIV: N/A the Light Detection and Ranging (LIDAR) LIST OF ITEMS CONTROLLED equipment excluded by the note to para- Related Controls: (1) See USML Category graph j of this ECCN (6A008). (3) See USML XII(d) for certain gravity meters Category XII(b) for certain LIDAR, Laser (gravimeters) and gravity gradiometers Detection and Ranging (LADAR), or range- subject to the ITAR. (2) See also ECCNs gated systems subject to the ITAR. 6A107, 6A997, and 7A611. Related Definitions: N/A Related Definitions: N/A Items: Items: a. Gravity meters designed or modified Note: 6A008 does not control: for ground use and having a static ‘‘accu- —Secondary surveillance radar (SSR); racy’’ of less (better) than 10 μGal; —Civil Automotive Radar; Note: 6A007.a does not control ground gravity —Displays or monitors used for air traffic con- meters of the quartz element (Worden) type. trol (ATC);

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—Meteorological (weather) radar; Order 1a Standard (5th Edition February —Precision Approach Radar (PAR) equipment 2008) for Hydrographic Surveys or better, and conforming to ICAO standards and employing using one or more ‘‘lasers’’ with a wave- electronically steerable linear (1-dimensional) length exceeding 400 nm but not exceeding arrays or mechanically positioned passive an- 600 nm; tennas. Note 1: LIDAR equipment ‘‘specially de- a. Operating at frequencies from 40 GHz to signed’’ for surveying is only specified by 230 GHz and having any of the following: 6A008.j.3. a.1. An ‘‘average output power’’ exceeding Note 2: 6A008.j does not apply to LIDAR 100 mW; or equipment ‘‘specially designed’’ for meteorolog- a.2. Locating ‘‘accuracy’’ of 1 m or less ical observation. (better) in range and 0.2 degree or less (bet- Note 3: Parameters in the IHO Order 1a ter) in azimuth; Standard 5th Edition February 2008 are summa- ± b. A tunable bandwidth exceeding 6.25% of rized as follows: the ‘center operating frequency’; Horizontal Accuracy (95% Confidence Level) Technical Note: The ‘center operating fre- = 5 m + 5% of depth. quency’ equals one half of the sum of the high- Depth Accuracy for Reduced Depths (95% est plus the lowest specified operating fre- Confidence Level) = ±√(a2 + (b*d)2) where: quencies a = 0.5 m = constant depth error, i.e. the sum of c. Capable of operating simultaneously on all constant depth errors more than two carrier frequencies; d. Capable of operating in synthetic aper- b = 0.013 = factor of depth dependant error ture (SAR), inverse synthetic aperture b*d = depth dependant error, i.e. the sum of all (ISAR) radar mode, or sidelooking airborne depth dependant errors (SLAR) radar mode; d = depth e. Incorporating electronically steerable Feature Detection = Cubic features >2 m in array antennas; depths up to 40 m; 10% of depth beyond 40 f. Capable of heightfinding non-cooperative m. targets; k. Having ‘‘signal processing’’ sub-systems g. ‘‘Specially designed’’ for airborne (bal- using ‘‘pulse compression’’ and having any of loon or airframe mounted) operation and the following: having Doppler ‘‘signal processing’’ for the k.1. A ‘‘pulse compression’’ ratio exceeding detection of moving targets; 150; or h. Employing processing of radar signals k.2. A compressed pulse width of less than and using any of the following: 200 ns; or h.1. ‘‘Radar spread spectrum’’ techniques; Note: 6A008.k.2 does not apply to two dimen- or sional ’marine radar’ or ’vessel traffic service’ h.2. ‘‘Radar frequency agility’’ techniques; radar, having all of the following: i. Providing ground-based operation with a a. ‘‘Pulse compression’’ ratio not exceeding maximum ‘‘instrumented range’’ exceeding 150; 185 km; b. Compressed pulse width of greater than 30 Note: 6A008.i does not control: ns; a. Fishing ground surveillance radar; c. Single and rotating mechanically scanned b. Ground radar equipment ‘‘specially de- antenna; signed’’ for en route air traffic control, and hav- d. Peak output power not exceeding 250 W; ing all of the following: and 1. A maximum ‘‘instrumented range’’ of 500 e. Not capable of ‘‘frequency hopping’’. km or less; 2. Configured so that radar target data can be l. Having data processing sub-systems and transmitted only one way from the radar site to having any of the following: one or more civil ATC centers; l.1. ‘‘Automatic target tracking’’ pro- 3. Contains no provisions for remote control of viding, at any antenna rotation, the pre- the radar scan rate from the en route ATC cen- dicted target position beyond the time of the ter; and next antenna beam passage; or 4. Permanently installed; Note: 6A008.l.1 does not control conflict alert c. Weather balloon tracking radars. capability in ATC systems, or ’marine radar’. j. Being ‘‘laser’’ radar or Light Detection l.2. [Reserved] and Ranging (LIDAR) equipment and having l.3. [Reserved] any of the following: l.4. Configured to provide superposition j.1. ‘‘Space-qualified’’; and correlation, or fusion, of target data j.2. Employing coherent heterodyne or within six seconds from two or more ‘‘geo- homodyne detection techniques and having graphically dispersed’’ radar sensors to im- an angular resolution of less (better) than 20 prove the aggregate performance beyond μrad (microradians); or that of any single sensor specified by 6A008.f, j.3. Designed for carrying out airborne or 6A008.i. bathymetric littoral surveys to Inter- N.B.: See also the U.S. Munitions List (22 national Hydrographic Organization (IHO) CFR part 121).

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Note: 6A008.l does not apply to systems, equip- LICENSE REQUIREMENTS ment and assemblies designed for ’vessel traffic Reason for Control: MT, AT services’. Technical Notes: 1. For the purposes of 6A008, Country Chart (See Supp. Control(s) No. 1 to part 738) ’marine radar’ is a radar that is used to navigate safely at sea, inland waterways or near- MT applies to entire entry ..... MT Column 1 shore environments. AT applies to entire entry ...... AT Column 1 2. For the purposes of 6A008, ’vessel traffic service’ is a vessel traffic monitoring and control LIST BASED LICENSE EXCEPTIONS (SEE PART service similar to air traffic control for ‘‘air- 740 FOR A DESCRIPTION OF ALL LICENSE EX- craft’’. CEPTIONS) LVS: N/A 6A102 Radiation hardened detectors, other GBS: N/A than those controlled by 6A002, ‘‘specially CIV: N/A designed’’ or modified for protecting LIST OF ITEMS CONTROLLED against nuclear effects (e.g., Electro- Related Controls: See USML Category XII(d) magnetic Pulse (EMP), X-rays, combined for certain gravity meters (gravimeters) or blast and thermal effects) and usable for gravity gradiometers subject to the ITAR. ‘‘missiles,’’ designed or rated to withstand See also ECCN 7A611. radiation levels which meet or exceed a Related Definitions: N/A total irradiation dose of 5 μ 105 rads (sil- Items: a. Gravity meters having all the fol- icon). lowing: LICENSE REQUIREMENTS 1. A static or operational accuracy equal to Reason for Control: MT, AT or less (better) than 0.7 milligal (mgal); and 2. A time to steady-state registration of Control(s) Country Chart (See Supp. two minutes or less. No. 1 to part 738) b. Gravity gradiometers. MT applies to entire entry ..... MT Column 1 AT applies to entire entry ...... AT Column 1 6A108 Radar systems and tracking systems, other than those controlled by 6A008, as LIST BASED LICENSE EXCEPTIONS (SEE PART follows (see List of Items Controlled). LICENSE REQUIREMENTS 740 FOR A DESCRIPTION OF ALL LICENSE EX- Reason for Control: MT, AT CEPTIONS) LVS: N/A Country Chart (See Supp. GBS: N/A Control(s) No. 1 to part 738) CIV: N/A LIST OF ITEMS CONTROLLED MT applies to entire entry ..... MT Column 1 Related Controls: N/A AT applies to entire entry ...... AT Column 1 Related Definitions: In this entry, a detector LIST BASED LICENSE EXCEPTIONS (SEE PART is defined as a mechanical, electrical, opti- 740 FOR A DESCRIPTION OF ALL LICENSE EX- cal or chemical device that automatically CEPTIONS) identifies and records, or registers a stim- LVS: N/A ulus such as an environmental change in GBS: N/A pressure or temperature, an electrical or CIV: N/A electromagnetic signal or radiation from a LIST OF ITEMS CONTROLLED radioactive material. Related Controls: (1) This entry does not con- Items: The list of items controlled is control airborne civil weather radar contained in the ECCN heading. forming to international standards for 6A103 Radomes designed to withstand a civil weather radars provided that they do combined thermal shock greater than 100 not incorporate any of the following: (a) cal/sq cm accompanied by a peak over Phased array antennas; (b) Frequency agil- pressure of greater than 50 kPa, usable in ity; (c) Spread spectrum; or (d) Signal protecting ‘‘missiles’’ against nuclear ef- processing ‘‘specially designed’’ for the fects (e.g., Electromagnetic Pulse (EMP), tracking of vehicles. (2) Items in 6A108.a X-rays, combined blast and thermal ef- that are ‘‘specially designed’’ or modified fects), and usable for ‘‘missiles’’. (These for ‘‘missiles’’ or for items on the U.S. Mu- items are ‘‘subject to the ITAR.’’ See 22 nitions List are ‘‘subject to the ITAR’’ (see CFR parts 120 through 130.) 22 CFR parts 120 through 130). Related Definitions: Laser radar systems are 6A107 Gravity meters (gravimeters) or grav- defined as those that embody specialized ity gradiometers, other than those con- transmission, scanning, receiving and sig- trolled by 6A007, designed or modified for nal processing techniques for utilization of airborne or marine use, as follows, (see lasers for echo ranging, direction finding List of Items Controlled) and ‘‘specially and discrimination of targets by location, designed’’ ‘‘parts’’ and ‘‘components’’ radial speed and body reflection character- therefor. istics.

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Items: a. Radar and laser radar systems de- LIST BASED LICENSE EXCEPTIONS (SEE PART signed or modified for use in ‘‘missiles’’; 740 FOR A DESCRIPTION OF ALL LICENSE EX- Note: 6A108.a includes the following: CEPTIONS) a. Terrain contour mapping equipment; LVS: N/A b. Imaging sensor equipment; GBS: N/A c. Scene mapping and correlation (both digital CIV: N/A and analog) equipment; LIST OF ITEMS CONTROLLED d. Doppler navigation radar equipment. Related Controls: (1) See ECCNs 6E001 (‘‘de- b. Precision tracking systems, usable for velopment’’), 6E002 (‘‘production’’), and rockets, missiles, or unmanned aerial vehi- 6E201 (‘‘use’’) for technology for items con- cles capable of achieving a ‘‘range’’ equal to trolled under this entry. (2) Also see ECCN or greater than 300 km, as follows: 6A003.a.2, a.3, and a.4. b.1. Tracking systems which use a code Related Definitions: N/A translator installed on the rocket or un- Items: a. Streak cameras and ‘‘specially de- manned aerial vehicle in conjunction with signed’’ components therefor, as follows: either surface or airborne references or navi- a.1. Streak cameras with writing speeds gation satellite systems to provide real-time greater than 0.5 mm/μs; measurements of in-flight position and ve- a.2. Electronic streak cameras capable of locity; 50 ns or less time resolution; b.2. Range instrumentation radars includ- a.3. Streak tubes for cameras described in ing associated optical/infrared trackers with 6A203.a.2; all of the following capabilities: a.4. Plug-ins, ‘‘specially designed’’ for use b.2.a. Angular resolution better than 1.5 with streak cameras having modular struc- milliradians; tures, that enable the performance charac- b.2.b. Range of 30 km or greater with a teristics described in 6A203.a.1 or .a.2; range resolution better than 10 m rms; a.5. Synchronizing electronics units, and b.2.c. Velocity resolution better than 3 m/ rotor assemblies consisting of turbines, mir- s. rors and bearings, that are ‘‘specially designed’’ for cameras described in 6A203.a.1. 6A202 Photomultiplier tubes having both of b. Framing cameras and ‘‘specially de- the following characteristics (see List of signed’’ components therefor, as follows: Items Controlled). b.1. Framing cameras with recording rates LICENSE REQUIREMENTS greater than 225,000 frames per second; Reason for Control: NP, AT b.2. Framing cameras capable of 50 ns or less frame exposure time; Country Chart (See Supp. Control(s) No. 1 to part 738) b.3. Framing tubes, and solid-state imaging devices, that have a fast image gating (shut- NP applies to entire entry ...... NP Column 1 ter) time of 50 ns or less and are ‘‘specially AT applies to entire entry ...... AT Column 1 designed’’ for cameras described in 6A203.b.1 or .b.2; LIST BASED LICENSE EXCEPTIONS (SEE PART b.4. Plug-ins, ‘‘specially designed’’ for use 740 FOR A DESCRIPTION OF ALL LICENSE EX- with framing cameras having modular struc- CEPTIONS) tures, that enable the performance charac- LVS: N/A teristics described in 6A203.b.1 or .b.2; GBS: N/A b.5. Synchronizing electronic units, and CIV: N/A rotor assemblies consisting of turbines, mir- LIST OF ITEMS CONTROLLED rors and bearings, that are ‘‘specially de- Related Controls: See ECCNs 6E001 (‘‘develop- signed’’ for cameras described in 6A203.b.1 or ment’’), 6E002 (‘‘production’’), and 6E201 .b.2. (‘‘use’’) for technology for items controlled c. Solid-state or electron tube cameras and under this entry. ‘‘specially designed’’ components therefor, as Related Definitions: N/A follows: Items: a. Photocathode area of greater than c.1. Solid-state cameras, or electron tube 20 cm2; and cameras, with a fast image gating (shutter) b. Anode pulse rise time of less than 1 ns. time of 50 ns or less; c.2. Solid-state imaging devices, and image 6A203 High-speed cameras, imaging devices intensifiers tubes, that have a fast image and ‘‘components’’ therefor, other than gating (shutter) time of 50 ns or less and are those controlled by 6A003 (see List of ‘‘specially designed’’ for cameras described Items Controlled). in 6A203.c.1; LICENSE REQUIREMENTS Reason for Control: NP, AT c.3. Electro-optical shuttering devices (Kerr or Pockels cells) with a fast image gat- Country Chart (See Supp. ing (shutter) time of 50 ns or less; Control(s) No. 1 to part 738) c.4. Plug-ins, ‘‘specially designed’’ for use with cameras having modular structures, NP applies to entire entry ...... NP Column 1 that enable the performance characteristics AT applies to entire entry ...... AT Column 1 described in 6A203.c.1.

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Technical Note: High speed single frame cam- c.1. Pulse-excited and Q-switched with a eras can be used alone to produce a single image pulse duration equal to or greater than 1 ns, of a dynamic event, or several such cameras can and having either of the following: be combined in a sequentially-triggered system c.1.a. A single-transverse mode output with to produce multiple images of an event. an average output power greater than 40 W; d. Radiation-hardened TV cameras, or or lenses therefor, ‘‘specially designed’’ or rated c.1.b. A multiple-transverse mode output as radiation hardened to withstand a total with an average output power greater than radiation dose greater than 5 × 104 Gy (sil- 50 W; or icon) without operational degradation. c.2. Incorporating frequency doubling to Technical Note: The term Gy (silicon) refers to give an output wavelength between 500 nm the energy in Joules per kilogram absorbed by and 550 nm with an average output power of an unshielded silicon sample when exposed to greater than 40 W. ionizing radiation. d. Tunable pulsed single-mode dye laser os- 6A205 ‘‘Lasers,’’ ‘‘laser’’ amplifiers and oscil- cillators having all of the following charac- lators, other than those controlled by teristics: 6A005 (see List of Items Controlled), ex- d.1. Operating at wavelengths between 300 cluding items that are subject to the ex- nm and 800 nm; port licensing authority of the Nuclear d.2. An average output greater than 1 W; Regulatory Commission (see 10 CFR part d.3. A repetition rate greater than 1 kHz; 110). and LICENSE REQUIREMENTS d.4. Pulse width less than 100 ns; Reason for Control: NP, AT e. Tunable pulsed dye laser amplifiers and oscillators having all of the following char- Country Chart (See Supp. Control(s) No. 1 to part 738) acteristics: e.1. Operating at wavelengths between 300 NP applies to entire entry ...... NP Column 1 nm and 800 nm; AT applies to entire entry ...... AT Column 1 e.2. An average output greater than 30 W; e.3. A repetition rate greater than 1 kHz; LIST BASED LICENSE EXCEPTIONS (SEE PART and 740 FOR A DESCRIPTION OF ALL LICENSE EX- e.4. Pulse width less than 100 ns; CEPTIONS) LVS: N/A Note to 6A205.e: 6A205.e does not control sin- GBS: N/A gle mode oscillators. CIV: N/A f. Alexandrite lasers having all of the fol- LIST OF ITEMS CONTROLLED lowing characteristics: Related Controls: (1) See ECCNs 6E001 (‘‘de- f.1. Operating at wavelengths between 720 velopment’’), 6E002 (‘‘production’’), and nm and 800 nm; 6E201 (‘‘use’’) for technology for items con- f.2. A bandwidth of 0.005 nm or less; trolled under this entry. (2) Also see f.3. A repetition rate greater than 125 Hz; ECCNs 6A005 and 6A995. (3) See ECCN and 6A005.a.2 for additional controls on argon f.4. An average output power greater than ion lasers; See ECCN 6A005.b.6.c for addi- 30 W; tional controls on neodymium-doped la- g. Pulsed carbon dioxide ‘‘lasers’’ having sers. (4) ‘‘Lasers’’ ‘‘specially designed’’ or all of the following characteristics: prepared for use in isotope separation are g.1. Operating at wavelengths between 9,000 subject to the export licensing authority of nm and 11,000 nm; the Nuclear Regulatory Commission (see 10 g.2. A repetition rate greater than 250 Hz; CFR part 110). g.3. An average output power greater than Related Definitions: N/A 500 W; and Items: a. Copper vapor lasers having both of the following characteristics: g.4. Pulse width of less than 200 ns; a.1. Operating at wavelengths between 500 Note to 6A205.g: 6A205.g does not control the nm and 600 nm; and higher power (typically 1 kW to 5 kW) industrial a.2. An average output power equal to or CO2 lasers used in applications such as cutting greater than 30 W; and welding, as these latter lasers are either b. Argon ion ‘‘lasers’’ having both of the continuous wave or are pulsed with a pulse following characteristics: width greater than 200 ns. b.1. Operating at wavelengths between 400 h. Pulsed excimer lasers (XeF, XeCl, KrF) nm and 515 nm; and having all of the following characteristics: b.2. An average output power greater than h.1. Operating at wavelengths between 240 40 W; nm and 360 nm; c. Neodymium-doped (other than glass) la- h.2. A repetition rate greater than 250 Hz; sers with an output wavelength between 1000 and nm and 1100 nm having either of the fol- h.3. An average output power greater than lowing: 500 W;

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i. Para-hydrogen Raman shifters designed GBS: N/A to operate at 16 micrometer output wave- CIV: N/A length and at a repetition rate greater than LIST OF ITEMS CONTROLLED 250 Hz.; Related Controls: See ECCNs 6E001 (‘‘develop- j. Pulsed carbon monoxide lasers having all ment’’), 6E002 (‘‘production’’), and 6E201 of the following characteristics: (‘‘use’’) for technology for items controlled j.1. Operating at wavelengths between 5,000 under this entry. and 6,000 nm; Related Definitions: N/A j.2. A repetition rate greater than 250 Hz; Items: a. Shock pressure gauges capable of j.3. An average output power greater than measuring pressures greater than 10 GPa (100 200 W; and kilobars), including gauges made with man- j.4. Pulse width of less than 200 ns. ganin, ytterbium, and polyvinylidene Note to ECCN 6A205.j: 6A205.j does not control bifluoride (PVBF, PVF2); the higher power (typically 1 kW to 5 kW) in- b. Quartz pressure transducers for pres- dustrial CO lasers used in applications such as sures greater than 10 GPa (100 kilobars). cutting and welding, because such lasers are either continuous wave or are pulsed with a pulse 6A611 Acoustic systems and equipment, width greater than 200 ns. radar, and ‘‘parts,’’ ‘‘components,’’ ‘‘accessories,’’ and ‘‘attachments’’ ‘‘specially de- 6A225 Velocity interferometers for meas- signed’’ therefor, ‘‘specially designed’’ for uring velocities exceeding 1 km/s during a military application that are not enu- time intervals of less than 10 microsec- merated in any USML category or other onds. ECCN are controlled by ECCN 3A611. LICENSE REQUIREMENTS Military fire control, laser, imaging, and Reason for Control: NP, AT guidance equipment that are not enumerated in any USML category or ECCN are Country Chart (See Supp. Control(s) No. 1 to part 738) controlled by ECCN 7A611.

NP applies to entire entry ...... NP Column 1 6A990 Read-out integrated circuits, as fol- AT applies to entire entry ...... AT Column 1 lows (see List of Items Controlled). LICENSE REQUIREMENTS LIST BASED LICENSE EXCEPTIONS (SEE PART Reason for Control: RS, AT 740 FOR A DESCRIPTION OF ALL LICENSE EX- CEPTIONS Country chart (see supp. no. ) Control(s) 1 to part 738) LVS: N/A GBS: N/A RS applies to entire entry ...... RS Column 1. CIV: N/A AT applies to entire entry ...... AT Column 1. LIST OF ITEMS CONTROLLED Related Controls: See ECCNs 6E001 (‘‘develop- LIST BASED LICENSE EXCEPTIONS (SEE PART ment’’), 6E002 (‘‘production’’), and 6E201 740 FOR A DESCRIPTION OF ALL LICENSE EX- (‘‘use’’) for technology for items controlled CEPTIONS) under this entry. LVS: $500 Related Definitions: N/A GBS: N/A ECCN Controls: 6A225 includes velocity CIV: N/A interferometers, such as VISARs (Velocity LIST OF ITEMS CONTROLLED Interferometer Systems for Any Reflector), Related Controls: (1) See USML Categories DLIs (Doppler Laser Interferometers) and XII(e) and XV(e)(3) for read-out integrated PDV (Photonic Doppler Velocimeters) also circuits ‘‘subject to the ITAR.’’ (2) See known as Het-V (Heterodyne ECCN 0A919 for foreign made military com- Velocimeters). modities that incorporate commodities de- Items: The list of items controlled is con- scribed in 6A990. (3) Section 744.9 imposes a tained in the ECCN heading. license requirement on commodities described in 6A990 if being exported, reex- 6A226 Pressure sensors, as follows (see List ported, or transferred (in-country) for use of Items Controlled). by a military end-user or for incorporation LICENSE REQUIREMENTS into a commodity controlled by ECCN Reason for Control: NP, AT 0A919. Related Definitions: N/A Country Chart (See Supp. Control(s) No. 1 to part 738) Items: a. Read-out integrated circuits ‘‘specially NP applies to entire entry ...... NP Column 1 designed’’ for ‘‘focal plane arrays’’ controlled AT applies to entire entry ...... AT Column 1 by 6A002.a.3; LIST BASED LICENSE EXCEPTIONS (SEE PART Note: 6A990.a does not control read-out inte- 740 FOR A DESCRIPTION OF ALL LICENSE EX- grated circuits ‘‘specially designed’’ for civil CEPTIONS) automotive applications. LVS: N/A b. [RESERVED]

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6A991 Marine or terrestrial acoustic equip- a.1.c. Having any of the following: ment, n.e.s., capable of detecting or locat- a.1.c.1. An S–20, S–25 or multialkali ing underwater objects or features or po- photocathode; or sitioning surface vessels or underwater a.1.c.2. A GaAs or GaInAs photocathode; vehicles; and ‘‘specially designed’’ ‘‘parts’’ a.2. ‘‘Specially designed’’ microchannel and ‘‘components,’’ n.e.s. plates having both of the following charac- LICENSE REQUIREMENTS teristics: Reason for Control: AT, foreign policy a.2.a. 15,000 or more hollow tubes per plate; and Control(s) Country chart (see Supp. No. a.2.b. Hole pitch (center-to-center spacing) 1 to part 738) of less than 25 micrometers. AT applies to entire entry ...... AT Column 2 b. Direct view imaging equipment oper- Russian industry sector sanc- See § 746.5 for specific li- ating in the visible or infrared spectrum, in- tions apply to entire entry. cense requirements and li- corporating image intensifier tubes having cense review policy. the characteristics listed in 6A992.a.1.

LIST BASED LICENSE EXCEPTIONS (SEE PART 6A993 Cameras, not controlled by 6A003 or 740 FOR A DESCRIPTION OF ALL LICENSE EX- 6A203, as follows (see List of Items Con- CEPTIONS) trolled). LVS: N/A LICENSE REQUIREMENTS GBS: N/A Reason for Control: AT CIV: N/A LIST OF ITEMS CONTROLLED Country Chart (See Supp. Control(s) No. 1 to part 738) Related Controls: N/A Related Definitions: N/A AT applies to entire entry ...... AT Column 1. Items: The list of items controlled is contained in the ECCN heading. LIST BASED LICENSE EXCEPTIONS (SEE PART 740 FOR A DESCRIPTION OF ALL LICENSE EX- 6A992 Optical Sensors, not controlled by CEPTIONS) 6A002, as follows (see List of Items Con- LVS: N/A trolled). GBS: N/A LICENSE REQUIREMENTS CIV: N/A Reason for Control: AT, RS LIST OF ITEMS CONTROLLED Related Controls: (1) See ECCN 0A919 for for- Country Chart (See Supp. Control(s) No. 1 to part 738) eign made military commodities that incorporate cameras described in 6A993.a AT applies to entire entry ...... AT Column 1. that meet the criteria specified in Note 3.a to 6A003.b.4.b (i.e., having a maximum RS applies to entire entry. A license is re- frame rate equal to or less than 9 Hz). (2) quired for items controlled by this entry Section 744.9 imposes license requirements for export or reexport to Iraq or transfer on cameras described in 6A993.a as a result within Iraq for regional stability reasons. of meeting the criteria specified in Note The Commerce Country Chart is not de- 3.a to 6A003.b.4.b (i.e., having a maximum signed to determine RS license require- frame rate equal to or less than 9 Hz) if ments for this entry. See §§ 742.6 and 746.3 being exported, reexported, or transferred of the EAR for additional information. (in-country) for use by a military end-user LIST BASED LICENSE EXCEPTIONS (SEE PART or for incorporation into a commodity con- 740 FOR A DESCRIPTION OF ALL LICENSE EX- trolled by ECCN 0A919. CEPTIONS) Related Definitions: N/A LVS: N/A Items: a. Cameras that meet the criteria of GBS: N/A Note 3 to 6A003.b.4. CIV: N/A b. [Reserved] LIST OF ITEMS CONTROLLED Related Controls: N/A 6A994 Optics, not controlled by 6A004, as Related Definitions: N/A follows (see List of Items Controlled). Items: a. Image intensifier tubes and ‘‘spe- LICENSE REQUIREMENTS cially designed’’ ‘‘components’’ therefor, as Reason for Control: AT follows: Country Chart (See Supp. a.1. Image intensifier tubes having all the Control(s) No. 1 to part 738) following: a.1.a. A peak response in wavelength range AT applies to entire entry ...... AT Column 1 exceeding 400 nm, but not exceeding 1,050 nm; LIST BASED LICENSE EXCEPTIONS (SEE PART a.1.b. A microchannel plate for electron 740 FOR A DESCRIPTION OF ALL LICENSE EX- image amplification with a hole pitch (cen- CEPTIONS) ter-to-center spacing) of less than 25 mi- LVS: N/A crometers; and GBS: N/A

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CIV: N/A a.3.b. An average output power exceeding LIST OF ITEMS CONTROLLED 2.5 kW; Related Controls: N/A b. Semiconductor lasers, as follows: Related Definitions: N/A b.1. Individual, single-transverse mode Items: a. Optical filters: semiconductor ‘‘lasers’’ having: a.1. For wavelengths longer than 250 nm, b.1.a. An average output power exceeding comprised of multi-layer optical coatings 100 mW; or and having either of the following: b.1.b. A wavelength exceeding 1,050 nm; a.1.a. Bandwidths equal to or less than 1 b.2. Individual, multiple-transverse mode nm Full Width Half Intensity (FWHI) and semiconductor ‘‘lasers’’, or arrays of indi- peak transmission of 90% or more; or vidual semiconductor ‘‘lasers’’, having a a.1.b. Bandwidths equal to or less than 0.1 wavelength exceeding 1,050 nm; nm FWHI and peak transmission of 50% or c. Ruby ‘‘lasers’’ having an output energy more; exceeding 20 J per pulse; NOTE: 6A994 does not control optical filters d. Non-‘‘tunable’’ ‘‘pulsed lasers’’ having with fixed air gaps or Lyot-type filters. an output wavelength exceeding 975 nm but a.2. For wavelengths longer than 250 nm, not exceeding 1,150 nm and having any of the and having all of the following: following: a.2.a. Tunable over a spectral range of 500 d.1. A ‘‘pulse duration’’ equal to or exceed- nm or more; ing 1 ns but not exceeding 1 μs, and having a.2.b. Instantaneous optical bandpass of any of the following: 1.25 nm or less; d.1.a. A single transverse mode output and a.2.c. Wavelength resettable within 0.1 ms having any of the following: to an accuracy of 1 nm or better within the d.1.a.1. A ‘wall-plug efficiency’ exceeding tunable spectral range; and 12% and an ‘‘average output power’’ exceed- a.2.d. A single peak transmission of 91% or ing 10 W and capable of operating at a pulse more; repetition frequency greater than 1kHz; or a.3. Optical opacity switches (filters) with d.1.a.2. An ‘‘average output power’’ exceed- a field of view of 30° or wider and a response ing 20 W; or time equal to or less than 1 ns; d.1.b. A multiple transverse mode output b. ‘‘Fluoride fiber’’ cable, or optical fibers and having any of the following: therefor, having an attenuation of less than d.1.b.1. A ‘wall-plug efficiency’ exceeding 4 dB/km in the wavelength range exceeding 18% and an ‘‘average output power’’ exceed- 1,000 nm but not exceeding 3,000 nm. ing 30 W; d.1.b.2. A ‘‘peak power’’ exceeding 200 MW; 6A995 ‘‘Lasers’’ as follows (see List of Items or Controlled). d.1.b.3. An ‘‘average output power’’ exceed- LICENSE REQUIREMENTS ing 50 W; or Reason for Control: AT d.2. A ‘‘pulse duration’’ exceeding 1 μs and having any of the following: Country Chart (See Supp. Control(s) No. 1 to part 738) d.2.a. A single transverse mode output and having any of the following: AT applies to entire entry ...... AT Column 1 d.2.a.1. A ‘wall-plug efficiency’ exceeding 12% and an ‘‘average output power’’ exceed- LIST BASED LICENSE EXCEPTIONS (SEE PART ing 10 W and capable of operating at a pulse 740 FOR A DESCRIPTION OF ALL LICENSE EX- repetition frequency greater than 1 kHz; or CEPTIONS) d.2.a.2. An ‘‘average output power’’ exceed- LVS: N/A ing 20 W; or GBS: N/A d.2.b. A multiple transverse mode output CIV: N/A and having any of the following: LIST OF ITEMS CONTROLLED d.2.b.1. A ‘wall-plug efficiency’ exceeding Related Controls: N/A 18% and an ‘‘average output power’’ exceed- Related Definitions: N/A ing 30 W; or Items: a. Carbon dioxide (CO2) ‘‘lasers’’ hav- d.2.b.2. An ‘‘average output power’’ exceeding any of the following: ing 500 W; a.1. A CW output power exceeding 10 kW; e. Non-‘‘tunable’’ continuous wave ‘‘(CW) a.2. A pulsed output with a ‘‘pulse dura- lasers’’, having an output wavelength ex- tion’’ exceeding 10 microseconds; and ceeding 975 nm but not exceeding 1,150 nm a.2.a. An average output power exceeding and having any of the following: 10 kW; or e.1. A single transverse mode output and a.2.b. A pulsed ‘‘peak power’’ exceeding 100 having any of the following: kW; or e.1.a. A ‘wall-plug efficiency’ exceeding a.3. A pulsed output with a ‘‘pulse dura- 12% and an ‘‘average output power’’ exceed- tion’’ equal to or less than 10 microseconds; ing 10 W and capable of operating at a pulse and repetition frequency greater than 1 kHz; or a.3.a. A pulse energy exceeding 5 J per e.1.b. An ‘‘average output power’’ exceed- pulse and ‘‘peak power’’ exceeding 2.5 kW; or ing 50 W; or

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e.2. A multiple transverse mode output and b.3. Having any of the following character- having any of the following: istics: e.2.a. A ‘wall-plug efficiency’ exceeding b.3.a. Incorporating thin-film SQUIDS with 18% and an ‘‘average output power’’ exceed- a minimum feature size of less than 2 μm and ing 30 W; or with associated input and output coupling e.2.b. An ‘‘average output power’’ exceed- circuits; ing 500 W; b.3.b. Designed to operate with a magnetic Note: 6A995.e.2.b does not control multiple field slew rate exceeding 1 × 106 magnetic transverse mode, industrial ‘‘lasers’’ with out- flux quanta per second; put power less than or equal to 2kW with a total b.3.c. Designed to function without mag- mass greater than 1,200kg. For the purpose of netic shielding in the earth’s ambient mag- this note, total mass includes all ‘‘components’’ netic field; or required to operate the ‘‘laser,’’ e.g., ‘‘laser,’’ b.3.d. Having a temperature coefficient less power supply, heat exchanger, but excludes ex- (smaller) than 0.1 magnetic flux quantum/K. ternal optics for beam conditioning and/or delivery. 6A997 Gravity meters (gravimeters) for f. Non-‘‘tunable’’ ‘‘lasers’’, having a wave- ground use, n.e.s., as follows (see List of length exceeding 1,400 nm, but not exceeding Items Controlled). 1555 nm and having any of the following: LICENSE REQUIREMENTS Reason for Control: AT f.1. An output energy exceeding 100 mJ per pulse and a pulsed ‘‘peak power’’ exceeding 1 Country Chart (See Supp. W; or Control(s) No. 1 to part 738) f.2. An average or CW output power exceeding 1 W. AT applies to entire entry ...... AT Column 1 g. Free electron ‘‘lasers’’. LIST BASED LICENSE EXCEPTIONS (SEE PART 6A996 ‘‘Magnetometers’’ not controlled by 740 FOR A DESCRIPTION OF ALL LICENSE EX- ECCN 6A006, ‘‘Superconductive’’ electro- CEPTIONS) magnetic sensors, and ‘‘specially de- LVS: N/A signed’’ ‘‘components’’ therefor, as follows GBS: N/A (see List of Items Controlled). CIV: N/A LICENSE REQUIREMENTS LIST OF ITEMS CONTROLLED Reason for Control: AT Related Controls: N/A Related Definitions: N/A Control(s) Country Chart (See Supp. Items: a. Having a static accuracy of less No. 1 to part 738) (better) than 100 microgal; or b. Being of the quartz element (Worden) AT applies to entire entry ...... AT Column 1 type.

LIST BASED LICENSE EXCEPTIONS (SEE PART 6A998 Radar systems, equipment and major 740 FOR A DESCRIPTION OF ALL LICENSE EX- ‘‘components,’’ n.e.s., and ‘‘specially de- CEPTIONS) signed’’ ‘‘components’’ therefor, as follows LVS: N/A (see List of Items Controlled). GBS: N/A LICENSE REQUIREMENTS CIV: N/A Reason for Control: RS, AT LIST OF ITEMS CONTROLLED Related Controls: N/A Control(s) Country Chart (See Supp. Related Definitions: N/A No. 1 to part 738) Items: a. ‘‘Magnetometers’’, n.e.s., having a RS applies to 6A998.b ...... RS Column 1 ‘sensitivity’ lower (better) than 1.0 nT (rms) RS applies to 6A998.c ...... RS Column 2 per square root Hz. AT applies to entire entry ...... AT Column 1 Technical Note: For the purposes of 6A996, ‘sensitivity’ (noise level) is the root mean square LIST BASED LICENSE EXCEPTIONS (SEE PART of the device-limited noise floor which is the 740 FOR A DESCRIPTION OF ALL LICENSE EX- lowest signal that can be measured. CEPTIONS) b. ‘‘Superconductive’’ electromagnetic sen- LVS: N/A sors, ‘‘components’’ manufactured from GBS: N/A ‘‘superconductive’’ materials: CIV: N/A b.1. Designed for operation at temperatures LIST OF ITEMS CONTROLLED below the ‘‘critical temperature’’ of at least Unit: $ value. one of their ‘‘superconductive’’ constituents Related Controls: N/A (including Josephson effect devices or Related Definitions: N/A ‘‘superconductive’’ quantum interference de- Items: a. Airborne radar equipment, n.e.s., vices (SQUIDS)); and ‘‘specially designed’’ ‘‘components’’ b.2. Designed for sensing electromagnetic therefor. field variations at frequencies of 1 KHz or b. ‘‘Space-qualified’’ ‘‘laser’’ radar or Light less; and Detection and Ranging (LIDAR) equipment

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‘‘specially designed’’ for surveying or for me- Related Definitions: N/A teorological observation. Items: c. Millimeter wave enhanced vision radar a. Equipment for measuring absolute re- imaging systems ‘‘specially designed’’ for ro- flectance to an ‘‘accuracy’’ of equal to or tary wing aircraft and having all of the fol- better than 0.1% of the reflectance value; lowing: b. Equipment other than optical surface c.1. Operates at a frequency of 94 GHz; scattering measurement equipment, having c.2. An average output power of less than an unobscured aperture of more than 10 cm, 20 mW; ‘‘specially designed’’ for the non-contact op- c.3. Radar beam width of 1 degree; and tical measurement of a non-planar optical c.4. Operating range equal to or greater surface figure (profile) to an ‘‘accuracy’’ of 2 than 1500 m. nm or less (better) against the required profile. 6A999 Specific Processing Equipment, as Follows (See List of Items Controlled). 6B007 Equipment to produce, align and cali- LICENSE REQUIREMENTS brate land-based gravity meters with a Reason for Control: RS, AT static ‘‘accuracy’’ of better than 0.1 mGal. LICENSE REQUIREMENTS Country chart (See Supp. No. Control(s) 1 to part 738) Reason for Control: NS, AT

RS applies to 6A999.c ...... RS Column 2 Country Chart (See Supp. Control(s) No. 1 to part 738) AT applies to entire entry. A license is re- NS applies to entire entry ...... NS Column 2 quired for items controlled by this entry to AT applies to entire entry ...... AT Column 1 North Korea for anti-terrorism reasons. The Commerce Country Chart is not designed to LIST BASED LICENSE EXCEPTIONS (SEE PART determine AT licensing requirements for 740 FOR A DESCRIPTION OF ALL LICENSE EX- this entry. See § 742.19 of the EAR for addi- CEPTIONS) tional information. LVS: $5000 LIST BASED LICENSE EXCEPTIONS (SEE PART GBS: N/A 740 FOR A DESCRIPTION OF ALL LICENSE EX- CIV: N/A CEPTIONS) LIST OF ITEMS CONTROLLED LVS: N/A GBS: N/A Related Controls: N/A CIV: N/A Related Definitions: N/A LIST OF ITEMS CONTROLLED Items: The list of items controlled is con- Related Controls: See also 6A203. tained in the ECCN heading. Related Definitions: N/A Items: a. Seismic detection equipment not 6B008 Pulse radar cross-section measure- controlled in paragraph c. ment systems having transmit pulse b. Radiation hardened TV cameras, n.e.s. widths of 100 ns or less, and ‘‘specially c. Seismic intrusion detection systems designed’’ ‘‘components’’ therefor. that detect, classify and determine the bear- LICENSE REQUIREMENTS ing on the source of a detected signal. Reason for Control: NS, MT, AT

Control(s) Country Chart (See Supp. B. ‘‘TEST’’, ‘‘INSPECTION’’ AND ‘‘PRODUCTION No. 1 to part 738) EQUIPMENT’’ NS applies to entire entry ...... NS Column 2 6B004 Optical equipment, as follows (see MT applies to entire entry ..... MT Column 1 List of Items Controlled). AT applies to entire entry ...... AT Column 1 LICENSE REQUIREMENTS Reason for Control: NS, AT REPORTING REQUIREMENTS See § 743.1 of the EAR for reporting requirements for ex- Control(s) Country Chart (See Supp. ports under License Exceptions, and Vali- No. 1 to part 738) dated End-User authorizations NS applies to entire entry ...... NS Column 2 LIST BASED LICENSE EXCEPTIONS (SEE PART AT applies to entire entry ...... AT Column 1 740 FOR A DESCRIPTION OF ALL LICENSE EX- CEPTIONS) LIST BASED LICENSE EXCEPTIONS (SEE PART LVS: N/A 740 FOR A DESCRIPTION OF ALL LICENSE EX- GBS: N/A CEPTIONS) CIV: N/A LVS: $5000 SPECIAL CONDITIONS FOR STA GBS: Yes for 6B004.b STA: License Exception STA may not be CIV: Yes for 6B004.b used to ship any commodity in this entry LIST OF ITEMS CONTROLLED to any of the destinations listed in Coun- Related Controls: This entry does not control try Group A:6 (See Supplement No. 1 to microscopes. part 740 of the EAR).

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LICENSE REQUIREMENT NOTES: See § 743.1 of or otherwise described in paragraphs (a) or the EAR for reporting requirements for ex- (b) of USML Category XVIII are subject to ports under License Exceptions. the ITAR (see 22 CFR 121.1, Category LIST OF ITEMS CONTROLLED XVIII(e)). Related Controls: See also 6B108 Related Definitions: N/A Related Definitions: N/A Items: Items: The list of items controlled is con- a. Tooling, templates, jigs, mandrels, tained in the ECCN heading. molds, dies, fixtures, alignment mechanisms, 6B108 Systems, other than those controlled and test ‘‘equipment’’ not enumerated or by 6B008, ‘‘specially designed’’ for radar otherwise described in USML Category XVIII cross section measurement usable for and not elsewhere specified on the USML rockets, missiles, or unmanned aerial ve- that are ‘‘specially designed’’ for the ‘‘devel- hicles capable of achieving a ‘‘range’’ opment,’’ ‘‘production,’’ repair, overhaul, or equal to or greater than 300 km and their refurbishing of commodities controlled by subsystems. USML Category XVIII. LICENSE REQUIREMENTS b. through w. [Reserved] Reason for Control: MT, AT x. ‘‘Parts,’’ ‘‘components,’’ ‘‘accessories,’’ and ‘‘attachments’’ ‘‘specially designed’’ for Control(s) Country Chart (See Supp. a commodity subject to control under para- No. 1 to part 738) graph .a of this ECCN and not enumerated or MT applies to entire entry ..... MT Column 1 otherwise described in USML Category XVIII AT applies to entire entry ...... AT Column 1 and not elsewhere specified on the USML.

LIST BASED LICENSE EXCEPTIONS (SEE PART 6B995 Equipment, including tools, dies, fix- 740 FOR A DESCRIPTION OF ALL LICENSE EX- tures or gauges, and other ‘‘specially de- CEPTIONS) signed’’ ‘‘parts,’’ ‘‘components’’ and ‘‘ac- LVS: N/A cessories’’ therefor, ‘‘specially designed’’ GBS: N/A or modified for any of the following (see CIV: N/A List of Items Controlled). LIST OF ITEMS CONTROLLED LICENSE REQUIREMENTS Related Controls: N/A Reason for Control: AT Related Definitions: N/A Items: The list of items controlled is con- Country Chart (See Supp. Control(s) No. 1 to part 738) tained in the ECCN heading. AT applies to entire entry ...... AT Column 1 6B619 Test, inspection, and production ‘‘equipment’’ and related commodities LIST BASED LICENSE EXCEPTIONS (SEE PART ‘‘specially designed’’ for the ‘‘develop- 740 FOR A DESCRIPTION OF ALL LICENSE EX- ment,’’ ‘‘production,’’ repair, overhaul, or CEPTIONS) refurbishing of commodities enumerated or otherwise described in USML Category LVS: N/A XVIII (see List of Items Controlled) GBS: N/A LICENSE REQUIREMENTS CIV: N/A Reason for Control: NS, RS, AT, UN LIST OF ITEMS CONTROLLED Related Controls: N/A Country chart (see supp. no. Related Definitions: N/A Control(s) 1 to part 738) Items: a. For the manufacture or inspection NS applies to entire entry ...... NS Column 1. of: RS applies to entire entry ...... RS Column 1. a.1. Free electron ‘‘laser’’ magnet wigglers; AT applies to entire entry ...... AT Column 1. a.2. Free electron ‘‘laser’’ photo injectors; UN applies to entire entry ..... See § 746.1(b) for UN controls. b. For the adjustment, to required tolerances, of the longitudinal magnetic field of LICENSE EXCEPTIONS free electron ‘‘lasers’’. LVS: $1500 C. ‘‘MATERIALS’’ GBS: N/A CIV: N/A 6C002 Optical sensor materials as follows SPECIAL CONDITIONS FOR STA (see List of Items Controlled). STA: Paragraph (c)(2) of License Exception LICENSE REQUIREMENTS STA (§ 740.20(c)(2) of the EAR) may not be Reason for Control: NS, AT used for any item in 6B619. LIST OF ITEMS CONTROLLED Control(s) Country Chart (See Supp. Related Controls: ‘‘Parts,’’ ‘‘components,’’ No. 1 to part 738) ‘‘accessories,’’ ‘‘attachments,’’ and associated systems or ‘‘equipment’’ ‘‘specially NS applies to entire entry ...... NS Column 2 AT applies to entire entry ...... AT Column 1 designed’’ for defense articles enumerated

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LIST BASED LICENSE EXCEPTIONS (SEE PART c.1.a. Dynamic (also known as nonsta- 740 FOR A DESCRIPTION OF ALL LICENSE EX- tionary) third order nonlinear susceptibility CEPTIONS) (c(3), chi 3) of 10¥6 m2/V2 or more; and LVS: $3000 c.1.b. Response time of less than 1 ms; or GBS: N/A c.2. Second order nonlinear susceptibility CIV: N/A (c(2), chi 2) of 3.3 × 10¥11 m/V or more; LIST OF ITEMS CONTROLLED d. ‘‘Substrate blanks’’ of silicon carbide or Related Controls: See also 6C992. beryllium beryllium (Be/Be) deposited mate- Related Definitions: N/A rials, exceeding 300 mm in diameter or major Items: a. Elemental tellurium (Te) of purity axis length; levels of 99.9995% or more; e. Glass, including fused silica, phosphate b. Single crystals (including epitaxial wa- glass, fluorophosphate glass, zirconium fluo- fers) of any of the following: ride (ZrF4) (CAS 7783–64–4) and hafnium fluo- b.1. Cadmium zinc telluride (CdZnTe), with ride (HfF4) (CAS 13709–52–9) and having all of zinc content less than 6% by ‘mole fraction’; the following: b.2. Cadmium telluride (CdTe) of any pu- e.1. A hydroxyl ion (OH-) concentration of rity level; or less than 5 ppm; b.3. Mercury cadmium telluride (HgCdTe) e.2. Integrated metallic purity levels of of any purity level. less than 1 ppm; and Technical Note: ‘Mole fraction’ is defined as e.3. High homogeneity (index of refraction the ratio of moles of ZnTe to the sum of the variance) less than 5 × 10¥6; moles of CdTe and ZnTe present in the crystal. f. Synthetically produced diamond mate- ¥5 6C004 Optical materials as follows (see List rial with an absorption of less than 10 ¥1 of Items Controlled). cm for wavelengths exceeding 200 nm but LICENSE REQUIREMENTS not exceeding 14,000 nm. Reason for Control: NS, AT 6C005 ‘‘Laser’’ Materials as Follows (see List Country Chart (See Supp. of Items Controlled). Control(s) No. 1 to part 738) LICENSE REQUIREMENTS Reason for Control: NS, AT NS applies to entire entry ...... NS Column 2 AT applies to entire entry ...... AT Column 1 Country Chart (See Supp. Control(s) No. 1 to part 738) LIST BASED LICENSE EXCEPTIONS (SEE PART 740 FOR A DESCRIPTION OF ALL LICENSE EX- NS applies to entire entry ...... NS Column 2 AT applies to entire entry ...... AT Column 1 CEPTIONS) LVS: $1500 GBS: Yes for 6C004.a and .e LIST BASED LICENSE EXCEPTIONS (SEE PART CIV: Yes for 6C004.a and .e 740 FOR A DESCRIPTION OF ALL LICENSE EX- CEPTIONS) LIST OF ITEMS CONTROLLED Related Controls: See also 6C994 LVS: $1500 Related Definitions: N/A GBS: N/A Items: a. Zinc selenide (ZnSe) and zinc CIV: N/A sulphide (ZnS) ‘‘substrate blanks’’, produced LIST OF ITEMS CONTROLLED by the chemical vapor deposition process and Related Controls: N/A having any of the following: Related Definitions: N/A a.1. A volume greater than 100 cm3; or Items: a. Synthetic crystalline ‘‘laser’’ host a.2. A diameter greater than 80 mm and a material in unfinished form as follows: thickness of 20 mm or more; a.1. Titanium doped sapphire; b. Electro-optic materials and non-linear a.2. [Reserved] materials, as follows: b. Rare-earth-metal doped double-clad fi- b.1. Potassium titanyl arsenate (KTA) bers having any of the following: (CAS 59400–80–5); b.1. Nominal ‘‘laser’’ wavelength of 975 nm b.2. Silver gallium selenide (AgGaSe2, also to 1,150 nm and having all of the following: known as AGSE) (CAS 12002–67–4); b.1.a. Average core diameter equal to or μ b.3. Thallium arsenic selenide (Tl3AsSe3, greater than 25 m; and also known as TAS) (CAS 16142–89–5); b.1.b. Core ’Numerical Aperture’ (’NA’) less b.4. Zinc germanium phosphide (ZnGeP2, than 0.065; or also known as ZGP, zinc germanium Note to 6C005.b.1: 6C005.b.1 does not apply to biphosphide or zinc germanium diphosphide); double-clad fibers having an inner glass clad- or ding diameter exceeding 150 μm and not exceed- b.5. Gallium selenide (GaSe) (CAS 12024–11– ing 300 μm. 2); b.2. Nominal ‘‘laser’’ wavelength exceeding c. Non-linear optical materials, other than 1,530 nm and having all of the following: those specified by 6C004.b, having any of the b.2.a. Average core diameter equal to or following: greater than 20 μm; and c.1. Having all of the following: b.2.b. Core ’NA’ less than 0.1.

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Technical Notes: 1. For the purposes of 6C005, Items: a. Low optical absorption materials, as the core ’Numerical Aperture’ (’NA’) is measured follows: at the emission wavelengths of the fiber. a.1. Bulk fluoride compounds containing 2. 6C005.b includes fibers assembled with end ingredients with a purity of 99.999% or bet- caps. ter; or Note: 6C994.a.1 controls fluorides of zirconium 6C992 Optical sensing fibers not controlled or aluminum and variants. by 6A002.d.3 that are modified struc- a.2. Bulk fluoride glass made from com- turally to have a ‘ beat length’ of less pounds controlled by 6C004.e.1; than 500 mm (high birefringence) or opti- b. ‘Optical fiber preforms’ made from bulk cal sensor materials not described in fluoride compounds containing ingredients 6C002.b and having a zinc content of with a purity of 99.999% or better, ‘‘specially equal to or more than 6% by ‘ mole frac- designed’’ for the manufacture of ‘fluoride fi- tion.’ bers’ controlled by 6A994.b. LICENSE REQUIREMENTS Reason for Control: AT D. ‘‘SOFTWARE’’

Country Chart (See Supp. 6D001 ‘‘Software’’ ‘‘specially designed’’ for Control(s) No. 1 to part 738) the ‘‘development’’ or ‘‘production’’ of equipment controlled by 6A004, 6A005, AT applies to entire entry ...... AT Column 1 6A008, or 6B008. LICENSE REQUIREMENTS LIST BASED LICENSE EXCEPTIONS (SEE PART Reason for Control: NS, MT, RS, AT 740 FOR A DESCRIPTION OF ALL LICENSE EX- CEPTIONS) Control(s) Country Chart (See Supp. LVS: N/A No. 1 to part 738) GBS: N/A NS applies to ‘‘software’’ for NS Column 1. CIV: N/A equipment controlled by LIST OF ITEMS CONTROLLED 6A004, 6A005, 6A008 or Related Controls: N/A 6B008. Related Definitions: (1) ‘Mole fraction’ is de- MT applies to ‘‘software’’ for MT Column 1. fined as the ratio of moles of ZnTe to the equipment controlled by sum of the moles of CdTe and ZnTe present 6A008 or 6B008 for MT in the crystal. (2) ‘Beat length’ is the dis- reasons. RS applies to ‘‘software’’ for RS Column 1. tance over which two orthogonally polar- equipment controlled by ized signals, initially in phase, must pass 6A008.j.1. in order to achieve a 2 Pi radian(s) phase AT applies to entire entry ...... AT Column 1. difference. Items: The list of items controlled is con- REPORTING REQUIREMENTS See § 743.1 of the tained in the ECCN heading. EAR for reporting requirements for exports under License Exceptions, and Vali- 6C994 Optical materials, as follows (see List dated End-User authorizations of Items Controlled). LIST BASED LICENSE EXCEPTIONS (SEE PART LICENSE REQUIREMENTS 740 FOR A DESCRIPTION OF ALL LICENSE EX- Reason for Control: AT CEPTIONS) CIV: N/A Country Chart (See Supp. Control(s) No. 1 to part 738) TSR:Yes, except for the following: (1) Items controlled for MT reasons; AT applies to entire entry ...... AT Column 1 (2) ‘‘Software’’ ‘‘specially designed’’ for the ‘‘development’’ or ‘‘production’’ of ‘‘space LIST BASED LICENSE EXCEPTIONS (SEE PART qualified’’ ‘‘laser’’ radar or Light Detection 740 FOR A DESCRIPTION OF ALL LICENSE EX- and Ranging (LIDAR) equipment defined in CEPTIONS) 6A008.j.1; or LVS: N/A (3) Exports or reexports to destinations GBS: N/A outside of those countries listed in Country CIV: N/A Group A:5 (See Supplement No. 1 to part 740 LIST OF ITEMS CONTROLLED of the EAR) of ‘‘software’’ ‘‘specially de- Related Controls: N/A signed’’ for the ‘‘development’’ or ‘‘produc- Related Definitions: (1) ‘Fluoride fibers’ are fi- tion’’ of equipment controlled by 6A004.c or bers manufactured from bulk fluoride com- d, 6A008.d, h, k or 6B008. pounds. (2) ‘Optical fiber preforms’ are SPECIAL CONDITIONS FOR STA bars, ingots, or rods of glass, plastic or STA: License Exception STA may not be other materials that have been specially used to ship or transmit ‘‘software’’ ‘‘spe- processed for use in fabricating optical fi- cially designed’’ for the ‘‘development’’ or bers. The characteristics of the preform de- ‘‘production’’ of equipment specified by termine the basic parameters of the result- ECCNs 6A004.c, 6A004.d, 6A008.d, 6A008.h, ant drawn optical fibers. 6A008.k, or 6B008 to any of the destinations

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listed in Country Group A:6 (See Supple- LIST BASED LICENSE EXCEPTIONS (SEE PART ment No. 1 to part 740 of the EAR) 740 FOR A DESCRIPTION OF ALL LICENSE EX- LIST OF ITEMS CONTROLLED CEPTIONS) Related Controls: See also 6D991, and ECCN CIV: Yes, for 6D003.h.1 6E001 (‘‘development’’) for ‘‘technology’’ TSR: Yes, except for 6D003.c and exports or for items controlled under this entry. reexports to destinations outside of those Related Definitions: N/A countries listed in Country Group A:5 (See Items: The list of items controlled is con- Supplement No. 1 to part 740 of the EAR) of tained in the ECCN heading. ‘‘software’’ for items controlled by 6D003.a. SPECIAL CONDITIONS FOR STA 6D002 ‘‘Software’’ ‘‘specially designed’’ for STA: License Exception STA may not be the ‘‘use’’ of equipment controlled by used to ship transmit software in 6D003.a 6A002.b, 6A008, or 6B008. to any of the destinations listed in Coun- LICENSE REQUIREMENTS try Group A:6 (See Supplement No. 1 to Reason for Control: NS, MT, RS, AT part 740 of the EAR). LIST OF ITEMS CONTROLLED Control(s) Country Chart (See Supp. Related Controls: See also ECCNs 6D103, No. 1 to part 738) 6D991, and 6D993. NS applies to entire entry ...... NS Column 1. Related Definitions: N/A MT applies to ‘‘software’’ for MT Column 1. Items: equipment controlled by ACOUSTICS 6A008 or 6B008 for MT a. ‘‘Software’’ as follows: reasons. a.1. ‘‘Software’’ ‘‘specially designed’’ for RS applies to ‘‘software’’ for RS Column 1. acoustic beam forming for the ‘‘real time equipment controlled by processing’’ of acoustic data for passive re- 6A008.j.1. ception using towed hydrophone arrays; AT applies to entire entry ...... AT Column 1. a.2. ‘‘Source code’’ for the ‘‘real time processing’’ of acoustic data for passive reception LIST BASED LICENSE EXCEPTIONS (SEE PART using towed hydrophone arrays; 740 FOR A DESCRIPTION OF ALL LICENSE EX- a.3. ‘‘Software’’ ‘‘specially designed’’ for CEPTIONS) acoustic beam forming for the ‘‘real time CIV: N/A processing’’ of acoustic data for passive re- TSR: Yes, except N/A for the following: (1) ception using bottom or bay cable systems; Items controlled for MT reasons; (2) ‘‘Soft- a.4. ‘‘Source code’’ for the ‘‘real time proc- ware’’ ‘‘specially designed’’ for the ‘‘use’’ essing’’ of acoustic data for passive reception of ‘‘space qualified’’ ‘‘laser’’ radar or Light using bottom or bay cable systems; Detection and Ranging (LIDAR) equipment a.5. ‘‘Software’’ or ‘‘source code’’, ‘‘spe- defined in 6A008.j.1; or (3) ‘‘Software’’ cially designed’’ for all of the following: ‘‘specially designed’’ for the ‘‘use’’ of com- a.5.a. ‘‘Real time processing’’ of acoustic modities controlled by 6A002.b. data from sonar systems controlled by LIST OF ITEMS CONTROLLED 6A001.a.1.e; and Related Controls: (1) ‘‘Software’’ ‘‘specially a.5.b. Automatically detecting, classifying designed’’ for the ‘‘use’’ of ‘‘space-quali- and determining the location of divers or fied’’ LIDAR ‘‘equipment’’ ‘‘specially de- swimmers; signed’’ for surveying or for meteorological N.B.: For diver detection ‘‘software’’ or observation, released from control under ‘‘source code’’, ‘‘specially designed’’ or modified the note in 6A008.j, is controlled in 6D991. for military use, see the U.S. Munitions List of (2) See also ECCNs 6D102, 6D991, and 6D992. the International Traffic in Arms Regulations Related Definitions: N/A (ITAR) (22 CFR part 121). Items: The list of items controlled is con- b. Optical sensors. None. tained in the ECCN heading. CAMERAS c. ‘‘Software’’ designed or modified for 6D003 Other ‘‘software’’ as follows (see List cameras incorporating ‘‘focal plane arrays’’ of Items Controlled). specified by 6A002.a.3.f and designed or modi- LICENSE REQUIREMENTS fied to remove a frame rate restriction and Reason for Control: NS, RS, AT allow the camera to exceed the frame rate specified in 6A003.b.4 Note 3.a; Country Chart (See Supp. Control(s) No. 1 to part 738) OPTICS d. ‘‘Software’’ specially designed to main- NS applies to entire entry ...... NS Column 1 tain the alignment and phasing of segmented RS applies to paragraph c .... RS Column 1 mirror systems consisting of mirror seg- AT applies to entire entry ...... AT Column 1 ments having a diameter or major axis length equal to or larger than 1 m; REPORTING REQUIREMENTS See § 743.1 of the e. Lasers. None EAR for reporting requirements for ex- MAGNETIC AND ELECTRIC FIELD SEN- ports under License Exceptions, and Vali- SORS dated End-User authorizations f. ‘‘Software’’ as follows:

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f.1. ‘‘Software’’ ‘‘specially designed’’ for path, ‘‘specially designed’’ or modified for magnetic and electric field ‘‘compensation ‘‘missiles’’. systems’’ for magnetic sensors designed to LICENSE REQUIREMENTS operate on mobile platforms; Reason for Control: MT, AT f.2. ‘‘Software’’ ‘‘specially designed’’ for magnetic and electric field anomaly detec- Country Chart (See Supp. Control(s) No. 1 to part 738) tion on mobile platforms; f.3. ‘‘Software’’ ‘‘specially designed’’ for MT applies to entire entry ..... MT Column 1 ‘‘real time processing’’ of electromagnetic AT applies to entire entry ...... AT Column 1 data using underwater electromagnetic receivers specified by 6A006.e; LIST BASED LICENSE EXCEPTIONS (SEE PART f.4. ‘‘Source code’’ for ‘‘real time proc- 740 FOR A DESCRIPTION OF ALL LICENSE EX- essing’’ of electromagnetic data using under- CEPTIONS) water electromagnetic receivers specified by CIV: N/A 6A006.e; TSR: N/A GRAVIMETERS LIST OF ITEMS CONTROLLED g. ‘‘Software’’ ‘‘specially designed’’ to cor- Items: The list of items controlled is con- rect motional influences of gravity meters or tained in the ECCN heading. gravity gradiometers; RADAR 6D201 ‘‘Software’’ ‘‘specially designed’’ to en- h. ‘‘Software’’ as follows: hance or release the performance charac- h.1. Air Traffic Control (ATC) ‘‘software’’ teristics of high-speed cameras and imag- application ‘‘programs’’ designed to be ing devices, and components therefor, to hosted on general purpose computers located meet or exceed the level of the perform- at Air Traffic Control centers and capable of ance characteristics described in ECCN accepting radar target data from more than 6A203. four primary radars; LICENSE REQUIREMENTS h.2. ‘‘Software’’ for the design or ‘‘produc- Reason for Control: NP, AT tion’’ of radomes and having all of the fol- Country chart (see Supp. No. lowing: Control(s) 1 to part 738) h.2.a. ‘‘specially designed’’ to protect the ‘‘electronically steerable phased array an- NP applies to entire entry ...... NP Column 1 tennae’’ controlled by 6A008.e.; and AT applies to entire entry ...... AT Column 1 h.2.b. Resulting in an antenna pattern having an ‘average side lobe level’ more than 40 LIST BASED LICENSE EXCEPTIONS (SEE PART dB below the peak of the main beam level. 740 FOR A DESCRIPTION OF ALL LICENSE EX- Technical Note: ‘Average side lobe level’ in CEPTIONS) 6D003.h.2.b is measured over the entire array ex- CIV: N/A cluding the angular extent of the main beam TSR: N/A and the first two side lobes on either side of the LIST OF ITEMS CONTROLLED main beam. Related Controls: See ECCNs 6E001 (‘‘development’’) and 6E202 (‘‘production’’ and ‘‘use’’) 6D102 ‘‘Software’’ ‘‘specially designed’’ or for ‘‘technology’’ for items controlled modified for the ‘‘use’’ of equipment con- under this entry. trolled by 6A108. Related Definitions: N/A LICENSE REQUIREMENTS Items: a. ‘‘Software’’ or encryption keys/ Reason for Control: MT, AT codes ‘‘specially designed’’ to enhance or release the performance characteristics of Country Chart (See Supp. equipment not controlled by ECCN 6A203, or Control(s) No. 1 to part 738) not controlled for NP reasons by ECCN MT applies to entire entry ..... MT Column 1 6A003, so that such equipment meets or ex- AT applies to entire entry ...... AT Column 1 ceeds the performance characteristics of equipment described in ECCN 6A203. LIST BASED LICENSE EXCEPTIONS (SEE PART b. ‘‘Software’’ or encryption keys/codes 740 FOR A DESCRIPTION OF ALL LICENSE EX- ‘‘specially designed’’ to enhance or release CEPTIONS) the performance characteristics of equip- CIV: N/A ment controlled by ECCN 6A203 or equip- TSR: N/A ment controlled by ECCN 6A003 that meets LIST OF ITEMS CONTROLLED or exceeds the performance characteristics Related Controls: N/A described in ECCN 6A203. Related Definitions: N/A Items: The list of items controlled is con- 6D619 ‘‘Software’’ ‘‘specially designed’’ for tained in the ECCN heading the ‘‘development,’’ ‘‘production,’’ operation or maintenance of commodities 6D103 ‘‘Software’’ that processes post-flight, controlled by 6B619. recorded data, enabling determination of LICENSE REQUIREMENTS vehicle position throughout its flight Reason for Control: NS, RS, AT, UN

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Items: Control(s) Country chart (see supp. no. 1 to part 738) The list of items controlled is contained in NS applies to entire entry ...... NS Column 1. the ECCN heading. RS applies to entire entry ...... RS Column 1. AT applies to entire entry ...... AT Column 1. 6D992 ‘‘Software’’ ‘‘specially designed’’ for UN applies to entire entry ..... See § 746.1(b) for UN con- the ‘‘development’’ or ‘‘production’’ of trols. equipment controlled by 6A992, 6A994, or 6A995. LICENSE EXCEPTIONS LICENSE REQUIREMENTS CIV: N/A Reason for Control: AT TSR: N/A SPECIAL CONDITIONS FOR STA Country Chart (See Supp. Control(s) No. 1 to part 738) STA: Paragraph (c)(2) of License Exception STA (§ 740.20(c)(2) of the EAR) may not be AT applies to entire entry ...... AT Column 1 used for any item in 6D619. LIST OF ITEMS CONTROLLED LIST BASED LICENSE EXCEPTIONS (SEE PART Related Controls: ‘‘Software’’ directly related 740 FOR A DESCRIPTION OF ALL LICENSE EX- to articles enumerated or otherwise de- CEPTIONS) scribed in USML Category XVIII is subject CIV: N/A to the ITAR (See 22 CFR 121.1, Category TSR: N/A XVIII(f)). LIST OF ITEMS CONTROLLED Related Definitions: N/A Related Controls: N/A Items: Related Definitions: N/A The list of items controlled is contained in Items: The list of items controlled is con- the ECCN heading. tained in the ECCN heading.

6D991 ‘‘Software,’’ n.e.s., ‘‘specially de- 6D993 Other ‘‘software,’’ not controlled by signed’’ for the ‘‘development’’, ‘‘produc- 6D003, as follows (see List of Items Con- tion’’, or ‘‘use’’ of commodities controlled trolled). by 6A002, 6A003, 6A990, 6A991, 6A996, LICENSE REQUIREMENTS 6A997, or 6A998. Reason for Control: RS, AT LICENSE REQUIREMENTS Country Chart (See Supp. Reason for Control: RS, AT Control(s) No. 1 to part 738)

Control(s) Country chart (see supp. no. RS applies to 6D993.c ...... RS Column 1 1 to part 738) RS applies to 6D993.b ...... RS Column 2 AT applies to entire entry ...... AT Column 1 RS applies to ‘‘software’’ for RS Column 1. commodities controlled by 6A002, 6A003, 6A990, or LIST BASED LICENSE EXCEPTIONS (SEE PART 6A998.b. 740 FOR A DESCRIPTION OF ALL LICENSE EX- RS applies to ‘‘software’’ for RS Column 2. CEPTIONS) commodities controlled by CIV: N/A 6A998.c. TSR: N/A AT applies to entire entry, ex- AT Column 1. LIST OF ITEMS CONTROLLED cept ‘‘software’’ for com- Related Controls: N/A modities controlled by Related Definitions: N/A 6A991. AT applies to ‘‘software’’ for AT Column 2. Items: a. Air Traffic Control (ATC) ‘‘soft- commodities controlled by ware’’ application ‘‘programs’’ hosted on 6A991. general purpose computers located at Air Traffic Control centers, and capable of auto- LIST BASED LICENSE EXCEPTIONS (SEE PART matically handing over primary radar target 740 FOR A DESCRIPTION OF ALL LICENSE EX- data (if not correlated with secondary sur- CEPTIONS) veillance radar (SSR) data) from the host CIV: N/A ATC center to another ATC center; TSR: N/A b. ‘‘Software’’ ‘‘specially designed’’ for LIST OF ITEMS CONTROLLED seismic intrusion detection systems in Related Controls: (1) See ECCN 6D002 for 6A999.c. ‘‘software’’ ‘‘specially designed’’ for the c. ‘‘Source Code’’ ‘‘specially designed’’ for ‘‘use’’ of commodities controlled under seismic intrusion detection systems in ECCN 6A002.b. (2) See ECCN 6D003.c for 6A999.c. ‘‘software’’ ‘‘specially designed’’ for cameras incorporating ‘‘focal plane arrays’’ E. ‘‘TECHNOLOGY’’ specified by 6A002.a.3.f and ‘‘specially designed’’ to remove a frame rate restriction 6E001 ‘‘Technology’’ according to the Gen- and allow the camera to exceed the frame eral Technology Note for the ‘‘develop- rate specified in 6A003.b.4 Note 3.a. ment’’ of equipment, materials or ‘‘soft- Related Definitions: N/A ware’’ controlled by 6A (except 6A990,

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6A991, 6A992, 6A994, 6A995, 6A996, 6A997 6A001.a.2.a.5, 6A001.a.2.a.6, 6A001.a.2.b, 6A998, or 6A999.c), 6B (except 6B995), 6C 6A001.a.2.d, 6A001.a.2.e., 6A004.c, 6A004.d,, (except 6C992 or 6C994), or 6D (except 6A006.a.2, 6A006.c.1, 6A006.d, 6A006.e, 6D991, 6D992, or 6D993). 6A008.d, 6A008.h, 6A008.k, 6B008, or 6D003.a; LICENSE REQUIREMENTS (b) Equipment controlled by 6A001.a.2.c or Reason for Control: NS, MT, NP, RS, CC, AT, 6A001.a.2.f when ‘‘specially designed’’ for UN real time applications; or (c) ‘‘Software’’ controlled by 6D001 and ‘‘specially de- Country Chart (See Supp. signed’’ for the ‘‘development’’ or ‘‘pro- Control(s) No. 1 to part 738) duction’’ of equipment controlled by 6B008, NS applies to ‘‘technology’’ NS Column 1. or 6D003.a. for items controlled by SPECIAL CONDITIONS FOR STA 6A001 to 6A008, 6B004 to STA: License Exception STA may not be 6B008, 6C002 to 6C005, or used to ship or transmit any technology in 6D001 to 6D003. MT applies to ‘‘technology’’ MT Column 1. this entry to any of the destinations listed for items controlled by in Country Group A:6 (See Supplement No. 6A002, 6A007, 1 to part 740 of the EAR). 6A008,6A102, 6A107, LIST OF ITEMS CONTROLLED 6A108, 6B008, 6B108, Related Controls: (1) Technical data directly 6D001, 6D002, 6D102 or related to satellites and all other items de- 6D103 for MT reasons. NP applies to ‘‘technology’’ NP Column 1. scribed in USML Category XV are subject for items controlled by to the ITAR under USML Category XV(f). 6A003, 6A005, 6A202, (2) Technical data directly related to laser 6A203, 6A205, 6A225, systems, infrared imaging systems, and all 6A226, 6D001, or 6D201 other items described in USML Category for NP reasons. XII are subject to the ITAR under USML RS applies to ‘‘technology’’ RS Column 1. Category XII(f). (3) See also 6E101, 6E201, for items controlled by 6A002.a.1, .a.2, .a.3, or .c, and 6E991. 6A003.b.3 or .b.4, or Items: The list of items controlled is con- 6A008.j.1. tained in the ECCN heading. CC applies to ‘‘technology’’ CC Column 1. for equipment controlled by 6E002 ‘‘Technology’’ according to the Gen- 6A002 for CC reasons. eral Technology Note for the ‘‘produc- AT applies to entire entry ...... AT Column 1. tion’’ of equipment or materials con- UN applies to ‘‘technology’’ See § 746.1(b) for UN con- for equipment Controlled by trols. trolled by 6A (except 6A990, 6A991, 6A992, 6A002 or 6A003 for UN 6A994, 6A995, 6A996, 6A997, 6A998 or reasons. 6A999.c), 6B (except 6B995) or 6C (except 6C992 or 6C994). REPORTING REQUIREMENTS See § 743.1 of the LICENSE REQUIREMENTS EAR for reporting requirements for ex- Reason for Control: NS, MT, NP, RS, CC, AT, ports under License Exceptions, and Vali- UN dated End-User authorizations LIST BASED LICENSE EXCEPTIONS (SEE PART Control(s) Country Chart (See Supp. 740 FOR A DESCRIPTION OF ALL LICENSE EX- No. 1 to part 738) CEPTIONS) NS applies to ‘‘technology’’ NS Column 1. CIV: N/A for equipment controlled by TSR: Yes, except for the following: (1) Items 6A001 to 6A008, 6B004 to controlled for MT reasons; (2) ‘‘Tech- 6B008, or 6C002 to 6C005. nology’’ for commodities controlled by MT applies to ‘‘technology’’ MT Column 1. 6A002, 6A004.e or 6A008.j.1; (3) ‘‘Tech- for equipment controlled by nology’’ for 6A003 cameras, unless for 6A002, 6A007, 6A008, ‘‘technology’’ for the integration of 6A003 6A102, 6A107, 6A108, cameras into camera systems ‘‘specially 6B008, or 6B108 for MT reasons. designed’’ for civil automotive applica- NP applies to ‘‘technology’’ NP Column 1. tions; (4) ‘‘Technology’’ for ‘‘software’’ for items controlled by ‘‘specially designed’’ for ‘‘space qualified’’ 6A003, 6A005, 6A202, ‘‘laser’’ radar or Light Detection and 6A203, 6A205, 6A225 or Ranging (LIDAR) equipment defined in 6A226 for NP reasons. 6A008.j.1 and controlled by 6D001 or 6D002; RS applies to ‘‘technology’’ RS Column 1 or (5) Exports or reexports to destinations for items controlled by outside of those countries listed in Coun- 6A002.a.1, .a.2, .a.3, or .c, 6A003.b.3 or .b.4, or try Group A:5 (See Supplement No. 1 to 6A008.j.1. part 740 of the EAR) of ‘‘technology’’ for CC applies to ‘‘technology’’ CC Column 1. the ‘‘development’’ of the following: (a) for equipment controlled by Items controlled by 6A001.a.1.b, 6A001.a.1.e, 6A002 for CC reasons. 6A001.a.2.a.1, 6A001.a.2.a.2, 6A001.a.2.a.3, AT applies to entire entry ...... AT Column 1.

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Country Chart (See Supp. Country Chart (See Supp. Control(s) No. 1 to part 738) Control(s) No. 1 to part 738)

UN applies to ‘‘technology’’ See § 746.1(b) for UN con- NS applies to entire entry ...... NS Column 1 for equipment controlled by trols. AT applies to entire entry ...... AT Column 1 6A002 or 6A003 for UN reasons.. LIST BASED LICENSE EXCEPTIONS (SEE PART 740 FOR A DESCRIPTION OF ALL LICENSE EX- REPORTING REQUIREMENTS See § 743.1 of the CEPTIONS) EAR for reporting requirements for ex- CIV: N/A ports under License Exceptions, and Vali- TSR: Yes dated End-User authorizations LIST OF ITEMS CONTROLLED LIST BASED LICENSE EXCEPTIONS (SEE PART Related Controls: See also 6E993 740 FOR A DESCRIPTION OF ALL LICENSE EX- Related Definitions: N/A CEPTIONS) Items: CIV: N/A ACOUSTICS TSR: Yes, except for the following: a. [Reserved] (1) Items controlled for MT reasons; OPTICAL SENSORS (2) ‘‘Technology’’ for commodities con- b. [Reserved] trolled by 6A002, 6A004.e, or 6A008.j.1; CAMERAS (3) ‘‘Technology’’ for 6A003 cameras, unless c. [Reserved] for ‘‘technology’’ for the integration of 6A003 OPTICS cameras into camera systems ‘‘specially de- d. ‘‘Technology’’ as follows: signed’’ for civil automotive applications ; or d.1. Optical surface coating and treatment (4) Exports or reexports to destinations ‘‘technology,’’ ‘‘required’’ to achieve an ‘op- outside of those countries listed in Country tical thickness’ uniformity of 99.5% or better Group A:5 (See Supplement No. 1 to part 740 for optical coatings 500 mm or more in di- of the EAR) of ‘‘technology’’ for the ‘‘pro- ameter or major axis length and with a total duction’’ of the following: (a) Items con- loss (absorption and scatter) of less than 5 × ¥ trolled by 6A001.a.1.b, 6A001.a.1.e, 10 3; 6A001.a.2.a.1, 6A001.a.2.a.2, 6A001.a.2.a.3, N.B.: See also 2E003.f. 6A001.a.2.a.5, 6A001.a.2.a.6, 6A001.a.2.b, Technical Note: ’Optical thickness’ is the 6A004.c, 6A004.d, 6A006.a.2, 6A006.c.1, 6A006.d, mathematical product of the index of refraction 6A006.e, 6A008.d, 6A008.h, 6A008.k, or 6B008; and the physical thickness of the coating. and (b) Items controlled by 6A001.a.2.c or d.2. Optical fabrication ‘‘technology’’ using 6A001.a.2.f when ‘‘specially designed’’ for real single point diamond turning techniques to time applications. produce surface finish ‘‘accuracies’’ of better SPECIAL CONDITIONS FOR STA than 10 nm rms on non-planar surfaces ex- STA: License Exception STA may not be ceeding 0.5 m2; used to ship or transmit ‘‘technology’’ ac- LASERS cording to the General Technology Note e. ‘‘Technology’’ ‘‘required’’ for the ‘‘defor the ‘‘production’’ of equipment speci- velopment,’’ ‘‘production’’ or ‘‘use’’ of ‘‘spe- fied in the STA exclusion paragraphs found cially designed’’ diagnostic instruments or in the License Exception sections of by targets in test facilities for ‘‘SHPL’’ testing ECCNs 6A001, 6A002, 6A003, 6A004, 6A006, or testing or evaluation of materials irradi- 6A008, or 6B008 to any of the destinations ated by ‘‘SHPL’’ beams; listed in Country Group A:6 (See Supple- MAGNETIC AND ELECTRIC FIELD SEN- ment No. 1 to part 740 of the EAR). SORS f. [Reserved] LIST OF ITEMS CONTROLLED Related Controls: (1) Technical data directly GRAVIMETERS related to satellites and all other items de- g. [Reserved] scribed in USML Category XV are subject RADAR to the ITAR under USML Category XV(f). h. [Reserved] (2) Technical data directly related to laser 6E101 ‘‘Technology’’ according to the Gen- systems, infrared imaging systems, and all eral Technology Note for the ‘‘use’’ of other items described in USML Category equipment or ‘‘software’’ controlled by XII are subject to the ITAR under USML 6A002, 6A007.b and .c, 6A008, 6A102, Category XII(f). (3) See also 6E992. 6A107, 6A108, 6B108, 6D102 or 6D103. Related Definitions: N/A LICENSE REQUIREMENTS Items: The list of items controlled is con- Reason for Control: MT, AT tained in the ECCN heading. Country Chart (See Supp. 6E003 Other ‘‘technology’’ as follows (see Control(s) No. 1 to part 738) List of Items Controlled). MT applies to entire entry ..... MT Column 1 LICENSE REQUIREMENTS AT applies to entire entry ...... AT Column 1 Reason for Control: NS, AT

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LIST BASED LICENSE EXCEPTIONS (SEE PART LIST BASED LICENSE EXCEPTIONS (SEE PART 740 FOR A DESCRIPTION OF ALL LICENSE EX- 740 FOR A DESCRIPTION OF ALL LICENSE EX- CEPTIONS) CEPTIONS) CIV: N/A CIV: N/A TSR: N/A TSR: N/A LIST OF ITEMS CONTROLLED LIST OF ITEMS CONTROLLED Related Controls: N/A Related Controls: N/A Related Definitions: (1) This entry only con- Related Definitions: N/A trols ‘‘technology’’ for equipment con- Items: The list of items controlled is controlled by 6A008 when it is designed for air- tained in the ECCN heading. borne applications and is usable in ‘‘missiles’’. (2) This entry only controls ‘‘tech- 6E619 ‘‘Technology’’ ‘‘required’’ for the ‘‘de- nology’’ for items in 6A002.a.1 and a.3 that velopment,’’ ‘‘production,’’ operation, in- are ‘‘specially designed’’ or modified to stallation, maintenance, repair, overhaul protect ‘‘missiles’’ against nuclear effects or refurbishing of commodities controlled (e.g., Electromagnetic Pulse (EMP), X- by 6B619 or ‘‘software’’ controlled by rays, combined blast and thermal effects), 6D619. and usable for ‘‘missiles.’’ (3) This entry LICENSE REQUIREMENTS only controls ‘‘technology’’ for items in Reason for Control: NS, RS, AT, UN 6A007.b and .c when the accuracies in 6A007.b.1 and b.2 are met or exceeded. Country chart (see supp. no. Control(s) 1 to part 738) Items: The list of items controlled is contained in the ECCN heading. NS applies to entire entry ...... NS Column 1. RS applies to entire entry ...... RS Column 1. 6E201 ‘‘Technology’’ according to the Gen- AT applies to entire entry ...... AT Column 1. eral Technology Note for the ‘‘use’’ of UN applies to entire entry ..... See § 746.1(b) for UN con- equipment controlled by 6A003.a.2., trols. 6A003.a.3, 6A003.a.4; 6A005.a.2, 6A005.b.2.b, 6A005.b.3, 6A005.b.4.b.2, LICENSE EXCEPTIONS 6A005.b.6.c, 6A005.c.1.b, 6A005.c.2.b, CIV: N/A 6A005.d.2, 6A005.d.3.c, or 6A005.d.4.c (that TSR: N/A meet or exceed the parameters of 6A205); SPECIAL CONDITIONS FOR STA 6A202, 6A203, 6A205, 6A225 or 6A226. STA: Paragraph (c)(2) of License Exception LICENSE REQUIREMENTS STA (§ 740.20(c)(2) of the EAR) may not be Reason for Control: NP, AT used for any item in 6E619. LIST OF ITEMS CONTROLLED Country Chart (See Supp. Related Controls: Technical data directly re- Control(s) No. 1 to part 738) lated to articles enumerated or otherwise NP applies to entire entry ...... NP Column 1 described in USML Category XVIII are sub- AT applies to entire entry ...... AT Column 1 ject to the ITAR (See 22 CFR 121.1, Cat- egory XVIII(f)). LIST BASED LICENSE EXCEPTIONS (SEE PART Related Definitions: N/A 740 FOR A DESCRIPTION OF ALL LICENSE EX- Items: CEPTIONS) The list of items controlled is contained in CIV: N/A the ECCN heading. TSR: N/A LIST OF ITEMS CONTROLLED 6E990 Technology ‘‘required’’ for the ‘‘devel- Related Controls: N/A opment’’ or ‘‘production’’ of commodities Related Definitions: N/A controlled by ECCN 6A990. ECCN Controls: This entry only controls LICENSE REQUIREMENTS ‘‘technology’’ for ‘‘lasers’’ in 6A005 that are Reason for Control: RS, AT controlled for NP reasons. Items: The list of items controlled is con- Control(s) Country chart (See Supp. No. tained in the ECCN heading. 1 to part 738)

6E202 ‘‘Technology’’ according to the Gen- RS applies to entire entry ...... RS Column 1 AT applies to entire entry ...... AT Column 1 eral Technology Note for the ‘‘production’’ or ‘‘use’’ of ‘‘software’’ controlled by LIST BASED LICENSE EXCEPTIONS (SEE PART 6D201. 740 FOR A DESCRIPTION OF ALL LICENSE EX- LICENSE REQUIREMENTS CEPTIONS) Reason for Control: NP, AT CIV: N/A TSR: N/A Control(s) Country chart (see Supp. No. 1 to part 738) LIST OF ITEMS CONTROLLED Related Controls: Technical data directly NP applies to entire entry ...... NP Column 1 related to read-out integrated circuits de- AT applies to entire entry ...... AT Column 1 scribed in USML Categories XII(e) or

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XV(e)(3) is subject to the ITAR under USML Country Chart (See Supp. Categories XII(f) or XV(f), respectively. Control(s) No. 1 to part 738) Related Definitions: N/A RS applies to 6E993.e ...... RS Column 1 Items: The list of items controlled is con- AT applies to entire entry ...... AT Column 1 tained in the ECCN heading. LIST BASED LICENSE EXCEPTIONS (SEE PART 6E991 ‘‘Technology’’ for the ‘‘development’’, 740 FOR A DESCRIPTION OF ALL LICENSE EX- ‘‘production’’ or ‘‘use’’ of equipment con- CEPTIONS) trolled by 6A991, 6A996, 6A997, 6A998 or CIV: N/A 6A999.c. TSR: N/A LICENSE REQUIREMENTS LIST OF ITEMS CONTROLLED Reason for Control: RS, AT Related Controls: N/A Related Definitions: N/A Control(s) Country chart (See Supp. No. Items: a. Optical fabrication technologies for 1 to part 738) serially producing optical ‘‘parts’’ and ‘‘components’’ at a rate exceeding 10 m2 of RS applies to ‘‘technology’’ RS Column 1 for equipment controlled by surface area per year on any single spindle 6A998.b, 6A998.c and and having all of the following: 6A999.c. a.1. Area exceeding 1 m2; and AT applies to entire entry, ex- AT Column 1 a.2. Surface figure exceeding λ/10 (rms) at cept ‘‘technology’’ for the designed wavelength; equipment controlled by b. ‘‘Technology’’ for optical filters with a 6A991. bandwidth equal to or less than 10 nm, a field AT applies to ‘‘technology’’ AT Column 2 of view (FOV) exceeding 40° and a resolution for equipment controlled by exceeding 0.75 line pairs per milliradian; 6A991. c. ‘‘Technology’’ for the ‘‘development’’ or ‘‘production’’ of cameras controlled by 6A993; LIST BASED LICENSE EXCEPTIONS (SEE PART d. ‘‘Technology’’ ‘‘required’’ for the ‘‘de- 740 FOR A DESCRIPTION OF ALL LICENSE EX- velopment’’ or ‘‘production’’ of non-triaxial CEPTIONS) fluxgate ‘‘magnetometers’’ or non-triaxial CIV: N/A fluxgate ‘‘magnetometer’’ systems, having TSR: N/A any of the following: LIST OF ITEMS CONTROLLED d.1. ‘Sensitivity’ lower (better) than 0.05 Related Controls: N/A nT (rms) per square root Hz at frequencies of Related Definitions: N/A less than 1 Hz; or × Items: The list of items controlled is con- d.2. ‘Sensitivity’ lower (better) than 1 ¥3 nT (rms) per square root Hz at fre- tained in the ECCN heading. 10 quencies of 1 Hz or more. 6E992 ‘‘Technology’’ for the ‘‘development’’ e. ‘‘Technology’’ ‘‘required’’ for the ‘‘de- or ‘‘production’’ of equipment, materials velopment’’ or ‘‘production’’ of infrared up- or ‘‘software’’ controlled by 6A992, 6A994, conversion devices having all of the fol- or 6A995, 6B995, 6C992, 6C994, or 6D993. lowing: e.1. A response in the wavelength range ex- LICENSE REQUIREMENTS ceeding 700 nm but not exceeding 1500 nm; Reason for Control: AT and e.2. A combination of an infrared Country Chart (See Supp. Control(s) No. 1 to part 738) photodetector, light emitting diode (OLED), and nanocrystal to convert infrared light AT applies to entire entry ...... AT Column 1 into visible light. Technical Note: For the purposes of 6E993, LIST BASED LICENSE EXCEPTIONS (SEE PART ‘sensitivity’ (or noise level) is the root mean 740 FOR A DESCRIPTION OF ALL LICENSE EX- square of the device-limited noise floor which is CEPTIONS) the lowest signal that can be measured. CIV: N/A EAR99 Items subject to the EAR that are TSR: N/A not elsewhere specified in this CCL Cat- LIST OF ITEMS CONTROLLED egory or in any other category in the CCL Related Controls: N/A are designated by the number EAR99. Related Definitions: N/A Items: The list of items controlled is con- CATEGORY 7—NAVIGATION AND AVIONICS tained in the ECCN heading. A. ‘‘END ITEMS’’, ‘‘EQUIPMENT’’, ‘‘ACCES- 6E993 Other ‘‘technology’’, not controlled by SORIES’’, ‘‘ATTACHMENTS’’, ‘‘PARTS’’, ‘‘COM- 6E003, as follows (see List of Items Con- PONENTS’’ AND ‘‘SYSTEMS’’ trolled). N.B. 1: For automatic pilots for underwater LICENSE REQUIREMENTS vehicles, see Category 8. For radar, see Category Reason for Control: RS, AT 6.

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7A001 Accelerometers as follows (see List of LICENSE REQUIREMENTS Items Controlled) and ‘‘specially de- Reason for Control: NS, MT, AT signed’’ ‘‘components’’ therefor. LICENSE REQUIREMENTS Control(s) Country Chart (See Supp. Reason for Control: NS, MT, AT No. 1 to part 738) NS applies to entire entry ...... NS Column 1. Country Chart (See Supp. MT applies to commodities MT Column 1. Control(s) No. 1 to part 738) that meet or exceed the NS applies to entire entry ...... NS Column 1. parameters of 7A102. AT applies to entire entry ...... AT Column 1. MT applies to commodities MT Column 1. that meet or exceed the parameters of 7A101. License Requirement Note: For the purpose of AT applies to entire entry ...... AT Column 1. MT controls only, the term ‘stability’ is defined as a measure of the ability of a specific mecha- LIST BASED LICENSE EXCEPTIONS (SEE PART nism or performance coefficient to remain 740 FOR A DESCRIPTION OF ALL LICENSE EX- invariant when continuously exposed to a fixed CEPTIONS) operating condition. (This definition does not LVS: N/A refer to dynamic or servo stability.) (IEEE STD GBS: N/A 528–2001 paragraph 2.247) CIV: N/A LIST BASED LICENSE EXCEPTIONS (SEE PART LIST OF ITEMS CONTROLLED 740 FOR A DESCRIPTION OF ALL LICENSE EX- Related Controls: (1) See USML Category CEPTIONS) XII(e) for accelerometers subject to the LVS: N/A ITAR. (2) See also ECCNs 7A101, 7A611, and GBS: N/A 7A994. (3) For angular or rotational CIV: N/A accelerometers, see ECCN7A001.b. (4) MT LIST OF ITEMS CONTROLLED controls do not apply to accelerometers Related Controls: (1) See USML Category that are ‘‘specially designed’’ and devel- XII(e) for gyros or angular rate sensors oped as Measurement While Drilling subject to the ITAR. (2) See also ECCNs (MWD) sensors for use in downhole well 7A102, 7A611, and 7A994. (3) For angular or service applications. rotational accelerometers, see ECCN Related Definitions: N/A 7A001.b. Items: a. Linear accelerometers having any of Related Definitions: N/A the following: Items: a. Specified to function at linear accel- a.1. Specified to function at linear acceleration levels less than or equal to 100 g and eration levels less than or equal to 15 g and having any of the following: having any of the following: a.1. A rate range of less than 500 degrees a.1.a. A ‘‘bias’’ ‘‘stability’’ of less (better) per second and having any of the following: than 130 micro g with respect to a fixed cali- a.1.a. A ‘‘bias’’ ‘‘stability’’ of less (better) bration value over a period of one year; or than 0.5 degree per hour,when measured in a a.1.b. A ‘‘scale factor’’ ‘‘stability’’ of less 1 g environment over a period of one month, (better) than 130 ppm with respect to a fixed and with respect to a fixed calibration value; calibration value over a period of one year; or a.2. Specified to function at linear accel- a.1.b. An ‘‘angle random walk’’ of less (bet- eration levels exceeding 15 g but less than or ter) than or equal to 0.0035 degree per square equal to 100 g and having all of the following: root hour; or a.2.a. A ‘‘bias’’ ‘‘repeatability’’ of less (bet- Note: 7A002.a.1.b does not control ‘‘spinning ter) than 1,250 micro g over a period of one mass gyros’’. year; and a.2. A rate range greater than or equal to a.2.b. A ‘‘scale factor’’ ‘‘repeatability’’ of 500 degrees per second and having any of the less (better) than 1,250 ppm over a period of following: one year; or a.2.a. A ‘‘bias’’ ‘‘stability’’ of less (better) a.3. Designed for use in inertial navigation than 4 degrees per hour, when measured in a or guidance systems and specified to func- 1 g environment over a period of three min- tion at linear acceleration levels exceeding utes, and with respect to a fixed calibration 100 g; value; or Note: 7A001.a.1 and 7A001.a.2 do not apply to a.2.b. An ‘‘angle random walk’’ of less (bet- accelerometers limited to measurement of only ter) than or equal to 0.1 degree per square vibration or shock. root hour; or b. Angular or rotational accelerometers, Note: 7A002.a.2.b does not apply to ‘‘spinning specified to function at linear acceleration mass gyros’’. levels exceeding 100 g. b. Specified to function at linear acceleration levels exceeding 100 g. 7A002 Gyros or angular rate sensors, having any of the following (see List of Items 7A003 ’Inertial measurement equipment or Controlled) and ‘‘specially designed’’ systems’, having any of the following (see ‘‘components’’ therefor. List of Items Controlled).

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LICENSE REQUIREMENTS the utilization of specialized non-positional aid- Reason for Control: NS, MT, AT ing references (e.g., altimeter, odometer, velocity log). As a consequence, the specified perform- Control(s) Country Chart (See Supp. ance values cannot be readily converted be- No. 1 to part 738) tween these parameters. Equipment designed for NS applies to entire entry ...... NS Column 1. multiple platforms are evaluated against each MT applies to commodities in MT Column 1. applicable entry 7A003.a.1, 7A003.a.2, or 7A003.d that meet or ex- 7A003.a.3. ceed the parameters of b. Designed for ‘‘aircraft’’, land vehicles or 7A103. vessels, with an embedded ’positional aiding AT applies to entire entry ...... AT Column 1. reference’ and providing position after loss of all ’positional aiding references’ for a period LIST BASED LICENSE EXCEPTIONS (SEE PART of up to 4 minutes, having an ‘‘accuracy’’ of 740 FOR A DESCRIPTION OF ALL LICENSE EX- less (better) than 10 meters ‘‘CEP’’; CEPTIONS) Technical Note: 7A003.b refers to systems in LVS: N/A which ’inertial measurement equipment or sys- GBS: N/A tems’ and other independent ’positional aiding CIV: N/A references’ are built into a single unit (i.e., em- LIST OF ITEMS CONTROLLED bedded) in order to achieve improved perform- Related Controls: (1) See also ECCNs 7A103, ance. 7A611, and 7A994. (2) See USML Category XII(d) for guidance or navigation systems c. Designed for ‘‘aircraft’’, land vehicles or subject to the ITAR. vessels, providing heading or True North de- Related Definitions: N/A termination and having any of the following: Items: c.1. A maximum operating angular rate Note 1: ’Inertial measurement equipment or less (lower) than 500 deg/s and a heading systems’ incorporate accelerometers or gyro- ‘‘accuracy’’ without the use of ’positional scopes to measure changes in velocity and ori- aiding references’ equal to or less (better) entation in order to determine or maintain than 0.07 deg sec (Lat) (equivalent to 6 arc heading or position without requiring an exter- minutes rms at 45 degrees latitude); or nal reference once aligned. ’Inertial measure- c.2. A maximum operating angular rate ment equipment or systems’ include: equal to or greater (higher) than 500 deg/s —Attitude and Heading Reference Systems and a heading ‘‘accuracy’’ without the use of (AHRSs); ’positional aiding references’ equal to or less —Gyrocompasses; (better) than 0.2 deg sec (Lat) (equivalent to —Inertial Measurement Units (IMUs); 17 arc minutes rms at 45 degrees latitude); —Inertial Navigation Systems (INSs); d. Providing acceleration measurements or —Inertial Reference Systems (IRSs); angular rate measurements, in more than —Inertial Reference Units (IRUs). one dimension, and having any of the fol- Note 2: 7A003 does not apply to ’inertial meas- lowing: urement equipment or systems’ which are cer- d.1. Performance specified by 7A001 or tified for use on ‘‘civil aircraft’’ by civil aviation 7A002 along any axis, without the use of any aiding references; authorities of one or more Wassenaar Arrange- or d.2. Being ‘‘space-qualified’’ and providing ment Participating States, see Supplement No. 1 angular rate measurements having an ‘‘angle to part 743 of the EAR. random walk’’ along any axis of less (better) Technical note: ’Positional aiding references’ than or equal to 0.1 degree per square root independently provide position, and include: hour. a. Global Navigation Satellite Systems (GNSS); Note: 7A003.d.2 does not apply to ’inertial b. ‘‘Data-Based Referenced Navigation’’ measurement equipment or systems’ that contain (‘‘DBRN’’). ‘‘spinning mass gyros’’ as the only type of gyro. a. Designed for ‘‘aircraft’’, land vehicles or vessels, providing position without the use of 7A004 ‘‘Star trackers’’ and ‘‘components’’ ’positional aiding references’, and having therefor, as follows (see List of Items any of the following ‘‘accuracies’’ subsequent Controlled). to normal alignment: LICENSE REQUIREMENTS a.1. 0.8 nautical miles per hour (nm/hr) Reason for Control: NS, MT, AT ‘‘Circular Error Probable’’ (‘‘CEP’’) rate or less (better); Control(s) Country Chart (See Supp. a.2. 0.5% distanced travelled ‘‘CEP’’ or less No. 1 to part 738) (better); or NS applies to entire entry ...... NS Column 1 a.3. Total drift of 1 nautical mile ‘‘CEP’’ or MT applies to entire entry ..... MT Column 1 less (better) in a 24 hr period; AT applies to entire entry ...... AT Column 1 Technical Note: The performance parameters in 7A003.a.1, 7A003.a.2 and 7A003.a.3 typically LIST BASED LICENSE EXCEPTIONS (SEE PART apply to ’inertia measurement equipment or sys- 740 FOR A DESCRIPTION OF ALL LICENSE EX- tems’ designed for ‘‘aircraft’’, vehicles and ves- CEPTIONS) sels, respectively. These parameters result from LVS: N/A

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GBS: N/A LIST BASED LICENSE EXCEPTIONS (SEE PART CIV: N/A 740 FOR A DESCRIPTION OF ALL LICENSE EX- LIST OF ITEMS CONTROLLED CEPTIONS) Related Controls: (1) See USML Category XV LVS: N/A for certain ’star trackers’ that are ‘‘subject GBS: N/A to the ITAR’’ (see 22 CFR parts 120 through CIV: N/A 130). (2) See also 7A104 and 7A994. LIST OF ITEMS CONTROLLED Related Definitions: N/A Related Controls: See also 7A106, 7A994 and Items: a. ‘‘Star trackers’’ with a specified azi- Category 6 for controls on radar. muth ‘‘accuracy’’ of equal to or less (better) Related Definitions: N/A than 20 seconds of arc throughout the speci- Items: a. ‘‘Power management’’; or fied lifetime of the equipment; b. Using phase shift key modulation. b. ‘‘Components’’ ‘‘specially designed’’ for 7A008 Underwater sonar navigation systems equipment specified in 7A004.a as follows: using Doppler velocity or correlation ve- b.1. Optical heads or baffles; locity logs integrated with a heading b.2. Data processing units. source and having a positioning ‘‘accu- Technical Note: ’Star trackers’ are also re- racy’’ of equal to or less (better) than 3% ferred to as stellar attitude sensors or gyro-astro of distance traveled ‘‘Circular Error compasses. Probable’’ (‘‘CEP’’) and ‘‘specially designed’’ ‘‘components’’ therefor. 7A005 Global Navigation Satellite Systems LICENSE REQUIREMENTS (GNSS) receiving equipment having any Reason for Control: NS, AT of the following (see List of Items Con- trolled) and ‘‘specially designed’’ ‘‘compo- Control(s) Country Chart (See Supp. nents’’ therefor. No. 1 to part 738) LICENSE REQUIREMENTS NS applies to entire entry ...... NS Column 2. These items are ‘‘subject to the ITAR’’ (see AT applies to entire entry ...... AT Column 1. 22 CFR parts 120 through 130). LIST OF ITEMS CONTROLLED LIST BASED LICENSE EXCEPTIONS (SEE PART Related Controls: (1) See also ECCNs 7A105 740 FOR A DESCRIPTION OF ALL LICENSE EX- and 7A994. Typically commercially avail- CEPTIONS) able GNSS receivers do not employ LVS: N/A decryption or adaptive antennas and are GBS: N/A classified as 7A994. (2) See USML Category CIV: N/A XII(d) for GNSS receiving equipment sub- LIST OF ITEMS CONTROLLED ject to the ITAR. Related Controls: 7A008 does not control sys- Related Definitions: N/A tems ‘‘specially designed’’ for installation Items: a. Employing a decryption algorithm on surface vessels or systems requiring ‘‘specially designed’’ or modified for govern- acoustic beacons or buoys to provide posi- ment use to access the ranging code for positioning data. See 6A001.a for acoustic sys- tion and time; or tems, and 6A001.b for correlation-velocity b. Employing ‘adaptive antenna systems’. and Doppler-velocity sonar log equipment. Note: 7A005.b does not apply to GNSS receiv- See 8A002 for other marine systems. ing equipment that only uses ‘‘components’’ de- Related Definitions: N/A signed to filter, switch, or combine signals from Items: The list of items controlled is con- multiple omni-directional antennas that do not tained in the ECCN heading. implement adaptive antenna techniques. Technical Note: For the purposes of 7A005.b 7A101 Accelerometers, other than those con- ‘adaptive antenna systems’ dynamically gen- trolled by 7A001 (see List of Items Con- erate one or more spatial nulls in an antenna trolled), and ‘‘specially designed’’ ‘‘parts’’ array pattern by signal processing in the time and ‘‘components’’ therefor. LICENSE REQUIREMENTS domain or frequency domain. Reason for Control: MT, AT 7A006 Airborne altimeters operating at fre- Country Chart (See Supp. quencies other than 4.2 to 4.4 GHz inclu- Control(s) No. 1 to part 738) sive and having any of the following (see List of Items Controlled). MT applies to entire entry ..... MT Column 1 LICENSE REQUIREMENTS AT applies to entire entry ...... AT Column 1 Reason for Control: NS, MT, AT1 LIST BASED LICENSE EXCEPTIONS (SEE PART 740 FOR A DESCRIPTION OF ALL LICENSE EX- Control(s) Country Chart (See Supp. No. 1 to part 738) CEPTIONS) LVS: N/A NS applies to entire entry ...... NS Column 1 GBS: N/A MT applies to entire entry ..... MT Column 1 CIV: N/A AT applies to entire entry ...... AT Column 1 LIST OF ITEMS CONTROLLED

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Related Controls: (1) See USML Category Items: a. All types of gyros, usable in rockets, XII(e) for accelerometers subject to the missiles, or unmanned aerial vehicles capa- ITAR. (2) See also ECCNs 7A001 and 7A611. ble of achieving a ‘‘range’’ equal to or great- (3) This entry does not control er than 300 km, with a rated ‘‘drift rate’’ accelerometers that are ‘‘specially de- ‘stability’ of less than 0.5 degrees (1 sigma or signed’’ and developed as MWD (Measure- rms) per hour in a 1 g environment. ment While Drilling) sensors for use in b. Gyros of any type, designed for use in in- downhole well service operations. ertial navigation systems or in guidance sys- Related Definitions: N/A tems of all types, specified to function at ac- Items: a. Linear accelerometers designed for celeration levels greater than 100 g. use in inertial navigation systems or in guid- Technical Note: In this entry, the term ‘sta- ance systems of all types, usable in ‘‘mis- bility’ is defined as a measure of the ability of siles’’ having all of the following character- a specific mechanism or performance coefficient istics, and ‘‘specially designed’’ ‘‘parts’’ and to remain invariant when continuously exposed ‘‘components’’ therefor: to a fixed operating condition. (This definition 1. ‘Scale factor’ ‘‘repeatability’’ less (bet- does not refer to dynamic or servo stability.) ter) than 1250 ppm; and (IEEE STD 528–2001 paragraph 2.247). 2. ‘Bias’ ‘‘repeatability’’ less (better) than 1250 micro g. 7A103 Instrumentation, navigation equip- Note: The measurement of ‘bias’ and ‘scale ment and systems, other than those con- factor’ refers to one sigma standard deviation trolled by 7A003, and ‘‘specially designed’’ with respect to a fixed calibration over a period ‘‘parts’’ and ‘‘components’’ therefor, as fol- of one year. lows (see List of Items Controlled). LICENSE REQUIREMENTS b. Accelerometers of any type, designed for Reason for Control: MT, AT use in inertial navigation systems or in guidance systems of all types, specified to func- Country Chart (See Supp. tion at acceleration levels greater than 100 g. Control(s) No. 1 to part 738) Note to paragraph b: This paragraph (b) does not include accelerometers that are designed to MT applies to entire entry ..... MT Column 1 AT applies to entire entry ...... AT Column 1 measure vibration or shock.

7A102 Gyros, other than those controlled by LIST BASED LICENSE EXCEPTIONS (SEE PART 7A002 (see List of Items Controlled), and 740 FOR A DESCRIPTION OF ALL LICENSE EX- ‘‘specially designed’’ ‘‘parts’’ and ‘‘compo- CEPTIONS) nents’’ therefor. LVS: N/A GBS: N/A LICENSE REQUIREMENTS CIV: N/A Reason for Control: MT, AT LIST OF ITEMS CONTROLLED Country Chart (See Supp. Related Controls: (1) See ECCN 7A003 and Control(s) No. 1 to part 738) 7A994. (2) For rockets, missiles, or unmanned aerial vehicles controlled under MT applies to entire entry ..... MT Column 1 the U.S. Munitions List (USML), items de- AT applies to entire entry ...... AT Column 1 scribed in 7A103.b are ‘‘subject to the ITAR’’ (see 22 CFR parts 120 through 130). LIST BASED LICENSE EXCEPTIONS (SEE PART (3) Inertial navigation systems and inertial 740 FOR A DESCRIPTION OF ALL LICENSE EX- equipment, and ‘‘specially designed’’ CEPTIONS) ‘‘parts’’ and ‘‘components’’ therefor spe- LVS: N/A cifically designed, modified or configured GBS: N/A for military use are ‘‘subject to the ITAR’’ CIV: N/A (see 22 CFR parts 120 through 130). LIST OF ITEMS CONTROLLED Related Definitions: N/A Related Controls: (1) See USML Category Items: a. Inertial or other equipment using XII(e) for gyros or angular rate sensors accelerometers or gyros controlled by 7A001, subject to the ITAR. (2) See also ECCNs 7A002, 7A101 or 7A102 and systems incor- 7A002, 7A611, and 7A994. porating such equipment, and ‘‘specially de- Related Definitions: (1) Drift rate is defined as signed’’ ‘‘parts’’ and ‘‘components’’ therefor; the time rate of output deviation from the Note 1: 7A103.a does not control equipment desired output. It consists of random and containing accelerometers ‘‘specially designed’’ systematic components and is expressed as and developed as MWD (Measurement While an equivalent angular displacement per Drilling) sensors for use in down-hole well serv- unit time with respect to inertial space. (2) ices operations. Stability is defined as standard deviation Note 2: 7A103.a does not control inertial or (1 sigma) of the variation of a particular other equipment using accelerometers or gyros parameter from its calibrated value meas- controlled by 7A001 or 7A002 that are only NS ured under stable temperature conditions. controlled. This can be expressed as a function of b. Integrated flight instrument systems, time. which include gyrostabilizers or automatic

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pilots, designed or modified for use in rock- Reason for Control: MT, AT ets, missiles, or unmanned aerial vehicles capable of achieving a ‘‘range’’ equal to or Control(s) Country chart greater than 300 km, and ‘‘specially de- MT applies to entire entry ..... MT Column 1 signed’’ ‘‘parts’’ and ‘‘components’’ therefor. AT applies to entire entry ...... AT Column 1 c. Integrated Navigation Systems, designed or modified for use in rockets, missiles, or LIST BASED LICENSE EXCEPTIONS (SEE PART unmanned aerial vehicles capable of achiev- 740 FOR A DESCRIPTION OF ALL LICENSE EX- ing a ‘‘range’’ equal to or greater than 300 CEPTIONS) km and capable of providing a navigational LVS: N/A accuracy of 200m Circular Error Probable GBS: N/A (CEP) or less. CIV: N/A Technical Note: An ‘ integrated navigation LIST OF ITEMS CONTROLLED system’ typically incorporates the following Related Controls: (1) See also 7A005 and 7A994. ‘‘parts’’ and ‘‘components’’: (2) See Categories XI and XV of the U.S. 1. An inertial measurement device (e.g., an at- Munitions List (22 CFR 121.1) for controls titude and heading reference system, inertial on similar equipment ‘‘specially designed’’ reference unit, or inertial navigation system); for defense articles. 2. One or more external sensors used to update Related Definitions: N/A the position and/or velocity, either periodically Items: The list of items controlled is con- or continuously throughout the flight (e.g., sat- tained in the ECCN heading. ellite navigation receiver, radar altimeter, and/ or Doppler radar); and 7A106 Altimeters, other than those con- 3. Integration hardware and software. trolled by 7A006, of radar or laser radar type, designed or modified for use in 7A104 Gyro-astro compasses and other de- ‘‘missiles’’. (These items are ‘‘subject to vices, other than those controlled by the ITAR.’’ See 22 CFR parts 120 through 7A004, which derive position or orienta- 130.) tion by means of automatically tracking celestial bodies or satellites and ‘‘spe- 7A107 Three axis magnetic heading sensors cially designed’’ ‘‘parts’’ and ‘‘compo- having all of the following characteristics nents’’ therefor. (see List of Items Controlled), and ‘‘spe- LICENSE REQUIREMENTS cially designed’’ ‘‘parts’’ and ‘‘compo- Reason for Control: MT, AT nents’’ therefor. LICENSE REQUIREMENTS Country Chart (See Supp. Reason for Control: MT, AT Control(s) No. 1 to part 738) Country Chart (See Supp. MT applies to entire entry ..... MT Column 1 Control(s) No. 1 to part 738) AT applies to entire entry ...... AT Column 1 MT applies to entire entry ..... MT Column 1. LIST BASED LICENSE EXCEPTIONS (SEE PART AT applies to entire entry ...... AT Column 1. 740 FOR A DESCRIPTION OF ALL LICENSE EX- CEPTIONS) LIST BASED LICENSE EXCEPTIONS (SEE PART LVS: N/A 740 FOR A DESCRIPTION OF ALL LICENSE EX- GBS: N/A CEPTIONS) CIV: N/A LVS: N/A LIST OF ITEMS CONTROLLED GBS: N/A Related Controls: (1) See USML Categories IV CIV: N/A and XV for certain ’star trackers’ that are LIST OF ITEMS CONTROLLED ‘‘subject to the ITAR’’ (see 22 CFR parts Related Controls: N/A 120 through 130). (2) This entry controls Related Definitions: N/A ‘‘specially designed’’ ‘‘parts’’ and ‘‘compo- Items: a. Internal tilt compensation in pitch nents’’ for gyro-astro compasses and other (±90 degrees) and roll (±180 degrees) axes; devices controlled by 7A004. b. Capable of providing azimuthal accuracy Related Definitions: N/A better (less) than 0.5 degrees rms at latitudes Items: The list of items controlled is con- of ±80 degrees, referenced to local magnetic tained in the ECCN heading. field; and c. Designed or modified to be integrated 7A105 Receiving equipment for Global Navi- with flight control and navigation systems. gation Satellite Systems (GNSS) (e.g., Note: Flight control and navigation systems in GPS, GLONASS, or Galileo) designed or 7A107 include gyrostabilizers, automatic pilots modified for airborne applications and and inertial navigation systems. capable of providing navigation information at speeds in excess of 600 m/s (1,165 7A115 Passive sensors for determining bear- nautical mph), and ‘‘specially designed’’ ing to specific electromagnetic sources ‘‘parts’’ and ‘‘components’’ therefor. (direction finding equipment) or terrain LICENSE REQUIREMENTS characteristics, designed or modified for

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use in ‘‘missiles’’. (These items are ‘‘sub- a. Guidance or navigation systems, not ject to the ITAR.’’ See 22 CFR parts 120 elsewhere specified on the USML, that are through 130.) ‘‘specially designed’’ for a defense article on the USML or for a 600 series item. 7A116 Flight control systems (pneumatic, b. to w. [RESERVED] hydraulic, mechanical, electro-optical, or x. ‘‘Parts,’’ ‘‘components,’’ ‘‘accessories,’’ electro-mechanical flight control systems and ‘‘attachments,’’ including (including fly-by-wire and fly-by-light sys- accelerometers, gyros, angular rate sensors, tems) and attitude control equipment) de- gravity meters (gravimeters), and inertial signed or modified for ‘‘missiles’’. (These measurement units (IMUs), that are ‘‘spe- items are ‘‘subject to the ITAR’’. See 22 cially designed’’ for defense articles con- CFR parts 120 through 130.) trolled by USML Category XII or items controlled by 7A611, and that are NOT: 7A117 ‘‘Guidance sets’’ capable of achieving 1. Enumerated or controlled in the USML system accuracy of 3.33% or less of the or elsewhere within ECCN 7A611; range (e.g., a ‘‘CEP’’ of 10 km or less at a ‘‘range’’ of 300 km). (These items are 2. Described in ECCNs 6A007, 6A107, 7A001, ‘‘subject to the ITAR.’’ See 22 CFR parts 7A002, 7A003, 7A101, 7A102 or 7A103; or 120 through 130.) 3. Elsewhere specified in ECCN 7A611.y or 3A611.y. 7A611 Military fire control, laser, imaging, y. Specific ‘‘parts,’’ ‘‘components,’’ ‘‘ac- and guidance equipment, as follows (see cessories,’’ and ‘‘attachments’’ ‘‘specially de- List of Items Controlled). signed’’ for a commodity subject to control LICENSE REQUIREMENTS in this ECCN or a defense article in Category Reason for Control: NS, MT, RS, AT, UN XII and not elsewhere specified on the USML or in the CCL, as follows, and ‘‘parts,’’ Control(s) Country chart (see supp. no. ‘‘components,’’ ‘‘accessories,’’ and ‘‘attach- 1 to part 738) ments’’ ‘‘specially designed’’ therefor: NS applies to entire entry ex- NS Column 1. y.1 [RESERVED] cept 7A611.y. MT applies to commodities in MT Column 1. 7A994 Other navigation direction finding 7A611.a that meet or ex- equipment, airborne communication ceed the parameters in equipment, all aircraft inertial navigation 7A103.b or .c. systems not controlled under 7A003 or RS applies to entire entry ex- RS Column 1. 7A103, and other avionic equipment, in- cept 7A611.y. cluding ‘‘parts’’ and ‘‘components,’’ n.e.s. AT applies to entire entry ...... AT Column 1. UN applies to entire entry ex- See § 746.1(b) for UN con- LICENSE REQUIREMENTS cept 7A611.y. trols. Reason for Control: AT

Country chart (see supp. No. LIST BASED LICENSE EXCEPTIONS (SEE PART Control(s) 1 to part 738) 740 FOR A DESCRIPTION OF ALL LICENSE EX- CEPTIONS) AT applies to entire entry ...... AT Column 1. LVS: $1500 GBS: N/A License Requirement Notes: CIV: N/A Typically commercially available GPS do not SPECIAL CONDITIONS FOR STA employ decryption or adaptive antenna and are STA: Paragraph (c)(2) of License Exception classified as 7A994. STA (§ 740.20(c)(2) of the EAR) may not be LIST BASED LICENSE EXCEPTIONS (SEE PART used for any item in 7A611. 740 FOR A DESCRIPTION OF ALL LICENSE EX- LIST OF ITEMS CONTROLLED CEPTIONS) Related Controls: (1) Military fire control, LVS: N/A laser, imaging, and guidance equipment GBS: N/A that are enumerated in USML Category CIV: N/A XII, and technical data (including software) directly related thereto, are subject LIST OF ITEMS CONTROLLED to the ITAR. (2) See Related Controls in Related Controls: See 7A005 and 7A105. ECCNs 0A987, 2A984, 6A002, 6A003, 6A004, Related Definitions: N/A 6A005, 6A007, 6A008, 6A107, 7A001, 7A002, Items: The list of items controlled is con- 7A003, 7A005, 7A101, 7A102, and 7A103. (3) tained in the ECCN heading. See ECCN 3A611 and USML Category XI for B. ‘‘TEST’’, ‘‘INSPECTION’’ AND ‘‘PRODUCTION controls on countermeasure equipment. (4) EQUIPMENT’’ See ECCN 0A919 for foreign-made ‘‘military commodities’’ that incorporate more 7B001 Test, calibration or alignment equip- than a de minimis amount of U.S. origin ment, ‘‘specially designed’’ for equipment ‘‘600 series’’ controlled content. controlled by 7A (except 7A994). Related Definitions: N/A LICENSE REQUIREMENTS Items: Reason for Control: NS, MT, AT

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Country Chart (See Supp. Related Controls: See also 7B102 and 7B994 Control(s) No. 1 to part 738) Related Definitions: N/A Items: a. Scatterometers having a measure- NS applies to entire entry ...... NS Column 1 ment accuracy of 10 ppm or less (better); MT applies to entire entry ..... MT Column 1 AT applies to entire entry ...... AT Column 1 b. Profilometers having a measurement accuracy of 0.5 nm (5 angstrom) or less (better). LIST BASED LICENSE EXCEPTIONS (SEE PART 7B003 Equipment ‘‘specially designed’’ for 740 FOR A DESCRIPTION OF ALL LICENSE EX- the ‘‘production’’ of equipment controlled CEPTIONS) by 7A (except 7A994). LVS: N/A LICENSE REQUIREMENTS GBS: N/A Reason for Control: NS, MT, AT CIV: N/A LIST OF ITEMS CONTROLLED Country Chart (See Supp. Related Controls: (1) See also 7B101, 7B102 and Control(s) No. 1 to part 738) 7B994. (2) This entry does not control test, cali- NS applies to entire entry ...... NS Column 1 bration or alignment equipment for ‘Mainte- MT applies to entire entry ..... MT Column 1 nance level I’ or ‘Maintenance Level II’. AT applies to entire entry ...... AT Column 1 Related Definition: (1) ‘‘Maintenance Level I’’: The failure of an inertial navigation unit is LIST BASED LICENSE EXCEPTIONS (SEE PART detected on the ‘‘aircraft’’ by indications 740 FOR A DESCRIPTION OF ALL LICENSE EX- from the Control and Display Unit (CDU) CEPTIONS) or by the status message from the cor- LVS: N/A responding sub-system. By following the GBS: N/A manufacturer’s manual, the cause of the CIV: N/A failure may be localized at the level of the LIST OF ITEMS CONTROLLED malfunctioning Line Replaceable Unit Related Controls: (1) See also 7B103, (this (LRU). The operator then removes the entry is ‘‘subject to the ITAR’’ (see 22 CFR LRU and replaces it with a spare. parts 120 through 130)) and 7B994. (2) This (2) ‘‘Maintenance Level II’’: The defective entry includes: Inertial Measurement Unit LRU is sent to the maintenance workshop (IMU module) tester; IMU platform tester; (the manufacturer’s or that of the operator IMU stable element handling fixture; IMU responsible for level II maintenance). At the platform balance fixture; gyro tuning test maintenance workshop, the malfunctioning station; gyro dynamic balance station; LRU is tested by various appropriate means gyro run-in/motor test station; gyro evacu- to verify and localize the defective Shop Re- ation and fill station; centrifuge fixtures placeable Assembly (SRA) module respon- for gyro bearings; accelerometer axis align sible for the failure. This SRA is removed stations; accelerometer test station; and and replaced by an operative spare. The de- fiber optic gyro coil winding machines. fective SRA (or possibly the complete LRU) Related Definitions: N/A is then shipped to the manufacturer. ‘Main- Items: The list of items controlled is con- tenance Level II’ does not include the dis- tained in the ECCN heading. assembly or repair of controlled 7B101 ‘‘Production equipment’’, and other accelerometers or gyro sensors. test, calibration, and alignment equip- Items: The list of items controlled is con- ment, other than that described in 2B119 tained in the ECCN heading. to 2B122, 7B003, and 7B102, designed or 7B002 Equipment ‘‘specially designed’’ to modified to be used with equipment con- characterize mirrors for ring ‘‘laser’’ trolled by 7A001 to 7A004 or 7A101 to gyros, as follows (see List of Items Con- 7A104. LICENSE REQUIREMENTS trolled). Reason for Control: MT, AT LICENSE REQUIREMENTS Reason for Control: NS, MT, AT Country Chart (See Supp. Control(s) No. 1 to part 738) Control(s) Country Chart (See Supp. No. 1 to part 738) MT applies to entire entry ..... MT Column 1. AT applies to entire entry ...... AT Column 1. NS applies to entire entry ...... NS Column 1 MT applies to entire entry ..... MT Column 1 AT applies to entire entry ...... AT Column 1 LIST BASED LICENSE EXCEPTIONS (SEE PART 740 FOR A DESCRIPTION OF ALL LICENSE EX- LIST BASED LICENSE EXCEPTIONS (SEE PART CEPTIONS) 740 FOR A DESCRIPTION OF ALL LICENSE EX- LVS: N/A CEPTIONS) GBS: N/A LVS: N/A CIV: N/A GBS: N/A LIST OF ITEMS CONTROLLED CIV: N/A Related Controls: (1) See also 2B119 to 2B122, LIST OF ITEMS CONTROLLED 7B003, 7B102, and 7B994.

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(2) This entry includes: inertial measure- Country chart (see supp. no. ment unit (IMU module) tester; IMU plat- Control(s) 1 to part 738) form tester; IMU stable element handling fixture; IMU platform balance fixture; gyro UN applies to entire entry ..... See § 746.1(b) for UN controls. tuning test station; gyro dynamic balance stations; gyro run-in/motor test stations; LIST BASED LICENSE EXCEPTIONS (SEE PART gyro evacuation and filling stations; cen- 740 FOR A DESCRIPTION OF ALL LICENSE EX- trifuge fixtures for gyro bearings; acceler- CEPTIONS) ometer axis align stations; and acceler- LVS: $1500 ometer test stations. GBS: N/A Related Definitions: N/A CIV: N/A Items: The list of items controlled is con- SPECIAL CONDITIONS FOR STA tained in the ECCN heading. STA: Paragraph (c)(2) of License Exception STA (§ 740.20(c)(2) of the EAR) may not be 7B102 Equipment, other than those con- used for any item in 7B611. trolled by 7B002, designed or modified to LIST OF ITEMS CONTROLLED characterize mirrors, for laser gyro Related Controls: N/A equipment, as follows (see List of Items Related Definitions: N/A Controlled). Items: LICENSE REQUIREMENTS Reason for Control: MT, AT a. Test, inspection, and production end items and equipment ‘‘specially designed’’ Country Chart (See Supp. for the ‘‘development,’’ ‘‘production,’’ repair, Control(s) No. 1 to part 738) overhaul, or refurbishing of commodities controlled in ECCN 7A611 (except 7A611.y) or MT applies to entire entry ..... MT Column 1 commodities in USML Category XII that are AT applies to entire entry ...... AT Column 1 not enumerated in USML Category XII or controlled by another ‘‘600 series’’ ECCN. LIST BASED LICENSE EXCEPTIONS (SEE PART b. Environmental test facilities ‘‘specially 740 FOR A DESCRIPTION OF ALL LICENSE EX- designed’’ for the certification, qualification, CEPTIONS) or testing of commodities controlled in LVS: N/A ECCN 7A611 (except 7A611.y) or guidance GBS: N/A equipment in USML Category XII that are CIV: N/A not enumerated in USML Category XII or LIST OF ITEMS CONTROLLED controlled by another ‘‘600 series’’ ECCN. Related Controls: N/A c. Field test equipment ‘‘specially de- Related Definitions: N/A signed’’ to evaluate or calibrate the oper- Items: a. Scatterometers having a threshold ation of systems described in USML Cat- accuracy of 10 ppm or less (better). egory XII(a), (b), or (c). b. Reflectometers having a threshold accu- d. to w. [RESERVED] racy of 50 ppm or less (better). x. ‘‘Parts,’’ ‘‘components,’’ ‘‘accessories,’’ c. Prolifometers having a threshold accu- and ‘‘attachments’’ that are ‘‘specially de- racy of 0.5nm (5 angstrom) or less (better). signed’’ for a commodity listed in this entry and that are not enumerated on the USML or 7B103 ‘‘Specially designed’’ ‘‘production fa- controlled by another ‘‘600 series’’ ECCN. cilities’’ for equipment controlled by 7A117. (These items are ‘‘subject to the 7B994 Other equipment for the test, inspec- ITAR.’’ See 22 CFR parts 120 through tion, or ‘‘production’’ of navigation and 130.) avionics equipment. LICENSE REQUIREMENTS 7B611 Test, inspection, and production com- Reason for Control: AT modities ‘‘specially designed’’ for military fire control, laser, imaging, and guidance Control(s) Country Chart (See Supp. equipment, as follows (see List of Items No. 1 to part 738) Controlled). AT applies to entire entry ...... AT Column 1 LICENSE REQUIREMENTS Reason for Control: NS, MT, RS, AT, UN LIST BASED LICENSE EXCEPTIONS (SEE PART Country chart (see supp. no. 740 FOR A DESCRIPTION OF ALL LICENSE EX- Control(s) 1 to part 738) CEPTIONS) LVS: N/A NS applies to entire entry ...... NS Column 1. GBS: N/A MT applies to 7B611.a com- MT Column 1. CIV: N/A modities ‘‘specially de- LIST OF ITEMS CONTROLLED signed’’ for 7A611.a commodities controlled for MT Related Controls: N/A reasons. Related Definitions: N/A RS applies to entire entry ...... RS Column 1. Items: The list of items controlled is con- AT applies to entire entry ...... AT Column 1. tained in the ECCN heading

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C. ‘‘MATERIALS’’ [RESERVED] ports under License Exceptions, and Vali- dated End-User authorizations D. ‘‘SOFTWARE’’ LIST BASED LICENSE EXCEPTIONS (SEE PART 7D001 ‘‘Software’’ ‘‘specially designed’’ or 740 FOR A DESCRIPTION OF ALL LICENSE EX- modified for the ‘‘development’’ or ‘‘pro- CEPTIONS) duction’’ of equipment controlled by 7A CIV: N/A (except 7A994) or 7B (except 7B994). TSR: N/A LICENSE REQUIREMENTS LIST OF ITEMS CONTROLLED Reason for Control: NS, MT, RS, AT Related Controls: (1) See also 7D102 and 7D994. (2) This entry does not control ‘‘source Control(s) Country Chart (See Supp. code’’ for the ‘‘use’’ of gimballed ‘AHRS’. No. 1 to part 738) Related Definition: ‘AHRS’ generally differ NS applies to ‘‘software’’ for NS Column 1. from Inertial Navigation Systems (INS) in equipment controlled by that an ‘AHRS’ provides attitude and head- 7A001 to 7A004, 7A006, ing information and normally does not pro- 7A008, 7B001, 7B002 or vide the acceleration, velocity and position 7B003. information associated with an INS. MT applies to ‘‘software’’ for MT Column 1. Items: The list of items controlled is con- equipment controlled for MT reasons. MT does not tained in the ECCN heading apply to ‘‘software’’ for equipment controlled by 7D003 Other ‘‘software’’ as follows (see List 7A008. of Items Controlled). RS applies to ‘‘software’’ for RS Column 1 LICENSE REQUIREMENTS inertial navigation systems Reason for Control: NS, MT, AT and inertial equipment, and ‘‘components’’ therefor, for Country Chart (See Supp. ‘‘9A991.b aircraft’’. Control(s) No. 1 to part 738) AT applies to entire entry ...... AT Column 1. NS applies to entire entry ...... NS Column 1. LIST BASED LICENSE EXCEPTIONS (SEE PART MT applies to ‘‘software’’ for MT Column 1. 740 FOR A DESCRIPTION OF ALL LICENSE EX- equipment controlled for MT reasons. MT does not CEPTIONS) apply to ‘‘software’’ for CIV: N/A equipment controlled by TSR: N/A 7A008. LIST OF ITEMS CONTROLLED AT applies to entire entry ...... AT Column 1. Related Controls: (1) See also 7D101 and 7D994. (2) The ‘‘software’’ related to 7A003.b, REPORTING REQUIREMENTS See § 743.1 of the 7A005, 7A103.b, 7A105, 7A106, 7A115, 7A116, EAR for reporting requirements for ex- 7A117, or 7B103 is ‘‘subject to the ITAR’’ ports under License Exceptions, and Vali- (see 22 CFR parts 120 through 130). (3) dated End-User authorizations. ‘‘Software’’ for inertial navigation systems LIST BASED LICENSE EXCEPTIONS (SEE PART and inertial equipment and ‘‘parts’’ or 740 FOR A DESCRIPTION OF ALL LICENSE EX- ‘‘components’’ ‘‘specially designed’’ there- CEPTIONS) for that are directly related to defense ar- CIV: N/A ticles and not ‘‘specially designed’’ for use TSR: N/A on civil aircraft is ‘‘subject to the ITAR’’ SPECIAL CONDITIONS FOR STA (see 22 CFR parts 120 through 130). STA: License Exception STA may not be Related Definitions: N/A used to ship or transmit software in Items: The list of items controlled is con- 7D003.a or .b to any of the destinations list- tained in the ECCN heading ed in Country Group A:6 (See Supplement 7D002 ‘‘Source code’’ for the operation or No. 1 to part 740 of the EAR). maintenance of any inertial navigation LIST OF ITEMS CONTROLLED equipment, including inertial equipment Related Controls: See also 0D521 No. 2 not controlled by 7A003 or 7A004, or Atti- (‘‘source code’’ for the ‘‘development’’ of tude and Heading Reference Systems fly-by-wire control systems), 0E521 No. 6 (‘AHRS’). (for ‘‘technology’’ for the ‘‘development’’ LICENSE REQUIREMENTS of ‘‘software’’ controlled by 0D521 No. 2), Reason for Control: NS, MT, AT 7D103 and 7D994 Related Definitions: ‘Data-Based Referenced Control(s) Country Chart (See Supp. Navigation’ (‘DBRN’) systems are systems No. 1 to part 738) which use various sources of previously NS applies to entire entry ...... NS Column 1 measured geo-mapping data integrated to MT applies to entire entry ..... MT Column 1 provide accurate navigation information AT applies to entire entry ...... AT Column 1 under dynamic conditions. Data sources include bathymetric maps, stellar maps, REPORTING REQUIREMENTS See § 743.1 of the gravity maps, magnetic maps or 3–D dig- EAR for reporting requirements for ex- ital terrain maps.

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Items: a. ‘‘Software’’ ‘‘specially designed’’ or g. Three dimensional displays. modified to improve the operational per- Note: 7D004 does not apply to ‘‘source code’’ formance or reduce the navigational error of associated with common computer elements and systems to the levels controlled by 7A003, utilities (e.g., input signal acquisition, output 7A004 or 7A008; signal transmission, computer program and data b. ‘‘Source code’’ for hybrid integrated sys- loading, built-in test, task scheduling mecha- tems which improves the operational per- nisms) not providing a specific flight control formance or reduces the navigational error system function. of systems to the level controlled by 7A003 or 7A008 by continuously combining heading 7D005 ‘‘Software’’ ‘‘specially designed’’ to data with any of the following: decrypt Global Navigation Satellite Sys- b.1. Doppler radar or sonar velocity data; tems (GNSS) ranging signals designed for b.2. Global Navigation Satellite Systems government use. (GNSS) reference data; or LICENSE REQUIREMENTS b.3. Data from ‘Data-Based Referenced Reason for Control: NS, AT Navigation’ (‘DBRN’’) systems; c. [Reserved] Control(s) Country Chart (See Supp. d. [Reserved] No. 1 to part 738) N.B.: For flight control ‘‘source code,’’ see NS applies to entire entry ...... NS Column 1. 7D004. AT applies to entire entry ...... AT Column 1. e. Computer-Aided-Design (CAD) ‘‘software’’ ‘‘specially designed’’ for the ‘‘devel- LIST BASED LICENSE EXCEPTIONS (SEE PART opment’’ of ‘‘active flight control systems’’, 740 FOR A DESCRIPTION OF ALL LICENSE EX- helicopter multi-axis fly-by-wire or fly-by- CEPTIONS) light controllers or helicopter ‘‘circulation controlled anti-torque or circulation-con- CIV: N/A trolled direction control systems’’, whose TSR: N/A ‘‘technology’’ is controlled by 7E004.b, LIST OF ITEMS CONTROLLED 7E004.c.1 or 7E004.c.2. Related Controls: N/A Related Definitions: N/A 7D004 ‘‘Source code’’ incorporating ‘‘devel- Items: The list of items controlled is con- opment’’ ‘‘technology’’ specified by tained in the ECCN heading. 7E004.a.1 to a.6 or 7E004.b, for any of the following: (see List of Items Controlled). 7D101 ‘‘Software’’ ‘‘specially designed’’ or LICENSE REQUIREMENTS modified for the ‘‘use’’ of equipment con- Reason for Control: NS, AT trolled for missile technology (MT) reasons by 7A001 to 7A006, 7A101 to 7A107, Country Chart (See Supp. 7A115, 7A116, 7A117, 7B001, 7B002, 7B003, Control(s) No. 1 to part 738) 7B101, 7B102, or 7B103. NS applies to entire entry ...... NS Column 1 LICENSE REQUIREMENTS AT applies to entire entry ...... AT Column 1 Reason for Control: MT, AT

IST ASED ICENSE XCEPTIONS EE ART L B L E (S P Control(s) Country Chart (See Supp. 740 FOR A DESCRIPTION OF ALL LICENSE EX- No. 1 to part 738) CEPTIONS) MT applies to entire entry ..... MT Column 1 CIV: N/A AT applies to entire entry ...... AT Column 1 TSR: N/A SPECIAL CONDITIONS FOR STA LIST BASED LICENSE EXCEPTIONS (SEE PART STA: License Exception STA may not be 740 FOR A DESCRIPTION OF ALL LICENSE EX- used to ship or transmit ‘‘software’’ in CEPTIONS) 7D004.a to .d and .g to any of the destinations listed in Country Group A:6 (See Supplement CIV: N/A No. 1 to part 740 of the EAR). TSR: N/A LIST OF ITEMS CONTROLLED LIST OF ITEMS CONTROLLED Related Controls: See also 7D103 and 7D994 Related Controls: (1) The ‘‘software’’ related Related Definitions: N/A to 7A003.b, 7A005, 7A103.b, 7A105, 7A106, Items: a. Digital flight management systems 7A115, 7A116, 7A117, or 7B103 is ‘‘subject to for ‘‘total control of flight’’; the ITAR’’ (see 22 CFR parts 120 through b. Integrated propulsion and flight control 130). (2) ‘‘Software’’ for inertial navigation systems; systems and inertial equipment and c. ‘‘Fly-by-wire systems’’ or ‘‘fly-by-light ‘‘parts’’ and ‘‘components’’ ‘‘specially de- systems‘‘; signed’’ therefor that are directly related d. Fault-tolerant or self-reconfiguring to a defense article is ‘‘subject to the ‘‘active flight control systems’’; ITAR’’ (see 22 CFR parts 120 through 130). e. [Reserved]; Related Definitions: N/A f. Air data systems based on surface static Items: The list of items controlled is con- data; or tained in the ECCN heading

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7D102 Integration ‘‘software’’, as follows Items: (See List of Items Controlled). a. ‘‘Software’’ ‘‘specially designed’’ for the LICENSE REQUIREMENTS ‘‘development,’’ ‘‘production,’’ operation, or Reason for Control: MT, AT maintenance of commodities controlled by ECCNs 7A611 (except 7A611.y) or 7B611. Country Chart (See Supp. Control(s) No. 1 to part 738) b. to x. [RESERVED] y. Specific ‘‘software’’ ‘‘specially designed’’ MT applies to entire entry ..... MT Column 1 for the ‘‘development,’’ ‘‘production,’’ oper- AT applies to entire entry ...... AT Column 1 ation, or maintenance of commodities described in 7A611.y. LIST BASED LICENSE EXCEPTIONS (SEE PART 740 FOR A DESCRIPTION OF ALL LICENSE EX- 7D994 ‘‘Software’’, n.e.s., for the ‘‘develop- CEPTIONS) ment’’, ‘‘production’’, or ‘‘use’’ of naviga- CIV: N/A tion, airborne communication and other TSR: N/A avionics. LIST OF ITEMS CONTROLLED LICENSE REQUIREMENTS Related Controls: The ‘‘software’’ related to Reason for Control: AT 7A003.b or 7A103.b is ‘‘subject to the ITAR’’ (see 22 CFR parts 120 through 130). Country Chart (See Supp. Related Definitions: N/A Control(s) No. 1 to part 738) Items: a. Integration ‘‘software’’ for the equipment controlled by 7A103.b. AT applies to entire entry ...... AT Column 1 b. Integration ‘‘software’’ ‘‘specially designed’’ for the equipment controlled by LIST BASED LICENSE EXCEPTIONS (SEE PART 7A003 or 7A103.a. 740 FOR A DESCRIPTION OF ALL LICENSE EX- CEPTIONS) 7D103 ‘‘Software’’ ‘‘specially designed’’ for CIV: N/A modelling or simulation of the ‘‘guidance TSR: N/A sets’’ controlled by 7A117 or for their de- LIST OF ITEMS CONTROLLED sign integration with ‘‘missiles’’. (This Related Controls: N/A entry is ‘‘subject to the ITAR.’’ See 22 Related Definitions: N/A CFR parts 120 through 130.) Items: The list of items controlled is con- 7D611 ‘‘Software’’ ‘‘specially designed’’ for tained in the ECCN heading. commodities controlled by 7A611 or equipment controlled by 7B611, as fol- E. ‘‘TECHNOLOGY’’ lows (see List of Items Controlled). 7E001 ‘‘Technology’’ According to the Gen- LICENSE REQUIREMENTS eral Technology Note for the ‘‘Develop- Reason for Control: NS, MT, RS, AT, UN ment’’ of Equipment or ‘‘Software’’, Speci- Country chart (see supp. no. fied by 7A. (except 7A994), 7B. (except Control(s) 1 to part 738) 7B994), 7D001, 7D002, 7D003 or 7D005. LICENSE REQUIREMENTS NS applies to entire entry ex- NS Column 1. Reason for Control: NS, MT, RS, AT cept 7D611.y. MT applies to 7D611.a ‘‘soft- MT Column 1. Country Chart (See Supp. ware’’ ‘‘specially designed’’ Control(s) No. 1 to part 738) for 7A611.a commodities controlled for MT reasons. NS applies to ‘‘technology’’ NS Column 1. RS applies to entire entry ex- RS Column 1. for items controlled by cept 7D611.y. 7A001 to 7A004, 7A006, AT applies to entire entry ...... AT Column 1. 7A008, 7B001 to 7B003, UN applies to entire entry ex- See § 746.1(b) for UN con- 7D001 to 7D005. cept 7D611.y. trols. MT applies to technology for MT Column 1. equipment controlled for LIST BASED LICENSE EXCEPTIONS (SEE PART MT reasons. MT does not 740 FOR A DESCRIPTION OF ALL LICENSE EX- apply to ‘‘technology’’ for CEPTIONS) equipment controlled by CIV: N/A 7A008. MT does apply to TSR: N/A ‘‘technology’’ for equipment specified in 7A001, 7A002 SPECIAL CONDITIONS FOR STA or 7A003.d that meets or STA: Paragraph (c)(2) of License Exception exceeds parameters of STA (§ 740.20(c)(2) of the EAR) may not be 7A101, 7A102 or 7A103. used for any software in 7D611. RS applies to ‘‘technology’’ RS Column 1. LIST OF ITEMS CONTROLLED for inertial navigation sys- Related Controls: ‘‘Software’’ directly related tems or inertial equipment, to articles enumerated in USML Category and ‘‘components’’ therefor, XII is subject of USML paragraph XII(f). for 9A991.b aircraft. AT applies to entire entry ...... AT Column 1. Related Definitions: N/A

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REPORTING REQUIREMENTS See § 743.1 of the REPORTING REQUIREMENTS See § 743.1 of the EAR for reporting requirements for ex- EAR for reporting requirements for exports under License Exceptions, and Vali- ports under License Exceptions, and Vali- dated End-User authorizations. dated End-User authorizations. LIST BASED LICENSE EXCEPTIONS (SEE PART LIST BASED LICENSE EXCEPTIONS (SEE PART 740 FOR A DESCRIPTION OF ALL LICENSE EX- 740 FOR A DESCRIPTION OF ALL LICENSE EX- CEPTIONS) CEPTIONS) CIV: N/A CIV: N/A TSR: N/A TSR: N/A SPECIAL CONDITIONS FOR STA SPECIAL CONDITIONS FOR STA STA: License Exception STA may not be STA: License Exception STA may not be used to ship or transmit any technology in used to ship or transmit any technology in this entry to any of the destinations listed this entry to any of the destinations listed in Country Group A:6 (See Supplement No. in Country Group A:6 (See Supplement No. 1 to part 740 of the EAR). 1 to part 740 of the EAR). LIST OF ITEMS CONTROLLED LIST OF ITEMS CONTROLLED Related Controls: (1) See also 7E102 and 7E994. Related Controls: See also 0D521 No. 2 (2) The ‘‘technology’’ related to 7A003.b, (‘‘source code’’ for the ‘‘development’’ of 7A005, 7A103.b, 7A105, 7A106, 7A115, 7A116, fly-by-wire control systems), 0E521 No. 6 7A117, or 7B103 is ‘‘subject to the ITAR’’ (for ‘‘technology’’ for the ‘‘development’’ (see 22 CFR parts 120 through 130). of ‘‘software’’ controlled by 0D521 No. 2), Related Definitions: N/A 7E101 and 7E994. (2) The ‘‘technology’’ re- Items: The list of items controlled is con- lated to 7A003.b, 7A005, 7A103.b, 7A105, tained in the ECCN heading 7A106, 7A115, 7A116, 7A117, 7B103, software in 7D101 specified in the Related Controls 7E003 ‘‘Technology’’ according to the Gen- paragraph of ECCN 7D101, 7D102.a, or 7D103 eral Technology Note for the repair, re- is ‘‘subject to the ITAR’’ (see 22 CFR parts furbishing or overhaul of equipment con- 120 through 130). trolled by 7A001 to 7A004. Related Definitions: Refer to the Related Defi- LICENSE REQUIREMENTS nitions for 7B001 for ‘Maintenance Level I’ Reason for Control: NS, MT, AT or ‘Maintenance Level II’. Country Chart (See Supp. Items: The list of items controlled is con- Control(s) No. 1 to part 738) tained in the ECCN heading Note: 7E001 includes key management ‘‘tech- NS applies to entire entry ...... NS Column 1 MT applies to entire entry ..... MT Column 1 nology’’ exclusively for equipment specified in AT applies to entire entry ...... AT Column 1 7A005.a. LIST BASED LICENSE EXCEPTIONS (SEE PART 7E002 ‘‘Technology’’ according to the Gen- 740 FOR A DESCRIPTION OF ALL LICENSE EX- eral Technology Note for the ‘‘produc- CEPTIONS) tion’’ of equipment controlled by 7A (ex- CIV: N/A cept 7A994) or 7B (except 7B994). TSR: N/A LICENSE REQUIREMENTS LIST OF ITEMS CONTROLLED Reason for Control: NS, MT, RS, AT Related Controls: See also 7E994. This entry does not control maintenance ‘‘tech- Country Chart (See Supp. nology’’ directly associated with calibra- Control(s) No. 1 to part 738) tion, removal or replacement of damaged NS applies to ‘‘technology’’ NS Column 1. or unserviceable LRUs and SRAs of a for equipment controlled by ‘‘civil aircraft’’ as described in ‘‘Mainte- 7A001 to 7A004, 7A006, nance Level I or Maintenance Level II’’. 7A008 or 7B001 to 7B003. Related Definition: Refer to the Related Defi- MT applies to technology for MT Column 1. nitions for 7B001 for ‘Maintenance Level I’ equipment controlled for or ‘Maintenance Level II’. MT reasons. MT does not Items: The list of items controlled is con- apply to ‘‘technology’’ for equipment controlled by tained in the ECCN heading 7A008. MT does apply to ‘‘technology’’ for equipment 7E004 Other ‘‘technology’’ as follows (see specified in 7A001, 7A002 List of Items Controlled). or 7A003.d that meets or LICENSE REQUIREMENTS exceeds parameters of Reason for Control: NS, MT, AT 7A101, 7A102 or 7A103. RS applies to ‘‘technology’’ RS Column 1 Control(s) Country Chart (See Supp. for inertial navigation sys- No. 1 to part 738) tems or inertial equipment, and ‘‘components’’ therefor, NS applies to entire entry ...... NS Column 1. for 9A991.b aircraft. MT applies to ‘‘technology’’ MT Column 1. AT applies to entire entry ...... AT Column 1. for equipment or systems controlled for MT reasons.

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Country Chart (See Supp. cluding ‘‘fly-by-wire systems’’ or ‘‘fly-by- Control(s) No. 1 to part 738) light systems’’): b.1. Photonic-based ‘‘technology’’ for sens- AT applies to entire entry ...... AT Column 1. ing ‘‘aircraft’’ or flight control component state, transferring flight control data, or LIST BASED LICENSE EXCEPTIONS (SEE PART commanding actuator movement, ‘‘required’’ 740 FOR A DESCRIPTION OF ALL LICENSE EX- for ‘‘fly-by-light systems’’ ‘‘active flight con- CEPTIONS) trol systems’’; CIV: N/A b.2. [Reserved] TSR: N/A b.3. Real-time algorithms to analyze com- SPECIAL CONDITIONS FOR STA ponent sensor information to predict and STA: (1) Paragraph (c)(1) of License Excep- preemptively mitigate impending degradation STA (§ 740.20(c)(1) of the EAR) may not tion and failures of components within an be used for 7E004, except for 7E004.a.7. (2) ‘‘active flight control system’’; Paragraph (c)(2) of License Exception STA Note: 7E004.b.3 does not include algorithms for (§ 740.20(c)(2) of the EAR) may not be used purpose of off-line maintenance. for 7E004, except for 7E004.a.7. b.4. Real-time algorithms to identify com- LIST OF ITEMS CONTROLLED ponent failures and reconfigure force and Related Controls: (1) See also 7E001, 7E002, moment controls to mitigate ‘‘active flight 7E101, and 7E994. (2) In addition to the Re- control system’’ degradations and failures; lated Controls in 7E001, 7E002, and 7E101 Note: 7E004.b.4 does not include algorithms for that include MT controls, also see the MT the elimination of fault effects through compari- controls in 7E104 for design ‘‘technology’’ son of redundant data sources, or off-line pre- for the integration of the flight control, planned responses to anticipated failures. guidance, and propulsion data into a flight b.5. Integration of digital flight control, management system, designed or modified navigation and propulsion control data, into for rockets or missiles capable of achieving a digital flight management system for a ‘‘range’’ equal to or greater than 300 km, ‘‘total control of flight’’; for optimization of rocket system trajec- Note: 7E004.b.5 does not apply to: tory; and also see 9E101 for design ‘‘tech- 1. ‘‘Development’’ ‘‘technology’’ for integra- nology’’ for integration of air vehicle fuse- tion of digital flight control, navigation and lage, propulsion system and lifting control propulsion control data, into a digital flight surfaces, designed or modified for un- management system for ‘‘flight path optimiza- manned aerial vehicles capable of achiev- tion’’; ing a ‘‘range’’ equal to or greater than 300 2. ‘‘Development’’ ‘‘technology’’ for ‘‘aircraft’’ km, to optimize aerodynamic performance flight instrument systems integrated solely for throughout the flight regime of an un- VOR, DME, ILS or MLS navigation or ap- manned aerial vehicle. proaches. Related Definitions: ‘‘Primary flight control’’ b.6. [Reserved] means an ‘‘aircraft’’ stability or maneu- b.7. ‘‘Technology’’ ‘‘required’’ for deriving vering control using force/moment genera- the functional requirements for ‘‘fly-by-wire tors, i.e., aerodynamic control surfaces or systems’’ having all of the following: propulsive thrust vectoring. b.7.a. ’Inner-loop’ airframe stability con- Items: a. ‘‘Technology’’ for the ‘‘develop- trols requiring loop closure rates of 40 Hz or ment’’ or ‘‘production’’ of any of the fol- greater; and lowing: Technical Note: ’Inner-loop’ refers to func- a.1. [Reserved] tions of ‘‘active flight control systems’’ that a.2. Air data systems based on surface stat- automate airframe stability controls. ic data only, i.e., which dispense with con- b.7.b. Having any of the following: ventional air data probes; b.7.b.1. Corrects an aerodynamically unsta- a.3. Three dimensional displays for ‘‘air- ble airframe, measured at any point in the craft’’; design flight envelope, that would lose recov- a.4. [Reserved] erable control if not corrected within 0.5 sec- a.5. Electric actuators (i.e., onds; electromechanical, electrohydrostatic and b.7.b.2. Couples controls in two or more integrated actuator package) ‘‘specially de- axes while compensating for ’abnormal signed’’ for ‘‘primary flight control’’; changes in aircraft state’; a.6. ‘‘Flight control optical sensor array’’ Technical Note: ’Abnormal changes in aircraft ‘‘specially designed’’ for implementing ‘‘ac- state’ include in-flight structural damage, loss tive flight control systems’’; or of engine thrust, disabled control surface, or de- a.7. ‘‘DBRN’’ systems designed to navigate stabilizing shifts in cargo load. underwater, using sonar or gravity data- b.7.b.3. Performs the functions specified in bases, that provide a positioning ‘‘accuracy’’ 7E004.b.5; or equal to or less (better) than 0.4 nautical NOTE: 7E004.b.7.b.3 does not apply to miles; autopilots. b. ‘‘Development’’ ‘‘technology’’, as fol- b.7.b.4. Enables ‘‘aircraft’’ to have stable lows, for ‘‘active flight control systems’’ (in- controlled flight, other than during take-off

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or landing, at greater than 18 degrees angle the Related Controls paragraph of ECCN of attack, 15 degrees side slip, 15 degrees/sec- 7D101, 7D102.a, or 7D103 is ‘‘subject to the ond pitch or yaw rate, or 90 degrees/second ITAR’’ (see 22 CFR parts 120 through 130). roll rate; Related Definitions: N/A b.8. ‘‘Technology’’ ‘‘required’’ for deriving Items: The list of items controlled is con- the functional requirements of ‘‘fly-by-wire tained in the ECCN heading systems’’ to achieve all of the following: b.8.a. No loss of control of the ‘‘aircraft’’ in 7E102 ‘‘Technology’’ for protection of avi- the event of a consecutive sequence of any onics and electrical subsystems against two individual faults within the ‘‘fly-by-wire electromagnetic pulse (EMP) and electro- system’’; and magnetic interference (EMI) hazards, b.8.b. Probability of loss of control of the from external sources, as follows (see List ‘‘aircraft’’ being less (better) than 1 × 10¥9 of Items Controlled). failures per flight hour; LICENSE REQUIREMENTS Note: 7E004.b does not apply to ‘‘technology’’ Reason for Control: MT, AT associated with common computer elements and utilities (e.g., input signal acquisition, output Control(s) Country Chart (See Supp. signal transmission, computer program and data No. 1 to part 738) loading, built-in test, task scheduling mecha- MT applies to entire entry ..... MT Column 1 nisms) not providing a specific flight control AT applies to entire entry ...... AT Column 1 system function. c. ‘‘Technology’’ for the ‘‘development’’ of LIST BASED LICENSE EXCEPTIONS (SEE PART helicopter systems, as follows: 740 FOR A DESCRIPTION OF ALL LICENSE EX- c.1. Multi-axis fly-by-wire or fly-by-light CEPTIONS) controllers, which combine the functions of CIV: N/A at least two of the following into one con- TSR: N/A trolling element: LIST OF ITEMS CONTROLLED c.1.a. Collective controls; Related Controls: N/A c.1.b. Cyclic controls; Related Definitions: N/A c.1.c. Yaw controls; Items: a. Design ‘‘technology’’ for shielding c.2. ‘‘Circulation-controlled anti-torque or systems; circulation-controlled direction control sys- b. Design ‘‘technology’’ for the configura- tems’’; tion of hardened electrical circuits and sub- c.3. Rotor blades incorporating ‘‘variable systems; geometry airfoils’’, for use in systems using c. Design ‘‘technology’’ for the determina- individual blade control. tion of hardening criteria of .a and .b of this 7E101 ‘‘Technology,’’ according to the Gen- entry. eral Technology Note for the ‘‘use’’ of equipment controlled by 7A001 to 7A006, 7E104 Design ‘‘Technology’’ for the integra- 7A101 to 7A107, 7A115 to 7A117, 7B001, tion of the flight control, guidance, and 7B002, 7B003, 7B101, 7B102, 7B103, or propulsion data into a flight management 7D101 to 7D103 for MT reasons. system, designed or modified for rockets LICENSE REQUIREMENTS or missiles capable of achieving a ‘‘range’’ Reason for Control: MT, RS, AT equal to or greater than 300 km, for optimization of rocket system trajectory. (This entry is ‘‘subject to the ITAR.’’ See Control(s) Country Chart (See Supp. No. 1 to part 738) 22 CFR parts 120 through 130.)

MT applies to entire entry ..... MT Column 1 7E611 ‘‘Technology’’ ‘‘required’’ for the ‘‘de- RS applies to ‘‘technology’’ RS Column 1 velopment,’’ ‘‘production,’’ operation, in- required for the use of inertial navigation systems, or stallation, maintenance, repair, overhaul inertial equipment, or ‘‘spe- or refurbishing of commodities controlled cially designed’’ ‘‘parts’’ by 7A611, commodities controlled by and ‘‘components’’ therefor, 7B611, or software controlled by 7D611, ‘‘specially designed’’ for as follows (see List of Items Controlled). 9A991.b aircraft. LICENSE REQUIREMENTS AT applies to entire entry ...... AT Column 1 Reason for Control: NS, MT, RS, AT, UN

LIST BASED LICENSE EXCEPTIONS (SEE PART Control(s) Country chart (see supp. no. 740 FOR A DESCRIPTION OF ALL LICENSE EX- 1 to part 738) CEPTIONS) CIV: N/A NS applies to entire entry ex- NS Column 1. TSR: N/A cept 7E611.y. MT applies to ‘‘technology’’ in MT Column 1. LIST OF ITEMS CONTROLLED 7E611.a if ‘‘required’’ for Related Controls: The ‘‘technology’’ related to items controlled for MT rea- 7A003.b, 7A005, 7A103.b, 7A105, 7A106, 7A115, sons in 7A611.a, 7B611.a, 7A116, 7A117, 7B103, software specified in or 7D611.a.

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Country chart (see supp. no. CATEGORY 8—MARINE Control(s) 1 to part 738) A. ‘‘END ITEMS’’, ‘‘EQUIPMENT’’, ‘‘ACCES- RS applies to entire entry ex- RS Column 1. SORIES’’, ‘‘ATTACHMENTS’’, ‘‘PARTS’’, ‘‘COM- cept 7E611.y. PONENTS’’ AND ‘‘SYSTEMS’’ AT applies to entire entry ...... AT Column 1. UN applies to entire entry ex- See § 746.1(b) for UN con- 8A001 Submersible vehicles and surface ves- cept 7E611.y. trols. sels, as follows (see List of Items Con- trolled). LIST BASED LICENSE EXCEPTIONS (SEE PART LICENSE REQUIREMENTS 740 FOR A DESCRIPTION OF ALL LICENSE EX- Reason for Control: NS, AT CEPTIONS) CIV: N/A Control(s) Country Chart (See Supp. TSR: N/A No. 1 to part 738) SPECIAL CONDITIONS FOR STA NS applies to entire entry ...... NS Column 2 STA: Paragraph (c)(2) of License Exception AT applies to entire entry ...... AT Column 1 STA (§ 740.20(c)(2) of the EAR) may not be used for any technology in 7E611. REPORTING REQUIREMENTS See § 743.1 of the LIST OF ITEMS CONTROLLED EAR for reporting requirements for ex- Related Controls: Technical data directly re- ports under License Exceptions, and Vali- lated to articles enumerated in USML Cat- dated End-User authorizations egory XII are subject to the control of LIST BASED LICENSE EXCEPTIONS (SEE PART USML Category XII(f). 740 FOR A DESCRIPTION OF ALL LICENSE EX- Related Definitions: N/A CEPTIONS) LVS: $5000; N/A for 8A001.b and .d Items: GBS: N/A a. ‘‘Technology’’ ‘‘required’’ for the ‘‘de- CIV: N/A velopment,’’ ‘‘production,’’ operation, instal- SPECIAL CONDITIONS FOR STA lation, maintenance, repair, overhaul, or re- STA: License Exception STA may not be furbishing of commodities or ‘‘software’’ used to ship any commodity in 8A001.b, controlled by ECCN 7A611 (except 7A611.y), 8A001.c or 8A001.d to any of the destina- 7B611, or 7D611 (except 7D611.y). tions listed in Country Group A:6 (See Sup- b. through .x [RESERVED] plement No. 1 to part 740 of the EAR). y. Specific ‘‘technology’’ ‘‘required’’ for LIST OF ITEMS CONTROLLED the ‘‘production,’’ ‘‘development,’’ operation, Related Controls: For the control status of installation, maintenance, repair, or over- equipment for submersible vehicles, see: haul of commodities or software controlled Category 6 for sensors; Categories 7 and 8 by ECCNs 7A611.y or 7D611.y. for navigation equipment; Category 8A for underwater equipment. 7E994 ‘‘Technology’’, n.e.s., for the ‘‘develop- Related Definitions: N/A ment’’, ‘‘production’’, or ‘‘use’’ of naviga- Items: a. Manned, tethered submersible vehi- tion, airborne communication, and other cles designed to operate at depths exceeding avionics equipment. 1,000 m; LICENSE REQUIREMENTS b. Manned, untethered submersible vehi- Reason for Control: AT cles having any of the following: b.1. Designed to ‘operate autonomously’ Control(s) Country Chart (See Supp. and having a lifting capacity of all the fol- No. 1 to part 738) lowing: b.1.a. 10% or more of their weight in air; AT applies to entire entry ...... AT Column 1 and b.1.b. 15 kN or more; LIST BASED LICENSE EXCEPTIONS (SEE PART b.2. Designed to operate at depths exceed- 740 FOR A DESCRIPTION OF ALL LICENSE EX- ing 1,000 m; or CEPTIONS) b.3. Having all of the following: CIV: N/A b.3.a. Designed to continuously ‘operate TSR: N/A autonomously’ for 10 hours or more; and LIST OF ITEMS CONTROLLED b.3.b. ‘Range’ of 25 nautical miles or more; Related Controls: N/A Technical Notes: 1. For the purposes of Related Definitions: N/A 8A001.b, ‘operate autonomously’ means fully Items: The list of items controlled is con- submerged, without snorkel, all systems working tained in the ECCN heading and cruising at minimum speed at which the submersible can safely control its depth dynami- EAR99 Items subject to the EAR that are cally by using its depth planes only, with no not elsewhere specified in this CCL Cat- need for a support vessel or support base on the egory or in any other category in the CCL surface, sea-bed or shore, and containing a pro- are designated by the number EAR99. pulsion system for submerged or surface use.

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2. For the purposes of 8A001.b, ‘range’ means Related Controls: (1) See also 8A992 and for half the maximum distance a submersible vehicle underwater communications systems, see can ‘operate autonomously’. Category 5, Part I—Telecommunications. c. Unmanned, tethered submersible vehi- (2) See also 8A992 for self-contained under- cles designed to operate at depths exceeding water breathing apparatus that is not con- 1,000 m and having any of the following: trolled by 8A002 or released for control by c.1. Designed for self-propelled maneuver the 8A002.q Note. (3) For electronic imag- using propulsion motors or thrusters con- ing systems ‘‘specially designed’’ or modi- trolled by 8A002.a.2; or fied for underwater use incorporating c.2. Fiber optic data link; image intensifier tubes specified by d. Unmanned, untethered submersible vehi- 6A002.a.2.a or 6A002.a.2.b, see 6A003.b.3. (4) cles having any of the following: For electronic imaging systems ‘‘specially d.1. Designed for deciding a course relative designed’’ or modified for underwater use to any geographical reference without real- incorporating ‘‘focal plane arrays’’ speci- time human assistance; fied by 6A002.a.3.g, see 6A003.b.4.c. (5) Sec- d.2. Acoustic data or command link; or tion 744.9 imposes a license requirement on d.3. Optical data or command link exceed- commodities described in 8A002.d if being ing 1,000 m; exported, reexported, or transferred (in- e. Ocean salvage systems with a lifting ca- country) for use by a military end-user or pacity exceeding 5 MN for salvaging objects for incorporation into an item controlled from depths exceeding 250 m and having any by ECCN 0A919. of the following: Related Definitions: N/A e.1. Dynamic positioning systems capable Items: a. Systems, equipment, ‘‘parts’’ and of position keeping within 20 m of a given ‘‘components,’’ ‘‘specially designed’’ or point provided by the navigation system; or modified for submersible vehicles and de- e.2. Seafloor navigation and navigation in- signed to operate at depths exceeding 1,000 tegration systems, for depths exceeding 1,000 m, as follows: m and with positioning ‘‘accuracies’’ to a.1. Pressure housings or pressure hulls within 10 m of a predetermined point. with a maximum inside chamber diameter exceeding 1.5 m; 8A002 Marine systems, equipment, ‘‘parts’’ a.2. Direct current propulsion motors or and ‘‘components,’’ as follows (see List of thrusters; Items Controlled). a.3. Umbilical cables, and connectors LICENSE REQUIREMENTS therefor, using optical fiber and having syn- Reason for Control: NS, AT thetic strength members; a.4. ‘‘Parts’’ and ‘‘components’’ manufac- Country Chart (See Supp. tured from material specified by ECCN 8C001; Control(s) No. 1 to part 738) Technical Note: The objective of 8A002.a.4 NS applies to entire entry ...... NS Column 2 should not be defeated by the export of ‘syn- AT applies to entire entry ...... AT Column 1 tactic foam’ controlled by 8C001 when an intermediate stage of manufacture has been per- REPORTING REQUIREMENTS See § 743.1 of the formed and it is not yet in its final component EAR for reporting requirements for ex- form. ports under License Exceptions, and Vali- b. Systems ‘‘specially designed’’ or modi- dated End-User authorizations fied for the automated control of the motion LIST BASED LICENSE EXCEPTIONS (SEE PART of submersible vehicles controlled by 8A001, 740 FOR A DESCRIPTION OF ALL LICENSE EX- using navigation data, having closed loop CEPTIONS) servo-controls and having any of the fol- LVS:$5000; N/A for 8A002.o.3.b lowing: GBS: Yes for manipulators for civil end uses b.1. Enabling a vehicle to move within 10 m (e.g., underwater oil, gas or mining oper- of a predetermined point in the water col- ations) controlled by 8A002.i.2 and having 5 umn; degrees of freedom of movement; and b.2. Maintaining the position of the vehicle 8A002.r. within 10 m of a predetermined point in the CIV: Yes for manipulators for civil end uses water column; or (e.g., underwater oil, gas or mining oper- b.3. Maintaining the position of the vehicle ations) controlled by 8A002.i.2 and having 5 within 10 m while following a cable on or degrees of freedom of movement; and under the seabed; 8A002.r. c. Fiber optic pressure hull penetrators; SPECIAL CONDITIONS FOR STA d. Underwater vision systems ‘‘specially STA: License Exception STA may not be designed’’ or modified for remote operation used to ship any commodity in 8A002.b, h, with an underwater vehicle, employing tech- j, o.3, or p to any of the destinations listed niques to minimize the effects of back scat- in Country Group A:6 (See Supplement No. ter and including range-gated illuminators 1 to part 740 of the EAR). or ‘‘laser’’ systems; LIST OF ITEMS CONTROLLED e. to f. [Reserved]

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g. Light systems ‘‘specially designed’’ or j.2.a. Chemical scrubber or absorber sys- modified for underwater use, as follows: tems, ‘‘specially designed’’ to remove carbon g.1. Stroboscopic light systems capable of a dioxide, carbon monoxide and particulates light output energy of more than 300 J per from recirculated engine exhaust; flash and a flash rate of more than 5 flashes j.2.b. Systems ‘‘specially designed’’ to use a per second; monoatomic gas; g.2. Argon arc light systems ‘‘specially de- j.2.c. Devices or enclosures, ‘‘specially designed’’ for use below 1,000 m; signed’’ for underwater noise reduction in h. ‘‘Robots’’ ‘‘specially designed’’ for un- frequencies below 10 kHz, or special mount- derwater use, controlled by using a dedicated ing devices for shock mitigation; and computer and having any of the following: j.2.d. ‘‘Specially designed’’ exhaust systems h.1. Systems that control the ‘‘robot’’ that do not exhaust continuously the prod- using information from sensors which meas- ucts of combustion; ure force or torque applied to an external ob- j.3. Fuel cell air independent power sys- ject, distance to an external object, or tac- tems with an output exceeding 2 kW and tile sense between the ‘‘robot’’ and an exter- having any of the following: nal object; or j.3.a. Devices or enclosures, ‘‘specially de- h.2. The ability to exert a force of 250 N or signed’’ for underwater noise reduction in more or a torque of 250 Nm or more and frequencies below 10 kHz, or special mount- using titanium based alloys or ‘‘composite’’ ing devices for shock mitigation; or ‘‘fibrous or filamentary materials’’ in their j.3.b. Systems having all of the following: structural members; j.3.b.1. ‘‘Specially designed’’ to pressurize i. Remotely controlled articulated manipu- the products of reaction or for fuel reforma- lators ‘‘specially designed’’ or modified for tion; use with submersible vehicles and having j.3.b.2. ‘‘Specially designed’’ to store the any of the following: products of the reaction; and i.1. Systems which control the manipulator j.3.b.3. ‘‘Specially designed’’ to discharge using information from sensors which meas- the products of the reaction against a pres- ure any of the following: sure of 100 kPa or more; i.1.a. Torque or force applied to an external j.4. Stirling cycle engine air independent object; or power systems having all of the following: i.1.b. Tactile sense between the manipu- j.4.a. Devices or enclosures, ‘‘specially de- lator and an external object; or i.2. Controlled by proportional master- signed’’ for underwater noise reduction in slave techniques and having 5 degrees of ’free- frequencies below 10 kHz, or special mount- dom of movement’ or more; ing devices for shock mitigation; and Technical Note: Only functions having pro- j.4.b. ‘‘Specially designed’’ exhaust systems portionally related motion control using posi- which discharge the products of combustion tional feedback are counted when determining against a pressure of 100 kPa or more; the number of degrees of ’freedom of movement’. k. through n. [Reserved] j. Air independent power systems ‘‘spe- o. Propellers, power transmission systems, cially designed’’ for underwater use, as fol- power generation systems and noise reduc- lows: tion systems, as follows: j.1. Brayton or Rankine cycle engine air o.1. [Reserved] independent power systems having any of o.2. Water-screw propeller, power genera- the following: tion systems or transmission systems, de- j.1.a. Chemical scrubber or absorber sys- signed for use on vessels, as follows: tems, ‘‘specially designed’’ to remove carbon o.2.a. Controllable-pitch propellers and hub dioxide, carbon monoxide and particulates assemblies, rated at more than 30 MW; from recirculated engine exhaust; o.2.b. Internally liquid-cooled electric pro- j.1.b. Systems ‘‘specially designed’’ to use a pulsion engines with a power output exceed- monoatomic gas; ing 2.5 MW; j.1.c. Devices or enclosures, ‘‘specially de- o.2.c. ‘‘Superconductive’’ propulsion en- signed’’ for underwater noise reduction in gines or permanent magnet electric propul- frequencies below 10 kHz, or special mount- sion engines, with a power output exceeding ing devices for shock mitigation; or 0.1 MW; j.1.d. Systems having all of the following: o.2.d. Power transmission shaft systems in- j.1.d.1. ‘‘specially designed’’ to pressurize corporating ‘‘composite’’ material ‘‘parts’’ or the products of reaction or for fuel reforma- ‘‘components’’ and capable of transmitting tion; more than 2 MW; j.1.d.2. ‘‘specially designed’’ to store the o.2.e. Ventilated or base-ventilated pro- products of the reaction; and peller systems, rated at more than 2.5 MW; j.1.d.3. ‘‘Specially designed’’ to discharge o.3. Noise reduction systems designed for the products of the reaction against a pres- use on vessels of 1,000 tonnes displacement or sure of 100 kPa or more; more, as follows: j.2. Diesel cycle engine air independent sys- o.3.a. Systems that attenuate underwater tems having all of the following: noise at frequencies below 500 Hz and consist

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of compound acoustic mounts for the acous- that, immediately prior to January 6, 2014, tic isolation of diesel engines, diesel gener- were classified under ECCN 8A018.b.2. ator sets, gas turbines, gas turbine generator sets, propulsion motors or propulsion reduc- 8A609 Surface vessels of war and related tion gears, ‘‘specially designed’’ for sound or commodities (see List of Items Con- vibration isolation and having an inter- trolled). mediate mass exceeding 30% of the equip- LICENSE REQUIREMENTS ment to be mounted; Reason for Control: NS, RS, AT, UN o.3.b. ‘Active noise reduction or cancella- Country Chart (See Supp. tion systems’ or magnetic bearings, ‘‘spe- Control(s) No. 1 to part 738) cially designed’’ for power transmission systems; NS applies to entire entry, ex- NS Column 1 Technical Note: ‘Active noise reduction or cept 8A609.y. cancellation systems’ incorporate electronic con- RS applies to entire entry, ex- RS Column 1 cept 8A609.y. trol systems capable of actively reducing equip- AT applies to entire entry ...... AT Column 1 ment vibration by the generation of anti-noise UN applies to entire entry, See § 746.1(b) for UN con- or anti-vibration signals directly to the source. except 8A609.y. trols p. Pumpjet propulsion systems having all of the following: LIST BASED LICENSE EXCEPTIONS (SEE PART p.1. Power output exceeding 2.5 MW; and 740 FOR A DESCRIPTION OF ALL LICENSE EX- p.2. Using divergent nozzle and flow condi- CEPTIONS) tioning vane techniques to improve propul- LVS: $1500 sive efficiency or reduce propulsion-gen- GBS: N/A erated underwater-radiated noise; CIV: N/A q. Underwater swimming and diving equip- SPECIAL CONDITIONS FOR STA ment as follows; STA: (1) Paragraph (c)(1) of License Excep- q.1. Closed circuit rebreathers; tion STA (§ 740.20(c)(1) of the EAR) may not q.2. Semi-closed circuit rebreathers; be used for any item in 8A609.a, unless de- Note: 8A002.q does not control individual re- termined by BIS to be eligible for License breathers for personal use when accompanying Exception STA in accordance with their users. § 740.20(g) (License Exception STA eligi- N.B. For equipment and devices ‘‘specially de- bility requests for ‘‘600 series’’ end items). signed’’ for military use see ECCN 8A620.f. (2) Paragraph (c)(2) of License Exception r. Diver deterrent acoustic systems ‘‘spe- STA (§ 740.20(c)(2) of the EAR) may not be cially designed’’ or modified to disrupt div- used for any item in 8A609. ers and having a sound pressure level equal LIST OF ITEMS CONTROLLED to or exceeding 190 dB (reference 1 μPa at 1 Related Controls: (1) Surface vessels of war m) at frequencies of 200 Hz and below. and special naval equipment, and technical Note 1: 8A002.r does not apply to diver deter- data (including software), and services di- rent systems based on under-water-explosive de- rectly related thereto, described in 22 CFR vices, air guns or combustible sources. part 121, Category VI, Surface Vessels of Note 2: 8A002.r includes diver deterrent acous- War and Special Naval Equipment, are sub- tic systems that use spark gap sources, also ject to the jurisdiction of the International known as plasma sound sources. Traffic in Arms Regulations. (2) See ECCN 0A919 for foreign-made ‘‘military commod- 8A018 Items on the Wassenaar Arrange- ities’’ that incorporate more than a de ment Munitions List. minimis amount of U.S.-origin ‘‘600 series’’ No items currently are in this ECCN. See controlled content. (3) For controls on die- ECCN 8A609 for engines and propulsion sys- sel engines and electric motors for surface tems and ‘‘specially designed’’ ‘‘components’’ vessels of war subject to the EAR, see therefor that, immediately prior to January ECCN 8A992.g. (4) For controls on military 6, 2014, were classified under ECCN 8A018.b.3. gas turbine engines and related items for See ECCN 8A620 for closed and semi-closed vessels of war, see ECCN 9A619. circuit (rebreathing) apparatus, engines and Related Definitions: N/A propulsion systems for submersible vessels Items: a. Surface vessels of war ‘‘specially de- (diesel engines of 1,500 hp and over with ro- signed’’ for a military use and not enumer- tary speed of 700 rpm or over ‘‘specially de- ated or otherwise described in the USML. signed’’ for submarines), submarine and tor- Note 1: 8A609.a includes: (i) Underway replen- pedo nets, and ‘‘specially designed’’ ‘‘compo- ishment ships; (ii) surface vessel and submarine nents’’ therefor that, immediately prior to tender and repair ships, except vessels that are January 6, 2014, were classified under ECCN ‘‘specially designed’’ to support naval nuclear 8A018.a, .b.1, or .b.4, respectively. See ECCNs propulsion plants; (iii) non-submersible sub- 8A001, 8A002 and 8A992 for controls on non- marine rescue ships; (iv) other auxiliaries (e.g., military submersible vehicles, oceanographic AGDS, AGF, AGM, AGOR, AGOS, AH, AP, and associated equipment. See USML Cat- ARL, AVB, AVM, and AVT); (v) amphibious egory XX (22 CFR part 121) for electric mo- warfare craft, except those that are armed; and tors ‘‘specially designed’’ for submarines (vi) unarmored and unarmed coastal, patrol,

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roadstead, and Coast Guard and other patrol Country Chart (See Supp. craft with mounts or hard points for firearms of Control(s) No. 1 to part 738) .50 caliber or less. Note 2: For purposes of paragraph .a, surface NS applies to entire entry, ex- NS Column 1 cept 8A620. b and .y. vessels of war includes vessels ‘‘specially de- RS applies to entire entry, ex- RS Column 1 signed’’ for military use that are not identified cept 8A620.y. in paragraph (a) of ITAR § 121.15, including AT applies to entire entry ...... AT Column 1 any demilitarized vessels, regardless of origin or UN applies to entire entry, See § 746.1(b) for UN con- designation, manufactured prior to 1950 and except 8A620.y. trols that have not been modified since 1949. For purposes of this note, the term modified does not in- LIST BASED LICENSE EXCEPTIONS (SEE PART clude incorporation of safety features required 740 FOR A DESCRIPTION OF ALL LICENSE EX- by law, cosmetic changes (e.g., different paint), CEPTIONS) or the addition of ‘‘parts’’ or ‘‘components’’ LVS: $1500 available prior to 1950. GBS: N/A b. Non-magnetic diesel engines with a CIV: N/A power output of 50 hp or more and either of SPECIAL CONDITIONS FOR STA the following: STA: (1) Paragraph (c)(1) of License Excep- b.1. Non-magnetic content exceeding 25% tion STA (§ 740.20(c)(1) of the EAR) may not of total weight; or be used for any item in 8A620.a or .b, unless b.2. Non-magnetic parts other than crank- determined by BIS to be eligible for Li- case, block, head, pistons, covers, end plates, cense Exception STA in accordance with valve facings, gaskets, and fuel, lubrication § 740.20(g) (License Exception STA eligi- and other supply lines. bility requests for ‘‘600 series’’ end items). c. through w. [Reserved] (2) Paragraph (c)(2) of License Exception x. ‘‘Parts,’’ ‘‘components,’’ ‘‘accessories’’ STA (§ 740.20(c)(2) of the EAR) may not be and ‘‘attachments’’ that are ‘‘specially de- used for any item in 8A620. signed’’ for a commodity enumerated or oth- LIST OF ITEMS CONTROLLED erwise described in ECCN 8A609 (except for Related Controls: (1) Submersible vessels, 8A609.y) or a defense article enumerated or oceanographic and associated equipment, otherwise described in USML Category VI and technical data (including software), and not elsewhere specified on the USML, in and services directly related thereto, de- 8A609.y or 3A611.y. scribed in 22 CFR part 121, Category XX, y. Specific ‘‘parts,’’ ‘‘components,’’ ‘‘ac- Submersible Vessels, Oceanographic and cessories,’’ and ‘‘attachments’’ ‘‘specially de- Associated Equipment, are subject to the signed’’ for a commodity subject to control jurisdiction of the International Traffic in in this ECCN or for a defense article in Arms Regulations (ITAR). ‘‘Parts,’’ ‘‘com- USML Category VI and not elsewhere speci- ponents,’’ ‘‘accessories,’’ and ‘‘attach- fied in the USML, as follows, and ‘‘parts,’’ ments’’ ‘‘specially designed’’ for defense ‘‘components,’’ ‘‘accessories,’’ and ‘‘attach- articles in USML Category XX are con- ments’’ ‘‘specially designed’’ therefor: trolled under USML sub-category XX(c). y.1. Public address (PA) systems; (2) See ECCN 0A919 for foreign-made ‘‘military commodities’’ that incorporate y.2. Filters and filter assemblies, hoses, more than a de minimis amount of U.S.-ori- lines, fittings, couplings, and brackets for gin ‘‘600 series’’ controlled content. (3) For pneumatic, hydraulic, oil and fuel systems; controls on non-military submersible vehi- y.3. Galleys; cles, oceanographic and associated equip- y.4. Lavatories; ment, see ECCNs 8A001, 8A002, and 8A992. y.5. Magnetic compass, magnetic azimuth (4) See ECCN 8A609 for controls on non- detector; magnetic diesel engines with a power out- y.6. Medical facilities; put of 50 hp or more and either: (i) non- y.7. Potable water tanks, filters, valves, magnetic content exceeding 25% of total hoses, lines, fittings, couplings, and brack- weight; or (ii) non-magnetic parts other ets; than crankcase, block, head, pistons, cov- y.8. Panel knobs, indicators, switches, but- ers, end plates, valve facings, gaskets, and tons, and dials whether unfiltered or filtered fuel, lubrication and other supply lines. for use with night vision imaging systems; Related Definitions: N/A y.9. Emergency lighting; Items: a. Submersible and semi-submersible y.10. Gauges and indicators; vessels ‘‘specially designed’’ for a military y.11. Audio selector panels. use and not enumerated or otherwise described in the USML. 8A620 Submersible vessels, oceanographic Note: 8A620.a includes submarine rescue vehi- and associated commodities (see List of cles and Deep Submergence Vehicles (DSV). Items Controlled). b. Submersible and semi-submersible ves- LICENSE REQUIREMENTS sels ‘‘specially designed’’ for cargo transport Reason for Control: NS, RS, AT, UN and ‘‘parts,’’ ‘‘components,’’ ‘‘accessories,’’

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and ‘‘attachments’’ ‘‘specially designed’’ Country chart (see Supp. No. therefor. Control(s) 1 to part 738) c. Harbor entrance detection devices (mag- AT applies to entire entry ...... AT Column 1 netic, pressure, and acoustic) and controls Russian industry sector sanc- See § 746.5 for specific li- therefor, not elsewhere specified on the tions apply to entire entry. cense requirements and li- USML or the CCL. cense review policy. d. Diesel engines of 1,500 hp and over with rotary speed of 700 rpm or over ‘‘specially de- LIST BASED LICENSE EXCEPTIONS (SEE PART signed’’ for submarines. 740 FOR A DESCRIPTION OF ALL LICENSE EX- Note: Propulsion systems not specified in CEPTIONS) ECCN 8A620.d that are ‘‘specially designed’’ for LVS: N/A an article controlled by USML Category XX are GBS: N/A controlled by USML XX(b) or (c). CIV: N/A e. Submarine nets and torpedo nets. LIST OF ITEMS CONTROLLED f. Diving and underwater swimming appa- Related Controls: 1. See also 8A002. 2. Marine ratus specially designed or modified for mili- gas turbine engines are not controlled in tary use, as follows: paragraph .g of this entry. See ECCN 9A619 f.1. Self-contained diving rebreathers, for possible controls on marine gas turbine closed or semi-closed circuit; engines specially designed for a military use. See ECCN 9A002 for possible controls f.2. Underwater swimming apparatus spe- on marine gas turbine engines not specially designed for use with the diving appa- cially designed for a military use. Marine ratus specified in subparagraph f.1; gas turbine engines subject to the EAR N.B.: See also 8A002.q. that are not controlled in ECCNs 9A002 or g. through w. [Reserved] 9A619 are designated EAR99. x. ‘‘Parts,’’ ‘‘components,’’ ‘‘accessories’’ Related Definitions: N/A and ‘‘attachments’’ that are ‘‘specially de- Items: a. Underwater vision systems, as fol- signed’’ for a commodity enumerated or oth- lows: erwise described in ECCN 8A620 (except for a.1. Television systems (comprising cam- 8A620.b or 8A620.y) and not elsewhere speci- era, lights, monitoring and signal trans- fied on the USML, in 8A620.y or 3A611.y. mission equipment) having a limiting resolu- y. Specific ‘‘parts,’’ ‘‘components,’’ ‘‘action when measured in air of more than 500 cessories,’’ and ‘‘attachments’’ ‘‘specially de- lines and ‘‘specially designed’’ or modified signed’’ for a commodity subject to control for remote operation with a submersible ve- in this ECCN, as follows, and ‘‘parts,’’ ‘‘com- hicle; or ponents,’’ ‘‘accessories,’’ and ‘‘attachments’’ a.2. Underwater television cameras having ‘‘specially designed’’ therefor: a limiting resolution when measured in air y.1. Public address (PA) systems; of more than 700 lines; y.2. Filters and filter assemblies, hoses, Technical Note: Limiting resolution in tele- lines, fittings, couplings, and brackets for vision is a measure of horizontal resolution usu- pneumatic, hydraulic, oil and fuel systems; ally expressed in terms of the maximum number y.3. Galleys; of lines per picture height discriminated on a y.4. Lavatories; test chart, using IEEE Standard 208/1960 or any y.5. Magnetic compass, magnetic azimuth equivalent standard. detector; b. Photographic still cameras ‘‘specially designed’’ or modified for underwater use, y.6. Medical facilities; having a film format of 35 mm or larger, and y.7. Potable water tanks, filters, valves, having autofocusing or remote focusing hoses, lines, fittings, couplings, and brack- ‘‘specially designed’’ for underwater use; ets; c. Stroboscopic light systems, ‘‘specially y.8. Panel knobs, indicators, switches, but- designed’’ or modified for underwater use, tons, and dials whether unfiltered or filtered capable of a light output energy of more for use with night vision imaging systems; than 300 J per flash; y.9. Emergency lighting; d. Other underwater camera equipment, y.10. Gauges and indicators; n.e.s.; y.11. Audio selector panels. e. Other submersible systems, n.e.s.; f. Vessels, n.e.s., including inflatable boats, 8A992 Vessels, marine systems or equip- and ‘‘specially designed’’ ‘‘parts’’ and ‘‘com- ment, not controlled by 8A001 or 8A002, ponents’’ therefor, n.e.s.; and ‘‘specially designed’’ ‘‘parts’’ and g. Marine engines (both inboard and out- ‘‘components’’ therefor, and marine boil- board) and submarine engines, n.e.s.; and ers and ‘‘parts,’’ ‘‘components,’’ ‘‘acces- ‘‘specially designed’’ ‘‘parts’’ and ‘‘compo- sories,’’ and ‘‘attachments’’ therefor (see nents’’ therefor, n.e.s.; List of Items Controlled). h. Other self-contained underwater breath- LICENSE REQUIREMENTS ing apparatus (scuba gear) and related equip- Reason for Control: AT, Foreign policy ment, n.e.s.;

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i. Life jackets, inflation cartridges, com- LIST BASED LICENSE EXCEPTIONS (SEE PART passes, wetsuits, masks, fins, weight belts, 740 FOR A DESCRIPTION OF ALL LICENSE EX- and dive computers; CEPTIONS) j. Underwater lights and propulsion equip- LVS: $1500 ment; GBS: N/A k. Air compressors and filtration systems CIV: N/A ‘‘specially designed’’ for filling air cylinders. SPECIAL CONDITIONS FOR STA l. Marine boilers designed to have any of STA: Paragraph (c)(2) of License Exception the following characteristics: STA (§ 740.20(c)(2) of the EAR) may not be l.1. Heat release rate (at maximum rating) used for any item in 8B609. equal to or in excess of 190,000 BTU per hour LIST OF ITEMS CONTROLLED per cubic foot of furnace volume; or Related Controls: See ECCN 0A919 for foreign- l.2. Ratio of steam generated in pounds per made ‘‘military commodities’’ that incor- hour (at maximum rating) to the dry weight porate more than a de minimis amount of of the boiler in pounds equal to or in excess U.S.-origin ‘‘600 series’’ controlled content. of 0.83. Related Definitions: N/A m. Major ‘‘components,’’ ‘‘accessories,’’ Items: a. Test, inspection, and production and ‘‘attachments’’ for marine boilers de- ‘‘equipment’’ ‘‘specially designed’’ for the scribed in 8A992.l. ‘‘development,’’ ‘‘production,’’ repair, overhaul, or refurbishing of commodities enu- B. ‘‘TEST’’, ‘‘INSPECTION’’ AND ‘‘PRODUCTION merated or otherwise described in ECCN EQUIPMENT’’ 8A609 (except for 8A609.y) or in USML Cat- 8B001 Water tunnels having a background egory VI (except for USML Cat VI(f)(7)), and noise of less than 100 dB (reference 1 ‘‘parts,’’ ‘‘components,’’ ‘‘accessories,’’ and μPa, 1 Hz) in the frequency range from 0 ‘‘attachments’’ ‘‘specially designed’’ there- to 500 Hz and designed for measuring for. acoustic fields generated by a hydro-flow b. [Reserved] around propulsion system models. 8B620 Test, inspection, and production LICENSE REQUIREMENTS ‘‘equipment’’ and related commodities Reason for Control: NS, AT ‘‘specially designed’’ for the ‘‘develop- Country Chart (See Supp. ment,’’ ‘‘production,’’ repair, overhaul, or Control(s) No. 1 to part 738) refurbishing of commodities enumerated or otherwise described in ECCN 8A620 NS applies to entire entry ...... NS Column 2 (see List of Items Controlled). AT applies to entire entry ...... AT Column 1 LICENSE REQUIREMENTS Reason for Control: NS, RS, AT, UN LIST BASED LICENSE EXCEPTIONS (SEE PART 740 FOR A DESCRIPTION OF ALL LICENSE EX- Control(s) Country Chart (See Supp. CEPTIONS) No. 1 to part 738) LVS: $3000 GBS: N/A NS applies to entire entry, ex- NS Column 1 cept 8B620.b. CIV: N/A RS applies to entire entry ...... RS Column 1 LIST OF ITEMS CONTROLLED AT applies to entire entry ...... AT Column 1 Related Controls: N/A UN applies to entire entry ..... See § 746.1(b) for UN con- Related Definitions: N/A trols Items: The list of items controlled is contained in the ECCN heading LIST BASED LICENSE EXCEPTIONS (SEE PART 740 FOR A DESCRIPTION OF ALL LICENSE EX- 8B609 Test, inspection, and production CEPTIONS) ‘‘equipment’’ and related commodities LVS: $1500 ‘‘specially designed’’ for the ‘‘develop- GBS: N/A ment,’’ ‘‘production,’’ repair, overhaul or CIV: N/A refurbishing of commodities enumerated SPECIAL CONDITIONS FOR STA or otherwise described in ECCN 8A609 or STA: Paragraph (c)(2) of License Exception USML Category VI (except for Cat STA (§ 740.20(c)(2) of the EAR) may not be VI(f)(7)), as follows (see List of Items Con- used for any item in 8B620. trolled). LIST OF ITEMS CONTROLLED LICENSE REQUIREMENTS Related Controls: See ECCN 0A919 for foreign- Reason for Control: NS, RS, AT, UN made ‘‘military commodities’’ that incorporate more than a de minimis amount of Country Chart (See Supp. Control(s) No. 1 to part 738) U.S.-origin ‘‘600 series’’ controlled content. Related Definitions: N/A NS applies to entire entry ...... NS Column 1 Items: a. Test, inspection and production RS applies to entire entry ...... RS Column 1 ‘‘equipment’’ ‘‘specially designed’’ for the AT applies to entire entry ...... AT Column 1 ‘‘development,’’ ‘‘production,’’ repair, over- UN applies to entire entry ..... See § 746.1(b) for UN con- haul or refurbishing of commodities enumer- trols ated or otherwise described in ECCN 8A620

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(except for 8A620.b and .y) and ‘‘parts,’’ Related Controls: (1) See USML Categories VI ‘‘components,’’ ‘‘accessories,’’ and ‘‘attach- and XIII(f) for controls on materials ‘‘spe- ments’’ ‘‘specially designed’’ therefor. cially designed’’ for vessels of war enumer- b. Test, inspection, and production ‘‘equip- ated or otherwise described in USML Cat- ment’’ ‘‘specially designed’’ for the ‘‘devel- egory VI. (2) See ECCN 0A919 for foreign opment,’’ ‘‘production,’’ repair, overhaul, or made ‘‘military commodities’’ that incor- refurbishing of commodities enumerated or porate more than a de minimis amount of otherwise described in ECCN 8A620.b and U.S.-origin ‘‘600 series’’ controlled content. ‘‘parts,’’ ‘‘components,’’ ‘‘accessories,’’ and Related Definitions: N/A ‘‘attachments’’ ‘‘specially designed’’ there- Items: a. Materials, not enumerated on the for. USML, that are ‘‘specially designed’’ for commodities enumerated in ECCN 8A609 (ex- C. ‘‘MATERIALS’’ cept for 8A609.y). b. [Reserved] 8C001 ‘Syntactic foam’ designed for underwater use and having all of the following D. ‘‘SOFTWARE’’ (see List of Items Controlled). LICENSE REQUIREMENTS 8D001 ‘‘Software’’ ‘‘specially designed’’ or Reason for Control: NS, AT modified for the ‘‘development,’’ ‘‘production’’ or ‘‘use’’ of equipment or materials, controlled by 8A (except 8A992), 8B or 8C. Control(s) Country Chart (See Supp. No. 1 to part 738) LICENSE REQUIREMENTS Reason for Control: NS, AT NS applies to entire entry ...... NS Column 2 AT applies to entire entry ...... AT Column 1 Country Chart (See Supp. Control(s) No. 1 to part 738) LIST BASED LICENSE EXCEPTIONS (SEE PART NS applies to entire entry ...... NS Column 1 740 FOR A DESCRIPTION OF ALL LICENSE EX- AT applies to entire entry ...... AT Column 1 CEPTIONS) LVS: N/A REPORTING REQUIREMENTS See § 743.1 of the GBS: N/A EAR for reporting requirements for ex- CIV: N/A ports under License Exceptions, and Vali- LIST OF ITEMS CONTROLLED dated End-User authorizations Related Controls: See also 8A002.a.4. LIST BASED LICENSE EXCEPTIONS (SEE PART Related Definition: ‘Syntactic foam’ consists 740 FOR A DESCRIPTION OF ALL LICENSE EX- of hollow spheres of plastic or glass embed- CEPTIONS) ded in a resin matrix. CIV: N/A Items: a. Designed for marine depths exceed- TSR: Yes, except for exports or reexports to ing 1,000 m; and destinations outside of those countries b. A density less than 561 kg/m3. listed in Country Group A:5 (See Supple- ment No. 1 to part 740 of the EAR) of 8C609 Materials ‘‘specially designed’’ for the ‘‘software’’ ‘‘specially designed’’ for the ‘‘development’’ or ‘‘production’’ of com- ‘‘development’’ or ‘‘production’’ of equip- modities controlled by 8A609 not else- ment controlled by 8A001.b, 8A001.d, or where specified in the USML (see List of 8A002.o.3.b. Items Controlled). SPECIAL CONDITIONS FOR STA LICENSE REQUIREMENTS STA: License Exception STA may not be Reason for Control: NS, RS, AT, UN used to ship or transmit ‘‘software’’ ‘‘specially designed’’ for the ‘‘development’’ or Country Chart (See Supp. Control(s) No. 1 to part 738) ‘‘production’’ of equipment in 8A001.b, 8A001.c, 8A001.d, 8A002.b, 8A002.h, 8A002.j, NS applies to entire entry ...... NS Column 1 8A002.o.3 or 8A002.p to any of the destina- RS applies to entire entry ...... RS Column 1 tions listed in Country Group A:6 (See Sup- AT applies to entire entry ...... AT Column 1 plement No. 1 to part 740 of the EAR). UN applies to entire entry ..... See § 746.1(b) for UN con- LIST OF ITEMS CONTROLLED trols Related Controls: N/A Related Definitions: N/A LIST BASED LICENSE EXCEPTIONS (SEE PART Items: The list of items controlled is con- 740 FOR A DESCRIPTION OF ALL LICENSE EX- tained in the ECCN heading CEPTIONS) LVS: $1500 8D002 Specific ‘‘software’’ ‘‘specially de- GBS: N/A signed’’ or modified for the ‘‘develop- CIV: N/A ment’’, ‘‘production’’, repair, overhaul or SPECIAL CONDITIONS FOR STA refurbishing (re-machining) of propellers STA: Paragraph (c)(2) of License Exception ‘‘specially designed’’ for underwater noise STA (§ 740.20(c)(2) of the EAR) may not be reduction. used for any item in 8C609. LICENSE REQUIREMENTS LIST OF ITEMS CONTROLLED Reason for Control: NS, AT

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(except for commodities controlled by ECCN Control(s) Country Chart (See Supp. No. 1 to part 738) 8A609.y). b. through .x [Reserved] NS applies to entire entry ...... NS Column 1 AT applies to entire entry ...... AT Column 1 y. Specific ‘‘software’’ ‘‘specially designed’’ for the ‘‘development,’’ ‘‘production,’’ oper- REPORTING REQUIREMENTS See § 743.1 of the ation, or maintenance of commodities in EAR for reporting requirements for ex- ECCN 8A609.y. ports under License Exceptions, and Vali- dated End-User authorizations 8D620 ‘‘Software’’ ‘‘specially designed’’ for LIST BASED LICENSE EXCEPTIONS (SEE PART the ‘‘development,’’ ‘‘production,’’ oper- 740 FOR A DESCRIPTION OF ALL LICENSE EX- ation, or maintenance of commodities CEPTIONS) controlled by 8A620 or 8B620 (see List of CIV: N/A Items Controlled). TSR: Yes LICENSE REQUIREMENTS SPECIAL CONDITIONS FOR STA Reason for Control: NS, RS, AT, UN STA: License Exception STA may not be used to ship or transmit any software in Control(s) Country Chart (See Supp. this entry to any of the destinations listed No. 1 to part 738) in Country Group A:6 (See Supplement No. NS applies to entire entry, ex- NS Column 1 1 to part 740 of the EAR). cept 8D620.b and .y. LIST OF ITEMS CONTROLLED RS applies to entire entry, ex- RS Column 1 Related Controls: See also 8D992 cept 8D620.y. Related Definitions: N/A AT applies to entire entry ...... AT Column 1 Items: The list of items controlled is con- UN applies to entire entry, See § 746.1(b) for UN contained in the ECCN heading except 8D620.y. trols

8D609 ‘‘Software’’ ‘‘specially designed’’ for CIV: N/A the ‘‘development,’’ ‘‘production,’’ oper- TSR: N/A ation or maintenance of commodities SPECIAL CONDITIONS FOR STA controlled by 8A609, 8B609, or 8C609 (see STA: Paragraph (c)(2) of License Exception List of Items Controlled). STA (§ 740.20(c)(2) of the EAR) may not be LICENSE REQUIREMENTS used for any ‘‘software’’ in 8D620. Reason for Control: NS, RS, AT, UN LIST OF ITEMS CONTROLLED Country Chart (See Supp. Related Controls: (1) ‘‘Software’’ directly re- Control(s) No. 1 to part 738) lated to articles enumerated or otherwise described in USML Category XX is con- NS applies to entire entry, ex- NS Column 1 trolled under USML Category XX(d). (2) cept 8D609.y. RS applies to entire entry, ex- RS Column 1 See ECCN 0A919 for foreign made ‘‘military cept 8D609.y. commodities’’ that incorporate more than AT applies to entire entry ...... AT Column 1 a de minimis amount of U.S.-origin ‘‘600 se- UN applies to entire entry, See § 746.1(b) for UN con- ries’’ controlled content. except 8D609.y. trols Related Definitions: N/A Items: a. ‘‘Software’’ ‘‘specially designed’’ for LIST BASED LICENSE EXCEPTIONS (SEE PART the ‘‘development,’’ ‘‘production,’’ operation, 740 FOR A DESCRIPTION OF ALL LICENSE EX- or maintenance of commodities controlled CEPTIONS) by ECCN 8A620 or ECCN 8B620 (except for CIV: N/A commodities controlled by ECCN 8A620.b or TSR: N/A .y or ECCN 8B620.b). SPECIAL CONDITIONS FOR STA STA: Paragraph (c)(2) of License Exception b. ‘‘Software’’ ‘‘specially designed’’ for the STA (§ 740.20(c)(2) of the EAR) may not be ‘‘development,’’ ‘‘production,’’ operation, or used for any ‘‘software’’ in 8D609. maintenance of commodities controlled by LIST OF ITEMS CONTROLLED ECCN 8A620.b or ECCN 8B620.b. Related Controls: (1) ‘‘Software’’ directly re- c. through .x [Reserved] lated to articles enumerated in USML Cat- y. Specific ‘‘software’’ ‘‘specially designed’’ egory VI is controlled under USML Cat- for the ‘‘development,’’ ‘‘production,’’ oper- egory VI(g). (2) See ECCN 0A919 for foreign ation, or maintenance of commodities in made ‘‘military commodities’’ that incor- ECCN 8A620.y. porate more than a de minimis amount of U.S.-origin ‘‘600 series’’ controlled content. 8D992 ‘‘Software’’ ‘‘specially designed’’ or Related Definitions: N/A modified for the ‘‘development’’, ‘‘produc- Items: a. ‘‘Software’’ ‘‘specially designed’’ for tion’’ or ‘‘use’’ of equipment controlled by the ‘‘development,’’ ‘‘production,’’ operation, 8A992. or maintenance of commodities controlled LICENSE REQUIREMENTS by ECCN 8A609, ECCN 8B609, or ECCN 8C609 Reason for Control: AT

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Country Chart (See Supp. ‘‘development’’ or ‘‘production’’ of equip- Control(s) No. 1 to part 738) ment controlled by 8A001.b, 8A001.d, or 8A002.o.3.b. AT applies to entire entry ...... AT Column 1 SPECIAL CONDITIONS FOR STA STA: License Exception STA may not be LIST BASED LICENSE EXCEPTIONS (SEE PART used to ship or transmit ‘‘technology’’ ac- 740 FOR A DESCRIPTION OF ALL LICENSE EX- cording to the General Technology Note CEPTIONS) for the ‘‘development’’ or ‘‘production’’ of CIV: N/A equipment specified by 8A001.b, 8A001.c, TSR: N/A 8A001.d, 8A002.b, 8A002.h, 8A002.j, 8A002.o.3 LIST OF ITEMS CONTROLLED or 8A002.p to any of the destinations listed N/A Related Controls: in Country Group A:6 (See Supplement No. Related Definitions: N/A 1 to part 740 of the EAR). Items: The list of items controlled is con- LIST OF ITEMS CONTROLLED tained in the ECCN heading Related Controls: N/A 8D999 ‘‘Software’’ ‘‘specially designed’’ for Related Definitions: N/A the operation of unmanned submersible Items: The list of items controlled is con- vehicles used in the oil and gas industry. tained in the ECCN heading LICENSE REQUIREMENTS 8E002 Other ‘‘technology’’ as follows (see Reason for Control: Foreign policy List of Items Controlled). LICENSE REQUIREMENTS Country chart (see Supp. No. Control(s) 1 to part 738) Reason for Control: NS, AT

Russian industry sector sanc- See § 746.5 for specific li- Control(s) Country Chart (See Supp. tions apply to entire entry. cense requirements and li- No. 1 to part 738) cense review policy. NS applies to entire entry ...... NS Column 1 AT applies to entire entry ...... AT Column 1 LIST BASED LICENSE EXCEPTIONS (SEE PART 740 FOR A DESCRIPTION OF ALL LICENSE EX- REPORTING REQUIREMENTS See § 743.1 of the CEPTIONS) EAR for reporting requirements for ex- CIV: N/A ports under License Exceptions, and Vali- TSR: N/A dated End-User authorizations LIST OF ITEMS CONTROLLED LIST BASED LICENSE EXCEPTIONS (SEE PART Related Controls: N/A 740 FOR A DESCRIPTION OF ALL LICENSE EX- Related Definitions: N/A CEPTIONS) Items: The list of items controlled is con- CIV: N/A tained in the ECCN heading. TSR: N/A License Exceptions Note: License Exception E. ‘‘TECHNOLOGY’’ TSU is not applicable for the repair ‘‘technology’’ controlled by 8E002.a or .b, see Supple- 8E001 ‘‘Technology’’ according to the Gen- ment No. 2 to this part. eral Technology Note for the ‘‘develop- SPECIAL CONDITIONS FOR STA ment’’ or ‘‘production’’ of equipment or STA: License Exception STA may not be materials, controlled by 8A (except used to ship or transmit technology in 8A992), 8B or 8C. 8E002.a to any of the destinations listed in LICENSE REQUIREMENTS Country Group A:6 (See Supplement No. 1 Reason for Control: NS, AT to part 740 of the EAR). LIST OF ITEMS CONTROLLED Country Chart (See Supp. Control(s) No. 1 to part 738) Related Controls: See also 8E992 Related Definitions: N/A NS applies to entire entry ...... NS Column 1 Items: a. ‘‘Technology’’ for the ‘‘develop- AT applies to entire entry ...... AT Column 1 ment’’, ‘‘production’’, repair, overhaul or refurbishing (re-machining) of propellers ‘‘spe- REPORTING REQUIREMENTS See § 743.1 of the cially designed’’ for underwater noise reduc- EAR for reporting requirements for ex- tion; ports under License Exceptions, and Vali- b. ‘‘Technology’’ for the overhaul or refur- dated End-User authorizations bishing of equipment controlled by 8A001, LIST BASED LICENSE EXCEPTIONS (SEE PART 8A002.b, 8A002.j, 8A002.o or 8A002.p. 740 FOR A DESCRIPTION OF ALL LICENSE EX- c. ‘‘Technology’’ according to the General CEPTIONS) Technology Note for the ‘‘development’’ or CIV: N/A ‘‘production’’ of any of the following: TSR: Yes, except for exports or reexports to c.1. Surface-effect vehicles (fully skirted destinations outside of those countries variety) having all of the following: listed in Country Group A:5 (See Supple- c.1.a. Maximum design speed, fully loaded, ment No. 1 to part 740 of the EAR) of exceeding 30 knots in a significant wave ‘‘technology’’ ‘‘specially designed’’ for the height of 1.25 m or more;

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c.1.b. Cushion pressure exceeding 3,830 Pa; ECCN 8A609, 8B609, or 8C609 (except for com- and modities controlled by ECCN 8A609.y), or c.1.c. Light-ship-to-full-load displacement ‘‘software’’ controlled by ECCN 8D609. ratio of less than 0.70; b. through .x [Reserved] c.2. Surface-effect vehicles (rigid sidewalls) y. Specific ‘‘technology’’ ‘‘required’’ for with a maximum design speed, fully loaded, the ‘‘development,’’ ‘‘production,’’ operation, exceeding 40 knots in a significant wave installation, maintenance, repair, overhaul, height of 3.25 m or more; or refurbishing of commodities or software c.3. Hydrofoil vessels with active systems in ECCN 8A609.y or 8D609.y. for automatically controlling foil systems, with a maximum design speed, fully loaded, 8E620 ‘‘Technology’’ ‘‘required’’ for the ‘‘de- of 40 knots or more in a significant wave velopment,’’ ‘‘production,’’ operation, in- height of 3.25 m or more; or stallation, maintenance, repair, overhaul, c.4. ’Small waterplane area vessels’ having or refurbishing of commodities controlled any of the following: by 8A620 or 8B620, or ‘‘software’’ con- c.4.a. Full load displacement exceeding 500 trolled by 8D620 (see List of Items Con- tonnes with a maximum design speed, fully trolled). loaded, exceeding 35 knots in a significant LICENSE REQUIREMENTS wave height of 3.25 m or more; or Reason for Control: NS, RS, AT, UN c.4.b. Full load displacement exceeding 1,500 tonnes with a maximum design speed, Country Chart (See Supp. Control(s) No. 1 to part 738) fully loaded, exceeding 25 knots in a significant wave height of 4 m or more. NS applies to entire entry, ex- NS Column 1 Technical Note: A ’small waterplane area ves- cept 8E620.b and .y. sel’ is defined by the following formula: RS applies to entire entry, ex- RS Column 1 waterplane area at an operational design draft cept 8E620.y. less than 2x (displaced volume at the oper- AT applies to entire entry ...... AT Column 1 2 3 UN applies to entire entry, See § 746.1(b) for UN con- ational design draft) / . except 8E620.y. trols 8E609 ‘‘Technology’’ ‘‘required’’ for the ‘‘de- CIV: N/A velopment,’’ ‘‘production,’’ operation, in- TSR: N/A stallation, maintenance, repair, overhaul, SPECIAL CONDITIONS FOR STA or refurbishing of commodities controlled STA: Paragraph (c)(2) of License Exception by 8A609, 8B609, or 8C609, or ‘‘software’’ STA (§ 740.20(c)(2) of the EAR) may not be controlled by 8D609 (see List of Items used for any ‘‘technology’’ in 8E620. Controlled). LIST OF ITEMS CONTROLLED LICENSE REQUIREMENTS Related Controls: Technical data directly re- Reason for Control: NS, RS, AT, UN lated to articles enumerated or otherwise Country Chart (See Supp. described in USML Category XX are con- Control(s) No. 1 to part 738) trolled under USML Category XX(d). Related Definitions: N/A NS applies to entire entry, ex- NS Column 1 Items: a. ‘‘Technology’’ ‘‘required’’ for the cept 8E609.y. ‘‘development,’’ ‘‘production,’’ operation, in- RS applies to entire entry, ex- RS Column 1 cept 8E609.y. stallation, maintenance, repair, overhaul, or AT applies to entire entry ...... AT Column 1 refurbishing of commodities controlled by UN applies to entire entry, See § 746.1(b) for UN con- ECCN 8A620 or 8B620 or ‘‘software’’ con- except 8E609.y. trols trolled by ECCN 8D620 (except for commodities controlled by ECCN 8A620.b or .y or LIST BASED LICENSE EXCEPTIONS (SEE PART ECCN 8B620.b or ‘‘software’’ controlled by 740 FOR A DESCRIPTION OF ALL LICENSE EX- 8D620.b or .y). CEPTIONS) b. ‘‘Technology’’ ‘‘required’’ for the ‘‘de- CIV: N/A velopment,’’ ‘‘production,’’ operation, instal- TSR: N/A lation, maintenance, repair, overhaul, or re- SPECIAL CONDITIONS FOR STA furbishing of commodities controlled by STA: Paragraph (c)(2) of License Exception ECCN 8A620.b or 8B620.b or ‘‘software’’ con- STA (§ 740.20(c)(2) of the EAR) may not be trolled by ECCN 8D620.b. used for any ‘‘technology’’ in 8E609. c. through .x [Reserved] LIST OF ITEMS CONTROLLED y. Specific ‘‘technology’’ ‘‘required’’ for Related Controls: Technical data directly re- the ‘‘development,’’ ‘‘production,’’ operation, lated to articles enumerated or otherwise installation, maintenance, repair, overhaul described in USML Category VI are con- or refurbishing of commodities or software trolled under USML Category VI(g). in ECCN 8A620.y or 8D620.y. Related Definitions: N/A Items: a. ‘‘Technology’’ ‘‘required’’ for the 8E992 ‘‘Technology’’ for the ‘‘development’’, ‘‘development,’’ ‘‘production,’’ operation, in- ‘‘production’’ or ‘‘use’’ of equipment con- stallation, maintenance, repair, overhaul, or trolled by 8A992. refurbishing of commodities controlled by LICENSE REQUIREMENTS

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Reason for Control: AT or more Wassenaar Arrangement Participating States listed in Supplement No. 1 to Part 743 for Control(s) Country Chart (See Supp. the ‘‘aircraft’’ with this specific engine type: No. 1 to part 738) b.1. A civil type certificate; or AT applies to entire entry ...... AT Column 1 b.2. An equivalent document recognized by the International Civil Aviation Organization LIST BASED LICENSE EXCEPTIONS (SEE PART (ICAO). 740 FOR A DESCRIPTION OF ALL LICENSE EX- Note 2: 9A001.a does not apply to aero gas tur- CEPTIONS) bine engines for Auxiliary Power Units (APUs) CIV: N/A approved by the civil aviation authority of TSR: N/A Wassenaar Arrangement Participating States LIST OF ITEMS CONTROLLED (see Supplement No. 1 to part 743 of the EAR). Related Controls: N/A b. Designed to power an ‘‘aircraft’’ de- Related Definitions: N/A signed to cruise at Mach 1 or higher, for Items: The list of items controlled is con- more than 30 minutes. tained in the ECCN heading 9A002 ‘Marine gas turbine engines’ with an EAR99 Items subject to the EAR that are ISO standard continuous power rating of not elsewhere specified in this CCL Cat- 24,245 kW or more and a specific fuel con- egory or in any other category in the CCL sumption not exceeding 0.219 kg/kWh in are designated by the number EAR99. the power range from 35 to 100%, and ‘‘specially designed’’ assemblies and CATEGORY 9—AEROSPACE AND PROPULSION ‘‘components’’ therefor. LICENSE REQUIREMENTS A. ‘‘END ITEMS’’, ‘‘EQUIPMENT’’, ‘‘ACCES- Reason for Control: NS, AT SORIES’’, ‘‘ATTACHMENTS’’, ‘‘PARTS’’, ‘‘COM- PONENTS’’ AND ‘‘SYSTEMS’’ Country Chart (See Supp. Control(s) No. 1 to part 738) N.B.: For propulsion systems designed or rated against neutron or transient ionizing radi- NS applies to entire entry ...... NS Column 2 ation, see the U.S. Munitions List, 22 CFR part AT applies to entire entry ...... AT Column 1 121. LIST BASED LICENSE EXCEPTIONS (SEE PART 9A001 Aero gas turbine engines having any 740 FOR A DESCRIPTION OF ALL LICENSE EX- of the following (see List of Items Con- CEPTIONS) trolled). LVS: $5000 LICENSE REQUIREMENTS GBS: N/A Reason for Control: NS, MT, AT CIV: N/A LIST OF ITEMS CONTROLLED Control(s) Country Chart (See Supp. Related Controls: N/A No. 1 to part 738) Related Definition: The term ‘marine gas tur- NS applies to entire entry ...... NS Column 1 bine engines’ includes those industrial, or MT applies to only to those MT Column 1 aero-derivative, gas turbine engines adapt- engines that meet the char- ed for a ship’s electric power generation or acteristics listed in 9A101. propulsion. AT applies to entire entry ...... AT Column 1 Items: The list of items controlled is contained in the ECCN heading. LIST BASED LICENSE EXCEPTIONS (SEE PART 740 FOR A DESCRIPTION OF ALL LICENSE EX- 9A003 ‘‘Specially Designed’’ Assemblies or CEPTIONS) ‘‘Components,’’ Incorporating Any of the LVS: N/A ‘‘Technologies’’ Controlled by 9E003.a, GBS: N/A 9E003.h or 9E003.i, For Any of the Fol- CIV: N/A lowing Aero Gas Turbine Engines (see LIST OF ITEMS CONTROLLED List of Items Controlled). Related Controls: See also 9A101 and 9A991 LICENSE REQUIREMENTS Related Definitions: N/A Reason for Control: NS, AT Items: a. Incorporating any of the technologies controlled by 9E003.a, 9E003.h, or Control(s) Country Chart (See Supp. 9E003.i; or No. 1 to part 738) Note 1: 9A001.a does not control aero gas tur- NS applies to entire entry ...... NS Column 2 bine engines which meet all of the following: AT applies to entire entry ...... AT Column 1 a. Certified by civil aviation authorities of one or more Wassenaar Arrangement Participating LIST BASED LICENSE EXCEPTIONS (SEE PART States listed in Supplement No. 1 to Part 743; 740 FOR A DESCRIPTION OF ALL LICENSE EX- and CEPTIONS) b. Intended to power non-military manned LVS: $5000 ‘‘aircraft’’ for which any of the following has GBS: N/A been issued by civil aviation authorities of one CIV: N/A

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LIST OF ITEMS CONTROLLED ation to determine and control the position and Related Controls: N/A orientation of a ‘‘spacecraft’’. Related Definition: N/A N.B.: Equipment specially designed for mili- Items: a. Controlled by 9A001; or tary use is ‘‘subject to the ITAR’’. See 22 CFR b. Whose design or production origins are parts 120 through 130. either not from a Wassenaar Participating f. Terrestrial equipment, specially de- State (see Supplement No. 1 to part 743 of signed for ‘‘spacecraft’’ as follows: the EAR) or unknown to the manufacturer. f.1. Telemetry and telecommand equip- 9A004 Space Launch Vehicles and ‘‘Space- ment; craft,’’ ‘‘Spacecraft Buses’’, ‘‘Spacecraft f.2. Simulators. Payloads’’, ‘‘Spacecraft’’ On-board Sys- g. through v. [Reserved] tems or Equipment, and Terrestrial w. The International Space Station being Equipment, as Follows (see List of Items developed, launched, and operated under the Controlled). supervision of the U.S. National Aeronautics LICENSE REQUIREMENTS and Space Administration. Reason for Control: NS and AT. x. ‘‘Parts,’’ ‘‘components,’’ ‘‘accessories’’ and ‘‘attachments’’ that are ‘‘specially de- Country chart(See Supp. No. Control(s) 1 to part 738) signed’’ for the International Space Station. y. Items that would otherwise be within NS applies to 9A004.w and .x NS Column 1 the scope of ECCN 9A004.x but that have been AT applies to 9A004.w, .x AT Column 1 identified in an interagency-cleared com- and .y. modity classification (CCATS) pursuant to § 748.3(e) as warranting control in 9A004.y. License Requirements Note: 9A004.b through .f are controlled under ECCN 9A515. 9A005 Liquid rocket propulsion systems LIST BASED LICENSE EXCEPTIONS (SEE PART containing any of the systems or ‘‘compo- 740 FOR A DESCRIPTION OF ALL LICENSE EX- nents,’’ controlled by 9A006. (These items CEPTIONS) are ‘‘subject to the ITAR.’’ See 22 CFR LVS: N/A parts 120 through 130.) GBS: N/A CIV: N/A 9A006 Systems, ‘‘components,’’ ‘‘specially de- LIST OF ITEMS CONTROLLED signed’’ for liquid rocket propulsion sys- Related Controls: (1) See also 9A104, 9A515, tems. (These items are ‘‘subject to the and 9B515. (2) See ECCNs 9E001 (‘‘develop- ITAR.’’ See 22 CFR parts 120 through ment’’) and 9E002 (‘‘production’’) for tech- 130.) nology for items controlled by this entry. (3) See USML Categories IV for the space 9A007 Solid rocket propulsion systems. launch vehicles and XV for other space- (These items are ‘‘subject to the ITAR.’’ craft that are ‘‘subject to the ITAR’’ (see See 22 CFR parts 120 through 130.) 22 CFR parts 120 through 130). Related Definitions: N/A 9A008 ‘‘Components’’ ‘‘specially designed’’ Items: for solid rocket propulsion systems. a. Space launch vehicles; (These items are ‘‘subject to the ITAR.’’ b. ‘‘Spacecraft’’; See 22 CFR parts 120 through 130.) c. ‘‘Spacecraft buses’’; d. ‘‘Spacecraft payloads’’ incorporating 9A009 Hybrid rocket propulsion systems. items specified by 3A001.b.1.a.4, 3A002.g, (These items are ‘‘subject to the ITAR.’’ 5A001.a.1, 5A001.b.3, 5A002.c, 5A002.e, See 22 CFR parts 120 through 130.) 6A002.a.1, 6A002.a.2, 6A002.b, 6A002.d, 6A003.b, 6A004.c, 6A004.e, 6A008.d, 6A008.e, 6A008.k, 9A010 ‘‘Specially Designed’’ ‘‘Parts,’’ ‘‘Com- 6A008.l or 9A010.c; ponents,’’ Systems and Structures, for e. On-board systems or equipment, spe- Launch Vehicles, Launch Vehicle Propul- cially designed for ‘‘spacecraft’’ and having sion Systems or ‘‘Spacecraft’’. (See Re- any of the following functions: lated Controls paragraph.) e.1. ’Command and telemetry data han- LIST OF ITEMS CONTROLLED dling’; Related Controls: (1) See USML Category IV Note: For the purpose of 9A004.e.1, ’command of the International Traffic in Arms Regu- and telemetry data handling’ includes bus data lations (ITAR) (22 CFR parts 120 through management, storage, and processing. 130) and ECCN 9A604 for paragraphs e.2. ’Payload data handling’; or 9A010.a, .b and .d. (2) See USML Category Note: For the purpose of 9A004.e.2, ’payload XV of the ITAR and ECCN 9A515 for para- data handling’ includes payload data manage- graph 9A010.c. (3) See Supplement No. 4 to ment, storage, and processing. part 774, Order of Review for guidance on e.3. ’Attitude and orbit control’; the process for determining classification Note: For the purpose of 9A004.e.3, ’attitude of items. and orbit control’ includes sensing and actu- Items:

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a. ‘‘Parts’’, ‘‘components’’ and structures, LIST BASED LICENSE EXCEPTIONS (SEE PART each exceeding 10 kg and ‘‘specially de- 740 FOR A DESCRIPTION OF ALL LICENSE EX- signed’’ for launch vehicles manufactured CEPTIONS) using any of the following: LVS: N/A a.1. ‘‘Composite’’ materials consisting of GBS: N/A ‘‘fibrous or filamentary materials’’ specified CIV: N/A by 1C010.e and resins specified by 1C008 or LIST OF ITEMS CONTROLLED 1C009.b; Related Controls: See the U.S. Munitions List a.2. Metal ‘‘matrix’’ ‘‘composites’’ rein- Category VIII (22 CFR part 121). Also see forced by any of the following: ECCN 9A610 and § 744.3 of the EAR. a.2.a. Materials specified by 1C007; Related Definitions: N/A a.2.b. ‘‘Fibrous or filamentary materials’’ Items: a. ‘‘UAVs’’ or unmanned ‘‘airships’’, specified by 1C010; or designed to have controlled flight out of the a.2.c. Aluminides specified by 1C002.a; or direct ’natural vision’ of the ’operator’ and a.3. Ceramic ‘‘matrix’’ ‘‘composite’’ mate- having any of the following: rials specified by 1C007; a.1. Having all of the following: Note: The weight cut-off is not relevant for a.1.a. A maximum ’endurance’ greater than nose cones. or equal to 30 minutes but less than 1 hour; b. ‘‘Parts’’, ‘‘components’’ and structures, and ‘‘specially designed’’ for launch vehicle pro- a.1.b. Designed to take-off and have stable pulsion systems specified by 9A005 to 9A009, controlled flight in wind gusts equal to or manufactured using any of the following: exceeding 46.3 km/h (25 knots); or b.1. ‘‘Fibrous or filamentary materials’’ a.2. A maximum ’endurance’ of 1 hour or specified by 1C010.e and resins specified by greater; 1C008 or 1C009.b; Technical Notes: 1. For the purposes of b.2. Metal ‘‘Matrix ‘‘composites’’ rein- 9A012.a, ’operator’ is a person who initiates or forced by any of the following: commands the ‘‘UAV’’ or unmanned ‘‘airship’’ b.2.a. Materials specified by 1C007; flight. b.2.b. ‘‘Fibrous or filamentary materials’’ 2. For the purposes of 9A012.a, ’endurance’ is specified by 1C010; or to be calculated for ISA conditions (ISO b.2.c. Aluminides specified by 1C002.a; or 2533:1975) at sea level in zero wind. b.3. Ceramic ‘‘matrix’’ ‘‘composite’’ mate- 3. For the purposes of 9A012.a, ’natural vi- rials specified by 1C007; sion’ means unaided human sight, with or with- c. Structural components and isolation out corrective lenses. systems, specially designed to control ac- b. Related equipment and ‘‘components’’, tively the dynamic response or distortion of as follows: ‘‘spacecraft’’ structures; b.1 [Reserved] d. Pulsed liquid rocket engines with b.2. [Reserved] thrust-to-weight ratios equal to or more b.3. Equipment or ‘‘components’’ ‘‘spe- than 1 kN/kg and a response time (the time cially designed’’ to convert a manned ‘‘air- required to achieve 90% of total rated thrust craft’’ or a manned ‘‘airship’’ to a ‘‘UAV’’ or from start-up) of less than 30 ms. unmanned ‘‘airship’’, controlled by 9A012.a; b.4. Air breathing reciprocating or rotary 9A011 Ramjet, scramjet or combined cycle internal combustion type engines, ‘‘specially engines, and ‘‘specially designed’’ ‘‘parts’’ designed’’ or modified to propel ‘‘UAVs’’ or and ‘‘components’’ therefor. (These items unmanned ‘‘airships’’, at altitudes above are ‘‘subject to the ITAR.’’ See 22 CFR 15,240 meters (50,000 feet). parts 120 through 130.) b.5. Pneumatic, hydraulic, mechanical, 9A012 Non-military ‘‘Unmanned Aerial Vehi- electro-optical, or electromechanical flight cles,’’ (‘‘UAVs’’), Unmanned ‘‘Airships’’, Re- control systems (including fly-by-wire and lated Equipment and ‘‘Components’’, as fly-by-light systems) and attitude control Follows (see List of Items Controlled). equipment designed or modified for UAVs or LICENSE REQUIREMENTS drones controlled by ECCN 9A012., and capa- Reason for Control: NS, MT, AT ble of delivering at least 500 kilograms payload to a range of at least 300 km. Country Chart (See Supp. Control(s) No. 1 to part 738) 9A018 Equipment on the Wassenaar Ar- rangement Munitions List. NS applies to entire entry ...... NS Column 1 (a) See ECCN 9A610 for the aircraft, re- MT applies to non-military MT Column 1. Unmanned Air Vehicle fuelers, ground equipment, parachutes, har- (UAVs) and Remotely Pi- nesses, and instrument flight trainers, as loted Vehicles (RPVs) that well as ‘‘parts’’, ‘‘accessories,’’ and ‘‘attach- are capable of a maximum ments’’ for the forgoing that, immediately range of at least 300 kilo- prior to October 15, 2013, were classified meters (km), regardless of under 9A018.a.1, .a.3, .c, .d, .e, or .f. payload, and 9A012.b.5. (b) See ECCN 9A619 for military trainer AT applies to entire entry ...... AT Column 1 aircraft turbo prop engines and ‘‘parts’’ and

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‘‘components’’ therefor that, immediately Country chart (see Supp. No. 1 to prior to October 15, 2013, were classified Control(s) part 738). under ECCN 9A018.a.2 or .a.3. (c) See ECCN 0A606.b for certain armored MT applies to entire MT Column 1 entry. ground transport vehicles that prior to Janu- AT applies to entire AT Column 1 ary 6, 2014 were classified under ECCN entry. 9A018.b. LIST BASED LICENSE EXCEPTIONS (SEE PART 9A101 Turbojet and Turbofan Engines, 740 FOR A DESCRIPTION OF ALL LICENSE EX- Other Than Those Controlled by 9A001, CEPTIONS) as Follows (See List of Items Controlled). LVS: N/A LICENSE REQUIREMENTS GBS: N/A Reason for Control: MT, AT CIV: N/A LIST OF ITEMS CONTROLLED Control(s) Country Chart (See Supp. Related Controls: (1) See also 9A001 and 9A101. No. 1 to part 738) Related Definitions: N/A MT applies to entire entry ..... MT Column 1 Items: The list of items controlled is con- AT applies to entire entry ...... AT Column 1 tained in the ECCN heading. Technical Note to 9A102: For the purposes of LIST BASED LICENSE EXCEPTIONS (SEE PART 9A102 a ’turboprop engine system’ incorporates 740 FOR A DESCRIPTION OF ALL LICENSE EX- all of the following: CEPTIONS) a. Turboshaft engine; and LVS: N/A b. Power transmission system to transfer the GBS: N/A power to a propeller. CIV: N/A 9A103 Liquid propellant tanks ‘‘specially de- LIST OF ITEMS CONTROLLED signed’’ for the propellants controlled in Related Controls: 9A101.b controls only en- ECCNs 1C011, 1C111 or other liquid pro- gines for non-military unmanned air vehi- pellants used in ‘‘missiles.’’ (These items cles [UAVs] or remotely piloted vehicles are ‘‘subject to the ITAR.’’ See 22 CFR [RPVs], and does not control other engines parts 120 through 130.) designed or modified for use in ‘‘missiles,’’ which are ‘‘subject to the ITAR’’ (see 22 9A104 Sounding rockets, capable of a range CFR parts 120 through 130). of at least 300 km. (These items are ‘‘sub- Related Definitions: ‘Maximum thrust value’ ject to the ITAR.’’ See 22 CFR parts 120 in 9A101.a.1 is the manufacturer’s dem- through 130.) onstrated maximum thrust for the engine type un-installed. The civil type certified 9A105 Liquid propellant rocket engines. (These items are ‘‘subject to the ITAR.’’ thrust value will be equal to or less than See 22 CFR parts 120 through 130.) the manufacturer’s demonstrated maximum thrust for the engine type. 9A106 Systems, ‘‘parts’’ or ‘‘components,’’ Items: a. Engines having both of the fol- other than those controlled by 9A006, us- lowing characteristics: able in ‘‘missiles,’’ and ‘‘specially de- a.1. Maximum thrust value greater than signed’’ for liquid rocket propulsion sys- 400 N (achieved un-installed) excluding civil tems, as follows (see List of Items Con- certified engines with a ‘maximum thrust trolled). value greater’ than 8,890 N (achieved un-in- LICENSE REQUIREMENTS stalled), and Reason for Control: MT, AT a.2. Specific fuel consumption of 0.15 kg ¥ ¥ N 1 h 1 or less (at maximum continuous Control(s) Country Chart (See Supp. power at sea level static conditions using the No. 1 to part 738) ICAO standard atmosphere); or MT applies to entire entry ..... MT Column 1 b. Engines designed or modified for use in AT applies to entire entry ...... AT Column 1 ‘‘missiles’’, regardless of thrust or specific fuel consumption. LIST BASED LICENSE EXCEPTIONS (SEE PART 740 FOR A DESCRIPTION OF ALL LICENSE EX- 9A102 ’Turboprop engine systems’ ‘‘specially CEPTIONS) designed’’ for items controlled in 9A012 LVS: N/A for MT reasons, and ‘‘specially designed’’ GBS: N/A ‘‘parts’’ and ‘‘components’’ therefor, hav- CIV: N/A ing a maximum power greater than 10 LIST OF ITEMS CONTROLLED kW (achieved uninstalled at sea level Related Controls: Items described in 9A106.a, static conditions using the ICAO stand- .b, and .c are ‘‘subject to the ITAR’’ (see 22 ard atmosphere), excluding civil certified CFR parts 120 through 130). engines. Related Definitions: N/A LICENSE REQUIREMENTS Items: a. Ablative liners for thrust or com- Reason for Control: MT, AT bustion chambers;

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b. Rocket nozzles; Reason for Control: MT, AT c. Thrust vector control sub-systems; Technical Note: Examples of methods of Control(s) Country Chart (See Supp. achieving thrust vector control controlled by No. 1 to part 738) 9A106.c includes: MT applies to entire entry ..... MT Column 1 1. Flexible nozzle; AT applies to entire entry ...... AT Column 1 2. Fluid or secondary gas injection; 3. Movable engine or nozzle; 4. Deflection of exhaust gas steam (jet vanes LIST BASED LICENSE EXCEPTIONS (SEE PART or probes); or 740 FOR A DESCRIPTION OF ALL LICENSE EX- 5. Thrust tabs. CEPTIONS) d. Liquid, slurry and gel propellant (includ- LVS: N/A ing oxidizers) control systems, and ‘‘spe- GBS: N/A cially designed’’ ‘‘parts’’ and ‘‘components’’ CIV: N/A therefor, designed or modified to operate in LIST OF ITEMS CONTROLLED vibration environments greater than 10 g Related Controls: See also 1A002. rms between 20 Hz and 2000 Hz. Related Definitions: N/A Note: The only servo valves, pumps and gas Items: The list of items controlled is con- turbines controlled by 9A106.d, are the following: tained in the ECCN heading a. Servo valves designed for flow rates equal 9A111 Pulse jet engines, usable in rockets, to or greater than 24 liters per minute, at an ab- missiles, or unmanned aerial vehicles ca- solute pressure equal to or greater than 7 MPa, pable of achieving a ‘‘range’’ equal to or that have an actuator response time of less than greater than 300 km, and ‘‘specially de- 100 ms; b. Pumps, for liquid propellants, with shaft signed’’ ‘‘parts’’ and ‘‘components’’ there- speeds equal to or greater than 8,000 rpm at the for. (These items are ‘‘subject to the maximum operating mode or with discharge ITAR.’’ See 22 CFR parts 120 through pressures equal to or greater than 7 Mpa; or 130.) c. Gas turbines, for liquid propellant 9A115 Apparatus, devices and vehicles, de- turbopumps, with shaft speeds equal to or great- signed or modified for the transport, han- er than 8,000 rpm at the maximum operating dling, control, activation and launching mode. of rockets, missiles, and unmanned aerial e. Flight control servo valves designed or vehicles capable of achieving a ‘‘range’’ modified for use in ‘‘missiles’’ and designed equal to or greater than 300 km. (Some of or modified to operate in a vibration envi- these items are controlled in ECCN ronment greater than 10g rms over the entire 9A610; others are ‘‘subject to the ITAR.’’ range between 20Hz and 2 kHz. See 22 CFR parts 120 through 130.) 9A107 Solid propellant rocket motors, usa- 9A116 Reentry vehicles, usable in ‘‘missiles,’’ ble in rockets with a range capability of and equipment designed or modified 300 km or greater, other than those con- therefor. (These items are ‘‘subject to the trolled by 9A007, having total impulse ca- ITAR.’’ See 22 CFR parts 120 through pacity equal to or greater than 8.41 μ 105 130.) Ns, but less than 1.1 μ 106 Ns. (These items are ‘‘subject to the ITAR.’’ See 22 9A117 Staging mechanisms, separation CFR parts 120 through 130.) mechanisms, and interstages therefor, us- 9A108 Solid rocket propulsion ‘‘parts’’ and able in ‘‘missiles’’. (These items are ‘‘sub- ‘‘components,’’ other than those con- ject to the ITAR.’’ See 22 CFR parts 120 trolled by 9A008, usable in rockets with a through 130.) range capability of 300 km or greater. 9A118 Devices to regulate combustion usa- (These items are ‘‘subject to the ITAR.’’ ble in engines which are usable in rock- See 22 CFR parts 120 through 130.) ets, missiles, and unmanned aerial vehi- 9A109 Hybrid rocket motors, usable in rock- cles capable of achieving a ‘‘range’’ equal ets with a range capability of 300 km or to or greater than 300 km, controlled by greater, other than those controlled by 9A011 or 9A111. (These items are ‘‘subject 9A009, and ‘‘specially designed’’ ‘‘parts’’ to the ITAR.’’ See 22 CFR parts 120 and ‘‘components’’ therefor. (These items through 130.) are ‘‘subject to the ITAR.’’ See 22 CFR parts 120 through 130.) 9A119 Individual rocket stages, usable in rockets with a range capability greater 9A110 Composite structures, laminates and than 300 km or greater, other than those manufactures thereof ‘‘specially de- controlled by 9A005, 9A007, 9A009, 9A105, signed’’ for 9A012 items that are con- 9A107 and 9A109. (These items are ‘‘sub- trolled for MT reasons. ject to the ITAR.’’ See 22 CFR parts 120 LICENSE REQUIREMENTS through 130.)

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9A120 Complete unmanned aerial vehicles, Control(s) Country chart not specified in 9A012, having all of the following characteristics (see List of RS applies to entire entry, ex- RS Column 1 Items Controlled). cept .e and .y. LICENSE REQUIREMENTS RS applies to 9A515.e ...... RS Column 2 Reason for Control: MT, AT MT applies to microcircuits in MT Column 1 9A515.d and 9A515.e.2 Country Chart (See Supp. when ‘‘usable in’’ ‘‘missiles’’ Control(s) No. 1 to part 738) for protecting ‘‘missiles’’ against nuclear effects (e.g. MT applies to entire entry ..... MT Column 1. Electromagnetic Pulse AT applies to entire entry ...... AT Column 1. (EMP), X-rays, combined blast and thermal effects). LIST BASED LICENSE EXCEPTIONS (SEE PART AT applies to entire entry ...... AT Column 1 740 FOR A DESCRIPTION OF ALL LICENSE EX- CEPTIONS) LIST BASED LICENSE EXCEPTIONS (SEE PART LVS: N/A 740 FOR A DESCRIPTION OF ALL LICENSE EX- GBS: N/A CEPTIONS) CIV: N/A LVS: $1500 LIST OF ITEMS CONTROLLED GBS: N/A Related Controls: See ECCN 9A012 or the U.S. CIV: N/A Munitions List Category VIII (22 CFR part SPECIAL CONDITIONS FOR STA 121). Also see ECCN 2B352.i for controls on STA: (1) Paragraph (c)(1) of License Excep- certain spraying or fogging systems, and tion STA (§ 740.20(c)(1) of the EAR) may not ‘‘parts’’ and ‘‘components’’ therefor, ‘‘spe- be used for ‘‘spacecraft’’ in 9A515.a that cially designed’’ or modified for fitting to provide space-based logistics, assembly or aircraft, ‘‘lighter than air vehicles,’’ or servicing of any spacecraft (e.g., refueling), ‘‘UAVs.’’ unless determined by BIS to be eligible for Related Definitions: N/A License Exception STA in accordance with Items: a. Having any of the following: § 740.20(g) (License Exception STA eligi- a.1. An autonomous flight control and bility requests for certain ‘‘500 series’’ and navigation capability; or ‘‘600 series’’ end items). (2) Paragraph (c)(2) a.2. Capability of controlled-flight out of of License Exception STA (§ 740.20(c)(2) of the direct vision range involving a human the EAR) may not be used for any item in operator; and b. Having any of the following: 9A515. b.1. Incorporating an aerosol dispensing LIST OF ITEMS CONTROLLED system/mechanism with a capacity greater Related Controls: Spacecraft, launch vehicles than 20 liters; or and related articles that are enumerated in b.2. Designed or modified to incorporate an the USML, and technical data (including aerosol dispensing system/mechanism with a ‘‘software’’) directly related thereto, and capacity of greater than 20 liters. all services (including training) directly Note: 9A120 does not control model aircraft, related to the integration of any satellite ‘‘specially designed’’ for recreational or competi- or spacecraft to a launch vehicle, including tion purposes. both planning and onsite support, or fur- Technical Notes: 1. An aerosol consists of par- nishing any assistance (including training) ticulate or liquids other than fuel components, in the launch failure analysis or investiga- by—products or additives, as part of the ‘‘pay- tion for items in 9A515.a, are ‘‘subject to load’’ to be dispersed in the atmosphere. Exam- the ITAR.’’ All other ‘‘spacecraft,’’ as enu- ples of aerosols include pesticides for crop dust- merated below and defined in section 772.1, ing and dry chemicals for cloud seeding. are subject to the controls of this ECCN. 2. An aerosol dispensing system/mechanism See also ECCNs 3A001, 3A002, 3A991, 3A992, contains all above devices (mechanical, elec- 6A002, 6A004, 6A008, and 6A998 for specific trical, hydraulic, etc.), which are necessary for ‘‘space-qualified’’ items, 7A004 and 7A104 storage and dispersion of an aerosol into the at- for star trackers, and 9A004 for the Inter- mosphere. This includes the possibility of aer- national Space Station and specially de- osol injection into the combustion exhaust vapor signed part and components therefor. See and into the propeller slip stream. USML Category XI(c) for controls on microwave monolithic integrated circuits 9A515 ‘‘Spacecraft’’ and related commod- (MMICs) that are ‘‘specially designed’’ for ities, as follows (see List of Items Con- defense articles. See ECCN 9A610.g for pres- trolled). sure suits used for high altitude aircraft. LICENSE REQUIREMENTS Related Definitions: ’Microcircuit’ means a Reason for Control: NS, RS, MT, AT device in which a number of passive or active elements are considered as indivisibly Control(s) Country chart associated on or within a continuous struc- NS applies to entire entry, ex- NS Column 1 ture to perform the function of a circuit. cept .e and .y. Items:

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‘‘Spacecraft’’ and other items described in (SEB), or single event gate rupture (SEGR)) ECCN 9A515 remain subject to the EAR even immunity to a linear energy transfer (LET) if exported, reexported, or transferred (in- ≥80 MeV-cm2/mg; or country) with defense articles ‘‘subject to e.2. A total dose ≥ 5 × 105 Rads (Si) (5 × 103 the ITAR’’ integrated into and included Gy (Si)) and not described in 9A515.d. therein as integral parts of the item. In all Note 1 to 9A515.d and .e: Application specific other cases, such defense articles are subject integrated circuits (ASICs), integrated circuits to the ITAR. For example, a 9A515.a ‘‘space- developed and produced for a specific applica- craft’’ remains ‘‘subject to the EAR’’ even tion or function, specifically designed or modi- when it is exported, reexported, or trans- fied for defense articles and not in normal com- ferred (in-country) with a ‘‘hosted payload’’ mercial use are controlled by Category XI(c) of described in USML Category XV(e)(17) incor- the USML regardless of characteristics. porated therein. In all other cases, a ‘‘hosted Note 2 to 9A515.d and .e: See 3A001.a for con- payload’’ performing a function described in trols on radiation-hardened microelectronic cir- USML Category XV(a) always remains a cuits ‘‘subject to the EAR’’ that are not con- USML item. trolled by 9A515.d or 9A515.e. a. ‘‘Spacecraft,’’ including satellites, and f. Pressure suits (i.e., space suits) capable space vehicles, whether designated develop- of operating at altitudes 55,000 feet above sea mental, experimental, research or scientific, level. not enumerated in USML Category XV or de- g. through w. [Reserved] scribed in 9A004. x. ‘‘Parts,’’ ‘‘components,’’ ‘‘accessories’’ NOTE: ECCN 9A515.a includes commercial and ‘‘attachments’’ that are ‘‘specially de- communications satellites, remote sensing sat- signed’’ for defense articles controlled by ellites, planetary rovers, planetary and inter- USML Category XV or items controlled by planetary probes, and in-space habitats, not 9A515, and that are NOT: identified in USML Category XV(a). 1. Enumerated or controlled in the USML b. Ground control systems and training or elsewhere within ECCNs 9A515 or 9A004; simulators ‘‘specially designed’’ for telem- 2. Microelectronic circuits and discrete etry, tracking, and control of the ‘‘space- electronic components; craft’’ controlled in paragraph 9A515.a. 3. Described in ECCNs 7A004 or 7A104; c. [Reserved] 4. Described in an ECCN containing ‘‘space- d. Microelectronic circuits (e.g., integrated qualified’’ as a control criterion (i.e., circuits, microcircuits, MOSFETs) and dis- 3A001.b.1, 3A001.e.4, 3A002.g.1, 3A991.o, crete electronic components rated, certified, 3A992.b.3, 6A002.a.1, 6A002.b.2, 6A002.d.1, or otherwise specified or described as meet- 6A004.c and .d, 6A008.j.1, 6A998.b, or ing or exceeding all the following character- 7A003.d.2); istics and that are ‘‘specially designed’’ for 5. Microwave solid state amplifiers and defense articles, ‘‘600 series’’ items, or items microwave assemblies (refer to ECCN controlled by 9A515: 3A001.b.4 for controls on these items); d.1. A total dose of 5 × 105 Rads (Si) (5 × 103 6. Travelling wave tube amplifiers (refer to Gy (Si)); ECCN 3A001.b.8 for controls on these items); d.2. A dose rate upset threshold of 5 × 108 or Rads (Si)/sec (5 × 106 Gy (Si)/sec); 7. Elsewhere specified in ECCN 9A515.y. d.3. A neutron dose of 1 × 1014 n/cm2 (1 MeV Note to 9A515.x: ‘‘Parts,’’ ‘‘components,’’ equivalent); ‘‘accessories,’’ and ‘‘attachments’’ specified in d.4. An uncorrected single event upset sen- USML subcategory XV(e) or enumerated in × ¥10 sitivity of 1 10 errors/bit/day or less, for other USML categories are subject to the con- ` the CREME–MC geosynchronous orbit, Solar trols of that paragraph or category. Minimum Environment for heavy ion flux; y. Items that would otherwise be within and the scope of ECCN 9A515.x but that have been d.5. An uncorrected single event upset sen- identified in an interagency-cleared com- × ¥3 sitivity of 1 10 errors/part or less for a modity classification (CCATS) pursuant to × 7 2 fluence of 1 10 protons/cm for proton en- § 748.3(e) as warranting control in 9A515.y. ergy greater than 50 MeV. y.1. Discrete electronic components not e. Microelectronic circuits (e.g., integrated specified in 9A515.e; and circuits, microcircuits, MOSFETs) and dis- y.2. [Reserved] crete electronic components that are rated, certified, or otherwise specified or described 9A604 Commodities related to launch vehi- as meeting or exceeding the characteristics cles, missiles, and rockets (see List of in either paragraph e.1 or e.2, AND ‘‘spe- Items Controlled). cially designed’’ for defense articles con- LICENSE REQUIREMENTS trolled by USML Category XV or items con- Reason for Control: NS, RS, MT, AT, UN trolled by 9A515: e.1. A total dose ≥1 × 105 Rads (Si) (1 × 103 Country chart × 5 × 3 Control(s) (See Supp. No. 1 Gy(Si)) and <5 10 Rads (Si) (5 10 Gy(Si)); to part 738) and a single event effect (SEE) (i.e., single event latchup (SEL), single event burnout NS applies to entire entry ...... NS Column 1

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Country chart system which has a total impulse capacity Control(s) (See Supp. No. 1 equal to or greater than 8.41 × 105 Ns. to part 738) f.5. Thrust vector control systems usable RS applies to entire entry ...... RS Column 1 in rockets, space launch vehicles (SLVs), and MT applies to 9A604.a, .c, .d, MT Column 1 missiles capable of delivering at least a 500 and .f. kg payload to a range of at least 300 km. AT applies to entire entry ...... AT Column 1 f.6. Re-entry vehicles or warhead heat UN applies to entire entry ..... See § 746.1(b) for UN con- shields usable in rockets, SLVs, and missiles trols capable of delivering at least a 500 kg payload to a range of at least 300 km. LIST BASED LICENSE EXCEPTIONS (SEE PART f.7. Safing, arming, fuzing, and firing com- 740 FOR A DESCRIPTION OF ALL LICENSE EX- ponents usable in rockets, SLVs, and mis- CEPTIONS) siles capable of delivering at least a 500 kg LVS: N/A payload to a range of at least 300 km. GBS: N/A g. through w. [Reserved] CIV: N/A x. ‘‘Parts,’’ ‘‘components,’’ ‘‘accessories,’’ SPECIAL CONDITIONS FOR STA and ‘‘attachments’’ that are ‘‘specially de- STA: Paragraph (c)(2) of License Exception signed’’ for a commodity subject to control STA (§ 740.20(c)(2) of the EAR) may not be in paragraphs .a through .d of this ECCN, or used for any item in this ECCN 9A604. a defense article controlled under USML LIST OF ITEMS CONTROLLED Category IV, and not specified elsewhere on Related Controls: (1) Launch vehicles, mis- the USML. siles, and rockets are subject to the ITAR Note to 9A604.x: ‘‘Parts,’’ ‘‘components,’’ (see 22 CFR § 121.1, USML Category IV). (2) ‘‘accessories,’’ and ‘‘attachments’’ specified in See ECCN 0A919 for foreign-made ‘‘mili- USML Category IV(h) are subject to the con- tary commodities’’ that incorporate more trols of that paragraph. than a de minimis amount of U.S.-origin ‘‘600 series’’ controlled content. 9A610 Military aircraft and related commod- Related Definitions: N/A ities, other than those enumerated in Items: a. Thermal batteries ‘‘specially de- 9A991.a (see List of Items Controlled). signed’’ for systems controlled under USML LICENSE REQUIREMENTS Category IV capable of a range equal to or Reason for Control: NS, RS, MT, AT, UN greater than 300 km. b. Thermal batteries, except for thermal Country Chart (See supp. no. Control(s) 1 to part 738) batteries controlled by 9A604.a, that are ‘‘specially designed’’ for systems controlled NS applies to entire entry ex- NS Column 1. under USML Category IV. cept: 9A610.b; parts and c. ‘‘Components’’ ‘‘specially designed’’ for components controlled in ramjet, scramjet, pulse jet, or combined 9A610.x if being exported cycle engines controlled under USML Cat- or reexported for use in an egory IV, including devices to regulate com- aircraft controlled in 9A610.b; and 9A610.y. bustion in such commodities. RS applies to entire entry ex- RS Column 1. d. ‘‘Components’’ ‘‘specially designed’’ for cept: 9A610.b; parts and hybrid rocket motors controlled under components controlled in USML Category IV usable in rockets, mis- 9A610.x if being exported siles, or unmanned aerial vehicles capable of or reexported for use in an a range equal to or greater than 300 km. aircraft controlled in e. ‘‘Components’’ ‘‘specially designed’’ for 9A610.b; and 9A610.y. MT applies to 9A610.t, .u, .v, MT Column 1. pressure gain combustion-based propulsion and .w. systems controlled under USML Category AT applies to entire entry ...... AT Column 1. IV. UN applies to entire entry ex- See § 746.1(b) for UN con- f. Composite structures, laminates and cept 9A610.y. trols. manufactures thereof ‘‘specially designed’’ for the following items controlled under LIST BASED LICENSE EXCEPTIONS (SEE PART USML Category IV: 740 FOR A DESCRIPTION OF ALL LICENSE EX- f.1. Systems capable of a range equal to or CEPTIONS) greater than 300 km; LVS: $1500 f.2. Individual rocket stages usable in GBS: N/A 9A604.f.1. systems; CIV: N/A f.3. Solid propellant rocket motors or hy- SPECIAL CONDITIONS FOR STA brid rocket motors having a total impulse STA: (1) Paragraph (c)(1) of License Excep- capacity equal to or greater than 8.41 × 105 tion STA (§ 740.20(c)(1) of the EAR) may not Ns; or be used for any item in 9A610.a (i.e., ‘‘end f.4. Liquid propellant rocket engines inte- item’’ military aircraft), unless deter- grated, or designed or modified to be inte- mined by BIS to be eligible for License Ex- grated, into a liquid propellant propulsion ception STA in accordance with § 740.20(g)

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(License Exception STA eligibility re- ther USML paragraph VIII(a) or ECCN quests for ‘‘600 series’’ end items). (2) Para- 9A610.a. graph (c)(2) of License Exception STA h. Parachutes, paragliders, complete para- (§ 740.20(c)(2) of the EAR) may not be used chute canopies, harnesses, platforms, elec- for any item in 9A610. tronic release mechanisms, ‘‘specially de- LIST OF ITEMS CONTROLLED signed’’ for use with aircraft controlled by Related Controls: (1) Military aircraft and re- either USML paragraph VIII(a) or ECCN lated articles that are enumerated in 9A610.a, and ‘‘equipment’’ ‘‘specially de- USML Category VIII, and technical data signed’’ for military high altitude parachut- (including software) directly related there- ists, such as suits, special helmets, breathing to, are subject to the ITAR. (2) See ECCN systems, and navigation equipment. 0A919 for controls on foreign-made ‘‘mili- i. Controlled opening equipment or auto- tary commodities’’ that incorporate more matic piloting systems, designed for than a de minimis amount of U.S.-origin parachuted loads. ‘‘600 series’’ controlled content. (3) See j. Ground effect machines (GEMS), includ- USML Category XIX and ECCN 9A619 for ing surface effect machines and air cushion controls on military aircraft gas turbine vehicles, ‘‘specially designed’’ for use by a engines and related items. military. Related Definitions: In paragraph .y of this k. through s. [Reserved] entry, the term ’fluid’ includes liquids and t. Composite structures, laminates, and gases. manufactures thereof ‘‘specially designed’’ Items: a. ’Military Aircraft’ ‘‘specially defor unmanned aerial vehicles controlled signed’’ for a military use that are not under USML Category VIII(a) with a range enumerated in USML paragraph VIII(a). equal to or greater than 300 km. Note 1: For purposes of paragraph .a the term Note to paragraph .t: Composite structures, ’military aircraft’ means the LM–100J aircraft laminates, and manufactures thereof ‘‘specially and any aircraft ‘‘specially designed’’ for a mili- designed’’ for unmanned aerial vehicles con- tary use that are not enumerated in USML trolled under USML Category VIII(a) with a paragraph VIII(a). The term includes: Trainer maximum range less than 300 km are controlled aircraft; cargo aircraft; utility fixed wing air- in paragraph .x of this entry. craft; military helicopters; observation aircraft; u. Apparatus and devices ‘‘specially de- military non-expansive balloons and other light- signed’’ for the handling, control, activation er than air aircraft; and unarmed military air- and non-ship-based launching of UAVs or craft, regardless of origin or designation. Air- drones controlled by either USML paragraph craft with modifications made to incorporate VIII(a) or ECCN 9A610.a, and capable of a safety of flight features or other FAA or NTSB range equal to or greater than 300 km. modifications such as transponders and air data Note to paragraph .u: Apparatus and devices recorders are ‘‘unmodified’’ for the purposes of ‘‘specially designed’’ for the handling, control, this paragraph .a. activation and non-ship-based launching of Note 2: 9A610.a does not control ’military air- UAVs or drones controlled by either USML craft’ that: paragraph VIII(a) or ECCN 9A610.a with a max- a. Were first manufactured before 1946; imum range less than 300 km are controlled in b. Do not incorporate defense articles enumer- paragraph .x of this entry. ated or otherwise described on the U.S. Muni- v. Radar altimeters designed or modified tions List, unless the items are required to meet for use in UAVs or drones controlled by ei- safety or airworthiness standards of a ther USML paragraph VIII(a) or ECCN Wassenaar Arrangement Participating State; 9A610.a., and capable of delivering at least and 500 kilograms payload to a range of at least c. Do not incorporate weapons enumerated or 300 km. otherwise described on the U.S. Munitions List, Note to paragraph .v: Radar altimeters de- unless inoperable and incapable of being re- signed or modified for use in UAVs or drones turned to operation. controlled by either USML paragraph VIII(a) or b. L–100 aircraft manufactured prior to ECCN 9A610.a. that are not capable of deliv- 2013. ering at least 500 kilograms payload to a range c.–d. [Reserved] of at least 300 km are controlled in paragraph .x e. Mobile aircraft arresting and engage- of this entry. ment runway systems for aircraft controlled w. Pneumatic hydraulic, mechanical, by either USML Category VIII(a) or ECCN electro-optical, or electromechanical flight 9A610.a control systems (including fly-by-wire and f. Pressure refueling equipment and equip- fly-by-light systems) and attitude control ment that facilitates operations in confined equipment designed or modified for UAVs or areas, ‘‘specially designed’’ for aircraft con- drones controlled by either USML paragraph trolled by either USML paragraph VIII(a) or VIII(a) or ECCN 9A610.a., and capable of de- ECCN 9A610.a. livering at least 500 kilograms payload to a g. Aircrew life support equipment, aircrew range of at least 300 km. safety equipment and other devices for emer- Note to paragraph .w. Pneumatic, hydraulic, gency escape from aircraft controlled by ei- mechanical, electro-optical, or

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electromechanical flight control systems (includ- y.25. Propellers, propeller systems, and ing fly-by-wire and fly-by-light systems) and at- propeller blades used with reciprocating en- titude control equipment designed or modified gines; for UAVs or drones controlled by either USML y.26. Fire extinguishers; paragraph VIII(a) or ECCN 9A610.a., not capa- y.27. Flame and smoke/CO2 detectors; ble of delivering at least 500 kilograms payload y.28. Map cases; to a range of at least 300 km are controlled in y.29. ’Military Aircraft’ that were first paragraph .x of this entry. manufactured from 1946 to 1955 that do not x. ‘‘Parts,’’ ‘‘components,’’ ‘‘accessories,’’ incorporate defense articles enumerated or and ‘‘attachments’’ that are ‘‘specially de- otherwise described on the U.S. Munitions signed’’ for a commodity enumerated or oth- List, unless the items are required to meet erwise described in ECCN 9A610 (except for safety or airworthiness standards of a 9A610.y) or a defense article enumerated or Wassenaar Arrangement Participating State; otherwise described in USML Category VIII and do not incorporate weapons enumerated and not elsewhere specified on the USML or or otherwise described on the U.S. Munitions in 9A610.y, 9A619.y, or 3A611.y. List, unless inoperable and incapable of y. Specific ‘‘parts,’’ ‘‘components,’’ ‘‘ac- being returned to operation; cessories,’’ and ‘‘attachments’’ ‘‘specially de- y.30. ‘‘Parts,’’ ‘‘components,’’ ‘‘acces- signed’’ for a commodity subject to control sories,’’ and ‘‘attachments,’’ other than elec- in this entry, ECCN 9A619, or for a defense tronic items or navigation equipment, for article in USML Categories VIII or XIX and use in or with a commodity controlled by not elsewhere specified in the USML or the ECCN 9A610.h; CCL, and other aircraft commodities ‘‘spe- y.31. Identification plates and nameplates; cially designed’’ for a military use, as fol- and y.32. Fluid manifolds. lows, and ‘‘parts,’’ ‘‘components,’’ ‘‘accessories,’’ and ‘‘attachments’’ ‘‘specially de- 9A619 Military gas turbine engines and re- signed’’ therefor: lated commodities (see List of Items Con- y.1. Aircraft tires; trolled). y.2. Analog gauges and indicators; LICENSE REQUIREMENTS y.3. Audio selector panels; Reason for Control: NS, RS, AT, UN y.4. Check valves for hydraulic and pneumatic systems; Control(s) Country Chart (See Supp. y.5. Crew rest equipment; No. 1 to part 738) y.6. Ejection seat mounted survival aids; NS applies to entire entry ex- NS Column 1 y.7. Energy dissipating pads for cargo (for cept 9A619.y. pads made from paper or cardboard); RS applies to entire entry ex- RS Column 1 y.8. Fluid filters and filter assemblies; cept 9A619.y. y.9. Galleys; AT applies to entire entry ...... AT Column 1 y.10. Fluid hoses, straight and unbent lines UN applies to entire entry ex- See § 746.1(b) for UN con- cept 9A619.y. trols (for a commodity subject to control in this entry or defense article in USML Category LIST BASED LICENSE EXCEPTIONS (SEE PART VIII), and fittings, couplings, clamps (for a 740 FOR A DESCRIPTION OF ALL LICENSE EX- commodity subject to control in this entry CEPTIONS) or defense article in USML Category VIII) LVS: $1,500 and brackets therefor; GBS: N/A y.11. Lavatories; CIV: N/A y.12. Life rafts; SPECIAL CONDITIONS FOR STA y.13. Magnetic compass, magnetic azimuth STA: Paragraph (c)(2) of License Exception detector; STA (§ 740.20(c)(2) of the EAR) may not be y.14. Medical litter provisions; used for any item in ECCN 9A619. y.15. Cockpit or cabin mirrors; LIST OF ITEMS CONTROLLED y.16. Passenger seats including palletized Related Controls: (1) Military gas turbine en- seats; gines and related articles that are enumer- y.17. Potable water storage systems; ated or otherwise described in USML Cat- y.18. Public address (PA) systems; egory XIX, and technical data (including y.19. Steel brake wear pads (does not in- software) directly related thereto, are sub- clude sintered mix or carbon/carbon mate- ject to the jurisdiction of the International rials); Traffic in Arms Regulations (ITAR). (2) y.20. Underwater locator beacons; Gas turbine engines designated 501–D22 are y.21. Urine collection bags/pads/cups/ controlled in ECCN 9A991.d regardless of pumps; the aircraft type into which they will be y.22. Windshield washer and wiper systems; installed. (3) See ECCN 0A919 for foreign- y.23. Filtered and unfiltered panel knobs, made ‘‘military commodities’’ that incor- indicators, switches, buttons, and dials; porate more than a de minimis amount of y.24. Lead-acid and Nickel-Cadmium bat- U.S.-origin ‘‘600 series’’ controlled content. teries; (4) ‘‘Parts,’’ ‘‘components,’’ ‘‘accessories,’’

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and ‘‘attachments’’ specified in USML Cat- cessories,’’ and ‘‘attachments’’ ‘‘specially de- egory XIX(f) are subject to the controls of signed’’ therefor: that paragraph. (5) ‘‘Parts,’’ ‘‘compo- y.1. Oil tank and reservoirs; nents,’’ ‘‘accessories,’’ and ‘‘attachments’’ y.2. Oil lines and tubes; specified in ECCN 9A619.y are subject to y.3. Fluid hoses, and lines (for a com- the controls of that paragraph. modity subject to control in this entry or a Related Definitions: In paragraph .y of this defense article in USML Category XIX), fit- entry, the term ’fluid’ includes liquids and tings, couplings, and brackets therefor; gases. y.4. Fluid filters and filter assemblies; Items: a. ‘‘Military Gas Turbine Engines’’ y.5. Clamps (for a commodity subject to ‘‘specially designed’’ for a military use that control in this entry or a defense article in are not controlled in USML Category XIX(a), USML Category XIX); (b), (c), or (d). y.6. Shims; NOTE: For purposes of ECCN 9A619.a, the y.7. Identification plates and nameplates; term ‘‘military gas turbine engines’’ means gas y.8. Fluid manifolds; and turbine engines ‘‘specially designed’’ for ‘‘end y.9. Check valves for fluid systems. items’’ enumerated in USML Categories VI, VII or VIII or on the CCL under ECCNs 0A606, 9A620 Cryogenic and ‘‘superconductive’’ 8A609 or 9A610. equipment, as follows (see list of items b. Digital engine controls (e.g., Full Au- controlled). thority Digital Engine Controls (FADEC) Reason for Control: NS, RS, AT, UN and Digital Electronic Engine Controls (DEEC)) ‘‘specially designed’’ for gas turbine Country chart Control(s) (see Supp. No. 1 to part 738) engines controlled in this ECCN 9A619. c. If ‘‘specially designed’’ for gas turbine NS applies to entire entry ...... NS Column 1 engines controlled in 9A619.a, hot section RS applies to entire entry ...... RS Column 1 components (i.e., combustion chambers and AT applies to entire entry ...... AT Column 1 liners; high pressure turbine blades, vanes, UN applies to entire entry ..... See § 746.1(b) for UN con- disks and related cooled structure; cooled trols low pressure turbine blades, vanes, disks and related cooled structure; cooled augmenters; LIST BASED LICENSE EXCEPTIONS (SEE PART and cooled nozzles); 740 FOR A DESCRIPTION OF ALL LICENSE EX- d. If ‘‘specially designed’’ for gas turbine CEPTIONS) engines controlled in 9A619.a, uncooled tur- LVS: $1500. bine blades, vanes, disks, and tip shrouds; GBS: N/A e. If ‘‘specially designed’’ for gas turbine CIV: N/A engines controlled in 9A619.a, combustor SPECIAL CONDITIONS FOR STA cowls, diffusers, domes, and shells; STA: Paragraph (c)(2) of License Exception f. Engine monitoring systems (i.e., those STA (§ 740.20(c)(2) of the EAR) may not be that conduct prognostics, diagnostics, and used for any item in 9A620. monitor health) ‘‘specially designed’’ for gas LIST OF ITEMS CONTROLLED turbine engines and components controlled Related Controls: Electronic items that are in this ECCN 9A619. enumerated in USML Category XI or other g. through w. [Reserved] USML categories, and technical data (in- x. Parts,’’ ‘‘components,’’ ‘‘accessories,’’ cluding software) directly related thereto, and ‘‘attachments’’ that are ‘‘specially de- are subject to the ITAR. signed’’ for a commodity controlled by this Related Definitions: N/A ECCN 9A619 (other than ECCN 9A619.c) or for Items: a. Equipment ‘‘specially designed’’ to a defense article enumerated in USML Cat- be installed in a vehicle for military ground, egory XIX and not specified elsewhere on the marine, airborne, or space applications, and USML or in ECCN 3A611.y, 9A610.y or capable of operating while in motion and of 9A619.y. producing or maintaining temperatures Note to paragraph .x: ‘‘Parts,’’ ‘‘components,’’ below 103 K (¥170 °C). ‘‘accessories,’’ and ‘‘attachments’’ specified in Note to 9A620.a: ECCN 9A620.a includes mo- USML subcategory XIX(f) are subject to the bile systems incorporating or employing ‘‘acces- controls of that paragraph. ‘‘Parts,’’ ‘‘compo- sories’’ or ‘‘components’’ manufactured from nents,’’ ‘‘accessories,’’ and ‘‘attachments’’ spec- non-metallic or non-electrical conductive mate- ified in ECCN 3A611.y, 9A610.y or 9A619.y are rials such as plastics or epoxy-impregnated ma- subject to the controls of that paragraph. terials. y. Specific ‘‘parts,’’ ‘‘components,’’ ‘‘ac- b. ‘‘Superconductive’’ electrical equipment cessories,’’ and ‘‘attachments’’ ‘‘specially de- (rotating machinery and transformers) ‘‘spe- signed’’ for a commodity subject to control cially designed’’ to be installed in a vehicle in this entry, ECCN 9A610, or for a defense for military ground, marine, airborne, or article in USML Category VIII or Category space applications, and capable of operating XIX and not elsewhere specified on the while in motion. USML or in the CCL, and other commodities, Note to 9A620.b: ECCN 9A620.b. does not con- as follows, and ‘‘parts,’’ ‘‘components,’’ ‘‘ac- trol direct-current hybrid homopolar generators

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that have single-pole normal metal armatures b. Off highway wheel tractors of carriage which rotate in a magnetic field produced by capacity 9 mt (20,000 lbs) or more; and major superconducting windings, provided those ‘‘components’’ and accessories, n.e.s. windings are the only superconducting compo- c. On-Highway tractors, with single or tan- nents in the generator. dem rear axles rated for 9 mt per axel (20,000 c. through w. [Reserved]. lbs.) or greater and ‘‘specially designed’’ x. ‘‘Parts,’’ ‘‘components,’’ ‘‘accessories’’ major ‘‘components’’. and ‘‘attachments’’ that are ‘‘specially de- 9A991 ‘‘Aircraft,’’ n.e.s., and gas turbine en- signed’’ for a commodity controlled by ECCN gines not controlled by 9A001 or 9A101 9A620. and ‘‘parts’’ and ‘‘components,’’ n.e.s. (see 9A980 Nonmilitary mobile crime science lab- List of Items Controlled). oratories; and accessories, n.e.s. LICENSE REQUIREMENTS Heading Note: In order for a vehicle to be Reason for Control: AT, UN classified as a nonmilitary mobile crime scene laboratory under ECCN 9A980, the vehicle must Country Chart (See Supp. Control(s) No. 1 to part 738) contain one or more analytical or laboratory items controlled for Crime Control (CC) reasons AT applies to entire entry ...... AT Column 1. on the CCL, such as ECCNs 3A980 and 3A981. UN applies to 9A991.a ...... See § 746.1(b) for UN con- LICENSE REQUIREMENTS trols. Reason for Control: CC LIST BASED LICENSE EXCEPTIONS (SEE PART Country Chart (See Supp. 740 FOR A DESCRIPTION OF ALL LICENSE EX- Control(s) No. 1 to part 738) CEPTIONS) CC applies to entire entry ..... CC Column 1 LVS: N/A GBS: N/A LIST BASED LICENSE EXCEPTIONS (SEE PART CIV: N/A 740 FOR A DESCRIPTION OF ALL LICENSE EX- LIST OF ITEMS CONTROLLED CEPTIONS) Related Controls: N/A LVS: N/A Related Definitions: N/A GBS: N/A Items: a. Military aircraft, demilitarized (not CIV: N/A specifically equipped or modified for mili- LIST OF ITEMS CONTROLLED tary operation), as follows: Related Controls: N/A a.1 Cargo aircraft bearing ‘‘C’’ designations Related Definitions: N/A and numbered C–45 through C–118 inclusive, Items: The list of items controlled is con- C–121 through C–125 inclusive, and C–131, tained in the ECCN heading using reciprocating engines only. 9A990 Diesel engines, n.e.s., and tractors a.2 Trainer aircraft bearing ‘‘T’’ designa- and ‘‘specially designed’’ ‘‘parts’’ and tions and using reciprocating engines or tur- ‘‘components’’ therefor, n.e.s. (see List of boprop engines with less than 600 horsepower Items Controlled). (s.h.p.). LICENSE REQUIREMENTS a.3 Utility aircraft bearing ‘‘U’’ designa- Reason for Control: AT tions and using reciprocating engines only. a.4 All liaison aircraft bearing an ‘‘L’’ designation. Control(s) Country Chart (See Supp. No. 1 to part 738) a.5 All observation aircraft bearing ‘‘O’’ AT applies to entire entry ex- AT Column 1. designations and using reciprocating en- cept 9A990.a. gines. AT applies to 9A990.a only ... AT Column 2. b. Aircraft n.e.s.; c. Aero gas turbine engines, and ‘‘parts’’ LIST BASED LICENSE EXCEPTIONS (SEE PART and ‘‘components’’ ‘‘specially designed’’ 740 FOR A DESCRIPTION OF ALL LICENSE EX- therefor. CEPTIONS) Note: 9A991.c does not control aero gas tur- LVS: N/A bine engines that are destined for use in civil GBS: N/A ‘‘aircraft’’ and that have been in use in bona CIV: N/A fide civil ‘‘aircraft’’ for more than eight years. If LIST OF ITEMS CONTROLLED they have been in use in bona fide civil ‘‘air- Related Controls: N/A craft’’ for more than eight years, such engines Related Definitions: N/A are controlled under 9A991.d. Items: a. Diesel engines, n.e.s., for trucks, d. ‘‘Parts’’ and ‘‘components,’’ ‘‘specially tractors, and automotive applications of con- designed’’ for ‘‘aircraft,’’ n.e.s. tinuous brake horsepower of 400 BHP (298 e. Pressurized aircraft breathing equip- kW) or greater (performance based on SAE ment, n.e.s.; and ‘‘parts’’ and ‘‘components’’ J1349 standard conditions of 100 Kpa and 25°) ‘‘specially designed’’ therefor, n.e.s.

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9A992 Complete canopies, harnesses, and Related Definitions: N/A platforms and electronic release mecha- Items: a. Directional solidification or single nisms therefor, except such types as are crystal casting equipment; in normal sporting use. b. Casting tooling, manufactured from re- LICENSE REQUIREMENTS fractory metals or ceramics, as follows: Reason for Control: AT b.1. Cores; b.2. Shells (moulds); Control(s) Country Chart (See Supp. b.3. Combined core and shell (mould) units. No. 1 to part 738) c. Directional-solidification or single-crys- AT applies to entire entry ...... AT Column 1 tal additive-manufacturing equipment. 9B002 On-line (real time) control systems, LIST BASED LICENSE EXCEPTIONS (SEE PART instrumentation (including sensors) or 740 FOR A DESCRIPTION OF ALL LICENSE EX- automated data acquisition and proc- CEPTIONS) LVS: N/A essing equipment, having all of the fol- GBS: N/A lowing (see List of Items Controlled). CIV: N/A LICENSE REQUIREMENTS LIST OF ITEMS CONTROLLED Reason for Control: NS, MT, AT Related Controls: N/A Country Chart (See Supp. Related Definitions: N/A Control(s) No. 1 to part 738) Items: The list of items controlled is contained in the ECCN heading NS applies to entire entry ...... NS Column 1 MT applies to equipment for MT Column 1 B. ‘‘TEST’’, ‘‘INSPECTION’’ AND ‘‘PRODUCTION engines controlled under EQUIPMENT’’ 9A001 for MT reasons and for engines controlled 9B001 Equipment, Tooling or Fixtures, under 9A101. ‘‘Specially Designed’’ for Manufacturing AT applies to entire entry ...... AT Column 1 Gas Turbine Engine Blades, Vanes or ‘‘Tip Shrouds’’, as Follows (See List of LIST BASED LICENSE EXCEPTIONS (SEE PART Items Controlled). 740 FOR A DESCRIPTION OF ALL LICENSE EX- LICENSE REQUIREMENTS CEPTIONS) Reason for Control: NS, MT, AT LVS: $3000, except N/A for MT GBS: Yes, except N/A for MT Country Chart (See Supp. CIV: Yes, except N/A for MT Control(s) No. 1 to part 738) LIST OF ITEMS CONTROLLED NS applies to entire entry ...... NS Column 1 Related Controls: N/A MT applies to equipment for MT Column 1 Related Definitions: N/A engines controlled under Items: a. ‘‘Specially designed’’ for the ‘‘de- 9A001 for MT reasons and velopment’’ of gas turbine engines, assem- for engines controlled blies, ‘‘parts’’ or ‘‘components’’; and under 9A101. AT applies to entire entry ...... AT Column 1 b. Incorporating ‘‘technologies’’ controlled by 9E003.h or 9E003.i. REPORTING REQUIREMENTS See § 743.1 of the 9B003 Equipment ‘‘specially designed’’ for EAR for reporting requirements for ex- the ‘‘production’’ or test of gas turbine ports under License Exceptions, and Vali- brush seals designed to operate at tip dated End-User authorizations speeds exceeding 335 m/s, and tempera- LIST BASED LICENSE EXCEPTIONS (SEE PART tures in excess of 773 K (500 ≥C), and 740 FOR A DESCRIPTION OF ALL LICENSE EX- ‘‘specially designed’’ ‘‘components’’ or CEPTIONS) ‘‘accessories’’ therefor. LVS: $5000, except N/A for MT LICENSE REQUIREMENTS GBS: Yes, except N/A for MT Reason for Control: NS, MT, AT CIV: Yes, except N/A for MT SPECIAL CONDITIONS FOR STA Country Chart (See Supp. STA: License Exception STA may not be Control(s) No. 1 to part 738) used to ship commodities in 9B001 to any of the destinations listed in Country Group NS applies to entire entry ...... NS Column 1 A:6 (See Supplement No. 1 to part 740 of MT applies to equipment for MT Column 1 engines controlled under the EAR). 9A001 for MT reasons and LIST OF ITEMS CONTROLLED for engines controlled Related Controls: For ‘‘specially designed’’ under 9A101. production equipment of systems, sub-sys- AT applies to entire entry ...... AT Column 1 tems, ‘‘parts’’ and ‘‘components’’ controlled by 9A005 to 9A009, 9A011, 9A101, LIST BASED LICENSE EXCEPTIONS (SEE PART 9A105 to 9A109, 9A111, and 9A116 to 9A119 740 FOR A DESCRIPTION OF ALL LICENSE EX- usable in ‘‘missiles’’ see 9B115. See also CEPTIONS) 9B991. LVS: $5000, except N/A for MT

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GBS: Yes, except N/A for MT the square, or the longest side of the rectangle, CIV: Yes, except N/A for MT at the largest test section location. LIST OF ITEMS CONTROLLED b. Devices for simulating flow-environ- Related Controls: See also 9B115 ments at speeds exceeding Mach 5, including Related Definitions: N/A hot-shot tunnels, plasma arc tunnels, shock Items: The list of items controlled is con- tubes, shock tunnels, gas tunnels and light tained in the ECCN heading gas guns; or c. Wind tunnels or devices, other than two- 9B004 Tools, dies or fixtures, for the solid dimensional sections, capable of simulating state joining of ‘‘superalloy’’, titanium or Reynolds number flows exceeding 25 × 10 6. intermetallic airfoil-to-disk combinations described in 9E003.a.3 or 9E003.a.6 for 9B006 Acoustic vibration test equipment ca- gas turbines. pable of producing sound pressure levels Reason for Control: NS, MT, AT of 160 Db or more (referenced to 20 uPa) with a rated output of 4 kW or more at a Control(s) Country Chart (See Supp. test cell temperature exceeding 1,273 K No. 1 to part 738) (1,000 ≥C), and ‘‘specially designed’’ quartz NS applies to entire entry ...... NS Column 1 heaters therefor. MT applies to equipment for MT Column 1 LICENSE REQUIREMENTS engines controlled under Reason for Control: NS, AT 9A001 for MT reasons and for engines controlled Control(s) Country Chart (See Supp. under 9A101. No. 1 to part 738) AT applies to entire entry ...... AT Column 1 NS applies to entire entry ...... NS Column 2 AT applies to entire entry ...... AT Column 1 LIST BASED LICENSE EXCEPTIONS (SEE PART 740 FOR A DESCRIPTION OF ALL LICENSE EX- LIST BASED LICENSE EXCEPTIONS (SEE PART CEPTIONS) 740 FOR A DESCRIPTION OF ALL LICENSE EX- LVS: $3000, except N/A for MT CEPTIONS) GBS: Yes, except N/A for MT LVS: $3000 CIV: Yes, except N/A for MT GBS: Yes LIST OF ITEMS CONTROLLED Yes Related Controls: N/A CIV: LIST OF ITEMS CONTROLLED Related Definitions: N/A Related Controls: See also 9B106. Note that Items: The list of items controlled is con- some items in 9B006 may also be controlled tained in the ECCN heading under 9B106 9B005 On-line (real time) control systems, Related Definitions: N/A instrumentation (including sensors) or Items: The list of items controlled is con- automated data acquisition and proc- tained in the ECCN heading essing equipment, ‘‘specially designed’’ 9B007 Equipment ‘‘specially designed’’ for for use with any of the following (see List inspecting the integrity of rocket motors of Items Controlled). and using Non-Destructive Test (NDT) LICENSE REQUIREMENTS Reason for Control: NS, AT techniques other than planar x-ray or basic physical or chemical analysis. Country Chart (See Supp. LICENSE REQUIREMENTS Control(s) No. 1 to part 738) Reason for Control: NS, MT, AT

NS applies to entire entry ...... NS Column 1 Country Chart (See Supp. AT applies to entire entry ...... AT Column 1 Control(s) No. 1 to part 738)

LIST BASED LICENSE EXCEPTIONS (SEE PART NS applies to entire entry ...... NS Column 1 MT applies to entire entry ..... MT Column 1 740 FOR A DESCRIPTION OF ALL LICENSE EX- AT applies to entire entry ...... AT Column 1 CEPTIONS) LVS: N/A LIST BASED LICENSE EXCEPTIONS (SEE PART GBS: N/A 740 FOR A DESCRIPTION OF ALL LICENSE EX- CIV: N/A CEPTIONS) LIST OF ITEMS CONTROLLED LVS: N/A Related Controls: See also 9B105 GBS: N/A Related Definitions: N/A CIV: N/A Items: a. Wind tunnels designed for speeds of LIST OF ITEMS CONTROLLED Mach 1.2 or more; Related Controls: N/A Note: 9B005.a does not control wind tunnels Related Definitions: N/A ‘‘specially designed’’ for educational purposes Items: The list of items controlled is con- and having a ‘test section size’ (measured lat- tained in the ECCN heading erally) of less than 250 mm. Technical Note: ‘Test section size’ in 9B005.a 9B008 Direct measurement wall skin fric- means the diameter of the circle, or the side of tion transducers ‘‘specially designed’’ to

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operate at a test flow total (stagnation) Related Controls: N/A temperature exceeding 833 K (560 ≥C)). Related Definitions: N/A LICENSE REQUIREMENTS Items: The list of items controlled is con- Reason for Control: NS, AT tained in the ECCN heading.

Control(s) Country Chart (See Supp. 9B105 ‘Aerodynamic test facilities’ for No. 1 to part 738) speeds of Mach 0.9 or more, usable for NS applies to entire entry ...... NS Column 2 rockets, missiles, or unmanned aerial ve- AT applies to entire entry ...... AT Column 1 hicles capable of achieving a ‘‘range’’ equal to or greater than 300 km and their LIST BASED LICENSE EXCEPTIONS (SEE PART subsystems. 740 FOR A DESCRIPTION OF ALL LICENSE EX- LICENSE REQUIREMENTS CEPTIONS) Reason for Control: MT, AT LVS: $5000 Country Chart (See Supp. GBS: N/A Control(s) No. 1 to part 738) CIV: N/A LIST OF ITEMS CONTROLLED MT applies to entire entry ..... MT Column 1 Related Controls: N/A AT applies to entire entry ...... AT Column 1 Related Definitions: N/A Items: The list of items controlled is con- LIST BASED LICENSE EXCEPTIONS (SEE PART tained in the ECCN heading 740 FOR A DESCRIPTION OF ALL LICENSE EX- CEPTIONS) 9B009 Tooling ‘‘specially designed’’ for pro- LVS: N/A ducing turbine engine powder metallurgy GBS: N/A rotor ‘‘parts’’ or ‘‘components’’ capable of CIV: N/A operating at stress levels of 60% of Ulti- LIST OF ITEMS CONTROLLED mate Tensile Strength (UTS) or more and Related Controls: See also 9B005 metal temperatures of 873 K (600 ≥C) or Related Definitions: N/A more. Items: The list of items controlled is con- LICENSE REQUIREMENTS tained in the ECCN heading. Reason for Control: NS, AT Note: 9B105 does not control wind tunnels for speeds of Mach 3 or less with the dimension of Control(s) Country Chart (See Supp. the ‘test cross section size’ equal to or less than No. 1 to part 738) 250 mm. NS applies to entire entry ...... NS Column 2 Technical Notes: AT applies to entire entry ...... AT Column 1 1. ‘Aerodynamic test facilities’ includes wind tunnels and shock tunnels for the study of air- LIST BASED LICENSE EXCEPTIONS (SEE PART flow over objects. 740 FOR A DESCRIPTION OF ALL LICENSE EX- 2. ‘Test cross section size’ means the diameter CEPTIONS) of the circle, or the side of the square, or the LVS: $5000 longest side of the rectangle, or the major axis GBS: N/A of the ellipse at the largest ‘test cross section’ lo- CIV: N/A cation. ‘Test cross section’ is the section perpen- LIST OF ITEMS CONTROLLED dicular to the flow direction. Related Controls: See ECCN 9B002. Related Definitions: N/A 9B106 Environmental chambers usable for Items: The list of items controlled is con- rockets, missiles, or unmanned aerial ve- tained in the ECCN heading hicles capable of achieving a ‘‘range’’ equal to or greater than 300 km and their 9B010 Equipment ‘‘Specially Designed’’ for subsystems, as follows (see List of Items the Production of Items Specified by Controlled). 9A012. LICENSE REQUIREMENTS LICENSE REQUIREMENTS Reason for Control: MT, AT Reason for Control: NS, AT Control(s) Country Chart (See Supp. Country Chart (See Supp. No. 1 to part 738) Control(s) No. 1 to part 738) MT applies to entire entry ..... MT Column 1 NS applies to entire entry ...... NS Column 1. AT applies to entire entry ...... AT Column 1 AT applies to entire entry ...... AT Column 1. LIST BASED LICENSE EXCEPTIONS (SEE PART LIST BASED LICENSE EXCEPTIONS (SEE PART 740 FOR A DESCRIPTION OF ALL LICENSE EX- 740 FOR A DESCRIPTION OF ALL LICENSE EX- CEPTIONS) CEPTIONS) LVS: N/A LVS: N/A GBS: N/A GBS: N/A CIV: N/A CIV: N/A LIST OF ITEMS CONTROLLED LIST OF ITEMS CONTROLLED Related Controls: N/A

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Related Definitions: N/A entry that is related to these items is sub- Items: a. Environmental chambers having all ject to the export licensing authority of of the following characteristics: BIS. (2) ‘‘Specially designed’’ production a.1. Capable of simulating any of the fol- ‘‘equipment’’ for systems, sub-systems, and lowing flight conditions: ‘‘components’’ described in USML Cat- a.1.a. Altitude equal to or greater than egory IV(d)(1), (d)(7), (h)(1), (h)(4), (h)(6), 15,000 m; or (h)(7), (h)(8), (h)(9), (h)(11), (h)(20), (h)(21), a.1.b. Temperature range from below ¥50 (h)(26), or (h)(28) are controlled by ECCN °C to above 125 °C; and 9B604. (3) See ECCN 0A919 for foreign-made a.2. Incorporating, or designed or modified ‘‘military commodities’’ that incorporate to incorporate, a shaker unit or other vibra- more than a de minimis amount of US-ori- tion test equipment to produce vibration en- gin ‘‘600 series’’ controlled content. vironments equal to or greater than 10 g Related Definitions: NA rms, measured ’bare table,’ between 20 Hz Items: The list of items controlled is con- and 2 kHz while imparting forces equal to or tained in the ECCN heading. greater than 5 kN; Technical Notes: 1. Item 9B106.a.2 describes 9B116 ‘‘Specially designed’’ ‘‘production fa- systems that are capable of generating a vibra- cilities’’ for systems, sub-systems, and tion environment with a single wave (e.g., a sine ‘‘components’’ controlled by ECCN 9A012 wave) and systems capable of generating a (applies to MT-controlled items only) or broad band random vibration (i.e., power spec- 9A101 or by USML Category IV(d)(2), trum). (d)(3), (d)(4), or (h)(17). 2. The term ‘bare table’ means a flat table, or LICENSE REQUIREMENTS surface, with no fixture or fittings. Reason for Control: MT, AT 3. In Item 9B106.a.2, designed or modified means the environmental chamber provides ap- Country Chart (See Supp. propriate interfaces (e.g., sealing devices) to in- Control(s) No. 1 to part 738) corporate a shaker unit or other vibration test equipment as specified in this Item. MT applies to entire entry ..... MT Column 1 b. Environmental chambers capable of sim- AT applies to entire entry ...... AT Column 1 ulating all of the following flight conditions: b.1. Acoustic environments at an overall LIST BASED LICENSE EXCEPTIONS (SEE PART sound pressure level of 140 dB or greater (ref- 740 FOR A DESCRIPTION OF ALL LICENSE EX- erenced to 2 × 10¥5 N/m2) or with a total CEPTIONS) rated acoustic power output of 4kW or great- LVS: N/A er; and GBS: N/A b.2. Any of the following: CIV: N/A b.2.a. Altitude equal to or greater than LIST OF ITEMS CONTROLLED 15,000 m; or Related Controls: (1) Although items de- b.2.b. Temperature range of at least ¥50 °C scribed in USML Category IV(d)(2), (d)(3), to + 125 °C. (d)(4), or (h)(17) are ‘‘subject to the ITAR’’ 9B115 ‘‘Specially designed’’ production (see 22 CFR parts 120 through 130), the ‘‘equipment’’ for systems, sub-systems and ‘‘production facilities’’ controlled in this ‘‘components’’ controlled by ECCN 9A101 entry that are related to these items are or by USML Category IV(d)(2), (d)(3), subject to the export licensing authority of (d)(4), or (h)(17). BIS. (2) ‘‘Specially designed’’ ‘‘production LICENSE REQUIREMENTS facilities’’ for systems, sub-systems, and Reason for Control: MT, AT ‘‘components’’ described in USML Cat- egory IV(d)(1), (d)(7), (h)(1), (h)(4), (h)(6), Control(s) Country Chart (See Supp. (h)(7), (h)(8), (h)(9), (h)(11), (h)(20), (h)(21), No. 1 to part 738) (h)(26), or (h)(28) are controlled by ECCN 9B604. (3) See ECCN 0A919 for foreign-made MT applies to entire entry ..... MT Column 1 AT applies to entire entry ...... AT Column 1 ‘‘military commodities’’ that incorporate more than a de minimis amount of US-ori- LIST BASED LICENSE EXCEPTIONS (SEE PART gin ‘‘600 series’’ controlled content. 740 FOR A DESCRIPTION OF ALL LICENSE EX- Related Definitions: NA CEPTIONS) Items: The list of items controlled is con- LVS: N/A tained in the ECCN heading. GBS: N/A CIV: N/A 9B117 Test Benches and Test Stands for LIST OF ITEMS CONTROLLED Solid or Liquid Propellant Rockets, Mo- Related Controls: (1) Although items de- tors or Rocket Engines, Having Either of scribed in USML Category IV(d)(2), (d)(3), the Following Characteristics (see List of (d)(4), or (h)(17) are ‘‘subject to the ITAR’’ Items Controlled). (see 22 CFR parts 120 through 130), the pro- LICENSE REQUIREMENTS duction ‘‘equipment’’ controlled in this Reason for Control: MT, AT

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Country Chart (See Supp. 9A604 or related defense articles in Control(s) No. 1 to part 738) USML Category IV (see List of Items Con- trolled). MT applies to entire entry ..... MT Column 1 LICENSE REQUIREMENTS AT applies to entire entry ...... AT Column 1 Reason for Control: NS, RS, MT, AT, UN

LIST BASED LICENSE EXCEPTIONS (SEE PART Country chart 740 FOR A DESCRIPTION OF ALL LICENSE EX- Control(s) (See Supp. No. 1 CEPTIONS) to part 738) LVS: N/A NS applies to entire entry ...... NS Column 1 GBS: N/A RS applies to entire entry ...... RS Column 1 CIV: N/A MT applies to 9B604.a and .b MT Column 1 LIST OF ITEMS CONTROLLED and to 9B604.d ‘‘specially Related Controls: See also 9B990 designed’’ ‘‘production fa- Related Definitions: N/A cilities’’ or production Items: a. The capacity to handle solid or liq- ‘‘equipment’’ for defense uid propellant rocket motors or rocket en- articles identified as MTCR Annex items in USML Cat- gines having a thrust greater than 68 kN; or egory IV(d)(1), (h)(1), b. Capable of simultaneously measuring (h)(4), (h)(6), (h)(7), (h)(8), the three axial thrust components. (h)(9), (h)(11), (h)(20), (h)(21), or (h)(26). 9B515 Test, inspection, and production AT applies to entire entry ...... AT Column 1 ‘‘equipment’’ ‘‘specially designed’’ for UN applies to entire entry ..... See § 746.1(b) for UN con- ‘‘spacecraft’’ and related commodities, as trols follows (see List of Items Controlled). LICENSE REQUIREMENTS LIST BASED LICENSE EXCEPTIONS (SEE PART 740 FOR A DESCRIPTION OF ALL LICENSE EX- Reason for Control: NS, RS, AT CEPTIONS) Control(s) Country chart LVS: $1,500 GBS: N/A NS applies to entire entry ...... NS Column 1 CIV: N/A RS applies to entire entry ...... RS Column 1 SPECIAL CONDITIONS FOR STA AT applies to entire entry ...... AT Column 1 STA: Paragraph (c)(2) of License Exception STA (§ 740.20(c)(2) of the EAR) may not be LIST BASED LICENSE EXCEPTIONS (SEE PART used for any item in this ECCN 9B604. 740 FOR A DESCRIPTION OF ALL LICENSE EX- LIST OF ITEMS CONTROLLED CEPTIONS) Related Controls: (1) ‘‘Production facilities’’ LVS: $1500; $5000 for 9B515.b for the ‘‘production’’ or ‘‘development’’ of GBS: N/A commodities enumerated or otherwise de- CIV: N/A scribed in ECCN 9A012 or 9A101 or in USML SPECIAL CONDITIONS FOR STA Category IV(d)(2), (d)(3), (d)(4), or (h)(17) STA: Paragraph (c)(2) of License Exception are controlled by ECCN 9B116. (2) Test, in- STA (§ 740.20(c)(2) of the EAR) may not be spection, and other production ‘‘equip- used for any item in 9B515. ment’’ ‘‘specially designed’’ for the ‘‘pro- LIST OF ITEMS CONTROLLED duction’’ or ‘‘development’’ of commodities Related Controls: N/A enumerated or otherwise described in Related Definitions: N/A ECCN 9A101 or in USML Category IV(d)(2), Items: (d)(3), (d)(4), or (h)(17) are controlled by a. Test, inspection, and production ‘‘equip- ECCN 9B115. (3) See ECCN 0A919 for for- ment’’ ‘‘specially designed’’ for the ‘‘produc- eign-made ‘‘military commodities’’ that tion’’ or ‘‘development’’ of commodities enu- incorporate more than a de minimis amount merated in ECCN 9A515.a, or USML Category of US-origin ‘‘600 series’’ controlled con- XV(a) or XV(e). tent. Note: ECCN 9B515.a includes equipment, cells, Related Definitions: N/A and stands ‘‘specially designed’’ for the analysis Items: a. ‘‘Production facilities’’ ‘‘specially or isolation of faults in commodities enumerated designed’’ for items that are controlled by in ECCN 9A515.a or USML Category XV(a) or USML Category IV(a)(1) or (a)(2). XV(e). b. Test, calibration, and alignment equip- b. Environmental test chambers capable of ment ‘‘specially designed’’ for items that are pressures below (10¥4) Torr, and ‘‘specially controlled by USML Category IV(h)(28). designed’’ for commodities enumerated in c. Test, inspection, and other production 9A515.a or USML Category XV(a). ‘‘equipment’’ that is ‘‘specially designed’’ for the ‘‘development,’’ ‘‘production,’’ repair, 9B604 Test, inspection, and production overhaul, or refurbishing of commodities de- ‘‘equipment’’ and related commodities scribed in ECCN 9A604, or defense articles ‘‘specially designed’’ for the ‘‘develop- controlled under USML Category IV, and not ment,’’ ‘‘production,’’ repair, overhaul, or specified in ECCN 0B604.a or in ECCN refurbishing of commodities in ECCN 9B604.a, .b, or .d.

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d. ‘‘Specially designed’’ ‘‘production facili- otherwise described in ECCN 9A610 (except ties’’ or production ‘‘equipment’’ for sys- for 9A610.y) or USML Category VIII and tems, sub-systems, and ‘‘components’’ con- ‘‘parts,’’ ‘‘components,’’ ‘‘accessories,’’ and trolled by USML Category IV(d)(1), (d)(7), ‘‘attachments’’ ‘‘specially designed’’ there- (h)(1), (h)(4), (h)(6), (h)(7), (h)(8), (h)(9), for. (h)(11), (h)(20), (h)(21), (h)(26), or (h)(28). c. ‘‘Production facilities’’ designed or e. through w. [Reserved] modified for UAVs or drones that are (i) con- x. ‘‘Parts,’’ ‘‘components,’’ ‘‘accessories,’’ trolled by either USML paragraph VIII(a) or and ‘‘attachments’’ that are ‘‘specially de- ECCN 9A610.a and (ii) capable of a range signed’’ for a commodity subject to control equal to or greater than 300 km. in paragraph .a or .b of this ECCN. 9B619 Test, inspection, and production 9B610 Test, inspection, and production ‘‘equipment’’ and related commodities ‘‘equipment’’ and related commodities ‘‘specially designed’’ for the ‘‘develop- ‘‘specially designed’’ for the ‘‘development’’ or ‘‘production’’ of commodities ment’’ or ‘‘production’’ of commodities enumerated or otherwise described in enumerated or otherwise described in ECCN 9A619 or USML Category XIX (see ECCN 9A610 or USML Category VIII (see List of Items Controlled). List of Items Controlled). LICENSE REQUIREMENTS LICENSE REQUIREMENTS Reason for Control: NS, RS, AT, UN Reason for Control: NS, RS, MT, AT, UN Control(s) Country Chart (See Supp. Country Chart (See Supp. No. 1 to part 738) Control(s) No. 1 to part 738) NS applies to entire entry ex- NS Column 1 NS applies to entire entry ex- NS Column 1 cept 9B619.y. cept 9B610.c. RS applies to entire entry ex- RS Column 1 RS applies to entire entry ...... RS Column 1 cept 9B619.y. MT applies to 9B610.c ...... MT Column 1 AT applies to entire entry ...... AT Column 1 AT applies to entire entry ...... AT Column 1 UN applies to entire entry ex- See § 746.1(b) for UN con- UN applies to entire entry ..... See § 746.1(b) for UN con- cept 9B619.y. trols trols LIST BASED LICENSE EXCEPTIONS (SEE PART LIST BASED LICENSE EXCEPTIONS (SEE PART 740 FOR A DESCRIPTION OF ALL LICENSE EX- 740 FOR A DESCRIPTION OF ALL LICENSE EX- CEPTIONS) CEPTIONS) LVS: $1,500 LVS: $1500 GBS: N/A GBS: N/A CIV: N/A CIV: N/A SPECIAL CONDITIONS FOR STA SPECIAL CONDITIONS FOR STA STA: Paragraph (c)(2) of License Exception STA: Paragraph (c)(2) of License Exception STA (§ 740.20(c)(2) of the EAR) may not be STA (§ 740.20(c)(2) of the EAR) may not be used for any item in ECCN 9B619. used for any item in 9B610. LIST OF ITEMS CONTROLLED LIST OF ITEMS CONTROLLED Related Controls: USML Category XIX(f)(1) Related Controls: USML Category VIII(h)(1) controls ‘‘parts,’’ ‘‘components,’’ ‘‘acces- controls ‘‘parts,’’ ‘‘components,’’ ‘‘accessories,’’ and ‘‘attachments’’ ‘‘specially de- sories,’’ and ‘‘attachments’’ ‘‘specially designed’’ for the engines described in Cat- signed’’ for the aircraft enumerated or oth- egory XIX(f)(1), but does not control the erwise described in Category VIII(h)(1), but commodities enumerated or otherwise de- does not control the commodities enumer- scribed in ECCN 9B619. USML Category ated or otherwise described in ECCN 9B610. XIX(f)(2)–(11) controls other engine USML Category VIII(h)(2)–(28) controls ‘‘parts,’’ ‘‘components,’’ ‘‘accessories,’’ other aircraft ‘‘parts,’’ ‘‘components,’’ ‘‘attachments,’’ and ‘‘systems.’’ ‘‘accessories,’’ ‘‘attachments,’’ and ‘‘sys- Related Definitions: N/A tems.’’ Items: a. Test, inspection, and production Related Definitions: N/A ‘‘equipment’’ ‘‘specially designed’’ for the Items: a. Test, inspection, and production ‘‘production,’’ ‘‘development,’’ operation, in- ‘‘equipment’’ ‘‘specially designed’’ for the stallation, maintenance, repair, overhaul, or ‘‘production,’’ ‘‘development,’’ operation, in- refurbishing of commodities enumerated or stallation, maintenance, repair, overhaul, or otherwise described in ECCN 9A619 (except refurbishing of commodities enumerated or for 9A619.y) or in USML Category XIX, and otherwise described in ECCN 9A610 (except ‘‘parts,’’ ‘‘components,’’ ‘‘accessories,’’ and 9A610.y) or USML Category VIII, and ‘‘attachments’’ ‘‘specially designed’’ there- ‘‘parts,’’ ‘‘components,’’ ‘‘accessories,’’ and for. ‘‘attachments’’ ‘‘specially designed’’ there- b. Equipment, cells, or stands ‘‘specially for. designed’’ for testing, analysis and fault iso- b. Environmental test facilities ‘‘specially lation of engines, ‘‘systems,’’ ‘‘components,’’ designed’’ for the certification, qualification, ‘‘parts,’’ ‘‘accessories,’’ and ‘‘attachments’’ or testing of commodities enumerated or enumerated or otherwise described in ECCN

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9A619 (except for 9A619.y) on the CCL or in 9B991 ‘‘Specially designed’’ ‘‘equipment,’’ Category XIX on the USML. tooling or fixtures, not controlled by 9B001, c. through x. [Reserved] for manufacturing or measuring gas tur- y. Bearing pullers ‘‘specially designed’’ for bine blades, vanes or tip shroud castings, the ‘‘production’’ or ‘‘development’’ of com- as follows (see List of Items Controlled). modities enumerated or otherwise described LICENSE REQUIREMENTS in ECCN 9A619 (except for 9A619.y) or USML Reason for Control: AT Category XIX and ‘‘parts,’’ ‘‘components,’’ ‘‘accessories,’’ and ‘‘attachments’’ ‘‘specially Control(s) Country Chart (See Supp. designed’’ therefor. No. 1 to part 738) AT applies to entire entry ...... AT Column 1 9B620 Test, inspection, and production commodities for cryogenic and ‘‘super- LIST BASED LICENSE EXCEPTIONS (SEE PART conductive’’ equipment (see List of Items 740 FOR A DESCRIPTION OF ALL LICENSE EX- controlled). CEPTIONS) LICENSE REQUIREMENTS LVS: N/A Reason for Control: NS, RS, AT, UN GBS: N/A Country chart CIV: N/A Control(s) (see Supp. No. 1 to part 738) LIST OF ITEMS CONTROLLED Related Controls: N/A NS applies to entire entry ...... NS Column 1 Related Definitions: N/A RS applies to entire entry ...... RS Column 1 Items: a. Automated equipment using non- AT applies to entire entry ...... AT Column 1 mechanical methods for measuring airfoil UN applies to entire entry ..... See § 746.1(b) for UN controls wall thickness; b. Tooling, fixtures or measuring equip- LIST BASED LICENSE EXCEPTIONS (SEE PART ment for the ‘‘laser’’, water jet or ECM/EDM 740 FOR A DESCRIPTION OF ALL LICENSE EX- hole drilling processes controlled by 9E003.c; CEPTIONS) c. Ceramic core leaching equipment; LVS: $1500. d. Ceramic core manufacturing equipment GBS: N/A or tools; CIV: N/A e. Ceramic shell wax pattern preparation SPECIAL CONDITIONS FOR STA equipment; STA: Paragraph (c)(2) of License Exception f. Ceramic shell burn out or firing equip- STA (§ 740.20(c)(2) of the EAR) may not be ment. used for any item in 9B620. C. ‘‘MATERIALS’’ LIST OF ITEMS CONTROLLED Related Controls: N/A 9C110 Resin impregnated fiber prepregs Related Definitions: N/A and metal coated fiber preforms therefor, Items: a. Test, inspection, and production end for composite structures, laminates and items and equipment ‘‘specially designed’’ manufactures specified in 9A110, made ei- for the ‘‘development,’’ ‘‘production,’’ repair, ther with organic matrix or metal matrix overhaul or refurbishing of items controlled utilizing fibrous or filamentary reinforce- in ECCN 9A620. ments having a ‘‘specific tensile strength’’ b. [Reserved] greater than 7.62 μ 104 m and a ‘‘specific modulus’’ greater than 3.18 μ 106 m. 9B990 Vibration test equipment and ‘‘spe- LICENSE REQUIREMENTS cially designed’’ ‘‘parts’’ and ‘‘compo- Reason for Control: MT, AT nents,’’ n.e.s. LICENSE REQUIREMENTS Control(s) Country Chart (See Supp. Reason for Control: AT No. 1 to part 738) MT applies to entire entry ..... MT Column 1 Country Chart (See Supp. Control(s) No. 1 to part 738) AT applies to entire entry ...... AT Column 1

AT applies to entire entry ...... AT Column 1 LIST BASED LICENSE EXCEPTIONS (SEE PART 740 FOR A DESCRIPTION OF ALL LICENSE EX- LIST BASED LICENSE EXCEPTIONS (SEE PART CEPTIONS) 740 FOR A DESCRIPTION OF ALL LICENSE EX- LVS: N/A CEPTIONS) GBS: N/A LVS: N/A CIV: N/A GBS: N/A LIST OF ITEMS CONTROLLED CIV: N/A Related Controls: (1) See also 1C010 and LIST OF ITEMS CONTROLLED 1C210.c. Related Controls: N/A (2) The only resin impregnated fiber Related Definitions: N/A prepregs controlled by entry 9C110 are those Items: The list of items controlled is con- using resins with a glass transition tempera- tained in the ECCN heading ture (Tg), after cure, exceeding 418 K (145 °C)

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as determined by ASTM D4065 or national GBS: N/A equivalents. CIV: N/A Related Definitions: N/A SPECIAL CONDITIONS FOR STA Items: The list of items controlled is con- STA: Paragraph (c)(2) of License Exception tained in the ECCN heading. STA (§ 740.20(c)(2) of the EAR) may not be used for any item in ECCN 9C619. 9C610 Materials ‘‘specially designed’’ for LIST OF ITEMS CONTROLLED commodities controlled by USML Cat- Related Controls: (1) See USML subcategory egory VIII or ECCN 9A610 and not else- XIII(f) for controls on structural materials where specified in the CCL or the USML specifically designed, developed, config- (see List of Items Controlled). ured, modified, or adapted for defense arti- LICENSE REQUIREMENTS cles, such as USML Category XIX engines. Reason for Control: NS, RS, AT, UN (2) See ECCN 0A919 for foreign made ‘‘military commodities’’ that incorporate Country Chart (See Supp. Control(s) No. 1 to part 738) more than a de minimis amount of U.S.-origin ‘‘600 series’’ controlled content. NS applies to entire entry ...... NS Column 1 Related Definitions: N/A RS applies to entire entry ...... RS Column 1 Items: AT applies to entire entry ...... AT Column 1 a. Materials not controlled by paragraph .b UN applies to entire entry ..... See § 746.1(b) for UN con- of this entry and not elsewhere specified in trols the CCL or on the USML, and ‘‘specially designed’’ for commodities enumerated or oth- LIST BASED LICENSE EXCEPTIONS (SEE PART erwise described in USML Category XIX or 740 FOR A DESCRIPTION OF ALL LICENSE EX- ECCN 9A619 (except 9A619.y). CEPTIONS) b. Materials ‘‘specially designed’’ for use in LVS: $1500 certain gas turbine engines, as follows: GBS: N/A b.1. Powders ‘‘specially designed’’ for ther- CIV: N/A mal or environmental barrier coating of de- SPECIAL CONDITIONS FOR STA fense articles enumerated or described in STA: Paragraph (c)(2) of License Exception USML Category XIX paragraphs (f)(1)–(f)(4) STA (§ 740.20(c)(2) of the EAR) may not be for engines listed in (f)(1); used for any item in 9C610. b.2. Superalloys (i.e., nickel, cobalt or iron LIST OF ITEMS CONTROLLED a. Materials not based), used in directionally solidified or sin- elsewhere specified in the USML or the gle crystal casting, ‘‘specially designed’’ for CCL and ‘‘specially designed’’ for commod- defense articles enumerated or described in ities enumerated or otherwise described in USML Category XIX paragraphs (f)(1)–(f)(4) USML Category VIII or ECCN 9A610 (ex- for engines listed in paragraph (f)(1); or cept 9A610.y). b.3. Imide matrix, metal matrix, or ce- Note 1: Materials enumerated elsewhere in the ramic matrix composite material (i.e., rein- CCL, such as in a CCL Category 1 ECCN, are forcing fiber combined with a matrix) ‘‘spe- controlled pursuant to controls of the applicable cially designed’’ for defense articles enumer- ECCN. ated or described in USML Category XIX Note 2: Materials ‘‘specially designed’’ for paragraphs (f)(1)–(f)(4) for engines listed in both aircraft enumerated in USML Category paragraph (f)(1). VIII and aircraft enumerated in ECCN 9A610 Note 1: Materials enumerated elsewhere in the are subject to the controls of this ECCN. CCL, such as in a CCL Category 1 ECCN, are b. [Reserved] controlled pursuant to the controls of the applicable ECCN. 9C619 Materials ‘‘specially designed’’ for Note 2: Materials described in paragraph .a of commodities controlled by USML Cat- this entry that are ‘‘specially designed’’ for both egory XIX or ECCN 9A619 and not else- an engine enumerated in USML Category XIX where specified in the CCL or on the and an engine enumerated in ECCN 9A619 are USML (see List of Items Controlled). subject to the controls of this ECCN 9C619. LICENSE REQUIREMENTS Note 3: Materials described in this entry that Reason for Control: NS, RS, AT, UN are or have been used in gas turbine engines in Country Chart (See Supp. production (i.e., not in development) that are Control(s) No. 1 to part 738) not enumerated or otherwise described on the USML or ECCN 9A619 are not controlled by this NS applies to entire entry ...... NS Column 1 entry. RS applies to entire entry ...... RS Column 1 AT applies to entire entry ...... AT Column 1 D. ‘‘SOFTWARE’’ UN applies to entire entry ..... See § 746.1(b) for UN controls 9D001 ‘‘Software’’ ‘‘specially designed’’ or modified for the ‘‘development’’ of equip- LIST BASED LICENSE EXCEPTIONS (SEE PART ment or ‘‘technology’’ controlled by ECCN 740 FOR A DESCRIPTION OF ALL LICENSE EX- 9A001 to 9A004, 9A012, 9A101 (except for CEPTIONS) items in 9A101.b that are ‘‘subject to the LVS: $1,500 ITAR,’’ see 22 CFR part 121), 9A106.d. or

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.e, 9A110, or 9A120, 9B (except for ECCNs Control(s) Country Chart (See Supp. 9B604, 9B610, 9B619, 9B990, and 9B991), No. 1 to part 738) or ECCN 9E003. MT applies to ‘‘software’’ for MT Column 1 LICENSE REQUIREMENTS equipment controlled by Reason for Control: NS, MT, AT 9B116 for MT reasons. AT applies to entire entry ...... AT Column 1 Country Chart (See Supp. Control(s) No. 1 to part 738) REPORTING REQUIREMENTS See § 743.1 of the NS applies to ‘‘software’’ for NS Column 1 EAR for reporting requirements for ex- equipment controlled by ports under License Exceptions, and Vali- 9A001 to 9A004, 9A012, dated End-User authorizations 9B001 to 9B010, and tech- LIST BASED LICENSE EXCEPTIONS (SEE PART nology controlled by 9E003. MT applies to ‘‘software’’ for MT Column 1 740 FOR A DESCRIPTION OF ALL LICENSE EX- equipment controlled by CEPTIONS) 9B116 for MT reasons. CIV: N/A AT applies to entire entry ...... AT Column 1 TSR: N/A SPECIAL CONDITIONS FOR STA REPORTING REQUIREMENTS See § 743.1 of the STA: License Exception STA may not be EAR for reporting requirements for ex- used to ship or transmit ‘‘software’’ ‘‘spe- ports under License Exceptions, and Vali- cially designed’’ or modified for the ‘‘pro- dated End-User authorizations duction’’ of equipment specified by 9B001.b LIST BASED LICENSE EXCEPTIONS (SEE PART to any of the destinations listed in Coun- 740 FOR A DESCRIPTION OF ALL LICENSE EX- try Group A:6 (See Supplement No. 1 to CEPTIONS) part 740 of the EAR). CIV: N/A LIST OF ITEMS CONTROLLED TSR: N/A Related Controls: ‘‘Software’’ that is ‘‘re- SPECIAL CONDITIONS FOR STA quired’’ for the ‘‘production’’ of items spec- STA: License Exception STA may not be ified in ECCNs 9A005 to 9A011, 9A101.b (ex- used to ship or transmit ‘‘software’’ ‘‘spe- cept for items that are subject to the cially designed’’ or modified for the ‘‘de- EAR), 9A103 to 9A105, 9A106.a, .b, and .c, velopment’’ of equipment or ‘‘technology’’, 9A107 to 9A109, 9A110 (for items that are specified by ECCNs 9B001.b. or 9E003.a.1, ‘‘specially designed’’ for use in missile sys- 9E003.a.2 to a.5, 9E003.a.8, or 9E003.h to any tems and subsystems), and 9A111 to 9A119 of the destinations listed in Country Group is ‘‘subject to the ITAR.’’ A:6 (See Supplement No. 1 to part 740 of Related Definitions: N/A the EAR). Items: The list of items controlled is con- LIST OF ITEMS CONTROLLED tained in the ECCN heading Related Controls: ‘‘Software’’ that is ‘‘required’’ for the ‘‘development’’ of items 9D003 ‘‘Software’’ Incorporating ‘‘Tech- specified in ECCNs 9A005 to 9A011, 9A101.b nology’’ Specified by ECCN 9E003.h and (except for items that are subject to the Used in ‘‘FADEC Systems’’ for Systems EAR), 9A103 to 9A105, 9A106.a, .b, and .c, Controlled by ECCN 9A001 to 9A003, 9A107 to 9A109, 9A110 (for items that are 9A101 (Except for Items in 9A101.b That ‘‘specially designed’’ for use in missile sys- Are ‘‘Subject to the ITAR’’, See 22 CFR tems and subsystems), and 9A111 to 9A119 Part 121), 9A106.d or .e, or 9B (Except for is ‘‘subject to the ITAR.’’ ECCNs 9B604, 9B610, 9B619, 9B990, and Related Definitions: N/A 9B991). Items: The list of items controlled is con- LICENSE REQUIREMENTS tained in the ECCN heading Reason for Control: NS, MT, AT Country Chart (See Supp. 9D002 ‘‘Software’’ ‘‘specially designed’’ or Control(s) No. 1 to part 738) modified for the ‘‘production’’ of equipment controlled by ECCN 9A001 to 9A004, NS applies to ‘‘software’’ for NS Column 1. 9A012, 9A101 (except for items in 9A101.b ‘‘use’’ of ‘‘FADEC systems’’ that are ‘‘subject to the ITAR,’’ see 22 for equipment controlled by CFR part 121), 9A106.d or .e, 9A110, or 9A001 to 9A003. MT applies to ‘‘software’’ re- MT Column 1. 9A120, 9B (except for ECCNs 9B604, quired for the ‘‘use’’ of 9B610, 9B619, 9B990, and 9B991). ‘‘FADEC systems’’ for gas LICENSE REQUIREMENTS turbine engines controlled Reason for Control: NS, MT, AT by 9A101, or 9A106.. AT applies to entire entry ...... AT Column 1. Control(s) Country Chart (See Supp. No. 1 to part 738) LIST BASED LICENSE EXCEPTIONS (SEE PART NS applies to ‘‘software’’ for NS Column 1 740 FOR A DESCRIPTION OF ALL LICENSE EX- equipment controlled by CEPTIONS) 9A001 to 9A004, 9A012, CIV: Yes, except N/A for MT 9B001 to 9B010. TSR: Yes, except N/A for MT

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LIST OF ITEMS CONTROLLED g. ‘‘Software’’ having all of the following: Related Controls: (1) See also 9D103. (2) ‘‘Soft- g.1. ‘‘specially designed’’ to predict aero ware’’ ‘‘required’’ for the ‘‘use’’ of equip- thermal, aeromechanical and combustion ment specified in ECCNs 9A004 (except for conditions in aero gas turbine engines; and items that are subject to the EAR), 9A005 g.2. Theoretical modeling predictions of to 9A011, 9A101.b (except for items that are the aero thermal, aeromechanical and com- subject to the EAR), 9A103 to 9A105, bustion conditions, which have been vali- 9A106.a, .b, and .c, 9A107 to 9A109, 9A110 (for dated with actual turbine engine (experi- items that are ‘‘specially designed’’ for use mental or production) performance data. in missile systems and subsystems), and 9A111 to 9A119 is ‘‘subject to the ITAR’’ 9D005 ‘‘Software’’ Specially Designed or (see 22 CFR parts 120 through 130). (3) Modified for the Operation of Items Spec- ‘‘Software’’ directly related to defense ar- ified by 9A004.e or 9A004.f. (This ‘‘Soft- ticles that are ‘‘subject to the ITAR’’ (see ware’’ Is Controlled by ECCN 9D515.) 22 CFR parts 120 through 130) is also ‘‘subject to the ITAR’’ (see 22 CRR parts 120 9D018 ‘‘Software’’ for the ‘‘use’’ of equipment through 130). controlled by 9A018. (a) See ECCN 9D610 for ‘‘software’’ related Related Definitions: N/A Items: The list of items controlled is con- to aircraft, refuelers, ground equipment, tained in the ECCN heading. parachutes, harnesses, instrument flight trainers and ‘‘parts’’, ‘‘accessories,’’ and 9D004 Other ‘‘software’’ as follows (see List ‘‘attachments’’ for the forgoing that, imme- of Items Controlled). diately prior to October 15, 2013, were classi- LICENSE REQUIREMENTS fied under 9A018.a.1, .a.3, .c, .d, .e, or .f. Reason for Control: NS, MT, AT (b) See ECCN 9D619 for ‘‘software’’ related to military trainer aircraft turbo prop en- Control(s) Country Chart (See Supp. gines and ‘‘parts’’ and ‘‘components’’ there- No. 1 to part 738) for that, immediately prior to October 15, NS applies to entire entry ...... NS Column 1. 2013, were classified under ECCN 9A018.a.2 or AT applies to entire entry ...... AT Column 1. .a.3. (c) Software related to certain armored LIST BASED LICENSE EXCEPTIONS (SEE PART ground transport vehicles that prior to Janu- 740 FOR A DESCRIPTION OF ALL LICENSE EX- ary 6, 2014 were classified under ECCN CEPTIONS) 9A018.b is EAR99 (See 0D606). CIV: N/A TSR: N/A 9D101 ‘‘Software’’ ‘‘specially designed’’ or SPECIAL CONDITIONS FOR STA modified for the ‘‘use’’ of commodities STA: License Exception STA may not be controlled by 9B105, 9B106, 9B116, or used to ship or transmit software in 9B117. 9D004.a and 9D004.c to any of the destina- LICENSE REQUIREMENTS tions listed in Country Group A:6 (See Sup- Reason for Control: MT, AT plement No. 1 to part 740 of the EAR). Country Chart (See Supp. LIST OF ITEMS CONTROLLED Control(s) No. 1 to part 738) Related Controls: See also 9D104. Related Definitions: N/A MT applies to entire entry ..... MT Column 1 Items: a. 2D or 3D viscous ‘‘software’’, vali- AT applies to entire entry ...... AT Column 1 dated with wind tunnel or flight test data required for detailed engine flow modelling; LIST BASED LICENSE EXCEPTIONS (SEE PART b. ‘‘Software’’ for testing aero gas turbine 740 FOR A DESCRIPTION OF ALL LICENSE EX- engines, assemblies, ‘‘parts’’ or ‘‘compo- CEPTIONS) nents,’’ ‘‘specially designed’’ to collect, re- CIV: N/A duce and analyze data in real time and capa- TSR: N/A ble of feedback control, including the dy- LIST OF ITEMS CONTROLLED namic adjustment of test articles or test Related Controls: (1) See ECCN 9D610 for conditions, as the test is in progress; ‘‘software’’ related to aircraft, refuelers, c. ‘‘Software’’ ‘‘specially designed’’ to con- ground equipment, parachutes, harnesses, trol directional solidification or single crys- instrument flight trainers and ‘‘parts,’’ tal material growth in equipment specified ‘‘accessories,’’ and ‘‘attachments’’ for the by 9B001.a or 9B001.c; forgoing that, immediately prior to Octo- d. [Reserved] ber 15, 2013, were classified under 9A018.a.1, e. ‘‘Software’’ ‘‘specially designed’’ or .a.3, .c, .d, .e, or .f. (2) See ECCN 9D619 for modified for the operation of items specified ‘‘software’’ related to military trainer air- by 9A012; craft turbo prop engines and ‘‘parts’’ and f. ‘‘Software’’ ‘‘specially designed’’ to de- ‘‘components’’ therefor that, immediately sign the internal cooling passages of aero gas prior to October 15, 2013, were classified turbine engine blades, vanes and ‘‘tip under ECCN 9A018.a.2 or .a.3. shrouds’’; Related Definitions: N/A

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Items: The list of items controlled is con- Country Chart (see Supp. No. tained in the ECCN heading Control(s) 1 to part 738)

9D103 ‘‘Software’’ ‘‘specially designed’’ for AT applies to entire entry ...... AT Column 1 modelling, simulation or design integration of ‘‘missiles,’’ or the subsystems con- LIST BASED LICENSE EXCEPTIONS (SEE PART trolled by 9A005, 9A007, 9A009, 9A105, 740 FOR A DESCRIPTION OF ALL LICENSE EX- 9A106, 9A107, 9A108, 9A109, 9A116 or CEPTIONS) 9A119. (This entry is ‘‘subject to the CIV: N/A ITAR.’’ See 22 CFR parts 120 through TSR: N/A 130.) SPECIAL CONDITIONS FOR STA STA: (1) Paragraph (c)(1) of License Excep- 9D104 ‘‘Software’’ specially designed or tion STA (§ 740.20(c)(1) of the EAR) may not modified for the ‘‘use’’ of equipment con- be used for 9D515.b, .d, or .e. (2) Paragraph trolled by ECCN 9A001, 9A012 (for MT (c)(2) of License Exception STA controlled items only), 9A101 (except for (§ 740.20(c)(2) of the EAR) may not be used items in 9A101.b that are ‘‘subject to the for any ‘‘software’’ in 9D515. ITAR’’, see 22 CFR part 121), or 9A106.d. LIST OF ITEMS CONTROLLED LICENSE REQUIREMENTS Related Controls: ‘‘Software’’ directly related Reason for Control: MT, AT to articles enumerated in USML Category XV is subject to the control of USML para- Control(s) Country Chart (See Supp. graph XV(f). See also ECCNs 3D001, 6D001, No. 1 to part 738) 6D002, and 6D991 for controls of specific software ‘‘specially designed’’ for certain MT applies to entire entry ..... MT Column 1 AT applies to entire entry ...... AT Column 1 ‘‘space-qualified’’ items. Related Definitions: N/A Items: LIST BASED LICENSE EXCEPTIONS (SEE PART 740 FOR A DESCRIPTION OF ALL LICENSE EX- a. ‘‘Software’’ (other than ‘‘software’’ con- CEPTIONS) trolled in paragraphs .b, .d, or .e of this CIV: N/A entry) ‘‘specially designed’’ for the ‘‘devel- TSR: N/A opment,’’ ‘‘production,’’ operation, installa- LIST OF ITEMS CONTROLLED tion, maintenance, repair, overhaul, or refur- Related Controls: ‘‘Software’’ for commodities bishing of commodities controlled by ECCN specified in ECCNs 9A005 to 9A011, 9A103 to 9A515 (except 9A515.d or .e) or 9B515. 9A105, 9A101.b (except for items that are b. ‘‘Source code’’ that: subject to the EAR), 9A106.a, .b, and .c, b.1. Contains the algorithms or control 9A107 to 9A109, 9A111, 9A115 to 9A118 is principles (e.g., for clock management), pre- ‘‘subject to the ITAR’’ (see 22 CFR parts cise orbit determination (e.g., for ephemeris 120 through 130). or pseudo range analysis), signal construct Related Definitions: N/A (e.g., pseudo-random noise (PRN) anti-spoof- Items: The list of items controlled is con- ing) ‘‘specially designed’’ for items contained in the ECCN heading. trolled by ECCN 9A515; b.2. Is ‘‘specially designed’’ for the integra- 9D105 ‘‘Software’’ that coordinates the function, operation, or control of items con- tion of more than one subsystem, ‘‘spe- trolled by ECCN 9A515; cially designed’’ or modified for ‘‘use’’ in b.3. Contains algorithms or modules ‘‘spe- rockets, missiles, or unmanned aerial ve- cially designed’’ for system, subsystem, com- hicles capable of achieving a ‘‘range’’ ponent, part, or accessory calibration, ma- equal to or greater than 300 km. (These nipulation, or control of items controlled by items are ‘‘subject to the ITAR.’’ See 22 ECCN 9A515; CFR parts 120 through 130.) b.4. Is ‘‘specially designed’’ for data assem- blage, extrapolation, or manipulation of 9D515 ‘‘Software’’ ‘‘specially designed’’ for items controlled by ECCN 9A515; the ‘‘development,’’ ‘‘production,’’ oper- b.5. Contains the algorithms or control ation, installation, maintenance, repair, laws ‘‘specially designed’’ for attitude, posi- overhaul, or refurbishing of ‘‘spacecraft’’ tion, or flight control of items controlled in and related commodities, as follows (see ECCN 9A515; or List of Items Controlled). b.6. Is ‘‘specially designed’’ for built-in test LICENSE REQUIREMENTS and diagnostics for items controlled by Reason for Control: NS, RS, AT ECCN 9A515. c. [Reserved] Control(s) Country Chart (see Supp. No. d. ‘‘Software’’ ‘‘specially designed’’ for the 1 to part 738) ‘‘development,’’ ‘‘production,’’ operation, NS applies to entire entry ex- NS Column 1 failure analysis or anomaly resolution of cept 9D515.y. commodities controlled by ECCN 9A515.d. RS applies to entire entry ex- RS Column 1 e. ‘‘Software’’ ‘‘specially designed’’ for the cept 9D515.y. ‘‘development,’’ ‘‘production,’’ operation,

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failure analysis or anomaly resolution of Country Chart (See Supp. commodities controlled by ECCN 9A515.e. Control(s) No. 1 to part 738) f. through x. [Reserved] y. Specific ‘‘software’’ ‘‘specially designed’’ NS applies to entire entry ex- NS Column 1 for the ‘‘development,’’ ‘‘production,’’ oper- cept 9D610.y. RS applies to entire entry ex- RS Column 1 ation, or maintenance of commodities enu- cept 9D610.y. merated in ECCN 9A515.y. MT applies to software ‘‘spe- MT Column 1 cially designed’’ for the op- 9D604 ‘‘Software’’ ‘‘specially designed’’ for eration, installation, mainte- the ‘‘development,’’ ‘‘production,’’ oper- nance, repair, overhaul, or ation, or maintenance of commodities refurbishing of commodities controlled by ECCN 9A604 or 9B604 (see controlled for MT reasons List of Items Controlled). in 9A610 or 9B610. LICENSE REQUIREMENTS AT applies to entire entry ...... AT Column 1 Reason for Control: NS, RS, MT, AT, UN UN applies to entire entry ex- See § 746.1(b) for UN con- cept 9D610.y. trols Country chart Control(s) (See Supp. No. 1 LIST BASED LICENSE EXCEPTIONS (SEE PART to part 738) 740 FOR A DESCRIPTION OF ALL LICENSE EX- NS applies to entire entry ...... NS Column 1 CEPTIONS) RS applies to entire entry ...... RS Column 1 CIV: N/A MT applies to ‘‘software,’’ as MT Column 1 TSR: N/A described in paragraph .a SPECIAL CONDITIONS FOR STA of this entry, for commod- STA: (1) Paragraph (c)(1) of License Excep- ities controlled for MT rea- tion STA (§ 740.20(c)(1) of the EAR) may not sons in ECCN 9A604.c or .d, or ECCN 9B604. be used for 9D610.b. (2) Paragraph (c)(2) of AT applies to entire entry ...... AT Column 1 License Exception STA (§ 740.20(c)(2) of the UN applies to entire entry ..... See § 746.1(b) for UN con- EAR) may not be used for any software in trols 9D610. LIST OF ITEMS CONTROLLED LIST BASED LICENSE EXCEPTIONS (SEE PART Related Controls: Software directly related to 740 FOR A DESCRIPTION OF ALL LICENSE EX- articles enumerated or otherwise described CEPTIONS) in USML Category VIII is subject to the CIV: N/A control of USML paragraph VIII(i). TSR: N/A Related Definitions: N/A SPECIAL CONDITIONS FOR STA Items: a. ‘‘Software’’ (other than software STA: Paragraph (c)(2) of License Exception controlled in paragraphs .b or .y of this STA (§ 740.20(c)(2) of the EAR) may not be entry) ‘‘specially designed’’ for the ‘‘devel- used for any item in this ECCN 9D604. opment,’’ ‘‘production,’’ operation, or main- LIST OF ITEMS CONTROLLED tenance of commodities controlled by ECCN Related Controls: (1) Software directly related 9A610, ECCN 9B610, or ECCN 9C610. to articles enumerated or otherwise de- b. ‘‘Software’’ ‘‘specially designed’’ for the scribed in USML Category IV is controlled ‘‘development’’ or ‘‘production’’ of any of the under USML Category IV(i). (2) See also following: ECCNs 9D101 and 9D104 for controls on b.1. Static structural members; ‘‘software’’ for the ‘‘use’’ of missiles and b.2. Exterior skins, removable fairings, related commodities. (3) See ECCN 0A919 non-removable fairings, radomes, access for foreign-made ‘‘military commodities’’ doors and panels, and in-flight opening that incorporate more than a de minimis doors; amount of U.S.-origin ‘‘600 series’’ con- b.3. Control surfaces, leading edges, trail- trolled content. ing edges, and leading edge flap seals; Related Definitions: N/A Items b.4. Leading edge flap actuation system a. ‘‘Software’’ ‘‘specially designed’’ for the commodities (i.e., power drive units, rotary ‘‘development,’’ ‘‘production,’’ operation or geared actuators, torque tubes, asymmetry maintenance of commodities controlled by brakes, position sensors, and angle gear- ECCN 9A604 or ECCN 9B604. boxes) ‘‘specially designed’’ for fighter, at- b. [Reserved] tack, or bomber aircraft controlled in USML Category VIII; 9D610 Software ‘‘specially designed’’ for the b.5. Engine inlets and ducting; ‘‘development,’’ ‘‘production,’’ operation, b.6. Fatigue life monitoring systems ‘‘spe- or maintenance of military aircraft and cially designed’’ to relate actual usage to the related commodities controlled by 9A610, analytical or design spectrum and to com- equipment controlled by 9B610, or mate- pute amount of fatigue life ‘‘specially de- rials controlled by 9C610 (see List of signed’’ for aircraft controlled by either Items Controlled). USML subcategory VIII(a) or ECCN 9A610.a, LICENSE REQUIREMENTS except for Military Commercial Derivative Reason for Control: NS, RS, MT, AT, UN Aircraft;

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b.7. Landing gear, and ‘‘parts’’ and ‘‘com- STA: (1) Paragraph (c)(1) of License Excep- ponents’’ ‘‘specially designed’’ therefor, tion STA (§ 740.20(c)(1) of the EAR) may not ‘‘specially designed’’ for use in aircraft be used for 9D619.b. (2) Paragraph (c)(2) of weighing more than 21,000 pounds controlled License Exception STA (§ 740.20(c)(2) of the by either USML subcategory VIII(a) or ECCN EAR) may not be used for any software in 9A610.a, except for Military Commercial De- ECCN 9D619. rivative Aircraft; LIST OF ITEMS CONTROLLED b.8. Conformal fuel tanks and ‘‘parts’’ and Related Controls: Software directly related to ‘‘components’’ ‘‘specially designed’’ therefor; articles enumerated or otherwise described b.9. Electrical ‘‘equipment,’’ ‘‘parts,’’ and in USML Category XIX is subject to the ‘‘components’’ ‘‘specially designed’’ for control of USML paragraph XIX(g). electro-magnetic interference (EMI)—i.e., Related Definitions: N/A conducted emissions, radiated emissions, conducted susceptibility and radiated sus- Items: a. ‘‘Software’’ (other than software ceptibility—protection of aircraft that con- controlled in paragraph .b of this entry) form to the requirements of MIL–STD–461; ‘‘specially designed’’ for the ‘‘development,’’ b.10. HOTAS (Hand-on Throttle and Stick) ‘‘production,’’ operation, or maintenance of controls, HOCAS (Hands on Collective and commodities controlled by ECCN 9A619 (ex- Stick), Active Inceptor Systems (i.e., a com- cept 9A619.y), ECCN 9B619 (except 9B619.y), bination of Active Side Stick Control Assem- or ECCN 9C619. bly, Active Throttle Quadrant Assembly, and b. ‘‘Software’’ ‘‘specially designed’’ for the Inceptor Control Unit), rudder pedal assem- ‘‘development’’ or ‘‘production’’ of any of the blies for digital flight control systems, and following: parts and components ‘‘specially designed’’ b.1. Front, turbine center, and exhaust therefor; frames; b.11. Integrated Vehicle Health Manage- b.2. Low pressure compressor (i.e., fan) ment Systems (IVHMS), Condition Based ‘‘components’’ and ‘‘parts’’ as follows: Nose Maintenance (CBM) Systems, and Flight cones, casings, blades, vanes, spools, shrouds, Data Monitoring (FDM) systems; blisks, shafts and disks; b.12. Equipment ‘‘specially designed’’ for b.3. High pressure compressor ‘‘compo- system prognostic and health management nents’’ and ‘‘parts’’ as follows: Casings, of aircraft; blades, vanes, spools, shrouds, blisks, shafts, b.13. Active Vibration Control Systems; or disks, and impellers; b.14. Self-sealing fuel bladders ‘‘specially b.4. Combustor ‘‘components’’ and ‘‘parts’’ designed’’ to pass a .50 caliber or larger gun- as follows: Casings, fuel nozzles, swirlers, fire test (MIL–DTL–5578, MIL–DTL–27422). swirler cups, deswirlers, valve injectors, ig- c. to x. [Reserved] niters, diffusers, liners, chambers, cowlings, y. Specific ‘‘software’’ ‘‘specially designed’’ domes and shells; for the ‘‘development,’’ ‘‘production,’’ oper- b.5. High pressure turbine ‘‘components’’ ation, or maintenance of commodities enu- and ‘‘parts’’ as follows: Casings, shafts, merated in ECCN 9A610.y. disks, blades, vanes, nozzles, and tip shrouds; 9D619 Software ‘‘specially designed’’ for the b.6. Low pressure turbine ‘‘components’’ ‘‘development,’’ ‘‘production,’’ operation and ‘‘parts’’ as follows: Casings, shafts, or maintenance of military gas turbine disks, blades, vanes, nozzles, and tip shrouds; engines and related commodities con- b.7. Augmentor ‘‘components’’ and ‘‘parts’’ trolled by 9A619, equipment controlled by as follows: Casings, flame holders, spray 9B619, or materials controlled by 9C619 bars, pilot burners, augmentor fuel controls, (see List of Items Controlled). flaps (external, convergent, and divergent), LICENSE REQUIREMENTS guide and syncronization rings, and flame Reason for Control: NS, RS, AT, UN detectors and sensors; b.8. Mechanical ‘‘components’’ and ‘‘parts’’ Country Chart (See Supp. as follows: fuel metering units and fuel pump Control(s) No. 1 to part 738) metering units, valves (fuel throttle, main NS applies to entire entry ex- NS Column 1 metering, oil flow management), heat except 9D619.y. changers (air/air, fuel/air, fuel/oil), debris RS applies to entire entry ex- RS Column 1 monitoring (inlet and exhaust), seals (car- cept 9D619.y. bon, labyrinth, brush, balance piston, and AT applies to entire entry ...... AT Column 1 UN applies to entire entry ex- See § 746.1(b) for UN con- knife-edge), permanent magnetic alternator cept 9D619.y. trols and generator, eddy current sensors; b.9. Torquemeter assembly (i.e., housing, LIST BASED LICENSE EXCEPTIONS (SEE PART shaft, reference shaft, and sleeve); 740 FOR A DESCRIPTION OF ALL LICENSE EX- b.10. Digital engine control systems (e.g., CEPTIONS) Full Authority Digital Engine Controls CIV: N/A (FADEC) and Digital Electronic Engine Con- TSR: N/A trols (DEEC)) ‘‘specially designed’’ for gas SPECIAL CONDITIONS FOR STA turbine engines controlled in this ECCN; or

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b.11. Engine monitoring systems (i.e., Items: The list of items controlled is con- prognostics, diagnostics, and health) ‘‘spe- tained in the ECCN heading cially designed’’ for gas turbine engines and components controlled in this ECCN. 9D991 ‘‘Software’’, for the ‘‘development’’ or c. to x. [Reserved] ‘‘production’’ of equipment controlled by y. Specific ‘‘software’’ ‘‘specially designed’’ 9A991 or 9B991. for the ‘‘development,’’ ‘‘production,’’ oper- LICENSE REQUIREMENTS ation, or maintenance of commodities enu- Reason for Control: AT merated in ECCN 9A619.y or 9B619.y. Country Chart (See Supp. Control(s) No. 1 to part 738) 9D620 ‘‘Software’’ ‘‘specially designed’’ for cryogenic and ‘‘superconductive’’ equip- AT applies to entire entry ...... AT Column 1 ment, as follows (see List of Items Con- trolled). LIST BASED LICENSE EXCEPTIONS (SEE PART LICENSE REQUIREMENTS 740 FOR A DESCRIPTION OF ALL LICENSE EX- Reasons for Control: NS, RS, AT, UN CEPTIONS) CIV: N/A Country chart Control(s) (see Supp. No. 1 to part 738) TSR: N/A LIST OF ITEMS CONTROLLED NS applies to entire entry ...... NS Column 1 Related Controls: N/A RS applies to entire entry ...... RS Column 1 Related Definitions: N/A AT applies to entire entry ...... AT Column 1 Items: The list of items controlled is con- UN applies to entire entry ..... See § 746.1(b) for UN contained in the ECCN heading trols E. ‘‘TECHNOLOGY’’ LIST BASED LICENSE EXCEPTIONS (SEE PART Note 1: ‘‘Development’’ or ‘‘production’’ 740 FOR A DESCRIPTION OF ALL LICENSE EX- ‘‘technology’’ controlled by 9E001 to 9E003 for CEPTIONS) CIV: N/A gas turbine engines remains controlled when TSR: N/A used for repair or overhaul. Excluded from 9E001 to 9E003 control are: technical data, SPECIAL CONDITIONS FOR STA STA: Paragraph (c)(2) of License Exception drawings or documentation for maintenance ac- STA (§ 740.20(c)(2) of the EAR) may not be tivities directly associated with calibration, re- used for any ‘‘software’’ in 9D620. moval or replacement of damaged or unserviceable line replaceable units, including replace- LIST OF ITEMS CONTROLLED ment of whole engines or engine modules. Related Controls: ‘‘Software’’ directly related Note 2: USML Category XV(f) and ECCNs to articles enumerated on USML are sub- 9E001, 9E002 and 9E515 do not control the data ject to the control of that USML category. transmitted to or from a satellite or ‘‘space- Related Definitions: N/A craft,’’ whether real or simulated, when limited Items: Software ‘‘specially designed’’ for the to information about the health, operational ‘‘development,’’ ‘‘production,’’ operation, or status, or measurements or function of, or raw maintenance of commodities controlled by sensor output from, the ‘‘spacecraft,’’ ‘‘space- ECCNs 9A620 or 9B620. craft’’ payload(s), or its associated subsystems 9D990 ‘‘Software’’, n.e.s., for the ‘‘develop- or components. Such information is not within ment’’ or ‘‘production’’ of equipment con- the scope of information captured within the trolled by 9A990 or 9B990. definition of ‘‘technology’’ in the EAR for pur- LICENSE REQUIREMENTS poses of Category 9 Product Group E. Examples Reason for Control: AT of such information, which are commonly referred to as ‘‘housekeeping data,’’ include (i) system, hardware, component configuration, Control(s) Country Chart (See Supp. No. 1 to part 738) and operation status information pertaining to temperatures, pressures, power, currents, AT applies to ‘‘software’’ for AT Column 1 equipment under 9A990 voltages, and battery charges; (ii) ‘‘spacecraft’’ except 9A990.a. or payload orientation or position information, AT applies to ‘‘software’’ for AT Column 2 such as state vector or ephemeris information; equipment under 9A990.a (iii) payload raw mission or science output, such only. as images, spectra, particle measurements, or field measurements; (iv) command responses; (v) LIST BASED LICENSE EXCEPTIONS (SEE PART accurate timing information; and (vi) link budg- 740 FOR A DESCRIPTION OF ALL LICENSE EX- et data. The act of processing such telemetry CEPTIONS) data—i.e., converting raw data into engineering CIV: N/A units or readable products—or encrypting it TSR: N/A does not, in and of itself, cause the telemetry LIST OF ITEMS CONTROLLED data to become subject to the ITAR or to ECCN Related Controls: N/A 9E515 for purposes of 9A515, or to ECCNs 9E001 Related Definitions: N/A or 9E002 for purposes of 9A004. All classified

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technical data directly related to items con- 9E002 ‘‘Technology’’ according to the Gen- trolled in USML Category XV or ECCNs 9A515, eral Technology Note for the ‘‘produc- and defense services using the classified tech- tion’’ of ‘‘equipment’’ controlled by ECCN nical data remains subject to the ITAR. This 9A001.b, 9A004 or 9B (except for ECCNs note does not affect controls in USML XV(f), 9B117, 9B604, 9B610, 9B619, 9B990, and ECCN 9D515, or ECCN 9E515 on software source 9B991). code or commands that control a ‘‘spacecraft,’’ LICENSE REQUIREMENTS payload, or associated subsystems for purposes Reason for Control: NS, MT, AT of 9A515. This note also does not affect controls in ECCNs 9D001, 9D002, 9E001, or 9E002 on soft- Country Chart (See Supp. Control(s) No. 1 to part 738) ware source code or commands that control a ‘‘spacecraft,’’ payload, or associated subsystems NS applies to entire entry ...... NS Column 1 for purposes of 9A004. MT applies to ‘‘technology’’ MT Column 1 for equipment controlled by 9E001 ‘‘Technology’’ according to the Gen- 9B001, 9B002, 9B003, eral Technology Note for the ‘‘develop- 9B004, 9B005, 9B007, ment’’ of equipment or ‘‘software’’, con- 9B105, 9B106, 9B115, or trolled by 9A001.b, 9A004, 9A012, 9B (ex- 9B116 for MT reasons. AT applies to entire entry ...... AT Column 1 cept for ECCNs 9B604, 9B610, 9B619, 9B990 and 9B991), or ECCN 9D001 to REPORTING REQUIREMENTS See § 743.1 of the 9D004, 9D101, or 9D104. EAR for reporting requirements for ex- ICENSE REQUIREMENTS L ports under License Exceptions, and Vali- NS, MT, AT Reason for Control: dated End-User authorizations Country Chart (See Supp. LIST BASED LICENSE EXCEPTIONS (SEE PART Control(s) No. 1 to part 738) 740 FOR A DESCRIPTION OF ALL LICENSE EX- CEPTIONS) NS applies to ‘‘technology’’ NS Column 1 CIV: N/A for items controlled by TSR: N/A 9A001.b, 9A004, 9A012, SPECIAL CONDITIONS FOR STA 9B001 to 9B010, 9D001 to 9D004 for NS reasons. STA: License Exception STA may not be MT applies to ‘‘technology’’ MT Column 1 used to ship or transmit any technology in for commodities controlled this entry to any of the destinations listed by 9A012, 9B001, 9B002, in Country Group A:6 (See Supplement No. 9B003, 9B004, 9B005, 1 to part 740 of the EAR). 9B007, 9B105, 9B106, LIST OF ITEMS CONTROLLED 9B115, 9B116, 9B117, Related Controls: (1) See also 9E102. (2) See 9D001, 9D002, 9D003, or 9D004 for MT reasons. also 1E002.f for ‘‘technology’’ for the repair AT applies to entire entry ...... AT Column 1 of controlled structures, laminates or materials. (3) ‘‘Technology’’ that is required REPORTING REQUIREMENTS See § 743.1 of the for the ‘‘production’’ of equipment de- EAR for reporting requirements for ex- scribed in ECCNs 9A005 to 9A011 is ‘‘subject ports under License Exceptions, and Vali- to the ITAR.’’ dated End-User authorizations Related Definitions: N/A LIST BASED LICENSE EXCEPTIONS (SEE PART Items: The list of items controlled is con- 740 FOR A DESCRIPTION OF ALL LICENSE EX- tained in the ECCN heading. CEPTIONS) 9E003 Other ‘‘technology’’ as follows (see CIV: N/A List of Items Controlled). TSR: N/A LICENSE REQUIREMENTS SPECIAL CONDITIONS FOR STA Reason for Control: NS, SI, AT STA: License Exception STA may not be used to ship or transmit any technology in Country Chart (See Supp. this entry to any of the destinations listed Control(s) No. 1 to part 738) in Country Group A:6 (See Supplement No. 1 to part 740 of the EAR). NS applies to entire entry ...... NS Column 1 SI applies to 9E003.a.1 LIST OF ITEMS CONTROLLED through a.8,.h, .i, and .k. Related Controls: (1) See also 9E101 and 1E002.f See § 742.14 of the EAR (for controls on ‘‘technology’’ for the re- for additional information. pair of controlled structures, laminates or AT applies to entire entry ...... AT Column 1 materials). (2) ‘‘Technology’’ required for the ‘‘development’’ of equipment described REPORTING REQUIREMENTS See § 743.1 of the in ECCNs 9A005 to 9A011 or ‘‘software’’ de- EAR for reporting requirements for ex- scribed in ECCNs 9D103 and 9D105 is ‘‘sub- ports under License Exceptions, and Vali- ject to the ITAR.’’ dated End-User authorizations Related Definitions: N/A LIST BASED LICENSE EXCEPTIONS (SEE PART Items: The list of items controlled is con- 740 FOR A DESCRIPTION OF ALL LICENSE EX- tained in the ECCN heading CEPTIONS)

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CIV: N/A a.3. ‘‘Parts’’ or ‘‘components,’’ that are any TSR: N/A of the following: SPECIAL CONDITIONS FOR STA a.3.a. Manufactured from organic ‘‘com- STA: License Exception STA may not be posite’’ materials designed to operate above used to ship or transmit any technology in 588 K (315 °C); 9E003.a.1, 9E003.a.2 to a.5, 9E003.a.8, or a.3.b. Manufactured from any of the fol- 9E003.h to any of the destinations listed in lowing: Country Group A:6 (See Supplement No. 1 a.3.b.1. Metal ‘‘matrix’’ ‘‘composites’’ rein- to part 740 of the EAR). forced by any of the following: LIST OF ITEMS CONTROLLED a.3.b.1.a. Materials controlled by 1C007; Related Controls: (1) Hot section ‘‘tech- a.3.b.1.b. ‘‘Fibrous or filamentary mate- nology’’ specifically designed, modified, or rials’’ specified by 1C010; or equipped for military uses or purposes, or a.3.b.1.c. Aluminides specified by 1C002.a; developed principally with U.S. Depart- or ment of Defense funding, is ‘‘subject to the a.3.b.2. Ceramic ‘‘matrix’’ ‘‘composites’’ ITAR’’ (see 22 CFR parts 120 through 130). specified by 1C007; or (2) ‘‘Technology’’ is subject to the EAR a.3.c. Stators, vanes, blades, tip seals when actually applied to a commercial (shrouds), rotating blings, rotating blisks or ‘‘aircraft’’ engine program. Exporters may ’splitter ducts’, that are all of the following: seek to establish commercial application a.3.c.1. Not specified in 9E003.a.3.a; either on a case-by-case basis through sub- a.3.c.2. Designed for compressors or fans; mission of documentation demonstrating and application to a commercial program in re- a.3.c.3. Manufactured from material con- questing an export license from the De- trolled by 1C010.e with resins controlled by partment Commerce in respect to a spe- 1C008; cific export, or in the case of use for broad Technical Note: A ’splitter duct’ performs the categories of ‘‘aircraft’’, engines, ‘‘parts’’ initial separation of the air-mass flow between or ‘‘components,’’ a commodity jurisdic- the bypass and core sections of the engine. tion determination from the Department a.4. Uncooled turbine blades, vanes or ‘‘tip of State. shrouds’’ designed to operate at a ’gas path Related Definitions: N/A temperature’ of 1,373 K (1,100 °C) or more; Items: a. ‘‘Technology’’ ‘‘required’’ for the a.5. Cooled turbine blades, vanes or ‘‘tip- ‘‘development’’ or ‘‘production’’ of any of the shrouds’’, other than those described in following gas turbine engine ‘‘parts,’’ ‘‘com- 9E003.a.1, designed to operate at a ‘gas path ponents’’ or systems: temperature’ of 1,693 K (1,420 °C) or more; a.1. Gas turbine blades, vanes or ‘‘tip Technical Notes: 1. ‘Gas path temperature’ is shrouds’’, made from directionally solidified the bulk average gas path total (stagnation) (DS) or single crystal (SC) alloys and having temperature at the leading edge plane of the (in the 001 Miller Index Direction) a stress- turbine component when the engine is running rupture life exceeding 400 hours at 1,273 K in a ‘steady state mode’ of operation at the cer- (1,000 °C) at a stress of 200 MPa, based on the tificated or specified maximum continuous oper- average property values; ating temperature. a.2. Combustors having any of the fol- 2. The term ‘steady state mode’ defines engine lowing: operation conditions, where the engine param- a.2.a. Thermally decoupled liners designed eters, such as thrust/power, rpm and others, to operate at ’combustor exit temperature’ have no appreciable fluctuations, when the am- exceeding 1,883K (1,610 °C); bient air temperature and pressure at the engine a.2.b. Non-metallic liners; inlet are constant. a.2.c. Non-metallic shells; or a.6. Airfoil-to-disk blade combinations a.2.d. Liners designed to operate at ’com- using solid state joining; bustor exit temperature’ exceeding 1,883K a.7. Gas turbine engine ‘‘parts’’ or ‘‘com- (1,610 °C) and having holes that meet the pa- ponents’’ using ‘‘diffusion bonding’’ ‘‘tech- rameters specified by 9E003.c; nology’’ controlled by 2E003.b; Note: The ‘‘required’’ ‘‘technology’’ for holes a.8. ‘ Damage tolerant’ gas turbine engine in 9E003.a.2 is limited to the derivation of the rotor ‘‘parts’’ or ‘‘components’’ using powder geometry and location of the holes. metallurgy materials controlled by Technical Note: ’Combustor exit temperature’ 1C002.b;or is the bulk average gas path total (stagnation) Technical Note: ‘ Damage tolerant’ ‘‘parts’’ temperature between the combustor exit plane and ‘‘components’’ are designed using method- and the leading edge of the turbine inlet guide ology and substantiation to predict and limit vane (i.e., measured at engine station T40 as de- crack growth. fined in SAE ARP 755A) when the engine is run- a.9. [Reserved] ning in a ’steady state mode’ of operation at the N.B.: For ‘‘FADEC systems’’, see 9E003.h. certificated maximum continuous operating tem- a.10. [Reserved] perature. N.B.: For adjustable flow path geometry, see N.B.: See 9E003.c for ‘‘technology’’ ‘‘required’’ 9E003.i. for manufacturing cooling holes. a.11. Hollow fan blades;

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b. ‘‘Technology’’ ‘‘required’’ for the ‘‘de- Length: The length of the crankshaft from velopment’’ or ‘‘production’’ of any of the front flange to flywheel face; following: Width: The widest of any of the following: b.1. Wind tunnel aero-models equipped with a. The outside dimension from valve cover to non-intrusive sensors capable of transmit- valve cover; ting data from the sensors to the data acqui- b. The dimensions of the outside edges of the sition system; or cylinder heads; or b.2. ‘‘Composite’’ propeller blades or c. The diameter of the flywheel housing; propfans, capable of absorbing more than Height: The largest of any of the following: 2,000 kW at flight speeds exceeding Mach 0.55; a. The dimension of the crankshaft center-line c. ‘‘Technology’’ ‘‘required’’ for manufac- to the top plane of the valve cover (or cylinder turing cooling holes, in gas turbine engine head) plus twice the stroke; or ‘‘parts’’ or ‘‘components’’ incorporating any b. The diameter of the flywheel housing. of the ‘‘technologies’’ specified by 9E003.a.1, f. ‘‘Technology’’ ‘‘required’’ for the ‘‘pro- 9E003.a.2 or 9E003.a.5, and having any of the duction’’ of ‘‘specially designed’’ ‘‘parts’’ or following: ‘‘components’’ for high output diesel en- c.1. Having all of the following: gines, as follows: c.1.a. Minimum ’cross-sectional area’ less f.1. ‘‘Technology’’ ‘‘required’’ for the ‘‘pro- 2 than 0.45 mm ; duction’’ of engine systems having all of the c.1.b. ’Hole shape ratio’ greater than 4.52; following ‘‘parts’’ and ‘‘components’’ em- and ploying ceramics materials controlled by c.1.c. ’Incidence angle’ equal to or less than 1C007: 25°; or f.1.a Cylinder liners; c.2. Having all of the following: f.1.b. Pistons; c.2.a. Minimum ’cross-sectional area’ less f.1.c. Cylinder heads; and than 0.12 mm2; c.2.b. ’Hole shape ratio’ greater than 5.65; f.1.d. One or more other ‘‘part’’ or ‘‘compo- and nent’’ (including exhaust ports, c.2.c. ’Incidence angle’ more than 25°; turbochargers, valve guides, valve assem- Note: 9E003.c does not apply to ‘‘technology’’ blies or insulated fuel injectors); for manufacturing constant radius cylindrical f.2. ‘‘Technology’’ ‘‘required’’ for the ‘‘pro- holes that are straight through and enter and duction’’ of turbocharger systems with sin- exit on the external surfaces of the component. gle-stage compressors and having all of the Technical Notes: 1. For the purposes of following: 9E003.c, the ’cross-sectional area’ is the area of f.2.a. Operating at pressure ratios of 4:1 or the hole in the plane perpendicular to the hole higher; axis. f.2.b. Mass flow in the range from 30 to 130 2. For the purposes of 9E003.c, ’hole shape kg per minute; and ratio’ is the nominal length of the axis of the f.2.c. Variable flow area capability within hole divided by the square root of its minimum the compressor or turbine sections; ’cross-sectional area’. f.3. ‘‘Technology’’ ‘‘required’’ for the ‘‘pro- 3. For the purposes of 9E003.c, ’incidence duction’’ of fuel injection systems with a angle’ is the acute angle measured between the ‘‘specially designed’’ multifuel (e.g., diesel or plane tangential to the airfoil surface and the jet fuel) capability covering a viscosity hole axis at the point where the hole axis enters range from diesel fuel (2.5 cSt at 310.8 K (37.8 the airfoil surface. °C)) down to gasoline fuel (0.5 cSt at 310.8 K 4. Techniques for manufacturing holes in (37.8 °C)) and having all of the following: 9E003.c include ‘‘laser’’, water jet, Electro- f.3.a. Injection amount in excess of 230 mm3 Chemical Machining (ECM) or Electrical Dis- per injection per cylinder; and charge Machining (EDM) methods. f.3.b. Electronic control features ‘‘specially d. ‘‘Technology’’ ‘‘required’’ for the ‘‘de- designed’’ for switching governor character- velopment’’ or ‘‘production’’ of helicopter istics automatically depending on fuel prop- power transfer systems or tilt rotor or tilt erty to provide the same torque characteris- wing ‘‘aircraft’’ power transfer systems; tics by using the appropriate sensors; e. ‘‘Technology’’ for the ‘‘development’’ or g. ‘‘Technology’’ ‘‘required’’ for the devel- ‘‘production’’ of reciprocating diesel engine opment’’ or ‘‘production’’ of ‘high output ground vehicle propulsion systems having all diesel engines’ for solid, gas phase or liquid of the following: film (or combinations thereof) cylinder wall e.1. ‘Box volume’ of 1.2 m3 or less; lubrication and permitting operation to tem- e.2. An overall power output of more than peratures exceeding 723 K (450 °C), measured 750 kW based on 80/1269/EEC, ISO 2534 or na- on the cylinder wall at the top limit of trav- tional equivalents; and el of the top ring of the piston; e.3. Power density of more than 700 kW/m3 Technical Note: ‘High output diesel engines’ of ‘box volume’; are diesel engines with a specified brake mean Technical Note: ‘Box volume’ is the product of effective pressure of 1.8 MPa or more at a speed three perpendicular dimensions measured in the of 2,300 r.p.m., provided the rated speed is 2,300 following way: r.p.m. or more.

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h. ‘‘Technology’’ for gas turbine engine nents’’ of civil derivatives of military en- ‘‘FADEC systems’’ as follows: gines controlled on the U.S. Munitions List. h.1. ‘‘Development’’ ‘‘technology’’ for deriving the functional requirements for the 9E018 ‘‘Technology’’ for the ‘‘development,’’ ‘‘parts’’ or ‘‘components’’ necessary for the ‘‘production,’’ or ‘‘use’’ of equipment con- ‘‘FADEC system’’ to regulate engine thrust trolled by 9A018. or shaft power (e.g., feedback sensor time (a) See ECCN 9E610 for ‘‘technology’’ related constants and accuracies, fuel valve slew to aircraft, refuelers, ground equipment, para- rate); chutes, harnesses, instrument flight trainers h.2. ‘‘Development’’ or ‘‘production’’ and ‘‘parts’’, ‘‘accessories’’ and ‘‘attachments’’ ‘‘technology’’ for control and diagnostic for the forgoing that, immediately prior to Octo- ‘‘parts’’ or ‘‘components’’ unique to the ber 15, 2013, were classified under 9A018.a.1, ‘‘FADEC system’’ and used to regulate en- .a.3, .c, .d, .e, or .f. gine thrust or shaft power; (b) See ECCN 9E619 for ‘‘technology’’ related h.3. ‘‘Development’’ ‘‘technology’’ for the to military trainer aircraft turbo prop engines control law algorithms, including ‘‘source and ‘‘parts’’ and ‘‘components’’ therefor that, code’’, unique to the ‘‘FADEC system’’ and immediately prior to October 15, 2013, were clas- used to regulate engine thrust or shaft sified under ECCN 9A018.a.2 or .a.3. power; (c) Technology related to certain armored Note: 9E003.h does not apply to technical data ground transport vehicles that prior to January related to engine-‘‘aircraft’’ integration required 6, 2014 were classified under ECCN 9A018.b is by civil aviation authorities of one or more EAR99 (See 0E606). Wassenaar Arrangement Participating States (See Supplement No. 1 to part 743 of the EAR) 9E101 ‘‘Technology’’ according to the Gen- to be published for general airline use (e.g., in- eral Technology Note for the ‘‘develop- stallation manuals, operating instructions, in- ment’’ or ‘‘production’’ of commodities or structions for continued airworthiness) or inter- ‘‘software’’ controlled by ECCN 9A012 (ap- face functions (e.g., input/output processing, plies only to ‘‘production’’ ‘‘technology’’ airframe thrust or shaft power demand). for MT-controlled items in 9A012), 9A101 i. ‘‘Technology’’ for adjustable flow path (except for items in 9A101.b that are systems designed to maintain engine sta- ‘‘subject to the ITAR’’, see 22 CFR part bility for gas generator turbines, fan or 121), 9A106.d or .e, 9A110 (for items that power turbines, or propelling nozzles, as fol- are ‘‘specially designed’’ for non-military lows: unmanned air vehicles controlled by i.1. ‘‘Development’’ ‘‘technology’’ for deriv- 9A012), 9C110, 9D101, or 9D104. ing the functional requirements for the LICENSE REQUIREMENTS ‘‘parts’’ or ‘‘components’’ that maintain en- Reason for Control: MT, AT gine stability; i.2. ‘‘Development’’ or ‘‘production’’ Country Chart (See Supp. Control(s) No. 1 to part 738) ‘‘technology’’ for ‘‘parts’’ or ‘‘components’’ unique to the adjustable flow path system MT applies to entire entry ..... MT Column 1 and that maintain engine stability; AT applies to entire entry ...... AT Column 1 i.3. ‘‘Development’’ ‘‘technology’’ for the control law algorithms, including ‘‘source LIST BASED LICENSE EXCEPTIONS (SEE PART code’’, unique to the adjustable flow path 740 FOR A DESCRIPTION OF ALL LICENSE EX- system and that maintain engine stability; CEPTIONS) Note: 9E003.i does not apply to ‘‘development’’ CIV: N/A or ‘‘production’’ ‘‘technology’’ for any of the TSR: N/A following: LIST OF ITEMS CONTROLLED a. Inlet guide vanes; Related Controls: ‘‘Technology’’ that is re- b. Variable pitch fans or prop-fans; quired for items specified in ECCNs 9A101.b c. Variable compressor vanes; (except for items that are subject to the d. Compressor bleed valves; or EAR), 9A104, 9A105, 9A106.a, .b, and .c, e. Adjustable flow path geometry for reverse 9A107 to 9A109, 9A110 (for items that are thrust. ‘‘specially designed’’ for use in missile sys- j. ‘‘Technology’’ ‘‘required’’ for the ‘‘devel- tems and subsystems), 9A111, 9A115 to opment’’ of wing-folding systems designed 9A119, 9D103, and 9D105 is ‘‘subject to the for fixed-wing ‘‘aircraft’’ powered by gas tur- ITAR’’ (see 22 CFR parts 120 through 130). bine engines. Related Definitions: N/A N.B.: For ‘‘technology’’ ‘‘required’’ for the Items: The list of items controlled is con- ‘‘development’’ of wing-folding systems designed tained in the ECCN heading for fixed-wing ‘‘aircraft’’ specified in USML Category VIII (a), see USML Category VIII (i). 9E102 ‘‘Technology’’ according to the Gen- k. ‘‘Technology’’ not otherwise controlled eral Technology Note for the ‘‘use’’ of in 9E003.a.1 through a.8, a.10, and .h and used commodities or ‘‘software’’ controlled by in the ‘‘development’’, ‘‘production’’, or ECCN 9A004 (except for items in 9A004 overhaul of hot section ‘‘parts’’ or ‘‘compo- that are ‘‘subject to the ITAR’’, see 22

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CFR part 121), 9A012, 9A101 (except for (§ 740.20(c)(2) of the EAR) may not be used items in 9A101.b that are ‘‘subject to the for any ‘‘technology’’ in 9E515. ITAR’’, see 22 CFR part 121), 9A106.d or LIST OF ITEMS CONTROLLED .e, 9A110 (for items that are ‘‘specially de- Related Controls: Technical data directly re- signed’’ for non-military unmanned air lated to articles enumerated in USML Cat- vehicles controlled by 9A012), 9B105, egory XV are subject to the control of 9B106, 9B115, 9B116, 9D101, or 9D104. USML paragraph XV(f). See also ECCNs LICENSE REQUIREMENTS 3E001, 3E003, 6E001, and 6E002 for specific Reason for Control: MT, AT ‘‘space-qualified’’ items. See 9E001 and 9E002 for technology for the International Country Chart (See Supp. Space Station and ‘‘parts,’’ ‘‘components,’’ Control(s) No. 1 to part 738) ‘‘accessories,’’ and ‘‘attachments’’ ‘‘spe- MT applies to entire entry ..... MT Column 1 cially designed’’ therefor. See USML cat- AT applies to entire entry ...... AT Column 1 egory XV(f) for controls on technical data and defense services related to launch ve- LIST BASED LICENSE EXCEPTIONS (SEE PART hicle integration. 740 FOR A DESCRIPTION OF ALL LICENSE EX- Related Definitions: N/A CEPTIONS) Items: CIV: N/A a. ‘‘Technology’’ ‘‘required’’ for the ‘‘de- N/A TSR: velopment,’’ ‘‘production,’’ installation, re- LIST OF ITEMS CONTROLLED pair (including on-orbit anomaly resolution Related Controls: (1) For the purpose of this and analysis beyond established procedures), entry, ‘‘use’’ ‘‘technology’’ is limited to overhaul or refurbishing of commodities con- items controlled for MT and their sub- trolled by ECCN 9A515 (except 9A515.b, .d, or systems. (2) ‘‘Technology’’ for items speci- .e), 9B515, or ‘‘software’’ controlled by fied in ECCNs 9A004 (except for items that 9D515.a. are subject to the EAR), 9A005 to 9A011, b. ‘‘Technology’’ ‘‘required’’ for the ‘‘de- 9A101.b (except for items that are subject velopment,’’ ‘‘production,’’ failure analysis to the EAR), 9A104, 9A105, 9A106.a, .b and or anomaly resolution of software controlled .c, 9A107 to 9A109, 9A110 (for items that are by ECCN 9D515.b. ‘‘specially designed’’ for use in missile systems and subsystems), 9A111, 9A115 to c. [Reserved] 9A119, 9D103, and 9D105 is ‘‘subject to the d. ‘‘Technology’’ ‘‘required’’ for the ‘‘de- ITAR’’ (see 22 CFR part 121). velopment,’’ ‘‘production,’’ operation, failure Related Definitions: N/A analysis or anomaly resolution of commod- Items: The list of items controlled is con- ities controlled by ECCN 9A515.d. tained in the ECCN heading e. ‘‘Technology’’ ‘‘required’’ for the ‘‘development,’’ ‘‘production,’’ failure analysis 9E515 ‘‘Technology’’ ‘‘required’’ for the ‘‘de- or anomaly resolution of commodities con- velopment,’’ ‘‘production,’’ operation, in- trolled by ECCN 9A515.e. stallation, repair, overhaul, or refur- Note 1: [Reserved] bishing of ‘‘spacecraft’’ and related com- Note 2: Activities and technology/technical modities, as follows (see List of Items data directly related to or required for the Controlled). spaceflight (e.g., sub-orbital, orbital, lunar, LICENSE REQUIREMENTS interplanetary, or otherwise beyond Earth orbit) Reason for Control: NS, MT, RS, AT passenger or participant experience, regardless of whether the passenger or participant experi- Country Chart (see Supp. No. ence is for space tourism, scientific or commer- Control(s) 1 to part 738) cial research, commercial manufacturing/pro- NS applies to entire entry ex- NS Column 1 duction activities, educational, media, or com- cept 9E515.y. mercial transportation purposes, are not subject MT applies to technology for MT Column 1 to the ITAR or the EAR. Such activities and items in 9A515.d and technology/technical data include those directly 9A515.e.2 controlled for related to or required for: MT reasons. RS applies to entire entry ex- RS Column 1 (i) ‘‘spacecraft’’ access, ingress, and egress, cept 9E515.y. including the operation of all ‘‘spacecraft’’ AT applies to entire entry ...... AT Column 1 doors, hatches, and airlocks; (ii) physiological training (e.g., human-rated LICENSE EXCEPTIONS centrifuge training or parabolic flights, pressure CIV: N/A suit or spacesuit training/operation); TSR: N/A (iii) medical evaluation or assessment of the SPECIAL CONDITIONS FOR STA spaceflight passenger or participant; STA: (1) Paragraph (c)(1) of License Excep- (iv) training for and operation by the pas- tion STA (§ 740.20(c)(1) of the EAR) may not senger or participant of health and safety re- be used for 9E515.b, .d or .e. (2) Paragraph lated hardware (e.g., seating, environmental (c)(2) of License Exception STA control and life support, hygiene facilities, food

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preparation, exercise equipment, fire suppres- stallation, maintenance, repair, overhaul, or sion, communications equipment, safety-related refurbishing of commodities controlled by clothing or headgear) or emergency procedures; ECCN 9A604 or 9B604, or ‘‘software’’ con- (v) viewing of the interior and exterior of the trolled by ECCN 9D604. spacecraft or terrestrial mock-ups; b. [Reserved] (vi) observing ‘‘spacecraft’’ operations (e.g., pre-flight checks, landing, in-flight status); 9E610 Technology ‘‘required’’ for the ‘‘devel- (vii) training in ‘‘spacecraft’’ or terrestrial opment,’’ ‘‘production,’’ operation, instal- mock-ups for connecting to or operating pas- lation, maintenance, repair, overhaul, or senger or participant equipment used for pur- refurbishing of military aircraft and re- poses other than operating the ‘‘spacecraft’’; or lated commodities controlled by 9A610, (viii) donning, wearing or utilizing the pas- equipment controlled by 9B610, materials senger’s or participant’s flight suit, pressure suit controlled by 9C610, or software con- or spacesuit, and personal equipment. trolled by 9D610 (see List of Items Con- f. through x. [Reserved] trolled). y. Specific ‘‘technology’’ ‘‘required’’ for LICENSE REQUIREMENTS the ‘‘production,’’ ‘‘development,’’ operation, Reason for Control: NS, RS, MT, AT, UN installation, maintenance, repair, overhaul, or refurbishing of commodities or software Control(s) Country Chart (See Supp. enumerated in ECCN 9A515.y or 9D515.y. No. 1 to part 738)

9E604 ‘‘Technology’’ ‘‘required’’ for the ‘‘de- NS applies to entire entry ex- NS Column 1 velopment,’’ ‘‘production,’’ operation, in- cept 9E610.y. RS applies to entire entry ex- RS Column 1 stallation, maintenance, repair, overhaul, cept 9E610.y. or refurbishing of commodities controlled MT applies to ‘‘technology’’ MT Column 1 by ECCN 9A604 or 9B604, or ‘‘software’’ ‘‘required’’ for the ‘‘devel- controlled by ECCN 9D604 (see List of opment,’’ ‘‘production,’’ op- Items Controlled). eration, installation, mainte- LICENSE REQUIREMENTS nance, repair, overhaul, or Reason for Control: NS, RS, MT, AT, UN refurbishing of commodities or software controlled for Country chart MT reasons in 9A610, Control(s) (See Supp. No. 1 9B610, or 9D610 for MT to part 738) reasons. AT applies to entire entry ...... AT Column 1 NS applies to entire entry ...... NS Column 1 UN applies to entire entry ex- See § 746.1(b) for UN con- RS applies to entire entry ...... RS Column 1 cept 9E610.y. trols MT applies to ‘‘technology,’’ MT Column 1 as described in paragraph LIST BASED LICENSE EXCEPTIONS (SEE PART .a of this entry, for commodities and ‘‘software’’ 740 FOR A DESCRIPTION OF ALL LICENSE EX- controlled for MT reasons CEPTIONS) in ECCN 9A604, 9B604 or CIV: N/A 9D604. TSR: N/A AT applies to entire entry ...... AT Column 1 SPECIAL CONDITIONS FOR STA UN applies to entire entry ..... See § 746.1(b) for UN con- STA: (1) Paragraph (c)(1) of License Excep- trols tion STA (§ 740.20(c)(1) of the EAR) may not be used for 9E610.b. (2) Paragraph (c)(2) of LIST BASED LICENSE EXCEPTIONS (SEE PART License Exception STA (§ 740.20(c)(2) of the 740 FOR A DESCRIPTION OF ALL LICENSE EX- EAR) may not be used for any technology CEPTIONS) CIV: N/A in 9E610. TSR: N/A LIST OF ITEMS CONTROLLED SPECIAL CONDITIONS FOR STA Related Controls: Technical data directly re- STA: Paragraph (c)(2) of License Exception lated to articles enumerated or otherwise STA (§ 740.20(c)(2) of the EAR) may not be described in USML Category VIII are sub- used for any item in this ECCN 9E604. ject to the control of USML paragraph LIST OF ITEMS CONTROLLED VIII(i). Related Controls: (1) Technical data directly Related Definitions: N/A related to articles enumerated or other- Items: a. ‘‘Technology’’ (other than tech- wise described in USML Category IV is nology controlled by paragraphs .b or .y of controlled under USML Category IV(i). (2) this entry) ‘‘required’’ for the ‘‘develop- See also ECCNs 9E002, 9E101, and 9E102 for ment,’’ ‘‘production,’’ operation, installa- controls on ‘‘technology’’ for the ‘‘devel- tion, maintenance, repair, overhaul, or refur- opment,’’ ‘‘production,’’ and ‘‘use’’ of mis- bishing of commodities or software con- siles and related items controlled on the trolled by ECCN 9A610, 9B610, 9C610, or 9D610. CCL. Note: ‘‘Build-to-print technology’’ ‘‘required’’ Related Definitions: N/A for the ‘‘production’’ of items described in para- Items: a. ‘‘Technology’’ ‘‘required’’ for the graphs b.1 through b.15 of this entry is classified ‘‘development,’’ ‘‘production,’’ operation, in- under 9E610.a.

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b. ‘‘Technology’’ (other than ‘‘build-to- adaptive flight control systems controlled in print technology’’) ‘‘required’’ for the ‘‘de- Category VIII(h)(7) of the USML. velopment’’ or ‘‘production’’ of any of the c. through x. [Reserved] following: y. Specific ‘‘technology’’ ‘‘required’’ for b.1. Static structural members; the ‘‘production,’’ ‘‘development,’’ operation, b.2. Exterior skins, removable fairings, installation, maintenance, repair, overhaul, non-removable fairings, radomes, access or refurbishing of commodities or software doors and panels, and in-flight opening enumerated in ECCN 9A610.y or 9D610.y. doors; b.3. Control surfaces, leading edges, trail- 9E619 ‘‘Technology’’ ‘‘required’’ for the ‘‘de- ing edges, and leading edge flap seals; velopment,’’ ‘‘production,’’ operation, in- b.4. Leading edge flap actuation system stallation, maintenance, repair, overhaul, commodities (i.e., power drive units, rotary or refurbishing of military gas turbine geared actuators, torque tubes, asymmetry engines and related commodities con- brakes, position sensors, and angle gear- trolled by 9A619, equipment controlled by boxes) ‘‘specially designed’’ for fighter, at- 9B619, materials controlled by 9C619, or tack, or bomber aircraft controlled in USML software controlled by 9D619 (see List of Category VIII; Items Controlled). b.5. Engine inlets and ducting; LICENSE REQUIREMENTS b.6. Fatigue life monitoring systems ‘‘spe- Reason for Control: NS, RS, AT, UN cially designed’’ to relate actual usage to the analytical or design spectrum and to com- Control(s) Country Chart (See Supp. pute amount of fatigue life ‘‘specially de- No. 1 to part 738) signed’’ for aircraft controlled by either NS applies to entire entry ex- NS Column 1 USML subcategory VIII(a) or ECCN 9A610.a, cept 9E619.y. except for Military Commercial Derivative RS applies to entire entry ex- RS Column 1 Aircraft; cept 9E619.y. b.7. Landing gear, and ‘‘parts’’ and ‘‘com- AT applies to entire entry ...... AT Column 1 ponents’’ ‘‘specially designed’’ therefor, UN applies to entire entry ex- See § 746.1(b) for UN con- ‘‘specially designed’’ for use in aircraft cept 9E619.y. trols weighing more than 21,000 pounds controlled by either USML subcategory VIII(a) or ECCN LIST BASED LICENSE EXCEPTIONS (SEE PART 9A610.a, except for Military Commercial De- 740 FOR A DESCRIPTION OF ALL LICENSE EX- rivative Aircraft; CEPTIONS) b.8. Conformal fuel tanks and ‘‘parts’’ and CIV: N/A ‘‘components’’ ‘‘specially designed’’ therefor; TSR: N/A b.9. Electrical ‘‘equipment,’’ ‘‘parts,’’ and SPECIAL CONDITIONS FOR STA ‘‘components’’ ‘‘specially designed’’ for STA: (1) Paragraph (c)(1) of License Excep- electro-magnetic interference (EMI)—i.e., tion STA (§ 740.20(c)(1) of the EAR) may not conducted emissions, radiated emissions, be used for 9E619.b. or .c. (2) Paragraph conducted susceptibility and radiated sus- (c)(2) of License Exception STA ceptibility—protection of aircraft that con- (§ 740.20(c)(2) of the EAR) may not be used form to the requirements of MIL–STD–461; for any technology in ECCN 9E619. b.10. HOTAS (Hand-on Throttle and Stick) LIST OF ITEMS CONTROLLED controls, HOCAS (Hands on Collective and Related Controls: Technical data directly re- Stick), Active Inceptor Systems (i.e., a com- lated to articles enumerated or otherwise bination of Active Side Stick Control Assem- described in USML Category XIX are sub- bly, Active Throttle Quadrant Assembly, and ject to the control of USML Category Inceptor Control Unit), rudder pedal assem- XIX(g). blies for digital flight control systems, and Related Definitions: N/A parts and components ‘‘specially designed’’ Items: a. ‘‘Technology’’ (other than ‘‘tech- therefor; nology’’ controlled by paragraphs .b and .c of b.11. Integrated Vehicle Health Manage- this entry) ‘‘required’’ for the ‘‘development Systems (IVHMS), Condition Based ment,’’ ‘‘production,’’ operation, installa- Maintenance (CBM) Systems, and Flight tion, maintenance, repair, overhaul, or refur- Data Monitoring (FDM) systems; bishment of items controlled by ECCN 9A619 b.12. Equipment ‘‘specially designed’’ for (except 9A619.y), ECCN 9B619 (except system prognostic and health management 9B619.y), ECCN 9C619, or ECCN 9D619 (except of aircraft; 9D619.y). b.13. Active Vibration Control Systems; Note: ‘‘Build-to-print technology’’ ‘‘required’’ b.14. Self-sealing fuel bladders ‘‘specially for the ‘‘production’’ of items described in para- designed’’ to pass a .50 caliber or larger gun- graphs b.1 through b.10 of this entry is classified fire test (MIL–DTL–5578, MIL–DTL–27422); or under 9E619.a. b.15. Technology ‘‘required’’ for the ‘‘de- b. ‘‘Technology’’ (other than ‘‘build-to- velopment’’ or ‘‘production’’ of ‘‘parts’’ or print technology’’) ‘‘required’’ for the ‘‘de- ‘‘components’’ controlled in 9A610.x and velopment’’ or ‘‘production’’ of any of the ‘‘specially designed’’ for damage or failure- following:

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b.1. Front, turbine center, and exhaust by 9A619.y or 9B619.y, or ‘‘software’’ con- frames; trolled by ECCN 9D619.y. b.2. Low pressure compressor (i.e., fan) ‘‘components’’ and ‘‘parts’’ as follows: nose 9E620 Technology ‘‘required’’ for cryogenic cones and casings; and ‘‘superconductive’’ equipment, as fol- b.3. High pressure compressor ‘‘compo- lows (see List of Items Controlled). nents’’ and ‘‘parts’’ as follows: casings; LICENSE REQUIREMENTS b.4. Combustor ‘‘components’’ and ‘‘parts’’ Reason for Control: NS, RS, AT, UN as follows: casings, fuel nozzles, swirlers, swirler cups, deswirlers, valve injectors, and Country chart Control(s) (see Supp. No. 1 to part 738) igniters; b.5. High pressure turbine ‘‘components’’ NS applies to entire entry ...... NS Column 1 and ‘‘parts’’ as follows: casings; RS applies to entire entry ...... RS Column 1 b.6. Low pressure turbine ‘‘components’’ AT applies to entire entry ...... AT Column 1 and ‘‘parts’’ as follows: casings; UN applies to entire entry ..... See § 746.1(b) for UN con- b.7. Augmentor ‘‘components’’ and ‘‘parts’’ trols as follows: casings, flame holders, spray bars, pilot burners, augmentor fuel controls, flaps LIST BASED LICENSE EXCEPTIONS (SEE PART (external, convergent, and divergent), guide 740 FOR A DESCRIPTION OF ALL LICENSE EX- and syncronization rings, and flame detec- CEPTIONS) tors and sensors; CIV: N/A b.8. Mechanical ‘‘components’’ and ‘‘parts’’ TSR: N/A as follows: fuel metering units and fuel pump SPECIAL CONDITIONS FOR STA metering units, valves (fuel throttle, main STA: Paragraph (c)(2) of License Exception metering, oil flow management), heat ex- STA (§ 740.20(c)(2) of the EAR) may not be changers (air/air, fuel/air, fuel/oil), debris used for any technology in 9E620. monitoring (inlet and exhaust), seals (car- LIST OF ITEMS CONTROLLED bon, labyrinth, brush, balance piston, and Related Controls: Technical data directly re- ‘‘knife-edge’’), permanent magnetic alter- lated to articles enumerated on USML are nator and generator, eddy current sensors; subject to the control of that USML cat- b.9. Torquemeter assembly (i.e., housing, egory. shaft, reference shaft, and sleeve); or Related Definitions: N/A b.10. Materials controlled by ECCN 9C619.b. Items: ‘‘Technology’’ ‘‘required’’ for the ‘‘de- c. ‘‘Technology’’ ‘‘required’’ for the ‘‘development,’’ ‘‘production,’’ operation, instal- velopment’’ or ‘‘production’’ of any of the lation, maintenance, repair, overhaul, or re- following: furbishing of commodities or software con- c.1. Low pressure compressor (i.e., fan) trolled by ECCN 9A620, 9B620 or 9D620. ‘‘components’’ and ‘‘parts’’ as follows: 9E990 ‘‘Technology’’, n.e.s., for the ‘‘develop- blades, vanes, spools, shrouds, blisks, shafts ment’’ or ‘‘production’’ or ‘‘use’’ of equip- and disks; ment controlled by 9A990 or 9B990. c.2. High pressure compressor ‘‘compo- LICENSE REQUIREMENTS nents’’ and ‘‘parts’’ as follows: blades, vanes, Reason for Control: AT spools, shrouds, blisks, shafts, disks, and impellers; Country Chart (See Supp. c.3. Combustor ‘‘components’’ and ‘‘parts’’ Control(s) No. 1 to part 738) as follows: diffusers, liners, chambers, cowlings, domes and shells; AT applies to ‘‘technology’’ AT Column 1 c.4. High pressure turbine ‘‘components’’ for equipment under 9A990 and 9B990 except 9A990.a. and ‘‘parts’’ as follows: shafts and disks, AT applies to ‘‘technology’’ AT Column 2 blades, vanes, nozzles, tip shrouds; for equipment under c.5. Low pressure turbine ‘‘components’’ 9A990.a only. and ‘‘parts’’ as follows: shafts and disks, blades, vanes, nozzles, tip shrouds; LIST BASED LICENSE EXCEPTIONS (SEE PART c.6. Digital engine control systems (e.g., 740 FOR A DESCRIPTION OF ALL LICENSE EX- Full Authority Digital Engine Controls CEPTIONS) (FADEC) and Digital Electronic Engine Con- CIV: N/A trols (DEEC)) ‘‘specially designed’’ for gas TSR: N/A turbine engines controlled in this ECCN; or LIST OF ITEMS CONTROLLED c.7. Engine monitoring systems (i.e., Related Controls: N/A prognostics, diagnostics, and health) ‘‘spe- Related Definitions: N/A cially designed’’ for gas turbine engines and Items: The list of items controlled is con- components controlled in this ECCN. tained in the ECCN heading d. through x. [Reserved] y. Specific ‘‘technology’’ ‘‘required’’ for 9E991 ‘‘Technology’’, for the ‘‘development’’, the ‘‘development,’’ ‘‘production,’’ operation, ‘‘production’’ or ‘‘use’’ of equipment con- installation, maintenance, repair, overhaul, trolled by 9A991 or 9B991. or refurbishment of commodities controlled LICENSE REQUIREMENTS

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Reason for Control: AT when applicable to a product controlled at a lower level. Country Chart (See Supp. License Exception TSU is available for Control(s) No. 1 to part 738) ‘‘technology’’ that is the minimum nec- AT applies to entire entry ...... AT Column 1 essary for the installation, operation, maintenance (checking), or repair of those prod- LIST BASED LICENSE EXCEPTIONS (SEE PART ucts that are eligible for License Exceptions 740 FOR A DESCRIPTION OF ALL LICENSE EX- or that are exported under a license. CEPTIONS) N.B.: This does not allow release under a CIV: N/A License Exception of the repair ‘‘tech- TSR: N/A nology’’ controlled by 1E002.e, 1E002.f, LIST OF ITEMS CONTROLLED 8E002.a, or 8E002.b. Related Controls: N/A N.B.: The ‘‘minimum necessary’’ excludes Related Definitions: N/A Items: The list of items controlled is con- ‘‘development’’ or ‘‘production’’ technology tained in the ECCN heading and permits ‘‘use’’ technology only to the extent ‘‘required’’ to ensure safe and efficient 9E993 Other ‘‘technology’’, not described by use of the product. Individual ECCNs may 9E003, as follows (see List of Items Con- further restrict export of ‘‘minimum nec- trolled). essary’’ information. LICENSE REQUIREMENTS 2. General Software Note. License Exception Reason for Control: AT TSU (mass market software) (see § 740.13 of the EAR) is available to all destinations, ex- Country Chart (See Supp. Control(s) No. 1 to part 738) cept countries in Country Group E:1 of Sup- plement No. 1 to part 740 of the EAR, for re- AT applies to entire entry ...... AT Column 1. lease of ‘‘software’’ which is any of the following: LIST BASED LICENSE EXCEPTIONS (SEE PART 1. Generally available to the public by 740 FOR A DESCRIPTION OF ALL LICENSE EX- being: CEPTIONS) a. Sold from stock at retail selling points, CIV: N/A without restriction, by means of: TSR: N/A LIST OF ITEMS CONTROLLED 1. Over the counter transactions; Related Controls: N/A 2. Mail order transactions; Related Definitions: N/A 3. Electronic transactions; or Items: a. Rotor blade tip clearance control 4. Telephone call transactions; and systems employing active compensating cas- b. Designed for installation by the user ing ‘‘technology’’ limited to a design and de- without further substantial support by the velopment data base; or supplier. b. Gas bearing for turbine engine rotor as- 2. [Reserved] See § 734.3(b)(3) for ‘‘publicly semblies. available technology and software.’’ 3. The minimum necessary ‘‘object code’’ EAR99 Items subject to the EAR that are for the installation, operation, maintenance not elsewhere specified in this CCL Cat- (checking) or repair of those items whose ex- egory or in any other category in the CCL are designated by the number EAR99. port has been authorized. 3. General ‘‘Information Security’’ Note. ‘‘In- [63 FR 2459, Jan. 15, 1998] formation security’’ items or functions EDITORIAL NOTE: For FEDERAL REGISTER ci- should be considered against the provisions tations affecting supplement no. 1 to part in Category 5–Part 2, even if they are compo- 774, see the List of CFR Sections Affected, nents, ‘‘software’’ or functions of other which appears in the Finding Aids section of items. the printed volume and at www.fdsys.gov. NOTE: Minimum necessary ‘‘object code’’ does not enhance or improve the perform- SUPPLEMENT NO. 2 TO PART 774—GEN- ance of an item or provide new features or ERAL TECHNOLOGY AND SOFTWARE functionality. NOTES NOTE: The General Software Note does not apply to ‘‘software’’ controlled by Category 1. General Technology Note. The export of 5, part 2 ‘‘Information Security’’). For ‘‘soft- ‘‘technology’’ that is ‘‘required’’ for the ‘‘de- ware’’ controlled by Category 5, part 2, see velopment’’, ‘‘production’’, or ‘‘use’’ of items Supplement No. 1 to part 774, Category 5, on the Commerce Control List is controlled part 2, Note 3—Cryptography Note. according to the provisions in each Category. ‘‘Technology’’ ‘‘required’’ for the ‘‘devel- [69 FR 46087, July 30, 2004, as amended at 78 opment’’, ‘‘production’’, or ‘‘use’’ of a con- FR 37394, June 20, 2013; 79 FR 45307, Aug. 4, trolled product remains controlled even 2014; 81 FR 64691, Sept. 20, 2016]

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