c/o Katina Strauch 209 Richardson Avenue MSC 98, The Citadel Charleston, SC 29409 ALA MIDWINTER issue TM

volume 28, number 1 FEBRUARY 2016

ISSN: 1043-2094 “Linking Publishers, Vendors and Librarians” What’s In a Container? The Future of the Scholarly Journal by Andrew Wesolek (Head of Digital Scholarship, Clemson University) and David Scherer (Assistant to the Dean, Carnegie Mellon University) and Burton Callicott (Coordinator of Instruction, College of Charleston)

s we concluded work on our book, Mak- publishers, offer insights not only into the fu- rise to article level metrics and show how ing Institutional Repositories Work, it ture of the journal as a container of scholarship, these new measures, or altmetrics, are having Abecame clear that much remained to be but into the future of scholarly communication. an impact on decisions scholars are making in said. In our discussions, we often wondered And yes, the irony inherent in guest editing terms of where they choose to publish. Second, how the rise of institutional reposi- an issue of a journal that questions authors explore the role of author copyrights in tories was impacting and would the future of that medium was not scholarly publishing, and how the traditional continue to impact the role of lost on us. Although it is in approach impacts scholarly communication the traditional journal as a virtually all respects a “tra- and library budgets. container for scholarship. ditional,” subscription-based Delving deeper into the themes identified More broadly, as authors periodical, we think that the by Myers and Wright, Collister and Deliyan- continue to take on some of uniquely diverse audience of nides make the case for the inclusion of Alt- the work of disseminating Against the Grain coupled metrics, as an additional and complementary their individual articles on- with the fact that the magazine component along the continuum of scholarly line, impact metrics become has never shied from honest impact metric components. These new metrics more granular, and open ac- analysis and reflection on the world are especially important in an environment of cess megajournals shift focus from content type of scholarly communication makes it an appro- emerging dissemination models and new ways to sound science, it would appear that we may priate venue for this discussion. to measure promotion, tenure, and impact. be nearing the end of the era of the “traditional” In our first contribution, “Academic Pub- continued on page 10 scholarly journal. lishing Traditions,” Meyers and Wright pro- While we did not have the space or time to vide context for the issue, by focusing on two solicit thoughts on the future of the scholarly challenges facing the traditional journal: new What To Look For In This Issue: journal in our book, we are grateful for the article-level metrics and author copyrights. opportunity to do so here. Taken as a whole, the First, the authors provide a background for What’s On Your Nightstand?...... 48 contributors to this issue, both librarians and the factors and philosophies that have given Can Laches Bar a Copyright Claim?....49 Facing the Ugly Truth: Inventory.....62 Reading the Room...... 63 If Rumors Were Horses Legends, Or What’s An Expanded Universe?...... 72 et more consolidation! YBP has pur- February issue of ATG — one from YBP and Exploring Information of Japanese chased Ambassador Book Services. the other from Ambassador! Americans’ Experiences in Internment YYBP and Ambassador Book Services Have you kept up with all that’s happening Camps during World War II...... 75 are working closely together to transition Am- with the Librarian of Congress (LnOC) Reflections about Consortia-world...78 bassador customers over to YBP’s systems position? James Billington was appointed Interviews and services. To avoid any interruption of by Ronald Reagan in 1987and has retired/ service, YBP representatives will be in touch resigned. David S. Mao became Acting Jason Coleman...... 34 shortly to assist with the transition of Ambas- Librarian of Congress Oct. 1, 2015. Nancy Peter C. Froehlich...... 37 sador accounts to YBP. Herther has written a two-part article on Profiles Encouraged https://www.ebsco.com/promo/ambassa- the ATG NewsChannel about the issues sur- dor-book-services rounding this important appointment including Jason Coleman...... 33 Oh! How great that Billington’s accomplishments, and the need for University of Virginia Press...... 36 we have two ads back vision and oversight of the Library of Con- to back gress position. There are countless questions at the and countless opinions on the next steps and front what should be done. Peter Brantley (Director of this continued on page 6 1043-2094(201602)28:1;1-V 11115Ambassador2015Library_8.5x11_wBleed.indd 1 4/10/15 1:50 PM

Against The Grain Against the Grain (USPS 012-618) (ISSN 1043-2094) is TABLE OF CONTENTS published six times a year in February, April, June, Sep- tember, November, and December/January by Against the v.28 #1 February 2016 © Katina Strauch Grain, LLC, 209 Richardson Ave., MSC 98, The Citadel, Charleston, SC 29409. Subscription price per year is $55 U.S. ($65 Canada, $90 foreign, payable in U.S. dollars). ISSUES, NEWS, & GOINGS ON Periodicals postage paid at Charleston, SC. Postmaster: Send change of address to Against the Grain, LLC, 209 Rich- Rumors...... 1 Letters to the Editor...... 6 ardson Ave., MSC 98, The Citadel, Charleston, SC 29409. From Your Editor...... 6 Deadlines...... 6 Editor: Katina Strauch (College of Charleston) FEATURES Associate Editors: Cris Ferguson (Murray State) What’s In a Container? The Future of the Scholarly Journal Tom Gilson (College of Charleston) Guest Editors, Andrew Wesolek, David Scherer, and Burton Callicott John Riley (Consultant) Research Editors: What’s In a Container? The Future of How and Why Data Repositories are Judy Luther (Informed Strategies) the Scholarly Journal...... 1 Changing Academia...... 22 Assistants to the Editor: by Andrew Wesolek, David Scherer, and by Phill Jones and Mark Hahnel — Here is a Ileana Strauch Burton Callicott — This expands on the case for libraries to take a lead in the curation Toni Nix (Just Right Group, LLC) recently published Charleston Insights mono- and dissemination of data. Editor At Large: graph, Making Institutional Repositories Dennis Brunning (Arizona State University) Everything Evolves, Even Work. Contributing Editors: Publishing...... 25 Rick Anderson (University of Utah) Academic Publishing: Tradition, Sever Bordeianu (U. of New Mexico) by Jason Hoyt and Peter Binfield — Technol- Todd Carpenter (NISO) Change, and Opportunities...... 12 ogy won’t solve everything. Bryan Carson (Western Kentucky University) by Carla Myers and Andrea M. Wright — Adaptations in Publishing — Publishers Eleanor Cook (East Carolina University) Scholarly communication is a fluctuating land- Anne Doherty (Choice) scape with options spanning from centuries-old and Librarians Advancing Research.....28 Anthony Ferguson Ruth Fischer (SCS / OCLC) tradition to radical new opportunities. by Maggie Farrell and Alicia Wise — Can Michelle Flinchbaugh (U. of MD Baltimore County) Altmetrics: Documenting the Story of we fulfill the promise of an open, connected Joyce Dixon-Fyle (DePauw University) world together? Research...... 16 Laura Gasaway (UNC, Chapel Hill) Op Ed – IMHBCO...... 32 Regina Gong (Lansing Community College) by Lauren B. Collister and Timothy S. Chuck Hamaker (UNC, Charlotte) Deliyannides — New metrics are important (In My Humble But Correct Opinion) Give William M. Hannay (Schiff, Hardin & Waite) in an environment of emerging dissemination the People What They Want — or What Mark Herring (Winthrop University) They Need? by Rick Anderson — Read this Bob Holley (Wayne State University) models and new ways to measure promotion, Donna Jacobs (MUSC) tenure, and impact. to find out why Rick is talking about water Lindsay Johnston (IGI Global) and broccoli in his Against the Grain column. Publishers and Institutional Myer Kutz (Myer Kutz Associates, Inc.) Back Talk...... 78 Tom Leonhardt Repositories...... 20 Rick Lugg (SCS / OCLC) Reflections about Consortia-world by Ann Jack Montgomery (Western Kentucky University) Forging a Future that Facilitates Green Okerson — In its nineteenth year, ICOLC is Bob Nardini (Coutts Information Services) Open Access for Researchers, Funders and learning how to exist without Tom Sanville. Ann Okerson (Center for Research Libraries) Institutions by Laura Bowering Mullen and Rita Ricketts (Blackwell’s) David Ross — Tackles the issue of author Peter Shepherd (Project COUNTER) copyrights in the open access landscape. Greg Tananbaum (Consultant) Jared Seay (College of Charleston) Graphics: ATG INTERVIEWS Bowles & Carver, Old English Cuts & Illustrations. Jason Coleman...... 34 Peter C. Froehlich...... 37 Grafton, More Silhouettes. Ehmcke, Graphic Trade Symbols By German Designers. Grafton, Ready-to-Use Marketing Director, University of Virginia Director, Purdue University Press Old-Fashioned Illustrations. The Chap Book Style. Press Production & Ad Sales: Toni Nix, Just Right Group, LLC., P.O. Box 412, PROFILES ENCOURAGED Cottageville, SC 29435, phone: 843-835-8604 fax: 843-835-5892 Jason Coleman...... 33 University of Virginia Press...... 36 Advertising information: Toni Nix, phone: 843-835-8604, fax: 843-835-5892 REVIEWS From the Reference Desk...... 40 Booklover...... 47 Send ad materials to: Attn: Toni Nix, Just Right Group, LLC Reviews of Reference Titles by Tom Gilson Voices by Donna Jacobs — The 2015 Nobel 398 Crab Apple Lane, Ridgeville, SC 29472 — Tom reviews The Bloomsbury Encyclopedia Prize in Literature was awarded to Svetlana Publisher: of Design; And Were the Glory of their Times: Alexievich. A. Bruce Strauch Artillery; Defining Documents in American Oregon Trails...... 48 Send correspondence, press releases, etc., to: History: Postwar 1940s and many more. Katina Strauch, Editor, Against the Grain, LLC, What’s On Your Nightstand? by Thomas 209 Richardson Ave., MSC 98, The Citadel, Book Reviews...... 42 W. Leonhardt — Tom interviews himself à Charleston, SC 29409. phone: 843-723-3536, Monograph Musings by Regina Gong — Re- la section “By the Book” fax: 843-805-7918. views of Marketing Moxie for Librarians; A and recommends that we all read the columns Against the Grain is indexed in Library Literature, LISA, Year of Programs for Millennials and More; in the online NYT! Ingenta, and The Informed Librarian. Authors’ opinions are to be regarded as their own. All The Accidental Indexer and much more. rights reserved. Printed in the United States of America. Collecting to the Core...... 46 This issue was produced on an iMac using Microsoft Word, and Adobe CS6 Premium software under Francis Paul Prucha’s The Great Father and Mac OS X Mountain Lion. Native American Studies by J. Wendel Cox Against the Grain is copyright ©2016 — Books we need to keep in our collections. by Katina Strauch 4 Against the Grain / February 2016 ANNUAL REPORT, PLA Issue LEGAL ISSUES “Linking Edited by Bryan Carson, Bruce Strauch, and Jack Montgomery Publishers, Vendors Cases of Note...... 49 Questions and Answers...... 50 and Librarians” Can Laches Bar a Copyright Claim? by Copyright Column by Laura N. Gasaway Bruce Strauch — PAULA PETRELLA V. — As always, Lolly answers many intriguing METRO-GOLDWYN-MAYER. SUPREME questions. Included this time are questions from COURT OF THE UNITED STATES. an academic libraran, a public librarian, an elementary school teacher and more.

PUBLISHING Uncommon ... Against the Grain is your key to Bet You Missed It...... 10 The Scholarly Publishing Scene...... 59 the latest news about libraries, by Bruce Strauch — What do manuscripts and Another Year of PROSE by Myer Kutz — publishers, book jobbers, and Brad Pitt have in common? Read about it here! This is a competition for the best publications subscription agents. ATG is a unique collection of reports on the issues, And They Were There...... 51 in disciplines in which PSP member companies publish though it is open to non-PSP houses literature, and people that impact Reports of Meetings — In this issue you’ll as well. the world of books, journals, and find the first batch of reports from the 2015 electronic information. Charleston Conference by Ramune Kubilius Don’s Conference Notes...... 67 and her crack team of reporters. The Impact of Open Access Models: An Unconventional ... Optimizing Library Services...... 56 NFAIS Workshop by Donald T. Hawkins — Don reports on the NFAIS workshop en- ATG is published six times a year, SAGs to the Rescue: Student Advisory titled “The Impact of Open Access Models: in February, April, June, September, Groups in the Library by Beth Daniel Lind- Finding Stable, Sustainable and Scalable November, and December/January. say and Ilka Datig — Is a Student Advisory Solutions” which took place in Philadelphia A six-issue subscription is available Group a way to foster community outreach? in October 2015. for only $55 U.S. ($65 Canada, $90 foreign, payable in U.S. dollars), making it an uncommonly good buy BOOKSELLING AND VENDING for all that it covers. Make checks payable to Against the Grain, LLC Little Red Herrings...... 60 Biz of Acq...... 70 and mail to: Roosting Chickens? by Mark Y. Herring — MD-SOAR, Maryland’s Shared Open Katina Strauch Is there something to be learned from those Access Repository: It’s been a Long, Long 209 Richardson Avenue arguing in favor of political correctness? Haul by Michelle Flinchbaugh — This MSC 98, The Citadel Let’s Get Technical...... 61 article is about the eight-year journey to move from an idea to the implementation of a Charleston, SC 29409 A Technical Services Perspective on Taking consortial repository with ten other university *Wire transfers are available, on a Shared Retention Project, Part 2 by libraries. email Stacey Marien and Alayne Mundt — Follow- for details and instructions. ing up on the Washington Research Libraries Curating Collective Collections...... 73 Consortium and American University shared Shared Print and the Book as Artifact by retention project, it became clear that more de- Mike Garabedian — Despite a fair amount tailed directions and guidelines were necessary. of ink spilled and pixels illuminated about the Collection Management Matters...... 62 virtues of shared print networks in our post- print age, writers have paid little attention to Facing the Ugly Truth: Inventory by Glen- the potential artifactual value of the copies da Alvin — Sooner or later we have to face retained, or what it might mean to deacces- reality, because inventory’s Day of Reckoning sion duplicates based on criteria other than cannot be avoided. condition. Both Sides Now: Vendors and Wandering the Web...... 75 Librarians...... 63 Exploring Information of Japanese Amer- Reading the Room by Michael Gruenberg icans’ Experiences in Internment Camps — How a workspace is decorated gives many during World War II by Tadayuki Suzuki signs about the person. — In this column you can explore some of Being Earnest With Collections...... 64 the Websites related to Japanese Americans during WWII Materials Gifts in Libraries: Same Old, Same Old? Maybe Not by Steve Carrico — Gifts of print materials – do libraries still need them?

TECHNOLOGY AND STANDARDS @Brunning: People & Technology.... 57 Decoder Ring...... 72 At the Only Edge that Means Anything/How Legends, Or What’s An Expanded Uni- We Understand What We Do by Dennis Brun- verse? by Jerry Spiller — Jerry drills down ning — Dennis talks about his iPhone 6 plus, into the Expanded Universe and The Force reading short stories, and the Google books Awakens. case, warehousing books, etc. Name ______Address ______City State Zip ______Company Phone ______Email ______

Against the Grain / February 2016 5 From Your (good vibes) Editor:

2016 is off to a good start. Everybody Jason Hoyt and Peter Binfield (technology Bruce Strauch pulls out his legal glasses seems upbeat, the students and faculty are and publishing), and Maggie Farrell and to talk about laches and copyright while back, grandson George is walking and talking Alicia Wise (advancing research). Lolly Gasaway answers all your questions and even has teeth, and we are Our OpEd by Rick An- out there. Michelle Flinchbaugh tells us making new improvements to the derson is about giving peo- about the eight-year journey of the repository library. ple what they want (or not), ScholarWorks@UMBC, Myer Kutz lets us This issue of ATG is especially Back Talk (Ann Okerson) in on the PROSE awards, Ramune Kubilius full of good vibes! What’s In a is about Consortia, Tom and her group give us meeting reports from Container? The Future of the Sanville and ICOLC. the 2015 Charleston Conference as does Don Scholarly Journal by Andrew Our interviews are with Hawkins from NFAIS. Beth Daniel Lindsay Wesolek, David Scherer, and Jason Coleman (University and Ilke Datig talk about Student Advisory Burton Callicott expands on the of Virginia Press) and Peter Groups, Stacey Marien and Alayne Mundt Charleston Insights monograph Froehlich (Purdue University follow up on the Washington Research Making Institutional Reposito- Press). Collecting to the Core is Libraries Consortium and American Uni- ries Work. Articles are by Carla about Francis Paul Prucha’s The Great versity’s shared retention project and there is Myers (academic publishing), Father and Native American Studies. We much more but I have run out of room! Oops! Lauren Collister and Timothy S. Deliyan- have reference reviews from Tom Gilson and Anyway, gotta go to an oyster roast. It’s nides (Altmetrics), Laura Bowering Mullen other reviews from Regina Gong, also Donna an “r” month so the oysters will be perfect. and David Ross (author copyrights), Phill Jacobs continues on her Nobel Laureates and Enjoy and “good vibes” to all y’all! Love, Jones and Mark Hahne (data repositories), Tom Leonhardt talks about his nightstand. Yr. Ed.

Letters to the Editor Rumors from page 1 Send letters to , phone or fax 843-723-3536, or snail mail: Against the Grain, MSC 98, The Citadel, Charleston, SC 29409. You can also send of Online Strategy for UCDavis Library has been vocal about the lack of vision and leader- a letter to the editor from the ATG Homepage at http://www.against-the-grain.com. ship at the LOC. Other national leaders have been critical as well including Jim O’Donnell and Courtney Young, two of our keynote Dear Editor: speakers in Charleston in 2015. Letter addressed — Dear Charleston Conference: We hope to have more discussion of this I thoroughly enjoyed my first Charleston Conference and topic in Charleston 2016. greatly look forward to returning to Charleston next November. http://www.against-the-grain.com Will try to attend some pre-conference events as well this time. Speaking of Charleston 2016, we want to Best, Laura put together a group of younger librarians and Laura Gewissler (University of Vermont, Burlington) end users to talk to us about what they think the library of the 21st century will be/should be like. Please send suggestions to and label the subject line “young Dear Laura, Thanks so much for your comments! News about the 2016 (36th Annual) Main turks.” Charleston Conference (November 2-5, 2016) will be released shortly. Best regards and see you in November! Katina Strauch, Charleston Conference Founder and Convener. — Yr. Ed. I swear I do not understand where Antho- ny Watkinson gets his energy. He is always on the go (in fact I just got an email that said hello from Morocco). Anthony in his copious spare time just wrote a report for the German AGAINST THE GRAIN DEADLINES magazine B.I.T. (Bibliothek Information VOLUME 28 — 2016-2017 Technologie) about the 2015 Charleston Conference. The article is in German but 2016 Events Issue Ad Reservation Camera-Ready we hope to link to it eventually. It is great to have this international reach. Congratulations, MLA, SLA, Book Expo April 2016 02/18/16 03/10/16 Anthony, and Thanks! ALA Annual June 2016 04/07/16 04/28/16 http://www.b-i-t-online.de/index.php Reference Publishing September 2016 06/16/16 07/07/16 Was reading an article in Folio magazine and saw that Time, Inc. has acquired the as- Charleston Conference November 2016 08/18/16 09/08/16 sets of Viant a data marketing firm that owns ALA Midwinter Dec. 2016-Jan. 2017 11/10/16 11/28/16 MySpace. Remember them? Somewhat shockingly, MySpace still generates significant FOR MORE INFORMATION CONTACT traffic, with as many as 50 million active or Toni Nix ; Phone: 843-835-8604; Fax: 843-835-5892; semi-active users, according to one report. USPS Address: P.O. Box 412, Cottageville, SC 29435; FedEx/UPS ship to: 398 Crab http://blogs.wsj.com/cmo/2015/01/14/mys- Apple Lane, Ridgeville, SC 29472. pace-still-reaches-50-million-people-each- month/ continued on page 8

6 Against the Grain / February 2016

the same issues in a non-threatening, friendly, and highly informal environment.” (http:// www.charlestonlibraryconference.com/about/) The recipient will be a person who has demon- strated an active interest in the profession, but has not had an opportunity to attend, lack of ke a closer look at.... institutional funding. Ta John Riley (who has his own bookstore Gabriel Books in Northampton, Massachu- setts) sends word that Blue Bicycle Books in Charleston was selected by Southern Living as one of the South’s best bookstores. Blue The CHARLESTON REPORT Bicycle Books is owned by the innovative, Business Insights into the Library Market hard-working team of Jonathan Sanchez and his wife Lauren. Jonathan has an awesome Instagrammed-bike called the Blue Bicycle. A You Need The Charleston Report... little trivia here. Do you remember that there once was a book called La Bicyclette bleue if you are a publisher, vendor, product developer, merchandiser, (The Blue Bicycle) which was a bestseller in consultant or wholesaler who is interested in improving France and caused a major international intel- lectual property court case. In the initial ruling, and/or expanding your position in the U.S. library market. Regine Deforges was found guilty of plagia- rizing Gone With the Wind (later reversed). Subscribe today at our discounted rate of only $75.00 And would you believe that Jonathan Sanchez and our own Leah Hinds’ husband Patrick were roommates in college? Even more. Blue Bicycle Books was once Boomers Books The Charleston Company owned by Jim and Lee Breeden from South- 6180 East Warren Avenue, Denver, CO 80222 ern Methodist University in Dallas, Texas. Jim and Lee have a place in Charleston and Phone: 303-282-9706 • Fax: 303-282-9743 Jim is a volunteer at the Addlestone Library processing gift books of which we get plenty! https://en.wikipedia.org/wiki/Régine_De- forges http://www.southernliving.com/trav- Just heard from Michael DiSanto of el/2016-souths-best-bookstores/blue-bicy- Rumors Springer/Nature. What wonderful news! cle-books-image from page 6 They want to sponsor a memorial scholar- Speaking of gifts, read Steve Carrico’s ship in honor of Cynthia Hurd, the public Materials Gifts to Libraries in Michael https://web.mail.comcast.net/zimbra/h/ librarian who was shot at Mother Emanuel Arthur’s Being Earnest with Collections search?si=1&so=0&sc=34440&s- AME Church. The Cynthia Graham Hurd column, this issue, p.64. fi=1697570&st=message&id=1781187&x- Memorial Scholarship for Attendance at im=1&action=view the Charleston Conference. The attendance Returning to bookstores, the article “Sell- Was talking to Regina Gong who is doing includes travel, accommodations (hotel and ing Books in a World Without Bookstores” by a great job of book reviewing, isn’t she? She meal stipend) and will be an annual award. Caleb Mason is worth a look. Mason says that wished me happy Chinese New Year since it Cynthia Hurd was a librarian for over 31 years even though bookstore sales have hit a plateau, began the 11th of February! Happy Chinese in Charleston public and academic libraries. we need to prepare for the “post-bookstore New Year! It’s the Year of the Monkey! She worked as the branch manager of the pop- world: bookstores sales were $11.17 billion in 2015, down from more than $17 billion in http://www.telegraph.co.uk/news/worldnews/ ular St. Andrews Regional Library, and as a 2007 (source: Publishers Weekly), now is the asia/china/12148312/chinese-new-year-2016- part-time reference librarian at the College of time to increase the urgency while we can, to year-of-the-monkey-chinese-horoscope-zodi- Charleston. As her brother, Malcolm Gra- establish separate digital divisions, companies, ac-lunar-new-year.html ham remarked in a press release hosted on the Charleston County Public Library site after and R&D units that can operate as if there are Got the January/February Information To- her passing, Ms. Hurd “helped her community no bookstores.” There is disagreement from day with a great write up of the 2015 Charles- discover themselves and learn skills that gave Martin Foner. What do you think? ton Conference by Don Hawkins. Don liked them the ability to live and grow” (http://ccpl. http://www.bookbusinessmag.com/ the new venue in the Gaillard Center but org/content.asp?id=147052&action=detail&- post/selling-books-world-without-book- some of us missed the intimacy of the Francis catID=5367&parentID=5368). On June 17, stores/#utm_source=book-business-in- Marion. This year we will continue to use the 2015, her life ended when a lone gunman sight&utm_medium=newsletter&utm_cam- Gaillard and with some adjustments we will entered the historic Emanuel AME and killed paign=2016-02-16&utm_content=selling+- all be happy! BTW, the 2016 Charleston nine people after attending a prayer meeting. books+in+a+world+without+bookstores-1 Conference will be November 2-5. We are Despite that tragic loss, Hurd is remembered thrilled that we will be a week before Daylight Speaking of keeping print books, I found as a “tireless servant of the community who Savings Time so it will be sunnier outside, fin- Mike Garabedian’s “Shared Print and the spent her life helping residents, making sure gers crossed. Leah will have the Conference Book as Artifact” worth considering. Mike they had every opportunity for an education Website updated shortly. asks if in the post-print age we are paying any and personal growth” (http://lj.libraryjournal. www.charlestonlibraryconference.com attention to the artifactual value of the copies com/2015/06/industry-news/cynthia-g-hurd- retained, see this issue p.73. Speaking of Leah, she will be doing a reg- librarian-among-those-killed-in-charleston- ular column in every issue of ATG to keep us shooting/). The Charleston Conference Erin Gallagher’s Hot Topics on the ATG up-to-date with all the new issues and events is designed to be a “collegial gathering of NewsChannel this week (did you realize that we need to keep up with. individuals from different areas who discuss continued on page 30

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BOOKSTORE MAGIC THOSE OBSCENELY LUCRATIVE APPS by Bruce Strauch (The Citadel) by Bruce Strauch (The Citadel) Rick Bass writes a paean to Square Books in Oxford, Mississippi. Iranian immigrant Farhad Mohit (UCLA, MBA Wharton) created Says it has not lost its soul and succumbed to the temptation to become Flipagram, now the No.1 iPhone download in 87 countries. It lets you a bakery, a video rental, or quilting salon. Owners Richard and Lisa make “Flips” — mashups of videos, photos, text, and 30-second cuts Howorth taught him to write by handing him books to read. At the of hit songs. time, Eudora Welty was still alive. Local firefighterLarry Brown was Which is to say, it’s Instagram with music. And I guess their big about to hit it. John Grisham had his first book out. innovation is licensing a searchable catalog of millions of tunes. Now there’s a children’s book store, Square Books, Jr. And another Music stars like Garth Brooks and Britney Spears are posting book store Off Square Books where a weekly variety show Thacker videos on it and getting thousands of likes. And of course you get Mountain Radio is broadcast. teenagers dancing in their rooms and dog and cat films. See — Rick Bass, “Square Roots,” Garden & Gun, June, July, Michael Moritz’ Sequoia Capital has shoved $70 million at him, 2014, p.117. wanting in on the next social media monster. See — Kathleen Chaykowski, “Flipagram’s A Big Deal, How Big? The last startup that had Michael Moritz and John Doerr on the same board was Google,” Forbes, Dec. 14, 2015, p.66. UNROLLING THE SCROLLS by Bruce Strauch (The Citadel) In 1752, 800 papyrus scrolls were uncovered from a lava buried villa in Herculaneum. It’s a seriously big ancient library, and the academic FINANCIAL RUIN AS COMEDY world assumed they’d find vanished classics. Only oneSappho poem by Bruce Strauch (The Citadel) remains, yet we know there were nine volumes. Thirty-five Livy Finance writer wunderkind Michael Lewis (Liar’s Poker, Flash volumes out of 142. Suetonius’ missing “Lives of Famous Whores.” Boys, Moneyball, The Blind Side) has had The Big Short made into a But every time they’d try to unroll movie. Fifteen neophytes bet against the subprime mortgage market one, it would turn to dust. The applica- and became billionaires. tion of modern chemicals was equally His big challenge for a movie? How do you make a mass audience disastrous. interested in mortgage default swaps? How do you show a Wall Street Now, computer-science whiz Brent where you can’t tell where stupidity ended and corruption began. “Treat Seales of the University of Kentucky your audiences like poets and geniuses and that’s what they’ll become.” is trying to “virtually unwrap” scrolls And the stars have to be in alignment. Lewis realized Moneyball was using molecular-level X-ray technology going to be a movie when his publisher called and said, “You bastard, and spectral imaging techniques. Brad Pitt is on his way to my house. The babysitter showed up wearing See — John Seabrook, “The Invisi- a dress, and my wife is putting on makeup.” ble Library,” The New Yorker, Nov. 16, See — Michael Lewis, “Big Short, Big Screen,” Vanity Fair, Hol- 2015, p.62. iday, 2015-2016, p. 112.

Our final three contributions look slightly unanswered and strategies have yet to be de- What’s In a Container? further afield, with focuses on emerging trends veloped, the authors call for new and diverse from page 1 in scholarly publishing, and the adaptations sets of solutions that won’t be solved merely of established publishers. First, Jones and by advances in technology. In “Publishers and Institutional Reposi- Hahnel make a clear and straightforward case Finally, in “Adaptations of Established tories: Forging a future that facilitates green for libraries to take a lead in the curation and Publishers,” a librarian, Farrell, and a pub- open access for researchers, funders and dissemination of data in “How and Why Data lisher, Wise, come together to discuss new institutions,” Mullen and Ross explore the Repositories are Changing Academia.” Al- collaborative tools designed to help research- issue of author copyrights within a rapidly though there are real and seemingly imposing ers share and publicize their work as well as changing open access landscape, and the issues associated with data such as copyright, discuss ways that these tools can help reframe tensions inherent in the motivations and context, file types, etc., the authors show how and potentially repair what has often become economic realities of university faculty, pub- these perceived obstacles can and should be a contentious relationship between publishers lishers, funding agencies, and librarians. Far overcome. and libraries. Frank and honest financial from confrontational, the authors, a librarian Hoyt and Binfield then describe how the realities are put in the context of repositories, and a publisher, seek common ground while era of the internet has given rise to scholarly embargoes, and efforts to standardize new tools identifying pathways forward for mutually communication assets like OA and mega- for dissemination of scholarship. beneficial success. journals. While many questions are still left

10 Against the Grain / February 2016

Academic Publishing: Tradition, Change, and Opportunities by Carla Myers (Assistant Professor, Director of Access Services and Scholarly Communications, The Kraemer Family Library, The University of Colorado, Colorado Springs) and Andrea M. Wright (Science Outreach Librarian, University Copyright Officer, Furman University)

he publication of the first academic not only helped support the emergence and scholarship. With a DOI in place, the types journal in the mid-1600s introduced a popularization of e-journals, but also gave rise of metrics and sources of those metrics are Tnew way for academics to engage in to an idea that scholarly information should vast (see Table 1). “Views,” “saves,” and scholarly discourse and started a trend that be made free online to all around the globe. “downloads” reveal article impact that may grew exponentially over the years. Michael This idea evolved into the Open Access (OA) not yet have been published or may not be Mabe estimates that “from 1900 to 1940 the movement, which championed literature that appropriate for citation, but that still influ- number of active journal titles grew at an is “digital, online, free of charge, and free of ences other research. Shares or discussions annual rate of 3.23%, a doubling time of 22 most copyright and licensing restrictions.”4 OA highlight the social conversation that has years.”1 Over the next quarter of a century journal publication has seen the same exponen- always existed around research, but had not Mabe estimated the journal growth rate at tial growth over the past decade that traditional previously been discoverable. Altmetrics 4.35%, and for the last quarter of the twentieth journal publishing experienced throughout the also enables academic scholarship and the century he placed the growth rate at 3.26%.2 twentieth century. The Directory of Open discussion around it to be more accessible to Recent research performed by Ware and Mabe Access Journals (DOAJ), a Website that seeks the public. Certain metric sources are highly found that “there were about 28,100 active to “increase the visibility and ease of use of academic, such as Mendeley and FigShare. scholarly peer-reviewed journals in mid-2012, open access scientific and scholarly journals,”5 Other sources, such as Twitter, Facebook, collectively publishing about 1.8-1.9 million was launched in 2003 with 300 OA journals and Wikipedia, are more heavily trafficked by articles a year.”3 on record. Currently it indexes “more than the general public. The scholar/public aspect While this rapid expansion ensured that 10,000 open access journals covering all areas of sources adds more nuance to the data. And of science, technology, medicine, social science there is still value in traditional metrics, such scholars had extensive options for sharing their 6 scholarly works, it also created a problem for and humanities.” as times cited. A major change for this spe- scholars: the overwhelming amount of new This digital revolution in journal publishing cific metric is that this information was once research published in disparate titles meant that also transformed bibliometrics. Just as iTunes only available through expensive subscription staying current became a job in and of itself. unbundled music albums in a digital age, the databases such as Web of Science and Sco- Additionally, for those doing research outside emergence of online publication and digital pus. Now that data is available in publicly of their area of expertise, it could be difficult databases unbundled journals and rendered accessible sources, such as Google Scholar, to determine which articles were the most journal-level metrics meaningless. It was now and the raw counts from Web of Science and informative or influential. In an effort to help possible to easily track discrete articles rather Scopus can be accessed without a subscrip- researchers assess the quality or importance of than focusing on the entire journal. Online tion. Given the wide range of altmetrics and a given article, measurements of the article’s or publishing also made it possible to track pieces data sources, a number of service providers journal’s use — bibliometrics — were utilized of articles, like data sets and software, in a way have developed aggregate metrics associated to convey the value or impact of scholarship. that was impossible with traditional, subscrip- with a particular article or author. Examples For much of the twentieth century, citation tion journals. Article level metrics removed the include ImpactStory, Altmetric, and Plum counts and journal-level analyses of these challenges of journal-level evaluation tools by Analytics. counts were the dominant measures of impact. providing data specific to the work regardless With thousands of digital, online scholarly Perhaps the most well-known and criticized of the container of that work. journals in existence that allow authors to metric is journal impact factors. Developed Perhaps the greatest change digital publica- reach a worldwide audience and altmetrics by Eugene Garfield in the 1960s, the initial tion has brought to bibliometrics is the dramatic providing authors with new and unique ways purpose of impact factors was to identify increase in the types of metrics available. So- in which to gauge the impact of their published important journals regardless of their size and cial media has completely changed the way that works, one would think that the scholars are raw citation counts. The problem with impact we discover, share, and discuss information, living in a publishing utopia, but that is not factors, and the heart of most critiques of the including new research. Conversations that the reality. Scholars, especially those seeking measure, developed when they started to be once happened in a hallway or through email tenure, often have difficulty choosing between used as a proxy to convey the impact, not of are now posted online. Research that we once traditional academic journals and OA journals, a journal brand, but of the specific articles saved in a desk drawer is now saved in the as both models have their advantages and within it. High journal impact factor does not cloud of reference management software. And disadvantages. guarantee high citation counts for each article with the right software and tools most of this Under the centuries-old, traditional publi- within it. Likewise, low (or no) impact factor activity can be tracked. These new metrics are cation model, authors provide their manuscript journal articles may be highly influential, and often referred to as altmetrics, a term fittingly to journal publishers free-of-charge and, except thus highly cited. coined in a tweet by Jason Priem, to emphasize in rare circumstances, receive no remuneration Toward the end of the twentieth century, a the variety of both the types of scholarship from any profits the publisher derives from its major change occurred that greatly impacted produced and the ways in which their impact publication. Publishers place articles behind both the publication of scholarly journals and can be measured. a paywall, requiring individuals wishing to bibliometrics. In the 1990s, journals published Most metrics are tracked via the digital access them to purchase a personal subscrip- in an electronic format began to gain popularity object identifier (DOI). DOIs are a unique tion to the publication, to purchase access to and, as technology improved over the next alphanumeric string assigned to a digital ob- articles on a title-by-title basis, or to belong decade, electronic journals, or e-journals, soon ject that enables consistent reference linking to an academic institution or scholarly orga- became the desired subscription format. The and tracking. Because DOIs can be applied nization that subscribes to the publication on widespread expansion of public access to the to any digital object, the linking and tracking their behalf. This pay-for-access model can Internet at the start of the twenty-first century benefits are available to any type of digital continued on page 14

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style.mla.org ● www.mla.org Table 1 Academic Publishing: Tradition ... from page 12 limit the impact of an article as it can only be accessed, downloaded, and cited by those who can afford to pay for it. In addition to obtaining manuscripts free-of-charge, many traditional publishers require authors to assign copyright to them as a condition of publication. It is also not unusual for these publication agreements to prevent the author from reusing text, images, charts and graphs developed for publication. These types of copyright transfers can inhibit a scholar’s ability to reuse text and graphics in subsequent writings on a topic or to publish follow-up studies on their original research. It is also not unusual for publication agreements to prohibit or restrict the author’s ability to provide colleagues or students with copies of A growing body of research continues to show While there is much debate about the future their work, which limits their ability to promote that OA articles are more highly cited than of scholarly journal publishing, one certainty their own scholarship or create interest in their toll-access articles, regardless of academic is that neither the traditional publication model field of study. Journal publishers defend this field, in what has become known as the open nor OA publishing will be eliminated anytime publication model by citing the services they access citation advantage. Recent research soon. Both are too embedded in our scholarly provide to authors, such as administration by Wang, Liu, Mao, and Fang confirmed the culture to be eliminated entirely. Rather, both of the peer-review process, copyediting, for- open access citation advantage and also found models will need to find ways to grow and matting the manuscript for publication, and that the open access advantage extended to evolve to ensure they stay relevant. Perhaps promotion of the work. They also argue that altmetrics.9 OA articles received more shares the biggest challenge facing the traditional publication in prestigious titles affords authors on Facebook and Twitter, more average page journal publication model is the commercial a certain level of esteem that can further their views, and more citations on average than interests of many publishers who have raised career and help them obtain tenure and promo- toll-access articles published in the same subscription rates “at triple the rate of inflation tion. While these are all potential benefits of journal at the same time. Additionally, they for the past three decades.”10 These increases publication, many argue that they are extremely found that OA articles also maintained steady have been levied despite the fact that 80% of limited, especially when compared to those the page view growth over time, compared to their subscription revenue comes from aca- publisher receives. Robert Darnton, Pfor- toll articles which leveled off after an initial demic libraries,11 many of which have stagnant zheimer University Professor and Harvard 30-day spike. This investigation confirms the budgets or are facing budget cuts. While University Librarian, states that the “commer- complementary nature of OA and altmetrics as subscription price reductions are unlikely, cial interests” of these publishers “have taken an agent for change in scholarly publishing. many traditional commercial publishers have over the communication of knowledge, and we responded to the success of the OA movement 7 OA publishing does present a few challeng- academics have to fight back.” es to authors. Despite evidence attesting to the by making journal backfiles free to read after Craig Lambert continues this call by quality and impact of OA publications, many embargo periods and offer OA titles with APC stating that “Open Access is a major weapon”8 scholars are still wary of the movement. Some charges to shift the revenue stream from reader in the fight against the commercialization scholars who are seeking tenure shy away to author. OA publishers continue to promote of scholarly journal publication. Most OA from OA journals out of a fear that publishing the benefits their publication model affords journals use the same peer-review process in newer titles or ones that may not have a authors and users, and their efforts have been that traditional journals use to help ensure sustained reputation will hurt their chances supported by funding agencies. Some gov- the quality of the scholarly articles they for promotion. Another problem can be the ernment agencies and private foundations now publish. Then, in support of the principles Article Processing Charge (APC) that many require that data and publications that derive of OA, these journal publishers make arti- OA journals require. Because OA journals from funded research must be made freely cles freely available online, often under a do not charge subscription fees, they need to available to the public. Creative Commons license. OA journals find alternate ways of covering their operating Some scholars are choosing to forgo the generally allow authors to retain almost all expenses which may include platform hosting formal publishing model entirely, making their of their copyright in the article, which allows fees, DOI fees, and marketing expenses. Some scholarship freely available through blogs or them to freely reuse text, images, charts, and OA publishers acquire grants or receive funds repositories. Others are experimenting with graphs in future works as well as distribute from scholarly societies to cover these expens- new models like Peer J, which offers open peer copies to others who are interested in their es. Others assess authors publishing in their review. As with the rise of the OA movement, work through channels that altmetrics can journal an APC fee to help cover publication these alternate methods of publishing are not track including social media, blogs, an online costs. These fees can range from a few hundred likely to replace traditional journal publica- repository, or a personal Webpage. Supporters dollars to several thousand dollars, depending tions, but rather expand and enhance the ways of the OA movement have been among the on the level of financial support the journal in which scholars communicate. Altmetrics first to implement altmetrics for researchers. receives from the society or organization that can provide guidance to both publishers and au- The Public Library of Science (PLoS) and publishes it. Some authors may be able to pay thors as to the best way for sharing scholarship other OA publishers provide article level APCs through grant funds, but authors with that promotes public discussion and inspires metrics for each article they publish. Institu- limited support may be unable to afford the new research. Scholarly communication is a tional repositories provide data on downloads charges, even if they are on the lower end of fluctuating landscape with options spanning and views for their content, and some have the APC cost spectrum. While most reputable from centuries-old tradition to radical new contracted with aggregators to provide even OA publishers are willing to negotiate or even opportunities. It will take exploration and more altmetric data to their scholars. When waive APC charges for authors who are unable understanding from all stakeholders — pub- OA supporters and publishers provide DOIs to afford them, some authors view APCs dis- lishers, authors, libraries, and readers — to for their publications, they expand the ease of tastefully as a “pay-to-publish” business model find the best ways forward. obtaining altmetric data from their platforms. and choose to forgo OA publishing altogether. endnotes on page 18 14 Against the Grain / February 2016 springer.com

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A26651 Altmetrics: Documenting the Story of Research by Lauren B. Collister, PhD (Scholarly Communications Librarian, University Library System, University of Pittsburgh) and Timothy S. Deliyannides, MSIS (Director, Office of Scholarly Communication and Publishing and Head, Information Technology, University Library System, University of Pittsburgh)

s the scholarly communication system becomes increasingly stand the relationship of altmetrics and citations, altmetrics remain diverse, new tools arise that allow scholars to tell the story of a powerful tool for assessing impact beyond citation counts and Atheir research and evaluate how their work is being used after its academia. As more journals provide altmetrics data for their articles, publication. The set of tools known as altmetrics have had an impact these tools can provide a more complete picture of the impact of re- on journal article evaluation in particular. search in a variety of different fields and help scholars tell the story Altmetrics, a blend of the words “alternative” and “metrics,” show of their research. the use of an article beyond citation counts, which are a method tradi- There are many providers of altmetrics data, each with different tionally used to evaluate the impact of an article. This usage can include strengths and audiences. Some providers show metrics directly on appearances on Wikipedia, discussion in social media outlets, saves the publication page of a journal article, while others allow authors to in bookmarking programs like Mendeley or Delicious, blog posts and create a profile and input their citations to begin altmetrics tracking. In Websites that reference the article, and many more. While citation counts this short article, we will first share two brief examples of the different have traditionally been viewed as the purest measure of scholarly usage types of altmetrics providers, Altmetric and ImpactStory, followed by of an article, altmetrics present a more comprehensive view of how the an examination of the University of Pittsburgh’s implementation of article is used in less formal ways and in less academic outlets. This PlumX for journal article metrics as well as author profiles. usage tracked by altmetrics tends to happen more quickly than traditional citation counts and some early research shows that certain altmetrics Altmetrics for Publishers and Researchers may actually predict future citation rates. When a new journal issue In this section, we will share two examples of altmetrics providers, is published online, altmetrics can track the number of times an article one that is aimed primarily at publishers and universities (Altmetric), is downloaded immediately, within days of publication. If a new arti- and one that is targeted to individual researchers (ImpactStory). cle is widely downloaded Following this section, we will detail a case study of the use of a third and read, then it seems provider, Plum Analytics, by the University Library System at the possible that the article University of Pittsburgh. will eventually receive One major player in the field is Altmetric (altmetric.com), whose citations from those peo- data can be seen on journal articles from a number of major publishers. ple who have downloaded The data from Altmetric are shown as a “doughnut” with a numerical and read it. Research by score for an article; this information appears on articles in major journals Ehsan Mohammadi and such as Nature Publishing and BioMed Central journals. Institutions colleagues (2015) indicates can also have an institutional account at Altmetric, which allows that Mendeley usage by tracking of altmetrics from researchers, research groups, and depart- users who are graduate stu- ments from an institution. There is also a bookmark app for individual dents and faculty can be an researchers to find altmetrics data about their papers. See Figure 1. early predictor of citation ImpactStory is another altmetrics provider, although this service is counts. This is not always directed at the authors rather than the journals. Users of ImpactStory the case for all altmetrics, can input their own citations and links to their articles and ImpactStory however, as social media will gather various metrics and generate a report for the user. Impact- altmetrics data is correlat- Story is often used to create an author profile that shows an overview of ed relatively weakly with the impact of an individual scholar’s research work. Each article listed citation counts according to in a profile can be explored for altmetrics from a variety of sources; the research by Costas, Zahe- article and the author can be compared with the rest of the userbase of di, and Wouters (2015a). ImpactStory as a percentile ranking. See Figure 2. Rather than thinking of altmetrics as a simple complement or alternative to tra- ditional metrics, the wide range of avail- able metrics can be viewed as existing along a continu- um from scholarly impact on one end (traditional citations and bookmarks in reference manage- Figure 1: Altmetrics informa- ment databases) to tion from Altmetric for the article popular and societal “Male and Female Brain Evolution impact on the other (tweets and Face- is Subject to Contrasting Selection book mentions). Figure 2: Altmetrics data and ranking for an article in ImpactStory. Pressures in Primates” published While more time (https://impactstory.org/lbcollister/product/6ov0voc8w7lbuiv2tdgx- in BMC Biology, 2007. dx.doi. and research are bx3z/metrics) org/10.1186/1741-7007-5-21 needed to under- continued on page 17

16 Against the Grain / February 2016 facilitates the sharing of numbers and profile information for CVs and Altmetrics: Documenting the Story of Research author profiles as well as interaction with those who are talking about from page 16 the article in real time on social media, blogs, and news outlets. The PlumX widget appears on the abstract page for all journal These are just two of many different altmetrics providers that can be articles and repository documents as a “Plum Print,” a 5-part diagram used for obtaining metrics about a journal level, from the article and the that dynamically shows the ratios of the different categories. The Plum researcher. For the remainder of this article, the focus will be on Plum Print can be expanded to show numbers in each category, with links to Analytics and their PlumX product, which is being implemented at the more information. An example from the journal International Journal University Library System, University of Pittsburgh. of Telerehabilitation is shown below in Figure 3. Plum Analytics at the University of Pittsburgh PlumX, the altmetrics product provided by Plum Analytics, is a robust altmetrics tool that can be implemented by a research institution or publisher. A dashboard view allows the user to view impact aggregated at the level of the entire institution or within individual schools, programs, or research labs. Further, a series of easy-to-install widgets allows integration within any institutional repository or online publishing platform to display article level metrics on the abstract page for any document or article. With an institutional repository, several international subject-based repos- itories, and a large Open Access journal publishing program, the University Library System at the University of Pittsburgh was very interested in showing altmetrics in all of its digital library platforms. PlumX also allows for the creation of researcher profiles that can be viewed on an institutional Website or easily embedded as a widget on any Website. PlumX makes use of standard numbers including but not limited to DOIs to facilitate the harvesting of metrics for digital objects. Researcher profiles can also be enriched through sys- tematic harvesting based on standard numbers such as ORCID iD, SCOPUS Author ID, and user identifiers in several popular content sharing sites. Digital objects without a DOI or other standard number may also be tracked by entering individual URLs for each item in the user profile. PlumX can track metrics for all items within an institutional repository and can also track less traditional scholarly outputs such as software, multimedia, blogs, videos, and presentations harvested from sharing sites like SlideShare, Vimeo, figshare, GitHub, and others. Fur- thermore, if an object appears in two locations— such as an Figure 3: Plum print and expanded PlumX details from the article article published in a scholarly journal and an author’s version in an institutional repository — these separate manifestations are “Tele-AAC Resolution.” http://dx.doi.org/10.5195/ijt.2012.6106 deduped and the metrics are combined to provide a full picture PlumX provides both altmetrics and traditional metrics from a vari- of use for all versions. ety of sources. Showing these side-by-side allows a researcher to see all The PlumX article level widget is configurable to meet the needs of the different impacts of their article in one place. This presentation of the system in which it is embedded, ranging from a comprehensive allows researchers to see traditional and alternative metrics side by side display of metrics to a very compact display based on the available and evaluate them as they see fit. It does not place one metric above screen real estate and the design needs. In all cases, the widget links another as more valuable; instead, it presents categories that may be of out to full tracking information for the article on the native PlumX site, interest in different situations. A researcher interested in knowing who where the user can drill down to view full detail on individual metrics. is talking about their article might find the Social Media or Mentions Metrics are divided into different categories including Citations, Usage, categories most valuable; a tenure and promotion committee member Captures, Mentions, and Social Media. The types of metrics shown in may be interested in evaluating the traditional metrics in the Citations each of these categories are illustrated in Table 1, below. category and the “buzz” around an author’s work using the other four categories. PlumX provides numbers that can Table 1: PlumX categories and metrics. be evaluated according to the user’s needs; there are no “scores” like those present in Altmetric, ImpactStory, and many other outlets, which can obscure the meaning of the data below the score. Researchers at the University of Pittsburgh have expressed enjoyment of this versatile and data-driven approach, which has been viewed as a relief from increasing pressure to apply scores and ratios and rankings to the output of a researcher. Generally, researchers appreciate the ability to see the data behind their met- rics without being compared to an unknown amount of others with a scoring system that Valuable to our users is the ability to see totals in the categories as may not be immediately transparent. well as drilling down into the data for each category and viewing the As a library publisher, the University Library System, University of individual uses, many of which link out to the events themselves. For Pittsburgh can take advantage of the many faces of PlumX, including example, users are able to see not only the number of social media implementation within the institutional repository and other sub- shares, but also (for example) view the tweets about the article. This continued on page 18 Against the Grain / February 2016 17 relevance for their research, altmetrics will become increasingly valued. Altmetrics: Documenting the Story of Research It is important for institutions to consider altmetrics as a valuable source from page 17 of information about the research coming from their scholars. Altmetrics show immediate impact — in some cases, years before citation counts ject-based repositories as well as use on the journals that are published can be gathered from the traditional publication cycle. In our obser- by the library. Because the forty journals published by the University vation, this timeliness is increasingly important in today’s fast-paced Library System use the open source platform Open Journal Systems research environment where rapid dissemination of new knowledge (OJS), we worked with Plum Analytics to design and implement is key. The value of these new metrics is immediately apparent to the a plugin for OJS that displays the widget on the abstract of articles author of a manuscript deposited in a preprint repository or to the editor published by our journals. This plugin is available for any institution of a fledgling Open Access journal who might otherwise need to wait that uses both OJS and PlumX, and features different display options years to see evidence of the impact of their work. Altmetrics also have including location on the page, amount of information displayed, and value in documenting a broader range of societal impact, demonstrating whether the widget will be shown if there are no metrics available. In how research is used in outlets like journalism and Wikipedia, or even early 2015, we also contributed enhancements to the OJS software how new knowledge captures the popular imagination and curiosity. that allow PlumX (or indeed, any other altmetrics system) to harvest Whether altmetrics can or should replace citation counts is not the article-level usage metrics from OJS using NISO’s new SUSHI Lite question that needs to be asked. Some research has shown that some protocol. The editors of the journals we publish have appreciated the metrics can be an indicator of future citations, but the relationship is ability to see more robust metrics about their journal articles, and in questionable because of the different contexts of each met- some cases have begun participating more in social media ric and has also been shown to vary widely by discipline discussions that have been revealed by the widget. As a (Costas, Zahedi, and Woulters, 2015b; Jobmann et publisher, we view the extra information about article al., 2014). The question that we should ask is how we usage as another way to evaluate the journals and can evaluate the different metrics available to us, how generate ideas about how to market and promote individual scholarly communities can best use the the journals from the information gleaned from the data, and how we can influence the consideration altmetrics information. of many different impacts of research beyond There are new innovations in altmetrics on traditional citation counts. the horizon from Plum Analytics. For example, a newly-released product from Plum Analytics Scholarship that impacts the world beyond shows grant and funding information based on academia should be valued. If news outlets a scholar’s past work, which may result in new are picking up a research article or if it has opportunities for scholars to find funding and been cited in a widely-used source like Wikipedia, then this shows grants. We are looking forward to seeing how altmetrics gathering and that the scholarship is valuable in some way and tells a story about the display will develop in the near future as more and more entities take impact of the research after it is done. It is not the same as an article that advantage of this wealth of usage information. is foundational to the body of research and receives many citations, but it still holds value in that it shows how academic research can connect Looking Forward with the world outside of academia. If this kind of impact is valued, Altmetrics have demonstrated value in assessing the impact of then it should be assessed with solid, quantifiable data available from research in a variety of fields and contexts. As scholars face increased one of the many altmetrics providers. pressure from both their own institutions and from funders to show Academic libraries typically serve no more than a peripheral, support- ing role in formulating tenure and promotion policies; however, library publishers have a special role to play in fostering new ways of evaluating research impact. By making these new data available wherever we can, whether on the journals that we publish, through the repositories Academic Publishing: Tradition ... that we support, or on researcher profile systems at our institutions, we can present new possibilities and raise awareness and understanding from page 14 of these new tools. Libraries not engaged in the publishing enterprise themselves can urge publishers to incorporate article level metrics into their publications and consult with their faculty on how to interpret and Endnotes present these metrics. More than simply making the data available, we 1. Michael Mabe, “The growth and number of journals,” Serials 16, should seek to share the stories that are in the data about our researchers. no. 2 (2003): 193. 2. Ibid. References 3. Mark Ware and Michael Mabe, “An overview of scientific and Costas, R., Zahedi, Z., and Wouters, P. (2015). Do “altmetrics” scholarly journal publishing.” (International Association of Scientific, correlate with citations? Extensive comparison of altmetric indicators Technical and Medical Publishers, The Hague, 2012) 5. with citations from a multidisciplinary perspective. Journal of the 4. Peter Suber, Open Access (Cambridge: MIT Press, 2012) 4. Association for Information Science and Technology, 66: 2003–2019. 5. “About DOAJ,” The Directory of Open Access Journals, accessed doi: 10.1002/asi.23309 December 1, 2015, https://doaj.org/about. Costas, R., Zahedi, Z., and Wouters, P. (2015). The thematic 6. Ibid. orientation of publications mentioned on social media: large-scale 7. Craig Lambert, “The “Wild West” of Academic Publishing,” Har- vard Magazine, January-February (2015): 59. disciplinary comparison of social media metrics with citations. Aslib Journal of Information Management, 67(3), 260-288. http://dx.doi. 8. Ibid org/10.1108/AJIM-12-2014-0173 9. Xianwen Wang, Chen Liu, Wenli Mao, and Zhichao Fang. “The Open Access Advantage Considering Citation, Article Usage and Jobmann, A., Hoffmann, C. P., Künne, S., Peters, I., Schmitz, J., Social Media Attention.” Scientometrics 103, no. 2 (2015): 555–64. and Wollnik-Korn, G. (2014). Altmetrics for large, multidisciplinary doi:10.1007/s11192-015-1547-0. research groups: Comparison of current tools. Bibliometrie-Praxis und 10. Craig Lambert, “The Wild West,” p. 58. Forschung, 3. http://www.bibliometrie-pf.de/article/view/205 11. Simon Owens. “Is the Academic Publishing Industry on the Verge Mohammadi, E., Thelwall, M., Haustein, S., and Larivière, V. of Disruption?” U.S. News and World Report, last modified July 23, (2015). Who reads research articles? An altmetrics analysis of Mendeley 2012, http://www.usnews.com/news/articles/2012/07/23/is-the-academ- ic-publishing-industry-on-the-verge-of-disruption. user categories. Journal of the Association for Information Science and Technology. doi: 10.1002/asi.23286

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Powered by photonics Visit www.SDLinfo.org for information on subscribing Publishers and Institutional Repositories: Forging a Future that Facilitates Green Open Access for Researchers, Funders and Institutions by Laura Bowering Mullen (Behavioral Sciences Librarian; Open Access Specialist, Rutgers University Library of Science and Medicine) and David Ross (Executive Director, Open Access, SAGE Publishing)

n a rapidly evolving scholarly communi- Harvard style OA policies continue to emerge trol of their content. These societies are also cation landscape, some have felt that the in more universities. Authors want to under- part of the OA policy landscape, and all must be Iagendas of institutional repositories and stand their rights, and how to share their work mindful of their interests and concerns. There publishers are on somewhat of a collision legally online. Librarians and publishers alike is no crystal ball in which to view a future course, or at least that they must maintain a need to provide clarity for authors, ensuring world that includes IRs filled with sometimes somewhat uneasy alliance. Each year, there that they are able to succeed in publishing their multiple versions of published articles. In are more institutional repositories (see ROAR, work while complying with all institutional many ways, the system of self-archiving relies http://roar.eprints.org/), and more institutional and funder policies — of which there can be on the health of the subscription journal pub- and funder Open Access (OA) policies (see multiple for a single article. lishing system — it is the journal that filters ROARMAP, http://roarmap.eprints.org/). The implementation of university OA pol- articles and confers authority on the work. Most OA policies target peer-reviewed journal icies has the potential to be a game changer Some have prophesied that the eventual end article-type literature and one of the major roles for IRs, further integrating one of the larger point of a high rate of green OA could be the of the institutional repository (IR) is to gather functions of the library into the mission of the collapse of the subscription publishing system together, disseminate and preserve the schol- university. In general, OA has opened up a and there are many in the scholarly communi- arly work of the institution’s authors. Adding new and exciting focus for cation system that would like to the momentum created by institutional academic libraries and librar- to see the entire system trans- OA policies, there is also an ever increasing ians, and many OA policy- form; whether by “flipping” number of funder mandates, including many making and implementation the system from subscrip- in new disciplinary areas. Compliance for the teams have benefited from tion to gold OA, replacing majority of these OA policies requires author the inclusion of librarians. traditional publishing with self-archiving of Accepted Manuscripts (AM) Librarians are able to bring new paradigms including through an institutional IR. Along with this to the table an extensive library-based publishing, need to comply with OA mandates, it is clear knowledge of scholarly com- or by upending traditional that record numbers of scholars want to harness munication issues, including systems that record impact. the power of the internet to share their work the complexities of green Whatever the long term widely. Repositories hold millions of articles, and gold OA. The number holds, librarians working many in multiple versions. What does a sus- of libraries and librarians with researchers and IRs tainable and successful future look like for both deeply engaged with green today are very well aware traditional publishers and IRs? OA through IR development, of the need for authors to For publishers and libraries, OA is a dis- liaison outreach, and other publish in the journal of their ruptive force. However, now we see that OA scholarly communication-re- choice, while also having can breathe new life into both enterprises, lated initiatives continues to access to the subscriptions and opportunity exists in collaboration while grow as does the list of OA they value. There has been publishers’ business models and IRs evolve. policy institutions — the Coalition of Open some inertia or even resistance from the We need to move forward together in order to Access Policy Institutions (COAPI) now in- research community to the idea of the IR ensure that scholars are well-served. We both cludes a long list of member institutions. The as the locus of deposit for all institutional need to understand needs of the researcher/ task of policy implementation usually falls to scholarship and one thing commonly heard in scholar/author more in order to develop top university libraries, via their IRs and liaison discussions about OA with researchers is that notch publication outlets and user-friendly IR efforts and these are the same institutions, both their interests may be more aligned with the workflows as the focus of the IR is often on public and private, that are also the major cus- disciplinary repositories of their fields (in the the self-archiving of the AM by the authors tomers of commercial and nonprofit publishers case of arXiv, for instance). In addition, the themselves. SAGE Publishing emphasizes (in terms of subscription sales). Moreover, IR may not have developed an approach that that it is essential that the Version of Record the scholars of these institutions form a large resonates with senior scholars as well as early (VoR) remains the final validated and perma- author, editor, and reviewer base for the pub- career researchers. In general, for time pressed nently archived version that the community lications of these same companies, and they authors, OA has been a complex topic with a refers to, but as long as that is the case, having now find themselves needing to comply with very steep learning curve. previous versions available isn’t a problem per institutional and funder OA policies adding, The IR landscape has now matured, with se. It is possible that a little usage of the VoR for many, a new aspect to their publishing IRs now an integral part of university (and may be lost, but the greater goal of making it behavior. It is clear that libraries (and their library) budgets and workflows. Certain as easy as possible for authors to comply with IRs), publishers, and researchers are all part of publishers facilitate the work that the IR must mandates and enabling institutional partners to this rapidly developing OA policy landscape. accomplish, but others create unnecessary promote their output more widely outweighs Questions remain as to the eventual mix of roadblocks. SAGE has been a partner to IRs those concerns. There have been some calls for business models that will exist in the publishing in many ways, facilitating self-archiving in the librarians to “get out of the way” of author ecosystem. Of course, there are many types of practical ways. SAGE believes that the most self-archiving in the IR and leave that practice publishers varying significantly in philosophy important thing is to have clear and consistent to the researchers. Many authors still seem and corporate structure. Larger ones also tend guidelines that are easily accessible to authors to want to make sure that they comply with to publish on behalf of many learned societies and IR managers. Funding agencies are all publisher permissions personally, even as and those societies retain ownership and con- continued on page 21

20 Against the Grain / February 2016 natural that archiving discussions will be this added visibility can only strengthen the Publishers and Institutional ... part of license negotiations and SAGE is scholarly communication chain and through from page 20 happy to address them in tandem. SAGE return links should drive people to the final would rather that archiving agreements VoR, with all the added value and functional- placing the burden of compliance on authors were flexible so that they could more easily ity available on the SAGE Journals platform. (or the institutions as the grant holder), but facilitate any future changes in funder or Keeping up with the rapid development publishers can help by having a clear and institutional policy independent of the main of numerous new mandates for publications consistent policy that is easy to find. license agreement, but they do sometimes and data is a challenge for researchers, IRs, There is need for conversation and col- include language in the main agreement if a university research offices and publishers laboration between librarians developing customer requests it. Flexibility and open- alike. Publishers and IRs will have to IRs and publishers, but opportunities seem ness in approach to green OA by publishers grapple with making available the whole lacking. Librarians find themselves negotiat- would seem to preserve good relationships “package” of the article in an acceptable ing with publishers on the subscription side, with the libraries that purchase or access their OA format. The article will need to include while at the same time assisting authors in subscription publications. text as well as any supplementary data, all self-archiving their work. Subject specialist Publishers can create extra workload and while accommodating various versions. liaison librarians consulting with faculty cost (even added programming) for the IR. Publishers and librarians need to work with about self-archiving their work may be run- Publishers that require authors to procure a authors to understand versioning. Multiple ning up against a frustrating and often-chang- waiver (from an OA policy) as a condition of article versions are now commonly found ing set of publisher rules around this practice. publication is an example of a practice that gathered together on article records in Goo- At the same time, these same librarians may creates added IR workload as well as author gle Scholar. Increasingly, publishers and be called in to consult on cancellations of confusion. The IR must make these waivers IRs will find common ground while working subscription titles in the discipline. Scholar- available at the author’s point of need. The with initiatives such as ORCID, CrossRef, ly communication responsibilities are being author often comes upon this rule unex- and DataCite, for instance. written into position descriptions of subject pectedly at the eleventh hour. Publishers The IR landscape is still evolving, and it librarians and many will find themselves con- utilizing lengthy embargoes only create ill is unclear what the eventual world of con- sulting with faculty and students on various will when the author wonders, for instance, nected, interoperable repositories might look aspects of green OA. It can be particularly why three years must elapse before the AM like. BASE (Bielefeld Academic Search En- difficult for librarians to watch the evolution of an article can be shared online. This type gine, http://www.base-search.net/about/en/), toward the longer embargoes and added rules of rule may be an eye opener, creating a an aggregator of repository content, now of some commercial publishers. Librarians negative impression for the author that wants includes more than 84 million documents are aware that the institution is paying ever to (or needs to) self-archive. Librarians from over 3900 sources, many from IRs (60- higher prices on the subscription side, while may be asked to interpret such rules, and 70% in full text). Clearly, there is a critical at the same time making it increasingly dif- may need to contact a specific person at the mass of scholarly articles in IRs, but it is ficult for that same institution’s authors to publisher’s office to answer questions about unclear what the effect is on the traditional self-archive their work in the IR. self-archiving of various versions, and often publishing ecosystem. Going forward, it is SAGE makes the self-archiving process this important contact is simply unavailable. important that publishers and IRs work to- as seamless as possible and has a very liberal SAGE makes a high level contact available gether to ensure that researchers can self-ar- archiving policy for AMs, enabling their to answer questions that IRs may wish to ask. chive their scholarly articles as they seek to deposit in IRs with no embargo. SAGE For IRs to be able to make deposit simple comply with open access policies and share works with various parties to make this and easy for researchers (which is key), pub- their work online. The roles of the IR and deposit as easy as possible. For instance, lishers can: allow immediate deposit without the publisher can be complementary. There in the UK, SAGE is working with Jisc on embargo; include information in publication is value in establishing better relationships their pilot “Jisc Router” project (a service agreements for authors about self-archiving; between publishers and IRs, and SAGE is that automates the delivery of articles from keep all information listed in the SHERPA/ interested in this kind of future, believing publishers to IRs) and liaises closely with RoMEO database current; refrain from con- that as all of the stakeholders in the academic SHERPA/FACT to ensure that their database stantly changing the “rules” that authors and publishing community are grappling with is accurate for all their journals. As SAGE IRs must follow; forego requiring publisher the same changing landscape, it is essential believes that that they add substantial value waivers; avoid asking for specific wording they work together. One example is the need through the publication of the final Version to be inserted on cover sheets on every ar- to develop standards — both technical and of Record (VoR) they see little risk to the ticle, and use consistent NISO versioning best practice — in order to make deposit author’s AM being made available in IRs language (NISO JAV), for example. as straightforward as possible. We have to immediately on publication. Restrictions IRs provide links back to the publisher’s work closely together to develop appropriate on the use of the VoR are essential to protect VoR whenever possible. All IR users that solutions. The key thing is transparency and the business model of the very subscription have subscription access can access that a willingness to adapt. There is no reason journals that authenticate the articles in VoR directly, while others can read the AM at all that subscription journals can’t co-ex- the first place. SAGE also feels that usage version and then, if desired, purchase (or ist with IRs as long as appropriate checks patterns differ between disciplines, and that request via ILL) the publisher version. There are in place to ensure that the journals embargoes on the VoR should reflect that. has been concern about the possibility of can continue to provide the crucial role of There are questions about whether to cancellations of subscriptions (no evidence reviewing, verifying and authenticating ac- include discussions about self-archiving in yet) due to a large numbers of free versions ademic research. That authors, funders and subscription negotiations. Issues of authors’ of articles available without embargo in IRs. institutions themselves want to increase the rights are best separated from subscription Alternately, it could be postulated that extra dissemination of scholarly work is a good negotiations (most especially in OA policy reader traffic may find its way to published thing. Those at SAGE believe the key is to institutions). Those institutions with Har- versions when accepted manuscripts are not introduce unnecessary barriers. Those vard-style permissions-based policies may self-archived in IRs. SAGE does not have working on facilitating green OA through function a bit differently. However, some in- evidence of this extra traffic yet as it is hard IRs can certainly agree. stitutions seek out an approach that includes to isolate any meaningful effect of self-ar- self-archiving language in subscription ne- chiving at the article level. That said, SAGE gotiations. SAGE’s view is that there is no understands the benefits to institutions and, “one size fits all” approach. As the library of course, that more and more authors are is more often than not the IR manager, it is now required to do this. It believes that

Against the Grain / February 2016 21 How and Why Data Repositories are Changing Academia by Phill Jones (Head of Publisher Outreach, Digital Science) and Mark Hahnel (Founder, Figshare)

cademic and scholarly communication instance, Rosie Redfield of the University of programs based on machine suggested relation- is unquestionably in the process of British Columbia documented her attempts to ships. Immediately, this provides many more Aundergoing a revolution. It seems, replicate NASA’s claims of discovering arsenic promising avenues to explore across all fields however, that the nature of that revolution is based life on her blog ahead of publishing them of research in a practice that pharmaceutical still a somewhat open question. Libraries in in AAAS Science, which debunked the claim. companies have been exploiting with compu- particular are undergoing not so much a shift However, this sort of blogging/publishing gen- tational chemistry for decades. in focus but a diversification of roles. Where erally acts as a more rapid media for hypothesis the library once consisted primarily of a phys- driven scientific narratives, similar in concept Barriers to Sharing ical building containing curated collections of to traditional articles, rather than a way to make The reasons why many researchers choose books, journals and other resources, it is now data sets available. not to share their data, or share it only upon a diverse set of services ranging from research For many people interested in data pub- request through closed systems like email, is assessment to technology support to the new lishing, what’s required is a new infrastructure less well explored than the benefits mentioned frontier of data curation and dissemination. for communicating data and other research above. Last year, a survey of Wiley authors, outputs that is separate from hypothesis driven which was reported on in the Scholarly Kitchen Why Should Librarians Care by Alice Meadows, found that just less than narratives and judged on its own terms. The 2 about Data Sharing? features of this infrastructure are not entirely half of researchers choose not to share data. The role of the library as manager of col- clear but we do know that it must be able to Wiley produced a survey infographic, which lections of information for the use of patrons cope with large quantities of data. Some data is linked from the Scholarly Kitchen article, is still alive and well. Increasingly, however, will be in well-codified and well-documented which contains a long list of reasons as to libraries have been concerned with recording formats, but much of it won’t be. Data needs why some researchers are reluctant to share. and curating the output of their institutions. to be discoverable and at least somewhat Broadly, there seems to be three overarching This expansion of role has on some level been interpretable, so that it is available for re-use themes. The first issue is a fear that sharing driven by a shift in the way that scholars are and re-analysis when needed. Finally, there’s data would have negative consequences either communicating their work and accounting for a need to protect a researcher’s ability to fully because another researcher appropriates data its value. Arguably, this trend began around 15 analyse their own data first through embargos and scoops the original experimenter, or their years ago with the rise of open access publish- and also to protect commercially or medically work gets picked apart and unfairly discredit- ing, which itself was made possible by the shift sensitive information. ed. The appropriate use of embargoes should to more scalable electronic journals. Many mitigate many of those concerns. The second libraries at the time took an interest in the new Taking all this together, data publishing issue is lack of researcher understanding of publishing model by either setting up central seems to be a fairly complicated issue, but one how to share data. Answers like “My funder/ funds for the payment of article processing that the library is well-placed to tackle. institution does not require data sharing,” or “I charges or supporting and educating scholars Why Researchers Care don’t think it was my responsibility” aren’t evi- in how and why to publish open access. Later, dence of a positive decision not to share, rather institutional repositories provided avenues for There are a number of potential advantages that some researchers are still not yet seriously green open access and library publishing oper- to scholars of sharing their data. Probably considering it. It’s easy to see how librarians the most compelling reason is the apparent ations began to develop during the first decade 1 and information professionals can help with of the 2000s, culminating in the creation of the citation advantage. Other reasons include that one. Finally, many of the responses speak Library Publishing Coalition requirements from funders, jour- to a lack of time and resources. This last issue in 2012. Many library publishing nals and institutions, as well as a is perhaps the toughest to tackle, so let’s look operations, in contrast with tradi- personal desire to make science at it in more depth. more open. tional university presses, aim to Researchers are often juggling many dispa- support niche areas of scholar- Many researchers believe that rate and seemingly unconnected responsibili- ship of interest to their own fac- open data is necessary to make ties, from research to managing their labs and ulty. However, early suggestions scholarship more effective. The getting grants, to teaching, to university admin- that institutional open access academic system does work, but istrative tasks and committees. With such a di- paper repositories may replace it can be an inefficient machine. verse workload, with so many responsibilities the role of traditional publishers The majority of inefficiencies lie to juggle, it can be challenging to incorporate have proven to be a bridge too in the inability for academics to new workflows. For this reason, simplicity and far. One can postulate many directly build on the research that intuitive workflows are increasingly important. reasons for this, but publisher has gone before them — to better You only have to look at the rising pressure that brands and the need to publish in stand on the shoulders of giants. publishers are under to simplify their submis- high impact factor journals seem Increased transparency can also sion systems and eliminate author burden, or at the most likely. This is not the case for the improve academia’s ability to self-correct the success of simplified search likeG oogle to emerging requirements of data dissemination. through openness to scrutiny and challenge. see that researchers often value simplicity and There are as yet no impact factors or prestige Making data sharable and open has the add- intuitiveness over comprehensive functionality. publication outputs. This means that libraries ed benefit of encouraging standards and codifi- Against that background, it’s not surprising may have another opportunity to play a key cation — a vital step to making data machine that many researchers are choosing to share role in communicating the academic content readable. The power of computers means that data using supplementary materials services that comes out of their institutions. data can be interrogated and cross referenced offered by publishers despite the fact that in As the open science movement has grown in order to automatically look for correlations many cases those systems were not designed in momentum over the past decade and a half, between research outputs. Of course, today’s with data sharing in mind.3 If data sharing is to scholars have sought new outlets for new artificial intelligence won’t enable computers become the norm, it will be important to create types of scientific output. The blogosphere to generate and confirm hypotheses the way a systems that are not only robust and scalable, has been used to “publish” work almost in real person can, hence the need for academics with but also very simple and time effective to use. time, resulting in some noteworthy cases. For subject specific knowledge to build research continued on page 24 22 Against the Grain / February 2016 Journals eBooks Conference Proceedings

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The American Society of Mechanical Engineers (ASME) Scholarly Publishers and Data industrial scale efforts to assemble super-data- How and Why Data Repositories ... Over the past decade, some traditional pub- sets like Zooniverse’s Galaxy Zoo (http:// from page 22 lishers have worked with repositories to link data.galaxyzoo.org/) and the NIH’s GenBank. raw digitised objects that underlie research to There are a number of libraries and other Data as a First Class Research Object the hypothesis-driven narrative of the article. groups that maintain lists of these types The idea that datasets should be treated as The goal is to standardize the approach to link- of databases, perhaps most notable are the an equal output to academic articles is a contro- ing research data to publications, irrespective Registry of Research Databases (www. versial one, but one that funders and advisory of the repository, which hosts the data. re3data.org), which was started in 2012 and is committees are beginning to support. Most Early succesful repositories, such as the funded by the German Research Foundation notably, the Royal Society’s “Science as an Protein Databank (http://www.rcsb.org/ (DFG) and Biosharing (www.biosharing. Open Enterprise: Open Data for Open Science” org), which is hosted by Oxford University. 4 pdb/) and Genbank (http://www.ncbi.nlm.nih. report in 2012 suggested that: “Assessment of gov/genbank/) archive molecules and genetic Encouraging patron participation in these university research should reward the develop- sequences to help reproduce research in the repositories where appropriate is just one ment of open data on the same scale as journal life sciences. Later, generic repositories came way that librarians can assist the open data articles and other publications.” This has led to to the forefront through projects like Dryad movement. many funders requiring that all data from the 5 (http://datadryad.org/), which helped motivate Institutional Data Repositories research they fund be made openly available. ecologists to make all of their one-moment-in- An obvious corollary being that the rewards for time series data available. Institutional data repositories have been open data would need to be comparable with historically designed with a view to managing those for traditional articles. When funders started requiring that data and curating the output of institutions. In that be made available at the point of article publi- sense, they are intertwined with both research Before we address whether data should have cation, academic publishers took steps to help such a status, there’s a more fundamental but assessment and library publishing efforts; at researchers comply with these requirements. some institutions, library publishing and data less obvious question to answer. Just what ex- Partnerships with repositories such as Figshare actly are data? There are several definitions, but repository services are provided using the same (www.figshare.com) allow journals to preview platform.8 As data dissemination becomes the general theme across disciplines is that data the digital files embedded within the HTML are the digital products of academic research. increasingly important, it makes sense to look version of the article. The long-term preser- at some of the work that pioneering library This can range from digitized field notes in vation of the data is contractually maintained biology to videos of dramatic performances to publishing efforts have made in populating and and each object is individually citable. Later, popularizing their repositories. niche file formats in computational chemistry. some publishers developed data journals, The ubiquity of digital scholarship means that In her 2001 article Institutional Repos- like the Geoscience Data Journal (http:// 9 any platform for disseminating research should onlinelibrary.wiley.com/journal/10.1002/ itories: Keys to Success, Joan Giesecke, work across the full range of disciplines, with (ISSN)2049-6060) published by the Royal then Dean of Libraries at the University of filters applied so that content can be grouped Meterolical Society, that allows researchers Nebraska-Lincoln, outlined how they suc- arbitrarily. That is to say, we need persistent file to publish short descriptive articles, that aren’t cessfully transformed their repository from storage, which is discoverable and interpretable hypothesis driven, linked to data archived in what she calls a collection centric viewpoint by machines and humans alike. approved repositories. which assumes faculty participation and fo- cuses on curation, to one of service provision A long-standing problem in academia is that In 2014, Nature Publishing Group technology has traditionally limited us to one which focuses on making the repository an launched Scientific Data, which applies tradi- attractive place to put content. Giesecke notes research output type with limited forms of as- tional peer review to data descriptor articles: sessment, namely peer review and citation met- the danger that institutional repositories can “Acceptance for publication is based on the become overly restrictive, focusing too much rics like Impact factor. We are now at a point technical rigour of the procedures used to where all products of research can be released on the desire to create an orderly collection, generate the data, the reuse value of the data, thereby unintentionally creating barriers to (unless prevented by ethical or commercial and the completeness of the data description.” reasons). The number of evaluation metrics has participation. By adopting the service driven exploded to include altmetrics as supplements There are movements to codify standards approach of a university press, with a focus on to citations, as well as open post publication for data sharing outside of publishers, par- discoverability, dissemination, search engine peer review. However, when we look at data, ticularly in the sciences. A good example of optimization and improved user experience, that is, any digital output of research, we have this is the Open Microscopy Environment University of Nebraska-Lincoln were able to ask if we can apply the same criteria to a project (OME, www.http://www.openmicros- to grow their traffic from zero to 300,000 uses video, as we do to spreadsheet data and how copy.org/). OME develops both standards in per month in under five years. microscopy and open source imaging software. should those criteria differ from the existing Unstructured or General Repositories criteria for paper publications? Most likely, we Organizations like Research Data Alliance, With the growth in popularity of data will need to define both review and assessment CODATA, the Data FAIRport initiative and sharing among academics and the increase in criteria for each type of output. These may FORCE11 are working towards standards for funder mandates, it’s clear that all researchers be difficult to define and challenging to scale. data storage, markup and dissemination. The work being carried out by DataCite and OR- are going to need data sharing solutions. Sub- There have been suggestions that peer re- CID is of particular interest.7 This will enable ject specific and institutional repositories form view is only really of use for data when it is to research repositories to automatically update a an overlapping and occasionally incomplete be reused. There have been examples of serious researcher’s ORCID profile. This collabora- patchwork of coverage for authors looking to problems being discovered when researchers tion extends to CrossRef so that all academics place content, particularly data that doesn’t fit have tried to reanalyse data. For instance, in the should be able to sync their publications as well into the predefined data formats that structured case of LaCour whose fraudulent data was ex- as their data with no extra effort. repositories support. 6 posed in 2015. However, by the time the fraud There has been very little research into came to light, the research had been published in Subject Specific and Structured the volume of data produced by academics. Science and covered by the mainstream media so Repositories The true scale and nature of research data is the critical review arguably happened too late. Certain disciplines lend themselves more unknown as much of it sits on institutional One interesting development in this space easily to data sharing, such as astronomy, and and departmental servers or on the hard has been the idea of machine readable badges the -omics disciplines. Structured repositories drives of computers under researchers’ desks. (http://openresearchbadges.org/). These are require data to comply with format standards Anecdotally, researchers generally have large essentially automated or manual markup of thereby encouraging their adoption. They play personal collections of data in a diverse range content to better describe and accredit re- a key role in data science as community or of formats. search outputs. funder-driven focal points for collaborative and continued on page 25

24 Against the Grain / February 2016 There are still many open questions in data publishing, from how to How and Why Data Repositories ... deal with embargoes or sensitive data to how best to assess the quality of from page 24 the diverse range of digital research outputs. The field of data publishing is still in its formative stages and represents an opportunity for both As part of Figshare’s partnership with Nature Publishing Group publishers and libraries to help academics adapt to new requirements. and their journal Scientific Data, we’ve been able to analyze user be- haviour and preferences. Scientific Data ask researchers to place data in structured data repositories, institutional repositories or both when Endnotes suitable ones exists. Tellingly, over 30% of data submissions were made 1. Piwowar H. A., Day R. S., Fridsma D. B. (2007) Sharing Detailed to Figshare, making it the most used repository. We know from this Research Data Is Associated with Increased Citation Rate. PLoS ONE that the majority of researchers require an unstructured repository for 2(3): e308. doi:10.1371/journal.pone.0000308 their data. The extent to which this will change over time as codification 2. Meadows A. (2011) Scholarly Kitchen. http://scholarlykitchen. and structuring efforts proceed is arguable. It is our opinion that there sspnet.org/2014/11/11/to-share-or-not-to-share-that-is-the-research- will always be a strong need for unstructured repositories because it is data-question/ the nature of research that many experiments and techniques are novel 3. Schaffer, T. and Jackson, K. M. 2004. The use of online supplemen- tary material in high-impact scientific journals. Science & Technology and unique. Libraries 25(1/2):73-85. Where Does this Leave Us? 4. The Royal Society Science Policy Centre report: Science as an open enterprise (2012) https://royalsociety.org/~/media/Royal_Society_Con- It has taken longer than expected for the promise of the digital age tent/policy/projects/sape/2012-06-20-SAOE.pdf. to begin to make a real difference to the way scholars communicate 5. Valen D. and Blanchat K. (2015) Figshare Blog https://figshare. their work. The persistence of traditional measures of quality are the com/articles/Overview_of_OSTP_Responses/1367165. most likely explanation for academia’s apparent conservatism, but with 6. Stemwedel J. D. (2015) Forbes http://www.forbes.com/sites/ funding bodies increasingly encouraging and mandating the sharing of janetstemwedel/2015/06/01/reasons-to-keep-discussing-the-lacour- data, we are finally seeing diversification of what is considered legiti- and-green-retraction/. mate scholarship. 7. Laure Haak L. (2015) ORCID blog https://orcid.org/blog/2015/10/26/ The publishing industry has made strides over the last decade or so auto-update-has-arrived-orcid-records-move-next-level. to integrate with institutional, funder and community based repositories. 8. Jones P. B., Wesolek A., Scherer D., Watkinson A. (2015). A Game Together with groups interested in the standardization of data formats, a of Spot the Difference: Librarians, Repository Managers and Publishers. Presentation slides. http://works.bepress.com/andrew_wesolek/30/ lot of progress has been made to codify formats in many fields. There 9. Giesecke J. (2011), “Institutional Repositories: Keys to Success” remains, however a large quantity of data on researchers’ hard drives Faculty Publications, UNL Libraries. Paper 255. http://digitalcommons. and servers that don’t fit into easily standardized formats because the unl.edu/libraryscience/255 techniques are either new or unique.

Everything Evolves, Even Publishing by Jason Hoyt, PhD. (CEO and Co-founder, PeerJ) and Peter Binfield, PhD. (Publisher and co-founder, PeerJ)

e sometimes hear that for all the become more widely available? Will tools to should we make open, and how? Is publishing promise of the Internet, it is a shame make publishing faster never be developed? Open Access a bet on the future, or will it Wthat it has yet to impact scholarly Why have “megajournals” appeared in the past negatively affect my students or my career? communication in the same way it has other ten years and not just survived, but become the What the last ten years or so have done is industries. One could argue this point quite ef- future revenue model for new and old publish- to open our minds to questions that many of us fectively: prestige still dominates; the journal ers? Why are scholarly societies struggling never anticipated having to find solutions for. name matters just as much as it always has; the after decades/centuries of thriving? Why are It could be argued that just as the Internet has same legacy publishers still control most of the governments and funders making Open Access made us more globally aware, so academia has literature; Open Access is just a small fraction mandates? These events contradict the notion grown more concerned with its impacts outside of all articles, etc., etc. Meanwhile, in other that the Internet hasn’t changed things in an of the ivory tower. The decentralization that industries it is easy to spot how the old guards “unmovable” 300 year-old industry. Indeed, occurred with the World Wide Web makes it have changed and new names have sprung the evidence actually suggests that we are in the clear how we affect those around us, and this up: Google, Wikipedia, Amazon, Uber and midst of a change so expansive that we don’t has influenced our professional lives in a sim- Facebook to name just a few. quite know how to adapt to it. ilar way. It’s not that scientists are only just On the other hand, does anyone believe We take comfort in the way things worked now waking up to the fact that they can be open, Open Access is going away? Will data not in the past, as they had slowly developed in they just didn’t realize it was possible until manageable timetables over recently. Our policies and infrastructures are the 20th century. There was unprepared for these changes, just as much as certainty in how to commu- our readiness to leave the comfort of the past. nicate science, who to trust, or what to do for academic There Would be no Open or Mega- career progression. We now Journals without the Internet live in an era with an alluring Just as the printed journal was a forgone future, but one that raises new conclusion of the printing press, so too was concerns: Open Access and the megajournal a natural How will we fund schol- by-product of the Internet. Perhaps someone arly output? How much continued on page 26

Against the Grain / February 2016 25 planet, there are still costs upstream. Some of displaying a longer article is also trivial (other Everything Evolves, Even ... this is still an expectation, in many disciplines, than upstream and archiving costs previously from page 25 that the finished product look like we’ve always discussed). It also follows that if you have a seen in the printed format — nice typesetting, business model that can pay the cost of each before the Internet’s arrival envisioned a world well-designed, etc. High quality production individual article (rather than pay at the journal of Open Access, but it is more likely that no one and typesetting still costs money. level), then a “journal” need not be limited to a had conceived what the potential for scholarly Other costs are the long-term considerations set number of articles per issue. Thus, it was communication would be even as recently as for archiving. In the event that a journal should only a matter of time before a journal arrived 1990. The technology of the time didn’t allow disappear, then there needs to be plans in place without such constraints. for anything other than the printed article with to preserve the content indefinitely, and so This journal was PLOS ONE, of course. In not just limits on article length, but also to what third-parties (such as Portico or CLOCKSS) its first year it published more than 1,200 arti- type of research could be done. are used and paid to ensure published research cles. Within six years it was publishing more The same advancements that brought forth doesn’t disappear along with its journal. than 30,000 annually — as a single journal. the Internet, for example “Moore’s Law,” Then there is the human labor cost. While Part of the success to this was not just the also brought us more powerful computational reviewing is usually done on a volunteer basis format change, but an editorial policy of not resources and tools. This led us to new ideas and organized by an Academic Editor, who is evaluating for novelty or importance (and and new science, which in turn made big data also usually a volunteer, the system behind instead focussing on sound science). Because science a “thing” and meant that what was that is complex. Certainly, a handful of aca- articles are not rejected on “spurious grounds,” previously considered adequate, the printed demics could and do get together to produce the acceptance rate increases, and thus publi- article, was no longer a sufficiently-sized some journals without any paid employees, but cation numbers increase as well, giving rise to container in the Internet era. this is very rare. Ensuring a smooth, speedy, “the megajournal.” The Internet also made us rethink who and standards-compliant process at scale still The megajournal PLOS ONE turned out research should be serving. With printed lit- requires paying a staff. Authors need to be to not just be successful in publishing a large erature, the boundaries of information access checked; reviewers need to be chased; editorial part of the STM literature (nearly 3% of it seemed clear — distributing a printed article queries need to be resolved. annually), but it was also a financial success. to everyone in the world just wasn’t thinkable. All of these factors add up to a non-trivial It more than subsidized the other Open Access But now we have entered a world in which amount. And even in venues such as arXiv that journals in the PLOS organization’s portfolio anyone with access to a computer and the have no expectation of typesetting, proofing, that were running a traditional limited article Internet could conceivably retrieve informa- long-term archiving, and no peer-review, there issue — despite appearing online only. For the tion instantly and cheaply. Unlike a printed are large costs reaching nearly $1M annually. first time, a path towards a sustainable Open article, duplicating information stored as bits Access future started to appear. was virtually free. These costs have meant that to reach the goal of reading and downloading for free, The megajournal model has been so fi- Indeed, the Budapest Open Access Initia- there had to be money coming from some other nancially successful that nearly every major tive and the definition of Open Access arose source. While Open Access says nothing about publisher has now started an Open Access out of this reflection of what the Internet meant. the financial model, it has become common to megajournal (including PeerJ, of course). In summary, the Internet changed science associate most peer-reviewed Open Access ar- And so, while traditional publishers still run and our expectations of scholarly communica- ticles with the “Gold OA” model. Popularized subscription-based journals, the Open Access tion in three fundamental ways: by BioMedCentral, in the Gold OA model the model is rapidly becoming their fastest grow- 1. Distribution has become commod- publication charges are paid for by the author ing market. itized. Articles of any length, and in some way (either personally, via a grant, or With every publisher now entering the their corresponding journals, can through their institution). Open Access megajournal game, a new type of be distributed for the same cost as A “hybrid” model has also appeared in tradi- competition has entered the academic scholarly smaller articles. tional subscription journals — where an article market. Prestige still dominates, however, 2. The same technology that made the in a pay-walled journal can be made Open megajournals now also need to appeal to the Internet possible also started to gen- Access by paying the article charge, however, individual author who decides where to publish erate new types of research, output other articles still remain behind the pay-wall. and pay. The “author experience” matters now, formats, and large amounts of data. This model has been met with some contro- more than ever before. 3. “Free access” to research for anyone versy, as there are concerns that publishers are The core author experience involves the was a possibility. “double dipping” by taking both subscription submission platform for any journal. Under The first two changes have given rise to money and the Open Access article fee. the subscription model, where prestige domi- Megajournals, whilst the third represents Open At PeerJ we’ve developed another path, nates, authors are more willing to put up with Access. We put quotes around “Free access” which doesn’t depend on a per article charge, difficult submission workflows, and software because it actually refers to two key points of but rather is a membership per author (though (along with unpleasant or slow peer-review). Open Access. First, that there is no financial PeerJ also has the traditional per article pricing It made sense that this non-core facility of sub- barrier to obtaining the research article (what as well). The membership model is a refine- scription journals would be outsourced. That is sometimes referred to as “free, as in ‘free ment that helps to further reduce the financial has changed with the megajournal competition beer’”). And secondly, that there are no legal burden toward sustainable Open Access. It isn’t and Open Access. or technical restrictions to reading, download- the only thing contributing to lower OA costs, PeerJ was the first to recognize how “core” ing, or reusing the research conclusions. For technical innovation plays a large part, but it the submission experience is to attracting au- example, in the case of CC BY distribution, does show that publishing high quality Open thors in the megajournal world, which is why copyright remains with the author, but anyone Access can feasibly drop to a very low cost. it built the entire workflow in-house rather than is allowed to download and reuse the article. Going hand-in-hand with Open Access licensing an outside vendor product. Other These two key points of the Open Access and the Internet was the realization that what publishers have now been following suit, and definition present a problem, however. That the journal can be changes when there are no naturally that is also flowing into the subscrip- is, how do we find a sustainable solution to space constraints. This is the “megajournal.” tion submission systems as well. these lofty ideals? In just the last few years, the core compe- The Megajournal and Publisher tencies needed by a modern academic publisher Toward Sustaining Open Access Evolution have drastically changed. It now makes sense While the Internet has reduced the cost to As mentioned, the cost to reproduce and to have in-house expertise in technology and make duplicate copies of a research article distribute digital bits in the Internet era is user experience. The megajournal landscape and instantly deliver it to the other side of the trivial; it therefore makes sense that the cost of continued on page 28 26 Against the Grain / February 2016

the research they fund find a home in Open thoroughly. For example, how are Everything Evolves, Even ... Access venues. committees handling these chang- from page 26 And the traditional brand-name journals es — what examples of successful are increasingly failing due to the increasing transitions are there, how were they is re-shaping user expectations, much like what pressure to always publish what is perceived as implemented, or what else can be the iPhone and Google’s “material design” the most novel findings. These policies result learned from them? What are the have done. in more retractions in the “top” journals. impacts of making decisions still With the rise of the megajournal and Open based on the print era information? Statistically, it makes sense that the best Access, however, we’re now recognizing a And how are organizations and in- research and best authors are more and more new issue— journal prestige is a holdover dividuals transitioning to fund Open likely to be found in megajournals and Open from the past… Access? Access venues as they account for more than 10% of the literature. 2. From that research we should be able The Conundrum of the Megajournal, to start developing new policies at Open Access, and Prestige However, hiring, tenure, and grant com- different governance levels to aid It is through the historical artefact of print mittees are struggling with these changes. For in the transition. We need to ensure that we developed the still current mechanisms years they have relied upon just the journal better decisions are being made at of funding, tenure, and other facets of the ac- name and, by extension, the Impact Factor to the author and article levels, and ademic world. In the resource-limited era of make decisions. The problem isn’t so much that Open Access continues to have print, it made some sense to use the journal as a that good research can’t be spotted in Open a sustainable future. proxy for quality of the individual article. This Access journals, but it seems to be the uncom- fortable acknowledgment, due to tradition, that 3. Finally, educational and influencer was further exacerbated by a growing reliance campaigns are a must if we are going on the Impact Factor in the late 1900s. good research isn’t just published in “brand name” high impact journals anymore. to upend perceptions of where the Individuals and organizations could afford best research is located and how to purchase, deliver, and find only a limited This isn’t a problem necessarily solved Open Access can and should affect number of articles in the print and pre-Internet by technology either. Even with the best of career progression and decisions. world. Journal names, and the “filter” they altmetrics, existing or yet to be innovated, we Senior researchers are a powerful in- represented carried a lot of weight. Those will still have this perception problem with fluence, and should be encouraged to limitations do not exist now as search engines, Open Access and megajournals. These types send their best work to Open Access recommender systems, and boundless access of problems require a different set of solutions: journals. research, policy, and education. to Open Access literature means we can virtu- In conclusion, the Internet has had a ally filter every journal. The only limitation Open Access and megajournals have be- profound impact on scholarly publishing. It is whether the article is Open Access and the come a valuable asset and look like the future causes us to question much of how we decide quality of the filtering process. of scholarly communication. However, we what to fund, hire, read, and where to publish. Attitudes are shifting though — the brand recognize that comfortable traditions are being There are many unanswered questions that will name journals are no longer always the first upended with these changes, and so we propose require a concerted strategy to understand and choice for scientists, as Open Access is now three strategies to smooth this transition: implement solutions in the Open Access world frequently more important. Funders, and 1. Top-level research is needed to that we now live in. even entire countries, are also mandating understand these changes more

Adaptations in Publishing — Publishers and Librarians Advancing Research by Maggie Farrell (Dean of Libraries, Clemson University) and Alicia Wise (Director of Access and Policy, Elsevier)

Introduction themselves are also involved in creating new research outcomes, and to promote awareness Research is improved when researchers environments, for example by engaging so- of their impact. Well-designed technology un- are able to connect with other individuals to cial media to connect in new ways with new derpins all of these services — and the largest share results, concepts, theories, data, and audiences. These new environments enable publishers utilize high performance computing disagreements. Researchers thrive in an open publishers, librarians, and researchers to work clusters to support robust analytics and big data environment where theories and results are together in new ways to advance research and processing. And publishing at its heart is a very readily available. Researchers are motivated make it more efficient and impactful. Technol- social endeavor, relying as it does on human by scientific discovery, access for their infor- ogy also provides an opportunity for publishers relationships. For example, here at Elsevier we mational needs, and promotion of their own and librarians to create a new relationship in work closely with over 7,000 editors, 70,000 and other’s works. Non-researchers also gain support of mutual goals of expanding research editorial board members, 300,000 reviewers, expertise and knowledge when they have ac- and supporting researchers throughout the and more than 1,000,000 corresponding au- cess to current research and science. research process. thors every year. By working with librarians, more than 12,000,000 researchers at thousands With the advancement of technology, pub- Overview of Ways in which Publishers lishers and librarians have an opportunity to of institutions and companies worldwide have create new environments that facilitate sharing Support the Research Process access to our products. and communication during the research pro- Publishers provide access to, and quality Authors too want to be able to dissemi- cess as well as access to final research results, assurance of, content, data, systems, tools and nate and share their research, and publishers supporting data, reviews, and ongoing work analytics that help universities and research- actively provide tools and services to enable based on the research results. Researchers ers define, manage and achieve their desired continued on page 29

28 Against the Grain / February 2016 application process including the develop- within the information environment, to assist Adaptations in Publishing ... ment of data management plans, plagiarism the university in understanding how research from page 28 reviews, providing background research, and is being used around the globe. assisting with future publication options. Librarians have significant expertise that this. For example, we find that many authors Librarians are demonstrating their value in contributes to the research lifecycle and these are especially excited to share news about their the development of data management plans skills contribute to university needs in advanc- publications, and so we provide them with as they are able to understand the technical ing their research education and programs. The training on how to use social media and also requirements, storage issues, storage options, foundation for these skills is the relationship special Share Links to their article which will security, and intellectual property issues for between librarians and faculty. Librarians get anyone who follows the link — for example a set of data. These skills complement the know the power of a robust information envi- from Twitter — behind our paywall to access information technology operations within a ronment and strongly support the advancement the full text. All publishers offer open access university and facilitate the decisions that a of research through their work with faculty, publishing options, enable authors to self-ar- faculty member must make in the develop- universities, agencies, and publishers. chive versions of their subscription articles if ment of their research projects. they would like to do so, and have access to Once faculty members have finalized their Common Values in Support of the programs to ensure articles are available in de- research, they have a variety of options for Researcher veloping countries, to patients, and to members publishing their research. There may be funder In examining the lists of activities, there is of the public. Many authors are very keen to requirements and a librarian can assist faculty a significant overlap in activities that publish- track the impact of their article, and tools such in determining their publishing options, for ers and librarians conduct within the research as our My Research Dashboard can help them example, requirements for green or gold open process. It is clear that both are very passion- do this easily. access, and can facilitate the dissemination of ate about supporting researchers. We all are It is undeniable that the world of research is outputs via one or more repositories. Many harnessing technology to innovate the ways rapidly changing. Researchers, research man- universities support open access through we provide support. Librarians and publish- agers, and librarians are acutely aware that they publishing fees or the grant may pay for open ers are symbiotic, and we support researchers find themselves in an ever more demanding and access. A librarian can provide guidance to a best when we work together. Despite this sometimes highly competitive environment. faculty member for these choices. Librarians great synergy, we sometimes focus more on In order to deal with these challenges and to can also assist with PR to promote research what separates us than what unites us and can increase the impact of research on society, ac- results. This might include library announce- allow this to become a barrier and distraction. ademics need technology and tools that enable ments on recent research, feeding social Perhaps chief here can be a con- workflow efficiency, sharing and collaboration. media with highlights of university cern that the financial models of Publishers have a key role to play in helping research, and honoring faculty publishers is the only thing that to address these challenges and increasingly publications and research for the motivates them, rather than the this extends beyond the publication phase to university community. very real shared concern in include providing solutions for doing research, Librarians also support supporting the researcher and managing data, and sharing conclusions and the research process contributing to the world’s outputs. We help research institutions target through their work knowledge. their investments, identify funding opportuni- with graduate stu- While publishers and li- ties, and comply with funder policies. dents and programs. brarians both support and At an institutional level, we support librar- As students set forth advance research, there can ians as they add services to support research- their research programs, be disagreement — particu- ers’ data management needs, and implement librarians are excellent larly during renewal negoti- research and institutional repositories. The guides in teaching ations — on prices for access results of these collaborations are inspiring a the research process to published research and new generation of tools, platforms, pilots and and working with tools. Price increases above programs designed to address the challenges students to identify inflation rates have angered of the future. This is, for example, the context the research eco- many librarians who believe in which the Mendeley Data Service has been system in which that the publishing industry developed. they will operate benefits too much from the Overview of Ways in which Librari- throughout their academic uncompensated or limited careers. This process may begin at the under- compensation of university researchers who ans Support the Research Process graduate level as more universities define a edit, review, and promote published materi- Librarians are increasing their contribu- research experience at the baccalaureate level. als. Many believe that libraries have borne an tions to research and partnering directly with A thorough knowledge of the research process unfair burden caused by the pricing policies faculty in the grant and research processes. is not just about the final dissertation but of highly profitable publishers, and they have Librarians bring their expertise to bear on the encompasses the entire graduate experience. not benefited from the efficiency gains of research process — not just by identifying A growing need for universities is assess- technology. On the flip side, publishers are critical research and resources that assist a ment and providing metrics that measure often highly efficient at controlling costs (and faculty member in their work, but by being a research impact, faculty productivity, and com- thus their profitability), are also coping with partner who develops data management plans parisons with peer institutions. Librarians may increasing workloads (article submissions and advises on intellectual property (IP) rights. work in concert with research and academic grow in double-digit percentages each year), This expanded role provides researchers with offices to determine what measurements are compete with other businesses with similar or increased expertise for managing information appropriate for a particular institution, and higher profit margins, and price their services to and dissemination within a dynamic informa- the measurements may be used as a way to reflect their value rather than their costs (as do tion ecosystem. Librarians are able to con- benchmark a university or department. The many service providers). This most sensitive of tribute to the research process in support of a academic library may provide a set of tools topics could be discussed in calm and rational robust academic research program. for this purpose or may develop reporting tools ways, but too often is so highly emotive this Librarians are developing ways to be fully within an institutional repository to provide proves impossible. engaged with the research process and may be impact metrics. As social media increases, Let’s return to what unites us! We all critical partners in the formation of research librarians may provide direction on how social agree that publically-funded research should through the dissemination process. Partic- media complements traditional citation impact be readily accessible to the taxpaying public. ularly for academic institutions, librarians factors. Librarians are bringing their usage Taxpayers fund the research itself, and reports are working closer with faculty in the grant expertise, developed through years of working continued on page 30 Against the Grain / February 2016 29 patients. Research advances by sharing quality in editing and reviewing, liberal policies for Adaptations in Publishing ... results and is a public good available as widely interlibrary loan and consortial purchasing, from page 29 and easily as possible. reduced embargo policies, and national pur- chasing agreements. and so forth of that research should be avail- Moving Forward Together Publishers and librarians can further their able to them. Members of the public are also How might librarians and publishers move collaboration through the development of interested in accessing publications, but here forward better and together given that we have joint standards for tools that support research. the publication costs have not been paid by common interests in supporting the advance- National Information Standards Organiza- the taxpayer but instead by the publisher. So ment of research and yet very different views tion (NISO) is an example where publishers the ways that public-funded research articles on pricing? While difficult at times, librarians and librarians are able to have an impact on are made available need to enable publishers and publishers must continue the collaboration research through the joint efforts to standard- to recover those costs. This happens in a conversation in order to move forward, perhaps ize such activities as researcher identification, variety of ways. Under the gold open access at times on parallel tracks, but the relationship object identifiers, metadata elements, and usage model publication costs are paid upfront must be maintained. Differences in opinions statistics. Such forums are effective to continue by the author, funder, or institution or by a should be clearly stated in a professional various conversations that build on common sponsoring organization. Costs can also be manner with common goals at the center of goals in support of the research process. recovered through subscriptions and in these conversations. Embargo periods are an ex- cases a version of the article is made available ample where compromise is possible between From a library perspective, it can be under the green open access model — through librarians and publishers — librarians might unfortunate when a particular publisher will self-archiving in discipline, governmental, wish these to be 0-6 months and publishers develop a great tool for researchers and that or institutional repositories or via publisher 24-36 months — but clearly compromise is tool does not reach a competing publisher. The services such as CHORUS. Taxpayers possible. This will require attention to data research ecosystem benefits from tools that should have the ability to see the results of and careful dialog, after all no two journals or are publisher agnostic. There are some terrific their investment, and publishers and librarians subject areas are exactly the same. examples — identifiers such as FundRef and ORCID, services such as CHORUS, or cross need to work on ways that honor the public Librarians and publishers may jointly de- investment in research. platform text and data mining services such as velop tools that help researchers work across those from CrossRef. Librarians can be key A growing responsibility for academic institutions. Researchers require tools that are to the development of these sorts of tools that libraries is the development of repositories simple, discoverable, seamless, intuitive, free, support a variety of publishing companies: by that promote access to university research, and where any IP restrictions are managed specifying requirements on what services are including student research. Certainly this transparently. Librarians well understand how needed by researchers or what tools or publi- is essential as universities promote their faculty work and their immediate needs, and cations need to be linked to be more effective, impactful research. Digital repositories are publishers have a wealth of research about and as neutral third parties that can work excellent methods to collect, promote, and their behaviors and needs too. Working with across publishers to support the joint goal of make accessible university research. These publishers, librarians can help to develop furthering research. repositories also support public accountability value-added tools that may complement as universities provide statistics on faculty their institutional repositories. In addition, Conclusion productivity and outreach and sometimes universities require tools and assessment on This is an exciting time as technology connect repository systems to faculty activity faculty research supporting their accountabil- enables new ways to communicate, conduct reports. Open access and scholarly repositories ity requirements. Librarians can be a strong research, connect with a global research serve a critical reporting function for many contributor in this process working with pub- community, and disseminate research results, universities. It is therefore unsurprising that lishers on university needs in the development data, and reviews. Librarians and publishers most publishers support and provide services of reporting and statistical tools. may not always agree, but we can agree that for digital repositories. Higher education funding is an ongoing technology and electronic information play a Most importantly, open systems of sharing challenge throughout most of the world. In vital role to help society move forward and results, data, and reviews can foster innovation the USA, states are challenged with mandated we can also agree that research is critical for and collaboration. Technology enables new costs for prisons, health care, and K-12 ed- our world. How to fulfill the promise of an ways of working across disciplines, univer- ucation, resulting in less funding for higher open, connected world may be challenging, but sities, and geographical distances to discover education and restrictions on tuition increases. this need not deter us from working together, new methods and to apply research in diverse Librarians feel strongly that publishers should given our shared and ongoing commitment to applications. Researchers can connect in new work with librarians on ways to mitigate price research. ways with other researchers and with users of increases for information resources — for ex- the research, for instance doctors with remote ample granting credits for faculty involvement

We have been getting all sorts of subscrip- Speaking of a lot to read, perhaps storage Rumors tion renewals to ATG this year. Have you won’t be an issue in the future if we live long from page 8 renewed your subscription? Print and online enough? Here Is a link — Eternal 5D data are bundled and are incredibly inexpensive. storage could record the history of human- that she has been writing Hot Topics for two In the U.S. you are talking ten cents a page! kind. “Using nanostructured glass, scientists years?) is about culturally responsive teaching. How about that? from the University [of Southhampton]’s http://www.against-the-grain.com/2016/02/ Mark Herring has a new book just out — Optoelectronics Research Centre (ORC) atg-hot-topics-21916/ Social Media and the Good Life: Do They have developed the recording and retrieval pro- cesses of five dimensional (5D) digital data by Y’all I know there is a lot to read out there Connect? (McFarland, 2015, $28.95) Con- femtosecond laser writing. The storage allows but I want to point out that Tom Gilson is doing gratulations, Mark! BTW everyone, I know unprecedented properties including 360 TB/disc an unbelievably thorough job of organizing the that many of you have written many books that ATG NewsChannel and keeping us informed. data capacity, thermal stability up to 1,000°C and we might not all know about. That’s why soon virtually unlimited lifetime at room temperature More than one person has told me that they — very soon — I hope we will have a section (13.8 billion years at 190°C) opening a new era can keep up with library news just by reading on the ATG NewsChannel called Books From of eternal data archiving. http://www.eurekart. Tom’s weekly digest. Check it out! Our Crowd! Coming soon to a computer, org/pub_releases/2016-02/uos-e5d021516.php http:www.against-the-grain.com/ laptop, iPhone, iPad, Android, etc. near you! continued on page 33 30 Against the Grain / February 2016

32 Against theGrain /February2016 Op Ed — Opinions and Editorials H University ofUtah;Phone:801-721-1687) Column Editor: People What TheyWantthe orNeed? Give — WhatThey Op Ed— questions, andIthinkwe’repretty goodataskingthem. should thatsomeonebethelibrary? These areimportant scholarship and ofsociety generally? Another question is: need tobeperformingthemfor thegoodofourpatrons, these roles.Oneis:aretheyimportant roles—doessomeone some oftheoneswecommonlyidentifyincludethese: distinct from whattheywant,isalwaysreasonablyaccurate.) as giventhatourassessmentofwhatpatronsreallyneed, for thepurposesofthisparticular column I’m goingtotake it at knowing whatthey need. That’s animportant question, but confident theyneed? tenuous? Inother words, whatifthey don’t wantwhatweare scholarly work,theconnectionbetweenneedandwantis if, forourpatronsandinthecontextoftheir question that increasingly worries me:what going to need in the future. But here’s the our patrons,both students and faculty, are what out figure to trying on center to tend academic libraries, and thoseconversations number ofconversationsaboutthefuture It’s because I’vebeeninvolvedlately ina column? broccoli in anAgainsttheGrain us whenweencouragehimtoeatbroccoli. right or wrong,will shape his behavior towards about that in fact,buthisperception, whether creating a problem for him. Now, he may be wrong a problem for him—in fact, he may feel that we’re it’s very possible that he will not perceive us as solving more tenuous,andifwetrytogettheboyeatbroccoli this case,theconnectionbetweenneedandwantismuch not feelanydiscomfortatall,leastintheshortrun.In craving forbroccoli,eventhoughheneedsit.Infact,may In thiscase,it’s relatively unlikely thathe’sgoing tofeela deficiency that can only be remedied by eating more broccoli. him bygivingsomethinghealsowants. actually needs, hewillexperience us solvingaproblemfor need andwantisveryclose:ifweoffer athirstyboywhathe to Correct Opinion) want it. When itcomestothirst,theconnection between There areseveralquestionsweneed toaskourselvesabout • • • • • • • When wetalkaboutthefuturerolesofacademic libraries, (Let’s leave aside for nowthe question of how good we are Why am Italking about water and Now suppose that this same ten-year-old boy has a vitamin

Connecting scholarstoeachother. Personalizing theinformationexperience. the world. Making our faculty’s scholarship freely available to Archiving andcuratingresearchdata. patrons’ behalf. Certifying and selecting high-quality content on our information options. of maze a through way their find patrons Helping dance ofinformation. abun- confusing a of sense make patrons Helping going to needsomething to drink, but he’s also going Imagine that he’s thirsty. Ifhe’s thirsty, he’s notonly ere’s athoughtexperiment:imagineten-yearoldboy. Rick Anderson(AssociateDeanforScholarlyResources&Collections,MarriottLibrary, IMHBCO (InMyHumbleBut data; theydon’t doit. decreasing numbers. We wantthem toarchive their research about OA. We wantthemtocheckoutbooks;theydosoin available onanopenaccessbasis; theymostlydon’t caremuch on theopen Web. We wantthem to make their scholarly work with the library’s website or discovery layer; they want to start monstrably want to do. We want them to start their research as librarians,thinkourpatronsoughttodoandwhattheyde- me is that I think I seeagrowingdistance between what we, both, andwealwayshave.”Fairenough.Butwhatconcerns to choosebetweenservice and education; as librarians we do Rick, you’readvancingafalsedichotomyhere. We don’t have whose supportisessentialforourprofessionalsurvival). peril (since the people we’re trying to change are also people political and difficult) notoriously is people changing (since on usasprofessionals;thesecondisfraughtwithfrustration grates of kind option first The model). education (the need try tochange them so that they will want whatweknowthey or modeloflibrarianship) betheservice would (this they want change whatwe’reoffering themsothatitcorrespondstowhat that doingthosethingswouldrequire? practices and workflows new the adopt to interested ciently suffi- not least at or — data research their archiving securely making their scholarship freely available to the world, or in information experience? What ifthey’renotinterestedin (http://bit.ly/1nKFBPP ucate our patrons — or, in other words, to change their minds. answer shouldbeyes,andifitisn’t yes,thenit’s ourjobtoed- of asking?),andIthinksometimesit’s becausewethinkthe that the answertothem is obviouslyyes(sowhat’s thepoint good ataskingthem.Sometimes this isbecauseweassume These arealsoimportantquestions,butIdon’t thinkwe’revery and if they do care, do they want the library to perform them? do ourstakeholderscarewhetherthoserolesareperformed, Here’s anotherquestion,though,andit’s alsoimportant: At this point, most readers are probably saying “Come on, Clearly, in such caseswehave only two choices: either Those whoreadacolumnIwroteforAcademic Newswire getting a senseofdéjà vu here; I’mbackonthetopic or notasource is trustworthy, ortopersonalize their information world forthem,ortotellthemwhether of confused anddon’t wantusto“make sense” ofthe know when we’re involved in which kind of thinking. kindofthinking. we’reinvolvedinwhich when know I that terms those of definitions provisional the By to bearinmindthedifferences betweenthemand to of thinking are essential, but that it’s important always used in that column, figuring out what our patrons our what out figuring column, that in used patrons wantXor Y?”). to determine how thingsought to be(“Shouldour actually want isamatter of “science” —ofusing “religion” — applying values to aquestion in order ing out what our patronsshouldwant is amatter of of apropositionlike“OurpatronswantX.”Figur empirical evidence to establish the objective truth is versus So whathappensifourpatronsdon’t thinkthey’re In that earlier column I emphasized that both kinds In that earlier column I emphasized that both kinds should ) backinJanuaryoflastyearmaybe , or “science” versus “religion.” continued onpage33 - IMHBCO from page 32 against thepeople grain profile If I’m right — if the distance between what we think our patrons should do and what they actually want to do is getting wider — then Marketing Director, University of Virginia Press there’s a real tension between our service and PO Box 400318, Charlottesville, VA 22904 education roles, and that tension is increasing. Phone: (434) 924-1450 • Fax: (434) 982-2655 And if that’s the case, then we face some pretty • www.upress.virginia.edu difficult questions in the near- to mid-term future, and whatever answers we come up Born and lived: Born in San Antonio, TX; college at University of Texas at Austin; with will be fraught with risk. Move too far graduate school (MFA) at University of Virginia; three years in the Netherlands, where I in the direction of “just give the people what they want” and we end up abdicating our role was married and my first child was born; working in publishing for nearly fifteen years now. as professionals and (in many cases) as faculty family: Wife Margot, daughter Kate (currently attending UT Austin), and son Jan, plus members. Move too far in the direction of English lab named Lobo, and two lab rats — sorry, I mean cats. “educate the people so they learn to want what favorite books: I’m surrounded by scholarly books at work, so it’s pretty much all they should” and we run the serious risk of fiction on my own time —Joyce’s Ulysses, the Modern Library edition of Chekhov’s alienating our stakeholders. The appropriate stories, Jesus’s Son by Denis Johnson, Philip Roth’s Zuckerman Bound, Alice Munro’s and effective resolution to this tension is going Selected Stories, Moby Dick, Lolita…I could go on. to vary from library to library and institution most memorable career achievement: Helping to turn Rotunda from a to institution, and will depend on (among grant-dependent side project with one title and roughly a dozen customers into a resource other things) the amount of political capital that is available in the majority of ARL-member libraries and provides a robust revenue the library has in reserve, the actual amount of

Jason Coleman stream for the Press. distance existing between patrons’ desires and library practices, and the nature of the changes goal I hope to achieve five years from now: after selling plenty of other people’s the library wants to see in patron behavior. books, I’d like to publish my own. What does not vary from library to library, how/where do I see the industry in five years: The digital revolution will create I believe, is the radical importance of paying a publishing environment in which nothing goes out of print, where even small publishers attention to these questions and addressing have a far greater awareness of alternative markets, and where new technologies (XML them in a careful, mindful, and strategic man- workflows, data mining) result in increasingly fluid content. I believe, however, that the ner. Our future probably depends on how well book as a physical object will remain the centerpiece of publishing. we do so.

when she spoke about Data Papers in the Services (NFAIS). Her publishing expertise Rumors Networked Era. was gained working for such prominent content from page 30 http://www.slideshare.net/CharlestonCon- providers as Elsevier, Thomson Scientific ference/data-papers-in-the-network-era-by- (now Thomson Reuters), and John Wiley & Talk of Open Access is everywhere! Mi- mackenzie-smith-mit-libraries Sons. Jill continues to write for a diverse set chelle Flinchbaugh’s Biz of Acq about Mary- of publications, including Information Today land’s Shared OA Repository, MD-SOAR is And not to miss, Cabell’s The Source and the Scholarly Kitchen blog. Multibrief on Open Access. about how ten university libraries implemented Henrietta Verma is a librarian who has a consortial repository, this issue, p.70. http://www.multibriefs.com/briefs/cb-cabell/ worked in public libraries in New York, first as Moving right along, Don Hawkins’ report cb-cabell021616.php a librarian then as a library director. In 2006, on The Impact of OA Model (p.67) includes The National Information Standards she started her publishing career at School many interesting discussions. I especially Organization (NISO) has announced that Jill Library Journal. Etta continues to review noticed the View of the OA Front from a O’Neill and Henrietta Verma have joined the for LJ and is also working on book about Graduate Student (Kenneth Yancey, Cor- organization as Educational Programs Man- writing and reviewing that will be released nell) and the comments by Mackenzie Smith ager and Editorial and Communications in mid 2016. Congratulations to Etta and (University Librarian, UC Davis) about the Specialist, respectively. Jill O’Neill has been Jill and NISO! increasing disconnect between European and an active member of the information commu- I just ordered the book Your Digital After- American approaches to OA (gold vs. green). nity for 30 years, most recently managing the life by Evan Carroll and John Romano (New You might recall that Mackenzie Smith riveted professional development programs for the Na- Riders, 2010). Did you know that you need a us during the 2011 Charleston Conference tional Federation of Advanced Information digital executor for your estate? How about your Facebook pages? Your emails? I remember an article a while ago Future Dates for Charleston Conferences (several years) about a woman whose sister had died and she wanted access Preconferences and to her deceased sister’s Facebook Vendor Showcase Main Conference account and pictures. Apparently this is not always possible depending on 2016 Conference 2 November 3-5 November the policy of the provider. I had no 2017 Conference 8 November 9-11 November idea. Do you? 2018 Conference 7 November 8-10 November https://www.rocketlawyer.com/article/ 2019 Conference 6 November 7-9 November appoint-digital-executor-estate-plan.rl 2020 Conference 4 November 5-7 November continued on page 55

Against the Grain / February 2016 33 ATG Interviews Jason Coleman Marketing Director, University of Virginia Press by Tom Gilson (Associate Editor, Against the Grain) and Katina Strauch (Editor, Against the Grain)

ATG: Tell us a little bit about yourself. beginning, particularly from the Mellon Foun- What is your role at UVa Press? What is dation. A requirement of our first Mellon grant it about working for a university press that was that we publish only born-digital content. attracts you? This was a very worthwhile goal to pursue, JC: As Marketing Director, I’m respon- but we soon realized that digital editions of the sible for many of the things you might expect Papers of George Washington and the Papers — advertising, our seasonal catalog and other of James Madison, both of which we published direct mail, Web marketing. Our press han- in print, were not only excellent opportunities dles many eBook and print-on-demand issues for us to expand into the digital world but were through its marketing department, so we are also badly needed by the scholarly community. involved in everything from agreements with Our born-digital beginnings helped foster a aggregators to the management of metadata. A creativity, however, that was invaluable when large part of my work centers on our electronic it comes to something like The People of the imprint, Rotunda, for which I handle all mar- Founding Era, a biographical archive covering keting and sales. tens of thousands of individuals that was de- veloped specifically for Rotunda. So I think I originally came to the University of Vir- it was important that we didn’t begin by doing ginia to do an MFA in their Creative Writing straight conversions; it helped to set the bar program, and as a writer I naturally was very pretty high for us. attracted to working in publishing. The uni- continue expanding? Are there plans to add versity-press world allows you to work with new collections? Another learning experience was the crash intelligent, gifted people who are applying their course we had in the library landscape. As JC: We are always adding new titles to long as we produced only print books, our talents in a refreshingly uncynical way. I have Rotunda, but as far as expansion goes, there no wish to sell orthopedic shoes or radial tires, contact with libraries was minimal. The rise are a few things that stand out. I already men- of eBooks has probably forced all publishers although the world needs those things; I like tioned the ever-growing Archipedia. There is selling books. to learn something about how libraries acquire also our recent expansion of the Presidential content and build collections, but venturing ATG: Although UVa Press publishes Recordings Website, which debuted in 2011 into digital publishing with Rotunda already some 50 to 60 new book titles each year, the with several hundred transcriptions and audio a decade ago allowed us to navigate that world Rotunda Digital imprint and its collections files from theLyndon Johnson administration. ahead of the pack. seem to be a growing focus. Can you tell We have just recently expanded this publication us more about Rotunda, its purpose and the to include substantial material from the Kenne- ATG: At that time Mark was also deep subject emphasis of its collections? dy and Nixon administrations, so the user now in a strategic planning process that foresaw JC: We have been releasing electronic gets a very broad, but still intimate, view of a an even greater integration of Rotunda into publications through our Rotunda imprint whole era. And then we have plans to trans- the operations of the Press. Can you point to for a little over a decade now. The content form our very successful American Founding some examples how this has occurred? How reflects the strengths of our print list, and so it Era collection into a broader American History does Rotunda compliment your other efforts? is very strong in history, for one. Our American collection. This is being driven by the addition JC: I’ll begin with the simple fact that Founding Era collection is anchored by some to Rotunda of notable projects lying outside Rotunda did not even reside in the same of the best documentary editions in American the founding era. One is a project we have building as the rest of the Press, so this scholarship, including the papers projects of been planning for awhile, a collaboration with integration began with bringing that staff the first four presidents, and offering digital Mississippi State University on the Papers of physically into the same space. We have used editions of this content in a searchable, in- Ulysses S. Grant. And we have just announced their expertise for a number of things. They ter-operative environment has probably been a partnership with the Princeton University helped us create eBooks that link directly Rotunda’s biggest contribution to scholarly Press and the Woodrow Wilson Presidential to online resources such as our Presidential publishing. We have branched into modern Library to bring out a digital edition of the Recordings audio files, and this is something history with our Presidential Recordings data- Papers of Woodrow Wilson. The transition we will pursue further. We’re currently base, which allows users to read and listen to to a broader history collection will also be an involved in a complete overhaul of the Press thousands of Oval Office tapes. We also offer opportunity to renovate the whole platform and Website, and the ability to do this completely a Literature and Culture collection that has implement some exciting new ideas in design in-house, through the participation of the been a useful laboratory for us as well as a very and navigation. Rotunda staff, is a great luxury. We will be steady seller. Architecture is another strong ATG: When we interviewed Mark Saun- shifting to an XML workflow for our book suit of the UVa Press, and so we developed ders, Director of UVa Press, a couple of years production, and our experience with the SAH Archipedia, an online counterpart to the ago, he said that Rotunda was founded to XML-based Rotunda publications is certainly Buildings of the United States, a state-by-state explore how the traditional strengths of a helping to ease that transition. print series we publish in collaboration with university press could be extended into the ATG: A couple of years ago, working with the Society of Architectural Historians. This digital realm. What key lessons have been the National Archives, UVa Press launched database already has entries for nearly 17,000 learned so far? a free version of some of your Founding structures in nineteen states, but we are going JC: Well, some of the things we learned Fathers papers called the Founders Online. to cover all fifty states eventually. might seem more obvious now than when we Are those resources still available? Have ATG: According to your Website there released our first publication in 2004. Because there been any recent additions to that are currently four Rotunda collections. Can a reliable revenue stream took years to arrive collection? we expect the content of these collections to at, Rotunda depended heavily on grants in the continued on page 36 34 Against the Grain / February 2016 Print Joins Digital at ProQ uest Researchers Win.

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Investigate the possibilities at www.proquest.com/go/coutts, or contact us at [email protected] Interview — Jason Coleman from page 34 againstpublisher the grain profile JC: Yes, Founders Online is very much a going thing. We just recently added over 3,000 documents from the Washington, Adams, Madison, and Franklin projects. Founders University of Virginia Press Online was the result of a congressional act to ensure that all American citizens have free PO Box 400318, Charlottesville, VA 22904 access to the papers of the founding fathers, Phone: 800-831-3406 • Fax: 877-288-6400 and in working with the National Archives to www.upress.virginia.edu fulfill this mandate we wanted to do something different than what we had done with Rotunda. Although there is some overlap of content, Executive Team: Mark Saunders, Director Founders Online is aimed more at the general Association memberships: Member American Association of University Presses. user — the high school student writing a paper, say, or the person doing genealogical research Key products and services: Books in American history, literature, politics, religious studies, on his family. The Rotunda databases include architecture, and regional titles about Virginia. Rotunda new digital scholarship collections in a far greater range and depth of content, and the American Founding Era, Literature and Culture, the American Century, and SAH Archipedia. the interface is intended more for sustained Core markets/clientele: Scholars, students, general readers, research libraries. scholarly use. The projects are closely tied Number of employees: 23 to their respective letterpress editions, retain- ing the indexes and all introductory essays number of books published annually: 70 and allowing users to navigate by the print total number of books on your backlist: 1,000 editions’ series and volumes. We have con- History and brief description of your company/publishing program: The sistently heard from the scholarly community University of Virginia Press was founded in 1963 to advance the intellectual interests not that this connection to the letterpress editions only of the University of Virginia, but of institutions of higher learning throughout the state. is valuable, and this is reflected in our sales, A member of the Association of American University Presses, UVaP currently publishes which have not been significantly impacted by approximately 70 titles annually, including digital editions. New titles are approved by the Board the introduction of the open-access site. So of Directors after a rigorous process of peer review. The UVaP editorial program focuses primarily Founders Online and Rotunda seem to serve on the humanities and social sciences with special concentrations in American history, literature, two different populations. politics, architecture and books about Virginia. Rotunda, our digital imprint, was created for ATG: What have been the effects on your the publication of original digital scholarship along with newly digitized critical and documentary print imprint as Rotunda and other digital editions in American history, literature, and architecture. Rotunda collections combine the efforts have received more attention and originality, intellectual rigor, and scholarly value of traditional peer-reviewed university press resources? How would you characterize the publishing with thoughtful technological innovation designed for scholars and students. demand for print titles? Is there a place for print in the long term future of UVa Press? JC: The Press has a diverse list that in- cludes scholarly editions, monographs, heavily illustrated books, national trade and regional short runs. In the library market, overall sales dynamic eBooks. Looking a bit farther ahead, I titles. We have decades-long relationships with of monographs seem to be flat, but eBook sales, would personally love to see an expansion and both the Washington and Madison papers with their lower margins, make up a greater acceleration of Rotunda production. We are projects, and as you might guess we were portion of the whole. Despite these shifts, busy thinking of ways, from responsive design concerned about the effect of digital editions we are committed to print books and have no to the creation of apps to greater integration of on the print volumes, which had been a reliable plans to decrease the number of print titles GPS functionality, to encourage broader use of source of income for us as well as a staple of on our list. There are some things that print our Rotunda resources. I look forward to the historical scholarship. The fact that our print books still do much better than any database or day when it’s routine for an Archipedia user to sales have remained stable since the introduc- eBook — I’m thinking, for example, of heavily pull out her smart phone and look up the entry tion of Rotunda strongly suggests that, rather illustrated books that are real showcases for on, say, the Mercer-Williams House in Savan- than one canceling the other out, the print and design — and, if anything, we are ratcheting nah as she’s standing in front of it. She would digital editions complement each other. As up our development of such projects. not only learn the architectural history of the for our print monographs, like all scholarly ATG: Speaking of the future, what do you house without having to open a book; she’d get publishers, we no longer see the robust sales think UVa Press will look like in two years? directions to Flannery O’Connor’s childhood of ten or twenty years ago — largely because Five years? home, which is just around the corner. of libraries’ dwindling budgets and increasing emphasis on digital content — so we are going JC: I mentioned our upcoming shift to an with smaller print runs than in the past, and XML workflow, which should give us a new relying more on print on demand and digital flexibility with our content, including more

36 Against the Grain / February 2016 ATG Interviews Peter C. Froehlich Director, Purdue University Press by Tom Gilson (Associate Editor, Against the Grain) and Katina Strauch (Editor, Against the Grain)

ATG: Peter you are fairly new to Purdue in a good way. As I said, my early academic questions, really, are endemic to last century University Press. What in your prior expe- training had been in the humanities, so techni- thinking. You have to cling to traumas of past rience prepared you for the responsibility of cal training in hard analytics, current tools, and disruption to see them as challenges rather running a university press? Has being the data-driven decision making brought “balance than opportunities, and to see them as centrally director of a university press always been a to the force,” as it were. I could point to some relevant to questions of what publishing will be career ambition? early leadership opportunities as well, prior to for us in the next century, i.e., you also have to PF: First, yes, over the last few years, it recent adventures, but the above really captures cling to “container thinking” and old models has been an objective of mine to contribute to it. People go about training a lot of ways. This not to see the value to be created in the next change in Higher Education and Communi- worked for me. century, with all we have at our disposal. cations/Media, or what is called Publishing, ATG: What was so compelling about Next questions will turn on trenchancy of at a higher level, and Purdue is great place the opportunity at Purdue UP? What most message-presentation and celerity of under- for it. I have been in and around scholarly attracted you to the position? What do you standing, engagement, and impact; therefore, publishing for the last nine years or so; I have see as the most pressing challenges for the on principles of communications as in mass learned a lot from everyone and wanted to Press going forward? communications. Print/digital and sales/Open give back. I completed undergraduate work PF: Purdue UP has slain dragons. I know, are all old-world plumbing questions, not ar- in the humanities (comparative literature) at because I have their heads on the wall in my chitectural ones. UC Berkeley, so along the way I have been office, staring down at me. Kind of creepy, late ATG: Speaking of digital content, what able to work with seasoned acquisitions editors at night, but inspiring. What was so compelling do you think is the most sustainable approach and scholars and make sense of things, as they about the opportunity at Purdue UP, and what to eBook publishing? Where does the print helped me to develop publishing chops in a is so compelling about the opportunity, are the fit into the overall equation? Does it have a scholarly setting. But, I saw early on that we empty plaques next to them and the support future at Purdue UP? need leaders with new toolboxes and knowl- we have to find new dragons to slay and new PF: “Best” is an interesting question. edge, in addition to these skills. So, what was partners to work with to slay them. I going to do about it? Traditionally, Presses have at least partially What most attracted me to the position was self-funded overhead through revenues from I sought out professional training and men- several-fold: the chance to work with the Pur- sales and licensing of scholarly and other tors, and I “preyed on the strong” around me. I due UP team’s notoriously nimble publishing texts. Our Purdue Model is to treat overhead plagued everyone with questions. I sought out talents; the chance to learn from the Libraries’ and infrastructure as a cost of doing business, leaders in the industry: librarians, consultants, leadership, the rest of the Scholarly Publishing provided by the libraries. We don’t seek profits and even library consultants; I found scores team, and the Libraries’ faculty (all new for to keep the lights on. We use them to bring of publishing pros from across the AAUP and me, up close and personal); and the chance to ideas to greater light. SSP; I found business consultants to publishers work for Jim Mullins. Jim is our Dean and We, in fact, employ a variety of models at across STEM and the humanities, commercials one of the most innovative thinkers and leaders Purdue, currently — always experimenting. and nonprofits; and of course I found myself in our community. at one of the leading humanities presses in the We are proud to have participated in both U.S., Indiana University Press; so, I fought The most “pressing” challenge for the Press rounds of Knowledge Unlatched (KU); we to train under the best editors and leaders we is overhauling our communications and brand- have a diversified publishing program, and had, like Dee Mortensen, Janet Rabinowitch, ing. Our strengths and vision are understated leverage grant funding from a variety of Kate Carass, Bob Sloan, Dave Hulsey, and and obscured among the various fits and starts sources. of messaging that have gathered over the last briefly withGary Dunham. I learned a great One of our titles from the first round in deal from everyone at IUP, colleagues, peers few years on our various sites. We are more than “the sum of our sites,” currently. This Knowledge Unlatched, Understanding the and interns too, and from everyone across the Global Energy Crisis, has led all other titles in AAUP for that matter. happens when you innovate ahead of the curve, e.g., pulling together library publishing, open total downloads — nearly three times as many To get up-to-date skills in other areas; you repository, and the Press (I’m leading all three); as the average title. Titles were competitively know, what else can I do? I went after an MBA sometimes messaging needs to catch up. selected by libraries, so we’re excited to be at the Kelley School of Business (Indiana). participating and that our titles are faring so The next most pressing challenges for us, In 2015, I finished completing three majors, well. As ATG readers likely know, KU has in rough order, are: reviewing technology to beyond the general-management MBA, in En- an exciting model that allows Libraries to prepare us for next-generation fully open dig- trepreneurship, Marketing, and Supply Chain bid on and crowd fund a portion of the pub- ital publishing; continuing to evolve models Management. Interestingly, I believe that the lication costs of monographs. Publishers set and workflows to build out our network of co- last of those, Supply Chain, has yielded the their overhead price, and if it is selected, the ordinated collaborative public publishing units most practical insights, when looking at the libraries all agree to pay to have it “unlatched” and projects; and buying more empty plaques. ecosystem: libraries, public, scholars, presses, for gold OA publication to libraries. Print and and higher ed’s role. That said, studying best ATG: Where do you see university presses PDF or eBook versions are also available for practices and hundreds of case studies across fitting in to the current publishing environ- sale to individuals. a host of industries, and analyzing the trends ment? In this day of decreasing print sales, Interestingly, we have some trade print in those industries, and working with other increasing digital content, and open access titles that generate sufficient revenues for us to students and faculty, (all of whom had years are university presses still viable? begin to consider pushing more of our scholarly of business and consulting experience), while PF: University Presses are a part of a monographs to gold OA as well. It’s better for going through what’s happening in scholarly viable future for university-based public pub- the scholarly market if these are just Open from publishing, post 2011/12, is what brought it all lishing, i.e., there’s less of a chance for one the hop. We’re still reviewing that approach, together: it complicated my understanding, without them. Print/digital questions and sales continued on page 38 Against the Grain / February 2016 37 As for the question of print fitting in, viability of the whole enterprise/one another, Interview — Peter C. Froehlich specifically, we publish everything digitally. i.e., each provides an element missing from from page 37 Digital is a growth area, especially Digital the long-term viability of the other. Humanities and other born-digital. Our ATG: You recently attended your first but early signs are positive. This opportunity readership for regional titles and select trade is unique to Purdue, because we just happen to Charleston Conference. What did you think? and technical handbooks, however, have less Did it live up to your expectations? What have a healthy spate of technical handbooks and need for all that digital has to offer. To serve trade titles at present, in addition to our scholarly were your biggest takeaways? Did anything them and to reach them best, we’ll also offer surprise you? monographs. This may be an interim solution, print versions of some texts. We’ll respect but one that allows us to continue to experiment our mission as a land-grant university and re- PF: Yes, it did live up, and I wish I had with more models, test the waters, and see what gional press and our mission as a professional attended sooner! I was surprised by how we need to have to best support and develop service to the research academy as we balance many conversations were going on at the projects for the global marketplace of ideas. our readers’ needs with our own near-term meeting, away from sessions. Discussions in We also developed HABRICentral, which hotspots for growth. and around the sessions are duly impressive; however, the volume and heft of the sidebar is an entirely Open research and collaboration ATG: Purdue University Press is affil- hub, for scholars, practitioners, libraries, and conversations are what’s so valuable about iated with the university library. Can you the meeting. Not to be missed. I’m hooked. the public. In its early development, much of explain that relationship? the aggregating content is linked and some of ATG: Speaking of the Charleston Con- that rests behind paywalls; however, we’re PF: We are one. The Press is part of the ference, Purdue UP is now publishing a linking to archived Green OA content, as larger whole. We’re not just “affiliated” with, series of books on library and information much as possible, and in the new rounds of we are deeply integrated into the Libraries’ science that is inspired by the Charleston funding, we’re beginning to publish original culture and structure, and we all report to one Conference called “Charleston Insights.” content. All collaborators are also able to Dean. I am part of the Libraries’ executive Can you tell us more about that? leadership, in fact, and serve in that capacity generate and contribute content. We also PF: It is a new series, started in the last contribute free versions of our related eBooks among others to the University. The Press is also only one of three units that I lead; I am few years, and it is one of my greatest honors to visitors to the site. An interesting model, to take over as its publisher. Like its name- because it is funded by a private research director of the Scholarly Publishing Division of the Purdue University Libraries, and sake, the series provides a forum for exploring foundation and therefore not by students’ leading issues of interest across the ecosys- tuition or scholars’ research dollars. Scholarly Publishing comprises our institu- tional repository, Purdue ePubs (PEP), our tem, i.e., to Libraries, Presses/Publishers, and So those are a few models where costs for library publishing imprint, Scholarly Publish- Vendors. It does a “deep dive” into the most OA publication of monographs are shared by ing Service (SPS), and our university press, trenchant and future-facing topics that arise research libraries or offset by contributions Purdue University Press (PUP), the Press in discussions at the Charleston Conference from a professional and trade audience, for being the largest and most well-established — and its related venues, such as the Fiesole other titles. There are of course others where of the three. The Libraries and Press are all Retreats. Early volumes have done quite taxpayers or students’ families are asked to part of Purdue’s contribution to Scholarly well. We doubled the title output in the series fund publication of scholarly monographs Communications, from research to practice. with the new titles offered in 2015. similarly, i.e., in cloud fashion, with author The support we enjoy from the Libraries and ATG: If any of our readers have an idea publishing fees (pre-publication funding) the Leadership on campus, not to mention for a possible book proposal, what should or institutional publishing fees (or so-called the contribution we enjoy for our Libraries they do? mid-publishing-funding). There are a great faculty and staff, all allow us to experiment many exciting projects underway. PF: If it fits with theCharleston Insights and innovate. series, or if it might fit, they should email the Sustainability is really more of an institu- ATG: What are the pros and cons of mighty Katina Strauch or the equally mighty tional or organizational question, maybe an such an arrangement? Is it a viable model Tom Gilson, as they are the editors of the ecosystem and society question, not really a long term? series. They can also email me with ideas that product question. eBooks are products. (And may or may not be a fit with Charleston, like they are containers of products.) My eating PF: It’s one model. And that’s important to note. The model doesn’t matter; the mis- ones in information literacy. None should call peanuts is not sustainable. I need a healthy me, unless you have my cell number. diet. Likewise, I need a breadth of nutritious sion does. The core of what we do matters. inputs and outputs for a strong publishing unit The “who” and “what” never changes. The ATG: Going forward, what can the and a healthy organization (university/higher model is a means to a mission. Nothing more. library community expect from the “Charles- education/society). Peanuts and eBooks may The cons are singular, so a con, really. ton Insights” series? What do you hope the just be a treat with respect to the whole diet. We are small. By comparison, we are ref- series will contribute to the library science literature? Our business is to provide what works best ugees from one of a string of balkanized to communicate ideas (to readers) and enable island nations plopped down in the middle PF: More. I expect that we will see more collaboration (between authors and press, and of a richly interdependent first-world global works coming to the fore, from Fiesole and readers and authors, and readers and the press, economy. (I think someone smart said that.) the other related venues. We’re speaking with and so on) for developing the expression of Libraries are deeply collaborative, they have many of our best voices in library science ideas in an accessible, interactive, and com- publishing faculty researching their practices in the U.S. and EU to contribute. I’m quite municative a means as possible. and the world around them and updating their pleased with our additional discussions, thus pedagogy for training next generations of staff far, of possibly including short single-author As such, that business, in a nutshell, can works on high-level topics — most of the be seen as the diegetic space between scholars and faculty continually. Libraries at most research universities have gargantuan budgets works in the series are edited volumes. We and the public and the success and excellence have a few more skunkworks type projects that can be had from the use and behavior of and staff relative to their Press, as well. Small units must be protected, so a leader like Jim underway. Folks will need to “stay tuned” elements in that space. That includes using for more on those fronts. variegated strategies or platforms, and even is key to success. multiple expressions of messages to be con- The pros are many…not the least of which veyed, in order to advance the cause. being that together we might increase the

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T: 650.493.4400/800.523.8635 (us/can) From the Reference Desk by Tom Gilson (Associate Editor, Against the Grain, and Head of Reference Emeritus, College of Charleston, Charleston, SC 29401)

The Bloomsbury Encyclopedia of Design And Were the Glory of their Times: Artil- ing collections. In fact, a number of historians, (2015, 978-1472521576, $599) is a new lery (2014, 978-1568374345, $75) is the first both amateur and professional, as well as three-volume set that looks at the world of volume of a projected three-volume series by serious genealogists will want personal copies. design from a broad multidisciplinary per- Herbert O. Chambers, III. Published by (The second volume And Were the Glory spective. As such, it is more than a collection Broadfoot Publishing these reference works of Their Times: Cavalry (ISBN: 978-1-56387- of entries covering key designers and styles. aspire to offer a fully updated and comprehen- 437-6 $75) is also currently available and the As defined for the purposes of this reference, sive list of South Carolina Confederate War third volume, And Were the Glory of Their design is more than “objects and appearances.” dead along with as much individual biograph- Times: Infantry will be published by Novem- It also takes into consideration a variety of ical information as is available. If volume one ber 2016.) other complex issues. is any indication, Mr. Chambers is well on the Given this expanded notion of design, way to accomplishing that goal. editor Clive Edwards places a spotlight on With its focus on the artillery, this volume Defining Documents in American History: the relationship of design to broader cultural, lists a total of 1,312 soldiers with some 622 Postwar 1940s (1945-1950) (2015, 978-1- economical, political, environmental and psy- names being newly discovered of which 562 61925-739-9; e-ISBN: 978-1-61925-740-5, chological concerns. He also includes entries are confirmed to have died in service while $175) is new title in this fairly extensive series covering different movements in design histo- the other 60 are listed as inconclusive. The from Salem Press. As with past volumes, ry, as well as those dealing with various design book is organized by regiment and then di- the intent is to offer students excerpts of key theories and practice. Added to this coverage vided by company with the names then listed historical documents along with context and are additional entries that discuss national and alphabetically. In introducing these regimen- analysis adequately reflecting their importance regional influences as well as relevant cultural, tal and company sections, Mr. Chambers and relevance. educational, and professional institutions. also provides a background discussion of the This volume discusses 40 primary sources Overall, the Encyclopedia consists of near- various campaigns and battles in which they that mirror significant events and prevalent ly 1800 articles written by some 200 scholars. participated. issues that arose during the years directly The primary focus is on developments in de- The entries themselves include the soldier’s following the Second World War. As such, sign over the last 150 years. Except for a few rank, company, date and place of enlistment, documents like the Nuremberg Code, the NATO exceptions like entries on design movements as well as cause, date, and place of death and Treaty, and testimony regarding the Commu- like Bauhaus and those on specific national burial when available. Age and marital status nist investigations are considered along with design, the majority of articles are concise and are also provided when known and as much the Report of the President’s Commission on to the point, offering biographical sketches, additional family information as possible is Civil Rights, Truman’s statement on Immigra- definitions, descriptions, and explanations. included. Naturally, the entries vary in this tion into Palestine, and the Taft-Hartley Act. Each entry has “see also” references and brief regard but a surprising number are very thor- Each entry is structured and written in a way bibliographies, many of which offer just one ough and will be of great help to genealogists that enables students to understand the back- or two citations. In addition, there is a com- and others interested in their personal family ground and grasp the context of the document, prehensive general index and a bibliography of history. Value-added features include an as well as its importance and relevance to the added sources. As you would expect the set impressive bibliography and an alphabetical postwar era. Each offers a document excerpt, is illustrated, primarily with black and white index of names along with the relevant page a summary overview, a defining moment, an photos. While the photos are adequate, given references. author biography, a document analysis, the essential themes and a bibliography of further the subject matter, one wishes that some color And Were the Glory of their Times… is reading. The essays are fact filled and offer plates had been included. a project that is far more than an impressive a clear explanation of the importance of each In spite of these minor reservations, The work of research; it is a labor of love. Mr. document while at the same time providing a Bloomsbury Encyclopedia of Design does the Chambers has tried to be as comprehensive solid jumping off point for further exploration. reader a real service. It uses a broad definition and thorough as possible, not only searching of design that allows for an enriched vision of in online sources like Ancestry.com but scru- Defining Documents in American History: design and its various influences. It provides tinizing roll after roll of microfilm to flesh out Postwar 1940s will be welcome by students students, scholars, professionals, and interested the record. He has combed through the official and should find a home in high school, public lay readers a handy ready reference source Compiled Service Records of the war as well as and undergraduate libraries. And like the other that should address the vast majority of their wills, probate records, estate appraisals, deed, books in this series, it may find its most value in questions while expanding their perspectives. equity, and tax records, not to mention marriage circulating collection, especially given Salem’s It should be a welcome addition to a number of and death records, family letters, and of course, offer to provide online access to those libraries academic library collections as well as to larger archive and library collections. purchasing print copies of their references. public libraries where there is strong interest. Once completed, And Were the Glory of their Times…will be a welcome addition to The SAGE Encyclopedia of African the current research about South Carolina’s Cultural Heritage in North America (2015, Confederate War dead. It should complement, 978-1452258218, $340) is concerned with update, and correct the current standard source exploring the cultural links between Africa and Broken Fortunes: South Carolina Soldiers, the Americas with a focus on the retention and Sailors, and Citizens Who Died in the Service continuity of African cultural heritage. Accord- of Their Country and State… by Randolph ing to editors Mwalimu J. Shujaa of Southern W. Kirkland Jr. (reprinted 2012, University University in New Orleans and independent of South Carolina Press, 978-1611171433, scholar, Kenya J. Shijaa, this two-volume $39.95). set is informed by a different perspective than Academic and public libraries as well as traditional Western formulations. The focus archival collections that collect in this area will in this encyclopedia is on “the historical and want to add it to their reference shelves — and cultural significance of Africa as source and where there is heavy interest, to their circulat- continued on page 41 40 Against the Grain / February 2016 mation of the national literature of ABC-CLIO has also released some new From the Reference Desk the United States, from the Hebraic titles including: from page 40 sources of the Puritan imagination • Clothing and Fashion: American to narratives of immigration and Fashion from Head to Toe. (2015, origin,” not on the history, sociology, eco- acculturation. This body of writing ISBN 9781610693097, $415; eBook: nomics, and politics of North Americans of has also enriched global Jewish liter- ISBN 978-1-61069-310-3, call for African descent. ature in its engagement with Jewish pricing) is a four-volume set that Therefore, it is not surprising that among history and Jewish multilingual offers an “overview of fashion and the 350 articles in this set, there are numer- culture…” apparel and covers several centuries ous entries that reflect broad cultural topics Salem Press has releasing a couple of new of American history as seen through including adornment and decoration, food biographical reference sets: the lens of the clothes we wear — ways, arts and aesthetics, ceremonies and rit- • The Classical World: Ancient Lives from the Native American moccasin uals, spirituality and religion, and family and & Extraordinary Places (2015, to Manolo Blahnik’s contribution to kinship. There are also entries that discuss 978-1-68217-189-9, e-ISBN: 978- stiletto heels. Through four detailed specific communities and populations ranging 1-68217-190-5; $295) “covers volumes, this work delves into what from Africiville, Nova Scotia to Soul City, world cultures from prehistory people wore in various periods in North Carolina and from the Gullah/Geechee through the year 700 C.E. with in- our country’s past and why — from traditions of South Carolina to the Freedom depth analysis of civilizations, key hand-crafted family garments in Colonies in Texas. A number of articles also figures, cities, cultures and daily the 1600s, to the rough clothing of reflect the professional and scholarly nature life. Its three volumes stretch be- slaves, to the sophisticated textile of this emerging field by covering various yond the boundaries of the ancient designs of the 21st century…” concepts, theories, and models and discuss- world of Greece, Rome and Egypt, • Imperialism and Expansionism in ing various institutions, organizations and to include Egypt, China, the Near American History: A Social, Politi- publishers. East, Europe, Africa, the Americas cal, and Cultural Encyclopedia and The articles are scholarly and grounded in and more, to provide true world Document Collection. (2015, ISBN: academic research while being straightforward, coverage … The set begins with 26 978-1-61069-429-2, $415; eBook factual and easy to access. Each entry ends overview essays, from Agriculture ISBN: 978-1-61069-430-8, call for with useful “see also” references and a list of to Writing Systems, followed by pricing) is a four-volume reference academic resources for further reading. While 1,100 alphabetically arranged es- that provides “coverage of a subject the set is text rich with few illustrations, the says on persons, cultures, wars, bat- central to American history and of layout is clear and easily navigated with articles tles, documents or works, traditions urgent importance today as the na- being divided by useful subheadings. or cultural phenomena, structures or tion wrestles with a global imperial The SAGE Encyclopedia of African Cul- artifacts, places or sites, terms, and posture and the long-term viability tural Heritage in North America embodies groups or civilizations...” of the largest military establishment a unique academic perspective. It will help • American Presidents, Fourth in human history. The work features undergraduates and graduate students gain new Edition (2015, ISBN; 978-1-61925- more than 650 entries encompassing and useful insights into the direct influences of 940-9; e-ISBN: 978-1-61925-941-6; the full scope of American expan- African culture. As such, it should find a place $195) is a “brand-new, two-volume sionism and imperialism from the in a number of academic library collections edition presenting 44 essays on colonial era through the 21st-century supporting African Studies and Black Studies the life and politics of the U.S. “War on Terror…” curriculums. It is also available electronically presidents, all arranged chrono- In addition, Palgrave Macmillan has a via the SAGE Knowledge platform. logically by administration. Each couple of interesting new titles: essay begins with ready reference • The Palgrave Encyclopedia of information, including name, ad- Imperialism and Anti-Imperialism Extra Servings ministration number, years served, (2015, ISBN 9780230392779; $480) Cambridge University Press recently birth and death dates, political part, by Immanuel Ness and Zak Cope published these literary references: vice president, and cabinet members “objectively presents the prominent • The Cambridge Guide to the Worlds by department. A comprehensive themes, epochal events, theoretical of Shakespeare (2016, ISBN: portrait of each president is then explanations, and historical accounts 9781107057258, $650) is a two-vol- presented, from birth to political of imperialism from 1776 to the ume set edited by Bruce R. Smith rise to election, term(s) in office, present…” that “aims to replicate the expansive defeat or retirement, and death. • The Palgrave Handbook of the reach of Shakespeare’s global repu- Every essay ends with an annotated History of Mass Dictatorship (2015, tation. In pursuit of that vision, this bibliography...” ISBN 9781137437624, $210; ebook work is transhistorical, international, Bloomsbury Academic has released a ISBN 9781137437648 $210) is and interdisciplinary. Shakespeare’s new art title: edited by Paul Corner and Jie- World, 1500-1660, volume one, • The Encyclopedia of Embroidery Hyun Lim and “offers a fresh and includes a comprehensive survey of from the Arab World (2015, ISBN: original approach to the study of the world in which Shakespeare and 9780857853974, $240) by Gillian one of the dominant features of the his contemporaries lived, while The Vogelsang-Eastwood is “the first twentieth century. Adopting a truly World’s Shakespeare, 1660-Present, reference work to chart the history global approach to the realities of volume two, examines what the of embroidery from Ancient Egypt modern dictatorship, this handbook world has made of Shakespeare to the present day and to offer an examines the multiple ways in which as a cultural icon over the past four authoritative guide to all the major dictatorship functions — both for the centuries…” embroidery traditions of the region. rulers and for the ruled — and draws • The Cambridge History of Jewish It maps the diversity of embroidery on the expertise of more than twenty American Literature (2015, ISBN: from the Maghreb to the Gulf States, five distinguished contributors com- 9781107048201, $180) offers an from Turkey to Sudan, traces the ing from European, American, and “examination of all aspects of Jewish impact of trade, commerce, politics Asian universities…” American literature. Jewish writing and religion on materials, colors, has played a central role in the for- styles and fashions…”

Against the Grain / February 2016 41 Book Reviews — Monographic Musings Column Editor: Regina Gong (Head of Technical Services & Systems, Lansing Community College Library)

Column Editor’s Note: What I like about being a book review a social media calendar. Aside from the traditional marketing strategies, editor is that I get to see new and upcoming titles sent my way as soon she outlines a variety of useful and practical marketing options that go as they come out. In the LIS field, I’m seeing that scholarship is really beyond these models. Marketing should travel farther than the four thriving. It excites me to see all these new books that our librarian walls of the library, and being able to reach your community is a key colleagues have been writing. They not only inform and educate, but part of social media engagement. they inspire us to become better professionals and allow us to rethink It seems every six months something new and exciting comes to the way we do business in libraries. For this issue, we have a vari- the marketplace, or one of the current social media channels makes a ety of titles that I’m sure will be of interest to you all. We have new major change. Keeping track of this can make one’s head spin. Wat- reviewers coming on board (except Corey) so that’s always exciting. son-Lakamp lays out ways to put metrics on a library’s social media and We have two books written by public librarians that are relevant for suggests ways to make the most of a social media outlet. This includes academic librarians as well. One is the book Marketing Moxie for the library’s social media policies and internal social media guidelines. Librarians which gives us new ideas and techniques for promoting Her moxie tips and tricks throughout the book provide valuable insight our collections, services, and brand. The book A Year of Programs for best practices. for Millennials and More, provides us with ideas for programming The book wraps up with ways to go beyond social marketing to that we can adopt to increase student engagement with the library. advertise the library. Advocacy and funding for library programs also Assessment of programs and services including metrics and using data fall under the umbrella of library marketing so the author summarizes to make decisions are the common themes in the books Assessing Ser- ways to take advantage of these for non-profits. Watson-Lakamp vice Quality: Satisfying the Expectations of Library Customers and rounds out the book with different tools to keep in your marketing Library Analytics and Metrics: Using Data to Drive Decisions and toolbox and reminds us that the library should be using marketing and Services. For those of you interested in bibliometrics, take a look at social media to tell a story. Scholarly Metrics Under a Microscope. Finally, if you’re wondering Whether you work in an academic, public, or special library, us- what an indexer does or why we even need them at all, check out The ing marketing tools to reach your community is an important way to Accidental Indexer. spread the word about the mission of the library. Watson-Lakamp Thanks to all our new book reviewers and as always, let me know does a great job of giving practical ways that a library can brand and if you’d like to be one. There’s a free book waiting for you. Happy market itself as a vital part of the community. This book is easy to reading! — RG read, clear, and concise and builds upon basic concepts of marketing that librarians can follow to take their library’s marketing strategy to the next level. Watson-Lakamp, Paula. Marketing Moxie for Librarians: Fresh Ideas, Proven Techniques, and Innovative Approaches. Santa Barbara, CA: Libraries Unlimited, 2015. 9781610698931. Alessio, Amy J., Katie LaMantia, and Emily Vinci. A Year of 120 pages. $50.00. Programs for Millennials and More. Chicago, IL: ALA Edi- tions, 2015. 9780838913321. 216 pages. $49.00. Reviewed by Ashley Fast Bailey (Senior Collection Development Manager, YBP Library Services) Reviewed by Emma Olmstead-Rumsey (Resource Sharing Specialist, Lansing Community College Library, and Library Marketing the library can be an overwhelming topic to think about. Assistant, Capital Area District Library) What marketing resources are the best to use? What are best practices for marketing programs or the library’s mission? Where to even start? A Year of Programs for Millennials and More is a cookbook for The landscape of marketing the library is constantly evolving, and library programs. After a short introduction and overview of the char- deciding which channels to use and how to use them can be a very acteristics and needs of the target populations (patrons from their late scary path to navigate. This is where this book comes to the rescue. teens through their forties), the bulk of this book is devoted to recipe-like Watson-Lakamp, Communications Director for the Poudre River outlines for one-time programs and recurring clubs. The description of Public Library District, takes her extensive experience in marketing, each program includes the same sections: prep time, program length, social media, and brand management and provides practical and easy- ideal number of attendees, suggested age range, materials list, setup, vari- to-follow guidelines in Marketing Moxie for Librarians: Fresh Ideas, ations, and marketing tips. The programs are organized chronologically, Proven Techniques, and Innovative Approaches. This book serves as with four or five programs suggested for each calendar month. While a road map in navigating the various paths a library can take to manage the index is almost too detailed to be useful, the descriptive program and implement marketing strategies. titles and manageable size of the book make it easy to navigate using Watson-Lakamp begins with marketing basics. Addressing library just the table of contents. branding, she outlines how libraries should address their mission in While this book is clearly intended for public libraries (Alessio, relation to its marketing strategy. By conducting a communications LaMantia, and Vinci are all librarians at the Schaumburg Township audit and framing the library’s goals with a marketing plan, a library District Library in the Chicago metro area), it has some significant can effectively connect with its community. In addition, coming up with advantages for the academic setting. The fairly detailed, easy-to-use consistent branding is key. She goes on to write that a library needs to style makes this volume valuable to librarians who may have less define who assists in the marketing plan and how you can get buy-in from experience with non-instructional programming or may not have the all the staff. By emphasizing successful marketing starts with the staff, time to invest in developing their own programs from scratch. In she outlines practical ways that a communications manager or librarian addition, the consistent and intuitive formatting makes it easy to dip in charge of marketing can gain input and buy-in from all in the library. into the book and evaluate a potential program without reading the The core of this book illustrates and gives practical ways to im- introduction or having to spend time figuring out how the program plement a library marketing plan and social media strategies. Wat- outline is organized. son-Lakamp encourages “non-library” type marketing to grab the at- Of course, not every program in this book will be relevant to aca- tention of the library community and shows how to segment and address demic libraries, but many are, or could be easily adapted for the college various groups within your community. To keep track and on top of all setting. Several, such as the “Green Party,” “Virtual College Tours” (for the different social media avenues, the library should take advantage of continued on page 43

42 Against the Grain / February 2016 service areas including information literacy, makerspaces, information Book Reviews commons, data management, scholarly communications, coordinated from page 42 student assistance, embedded librarians, etc. With this move into new aspects of services for libraries, having meaningful assessment programs community and two-year colleges), and “Service Club,” tie in nicely with is critical. This is especially true when we adopt successful programs common college-wide initiatives. Some of the more relaxed programs, and services from other libraries without fully grasping if these are even such as “DIY Holiday Gifts,” “Hot Drink Mixology,” and “Recipe Swap” needed. This “franchise” mode of implementing new services may would be good for drawing college students into the library, especially provide new models but it may also provide libraries with services that near the beginning and end of the semester. Although the target age range we can discontinue. So measuring the success of our library services of the programs does extend through the forties, is critical, which is why this book is so useful! the vast majority are appropriate for people from Of particular note in the book is the long their late teens to mid-twenties, the traditional section titled “Measuring and Evaluating the age group of college and university students. Components of High-Quality Service” which Unfortunately, in their efforts to stick to a goes into how numbers may be used to assess format that is accessible and concise, the authors services provided by the library. This provides leave out some vital information. For instance, good examples, using Dugan’s library (the Uni- the materials lists don’t specify quantities. versity of West Florida) as the case study. What While sometimes these can be inferred, this is particularly useful, later on in the book, are is more often not case — for a scrapbooking sections exploring how numbers can be used and program for 25 patrons, you would probably used effectively. The sample surveys correspond like to have 25 pairs of scissors available, but to sections that showcase what the metrics tell us how much cardstock or how many stickers and how the numbers can be used. In particular are patrons likely to go through in two hours? are sections that showcase how the results of the Similarly, many of the outlined programs in- surveys can be used to improve library services struct you to hire an outside presenter without which is the goal of library administrations everywhere. providing information on how to do so or what The authors also do a great job of placing this work in the broader you can expect it would cost, which might be context of library assessment models from LibQUAL+ and LibStat to challenging if you are interested in some of the provide directors with a strong foundation for putting the results to use. more esoteric programs such as “Seed Bomb and Terrarium DIY” or “Shark Week Celebration.” Lastly, an estimated per-person cost for While numbers can tell a story, the authors follow that chapter with each program would have been helpful in this budget-conscious era. one titled “What Can Go Wrong with Numbers?” that focuses on the The authors tested all of the programs at their own library but the reader possibility that the numbers do not tell the whole story. This leads to may find herself wishing that the authors pass on a little more from their useful sections about different ways to assess services through other own experiences. methods such as surveys, comments, complaints, etc. This section also includes valuable sample forms that will make collecting this informa- While A Year of Programs has its drawbacks, it is still a solid text for tion useful for the library. anyone looking to expand his or her library’s non-instructional program offerings with a minimal investment of time and effort. The authors have produced a very well organized work that is both easy to read and use as a reference tool. Of particular note and value are the sample assessment forms that are available throughout the work. Hernon, Peter, Ellen Altman and Robert E. Dugan. Assessing These tools provide the library director (and others) with sample tools Service Quality: Satisfying the Expectations of Library to apply the lessons of the book to their operation. Also of note are a Customers, 3rd Edition. Chicago, IL: American Library very rich set of references and additional readings, from both library and Association, 2015. 9780838913086. 232 pages. management literature, that can lead the reader to more content. At the $75.00 (ALA members $67.50). risk of ending on a cliche, if a library director can purchase one book on assessment this year, I think that Hernon, Altman, and Dugan’s Reviewed by Corey Seeman (Director, Kresge Library Services, book is the one to buy! Ross School of Business, University of Michigan, Ann Arbor) Showers, Ben, ed. Library Analytics and Metrics: Using Data to Drive Decisions and Services. London: Facet Publishing, Library and Information Educators Peter Hernon and Ellen Altman 2015. 978-1856049658. 176 pages. $95.00 have been joined in the 3rd edition of this work by Library Administrator Robert E. Dugan in updating their Assessing Service Quality, first Reviewed by Don Todaro (Director of Reference/Research and published in 1998. By bringing in a dean of libraries who is naturally Collections Management, Library of Michigan) concerned about assessing quality of the services provided by the library, this valuable tool has become even more so. Its value is not only as a monograph, one that you might read from cover to cover, but also as a reference work that you might use as needed. Given these two very If big data is wearing you down, Ben Shower’s readable guide to this valuable aspects of the work, this should be on the bookshelf (virtual rapidly evolving field, Library Analytics and Metrics: Using Data to or real) of all library directors. Drive Decisions and Services, may help. While the emphasis is squarely The role of library services and their evaluation is increasingly on libraries as the title suggests, the book also extends to a number of important in a time when information attainment is becoming more cultural heritage institutions (CHIs) including museums, archives, and self-service. We have seen a great transformation over the past 30 years galleries. The work covers the variety of ways data, both big and small where the very nature of the library to public interaction has changed. (i.e., institutional-level data), is being used in CHIs today, and points to Before the proliferation of electronic resources that were licensed or possible future developments. The look ahead may not be surprising freely available, the library received many relatively simple questions in a study like this since Showers has worked as the Head of Scholarly that required reference works. This has all but evaporated, leaving Library Futures at Jisc and is currently a Digital Transformation Man- many libraries to find that the traditional reference service has dropped ager at the Cabinet Office, both in England. dramatically over time. Add to that the fact that physical item circu- The opening chapter defines “library analytics” as the analysis of lations are trending down and traditional services provided in libraries library data to find meaningful trends while metrics are simply the are no longer used nor needed as they once were. That has led many units of measurement, or the target for an activity, outcome, product, libraries, especially in the academic communities, to move into new continued on page 44

Against the Grain / February 2016 43 The first of the 55 articles, written byEugene Garfield, comes after Book Reviews the editors’ introduction and provides the historical backdrop of citation from page 43 indexing and its uses. The remaining articles are categorized into six sections, each of which begins with an illuminating lead-in by the editors etc. Library analytics are often linked to “learning analytics,” the ef- to provide the intellectual context. The sections discuss: fort to understand factors contributing to student success and ways to 1. The theoretical underpinnings of various forms of bibliomet- help those who may be struggling. Through the capture and analysis rics such as citation analysis, Webometrics, and altmetrics. of large sets of student data, we can identify patterns and trends and utilize them to promote or avoid certain outcomes. Schools want to 2. The validity issues about citation analysis and metrics, espe- improve retention and completion rates, and deliver student services that cially the Science Citation Index and the journal impact factor. are more effective and efficient. By creating narratives backed by data 3. Problems about the data sources for different bibliometric and leading in the gathering and analysis of data, libraries can better tools, e.g., Web of Science, Google Books, Google Scholar, demonstrate their value to the institution and show greater impact on altmetrics, etc. campus administrators and other groups. 4. Issues with the h-index, the journal impact factor, and the The book consists mainly of actual case studies in data collection Crown Indicator, which are quantitative measures for evalu- and analysis, with twenty-six contributors writing/co-writing twelve ating individual researchers, scholarly journals, and research case studies illustrating the process of library data collection and groups respectively. analysis. Emphasis is placed throughout the volume on the need to 5. Concerns that surface as national governments apply biblio- carefully design the data gathering as well as the analysis phases of metrics to evaluate research performance in the process of projects. It is important that we ask the right questions at the outset reviewing and setting science policies. and not simply measure that which is easiest. We need to focus on the 6. The politico-economic environment in which the “culture of purpose of our data gathering and measure what we value. Among metricization” has given rise to systemic effects on researchers the topics in the book’s main chapters are: data-driven collection and academia (755). management; use of data to show the impact and value of the library The editors wrap up the volume with an enlightening epilogue in student success; use of qualitative research to enhance user experi- and explain how “descriptive bibliometrics” can benefit scholars and ence; and, web and social media metrics. Perhaps the most important higher education (936). They also recommend how bibliometrics topic is covered in chapter 7 which looks at privacy and the ethical should be implemented if they are adopted in the exercise of national and legal considerations surrounding data use. Each chapter begins or institutional research evaluation. with a 4-5 page overview to provide context and background for the This title will be of much interest to both students and scholars case studies, and ends with a conclusion, guide to further reading, specializing in bibliometrics and research evaluation. While it only and online resources. delves into some of the scholarly metrics currently in use, readers As the editor himself indicates, Library Analytics and Metrics can still get a sense of the issues with other bibliometric approaches. barely scratches the surface on how libraries, mainly academic ones, Cronin and Sugimoto reiterate that questions about validity, reliability, are using the data they are gathering. Similarly, this review can only and transparency seem to be a recurrent thread that runs through the suggest the range of topics that are covered in the case studies, which examinations of bibliometrics. The editors also note that there are include such things as the gamification of library services, student plenty of papers on this topic published over the years. It would have use of library space, development of analytics services, toolkits been more beneficial to the bibliometric community if there were an for academic libraries, and “Website impact.” Overall, the volume open online appendix to this book with annotations about relevant nicely balances introductory overviews of analytics in a given area and noteworthy writings. of librarianship with practical, real-world applications that show the Librarians, higher education administrators, research funding agen- ways librarians and other cultural heritage workers are gathering and cies, and government officials responsible for research policies will analyzing data. Many are now sharing and combining their data across also find this publication useful. Institutional leaders, faculty members, larger networks, whether campus, consortial or regionally collected and graduate students may not be aware of this title or may find the data, so-called big data. This fascinating study should inspire new articles overwhelming. Librarians can view it as an opportunity and projects and stimulate further reading on this and related topics, such take the lead to inform and educate them about scholarly metrics by as data visualization. presenting the essence of this compilation in a user-centered manner. This kind of service will likely be welcomed, given that evaluation of research performance and scholarly impact has become the norm in Cronin, Blaise and Cassidy R. Sugimoto (Eds.). Scholarly higher education. Cronin and Sugimoto, in an attempt to encourage Metrics Under the Microscope: From Citation Analysis to and support cautious use of bibliometrics, offer possible action items Academic Auditing. Medford, NJ: Information Today, Inc., 2015. in the epilogue for librarians and information scientists to consider 9781573874991. 976 pages. $149.50. and pursue. $119.60 for ASIST members. This book is a valuable resource for academic and special libraries because of its appeal to the parties involved in the research lifecycle. Reviewed by Adrian K. Ho (Director of Digital Scholarship, It provides readers with the necessary know-how to become discerning University of Kentucky Libraries) users of scholarly metrics.

Scholarly Metrics Under the Microscope is a compilation of 55 Badgett, Nan. The Accidental Indexer. Medford, NJ: Informa- classic articles that address different aspects of bibliometrics, which have tion Today, Inc., 2015. 9781573875141. 222 pages. $39.50. been commonly utilized in research evaluation and the promotion and tenure process in higher education. Cronin and Sugimoto, both faculty Reviewed by Mary Jo Zeter (Latin American and Caribbean members at Indiana University Bloomington, note in the introduction Studies Bibliographer, Michigan State University Libraries) that this book is meant to raise awareness of the “theoretical, conceptual, methodological, and ethical” concerns about scholarly metrics and “also encourage greater procedural caution among relevant constituencies” (4). The selected articles, published in the years since the 1950s, are Few readers pause to consider the effort involved in the creation of sourced mainly from scholarly journals, but some are extracted from the back-of-the-book indexes upon which they routinely rely, be it for other publications (e.g., The Economist and The Chronicle of Higher a cookbook or a scholarly tome. However, readers of Nan Badgett’s Education) and even a blog. The authors range from information sci- new book The Accidental Indexer will surely be among those who do. entists to scholars in natural and social sciences. continued on page 45

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Subsequent chapters describe the career paths taken by indexers as Book Reviews well as Badgett’s own story, and discuss different types of indexing, from page 44 including back-of-the-book, periodical, database, and eBook. The author reiterates the difference between an analyzed index and online In her very practical and informative book, Badgett shares insights search tools and between book and periodical or database indexes, gained over many years of experience as a professional indexer. The and discusses the types of books most frequently indexed. She then Accidental Indexer is not about indexing techniques or theory, but offers those considering careers as professional indexers a frank dis- rather provides an overview of the profession. It serves both as an cussion of important considerations, with a measured dose of deadpan introduction to the world of indexing and a complete getting-started humor. For example, one section of chapter 4, “So You Want to Be guide for readers contemplating careers as freelance indexers. Badgett an Indexer,” is entitled “A Lonely and Anonymous Profession.” Yet advises and informs her readers based on her own experiences, but even as she highlights some of the more salient challenges of being throughout the text also presents the findings of an informal survey of an indexer, Badgett offers helpful suggestions and sound advice for indexers and editors which she conducted. Appendices provide sample dealing with deadlines and “other stressors.” A checklist of the quali- business documents and index quality guidelines, while the book’s ties of successful indexers will resonate with many librarians; indeed, companion website (accidentalindexer.com) gathers together links to slightly more than 30 percent of indexers surveyed by Badgett had a the numerous online resources which the author cites or recommends background in information science or librarianship, echoing a 2009 for further reading. American Society for Indexing salary survey which found that 29 Badgett’s first chapter answers the fundamental questions, “What percent of those surveyed held a degree in library science. is an index and what does an indexer do?” and more importantly, The remaining chapters provide nuts-and-bolts advice to the would- “Can’t a computer do that?” She points out that while a computer can be indexer. Badgett covers the gamut of getting-started basics, from generate a concordance and even apply keywords to content, a true training opportunities and setting up an office to marketing and client index requires the application of human intelligence needed to analyze relations. One chapter offers stress management tips and suggestions text for meaning. A well-prepared index, for example, has sub-entries for maintaining a healthy work-life balance, a balancing act that can under main headings, rather than the long lists of unanalyzed page be especially difficult for the self-employed. The final chapter of the references that might be generated by a computer. Sub-entries also book outlines a plan of action with specific goals and the key elements reflect nuances of meaning that cannot be gleaned in an automated of a business plan. The Accidental Indexer is an indispensable guide process. Nor can computers add synonyms, and thus the multiple for aspiring indexers and highly recommended for anyone remotely points of entry, or “see-references,” offered in a quality index. Even curious about this little-known career option. the search function in eBooks does not render obsolete a well-prepared index, and Badgett convincingly recounts the common eBook reader experience of slogging through a large, undifferentiated retrieval set with her own examples.

Against the Grain / February 2016 45 Collecting to the Core — Francis Paul Prucha’s The Great Father and Native American Studies by J. Wendel Cox (Assistant Librarian and Archivist, Special Collections, University of Arizona Libraries; Native American Studies Editor, Resources for College Libraries) Column Editor: Anne Doherty (Resources for College Libraries Project Editor, CHOICE/ACRL)

Column Editor’s Note: The “Collecting of Nebraska Press.1 The Great Father was build the institutions of tribal self-determi- to the Core” column highlights monographic nominated for a Pulitzer Prize in history and nation — were unprecedented. Collier was works that are essential to the academic li- was awarded the Ray Allen Billington Prize relentless, patronizing, and manipulative in his brary within a particular discipline, inspired by the Organization of American Historians effort to see tribes subject to the 1934 Indian by the Resources for College Libraries bib- in 1985. An abridged version, without much Reorganization Act (IRA) write their own liography (online at http://www.rclweb.net). of the earlier edition’s scholarly apparatus, constitutions and create representative govern- In each essay, subject specialists introduce followed in 1986.2 While the abridgement has ments. Yet these same IRA institutions became and explain the classic titles and topics that value as a concise, accessible edition, the full, important instruments by which tribal peoples continue to remain relevant to the undergrad- two-volume edition is the have shaped their communities, and they uate curriculum and library collection. Dis- more complete expression continue to interact with the federal ciplinary trends may shift, but some classics of Prucha’s arguments and government on a nation-to-nation never go out of style. — AD an indispensable reference basis to this day. work. Prucha’s footnotes Prucha argues throughout throughout The Great Father The Great Father that federal n July 30, 2015, Francis Paul Prucha are invaluable, and often as Indian policy was characterized died, aged 94, bringing to a close a life engaging as the narrative by an unwavering paternalism, Oas a historian, educator, and Jesuit. For itself. His thirty-page bib- which sought to end an inevitable many scholars and students of Native American liographical essay, largely clash between Natives and new- studies, Prucha’s works are an integral part concerned with the form and comers through concerted assimila- of intellectual life and resources of frequent nature of relevant sources, tion. Frederick E. Hoxie, currently resort. It is difficult to imagine the contempo- is essential for any seri- Swanlund Professor of American rary study of American Indian history without ous researcher. The Great Indian Studies at the University of his scholarship. Yet Prucha’s place in Native Father is also available as Illinois, Urbana-Champaign, in- American studies is not without controversy. an American Council of cisively observed at the time that His work, as he frequently pointed out, was Learned Societies (ACLS) Prucha’s approach afforded little concerned not with the histories of Indigenous Humanities ebook, and in place for more complex and con- peoples but with the formulation of federal pol- digital form it has particular tingent relationships, ones where icy toward them. His arguments, presented in utility for librarians, faculty, and students the objects of federal policy — Indigenous peo- a manner some described as cool or detached, alike in need of ready reference or the power 3 ples — were themselves subjects and agents in exasperated readers, none more so than his of keyword searches. their own history. Prucha’s story of the failure challenging assessment of Andrew Jackson The Great Father’s two volumes present a of assimilation policy would not — and could and the removal of southeastern tribes. Some chronological narrative of U.S. Indian policy not — account for the power of Indigenous scholars regarded Prucha’s dispassion as ex- from its Colonial foundations to 1980. It resistance and perseverance. Thirty years later, emplary; others criticized it as glossing over was intended, Prucha explained, as a com- the durability and dynamism of today’s tribal or evading the depth of cruelty, violence, and prehensive history, and it incorporates, as he peoples make this all the more plain. deprivation visited on Indigenous peoples. acknowledged, material from several of his Prucha is one of the few authors severally earlier books — including American Indian Looking back at The Great Father and represented in the current Resources for Col- Policy in the Formative Years: The Indian assessing its continued relevance is an exercise lege Libraries core collection for Native Amer- Trade and Intercourse Acts, 1790-1834; The in understanding the nature and context of the ican studies. Only the late scholar and activist Sword of the Republic: The work itself, and the way in which subsequent Vine Deloria, Jr. is more represented. David on the Frontier, 1783-1846; American Indian scholarship altered the field of inquiry. Sub- E. Wilkins, a leading contemporary scholar Policy in Crisis: Christian Reformers and the sequent generations have realized much of of American Indian law and politics, once ad- Indian, 1865-1900; and The Churches and the what critics of The Great Father glimpsed as monished readers in a review of a Prucha work Indian Schools, 1888-1912 — which dealt the future of Native American studies. Those to clear a space on their shelves — but also to with the formulation of policy during the early conversant with the successive literature of save space for a soon-to-follow work by Vine national era and after the Civil War.4-7 Volume Native American studies will read Prucha’s Deloria. Wilkins’ image of Prucha and De- 1 ends with the nominal close of violent conflict work with a running interior dialogue, one loria side-by-side was appropriate at the time. and concerted assimilation efforts in 1880. testament to the vast and rich scholarship of It remains so today: they were contemporaries, Volume 2 continues from the late nineteenth more recent decades and its influence on the a contrast in perspectives, yet both deeply century through much of the twentieth century. scholarly discourse. A critical reading of The learned, prolific scholars with wide-ranging Prucha’s survey of twentieth-century U.S. Great Father also affords instructors the oppor- interests. Their works complement and coun- federal Indian policy was a departure for him, tunity to explore the process, craft, and phil- terpoint each other, representing the founda- and the second volume’s narrative turns on the osophical underpinnings of historical practice tions of Native American studies created by “Indian New Deal” era of Commissioner of with students, especially those undergraduates a generation during the 1960s, 70s, and 80s. Indian Affairs John Collier (1933-45) and the undertaking their own research. Librarians will Wilkins recommended what is the most dura- retreat from more than one-and-a-half centuries cherish it as a guide to sources. Students at all ble and valuable of Prucha’s more than twenty of Indian assimilation as the avowed object of levels will continue to use it as a resource for works: a two-volume history of U.S. federal policy. Collier’s manner was consistent with the basics of federal policy. Indian policy entitled The Great Father: The the paternalism Prucha discerns throughout No one was more suited to write a com- United States Government and the American the history of federal policy. Nevertheless, prehensive history of federal Indian policy Indians, published in 1984 by the University his objectives — to end assimilation and continued on page 47

46 Against the Grain / February 2016 Collecting to the Core from page 46 Booklover — Voices Column Editor: Donna Jacobs (Retired, Medical University of South Carolina, than Francis Paul Prucha. No single subsequent work has superseded The Charleston, SC 29425) Great Father, and none likely ever will. The Great Father represents a particular, n my world, there is great anticipation every barer. We lived in the forest in tents, pivotal moment in Native American studies. autumn waiting for the naming of the Nobel twenty kilometers from the reactor, like It would not be written today. Yet in ways ILaureates. Once the Literature Laureate partisans. Partisans are the people who real, imagined, and compelling, it is rewrit- is named, the process of exploring their literary get military training. We were between ten in parts by most every new work in Na- works, discovering a little something about them twenty-five and forty, some of us had tive American studies concerned with tribal and then — most important — the decision about university degrees, or vocational-tech- sovereignty. Today’s scholars — many which work to read begins. This year’s Nobel nical degrees. I’m a history teacher, for members of, or descended from, Indigenous Prize in Literature was awarded to Svetlana example. Instead of machine guns they peoples themselves — neither feel the need Alexievich “for her polyphonic writings, a mon- gave us shovels. We buried trash heaps to challenge Prucha’s assumptions, nor ument to suffering and courage in our time.” The and gardens.” neglect the enduring importance of his con- daughter of a Belarusian father and a Ukrainian “And the place was so beautiful! Really tributions. As today’s scholarly interests mother who writes about suffering, this will incredible. The horror was more horrible focus on the ongoing fashioning and elab- make for choice Christmas reading. because is was so pretty.” oration of tribal sovereignty, historic policy As this process was taking place, an article ap- “We’d ask each other: is this what our and politics remain fundamental. Where peared below the fold of the Wall Street Journal life is like? It was the first time we saw Prucha saw tribal sovereignty effaced over in the place where the often quirky, sometimes it from the outside. The very first time. time, the writing and rewriting of the story unknown, random fact, and sure-to-entertain It made a real impression. Like a smack of Indigenous peoples, never more attuned feature always appears. This particular feature to the head… There’s a good joke: the to sovereignty and self-determination than was entitled: “High in the Himalayas, Bhutan nuclear half-life of a Kiev cake is thir- now, will still find use again and again for Finds Money can be a Downer-Gross National ty-six hours. So… And for me? It took Prucha’s most enduring work. Happiness Index Trumps GDP; ‘extensively’ me three years. Three years later I turned vs. ‘deeply’ content.” Sound familiar? In 2013 in my Party card. My little Red book. when Alice Munro was named the Nobel Lit- I became free in the Zone. Chernobyl erature Laureate, I shared with you the concept blew my mind. It set me free.” Endnotes of “Gross National Happiness” in connection 1. Prucha, Francis Paul. The Great with Munro’s book Too Much Happiness. The “In my opinion — we’re the raw materials Father: The United States Government for a scientific experiment, for an inter- and the American Indians. Lincoln: connection with Alexievich appeared in the same edition on the last page of the Opinion section national laboratory. There are ten million University of Nebraska Press, 1984.* Belarussians, and two million of us live 2. Prucha, Francis Paul. The Great in the Notable & Quotable featuring a portion of Alexievich’s Nobel lecture. She speaks of on poisoned land. It’s a huge devil’s lab- Father: The United States Government oratory. Write down the data, experiment and the American Indians. Abridged communism and socialism, dreams and battles, edition. Lincoln: University of Nebraska history and reality, and the “slaves of utopia” all you want. People come to us from Press, 1986. who believed in the Soviet mentality on these everywhere, they write dissertations, from 3. Prucha, Francis Paul. The Great subjects. One of her books available in English Moscow and Petersburg, from Japan and Father: The United States Government carries the title Voices from Chernobyl. I down- Germany, and Austria. and the American Indians. Abridged load it to my Kindle and with a shot of cold They’re preparing for the edition. Lincoln: University of Nebras- vodka I begin to read. The antithesis future.” ka Press, 1984. American Council of “The most popular fable Learned Societies (ACLS) Humanities of happiness is upon me. E-Book, Ann Arbor: MPublishing, in the Zone is that Stol- Simple staccato sentences ichnaya Vodka is the best University of Michigan Press. http://hdl. stirred from interviews collect- handle.net/2027/heb.00563.0001.001 protection against stron- ed by Alexievich in 1996 and tium and cesium.” 4. Prucha, Francis Paul. American translated by Keith Gessen Indian Policy in the Formative Years: “There was a black cloud, The Indian Trade and Intercourse Acts, create the individual nature of this Nobel Literature and a hard rain. The 1790-1834. Cambridge: Harvard Uni- puddles were yellow and versity Press, 1962. experience. A disaster of the magnitude that could have green, like someone had 5. Prucha, Francis Paul. The Sword poured paint into them. They said it was of the Republic: The United States Army wiped out a large segment of this planet was on the Frontier, 1783-1846. New York: created by the individual and contained by the dust from the flowers. Grandma made us Macmillan, 1968.* individual in a society that works as a collective. stay in the cellar.” 6. Prucha, Francis Paul. American In- Each story is unfathomable, hard to digest, ugly “Chernobyl is a metaphor, a symbol. dian Policy in Crisis: Christian Reform- in its subject matter, powerful in its’ telling, and And it’s changed our everyday life, and ers and the Indian, 1865-1900. Norman: crafted elegantly to express the ultimate impact our thinking. Sometimes I think it’d be University of Oklahoma Press, 1976.* on each individual that lived in the Zone, worked better if you didn’t write about us. Then 7. Prucha, Francis Paul. The Churches in the Zone, cleaned up in the Zone. people wouldn’t be so afraid. No one and the Indian Schools, 1888-1912. One nice feature of a Kindle is electronic talks about cancer in the home of a person Lincoln: University of Nebraska Press, who’s sick with it. And if someone is in 1979. highlighting. At times I wanted to highlight the jail with a life sentence, no one mentions *Editor’s note: An asterisk (*) denotes a entire book. The best way for you to hear the title selected for Resources for College voices is to share them with you: that, either.” Libraries. Teachers, liquidators, journalists, wives of “Question: Is the world as it’s depicted liquidators, children, village residents, pho- in words the real world? Words stand tographers, scientists, Party members, former between the person and his soul.” directors — “These people had already seen what “You immediately found yourself in this for everyone else is unknown. I felt like I was fantastic world, where the apocalypse met recording the future.” Svetlana Alexievich the stone age. And for me it was sharper,

Against the Grain / February 2016 47 Oregon Trails — What’s On Your Nightstand? Column Editor: Thomas W. Leonhardt (Retired, Eugene, OR 97404)

y favorite section of The New York of essays by a Holocaust survivor and Der You’re hosting a liter- Times Book Review is called “By Geteilte Himmel (The Divided Heaven), by ary dinner party. Which Mthe Book.” The column editor asks Christa Wolf. Wolf is the most popular and three writers are invited? general book-related questions of a writer or important writer to come from the Deutsche James Jones, William celebrity and then throws in a few more ques- Demokratische Republik (East Germany). Styron, and Willie Morris. tions that are based on the person’s genre, or a For quieter, more thoughtful moods I can They might drink more writer, or area of expertise. open A History of Philosophy by Frederick than they would eat but it would be an unfor- Being neither famous nor accomplished, I Copleston, S.J. I am now on Volume II: Medi- gettable meal. All three are gone now but for am never going to be interviewed by The New aeval Philosophy: Augustine to Scotus. Sound a feel of what the evening might be like, read York Times but I enjoy matching the celebrity boring or intimidating? It is quite interesting, James Jones: a Friendship wherein you will choices with my own. Why not interview actually, especially compared to volume one find all three men. I would hold the dinner myself? featuring Socrates, Plato, and Aristotle. I had party in Jones’s Paris apartment and would The first question in the column never to learn the Greek alphabet to make the book try to simply listen and enjoy and not try to varies: “What books are currently on your more interesting. keep up with them. night stand?” For lighter fare, I am reading The Lonely Who’s your favorite fictional character? Skier by Hammond Innes. I am almost through J. D. Salinger’s Nine Horatio Hornblower. He might be the only Stories. I re-read them every so often and even How do you decide what to read next? fictional character with his own biography thus though I know some parts almost by heart, I Sometimes I will read a review (New York proving to some people that he was not fictional never cease to be amazed at Salinger’s use of Times, New Yorker, New York Review of Books at all but a real person. Else, where did all those everyday details to make the most mundane — what would we do without New York?) that details come from that C. Northcote Parkin- event seem special. I never tire of “For Esme grabs my interest, almost always a non-fiction son provided? There were even portraits, for — With Love and Squalor” and wish that I work, and I regularly look at the new book goodness sake. had met Esme. I am always horrified by the shelves of my public library. Most current I met Hornblower while I was still in high low-keyed, casual way that Salinger develops fiction leaves me cold but there are any number “A Perfect Day for Banana Fish.” school. I admired his pluck and courage when of good non-fiction books being published. I he was a mere midshipman and I envied his There is my 1911 edition (ten years after also have a list of books to read and, of course, skill at whist. Overall, I admire his sensibil- it was first published) of Thomas Mann’s I have hundreds of my own books to choose ities as a human being and that is one reason Buddenbrooks. It was mailed to me by a from and to read or re-read as the mood strikes. that I continue to re-read the series. I do not bookseller, who knows I read German, as a Do you belong to a book club? recommend any film representation, not even gift. The original was published in two vol- No. I want to choose what I read and be- Gregory Peck’s. Once again, Hollywood umes. My copy, bound in an illustrated green doesn’t get it. buckram, contains both volumes and runs to sides, discussing a book in a group is too much almost a thousand pages printed in fraktur. like being in a classroom. I’ve enjoyed reading Do you have a favorite novel of all time? German novels much more after leaving school Buddenbrooks is the story of the decline and The Grapes of Wrath by John Steinbeck. than I did when the same work was assigned. fall of a prominent German Bürger family in There are many other novels that I am glad to 19th-century northern Germany. The names of If you could meet any writer, dead or have read but having recently re-read Stein- some of the characters and the use of local di- alive, who would it be? What would you like beck’s masterpiece, I’ll put it at the top of alect (low German) is reminiscent of Dickens. to know? the list. It was even better the second time, Then there is David Lodge’s Thinks…, Christopher Morley. I’d want to know but the intervening fifty years or so may have an academic comedy set in Lodge’s native more about some of my favorite books written influenced my greater appreciation. England. Lodge is a darkly humorous nov- by him: Human Being, The Man Who Made What’s the best book you’ve read this elist (See Deaf Sentence) and critic. I began Friends With Himself, and Where the Blue year (2015)? Begins. We’d talk about other things, too, reading Lodge after taking his creative writing Captain Macedoine’s Daughter, by Wil- course at U C Berkeley when he was a visiting including his friendship with William McFee, another of my favorite authors. Maybe he liam McFee. A close second is Edmund professor (see Trading Places for his fiction- Wilson’s Memoirs of Hecate County. I have al account). Although he was listed as the could join us and I could ask about Captain Macedoine’s Daughter. a shelf of Wilson’s diaries and criticism. I had instructor, he never read a word that I wrote. no idea that he wrote fiction, fiction that was Lodge lectured and a TA met with the class and What was the last book that made you cry? banned in not only Boston but New York City, critiqued our stories and poems. Lassie Come Home, by Eric M. Knight. I too. The sex scenes that got it banned could be For variety and quick reads, I have four read it aloud to my wife and daughter, and when shown on television nowadays. And close be- Penguin anthologies: The Penguin New I got to the end of the story, I lost it. Books hind are The Caine Mutiny (the movie based on Writing and Penguin Parade. It is pleasant otherwise don’t make me cry but reading aloud it is actually passable but still no substitute for to hold them, their flexible but sturdy WWII to others can be an emotional experience, so the book) and The Naked and the Dead (skip paper seems perfect for the “new stories, po- who knows what tear-jerkers are out there the movie, read the book) by Norman Mailer. ems, etc. by contemporary writers.” Some of waiting to be read aloud. Other questions appear from week to week those now not-so-contemporary writers include What’s the last book that made you laugh? Katherine Anne Porter, Stephen Spender, but no time or space. If you belong to a book by Winston Groom, not W. H. Auden, Irwin Shaw, and James Gould club, might I suggest that you jointly read “By to be confused with a film of the same name Cozzens. the Book” (they are available in the online and a prime example of Hollywood’s talent version of The New York Times) and take turns When too tired to read at length, even a for ruining a good story. Groom’s Viet Nam answering different questions each time you short story, I open The Diary of a Country era tale made me laugh out loud several times meet. I suggest that it would lead to bookish Parson, 1758 – 1802, by James Woodforde. and I laughed again at the same places when conversations and insights and you wouldn’t There are two other books in German, I re-read the book years later. The book is a feel as if you are back in school. Not that that Jean Amery’s Jenseits von Schuld und Sühne Viet Nam vet’s (Groom’s) cynical look at the is a bad thing. (Beyond Guilt and Atonement) is a collection society that sent him overseas.

48 Against the Grain / February 2016 LEGAL ISSUES

Section Editors: Bruce Strauch (The Citadel) Bryan M. Carson, J.D., M.I.L.S. (Western Kentucky University) Jack Montgomery (Western Kentucky University) Cases of Note — Can Laches Bar a Copyright Claim? Column Editor: Bruce Strauch (The Citadel)

PAULA PETRELLA V. METRO-GOLD- The Chancellor developed rules of fair play The Supreme Court held that laches was WYN-MAYER. SUPREME COURT OF THE which are called equitable defenses. One of a guide when statutes of limitations did not UNITED STATES. 134 S.Ct. 1962; 2014 U.S. those was laches. exist. It cannot be a rule LEXIS 3311. Laches is an unreasonable delay in for interpreting a statute Back before 1978, copyright protected a starting suit that prejudices the defen- like the Copyright Act work for 28 years with a renewal period of up dant’s case through perhaps loss of evi- § 507(b). And it cannot to 67 years. 17 U.S.C. § 304(a). dence. Laches predates statutes of lim- override Congress’ clear intention as to the three- itations which deal with the same issue. You know the theory. Penniless artist with year period of damages that can be claimed. no bargaining power gets an initial pittance, Copyright law had no statute of limitations but the book is a huge hit. Now he can exert until 1957. Federal courts looked to state The Court held that a copyright holder is leverage on the publisher for the renewal. limitations to answer the timeliness of claims not obliged to challenge every infringement. And it’s pretty standard practice for a litigant Well, you also know how that worked out. issue. And laches was sometimes applied and used to overcome a statute of limitations. to not sue if there’s no money in it. See Wu, The publisher made penniless artist sign away Tolerated Use, 31 Colum. J.L. & Arts 617, both to get the initial sale. Congress finally filled the legislative hole with a three-year look-back limitations period. 619-620 (2008). And those are our facts. Frank Petrella When a plaintiff has a complete cause of Under the Ninth Circuit’s interpretation, a wrote a screenplay about boxing champ Jake action, the limitation period begins to run. Bay copyright holder would have to bring immedi- LaMotta which became the famous movie Area Laundry and Dry Cleaning Pension Trust ate suit for innocuous infringements or lose a Raging Bull (starring Robert De Niro, direct- Fund v. Ferbar Corp. of Cal., 522 U.S. 192, 201 right to sue later for a really big one. ed by Martin Scorsese). He copyrighted it in (1997). But should the defendant continue to 1963, then assigned rights and renewal rights On the issue of prejudice, MGM argued violate, the period runs from each violation. See to Metro-Goldwyn-Mayer in 1976. that evidence might be lost while a copyright Stone v. Williams, 970 F.2d 1043 (CA2 1992). owner sat around idle. In 1980 MGM registered a copyright, and Ooo-kay. So far, Paula has the copyright. And that’s pretty specious. markets the film to this day. And they con- But MGM is insulated from any liability In fact, Congress just flat gave the copyright verted it into DVD and Blu-ray at what they beyond three years. See 3 M. Nimmer & D. back to the heir. There’s no evidence question claimed was a cost of millions. Nimmer, Copyright § 12.05[B][1][b]. at all. And the registration mechanism — Frank died. An author’s heirs inherit the MGM claimed Paula’s 18-year delay renewal rights. § 304(a)(1). And if he dies “permissive” but required before you can sue was prejudicial. The Ninth Circuit held that – shows the copyright. The evidence is nothing before the renewal period, the heirs get the re- if any part of MGM’s conduct was outside newal right even if he has assigned it. Stewart more than the certificate of registration, the the limitation period then Paula’s claims are original work and the infringing work. v. Abend, 495 U.S. 207 (1990). barred by laches. That’s quite interesting. Gosh darn it, what All of this is not to say that there might not Paula admitted delaying the action because be circumstances where laches would apply. you can’t learn when you read. the film hadn’t made money during the years Frank’s daughter Paula renewed the copy- when she didn’t sue. The Ninth Circuit held In Chirco v. Crosswinds Cmtys. Inc., 474 right in 1991. Then in 2009 she sued MGM. this created an “expectations-based prejudice” F.3d 227 (CA6 2007), an architect sat around and watched a housing development go up The Copyright Act has a three-year stat- against MGM. The studio had invested in Raging Bull believing it owned it. knowing the contractor was using plans that ute of limitations. §507(b). So Paula only violated his copyright. Then he sued and asked claimed damages from 2006. MGM moved I presume this changed when it was put into for an injunction to have the houses torn down. for summary judgment invoking the equitable the miracle new formats for home entertainment. The suit was filed within § 507(b)’s three- defense of laches. Hence it felt Paula shouldn’t be entitled year statute of limitations, but laches prevented to just sit back and watch MGM invest in What the Heck are Laches? that kind of remedy. Money damages would promoting the movie and see how it turned out be more equitable. First of all, what the heck is an equitable before she sued. defense? Back in Merry Old England, courts of And why would an architect ask for such a law had only one remedy — money damages. At the Supreme Court crazy remedy except as a way of rattling the If you wanted something else, you went to the The Ninth Circuit usually knows its copy- property developer and forcing him to settle. King’s Chancellor and begged a boon. The right law, but they blew this one. In New Era Publications Int’l v. Henry Chancellor’s doings morphed into a Court of Law and equity were merged in 1938. Holt & Co., 873 F2d 576 (CA2 1989), a Equity with the remedy of injunction. MGM argued that laches is listed in the Federal copyright owner knew for two years of an If your cattle invade my pasture, I don’t Rules of Civil Procedure 8(c) as an affirmative infringement by a publisher, but sat around have to keep suing you for lost grass each time. defense apart from a statute of limitations watching Henry Holt print, pack, and ship a I can get an order enjoining you to keep the claim. Thus it should be included in every book before asking for an injunction. cows out and have you fined if you disobey it. federal statute of limitations claim. continued on page 50 Against the Grain / February 2016 49 Questions & Answers — Copyright Column Column Editor: Laura N. Gasaway (Associate Dean for Academic Affairs, University of North Carolina-Chapel Hill School of Law, Chapel Hill, NC 27599; Phone: 919-962-2295; Fax: 919-962-1193) www.unc.edu/~unclng/gasaway.htm

QUESTION: An academic librarian ANSWER: A postcard published between right is retained by the authors of items in these inquires about a collaborative effort between 1923 and 1978 was protected by copyright if papers, or their descendants, as stipulated by his institution and another to share holdings it was published with a notice of copyright: United States copyright law.” Other archival information on a Website that is password the copyright symbol or the word “copyright” collections indicate that if someone wants to protected. Holdings data are annotated to or the abbreviation “copr.” To constitute a reproduce one of these articles from the Web, include a brief abstract which staff members valid notice, this is should be permission should be obtained produced if an abstract was not provided accompanied with the name of from the copyright owner. by the publisher. The data is arranged by the copyright owner and the year As more newspapers make subject on the Website and it has been very of publication. their back files available elec- popular with students and faculty at the two Even though the exact publi- tronically, it may be possible to institutions. If one of the institutions decides cation date was not included, it link to those articles rather than to open the Website to the public, what is may be possible to approximate reproduce them. the recourse? Which institution is liable if the date based on clothing of copyright is infringed? QUESTION: A public librar- those depicted, automobiles, storefronts, ian asks about archiving electronic copies of ANSWER: It is not clear that there are etc. Postcards published between 1923 and specific journal articles when the library has copyrights in the holdings data, but there may 1978 without a copyright notice are now in be. The two institutions would jointly own the a subscription to the electronic journal. The the public domain; however, one of the three reason for the archiving is to provide easy database they have created as a compilation, required elements of notice is present on the but the individual bibliographic entries are not access because the staff knows that copies of card. Some courts have been pretty liberal in the article will be requested repeatedly. copyrightable as they consist of factual data holding that defective notices did not invalidate only. The published abstracts may be copy- ANSWER: While this practice certainly the copyright. There is some possibility that the makes sense to a librarian because it facilitates righted and are owned by the publishers/authors work is under copyright if the copyright was that created them, but it is unlikely that either a patron use of materials to which the library sub- renewed after the first 28 years, but it not very publisher or author would complain about their scribes, the answer is controlled by the license likely. Even with this, however, it is unlikely inclusion on the Website. The abstracts written agreement for the particular journal. If the that the publisher would come forward and by staff members are owned by their respective license is silent as to whether archiving journal institutions as they are works for hire, typically complain about use of the postcard in a book. articles is permitted, librarians should ask the written as a part of the staff members’ duties. Sometimes authors who want to use a work in publisher for such permission and make sure their books just go ahead and assume the risk that this is covered when the license agreement If the two institutions signed a contract to if their publisher agrees. make the holdings data available on a password for that journal is renewed. protected Website, the institution that makes QUESTION: An elementary school teach- QUESTION: In his book “Lies Across the Website available to the public has breached er asks how to use PowerPoint slides in the America,” author James Loewen used case the contract. Whether it is practical for one classroom without being penalized. studies of museum text and interpretation institution to sue the other for enforcement of ANSWER: Under section 110(1) of that he felt were inaccurate. Did he seek the contract is an issue that legal counsel at the Copyright Act, graphic works may be approval before reproducing this text in his the respective institutions should determine. displayed in a classroom of a nonprofit ed- book from the curator or institution? Does a QUESTION: An author reported that ucational institution. The issue under this museum have ownership to the text, exhibit she found a copy of my chart “When Works section of the Act is performance and display, catalogs, etc.? Pass into the Public Domain” at http://www. not reproduction. Most argue that creating ANSWER: Loewen was especially crit- unc.edu/~unclng/public-d.htm. She asks PowerPoint slides that reproduce copyrighted ical of how highway markers and descriptive about using a postcard published between works in order to display them in a nonprofit plaques on monuments across America were 1923 and 1978 in a storybook she is writing. classroom in the course of instruction is not inaccurate, often describing events that never There is no copyright notice on the card and actionable reproduction. So, displaying the occurred and omitting any mention of minority she wants to know whether it is in the public slide to a class is no problem. group participation. He quoted the language of domain based on the chart. The postcard Further, permitting students to make their the marker, plaques, etc., to point out the inac- does include the name of the publisher and own copies of the slides used in class for pri- curacies. Most of these were short statements the photographer, but she has been unable to vate study may well be fair use. that were unlikely to qualify for copyright locate any information about either of them QUESTION: A university archivist indi- protection. Assuming that he quoted longer in order to seek permission to use the card. cates that her institution has a collection of descriptions from museum catalogs, there is the personal papers of a former U.S. Senator no way to know whether he had permission. Cases of Note which includes extensive scrapbooks of news- It may have been unnecessary for him to get paper and magazine articles that he collected. permission, however. The fair use provision of from page 49 The archivist wishes to scan these and make the Copyright Act of 1976 specifically lists ex- them available on the Web. What are the ceptions from the Act’s prohibition on copying. Just as in the housing development, relief copyright problems with doing this? So, portions may be reproduced, i.e., quoted, would be money damages. ANSWER: The copyright in these articles for the purpose of criticism. The author’s book But Paula was not asking for the destruc- typically is held by the publisher of the maga- certainly qualifies as criticism. tion of the film. She merely wanted money zine or newspaper. It may be infringement to Museums do own the copyright in exhibit damages. If MGM lost, it would be entitled post these as such posting is a reproduction of catalogs that they prepare, both the text and to subtract from damages paid any expense in the original copyrighted work. Many libraries the compilation of images (not necessarily marketing the movie plus profit attributable to and archives have gone ahead and scanned this the individual images). Such ownership does its own enterprise. material and made it available but with some not exempt the catalog from being quoted for And there’s an area for some creative Hol- restrictions on use. For example, the following criticism. lywood accounting. statement appears in one such archive: “Copy-

50 Against the Grain / February 2016 NOTE: This is the version without the landing page URL

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And They Were There Reports of Meetings — 35th Annual Charleston Conference Issues in Book and Serial Acquisition, “Where Do We Go From Here?” — Charleston Gaillard Center, Francis Marion Hotel, Embassy Suites Historic Downtown, and Courtyard Marriott Historic District — Charleston, SC, November 4-7, 2015 Charleston Conference Reports compiled by: Ramune K. Kubilius (Northwestern University, Galter Health Sciences Library)

Column Editor’s Note: Thank you to all of the Charleston Con- ference attendees who agreed to write short reports that highlight WEDNESDAY, NOVEMBER 4, 2015 sessions they attended at the 2015 Charleston Conference. All at- AFTERNOON PRECONFERENCE SESSION tempts were made to provide a broad coverage of sessions, and notes are included in the reports to reflect known changes in the session titles or presenters, highlighting those that were not printed in the Negotiating with Vendors — Presented by Bernard “Buzzy” conference’s final program (though some may have been reflected in the Basch (Basch Associates); Ward Shaw (Independent Investor); online program). Please visit the Conference Website at www.charles- Bruce Strauch (Professor of Business Law, The Citadel); tonlibraryconference.come, and https://2015charlestonconference. Dan Tonkery (Content Strategy); Michael Gruenberg sched.org/, for the online conference schedule from which there are (Gruenberg Consulting LLC) links to many presentations’ PowerPoint slides and handouts, plenary session videos, and conference reports by the 2015 Charleston Con- NOTE: Adam Chesler (AIP Publishing) and Jay Ven Eman ference blogger, Don Hawkins. The conference blog is available at: (Access Innovations, Inc.) were added as speakers in this session. http://www.against-the-grain.com/category/chsconfblog/. The 2015 Charleston Conference Proceedings will be published in partnership Reported by: Crystal Hampson (University of Saskatchewan) with Purdue University Press in 2016. In this issue of ATG you will find the first installment of 2015 con- ference reports. We will continue to publish all of the reports received This session’s speakers, individually and collectively, brought in upcoming print issues throughout the year. — RKK considerable experience to the topic. Basch started off with what was continued on page 52

Against the Grain / February 2016 51 ASU, he shared, success is defined not by who is excluded but by who And They Were There is included. Think strategically, he advised. We need to remember from page 51 that even in libraries, we live in a large galaxy among galaxies. a recurring theme through the session: when negotiating, be prepared and know what you need for your institution. Strauch said to be wary THURSDAY, NOVEMBER 5, 2015 of boilerplates, read the contract, and know that anything said outside MORNING NEAPOLITAN SESSIONS of the contact itself, e.g., in a sales pitch or presentation, is not part of the agreement unless written into the contract. Shaw advocated to be clear about what you want, be realistic, and create a win-win. Chesler Think Like a Start-Up (or an Upstart) — Presented by Ann recommended to inform yourself and ask for what you need, e.g., text/ Okerson (Moderator, Center for Research Libraries); Peter data mining. Gruenberg advised to write down your objectives and Brantley (UC Davis Library); Mitchell Davis (BiblioLabs); strategy (what you want, and what less you are willing to take). Also, Franny Lee (SIPX, ProQuest); Jack Montgomery (Facilitator, ask the sales rep the question: “Can you defend your price?” Once Western Kentucky University) a product is produced, it can be sold to many people and the cost of distribution goes down over time. Ven Eman recommended to prac- Reported by: Ramune K. Kubilius (Northwestern University, tice negotiating and to know what you want versus what you need. Galter Health Sciences Library) Tonkery noted that while journal prices are set by publishers, prices for resources created by the company are flexible. Basch wrapped up the session, noting that negotiation is possible. Moderator Okerson introduced the session and the panelists as the creative best, malefactors (in a good sense) of innovation, those who have used their creative energies. Brantley (formerly at New York THURSDAY, NOVEMBER 5, 2015 Public Library) started out by sharing highlights from his career path, PLENARY SESSIONS including working for DLF and Internet Archive where, to Brewster Kahle, “everything is always in start-up.” The work ethos he learned while working for HYPOTHESIS is transferrable to a larger organi- The Value of Libraries: An Association Leadership View — zation. His advice? Never wait, move fast, don’t wait for things to Presented by Courtney Young (Pennsylvania State University) be perfect. Davis invited the audience to tour (with VIP passes) the locally based BiblioLabs (he’s a founder), located near the conference Reported by: Ramune K. Kubilius (Northwestern University, center. Its product is Biblioboard. His prior career was at CreateSpace Galter Health Sciences Library) that became part of Amazon (becoming part of the fulfillment space) and Minitex. Libraries can be at the table. He had the experience of Keynote plenary speaker Young had the honor of being the first acting as his own venture capitalist. His advice? The minimum bar is 2015 conference speaker in the new venue at the Gaillard Center. to be excellent. Lee shared that her legal background and experience Except for some initial sound level issues, the speaker was easily in copyright policy spurred her to be involved in building something able to convey her passions as they align with the American Library with technology. Ideas grow from a spark, and at the end of the day, Association and its strategic directions, activities into which she im- there will be things to do, pulls and pushes, choices to make. Think mersed herself during her term as president of ALA (she is currently like a start-up, she advised. The moderator and each speaker offered immediate past president), in areas such as advocacy, partnerships, other noteworthy observations and advice continuing into the audience and diversification, inclusion, and equity. She mentioned core values, participation portion of the program, including: if we make a mistake, the transformation of libraries as spaces, the roles of public libraries, we’ll fix it solution /mindset (Okerson); be able to communicate why as well as the importance of library programming. Progress has been something is important (Lee); you can never do better than a group made and can still be made at the intersection of research and services. together…pursue radical transparency (Brantley); incremental failure Although demographics have changed (the U.S. is becoming a majority is work… there is different currency in academe though a mission and minority country), society has a long way to go. Libraries can lead the goals are still essential (Davis)... way to a healthy community and can create safe havens; they are also a rich and untapped source of diversity. During the question and answer portion of the session, Young acknowledged that change in academia Industry Consolidation: Real Life Examples — Presented by is not a fast process, and she talked about increasing opportunities Bob Nardini (ProQuest); Tommy Doyle (Elsevier); Doug Way for publisher and librarian collaborations. There is no other way to (University of Wisconsin-Madison). Facilitated by Charles operate in the 21st century than to collaborate, she claimed, and she Watkinson (University of Michigan) advised all to “put skin in the game,” be strategic, and remember that social media drives traffic. Reported by: Crystal Hampson (University of Saskatchewan) Star Wars in the Library: Part I (The Revenge of the Jedi) and Part II (The Force Awakens) — Presented by James J. The presenters provided a nicely balanced set of differing perspec- O’Donnell (Arizona State University) tives. Way began the session from a library’s point of view. He would like jobbers to be neutral, be open to new ideas, advance technology, make life easier, improve efficiency, and play nice with others. As- Reported by: Ramune K. Kubilius (Northwestern University, suming past performance is an indicator of future performance, Way Galter Health Sciences Library) is not optimistic about consolidations in the book industry. However, since companies do listen, Way advocated that librarians speak up Think big and do bigger (in libraries). Using many Star Wars rather than grumble behind closed doors. Nardini pointed out a long analogies and quotes (and a light sword strategically hidden behind the history of consolidation in the book industry. He stated that fragmen- podium until the right moment), O’Donnell opined that, as in that other tation occurs when services are split between many companies and world, ours has skirmishes, nail-biting episodes and much learning seamlessness becomes easier when services are all under one corporate (eBooks are not working in 2015). We should have no more than three roof. Doyle discussed using data to concentrate publishing efforts priorities or we have none. Where will we be 20, 50, 100 years from and resources on specific subject areas and to publish books that will now? Work backwards. All our students are online. Knowledge is a be read. He also stated that consolidations are more successful if verbal noun. The printed book has a glorious future. What would a they are done for strategic fit rather than for essentially financial or universal library look like? The Jedi Library is untrue for collections opportunistic reasons. (a collection of stuff, rather a collection for Jedi (defined users)). At continued on page 53

52 Against the Grain / February 2016 And They Were There From Usability Studies to User Experience: Designing Library from page 52 Services — Presented by Lea Currie (University of Kansas); Ju- lie A. Petr (University of Kansas); Kate Montgomery (Tulane University); Miri Botzer (Ex Libris Group) THURSDAY, NOVEMBER 5, 2015 MORNING CONCURRENT SESSIONS Reported by: Beth Bohstedt (Hamilton College) Elements of the Successful IR — Presented by Corrie Marsh (Old Dominion University Libraries); This session illustrated two perspectives of how surveys and other Dillon Wackerman (SFASU) tools were utilized to improve services in their libraries, specifically the use of Ex Libris’ Primo as a discovery layer. The University of Reported by: Ramune K. Kubilius (Northwestern University, Kansas wanted to improve the user experience of Primo; in order to Galter Health Sciences Library) do this, they first had to ensure that the staff was comfortable with the tool. After the staff examined its strengths and weaknesses, they made suggestions for improvement, and then tested it again, resulting in a The presentation of Marsh and Wackerman included advice and smoother and more enriched experience for their patrons. examples. Libraries make connections and their staffs can be involved in many aspects of an institutional repository. Mediation can provide Tulane University reached out to a broader audience for their us- copyright checking and clearance. Documentation includes forms, pol- ability surveys, as they prepared to roll out a redesign of their Primo icies, checklists. Project ideas and library expertise can be diverse, from interface. They undertook an iterative cycle, testing, making improve- helping launch a journal to sponsoring a specimen collection online (an ments based on the suggestions, then testing again. example was given of the National Center for Pharmaceutical Crops Ex Libris also presented on the use and recent improvements of — the site included metadata, in this case — geotags, patent numbers, the Primo interface. article citations where a specimen was used). Extend the scope to include non-traditional, increase faculty involvement, look for unique collabo- rations. The IR can have a role in e-research. When doing marketing, Gathering the Needles: Evaluating the Impact of Gold Open have specific, tailored examples, be prepared with readership maps. The Access Content within Traditional Subscription Journals — skill set of the IR team (or access to such skills) can present challenges Presented by Jill Emery (Portland State University); Alison since it can’t always be predicted what project will come up inside and Bobal (University of Nebraska Medical Center) outside of the campus. All outlets should be explored for promotion and marketing — extensive and varied, top-down, tailored and specific. Reported by: Crystal Hampson (University of Saskatchewan) After the presentation, questions showed the many aspects of audience interest — embargos, metadata, viewers, formats, etc. The two presenters looked at 2014 JR1-GOA [COUNTER Gold Faculty and Student Engagement with Streaming Video — Open Access report] data from Elsevier, Nature Publishing Group, SAGE, Springer, and Wiley (but not, as indicated in the program, Presented by Michael Arthur (); Beth OUP or Taylor & Francis). Emery began the session by noting that Bernhardt (University of North Carolina Greensboro); Mike more content is being published as gold OA by traditional publishers Eyler (Swank); Elizabeth Leonard (SAGE) as a result of OA policies, particularly in Europe. Release 4 of Project COUNTER includes the new JR1-GOA report for gold open access Reported by: Susannah Benedetti (University of North usage. We would like to be able to tell what the impact of gold OA is Carolina Wilmington) on subscriptions. The presenters limited their investigation to the pub- lishers they had in common, plus Wiley at PSU only. Bobal outlined This session featured two academic librarians and two vendors the publishers’ advertised practices regarding revenue from OA fees in discussing streaming video in academic libraries. Leonard provided hybrid journals and then provided examples of JR1-GOA usage from findings from SAGE on how students engage with streaming videos, 2014. Emery outlined potential uses for the information in JR1-GOA: finding them on YouTube (71%), Google (45%) class Webpages (43%), a baseline for future evaluation, promotion and advocacy for OA, a and the library Website (32%), and how guiding them to the library’s new type of usage statistics, and a negotiation point for subscriptions. video content is critical. Eyler reported on how faculty use Swank’s In response to a question from the audience, the presenters noted it is streaming feature films to demonstrate discipline-specific content in cre- difficult for publishers to break down statistics for open access usage ative ways (The Perfect Storm and Captain Philips for maritime studies; that occurs after an embargo period is lifted. episodes of The Office for business ethics). Bernhardt spoke about what faculty do (and don’t) understand about streaming video, including public performance rights, copyright laws, the costs of streaming video, Mind the Gap: Find and Fix the Mismatches Between Fac- and issues with “transferring” VHS. She noted that librarians must be ulty and Academic Librarians — Presented by William Cross the educators about these complex issues. Arthur spoke about how (NCSU Libraries); Meredith Schwartz (Library Journal); libraries can promote streaming video, including active collaboration Jennifer Albers-Smith (Gale Cengage Learning); Tamara between subject librarians and faculty, creating separate funding for Venit-Shelton (Claremont McKenna College) streaming videos, bringing in vendors to do presentations at department meetings, and focusing on discoverability in LibGuides and A-Z lists. Reported by: Emily O’Connor (Rasmussen College) All of the presenters emphasized the role of librarians in improving discoverability, working directly with faculty on This panelist session provided the results of a summary co-authored the ins and outs of this by Library Journal and Gale outlining the perceptions of both faculty valuable and emerging and librarians of library services and resources, and best practices to format, and learning close the gap in perception. how students engage The first part of the session reviewed the details of the survey. with streaming video in Survey results are available here: http://lj.libraryjournal.com/2015/09/ order to provide the best academic-libraries/closing-gap-librarian-faculty-views-research/. The content. continued on page 54

Against the Grain / February 2016 53 that the access model was different. Mead reported on the results of And They Were There the conversion. Costs in the initial years were substantially less and from page 53 demand has steadily grown from 7,600 in FY 14 to an estimated 13,000 in FY 16. Monitoring usage was necessary as they wanted to be sure panelists focused on best practices in the second half of the session. The they were not paying for access to something they should have perpetual general theme of this focus was that faculty need to be communicated access to. A large number of requests for a specific title may trigger a to proactively about what librarians do, and can do (that librarians teach subscription, or lack of use may be used to cancel a subscription. Oberg and work with faculty who teach, for example). Challenges may arise and Mead were very pleased with their results and stated that PPV may if some faculty think that librarians should be “invisible.” This faculty not be for everyone. Moving to the PPV model has provided improved perception conflicts with librarians’ goals of providing services that user access to content with better ROI on collection dollars. need to be promoted or marketable. Best practices included librarians building upon their breadth of expertise outside of traditional library duties, marketing the library as the go-to for a variety of services, and What ARE We Thinking? Collections Decisions in an Academic “forcing” partnership between faculty and librarians through committee Library — Presented by Linda Galloway (Syracuse University); work, grant projects, and similar initiatives. The session was presented Natasha Cooper (Syracuse University); Doug Morton (Elsevi- as described and many attendees expressed interest in future studies er); Shannon Pritting (SUNY Polytechnic Institute) complementing this first wave of research. [To see the full report, “Bridging the Librarian-Faculty Gap in the Reported by: Christine Fischer (University of North Carolina at Academic Library,” visit www.thedigitalshift.com/research.] Greensboro, University Libraries)

Outsourced and Overwhelmed: Gaining a Grasp on Managing Cooper began the panel presentation with a look at the many chal- Electronic Resources — Presented by Matthew Harrington lenges related to collections decisions, including purchasing models, (North Carolina State University) formats, and licensing. A major issue is communicating institutional needs to publishers and vendors, and that became the overarching Reported by: Cheryl Aine Morrison (University of theme of the discussion. Representing a large private interdisciplinary Washington) university, Galloway discussed what is considered when adding new resources, including usability of the content, responsive design, com- pliance with web accessibility guidelines, and a preference for access In his presentation, Harrington began by exploring the challenges by unlimited simultaneous users. Pritting described the complexities of managing electronic resource metadata. He addressed commercial of building a research library from the ground up for a small, focused Electronic Resource Management (ERM) services, their pros and cons, university with high-level researchers. Communication with vendors and why this requires libraries to monitor the metadata for accuracy. is critical, and it brings challenges such as negotiating pricing and Using graphs and charts, he was able to demonstrate the complexity of successfully coordinating quick purchases when funding becomes the problem and make a case for a homegrown database, using Microsoft available with a short turnaround. The session concluded with a vendor/ Access software to automate many of the management tasks. publisher perspective. Morton discussed the tools and reports that can He then walked the audience through some of the major consid- help inform decision-making. Vendors can provide value beyond just erations that went into to developing the database, such as identifier the products they sell, Morton stated, as he encouraged librarians to choice and linking. He shared screenshots of the navigation and input keep them informed of current and upcoming projects for which they portals that staff used in their day-to-day activities, briefly touching on could provide support. the general workflows needed. He then discussed how the database has been recently redesigned to meet changing needs of staff, and introduced the Integrated Multi-Package Reconciliation Tool (IMPART) database THURSDAY, NOVEMBER 5, 2015 design. He discussed some of the design considerations and launched a LIVELY LUNCH DISCUSSIONS brief live demonstration for the audience. Attendees were very interested in seeing the database in action and would have preferred a little more Changing Academic Book Market Landscape: What’s Next? — time for this portion of the presentation. Presented by Rick Lugg (OCLC); Carol Cramer (Wake Forest University); Alan Jarvis (Taylor & Francis); Kari Paulson Toward Improved ROI: Outcomes of Researching Current (ProQuest); Mark Sandler (Center for Library Initiatives) Pay-Per-View Practices — Presented by Marija Markovic (Acute Source, Inc.); Steve Oberg (Wheaton College, IL); Reported by: Jennifer C. L. Smathers (The College at Brock- Connie Mead (Wheaton College, IL) port, SUNY)

NOTE: Marija Markovic did not participate in this presentation. As always seems to be the case with a “What Next?” session, it started with history, the sordid, yet long and glorious, history of selling Reported by: Marty Coleman (Mississippi State University) and buying books. Lugg served as MC and leading historian for the 80 or so attendees. On the changing aspects of the marketplace, with smaller publishers being bought up by larger firms,Jarvis said, “I don’t This session reported on outcomes of Wheaton College moving even know what business as usual looks like.” from big deal journal packages to a combined Pay-Per-View (PPV) and The most enlightening revelation came from Paulson, who indicated targeted subscription model. This session was built on a talk given at that publishers are fixated on selling titles, because they can forecast how last year’s conference and the executive summary of the conversion is many titles they will sell and use that as leverage for obtaining financ- slated to be published in a future issue of Against the Grain. Oberg ing. Thus their inherent dislike of more ephemeral and unpredictable began with the background and review of the literature. The need for sales models (individual chapters and short term loans) that negatively this project arose from the rising cost of big deal journal packages impact their ability to gain financing. It caused me to wonder if this and the low usage of titles from those packages. For each title, they need for financing is related to the number of venture capitalist firms analyzed usage statistics and subscription costs to calculate the cost of now holding publishers/jobbers. use per year. These statistics were used to determine which titles had While the session spent more time slogging through the backstory enough demand to justify the cost of a subscription. Wheaton chose than its description seemed to promise, it was a necessary exposition to have unmediated PPV — the student did not know or need to know continued on page 55

54 Against the Grain / February 2016 Secret Life of Articles: From Download Metrics to Downstream And They Were There Impact,” in which the studies showed that the second seemed more from page 54 prevalent.) The popularity of portals such as ResearchGate can be challenging for publishers, but partnerships have developed between for those new to the game. Attendees came away with a better under- libraries and publishers that can benefit researchers, too. For example, standing of the motivations surrounding rapidly-changing purchasing the University of Florida has worked with Elsevier to allow a search models for monographic content. in the institutional repository to pass through to Elsevier-published institutional authors’ works in ScienceDirect. An API allows an entitlements check to be done to lead to the final version or to the The Changing Nature of OA Journals: Helping Scholars manuscript. Wise made the group aware of draft “STM Principles Identify the Good, the Bad, & The Political — Presented by for Article Sharing on Scholarly Collaboration Networks” that were Matthew Torrence (University of South Florida); Susan Ariew posted for public comment earlier in 2015. The round robin discus- (University of South Florida) sion followed the traditional “lively lunch” format, with interesting updates and fragments that abounded, but each attendee will have to Reported by: Neil Foulger (Levi Watkins Learning Center, determine where to go from here. Alabama State University) Vendorbrarians: Librarians Who Work for Vendors and the This session provided a useful overview of the Open Access (OA) Value They Provide to Library Customers —Presented by Rob- movement. Both Torrence and Ariew presented the types of OA journals, the politics of the OA movement, how predatory OA pub- ert Boissy (Springer); Charlie Remy (University of Tennessee lishers operate, the pros and cons of Jeffrey Beall’s blog and List, and at Chattanooga); Marliese Thomas (Ex Libris); Jalyn Kelley solutions to predatory OA publishers. There were four types covered: (Client Services Manager, IEEE) three actual and one ideal (no money needed to publish). The politics of the movement relate to free exchange of knowledge versus pricing Reported by: Mari Monosoff-Richards (Librarian, Michigan models which include lack of oversight of OA publishers. This lack State University) of oversight allows for some OA publishers to take advantage of researchers seeking publication, thus being “predatory.” The chief This panel was organized to teach the audience about the jobs librar- signs of a predatory OA publisher include lack of transparency and ians take with vendors. They spoke about the pros (more money but the tactic to request for author’s information and then charging the not as much as you’d think, greater opportunities to climb the career author to publish. Beall was described as an OA skeptic who supports ladder, travel) and cons (former colleagues who feel betrayed, lack of traditional publishing despite his list’s purpose to assist libraries and understanding about what librarians can do within the company) as well scholars in avoiding scholarly publishing scams. The chief solutions as what their jobs consist of. Their librarian training often plays a large discussed were the need to warn faculty researchers about predatory role in the work that they do. OA publishers and the creation of more tools to help discern reputable Each of the vendorbrarians encouraged librarians to speak to their OA publishers. Audience members shared opinions and information vendors about what can be done better. At IEEE, Kelley said she regarding experiences with OA, making this session very informative presents a customer wish-list to her programmers once a quarter and it and lively. influences the product development road map. Someone warned that not all librarian desires are accomplishable, but another member of the Facilitating Sharing Among Researchers — Presented by Alicia panel chimed in that often desired changes are in the works or are new Wise (Elsevier); Maggie Farrell (Clemson University) features that the library didn’t know about and can be quickly activated. All three panelists encouraged librarians to speak with their vendors often. As vendorbrarians, they act as intermediaries and educators, not Reported by: Ramune K. Kubilius (Northwestern University, just sales people. Professionally they feel the responsibility to advocate Galter Health Sciences Library) for librarians within their organization..

With chairs drawn in a circle and led by the session facilitators Wise and Farrell, participants, librarians, and publishers shared experiences That’s all the reports we have room for in this issue. Watch for and insights. It is relatively obvious that there are different sharing more reports from the 2015 Charleston Conference in upcoming needs at different points in the research cycle, both during and post issues of Against the Grain. Presentation material (PowerPoint research and publication. In sharing, the goals are to support research slides, handouts) and taped session links from many of the 2014 and to provide access to research output. But what are researchers’ sessions are available online. Visit the Conference Website at www. practices? Are they sharing links to their full-text or actually sharing charlestonlibraryconference.com. — KS articles? (Mention was made of another conference session, “The

the other hand will not read books on devices To learn more, look at our Penthouse Rumors and I am not going to say how much older Suite Interviews for the 2015 Charleston from page 33 than he is I am. Anyway, Jim O’Donnell (the Conference. We have interviews with Erin director of the ASU Libraries and the keynote Gallagher, Jim O’Donnell, Gary Price, The eBook. What are we going to do about speaker at the 2015 Charleston Conference) Mark Sandler, Carol Tenopir, Alicia Wise it? The divide between those who like e and recently visited our library. The library staff and Courtney Young. They have been those who like p is almost as bad as the pres- had a special hour plus interview with him to edited into small 10-14 minute snippets idential elections (okay, I am exaggerating). discuss interlibrary loan operations, renovating which makes them very watchable. Check But it seems that I have talked to more and a library, engaging patrons, and eBooks. Jim them out! more people who prefer the print book rather is vocal about all the issues with eBooks — http://www.charlestonlibraryconference.com/ than the eBook. Hmmm… me … I like them how they are all on different platforms, have video/atg-penthouse-interviews/ both. Just finished readingVanity Fair (Thac- different usage configurations, can print only keray’s not the magazine) and I have to admit a certain number of pages, etc., etc. You’ve That’s it for now! I enjoyed reading it on my iPad. My son on heard it all.

Against the Grain / February 2016 55 Optimizing Library Services — SAGs to the Rescue: Student Advisory Groups in the Library by Beth Daniel Lindsay (New York University Abu Dhabi, PO Box 129188, Abu Dhabi, United Arab Emirates) and Ilka Datig (New York University Abu Dhabi, PO Box 129188, Abu Dhabi, United Arab Emirates) Column Editors: Lindsay Johnston (Managing Director, IGI Global) and Ann Lupold (Promotions Coordinator, IGI Global)

n today’s increasingly mobile and digital feel ownership of the institution and make the local community. Overall, forming a SAG world, academic libraries face a lot of decisions that best suit themselves, their peers, is a great outreach opportunity because it shows Icompetition. To meet that challenge, many and the library as a whole.” And involvement that the library cares about its users: “A library libraries are working harder to reach out to in on-campus groups helps with student re- that has a student advisory board is a library their communities, rather than depending upon tention as well. As Deuink that is thinking of its future” their communities to come to them. Student and Seiler (2009) argue, (Deuink and Seiler, 2009). Advisory Groups (SAGs) have the potential to “When students are involved Although it may seem be an important component of any academic on campus, they develop like a lot of work, once library’s outreach efforts. relationships with faculty, a SAG has been formed For many years, “friends” groups have staff and fellow students that it should run relatively played a vital role in public libraries, and ac- improve their experience at smoothly. The real work ademic libraries have begun to see the value the institution.” comes when it is time to of collecting a group of individuals who can On the librarian side, implement new proposals, serve as external advisors. A SAG can be involvement in a SAG offers but this is something that defined as a group of students who meet with the possibility of forming rich and long-lasting librarians already do on a regular basis. With library staff on a regular basis to discuss and relationships with students. Many academic the support of a SAG behind their ideas, librari- provide advice on library policies, resources, libraries struggle to connect with their students ans can be more assured that their new projects and strategies. Other terms commonly used and their needs — SAGs provide an easy way have a good chance of being effective. Having to describe SAGs include Student Advisory of both getting concrete data about student a SAG should not keep librarians from speak- Boards, Student Advisory Committees, and opinions regarding the library and a solid group ing to other stakeholders, including faculty Student Library Advisory Councils. SAGs can of library advocates who will spread informa- and alumni. As all librarians know, students also serve as focus groups for informal projects, tion about the library to other members of the are just one of the voices that need to be heard. such as usability testing. university community. Most libraries want to At the New York University Abu Dhabi Many options exist for the creation of be known as “student-friendly.” As Benefiel, Library, we have experienced firsthand how SAGs, defining and developing their role at Arant, and Gass (1999) write, “A library the SAG has been valuable in a number of the library, and measuring their success. SAGs which works with student government to ad- ways. Librarians have been able to connect are flexible, in that they can be designed to suit dress student concerns will present itself as a with students in a more meaningful way by small liberal arts institutions as well as large campus entity which listens to, and cares about, hearing their opinions and voices on a regu- research universities. In implementing SAGs its student users, and, in turn, has the support of lar basis. They have given the library ideas at the New York University Abu Dhabi Li- students as users, advocates, and financial sup- and support for a number of projects. As a brary, we got to witness firsthand the benefits porters.” As librarians work with students, it is relatively new institution, with no “set” way of these important organizations. important that they not underestimate the value of doing things, this help has been extremely The benefits of forming a SAG go far of peer influence. Hearing their fellows advo- valuable. The NYUAD Library has become beyond increasing library gate counts or cating for the library can have a huge effect on a more student-centered library because of the circulation statistics. SAGs improve student students. At any academic library, students input received from the SAG. Meetings with and librarian experience by creating a new will appreciate the fact that the librarians care the SAG are a constant reminder that librarians level of interaction and involvement for both about their ideas, hopefully encouraging the should not be making assumptions about what parties. SAGs have the potential to enrich any students to rise to the challenge of leadership students want and expect from the library. The academic library’s community-building efforts in sharing their ideas, opinions, and concerns. best way of finding out what students want is, by creating a group of library advocates and This, in turn, will help students feel a strong of course, to ask: having a SAG formalizes giving students a vested interest in the library. sense of connection to “their” library. this line of communication and makes library SAGs give students a real voice in the li- There are challenges, however. A constant- staff’s job that much easier. The SAG has brary’s collections, policies, and programming, ly-changing student body, competition from helped the library understand and reach its making these advocates most effective, because the Internet and bookstores, and the continuing community of users much more effectively, they appreciate that their voices are being prevalence of librarian stereotypes are just which has in turn improved community rela- heard. As Dorney (2013) writes, “Students are some of the issues librarians face. But although tions. As an example, the library has recently the primary clientele of most academic librar- the student body may change, an established moved to a new location on the university’s ies. By giving them an opportunity to partici- SAG will stay in place as an institution, with permanent campus. One of the new features is pate in the decision-making process, libraries the added benefit of flexibility as new members a Silent Study area. Whenever librarians give can ensure that the collections, services, and with new ideas come in. SAGs put a human library tours, they mention that the policies programming they offer are truly student-cen- face on the library, offering students the poten- governing this area, including no food or cell tered.” Students feel a greater connection to tial to help personalize the library according phones, came directly from the SAG. the library if they are allowed to be part of the to their needs. All of these factors help make There are endless opportunities for future institution. According to Browndorf (2014), SAGs a truly effective community-building research and development regarding SAGs. “The more students make decisions about the tool. A SAG can also create benefits for other One possible avenue for research could involve library, the more they will value the library, library stakeholders, such as faculty, staff and continued on page 57

56 Against the Grain / February 2016 the IGI Global article “Friends with Benefits: Optimizing Library Services Fostering Community in an Academic Library from page 56 with a Student Advisory Group.” comparing SAGs at different types of academic References libraries, such as community colleges, research Benefiel C. R., Arant W., Gass E. (1999). universities, and liberal arts institutions. A A new dialogue: A student advisory committee holistic review of advisory groups beyond ac- in an academic library. Journal of Academic ademia, including public and school libraries, Librarianship, 25(2), 111–113. 10.1016/ might be of interest. In addition, assessment of S0099-1333(99)80008-1 SAGs is an area that is relatively under-studied. Browndorf M. (2014). Student library Future research could include tracking the suc- ownership and building the communicative cess of outreach efforts suggested by SAGs, for commons. Journal of Library Administration, example by measuring the knowledge of library 54(2), 77–93. 10.1080/01930826.2014.903364 policies and their popularity across campus. Li- Deuink A., Seiler M. (2006). Students as braries that use Lib-QUAL or other assessment library advocates: The library student advisory tools and create a SAG could compare student The Best board at Pennsylvania State-Schuylkill. Col- satisfaction before and after the SAG’s cre- lege & Research Libraries News, 67(1), 18–21. ation. A focus on SAG members could also be of illuminating — librarians could study students Deuink A., Seiler M. (2009). The library to determine if membership affects student student advisory board: Why your academic Pharmacy retention, academic achievement, information library needs it and how to make it work. Jef- literacy skills, or other measures of student ferson, N.C.: McFarland and Company. In One success. Overall, any attempt to measure the Dorney, E. (2013). Students as stake- efficacy of SAGs as outreach and communi- holders: Library advisory boards and priv- Collection ty-building tools, perhaps in comparison to ileging our users. Retrieved from http:// other outreach options, would be a worthwhile www.inthelibrarywiththeleadpipe.org/2013/ addition to current library literature. For more students-as-stakeholders-library-adviso- on our research with SAGs at NYUAD, read ry-boards-and-privileging-our-users/

@Brunning: People & Technology At the Only Edge that Means Anything / How We Understand What We Do by Dennis Brunning (Director, The Design School Library, Arizona State University)

Annals of Conspicuous Consumption: someone else, yes? But how about the product My iPhone 6S Plus of the month, the Dr. Dre mono-stereo globe? Fits in your hand, cranks out pure 100 watts of “Lord, won’t you buy me a Mercedes-Benz, delicious Beyoncé or for you, from the looks of my friends all drive Porsches, I must make you, some sweet Leonard Cohen, am I right? amends.” — Janis Joplin Yes, right, throw it in. Don’t drool on my iPhone 6S Plus. Do not swipe, tap, or jiggle. And don’t roll your eyes, And your wife, Mr. Brunning, the lovely snub your nose, turn away. If you do — and Mrs. Brunning, that Wi-Fi only iPad Mini you will — it means you probably own an with so many months left on its contract. I’ll android phone or worse still, for you, another bet she’d like better, easier, more convenient iPhone, say, an iPhone 6. You are out of cycle connectivity, correcto? and you know it. Step aside. How did he know this? Why yes, the iP- 30 References hone as Wi-Fi hot spot is as convenient as the My time for renewal had arrived, wouldn’t monthly magazine arriving days late, news old, Over 450 Case Studies you know it, just when S models came out. with long articles so long to read. Yes, yes, Really, it’s as exciting as driving a Tesla S yes, at any moment around Apple products Preceptor Central silently by your neighbors. The Tesla is simply we become Molly Bloom aroused into ecstatic an iPhone with wheels. regions, powered by the élan vital which is NAPLEX It’s fate, I’m sure of it, how Apple rolls nowadays iPhone releases. these shiny gadgets out, with enfant terrible Eduardo, the rep, showed genuine envy as assurance they will prevail. he prepped the new phone, cradling it in one My Verizon Wireless customer rep handled hand as he tapped tapped tapped on the iPad For more information the swap as smoothly as a high-end drug pusher Air 2 in the other. Like a jeweler he squared contact us at or jewel thief. Once my cell phone number was up the InstaShield Glass by Zagg, 19.95, and typed into, yes, an iPad Air 2, standard tool now pressed out air bubbles to bond it like invisible [email protected] in these stores, we were off and running to our anti-crack strength to the iPhone Gorilla glass or satisfaction goal. Yes, Mr. Brunning, we can display. And I won’t marvel at how smoothly visit us online at cut data costs remarkably, you don’t watch he slipped my new iPhone 6S Plus into its Netflix do you? Warm smile. Yes, we can save Tech2 case, one we together had selected pharmacylibrary.com you at least $80.00 a month — give that data to continued on page 58 15-302 Part of Our Lives: A People’s History of Warehousing books — Writer and li- @Brunning: People & Technology the American Public Library by Wayne Wie- brarian Barbara Fister advised us in 2004 from page 57 gand (Oxford University Press). Wiegand, a to avoid describing our Internet response historian and library science professor, chron- to warehousing books as warehousing our as slowly and comprehensively as a couple icles the history of American public libraries books. A decade later our books are off-site, picking a home on HGTV’s House Hunters. from the view of its patrons — the kids, warehoused, and it’s been a good business for “I’m crazy jealous, Sir, crazy jealous. My parents, adults, teachers, and those that build them iPhone 6 is showing wear, my Tweets ever so city officials — who’ve and a fait accompli slow…” played an instrumental without much fuss. Now now I cooed. Just think we could be role in creating a chal- Worried Fister, our one of them, as I pointed to a thrifty couple off lenged but enduring warehouses admit to Hawaii for their 50th anniversary and buying American institu- our stock-in-trade, twin Samsung Galaxies. We laughed quietly. tion. Wiegand digs books, are more stor- Samsungs. Hawaii. So droid… deep into memoirs, age than hot business official papers, news- ready for retail. In We are chosen, we the owners of iPhones, papers to bring to light 2004 it was rhetorical, in 2015 chosen. We are members of the Apple Nation, many facts often hidden by our assumptions. phenomenological books in themselves an eco-system based on the highest value and He’s not a fan of city leaders, politicians, li- existing for themselves, existing practically worth of immaculate glass, sheathed in the best brary directors who often have shortchanged speaking as meta-data in our catalogs. This is plastic money can buy, uber designed so that users in the name of efficiency or political retail in reverse, what results in Dollar Stores. thinking is computing is believing. expediency. He finds the average library Dark Internet — Mom refused to let us There are two moments in life now when and librarian colder than they need or should watch Dark Shadows, you know, the spooky transcendent merges with the innate, when life be. This sangfroid, however, is balanced by soap opera of the 60s, which played on the explodes into joy greater than a contact high. genuine love for learning, reading, and doing portable Sylvania TV next to your sister’s So, can we bill your Amex $895.00 Mr. stuff at the public library, enough to preserve Princess phone. Ah, by today’s standards Brunning, yes, just sign with your finger here. a steady if challenged hold in American and its Dark Internet — home of human Yes, awkward. Everyone says that. community life. organ sales, human trafficking, human baby Postscript: The iPhone 6S Plus is an factories — it seems an idyllic time of inno- cent neck puncturing and innocent devilry incredible device, sized nicely to still carry Downloads from the Zeitgeist — around like the slender smartphone yet big in dark rooms, away from Mom and a bright enough to allow a larger screen and other Auld Lang Zine Edition 2015-2016 brilliant afternoon after school. Be aware of onboard hardware that improve already great Drones, Robots, Autonomous Vehicles the dark Internet, its parallel universe where features — better camera, better speaker, — 2015 marks the year Artificial Intelligence the post-Google library may relocate, where better microphone. If foreign students, espe- (AI) went mainstream. A day did not pass unjacked jackets of best sellers await the bit cially Chinese students, who use their phones without a news story on our future of driver- torrent librarian’s cataloging and circulating. almost exclusively as computers, do foretell less cars, drone delivery of goods, thinking “Kids, you aren’t in that dark library are you? the direction of library computing, we’ve services brought to us by IBM Watson, or Mom texts from anywhere.” No, we’re just taken the wrong turn. Given how my Chinese the toil of Robots and their toll on the labor playing Dark Shadows on Netflix… students’ eyes pop at the sight of my iPhone 6S force. Some of us love the thought of a world Snippets — over a decade in becoming Plus — while they research, read, write their where we are served; like Oblomov we like — should we call it law, practice, publishing coursework — what better way to go out of the leisure above all struggle. Others are just concept? — the snippet goes forward from style in style but with Apple’s latest bon mot smitten by the efficiency, the sustainability the Google Book Settlement as a new form in handheld computing… gains, the idea that we’ve mapped the genome of publishing and reading. It’s an automated as applied to everything we think and do. abstract nothing new about that yet its length, Unread books — with the recent appellate easily one or two average chapters minus Let’s Read court decision affirming Google’s right to continuity. Brings a whole new meaning to Public Library and other Stories by Ali scan 20 million library books without payment learning and reading. Yes, he’s smart but what Smith (Hamish Hamilton, 240 pages). There to authors, fair use now extended to snippets he knows seems, well, so chopped up, like he isn’t a short story called Public Library how- revealed at Google’s algorithmic wisdom — just skimmed it all. Google’s all-knowing eye rather than yours ever much we wish — it’s such an elegant Improbable Library — Or improbable — we move closer to understanding Umberto crystalline title. The public library is every- libraries. A photographic essay by a UK Eco’s decades-old idea of the unread book. where yet not there. Stories are about people journalist and son of two librarians denotes Unread books are where the action is, an who grew up with a public library and mourn odd instances in the digital era of place and antilibrary of what you don’t know. It’s out its demise in today’s UK. It’s about the thrill books and connotes astonishing ways librar- there, waiting for you to read if only you of a first library card, an adult ticket for getting ians around the world are reaching readers. books to read. It’s about finding freedom in can find it. For centuries this meant finding the democracy of the library’s spaces, reading the book, on its shelf, in a library. Eco is Martian Librarian — could be played books that inspired, taught, and empowered a demanding reader — knowledge is what by Matt Damon, why not? But now born one with knowledge that was more than one’s remains to be read. Google can add billions of on the red planet, schooled in the planetary self. A major theme throughout is the seren- books but we don’t approach Eco’s goal. It’s decimal system, and newly arrived on earth dipity of discovery in a library’s stacks and asymptotically unreachable under the current pondering all the libraries found in the Mars its adult parent distraction. And throughout understanding. like industrial parks of a print-less planet is the author’s concern with a bureaucracy — Bureaucrats and books — it’s the new Earth. Martian Librarian finds poster board modern officialdom — a faceless system that B&B but don’t order it from your bartender. and fashions signage above a large indus- substitutes automated voices for reference, Books and bureaucrats is the new actionable trialized door of the even larger sheet metal stressing efficiency and cost savings over joy item. It’s an inverse relationship, Readers warehouse. Public Library. and common “human” sense. Ali Smith wrote read, bureaucrats move. You identify each these stories over a twelve-year period that by the simple question, “where are the saw closing over 1,000 UK public libraries. books?” No disrespect meant to either, it’s It documents the toll obliquely and forever in just as the kids say “what it is.” Bartender, smart, concise stories. another B&B!

58 Against the Grain / February 2016 The Scholarly Publishing Scene — Another Year of PROSE Column Editor: Myer Kutz (President, Myer Kutz Associates, Inc.)

’ve done two stints on the awards and are occasionally reviewed in news- — in my view, an apples and oranges program run by the Professional and papers and general interest magazines. I comparison if there ever was one. In fact, IScholarly Publishing division (PSP) of also weigh in on journals and electronic before these new categories were invented, the Association of American Publishers products in these disciplines. Multi-volume I routinely marked down undergraduate (AAP). The first one was years ago, when science reference books are in a separate textbooks and popular books; the former I was vice-president and general manager category, also assigned to me. can sport higher production values and of scientific and technical publishing at This year I received 70 entries, more the latter can look sexier than high-level Wiley and also chairman of PSP’s executive than my fair share, as I reckon. But who’s monographs, but those characteristics, in council. The second stint, still ongoing, complaining? Not me. I get to review a my opinion, should not move such entries to started in the early 2000s (I can’t remember lot of wonderful stuff is the way I look at the top of the pile. So neither monographs exactly when). the bounty served up to me. nor textbooks nor popular books were get- The awards program, now called the Most of the stuff is in the form of printed ting a fair shake. PROSE Awards, is a competition for the books. The distribution among disciplines This year, I found excessive mislabel- best publications in disciplines in which and types of books varies from one year to ing on these forms with regard to books PSP member companies publish, although the next. Last year, for example, I received that are really undergraduate textbooks or it is open to non-PSP houses, such as twice as many multi-volume scientific and are books for general audiences, but are members of the Association of Americans technical reference sets as I did this year. submitted for professional audiences in University Presses (AAUP) and trade pub- (As I wrote in this column a year ago, the math and scientific disciplines. So I had lishers. During my first stint in the latter boxes that the sets are shipped in remain to redistribute so many books among the 1980s, when I was chairman of the awards in my garage under strict orders from my piles on my study floor that the textbook program, the judges began to see elec- lanky and on occasion imperious wife, and popular-book piles grew much taller tronic products, in addition to the staples who’s willing to put up with the piles of than the five discipline ones, with 12 in the of monographs, single- and multi-volume other books in the study, but that’s as far former pile and 16 in the latter one. In fact, reference books, and journals. Books still as she’ll go.) If memory serves, the sets by the time I was finished with this shifting predominate, but the number of electronic were also larger and heavier last year than around, there were only three books in the entries has grown larger, for obvious rea- this, requiring a lot less heavy lifting; an chemistry/physics pile, five each in the sons. (Most books, available in both print unusually warm December also contributed mathematics and earth science piles, six in and electronic formats, are submitted in to ease of review. the earth science pile and, as noted above, paper form.) Of the remaining 62 entries, there were just two in the astronomy/cosmology pile. There were just five judges during my a couple of electronic collections and four Enough for judging, but just barely in some first stint — one MD (for the medical titles, new journals. Several of the remaining disciplines. Sometimes, I should note, I of course) and four PSP old boys (retirees books belonged in disciplines overseen by don’t recommend an award for a discipline from PSP houses that more other judges (these books dealt with which has very few entries if none of them often than not specialized public policy aspects of such stands out. in scientific and technical issues as sustainability and Publishers in these math and science dis- areas). They dealt with water resources and were ciplines who are reading this column should no more than a couple not written primarily for consider submitting more high-level books of hundred entries, if my scientific and technical au- that have enough originality and meet the memory serves me cor- diences); I shipped those needs of their audiences well enough so rectly. Nowadays, under back to Kate Kolendo for that they were worthy of the time, effort the leadership of PROSE redistribution. and money it takes to publish them in the chairman John Jenkins Except for the astron- first place. And staffers responsible for and with the expert work omy and cosmology dis- submitting entries for PROSE awards need by AAP staffer Kate Ko- cipline, in which there to look more carefully at the nature of the lendo, the number of en- were just two books, the books. Properly identifying whether an tries is well north of 500, remaining 50 or so books entry is a textbook or a book for general and there are 17 judges — started out in six roughly audiences leaves more room for high-level one MD, several librarians equal piles on my study monographs. and academics, and the rest floor among the four dis- The bottom line, for me, is actually publishing professionals in ciplines and the textbook that I wouldn’t mind receiving even more and around the business. All of the judges and popular categories mentioned above. books in the future than were delivered to are well versed in the disciplines assigned Publishers themselves build the piles my house this year. There will be more to them. initially, because in the paperwork accom- stuff of interest to me. Of course, there is Due to my years at Wiley (and partially panying each entry, publishers are the ones the issue of my wife’s reaction to a greater due to my being the editor of numerous who list the discipline or category for which number of deliveries. There may be more technical handbooks), I drew the short straw they are submitting each entry. books this year than ever, I’ll be explaining for professional-level books in mathemat- The textbook and popular book catego- to her, but the number of piles on the study ics and four science areas — chemistry ries have come into being, mainly at my floor is the same. They’re just taller. I’m and physics, environmental science, earth urging, over the past few years, so that sure she’ll understand. Wish me luck. science, and astronomy and cosmology — books of similar audiences could be judged plus science and math textbooks, as well as against one another, rather than, say, having popular science and math books that can a chemistry monograph competing against sometimes be found in general bookstores a basic undergraduate chemistry textbook

Against the Grain / February 2016 59 Little Red Herrings — Roosting Chickens? by Mark Y. Herring (Dean of Library Services, Dacus Library, Winthrop University)

bout three decades ago, political unpleasant past moment in life, or it might ered common sense can land you in deep correctness surfaced in a few large remind them of an unpleasant moment that and serious trouble. For example, making Acolleges and universities. Some may happen later. Anything is the operative a case that the best qualified client should attributed it to a form of Marxism, others word. Again, the evolution may have begun get the job, can make you come off sound- brushed it off as a passing fad. Still others from right-thinking motives — no one really ing elitist at a bare minimum. Resorting marked it as a step in the right direction: seeks to hurt another’s feelings, at least not to statistics to prove a point can make you looking out for others who might otherwise intentionally, save for the Schadenfreuder seem arrogant or unfeeling, not accounting be offended by one thing or another. Po- among us. On the other hand, it’s good for those of us who fall outside the Bell litical correctness, PC as it was sometimes mental health to face your fears and your Curve’s upper 2% tail. Saying that people abbreviated, took many forms, from lan- own unpleasantness even if it is the result should be responsible for their own choices guage to cultures, to mores. For example, of another, isn’t it? can give the impression that you do not care some women took offense to having doors From trigger warnings we have now for them, think you’re better than they are, opened for them, literally. Some didn’t like come to a state wherein many college and or are parading your own good fortune over certain words or phrases being used in their university students claim emotional well-be- their own. presence. Still others sought to change lan- ing and so must be protected from words, Can you see where all of this is going? guage from the inside out, doing away with ideas, phrases, concepts and terms in liter- Heaven forbid anyone read Flannery gender specific antecedents, and making ature, social science, and general commerce O’Connor, or William Faulkner, or just speaking and writing more of a challenge they don’t like. As Greg Lukianoff and about any Southern writer. Ditto that for than it already is. Jonathan Haidt put it in a recent Atlantic any Russian, Irish, or Jewish writer. This On the balance, at least early on, it did article, we have entered “the coddling of the approach also eliminates any Black writers, seem that there might well be something American mind.” Is this too harsh or simply and, well, now that we look at it, all that’s to be learned from those arguing in favor the opinion of two unfeeling men? Hardly. left is technical writing that doesn’t rely on of political correctness. Well-meaning Some comedians like Jerry Seinfeld statistics. individuals sought to think more about complain that college students can’t take a In some ways, the chickens are coming others and less about themselves, at least joke so he, and others, such as Chris Rock home to roost, as we sometimes say in the in certain contexts. For example, anti-bias and Tina Fey, no longer run the college South — but no offense intended to chickens curricula sprang up in many K-12 schools, circuit comedy route. Young people, they or those who love them. The children of the with some taking great pains to be sure argue, can no longer take a joke. Profes- generation of PC-eres have grown up, all of even mathematical word problems did not sors are now terrified about holding class whom were part of “every child’s a winner,” lean in a sexist, racist or cultural-preference discussions for fear they will say a word, when trophies were given to all participants, direction. Had political correctness stopped bring up an idea, or enter into a debate that and where wrong answers do not exist even right there, it might not have upset anyone will land them, first in Human Resources, when they clearly do. We are all winners, other than those on the very, very far right. and second, in the unemployment lines. leaders, champions, and supersmart, wheth- Soon, however, the political correctness Students at one college in Pennsylvania er it’s true or not, but again no offense, if began to have fairly pejorative connotations want to change the name of its center, named any is taken. as the movement sought to undo just about after a former president from the Depression I’m not sure where all this will take us everything, from syntax, science, and, be who essentially saved the college from ex- but I fear that it will take us to a very bad honest, sensibility. Newspapers, especially tinction, because his last name has a deadly end. If the university is not the place where the New York Times, began crusading about connotation. It would be like someone you come to grips with what you believe, not using certain kinds of references and all complaining about “Herring” because they and with how to think critically, and with too soon, as is the case with many formida- object to fish. My older daughter’s married exposure to various kinds of thinking alien ble movements, those not using politically name is Slaughter. Oh, dear. to your own, then it becomes nothing more correct terminology had to be sidelined or So-called “safe zones” have become than a very expensive club for lemmings. disenfranchised. Let’s face it, political cor- safe zones from anything and everything I came from a blue/white collar neighbor- rectness never corrected with an even hand. that might cause someone the least bit of hood and college for me began a time of While we were instructed to think of God emotional distress. While much of this is both good and bad, smart and very stupid as a woman, we were never instructed to occurring at mainly large institutions, it experimentation. But after it was over, I think of Satan as anything other than a man. is occurring everywhere, at right-leaning, came out on the other side a better man, or A backlash occurred, of course, and amid left-leaning, Christian, secular, public and so it seemed to me. Sure, my feelings were right-thinking criticism and overreach, po- private institutions. We must all walk on hurt, my provincial attitudes laughed at, and litical correctness seemed to vanish. As it egg shells now because there are those my beliefs, such as they were, challenged. turns out, it merely went into hiding. among us who are on the brink of breaking, The experience made me think, and hard, Today the term is rarely used, but its literally. about the important things in life. effects, especially on colleges and universi- I find all of this not only very puzzling If trigger warnings and PC-redux proves ties, now appear to be the proverbial chick- but also more than a little alarming. Saying true, then libraries are destined to be one of ens coming home to roost. It began about something simple and, at one time, consid- the first zones to be declared unsafe for any a year ago with so-called thinking. “trigger warnings.” Trigger And that will make warnings are anything that them obsolete more might cause someone to quickly than anything have an unpleasant emo- any technology could tional reaction, either be- ever hope to do. cause it reminds them of an

60 Against the Grain / February 2016 Let’s Get Technical — A Technical Services Perspective on Taking on a Shared Retention Project, Part 2 Column Editors: Stacey Marien (Acquisitions Librarian, American University Library) and Alayne Mundt (Resource Description Librarian, American University Library)

n part one of our discussions of a technical A particular area of concern was how to each title. The big question is wheth- services perspective on shared retention handle textbooks. The usual practice at AU is er and how the CCC will review the Iprojects, (ATG, v.27#5, November 2015), to replace older textbooks with newer editions spreadsheet on a regular basis. It is Stacey and I gave an overview of the retention or specific editions requested by the collection conceivable that there will be many project American University and the other managers. We now had textbooks marked as titles each month for the committee institutions in the Washington Research Li- retention copies that we would not normally to review, since all of the WRLC brary Consortium (WRLC) engaged in and keep. Additionally, there are cases where we schools will be using this spread- the processes by which retention decisions and do not want to purchase replacement titles for sheet to track titles that will not be allocations were assigned in our shared cata- books that have replaced. To log. These changes have had implications for been lost, usually date, the CCC our Acquisitions and Cataloging departments, due to a decision has not begun particularly in the workflows for lost and re- on the part of the reviewing this placement books. Additionally, questions have collection manag- spreadsheet, been raised about how much authority staff has er or due to other but we imag- to correct errors in identifying titles that have factors such as ine that the been mistakenly marked for retention. lack of circulation committee will As was discussed in the previous column, or age. In those have input into titles were identified to be retained if they met cases, there has been uncertainty about what how well this certain parameters; that is monographs being to do when titles marked for retention are tracking system will work and how published prior to 2005 for which there are those we do not want to replace. We would often they will realistically review it. more than ten copies in WorldCat held within normally withdraw these titles and remove Due to the work of the task force and what the United States. These titles have been iden- the holdings from the catalog. There is also is outlined in the MOU, we have been able tified by a retention location code within the the question of devoting funds to resources to establish some guidelines that address our shared Voyager catalog, so it is easy for staff we would not normally purchase. We needed specific institutional workflows. This has to identify which titles will need specialized more specific guidelines to follow for when helped staff performing the day-to-day work evaluation and treatment during our lost and we were truly on the hook to purchase re- to have more specific workflow procedures replacement books workflows. placement retention titles in these instances. when working with retention books. Some of In the Memorandum of Understanding One outcome of ongoing questions on the the changes to the workflow for replacements (MOU) entered into by the participating li- part of all participating libraries has been the and damaged books include using the new braries within the WRLC, it was agreed that establishment of a WRLC-wide task force problem spreadsheet, the types of information the library holding a retention title is expected that is charged with creating a clearer defini- to include on that spreadsheet, where to place to protect that title from being discarded. tion for what constitutes a good faith effort in the titles in questions and how to communi- The idea was that if a book that was marked replacing or repairing books. The task force is cate to the collection managers about previous for retention was lost or badly damaged, and also charged with establishing clear reporting editions of textbooks. One question that re- another participating library in the consortium procedures for reassigning retention commit- mains unresolved is how any future problem had a copy, the retention commitment would ments to different copies when needed. This resolution will be handled once this task force be transferred. If there was not another copy task force is primarily comprised of librarians has completed their work and is disbanded. within the consortium, the original library in various technical services departments from Throughout the course of this project, would make a good faith effort to replace or several WRLC member libraries. The group there has been variation in how the different preserve the lost or damaged copy. Any titles has developed two types of spreadsheets for libraries in the consortia are handling errors, that could not be replaced would be sent to a the member libraries to use: reviewing the remediation lists, and reviewing consortia-level coordinated collections com- 1. The WRLC reassignment spread- titles identified for permanent retention. Staff mittee for review to determine further action. sheet. If there is another copy of performing the day-to-day work in these areas It became clear shortly after the retention a title in the consortium, a library at our library was initially very cautious about commitments were assigned that more detailed does not have to replace its retained making even minor corrections, such as when directions and guidelines were necessary for copy. The title and other identifying a book had been mistakenly identified as a title staff performing the day-to-day work on the holdings and item-level information meant for retention due to a cataloging error collection. Specifically, staff needed to know: about the book is put on this spread- or variation in the local bibliographic record. • how to handle lost and damaged sheet and the retention location code Having the consortia-wide task force give books, will eventually be reassigned to general guidelines, as well as having regular another copy within WRLC. internal meetings to identify and discuss • how to report titles that needed 2. The Collaborative Collections Com- issues, from an acquisitions and purchasing, further evaluation and possible re- cataloging, and a circulation perspective has assignment, mittee (CCC) Review Spreadsheet. The CCC is a consortium-wide been beneficial. Learning what other libraries • how to handle decisions about committee that handles collection are doing and getting feedback directly from replacement books that we would development topics. If a library the task force has made staff more comfortable typically replace with a newer or decides not to replace a retained with making changes to correct mistakes when different edition, copy and there is no other copy they encounter them. • what to do when correcting errors within WRLC, the title of the book One of the primary takeaways in the on- when books were mistakenly marked is placed on this spreadsheet. The going resolution of the complexities that have as retention titles due to errors in batch CCC will periodically review this arisen out of the shared retention project is processing or bibliographic data. spreadsheet to decide an action on continued on page 62

Against the Grain / February 2016 61 Collection Management Matters — Facing the Ugly Truth: Inventory Column Editor: Glenda Alvin (Associate Professor, Assistant Director for Collection Management and Administration, Head, Acquisitions and Serials, Brown-Daniel Library, Tennessee State University, 3500 John A. Merritt Blvd., Nashville, TN 37209; Phone: 615-963-5230; Fax: 615-963-1368)

ike our children, we prefer to think of was there a weeding project conducted prior software (Circa) and an upgraded system our online catalogs as having only minor to starting the book inventory. (Sierra). Unlike the first time, we sought the Lflaws. The inventory process may bring Aside from missing or miss-shelved books, advice of others who had done inventory with us face to face with an unwelcome reality wrong locations and statuses in the online cat- the same equipment and the same ILS system. check: the catalog is far, far, far from perfect. alog, there were a myriad of other problems. Our preparation was better, because we had The road to as close as we can get to perfec- The worst of these were books with “dummy meetings to decide what would be done, and tion is long, muddy, fraught with potholes and barcodes” that were not in the system and bib- how, and each department was clear on their mostly uphill. Sooner or later we have to face liographic records without attached records. responsibilities. We also made sure we had reality, because inventory’s Day of Reckoning There were also brief records that needed to the laptops and other equipment necessary. cannot be avoided. be overlaid with full cataloging records. A Instead of using library staff, we used students The Circulation Department usually man- little further down the list was dusty shelf assigned to the Circulation area who proved ages the inventory process, and can handle sitters, many in multiple copies leftover from to be remarkably committed to the project and books with wrong statuses or locations, but the 1980s and carried over when we convert- kept it moving at a steady pace. This time the most of the problems end up in Collection ed the collection from Dewey to Library of Circulation Supervisor was ready with lessons Management. When older books are found Congress Classification. The situation was learned and by then we had hired a Systems/ that are not linked, decisions have to be made not helped by the frequent freezes and other Metadata librarian who took charge of the as to whether they should be kept or discarded. software/equipment problems we encountered. implementation and procedures. Worn and damaged books have to be evalu- It spewed volumes of error lists that had to be As soon as the inventory got underway, the ated for repair or replacement. Books with checked and re-checked. Circulation staff started bringing down cart bibliographic records that are missing item Midway through the inventory, the uni- after cart of books that had not been linked. records have to go back to the Cataloging versity announced a buyout program and the Some were old, but others were the products Department. Records with wrong or faded Head of Circulation, a librarian who had held of indifferent and incomplete cataloging. Each labels have to be corrected. the position for many years, of these carts needed to be sorted for replacing, Weary of guessing how many retired and was replaced by repairing or discarding. The problems of the books we actually owned, and not a paraprofessional who was previous inventory visited us again, because trusting the figures that had been willing to work to complete there were still bibliographic records without processed manually, in 2009 our the inventory, but did not item records. However, with the cooperation Library Dean ordered a complete have any experience. of the library’s wifi, the inventory software inventory of the library’s collection. The job of project leader provided more useful reports and the process Nobody could remember hav- then went to the Head of was less frustrating than the first time. ing done an inventory Cataloging, whose atti- We finished the inventory in a year and we since the library was tude was that since the thought the Main Campus holdings were in automated and it had inventory mode was in pretty good shape…..then while I was weed- migrated through three the Circulation module, ing, I came across a book that did not have any ILS systems during that it was their responsi- bib record. No matter how careful you think time. We ordered the bility. The inventory you are being, there are always books that get inventory product for limped to a frustrating overlooked in an inventory. We are currently Millennium and since we end and the best thing inventorying the collection at our downtown did not have a Systems we could say about it campus, which merged two collections and has Librarian, the Head of was that it was done. never done an inventory. They have a huge Circulation was desig- I suspected that the number of books that have not been linked nated the Project Leader. inventory had been woe- and the poor Circulation Librarian has stacks She did not think it was fully inadequate and this of them four feet high in his office. necessary to shelf read was born out in 2013 Aside from providing a realistic assessment the collection before when we decided to give it of the library holdings, there are several bene- initiating the process, nor another try with newer inventory fits for collection management when inventory is conducted on a regular basis. It provides a process for weeding and updating the collec- tion. Each time an inventory is conducted the problems are identified and addressed, which Let’s Get Technical staff have often been unsure of how to pro- enables the integrity of the online catalog to be from page 61 ceed when making decisions about correcting strengthened. This makes it a more effective obvious problems or deciding which editions resource for our users, who should not go up how critical it is to involve the staff members to purchase as replacements, and involving three floors looking for a book that has been who are involved in the day-to-day work in them in the process both makes the ultimate withdrawn from the collection or has been decision making processes. They are the ones work smoother but also makes them feel more missing for years, without notice. Now that who see the different issues that crop up and empowered to make decisions and corrections we have a successful process in place, I am their input is necessary to know the scope that they have sometimes been reluctant to lobbying for more features for our inventory of issues that need tracking and resolution. make. equipment, so that we can do a better job of Additionally, given the scope of this project, correcting errors from the past.

62 Against the Grain / February 2016 Both Sides Now: Vendors and Video Acquisition making Librarians — Reading the Room you feel like Column Editor: Michael Gruenberg (President, Gruenberg Consulting, LLC) www.gruenbergconsulting.com

here are probably as many theories on “I’m glad you noticed it’s kind of hard to how to achieve successful sales out- ignore.” The manager might say. “But Bob, Tcomes as there are number of salespeople in your initial conversation with Mr. Jones, calling on prospective clients. Salespeople did you bring up anything to do with all that throughout the world are bolstered by reading baseball memorabilia?” sales self-help books, attending workshops and If Bob didn’t, he would have been truly being schooled by their managers on how to missing a great opportunity to not only connect “make the sale” and yet only a handful of those with Mr. Jones, but also be able to build a stron- salespeople ever find lasting success in selling ger relationship with this prospective client. a product or service. After all, people buy from people; they don’t Many of those reps, when calling on a buy from companies. If both parties can find prospective client are so mindful of their pre- some common ground outside of the intended sentations and the intricacies of their product sales meeting topics, then the buying and sell- content that they forget the most obvious of ing process can proceed a bit more efficiently. facts and that is to simply look around the In the case of Mr. Jones, it is clear that he room to see the many clues that determine would be more than willing to talk about his the tell-tale traits about the person with whom beloved Yankees at the drop of a suggestion. they are about to speak with. There is one By getting the customer to speak about their inescapable fact in the buying and selling interests, Bob can learn a wealth of informa- process, and that is that two people will inev- tion about this person even before the sales itably sit across the table from one another in meeting begins in earnest. But more than a room somewhere to negotiate the deal. For looking around, Bob and every serious sales- ? the astute salesperson, the ability to “read the person needs to understand that there are four room” will often help to determine the success emotions that rule a person’s will to make a Try or failure of that encounter. decision. These are: When we are at work, our office, cubicle, 1. Recognition workspace serves as the “home away from home.” For many people, more of their waking 2. Romance hours are spent in a work environment as op- 3. Money posed to spending that same valuable time with 4. Self-Preservation family and friends. To compensate for being If Bob truly understood these emotions and away from home, many people tend to decorate was able to recognize them through conversa- their offices with reminders and remembrances tion or by simply noticing the objects strategi- Your single-source solution of their respective families and/or significant cally placed within the prospects’ workplace, personal interests. his chances of closing an order would be for media acquisitions Pictures of the kids and the spouse, a knick- greatly enhanced. Here’s how it works: knack from that trip to Spain, a signed picture firm orders of a sports celebrity all may adorn the desks, Recognition walls and tables in any number of workspaces. If you enter the workspace environment of a approval plans Those signs are calling out to anyone that is person and notice that there are plaques on the welcomed to that space by saying, “this is who wall regaling that person’s achievements, you shelf-ready I am.” Without a word being initially said by know full well that this person wants everyone to either the salesperson or the potential customer, know that they have been acknowledged for, in a quick glance around the room may make the their opinion, extraordinary accomplishments. small distributors difference between a “sale” and “no sale.” A carefully placed compliment or an inquiry as foreign imports In reviewing the events of a recent sales to how they received such a distinguished award meeting, the astute Sales Manager will ask the would immediately gain their attention. Or if out of print titles salesperson to relate a little bit about the person there are pictures of the person with a famous they just had a meeting with. sports, political or arts celebrity, a remark about streaming video “So, Bob can you tell me about your meet- the celebrity might spur on a spirited conversa- ing with Albert Jones at XYZ Pharmaceutical?” tion as to how the person and that celebrity were asks the Sales Manager. even in the same room together. and get “Mr. Jones is a very nice guy.” Or some- Someone who places pictures, awards, thing like that may be the reps’ initial response. achievement plaques on the wall of their office is telling you how proud they are of themselves “Yes, I’ve known Albert for years and in and, by the way, not acknowledging those fact, he is a very nice guy” replies the Sales achievements might be perceived by some Manager. “But Bob can you tell me more about as an insult. These are people who like to be Albert’s surroundings?” recognized for their achievements. “Well, he had a lot of NY Yankees mem- orabilia in his office. I noticed a picture of Romance Derek Jeter, a baseball signed by Yogi Berra There are people who want to tell you about and even an actual home plate signed by the their families and significant others without www.ActionLibraryMedia.com entire 2011 team.” continued on page 64 800-886-4408 It’s a good guess that this type of person have a “canned” presentation for everyone Both Sides Now ... may be a good negotiator and will probably because every person has different ways of from page 63 be the most difficult in creating “small talk” looking at a situation. An understanding of before the meeting. the surroundings creates an understanding of uttering one word. I cannot tell you how many the person. Self-Preservation times over the years upon entering a customer’s In 1970, The Five Man Electrical Band, office and seeing scotch taped to the wall a Self preservation is the instinct to act in a Canadian rock group from Ottawa, had a watercolor imprint of a child’s hands with the your own best interest to protect yourself and hit record called “Signs.” In the song, they message “I love you mommy.” That same type ensure your survival. A person who practices bemoan the number of signs all around them. of person is apt to have many family pictures, self-preservation will probably work in a min- In sales, the more signs that are noticed by the as well. What that tells you is that this person imalist environment. That means there will salesperson can spell the difference between a can’t wait to tell you about how wonderful their be very few signs around this person’s office successful or non-successful encounter with a kids are. Speaking about your kids and theirs is to indicate anything personal about them. By prospect. always a good way to get to know one another. noticing who they are, the wise salesperson In the absence of pictures of children, many will tailor their presentation to allay the fears people will have photos of recent vacations. of this person and show them how the product Mike is currently the President of “Where was that a picture of you taken?” Re- will ensure their survival. Gruenberg Consulting, LLC, a firm he counting similar vacation experiences is always The bottom line is that lurking behind founded in January 2012 after a successful a good discussion ice breaker. recognition, romance, money and self-pres- career as a senior sales executive in the ervation is fear. Fear of not being recognized; information industry. His firm is devoted to Money fear of not being loved; fear of losing money; provide clients with sales staff analysis, market For some people, a neatly kept office with and fear of not being protected. research, executive coaching, trade show expensive artwork on the walls is the image A good salesperson, upon entering the preparedness, product placement and best they want to convey to every visitor that enters. prospects workplace will immediately read practices advice for improving negotiation Upon entering this domain, you instinctively the room, understand the person with whom skills for librarians and salespeople. His know that this person is serious about making a they are dealing and tailor the presentation to book, “Buying and Selling Information: A deal that will be most advantageous monetarily fit the needs and personality of the person on Guide for Information Professionals and to their organization. the other side of the table. The Salespeople to Build Mutual Success” is Moreover, it is quite conversation in speaking to a available on Amazon, Information Today unlikely that there person that is ruled by ro- in print and eBook, Amazon Kindle, B&N will be extraneous mance for example, is a Nook, Kobo, Apple iBooks, OverDrive, 3M papers scattered whole lot different than Cloud Library, Gale (GVRL), MyiLibrary, about and that their speaking to a person ebrary, EBSCO, Blio, and Chegg. www. desk will most ruled by money. It’s gruenbergconsulting.com probably be neat. not a good idea to

Being Earnest with Collections — Materials Gifts in Libraries: Same Old, Same Old? Maybe Not by Steve Carrico (Acquisitions Librarian & Collections Coordinator, University of Florida Libraries) Column Editor: Michael A. Arthur (Associate Professor, Head, Resource Acquisition & Discovery, The University of Alabama Libraries, Box 870266, Tuscaloosa, AL 35487; Phone: 205-348-1493; Fax: 205-348-6358)

Column Editor’s Note: I recall when that if we were going to spend time in review However, there was always a concern I first started as Head of Acquisitions & and processing that we could at least offset about telling potential donors that the library Collection Development at the University of some of the expense. is not interested. So, we continued to accept Central Florida in 2006, one of the first trou- In 2008, I collaborated with Kelli Getz, As- gift materials with the idea that we would do ble areas I had to address was gift receiving sistant Head of Acquisitions at the University so while also being quiet about it. Now that and processing. Since that time my thoughts of Houston, and we looked at various ways I am at the The University of Alabama I find on the importance of gift materials and the to make sense of gift receipt and processing. that the same old issues of concern are once value they can have for academic libraries We gave a presentation at the Acquisitions again coming to the forefront. has moved from one extreme to another and Institute in 2009, where we presented on, During a recent talk with Steve Carrico I settled somewhere in the middle. At first my among other things, ways to increase sales was reminded that the University of Florida thought was to make the review process and and commission from gift materials. It seemed had also experimented with different policies final disposition of gifts as efficient as possi- to be going well for a couple of years and then and procedures related to gifts. Having ble. The focus was on keeping selection well we experienced the fallout from the economic worked many times with Steve over the years focused and only adding gift materials that woes that seemed to reduce gift receipts and I knew that he had put much thought into would have been purchased, while finding that was combined with new directions for how to better manage gift receiving and pro- alternate ways to move unwanted gifts out utilization of space within the library, and cessing. I am delighted that my friend and of the library. We looked at ways to increase staff reductions. It was during this time that colleague agreed to provide a nice overview the amount of money brought in from the sale my philosophy began to change and I became of the recent steps taken at UF to address gift of gift books through library book sales and more focused on finding ways to eliminate or receiving. I am sure ATG readers who are commission from a local dealer. Believing drastically reduce gift receiving. continued on page 65

64 Against the Grain / February 2016 Being Earnest with Collections from page 64 themselves struggling with what to do about gift materials will find some best practices in this article. — MA

aterial gifts have always been prob- lematical for academic and public Mlibraries. A search of library literature reveals dozens of publications that address the pros and cons of accepting, processing, and selecting in-kind gifts. A highly attended ALCTS E-Forum in 2011 attests that many academic librarians still wrangle with the RESULTS topic of in-kind gifts, notably the relevancy of donations, the disposition of unselected items, Search ENGINE donor relations, and costs associated with pro- cessing gifts.1 It must be made clear, material gifts are not free, as there are costs associated with every aspect of adding gift items to a library collection, including staff and selector time, cataloging, and the overhead associated with stack shelving and maintenance. Clearly, libraries of all types continue to evaluate their in-kind gift policies and workflows and wonder if material gift operations are worth the trouble. Many of the same issues regarding in-kind donations came up in 2013-2014 at the Uni- versity of Florida (UF) when the Smathers Libraries held library-wide forums to craft new vision statements. Included in the strategic • Real Results directions are two sets focusing on content Not available anywhere else acquisitions and collection development.2 The libraries’ official collection policies were last • Real Relevant revised in the 1990s, created in an era of Just Easily explore full text documents, in Case approach to building large print collec- tions in academic libraries, and were deemed NIH grants, patents and more outmoded for a variety of reasons for many • Real Fast subject disciplines. The new vision statements provide a framework to continue to employ the Exactly what you need right away traditional Just in Case philosophy to build on Smathers’ preeminent holdings — such as Latin America and Florida History — while emphasizing the libraries’ commitment to Created by life scientists for life scientists. the Just in Time collection approach through several ongoing use-driven acquisition plans. During these somewhat heated debates to Contact us: [email protected] draft new collection objectives, the libraries’ Check us out: Quetzal-Search.info policies and procedures for material gifts were addressed. Schedule a free trial today. In fact, the entire material gifts program Free training and support. at the Smathers Libraries was put under scru- By tiny and many questions posed. Should the Money back guarantee! Smathers Libraries continue to accept in-kind gifts? Should the libraries accept and add print books and other gifts by targeted area or areas (Special Collections) but not for predomi- to collections. In fiscal year 2012-13, a total istence of the Smathers Libraries Bookstore. nantly online supported disciplines (STEM)? of 3,694 out of 14,967 monographs received This store was located in the heart of campus If a library-wide gifts program is allowed to as gifts at the Smathers Libraries were selected and sold unselected print books and other items continue, should the general acceptance and for collections — approximately 25%. While to the UF community. The store enabled staff selection policies become more restrictive? this percentage of gift monographs cataloged to routinely accept large in-kind donations as The Smathers Libraries (University of for library collections is comparatively high the store was stocked by unselected materials. Florida) have always had a strong gifts pro- for an academic library, this selection does not Staff had trained students to post books for on- gram with a long tradition of donor support. include the thousands of assorted gift items line sale using the vendor Alibris, and between Many of the libraries’ most recognized and received (serials, CD/DVDs, etc.) that rarely the two revenue streams the program’s over- preeminent collections were begun or signifi- go into collections. Overall, to manage a large head was funded in a large part by accepting cantly enhanced by gift materials. Neverthe- gifts workflow requires a significant amount of large materials gifts. Yet, based on the statistics less, unless a library only accepts materials effort by staff and collection managers. and anecdotal evidence, it was clear that far too preselected for collections, the assumption is One reason for a certain laissez-faire often the libraries were accepting donations most material gift donations will not be added attitude to accepting in-kind gifts was the ex- continued on page 66 Against the Grain / February 2016 65 build holdings with gifts. Most of the identified sales have declined, but the gifts program is Being Earnest with Collections preeminent collections are part of the libraries’ now managed by a half-time staff employee so from page 65 Special & Areas Studies Department (S&AS) the overhead has diminished as well. which has its own strict policy for gift materi- If nothing else, the new gifts policy with that were clearly outside the scope of a research als; in most cases, the gifts program complies tighter parameters has reduced workflow and library; what is worse, often the libraries were with S&AS policy. The new general param- improved the efficiency of book selection. making onsite pickups of in-kind gifts both on eters for accepting in-kind donations now Yet, through trial it has been determined the and off campus without really reviewing the require staff to conduct interviews of potential new parameters are not carved in stone; many offer. The selection process had become very donors to aptly judge if the materials offered times gift donors are important faculty, deans, loose and unrestrictive; it was much too easy are suitable in scope, condition, and worthy of or cash donors that mandate the libraries accept for collection managers to add large amounts acceptance. If a donation is over a certain size, out of scope or unwanted in-kind gifts, despite of materials using the Just in Case approach. selectors are required to visit onsite to affirm the restrictions. In a sense, for library staff the In January 2013 the Smathers Library its value to the libraries. New parameters for new acceptance parameters are really akin to Bookstore was closed and staging and storage selection include a limit of volumes to be cat- guidelines than actual rules. Fortunately, at the areas for gift materials were reduced sub- aloged at one time to avoid wholesale adds to Smathers Libraries the new guidelines seem to stantially to make room for more user space. holdings in the Just in Case style of selection.3 be working. Without a library bookstore to channel the The success of these tighter parameters is overflow of unselected materials, the libraries evident in the statistics of print monographs simply could not afford to accept wholesale gift donated and selected for collections. In fiscal in-kind donations. A review of gifts records year 2013-14, 2,625 of 7,551 monographs Endnotes for several years showed the libraries had been received as gifts were selected for collections 1. American Library Association. (2011) the beneficiary of many excellent donations, — approximately 35%. When compared to “Current Issues in In-Kind Materials Dona- including archival and rare materials. Ulti- statistics from the previous year, the number tions,” Sept. 21-22, 2011, hosted by Stacy mately the decision was to keep a material of gift monographs accepted by the libraries Gordon and Heath Martin. http://www. gifts program intact, but to comprehensively ala.org/alcts/confevents/upcoming/e-fo- decreased, while a larger percentage of the rum/092111. revise acceptance and selection criteria across books were selected. Statistics since 2014 are 2. University of Florida Smathers Li- the libraries. charting a similar pattern: less gift materials braries. (n.d.) “Strategic Directions, UF In summer 2013 the Smathers Libraries being accepted with a higher percentage being Libraries 2014-2017.” http://ufdc.ufl.edu/ created a new gifts policy that is designed to added to collections. Meanwhile the gifts IR00004144/00001/1thumbs?ts=3. be more restrictive in acceptance and selection program continues to sell unselected materials 3. University of Florida Smathers Librar- of material gifts, however the preeminent col- despite not operating a store, selling the finer ies. (2015) “Gift Policy.” http://guides.uflib. lections — as noted in the libraries’ strategic quality books online while routing the bulk to ufl.edu/gifts-exchange/gift_policy. directions — are allowed more freedom to a local bookseller. Revenues garnered from

Charleston Comings and Goings: News and Announcements for the Charleston Library Conference by Leah Hinds (Assistant Conference Director)

ow exciting! Katina asked me to tors/). Thanks to all of you who took the time will meet the goal of making all of our attendees start writing a regular column on the to turn in your comments! Our first conference feel welcome, valued, and comfortable. HCharleston Library Conference as a call has been scheduled to discuss the evalu- A call for preconferences and seminars will way to keep everyone up to date on the latest ations, make recommendations for changes open on the March 4, with a proposal sub- developments, deadlines, and news. Although based on attendee feedback, and brainstorm mission deadline of April 29. These in-depth it feels to me like the 2015 Conference just ideas for plenary speakers, panel topics, and learning sessions range from a half day to two wrapped up, February is when the “core plan- a debate premise for 2016. If you have ideas days in length, and will be held from Monday, ning committee,” Katina, Beth Bernhardt, for topics, suggestions for speakers, or any October 31, through Wednesday, November 2. Tom Gilson, and I, start gearing up our brains comments or feedback that would be helpful We are seeking proposals for hands-on, prac- for the yearly planning process so this is the in our planning, please feel free to contact any tical workshops that will offer a deeper, more perfect time to start the column. of the Conference Directors at the link above, thorough look at topics related to collection The 2015 attendee evaluation results have or email me at . We’d love to hear from you! request from the 2015 evaluations was for an Conference Directors (http://www.charlestonli- We are pleased to announce our new Confer- advanced preconference that would be helpful braryconference.com/about/conference-direc- ence Philosophy and Code of Conduct that will for mid-level to executive/director careers. take effect immediately, and Other ideas included interpretation of usage which is posted on the Con- metrics and how they relate to the real world ference Website at http:// and marketing your library. We are also open www.charlestonlibrarycon- to proposals for post-conference sessions to be ference.com/conference-phi- held on Saturday afternoon, November 5. For losophy. The Charleston more information, visit http://www.charleston- Library Conference is an libraryconference.com/preconferences/. inclusive, professional con- In addition to preparations for 2016, here is ference. We respect free also some helpful information to wrap up from speech and invite diverse the 2015 conference. 2015 videos are now perspectives and opinions. available on our YouTube channel at https:// We hope that this new phi- www.youtube.com/user/CharlestonConfer- losophy and code of conduct continued on page 69 66 Against the Grain / February 2016 Don’s Conference Notes Column Editor: Donald T. Hawkins (Freelance Conference Blogger and Editor) The Impact of Open Access Models: An NFAIS • ACS Author Rewards, instituted in 2014, provides a $1,500 credit towards payment of APCs for any ACS OA article Workshop published between 2015 and 2017 to the corresponding author of every article published in 2014. Column Editor’s Note: Because of space limitations, this is an • ACS Editor’s Choice: a panel of ACS journal editors selects abridged version of my report on this conference. You can read the one article per day to convert to OA at no charge to the author. full article at http://www.against-the-grain.com/2016/02/v28-1-dons- • ACS CentralScience is ACS’s first OA journal. It has no APCs conference-notes/. — DTH and was launched in the spring of 2015. It is highly selective, interdisciplinary, and expects to publish 150 to 200 articles he National Federation of Advanced Information Services per year in all chemistry-related areas. (NFAIS) held a workshop entitled “The Impact of Open Access In Crawford’s opinion, “APCs” should mean “article publishing TModels: Finding Stable, Sustainable and Scalable Solutions” on charges,” not “article processing charges,” which would recognize and October 23, 2015 in Philadelphia, PA. The main thrust of the workshop highlight the value added by publishers. was the entrance of open access (OA) in scholarly publishing and how it is funded. Ann Gabriel, Vice President, Academic and Research Relations, Elsevier, said that NFAIS Survey Results key drivers for OA are the motivations of Nancy Blair-DeLeon, Director of Publishing, Family Practice authors who want to publish in OA journals. Inquiry Network, reported on the results of an NFAIS survey of pub- In North America and Asia, funding agencies lishers, research libraries, and software companies to gauge attitudes are trending towards Green models, while the towards article publishing charges (APCs) as a means of financing OA UK and the Netherlands are trending towards publication. The number of authors publishing articles in journals with Gold. Many authors still want to publish in APCs has increased. Most authors of OA articles are working in the hard subscription journals and said they were very sciences (STEM) fields, but the number of those in the humanities and unlikely to publish in an OA journal. social sciences (HSS) fields is increasing. OA and funding models are Elsevier has launched several innovative Ann Gabriel confusing to authors; all they want to do is publish their works. The big OA publishing projects: concern for publishers is whether having OA articles on their Website will bring increased traffic. OA is causing changes to existing publishing • Heliyon is a new multidisciplinary OA journal with an APC models. Policies are still evolving, and there are still many unknowns. of $1,250 whose editorial procedures are especially designed to ensure rapid publication. Views from Society and Commercial Providers • Two journals (Journal of Infectious Diseases and Alzheimer’s Simone Taylor, Publisher, Open Access, John Wiley, defined Gold and Dementia) have successfully changed their business OA as that providing immediate access that is frequently paid for by an model to become fully OA. APC. Green OA articles are those archived in a repository and made • GI Endoscopy is an OA video journal that allows viewing available after an embargo period. The typical embargo period, where a procedure in a fraction of the time it would take to read a required (not all journals require an embargo) is 12 months. There detailed description of it. seems to be an increasing emphasis by government agencies on Green • Genomics Data allows researchers to publish their data along OA. Most of the funding for Gold OA comes from grants. with its interpretation. The future of OA involves: • MethodsX publishes details of experimental methods in a • Continued piloting and evolving of policies over the next five microarticle format and has a very modest ($500) APC. years, APCs help pay publishing costs, and 23% of Elsevier’s authors report • Collaboration between funders, publishers, and the research that APCs are covered by their research funding. There is room in the community, market and a need for both OA and subscription journals. • Continued evolution of business models, and Kathleen DiLaurenti, Arts Librarian, College of William and • Increased focus on the needs of authors trying to navigate a Mary, discussed a different type of OA content: music. There are no mixed environment of subscription-based journals, and Green academic record labels; composers are scholars working in the public or Gold OA. market. They generally require a fee for production and marketing, Brian Crawford, President, Publishing Division, American similar to an APC for traditional publishing. The fees do not cover Chemical Society (ACS), described ACS’s recording costs which can be substantial (approximate total costs can OA strategy: be up to $20,000). “Peer review” for music is based on the market • Accommodate Green OA but encour- acceptance of a composer’s output. age Gold by providing stimulus incen- Here are two examples of music-related OA services: tives and expanded licensing options, • The International Music Score Library Project (IMSLP, http:// • Support a transition to OA for the ACS imslp.org/) is a library of public domain music that currently journal portfolio, contains nearly 100,000 original compositions that have been • Develop and launch a high-visibility, scanned to PDFs. Current composers can post compositions high-impact OA journal, using Creative Commons licenses. • Adjust business models for subscrip- • The Sheet Music Consortium (http://digital2.library.ucla.edu/ tion-based electronic licensing, and sheetmusic/index.html) is a group of libraries building an OA Brian Crawford • Demonstrate the Society’s commit- collection of digitized sheet music that is hosted by the UCLA ment to sustainable models for open dissemination of trusted Digital Library. scientific information. Models for Social Sciences and the Humanities ACS’s four “pillars” of OA are: Rebecca Kennison, Principal, K|N Consultants, looked at OA • ACS AuthorChoice: a member-benefit hybrid OA option that models for communities in the social sciences and humanities and sum- gives discounts on APCs to ACS members at subscribing marized a white paper on the subject (available at http://knconsultants. institutions. continued on page 68 Against the Grain / February 2016 67 ject-based and 2 publisher-based collections, at an average price of Don’s Conference Notes $50 per title based on 300 participating libraries. Full details of the from page 67 program, including details of participating publishers and title lists, are available on the KU Website at http://www.knowledgeunlatched.org/ org/wp-content/uploads/2014/01/OA_Proposal_White_Paper_Final. about-round-2/how-round-2-works/. pdf). The white paper outlines a model for OA and assumes that: Publishers like KU because it increases their visibility and the works • Scholars want to be able to publish wherever they wish, of their authors, and it also reduces financial risk by covering first copy • Sharing is the responsibility of every institution, and costs. Libraries like KU because books become more discoverable, • The mission of the library is to support dissemination and accessible, and affordable, and the HSS content is preserved in an OA preservation of scholarly output. environment. HSS scholars depend more on books than STEM scholars, so Perspective from a Funding Organization publishing practices for the HSS market must differ from those for the Helen Cullyer, Program Officer, Scholarly Communications, The STEM market. Andrew Mellon Foundation, described Mellon’s Scholarly Commu- OA for University Presses nications Program, which is currently engaged in a major initiative to help presses and other organizations to publish high-quality scholarly Mary Rose Muncie, Executive Director, Temple University (TU) works in the humanities. OA is a means to these ends. Press, described the practicality of OA for university presses, which face several indus- Journals are still important for the humanities, but a significant try-wide challenges. Print books are far from roadblock to OA is the need for sustainable financial models. A new dead, so there is a need for investment in new infrastructure is needed for publication and dissemination of OA mono- technologies while maintaining a challenging graphs. A Mellon-funded “Pay It Forward” study led by the University existing business. Incorporation of OA must of California, is investigating the economic implications of journal be within a framework of sustainability. APCs for large North American research institutions and seeking to Recently, there has been much pressure on determine how and why APCs are set at the levels they are, what levels university presses, and several of them have are sustainable, and what is the attitude of faculty and administrators closed. towards Gold OA. Publication of monographs is a large part Moving Book Production to the Web of a university press’s business, but it is not Mary Rose Muncie Erich van Rijn, Director of Publishing Operations, University of without challenges: California (UC) Press, said that scholarship and content consumption • Most university tenure committees require publication of a are moving increasingly to the Web. Large commercial publishers are printed book to grant tenure and will not regard an e-book as still using slow old time-intensive processes for publication, but people fulfillment of this requirement. want information quickly now. • Books that are revisions of dissertations make up only a Web applications offer an increasingly sophisticated user experi- fraction of long-term scholarship. ence. Why don’t we write and produce books on the Web? Standard • In theory, there is support for OA, but not under CC-BY workflows in publishing companies still use desktop applications like licenses because of the investment required to publish a Microsoft Word. We need to start thinking outside the retail ecosystem monograph. and think in terms of discoverability, which requires richer metadata. It • Rights issues often prevent creation of electronic editions of is important to avoid typesetting; larger publishing houses have already books. OA editions require even more complex permissions. sent it offshore and are saving $2.50 to $5.00 per page for a typical monograph. We can save costs by automating conversion processes The financial reality is that small and medium university presses and using a single-source publishing system that will produce XML/ cannot survive on what they sell. Partnerships with the university and HTML-ready text and open source code. HTML5 web standards ensure the library are critical to survival of university presses. interoperability, prevent code obsolescence, allow communities to form, Consortium Approach to OA Funding and enhance products. They are an important part of the publishing Judy Luther, President, Informed Strategies, spoke on behalf of industry’s future. Knowledge Unlatched (KU), a nonprofit organization offering libraries Economic Implications of Journal APCs worldwide a collaborative approach to funding the cost of OA eBooks. Mackenzie Smith, University Librarian at UC Davis, said that there Research funders increasingly require OA publication, but the first is an increasing disconnect between European and North American copy cost of a book (about $12,000) is four times that of an article (at approaches to OA: Europe tends to follow the Gold OA model and $3,000). The author-pays model does not work as well in the HSS North America follows Green OA, which means a library may have to disciplines as it does in STEM fields, mainly because HSS research is pay for the same articles three times: once for publishing in the sub- published more in books rather than journal articles, and the APCs for scription-based journal, and again for both Gold and Green OA versions. eBooks would be unaffordable for individuals. The KU model seeks The Pay It Forward project seeks to answer the question: to address these problems by enabling libraries to collectively share Can a large-scale conversion to OA journal publishing, funded publishers’ first copy costs (which KU calls a “Title Fee”), thereby by APCs, be viable and financially sustainable for large North providing the funds for OA publication. During a “pledging period,” American research-intensive institutions? libraries commit to “unlatch” collections of books selected by librarians; as more libraries join the program, the effective cost per book decreases. (Sustainable means costing no more than At the end of the pledging period, either the books are unlatched for the current subscription costs with a rate of growth initial package price or less (depending on the number of participating supportable in the future.) libraries) or the books are not unlatched if there is an insufficient number View of OA from a Graduate Student of interested libraries. The workshop closed with a presentation In the Pilot that served as a proof of concept, a single collection of 28 by Kenneth Yancey, a Ph.D. candidate in bio- books from 13 publishers was “unlatched” by 297 participating libraries engineering at Cornell University, who gave from around the world. The initial price of $1,680 per collection, based the attendees a practical view from the grad- on 200 libraries paying $60 per book, dropped to $1,195 for the 297 uate student community of how OA benefits libraries who paid $43 per book at the end of the four-month pledging them. He presented the following data show- period. One year later, there were over 1,000 downloads per book. ing that more open access will lead to more In a second round, the model was expanded to 8 collections with citations and a greater impact of the results. Kenneth Yancey a total of 78 titles from 26 publishers. Libraries were offered 6 sub- continued on page 69

68 Against the Grain / February 2016 Don’s Conference Notes from page 68

DIGITAL LOEB CLASSICAL LIBRARY

Edited by JEFFREY HENDERSON

Many developing nations have little access to conventionally published journals, so they are information impoverished and professionally isolated. Cultural barriers still exist among early researchers because many new OA journals do not yet have impact factors, and because of their concerns about predatory journals or “paper mills.” Research impact is critical to career progression; fortunately, time may solve this issue as OA journals mature. Yancey’s hope is that financially stable OA models may also help subscription journals extend their access.

Donald T. Hawkins is an information industry freelance writer based in Pennsylvania. In addition to blogging and writing about conferences for Against the Grain, he blogs the Computers in Libraries and Internet Librarian conferences for Information To- day, Inc. (ITI) and maintains the Conference Calendar on the ITI Website (http://www.infotoday.com/calendar.asp). He is the Editor of Personal Archiving (Information Today, 2013) and Co-Editor of polykoekjacklegmealermalassadajewww.loebclassics.com Public Knowledge: Access and Benefits (Information Today, 2016). He holds a Ph.D. degree from the University of California, Berkeley and has worked in the online information industry for over 40 years. oatburnermooncalfnocakeicehouse nightjarknefflimangomizzleostkakaALSO AVAILABLE IN A DIGITAL EDITION Charleston Comings and Goings ... from page 66 Dictionary of ence/. All of the plenary sessions, Neapolitan sessions, and the Against lungerintownlobberironsideizzardAmerican Regional English the Grain “Views from the Penthouse Suite” interviews are available open access for your viewing pleasure. Slides and handouts from many Joan Houston Hall, Chief Editor of the presentations are also linked to on the Schedule Website at jackalopelagniappemarblebellyickywww.daredictionary.com https://2015charlestonconference.sched.org/. Reports and pictures of conference sessions from Don Hawkins, the Charleston Conference blogger, are available at http://www.against-the-grain.com/category/ “Academic and large public libraries should chsconfblog/. Images from Greg Gersch, a talented graphic recorder Irisherleatherheadmechameckjimsubscribe to this fantastic resource.” - who drew the take-aways and major points from Thursday’s plenary —Christine Bulson, BOOKLIST sessions, are available at http://www.charlestonlibraryconference.com/ graphic-recorder-images/. The 2015 Conference Proceedings will again be published by berjawnipsymetheglin Purdue University Press. They will be available open access on the Purdue Website at http://docs.lib.purdue.edu/charleston/ this summer, and print copies will be available from http://www.thepress.purdue.edu/ lefsemosheykensingtonlonghair- series/charleston starting in October. Proceedings of the conference published since 2009 are made openly accessible through the support of Purdue University Libraries, the parent organization of Purdue University Press, a unit of the Libraries. madstoneinkslingerkipeFor a special combined offer on these acclaimed Please keep an eye out here for future updates, and as always, please contact me with any questions. I’m already looking forward to Novem- digital resources, contact: [email protected]. ber! But, some warmer weather would be nice in the meantime. Biz of Acq — MD-SOAR, Maryland’s Shared Open Access Repository: It’s been a Long, Long Haul Column Editor: Michelle Flinchbaugh (Acquisitions and Digital Scholarship Services Librarian, Albin O. Kuhn Library & Gallery, University of Maryland Baltimore County, 1000 Hilltop Circle, Baltimore, MD 21250; Phone: 410-455-6754; Fax: 410-455-1598)

Column Editor’s Note: In 2011, Stephen Douglas and I published workshop on XSLT which gave me the skills I needed to automate most an article in this column, “Acquisitions and the Digital Repository,” of the remainder of the work. I also worked with our Graduate School, on ways in which we had each taken on repository work in our acqui- which manages the submission process here, to implement a permissions sitions units. In that article, I proposed that “digital transfer services” form to make electronic thesis and dissertations publicly accessible. To would fit well with traditional acquisitions functions, defining it as: date, our ETDs from April 2007- have been loaded into ContentDM, but 1. Acquiring digital content. most have access limited to campus-only, with few publicly accessible. 2. Conducting a quality review of digital content. In May of 2010, our Digital Collections Team’s Institutional Repos- itory SubGroup was made into an independent working group reporting 3. Moving digital content between systems. directly to our Library Executive Council. Our library director told 4. Inventorying, manipulating, and ingesting digital content us to go on a fishing expedition to find faculty on our campus to “sell into a repository. the concept for us.” With budgets very poor, we were repeatedly told While my portion of that article focused primarily on my unit’s that there would be neither new money nor staffing for a repository, work with Electronic Theses and Dissertations (ETDs), I had been but that we should try to be ready when the budget situation improves. working toward implementing an institutional repository at UMBC We developed a survey, both to find information, and to find faculty on since 2009. In 2013, I had Digital Scholarship Service Librarian campus interested in the topic. We developed added to my job title, becoming UMBC’s Acquisitions and Digital a presentation, and I agreed to go out and Scholarship Services Librarian, and this year we are implementing meet with all of the people who said that our repository, ScholarWorks@UMBC, as part of MD-SOAR, Mary- they wanted to talk with us in the survey, land’s Shared Open Access Repository, developed by a group that I and also to attempt to meet with all of our brought together in my quest for money for our repository and have academic centers, and give our presen- led since its inception. This article is about the eight-year journey to tation. In some instances, I gave the move from an idea to the implementation of a consortial repository presentation to entire Center staff at with ten other university libraries. — MF their regular meeting. We began to compile a list of “UMBC Repository Partners,” and put them on a public The Concept facing “UMBC Digital Repository Research” Website along with ad- In 2007 or 2008, at an ACRL virtual event, university faculty were ditional information about what a repository is and does. talking about their need to make accessible and preserve materials that These meetings with faculty took many interesting twists and turns. aren’t traditionally published, like datasets, lab notes, and materials cre- One meeting resulted in me being asked to go talk to the directors of ated in various social media platforms. I was aware of previous efforts our graduate programs at their monthly meeting. Another resulted in to sell the repository concept to faculty here as a means of dealing with me and another librarian, Eric Jeitner, now at Stockton University, serials prices, but they had little interest. Since our library director was joining forces with two faculty members, Craig Saper, Director of the interested in establishing a repository, and this alternative method of Language, Literacy, and Culture Program at UMBC, and Helen Bur- selling the concept for materials that were not traditionally published gess, a faculty member in our English Department, now at NC State, might be successful at my university, I thought we could try again to to also develop and sell a digital publishing initiative on campus. We see if there might be interest. We did have digital collections, on the sold that concept to our library, and even our library director joined ContentDM platform, consisting mostly of digitized special collections, the digital publishing group. Craig, Helen, and Eric and I even did a but which also included our ETDs, but no means of acquiring, storing, digital publishing workshop at the ACM/IEEE Joint Conference on making accessible and preserving our community’s work. Digital Libraries in 2012. I continued to work with this initiative for At the time, I knew little about digital repositories, but all the same, several years, and in 2013, Craig Saper became the UMBC Herbert I sent an email to my interim supervisor and the library director asking Bearman Foundation Chair in Entrepreneurship, which comes with three if I could work on developing this concept. The answer was that we years of significant funding, to start up the digital publishing initiative. could discuss it after my new supervisor was hired and on the job. After In the end, my library’s Institutional Repository Working Group a significant period of waiting, that happened, and we formed a Digital found enough interest in a repository that we sent a recommendation to Collections Team. This team focused primarily on our digital collections the library director that we implement one. We were told to find grant in ContentDM and had little interest in working on a digital repository, funding, so I began learning about grant proposal writing, including but eventually decided to form an Institutional Repository Subgroup. attending a number of educational opportunities to learn about grant writing. I decided to start small, and in 2012, I, along with colleagues Developing Support for a Digital Repository Gergana Kostova and Tiffany Wilson, were awarded an ACLTS in my Library and at my University Transforming Collections Microgrant, to “transform our collections In August of 2009, the Institutional Repository Subgroup began se- into safe havens for open access materials by bringing into the library riously working. We brainstormed, watched webinars, and researched, digitally published open-access works that are in imminent danger of and I did a great deal of reading and attended conferences to increase being lost by restoring access and by providing for long-term preser- my knowledge on the topic. vation,” which allowed us to obtain 66 faculty works and their rights, In 2009, my supervisor asked me take responsibility for our ETDs and load them into ContentDM, as a collection that would eventually which had been moving rather rapidly from one librarian to another. seed our institutional repository with faculty works. The programming that automated the process no longer worked, so the Meanwhile, in 2011, another librarian forwarded me an email from work was being done manually. I accepted that work, since it fit with the Chair of UMBC’s Humanities Council, which consists of the chairs institutional repositories, and I had some skills for working with data, of all of humanities departments, relating to what the library was doing and partially automated the process, using Excel visual basic macros, in regard to preserving digital work. I attended one of their meetings, and gave the work to one of my staff. Later, I was able to attend a continued on page 71

70 Against the Grain / February 2016 After about a year of work, we unfortunately learned that our grant Biz of Acq proposal had not been funded. After a series of further meetings with from page 70 Chuck Thomas and my library director to strategize about next steps, we determined that the consortial IR had to move forward because of the gave them our presentation, and added them as an enthusiastic repository momentum and support we had, and that we’d ask the USMAI Council partner, and their chair also asked if I would attend a Provost’s monthly of Library Directors (CLD) for funding. After careful consideration, we meeting and give our presentation there. With permission from my determined to ask for funding for just a two-year pilot, as there was no Library Director, who agreed to attend this meeting with me, I agreed means of collecting money from the non-USMAI libraries, so we’d be to this. With a number of repository partners there, this meeting went asking them to fund those libraries use of the IR too, but we knew we extraordinarily well, with many positive comments. In the end, I asked couldn’t ask them to do that indefinintely. This proposal took careful the Provost if the right course of action might be to form a faculty com- discussion in MD-CSDI, and careful wording of the proposal, to ensure mittee to further study the issue, as I needed something to happen on a that the non-USMAI libraries would remain full partners with the same campus level, and didn’t want to leave the meeting without agreement say as everyone else to keep them on board. When we presented this to move forward in some manner. The Provost agreed to this, and soon proposal to CLD, there was some discussion of the outside libraries thereafter the Vice Provost for Academic Affairs, who supervises the being problematic, but once I pointed out that they’d been working with library, contacted the library director to work with us to appoint faculty us from the beginning and had put substantive effort into the initiative, members to the committee. By January of 2013, the UMBC Faculty IR they agreed to support the proposal. Committee had also recommended that we implement a digital repository. At this point, the University of Maryland, College Park, (UMCP) Finding Money offered to host the repository, and we agreed to talk with them about In the Spring of 2013, I attended the IMLS Webwise conference, this, and I immediately set up a MD-CSDI meeting with their key staff. which had an incubator program for threshing out potential grant pro- They provided us with a clear proposal, talked about what service they’d posal ideas. Since many of the faculty I met with, and our Faculty IR offer, and answered numerous questions. Once they left the meeting, Committee, were interested in advanced repository functionalities, I members unanimously agreed that UMCP would be our best choice, was looking at perhaps seeking funding for one small project focusing pending their response to our RFP specifications, which they agreed to on developing a particular functionality and set of works, when it was provide in writing. We received the RFP response and all of the partici- suggested that I try to do it all. So I set out to obtain partners to obtain pating libraries continued to support going with UMCP as our platform funding to implement a multimedia repository. I began contacting provider. The request for the actual funds needed for the project and the Maryland libraries, beginning with those in our consortium, asking them UMCP proposal was sent back to CLD for a vote, and they approved. to partner with us on a grant proposal to implement a multimedia digital System Implementation repository. That summer, my library consortium hired a new Executive Director, Chuck Thomas, who came from IMLS where he had been Any additional USMAI libraries interested in the project were given a senior program officer, and immediately after he arrived, we began a period of time to let us know that they would be participating, and we working on this, and he met with and brought other libraries on board. added representatives of additional libraries to our group at that time. After a great deal of thought and discussion with both Chuck Participating university libraries from the USMAI include Frostburg Thomas, and my library director, we decided to propose that the group State University, Morgan State University, Salisbury University, of library partners take a two-pronged approach, and both work on the The University of Baltimore, St. Mary’s College, and the University grant proposal and also form a committee to work on contracting for a of Maryland Baltimore County. The libraries from outside of the US- consortial IR. Our first meeting, on both a grant proposal and a consor- MAI consortium were asked to sign an informal agreement document, tial repository, on August 5, 2013, was attended by representatives of and all of them did so. They include Loyola/Notre Dame Library, fifteen Maryland academic libraries, from both within and outside the Goucher College, and the Maryland Institute College of Art. The USMAI (University System of Maryland and Affiliated Institutions) project period began on April 1, 2015, and runs for two years. We Library Consortium. The group decided to go with the proposed plan. agreed that during the two years, we’d implement our repository, and participating institutions would use it. Also, during the two years test Chuck Thomas advised heavily on the grant proposal, bringing period, we will develop an assessment strategy, and assess the project, on additional partners, and re-focusing it on digital scholarship, and I providing a report to CLD, and also devise a means to determine an figured out how to navigate my university’s grant proposal rules and appropriate amount for the non-USMAI libraries to pay in the future, forms for a proposal with cost-share requirements that included multiple and a method for them to actually pay. UMBC departments as well as multiple outside agencies. Craig Saper served as my co-PI, bringing on board multiple additional faculty collab- At our first meeting, we determined to call our repository MD- orators to work specifically on the issue of inexorably digital scholarship SOAR, which stands for the Maryland Shared Open Access Reposi- that couldn’t be reproduced in print or in traditional e-journals or eBooks. tory, and our group became the MD-SOAR Joint Governance Group, I also chaired what we initially called the Consortial IR Group, which co-chaired by myself, and the USMAI Executive Director, Chuck included representatives from all of the interested libraries that had time Thomas. Additional key leaders include Annamarie Klose, Digital to put into developing it. The Consortial IR Group eventually decided Projects Librarian at Frostburg State; Kristen Welzenbach, Digital to call itself MD-CSDI (The Maryland Strategic Digital Initiative). Systems & Services Librarian, Goucher College; and Adam Zukows- ki, Metadata Librarian, Towson University. Representatives from our Moving Forward the Maryland Consortial host institution, the University of Maryland, College Park, participate Digital Repository actively in our meetings, answer questions, and provide guidance from MD-CDSI began by contacting all Maryland Higher Education their years of experience with their own repository. Institutions’ library directors, and inviting those interested to partic- As of the date of this writing, we are six months from our April 1, ipate, and also publicized the initiative through CALD, the Council 2015 implementation date, so I’ll share some basic information about of Academic Library Directors, consisting of all academic library where our implementation currently stands. The system is up! Con- directors in Maryland, looking for additional participants. The group figuration is still ongoing, as is loading of digital objects and metadata watched Webinars on the services of many vendors who might host our from libraries’ existing collections. We’ve developed a number of policy consortial IR, and surveyed interested libraries on their current digital documents outlining ways in which all libraries have agreed to use the collections, and on what types of features they’d need in an IR. With system, and we’re planning a training session for system administrators. all of that information gathered, the group invited three vendors that We’re regularly also sharing information about each of our campus’ local appeared best prepared to meet our needs to provide additional Webinars implementations. As we still have a ways to go before implementation on how a consortial IR would work on their platform, and a set of key is fully completed, final judgment on the success of the endeavor is in features. Those three vendors were also asked to complete a checklist the future, as is a more detailed article on the benefits and challenges on features important to us that their platform did or didn’t have. The of implementing a consortial repository. group began to develop RFP requirements, and to draft an RFP.

Against the Grain / February 2016 71 Decoder Ring — Legends, Or What’s An Expanded Universe? Column Editor: Jerry Spiller (Art Institute of Charleston)

y now your patrons, and probably you would be followed by Dark Empire II and the in the EU and yourself, are going through serious Star popular Tales of the Jedi series. their child in TFA. Does that mean there will be BWars withdrawal. Fans are trying to Then there were the video games and other other similarities? Other children? If you’re work out their best possible theories on who interactive media. With solid gameplay and a hoping that Supreme Leader Snoke turns out Rey’s parents are, how large or small archvil- finale reveal that would makeAgatha Christie to be Darth Plagueis, should you be combing lain Snoke actually is, and how exactly Maz swoon, Knights of the Old Republic won a lot of the 2012 Darth Plagueis novel, despite the 11 Kanata got Luke’s lightsaber. They may be acclaim for LucasArts and BioWare in 2003.6 fact that you know it’s out of continuity? If wondering how to dive into the no-longer-can- Somehow this game achieved a holy grail of bal- you think the identity of Rey’s family line is on yet maybe-not-exactly-not-canon continuity ancing narrative with player-controlled action. important, you could go back to the prequels, of what was once the Star Wars Expanded Clone Wars, and Rebels to find potential grand- By the time of Disney’s purchase of Universe, or “EU.” parents. Should fans go over everything they Lucasfilm and related properties in 2012, can, looking for potential clues to prop up their Before it had a name, the EU began with the EU was littered with stories from prose, One True Theory? all the stories told in the Star Wars universe comics, animated television, radio dramas, beyond the Original Trilogy. It goes all the table-top role-playing games from West End If fandom has taught me anything, it’s that way back to the beginning in the 1970s, when Games and Wizards of the Coast, those Ewok people will anyway. But maybe that’s not such Alan Dean Foster, armed with the first film’s movies, and video games covering thousands a bad thing. With all the feelings I got from The script, ghost wrote Splinter of the Mind’s Eye 7 Force Awakens, December 2017 seems like a of years of galactic history. These included 12 for George Lucas.1 Forty-year spoiler warn- some interesting “multimedia projects” that long way off. We need some Star Wars to ing: like the problematic kiss on Hoth, the attempted to closely coordinate storylines watch, read, play, and talk about until then. flirtation between Luke and Leia in Foster’s across films and other media that were all novel strongly suggests Lucas had not decided being created and released at the same time or the pair were brother and sister yet. in very close proximity to each other. Perhaps Endnotes There was also a classic and wonderfully most notable were the numerous properties that 1. Foster, Alan Dean. Splinter of the Mind’s motley run of Star Wars comics from Marvel covered the events of the Clone Wars between Eye: From the Adventures of Luke Skywalker. beginning in 1977.2 The comics began with the second and third prequel films, including New York: Ballantine Books, 1978. work from writer Roy Thomas and artist Samurai Jack creator Genndy Tartakovsky’s 2. Thomas, Roy. Star Wars: The Greatest Star Wars: The Clone Wars animated series. Space-fantasy Film of all!: An Official Ad- Howard Chaykin, who would move on after aptation of the... Movie. New York: Marvel the first ten issues. They would eventually Clone Wars was originally a limited series but comics group, 1977. eventually became ongoing serial.8 see contributions from such talents as writer 3. Goodwin, Archie. Star Wars Omnibus. Archie Goodwin and a bevy of great artists, Suffice to say that as the law of big numbers Volume One. Milwaukie, OR: Dark Horse including Walt Simonson and Klaus Janson.3 suggests, most of the EU materials were not Books, 2010. Bill Sienkiewicz even did covers for Return as well-regarded as Zahn’s Thrawn trilogy, 4. Zahn, Timothy. Heir to the Empire. New of the Jedi era. Dark Empire, or Knights of the Old Republic. York: Bantam Books, 1991. As these works show, the early years were With too much continuity to keep track of, it 5. Veitch, Tom, and Cam Kennedy. Star eclectic and messy in the best way. A lot of probably shouldn’t have surprised anyone in Wars, Dark Empire: The Collection. Mil- particulars of the Star Wars universe were 2014 when Disney announced that the new waukie, Ore: Dark Horse Comics, 1995. not written in stone yet. Things started to get stories would not be beholden to the old EU.9 6. LucasArts (Firm). Knights of the Old more regular in 1991, when Lucasfilm moved The way they did it, however, was interesting. Republic. [San Rafael, CA]: LucasArts, 2003. heavily into licensed novels published through The old EU is acknowledged as “legends” of 7. Sansweet, Steve. “LUCASFILM DISNEY the galaxy, with canon being reset to the official = MORE STAR WARS AND GREAT TIMES Bantam and later Del Rey. These began with FOR FANS.” StarWars.com. October 30, Heir to the Empire, the first of the Thrawn films and Star Wars: The Clone Wars, and me- 2012. Accessed January 5, 2016. http://www. trilogy from Hugo winner Timothy Zahn.4 dia produced from that point forward, including starwars.com/news/lucasfilm-disney-more- 10 Set in the years after the original three films, the Star Wars Rebels animated series. star-wars-and-great-times-for-fans these new adventures of Luke, Han, Leia and The inclusion of The Clone Wars in canon 8. Tartakovsky, Genndy, Bryan Andrews, company focused on fighting the remnants of is interesting. Not that it’s not a quality show. Corey Burton, Anthony Daniels, John Di the Empire, as led by the last Grand Admiral, It certainly is. But we’ve seen quality thrown Maggio, John Williams, James L. Venable, Thrawn. The Zahn novels were generally out. For one, I think The Clone Wars and its Paul Dinletir, and George Lucas. Star Wars, well received by hungry fans, who respected Clone Wars. Volume one. Beverly Hills, Calif: descendant, Rebels, are hard to separate. If Twentieth Century Fox Home Entertainment, the author’s treatment of classic characters as one should be in canon, the other should. But 2005. well as his interesting additions and twists like more importantly both of these series are pop- 9. “THE LEGENDARY STAR WARS Luke’s love interest Mara Jade, the Emperor’s ular with younger generations of fans. I think EXPANDED UNIVERSE TURNS A NEW Noghri assassin sect, and Force-canceling that’s the real hook. Fans of a certain age don’t PAGE.” StarWars.com. April 25, 2014. Ac- amphibians called ysalamiri. This is when seem to dismiss the Prequel Trilogy quite as cessed January 7, 2016. http://www.starwars. the term “Expanded Universe” was officially harshly as those who watched the originals in com/news/the-legendary-star-wars-expanded- introduced. the theater. I’d venture that some don’t nec- universe-turns-a-new-page. The growth of the EU, with increased essarily connect with the Original Trilogy as 10. Gray, Taylor, Vanessa Marshall, Tiya strongly, either. Many are too young to have Sircar, Freddie Prinze, and Steve Blum. oversight and coordination from Lucasfilm, Star Wars rebels. Complete season one. 2015. coincided with the move of Star Wars comics played Knights of the Old Republic when it was released, though they might have played the 11. Luceno, James. Star Wars: Darth from Marvel to Dark Horse in 1991. Like the Plagueis. New York: Del Rey/Ballantine explosion of new novels, the comics started iOS rerelease. The Clone Wars may be their Books, 2012. strongest anchor to the franchise. strong with the excellent Dark Empire limited 12. Star Wars: The Force Awakens. Directed series from writer Tom Veitch and illustrator So that’s where we are as of The Force by J.J. Abrams. Los Angeles, CA: Walt Dis- Cam Kennedy.5 These featured stunning cov- Awakens. Fans can’t help but notice some sim- ney Studios Motion Pictures, 2015. ers from artist Dave Dorman. Dark Empire ilarities between one of Han and Leia’s children 72 Against the Grain / February 2016 Curating Collective Collections — Shared Print and the Book as Artifact by Mike Garabedian (Collections Management Librarian, Whittier College) Column Editor: Bob Kieft (688 Holly Ave., Unit 4, St. Paul, MN 55104)

Editor’s Note: In my November column, Of course, even shared print proponents dust-jacket, the best copy would be copy #3.4 I featured a guest piece by Andrew Stauffer, who agree that a best-case scenario would Artifactually speaking, then, it is important to which took up a thread of concern many bring have consortia identify and retain only the note that not all duplicates are the same. to the discussion of shared print collections, best copies for sharing are quick to point out We librarians who work in general collec- that of the physicality of the volumes being that there are significant obstacles to using tions are not used to thinking about books like shared and the circumstances under which book conditions as a criterion for retention this. Traditionally, the physical or artifactual a given volume can be said to be identical to and deselection.2 Given multiple copies of a value of books is something to which our another. Curating Collective Collections has title in multiple libraries, we can almost never Special Collections colleagues attend. As pursued this thread since my November 2014 determine from catalog records the condition former University of Pennsylvania Curator of column, “What Exactly Are We Retaining duplicate copies are in. In fact, when it comes Research Services Daniel Traister has written, When We Retain That Book,” following up to assessing and noting condition, general “the root of the sense of the difference between that article in February 2015 with “Silvacul- collections librarians have few tools to work general and special collections” has to do with ture in the Stacks; or, Lessons from Another with and a limited, non-standard vocabulary to preservation versus access: Whereas in circu- Conservation Movement” by Jacob Nadal, in describe these attributes. Beyond the simple lating collections access and the intellectual which Jake uses a forest conservation meta- kind of yes/no validation I mentioned above, content of books is emphasized, in special phor to help librarians frame the issues. As developing the tools to assess and record collections preservation and artifactual value promised in November, here is a piece by Mike book conditions (to say nothing of deploying take precedence.5 And indeed, to the extent we Garabedian, a colleague from my Southern such tools) will be, in the minds of many consider condition in general collec- California days, that takes up the argument practitioners, too time-consuming and too tions, it’s not to preserve the objects for considering the physicality of books from costly for most purposes. in which intellectual content is an angle different from Andy’s— that is, the But how time-consuming? And embedded but simply to ensure proximity of the volume to its as-published how costly? In summer 2014, I these objects last longer, even if state and the role that state plays in teaching. sought to answer these and other this means destroying parts of the In this column, Mike makes his case and in a questions by testing the feasibility originals (e.g., rebinding books succeeding column will describe a condition of a condition analysis that would in buckram boards), or using sur- survey he conducted to gather evidence in the identify copies to retain for a rogates (e.g., microfilm or digital stacks about the condition of volumes as he shared print collection.3 I will ad- facsimiles). In the preservation/ defines it here. — BK dress this project and its outcomes access binary practitioners like fully in a future column. For now, Traister have posited, then, we I want to make a case for condition, general collections librarians come The Problem of Condition and consider briefly how our new information down firmly on the side of access: For us a Despite a fair amount of ink spilled and ecology — and specifically shared print — book’s intellectual content (sometimes called pixels illuminated about the virtues of shared might facilitate the selection and preservation intrinsic value) trumps its format or artifactual print networks in our post-print age, writers of the most artifactually significant books in value, which is why there’s such a thing as have paid little attention to the potential our collections. library binding in the first place. artifactual value of the copies retained, or what it might mean to deaccession duplicates Condition Defined Content and Artifact based on criteria other than condition. In- Because it informs my assertion that best This makes sense: For most readers at deed, beyond suggesting that a simple “yes/ copies should be the most artifactually valuable most college and research libraries most of no” condition validation is a desirable step duplicates, I want to be clear about what I mean the time, an approach to the preservation and in inter-collection analysis, no writers have by condition. For the purposes of shared print storage of books that safeguards access to argued that condition should be any kind of agreements, again, it’s probably not their intellectual content, not their artifactual criterion when we consider which copies we controversial to suggest that libraries integrity, is sufficient. But not always. And should retain and which we should deselect identify severely damaged books, excluding in a post-print age that produces increasingly to create shared print collections.1 This from consideration those duplicates whose digital texts at the same time many colleges elision is problematic. It’s probably not con- poor conditions might mean they would have insist their undergraduates conduct original troversial to suggest that, because one of the to be conserved before circulating again. For research with primary documents, perhaps goals of shared print is to allow consortia to this reason, many libraries that participate in increasingly it’s not. Twenty years ago, well deaccession, so the retained copies should be shared print collections have developed before the digital revolution but at a time when in good shape: If coffee stain-free text blocks procedures for rejecting copies in really bad the business of microfilming brittle books was and unhighlighted pages are too much to shape, and indeed, this is what practitioners booming and “the systematic transference of hope for, still most practitioners should agree who work in general collections think of when printed and manuscript texts of all periods that at a minimum books with still-attached they consider condition. But it’s as to electronic form” burgeoning, the Modern bindings and no missing pages ought to be important to ensure the copies we select for Language Association called for prudence and standards to which we aspire. What is per- sharing are the most artifactually valuable provided one rationale as to why it might be haps a less uncontroversial, even novel idea and complete copies we can identify, where worthwhile to expend the resources to identify is asking us to consider a more expansive a “best copy” means a duplicate title whose those book-copies closest to their original state: definition of condition, where retained copies physical form is closest to the book in its MLA believes that it is crucial for the would be the most artifactually valuable and original state. So, for example, given three future of humanistic study to make more therefore most artifactually complete of the copies of a mutually held title where one widely understood the continuing value duplicate copies of titles member libraries copy has been rebound in library buckram, of the artifacts themselves for reading hold in common. one is still in its original publisher’s continued on page 74 binding, and one is still in its original publisher’s binding with its original Against the Grain / February 2016 73 value of our duplicate holdings by isolating Curating Collective Collections and retaining only the most artifactually Endnotes from page 73 complete, “finest and best-preserved” cop- 1. See for example Cyd Dyer, Teri Koch, and ies of a mutually held title. In so doing we Pam Rees, “Good Things Come in Small Packag- and research. The advantages of the might define a new proposition for printed es: Getting the Most From Shared Print Retention new forms in which old texts can books in general collections that continues & Cooperative Collection Development with a now be made available must not be to value intellectual content at the same time Small Group of Libraries” (https://ci-cci.org/ allowed to obscure the fact that the files/2014/06/Charleston2014FINAL.pdf), where it recognizes the special importance of these monographs validated for the CI-CCI project are new forms cannot fully substitute for traditionally-formatted texts as physical either in “poor” condition or not; or “A Summa- the actual physical objects in which artifacts and primary sources. ry of the proposed Northeast Regional Library those earlier texts were embodied at Indeed, in many cases, candidates for Shared Print Management Program as of May particular times in the past. ...Texts 2014” (https://www.blc.org/sites/default/files/ shared print deselection are primary sources. are inevitably affected by the physical BLC_Uploads/Northeast%20Regional%20Li- Judicious deselection would allow practi- means of their transmission; the phys- brary%20Shared%20Print%20Management%20 tioners to do the important work of attending ical features of the artifacts conveying Program%20--%20%20Summary%20%20%20 to the artifactual value of these materials, May%202014.pdf) where validating for condition texts therefore play an integral role connecting researchers to the contexts in is not required, but speculation about “procedures in the attempt to comprehend those which these books were produced via the to add validation and condition information” is texts. For this reason, the concept of physical objects in which they are embedded concerned only with books that are “damaged” a textual source must involve atten- (versus those that are not). — an important quality seasoned researchers tion to the presentation of a text, not know well but which is also wholly consis- 2. Considering the prospect of using condition simply to the text as a disembodied as a criterion for selection in 2012, for instance, tent with the emphasis on information liter- group of words.6 then-Holy Names University Librarian Karen acy and original research that an increasing Schneider wrote, “I agree with ‘best copy’ and Just six years later, in their 2001 report number of four-year colleges are insisting am thinking that we have at best very limited tools The Evidence in Hand, the Council on Li- upon. Finally, future cooperative collection for this (versus online bookselling, where noting brary and Information Resources’ Task Force development within a sharing network could condition of copies is routine).” Schneider, on the Artifact in Library Collections rea- allow us to fill in gaps in our current, gen- Karen. “Re: Occidental College library and print soned similarly, noting “a number of critical eral collections with inexpensive, primary collections.” Message to the author and mscelc listserv subscribers. 8 Oct. 2012. Email. research functions will continue to depend on resources which student researchers will be access to the original”; and fairly insisting 3. For my pilot project I defined the physical able to think about, understand, and value in attributes condition validation would include, “that scholars work with librarians to identify ways previously associated only with spe- and define categories of materials and locate developed the procedures by which condition cial collections books. By leveraging new, would be assessed and recorded, and then put the finest and best-preserved specimens” shared print networks to shift little or unused these procedures into practice by assessing especially of “categories of printed materials books to locations off-campus, we’ll have the condition of mutually-held copies at eight that exist in abundance and do not have high made sure we have done right by preserving member libraries within SCELC (the Statewide market or exhibition value” — e.g., many of original records and supporting research and California Electronic Library Consortium). the mutually-held twentieth century books in knowledge production while only sacrificing 4. In lieu of descriptive bibliographical infor- 7 our general collections. immediate access to our patrons. mation, such evidence might be derived based I want to suggest that libraries can and upon comparisons between duplicate copies of mutually held titles. should acknowledge the importance of origi- Into the Woods 5. Daniel Traister, “Is There a Future for Special nal artifacts, recognize the value of the books In the February 2015 installment of this Collections Librarianship? And Should There in their general collections beyond their column, Jacob Nadal brought a forestry Be?” (RBM 1.1, 2000, 61). intellectual content, and develop thoughtful metaphor to bear upon the curation of shared 6. Modern Language Association, “Statement and rational preservation-centered strategies print collections, suggesting, as he has on the Significance of Primary Records,”Profes - for the large-scale withdrawal of books written elsewhere, that “in thinking about sion 95 (New York: MLA, 1995, 27-50). likely to obtain in the wake of a shared collection management … [it is] informative 7. Council on Library and Information Resources, print agreement. To this end, adopting an to look to frameworks used in sustainable The Evidence in Hand: Report of the Task Force artifact-focused view of preservation allied forestry and environmental stewardship.”8 on the Artifact in Library Collections (Wash- more closely with special, not general collec- Among other things, sustainable forestry ington, D.C: CLIR, 2001, vi, 29-30). In recent years librarians and bibliographers including tions is desirable. For if one of the goals of involves cutting down trees in the same shared print is to allow participating libraries Robert Bee, Michelle Cloonan, and G. Thomas way that collection management involves Tanselle — as well as bibliophiles like Nicholson to deaccession duplicate copies in order to weeding and deselection. But Nadal also Baker and Nicholas Basbanes — have repeated free up space, then in a real sense when we cautions us to take care — “as useful as these calls made in the CLIR document, challenging deselect we’re creating scarcity where none frameworks can be … using them also invites the general collections prioritization of access existed before. In other words, whether in some metaphors that have to be handled at the expense of original objects. In a slightly shared copies will exist in a storage facility with care in the literary realm.”9 Book copies different vein University of Virginia Professor and Book Traces Web project creator Andrew or not, in essence any shared print collection — even duplicate, mutually-held titles — are will constitute a new kind of special collec- Stauffer has suggested we run the risk of dis- not as alike as most trees; in deselecting two- carding “a massive, distributed archive of the tion whose originals will have to be all things thirds of fifteen Giant Sequoias, for example, history of reading within our general, circulating to future researchers, including researchers we would probably want to make sure that collections” by presuming duplicate copies of late interested in books as primary documents the General Sherman and General Grant 19th century and early 20th century books are and artifacts — again, a constituency that no would be among the five we didn’t cut down. identical, interchangeable, and therefore equally longer comprises only advanced scholars in Fortunately for forest rangers, there are signs discardable, because “Marginalia, inscriptions, the humanities. photos, original manuscripts, letters, drawings, in front of the Grant and Sherman trees. and many other unique pieces of historical In short, leaving aside the well-known Our most artifactually-complete holdings data can be found in individual copies.” From economic and space-saving advantages have no such signs. I hope to show in my “About.” Book Traces. http://www.booktraces. participant libraries are likely to gain upon next column that identifying these items org/ Accessed 2 Oct. 2015. entering into a shared print agreement, there is neither unworkable nor prohibitively 8. Jacob Nadal, “Silvaculture in the Stacks, or is yet another, unaddressed potential benefit expensive, particularly if one employs under- Lessons from Another Conservation Movement,” to shared print: the opportunity “to make graduate student workers out in the forests Against the Grain (27.1, 2015, 70). more widely understood” the artifactual of our stacks. 9. Nadal 71.

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Wandering the Web — Exploring Information of Japanese Americans’ Experiences in Internment Camps during World War II by Tadayuki Suzuki, Ph.D. (State University of New York (SUNY) College at Cortland)

Column Editor: Jack G. Montgomery (Professor, Coordinator, Collection Services, Western Kentucky University Libraries)

Author’s Note: When you explore the stories of Japanese Amer- hese Websites are especially useful when teachers plan extension icans, you may notice that many stories narrate their experiences in and/or application activities after reading related stories with their internment camps during World War II (WWII). Although America is Tstudents. The following Websites were selected based on the a country that consists of immigrants primarily from Europe, many quality and accuracy of information. Americans are in general not familiar with how Asians, for instance Experiences of Japanese Americans in Internment Japanese, immigrated to the U. S. and how they were historically treated by others in this country. When I pointed out this issue in my graduate Camps during World War II course one day, many students reluctantly agreed with my comments. The Children of the Camps: The Documentary — http://www. pbs.org/childofcamp/ — is owned by the Public Broadcasting System Although many teachers and teacher trainees tend to show a dis- (PBS). The documentary portrays the personal stories of six Japanese comfort with using multicultural stories in their instruction due to their American children during WWII. The documentary was directed by unfamiliarity with the cultural contexts in the stories, their use helps Dr. Satsuki Ina, who was born in the Tule Lake Internment Camp. She stretch their comfort zones and enrich their cultural perspectives as guided former child internees from Japanese ancestry for about ten years. educators. Therefore, teachers and librarians should also be familiar This documentary was broadcasted from April 1999 to April 2000. DVD with multicultural stories with a variety of ethnic groups. Although no and VHS versions are now available for purchase. You will be able to quick solution exists for this agenda, exploring specialized Websites find specific information about the overview of the documentary, the during and after reading a story, and gaining more specific information background information about the participants and filmmakers, and the about a particular topic help readers build more accurate knowledge viewers’ guide and reviews from the audience on the Website. and understanding of the topic. I recently had opportunities to explore Welcome to the Denshō Website — http://www.densho.org — some of the Websites related to Japanese Americans during WWII. Denshō is the term originally derived from a Japanese word, which Below is the list of Websites that I recently explored. — TS means “pass on the truths to the next generation.” This Legacy Project continued on page 76 Against the Grain / February 2016 75 of the interviews were conducted and transcribed by local high school Wandering the Web students in the Urban School District of San Francisco. The project from page 75 is operated by local students, teachers, and community volunteers. Ex- ploring and analyzing oral histories by these twelve Japanese Americans was organized in 1996 and its purpose was to disseminate the voice of will work as efficacious extension and/ or application activities after Japanese Americans who were unfairly incarcerated during WWII due reading related stories. to their ancestry. The Website consists of six sections: (1) Home, (2) Causes of the Incarceration, (3) Learning Center, (4) Denshō Archive, Memorials for Japanese Americans (5) Other Resources, and (6) About Denshō. Learning Center is the Japanese American Citizens League (JACL) — http://www.jacl. Denshō’s curriculum modules. These multidisciplinary lessons help org — is known as the oldest national civil rights organization for Jap- students from upper elementary levels to undergraduate levels learn anese Americans in the U.S. The primary purpose of this organization about the historical overview of Japanese Americans’ experiences in is to protect the human rights of the Japanese ancestry and maintain the the internment camps. history and legacy of Japanese Americans. This Website also emphasizes fairness, equity, and social justice for Japanese Americans. Information Oral History and Digital Resources for Instruction regarding Japanese Americans’ experiences in the internment camps A More Perfect Union: Japanese Americans and the U.S. Con- exists under the Education section, and you will also find the historical stitution — http://amhistory.si.edu/perfectunion/experience/index. information, the map of the internment camps, the Exclusion Order, and html — is owned by the Smithsonian National Museum of American the summary of the Constitutional Rights violations. The JACL period- History Kenneth E. Behring Center. This Website consists of five ically offers teacher workshop trainings, publish educational resources, sections: (1) Story Experience, (2) Reflections, (3) Collection Search, and also offer scholarships to qualified students. The information on this (4) Resources, and (5) Credits. A former NBC journalist, John William site is targeted for teachers and leaders in society rather than students. Chancellor, provides the historical overview in the introduction. You Japanese American National Museum (JANM) — http://www. can choose to either listen to or read it. The photographs are grouped janm.org — The primary purpose of the JANM is to disseminate the into six categories such as Immigration, Removal, Internment, Loyalty, history and experiences of Japanese Americans during WWII to others Service, and Justice. In Reflections, you can read reactions from others so that they could appreciate the uniqueness and the diversity of the and also post your own responses, which is one of the unique charac- Japanese Ancestry that exist in the U.S. The JANM collaborated with teristics of this Website. teachers and communities and developed instructional tools and mate- Calisphere: Japanese American Relocation Digital Achieves — rials for teaching children the true meanings of democracy based on the http://www.calisphere.universityofcalifornia.edu/jarda/ — owned by the Japanese Americans’ experiences in the internment camps during WWII. University of California, offers the information related to the cultures The JANM also offers teachers pre-visit educator workshops before and history of California. Under this Website, you will find the back- they bring students to the museum. This professional development ground information and timeline about the Japanese Americans during workshop facilitates not only teachers’ learning about the history and WWII, primary sources such as photographs with historical context, and experiences of Japanese Americans but also their students’ interactive lesson plans that particularly target grades 4-12. The lesson plans are learning experiences when they visit the museum. created based on the personal experience of Estelle Ishigo, the European artist and wife of a Japanese American who was forced out of California Teaching Resources with her husband together. The primary sources consist of four different Japanese-American Internment During World War II — http:// categories such as People, Places, Daily Life, and Personal Experiences. www.loc.gov/teachers/classroommaterials/primarysourcesets/intern- Digital Collections — http://content.lib.washington.edu/socialweb/ ment/ — this Website exists under the Primary Source Sets in the Li- — is owned by the University of Washington. All of the digital col- brary of Congress. In this Website, you will find many primary sources, lections are listed under the Society and Culture Collection. Although such as photographs of the President Roosevelt signing the declaration the images cover extensive political, social, and culture topics related of war against Japan and the Civilian Exclusion Order 5, teacher’s guide to Native Americans, Chinese Americans, the Washington State Gov- and analysis tools and supplementary instructional guides as well as ernment, Labor, Original Artworks, Outdoor Activities, and Performing ones for other major historical events in the U.S. The resources for Arts, pertaining to Japanese Americans, the lives of Camp Harmony education are especially targeted for both pre-service teacher students (Puyallup) and Minidoka (Idaho) are especially focused on this site. One and in-service teachers when they plan history lessons. The primary of the unique characteristics of this Website is that the lives of Japanese sources can be employed as authentic instructional materials for teaching American students in the University of Washington, children in the students any academic subjects at any grade levels. camps, and Japanese Canadian’s internment issues are also described National Achieves: Teaching With Documents: Documents and with the digital images. Digital images are powerful literacy instruc- Photographs Related to Japanese Relocation During World War tional tools especially for primary and intermediate grade level students. II — http://www.archives.gov/education/lessons/japanese-relocation/ They can also compare and contrast them with other text features from — The U.S. National Archives and Records Administration offers picture books and informational texts. the information regarding Japanese Americans’ incarcerations during Our Story American History Stories and Activities You can Do WWII under Teachers’ Resources. The lesson resources consist of five Together — http://amhistory.si.edu/ourstory/activities/internment/ — sections: (1) The Documents, (2) Standards Correlations, (3) Teaching is also owned by the Smithsonian National Museum of American Activities, (4) Document Analysis Worksheet, and (5) OurDocuments. History Kenneth E. Behring Center. Approximately twenty-three com. As one of the unique characteristics, you will find the photocopy topics are listed under Activities. Under Life in a Japanese American of the final report of Japanese Americans’ evacuation from the West Internment Camp, you will find a brief historical overview and the list of Coast and the transcript of Executive Order 9066 by President Franklin the bibliography. Bibliographic information includes not only the topics, Roosevelt, February 19, 1942. appropriate age groups, and publishers of the books but also the types Letters from Japanese American Internment — http://www.smith- of the books and the awards that these books were granted in the past. sonianeducation.org/educators/lesson_plans/japanese_internment/ This Website helps you locate some of the well-known picture books — is owned by the Smithsonian Center for Learning and Digital related to Japanese Americans’ experiences in the internment camps. Access (SCLDA). In this Website, letters written to Miss Clara Breed Telling Our Stories: Oral History Achieves Project — http:// by Japanese American children and her responses to them are used for www.tellingstories.org — provides you with five different oral histories teaching history during World War II. Miss Breed was a librarian at such as (1) Stories of the Civil Rights Era, (2) Holocaust Survivors and the San Diego Public Library from 1929 to 1945. It is believed that Refugees, (3) Liberators and Witnesses to Genocide, (4) Japanese Amer- she distributed stamped and addressed postcards to Japanese American ican Internees, and (5) Fillmore Redevelopment and Dislocation. The children, asking them to write to her and describe their lives in camp. Website is owned by the Urban School of San Francisco. Under the The resources on this Website can be used when teachers plan to teach Japanese American Internees, you will find twelve Japanese-Americans’ reading and writing as well as U.S. history. Teachers and librarians may oral histories based on their experiences in the internment camps. Each continued on page 77

76 Against the Grain / February 2016 Back Talk from page 78 fell modestly to 60%, but added members from 44 other countries. At present, 175 consortia are fully represented on the ICOLC Website with descriptions of their functions. Numbers fluctuate somewhat as some groups do fade in purpose, while others consolidate and combine. Consortia are also very different creatures from one another, depending on focus and extent. The largest has almost 1,000 members; most have a few to a few dozen. As ICOLC nears its 20th, it faces a significant transition. Tom San- ville, after his move to Lyrasis a few years back, retired at the end of 2014, and ICOLC representatives are depending more than ever on the volunteer efforts of colleagues in the group. After a series of participatory structural discussions online and at the Albany (April 2015) and Oslo (October 2015) meetings, a coordinating committee of nine members (currently Rick Burke, Teresa Costa, Celeste Feather, Kirsten Leon- ard, Craig Olsvik, Ann Okerson, Anne Osterman, Kjell Tjensvoll, and Glenn Truran) is providing and divvying up the sorts of roles that were previously handled by Tom. Emphasis and discussion are shifting into areas such as eBooks, discovery, currency fluctuation, promoting ICOLC outreach and partnerships. We are learning not only how chal- lenging it is to replace Tom (seems to take a village!) but also about the effort required to minimize organizational weight and bureaucracy, to remain the light-weight and productive organization of the past 19 years. We invite you to learn more about this remarkable, sometimes under-the-radar group and if you are in a library, to support actively your consortial leaders. If you’re an information or service provider, keep us in mind for conversations and possible partnerships. And if you staff a consortium focused on providing the best possible service to your libraries, please join us — be prepared to work for the benefit of libraries everywhere. Recommendations for further reading: ICOLC Website: http://icolc.net ICOLC in Wikipedia, by Ann Okerson and Kathy Perry: https:// en.wikipedia.org/wiki/International_Coalition_of_Library_Consortia ICOLC overview article by Celeste Feather. “The International Jerome, Arkansas — http://www.intheirwords.org/the_home_ Coalition of Library Consortia: origins, contributions, and path forward: front_experience/internment_camps/jerome_internment_camp http://insights.uksg.org/articles/10.1629/uksg.260/ Manzanar, California — http://www.nps.gov/manz/index.htm Minidoka, Idaho — http://www.nps.gov/miin/index.htm Poston, Arizona — http://www.cr.nps.gov/history/online_books/ anthropology74/ce10.htm Wandering the Web Rohwer, Arkansas — http://www.intheirwords.org/the_home_ from page 76 front_experience/internment_camps/rohwer_internment_camp Topaz, Utah — http://www.heartmountain.org use all of the letters and lesson plans for any grade levels, but most of Tule Lake, California — http://www.tulelake.org/history.html the instructional tools and suggestions are more appropriate for primary graders than ones in intermediate and/or middle grade levels. Conclusion Utah Education Network — http://www.uen.org/themepark/liberty/ Theses Websites are not a comprehensive collection of historical japanese.shtml — offers some useful Web links for the information overviews and experiences of Japanese Americans’ internment camps about Japanese Americans during WWII. The links are grouped into during WWII. Although the main focus of each Website somewhat five categories (1) Places To Go, (2) People To See, (3) Things To Do, varies, as one of the most important findings, I discovered that most (4) Teacher Resources, and (5) Bibliography. The information on this of these sites offered the teaching tools, instructional materials and/or Website is especially useful for people who cannot visit some of the lesson plans regarding Japanese Americans during WWII. sites and museums physically due to a long distance. Another unique A number of historical fictional stories describing their ancestry and characteristic is that this Website also describes German Americans and experiences during WWII are widely available nowadays. However, we Italian Americans who were also placed in the U.S. internment camps should not ignore the gap that exists between the information from these during WWII. stories and the truths from each of the personal stories and experiences. Although eliminating the gap is almost impossible, through exploring Ten Internment Camps for Japanese these specialized Websites as an initial step, we may possibly narrow the Americans during WWII gap and minimize the misunderstanding toward Japanese Americans and Ten internment camps existed in the U.S. during WWII. You will be their history, rethink and reevaluate our own responsibility as the U.S. able to access more specific information about each of these internment citizens and/or residents, and further educate ourselves as teachers and/ camps through clicking on the following Web links: or librarians. It goes without saying, expanding background knowledge Amache, Colorado — http://www.amache.org about a particular topic such as Japanese Americans invariably helps us understand related stories better, and ultimately, it also helps us and Gila River, Arizona — http://www.bookmice.net/darkchilde/ our students understand the cultural, racial, and linguistic diversity that japan/gila.html exists in this country further better in the future. Heart Mountain, Wyoming — http://www.heartmountain.org

Against the Grain / February 2016 77 Back Talk — Reflections about Consortia-world Column Editors: Ann Okerson (Advisor on Electronic Resources Strategy, Center for Research Libraries)

had not been to Oslo for many years and St. Louis in 1997) were particularly exciting ings, supplemented by was delighted by the city I found in October in many ways, and it quickly became obvious group meals in which I 2015. But the biggest surprise came when I that our group needed to continue to meet and the conversations were was leaving. I had a few Norwegian kroner left talk. Casually, we designated ourselves as the as important and rich as in my wallet, perhaps ten dollars’ worth, and I COC (Consortium of Consortia) and took turns in the formal sessions. Sure, we made time handed them to a Norwegian colleague (Kjell hosting conferences at our home institutions around the edges to do a small bit of tourism, Tjensvoll, the meeting organizer): “more use every six months or so. for example, past the spectacular new water- to you than me,” I said. He was plainly em- At those meetings we shared war stories, front opera house and a curious floating island barrassed. “We don’t actually use cash much techniques, challenges, strategies, and plans. of postmodern glass sculpture. But, mainly, here in Norway,” he replied, “but I guess I can Particularly in the early days, negotiating ad- ICOLC meetings are distinctive for the focus figure out something to do with this money.” It vantageous deals with big publishers, new pub- and intensity that all participants seem to bring seems that Norwegians pay for everything with lishers, and publishers with a new story to tell to every session. debit or credit cards: tram fares, cups of coffee, was challenging for all. Rapidly, we realized By now, approximately about 100 (more or you name it. I suggested that next time he is that our meetings were a great opportunity to less) consortial staff and representatives attend in the U.S., he could buy me a glass of wine! invite interesting and challenging information a given meeting. These days, though we invite That transaction was a reminder that new providers to attend “grill sessions” and talk fewer vendors, we still find the ones we do ways of living in a technology-rich world don’t candidly with us — and the vendors realized talk with to be well worth the invitation. One necessarily start in the U.S.: that insight was that we were an influential group of their best reason for the decline in publisher invitations also a good way to close that particular trip to customers, so they were pretty willing to attend is the routinization of business with many of the semi-annual meeting of ICOLC (the In- for their allocated hour-long slot. Within those the largest ones, with whom consortia have ternational Coalition of Library Consortia), off-the-record conversations, all participants built up productive relationships over time; one of today’s most forward-looking library enjoyed information exchange that is unheard another is that there are many emerging needs groups, possibly one of the less well-known. of in standard library conferences. It would be and opportunities to discuss amongst ourselves, An informal, highly collegial, unincorpo- hard to prove absolutely that much short-term not just licensing and dealing. But, for example rated organization, ICOLC brings together pricing advantage came to members from this in Oslo, Derk Haank, the CEO of Springer library consortia from many parts of the world, work, but the creation of an atmosphere of mu- Nature, described to us the aims of the new with the aim to strengthen libraries. Consortia tual respect and trust advanced library goals for organization and discussed the Compact, a support libraries in so many ways, especially by less restrictive contracts, more generous terms type of new publisher consortial agreement leveraging buying power, securing better pric- of use, and a focus on building longer-term that factors in APCs as well as subscription es, streamlining the mechanics of dealing with relationships. payments. And we also reviewed the impact vendors, and providing many other services of Soon enough it became clear that consortia on collecting policy of the increasing pace of high value to their members. Consortia can were forming and operating in many countries movement to Open Access. With whom are be most successful when they group like with and facing similar needs and challenges. After we dealing and what are we getting for our like — geographical neighbors, institutions of an informal first overwater meeting in 1999, money? Are savings really possible? Ralf similar mission, disciplinary emphasis, that sort the Consortium of Consortia participants Schimmer (Max Planck Institute) presented of thing. In a constantly changing world of agreed to become the more broadly based and a paper about the costs and process for flipping technologies and business plans — and the very ambitious International Coalition of Library subscriptions to open access, much as is already identities of many of the entities that we need Consortia, and so began a regular pattern of being done with the SCOAP3 particle physics to deal with — we can always use more help. meeting in spring in the U.S. and in fall in global consortium project. There was much That’s where ICOLC comes in. Launched Europe. The same issues and opportunities more, including plenaries featuring consortial in 1997 through the leadership of Tom Sanville present themselves worldwide, and vendors presentations from developing countries, as (then leading OhioLINK) as an extremely turn out to be very much interested in meeting well as breakout discussion sessions. informal gathering of like-minded individuals, with the international group. Hence the Oslo In the course of ICOLC’s history, there this remarkable organization will soon be cel- meeting last October! have been striking points of intervention, ebrating its 20th anniversary. The early meet- As usual with ICOLC meetings, Oslo had wherein the organization crafts and endorses ings (the very first official meeting was held in two-and-a-half full and busy days of meet- a statement of principles on a burning issue of the day. Serials pricing, the Google books settlement, and the impact of the global eco- nomic crisis of 2008-2009 have been among ADVERTISERS’ INDEX the topics addressed. Several of the Statements have received good play in the media, but it’s 31 accessible Archives 8 the Charleston Report 35 ProQuest equally valuable that the Statements provide 63 action! Library Media Servicel 7 Cold Spring Harbor Lab Press 65 Quertle, LLC summaries of best practices that consortial leaders can take back to their members, and that 79 adam Matthew Digital 11 Copyright Clearance Center 45 rittenhouse Book Distributors library members can use to inform their own 2 ambassador Education Solutions 51 emery-Pratt 19 sPIE Digital Library administrations and funders. The Statements 57 american Pharmacists Association 69 harvard University Press 15 springer Science & Business Media have been remarkable for a lack of partisanship or grandstanding, offering well-informed pro- 39 annual Reviews 9 igi Global 77 turpin Distribution fessional perspectives from a broad and diverse 23 asME 80 Midwest Library Service 3 yBP Library Services group of institutions — all the more valuable 5 atg 13 Modern Language Association for that reason. 75 the Charleston Advisor 27 PeerJ By 2000, the ICOLC Website listed 135 member groups. In 2000, 2/3 of the member For Advertising Information Contact: Toni Nix, Ads Manager, consortia were in the U.S.; that percentage , Phone: 843-835-8604, Fax: 843-835-5892. continued on page 77

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