Xetra Circular 106/10

To the Xetra® Members and Vendors

Recipients: Traders, Technical Contacts, Security Administrators, System Administrators, Back Office, General Deutsche Börse AG Xetra

Neue Börsenstraße 1 60487 Frankfurt/Main September 17, 2010 Mailing address Xetra International Market: 60485 Frankfurt/Main Start of Trading for British and Irish Equities Phone +49-(0) 69-2 11-1 16 40

Fax +49-(0) 69-2 11-1 16 41 Dear Sir or Madam, Internet On September 20, 2010, Deutsche Börse AG will start trading in British and Irish deutsche-boerse.com equities of the STOXX® Europe 600 index and further liquid equities of the FTSE® 100 and FTSE® 250 indexes from Great Britain as well as in equities of the ISEQ® index from Ireland on the trading platform “Xetra International Market”, as announced with Xetra circular 029/10.

If you intend to participate in trading in British and Irish securities, kindly submit the form “Application for Participation in Xetra International Market” to us with the required details for settlement at Euroclear UK & Ireland.

In addition, we require from your Clearing Member the relevant forms for clearing. Aforementioned documents are available for download on the website of Deutsche Börse Group under the path:

www.deutsche-boerse.com > Trading & Clearing > Admission &

Regulations > Admission Xetra > Forms > 8. Xetra International Market Chairman of the Supervisory Board A preliminary list of Xetra International Market instruments at Central Securities Dr. Manfred Gentz

Depository Euroclear UK & Ireland is attached to this circular (attachment 1). Executive Board Reto Francioni All instruments mentioned in this list will be assigned to the new instrument groups (Chief Executive Officer) 0IE0 “XIM-EUR-EUROCLEAR UK&IRELAND-EUI“ and 4GB0 “XIM-GBX- Andreas Preuß (Deputy Chief Executive Officer) EUROCLEAR UK&IRELAND-EUI“. To enable trading in instruments assigned to Frank Gerstenschläger these instrument groups the security administrator of your company has to assign Michael Kuhn these new instrument groups via “Subgroup Assignment Maintenance” to the traders Gregor Pottmeyer Jeffrey Tessler groups on Xetra International Market. Aktiengesellschaft mit Sitz in Frankfurt/Main Central Circular Management Tel.: +49-(0) 69-2 11-1 96 20, Fax: +49-(0) 69-2 11-1 40 32 HRB Nr. 32232 E-Mail: [email protected] Internet: www.xetra.de Amtsgericht

Frankfurt/Main

The trading currency will be British Pence (GBX) for equities from Great Britain and euro (EUR) for equities from Ireland. The settlement currency for equities from Great Britain will be (GBP) and for equities from Ireland euro (EUR).

Tick sizes for trading in British and Irish equities with settlement in the home market have been determined as follows:

Assignment of equities from Great Britain to “Fese Table 1”:

Great Britain (high liquids)

Lower Price Upper Price Limit Minimum Tick Limit Size in GBX -- 0.9999 0.0001

1 4.9995 0.0005

5 9.999 0.001

10 49.995 0.005

50 99.99 0.01

100 499.95 0.05

500 999.9 0.1

1,000 4999.5 0.5

5,000 9999 1

10,000 -- 5

Assignment of equities from Great Britain to “Fese Table 2”:

Great Britain (less liquids)

Lower Price Limit Upper Price Limit Minimum Tick Size in GBX -- 0.4999 0.0001

0.5 0.9995 0.0005

1 4.999 0.001 5 9.995 0.005

10 49.99 0.01

50 99.95 0.05

100 499.9 0.1 Great Britain (less liquids) Lower Price Limit Upper Price Limit Minimum Tick Size in GBX 500 999.5 0.5

1,000 4999 1

5,000 9995 5 10,000 -- 10

Assignment of equities from Ireland to “Fese Table 4”:

Ireland – ISEQ20 Index

Lower Price Limit Upper Price Limit Minimum Tick Size in EUR

-- 9.999 0.001

10 49.995 0.005

50 99.99 0.01

100 -- 0.05

A current full overview of tick sizes valid in trading of equities on Xetra Inter- national Market with settlement on the home market is available in the “List of all tradable equities on Xetra International Market” on the website of the Deutsche Börse Group. Moreover, Deutsche Börse provides further information about trading on Xetra International Market, e.g. trading parameters and trading hours, under the same path:

www.deutsche-boerse.com > Trading & Clearing > Trading > Xetra > Xetra International Market

Trades concluded on Xetra International Market UK with settlement at Euroclear UK & Ireland may be subject to Stamp Duty Reserve Tax (SDRT). Trades conclu- ded on Xetra International Market Ireland with settlement at Euroclear UK & Ireland are subject to the Irish Stamp Duty regulations.

In order to be exempted from British SDRT, the Trading Member has to be a recog- nized equity intermediary in accordance with the agreements approved by the British tax authorities. Compliance with the tax regulations is within the sole responsibility of the Member.

Please find attached the related application form (attachment 2) for being recognized as an equity intermediary. Kindly fill out this form and return it to Deutsche Börse AG. Deutsche Börse AG will forward the form to the British tax authority HM Revenue & Customs (HMRC) and inform the Trading Members about the decision taken by HMRC.

Xetra International Market Ireland participants can be exempted from Irish stamp duty, provided they have been recognized as intermediaries for Xetra International Market Ireland. Please find the relevant application form in attachment 3 to this circular. Trading Members have to submit this form directly to the Irish Revenue Commissioners.

The forms and additional information about British Stamp Duty Reserve Tax and Irish Stamp Duty are also available for download on the Deutsche Börse Group website under the path:

www.deutsche-boerse.com > Trading & Clearing > Admission & Regulations > Admission Xetra > Forms > 8. Xetra International Market

Should you have any further questions or require additional information, please contact the Member Services & Admission Team at telephone +49-(0) 69-2 11- 1 16 40 or fax +49-(0) 69-2 11-1 16 41.

Yours faithfully,

Michael Krogmann Maja Schwob

Attachments

Attachment 1 to Xetra circular 106/10

Xetra International Market: List of Instruments at Euroclear UK & Ireland

Instr.ument- ISIN Productname Country CSD Tick Table group GB00B1YW4409 3i Group PLC UK Euroclear UK & Ireland Fese Table 2 4GB0 JE00B1RJLF86 3i Infrastructure PLC UK Euroclear UK & Ireland Fese Table 2 4GB0 GI000A0F6407 888 Holdings PLC UK Euroclear UK & Ireland Fese Table 2 4GB0 GB00B44GZQ21 A.G.BARR PLC UK Euroclear UK & Ireland Fese Table 2 4GB0 GB0000031285 ABERDEEN ASSET MANAGEMENT UK Euroclear UK & Ireland Fese Table 2 4GB0 GB0000066554 Aberforth Smaller Companies Trust PLC UK Euroclear UK & Ireland Fese Table 2 4GB0 GB00B02J6398 Admiral Group PLC UK Euroclear UK & Ireland Fese Table 2 4GB0 GB0009657569 AEGIS GRP UK Euroclear UK & Ireland Fese Table 2 4GB0 GB00B0672758 PLC UK Euroclear UK & Ireland Fese Table 2 4GB0 GB0001478998 PLC UK Euroclear UK & Ireland Fese Table 2 4GB0 GB00B11V7W98 Alliance Trust PLC/The UK Euroclear UK & Ireland Fese Table 2 4GB0 GB0000282623 AMEC PLC UK Euroclear UK & Ireland Fese Table 2 4GB0 GB00B2988H17 AMLIN UK Euroclear UK & Ireland Fese Table 2 4GB0 GB00B1XZS820 UK Euroclear UK & Ireland Fese Table 1 4GB0 GB0000456144 Antofagasta PLC UK Euroclear UK & Ireland Fese Table 2 4GB0 BMG0440M1284 Aquarius Platinum Ltd UK Euroclear UK & Ireland Fese Table 2 4GB0 GB0000595859 ARM Holdings PLC UK Euroclear UK & Ireland Fese Table 2 4GB0 GB00B132NW22 ASHMORE GRP UK Euroclear UK & Ireland Fese Table 2 4GB0 GB0000536739 PLC UK Euroclear UK & Ireland Fese Table 2 4GB0 GB0006731235 Associated British Foods PLC UK Euroclear UK & Ireland Fese Table 2 4GB0 GB0009895292 AstraZeneca PLC UK Euroclear UK & Ireland Fese Table 1 4GB0 GB0000608009 WS PLC UK Euroclear UK & Ireland Fese Table 2 4GB0 GB0055007982 Autonomy Corp PLC UK Euroclear UK & Ireland Fese Table 2 4GB0 GB00B15CMQ74 Aveva Group PLC UK Euroclear UK & Ireland Fese Table 2 4GB0 GB00B693LN18 AVIS EUROPE PLC UK Euroclear UK & Ireland Fese Table 2 4GB0 GB0002162385 Aviva PLC UK Euroclear UK & Ireland Fese Table 2 4GB0 GB0009697037 BABCOCK INTERNATIONAL UK Euroclear UK & Ireland Fese Table 2 4GB0 GB0002634946 BAE Systems PLC UK Euroclear UK & Ireland Fese Table 2 4GB0 GB0000961622 UK Euroclear UK & Ireland Fese Table 2 4GB0 GB0000767003 Bankers Investment Trust PLC/The UK Euroclear UK & Ireland Fese Table 2 4GB0 GB0031348658 Barclays PLC UK Euroclear UK & Ireland Fese Table 1 4GB0 GB0000811801 UK Euroclear UK & Ireland Fese Table 2 4GB0 GB00B1FP8915 BBA Aviation PLC UK Euroclear UK & Ireland Fese Table 2 4GB0 JE00B64G9089 Beazley PLC UK Euroclear UK & Ireland Fese Table 2 4GB0 GB0000904986 UK Euroclear UK & Ireland Fese Table 2 4GB0 GB00B02L3W35 BERKELEY GRP HLDG UK Euroclear UK & Ireland Fese Table 2 4GB0 GB0008762899 BG Group PLC UK Euroclear UK & Ireland Fese Table 1 4GB0 GG00B2QQPT96 BH Global Ltd UK Euroclear UK & Ireland Fese Table 2 4GB0 GG00B1NP5142 BH Macro Ltd UK Euroclear UK & Ireland Fese Table 2 4GB0 GB0000566504 BHP Billiton PLC UK Euroclear UK & Ireland Fese Table 1 4GB0 GB0002869419 Big Yellow Group PLC UK Euroclear UK & Ireland Fese Table 2 4GB0 GB0005774855 BlackRock World Mining Trust PLC UK Euroclear UK & Ireland Fese Table 2 4GB0 GB00B1G52761 BlueBay Asset Management PLC UK Euroclear UK & Ireland Fese Table 2 4GB0 GB00B13YVW48 Bluecrest Allblue Fund Ltd UK Euroclear UK & Ireland Fese Table 2 4GB0 GB00B3FLWH99 Bodycote PLC UK Euroclear UK & Ireland Fese Table 2 4GB0 GB00B01TND91 Booker Group PLC UK Euroclear UK & Ireland Fese Table 2 4GB0 GB0001859296 Bovis Homes Group PLC UK Euroclear UK & Ireland Fese Table 2 4GB0 GB0007980591 BP PLC UK Euroclear UK & Ireland Fese Table 1 4GB0 GB0001765816 Brewin Dolphin Holdings PLC UK Euroclear UK & Ireland Fese Table 2 4GB0 NL0009347863 BRIT INSURANCE HLDG UK Euroclear UK & Ireland Fese Table 2 4GB0 Attachment 1 to Xetra circular 106/10

GB0001290575 British Airways PLC UK Euroclear UK & Ireland Fese Table 2 4GB0 GB0002875804 British American Tobacco PLC UK Euroclear UK & Ireland Fese Table 1 4GB0 GB0001297562 British Assets Trust PLC UK Euroclear UK & Ireland Fese Table 2 4GB0 GB0001335081 British Empire Securities and General Tr UK Euroclear UK & Ireland Fese Table 2 4GB0 GB0001367019 British Land Co PLC UK Euroclear UK & Ireland Fese Table 2 4GB0 GB0001411924 British Sky Broadcasting Group PLC UK Euroclear UK & Ireland Fese Table 2 4GB0 GB00B0N8QD54 Britvic PLC UK Euroclear UK & Ireland Fese Table 2 4GB0 GB00B09BY452 BSS Group PLC UK Euroclear UK & Ireland Fese Table 2 4GB0 GB0030913577 BT Group PLC UK Euroclear UK & Ireland Fese Table 2 4GB0 GB0001001592 BTG PLC UK Euroclear UK & Ireland Fese Table 2 4GB0 GB00B0744B38 Bunzl PLC UK Euroclear UK & Ireland Fese Table 2 4GB0 GB0031743007 Burberry Group PLC UK Euroclear UK & Ireland Fese Table 2 4GB0 GB00B5KKT968 CABLE + WIRELESS COMMUN. UK Euroclear UK & Ireland Fese Table 2 4GB0 GB00B5WB0X89 CABLE + WIRELESS WORLDW. UK Euroclear UK & Ireland Fese Table 2 4GB0 GB00B59MW615 PLC UK Euroclear UK & Ireland Fese Table 2 4GB0 GB0001639920 Caledonia Investments PLC/fund UK Euroclear UK & Ireland Fese Table 2 4GB0 GB00B23K0M20 Group PLC/The UK Euroclear UK & Ireland Fese Table 2 4GB0 GB0007365546 UK Euroclear UK & Ireland Fese Table 2 4GB0 GB0031215220 Carnival PLC UK Euroclear UK & Ireland Fese Table 2 4GB0 GB0001772945 Carpetright PLC UK Euroclear UK & Ireland Fese Table 2 4GB0 BMG196F11004 CATLIN GRP UK Euroclear UK & Ireland Fese Table 2 4GB0 AU000000CNT2 CENTAMIN LD UK Euroclear UK & Ireland Fese Table 2 4GB0 GB00B033F229 PLC UK Euroclear UK & Ireland Fese Table 2 4GB0 JE00B3CX4509 CHARTER INTERNATIONAL UK Euroclear UK & Ireland Fese Table 2 4GB0 GB0001904621 CHEMRING GRP UK Euroclear UK & Ireland Fese Table 2 4GB0 GB0001990497 City of London Investment Trust PLC/The UK Euroclear UK & Ireland Fese Table 2 4GB0 GB0007668071 CLOSE BROTHERS GRP UK Euroclear UK & Ireland Fese Table 2 4GB0 GB00B07KD360 Cobham PLC UK Euroclear UK & Ireland Fese Table 2 4GB0 LU0253815640 Colt Telecom Group SA UK Euroclear UK & Ireland Fese Table 2 4GB0 GB0005331532 Compass Group PLC UK Euroclear UK & Ireland Fese Table 2 4GB0 GB00B1649052 Computacenter PLC UK Euroclear UK & Ireland Fese Table 2 4GB0 GB00B139BQ35 Connaught PLC UK Euroclear UK & Ireland Fese Table 2 4GB0 GB00B3WK5475 COOKSON GRP UK Euroclear UK & Ireland Fese Table 2 4GB0 GB0002318888 Cranswick PLC UK Euroclear UK & Ireland Fese Table 2 4GB0 GB0002335270 CRODA INTERNATIONAL UK Euroclear UK & Ireland Fese Table 2 4GB0 GB0034147388 CSR PLC UK Euroclear UK & Ireland Fese Table 2 4GB0 GB0002502036 Daejan Holdings PLC UK Euroclear UK & Ireland Fese Table 2 4GB0 GB0009457366 DAILY MAIL & GENERAL TRUST UK Euroclear UK & Ireland Fese Table 2 4GB0 GB0002502812 Dairy Crest Group PLC UK Euroclear UK & Ireland Fese Table 2 4GB0 GB0033252056 UK Euroclear UK & Ireland Fese Table 2 4GB0 GB00B0F99717 Davis Service Group PLC UK Euroclear UK & Ireland Fese Table 2 4GB0 GB00B3DGH821 DE LA RUE UK Euroclear UK & Ireland Fese Table 2 4GB0 GB00B126KH97 DEBENHAMS UK Euroclear UK & Ireland Fese Table 2 4GB0 GB0009633180 Dechra Pharmaceuticals PLC UK Euroclear UK & Ireland Fese Table 2 4GB0 GB0002652740 DERWENT LONDON UK Euroclear UK & Ireland Fese Table 2 4GB0 GB0032287020 Dexion Absolute Ltd UK Euroclear UK & Ireland Fese Table 2 4GB0 GB0002374006 Diageo PLC UK Euroclear UK & Ireland Fese Table 2 4GB0 GB00B14W3659 Dignity PLC UK Euroclear UK & Ireland Fese Table 2 4GB0 GB0008435405 Dimension Data Holdings PLC UK Euroclear UK & Ireland Fese Table 2 4GB0 GB0002748050 Domino Printing Sciences PLC UK Euroclear UK & Ireland Fese Table 2 4GB0 GB00B1S49Q91 Domino's Pizza UK & IRL PLC UK Euroclear UK & Ireland Fese Table 2 4GB0 GB00B1VNSX38 DRAX GRP UK Euroclear UK & Ireland Fese Table 2 4GB0 GB0008220112 DS Smith PLC UK Euroclear UK & Ireland Fese Table 2 4GB0 Attachment 1 to Xetra circular 106/10

GB0000472455 DSG INTERNATIONAL UK Euroclear UK & Ireland Fese Table 2 4GB0 Dunedin Income Growth Investment GB0003406096 UK Euroclear UK & Ireland Fese Table 2 4GB0 Trust GB00B1CKQ739 Dunelm Group PLC UK Euroclear UK & Ireland Fese Table 2 4GB0 GB00B1P75854 eaga PLC UK Euroclear UK & Ireland Fese Table 2 4GB0 GB0001641991 easyJet PLC UK Euroclear UK & Ireland Fese Table 2 4GB0 Ecofin Water & Power Opportunities GB00B09LK252 UK Euroclear UK & Ireland Fese Table 2 4GB0 PLC/f GB0002945029 Edinburgh Dragon Trust PLC UK Euroclear UK & Ireland Fese Table 2 4GB0 GB0003052338 Edinburgh Investment Trust PLC/The UK Euroclear UK & Ireland Fese Table 2 4GB0 GB0003085445 Electra Private Equity PLC UK Euroclear UK & Ireland Fese Table 2 4GB0 GB0003096442 Electrocomponents PLC UK Euroclear UK & Ireland Fese Table 2 4GB0 GB00B1L8B624 ENTERPRISE INNS UK Euroclear UK & Ireland Fese Table 2 4GB0 GB00B29BCK10 Eurasian Natural Resources Corp PLC UK Euroclear UK & Ireland Fese Table 2 4GB0 GB0006886666 Euromoney Institutional Investor PLC UK Euroclear UK & Ireland Fese Table 2 4GB0 GB0030221864 Evolution Group PLC UK Euroclear UK & Ireland Fese Table 2 4GB0 GB00B19NLV48 Experian PLC UK Euroclear UK & Ireland Fese Table 2 4GB0 GB0004658141 F&C Asset Management PLC UK Euroclear UK & Ireland Fese Table 2 4GB0 GG00B4ZPCJ00 F&C Commercial Property Trust Ltd UK Euroclear UK & Ireland Fese Table 2 4GB0 GB0003345054 Fenner PLC UK Euroclear UK & Ireland Fese Table 2 4GB0 GB00B1XH2C03 Ferrexpo PLC UK Euroclear UK & Ireland Fese Table 2 4GB0 GB0003375820 Fidelity European Values PLC UK Euroclear UK & Ireland Fese Table 2 4GB0 GB0003325106 Fidelity Special Values PLC UK Euroclear UK & Ireland Fese Table 2 4GB0 GB0007590234 Fidessa Group PLC UK Euroclear UK & Ireland Fese Table 2 4GB0 GB00B0744359 Filtrona PLC UK Euroclear UK & Ireland Fese Table 2 4GB0 GB0003452173 FIRSTGROUP UK Euroclear UK & Ireland Fese Table 2 4GB0 GB0003466074 Foreign & Colonial Investment Trust PLC UK Euroclear UK & Ireland Fese Table 2 4GB0 GB0003473104 Forth Ports PLC UK Euroclear UK & Ireland Fese Table 2 4GB0 GB00B2QPKJ12 Fresnillo PLC UK Euroclear UK & Ireland Fese Table 2 4GB0 GB00B01FLG62 G4S PLC UK Euroclear UK & Ireland Fese Table 2 4GB0 GB0005576813 Galiform PLC UK Euroclear UK & Ireland Fese Table 2 4GB0 GB0007360158 Game Group PLC UK Euroclear UK & Ireland Fese Table 2 4GB0 KYG917851084 GARTMORE GROUP LD UK Euroclear UK & Ireland Fese Table 2 4GB0 VGG379591065 Gem Diamonds Ltd UK Euroclear UK & Ireland Fese Table 2 4GB0 GG00B4L0PD47 Genesis Emerging Markets Fund Ltd UK Euroclear UK & Ireland Fese Table 2 4GB0 GB0002074580 Genus PLC UK Euroclear UK & Ireland Fese Table 2 4GB0 GB0030646508 GKN UK Euroclear UK & Ireland Fese Table 2 4GB0 GB0009252882 GlaxoSmithKline PLC UK Euroclear UK & Ireland Fese Table 1 4GB0 GB0003753778 Go-Ahead Group PLC UK Euroclear UK & Ireland Fese Table 2 4GB0 GB00B04V1276 Grainger PLC UK Euroclear UK & Ireland Fese Table 2 4GB0 GB00B01FLL16 Great Portland Estates PLC UK Euroclear UK & Ireland Fese Table 2 4GB0 GB00B0HZP136 GREENE KING UK Euroclear UK & Ireland Fese Table 2 4GB0 GB00B63QSB39 Greggs PLC UK Euroclear UK & Ireland Fese Table 2 4GB0 GB00B012TP20 Halfords Group PLC UK Euroclear UK & Ireland Fese Table 2 4GB0 GB0004052071 HALMA UK Euroclear UK & Ireland Fese Table 2 4GB0 GB0004065016 Hammerson PLC UK Euroclear UK & Ireland Fese Table 2 4GB0 BE0947727377 HANSEN TRANSMISSIONS INT N.V. UK Euroclear UK & Ireland Fese Table 2 4GB0 GB00B0PPFY88 HANSTEEN HOLDINGS PL UK Euroclear UK & Ireland Fese Table 2 4GB0 GB00B1VZ0M25 Hargreaves Lansdown PLC UK Euroclear UK & Ireland Fese Table 2 4GB0 GB0004161021 HAYS UK Euroclear UK & Ireland Fese Table 2 4GB0 GB00B0FYMT95 Helical Bar PLC UK Euroclear UK & Ireland Fese Table 2 4GB0 JE00B3CM9527 HENDERSON GRP UK Euroclear UK & Ireland Fese Table 2 4GB0 JE00B2Q4TN56 Heritage Oil PLC UK Euroclear UK & Ireland Fese Table 2 4GB0 GB00B0LCW083 Hikma Pharmaceuticals PLC UK Euroclear UK & Ireland Fese Table 2 4GB0 Attachment 1 to Xetra circular 106/10

BMG4593F1041 Hiscox Ltd UK Euroclear UK & Ireland Fese Table 2 4GB0 GB0031575722 HMV Group PLC UK Euroclear UK & Ireland Fese Table 2 4GB0 GB00B1FW5029 Hochschild Mining PLC UK Euroclear UK & Ireland Fese Table 2 4GB0 GB00B19NKB76 Home Retail Group PLC UK Euroclear UK & Ireland Fese Table 2 4GB0 GB00B587FC42 HOMESERVE UK Euroclear UK & Ireland Fese Table 2 4GB0 GB0005405286 HSBC Holdings PLC UK Euroclear UK & Ireland Fese Table 1 4GB0 GB00B0T4LH64 HSBC Infrastructure Co Ltd UK Euroclear UK & Ireland Fese Table 2 4GB0 GB0004478896 UK Euroclear UK & Ireland Fese Table 2 4GB0 GB0033872168 ICAP PLC UK Euroclear UK & Ireland Fese Table 2 4GB0 GB00B06QFB75 IG GRP HLDG UK Euroclear UK & Ireland Fese Table 2 4GB0 GB0009303123 Imagination Technologies Group PLC UK Euroclear UK & Ireland Fese Table 2 4GB0 GB0004579636 IMI UK Euroclear UK & Ireland Fese Table 2 4GB0 GB0031232498 Impax Environmental Markets PLC UK Euroclear UK & Ireland Fese Table 2 4GB0 GB0004544929 Imperial Tobacco Group PLC UK Euroclear UK & Ireland Fese Table 2 4GB0 GB00B61TVQ02 INCHCAPE UK Euroclear UK & Ireland Fese Table 2 4GB0 JE00B3WJHK45 INFORMA UK Euroclear UK & Ireland Fese Table 2 4GB0 GB00B09LSH68 Inmarsat PLC UK Euroclear UK & Ireland Fese Table 2 4GB0 GB00B1WQCS47 Intercontinental Hotels Group PLC UK Euroclear UK & Ireland Fese Table 2 4GB0 GB0004564430 INTERMEDIATE CAPITAL GRP UK Euroclear UK & Ireland Fese Table 2 4GB0 GB00B1YKG049 International Personal Finance PLC UK Euroclear UK & Ireland Fese Table 2 4GB0 GB0006320161 International Power PLC UK Euroclear UK & Ireland Fese Table 2 4GB0 GB00B188SR50 International Public Partnership Ltd UK Euroclear UK & Ireland Fese Table 2 4GB0 GB0001528156 PLC UK Euroclear UK & Ireland Fese Table 2 4GB0 GB0031638363 Intertek Group PLC UK Euroclear UK & Ireland Fese Table 2 4GB0 GB00B19DVX61 Invensys PLC UK Euroclear UK & Ireland Fese Table 2 4GB0 GB00B17BBQ50 INVESTEC UK Euroclear UK & Ireland Fese Table 2 4GB0 GB0002520509 ITE GROUP PLC UK Euroclear UK & Ireland Fese Table 2 4GB0 GB0033986497 ITV UK Euroclear UK & Ireland Fese Table 2 4GB0 GB00B019KW72 J Sainsbury PLC UK Euroclear UK & Ireland Fese Table 2 4GB0 GB0005203376 JARDINE LLOYD THOMPSON UK Euroclear UK & Ireland Fese Table 2 4GB0 GB0004771548 JD SPORTS FASHION PLC UK Euroclear UK & Ireland Fese Table 2 4GB0 GB0004697420 JKX Oil & Gas PLC UK Euroclear UK & Ireland Fese Table 2 4GB0 GB0004764071 Johnson Matthey PLC UK Euroclear UK & Ireland Fese Table 2 4GB0 JPMorgan American Investment Trust GB0008465055 UK Euroclear UK & Ireland Fese Table 2 4GB0 PLC GB0001320778 JPMorgan Asian Investment Trust PLC UK Euroclear UK & Ireland Fese Table 2 4GB0 JPMorgan Emerging Markets Investment GB0003418950 UK Euroclear UK & Ireland Fese Table 2 4GB0 Tru JPMorgan Eur Fledgeling Investment GB0003419693 UK Euroclear UK & Ireland Fese Table 2 4GB0 Trust GB0003450359 JPMorgan Indian Investment Trust PLC UK Euroclear UK & Ireland Fese Table 2 4GB0 JPMorgan Japanese Investment Trust GB0001740025 UK Euroclear UK & Ireland Fese Table 2 4GB0 PLC GB00B53P2009 JUPITER FUND MANAGEMENT PLC UK Euroclear UK & Ireland Fese Table 2 4GB0 GB00B0HZPV38 Kazakhmys PLC UK Euroclear UK & Ireland Fese Table 2 4GB0 GB0004866223 PLC UK Euroclear UK & Ireland Fese Table 2 4GB0 IE0004879486 KENMARE RESOURCES PLC UK Euroclear UK & Ireland Fese Table 2 4GB0 GB0033040113 KESA ELECTRICALS UK Euroclear UK & Ireland Fese Table 2 4GB0 GB0004915632 PLC UK Euroclear UK & Ireland Fese Table 2 4GB0 GB0033195214 Kingfisher PLC UK Euroclear UK & Ireland Fese Table 2 4GB0 GB00B0ZSH635 LADBROKES UK Euroclear UK & Ireland Fese Table 2 4GB0 GB00B1VNST91 Laird PLC UK Euroclear UK & Ireland Fese Table 2 4GB0 GB00B1CL5249 Lamprell PLC UK Euroclear UK & Ireland Fese Table 2 4GB0 BMG5361W1047 Lancashire Holdings Ltd UK Euroclear UK & Ireland Fese Table 2 4GB0 GB0031809436 Land Securities Group PLC UK Euroclear UK & Ireland Fese Table 2 4GB0 Attachment 1 to Xetra circular 106/10

GB0031429219 Law Debenture Corp PLC/fund UK Euroclear UK & Ireland Fese Table 2 4GB0 GB0005603997 Legal & General Group PLC UK Euroclear UK & Ireland Fese Table 2 4GB0 GB0008706128 Lloyds Banking Group PLC UK Euroclear UK & Ireland Fese Table 1 4GB0 GB0005227086 LOGICA UK Euroclear UK & Ireland Fese Table 2 4GB0 GB00B0SWJX34 Group PLC UK Euroclear UK & Ireland Fese Table 2 4GB0 GB0031192486 Lonmin PLC UK Euroclear UK & Ireland Fese Table 2 4GB0 GB00B28KQ186 Man Group PLC UK Euroclear UK & Ireland Fese Table 2 4GB0 GB0031274896 Marks & Spencer Group PLC UK Euroclear UK & Ireland Fese Table 2 4GB0 GB00B1JQDM80 Marston's PLC UK Euroclear UK & Ireland Fese Table 2 4GB0 GB0005746358 Mcbride PLC UK Euroclear UK & Ireland Fese Table 2 4GB0 GB0005758098 MEGGITT UK Euroclear UK & Ireland Fese Table 2 4GB0 GB00B23DKN29 Melrose PLC UK Euroclear UK & Ireland Fese Table 2 4GB0 GB0009354589 Melrose Resources PLC UK Euroclear UK & Ireland Fese Table 2 4GB0 GB0005794036 Mercantile Investment Trust PLC UK Euroclear UK & Ireland Fese Table 2 4GB0 GB0005800072 Merchants Trust PLC/The UK Euroclear UK & Ireland Fese Table 2 4GB0 GB0030232317 MICHAEL PAGE INTERNATIONAL UK Euroclear UK & Ireland Fese Table 2 4GB0 GB00B079W581 Micro Focus International PLC UK Euroclear UK & Ireland Fese Table 2 4GB0 GB0005622542 Millennium & Copthorne Hotels PLC UK Euroclear UK & Ireland Fese Table 2 4GB0 GB0003857850 MISYS UK Euroclear UK & Ireland Fese Table 2 4GB0 GB00B1FP6H53 MITCHELLS & BUTLERS UK Euroclear UK & Ireland Fese Table 2 4GB0 GB0004657408 GRP UK Euroclear UK & Ireland Fese Table 2 4GB0 GB00B1CRLC47 MONDI UK Euroclear UK & Ireland Fese Table 2 4GB0 GB00B1ZBKY84 Moneysupermarket.com Group PLC UK Euroclear UK & Ireland Fese Table 2 4GB0 GB0030517261 Monks Investment Trust PLC/Fund UK Euroclear UK & Ireland Fese Table 2 4GB0 GB0006027295 Morgan Crucible Co PLC UK Euroclear UK & Ireland Fese Table 2 4GB0 GB0009067447 Mothercare PLC UK Euroclear UK & Ireland Fese Table 2 4GB0 GB0006111123 Murray Income Trust PLC UK Euroclear UK & Ireland Fese Table 2 4GB0 GB0006111909 Murray International Trust PLC UK Euroclear UK & Ireland Fese Table 2 4GB0 GB00B1P6ZR11 N Brown Group PLC UK Euroclear UK & Ireland Fese Table 2 4GB0 GB0006215205 National Express Group PLC UK Euroclear UK & Ireland Fese Table 2 4GB0 GB00B08SNH34 UK Euroclear UK & Ireland Fese Table 2 4GB0 GB0032089863 Next PLC UK Euroclear UK & Ireland Fese Table 2 4GB0 GB0006466089 Northern Foods PLC UK Euroclear UK & Ireland Fese Table 2 4GB0 GB00B41H7391 Northgate PLC UK Euroclear UK & Ireland Fese Table 2 4GB0 GB0033029744 NORTHUMBRIAN WATER GRP UK Euroclear UK & Ireland Fese Table 2 4GB0 GB00B3MBS747 OCADO GROUP PLC UK Euroclear UK & Ireland Fese Table 2 4GB0 GB0007389926 Old Mutual PLC UK Euroclear UK & Ireland Fese Table 2 4GB0 GB0006672785 Pace PLC UK Euroclear UK & Ireland Fese Table 2 4GB0 GB00B2NGPM57 Paragon Group of Cos PLC UK Euroclear UK & Ireland Fese Table 2 4GB0 GI000A0MV757 PartyGaming PLC UK Euroclear UK & Ireland Fese Table 2 4GB0 GB00B02QND93 PayPoint PLC UK Euroclear UK & Ireland Fese Table 2 4GB0 GB0006776081 Pearson PLC UK Euroclear UK & Ireland Fese Table 2 4GB0 GB00B18V8630 PENNON GRP UK Euroclear UK & Ireland Fese Table 2 4GB0 Perpetual Income and Growth GB0006798424 UK Euroclear UK & Ireland Fese Table 2 4GB0 Investment T GB0006825383 PERSIMMON UK Euroclear UK & Ireland Fese Table 2 4GB0 GB00B0H2K534 Ltd UK Euroclear UK & Ireland Fese Table 2 4GB0 KYG7091M1096 PHOENIX GROUP HOLDINGS UK Euroclear UK & Ireland Fese Table 2 4GB0 GB0004220025 Polar Capital Technology Trust PLC UK Euroclear UK & Ireland Fese Table 2 4GB0 GB0003318416 Premier Farnell PLC UK Euroclear UK & Ireland Fese Table 2 4GB0 GB00B01QLV45 Premier Foods PLC UK Euroclear UK & Ireland Fese Table 2 4GB0 GB0033560011 UK Euroclear UK & Ireland Fese Table 2 4GB0 GB00B1Z4ST84 PROVIDENT FINANCIAL UK Euroclear UK & Ireland Fese Table 2 4GB0 GB0007099541 Prudential PLC UK Euroclear UK & Ireland Fese Table 2 4GB0 Attachment 1 to Xetra circular 106/10

GB0031552861 Punch Taverns PLC UK Euroclear UK & Ireland Fese Table 2 4GB0 GB00B1WSL509 PV Crystalox Solar PLC UK Euroclear UK & Ireland Fese Table 2 4GB0 GB00B19Z1432 PZ Cussons PLC UK Euroclear UK & Ireland Fese Table 2 4GB0 GB00B0WMWD03 QINETIQ GRP UK Euroclear UK & Ireland Fese Table 2 4GB0 GB00B01C3S32 Randgold Resources Ltd UK Euroclear UK & Ireland Fese Table 2 4GB0 GB00B1L5QH97 Rank Group PLC UK Euroclear UK & Ireland Fese Table 2 4GB0 GB0002148343 Rathbone Brothers UK Euroclear UK & Ireland Fese Table 2 4GB0 GB00B24CGK77 Reckitt Benckiser Group PLC UK Euroclear UK & Ireland Fese Table 2 4GB0 GB0007282386 UK Euroclear UK & Ireland Fese Table 2 4GB0 GB00B2B0DG97 Reed Elsevier PLC UK Euroclear UK & Ireland Fese Table 2 4GB0 JE00B3CGFD43 Regus PLC UK Euroclear UK & Ireland Fese Table 2 4GB0 GB0007323586 Renishaw PLC UK Euroclear UK & Ireland Fese Table 2 4GB0 GB00B082RF11 UK Euroclear UK & Ireland Fese Table 2 4GB0 GG00B62W2327 Resolution Ltd UK Euroclear UK & Ireland Fese Table 2 4GB0 GB00B0YG1K06 Restaurant Group PLC UK Euroclear UK & Ireland Fese Table 2 4GB0 GB0004250451 Rexam PLC UK Euroclear UK & Ireland Fese Table 2 4GB0 GB00B2987V85 Rightmove PLC UK Euroclear UK & Ireland Fese Table 2 4GB0 GB0007188757 PLC UK Euroclear UK & Ireland Fese Table 1 4GB0 GB0007366395 RIT Capital Partners PLC UK Euroclear UK & Ireland Fese Table 2 4GB0 GB0007442014 Robert Wiseman Dairies PLC UK Euroclear UK & Ireland Fese Table 2 4GB0 GB0032836487 Rolls-Royce Group PLC UK Euroclear UK & Ireland Fese Table 2 4GB0 GB0007506958 ROTORK UK Euroclear UK & Ireland Fese Table 2 4GB0 GB0007547838 Royal Bank of Scotland Group PLC UK Euroclear UK & Ireland Fese Table 2 4GB0 GB00B03MM408 PLC UK Euroclear UK & Ireland Fese Table 1 4GB0 GB0007594764 RPS Group PLC UK Euroclear UK & Ireland Fese Table 2 4GB0 GB0006616899 RSA Insurance Group PLC UK Euroclear UK & Ireland Fese Table 2 4GB0 GB0004835483 SABMiller PLC UK Euroclear UK & Ireland Fese Table 2 4GB0 GB0008021650 Sage Group PLC/The UK Euroclear UK & Ireland Fese Table 2 4GB0 GB00B1GC5238 PLC UK Euroclear UK & Ireland Fese Table 2 4GB0 GB00B135BJ46 Savills PLC UK Euroclear UK & Ireland Fese Table 2 4GB0 GB0002395811 Schroders PLC UK Euroclear UK & Ireland Fese Table 2 4GB0 GB0002405495 Schroders PLC UK Euroclear UK & Ireland Fese Table 2 4GB0 GB0007908733 Scottish & Southern Energy PLC UK Euroclear UK & Ireland Fese Table 2 4GB0 GB0007826091 Scottish Investment Trust PLC/fund UK Euroclear UK & Ireland Fese Table 2 4GB0 GB0007838849 Scottish Mortgage Investment Trust PLC UK Euroclear UK & Ireland Fese Table 2 4GB0 GB0009376368 SDL PLC UK Euroclear UK & Ireland Fese Table 2 4GB0 GB00B5ZN1N88 Segro PLC UK Euroclear UK & Ireland Fese Table 2 4GB0 GB0007958233 SENIOR PLC UK Euroclear UK & Ireland Fese Table 2 4GB0 GB0007973794 Group PLC UK Euroclear UK & Ireland Fese Table 2 4GB0 GB00B1FH8J72 Severn Trent PLC UK Euroclear UK & Ireland Fese Table 2 4GB0 GB0007990962 Shaftesbury PLC UK Euroclear UK & Ireland Fese Table 2 4GB0 GB0007995243 Shanks Group PLC UK Euroclear UK & Ireland Fese Table 2 4GB0 JE00B2QKY057 Shire PLC UK Euroclear UK & Ireland Fese Table 2 4GB0 GB0008025412 SIG UK Euroclear UK & Ireland Fese Table 2 4GB0 GB0009223206 Smith & Nephew PLC UK Euroclear UK & Ireland Fese Table 2 4GB0 GB00B1WY2338 Smiths Group PLC UK Euroclear UK & Ireland Fese Table 2 4GB0 GB00B572ZV91 SOCO INTERNATIONAL UK Euroclear UK & Ireland Fese Table 2 4GB0 GB0003308607 Spectris PLC UK Euroclear UK & Ireland Fese Table 2 4GB0 GB0008347048 Spirax-Sarco Engineering PLC UK Euroclear UK & Ireland Fese Table 2 4GB0 GB0004726096 Spirent Communications PLC UK Euroclear UK & Ireland Fese Table 2 4GB0 GB00B1QH8P22 Sports Direct International PLC UK Euroclear UK & Ireland Fese Table 2 4GB0 GB0007981128 SSL INTERNATIONAL UK Euroclear UK & Ireland Fese Table 2 4GB0 GB0007669376 St James's Place PLC UK Euroclear UK & Ireland Fese Table 2 4GB0 Attachment 1 to Xetra circular 106/10

GB0007291015 ST Modwen Properties PLC UK Euroclear UK & Ireland Fese Table 2 4GB0 GB00B1VJ6Q03 STAGECOACH GRP UK Euroclear UK & Ireland Fese Table 2 4GB0 GB0004082847 Standard Chartered PLC UK Euroclear UK & Ireland Fese Table 1 4GB0 GB00B16KPT44 Standard Life PLC UK Euroclear UK & Ireland Fese Table 2 4GB0 GB00B0KM9T71 Sthree PLC UK Euroclear UK & Ireland Fese Table 2 4GB0 GB00B03HDJ73 Stobart Group Ltd UK Euroclear UK & Ireland Fese Table 2 4GB0 GB0007892358 SVG Capital PLC/Fund UK Euroclear UK & Ireland Fese Table 2 4GB0 GB0030757263 Synergy Health PLC UK Euroclear UK & Ireland Fese Table 2 4GB0 FI0009014716 Talvivaara Mining Co PLC UK Euroclear UK & Ireland Fese Table 2 4GB0 GB0008754136 TATE & LYLE UK Euroclear UK & Ireland Fese Table 2 4GB0 GB0008782301 UK Euroclear UK & Ireland Fese Table 2 4GB0 GB00B282YM11 Telecity Group PLC UK Euroclear UK & Ireland Fese Table 2 4GB0 GB0008825324 Temple Bar Investment Trust PLC UK Euroclear UK & Ireland Fese Table 2 4GB0 Templeton Emerging Markets GB0008829292 UK Euroclear UK & Ireland Fese Table 2 4GB0 Investment Tr GB0008847096 Tesco PLC UK Euroclear UK & Ireland Fese Table 1 4GB0 GB0034081512 Thames River Multi Hedge PCC Ltd UK Euroclear UK & Ireland Fese Table 2 4GB0 GB00B1VYCH82 Thomas Cook Group PLC UK Euroclear UK & Ireland Fese Table 2 4GB0 GB0008962655 TOMKINS UK Euroclear UK & Ireland Fese Table 2 4GB0 GB0009064097 TR Property Investment Trust PLC UK Euroclear UK & Ireland Fese Table 2 4GB0 GB00B1YW2J11 TR Property Investment Trust PLC UK Euroclear UK & Ireland Fese Table 2 4GB0 GB0007739609 UK Euroclear UK & Ireland Fese Table 2 4GB0 GB0009039941 Trinity Mirror PLC UK Euroclear UK & Ireland Fese Table 2 4GB0 GB00B1Z7RQ77 TUI Travel PLC UK Euroclear UK & Ireland Fese Table 2 4GB0 GB0001500809 PLC UK Euroclear UK & Ireland Fese Table 2 4GB0 GB00B19Z2J52 UK Commercial Property Trust Ltd/fund UK Euroclear UK & Ireland Fese Table 2 4GB0 GB0009123323 ULTRA ELECTRONICS UK Euroclear UK & Ireland Fese Table 2 4GB0 GB00B10RZP78 Unilever PLC UK Euroclear UK & Ireland Fese Table 2 4GB0 GB0006928617 Unite Group PLC UK Euroclear UK & Ireland Fese Table 2 4GB0 JE00B2R84W06 UNITED BUSINESS MEDIA UK Euroclear UK & Ireland Fese Table 2 4GB0 GB00B39J2M42 Group PLC UK Euroclear UK & Ireland Fese Table 2 4GB0 GB0033277061 PLC UK Euroclear UK & Ireland Fese Table 2 4GB0 GB0009292243 Victrex PLC UK Euroclear UK & Ireland Fese Table 2 4GB0 GB00B16GWD56 Vodafone Group PLC UK Euroclear UK & Ireland Fese Table 1 4GB0 GB0009465807 WEIR GRP UK Euroclear UK & Ireland Fese Table 2 4GB0 GB00B1VWM162 Wellstream Holdings PLC UK Euroclear UK & Ireland Fese Table 2 4GB0 GB00B2PDGW16 WH Smith PLC UK Euroclear UK & Ireland Fese Table 2 4GB0 GB00B1KJJ408 Whitbread PLC UK Euroclear UK & Ireland Fese Table 2 4GB0 GB0031698896 WILLIAM HILL UK Euroclear UK & Ireland Fese Table 2 4GB0 GB0009744060 Witan Investment Trust PLC UK Euroclear UK & Ireland Fese Table 2 4GB0 GB0001638955 Wetherspoon [J D] PLC UK Euroclear UK & Ireland Fese Table 2 4GB0 GB0006043169 WM Morrison Supermarkets PLC UK Euroclear UK & Ireland Fese Table 2 4GB0 GB00B5ZN3P43 Wolseley PLC UK Euroclear UK & Ireland Fese Table 2 4GB0 GB0031575839 WOOD GRP (JOHN) UK Euroclear UK & Ireland Fese Table 2 4GB0 JE00B3DMTY01 WPP PLC UK Euroclear UK & Ireland Fese Table 2 4GB0 GB00B1VK7X76 Xchanging PLC UK Euroclear UK & Ireland Fese Table 2 4GB0 GB0031411001 PLC UK Euroclear UK & Ireland Fese Table 1 4GB0 GB0031718066 Yell Group PLC UK Euroclear UK & Ireland Fese Table 2 4GB0 GB00B61D2N63 AFRICAN BARRICK GOLD PLC UK Euroclear UK & Ireland Fese Table 2 4GB0 CAPITAL SHOPPING CENTRES GROUP GB0006834344 UK Euroclear UK & Ireland Fese Table 2 4GB0 PLC GB00B5SXPF57 PLC UK Euroclear UK & Ireland Fese Table 2 4GB0 GB00B5W55H93 CPPGROUP PLC UK Euroclear UK & Ireland Fese Table 2 4GB0 GB00B635TG28 ENQUEST PLC UK Euroclear UK & Ireland Fese Table 2 4GB0 Attachment 1 to Xetra circular 106/10

GB00B62Z3C74 FIDELITY CHINA SPEC. SITUATION PLC UK Euroclear UK & Ireland Fese Table 2 4GB0 GB0031544546 PETROPAVLOVSK PLC UK Euroclear UK & Ireland Fese Table 2 4GB0 GB00B60B6S45 PROMETHEAN WORLD PLC UK Euroclear UK & Ireland Fese Table 2 4GB0 GB00B60BD277 SUPERGROUP PLC UK Euroclear UK & Ireland Fese Table 2 4GB0 GB00B1H0DZ51 TULLETT PREBON PLC UK Euroclear UK & Ireland Fese Table 2 4GB0 CH0043238366 ARYZTA AG IR Euroclear UK & Ireland Fese Table 4 0IE0 IE0000197834 ALLIED IRISH BANKS PLC IR Euroclear UK & Ireland Fese Table 4 0IE0 IE0000590798 DRAGON OIL PLC IR Euroclear UK & Ireland Fese Table 4 0IE0 IE0000669501 GLANBIA PLC IR Euroclear UK & Ireland Fese Table 4 0IE0 IE0001827041 C R H PLC IR Euroclear UK & Ireland Fese Table 4 0IE0 IE0002424939 DCC PLC IR Euroclear UK & Ireland Fese Table 4 0IE0 IE0002588105 PADDY POWER PLC IR Euroclear UK & Ireland Fese Table 4 0IE0 IE0003072950 ELAN CORPORATION PLC IR Euroclear UK & Ireland Fese Table 4 0IE0 IE0003290289 F.B.D HOLDINGS PLC IR Euroclear UK & Ireland Fese Table 4 0IE0 IE0003864109 GREENCORE GROUP PLC IR Euroclear UK & Ireland Fese Table 4 0IE0 IE00B59HWB19 INDEPENDENT NEWS & MEDIA PLC IR Euroclear UK & Ireland Fese Table 4 0IE0 IE0004906560 KERRY GROUP PLC IR Euroclear UK & Ireland Fese Table 4 0IE0 IE0004927939 KINGSPAN GROUP PLC IR Euroclear UK & Ireland Fese Table 4 0IE0 IE0030606259 BANK OF IRELAND IR Euroclear UK & Ireland Fese Table 4 0IE0 IE0033024807 UNITED DRUG PLC IR Euroclear UK & Ireland Fese Table 4 0IE0 IE00B00MZ448 GRAFTON GROUP.Plc IR Euroclear UK & Ireland Fese Table 4 0IE0 IE00B010DT83 C&C GROUP PLC IR Euroclear UK & Ireland Fese Table 4 0IE0 IE00B1GKF381 RYANAIR HOLDINGS. PLC IR Euroclear UK & Ireland Fese Table 4 0IE0 IE00B1RR8406 SMURFIT KAPPA GROUP PLC IR Euroclear UK & Ireland Fese Table 4 0IE0 IRISH LIFE & PERMANENT GROUP IE00B59NXW72 IR Euroclear UK & Ireland Fese Table 4 0IE0 HOLDINGS PLC

Application Form to become an

Option Intermediary (Eurex) Equity Intermediary (Xetra International Market - XIM)

To: Eurex Deutschland/ Eurex Zürich/ Frankfurt Stock Exchange (Xetra International Market)/ Eurex Clearing AG

Name of Member (Applicant):

CCP Member ID:

We hereby apply, in accordance with sections 80A and 88A of the UK Finance Act 1986 (as amended), for recognition as an intermediary for the segment selected above. We have reviewed our business activities and confirm that we:

a) Carry on a bona fide business of dealing in

Eurex equity options XIM equities;

b) and I do not carry on an excluded business, as defined in the Finance Act 1986.

Signature: (authorised signatory)

Name of signatory in block letters:

Position:

Date: (DD.MM.YYYY)

CREST Settlement Participant ID (Code for Settlement Purposes):

Name of GCM: (if different from the applicant)

Contact at GCM:

Signature by GCM:

A member with an UK presence should complete both of the following addresses - A member without an UK presence should see page 2

UK Address:

Phone No:

Registered Address: (if different from the above)

Phone No:

08/10 1 / 2 Please note: A member without a UK presence must however provide a UK address at which records can be inspected upon any enquiry from HM Revenue & Customs.

Name:

Address:

Contact:

Phone No:

Facsimile No:

E-mail Address:

Name of Member (Applicant):

hereby nominates the above named as its agent for the purpose of providing access to records of trading activity to HM Revenue & Customs, as required to qualify for status of the intermediary for the segment selected above.

Signature: (authorised signatory)

Name in block letters:

Name of affiliate/GCM (Agent):

hereby agrees to act as agent

Name of member (Applicant):

for the purpose of providing access to records of trading activity to HM Revenue & Customs, as required under stamp duty legislation.

Signature by Agent: (authorised signatory)

Name in block letters:

08/10 2 / 2 Application for approval by the Revenue Commissioners

RECOGNISED INTERMEDIARY

Under the relevant legislation1 a recognised intermediary is not charged to stamp duty on a transfer to it of Irish securities where such transfer is not effected in connection with excluded business as defined in the relevant legislation.

Name & Address of Applicant

(1) We confirm that we are a member firm of: the Irish Stock Exchange Limited

the London Stock Exchange plc

other designated exchange or market

Specify

(2) CREST Participant ID2(s)

(3) We hereby apply for approval as a recognised intermediary within the meaning of the relevant legislation.

In this respect we certify that – a. we have considered the relevant legislation and confirm that we are an intermediary as defined in the relevant legislation; b. we will not claim relief as a recognised intermediary in respect of any transfer of securities effected in connection with excluded business as defined in the relevant legislation; and c. we hereby consent to have the relevant records of the firm made available to an officer of the Revenue Commissioners, when so required, for the purposes of verifying compliance with the relevant legislation.

(4) The address at which the Revenue Commissioners can contact the applicant in relation to its accounting for stamp duty is as follows:

Telephone: Email:

Signed:

Capacity: Date:

(Director, Company Secretary etc.) dd/mm/yyyy

1 The relevant legislation means section 75 of the Stamp Duties Consolidation Act 1999, as substituted by section 109 (1)(d) of the Finance Act 2007 2 Specify each CREST participant ID for which approval is sought