Quantum Gravity: A Brief Review of the Past, a Selective Picture of the Present, a Glimpse of the Future
Daniele Oriti Arnold Sommerfeld Center for Theoretical Physics Munich Center for Mathematical Philosophy LMU-Munich, Germany, EU Conference “Beyond the Standard Model: Historical-Critical Perspectives” Galileo Galilei Institute, Florence, Italy, EU 21.10.2019 Quantum Gravity: very much beyond the Standard Model one thing clearly missing from Standard Model, making it intrinsically incomplete: gravity!
but incorporating gravity in the quantum framework of Standard Model is not just like adding a new particle or a new interaction…..
….it means revising drastically our very notions of space and time, and the very foundations of our description of the universe Why we need to go beyond GR and QFT
two incompatible conceptual (and mathematical) frameworks for space, time, geometry and matter
GR QFT spacetime (geometry) is a dynamical entity itself spacetime is fixed background for fields’ dynamics there are no preferred temporal (or spatial) directions evolution is unitary (conserved probabilities) with respect to a given (preferred) temporal direction physical systems are local and locally interacting nothing can be perfectly localised everything (incl. spacetime) evolves deterministically everything evolves probabilistically all dynamical fields are continuous entities interaction and matter fields are made of “quanta” every property of physical systems (incl. spacetime) and of their interactions can be precisely determined, in every property of physical systems and their principle interactions is intrinsically uncertain, in general
so, what are, really, space, time, geometry, and matter? Why we need to go beyond GR and QFT
several open physical issues, at limits of GR and QFT or at interface (where both are expected to be relevant) • breakdown of GR for strong gravitational fields/large energy densities
spacetime singularities - black holes, big bang - quantum effects expected to be important
• divergences in QFT - what happens at high energies? how does spacetime react to such high energies?
• what happens to quantum fields close to big bang? what generates cosmological fluctuations, and how? Why we need to go beyond GR and QFT
several open physical issues, at limits of GR and QFT or at interface (where both are expected to be relevant) • breakdown of GR for strong gravitational fields/large energy densities
spacetime singularities - black holes, big bang - quantum effects expected to be important
fermionic fields are added, one must generalize GR to the Einstein–Cartan theory or to the Poincar´egauge theory, because spin is the source of torsion, a geometric quantity that is identically zero in GR (see e.g. Gronwald and Hehl 1996). As one• recognizesdivergences from in QFT (2), - what these happens equations at high can energies? no longer how have does ex spacetimeactly the react to such high energies? same form if the quantum nature of the fields in Tµν is taken into account. For then we have• what operators happens to in quantum Hilbert fields space close on theto big right-hand bang? what side generates and c lassicalcosmological fluctuations, and how? functions on the left-hand side. A straightforward generalization would be to replace T by its quantum expectation value, • noµν proper understanding of interaction of geometry with quantum matter, if gravity is not quantized 1 8πG R g R + Λg = Ψ Tˆ Ψ . not a consistent(4) theory µν − 2 µν µν c4 ⟨ | µν| ⟩ These ‘semiclassical Einstein equations’ lead to problems when viewed as exact equations at the most fundamental level, cf. Carlip (2008) and the references therein. They spoil the linearity of quantum theory andeven seem to be in conflict with a performed experiment (Page and Geilker 1981). They may nevertheless be of some value in an approximate way. Independent of the problems with (4), one can try to test them in a simple setting such as the Schr¨odinger–Newton equation; it seems, however, that such a test is not realisable in the foreseeable future (Giulini and Grossardt 2011). This poses the question of the connection between gravity and quantum theory (Kiefer 2012). Despite its name, quantum theory is not a particular theory for a partic- ular interaction. It is rather a general framework for physical theories, whose fundamental concepts have so far exhibited an amazing universality. Despite the ongoing discussion about its interpretational foundations (which we shall address in the last section), the concepts of states in Hilbert space, and in particular the superposition principle, have successfully passed thousands of experimental tests. It is, in fact, the superposition principle that points towards the need for quantizing gravity. In the 1957 Chapel Hill Conference, Richard Feynman gave the following argument (DeWitt and Rickles 2011, pp. 250–60), see also Zeh (2011). He considers a Stern–Gerlach type of experiment in which two spin-1/2 particles are put into a superposition of spin up and spin downand is guided to two counters. He then imagines a connection of the counters to a ball of macroscopic dimensions. The superposition of the particles is thereby transferred to a superposition of the ball being simultaneously at two posi- tions. But this means that the ball’s gravitational field is in a superposition, too! In Feynman’s own words (DeWitt and Rickles 2011, p. 251): Now, how do we analyze this experiment according to quantum mechanics? We have an amplitude that the ball is up, and an
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Why we need to go beyond GR and QFT
hints of disappearance of spacetime itself, more radical departure from GR and QFT
• challenges to “localization” in semi-classical GR minimal length scenarios
• spacetime singularities in GR breakdown of continuum itself?
• black hole thermodynamics black holes satisfy thermodynamic relations if spacetime itself has (Boltzmann) entropy, it has microstructure if entropy is finite, this implies discreteness • Einstein’s equations as equation of state (Jacobson et al) GR dynamics is effective equation of state for any microscopic dofs collectively described by a spacetime, a metric and some matter fields
fundamental discreteness of spacetime? is spacetime itself “emergent” from non-spatiotemporal, non-geometric, quantum building blocks (“atoms of space”)?
Why we need to go beyond GR and QFT
if spacetime (with its continuum structures, metric, matter fields, topology) is emergent,
even large scale features of gravitational dynamics can (and maybe should) have their origin in more fundamental (“atomic”) theory cannot trust most notions on which effective quantum field theory is based (locality, separation of scales, etc)
e.g. : dark matter (galactic dynamics), dark energy (accelerated cosmological expansion) - either 95% of the universe is not known, or we do not understand gravity at large scales
e.g. cosmological constant as possible large scale manifestation of microscopic (quantum gravity) physics What has to change (in going from GR to QG)
• quantum fluctuations (superpositions) of spacetime structures
• geometry (areas, distances, volumes, curvature, etc)
• causality (causal relations)
• topology?
• dimensionality?
• breakdown of continuum description of spacetime?
• fundamental discreteness? of space? of time?
• entirely new degrees of freedom - “atoms of space”?
• but then, how does usual spacetime “emerge”?
• new QG scale: Planck scale
no spacetime or geometry? how can we even talk of “scales”? total failure of effective field theory intuition? Quantum Gravity: what happened so far
(years between 1950-2005) General strategy being followed:
quantise GR, adapting and employing standard techniques
different research directions are born, corresponding to different quantization techniques:
perturbative quantization, canonical quantization, covariant (path integral) quantization
all achieve key insights
all get stuck and die of starvation (or are maintained alive in a vegetative state) Quantum Gravity: (covariant) perturbative quantization
DeWitt (1950), Gupta (1952): general formulation of perturbative quantization metric perturbations
gµ⌫ = ⌘µ⌫ + hµ⌫
flat metric (Minkowski) background metric provides notion of space, time and causality
linear diffeomorphisms are gauge symmetry (background breaks full symmetry)
metric perturbations are quantized analogously to other gauge interactions
“gravitons”: massless, spin-2 quanta of perturbative gravitational field
Feynman, DeWitt,… (1962-1967, …): tree-level scattering amplitudes, 1-loop corrections to. Newton’s law, background-field method, unitarity, gauge-fixing, ghosts, ….
’t Hooft,Veltman, …., Goroff, Sagnotti (1971-1986): divergences, non-rinormalizability without and with matter
proposed possible solutions: a) add new physical ingredients (new matter, new symmetry), b) modify gravitational dynamics, c) quantise non-perturbatively Quantum Gravity: canonical quantization
Bergmann, Dirac (1950-1959): canonical quantization of (constrained) gauge systems
Arnowit, Deser, Misner (1961): Hamiltonian formulation of General Relativity, diffeomorphism constraints
Bergmann-Komar, Peres, DeWitt, Wheeler (1962-1967): canonical quantum gravity in ADM variables
kl h (x),K (x0) (x x0) Hi(hij,Kkl)=0 ij / ik jl H(hij,Kkl)=0 spatial 3-metric extrinsic curvature
invariance under spatial and temporal diffeomorphisms (encode whole dynamics) quantum level: (h ) ij 2 H H h , (h )= 0 H h , (h )=0 i ij h ij ij h ij ✓ kl ◆ ✓ kl ◆ c b Wheeler, DeWitt, Teitelboim, Kuchar, Isham…. (1967-1987, …): properties of “superspace of 3-geometries”, problem of time, scalar product on quantum states, quantum cosmology, lots of semiclassical analyses, …. formalism too ill-defined at mathematical level to constitute solid approach to QG (beyond semi-classical or “in-principle” analyses) Quantum Gravity: covariant path integral quantization
Misner, Wheeler,… (1957-): idea of sum-over-histories formulation of QG, non-perturbative transition amplitudes (and scalar product) between QG states via sum over spacetime geometries
Wheeler (1963) suggests to define it via discrete lattice (Regge) regularization —-> quantum Regge calculus S h 2 transition amplitude (or scalar product) 2 from one 3-geometry to another iS (g) h H =0 h h = ge M | i2H | i h 1| 2i D Zh1,h2 M g
probability amplitude for each sum over spacetime “history” (4-geometry), depending 4-geometries on GR action (or modified one) h S 1 1
Hawking, Hartle, Teitelboim, Halliwell,… (1978-1991, …): Euclidean continuation, covariant (no-boundary) definition of “wave function of the universe”, relation to canonical theory, implementation of diffeomorphism symmetry, covariant quantum cosmology, lots of semi-classical applications, …….. formalism too ill-defined at mathematical level to constitute solid approach to QG (beyond semi-classical or “in-principle” analyses)
many results also within quantum Regge calculus (Rocek, Sorkin, Williams, Hamber, ….) main lessons
a) Quantum gravity is perturbatively non-renormalizable, as gµ⌫ = ⌘µ⌫ + hµ⌫ a QFT for the metric field (e.g. around Minkowski space)
can stillrelativity be used as effective field theory (incorporating quantum (loop) corrections) with fixed cutoff
4 2 2 µν Sgrav = d x√g Λ + R + c1 R + c2 R R + ...+ Lmatter (26) ! " κ2 µν # J. Donoghue, C. Burgess, ….. Here the terms haveand it zero, is predictive two and (eg four graviton derivatives scattering respectiv and correctionsely. to Newtonian potential) it has toFollowing be somehow our reproduced EFT script, from we more turn tofundamental experiment theory, to determine which shouldthe parameters also explain of its this failure Lagrangian. The first term, the cosmological constant, appears to be non-zero but it is so tiny that it is not relevant on ordinary scales. The EFT treatment does not say b) we haveanything template novel (general about quantum the smallness structure, of the implementation cosmological of cons symmetries,tant - it is non-perturbative treated simply as(phase) transitionsan experimental between geometries, fact. The etc) next of term full non-perturbative is the Einstein action,theory in w theith coefficientcontinuum, determinedwhich should be realised concretely by more fundamental theory, to the extent in which continuum picture holds from Newton’s constant κ2 = 32πG.Thisistheusualstartingplaceforatreatment we haveof generalwell-defined relativity. list of conceptual The curvature issues squared (concerning terms time, yield space, effects causality, that are semi-classical tiny on normal limit, interpretationscales if of the quantum coefficients mechanics,c1,2 are etc) of that order need unity. to be In addressed. fact these are for boundedunderstanding by experiment and use of full QG [13] to be less than 10+74 -theridiculousweaknessofthisconstraintillustratesjust we havehow several irrelevant suggestions these terms of QG are corrections for normal to classical physics. phenomena So we see (also that generalnon-perturbative) coordinate invariance allows a simple energy expansion. c) At times people worry that the presence of curvature squared terms in the action will we havelead learned to instabilities how hard or is pathological the Quantum behavior. Gravity problem, Such poten mathematically,tial problems physically, have been conceptually shown to only occur at scales beyond the Planck scale [14] where yet higher order terms are also equally important. This is not a flaw of the effective fieldtheory,whichholdsonly below the Planck scale. Given the assumption of a well-behaved full theory of gravity, there is no aspect of the effective theory that needs to display a pathology.
Quantization and renormalization
The quantization of general relativity is rather like that ofYang-Millstheory.There are subtle features connected with the gauge invariance, so that only physical degrees of freedom count in loops. Feynman[15], and then DeWitt[16],didthissuccessfullyin the 1960’s, introducing gauge fixing and then ghost fields to cancel off the unphysical graviton states. The background field method employed by ’tHooft and Veltman[17] was also a beautiful step forward. It allows the expansion about a background metric (¯gµν )andexplicitlypreservesthesymmetriesofgeneralrelativity. It is then clear that quantization does not spoil general covariance and that all quantum effects respect this symmetry. The fluctuation of the metric around the backgroundisthegraviton
gµν (x)=g¯µν (x)+κhµν (x) (27)
and the action can be expanded in powers of hµν (x) (with corresponding powers of κ). The Feynman rules after gauge fixing and the addition of ghostshavebeengivenin several places[1, 2, 17] and need not be repeated here. They are unremarkable aside from the complexity of the tensor indices involved. Renormalization also proceeds straightforwardly. As advertised, the divergences are local, with the one loop effect being equivalent to[17] 1 2 1 7 ΔL = R2 + R Rµν (28) 16π2 4 d "120 20 µν # − The decade closes with the main lines of the covariant and the canonical theory clearly defined. It will soon become clear that neithertheoryworks.
6TheMiddleAges:1970-1983
1970 The decade of the seventies opens with a world of caution. Reviving a point made by Pauli, a paper by Zumino [35], suggests that the quantization of GR may be problematic and might make sense only by viewing GR as the low energy limit of a more general theory. 1971 Using the technology developed by DeWitt and Feynman for gravity, t’Hooft Other new thingsand Veltman we learned decide (from tosemi-classical study the renormalizability gravity) that are here of GR.to stay Alm (forost QG) as a warm up exercise, they consider the renormalization of Yang-Mills theory, and find Spacetime singularities that the theory is renormalizable – resultHawking, that Penrose, has wonGeroch, them….. this year Nobel breakdown of prizeGR for [36].strong Ingravitational a sense, fields/large one can energy say that densities the - firstinevitable physical in classical resu GRlt of the research center of blackin holes, quantum big bang gravity - quantum is effects the proof expected that to be Yang-Mills important theory is renormalizable. 1971 David Finkelstein writes his inspiring “spacetime code” series of papers [37] (which, among others ideas, discuss quantum groups). 1973 Following the program, t’Hooft finds evidence of un-renormalizable diver- gencesorigin in GR of with the black matter hole fields. (the Shortly Bekenstein-Hawking) after, t’Hooft and Ve entropy.ltman, asFor well a as Schwarzshild Black hole thermodynamicsDeserblack and hole, Van Nieuwenhuizen, this is confirm the evidence [38]. 3 Bekenstein, Bardeen,1974 Carter, Hawking (1973): a notion of entropy 1 c can be formally associated to black holes, and laws of black hole S = A (2) mechanics recast inHawking the form of announcesblack hole thermodynamics the derivation of black4 hole¯hG radiation [39]. A (macro- why finite? whyscopically) holographic? Schwarzshild black hole of mass M emits thermal radiation at the where A is the areadue to of which the microstructure? black hole surface. An influential, clarifying and if of Boltzmanntemperature type, at the same time intriguing paper¯hc3 is written two years later byBillUnruh. Hawking (1974): black holes emit thermal radiation, T = with temperature proportionalThe paper to horizon points curvature out the existence8πkGM of a general relation between accelerated Theobservers, result comes quantum as a surprise, theory, anticipated gravity only and by thermodynamics the observation by [42 Beken-]. Something deep BHs evaporate stein,awayabout …. a yearto nature earlier, should that entropy be hidden is naturally in this associated tangleto of black problems, holes, and but thuswe do not yet signals violation of some basic principle become what? what happens theyknow could what. be thought, inof spacetime some obscure physics sense, (unitarity? as “hot”locality? [40], and by the Bardeen- to information content?Carter-Hawking analysis of the analogy between laws of thermodynamics and 1975 dynamical behavior of black holes. Hawking’s result is not directly connected to quantumIt gravity becomes –it generally is a skillful accepted application that of quantum GR coupled fieldtheoryincurved to matter is notrenormal- spacetime–izable. butThe has research a very program strong impact started on with the field. Rosenfeld, It foster Fierzsanintenseand Pauli is dead. activity1976 in quantum field theory in curved spacetime, it opensanewfieldof research in “black hole thermodynamics” (for a review of the two, see [43]), and it opensAfirstattempttosavethecovariantprogramismadebySteven the quantum-gravitational problems of understanding the statistical Wein- berg, who explore the idea of asymptotic safety [44], developing earlier ideas from Giorgio Parisi [45], Kenneth Wilson and others, suggesting that non- renormalizable theories could nevertheless be meaningful. 11 1976 To resuscitate the covariant theory, even if in modified form,thepathhasal- ready been indicated: find a high energy modification of GR. Preserving general covariance, there is not much one can do to modify GR. An idea that attracts much enthusiasm is supergravity [46]: it seems that by simplycouplingaspin 3/2 particle to GR, namely with the action (in first order form)
4 1 i µνρσ S[g,Γ, ψ]= d x √ g R ϵ ψµγ5γν Dρψσ , ! − "2G − 2 # one can get a theory finite even at two loops. 1977 Another, independent, idea is to keep the same kinematics andchangethe action. The obvious thing to do is to add terms proportional tothedivergences. Stelle proves that an action with terms quadratic in the curvature
4 2 µν S = d x √ g αR + βR + γR Rµν . , ! − $ % is renormalizable for appropriate values of the coupling constants [47]. Unfor- tunately, precisely for these values of the constants the theory is bad. It has negative energy modes that make it unstable around the Minkowski vacuum and not unitary in the quantum regime. The problem becomes to find a theory renormalizable and unitary at the same time, or to circumventnon-unitarity.
12 GR from local horizon thermodynamics
GR from local horizon thermodynamics OtherEinstein new equation things of state:we learnedANALOGY that are here to stay (for QG)
Einstein equation of state: ANALOGY spacetime thermodynamics S(E, V ) => dS = ( S/ E)dE + ( S/ V )dV BH thermodynamicsQ = dE + pdV generalised to cosmological horizons, similar Q for surfaces in flat space (Unruh effect) 1 T = ( S/ E) S(E, V ) => isdS any= equilibrium(region( S/ of) E spacetime)dE + ( a thermodynamic.S/ V )dV system? => Q = dE + pdVentropy balance Q = T dS p = T ( S/ V ) T. Jacobson (1995),Q ….., T. Padmanabhan, Einstein’s equations as equation1 of state T = ( S/ equationE)…… of state equilibrium Q = T dS => GR GRfrom dynamics local is eff horizonective equation thermodynamics of state for any microscopic dofs entropy balance p = T (collectively S/ V ) described by a spacetime, a metric and some matter fields
equation of state geometric entropy local matter-energy Einstein eq. as crucial: “holographic” behaviour IDEA + => functional perturbationsassume constantequation of state => G(g) ∝ T(φ, g) ⇥S = ⇥A A = H ⇥ d⇤ geometricanalogue entropy gravity inlocal condensed matter-energy matter systemsEinstein eq. as IDEA + => functional perturbations C.equilibrium Barcelo,equation S. Liberati, of M.= state Visser,Rindler ‘05 horizon bifurcation surface ⇥ effective curved metric (from background fluid) and quantum matter fields (describing excitations over fluid) from non-geometric atomic theory (quantum⇥S = liquids, ⇥ A =0 => p =0 optical systems, ordinary fluids, …) Q Unruh, Parentani, Visser, Weinfurtner, Jacobson,perturbation … (1981-…) via heat flux