DOCSLIB.ORG

GREAT-WEST FUNDS INC Form N-Q Filed 2018-05-25

Total Page：16

File Type：pdf, Size：1020Kb

Download full-text PDF Read full-text
GREAT-WEST FUNDS INC Form N-Q Filed 2018-05-25 SECURITIES AND EXCHANGE COMMISSION FORM N-Q Quarterly schedule of portfolio holdings of registered management investment company filed on Form N-Q Filing Date: 2018-05-25 | Period of Report: 2018-03-29 SEC Accession No. 0001193125-18-175054 (HTML Version on secdatabase.com) FILER GREAT-WEST FUNDS INC Mailing Address Business Address 8515 E ORCHARD ROAD 8515 E ORCHARD ROAD CIK:356476| IRS No.: 840876044 | State of Incorp.:MD | Fiscal Year End: 1231 GREENWOOD VILLAGE CO GREENWOOD VILLAGE CO Type: N-Q | Act: 40 | File No.: 811-03364 | Film No.: 18861210 80111 80111 303-737-3000 Copyright © 2018 www.secdatabase.com. All Rights Reserved. Please Consider the Environment Before Printing This Document UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-Q QUARTERLY SCHEDULE OF PORTFOLIO HOLDINGS OF REGISTERED MANAGEMENT INVESTMENT COMPANIES Investment Company Act file number: 811-03364 GREAT-WEST FUNDS, INC. (Exact name of registrant as specified in charter) 8515 E. Orchard Road Greenwood Village, Colorado 80111 (Address of principal executive offices) Scott C. Sipple President & Chief Executive Officer Great-West Funds, Inc. 8515 E. Orchard Road Greenwood Village, Colorado 80111 (Name and address of agent for service) Registrant's telephone number, including area code: (866) 831-7129 Date of fiscal year end: December 31 Date of reporting period: March 29, 2018 Item 1. Schedule of Investments Copyright © 2018 www.secdatabase.com. All Rights Reserved. Please Consider the Environment Before Printing This Document GREAT-WEST FUNDS, INC. GREAT-WEST ARIEL MID CAP VALUE FUND Schedule of Investments As of March 29, 2018 (Unaudited) Shares Fair Value Shares Fair Value COMMON STOCK Financial — (continued) Basic Materials — 1.86% 12,400 T Rowe Price Group Inc $ 1,338,828 116,800 US Silica Holdings Inc $ 2,980,736 24,900 Willis Towers Watson PLC 3,789,531 Communications — 12.33% 48,726,328 51,800 CBS Corp Class B 2,662,002 Industrial — 16.42% 247,975 Interpublic Group of Cos Inc 5,710,864 27,400 Illinois Tool Works Inc 4,292,484 183,400 MSG Networks Inc Class A(a) 4,144,840 122,700 Kennametal Inc(b) 4,927,632 58,700 Omnicom Group Inc(b) 4,265,729 123,300 Keysight Technologies Inc(a) 6,459,687 121,100 Tegna Inc 1,379,329 21,200 Snap-on Inc 3,127,848 50,000 Viacom Inc Class B 1,553,000 33,702 Stanley Black & Decker Inc 5,163,146 19,715,764 39,100 Stericycle Inc(a)(b) 2,288,523 Consumer, Cyclical — 10.11% 26,259,320 17,595 Anixter International Inc(a) 1,332,821 TOTAL COMMON STOCK — 97.98% 91,900 BorgWarner Inc 4,616,137 (Cost $132,387,452) $156,678,007 29,720 International Speedway Corp Class A 1,310,652 Principal 8,300 Madison Square Garden Co Class A(a) 2,040,140 Amount 287,485 Mattel Inc(b) 3,780,428 SHORT TERM INVESTMENTS 63,600 Nordstrom Inc 3,078,876 U.S. Government Agency Bonds and Notes — 1.25% 16,159,054 $2,000,000 Federal Home Loan Mortgage Corp Consumer, Non-Cyclical — 22.45% 1.52%, 04/02/2018 1,999,750 50,300 Cardinal Health Inc 3,152,804 Repurchase Agreements — 10.05% 32,677 Charles River Laboratories 3,487,943 3,816,504 Undivided interest of 2.65% in a International Inc(a) repurchase agreement (principal 54,100 JM Smucker Co 6,708,941 amount/value $144,118,224 with a maturity value of $144,147,048) with 41,200 Laboratory Corp of America Holdings(a) 6,664,100 RBC Capital Markets Corp, 1.80%, 93,300 Nielsen Holdings PLC 2,966,007 dated 3/29/18 to be repurchased at 21,996 Thermo Fisher Scientific Inc 4,541,294 $3,816,504 on 4/2/18 collateralized 120,400 Western Union Co 2,315,292 by U.S. Treasury securities and 55,600 Zimmer Biomet Holdings Inc 6,062,624 various U.S. Government Agency 35,899,005 securities, 0.00% - 5.00%, 6/28/18 - Energy — 4.34% 12/20/47, with a value of $147,000,589.(c) 208,050 Bristow Group Inc(b) 2,704,650 3,816,504 115,000 National Oilwell Varco Inc 4,233,150 3,816,504 Undivided interest of 2.67% in a repurchase agreement (principal 6,937,800 amount/value $143,118,224 with a Financial — 30.47% maturity value of $143,147,166) with 137,200 Aflac Inc 6,003,872 Citigroup Global Markets Inc, 1.82%, 54,300 Blackstone Group LP(b) 1,734,885 dated 3/29/18 to be repurchased at 23,870 BOK Financial Corp 2,362,891 $3,816,504 on 4/2/18 collateralized 26,750 CBRE Group Inc Class A(a) 1,263,135 by U.S. Treasury securities and 112,200 First American Financial Corp 6,583,896 various U.S. Government Agency 93,831 Houlihan Lokey Inc 4,184,863 securities, 0.00% - 10.00%, 5/15/18 - 10/20/67, with a value of 15,113 Jones Lang LaSalle Inc 2,639,335 $145,980,588.(c) 3,816,504 132,800 KKR & Co LP 2,695,840 96,100 Lazard Ltd LP Class A 5,051,016 62,425 Northern Trust Corp 6,437,890 Copyright © 2018 www.secdatabase.com. All Rights Reserved. Please Consider the Environment Before Printing This Document 18,400 Oaktree Capital Group LLC LP 728,640 64,200 Progressive Corp 3,911,706 See Notes to Schedule of Investments. March 29, 2018 Copyright © 2018 www.secdatabase.com. All Rights Reserved. Please Consider the Environment Before Printing This Document GREAT-WEST FUNDS, INC. GREAT-WEST ARIEL MID CAP VALUE FUND Schedule of Investments As of March 29, 2018 (Unaudited) Principal Principal Amount Fair Value Amount Fair Value Repurchase Agreements — (continued) Repurchase Agreements — (continued) $3,816,504 Undivided interest of 2.93% in a $3,816,504 Undivided interest of 9.17% in a repurchase agreement (principal repurchase agreement (principal amount/value $130,445,923 with a amount/value $41,680,145 with a maturity value of $130,472,157) with maturity value of $41,688,527) with Merrill Lynch, Pierce, Fenner & BNP Paribas Securities Corp, 1.81%, Smith, 1.81%, dated 3/29/18 to be dated 3/29/18 to be repurchased at repurchased at $3,816,504 on 4/2/18 $3,816,504 on 4/2/18 collateralized collateralized by various U.S. by U.S. Treasury securities and Government Agency securities, various U.S. Government Agency 0.00% - 4.50%, 12/1/26 - 4/1/48, with securities, 0.00% - 9.13%, 5/15/18 - a value of $133,054,841.(c) $ 3,816,504 9/9/49, with a value of $42,513,748. 802,625 Undivided interest of 32.35% in a (c) $ 3,816,504 repurchase agreement (principal 16,068,641 amount/value $2,482,650 with a SHORT TERM INVESTMENTS — 11.30% maturity value of $2,483,133) with (Cost $18,068,391) $ 18,068,391 Credit Agricole Securities (USA) Inc, TOTAL INVESTMENTS — 109.28% 1.75%, dated 3/29/18 to be (Cost $150,455,843) $174,746,398 repurchased at $802,625 on 4/2/18 collateralized by U.S. Treasury OTHER ASSETS & LIABILITIES, NET — (9.28)% $ securities, 1.50% - 1.63%, 12/31/18 - (14,835,362) 10/15/20, with a value of TOTAL NET ASSETS — 100.00% $159,911,036 $2,532,303.(c) 802,625 (a) Non-income producing security. (b) All or a portion of the security is on loan at March 29, 2018. (c) Collateral received for securities on loan. LP Limited Partnership Security classes presented herein are not necessarily the same as those used for determining the Fund's compliance with its investment objectives and restrictions, as the Fund uses additional sub-classifications, which management defines by referring to one or more widely recognized market indexes or ratings group indexes (unaudited). Copyright © 2018 www.secdatabase.com. All Rights Reserved. Please Consider the Environment Before Printing This Document See Notes to Schedule of Investments. March 29, 2018 Copyright © 2018 www.secdatabase.com. All Rights Reserved. Please Consider the Environment Before Printing This Document GREAT-WEST FUNDS, INC. GREAT-WEST ARIEL MID CAP VALUE FUND Notes to Schedule of Investments (Unaudited) Security Valuation The Board of Directors of the Fund has adopted policies and procedures for the valuation of the Fund’s securities and assets, and has appointed the Fair Value Pricing Committee of the investment adviser, Great-West Capital Management, LLC, to complete valuation determinations under those policies and procedures. The Fund generally values its securities based on market prices determined at the close of regular trading on the New York Stock Exchange (NYSE) on each day the NYSE is open for trading. The net asset value (NAV) of each class of the Fund's shares is determined by dividing the net assets attributable to each class of shares of the Fund by the number of issued and outstanding shares of each class of the Fund on each valuation date. For securities that are traded on only one exchange, the last sale price as of the close of business of that exchange will be used. If the closing price is not available, the current bid as of the close of business will be used. For securities traded on more than one exchange, or upon one or more exchanges and in the over-the-counter (OTC) market, the last sale price as of the close of business on the market which the security is traded most extensively will be used.
Load more

Recommended publications
  • Retirement Strategy Fund 2060 Description Plan 3S DCP & JRA
    Retirement Strategy Fund 2060 June 30, 2020 Note: Numbers may not always add up due to rounding. % Invested For Each Plan Description Plan 3s DCP & JRA ACTIVIA PROPERTIES INC REIT 0.0137% 0.0137% AEON REIT INVESTMENT CORP REIT 0.0195% 0.0195% ALEXANDER + BALDWIN INC REIT 0.0118% 0.0118% ALEXANDRIA REAL ESTATE EQUIT REIT USD.01 0.0585% 0.0585% ALLIANCEBERNSTEIN GOVT STIF SSC FUND 64BA AGIS 587 0.0329% 0.0329% ALLIED PROPERTIES REAL ESTAT REIT 0.0219% 0.0219% AMERICAN CAMPUS COMMUNITIES REIT USD.01 0.0277% 0.0277% AMERICAN HOMES 4 RENT A REIT USD.01 0.0396% 0.0396% AMERICOLD REALTY TRUST REIT USD.01 0.0427% 0.0427% ARMADA HOFFLER PROPERTIES IN REIT USD.01 0.0124% 0.0124% AROUNDTOWN SA COMMON STOCK EUR.01 0.0248% 0.0248% ASSURA PLC REIT GBP.1 0.0319% 0.0319% AUSTRALIAN DOLLAR 0.0061% 0.0061% AZRIELI GROUP LTD COMMON STOCK ILS.1 0.0101% 0.0101% BLUEROCK RESIDENTIAL GROWTH REIT USD.01 0.0102% 0.0102% BOSTON PROPERTIES INC REIT USD.01 0.0580% 0.0580% BRAZILIAN REAL 0.0000% 0.0000% BRIXMOR PROPERTY GROUP INC REIT USD.01 0.0418% 0.0418% CA IMMOBILIEN ANLAGEN AG COMMON STOCK 0.0191% 0.0191% CAMDEN PROPERTY TRUST REIT USD.01 0.0394% 0.0394% CANADIAN DOLLAR 0.0005% 0.0005% CAPITALAND COMMERCIAL TRUST REIT 0.0228% 0.0228% CIFI HOLDINGS GROUP CO LTD COMMON STOCK HKD.1 0.0105% 0.0105% CITY DEVELOPMENTS LTD COMMON STOCK 0.0129% 0.0129% CK ASSET HOLDINGS LTD COMMON STOCK HKD1.0 0.0378% 0.0378% COMFORIA RESIDENTIAL REIT IN REIT 0.0328% 0.0328% COUSINS PROPERTIES INC REIT USD1.0 0.0403% 0.0403% CUBESMART REIT USD.01 0.0359% 0.0359% DAIWA OFFICE INVESTMENT
    [Show full text]
  • 2021 Honored Companies Please Join Us As We Give Special Recognition and Honor S&P 500 and F1000 Companies with at Least 35% of Board Seats Held by Women
    Cipriani 42nd St | November 10, 2021 | 7:30 AM-11:00 AM 2021 Honored Companies Please join us as we give special recognition and honor S&P 500 and F1000 companies with at least 35% of board seats held by women. 50% + AMN Healthcare General Motors Co. Sally Beauty Holdings, Inc. Autodesk, Inc. Hasbro, Inc. Schnitzer Steel Industries, Inc. Bed, Bath & Beyond, Inc. Hawaiian Electric Industries, Inc. Science Applications International Corporation (SAIC) Best Buy Companies Inc. Healthpeak Properties, Inc. Steelcase Inc. Big Lots Inc. Herman Miller, Inc. Summit Materials, Inc. Bright Horizons Family Solutions, Inc. HNI Corporation Tapestry, Inc. Caleres, Inc. J.Crew Group, Inc. Thrivent Financial Casey’s General Stores, Inc. L Brands, Inc. TIAA Celanese Corporation Micron Technology Inc Tiffany & Co. Chico’s Fas, Inc. Navient Corporation ULTA Beauty Inc. Citi Omnicom Group Inc. ViacomCBS Inc. Coty Inc. PC Connection, Inc. Welltower Inc. DaVita Pitney Bowes, Inc. Western Digital Corporation EQT Corporation The Procter & Gamble Co. Williams-Sonoma, Inc. Etsy, Inc. The Progressive Corporation 40% + Abercrombie & Fitch Co. Genworth Financial The ODP Corporation ABM Industries, Inc. Globe Life Inc. Penn Mutual Accenture The Goldman Sachs Group, Inc. Phillips 66 Company AES Corporation Groupon Inc. Principal Financial Group Inc. Afliated Managers Group (AMG) H & R Block, Inc. PROG Holdings, Inc. AGNC Investment Corp. The Hershey Companies Quest Diagnostics Inc. Alliant Energy Hewlett Packard Enterprise RR Donnelley & Sons Co. Amazon.com, Inc. Hill-Rom Holdings Inc. Reinsurance Group Of America, Inc. American Water Works, Inc. Hilton Worldwide Holdings, Inc. Reliance Steel and Aluminum Co. Amica Mutual Insurance Company HP Inc.
    [Show full text]
  • Actions Synthétiques France Heures De Négociation : 9:00 - 17:30 (CET) Frais Et Commissions : 0.1% Du Montant De La Transaction, Min
    Actions Synthétiques France Heures de négociation : 9:00 - 17:30 (CET) Frais et Commissions : 0.1% du montant de la transaction, min. 8 EUR (Marge sur commission: 70% - 99.9%). Symbole Instrument dont le prix est basé sur Nombre d'actions par lot Taille minimale d'un ordre en lots Vente à découvert Taux d'emprunt de titre (%) AC.FR Accor SA CFD 1 1 OUI -3 ACA.FR Credit Agricole SA CFD 1 1 OUI -3 ADP.FR Aeroports de Paris CFD 1 1 OUI -3 AF.FR Air France-KLM CFD 1 1 OUI -3 AI.FR Air Liquide SA CFD 1 1 OUI -3 AIR.FR Airbus Group NV CFD 1 1 NON - AKE.FR Arkema SA CFD 1 1 OUI -3 ALO.FR Alstom SA CFD 1 1 OUI -3 ALT.FR Altran Technologies SA CFD 1 1 OUI -3 ATO.FR AtoS CFD 1 1 OUI -3 BB.FR Societe BIC SA CFD 1 1 OUI -3 BIM.FR BioMerieux CFD 1 1 OUI -3 BN.FR Danone CFD 1 1 OUI -3 BNP.FR BNP Paribas CFD 1 1 OUI -3 BOL.FR Bollore SA CFD 1 1 OUI -3 BVI.FR Bureau Veritas SA CFD 1 1 OUI -3 CA.FR Carrefour SA CFD 1 1 OUI -3 CAP.FR Cap Gemini SA CFD 1 1 OUI -3 CGG.FR CGG SA CFD 1 1 NON - CNP.FR CNP Assurances CFD 1 1 OUI -3 CO.FR Casino Guichard Perrachon SA CFD 1 1 OUI -3 COFA.FR Coface SA CFD 1 1 OUI -4,5 CS.FR AXA SA CFD 1 1 OUI -3 DEC.FR JCDecaux SA CFD 1 1 OUI -3 DG.FR Vinci SA CFD 1 1 OUI -3 DSY.FR Dassault Systemes CFD 1 1 OUI -3 EDEN.FR Edenred CFD 1 1 OUI -3 EDF.FR EDF SA CFD 1 1 OUI -3 EI.FR Essilor International SA CFD 1 1 OUI -3 ELE.FR Euler Hermes Group CFD 1 1 OUI -4,5 EN.FR Bouygues SA CFD 1 1 OUI -3 ENGI.FR ENGIE CFD 1 1 OUI -3 ENX.FR Euronext NV CFD 1 1 OUI -3 EO.FR Faurecia CFD 1 1 OUI -3 ERA.FR Eramet CFD 1 1 OUI -5 ERF.FR Eurofins
    [Show full text]
  • The African-American Consumer 2013 Report
    RESILIENT, RECEPTIVE AND RELEVANT THE AFRICAN-AMERICAN CONSUMER 2013 REPORT VOICE OF THE BLACK COMMUNITY DIVERSE INTELLIGENCE INSIGHTS SERIES Nielsen and the National Newspaper Publishers Association have strategically collaborated for three years to present an annual in-depth analytical report on the African-American consumer unsurpassed by any other similar product on the market. The reports have become widely respected, industry chronicles touted for their exclusive insights, data, trends and perspectives that better prepare marketers and brands to connect with this audience segment. By concurrently sharing the reports with millions of readers around the country we have also helped create SUSAN WHITING VICE CHAIR, NIELSEN conscious consumers, who are aware, now more than ever, how their economic power has a direct impact on the marketplace overall. We are proud that the combined Nielsen and NNPA resources have galvanized corporations and consumers alike to think and behave differently toward valuing the African-American consumer and their economic impact on the U.S. marketplace. We proudly present the Resilient, Receptive and Relevant African-American Consumer 2013 Report. CLOVES CAMPBELL CHAIR, NATIONAL NEWSPAPER PUBLISHERS ASSOCIATION SUSAN WHITING CLOVES CAMPBELL CHERYL PEARSON-MCNEIL CHERYL PEARSON-MCNEIL SVP, PUBLIC AFFAIRS AND GOVERNMENT RELATIONS, NIELSEN 2 Resilient, Receptive and Relevant: The African-American Consumer CONTENTS EXECUTIVE SUMMARY .................................4 SECTION I Demographics ...............................................................
    [Show full text]
  • Global Equity Fund Description Plan 3S DCP & JRA MICROSOFT CORP
    Global Equity Fund June 30, 2020 Note: Numbers may not always add up due to rounding. % Invested For Each Plan Description Plan 3s DCP & JRA MICROSOFT CORP 2.5289% 2.5289% APPLE INC 2.4756% 2.4756% AMAZON COM INC 1.9411% 1.9411% FACEBOOK CLASS A INC 0.9048% 0.9048% ALPHABET INC CLASS A 0.7033% 0.7033% ALPHABET INC CLASS C 0.6978% 0.6978% ALIBABA GROUP HOLDING ADR REPRESEN 0.6724% 0.6724% JOHNSON & JOHNSON 0.6151% 0.6151% TENCENT HOLDINGS LTD 0.6124% 0.6124% BERKSHIRE HATHAWAY INC CLASS B 0.5765% 0.5765% NESTLE SA 0.5428% 0.5428% VISA INC CLASS A 0.5408% 0.5408% PROCTER & GAMBLE 0.4838% 0.4838% JPMORGAN CHASE & CO 0.4730% 0.4730% UNITEDHEALTH GROUP INC 0.4619% 0.4619% ISHARES RUSSELL 3000 ETF 0.4525% 0.4525% HOME DEPOT INC 0.4463% 0.4463% TAIWAN SEMICONDUCTOR MANUFACTURING 0.4337% 0.4337% MASTERCARD INC CLASS A 0.4325% 0.4325% INTEL CORPORATION CORP 0.4207% 0.4207% SHORT-TERM INVESTMENT FUND 0.4158% 0.4158% ROCHE HOLDING PAR AG 0.4017% 0.4017% VERIZON COMMUNICATIONS INC 0.3792% 0.3792% NVIDIA CORP 0.3721% 0.3721% AT&T INC 0.3583% 0.3583% SAMSUNG ELECTRONICS LTD 0.3483% 0.3483% ADOBE INC 0.3473% 0.3473% PAYPAL HOLDINGS INC 0.3395% 0.3395% WALT DISNEY 0.3342% 0.3342% CISCO SYSTEMS INC 0.3283% 0.3283% MERCK & CO INC 0.3242% 0.3242% NETFLIX INC 0.3213% 0.3213% EXXON MOBIL CORP 0.3138% 0.3138% NOVARTIS AG 0.3084% 0.3084% BANK OF AMERICA CORP 0.3046% 0.3046% PEPSICO INC 0.3036% 0.3036% PFIZER INC 0.3020% 0.3020% COMCAST CORP CLASS A 0.2929% 0.2929% COCA-COLA 0.2872% 0.2872% ABBVIE INC 0.2870% 0.2870% CHEVRON CORP 0.2767% 0.2767% WALMART INC 0.2767%
    [Show full text]
  • William J. Miller
    New York | Washington D.C. | London | cahill.com William J. Miller PARTNER Cahill Gordon & Reindel LLP [email protected] 32 Old Slip New York, NY 10005 212.701.3836 Phone William J. Miller, a member of Cahill Gordon & Reindel LLP's corporate practice group, represents leading investment banking firms, commercial banks and public and private corporations. He focuses his practice on leveraged finance transactions involving high yield debt securities, syndicated institutional loans, asset based loans and equity securities. Bill works on both the bank and high yield bond sides of acquisition financings, as well as initial public and follow-on equity offerings. Bill has represented the financing sources in a number of recent transactions including notes offerings and IPO for Albertsons, Eldorado’s acquisition of Caesars, Caesars’ acquisition of William Hill, IPO for Ortho Clinical Diagnostics, and notes offerings for Calpine Corporation, MGM Resorts International, and VEREIT. Bill is consistently named among the top lawyers for finance and capital markets transactions by Chambers USA, Chambers Global, the International Financial Law Review (ILFR1000) and The Legal 500. SELECTED MATTERS . Representation of the underwriters, initial purchasers and lead arrangers in connection with the secured and unsecured debt financing for The Stars Group Inc. to finance the acquisition of Sky Betting & Gaming. Representation of the underwriters in $2 billion public offering of senior notes by HCA Inc. Representation of the underwriters in $1.1 billion high yield bond offering for Gaming and Leisure Properties, Inc. to finance the acquisition of certain real estate assets from Tropicana Entertainment Inc. as well as certain real estate assets from Penn National Gaming, Inc.
    [Show full text]
  • Business Services M&A Report
    HYDE PARK CAPITAL Investment Banking | Mergers & Acquisitions | Capital Raising Overview Nationally recognized investment bank founded in 2000 Business Services Over 300 transactions completed, totaling more than $10 billion in transaction value Extensive relationships with leading M&A Report institutional lenders, PE investors, and strategic buyers Q3 2020 Proven ability to source quality buyers and maximize deal value Industry Expertise . Technology . Healthcare . Business Services . Industrial Services . Financial Services . Consumer Transaction Size . $25M - $500M Investment Banking Services Mergers & acquisitions, recapitalizations, and management buyouts Capital raising of equity, mezzanine, and senior debt capital Financial advisory, analytical support, and fairness opinions Comprehensive and targeted sell-side marketing efforts Hyde Park Capital Advisors, LLC 701 N. Franklin Street Tampa, FL 33602 Tel: 813-383-0202 www.hydeparkcapital.com Member FINRA/SIPC Capital Markets Overview –Business Services Commentary Select Business Services Public Offerings (Q3 2020) Transaction Offer Date Issuer Industry Sector Transaction Type Value ($M) . The NASDAQ and S&P 500 increased by 39.6% and 13.0%, respectively, during the twelve-month period ended September 30, 09/23/20 GCI Environmental & Facilities Services Fixed-Income Offering $600 2020, while the HPC Business Services Index decreased by 4.6%. 09/16/20 ADT Environmental & Facilities Services Follow-on Equity Offering $435 . The were three IPOs, one follow-on equity offering, and several fixed 09/15/20 Agilyx Environmental & Facilities Services IPO $33 income offerings during Q3 2020 in our tracked subsectors. Montrose Environmental, an environmental analytics and services firm, was the 09/10/20 Nielsen Finance Research & Consulting Services Fixed-Income Offering $1,000 largest IPO of the quarter, raising $150 million.
    [Show full text]
  • Branded Integrations Come of Age in a Streaming World
    BRANDED INTEGRATIONS COME OF AGE IN A STREAMING WORLD Copyright © 2021 The Nielsen Company (US), LLC. Confidential and proprietary. Do not distribute. Too many changes to list have taken place in the media and entertainment business since audiences started seeing product placements in films back in the 1920s. But one thing hasn’t changed: the impact the placements have when people see them. Compared with what’s available today, media options back then were pretty limited, which elevated the prominence of product placements in big screen films. Today, consumers have more media choices than ever, and the time they spend with media IN DECEMBER 2020, VIDEO is fragmenting across new and traditional options. And there’s no bigger trend setter STREAMING ACCOUNTED FOR today than subscription video on demand (SVOD) content, which has quickly become a go-to source for compelling, original content. This presents advertisers and agencies with an increasingly fruitful platform by which to reach engaged audiences—audiences that tend to be lighter viewers of traditional TV. 23% The rise in video streaming has been growing for several years, but it’s no longer the OF TOTAL TV TIME IN new kid on the block. Today, it holds a special place with key consumer groups, and STREAMING-CAPABLE HOMES it has developed into the new norm when it comes to daily video consumption. That couldn’t be more evident than it is now, as consumers globally are spending more time at home and more time streaming video amid the global COVID-19 pandemic. In an average week in December 2020, Americans streamed more than 132 billion minutes, with big SVOD providers like Netflix and Amazon Prime Video accounting for more than half (53%) of the distribution.
    [Show full text]
  • Usef-I Q2 2021
    Units Cost Market Value U.S. EQUITY FUND-I U.S. Equities 88.35% Domestic Common Stocks 10X GENOMICS INC 5,585 868,056 1,093,655 1ST SOURCE CORP 249 9,322 11,569 2U INC 301 10,632 12,543 3D SYSTEMS CORP 128 1,079 5,116 3M CO 11,516 2,040,779 2,287,423 A O SMITH CORP 6,897 407,294 496,998 AARON'S CO INC/THE 472 8,022 15,099 ABBOTT LABORATORIES 24,799 2,007,619 2,874,948 ABBVIE INC 17,604 1,588,697 1,982,915 ABERCROMBIE & FITCH CO 1,021 19,690 47,405 ABIOMED INC 9,158 2,800,138 2,858,303 ABM INDUSTRIES INC 1,126 40,076 49,938 ACACIA RESEARCH CORP 1,223 7,498 8,267 ACADEMY SPORTS & OUTDOORS INC 1,036 35,982 42,725 ACADIA HEALTHCARE CO INC 2,181 67,154 136,858 ACADIA REALTY TRUST 1,390 24,572 30,524 ACCO BRANDS CORP 1,709 11,329 14,749 ACI WORLDWIDE INC 6,138 169,838 227,965 ACTIVISION BLIZZARD INC 13,175 839,968 1,257,422 ACUITY BRANDS INC 1,404 132,535 262,590 ACUSHNET HOLDINGS CORP 466 15,677 23,020 ADAPTHEALTH CORP 1,320 39,475 36,181 ADAPTIVE BIOTECHNOLOGIES CORP 18,687 644,897 763,551 ADDUS HOMECARE CORP 148 13,034 12,912 ADOBE INC 5,047 1,447,216 2,955,725 ADT INC 3,049 22,268 32,899 ADTALEM GLOBAL EDUCATION INC 846 31,161 30,151 ADTRAN INC 892 10,257 18,420 ADVANCE AUTO PARTS INC 216 34,544 44,310 ADVANCED DRAINAGE SYSTEMS INC 12,295 298,154 1,433,228 ADVANCED MICRO DEVICES INC 14,280 895,664 1,341,320 ADVANSIX INC 674 15,459 20,126 ADVANTAGE SOLUTIONS INC 1,279 14,497 13,800 ADVERUM BIOTECHNOLOGIES INC 1,840 7,030 6,440 AECOM 5,145 227,453 325,781 AEGLEA BIOTHERAPEUTICS INC 287 1,770 1,998 AEMETIS INC 498 6,023 5,563 AERSALE CORP
    [Show full text]
  • DFA Canada Global Sustainability Core Equity Fund - Class F (USD) As of July 31, 2021 (Updated Monthly) Source: RBC Holdings Are Subject to Change
    DFA Canada Global Sustainability Core Equity Fund - Class F (USD) As of July 31, 2021 (Updated Monthly) Source: RBC Holdings are subject to change. The information below represents the portfolio's holdings (excluding cash and cash equivalents) as of the date indicated, and may not be representative of the current or future investments of the portfolio. The information below should not be relied upon by the reader as research or investment advice regarding any security. This listing of portfolio holdings is for informational purposes only and should not be deemed a recommendation to buy the securities. The holdings information below does not constitute an offer to sell or a solicitation of an offer to buy any security. The holdings information has not been audited. By viewing this listing of portfolio holdings, you are agreeing to not redistribute the information and to not misuse this information to the detriment of portfolio shareholders. Misuse of this information includes, but is not limited to, (i) purchasing or selling any securities listed in the portfolio holdings solely in reliance upon this information; (ii) trading against any of the portfolios or (iii) knowingly engaging in any trading practices that are damaging to Dimensional or one of the portfolios. Investors should consider the portfolio's investment objectives, risks, and charges and expenses, which are contained in the Prospectus. Investors should read it carefully before investing. Your use of this website signifies that you agree to follow and be bound by the terms
    [Show full text]
  • Investment Holdings As of June 30, 2019
    Investment Holdings As of June 30, 2019 Montana Board of Investments | Portfolio as of June 30, 2019 Transparency of the Montana Investment Holdings The Montana Board of Investment’s holdings file is a comprehensive listing of all manager funds, separately managed and commingled, and aggregated security positions. Securities are organized across common categories: Pension Pool, Asset Class, Manager Fund, Aggregated Individual Holdings, and Non-Pension Pools. Market values shown are in U.S. dollars. The market values shown in this document are for the individual investment holdings only and do not include any information on accounts for receivables or payables. Aggregated Individual Holdings represent securities held at our custodian bank and individual commingled accounts. The Investment Holdings Report is unaudited and may be subject to change. The audited Unified Investment Program Financial Statements, prepared on a June 30th fiscal year-end basis, will be made available once the Legislative Audit Division issues the Audit Opinion. Once issued, the Legislative Audit Division will have the Audit Opinion available online at https://www.leg.mt.gov/publications/audit/agency-search-report and the complete audited financial statements will also be available on the Board’s website http://investmentmt.com/AnnualReportsAudits. Additional information can be found at www.investmentmt.com Montana Board of Investments | Portfolio as of June 30, 2019 2 Table of Contents Consolidated Asset Pension Pool (CAPP) 4 CAPP - Domestic Equities 5 CAPP - International
    [Show full text]
  • Nielsen Holdings Plc (NLSN) Q4 2020 Earnings Call
    Corrected Transcript 25-Feb-2021 Nielsen Holdings Plc (NLSN) Q4 2020 Earnings Call Total Pages: 21 1-877-FACTSET www.callstreet.com Copyright © 2001-2021 FactSet CallStreet, LLC Nielsen Holdings Plc (NLSN) Corrected Transcript Q4 2020 Earnings Call 25-Feb-2021 CORPORATE PARTICIPANTS Sara Gubins Linda K. Zukauckas Senior Vice President, Investor Relations & Treasury, Nielsen Holdings Chief Financial Officer, Nielsen Holdings Plc Plc Karthik Rao David W. Kenny Chief Operating Officer, Nielsen Global Media, Nielsen Holdings Plc Chief Executive Officer, Chief Diversity Officer & Director, Nielsen Holdings Plc ...................................................................................................................................................................................................................................................... OTHER PARTICIPANTS Toni M. Kaplan Matthew Thornton Analyst, Morgan Stanley & Co. LLC Analyst, Truist Securities, Inc. Jeffrey P. Meuler Douglas Middleton Arthur Analyst, Robert W. Baird & Co., Inc. Analyst, Huber Research Partners LLC Andrew C. Steinerman Surinder Thind Analyst, JPMorgan Securities LLC Analyst, Jefferies LLC George K. Tong Todd Juenger Analyst, Goldman Sachs & Co. LLC Analyst, Sanford C. Bernstein & Co. LLC Tim Nollen Richard Kramer Analyst, Macquarie Capital (USA), Inc. Analyst, Arete Research Services LLP Daniel Salmon Analyst, BMO Capital Markets Corp. 2 1-877-FACTSET www.callstreet.com Copyright © 2001-2021 FactSet CallStreet, LLC Nielsen Holdings Plc (NLSN) Corrected Transcript Q4 2020 Earnings Call 25-Feb-2021 MANAGEMENT DISCUSSION SECTION Operator: Ladies and gentlemen, thank you for standing by, and welcome to the Fourth Quarter and Full Year 2020 Nielsen Holdings Earnings Conference Call. At this time, all participants are in a listen-only mode. After the speakers' presentation, there will be a question-and-answer session. [Operator Instructions] We ask that you limit yourself to one question and re-queue for any additional questions.
    [Show full text]