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Uwnn. Rev. 1989. 89. 1841-1860 iau

Allylic 1,& as a Controlling Factor in Stereoselective Transformations

REINHARD W. HOFFMANN Fachbmich chsrms der UMpps-MIvdi. HansM"sse, 0.3550 Marburg, West Oenneny Received May 24, 1988 (Revised ManuJaipi Received August 23. 1989)

ConlenlS 1. Introduction 1841 2. The Concept of Allylic 1.3-Strain 1842 3. Control of Stereoselecthrity in Pericyclic 1843 Reactions 4. Stereoselectbe Cyclization Reactions 1844 Controlled by Allylic 1.3-Strain 4.1. Intermolecular Cycloadditions 1844 4.2. Intramolecular Cycloaddiions 1845 4.3. Iodolactonizatbn Reactions and Related 1846 Processes 4.4. Other Intramolecular Cycllzatbn Reactions 1846 5. Stereoselective Intermolecular Addhion 1847 Reactions to Double Bonds Controlled by Allylic 1,bStrain 5.1. 1847 Prof. Relnhard W. Hoffmann was born in 1933 in Wiirzburg. He sludled chamisby at the Universitit Bonn from 1951 to 1958 and 5.2. 1847 received his ET. rer. nat. with a thws under the dkection of Rof. 5.3. Epoxldation and Cycbpropanation 1848 B. Helferich. a former student of Emil Fischer. Prof. HoHn" 8. Diastereoselecthre Enolate Alkylations 1850 spent 2 years as a postdoctoral fellow at The Pennsyivania State Controlled by Allyllc 1.3-Strain University wim Rof. G. W. Brindley in the Department of Ceramic Technology followed by another postdoctoral year wRh Prof. G. 1850 7. Chirality Transfer in Reactions of Allylsilanes Waig at the Univmitit Heidelberg working in benzyne . and Allylboronates Subsequent independent shdiis on heterolyfic fragmentah of azo 8. Nucleophilic AddRion to Double Bonds 1851 compounds led to the habiliiatbn in 1964. In 1967 Rof. Hoffmann Controlled by Allylic 1.3-Strain moved as a dozent to the Technische Hochschule Darmstadt and 9. Reactions of Benzylic Systems Controlled by 1853 in 1970 to his present position as Professor of Organic Chemistry a1 the Philipps-Universitil Marburg. Over the years Prof. Hoffmann Allylic 1,3-Strain held visiting professorships at the Universitit Bern. University of 10. Allylic 1,bStrain Control of Dlastereoselecthre 1853 Wisconsin. Madison. and the University of Califmia. Berkeley. His Reactions InvoMng Heteroallyl Systems research interests developed from nucleophilic and 10.1. 2-Azaallyl Systems 1853 electron-rich olefins to the investigation of StereoSelective trans- formations. 10.2. 2-Oxonlaallyl Systems 1854 10.3. Ntrones 1855 10.4. Other Azaallyllc Systems 1856 eocenter may be used to control the selective formation 10.5. Vinyl 1856 of another one, which in turn controls the generation 11. Conformational Control around Bonds to 1857 of a third stereocenter, and so on. The synthesis of Three-Membered Rings Related to Allylic vitamin Bli serves as an example which involved the 1.3-Strain generation of many stereocenten which are embedded 12. Epilogue 1858 in cyclic carbon skeletons. Thus, by the work of a generation of chemists, a treasury has been filled with I. Introduction the knowledge on bow to control the formation of stereocenten on cyclic substrates, particularly on six- Stereoselective synthesis "ems the creation of new membered rings. This was rendered comparatively easy stereogenic centen (throughout this review the desig- due to the conformational rigidity of those substrates. nation 'stereocenter" will be used) by transformation Hence, when chemists began to tackle the syntheses of of a prochiral group into a chiral one.' This can be open-chain structures which contain many stereocen- achieved by (a) the use of a chiral reagent (reagent ters, such as erythronolide, the early synthetic ap- control of stereoselectivity)2 or (b) as a consequence of proaches5 utilized cyclic six-membered intermediates by stereocenters already present to guarantee high levels of stereocontrol. Eventually, in the substrate (substrate control of diastereoselec- however, methods for direct stereocontrol in reactions tivity). This latter approach (b) is the traditional one, at acyclic systems had to be developed, and this has which can be traced back through decades of diaster- been the central issue of the past decade's developments eoselective syntheses to Emil Fischer's classical con- of new stereoselective reactions. version of arabinose into glucose and mannose? The Consider substrate control of diastereoselectivity, i.e., master of this approach, R. B. Woodward, demon- cases in which the reacting prochiral group and the strated in many outstanding syntheses how one ster- inducing stereocenter are part of the same molecule.

0009-2665/89/0789-1841$06.50/0 0 1989 American Chemlcal Society 1842 Chemical Reviews, 1989, Vol. 89, NO. 8 Hoffmann The two entities may be separated by one or at most stereocenter and the reacting prochiral group. Conse- two bonds, equivalent to 1,2- or 1,3-asymmetric in- quently, information on the height of rotational barriers duction, respectively. For efficient asymmetric induc- around various functional groups and the relative en- tion in open-chain situations two conditions have to be ergy of the favored conformers7take on added signifi- met: First, the number of energetically favorable con- cance for synthetic organic chemistry. It therefore is formations of the bonds connecting the reacting pro- no wonder that the well-known conformational pref- chiral group and the inducing stereocenter has to be erences attributed to and functionalities restricted such that preferably only one conformation were the basis for early attempts to design reactions is available in the transition state of the stereogenic which occur with asymmetric induction. reaction. Second, this conformation should be such that the different on the controlling stereo- n~ OH center differentiate the diastereotopic faces of the re- acting prochiral group. This differentiation can be preferred conformations twofold in nature: Either a large group at the con- H trolling stereocenter shields the approach to one side of the reacting prochiral group (Winterfeldt6designated Another bond type with marked conformational the properties of such groups at the controlling ster- preferences is the vinylic bond of highly substituted eocenter as that of an “inert volume”) or one group at allyl systems, e.g., bond a in 7. This was recognized by the controlling stereocenter coordinates with the in- F. Johnson 20 years ago, when he proposede the concept coming reagent and directs its mode of attack to this of allylic 1,3-strain. This principle has proved to be one particular face of the reacting prochiral group (Win- of the most powerful tools in achieving conformational terfeldt designated the properties of such groups at the organization in acyclic systems and has aided chemists controlling stereocenter as that of an “active volume”). in achieving high levels of asymmetric induction in a The primary aim, therefore, is to control the con- predictable manner. formation around the bonds between the inducing stereocenter and the reacting prochiral group C=X, 2. The Concept of Allylic 1,8Straln e.g., around bonds a and b in 1, because rotation around those bonds would expose different faces of the reacting Consider rotation around bond a of the 3,3-disub- prochiral group (cf. la and lb) to a reagent. stituted allylic system 4. Ab initio calculations (MP2- -1 -1 6-31G*//3-21G) for 3-methyl-1- (4) by Houkg show that the minima in conformational are

Rotation e.&, around Bond (b) given by 4a and 4b with one in the allylic position eclipsing the double bond. Conformation 4c H X; the prochid group HH does not represent an energy minimum and lies at least 2 kcal/mol above 4a in energy. This situation is similar to that calculated for l-butene.1° Assuming conformation lb to be the preferred one, stereoselectivity depends on the differentiation of the faces of the reacting center by the groups at the con- trolling stereocenter, e.g., by the inert volume of a trityl group, as in 2, directing an incoming reagent to the 48 4b 4c a-face, or by the active volume of an OH group, as in =o + 0.73 kcal/ mol > + 2 kcal / mol 3, coordinating with the reagent to induce attack on the R-face. The calculations on 4 show that conformation 4b is

Differentiation of hcfaces of hereacung group populated to a considerable extent in the ground state, by the groups on the stermcnter: thus presumably as well in the transition state of ad- dition reactions at the double bond. This has conse- quences for systems with a stereocenter in the allylic position, because facial selectivity of attack of the double bond would not be expected to be directly re- 2 lated to differences in the active and inert volumes of the allylic substituents. Hence, in the absence of stereoelectronic effects, the level of asymmetric induc- CH HO&/-4x or the active volume of the OH-group in 3 co tion is often unpredictable and frequently low. -*- 7 ordinates wirh rhe reagent to direct attack to the *\ A quite different situation is found when there is a Reagent 0-face 3 substituent on the double bond 2 to the allylic center; cf. 5. In this case, the conformational equilibrium The properties of various groups to act either by strongly favors 5a, because conformation 5b is desta- steric shielding or by coordinating to a reagent have bilized substantially by allylic 1,3-strain to the point been known for a long time from stereoselective reac- that 5b now represents an energy maximum determin- tions on cyclic substrates. Therefore the challenge in ing the rotational barrier.l’ Conformation 5c, although acyclic stereocontrol concerns the recognition of the being an energy minimum, lies 3.4 kcal/mol above 5a principles which allow for conformational restriction and can therefore be neglected when considering the around intervening bonds between the controlling conformer equilibrium. Allylic 1,3-Strain Chemical Reviews, 1989, Vol. 89, No. 8 1843 20 years this situation has been utilized many times intentionally (cf. the seminal contributions of Ki~hil~'~ and Evan~'~a)as well as unintentionally to achieve high 5a 5b 5c levels of asymmetric induction. The purpose of this review is to show that the principle of allylic 1,3-strain -0 > + 4 kcal I mol + 3.44 kcal/ mol is of broad scope in asymmetric synthesis. The expla- nations given here for the reported stereoselectivities are those of the present author. These explanations may concur with or differ from those given in the ori- ginal articles. Throughout this review diastereoselec- tivities are given in % ds.' Experimental data on the energy difference between 5a and 5b were obtained for the structurally related 3. Control of StereoselectlvRy in Perlcycllc enamine 6, the ground-state conformation of which is Reactlons that shown. The height of the rotational barrier around the vinylic C-N bond has been determined to be 8.1 3,3-Sigmatropic reactions in general occur with a high kcal/ mo1.l2 level of l,&transfer of chirality.2z However, there is Thus, for an allylic system 5 having a 2 substituent sometimes need for an additional element of stereo- at the double bond, conformation 5a is strongly favored, control. For example, in the rearrangement of 9 the since in this conformation allylic 1,3-strain is avoided. product 10 was desired,z3 the formation of which re- If the allylic center is a stereocenter (cf. 7), the groups quired an approach of the vinyl group at the R1 and R2 are disposed in such positions that the dif- sterically more hindered a-side. ferences in active or inert volume of the groups R' and R2 may optimally induce facial selectivity for reactions which occur at the double bond. We should, however, not entertain the notion that a molecule 5 is frozen in conformation 5a. Changes in the dihedral angle around bond a in 5 of k3Oo are possible at <1 kcal/mol cost. This becomes important in those reactions at the double bond which proceed under stereoelectronic control from a substituent at the allylic center, e.g., X in 8. This concerns the direction of electrophilic attack according to the principles deli- neated by Houk13 or the direction of nucleophilic attack according to the principles of Felkin and Anh.14J6 In order to interact with the HOMO or LUMO of the This seemingly difficult task has actually been ac- double bond in 8 the a-bond to the substituent X has complished, since the conformer 9b leading to bond to be parallel to the .rr-orbital of the double bond (e.g., formation at the @-sideis severely destabilized by allylic 8a or 8b). Fortunately there is enough leeway for 1,3-strain. partial rotation around bond a in 8 to reach confor- The following cases of stereoselectivity in Claisen mation 8a in response to stereoelectronic demands of rearrangements are clearly the consequence of confor- reactions at the double bond. However, the other mational control in the transition states due to allylic 1,3-~train.~~

8 8b

conformation 8b, in which the C-X bond is likely parallel to the orbitals, is now of >2 kcal/mol higher I energy than 8a due to developing allylic 1,3-strain. The Hobs HO difference in population of the conformers 8a and 8b is a significant factor affecting the level of asymmetric induction on reactions at the double bond of 8. As a R = Ph ds = 85% consequence, asymmetric induction in reactions at the Me 90% double bond of 8 should be higher than on reactions of Et 91 90 similar substrates lacking the substituent in the 2 iF,r 96 % position of the double bond. tBu >96 % In summary: For reactions at the double bond of compounds such as 7, one needs principally to consider 2,3-Sigmatropic rearrangements proceed through the conformation shown, as well as related ones dif- conformationally flexible five-membered cyclic transi- fering in the dihedral angle around bond a of ca. *30°. tion states. Hence, stereocontrol is much more difficult Provided that the groups R1 and Rz differentiate the to attain.z6 In certain casesz6 use of allylic 1,3-strain two faces of the double bond, high levels of 1,2- or may be the only reliable way to achieve high levels of 1,3-asy"etric induction can be expected. In the past chirality transfer. Accordingly, the extent of chirality 1844 Chemical Reviews, 1989, Vol. 89, No. 8 Hoffmann transfer increases on going from an (E)-allylic to an (2)-allylic system.25 J * p3 943 H,C- 2woc OF7ti CHI d\ = IlXl ‘Z - 4 diastereomers ROOC ROOC 45 : 41 : IO : 4

4. Stereoselective Cyclization Reactions I I J, = 50 5 Controlled by Allylic 1,3-Strain

H 4.1. Intermolecular Cycloaddltlons - weCoNMe2The facial selectivity of Diels-Alder reactions of di- enes with a stereocenter bearing an electronegative group at one allylic position has been investigated by various research gro~ps.~~%~The level of asymmetric I I h induction is low in many cases and the direction of the facial selectivity depends on the nature of the dieno- The allyl /allyl sulfenate rearrangement phile. Among the various transition-state conforma- proceeds already in the absence of allylic 1,3-strain with tions discussed, both 12A and 12B would facilitate an good 1,3-transfer of chirality.27 Nevertheless, if the electrophilic attack by the dienophile according to the starting allyl sulfoxide28or allyl sulfenatem contains a concept put forth by Houk,13 because the electronega- group in the 2 position on the y-carbon of the allyl tive OR group is placed in the plane of the moiety. system, control by allylic 1,3-strain as an additional Since in 12A and 12B opposite faces of the diene are factor renders the chirality transfer complete. In these shielded, the overall diastereoselection is understand- examples the controlling stereocenter is “sacrificed”;in ably variable. other words, it turns into a prochiral unit.

0 TOS NHTos

OH wb piduct 12A 12B When there is an additional substituent on carbon TolSCl (McOhP 2, transition state 12B would be destabilized by allylic __c & 1,3-strain. The attendant increase in asymmetric in- pyndine s=o - a, - nC5hI nCsH11 nC5hi H H: duction caused by allylic l,&strain is exemplified in the OH following cases.33 Asymmetric induction on the course of 2,3-sigma- tropic rearrangements is also possible by a stereocenter next to the migration terminus. This has been dem- onstrated in the Wittig allyl ether rearrangement. For instance, the rearrangement of the 2 isomer 11 pro- ceeded with high levels of diastereosele~tivity,~~ whereas, not unexpectedly, that of the corresponding E isomer occurred in a stereorandom fashion. Clearly, if the substrate has a 2-substituted double bond (cf. ll), consideration of allylic l,&strain makes it obvious that the molecule adopts the conformation shown with re- spect to bond a. The stereoelectronic effects described by Felkin and Anh14 then determine which diastereo- topic side of the prochiral double bond is attacked in Asymmetric induction can also be attained from a the Wittig rearrangement.30 stereocenter next to the dienophile double bond.% In the case of 13, the conformation around bond a is con- trolled by allylic l,&strain. The direction of attack by the diene is then determined by the stereoelectronic factors discussed by Felkin and Anh.14J5

I The is also classified as a pericyclic reaction. A particularly striking example of the ste- reoselectivity influenced by allylic 1,3-strain is given ca 80 % below.31 13 single diastereomcr Allylic 1,d-Strain Chemical Reviews, 1989, Vol. 89, No. 8 1845 In oxide cycloadditions asymmetric induction In both examples@the asymmetric induction in the by a stereocenter next to the dipolarophilic double bond generation of the new stereocenters at C-9 and (2-10 is has been in~estigated.~~Excellent asymmetric induc- quantitative, while exo/endo selection in the cyclization tion was reported for the reaction of 14 in which allylic (equivalent to the formation of cis- or trans-octalines) l,&strain allowed for only one conformation. In con- depends on other factors. The dummy substituent, Br trast, with the E isomer corresponding to 14 nitrile or Me3Si, which allowed for control of diastereoselec- oxide cycloaddition resulted in low regio- and stereo- tivity (cf. 17a) was easily removed during subsequent selectivity. transformations. The inducing stereocenter may also be allylic to the dienophile part of the substrate. For example, in 1g41 - the in the 2 position of the dienophile is fMHI > the source of conformational control by allylic l,&strain. I, o./ 14 0-NEC-E1 This led to the formation of only one product,4l~~~gen- erating four new stereocenters in a single transforma- 4.2. Intramolecular Cycloadditions tion. Likewise, in the case of 20,43with conformational control by towfold allylic 1,3-strain, diastereoselection Cycloadditions such as the intramolecular Diels- Alder reaction allow the rapid assembly of bicyclic was essentially quantitative. structures with the generation of up to four new ster- eocenters in a single Asymmetric induction from a stereocenter in the chain linking the diene to the dienophile would hence be highly advan- tageous. However, the extent of stereocontrol ordinarily b attained is variable.% In these situations utilization of 0 sole pmdua overriding conformational control due to allylic 1,3- Er p3n strain has been very fruitful. For instance, when the Br H I: inducing stereocenter is next to a @)-diene unit as in 15, the conformation of the transition state is fixed by such that the formation of only one cy- AOOC CH3 clization product is possible.37 20 ds = > 97 I R Moreover, in a transannular tricyclization reaction asymmetric induction was complete as a consequence of local conformer control due to allylic 1,3-~train.~

Even when starting with an (E)-diene, enhanced levels of asymmetric induction are possible if the sub- strate carries a substituent in the 2 position relative to ROOC the allylic center at the diene unit. Although the cy- clization of 16 occurred stereorandomly,38placement of COOR ROOC single diastereomer a bulky dummy substituent in position 2 (cf. 17 and 18) cause the cyclization to proceed with high Similar effects of control by allyl l,&strain have been asymmetric induction, because allylic l,&strain restricts noted in stereoselective intramolecular nitrile oxide the conformations available in the transition state.39 cyclization^.^^ y&c? y&c? *%

ds = 75 % .SiMe3

-\

H CH3 I Er Er OEn

R/‘ R:& Asymmetric induction in intramolecular cyclo- additions can also be effected by stereocenters which

ROOC are not part of the linking carbon chain: An example is given by 21,46in which due to allylic 1,3-strain only those conformations of bond a are populated which have the smallest substituent (H)on the allylic center in the “inside” position. The preference of transition state 21A, attack anti to the benzyloxy group, over 21B R 17a is then dictated by the Felkin-Anh prin~ip1e.l~ 1846 Chemical Reviews, 1989, Vol. 89, No. 8 Hoffmann compared to that of (E)-olefins;cf. the recent synthesis of 6-epipup~rosamine.~~

0 .OCHd'h Ln 21 I- , ~d 1 Bn6 21a 1 21b PhA ;I k Ph' k 68" \1,,,,,NHz 2-epi-Purpurosamine When the E isomer of 21 was subjected to similar cyclization conditions, the asymmetric induction was lower, likely due to the absence of allylic strain control.

4.3. Iodolactonltatlon Reactions and Related Processes Several other examples are recorded for halo- etherification, selenoetherification, and mercuri- Iodolactonization is one of the traditional ways to etherification wherein the stereoelectronically favored functionalize a double bond with the generation of new formation of a cis product (cf. 26 - 27) can be sup- stereocenters. For instance, kinetically controlled io- pressed by allylic 1,3-strain to give the trans product, dolactonization of 22 resulted in preferential formation provided the reacting double bond carries a substituent of the cis product 23. The corresponding substrate 24, in the 2 position relative to the inducing stereocen- however, having a 2 substituent on the double bond, tmZ1pm A particularly impressive case61of stereocontrol was cyclized in turn preferentially to the trans product due to allylic 1,3-strain is given below. On the basis of 25.47 the phenomenon of allylic l,&strain "the reasons for this complete reversal of stereoselectivity" become clear.

..+ -&-+ + r:;,,,, CIS / 70 30 Bn 22 23 dS=95%

ds = .95 % 5 95 24 25 Likewise, the seemingly unexpected transformation Mercurilactonization or selenolactonization of 24 of 30 by bromoetherification into 33,62 in which the similarly led with >95% diastereoselectivity to the bromine atom occupies an axial position, can be as- stereoisomer corresponding to 25. Likewise, the iodo- cribed to the transition-state conformation 30b as a lactonization of 26 produced besides 6-lactones only the consequence of allylic l,&strain. The isomeric substrate cis y-lactone 27.48 Apparently, the electrophilic attack 31 cyclized normally to a product 32 with an equatorial on the double bond proceeds in such a manner that the bromine atom. In the latter case the conformation of "inside" position for the is preferred on the transition state is controlled by the greater pref- stereoelectronic grounds.13 This type of asymmetric erence of an isopropyl group versus a methyl group for induction can be reversed if a substituent in the 2 the equatorial position. position of the double bond (cf. 28) destabilizes the 0-inside transition state due to allylic 1,3-strain. The inducing stereocenter and the reacting double bond are now held in a conformation which allows cyclization only to the trans y-lactone 29 besides the formation of 6-lactones.

26 dS=W% 27 4.4. Other Intramolecular Cyclization Reactlons Nishiyama recently investigated the free cy- clization of the two stereoisomeric substrates 34 and 35.53 The diastereoselectivity is higher in the case of the 2-substituted styrene, in which only one confor- In general, higher stereoselectivity is attained in the mation of bond a is populated as a consequence of al- kinetically controlled iodolactonization of (Z)-olefins lylic 1,3-~train.~~ Allylic 1,3-Strain Chemical Reviews, 1989, Vol. 89, No. 8 1847 of the C-17/C-20 bond appears to be fixed by allylic 1,3-strain arising from the lactone oxygen on C-22. As a consequence, hydrogenation occurred exclusively from -. the more accessible face. , &.MYe

Similarly, on intramolecular hydrosilylation of the homoallyl derivatives 36 and 3765much higher stereoselectivity was noted on reaction of 37, which has 92 I,sole prcducr a 2 substituent on the double bond. 38 The Rh+-catalyzed hydrogenation of allylic in turn proceeds through a pereequilibrium coordina- tion of the hydroxy group to the rhodium catalyst.60 This has been exploited for stereoselection in the hy- drogenation of noncyclic olefins in which the steric CHI\ ,CH3 /O-Si, 1.) HzRCI, 2.) H,O,. KF OH OH OCH2Ph disposition of a hydroxymethyl group at the inducing D kJ stereocenter is fixed relative to the prochiral double bond due to allylic 1,3-strain. The following examplesm 37*OCH2Ph H ds= >W% demonstrate the synthetic flexibility available by per- Cases with high stereoselectivity were reported for mutation of either the substituents on the prochiral related intramolecular hydroboration reactions.s6 double bond or the roles of protected and nonprotected hydroxymethyl groups as inert and active volumes.20161

""-;-c Oxidation~ ,d ""cut OH OH OSiMeztBu OSiMs2tBu H2 LOStMe21Bu~--~ +OScMepl8u Rh(Diphos-4)'- -- dS.80% ds=95 %

HO OH OH HT* - -Oxidation y- +OSiMe2tBu OSiMgtBu OSiMeplBu OSiMepIBu ds.909 ds>92% BnO The stereospecificity of the following cationic cycli- 1 zations can be ascribed to conformational control due to allylic 1,3-~train.~~

0

B"O -BnO - 95 % 'OSiMeplBu '0S1MeplBu ds = 91 9e 5.2. Hydroboration The stereoselectivity and regioselectivity of the hy- Finally, the high stereoselectivity- of the following droboration reaction are sensitive to steric effects. intramolecular enolate/vinyl addition58 is in Hydroboration of a double bond next to a stereocenter accord with a conformation of the reacting enolate should result in high diastereoselectivity if one of the which is controlled by allylic 1,3-strain. groups at this stereocenter shields one side of the double bond effectively. For this purpose the conformation around the bond between the controlling stereocenter and the double bond has to be fixed. The efficiency of achieving this by allylic 1,3-strain is shown in the fol- I lowing example^.^^^^^ There both the bulk of the phe- 75 %. single diastcmmcr PhSOp nyldimethylsilyl group and its stereoelectronic effect cooperate to result in selective attack at one face of the 5. Stereoselectlve Intermolecular Addltlon double bond. Reactlons to Double Bonds Controlled by Allylic - PhMe2SfY -BH) Oxidation 1, SStraln PhMe2S'-f-f 39 H OH 5.1. Hydrogenation ds = 50 C Catalytic hydrogenation of a double bond usually occurs predominantly from the less hindered face. For PhMepSifi -BH, Oxidauon PhMe2Stn,.*'oH example, in the steroid derivative 38%the conformation ti CHI dr = > 95 C 1848 Chemical Reviews, 1989, Vol. 89, No. 8 Hoffmann With 9-BBN as hydroborating agent, high asym- metric induction can be attained even with E isomers &yy11 "'H mCPBA such as 39.63 A very efficient shielding of one side of a double bond holds for medium-ring cyclic olefins. Allylic l,&strain HO ' 41 42 can be used to restrict the number of local conforma- tions available to the allylic system as shown for 40. As In medium-ring cyclic olefins one face of the double a consequence, hydroboration occurred with good se- bond is always shielded by the rest of the ring. Reac- lectivity from the more accessible face of the double tions at the double bond occur at the accessible face bond.64 only. Stereoselectivity is then determined by the nature of the local conformations available by rotation around the vinylic bonds. This is apparent from the ep- --BHs Oxidailon w3+-J ,.\CHI w3 oxidation of 43, which occurred with modest stereose- lectivity. A 2 substituent at the double bond shifts the H ds - 90 40 equilibrium of local conformers to one side as a conse- quence of allylic 1,3-strain. Hence, epoxidation of 44 Of course, if the residues at the inducing stereocenter proceeded to give a single .64 of an allylic system differ less in steric bulk, asymmetric induction in the hydroboration reaction will be less marked, as the following examples indi~ate.'~J~?~~In some of these cases stereodifferentiation may be aided 43 by stereoelectronic effects.66

Diastereoface Selectivity on Hydroboration cf Prochiral Olefins with BH3

44 I CH-, Stereoselectivity in the epoxidation of several me- dium-ring olefins has been attained70 by favoring a PhwOna-attack; de = low ref 67 H Ch particular local conformer due to allylic 1,3-strain. Epoxidation of allylsilanes proceeds preferentially via paltack ds = 72 Yo ref.'' a transition state 47, in which the carbon-silicon bond OBn is antiperiplanar to the forming carbon-oxygen bonds BnO--,, for both steric and stereoelectronicreasons. Hence, the woBnpaltack. ds = 75 ref conformation around bond a in 45 determines which H Ch face of the double bond is epoxidized preferentially.

HowO@na-attack, ds = 75 % ref.65 The selectivity of epoxidation of the (E)-allylsilane45 CH was found to be 10w.71972

PhMepSI PhMei?L & + phMh ref.68 /LA- 45 61 39

PhMeZSi yJ + ref phM7J- o&pp,," 46 >95 5 0 a-anack: ds = 89 % rei.16

rtf.'6 Allylic 1,3-strain, once again, is the underlying prin- ciple which dictates the more accessible face of the in the (2)-allylsilane 46; asymmetric induction in epoxidation or osmylation of this substrate was ex- 5.3. Epoxidation and el lent.^^,^^ The stereochemical outcome of epoxidation of a The direction of epoxidation of double bonds by double bond by m-chloroperbenzoic acid is often in- m-chloroperbenzoic acid can also be controlled through fluenced by steric factors. When the double bond is additional coordination of the peracid to a nearby ether adjacent to a stereocenter, the conformation of the bond group; cf. 48. Hence, if the stereocenter next to the between the stereocenter and the prochiral double bond double bond carries an alkoxyalkyl group, as in 49 or will play a major role in the differentiation of the two 50, the direction of the epoxidation is being controlled faces of the double bond. In the steroid derivative 41 by this group. allylic 1,3-strain involving C-23 determines the pre- dominant conformation of the allylic unit. Conse- quently, the peracid approaches the double bond from the less hindered side to give solely the product 42.69 Allylic 1,3-Strain Chemical Reviews, 1989, Vol. 89, No. 8 1849 With an (E)-alkene, as in 50, several conformations induction in epoxidation reaction^.^^ The following around bond a are energetically equally favorable and, examples77illustrate cases where asymmetric induction consequently, the level of diastereoselectivity on ep- is clearly induced by the stereocenter a to the double oxidation is low. bond.

B"O BnO OH I 20 mCPBA R% R% IBuOoH 49 ds = 7 91 C VO(acac)z R' ds = 98 - 7 99.8 9c 'OH 'OH -A

BnO B"0bOH

*OH ds = > 96 C

Bno+oH Bno*oH So far, we have considered cases in which the di- recting hydroxyl group is separated from the prochiral 50 ds=60% double bond by two single bonds (homoallyl alcohols). In the case of chiral allylic alcohols, epoxidation of a B"O F- conformationally flexible system such as 53, either with c EnowOH peracids or with , led to low asymmetric ds = > 95 C inducti~n.~~ With the (a-alkene 49 only one conformation around bond a is favored, such that epoxidation proceeded with

high asymmetric induction.18 Of course, if the synthetic 53 mCPBA 36 64 objective does not require the presence of a substituent in the Z position, the temporary introduction of a !BuOOH / VO(acac1, 60 40 dummy substituent, as in 51, will result in equally high levels of asymmetric induction.18J3 Similarly, 5274 exists in a preferred conformation around bond a due to allylic 1,3-strain. As discussed 54 mCPBA 5 95 above, epoxidation with m-chloroperbenzoic acid is iBuOOH / VO(acacI2 29 71 directed by the silyloxy group as an active volume. In contrast, the titanium- or vanadyl-catalyzed epoxidation However, if only one conformation around bond a is with tert-butyl is not activated by an accessible due to allylic 1,3-strain, as in 54, peracid alkoxy or a silyloxy group. Such a constituent therefore epoxidation gives high asymmetric induction. Obvi- becomes an inert volume in these types of epoxidation ously, the insufficient asymmetric induction on ep- reactions. oxidation of 53 with an E double bond can be boosted to high values by temporary incorporation of a dummy tBuMe@f, IBuMBzSIO substituent ensuring conformational control by allylic RYOH-mCPBA R AOH.. 1,3-strain.18J9 --.-.. - CHI ds = >94 9c 52 mBBA IBUMBZSIO p LOH- &OH -tBuOOH RToH ds = 50 W TL(0,h)4 ds = > 90 9c In epoxidation of with hydroperoxides, how- mCPBA =OH - ever, a hydroxyalkyl group coordinates with the reagent Kwds = >96 W and acts as an active volume. This becomes clear on Nevertheless, vanadyl-catalyzed epoxidation of allylic comparing the sense of asymmetric induction in the two alcohols gave low diastereoselectivity even with 2-sub- cases75shown below, where the high diastereoselectivity stituted allylic alcohols such as 54. Apparently, the is the result of the conformational organization by al- transition-state conformations as well as steric and lylic 1,3-strain. stereoelectronic requirements are different in ep- oxidation by m-chloroperbenzoic acid on the one hand tBuOOH Rs and by hydroperoxides on the other However, VO(acach if the substituent in the 2 position of the allylic alcohol ds = > 91 C is bulky enough, such as a trimethylsilyl group, even the vanadyl-catalyzed epoxidation by hydroperoxides gave OSi(Pr13 0 high levels of asymmetric induction as a consequence of allylic 1,3-~train.~l VO(acac)2lBuWH ds =94% .lY9 C"yy"-Bu w;g;fg;onH fln.Bu ;g;!g;& The change from the shielding silyloxy group to the directing hydroxy (or ) group allows for high Me& OH ds =99 4p Me$\ OH ds = 92 W flexibility in synthesis design. Accordingly, the com- Good levels of 1,2-induction in the epoxidation of bination of a hydroxyalkyl group as the substituent on chiral allylureas82have been reported when conforma- an allylic stereocenter with a 2-substituted double bond tional control due to allylic l,&strain is operating. The has frequently been used to achieve high asymmetric function serves as an active volume. 1850 Chemical Reviews, 1989, Vol. 89, No. 8 Hoffmann

I. Diaetereoselectivity in the Methylation of the YPh mCPBA PhNHCONHh TABLE Enolates 55 and on Protonation of the Enolates 56" H CHj CHI ds=>95 9% PhNHCoNHn % ds entry R' R2 55 56 1 CH3 Ph 55 79 2 CH3 n-Bu 65 70 CH3 CH20SiR3 89 Stereoselectivity in hydroxyl-directed cyclo- CH3 SiPhMe2 91-99 CH3 SnMe3 97 91 propanations is related to that in hydroxyl-directed CH3 SnBq 98 epoxidations. Thus the asymmetric induction in cy- CH3 (SCH,)&Ph 99 96 clopropanation of chiral (E)-allylic alcohols was found CH3 (SCH3)2CSiMe3 99 99 to be variable. In cyclopropanation of chiral (2)-allylic CH=CHCH3 SiMe, 95 alcohols, however, a single stereoisomer was obtained in all cases examined.83 tions of ester enolates on a furanose skeleton have been reported. 85

OR I znicu ""SClCcUVC

JyJ- ;MOR ;A/ HO k0 The data in Table I show that on methylation of the enolates 55 high diastereoselectivity has been realized only if the difference in the size of the groups R' and R2 is marked. Perhaps, this is due to an early transition

Sm ds = >99 5 c state in alkylation reactions. The increase in diastereoselectivities in going from entry 2 to entry 3 of Table I may be due to stereoe- "CCI," lectronic enhancement of the attack of the phax transfer ds = 89 % anti to the alkoxymethyl group; cf. the illuminating experiment by McGarvef7 on 57. This demonstrates that delocalization of the lone pair on oxygen makes an alkoxyalkyl group a stronger a-donor than an group. The stereoselectivity in cyclopropanation of allylic Asymmetric inductions of similar magnitude have silanes increases markedly when changing from an (E)- been recorded for the protonation of the related eno- to a (Z)-allyl~ilane:~~ lates 56; cf. Table I. Moreover, on the basis of the

PhMefS PhMeZSi preferred conformation of 56, the stereochemical out- come of the following cyclization88is easily rationalized. CHZ12 + 'huh

MqAl 58 42 Ts? a212 PhMU + PhUu

MqAl

.95 <5 Related effects of allylic 1,3-strain control are of 6. Dlastereosektlve Enolate Alkylatlons course also noted on alkylation and protonation, re- Controlled by Allyllc 1,3-Strain spectively, of enolates related to 55 and 56.89 Ester and amide enolates with a disubstituted p- 7. Chlrallty Transfer In Reactions of Allylsllanes carbon should exist predominantly in conformation 55 and Allylboronates due to allylic 1,3-strain, Hence, the approach of elec- trophiles to either side of the enolate should depend on Generally, attack allylic silanes anti to the difference in active or inert volume of R' and R2. the silyl group as can be seen from the following reac- This holds irrespective of the enolate geometry being tionsWof cyclic substrates. E or 2, as can be seen when X and 0- in 55 are inter- changed.

5s 56 57 MelhylaQOll ds =ai ~b A classical example of such a differentiation involves the steroid skeleton and results in stereoselective al- kylationaU Likewise highly diastereoselective alkyla- 100 Irransier of chirality Allylic 1,3-Strain Chemical Reviews, 1989, Vol. 89, No. 8 1851 Assuming that this transition-state geometry holds pentenylboronates with . Of tFe two con- for the reactions of open-chain allylsilanes 58 as well, ceivable transition states for the reaction, 66 and 67, two reaction paths have to be considered that lead to the former is destabilized by allylic 1,3-strain, so that the two stereoisomeric products 59 and 60 which differ the reaction proceeded with high selectivity through at the configuration of the newly formed stereocenter. transition state 6796 to give solely the homoallyl alcohol The difference of the competing transition states lies 68. in the conformation around bond a.

y P

One transition state is favored in the reaction of the chiral allylsilanes 61 and 62 with tert-butyl chloride. In contrast, the addition of the isomeric (E)-pente- Reaction of both the E and the 2 isomers resulted in nylboronates to aldehydesg7proceeded via both tran- quantitative chirality tran~fer.~' sition states 69 and 70 to give a mixture of stereoisom- eric products 71 and 72. For related observations in the

lBuCl ~ *Ph addition of crotyl siliconates to aldehydes, see ref 98. 61TS2 TCI,, H 100 % UMSfR Of chtrality m each case lBUCl $/Ph 62 fl TIC]+ - 78' - H I CHO 69 Likewise, the reactions of chiral allylsilanes with al- dehydes proceeded with high levels of chirality transfer, PH even with allylsilanes having an E double bond.g1 I Rm11 azo Rh72 q'' Tick, .7g lmyph Chvallty100% msfaof Not only the configuration of the newly formed stereocenters in 71 and 72 but also that of the newly The fact that not only (2)-but also (E)-allylsilanes formed double bond, E or 2,are determined by the react with high levels of chirality transfer shows that nature of the transition state 69 or 70 of the reaction. the additional stereocontrol provided by allylic 1,3- Thus, when the reaction proceeds through only one strain in the 2 isomer is not needed in such cases. transition state due to allylic 1,3-strain, e.g., via 67, the However, to achieve the more difficult 1,5-transfer of newly formed double bond in 68 has uniform E geom- chirality on a dienyl silane, Flemings2 used @,E)-dienyl etry. Likewise on addition of a-substituted allyllithiw silane 63; an acylation reaction of a corresponding compounds 73 to aldehydes, the products 74 are mix- (E,E)-dienyl silane is proceeded with only 65% chirality tures of E and 2 isomers. transfersg3

yy - w L1 only Conformational control due to allylic strain may be 15 of importance for asymmetric induction in the following On reaction of the corresponding prenyllithium de- intramolecular cyclization reactions'pg5 of the allyl- rivatives 75, however, allylic 1,3-strain restricts the silanes 64 and 65. conformations with respect to bond a. Consequently, the addition products obtained have an E double bond.g9

8. Nucleophilic Addition to Double Bonds Controlled by Allyllc 1,SStraln Nucleophilic addition to double bonds having elec- tronegative substituents on the allylic center proceeds PhA . under stereoelectronic control of the type described by single diastnmmcr Felkin and Anh.14J5 Accordingly, in the following ex- amples,'@' the addition of a nucleophilic nitrogen group Allylic l,&strain is the primary reason for the high to an a,@-unsaturatedester prefers an approach anti to levels of chirality transfer found in reactions of (2)- a C-0 bond on the neighboring carbon. 1852 Chemical Reviews, 1989, Vol. 89, NO. 8 Hoffmann The diastereoselectivity of this process has been consequence of a second 2-positioned ester group substantially increased (to >99:1) by wing the substrate should be possible; cf. the X-ray structures of related 76 with a 2 double bond. E and 2 ene .lo5 This could be the reason for the increased levels of asymmetric inductionslMin the re- EI&O Et3Si0 Et3S10 HI HI HI actions of 82.

BnO CWEt BnO COOEI

SN2'-Allylic substitution reactions by organocuprates 77 78 proceed with clean anti . Hence, in When an a-(methy1thio)vinyl sulfone is used as an reaction of open-chain substrates the extent of asym- acceptor such as in 77, the double bond carries a sub- metric induction depends on the conformation around stituent in the 2 position, securing conformational bond a of the substrate, e.g., of 83. The high stereo- control by allylic 1,3-strain. Hence, cyclization to the selectivity in the following transformatiorP has been oxazolidinone 78 occurred with complete asymmetric ascribed to the control of the transition-state confor- induction.lol Many examples of high asymmetric in- mation by allylic 1,3-strain. duction in the nucleophilic addition to silylated vinyl can be found in the work of Isobe.lo2 Here, allylic 1,3-strain restricts the conformation of the starting material to that shown in 79. In the reaction However, similar substitutions on substrates lacking of 79 with methyllithium the acetal oxygens serve as a the 2-positioned CH, group on the double bond also directing group. proceeded with high levels of chirality transfer.lO*Ap- parently, the additional stereocontrol provided by allylic MEMORnslMe? CH,L.> 1,3-strain is not needed in this type of reaction.

r SO7Ph H SOpPh Among the cuprate substitution reactions, those of

19 'I\ = 9\1 Y-'< carbamates are special, since the cuprate coordinates first to the so that the net result is a syn KI 1,3-allylic substitution of an alkyl group for the carba- SiMe3 - H1O mate. If the allylic carbamate is part of an acyclic CHlO ti SOJ'h FvY CHiO H SOzPn structure, the conformation around the vinylic bond can dr = 100 wc be manipulated by having a substituent in the 2 pos- On the basis of these findings Isobe developed a ition of the double bond. In this way the stereochemical highly efficient method for asymmetric carbon-carbon course of the substitution is fully determined as shown bond formationlo2using the developed in the case of 84, which led solely to product 85." by Eliel. PhNHCOf) %"" &OMOM

h SOzPh Many more examples of related 1,2-asymmetric in- ductions are given in Isobe's work. Surprisingly, the A particularly interesting case of a stereoselective addition of methyllithium to the a,p-unsaturated sul- intramolecular allylic substitution under control of allyl fones 80 and 81 proceeded indiscriminately on both 1,3-strain was reported by Solladi6:llO diastereotopic faces of the double bond;lo3no explana- tion was offered for this observation.

86

01 The addition of organocuprates to enones and ene esters is an important method for the formation of carbon-carbon bonds. This reaction is subject to 1,2- 88 asymmetric induction when there is a stereocenter in the allylic position. The factors which control both the sense and the extent of asymmetric induction (ster- The stereochemistry of this cyclization depended only eoelectronic effects or kinetic vs thermodynamic con- on the configuration at the benzylic carbon bearing the trol)lo4are not yet fully understood. Nevertheless, hydroxyl group. Since the alkene is tetrasubstituted control of the conformation around bond a of the the preferred conformation around bond a is deter- starting materials such as 82 by allylic 1,3-strain as a mined by allylic 1,3-strain: Thus diastereomer 86 reacts Allylic 1,%Strain Chemical Reviews, 1989, Vol. 139, No. 8 1853 through transition state 87, whereas diastereomer 88 reacts through the transition state 89. A preferred conformation around bond b may also be defined by allylic l,&strain (cf. section 10.5), but this has no effect on the stereochemistry of this cyclization reaction, as Another case involves a benzylic radical adjacent to the configuration of the new stereocenter appears not a stereocenter. Cyclization of the radical 96 to 97 occurs to depend on the chirality at sulfur. only if the can stabilize the incipient radical by delocalization, i.e., if the phenyl group is 9. Reactlons of Benzyllc Systems Controlled by coplanar with the double bond. As a consequence, the AIlyIIc 1,3-Strain methyl group occupies an axial position in the transition state and ultimately in the intermediate 97 in order to Allylic l,&strain may also dictate the preferred, lower avoid allylic 1,3-strain. This determines the relative energy, conformation of ortho-substituted aromatic configuration of the newly formed stereocenter at C-5. systems such as 90."' Thus, eventually the product 98 was obtained as a single v;: dia~tereomer."~ 90 A difference in R1 and R2 may then be used to direct reagents to either of the diastereotopic faces of the A case in which a benzylic cation cyclized stereose- aromatic system. The stereoselective formation of a lectively under the control of allylic 1,3-strain has been chromium tricarbonyl which is assisted by reported as ~el1.l'~

a hydroxyl group at the benzylic stereocenter, serves as C"p an example. -

ds=87% &=¶a% In this case the preferred conformation around bond 10. Allylic 1,3-Strain Control of a is induced by the trimethylsilyl group temporarily Dlastereoselective Reactlons Involving introduced for this purpose into the ortho position. Heteroallyl Systems For the same reason, the following intramolecular photocycloaddition proceeded with complete asym- metric induction."' 10.1. 2-Azaallyl Systems A clear-cut case of a 2-azaallyl system in which one conformation is preferred due to allylic 1,3-strain is shown in 99. The phenyl and the methyl groups at the stereocenter differentiate the approach to the prochiral immonium group so that NaBH4reduction resulted in 91 92 good diastereoselectivity.Ils In this photocycloaddition even the mode selectivity (cf. 91 vs 92) may be controlled by allylic l,&strain, which this time involves the C-6/C-7 double bond in- fluencing the folding of the unsaturated chain. Conformational control around bond a due to allylic da=90% strain should also be possible in benzylic anions, radi- In related Schiff bases such as 100, conformational cals, and cations such as 93, since stabilization of those control by allylic 1,3-strain differentiates the diaste- intermediates by benzylic delocalization results in co- reotopic faces of the function. This should lead planarity of all the atoms in 93 except R' and R2. This to high asymmetric induction in addition reactions at could possibly lead to high 1,2-asymmetric inductions the imine group, provided the geometry of the Schiff in the reactions of such intermediates. base is stereohomogeneous (E or 2). The Schiff base 100 probably exists as the E isomer, as hydrogenation occurred with good diastereo~electivity~'~to create the W'Hd new stereocenter in 101 with S configuration. 93 m Two examples illustrate the above postulate. In the benzyllithium species 94 the amide group at the ster- eocenter coordinates to the lithium cation. Alkylation of the organolithium compound by methyl iodide occurs 101 under inversion at the lithium-bearing carbon. In line Asymmetric induction has also been recorded for the with this rule alkylation of 94 proceeded to give 95 with epoxidation of Schiff bases derived from chiral high diastereo~electivity."~ ."* 1854 Chemical Reviews, 1989, Vol. 89, No. 8 Hoffmann

=O + 3.27 kcaVml The higher conformational preference for lOSa com- pared to the carbon analogue 4a is a consequence of the shorter C-0 bond distances and the smaller C-0-C bond angle in 108. These data suggest that aldimines should also have The conformational preference of such oxoniaallyl a notable preference for the conformation in which the systems may be the reason for the high asymmetric two hydrogen atoms eclipse each other. This is borne induction observed in the reduction of the following out by MMP2 calculations which show a 2 kcal/mol ketals.122 preference for 102 over 1O3.ll9

Indeed, 102 was shown by NMR spectroscopy to exist mainly in the conformation depicted.120 Consequently, reactions at the C=N group of such aldimines, e.g., the 109 110 SnC1,-catalyzed cyclization of 104, resulted in modest 1,3-asymmetric induction.

.I CHI CHI

E.g., treatment of 109 with a Lewis acid resulted in ds = 68 W preferential cleavage of bond a over bond b, because the I lo4 former process relieves the steric interactions between the axial methyl groups on C-1 and C-3. Moreover, the oxonium ion 111 generated by rupture of bond a is produced in a conformation which has no allylic 1,3- strain, whereas opening of bond b would lead to an oxonium ion in the high-energy conformation 112 de- Actually the observed diastereoselectivity,albeit low, stabilized by allylic l,&strain. The diastereofacial is a result of the conformational preference of the in- preference of the subsequent chemical reactions at the termediate SnC14 adduct 105. For this intermediate the prochiral center thus generated depends on the reaction alternate conformation 106 may be populated to a system: If the Lewis acid simply serves as a steric considerable extent as a consequence of allylic 1,Z- shielding group, nucleophiles should attack 111 from strain8 between the bulky tin group and the substitu- the rear side. However, if the Lewis acid itself contains ents at the stereocenter. The use of a smaller Lewis a nucleophilic group, such as found in reductions with acid, e.g., a proton, should therefore lead to higher DIBAH or Br2AlH,122the hydride is delivered from the asymmetric induction. A slightly better diastereose- front side to give 110 with high diastereoselectivity. lectivity121has indeed been reported for the proton- Even -derived oxonium ions such as 113 catalyzed cyclization of 107. apparently have a strong tendency to react through the conformation shown. This conformational preference has been pointed out by Overman,lB and results from MP2/6-31G*//6-31G* ab initio calculationsgshow that

R 80 : 20 conformation 114a is by 1.20 kcal/mol more stable than conformation 114b. *92 I tion~~show that 108 has two conformational minima, When one of the groups R1 or R2 in 113 carries a 108a and 108b. The one, 108a, in which the methyl nucleophilic center, cyclization reactions with very high group eclipses the hydrogen was calculated to be the 1,3-asymmetric inductions have been realized95aJ23J25 more stable conformation. as shown by the following examples. Allylic 1,3dtrain Chemical Reviews, 1989, Vol. 89, No. 8 1855 ereoselectivity was reported for the kinetically con- -PhMO trolled protonation of 1 18,130J31the silyloxy group H2so4 serving as an inert volume. The opposite sense of Ph 2,bcis only asymmetric induction was noted on protonation of 119.130 Apparently, the alkoxide function serves as an

R'CHO ~ active volume. This explanation is deceptively simple AlCI3 ds = >95 % and neglects all stereoelectronic effects. Other expla- R' R1. I+ "FJ nations, such as those given by Seebach," are therefore by no means less likely. Nevertheless the notion of a preferred conformation 117 and differences in inert qcooH LCWR2.64s only volume controlling the diastereoselectivityare similarly borne out in the protonation of a case in which polar effects are less likely to interfere.

117 li 00

H BzO ds = > 93 % Oxonium ions of the type 113 are frequently gener- ated from . But not all reactions of acetals under Lewis acid catalysis proceed through oxonium ions. Depending on the Lewis acid applied and on the nature of the nucleophile, some of the reactions may proceed by a SN2-type process.126 In such cases free oxonium ions are not generated as intermediates and therefore their conformational preferences cannot determine the PtISI 0 AcOH =.v ,o R= Me, ds=91 90 stereochemical outcome of the reaction; cf. the following \N/O example:l27 - = nBu. =95% H 00 HO = Ph, = 80 w 120 fi-&YMc,SiOS&CF3 Asymmetric induction in intermolecular nitrone cy- cloadditions caused by an adjacent stereocenter has also .aH OH been reported. In order to avoid allylic 1,3-strain ni- OSiMe3 0 trone 121 should exist predominantly in the confor- mation shown. The facial selectivity of the cyclo- addition to ethoxyethene is then controlled by steric effects.133 OH Johnson128developed a highly useful asymmetric C-C bond-forming reaction using the chiral acetals 115.

CHs CH) @ CY BFJ or TCI, pcMy~Nucleophile, 121"f:K p+R H VM? CHS H 115 CH3 116 CHI Similarly, in intramolecular nitrone cycloadditions While it is not established which of these reactions high stereoselectivity has been realized which can be proceed via a SN2-typereaction1=Jm and which involve attributed to allylic 1,3-strain as a control element.13* the oxonium ion 116 as an intermediate, the stereo- chemistry of the reactions proceeding through the ion 116 can easily be rationalized: First, the Lewis acid induces preferential cleavage of bond a to generate the oxonium ion 116 in its preferred conformation. Since the Lewis acid is coordinated to the former leaving group, it shields one side of the oxonium ion 116, and attack of various nucleophiles occurs then with >90% diastereoselectivity from the opposite face. 10.3. Nltrones a-Disubstituted nitronates 117 should exist in the conformation shown, in order to avoid allylic 1,3-strain. Provided that R' and R2 differ sufficiently in either active or inert volume, diastereoselective protonation of the nitronates is possible. Indeed, excellent diast- 1856 Chemical Reviews, 1989, Vol. 89, No. 8 Hoffmann The stereochemistry of nucleophilic addition to ni- In the acyliminium ion 128 allylic 1,3-strain causes trones, such as Grignard additions, can also be con- the phenyl groups to be in a pseudoaxial position. This trolled by allylic 1,3-strain. Thus, on addition of me- group thus sterically shields the top side of the moecule. thylmagnesium bromide to the nitrone 122 the at- As a consequence, nucleophiles added with high ste- tendant diastereoselectivity can readily be accounted reoselectivity to the bottom side of the ion.141 If the for by assuming 122 as the reactive conformation and shielding group was smaller (methyl instead of phenyl) the benzyloxy group serving as an active volume to cis-axial attack predominated on reaction of a related coordinate the Grignard reagent.135 substrate.142The same stereochemical argument holds for the stereoselective reactions of the radical 13Ol4l and 00 OH 00 anion 131.143 phyNy& Q' Ph -CWW~ cH3yN*:B"Ptl I RyAyp;H3 HH HH HH 122 123 ds = 90 *A " 128 129 \'o \

However, in the Grignard addition to the nitrone 124, where a stereocenter is a to the sp2 carbon, the ste- reochemical outcome did not correspond to what would Due to the partial double bond character between the be expected by consideration of allylic 1,3-strain.l% In nitrogen and the in carboxamides, am- a cycloaddition of vinyl acetate to a related nitrone 123, ides of a-branched amines should exist predominantly facial selectivity was only 70%.137For this type of re- in conformation 132 to avoid allylic strain. While the action the difference in inert volumes of Ph and CH3 consequence of this conformation for determining the may not be marked enough. secondary structures of proteins is well recognized, application of this phenomenon as a key element for 10.4. Other Araallylic Systems asymmetric transformations is rare. One utilization is Finally, 1,4-asymmetric induction was realized in seen in the allylsilane cyclization reaction144of 133 Michael additions of the enamine 125, in which the giving solely the cis diastereomer of the product 134. conformation around bond a is locked by (i) allylic 1,3-strain involving the vinylic methyl group and (ii) orbital overlap. Since bond a has partial double bond character, the conformation around bond b is also confined by allylic 1,3-strain involving the C-6 hydro- As a consequence of amide , allylic 1,3- gens. strain also affects certain conformations of a-branched N,N-disubstituted carboxamides and -thioamides 135. The strain-free conformation is shown.

Since the conformations around the two single bonds a and b between the chiral center and the reacting prochiral carbon C-2 are thus fixed, Michael addition occurred specifically from the less hindered P-fa~e.'~~ Another case of high 1,4-asymmetric induction on re- Manifestation of this conformational preference has action of a metalloenamine has been reported recent- been found in iodolactonization and related cyclization iy.139 reactions which proceeded with high asymmetric in- d~cti0n.l~~

10.5. Vinyl Sulfoxides 6-31G*/3-21G ab initio calculationslG on methyl vinyl sulfoxide show that vinyl sulfoxides have two confor- mations 136 and 137 which are energy minima, the one The effect of allylic 1,3-strain on N-acyliminium ion with the oxygen eclipsing the double bond, 137, being cyclizations has been investigated by Hart.140 Allylic preferred by 1.6 kcal/mol. In each of these conformers 1,3-strain affects the conformations around bond a in a different face of the double bond is shielded by the 126 such that the is held on the lower side alkyl or aryl residue on sulfur. of the molecule. Cyclization then proceeded to give the .. CY, 0A W.46 product 127 with high stereoselectivity. 7' .- 0: ' " 136 o0 137 In view of the small energy difference between the ground-state conformers 136 and 137, which may not I26 127 prejudice the energy difference between the transi- Allylic 1,$Strain Chemical Reviews, 1989, Vol. 89, No. 8 1857 tion-state conformers, it is not surprising that addition reactions, such as Diels-Alder additions to simple vinyl sulfoxides, proceeded with low diastereoselectivities.l&

variable ds

The situation is different when a 2 substituent is RO introduced. Now allylic 1,3-strain destabilizes con- former 139 and shifts the conformer equilibrium heavily toward Reactions now proceed mainly through 138. With the (E)-vinyl sulfoxide 145 both the sense and conformer 138, and, as a consequence, higher diaster- extent of asymmetric induction were variable. With the eoselectivities have been attained. E.g., Diels-Alder corresponding (2)-sulfoxide 147, the sense of the asym- additions on 140, 141, and 142 occurred with high se- metric induction was uniform and the diastereoselec- lectivity from the 6-fa~e.l~' tivity was higher than in the reaction of 145. The preferential formation of 146 from 147 can now be ac- counted for by assuming that the approaches the double bond from the side of the smaller and potentially accepting sulfoxide oxygen. This di- rection of approach to vinyl sulfoxides by nucleophiles corresponds to the earlier findings of Sterling.151g152 The stereoisomeric vinyl sulfoxides and both ds = 96 I ds=lW% 148 149 .. COOR 142 have a tetrasubstituted double bond. The conformation of the vinyl-sulfur bonds should be the ones that min-

ds=100% ds=lW% imize allylic 1,3-strain. The intramolecular alkoxide II ** COOR 14' addition to the vinyl sulfoxide proceeded stereo- diastcrcoselectivily refers to the configuration of the newly formed stcrewenters ~pecifical1y.l~~The sense of the asymmetric induction relative IO that on sulfur is in line with the assumption that the alkoxide ap- Posner has reported that diorganomagnesium reag- proaches the double bond from the side of the sulfoxide ents add to the keto vinyl sulfoxide 143 mainly from oxygen aided by chelation of the potassium counterion. the a-face to give 144;14*more Lewis acidic Grignard "K, 0 reagents add under chelation control to the 0-face. It 0 0- is assumed that 143 prefers in the ground and transition SOAS states the conformation shown in which the S-0 and k9Ar C-0 dipoles result in the smallest net dipole. In this 148 "\I conformation the 0-face of the is shielded by the tolyl residue on the sulfur. This conformation is not a result of allylic 1,3-strain.

11. Conformational Control around Bonds to Ph... 143 144 Three-Membered Rings Related to Aiiyilc I,3-Strain A similar reaction carried out on the keto vinyl sul- foxide 144 showed the opposite stereose1ectivity.la Allylic 1,3-strain is one member of the group of While this may be due to a change in the reagent from phenomena of torsional strain. Allylic l,&strain arises a Grignard to a cuprate, it seems likely that the addi- when two substituents are being held in close proximity itonal methyl group causes 1,3-allylicstrain in confor- in a 1,3-distance on a rigid skeleton. The rigid struc- mation 144a, and, hence, the reactant conformation tures so far considered have been of allylic or benzylic becomes 144b in which the a-face of the double bond type. is shielded by the tolyl group. It should be noted, however, that the addition of silylcuprates to both (E)- and (Z)-vinyl sulfoxides proceeded with similar diast- ,&"4 R' --1 RHd@ ereoselectivity (ds = ca. 80%);149i.e., the stereochem- tl istry of this reaction did not respond to the conforma- tional restraints imposed by allylic 1,3-strain. Xy;HR* - RR RH 00 LI.0 tl TolzCuLi Related situations can occur with three-membered - rings or bicyclic or polycyclic structures as backbones, s=Y3R on which side chains may be held in a distinct confor- mation to avoid torsional strain. Some transformations Pynelm studied the intramolecular Michael addition of vinyl may illustrate this point. The reaction of an amine function to a vinyl sulfoxide in 145 and 147. of vinyl epoxides with cuprates proceeds through a 1858 Chemical Reviews, 1989, Vol. 89, No. 8 Hoffmann transition state in which the epoxide oxygen and the methyl group and the a-hydrogen eclipse each other. incoming cuprate must be antiperiplanar on stereoe- Control of asymmetric induction by allylic 1,2-strainhas lectronic grounds. Thus, the substrate 150 might, in also been observed on several occa~ions.~~~~~J~~This principle, react through either of the two conformers effect, while frequently smaller than that of allylic 150a or 150b. The allylic-type 1,bstrain interaction in 1,3-strain, may merit a separate review. 150b between C-2 and C-6 causes the reaction to pro- ceed predominantly via transition state 150a.154 Acknowledgments. I thank the Japanese Society for the Promotion of Science for a fellowship, during the tenure of which essential parts of this review were written. I thank in particular my host, Dr. T. Oishi at 84 I the Riken Institute, Wako/Saitama, for his stimulating OH I1 ?H hospitality.

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